287. The Building at Dornach: Lecture I
18 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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287. The Building at Dornach: Lecture I
18 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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In the lectures which it has been my lot to deliver, I have often drawn attention to an observation which might be made in real life, and which shows the necessity of seeking everywhere below the surface of life's appearances, instead of stopping at first impressions. It runs somewhat as follows.—A man is walking along a river bank and, while still some way off, is seen to pitch headlong into the water. We approach and draw him out of the stream, only to find him dead; we notice a boulder at the point where he fell and conclude at first sight as a matter of course that he stumbled over the stone, fell into the river and was drowned. This conclusion might easily be accepted and handed down to posterity—but all the same it could be very wide of the mark. Closer inspection might reveal that the man had been struck by a heart-attack at the very moment of his coming up to the stone, and was already dead when he fell into the water. If the first conclusion had prevailed and no one had made it his business to find out what actually occurred, a false judgment would have found its way into history—the apparently logical conclusion that the man had met his death through falling into the water. Conclusions of this kind, implying to a greater or lesser degree a reversal of the truth, are quite customary in the world—customary even in scholarship and science, as I have often remarked. For those who dedicate themselves heart and soul to our spiritual-scientific movement, it is necessary not only to learn from life, but incessantly to make the effort to learn the truth from life, to find out how it is that not only men but also the world of facts may quite naturally transmit untruth and deception. To learn from life must become the motto of all our efforts; otherwise the goals we want to reach through our Building1 as well as in many other ways will be hard of attainment. Our aim is to play a vital part in the genesis of a world-era; a growth which may well be compared with the beginning of that era which sprang from a still more ancient existence of mankind—let us say the time to which Homer's epics refer. In fact, the entire configuration, artistic nature and spiritual essence of our Building attempts something similar to what was attempted during the happenings of that transitional period from a former age to a later one, as recounted by Homer. It is our wish to learn from life, and, what is more, to learn the truth from life. There are so very many opportunities to learn from life, if we wee willing. Have we not had such an opportunity even in the last day or two? Are we not justified in making a start with such symptoms, particularly with one that has so deeply moved us? Consider for a moment!2 On Wednesday evening last, many of our number either passed by the crossroads or were in the neighbourhood, saw the wagon overturned and lying there, came up to the lecture and were quite naturally, quite as a matter of course, aware of nothing more than that a cart had fallen over. For hours, that was the sole impression—but what was the truth of the matter? The truth was that an eloquent karma in the life of a human being was enacted; that this life so full of promise was in that moment karmically rounded off, having been required back in the worlds by the Spiritual Powers. For at certain times these Powers need uncompleted human lives, whose unexpended forces might have been applied to the physical plane, but have to be conserved for the spiritual worlds for the good of evolution. I would like to put it this way. For one who has saturated himself with spiritual science, it is a plainly evident fact that this particular human life may be regarded as one which the gods require for themselves; that the cart was guided to the spot in order that this karma might be worked out, and overturned in order to consummate the karma of this human life. The way in which this was brought home to us was heartrending, and rightly so. But we must also be capable of submerging ourselves in the ruling wisdom, even when it manifests, unnoticed at first, in something miraculous. From such an event we should learn to look more profoundly into the reality. And how indeed could we raise our thoughts more fittingly to that human life with which we are concerned, and how commemorate more solemnly its departure from earth, than by forthwith allowing ourselves to be instructed by the grave teaching of destiny which has come to us in these days. Yet it is a human trait to forget only too promptly the lessons which life insistently offers us! It is on this account that we have to call to our aid the practice of meditation, the exercise of concentrated thinking, in order to essay any comprehension of the world at all adequate to spiritual science; we must strive continually towards this. And I would like to interpose this matter now, among the other considerations relative to our Building, because it will serve as an illustration for what is to follow concerning art. For let us not hold the implications of our Building to be less than a demand of history itself—down to its very details. In order to recognise a fact of this kind in full earnest, it must be our concern to acquire the possibility, through spiritual science, of reforming our concepts and ideas, of winning through to better, loftier, more serious, more penetrating and profound concepts and ideas concerning life, than any we could acquire without spiritual science. From this standpoint let us ask the downright question What then is history, and what is it that men so often understand by history? Is not what is so often regarded as history nothing more at bottom than the tale of the man who is walking along a river's bank, died from a heart attack, falls into the water, and of whom it is told that he died through drowning? Is not history very often derived from reports of this kind? Certainly, many historical accounts have no firmer foundation. Suppose someone had passed by the cross-roads between 8 and 9 o'clock last Wednesday evening and had had no opportunity of hearing anything about the shattering event which had taken place there: he could have known nothing, only that a cart had been overturned, and that is how he would report it. Many historical accounts are of this kind. The most important things lying beneath the fragments of information remain entirely concealed; they withdraw completely from what is customarily termed history. Sometimes possibly one can go further and say that external reports and documents actually hinder our recognition of the true course of history. That is more particularly so if—as happens in nearly every epoch—the documents present the matter one-sidedly and if there are no documents giving the other side, or if these are lost. You may call this an hypothesis but it is no hypothesis, for what is taught as history at the present time rests for the most part upon such documents as conceal rather than reveal the truth. The question might occur at this point: How is any approach to the genesis of historical events to be won? In all sorts of ways spiritual science has shown us how, for it does not look to external documents but seeks to discern the impulses which play in from the spiritual worlds. Hence it naturally cannot describe the outward course of events as external history does, It recognises inward impulses everywhere. Moreover, the spiritual investigator must be bold enough, when tracing these impulses on the surface, to hold fast to them in the face of outer traditions. Courage with regard to the truth is essential, if we would take up our stand on the ground of spiritual science, The transition can be made by attempting to approach the secrets of historical “coming into being” otherwise than is usually done. Consider all the extant 13th and 14th century documents about Italy, from which history is so fondly composed. The tableau, the picture, obtained by thus assembling history out of such documents brings one far less close to the truth one can get by studying Dante and Giotto, and allowing what they created out of their souls to work upon one. Consider also what remains of Scholasticism, of its thoughts, and try to reflect upon, to reproduce in yourself, what Dante, Giotto and Scholasticism severally created—you will get a truer picture of that epoch than is to be had from a collection of external documents. Or someone may set himself the task of studying the rebellion of the Protestant spirit of the North or of Mid-Europe against the Catholicism of the South. What can you not find in documents! Yet it is not a question of isolated facts, but of uniting one's whole soul with the active, ruling, weaving impulses at work. You come to know this rising up of the Protestant spirit against the Catholic spirit through a study of Rembrandt and the peculiar nature of his painting. Much could be brought forward in this way. And so it comes about that historical documents are often more of a hindrance than a help. Perhaps the type of history bookworm who subsists upon documentary evidence would be elated by a pile of material on Homer's life, or Shakespeare's. From a certain point of view, however, one could say: Thank God there is no such evidence! We must only be wary not to exaggerate a truth of this kind, not to press it too far. We must indeed be grateful to history for leaving us no documents about Homer or Shakespeare. Yet something might here be maintained which is one-sidedly true—one sided, but true, for a one sided truth is nevertheless a truth. Someone might exclaim: How we must long for the time when no external documents about Goethe are available. Indeed, with Goethe it is often not merely disturbing, but an actual hindrance, to know what he did, not only from day to day but sometimes even from hour to hour. How wonderful it would be to picture for oneself the experience undergone by the soul of a man who at a particular time of life spoke the fateful words:
If one wished to find the answer oneself in the case of such men, one might well yearn for the time when all the Leweses, and so on, whatever their names may be, no longer tell us what Goethe did the livelong day in which this or that verse was set down. And what a hindrance in following the flight of Goethe's soul up to the time in which he inscribed these words:
What a hindrance it is that we are able to refer to the many volumes of his notebooks and correspondence, and to read how Goethe spent this period. This view is fully justified from one angle, but not from every angle; for although it is fully justified in the case of Homer, Shakespeare, and so on, it is one sided with regard to Goethe, since Goethe's own works include his “Truth and Poetry” (“Dichtung und Wahrheit”). An inherent trait of this personality is that something about it should be known, since Goethe felt constrained to make this personal confession in “Truth and Poetry”. Hence the time will never come when the poet of “Faust” will appear to humanity in the same light as the poet of the “Iliad” or the “Odyssey”. So we see that a truth brought home to us from one side only can never be given a general application; it bears solely on a particular, quite individual case. Yet the matter must he grasped still more profoundly. Spiritual science tries to do this. By pointing out certain symptoms, I have repeatedly endeavoured to show that modern culture aspires towards spiritual science. In my Rätsel der Philosophie3 I have tried to show how this is particularly true of philosophy. In the second volume you will notice that the development of philosophy presses on towards what I have sketched in the concluding chapter as “Prospect of an Anthroposophy”. That is the direction taken by the whole book. Of course this could not have been done without some support from our Anthroposophical Society, for the outer world will probably make little of the inner structure of the book as yet. I said that Goethe must be regarded differently from Homer. On the same grounds I would like to add: Do we then not come to know Homer? Could we get to know him by any better means than through his poems, although he lived not only hundreds but even thousands of years ago? Do we not get to know him far better in that way than we ever could from any documents? Yes, Homer's age was able to bring forth such works, through which the soul of Homer is laid bare. Countless examples could be given. I will mention one only one, however, which is connected with the deepest impulses of that turning-point during the Homeric age, much as we ourselves hope and long for in the change from the materialistic to the anthroposophical culture. We know that in the first book of the Iliad we are told of the contrast between Agamemnon and Achilles: the voices of these two in front of Troy are vividly portrayed. We know further that the second book begins by telling us that the Greeks feel they have stood before Troy quite long enough, and are yearning to return to their homeland. We know, too, that Homer describes the events as if the Gods were constantly intervening as guiding divine-spiritual powers. The intervention of Zeus is described at the beginning of this second book. The Gods, like the Greeks below, are sleeping peacefully; so peacefully, indeed, that Herman. Grimm, in his witty way, suggests that the very snoring of the heroes, of the Gods and of the Greeks below, is plainly audible. Then the story continues:
Zeus, then, sends the Dream down from Olympus to Agamemnon. He gives the Dream a commission, The Dream descends to Agamemnon, approaching him in the guise of Nestor, who we have just learned, is one of the heroes in the camp of the allies.
This, then, is what takes place. Zeus, the presiding genius in the events, sends a Dream to Agamemnon in order that he should bestir himself to fresh action. The Dream appears in the likeness of Nestor, a man who is one of the band of heroes among whom Agamemnon is numbered. The figure of Nestor, whose physical appearance is well-known to Agamemnon, confronts him and tells him in the Dream what he should do. We are further told that Agamemnon convenes the elders before he calls an assembly of the people. And to the elders he recounts the Dream just as it had appeared to him:
(Atreus' son then tells the elders what the Dream had said. None of the elders stands up excepting Nestor alone, the real Nestor, who utters the words:)
Do we not gaze unfathomably deep into Homer's soul, when we know—are able to know, to perceive, by means of spiritual science—that he can recount an episode of this kind? Have we not described how what we experience in the spiritual world clothes itself in pictures, and how we have first to interpret the pictures, how we should not permit ourselves to be misled by them? Homer spoke at a time when the present clairvoyance did not yet exist; at a time, rather, when the old form of clairvoyance had just been lost. And in Agamemnon he wanted to portray a man who is still able to experience the old atavistic clairvoyance in certain episodes of life. As a military commander he is still led to his decisions through the old clairvoyance, through dreams. We know what Homer knows and believes and how he regards the men he writes about; and suddenly, in pondering on what is described in this passage, we see that the human soul stands here at the turning-point of an era. Yet that is not all. We do not only behold in Agamemnon, through Homer, a human soul into which clairvoyance still plays atavistically, nor do we only recognise the pertinent description of this clairvoyance; but the whole situation lies before us in a wonderfully magical light. Homer is humorous enough to show us expressly that it is Nestor who appeared to Agamemnon; the same Nestor who is subsequently present and himself holds forth, Now Nestor has spoken in favour of carrying out the Dream's instructions. The people assemble; but Agamemnon addresses them quite differently from what is implied in the Dream, saying that it is a woeful business, this lingering before Troy: “Let us flee with our ships to our dear native land”, he exclaims. So that the people, seized by the utmost eagerness, hasten to the ships for the journey home. Thus it rests finally with the persuasive arts of Odysseus to effect their about-turn and the beginning of the siege of Troy in real earnest. Here, in fact, we gaze into Homer's soul and discern in Agamemnon a lifelike portrayal of the transition from a man who is still led by the ancient clairvoyance to a man who decides everything out of his own conclusions. And so with an overwhelming sense of humour he shows us how Agamemnon speaks to the elders while under the influence of the Dream, and later how he speaks to the crowd, having bade farewell to the spiritual world and being subject now, to external impressions alone. Homer's way of depicting how Agamemnon outgrows the bygone age and is placed on his own feet, on the spearhead of his own ego, is wonderful indeed. And he further implies that from henceforward everything must undergo a like transition, so that men will act in accordance with what the reason brings to pass, with what we term the Intellectual or Mind Soul, which must be ascribed pre-eminently to the ancient Greeks. Because Agamemnon is only just entering the new era and behaves in a quite erratic and contradictory way, first in accordance with his clairvoyant dream and then out of his own ego, Homer has to call in Odysseus, a man who reaches his decisions solely under the influence of the Intellectual Soul. Wonderful is the way in which two epochs come up against each Other here, and wonderfully apposite is Homers picture of it! Now I would ask you: Do we know Homer from a certain aspect when we know such a trait? Certainly we know him. And that is how we must come to know him if we want rightly to understand world-history—an impossible task if nothing but external documents were available. Many other traits could be brought forward, out of which the figure of Homer would emerge and stand truly before us. We can come close to him in this way, as we never could with a personality built up only from historical documents. Just think what is really known of ancient Greek history! Yet through traits of this kind we can approach Homer so closely that we get to know him to the very tip of his nose, one might say! At one time there were men who approached Homer in this way, until a crude type of philology came in and spoilt the picture. Thus does one know Socrates, as Plato and Xenophon depict him; so also Plato himself, Aristotle, Phidias. Their personalities can be rounded off in a spiritual sense. And if we thus hold these figures before our mind, a picture arises of Hellenism on the physical plane. To be sure, one must call in the aid of spiritual science. As the sun sheds its light over the landscape, so does spiritual science illumine for us the figure of Homer as he lived, and equally of Aeschylus, Socrates, Plato, Phidias. Try for a moment to visualise Lycurgus, Solon or Alcibiades as a part of Greek history. How do they present themselves? As nothing but spectres. Whoever has any understanding of an Individuality in the true sense must recognise that in the framework of history they are just like spectres, for the features that history sets itself to portray are so abstract as to have a wholly spectral quality. Nor are the figures of later ages which have been deduced from external documents any less spectral in character. I am saying all this in the hope that gradually—yes, even in things that people treat as so fixed and stable that the shocks of the present time are treated as mere foolishness—spiritual science in the hearts of our friends may acquire the strength and courage to bring home an understanding that a new impulse is trying to find its way into human evolution. But for this we shall need all our resources; one might say that we shall need the will to penetrate into the true connections that go to make up the world, and the power of judgment to perceive that the true connections do not lie merely on the surface. In this regard it is of surpassing importance that we should learn from life itself. For very often—to a far greater extent than one might at first suppose—error finds its way into the world through a superficial reliance on the external pattern of facts, which really can do nothing but conceal the truth, as we saw in the cases described. In the field of philosophy particularly, it is my hope that precisely through the mode of presentation in the second volume of the “Rätsel der Philosophie” many will find it possible to recognise the connection between the philosophic foundations of a world-conception, as presented in the “Philosophy of Spiritual Activity” and the “Outline of Occult Science”. If on the one hand we are looking for a presentation of the spiritual worlds as this offers itself to clairvoyant knowledge, then on the other hand there must be added to the reception of this knowledge a penetration of the soul with the impulses which arise from the conviction, that man does not confront the truth directly in the world, but must first wrest the truth from it. The truth is accessible only to the man who strives, works, penetrates into things with his own powers; not to the man who is ready to accept the first appearances of things, which are only half real. Such a fact is easily uttered in this abstract form, but the soul is inclined over and over again to back away from accepting the deeper implications of what is said. I believe many of those who have tried to enter into spiritual science with all the means now at their disposal will understand how in our Building, for example, the attempt has been made through the concord of the columns with their motifs and, with everything expressed in the forms, to enable the soul to grow beyond what is immediately before it. For a receptive person, beginning to experience what lies in the forms of the Building, the form itself would immediately disappear, and, through the language of the form, a way would open out into the spiritual, into the wide realms of space. Then the Building would have achieved its end. But in order to find this way, much has still to be learnt from life. Is it not a remarkable Karma for all of us, gathered here for the purpose of our Building, to experience through a shattering event the relationship between Karma and apparently external accident? If we call to our aid all the anthroposophical endeavours now at our disposal, we can readily understand that human lives which are prematurely torn away—which have not undergone the cares and manifold coarsenings of life and pass on still undisturbed—are forces within the spiritual world which have a relationship to the whole of human life; which are there in order to work upon human life. I have often said that the earth is not merely a vale of woe to which man is banished from the higher worlds by way of punishment. The earth is here as a training-ground for human souls. If, however, a life lasts but a short while, if it has but a short time of training, then forces are left over which would otherwise have been used up in flowing down from the spiritual world and maintaining the physical body. Through spiritual science we do not become convinced only of the eternality of the soul and of its journey through the spiritual world, but we learn also to recognise what is permanent in the effect of a spiritual force by means of which a man is torn from the physical body like the boy who was torn from our midst on the physical plane. And we honour, we celebrate, his physical departure in a worthy manner if, in the manner indicated and in many other ways, we really learn, learn very much, from our recent experience, Through Anthroposophy, one learns to feel and to perceive from life itself.
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287. The Building at Dornach: Lecture II
19 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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287. The Building at Dornach: Lecture II
19 Oct 1914, Dornach Tr. Dorothy S. Osmond Rudolf Steiner |
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Friends should feel the quality of universality in the style of the Dornach Building. This means that endeavours must be made to transform into feeling the results of spiritual-scientific investigations that have come before our souls in the course of the years. Out of inner feeling we. shall then be able to conceive of the forms in our Building as a universal script, full of meaning When I last spoke here I drew your attention to clues that help us to acquire a really comprehensive view of the evolution of humanity. I pointed out how in Homer's works we find a figure who represents the transition from ancient times—when everything in human evolution and culture was based upon a certain kind of clairvoyance—to the age in which we are living and into which the rays of the Mystery of Golgotha have radiated. I said that in Agamemnon and Achilles, Homer has created figures in which he has shown how the ancient cultural life of man, permeated as it was with clairvoyance, passes over to a different kind of feeling, thinking, perception, willing, a different way of acting. Fundamentally speaking, what has come about since the dawn of the Fourth Post-Atlantean epoch (the Greco-Latin age), and also what has developed among the different peoples as the goal of their strivings, can be understood only if it is conceived as resting on the foundation of ancient clairvoyance. Certainly, much that is new has been achieved in the Fourth Poet-Atlantean epoch of culture and in the part of the Fifth that has already elapsed. Yet in the root-impulses at work in these epochs—as can be clearly felt by one who is willing to feel it—there still live elements that have come over from ancient times. It is not so very easy to recognise on the surface of history this ancient heritage of human evolution. But if one is willing to penetrate into those forces which hold sway in human nature either more or less unconsciously, and reach into more recent phases of development, one perceives everywhere how the men of the Fourth and Fifth Post-Atlantean epochs bear, so to say, in their nerves and blood, elements that have come over from the First Post-Atlantean epoch (ancient Indian culture), from the Second (ancient Persian culture), from the Third (Egypto-Chaldean-Babylonian culture) and on into our own times from Greco-Latin culture. The achievements of humanity in these periods of culture are less easy to trace in outer history, but in the characters of men, how men inevitably—I say, inevitably—think and feel, it can be perceived and felt. The man of the Fifth epoch in which we are living is so constituted that his nerves, blood and astral body contain what he has received as a heritage from ancient times. It lives within him as feeling, as a fundamental impulse. He has received, in addition, impulses coming from higher worlds. As we live in the age when the Ego is developing, when culture based on external reason is the vogue and external philosophy is authoritative; what comes from above into the impulses of men in the physical world; from the guidance and leadership of the spiritual world; meets with little understanding. In order to kindle a feeling for the dynamic, let me indicate by a sketch how the men of the Fifth Post-Atlantean epoch are placed in the whole evolutionary process of mankind. To indicate it in a few strokes, we can choose this motif (one of the carved forms in the Building), representing a force that works from below upwards, and illustrates as can be clearly felt—all those impulses which man bears in the blood; in the nerves, in the etheric body, in the astral body, and which originates in the preceding epochs, actually in the First Post-Atlantean epoch of culture. [ Figure 1 (a) ] As an impulse coming down from above we can indicate the force that works downwards from the spiritual world into the intuition of the individual but with less power than what man bears within him from ancient times. Spiritual-scientific investigation helps us to understand the conditions in which we ourselves live. This investigation has shown how the different qualities of the soul are distributed among the cultures of the leading peoples of the Fifth Post-Atlantean epoch. The peoples inhabiting the Italian and Spanish peninsulas—as peoples, not as individuals—have absorbed into their culture everything that is connected with the Sentient Soul. Consequently the characteristics of the Sentient Soul predominate in the culture of these two peoples. These peoples represent a particular continuation of the main process indicated in the diagram. In a more concrete, more definite way, they make manifest what lives in the impulses of the blood and the nerves, of the etheric and astral bodies, in the sense referred to everything that came over from ancient times takes exprestion in these peoples and their fundamental impulses in such a way that the forces striving upwards from below take on a more definite configuration. In these peoples there is something inorganic, purely mathematical in the other forces; there is no more than an indication of the impulses of the Fifth Post-Atlantean epoch. If we are to understand the particular character of the peoples of the Italian and Spanish peninsulas, we must be clear that the impulses working in the blood, the nerves, the etheric and astral bodies, are developed consciously into greater concreteness of form, but with the force of the old. The impulse from below upwards in these peoples can be indicated by elaborating the lower part of the design [ Figure 2a ] and giving it a form that opens upwards like a flower, suggesting at the same time, in what comes down from above as spiritual guidance, the kind of capacity these particular peoples, have for understanding that guidance. All this is connected with the plastic forms on the columns of the Building. These peoples still have little relation with what is expressed by this central part of the design [ Figure 2b ], but they take over all the qualities and characteristics which the Sentient Soul is able to take over from ancient times, all the secrets of the ancient forms, of the ancient artistic script, if I may put it so. A force that shapes itself into forms enters into the first design, like a renewed gift from above [ Figure 2c ] . The character of these peoplee is expressed by this second design. Everything we come to know from spiritual science must find verification in the realities of the outer world—when, as is essential, we really survey the outer world. If we are to absorb spiritual science in the right way, we must first take what it says into our hearts and souls and then put the question to the world whether what spiritual science says is actually realised there. This means that we must be able to find in the external culture of the peoples in question the living elements of the Sentient Soul. And we shall expect to find in the culture of the peoples of the Fifth Post-Atlantean epoch a kind of resurrection of something that already existed in earlier times and to which the so-called Sentient Soul peoples gave expression. We shall expect to find a repetition of what lived in the Egypto-Chaldean age, but born anew, in a form corresponding to our age. What then, was characteristic of the souls of the Egyptian and Chaldean peoples? Abandonment to the outer world—in keeping with the character of the Sentient Soul—so that in the relation of the fixed stars to the planets men felt something that was connected with human destiny. Men looked out into the universe and found in what the stars expressed, the secret of happenings in the life of the human soul and spirit. The first stage of Fifth Post-Atlantean culture was to repeat what was contained in the former Sentient Soul culture, but now in the soul itself. If, therefore, spiritual science is a trigs guide, we shall expect to find in the peoples of the Italian peninsula something that on the one side expresses the character of the Sentient Soul in the Egypto-Chaldean epoch, but on the other side indicates the great inwardness brought about by the impulse of the Mystery of Golgotha. We shall expect to find something that is a re-creation of the ancient spiritual astrology, but is now applied to the inner world, to the human soul. (Second design.) We must feel everything that approaches from the stars as a blossom springing from the human soul, indicated here at [ Figure 3a ] in the second design the aspiring impulses in man are met by what comes into them from the stars, that is to say, from the spiritual world [ Figure 3b ]. There must be something within the culture of these Southern peoples which represents an astrology applied to the soul—Egypto-Chaidean astrology applied entirely to the soul. You are naturally thinking of something that provides complete confirmation of what I have just said. It is what Dante has presented in the “Divine Comedy”. Dante is the spirit who has re-awakened the Egypto-Chaldean element in a new form—applied now to the life of soul. It will be easy for you to designate everything that relates to the basic impulses of ancient times as “Saturnian”. The fundamental impulse of all connection between the cultures of the Fifth Post-Atlantean period and the ancient cultures, bears the Saturnian character. The Saturnian element works its way upwards from the fundamental impulses of the human soul and receives from above the impulses that can spring from the culture arising from the Intellectual Soul and the Ego. It will also be easy for you to perceive the impulse that is Sun-like in character [ Figure 2 ]. I have indicated that this Sun-quality is present in Dante, who represents an important impulse of Latin-Italian culture. It need only be added that Italy is the motherland of all that is formative, of the Sun—qualities that come to man through the Sentient Soul. We might even expect a thinker of a distinct character to arise within this culture, one who out of unconscious impulses remembers this Sun-element. In the light of what we have learnt from spiritual sciences this would seem entirely natural. There might, for example, be a philosopher—perhaps not philsophieally clear about the impulse in his souls but feeling it and allowing it to dominate him—who maintains that the external life of the State must be planned in such a manner that it is irradiated by the Sun-element.—We have no reason to be surprised when we find such a case. Campanella wrote a philosophical treatise on the Sun-State, the solar State.1 You will become more and more convinced that everything, every details accords with what spiritual science brings down from the spiritual worlds, ad that life can be understood only when it is illuminated by the findings of spiritual science. We then come to the culture-epoch which, according to the findings of spiritual science, will be designated as that of the Intellectual Soul or Mind Soul. It is the culture that has developed particularly in the region of present-day France. To find a suitable design for this culture we must realise that it was destined—in a more concrete way than was the case at any point in Italian culture—to lead what comes from above to particular brilliance, to a higher stage of elaboration of the Intellectual Soul. What comes from above [ Figure 3b ] Intellectual Soul culture—brings the earlier culture [ Figure 3a ] to a state of greater concreteness. If you steep yourselves in the characteristics of this new culture, you will perceive that it is particularly adapted to absorb the culture of the Fourth Greco-Latin culture, permeated with what comes from above trickles into French culture as a liquid might trickle into a chalice [ Figure 3 ] . Spanish and Italian culture passes over into French culture but in such a way that in the latter, Greek culture undergoes a revival and renewal. I do not think that a better design than this could be found to express the gradual transition from Spanish into French culture. Even the outer quality of finish can be expressed by allowing the central part of the design to be enclosed to right and left by these lines [ Figure 3c ]. Anyone who asks whether the results of spiritual science are also demonstrated in external reality can easily find an answer if he will devote a little study to actual conditions. But it must be emphasised that these things must be judged on the foundation of facts as they are, not on that of pre-conceived ideas. This has constantly to be stressed at the present time, because everybody wants to pass judgment on everything ignoring, of course, facts which can be understood only by dint of effort. But I advise anyone who wants to gain insight into the very distinctive form in which the Greek element flows into French culture, to study how the Oedipus theme has found its way into French poetry; how Sophocles' Oedipus lives again in the Oedipus of Corneille and also in that of Voltaire. What I have just said can be confirmed down to the very details. It can be clearly discerned in these particular examples, although many could be quoted. It is, of course, a fact that most editions of Corneille's works no longer include the tragedy of Oedipus and that in those of Voltaire practically no value is attached to this work. But study will show that the new form into which the Oedipus theme has been cast by Corneille and Voltaire is a sign of the revival of the Greek age in French culture. It will be found that because Greco-Latin culture stands at the dividing line between the age of ancient clairvoyance and the modern age, the element that in Sophocles is received, as it were, out of the spiritual world in the age of ancient Greek heroic culture, has become in Corneille and Voltaire entirely an affair of the human soul itself. Whether Sophocles' Oedipus is more to one's liking than the form given to the story later on must be altogether disregarded; attention must be concentrated upon the trans formation that took place, bearing in mind that this transformation consists in the Oedipus story being reborn entirely out of the personal soul-nature of man. I said that all antipathy must be put aside. This done, it can be demonstrated quite objectively that what in Sophocles is linked with the figure of Oedipus: is woven into a human-universal destiny: such as can be indicated only by words as momentous me those with which Goethe describes such a destiny: that it exalts man in that it crushes him. The breath of magic emanating from Sophocles' Oedipus is due to the fact that in this drama the spiritual worlds which guide the destiny of peoples can be sensed: worlds which play into human destiny in a way that men are unable to fathom; therefore what the gods allow to befall may appear to be the most cruel injustice. One can conceive how every Greek was aware of the inscrutability of the fate in which the actual will of the gods was contained. The Greek felt: Yes: this is how the gods deal with man; their will remains inscrutable; fate can befall everyone as it befell Oedipus, but it remains inscrutable. The breath of magic emanating from Sophocles' tragedy of Oedipus has been drawn right into the sphere of the personal by Corneille and Voltaire: quite as a matter of course. The transition is made in Corneille; in Voltaire the situation has become quite distinct. In Voltaire's Oedipus there is a figure who would be quite unthinkable in ancient drama. This is Philoctetus, the family friend who makes the conjugal alliance into a triangle. Jocaste was already acquainted with Philoctetus before her first marriage; the situation continues until she is widowed and then she marries Oedipus, her own son. These are personal relationships of soul which would be unthinkable in an ancient drama. But we can go farther; we can try to understand what streamed through the souls of the great French poets, and then we shall find how the Greek element was absorbed. This is clearly expressed, not only in French poetry itself, but also in the theory of poetry. Do we not know how Lessing studied the way in which, as part of its theory, French poetry had taken over from Aristotle, the great Greek philosopher, the principle of the unity of Time, Place and Action, which is a feature in the works of Corneille, Racine and Voltaire? French classic poetry can be understood only by those who perceive how the spirit of ancient Greece shines into it. And if we want to find concrete evidence in French culture of the indications given by spiritual science, we can do so by asking: Where does the essence of this French culture appear in its most brilliant form? Where is it unparalleled? Where does it reach its highest peak? To answer this question rightly calls for great objectivity, and objectivity does not come easily to modern man, especially in our days. Nevertheless, for those who look at thinge objectively, the highest peak of French culture is to be found in the works of Molière. However strongly any culture may believe that what Molière achieved could be equalled among a people of a different character—leaving aside what has been achieved by Corneille and Racine, or also by more modern French culture—it would be foolish to assert that the particular perfection to be found in Molière has ever again been reached. In a different sphere there has been equal perfection, admittedly—perhaps even greater perfection—but not in this particular sphere. It would be a fallacy to maintain that Molière's essential quality.—born as it was from the Intellectual Soul or Mind Soul could be achieved again or even an echo of it. Molière represents the highest peak of the culture that is born out of the Intellectual Soul. Molière's comedy is comedy per se, comedy in its very essence. It cannot be understood inwardly, spiritually, unless one realises that the Intellectual Soul is dominant in it, in a way in which this uniqueness could never be repeated. For everything that arises in the evolution of humanity emerges at a characteristic point once and once only. Just as in one life the age of 18 or 25 is never reached twice, it is equally impossible for mankind to produce twice over that which reached the degree of finish it did in the personality of Molière. All this is indicated and can be felt in this design [ Figure 4 ]. If at this point we make a break and refer to what was said in my lecture-course on the Folk Souls about the European Folk Souls, of the Fifth Post-Atlantean epoch, we can ask other questions of the same kind on the subject of Middle-European culture being the culture of the Ego. If this Middle-European culture is the Ego culture, its relation to the other cultures of which we have spoken will be similar to the relation of the Ego to the Sentient Soul, the Intellectual Soul and the Consciousness Soul (Spiritual Soul). Here, too, the outer reality must provide adequate confirmation of the indications given by spiritual science, If Italian culture represents what is received through the Sentient Soul, it must have a particular relationship to the Ego culture, to Middle-European culture: that is to say, Middle-European culture, which works essentially out of the Ego, would have to submerge itself in the Sentient Soul, to be fructified by it, in the way that happens with the Ego and the Sentient Soul in an individual man. Let us think of the relationship of the Ego to the Sentient Soul in man. The Ego, in which the impulses of its own inmost being are contained, must dive down into the Sentient Soul, otherwise it remains unfructified by what can work upon it from the outer world through the forms of that world. Man must ever and again dive down into his sentient experiences, his feeling. A relationship must be in operation between the impulses of the life of feeling and the Ego. Accordingly we may expect that those who belong to the Ego culture of Middle Europe will try to establish a living link with the Sentient Soul culture in the South; they will seek for a channel of expansion, not only in political but also in higher, spiritual connections. Look up the history of the Staufer dynasty, look up the events originating in the impulses of the Hohenstaufen and the Guelphs, or the accounts of the constant campaigns of the Saxon and Staufen rulers to Italy. Study all these relations of Middle Europe with Italy, and you have an exact picture of the life of the Sentient Soul in relation to the Ego. But it can be further ecpected that the Ego-nature will produce forms of art in keeping with the character of man; from the Ego-nature, gnarled, knotty forms must be expected, forms shaped by the characteristics of the Ego. Such forms are to be found in the creations of Holbein and Dürer. But they are found in Dürer only after he had gone to Italy and had been enriched by the culture born of the Sentient Soul. In more modern times we find the same phenomenon everywhere. From Goethe's journey to Italy, down to Cornelius and Overbeck, and on into our own time, we find evidence of the exchange between the Ego culture and the Sentient Soul culture. What goes on between Middle Europe and Italy is an image of the relation between the Ego and the Sentient Soul of man. In every detail the outer course of evolution provides confirmation when we study it in the light of the indications resulting from spiritual-scientific research. Now let us consider the relation between the Ego-nature in the soul and the Intellectual Soul. There too we must expect that what shows itself inwardly in human nature between the Ego and the Intellectual Soul will also make its appearance in external life. The nature of the relation between the Ego and the Sentient Soul is such that the Ego dives down uncritically, as it were into the Sentient Soul, lets itself be fructified by the Sentient Soul culture. Intellectual Soul culture quite naturally assumes a character that is more like an intellectual exchange, a “head” exchange, so to speak. The Intellectual Soul, or Mind Soul, is the middle member of the soul. It is at the same time that out of which the Ego arises and with which the Ego, for its own sake, must come to terms. (Try to form an idea of the nature of the Intellectual Soul from the book Theosophy.) We must expect an inner relationship to exist between Intellectual Soul culture and Ego culture. One can think of no more graphic illustration of this than the relation to French culture of the philosopher Leibnitz, who was through and through a Middle European in his way of thinking. Leibnitz transposes into the idiom of Middle Europe everything he absorbs from outside—for example, from Giordano Bruno in whom the Italian Sentient Soul is so alive—and also the Monad theory. Leibnitz wrote in French; he formulated a great deal in his philosophy in accordance with the demands of the French language. A process of exchange between the Ego culture and the Intellectual Soul culture is clearly to be seen when we follow the arguments in Lessing's Hamburgische Dramaturgie We see there the tension between what Lessing was striving for and the elements in French culture originating from Hellenism, from which he wants to free himself. Leseing engages in polemics, in intellectual controversy. This is an exact image of the exchange between the Ego and the Intellectual Soul. Lessing's “Hamburgische Dramaturgie” will be understood only when it is seen in this light. And there is something else that is apt to be overlooked today. The shape which external conditions have assumed in Middle Europe is in many respects connected with, the rise of the Prussian State, And who would not connect the emergence of the Prussian State with Frederick the Great? Of him it must be said, however, that he clung with every fibre of his being to French culture, and took over a great deal from it into his own. He said that he regarded Voltaire ae a far greater personality than Homer. He considered German culture to be still semi-barbarous He who laid the foundation of modern Prussia strove to promote culture by means of the French element. Frederick the Great must be understood in the light of his relation to the French element, for this still lives in modern Prussia today, just as everything originating from the Intellectual Soul lives in the Ego. All these things are important for an understanding of the Ego culture, just as an understanding of the Intellectual Soul is important for an understanding of the Ego—This is indicated in the book Theosophy. It would be extremely desirable if today, particularly, heed were paid to the real foundations of world-events before judgments are passed, so that the remarkable way of judging which has come to a head at the present time could be recognised at least by a few people as unreliable, hollow and superficial, and full of the shallow cynicism of the newspapers and the journalists. When we follow the course of evolution in the Fifth Post-Atlentean epoch we necessarily come to a further stage of elaboration in the forms of the columns. This advance can be expressed by indicating a powerful development of what comes from above as Intellectual Soul culture, accompanied by a certain shutting off from the Spiritual. This shutting off can be indicated by a dividing motif [ Figure 4c ]above the upper portions of the design. The element that comes from above flows in with greater definition and bears the stamp of the Fifth Post-Atlantean epoch more distimetly; but it shuts itself off in a certain way. Here we come to the culture of the Consciousness Soul that is in preparation, and is to be especially characteristic of the Fifth Post-Atlantean epoch, Whereas Italian culture has taken over qualities and traits of the Egypto-Chaldean age, and French culture those of the Greco-Latin age, we now come to what expresses the essential character of the Fifth epoch of Post-Atlantean nature which stands entirely and solely upon its own base. What must necessarily be the attitude of this culture to the outside world? The man who stands on his own base becomes a spectator, an onlooker, and as such he will be in a position to gaze deeply into the configuration of the beings of the world, into their organic structure and mechanism, in order to be able to re-create them from within outwards, so that they stand there as if created by Nature herself. We find there a culture of keen observation, penetration into the nature of beings and things which are then described from the standpoint of the spectator or onlooker. What does this culture produce when it is really great? One need mention one name only—that of Shakespeare. He is great and unsurpassable as a spectator, an observer of the world. Shakespeare's creations would be unthinkable in any earlier or subeequent culture. When I was describing the characteristic English philosophers in the first edition of my book Welt- und Lebensanschauungen fifteen years ago, I did not take into consideration the aspect we have in mind today But I tried to find an expressive word, which I used in the second volume of the book “Riddlee of Philosophy”. I tried to find a telling word to describe the fundamental character of John Stuart Mill's philosophy. I chose the word “spectator”, a “spectator” of the world. All the indications given by spiritual science are indeed confirmed in outer reality. The further questien regarding the exchange between the Ego and the Consciousness Soul discloses something very distinctive. We can expect that because the Consciousness Soul itself must tend and foster the Ego, what the Ego wishes to achieve comes to it in many ways from the Consciousness Soul. We can expect that much from the Consciousness Soul will flow into the Ego. But because the Ego wants to preserve and protect its independence, there is a great deal that it must ward off. It is a wonderful experience to watch the process of how modern physics receives its stamp from Newton, but how, in Goethe, the Ego culture of Europe rebels against the Consciousness Soul culture. Read Goethe's “Theory of Colour”—it is wonderful to see how he rises up in opposition against Newton. It is wonderful to see how two discoverers of the infinitesimal calculus appear contemporaneously in Leibnitz and Newton, entirely in conformity with the relation between the Ego and the Consciousness Soul. The conflict of the Ego with the Consciousness Soul is mirrored here. Much that is rooted in the nature of the Ego appears in a characteristic form in the spirituality of Jacob Boehme in the 16th century. A great deal is rooted in the Ego for which the Ego cannot immediately find the adequate words. The Consciousness Soul then finds the words, finds the elements that can be outwardly effective. Think of Goethe's efforts to understand the precess of natural development, in the sense of the Ego culture of Middle Europe. He discovers the principle of the natural development of living beings, from the simplest to the most complex. But the world does not understand the profound theory of this natural development because it is a product of the Ego culture. In Goethe's time the theory was not understood. Then a representative of the Consciousness Soul appears on the scene. Darwin produces, out of the Consciousness Soul, the same that Goethe had produced out of the Ego, and all the world understands it; even the Ego culture understands it! It is not possible to understand the drama of the evolution of mankind unless one is able to recognise the actual connections through the guiding lines given by spiritual science. The living forces in the evolution of humanity progrees from culture to culture as if they were based upon the eternal pillars of the primal laws of mankind. We can divine the progress when in these designs we feel the Saturnian quality in the fundamental character of the Fifth Post-Atlantean culture, the Sun quality in the character of Italian and Spanish cultures, the Moon quality in that of French culture, and then a Mars quality in the culture that develops in the British Isles. It is not possible to understand what really ought to be understood—the symphony of the Post-Atlantean cultures as if in chorus—unless one can feel the distinctive characteristic of those Post-Atlantean cultures. Those who live with lots of spiritual science should be able to feel the course of human evolution is one great whole. Consequently a dome is to arch overhead, rising over the forms which help us to feel how the evolution of mankind goes forward. The dome or cupola is to show how human beings, how peoples, work together; it is a picture, too, of the interworking of the soul-forces in man himself. It will work upon the soul when we go into our Building with inner, sensitive understanding. For in our Building the endeavor has been made to put aside everything of a personal nature, and in every line, in every form, to represent what is spiritual worlds reveal whether we try to express world-happenings in forms, in order that men may be able to feel the meaning and significance of these happenings. It must be admitted that the world today is nowhere near the stage of transforming into feeling those things that have now again been spoken of. This requires an ever-increasing spread of spiritual science, a greater and greater understanding of a new style of building that is connected with the secrets of the World-Order, as has been attempted in our Building. Naturally this Building can be a people beginning only—it cannot be more than that. But among individuals there does live, more or less unconsciously, something that can provide the basis for an understanding of the symphony created by the several cultures existing in the Fifth Post-Atlantean epoch. And so even in our own grievous times certain things may be welcomed with a feeling of elation, because in what is now coming to light we must watch for signs that give some promise of a peaceful culture—culture that will not be inactive, but full of vigour, and can be understood only when efforts are made to promote mutual understanding of the essential qualities of the various peoples. Although any egoistic relationship to one culture or another falls far short of the ideal of spiritual science, it is nevertheless to be welcomed when some measure of insight is developed into the element that makes for a bond of union—for there lies the force that is truly creative. And so by the side of much that is so deeply grievous, we may be mindful of other voices which gladden us because they show that the principles of spiritual science can be appreciated also by one who stands outside our circle. Those who are willing to listen to spiritual science are still only few. But I have said that in Herman Grimm there was a longing for spiritual science, and I can also give another example from our own unhappy times. Among many voices I will quote only one—When some of the young men at a university in Middle Europe were to leave for the Front and some to remain at home, one of the tutors spoke words which cheer the heart and deserve to be known, because, although they were spoken without any knowledge of spiritual science, they reveal impulses of hope and longing for the mutual intercourse among the peoples that must one day result from spiritual science. This tutor said to his students: “You will come to know that nothing attunes the cultivated soul to Beauty more deeply than efforts to perform heroic deeds. You will come to know that nothing calls to the soul and steels it more effectively for renewed efforts, and that there is no purer bond from soul to soul, than that which resides in the hallowed realm of Beauty. Then, even if, as the most terrible consequence of this war there should remain a hatred among peoples such as was never known before, amid all the enmity you will not forget to love the higher soul of the enemy. You are fighting a good fight for the truth. There is no need for you to engage in the calumny and slander emanating from confused minds. You will receive Shakeapeare as a guest among the good spirits of German culture and know that, in the sense in which he is ours, just so much of English thought belongs your reputedly to our own spiritual life. you will remind yourselves of the noble struggles of the French mind for aesthetic culture in its great refinement. You remember how in Tolstoy and Dostoyevsky, Russia in our time had both her Homer and her Shakespeare. Certainly, the Russian State meted out to these two greatest of her sons nothing but sorrow and sometimes inhuman persecution. What would they think of present developments! Yet through them speaks, unforgettable in its inwardness and sincerity, the eternal evangel of the people of God, of the realm where love is a sustaining, helping power. The meaning of the war lies in the peace to which it leads. As warriors, bear the lofty meeting of the coming peace within you, in order that the hatred among the peoples may ultimately end in a new kingdom of love. The deepest German quality is to love everything that bears the countenance of man, to love every kind of people as a portion of humanity, as a revelation of God. Realm of human love, filled with understanding, is the realm of the German spirit.” These words were spoken by Eugen Kühnemann, any university tutor, on the 18 August 1914, to his students who were going to war. They are words to rejoice over in these momentous times when one experiences so much that is grievous. These words show great understanding of Shakespeare, who is ours to, in as much as through him English thought becomes part of our spiritual culture; they also show great understanding of French spiritual culture. They emphasize the significance of Tolstoy and Dostoyevsky for the new spiritual culture—and to emphasize that it is a great deal better than what is so often to be heard today from another side. May such an attitude of mind and heart not disappear in our days! Perhaps our friends may be able to do something to point to the fact that such an attitude does the deed exist and furthermore that it is by no means rare in Middle Europe. I will now close this lecture, and tomorrow at 7 o'clock I will speak about how the further stage of evolution—represented by Middle European culture and the Russian spirit—is indicated in the forms of the columns in our Building.
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Soul and the Animal Soul
10 Nov 1910, Berlin Tr. Dorothy S. Osmond, Violet E. Watkin Rudolf Steiner |
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Soul and the Animal Soul
10 Nov 1910, Berlin Tr. Dorothy S. Osmond, Violet E. Watkin Rudolf Steiner |
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You may have noticed that the lecture today on “The Human Soul and the Animal Soul” is to be followed by another in a week's time on “The Human Spirit and the Animal Spirit.” The reason why spirit and soul must be dealt with in two separate lectures will not become completely clear until the next lecture has been given. In the meantime let it be emphasized that when life and existence are viewed in the light of spiritual science, the task is in one respect more difficult than it is in modern science as we know it today, where concepts and ideas which—if things are to be truly comprehended—must be kept separate, are thrown together. And it will be realized that the riddles connected with soul and spirit in animal and in man cannot be solved unless the distinction between soul and spirit is clear and unambiguous. When we speak of “soul” in the sense of spiritual science, the idea of inwardness, of inner experience, is always bound up with this concept. And when we talk of “spirit” with reference to the world around us, we are clear that in everything we can see or with which we can be confronted, there is a manifestation of spirit. Man would find himself involved in a strange self-contradiction were he not to take for granted the presence of spirit in all the phenomena of existence around him. Without falling into disastrous self-contradiction, nobody can have an intelligent grasp of the external world unless he admits that what he eventually finds in his own spirit concerning this external world—the concepts and ideas he acquires in order to understand outer phenomena—has something to do with the things themselves. If when a man believes he has learned anything from the concepts he has formed about the things of the outer world, he will not admit that there lives in these concepts something that is contained in the things themselves, he can never advance to knowledge—if he is to be true to himself and understand the nature of his own acts of cognition. He alone can speak of knowledge in the real sense who says to himself: “What I can ultimately discover and retain, what I can bring to realization in my spirit in acts of knowledge, must be contained, primarily, in the things themselves. And insofar as I take something into my spirit from the things of the world, no matter to which kingdom they belong, then in all kingdoms I must presuppose the existence of spirit.” This acknowledgment, of course, will not always be forthcoming. But it can only fail to be made when a man has given way to the self-contradiction referred to above. Therefore in speaking of “spirit” we realize that it reveals itself in all worlds, and we try to understand how it pours into, becomes manifest, in these worlds. We speak differently of “soul.” We speak of “soul” when the spiritual—that which we assimilate with our intellect, our reason, and through which we cognize things—when a being experiences the spirit inwardly. We ascribe soul to a being which not only takes in but inwardly experiences spirit, creates out of the spirit. Thus we speak of the soul only when spirit is active in a being confronting us. In this sense we find spirit inwardly creative in man and in animal. If one clings to current ideas it is easy to disavow many things and above all to disavow the results of spiritual investigation which make it clear that man is not a single-membered but a many-membered being. There are, of course, very many people today—one can well understand this, one can feel with them and discern what is in their minds—who, from their point of view, have reason to be skeptical when it is said as the outcome of spiritual investigation that man must be thought of as composed not only of the physical body that is perceived through the senses and investigated by science, but also of a higher body, the so-called “etheric body” or “life-body”—which is not to be associated with the hypothetical ether of physics. Equally, according to spiritual science, there is a third member of the human being; namely, the astral body; and also a fourth member, the “Ego,” the “I.” If the existence of these members is not acknowledged, it is extremely easy, from the standpoint of modern scientific research, to deny the validity of what is stated by spiritual science; it is easy because before the validity of these things can be recognized the whole character and method of spiritual-scientific research must to some extent be understood. To the spiritual investigator himself, these four members of the human being—physical body, etheric or life body, astral body and ego—that is to say, one visible and three invisible, super-sensible, members—are realities because he has developed the faculties slumbering in his soul in such a way that he can perceive the “higher” bodies of man just as ordinary eyes can perceive the physical body. These “higher” members of man are realities, and as invisible members underlie the visible member, the physical body. But although they are perceptible realities only to the spiritual investigator, it may nevertheless be said that thinking can apprehend what is meant when reference is made to these higher members of man's being. In the etheric body the spiritual investigator recognizes the bearer of all the phenomena of life, of the living, in man. Death ensues when the physical body is deserted by the etheric or life body. Therefore the spiritual investigator sees in this etheric or life body that which prevents the physical body from coming under the sway of the physical and chemical forces active in the physical body. The moment death occurs the physical body becomes a combination of purely chemical and physical forces and processes. That the human body during life is extricated from the sway of these chemical and physical processes which take possession of it immediately [after] death occurs, is due to the etheric or life body. During life the etheric body wrenches the chemical and physical substances and forces from their purely physical operations and surrenders them again to these physical activities only at the moment of death. It is very easy to argue against this, but these arguments fall to the ground when the matter is more deeply understood. Quite apart from the fact that the etheric body is a reality to the spiritual investigator, logical thinking will itself disclose that a living organism is inconceivable without the existence of an etheric or life body. Therefore in spiritual science we ascribe an etheric body also to the plants. We say: Whereas man has still higher super-sensible members—the astral body and the “I”—the plant has only physical body and etheric body; and a mineral, as we see it in the outer world, consists of physical body only. Of the animal we say that an astral body is membered in the physical body and etheric body—associating with these terms for the time being nothing beyond what has just been said. In the astral body, the spirit which, in the crystal, for example, produces the structure, becomes inward, inwardly and organically formative. In an animal the sense organs, the functions of the animal soul, arise out of the inner organization itself. Whereas in the mineral the spirit expends itself in elaborating the form, it remains inwardly alive in the animal. And we speak of this inner, living activity, this existence of the spirit within the animal organization itself, as an activity of the astral body. But of man we say that in him the astral body is also permeated by an “I,” an ego, and we shall presently see what significance this has for human life. What do we really mean when we speak of “spirit”? We ascribe to spirit that reality which we ourselves experience, as it were, in our intelligence. Through our intelligence we execute one thing or another; we bring the forces of different beings into an ensemble. This creative intelligence of ours has a particular characteristic. In that it enters into us in temporal existence, and is a creative force, we form a concept of intelligence, of reason, of creative intelligence, and then we look at the universe around us.—We should have to be very shortsighted before we could possibly ascribe intelligence, all that we call “spirit,” to ourselves alone. The incapacity to penetrate the riddles of existence is due, fundamentally, to the fact that man is nevertheless prone to ascribe intelligence to himself alone and can never answer the question: How comes it that I am able to apply intelligence to existence. But when we look around us and see that the things of space and time manifest in such a way that our intelligence can apprehend the existence of law, then we say: What lives within us as intelligence is also outspread in space and time, is actively at work in space and time. When we look at the lifeless realm of nature, we say that there the spirit is, as it were, frozen into matter, that our intelligence can apprehend, can lay hold of what comes to expression in the forms, in the law-determined workings of matter—and thereby we have in our intelligence a kind of reflection of the spirit weaving and working through the world. If we thus contemplate the spirit in the great universe, and then compare the way in which it is frozen, as it were, in the lifeless realm of existence with the way it confronts us in the animal, we say to ourselves: If we look at any particular animal, we see before us a self-enclosed existence, creative in the same way as the spirit outspread in space and time is creative. And a feeling will dawn in us of why those who knew what they were doing called this spirit working actively in the animal, the “astral body.” They turned their eyes to the great universe through which the stars move in their courses and which men apprehend through their intelligence, and they said: “The spirit lives in the ordering of the universe and in a single animal organism we see a certain conclusion, we see the spirit confined within the space bounded by the animal's skin.” That which is active in the animal and is identical with what is outspread in space and time, they designated as the “astral body” in the animal organism. Now between a dim feeling of the kinship of what comes to expression in the animal with what is spread out in space and time, and the knowledge resulting from strict investigation carried out by spiritual science, there is a long, long path. But this feeling is a trustworthy guide and it will enable many a man, before he himself is capable of this investigation, to perceive the truth of what the spiritual investigator says. When we observe how this spirit which with wonder and awe we see outspread in time and space, works in the animal, we can say: In the animal we see springing forth from its very organism the spiritual activity which is made manifest in all the laws of spatial and temporal existence. There is no need to study strange or rare phenomena, for those lying close at hand will suffice. A man of discernment need not go far field to perceive how, from the activity of animals, there go forth workings of the spiritual which are also to be discovered in the whole range of existence.—When he sees the wasp building its nest, he says to himself: There I can see intelligence springing forth as it were, from the animal organization itself; the intelligence which I perceive out yonder in the cosmos when I direct my own intelligence to the laws of existence, that same intelligence I perceive in the spirit that is working in the animal organization. Observing the activity of this spirit in the animal organization—no matter where—he will say with truth: This spirit that is active in the animal organization, this inwardness of the spirit in the animal, far surpasses what man is able to produce in the way of intelligence! An example lying near to hand has often been mentioned.—What a long time man has had to wait in the course of his existence before his own intelligence rendered him capable of producing paper! Think of the forces of intelligence which man was obliged to apply and master in his own soul life before he was able to produce paper. You can read in any simple textbook of history what a great event it was when men succeeded in making paper. But the wasps have been able to do it for thousands of years! For what is to be found in the wasps' nest is exactly the same as what man produces as “paper.” So we see unmistakably that what flows out of man's intelligence in his struggle for existence, springs from the animal organism with full vigour of life. But as people generally go the wrong way to work, they have been indulging for a long time in strange speculation as to whether the animal is intelligent or not intelligent—never noticing that the essential point has been ignored. For the question cannot be whether the animal is or is not intelligent, but whether in all that it accomplishes, the animal unfolds what man can perform only through his intelligence. Then the answer can be given that in the animal there is an inwardly creative and powerful intelligence, operating directly out of animal life. And it will then be possible to have an inkling of what the spiritual investigator observes in the astral body and which he sees inwardly and outwardly active in the animal, in that the intelligence is creative in the organism itself, and creates from out of the organism. The spiritual investigator speaks of the astral body when there are present in the organism, organs which, through their activity, accomplish something that man can accomplish only through his intellect. And we see how this inner, spiritual activity is distributed as it were among the different animals, how it comes out in the faculties and skill of the various animal species. One species can do this, another that—and this is due to differentiation of the astral body in the various animal species. We come now to consideration of the individual activity of the spirit in the animal organism. This inner working of the spirit in an organism, this experiencing of the spirit in its activity, is what we call soul experience. Now when we study this soul experience without bias or preconceptions, we find that it develops quite differently in man and in the animal. A great deal has been and is still being said on the subject of instinct in the animal and conscious activity in man. It would be well, in this connection, to cling less to words and to keep the real point more in mind—to try to understand the nature of instinct. Our study has already shown that instincts may far outstrip human intelligence, and that the qualities here brought into evidence are not to be connected with the word “instinct” in its ordinary sense. Man is so ready to ask in his infinite pride: “Am I not greatly superior to the animal?” But he would also do well to ask: “In what respect have I remained behind the animal?” Then he would find that he has remained behind the animal in respect of many faculties—faculties which are innate in the animal, but which man, if he is to develop them himself, has to acquire and master by dint of effort. Man comes into existence at birth as a helpless being, whereas when the animal is born, natural forces abound in its organism and it brings with it as inherited “capital,” as it were, what enables it to live as it has to live. We do not, of course, ignore the fact that, to begin with, the animal too has much to learn.—The chick is able to peck as soon as it is born but cannot at once distinguish between what is good or not good for it, between what it can or cannot digest. But that is only for a short time. The point is that certain faculties of the animal come into evidence in a way which makes it obvious that they lie in the line of heredity, they are truly innate, and they emerge at the proper time. The fact that some faculty does not begin to function until a particular time is no proof that it could have been acquired only after cultivation. The whole organization of animals and also of plants makes it obvious that something which lies in the line of heredity can emerge only when the organization of the being in question has already been in existence for a considerable time. Just as a human being gets his second teeth without having to wait until he himself acquires them by his own efforts, so it is with certain faculties and abilities of the animal. These faculties come into evidence only later, but for all that they belong to heredity. Take the hermit crab as an example. When it has lived for a time it has the urge to search for a snail shell, because the back of its body is too soft to be a firm support. This search for a snail shell in order to have protection for the back of its body is undertaken at a definite time out of the urge of self preservation, but then it occurs with certainty—that is to say, it is innate in the very organization of the hermit crab. Thus the moment the animal comes into existence we can perceive the whole circuit of its life in broad outline; the manner in which the animal is to develop is laid down at the moment of its birth and is then further elaborated. In this process of development and elaboration we recognize the activity of the spirit, and in the way in which the animal participates in the process we recognize its life of soul. If the expression is not misunderstood, one could call the soul life of the animal an “enjoyment of the spirit within the organism,” and if we keep this idea in mind it will be a great help in characterizing this soul life. But then we shall see—for the time being we will confine ourselves to the higher animals—that this experiencing of spiritual activity by the animal is largely expended inwardly, that it lives itself out inwardly. Soul experience in the animal consists in the hankerings of its organs, in the cravings of its organs—and especially in the activity of those organs that are directed to the inner life. An inkling of how the animal as it were “enjoys” the work of the spirit within it can be gained—although full clarity can be reached only by spiritual investigation—by observing an animal engaged in the process of digestion. While an animal is digesting its food, that is to say, is experiencing the inner activity of the spirit, it has its greatest feelings of well being. In its soul, the animal experiences the inner, bodily reality in which the spirit is directly at work. Thus in the animal kingdom, soul experience is in a certain way bound up with the bodily nature. It is a delightful sight to see a herd of cattle lying down to digest immediately after grazing and to observe the soul life that is kindled in each animal. This experience is even more intense in animals which sink into a kind of digestive sleep. They are then experiencing the activity of the spirit in their organs. In the animal, the activity of the spirit is closely knit to the organization. In that the spirit has built up a certain sum total of organs, the animal has to bring to expression the manner in which the spirit has worked in and is manifest in the organs; and it is not possible for the animal to go beyond the bounds of the spirit manifesting in the organs. When we observe the outer, psychic life functions, the outer life processes of the animal in this or that species, we see how closely the expressions of soul life are bound up with its inner organization, that is to say, with what has been wrought in the animal by the spirit. If we notice under what conditions an animal shows fear, we can say: When it shows fear, this is due to its particular organization. Again, when an animal shows a tendency to thieve, we can say the same. What has here been said from the standpoint of spiritual science has been well put in the essay entitled “Is the Animal a Being of Intelligence?” by Zell, a writer of great value in the realm of research into the animal soul. Although this short essay is written from a different standpoint, it gives most useful examples of how psychic experience in animals is bound up with their organization, and it can be taken as confirmation of what the spiritual investigator discovers from quite another side. Soul life in the animals is graduated in many variations in the different animals because, in creating the organs, the spirit has in each case given them a particular stamp. But we see that the spiritual activity of creation—which is anchored in the astral body—expends itself in organic formations, in what the animal actually brings with it into the world. In creating these specific formations, the spirit expends itself. The animal brings with it into the world what it is able to bring and what existence allows it to experience. It can go very little beyond this. This is evidence that the spirit has spent itself, has poured itself out, in the fashioning of the organs. In the formation of the organs, however, the species of animal is revealed to us. Therefore to the question: “What is it that the animal enjoys and experiences in its life of soul?” we can answer: From birth until death the animals' experiences are determined by its species.—It experiences in its soul life, and from out of its own organism, what it has been given by the spirit to accompany it into existence. Goethe was one who reflected deeply about the life of the animals and of man and he wrote these fine words: “The animals are instructed by their organs—so said the men of old. I add to that: men, too, but they have the advantage of being able to instruct their organs afresh.” (Letter to Wilhelm von Humboldt, 17th March, 1802.) These are words of great profundity. Of what is an animal capable in life? What its organs make possible. And so an animal is nervous, courageous or cowardly, rapacious or gentle, according to how the spirit has poured itself into its organization. The creative activity of the spirit has poured itself into its organization. The creative activity of the spirit in its organs is mirrored in the soul life and soul experiences of the animal. This means that soul experience in the animal is confined within its species; it cannot go beyond the species, the genus; it experiences itself as species, as genus. Contrast with this, man's life of soul. Man's life of soul as it comes to expression in his willing, his feeling, his thinking, in his cravings, his interests and in his intelligence, is something that when he enters existence at birth is not bestowed upon him by heredity and cannot be passed on by the man himself to his descendants. Far too little attention is paid to this latter fact. Yet it is of infinite importance, a fact upon which all observation of life should be based, and which may be put in somewhat the following way.—As soon as an animal or human being has acquired the power to reproduce his kind, the development of the etheric body is, to a certain point, complete. This etheric body has the power to bequeath what it contains within it to the descendants. But if a human being lives beyond this point he cannot bequeath to his descendants faculties which still remain to be developed. That is obvious. The moment a human being reaches puberty, he possesses all the faculties upon which hereditary transmission depends. Therefore faculties which remain capable of development after the time of puberty cannot be possessed by man in the same way as those which originated in the etheric body and can be transmitted by heredity. This is a cardinal truth of which sight must never be lost. An important consideration in the study of human life is that from birth to death a man is capable of learning new languages, and what is equally significant is that if a man were to grow upon a distant, uninhabited island, he could not develop this faculty at all. The same applies to the faculty of forming concepts, and the development of the mental picture of the “I.” These are things which have nothing to do with heredity, and which cannot be transmitted by heredity, because they do not belong to the species or genus. In what does not belong to heredity, in faculties that remain capable of development beyond and apart form heredity, man has something that is not conditioned by the species or genus, but belongs to the individuality. And in the faculty of speech, in the possibility of forming ideas, and in the experience of the Ego concept, there lies what man himself so brings into the world that by means of it he instructs his organs afresh, teaching them what they have not yet received, but which they must acquire. This is a “transaction” between the human being and the spirit, lying beyond the horizon of what he is able to experience. Its results cannot be transmitted nor received into the qualities which lie within the line of heredity. Man unfolds something which cannot flow into the species, which is removed from the species. Insofar as man is a generic being, he has inherited all the faculties accruing to him as a generic being, just as the animal has inherited them; only he does not inherit as much skill, as much spirit, as does the animal. There is still something besides, which man can acquire as individuality. And the life of the spirit connected with these non-inherited qualities, constitutes his soul experiences—which transcend those of the animal. In that man enjoys the fruits of his work and activity insofar as they are acquired in life through qualities that are not inherited, he unfolds a life of soul transcending that of the animal. Man comes into existence with less skill than the animal. He is less skillful for the reason that the transaction with the spirit cannot be undertaken until some time after birth, whereas in the animal it has already been completed. Thus in its life of soul the animal enjoys what heredity can bequeath to it. That is to say, the soul life of the animal points to the past. And the moment we see the soul life of the animal passing into death, all that the animal can experience through its species also passes into death. Everything that is individual soul experience in the animal is something that has come to it from the past. In its existence the animal expends its life of soul and there is no basis for immortality. On the other hand, what is experienced in the animal soul lives on, ever and again, in the life of the species. Therefore in the sense of spiritual science we speak of a species—soul of the animal, which constantly arises anew, constantly lives on within the species. No one who desires clear concepts can deny the justification of this. The work of the spirit in the animal genus and species is experienced in the single animal individuality. But we see, too, that this experience points to the past, and that the very moment this past is exhausted, when the soul life must go towards death, towards its ending, the sunset glow begins. It is different when, without preconceived ideas, we observe the soul life of man. There we see that when man is born, something comes with him that has not been expended in his organs; we see how he works further upon his organs, how he really teaches his organs. From this, however, we realize that in his individual life man is in direct interconnection with the spirit; he experiences in his life of soul not only what is transmitted to him by the past, but also what comes from outside to meet him in life, what is presented to him directly as spirit. Thus man's life of soul is twofold: like the animal, his soul experiences the species to which he belongs as a human being; this he lives out as a being of the past, and it is this that goes forward to death when the spirit withdraws from the organs, when the organs begin to lignify, to wither away. But man's own dealings with the spirit do not belong to his organs; this is something that man has taken into his etheric body independently of the organs. Hence it is something that does not relegate him to the past that is inherited but is a seed for further life. In the measure in which we see that the inner man emancipates himself from his organs, that is to say, becomes individual, in that same measure we can say with logical truth that here we see the immortal part of man crystallize out of the bodily life. So do we learn to feel that this grows in the human being, whereas in respect of what has been inherited he experiences the past in his life of soul. Thus there grows in man something that goes forward to the future that cannot be absorbed into the line of heredity. This is evident if we observe the life of soul in man and in animal. We see how closely the soul life of the animal is bound to its organism, how closely its faculties and skill, indeed all its experiences, are bound up with its organs and with its inherited characteristics. We can rightly observe the soul life of the animal only when we look for it in the self enjoyment of its bodily nature. That is the essential point. We see very little of the essential nature of an animal by watching the delight it takes in the outer world—but a great deal when we observe how it experiences its own digestion. The highest level of experience in the soul life of an animal lies within the boundaries of the organs. In its soul experiences the animal spends itself within its organization; and what remains to it for its outer life is significant for the animal only insofar as it can be experienced inwardly in its life of soul. It is of course the case—and this is also confirmed by the spiritual investigator—that the heights where the eagle passes its existence do give rise to experiences in its life of soul. But this experience lies in the activity of what lives in its organs and comes to expression within them. In man, soul experience emancipates itself from the inner enjoyment, the inner experiencing of the organs—and man has to pay the price for this. The animal has a certain security in its instincts; it knows which food is harmful and which is good for it. The animal injures itself very much less than it is injured by man. Animals are injured most of all when man keeps them in captivity. But in the freedom of nature, when the animal follows what is innate in its organism, its instincts are unerring, because it is so closely united with its organs. The human being, on the other hand, emancipates himself from his organs; and the consequence is that he can no longer directly adhere to what is good or bad for him. He becomes insecure. And whereas the animal displays passions that are in keeping with its organs, the human being unfolds passions which are possibly far more injurious and are not fitting for his organs. Whereas the spider spins its web with unerring certainty and it would be absurd to talk to it of reasoning, man is obliged to think a great deal before he can perfect any handiwork. For he can make great errors. Man's life of soul has emancipated itself from his bodily nature, but at a cost. But man can unite with the spirit from the other side; he can receive into his soul what the spirit conveys to him. He is able to receive the spirit without the spirit having first to pour through the organs, through the bodily nature, whereas the animal is dependent upon how the spirit pours into its organs. The animal experiences within itself how the spirit flows into its organs. Man, on the other hand, wrests his organs away form the life of soul and thus experiences the direct inpouring of the spirit into his soul. Once we have grasped what the spirit really is and how the spirit lives itself out within the soul, these things are of infinite significance. We shall, however, have to wait for the lecture on “Human Spirit and Animal Spirit” before they can be fully clarified. But when we think about the inner life of soul we get a feeling of the difference between man and animal if we contrast the inward bodily life of the animal soul with the outward bodily life of the human soul. Because of this outward bodily life, the human soul can become spiritually more inward. The fact that the human soul can delight in the things of the external world, can take in what the spirit in its external manifestations says to the soul, man owes to the circumstance that his soul has emancipated itself from the bodily nature, has separated from the inward bodily experience of the spirit and has gained the certainty of experiencing the spirit itself at the cost of uncertainty and lack of skill, of imperfectly developed instincts. It is quite easy to say: How is it possible to speak of an animal “soul,” since “soul” implies the notion of inwardness and man cannot look into the inner life of another being. The people who base themselves on this glib objection are the very ones who refuse to listen to any talk of soul experience, because—so they contend—soul experience can only be “within ourselves” and can therefore be inferred in another being only by analogy. But if these things are taken as they really are and not talked about in the abstract, it is quite clear that the very way a being lives reveals what it actually experiences inwardly. Anyone who refuses to believe that a being lives according to what it experiences inwardly will be incapable of any real observation of the world. Admittedly, without demonstration, there is no absolute guarantee in direct observation that the animal experiences something in its life of soul when it shows pleasure in digesting. But a man who compares things in the world, and does not confine his observation to one phenomenon only, will soon recognize that there are many good reasons for speaking in this way. Once we have acquired a feeling of the difference of soul experience in the animal and in the human being, this feeling and perception will help us to understand the nature of soul life in the animal. Above all we shall feel with greater and greater clarity how man's life of soul is emancipated from spirit as a bodily experience. It is the spirit that creates the organs and works in the organism, building it into what it is, and when we speak of the building of the organs we are speaking of the spirit as it works in the etheric body. When the astral body inserts itself into the organization, this spirit can, under certain preconditions, be experienced in a particular way. If we take seriously what has been said above about physical body, etheric body and astral body, we can say: In human beings and animals the physical body is the lowest member of their being; the etheric body so fashions the chemical and physical substances that they become life processes. The etheric body lives within the physical body, comprises and embraces the chemical and physical processes. In all this lives the astral body, experiencing—as soul experience—everything that is going on in the etheric body. Thus the etheric body is the active, creative principle working on the physical body, and the astral body is that part of the animal or human being which experiences the deeds of the etheric body. Thus the physical body is united with the etheric body in the building up of the organs; and the etheric body is united with the astral body in the inner experiencing of this upbuilding and activity of the organs. Everything in the physical body, the etheric body, and the astral body is mutually related. Now what is it that evokes soul experience of a particular kind? That which pours, as it were, over the whole inner organization in man and animal. We can best understand this particular kind of experience by observing it in certain circumstances. Is there anyone who is not familiar with the characteristic form of soul experience which is present only while the animal is growing and the size of its organs is increasing and which stops when growth is completed? What expresses itself there in the experience of exuberant energy is connected with certain work that is being performed by the etheric body on the physical body and is an indication that the work is proceeding in the proper way. But what stands out prominently in this condition is always present as a certain feeling of well being in the soul, a feeling of life, of comfort or discomfort; and this depends upon whether the etheric body has or has not command over the physical organization, is able to master it or not. If the etheric body is unable to assert itself properly in the physical organs, this expresses itself in the astral body in a feeling of discomfort. But if the activity of the etheric body can everywhere find access to the physical organs, if that activity can take effect with the help of the physical organs, this engenders the feeling of general well being in men—either in a subtler or cruder form. If indigestion occurs, this can only mean that the etheric body cannot carry out an activity which it ought to carry out. This makes itself manifest in the accompanying discomfort. Or let us suppose someone has so exhausted himself by thinking that the organ of the brain “goes on strike.” In such a case the etheric body is still able to think, but the brain is no longer able to participate. Then the thinking begins to cause headaches; and from there the discomfort spreads into the general feeling of life. This is particularly intensified when the part of the organ that is built up by the etheric body is completely disorganized. We say then: “It is as though the skin cannot expand when outer heat makes it want to expand,” or, “I feel as if a burning brand is being held to my head.” In such a case the etheric body is meeting with resistance. Not being absorbed or seized by external impressions, it then comes up against a physical body to which it is not adjusted, and this expresses itself in the astral body as a feeling of pain. So we understand “pain” in the astral body by conceiving it as the expression of weakness of the etheric body in relation to the physical body. An etheric body that is in harmony with its physical body works back upon the astral body in such a way that the feeling of well being is an inner experience of health. On the other hand, an etheric body that is at odds with its physical body works back upon the astral body in such a way that pain and discomfort are bound to arise in it. Now we shall be able to realize that because in the higher animals—it will be better to speak of the lower animals in the next lecture—the life of soul is so intimately bound up with the bodily nature, this soul experience will be much more deeply felt—as will also be the case in a disordered body—than it can be in a disordered human body. Because the soul life of man is emancipated from the inner, bodily experience, pain that is merely due to bodily circumstances is far less torturing, it gnaws much less deeply into the soul than in the higher animals. We can also observe that bodily pain in children is a much keener psychic pain than in later life, because in the measure in which the adult human being becomes independent of his bodily organization, he finds in the qualities which arise immediately out of his soul, the means to struggle against bodily pain; whereas the higher animal, being so closely bound up with its bodily nature, feels pain with infinitely greater intensity than man. Those who maintain that human pain can be more intense than pain felt by the animals, are talking without foundation. Pain in the animal is far, far more deep-seated than purely bodily pain in man can ever be. So we see that in rising above this bodily nature, man draws out something from the innermost depths of his being; namely, his “I”, his ego. That which he does not inherit, which can sustain its existence above and apart from the species, which he must develop more and more through his individuality—that pertains to the ego. It is this that must enter human existence; it cannot be imparted by heredity, for it proceeds from the human individuality which comes from the spiritual realms into existence at birth and after death returns again to the spiritual realms. Therefore we speak of a core of being in man which passes on from life to life, because we can apprehend it in actual existence, provided only that we observe life with unprejudiced eyes. I have tried today to indicate how it can be established from direct experience that we may speak of a being in man who is not inherited but enters human existence from quite another side and when what man inherits is dissolved by death can pass into another spiritual existence. When further principles of spiritual science are understood, this needs no more explanation because spiritual investigation relies on direct vision and can bring from quite another side the proof and evidence for what was intended to be made clear today from experiences of everyday life. But it is also possible for spiritual science so to relate together these everyday experiences that they reveal to us that which can establish in man the hope—based upon observation of facts—of an enduring life of soul that transcends bodily existence. So we see how observation of existence everywhere confirms the words of Goethe already quoted. Soul experience in the animal is enclosed within the circle of its organs. The organs are everywhere the masters, fashioned by the spirit in order that the animal can experience a soul life in keeping with its organs and is able to make use of them. Man, on the other hand, enters existence in such a way that his organs themselves give him no guidance upon what he must take from life and impress into his life of soul. But just here we find that which gives him his guarantee of immortality, that which is eternal because it cannot originate in heredity. That is what Goethe meant by the words: “The animal is instructed by its organs, but man has the advantage of being able to instruct his organs afresh.” Anyone who understands this in the right way—that in the course of his existence man is capable of teaching his organs afresh—will say to himself: How a man teaches his organs becomes manifest in the life of soul and here his union with the spirit is revealed, a union that is indissoluble because it does not spend itself and does not come from the past but points the way to, and is the seed for, the future, the means whereby man can attain that which in his soul will engender the power to vanquish the old death in life that is ever and again renewed. |
60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Spirit and the Animal Spirit
17 Nov 1910, Berlin Tr. Dorothy S. Osmond, Violet E. Watkin Rudolf Steiner |
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60. The Human Soul and the Animal Soul; The Human Spirit and the Animal Spirit: The Human Spirit and the Animal Spirit
17 Nov 1910, Berlin Tr. Dorothy S. Osmond, Violet E. Watkin Rudolf Steiner |
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Let me in a few words recall some of the things dealt with in the last lecture. Particularly important for us were the views we were able to form, from immediate observation, concerning the difference between the human life of soul and that of the animals. We realized that the animal soul life may not be distinguished from that of man in such a way as to justify the assertion that man is superior to the animal in respect of certain spiritual attributes. To refute such a view we need only point to how certain achievements, obviously attained only by man struggling to a definite stage of intelligence, are brought about objectively within the animal world in the building of their dwellings and in the whole of their life. So that in what the animal does, in what it produces, in what it creates, we have exactly the same intelligent activity that is shown by man in the tools and products he makes. It might really be said: Into what the animal does there flows, and then congeals, the same intelligence that we find in man. Therefore we may not speak of animal soul and human soul by simply saying that the animal is to a definite extent behind man or man to a definite extent in advance of the animal. When speaking of the soul—and we describe the soul life as the inner life, in contradistinction to the spirit life seen pre-eminently in formation and development—we referred to the fact that we discover how intimately bound up is the soul life of the animal with its own organization; and what the animal can experience in its soul appears to us as predetermined by its whole structure and the whole arrangement of its organs. Thus it must be said: the animal's life of soul is determined by the fashion of its organization, and in its soul life the animal lives, as it were, within itself. But the essential feature of man's life of soul lies in the human soul being emancipated to a high degree from the immediate organism, and in the fact that—I beg you not to misunderstand me, I mean relatively only—independently of the bodily organization he experiences the spirit as such, in the way we have understood it; in other words, that the human soul is able to surrender itself directly to the spirit. If we now rise to the consideration of the spirit in man and in animal we shall have to start from the concepts and ideas developed in our consideration of the soul in man and animal; we shall have to concern ourselves rather more deeply with a phenomenon arising out of what was said last time; namely, that in the animal all spiritual achievements immediately connected with its organs and experienced in its soul have been implanted into, and bound up with, what is hereditary in its species. We may also say that there lives itself out in the animal's soul that which belongs to the species, and because this is hereditary the animal comes into existence with the predisposition towards all the activities conditioned by the spirit which can be experienced through its soul nature. Thereby the animal enters existence fully equipped, and bequeaths to its racial descendants its inherited characteristics which we may call an outpouring of the animal spirit. It is different with man who in his life of soul emancipates himself from his bodily organism. But because in the course of nature this is transmitted through lineal descent, he enters existence helpless, to a certain extent, where the functions that should serve him in life are concerned. On the other hand, however, this helplessness is the one thing that enables man to develop in soul and spirit. Thus we find it to be the most important thing for man that, when he enters life through birth, everything determined from without should remain indeterminate. With this we have indicated how we have to consider the relation of the spirit to the bodily nature in animal and man—the soul lying between the spirit and bodily nature. In the way the animal appears to us as member of a species, gradually attaining its instinctive aims in life, we have a direct activity of the spirit in the organic bodily nature. The organic body in which the animal experiences its life of soul is, as it were, the spirit that has entered reality. An immediate relation exists in the animal between spirit and body. And if we look at the animal, study it—whether superficially as a layman, or more thoroughly with all the facilities comparative anatomy and physiology or any other science can offer—we see everywhere in the animal form, in the conditions of animal life, congealed spirit being lived out in this way in the individual animal species. And the external form—the external life in the same way—is for us the direct imprint of what we call the spirit lying behind the animal, so that in the animal we have to look for the closest relation between spirit and bodily nature. This is quite different when we come to man. And when we have to draw attention to the most important differences between man and animal, it is essential not to look for them too far afield. In considering things in the right way, what is most important lies so near that there is no need for us to enter into all manner of intimate details in the investigation. Observing man, we find something standing between spirit and bodily nature which we need not take into consideration in the animal. This is important. In the animal form and organization the spirit works as it were directly. In man it does not work directly; an intermediate member thrusts itself in, which can be very easily observed in life. As man confronts us when we observe him, this intermediate member which brings about a looser connection between spirit and bodily nature is expressed in what we call the self-conscious ego. I do not want to refer now to the way in which this self-conscious ego takes shape in the body; I wish only to say: In the way man appears to us, in the way he confronts us as a phenomenon of soul, this self-conscious ego stands between his spirit and his bodily nature. Certainly from the point of view of those who believe they are standing on the firm ground of natural science, it is child's play to find objections to the expression “self-conscious ego.” But, at the moment, we are wanting to follow up the way in which this self-conscious ego is inserted between the spirit and the bodily nature. Here we find above all—we drew attention to this last time—that man is dependent on the life of his environment, of the world outside, in relation to his language, his way of thinking and also to the extent he has developed a consciousness of self. It is a generally recognized fact that man, if shut out from all contact with humanity, if obliged to grow up alone, would never arrive at speaking, nor definite thinking, nor consciousness of self; he would be forced to remain in the state of helplessness in which he was born. Thus we see that in the case of the animal all the activities necessary for animal life, for animal existence, come to it through heredity. And we see human activities arise in such a way that they may not be looked for in the line of heredity any more than, let us say, the original warmth necessary for hatching a hen's egg may be sought within the egg; it has to come to it from without. So we find that the things of which man has need for his development have to be acquired through something within him; whereas in the case of the animal it is imprinted into him by the spirit. Thus there remain open to man certain possibilities of development into which he takes up definite organizing forces through his self-conscious ego. For, naturally, no one will doubt that changes in the organization are bound up with man's gradual acquisition of speech, thinking, consciousness of self, and the activities connected with these; so that tendencies possessed by the animal from the beginning through hereditary activities, are taken up by man from the environment, just as warmth is taken up by the hen's egg that is being hatched; in other words, it is introduced from outside. Thus possibilities of development remain open to man as regards the inter-working of the environment. Naturally Spiritual Science does not adopt the view that man could achieve anything without organs. So we must be clear that everything working into man changes his organization. If we investigate the human organization closely, we see that this organization is actually changed by forces coming from without, which have to reach man by way of his ego. And then we see something else—if we consider man as he takes his place in the world, to become what he is able to become through speech, through his way of thinking and his consciousness of self, we grasp him as it were at one pole, at one end. We must, however, grasp him also at the other end. If we would penetrate him with thought, this is not so easy a matter. But it is in fact necessary to lay hold of man's other end. Man actually enters the world as a helpless being. It is perfectly easy to see what we are dealing with here, but not so easy to make it the subject of observation. In the course of his life the human being has to do something that the animal is spared. This is done by the human being when he learns to walk, or, rather, learns to stand. Connected with this learning to stand, a great deal in human life lies concealed; namely, the gaining control over what we may call our bodily equilibrium. If we carefully study the design for the animal's organization, the organization of its structure, we find that the animal is so organized that a certain balance is imprinted into it making it possible for it to carry on its life. It is so formed that his body is endowed with a firm balance. It constitutes man's helplessness, from one point of view, and, from another, his advantage over the animal, that he has to make the effort to acquire balance with the help of his ego. There is no question here of comparing man with the animals nearest to him. Where the comparative anatomy of all the individual organs is concerned, it would be childish were Spiritual Science to assume a gulf between man and the animals nearest him. But whereas in the design of the animal organization there lies a predetermined balance, to human beings the possibility is open to acquire this balance after birth; but still more possibilities are open to them. The direction of its movement is laid down for the animal through the predetermined organization imprinted into him—if one may use the word imprinted; whereas for man the possibility is open to develop, within limits, his own sense of movement. Other things too are open to the human being, and we shall come back to the various manifestations of this. It is open to man to be able to imprint life itself into his organization. It is certainly possible to speak of this imprinting of life into the living being. Who with any mind for these questions would fail to notice that the organization of a duck comes to expression in plastic form, or that this is also the case where the elephant is concerned? Who would fail to see how the skeleton, if one looks at it, as distinct from the single animal species, discloses riddle upon riddle; how life is as it were discharged into the form, is caught up into the form, appearing to us as if frozen there? Here, too, man has come in a certain way to pour life into his own form. We need therefore only make the preliminary remark that in studying an animal form with open mind, we are interested far more in the universal, the general, what has to do with species, bestowing little thought on the individual forms. What interests us in man's skeleton is the noblest organ, the structure of his skull, above all, its plastic art. And in every human being this structure is different, because it is open to what lies at the basis of the human ego—to what is individual; whereas in the animal it is what belongs to the species that comes to expression. Thus when we lay hold of man by his other end we find that during certain periods of life he has full scope for imprinting into himself his sense of balance, the sense of his own movement and his whole sense of life. The interesting point here is that at the beginning of human life we are able to watch this working of the spirit in man, this imprinting of the spirit into form and movement; how in the struggle for upright gait, in the struggle to acquire a sense of one's own movement, in the imprint of bodily form, these forces are really active and coming to expression. Then at a certain age, however, the possibility ceases for the further working of the forces which in childhood had free play. At a certain period of life, in regard to the activity we have been describing, these forces close down. But when they are really within the individual man, having finished their work in a particular sphere, they cannot at once vanish; they come to meet us at a later time in life, and at this later time we should be able to show that these forces are there in human life as realities. Now in fact we find these forces clearly arising in man again in a quite characteristic way for the progress of the spirit. What is accomplished by man in the development of his sense of balance, we find again in his later life, when he applies the same force to the development of his gestures. Gesture is something actually leading us into the deeper parts of the human organization, insofar as the spirit lives in man. And by bringing what is within him to expression in gesture, man has recourse to the same force he applied to the effort of gaining a sense of balance, for the setting up of a certain balanced poise. What man developed manifestly through learning to walk and stand, appears in later life in a finer, deeper, more intimate form when, instead of coming to physical expression, it is expressed more through the soul, in gesture. Hence we feel ourselves really intimately within man when we confront him and can let his gestures, the whole manner in which what is within him is expressed in outer movement, work upon us. In this respect every man is actually more or less of a gifted artist when confronting his fellows. For if we would penetrate to the finer psychological influences passing from man to man, we should see what an infinite amount depends—without it rising into consciousness—upon how gestures taken as a whole play upon a man. This need not enter into the broad light of external consciousness, yet it enters the soul and comes to expression when external consciousness sums up a host of intimate details, played out beneath the surface of consciousness, into everyday words such as “I like him,” “I don't like him”, or “I like her”, “I don't like her”. We can also see how the forces organizing individual movement work on in later life. This we see when, passing from the gesture expressed in movement, we turn more to where the inner being of man may be found poured into the external form, but still in movement, in mimicry and in the physiognomy. There in fact what begins as individual sense of movement works on further, giving scope to the human being to go on developing out of helplessness, and then keeping this helplessness in check. When we notice how man, in his mien and in the play of his physiognomy, keeps his external self in continuous movement through his inner self, we find how what actually first appears in the organization more as a mere expression of bodily activity, then appears rather as poured into the soul-nature and intensified. What worked more directly in the earlier days of the human being is caught up more within him, in the self-conscious ego, to pour itself then from within outwards into the bodily regions; whereas to begin with self-conscious ego and spirit had, as it were, come to terms. If we now see that what justifiably interests us in man is the particular form of his skull, we have to say: In this particular form of the skull of man something indeed is also expressed of his innermost being. Everyone knows that, broadly, this is the case, and that in the form of the brow, in the form of the skull, of each human being, we shall always find individual differences in men's inner nature. It goes without saying that we are not speaking here of those spheres of the spiritual life which are emancipated from the soul bound up with the body. There exists, however, as a certain ground work what may be described as an expression of the spirit that has become soul—what is wrongly developed in the sciences called phrenology, craniology, and things of that kind. It is above all essential for us to be clear that the forms coming to expression in the human skull are not general but individual to man, as he confronts us as a moral, intellectual being. When we begin to generalize, we fail to understand the whole connection. From this aspect, all phrenology practiced in this way is mischievous materialism. It should never be counted as science in its legitimate sense, for that it cannot be. What confronts us in the formation of the human skull is individual, different in each man. And the way in which we seek to form an opinion of each man in accordance with these characteristics must also be individual, just as our attitude is individual to each work of art. As there are no universal, fixed rules, as we have to take up our own attitude to each work of art, that is a work of art, if we consider according to universal rules what in an artistic sense lies hidden in man, we shall come to some kind of judgment but a judgment quite different from the ordinary one. And the following will make itself felt—that in observing the human skull we shall see how the spirit works in direct relation to the form, how forces of the spirit, of the ego, from within outwards push against the form of the skull which encases what works from without inwards. Only when we have a feeling for this working from without inwards and from within outwards, can we enter into what meets us in the form of the human skull that envelops the brain. Thus, direct observation show us how in reality the spirit lives itself out in the animal forms. And since the animal's soul life is immediately bound up with its organization, the instinctive life being an expression of this organization, it will always be possible to see why some particular instinct or impulse must appear in the animal as part of its life of feeling. On the other hand, it may be said of man that in him we also see the spirit working on his organization, but from within; we see, too, however, that what lies at the basis of the self-conscious ego is in opposition to the organization and forces its way into it, at the same time forcing its way into the work of the spirit. Now let us consider man in a rather different way. In him we see the capacity for speech—which is quite obvious; then a definite way of thinking and a certain consciousness of self as the result of education. These capacities arise through man's contact with the external world. But it is not enough simply to take things on trust; we must realize that something far more profound lies at the basis of speech, of the way of thinking and of the consciousness of self brought about through the environment. What lies at their basis is the fact that man possesses three senses not found in the animal. The word sense has to be taken literally, but let us keep to fact and not to words. In the realm of speech-sound, of concept and of what we call ego being, the animal shows itself quite incapable of taking things in, in the way of human beings. Of all the senses, the animal gets as far as that of tone. For outer perception this is for the animal a kind of zenith. Its sense faculty rises to tone. But beyond that no possibility is offered by its general organization for an understanding of speech-sound, concept or ego being as in other beings. The animal recognizes its own species, the dog the dog, the elephant another elephant, and so on. But no spiritual investigator would ascribe to animals any perception of their own ego being. And materialistic investigation will never succeed in producing any proof of a perception of ego being in the animal organization; thus scientific investigation should not, and spiritual investigation will not, be in doubt about this.—So we see in man that the possibilities of development remain open where perception of the inner nature of sound, the inner nature of concept and idea, and the inner nature of the ego being are concerned. Were the possibility of development in these three activities closed to man, the other forces I named would have no nourishment pouring from within, and would be unable to find expression. Animals have no organs to make it possible for them to develop in these three ways. For all that man shows in life as superiority over the animal ears the imprint of what is within him as capacity for expression—his conception of sound, his conception of concepts, and his conception of the ego, of the ego consciousness. Meanwhile we find in the animal the expression of how the spirit is poured into form; we therefore see in the animal gestures and physiognomy determined by the nature of the species. This all expresses how the spirit can be active while becoming, as it were, congealed directly in the form. In man we find each individual has his characteristic gesture, his own particular physiognomy and facial expression; in this there comes to very clear expression what, on the other hand, he has in the way of capacity for developing speech-sound, concept or idea, and consciousness of self. In reality the capacity for this development pours itself into gesture, physiognomy, facial expression, into the whole way his consciousness of self is manifested. Here we see flowing from within outwards, expressing itself in the human being, what can be experienced only through the direct intercourse of the self-conscious ego with the spirit. If we experience things in this way, we may say: If we do not approach man with abstract, dry, prosaic concepts but perceive him in a living way, we see how ego being, the being in idea and the being in speech-sound, work directly on external form and movement. It is indeed as if, as crystallographers, we were to study the forming forces of a crystal, then discover that we have in front of us a cube in the rock salt, an octahedron in the sulphur, and in the garnet a rhombododecahedron. Just as there we see how inner forces pour their activities into form, when perceiving man in a living way we see immediately living in his external form all that he actually is, what in his being makes a strong impression on us—what meets us as congealed ego idea, congealed concept or conception, and as congealed sense of sound. We should be able indeed to picture quite vividly this congealed sense of sound that meets us. For that intercourse with the spirit which man cherishes perhaps in the most intimate way, which every man, artist or not, is able to cherish, which works into this being as the finest weavings of his soul, this intercourse is experienced by man in a characteristic way, the whole importance of which for man's life should not be overlooked. We dare not indeed overlook it in its content, in its inner nature—I am not speaking here of word content—in the inner nature of the “how” in the word content, in the inner nature of the character of sound, or the soul in language. Language does not only have the spirit expressed in the content of words; language also possesses a soul. And much more than we think, a language works upon us in the character of its sound. A language with many “ah” sounds works upon us in one way; a language that in the character of its words is more prone to “ee” or “o” in quite another way. For in the timbre of the sound character there is poured out as if in the unconscious, the soul that flows over the whole of mankind. This builds us up, works upon us, and comes to expression in life as a special kind of gesture. For man's speech is a special kind of gesture—not as to the words but insofar as it has soul—in the way man lives in speech with his soul and expresses himself. In all that, indeed, we should be able to mention significant differences. Everyone knows that, apart from what is said, there belongs to what flashes from man to man in that queer indefinable way the inner quality of the way in which it is said. If we take this into consideration we shall say: We learn an infinite amount of what is deepest in human beings just from the way in which they speak. In ordinary life we have often to disregard this, for higher points of view may drive it into the background. Yet there is something in us that is very alive to the harshness or the pleasing tone of a voice. Those who really observe the soul know that harshness of voice is far more unpleasant in a man than in a woman, for the simple reason that this sphere is closely connected with our organization, and that the pitch of the voice in a man is more intimately related to, far more deeply bound up with, the life of soul than is the case in a woman. It is true but it cannot be proved. It can only be indicated, and if you are observant you will soon see it is so. Anyone able to understand such things, if wanting to give expression to something important, will therefore need to convey in his speech what has just been referred to, and not merely the word content. To give you an example of what I mean, really not from lack of modesty, I should like to refer to the Rosicrucian Mystery play I wrote—“The Portal of Initiation.” In all the most important passages in it, it is clear that what cannot be expressed in the content is brought out in the use of language, in the vowel sounds. You will find that where you get the sound “oo” after “ah,” “ee” cannot follow “ah.” It is of outstanding importance that we bear in mind that this realm is the “gesture” of speech, recognizing how the might of the spirit is working into the organization; and that we pay heed to this direct working of the spirit on the soul that contains the self-conscious ego. And then we look back on how the human soul pours itself into the bodily nature. I am coming now, it is true, to a language that obviously for many of you must be hypothetical; to talk of it may seem bold to some of you and to others even offensive. That, however, is beside the point. We see how in man the ego being, what the sense of forming ideas can yield and undergo, and what the sense of sound can experience, pour themselves into gesture, physiognomy and facial expression, also, within the limits I have indicated, into the form. So that in man, in that period of his life between birth and death when the ego inserts itself between spirit and bodily nature, we see the direct activity of the spirit. Now let us just consider the following; and because the matter is more or less subtle, I shall speak figuratively. Let us imagine that what man accomplishes with his ego being, his power of conception and his sense of sound, in the way this flows more or less into his balance, individual movement and consciousness of self, and later into freedom of gesture, facial expression and the physiognomy revealing what is within him—let us imagine all this working together out of necessity, so that no conscious ego intervenes between these two, or three, aspects. Let us therefore imagine the ego to be eliminated, allowing the two sides of human nature to work on each other, so that through a sense of sound that does not enter consciousness but lives itself out in the innermost being, there is realized from the outset, in experience, the setting up of a balance that is not promoted by the ego; you would then have something which remains free for man, established without the intervention of the ego. This is what from the very beginning determines balance in the animal. And imagine the conception through which man grasps his laws and the animal species—in other words the whole organization so far as it is individual movement, physiognomy and facial expression, expressed in all animal movement, expressed also in animal instincts, passions and so on—and you have, bound up in the animal through the necessity of natural laws, what man has in his life through the intervention of the ego. We have, too, bound up from the outset with the animal, through the necessity of natural law, what in man is directly expressed only in life. In man the formative force of life works right into his form. But imagine it was no longer kept in reserve for individual life but from the beginning it acquired its form through Nature's activity, and then you have it in accordance with species, and in the way it confronts us plastically in the various animal species.—Thus we see in man a being with a sense world lying between two poles. He has his sense world, the world of perception, sound world, world of taste and world of smell and so on, lying between, on the one side, the way in which, conscious of himself, he finds a relation to his sense of balance in the different spatial directions, in the way he feels his existence in his own body; and on the other side, his sense of sound, his comprehension of concept, and his ego conception. As with inner necessity the inner life stands in relation to the intervening sense, so for the animal the inner life is related as something intervening, which, out of necessity, forms the whole organization. Let the two sides in man come together without the intervention of the ego and you have the direct working of the spiritual into the bodily without the intervention of the soul. In man we have what may be thus described—according to the spiritual and physical side he is an unfolding in space, gestures and so on, which on both sides stands open to the working of the spirit. And with this we must reconcile ourselves to the fact that through it in a certain way a foundation is laid for the whole understanding of man and the human spiritual life altogether, insofar as it plays its part in the history of the spirit. We see that we may not confound what man experiences conceptually with what he experiences when he realizes and develops the concept itself. In a certain relation man is in a quite different situation where the realization of a concept is concerned from his situation in respect of understanding it. The development of a concept is quite a different story from the means of understanding it. In this connection I should like to refer to an actual fact. In the year 1894 Laurenz Müllner, a great admirer of Galileo, on being appointed Rector of the University of Vienna, gave his inaugural address, and in it he drew attention to a remarkable fact which indeed is very interesting. He pointed out that in Galileo we have a spirit able to grasp the physical laws of mechanics, the laws of oscillation, of the motion of projectiles, of the velocity of falling bodies, of equilibrium, which perhaps—said Professor Müllner—are expressed in the most grandiose way in Michelangelo's wonderful work—the lofty dome of St. Peter's in Rome. This is indeed true and must be admitted by anyone upon whom the work of art in question has made an impression. Thus it might be said—Laurenz Müllner went on: In Galileo's intellect these laws first arise in the form of concepts, which we then see in Rome rising to the heavens in the symmetry and equipoise of the gigantic cupola of St. Peter's. In Galileo man has learned to grasp in concepts what is presented in St. Peter's as the artistic creation of Michelangelo. Added to this we have the actual fact that the day of Galileo's birth and the day of Michelangelo's death fell in the same year. In 1564 Michelangelo died on 18th February and in the same year, almost on the same day—the 15th of February—Galileo was born, Galileo who discovered for mankind the physical laws of mechanics. That is really an extraordinarily interesting fact. For it goes to prove that man brings about in a direct way the intercourse with the spirit through which he is able to imprint upon things the laws discovered afterwards; he does not accomplish this with his understanding, nor through concepts—not through the intelligence at all. But this points us to something else; namely, that in his organization man is in touch with the spirit before the intelligence has worked upon his soul inwardly. Hence in a certain way it can be said: Man is so constituted that he himself is able to incorporate into his substance what lives in him as outpouring of the spirit, what has worked upon him before he has been able to grasp it with his intelligence. This is so in the creation of any work of art. This fact is of interest because it enables us to see that man in physical life in regard to all that he lives, and all that comes to clear expression in an organ, before understanding the laws of that organ has something within him which carries out these laws plastically, gives them plastic form. So that if we follow up this thought it is quite clear that the sense for these laws of the spirit, expressed, for example, in a work of art, is there—must be there—in the soul before the laws are given bodily form. Hence, at the spiritual end of man, so to speak, we have also the reverse side—if we use the word in its better sense, raising it to the proper spiritual sphere. For then we are definitely shown that through an ennobled and purified instinct man creates what he discovers only later. As animals create instinctively, in the way bees, for example, organize their wonderful bee community, so man creates directly out of the spiritual world, before the spiritual world is reflected into this intelligence. Thus we see that even in this direction everything points to the meeting of the self-conscious ego with the working of the spirit. Through instinct the animal arrives even in its feeling life at reflecting into its intelligence what it puts into its buildings, and so on. Take, for example, the beaver and what it builds. Among beavers Michelangelos will always be found, but never a Galileo who understood the same laws to which the beaver gives form in its constructions. In man there is something confronting his self-conscious ego, something created by the spirit when it enters the organization. So in our study of human development, we have seen that between spirit and bodily organization the expression of the self-conscious ego intervenes, that the purified organization of the human being has immediate experience of the spirit, as it is seen in the imaginative creations of the artist; and that a self-conscious being lives in him which can oppose the ordering of the spirit in the body. Thus it is not a question of giving man preference over the animal or not; that would be the wrong way to approach the matter. We have, however, to realize that in the animal the spirit comes into direct contact with the bodily organization, and the soul passes its life in accordance with this bodily organization; whereas in man the living ego which is found in the soul pushes its way between spirit and bodily organization, establishing itself as mediator—thus working there between spirit and bodily organization. Through this the human ego has direct intercourse with what lives in the spiritual world. And it lives out this direct intercourse primarily by strenuous efforts to establish spiritual conditions in its environment which the animal is able to establish only instinctively. We see strongly marked a certain life of rights, a moral life among animals. But we understand the life of rights, the life of the State, and the whole course of world history, only when we see in man the emancipation of the spirit from the bodily nature by the intervention of the ego between spirit and bodily nature, through which the ego enters into immediate intercourse with the spiritual world. The way in which this ego enters into direct intercourse with the spiritual world constitutes the normal condition of the human being. But as the intervention of a self-conscious ego between spiritual and bodily nature signifies progress beyond animal evolution, it is possible for man to go farther on this path by again developing within him the spirit which he set free from the bodily nature—developing it in the free intercourse experienced. The possibilities for this will be found in the lecture “The Nature of Sleep”, and its full significance appears in Knowledge of the Higher Worlds. There we see how in normal human beings the emancipation of the spirit from the bodily nature has arrived at a certain stage, but can be carried further by developing slumbering germinating forces in man, through the unfolding of which he can advance to direct vision into the spiritual world. We had first to lay a foundation for what we are able to cultivate as actual contemplation of the spiritual world, by seeking the real significance of the human being in this intervention of the ego between spirit and bodily nature. But this again is given us also in an external bodily way, since the self-conscious ego as it confronts us in life does so in the inner being of man, entirely in his physiognomy and in accordance with his gestures. Some of you may remember that I have not only mentioned but have also substantiated that the old saying “Blood is a very special fluid”1 is founded on deep truth. This is really so, and in what is thus expressed simply as a direct working of the soul on the blood circulation, we can divine something of that working of the self-conscious ego into the bodily nature, into the organization. That is, so to say, the nearest gate for the ego, fertilized by the spirit, to enter the bodily nature and work upon it. We see this on observing how the soul works upon the blood circulation. In the phenomena of blushing and turning pale I have often given you common examples for the direct working of what goes on in the soul and expresses itself physically; for fear and shame are actual processes of the soul. Anyone wanting to deny this would have to be an unconscious materialist, like, for example, William James: for although he wishes to be spiritual he is actually a materialist in wishing to defend the assertion: “Man does not weep because he is sad, he is sad because he weeps.” According to this we should have to imagine that man experiences sadness in his soul because some kind of material influence has an effect on the organism and squeezes out tears: and if man notices this—so says William James—he becomes sad. If we do not recognize how untenable this conclusion is, we shall not be able to understand that in affairs like laughing and weeping, and also in blushing, where a rush of blood takes place from the centre to the periphery, we have to do with material processes directly under the influence of soul and spirit. If we think this over we shall be able to admit that in man what belongs to the soul does in very truth express itself in the circulation of the blood. What we say here about man; namely, that in the blood, and in the circulation, the self-conscious ego has its life, we cannot directly apply to the animal, because in it a self-conscious ego cannot work into the blood circulation, and—what is essential—because the animal does not open itself directly to the influence of the spiritual world which works into it; rather, from necessity. Whereas in the animal's blood circulation we have before us something in which the soul life of the animal finds immediate expression, in the blood circulation of the human being something is to be seen of the way in which the spirit works on the ego. If some day people will begin to give a little thought to what is here in question; namely, the importance for human life that man should not be organized from the outset to receive a definite imprint, of balance, of individual movement and of the sense of life, but must himself struggle to attain them—when they can discover how true it is that in spatial directions we have to do with realities, whether a spine is in a horizontal or vertical relation to space, or whether the blood circulates in this or that direction—then they will see how essential is the way in which such organizations are inserted into the whole cosmic connection. We should be obliged to see in reality, for example, in the spatial direction of a certain line, something of essential importance. When this is understood we may judge how great is the significance of the position and all the processes in the blood, in the human blood system. Today it is believed that the theory of the blood circulation is complete in itself. It is not so at all. We are only beginning to learn something of the secrets of the blood circulation. And not dogmatically to make bare assertions I will point to the following. Not more than twenty-five years ago, a scientific investigator in this sphere, the criminologist Moritz Benedict, celebrated for his mathematical qualifications in this direction, was first to draw attention to the important fact—generally ignored today—that the corresponding beats in the right artery and the left are different—an important fact for knowledge of the connections in the human being. And of special importance is something found in this sphere, not by anyone famous but by a very simple man, a Dr. Karl Schmidt. It was published by him in 1892 in the Vienna Medical Weekly in his article “Heartbeat and Pulsation,” in which quite important observations were indicated. Only when these things, still in their infancy, are studied to some degree, will a beginning have been made in knowledge of the connection between the self-conscious ego and the blood circulation, on the one hand, and, on the other hand, the connection between the animal spirit working in the animal and the animal blood circulation. Last time, I pointed out that we, indeed, are able to go into details in the sciences of the organs and their individual functions, and are able to give evidence of the different ways the spirit shows itself in man and in animal. In this connection it is quite comprehensible that modern investigations into the relation of man's blood to that of apes say little, because they go only into externals—the purely physical substance, the chemical reactions, and so forth—not into the real question. Were it only a matter of physical substance it would necessarily be quite immaterial whether a wheel was used as a child's toy or for a watch. But it always depends on how a member or an organ is used in the whole of a being or of a thing. It has nothing to do with how man's blood is related to the blood of the ape, or the like, but with how the organs in question are placed in the service of the organization as a whole. How the actual truth is treated by external investigation is best shown in Goethe's dealings with natural science. In Goethe's days, where the things of Nature are concerned, a rigid materialism was already prevailing, and even the most eminent scientists who wished to maintain the difference between man and animal founded their claims on something purely material. They were of the opinion that this difference was to be seen in the fact that in the upper jawbone of the animal there is an intermediate bone not found in man. They said: What distinguishes man from the animal is that the animal possesses an intermaxillary bone to accommodate the upper incisors, and this bone is not found in man! For Goethe this was inadmissible. His concern was not to find the difference between man and animal in anatomical details, but in the way the spirit in man and the spirit in the animal made use of the organs. (Incidentally I will just refer you to Goethe's “Theory of Metamorphosis” in which may be found information about all the individual human organs.) Thus from the outset Goethe could never reconcile himself to the idea that man's superiority to the animal was to be sought in a material detail. Therefore his one wish was to prove that this assertion was incorrect, that this chasm did not exist; and he set himself to work to find this intermaxillary bone in man. If Goethe had never accomplished anything but this one deed, if he had discovered nothing further than the presence in man of the intermaxillary bone, though no longer in a developed state and not apparent, through this alone for human evolution he would still remain a mighty genius. Said Goethe to himself—and I do not relate this because he did it but because it came to light through his experience: With Herder, and with others who are at pains to understand man spiritually, I have directed attention primarily to how man rises above the animal because the animal is bound up with its organization; but man is emancipated from it and enters into immediate intercourse with the spirit, thus being able to work back upon his organs. Goethe says this, as I have indicated, but in the following words: “Animals are taught by their organs, said the men of old. I add to this: man, too, is taught by his organs; however, he has the advantage of in turn teaching them.” Goethe could not but admit that the organs are the same but formed from different sides. Hence his great joy when at last he found the intermaxillary bone in man. At this point he writes to Herder: “... I have found—neither gold nor silver but something that gives me infinite joy—the ‘os intermaxillary’ in man! With Loder I compared man's skull with that of the animal and got on its track—when, lo! There it was. But I beg you to keep quiet about it, for this affair must be handled with caution. This should, however, make you too rejoice, for it is a kind of keystone to man; it is not lacking, it is there—actually there. I have imagined it in connection with your ‘whole’—how splendidly it will fit in. ...” (Letter of 27th March, 1784.) The difference between man and animal cannot be found in any particular detail. It has to be found entirely in the way the spirit makes use of things. For through this we behold man's relation to the spirit, how he has emancipated himself from what belongs to the body and is able to enter into direct intercourse with the spirit. Hence the difference in the sensation we experience on contemplating something spiritual from what we experience on contemplating anything physical and material. We seek to use words in quite different ways according to whether we look upon the spiritual or the physical. Among Goethe's works two poems may be found together. Each contains three remarkable lines:
Thus ends one poem, and the other begins:
A complete contradiction! How may we explain it? And Goethe has put it so blatantly in two poems next to one another. In truth if we contemplate the spirit in material existence, in our heart we may call forth the feeling: If the spirit would continue in material being, if it were not to break up all form, it would have to crumble into nothingness. The moment we see the spirit in the bodily nature we have to say: We have here to do with the eternal, immortal being, with the spirit with which we can unite in man's emancipated soul. Then we may say:
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61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Words spoken by Shakespeare's most famous character: “There are more things in heaven and earth than are dreamed of in your philosophy” are, of course, perfectly true; but no less true is the saying composed by Lichtenberg, a great German humourist, as a kind of rejoinder: “In philosophy there is much that will be found neither in heaven nor earth.” Both sayings are illustrations of the attitude adopted nowadays to many things in the domain of Spiritual Science. It seems inevitable that widespread circles, especially in the world of serious science, will repudiate such matters as prophecy even more emphatically than other branches of Spiritual Science. If in these other branches of Spiritual Science—in many of them at least—it is difficult to draw a clear line between genuine research and charlatanism, or maybe something even worse, it will certainly be admitted that wherever super-sensible investigation touches the element of human egoism, there its dangers begin. And in what realm of higher knowledge could this be more apparent than in all that is comprised in the theme of prophecy as it has appeared through the ages! Everything covered by the term ‘prophecy’ is closely connected with a widespread, and understandable, trait in the human mind, namely, desire to penetrate the darkness of the future, to know something of what earthly life in the future holds in store. Interest in prophecy is connected not only with curiosity in the ordinary sense, but with curiosity concerning very intimate regions of the human soul. The search for knowledge concerning the deeper interests of the human soul has met with so many disappointments that earnest, serious science nowadays is unwilling to listen to such matters—and this is really not to be wondered at. Nevertheless it looks as though our times will be obliged at least to take notice of them, and also of the subjects of which we have been speaking in previous lectures and shall speak in the future. As will be known to many of you, the historian Kemmerich has written a book about prophecies, his aim being to compile facts which can be confirmed by history and go on to show that important happenings were pre-cognised or predicted in some way. This historian is driven to make the statement—at the moment we will not question the authenticity of his research—that there are very few important events in history that have not at some time been predicted, conjectured and announced in advance. Such statements are not well received in our time; but ultimately, in the sphere where history can speak with authority, it will not be possible to ignore them because proof will be forthcoming, both in respect of the past and of the present, from outer documents themselves. The domain we are considering today has never been in such disrepute as it is nowadays, nor regarded as so dubious a path of human endeavour. Only a few centuries ago, for instance in the 16th century, very distinguished and influential scholars engaged in prognostication and prophecy. Think of one of the greatest natural scientists of all time and of his connection with a personage whose tendency to be influenced by prophecies is well known: think of Kepler, the great scientist, and his relations with Wallenstein. Schiller's deep interest in this latter personality was due in no small measure to the part played in his life by prophecy. The kind of prophecy in vogue in the days of Kepler—and only a couple of centuries ago leading scientific minds all over Europe were still occupied with it—was based upon the then prevailing view that there is a real connection between the world of the stars, the movements and positions of the stars, and the life of man. All prophesying in those times was really a form of astrology. The mere mention of this word reminds us that in our day too, many people are still convinced that there is some connection between the stars and coming events in the life of individuals, even, too, of races. But prophetic knowledge, the prophetic art as it is called, was never so directly connected with observation of the movements and constellations of the stars as was the case in Kepler's time. In ancient Greece an art of prophecy was practised, as you know, by prophetesses or seeresses. It was an art of predicting the future induced by experiences arising perhaps from asceticism, or other experiences leading to the suppression of full self-consciousness and the presence of mind of ordinary life. The human being was thus given over to other Powers, was in an ecstatic condition and then made utterances which were either direct predictions of the future or were interpreted by the listening priests and soothsayers as referring to the future. We need only think of the Pythia at Delphi who under the influence of vapours rising from a chasm in the earth was transported into a state of consciousness quite different from that of ordinary life; she was controlled by other Powers and in this condition made prophetic utterances. This kind of prophecy has nothing to do with calculations of the movements of stars, constellations and the like. Again, everyone is familiar with the gift of prophecy among the people of the Old Testament, the authenticity of which will certainly be called into question by modern scholarship. Out of the mouths of these prophets there came not only utterances of deep wisdom, which influenced the life of these Old Testament people, but fore-shadowed the future. These predictions, however, were by no means always based upon the heavenly constellations as in the astrology current in the 15th and 16th centuries. Either as the result of inborn gifts, ascetic practices and the like, these prophets unfolded a different kind of consciousness from that of the people around them; they were torn away from the affairs of ordinary life. In such a condition they were entirely detached from the circumstances and thoughts of their personal lives, from their own material environment. Their attention was focused entirely on their people, on the weal and woe of their people. Because they experienced some thing superhuman, something reaching beyond the individual concerns of men, they broke through the boundaries of their personal consciousness and it was as though Jahve Himself spoke out of their mouths, so wise were their utterances concerning the tasks and the destiny of their people. Thinking of all this, it seems evident that the kind of divination practised at the end of the Middle Ages, before the dawn of modern science, was only one specific form and that prophecy as a whole is a much wider sphere, connected in some way with definite states of consciousness to which a man can only attain when he throws off the shackles of his personality. Astrological prophecy, of course, can hardly be said to be an art in which a man rises above his own personality. The astrologer is given the date and hour of birth and from this discovers which constellation was rising on the horizon and the relative positions of other stars and constellations. From this he calculates how the positions of the constellations will change during the course of the man's life and, according to certain traditional observations of the favourable or unfavourable influences of heavenly bodies upon human life, predicts from these calculations what will transpire in the life of an individual or of a people. There seems to be no kind of similarity between this type of astrologer and the ancient Hebrew prophets, the Greek seeresses or others who, having passed out of their ordinary consciousness into a state of ecstasy, foretold the future entirely from knowledge acquired in the realm of the Supersensible. For those who consider themselves enlightened men of culture today, the greatest stumbling-block in these astrological predictions is the difficulty of realising how the courses of the stars and constellations can possibly have any connection with happenings in the life of an individual or a people, or in the procession of events on the Earth. And as the attention of modern scholarship is never focused on such connections, no particular interest is taken in what was accepted as authentic knowledge in times when astrological prophecy and enlightened science often went hand in hand. Kepler, the very distinguished and learned scientist, was not only the discoverer of the Laws named after him; not only was he one of the greatest astronomers of all time, but he devoted himself to astrological prophecy. In his time—also during the periods immediately preceding and following it—numbers of truly enlightened men were votaries of this art. Indeed if we think objectively about life as it was in those days, we realise that from their standpoint it was as natural to them to take this prophetic art, this prophetic knowledge, as seriously as our contemporaries take any genuine branch of science. When some prediction based upon the constellations—and made perhaps, at the birth of an individual—comes true later on, it is of course easy to say that the connection of this constellation with the man's life was only a matter of chance. Certainly it must be admitted in countless cases that astonishment at the fulfilment of astrological prediction is caused simply because it came true and because people have forgotten what did not come true. The contention of a certain Greek atheist is, in a sense, correct. He once came in his ship to a coastal town where, in a sanctuary, tokens had been hung by men who had vowed at sea that if they were saved from shipwreck they would make such offerings. Many, many tokens were hanging there—all of them the offerings of men who had been saved from shipwreck. But the atheist maintained that the truth could only be brought to light if the tokens of everyone who in spite of vows had actually perished in shipwreck, were also displayed. It would then be obvious to which category the greater number of tokens belonged. This implies that a really objective judgment could only be reached if records were kept not only of those astrological predictions which have come true, but also of those which have not. This attitude is perfectly justified but on the other hand there is certainly much that is very astonishing. As in these public lectures I cannot take for granted a fundamental knowledge of all the teachings of Spiritual Science, I must speak in a way which will convey an idea of the significance of the subjects we are studying. Even a confirmed sceptic must surely feel surprise when he hears the following. Keeping to well-known personages, let us take the case of Wallenstein. Wallenstein wished to have his horoscope drawn up by Kepler—a name honoured by every scientist. Kepler sent the horoscope. But the matter had been arranged with caution. Wallenstein did not write to Kepler giving him the year of his birth and saying that he would like him to draw up the horoscope, but an intermediary was chosen. Kepler therefore did not know for whom the horoscope was intended. The only indication given was the date of the birth. There had already been many important happenings in Wallenstein's life and he requested that they too should be recorded, as well as predictions made of those still to come. Kepler completed the horoscope as requested. As is the case with many horoscopes, Wallenstein found very much that tallied with his experiences. He began (it was often so in those days) to have great confidence in Kepler and on many occasions was able to adjust his life according to the prognostications. But it must be said too, that although many things tallied, many did not, so far as the past was concerned and, as subsequently transpired, the same was true of the predictions made about the future. It was so with numbers of horoscopes and in those days people were accustomed to say that there must be some inaccuracy in the alleged hour of birth and that the astrologer might be able to correct it. Wallenstein did the same. He begged Kepler to correct the hour of birth; the correction was only very slight but after it had been made, the prognostications were more accurate. It must be added here that Kepler was a thoroughly honest man and it went very much against the grain to correct the hour of birth. From a letter on the subject written by Kepler at the time it is obvious that he did not favour such procedure on account of the many possible consequences. Nevertheless he undertook to do what Wallenstein asked—it was in the year 1625—and gave further details about Wallenstein's future; above all he said that according to the new reading of the positions of the stars, the constellation that would be present in the year 1634 would be extremely unfavourable for Wallenstein. Kepler added—as well he might, for the date lay so far ahead—that even if this were a cause of alarm, the alarm would have passed away by the time of these unfavourable conditions. He did not therefore consider them dangerous for Wallenstein's plans. The prediction was for March 1634. And now think of it: within a few weeks of the period indicated, the causes occurred which led to the murder of Wallenstein. These things are at least striking! But let us take other examples—not of second-rate astrologers but of really enlightened men. The name of an extraordinarily learned man in this sphere will at once occur to us—Nostradamus. Nostradamus was a doctor of high repute who, among other activities, had rendered wonderful service during an epidemic of the plague; he was a man of profound gifts and the selflessness with which he devoted himself to his profession as a doctor is well known. It is known, too, that when on account of his selflessness he had been much maligned by his colleagues, he retired from his medical work to the isolation of Salon where, in 1566, he died. In Salon he began to observe the stars, but not as Kepler or others like Kepler had observed them. Nostradamus had a special room in his house into which he often withdrew and, as can be gathered from what he himself says, from this room he watched the stars, just as they presented themselves to his gaze. In other words he made no special mathematical calculations but immersed himself in what the soul, the heart, the imagination can discover when gazing with wonder at the starry heavens. Nostradamus spent many an hour of reverent, fervent contemplation in this curious chamber with its open views on all sides to the heavens. And from him there came not only specific predictions, but long series of diverse and remarkably true prophecies of the future. So much so, that Kemmerich, the historian of whom I spoke just now, cannot but be astonished and attach a certain value to the prophetic utterances of Nostradamus. Nostradamus himself made some of his prophecies known to the public and was naturally laughed to scorn in his day, for he could quote no astrological calculations. As he gazed at the stars his predictions seemed to rise up in him in the form of strange pictures and imaginations, for instance of the outcome of the battle at Gravelingen in the year 1558, where the French were defeated with heavy loss. Another prediction, made long beforehand, for the year 1559, was to the effect that King Henry II of France would succumb “in a duel” as Nostradamus put it. People only laughed, including the Queen herself, who said that this clearly showed what reliance could be placed upon prediction—for a King was above engaging in a duel. But what happened? In the year predicted, the King was killed in a tournament. And it would be possible to quote many, many predictions that subsequently came true. Again there is Tycho de Brahe, one of the brilliant minds of the 16th century and of outstanding significance as an astronomer. The modern world knows little of Tycho de Brahe beyond that he is said to have been one who only half accepted the Copernican view of the world. But those who are more closely acquainted with his life know what Tycho de Brahe achieved in the making of celestial charts, how vastly he improved the charts then existing, that he had discovered new stars and was, in short, an astronomer of great eminence in his day. Tycho de Brahe was also deeply convinced that not only are physical conditions on the Earth connected with the whole Universe, but that the spiritual experiences of men are connected with happenings in the great Cosmos. Tycho de Brahe did not simply observe the stars as an astronomer but he related the happenings of human life with happenings in the heavens. And when he came to Rostock at the age of 20, he caused a stir by predicting the death of the Sultan Soliman, which although it did not occur exactly on the day indicated, did nevertheless occur. The indication was not quite exact but this will probably not bring an outcry from historians, for they might well argue that if anyone were intent upon lying he would not tell a half-lie by introducing the difference of a mere day or so into the prediction. Hearing of this, the King of Denmark requested Tycho de Brahe to cast the horoscopes of his three sons. Concerning his son, Christian, the indications were accurate; less so in the case of Ulrich. But about Hans, the third son, Tycho de Brahe made a remarkable prediction, derived from the movements of the stars. He said: The whole constellation and everything to be seen goes to show that he is and will remain frail and is unlikely to live to a great age. As the hour of birth was not quite accurate, Tycho de Brahe gave the indications very cautiously ... he might die in his eighteenth or perhaps in his nineteenth year, for the constellations then would be extremely unfavourable. I will leave it an open question whether it was out of pity for the parents or for other reasons, that Tycho de Brahe wrote of the possibility of this terrible constellation in the eighteenth or nineteenth year being overcome in the life of Duke Hans ... if so, he said, God would have been his protector; but it must be realised that these conditions would be there, that an extremely unfavourable constellation connected with Mars was revealed by the horoscope and that Hans would be entangled in the complications of war; as in this constellation, Venus had ascendancy over Mars, there was just a hope that Hans would pass this period safely, but then, in his eighteenth and nineteenth years, there would be the very unfavourable constellation due to the inimical influence of Saturn; this indicated the risk of a “moist, melancholic” illness caused by the strange environment in which Hans would find himself. And now, what was the history of Duke Hans' life? As a young man he was involved in the political complications of the time, was sent to war, took part in the battle of Ostend and in connection with this, as Tycho de Brahe had predicted, had to endure the ordeal of terrible storms at sea. He came very near death, but as the result of friendly negotiations set on foot for his marriage with the daughter of the Czar he was recalled to Denmark. According to Tycho de Brahe's interpretation, the complications due to the unfavourable influences of Mars had been stemmed by the influences of Venus—the protector of love-relationships: Venus had protected the Duke at this time. But then, in his eighteenth and nineteenth years the inimical influence of Saturn began to take effect. One can picture how the eyes of the Danish Court were upon the young Duke: all the preparations for the marriage were made and the news that it had taken place was hourly awaited. But there came instead the announcement that the marriage was delayed, then news of the Duke's illness, and finally of his death. Such things made a great impression upon people at the time and must surely surprise posterity. Now world-history sometimes has its humorous sides! There was once, in a different domain altogether, a certain Professor who asserted that the brain of the female always weighs less than that of the male. After his death, however, his own brain was weighed and proved to be extremely light. He was the victim of humour in world-history! The horoscope of Pico de Mirandola (a descendant of the famous philosopher) prophesied that Mars would bring him great misfortune. He was an opponent of all such predictions. Tycho de Brahe proved to him that all his arguments against prognostications from the stars were false, and he died in the year that had been indicated as the period of the unfavourable influence of Mars. Numbers of examples could be quoted and we shall probably realise that in a certain sense it is not difficult to make objections. For example, a very distinguished modern astronomer—a man greatly to be respected too, for his humanitarian activities—has argued that Wallenstein's death cannot be said to have been correctly predicted in the horoscope drawn up by Kepler. In a certain respect such arguments must be taken seriously. We cannot altogether ignore Wilhelm Foerster's argument that Wallenstein knew what had been predicted; that in the corresponding year he remembered his horoscope, hesitated, did not take the firm stand he would otherwise have taken and so was himself the cause of the misfortune. Such objections are always possible. But on the other side it must be remembered that although in illustrations produced by science, external data are of value, the modern age accepts these data as an absolutely adequate basis for scientific truths. Many things may be problematical. But we should not shut our eyes to the fact that careful comparison of events that had actually occurred in life with indications obtained from the stars, did indeed lead, in earlier times, to confidence in prognostications of the future. People were certainly alive to mistakes but they did not conceal things that were genuinely astonishing, nor did they accept these things entirely without criticism. In those times too they were quite capable of criticism and in all probability applied it on many occasions. I wanted to quote very striking examples in order to show that in accordance with the standards of modern science too, it is possible to take these matters seriously. And even when we take what there is to be said against them, we shall have to admit that the reasons which in times of the relatively near past made brilliant minds place firm reliance in them, were not bad but sound and well-founded reasons. Even if these reasons are rejected, it must be admitted that the impression they made on brilliant and enlightened minds was such that these men believed—quite apart from details—that there is a connection between events in the lives of individuals and of peoples, and happenings in the Cosmos. These men believed that there is a real connection between the macrocosm, the great world, and the microcosm, the little world. They believed that human life on the Earth is not a chaotic flow of events but that law manifests in these events, that just as celestial events are governed by cyclic law, so too a certain cyclic law, a certain rhythm is manifest in human and earthly conditions. To explain what is here meant, I shall speak of certain facts that can be collated by observation, as truly as the most exacting facts of chemistry or physics today. But the observations must be made in the appropriate spheres. Suppose we observe something that happens in a man's life during his childhood. If we study the longer sweep of human life, remarkable connections will come to light, for example, between the life of earliest childhood and that of very old age; a connection is perceptible between what a man experiences in the evening of his life and what he experienced in early youth. We shall be able to say: If, during youth, we were shaken by emotions due to alarm or fright, we may possibly have been exempt from their effects all through our life, but in old age things may appear of which we know that their causes are to be sought in very early childhood. Again there are connections between the years of adolescence and the period immediately preceding old age. Life runs a circular course. We can go still further, taking as an example the case of someone who, say at the age of 18, was torn right away from the course his life had taken hitherto. Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. In trying to help such a person to overcome these difficulties, we cannot apply any general, abstract principles. We shall have to say to ourselves: At the age of 18 there was a sudden change in his life and at the age of 24—that is to say, six years later—difficulties cropped up in his life of soul. Six years earlier, in his twelfth year or thereabouts, certain things happened in his soul which actually explain the difficulties appearing in his twenty-fourth year: six years before, six years later—the change of profession lies between. Just as above a pendulum swinging to right and left there is a point of equilibrium, so, in the case quoted, the eighteenth year is a pivotal point. A cause generated before this pivotal point has its effect the same number of years afterwards. So it is in man's life as a whole. Human life takes its course not with irregularity but with regularity and according to law. Although the individual does not necessarily realise it, there is in every human life one centre-point; what lies before—youth and childhood—allows causes to rest in the depths of subsequent happenings, and then what took place a number of years before this centre-point of life reveals itself in its effects an equal number of years afterwards. In the sense that birth is the point polar to death, the happenings of childhood are the causes of happenings during the years that precede death. In this way life becomes comprehensible. In the case, for example, of illness occurring, say, at the age of 54, the only really intelligent approach is to look for a pivotal point at which a man passed through a definite crisis, reckoning back from there to some event related to the fifty-fourth year somewhat in the same sense as death is related to birth, or the other way round. The fact that happenings in human life reveal conformity to law and principle does not gainsay our freedom. Many people are apt to say that this conformity to law in the course taken by events contradicts man's freedom of will. But this is not the case and it can only appear so to superficial thinking. A human being who at the age, say, of 15, lays into the womb of time some cause, the effects of which he experienced in, say, his fifty-fourth year, no more deprives himself of his freedom than does someone who builds a house and then moves into it when it is ultimately ready. Logical thinking will never say that the man deprives himself of his freedom when he moves into the house. Nobody deprives himself of freedom by anticipating that causes will have their effects later on. This principle has nothing directly to do with freedom in life. Just as there are cyclic connections in the life of the individual, so too are there cyclic connections in the life of the peoples, and in life on the Earth in the general sense. The evolution of mankind on the Earth divides itself into successive epochs of culture. Two of the epochs most closely connected with our own, are the period of Assyrian-Egyptian-Chaldean civilisation and that of the later culture of Greece and Rome; then, reckoning from the decline of Greek and Roman culture and its aftermaths, comes our present epoch. According to all the signs of the times this will last for a very long time yet. There, then, we have three consecutive periods of culture. Close observation of the life of the peoples during these three epochs will reveal, during the Greco-Latin period, something like a pivotal point in the evolution of mankind. Hence, too, the curious fascinating of the culture of Greece and Rome. Greek art, Greek and Roman political life, Roman equity, the conception of Roman citizenship ... it all seems to stand like a kind of pivotal point in the stream of the evolutionary process: After it—our own epoch; before it—the Egypto-Chaldean epoch. In a remarkable way, those who observe deeply enough will perceive certain conditions of life during the Egypto-Chaldean period operating again today, in quite a different but nevertheless related form. In those times, therefore, causes were laid into the womb of the ages, which now in their effects come again to the fore. Certain methods of hygiene, certain ablutions customary in ancient Egypt, also certain views of life are now, strangely enough, in the forefront again—naturally in absolutely different forms; in short, the effects of causes laid down in ancient Egypt are becoming perceptible today. In between—like a fulcrum—lies the culture of Greece and Rome. The Egypto-Chaldean epoch was preceded by that of the most ancient Persian culture. According to the law of cyclic evolution, then, it can be foreshadowed that just as in our civilisation there is a cyclic re-emergence of Egypto-Chaldean culture, so ancient Persian culture will re-emerge in the epoch following our own. Law is revealed everywhere in the flow of evolution! Not irregularity, not chaos—but also not the kind of law conjectured by historians: that the causes of everything happening today are to be sought in the immediately preceding period, the causes of happenings in the recent past again in the immediately preceding period, and so forth. This is how historians build up a chain of events—the one directly following the other. Closer observation, however, reveals the existence of cycles, breaks ... what was once present appears again at a very much later time. External observation itself can discern this. But it will be quite apparent to those who study the evolution of humanity in the light of Spiritual Science that there is evidence of spiritual law in the flow of happenings, in the stream of the ‘Becoming’ and that a certain deepening of the life of soul will enable men actually to perceive the threads of these inner connections. And although it is not easy to grasp everything that belongs to this sphere, although it may sometimes tend to charlatanry or humbug and direct its appeal to the lower impulses and instincts, nevertheless the following is true: When a man is able to eliminate personal interests and quicken the hidden forces of spiritual life, so that his knowledge is drawn not merely from his environment or from remembrances of his own life and that of his nearest acquaintances, when he is uninfluenced by material and personal considerations ... then he grows beyond his own personality and becomes conscious of the presence of higher forces with him, which it is only a matter of developing by appropriate exercises. When these deeper forces are brought to the surface, happenings in the life of a human being will also reveal their hidden causes and such a soul will then glimpse the truth that whatever has transpired through the ages throws its effects into the future. The law presented to us by Spiritual Science is that no happenings—and this also applies to the domain of the Spiritual—float meaninglessly along the stream of existence; they all have their effects and we must discover the law underlying the manifestation of these effects in later times. Therewith the insight will come that this law also embraces the return of the individuality into the present earthly life, where the effects of earlier lives are working themselves out. Just as knowledge of the workings of Karma, the Law of Destiny, arises from insight into how causes lie in the womb of time and appear again in transformation, so too this insight was present in all those who have taken prophecy seriously or have actually engaged in it; they have been convinced that laws prevail in the course taken by human life and that the soul can awaken the forces whereby these laws may be fathomed. But the soul needs points of focus. In its facts, the world is an interconnected whole. Just as in his physical life the human being is affected by wind and weather, it is not difficult to assume that there are connections in everything around us, even though the details are obscure. Without actually seeking for laws of Nature, something in the courses of the stars and constellations evokes the thought: The harmonies perceptible there can call forth in us similar harmonies and rhythms according to which human life runs its course. Further observations will then lead on to the details. As may be read in the little book, The Education of the Child in the Light of Spiritual Science, epochs can be distinguished in the life of the individual: from birth to the change of teeth, from then to puberty, then the years up to twenty-one and again from twenty-one to twenty-eight ... 7-year periods clearly different in character and after which new kinds of faculties are present. If we know how to investigate these things we shall find clear evidence of a rhythmic stream in human life, which can as it were be found again in the starry heavens. Strikingly enough, if life is observed from this point of view (but such observation must be calm and balanced, without the wonted fanaticism of opponents) it will be found that round about the twenty-eighth year something in the life of soul indicates, in many cases, a culmination of what has come into being after four periods of seven years each. Four times seven years—twenty-eight years ... although the figure is not absolutely exact, this is the approximate time of one revolution of Saturn. Saturn revolves in a circle consisting of four parts, passes therefore through the whole Zodiacal circle, and its course has an actual correspondence with the course of man's life from birth to the twenty-eighth year. Just as the circle divides into four parts, so too these twenty-eight years divide into four periods of seven years each. There, in the revolution of a star in cosmic space, we see indications of similarity with the course taken by human life. Other movements in the heavens, too, correspond to rhythms in human life. Little attention is given today to the very brilliant researches made by Fliess, a doctor in Berlin; they are still only in the initial stage but if ever they are properly studied, the rhythmic flow of births and deaths in the life of humanity will be clearly perceived. All such research is only at the beginning; but in time to come it will be realised that one need only regard the stars and their movements as a great celestial clock and human life as a rhythm that runs its own course but is in a certain sense determined by the stars. Without looking for actual causes in the stars, it is quite possible to conceive that because of this inner relationship, human life runs its course with a like rhythm. Suppose, for example, we often go outside the door of our house or look out of the window at some particular time in the morning and always see a certain man on the way to his office ... we glance at the clock, knowing that every day he will pass at a definite time. Are the hands of the clock the cause of it? Of course not! ... but because of the invariable rhythm we can assume that the man will pass the house at a definite time. In this sense we can see in the stars a celestial clock according to which the life of man and of peoples runs its course. Such things may well be vantage-points for the observation and study of life, and Spiritual Science is able to indicate these deeper connections. We shall now understand why Tycho de Brahe, Kepler and others, worked on the basis of calculations—Kepler especially, Tycho de Brahe less. For insight into the soul of Tycho de Brahe reveals a certain similarity with that of Nostradamus. Nostradamus, however, does not need to make calculations at all; he sits up in his attic and gives himself up to the impressions made by the stars. He ascribes this gift to certain inherited qualities in his organism, which for this reason is no cause of hindrance to him. But he also needs that inner tranquillity of soul that arises after he has put away all thoughts, emotions, cares, and excitements of everyday life. The soul must face the stars in purity and freedom. And then what Nostradamus prophesies rises up in him in pictures and images; he sees it all before him in pictures. If he spoke in astronomical terms of Saturn or Mars being injurious, he would not, in predicting destiny, have been thinking of the physical Saturn or the physical Mars, but he would have pondered in this way: Such and such a man has a warlike nature, a temperament that loves fighting, but he also has a kind of melancholy making him subject to moods of depression which may even affect him physically. Nostradamus lets this interweave in his contemplation and a picture rises before him of future happenings in the man's life: the tendency to melancholy and the fighting spirit intermingle—“Saturn” and “Mars.” This is only a sense-image. When he speaks of “Saturn” and “Mars,” his meaning is: There is something in this man which presents itself to me as a picture but which can be compared with the opposition or conjunction between Saturn and Mars in the heavens. This was merely a way of expressing it; contemplation of the stars evoked in Nostradamus the seership that enabled him to see more deeply into souls than is otherwise possible. Nostradamus, therefore, was a man who by acting in a certain way was able to waken to life inner powers of soul otherwise slumbering within the human being. In a mood of devotion, of reverence, he completely put away all cares and anxieties, all concerns of the outer world. In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” Without such reverence there is no genuine seership. But this very attitude ensures that those who have it will not abuse or make illicit use of their gift. Tycho de Brahe represents a stage of transition between Nostradamus and Kepler. When we contemplate the soul of Tycho de Brahe, he seems to be one who is calling up remembrances from an earlier life, rather reminiscent of Greek soothe-saying. He has in him something that is akin to the soul of an ancient Greek seeking everywhere for the manifestations of cosmic harmony. Such is the attunement of his soul—and his astrological insight is really an attitude of soul—it is as if astronomical calculation were merely a prop helping him to call up those powers which enable pictures of happenings in the past or the future to take shape before him. Kepler's mind is more abstract, in the sense that modern thought is abstract—in a still higher degree. Kepler has to rely more or less upon pure calculation in which there is, of course, accuracy, for according to knowledge derived from clairvoyance there is an actual relation between the constellations and the actions of men. As time went on, astrology became more and more a matter of reckoning and calculation only. The gift of seership gave place to purely intellectual thought and it can truly be said that astrological forecasts now are nothing but intellectual deduction. The farther we go back into the past, the more we shall find that the utterances of the ancient prophets concerning the life of their peoples rose up from the very depths of their souls. So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. Just as a teacher foresees that certain qualities in a child will express themselves later on, and takes account of them, the Hebrew prophet beheld the soul of his people as one unit; the Past mellowed in his soul and worked in such a way that the consequences were revealed to him as a great vision of the Future. But now, what does prophecy mean in human life, what does it really signify? We shall find the answer by thinking of the following: There are certain great figures to whom we always trace streams of happenings in history. Although today the preference is for everyone to be at one level, because it goes against the grain when a single personality towers over all the others (in their desire that all faculties shall be equal, people are loath to admit that certain men are more forceful than the rest)—in spite of this, great and advanced leaders are at work in the process of historical evolution. Things have come to such a pass nowadays that the mightiest happenings are conceived to be the outcome simply of ideas and not to lead back to any one personality. There is a certain school of theology, which still claims to be Christian, although it contends that there need have been no Christ Jesus as an individual. In reply to the retort that world-history is after all made by men, one of these theologians said: That is as obvious as the fact that a forest is composed of trees; human beings make history in the same sense that trees make a forest ... But think of it—surely the whole forest could have grown up from a few grains of seed? Certainly the forest is composed of trees but the primary step is to find out whether it did not originate from grains of seeds once laid in the soil. So, too, it is a matter of inquiring whether it is not, after all, the case that events in human evolution lead back to this or that individual who inspired the rest. This conception of world-history suggests the thought of “surplus” forces in men who play leading parts in the evolution of humanity. Whether they apply these forces for good or ill is another matter. Such men work upon their environment out of the surplus forces within them. These surplus forces, which need not be drawn upon for the affairs of personal life, may express themselves in deeds or they may find no outlet in deeds; but with others, some kind of hindrance always seems to prevent this. Nostradamus is an interesting example: he was a doctor and in this capacity brought blessing to very many human beings. But the thought that someone is doing good, often goes against the grain! Nostradamus became an object of envy and jealousy and was accused of being a Calvinist. To be a Jew or a Calvinist was looked upon askance and circumstances therefore forced him to withdraw from his work of healing and abandon his profession. But were the forces used in this inspiring work no longer within him when he had retired? Of course they were! Physics believes in the conservation of energy or force. What happened in the case of Nostradamus was that when he threw up his work, the forces in him took a different direction. If his medical activities had continued, these forces would have produced quite other effects in the future. For where can our deeds really be said to end? If, like Nostradamus, we withdraw from some activity, the flow of our deeds is suddenly stemmed—but the forces themselves are still there. The forces in Nostradamus' soul remained and were transformed, so that what might have expressed itself in deeds at some future time, rose up before him in pictures. In his case, deeds were transformed into the gift of seership. The same may be true of human beings endowed with a faculty for prophecy today; and it was true in the case of the ancient Hebrew prophets. As biblical history indicates, these men had a real connection with forces belonging to the past and to the future of their people; their own soul, their personal life, was nothing to them. They were not war-like by nature but had within them surplus forces which from the very beginning took the same form as those of Nostradamus after their transformation. Forces, which in others poured into deeds, revealed themselves to the Hebrew prophets in the form of mighty pictures and visions. The gift of seership is directly connected with the urge to action in men, with the transformation of surplus forces in the soul. Seership is therefore by no means an incomprehensible faculty; it can be reconciled with the kind of thinking pursued in natural science itself. But it is obvious, too, that the gift of seership leads beyond the immediate Present. What is the way, the only way, of reaching out beyond the Present? It is to have ideals. Ideals, however, are usually abstract: man sets them before him and believes that they conform to the realities of the Present. But instead of setting up abstract ideals, a man who desires to work in line with the aims of the super-sensible world tries to discover causes lying in the womb of the ages, asking himself: How do these causes express themselves in the flow of time? He approaches this problem not with his intellect but with his deeper faculty of seership. True knowledge of the Past—when this is acquired by the operations of deeper forces and not by way of the intellect—calls up before the soul pictures of the Future, which more or less conform to fact. And one who rightly exercises the gift of seership today, after having pondered the stream of evolution in olden times, will find a picture rising up before him as a concrete ideal. This picture seems to tell him: Mankind is standing at the threshold of transition; certain forces hitherto concealed in darkness are becoming more and more apparent. And just as today people are familiar with intellect and with imagination, so in a Future by no means distant, a new faculty of soul will be there to meet the urge for knowledge of the super-sensible world. The dawn of this new power of soul can already be perceived. When such glimpses of the Future astonish us, our attitude will not be that of the fanatic, neither will it be that of the pure realist, but we shall know why we do this or that for the sake of spiritual evolution. This, fundamentally, is the purpose of all true prophecy. We realise that this purpose is achieved even when the pictures of the Future outlined by the seer may not be absolutely accurate. Anyone who is able to perceive the hidden forces of the human soul knows better than others that false pictures may arise of what the Future holds in store; he understands, too, why the pictures are capable of many interpretations. To say that although certain indications have been given, they are vague and ambiguous does not mean very much. Such pictures may well be ambiguous. What matters, is that impulses connected with evolution as it moves on towards the Future, shall work upon and awaken slumbering powers in man. These prophesyings may or may not be accurate in every detail: what matters is that powers shall be awakened in the human being! Prophecy, therefore, is to be conceived less as a means of satisfying curiosity by prediction of the Future than as a stimulating realisation that the gift of seership is within man's grasp. Shadow-sides there may well be—but the good sides are there too! The good side will be revealed above all when men do not go blindly through the day nor blindly onwards into a remote future but can set their own goals and direct their impulses in the light of knowledge. Goethe, who has said so many wonderful things about the affairs of the world, was right when he wrote down the words: “If a man knew the Past, he would know what the Future holds; both are linked to the Present as a Whole complete in itself.” (“Wer das Vergangene kennte, der wusste das Kunftige; beides schliesst an heute sich rein, als ein Vollendetes, an.”) This is a beautiful saying from the “Prophecies of Bakis.” And so the raison d'être of prophecy does not lie in the appeasement of curiosity or the thirst for knowledge, but in the impulses it can give to work for the sake of the Future. The unwillingness to be really objective about prophecy today is due to the fact that our age sets too high a value on purely intellectual knowledge—which does not kindle impulses of will. But Spiritual Science will bring the recognition that although there have been many shadow-sides in the realm of ancient and modern prophecy, nevertheless in this striving for consciousness of the Future a seed has formed, not for the appeasement of cravings for knowledge or of curiosity, but as fire for our will. And even those who insist upon judging everything in the human being by cold, intellectual standards, must learn from this vista of the world that the purpose of prophecy is to stimulate the impulses of will. Having considered how attacks against prophecy may be met and having recognised its core and purpose, we have a certain right to say: In this domain lie many of those things with which academic philosophy will have nothing to do ... that is certainly true. But the light of this very knowledge will reveal, in connection with those facts which illustrate the other saying, that data of intellectual knowledge—however correct they may be—are sometimes completely valueless because they are incapable of engendering impulses of will. Just as it is true that there are many things undreamed of by philosophy, so on the other side it is true that a great deal in the realm of scientific research into the things of heaven and earth comes to nothing because it does not quicken the seed of right endeavour. But progress in life must be made in the light of a kind of knowledge which reveals that at the beginning, the middle and the end, everything turns upon human activity, human deeds! |
96. Karma and Details of the Law of Karma
15 Oct 1906, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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96. Karma and Details of the Law of Karma
15 Oct 1906, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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We shall speak today about Karma and details of the law of Karma. You know that by Karma is meant the great law of cause and effect in the spiritual life and that this law of Karma comes into consideration in Spiritual Science since it applies to repeated lives on Earth. We speak of the interrelationship of Reincarnation and Karma. Now as you certainly know, the prevailing conception of this law of Karma is somewhat superficial, as if it were simply a matter of reward and punishment extending from one incarnation into the other, so that when the individual experiences something evil or reprehensible in the present life he must say to himself unconditionally: Because of some guilt incurred in my previous life, I have deserved this—or, if I do this or that, the corresponding reward or punishment will be mine in the next life—but the matter is not as simple as that. Whosoever desires to understand this law of Karma must penetrate more deeply into the nature of man and his whole being. The law of Karma and Reincarnation, of repeated lives on Earth, comes in for the fiercest possible attacks from the opponents of Spiritual Science, attacks often beginning with the hackneyed phrase: One life on Earth is enough for me. I have no wish to endure it more than once—and finishing with the assertion that it is a teaching which leads to inactivity and blind resignation in face of destiny. We shall go closely into this opposition and be able in the case of every objection to refute it when we study the whole course of Karma. For this purpose, we must remind ourselves once again of what Man is in the deeper sense. We know that man consists, primarily, of the physical body that can be seen by the eyes and touched by the hands, that is investigated and examined by physical science, dissected by anatomy and is familiar in ordinary life. Many materialistic thinkers regard the physical body as being the only evidence of the existence of man. We have then to regard the etheric body, or life-body, as a second member of the human being. It is a body which consists of a substance essentially different from that of the physical body. It is by no means enough to say that the matter, the substance, of which the etheric body consists is essentially finer than the substance of which the physical body is composed. Far rather we have here a completely different ‘substantiality’. It is active matter, matter of the nature of force. This etheric matter which has no connection whatever with what is called ether in Physics, has a certain creative quality and is actually the upbuilding, constructive principle. The best mental picture you can make of the etheric body is that its form is approximately the same as that of the physical body, but it is luminous throughout, although not fully transparent—even for clairvoyants. It is also penetrable; if it were alone one could therefore pass through it. At the same time, it is creative; man's physical organs are built of it. Heart, lung, liver and so forth are created out of this etheric body. From the materialistic standpoint it could therefore be said that in a young child the etheric body must be very small. And that is so. We must think of the etheric body more as a force which in certain circumstances may occupy a smaller space than what it actually creates. Thus, we have here to do with creative life, with a creative body which underlies the physical body that can be touched in space. This etheric body is the bearer of a man's habits. Above all it is the bearer of the memory and the temperament, of the permanent qualities of soul in a human being. In speaking of the soul-nature of a human being we do not mean only the temperament and the qualities of character. But in respect of form all this comes to expression in the etheric body. The third member of man's being is the astral body. It fills and surrounds his body as an aura of light in which the impulses, desires and passions become visible. This has often been described. A fourth member of man's being is what comes into manifestation in self-consciousness, in the ‘I.’ The other members are germinal only and are centred in the ‘I.’ In connection with karmic evolution it is these members of man's being that are of primary interest to us. Above all we must be mindful of a very important fact of life. When you look back over your life and think of your childhood, you will be able to say that you have learnt a very great deal. There was a time when you could not write or read and knew nothing about happenings in the world, about history or literature as well as a great deal else. Now you have knowledge of all this, and it has become a possession of your soul. But you also know that a person can learn a great deal and yet no great change takes place in his original character and temperament. There are individuals who in the course of their lives have amassed a tremendous amount of knowledge and have filled their souls with science of every kind, but who must admit to themselves: I once had a violent temper and still have it today—Or again: I was phlegmatic from the beginning and have remained so. Once upon a time I had this or that habit and still have it. Admittedly there are also individuals who have changed a great deal in their own natures and characters. Perhaps indeed there is no individual who has brought about no change whatever in his fundamental disposition. When you look back to your childhood you will certainly have to admit that you have achieved many changes in your character since then. But at the same time, you will realise that realisation of your characteristics and learning how to change them are processes related to each other as the minute hand of a clock and the hour hand. The transformation of character and temperament proceeds slowly, as does the hour hand of a clock and observations of life are comparatively rapid, rather like the minute hand. This is connected with the fact that everything an individual learns can be received quickly into the soul; the astral body is its bearer and it takes effect in the astral body. When you learn something fundamentally new a feeling comes over you at the moment and is forgotten the next day. Or if you experience pain that with time disappears from your consciousness—these are things which can be seen lighting up in the astral body and then disappearing from it. The astral body is the bearer of all this. Whatever lights up in us temporarily and disappears again has its seat in the astral body. What becomes a man's permanent stock, as it were, in so far as it comes to expression in the life of soul, everything that becomes habit so that it is noticeable in an individual for a long time—perhaps always—in his life, everything that has to do with the temperament, is situated in the etheric body which is denser than the astral body. When an individual succeeds in changing a habit, a characteristic feature of his temperament, when, for example, he rids himself of habitual indolence and becomes alert and attentive, this becomes evident in the etheric body, not only in the astral body. When a person learns a great deal, assimilating it so thoroughly that it gradually becomes an asset of his very soul and an actual constituent of his inner nature—so that he does not only know it but possesses it in a deeper sense—then he is changing the configuration of his etheric body. When someone accepts a moral principle and is obliged to say to himself repeatedly: the principle exists so that is why I obey it—then the principle is rooted in the astral body only. But if the principle is rooted so firmly in him that he simply can do no other than obey it—then it is established in the etheric body. Transition from the astral body to the etheric body takes place slowly and gradually in the course of life. We will now pass from a study of these members of man's constitution to their connection with Karma. What takes place during the same life on Earth only slowly, that is to say the transition of something that to begin with is in the astral body into the etheric body manifests karmically from one incarnation to the other in the following way.—Someone who has tried to judge things in accordance with true morality, and who in this striving may perhaps still have been prompted by other considerations, finds the fruits of this striving in his next life as a basic quality of his etheric body, as a kind of habit, as a quality of his character. What is active in the present life in the astral body becomes in the next life an attribute of the etheric body. When you come across a person with a certain praiseworthy habit which is constantly expressed in his life, this, is an indication that in his earlier incarnation he had absorbed the corresponding ideas or closely scrutinised his own nature. Propensities and habits stem from ideas, thoughts and concepts that had been formed in previous lives. If you pay attention to this, you can make provision for the next incarnation by laying the foundation of a definite organisation of the etheric body. You can say to yourself: I shall try in this life to convince myself over and over again that this or that is good and right. Then the etheric body will ultimately show you that it is good and right in the very nature of things to follow the corresponding principles. A certain concept that can be explained in the light of karma, is particularly important here. It is the concept of conscience. What arises from a man's conscience is equally something that has been acquired. He has a conscience, an instinct for what is good, right and true only because in his past lives, in his experiences during life, in his moral principles, he has moulded this conscience. You can provide for the strengthening and enhancement of conscience if you undertake every day to deepen your moral conceptions. Moral conceptions become conscience in the next life and the one after that. So you see, that what the minute hand on the clock of life shows us becomes the hour hand in the next life. There must, however, be a certain strengthening of the moral principle and its realisation in one life and then they are consolidated for the next. What is established in the etheric body of one life brings to maturity the attributes of the physical body of the next life. Good habits, good inclinations, good traits of character, prepare healthiness, physical proficiency, physical strength, therefore a healthy physical body, for the next life. A healthy physical body in one life indicates that the individual concerned prepared this physical body for himself in an earlier life through self-acquired habits and qualities of character. A particularly strong connection exists between a well-developed memory in one life and the physical body in the next life. Let us take as an example a person who forgets everything immediately and another who has a faithful memory. One need only consciously recall experiences into the memory and practise this consistently, and it will finally be noticed that not only has a good memory of things for which one has had specific training been acquired, but that this memory also becomes a quite different faculty which comes into consideration during the process of spiritual development. The capacity to survey the past develops to a very marked degree. An individual who develops his memory conscientiously will be reborn with physical soundness, with limbs that can be truly useful to him for giving effect to what his soul inwardly desires. A body that is incapable of giving effect to what the soul wishes stems from a previous life during which no care was given to the development of a good and healthy memory but when, through slovenliness, forgetfulness prevailed. Today we are speaking only of single phenomena, but you can realise the magnitude of the domain of which we are speaking. A genuine occultist will never indulge in speculations on this subject. What I have put before you are not theories but definite cases that have been tested. What has been said here is based upon specific results of research. When it was stated that a sound physical organism which obeys the soul can be traced back to a good memory in the previous life, a number of cases had been investigated and the indications given were based upon the facts ascertained by that investigation. Facts alone have been presented. Now what develops in the etheric body passes in the next life into the physical body. Good inclinations, qualities of character, and proficient habits in life come to expression in a healthy physical body in the next incarnation, whereas the opposite qualities produce a sickly organism in the next life. This is not to be understood in the sense that a particular disease stems from a particular quality, but certain predispositions for illness can always be led back to quite definite qualities of character and temperament in the previous life. An individual whose life in the past was fraught with tainted qualities of character has, in the present life, an organism that is more easily prone to physical illnesses than the organism of an individual who was equipped with healthy characteristics and a sound temperament. Such an individual will be reborn with a body that can be exposed to every possible form of epidemic without being infected. You see, therefore, that things in the world are complicated and are subject to the law of cause and effect. To give an example, here is a case based on definite results of investigation. It may at first be something of a shock but in a study group it may certainly be spoken of. A certain individual had developed an entirely egoistic urge for acquisition, a veritable greed for external wealth. It was not a matter of a healthy striving for riches which may spring from an altruistic aim to be of help and engage in selfless activity in the world—that is something different—but it was a case of an egoistic longing for acquisition due to a particular constitution of the etheric body; the striving for acquisition was abnormal. Such an individual may very possibly be born in the next life with a physical body prone to catch infectious diseases. In numerous cases it has been established by occultism that individuals readily prone to infection from epidemics in the present life, were possessed of a pathological sense for acquisitions in the previous life. Other examples could be specifically quoted. Thus, there are two characteristics which have a clearly recognisable influence upon the karmic formation of the following life. There we must speak to begin with of the strong influence exerted by a loving, benevolent attitude towards one's fellow men. There are individuals who accept everything from their fellowmen with benevolence, who deal with their environment lovingly and sympathetically. In many cases this love extends far beyond pure philanthropy. Such individuals love nature and the whole world. The more strongly this sense of all-embracing love has developed and become habit in the soul and is therefore rooted in the etheric body, the greater becomes the capacity of the individual concerned to retain the qualities of youth for a long time in a subsequent incarnation. Therefore an individual who ages very late in life, who remains youthful and mobile, has behind him an earlier life—or maybe several lives—during which he had a true love of his environment. The more strongly he expresses love for his environment, the longer he remains physically youthful in a following incarnation. An individual prone to show antipathy towards his fellowmen, ages early in the next life. A body that shows the signs of age at a physically early age, stems from the life of a perverse critic, from a life of aversion and ill-will. Thus, we see that life can be influenced by a conscious intervention in Karma. A person capable of love in the present life can rest assured that in the next life he will have a body that reveals all the traits of youth. Individuals who become harsh critics at an early age will in the next life be people who are almost born with wrinkles! That is a radical expression, but it is based upon truth. Thus, the laws of Karma reveal the connection between health and the spiritual life. Everybody will agree that this connection cannot be immediately obvious but that individual details must doubted that a genuinely moral, sincere, conscientious soul is the future creator of a healthy body. But actual knowledge of this cannot be expected from one day to the next, nor can it be believed that a person afflicted with flaws of soul can be healed overnight. It should also be realised that one must rise above egoism and adopt a selfless mode of life that does not want to garner the fruits of its deeds immediately. What becomes habit, however, can react upon the physical body already in the present life. A proof of this is afforded by occult development which can acquire conscious influence not only upon the astral body but also upon the etheric body. An individual who achieves occult development learns how to influence not only his astral body but also his etheric body and his physical body. Through the transformation of habitual behaviour, a violent, choleric individual can become a gentle character, a highly emotional human being an equable, harmonious person. An occultist must change his habits in a comparatively short time. Genuine development pre-supposes that what a man learns does not remain mere teaching but penetrates into the etheric body. In an occultist it penetrates even into the physical body. He learns to control the heartbeat, the pulse beat and the breathing. A process that in ordinary life is distributed over many incarnations is therefore shortened. The process of Karma itself is shortened in the case of an occultist. Much that will be discussed this Winter will become more intelligible to us when we learn of certain more intimate karmic connections, for example the difference between the karma of a beautiful and an ugly human being. What is the karma of a beautiful human being? Something comes into consideration there that at first seems incredible, nevertheless it is a fact. Beauty of the physical body is in many cases, not always but very often, a consequence of suffering endured in the preceding life. Suffering in the preceding life—physical and also soul-suffering—becomes beauty in a subsequent life, beauty of the external physical body. In these cases, it is permissible to use an analogy which I have often applied. How does the beautiful pearl in a pearl-oyster originate? Actually, as the result of an illness. Approximately speaking, therefore, there is a karmic process which represents the connection of illness, of suffering, with beauty. This beauty is often bought at the cost of suffering and illness. Wisdom too is in many respects bought at the cost of pain. It is not without interest that a. certain example of outer investigation today confirms in many ways what occultists have said for thousands of years, namely, that wisdom is connected with pain and sufferings, with a life of earnestness and renunciation in the previous existence. It is sometimes very rewarding to consult ordinary scientific investigation. A book on the effects of thinking has recently been published. Its aim is to show how in the physiognomy of a human being there is engraved the quality and trend of his thinking. The author of the book who clearly does not know much about occultism has nevertheless discovered through outer observation that an impression of pain once endured can be recognised in the physiognomy of a thinker. Modern science is on the point of confirming ancient occult wisdom little by little. In the coming years this will be the case far more often than any learned scholar dreams of. It will now be still easier for you to realise that one cannot give way to blind belief or submission to authority in connection with certain revelations of the history of spiritual life. Faced with the problem of understanding Karmic law in the case of a phenomenon such as Schopenhauer, whose whole world-conception was filled with a mood of pessimism, nobody possessed of deeper insight must believe that this pessimism represents the fundamental attitude of humanity in general. It is far rather the individual trait of Schopenhauer's soul, karmically forecast and brought about by a certain constitution of his etheric body. This pessimistic mood of his thinking can only be understood by examining the karmic aspect. In an earlier life—and this is an absolutely real explanation—a personality of this nature had had no opportunity of doing much good. Because of his position in life and vocation this man had been obliged to commit much evil and injustice. And this evil and injustice which he was fated—not by karma but by his vocation—to bring about, returned to him in the form of a certain feeling of antipathy towards the world he now encountered. This antipathy was the recapitulation of his own deeds. If you want to understand karma you should not adopt the fatalistic standpoint that everything is predestined. A man need not be condemned by his previous lives to carry out his present deeds. Adjustment is often made in the next life. Thus, deeds are not always the fruits of an earlier life but in certain cases find their adjustment in a future speaking of the cause of the pessimistic mood in Schopenhauer. We must strictly differentiate between everything a man accomplishes as his own individual deeds, deeds which proceed entirely from himself, and those made obligatory by his race, family and profession. Two Councillors may do the same thing because they happen to be Councillors but that too is exempted. They may however also perform utterly different deeds because they are different human beings. And that is what we are considering now. Deeds that stem from a man's personality—that is what meets him as his outer destiny in the next incarnation. If some individual finds himself in fortunate circumstances of life, if he enjoys a favourable destiny, this leads back to the just, ingenious and good deeds of an earlier life. If a man's circumstances in life are unfavourable, if he has many failures and is surrounded by adverse conditions—external circumstances are meant, not the qualities of the physical body—this equally leads back to personal deeds of the previous life. What an individual has accomplished as the result of his vocation and family circumstances is stored in his temperament and character. Thus, the destiny of a man is determined by his personal deeds in the preceding life. Vice versa, through good, intelligent and righteous deeds, he can bring about a favourable or unfavourable destiny in the next incarnation. An individual who comes into contact with particular personalities has himself created the conditions for this in a preceding life. He had had something to do with these individuals and has himself now led them into his environment. Here is an example from the time of the Vehmic tribunals.1 One such tribunal was concerned with an execution. The victim was placed before masked judges who immediately gave effect to the judgment. This is a case where a man was condemned and executed. Occult investigation of his destiny in the earlier incarnations brought to light the fact that the individual who had been executed by the five judges had, at the time, when he was a chieftain, allowed these five persons to be murdered. His deed in days gone by had brought these five individuals as it were with magnetic force again into his life and they wreaked their vengeance upon him. This is a radical case, but it is founded upon universal law. You cannot come into contact with an individual who makes an impact upon your life if you have not yourself brought him into your orbit on the basis of earlier relationships. It may, of course, also he the case that through general conditions, through his vocation or family a man is led into contact with individuals he had never yet encountered. But then, through their mutual behaviour, the foundation is laid for a meeting in the next incarnation, a meeting connected with the destinies and lives of the individuals concerned. You will realise that these illustrations of Karma are in many respects complicated and by no means so easy to explain. It is important to study these examples individually because only so can we really understand life. It must again and again be stressed that the idea of Karma, rightly understood and to be found in Christianity, must never be thought to contradict the teaching of the Redemption. To many of you I have already spoken of the compatibility of the Christian teaching of the Redemption with the idea of Karma, but there are new listeners here. Many misunderstandings are to be found, due very often to the fact that numbers of people talk about Theosophy without much understanding. It is stated that Karma means simply that a man must take upon himself all the effects of his deeds. If he has committed some offence, he alone can redeem himself from his sin. From this point of view many Theosophists declare that the thought of the Redemption through Christ Jesus is unfounded, that Theosophy could not accept the idea of Redemption through another being, for every man must redeem himself. Christian Theologians dispute this, saying: we believe in the Redemption through Christ Jesus, but you believe in self-redemption. This is irreconceivable.2 Meanwhile, Karma is a kind of life account that can quite rightly be compared with a salesman's accounts. On the one side there are the debit entries and on the other the credit entries. They are added and the balance struck. It would be a peculiar salesman who said: I will do no more business in order that my balance shall not be upset.—Just as in every moment of a salesman's life a new transaction can be made, so at every moment through a new deed, new karma can be created. When somebody says: A man has himself brought about his suffering, he has deserved it, so I may not help him—this is so much nonsense. It is just as if one thousand marks would help you, but if I were to give them to you, I should upset your account book.—That would certainly not be the case! The sum of money lent would simply be entered in the account book. It is the same with life. Compensation must be made but it need not necessarily be made by oneself. Karma does not signify self-compensation but only that compensation shall be made through a deed. Now suppose you are a wealthy, powerful person who can help not only one but two. Then you can intervene in the Karma of two human beings. Just because Karma exists you can intervene in the life accounts of both these two people. There are individuals who can help three, four, five people—indeed even hundreds. Such individuals will not say: I must not help those others because then I shall intervene in their Karma.—Far rather, they will help them. Such help can be vouchsafed by a most mighty Being who once appeared in the world co those who account themselves His followers. This Being is Christ Jesus. The fact that the Redemption was brought about by a certain form of evil, does not contravene the law of Karma. The Redemption through Christ Jesus is perfectly compatible with the law of Karma, just as is the help given by the wealthy man to the bankrupt salesman. The misunderstandings arise from the fact that Theosophists do not basically understand Karma and Theologians have not bothered about it. It is precisely through the intrinsic nature and importance of the deed of a single sublime Being that the validity of the law of Karma is guaranteed. When, in the future, these things are rightly understood, it will become evident for the first time that Theosophy is not an opponent of any confession that has a genuine foundation and how it leads far rather to a true understanding of it. If you have discerned the law of Karma in a certain number of cases, you will feel that you have here perceived a deep necessity of spiritual life. Truth to tell, the law of Karma has been rightly understood only by one to whom it is not merely a piece of theoretic knowledge but has become part of his whole world of feeling and perception. Inner security and harmony then pervade the whole of life. And those people who again and again assert that the law of Karma leads to inactivity and lethargy, that it causes a person to abandon himself to his destiny and does not lead to freedom in life—such people have not made any endeavour to live in harmony with the law of Karma. To live in accordance with the law of Karma means to infuse courage and hope into the soul. The law of Karma must above all throw light upon our future. We must think less about the past than about the future. It has been indicated in many ways that in compliance with the law of Karma a man can produce effects far into the future by preparing in his astral body the future configuration of the etheric body and in the course of further progress the future formation of the physical body. When you have grasped the implications of this you will realise the tremendous importance of these connections and what a deepening the idea of education, especially of that of peoples, will experience in the light of the law of Karma. If efforts are made today to induce human beings to live in conformity with the law of Karma and to prepare the configuration of their future accordingly, they are at the same time preparing the future communities of peoples. After all, life in the future will consist of the reincarnated human beings of the present. Healthy races and especially healthy leaders of the future races will come into existence if human beings live on into the future intelligently, in accordance with the law of Karma. For if the single individual achieves perfection in some degree, he has an effect upon the organisms of the peoples and of races. The actual mechanism of Karma is a matter for early discussion. The question is concerned with which forces are being activated when the astral characteristics of the present life are transmitted to the etheric body in the next life and which forces bring it about that the qualities established in the etheric body of the present life—habits and inclinations—are carried over into the physical predisposition of the next life. It is still more difficult to answer the following question: Which forces are at work in cases where a man's deeds in the present life determine his external environment in the next incarnation when he not only gathers around him the individuals with whom he has and previously had, something to do, but also takes his place within the world of Nature that surrounds him, in the plant world and animal world, also in the conditions of the race and society which he himself has prepared? What is the character of these forces which bring all this again to the individual concerned? How does it come about that two human beings who had some connection with each other in an earlier life and of whom one is reborn in America and the other in Europe are nevertheless led together? Such are the great questions which we will endeavour to answer next time. Briefly, how do the relationships of the one life form the relationships of the next? As we shall have many guests, this question will also be suitable for study at the general Meeting. Naturally, those who have been present at this series of lectures will be at an advantage. The title of the next lecture will be: The Technique of Karma. Thus, consideration of an important question in life will have been dealt with today and next time. I ask you to bear in mind that what has been said consisted of selected cases, based upon actual occult facts. Everything that has been disclosed today on the subject of karmic connections leads back to actual investigation of the Karma of specific individuals. The study of Karma also gives us knowledge of how to evaluate, even in the present life, the connection between illness and specific characteristics, of the life of soul, especially the awakening of certain forces of the soul. So far those who have assimilated the lectures on Karma given here, what is said in general outline in the Architektenhaus lectures about illness and death, suffering and evil, will have been amplified in greater detail. During this Winter special consideration will be given here and elsewhere to the place of the spiritual—scientific view of the world in practical life. In this way we shall strengthen the impulse and the insight ensuring that Spiritual Science is not presented as something impractical but that it is a factor in practical life itself.
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96. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: the Festival of United Soul-Endeavour
07 Jun 1908, Cologne Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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96. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: the Festival of United Soul-Endeavour
07 Jun 1908, Cologne Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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The spiritual evolution of mankind must be brought into a living connection with the whole surrounding world. For many men to-day a great deal has become dead and prosaic; and this is true even of our religious festivals. A great section of mankind has only the smallest notion of what Christmas, Easter and Whitsun signify; it has almost entirely lost that overwhelming richness in the life of feeling which in earlier times men possessed through their knowledge of their connection with the spiritual worlds. Yes, even the festivals have for many men to-day become dead and prosaic. The pouring down of the spirit has become a mere abstraction, and this will change only when men come again to a real spiritual knowledge. Much is said nowadays about the forces of nature, but little enough about the beings behind these forces. Our forefathers spoke of gnomes, undines, sylphs and salamanders, but to see any reality in such ideas is regarded to-day as sheer superstition. It doesn't matter much, in themselves, what theories people hold; it only begins to be serious when the theories tempt people not to see the truth. When people say that their ancestors' belief in gnomes, undines, sylphs, salamanders and the like was all nonsense, one would like to make a rather grotesque reply, and say: “Well, go and ask the bees. They could inform you: the sylphs are no superstition to us; we know well enough what we owe to the sylphs.”—Anyone investigating spiritual forces can find out which force it is that draws the bee on towards the flowers; he sees actual beings leading the bee to the flowers: amid the myriads of bees which fly forth in search of nourishment are the beings our predecessors called sylphs. It is especially where the different kingdoms of nature come in contact with each other that certain elemental beings are able to reveal themselves. Where moss is growing on the rocks, for example, such beings can establish themselves; or again, in the flowers, in the contact of the bee with the flowers, certain beings have the chance to show themselves. Another possibility arises where man himself comes into touch with the animal kingdom. This does not happen, however, in the ordinary run of things, as for example, when a butcher slaughters an ox or when a man eats meat. It does occur, however, in less usual circumstances, where the contact between the two kingdoms is the result of something more than the mere fact of life. It occurs particularly where a man has that kind of relationship to animals which involves his own feelings, his own concern of soul. A shepherd, for example, may sometimes have such a special relationship to his sheep. Connections of this sort were very frequent in more primitive cultures in earlier times; they resembled the relationship which an Arab has to his horse. And such soul-forces as play over from one realm into the other—as they do between the shepherd and his lambs, or when the forces of smell and taste stream over from the flowers to the bees—these give to certain beings the possibility of incarnating themselves. The spiritual investigator perceives something like an aura around the blossoms, which arises as the bees thrust their way into them and taste what they find there. A kind of flower-aura streams out, and this provides nourishment for certain spiritual beings. The question why there are beings just here and nowhere else, does not arise for anyone who understands the spiritual world. If opportunities are provided for such beings, then they are there; give them that on which they can live and they are there. It is just as when human beings let evil thoughts stream out from themselves, certain beings then incorporate themselves in his aura; they are there because he allows nourishment to stream to them. The opportunity is given for certain spiritual beings to incorporate themselves wherever different kingdoms of nature come into touch with each other. Where metal is found in the rocks, the miner as he hacks away sees certain tiny beings which were compressed together into quite a small space and now scatter in all directions. These are beings in some ways not unlike man himself; they have the power of reason, but it is reason without responsibility; and so, when they play some mischievous prank on a man, they in no way feel they are doing anything amiss. They are the beings our forefathers called gnomes; they prefer to take up their abode where metal and stone come together. There was a time when they did men good service, as in the early days of mining; the way to lay out a mine, the knowledge of how the strata ran—this was learnt from such beings. Mankind will land itself in a blind alley if it fails to acquire a spiritual understanding of these things. As with the gnomes, so with the beings we may call undines; they are found where the plants come into contact with the mineral kingdom. They are bound up with the element of water, they incorporate themselves where water and plant and stone come together.—The sylphs are bound to the element of air, and lead the bees to the flowers. Now everything science has to say about the life of the bees is riddled with error from top to bottom, and nowadays the beekeepers are often misled by it; in this direction science proves itself unusable and again and again beekeepers have to come back to old practices. As for salamanders, these are still known to many people. When someone feels that this or that element of soul is streaming towards him, this mostly arises through the salamanders. When a man relates himself to animals in the way the shepherd does to his lambs, the salamanders are then able to embody themselves; the knowledge the shepherd has in regard to his flock is whispered to him by these beings. If we take these thoughts farther we shall have to say: We are entirely surrounded by spiritual beings; we are surrounded by the air and this is crowded with these spiritual beings. In times to come, if his destiny is not to be of the sort that will entirely dry up his life, man will have to have a knowledge of these beings; without such a knowledge he will be unable to make any further progress at all. He will have to put the question: Whence do these beings arise? And this question will lead him to see that, through certain steps taken by the higher worlds, that which is on the downward path to evil can through a wise guidance be changed into good. Here and there in life we meet with the products of decay with waste products. Thus for example, manure is a waste product, and in agriculture it is used as a basis to further plant growth. Things which have apparently fallen away from a higher course of development are taken up again by higher powers and transformed. This happens with the very beings of whom we have been speaking. Let us consider how the salamander, for example, originates. Salamanders, as we have seen, are beings who require a special relationship between man and animal. Now the kind of ego man has to-day is only to be found in man, in the human being living on the earth; every man has his ego enclosed within himself. It is different with the animals: they have a group-ego, a group-soul; that is to say, a group of animals with the same form have a common group-ego. When the lion says ‘I’, its ego is up above in the astral world. It is as if a man were to stand behind a wall in which there were ten holes, and then to stick his ten fingers through them. The man himself cannot be seen, but every intelligent observer would conclude that someone is behind, a single entity who owns the ten fingers. It is the same with the group-ego. The separate animals are simply the limbs: the being they belong to is in the astral world. We must not imagine the animal-ego to be like the human being of course, though if we consider man as he is as a spiritual being, we can then certainly compare the animal group-ego with him. In many animal species the group-ego is a wise being. If we think of how certain kinds of birds live in the north in the summer and in the south in the winter, how in spring they fly back to the north—in this migrating flight of the birds there are wise powers at work; they are in the group-egos of the birds. Anywhere you like in the animal kingdom you can find the wisdom of the group-egos in this way. If we turn back to our schooldays we can remember learning how modern times gradually arose out of the Middle Ages, of how America was discovered, and how gunpowder and printing were invented, and later still the art of making paper from rags. We have long been accustomed to such paper, but the wasp group-soul invented it thousands of years ago. The material of which the wasp's nest consists is exactly the same as is used in making paper out of rags. Only gradually will it become known how the one or the other achievement of the human spirit is connected with what the group-souls have introduced into the world. When the clairvoyant looks at an animal, he sees a glimmer of light along the whole length of its spine. The physical spine of the animal is enveloped in a glimmering light, in innumerable streams of force which everywhere travel across the earth, as it were, like the trade winds. They work on the animal in that they stream along the spine. The group-ego of the animal travels in a continual circular movement around the earth at all heights and in all directions. These group-egos are wise, but one thing they have not yet got: they have no knowledge of love. Only in man is wisdom found in his individuality together with love. In the group-ego of the animals no love is present; love is found only in the single animal. What underlies the whole animal-group as wise arrangements is quite devoid of love. In the physical world below the animal has love; above, on the astral plane, it has wisdom. When we realise this a vast number of things will become clear to us. Only gradually has man arrived at his present stage of development; in earlier times he also had a group-soul, out of which the individual soul has gradually emerged. Let us follow the evolution of man back into ancient Atlantis. Mankind once lived in Atlantis, a continent now lying beneath the Atlantic Ocean. At that time the vast Siberian plains were covered with immense seas; the Mediterranean was differently distributed, and in Europe itself there were extensive seas. The farther we go back in the old Atlantean period, the more the conditions of life alter, the more the sleeping and the waking state of man changes. Since that time consciousness during the sleeping condition has darkened, as it were, so that to-day man has, so to say, no consciousness at all in this condition. In the earliest Atlantean times the difference between sleeping and waking was not yet so great. In his waking state at that time man still saw things with an aura around them; he did not attain to any greater clarity than this in his perception of the physical world. Everything physical was still filled out, so to say, with something unclear, as if with mist. As he progressed, the human being came to see the world in its clear-cut contours, but in return he lost his clairvoyance. It is in the times when men still saw clairvoyantly what was going on up above in the astral world that all the myths and sagas originate. When he was able to enter into the spiritual world, man learned to know the beings who had never descended into the physical world: Wotan, Baldur, Thor, Loki.—These names are memories of living realities, and all mythologies are memories of this kind. As spiritual realities, they have simply vanished from the sight of man. When in those earlier times man descended into his physical body, he got the feeling: “Thou art a single being.” When he returned into the spiritual world in the evening, however, the feeling came over him: “Thou art in reality not a single being.” The members of the old tribal groups, the Herulians, the Cheruskans and the like, had still felt themselves far more as belonging to their group, than as single personalities. It was out of this condition of things that there arose such practices as the blood-feud, the vendetta. The whole people formed a body which belonged to the group-soul of the folk. Everything happens step by step in evolution, and so it was only gradually that the individual developed out of the group-soul. The accounts of the patriarchs, for instance, reveal quite other relationships which confirm this fact. Before the time of Noah, memory was as yet something quite different from what we know. The frontier of birth was no real frontier, for the memory streamed on in those through whom the same blood flowed. This onstreaming of memory was in earlier times something quite different from what we possess; it was far more comprehensive. Nowadays the authorities like to have the name of each individual recorded somewhere or other. In the past, it was what man remembered of the deeds of his father and grandfather that was covered with a common name and called Adam or Noah; what was remembered, the stream of memory in its full extent, was called Adam or Noah. The old names signified comprehensive groups, human groups which extended through time. Now we must put ourselves the question: Can we compare the anthropoid apes with man himself? The vital difference is that the ape preserves the group-soul condition throughout, whereas man develops the individual soul. But the ape group-soul is in a quite special position to other group-souls. We must think of a group-soul as living in the astral world and spreading itself out in the physical world, so that, for instance, the group-soul of the lion sends a part of its substance into each single lion. Let us suppose that one of these lions dies; the external physical part drops away from the group-soul, just as when we lose a nail. The group-soul sends out a new ray of being, as it were, into a new individual. The group-soul remains above and stretches out its tentacles in a continual process of renewal. The animal group-soul knows neither birth or death; the single individual falls away and a new one appears, just as the nails on our fingers come and go.—Now we must consider the following:—With the lion it is entirely as we have said, that every time a lion dies, the whole of what was sent out by the group-soul return to it again. It is not at all so, however, with the apes. When an ape dies the essential part does return to the group-soul, but a part does not; a part is severed from the group-soul. The ape detaches substance too strongly from the group-soul. There are species where the single animal tears something away from the group-soul which cannot return to it. With all the apes, fragments are detached in each case from the group-soul. It is the same with certain kinds of amphibians and birds; in the kangaroo, for example, something is kept back from the group-soul. Now everything in the warm-blooded animals that remains behind in this way becomes an elemental being of the kind we call a salamander. Under entirely different conditions from those on the earth to-day, the other types of elemental beings have detached themselves in the past. We have here a case where cast-off products of evolution, as it were, are made of service under the wise guidance of higher Beings. Left to themselves, these would disturb the Cosmos, but under a higher guidance the sylphs, for example, can be used to lead the bees to the flowers. Such a service changes the harmful into something useful. Now it could happen that man himself might entirely detach himself from the group-soul in becoming an individual and find no means of developing further as an individual soul. If he does not accept spiritual knowledge in the right way, he can run the risk of complete severance. What is it that protects man from an isolation which is, without the direction and purpose which, earlier on, the group-soul had given him? We must clearly recognise that man individualises himself more and more, and to-day, he has to find a connection once again with other men out of his free will. All that connects men, through folk, race and family, will be ever more completely severed; everything in man tends more and more to result in individual manhood. Imagine that a number of human beings on the earth have come to recognise that they are all becoming more and more individual. Is there not a real danger that they will split away from each other ever more completely? Already nowadays men are no longer held together by spiritual ties. Each one has his own opinion, his own religion; indeed, many see it as an ideal state of affairs that each should have his own opinion. But that is all wrong. If men make their opinions more inward, then they come to a common opinion. It is a matter of inner experience, for example, that 3 times 3 makes 9, or that the three angles of a triangle make up 180 degrees. That is inner knowledge, and matters of inner knowledge need not be argued about. Of such a kind also are all spiritual truths. What is taught by Spiritual Science is discovered by man through his inner powers; along the inward path man will be led to absolute agreement and unity. There cannot be two opinions about a fact without one of them being wrong. The ideal lies in the greatest possible inwardness of knowledge; that leads to peace and to unity. In the past, mankind became free of the group-soul. Through spiritual-scientific knowledge mankind is now for the first time in the position to discover, with the utmost certainty of purpose, what will unite mankind again. When men unite together in a higher wisdom, then out of higher worlds there descends a group-soul once more. What is willed by the Leaders of the spiritual-scientific Movement is that in it we should have a society in which hearts stream towards wisdom as the plants stream towards the sunlight. In that together we turn our hearts towards a higher wisdom, we give a dwelling-place to the group-soul; we form the dwelling-place, the environment, in which the group-soul can incarnate. Mankind will enrich earthly life by developing what enables spiritual beings to come down out of higher worlds. This spirit-enlivened ideal was once placed before humanity in a most powerful way. It was when a number of men, all aglow with a common feeling of fervent love and devotion, were met together for a common deed: Then the sign was given, the sign that could show man with overwhelming power how in unity of soul he could provide a place for the incarnation of the common spirit. In this company of souls the same thing was living: in the flowing together, in the harmony of feeling they provided what was needed for the incarnation of a common spirit. That is expressed when it is said that the Holy Spirit, the group-soul, sank down as it were into incarnation. It is a symbol of what mankind should strive towards, how it should seek to become the dwelling-place for the Being who descends out of higher worlds. The Easter event gave man the power to develop these experiences; the Whitsun event is the fruit of this power's unfolding. Through the flowing of souls together towards the common wisdom there will always result that which gives a living connection with the forces and beings of higher worlds, and with something which as yet has little significance for humanity, namely the Whitsun festival. When men come to know what the downcoming of the Holy Spirit in the future can mean for mankind, the Whitsun festival will once more become alive for them. Then it will be not only a memory of the event in Jerusalem; but there will arise for mankind the everlasting Whitsun festival, the festival of united soul-endeavour. It will depend on men themselves what value and what result such ideals can have for mankind. When in this right way they strive towards wisdom, then will higher spirits unite themselves with men. |
118. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: The Festival of the Free Individuality
15 May 1910, Hamburg Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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118. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: The Festival of the Free Individuality
15 May 1910, Hamburg Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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As awakeners of ancient memories, festivals turn our thoughts and feelings to the past. Through what they signify they awaken in us thoughts that link us to all that our souls held holy in distant ages. But other thoughts also are roused through the understanding of the content of these festivals, thoughts which turn our eyes to the future of mankind, which, for us, means the future of our own souls. Feelings are awakened which lend us the enthusiasm to live on into the future, and inspire our wills with strength so to work that we may grow ever more and more adequate for our future tasks. It is with this backward and forward vision that we become able to describe, in the deeper sense of the word, the nature of the Whitsun festival. What it signifies for Western humanity is put before us in a mighty picture which speaks to the very depths of our soul. It is a picture we all know well. The Founder and Inaugurator of Christianity, after having accomplished the Mystery of Golgotha, dwelt for a time among those who were able to perceive Him, in that bodily form which He assumed after the Mystery of Golgotha. The events which followed that period are brought before our souls in a most significant series of pictures. In a mighty vision, known as the Ascension, His closest disciples visibly beheld the dissolution of that bodily form which He had assumed. Then ten days later there followed what is expressed for us in another picture, speaking powerfully to all hearts which have the will to understand it. The disciples of Christ are gathered together, those who were the first to understand Him. Deep in their hearts they feel the mighty impulse which through Him has entered into the evolution of humanity, and, after the promise given to them of the happenings they were to experience in their very souls, they are waiting in utmost expectation, gathered together in deepest devotion on the Day of Pentecost, the time-honoured festival of their people. First there takes place that which is presented in the picture of the “rushing mighty wind.” Through this their souls are lifted up into higher vision. They are summoned as it were to turn their gaze on what is yet to come to pass, on what will await them when, with the fire-impulse they have received into their hearts, they live on this earth in incarnation after incarnation in the future. There is next portrayed before us the picture of the “tongues of fire” which descend upon the head of each of the disciples, and here another tremendous vision reveals to them what the future of this Christ Impulse is to be. For gathered together, and beholding in spirit the spiritual world, these men, who were the first to understand the Christ, feel as if they were not speaking to people near to them in space or in time: they feel their hearts borne far, far away, among the different peoples of the earth-sphere, and they feel as if something lives in their hearts which is translatable into all languages, and which can be brought to the understanding of the hearts of all men. In this mighty vision of the future of Christianity which rises before them, these first disciples feel themselves as though surrounded by future disciples out of all the peoples of the earth, and as if they will, one day, have the power to proclaim the Gospel in words that will be understandable, not only to those directly near to them in time and space, but to all who live on the earth as human beings conscious of their destiny. This it was which was born out of the first Christian Pentecostal festival as the inner content of soul and feeling of these earliest disciples of Christ. Let us now consider the interpretation of these pictures in their deepest esoteric Christian meaning.—The Spirit, also rightly named the Holy Spirit—for so he is—sent his forces down to the earth in the first descent to the earth of Christ Jesus. He next manifested himself when Jesus was baptised by John the Baptist. Now, once again, this same Spirit, in another form, in the form of many single, shining, fiery tongues, descended upon each single individual of the first Christian believers. We are told about this Holy Spirit at the Whitsun festival in a quite special way, but we must get clear in our minds the meaning of the words “Holy Spirit,” as they are used in the Gospels. In the first place, how was the Spirit usually spoken of in ancient times, the times preceding those of the Gospel? In olden times the Spirit was spoken of in many connections, but in one connection particularly. Through the new knowledge which Spiritual Science gives us, we are enabled to say that when a man passes through birth into his existence between birth and death, the body in which the individuality is incarnated is determined in two ways. Our bodily nature has actually a double function to fulfil: it makes us a human being, but it also makes us members of this or that people, this or that race or family. In the ancient times which preceded Christianity, little as yet was experienced of what can be called world-wide humanity, of that feeling of human fellowship which in ever greater measure has lived in human hearts only since Christianity was proclaimed, and which says to us: Thou art fellow-man with all the human beings of the earth! On the other hand, that feeling was all the stronger which makes each man a member of a particular people or tribe. This indeed is expressed in the age-long religion of the Hindus in their belief that only one who is such through his blood, can be a real Hindu. In many directions—despite exceptions to the principle—this was also firmly held by the old Hebrew people before the coming of Christ. According to their view, a man belonged to his people only because his parents, themselves belonging to it and so blood-related, had placed him into it. But they were also always familiar with another feeling, which was more or less felt by all peoples in olden times, namely, that one was a member of one's family, a member of one's own folk, and nothing more. The further we go back into antiquity the more intense this feeling is, the more the human being feels himself as a member of his folk, and not in any way as a single individual. Gradually, however, there awoke the feeling of oneself as a single human being, a single human, individuality with individual human qualities. Thus these two principles were felt to be present in the outer nature of man: membership of a people, and awareness of oneself as a single personality. Now the forces inherent in these two principles were ascribed in a different way to the two parents. The principle by virtue of which one belonged more to one's folk, by virtue of which one was related to the general race-community, was ascribed through heredity to the mother. When men felt according to this idea, they said of the mother: “In her the Spirit of the folk holds sway. She was filled with the Spirit of the folk and has passed on to the child the qualities common to her people.” But of the father it was said that he was the bearer and transmitter of the principle which gave rather the individual, personal characteristics of the human being. Thus it could be said when a man came into the world through birth—and this was also the view of the old Hebrew people in pre-Christian times—that he was an individual personality through the forces of his father. The mother, however, through that which was special in her whole nature, was felt to be filled with the Spirit which held sway in the folk, and this she had handed on to the child. Thus it was said of the mother, that the Spirit of the folk dwelt in her, and it was in this connection that the Spirit was spoken of who sent his forces down out of spiritual realms into humanity—that he let his forces stream down into the physical world, into humanity, by way of the mother. Through the Christ Impulse, however, a new conception had come—a conception which said that this Spirit of which men had previously spoken, this Spirit of the folk, was to be replaced by one which, though certainly related to it, worked at a far higher level, a Spirit which is related to the whole of mankind, as the earlier Spirit had been related to a particular people. This Spirit was to be given to man and to fill him with the power to say: “I feel I belong no longer only to a part of humanity, but to the whole of it; I am a member of the whole of mankind, and will become a member of it ever more and more!” This force, which poured a universal human quality over the whole of mankind, was attributed to “the Holy Spirit.” Thus the Spirit which was expressed in the force which flowed from the folk into the mother was raised from ‘Spirit’ to ‘Holy Spirit.’ The One who was to bring mankind the power to develop this universal human nature ever more and more in earthly life, could dwell—as the first Being of this nature—only in a body bequeathed through the power of the Holy Spirit. This the mother of Jesus received in the Annunciation. In the Gospel of St. Matthew we hear of the consternation of Joseph, of whom it is said that he was a ‘righteous’ man. This word was used in the old sense, and meant that he was one who could only believe that any child of his would be born out of the Spirit of his people. Now he has discovered that the mother of his child is filled, is penetrated through and through (for this is the right meaning of the original word in our language), by the power of a Spirit that was not merely a folk-Spirit, but the Spirit of universal humanity! And he did not feel that he could live with a woman who might one day bear him children, when there dwelt in her the Spirit of humanity as a whole and not the Spirit he held to in his righteousness. Accordingly he wished as it says, to put her away privily. It was only when he also had received a communication out of the spiritual world, that he received the strength to decide to have a son by that woman who was penetrated and filled with the power of this Holy Spirit. Thus we have seen that this Spirit was creatively at work, first of all in letting its forces stream into human evolution in relation to the birth of Jesus of Nazareth, and again in the mighty act of the Baptism in the Jordan. Thus we now understand what the power of the Holy Spirit is: it is the power which will raise each man ever more and more above all that differentiates and separates him from others, and makes him a member of the whole of humanity on the earth, a power which works as a bond of soul between each and every soul, no matter in what bodies they may be. It is of this same Holy Spirit that we are now told that at the Whitsun festival it streams, through another revelation, into the individualities of those who first accepted Christianity. In the Baptism by John there stands before us the picture of the Spirit as the dove; now, however, another picture appears, the picture of the fiery tongues. It is in a single dove, a single form, that the Holy Spirit manifests itself in John's Baptism: it is in many single tongues that it manifests itself at the Pentecostal festival. And each of the single tongues brings inspiration to an individual, to each of the individualities of the first disciples of Christianity. What meaning, then, for our souls, has this Whitsun symbol? After Christ, the bearer of the universal-human Spirit, had completed His work on the earth, after He had suffered the last earthly sheaths of His being to disperse into the universe and His whole sheath-nature had departed as a single entity into the spiritual being of the earth, then, did it first become possible that, in the hearts of those who first understood the Christ Impulse there should arise the power of speaking about the Christ Impulse, of working in the significance of the Christ Impulse. As regards its manifestation in its outer sheaths, the Christ Impulse had vanished at the Ascension into the undivided totality of the spiritual world: ten days later it came forth again out of the hearts of the single individualities of its first followers. And because the same Spirit which had worked in the power of the Christ Impulse now reappeared in multiple forms, the first disciples of Christianity became the bearers and preachers of the Christ message. Thus at the very beginning of Christian history was set up the powerful sign of this event, which says to us: “Just as the first disciples received each one the Christ Impulse into themselves, just as it was granted to them to receive it in the form of tongues of fire inspiring their own souls, so can you men, all of you, if you bestir yourselves to understand the Christ Impulse, receive its power, individualised, into your own hearts, the power which can develop in you ever more and more, which can become for you ever more and more complete.”—An all-embracing hope can well forth for us out of this sign, which was thus set at the starting-point of Christianity. The more a man perfects himself, the more can he feel that the Holy Spirit speaks out of his own inner being, in the measure that his thinking, feeling and willing are permeated by this Holy Spirit, which through its manifold division is also an individual Spirit in each single human individuality in which it works. In regard to our future growth therefore, this Holy Spirit is for us men the Spirit of development into free manhood, into the free human soul. The Spirit of freedom holds sway in that Spirit which poured itself out over the first understanders of Christianity in the first Christian Pentecostal festival, the Spirit whose most significant characteristic was indicated by Christ Himself: “You shall know the truth, and the truth shall make you free!” Man can become free only in the spirit. So long as he is dependent on that bodily nature in which his spirit dwells, so long does he remain its slave. He can become free, only when he finds himself again in spirit, and from out of the spirit becomes lord over that which is in him. “To become free” presupposes the discovery of oneself as a spirit within oneself. The true spirit in which we can make this discovery is the universal human spirit, which we recognise as the Pentecostal power of the Holy Spirit entering into us, and which we must bring to birth in ourselves and allow to come to manifestation. Thus the Whitsun symbol is transformed for us into the most powerful of our ideals, the free development of the soul of man into a self-enclosed, free individuality. They had some dim feeling of this who, through inspiration, and not, of course, in clear consciousness, had to do with appointing for the Whitsun festival its special day in the year. This outer ordering is in itself remarkable; for whoever cannot detect an all-ruling wisdom even in the fixing of a festival day understands very little of the world. Let us consider from this point of view the three festivals: Christmas, Easter, and Whitsun. As a Christian festival Christmas falls on a particular day in the year; it has been fixed once and for all for a particular day in December, and every year we celebrate Christmas on the selfsame day. It is otherwise with the Easter festival. Easter is a movable feast, which is determined by the constellations in the heavens; it falls on the first Sunday after the full moon which follows the Spring equinox. For this festival we must direct our gaze into the heights of heaven, where the stars go on their way and proclaim to us the laws of the cosmos. Easter is a movable feast, just as in each human individuality that moment is movable in which, in order to become free from the ordinary human lower nature, there awakens the power of the higher man, with a higher consciousness. Just as in one year Easter falls on this day, in another year on that, so with each man, according to his past and the strength of his endeavour, the moment comes sooner or later in which he becomes aware: “I can find the power in myself to let a higher man arise out of me.” Christmas, however, is an immovable festival. It is the festival where man has left behind him in the course of the year the waxing and waning of nature, the joy of nature's upwelling, streaming forces. Man now beholds nature in a state of sleep, into which she has carried down within herself the force of the seeds. The world of nature has withdrawn herself, with all the birth-forces within her. When to the external world of sense the revelation of these forces is at its lowest; when the earth herself shows how at a given time her spiritual forces withdraw in order to wait for the coming year; when outer nature is at her most silent; then it is, in the Christmas festival, that man must let the thought rise in him that he may hope that he is not only united with the earthly forces, which now at this Christmas time are silent, but also with forces which are present not only on earth but also in spiritual realms. This hope must rise up in his soul because he has seen the earth as it were sink into sleep; it must well up out of the deepest, inmost part of the soul itself, and then it will become spiritual light, when outer physical nature is at its darkest. Through the symbol of the Christmas festival man must thus remind himself that, in the first place, he is just as much bound with his ego-forces to his earth-body, as that which reveals itself around him is bound to the yearly life of the earth. In keeping with the falling asleep of the earth, which takes place at the same time each year, the Christmas festival is also placed at the same time, so that at that time man shall remember that while he is bound to a body, yet he is not condemned to be united only with this, but may hope to find the power to become a free soul within himself. What we see as the meaning of the Christmas festival will thus remind us, both of our connection with the body and also of our hope to free ourselves from this body. It depends, however, on our own efforts, whether it is earlier or later that we unfold those powers for which we may hope, and which lead us up again into the spiritual, heavenly world. To this thought the Easter festival must bring us. The Easter festival reminds us that we have not only at our disposal those forces which the body gives us, and which are themselves, of course, divine-spiritual forces, but it also reminds us that as men we can raise ourselves above the earth. Hence it is the Easter festival that speaks to us of that force which sooner or later must be brought to its awakening in us. Easter, as a movable festival, is determined according to the constellations in the heavens. So man must waken the recollection of what he can become, by turning his gaze to the sky so as to see how he can be freed from earthly existence, how he can lift himself above all such existence. In the force which comes to us in this way lies the possibility of inner freedom, of inner release. When we feel inwardly that we can raise ourselves above ourselves, we shall then strive to achieve this ascent in all reality; we shall then have the will to make our inner man free, to pull him clear, as it were, from his bondage to the outer man. We shall, of course, be dwelling in the outer man, but we shall be fully conscious of our inner spiritual power, we shall be conscious of the inner man. Furthermore, it depends upon this moment, at which, in this inner Easter festival, we grow aware that we can free ourselves, whether we also attain to the Whitsun festival, when we may fill the spirit, which has found itself within itself, with a content that is not of this world, but of the spiritual world. This content comes to us out of the spiritual world, and this alone can make us free. It is the spiritual truth of which Christ said: “You shall know the truth, and the truth shall make you free!” It is for this reason that the Whitsun festival is dependent on the Easter festival, because it is a consequence of the Easter festival. Easter is determined according to the heavenly constellations; Whitsun is an event which must follow it as a necessary result, after the lapse of a certain number of weeks. Thus, even in the way in which the times for these festivals are determined, we see, on deeper reflection, an all-ruling wisdom; we see that these festivals are of necessity placed just where they are in the course of the year, and that each year they bring before us what, as men, we have been and are—and what we can become. When we know how to think of these festivals in this way, then they become for us festivals which unite us with all that is past, and they become an impulse implanted in humanity to carry it forward into the future. The Whitsun festival in particular, when we understand it in this way, bestows confidence, strength and hope, when we know what we can become in our souls through following those who, as the first to understand the Christ Impulse, made themselves worthy to have the fiery tongues descend upon them. When we understand the Whitsun festival as a festival, not only of that moment, but of the future as well, then there is magically brought before our spiritual eyes the expectancy of receiving the Holy Spirit. But then we must learn to understand this Whitsun festival in its truly Christian sense. We must learn to understand first of all what the mighty tongues, the mighty Whitsun inspiration, said. What was it which sounded forth with trumpet-tones from the ‘rushing mighty wind,’ of which we are told in that picture which is placed before our souls as the Whitsun picture of the first Christian Pentecostal festival? What kind of voices were these which proclaimed in the wondrous music of the spheres: “You have experienced the power of the Christ Impulse, you who are the first to understand. And the power of the Christ in you has become a power of your own souls, in such a way that each one of you, now that the Event of Golgotha has been accomplished, has become able to see the Christ now, in this present time. With such strength has the Christ Impulse worked upon each one of you!” The Christ Impulse, however, is an impulse of freedom; its true activity does not reveal itself when it takes place outside the human soul. The true working of the Christ Impulse does not appear until it takes place within the individual human soul itself. So it was that those who first understood the Christ felt themselves called through the Whitsun event to proclaim what was in their own souls, what, in the revelation and inspiration of their own souls revealed itself to them as the content of the Christ-teaching. In that they were aware that the Christ Impulse had worked in that holy preparation which they had undergone before the Whitsun festival, they felt themselves called, through the power of the Christ Impulse working within them, to let speak the fiery tongues, the individualised Holy Spirit within them, and to go forth and proclaim the Gospel of Christ. It was not simply what Christ had once said to them that those first disciples recognised as words of Christ, not only those words He had already spoken. They recognised as Christ-words that which comes out of the power of a soul which feels the Christ Impulse within itself. [Cp. I Cor. VII, 25 and 40.] To this end did the Holy Spirit pour itself in individualised form into each single human soul, so that each one might develop the power, in itself, to feel the Christ Impulse. Then for such a soul the word becomes new: “I am with you always, even unto the end of the world.” Those, therefore, who are earnestly at pains to experience the Christ Impulse may also feel called on, by what the Christ Impulse arouses in their hearts, to proclaim afresh the word of Christ, even though it may sound forth ever new, ever different in each epoch of mankind. It was not that we might cling to the few words of the Gospels spoken in the first decade of Christianity's foundation, that the Holy Spirit was poured down on men: it was poured forth so that for ever the Gospel of Christ may relate new things and again things ever new. As the souls of men progress from epoch to epoch, from incarnation to incarnation, new things must always be spoken for these human souls. Should these souls, advancing from incarnation to incarnation, be told to accept as the proclamation of Christ only the words which were spoken when they were incarnated in bodies contemporary with the temporal appearance of Christ on the earth? Within the Christ Impulse dwells the power to speak to all men, until the end of the time-cycle of the earth. That this may be, however, there must be added that which makes it possible for the message of Christ to be made known in each age to the ever advancing souls of men, in a way appropriate to them. So when we feel the full strength and power of the Whitsun impulse, we should feel that it is laid on us to listen to the word: “I am with you always, even to the end of the earth's cycle of time!” And when you fill yourselves with the Christ Impulse you can hear continually through all the ages the Word, stirred into life at the founding of Christianity by the Founder Himself, the Word that Christ speaks in every age because He is with men in every age, the Word which all can hear who have the will to hear it. Thus we understand the power of the Whitsun impulse as that which gives us the right to regard Christianity as something which is ever growing, always bestowing on us new and again ever new revelations. We know that in the Spiritual Science of to-day we are proclaiming the Christ-Word itself, ringing through to us from out of the heavenly choirs, and we say to those who would preserve Christianity only in its original form: “We are those who understand the Christ in truth, for we understand the real meaning of the Whitsun festival!” Whenever we feel ourselves thus called to bring forth ever new wisdom-teaching out of Christianity, we must bring forth just that wisdom which is fitting for men's souls at that stage of their progressive development from incarnation to incarnation. Christianity is endlessly full, endlessly rich; but this endless fullness and richness was not always available to man in the centuries in which Christianity had first to be proclaimed. What presumption it would be to say, even at the present time, that mankind is now mature enough to understand Christianity in its infinite fullness and its infinite greatness! That alone is true Christian humility which says: The scope of Christian wisdom is without end, but the receptivity of man for this wisdom was at first limited; it will become ever more and more complete. Let us look at the first Christian centuries, right up to our own day. A great and mighty impulse, the greatest ever given in the earthly evolution of man, was given with the Christ Impulse. This is something of which everyone can become conscious who learns to understand the process of the evolution of the earth. But one thing must not be forgotten: only a small part of what the Christ Impulse contains has been understood up till now. For the past, close on two millennia of Christian development, what was given in esoteric Christianity could be a teaching only for those to whom Christianity was brought, and could not be embodied in outer, exoteric life. For example, there could not be embodied what can be taught in our present epoch as a Christian truth, namely, the fact of the re-embodiment of mankind, or reincarnation. When we, in Anthroposophy, teach reincarnation to-day, we are fully conscious, in the light of the Whitsun festival, that reincarnation is a Christian truth which can be made known exoterically to-day to a humanity which has become more mature, but which could not be made known to the immature souls of the first Christian centuries. Little is done by attempting to show, by citing single instances, that the thought of reincarnation is also to be found in Christianity. One can discover from those opponents of Spiritual Science who call themselves Christian, how little is known in exoteric Christianity of reincarnation. The only thing they know is that Spiritual Science teaches something or other about reincarnation, and that is enough for them to say it is Indian or Buddhistic. They little know that it is the living Christ, from out of the spiritual world, who is the living teacher of reincarnation to-day. People regard reincarnation, as also the doctrine of karma, as things which up till now have not been able to penetrate into exoteric Christianity. But it is little by little, in one age after another, that the fullness of truth which lies in Christianity has had to be given to mankind. With the Christ Impulse itself, which is not a teaching or a theory, but a real force that has to be experienced in the innermost depths of the soul, with this Impulse itself something is actually imparted to us. What is this? It is just when we bring the Christ Impulse into connection with the teaching of reincarnation that we can understand what is given in it. We know that a few centuries before Christianity began, another teaching, a formal teaching, was given, for the most part in Eastern lands, namely, the teaching of the Buddha. While the power and the impulse of Christianity were spreading from the Near East into the West, the Far East witnessed a widespread expansion of Buddhism. Of this teaching we know that it contained the doctrine of reincarnation. But in what form? For those who know the facts, Buddhism presents itself as the final product of the teachings and revelations which had preceded it. Accordingly it contained in itself all the greatness of antiquity; it put forward something like a final conclusion of the primeval wisdom of mankind in which was contained the doctrine of reincarnation. But how did Buddhism clothe this doctrine in its revelations? In such a way that man looks back at the incarnations which he has passed through, and forward to the incarnations which he has still to experience. That man passes through many incarnations is an entirely exoteric teaching in Buddhism. It is quite wrong to speak of an abstract similarity between all religions. In actual truth, mighty and far-reaching differences exist between them, as, for example, between Christianity, which for centuries harboured no thoughts of reincarnation, and exoteric Buddhism, which lived and moved in such thoughts. In this connection it is entirely useless to put together mere abstractions; rather must one recognise the world of reality. It is an utter certainty for Buddhism that man always returns to the earth; the Buddhist, however, looks on this in the following way. He says: “Combat the urge to descend into these incarnations, for thy real task is, as quickly as possible, to free thyself from the thirst to go through them, so as to live in freedom from all earthly incarnation in a spiritual realm!” It is thus that the Buddhist regards the sequence of human incarnations, striving to acquire all the forces he can in order to withdraw from these incarnations as soon as possible. One thing Buddhism has not got—and this is plain in its exoteric teaching. It does not contain anything that can be called an impulse strong enough to grow ever more towards human perfection. That would enable the Buddhist to say: “By all means, let the incarnations come! Through the Christ Impulse we can so shape ourselves that we can extract ever more and more from them. Through the Christ Impulse we possess a force which can give these incarnations an ever loftier content. Permeate Buddhism—or what is found in it of the true doctrine of reincarnation—with the Christ Impulse, and you have a new element which gives the earth a new meaning in the evolution of mankind!” On the other hand, Christianity has the Christ Impulse, and that as something exoteric. But how has it regarded this Impulse in earlier centuries? Undoubtedly the exoteric Christian sees in it something infinitely perfect, that should live in himself as the great ideal which he himself approaches ever more and more. But how presumptuous it would be for the Christian to think that in a single earthly life he could have enough power to bring to fulfilment the seed which can be kindled into life through the Christ Impulse! How presumptuous it would be for the exoteric Christian to believe that in one life he would be in the position to achieve anything adequate for the unfolding of the Christ Impulse. Accordingly the exoteric Christian says: “We go through the gates of death. Then in the spiritual world we shall have the opportunity to develop further and to unfold the Christ Impulse further in that world.”—And so the exoteric Christian conceives of a spiritual life after death from which there is no return to the earth. Does, however, an exoteric Christian who believes that an existence in a spiritual world is thus added to the life on earth, understand the Christ Impulse? He does not understand it in the least. For if he did, he would never believe that what the Christ Impulse has to give him can be achieved in a spiritual life beyond death, without any return to the earth. In order that the Deed on Golgotha could take place, in order that this victory over death could be achieved, the Christ Himself had to descend into this life on earth; and this indeed He had to do in order to accomplish something which can be experienced and lived through only on our earth. The Christ came down to earth because the power of the Deed of Golgotha had to work upon men in the physical body.1 Hence also the Christ-power can work at first only on men in the physical body. What man has received of the power of the Mystery of Golgotha in the physical body, this can then work further, when he goes through the gate of death. But only as much of the Christ Impulse as man has taken into himself in the life between birth and death works on. Man must strive on to the further completion of that which he has already received, when he comes again to the earth, and only in his successive earthly lives to come can he learn to understand all that lives in the Christ Impulse. Never could man understand the Christ Impulse, if he lived only once on the earth. This Impulse, therefore, must lead us through repeated earth-lives, because the earth is the place for the discovery of the meaning of the Mystery of Golgotha. And so Christianity is only complete when one replaces the assumption that one could live out the Christ Impulse in one incarnation, by the other thought, that only through repeated earthly lives can man so perfect himself that he may live out in himself the Christ Ideal. What he has experienced on earth in connection with it he can then bring up into the spiritual world. But he can only bring as much as he has grasped on the earth of that Impulse, which itself had to be fulfilled on the earth, as the most important event of all earthly happenings. Thus we see that the thought which must next be added to Christianity out of spiritual revelation is the thought of reincarnation, born from out of Christianity itself. When we understand this we shall see what it signifies for us to-day, in the sphere of Spiritual Science, to be conscious that we fashion ourselves out of the Whitsun revelation. It signifies for us that we are right in listening to the revelation, in seeing a renewal of the revelation of that power which was in the “fiery tongues,” which descended upon those who first understood the Christ. In this way, a great deal of what has been said recently in our Movement can come before us to-day with new meaning. We see the fusion of East and West, of the two mighty revelations of Christianity and Buddhism; we see them flow together in the spiritual. And through the right understanding of the Christian Whitsun thought we can justify the flowing together of these two greatest religions of the earth to-day. But it is not through merely external impulses that we can unite these two revelations; that would be to stop at mere theorising. Anyone trying to take what Christianity and Buddhism have provided up till now and to weld them together into a new religion would not create a new spiritual content for mankind, but only an abstract theory, incapable of warming a single human soul. If this is to happen, new revelations are necessary. And that, for us, is what resounds to-day as the proclamation of spirit-knowledge—audible, it is true, only to such as have matured themselves in spiritual-scientific schooling: “Let the Christ, who is always with us, speak in us.” We know that we live in an important time of human evolution: that already before the close of this century new forces will develop in the human soul which will lead man to the unfolding of a kind of etheric clairvoyance, whereby, as if through a natural development, there will be renewed for certain human beings the event which Paul experienced at Damascus; and that in this way, for the heightened spiritual powers of man, Christ will return in an etheric garb. Ever more and more souls will share in what Paul experienced at Damascus. Then it will be seen in the world that Spiritual Science is the revelation, heralding a renewed and transformed truth of the Christ Impulse. Only those will understand the new revelation who believe that the fresh stream of the spiritual life into which Christ poured Himself will remain living for all ages to come. Whoever will not believe that, may preach a Christianity which has grown old. But whoever believes in the Whitsun event and understands it, will also bring to mind that what began with the Christian evangel will develop ever farther and farther and will speak to men in ever new tones; that there will always be present the individualised soul-worlds of the Holy Spirit, the fiery tongues, and that in ever-renewed fire and impulse the human soul will be able to live with and live out of the Christ Impulse. We can believe in the future of Christianity when in very truth we understand the Whitsun thought. And then there comes before us the mighty picture, with a force that works like a force present in the soul itself. Then do we feel the future, as the first understanders felt it under the inspiration of the Holy Spirit, if only we are willing to make alive in our souls that which knows nothing of the boundaries separating the different parts of humanity and speaks a language which all souls, all the world over, can understand. We feel the thought of peace, of love, of harmony, which lies in the Whitsun thought. And we feel this Whitsun thought enlivening our Whitsun festival. We feel it to be a surety for our hope of freedom and eternity. Because we feel the individualised spirit awakening in our souls, there awakens in us the most significant element of the spirit: the endlessness of the spiritual. Through sharing in the spiritual, man can become conscious of his immortality and his eternity. And in the Whitsun thought we truly realise the power of those primal words which Initiate after Initiate continued to implant, and which reveal to us the meaning of wisdom and eternity: we feel them as a Whitsun thought, handed on from epoch to epoch, in the words which to-day for the first time sound forth exoterically:
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169. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: A Symbol of the Immortality of the Ego
06 Jun 1916, Berlin Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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169. The Festivals and Their Meaning III : Ascension and Pentecost: Whitsun: A Symbol of the Immortality of the Ego
06 Jun 1916, Berlin Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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To turn our minds to thoughts connected with the Whitsun festival seems to me less appropriate during these grave days1 than would have been the case in earlier years. For mankind is passing through fateful ordeals and at such times it is not really fitting to call up feelings of inner warmth and exhilaration. If our feelings are right and true we can never for a single moment forget the suffering that is now so universal, and in a certain sense it is actually selfish to wish to forget it in order to give ourselves up to thoughts that warm and uplift the soul. It will therefore be more fitting to-day to speak of certain matters bearing on the needs of the age, for our recent studies have shown very clearly that many of the reasons for the sufferings of the present time lie in the prevailing attitude to the spiritual, and that it is vitally urgent to work for the development of the human soul in order that mankind may go forward to better days. Nevertheless I want at least to start with thoughts which will bring home to us the meaning of a festival such as Whitsun. There are three festivals of main importance in the course of the year: Christmas, Easter, Whitsun. Everyone who has not become indifferent, as is the case with the majority of our contemporaries, to the significance of such festivals in the evolution of the world and of humanity will at once perceive the contrasts between these three festivals, for the difference in the kind of experiences associated with each is expressed in their outer symbolism. Christmas is a festival connected above all with the joys of childhood, a festival in which a part is usually, if not always, played by the Christmas Tree brought into the house from snow-clad nature outside. Our thought also turns to the Christmas Plays so often performed among us and which for centuries have brought uplift to the simplest human hearts at this season by reminding them of the great and unique event in earth-evolution when Jesus of Nazareth, or, to be quite exact, Jesus who came from Nazareth, was born in Bethlehem. The festival of the birth of Jesus of Nazareth is a festival connected with a world of feeling engendered by the Gospel of St. Luke, by those parts of the Gospel which make the most general appeal to simple hearts and are the easiest to understand. It is therefore a festival of universal humanity, intelligible, to a certain extent at least, even to the child and to men who have preserved a childlike quality of heart and mind. Yet it brings to such childlike hearts something great and mighty which then becomes part of their consciousness. The Easter festival, although it is celebrated during the season when nature is waking to life, leads our minds to the portal of death. By contrast with the tenderness and universal appeal of the Christmas festival, the festival of Easter contains something infinitely sublime. If human souls are able to celebrate the Easter festival truly, they cannot fail to be aware of its transcendent majesty. It brings the sublime conception of the Divine Being who descended into a human body and passed through death. The whole riddle of death and the preservation in death itself of the eternal life of the soul—this is the great vista presented by the Easter festival. These times of festival can be experienced in their depths only when we recall many things made real to us by Spiritual Science. Think only of how closely connected with all the festivals celebrated in the world in commemoration of the births of saviours are the thoughts arising from the Christmas festival. We are reminded, for example, of the Mithras festival celebrating the birth of Mithras in a cave. All these things are evidence of an intimate connection with nature. That Christmas is a festival linked with nature is symbolised in the Christmas Tree, and the birth, too, leads our minds to the workings and powers of nature. But because the birth of which Spiritual Science has so many things to say is that of Jesus of Nazareth, it is a birth fraught with infinite significance. And remembering that the Spirit of the earth wakens in winter, is most active during the season when outer nature appears to lie sleeping in a mantle of ice and snow, we can feel that the Christmas festival leads us into elemental nature herself, and that the lighting of the Christmas candles is a symbol of how the Spirit is awakening in the wintry darkness of nature. If we would relate the Christmas festival to the life and being of man, we can do so by remembering that man is also connected with nature when he has separated from her spiritually, as he does in sleep, when in his ego and astral body he has gone into the spiritual world. His etheric body remains bound, supersensibly, to the physical body, and represents the part of man's being which belongs to elemental nature, to that elemental nature which wakens to life within the earth when the earth is shrouded in the ice of winter. It is far more than an analogy, indeed it is a profound truth to say that in addition to everything else, the Christmas festival is a token that man has in his being an etheric, elemental principle, an etheric body through which he is linked with elemental nature. If you think, now, of all that has been said in the course of many years about the gradual darkening and decline of man's forces, you will realise how closely all the forces in the human astral body are connected with the death-bringing processes. The fact that we have to develop the astral body during our life, and that in the astral body we have to receive the spiritual, means that, in doing so, we bring the seeds of death into our being. It is quite incorrect to believe that death is connected with life in an external sense only, for the connection is most inward and fundamental. Our life is as it is only because we are able to die in the way we do. But this is bound up with the whole development of man's astral body. Again it is more than an analogy when we say: The Easter festival is a symbol for everything that has to do with the astral nature of man, with that principle of his being which, whenever he sleeps, leaves the physical body together with him and enters the spiritual world whence descended that Divine-Spiritual Being Who in Jesus of Nazareth actually passed through death. If one were speaking in an age more alive to the spiritual than is our own, what I have just said would be recognised as reality, whereas in our days it is taken merely as symbolism. It would then be realised that the purpose of instituting the Christmas and Easter festivals was to provide man with tokens of remembrance that he is connected with spiritual nature, with that nature that brings death to the physical, and to provide him with tokens reminding him that in his etheric body and astral body he is himself a bearer of the spiritual.—In our days these things have been forgotten. They will come to light again when humanity has the will to acquire understanding of spiritual truths such as these. But now, besides the etheric body and the astral body, we bear within us as that which is supremely spiritual, our Ego. We know something of the complex nature of the Ego. We know especially that it is the Ego which passes from incarnation to incarnation, that the inner forces of the Ego build themselves up and shape themselves to that form which we carry forward into our being in each new incarnation. In the Ego we rise again from death to prepare for a new incarnation. It is by virtue of the Ego that we are individuals. If we can say that the etheric body represents in a certain sense that which is akin to birth and is connected with the elemental forces of nature, that the astral body symbolises the death-bringing principle that is connected with the higher spirituality, so we can say that the Ego represents our continual rising again in the spirit, our resurrection into the spiritual realm which is neither nature nor the world of stars, but pervades them all. And just as the Christmas festival can be connected with the etheric body and the Easter festival with the astral body, so the Whitsun festival can be connected with the Ego. This is the festival which, representing the immortality of the Ego, is a token of the fact that we, as men, do not share only in the universal life of nature, do not merely undergo death, but that we are individual immortal beings, rising ever and again from death. And how beautifully this comes to expression when the Christmas thought, the Easter thought and the Whitsun thought are carried further! The Christmas festival is directly connected with earthly happenings, with the winter solstice, the time when the earth is shrouded in deepest darkness. In celebrating the Christmas festival we follow as it were the law by which earth-existence itself is governed; when the nights are longest and the days shortest, when the earth is frost-bound, we withdraw into ourselves and seek for the spiritual that is now alive within the earth. The Christmas festival is linked with the Spirit of the earth; it reminds us ever and again that we belong to the earth, that the Spirit had perforce to come down from cosmic heights and take earthly form in order to be a child of earth among the children of earth. The Easter festival has a different setting. You know well that Easter is determined by the relation of the sun to the moon on the first Sunday after the first full moon of spring, the first full moon after the 21st March. The Easter festival, therefore, is fixed according to the relative position of the sun to the moon. In a wonderful way, then, the Christmas festival is linked with the earth, and the Easter festival with the cosmos. At Christmas we are reminded of what is most holy in the earth, at Easter of what is most holy in the heavens. But the thought underlying the Christian festival of Whitsun is associated in a most beautiful way with what is even above the stars—the universal, spiritual, cosmic fire which individualises and in the fiery tongues descends upon the Apostles. It is the fire that is neither heavenly alone nor earthly alone; it is the all-pervading fire which individualises and passes into each single human being. In very truth the Whitsun festival is linked with the whole universe. Just as the Christmas festival is connected with the earth and the Easter festival with the stars, so is the Whitsun festival directly connected with man, with individual man, inasmuch as he receives the spark of spiritual life out of the whole universe. What is bestowed upon mankind in general through the descent to the earth of the Being who was both God and Man, is made ready for every individual human being in the fiery tongues of Pentecost. These fiery tongues represent what lives alike in man, in the stars, in the world. And so for those who are seeking for the spiritual, this festival of Whitsun has a meaning and content of special profundity, calling ever and again for perpetual renewal of the spiritual quest. In our days it is necessary that these thoughts of the festival should be taken in a deeper sense than at other times. For how we shall emerge from the grievous events of this age will depend very largely upon how deeply men are able to experience these thoughts. That souls will have themselves to work their way out of the present catastrophic conditions is already beginning to be realised here and there. And those who have come to Spiritual Science should feel with even greater intensity the need of the age for new strength to be infused into the spiritual life, the need to surmount materialism. This victory over materialism will only be possible if men have the will to kindle the spiritual world into living activity within them, to celebrate the Whitsun festival inwardly and with true earnestness.
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224. The Festivals and Their Meaning III : Ascension and Pentecost: The Whisun Mystery and its Connection with the Ascension
07 May 1923, Dornach Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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224. The Festivals and Their Meaning III : Ascension and Pentecost: The Whisun Mystery and its Connection with the Ascension
07 May 1923, Dornach Tr. Dorothy S. Osmond, Alan P. Shepherd Rudolf Steiner |
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In the course of the evolution of mankind, the different world-religions have placed mighty pictures before humanity. If these pictures are to be fully understood a certain esoteric knowledge is required. In the course of years, such a knowledge, based on Anthroposophy, has been applied to the interpretation of all the four Gospels, in order that their deeper content and meaning may be brought to light.* This content is for the most part in the form of pictures, because pictures refuse to communicate themselves in the narrow, rationalistic way that is possible with concepts and ideas. People think that once a concept has been grasped they have got to the root of everything to which it is relevant. No such opinion is possible in the case of a picture, an imagination. A picture or an imagination works in a living way, like a living being itself. We may have come to know one aspect or another of a living person, but ever and again he will present new aspects to us. We shall not be satisfied, therefore, with definitions purporting to be comprehensive, but we shall endeavour to look for characteristics which contribute to the picture from different angles, giving us increasing knowledge of the person in question.1 To-day I want to bring two familiar pictures before you, and to describe certain aspects of them. The first picture is that of the disciples of Christ Jesus on the day of the Ascension. Gazing upwards, they see Christ vanishing in the clouds. The usual conception of this scene is that Christ went up into heaven and so departed from the earth, and that the disciples were then left, as it were, to their own resources. Likewise all earthly humanity, for whose sake Christ fulfilled the Mystery of Golgotha, was by the Ascension left to its own resources. The thought may occur to you that in a certain respect this belies the reality of the Mystery of Golgotha. We ourselves know that through His deed on Golgotha Christ resolved to unite His own Being with the earth, that is to say, from the Mystery of Golgotha onwards to remain forever connected with earth-evolution. The mighty picture of the Ascension might thus seem to be at variance with what esoteric vision of the Mystery of Golgotha reveals concerning Christ's union with the earth and with mankind. We will try to-day to overcome this seeming contradiction in the light of actual spiritual facts. The second picture is that of the scene ten days after the Ascension, when tongues of fire descend upon the heads of the assembled disciples and they are moved “to speak with other tongues.” What this actually means is that henceforward the disciples were able to impart the secrets of the Deed on Golgotha to the heart of every human being, irrespective of religion or creed. Keeping these two pictures before our minds, we shall try to give some indication of their meaning. Anything more than this is not possible. We know from our study of Anthroposophy, that the evolution of mankind did not begin on the Earth, but that Earth-evolution proper was preceded by a “Moon” evolution, this by a “Sun” evolution, and this again by a “Saturn” evolution, as described in my book An Outline of Occult Science. During the period of the “Saturn” evolution, man developed in his descent from the Spiritual as far as the rudimentary basis of the physical body. In that epoch, however, the physical body was a body of warmth only; that is to say, warmth of varying degrees, forces of warmth, gathered together around the being of soul-and-spirit. During the “Sun” evolution man acquired an aeriform body, during the “Moon” evolution a kind of fluid, watery body, and a solid, earthy body, in the real sense, only during “Earth” evolution proper. Let us think, now, particularly of the Earth-evolution. It fulfils its course in seven successive epochs, of which the first three are recapitulations: the first, a recapitulation of the “Saturn” period, the second of the “Sun” period, the third (the Lemurian epoch) of the “Moon” period. Earth-evolution proper really begins with the fourth epoch, that of Atlantis. We are living now in the fifth epoch, which will be followed by the sixth and the seventh. The mid-point of Earth-evolution falls in the middle of the Atlantean epoch, and so in our present age the Earth has already passed the mid-point of its development. From this you will realise that the Earth is already involved in a declining phase of evolution, and in our time this must always be taken into account. As I have often said, it conforms entirely with the findings even of modern materialistic geology. In his book The Face of the Earth, Eduard Suess has stated that the soil beneath our feet to-day belongs to an earth that is already dying. During the Atlantean epoch the earth was, so to say, in the middle period of life; it teemed with inner life; it had upon it no such formations as the rocks and stones, which are gradually crumbling away. The mineral element was active in the earthly realm in the way in which it is active to-day in an animal organism, in a state of solution out of which deposits will not form unless the organism is diseased. If the animal organism is healthy it is only the bones that can be said to take their form as deposits. In the bones, however, there is still inner life. The bones are not in the condition of death, they are not, like our mountains and rocks, in process of crumbling into dust. The crumbling of the rocks is evidence that the earth is already involved in a death-process. As already said, this is now known even to ordinary materialistic geology. Anthroposophy must add to this knowledge the fact that the earth has been involved in this process of decline ever since the middle of the Atlantean epoch. Moreover, in the earth must be included everything that belongs to it: the plants, the animals, and, above all, physical man. Physical man is part and parcel of the earth. In that the earth is involved in a process of decline, so too is the human physical body. Expressed differently, in more esoteric terms, this signifies that by the middle of the Atlantean epoch, everything that was first laid down in a germinal condition in the warmth-body of the “Saturn” evolution had reached completion. The human physical body actually reached completion by the middle of the Atlantean epoch, and since then the path of its evolution has been one of decline. Evolution does not, of course, proceed with complete uniformity. One race or people enters a phase of evolution earlier or later than another, but, speaking generally, at the time when the Mystery of Golgotha was at hand, the evolution of the physical constitution of man had reached a stage when humanity all over the globe was facing the prospect of finding further incarnation impossible on the earth; in other words, of being unable henceforward to accompany the earth in its declining evolution. In the Schools of Initiation it was known, and can of course also be known to-day, that at about the time of the Mystery of Golgotha the human physical body had reached a degree of decline where the men who were then in incarnation or who were to be incarnated in the near future, that is, up to about the fourth century A.D., were faced with the danger of leaving an earth that was growing more and more desolate and barren, and of finding no possibility in the future of descending from the world of spirit-and-soul and building a physical body out of materials provided by the physical earth. This danger existed, and the inevitable consequence would have been the failure of man to fulfil his allotted earthly mission. The Ahrimanic and Luciferic powers working in combination had succeeded to the extent that at the time of the Mystery of Golgotha, earthly mankind was face to face with the possibility of dying out. Mankind was rescued from this fate through that which was achieved by the Mystery of Golgotha, whereby the human physical body itself was imbued again with the necessary forces of life and freshness. Men were thereby enabled to continue their further evolution on earth, inasmuch as they could now come down from worlds of spirit-and-soul and find it possible to live in physical bodies. Such was the actual effect of the Mystery of Golgotha. I have often spoken of this, as for example in the lecture-course given in Carlsruhe under the title From Jesus to Christ.2 The greatest hostility was aroused by these lectures because, out of a sense of esoteric duty, certain truths were presented which many people wish to keep concealed. Indeed it can be said that from a certain quarter the hostility to Anthroposophy started from these very lectures. What I have described, however, is one aspect of the actual effect of the Mystery of Golgotha. This same fact can, of course, be expressed in many different ways. It was expressed differently in that lecture-course, but what I am now describing is the same fact, merely seen from another side. Through the Mystery of Golgotha, the forces promoting the growth and thriving of man's physical body were quickened anew, with the following result.—It was now made possible for man to receive, during his life of sleep, an impulse he would not otherwise have received. The whole evolution of man on earth takes its course, as we know, in the alternation of waking life and sleep-life. In sleep, the physical body and ether-body remain behind; from the time of falling asleep until that of waking, the ego and the astral body make themselves independent of them. During this state of independence in sleep the influence of the Christ-Force takes effect in the ego and the astral body in those men who through the requisite mood and content of their soul-life have made fitting preparation for this condition of sleep. Penetration of these higher bodies by the Christ-Force, therefore, takes place mainly during the state of sleep. To turn now to the biblical event of the Ascension, we must realise that at that time the disciples had become clairvoyant to a degree at which they were able to behold what is, in truth, a deep secret of earthly evolution. These secrets remain unnoticed by man's everyday consciousness, which is incapable of knowing whether at one point or another in the evolution of humanity something of supreme importance is taking place. There are many such happenings, but the everyday consciousness is unaware of them. The picture of the Ascension actually signifies that at this moment Christ's disciples were able to witness spiritually an event of untold significance, enacted “behind the scenes” as it were of earthly evolution. What they witnessed revealed to them, as in a picture, the prospect of what would have come about for men had the Mystery of Golgotha not taken place. They beheld as a concrete spiritual happening what would have then befallen, namely, that the physical bodies of men would have so deteriorated that the whole future of humanity would have been endangered. For the consequence of this physical deterioration would have been that the human etheric body would have obeyed the forces of attraction which properly belong to it. The etheric body is being drawn all the time towards the sun, not towards the earth. Our constitution as human beings is such that our physical body has earthly heaviness, gravity, but our etheric body, sun-levity. Had the human physical body become what it must have become if the Mystery of Golgotha had not taken place, the etheric bodies of men would have followed their own urge towards the sun and have left the physical body. The existence of mankind on earth would inevitably have come to an end. Until the Mystery of Golgotha, Christ's dwelling-place was the sun. Therefore in that the etheric body of man strives towards the sun, it is striving towards the Christ. Now picture to yourselves the scene on the day of the Ascension. In spiritual vision the disciples see Christ Himself rising heavenwards. A vision is conjured before them of how the power, the impulse of Christ unites itself with the etheric nature of man, in its upward striving; of how at the time of the Mystery of Golgotha man was facing the danger of his etheric body being drawn out into the sun like a cloud, but how, in its sunward streaming, it was held together by Christ. This picture must be understood, for in truth it is a warning. Christ is akin to those forces in man which naturally strive towards the sun and away from the earth, and will always do so. In this picture of the Ascension, something more is manifest to the disciples. Suppose that the Mystery of Golgotha had not taken place and that numbers of men had become clairvoyant to the degree to which the disciples became clairvoyant at this moment. These men would have seen the etheric bodies of certain human beings departing from the earth in the direction of the sun, and they would have come to this conclusion: ‘This is the path man's etheric body is taking. The etheric-earthly element in man is being drawn away into the sun.’ But now, by carrying to its fulfilment the Mystery of Golgotha, Christ has rescued for the earth this sunward-striving etheric body. And thereby is manifest the fact that Christ remains united with mankind on the earth. Thus something else became apparent here, namely that through the Mystery of Golgotha Christ brought to pass within earth-evolution a cosmic event. Christ came down from the heights of spirit, linked Himself with humanity in the man Jesus of Nazareth, fulfilled the Mystery of Golgotha, united His evolution with that of the earth. It was a cosmic Deed accomplished for the whole of humanity. Mark these words: The Deed on Golgotha was fulfilled for all mankind. The eye of clairvoyance can never fail to perceive how, since that Deed, the etheric forces in man, with their urge to escape from the earth, are united with Christ in order that He may keep them in the earth-evolution. This applies to the whole of mankind. This leads us to another consideration. Suppose that only a handful of human beings had been able to acquire knowledge of these facts that relate to the Mystery of Golgotha, and that a large section of mankind—as is actually the case—had not recognised its significance. If this had come about, the earth would be peopled by a few true believers in Christ and by a large number who do not acknowledge the essential content and meaning of the Mystery of Golgotha. What, then, is to be said of the latter? How are these human beings who do not acknowledge the Mystery of Golgotha related to it?—or, better put, how is the Deed of Christ on Golgotha related to these human beings? The Deed of Christ on Golgotha is an objective fact; its cosmic significance does not depend upon what men believe about it. An objective fact has, in itself, reality of being. If an oven is hot, it does not become cold because a number of people believe that it is cold.—The Mystery of Golgotha rescues mankind from the decay of the physical body, no matter what men believe or do not believe about it. The Mystery of Golgotha was enacted for the sake of all men, including those who do not believe in it.—That is the cardinal fact to be remembered. We realise, then, that the Deed on Golgotha was enacted in order that by this means mankind on earth might be quickened to the degree necessary for its rejuvenation. That has come to pass. It has been made possible for men to find on the earth bodies in which they can and will for long ages of future time—be able to incarnate. It is, however, fundamentally as beings of spirit-and-soul that men will pass through existence in these now rejuvenated earthly bodies, and it is as beings of spirit-and-soul that they will be able to appear on the earth again and again. Now the Christ Impulse, which must have significance for the spiritual nature of man as well as for his bodily nature, can impress itself upon a man's waking state, but it can make no impression on his sleeping state unless this Impulse has been received into his soul. The Mystery of Golgotha, therefore, would have produced its effect in the waking life of men who had no knowledge of it; but it would not, in such circumstances, have affected them in their life of sleep. The inevitable result would have been that while men would have gained the possibility of incarnating time and again on the earth, nevertheless, if they had acquired no knowledge of the Mystery of Golgotha, the condition of their sleep would have been such that the connection of their spirit-and-soul nature with Christ must have been lost. Here you see the difference in the relation to the Mystery of Golgotha of those men who have, so to speak, no desire to know anything about it. Christ performed His Deed for their bodies, in order that earthly life should be made possible for them, just as He performed it for utterly unbelieving non-Christian peoples. But to take effect in man's spirit-and-soul nature, the Christ Impulse must also be able to penetrate into the human soul during the state of sleep. And this is only possible if a man consciously acknowledges the import of the Mystery of Golgotha. The spiritual effect of the Mystery of Golgotha, therefore, can proceed only from a true recognition of its content. Thus there are two things that mankind must realise: on the one hand that Christ holds back the ether-body in its perpetual urge towards the sun; and on the other, that man's spirit-and-soul nature, his ego and astral body, can receive the Christ Impulse only in the time between falling asleep and waking—and this is only possible when knowledge of this Impulse has been acquired in waking life. To sum up: the urge of the etheric bodies of men to draw towards the sun is perceived by the disciples in clairvoyant vision. But they also perceive how Christ unites Himself with this urge, restrains it, holds it fast. The mighty scene of the Ascension is that of the rescue of the physical-etheric nature of man by Christ. The disciples withdraw in deep contemplation. For in their awakened souls is the knowledge that through the Mystery of Golgotha complete provision was made for the physical-etheric nature of mankind as a whole. But what happens, they wonder, to the being of spirit-and-soul? Whence does man acquire the power to receive the Christ Impulse into his nature of spirit-and-soul, into his ego and astral body? The answer is found in the Whitsun festival. Through the Mystery of Golgotha the Christ Impulse has taken effect on the earth as a reality which is within the comprehension of spiritual cognition alone. No materialistic knowledge, no materialistic science can understand the Mystery of Golgotha. Hence the soul must acquire the power of spiritual cognition, of spiritual perception, of spiritual feeling, in order to be able to understand how, on Golgotha, the Christ Impulse was united with the impulses of the earth. Christ Jesus fulfilled His Deed on Golgotha to the end that this union might take effect, fulfilled it in such a way that ten days after the event of the Ascension He sent man the possibility of imbuing also his inner nature of spirit-and-soul, his ego and astral body, with the Christ Impulse. The permeation of the human spirit-and-soul with the power to understand the Mystery of Golgotha is the sending of the Holy Spirit. This is the picture of the Whitsun festival, the festival of Pentecost. Christ fulfilled His Deed for all mankind. But to each human individual, in order that he may be able to understand this Deed, Christ sent the Spirit, in order that the individual being of spirit-and-soul may have access to the effects of the Deed that was accomplished for all men in common. Through the Spirit man must learn to experience the Christ Mystery inwardly, in spirit and in soul. Thus these two pictures stand side by side in the history of the evolution of humanity. That of the Ascension tells us: The Deed on Golgotha was fulfilled for the physical body and the etheric body in the universal human sense. That of Whitsun tells us: The single human being must make this Deed bear fruit in himself by receiving the Holy Spirit. Thereby the Christ Impulse becomes individual in each human being. And now something else can be added to the picture of the Ascension. Spiritual visions such as came to the disciples on the day of the Ascension always have a bearing upon what man actually experiences in one or another state of consciousness. After death, as you know, the etheric body leaves the human being. He lays aside the physical body at death, retains the etheric body for a few days, and then the etheric body dissolves, is actually united with the sun. This dissolution after death betokens union with the sun-nature streaming through the space in which the earth, too is included. Since the Mystery of Golgotha, man beholds, together with this departing etheric body, the Christ Who has rescued it for earthly existence through the ages of time to come. So that since the Mystery of Golgotha there stands before the soul of every human being who passes through death the Ascension picture which the disciples were able to behold that day in a particular condition of their soul-life. But for one who makes the Whitsun Mystery, too, part of his being, who allows the Holy Spirit to draw near to him—for such a one this picture after death becomes the source of the greatest consolation he can possibly experience: for now he beholds the Mystery of Golgotha in all its truth and reality. This picture of the Ascension tells him: You can with confidence entrust all your following incarnations to earth-evolution, for through the Mystery of Golgotha Christ has become the Saviour of earth-evolution.—For one who does not penetrate with his ego and astral body—that is to say, does not penetrate with knowledge and with feeling—to the essence of the Mystery of Golgotha, for him this picture is a reproach until such time as he too learns to understand it. After death, the picture is as it were an admonition: Endeavour to acquire for the next earthly life such forces as will enable you to understand the Mystery of Golgotha!—That this picture of the Ascension should, to begin with, be an admonition, is only natural; for in subsequent earthly lives men can endeavour to apply the forces they have been admonished to acquire, and gain understanding of the Mystery of Golgotha. You can now perceive the difference between those who with their inmost forces of faith, knowledge and feeling put their trust in the Mystery of Golgotha, and those who do not. The Mystery of Golgotha was fulfilled for mankind as a whole, in respect of the physical body and etheric body only. The sending of the Holy Spirit, the Whitsun mystery, signifies that the soul and spirit of man can partake of the fruits of the Deed on Golgotha only if he finds wings to bear him to actual understanding of the essence and meaning of that Deed. But because this essence and meaning can be fully grasped by spiritual knowledge alone, not by material knowledge, it follows that the truth of the Whitsun festival can be grasped only when men realise that the sending of the Holy Spirit is the challenge to humanity more and more to achieve Spirit-knowledge, through which alone the Mystery of Golgotha can be understood. That it must be understood—this is the challenge of the Whitsun Mystery. That it came to pass for all mankind—this is the revelation given in the Ascension. And so it can truly be said that Anthroposophy enables us to understand the relation of the Whitsun Mystery to the Ascension revelation. We can feel Anthroposophy to be like a herald bringing illumination to these festivals of Spring, and to its many facets we have added yet another, essentially belonging to it. This should convey to you the mood-of-soul in which the true feeling for the festivals of the Ascension and of Whitsun can arise. The pictures which such festivals bring before the soul are like living beings: we can approach nearer and nearer to their reality, learn to know them more and more intimately. When once again the year is filled with spiritual understanding of the festival seasons, it will be imbued with cosmic reality, and within earthly existence men will experience cosmic existence. Whitsun is pre-eminently a festival of flowers. If a man has a true feeling for this Festival he will go out among the buds and blossoms opening under the influence of the sun, under the etheric and astral influences—and he will perceive in the flower-decked earth the earthly image of what flows together in the picture of Christ's Ascension, and the descent of the tongues of fire upon the heads of the disciples which followed later. The heart of man as it opens may be symbolised by the flower opening itself to the sun; and what pours down from the sun, giving the flower the fertilising power it needs, may be symbolised by the tongues of fire descending: upon the heads of the disciples. Anthroposophy can work upon human hearts with the power that streams from an understanding of the festival times and from true contemplation of each festival season; it can help to evoke the mood-of-soul that conforms truly with these days of the Spring festivals.
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