30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, Rudolf Steiner |
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The right and left, the top and bottom, the red next to the green in my field of vision are in reality in uninterrupted connection and mutual togetherness. However, we can only look in one direction and only perceive what is connected in nature separately. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, Rudolf Steiner |
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[ 1 ] The views on the value and fruitfulness of philosophy have undergone a profound change within our nation in recent times. Whereas at the beginning of the century Fichte, Schelling and Hegel worked with bold intellectual courage to solve the riddles of the world and considered the human faculty of knowledge capable of penetrating into the deepest mysteries of existence, today we avoid entering into the central problems of the sciences because we are convinced that it is impossible for the human mind to answer the ultimate and highest questions. We have lost confidence in thinking. The despondency in the philosophical field is becoming more and more general. We can see this in the transformation that an important and meritorious contemporary philosopher has undergone since his first appearance in the mid-seventies. I am referring to Johannes Volkelt. In 1875, in the introduction to his book on "The Dream-Fantasy", this scholar sharply criticized the half-heartedness and feebleness of the thinking of his contemporaries, which did not want to penetrate the depths of objects, but tentatively and uncertainly groped around on their surface. And when he gave his inaugural speech in 1883 on taking up the professorship of philosophy in Basel, this timidity had affected him to such an extent that he proclaimed it a necessary requirement of philosophical thinking to dispense with clear, universally satisfactory solutions to the ultimate questions and to be content with finding the various possible solutions and the ways and means that could lead to the goal. However, this means declaring uncertainty to be a characteristic feature of all in-depth research. A clear proof of the discouragement in the philosophical field is the emergence of a myriad of writings on epistemology. No one today dares to apply his cognitive faculty to the study of world events until he has anxiously examined whether the instrument is suitable for such a beginning. The philosopher Lotze mocked this scientific activity with the words: the eternal sharpening of knives has already become boring. - However, epistemology does not deserve this mockery, as it is responsible for solving the big question: To what extent is man capable of taking possession of the secrets of the world through his knowledge? - Once we have found an answer to this question, we have solved an important part of the great problem of life: What is our relationship to the world? - It is impossible for us to avoid the task of testing and sharpening our tools for such important work. It is not the operation of epistemological research that is lamentable, but the results of this research in recent decades present us with a depressing picture. The "sharpening of the knives" has been to no avail, they have remained blunt. Almost without exception, epistemologists have come to the conclusion that the tentativeness in the field of philosophy necessarily follows from the nature of our cognitive faculty; they believe that the latter cannot penetrate to the bottom of things at all because of the insurmountable limits set for it. A number of philosophers maintain that the critique of knowledge leads to the conviction that there can be no philosophy apart from the individual empirical sciences and that all philosophical thought has only the task of providing a methodological foundation for individual empirical research. We have academic teachers of philosophy who see their real mission in destroying the prejudice that there is a philosophy. [ 2 ] This view is damaging the entire scientific life of the present. Philosophers, who themselves lack any stability within their field, are no longer able to exert the kind of influence on the individual specialized sciences that would be desirable to deepen research. We have recently seen in a characteristic example that the representatives of individual research have lost all contact with philosophy. They drew the false conclusion from the Kantian approach, which they rightly describe as unfruitful for true science, that philosophy as such is superfluous. Hence they no longer regard the study of it as a necessary need of the scholar. The consequence of this is that they lose all understanding for a deeper conception of the world and do not even suspect that a truly philosophical view overlooks it and knows how to grasp its problems much more thoroughly than they themselves can. Eduard von Hartmann's "Philosophy of the Unconscious" was published in 1869. In one chapter of the book, the author attempted to deal philosophically with Darwinism. He found that the prevailing view of Darwinism at the time could not stand up to logical thinking and sought to deepen it. As a result, he was accused of dilettantism by natural scientists and condemned in the harshest possible terms. In numerous essays and writings he was accused of lacking insight into scientific matters. Among the opposing writings was one by an anonymous author. What it said was described by respected natural scientists as the best and most pertinent thing that could be said against Hartmann's views. The experts considered the philosopher to be completely refuted. The famous zoologist Dr. Oskar Schmidt said that Anonymus' writing had "completely confirmed the conviction of all those who are not sworn to the unconscious that Darwinism" - and Schmidt means the view of Darwinism held by natural scientists - "is right". And Ernst Haeckel, whom I also admire as the greatest German natural scientist of the present day, wrote: "This excellent paper says essentially everything that I myself could have said about the philosophy of the unconscious to the readers of the history of creation..." [ 3 ] When a second edition of the work was later published, the author's name on the title page was Eduard von Hartmann. The philosopher had wanted to show that it was not at all impossible for him to familiarize himself with scientific thought and to speak in the language of natural scientists if he wanted to. Hartmann thus provided proof that it is not the philosophers who lack an understanding of natural science, but conversely the representatives of the latter who lack insight into philosophy. [ 4 ] The situation is no better with literary history. The followers of Scherer, who currently dominate this field, show in their writings that they lack any philosophical education. Scherer himself was alien and hostile to philosophy. With such an attitude, however, it is impossible to understand the German classics, because their creations are completely imbued with the philosophical spirit of their time and can only be understood from this. [ 5 ] If we want to summarize these facts in a few words, we must say: the belief in philosophy has experienced a deep shake-up in the widest circles. [ 6 ] According to my conviction, for which I will provide some evidence in a moment, the current characterized here is one of the saddest scientific aberrations. But before expressing my own opinion, allow me to indicate where the reason for the error lies. [ 7 ] Our philosophical science is under the powerful influence of Kantianism. This influence is more significant today than it has been at any time. In 1865, Otto Liebmann demanded in his essay "Kant and the Epigones" that we must return to Kant in philosophy. - He saw the salvation of his science in the fulfillment of this demand. He was merely expressing the view of the vast majority of philosophers of our time. And natural scientists, insofar as they are still concerned with philosophical concepts, also see Kant's doctrine as the only possible form of central science. Starting from philosophers and naturalists, this opinion has also penetrated the wider circles of educated people who have an interest in philosophy. Kant's view has thus become a driving force in our scientific thinking. Without ever having read a line by Kant or heard a sentence from his teachings, most of our contemporaries view world events in his way, for a century the proud-sounding word has been uttered again and again: Kant had liberated thinking humanity from the shackles of philosophical dogmatism, which made empty assertions about the essence of things without undertaking a critical investigation into whether the human mind was also capable of making out something absolutely valid about this essence. - For many who utter this word, however, the old dogma has been replaced by a new one, namely that of the irrefutable truth of Kant's fundamental views. These can be summarized in the following sentences: A thing can only be perceived by us if it makes an impression on us, exerts an effect. But then it is always only this effect that we perceive, never the "thing in itself". We cannot form any concept of the latter. The effects of things on us are now our perceptions. What we know of the world is therefore not the things, but our ideas of the things. The world given to us is not a world of being, but a world of imagination or appearance. The laws according to which the details of this imaginary world are linked can of course not be the laws of the "things in themselves", but those of our subjective organism. What is to become an appearance for us must obey the laws of our subject. Things can only appear to us in a way that corresponds to our nature. We ourselves prescribe the laws of the world that appears to us - and this alone we know. [ 8 ] What Kant thought he had gained for philosophy with these views becomes clear if we take a look at the scientific currents from which he grew and which he confronted. Before the Kantian reform, the teachings of the Leibniz-Wolff school were the only dominant ones in Germany. The followers of this school wanted to arrive at the fundamental truths about the nature of things by means of purely conceptual thinking. The knowledge gained in this way was regarded as clear and necessary as opposed to that gained through sensory experience, which was seen as confused and random. Only through pure concepts was it believed that scientific insights into the deeper context of world events, the nature of the soul and God, i.e. the so-called absolute truths, could be gained. Kant was also a follower of this school in his pre-critical period. His first writings are entirely in its spirit. A change in his views occurred when he became acquainted with the explanations of the English philosopher Hume. The latter sought to prove that there is no such thing as knowledge other than experience. We perceive the sunbeam, and then we notice that the stone on which it falls has warmed up. We perceive this again and again and get used to it. We therefore assume that the connection between the sun's rays and the warming of the stone will continue to apply in the same way in the future. However, this is by no means a certain and necessary knowledge. Nothing guarantees us that an event which we are accustomed to seeing in a certain way will not take place quite differently on the next occasion. All propositions in our sciences are only expressions established by habit for frequently noticed connections between things. Therefore, there can be no knowledge about those objects which philosophers strive for. Here we lack experience, which is the only source of our knowledge. Man must be content with mere belief about these things. If science wants to deal with them, it degenerates into an empty game with concepts without content. - These propositions apply, in the sense of Hume, not only to the last psychological and theological insights, but also to the simplest laws of nature, for example the proposition that every effect must have a cause. This judgment, too, is derived only from experience and established by habit. Hume only accepts as unconditionally valid and necessary those propositions in which the predicate is basically already included in the subject, as is the case, in his view, with mathematical judgments. [ 9 ] Kant's previous conviction was shaken by his acquaintance with Hume's view. He soon no longer doubted that all our knowledge is really gained with the help of experience. But certain scientific doctrines seemed to him to have such a character of necessity that he did not want to believe in a merely habitual adherence to them. Kant could neither decide to go along with Hume's radicalism nor could he remain with the advocates of Leibniz-Wolffian science. The latter seemed to him to destroy all knowledge, in the latter he found no real content. Viewed correctly, Kantian criticism turns out to be a compromise between Leibniz-Wolff on the one hand and Hume on the other. And with this in mind, Kant's fundamental question is: How can we arrive at judgments that are necessarily valid in the sense of Leibniz and Wolff if we admit at the same time that we can only arrive at a real content of our knowledge through experience? The shape of Kant's philosophy can be understood from the tendency inherent in this question. Once Kant had admitted that we gain our knowledge from experience, he had to give the latter such a form that it did not exclude the possibility of generally and necessarily valid judgments. He achieved this by elevating our perceptual and intellectual organism to a power that co-creates experience. On this premise, he was able to say: Whatever is received by us from experience must conform to the laws according to which our sensuality and our intellect alone can comprehend. What does not conform to these laws can never become an object of perception for us. What appears to us therefore depends on the things outside us, how the latter appear to us is determined by the nature of our organism. The laws under which it can imagine something are therefore the most general laws of nature. In these also lies the necessary and universal nature of the course of the world. In Kant's sense, we do not see objects in a spatial arrangement because spatiality is a property that belongs to them, but because space is a form under which our sense is able to perceive things; we do not connect two events according to the concept of causality because this has a reason in their essence, but because our understanding is organized in such a way that it must connect two processes perceived in successive moments of time according to this concept. Thus our sensuality and our intellect prescribe the laws of the world of experience. And of these laws, which we ourselves place in the phenomena, we can of course also form necessarily valid concepts. [ 10 ] But it is also clear that these concepts can only receive their content from the outside, from experience. In themselves they are empty and meaningless. We do know through them how an object must appear to us if it is given to us at all. But the fact that it is given to us, that it enters our field of vision, depends on experience. How things are in themselves, apart from our experience, is therefore not something we can determine through our concepts. [ 11 ] In this way Kant has saved an area in which there are concepts of necessary validity; but at the same time he has cut off the possibility of using these concepts to make something out about the actual, absolute essence of things. In order to save the necessity of our concepts, Kant sacrificed their absolute applicability. For the sake of the latter, however, the former was valued in pre-Kantian philosophy. Kant's predecessors wanted to expose a central core from the totality of our knowledge, which by its nature is applicable to everything, including the absolute essences of things, to the "interior of nature". The result of Kant's philosophy, however, is that this inner being, this "in itself of objects" can never enter the realm of our knowledge, can never become an object of our knowledge. We must be content with the subjective world of appearances that arises within us when the outside world acts upon us. Kant thus sets insurmountable limits to our cognitive faculty. We cannot know anything about the "in itself of things". A renowned contemporary philosopher has given this view the following precise expression: "As long as the trick of looking around the corner, that is, of imagining without imagination, has not been invented, Kant's proud self-determination will remain that of the existing its that, but never its what is recognizable" - that is: we know that there is something that causes the subjective appearance of the thing in us, but what is actually behind the latter remains hidden from us. [ 12 ] We have seen that Kant adopted this view in order to save as much as possible of each of the two opposing philosophical doctrines from which he proceeded. This tendency gave rise to a contrived view of our cognition, which we need only compare with what direct and unbiased observation reveals in order to see the entire untenability of Kant's thought structure. Kant thinks of our experiential knowledge as having arisen from two factors: from the impressions that things outside us make on our sensibility, and from the forms in which our sensibility and our understanding arrange these impressions. The former are subjective, for I do not perceive the thing, but only the way in which my sensuality is affected by it. My organism undergoes a change when something acts from the outside. This change, i.e. a state of my self, my sensation, is what is given to me. In the act of grasping, our sensuality organizes these sensations spatially and temporally, the mind again organizes the spatial and temporal according to concepts. This organization of sensations, the second factor of our cognition, is thus also entirely subjective. - This theory is nothing more than an arbitrary construction of thought that cannot stand up to observation. Let us first ask ourselves the question: Does a single sensation occur anywhere for us, separately and apart from other elements of experience? - Let us look at the content of the world given to us. It is a continuous whole. If we direct our attention to any point in our field of experience, we find that there is something else all around. There is nowhere here that exists in isolation. One sensation is connected to another. We can only artificially single it out from our experience; in truth, it is connected with the whole of the reality given to us. This is where Kant made a mistake. He had a completely wrong idea of the nature of our experience. The latter does not, as he believed, consist of an infinite number of little mosaic pieces from which we make a whole through purely subjective processes, but it is given to us as a unity: one perception merges into another without a definite boundary. If we want to consider an individuality separately, we must first artificially lift it out of the context in which it is located. Nowhere, for example, is the individual sensation of red given to us as such; it is surrounded on all sides by other qualities to which it belongs and without which it could not exist. We must disregard everything else and focus our attention on the one perception if we want to consider it in its isolation. This lifting of a thing out of its context is a necessity for us if we want to look at the world at all. We are organized in such a way that we cannot perceive the world as a whole, as a single perception. The right and left, the top and bottom, the red next to the green in my field of vision are in reality in uninterrupted connection and mutual togetherness. However, we can only look in one direction and only perceive what is connected in nature separately. Our eye can only ever perceive individual colors from a multi-membered color whole, our mind individual conceptual elements from a coherent system of ideas. The separation of an individual sensation from the world context is therefore a subjective act, conditioned by the peculiar arrangement of our mind. We must dissolve the unified world into individual perceptions if we want to observe it. [ 13 ] But we must be clear about the fact that this infinite multiplicity and isolation does not really exist, that it is without any objective meaning for reality itself. We create an image of it that initially deviates from reality because we lack the organs to grasp it in its very own form in one act. But separating is only one part of our cognitive process. We are constantly busy incorporating every individual perception that comes to us into an overall conception that we form of the world. [ 14 ] The question that necessarily follows here is this: According to what laws do we link what is separated in the act of perception? - The separation is a consequence of our organization; it has nothing to do with the thing itself. Therefore, the content of an individual perception cannot be changed by the fact that it initially appears to us to be torn from the context in which it belongs. But since this content is conditioned by the context, it initially appears quite incomprehensible in its separation. The fact that the perception of red occurs at a certain point in space is caused by the most varied circumstances. If I now perceive the red without at the same time directing my attention to these circumstances, it remains incomprehensible to me where the red comes from. Only when I have made other perceptions, namely those of the circumstances to which the perception of the red is necessarily connected, do I understand the matter. Every perception therefore points me beyond myself, because it cannot be explained by itself. I therefore combine the details separated from the whole of the world by my organization into a whole according to their own nature. In this second act, therefore, that which was destroyed in the first is restored; the unity of the objective regains its rightful place in relation to the subjectively conditioned multiplicity. [ 15 ] The reason why we can only take possession of the objective form of the world in the detour described above lies in the dual nature of man. As a rational being, he is very well able to imagine the cosmos as a unity in which each individual appears as a member of the whole; as a sensual being, however, he is bound to place and time, he can only perceive individual of the infinitely many members of the cosmos. Experience can therefore only provide a form of reality conditioned by the limitations of our individuality, from which reason must first gain the objective. Sensual perception thus distances us from reality, while rational contemplation leads us back to it. A being whose sensuality could view the world in one act would not need reason. A single perception would provide it with what we can only achieve by combining an infinite number of them. [ 16 ] The examination of our cognitive faculty that we have just undertaken leads us to the view that reason is the organ of objectivity or that it provides us with the actual form of reality. We must not allow ourselves to be deceived by the fact that reason appears to lie entirely within our subjectivity. We have seen that, in truth, its activity is intended precisely to abolish the subjective character that our experience receives through sensory perception. Through this activity, the contents of perception themselves re-establish in our minds the objective context from which our senses have torn them. [ 17 ] We are now at the point where we can see through the fallacy of Kant's view. What is a consequence of our organization: the appearance of reality as an infinite number of separate particulars, Kant conceives as an objective fact; and the connection that is re-established, because it corresponds to objective truth, is for him a consequence of our subjective organization. Precisely the reverse of what Kant asserted is true. Cause and effect, for example, are a coherent whole. I perceive them separately and connect them in the way they themselves strive towards each other. Kant allowed himself to be led into error by Hume. The latter says: If we perceive two events over and over again in such a way that one follows the other, we become accustomed to this togetherness, expect it in future cases as well, and designate one as cause and the other as effect. - This contradicts the facts. We only bring two events into a causal connection if such a connection follows from their content. This connection is no less given than the content of the events themselves. [ 18 ] From this point of view, the most commonplace as well as the highest scientific thought finds its explanation. If we could encompass the whole world with one glance, then this work would not be necessary. Explaining a thing, making it comprehensible, means nothing other than putting it back into the context from which our organization has torn it out. There is no such thing as a thing that is separated from the world as a whole. All separation has only a subjective validity for us: for us, the world as a whole is divided into: Above and below, before and after, cause and effect, object and idea, substance and force, object and subject and so on. However, all these opposites are only possible if the whole in which they occur confronts us as reality. Where this is not the case, we cannot speak of opposites. An impossible opposition is that which Kant calls "appearance" and "thing-in-itself". This latter term is completely meaningless. We have not the slightest reason to form it. It would only be justified for a consciousness that knows a second world in addition to the one that is given to us and that can observe how this world affects our organism and results in what Kant calls an appearance. Such a consciousness could then say: The world of human beings is only a subjective appearance of that second world known to me. But people themselves can only recognize opposites within the world given to them. Contrasting the sum of everything given with something else is pointless. The Kantian "thing in itself" does not follow from the character of the world given to us. It is invented. [ 19 ] Unless we break with such arbitrary assumptions as the "thing in itself" is, we can never arrive at a satisfactory worldview. Something is only inexplicable to us as long as we do not know what is necessarily connected with it. But we have to look for this within our world, not outside it. [ 20 ] The mysteriousness of a thing only exists as long as we consider it in its particularity. But this is created by us and can also be removed by us. A science that understands the nature of the human cognitive process can only proceed in such a way that it seeks everything it needs to explain a phenomenon within the world given to us. Such a science can be described as monism or a unified view of nature. It is opposed by dualism or the two-world theory, which assumes two absolutely different worlds and believes that the explanatory principles for one are contained in the other. [ 21 ] This latter doctrine is based on a false interpretation of the facts of our cognitive process. The dualist separates the sum of all being into two areas, each of which has its own laws and which are externally opposed to each other. He forgets that every separation, every segregation of the individual realms of being has only subjective validity. What is a consequence of his organization, he considers to be an objective fact of nature that lies outside him. [ 22 ] Such a dualism is also Kantianism. Appearance and the "as-itself" of things are not opposites within the given world, but one side, the "as-itself", lies outside the given. - As long as we separate the latter into parts - however small these may be in relation to the universe - we are simply following a law of our personality; but if we consider everything given, all phenomena, as one part and then oppose it with a second, then we are philosophizing into the blue. We are then merely playing with concepts. We construct a contrast, but cannot gain any content for the second element, because such a content can only be drawn from the given. Any kind of being that is assumed to exist outside the latter is to be relegated to the realm of unjustified hypotheses. Kant's "thing-in-itself" belongs in this category, and no less the idea that a large proportion of modern physicists have of matter and its atomistic composition. If I am given any sensory perception, for example the perception of color or heat, then I can make qualitative and quantitative distinctions within this perception; I can encompass the spatial structure and the temporal progression that I perceive with mathematical formulas, I can regard the phenomena as cause and effect according to their nature, and so on: but with this process of thinking I must remain within what is given to me. If we practise a careful self-criticism of ourselves, we also find that all our abstract views and concepts are only one-sided images of the given reality and only have sense and meaning as such. We can imagine a space closed on all sides, in which a number of elastic spheres move in all directions, bumping into each other, bouncing against and off the walls; but we must be clear that this is a one-sided idea that only gains meaning when we think of the purely mathematical image as being filled with a sensuously real content. But if we believe that we can explain a perceived content causally through an imperceptible process of being that corresponds to the mathematical structure described and that takes place outside our given world, then we lack any self-criticism. Modern mechanical heat theory makes the mistake described above. The same can be said of modern color theory. It, too, places something that is only a one-sided image of the sensory world behind it as its cause. The whole wave theory of light is only a mathematical image that represents the spatio-temporal relationships of this particular field of appearance in a one-sided way. The undulation theory turns this image into a real reality that can no longer be perceived, but is rather the cause of what we perceive. [ 23 ] It is not at all surprising that the dualistic thinker does not succeed in making the connection between the two world principles he assumes comprehensible. One is given to him experientially, the other is added by him. Consequently, he can only gain everything that is contained in the one through experience, and everything that is contained in the other only through thinking. But since all experiential content is only an effect of the added true being, the cause itself can never be found in the world accessible to our observation. Nor is the reverse possible: to derive the experientially given reality from the imagined cause. This latter is not possible because, according to our previous arguments, all such imagined causes are only one-sided images of the full reality. If we survey such a picture, we can never find in it, by means of a mere thought process, what is connected with it only in the observed reality. For these reasons, he who assumes two worlds that are separated by themselves will never be able to arrive at a satisfactory explanation of their interrelation. [ 24 ] And herein lies the reason for the assumption of limits to knowledge. The adherent of the monistic worldview knows that the causes of the effects given to him must lie in the realm of his world. No matter how far removed the former may be from the latter in space or time, they must be found in the realm of experience. The fact that of two things which explain each other, only one is given to him at the moment, appears to him only as a consequence of his individuality, not as something founded in the object itself. The adherent of a dualistic view believes that he must assume the explanation of a known thing in an arbitrarily added unknown thing. Since he unjustifiably endows the latter with such properties that it cannot be found in our entire world, he establishes a limit of cognition here. Our arguments have provided the proof that all things that our cognitive faculty supposedly cannot reach must first be artificially added to reality. We only fail to recognize that which we have first made unrecognizable. Kant commands our cognition to stop at the creature of his imagination, at the "thing-in-itself", and Du Bois-Reymond states that the imperceptible atoms of matter produce sensation and feeling through their position and movement, only to conclude that we can never arrive at a satisfactory explanation of how matter and movement produce sensation and feeling, for "it is quite and forever incomprehensible that a number of carbon, hydrogen, nitrogen, oxygen, etc. atoms should not be indifferent to each other. atoms should not be indifferent to how they lie and move, how they lay and moved, how they will lie and move. It is in no way comprehensible how consciousness could arise from their interaction". - This whole conclusion collapses into nothing if one considers that the atoms moving and lying in a certain way are an abstraction to which an absolute existence separate from the perceptible event cannot be ascribed. [ 25 ] A scientific dissection of our cognitive activity leads, as we have seen, to the conviction that the questions we have to ask of nature are a consequence of the peculiar relationship in which we stand to the world. We are limited individualities and can therefore only perceive the world piecemeal. Each piece, considered in and of itself, is a riddle or, to put it another way, a question for our cognition. However, the more details we get to know, the clearer the world becomes. One perception explains another. There are no questions that the world poses to us that cannot be answered with the means it offers us. For monism, therefore, there are no fundamental limits to knowledge. This or that can be unresolved at any given time because we were not yet in a position in terms of time or space to find the things that are involved. But what has not yet been found today may be found tomorrow. The limits caused by this are only accidental ones that disappear with the progress of experience and thought. In such cases, the formation of hypotheses comes into its own. Hypotheses may not be formed about something that is supposed to be inaccessible to our knowledge in principle. The atomistic hypothesis is a completely unfounded one. A hypothesis can only be an assumption about a fact that is not accessible to us for accidental reasons, but which by its nature belongs to the world given to us. For example, a hypothesis about a certain state of our earth in a long-gone period is justified. Admittedly, this state can never become an object of experience because completely different conditions have arisen in the meantime. However, if a perceiving individual had been there at the assumed time, then he would have perceived the state. In contrast, the hypothesis that all sensorygualities owe their origin only to quantitative processes is unjustified, because processes without quality cannot be perceived. [ 26 ] Monism or the unified explanation of nature emerges from a critical self-examination of man. This observation leads us to reject all explanatory causes outside the world. However, we can also extend this view to man's practical relationship to the world. Human action is, after all, only a special case of general world events. Its explanatory principles can therefore likewise only be sought within the world given to us. Dualism, which seeks the basic forces of the reality available to us in a realm inaccessible to us, also places the commandments and norms of our actions there. Kant is also caught up in this error. He regards the moral law as a commandment imposed on man by a world that is alien to us, as a categorical imperative that he must obey, even when his own nature develops inclinations that oppose such a voice sounding from the hereafter into our here and now. One need only recall Kant's well-known apostrophe to duty to find this reinforced: "Duty! thou great and sublime name, who dost not hold in thyself anything that is pleasing and ingratiating, but dost demand submission", who dost "lay down a law... before which all inclinations fall silent, even if they secretly work against it." Monism opposes such an imperative imposed on human nature from the outside with the moral motives born of the human soul itself. It is a delusion to believe that man can act according to other than self-made imperatives. The respective inclinations and cultural needs generate certain maxims that we call our moral principles. Since certain ages or peoples have similar inclinations and aspirations, the people who belong to them will also establish similar principles to satisfy them. In any case, however, such principles, which then act as ethical motives, are by no means implanted from outside, but are born out of needs, i.e. generated within the reality in which we live. The moral code of an age or people is simply the expression of how one believes it is best to approach the prevailing cultural goals within it. Just as the effects of nature arise from causes that lie within the given nature, so our moral actions are the results of motives that lie within our cultural process. Monism thus seeks the reason for our actions within human nature in the strictest sense of the word. However, it also makes man his own lawgiver. Dualism demands submission to moral commandments taken from somewhere; monism points man to himself, to his autonomous being. It makes him the master of himself. Only from the standpoint of monism can we understand man as a truly free being in the ethical sense. Duties are not imposed on him by another being, but his actions are simply guided by the principles that everyone finds lead him to the goals that he considers worth striving for. A moral view based on monism is the enemy of all blind faith in authority. The autonomous man does not follow a guideline which he is merely supposed to believe will lead him to his goal, but he must realize that it will lead him there, and the goal itself must appear to him individually as a desirable one. This is also the basic idea of the modern state, which is based on the representation of the people. The autonomous individual wants to be governed according to laws that he has given himself. If the moral maxims were determined once and for all, they would simply have to be codified and the government would have to enforce them. Knowledge of the general human moral code would be sufficient for government. If the wisest person, who knows the contents of this holy book best, were always at the head of the state, the ideal of a human constitution would be achieved. This is roughly how Plato conceived the matter. The wisest would command and the others would obey. The representation of the people only makes sense on the condition that the laws are the expression of the cultural needs of an age, and these latter are again rooted in the aspirations and wishes of the individual. Through the representation of the people it is to be achieved that the individual is governed according to laws which he can say correspond to his own inclinations and aims. In this way the will of the state is to be brought into the greatest possible congruence with the will of the individual. With the help of popular representation, the autonomous individual makes his own laws. Through the modern constitution of the state, then, that which alone has reality in the realm of morality, namely individuality, is to be brought to bear, in contrast to the state, which is based on authority and obedience, and which has no meaning unless one wishes to attribute an objective reality to abstract moral norms. I do not wish to assert that we may at the present time present the ideal state I have characterized as desirable everywhere. The inclinations of the people who belong to our national communities are too unequal for that. A large part of the people is dominated by needs too base for us to wish that the will of the state should be the expression of such needs. But mankind is in a state of continuous development, and a sensible popular education will try to raise the general level of education so that every man can be capable of being his own master. Our cultural development must move in this direction. We do not promote culture through paternalistic laws that prevent people from becoming the plaything of their blind instincts, but by encouraging people to seek a goal worth striving for only in their higher inclinations. Then we can let them become their own legislators without danger. The task of culture therefore lies solely in the expansion of knowledge. If, on the other hand, associations are formed in our time that want to declare morality to be independent of knowledge, such as the "German Society for Ethical Culture", this is a fatal error. This society wants to induce people to live according to general human moral standards. Indeed, it also wants to make a code of such standards an integral part of our teaching. This brings me to an area that has so far been least touched by the teachings of monism. I am referring to pedagogy. What is most incumbent upon it: the free development of individuality, the only reality in the field of culture, is what has been most neglected up to now, and the budding human being has instead been locked into a network of norms and commandments which he is to follow in his future life. The fact that everyone, even the least of us, has something within himself, an individual fund that enables him to achieve things that only he alone can achieve in a very specific way: this is forgotten. Instead, they are put through the torture of general conceptual systems, tied to conventional prejudices and their individuality is undermined. For the true educator, there are no general educational norms, such as those that the Herbartian school wants to establish. For the true educator, every person is something new and unprecedented, an object of study from whose nature he draws the very individual principles according to which he should educate in this case. The demand of monism is that, instead of implanting general methodological principles in prospective educators, they should train them to become psychologists who are capable of understanding the individualities they are to educate. Monism is thus suited to serve our greatest goal in all areas of knowledge and life: the development of the human being towards freedom, which is synonymous with the cultivation of the individual in human nature. That our time is receptive to such teachings, I believe I can infer from the fact that a young generation enthusiastically acclaimed the man who for the first time transferred the monistic teachings to the field of ethics in a popular manner, albeit reflected from a sick soul: I mean Friedrich Nietzsche. The enthusiasm he found is proof that there are not a few among our contemporaries who are tired of chasing after moral chimeras and who seek morality where alone it really lives: in the human soul. Monism as a science is the basis for truly free action, and our development can only take the course: through monism to the philosophy of freedom! |
343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Ordination and Transubstantiation
03 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. |
343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Ordination and Transubstantiation
03 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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My dear friends! I agree with Licentiate Bock who suggested it would be best to take up yesterday's reflections plus those of the afternoon and orientate ourselves toward questions that had arisen. Yesterday I tried to present a kind of overview of the seven sacraments. I tried to show how the sacraments either determine a kind of value of involution to an evolution value, or the reverse. In the questions which have been asked, there is a wish for something to be said about the sacrament of priest ordination. We have looked at how five sacraments essentially are arranged along the developmental line of each individual human being, how this line connects from birth up to death. We have seen how both the sacraments of priest ordination and marriage in the Christian sense fall away from the other (five) sacraments, and how the priest ordination ceremony points out the evolutionary element which is present in each human being as an involutionary process, namely the mysterious connection each individual human being has with the Divine. Now let us first of all try to place the concept of this sacrament of ordination in front of us according to its development, how its Christian content has gone over into Christian ceremonies and gradually crystallized life in Catholicism as the culmination of all ceremonies. We must very clearly understand that the connection of human beings with the Divine in the sense of the epoch in which the Mystery of Golgotha took place, was such that it certainly existed way back, behind the consciousness of modern man today. If we go back far into the cultural development of humanity, we discover another kind of selection for the priesthood than what was later the case, and of the kind we actually want to talk about here. You must clearly understand that ceremonies, rituals and sacraments only become comprehensible within the entire relationship of human evolution, because the Christian sacraments are a kind of transformation of older sacraments. So, regarding priesthood, the relationship is different compared to olden times. In earlier times the one who was taken up into the mysteries by leaders of the mysteries was elected according to his soul characteristics; his entire human development was regarded as being worthy—if today we could select an apt term we would say: 'to be chosen'. This is a concept which has so much more meaning, the further we look back in human evolution. The point of view that people are equal is a modern-day opinion; it is actually essentially something that only emerged from the consciousness of the epoch around the Mystery of Golgotha. By contrast they believed that in fact, in olden times, one person was more worthy of being chosen than another, so that those who were worthy to be inducted into the Mysteries—or to be initiated, as one can clearly impress the imagination with other expressions—was to be discovered within the masses of people. When these individuals were in this or that way discovered, which was believed as predestination for a priestly calling, he had to go through with the initiation. This process of initiation meant that the person was brought into a situation where he had to manage another state of consciousness other than merely the one he experienced in the outer world. In olden times another state of consciousness prevailed, quite different from what it is today. Today quite a different state of consciousness is needed to be able to manage Imagination, Inspiration and Intuition. So when I take today's second kind of consciousness as a start, perhaps it can lead to greater understanding, in such a way that the usual daily consciousness still remains complete. A person should not for a moment—without falling sick—be somehow impaired by exercises or the like, as I have described in my book "Knowledge of the Higher Worlds"; a person should not be impaired in the management of his daily consciousness, it must be present. The other consciousness which lacks real freedom which consist in managing Imagination, Inspiration and Intuition must be there as something which can always change quickly, in an instant change to ordinary daily consciousness, like sleep can be changed into the waking state, only that this changing between seeing consciousness and ordinary day consciousness would be completely situated within human capriciousness. This is certainly something which can only be attained after practice and needs to be examined in all its being, in order to talk about this at all. It is precisely this other consciousness which presents a completely different world compared with the world developed out of the senses and understood with the mind, aspects which feed back into the being of the human I, to stick to the human ego. The human I is present in the other consciousness with great power, one doesn't have something which is merely permeated with a single imagination or feeling, but one has an image. One has the possibility of looking at it and knows, this I is something in which one not merely lives, but it is present as an objectivity. The other thing about this higher consciousness is that one doesn't gain any insight into the mineral kingdom—the mineral kingdom belongs only to ordinary human daily consciousness—by contrast it is fully aware towards anything plant-like, animal-like and the human self. One really lives in another world. What is between these two worlds is called the threshold; it must be crossed over but can only be crossed over after preparations have been achieved, after one has really faithfully practiced the exercises which I have presented in my book "Knowledge of the Higher Worlds and its Attainment." If one has not really prepared for this crossing, one could, through the acquisition of this new consciousness, slip down into physicality. (During the following presentation a central drawing is made on the blackboard.) I would like to sketch it in the following way. Let's accept that this daily consciousness is connected to human physicality. This higher consciousness is now lifted from it and one sees a completely new world. However, now one has to retain this higher consciousness; it must be purely soul-spiritual. It can't happen however, if one has not previously developed the strength through exercises—it can't happen if not accomplished in a lively way; what I'm implying is more of a hypothesis—so, when one has not acquired the strength through exercises, it can all collapse into physicality. This means one is not living in a free soul-spiritual consciousness but the processes in human organs will reveal what this consciousness observes; then one has to do with dreams, one does not really have actual objective imaginations full of content. The objective, content-filled imagination exists as a result of, what one experiences, not being impregnated with bodily processes, but processes of the supersensible world. This must be achieved through exercises and by having achieved this, being able to step over the boundary between the sensual and supersensible which is designated as the threshold. This is the case today. Today our ordinary consciousness contains content known to everyone, but we have another content—which of course can be described as I have done now again from a certain point of view - which is certainly described as the content of a higher world as opposed to that of the ordinary world. If we now go back to the times of human earthly development which I want to speak to you about here, in which the chosen ones were inaugurated, then we find they also sought another condition of consciousness but it was different to that of today in as far as the condition of consciousness which we regard as the normal human consciousness, was most extraordinary in each mystery pupil, and a certain image-rich imagination, observing the Divine in all the individual things, was the norm. So, what at that time in the old Mysteries was indicated as the threshold lay in quite a different place to where the threshold is situated for us today. We can even see this in outer things. You see, today there is something which a child already learns at school, and that is the heliocentric world system. The heliocentric world system—you can find this actually historically handed down—has passed into literature through a kind of betrayal. The heliocentric world system already existed in Greek times, it was already clearly present earlier; it was taught in the Mysteries. What an ordinary child learns today at school, which forms their attitude towards the view of the world, this was taught in olden times only in the Mysteries. In outer normal consciousness people of that time had an image-rich consciousness. We can really say: in comparison to olden times, today every human being who has gone through school, has gone beyond the threshold. Those in the old Mysteries would regard it quite dangerous for people who have not gone through a regular initiation but through some or other elementary experience, to have gone over the threshold, for example by not adhering to the geocentric system—that the earth remains stationary and the sun and stars move—but believe in the immobility of the sun as the initiated students believed in olden times. People said you had to be prepared to tolerate what lies, for example, in the heliocentric world system or what lies, for example, in our current biology or psychology, and so on. This seems like a paradox to people today, yet it was so. One can say that historically human kind as such in the time of the Mystery of Golgotha crossed over the threshold which in earlier epochs in the Mysteries had to be artificially crossed in order to reach initiation. At that time those to be initiated learnt what every child learns today. Today we again learn to gain insight into Higher Worlds which later would be the norm. So it is with the evolution of humanity. It is not recognised through examples from olden writings that it was a given—for human consciousness was image-rich—in such a way that things were not seen outwardly but that all things were perceived for their inner spirituality. One must be aware that the words of these ancient writers are to be read in a different way to the way today's ancient language researchers or cultural historians or anthropologists and their equivalents read, because the consciousness at that time was image-rich. We could therefore say, in olden times the initiate was led towards the world we know today. I would like to still add one more detail. When we go back to olden Greek times, we find people couldn't clearly perceive the colour blue as we can today. They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. We must clearly understand that active thinking is connected to humankind's development towards an experience of blue. If blue is mentioned in ancient scriptures it is always in error, because those people didn't have the experience of blue as we have in today's active experience of understanding. Those people, upon looking at blue, didn't have the ability to be objective, for the out-flowing of the I as an objective, they had far more the experience of what stirred in red, which goes from the objective towards the subjective, which is outwardly active and touches and is sensed, where the awareness of the Divine lay in the objects. So this initiation was already something quite definite, it involved the initiation being carried out in these olden times by the fact that man himself had to do things which he had to endure physically which to a certain extent formed a kind of inner sacrament. The sacraments in olden times were more inward. Take for instance some outer events which throw a person into a state of fear, caused by these external actions. For example, in Greece there existed Mysteries in which one of the most important processes consisted in a person being placed in total darkness, where he has to live into this darkness, and then suddenly the room was lit up completely—this is the perception he would have been given. What it meant at that time was the transformation of the state of consciousness from being in the darkness, in the blackness, to going into the light. Something happened in a person, fine processes took place inside. These fine processes which were happening in people, I can describe in the following manner. When a human being, after he has for some time experienced this transformation out of the darkness into the light, salt is separated in him—depending on his individual nature - which is deposited. Salt deposits actually took place as a result of the transfer of going from a dark state to a light state, taking place during the change. These processes became something of which a person became completely aware as being accompanied by the feeling very similar to fear. These salt deposits were observed by a person; he was inwardly observing an interrelation taking place inside himself. At that moment when it happened in him through an external action, man had gone through an initiation process because in olden times initiation consisted in a person experiencing such processes out of himself. What is important now however, was what accompanied such a process of salt deposits within him. Such a salt depositing process within was accompanied by the person's consciousness being impregnated by the process of light perception, not merely of the light perception but from the inner light containing spirituality; he was thus taking in the light which contained spirituality. By the salt coagulating in his inner being, a person felt this coagulation of salts as a penetration of the Divine. To make these conditions conscious was the art of initiation in ancient times. A person could speak quite differently, in them the life of light was not a mere observation by the senses but it was a penetration of light, so that he could say: 'By me living in the light, matter coagulates in me'. With that which is contained in ordinary matter, in a certain sense he directly perceived the effect of that which lies above the substance of ordinary matter. Now we will not understand these things, my dear friends, if we don't know that the entire constitution of people in older times was different to what it became later. Such a process, which I have sketched for you, you can observe today when waking up or going to sleep. When physical development reaches puberty, the conditions are such that you won't be able to do these things any longer. The influence on the human being is no longer possible in this intense way; people have hardened more in themselves. Today it doesn't happen for these fine spiritual processes which are taking place there, to be observed just like that. In this respect it will even change the human race. As a result, it has happened that what had taken place within, during earlier times, now is to be looked for outwardly. To a certain extent the opposite of the inner process is performed as a ceremony. The old process of initiation, the process through which a person allows the spirit to reign, this process is now performed outwardly. The priest ordination was in olden times not at all the weakened process of today, but a process, despite it being performed outwardly, still making a deep impression on people. In later times, still in the time of the Mystery of Golgotha and afterwards, the act of baptism, for example, was at least performed as a deed which still accomplished something in people themselves. Those being baptised were immersed in water and thus brought in the same situation as someone being drowned, who sees the retrograde perspective of their life processes flash through them in a spiritual vision. This was part of baptism in earlier times; a person's past life was brought before his soul, so that he learned to see spiritually in a certain way. Later on the sacrament of baptism was temporarily postponed and so it could not be performed in this way, but only symbolically. It is the same with the priest ordination. The priest ordination in itself is to a certain extent an outer process for that which earlier was evoked inwardly in those going through initiation, through the inversion of outer processes; it is what in fact places the human being in another world. A person is then made aware—I can depict this even more precisely—of certain interrelationships in the cosmos, which can't be studied in the outer world. A person is made aware that physical processes are taking place which do not coincide with the usual outer sensually perceptible processes and he becomes attentive to what is actually sacramental. He learns to see for instance, in dissolving salt in water, that something is happening which isn't created in a physical-chemical process of dissolution, but what happens in salt dissolving in water is actually something inward, I could call it, something radiant. He learns to recognise how processes happen which are only conceivable through the spirit in man. This becoming transported into the world of such revelations which can't be seen with the outer senses or understood with ordinary minds, essentially belongs to the priest consecration. Therefore, through the priest ordination the person will as much be penetrated by this world of the Divine, as the person in olden times was initiated through not merely sensing the penetration of his physicality with light, but that he feels permeated also with the soul-spiritual of the light. So, I can put it like this: through priest ordination human consciousness is brought into such a condition that a person can with total inner conviction say: the world around us is actually only a fragment of the world; it is there to hide many things from us, namely hiding spiritual processes, from us. We see spiritually in the processes when we are prepared in the appropriate way to do so. Priest ordination involves such preparation which would allow for spiritual perception, to see, everywhere, the sense perceptible as well as the spiritual processes. Let's take a concrete example. We can look at the development of leaves on a plant, the development of the flowers, the ovary, the stamens and see the ovary mature. (He draws on the blackboard, left.) We then observe how the pollen flies around, how it fertilises the flowers. If you only observe outwardly then you will evaluate according to the sense perceptible outer processes which you then combine in your mind. Someone who has become mature in spiritual seeing, must see a supersensible weaving which expands as a kind of wavering transmission over plant growth and all that is involved in plant fertilization. Through this however, the earth in which the plants have their roots, is brought into a reciprocal relationship with the spiritual environment of the earth. A renewed way of looking must be introduced through priest ordination. Only then, when you have been introduced to this spiritual observing through the priest ordination, will you learn to recognise how the human word evolves in the world, how the human word is not a mere material movement of air but that the word carries spirit on physical air movement, how this spirit permeates certain substances which are fleeting, like for instance the smoke. So being a priest means: seeing how the expressed word grip the smoke, how the smoke weaves the matter, the words, and how through this, that it penetrates the words, how the words tinged with smoke envelops the matter in the words, changing the words themselves, just like in fact evolution continues, how a real, a spiritual reality is there in what happens in the outer world, in phenomena of the world. So being consecrated also means: to be able to perform actions which, besides their physical meaning, also have a spiritual meaning. This is of course something—I always must stress this—which lies extraordinarily far from modern consciousness, but unbelievably close to that consciousness which was available at the time of the Mystery of Golgotha. During that time people stood in the middle, between the old and the new, they still knew about seeing the Divine-spiritual in everything natural, either through tradition or through atavistic vision, and they lived in fear of the conditions which would arrive when what is natural would no longer be regarded as natural and as a result the Divine-spiritual would be only be understood as a derived abstraction. At that time people still understood the weaving of the spiritual with the sense perceptible. The disciples of Christ Jesus simply knew that this being-in-his-presence meant something different than being in the presence of one another. They knew that he was the carrier of a supersensible being, they felt moved by this supersensible being, and this togetherness with him was for them without doubt the glow of supersensible consciousness. Let's think about this. We see a number of people around Christ Jesus in a world, who say: When one is in his presence, one is brought into a world where one can see the Divine-spiritual.—Now, in connection with this, I want to call your attention to important concepts necessary for the understanding of the earliest Christian times. Those individuals who could still call themselves the apostles of the Lord, who, for the affirmation of their mission, did not only refer to the fact that they had heard his words. Having heard his words didn't really carry as much weight as we would experience today when we listen to some or other speech, or a teaching. The teaching of Christ Jesus was something that was felt to be completely charitable in his environment, but it wasn't the first thing you would consider as the most important. It was far more important for them to stress the results: we have lain our hands in his wounds, we have participated in looking at his Being.—The direct togetherness with Christ Jesus is something in particular which I ask you to please consider seriously. You see, you will reach a conclusion of what actually is at a soul foundation when I say to you: you need to first sense the difference between what you experience when you place your one hand on an outer object, or on your own hand, or when you place it on some part of your body. You must come to the conclusion that you sense a difference, that there is a difference. You must also be able to feel something else; you must be able to feel you possess two eyes with two lines of vision which meet and cross. (He draws on the blackboard, right.) These two lines of sight which cross at what we are looking at—it is quite like when I hug myself with my two arms encircling myself. Just think about the difference between man and animal. An animal has, to a much reduced degree, the possibility to experience what we for instance experience when our one hand touches the other. Just look at the position of particular animal eyes; you can clearly distinguish how strong the egoism of an animal is, according to its eye positions. Animals which have eye positions with eye axes which can't cross are unable to develop egoism, because the experience, the sense of having an I, depends on a person being able to "grasp" his I, and that the right gaze of the eye can meet the left gaze by crossing. On this the sense of the I is dependant. The disciples knew themselves to be so connected to the Christ that in a certain sense it was as similar as feeling their own hands, when they touched his wounds. So this direct connection with the Christ was something which gave them the awareness that they lived with him in a higher world. This was actually what the disciples felt, it was as if a spiritual island surrounded them and their Lord, and when they felt that their Lord had gone away and they had now become the teachers, they called themselves teachers, training for this how-to-be-together-with-him. Then again, the disciples of the Apostles in turn depended on the imagery which they had experienced; you can even read this in individual letters. When some or other apostolic disciple, Polycarp of Smyrna for instance, could describe what some or other person who had taught him, looked like, the description was unbelievably more important than the communication of mere words. What is most essential here, was recalling the feeling of being-together-with everything in connection with the Christ, so that one can say the Apostles sensed the succession, but they could no longer inwardly experience every transformation which had been experienced in the old initiation mysteries. Don't misunderstand me, I don't suggest that the apostles or apostle disciples have made such deliberations, but their soul constitution was so that they could make such deliberations and it was characteristic of their soul constitution to formulate such deliberations. When they were asked to formulate their soul constitution, they would have said: Yes, we couldn't go through with it in the same way as was still possible in the earlier Mysteries, for instance experiencing the transformation of light to darkness; we can no longer experience how one is anointed with oil and so on, and we can no longer experience the inner pain through recalling; but here a God has incarnated in the form of Jesus who was here, and with whom we have relations and when we really in our consciousness take it up, not merely with intellectual grasping but when in all concreteness we live in it, then something lifts us up into the supersensible world. With the apostles it was the direct living-in-community with the Christ, with the apostle disciples it was the community living-with-him, being carried over to them, who had laid their hands on those who had still been touched by the Lord, and transmitted to those in the third generation who had again laid their hands on someone who had had the Lord touch them. They would get a sense of apostolic succession when they would recall what I've just said, and they would also get a feeling for what it meant to stand inside a world which is spiritually, as it were, like standing in a physical line of ancestors. The physical line of ancestors flows through from birth. The spiritual ancestral line however, must go up to the spiritual father ancestor, the Christ Jesus, it flows through the ongoing, continuous fulfilment of consecrated ceremonies, which lead to the Christ, which certainly must always become more and more outward, because it must ever more make an intensive impression on people. As a result, besides the laying on of hands, other ceremonies were recorded in the next centuries, to make the outer impressions even stronger. A process of internalisation existed with those surrounding Christ Jesus: here Christ Jesus was performing a ritual himself. My dear friends, why was this necessary? The life of Christ Jesus was the ritual for that which was around him, that which was accomplished in reality, that was the ritual/cult: the great offering of mass was fulfilled on Golgotha. Here we are led back to the first fulfilment of the ritual: at least this is what lives in Christian consciousness. This was followed by outward signs: it required the necessity for an outward imprint of activity, like remembrance, to show the eyes and to impress it on the soul in prayer, which could not be as alive as it had been with the apostles and the apostle disciples. I know that many people who hear such things with today's consciousness say: Why don't you simply express it in a short and sweet answer, shaped in sharply outlined terms, this or that is apostolic succession?—If someone wants such sharply outlined concepts, his argument is inwardly untruthful. One only speaks truth when it introduces the view of something that has been experienced. Such a thing can't be understood in sharply outlined concepts. Apostolic succession is something experienced first and then one knows that actually something is being experienced in a spiritual line of ancestors leading back to Christ, just like the ancestral line flowing through the blood links to the natural ancestral line, to any of the ancestors. This spiritual blood lies in the continuous fulfilment of the priestly ordination ceremony. It forms therefore the direct connection, for those who become priests, to the spiritual world. It is consecrated by someone who have themselves received such a consecration, and these, to those, and so on, up to the point where the supersensible descended into a human body and in this way for the first time brought a new, substantial fructification in the earth, which had become old. We will want to develop the particular format of the priest ordination, into a ritual form. I would like, still today, to point out that you could eventually find something which remains incomprehensible in the priest ordination. Now, by me saying something like this you will understand, also in connection with the regular previous lectures up to this morning, that in fact a complete break had to take place regarding the understanding of such things, when the changed consciousness appeared from the middle of the 15th century. In me expressing these things, I'm using words, which actually for the general consciousness could only have been fully understood before the middle of the 15th century. Then people actually stopped having a real sense for the meaning of these words. It is basically only through the trust you have been able to put in me, that you can hear something here in the manner and way it happened in former times when the soul constitution experienced things in quite a different way. Then came the time when less importance was attached to a concrete connection, when people who still knew how to attach importance to this concrete connection, became rare. Now, the most importance was attributed to the comprehensible content of the Gospels, to the comprehensible content of religion as such. Thus, gradually it took on particular importance to discuss the content of the Gospels, to discuss the content of the sacraments and to a certain extent particularly look into the teaching material, at the teaching content. The teaching content gradually became the most important. Not actually the concrete, but the abstract, became the most important, that is the essential thing. While for the catholic consciousness—I don't mean merely the roman catholic, but the catholic Christian consciousness—the priest ordination placed the chosen one in a spiritual ancestry up to Christ, which actually for the modern person made everything quite comprehensible, from definitions to declarations which places nothing into a reality. However, we must be very clear about it, that we live again in a time where we need deepening again in that direction. Well, the catholic consciousness has basically always acted quite consistently according to these prerequisites; quite consistently. In order not to be misunderstood regarding what follows, I would like to introduce it like this. When today we want to prepare someone—in fact, I mean for something which we see as a new ritual—when we, today, want to prepare someone to perform ceremonial actions, then we would for those who stand outside Catholicism in the world, no longer with full inner devotion be able to integrate a person into the apostolic succession. As I've mentioned to you, there have been remarkable Theosophists like Leadbeater and similar ones, who have likewise tried to place themselves in the apostolic succession, but that's going to resist any man who's honest with the world, if he is not imbued with Catholic consciousness. We need to look for something else. We need to fully understand that a reality is not something which is spoken about, something abstract. We must also learn to understand the sacramental. We must learn to understand, throughout, that the content of the teaching does not contain the essential but that something must be added from real processes and in such a way that these actual processes are carried on the waves of reality as the weaving of the Divine. There have only been single individuals, like Novalis, who understood this—do read his Aphorisms, then you'll see. He spoke about magical idealism; he knew this wasn't alive in outer sensory worlds, but within people, there lived the soul—spiritual. Then there was Schelling—in his old age, that's why he was hardly understood—for whom it was quite absurd to believe that the essence of Christianity consisted in the acceptance of what Christ taught; rather, Schelling recognised the essential much more according to the account of Jesus going through the process of the entire Golgotha drama, in the description of actions which took place around Golgotha. However, there are individuals who tend towards the reality, who in turn want to enter into actual experiences connected to the spiritual. In totality one could say that the way Catholicism experiences it, is something quite antiquated which can't be introduced into modern consciousness any longer. For this reason we mustn't only search for a renewal of old rituals but we must search for a ritual which we can create out of ourselves, but created in such a way that it creates the Divine in us in the sense we have spoken about, so that the words of Paul become the truth—in Gospel interpretation, and in all religious activities: Not I, but Christ in me. Catholicism, as Roman Catholicism, has actually always known how to act consistently. To a certain extent it has turned out, lifted out, from general humanity, all those who were descendants of Christ Jesus himself and so a sharp awareness has come about, separating the priestly spiritual generation, meaning those people connected to consecration, from all other people who had not attended consecration. Like a member of the nobility who for instance connects his bloodline back to the 18th ancestor and knows who carry this blood in their veins, their ancestral connection differs from that of the rest of humanity, in the same way there's a difference from those consecrated into the apostolic succession up to Christ himself, who have continuously and consistently received consecration, right down to those who had not received it. They felt themselves placed in this connection and felt others were different; that's why it was quite necessary during a certain time period that certain things were presented to people. A person gradually absorbed what had more or less consciously existed in his awareness and allowed this to be expressed in his actions. After this, because of the ever-increasing sharper awareness related to the Christ developed, came the necessity for greater withdrawal for the uninitiated: celibacy. The celibate already had his inner foundation and there where the celibate was dogmatised it was found throughout that the priest had to withdraw from connecting to all others, was a human personality who found it far more important to practice the priest consecration as a conscious inheritance of the father of his ancestors and because he was placed in this ancestral blood of a spiritual ancestry, he could not be in contact with that world from which he was taken out by the consecration ceremony. The moment a person strongly experienced this particular situation of priesthood in relation to the world, the necessity for celibacy was added, and of course there's no denying that one could also feel the political usefulness for Rome, and so on. However, you can be quite certain that during the time when celibacy was introduced—it was a time when the celibate person came from the monk priesthood—in the unconscious impulses was the urge for a certain honesty and truthfulness. It was certainly the case that the creation of celibacy was understood in the way I have presented it now. Just as in the 19th century, in a kind of natural way—as I said—the consequential process living in the Catholic consciousness resulted in the dogma of immaculate conception and how this resulted in the infallibility dogma, so at a certain time causes led to the consequences of celibacy. Well, if you take all of this in then we already come to what is of particular importance today. Of particular importance today for us is to again return to the ritual, to ceremonies. You are experiencing, at least many of you have said you experience it like this: you are actually experiencing necessities based on what has come out of, and is given by, this time. Of course we can't undo events, we can't go back to untruths for instance, we can't reverse an untruth, such as taking something which no longer feels alive were to be changed externally, like being ordained by an olden-time Catholic priest. That would be contradictory to those who have already ignited the Protestant consciousness too strongly in themselves because for the Protestant consciousness this possibility doesn't exist; in their experience one can't oppose something which has been created out of quite other circumstances. What you need to arrive at, if reality is at all part of your striving, is what can flow out of the spiritual world itself, which can be seen as flowing directly from Christ Jesus. We must strengthen ourselves in the words of Jesus: I am with you until the end of earthly days.— These words out of the Gospels also announce such a process of the Christ impulse will be found on the earth for so long, that it will last until the end of the earth comes about. For this reason, one must firstly announce this as a postulate to a certain extent, that it must be possible—as a reality—to come to Christ, like with the Catholic consciousness, through the apostolic succession historically the spiritual family tree is searched for, reaching right to Christ. It must be able to find Him again, in a moment in the present; a connection to the Divine, a connection to the Christianized Divine as it was historically found by the Catholics in the apostolic succession right up to the Christian ancestors of this apostolic succession. That is why it must take place this way, that we find the spiritual again, not only in words about the Christian aspect, but so that we actually connect with what is real in the Christian aspect. Then we can create the ritual out of this, like the ritual was created within the apostolic succession. However, we need to penetrate it with an understanding which goes far beyond the understanding of the time. We must indeed move towards an understanding that can be expressed—I want to first formulate it as follows: In the world and in ordinary human thinking we experience the phenomenal: we however want to experience the nominal, we want to try and enter into the essential and out of this essence find the ritual. If you really want to find the ritual, then it must finally be so that this ritual is discovered as it had been during the second century, where gradually, what used to exist in simpler forms—only a few of which have been recorded—has now been transferred to the forms of later rituals. How was the ritual experienced? A person was caught up in it, just like a person who smokes knows what he is doing by smoking; he knows he can express what he wants to, only by smoking. So you must again learn to feel that you, when you perform some or other ceremony, know for yourself: the ceremony must be performed in this way. A person knows what he has to say today when he turns to other people, he knows how to clothe his inner life with words. My dear friends, there is a moment in life, where one inwardly experiences that it is impossible to continue using words, where what you want to say no longer translates into words, where you have to stop with words or at most continue with words by carrying out the sacred act by starting to not merely letting the word sound out but where, for instance, the development of smoke must take place, where in particular one of the other actions must be carried out imaginatively. Where the words connect with a particular action, by coming into the original consciousness, where also, like your soul content, being enlivened by the Divine, pours into the words, now your soul content will no longer be merely a phenomenal one but a nominal one, then you will be lifted out of what the outer world comprises, there you will gradually enter into the sacramental. Somewhat in this way, I've tried to clarify how one must enter into the sacramental. It actually makes no sense, let's say, in simply transforming holy water as is often done today by subordinate clerics. There is simply no point in performing the transubstantiation in this way, as is done by many subordinate clerics today, who are left in the dark in relation to the esoteric consecration of the Catholic Church. Regarding the old soul constitutions, it had made sense to be fully aware of one's actions when a certain word was spoken over the salt substance, and that they knew the salt substance had changed as a result. Today experiments have already been done to make the gentle sensitivity of a flame visible, by placing a flame somewhere and a person speaking rhythmically at a distance from it, to see the flame copy the rhythm. Here a rhythm is being copied by something inorganic. If I know the right words in the right word correlation over the salt substance, then the salt substance will change. If I now allow this salt substance which has been permeated, to enter into water, then I have kindled a process, which, if I understand it, when I have performed it in spirit, is a sacramental act. We must be able, once again, to look at the nominal as such. This we will address tomorrow. I think, in any case, my dear friends, that many questions could be conjured out of the soul by me speaking about these things, and I would love it if the questions, while you are all here, not in general, could also be formulated concretely so that no doubt remains. I completely understand that with earnestness your small circle has turned to me with the clear intention to really work toward a renewal of the religious life. It is not possible to do so by merely changing the teaching content; it is only possible when you enter with a changed soul constitution. We are now entering more deeply into things and, triggered through your questions we will become ever more acquainted with these things so that you're actually going to understand what I mean to convey. |
339. On The Art of Lecturing: Lecture V
15 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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And for that I have formulated the following exercise. One should picture a sizable green frog that sits in front of him with its mouth open. In other words, one should imagine that one confronts a giant frog with an open mouth. |
339. On The Art of Lecturing: Lecture V
15 Oct 1921, Dornach Tr. Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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I have tried to characterize how one can formulate a lecture on the threefold order from out of one thought, and then arrange it in sections. What one can generally say concerning the whole social organism, as well as references to what can occur in the first two realms—namely that of the spiritual life and that of the judicial, the body politic was contained in what I said. [Note 1] You will have understood from that, how preparing oneself for the content of such a lecture, one can proceed. Now, one can also prepare oneself for the form of delivery by immersing oneself into the thoughts and feelings. We shall perhaps understand each other best if I say that the preparation should be such that we try hard first to sense and then to utter what is related to the spiritual life in a more lyrical language (without, of course, resorting to singing, recitation, or some such thing),—in a lyrical manner of speech, with quiet enthusiasm, so that one demonstrates through the way of delivering the matters that everything one has to say concerning the spiritual life comes from out of oneself. One should by all means call forth the impression that one is enthusiastic about what one envisions for the spiritual part of the social organism. Naturally, it must not be false, mystical, sentimental enthusiasm; a made-up enthusiasm. We achieve the right impression if we prepare ourselves first in imagination, in inner experience—even so far as to modulation—how, approximately, something like that could be said. I say specifically, “how, approximately, something like that could be said,” for the reason that we should never commit ourselves word for word; rather what we prepare is, in a sense, a speech taking its course only in inward thoughts; and we are certainly ready to re-formulate what we finally come out and say. But when we speak about rights-relationships, we should make the attempt to speak dramatically. That implies: when we lecture about the equality of men, discussing it by means of examples, we should try as much as possible to put ourselves into the other person's position with our thinking. For instance, we should call to mind the image of how a person who seeks work, asserts his right to work in the sense of Kernpunkte der sozialen Frage (the threefold social order). By making it evident that on one hand we are speaking from the other person's position, from out of his assertion of rights, we should then make it evident how through a slight change in the tone of voice we pass on to the topic of how one ought to meet such an assertion out of general humanitarian reasons. So it is dramatic speaking, very strongly modulated, dramatic lecturing, that calls forth the impression in listeners that one could think one's way into the souls of other persons; that is the manner we should employ in speaking about the rights-relationships. When lecturing on economic conditions, the main point is that we speak directly from experience. If, in the spirit of the threefold social organism, one speaks about economic relationships, one should not permit the belief to arise that there even could be such a thing as a theoretical political economy. Instead, one should limit the main discussion to describing cases taken from the economic life itself; either cases that one repeats, or cases that one construes as to how they should be or could be. But with the latter cases—saying how they should or could be—one must never neglect to speak out of economic experience. Actually, when lecturing on the economic life, one should speak in an epic style. Particularly, when presenting what is written in the Kernpunkte, one should speak as if one had no preconceived ideas at all concerning the economic life, and had no notions that this should be thus and so; instead, one should speak as if one were informed on all and everything by the facts themselves. One can evoke a certain feeling, for example, that it is correct to permit the transfer of the administration of monetary funds from one who is not involved in it himself anymore, to somebody who once again can participate in it. But one can only speak about something like that if one presents it to people by means of descriptions of what takes place if there are legacies merely due to blood-relationships, or what can take place when such a transfer is occasioned in the way it is described in the Kernpunkte. Only by placing such a matter before people in a living way, as if one were copying reality, can one speak in such a way that the speech truly stands within the economic life. And just in this way, one can make the idea of “associations” [Note 2] comprehensible and plausible. One will make it plausible that an individual person really knows nothing about the economic life; that if he wants to arrive at a judgement as to what must be done in the life of the economy, he is basically completely dependent on communicating with others. A sound economic view can only emerge from groups of people and one is therefore dependent on associations. Then, one will perhaps meet with comprehension if one calls attention to the fact that much of what exists today actually came out of ancient, instinctive associations. Just consider for a moment how today's abstract market brings things together, whose combination and redistribution to the consumer cannot be surveyed at all. But how has one arrived at this market-relationship in the first place? Basically, from the instinctive association of a number of villages located around a larger township, at a distance that one could travel back and forth on foot in one day, where people exchanged their products. One did not call that an association. One did not coin any word for it, but in reality it was an instinctive association. Those people who here came together for the market were associated with all of those who lived in the surrounding villages. They could count on a set circulation of goods that resulted from experience. Therefore they could regulate production according to consumption in truly alive relationships. There certainly existed such associative conditions in such primitive economies; they just didn't call themselves that. All this has become impossible to over-see, with the enlargement of the economic territories. In particular, it has become senseless in regard to the world economy. The world economy which has come into being only in the last third of the 19th century, has reduced everything into an abstract realm; that is, it has reduced everything in the economic life to the turn-over of money or its monetary value, until this reduction has proven its own absurdity. Indeed, when Japan fought a war with China and Japan won the war, one could very simply pay the war reparations by way of the Chinese Minister's handing a check to the Japanese Delegate, which the latter then deposited in a bank in Japan. This is an actual course of events. There were values contained in this check, which is money and has monetary value. It represented values. If you imagine how at that time everything should have been transported from one territory into the other this would have been a difficult process under modern-day conditions. But owing to the manner in which Japan and China were placed within the whole world economy, it could be done this way. However, all this has led itself to a point of absurdity. In the dealings between Germany and France, it has proven itself to be impossible. [Note 3] I am therefore of the opinion that the state of affairs can best be explained out of the economic relationships themselves, and then one can explain the necessity for the associative principle. Once again, one should have to divide this subject matter regarding the economic life in a certain way, and one would have to pass on to several concluding sentences of which I have already said that they again should be conceived verbatim or at least almost word for word. So, how will the preparation for a speech appear, in fact? Well, one should try one's best to get into the situation or the subject that the audience is prepared for, by formulating the opening sentences in a way one considers necessary. One will have greater difficulty in the case of completely unprepared listeners; less difficulty, if one addresses a group that one finds already involved in the matter, at least possessing the corresponding feelings concerning the assertions one makes. Then, one will neither write down the rest of the speech nor jot down mere catch-words. Experience shows that neither the verbatim composition nor the mere noting down of catch-words leads to a good speech. The reason for not writing down the speech is because it ties one down and easily causes embarrassment when the memory falters; this is most frequently the case when the speech is written down word for word. Catch-words easily mislead one to formulate the whole preparation too abstractly. On the other hand, if one needs to have such a support, what one should best write down and bring along as notes are a number of correctly formulated sentences that serve as catch-phrases. They do not make the claim that one delivers them in the same way as a part of the speech; instead, they indicate: first, second, third, fourth, and so on; they are extracts, so to speak, so that from one sentence perhaps ten or eight or twelve will result. But one should write such sentences down. One should therefore not write down, “spiritual life conceived as independent”; instead, “the spiritual life can only thrive if it freely works independently out of itself.” (Catch-phrases, with other words.) If you do something like this, you will then have the experience yourself that owing to such catch-phrases, you can in a relatively short time most readily attain to a certain facility of speaking freely, a speaking that only contains the ladder of catch-phrases. Concerning the conclusion, it is often very good if, in a certain sense, at least gently, one leads back to the beginning; if therefore the end, in a sense, contains something that, as a theme, was also contained in the beginning. And then, such catch-phrases readily give one the opportunity to really prepare oneself in the way indicated above by having noted these sentences down on one's piece of paper. So, let us say, one ponders the following: what you have to say for the spiritual life must have a sort of lyrical nature within you; what you have to say concerning the rights-relationships must have a kind of dramatic character in your mind; and what concerns the economic life must live in your mind in a narrative, epic form; a quiet, narrative, epic character. Then, the desire, as well as the skill, to word the catch- phrases in the formulation that I have indicated, will indeed begin to arise instinctively. The preparation will result quite instinctively in such a way that the manner in which one speaks merges indeed into what one has to say concerning the subject. For this it is, however, necessary to have brought one's command of language to the level of instinct, so that one indeed experiences the speech-organs the way one would, for instance, feel the hammer, if one wanted to use the hammer for something. That can be achieved, if one practices a little speech-gymnastics. It's true, isn't it, when one practices gymnastics, those are not movements that are later executed in real life; but they are movements that make one flexible and dextrous. Similarly, one should make the speech-organs pliable and adroit; but making the latter pliable and dextrous is something that must be accomplished so that it goes together with the inner soul life, and so that one learns to be aware of the sound in speaking. In the seminar courses that I held over two years ago in Stuttgart for the Waldorf school teachers, I put together a number of such speech exercises that I now want to pass on to you. They are mostly of a kind that, by their content, does not prevent one from learning to merge oneself purely into the element of speech; they are only designed for practicing speech-gymnastics. If one tries again and again to say these sentences aloud, but in such a way that one always probes: how does one best use his tongue, how does one best use his lips so as to produce this particular sequence of sounds?—then one makes oneself independent of speaking and, instead, places that much more value on mental preparation for lecturing. I shall now read you a number of such sentences whose content is often senseless, but they are designed to make the speech-organs pliable and fit for public speaking. [Note 4]
is the easiest one.
One should increasingly try, along with the sequence of sounds, to make the organs of speech pliable; to bend, to hollow, to take possession of them [Note 5]
It is naturally not enough to say something like this once, or ten times; but again and again and again, because even if the speech-organs are already pliable, they can become still more so. An example that I consider to be particularly useful is the following:
With this, one has the opportunity to regulate the breath in the pauses, something one has to pay attention to and that can be particularly well done through such an exercise. In a similar way, not all the letters, nor all the sounds, have the same value for this practicing. You make progress if you take the following, for example:
If you succeed in finding your way into this sequence of sounds, you gain much from it. When one has done such exercises, then one can also try to do those exercises that cannot but result in bringing a mood into the speaking of the sounds. I have tried to give an example of how the sounds can pour into the mood in the following:
and now it passes more into the sounds, through which, here in particular, the mood in the sound itself is held fast:
You will always discover, when you do these exercises in particular, how you are able, without letting the breath disturb you, to regulate the breathing by simply holding yourself onto the sounds. In recent times, one has thought up all kinds of more or less clever methods for breathing and for all kinds of accompanying aspects of speaking and singing, but actually, all of those are no good, because speech with everything that belongs with it, with the breath, too, should by all means be learned through actual speaking. This implies that one should learn to speak in such a way that, within the boundaries that result from the sound sequence and the word relationships, the breath also regulates itself as a matter of course. In other words, one should only learn breathing during speech—in speaking itself. Therefore, the exercises of speech should be so designed that, in correctly feeling them regarding their sounds, one is obliged—not by the content but by the sounds—to formulate the breath correctly because he experiences the sound correctly. What the verse below represents, points once again to the content of the mood. It has four lines; these four lines are arranged so that they are an ascent, as it were. Each line causes an expectation, and the fifth line is the conclusion and brings fulfilment. Now one should really make an effort to execute this speech movement that I have just characterized. The verse goes like this:
There you have the fifth line representing the fulfillment of that escalating expectation that is evoked in the first four lines. ***
One can also attempt to, well, let me say, bring the mood of the situation into the sounds, into the mode of speaking, the how of speech. And for that I have formulated the following exercise. One should picture a sizable green frog that sits in front of him with its mouth open. In other words, one should imagine that one confronts a giant frog with an open mouth. And now, one should picture what sort of reactions, effects, one can have regarding this frog. There will be humor in the emotion as well as all that should be evoked in the soul in a lively manner. Then, one should address this frog in the following way:
Picture to yourself: that a horse is walking across a field. The content does not matter. Naturally, you must now imagine that horses whistle! Now you express the fact that you have here in the following manner:
and then you vary that by saying it this way:
And then—but please, do learn it by heart, so that you can fluently repeat the one version after the other—there is a third version. Learn all three by heart, and try to say them so fluently that during the speaking of one version you will not be confused by the other. That is what counts. Take as the third form:
Learn one after the other, so that you can do the three versions by heart, and that one never interferes when you say the other. Something similar can be done with the following two verses:
and now the other version:
Again, learn it by heart and say one after the other! One can achieve smooth speech if one practices something like the following:
One has to accustom oneself to say this sound sequence, ‘Nur renn ...’. You will see what you gain for your tongue, your organs of speech, if you do such exercises. Now, such an exercise that lasts a bit longer, through which this flexibility of speech can be attained—I believe actors have already discovered afterwards that this was the best way to make their speech pliable:
And then: one occasionally requires presence of mind in direct speech. One can acquire it by something like the following:
Then, for further acquisition of presence of mind in speaking, the following two examples can be placed together:
The ‘Wecken weg’ is in there, too, but as a sound-motif, thus:
The following example is useful for putting some muscle into speech, so that one is in a position, in speaking, to slap somebody down in a discussion sometimes (something that is quite necessary in speaking!):
Then, for somebody who stutters a little, the following two examples should still be mentioned:
For everyone who stutters, this example is good. When stuttering, one can also say it in the way below:
The point is, of course, that the person who stutters must make a real effort. One should by no means believe that what I want to call speech-gymnastics, can or should only be practiced with sentences that are meaningful for the intellect. Because in those sentences that contain sense for the intellect, the attentiveness for the meaning instinctively outweighs anything else too much, so that we do not rely correctly on the sounds, the saying. And it is really necessary that, in a certain sense, we tear speaking loose from ourselves, actually manage to separate it from ourselves. In the same way as one can separate writing from one's self, one can also tear speaking loose from oneself. There are two ways to write for the human being. One way consists of man's writing egotistically; he has the forms of the letters in his limbs, as it were, and lets them flow out of his limbs. One emphasized such a style of writing for a certain length of time—it is probably still the same today—when one gave lessons in penmanship for those who were to be employed in business offices or people like that. I have, for example, observed at one time how such a lesson in writing was conducted for employees of commercial establishments so that the persons in question had to develop every letter out of a kind of curve. They had to learn swinging motions with the hand; then they had to put these motions down on paper; this way, everything is in the hand, in the limbs; and one is not really present with anything but the hand in writing. Another form of writing is the one that is not egotistical; it is the unselfish style of writing. It consists of not really writing with the hand, as it were, but with the eye; one always looks at it and basically draws the letter. Thus, what is in the formation of the hand is of importance to a lesser degree: one really acts like one does when sketching, where one is not the slave of a handwriting. Instead, after a while, one has difficulty in even writing one's name the same way one has written it just the time before. For most people it is so terribly easy to write their name the way they have always written it. It flows out of their hand. But those persons who place something artistic into the script, they write with the eye. They follow the style of the lines with the eye. And there, the script indeed separates itself from the person. Then—while it is in a certain respect not desirable to practice that—a person can imitate scripts, vary scripts in different ways. I do not say that one should practice that especially, but I mean that it results as an extreme when one paints one's script, as it were. This is the more unselfish writing. Writing out of the limbs, on the other hand, is the more selfish, the egotistic way. Speech is also selfish, in most people. It simply emerges out of the speech-organs. But you can gradually accustom yourselves to experience your speech in such a way that it seems as if it floated around you, as if the words flew around you. You can really have a sort of experience of your words. Then, speaking separates itself from the person. It becomes objective. Man hears himself speak quite instinctively. In speaking, his head becomes enlarged, as it were, and one feels the weaving of sounds and the words in one's surroundings. One gradually learns to listen to the sounds, the words. And one can achieve that particularly through such exercises. That way, there is in fact not just yelling into a room anymore—by yelling, I do not mean shouting out loud only; one can yell in whispering, too, if one actually speaks only for one's own sake, the way it emerges out of the speech-organs—instead one really lives, in speaking, with space. One feels the resonance in space, as it were. This has become a fumbling mischief in certain speech-theories—theories of speech-teaching or speech-study, if you will—of recent times. One has made people speak with body-resonance, with abdominal resonances, with nasal resonances, and so forth. But all these inner resonances are a vice. A true resonance can only be an experienced one. One experiences such a resonance not by the impact of the sound against the interior of the nose; instead one feels it only in front of the nose, outside. Thus, language in fact attains to abundance. And of course, the language of a speaker should be abundant. A speaker should swallow as little as possible. Do not believe that this is unimportant for the speaker; it is rather of great significance for the speaker. Whether we present something in a correct way to people depends most certainly on what position we are able to take in regard to speech itself. One doesn't have to go quite so far as a certain actor who was acquainted with me, who never said “Freundrl” [Austrian dialect for “Friend”—note by translator] but always “Freunderl”, because he wanted to place himself into every syllable. He did that to the extreme. But one should develop the instinctive talent not to swallow syllables, syllable-forms, and syllable-formations. One can accomplish that if one tries to find one's way into rhythmic speech in such a way that, placing one's self into the whole sound-modulation, one recites to oneself:
So: it is a matter of placing one's self not only into the sound as such but into the sound-modulation, into this “growing round” and the angularity of sound. If somebody believes that he could become a speaker without putting any value on this, then he labors under the same misconception as a human soul that has arrived at the point between death and a new birth, when it once again will descend to the earth, and does not want to embody itself because it does not want to enter into the moulding of the stomach, the lungs, the kidney, and so forth. It is really a matter of having to draw on everything that makes a speech complete. One should at least put some value on the organism of speech and the genius of language as well. One should not forget that valuing the organism of speech, the genius of language, is creative, in the sense of creating imagination. He who cannot occupy himself with language, listening inwardly, will not receive images, will not be the recipient of thoughts; he will remain clumsy in thinking, he will become one who is abstract in speaking, if not a pedant. Particularly, in experiencing the sounds, the imagery in speech-formation, in this itself lies something that entices the thoughts out of our souls that we need to carry before the listeners. In experiencing the word, something creative is implied in regard to the inner organization of the human being. This should never be forgotten. It is extremely important. In all cases, the feeling should pervade us how the word, the sequence of words, the word-formation, the sentence-construction, how these are related to our whole organism. Just as one can figure out a person from the physiognomy, one can even more readily—I don't mean from what he says but from the how of the speech—one can figure out the whole human being from his manner of speech. But this how of his speech emerges out of the whole human being. And it is by all means a matter of focusing—delicately of course, not by treating ourselves like we were the patient—on the physical body. It is, for example, beneficial for somebody who, through education or perhaps even heredity, is predisposed to speaking pedantically; to try, with stimulating tea that he partakes of every so often, to wean himself from pedantry. As I have said, these things must be done with care. For one person, this tea is right; for another, the other tea is good. Ordinary tea, as I have repeatedly mentioned, is a very good diet for diplomats: diplomats have to be witty, which means having to chat at random about one thing after another, none of which must be pedantic, but instead has to exhibit the ease of switching from one sentence to another. This is why tea is indeed the drink of diplomats. Coffee, on the other hand, makes one logical. This is why, normally not being very logical by nature, reporters write their articles most frequently in coffee-houses. Now, since the advent of the typewriter, matters are a little different, but in earlier days, one could meet whole groups of journalists in coffee-houses, chewing on their pen and drinking coffee so that at last, one thought could align itself with the next one. Therefore, if one discovers that one has too much of what is of the tea-quality, then coffee is something that can have an equalizing effect. But, as was mentioned before, all this is not altogether meant, as a prescription, but pointing in that direction. And if somebody, for example, is predisposed to mix some annoying sound into his speech—let's say if somebody says, “he,” after every third syllable, or something like that—then I advise him to drink some weak senna-leaf-tea twice a week in the evening, and he will see what a beneficial effect that will have. It is indeed so: since the matters that come to expression in a lecture, in a speech, must come out of the whole person, diet must by no means be overlooked. This is not only the case in an obvious sense. Of course, one can hear by the speech whether it comes from a person who has let endless amounts of beer flow down his gullet, or something like that. This is an obvious case. He who has an ear for speech knows very well whether a given speaker is a tea-drinker or a coffee-drinker, whether he suffers from constipation or its opposite. In speech, everything is expressed with absolute certainty, and all of that has to be taken into consideration. One will gradually develop an instinct for these matters if one becomes sensitive to language in one's surroundings the way I have described it. However, the various languages lend themselves in different ways, and in varying degrees, to being heard in the surroundings. A language such as the Latin tongue is particularly suitable for the above purpose. The same with the Italian. I mean by this, to be heard objectively by the one who is speaking himself. The English language, for example, is little suited for this, because this language is very similar to the script that flows out of the limbs. The more abstract the languages are, the less suitable they are to be heard inwardly and to become objective. Oh, how in former times the German Nibelungen-song sounded:
That hears itself while one is speaking! Through such things one must learn to experience language. Naturally, languages become abstract in the course of their development. Then one must bring the concrete substance into it from within, permeate it with the obvious. Abstractly placed side by side, what a difference:
and so forth! But if one becomes accustomed to listening, this can certainly also be brought into the more modern language, and there, much can be done in speech towards the latter's becoming something that has its own genius. But for that, such exercises are required, so that listening in the spirit and speaking out of the spirit fit into one another. And so, I want to repeat the verse one more time:
Only by placing the sound into various relationships, does one arrive at an experiencing of the sound, the metamorphosis of the sound, and the looking at the word, the seeing of the word. Then, when something like what I have described today as creating a disposition through catch-sentences, as our inner soul-preparation, is united with what we can in the above way gain out of the language, then it all works toward public speaking. One more thing is required besides all the others I have already mentioned: responsibility! This implies that one should be aware that one does not have the right to set all of one's ill-mannered speech-habits before an audience. One should learn to feel that for a public appearance one does require education of speech, a going-out of one's self, and plasticity in regard to speech. Responsibility towards speech! It is very comfortable to remain standing and to speak the way one normally does, and to swallow as much as one is used to swallow; to swallow (verschlucken), to squeeze (quetschen), and to bend (biegen) and break (brechen), and to pull (dehnen) at the words just the way it suits one. But one may not remain with this squeezing (Quetschen) and pushing (Druecken) and pulling (Dehnen) and cornering (Ecken) and similar speech-mannerisms. Instead, one must try to come to the aid of one's speaking even in regard to the form. If one supports one's speaking in this manner, one is quite simply also led to the point where one addresses an audience with a certain respect. One approaches public speaking with a certain reserve and speaks to an audience with respect. And this is absolutely necessary. One can accomplish this if, on the one side, one perfects the soul-aspect; and, on the other side, formulates the physical in the way I have demonstrated in the second part of the lecture. Even if one only has to give occasional talks, such matters still play an important part. Say, for example, that one has to give discussions on the building, the Goetheanum. Since one naturally cannot make a separate preparation for each discussion, one should basically, in that case, properly prepare oneself, the way I have explained it, at least twice a week for the talk in question. One should actually only extemporize, if one practices the preparation, as it were, as a constant exercise. Then one will also discover how, I should like to say, the outer form unites itself with the substance. And we shall have to speak about this point in particular one more time tomorrow: about the union of the form-technique with the soul-technique. The course is brief, unfortunately; one can barely get past the introduction. But I would find it irresponsible not to have said what I did say in particular in the course of these lectures.
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57. The Bible and Wisdom
12 Nov 1908, Berlin Rudolf Steiner |
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If today anybody wanted to put together a Bible from the different pieces and fragments from which one thought that it must be composed, if anybody printed with blue letters everything that one counts among one document, with red letters what among a second, with green letters what among a third and so on, then a strange document would originate. However, it has already come about—the so-called Rainbow Bible! |
57. The Bible and Wisdom
12 Nov 1908, Berlin Rudolf Steiner |
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There is in our culture certainly no document that has intervened so deeply and so intensively in the whole spiritual life as the Bible. One would have to write a history, not of centuries, but of millennia if one wanted to describe the effect of the Bible on humankind. If one completely wanted to refrain from the influence of this document on the mainstream, one would still find something immeasurable in the Bible concerning the influence and the deep effects on the human soul. Certainly, one may say that just our modern time presents exceptionally many things, because one could show that today not only those who stand on the ground of the Bible are deeply influenced by this human document, but also that those who have turned away from the Bible are subject to its influence. For the Bible is really not only a document, although it is it in the most particular measure, because it fulfils the soul with a sum of images about the world and life giving the soul a worldview, but the Bible was, for millennia, an enormous means of education of the souls. It has meant something not only to the imagination, and means something to it even today, but it is maybe important and more essential what we must regard as an effect on the emotional life, on the ways of thinking. There we must often admit today that the Bible only developed the emotions, the sensations of those who combat the Bible. But who looks around only a little at the spiritual life of humankind, in particular at that of our western humankind and that which is connected with it, that will note what an immense reversal has taken place concerning the position of humankind or, at least, of a big part of humankind to the Bible. Those who stand still firmly on the ground of the Bible today could maybe think too little of that to which is pointed with it. They could say, even if there may be some people who turn away from the Bible who state that the Bible can no longer be that for humankind what it was for millennia, it is presumably only a temporary phenomenon. We believe in the Bible; whatever the gentlemen say who believe to stand on the ground of science, it may seem to them fantastic—we rely on the Bible! One could find this judgment among certain personalities very much common, and it is only a matter of course. For someone who is still able to take the happiness, the certainty and the strength of his soul from the Bible cannot put enough in the balance according to his character against those phenomena that exist around him as criticism and refusal of the Bible. However, such a judgment would be rather careless. It would be even selfish in a certain way, for the human being—if he pronounces such a judgment—says to himself: the Bible gives me this or that; whether it gives the same to other human beings, I do not care about.—Such a human being does not pay attention to the fact that humankind is a whole. What single human beings experience, think and feel at first flows down into the whole humankind and becomes common property. Somebody who says, I do not want to hear what the critics and the scholars say about the Bible today, I do not care about it judges only for himself. He does not remember whether also his descendants, whether those human beings who follow him can have the chance to gain such a satisfaction from this document if criticism and science are about to take this document away from humankind. The power of the authorities who are involved in the life of this document is big and strong. It means, actually, to act blind and deaf towards that which goes forward round one if one wants to start only from the just characterised point of view of naive faith, undeterred faith. Today one has to hear what can shake the respect and the meaning of this human document with our fellow men. The shock, the radical changes that took place in the course of the last centuries with reference to this document are enormous. Still a few centuries ago, the Bible was believed to be something that enjoyed unconditional authority; it was believed to be of higher divine origin. This belief, this assumption is shaken long-since and will be shaken more and more by always new reasons. At first, neither our modern science nor the present natural sciences turned against the old view of the Bible. Already more than hundred years ago, the more materialistic way of thinking—we are allowed to use the expression, because we have often explained it here—considered the Bible from the purely external point of view. We speak about the Old Testament first. For centuries, it was believed to be—like the New Testament—an inspiration of higher powers. It was believed to be written out of a consciousness that could rise to a sphere of truth to which the sensuous consciousness could not rise. The first to shake this belief in the fact that the Bible was written out of a higher human consciousness, that it is due to another authority than to any authority of a human writer was that one said to oneself: if one reads the Bible, it turns out that it is no uniform document. In the eighteenth century, the French doctor Astruc (Jean A., 1684–1766) wrote, one says, the human beings would have written under the influence of higher powers the chapters of the Bible that we call the history of creation by Moses. However, we read the creation story and find that single parts are not in accordance with each other; we find stylistic and objective contradictions. Hence, we must suppose that not a single author, Moses or anybody else, wrote this document, because somebody who describes the conditions successively as a single person would not bring in inner contradictions. I can only outline all these contradictions: old documents would be taken from different sides and combined by various authors. These were the first objections against the Bible. We want now to characterise the spirit of this kind of opposition against the spiritual origin of the Bible, apart from that how the things happened. One sees there how immediately in the beginning in tremendous, overpowering pictures the creation is unrolled. In them, the so-called Six-Day Work is told. One tells further on how within this creation the human being originated, how he came to the sin, how he developed from generation to generation. There one notes that in the first parts, in the first verses, a name is chosen for the divine powers, for God, different from the fourth verse of the second chapter on. One sees there that really these two names of the divine alternate, the Elohim and Yahveh or Jehovah. There somebody must ask himself, should an author have called the divine with two different names? Where from this may come? He says to himself that that or those who put together the document finally found old traditions or also old documents which they interlinked and formed a whole from them. The one may come from this tribe, the other from that tribe, and one interlinked them. This one makes itself noticeable. Starting from this one notes, going on, that similar and other contradictions appear. Thus, one got around to separating and tearing the original documents in different pieces. If today anybody wanted to put together a Bible from the different pieces and fragments from which one thought that it must be composed, if anybody printed with blue letters everything that one counts among one document, with red letters what among a second, with green letters what among a third and so on, then a strange document would originate. However, it has already come about—the so-called Rainbow Bible! The ancient, venerable document is there, one would like to say, disassembled in the single pieces from which it should be composed. The Bible is, of course, a document of which one believes, however, to be able to prove that it is due not to Moses, but that parts of it originate from this or that clerical council in relatively late time. Other parts of the Bible are put together from legends and myths that one gathered from here and there from religious views of this or that school. What became a whole this way cannot be believed to be something that was brought into history with a raised human consciousness that is able to behold into the spiritual worlds. However, nobody is allowed to believe that these both talks, which I have to hold today and on Saturday, are intended to lower any way the diligence and the sedulity of the works just only briefly outlined. To somebody who knows the spiritual means that was used to tear the Bible to small pieces and to explain them, the diligence and the sedulity and the skill of the researchers of all these works become apparent. They appear to him as the most tremendous that was maybe performed in science. In relation to the formal, in relation to the industrious research one cannot find anything comparable. If we look closely at the result of this research performed by modern theologists, so just from those, who due to their profession believe to stand on the ground of Christianity, we must say to ourselves, it must cause another relation to the Bible as it was for centuries. If this research comes to fruition, the Bible—many things had to be discussed to reason it in detail—cannot longer exist as the document that comforts and raises the human beings in the saddest problems of life. Apart from that, numerous human beings have looked around in the fields of scientific research, in geology, in the developmental history of animals and plants, in the history of civilisation, in anthropology and so on. These human beings are hardly able to conceive anything reading the Bible. One has to be also fair in this respect and not position oneself simply on the ground of naive faith and say that this signifies nothing. They are often those who are the most conscientious ones in their feeling of truth, in their thirst for knowledge. They say to themselves, I see that research standing on firm ground has found That the earth developed throughout geologic periods, Numerous human beings say, if we see which tremendous geological periods were necessary to receive the earth when it had not yet produced amphibians nor mammals, if we survey all that and open ourselves to that, what shall we to do if the Bible tells us that the world was created within six or seven days? We have no use neither for the creation in six or seven days nor for anything else. Which use are we able to make of the Flood, of the miraculous rescue of Noah if we read that Noah brought so many animals in the ark, and so on?—Thus, it happens that some human beings gifted with dignity and serious sense of truth oppose so sharply and vigorously against the Bible based on the modern scientific viewpoint, in so far as it wants to extent to a worldview. All that exists in our worldview. We are not able to deny all that. However, there the question arises: does one take all things really into consideration that are to be taken into consideration in relation to the Bible if either the first viewpoint, the historical one, or the second, the physical-historical view is asserted? There one has to say that already the third viewpoint exists in relation to the Bible, a viewpoint that develops from that real research method and human viewpoint that is characterised in these talks as the spiritual-scientific or anthroposophic one. We have to deal with this viewpoint in relation to the Bible today and the day after tomorrow. What a viewpoint is this? One often says today, the human being is not allowed to rely on external authority, he has to approach world and life without presuppositions and to investigate truth, and one believes to insult just the Bible if one takes up such a viewpoint. Does one really insult the Bible with it? One can compare the spiritual-scientific or anthroposophic viewpoint to something that happened to humanity concerning something else, even if less significant, some centuries ago. We come to an understanding of the spiritual-scientific viewpoint concerning the Bible the easiest, if we compare it with the radical changes in relation to the view of the earth. There we see that all schools, the lower and the higher ones, taught about the external nature in the whole Middle Ages following up old writings, indeed, writings of a great personality, of the old Greek philosopher and naturalist Aristotle. Thus, if you could go back with me to the sites of the spiritual life of the older time, you would find that that was not communicated in the old schools and training centres which was found in laboratories, but which was printed in the books by Aristotle. Aristotle was the authority and his books were the Bible of the natural sciences at that time. Where one only communicated and taught what Aristotle had already said about the matters. Now the times came when a new aurora arose concerning the view of nature, the new way of the physical view of Copernicus, Kepler and Galilei and all the others up to now. What was the basic feature of this aurora? While one had taken before Aristotle as a firm starting point, and spoke about nature as he had spoken, now Copernicus, Kepler and Galilei used their own senses of observation and research. They themselves looked at nature and investigated what life could show them. Thus, they wanted to describe and explain nature according to that which they themselves had seen. There they came into conflict with the teachings of Aristotle's strict believers. It is more than a mere anecdote, it means the deep truth of a process that happened at that time: one tells that a believer of Aristotle was asked to have a look at a corpse and to observe that it is not right that the nerves go out from the heart—as Aristotle teaches—but from the brain. The believer of Aristotle was persuaded to look at this. Then, however, he said, if I look at this, it seems that nature contradicts Aristotle. However, if nature contradicts Aristotle, I do not trust nature but Aristotle.—Natural sciences faced tradition that way. The view of the researcher was rejected in the light of that which was reproduced and repeated as tradition for centuries. If we read Giordano Bruno's writings, we see the opposition against Aristotle out of the new spirit that tells and explains what the human being himself should see. We look at the whole matter again differently today. We face the immediate scientific observation and Aristotle differently. We know that a lot of that which was read out from him in the Middle Ages was only an ambiguous interpretation of his writings. Aristotle was a researcher out of the spirit of his time who looked immediately into nature and communicated what he was able to say. If we understand Aristotle correctly, if we can defer to what he said, then he does no longer seem to contradict the immediate scientific observation, as he seemed to contradict at that time. Then we can become his admirers again, because just concerning the origin of the nerves from the heart instead of from the brain, it becomes apparent that he meant something else, namely something that is still correct for our time. In a quite similar way, the spiritual-scientific research faces not only these documents—the writings by Aristotle—but also the western original document, the Bible. What has happened in relation to the observation and investigation of the external nature since the sixteenth century takes place again in relation to the investigation of the spiritual undergrounds of the world. Out of the spirit of that research, I have characterised in the last three talks, how humankind tries to penetrate again into those worlds that are not discernible by the outer senses. However, they are discernible to the higher developed senses of the human being, to the spiritual senses of the human being with which we can behold also in the spiritual world as we can see with the physical senses in the physical world. It is not necessary to keep on explaining because I have often enough said that the human being is able to develop the forces in himself that he can perceive not only the sensuous things, but that he can perceive a spiritual world between and behind the sensuous, a spiritual world that is much more real than the sensuous world. With good reason, humankind had forgotten the methods of spiritual research for a while. The big progress, the big conquests in the physical world were done because the instruments were perfected in such a way, as it was the case during the last centuries. However, if one thing extends in the human nature, other abilities take a backseat. That is why we see how during the last centuries the scientific methods blossomed for the external physical world of facts. Never were instruments that are more stupendous invented to pick up the secrets of nature and to investigate her principles. The concerning abilities were extended and perfected tremendously, but those abilities have withdrawn with which the human being is able to behold into in the spiritual world. Hence, it is not surprising that the human being was convinced that the spiritual could also be explained from the material existence. However, we stand before the dawn of an epoch today when humankind becomes aware again that there are still instruments and tools different from those in the physical and physiological laboratory where they are used so excellently. Indeed, we have to do it with an instrument that differs thoroughly from the other. We deal with the basic and original instrument that we have to see in the human being himself. We get to know the human being by the methods of concentration and meditation in the course of the winter. These are other methods that the human being can apply to his soul and by which he gets around to seeing the environment unlike he has seen it before. He can get around to saying to himself: I am like an operated blind-born who could deny the colours and the light of the world before.—However, the moment had now come that he himself could see. Now he could see that something else is behind that which the senses and the mind perceive. Now he sees into the spiritual things; now he does not know, not hypothetically, by speculative philosophy that the sensuous, the material is only like a compression of the spiritual, that that which we see with the senses relates to something spiritual behind it as ice relates to water. The water is thin, the ice is solid, and somebody who is not able to see the water, but can see the ice would say, there is nothing round the ice.—Somebody, who can see only with the senses, states that there is nothing but sensuous processes, nothing but sensuous events everywhere. However, we must penetrate into this supersensible field, into these supersensible events, and then we can recognise and explain the spiritual. Who has not developed spiritual ears and eyes sees nothing but compression—like the ice in the water—all over the world, as well as the primordial mother of substance, the spiritual in which the sensuous is only embedded does not appear to him. If the geologist shows us how, for example, a human being could sit on a chair in the universe and could watch how the world has developed: the external sensuous view would be as the natural sciences describe it. Spiritual science has to object nothing to that which natural sciences have to say in the positive sense. However, it becomes apparent to someone who is in the right know of the physical science that before the first forming of the physical the spiritual was there. There it becomes apparent how the progress became only possible because the spiritual helped, and that the spirit is mostly involved in the development. So this spiritual worldview points to the fact that the human being can make himself the instrument of the investigation of the important bases of the world, and, finally, our view gets around to investigating the spiritual original grounds and beginnings independently. Thus, spiritual science stands there, independently of any document. It says, we do not do research in a document first. We do not do research as it was done once, in the books by Aristotle, we do research in the spiritual world. We adapt ourselves in such a way: what you learn as usual school geometry, the Euclidean geometry, was written down in its first beginnings by Euclid, the great mathematician. Today we can accept it as a document and understand it historically. However, who learns geometry at school today, is he still learning after the elementary book of Euclid? One works, learns, and recognises by the things themselves. If one constructs, for example, a triangle, the internal lawfulness appears to the mind out of the thing itself. Then with that which you have gained in such a way, you can move up to Euclid and recognise what he already wrote in his textbook. Thus, the spiritual scientist does also research, regardless of the books, only with his organs how the world has developed. He finds the development of the world, the development of the earth at that time before the earth crystallised in its present form. He investigates the spiritual processes and finds how at a certain point our mind starts in the earthly existence; he shows that the human being appears first and has not developed from subordinated creatures, but that he was first there as a descendant of spiritual beings. We can go back to former times when still the spiritual primordial grounds existed. We find the human being connected with these spiritual processes, and only later, the lower creatures develop besides the human being. As well as in the development generally certain things remain behind and other advance, the lower also diverted from the higher. The spiritual researcher knows that spiritual organs can be developed by methods that the spiritual researcher is able to show. Thus, the spiritual research teaches the origin and evolution of the world according to principles which are independent of any document, only out of own principles, as well as one learns mathematics regardless how it has developed in the course of history. In the same way as the researcher has appropriated knowledge of this wisdom, he approaches the Bible. He looks at the Bible. It becomes apparent now, why there are contradictions in the Bible from the viewpoint of the historical-critical biblical studies as well as from the viewpoint of scientific research. Both viewpoints come from one big error that originated from the fact that one thought generally to be supposed to understand the truth of the Bible from the viewpoints of physical-sensuous perception. One thought that it is possible to approach the Bible with such criteria. One did not yet have the research results of the anthroposophic spiritual science. I want to show with single examples what I have just said. Spiritual science shows us that we come investigating the earthly creation with the methods of geology et cetera only to a certain point, and that then the human development seems to proceed backwards in the uncertain. Why? The sensuous science, may it hope it ever so much, will never be able to pursue the human being back to the origin, because sensuous science can find the sensuous only. However, the mental and spiritual have led the way of the sensuous in the human being. He was soul first and at even former times, he was spirit, then he descended to the earthly existence. Only as far as the physical life is involved in the descent of the human being in the earthly existence, natural sciences can show this course of development. We cannot investigate the soul life with the usual forces of the sensuous observation. Geology can also be no guide to us. It gives us the investigation of that which remained behind as sense-perceptible matters. It can only say what one would see if anybody sat on a chair in the universe and saw everything that developed on earth. Spiritual science does not defer to this. However, one must have developed spiritual eyes and ears to see the human being as a spiritual being in primeval times. If one does not have these organs, the soul and the spirit of the human being disappear. However, if one has the spiritual eyes, the sensuous disappears, and the spiritual picture originates. One cannot see this, however, in the same way as the sensuous. One must appropriate quite different concepts of knowledge if one wants to go back to such primeval times. What one sees developing there from the human being when it was only a soul does not appear in sensuous concrete perception as the external sensuous world offers it. This appears to us as pictures. Our consciousness becomes a picture consciousness, an imaginative consciousness by the development of the internal forces of the soul. Then the consciousness is filled with pictures. We see in another condition of consciousness, what has happened at that time, now in pictures. Pictorial is that which goes forward inside of the seer. The rudiment that still exists of the seer's gift is the dream. However, it is chaotic. The vision of the qualified seer also exists in such pictures, but these pictures correspond to reality. It corresponds to the condition as the physical-sensuous human being can make a distinction whether his mental images correspond to reality or are only fantasy. Who wants to stop with the sentence: “The world is my mental image” and “the external things only stimulate the mental image,” to that I might propose that he should have a piece of glowing iron in his nearness and feel how it burns. Then he has to leave it and feel whether the mere mental picture still burns in such a way. There is just something that makes a distinction between the mere mental picture and that perception that is stimulated by the external object. Hence, one is not allowed to say that the seer lives only in the phantasms. He has just so developed in this field that he can make a distinction what is a mere speculative fiction, or what is a picture of the reality of a spiritual-mental world. The pictures become the means of expression of a spiritual-mental world. If the seer looks with supersensible senses back at times, before there are sensuous objects, the true spiritual beings and events present themselves. The spiritual researcher speaks not about forces that are abstractions, but about real beings. As to him, the spiritual phenomena become truth and beings, and the spiritual world becomes populated again by spiritual beings. Imagine the primeval development of the human being when a force or being intervened in his evolution, in his whole figure that this being or force differs certainly from other beings who have intervened even earlier. We can trace back the spiritual-mental of the human being who is quite supersensible even further; we can trace back it in even higher spheres where we find even higher beings. If the spiritual researcher approaches the beginning of the Bible, it becomes apparent to him that the pictures are exactly given which show the mental-spiritual in the development of the human being, before he has come into the physical life. The spiritual researcher is able to say to himself—if he finds his own imaginations again in the external documents—that he recognises them as truth. If he goes back now to the times when the human being was connected with the even higher spheres, he has to choose another name for these basic beings, and he finds really that the passages which lead the way of the fourth verse of the second chapter have another name of God. It complies exactly with the results of spiritual research that a new name of God appears from the fourth verse of the second chapter on. Thus, we are as spiritual researcher in the same position in which today an expert of geometry is. He can find geometry out of himself, and then he appreciates the work of Euclid who found the same. Thus, we see the development in the marvellous pictures of the Old Testament, and now something extremely strange appears. The text of the Bible becomes light and clear, as it could not become with the scientific critics. A researcher said: what the elohim did must be due to a side different from that which comes from Yahveh If anyone wants to apply that seriously, it is weird. We want to try it. Imagine this passage in the Bible: “The serpent which was the most cunning of all creatures the LORD God had made asked the woman: Is it true that God has forbidden you to eat from any tree of the garden (Genesis 3:1)?” If you read “God” instead of “Elohim” or “Yahveh,” it is not translated correctly. It is weird. In the original text you read, “The serpent which was the most cunning of all creatures Yahveh had made.” Where you read, “Is it true that God has forbidden you ... you read “Elohim” in the original text. In the translation, the woman keeps on saying “God.” Then in the eighth verse, one says, “The man and the woman heard the voice of the LORD God.” However, you read in the original text, the voice of the Yahveh God.—Thus, we have now put together the story of the serpent, so that it becomes explicable that those who used the names “Yahveh” or “Elohim” meant different beings. According to the opinion of the Bible critics, this comes from different traditions. The passage “Is it true that God has forbidden you to eat from any tree in the garden?” comes from the Elohim tradition.—You see, the Bible is really so composed of pieces that even in the middle of the sentences the different traditions are taken together. If you approach the Bible with spiritual-scientific research, then you recognise that this must also be that way. There is talk of the fourth verse of the second chapter that the world creation goes over from the elohim to the Yahveh God. He is that power which unfolds everything that happens then up to the Fall of Man. Spiritual science shows that Yahveh is that God who speaks within the human being in our ego, he is the I-am. This being of the I-am causes everything that is said from the fourth verse of the second chapter on. This being, Yahveh, who intervenes now, is a being who belongs to a former development, but seceded ... (gap in the transcript). Hence, there is talk of the Yahveh God. However, the serpent knows nothing about Yahveh; therefore, it must turn to that which is of its own substance, up to the moment when this takes place which has just to take place by Yahveh. Only in the eighth verse of the third chapter, the name Yahveh appears again. Thus, you get the consciousness by spiritual research that the Bible is a document in which nothing is accidental. A modern author may ask himself, why should this God not assume another name?—The ancient initiates do not have these stylistic forms of the modern authors. Where exactly and precisely should be spoken, you cannot talk in any stylistic form. What there is written and what there is omitted has its meaning. If the name Yahveh appears and if it is omitted, this means something highly essential. However, you must carry out the principle to read the Bible extremely exactly. Read the Bible if you have it! Read the Six-Day Work. You find the passage, if you keep on reading from the first verse of the second chapter to the Sabbath, “When the LORD God made the earth and the heavens...” One interprets these verses normally as a hint to the preceding, as if the Seven-Day Work had been told and one still said now, the Seven-Day work was made in such a way.—“This is the story of the heavens and of the earth after their creation,” and then, “When the Lord God made the earth and the heavens” (Genesis 2:4). Who studies the original text, detects the following: The fourth verse of the second chapter does not refer to the preceding, but to the following; even as later—in the chapter after the Fall of Man—“This is the list of Adam's descendants” (Genesis 5:1) refers to the following, to the next generations, to that which originated from Adam. This is said in the same way as: which follows there, “This is the story of the heavens and the earth after their creation” (Genesis 2:4). Here the same Hebrew word is used. Someone who reads exactly knows that the creation of the spiritual world is described from the words “In the beginning God created the heavens and the earth” to the third verse of the second chapter. Then from the fourth verse of the second chapter on it is said: after the heavens and the earth were created the following is described. It is the most wonderful transition if one understands the matter, from the Six-Day Work to the following. Who gets involved in these matters finds that no better composed book exists than the Bible, in particular its oldest parts. The confidence that one is able to approach the Bible without spiritual research, that one is able to approach it with external documents has dissolved this perfect and harmonious work, so that it seems to be composed of nothing but pieces and fragments. One also has to follow up on the principle to read the Bible exactly and to have it. One does not have the Bible if one has only the text that suggests what it depends on. One must have the principle to go into the Bible. It is told to us during the fourth day of the Six-Day Work how the sun and moon originate, how the sun and moon cause day and night (Genesis 1:14–18). Already before, however, it was spoken in the Bible of day and night (Genesis 1, 5). One can deduce from that: day and night, which depend on the sun and moon (Genesis 1: 14–18), cannot be meant with “day” and “night,” which do not depend on the sun and moon (Genesis 1: 5). Here one can see a palpable tip where the Bible speaks of the sensuous solar day and the sensuous solar night. These originate due to the rotation of the earth around the sun. However, we can see, where the Bible points beyond this sensuous day to the supersensible, the spiritual. Those who could investigate the Bible spiritually said always to themselves if anyone has the visionary gift and can find the sense of the Bible in reality, this sense of the Bible must have come also from visionary gift. If we are able—because our soul has put itself in another state of consciousness—to look into the tremendous pictures of the Bible, then we know that the writer must also have been under the inspiration of the spiritual world. We may probably say: the time begins when one should understand more and more that there are four levels to look at the Bible today. The first level is that of naive faith. It takes the Bible with undeterred certainty and anticipates nothing of the objections that are made against the Bible today. The second level: these are the clever people, the Bible critics, who find—either by investigating internal contradictions or by the scientific point of view—that the Bible was the primitive legend work of a humankind not yet doing research. They are way beyond the Bible, they do no longer need it, and they attack it from the most different directions and say: it was good for the childish humankind. Now, however, humankind has outgrown the Bible.—These are the clever ones, the freethinkers. Then there is the third level: the human being outgrows this cleverness. Indeed, the human beings of this level are also freethinkers, but they are way beyond this second point of view; they see symbolic and mythical covers of inner soul experiences in the stories of the Bible—the Old and the New Testaments. You see what the human soul imagines shown in the Bible in symbols in the abstract. Some freethinkers have been forced to this attitude. They had to transform the viewpoint of the freethinker into that of the mythical symbolist. Then there is the fourth point of view. This is that of spiritual science I have characterised today. The day after tomorrow we follow up on this spiritual-scientific viewpoint. It shows the spiritual facts again in simple descriptions, indeed, in such a way as one can see these spiritual facts in imaginations. These are the facts that are described in the Bible. Someone who had to leave the naive viewpoint and has become a clever person or maybe a symbolist as researcher may get to the viewpoint on which the spiritual researcher stands, and then he can become able to take the Bible again literally, to take the words literally in a new sense to understand them really. For centuries, one did not criticise the Bible in reality. The Bible critics have fought against their own imaginary creation, against that which they themselves have made of the Bible. The adversaries of the Bible are such even today; they fight against their own imaginary relation, against that which they believe to understand of it; they do not affect the Bible at all. The Bible can be taken literally, one must only understand the words correctly. There is a certain tendency today that turns against such a remark: not the letter, the spirit must decide. “The letter kills, the spirit brings back to life,,” and you name it from certain relations of the letters. I wish we could bring the real Bible letter of the world again as soon as possible. The world would be surprised about the contents of the original text. As something completely new, it will appear to humankind. One is not allowed to peddle the saying around: the letter kills, the spirit brings back to life. It is usually the gentlemen's own spirit that is reflected in the letters (Faust I, v. 578–579). That applies to the symbolist in particular. If he is trivial, he puts something trivial into the symbols; if he is witty, he puts something witty into the symbols. It is with this word like with Goethe's words: And so long as you don't have it, These words suggest how the human being should come beyond the sensuous view, generally beyond the usual nature. Who would take these words as an instruction to neglect the physical has ignored that the spirit develops bit by bit from the physical. That also applies to the letter and the spirit. You must have the letter first, then you can decipher it, and then you find which the spirit is. Indeed, the letter kills, but it creates the spirit at its death, and this saying corresponds to the other: who does not have it, this “die and be transformed” remains only a gloomy guest on the dark earth. I could draw your attention only to the criticism of the Bible and to the viewpoints, which spiritual science takes towards the Bible. From the few indications I have given today, you may guess that by the work of spiritual science something like a recapture of the Bible can take place. Spiritual science shall find wisdom, independently from the Bible. However, spiritual science comes and recognises then what flowed into this Bible, and then one experiences what many have experienced out of spiritual science towards the Bible. Some things could elevate them, but the most do no longer make sense to them. Only with the help of spiritual science, the human beings understand what is said with this or that in the Bible. However, there are still other contestable passages, and one comes to the viewpoint to say, in the Bible are passages that contain deep spiritual truth, but something flowed into it that was integrated as something inorganic.—If you go on, you discover something again, and you notice that it was due to you yourselves that you were not far enough to understand the matter. You reach the point to say to yourselves, where I have believed once that the sense of the Bible cannot be maintained compared with science, there I see now: I understand the one that I have to consider the Bible with trust and admiration; I do just not yet understand the other. However, the time comes when I understand it, and I find the viewpoint where I can look into it. Spiritual science leads to the right appreciation of the Bible. We have spoken about the beginning of the Bible, about the creation from the spiritual-scientific viewpoint. The biblical studies have to go through a crisis. The investigations of spiritual science are coming up to meet them, and in new figure the old light of the Bible shines again to humankind in the future. |
83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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Thus, a sympathetic thought, for example the verdict: “Yes indeed, the tree is green,” does in fact induce a state of heat, whereas a thought in which antipathy is present, a negative judgment for example, has a chilling effect on our air-heat substance. |
83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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Nowadays, if you start to discuss, with someone who is interested in these matters, the possibility of achieving a knowledge of spiritual life in conjunction with the sensuous and physical world, you will generally meet with a sympathetic reception. At any rate, the question will be raised: Are there paths by which man can reach some kind of spiritual knowledge? even though it may often turn out that the only knowledge of a spiritual world allowed is one that takes the form of general concepts and ideas, a vague pantheism perhaps or a conception of life reminiscent of mysticism. If however you should then attempt, as it became necessary for me to do in my book Occult Science, to describe a real cosmology, a science of the origin and development of the world in specific terms, discussion with a rationalist is usually at an end. He reacts strongly to the suggestion that anyone today might be in a position, on some epistemological basis or other, to make a statement about a spiritual origin of the world, about forces operating spiritually in the world's development, and about the possibility that this development, after having passed through a sensuous and physical phase, might lead back once more into a spiritual form of existence. The reaction of the rationalist to such a suggestion, implicit in the specific descriptions in Occult Science, for example, is to avoid having anything to do with someone who makes claims of this kind. He will think that, if a man sets out to make specific statements about such matters, he is probably on the verge of losing his reason; at least, we cannot compromise ourselves by becoming involved in discussing these details. It is naturally impossible, in a single lecture, to present any details of cosmology as they follow from the philosophy of life I am advocating. Instead, I should like today to try and show you how spiritual science can arrive at a cosmology and a knowledge of the spiritual impulses underlying the world's development. The reproach that is usually levelled at anyone who now attempts such a task is that of anthropomorphism, that is of taking features of human mental life and projecting them—in accordance with one's wishes or some other predilections or prejudices—onto the cosmos. A closer examination of the way in which the philosophy of life presented here attains its cosmological results, however, should be enough to demonstrate that there cannot be the slightest question of anthropomorphism. On the contrary, this philosophy seeks its data about the world and its development through a spiritual cognition that is just as objective as the scientific study of nature. You will have gathered, from the lectures I have given so far, what the view of the world I am advocating aims at in its research methods. On the one hand, it desires to preserve everything that humanity has acquired over the last three or four centuries in scientific conscientiousness and a sure and careful method of seeking truth. In particular, this view of life certanly does not wish to exceed the limits of natural knowledge, in so far as this is appropriate, but to observe carefully where the limits of purely natural knowledge are located. The existence of such limits is much discussed today, and has been for a long time. We can say that the opinions of trained natural scientists on this subject today are founded on notions that more philosophically inclined minds derive from Kant, and other minds, to whom a more popular treatment appeals, from Schopenhauer and others. A great deal of material bearing on this point could be given. Now it is probably true to say that Kant and Schopenhauer, and all those who follow in their wake, are dangerous guides to the discernment of the limits of natural knowledge, because these thinkers, very enticingly as I would say, stopped short at a certain point in their consideration of the human cognitive faculty and the capacities of the human psyche. They drew the line at a certain point; and their approach to this point is extraordinarily shrewd. Yet the fact remains that, as soon as we become aware of the need to consider man as a whole and to take into account all that can follow from man's physical and spiritual organism in the shape of cognitive activity and inner experience, we shall also realize that a one-sided critique of the cognitive faculty can only lead to one-sided conclusions. If we wish to examine the relation of man to the world, in order to establish whether there is a path that leads from man to knowledge of the world, we must take him as a whole and consider him in his entire being. It is from this point of view that I should now like to raise the question: Assuming that the limits of our knowledge of nature, which scientists too have been discussing since Du Bois-Reymond (though they are viewed very differently today from the way he saw them half a century ago), did not exist, what would be man's position in the world? Assuming that man's theoretical cognitive faculty, by which he connects his concepts with observations and the results of experiments in order to arrive at the laws of the universe, could also penetrate without difficulty into the organic realm; if it could advance as far as life, there would be little reason why it should stop short of the higher modes of existence—the realms of soul and spirit. Assuming therefore that the ordinary consciousness we employ in the sciences and work with in ordinary life were able at all times not only to approach the outside of life, but also to penetrate below the surface of things to their inner being: if there were thus no limit of knowledge, what sort of constitution would a man need? Well, his relation to the world would be such that his entire being, his inmost experience, would be constantly entering into everything with its spiritual antennae. Though this may appear paradoxical to some people, a dispassionate observer of life and of the relationship of man to the world will realize: a being whose ordinary everyday consciousness was unlimited would inevitably lack the capacity to love. And if we reflect on the significance of this capacity for our whole life, and on what we are in life because we can love, we shall conclude: on this mortal earth we should not be men, in the sense in which we must in fact be men, if we did not have love. But love demands that we should meet another individual, whatever realm of nature it may belong to, as self-contained individuals. We must not invade this other individual with our clear and lucid thinking; on the contrary, at the very moment when we develop love, our essence must become active—that part of us which is beyond clear and pellucid concepts! The moment we were able to invade the other individual with clear and lucid concepts, love would die. Since man must be a creature of love by virtue of his task on earth, and since when man has a certain capacity it conditions his whole being, we can conclude: man definitely needs limits to his knowledge of the outside world, and must not penetrate beyond them if, within his ordinary consciousness, he is to fulfil his task here on earth. The property that enables him to be a creature of love has its obverse side in his ordinary knowledge, which has to stop at the limit that is set for us in order that we may be creatures capable of love. This is just an outline that each individual can fill out for himself; even so, it reveals something that has certain consequences. It shows, for example, that we must go forward from the premises of Kantian philosophy, and look at man as a whole, inhabiting life as a living creature. This is the first thing that the view of the world I am advocating has to say about the limits of scientific knowledge—and we shall be hearing more about them. Here is one of the two guiding principles for any view of life and the world that is to be taken seriously today. The other, to which I have already drawn attention in the last few days, can be described by saying: any view of life and the world that is to be taken seriously today must not lose itself in nebulous mysticism. It is a fact that even noble minds at the present time, observing that natural science is limited and cannot provide us with a springboard into the spiritual world, throw themselves into the arms of mysticism, especially the older forms of humanity's mystical endeavour. Yet in face of the other kinds of knowledge man requires* today, this certainly cannot be the right way. Mysticism seeks, by looking within man, to reach the actual foundations of existence. But once again, human knowledge is limited when it comes to looking within man. Assuming that man were capable of looking into himself without limit, to the point where the deepest essence of human nature is manifest, where man is in touch with the eternal springs of existence and links his personal existence with that of the cosmos: what would he then have to do without?—Those who gain great inner satisfaction from mysticism often summon up the most varied things from within themselves. I have already indicated that what is brought up in this way ultimately turns out, on closer examination by a true student of the soul, to rest on some external observation. This observation sinks into subconscious depths, is permeated by feeling and will and organic process, and then appears again in an altered form. Anything observed can undergo a transformation or metamorphosis so great that the mystic will believe he is drawing from the depths of his soul something that must demonstrate the eternal foundations of the soul itself. Even such outstanding mystics as Meister Eckhart or Johannes Tauler are not completely free from the error that creeps in when we mistake altered concepts of ordinary consciousness for independent revelations of the human soul. Objective reflection on this state of affairs, however, enables us to answer the question: What would man have to do without if, in ordinary consciousness, he could see right into himself at any moment? He would have to do without something that is essential for the well-ordered existence of our soul: a reliable memory. For what is the relation of memory to the claims of mysticism? What I am now going to outline in a rather popular way I could also present quite scientifically. But we only need an explanation, and this can be conveyed in popular terms. When we observe the outside world and inwardly transform what we experience there as whole men, so that it can later reappear as memory, the spiritual result of our external observation actually falls on something like a mirror within us. This is a simile, but at the same time it is more than a simile. Impressions from outside cannot be allowed to stimulate us so much that we carry them down into our deepest self. It must be possible for outside stimuli to be reflected. Our organism, our human essence must behave like a reflecting device. Ought we, then, to break through this reflecting device in order to reach what lies behind the mirror? That is what the mystic is trying to do, without knowing it. But we need our reliable, well-ordered memory. If there are any gaps in it, as far back into our childhood as we can remember, we shall fall victim to pathological mental states. Man must be so constituted that he retains the experiences that come from outside. He cannot therefore be so constituted that he can penetrate directly into his deepest self. If we make the mystic's attempt to penetrate into our innermost self with ordinary consciousness, we shall only reach the reflecting device. And it is right, from the point of view of our humanity, that we should there come up against the concepts we have absorbed from outside. Here again, we must look at the whole man, as he needs to be if he is to possess a memory, in order to see that mysticism is impossible for ordinary consciousness. There are thus two limits to ordinary consciousness: a limit of natural knowledge, in relation to the outside, physical and sensuous world; and a limit in relation to mystical endeavours. And it is just from a clear insight into these two limits that there can in turn arise that other endeavour I have described here as befitting a modern search for the spiritual world. I mean the endeavour to draw from the soul dormant powers of cognition, so that by attaining a different form of consciousness we can see into the spiritual world. With the kinds of knowledge I have been speaking of in the last few days, we can look at man as a creature capable of love and as a creature capable of memory. When we do so, we shall recognize that ordinary consciousness (operating through the senses, the intellect and the logical faculty) must call a halt in face of the outside world: for it is only by treating itself as a mere instrument for systematizing the outside world that it can become capable of developing further and creating that vitalized thinking of which I have spoken in previous lectures. When we examine our own reaction to nature by means of this vitalized thinking, we find that, at the very moment when we have developed our logical faculty to the point where it provides a means of systematizing external phenomena, our ordinary consciousness is extinguished in the act of cognition. However clear our consciousness is up to a certain point in a given process of knowing nature, at this point it really goes over in part into a state of sleep, into the subconscious. Why is this? It is because at this point there must come into operation the faculty that diffuses something more than abstract thinking into the world around us: one that carries our being out into it. For inasmuch as we love, our relationship to the world around us is not one of cognition but one of reality, a real relationship of being. Only by developing vital thinking are we able to carry over our experience into the reality of things. We pour out our vitalized thoughts; follow up the beginnings of spiritual life that exist outside (in the shape of spiritual world-rhythm and appearance); and, by cultivating empty consciousness as I have described, advance further and further into the spiritual world, which is linked with the physical and sensuous one. Compared with ordinary consciousness, we feel, in a super-sensible act of cognition of this kind, as if we have been awakened from sleep. We eavesdrop on our being as it becomes a living thing. Here is something that can make a more shattering impression on the seeker after spiritual experience than anything he can obtain by repeating the experience of the profoundest mystic. More moving than the latter's absorption in his inner self is the moment of realizing that, at a certain instant of higher cognition, man must pour out his own self as being into the outside world, and that the act of cognition transforms mere knowledge into real life, into a real symbiosis with the outside world. At first, however, this is linked with an appreciable intensification of the sense of self. What happens is something like this: in ordinary cognition of the outside world, our ego goes as far as the frontiers of nature. Here, the ego is repulsed. We feel surrounded on all sides by psychic walls, so to speak. This in turn has repercussions on the sense of self. The sense of self has its own strength, and it gets the right temper precisely through the fact that, along with this feeling of something like confinement, there is intermingled that self-surrender to the world and its creatures that comes of love. In super-sensible cognition, the self is made even stronger, and there is, we may say, a danger that it will transform the love that rightfully exists on earth into a selfish submersion in things, that it will effusively thrust and insinuate itself into things. By so doing, the self will expand. That is why, in my book Knowledge of the Higher Worlds and Its Attainment, I attach so much weight to the preparatory exercises. These exercises are aimed at self-discipline in relation to the sense of self, and at helping us to develop the necessary capacity for love in ordinary life and ordinary consciousness, before attempting to move into the super-sensible world by means of higher knowledge. We must be mentally, physically and spiritually healthy in this respect, before we can enter the spiritual world in a way that is healthy. If we are, then no one will be able to raise the more or less philistine objection that there is something uncomfortable about listening in to our own capacity for love. To do so makes a shattering impression, it is true. We see ourselves as never before in ordinary consciousness. What we attain in higher cognition, however, does not incorporate itself into the memory—if it did, we should be capable of marching through life fondly contemplating our own capacity for love, which would make us inadequate as people. And, remembering this, you will know what to make of these demands on super-sensible knowledge. So much for the relation of super-sensible knowledge to the capacity for love, from an intellectual standpoint. But what do we experience as a result of it? It is clear from what I have said already that we effuse our intensified self into our surroundings. In this way the self moves forward to the spiritual sphere, and we now come up against the curious fact that, by making ourselves increasingly able to enter into the outside world, we actually arrive at knowledge of our psychic and our spiritual self. Goethe's instinct in rejecting the knowledge of self that results from brooding introspection was, I would say, a healthy one. He had hard things to say about this kind of mystical self-knowledge. Man can attain true self-knowledge only if, by strengthening his otherwise dormant powers of knowledge, he attains the capacity to explore with his self the outside world. It is in the world outside that man finds his real knowledge of self! We must learn to reach a true knowledge of the world, in the modern sense, by turning many familiar concepts almost back to front. And so it is with the concept of self-knowledge: look out at the world, travel further and further into the distance; in strengthening, by the development of cognitive powers, your capacity to explore these distances, you will find your real self. We can therefore say: the cosmos allows us to penetrate it to gain super-sensible knowledge; and what it gives back to us as a result of this penetration is precisely our knowledge of self. Let us look at this other aspect of experience, which is sometimes sought by a false mystical path. I have shown how the human will can be developed, and how it is possible to develop dormant powers. The will can be developed to such an extent that the whole man becomes a kind of sense-organ, or rather spirit-organ—becomes, that is, as transparent in soul and spirit as the human eye is transparent. We need only recall how selfless (in a material sense) the human eye must be to act as the organ of sight. If the eye were to fill with self-assertive material, our field of vision would at once grow dim. Our entire human nature must come to be like this, on the spiritual plane. Our entire being, soul and spirit, must become transparent. With what is vital in our will, we can then enter the spiritual world even during our earthly existence. There now supervenes, however, what I already hinted at yesterday: by seeing the spiritual world, we are enabled to comprehend our inner self. And, as I explained yesterday, when as physical and sensuous beings we confront the outside world, we enter into its sensuous and physical phenomena with our entire being, and carry away with us psychic memory-images. Indeed, our soul is made up of these images. We can say therefore: what is physical and sensuous without is seen as semblance within. Conversely, I would say: in attaining the capacity to look out, through the spirit-organ that is our self, into the outside world as a spiritual one, with spiritual entities and events, we perceive our own inner physical body. We learn to know the substance of our lungs, heart and other organs. The spirituality of the outside world is reflected by the physical nature within us, just as the physical outside world is reflected by our spiritual, abstract nature. But the way thus opened up to us of learning to know ourselves by contemplating the outside world, turns out to be a very concrete one. We come to know the place of the individual organs in man's total substance. Gradually, we learn to perceive the harmony between the individual processes in these organs. The first discovery we make is as follows: what the mystic is angling for in his clouded waters turn out, ultimately, to be transformed memories; but they often contain an admixture of something produced by an organic activity. He doesn't know this, of course. He believes that he is piercing the internal mirror that underlies memory. He is not piercing it. The processes of our organic being beat like waves upon the other side of the mirror. The mystic is not aware of what is really going on: he is only aware of a change in the memories that are reflected. Without becoming guilty of philistinism in the process, we are forced to reduce much that is beautiful, poetic, mystical, to prose and say: much that this or that mystic has drawn up from his soul in this way is not the expression of spiritual existence, but only a consequence of the surge of inner organic processes. Wonderful mystical accounts of ancient and recent times—from which those who take pleasure in such things can gain an extraordinarily poetic impression—are in the last analysis, for anyone who can see things objectively, no more than the expression of inner processes in human nature itself. It seems philistine to have to say: something mystical makes its appearance; it strikes us as poetic, and yet to anyone who understands, it represents the impact of certain vital processes on the memories. For the serious seeker after knowledge, it does not become entirely valueless on that account. For the truth in anything that is said does not reside in the way in which it is presented, which may be agreeable to limited minds, but rather in the fact that a genuine attempt is being made to get nearer to the root of the matter. The nebulous mystic remains caught in ordinary consciousness. The man who goes beyond this and, after first ensuring his psychic health by means of preparatory exercises that emphasize the formation of a healthy memory, pierces this mirror of memory and really looks into himself, will see there the effects of wide-ranging processes, originating in the spiritual outside world and continuing still in the spiritual world. In this way we come to know man, and to say to ourselves: what the abstract idealist may regard as something base in man, because he is looking at it only physiologically or anatomically, from the outside—man's inner organism—is a wonderful consequence of the entire cosmos. And when we really come to know this inner organism, this is what we discover: when we look into our spiritual self and go back in memory over much that we have experienced in life, we can then, from what we revive within us at a congenial hour, conjure up these experiences before our mind's eye, if only as shades. From the image-content our soul has absorbed from the outside world, we can once again conjure up this world before our soul in a way that satisfies us. If we also learn to know our comprehensive inner organism, and learn how its individual parts are spiritually derived from the cosmos, our entire being, as we now perceive it, will present itself as a record of cosmic memories. We look into ourselves, not now with the eye of the nebulous mystic, but with an awakened “mind's eye,” and can perceive the nature of our lungs, our heart, the whole of the rest of our organism, looked at spiritually, inwardly. All this presents itself to us as memory of the world, recorded in man just as our memory of the life between birth and the present is recorded in the soul. There now appears in us what we can call knowledge of man as a memory of the world, a replica of the world's development and of the course of the cosmos. The first thing to do is to familiarize yourselves with the detailed exercises that must be undertaken before man arrives at such a knowledge of self—not the brooding self-knowledge of ordinary introspection, as it is called, but the self-knowledge that sees in each of our internal organs something like a combination of spiritual elements resulting from certain spiritual processes in the cosmos. Once they have understood this aspect of man, people will no longer accuse us of transposing what is in our soul anthropomorphically into the world, in order to explain the world in a spiritual way. Instead, they will say: We first attempt, cautiously and seriously, to penetrate inside man, and there will then be revealed to us the cosmos, just as when we look at memories the sum of personal experience reveals itself. Such things may appear paradoxical to present-day consciousness, and yet this consciousness is on the way to apprehending them. There is a longing to follow up certain trends of thought that are already there. When men do so—a certain amount of practice is, of course, required—the thoughts that lie along these lines will develop more and more into vitalized thoughts. And when, in addition to this, the will has been developed, men will enter increasingly upon this kind of self-knowledge and see that, whilst on the one hand the continual advance of the self into the outside world leads to knowledge of self, penetration into the depths of man's nature leads outward from man to knowledge of the world. To cultivate a disinterested approach to these matters, it is necessary to look at the nature of man in a way that is different from that usually adopted today. People today dissect man's bone system, muscle system and nervous system, and take the results as a definition of his physical being. They can then envisage man as if he were a creature of solid material constituents. Yet everyone today knows that, essentially, man is not made up of solid constituents: for the most part—some ninety per cent, in fact—he is a column of water. Everyone today knows that the air I have just breathed in was previously outside in the world, and that the air I now have functioning within me will later be outside once more and belong to the world. And finally, everyone can comprehend that the human organism has a continuous exchange of heat. When we look at man in this way, we gradually escape from our illusion of his solidity. We recognize it as an illusion, and yet we cling to it in our soul, as if believing that man resembled the rough sketch anatomy gives of him. With equal justification, we shall come to regard the liquid in man as part of his being—what vibrates, surges and creates in man the liquid being. We shall come to perceive that the air in man is also part of his being. And finally, we may come to comprehend that the air inside us that vibrates, surges, moves up and down, diffuses itself through the currents in our veins and functions within us, is warmed in some places and cooled in others. The soul-spiritual element that we carry within us today in this more or less abstract form suffers from a marked semblance character, so that we can really only perceive it from within, as we say. Nor can we escape from this perception from within by looking at what physiology and anatomy tell us about man. All the magnificent results that ordinary science has achieved present us with a solid shape of complex structure; yet it is one quite different in kind from what we observe within us when we visualize our thinking, feeling and volition, and we cannot find a bridge from one to the other. We can watch the struggles of psychologists to establish a relationship between what they comprehend in its abstractness and semblance nature—the only way that is open to their inward perception—and what exists outside. The two things are so far apart that we cannot establish a connection between them directly, through ordinary consciousness. But if we proceed without prejudice and fix our eyes, not upon an illusion of the solid man, but upon man as a being of liquid, a being of air and heat, then by a process of empathy with ourselves we shall become aware of the flow of heat and cold in the currents of our respiratory circulation, if we provide a basis on which we can do so. We can reach such a basis by the path of higher knowledge as I have tried to describe it in the last few days. In learning to apprehend the air that vibrates inside us, we remain more or less within the physical realm; but when we apprehend it and then transfer the vitalized thinking that detects something of reality within, the bridge is established for us. And if we become aware of man down to the details of his temperature variations, and condense the psychic element until, out of its abstractness, it attains to reality, we shall find the bridge. Condensed in this way, the life of the soul can link itself with rarefied physical experience. When we begin to penetrate ourselves and thereby perceive how vitalized thought moves in our being of air, if I may so express myself, in which there are certain temperature variations, we gradually see how in fact differences of thought can also operate in our human organism. Thus, a sympathetic thought, for example the verdict: “Yes indeed, the tree is green,” does in fact induce a state of heat, whereas a thought in which antipathy is present, a negative judgment for example, has a chilling effect on our air-heat substance. In this way, we see how the psychic element continues to vibrate and create through finer materiality into denser materiality. We find it possible to direct our path of knowledge into the human organism too in such a way that we start with the psychic and go on into the material. This in turn makes it possible for us to advance further and further towards what I have just been describing: an inner knowledge of the human organism. For the psyche will not unveil itself to us until we can trace the various levels of materiality—water, air and fire—in the individual organs. We must first condense the psychic element; only then shall we reach man's physical nature and come in turn, by passing through this, to the spiritual basis of our physical organism. Just as, when we sink shafts into ourselves with the aid of memory, we discover the laid-up experiences of our individual existence on earth, so too, in thus descending into the whole man, we shall find the spiritual element that has come down from the spiritual world through conception, foetal development and so on. In clothing itself in us, with what it acquires from the earth, this spiritual element becomes world-memory. We find the cosmos stored up as recollection inside us. And we thus find it possible—exactly as in ordinary consciousness we can remember the individual experience of personal existence—to survey the cosmos through inward contemplation. You will perhaps ask: Yes, but when we get back to very early states of the earth by means of this world-memory, how can we avoid the danger of a general description of spirit usurping the concrete world-recollection? Once again, we only need to make a comparison with ordinary memory. Because our memory is well ordered, we shall not, in feeling some experience that has taken place ten years before float to the surface, refer it to events that have only just taken place. The content of the memory itself helps us to date it correctly. Similarly, when we understand our organism aright, we find that each of its separate parts points to the relevant moment in the world's development. In the last analysis, what natural science produces theoretically by extending its observations from the present back into earlier ages can only properly be completed by man's self-contemplation, which leads to a real world-recollection, a world-memory. Otherwise, we shall always be condemned to fall into curious errors when we construct hypothetical theories of world-evolution. What I am about to say may sound trivial, but it will illustrate my point. The so-called Kant-Laplace theory, now of course modified—the theory of how the individual bodies in the solar system split off from a nebula in the universe—is commonly illustrated by taking a drop of oil, making a hole in a circular piece of card, fastening a pin through it, and rotating the drop of oil by means of the pin. Individual droplets separate off and continue to revolve round the main drop. A miniature solar system forms, and from the standpoint of the ordinary scientist one can say: The same thing, on a larger scale, took place out there in space! But something else is also true: anyone demonstrating something like this, to illustrate the origin of our solar system, would have to take all the factors into account; he would thus have to take into account the teacher standing there and rotating the drop of oil. He would have to place an enormous teacher out in space, to rotate the cloud. This point, however, has been forgotten in the experiment I have described. Elsewhere in life, it is a very fine thing to forget the self; but in an experiment, in illustrating important and serious problems, one must not forget such things. Well, the philosophy of life I am advocating does not forget them. It accepts what is justified in natural science, but also adds what can be seen in the spirit. And here, of course, we do not find an enormous individual, but rather a spiritual world, which has to be superimposed on the material development. We thereby permeate the Kant-Laplace primal nebula which, perhaps rightly, has been posited, with the spiritual entities and forces operative in it. And we permeate what will become of the earth in the so-called heat-death, of which present-day science speaks, with spiritual entities and forces. After the heat-death, these will then carry the spiritual element out into other worlds, just as the spiritual element in man is carried out into other worlds when the body disintegrates into its earthly elements. In this way we attain something significant for our time. I have demonstrated, I think, that what is ordinarily apprehended only in abstract cognition—the spiritual element, which cannot be reconciled with the material—is infinitely far removed mentally from matter. What has followed from this for our entire cultural life? Because in ordinary consciousness we are unable to reconcile the spiritual and the material, we have a purely material view of the world's history: we form concepts of a purely physical process, with a beginning conceived in purely physical terms, in accordance with the laws of mechanics, and an end conceived, in accordance with thermodynamics, as the heat-death of the earth. At the same time, we are aware of ourselves as men, standing inside this process and evolving from it in a way that is certainly unintelligible to present-day science. If we are honest, however, we have to admit that we can never connect up our mental experience with what goes on outside in the material sphere. And at this deepest level of the soul, interwoven with our thinking, feeling and volition, are moral impulses and religious forces. They live within us, in the spiritual element we cannot reconcile with the material. And so, perhaps, the man of today, with his consciousness, may conclude: natural science leads us only to a material process; this alone makes up exact science; for moral impulses and religious forces, we require concepts of faith! This view, however, is incompatible with a serious life of the soul. And in their unconscious minds, serious people today feel (though they may not admit) that the earth has evolved from the purely material. From this emerges a kind of bubble. There arise cloud-formations, and indeed shapes thinner even than clouds, mere illusions. In these exist the greatest value we can absorb as men, all our cultural values. We go on living for a while, and one day there supervenes the earth's entry into its heat-death, which can be foretold on external scientific evidence. At this point, it is as if all life on earth is buried in an enormous graveyard. The most valuable things that have arisen from our human life, our finest and noblest ideals, are buried alongside what was the material substance of the earth. You can say that you don't believe it. But anyone who reacts honestly to what is often thought about these things today by people who reject independent spiritual research, could not avoid the inner dissonance and pessimism that arise in face of the question: What is to become of our spiritual activity if we regard the world in a purely material sense, as we are accustomed to do in exact science as it is called? This is the origin of the wide gulf that yawns in our time between religious and moral life and the natural approach to things. It seems to me that, in these circumstances, a genuine seership, an exact vision is called for, one suited to modern man, to establish a bridge between spiritual and material, by providing a basis of reality for the spiritual and taking from the material its coarseness as I would call it. That is above all what we bring before us when we look at things as we have done today. We have seen the spiritual in man himself gradually passing over into his heat and air variations. By descending into the coarser material sphere and seeing how the finer element flows into vitalized thinking, we shall we able to think our way into the cosmos and understand correctly something like the heat-death of the earth—because we know how our own human heat in its differentiation is permeated by vitalized thinking. And from the standpoint of the world-memory that appears in ourselves, we can look at what is spiritually active in the material processes of the world. In this way we arrive at a real reconciliation between what presents itself to us spiritually and what presents itself to us materially. There is, it is true, much in people's hearts today that still militates against such a reconciliation. For in recent centuries we have grown accustomed to count truths as exact only where they rest upon a solid basis of sensory observation, in which we surrender passively to the outside world. What has been observed on this kind of solid basis is then built up into natural laws and natural theories; and theories are accepted as valid only when they rest upon this solid basis of sensory observation. Those who think like this are people who will only admit ordinary gravity to operate in space, and who say: “The earth has its gravity, and bodies must fall towards the earth and have a support, because they cannot float about freely in space.” This is true, so long as we are standing on the earth and considering the earth's gravity in relation to its immediate surroundings. But if we look out into space, we know that we cannot say: “The heavenly bodies must be supported,” but must say: “They support one another.” We need to attain this attitude, in a form appropriate to the spirit, for our inner universe of knowledge. We must be capable of developing truths that specifically do not require the support of sensory perception, but support one another as do the heavenly bodies in space. This is, in fact, a precondition for the attainment of a real cosmology, one that is not made up simply of material processes, but in which the material is shot through with soul and spirit. And such a cosmology is needed by modern man. We shall see how he needs it even for his immediate social tasks. But not until we perceive how the really significant truths support one another shall we understand how we can win through to a cosmology of this kind. Such a cosmology results when we accept as valid the way in which true self-knowledge is attained. We do not attain it anthropomorphically, by going out into the universe with our own experience of self. By entering the outside world, we discover more and more about our ego and so achieve knowledge of self. And when we then go down into it, our inner self becomes world-memory and we learn world-knowledge. Many people already sense the nature of the secret pertaining to knowledge of the world. I should like to express in two sentences what they divine. Self-knowledge and world-knowledge must be truths that mutually support each other. And of this nature, moving to and fro in a pendulum motion, are the truths that are attained by the philosophy of the world and of life I am here describing: as self-knowledge and as world-knowledge. The two sentences in which I should like to sum this up are the following: If you would know yourself, seek yourself in the universe; if you would know the world, penetrate your own depths. Your own depths will reveal to you, as in a world-memory, the secrets of the cosmos. |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach. The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul. In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul. Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment. We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day. In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread. They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality. It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions. What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case. We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject. Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface. We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them. It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation. What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand. Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering. How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries. We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear. I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free. One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking. The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man. We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows. We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective. And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self. In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him. This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required. We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul. It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm. And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared! As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere. In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines: To Nature's heart Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller: ‘To Nature's heart Still the cry goes, Look in your own heart, man, and tell Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature. This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature. Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view. We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner. We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character? Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake. With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep. In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills. Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature. It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities. Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul. As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world. The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being. At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul. It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold. We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place. Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature. To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say: To Nature's heart Goethe replies: Nature is neither kernel nor shell, We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being. Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.” One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.
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162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Tr. Unknown Rudolf Steiner |
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Actually they pictured, that is they experienced 'red' or 'green' or any other colour as flowing current. Try to conceive this vividly: blue = flowing current; red = flowing current; conceive, too, of the other sense-experiences in the same way—streaming, but only in time, letting no real spatial concept, intermingle ... we can say: at the transition from Moon- to Earth-existence one can feel how the mere time-quality was yoked into the spatial. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Tr. Unknown Rudolf Steiner |
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My dear friends, I should like to put together various things today which will give us the possibility of going into some important matters that we will speak of in connection with our present subject. Let us suppose that here were the surface of the earth—arable land, meadow, or what you will (a drawing was made), and plants, any kind of plants grew in this meadow. And suppose that here were a worm or some little creature, that lives and burrows under the earth and has its home under the earth and never comes above the surface. This little grub or caterpillar, or whatever it is, creeps about inside and learns by its creeping about to know the roots of these plants. Naturally, as this creature never comes out above the surface of the earth, it only learns to know the roots of the plants, it learns to know nothing else; it creeps about and learns to recognise the roots. And what will happen is the following, is it not? When a certain time comes in this creeping about of the caterpillar, processes are going on up above in the plants, in the whole plant nature; real processes are going on which are dependent on the sunshine, on the sun's giving out a certain warmth. The processes which the plants are undergoing naturally also bring about changes in the roots. When the plant above begins to put out fresh shoots and to bear blossoms, changes occur similarly in the roots. All the roots processes are affected when something occurs above. So we can say: when this worm is creeping about underneath, up above, caused by sun-activities, shoots, leaves, fruits are called forth, and processes are then brought about in the roots. But the caterpillar only crawls about in the earth; it creeps from root to root. Now let us for once suppose—hypothetically we can accept it—that this caterpillar or grub were a worm-philosopher or a caterpillar-philosopher, and evolved a world-conception. Thus it creeps about there down below the earth and makes itself a world-conception. In the picture that it devises as world-conception, there can naturally never play a role, the fact that the sun comes and the shoots spring forth—for the caterpillar can know nothing of this; it creeps around, this caterpillar, this worm, and studies the changes in the roots, and notices quite clearly that something is going on, that the roots become different, and also that in the part of the earth lying round something is happening, and he now expresses all he knows, this worm. He expresses all of this, but in the picture of the world which he makes for himself, never a word is to be found about the existence of the sun, the coming forth of the plants; this indeed is self-evident. That is to say, a world-conception arisen in this worm-philosopher which will give a proper picture of the condition under the earth, whether it becomes damper, becomes warmer ... To be sure he does not know, this worm, whence this warmth comes ... That it becomes warmer, that all sorts of processes go on in the roots, all that he comprehends. And let us suppose the worm were not an ordinary worm-philosopher but was inspired by some modern philosopher of the opinion so current today, that all depends on cause and effect, everything is subjected to causality, as it is expressed in a scientifically philosophical-technical way. Then this worm will creep about down below and will call one thing a cause and another an effect and say: Now the earth becomes somewhat warmer from above downwards; that causes alterations in the roots. With the further processes he will represent the one as cause and the further processes in the roots as effects, and so on ... and a consistent picture will emerge, which classifies all the processes under the earth as cause and effect. But it would not include that fact that the sun shines, and the plants come out, and through this the processes in the roots are changed. Still, the worm's world-picture would be quite a consistent one. It could be a genuine picture of causality, there need be nothing lacking in the chain of cause and effect. Now you see, it is quite clear to you, I think, that this worm-philosophy represents a one-sided world-conception which is quite correct ... except that it lacks what man considers the most important of all. That is, that the sun comes with its warmth and light and brings about what the worm actually observes down there below; it is clear, indeed, how in fact his whole causality only depends on the fact that he does not come up above the surface of the earth. You see, as a matter of fact, such worms are the people who philosophize today on the chain of causality, of causes and effects. The image is completely opposite: men makes researches into what their senses see; and move about in what—well, not in what is shut off spatially from above—but in what is shut off through sense observation, and they simply do not perceive the spiritual extended everywhere, that causes the causes. They do not distinguish the spiritual which is behind cause and effect. It is really an exact analogy. Now if the worm should suddenly come out and see the sun, he could discover that the cause of all he has puzzled out down below is, as a matter of fact, what other beings up above are seeing, and that his world-conception simply does not hold good. He would have to realize that what he himself underneath has had as perceptions of differences, is up above. It is just the same when one raises oneself from ordinary human sight to spiritual sight, for one notes how then something comes into the sense-world which cannot be perceived under ordinary circumstances. You also see from this how the much vaunted inner completeness of a world-conception means nothing for its correctness. One who can set himself genuinely with his whole heart and soul into this worm-existence can give the assurance that nothing at all in this worm-conception need rest on a logical error. Hence all logic can be correct and complete in itself, there need be no logical error in it, it can be a world-conception completely tenable inwardly. You will realize from this, however, that it is in no way a question of being able or not able to prove something with the instruments of the world in which man is. I have often referred to this from other aspects. This we are not concerned with, whether or not a man can prove something with the means offered by the world in which he dwells. World-conceptions can have ever such fine proofs in themselves, they still remain—well—let us say: worm-world-conceptions. When we let this really work upon our soul, we see what stands behind of great importance: we note how—when we once guess that there are yet other worlds—a kind of general world -the duty arises of entering into those other worlds. For no matter how complete in itself is a world-conception, it does not follow that it gives one any knowledge of the actual events and processes. And this is truly what one finds with the majority of the philosophies of today and the immediate past; they are worm-conceptions. They are complete in themselves in a really extraordinarily logical way, they have an immense amount of value for the worlds in which man dwells; but they are only constructed with the means of the worlds in which man dwells. You see from this that you cannot rely on so-called proofs, unless you first come to understand where these proofs originate. For our time, it is truly a matter of getting a feeling for the way other worlds permeate our world, for the way other worlds allow themselves to become manifest. Certainly, this is difficult. For truly, conditions for the worm are such that he lives underground; the worm would not endure well up above, if he were forced to go out there; first he would have to adapt himself to the new conditions. Thus it is also difficult for the human being, when he detaches himself as soul from his bodily nature, to adapt himself to the new conditions. Now you can raise a question, my dear friends, you can say: ‘Fine, you have now compared the world in which the human being lives with his senses to the world under the earth. Show us something, anything at all, that limits, truly limits our ordinary sense-world conception in any such way.’ One can raise this point quite seriously. In the course of the process of consecutive formation of Saturn, Sun and Moon, Time (during the Moon-existence) and Space (during the Earth-existence) first entered into humanity's world conception. When we speak of Saturn, Sun and Moon, and use spatial conceptions to aid is that description, we actually speak only in Imaginations, and we must remain conscious throughout of the fact that when we speak of these three worlds in spatial conceptions, these space-conceptions have only as much to do with what was brought to completion in those worlds as ... well, let us say, as the forms of the letters of the alphabet have to do with the meanings of the words. We must not take contemporary conceptions as they are, but rather as signs, as images of these worlds. For Space only has meaning for that which evolves within the span of Earth-existence, and Time has actually only become meaningful since the separation of the Old Moon from the Sun; that is the strict point in which the Old Moon separated from the Sun. Then for the first time it is possible to speak of events occurring in time, as we speak today. Since, however, we have our mental concepts in time and space—for everything external that we conceive is in space, everything that we bring to consciousness and let arise within, runs its course in time—we are thereby between birth and death, but only between birth and death, shut in by space and time, as the worm dwells down there in its earth. Space and time are our boundaries, just as the earth substance is the worm's boundary. We are worms of space and worms of time; we are so, truly, in a quite high, in a quite exact sense. For as incarnated men we move about in space; we observe things in space, and that which observes is our soul, which itself lives in the concepts (Vorstellungen). Between birth and death time goes on, from falling asleep to awakening time goes on. The comparison is by no means a bad one, when one sees the reality. Insofar as our soul is enclosed in the body, as regards the world-picture it forms, it is truly a worm, who creeps about in space and who, if it wishes to arrive at realities, must come out of space. Then it must also get accustomed to viewing things not merely under time-conditions, but under conditions, for which that which takes its course in time is nothing but an outer sign, like a letter of the alphabet. Now after I have called attention to this, I will lead these studies over to the realm of soul and spirit. Just as the coming plant is already actually contained in the seed, so, naturally, there was already contained in an earlier germinal state, what has developed for man today on earth in perceptions of space and time. I have already pointed out here in one connection that rudiments were already contained in Saturn, Sun, Moon. So that when here on earth we assign a certain meaning to what goes on around us, we must as it were see this meaning already present, in the old evolution of the Moon, the Sun, etc. With the forming of time and the forming of space, the meaning of life on earth must in some way have prepared itself. The forming of space and time must have so come about that then the meaning of the earth-life was added to it like a kind of flower. Now we can picture these processes—Saturn, Sun and Moon in the following way. We can say: We have an Old Saturn existence which is surrounded by the cosmos; we have an Old Sun-existence, again surrounded by the cosmos; we have an Old Moon-existence but already developing out of it a sort of neighbouring planet (you may read this in my Occult Science and we have then learnt to know that the Earth separates from the Sun and again from the Moon. If the man of materialistic thought (I will suppose what is most favourable for our Spiritual Science) could prevail on himself to believe in these developments, he would still have to overcome the next step, which consists fundamentally in the fact that the whole evolution (origin of Saturn, of the Sun, further development to Moon, separation of the Moon, separation of Earth, Sun and Moon) all really occurs in order to make Man possible, as he is on earth. Just as the processes of a plant's root- and leaf-building happen in order to make possible the blossom and the fruit, so do all these processes, these macrocosmic processes, happen in order to make possible our life on earth; they arise so that we may live on earth in the way we do. One could also say: These processes are the roots of our earth-life; this life is there so that we can develop on Earth as we do. Let us be quite clear that we have to do with the separation of the Sun on the one hand, the separation of the Moon on the other hand—that we have to do with separations so that our Earth could come into existence as Earth. That is to say, we were left behind on the Earth planet, and Sun and Moon separated from us and work on the earth from outside. That had to come about, otherwise nothing could have developed in us as it does on earth. For everything to develop on Earth in the way it does it was necessary that once in primeval times Sun and Moon were united with the earth and that then they separated, and now let their activity shine in from outside upon the earth. That is absolutely necessary. Now I should like to show that our inner soul life has taken on quite distinct configurations through the fact that this has taken place. Among the very varied ideas which we have—I could adduce many as examples—and which play a certain role in the whole state of our earth existence, is the idea of ‘possessing something,’ ‘having something.’ This implies that our own person unites itself with something which is outside the personality. We speak in the rarest cases of possessing our arm and our nose, for most people experience their arm or nose as so much belonging to them that they do not speak of a possession. But what could be separated and then belongs to us we describe purely in the legal sense as a possession, a genuine possession. Now the concept of possessing something which is outside could not be formed in us at all, if there had not arisen the separation of what had formerly belonged to the earth, and the being drawn in again of the Sun and Moon to the earth. Our life was quite different on the Old Sun. There Sun and Moon were united as Sun with what were processes of Earth; they were inwardly united with the whole human existence. There the human being could say: ‘Sun activity in me,’ ‘I Sun activity’ (if he could have said ‘I’ already, as the archangels could) ‘I Sun activity’; not ‘the sun shines on me, Sun activity comes toward me.’ This Planet or Fixed Star Sun had to be separated so that we as earth men could develop this special configuration of the possession-concept. Now this is connected with something else. Imagine an Archangel on the old Sun-existence; he says: ‘I Sun.’ That we see something rests upon the fact that the sun's rays or other light-rays shine on the object and are thrown back to us. Were the sun to shine from the midst of the earth, we should see nothing of the objects which are upon the earth. We should then say: ‘I Sun,’ ‘I Light,’ but we should not separate the individual objects, we should not see them. Thus something else still is connected with this. In the Earth's evolution from Saturn, Sun, Moon to Earth, we have for the first time, through this macrocosmic constellation, the possibility of seeing and perceiving objects as we do now. Such perceptions were naturally not present during the Sun-existence. Although the first rudiments of our sense-organs had already been prepared on Old Saturn, they were only opened upon the Earth, only there were they made organs of perception. These rudiments on Saturn were blind and unperceiving sense-organs. The sense-organs were first opened by the separation of the Sun and the departure of the Moon from the earth. You see from this that two processes go parallel—the activity of our sense-perceptions and the sight of external objects, and running parallel with this, the possession-concept. For how do we come to the concept of possession? You could not imagine that an Archangel during the Sun-existence wished to possess anything. He does not behold things; he is everything. If all objects and beings of the earth were like this, they would never have the urge to want to possess anything. With this development of the senses develops for the first time the possession-concept, the possession-concept is not separable from the development of the senses; these two things run parallel. The senses were on the one side, and something like the possession-concept on the other side. Other concepts can also be taken. And when we consider in a more comprehensive sense what stands in the religious records, in the Bible (for in such records as the Bible very many things lie concealed)—then we can say: What is given at the beginning of the Bible about the Luciferic temptation is connected with the promise of Lucifer to man that his senses shall be developed: ‘Your eyes shall be opened.’ He means that all senses shall be opened—the eyes only stand for the senses as a whole. In this way he has guided the senses to external things and at the same time called forth the concept of possession. If we wished to relate somewhat more in detail what Lucifer promised to the woman we should have to say: You will become as gods, your senses will be opened; you will distinguish between what pleases you and does not please you, what you call good and evil, and you will wish to possess all that pleases you, that you call good.—One must connect all this with the Luciferic temptation. Now we must reflect about something, if we wish to grasp aright such a conception as I have now developed. Here is one of the points where it is necessary in a lecture on Spiritual Science to call upon the reflection and meditation of each individual who wants to assimilate what is given. One must reflect upon something; In developing for you the arising of the senses, the perception of objects, and the evolution of the possession-concept, we have not been obliged to introduce any concept of space or time. To be sure, if a man wants to picture these things to himself, if he sketches them on a board, he avails himself of the assistance of the space and time idea. But in order to grasp what this means: 'the senses are opened' or 'the possession-concept is developed' one does not need the idea of space and time. These things are independent of space and time. You do not need to think you are spatially distant from something when you want to possess it; nor do you need to call on the time-processes. I have said, here one must summon self-reflection, for everyone can object: ‘I cannot do it’ ... But if he makes sufficient effort, he can imagine such things without the aid of space and time concept. Indeed, something else is true: when you try to bring such concepts clearly to consciousness, that is, to meditate them as I have just done with you, you gradually come out beyond the idea of space and time. You come out into a world where space and time really do not-play the eminent role in your experience that they play in everyday life. Now there exists in the evolution of humanity a peculiar longing. Wherever in history we meet with the human race in its innermost striving, we come upon a certain longing. And that is the longing to have concepts which are independent of space and time, which have nothing to do with space and time. Historical events are transformed into myths, or in the historical presentation there is an indication of the spiritual in order to make it possible to show how historical events take a mythical form. And the further we look back in history, for instance, the more we find as historical traditions, the historical facts veiled in the myth. Only reflect how already in ancient Greek history all is veiled in myth and in regard to earlier mid-European history all is enveloped in myth and legend! The further one goes back the more one is removed from the external, merely physical feeling of facts, and the presentation plunges into symbolism. When you study myths you will remark that in the arising of myths there is clearly to be seen the desire to work oneself out of space and time. Not only that fairy tales—the most elementary myths—often depict how some human being (I am thinking of the Sleeping Beauty) passes out of time and enters the timeless, but when you examine myths you will see that you do not rightly know which facts are meant to be spiritual. Something that lies centuries earlier may be related later. Sometimes, too, facts which lie hundreds of years apart in history are welded together in a myth. The myth seeks to lift itself above space and time. This means that there lives in man's existence the longing to rise above this space-condition which makes us think and visualise in space and time. There is a longing to live in such concepts as depict, free of space and time, those realities which rule as the eternal things in the succession of events in our space and time existence, or, if they have once been formed, remain as the eternal things. You see, if you take what I have just said together with something which I said last time you will see a wonderful connection. I said that if a Luciferic quality was not active in us, we should see that our world of concepts is really in the Old Moon. But now it follows from this that the Old Moon is actually present, has remained, and that it is only Lucifer who bewitches us into thinking that our concept is now in ourself. Thus time becomes there a means of deception and illusion for Lucifer. The ancient Moon-existence endures and so also do things that arise, endure. Our possession-concepts are enduring. This means that what earthly man develops as social earthly-order, by reason of his possession-concept, this remains, this will also still be in existence when the Jupiter and Venus conditions are one day there. And then if corresponding temptations do not come as Luciferic and Ahrimanic temptations, one will see how social orders were formed on earth through the possession-idea. They will then present something like physical orders. For that is a part of Maya-existence, of illusion—the idea that things pass away; in reality they are enduring, in reality they go on subsisting. And already, if one understands things aright, one finds the enduring behind the actual past. You can grasp it to some extent in what I have just related. But now, if we truly grasp what I have said, we are really looking into profoundly important foundations of our whole earth-existence. For do we not see how beneath the spatial and temporal earth-existence the eternally enduring earth-existence, or existence in general, is veritably spread out? How we have a spatial, a temporal-spatial condition on the surface, and within, the condition of duration. And now comes our mode of viewing things when it takes its course in space and time, our views and concepts that live in space and time. Just consider, how one can picture that concretely in detail, think for once ... nowadays men no longer grasp this thoroughly ... but somewhere or somehow, think simply 'red.’ In order to think 'red' you need no space and you need no time; you can think 'red' to yourself anywhere; it does not have to be there in time or space, because it is thought of just as quality. (red was put on the board.) It is difficult nowadays for a man to picture it because he wants to give the red a boundary. It was not difficult like this for the angels on the Old Moon for they had no desire to distribute red over separate objects. They had time already, but not space. Actually they pictured, that is they experienced 'red' or 'green' or any other colour as flowing current. Try to conceive this vividly: blue = flowing current; red = flowing current; conceive, too, of the other sense-experiences in the same way—streaming, but only in time, letting no real spatial concept, intermingle ... we can say: at the transition from Moon- to Earth-existence one can feel how the mere time-quality was yoked into the spatial. What then actually determines the essential nature of earth existence, that a 'red' is in this way given a boundary and yoked in? On the Moon it would have been impossible to see an enclosed 'red,’ on Earth it is possible to see red enclosed in a boundary. (A sketch of a flower was drawn.) This, however, is connected, inwardly connected, with the separation of the sun from the earth, and with the falling of the sun's rays from outside upon the earth. So that in a true sense I can say: the sunbeam falls on earth from outside. That already shows you that our present existence is inconceivable without the space-concept. Yes, for our present perception and life, this external position of the sun betokens something real. Now from what I have brought forward you can easily gather that we can really say: colours are harnesses into space. In ‘Theosophy’ I have called that which lives in man after death ‘flowing sensitivity,’ since there he is not bound to space. I therefore spoke of the first world through which he lives as the ‘world of flowing sensitivity.’ For the sun's must first come in from outside, must harness sense-perceptions into space. With this is connected, as I have explained, the fact that man evolves ideas of possession; for in a world of flowing sensitivity a person can never think of possession -time at most is present there—and he would soon see the futility of it if he were to think of possession. It would be rather like thinking of possessing a piece of water, flowing along in a brook. This only arises inasmuch as the sun, separating from the earth, brings the sense-perceptions into the framework of space. You see, something like this that I have just expounded must be transformed into an experience, a feeling; one cannot leave it as a mere theoretical concept. One must change it into a feeling, one must really get an inner living sensation how as man, as microcosm, one is placed into the macrocosm, and how this very yearning, i.e. to possess something, is connected with the whole development of the macrocosm, with the course of events through which sense observation has developed. When one feels this rightly, when one begins, so to say, to feel cosmically how, for instance, the simple concept: thou wouldst like to possess what thou seest and what pleases thy sight ... how this is born out of the macrocosm, then for the first time one really gets the truly living idea that the human soul nature is dependent on the whole cosmos. Then one gets a strong and vividly living feeling of how in every concept of ordinary life one is connected with the macrocosm, and how actually in all that we picture and conceive and experience in the soul, the macrocosm lives in us. And there exists a continual longing in man to experience such hidden connections as actually exist in life, and to express the experience. This exists—this longing in the human soul, in the heart of man. And let us imagine that there arose in a human soul a vivid feeling and sensation ( I wish to express the cosmic connection of this single soul experience): ‘My eye falls there on an external object; I want to possess it; I will appropriate it’ ... then from such a feeling, one can experience what I might call—the tragedy of Nature. I say 'the tragedy of the world of nature.’ We really take from a whole world,—extending to the Moon and still present as the basis of our world,—we take from it what we wish to possess. What we desire to possess we take away from this world which rests on the basis of our natural world. That we take away. And this it is which must be consistently felt by a human soul felt by a human soul that is really sensitive to nature: that there, in the background of Nature, lies something which she must continually submit to; namely, that man contests Nature, who will give all to all, and says: ‘This belongs to me!’ And now consider with full human feeling this gainsaying of Nature, who gives all to all: This I will have for myself, and that I will have it for myself is induced by the fact that my senses find it good or less good for me, sympathetic or antipathetic. Here one can enter deeply with one's own soul into natural existence, can feel with Nature how something is taken away from her. And it is taken away because the human being, under the impression of his senses, forms the thought that he wants to have for himself what Nature wishes to give to all. I once felt in my soul, my dear friends, suddenly and with special profoundness, how one can experience this whole relationship that I have just sought to characterize. How one can learn to feel with Nature when she says: Protect myself as I will, world evolution has gone so far that the human being declares that my things are his things. Yes, in a certain moment years ago, I felt that experience most warmly and intimately in my soul. It was years ago in a society where there was to be a programme of Recitations. And as it happens from time to time, especially in Recitation programmes, that the persons concerned are prevented from coming and excuse themselves; so it happened here too, a lady reciter sent her excuses and at once a substitute had been found. And now one may think as one will about the value of the declamation that followed and about the substitute—I will not go into that now,—but he was of a quite particular kind, namely, there was found ready to recite the programme in place of the actress who had fallen out, one of the purest, noblest Catholic priests that I have ever come to know in the world. And one had then, or could have, a quite specially significant experience, which in effect condensed for me into what I just now expressed to you. For this grave and earnest priest—with all that Catholicism brings with it for the really true and upright priest—had according to the programme to recite the ‘Heidenröslein’ of Goethe. And in this recitation one could really experience something, for the man was not only a priest in the ordinary sense, but he, was so learned and so purely given up to spiritual studies, that many said: ‘This man (I will not mention his name) knows the whole world ... and in addition, three villages ...’ for they found him so wise and experienced in things one can know. Now although the recitation was not particularly good, there actually lay in the whole mode and manner in which he gave the ‘Heidenröslein,’ something immensely significant, since one could feel that his whole perception of the world was derived, one might say, from a perception that had been turned away from everything of a sense nature. One could feel how, precisely through the fact that a priest came forward instead of an actress, the whole cosmic power, the immense cosmic power and fineness that lies in this unique poem ‘Das Heidenröslein’ (see end of lecture for poem and translation) came into the recitation. This poem has, indeed, what one might call a prelude; it is an old folksong. And I have already said that men have ever the longing to experience what lives cosmically in the subsoil of existence. And precisely in this poem ‘Das Heidenr&öslein’ there enters something of this quite grandly sublime cosmic subsoil in infinitely simple images. Therefore one must count ‘Das Heidenröslein’ among the very finest pearls of poetry that ever have been given to the world. Years ago I have also heard of people who have attributed something or other, I know not what, of everyday human, all-too-human, connexions to ‘Das Heidenröslein’; that merely comes from a perverted condition of mind. If people can do that—interpret anything which is not quite pure into the ‘Heidenröslein,’ this appertains to a mind that from its sense-exhalations likes continually to revel in all sorts of ‘sacred love.’ One can indeed revel continuously in ‘sacred love’ from sensations of sense-exhalations but that which underlies as cosmic foundations such a poem as ‘Das Heidenröslein’ can only be felt with pure, with chaste heart, and every misconstruction would show a complete desolation and emptiness of mind. For let us take the wonderful thing which this ‘Heidenröslein’ has actually become as it has been given us by Goethe, and through the fact that the folk song passed over into the youthful lyric depths of his art. Something quite remarkable it has become: in every line always the very thing that ought to be there! Consider for a moment that one felt what lies in the activity of sense-perceptions and how they have developed throughout cosmic evolution ... and that one wished to describe this. How could one do it better than by taking the red in an object, eliminating the space-boundary and letting echo: ‘Röslein, Röslein, Röslein rot’ ... ‘rot’ (red) echoing in ‘Röslein,Röslein,Röslein rot.’ Immediately there confronts us the whole mystery as it is set before us out of the cosmos. The sense-world stands there: ‘Röslein,Röslein,Röslein rot,’ in the continuous ‘Röslein,Röslein,Röslein rot.’ Now in the first line we are shown at once that we are concerned with this mystery—this being able to look out from the senses,’sah ein Knab' ein Röslein stehn, Röslein auf der Heiden.’ Now already in the next line in a wonderful enhancement, which is rarely so beautiful in poetry, a nuance is brought out that now the little red rose begins to become sympathetic—‘War so Jung undmorgenschön’ ... it thus already becomes something which warrants sympathy with what is revealed from the senses. So the next line is inserted with precisely what belongs to it: ‘lief er schnell, es nah zu sehn’: there you have the whole correspondence of the senses with what is presented to them: he runs to see it close to! And now the next line, again an enhancement, but this time in himself; to begin with, the intensification was outside,—‘Röslein auf der Heiden,’—simply the object; then ‘was so young and morning-fair,’ the enhancement outside, and in him ‘ran he fast, it near to see’ ... inasmuch as he ran fast to see it near, ‘Sah's mit vielen Freuden’ (saw it with much joy). You see how the outer corresponds with the inner. Now comes the refrain, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden,’ in order to show us quite particularly how the correspondence is between him and that which appears outside as the object ‘red.’ And the mysterious connection with possession: ‘Knabe sprach: ich breche dich.’ He wants to possess it, he wants to pluck the little rose, he wants to take it home with him. There is nothing else in it, but what is in it is of wonderful cosmic depth.‘Knabe sprach: ich breche dich, Röslein auf der Heiden. Röslein sprach: ich steche dich ...’We can see in this sentence, ‘ich steche dich’ (I prick thee) the whole mystery of Nature, who wants to protect herself from man's assertion: ‘I will take thy things home.’ She, Nature, would like to do with all her objects as she would have done with the little rose ‘ leave it for all to see who pass by. For in this ‘Röslein sprach: ich steche dich’ is indeed uniquely contained what I have described as a feeling that shares in the tragedy of Nature. ‘bass du ewig denkst an mich’ (that thou must think of me eternally); he must think of Nature forever, for he transforms her permanence into something fleeting, he brings the possession-relation into what has first arisen in space and time. The human being must atone for his having come out of permanence and must therefore at least think of it eternally, it must be perpetuated, made eternal; the untruth must not persist that it is not perpetuated. Then again: ‘und ich will's nicht leiden’ (and I will not suffer it). The little rose simply stands as the representative of the whole of Nature—every natural object actually says this when one wants to possess it. And again, so that attention may be fully fixed on the real subject, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden...’ And the next verse again shows a wonderful enhancement: he will not let himself be held back—‘und der wilde Knabe brach's Röslein auf der Heiden’—thus he nevertheless determines to possess it! ‘Röslein wehrte sich und stack’ ’¦ Again as the representative of the whole of Nature. ‘Half ihm dock kein Weh und Ach’—this is the general experience of Nature, and we feel that tragedy which expresses itself like a mood in Nature when man wishes to possess her: ‘Musst' es eben leiden’ (she must after all permit, suffer it.) Infinitely profound are these words ‘musst' es eben leiden!’ But this microcosmic mystery has in fact a macro-cosmic counterpart, and if one now leaves the microcosm for the macrocosm one may say—who then in the macrocosm is the wild boy who plucks the little rose on the heath? It is the sunbeam, which separated from the earth with the Sun and which now falls on earth from outside. It actually calls forth on the one hand the little rose on the heath, but then when it sees it, when it is there, quickly gathers it again, makes it wither and fade. Thus it is in nature everywhere. Nature still gives us a memory of the ‘Musst’ es eben leiden’: next to the rose the thorns, the shrivelled thorns which are a token that Nature nevertheless remembers how the sunbeam takes from her what she possesses. But when we do not merely observe as the materialist does, but include the whole cosmic feeling, the thorn near the rose is also the expression of the grief of nature in contrast to Nature's great joy; the jubilation of nature when the rosebush stands there with all its roses, the grief when the wild boy, the sun-ray comes and makes the roses wither. That is the Goethe-poem in the macrocosm: and one can only say: if anything is fitted to stimulate esoteric feelings, it is such poems, where there is no need to think and attribute all sorts of dry allegories to them, but where one only needs to remember a great truth:—when the true poet goes beyond nature it is because he seeks to put into words what can be felt behind the surface of facts, and beyond space and time. And when a poet produces something in such simple incidents as a boy's plucking a rose on the heath, which yet speaks so deeply to our hearts, it is because this heart of ours received its rudiments when we ourselves were not yet united with the earth, when we were still united with the ancient Sun existence—and were able to feel with the whole world. Although through the Luciferic-Ahrimanic illusion we now ascribe our feelings to ourselves as I have shown, yet all the same they arise out of the cosmos, and on this rests the fact that we can so inwardly accompany the true poet although he describes the simplest incident of the plucking of a rose. For into what arises from the human soul in the simplest events, the whole cosmos is placed. And we need not make assertions and think it out, but we feel it, when we let such a marvellously delicate poem as ‘Das Heidenrösslein’ work upon us. We feel that the whole world is secreted in it, world mysteries are laid within it,—so that the secrets of art too gradually reveal themselves to us. They unfold as we ascend from the perception and experiencing of objects in a purely external way to an inward perception, as we ascend from microcosmos to macrocosmos and seek gradually to learn the hidden but active mysteries in our souls.Das Heidenröslein—1
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181. Anthroposophical Life Gifts: Lecture VII
21 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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The second part is to give Goethe's thoughts about his Faust, and the third part some development of thoughts on the “Fairytale of the Green Snake and the Beautiful Lily.” I mention this because I wish to draw your attention to the fact that it is really necessary to grasp with penetrative thoughts what is contained in the spiritual substance of humanity—also as regards the past; that we should take seriously what is to be found there. |
181. Anthroposophical Life Gifts: Lecture VII
21 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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In former years we have always at this season studied subjects connected with the Festival of Whitsuntide. I have often stated that we are now living at a time when the events which affect the march of humanity are so significant and so different from the ordinary trend of life in human history, that there is scarcely a possibility of making the ordinary festival observations—although indeed, even at the present, such are all too frequently made—if indeed, not for the definite object of forgetting what is now happening around us in such a catastrophic manner for humanity, yet with some such purpose in mind. We may however be allowed just to refer to the meaning of the revelation of Whitsuntide. From the former lectures on Whitsuntide we know that the most important feature in the Whitsuntide event is, that the communal life of those who had taken part in the great Easter Event of mankind became individualized. The “fiery tongues” descended on the heads of each of them, and each one learnt in that language, which is like none other and for that reason comprehensible to all, to grasp what has streamed through the evolution of mankind as they Mystery of Golgotha. The fiery tongues descended on the head of each one. Formerly the souls of the individual disciples felt themselves—one might say—in the collective aura of the Mystery of Golgotha. Then through the event of Whitsuntide, that which they only comprehended through the life they lead in common, so passed over into their separate souls that each one gained illumination within himself. That is the most important thing, though naturally expressed in abstract form. We must realize this individualizing of the Easter message in the soul through the revelation of Whitsuntide, if we wish to understand it in the right sense. There is then the possibility to conceive, in the sense of this Whitsuntide proclamation, what Spiritual Science intends to do. For, in this Spiritual Science it is desired first and foremost that every human soul should find the spiritual germ of his own being within himself, which is able to illuminate it as regards the cosmic aims for which we must strive. The future life of mankind should so develop that men shall be, less inclined to turn their minds always towards the social structure which all have in common. We hope that every man will become ripe and capable of leading such a life of his own initiative, that his neighbor may be able to lead a similar life. Then an inner tolerance will prevail in the souls, and in the social structure “liberty” must be realized. In no other way can liberty be realized in the world; in no other way than by the message of Whitsuntide passing into the individual human souls. We must work and cooperate in our souls, and must grasp what is offered by Spiritual Science in accordance with the model given in this Whitsuntide message. For that reason it may be said that in a certain sense Spiritual Science is a perennial, continuous and lasting Whitsuntide proclamation. What the present time teaches us above all, if we wish to draw this teaching from it, is that we must furnish ourselves with patience. There are friends sitting here who have worked inwardly almost from the beginning of what we call our spiritual scientific movement. This is now more than 15 or 16, perhaps even 17 years ago; and really the thought should remain continually before our soul, how little, how very, very little has been really obtained in these 15-17 years. This should give rise to another thought; how greatly we should arm ourselves with patience, when we reflect what Spiritual Science might be to us, what it can become through us, that it can really lead to a kind of fresh impulse for human existence. We should always compare what Spiritual Science may become, with what we have so scantily achieved in this decade and a half. Certainly, many have accepted what has been offered to mankind by Spiritual Science. But that is but the merest beginning, as has been stated in the numerous lectures which have been given. Spiritual Science is still faced with the other task—of really flowing into the social structure, into the whole life of the humanity of the present age. But if we wish to grasp this thought we must connect with another which sounds forth to us today at every hour, from all the happenings of the world, which presents a certain conflict into which the human soul is driven and which just in our present age—one might say—reaches a certain climax. If we recollect the principal points of our spiritually scientific investigation, we shall everywhere find that it rests on the fact that super-sensible spiritual reality flows into the soul of man. Spiritual Science teaches us that in the course of humanity spiritual life continually streams into men, but that nevertheless what happens on Earth is only an “advance,” insofar as men understand how to awaken into external being what streams into them from the spiritual world. Such a thought should really be able to penetrate our whole feeling and experience. We must above all, be able to bring it into connection with what is known to us, for instance, as the Science of History; and we should be able to apply it to the present day from this point of view. We ought to be able to ask ourselves seriously (these things are of course hypotheses but they lead to realities in a true life of thought): What would have happened if Columbus, or anyone else fundamentally connected with the evolution of modern humanity—for instance Gutenberg, discoverer of the art of printing, or even Luther—had been born in the eighth or ninth century or at some other time in history? What would have become of those personalities who bear these names? They would certainly not have figured as they do in history today if they had been born in other times. Of course that could not have happened, for the evolution of the world has its karma; but the hypothetical consideration of such a possibility leads to realities. They would in all probability have become persons of whom external history does not speak. Yet, on the other hand, can you imagine that in such a case, at the approach of the modern age, the art of printing for instance would not have been discovered? Can you imagine that the Reformation would not have come about with the approach of this newer time? You can see from this that the principal thing is that we should look at the objective facts, at what has been imparted to mankind from the spiritual world, and that we should learn to a still greater degree than the present time can yet do, to look at man as an instrument, through whom reality may enter into Earth life from this virtual world. I said that just at the present time man, in regard to these things, is placed in a sharp conflict. The present day does not recognize that such a thing as the streaming down of a spiritual stream of evolution into the events of the Earth can take place; it does not recognize that man is only an instrument, and it wishes to build up a social order which does not recognize this. It wishes to build up a social order which really only reckons with the quite personal man standing here on the Earth, and to fix attention on him. The most extreme caricature of the plan of only viewing man from the most individual point of view, is Leninism or Trotskyism, to which I have already alluded. This conception of society only recognizes the man who stands here on the Earth. I do not only mean by this the theoretical side alone—that would be the least harmful—I am referring to the consequences in life of this view. Men like Lenin or Trotsky seek—even in a sphere where it is least suitable—so to establish the framework of society as if nothing else came into consideration that the individual man of flesh and blood. That however is an ideal which has been forming for decades in the sphere of so-called socialism, and Leninism and Trotskyism are indeed only the latest grotesque flutterings of such a conception, which has been forming for a long time. You see what our object must be? To find the way back again to the feeling of the Whitsuntide Event. Certainly, individual spiritual life was to arise illuminatingly in the different disciples on whose heads the flames descended; but that was to be spiritual life; for the greatest imaginable impulse towards the essential thing, as regards which man is but an instrument, was divided among the individual members. There is also another meaning to this Whitsuntide proclamation, and it is the most important—the strengthening of the realization that a man does not lose his value when he allows the other aspect to count; viz, that the spirit is continually flowing into mankind, and that man has to form the instrument for the spirit streaming down into humanity. Man retains his personal value notwithstanding. That is something which we cannot only see theoretically today, but for which it is necessary to draw the consequences for life and to carry over into our way of thinking about the construction of the state, about moral and social life. The point is that a thought should have an awakening effect, and an “awakening” it certainly was when the flames descended on the head of each one of the disciples. To be asleep today to the events of the time, a state which is only too prevalent today, is a sinning against the events of the time. But in the cycle of evolution which we are now entering, we cannot possibly be awake to the events if we do not observe them with a certain inner mobility of soul-life, if we are not able to distinguish the essential, the right thing, from what is unessential and wrong. What floods us today, especially in reading the newspapers, cannot be regarded as all of like value; for in the columns of a thousand books and newspapers there may be two lines which are of tremendous fundamental importance, pointing in a highly indicative way to the origin of the “phenomena,” to use the expression of Goethe—to what is really going on. The rest may all be a waste of printer's ink. It is a question of awakening an inner feeling in one's self as to what is important and essential, and what is unimportant and unessential. This feeling arises in the soul, if a man unconsciously acquires a vision for the great world perspectives of the present day, which Spiritual Science can disclose; only he must absorb this into his feeling, must try gradually feel as he will when Spiritual Science becomes alive in him. It is certainly necessary to create an inner trust in what one feels inwardly, a much greater degree than men are accustomed to do today. Anyone who expects that what he acquires today points immediately too far-reaching events tomorrow, while not as a rule attaining a true observation. It may be something right and correct, but events may so discount this that perhaps it may only come to expression in a distant future. It is necessary for us to have the right attitude to the world, and have correct ideas as to what is taking place. Thus, in the present stream of evolution extraordinarily important things are happening, which are already to be observed in external occurrences if we grasp these in the manner just indicated: viz. by distinguishing the essential from the nonessential, and by having the courage to do so. What is happening today—I will only mention one thing—is the lessening importance of the outer British Empire, as such. What the world has up till now really known historically as Britain itself and which was specifically British, is now merging into Pan-Anglo-Americanism. That such a thing actually forms part of the developments which we have already indicated in different ways, does not contradict these developments. On the other hand it is of tremendous importance to grasp such a significant thought, for much depends on whether we take correct or false forces into our life of idea. The times can teach us much in this respect; that must be pointed out again and again. Certainly, the men at the fronts have become different. Everyone who is familiar with the facts is aware of that. This is not the place to discuss in what way they have changed. But among those who have lived at the front there are still many who think just as they did in July 1914, who have learned nothing since, who use exactly the same concepts as were used to then. When you talk with the men, they just say the same things as they might have said in July 1914. Yet no man today can be really awake if all his ideas have not acquired a different impression, a different value. For this reason the question will have to be put—everyone should put it to himself, as a quite serious and I might say Christian question of conscience: Where are the men to be found today who, before July 1914, held the possibility in view that that might happen which has come to pass up to the present day? I might formulate the question differently. In the cycle of lectures which I held before the war in Vienna, there is among other things an expression which runs thusly: The human social life bears something within it which can be compared to a cancer; a cancerous disease is in the life of humanity. That had to be realized at that time; but there are many people who have not yet realized it at the present time. I ask: In how profound a sense has it been understood that a “cancer” in human development was spoken of just at that time? By this I only wish to point to the seriousness with which Spiritual Science ought to be taken if it is to be applied to the events of the present. Indeed one great reason why Spiritual Science is rejected is the fact that this seriousness required for Spiritual Science is frightfully inconvenient. The “theories” of Spiritual Science please many people, but the serious demands it makes on life is very, very inconvenient to many who otherwise like the theories. All this leads us perhaps to understand better what I must now introduce into these observations, and which it is important to grasp, if one wishes to understand Spiritual Science in its essentials. If a man wishes to understand something in the world today, he really always has the feeling that the means to this understanding must somehow be sought in what belongs to the present day. But the spiritual element cannot be sought in the present alone. For instance, if one wishes to become acquainted with the spiritual aspects of the human being—the being of man, even between birth and death, can never be fathomed merely through knowledge of the man of today. Why? Suppose you have reached the age of 50 and you developed some kind of soul-life connected with the powers of the sentient soul. You will unconsciously conceive of it according to the ideas of the present day: :That is my sentient soul, which I have within me; it expresses itself when the sentient life of the soul is externalized. That however is not the case. Now your sentient soul developed between your 21st and 28 year, and what was in your soul at the time came to an end with the 28th year, but the after-effects continue; they go on working; you use them today when reviewing the powers of the sentient soul. You do not use the present powers of the sentient soul but the powers existing within it at that age. The past works on. It is not the case that the present time includes the whole of what is at work, for the past continues to work on. The spiritual world must be conceived as music, but as real music. You could not possibly grasp a melody if, when you heard the third note, you have lost the first; the first works on in the third, it works within it. In spiritual action something goes on working, not only because we hold it in our memory, but through its after-effects it works on in reality. The effects of former forces of spiritual life in the different parts of the soul are continually at work, as part of the spirit and soul nature, and in yet another sense. Our 21st to 22nd year works on within us still later; it is there because it was there in the past, not because it is there in the present. To form new ideas is uncomfortable to man, and what I have just disclosed is a new idea; it is nowhere to be found among the concepts of the present day. For instance you do not want to admit: “When I am old and gray-headed, or bald, I still speak and think with the forces of my youth, of my childhood.” Yet it is absolute truth that what you learnt at school, or where you spent your time from your 18th to your 28 year, works on through your whole life. You cannot replace it later by other powers, except as you make use of those sources which Spiritual Science opens up; that is the only means by which many things in life can be replaced. You will not find it difficult to understand that many people nowadays remain essentially unfruitful. That is connected with the present system of education. We can develop nothing except what was placed in us during our childhood, nothing but just what was placed in us through the ordinary powers by which we turn to man himself. Much is required before we can grasp such ideas aright. I must declare over and over again from many different aspects that for this it is necessary above all for men once more to learn, in a much higher sense than they wish to today, to believe in life, to believe in the spiritual side of life. To-day it may perhaps occur to man to believe in his spiritual origin. It will be relatively easy to get him to believe that a spiritual element which proceeds from a spiritual world has united with what developed materially through heredity in the course of generations; but that does not suffice. What is necessary is that we should not only believe in the spiritual origin of a “part” of our life, but in the spiritual origin of our whole life. What does this imply? Today we indeed believe from the evolutionary tendencies of mankind to which I have often referred that, as a rule, with the 20th year of our life we have brought our life to its perfection. We believe that we are then ready to be elected to a municipal assembly, to Parliament and so forth, because we are then capable of deciding on all subjects. Men believe they have long ago outgrown those bygone times when people waited for the fullness of years, in the belief that each new year of life brings new revelations. Today we expect that when the age of puberty is reached the soul-powers of the child are also transformed. For the other years of childhood we may have a like expectation, though perhaps not in such a strong degree. We look at evolution and are convinced that human life develops up to the 20s. From then we cease to believe in further development. We then believe ourselves to be ready for anything. We no longer expect the later years of life to bring new revelations. We cannot do so if we keep the usual ideas. We know however that humanity becomes younger in the course of evolution, that at the present day it never grows older than 27. The bodily development produces nothing further after that. Therefore what constitutes the further development must be drawn from the spirit. But when it is drawn from the spirit it unites with our soul. Just consider how few people today at the age of 22 admit that when they reach the age of 45, something can come about through inner revelation which could not have come earlier, for the simple reason that at an advanced age one has different experiences from those of youth. Who now believes in the productivity, the fruitfulness of old age? But although it is not believed in, it is nonetheless there; only people do not pay attention to the new revelations each new year brings. Just consider how much would be altered in human life, if the belief really became general, if all men believed that they must wait for old age, when they will learn things through their own experience which they could not have learnt before. Where is life full of expectation, full of hope to be found today? But if such a thought, such a feeling were carried into the everyday life of the community, just imagine what a tremendous significance this would have! What a tremendous significance it would have if in the life of men that consciousness were added to all the different “struggles for equality” which play such a part at the present time—the consciousness that for the simple reason that a man has reached the age of forty he may have learnt something which he could not have learned at 27. Imagine how a young man of 27 would regard one of 40 if that were a natural feeling! Of course it cannot be so today, because often today the men of 70 have not grown beyond the age of 27, and often just the most representative men are no older, though they are not aware of it. Thus one cannot demand this is a real requirement today. What life must bring forth and what the future requires is that people should begin to look upon the spiritual as a reality. What is alone known to man today as “spirit”? On the whole, nothing but a mass of abstract concepts. Man acquires a mass of abstract concepts, such as are characterized by the fact that they can be quite well received up to the 27th year. But besides the fact that we live here on the Earth between birth and death and have at first a sprouting and budding life, then with our 28th year stand still in our development and then begin our descending life, we have also a real concrete spirituality, which changes just as the exterior man changes, but undergoes a reverse process to that of the outer man. The outer man grows old and wrinkled; but his etheric body, his formative-forces by, it becomes ever younger; only man does not trouble himself today about this formative-forces body which grows younger in old age. Men go about with bald heads and gray hair and do not know that they have a body of formative forces, which has a sprouting and budding life just when they begin to get gray, and which only than can give them certain things which could not be given earlier. Certainly this depends upon the character of the times. But the times in this respect need a reversal. Times need a change of ideas. One thing which must especially be brought about by the change is that thoughts should become more forceful and healthy and not cling to what only comes from outside; otherwise we shall become frightfully one-sided in all spheres. What we must do is to penetrate reality with our thoughts in all spheres. We cannot understand the historical life of man unless we are able to bring inner wisdom to bear on what is considered externally as wisdom. For various reasons connected with the schism, with the rent which is going on in human evolution, we have ceased to understand much that is great and which has still been found in an atavistic way. In many domains men today believe themselves to be original. A long time ago I put a query in a lecture in Dornach as to what the public would say if at a performance of “Faust,” after Faust has risen against the Spirit of the Earth, the manager were to allow Wagner to appear in slightly altered form but otherwise exactly like Faust in external appearance. And yet something of the sort must be done someday. I will tell you the reason why. What do we read today in the books on Faust, what have people in their mind when they speak of this to which I refer about Wagner and Faust? You need only recollect the absurd declamations made by many “Fausts,” and the insipid tones which come from Wagner, to gain an idea of what lies before us; if besides this we think of the great Faust towering up to the heavens and the pedantic Wagner, who is always represented on the stage as limping a little, and so on. But what is really in question here? Faust despairs of the various sciences—it is already considers trivial today by many people who are not very “deep.” What strange things are considered “deep” today! How often among many other demands for an elucidation of the world of spirit, does one hear this: that one should consider among the deepest thoughts of Faust that of the “Omnipotent One” who “holds and contains me and thee and Himself,” in the conversation with Gretchen? People forget that Faust says this to the sixteen-year old Gretchen, and coins it for her intellect and sentiments. All humanity is willing to be catechized by being reduced to the standpoint of the 16-year-old Gretchen! I have even known professors of philosophy who consider these Gretchen-catechisms as the height of wisdom. At the beginning of the poem, Faust does not despair of all the sciences. But the main point lies in the fact that he turns from what is revealed to him through the sign of the macrocosm, of the cosmos. First of all he does not wish to know anything of the relations of man to the whole comprehensive great universe. He turns to the Earth-Spirit, to that which wishes to reveal to him that which man has from the forces of the Earth alone. What reveals itself to him out of the macrocosm is only a drama to him. He turns away from it. But the Earth-Spirit dismisses him. Faust believed he would be able to grasp through the Earth-Spirit something connected with his deepest being. The Earth-Spirit brings about his overthrow. Then come the words: “Thou resemblest the spirit whom thou understandest, not me!” Now let us ask: Who is it whom Faust understands? He says himself: “Not thee—whom then?—whereupon Wagner enters. “All that thou hast developed till now is only a desire for feeling; what thou art already carrying within thee, behold it is Wagner!” That is the other nature of Faust. That is the dramatic, real answer! In the drama the development is shown by the facts. It had to be made comprehensible to Faust that in everything concrete which he had till then developed he is as yet nothing more than a Famulus, and just through this stage of self-knowledge he is to be led a step further. The reality might be represented if the two were to step onto the stage at the same time, side by side. That would need the courage to take much more seriously than before such words as: “Thou resemblest the spirit whom thou understandest, not me!—Not thee—whom then?” One would have to enter thoroughly into the situation in thought. Thus is it represented in a drama. And again—let us consider something else. Faust has turned away from the sign of the macrocosm; he does not wish to experience the forces which bind man to the macrocosm, to the great cosmos. That was how the thoughts lived in the soul of Goethe himself, when he had written the first part of his Faust. When Faust had retrieved what he neglected in his youth—at least in the retrospect through the Easter-walk and all through the Easter-night—he passes beyond the stage of self-knowledge which he encountered in Wagner, and reaches the point of regaining what he had allowed to pass him by, which may be the Easter message to him. Read the sentences: Wagner does not wish it. The separate words are extraordinarily pregnant, for instance:
It cannot possibly be otherwise: “all hope vanishes” from this head. That is the motive of self-observation. Faust only suffers the consequences, but he regains what he has neglected in his youth. He tries to regain it, and does regain it. Through this he is led a step higher. This justifies his asking once more the question: “Whom then?” Of the one who approaches him in the form of a poodle: Mephistopheles. But what is this? It is the counterforce of the human striving forces, which opposes man as Faust opposes the Earth-Spirit when he does not wish to have anything to do with the macrocosm. These are the Luciferic forces which come from the inner soul of man. For that reason Mephistopheles is at first decked out with Luciferic features, and the Mephistopheles of the first part of Faust's poem is essentially a Luciferic being. But even at the end of the nineties Goethe was ready to grow out of what dated from his youth. Read the prologue in heaven. What is developed therein is no longer connected with the revelations of the Earth-Spirit; there Goethe already busies himself with the impulse which comes from the macrocosm. Goethe has grown beyond his own beginning, and now something enters his soul which is tremendously significant and important, and which, when we recognize it, allows us to look deeply into his soul. Goethe had the tradition of the Faust-legend, the tradition of the North-German myth. Mephistopheles was one of the characters in that. But when, compelled by Schiller, he further develops his Faust, then Mephistopheles—Goethe himself is not properly conscious of this—becomes a figure which worries him inwardly, with which he does not really come to rights. Jacob Minor, also an interpreter of Faust, who said many intelligent things, had a remarkable explanation for the fact that Goethe could not get on at all when he took up Faust again. He thinks that Goethe at about 50 years of age had grown “old”! I should like to know how anyone could write “Faust” at all if poetic power is exhausted at 50 and yet one has to bring into poetry the forces belonging to the years after 50—unless the powers of youth could flourish in a life such as Goethe understood how to lead. But his soul was worried about Mephistopheles, instinctively worried, and it did not allow him to go any further, because the conflict of Faust and Mephistopheles did not go well. Goethe had introduced Faust to the biggest questions of humanity and that did not now fit in with Mephistopheles, who has taken on a Luciferic character. In that character, one only has to contend with the forces which proceed from the sentient life, the life of feeling. As soon as Goethe develops the Prologue in Heaven, Faust is confronted with the macrocosm. It would be no longer possible to allow Faust to fight only with the powers living in the inner soul of man; it is no longer possible to give Mephistopheles only a Luciferic character: Goethe perceived this; and really not in order to be pedantic, but only to point out some important things, I should like to draw your attention to some little details.
Then there must be other spirits who deny! Yet in Faust there is but one: Mephistopheles. And consider how Mephistopheles says in the Prologue:
And recollect the end, when he really busies himself earnestly enough about the corpse. What does this mean? It signifies that Goethe perceived that what he had received from the myth, from the Faust-legend as the unitary Mephistopheles-figure, when one goes out into the macrocosm divides into two. Goethe possesses the power of feeling the twofold nature of Lucifer and Ahriman. He did not then get any further because there was not yet any Spiritual Science in his day. He was brought to a standstill. As, however, he had later to unite macrocosmic happenings with human happenings in the classical Walpurgis-night, and at the end where macrocosmic happenings and humanity's experience became woven into one, he had to make his Mephistopheles take on an Ahimanic character. To a great extent he succeeded in this. But really everything that Goethe himself said concerning his own personal relationship to his Faust is said under the impression that he would not be able to go on with it. If the Faust of the pedantic but nevertheless popular national drama of the Middle Ages is to be placed on the great cosmic stage, then it is necessary to divide Mephistopheles into a Luciferic and Ahrimanic being. For that reason Goethe could go no further. He then succeeded, as he was nearing the second part of the poem, by giving his Mephistopheles Ahrimanic features. A Luciferic being loves “fresh and rounded cheeks;” an Ahrimanic one has to do with the corpse, because it permeates our consciousness between birth and death with what we experience in our perceptive life. When we contemplate a personality like that of Goethe we recognize how it preserves the forces of youth, and with these he has constantly new and fresh life-experiences. Not because he has grown old did that appear which can be seen in such a remarkable manner in Goethe's life-history at the end of the nineties of the 18th century, but because he had passed through a crisis which brought certain forces of his youth to life again, made them arise anew, and made him experience them as a Whitsuntide miracle. What I have just said about Faust is further developed in the pamphlet which is just about to be published: “Goethe's Faust as a measure of his esoteric cosmic conception.” This is to form the first part of a little book about to appear: “Goethe's Standard of the Soul” (Goethes Geistesart). The second part is to give Goethe's thoughts about his Faust, and the third part some development of thoughts on the “Fairytale of the Green Snake and the Beautiful Lily.” I mention this because I wish to draw your attention to the fact that it is really necessary to grasp with penetrative thoughts what is contained in the spiritual substance of humanity—also as regards the past; that we should take seriously what is to be found there. For the last four or five decades we have completely forgotten how to take in full earnest what is greatest in the past of humanity. A tremendous amount has been missed and lost in the last 40 to 50 years, and it is necessary for what was there spiritually to reappear, though certainly in a new form; for it was in some respects atavistic and could not break through a certain crust. Goethe could not rise to the division of the Mephistophelian figure into two, a Luciferic and an Ahrimanic, the time was not yet ripe for that. But the sense of this cleavage lived in Goethe's nature. In that we must learn to believe in the whole of man's life, not only in his childhood. We must learn to be able to lead a life full of expectation. Imagine if one were curious and were to ask: What shall I be like when I am 50? How many people foster such thoughts today? How many lead a life in which they believe that ever new content streams into the human soul? What alterations would come about in the social life of mankind if this believe in the whole life were held! What simple thought could lead to this believe in the whole life of man. The thoughts contained in the question: Would there be any sense in living to the age of 70, if we had finished our development at 28. If that were so why then should we grow older? But for that some assistance from natural science is certainly necessary, so that what appears as Spiritual Science can be connected with what is by science today taken seriously. Spiritual Science has really achieved very little in our movement; and yet it is not without prospects. One notices that on many occasions. One sees it best when (as not infrequently happens) young people, who are busy with their university studies come forward to find something which can link up there special studies with Spiritual Science. Young people, who are novices in life today, feel from their study of the sciences that each science can be led over into Spiritual Science. This may perhaps become the most fruitful germ possible; for people would then have to take things seriously. But difficulties arise immediately if these young people wish to write an essay for their Doctor's degree on what they learn from Spiritual Science and which might well be introduced into their studies. They are not allowed to do so; they cannot do what they want. Spiritual Science is really something essentially rich in prospects, but people are kept away from it, they are forced away from it. We must understand this too in the fullest sense of the words. I know a case in Berlin (it is so long ago that I can now mention it; more recent cases of the present day would not be so permissible) in which a Doctor's thesis was handed in, with which no other fault was found than that my “Christianity As Mystical Fact” was mentioned in it. It was a dissertation on philosophy, not on theology. The writer said: “What shall I do now? Paulsen will not take it; he said ‘You cannot introduce Steiner here.’” I could only answer: “Go to Münster and take your Doctor's degree under Gideon Spicker, perhaps you can test there.” It came off. We must look at things as they really are, must examine them closely. The points of view developed when a man seeks to build up his career on an academic basis are sometimes extremely remarkable. Thus a young University teacher, who certainly overcame this obstacle as you will hear immediately, became one in the following manner, of which he told me himself. He had written an aesthetic treatise on the works of a certain poet (I will not mention his name for the story might come out in some way or other); he then wrote a treatise on Schopenhauer, besides his Doctor's thesis, of course. Now he wished to become a university teacher. He went to the suggested University, to the professor mentioned, who liked him well and considered him a very able man; and he thought that this professor could easily arrange for him to become a teacher. This professor said: “I'm afraid this will not be possible—You have written a treatise on a poet, on an aesthetic question, but this poet lived in the 19th century; that is too recent. Then you have written one on Schopenhauer, that cannot be regarded as scientific.” Thereupon the young man said: “Then what am I to do?” The professor replied: “Take any old catalog of books of a former century and look up and aesthetician as unknown as possible, whom nobody knows—this will be very easy, for as there is no literature on the subject you will not need to study hard, write what will be easy to write, for you will simply look it up in a book-catalog.” The prospective teacher did so, looked up an old Italian Aesthetician about whom nothing had yet been written, and composed a treatise, which he considered extremely inadequate, in which the man who had to judge it also considered very poor, but it was sufficient foundation for becoming a teacher in the University! I did I mention this to blacken any one particular person. It is not a question of persons, I am only mentioning an example. For the man who had to judge the treatise laughed at what he had to recommend the other man to do on account of the prejudices of the times. The other who wished to become a teacher at the University laughed also! Two extremely nice people, one old and the other young, but the fault was not theirs! It lies in the mental substance in which our age is firmly fixed, against which one can only prevail with strong and powerful thoughts. And strong and powerful thoughts are only possible today if mankind is replenished from out of the spirit, if it will build on what Spiritual Science can give. Thus whether we direct our attention to Goethe or to the immediate present, this ever sounds forth to us from the immediate circumstances of the times; we must renew our world of ideas, we must renew our thoughts, so that they may oppose the present in a powerful manner. It depends on the Whitsuntide Mystery fulfilling itself in the soul of every individual and all humanity in our catastrophic times, revealing itself as a renewal of life; when men, illuminated by the Spirit, so stand to one another as individual beings that through their combined willing, thinking and growing, a spiritual structure of mankind can be formed. From man, from the individual man, must come what is necessary for the future. We must not wait for a universal message which mankind should follow. There will be no such message. But there will be the possibility of every single human soul being illumined by what can come from the spiritual world. Then through the social life of man will arise what is to arise and must arise. |
28. The Story of My Life: Chapter I
Tr. Harry Collison Rudolf Steiner |
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It was as if the mountains rose up out of the all-surrounding green of the friendly landscape. On the distant boundaries of the circle one had the majesty of the peaks, and close around the tenderness of nature. |
28. The Story of My Life: Chapter I
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] In public discussions of the anthroposophy for which I stand there have been mingled for some time past statements and judgments about the course which my life has taken. From what has been said in this connection conclusions have been drawn with regard to the origin of the variations so called which some persons believe they have discovered in the course of my spiritual evolution. In view of these facts, friends have felt that it would be well if I myself should write something about my own life. [ 2 ] This does not accord, I must confess, with my own inclinations. For it has always been my endeavour so to order what I might have to say and what I might think well to do according as the thing itself might require, and not from personal considerations. To be sure, it has always been my conviction that in many provinces of life the personal element gives to human action a colouring of the utmost value; only it seems to me that this personal element should reveal itself through the manner in which one speaks and acts, and not through conscious attention to one's own personality. Whatever may come about as a result of such attention is something a man has to settle with himself. [ 3 ] And so it has been possible for me to resolve upon the following narration only because it is necessary to set in a true light by means of an objective written statement many a false judgment in reference to the consistency between my life and the thing that I have fostered, and because those who through friendly interest have urged this upon me seem to me justified in view of such false judgments. The home of my parents was in Lower Austria. My father was born at Geras, a very small place in the Lower Austrian forest region; my mother at Horn, a city of the same district. [ 4 ] My father passed his childhood and youth in the most intimate association with the seminary of the Premonstratensian Order at Geras. He always looked back with the greatest affection upon this time in his life. He liked to tell how he served in the college, and how the monks instructed him. Later on, he was a huntsman in the service of Count Hoyos. This family had a place at Horn. It was there that my father became acquainted with my mother. Then he gave up the work of huntsman and became a telegraphist on the Southern Austrian Railway. He was sent at first to a little station in southern Styria. Then he was transferred to Kraljevec on the border between Hungary and Croatia. It was during this period that he married my mother. Her maiden name was Blie. She was descended from an old family of Horn. I was born at Kraljevec on February 27, 1861. It thus happened that the place of my birth was far removed from that part of the world from which my family came. [ 5 ] My father, and my mother as well, were true children of the South Austrian forest country, north of the Danube. It is a region into which the railway was late in coming. Even to this day it has left Geras untouched. My parents loved the life they had lived in their native region. When they spoke of this, one realized instinctively how in their souls they had never parted from that birthplace in spite of the fate that forced them to pass the greater part of their lives far away from it. And so, when my father retired, after a life filled with work, they returned at once there-to Horn. [ 6 ] My father was a man of the utmost good will, but of a temper – especially while he was still young – which could be passionately aroused. The work of a railway employee was to him a matter of duty; he had no love for it. While I was still a boy, he would sometimes have to remain on duty for three days and three nights continuously. Then he would be relieved for twenty-four hours. Under such conditions life for him wore no bright colours; all was dull grey. Some pleasure he found in keeping up with political developments. In these he took the liveliest interest. My mother, since our worldly goods were none too plentiful, was forced to devote herself to household duties. Her days were filled with loving care of her children and of the little home. [ 7 ] When I was a year and a half old; my father was transferred to Mödling, near Vienna. There my parents remained a half-year. Then my father was put in charge of the little station on the Southern Railway at Pottschach in Lower Austria, near the Styrian border. There I lived from my second to my eighth year. A wonderful landscape formed the environment of my childhood. The view stretched as far as the mountains that separate Lower Austria from Styria: [ 8 ] “Snow Mountain,” Wechsel, the Rax Alps, the Semmering. Snow Mountain caught the sun's earliest rays on its bare summit, and the kindling reflection of these from the mountain down to the little village was the first greeting of dawn in the beautiful summer days. The grey back of the Wechsel put one by contrast in a sober mood. It was as if the mountains rose up out of the all-surrounding green of the friendly landscape. On the distant boundaries of the circle one had the majesty of the peaks, and close around the tenderness of nature. [ 8 ] But around the little station all interest was centered on the business of the railway. At that time the trains passed in that region only at long intervals; but, when they came, many of the men of the village who could spare the time were generally gathered at the station, seeking thus to bring some change into their lives, which they found otherwise very monotonous. The schoolmaster, the priest, the book-keeper of the manor, and often the burgomaster as well, would be there. [ 9 ] It seems to me that passing my childhood in such an environment had a certain significance for my life. For I felt a very deep interest in everything about me of a mechanical character; and I know how this interest tended constantly to overshadow in my childish soul the affections which went out to that tender and yet mighty nature into which the railway train, in spite of being in subjection to this mechanism, must always disappear in the far distance. [ 10 ] In the midst of all this there was present the influence of a certain personality of marked originality, the priest of St. Valentin, a place that one could reach on foot from Pottschach in about three-quarters of an hour. This priest liked to come to the home of my parents. Almost every day he took a walk to our home, and he nearly always stayed for a long time. He belonged to the liberal type of Catholic cleric, tolerant and genial; a robust, broad-shouldered man. He was quite witty, too; had many jokes to tell, and was pleased when he drew a laugh from the persons about him. And they would laugh even more loudly over what he had said long after he was gone. He was a man of a practical way of life, and liked to give good practical advice. Such a piece of practical counsel produced its effects in my family for a long time. There was a row of acacia trees (Robinien) on each side of the railway at Pottschach. Once we were walking along the little footpath under these trees, when he remarked: “Ah, what beautiful acacia blossoms these are!” He seized one of the branches at once and broke off a mass of the blossoms. Spreading out his huge red pocket-handkerchief – he was extremely fond of snuff – he carefully wrapped the twigs in this, and put the “Binkerl” under his arm. Then he said: “How lucky you are to have so many acacia blossoms! “My father was astonished, and answered: “Why, what can we do with them?” “Wh-a-a-t?” said the priest. “Don't you know that you can bake the acacia blossoms just like elder flowers, and that they taste much better then because they have a far more delicate aroma?” From that time on we often had in our family, as opportunity offered from time to time, “baked acacia blossoms.” [ 11 ] In Pottschach a daughter and another son were born to my parents. There was never any further addition to the family. [ 12 ] As a very young child I showed a marked individuality. From the time that I could feed myself, I had to be carefully watched. For I had formed the conviction that a soup-bowl or a coffee cup was meant to be used only once; and so, every time that I was not watched, as soon as I had finished eating something I would throw the bowl or the cup under the table and smash it to pieces. Then, when my mother appeared, I would call out to her : “Mother, I've finished!” [ 13 ] This could not have been a mere propensity for destroying things, since I handled my toys with the greatest care, and kept them in good condition for a long time. Among these toys those that had the strongest attraction for me were the kind which even now I consider especially good. These were picture-books with figures that could be made to move by pulling strings attached to them at the bottom. One associated little stories with these figures, to whom one gave a part of their life by pulling the strings. Many a time have I sat by the hour poring over the picture-books with my sister. Besides, I learned from them by myself the first steps in reading. [ 14 ] My father was concerned that I should learn early to read and write. When I reached the required age, I was sent to the village school. The schoolmaster was an old man to whom the work of “teaching school” was a burdensome business. Equally burdensome to me was the business of being taught by him. I had no faith whatever that I could ever learn anything from him. For he often came to our house with his wife and his little son, and this son, according to my notions at that time, was a scamp. So I had this idea firmly fixed in my head: “Whoever has such a scamp for a son, nobody can learn anything from him.” Besides, something else happened, “quite dreadful.” This scamp, who also was in the school, played the prank one day of dipping a chip into all the ink-wells of the school and making circles around them with dabs of ink. His father noticed these. Most of the pupils had already gone. The teacher's son, two other boys, and I were still there. The schoolmaster was beside himself; he talked in a frightful manner. I felt sure that he would actually roar but for the fact that his voice was always husky. In spite of his rage, he got an inkling from our behaviour as to who the culprit was. But things then took a different turn. The teacher's home was next-door to the school-room. The “lady head mistress” heard the commotion and came into the school-room with wild eyes, waving her arms in the air. To her it was perfectly clear that her little son could not have done this thing. She put the blame on me. I ran away. My father was furious when I reported this matter at home. Then, the next time the teacher's family came to our house, he told them with the utmost bluntness that the friendship between us was ended, and added baldly: “My boy shall never set foot in your school again,” Now my father himself took over the task of teaching me; and so I would sit beside him in his little office by the hour, and had to read and write between whiles whenever he was busy with his duties. [ 15 ] Neither with him could I feel any real interest in what had to come to me by way of direct instruction. What interested me was the things that my father himself was writing. I would imitate what he did. In this way I learned a great deal. As to the things I was taught by him, I could see no reason why I should do these just for my own improvement. On the other hand, I became rooted, in a child's way, in everything that formed a part of the practical work of life. The routine of a railway office, everything connected with it, – this caught my attention. It was, however, more especially the laws of nature that had already taken me as their little errand boy. When I wrote, it was because I had to write, and I wrote as fast as I could so that I should soon have a page filled. For then I could strew the sort of dust my father used over this writing. Then I would be absorbed in watching how quickly the dust dried up the ink, and what sort of mixture they made together. I would try the letters over and over with my fingers to discover which were already dry, which not. My curiosity about this was very great, and it was in this way chiefly that I quickly learned the alphabet. Thus my writing lessons took on a character that did not please my father, but he was good-natured and reproved me only by frequently calling me an incorrigible little “rascal.” This, however, was not the only thing that evolved in me by means of the writing lessons. What interested me more than the shapes of the letters was the body of the writing quill itself. I could take my father's ruler and force the point of this into the slit in the point of the quill, and in this manner carry on researches in physics, concerning the elasticity of a feather. Afterwards, of course, I bent the feather back into shape; but the beauty of my handwriting distinctly suffered in this process. [ 16 ] This was also the time when, with my inclination toward the understanding of natural phenomena, I occupied a position midway between seeing through a combination of things, on the one hand, and “the limits of understanding” on the other. About three minutes from the home of my parents there was a mill. The owners of the mill were the god-parents of my brother and sister. We were always welcome at this mill. I often disappeared within it. Then I studied with all my heart the work of a miller. I forced a way for myself into the “interior of nature.” Still nearer us, however, there was a yarn factory. The raw material for this came to the railway station; the finished product went away from the station. I participated thus in everything which disappeared within the factory and everything which reappeared. We were strictly forbidden to take one peep at the “inside” of this factory. This we never succeeded in doing. There were the “limits of understanding” And how I wished to step across the boundaries! For almost every day the manager of the factory came to see my father on some matter of business. For me as a boy this manager was a problem, casting a miraculous veil, as it were, over the “inside” of those works. He was spotted here and there with white tufts; his eyes had taken on a certain set look from working at machinery. He spoke hoarsely, as if with a mechanical speech. “What is the connection between this man and everything that is surrounded by those walls?” – this was an insoluble problem facing my mind. But I never questioned anyone regarding the mystery. For it was my childish conviction that it does no good to ask questions about a problem which is concealed from one's eyes. Thus I lived between the friendly mill and the unfriendly factory. [ 17 ] Once something happened at the station that was very “dreadful.” A freight train rumbled up. My father stood looking at it. One of the rear cars was on fire. The crew had not noticed this at all. All that followed as a result of this made a deep impression on me. Fire had started in a car by reason of some highly inflammable material. For a long time I was absorbed in the question how such a thing could happen. What my surroundings said to me in this case was, as in many other matters, not to my satisfaction. I was filled with questions, and I had to carry these about with me unanswered. It was thus that I reached my eighth year. [ 18 ] During my eighth year the family moved to Neudörfl, a little Hungarian village. This village is just at the border over against Lower Austria. The boundary here was formed by the Laytha River. The station that my father had in charge was at one end of the village. Half an hour's walk further on was the boundary stream. Still another half-hour brought one to Wiener-Neustadt. [ 19 ] The range of the Alps that I had seen close by at Pottschach was now visible only at a distance. Yet the mountains still stood there in the background to awaken our memories when we looked at lower mountains that could be reached in a short time from our family's new home. Massive heights covered with beautiful forests bounded the view in one direction; in the other, the eye could range over a level region, decked out in fields and woodland, all the way to Hungary. Of all the mountains, I gave my unbounded love to one that could be climbed in three-quarters of an hour. On its crest there stood a chapel containing a painting of Saint Rosalie. This chapel came to be the objective of a walk which I often took at first with my parents and my sister and brother, and later loved to take alone. Such walks were filled with a special happiness because of the fact that at that time of year we could bring back with us rich gifts of nature. For in these woods there were blackberries, raspberries, and strawberries. One could often find an inner satisfaction in an hour and a half of berrying for the purpose of adding a delicious contribution to the family supper, which otherwise consisted merely of a piece of buttered bread or bread and cheese for each of us. [ 20 ] Still another pleasant thing came from rambling about in these forests, which were the common property of all. There the villagers got their supplies of wood. The poor gathered it for themselves; the well-to-do had servants to do this. One could become acquainted with all of these most-friendly persons. They always had time for a chat when Steiner Rudolf met them. “So thou goest again for a bit of a walk, Steiner Rudolf” – thus they would begin, and then they would talk about everything imaginable. The people did not think of the fact that they had a mere child before them. For at the bottom of their souls they also were only children, even when they could number sixty years. And so I really learned from the stories they told me almost everything that happened in the houses of the village. [ 21 ] Half an hour's walk from Neudörfl is Sauerbrunn, where there is a spring containing iron and carbonic acid. The road to this lies along the railway, and part of the way through beautiful woods. During vacation time I went there every day early in the morning, carrying with me a “Blutzer.” This is a water vessel made of clay. The smallest of these hold three or four litres. One could fill this without charge at the spring. Then at midday the family could enjoy the delicious sparkling water. [ 22 ] Toward Wiener-Neustadt and farther on toward Styria, the mountains fall away to a level country. Through this level country the Laytha River winds its way. On the slope of the mountains there was a cloister of the Order of the Most Holy Redeemer. I often met the monks on my walks. I still remember how glad I should have been if they had spoken to me. They never did. And so I carried away from these meetings an undefined but solemn feeling which remained constantly with me for a long time. It was in my ninth year that the idea became fixed in me that there must be weighty matters in connection with the duties of these monks which I ought to learn to understand. There again I was filled with questions which I had to carry around unanswered. Indeed, these questions about all possible sorts of things made me as a boy very lonely. [ 23 ] On the foothills of the Alps two castles were visible: Pitten and Frohsdorf. In the second there lived at that time Count Chambord, who, at the beginning of the year 1870, claimed the throne of France as Henry V. Very deep were the impressions that I received from that fragment of life bound up with the castle Frohsdorf. The Count with his retinue frequently took the train for a journey from the station at Neudörfl. Everything drew my attention to these men. Especially deep was the impression made by one man in the Count's retinue. He had but one ear. The other had been slashed off clean. The hair lying over this he had braided. At the sight of this I perceived for the first time what a duel is. For it was in this manner that the man had lost one ear. [ 24 ] Then, too, a fragment of social life unveiled itself to me in connection with Frohsdorf. The assistant teacher at Neudörfl, whom I was often permitted to see at work in his little chamber, prepared innumerable petitions to Count Chambord for the poor of the village and the country around. In response to every such appeal there always came back a donation of one gulden, and from this the teacher was always allowed to keep six kreuzer for his services. This income he had need of, for the annual salary yielded him by his profession was fifty-eight gulden. In addition, he had his morning coffee and his lunch with the “schoolmaster.” Then, too, he gave special lessons to about ten children, of whom I was one. For such lessons the charge was one gulden a month. [ 25 ] To this assistant teacher I owe a great deal. Not that I was greatly benefited by his lessons at the school. In that respect I had about the same experience as at Pottschach. As soon as we moved to Neudörfl, I was sent to school there This school consisted of one room in which five classes of both boys and girls all had their lessons. While the boy who sat on my bench were at their task of copying out the story of King Arpad, the very little fellows stood at a black board on which i and u had been written with chalk for them. It was simply impossible to do anything save to let the mind fall into a dull reverie while the hands almost mechanically took care of the copying. Almost all the teaching had to be done by the assistant teacher alone. The “schoolmaster” appeared in the school only very rarely. He was also the village notary, and it was said that in this occupation he had so much to take up his time that he could never keep school. [ 26 ] In spite of all this I learned earlier than usual to read well. Because of this fact the assistant teacher was able to take hold of something within me which has influenced the whole course of my life. Soon after my entrance into the Neudörfl school, I found a book on geometry in his room. I was on such good terms with the teacher that I was permitted at once to borrow the book for my own use. I plunged into it with enthusiasm. For weeks at a time my mind it was filled with coincidences, similarities between triangles, squares, polygons; I racked my brains over the question: Where do parallel lines actually meet? The theorem of Pythagoras fascinated me. [ 27 ] That one can live within the mind in the shaping of forms perceived only within oneself, entirely without impression upon the external senses – this gave me the deepest satisfaction. I found in this a solace for the unhappiness which my unanswered questions had caused me. To be able to lay hold upon something in the spirit alone brought to me an inner joy. I am sure that I learned first in geometry to experience this joy. [ 28 ] In my relation to geometry I must now perceive the first budding forth of a conception which has since gradually evolved in me. This lived within me more or less unconsciously during my childhood, and about my twentieth year took a definite and fully conscious form. [ 29 ] I said to myself: “The objects and occurrences which the senses perceive are in space. But, just as this space is outside of man, so there exists also within man a sort of soul-space which is the arena of spiritual realities and occurrences.” In my thoughts I could not see anything in the nature of mental images such as man forms within him from actual things, but I saw a spiritual world in this soul-arena. Geometry seemed to me to be a knowledge which man appeared to have produced but which had, nevertheless, a significance quite independent of man. Naturally I did not, as a child, say all this to myself distinctly, but I felt that one must carry the knowledge of the spiritual world within oneself after the fashion of geometry. [ 30 ] For the reality of the spiritual world was to me as certain as that of the physical. I felt the need, however, for a sort of justification for this assumption. I wished to be able to say to myself that the experience of the spiritual world is just as little an illusion as is that of the physical world. With regard to geometry I said to myself: “Here one is permitted to know something which the mind alone, through its own power, experiences.” In this feeling I found the justification for the spiritual world that I experienced, even as, so to speak, for the physical. And in this way I talked about this. I had two conceptions which were naturally undefined, but which played a great role in my mental life even before my eighth year. I distinguished things as those “which are seen” and those “which are not seen.” [ 31 ] I am relating these matters quite frankly, in spite of the fact that those persons who are seeking for evidence to prove that anthroposophy is fantastic will, perhaps, draw the conclusion from this that even as a child I was marked by a gift for the fantastic: no wonder, then, that a fantastic philosophy should also have evolved within me. [ 32 ] But it is just because I know how little I have followed my own inclinations in forming conceptions of a spiritual world – having on the contrary followed only the inner necessity of things – that I myself can look back quite objectively upon the childlike unaided manner in which I confirmed for myself by means of geometry the feeling that I must speak of a world “which is not seen.” [ 33 ] Only I must also say that I loved to live in that world For I should have been forced to feel the physical world as a sort of spiritual darkness around me had it not received light from that side. [ 34 ] The assistant teacher of Neudörfl had provided me, in the geometry text-book, with that which I then needed – justification for the spiritual world. [ 35 ] In other ways also I owe much to him. He brought to me the element of art. He played the piano and the violin and he drew a great deal. These things attracted me powerfully to him. Just as much as I possibly could be, was I with him. Of drawing he was especially fond, and even in my ninth year he interested me in drawing with crayons. I had in this way to copy pictures under his direction. Long did I sit, for instance, copying a portrait of Count Szedgenyi. [ 36 ] Very seldom at Neudörfl, but frequently in the neighbouring town of Sauerbrunn, could I listen to the impressive music of the Hungarian gipsies. [ 37 ] All this played its part in a childhood which was passed in the immediate neighbourhood of the church and the churchyard. The station at Neudörfl was but a few steps from the church, and between these lay the churchyard. [ 38 ] If one went along by the churchyard and then a short stretch further, one came into the village itself. This consisted of two rows of houses. One row began with the school and the other with the home of the priest. Between those two rows of houses flowed a little brook, along the banks of which grew stately nut trees. In connection with these nut trees an order of precedence grew up among the children of the school. When the nuts began to get ripe, the boys and girls assailed the trees with stones, and in this way laid in a winter's supply of nuts. In autumn almost the only thing anyone talked about was the size of his harvest of nuts. Whoever had gathered most of all was the most looked up to, and then step by step was the descent all the way down – to me, the last, who as an “outsider in the village” had no right to share in this order of precedence. [ 39 ] Near the railway station, the row of most important houses, in which the “big farmers” lived, was met at right angles by a row of some twenty houses owned by the “middle class” villagers. Then, beginning from the gardens which belonged to the station, came a group of thatched houses belonging to the “small cottagers.” These constituted the immediate neighbourhood of my family. The roads leading out from the village went past fields and vineyards that were owned by the villagers. Every year I took part with the “small cottagers” in the vintage, and once also in a village wedding. [ 40 ] Next to the assistant teacher, the person whom I loved most among those who had to do with the direction of the school was the priest. He came regularly twice a week to give instruction in religion and often besides for inspection of the school. The image of the man was deeply impressed upon my mind, and he has come back into my memory again and again throughout my life. Among the persons whom I came to know up to my tenth or eleventh year, he was by far the most significant. He was a vigorous Hungarian patriot. He took active part in the process of Magyarizing the Hungarian territory which was then going forward. From this point of view he wrote articles in the Hungarian language, which I thus learned through the fact that the assistant teacher had to make clear copies of these and he always discussed their contents with me in spite of my youthfulness. But the priest was also an energetic worker for the Church. This once impressed itself deeply upon my mind through one of his sermons. [ 41 ] At Neudörfl there was a lodge of Freemasons. To the villagers this was shrouded in mystery, and they wove about it the most amazing legends. The leading role in this lodge belonged to the manager of a match-factory which stood at the end of the village. Next to him in prominence among the persons immediately interested in the matter were the manager of another factory and a clothing merchant. Otherwise the only significance attaching to the lodge arose from the fact that from time to time strangers from “remote parts” were visitors there, and these seemed to the villagers in the highest degree unwelcome. The clothing merchant was a noteworthy person. He always walked with his head bowed over as if in deep thought. People called him “the make-believe,” and his isolation rendered it neither possible nor necessary that anyone should approach him. The building in which the lodge met belonged to his home. [ 42 ] I could establish no sort of relationship to this lodge. For the entire behaviour of the persons about me in regard to this matter was such that here again I had to refrain from asking questions; besides, the utterly absurd way in which the manager of the match-factory talked about the church made a shocking impression on me. [ 43 ] Then one Sunday the priest delivered a sermon in his energetic fashion in which he set forth in due order the true principles of morality for human life and spoke of the enemy of the truth in figures of speech framed to fit the lodge. As a climax, he delivered his advice: “Beloved Christians, beware of him who is an enemy of the truth: for example, a Mason or a Jew.” In the eyes of the people, the factory owner and the clothing merchant were thus authoritatively exposed. The vigour with which this had been uttered made a specially deep impression upon me. [ 44 ] I owe to the priest also, because of a certain profound impression made upon me, a very great deal in the later orientation of my spiritual life. One day he came into the school, gathered round him in the teacher's little room the “riper” children, among whom he included me, unfolded a drawing he had made, and with the help of this explained to us the Copernican system of astronomy. He spoke about this very vividly – the revolution of the earth around the sun, its rotation on its axis, the inclination of the axis in summer and winter, and also the zones of the earth. In all of it I was absorbed; I made drawings of a similar kind for days together, and then received from the priest further special instruction concerning eclipses of the sun and the moon; and thence-forward I directed all my search for knowledge toward this subject. I was then about ten years old, and I could not yet write without mistakes in spelling and grammar. [ 45 ] Of the deepest significance for my life as a boy was the nearness of the church and the churchyard beside it. Everything that happened in the village school was affected in its course by its relationship to these. This was not by reason of certain dominant social and political relationships existing in every community; it was due to the fact that the priest was an impressive personality. The assistant teacher was at the same time organist of the church and custodian of the vestments used at Mass and of the other church furnishings. He performed all the services of an assistant to the priest in his religious ministrations. We schoolboys had to carry out the duties of ministrants and choristers during Mass, rites for the dead, and funerals. The solemnity of the Latin language and of the liturgy was a thing in which my boyish soul found a Vital happiness. Because of the fact that up to my tenth year I took such an earnest part in the services of the church, I was often in the company of the priest whom I so revered. [ 46 ] In the home of my parents I received no encouragement in this matter of my relationship to the church. My father took no part in this. He was then a “freethinker.” He never entered the church to which I had become so deeply attached; and yet he also, as a boy and as a young man, had been equally devoted and active. In his case this all changed once more only when he went back, as an old man on a pension, to Horn, his native region. There he became again “a pious man.” But by that time I had long ceased to have any association with my parents' home. [ 47 ] From the time of my boyhood at Neudörfl, I have always had the strongest impression of the manner in which the contemplation of the church services in close connection with the solemnity of liturgical music causes the riddle of existence to rise in powerful suggestive fashion before the mind. The instruction in the Bible and the catechism imparted by the priest had far less effect upon my mental world than what he accomplished by means of liturgy in mediating between the sensible and the supersensible. From the first this was to me no mere form, but a profound experience. It was all the more so because of the fact that in this I was a stranger in the home of my parents. Even in the atmosphere I had to breathe in my home, my spirit did not lose that vital experience which it had acquired from the liturgy. I passed my life amid this home environment without sharing in it, perceived it; but my real thoughts, feelings, and experience were continually in that other world. I can assert emphatically however, in this connection that I was no dreamer, but quite self-sufficient in all practical affairs. [ 48 ] A complete counterpart to this world of mine was my father's political affairs. He and another employee took turns on duty. This man lived at another railway station, for which he was partly responsible. He came to Neudörfl only every two or three days. During the free hours of the evening he and my father would talk politics. This would take place at a table which stood near the station under two huge and wonderful lime trees. There our whole family and the other employee would assemble. My mother knitted or crocheted; my brother and sister busied themselves about us; I would often sit at the table and listen to the unheard of political arguments of the two men. My participation, however, never had anything to do with the sense of what they were saying, but only with the form which the conversation took. They were always on opposite sides; if one said “Yes,” the other always contradicted him with “No.” All this, however, was marked, not only by a certain intensity – indeed, violence – but also by the good humour which was a basic element in my father's nature. [ 49 ] In the little circle often gathered there, to which were frequently added some of the “notabilities” of the village, there appeared at times a doctor from Wiener-Neustadt. He had many patients in this place, where at that time there was no physician. He came from Wiener-Neustadt to Neudörfl on foot, and would come to the station after visiting his patients to wait for the train on which he went back. This man passed with my parents, and with most persons who knew him, as an odd character. He did not like to talk about his profession as a doctor, but all the more gladly did he talk about German literature. It was from him that I first heard of Lessing, Goethe, Schiller. At my home there was never any such conversation. Nothing was known of such things. Nor in the village school was there any mention of such matters. There the emphasis was all on Hungarian history. Priest and assistant teacher had no interest in the masters of German literature. And so it happened that with the Wiener-Neustadt doctor a whole new world came within my range of vision. He took an interest in me; often drew me aside after he had rested for a while under the lime trees, walked up and down with me by the station, and talked – not like a lecturer, but enthusiastically – about German literature. In these talks he set forth all sorts of ideas as to what is beautiful and what is ugly. [ 50 ] This also has remained as a picture with me, giving me many happy hours in memory throughout my life: the tall, slender doctor, with his quick, long stride, always with his umbrella in his right hand held invariably in such a way that it dangled by his side, and I, a boy of ten years, on the other side, quite absorbed in what the man was saying. [ 51 ] Along with all these things I was tremendously concerned with everything pertaining to the railroad. I first learned the principles of electricity in connection with the station telegraph. I learned also as a boy to telegraph. [ 52 ] As to language, I grew up in the dialect of German that is spoken in Eastern Lower Austria. This was really the same as that then used in those parts of Hungary bordering on Lower Austria. My relationship to reading and that to writing were entirely different. In my boyhood I passed rapidly over the words in reading; my mind went immediately to the perceptions, the concepts, the ideas, so that I got no feeling from reading either for spelling or for writing grammatically. On the other hand, in writing I had a tendency to fix the word-forms in my mind by their sounds as I generally heard them spoken in the dialect. For this reason it was only after the most arduous effort that I gained facility in writing the literary language; whereas reading was easy for me from the first. [ 53 ] Under such influences I grew up to the age at which my father had to decide whether to send me to the Gymnasium or to the Realschule 1 at Wiener-Neustadt. From that time on I heard much talk with other persons – in between the political discussions – as to my own future. My father was given this and that advice; I already knew: “He likes to listen to what others say, but he acts according to his own fixed and definite determination.”
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214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Tr. Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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When some time ago the first volume of Spengler's Decline of the West appeared, there could be discerned in this literary production something like the will to tackle more intensively the elemental phenomena of decay and decline in our time. Here is a man who felt in much that is now active in the whole western world an impulse toward decline that must necessarily lead to a condition of utter chaos in western civilization, including America; and it could be seen that the man who had developed such a feeling—a very well-informed person, indeed, with mastery of many scientific ideas—was making the effort to present a sort of analysis of these phenomena. It is clear, of course, that Spengler recognized this decline; and it is evident also that he had a feeling for everything of a declining nature exactly because all his thinking was itself involved in this decline; and because he felt this decadence in his very soul, I might say, he anticipated nothing but decadence as the outcome of all mass civilization. That is comprehensible. He believed that the West will become the prey of a kind of Caesarism, a sort of development of individual power, which will replace the differentiated, highly-organized cultures and civilizations with simple brute-force. It is evident that Spengler, for one, had not the slightest perception of the fact that salvation for this western culture and civilization can come out of the will of mankind, if this will, in opposition to all that is moving headlong toward destruction, is directed toward the realization of something that can yet be brought forth out of the soul of man as a new force, if the human being of today wills it so. Of such a new force—naturally a spiritual force, based on spiritual activity—Oswald Spengler had not the slightest understanding. Thus we can see that a very well-informed, brilliant man, with a certain penetrating insight, and able to coin such telling phrases, can actually arrive at nothing beyond a certain hope for the unfolding of a brute-power, which is remote from everything spiritual, from all inner human striving, and which depends entirely upon the development of external brutish force. However, when the first volume appeared, it was possible to have at least a certain respect for the penetrating spirituality (I must use the expression again)—an abstract, intellectualistic spirituality—as opposed to the obtuseness of thinking which by no means is equal to the driving forces of history, but which so often gives the keynote to the literature of today. Oswald Spengler's second volume has now appeared, and this indeed points out much more forcefully all that lives in a man of the present which can become his world-conception and philosophy, while he himself rejects, with a sort of brutality, everything genuinely spiritual. This second volume is likewise brilliant; yet in spite of his clever observations, Spengler shows nothing more than the dreadful sterility of an excessively abstract and intellectualistic mode of thought. The matter is extraordinarily noteworthy because it shows what a peculiar configuration of spirit can be attained by an undeniably notable personality of today. In this second volume of Spengler's Decline of the West, it is primarily the beginning and the end that are of exceptional interest. But it is a melancholy interest which this beginning and end arouse; they really characterize the whole state of this man's soul. You need to read only a sentence or two at the beginning in order to estimate at once the soul-situation of Oswald Spengler, and likewise of many other people of the present time. What is to be said of it has not merely a German-literary significance, but an altogether international one. Spengler begins with the following sentence: [The Decline of the West, by Oswald Spengler; Volume II: Perspectives of World History. Translated by Atkinson (Knopf). The above citation, however, and all others used herein are translated from the original of Spengler, Der Untergang des Abendlandes, by the translator of this lecture. Ed.] “Observe the flowers in the evening, when in the setting sun they close one after the other; something sinister oppresses you then, a feeling of puzzling anxiety in the presence of this blind, dreamlike existence bound to the earth. The mute forest, the silent meadows, yonder bush, and these tendrils, do not stir. It is the wind that plays with them. Only the little gnat is free. It still dances in the evening light; it moves whither it will,” and so on. Notice the starting-point from the flowers, from the plants. Now when I have wished to point to what gives its significance to the thinking of the present, I have again and again found it necessary to begin with the kind of comprehension applied today to lifeless, inorganic, mineral nature. Perhaps some of you will remember that in order to characterize the striving of present-day thinking for clarity of view, I have often used the example of the impact of two resilient balls, where from the given condition of one ball you can deduce the condition of the other by pure calculation. Of course, anyone of the Spenglerian soul-caliber can say that ordinary thinking does not discover how resilience works in these balls, nor what the relations are in a deeper sense. Anyone who thinks thus does not understand upon what clarity of thought depends at the present time. For such an objection would have neither greater validity nor less than would an assertion by someone that it is impossible for me to understand a sentence written down on paper without first having investigated the composition of the ink with which it is written. The important thing is always to discover the point at issue. In surveying inorganic nature, the matter of concern is not what may eventually be discovered behind it as force-impulse, just as the composition of the ink is not the important thing for the understanding of a sentence written with it; but the matter of importance is whether clear thinking is employed. This definite kind of thinking is what humanity has achieved since the time of Galileo and Copernicus. It shows first that man can grasp by means of it only lifeless, inorganic nature; but that, on the other hand, only by yielding himself to it, as to the simplest and most primitive kind of pure thinking, can he develop freedom of the human soul, or any kind of freedom for man. Only one who understands the character of clear, objective thinking, as it holds sway in lifeless nature, can later rise to the other processes of thinking and of seeing—to that which permeates thought with vision, with inspiration, with imagination, with intuition. Therefore, the first task confronting one who wishes to speak today with any authority on the ultimate configuration of our cultural life is to observe what it is that the power of present-day thinking rests upon. And those who have become aware of this power in the thinking of our time know that this thinking is active in the machine, that it has brought us modern technical sciences, in which by means of this thinking we construct external, lifeless, inorganic sequences, all of whose pseudo-intelligence is intended to contribute to the outer activities of man. Only one who understands this begins to realize that the moment we start to deal with plant-life, this kind of thinking, grasped at first in its abstractness, leads to utter nonsense. Anyone who uses this kind of crystal-clear thinking—appropriate in its abstractness to the mineral world alone—not as a mere starting point for the development of human freedom, but instead employs it in thinking about the plant-world, will have before him in the plant-world something nebulous, obscure, mystical, which he cannot comprehend. For as soon as we look up to the plant-world we must understand that here—at least to the degree intended by Goethe with his primordial-plant (Urpflanze), and with the principle by means of which he traced the metamorphosis of this primordial-plant through all plant-forms—here at least in this Goethean sense, everyone who approaches the plant-world with a recognition of the real force of the thought holding sway in the inorganic world must perceive that the plant-world remains obscure and mystical in the worst sense of our time, unless it is approached with imagination—at least in the sense in which Goethe established his botanical views. When anyone like Oswald Spengler rejects imaginative cognition and yet starts describing the plant-world in this way, he reaches nothing that will give clarity and force, but only a kind of confused thinking, a mysticism in the very worst sense of the word, namely materialistic mysticism. And if this has to be said about the beginning of the book, the end of it is in turn characterized by the beginning. The end of this book deals with the machine, with that which has given the very signature to modern civilization—the machine, which on the one hand is foreign to man's nature, yet is on the other precisely the means by which he has developed his clear thinking. Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. I showed that, because in the mechanical world he experiences the obliteration of all spirituality, he receives in this same mechanical world the impulse to bring forth spirituality out of his own being through inner effort. Anyone, therefore, who comprehends the significance of the machine for our whole present civilization can only say to himself: This machine, with its impertinent pseudo-intelligence, with its dreadful, brutal, demonic spiritlessness, compels the human being, when he rightly understands himself, to bring forth from within those germs of spirituality that are in him. By means of the contrast the machine compels the human being to develop spiritual life. But as a matter of fact, what I wished to bring out in that lecture was understood by no one, as I was able to learn from the after-effects. Oswald Spengler places at the conclusion of his work some observations about the machine. Well, what you read there about the machine finally leads to a sort of glorification of the fear of it. We feel that what is said is positively the apex of modern superstition regarding the machine, which people feel as something demonic, as certain superstitious people sense the presence of demons. Spengler describes the inventor of the machine, tells how it has gradually gained ground, and little by little has laid hold of civilization. He describes the people in whose age the machine appeared. “But for all of them there also existed the really Faustian danger that the devil might have a hand in the game, in order to lead them in spirit to that mountain where he promised them all earthly power. That is what is meant by the dream of those strange Dominicans, like Peter Peregrinus, about the perpetual motion device, through which God would have been robbed of His omnipotence. They succumbed to this ambition again and again; they extorted his secret from the Divinity in order to be God themselves.” So Oswald Spengler understands the matter thus: that because man can now control machines, he can through this very act of controlling, imagine himself to be a God, can learn to be a God, because, according to his opinion, the God of the cosmic machine controls the machine. How could a man help feeling exalted to godhood when he controls a microcosm! “They hearkened to the laws of the cosmic time-beat in order to do them violence, and then they created the idea of the machine as a little cosmos which yields obedience only to the will of man. But in doing so they overstepped that subtle boundary where, according to the adoring piety of others, sin began; and that was their undoing, from Bacon to Giordano Bruno. True faith has always held that the machine is of the devil.” Now he evidently intends at this point to be merely ironic; but that he intends to be not only ironic becomes apparent when in his brilliant way he uses words which sound somewhat antiquated. The following passage shows this: “Then follows, however, contemporaneously with Rationalism, the invention of the steam-engine, which overturns everything and transforms the economic picture from the ground up. Till then nature had given service; now it is harnessed in the yoke as a slave, and its work measured, as in derision, in terms of horse-power. We passed over from the muscular strength of the negro, employed in organized enterprise, to the organic forces of the earth's crust, where the life-force of thousands of years lies stored as coal, and we now direct our attention to inorganic nature, whose waterpower has already been harnessed in support of the coal. Along with the millions and billions of horse-power the population increases as no other civilization would have considered possible. This growth is a product of the machine, which demands service and control, in return for which it increases the power of each individual a hundredfold. Human life becomes precious for the sake of the machine. Work becomes the great word in ethical thinking. During the eighteenth century it lost its derogatory significance in all languages. The machine works and compels man to work with it. All civilization has come into a degree of activity under which the earth quivers. “What has been developed in the course of scarcely a century is a spectacle of such magnitude that to human beings of a future culture, with different souls and different emotions, it must seem that at that time nature reeled. In previous ages, politics has passed over cities and peoples; human economy has interfered greatly with the destinies of the animal and plant world—but that merely touches life and is effaced again. This technical science, however, will leave behind it the mark of its age when everything else shall have been submerged and forgotten. This Faustian passion has altered the picture of the earth's surface. “And these machines are ever more dehumanized in their formation; they become ever more ascetic, more mystical and esoteric. They wrap the earth about with an endless web of delicate forces, currents, and tensions. Their bodies become ever more immaterial, even more silent. These wheels, cylinders and levers no longer speak. All the crucial parts have withdrawn to the inside. Man senses the machine as something devilish, and rightly so. For a believer it indicates the deposition of God. It hands over sacred causality to man, and becomes silent, irresistible, with a sort of prophetic omniscience set in motion by him. “Never has the microcosm felt more superior toward the macrocosm. Here are little living beings who, through their spiritual force, have made the unliving dependent upon them. There seems to be nothing to equal this triumph, achieved by only one culture, and, perhaps, for only a few centuries. But precisely because of it the Faustian man has become the slave of his own creation.” We see here the thinker's complete helplessness with regard to the machine. It never dawns on him that there is nothing in the machine that could possibly be mystical for anyone who conceives the very nature of the unliving as lacking any mystical element. And thus we see Oswald Spengler beginning with a hazy recital about plants, because he really has no conception at all of the nature and character of present-day cognition—which is closely related to the evolution of the mechanical life—because to him thinking remains only an abstraction, and on this account he is also unable to perceive the function of thinking in anything mechanical. In reality, thinking here becomes an entirely unsubstantial image, so that the human being in the mechanical age may become all the more real, may call forth his soul, his spirit, out of himself by resisting the mechanical. That is the significance of the machine-age for the human being, as well as for world-evolution. When anyone intending to begin with metaphysical clarity starts out instead with a hazy recital about plants, he does so because in this mood he is in opposition to the machine. That is to say, Oswald Spengler has grasped the function of modern thinking only in its abstractness, and he sets to work on something that remains dark to him, namely, the plant-world. Now taking the mineral, the plant, the animal, and the human kingdoms, the last-named may be characterized for the present time by saying that since the middle of the fifteenth century we have advanced to the thinking that makes the mineral kingdom transparent to us. So that when we look at the human being of our time, as he is inwardly, as observer of the outer world, we must say that as human being he has at this precise time developed the conception of the mineral kingdom. But then we must characterize the significance of this mineral-thinking in the way I have just now characterized it. But when someone who knows nothing of the real nature of the mineral kingdom takes his start from the plant kingdom, he gets no farther than the animal kingdom. For the animal bears in itself the plant-nature in the same form we today bear the mineral nature. It is characteristic of Oswald Spengler, first, that he begins with the plant, and in his concepts in no way gets beyond the animal (he deals with man only in so far as man is an animal) ; and second, that thinking really seems to him to be extraordinarily comprehensible, whereas, in reality, as I have just explained, it has been understood in its true significance only since the fourteenth century. He thus lets his thinking slide down just as far as possible into the animal world. We see him discovering, for example, that he has sense-perception, just as has the animal, and that this sense-perception, even in the animal, becomes a sort of judgment. In this way he tries to represent thinking merely as something like an intensification of the perceptive life of the animal. Actually no one has proved in such a radical way as this same Oswald Spengler that the man of today with his abstract thinking reaches only the extra-human world, and no longer comprehends the human. And the essential characteristic of the human being, namely, that he can think, Oswald Spengler regards only as a sort of adjunct, which is inexplicable and really superfluous. For, according to Spengler, this thinking is really something highly superfluous in man. “Understanding emancipated from feeling is called thinking. Thinking has forever brought disunion into the human waking state. It has always regarded the intellect and the perceptive faculty as the high and the low soul-forces. It has created the fatal contrast between the light-world of the eye, which is designated as a world of semblance and sense-delusion, and a literally-imagined world, in which concepts with slight but ever-present accent of light pursue their existence.” Now in setting forth these things Spengler develops an extraordinarily curious idea; namely, that in reality the whole spiritual civilization of man depends upon the eye, that it is really only distilled from the light-world, and concepts are only somewhat refined, somewhat distilled, visions in the light, which are transmitted through the eye. Oswald Spengler simply has no idea that thinking, when it is pure thought, not only receives the light-world of the eye, but unites this light-world with the whole man. It is an entirely different matter whether we think of an entity which is connected with the perception of the eye, or speak of conceptions or mental pictures. Spengler has something to say also about conceptions, or mental pictures (Vorstellen); but at this very point he tries to prove that thinking is only a sort of brain-dream and rarified light-world in man. Now I should like to know whether with any kind of thinking that is not abstract, but is sound common sense, the word “stellen” (to put or place), when it is experienced correctly, can ever be associated with anything belonging to the light-world. A man “places” himself with his legs; the whole man is included. When we say “vorstellen” (to place before, to represent), we dynamically unite the light-entity with what we experience within as something dynamic, as a force-effect, as something that plunges down into reality. With realistic thinking, we absolutely dive down into reality. Consider the most important thoughts. Aside from mathematical ones, thoughts always lead to the realization that in them we have not merely a light-air-organism, but also something which man has as soul-experience when he causes a thought to be illuminated at the same time that he places both feet on the earth. Therefore, all that Oswald Spengler has developed here about this light-world transformed into thinking is really nothing but exceedingly clever talk. It is absolutely necessary that this should be stated: the introduction to this second volume is brilliant twaddle, which then rises to such assertions as the following: “This impoverishment of the sense-faculties involves at the same time an immeasurable deepening. The human waking existence is no longer mere tension between the body and the surrounding world. It is now life in a closed, surrounding light-world. The body moves in observable space. The experience of depth is a mighty penetration into visible distances from a light-center. This is the point which we call ‘I’, ‘I’ is a light-concept.” Anyone who asserts that “I” is a light-concept has no idea, for example, how intimately connected is the experience of the I with the experience of gravity in the human organism; he has no notion at all of the experience of the mechanical that can arise in the human organism. But when it does arise consciously, then the leap is made from abstract thinking to the realistic, concrete thinking that leads to reality. It might be said that Oswald Spengler is a perfect example of the fact that abstract thinking has become airy, and also light, and has carried the whole human being away from reality, so that he reels about somewhere in the light and has no suspicion that there is also gravity; for example—that there is also something that can be experienced, not merely looked at. The onlooker standpoint of John Stuart Mill, for instance, is here carried to the extreme. Therefore, the book is exceedingly characteristic of our time. One sentence on page 13 [Der Untergang des Abendlandes, Vol. II.] appears terribly clever, but it is really only light and airy: “One fashions conception upon conception and finally achieves a thought-architecture in great style, whose edifices stand there in an inner light, as it were, in complete distinctness.” So Oswald Spengler starts out with mere phraseology. He finds the plant-world “sleeping”; that represents first of all the world around us, which is thoroughly asleep. He finds that the world “wakes up” in the animal kingdom, and that the animal develops in itself a kind of microcosm. He gets no farther than the animal, but develops only the relation between the plant-world and the animal-world, and finds the former in the sleeping state and the latter in the waking state.
But everything that happens in the world really comes about under the influence of what is sleeping. The animal—therefore, for Oswald Spengler, man also—has sleep in himself. That is true. But all that has significance for the world proceeds from sleep, for sleep contains movement. The waking state contains only tensions—tensions which beget all sorts of discrepancies within, but still only tensions which are, as it were, just one more external item in the universe. Actually, an independent reality is one which arises from sleep. And in this broth float all sorts of more or less superfluous, or savory and unsavory blobs of grease—which is the animal element; but there could be broth without these blobs of grease, except that these bring something into reality. In sleep the Where and the How are not to be found, but only the When and the Why. So that we find the following in the human being, who contains the plantlike as well—of the role played by the mineral element in the human being Oswald Spengler has no notion—so that in man we find the following: in as far as he is plantlike, he lives in time; he takes his stand in the “When” and the “Why,” the earlier being the Why of the later. That is the causal factor. And by living on thus through history man really expresses the plantlike in history. The animal-element—and therefore the human as well—which inquires as to the “Where” and the “How,” these (the animal and human elements) are just the blobs of grease that are added to it. (This is quite interesting as far as the inner tensions are concerned, but these really have nothing to do with what takes place in the world.) So we can say: Through cosmic relationships the “When” and the “Why” are implanted in the world for succeeding ages. And in this on-flowing broth the grease-blobs float with their “Where” and “How.” And when a man—just one such drop of grease—floats in this broth, the “Where” and the “How” really concern only him and his inner tensions, his waking existence. What he does as a historical being proceeds from sleep. Long ago it was said as a sort of religious imagination: The Lord giveth to his beloved in sleep. To the Spenglerian man it is nature that gives in sleep. Such is the thinking of one of the most prominent personalities of the present time, who, however—in order to avoid coming to terms with himself—plunges into the plant kingdom, thence to emerge no farther than the animal kingdom, into which the human also is stirred. Now one would suppose that this concoction with its cleverness would avoid the worst blunders that thinking has made in the past; that is, that it would somehow be consistent. If the plant-existence is to be poured out over the history of humanity, then let the concoction be confined to the plant kingdom. It would be difficult, however, to enter upon a historical discussion concerning the man of the plant kingdom. Yet Oswald Spengler does discuss historically, even very cleverly, the plantlike activity of humanity during sleep. But in order that he may have something to say about this sleep of humanity, he makes use of the worst possible kind of thinking, namely, that of anthropomorphism, artificially distorting everything, imagining human qualities into everything. Hence, he speaks—as early as on page 9—of the plant, which has no waking-existence, because he wants to learn from it how he is to write history, and also give a description of the activity of man that arises from sleep. But let us read the first sentences on page 9: “A plant leads an existence with no waking state”—Good. He means: “In sleep all beings become plants,” that is, man as well as animal—All right.—“the tension with the surrounding world is released, the measure of life moves on.” And now comes a great sentence: “A plant knows only the relation to When and Why.” Now the plant begins not only to dream, but to “know” in its blessed sleep. Thus one faces the conjecture that this sleep, destined to spread perpetually as history in human evolution, might now begin to wake up. For then Oswald Spengler could just as well write a history as to attribute to the plants a knowledge of When and Why. Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” Of course history can very easily be described as plantlike, if the writer first prepares himself to that end through anthropomorphisms. And because all this is so, Oswald Spengler says further: “The Where can have no meaning for the plantlike existence. That is the question with which the awakening human being daily recalls his world. For only the pulse-beat of existence persists through all the generations. The waking existence begins anew with each microcosm. That is the distinction between procreation and birth. The one is guarantee for permanence, the other is a beginning. And therefore, a plant is procreated but not born. It exists, but no awakening, no first day, spreads a sense-world around it ...” If anyone wishes to follow Spenglerian thoughts, he must really, like a tumbler, first stand on his head and then turn over, in order mentally to reverse what is thought of in the human sense as right side up. But you see by concocting such metaphysics, such a philosophy, Spengler arrives at the following: This sleeping state in man, that which is plantlike in him, this makes history. What is this in man? The blood—the blood which flows through the generations. Well, in this way Spengler prepares a method for himself, so that he can say: The most important events developed in human history occur through the blood. To do this he must of course cut some more thought-capers: “The waking existence is synonymous with ‘ascertaining’ (Feststellen), no matter whether the point in question is the sense of touch in one of the infusoria or human thinking of the highest order.” Certainly when anyone thinks in such an abstract way, he simply fails to discover the difference between the sense of touch in one of the infusoria and human thinking of the highest order. He comes then to all sorts of extraordinarily strange assertions, such as: that this thinking is really a mere adjunct to the whole human life, that deeds originate in the blood, and that out of the blood history is made. And if there are still a few people who ponder about this, they do so with purely abstract thinking that has nothing whatever to do with actuality. “That we not only live, but know about life, is the result of that observation of our corporeal being in the light. But the animal knows only life, not death.” And so he explains that the thing of importance must come forth out of obscurity, darkness, out of the plantlike, out of the blood; and he claims that those people who have achieved anything in history have done so not at all as the result of an idea, of thinking—but that thoughts, even those of thinkers, are merely a by-product. About what thinking accomplishes, Oswald Spengler has no words disparaging enough. And then he contrasts with thinkers all those who really act, because they let thinking be thinking; that is, let it be the business of others. “Some people are born as men of destiny and others as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man” (Spengler puts ‘spiritual’ in quotation marks), “from the saint, the priest, the scholar, idealist, ideologist, regardless of whether he is destined thereto by the power of his thinking or through lack of blood. Existence and being awake, measure and tension, instincts and concepts, the organs of circulation and those of touch—there will seldom be a man of eminence in whom the one side does not unquestionably surpass the other in significance. “... the active person is a complete human being. In the contemplative person a single organ would like to act without the body or against it. For only the active man, the man of destiny” (that is, one whom thoughts do not concern)—“for only the active man, the man of destiny, lives, in the last analysis, in the real world, the world of political, military, and economic crises, in which concepts and theories count for nothing. Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art.” That is a plain statement; in fact, plain enough for anyone to recognize who said it: that it is definitely written by none other than a “scribbler and book-worm,” who merely puts on airs at the expense of others. Only a “scribbler and bookworm” could write: “Some people are born as men of destiny and some as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man, from the saint, the priest, the scholar, idealist, ideologist” ... As if there had never been confessionals and father confessors! Indeed, there are still other beings from whom all those classes of men glean their thoughts. In the society of all such people as have been mentioned—statesmen, generals, men of the world, merchants, fencers, gamblers, and so on—there have even been found soothsayers and fortune-tellers. So that actually the “world” that is supposed to separate the statesman, politician, etc., from the “spiritual” man is in reality not such an enormous distance. Anyone who can observe life will find that this sort of thing is written with utter disregard of all life-observation. And Oswald Spengler, who is a brilliant man and an eminent personality, makes a thorough job of it. After saying that in the realm of real events a blow is worth more than a logical conclusion, he continues thus: “Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art. Let us speak unequivocally: Understanding liberated from feeling is only one side of life, and not the decisive side. In the history of western thought, the name of Napoleon may be omitted, but in actual history Archimedes, with all his scientific discoveries, has perhaps been less influential than that soldier who slew him at the storming of Syracuse.” Now if a brick had fallen on the head of Archimedes, then, according to this theory, this brick would be more important, in the sense of real logical history, than all that originated with Archimedes. And mind you, this was not written by an ordinary journalist, but by one of the most clever people of the present time. That is exactly the significant point, that one of the cleverest men of the present writes in this way. And now exactly what is effective? Thinking? That just floats on top. What is effective is the blood. Anyone who speaks about the blood from the spiritual viewpoint, that is, speaks scientifically, will ask first of all how the blood originates, how the blood is related to man's nourishment. In the bowels blood does not yet exist; it is first created inside the human being himself. The flow of the blood down through the generations—well, if any kind of poor mystical idea can be formed, this is it. Nothing that nebulous mystics have ever said more or less distinctly about the inner soul-life was such poor mysticism as this Spenglerian mysticism of the blood. It refers to something that precludes all possibility, not only of thinking about it—of course that would make no difference to Oswald Spengler, because no one really needs to think, it is just one of the luxuries of life—but one should cease to speak about anything so difficult to approach as the blood, if one pretends to be an intelligent person, or even an intelligent higher animal. From this point of view, it is perfectly possible, then, to inaugurate a consideration of history with the following sentence: “All great historical events are sustained by such beings of a cosmic nature, as dwell in peoples, parties, armies, classes; while the history of the spirit runs its course in loose associations and circles, schools, educational classes, tendencies—in ‘isms.’ And here it is again a matter of destiny whether such a group finds a leader at the decisive moment of its greatest efficiency, or is blindly driven forward, whether the chance leaders are men of high caliber or totally insignificant personalities raised to the summit by the surge of events, like Pompey or Robespierre. It is the mark of the statesman that he comprehends with complete clarity the strength and permanence, direction and purpose of all these soul-masses which form and dissolve in the stream of time; nevertheless, here also it is a question of chance as to whether he will be able to rule them, or is dragged along by them.” In this way a consideration of history is inaugurated which lets the blood be the conqueror of everything that enters historical evolution through the spirit! Now: “One power may be overthrown only by another power, not by a principle, and against money, there is no other” (but blood, he means). “Money is vanquished and deposed only by blood. Life is the first and last, the illimitable cosmic flux in microcosmic form. It is the fact in the world as history. Before the irresistible rhythm of successive generations, everything that the waking life has built up in its worlds of spirit finally disappears. The fact of importance in history is life, always only life, the race, the triumph of the will to power, and not the victory of truths, discoveries, or money. World-history is world-judgment. It has always decided in favor of life that was more vigorous, fuller, more sure of itself, in favor, that is, of the right to live, whether it was just or not in the waking life; and it has always sacrificed truth and righteousness to power, to race, and has condemned to death men and whole peoples to whom truth was more precious than deeds, and justice more essential than power. Thus another drama of lofty culture, this whole wonderful world of divinities, arts, thoughts, battles, cities, closes with the primeval facts of the eternal blood, which is one and the same with the eternally circling, cosmic, undulating flood. The clear, form-filled waking existence plunges again into the silent service of life, as demonstrated by the Chinese epoch and by the Roman Empire. Time conquers space, and time it is whose inexorable passage imbeds on this planet the fleeting incident—culture, in the incident—man, a form in which the incident—life, flows along for a time, while behind it in the light-world of our eyes appear the flowing horizons of earth-history and star-history. “For us, however, whom destiny has placed in this culture at this moment of its evolution when money celebrates its last victories, and its successor, Caesarism, stealthily and irresistibly approaches, the direction is given within narrow limits which willing and compulsion must follow, if life is to be worth living.” Thus does Oswald Spengler point to the coming Caesarism, to that which is to come before the complete collapse of the cultures of the West, and into which the present culture will be transformed. I have put this before you today because truly the man who is awake—he matters little to Oswald Spengler—the man who is awake, even though he be an Anthroposophist, should take some account of what is happening. And so I wished from this point of view to draw your attention to a particular problem of the time. But it would be a poor conclusion if I were to say only this to you concerning this problem of our time. Therefore, before we must have a longer interval for my trip to Oxford, I will give another lecture next week Wednesday. |