9. Theosophy (1965): Re-embodiment of the Spirit and Destiny
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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But action also receives permanence when once it is stamped on the outer world. If I cut a twig from a tree, something has taken place through my being, which completely changes the course of events in the outer world. |
9. Theosophy (1965): Re-embodiment of the Spirit and Destiny
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Midway between body and spirit lives the soul. The impressions which come to it through the body are transitory. They are present only as long as the body opens its organs to the things of the outer world. My eye perceives the colour of the rose only as long as the rose is in front of it and my eye is itself open. The presence of the things of the outer world as well as of the bodily organs is necessary in order that an impression, a sensation, or a perception can occur. But what I have recognised in my intellect as truth concerning the rose does not pass with the present moment. And as regards its truth, it is not in the least dependent on me. It would be true even although I had never stood before the rose. What I know through the spirit is rooted in an element of the soul-life, through which the soul is linked with a world-content that manifests itself in the soul independently of its bodily basis. The point is not whether what manifests itself is essentially imperishable, but whether its manifestation for the soul takes place in such a way that the soul's perishable bodily basis takes no part, but only that which is independent of the perishable element. The enduring element in the soul comes under observation at the moment one becomes aware that the soul has experiences which are not bounded by its perishable factor. Again the important point is not whether these experiences come to consciousness primarily through perishable processes of the bodily organisation, but the fact that they contain something which does indeed dwell in the soul, but yet in its truth is independent of the transient process of the perception. The soul is placed between the present and duration, in that it holds the middle place between body and spirit. But it also mediates between the present and duration. It preserves the present for remembrance. It thereby rescues the present from impermanence, and takes it up into the duration of its own spiritual being. It also stamps that which endures upon the temporal and impermanent by not merely yielding itself up in its own life to the transitory incitements, but by determining things from out of its own initiative, and embodying its own nature in them in the shape of the actions it performs. By remembrance the soul preserves the yesterday; by action it prepares the to-morrow. [ 2 ] My soul would always have to perceive afresh the red of the rose, in order to have it in consciousness, if it could not retain it through remembrance. What remains after an external impression, what can be retained by the soul, can again become a conception, independently of the external impression. Through this power of forming conceptions, the soul makes the outer world so into its own inner world that it can then retain the latter in the memory—for remembrance—and, independent of the impressions acquired, lead therewith a life of its own. The soul-life thus becomes the enduring result of the transitory impressions of the external world. But action also receives permanence when once it is stamped on the outer world. If I cut a twig from a tree, something has taken place through my being, which completely changes the course of events in the outer world. Something quite different would have happened to the branch of the tree if I had not interfered by my action. I have called into life a series of effects which, without my existence, would not have been present. What I have done to-day endures for to-morrow; it becomes lasting through the deed, as my impressions of yesterday have become permanent for my soul through memory. [ 3 ] For this fact of becoming permanent through action we do not, in our ordinary consciousness, form a definite conception, like that which we have for “memory,” for the becoming permanent of an experience which has occurred as the result of a perception. But will not the “I” of a man be just as much linked to the alteration in the world resulting from his deed as it is to a memory resulting from an impression? The “I” judges new impressions differently, according as it has or has not this or that other recollection. But it has also as “I” entered into a different relation to the world according as it has performed one deed or another. Whether in the relation between the world and my “I” a certain something new is present or not, depends upon whether or not I have made an impression on another person through an action. I am a different man in relation to the world after having made an impression on my surroundings. The fact that what is here indicated is not so generally noticed as is the change in the “I” through the acquiring of a recollection, is solely due to the circumstance that the recollection unites itself, immediately on being formed, with the soul-life, which man always feels to be his own; but the external effects of the deed are independent of soul-life and work out in consequences which again are something different from what is retained in the recollection. But apart from this it must be admitted that, after a deed has been accomplished, there is something in the world which the ego has sealed with its own character. If one really thinks out what is here being considered, the question must arise as to whether the results of a deed on which the “I” has stamped its own nature might not retain a tendency to return to the “I,” just as an impression preserved in the memory, revives in response to some external inducement. What is preserved in the memory waits for such an inducement. Could not that which has retained the imprint of the “I” in the external world wait also, so as to approach the human soul from without, just as memory, in response to a given inducement, approaches it from within? This matter is put forward here only as a question: for certainly it might happen that the opportunity would never occur, through which the results of a deed, bearing the impress of the ego, could meet the human soul. But that these results do exist, as such, and that, through their presence, they determine the relation of the world to the “I” is seen at once to be a possible conception, when one really follows out in thought the matter before us. In the following considerations, we shall enquire whether there is anything in human life which, starting from this possibility, points to a reality. [ 4 ] Let us first consider memory. How does it originate? Evidently in quite a different way from sensation or perception. Without the eye I cannot have the sensation “blue.” But through the eye I in no way have the remembrance of “blue.” If the eye is to give me this sensation now, a blue thing must come before it. The body would allow all impressions to sink back again into nothing were it not that whilst the present image is being formed through the act of perception, something is also taking place in the relationship between the outer world and the soul, as a result of which the man is able, subsequently, to form, through his own inner processes, a fresh image of that which he received in the first place as an image from outside himself. (Anyone who has acquired practice in observing the life of the soul will be able to realise how erroneous it is to say that a man has a perception to-day, and to-morrow, through memory, the same perception appears again, having meanwhile remained somewhere or other within him. No; the perception which I now have is a phenomenon which passes away with the “now.” When recollection takes place, a process occurs in me which is the result of something that happened, in addition to the calling forth of the actual present image, in the relation between the external world and me. The image called forth through remembrance is a new one, and not the old one preserved. Recollection consists in the fact that one can make a fresh mental image to oneself, and not that a former image can revive. What appears again in recollection is something different from the original image itself. These remarks are made here, because in the domain of Spiritual Science it is necessary that more accurate conceptions should be framed than is the case in ordinary life, and indeed also in ordinary science.) I remember; that is, I experience something which is itself no longer present. I unite a past experience with my present life. This is the case with every remembrance. Let us say for instance, that I meet a man and recognise him again because I met him yesterday. He would be a complete stranger to me were I not able to unite the picture which I made yesterday by perception, with my impression of him to-day. The picture of to-day is given me by the sense-perception, that is to say, by my sense-organisation. But who conjures yesterday's picture into my soul? It is the same being in me that was present during my experience yesterday, and is also present in that of to-day. In the previous explanations it has been called soul. Were it not for this faithful preserver of the past, each external impression would be always new to a man. Clearly the process by which perception becomes a recollection is that the soul imprints it upon the body, as though it were stamped upon it. But the soul must both make the impression and also itself perceive the impression it has made, just as it perceives any object outside itself. It is in this way that the soul is the preserver of memory. [ 5 ] As preserver of the past the soul continually gathers treasures for the human spirit. That I can distinguish what is correct from what is incorrect depends on the fact that I, as a human being, am a thinking being, able to grasp the truth in my spirit. Truth is eternal; and it could always reveal itself to me again in things, even if I were always to lose sight of the past and each impression were to be a new one to me. But the spirit within me is not restricted to the impressions of the present alone; the soul extends its horizon over the past. And the more it is able to bring to the spirit out of the past, the richer does it make the spirit. Thus the soul hands on to the spirit what it has received from the body. The spirit of man therefore carries at each moment of its life a two-fold possession within itself: firstly the eternal laws of the good and the true; secondly, the remembrance of the experiences of the past. What it does, it accomplishes under the influence of these two factors. If we want to understand a human spirit we must therefore know two different things about it: first, how much of the eternal has revealed itself to it; second, how much treasure from the past lies stored up within it. [ 6 ] These treasures by no means remain in the spirit in an unchanged form. The impressions man acquires from his experiences fade gradually from the memory. Not so their fruits. One does not remember all the experiences one lived through during childhood while acquiring the faculties of reading and writing. But one could not read or write if one had not had the experiences, and if their fruits had not been preserved in the form of abilities. And that is the transmutation which the spirit effects on the treasures of memory. It consigns whatever can merely lead to pictures of the separate experiences to their fate, and extracts from them only the force necessary for enhancing its own abilities. Thus not one experience passes by unutilised; the soul preserves each one as memory, and from each the spirit draws forth all that can enrich its abilities and the whole content of its life. The human spirit grows through assimilated experiences. And although one cannot find the past experiences in the spirit as it were in a storeroom, one nevertheless finds their effects in the abilities which the man has acquired. [ 7 ] Spirit and soul have thus far been considered only within the period lying between birth and death. One cannot stop there. Anyone wishing to do so would be like a man who observes the human body also within the same limits. Much can certainly be discovered within these limits; but the human form can never be explained by what lies between birth and death. It cannot build itself up directly out of mere physical substances and forces. It can only descend from a form like its own, which arises as the resultant of what has been handed on by heredity. The physical materials and forces build up the body during life; the forces of propagation enable another body, a body which can have the same form, to proceed from it; that is to say, one which is able to be the bearer of a similar life-body. Each life-body is a repetition of its forefather. Only because it is such a repetition does it appear, not in any chance form, but in that passed on to it by heredity. The forces which make possible my human form lay in my forefathers. But the spirit of a man appears also in a definite form (the word “form” is naturally used in a spiritual sense). And the forms of the spirit are the most varied imaginable in different persons. No two men have the same spiritual form. Investigations in this region should be made in just as quiet and matter-of-fact a manner as in the physical world. It cannot be said that the differences in human beings in a spiritual respect arise only from the differences in their environment, their upbringing, etc. This is by no means the case: for two people under similar influences as regards environment, upbringing, etc., develop in quite different ways. One must therefore admit that they have entered on their path of life with quite different qualities Here one is brought face to face with an important fact which when its full bearing is recognised, sheds light on the being of man. A person who is set upon directing his outlook exclusively towards material happenings, could indeed assert that the individual differences of human personalities arise from differences in the constitution of the material germs. (And in view of the laws of heredity discovered by Gregor Mendel and further developed by others, such a view can say much that gives it the appearance of justification, even to a scientific judgment.) One who judges in this way only shows, however, that he has no insight into the real relation of man to his experience. For it is obvious to careful observation that external circumstances affect different persons in different ways, because of something which is not the direct result of their material development. To the really accurate investigator in this domain it becomes apparent that what proceeds from the material basis can be distinguished from that which, it is true, arises through the mutual interaction of the man with his experiences, but which can only take shape and form in that the soul itself enters into this mutual interaction. It is clear that the soul stands here in relation to something within the external world, which, by virtue of its very nature, cannot be connected with the material, germinal basis. [ 8 ] Human beings differ from their animal fellow-creatures on the earth through their physical form. But in respect of this form they are, within certain limits, like one another. There is only one human species. However great may be the differences between races, tribes, peoples, and personalities, as regards the physical body, the resemblance between man and man is greater than between man and any animal species. Everything that finds expression in the human species is conditioned through inheritance from forefathers to descendants. And the human form is bound to this heredity. As the lion can inherit its physical form through lion forefathers only, so can the human being inherit his physical body through human forefathers only. [ 9 ] Just as the physical similarity of men is clear to the eye, so does the difference of their spiritual forms reveal itself to the unprejudiced spiritual gaze. There is one very evident fact through which this is expressed. It consists in the existence of the life-history of a human being. Were a human being merely a member of a species, no life-history could exist. A lion, a dove, lay claim to interest in so far as they belong to the lion or the dove species. The single being in all its essentials has been understood when one has described the species. It matters little whether one has to do with father, son, or grandson. What is of interest in them, father, son and grandson have in common. But what a human being signifies begins, not where he is merely a member of a species, but where he is a single individual being. I have not in the least understood the nature of Mr. Smith if I have described his son or his father. I must know his own life-history. Anyone who reflects on the nature of biography becomes aware that in respect of the spiritual each man is a species for himself. Those people, to be sure, who regard a biography merely as a collection of external incidents in the life of a person, may claim they can write the biography of a dog in the same way as that of a man. But anyone who depicts in a biography the real individuality of a man, grasps the fact that he has in the biography of one human being something that corresponds to the description of a whole species in the animal kingdom. The point is not—and this is quite obvious—that one can relate something in the nature of a biography about an animal—especially clever ones—but the point is that the human biography does not correspond to the life-history of the individual animal but to the description of the animal species. Of course there will always be people who will seek to refute what has been said here by urging that owners of menageries, for instance, know how single animals of the same species differ from one another. The man who judges thus, shows however, that he is unable to distinguish the difference between individuals from a difference which reveals itself as acquired only through individuality. [ 10 ] Now if genus or species in the physical sense becomes intelligible only when one understands it as conditioned by heredity, so too the spiritual being can be understood only through a similar spiritual heredity. I have received my physical human form because of my descent from human forefathers. Whence have I that which finds expression in my life-history? As physical man, I repeat the shape of my forefathers. What do I repeat as spiritual man? Anyone claiming that what is comprised in my life-history required no further explanation, but has just be accepted as such, must be regarded as being also bound to maintain that he has seen, somewhere, an earth-mound on which the lumps of matter have, quite by themselves, conglomerated into a living man. [ 11 ] As physical man I spring from other physical men, for I have the same shape as the whole human species. The qualities of the species, accordingly, could thus be acquired within the species through heredity. As spiritual man I have my own form as I have my own life-history. I can therefore have obtained this form from no one but myself. And since I entered the world not with undefined but with defined soul-predispositions, and since the course of my life, as it comes to expression in my life-history, is determined by these predispositions, my work upon myself cannot have begun with my birth. I must, as spiritual man, have existed before my birth. In my forefathers I certainly did not exist; for they as spiritual human beings, are different from me. My life-history is not explainable through theirs. On the contrary, I must, as spiritual being, be the repetition of someone through whose life-history mine can be explained. The only thinkable alternative would be this: that I owe the form of the content of my life-history to a spiritual life only, prior to birth (or more correctly to conception.) But one would only be entitled to hold this idea if one were willing to assume that what acts upon the human soul from its physical surroundings is of the same nature as what the soul receives from a purely spiritual world. Such an assumption contradicts really accurate observation. For what affects the human soul out of its physical environment works in the same way as a later experience works on a similar earlier experience in the same life. In order to observe these relations correctly, one must acquire a perception of how there are impressions operating in human life, whose influence upon the aptitudes of the soul is like standing before a deed that has to be done, in contrast to what has already been practised in physical life. But the soul does not bring faculties gained in this immediate life to meet these impressions, but aptitudes which receive the impressions in the same way as do the faculties acquired through practice. Anyone who penetrates into these matters, arrives at the conception of earth-lives which must have preceded this present one. He cannot in his thinking stop at purely spiritual experiences preceding this present earth-life. The physical form which Schiller bore, he inherited from his forefathers. But just as little as Schiller's physical form can have grown directly out of the earth, as little can his spiritual being have arisen directly out of a spiritual environment. He must himself be the re-embodiment of a spiritual being, through whose life-history his own will be explicable, just as his physical human form is explicable through human propagation. In the same way, therefore, as the physical human form is again and again a repetition, a re-embodiment, of the distinctively human species, so too the spiritual human being must be a re-embodiment of the same spiritual human being. For, as spiritual human being, each one is in fact his own species. [ 12 ] It might be objected to what has been stated here, that it is a mere spinning of thoughts; and such external proofs might be demanded as one is accustomed to demand in ordinary natural science. The reply to this is that the re-embodiment of the spiritual human being is, naturally, a process which does not belong to the domain of external physical facts, but is one that takes place entirely in the spiritual region. And to this region no other of our ordinary powers of intelligence has entrance, save that of thinking. He who will not trust to the power of thinking, cannot in fact enlighten himself regarding higher spiritual facts. For him whose spiritual eye is opened, the above trains of thought act with exactly the same force as does an event that takes place before his physical eyes. Anyone who ascribes to a so-called “proof,” constructed according to methods of natural science, greater power to convince than the above observations concerning the significance of life-history may be in the ordinary sense of the word a great scientist; but from the paths of true spiritual investigation he is very far distant. [ 13 ] One of the most dangerous assumptions consists in claiming to explain the spiritual qualities of a man by inheritance from father, mother or other ancestors. Anyone who is guilty of the assumption, for example, that Goethe inherited what constituted his essential being from father or mother will at first be hardly accessible to argument, for there lies within him a deep antipathy to unprejudiced observation. A materialistic spell prevents him from seeing the mutual connections of phenomena in the true light. [ 14 ] In such observations as the above, the antecedents are provided for following the human being beyond birth and death. Within the boundaries formed by birth and death, the human being belongs to the three worlds, of the bodily element, of soul, and of spirit. The soul forms the intermediate link between body and spirit, inasmuch as it endows the third member of the body, the soul-body, with the capacity for sensation, and inasmuch as it permeates the first member of the spirit, the Spirit-self, as consciousness-soul. Thus it takes part and lot during life with the body as well as with the spirit. This comes to expression in its whole existence. It will depend on the organisation of the soul-body, how the sentient soul can unfold its capabilities. And on the other hand, it will depend on the life of the consciousness-soul to what extent the Spirit-self can develop within it. The more highly organised the soul-body is, the more complete is the intercourse which the sentient soul will be able to develop with the outer world. And the Spirit-self will become so much the richer and more powerful, the more the consciousness-soul brings nourishment to it. It has been shown that during life this nourishment is supplied to the Spirit-self through assimilated experiences and the fruits of those experiences. For the interaction of soul and spirit described above can, of course, only take place where soul and spirit are within each other, penetrating each other, that is, within the union of Spirit-self with consciousness-soul. [ 15 ] Let us consider first the interaction of the soul-body and the sentient soul. The soul-body, as has become evident, is the most finely elaborated part of the body; but it nevertheless belongs to the body and is dependent on it. Physical body, ether-body, and soul-body compose, in a certain sense, one whole. Hence the soul-body is also involved in the laws of physical heredity through which the body receives its shape. And since it is the most mobile and, so to speak, the most volatile form of body, it must also exhibit the most mobile, volatile manifestations of heredity. While, therefore, the difference in the physical body corresponding to races, peoples and tribes is the smallest, and while the ether-body shows, on the whole, a preponderating likeness, although a greater divergence as between single individuals, in the soul-body the difference is already a very considerable one. In it is expressed what is felt to be the external, personal peculiarity of a man. It is therefore also the bearer of that part of this personal peculiarity which is passed on from parents, grandparents, etc., to their descendants. True, the soul as such leads a complete life of its own; it shuts itself up with its inclinations and disinclinations, its feelings and passions. But as a whole it is nevertheless active, and therefore this whole comes to expression also in the sentient soul. And because the sentient soul interpenetrates and as it were fills the soul-body, the latter forms itself according to the nature of the soul and can in this way, as the bearer of heredity, pass on inclinations, passions, etc., from forefathers to children. On this fact rests what Goethe says: “From my father I have stature and the serious manner of life, from my mother a joyous disposition and the love of telling stories.” Genius, of course, he did not receive from either. [ 16 ] In this way we are shown what part of a man's soul-qualities he hands over, as it were, to the line of physical heredity. The substances and forces of the physical body are in like manner present in the whole circle of external, physical Nature. They are continually being taken up from it and given back to it. In the space of a few years the substance which composes our physical body is entirely renewed. That this substance takes the form of the human body, and that it is perpetually renewed within this body, depends upon the fact that it is held together by the ether-body. And the form of the latter is not determined by events between birth—or conception—and death alone, but is dependent on the laws of heredity which extend beyond birth and death. That soul-qualities also can be transmitted by heredity, that is, that the progress of physical heredity receives an impulse from the soul, is due to the fact that the soul-body can be influenced by the sentient soul. Now how does the interaction between soul and spirit proceed? During life, the spirit is bound up with the soul in the way shown above. The soul receives from it the gift of living in the good and the true, and of thereby bringing, in its own life, in its tendencies, impulses and passions, the spirit itself to expression. The Spirit-self brings to the “I,” from the world of the spirit, the eternal laws of the true and good. These link themselves through the consciousness-soul with the experiences of the soul's own life. These experiences themselves pass away but their fruits remain. The Spirit-self receives an abiding impression by having been linked with them. When the human spirit meets with an experience similar to one to which it has already been linked, it sees in it something familiar, and is able to adopt a different attitude towards it from the one it would adopt if it were facing it for the first time. This is the basis of all learning. And the fruits of learning are acquired capacities. The fruits of the transitory life are in this way graven on the eternal spirit. And do we not see these fruits? Whence spring the innate predispositions and talents described above as characteristic of the spiritual man? Surely only from capacities of one kind or another which the human being brings with him when he begins his earthly life. These capacities, in certain respects, exactly resemble those which we can also acquire for ourselves during our earthly life. Take the case of a genius. It is known that Mozart when a boy, could write out from memory a long musical work after hearing it only once. He was able to do this only because he could survey the whole at once. Within certain limits, a man is also able during life to increase his capacity of rapid survey, of grasping connections, so that he then possesses new faculties. Lessing has said of himself that through a talent for critical observation he had acquired for himself something that came near to genius. One has either to regard such abilities founded on innate capacities as a miracle or to consider them as fruits of experiences which the Spirit-self has had through a soul. They have been graven on this Spirit-self, and since they have not been implanted in this fife, they must have been in a former one. The human spirit is its own species. And just as man, as a physical being belonging to a species, transmits his qualities within the species, so does the spirit within its species, that is, within itself. In each life the human spirit appears as a repetition of itself with the fruits of its former experiences in previous lives.1 This life is consequently the repetition of others, and brings with it what the Spirit-self has, by work, acquired for itself in the previous life. When the Spirit-self absorbs something that can develop into fruit, it saturates itself with the Life-spirit. Just as the life-body reproduces the form, from species to species, so does the Life-spirit reproduce the soul from personal existence to personal existence. [ 17 ] The preceding considerations give validity to that conception which seeks the reason for certain life-processes of man in repeated earth-lives. That conception can really only receive its full significance by means of observations which spring from spiritual insight, such as can be acquired by following the path of knowledge described at the close of this book. Here the only intention was to show that ordinary observation, rightly orientated by thinking, already leads to this conception. But observation of this kind, it is true, will at first leave the conception to become something like a silhouette. And it will not be possible to defend the conception entirely against the objections advanced by observation which is neither accurate, nor rightly guided by thinking. But on the other hand it is true that anyone who acquires such a conception through ordinary thoughtful observation, makes himself ready for supersensible observation. To a certain extent he develops something that one needs must have prior to this supersensible observation, just as one must have eyes prior to observing through the senses. Anyone who objects that through the formation of such a conception one can readily suggest to oneself the super-sensible observation, proves only that he is incapable of entering into the reality and that it is he himself who is thereby suggesting his objections. [ 18 ] Thus the experiences of the soul become enduring not only within the boundaries of birth and death, but beyond death. The soul does not stamp its experiences, however, only on the spirit which flashes up in it; it stamps them on the outer world also, through its action. What a man did yesterday is to-day still present in its effects. The relationship between cause and effect in this connection is illustrated by the parallel relation between death and sleep. Sleep has often been called the younger brother of death. I get up in the morning. My consecutive activity has been interrupted by the night. Now under ordinary circumstances, it is not possible for me to begin my activity again just as I like. I must connect it with my doings of yesterday, if there is to be order and coherence in my life. My actions of yesterday are the conditions predetermining those actions which fall to me to-day. I have created my fate of to-day by what I did yesterday. I have separated myself for a while from my activity; but this activity belongs to me and draws me again to itself, after I have withdrawn myself from it for a while. My past remains bound up within me; it lives on in my present, and will follow me into my future. If the effects of my yesterday were not to be my fate to-day, I should have had, not to wake this morning, but to be newly created out of nothing. It would be absurd if under ordinary circumstances I were not to occupy a house that I have had built for me. [ 19 ] The human spirit is as little newly created when it begins its earthly life, as a man is newly created every morning; let us try to make clear to ourselves what happens when entrance into this life takes place. A physical body, receiving its form through the laws of heredity, comes upon the scene. This body becomes the bearer of a spirit, which repeats a previous life in a new form. Between the two stands the soul, which leads a self-contained life of its own. Its inclinations and disinclinations, its wishes and desires, minister to it; it presses thought into its service. As sentient soul, it receives the impressions of the outer world and carries them to the spirit, in order that the spirit may extract from them the fruits that are to endure. It plays, as it were, the part of intermediary; and its task is fulfilled when it is adequate to this part. The body forms impressions for the sentient soul which transforms them into sensations, retains them in the memory as conceptions, and hands them over to the spirit to hold permanently. The soul is really that through which man belongs to his whole earthly life. Through his body he belongs to the physical human species. Through it he is a member of this species. With his spirit he lives in a higher world. The soul binds the two worlds together for a time. [ 20 ] But the physical world into which the human spirit enters is no strange field of action to it. On that world the traces of its own former actions are imprinted. Something in this field of action belongs to this spirit. It bears the impress of its being. It is related to it. As the soul in the first place transmitted impressions from the outer world to the human spirit, in order that they might remain enduringly within it, so later the soul, as the organ of the human spirit, converted the faculties bestowed on it by the spirit into deeds which in their effects are also enduring. Thus the soul has actually immersed itself in these actions. In the effects of his deeds a man's soul lives further a second life of its own. Now this provides us with a motive for examining life from this angle, in order to perceive how the processes of fate enter into it. Something “happens” to a man. He is probably at first inclined to regard such a “happening” as something coming into his life “by chance.” But he can become aware of how he himself is the outcome of such “chances.” Anyone who studies himself in his fortieth year and in the search after his soul-nature refuses to be content with an unreal abstract conception of the “I,” may well say to himself: “I am indeed nothing else whatever than what I have become through what has ‘happened’ to me according to fate up to the present. Should I not be a different man, if, for example, I had had a certain series of experiences when twenty years old instead of those that I did have?” The man will then seek his “I,” not only in those educative impulses which came to him from “within” outwards, but also in what has formatively thrust itself into his life from “without.” He will recognise his own “I” in that which “happens to him.” If one gives oneself up unreservedly to such a perception, then only a further step of really intimate observation of life is needed in order to see, in what comes to one through certain experiences of destiny, something which lays hold upon the “I” from without, just as memory works from within in order to make a past experience flash up again. Thus one can make oneself able to perceive in the experiences of fate, how a former action of the soul finds its way to the ego, just as in memory an earlier experience finds its way into the mind as a conception, if called forth by an external cause. It has already been alluded to as a “possible” conception, that the consequences of a deed may meet the human soul again. A meeting of this kind in regard to certain consequences of action is out of the question in the course of one earth-life, because that earth-life was particularly arranged for the carrying out of the deed. Experience is derived from its accomplishment. A definite consequence of that action can as little react upon the soul in that case, as one can remember an experience while one is still in the midst of it. It can only be a question here of the experience of the results of actions which do not confront the ego while it has the same soul-content which it had during the earth-life in which the deed was committed. One's gaze can only be directed to the consequences of action from another earth-life. As soon as one realises that what “happens” to one seemingly as a destined experience is bound up with the “I,” just as much as what shapes itself “from out of the inner being” of that “I”—then one is forced to the conclusion that in such a destined experience one is concerned with the consequences of action from previous earth-lives. One sees that one is thus led, through an intimate grasp of life, guided by thinking, to what for the ordinary consciousness is the paradoxical assumption—namely, that the destined experiences of one earth-life are linked with the actions of preceding earth-lives. This conception again can only receive its full content through supersensible knowledge; lacking this it remains a mere silhouette. But once more, this conception, derived from the ordinary consciousness, prepares the soul so that it is enabled to behold its truth in actual super-sensible observation. [ 21 ] Only the one part of my deed is in the outer world: the other is in myself. Let us make this relation of “I” to deed clear by a simple example taken from natural science. Creatures that once could see, migrated to the caves of Kentucky, and through their life in them have lost their power of sight. Existence in darkness has put the eyes out of action. Consequently the physical and chemical activity that is present when seeing takes place is no longer carried on in these eyes. The stream of nourishment, which was formerly expended on this activity, now flows to other organs. These creatures can now live only in these caves. They have by their act, by the immigration, created the conditions of their later lives. The immigration has become a part of their fate. A being that once acted, has united itself with the results of the action. It is so also with the human spirit. The soul could only mediate and make over certain capacities to the spirit through being itself active. And these capacities correspond to the actions. Through an action which the soul has performed, there lives in the soul the predisposition, full of energy, to perform another action, which is the fruit of that first action. The soul carries this as a necessity within itself, until the latter action has come to pass. One might also say: through an action, the necessity has been imprinted upon the soul to carry out the consequences of that action. [ 22 ] By means of its actions, the human spirit has really brought about its own fate. In a new life it finds itself linked to what it did in a former one. One may ask, “How can that be, when the human spirit on reincarnating finds itself in an entirely different world from that which it left at some earlier time?” This question is based on a very superficial conception of the linking's of fate. If I change my scene of action from Europe to America I also find myself in new surroundings. Nevertheless, my life in America depends entirely on my previous life in Europe. If I have been a mechanic in Europe, my life in America will shape itself quite differently from the way in which it would, had I been a bank clerk. In the one case I should probably be surrounded in America by machinery, in the other by banking arrangements. In each case my previous life decided my environment; it attracts to itself, as it were, out of the whole surrounding world, those things that are related to it. So it is with the Spirit-self. It inevitably surrounds itself in a new life with that to which it is related from previous lives. And on that account sleep is an apt image for death, because the man during sleep is withdrawn from the field of action in which his fate awaits him. While one sleeps, events in this field of action pursue their course. One has for a time no influence on this course of events. Nevertheless, our life in a new day depends on the effects of the deeds of the previous one. Our personality actually incarnates anew every morning in our world of action. What was separated from us during the night is spread out as it were around us during the day. So it is with the actions of the former embodiments of man. They are bound up with him as his destiny, as life in the dark caves remains bound up with the creatures who, through migration into them, have lost their power of sight. Just as these creatures can only live in the surroundings in which they have placed themselves, so the human spirit can only live in the surroundings which by its acts it has created for itself. That I find in the morning a state of affairs which I created on the previous day is brought about by the direct progress of the events themselves. That I, when I reincarnate, find surroundings which correspond with the results of my deeds in a previous life, is brought about by the relationship of my reincarnated spirit with the things in the world around. From this one can form a conception of how the soul is set into the constitution of man. The physical body is subject to the laws of heredity. The human spirit, on the contrary, has to incarnate over and over again; and its law consists in its bringing over the fruits of the former lives into the following ones. The soul lives in the present. But this life in the present is not independent of the previous fives. For the incarnating spirit brings its destiny with it from its previous incarnations. And this destiny determines its life. What impressions the soul will be able to have, what wishes it will be able to have gratified, what sorrows and joys shall grow up for it, with what individuals it shall come into contact—all this depends on the nature of the actions in the past incarnations of the spirit. Those people with whom the soul was bound up in one life, the soul must meet again in a subsequent one, because the actions which have taken place between them must have their consequences. When this soul seeks re-embodiment, those others, who are bound up with it, will also strive towards their incarnation at the same time. The life of the soul is therefore the result of the self-created destiny of the human spirit. The course of man's life between birth and death is therefore determined in a three-fold way. And thereby he is dependent in a three-fold way on factors which he on the other side of birth and death. The body is subject to the law of heredity; the soul is subject to its self-created fate. Using an ancient expression, one calls this fate, created by the man himself, his karma. And the spirit is under the law of re-embodiment, repeated earth-lives. One can accordingly express the relationship between spirit, soul and body in the following way as well: the spirit is immortal; birth and death reign over the body according to the laws of the physical world; the soul-life, which is subject to destiny, mediates the connection of both during an earthly life. All further knowledge about the being of man presupposes acquaintance with the “three worlds” to which he belongs. These three worlds are dealt with in the following pages. [ 23 ] A thinking which frankly faces the phenomena of life, and is not afraid to follow out to their final consequences the thoughts resulting from a living, vivid contemplation of life, can, by pure logic, arrive at the conception of the law of destiny and repeated incarnations. Just as it is true that for the seer with the opened “spiritual eye,” past lives, like an opened book, he before him as experience, so it is true that the truth of all this can become obvious to the unbiased reason which reflects upon it.2
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9. Theosophy (1965): The Spiritland
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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He does not know that a man with spiritual vision is as familiar with the spirit-beings as he himself is with his dog or his cat, and that the archetypal world has a far more intense reality than the world of the physical senses. |
9. Theosophy (1965): The Spiritland
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Before the spirit can be observed on its further pilgrimage, the region it enters must first be examined. It is the “World of the Spirit.” This world is so unlike the physical that whatever is said about it will appear fantastic to one who is willing only to trust his physical senses. And what has already been said in regard to the world of the soul holds good here to a still higher degree; that is, to say, one has to use analogies in order to describe it. For our speech, which for the most part serves only for the realities of the senses, is not richly blessed with expressions directly applicable to the “Spiritland.” It is therefore especially necessary here to ask the reader to take much that is said as an indication only. For everything described here is so unlike the physical world that it can be depicted only in this way. The author is ever conscious of how inadequately his account describes the experiences of this region, owing to the imperfect means of expression in language that is adapted entirely to the physical world. [ 2 ] It must above all be emphasised that this world is woven out of the substance of which human thought consists. (The word “substance,” too, is here used in a far from usual sense.) But thought, as it lives in earthly man, is only a shadow picture, a phantom of its true being. As the shadow of an object on the wall is related to the real object which throws this shadow, so is the thought that makes its appearance through a human brain related to the being in the Spiritland which corresponds to this thought. Now when the spiritual sense of man is awakened he actually perceives this thought-being, just as the eye of the senses perceives the table or the chair. He moves in a region of thought-beings. The corporeal eye perceives the lion, and the thinking that is directed to the material world thinks the thought “lion” as a shadow, a shadowy picture. In “Spiritland” the spiritual eye sees the thought “lion” as truly as the corporeal eye sees the physical lion. Here we may again refer to the analogy already used regarding the Soul-land. Just as the environment of a man born blind and then operated upon appear all at once with the new qualities of colour and light, so is the environment of the person who learns to use his spiritual eye seen to be filled with a new world, the world of living thoughts or spirit-beings. There are to be seen in this world, first the spiritual archetypes of all things and beings which are present in the physical and in the soul worlds. Imagine the picture of a painter existing in the mind before it is painted. This indicates what is meant by the expression “Archetype.” It does not concern us here that the painter has not, perhaps, had such an archetype in his mind before he paints; and that it only gradually develops and becomes complete during the practical work. In the real “World of the Spirit,” there are such archetypes for all things, and the physical things and beings are images of these archetypes. It is quite understandable when anyone who trusts only to his outer senses denies this archetypal world, and holds archetypes to be merely abstractions which the intellect arrives at by comparing the objects of the senses. Such a person simply cannot see in this higher world; he knows the thought-world only in its shadowy abstractness. He does not know that a man with spiritual vision is as familiar with the spirit-beings as he himself is with his dog or his cat, and that the archetypal world has a far more intense reality than the world of the physical senses. [ 3 ] True, the first insight into “Spiritland” is still more bewildering than that into the soul-world. For the archetypes in their true form are very unlike their material images. They are, however, just as unlike their shadows, the abstract thoughts. In the spiritual world everything is in continuous, mobile activity, ceaselessly creating. A state of rest, a remaining in one place, as in the physical world, do not exist here. For the archetypes are creative beings. They are the master builders of all that comes into being in the physical world and the soul-world. Their forms change rapidly; and in each archetype lies the possibility of assuming myriads of specialised formations.2 They let the different formations well out of them, and scarcely is one produced than the archetype sets about pouring forth the next one. The archetypes stand in more or less intimate relationships to each other. They do not work singly. The one requires the help of the other for its creations. Innumerable archetypes often work together in order that this or that being in the soul-world or the physical world may arise. [ 4 ] Besides what is to be perceived by “spiritual sight” in this “Spiritland,” there is something else that is to be regarded as “spiritual hearing.” As soon as the clairvoyant rises out of the soul-world into the spirit-world, the archetypes that are perceived sound as well. This “sounding” is a purely spiritual process. It must be conceived of without any accompanying thought of physical sound. The observer feels as if he were in an ocean of tones. And in these tones, in this spiritual sounding, the beings of the spirit-world express themselves. The primordial laws of their existence are expressed in their mutual relationships and affinities, in the intermingling of their sounds, their harmonies, melodies and rhythms. What the intellect perceives in the physical world as law, as idea, reveals itself to the “spiritual ear” as a spiritual music. (Hence, the Pythagoreans called this perception of the spiritual world the “Music of the Spheres.” To one who possesses the “spiritual ear” this “Music of the Spheres” is not something merely figurative and allegorical, but a spiritual reality well known to him.) If one wishes to gain a conception of this “spiritual music” one must lay aside all ideas of the music of the senses as perceived by the “material ear.” For here one is concerned with “spiritual perception,” that is, with perception of such a kind as must remain silent for the “ear of the senses.” In the following descriptions of the “Spiritland,” reference to this “spiritual music” will be omitted for the sake of simplicity. One has only to form a mental picture in which everything described as “picture,” as “radiance,” is at the same time sounding. To each colour, each perception of light, there is a corresponding spiritual tone, and every combination of colours corresponds to a harmony, a melody, etc. For one must hold clearly in mind that even where the sounding prevails, perception by means of the “spiritual eye” by no means ceases. The sounding is merely added to the radiance. Therefore, where archetypes are spoken of in the following pages, the “Primal Tones” are to be thought of as also present. Other perceptions arise as well, which by way of comparison may be termed “spiritual tasting,” and so on. But it is not proposed to go into these processes here, since we are concerned with awakening a conception of the “Spiritland” through certain selected modes of perception. [ 5 ] It is necessary, in the first place, to distinguish the different kinds of archetypes from one another. In the “Spiritland,” too, one has to distinguish between a number of grades or regions in order to find one's way among them. Here also, as in the soul-world, the different regions are not to be thought of as lying one above the other like strata, but as mutually interpenetrating and pervading each other. The first region contains the “archetypes” of the physical world in so far as it is not endowed with life. The archetypes of the minerals are to be found here—also those of the plants; but the latter only in so far as they are purely physical, that is, in so far as the life in them is not taken into account. In the same way one finds here the archetypes of the physical forms of the animals and of human beings. This does not exhaust all that is to be found in this region but merely illustrates it by the readiest examples. This region forms the basic scaffolding of the “Spiritland.” It can be likened to the solid land of the physical earth. It forms the “continental” mass of the “Spiritland.” Its relationship with the physical corporeal world can only be described by means of an illustration. One gains some idea of it in the following way. Picture a limited space filled with physical bodies of the most varied kinds. Then think these bodies away and conceive in their place cavities in space, having their forms. The intervening spaces, on the other hand, which were previously empty, must be thought of as filled with the most varied forms, having manifold relationships with the physical bodies spoken of above. This is somewhat like the appearance presented by the lowest region of the archetypal world. In it, the things and beings which become embodied in the physical world are present as “spatial cavities.” And in the intervening spaces the mobile activity of the archetypes (and of the “spiritual music”) plays out its course. At the time of physical embodiment the spatial cavities become as it were filled with physical matter. If anyone were to look into space with both physical and spiritual eyes, he would see the physical bodies, and in between, the mobile activity of the creative archetypes. The second region of the “Spiritland” contains the archetypes of life. But here this life forms a perfect unity. It streams through the world of spirit like a fluid element, as it were like blood pulsating through everything. It may be likened to the sea and the water systems of the physical earth. Its distribution, however, is more like the distribution of the blood in the animal body than that of the seas and rivers. This second stage of the “Spiritland” could be described as Flowing Life, formed of thought-substances. In this element are the creative Primal Forces, producing everything that appears in physical reality as living being. Here it is evident that all life is a unity, that the fife in man is related to the life of all his fellow-creatures. [ 6 ] The archetypes of whatever is of the nature of soul must be designated as the third region of the “Spiritland.” Here we find ourselves in a much finer and rarer element than in the first two regions. To use a comparison it can be called the air or atmosphere of the “Spiritland.” Everything that goes on in the souls of both the other worlds has here its spiritual counterpart. Here all feelings, sensations, instincts, passions, etc., are again present, but in a spiritual way. The atmospheric processes in this aerial region correspond with the sorrows and joys of the creatures in the other worlds. The longing of a human soul appears here as a gentle zephyr; an outbreak of passion is like a stormy blast. One who can form conceptions of what is here under consideration, pierces deep into the sighing of every creature when he directs his attention to it. One can for example speak here of storms with flashing lightning and rolling thunder; and if one investigates the matter one finds that the passions of a battle waged on earth are expressed in such “spirit tempests.” [ 7 ] The archetypes of the fourth region are not immediately related to the other worlds. They are in certain respects Beings who govern the archetypes of the three lower regions and mediate their working together. They are accordingly occupied with the ordering and grouping of these subordinate archetypes. From this region therefore a more comprehensive activity proceeds than from the lower ones. [ 8 ] The fifth, sixth and seventh regions differ essentially from the preceding ones. For the Beings in these regions supply the archetypes with the impulses for their activity. In them are to be found the creative forces of the archetypes themselves. He who is able to rise to these regions comes to know the purposes which underlie our world.3 The archetypes lie here still like living germ-entities ready to assume the most manifold forms of thought-beings. If these germ-entities are projected into the lower region they well up, as it were, and manifest themselves in the most varied shapes. The ideas through which the human spirit manifests itself creatively in the physical world are the reflection, the shadow, of these germinal thought-beings of the higher spiritual world. The observer with the “ear of spirit” rises from the lower regions of the “Spiritland” to these higher ones, becomes aware that sounds and tones are changed into a “spiritual language.” He begins to perceive the “spiritual word” through which the things and beings do not now make known to him their nature in music alone, but express it in “words.” They utter to him what is called in spiritual science their “eternal names.” [ 9 ] We must picture to ourselves that these thought-germinal-beings are of a composite nature. Out of the element of the thought-world only the germ-sheath, as it were, is taken. And this surrounds the true life kernel. With it we have reached the confines of the “three worlds,” for the “kernel” has its origin in still higher worlds. When man was described above according to his component parts this “life kernel” of the human being was specified, and its components were called “Life Spirit” and “Spirit Man.” There are similar “life kernels” for other beings in the Cosmos. They originate in higher worlds and are placed in the three which have been described, in order to accomplish their tasks in them. The human spirit will now be followed on its further pilgrimage through the “Spiritland” between two embodiments or incarnations. In the course of the description the conditions and distinguishing characteristics of this “land” will once more come clearly into view.4
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9. The Way of Initiation (1960 reprint): The Personality of Rudolf Steiner and His Development
Edouard Schuré |
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Nietzsche, the author of Beyond Good and Evil, had not, like the realists of Bismarckian imperialism, renounced idealism, for he was naturally intuitive; but in his individualistic pride he sought to cut off the spiritual world from the universe, and the divine from human consciousness. Instead of placing the superman, of whom he had a poetic vision, in the spiritual kingdom, which is his true sphere, he strove to force him into the material world, which alone was real in his eyes. |
9. The Way of Initiation (1960 reprint): The Personality of Rudolf Steiner and His Development
Edouard Schuré |
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By Edouard Schuré Many of even the most cultivated men of our time have a very mistaken idea of what is a true mystic and only true occultist. They know these two forms of human mentality only by their imperfect or degenerate types, of which recent times have afforded but too many examples. To the intellectual man of the day, the mystic is a, kind of fool and visionary who takes his fancies for facts; the occultist is a dreamer or a charlatan who abuses public credulity in order to boast of an imaginary science and of pretended powers. Be it remarked, to begin with, that this definition of mysticism, though deserved by, some, would be as unjust as erroneous if one sought to apply it to such personalities as Joachim del Fiore of the thirteenth century, Jacob Boehme of the sixteenth, or St. Martin, who is called “the unknown philosopher,” of the eighteenth century. No less unjust and false would be the current definition of the occultist if one saw in it the slightest connection with such earnest seekers as Paracelsus, Mesmer, or Fabre d'Olivet in the past, as William Crookes, de Rochat, or Camille Flammarion in the present. Think what we may of these bold investigators, it is undeniable that they have opened out regions unknown to science, and furnished the mind with new ideas. No, these fanciful definitions can at most satisfy that scientific dilettantism which hides its feebleness under a supercilious mask to screen its indolence, or the worldly scepticism which ridicules all that threatens to upset its indifference. But enough of these superficial opinions. Let us study history, the sacred and profane books of all nations, and the last results of experimental science; let us subject all these facts to impartial criticism, inferring similar effects from identical causes, and we shall be forced to give quite another definition of the mystic and the occultist. The true mystic is a man who enters into full possession of his inner life, and who, having become cognisant of his sub-consciousness, finds in it, through concentrated meditation and steady discipline, new faculties and enlightenment. These new faculties and this enlightenment instruct him as to the innermost nature of his soul and his relations with that impalpable element which underlies all, with that eternal and supreme reality which religion calls God, and poetry the Divine. The occultist, akin to the mystic, but differing from him as a younger from an elder brother, is a man endowed with intuition and with synthesis, who seeks-to penetrate the hidden depths and foundations of Nature by the methods of science and philosophy: that is to say, by observation and reason, methods invariable in principle., but modified in application by being adapted to the descending kingdoms of Spirit or the ascending kingdoms of Nature, according to the vast hierarchy of beings and the alchemy of the creative Word. The mystic, then, is one who seeks for truth, and the divine directly within himself, by a gradual detachment and a veritable birth of his higher soul. If he attains it after prolonged effort, he plunges into his own glowing centre. Then he immerses himself, and identifies himself with that ocean of life which is the primordial Force. The occultist, on the other hand, discovers, studies, and contemplates this same Divine outpouring given forth in diverse portions, endowed with force, and multiplied to infinity in Nature and in Humanity. According to the profound saying of Paracelsus: he sees in all beings the letters of an alphabet, which, united in man, form the complete and conscious Word of life. The detailed analyses that he makes of them, the syntheses that he constructs with them; are to him as so many images and forecastings of this central Divine, of this Sun of Beauty, of Truth and of Life, which he sees not, but which is reflected and bursts upon his vision in countless mirrors. The weapons of the mystic are concentration and inner vision; the weapons of the occultist are intuition and synthesis. Each corresponds to the other; they complete and presuppose each other. These two human types are blended in the Adept, in the higher Initiate. No doubt one or the other, and often both, are met with in the sounders of great religions and the loftiest philosophies. No doubt also they are to be found again, in a less, but still very remarkable degree, among a certain number of personages who have played a great part in history as reformers, thinkers, poets, artists, statesmen. Why, then, should these two types of mind, which represent the highest human faculties, and ere formerly the object of universal veneration, usually appear to us now as merely deformed and travestied? Why have they become obliterated? Why should they have fallen into such discredit? That is the result of a profound cause existing in an inevitable necessity of human evolution. During the last two thousand years, but especially since the sixteenth century, humanity has achieved a tremendous work, namely, the conquest of the globe and the constitution of experimental science, in what concerns the material and visible world. That this gigantic and Herculean task should be successfully accomplished, it was necessary that there should be a temporary eclipse of man's transcendental faculties, so that his whole power of observation might be concentrated on the outer world. These faculties, however, have never been extinct or even inactive. They lay dormant in the mass of men; they remained active in the elect, far from the gaze of the vulgar. Now, they are showing themselves openly under new forms. Before long they will assume a leading and directing importance in human destinies. I would add that at no period of history, whether among the nations of the ancient Aryan cycle, or in the Semitic civilizations of Asia and Africa—whether in the Graeco-Latin world, or in the middle ages and in modern times, have these royal faculties, for which positivism would substitute its dreary nomenclature, ever ceased to operate at the beginning and in the background of all great human creations and of all fruitful work. For how can we imagine a thinker, a poet, an inventor, a hero, a master of science or of art, a genius of any kind, without a mighty ray of those two master-faculties, which make the mystic and the occultist—the inner vision and the sovereign intuition? Rudolf Steiner is both a mystic and an occultist. These two natures appear in him in perfect harmony. One could not say which of the two predominates over the other. In intermingling and blending, they have become one homogeneous force. Hence a special development in which outward events play but a secondary part. Dr. Steiner was born in Upper Austria in 1861. His earliest years were passed in a little town situated on the Leytha, on the borders of Styria, the Carpathians, and Hungary. From childhood his character was serious and concentrated. This was followed by a youth inwardly illuminated by the most marvellous intuitions, a young manhood encountering terrible trials, and a ripe age crowned by a mission which he had dimly foreseen from his earliest years, but which was only gradually formulated in the struggle for truth and life. This youth, passed in a mountainous and secluded region, was happy in its way, thanks to the exceptional faculties that he discovered in himself. He was employed in a Catholic church as a choir boy. The poetry of the worship, the profundity of the symbolism, had a mysterious attraction for him; but, as he possessed the innate gift of seeing souls, one thing terrified him. This was the secret unbelief of the priests, entirely engrossed in the ritual and the material part of the service. There was another peculiarity: no one, either then or later, allowed himself to talk of any gross superstition in his presence, or to utter any blasphemy, as if those calm and penetrating eyes compelled the speaker to serious thought. In this child, almost always silent, there grew up a quiet and inflexible will, to master things through understanding. That was easier for him than for others, for he possessed from the first that self-mastery, so rare even in the adult, which gives the mastery over others. To this firm will was added a warm, deep, and almost painful sympathy; a kind of pitiful tenderness to all beings and even to inanimate nature. It seemed to him that all souls had in them something divine. But in what a stony crust is hidden the shining gold! In what hard rock, in what dark gloom lay dormant the precious essence? Vaguely as yet did this idea stir within him—he was to develop it later—that the divine soul is present in all men, but in a latent, state. It is a sleeping captive that has to be awakened from enchantment. To the sight of this young thinker, human souls became transparent, with their troubles, their desires, their paroxysms of hatred or of love. And it t was probably owing to the terrible things he saw, that he spoke so little. And yet, what delights, unknown to the world, sprang from this involuntary clairvoyance! Among the remarkable inner revelations of this youth, I will instance only one which was extremely characteristic. The vast plains of Hungary, the wild Carpathian forests, the old churches of those mountains in which the monstrance glows brightly as a sun in the darkness of the sanctuary, were not there for nothing, but they were helpful to meditation and contemplation. At fifteen years of age, Steiner became acquainted with an herbalist at that time staying in his country. The remarkable thins about this man was that he knew not only the species, families, and life of plants in their minutest details, but also their secret virtues. One would have said that he had spent his life in conversing with the unconscious and fluid soul of herbs and flowers. He had the gift of seeing the vital principle of plants, their etheric body, and what occultism calls the elementals of the vegetable world. He talked of it as of a quite ordinary and natural thing. The calm and coolly scientific tone of his conversation did but still further excites the curiosity and admiration of the youth. Later on, Steiner knew that this strange man was a messenger from the Master, whom as yet he knew not, but who was to be his real initiator, and who was already watching over him from afar. What the curious, double-sighted botanist told him, young Steiner found to be in accordance: with the logic of things. That did but confirm an inner feeling of long standing, and which more and more forced itself on his mind as the fundamental Law, and as the basis of the Great All. That is to say: the two-fold current which constitutes the very movement of the world, and which might be called the flux and reflex of the universal life. We are all witnesses and are conscious of the outward current of evolution, which urges onward all beings of heaven and of earth—stars, plants, animals, and humanity—and causes them to move forward towards an infinite future, without our perceiving the initial force which impels them and makes them go on without pause or rest. But there is in the universe an inverse current, which interposes itself and perpetually breaks in on the other. It is that of involution, by which the principles, forces, entities, and souls which come from the invisible world and the kingdom of the Eternal infiltrate and ceaselessly intermingle with the visible reality. No evolution of matter would be comprehensible without this occult and astral current, which is the great propeller of life, with its hierarchy of powers. Thus the Spirit, which contains the future in germ, involves itself in matter; thus matter, which receives the Spirit, evolves towards the future. While, then, we are moving on blindly towards the unknown future, this future is approaching us consciously, infusing itself in the current of the world and man who elaborate it. Such is the two-fold movement of time, the out-breathing and the in-breathing of the soul of the world, which comes from the Eternal and returns thither. From the age of eighteen, young Steiner possessed the spontaneous consciousness of this two-fold current—a consciousness which is the condition of all spiritual vision. This vital axiom was forced upon him by a direct and involuntary seeing of things. Thenceforth he had the unmistakable sensation of occult powers which were working behind and through him for his guidance. He gave heed to this force and obeyed its admonitions, for he felt in profound accordance with it. This kind of perception, however, formed a separate category in his intellectual life. This class of truths seemed to him something so profound, so mysterious, and so sacred, that he never imagined it possible to express it in words. He fed his soul, thereon, as from a divine fountain, but to have scattered a drop of it beyond would have seemed to him a profanation. Beside this inner and contemplative life, his rational and philosophic mind was powerfully developing. From sixteen to seventeen years of age, Rudolf Steiner plunged deeply into the study of Kant, Fichte, and Schelling. When he came to Vienna some years after, he became an ardent admirer of Hegel, whose transcendental idealism borders on occultism; but speculative philosophy did not satisfy him. His positive mind demanded the solid basis of the sciences of observation. So he deeply studied mathematics, chemistry, mineralogy, botany, and zoology. “These studies,” he said, “afford a surer basis for the construction of a spiritual system of the universe than history and literature. The latter, wanting inexact methods, would then throw no side-lights on the vast domain of German science.” Inquiring into everything, enamoured of high art, and an enthusiast for poetry, Steiner nevertheless did not neglect literary studies. As a guide therein he found an excellent professor in the person of Julius Schröer, a distinguished scholar of the school of the brothers Grimm, who strove to develop in his pupils the art of oratory and of composition. To this distinguished man the young student owed his great and refined literary culture. “In the desert of prevailing materialism,” says Steiner, “his house was to me an oasis of idealism.” But this was not yet the Master whom he sought. Amidst these varied studies and deep meditations, he could as yet discern the building of the universe but in a fragmentary way; his inborn intuition prevented any doubt of the divine origin of things and of a spiritual Beyond. A distinctive mark of this extraordinary man was that he never knew any of those crises of doubt and despair which usually accompany the transition to a definite conviction the life of mystics and of thinkers. Nevertheless, he felt that the central light which illumines and penetrates the whole was still lacking in him. He had reached young manhood, with its terrible problems. What was he going to do with his life? The sphinx of: destiny was facing him. How should he solve its problem? It was at the age of nineteen that the aspirant to the mysteries met with his aide—the Master—so long anticipated. It is an undoubted fact, admitted by occult tradition and confirmed by experience, that those who seek the higher truth from an impersonal motive find a master to initiate them at the right moment: that is to say, when they are ripe for its reception. “Knock, and it shall be opened to you,” said Jesus. That is true with regard to everything, but above all with regard to truth. Only, the desire must be ardent as a flame, in a soul pure as crystal. The Master of Rudolf Steiner was one of those men of power who live, unknown to the world, under cover of some civil state, to carry out a mission unsuspected by any but their fellows in the Brotherhood of self-sacrificing Masters. They take no ostensible part in human events. To remain unknown is the condition of their power, but their action is only the more efficacious. For they inspire, prepare, and direct those who will act in the sight of all. In the present instance the Master had no difficulty in completing the first and spontaneous initiation of his disciple. He had only, so to speak, to point out to him, his own nature, to arm him with his needful weapons. Clearly did he show him the connection between the official and the secret sciences; between the religious and the spiritual forces which are now contending for the guidance of humanity; the antiquity of the occult tradition which holds the hidden threads of history, which mingles them, separates, and re-unites them in the course of ages. Swiftly he made him clear the successive stages of inner discipline, in order to attain conscious and intelligent clairvoyance. In a few months the disciple learned from oral teaching the depth and incomparable splendour of the esoteric synthesis. Rudolf Steiner had already sketched for himself his intellectual mission: “To re-unite Science and Religion. To bring back God into Science, and Nature into Religion. Thus to re-fertilize both Art and Life.” But how to set about this vast and daring undertaking? How conquer, or rather, how tame and transform the great enemy, the materialistic science of the day, which is like a terrible dragon covered with its carapace and couched on its huge treasure? How master this dragon of modern science and yoke it to the car of spiritual truth? And, above all, how conquer the bull of public opinion? Rudolf Steiner's Master was not in the least like himself. He had not that extreme and feminine sensibility which, though not excluding energy, makes every contact an emotion and instantly turns the suffering of others into a personal pain. He was masculine in spirit, a born ruler of men, looking only at the species, and for whom individuals hardly existed. He spared not himself, and he did not spare others. His will was like a ball which, once shot from the cannon's mouth, goes straight to its mark, sweeping off everything in its way. To the anxious questioning of his disciple he replied in substance: “If thou wouldst fight the enemy, begin by understanding him. Thou wilt conquer the dragon only by penetrating his skin. As to the bull, thou must seize him by the horns. It is in the extremity of distress that thou wilt find thy weapons and thy brothers in the fight. I have shown thee who thou art, now go—and be thyself!” Rudolf Steiner knew the language of the Masters well enough to understand the rough path that he was thus commanded to tread; but he also understood that this was the only way to attain the end. He obeyed, and set forth. * * * From 1880 the life of Rudolf Steiner becomes divided into three quite distinct periods: from twenty to thirty years of age (1881–1891), the Viennese period, a time of study and of preparation; from thirty to forty (1891–1901), the Weimar period, a time of struggle and combat; from forty to forty-six (1901–1907), the Berlin period, a time of action and of organization, in which his thought crystallised into a living work. I pass rapidly over the Vienna period, in which Steiner took the degree of Doctor of Philosophy. He afterwards wrote a series of scientific articles on zoology, geology, and the theory of colours, in which theosophical ideas appear in an idealist clothing. While acting as tutor in several families, with the same conscientious devotion that he gave to everything, he conducted as chief editor a weekly Viennese paper, the Deutsche Wochenschrift. His friendship with the Austrian poetess, Marie Eugénie delle Grazie, cast, as it were, into this period of heavy work a warm ray of sunshine, with a smile of grace and poetry. In 1890 Steiner was summoned to collaborate in the archives of Goethe and Schiller at Weimar, to superintend the re-editing of Goethe's scientific works. Shortly after, he published two important works, Truth and Science and The Philosophy of Liberty. “The occult powers that guided me,” he says, “forced me to introduce spiritualistic ideas imperceptibly into the current literature of the time.” But in these various tasks he was but studying his ground while trying his strength. So distant was the goal that he did not dream of being able to reach it as yet. To travel round the world in a sailing vessel, to cross the Atlantic, the Pacific and the Indian Ocean, in order to return to a European port, would have seemed easier to him. While awaiting the, events that would allow him to equip his ship and to launch it on the open sea, he came into touch with two illustrious personalities who helped to determine his intellectual position in the contemporary world. These two persons were the celebrated philosopher, Friedrich Nietzsche, and the no less famous naturalist, Ernst Haeckel. Rudolf Steiner had just written an impartial treatise on the author of Zarathustra. In consequence of this, Nietzsche’s sister begged the sympathetic critic to come and see her at Naumburg, where her unhappy brother was slowly dying. Madame Foerster took the visitor to the door of the apartment where Nietzsche was lying on a couch in a comatose condition, inert, stupefied. To Steiner there was something very significant in this melancholy sight. In it he saw the final act in the tragedy of the would be superman. Nietzsche, the author of Beyond Good and Evil, had not, like the realists of Bismarckian imperialism, renounced idealism, for he was naturally intuitive; but in his individualistic pride he sought to cut off the spiritual world from the universe, and the divine from human consciousness. Instead of placing the superman, of whom he had a poetic vision, in the spiritual kingdom, which is his true sphere, he strove to force him into the material world, which alone was real in his eyes. Hence, in that splendid intellect arose a chaos of ideas and a wild struggle which finally brought on softening of the brain. To explain this particular case, it is needless to bring in atavism or the theory of degeneracy. The frenzied combat of ideas and of contradictory sentiments, of which this brain was the battlefield, was enough. Steiner had done justice to all the genius that marked the innovating ideas of Nietzsche, but this victim of pride, self-destroyed by negation, was to him none the less a tragic instance of the ruin of a mighty intellect which madly destroys itself in breaking away from spiritual intelligence. Madame Foerster did her utmost to enrol Dr. Steiner under her brother's flag. For this she used all her skill, making repeated offers to the young publicist to become editor and commentator of Nietzsche's works. Steiner withstood her insistence as best he could, and ended by taking himself off altogether, for which Madame Foerster never forgave him. She did not know that Rudolf Steiner bore within him the consciousness of a work no less great and more valuable than that of her brother. Nietzsche had been merely an interesting episode in the life of the esoteric thinker on the threshold of his battlefield. His meeting with the celebrated naturalist, Ernst Haeckel, on the contrary, marks a most important phase in the development of his thought. Was not the successor of Darwin apparently the most formidable adversary of the spiritualism of this young initiate, of that philosophy which to him was the very essence of his being and the breath of his thought? Indeed, since the broken link between man and animal has been re-joined, since man can no longer believe in a special and supernatural origin, he has begun altogether to doubt his divine origin and destiny. He no longer sees himself as anything but one phenomenon among so many phenomena, a passing form amidst so many forms, a frail and chance link in a blind evolution. Steiner, then, is right in saying: “The mentality deduced from natural sciences is the greatest power of modern tines.” On the other hand, he knew that this system merely reproduces a succession of external forms among living beings, and not the inner and acting forces of life. He knew it from personal initiation, and a deeper and vaster view of the universe. So also he could exclaim with more assurance than most of our timid spiritualists and startled theologians: “Is the human soul then to rise on the wings of enthusiasm to the summits of the True, the Beautiful, and the Good, only to be swept away into nothingness, like a bubble of the brain?” Yes, Haeckel was the Adversary. It was materialism in arms, the dragon with all his scales, his claws, and his teeth. Steiner's desire to understand this man and to do him justice as to all that was great in him, to fathom his theory so far as it was logical and plausible, was only the more intense. In this fact one sees all the loyalty and all the greatness of his comprehensive mind. Tie materialistic conclusions of Haeckel could have no influence on his own ideas which came to him from a different science; but he had a presentiment that in the indisputable discoveries of the naturalist he should find the surest basis of an evolutionary spiritualism and a rational theosophy. He began, then, to study eagerly the History of Natural Creation. In it Haeckel gives a fascinating picture of the evolution of species, from the amoeba to man. In it he shows the successive growth of organs, and the physiological process by which living beings have raised themselves to organisms more and more complex and more and more perfect. But in this stupendous transformation, which implies millions and millions of years, he never explains the initial force of this universal ascent, nor the series of special impulses which cause beings to rise step by step. To these primordial questions, Haeckel has never been able to reply except by admitting spontaneous regeneration, [A speech delivered in Paris, 28th August 1878. See also Haeckel's History of Natural Creation, 13th lecture.] which is tantamount to a miracle as great as the creation of man by God from a, clod of earth. To a theosophist like Steiner, on the other hand, the cosmic force which elaborates the world comprises in its spheres, fitted one into another, the myriads of souls which crystallise and incarnate ceaselessly in all beings. He, who saw the underside of creation, could but recognise and admire the extent of the all-round gaze with which Haeckel surveyed his above. It was in vain that the naturalist would deny the divine Author of the universal scheme: he proved it in spite of himself, in so well describing His work. As to the theosophist, he greeted, in the surging of species and in the breath which urges them onward—Man in the making, the very thought of God, the visible expression of the planetary Word. [This is how Dr. Steiner himself describes the famous German naturalist: “Haeckel's personality is captivating. It is the most complete contrast to the tone of his writings. If Haeckel had but made a slight study of the philosophy of which he speaks, not even as a dilettante, but like a child, he would have drawn the most lofty spiritual conclusions from his phylogenetic studies. Haeckel's doctrine is grand, but Haeckel himself is the worst of commentators on his doctrine. It is not by showing our contemporaries the weak points in Haeckel's doctrine that we can promote intellectual progress, but by pointing out to them the grandeur of is phylogenetic thought.” Steiner has developed these ideas in two works: Welt und Lebensanschauungen im 19ten Jahrhundert (Theories of the Universe, and of Life in the Nineteenth Century), and Haeckel und seine Gegner (Haeckel and his Opponents).] While thus pursuing his studies, Rudolf Steiner recalled the saying of his Master: “To conquer the dragon, his skin must be penetrated.” While stealing within the carapace of present-day materialism, he had seized his weapons. Henceforth he was ready for the combat. He needed but a field of action to give battle, and a powerful aid to uphold him therein. He was to find his field in the Theosophical Society and his aid in a remarkable woman. In 1897 Rudolf Steiner went to Berlin to conduct a literary magazine and to give lectures there. On his arrival, he found there a branch of the Theosophical Society. The German branch of this Society was always noted for its great independence, which is natural in a country of transcendental philosophy and of fastidious criticism. It had already made a considerable contribution to occult literature through the interesting periodical, The Sphinx, conducted by Dr. Hübbe-Schleiden, and Dr. Carl du Prel's book—Philosophie der Mystik. But, the leaders having retired, it was almost over with the group. Great discussions and petty wranglings divided the theosophists beyond the Rhine. Should Rudolf Steiner enter the Theosophical Society? This question forced itself urgently upon him, and it was of the utmost gravity, both for himself and for his cause. Through his first Master; through the brotherhood with which he was associated, and by his own innermost nature, Steiner belongs to another school of occultism, I mean to the esoteric Christianity of the West, and most especially to the Rosicrucian initiation. After mature consideration he resolved to join the Theosophical Society of which he became a member in 1902. He did not, however, enter it as a pupil of the Eastern tradition, but as an initiate of Rosicrucian esotericism who gladly recognised the profound depth of the Hindu Wisdom and offered it a brotherly hand to make a magnetic link between the two. He understood that the two traditions were not meant to contend with each other, but to act in concert, with complete independence, and thus to work for the common good of civilisation. The Hindu tradition, in fact, contains the greatest treasure of occult science as regards cosmogony and the prehistoric periods of humanity, while the tradition of Christian and Western esotericism looks from its immeasurable height upon the far-off future and the final destinies of our race. For the past contains and prepares the future, as the future issues from the past and completes it. Rudolf Steiner was assisted in his work by a powerful recruit and one of inestimable value in the propagandist work that he was about to undertake. Mlle. Marie von Sivers, a Russian by birth, and of an unusually varied cosmopolitan education (she writes and speaks Russian, French, German, and English equally well), had herself also reached Theosophy by other roads, after long seeking for the truth which illumines all because it illumines the very depths of our own being. The extreme refinement of her aristocratic nature, at once modest and proud, her great and delicate sensitiveness, the extent and balance of her intelligence, her artistic and mental endowments, all made her wonderfully fitted for the part of an agent and an apostle. The Oriental-theosophy had attracted and delighted her without altogether convincing her. The lectures of Dr. Steiner gave her the light which convinces by casting its beams on all sides, as from a transplendent centre. Independent and free, she, like many Russians in good society, sought for some ideal work to which she could devote all her energies. She had found it. Dr. Steiner having been appointed General Secretary of the German Section of the Theosophical Society, Mlle. Marie von Sivers became his assistant. From that time, in spreading the work throughout Germany and the adjacent countries, she displayed a real genius for organisation, maintained with unwearied activity. As for Rudolf Steiner, he had already given ample proof of his profound thought and his eloquence. He knew himself, and he was master of himself. But such faith, such devotion must have increased his energy a hundredfold, and given wings to his words. His writings on esoteric questions followed one another in rapid succession. [Die Mystik, im Aufgange des neuzeitlichen Geisteslebens (1901); Das Christentum als mystische Tatsache (1902); Theosophie (1904). He is now preparing an important book, which will no doubt be his chief work, and which is to be called Geheimwissenschaft (Occult Science).] He delivered lectures in Berlin, Leipzig, Cassel, Munich, Stuttgart, Vienna, Budapest, etc. All his books are of a high standard. He is equally skilled in the deduction of ideas in philosophical order, and in rigorous analysis of scientific facts. And when he so chooses, he can give a poetical form to his thought, in original and striking imagery. But his whole self is shown only by his presence and his speech, private or public. The characteristic of his eloquence is a singular force, always gentle in expression, resulting undoubtedly from perfect serenity of soul combined with wonderful clearness of mind. Added to this at times is an inner and mysterious vibration which makes itself felt by the listener from the very first words. Never a word that could shock or jar. From argument to argument, from analogy to analogy, he leads you on from the known to the unknown. Whether following up the comparative development of the earth and of man, according to occult tradition, through the Lemurian, Atlantean, Asiatic, and European periods; whether explaining the physiological and psychic constitution of man as he now is; whether enumerating the stages of Rosicrucian initiation, or commenting on the Gospel of St. John and the Apocalypse, or applying his root-ideas to mythology, history, and literature, that which dominates and guides his discourse is ever this power of synthesis, which co-ordinates facts under one ruling idea and gathers them together in one harmonious vision. And it is ever this inward and contagious fervour, this secret music of the soul, which is, as it were, a subtle melody in harmony with the Universal Soul. Such, at least, is what I felt on first meeting him and listening to him two years ago. I could not better describe this indefinable feeling than by recalling the saying of a poet-friend to whom I was showing the portrait of the German theosophist. Standing before those deep, and clear-seeing eyes, before that countenance, hollowed by inward struggles, moulded by a lofty spirit which has proved its balance on the heights and its calm in the depths, my friend exclaimed: “Behold a master of himself and of life!” |
10. Initiation and Its Results (1909): The Astral Centers and the Constitution of the Etheric Body
Tr. Clifford Bax Rudolf Steiner |
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Sensual appetites, for example, are manifested as dark-red outpourings of a particular shape; a pure and noble thought is expressed in an outpouring of reddish-violet color; the clear-cut conception of a logical thinker will appear as a yellow figure with quite sharp outlines; while the confused thought of a cloudy brain is manifested as a figure with vague outlines. |
A thought of vengeanee, for example, manifests as an arrow-like, pronged form, while a thought of goodwill frequently takes the shape of an opening flower. Clear-cut, meaningful thoughts are formed regularly and symmetrically, while hazy conceptions take an hazy outlines. |
10. Initiation and Its Results (1909): The Astral Centers and the Constitution of the Etheric Body
Tr. Clifford Bax Rudolf Steiner |
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[ 1 ] It is one of the essential principles of genuine occultism that he who devotes himself to a study of it should only do so with a complete understanding; should neither undertake nor practise anything of which he does not realize the results. An occult teacher giving a person either instruction or counsel will invariably begin with an explanation of those changes in body, in soul, and in spirit, which will occur to him who seeks for the higher knowledge. [ 2 ] We shall consider here some of these effects upon the soul of the occult student, for only he who is cognisant of what is now to be said can undertake with a full understanding the practises which will lead to a knowledge of the superphysical worlds. Indeed, one may say that it is only such who are genuine occult students. By true occultism all experimenting in the dark is very strongly discouraged. He who will not undergo with open eyes the period of schooling, may become a medium, but all such efforts cannot bring him to clairvoyance as it is understood by the occultist. [ 3 ] To those who, in the right way, have practised the methods (concerning the acquisition of superphysical knowledge) which were indicated in my book, entitled The Way of Initiation,1 certain changes occur in what is called “the astral body” (the organism of the soul). This organism is only perceptible to the clairvoyant. One may compare it to a more or less luminous cloud which is discerned in the midst of the physical body, and in this astral body the impulses, desires, passions, and ideas become visible. Sensual appetites, for example, are manifested as dark-red outpourings of a particular shape; a pure and noble thought is expressed in an outpouring of reddish-violet color; the clear-cut conception of a logical thinker will appear as a yellow figure with quite sharp outlines; while the confused thought of a cloudy brain is manifested as a figure with vague outlines. The thoughts of people with views that are one-sided and firmly fixed will appear sharp in their outlines, but immobile; while those of people who remain accessible to other points of view are seen to be in motion, with varying outlines. [ 4 ] The further the student now advances in his psychic development, the more will his astral body become regularly organized; in the case of a person whose psychic life is undeveloped, it remains ill-organized and confused. Yet in such an unorganized astral body the clairvoyant can perceive a form which stands out clearly from its environment. It extends from the interior of the head to the middle of the physical body. It appears as, in a certain sense, an independent body possessed of special organs. These organs, which are now to be considered, are seen to exist in the following parts of the physical body: the first between the eyes; the second at the larynx; the third in the region of the heart; the fourth in what is called the pit of the stomach; while the fifth and sixth are situated in the abdomen. Such forms are technically known as “wheels” (chakras) or “lotus-flowers.” They are so called an account of their likeness to wheels or flowers, but of course it should be clearly understood that such an expression is not to be applied more literally than when one calls the lobes of the lungs the “wings.” Just as everybody knows that here one is not really dealing with “wings,” so must it be remembered that in respect of the “wheels” one is merely speaking figuratively. These “lotus-flowers” are at present, in the undeveloped person, of dark colors and without movement—inert. In the clairvoyant, however, they are seen to be in motion and of luminous color. In the medium something similar happens, albeit in a different way; but that part of the subject cannot now, be pursued any further. As soon as the occult student begins his practises, the lotus-flowers first become lucent; later on they begin to revolve. It is when this occurs that the faculty of clairvoyance begins. For these “flowers” are the sense-organs of the soul, and their revolutions make manifest the fact that one is able to perceive in the superphysical world. No one can behold any superphysical thing until he has in this way developed his astral senses. [ 5 ] The sense-organ, which is situated in the vicinity of the larynx, allows one to perceive clairvoyantly the thoughts of another person, and also brings a deeper insight into the true laws of natural phenomena. The organ situated near the heart permits of a clairvoyant knowledge concerning the sentiments of another person. He who has developed it can also observe certain of the deeper powers in animals and plants. By means of the organ that lies in the pit of the stomach one acquires knowledge of the capacities and talents of a person: by this, too, one is enabled to see what parts in the household of nature are played by animals, plants, stones, metals, atmospheric phenomena, and so on. [ 6 ] The organ situated at the larynx has sixteen “petals”or “spokes”; that which is in the region of the heart has twelve; that which is in the pit of the stomach has ten. [ 7 ] Now certain activities of the soul are connected with the development of these sense-organs, and he who practises them in a particular way contributes something to the development of the astral organs concerned. Eight of the sixteen petals of the “lotus” have been developed already during an earlier stage of human evolution, in a remote past. To this development the human being contributed nothing. He held them as a gift of Nature, when he was yet in a dreamy, dull state of consciousness. At that stage of human evolution they were already active. The manner of their activity, however, was only compatible with the dull state of consciousness already mentioned. As consciousness then grew brighter, the petals became obscure and withdrew their activity. The other eight can be developed by a person's conscious practise, and after that the entire lotus becomes both brilliant and active. The acquisition of certain capacities depends upon the development of every one of these petals. Yet, as already shown, one can only consciously develop eight of them; the other eight reappear spontaneously. [ 8 ] Their development is consummated in the following manner. One must apply oneself with care and attention to certain functions of the soul which one usually exercises in a careless manner and without attention. There are eight such functions. The first depends an the manner in which one receives ideas. People usually allow themselves to be led in this respect by chance alone. They hear this and that, they see one thing and another, upon which they base their ideas. While this is the case the sixteen petals of the lotus remain quite torpid. Only when one begins in this matter to take one's education into one's own hands do they really begin to be effective. All conceptions must be guarded with this end in view. Every idea should have some significance. One ought to see in it a certain message, a fragment of knowledge concerning the things of the outer world, and one must not be satisfied with conceptions that have no such significance. One should so govern one's mental life that it becomes a mirror of the outer world, and should direct one's energies to the expulsion of incorrect ideas. The second of these functions is concerned, in a similar way, with the control of the resolutions. One should only make resolutions after a well-founded, full consideration of even the most insignificant points. All thoughtless deeds, all meaningless actions, should be put far away from the soul. For everything one must have well-considered grounds, and one ought never to do a thing for which there is no real need. The third function relates to speech. The occult student should only utter what is sensible and purposeful. All talking for the sake of talking draws him away from his path. He must avoid the usual method of conversation, in which all manner of things, unselected and heterogeneous, are spoken of together. In accomplishing this, however, he must not preclude himself from intercourse with his fellows. Precisely in such intercourse ought his conversation to grow in significance. He answers everybody, but he does so thoughtfully and after careful consideration of the question. He never speaks without grounds for what he says. He seeks to use neither too many nor too few words. The fourth function is the regulation of outward action. The student seeks to direct his actions in such a way that it fits in with the actions of his fellow-men and with the peculiarities of his environment. He rejects all actions that are disturbing to others or that are antagonistic to those which are customary around him. He tries so to act that his deeds may combine harmoniously with his environment, with his position in life, and so forth. Where he is caused to act by some external suggestion he considers carefully how he can best respond. Where he is his own master, he considers the effects of his methods of action with the utmost care. The fifth activity here to be noticed lies in the management of the entire life. The occult student endeavors to live in conformity with both Nature and Spirit. Never over-hasty, he is also never idle. Indolence and superfluous activity lie equally far away from him. He looks upon life as a means for work and he lives accordingly. He arranges habits, and fosters health so that a harmonious life is the outcome. The sixth is concerned with human endeavor. The student tests his capacities and his knowledge and conducts himself in the light of such self-knowledge. He tries to perform nothing that is beyond his powers; but also to omit nothing for which they inwardly seem adequate. On the other hand, he sets before himself aims that coincide with the ideal, with the high duty of a human being. He does not merely regard himself half thoughtlessly as a wheel in the vast machinery of mankind, but endeavors to comprehend its problems, to look out beyond the trivial and the daily. He thus endeavors to fulfil his obligations ever better and more perfectly. The seventh change in the life of his soul deals with the effort to learn as much from life as possible. Nothing passes before the student without giving him occasion to accumulate experience which is of value to him for life. If he has done anything wrongly or imperfectly, it offers an opportunity later an to make it correspondingly either right or perfect. If he sees others act, he watches them with a similar intent. He tries to collect from experience a rich treasure, and ever to consult it attentively; nor, indeed, will he do anything without having looked back over experiences that can give him help in his decisions and actions. Finally, the eighth is this: the student must from time to time look inward, sink back into himself, take careful counsel with himself, build up and test the foundations of his life, run over his store of knowledge, ponder upon his duties, consider the contents and aim of life, and so forth. All these matters have already been mentioned in The Way of Initiation (see page 7); here they are merely recapitulated in connection with the development of the sixteen-petalled lotus. By means of these exercises it will become ever more and more perfect, for upon such practices depends the development of clairvoyance. For instance, the more a person thinks and utters what harmonizes with the actual occurrences of the outer world, the more quickly will he develop this faculty. He who thinks or speaks anything that is untrue kills something in the bud of the sixteen-petalled lotus. Truthfulness, Uprightness, and Honesty are in this connection formative, but Falsehood, Simulation, and Dishonesty are destructive forces. The student must recognize that not merely “good intentions” are needed, but also actual deeds. If I think or say anything which does not harmonize with the truth, I kill something in my astral organs, even although I believed myself to speak or think from intentions ever so good. It is here as with the child who needs must burn itself if it falls into the fire, even although this may have occurred from ignorance. The regulation of the above-mentioned activities of the soul in the manner described, allows the sixteen-petalled lotus to ray forth in splendid hues and imparts to it a definite movement. Yet it must be remarked that the signs of clairvoyant faculty cannot appear before a certain stage of this development is reached. So long as it is a trouble to lead this kind of life the faculty remains unmanifested. So long as one has to give special thought to the matters already described, one is yet unripe. Only when one has carried them so far that one lives quite habitually in the specified manner can the preliminary traces of clairvoyance appear. These matters must therefore no longer seem troublesome, but must become the habitual way of life. There is no need to watch oneself continually, nor to force oneself an to such a life. Everything must become habitual. There are certain instructions by the fulfilment of which the lotus may be brought to blossom in another way. But such methods are rejected by true occultism, for they lead to the destruction of physical health and to the ruin of morality. They are easier to accomplish than those described, which are protracted and troublesome, but the latter lead to the true goal and cannot but strengthen morality. (The student will notice that the spiritual practises described above correspond to what is called in Buddhism “the eightfold path.” Here the connection between that path and the upbuilding of the astral organs must be explained.) If to all that has been said there is added the observance of certain orders which the student may only receive orally from the teacher, there results an acceleration in the development of the sixteen-petalled lotus. But such instructions cannot be given outside the precincts of an occult school. Yet the regulation of life in the way described is also useful for those who will not, or cannot, attach themselves to a school. For the effect upon the astral body occurs in every case, even if it be but slowly. To the occult pupil the observance of these principles is indispensable. If he should try to train himself in occultism without observing them, he could only enter the higher world with defective mental eyes; and in place of knowing the truth he would then be merely subject to deception and illusion. In a certain direction he might become clairvoyant; but fundamentally nothing but a blindness completer than of old would beset him. For hitherto he stood at least firmly in the midst of the sense-world and had in it a certain support; but now he sees beyond that world and will fall into error concerning it before he is able to stand securely in a higher sphere. As a rule, indeed, he cannot distinguish error from truth, and he loses all direction in life. For this very reason is patience in such matters essential. It must always be remembered that the occult teacher may not proceed very far with his instructions unless an earnest desire for a regulated development of the lotus-flowers is already present. Only mere caricatures of these flowers could be evolved if they were brought to blossom before they had acquired, in a steady manner, their appropriate form. For the special instructions of the teacher bring about the blossoming of the lotuses, but form is imparted to them by the manner of life already outlined. [ 9 ] The irregular development of a lotus-flower has, for its result, not only illusion and fantastic conceptions where a certain kind of clairvoyance has occurred, but also errors and lack of balance in life itself. Through such development one may well become timid, envious, conceited, self-willed, stiff-necked, and so on, while hitherto one may have possessed none of these characteristics. It has already been said that eight petals of the lotus were developed long ago, in a very remote past, and that these in the course of occult education unfold again of themselves. In the instruction of the student, all care must now be given to the other eight. By erroneous teaching the former may easily appear alone, and the latter remain untended and inert. This would be the case particularly when too little logical, reasonable thinking is introduced into the instruction. It is of supreme importance that the student should be a sensible and clear-thinking person, and of equal importance that he should practise the greatest clarity of speech. People who begin to have some presentiment of superphysical things are apt to become talkative about such things. In that way they retard their development. The less one talks about these matters the better. Only he who has come to a certain stage of clearness ought to speak of them. [ 10 ] At the commencement of the instructions occult students are astonished, as a rule, to find how little curiosity the teacher exhibits concerning their experiences. It were best of all for them if they were to remain entirely uncommunicative about these experiences, and should say nothing further than how successful or how unsuccessful they had been in the performance of their exercises or in the observance of their instructions. The occult teacher has quite other means of estimating their progress than their own communications. The eight petals now under consideration always become a little hardened through such communication where they ought really to grow soft and supple. An illustration shall be given to explain this, not taken from the superphysical world, but, for the sake of clearness, from ordinary life. Suppose that I hear a piece of news and thereupon form at once an opinion. In a little while I receive some further news which does not harmonize with the previous information. I am constrained thereby to reverse my original judgment. The result of this is an unfavorable influence upon my sixteen-petalled lotus. It would have been quite otherwise if, in the first place, I had suspended my judgment; if concerning the whole affair I had remained, inwardly in thought and outwardly in words, entirely silent until I had acquired quite reliable grounds for the formation of my judgment. Caution in the formation and the pronouncement of opinions becomes, by degrees, the special characteristic of the occult student. Thereby he increases his sensibility to impressions and experiences, which he allows to pass over him silently in order to collect the largest possible number of facts from which to form his opinions. There exist in the lotus-flower bluish-red and rose-red shades of color which manifest themselves under the influence of such circumspection, while in the opposite case orange and dark red shades would appear. The twelve-petalled lotus which lies in the region of the heart is formed in a similar way. Half its petals, likewise, were already existent and active in a remote stage of human evolution. These six petals do not require to be especially evolved in the occult school: they appear spontaneously and begin to revolve when we set to work an the other six. In the cultivation of these, as in the previous ease, one has to control and direct certain activities of the mind in a special way. [ 11 ] It must be clearly understood that the perceptions of each astral or soul-organ bear a peculiar character. The twelve-petalled lotus possesses perception of quite a different kind from that of the sixteen petals. The latter perceives forms. The thoughts of a person and the laws under which a natural phenomenon takes place appear to the sixteen-petalled lotus as forms—not, however, rigid, motionless forms, but active and filled with life. The clairvoyant, in whom this sense is well evolved, can discern a form wherewith every thought, every natural law, finds expression. A thought of vengeanee, for example, manifests as an arrow-like, pronged form, while a thought of goodwill frequently takes the shape of an opening flower. Clear-cut, meaningful thoughts are formed regularly and symmetrically, while hazy conceptions take an hazy outlines. By means of the twelve-petalled flower quite different perceptions are acquired. Approximately one can indicate the nature of these perceptions by likening them to the sense of cold and heat. A clairvoyant equipped with this faculty feels a mental warmth or chilliness raying out from the forms discerned by means of the sixteen-petalled flower. If a clairvoyant had evolved the sixteen-petalled lotus, but not the lotus of twelve petals, he would only observe a thought of goodwill as the shape already described, while another in whom both senses were developed would also discern that outraying of the thought which one can only call a mental warmth. It may be remarked in passing that in the occult school one sense is never evolved without the other, so that what has just been said should only be regarded as having been stated for the sake of clarity. By the cultivation of the twelve-petalled lotus the clairvoyant discovers in himself a deep comprehension of natural processes. Everything that is growing or evolving rays out warmth; everything that is decaying, perishing, or in ruins, will seem cold. [ 12 ] The development of this sense may be accelerated in the following manner. The first requirement is that the student should apply himself to the regulation of his thoughts. Just as the sixteen-petalled lotus achieves its evolution by means of earnest and significant thinking, so is the twelve-petalled flower cultivated by means of an inward control over the currents of thought. Errant thoughts which follow each other in no logical or reasonable sequence, but merely by pure chance, destroy the form of the lotus in question. The more one thought follows another, the more all disconnected thought is thrown aside, the more does this astral organ assume its appropriate form. If the student hears illogical thought expressed, he should silently set it straight within his own mind. He ought not, for the purpose of perfecting his own development, to withdraw himself uncharitably from what is perhaps an illogical mental environment. Neither should he allow himself to feel impelled to correct the illogical thinking around him. Rather should he quietly, in his own inner self, constrain this whirlpool of thoughts to a logical and reasonable course. And above all things ought he to strive after this regulation in the region of his own thoughts. A second requirement is that he should control his actions in a similar way. All instability or disharmony of action produces a withering effect upon the lotus-flower which is here in consideration. If the student has done anything he should manage the succeeding act so that it forms a logical sequence to the first, for he who acts differently from day to day will never evolve this faculty or sense. The third requirement is the cultivation of perseverance. The occult student never allows himself to be drawn by this or that influence aside from his goal so long as he continues to believe that it is the right one. Obstacles are for him like challenges to overcome them and never afford reasons for loitering an the way. The fourth requirement is tolerance as regards all persons and circumstances. The student should seek to avoid all superfluous criticism of imperfections and vices, and should rather endeavor to comprehend everything that comes under his notice. Even as the sun does not refuse its light to the evil and the vicious, so he, too, should not refuse them an intelligent sympathy. If the student meets with some trouble, he should not waste his forte in criticism, but bow to necessity and seek how he may try to transmute the misfortune into good. He does not look at another's opinions from his own standpoint alone, but seeks to put himself into his companion's position. The fifth requirement is impartiality in one's relation to the affairs of life. In this connection we speak of “trust” and “faith.” The occult student goes out to every person and every creature with this faith, and through it he acts. He never says to himself, when anything is told to him, “I do not believe that, since it is opposed to my present opinions.” Far rather is he ready at any moment to test and rearrange his opinions and ideas. He always remains impressionable to everything that confronts him. Likewise does he trust in the efficiency of what he undertakes. Timidity and skepticism are banished from his being. If he has any purpose in view, he has also faith in its power. A hundred failures cannot rob him of this confidence. It is indeed that “faith which can move mountains.” The sixth requirement is the cultivation of a certain equanimity. The student strives to temper his moods, whether they come laden with sorrow or with joy. He must avoid the extremes of rising up to the sky in rapture or sinking down to the earth in despair, but should constantly control his mind and keep it evenly balanced. Sorrow and peril, joy and prosperity alike find him ready armed. [ 13 ] The reader of theosophical literature will find the qualities here described, under the name of the “six attributes” which must be striven after by him who would attain to initiation. Here their connection with the astral sense, which is called the twelve-petalled lotus, is to be explained. The teacher can impart specific instructions which cause the lotus to blossom; but here, as before, the development of its symmetrical form depends upon the attributes already mentioned. He who gives little or no heed to that development will only form this organ into a caricature of its proper shape. It is possible to cultivate a certain clairvoyance of this nature by directing these attributes to their evil side instead of to the good. A person may be intolerant, faint-hearted, and contentious toward his environment; may, for instance, perceive the sentiments of other people and either run away from them or hate them. This can be so accentuated that on account of the mental coldness which rays out to him from opinions which are contrary to his own, he cannot bear to listen to them, or else behaves in an objectionable manner. [ 14 missing from text ][ 15 ] The mental culture which is important for the development of the ten-petalled lotus is of a peculiarly delicate kind, for here it is a question of learning to dominate, in a particular manner, the very sense-impressions themselves. It is of especial importance to the clairvoyant at the outset, for only by this faculty can he avoid a source of countless illusions and mental mirages. Usually, a person is not at all clear as to what things have dominion over his memories and fancies. Let us take the following case. Someone travels on the railway, and busies himself with a thought. Suddenly his thoughts take quite another direction. He then recollects an experience which he had some years ago, and interweaves it with his immediate thought. But he did not notice that his eyes have been turned toward the window, and were caught by the glance of a person who bears a likeness to someone else who was intimately concerned with the recollected experience. He remains unconscious of what he has seen and is only conscious of the results, and he therefore believes that the whole affair arose spontaneously. How much in life occurs in such a way! We play over things in our lives which we have read or experienced without bringing the connection into our consciousness. Some one, for instance, cannot bear a particular color, but he does not realize that this is due to the fact that the schoolteacher of whom he was afraid, many years ago, used to wear a coat of that color. Innumerable illusions are based upon such associations. Many things penetrate to the soul without becoming embodied in the consciousness. The following case is a possible example. Some one reads in the paper about the death of a well-known person, and straightway is convinced that yesterday he had a presentiment about it, although he neither saw nor heard of anything that could have given rise to such a thought. It is quite true, the thought that this particular person would die, emerged yesterday “by itself,” only he has failed to notice one thing. Two or three hours before this thought occurred to him yesterday he went to visit an acquaintance. A newspaper lay on the table, but he did not read it. Yet unconsciously his eyes fell upon an account of the dangerous illness in which the person concerned was lying. He was not conscious of the impression, but the effects of it were, in reality, the whole substance of the “presentiment.” If one reflects upon such matters, one can measure how deep a source of illusion and fantasy they supply. It is this that he who desires to foster the ten-petalled lotus must dam up, for by means of the latter one can perceive characteristics deeply embedded in human and other beings. But the truth can only be extracted from these perceptions if one has entirely freed oneself from the delusions here described. For this purpose it is necessary that one should become master of that which is carried in to one from the external world. One must extend this mastery so far that veritably one does not receive those influences which one does not desire to receive, and this can only be achieved gradually by living a very powerful inward life. This must be so thoroughly done that one only allows those things to impress one on which one voluntarily directs the attention, and that one really prevents those impressions which might otherwise be unconsciously registered. What is seen must be voluntarily seen, and that to which no attention is given must actually no longer exist for oneself. The more vitally and energetically the soul does its inward work, the more will it acquire this power. The occult student must avoid all vague wanderings of sight or hearing. For him only those things to which he turns his eye or his ear must exist. He must practise the power of hearing nothing even in the loudest disturbance when he wishes to hear nothing: he must render his eyes unimpressionable to things which he does not especially desire to notice. He must be shielded as by a mental armor from all unconscious impressions. But in the region of his thoughts particularly must he apply himself in this respect. He puts a thought before him and only seeks to think such thoughts as, in full consciousness and freedom, he can relate to it. Fancy he rejects. If he finds himself anxious to connect one thought with another, he feels round carefully to discover how this latter thought occurred to him. He goes yet further. If, for instance, he has a particular antipathy for anything, he will wrestle with it and endeavor to find out some conscious connection between the antipathy and its object. In this way the unconscious elements in his soul become ever fewer and fewer. Only by such severe self-searching can the ten-petalled lotus attain the form which it ought to possess. The mental life of the occult student must be an attentive life, and he must know how to ignore completely everything which he does not wish, or ought not, to observe. If such introspection is followed by a meditation, which is prescribed by the instructions of the teacher, the lotus-flower in the region of the pit of the stomach blossoms in the correct way, and that which had appeared (to the astral senses already described) as form and heat acquires also the characteristics of light and color. Through this are revealed, for instance, the talents and capacities of people, the powers and the hidden attributes of Nature. The colored aura of the living creature then becomes visible; all that is around us then manifests its spiritual attributes. It will be obvious that the very greatest care is necessary in the development of this province, for the play of unconscious memories is here exceedingly active. If this were not the case, many people would possess the sense now under consideration, for it appears almost immediately if a person has really got the impressions of his senses so completely under his power that they depend an nothing but his attention or inattention. Only so long as the dominion of the senses holds the soul in subjection and dullness, does it remain inactive. [ 16 ] Of greater difficulty than the development of this lotus is that of the six-petalled flower which is situated in the center of the body. For to cultivate this it is necessary to strive after a complete mastery of the whole personality by means of self-consciousness, so that body, soul, and spirit make but one harmony. The functions of the body, the inclinations and passions of the soul, the thoughts and ideas of the spirit must be brought into complete union with each other. The body must be so refined and purified that its organs assimilate nothing which may not be of service to the soul and spirit. The soul must assimilate nothing through the body, whether of passion or desire, which is antagonistic to pure and noble thoughts. The spirit must not dominate the soul with laws and obligations like a slave-owner, but rather must the soul learn to follow by inclination and free choice these laws and duties. The duties of an occult student must not rule him as by a power to which he unwillingly submits, but rather as by something which he fulfils because he likes it. He must evolve a free soul which has attained an equilibrium between sense and spirit. He must carry this so far that he can abandon himself to the sense because it has been so ennobled that it has lost the power to drag him down. He must no longer require to curb his passions, inasmuch as they follow the good by themselves. As long as a person has to chastise himself he cannot arrive at a certain stage of occult education, for a virtue to which one has to constrain oneself is then valueless. As long as one retains a desire, even although one struggles not to comply therewith, it upsets one's development, nor does it matter whether this appetite be of the soul or of the body. For example, if some one avoids a particular stimulant for the purpose of purifying himself by refining his pleasures, it can only benefit him if his body suffers nothing by this deprivation. If this be not the case it is an indication that the body requires the stimulant, and the renunciation is then worthless. In this case it may even be true that the person in question must first of all forego the desirable goal and wait until favorable conditions—perhaps only in another life—shall surround him. A tempered renunciation is, under certain circumstances, a much greater acquisition than the struggle for something which in given conditions remains unattainable. Indeed, such a tempered renunciation contributes more than such struggle to one's development. [ 17 ] He who has evolved the six-petalled lotus can communicate with beings who are native to the higher worlds, though even then only if their presence is manifested in the astral or soul-world. In an occult school, however, no instructions concerning the development of this lotus-flower would be imparted before the student had trodden far enough an the upward path to permit of his spirit mounting into a yet higher world. The formation of these lotus-flowers must always be accompanied by entrance into this really spiritual sphere. Otherwise the student would fall into error and uncertainty. He would undoubtedly be able to see, but he would remain incapable of estimating rightly the phenomena there seen. Now there already exists in him who has learned to evolve the six-petalled lotus, a security from error and giddiness, for no one who has acquired complete equilibrium of sense (or body) , passion (or soul), and thought (or spirit) will be easily led into mistakes. Nothing is more essential than this security when, by the development of the six-petalled lotus, beings possessed of life and independence, and belonging to a world so completely hidden from his physical senses, are revealed before the spirit of the student. In order to ensure the necessary safety in this world, it is not enough to have cultivated the lotus-flowers, since he must have yet higher organs at his disposal. The Constitution of the Etheric Body[ 18 ] The cultivation of the astral body, as it has been described in the foregoing chapter, permits of a person perceiving supersensual phenomena, but he who would really find his way about the astral world must not tarry at this stage of evolution. The mere motion of the lotus-flowers does not really suffice. The student should be able to regulate and control the movement of his astral organs independently, and with complete consciousness. Otherwise, he would become, as it were, a plaything for external forces and powers. If he does not wish to become such, he must acquire the faculty of hearing what is known as “the inner word,” and to effect this it is needful to evolve not merely the astral but also the etheric body. This is the fine body which to the eyes of the clairvoyant appears as a kind of wraith of the physical body. It is to some extent a medium between the physical and the astral bodies. If one is equipped with clairvoyant powers, one can quite consciously suggest away the physical body of a person. On that higher plane it is no more than what is ordinarily an exercise of one's attention. Just as a person can withdraw his attention from anything that is before him so that it does not exist for him, so can the clairvoyant blot out a physical body from his observation so that it becomes, for him, physically transparent. If he applies this power to a human being who stands in front of him, nothing remains in his soul-sight except the etheric body and the astral body, which is greater than either of the other two and interpenetrates them both. The etheric body has approximately the size and form of the physical body, so that it practically fills the same space. It is an extremely delicate and finely-organized vehicle.1 Its principal color is different from the seven contained in the rainbow. He who is able to observe it is introduced to a color which is not observable by the sense-perceptions. It can be compared to the color of a young peach-blossom as accurately as to any. If one desires to contemplate the etheric body alone, one has to extinguish one's observation of the astral body by an exercise of attention similar to that already suggested. If one omits to do so, one's view of the etheric body is confused by the complete interpenetration of the astral body. [ 19 ] Now the particles of this etheric body are in continual motion. Countless currents pass through it in every direction. By these currents life itself is supported and regulated. Every body that has life, including the animals and plants, possesses such an etheric double. Even in minerals there are traces of it perceptible to the attentive observer. These currents and movements are almost entirely independent of the human will and consciousness, just as the action of the heart or stomach in the physical body is independent of our will. As long as a person does not take his development (in the sense of acquiring supersensual faculties) in-to his own hands, this independence remains. For his development at a certain stage consists precisely in adding to the unconscious independent outrayings and movements of the etheric body that by which the individual is enabled to influence them in a conscious manner by himself. [ 20 ] When his occult education has progressed so far that the lotus-flowers described in the foregoing chapters begin to bestir themselves, then the student is given certain directions which lead to the evocation of particular currents and movements within his etheric body. The object of these directions is to fashion in the region of the physical heart a kind of center from which these outrayings and movements, with their manifold forms and colors, may go forth. The center is, in reality, not merely a given point, but a most complicated structure, a really wonderful organ. It glows and shimmers with all kinds of color and displays forms of the greatest symmetry-forms which are capable of transformation with astonishing speed. Other forms and outrayings of color proceed from this organ to the other parts of the body, as also to those of the astral body, which they entirely pervade and illumine. The most important of these rays move, however, toward the lotus-flowers. They pervade each petal and regulate its revolutions; then, streaming out at the points of the petals, they lose themselves in the surrounding space. The more evolved a person may be, the greater becomes the circumference to which these rays extend. [ 21 ] The twelve-petalled lotus-flower has a peculiarly close connection with the center already described. The rays move directly into it, and from it proceed, on the one side, toward the sixteen-petalled and the two-petalled lotuses, and, on the other, the lower side, to the lotuses of eight, of six, and of four petals. This is the reason why the very greatest care must be given to the development of the twelve-petalled lotus. If any imperfection be there allowed, the entire formation of the whole structure must remain disorderly. From what has been been said, one may imagine how delicate and intimate is this occult education, and how strictly one has to conduct oneself if everything is to be developed in the proper way. It will now be quite evident that instruction concerning the development of supersensual faculties can only be given by one who has already experienced everything which he desires to awaken in another, and who is unquestionably in a position to know whether his instructions will be rewarded with success. [ 22 ] If the student follows out what is prescribed for him in these instructions, he introduces into his etheric body outrayings and vibrations which are in harmony with the laws and the evolution of the world to which he belongs. Consequently, these instructions are reflections of the great laws which govern the development of the world. They consist of special exercises in meditation and in concentration, which, if appropriately practised, produce the results described. The content of these instructions may only be imparted to the individual during his occult education. At certain periods these instructions must entirely pervade his soul with their content, so that he is inwardly, as it were, filled with it. He starts quite simply with what is necessary above all things, a deepening and an interiorization of the reasonable and sensible thought of the head. This thought is thus made free and independent of all sense-impressions or experiences. It is in a certain manner concentrated into a point which is entirely in the power of the individual. By doing this a preliminary center for the rays of the etheric body is formed. This center is not yet in the region of the heart, but in that of the head, and it appears to the clairvoyant as the outgoing point of the vibrations. Only that occult educational course is successful which creates this center first. If this center were from the outset transferred to the region of the heart, the clairvoyant could doubtless obtain glimpses of the higher worlds; but he would yet lack any true insight into the connection between these higher worlds and that of our senses, and this for the individual at a certain stage of the world's evolution is an unconditional necessity. The clairvoyant must not become a mere enthusiast; he must retain his footing upon firm earth. [ 23 ] The center in the head, when it has become duly settled, is then transferred further down, that is to say, to the region of the larynx. This change is again induced by a particular exercise of concentration. Then the characteristic vibrations of the etheric body stream forth from this point, and illuminate the astral space that surrounds the individual. [ 24 ] A further exercise enables the student to determine for himself the position of his etheric body. Hitherto this position depended upon the forces which came from without or proceeded from the physical body. By means of such development the individual is able to direct the etheric body to all sides. This faculty is effected by outrayings which move approximately along both hands and are centered in the two-petalled lotus that is situated in the region of the eyes. As a result of all this, the rays which flow forth from the larynx are shaped into round forms of which a quantity proceed to the two-petalled lotus, and from there take their way as undulating currents along the hands. >One finds as a further development that these currents branch out, ramify in a delicate manner, and become in a certain sense like wicker-work, so that the entire etheric body is enmeshed in a network. Since hitherto the etheric body has had no closure to externals, so that the life-currents of the great ocean of life flowed freely in and out, it now becomes necessary that impacts from outside should pass through this cuticle. Thus the individual becomes sensitive to these external streams: they become perceptible to him. The time has now come to give the complete system of rays and vibrations a center in the heart. That, again, is accomplished by means of a meditative and concentrative exercise, and simultaneously the student attains the point at which he can hear the “inner word.” All things now acquire for him a new significance. They become audible, as it were, in their innermost nature; they speak to him from their true being. The currents already described place him in touch with the interior of the world to which they appertain. He begins to mingle his life with the life of his environment, and can let it reverberate in the vibrations of his lotus-flowers. [ 25 ] Thus the individual enters the spiritual world. If he has come so far, he acquires a new understanding of all that the great teachers of humanity have uttered. The sayings of the Buddha, for instance, now produce a new effect upon him. They pervade him with a beatitude of which he had never dreamed before. For the sound of the words now follows the movements and rhythms which he has formed within himself. He is now able to know directly how a person like the Buddha did not proclaim his own individual revelations, but those which flowed into him from the inmost being of all things. A fact must here be explained which could only be comprehended in the light of what has already been said. The many repetitions in the sayings of the Buddha are not rightly understood by the people of our present evolutionary stage. For the occult student they are like something upon which he may gladly let his inner senses rest, for they correspond to certain rhythmic movements in the etheric body. Devotional musing on these, with complete inward peace, creates a harmony with these movements, and because they themselves are echoes of certain universal rhythms which also at particular points repeat themselves and make regular returns to their former modes, the individual, listening to the wisdom of the Buddha, puts himself into harmony with the secrets of the universe. [ 26 ] In the theosophical handbooks we meet with four attributes which must be developed by the student on what is called the probationary path, in order that he may attain the higher knowledge. The first is the faculty for discriminating between the eternal and the temporal, the true and the false, the truth and mere opinion. The second is a right estimate of the eternal and true as opposed to the perishable and illusory. The third faculty is that of practising the six qualities already mentioned in the foregoing chapters: thought-control, control of action, perseverance, tolerance, good faith, and equanimity. The fourth attribute necessary is the longing for freedom. [ 27 ] A mere intellectual comprehension of what is included in these attributes is utterly worthless. They must become so incorporated into the soul that they endure as inner habits. Let us take, for instance, the first of these attributes—the discrimination between the eternal and the temporal. One must so educate oneself that quite naturally one discriminates in everything that confronts one between its impermanent characteristics and those that will endure. This can only be accomplished if in one's observation of the external world one continues again and again to make this attempt. At last the gaze in quite a natural way discerns what endures, just as hitherto it had satisfied itself with the impermanent. “All that is impermanent is only a parable”—that is a truth which becomes an obvious conviction for the soul. And so, too, must it be with the others of the four attributes an the path of probation. [ 28 ] Now under the influence of these four spiritual habits the etheric body actually transforms itself. By the first—the discrimination between the true and the false—the center already described is formed in the head and that in the larynx is prepared. The exercises of concentration, before mentioned, are above all things essential to any true formation. It is they that create, while the four spiritual habits bring to fruition. If the center in the larynx has been prepared, the free control of the etheric body, as above explained, will follow, and its separation, its network covering, be produced by the correct estimating of the eternal as opposed to the impermanent. If the student acquires this power of estimation, the facts of the higher worlds will gradually become perceptible. Only it must not be thought that one has merely to perform those actions which appear to be important when measured by the intellect alone. The smallest action, every little thing accomplished, has something of importance in the vast household of the world, and it is only necessary that one should become conscious of this importance. It is not a question of underestimating the daily affairs of life, but of rightly estimating them. Enough has been said in the previous chapter of the six virtues of which the third attribute is composed. They are connected with the development of the twelve-petalled lotus in the region of the heart, and this, as already indicated, is associated with the life-current of the etheric body. The fourth attribute, which is the longing for freedom, serves to bring to fruition the etheric organ situated in the heart. If these attributes have become real spiritual habits, the individual frees himself from everything which only depends upon the capacities of his personal nature. He ceases to contemplate things from his own separate standpoint. The limits of his narrow self, which fetter him to this outlook, disappear. The secrets of the spiritual world reveal themselves to his inner self. This is liberation. For all fetters constrain the individual to regard things and beings as if they corresponded to his personal limitations. From this personal manner of regarding things the occult student must become independent and free. [ 29 ] From this it will be clear that the writings which have proceeded from the mighty sages can become effective in the innermost deeps of human nature. The sayings concerning the four attributes are just such emanations of “primeval wisdom.” They can be found under one form or another in all the great religions. The founders of the great religions did not give mankind these teachings from vague feeling. They based them an much firmer foundations, because they were mighty Initiates. Out of their knowledge did they shape their moral teachings. They were aware how these would react upon the finer nature of men, and desired that the culture of these qualities should gradually lead to the organization of that finer nature. To live according to these great religions is to work out one's own spiritual perfection, and only in so doing can one really serve the world. Self-perfection is in no wise selfish, for the imperfect man is also an imperfect servant of humanity and of the world. The more perfect one becomes the more does one serve the world. “If the rose adorns herself she adorns the garden.” [ 30 ] The founders of religions are therefore the great magicians. That which comes from them flows into the souls of men and women, and thus with humanity the whole world moves forward. The founders of religions have consciously worked with this evolutionary process of humanity. One only understands the true meaning of religious instructions when one realizes that they are the result of actual knowledge concerning the innermost depths of human nature. The leaders of religion were mighty sages, and it is out of their knowledge that the ideals of humanity have sprang. Yet the individual comes nearer to these leaders when he uplifts himself in his own evolution to their heights. [ 31 ] If a person has evolved his etheric body in the manner just described, an entirely new life is opened up before him, and at the proper period in the course of his training he now receives that enlightenment which adapts him to this new existence. For example, he sees (by means of the sixteen-petalled lotus) the shapes of a higher world. He must then realize how different are these forms when caused by this or that object or being. In the first place, he should notice that he is able, in a certain manner, to influence some of these forms very powerfully by means of his thoughts and feelings, but others not at all, or only to a limited extent. One species of these figures will be altered immediately if the observer thinks to himself when they appear, “that is beautiful,” and then in the course of his contemplation changes his thought and thinks “that is useful.” It is particularly characteristic of the forms which come from minerals or from objects artistically made, that they possess the peculiarity of changing under every thought or feeling which is directed upon them by the observer. In a lesser degree this is also true of the forms that proceed from plants, and to a still smaller extent of those that are connected with animals. These forms are full of life and motion, but this motion only pertains to that part which is under the influence of human thought or feeling, and in the other parts it is effected by forces upon which a person can exercise no influence. Now there appears within this whole world a species of forms which are almost entirely unaffected by activities an the part of human beings. The student can convince himself that these forms proceed either from minerals or artificial shapes, and not from animals or plants. In order to make these things quite clear, he must now observe those forms which he can realize to have proceeded from the feelings, impulses, and passions of human beings. Yet he may find that upon these forms his own thoughts and feelings still hold some influence, even although it be comparatively small. There always remains a residuum of forms in this world upon which all such influences are less and less effective. Indeed, this residuum comprises a very large proportion of those forms which are usually discerned by the student at the outset of his career. He can only enlighten himself concerning the nature of this species by observing himself. He then learns that they were produced by himself, that what he does or wishes or wills finds expression in these forms. An impulse that dwells in him, a desire that he possesses, a purpose that he harbors, and so forth, are all manifested in these forms; indeed, his whole character displays itself in this world of shapes. By means of his thoughts and feelings a person can exercise an influence upon all the forms which do not come from himself; but upon those which are sent into the higher world from his own being he possesses no power when once he has created them. Now it follows from what has been said that from this higher aspect of human inner nature one's own world of impulses, desires, and conceptions is seen to express itself in outward shapes, just like all other beings or objects. To the higher knowledge the inner world appears as a part of the outer world. Just as anyone in the physical world who should be surrounded with mirrors could look at his physical form in that way, so, too, in a higher world does the spiritual self of man appear to him as an image reflected in a mirror. [ 32 ] At this stage of development the student has arrived at the point when he overcomes the “illusion of the personal self,” as it has been expressed in theosophical books. He can now regard that inner personality as something external to himself, just as previously he recognized as external the things which affected his senses. Thus he learns by gradual experience to master himself as hitherto he mastered the beings around him. [ 33 ] If any one obtains a view into this higher world before his nature has been sufficiently prepared, he stands before the character-picture of his own soul as before an enigma. There his own impulses and passions confront him in the shapes of animals or, more seldom, of human beings. It is true that the animal forms of this world have never quite the appearance of those in the physical world, but still, they possess a remote resemblance. By the inexpert observer they may easily be taken for the same. When one enters this world, one must adopt an entirely new method of forming one's judgments. For, seeing that those things which properly pertain to the inner nature appear as external to oneself, they are only discerned as the mirrored reflections of what they really are. When, for instance, one perceives a number, one must reverse it as one would read what is seen in a mirror. 265 would mean in reality 562. One sees a sphere as if one were in the center of it. One has therefore at first to translate correctly these inner perceptions. The attributes of the soul appear likewise as if in a mirror. A wish that is directed toward something outside appears as a form which moves toward the person who wished it. Passions that have their habitation in the lower part of human nature take an the forms of animals or of similar shapes that let themselves loose upon the individual. In reality these passions are struggling outward; it is in the external world that they seek for satisfaction, but this outward striving appears in the mirrored reflection as an attack upon the impassioned person. [ 34 ] If the student, before attaining the higher vision, has learned by quiet, sincere examination of himself to realize his own attributes, he will then, at the moment when his inner self appears to him as a mirrored reflection outside, find courage and power to conduct himself in the right way. People who have not practised such introspection sufficiently to enable them to know their own inner natures will not recognize themselves in these mirrored pictures and will mistake them for something foreign. Or they may become alarmed at the vision and say to themselves, because they cannot endure the sight, that the whole thing is nothing but an illusion which cannot lead them anywhere. In either case the Person, by his unseasonable arrival at a certain stage in the development of his higher organization, would stand disastrously in his own way. [ 35 ] It is absolutely necessary that the student should pass through this experience of spiritually seeing his own soul if he is to press onward to higher things. For in his own self he then possesses that spirituality by which he can best judge. If he has already acquired a fair realization of his own personality in the physical world, and when the picture of that personality first appears to him in the higher world, he is then able to compare the one with the other. He can refer to the higher as to a thing known to him, and in this way can advance on firm ground. If, on the contrary, he were confronted by numbers of other spiritual beings, he would be able to gain hardly any information concerning their nature and attributes. He would very soon feel the ground slipping away from his feet. It cannot too often be repeated that a safe entrance into the higher worlds can only follow a solid knowledge and estimate of one's own nature. [ 36 ] It is pictures, then, that the student meets on his way up to the higher worlds, for the realities which are expressed by these pictures are really in himself. He must soon become sufficiently mature to prevent himself from desiring, at this first stage, veritable realities, but to allow of his regarding these pictures as appropriate. But inwardly he soon learns something completely new from his observation of this picture-world. His lower self only exists for him as mirrored pictures, yet in the midst of these reflections appears the true reality that is his higher self. Out of the pictures of the lower personality the form of the spiritual ego becomes visible. Then from the latter threads are spun to other and higher spiritual realities. [ 37 ] This is the moment when the two-petalled lotus in the region of the eyes is required. If this now begins to stir, the individual attains the power of setting his higher ego in connection with spiritual, superhuman entities. The currents which flow from this lotus move so toward these higher entities that the movements here spoken of are fully apparent to the individual. Just as the light makes physical objects visible to the eyes, these currents reveal the spiritual things of the higher worlds. [ 38 ] Through sinking himself into certain ideas which the teacher imparts to the pupil in personal intercourse, the latter learns to set in motion, and then to direct the currents proceeding from this lotus-flower of the eyes. [ 39 ] At this stage of development especially, what is meant by a really sound capacity for judgment and a clear, logical training is manifested. One has only to consider that here the higher self, which had hitherto slumbered unconscious and like a seed, is born into conscious existence. One is here concerned not with a figurative, but with a veritable birth in the spiritual world, and the being now born, the higher self, if it is to be capable of life, must enter that world with all the necessary organs and conditions. Just as nature takes precautions that a child shall come into the world with well-formed ears and eyes, one must take precautions in the self-development of an individual, so that his higher self shall enter existence with the necessary attributes. These laws which have to do with the development of the higher organs of the spirit are no other than the sound, rational, and moral laws of the physical world. The spiritual ego matures in the physical self, as the child in the mother's womb. The health of the child depends upon the normal working of natural laws in the womb of the mother. The health of the spiritual self is similarly conditioned by the laws of common intelligence and reason that work in the physical life. No one who does not live and think healthily in the physical world can give birth to a sound spiritual self Natural and rational life is the basis of all true spiritual evolution. Just as the child, when still in the womb of the mother, lives according to natural forces which after its birth it uses with its organs of sense, so the higher self in a human being lives according to the laws of the spiritual world even during its physical incarceration; and even as the child out of a vague sensational life acquires the powers above mentioned, so can a human being also acquire the powers of the spiritual world before his own higher self is born. Indeed, he must do this if the latter is to enter its world as a completely developed being. It would be quite wrong for anyone to say, “I cannot follow the teachings of the mystic and theosophist until I can see them for myself,” for if he should adopt this view, he could certainly never attain to genuine higher knowledge. He would be in the same position as a child in the mother's womb who should reject the powers that would come to him through the mother, and should intend to wait until he could create them for himself. Even as the embryo of the child learns in its dim life to accept as right and good what is offered to it, so should it be with the person who is still blindfolded in relation to the truths declared in the teachings of mystic or theosophist. There is an insight, based upon intuition of the truth and a clear, sound, all-round critical reason, concerning these teachings, that exists before one can yet see spiritual things for oneself. First, one must learn the mystical wisdom, and by this very study prepare oneself to see. A person who should learn to see before he has prepared himself in this way would resemble a child who was born with eyes and ears but without a brain. The entire world of sound and color would widen out before him, but he could make no use of it. [ 40 ] That which before appealed to the student through his sense of truth, his reason, and his intelligence, becomes, at the stage of occult education already described, his own experience. He now has a direct realization of his higher self, and he learns how this higher self is connected with spiritual entities of a loftier nature and how it forms a union with them. He sees how the lower self descends from a higher world, and it is revealed to him how his higher nature outlasts the lower. Now he can distinguish between what is permanent in himself and what is perishable, and this is nothing less than the power to understand from his own Observation the teachings concerning the incarnation of the higher self in the lower. It will now become plain to him that he stands in a lofty spiritual relation thereto, that his attributes and his destiny are originated by this very relation. He learns to know the law of his life, his Karma. He perceives that his lower self, as it at present shapes his destiny, is only one of the forms which can be adopted by his higher nature. He discerns the possibility stretching before his higher self, of working upon his own nature so that he may become ever more and more perfect. Now, too, he can penetrate into the great differences between human beings in regard to their comparative perfection. He will recognize that there are before him people who have already traversed the stages that still lie in front of him. He discerns that the teachings and deeds of such people proceed from the inspiration of a higher world. All this he owes to his first glimpse into this higher world. Those who have been called “the masters of wisdom,” “the great Initiates of humanity,” will now begin to appear as veritable facts. [ 41 ] These are the treasures which the student at this stage owes to his development: insight into his higher self; into the doctrine of the incarnation of this higher self in a lower; into the laws by which life in the physical world is regulated according to its spiritual connections—in short, the law of Karma; and, finally, insight into the nature of the great Initiates. [ 42 ] Of the student who has arrived at this stage it is said that doubt has entirely vanished away. If he has already acquired a faith which is based upon reason and sound thought, there now appears in its place full knowledge and an insight which nothing whatsoever can make dim. [ 43 ] Religions have presented in their ceremonies, their sacraments, and their rites, external visible pictures of the higher spiritual beings and events. None but those who have not penetrated into the depths of the great religions can fail to notice this; but he who has seen for himself these spiritual realities will understand the great significance of each outward and visible ad. Then for him the religious service itself becomes a representation of his own communion with the spiritual, superhuman world. One often finds it said in theosophical literature, even if not quite so plainly expressed, that the occult student at this stage becomes “free from superstition.” Superstition in its essence is nothing but dependence upon outward and visible acts, without insight into the spiritual facts of which they are the expression. [ 44 ] It has been shown how the student, by arriving at this stage, becomes veritably a new person. Little by little he can now mature himself by means of the currents that come from the etheric body, until he can control the still higher vital element, that which is called “the fire of Kundalini,” and by so doing can attain a completer liberty from the bondage of his physical body.
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10. Initiation and Its Results (1909): The First Guardian of the Threshold
Tr. Clifford Bax Rudolf Steiner |
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Only the occult student learns what it means to be cut off entirely from the family, the Clan, or the racial spirit. He alone realizes the insignificance of all such education in respect of the life which now confronts him, for everything that has gathered around him falls utterly away when the threads that bind the will, the thoughts, and the feelings are sundered. |
10. Initiation and Its Results (1909): The First Guardian of the Threshold
Tr. Clifford Bax Rudolf Steiner |
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[ 1 ] Among the important experiences that accompany an ascent into the higher worlds is that of “Meeting with the Guardian of the Threshold.” In reality there is not only one such Guardian, but two; one known as “the Lesser,” the other as “the Greater.” The student meets with the former when, in the manner described in the last chapter, he begins to loosen the connection between the volitions, the thoughts, and the feelings so far as they concern the etheric and astral bodies. The meeting with the Greater Guardian occurs when this loosening of the links further extends to the physical body (that is to say, the brain). [ 2 ] The Lesser Guardian of the Threshold is an independent being. It did not exist before the individual had arrived at this particular point in his evolution. It is the individual's creation. Only one of its essential functions can be here described,—indeed it were no easy matter to furnish a complete description. [ 3 ] First of all, let us present in narrative form the meeting of the occult student with the Guardian of the Threshold. Only by means of this meeting does the former become aware of the separation of the threads that connected his thoughts, his volitions, and his feelings. [ 4 ] A terrible spectral creature, in truth, is this that confronts the student. The latter needs all the presence of mind and all the faith in the security of his way to wisdom which he could acquire during his previous training. [ 5 ] The Guardian proclaims his significance in something like these words:—“Hitherto, powers which were invisible to you have watched over you. They worked so that in the course of your life your good deeds brought their reward, your evil actions their disastrous results. Through their influence your character formed itself out of your experiences and your thoughts. They were the instruments of your fate. It was they that ordered the measure of joy and pain which was meted out to you in any one of your incarnations, according to your conduct in earlier lives. They ruled you by the all-binding law of Karma. Now they shall free you from a part of their constraint, and a portion of that which they have accomplished for you must you now accomplish for yourself. In the past you have borne many hard blows from Fate. Did you not know wherefore? Each was the effect of a pernicious deed in a life gone by. You found joy and gladness, and you partook of them. They, too, were the fruits of earlier deeds. In your character you have many beautiful qualities, many ugly flaws ; and both of these you have woven for yourself out of your bygone experiences and thoughts. Till now you did not know of this; only the effects were revealed to you. But they, the Karmic Powers, beheld all the deeds of your former lives, all your obscure thoughts and feelings; and thus have they determined what you now are and the manner in which you now live. [ 6 ] “But the hour has come when all the good and the evil aspects of your bygone lives shall be laid open before you. Till now they were interwoven with your whole being; they were in you, and you could not see them, even as with physical eyes you cannot see your own physical brain. Now, however, they detach themselves from you; they emerge from your personality. They assume an independent form which you can observe, even as you observe the stones and flowers of the external world. And I—I am that very being which has found for itself a body wrought of your noble and your ignoble deeds. My spectral robe is woven according to the entries in your life's ledger. Hitherto you have borne me invisibly within yourself, yet it was well for you that this should be, for the wisdom of the destiny which was hidden even from yourself has therefore worked hitherto toward the extinguishing of the hideous stains that were upon my form. Now that I have emerged, that hidden wisdom also departs from you. It will henceforth trouble itself no more concerning you. It will now leave the work in your hands alone. It is for me to become a complete and splendid being, if I am not, indeed, to fall into decay. If this, the latter, should occur, then should I drag you also down into a dark and ruined world. If you would avoid this, then let your own wisdom become so great that it can take over to itself the task of that other wisdom which was hidden from you, and is now departed. When you have passed my threshold I shall never leave your side for a single moment. From henceforth, when you do or think anything that is evil, you will straightway discern your guilt as a hideous, demoniacal distortion of this that is my form. Only when you have made good all your bygone evil deeds and have so elevated yourself that further evil becomes a thing impossible to you,—only then will my being be transformed into glorious beauty. Then, too, shall I again unite myself with you in one being for the helping of your further activity. [ 7 ] “My threshold is constructed out of every feeling of fear to which you are still accessible, out of every shrinking from the power which will take over to itself the complete responsibility for all your deeds and thoughts. So long as you have still any fear of that self-government of your fate, all that belongs to this threshold has not yet been built into it; and so long as a single stone is there found missing, you must remain standing as one forbidden entrance, or else must you stumble. Seek not, then, to pass my threshold until you feel yourself liberated from all fear, ready for the highest responsibility. [ 8 ] “Hitherto I have only emerged from your personality when Death recalled you from an earthly life, but even then my form was veiled from you. Only the powers of destiny who watched over you could behold me, and they were able, in accordance with my appearance, to build in you, during the interval between death and a new birth, all that power and that capacity wherewith in a new terrestrial existence you could labor at the glorifying of my form for the assurance of your progress. It was an account of my imperfection, indeed, that the powers of destiny were driven again and again to lead you back into a new incarnation upon earth. If you died, I was yet there ; and according to me did the Lords of Karma fashion the manner of your re-birth. “Only when through an endless procession of lives you have brought me to perfection shall you no longer descend among the powers of death, but, having united yourself absolutely with me, you shall pass over with me into immortality. [ 9 ] “Thus do I stand before you here to-day visible, as I have always stood invisible beside you in the hour of death. When you shall have passed my threshold you will enter those kingdoms which else would have opened to you only at physical death. You will enter them with full knowledge, and henceforth, when you wander outwardly visible upon the earth, you will also move through the kingdom of death, which is the kingdom of eternal life. I am indeed the angel of Death; yet at the same time I am the bringer of an imperishable higher life. Through me you will die while still living in your body, to be reborn into an immortal existence. [ 10 ] “The kingdom that you now enter will introduce you to beings of a superhuman kind, and in that kingdom happiness will be your lot. But the first acquaintance to be made in that world must be myself, I that am your own creation. Erstwhile I lived upon your life, but now through you I have grown to a separate existence and here stand before you as the visible gauge of your future deeds, perhaps, too, as your constant reproach. You were able to form me, but in so doing you have taken up the duty of transforming me.” [ 11 ] What has been here presented in a narrative form one must not imagine to be merely something allegorical, but realize that it is an experience of the student which is the highest degree actual.1 [ 12 ] The Guardian will warn him not to go further if he does not feel in himself the power necessary for the fulfilment of those demands which have been set forth in the preceding speech. Although the form of the Guardian is so frightful, it is yet nothing but the effect of the student's own past lives, his own character, risen out of him into an independent life. This awakening is brought about by the mutual separation of the volitions, the thoughts, and the feelings. It is an experience of the deepest significance when one feels for the first time that one has produced a spiritual being. The next thing to be aimed at is the preparation of the occult student so that he can endure the terrible sight without a vestige of timidity, and at the moment of the meeting really feel his power to be so increased that he can take it upon himself to effect with full realization the glorifying of the Guardian. [ 13 ] A result of this meeting with the Guardian of the Threshold, if successful, is that the next physical death of the student is an event entirely different from what death was before. He consciously goes through the death whereby he lays aside the physical body, as he lays aside an outworn garment or one that is grown useless an account of a sudden rent. This—his physical death—is now only an important fact, as it were, to those who have lived with him, whose perceptions are still restricted to the world of the senses. For them the occult student “dies,” but for himself nothing of importance in his whole environment is changed. The entire superphysical world into which he steps already stood open to him before death, and it is the same world that after death confronts him. Now, the Guardian of the Threshold is also connected with other matters. The individual belongs to a family, a nation, a race. His deeds in this world depend upon his relationship to this greater unit. His individual character is likewise connected with it. The conscious deeds of a single person are by no means the sum of all he must reckon with in respect of his family, stock, nation, and race. There is a destiny, as there is a character, pertaining to the family or the race or the nation. For the person who is restricted to his senses these things remain as general ideas, and the materialistic thinker will regard the occult scientist contemptuously when he hears that for the latter the family or national character, the lineal or racial destiny, becomes just as real a being as the personality which is produced by the character and destiny of the individual. The occultist comes to know of higher worlds in which the separated personalities are discerned as members, like the arms, legs, and head of an individual; and in the life of a family, of a nation, or a race, he sees at work not only the separate individuals, but also the very real souls of the family, nation, or race. Indeed, in a certain sense, the separate individuals are only the executive organs of this family or racial spirit. In truth, one can say that the soul of a nation, for example, makes use of an individual belonging to that nation, for the execution of certain deeds. The national soul does not descend to sensible reality. It dwells in higher worlds, and in order to work in the physical world makes use of the physical organs of a particular person. In a higher sense it is as when an architect makes use of a workman for executing the details of a building. Every person gets his work assigned him, in the truest sense of the words, by the soul of the family, the nation, or the race. Now the ordinary person is by no means initiated into the higher scheme of his work. He works unconsciously toward the goal of the nation or race. From the moment when the occult student meets the Guardian of the Threshold, he has not merely to discern his own tasks as a personality, but must also work consciously at those of his nation or his race. Every, extension of his horizon implies an extension of his duties. As a matter of fact, the occult student joins a new Body to those finer vehicles of his soul. He puts on another garment. Hitherto he went through the world with those coverings which clothed his personality. That which he must accomplish for his community, his nation, or his race, is managed by the higher spirits which utilize his personality. A further revelation which is now made to him by the Guardian is that henceforth these spirits will withdraw their hands from him. He must get quite clear of that union. Now, if he did not develop in himself those powers which pertain to the national or racial spirits, he would completely harden himself as a separate creature and would rush upon his own destruction. Doubtless there are many people who would say, “Oh! I have entirely freed myself from all lineal or racial connections; I only want to be man and nothing but man.” To these one must reply, “Who, then, brought you to this freedom? Was it not your family who gave you that position in the world where you now stand? Was it not your ancestry, your nation, your race, that have made you what you are? They have brought you up; and if you are now exalted above all prejudices, if you are one of the light-bringers and benefactors of your Clan, or even of your race, you owe that to their education. Indeed, when you say of yourself that you are nothing as a person, you owe the very fact that you have so become to the spirit of your community.” Only the occult student learns what it means to be cut off entirely from the family, the Clan, or the racial spirit. He alone realizes the insignificance of all such education in respect of the life which now confronts him, for everything that has gathered around him falls utterly away when the threads that bind the will, the thoughts, and the feelings are sundered. He looks back on all the events of his previous education as one must regard a house of which the stones have fallen apart in pieces and which one must therefore build up again in a new form. It is more than merely a figure of speech to say that after the Guardian of the Threshold has uttered \ his first communications, there rises up from the place where he stands a great whirlwind, which extinguishes all those lights of the spirit which had hitherto illumined the pathway of life. At the same time an utter blackness engulfs the student. It is only broken a little by the rays that stream forth from the Guardian of the Threshold, and out of that darkness resound his last admonitions:—“Step not across my threshold before you are assured that you can illuminate the blackness by yourself : take not a single step forward unless you are certain that you have a sufficiency of oil in your lamp. The lamps of the guides which hitherto you have followed will now, in the future, be absent.” After there words the student has to turn round and direct his gaze back-ward. The Guardian of the Threshold now draws away a veil that before had hidden deep secrets. The lineal, the national, the racial spirits are revealed in their complete reality, and the student now sees clearly how he had been guided so far, but it also dawns upon him that henceforth he will have no such guidance. This is a second warning received at the threshold from its guardian. [ 14 ] No one can attain to this vision unprepared; but the higher training, which generally makes it possible for a person to press an to the threshold, puts him simultaneously in a position to find at the right moment the necessary power. Indeed, this training is of so harmonious a kind, that the entrance into the new life can be made to lose its exciting and tumultuous character. The experience at the threshold is, for the occult student, attended by a foreshadowing of that bliss which is to form the keynote of his newly awakened life. The sensation of a new freedom will outweigh all other feelings; and together with this sensation the new duties and the new responsibilities will seem as something which must needs be undertaken by a person at a particular stage in his life.
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35. Collected Essays on Philosophy and Anthroposophy 1904–1923: Spiritual Science and Contemporary Epistemology
Rudolf Steiner |
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My epistemological research led to the conclusion that man, through his organization, first cuts himself out of true reality into an incomplete one, so to speak, and that he reintroduces himself into this true reality in the further progress of his knowledge, in the elevation to pure thinking. |
35. Collected Essays on Philosophy and Anthroposophy 1904–1923: Spiritual Science and Contemporary Epistemology
Rudolf Steiner |
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When my “Philosophy of Freedom” was printed in 1894, I personally handed the book over to Eduard von Hartmann. At the time, I was very keen to engage in a scientific discussion with this man about the fundamental views on which the structure of ideas in my book was based. My expectations in this regard seemed justified, since Eduard von Hartmann had been truly friendly in his approach to my literary work from the very beginning. Every time I sent him my writings published before the “Philosophy of Freedom,” he delighted me with often extensive written responses. In 1889 I had the opportunity of a long conversation with him, the subject-matter of which was the epistemological questions agitating the philosophical world at that time. And I expected much from a discussion of my book, particularly because, on the one hand, I was a warm admirer of the idealism of his philosophy, an attentive observer of his treatment of important vital questions, and, on the other hand, his decided opponent in all essentials of the epistemological foundation of a world view. In one important point, however, I was in complete agreement with him: the philosophical ethics of unselfish devotion of the human soul to the historical process of humanity as an ethical motive. Of course, I could not be taken in by the naive belief that I could convert the creator of the “Philosophy of the Unconscious” to my points of view in fundamental matters. But Eduard von Hartmann was always inclined to respond in a truly loving way to views that were contrary to his own; and his responsiveness led to those fruitful confrontations that are desirable in the field of world-view striving. Besides, even then it was far from my mind to make the estimation of a personality dependent on the extent to which I could be an opponent or a supporter of his ideas. The esteem in which I held Eduard von Hartmann led me to ask him in 1891 to accept the dedication of my small writing: “Truth and Science. Prelude to a Philosophy of Freedom”. He agreed. And so I was able to have the words printed on the second page of this writing in all sincerity: “Dr. Eduard von Hartmann in warm admiration dedicated by the author.” This happened despite the fact that Eduard von Hartmann had to completely reject the content of the writing from the point of view of his worldview. I was not mistaken in my expectations regarding a discussion of the “Philosophy of Freedom.” For a few weeks after the presentation of the book, Eduard von Hartmann not only honored me with a friendly letter, but he also sent me the copy of the book that he had received, with his comments and objections, some of which went into great detail. He had entered them almost page by page into the book. At the end he had summarized his overall impression in a few sentences. He had been so sharp in his judgment that I could see in his words the fate that my world view would have to meet within contemporary thought. By concluding the present remarks with a discussion of this judgment, it will be possible for me to show how, from the beginning of my literary career, I strove to establish the epistemological foundation for what I later attempted to present in a series of writings as “spiritual science” or anthroposophy and on whose development I continue to work to this day. In the 1880s, when I began my writing career, people were confronted with a world view that had basically blocked any access to a world of true reality for human cognition. It seemed necessary to me, above all, to strive for a scientifically sound epistemological basis in matters of world view. The opinions one encountered in this field at that time could be characterized from a myriad of contemporary writings. The one of the poet and philosopher Robert Hamerling shall be cited here. This again for the reason that I found myself in the most fundamental epistemological questions in complete opposition to this personality, whom I highly revered and esteemed. Robert Hamerling was writing his significant “Atomistik des Willens” (Atomism of the Will) at that time. Right at the beginning of this book, we encounter the following thought: “Certain stimuli produce a smell in our olfactory organ... Thus a rose has no scent unless there is a smeller to smell it. Certain vibrations of the air produce a sound in our ear. Thus a sound has no existence unless there is an ear to hear it. The shot of a gun would not resound if no one heard it... Anyone who grasps this will understand what a naive fallacy it is to believe that in addition to the view or idea we call “horse”, there is another, the real “horse”, of which our view is a kind of image. Outside of me there is only – let me repeat it – only the sum of those conditions which cause an idea to arise in my mind that I call a “horse.” Hamerling adds to these sentences: “If this does not make sense to you, dear reader, and if your ‘mind’ rears up before this fact like a shy horse, then do not read a single line further; leave this and all other books dealing with philosophical and scientific matters unread; for you lack the necessary ability to grasp a fact impartially and hold it in your thoughts.” The thoughts that Hamerling expresses were so much a part of the thinking habits of epistemologists in the second half of the nineteenth century that as early as 1879 Gustav Theodor Fechner wrote about them in his book “Die Tagesansicht gegenüber der Nachtansicht” (“The Day View Compared to the Night View”): “They are the thoughts of the whole thinking world around me. No matter how much and about what they may quarrel, philosophers and physicists, materialists and idealists, Darwinians and anti-Darwinians, orthodox and rationalists all join hands in it. It is not a building block, but a cornerstone of today's world view... What we think we see and hear in the world around us is all just our inner appearance, an illusion that one can praise oneself for, as I read recently; but it remains an illusion. Light and sound in the external world, ruled by mechanical laws and forces and not yet penetrated by consciousness, are only blind, mute waves that cross the ether and the air from more or less agitated material points, and only when they reach the protein coils of our brain, or rather only when they reach a certain point of it, do they become visible through the spiritualist magic of this medium. and air, and only when they encounter the protein coils of our brain, or rather only when they encounter a certain point of it, are they transformed by the spiritualist magic of this medium into luminous, sounding vibrations. The reason, essence, and details of this magic are debated; the fact is agreed upon; and of all the theories of thought and knowledge, in which philosophy now wants to exhaust and empty itself, as if it wanted to give birth to another philosophy, , none of them leads to doubting the correctness of this fact, unless it is to declare the doubt insoluble or to shatter the world into tiny specks of dust that illuminate only themselves but not the world." For anyone who has kept his thinking far removed from such considerations, they may appear to be worthless fantasies. In the individual sciences and in activities more closely related to everyday life, they do not arise in such a way that one would have to take them into account. But anyone who wants to have a say in matters of world view must deal with them. In the second volume of my book “The Riddles of Philosophy” – in the section “The World as Illusion” – one finds a detailed presentation of the most essential forms in which these considerations have been expressed in recent times. Thirty years ago it would have been fruitless to place oneself in the current direction of thought with a Weltanschhauung without taking a stand on these considerations. For it was on this ground that judgments were formed as to whether a world-view had a legitimate starting-point or not. Gideon Spicker, who wrote a stimulating work on 'Lessing's World-View' and then published the two significant volumes 'From the Cloister to the Academic Chair' and 'At the Turning-point of the Christian World-Period', wrote to me wrote to me in 1886, after the publication of my “Epistemology of the Goethean World View”, that it would be necessary to finally stop constantly pondering the question of how and within what limits man can know. It would be better to start to really know something. But the observation of the time conditions in this field made it seem hopeless to come up with a worldview that did not advance its secure epistemological foundation. The most diverse formulations of Schopenhauer's sentence: the world is my representation, presented itself at that time in all possible variations. Volkelt, the subtle dissector of Kant, the judicious author of the epistemological book “Erfahrung und Denken” (Experience and Thought), wrote at that time: “The first fundamental proposition that the philosopher must clearly realize is that our knowledge extends to nothing more than our ideas. Our perceptions are the only things we directly experience; and precisely because we experience them directly, not even the most radical doubt can rob us of the knowledge of them. By contrast, knowledge that goes beyond our perceptions – I am using this term here in the broadest sense, so that it includes all mental activity – is not protected from doubt. Therefore, at the beginning of philosophizing, all knowledge that goes beyond the representations must be explicitly presented as open to doubt.” Such assertions had become self-evident truths for philosophers in the last third of the nineteenth century; they still are for many today who are to be heard when it comes to judging whether a world view is based on legitimate ground or not. One must familiarize oneself with the way of thinking that leads to such assertions if one wants to have a say in matters of world view in our time. It seemed to me that such familiarization showed that the fundamental questions about the process of knowledge must be posed quite differently from the way they are by many epistemologists, if the train of thought that is taken in such questions is not to lead to one standing at the end before a self-dissolution of that train of thought. To seek clarity in this area, clarity about the value and justification of the ideas under consideration, was the task I sought to solve through the research presented in my booklet “Truth and Science” and in my book “Philosophy of Freedom”. “Truth and Science” was intended as a ‘philosophizing consciousness coming to an understanding with itself’. This is also the title of the work as printed in the doctoral dissertation, which already contains its essential content. At the time when I wrote these writings, I believed, and I still believe today, that the fundamental error of many epistemologies is to be found in the fact that the process of knowledge is viewed quite wrongly at its very root. One first thinks of the opposite: man and the world. One imagines that the world has an effect on man. The latter receives impressions from it. From these impressions, the world view in which he lives imaginatively is formed. From this thought, it is an almost natural progression to the opinion that everything that occurs within human consciousness is only a product of consciousness. Any thing or being of an external world lies beyond consciousness; for only when that which remains unknown, unconscious, of the external world is taken up by consciousness does it become a human world view. What things or beings are like outside of consciousness is a question that goes beyond the human capacity for knowledge. This mode of thought appears in various philosophies, tied up in tangles of concepts that are often thought of in such an unoriginal form, so far removed from their source, that some who have become accustomed to them cannot help but consider anyone who wants to reduce these concepts to their simple form to be a dilettante. It cannot be denied that the train of thought described appears so firmly established from a certain point of view that an objection becomes almost impossible, and that Hamerling could say with some justification that anyone who does not accept this view lacks the ability to perceive a fact impartially and to retain it in thought. My aim was not to refute or criticize this way of thinking in the usual sense. I did not ask the question: to what extent is this line of thought incorrect? Rather, I tried to answer the other question exhaustively: to what extent is it correct? And it became clear to me that the epistemologists had made the mistake of not completing the answer. They had stopped halfway. A further progression leads from their starting point to different results than those asserted by them. Anyone with a sense for certain more subtle laws of human logic and psychology knows that one very often fails to recognize the truth value of a thought by allowing oneself to be captivated by refuting ideas that arise prematurely in the soul. In this way, fatal traps arise for an unbiased way of looking at things, which can prevent one from arriving at the right cognitive goals. In contrast, it is often better to immerse oneself in a train of thought and follow its course. If one does not lose sight of the scope and range of the individual thought processes, and does not allow oneself to be overwhelmed by the striving for one-sidedness that so many trains of thought entail, then even one-sided and imperfect thoughts can lead to the realm of truth. Starting from such premises, I tried to arrive at epistemological results. What I found seems to me to be completely certain even today. The way man is placed in the world, he must admit to himself that his world picture is given to him as the essence of his organization demands. In this fundamental idea one can know oneself to be in agreement with Kantians, neo-Kantians, physiologists and their followers. One can profess with them: what appears to human consciousness occurs in such a way as the conditions of the perceiving human being demand. If one now clings to this idea and develops it one-sidedly in thought, without connecting with the reality of the human being in the progression, then one blocks access to a true grasp of the capacity for knowledge. I have tried to explain this in detail in my two aforementioned writings. The first form in which man's world view is given can be followed by a spiritual process in man's inner being that transforms this world view in that it deprives it of its subjective character and allows cognition to submerge into the objective. One can, of course, be of the opinion that this process is only a continuation, a kind of mental or methodical revision of the given world view. If one holds this view, then one will be able to see nothing in all that can occur within consciousness other than a kind of effect of consciousness of the true reality that remains beyond knowledge. I have now endeavored to show that cognition, in its further progress, overcomes the form given to the world picture by the human organization at its first appearance. However, in order to be aware of this fact, cognition must reach an activity that I have called that in pure thinking. This activity is denied from the outset by many epistemologists. But one could, to paraphrase Hamerling, say: anyone who does not accept the idea that an activity is possible in the inner thought process that moves only in inner, living thought processes and that uses the ideas of the sensory world no longer as images but only as illustrative images, lacks the ability to grasp a fact impartially and to hold it in thought. My epistemological research led to the conclusion that man, through his organization, first cuts himself out of true reality into an incomplete one, so to speak, and that he reintroduces himself into this true reality in the further progress of his knowledge, in the elevation to pure thinking. The aim of the books I have mentioned is to show that human knowledge remains unrecognized if we try to view it as an image that is indifferent to the objective process of the world, and then have to admit that it cannot be one. Knowledge presented itself to me as a developmental process rooted in the human being, leading this being from one stage to another. In his cognitive interaction with the external world, the human being initially experiences his own nature incompletely, in that his organization presents him with an incomplete picture of reality. In the further inner experience, he transforms the first form of his world view, which is an incomplete image of the external world, so that he stands in the true reality with his inner experience. Seen in this light, the process of knowledge appears different at its very root than it does to many epistemologists. A comparison can clarify what is being considered here. It is, of course, meant with all the limitations that apply to all comparisons. One can examine the substantial nature of the cereal plant with regard to the extent to which cereals are suitable as human food due to the substances they contain. This investigation can be carried out in a very scientific way. And yet, from a certain point of view, it can be said that such an investigation says nothing about the nature of the plant, insofar as this is expressed in the processes that lead to growth, flowering and fruit bearing. However, the inner nature of the plant is revealed in these processes. And what the plant becomes as human food is, in a sense, a side effect of the plant's nature. The human cognitive process is, by its very nature, a link in human development. What happens through it has its significance within this development. The fact that at a certain stage of this development, a reflection of the external world also comes to light in the activity of thoughts and ideas is not peculiar to the cognitive process in a similar sense to the entry of grain into human nutrition. If one thinks one must pose the main question of epistemology in such a way that one only looks at it: to what extent is cognition a reflection of an external world, then one shifts the consideration just as one would shift the main botanical question if one wanted to seek the essence of the plant through food chemistry. In the final section of the second volume of my “Riddles of Philosophy” one finds a “sketchy presentation of an anthroposophy” (written in 1914). In it I attempt to show that a completely organic progression must be conceived, from the basic epistemological views of my writing 'Truth and Knowledge' and my 'Philosophy of Freedom', to the content of 'spiritual science' or 'anthroposophy', as I have further developed them. But anyone who reads these earlier writings of mine with an open mind will be able to see that the results developed in them have been obtained through purely philosophical research, and that therefore agreement with what is asserted in them is not dependent on the position that someone takes on the “spiritual science” I represent. In those books I consciously used only the means of thought and methodology that one is accustomed to finding in philosophical works. Thus it seems to me that the kind of research I call “spiritual science” has a secure philosophical foundation in my epistemological presentations, but that the philosophical judgment of this foundation can be kept quite independent of the spiritual-scientific superstructure. But for me there is a clear path from my epistemology to “spiritual science”. Anyone who is able to see without bias what kind of research underlies the content of my later books or the brief presentations in the first and fourth books of this journal will find that the possible epistemological difficulties are cleared up by my earlier writings. In my spiritual scientific writings, I present those cognitive processes that lead, through spiritual experience and observation, to ideas about the spiritual world in the same way that the senses and the mind bound to them lead to ideas about the sensory world and the human life in it, then, in my opinion, this could only be presented as scientifically justified if it could be proved that the process of pure thinking itself proves to be the first stage of those processes by which supersensible knowledge is attained. I believe I have provided this proof in my earlier writings. I have tried to show in the most diverse ways that man, by living in the pure process of thinking, does not merely perform a subjective activity that is turned away from and indifferent to world processes, but that pure thinking is an event that leads beyond subjective human activity, in which the essence of the objective world lives. It lives in it in such a way that man, in true knowledge, grows together with the objective essence of the world. Anyone who is willing to consider my earlier writings impartially, including the introductory essay I wrote in the 1880s about Goethe's scientific writings in Kürschner's German National Literature, will feel the weight of the sentence I wrote in 1897 in my book 'Goethe's World View'. “He who speaks of the coldness of the world of ideas can only think ideas, not experience them. He who lives the true life in the world of ideas feels within him the essence of the world at work in a warmth that cannot be compared with anything.” In my recently published book, ‘The Riddle of Man,’ I have described the ‘seeing consciousness’ — in reference to Goethe's idea of the ‘contemplative power of judgment.’ By this I understand the human being's ability to bring a spiritual world to immediate contemplation and observation. My earlier writings treat pure thinking in such a way that it is evident that I include it among the activities of the “contemplative consciousness”. In this pure thinking I see the first, still shadowy, revelation of the stages of spiritual knowledge. Everywhere in my later writings one can see that I regard only those as higher spiritual powers of knowledge that a person develops in the same way as pure thinking. I reject as belonging to the domain of the spiritual powers of cognition every human activity that leads to mere thinking, and I recognize only that which leads beyond pure thinking. No supposed form of knowledge that does not recognize pure thinking as a kind of model and that does not, in the same sphere, possess the same level of deliberation and inner clarity as thinking that is sharp in its ideas, can lead to a real spiritual world. My position regarding the spiritual powers of human cognition, which presupposes the lawfulness of pure thinking for all cognition, placed me in a special position with regard to the kind of thinking that is sometimes called mysticism. If we define mysticism as a form of knowledge through which a person experiences their own being as connected to the essence of the world, then I must apply this definition to my own understanding of true knowledge. I must say that genuine mysticism can only be attained if the epistemological foundations that I believe I have developed are recognized. On the other hand, when I look at what is often referred to as mysticism and what precisely avoids the composure and clarity that characterize the thought process, then I see myself compelled to characterize such mysticism as I did in my book “Goethe's Worldview”: “Mysticism aims to find the source of things, the Godhead, in the human soul. The mystic, like Goethe, is convinced that the essence of the world will reveal itself to him in inner experiences. Only, immersion in the world of ideas is not considered the inner experience that matters. He has roughly the same view of the clear ideas of reason as Kant. For him, they stand outside the creative whole of nature and belong only to the human mind. The mystic therefore seeks to attain the highest knowledge by awakening special powers. He seeks to develop unusual states, for example through ecstasy, to achieve a higher kind of insight... The mystic immerses himself in a world of unclear sensations and feelings; Goethe immerses himself in the clear world of ideas. The mystics despise the clarity of ideas. They consider this clarity to be superficial. They have no inkling of what people feel who have the gift of immersing themselves in the living world of ideas. It freezes the mystic when he surrenders himself to the world of ideas.” This mysticism, which I have to characterize in this way, I must place far outside the realm in which I seek the powers of knowledge that open up the spiritual world. This mysticism drives the life of the human soul into a realm in which it becomes more dependent on the human organization than it is in ordinary sensory perception and in intellectual activity. But the true spiritual faculties of knowledge lead the life of the soul into a realm in which it acquires greater independence from the organization than in sensory perception and imagination, and which is entered with pure thinking even in its simplest form. The cognitive activity by which I think I am building the “spiritual science” has nothing in common with the dreamy, half-conscious soul-life of false mysticism. Unfortunately, the opponents and also those who want to be followers of this spiritual science all too often confuse it with false mysticism, although this confusion is that of a thing with its opposite. Those who do not cling to words and fashion arbitrary creations out of them will see everywhere in my writings where I am aiming at the relatively justified part of the definition of mysticism and where I am rejecting the confusions of false mysticism. If the process of cognition is recognized as an experience of human development, then one can no longer admit the possibility of pointing to a reality that lies beyond all consciousness by means of mere logical conclusions or hypotheses, through concepts and ideas derived from the perceptions of the senses. One can then speak of a world that lies beyond the senses only in the sense that such a world reveals itself to the “visionary consciousness” in the same way as the world of the senses reveals itself to sensory perception. By making this view my own, I found myself in complete opposition to those philosophies that reject any experience of the realms of reality that lie beyond the sensory world and at most want to admit that there is a logical necessity to hypothetically assume a reality that is alien to consciousness. Within these philosophies, Eduard von Hartmann's “transcendental realism” occupies a particularly characteristic position. From his point of view, the given world picture of man, including all experiences attainable in thinking, appears as the result of the subjective human organization. But Eduard von Hartmann emphasizes the necessity, following from the nature of this world picture itself, to hypothetically conclude from the subjective, conscious to an objective reality, which, however, must be decidedly thought of as remaining in the field of the unconscious. In my “Philosophy of Freedom” I try to show that this is a mistaken way of arriving at a metaphysics. I strove for a unified world view and attributed the apparent dualistic form of it to the fact that man, in mere sensory perception, separates an imperfect form of this image from its whole essence, only to overcome this imperfection in the further progress of cognition. Eduard von Hartmann asserts an epistemological dualism that cannot be overcome by human consciousness and that makes all ideas about the nature of the world those that are conceived in terms of dualism. From my point of view, the metaphysical is that which is not unconscious by nature, but is only not seen by the bearer of consciousness as long as the powers of perception are not laid bare, which allow that which lies beyond sense perception to be experienced just as physical reality is for the senses. It hardly needs to be emphasized that the one who speaks in this way of the supersensible does not claim that with the exercise of the “seeing consciousness” all the secrets of the spiritual world are suddenly revealed to man. It is only that knowledge is extended beyond the sense world into a realm that offers explanatory foundations for this sense world and for human life in this world. The essential thing is to enter into the mode of existence of the spiritual, even if one must be convinced that the part of the spiritual world that can be recognized first is only a small area in its wide expanse. Nor should it be overlooked that the investigation of the details of the spiritual world truly requires no less care and scientific conscientiousness than that of the physical world. In elaborating my two works based on epistemology, it seemed to me that the rejection of any metaphysics that was merely imagined and filled with content that could not be spiritually experienced was to be linked to Eduard von Hartmann's transcendental realism because I warmly approved of the way in which, regardless of this epistemological point of view, this philosopher was able to demonstrate the spirit in the form of the idea in all phenomena of the world and of life. What compelled me to always recognize Hegel's philosophy in its full value, and yet to lead my own understanding beyond it, applied to me in another respect to Eduard von Hartmann as well. In Hegel I saw how he had grasped the content of thinking in its spiritual reality, but was only able to hold it in such a form that thinking could not become the living initial link in a spiritual process of knowledge that opens up the supersensible world. In Hegel's system, the idea is spiritual reality; but as such it is only a means of expressing the sense-perceptible world and the life in it. Therefore, Hegel's philosophy has nothing to say about a spiritual world; its content is only the world of nature and history. My position in relation to Hartmann's philosophy was that I was able to agree with his idealistic illumination of the sensory world and human life in it in many things; but that I had to see in his fundamental epistemological views not only a only a theoretical contrast to what I consider to be truth, but also a way of thinking that practically deprives human thought of the possibility of discovering and applying the cognitive powers of the “visionary consciousness” that lie dormant in the soul. That is why, in the second volume of my exposition of Goethe's scientific writings (in Kürschner's German National Literature) in 1887, I was able to write the following sentences about Eduard von Hartmann's idealistic illumination of the sensory and historical world with the utmost sincerity: “With his objective idealism, Eduard von Hartmann stands squarely on the ground of the Goethean worldview... He does not want to be a mere idealist. But where he needs something positive in order to explain the world, he does call on the idea for help... But not much is achieved by distinguishing between the conscious and the unconscious... But one must tackle the idea in its objectivity, in its full content; one must not only see that the idea is unconsciously effective, but what this effectiveness is. If Hartmann had stopped at the idea that the idea is unconscious, and had explained the world from this unconscious, that is to say from a one-sided characteristic of the idea, he would have added a new monotonous system to the many systems which derive the world from some abstract formal principle. And his first major work cannot be said to be entirely free from this monotony. But Eduard von Hartmann's mind is too intense, too comprehensive and penetrating to have failed to recognize that the idea cannot be grasped merely as unconscious; rather, one must delve into what one has to address as unconscious, one must go beyond this quality to its concrete content and derive the world of individual phenomena from it. Since I was in such a frame of mind and in such scientific opposition to Eduard von Hartmann, his overall judgment of my “Philosophy of Freedom” seemed significant to me in 1894. Given the position that Hartmann's philosophy occupies in the intellectual world, it cannot seem offensive that I share this judgment, which was intended only for me at the time, here and discuss it. This may be considered all the more justified since it is clear from the above that I have a high regard for the personality and philosophical significance of Hartmann. At the time, I already foresaw in this judgment the difficulties that my world view would have to face within contemporary thought. All the confusion with other ways of thinking, which I myself reject and which my striving for is also thought to meet with in the unintentional – and now also intentional – combating of it: they were all basically anticipated in Hartmann's judgment. But I had before me the judgment of a personality whom I esteemed and whose scientific seriousness I could acknowledge, despite her rejecting my way of thinking. Eduard von Hartmann wrote: “In this book, Hume's phenomenalism, absolute in itself, is not reconciled with Berkeley's phenomenalism, based on God; nor is this immanent or subjective phenomenalism reconciled at all with Hegel's transcendental panlogism, nor is Hegel's panlogism reconciled with Goethe's individualism. There is an unbridgeable gulf between any two of these components. Above all, however, it is overlooked that phenomenalism leads with inevitable consistency to solipsism, absolute illusionism and agnosticism, and nothing is done to prevent this slide into the abyss of unphilosophy, because the danger is not recognized at all.” - What is it in my ‘Philosophy of Freedom’ that Eduard von Hartmann seeks to attack with this judgment? Absolute phenomenalism, as it was realized in Hume's philosophy, appears to have been overcome by the attempt to characterize thinking in such a way that, through this, the phenomenal character of the sensory world view is lost and it is made into an appearance of an objective world; Berkeley's subjective phenomenalism loses its justification in the face of this view , in that it is shown that in thinking man grows together with the objective world and that therefore the assertion loses all meaning that world phenomena do not exist outside of being perceived; in contrast to Hegel's Panlogism, thinking is seen as the initial link for purely spiritual human cognitive abilities, not as the final link of ordinary consciousness, which only reflects the sensory world in shadowy ideas; Goethe's individualism is developed by showing how the understanding of human freedom is only possible through a world view that is based on the epistemological foundations of the “Philosophy of Freedom”. Only when the objective essence of the world of thought is recognized and the soul connection of man with ethical motives as a supersubjective experience comes to light, can the essence of freedom be grasped. It is this understanding that I also tried to make culminate in the presentation of my book. The accusation of solipsism against my world view is unfounded because it assigns thinking its place in the objective course of the world, thus directly pointing to the means of knowledge that makes the fall into solipsism impossible. Only someone who misjudges the reality value of the living thinking that I characterize can fall prey to the mention of the danger of absolute illusionism and agnosticism in relation to my “Philosophy of Freedom.” And this happens unconsciously, because they are foisting their view of thinking onto me. If one sees only what Eduard von Hartmann sees in thinking, then, upon rejecting transcendental realism, illusionism and agnosticism do indeed result, whereas my view of thinking leads precisely to making all illusionism and agnosticism impossible through the power and scope of thinking. And at the end of his judgment Eduard von Hartmann senses that my fundamental epistemological view leads out of the conceptual as a mere reflection of the sensible and historical world. For him, all philosophy and all possible striving for a worldview ends at this point; for me, it is the point where human cognitive powers enter the world of spiritual science. He calls this the “slide into the abyss of unphilosophy”; I characterize it, as I did in my book “Vom Menschenrätsel” (The Human Riddle), as the ascent from ordinary to “visionary” consciousness. I shall explain later on that my arguments concerning the world view of Friedrich Nietzsche and Haeckel, as they appear in my writings from the 1890s, are a direct continuation of the path that leads from my “Philosophy of Freedom” to the “spiritual science” or “anthroposophy” that I advocate. Anyone who is bent on finding contradictions and then constructing a system of contradictions — perhaps a very spiteful system — will easily find contradictions in the structure of a world view if that world view itself is not based on words and word definitions in a formulaic way, but seeks to draw from the fullness of life with all its contradictions. Such a contradiction-fisherman could indeed reproach the world itself with its contradictions. However, some opponents of my world view are clearly prevented from properly assessing what they call contradictions by their obvious lack of knowledge of the development of philosophical science. Attacks on my world view, even from dubious quarters, cannot appear incomprehensible to me, since I was confronted a long time ago with the judgment in question from a serious and highly esteemed source, and I saw myself confronted with all the difficulties that this world view must face in many circles. |
35. Supersensible Knowledge
Rudolf Steiner |
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So with the mode of thought which governs our outlook upon Nature, or of inner experience which determines ordinary Mysticism:—he who lets them play into his supersensible experience, will not behold the supersensible, but weave himself in figments of the mind, which, far from bringing him nearer to it, will cut him off from the higher world he seeks. A man who will not hold his experience in the supersensible apart from his experience in the world of the physical senses, will mar the fresh and unembarrassed outlook upon Nature which is the true basis for a healthy sojourn in this earthly life. |
35. Supersensible Knowledge
Rudolf Steiner |
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There are two experiences whence the soul may gain an understanding for the mode of knowledge to which the supersensible worlds will open out. The one originates in the science of Nature; the other, in the Mystical experience whereby the untrained ordinary consciousness contrives to penetrate into the supersensible domain. Both confront the soul of man with barriers of knowledge—barriers he cannot cross till he can open for himself the portals which by their very essence Natural Science, and ordinary Mysticism too, must hold fast closed. Natural Science leads inevitably to certain conceptions about reality, which are like a stone wall to the deeper forces of the soul; and yet, this Science itself is powerless to remove them. He who fails to feel the impact, has not yet called to life the deeper needs of knowledge in his soul. He may then come to believe that it is impossible in any case for Man to attain any other than the natural-scientific form of knowledge. There is, however, a definite experience in Self-knowledge whereby one weans oneself of this belief. This experience consists in the insight that the whole of Natural Science would be dissolved into thin air if we attempted to fathom the above-named conceptions with the methods of Natural Science itself. If the conceptions of Natural Science are to remain spread out before the soul, these limiting conceptions must be left within the field of consciousness intact, without attempting to approach them with a deeper insight. There are many of them; here I will only mention two of the most familiar: Matter and Force. Recent developments in scientific theory may or may not be replacing these particular conceptions; the fact remains that Natural Science must invariably lead to some conception or another of this kind, impenetrable to its own methods of knowledge. To the experience of soul, of which I am here speaking, these limiting conceptions appear like a reflecting surface which the human soul must place before it; while Natural Science itself is like the picture, made manifest with the mirror's help. Any attempt to treat the limiting conceptions themselves by ordinary scientific means is, as it were, to smash the mirror, and with the mirror broken, Natural Science itself dissolves away. Moreover, this experience reveals the emptiness of all talk about ‘Things-in-themselves,’ of whatsoever kind, behind the phenomena of Nature. He who seeks for such Things-in-themselves is like a man who longs to break the looking-glass, hoping to see what there is behind the reflecting surface to cause his image to appear. It goes without saying that the validity of such an experience of soul cannot be ‘proved,’ in the ordinary sense of the word, with the habitual thoughts of presentday Natural Science. For the point will be, what kind of an inner experience does the process of the ‘proof’ call forth in us; and this must needs transcend the abstract proof. With inner experience in this sense, we must apprehend the question: How is it that the soul is forced to confront these barriers of knowledge in order to have before it the phenomena of Nature? Mature self-knowledge brings us an answer to this question. We then perceive which of the forces of man's soul partakes in the erection of these barriers to knowledge. It is none other than the force of soul which makes man capable, within the world of sense, of unfolding Love out of his inner being. The faculty of Love is somehow rooted in the human organisation; and the very thing which gives to man the power of love—of sympathy and antipathy with his environment of sense,—takes away from his cognition of the things and processes of Nature the possibility to make transparent such pillars of Reality as ‘Matter’ and ‘Force.’ To the man who can experience himself in true self-knowledge, on the one hand in the act of knowing Nature, and on the other hand in the unfolding of Love, this peculiar property of the human organisation becomes straightway apparent. We must, however, beware of misinterpreting this perception by lapsing again into a way of thought which, within Natural Science itself, is no doubt inevitable. Thus it would be a misconstruction to assume, that an insight into the true essence of the things and processes of Nature is withheld from man because he lacks the organisation for such insight. The opposite is the case. Nature becomes sense-perceptible to man through the very fact that his being is capable of Love. For a being incapable of Love within the field of sense, the whole human picture of Nature would dissolve away. It is not Nature who on account of his organisation reveals only her external aspect. No; it is man, who, by that force of his organisation which makes him in another direction capable of Love, is placed in a position to erect before his soul images and forms of Reality whereby Nature reveals herself to him. Through the experience above-described the fact emerges, that the scientific frontiers of knowledge depend on the whole way in which man, as a sense-endowed being, is placed within this world of physical reality. His vision of Nature is of a kind, appropriate to a being who is capable of Love. He would have to tear the faculty of Love out of his inner life if he wished no longer to be faced with limits in his perception of Nature. But in so doing he would destroy the very force whereby Nature is made manifest to him. The real object of his quest for knowledge is not, by the same methods which he applies in his outlook upon Nature, to remove the limitations of that outlook. No, it is something altogether different, and once this has been perceived, man will no longer try to penetrate into a supersensible world through the kind of knowledge which is effective in Natural Science. Rather will he tell himself, that to unveil the supersensible domain an altogether different activity of knowledge must be evolved than that which he applies to the science of Nature. Many people, more or less consciously aware of the above experience of soul, turn away from Natural Science when it is a question of opening the supersensible domain, and seek to penetrate into the latter by methods which are commonly called Mystical. They think that what is veiled to outwardly directed vision may be revealed by plunging into the depths of one's own being. But a mature self-knowledge reveals in the inner life as well a frontier of knowledge. In the field of the senses the faculty of Love erects, as it were, an impenetrable background whereat Nature is reflected; in the inner life of man the power of Memory erects a like background. The same force of soul, which makes the human being capable of Memory, prevents his penetrating, in his inner being, down to that experience which would enable him to meet—along this inward path—the supersensible reality for which he seeks. Invariably, along this path, he reaches only to that force of soul which recalls to him in Memory the experiences he has undergone through his bodily nature in the past. He never penetrates into the region where with his own supersensible being he is rooted in a supersensible world. For those who fail to see this, mystical pursuits will give rise to the worst of illusions. For in the course of life, the human being receives into his inner life untold experiences, of which in the receiving he is not fully conscious. But the Memory retains what is thus half-consciously or subconsciously experienced. Long afterwards it frequently emerges into consciousness—in moods, in shades of feeling and the like, if not in clear conceptions. Nay more, it often undergoes a change, and comes to consciousness in quite a different form from that in which it was experienced originally. A man may then believe himself confronted by a supersensible reality arising from the inner being of the soul, whereas, in fact, it is but an outer experience transformed—an experience called forth originally by the world of sense—which comes before his mental vision. He alone is preserved from such illusions, who recognises that even on a mystic path man cannot penetrate into the supersensible domain so long as he applies methods of knowledge dependent on the bodily nature which is rooted in the world of sense. Even as our picture of Nature depends for its existence on the faculty of Love, so does the immediate consciousness of the human Self depend upon the power of Memory. The same force of the soul, endowing man in the physical world with the Self-consciousness that is bound to the bodily nature, stands in the way to obstruct his inner union with the supersensible world. Thus, even that which is often considered Mysticism provides no way into the supersensible realms of existence. For him who would penetrate with full conscious clarity of understanding into the supersensible domain, the two experiences above described are, however, preparatory stages. Through them he recognises that man is shut off from the supersensible world by the very thing which places him, as a self-conscious being, in the midst of Nature. Now one might easily conclude from this, that man must altogether forego the effort to gain knowledge of the Supersensible. Nor can it be denied that many who are loath to face the painful issue, abstain from working their way through to a clear perception of the two experiences. Cherishing a certain dimness of perception on these matters, they either give themselves up to the belief that the limitations of Natural Science may be transcended by some intellectual and philosophic exercise; or else they devote themselves to Mysticism in the ordinary sense, avoiding the full enlightenment as to the nature of Self-consciousness and Memory which would reveal its insufficiency. But to one who has undergone them and reached a certain clarity withal, these very experiences will open out the possibility and prospect of true supersensible knowledge. For in the course of them he finds that even in the ordinary action of human consciousness there are forces holding sway within the soul, which are not bound to the physical organisation; forces which are in no way subject to the conditions whereon the faculties of Love and Memory within this physical organisation depend. One of these forces reveals itself in Thought. True, it remains unnoticed in the ordinary conscious life; indeed there are even many philosophers who deny it. But the denial is due to an imperfect self-observation. There is something at work in Thought which does not come into it from the faculty of Memory. It is something that vouches to us for the correctness of a present thought, not when a former thought emerging from the memory sustains it, but when the correctness of the present thought is experienced directly. This experience escapes the every-day consciousness, because man completely spends the force in question for his life of thought-filled perception. In Perception permeated by Thought this force is at work. But man, perceiving, imagines that the perception alone is vouching for the correctness of what he apprehends by an activity of soul where Thought and Perception in reality always flow together. And when he lives in Thought alone, abstracted from perceptions, it is but an activity of Thought which finds its supports in Memory. In this abstracted Thought the physical organism is cooperative. For the every-day consciousness, an activity of Thought unsubjected to the bodily organism is only present while man is in the act of Sense-perception. Sense-perception itself depends upon the organism. But the thinking activity, contained in and co-operating with it, is a purely supersensible element in which the bodily organism has no share. In it the human soul rises out of the bodily organism. As soon as man becomes distinctly, separately conscious of this Thinking in the act of Perception, he knows by direct experience that he has himself as a living soul, quite independently of the bodily nature. This is man's first experience of himself as a supersensible soul-being, arising out of an evolved self-knowledge. The same experience is there unconsciously in every act of perception. We need only sharpen our selfobservation so as to Observe the fact: in the act of Perception a supersensible element reveals itself. Once it is thus revealed, this first, faint suggestion of an experience of the soul within the Supersensible can be evolved, as follows: In living, meditative practice, man unfolds a Thinking wherein two activities of the soul flow together, namely that which lives in the ordinary consciousness in Sense-perception, and that which is active in ordinary Thought. The meditative life thus becomes an intensified activity of Thought, receiving into itself the force that is otherwise spent in Perception. Our Thinking in itself must grow so strong, that it works with the same vivid quality which is otherwise only there in Sense-perception. Without perception by the senses we must call to life a Thinking which, unsupported by memories of the past, experiences in the immediate present a content of its own, such as we otherwise only can derive from Sense-perception. From the Thinking that co-operates in perception, this meditative action of the soul derives its free and conscious quality, its inherent certainty that it receives no visionary content raying into the soul from unconscious organic regions. A visionary life of whatsoever kind is the very antithesis of what is here intended. By self-observation we must become thoroughly and clearly familiar with the condition of soul in which we are in the act of perception through any one of the senses. In this state of soul, fully aware that the content of our ideation does not arise out of the activity of the bodily organism, we must learn to experience ideas which are called forth in consciousness without external perceptions, just as are those of which we are conscious in ordinary life when engaged in reflective thought, abstracted from the enter world. (As to the right ways of developing this meditative practice, detailed indications are given in the book Knowledge of the Higher Worlds and its Attainment and in several of my other writings.) In evolving the meditative life above-described, the human soul rises to the conscious feeling perception of itself, as of a supersensible Being independent of the bodily organisation. This is man's first experience of himself as a supersensible Being; and it leads on to a second stage in supersensible self-knowledge. At the former stage he can only be aware that he is a supersensible Being; at the second he feels this Being filled with real content, even as the ‘I’ of ordinary waking life is felt by means of the bodily organisation. It is of the utmost importance to realise that the transition from the one stage to the other takes place quite independently of any co-operation from outside the soul's domain—namely from the mere organic life. If we experienced the transition, in relation to our own bodily nature, any differently from the process of drawing a logical conclusion for example, it would be a visionary experience, not what is intended here. The process here intended differs from the act of drawing logical conclusions, not in respect of its relationship to the bodily nature, but in quite another regard; namely in the consciousness that a supersensible, purely spiritual content is entering the feeling and perception of the Self. The kind of meditative life hitherto described gives rise to the supersensible self-consciousness. But this self-consciousness would be left without any supersensible environment if the above form of meditation were unaccompanied by another. We come to an understanding of this latter kind by turning our self-observation to the activity of the Will. In every-day life the activity of the Will is consciously directed to external actions. There is, however, another concomitant expression of the Will to which the human being pays little conscious attention. It is the activity of Will which carries him from one stage of development to another in the course of life. For not only is he filled with different contents of soul day after day; his soul-life itself, on each succeeding day, has evolved out of his soul-life of the day before. The driving force in this evolving process is the Will, which in this field of its activity remains for the most part unconscious. Mature self-knowledge can, however, raise this Will, with all its peculiar quality, into the conscious life. When this is done, man comes to the perception of a life of Will which has absolutely nothing to do with any processes of a sense-perceptible external world, but is directed solely to the inner evolution of the soul—independent of this world. Once it is known to him, he learns by degrees to enter into the living essence of this Will, just as in the former kind of meditative life he entered into the fusion of the soul's experiences of Thinking and Perception. And the conscious experience in this element of Will expands into the experience of a supersensible external world. Evolved in the way above described, and transplanted now into this element of Will, the supersensible self-consciousness finds itself in a supersensible environment, filled with spiritual Beings and events. While the supersensible Thinking leads to a self-consciousness independent of the power of Memory which is bound to the bodily nature, the supersensible Willing comes to life in such a way as to be permeated through and through by a spiritualised faculty of Love. It is this faculty of Love which enables the supersensible self-consciousness of man to perceive and grasp the supersensible external world. Thus the power of supersensible knowledge is established by a self-consciousness which eliminates the ordinary Memory and lives in the intuitive perception of the spiritual world through the power of Love made spiritual. Only by realising this essence of the supersensible faculty of knowledge, does one become able to understand the real meaning of man's knowledge of Nature. In effect, the knowledge of Nature is inherently connected with what is being evolved in man within this physical world of sense. It is in this world that man incorporates, into his spiritual Being, Self-consciousness and the faculty of Love. Once he has instilled these two into his nature, he can carry them with him into the super sensible world. In supersensible perception, the ordinary power of Memory is eliminated. Its place is taken by an immediate vision of the past—a vision for which the past appears as we look backward in spiritual observation, just as for sense-perception the things we pass by as we walk along appear when we turn round to look behind us. Again the ordinary faculty of Love is bound to the physical organism. In conscious supersensible experience, its place is taken by a power of Love made spiritual, which is to say, a power of perception. It may already be seen, from the above description, that supersensible experience takes place in a mood of soul which must be held apart, in consciousness, from that of ordinary Perception, Thinking, Feeling and Willing. The two ways of looking out upon the world must be kept apart by the deliberate control of man himself, just as in another sphere the waking consciousness is kept apart from the dream life. He who lets play the picture-complexes of his dreams into his waking life becomes a listless and fantastic fellow, abstracted from realities. He, on the other hand, who holds to the belief that the essence of causal relationships experienced in waking life can be extended into the life of dreams, endows the dream-pictures with an imagined reality which will make it impossible for him to experience their real nature. So with the mode of thought which governs our outlook upon Nature, or of inner experience which determines ordinary Mysticism:—he who lets them play into his supersensible experience, will not behold the supersensible, but weave himself in figments of the mind, which, far from bringing him nearer to it, will cut him off from the higher world he seeks. A man who will not hold his experience in the supersensible apart from his experience in the world of the physical senses, will mar the fresh and unembarrassed outlook upon Nature which is the true basis for a healthy sojourn in this earthly life. Moreover, he will permeate with the force of spiritual perception the faculty of Love that is connected with the bodily nature, thus tending to bring it into a deceptive relationship with the physical experience. All that the human being experiences and achieves within the field of sense, receives its true illumination—an illumination which the deepest needs of the soul require—through the science of things that are only to be experienced supersensibly. Yet must the latter be held separate in consciousness from the experience in the world of sense. It must illumine our knowledge of Nature, our ethical and social life; yet so, that the illumination always proceeds from a sphere of experience apart. Mediately, through the attunement of the human soul, the Supersensible must indeed shed its light upon the Sensible. For if it did not do so, the latter would be relegated to darkness of thought, chaotic wilfulness of instinct and desire. Many human beings, well knowing this relationship which has to be maintained in the soul between the experience of the supersensible and that of the world of sense, hold that the supersensible knowledge must on no account be given full publicity. It should remain, so they consider, the secret knowledge of a few, who have attained by strict self-discipline the power to establish and maintain the true relationship. Such guardians of supersensible knowledge base their opinion on the very true assertion that a man who is in any way inadequately prepared for the higher knowledge will feel an irresistible impulsion to mingle the Supersensible with the Sensible in life; and that he will inevitably thus call forth, both in himself and others, all the ill effects which we have here characterised as the result of such confusion. On the other hand—believing as they do, and with good reason, that man's outlook upon Nature must not be left to grope in utter darkness, nor his life to spend itself in blind forces of instinct and desire,—they have founded self-contained and closed Societies, or Occult Schools, within which human beings properly prepared are guided stage by stage to supersensible discovery. Of such it then becomes the task to pour the fruits of their knowledge into life, without, however, exposing the knowledge itself to publicity. In past epochs of human evolution this idea was undoubtedly justified. For the propensity above described, leading to the misuse of supersensible knowledge, was then the only thing to be considered, and against it there stood no other circumstance to call for publication of the higher knowledge. It might at most be contended that the superiority of those initiated into the higher knowledge gave into their hands a mighty power to rule over those who had no such knowledge. None the less, an enlightened reading of the course of History will convince us that such conflux of power into the hands of a few, fitted by self-discipline to wield it, was indeed necessary. In present time, however—meaning ‘present’ in the wider sense—the evolution of mankind has reached a point whenceforward it becomes not only impossible but harmful to prolong the former custom. The irresistible impulsion to misuse the higher knowledge is now opposed by other factors, making the—at any rate partial—publication of such knowledge a matter of necessity, and calculated also to remove the ill effects of the above tendency. Our knowledge of Nature has assumed a form wherein it beats perpetually, in a destructive way, against its own barriers and limitations. In many branches of Science, the laws and generalisations in which man finds himself obliged to clothe certain of the facts of Nature, are in themselves of such a kind as to call his attention to his own supersensible powers. The latter press forward into the conscious life of the soul. In former ages, the knowledge of Nature which was generally accessible had no such effect. Through Natural Science, however, in its present form—expanding as it is in ever widening circles—mankind would be led astray in either of two directions, if a publication of supersensible knowledge were not now to take place. Either the possibility of a supersensible world-outlook would be repudiated altogether and with growing vehemence; and this would presently result in an artificial repression of supersensible faculties which the time is actually calling forth. Such repression would make it more and more impossible for man to see his own Being in a true light. Emptiness, chaos and dissatisfaction of the inner life, instability of soul, perversity of will; and, in the sequel, even physical degeneration and illhealth would be the outcome. Or else the supersensible faculties-uncontrolled by conscious knowledge of these things-would break out in a wild tangle of obtuse, unconscious, undirected forces of cognition, and the life of knowledge would degenerate in a chaotic mass of nebulous conceptions. This would be to create a world of scientific phantoms, which, like a curtain, would obscure the true supersensible world from the spiritual eye of man. For either of these aberrations, a proper publication of supersensible knowledge is the only remedy. As to the impulse to abuse such knowledge in the way above described, it can be counteracted in our time, as follows: the training of thought which modern Natural Science has involved can be fruitfully employed to clothe in words the truths that point towards the supersensible. Itself, this Science of Nature cannot penetrate into the supersensible world; but it lends the human mind an aptitude for combinations of thought whereby the higher knowledge can be so expressed that the irresistible impulsion to misuse it need not arise. The thought-combinations of the Nature-knowledge of former times were more pictorial, less inclined to the domain of pure Thought. Supersensible perceptions, clothed in them, stirred up—without his being conscious of it—those very instincts in the human being which tend towards misuse. This being said, it cannot on the other hand be emphasised too strongly that he who gives out supersensible knowledge in our time will the better fulfil his responsibilities to mankind the more he contrives to express this knowledge in forms of thought borrowed from the modern Science of Nature. For the receiver of knowledge thus imparted will then have to apply, to the overcoming of certain difficulties of understanding, faculties of soul which would otherwise remain inactive and tend to the above misuse. The popularising of supersensible knowledge, so frequently desired by overzealous and misguided people, should be avoided. The truly earnest seeker does not call for it; it is but the banale, uncultured craving of persons indolent in thought. In the ethical and social life as well, humanity has reached a stage of development which makes it impossible to exclude all knowledge of the supersensible from public life and thought. In former epochs the ethical and social instincts contained within them spiritual guiding forces, inherited from primaeval ages of mankind. Such forces tended instinctively to a community life which answered also to the needs of individual soul. But the inner life of man has grown more conscious than in former epochs. The spiritual instincts have thus been forced into the background. The Will, the impulses of men must now be guided consciously, lest they become vagrant and unstable. That is to say, the individual, by his own insight, must be in a position to illumine the life in the physical world of sense by the knowledge of the supersensible, spiritual Being of man. Conceptions formed in the way of natural-scientific knowledge cannot enter effectively into the conscious guiding forces of the ethical and social life. Destined as it is—within its own domain—to bear the most precious fruits, Natural Science will be led into an absolutely fatal error if it be not perceived that the mode of thought which dominates it is quite unfitted to open out an understanding of, or to give impulses for, the moral and social life of humanity. In the domain of ethical and social life our conception of underlying principles, and the conscious guidance of our action, can only thrive when illumined from the aspect of the Supersensible. Between the rise of a highly evolved Natural Science, and present-day developments in the human life of Will—with all the underlying impulses and instincts—there is indeed a deep, significant connection. The force of knowledge that has gone into our science of Nature, is derived from the former spiritual content of man's impulses and instincts. From the fountain-head of supersensible Realities, the latter must now be supplied with fresh impulsive forces. We are living in an age when supersensible knowledge can no longer remain the secret possession of a few. No, it must become the common property of all, in whom the meaning of life within this age is stirring as a very condition of their soul's existence. In the unconscious depths of the souls of men this need is already working, far more widespread than many people dream. And it will grow, more and more insistently, to the demand that the science of the Supersensible shall be treated on a like footing with the science of Nature. |
36. Albert Steffen as Lyric Poet
15 Jan 1922, Tr. Henry B. Monges Rudolf Steiner |
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The booklet is small in the number of its pages. The gift is great. For cut of a fullness of heart and soul one here bestows gifts who has much to say of such a nature as enriches the life which receives it. |
36. Albert Steffen as Lyric Poet
15 Jan 1922, Tr. Henry B. Monges Rudolf Steiner |
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Upon those who admire the writings of Albert Steffen he has bestowed a lyric gift. We must say a “gift,” for whoever has found in this poet the earnest searcher into the riddles of human destinies who wills, through striving formative power, to reveal mysteries of the world in the nature of the soul, had a longing for this most personal communication. He must be grateful for the gift. The booklet is small in the number of its pages. The gift is great. For cut of a fullness of heart and soul one here bestows gifts who has much to say of such a nature as enriches the life which receives it. It is good for all who receive it, but one alone could give it just as it is—Albert Steffen. For that which everyone. should behold he beholds with an utterly personal artist's eye. The first impression may be strange. For Steffen really lives in realms of feeling which are his own wholly personal possession. But one can quickly come to feel at home in these realms. For the dwelling place in which the poet Steffen molds the world in his special way is permeated through and through with warmth of heart and is filled with genuine goodness. Steffen's images are often brought up from very deep mines, but they have been shaped by a man who never loses his living artistic sense in the depths of his thinking. Steffen often confronts world problems in whose presence others become philosophers. He remains the artist. Others draw all sorts of rounded lines. Steffen makes a few strokes and creates many angles. The whole is then more pictorial than the rounded forms of the others. Many remain on the surface lest they should become lyric brooders. Steffen frequently descends to a great depth below the surface, but there he can speak with such penetration that all brooding vanishes for the listener. Steffen's compositions arise from that region of the soul where one beholds cosmic mysteries and feels human riddles. But the spirit who there ventures often into abysmal depths in vision and in feeling, and often soars aloft to the stars, remains the molder of images, the creator of tones, is never misled into the coldness of mere ideas. Steffen paints in words. The words have colors. And the colors work like those of paintings which have outlived the centuries and still remain. Steffen strides through nature likewise seeing and feeling. And nature reveals through him her spirit beings. In this revelation there is wisdom—tragic wisdom, wisdom filled with goodness, wisdom that wakens love, wisdom that is unveiled to the interpreter of riddles who, while interpreting, is wholly filled with the power of the poet, and in molding forms is wholly sustained by the artist's serene enthusiasm. Steffen descends into the depths of the soul. He brings up pictures which are like copies of the beings of nature—of a nature not seen with the eyes and without whose accessibility to fantasy the world seen with the eyes would be a deception. These pictures of spirit-nature are sharply outlined, but their outlines are drawn, not by the intellect, but by the human heart. In the presence of these images, one often has the feeling that an unknown power in the poet has compelled nature to yield them, and that, once this power had set them there, Steffen drew their forms. Steffen, the poet, never stands alone. He is always surrounded by a world. He does not utter only his own feelings. When he expresses his own feelings, he causes one to sense always an immeasurable world around him. His images often give the impression at first of having been taken out of empty space; then, when one has fully understood the images, they acquire a background. Then they reveal a world, whereas at first, they seemed to manifest only themselves. Frequently they are like human beings who are at first very reserved but later emanate a love-bestowing warmth. It will sometimes seem as if a poem of Steffen's were an assertion of defiant willfulness, and this seeming willfulness holds one fast. But one then finds that the seeming willfulness is a veil concealing devotion to truth such as can be attained only through purification of soul. Steffen's lyrics frequently have their source in the mountains; but, as offspring of the mountains, they have wandered through the plains, like brooks that become rivers. They still bear within them their mountain birth, but on the plain, which gives them stillness, they mirror the sun and they magically create there also for the soul of one who enjoys them the reflected moonlight and the stars. They whisper riddles of nature, and the whisper becomes to the ear a familiar language. A tender poem, Felicitas, penetrates to the heart as if awaking emotions which stream out into cosmic space. One is in the quiet chamber and yet in the expanse of the universe; a child of man with his suffering and yet a creature of the starry worlds.
And how deep the reverent devotion that speaks from Steffen's lyrics! It is a reverence that dares to brood because, in brooding, it never loses touch with the heart. It is a piety that dares to give form to that which evokes the deepest reverence, because in molding this into form it preserves always the inner quality of prayer.
Such is the mood which fills the heart with experiences drawn from the realm of the eternal in the human soul. The personal is elevated to the level of the impersonal, not to be lost in this but to find itself in its truth and its essential being. And this finding has its reflection in Steffen's lyric poetry itself. The poet feels himself to be in the stream of cosmic being, and he says:
One who hears such words from the poet soul of Steffen senses that in him destiny searches for the secrets of language in order to shape life's need as “stern or mild,” and in the freedom of the spirit to give meaning to existence. When Steffen carries his pain to “bush or tree” in order to make the trees his teachers in peace of soul, his feeling is then revealed in the strictness of the sonnet form, and one has the feeling that what is said can be revealed in this form alone. The compositions of this kind in Weg-Zehrung (Bread of Life) are like the receiving of the form by the poet, who finds peace in this for his emotion, which, without this form, would tend to strive outward into the infinite. The fact, however, that in Steffen emotion also can bear its own measure within itself is evident when, in soaring upward from the personal to participation in the experience of the World Being, he expresses himself in the form of the hymn, and likewise when he finds the possibility of imparting himself in such a way that silence, while the heart is full, is forborne only to the very least degree.
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36. Language and the Spirit of Language
23 Jul 1922, Rudolf Steiner |
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The more directly abstract men's sense of language becomes, the more their souls become cut off from one another. Whatever is abstract is peculiar to the individual. He elaborates it for himself and lives in it as in something identified with his own private ego. |
36. Language and the Spirit of Language
23 Jul 1922, Rudolf Steiner |
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People talk of the ‘spirit of a language,’ but it could hardly be said that there are many at the present day for whom the conception, so expressed, presents any very clear picture to the mind's eye. What they mean when they use these words, are general characteristic peculiarities in the formation of words and sounds, in the turn of sentences and the handling of imagery. Whatever ‘spirituality’ there may be exists in their minds alone and never goes beyond abstractions. As for anything worthy of the name of ‘Spirit’—they never get so far as that. There are, however, two ways we can take to find the ‘Spirit’ of language to-day in all its living force. One of these ways is discovered by the soul which pushes on beyond mere conceptual thinking to that seeing which reveals the life and being of things. This kind of sight is an inner experience, an inward realisation of a spiritual actuality which must not be confounded with any vague, mystic sensation of a general ‘something.’ It is an actuality that contains nothing sensibly perceptible, but is no less ‘substantial’ in the spiritual sense. In this kind of sight the seer travels far away from anything that can be expressed in language. What he sees cannot directly find its way to the lips. He clutches at words and has at once the feeling that the substance of his vision is changed. And—if he is bent on telling others about it—now begins his battle with the language. There is no possible form of speech that he does not press into his service to make a picture of what he has seen. Chimes and reminiscences of sounds, turns and twists of phrasing—he leaves nothing unexplored within the realms of the sayable. It is a hard inner struggle. And finally he has to say to himself: ‘This language is obstinate and has a will of its own. It says every conceivable thing in its own fashion. You will have to “give in” to it and humour it if you want it to accept your observations and receive them into itself.’ When we come to mould in speech what we have seen in spirit, then we find that we are dealing, not with a mass of soft wax that allows itself to be modeled into any form, but that we have to do with a living Spirit—the Spirit of language, the ‘Speech-Spirit.’ And, if it is honestly fought out in this manner, the battle may end excellently, indeed quite delightfully. For there comes a moment when we feel: ‘The Spirit of the language has laid hold of what I saw, has taken it up!’ The very words and turns of phrase in themselves take on something of a spiritual nature. They cease to be mere signs of what they usually ‘signify’ and slip into the very form of the thing seen. And then begins something like living intercourse with the Spirit of the language. The language takes on a personal quality. We feel that we can, as it were, discuss things with it, come to terms with it, as we should with another human being. That is one way by which we may begin to feel the Spirit of language as a living being. We come to the second way, as a rule, by going through the first. But this is not necessary and we can quite well take it independently. We are well on this second path when we realise the original, concrete significance of words and idioms that have come in the present day to have a merely abstract character, and feel them in all their first, fresh, visual meaning. We speak to-day, for instance, of an ‘inborn conviction,’ and say also that a conviction is ‘born in upon’ us. When we say in the present day, ‘I have an inborn conviction,’ we feel that the soul is already in the position of having laboured through to the inner verification of a thing. We have already learnt to feel ourselves detached from and ‘outside’ words. But if we feel our way back into the word again, there rises up, as a similar process on different planes, the bringing-to-birth in the body and the bringing-to-birth in the soul. We have visibly before us what actually goes on in the soul when a conviction is ‘born in’ upon it. Take another instance. We say of a person who is affable and obliging, that he is ready to ‘fall in’ with others. Such expressions open up a wealth of inner life. A person who is prone to falling loses his balance, takes leave of his consciousness. And one who is ready to ‘fall in’ with others lets himself go for the time being, sinks his own consciousness in that of the other. He goes through inwardly, something not altogether remote from what is meant by ‘falling down in a faint.’ If we have a healthy sense for such things, if we feel them in a genuine, matter-of-fact way and are not merely playing a clever game with words or trying to find ingenious arguments for debatable theories, then we are driven finally to admit to ourselves that in the formation of language there does dwell Intelligence, Reason, Spirit. It is not a Spirit that has been put there first by man's consciousness, but a Spirit that works in the subconsciousness and that man finds already there before him in the language as he learns it. And by this road man can really come to understand how their own spirit is a creation of the Spirit of language, of the ‘Speech-Spirit.’ On this road, the necessary conditions for getting to the Speech-Spirit are all there. The results of modern research contain everything requisite. And a great deal indeed has already been done. What is needed now is the conscious construction of a psychological science of language. It is, however, not so much our concern here to point out whatever may be needed in this direction, as to indicate things that have a practical bearing on life. Anyone who considers such facts as the above and looks at them all round, must come to recognise that deeply hidden in language there is something that leads out and beyond it to something higher, something that is over language—to the Spirit itself. And this Spirit is not such that in the manifold languages it too can be manifold. It lives within them all as a single unity. This spiritual unity amongst the languages is lost when they shed their first native, elemental vitality and are seized by the spirit of abstraction. Then comes the time when a man in speaking no longer has within him the Spirit, but only the verbal clothing of the Spirit. It is quite a different matter for a man's soul whether, in using such expressions as the above, he feels within him the picture of what actually takes place between two people when one, let us say, ‘falls in’ with the other—or whether he only attaches to the phrase a conventional, abstract notion of the relation between them. The more directly abstract men's sense of language becomes, the more their souls become cut off from one another. Whatever is abstract is peculiar to the individual. He elaborates it for himself and lives in it as in something identified with his own private ego. This element of abstractedness, it is true, is only perfectly to be achieved in the world of concepts; but to some degree a very near approach to it has been made in words and phrases as actually sensed and used, especially in the languages of civilised nations. But in the age in which we are now living, in face of all that tends towards the disseverance of men and peoples, every bond that links them together must be consciously fostered. For even between men who speak different tongues, that which divides them falls away when each sees and feels the visible reality imaged in his own form of speech. To awaken the slumbering ‘Speech-Spirit’ in each language should be an important element in all social education. Anyone who turns his mind to such matters must find how much the prosecution of any movement—of what people to-day call social movements—depends on watching the living process of men's souls, not on mere thinking and studying over external institutions and schemes. In face of the tendency towards the separation of peoples into languages it is one of the most urgent tasks of the times to create a counter-tide towards understanding each other. There is much talk about ‘Humanism’ in these days, and of cultivating the genuine human principle common to all men. But, for any such tendency to become quite genuine, it needs to be applied seriously to the different concrete provinces of life. Think what it means for anyone who once has felt words and phrases invested with an absolutely distinct and visible reality. How much fuller and keener is the sense a man then has of his own human nature than when language is merely felt in its abstraction! We need not think, of course, when a person sees a picture and says, ‘How delicious!’ that, whilst looking at the picture, he must at the same time have a vision of his joints being loosened until he is in a state of such complete ‘delectation’ that he begins to feel as if his being were dissolved! Still, anyone who has once vividly felt the corresponding picture in his soul, will—when he speaks such words—have a quite different inner experience from one who has never known them as anything but an abstraction. In the conventional and scientific language of the day, the overtone in the soul must of necessity be abstract, but the undertone should not be abstract too. In primitive stages of civilisation men had a visual sense of language. In its more advanced stages this visual sense of language must be provided by education in order that it may not be wholly lost. |
40. The Calendar of the Soul (Pusch)
Tr. Hans Pusch, Ruth Pusch Rudolf Steiner |
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By combining the two corresponding verses in the mind, we gain a new insight into the workings of that which is outside and that which lives within. Week 1 (Spring) When out of world-wide spaces The sun speaks to the human mind, And gladness from the depths of soul Becomes, in seeing, one with light, Then rising from the sheath of self, Thoughts soar to distances of space And dimly bind The human being to the spirit's life. |
40. The Calendar of the Soul (Pusch)
Tr. Hans Pusch, Ruth Pusch Rudolf Steiner |
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On the Corresponding Verses by Hans Pusch It is apparent that the Calendar of the Soul is composed of corresponding verses which divide the year into two halves, from Easter to Michaelmas, and back again to Easter. For the translator, the most important task is to bring the corresponding verses into harmony with each other. By printing them side by side, each verse can be experienced with its ‘octave’ of the corresponding one. But something else comes to expression in letting them speak side by side. Their relationship follows a certain law of evolution. Out of the whole evolve the parts, and this is the meaning of subtraction. We number the verses from 1 to 52 according to the weeks of the year, Easter to Easter. And now a double subtraction has to take place. We have one verse, say Number 5 for the fifth week; to find its correspondence, we must subtract 1 from our 5, which leads to 4 ... and then subtract the 4 from 52, resulting in 48, the verse we are looking for. It is necessary each time to subtract from the verse number and then from the whole. This tracing of the related weeks is a gesture akin to the process of evolution. Out of the majestic un-folding of macrocosmic forces, the microcosmic worlds came into being. We ourselves followed this same process of subtraction by evolving by degrees the consciousness of self. It was a process of diminution by which we slowly exchanged our ancient clairvoyant vision, embracing totality, for our present earth-bound sight and mind, geographically conditioned by the existence in a physical body. Subtracting means, therefore, on the one hand a diminishing, but on the other it creates a new principle of evolution, that of polarity. Not only are the parts a contrast to the whole, but also the parts themselves form opposites. There is no better description of the process than the one Emerson gave in his essay “Compensation:”
COTS"> Week 1 (Spring) When out of world-wide spaces Week 52 (Autumn) When from the depths of soul Week 2 Out in the sense-world's glory Week 51 Into our inner being Week 3 Thus to the World-All speaks, Week 50 Thus to the human ego speaks Week 4 I sense a kindred nature to my own: Week 49 I feel the force of cosmic life: Week 5 Within the light that out of spirit depths Week 48 Within the light that out of world-wide heights Week 6 There has arisen from its narrow limits Week 47 There will arise out of the world's great womb, Week 7 My self is threatening to fly forth, Week 46 The world is threatening to stun Week 8 The senses' might grows strong Week 45 My power of thought grows firm Week 9 When I forget the narrow will of self, Week 44 In reaching for new sense attractions, Week 10 To summer's radiant heights Week 43 In winter's depths is kindled Week 11 In this the sun's high hour it rests Week 42 In this the shrouding gloom of winter Week 12 The radiant beauty of the world Week 41 The soul's creative might Week 13 And when I live in senses' heights, Week 40 And when I live in spirit depths Week 14 Summer Surrendering to senses' revelation Week 39 Winter Surrendering to spirit revelation Week 15 I feel enchanted weaving Week 38 The spirit child within my soul Week 16 To bear in inward keeping spirit bounty Week 37 To carry spirit light into world-winter-night Week 17 Thus speaks the cosmic Word Week 36 Within my being's depths there speaks, Week 18 Can I expand my soul Week 35 Can I know life's reality Week 19 In secret to encompass now Week 34 In secret inwardly to feel Week 20 I feel at last my life's reality Week 33 I feel at last the world's reality Week 21 I feel strange power, bearing fruit Week 32 I feel my own force, bearing fruit Week 22 The light from world-wide spaces Week 31 The light from spirit depths Week 23 There dims in damp autumnal air Week 30 There flourish in the sunlight of my soul Week 24 Unceasingly itself creating Week 29 To fan the spark of thinking into flame Week 25 I can belong now to myself Week 28 I can, in newly quickened inner life, Week 26 O Nature, your maternal life Week 27 When to my being's depths I penetrate, |