4. The Philosophy of Freedom (1964): Thinking in the service of Knowledge
Translated by Michael Wilson |
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4. The Philosophy of Freedom (1964): Thinking in the service of Knowledge
Translated by Michael Wilson |
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[ 1 ] When I observe how a billiard ball, when struck, communicates its motion to another, I remain entirely without influence on the course of this observed process. The direction of motion and the velocity of the second ball are determined by the direction and velocity of the first. As long as I remain a mere spectator, I can only say anything about the movement of the second ball when it has taken place. It is quite different when I begin to reflect on the content of my observation. The purpose of my reflection is to form concepts of the occurrence. I connect the concept of an elastic ball with certain other concepts of mechanics, and take into consideration the special circumstances which obtain in the instance in question. I try, in other words, to add to the occurrence which takes place without my assistance a second process which takes place in the conceptual sphere. This latter one is dependent on me. This is shown by the fact that I can rest content with the observation, and renounce all search for concepts if I have no need of them. If however, this need is present, then I am not satisfied until I have brought the concepts Ball, Elasticity, Motion, Impact, Velocity, etc., into a certain connection, to which the observed process is related in a definite way. As surely as the occurrence goes on independently of me, so surely is the conceptual process unable to take place without my assistance. [ 2 ] We shall have to consider later whether this activity of mine really proceeds from my own independent being, or whether those modern physiologists are right who say that we cannot think as we will, but that we must think just as those thoughts and thought-connections determine that happen to be present in our consciousness.1 For the present we wish merely to establish the fact that we constantly feel obliged to seek for concepts and connections of concepts, which stand in a certain relation to the objects and events which are given independently of us. Whether this activity is really ours or whether we perform it according to an unalterable necessity, is a question we need not decide at present. That it appears in the first instance to be ours is beyond question. We know for certain that we are not given the concepts together with the objects. That I am myself the agent in the conceptual process may be an illusion, but to immediate observation it certainly appears to be so. The question is, therefore: What do we gain by supplementing an event with a conceptual counterpart? [ 3 ] There is a profound difference between the ways in which, for me, the parts of an event are related to one another before, and after, the discovery of the corresponding concepts. Mere observation can trace the parts of a given event as they occur, but their connection remains obscure without the help of concepts. I see the first billiard ball move towards the second in a certain direction and with a certain velocity. What will happen after the impact I must await, and again I can only follow it with my eyes. Suppose someone, at the moment of impact, obstructs my view of the field where the event is taking place, then, as mere spectator, I remain ignorant of what happens afterwards. The situation is different if prior to the obstruction of my view I have discovered the concepts corresponding to the pattern of events. In that case I can say what will happen even when I am no longer able to observe. An event or an object which is merely observed, does not of itself reveal anything about its connection with other events or objects. This connection becomes evident only when observation is combined with thinking. [ 4 ] Observation and thinking are the two points of departure for all the spiritual striving of man, in so far as he is conscious of such striving. The workings of common sense, as well as the most complicated scientific researches, rest on these two fundamental pillars of our spirit. Philosophers have started from various primary antitheses: idea and reality, subject and object, appearance and thing-in-itself, “I” and “Not-I”, idea and will, concept and matter, force and substance, the conscious and the unconscious. It is easy to show, however, that all these antitheses must be preceded by that of observation and thinking, this being for man the most important one. [ 5 ] Whatever principle we choose to lay down, we must either prove that somewhere we have observed it, or we must enunciate it in the form of a clear thought which can be re-thought by any other thinker. Every philosopher who sets out to discuss his fundamental principles must express them in conceptual form and thus use thinking. He therefore indirectly admits that his activity presupposes thinking. Whether thinking or something else is the chief factor in the evolution of the world will not be decided at this point. But that without thinking, the philosopher can gain no knowledge of such evolution, is clear from the start. In the occurrence of the world phenomena, thinking may play a minor part; but in the forming of a view about them, there can be no doubt that, its part is a leading one. [ 6 ] As regards observation, our need of it is due to the way we are constituted. Our thinking about a horse and the object “horse” are two things which for us emerge apart from each other. This object is accessible to us only by means of observation. As little as we can form a concept of a horse by merely staring at the animal, just as little are we able by mere thinking to produce a corresponding object. [ 7 ] In sequence of time, observation does in fact come before thinking. For even thinking we must get to know first through observation. It was essentially a description of an observation when, at the beginning of this chapter, we gave an account of how thinking lights up in the presence of an event and goes beyond what is merely presented. Everything that enters the circle of our experience, we first become aware of through observation. The content of sensation, perception and contemplation, all feelings, acts of will, dreams and fancies, mental pictures, concepts and ideas, all illusions and hallucinations, are given to us through observation. [ 8 ] But thinking as an object of observation differs essentially from all other objects. The observation of a table, or a tree, occurs in me as soon as these objects appear upon the horizon of my experience. Yet I do not, at the same time, observe my thinking about these things. I observe the table, and I carry out the thinking about the table, but I do not at the same moment observe this. I must first take up a standpoint outside my own activity if, in addition to observing the table, I want also to observe my thinking about the table. Whereas observation of things and events, and thinking about them, are everyday occurrences filling up the continuous current of my life, observation of the thinking itself is a kind of exceptional state. This fact must be properly taken into account when we come to determine the relationship of thinking to all other contents of observation. We must be quite clear about the fact that, in observing thinking, we are applying to it a procedure which constitutes the normal course of events for the study of the whole of the rest of the world-content, but which in this normal course of events is not applied to thinking itself. [ 9 ] Someone might object that what I have said about thinking applies equally to feeling and to all other spiritual activities. Thus for instance, when I have a feeling of pleasure, the feeling is also kindled by the object, and it is this object that I observe, but not the feeling of pleasure. This objection, however, is based on an error. Pleasure does not stand at all in the same relation to its object as the concept formed by thinking. I am conscious, in the most positive way, that the concept of a thing is formed through my activity; whereas pleasure is produced in me by an object in the same way as, for instance, a change is caused in an object by a stone which falls on it. For observation, a pleasure is given in exactly the same way as the event which causes it. The same is not true of the concept. I can ask why a particular event arouses in me a feeling of pleasure, but I certainly cannot ask why an event produces in me a particular set of concepts. The question would be simply meaningless. In reflecting upon an event, I am in no way concerned with an effect upon myself. I can learn nothing about myself through knowing the concepts which correspond to the observed change in a pane of glass by a stone thrown against it. But I do very definitely learn something about my personality when I know the feeling which a certain event arouses in me. When I say of an observed object, “This is a rose,” I say absolutely nothing about myself; but when I say of the same thing that “it gives me a feeling of pleasure,” I characterize not only the rose, but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of putting thinking and feeling on a level as objects of observation. And the same could easily be shown of other activities of the human spirit. Unlike thinking, they must be classed with other observed objects or events. The peculiar nature of thinking lies just in this, that it is an activity which is directed solely upon the observed object and not on the thinking personality. This is apparent even from the way in which we express our thoughts about an object, as distinct from our feelings or acts of will. When I see an object and recognize it as a table, I do not as a rule say, “I am thinking of a table,” but, “this is a table.” On the other hand, I do say, “I am pleased with the table.” In the former case, I am not at all interested in stating that I have entered into a relation with the table; whereas in the latter case, it is just this relation that matters. In saying, “I am thinking of a table,” I already enter the exceptional state characterized above, in which something that is always contained—though not as an observed object—within our spiritual activity, is itself made into an object of observation. [ 11 ] This is just the peculiar nature of thinking, that the thinker forgets his thinking while actually engaged in it. What occupies his attention is not his thinking, but the object of his thinking, which he is observing. [ 12 ] The first observation which we make about thinking is therefore this: that it is the unobserved element in our ordinary mental and spiritual life. [ 13 ] The reason why we do not observe the thinking that goes on in our ordinary life is none other than this, that it is due to our own activity. Whatever I do not myself produce, appears in my field of observation as an object; I find myself confronted by it as something that has come about independently of me. It comes to meet me. I must accept it as something that precedes my thinking process, as a premise. While I am reflecting upon the object, I am occupied with it, my attention is focussed upon it. To be thus occupied is precisely to contemplate by thinking. I attend, not to my activity, but to the object of this activity. In other words, while I am thinking I pay no heed to my thinking, which is of my own making, but only to the object of my thinking, which is not of my making. [ 14 ] I am, moreover, in the same position when I enter into the exceptional state and reflect on my own thinking. I can never observe my present thinking; I can only subsequently take my experiences of my thinking process as the object of fresh thinking. If I wanted to watch my present thinking, I should have to split myself into two persons, one to think, the other to observe this thinking. But this I cannot do. I can only accomplish it in two separate acts. The thinking to be observed is never that in which I am actually engaged, but another one. Whether, for this purpose, I make observations of my own former thinking, or follow the thinking process of another person, or finally, as in the example of the motions of the billiard balls, assume an imaginary thinking process, is immaterial. [ 15 ] There are two things which are incompatible with one another: productive activity and the simultaneous contemplation of it. This is recognized even in Genesis (1, 31). Here God creates the world in the first six days, and only when it is there is any contemplation of it possible: “And God saw everything that he had made and, behold, it was very good.” The same applies to our thinking. It must be there first, if we would observe it. [ 16 ] The reason why it is impossible to observe thinking in the actual moment of its occurrence, is the very one which makes it possible for us to know it more immediately and more intimately than any other process in the world. Just because it is our own creation do we know the characteristic features of its course, the manner in which the process takes place. What in all other spheres of observation can be found only indirectly, namely, the relevant context and the relationship between the individual objects, is, in the case of thinking, known to us in an absolutely direct way. I do not on the face of it know why, for my observation, thunder follows lightning; but I know directly, from the very content of the two concepts, why my thinking connects the concept of thunder with the concept of lightning. It does not matter in the least whether I have the right concepts of lightning and thunder. The connection between those concepts that I do have is clear to me, and this through the very concepts themselves. [ 17 ] This transparent clearness concerning our thinking process is quite independent of our knowledge of the physiological basis of thinking. Here I am speaking of thinking in so far as we know it from the observation of our own spiritual activity. How one material process in my brain causes or influences another while I am carrying out a thinking operation, is quite irrelevant. What I observe about thinking is not what process in my brain connects the concept lightning with the concept thunder but what causes me to bring the two concepts into a particular relationship. My observation shows me that in linking one thought with another there is nothing to guide me but the content of my thoughts; I am not guided by any material processes in my brain. In a less materialistic age than our own, this remark would of course be entirely superfluous. Today, however, when there are people who believe that once we know what matter is we shall also know how it thinks, we do have to insist that one may talk about thinking without trespassing on the domain of brain physiology. Many people today find it difficult to grasp the concept of thinking in its purity. Anyone who challenges the description of thinking which I have given here by quoting Cabanis' statement that “the brain secretes thoughts as the liver does gall or the spittle-glands spittle ...”, simply does not know what I am talking about. He tries to find thinking by a process of mere observation in the same way that we proceed in the case of other objects that make up the world. But he cannot find it in this way because, as I have shown, it eludes just this ordinary observation. Whoever cannot transcend materialism lacks the ability to bring about the exceptional condition I have described, in which he becomes conscious of what in all other spiritual activity remains unconscious. If someone is not willing to take this standpoint, then one can no more discuss thinking with him than one can discuss color with a blind man. But in any case he must not imagine that we regard physiological processes as thinking. He fails to explain thinking because he simply does not see it. [ 18 ] For everyone, however, who has the ability to observe thinking—and with good will every normal man has this ability—this observation is the most important one he can possibly make. For he observes something of which he himself is the creator; he finds himself confronted, not by an apparently foreign object, but by his own activity. He knows how the thing he is observing comes into being. He sees into its connections and relationships. A firm point has now been reached from which one can, with some hope of success, seek an explanation of all other phenomena of the world. [ 19 ] The feeling that he had found such a firm point led the father of modern philosophy, Descartes, to base the whole of human knowledge on the principle: I think, therefore I am. All other things, all other events, are there independently of me. Whether they be truth, or illusion, or dream, I know not. There is only one thing of which I am absolutely certain, for I myself give it its certain existence; and that is my thinking. Whatever other origin it may ultimately have, may it come from God or from elsewhere, of one thing I am certain: that it exists in the sense that I myself bring it forth. Descartes had, to begin with, no justification for giving his statement more meaning than this. All that he had any right to assert was that within the whole world content I apprehend myself in my thinking as in that activity which is most uniquely my own. What the attached “therefore I am” is supposed to mean has been much debated. It can have a meaning on one condition only. The simplest assertion I can make of a thing is that it is, that it exists. How this existence can be further defined in the case of any particular thing that appears on the horizon of my experience, is at first sight impossible to say. Each object must first be studied in its relation to others before we can determine in what sense it can be said to exist. An experienced event may be a set of percepts or it may be a dream, an hallucination, or something else. In short, I am unable to say in what sense it exists. I cannot gather this from the event in itself, but I shall find it out when I consider the event in its relation to other things. But here again I cannot know more than just how it stands in relation to these other things. My investigation touches firm ground only when I find an object which exists in a sense which I can derive from the object itself. But I am myself such an object in that I think, for I give to my existence the definite, self-determined content of the thinking activity. From here I can go on to ask whether other things exist in the same or in some other sense. [ 20 ] When we make thinking an object of observation, we add to the other observed contents of the world something which usually escapes our attention. But the way we stand in relation to the other things is in no way altered. We add to the number of objects of observation, but not to the number of methods. While we are observing the other things, there enters among the processes of the world—among which I now include observation—one process which is overlooked. Something is present which is different from all other processes, something which is not taken into account. But when I observe my own thinking, no such neglected element is present. For what now hovers in the background is once more just thinking itself. The object of observation is qualitatively identical with the activity directed upon it. This is another characteristic feature of thinking. When we make it an object of observation, we are not compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave an independently given object into my thinking, I transcend my observation, and the question arises: What right have I to do this? Why do I not simply let the object impress itself upon me? How is it possible for my thinking to be related to the object? These are questions which everyone must put to himself who reflects on his own thought processes. But all these questions cease to exist when we think about thinking itself. We then add nothing to our thinking that is foreign to it, and therefore have no need to justify any such addition. [ 22 ] Schelling says, “To know Nature means to create Nature.” If we take these words of this bold Nature-philosopher literally, we shall have to renounce for ever all hope of gaining knowledge of Nature. For Nature is there already, and in order to create it a second time, we must first know the principles according to which it has originated. From the Nature that already exists we should have to borrow or crib the fundamental principles for the Nature we want to begin by creating. This borrowing, which would have to precede the creating, would however mean knowing Nature, and this would still be so even if after the borrowing no creation were to take place. The only kind of Nature we could create without first having knowledge of it would be a Nature that does not yet exist. [ 23 ] What is impossible for us with regard to Nature, namely, creating before knowing, we achieve in the case of thinking. Were we to refrain from thinking until we had first gained knowledge of it, we would never come to it at all. We must resolutely plunge right into the activity of thinking, so that afterwards, by observing what we have done, we may gain knowledge of it. For the observation of thinking, we ourselves first create an object; the presence of all other objects is taken care of without any activity on our part. [ 24 ] My contention that we must think before we can examine thinking might easily be countered by the apparently equally valid contention that we cannot wait with digesting until we have first observed the process of digestion. This objection would be similar to that brought by Pascal against Descartes, when he asserted that we might also say, “I walk, therefore I am.” Certainly I must go straight ahead with digesting and not wait until I have studied the physiological process of digestion. But I could only compare this with the study of thinking if, after digestion, I set myself not to study it by thinking, but to eat and digest it. It is after all not without reason that, whereas digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This then is indisputable, that in thinking we have got hold of one corner of the whole world process which requires our presence if anything is to happen. And this is just the point upon which everything turns. The very reason why things confront me in such a puzzling way is just that I play no part in their production. They are simply given to me, whereas in the case of thinking I know how it is done. Hence for the study of all that happens in the world there can be no more fundamental starting point than thinking itself. [ 26 ] I should now like to mention a widely current error which prevails with regard to thinking. It is often said that thinking, as it is in itself, is nowhere given to us: the thinking that connects our observations and weaves a network of concepts about them is not at all the same as that which we subsequently extract from the objects of observation in order to make it the object of our study. What we first weave unconsciously into the things is said to be quite different from what we consciously extract from them again. [ 27 ] Those who hold this view do not see that it is impossible in this way to escape from thinking. I cannot get outside thinking when I want to study it. If we want to distinguish between thinking before we have become conscious of it, and thinking of which we have subsequently become aware, we should not forget that this distinction is a purely external one which has nothing to do with the thing itself. I do not in any way alter a thing by thinking about it. I can well imagine that a being with quite differently constructed sense organs and with a differently functioning intelligence, would have a very different mental picture of a horse from mine, but I cannot imagine that my own thinking becomes something different through the fact that I observe it. I myself observe what I myself produce. Here we are not talking of how my thinking looks to an intelligence other than mine, but of how it looks to me. In any case the picture of my thinking which another intelligence might have cannot be a truer one than my own. Only if I were not myself the being doing the thinking, but if the thinking were to confront me as the activity of a being quite foreign to me, might I then say that although my own picture of the thinking may arise in a particular way, what the thinking of that being may be like in itself, I am quite unable to know. [ 28 ] So far, there is not the slightest reason why I should regard my own thinking from any point of view other than my own. After all, I contemplate the rest of the world by means of thinking. Why should I make my thinking an exception? [ 29 ] I believe I have given sufficient reasons for making thinking the starting point for my study of the world. When Archimedes had discovered the lever, he thought he could lift the whole cosmos from its hinges, if only he could find a point of support for his instrument. He needed something that was supported by itself and by nothing else. In thinking we have a principle which subsists through itself. Let us try, therefore, to understand the world starting from this basis. We can grasp thinking by means of itself. The question is, whether we can also grasp anything else through it. [ 30 ] I have so far spoken of thinking without taking account of its vehicle, human consciousness. Most present-day philosophers would object that before there can be thinking, there must be consciousness. Hence we ought to start, not from thinking, but from consciousness. There is no thinking, they say, without consciousness. To this I must reply that in order to clear up the relation between thinking and consciousness, I must think about it. Hence I presuppose thinking. Nevertheless one could still argue that although, when the philosopher tries to understand consciousness he makes use of thinking and to that extent presupposes it, yet in the ordinary course of life thinking does arise within consciousness and therefore presupposes consciousness. Now if this answer were given to the world creator when he was about to create thinking, it would doubtless be to the point. Naturally it is not possible to create thinking before consciousness. The philosopher, however, is not concerned with creating the world but with understanding it. Accordingly he has to seek the starting points not for the creation of the world but for the understanding of it. It seems to me very strange that the philosopher should be reproached for troubling himself first and foremost about the correctness of his principles instead of turning straight to the objects which he seeks to understand. The world creator had above all to know how to find a vehicle for thinking, but the philosopher has to seek a secure foundation for his attempts to understand what already exists. How does it help us to start with consciousness and subject it to the scrutiny of thinking, if we do not first know whether thinking is in fact able to give us insight into things at all? [ 31 ] We must first consider thinking quite impartially, without reference to a thinking subject or a thought object. For both subject and object are concepts formed by thinking. There is no denying that before anything else can be understood, thinking must be understood. Whoever denies this fails to realize that man is not the first link in the chain of creation but the last. Hence, in order to explain the world by means of concepts, we cannot start from the elements of existence which came first in time, but we must begin with that element which is given to us as the nearest and most intimate. We cannot at one bound transport ourselves back to the beginning of the world in order to begin our studies from there, but we must start from the present moment and see whether we can ascend from the later to the earlier. As long as Geology invented fabulous catastrophes to account for the present state of the earth, it groped in darkness. It was only when it began to study the processes at present at work on the earth, and from these to argue back to the past, that it gained a firm foundation. As long as Philosophy goes on assuming all sorts of basic principles, such as atom, motion, matter, will, or the unconscious, it will hang in the air. Only if the philosopher recognizes that which is last in time as his first point of attack, can he reach his goal. This absolutely last thing at which world evolution has arrived is in fact thinking. [ 32 ] There are people who say it is impossible to ascertain with certainty whether our thinking is right or wrong, and thus our starting point is in any case a doubtful one. It would be just as sensible to doubt whether a tree is in itself right or wrong. Thinking is a fact, and it is meaningless to speak of the truth or falsity of a fact. I can, at most, be in doubt as to whether thinking is correctly applied, just as I can doubt whether a certain tree supplies wood adapted to the making of this or that useful object. To show how far the application of thinking to the world is right or wrong, is precisely the task of this book. I can understand anyone doubting whether, by means of thinking, we can gain knowledge of the world, but it is incomprehensible to me how anyone can doubt the rightness of thinking in itself. Author's addition, 1918[ 33 ] In the preceding discussion I have pointed out the significant difference between thinking and all other activities of the soul, as a fact which presents itself to genuinely unprejudiced observation. Anyone who does not strive towards this unprejudiced observation will be tempted to bring against my arguments such objections as these: When I think about a rose, this after all only expresses a relation of my “I” to the rose, just as when I feel the beauty of the rose. There is a relation between “I” and object in the case of thinking just as much as in the case of feeling or perceiving. Such an objection leaves out of account the fact that only in the thinking activity does the “I” know itself to be one and the same being with that which is active, right into all the ramifications of this activity. With no other soul activity is this so completely the case. For example, in a feeling of pleasure it is perfectly possible for a more delicate observation to discriminate between the extent to which the “I” knows itself to be one and the same being with what is active, and the extent to which there is something passive in the “I” to which the pleasure merely presents itself. The same applies to the other soul activities. Above all one should not confuse the “having of thought-images” with the elaboration of thought by thinking. Thought-images may appear in the soul after the fashion of dreams, like vague intimations. But this is not thinking. True, someone might now say: If this is what you mean by “thinking”, then your thinking involves willing and you have to do not merely with thinking but also with the will in the thinking. However, this would simply justify us in saying: Genuine thinking must always be willed. But this is quite irrelevant to the characterization of thinking as this has been given in the preceding discussion. Granted that the nature of thinking necessarily implies its being willed, the point that matters is that nothing is willed which, in being carried out, does not appear to the “I” as an activity completely its own and under its own supervision. Indeed, we must say that owing to the very nature of thinking as here defined, it must appear to the observer as willed through and through. If we really make the effort to grasp everything that is relevant to a judgment about the nature of thinking, we cannot fail to see that this soul activity does have the unique character we have here described. [ 34 ] A person whom the author of this book rates very highly as a thinker has objected that it is impossible to speak about thinking as we are doing here, because what one believes oneself to have observed as active thinking is nothing but an illusion. In reality one is observing only the results of an unconscious activity which lies at the basis of thinking. Only because this unconscious activity is not observed does the illusion arise that the observed thinking exists in its own right, just as when in an illumination by means of a rapid succession of electric sparks we believe that we are seeing a continuous movement. This objection, too, rests only on an inaccurate view of the facts. In making it, one forgets that it is the “I” itself which, from its standpoint inside the thinking, observes its own activity. The “I” would have to stand outside the thinking in order to suffer the sort of deception which is caused by an illumination with a rapid succession of electric sparks. It would be much truer to say that precisely in using such an analogy one is forcibly deceiving oneself, just as if someone seeing a moving light were to insist that it is being freshly lit by an unknown hand at every point where it appears. No, whoever is determined to see in thinking anything other than a clearly surveyable activity produced by the “I” itself, must first shut his eyes to the plain facts that are there for the seeing, in order then to invent a hypothetical activity as the basis of thinking. If he does not thus blind himself, he will have to recognize that everything which he “thinks up” in this way as an addition to the thinking only leads him away from its real nature. Unprejudiced observation shows that nothing is to be counted as belonging to the nature of thinking except what is found in thinking itself. One will never arrive at something which is the cause of thinking if one steps outside the realm of thinking itself.
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4. The Philosophy of Freedom (1964): The World as Percept
Translated by Michael Wilson |
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4. The Philosophy of Freedom (1964): The World as Percept
Translated by Michael Wilson |
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[ 1 ] Through thinking, concepts and ideas arise. What a concept is cannot be expressed in words. Words can do no more than draw our attention to the fact that we have concepts. When someone sees a tree, his thinking reacts to his observation, an ideal element is added to the object, and he considers the object and the ideal counterpart as belonging together. When the object disappears from his field of observation, only the ideal counterpart of it remains. This latter is the concept of the object. The more our range of experience is widened, the greater becomes the sum of our concepts. But concepts certainly do not stand isolated from one another. They combine to form a systematically ordered whole. The concept “organism”, for instance, links up with those of “orderly development” and “growth”. Other concepts which are based on single objects merge together into a unity. All concepts I may form of lions merge into the collective concept “lion”. In this way all the separate concepts combine to form a closed conceptual system in which each has its special place. Ideas do not differ qualitatively from concepts. They are but fuller, more saturated, more comprehensive concepts. I must attach special importance to the necessity of bearing in mind, here, that I make thinking my starting point, and not concepts and ideas which are first gained by means of thinking. For these latter already presuppose thinking. My remarks regarding the self-supporting and self-determined nature of thinking cannot, therefore, be simply transferred to concepts. (I make special mention of this, because it is here that I differ from Hegel, who regards the concept as something primary and original.) [ 2 ] Concepts cannot be gained through observation. This follows from the simple fact that the growing human being only slowly and gradually forms the concepts corresponding to the objects which surround him. Concepts are added to observation. [ 3 ] A philosopher widely read at the present day—Herbert Spencer—describes the mental process which we carry out with respect to observation as follows:
A closer analysis shows matters to stand very differently from the way described above. When I hear a noise, I first look for the concept which fits this observation. It is this concept which first leads me beyond the mere noise. If one thinks no further, one simply hears the noise and is content to leave it at that. But my reflecting makes it clear to me that I have to regard the noise as an effect. Therefore not until I have connected the concept of effect with the perception of the noise, do I feel the need to go beyond the solitary observation and look for the cause. The concept of effect calls up that of cause, and my next step is to look for the object which is being the cause, which I find in the shape of the partridge. But these concepts, cause and effect, I can never gain through mere observation, however many instances the observation may cover. Observation evokes thinking, and it is thinking that first shows me how to link one separate experience to another. [ 5 ] If one demands of a “strictly objective science” that it should take its content from observation alone, then one must at the same time demand that it should forego all thinking. For thinking, by its very nature, goes beyond what is observed. [ 6 ] We must now pass from thinking to the being that thinks; for it is through the thinker that thinking is combined with observation. Human consciousness is the stage upon which concept and observation meet and become linked to one another. In saying this we have in fact characterized this (human) consciousness. It is the mediator between thinking and observation. In as far as we observe a thing it appears to us as given; in as far as we think, we appear to ourselves as being active. We regard the thing as object and ourselves as thinking subject. Because we direct our thinking upon our observation, we have consciousness of objects; because we direct it upon ourselves, we have consciousness of ourselves, or self-consciousness. Human consciousness must of necessity be at the same time self-consciousness because it is a consciousness which thinks. For when thinking contemplates its own activity, it makes its own essential being, as subject, into a thing, as object. [ 7 ] It must, however, not be overlooked that only with the help of thinking am I able to determine myself as subject and contrast myself with objects. Therefore thinking must never be regarded as a merely subjective activity. Thinking lies beyond subject and object. It produces these two concepts just as it produces all others. When, therefore, I, as thinking subject, refer a concept to an object, we must not regard this reference as something purely subjective. It is not the subject that makes the reference, but thinking. The subject does not think because it is a subject; rather it appears to itself as subject because it can think. The activity exercised by man as a thinking being is thus not merely subjective. Rather is it something neither subjective nor objective, that transcends both these concepts. I ought never to say that my individual subject thinks, but much more that my individual subject lives by the grace of thinking. Thinking is thus an element which leads me out beyond myself and connects me with the objects. But at the same time it separates me from them, inasmuch as it sets me, as subject, over against them. [ 8 ] It is just this which constitutes the double nature of man. He thinks, and thereby embraces both himself and the rest of the world. But at the same time it is by means of thinking that he determines himself as an individual confronting the things. [ 9 ] We must next ask ourselves how that other element, which we have so far simply called the object of observation and which meets the thinking in our consciousness, comes into our consciousness at all. [ 10 ] In order to answer this question we must eliminate from our field of observation everything that has been imported by thinking. For at any moment the content of our consciousness will already be interwoven with concepts in the most varied ways. [ 11 ] We must imagine that a being with fully developed human intelligence originates out of nothing and confronts the world. What it would be aware of, before it sets its thinking in motion, would be the pure content of observation. The world would then appear to this being as nothing but a mere disconnected aggregate of objects of sensation: colors, sounds, sensations of pressure, of warmth, of taste and smell; also feelings of pleasure and pain. This aggregate is the content of pure, unthinking observation. Over against it stands thinking, ready to begin its activity as soon as a point of attack presents itself. Experience shows at once that this does happen. Thinking is able to draw threads from one element of observation to another. It links definite concepts with these elements and thereby establishes a relationship between them. We have already seen how a noise which we hear becomes connected with another observation by our identifying the former as the effect of the latter. [ 12 ] If now we recollect that the activity of thinking is on no account to be considered as merely subjective, then we shall also not be tempted to believe that the relationships thus established by thinking have merely subjective validity. [ 13 ] Our next task is to discover by means of thoughtful reflection what relation the immediately given content of observation mentioned above has to the conscious subject. [ 14 ] The ambiguity of current speech makes it necessary for me to come to an agreement with my readers concerning the use of a word which I shall have to employ in what follows. I shall apply the word “percept” to the immediate objects of sensation enumerated above, in so far as the conscious subject apprehends them through observation. It is, then, not the process of observation but the object of observation which I call the “percept”. [ 15 ] I do not choose the term “sensation”, since this has a definite meaning in physiology which is narrower than that of my concept of “percept”. I can speak of a feeling in myself (emotion) as percept, but not as sensation in the physiological sense of the term. Even my feeling becomes known to me by becoming a percept for me. And the way in which we gain knowledge of our thinking through observation is such that thinking too, in its first appearance for our consciousness, may be called a percept. [ 16 ] The naïve man regards his percepts, such as they appear to his immediate apprehension, as things having an existence wholly independent of him. When he sees a tree he believes in the first instance that it stands in the form which he sees, with the colors of its various parts, and so on, there on the spot towards which his gaze is directed. When the same man sees the sun in the morning appear as a disc on the horizon, and follows the course of this disc, he believes that all this actually exists and happens just as he observes it. To this belief he clings until he meets with further percepts which contradict his former ones. The child who as yet has no experience of distance grasps at the moon, and only corrects its picture of the reality, based on first impressions, when a second percept contradicts the first. Every extension of the circle of my percepts compels me to correct my picture of the world. We see this in everyday life, as well as in the spiritual development of mankind. The picture which the ancients made for themselves of the relation of the earth to the sun and other heavenly bodies had to be replaced by another when Copernicus found that it was not in accordance with some percepts, which in those early days were unknown. A man who had been born blind said, when operated on by Dr. Franz, that the picture of the size of objects which he had formed by his sense of touch before his operation, was a very different one. He had to correct his tactual percepts by his visual percepts. [ 17 ] How is it that we are compelled to make these continual corrections to our observations? [ 18 ] A simple reflection gives the answer to this question. When I stand at one end of an avenue, the trees at the other end, away from me, seem smaller and nearer together than those where I stand. My percept-picture changes when I change the place from which I am looking. Therefore the form in which it presents itself to me is dependent on a condition which is due not to the object but to me, the perceiver. It is all the same to the avenue wherever I stand. But the picture I have of it depends essentially on just this viewpoint. In the same way, it makes no difference to the sun and the planetary system that human beings happen to look at them from the earth; but the percept-picture of the heavens presented to them is determined by the fact that they inhabit the earth. This dependence of our percept-picture on our place of observation is the easiest one to understand. The matter becomes more difficult when we realize how our world of percepts is dependent on our bodily and spiritual organization. The physicist shows us that within the space in which we hear a sound there are vibrations of the air, and also that the body in which we seek the origin of the sound exhibits a vibrating movement of its parts. We perceive this movement as sound only if we have a normally constructed ear. Without this the world would be for ever silent for us. Physiology tells us that there are people who perceive nothing of the magnificent splendor of color which surrounds us. Their percept-picture has only degrees of light and dark. Others are blind only to one color, for example, red. Their world picture lacks this hue, and hence it is actually a different one from that of the average man. I should like to call the dependence of my percept-picture on my place of observation, “mathematical”, and its dependence on my organization, “qualitative”. The former determines the proportions of size and mutual distances of my percepts, the latter their quality. The fact that I see a red surface as red—this qualitative determination—depends on the organization of my eye. [ 19 ] My percept-pictures, then, are in the first instance subjective. The recognition of the subjective character of our percepts may easily lead us to doubt whether there is any objective basis for them at all. When we realize that a percept, for example that of a red color or of a certain tone, is not possible without a specific structure of our organism, we may easily be led to believe that it has no permanency apart from our subjective organization and that, were it not for our act of perceiving it as an object, it would not exist in any sense. The classical representative of this view is George Berkeley, who held that from the moment we realize the importance of the subject for perception, we are no longer able to believe in the existence of a world without a conscious Spirit.
On this view, when we take away the fact of its being perceived, nothing remains of the percept. There is no color when none is seen, no sound when none is heard. Extension, form, and motion exist as little as color and sound apart from the act of perception. Nowhere do we see bare extension or shape, but these are always bound up with color or some other quality unquestionably dependent upon our subjectivity. If these latter disappear when we cease to perceive them, then the former, being bound up with them, must disappear likewise. [ 20 ] To the objection that there must be things that exist apart from consciousness and to which the conscious percept-pictures are similar, even though figure, color, sound, and so on, have no existence except within the act of perceiving, the above view would answer that a color can be similar only to a color, a figure only to a figure. Our percepts can be similar only to our percepts and to nothing else. Even what we call an object is nothing but a collection of percepts which are connected in a particular way. If I strip a table of its shape, extension, color, etc.—in short, of all that is merely my percept—then nothing remains over. This view, followed up logically, leads to the assertion that the objects of my perceptions exist only through me, and indeed only in as far as, and as long as, I perceive them; they disappear with my perceiving and have no meaning apart from it. Apart from my percepts, I know of no objects and cannot know of any. [ 21 ] No objection can be made to this assertion as long as I am merely referring to the general fact that the percept is partly determined by the organization of myself as subject. The matter would appear very different if we were in a position to say just what part is played by our perceiving in the bringing forth of a percept. We should then know what happens to a percept while it is being perceived, and we should also be able to determine what character it must already possess before it comes to be perceived. [ 22 ] This leads us to turn our attention from the object of perception to the subject of perception. I perceive not only other things, but also myself. The percept of myself contains, to begin with, the fact that I am the stable element in contrast to the continual coming and going of the percept-pictures. The percept of my “I” can always come up in my consciousness while I am having other percepts. When I am absorbed in the perception of a given object I am for the time being aware only of this object. To this the percept of my self can be added. I am then conscious not only of the object but also of my own personality which confronts the object and observes it. I do not merely see a tree, but I also know that it is I who am seeing it. I know, moreover, that something happens in me while I am observing the tree. When the tree disappears from my field of vision, an after-effect of this process remains in my consciousness—a picture of the tree. This picture has become associated with my self during my observation. My self has become enriched; its content has absorbed a new element. This element I call my mental picture of the tree. I should never have occasion to speak of mental pictures did I not experience them in the percept of my own self. Percepts would come and go; I should let them slip by. Only because I perceive my self, and observe that with each percept the content of my self, too, is changed, am I compelled to connect the observation of the object with the changes in my own condition, and to speak of my mental picture. [ 23 ] I perceive the mental picture in my self in the same sense as I perceive color, sound, etc., in other objects. I am now also able to distinguish these other objects that confront me, by calling them the outer world, whereas the content of my percept of my self I call my inner world. The failure to recognize the true relationship between mental picture and object has led to the greatest misunderstandings in modern philosophy. The perception of a change in me, the modification my self undergoes, has been thrust into the foreground, while the object which causes this modification is lost sight of altogether. It has been said that we perceive not objects but only our mental pictures. I know, so it is said, nothing of the table in itself, which is the object of my observation, but only of the change which occurs within me while I am perceiving the table. This view should not be confused with the Berkeleyan theory mentioned above. Berkeley maintains the subjective nature of the content of my percepts, but he does not say that my knowledge is limited to my mental pictures. He limits my knowledge to my mental pictures because, in his opinion, there are no objects apart from mental picturing. What I take to be a table no longer exists, according to Berkeley, when I cease to look at it. This is why Berkeley holds that my percepts arise directly through the omnipotence of God. I see a table because God calls up this percept in me. For Berkeley, therefore, there are no real beings other than God and human spirits. What we call the “world” exists only in these spirits. What the naïve man calls the outer world, or corporeal nature, is for Berkeley non-existent. This theory is confronted by the now predominant Kantian view which limits our knowledge of the world to our mental pictures, not because it is convinced that things cannot exist beyond these mental pictures, but because it believes us to be so organized that we can experience only the changes of our own selves, but not the things-in-themselves that cause these changes. This view concludes from the fact that I know only my mental pictures, not that there is no reality independent of them, but only that the subject cannot directly assimilate such reality. The subject can merely, “through the medium of its subjective thoughts, imagine it, invent it, think it, cognize it, or perhaps even fail to cognize it.”3 This (Kantian) conception believes it gives expression to something absolutely certain, something which is immediately evident, requiring no proof.
These are the opening sentences of Volkelt's book on Immanuel Kant's Theory of Knowledge. What is here put forward as an immediate and self-evident truth is in reality the result of a thought operation which runs as follows: The naïve man believes that things, just as we perceive them, exist also outside our consciousness. Physics, physiology, and psychology, however, seem to teach us that for our percepts our organization is necessary, and that therefore we cannot know anything about external objects except what our organization transmits to us. Our percepts are thus modifications of our organization, not things-in-themselves. This train of thought has in fact been characterized by Eduard von Hartmann as the one which must lead to the conviction that we can have direct knowledge only of our mental pictures.4 Because, outside our organism, we find vibrations of physical bodies and of the air which are perceived by us as sound, it is concluded that what we call sound is nothing more than a subjective reaction of our organism to these motions in the external world. Similarly, it is concluded that color and warmth are merely modifications of our organism. And, further, these two kinds of percepts are held to be produced in us through processes in the external world which are utterly different from what we experience as warmth or as color. When these processes stimulate the nerves in my skin, I have the subjective percept of warmth; when they stimulate the optic nerve, I perceive light and color. Light, color, and warmth, then, are the responses of my sensory nerves to external stimuli. Even the sense of touch reveals to me, not the objects of the outer world, but only states of my own body. In the sense of modern physics one could somehow think that bodies consist of infinitely small particles called molecules, and that these molecules are not in direct contact, but are at certain distances from one another. Between them, therefore, is empty space. Across this space they act on one another by forces of attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I experience as the body's resistance is nothing but the effect of the force of repulsion which its molecules exert on my hand. I am absolutely external to the body and perceive only its effects on my organism. [ 24 ] In amplification of this discussion, there is the theory of the so-called Specific Nerve Energies, advanced by J. Müller (1801–1858). It asserts that each sense has the peculiarity that it responds to all external stimuli in one particular way only. If the optic nerve is stimulated, perception of light results, irrespective of whether the stimulation is due to what we call light, or whether mechanical pressure or an electric current works upon the nerve. On the other hand, the same external stimulus applied to different senses gives rise to different percepts. The conclusion from these facts seems to be that our senses can transmit only what occurs in themselves, but nothing of the external world. They determine our percepts, each according to its own nature. [ 25 ] Physiology shows that there can be no direct knowledge even of the effects which objects produce on our sense organs. Through following up the processes which occur in our own bodies, the physiologist finds that, even in the sense organs, the effects of the external movement are transformed in the most manifold ways. We can see this most clearly in the case of eye and ear. Both are very complicated organs which modify the external stimulus considerably before they conduct it to the corresponding nerve. From the peripheral end of the nerve the already modified stimulus is then conducted to the brain. Only now can the central organs be stimulated. Therefore it is concluded that the external process undergoes a series of transformations before it reaches consciousness. What goes on in the brain is connected by so many intermediate links with the external process, that any similarity to the latter is out of the question. What the brain ultimately transmits to the soul is neither external processes, nor processes in the sense organs, but only such as occur in the brain. But even these are not perceived directly by the soul. What we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity to the process which occurs in the brain when I sense red. The redness, again, only appears as an effect in the soul, and the brain process is merely its cause. This is why Hartmann says, “What the subject perceives, therefore, are always only modifications of his own psychical states and nothing else.”5 When I have the sensations, however, they are as yet very far from being grouped into what I perceive as “things”. Only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the sense of touch, those of color and light by the sense of sight. Yet all these are to be found united in one and the same object. This unification, therefore, can only be brought about by the soul itself; that is, the soul combines the separate sensations, mediated through the brain, into bodies. My brain conveys to me singly, and by widely different paths, the visual, tactile, and auditory sensations which the soul then combines into the mental picture of a trumpet. It is just this very last link in a process (the mental picture of the trumpet) which for my consciousness is the very first thing that is given. In it nothing can any longer be found of what exists outside me and originally made an impression on my senses. The external object has been entirely lost on the way to the brain and through the brain to the soul. [ 26 ] It would be hard to find in the history of human culture another edifice of thought which has been built up with greater ingenuity, and which yet, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been constructed. One starts with what is given in naïve consciousness, with the thing as perceived. Then one shows that none of the qualities which we find in this thing would exist for us had we no sense organs. No eye—no color. Therefore the color is not yet present in that which affects the eye. It arises first through the interaction of the eye and the object. The latter is, therefore, colorless. But neither is the color in the eye, for in the eye there is only a chemical or physical process which is first conducted by the optic nerve to the brain, and there initiates another process. Even this is not yet the color. That is only produced in the soul by means of the brain process. Even then it does not yet enter my consciousness, but is first transferred by the soul to a body in the external world. There, upon this body, I finally believe myself to perceive it. We have traveled in a complete circle. We became conscious of a colored body. That is the first thing. Here the thought operation starts. If I had no eye, the body would be, for me, colorless. I cannot therefore attribute the color to the body. I start on the search for it. I look for it in the eye—in vain; in the nerve—in vain; in the brain—in vain once more; in the soul—here I find it indeed, but not attached to the body. I find the colored body again only on returning to my starting point. The circle is completed. I believe that I am cognizing as a product of my soul that which the naïve man regards as existing outside him, in space. [ 27 ] As long as one stops here everything seems to fit beautifully. But we must go over the whole thing again from the beginning. Hitherto I have been dealing with something—the external percept—of which, from my naïve standpoint, I have had until now a totally wrong conception. I thought that the percept, just as I perceive it, had objective existence. But now I observe that it disappears together with my mental picture, that it is only a modification of my inner state of soul. Have I, then, any right at all to start from it in my arguments? Can I say of it that it acts on my soul? I must henceforth treat the table, of which formerly I believed that it acted on me and produced a mental picture of itself in me, as itself a mental picture. But from this it follows logically that my sense organs and the processes in them are also merely subjective. I have no right to speak of a real eye but only of my mental picture of the eye. Exactly the same is true of the nerve paths, and the brain process, and no less of the process in the soul itself, through which things are supposed to be built up out of the chaos of manifold sensations. If, assuming the truth of the first circle of argumentation, I run through the steps of my act of cognition once more, the latter reveals itself as a tissue of mental pictures which, as such, cannot act on one another. I cannot say that my mental picture of the object acts on my mental picture of the eye, and that from this interaction my mental picture of color results. Nor is it necessary that I should say this. For as soon as I see clearly that my sense organs and their activity, my nerve and soul processes, can also be known to me only through perception, the train of thought which I have outlined reveals itself in its full absurdity. It is quite true that I can have no percept without the corresponding sense organ. But just as little can I be aware of a sense organ without perception. From the percept of a table I can pass to the eye which sees it, or the nerves in the skin which touch it, but what takes place in these I can, in turn, learn only from perception. And then I soon notice that there is no trace of similarity between the process which takes place in the eye and the color which I perceive. I cannot eliminate my color percept by pointing to the process which takes place in the eye during this perception. No more can I rediscover the color in the nerve or brain processes. I only add new percepts, localized within the organism, to the first percept, which the naïve man localizes outside his organism. I merely pass from one percept to another. [ 28 ] Moreover there is a gap in the whole argument. I can follow the processes in my organism up to those in my brain, even though my assumptions become more and more hypothetical as I approach the central processes of the brain. The path of external observation ceases with the process in my brain, more particularly with the process which I should observe if I could deal with the brain using the instruments and methods of physics and chemistry. The path of inner observation begins with the sensation, and continues up to the building of things out of the material of sensation. At the point of transition from brain process to sensation, the path of observation is interrupted. [ 29 ] The way of thinking here described, known as critical idealism, in contrast to the standpoint of naïve consciousness known as naïve realism, makes the mistake of characterizing the one percept as mental picture while taking the other in the very same sense as does the naïve realism which it apparently refutes. It wants to prove that percepts have the character of mental pictures by naïvely accepting the percepts connected with one's own organism as objectively valid facts; and over and above this, it fails to see that it confuses two spheres of observation, between which it can find no connection. [ 30 ] Critical idealism can refute naïve realism only by itself assuming, in naïve-realistic fashion, that one's own organism has objective existence. As soon as the idealist realizes that the percepts connected with his own organism are exactly of the same nature as those which naïve realism assumes to have objective existence, he can no longer use those percepts as a safe foundation for his theory. He would have to regard even his own subjective organization as a mere complex of mental pictures. But this removes the possibility of regarding the content of the perceived world as a product of our spiritual organization. One would have to assume that the mental picture “color” was only a modification of the mental picture “eye”. So-called critical idealism cannot be proved without borrowing from naïve realism. Naive realism can be refuted only if, in another sphere, its own assumptions are accepted without proof as being valid. [ 31 ] This much, then, is certain: Investigation within the world of percepts cannot establish critical idealism, and consequently, cannot strip percepts of their objective character. [ 32 ] Still less can the principle “the perceived world is my mental picture” be claimed as obvious and needing no proof. Schopenhauer begins his chief work6 with the words:
This whole theory is wrecked by the fact, already mentioned, that the eye and the hand are percepts no less than the sun and the earth. Using Schopenhauer's expressions in his own sense, we could reply: My eye that sees the sun, my hand that feels the earth, are my mental pictures just as much as the sun and the earth themselves. That with this the whole theory cancels itself, is clear without further argument. For only my real eye and my real hand could have the mental pictures “sun” and “earth” as modifications of themselves; the mental pictures “eye” and “hand” cannot have them. Yet it is only of these mental pictures that critical idealism is allowed to speak. [ 33 ] Critical idealism is totally unfitted to form an opinion about the relationship between percept and mental picture. It cannot begin to make the distinction, mentioned above, between what happens to the percept in the process of perception and what must be inherent in it prior to perception. We must, therefore, tackle this problem in another way.
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4. The Philosophy of Freedom (1964): The Act of Knowing the World
Translated by Michael Wilson |
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4. The Philosophy of Freedom (1964): The Act of Knowing the World
Translated by Michael Wilson |
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[ 1 ] From the foregoing considerations it follows that it is impossible to prove by investigating the content of our observation that our percepts are mental pictures. Such proof is supposed to be established by showing that, if the process of perceiving takes place in the way in which—on the basis of naïve-realistic assumptions about our psychological and physiological constitution—we imagine that it does, then we have to do, not with things in themselves, but only with our mental pictures of things. Now if naïve realism, when consistently thought out, leads to results which directly contradict its presuppositions, then these presuppositions must be discarded as unsuitable for the foundation of a universal philosophy. In any case, it is not permissible to reject the presuppositions and yet accept the consequences, as the critical idealist does when he bases his assertion that the world is my mental picture on the line of argument already described. (Eduard von Hartmann gives a full account of this line of argument in his work, Das Grundproblem der Erkenntnistheorie.) [ 2 ] The truth of critical idealism is one thing, the force of its proof another. How it stands with the former will appear later on in the course of this book, but the force of its proof is exactly nil. If one builds a house, and the ground floor collapses while the first floor is being built, then the first floor collapses also. Naïve realism and critical idealism is related as ground floor to the first floor in this simile. [ 3 ] For someone who believes that the whole perceived world is only an imagined one, a mental picture, and is in fact the effect upon my soul of things unknown to me, the real problem of knowledge is naturally concerned not with the mental pictures present only in the soul but with the things which are independent of us and which lie outside our consciousness. He asks: How much can we learn about these things indirectly, seeing that we cannot observe them directly? From this point of view, he is concerned not with the inner connection of his conscious percepts with one another but with their causes which transcend his consciousness and exist independently of him, since the percepts, in his opinion, disappear as soon as he turns his senses away from things. Our consciousness, on this view, works like a mirror from which the pictures of definite things disappear the moment its reflecting surface is not turned toward them. If, now, we do not see the things themselves but only their reflections, then we must learn indirectly about the nature of things by drawing conclusions from the behavior of the reflections. Modern science takes this attitude in that it uses percepts only as a last resort in obtaining information about the processes of matter which lie behind them, and which alone really “are.” If the philosopher, as critical idealist, admits real existence at all, then his search for knowledge through the medium of mental pictures is directed solely toward this existence. His interest skips over the subjective world of mental pictures and goes straight for what produces these pictures. [ 4 ] The critical idealist can, however, go even further and say: I am confined to the world of my mental pictures and [cannot] escape from it. If I think of a thing as being behind my mental picture, then thought is again nothing but a mental picture. An idealist of this type will either deny the thing-in-itself entirely or at any rate assert that it has no significance for human beings, in other words, that it is as good as non-existent since we can know nothing of it. [ 5 ] To this kind of critical idealist the whole world seems a dream, in the face of which all striving for knowledge is simply meaningless. For him there can be only two sorts of men: victims of the illusion that their own dream structures are real things, and the wise ones who see through the nothingness of this dream world and who must therefore gradually lose all desire to trouble themselves further about it. From this point of view, even one's own personality may become a mere dream phantom. Just as during sleep there appears among my dream images an image of myself, so in waking consciousness the mental picture of my own I is added to the mental picture of the outer world. We have then given to us in consciousness, not our real I, but only our mental picture of our I. Whoever denies that things exist, or at least that we can know anything of them, must also deny the existence, or at least the knowledge, of one's own personality. The critical idealist then comes to the conclusion that “All reality resolves itself into a wonderful dream, without a life which is dreamed about, and without a spirit which is having the dream; into a dream which hangs together in a dream of itself.”1 [ 6 ] For the person who believes that he recognizes our immediate life to be a dream, it is immaterial whether he postulates nothing more behind this dream or whether he relates his mental pictures to actual things. In both cases life must lose all academic interest for him. But whereas all learning must be meaningless for those who believe that the whole of the accessible universe is exhausted in dreams, yet for others who feel entitled to argue from mental pictures to things, learning will consist in the investigation of these “things-in-themselves.” The first of these theories may be called absolute illusionism, the second is called transcendental realism by its most rigorously logical exponent, Eduard von Hartmann.2 [ 7 ] Both these points of views have this in common with naïve realism, that they seek to gain a footing in the world by means of an investigation of perceptions. Within this sphere, however, they are unable to find a firm foundation. [ 8 ] One of the most important questions for an adherent of transcendental realism would have to be: How does the Ego produce the world of mental pictures out of itself? A world of mental pictures which was given to us, and which disappeared as soon as we shut our senses to the external world, might kindle as earnest desire for knowledge, in so far as it was a means of investigating indirectly the world of the I-in-itself. If the things of our experience were “mental pictures”, then our everyday life would be like a dream, and the discovery of the true state of affairs would be like waking. Now our dream images interest us as long as we dream and consequently do not detect their dream character. But as soon as we wake, we no longer look for the inner connections of our dream images among themselves, but rather for the physical, physiological and psychological processes which underlie them. In the same way, a philosopher who holds the world to be his mental picture cannot be interested in the mutual relations of the details within the picture. If he allows for the existence of a real Ego at all, then his question will be, not how one of his mental pictures is linked with another, but what takes place in the independently existing soul while a certain train of mental pictures passes through his consciousness. If I dream that I am drinking wine which makes my throat dry, and then wake up with a cough,3 I cease, the moment I wake, to be interested in progress of the dream for its own sake. My attention is now concerned only with the physiological and psychological processes by means of which the irritation which causes me to cough comes to be symbolically expressed in the dream picture. Similarly, once the philosopher is convinced that the given world consists of nothing but mental pictures, his interest is bound to switch at once from this world to the real soul which lies behind. The matter is more serious, however, for the adherent of illusionism who denies altogether the existence of an Ego-in-itself behind the mental pictures, or at least holds this Ego to be unknowable. We might very easily be led to such a view by the observation that, in contrast to dreaming, there is indeed the waking state in which we have the opportunity of seeing through our dreams and referring them to the real relations of things, but that there is no state of the self which is related similarly to our waking conscious life. Whoever takes this view fails to see that there is, in fact, something which is related to mere perceiving in the way that our waking experience is related to our dreaming. This something is thinking. [ 9 ] The naïve man cannot be charged with the lack of insight referred to here. He accepts life as it is, and regards things as real just as they present themselves to him in experience. The first step, however, which we take beyond this standpoint can be only this, that we ask how thinking is related to percept. It makes no difference whether or no the percept, in the shape given to me, exists continuously before and after my forming a mental picture; if I want to assert anything whatever about it, I can do so only with the help of thinking. If I assert that the world is my mental picture, I have enunciated the result of an act of thinking. and if my thinking is not applicable to the world, then this result is false. Between a percept and every kind of assertion about it there intervenes thinking. [ 10 ] The reason why we generally overlook thinking in our consideration of things has already been given (see Chapter 3). It lies in the fact that our attention is concentrated only on the object we are thinking about, but not at the same time on the thinking itself. The naïve consciousness, therefore, treats thinking as something which has nothing to do with things, but stands altogether aloof from them and contemplates them. The picture which the thinker makes of the phenomena of the world is regarded not as something belonging to the things but as existing only in the human head. The world is complete in itself without this picture. It is finished and complete with all its substances and forces, and of this ready-made world man makes a picture. Whoever thinks thus need only be asked one question. What right have you to declare the world to be complete without thinking? Does not the world produce thinking in the heads of men with the same necessity as it produces the blossom on a plant? Plant a seed in the earth. It puts forth root and stem, it unfolds into leaves and blossoms. Set the plant before yourself. It connects itself, in your mind, with a definite concept. Why should this concept belong any less to the whole plant than leaf and blossom? You say the leaves and blossoms exist quite apart from a perceiving subject, but the concept appears only when a human being confronts the plant. Quite so. But leaves and blossoms also appear on the plant only if there is soil in which the seed can be planted, and light and air in which the leaves and blossoms can unfold. Just so the concept of a plant arises when a thinking consciousness approaches the plant. [ 11 ] It is quite arbitrary to regard the sum of what we experience of a thing through bare perception as a totality, as the whole thing, while that which reveals itself through thoughtful contemplation is regarded as a mere accretion which has nothing to do with the thing itself. If I am given a rosebud today, the picture that offers itself to my perception is complete only for the moment. If I put the bud into water, I shall tomorrow get a very different picture of my object. If I watch the rosebud without interruption, I shall see today's state change continuously into tomorrow's through an infinite number of intermediate stages. The picture which presents itself to me at any one moment is only a chance cross-section of an object which is in a continual process of development. If I do not put the bud into water, a whole series of states which lay as possibilities within the bud will not develop. Similarly I may be prevented tomorrow from observing the blossom further, and will thereby have an incomplete picture of it. [ 12 ] It would be a quite unobjective and fortuitous kind of opinion that declared of the purely momentary appearance of a thing: this is the thing. [ 13 ] Just as little is it legitimate to regard the sum of perceptual characteristics as the thing. It might be quite possible for a spirit to receive the concept at the same time as, and united with, the percept. It would never occur to such a spirit that the concept did not belong to the thing. It would have to ascribe to the concept an existence indivisibly bound up with the thing. [ 14 ] I will make myself clearer by an example. If I throw a stone horizontally through the air, I perceive it in different places one after the other. I connect these places so as to form a line. Mathematics teaches me to know various kinds of lines, one of which is the parabola. I know the parabola to be a line which is produced when a point moves according to a particular law. If I examine the conditions under which the stone thrown by me moves, I find the path traversed is identical with the line I know as a parabola. That the stone moves just in a parabola is a result of the given conditions and follows necessarily from them. The form of the parabola belongs to the whole phenomenon as much as any other feature of it does. The spirit described above who has no need of the detour of thinking would find itself presented not only a sequence of visual percepts at different points but, as part and parcel of these phenomena, also with the parabolic form of the path which we add to the phenomenon only by thinking. [ 15 ] It is not due to the objects that they are given us at first without the corresponding concepts, but to our mental organization. Our whole being functions in such a way that from every real thing the relevant elements come to us from two sides, from perceiving and from thinking. [ 16 ] The way I am organized for apprehending the things has nothing to do with the nature of the things themselves. The gap between perceiving and thinking exists only from the moment that I as spectator confront the things. Which elements do, and which do not, belong to the things cannot depend at all on the manner in which I obtain my knowledge of these elements. [ 17 ] Man is a limited being. First of all, he is a being among other beings. His existence belongs to space and time. Thus, only a limited part of the total universe can be given him at any one time. This limited part, however, is linked up with other parts in all directions both in time and in space. If our existence were so linked up with the things that every occurrence in the world were at the same time also an occurrence in us, the distinction between ourselves and the things would not exist. But then there would be no separate things at all for us. All occurrences would pass continuously one into the other. The cosmos would be a unity and a whole, complete in itself. The stream of events would nowhere be interrupted. It is owing to our limitations that a thing appears to us as single and separate when in truth it is not a separate thing at all. Nowhere, for example, is the single quality “red” to be found by itself in isolation. It is surrounded on all sides by other qualities to which it belongs, and without which it could not subsist. For us, however, it is necessary to isolate certain sections of the world and to consider them by themselves. Our eye can grasp only single colors one after another out of a manifold totality of color, and our understanding, can grasp only single concepts out of a connected conceptual system. This separating off is a subjective act, which is due to the fact that we are not identical with the world process, but are a single being among other beings. [ 18 ] The all important thing now is to determine how the being that we ourselves are is related to the other entities. This determination must be distinguished from merely becoming conscious of ourselves. For this latter self-awareness we depend on perceiving just as we do for our awareness of any other thing. The perception of myself reveals to me a number of qualities which I combine into my personality as a whole, just as I combine the qualities yellow, metallic, hard, etc., in the unity “gold.” The perception of myself does not take me beyond the sphere of what belongs to me. This perceiving of myself must be distinguished from determining myself by means of thinking. Just as, by means of thinking, I fit any single external percept into the whole world context, so by means of thinking I integrate into the world process the percepts I have made of myself. My self-perception confines me within certain limits, but my thinking is not concerned with these limits. In this sense I am a two-sided being. I am enclosed within the sphere which I perceive as that of my personality, but I am also the bearer of an activity which, from a higher sphere, defines my limited existence. Our thinking is not individual like our sensing and feeling; it is universal. It receives an individual stamp in each separate human being only because it comes to be related to his individual feelings and sensations. By means of these particular colorings of the universal thinking, individual men differentiate themselves from one another. There is only one single concept of “triangle”. It is quite immaterial for the content of this concept whether it is grasped in A's consciousness or in B's. It will, however, be grasped by each of the two in his own individual way. [ 19 ] This thought is opposed by a common prejudice very hard to overcome. This prejudice prevents one from seeing that the concept of a triangle that my head grasps is the same as the concept that my neighbor's head grasps. The naïve man believes himself to be the creator of his concepts. Hence he believes that each person has his own concepts. It is a fundamental requirement of philosophic thinking that it should overcome this prejudice. The one uniform concept of “triangle” does not become a multiplicity because it is thought by many persons. For the thinking of the many is itself a unity. [ 20 ] In thinking, we have that element given us which welds our separate individuality into one whole with the cosmos. In so far as we sense and feel (and also perceive), we are single beings; in so far as we think, we are the all-one being that pervades everything. This is the deeper meaning of our two-sided nature: We see coming into being in us a force complete and absolute in itself, a force which is universal but which we learn to know, not as it issues from the center of the world, but rather at a point in the periphery. Were we to know it at its source, we should understand the whole riddle of the universe the moment we became conscious. But since we stand at a point in the periphery, and find that our own existence is bounded by definite limits, we must explore the region which lies outside our own being with the help of thinking, which projects into us from the universal world existence. [ 21 ] The fact that the thinking, in us, reaches out beyond our separate existence and relates itself to the universal world existence, gives rise to the fundamental desire for knowledge in us. Beings without thinking do not have this desire. When they are faced with other things, no questions arise for them. These other things remain external to such beings. But in thinking beings the concept rises up when they confront the external thing. It is that part of the thing which we receive not from outside but from within. To match up, to unite the two elements, inner and outer, is the task of knowledge. [ 22 ] The percept is thus not something finished and self-contained, but one side of the total reality. The other side is the concept. The act of knowing is the synthesis of percept and concept. Only percept and concept together constitute the whole thing. [ 23 ] The foregoing arguments show that it is senseless to look for any common element in the separate entities of the world other than the ideal content that thinking offers us. All attempts to find a unity in the world other than this internally coherent ideal content, which we gain by a thoughtful contemplation of our percepts, are bound to fail. Neither a humanly personal God, nor force, nor matter, nor the blind will (Schopenhauer), can be valid for us as a universal world unity. All these entities belong only to limited spheres of our observation. Humanly limited personality we perceive only in ourselves; force and matter in external things. As far as the will is concerned, it can be regarded only as the expression of the activity of our finite personality. Schopenhauer wants to avoid making “abstract” thinking the bearer of unity in the world, and seeks instead something which presents itself to him immediately as real. This philosopher believes that we can never approach the world so long as we regard it as “external” world.
Schopenhauer considers himself entitled by these arguments to find in the human body the “objectivity” of the will. He believes that in the activities of the body he feels an immediate reality—the thing-in-itself in the concrete. Against these arguments it must be said that the activities of our body come to our consciousness only through percepts of the self, and that, as such, they are in no way superior to other percepts. If we want to know their real nature, we can do so only by a thinking investigation, that is, by fitting them into the ideal system of our concepts and ideas. [ 24 ] Rooted most deeply in the naïve consciousness of mankind is the opinion that thinking is abstract, without any concrete content; it can at most give us an “ideal” counterpart of the unity of the world, but never the unity itself. Whoever judges in this way has never made it clear to himself what a percept without the concept really is. Let us see what this world of percepts is like: a mere juxtaposition in space, a mere succession in time, a mass of unconnected details—that is how it appears. None of the things which come and go on the stage of perception has any direct connection, that can be perceived, with any other. The world is thus a multiplicity of objects of equal value. None plays any greater part in the whole machinery of the world than any other. If it is to become clear to us that this or that fact has greater significance than another, we must consult our thinking. Were thinking not to function, the rudimentary organ of an animal which has no significance in its life would appear equal in value to the most important limb of its body. The separate facts appear in their true significance, both in themselves and for the rest of the world only when thinking spins its threads from one entity to another. This activity of thinking is one full of content. For it is only through a quite definite concrete content that I can know why the snail belongs to a lower level of organization than the lion. The mere appearance, the percept, gives me no content which could inform me as to the degree of perfection of the organization. [ 25 ] Thinking offers this content to the percept, from man's world of concepts and ideas. In contrast to the content of percept which is given to us from without, the content of thinking appears inwardly. The form in which this first makes its appearance we will call intuition. Intuition is for thinking what observation is for percept. Intuition and observation are the sources of our knowledge. An observed object of the world remains unintelligible to us until we have within ourselves the corresponding intuition which adds that part of reality which is lacking in the percept. To anyone who is incapable of finding intuitions corresponding to the things, the full reality remains inaccessible. Just as the color-blind person sees only differences of brightness without any color qualities, so can the person without intuition observe only unconnected perceptual fragments. [ 26 ] To explain a thing, to make it intelligible, means nothing else than to place it into the context from which it has been torn by the peculiar character of our organization as already described. A thing cut off from the world-whole does not exist. All isolating has only subjective validity for our organization. For us the universe divides itself up into above and below, before and after, cause and effect, thing and mental picture, matter and force, object and subject, etc. What appears to us in observation as separate parts becomes combined, bit by bit, through the coherent, unified world of our intuitions. By thinking we fit together again into one piece all that we have taken apart through perceiving. [ 27 ] The enigmatic character of an object consists in its separateness. But this separation is our own making and can, within the world of concepts, be overcome again. [ 28 ] Except through thinking and perceiving nothing is given to us directly. The question now arises: What is the significance of the percept, according to our line of argument? We have learnt that the proof which critical idealism offers of the subjective nature of perceptions collapses. But insight into the falsity of the proof is not alone sufficient to show that the doctrine itself is erroneous. Critical idealism does not base its proof on the absolute nature of thinking, but relies on the argument of naïve realism, which when followed to its logical conclusion, cancels itself out. How does the matter appear when we have recognized the absoluteness of thinking? [ 29 ] Let us assume that a certain perception, for example, red, appears in my consciousness. To continued observation, this percept shows itself to be connected with other percepts, for example, a definite figure and with certain temperature- and touch-percepts. This combination I call an object belonging to the sense-perceptible world. I can now ask myself: Over and above the percepts just mentioned, what else is there in the section of space in which they appear? I shall then find mechanical, chemical and other processes in that section of space. I next go further and study the processes I find on the way from the object to my sense organs. I can find movements in an elastic medium, which by their very nature have not the slightest in common with the percepts from which I started. I get the same result when I go on and examine the transmission from sense organs to brain. In each of these fields I gather new percepts, but the connecting medium which weaves through all these spatially and temporally separated percepts is thinking. The air vibrations which transmit sound are given to me as percepts just like the sound itself. Thinking alone links all these percepts to one another and shows them to us in their mutual relationship. We cannot speak of anything existing beyond what is directly perceived except what can be recognized through the ideal connections of percepts, that is, connections accessible to thinking). The way objects as percepts are related to the subject as percept—a relationship that goes beyond what is merely perceived—is therefore purely ideal, that is, it can be expressed only by means of concepts. Only if I could perceive how the percept object affects the percept subject, or, conversely, could watch the building up of the perceptual pattern by the subject, would it be possible to speak as modern physiology and the critical idealism based on it do. Their view confuses an ideal relation (that of the object to the subject) with a process which we could speak of only if it were possible to perceive it. The proposition, “No color without a color-sensing eye,” cannot be taken to mean that the eye produces the color, but only that an ideal relation, recognizable by thinking, subsists between the percept “color” and the percept “eye”. Empirical science will have to ascertain how the properties of the eye and those of the colors are related to one another, by what means the organ of sight transmits the perception of colors, and so forth. I can trace how one percept succeeds another in time and is related to others in space, and I can formulate these relations in conceptual terms, but I can never perceive how a percept originates out of the non-perceptible. All attempts to seek any relations between percepts other than thought relations must of necessity fail. [ 30 ] What, then is a percept? The question, asked in this general way, is absurd. A percept emerges always as something perfectly definite, as a concrete content. This content is directly given and is completely contained in what is given. The only question one can ask concerning the given content is what it is apart from perception, that is, what it is for thinking? The question concerning the “what” of a percept can, therefore, only refer to the conceptual intuition that corresponds to this percept. From this point of view, the question of the subjectivity of percepts, in the sense of critical idealism, cannot be raised at all. Only what is perceived as belonging to the subject can be termed “subjective.” To form a link between something subjective and something objective is impossible for any process that is “real” in the naïve sense, that is, one that can be perceived; it is possible only for thinking. Therefore what appears for our perception to be external to the percept of myself as subject is for us “objective”. The percept of myself as subject remains perceptible to me after the table which now stands before me has disappeared from my field of observation. The observation of the table has produced in me a modification which likewise persists. I retain the faculty to produce later on an image of the table. This faculty of producing an image remains connected with me. Psychology calls this image a memory-picture. It is in fact the only thing which can justifiably be called the mental picture of the table. For it corresponds to the perceptible modification of my own state through the presence of the table in my visual field. Moreover, it does not mean a modification of some “Ego-in-itself” standing behind the percept of the subject, but the modification of the perceptible subject itself. The mental picture is, therefore, a subjective percept, in contrast with the objective percept which occurs when the object is present in the field of vision. Confusing the subjective percept with the objective percept leads to the misconception contained in idealism—that the world is my mental picture. [ 31 ] Our next task must be to define the concept of “mental picture” more closely. What we have said about it so far does not give us the concept of it but only shows us whereabouts in the perceptual field the mental picture is to be found. The exact concept of mental picture will make it possible for us also to obtain a satisfactory explanation of the way that mental picture and object are related. This will then lead us over the border line where the relationship between the human subject and the object belonging to the world is brought down from the purely conceptual field of cognition into concrete individual life. Once we know what to make of the world, it will be a simple matter to direct ourselves accordingly. We can only act with full energy when we know what it is in the world to which we devote our activity. Author's addition, 1918[ 32 ] The view I have outlined here may be regarded as one to which man is at first quite naturally driven when he begins to reflect upon his relation to the world. He then finds himself caught in a system of thoughts which dissolves for him as fast as he frames it. The thought formation is such that it requires something more than mere theoretical refutation. We have to live through it in order to understand the aberration into which it leads us and thence to find the way out. It must figure in any discussion of the relation of man to the world, not for the sake of refuting others whom one believes to be holding mistaken views about this relation, but because it is necessary to understand the confusion to which every first effort at reflection about such a relation is apt to lead. One needs to arrive at just that insight which will enable one to refute oneself with respect to these first reflections. This is the point of view from which the arguments of the preceding chapter are put forward. [ 33 ] Whoever tries to work out for himself a view of the relation of man to the world becomes aware of the fact that he creates this relation, at least in part, by forming mental pictures about the things and events in the world. In consequence, his attention is deflected from what exists outside in the world and is directed towards his inner world, the life of his mental pictures. He begins to say to himself: It is impossible for me to have a relationship to any thing or event unless a mental picture appears in me. Once we have noticed this fact, it is but a step to the opinion: After all, I experience only my mental pictures; I know of a world outside me only in so far as it is a mental picture in me. With this opinion, the standpoint of naïve realism, which man takes up prior to all reflection about his relation to the world, is abandoned. So long as he keeps that standpoint, he believes that he is dealing with real things, but reflection about himself drives him away from it. Reflection prevents him from turning his gaze towards a real world such as naïve consciousness believes it has before it. It allows him to gaze only upon his mental picture—these interpose themselves between his own being and a supposedly real world, such as the naïve point of view believes itself entitled to affirm. Man can no longer see such a real world through the intervening world of mental pictures. He must suppose that he is blind to this reality. Thus arises the thought of a “thing-in-itself” which is inaccessible to knowledge. So long as we consider only the relationship to the world, into which man appears to enter through the life of his mental pictures, we cannot escape from this form of thought. Yet one cannot remain at the standpoint of naïve realism except by closing one's mind artificially to the craving for knowledge. The very existence of this craving for knowledge about the relation of man to the world shows that this naïve point of view must be abandoned. If the naïve point of view yielded anything we could acknowledge as truth, we could never experience this craving. But we do not arrive at anything else which we could regard as truth if we merely abandon the naïve point of view while unconsciously retaining the type of thought which it necessitates. This is just the mistake made by the man who says to himself: “I experience only my mental pictures, and though I believe that I am dealing with realities, I am actually conscious only of my mental pictures of reality; I must therefore suppose that the true reality, the 'things-in-themselves', exist only beyond the horizon of my consciousness, that I know absolutely nothing of them directly, and that they somehow approach me and influence me so that my world of mental pictures arises in me.” Whoever thinks in this way is merely adding another world in his thoughts to the world already spread out before him. But with regard to this additional world, he ought strictly to begin his thinking activity all over again. For the unknown “thing-in-itself”, in its relation to man's own nature, is conceived in exactly the same way as is the known thing in the sense of naïve realism. One only avoids the confusion into which one falls through the critical attitude based on this naïve standpoint, if one notices that, inside everything we can experience by means of perceiving, be it within ourselves or outside in the world, there is something which cannot suffer the fate of having a mental picture interpose itself between the process and the person observing it. This something is thinking. With regard to thinking, we can maintain the point of view of naïve realism. If we fail to do so, it is only because we have learnt that we must abandon it in the case of other things, but overlook that what we have found to be true for these other things does not apply to thinking. When we realize this, we open the way to the further insight that in thinking and through thinking man must recognize the very thing to which he has apparently blinded himself by having to interpose his life of mental pictures between the world and himself. From a source greatly respected by the author of this book comes the objection that this discussion of thinking remains at the level of a naïve realism of thinking, just as one might object if someone held the real world and the world of mental pictures to be one and the same. However, the author believes himself to have shown in this very discussion that the validity of this “naïve realism” for thinking results inevitably from an unprejudiced observation of thinking; and that naïve realism, in so far as it is invalid for other things, is overcome through the recognition of the true nature of thinking.
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4. The Philosophy of Freedom (1964): Human Individuality
Translated by Michael Wilson |
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4. The Philosophy of Freedom (1964): Human Individuality
Translated by Michael Wilson |
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[ 1 ] In explaining mental pictures, philosophers have found the chief difficulty in the fact that we ourselves are not the outer things, and yet our mental pictures must have a form corresponding to the things. But on closer inspection it turns out that this difficulty does not really exist. We certainly are not the external things, but we belong together with them to one and the same world. That section of the world which I perceive to be myself as subject is permeated by the stream of the universal cosmic process. To my perception I am, in the first instance, confined within the limits bounded by my skin. But all that is contained within this skin belongs to the cosmos as a whole. Hence, for a relation to subsist between my organism and an object external to me, it is by no means necessary that something of the object should slip into me, or make an impression on my mind, like a signet ring on wax. The question: “How do I get information about that tree ten feet away from me?” is utterly misleading. It springs from the view that the boundaries of my body are absolute barriers, through which information about things filters into me. The forces which are at work inside my body are the same as those which exist outside. Therefore I really am the things; not, however, “I” in so far as I am a percept of myself as subject, but “I” in so far as I am a part of the universal world process. The percept of the tree belongs to the same whole as my I. This universal world process produces equally the percept of the tree out there and the percept of my I in here. Were I not a world knower, but world creator, object and subject (percept and I) would originate in one act. For each implies the other. In so far as these are entities that belong together, I can as world knower discover the common element in both only through thinking, which relates one to the other by means of concepts. [ 2 ] The most difficult to drive from the field are the so-called physiological proofs of the subjectivity of our percepts. When I exert pressure on my skin I perceive it as a pressure sensation. This same pressure can be sensed as light by the eye, as sound by the ear. An electric shock is perceived by the eye as light, by the ear as noise, by the nerves of the skin as impact, and by the nose as a phosphoric smell. What follows from these facts? Only this: I perceive an electric shock (or a pressure, as the case may be) followed by an impression of light, or sound, or perhaps a certain smell, and so on. If there were no eye present, then no perception of light would accompany the perception of the mechanical disturbance in my environment; without the presence of the ear, no perception of sound, and so on. But what right have we to say that in the absence of sense organs the whole process would not exist at all? Those who, from the fact that an electrical process calls forth light in the eye, conclude that what we sense as light is only a mechanical process of motion when outside our organism, forget that they are only passing from one percept to another, and not at all to something lying beyond percepts. Just as we can say that the eye perceives a mechanical process of motion in its surroundings as light, so we could equally well say that a regular and systematic change in an object is perceived by us as a process of motion. If I draw twelve pictures of a horse on the circumference of a rotating disc, reproducing exactly the attitudes which the horse's body successively assumes when galloping, I can produce the illusion of movement by rotating the disc. I need only look through an opening in such a way that, in the proper intervals, I see the successive positions of the horse. I do not see twelve separate pictures of a horse but the picture of a single galloping horse. [ 3 ] The physiological fact mentioned above cannot therefore throw any light on the relation of percept to mental picture. We must go about it rather differently. [ 4 ] The moment a percept appears in my field of observation, thinking also becomes active through me. An element of my thought system, a definite intuition, a concept, connects itself with the percept. Then, when the percept disappears from my field of vision, what remains? My intuition, with the reference to the particular percept which it acquired in the moment of perceiving. The degree of vividness with which I can subsequently recall this reference depends on the manner in which my mental and bodily organism is working. A mental picture is nothing but an intuition related to a particular percept; it is a concept that was once connected with a certain percept, and which retains the reference to this percept. My concept of a lion is not formed out of my percepts of lions; but my mental picture of a lion is very definitely formed according to a percept. I can convey the concept of a lion to someone who has never seen a lion. I cannot convey to him a vivid mental picture without the help of his own perception. [ 5 ] Thus the mental picture is an individualized concept. And now we can see how real objects can be represented to us by mental pictures. The full reality of a thing is given to us in the moment of observation through the fitting together of concept and percept. By means of a percept, the concept acquires an individualized form, a relation to this particular percept. In this individualized form, which carries the reference to the percept as a characteristic feature, the concept lives on in us and constitutes the mental picture of the thing in question. If we come across a second thing with which the same concept connects itself, we recognize the second as belonging to the same kind as the first; if we come across the same thing a second time, we find in our conceptual system, not merely a corresponding concept, but the individualized concept with its characteristic relation to the same object, and thus we recognize the object again. [ 6 ] Thus the mental picture stands between percept and concept. It is the particularized concept which points to the percept. [ 7 ] The sum of those things about which I can form mental pictures may be called my total experience. The man who has the greater number of individualized concepts will be the man of richer experience. A man who lacks all power of intuition is not capable of acquiring experience. He loses the objects again when they disappear from his field of vision, because he lacks the concepts which he should bring into relation with them. A man whose faculty of thinking is well developed, but whose perception functions badly owing to his clumsy sense organs, will just as little be able to gather experience. He can, it is true, acquire concepts by one means or another; but his intuitions lack the vivid reference to definite things. The unthinking traveler and the scholar living in abstract conceptual systems are alike incapable of acquiring a rich sum of experience. [ 8 ] Reality shows itself to us as percept and concept; the subjective representative of this reality shows itself to us as mental picture. [ 9 ] If our personality expressed itself only in cognition, the totality of all that is objective would be given in percept, concept and mental picture. [ 10 ] However, we are not satisfied merely to refer the percept, by means of thinking, to the concept, but we relate them also to our particular subjectivity, our individual Ego. The expression of this individual relationship is feeling, which manifests itself as pleasure or displeasure. [ 11 ] Thinking and feeling correspond to the two-fold nature of our being to which reference has already been made. Thinking is the element through which we take part in the universal cosmic process; feeling is that through which we can withdraw ourselves into the narrow confines of our own being. [ 12 ] Our thinking links us to the world; our feeling leads us back into ourselves and thus makes us individuals. Were we merely thinking and perceiving beings, our whole life would flow along in monotonous indifference. Were we able merely to know ourselves as selves, we should be totally indifferent to ourselves. It is only because we experience self-feeling with self-knowledge, and pleasure and pain with the perception of objects, that we live as individual beings whose existence is not limited to the conceptual relations between us and the rest of the world, but who have besides this a special value for ourselves. [ 13 ] One might be tempted to see in the life of feeling an element that is more richly saturated with reality than is the contemplation of the world through thinking. But the reply to this is that the life of feeling, after all, has this richer meaning only for my individual self. For the universe as a whole my life of feeling can have value only if, as a percept of my self, the feeling enters into connection with a concept and in this roundabout way links itself to the cosmos. [ 14 ] Our life is a continual oscillation between living with the universal world process and being our own individual selves. The farther we ascend into the universal nature of thinking where in the end what is individual interests us only as an example or specimen of the concept, the more the character of the separate being, of the quite definite single personality, becomes lost in us. The farther we descend into the depths of our own life and allow our feelings to resound with our experiences of the outer world, the more we cut ourselves off from universal being. A true individuality will be the one who reaches up with his feelings to the farthest possible extent into the region of the ideal. There are men in whom even the most general ideas that enter their heads still bear that peculiar personal tinge which shows unmistakably the connection with their author. There are others whose concepts come before us without the least trace of individual character as if they had not been produced by a man of flesh and blood at all. [ 15 ] Making mental pictures gives our conceptual life at once an individual stamp. Each one of us has his own particular place from which he surveys the world. His concepts link themselves to his percepts. He thinks the general concepts in his own special way. This special determination results for each of us from the place where we stand in the world, from the range of percepts peculiar to our place in life. [ 16 ] Distinct from this determination is another which depends on our particular organization. Our organization is indeed a special, fully determined entity. Each of us combines special feelings, and these in the most varying degrees of intensity, with his percepts. This is just the individual element in the personality of each one of us. It is what remains over when we have allowed fully for all the determining factors in our surroundings. [ 17 ] A life of feeling, wholly devoid of thinking, would gradually lose all connection with the world. But man is meant to be a whole, and for him knowledge of things will go hand in hand with the development and education of the life of feeling. [ 18 ] Feeling is the means whereby, in the first instance, concepts gain concrete life. |
4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Translated by Michael Wilson |
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4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Translated by Michael Wilson |
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[ 1 ] We have established that the elements for the explanation of reality are to be found in the two spheres: perceiving and thinking. It is due, as we have seen, to our organization that the full, complete reality, including our own selves as subjects, appears at first as a duality. The act of knowing overcomes this duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete thing. Let us call the manner in which the world presents itself to us, before it has taken on its true nature through our knowing it, “the world of appearance,” in contrast to the unified whole composed of percept and concept. We can then say: The world is given to us as a duality, and knowledge transforms it into a unity. A philosophy which starts from this basic principle may be called a monistic philosophy, or monism. Opposed to this is the two-world theory, or dualism. The latter does not assume just that there are two sides of a single reality which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles for the explanation of the other. [ 2 ] Dualism rests on a false conception of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing apart and opposed. [ 3 ] It is from a dualism such as this that there arises the distinction between the perceptual object and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in eradicating. According to our line of argument, it is due to the nature of our mental organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its rightful place in the world as a whole. As long as we designate the separated parts of the world as percepts, we are simply following, in this separating out, a law of our subjectivity. If, however, we regard the sum of all percepts as the one part, and contrast with this a second part, namely, the things-in-themselves, then we are philosophizing into the blue. We are merely playing with concepts. We construct an artificial pair of opposites, but we can gain no content for the second of these opposites, since such content for a particular thing can be drawn only from perception. [ 4 ] Every kind of existence that is assumed outside the realm of percept and concept must be relegated to the sphere of unjustified hypotheses. To this category belongs the “thing-in-itself”. It is quite natural that a dualistic thinker should be unable to find the connection between the world principle which he hypothetically assumes and the things given in experience. A content for the hypothetical world principle can be arrived at only by borrowing it from the world of experience and then shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept which has nothing but the form of a concept. Here the dualistic thinker usually asserts that the content of this concept is inaccessible to our knowledge; we can know only that such a content exists, but not what it is that exists. In both cases it is impossible to overcome dualism. Even though one were to import a few abstract elements from the world of experience into the concept of the thing-in-itself, it would still remain impossible to derive the rich concrete life of experience from these few qualities which are, after all, themselves taken from perception. DuBois-Reymond considers that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever incomprehensible that it should be other than indifferent to a number of atoms of carbon, hydrogen, nitrogen, and so on, how they lie and move, how they lay and moved, or how they will lie and will move. It is impossible to see how consciousness could come into existence through their interaction.” This conclusion is characteristic of this whole trend of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the notional world of atoms. And then astonishment arises that real life cannot be evolved out of this self-made principle borrowed from the world of percepts. [ 5 ] That the dualist can reach no explanation of the world, working as he does with a completely empty concept of the “in-itself” of a thing, follows at once from the very definition of his principle given above. [ 6 ] In every case the dualist finds himself compelled to set impassable barriers to our faculty of knowledge. The follower of a monistic world conception knows that everything he needs for the explanation of any given phenomenon in the world must lie within this world itself. What prevents him from reaching it can be only accidental limitations in space and time, or defects of his organization, that is, not of human organization in general, but only of his own particular one. [ 7 ] It follows from the concept of the act of knowing as we have defined it, that one cannot speak of limits to knowledge. Knowing is not a concern of the world in general, but an affair which man must settle for himself. Things demand no explanation. They exist and act on one another according to laws which can be discovered through thinking. They exist in indivisible unity with these laws. Our Egohood confronts them, grasping at first only that part of them we have called percepts. Within our Egohood, however, lies the power to discover the other part of the reality as well. Only when the Egohood has taken the two elements of reality which are indivisibly united in the world and has combined them also for itself, is our thirst for knowledge satisfied—the I has then arrived at the reality once more. [ 8 ] Thus the conditions necessary for an act of knowledge to take place are there through the I and for the I. The I sets itself the problems of knowledge; and moreover it takes them from an element that is absolutely clear and transparent in itself: the element of thinking. If we set ourselves questions which we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets us the questions, but we ourselves. [ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken. [ 10 ] In our knowledge we are concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by place, time, and our subjective organization, is confronted by a sphere of concepts pointing to the totality of the universe. My task consists in reconciling these two spheres, with both of which I am well acquainted. Here one cannot speak of a limit to knowledge. It may be that, at any particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved. What is not found today, however, may be found tomorrow. The limits due to these causes are only transitory, and can be overcome by the progress of perception and thinking. [ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has meaning only within the perceptual realm, to purely notional entities outside this realm. But since the separate things within the perceptual field remain separated only so long as the perceiver refrains from thinking (which cancels all separation and shows it to be due to purely subjective factors), the dualist is therefore transferring to entities behind the perceptible realm determining factors which even for this realm have no absolute validity, but only relative. He thus splits up the two factors concerned in the process of knowledge, namely percept and concept, into four: (1) the object in itself; (2) the precept which the subject has of the object; (3) the subject; (4) the concept which relates the precept to the object in itself. The relation between subject and object is a real one; the subject is really (dynamically) influenced by the object. This real process is said not to appear in consciousness. But it is supposed to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the percept. Only at this stage does it enter our consciousness. The object is said to have an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is referred by the subject to the object. This reference is called an ideal one. With this the dualist therefore splits up the process of knowledge into two parts. The one part, namely, the production of the perceptual object out of the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the reference of the concept to the object, takes place, according to him, within consciousness. With these presuppositions, it is clear why the dualist believes his concepts to be merely subjective representatives of what is there prior to his consciousness. The objectively real process in the subject by means of which the percept comes about, and still more the objective relations between things-in-themselves, remain for such a dualist inaccessible to direct knowledge; according to him, man can obtain only conceptual representatives of the objectively real. The bond of unity which connects things with one another and also objectively with the individual mind of each of us (as thing-in-itself) lies beyond our consciousness in a being-in-itself of whom, once more, we can have in our consciousness merely a conceptual representative. [ 12 ] The dualist believes that he would dissolve away the whole world into a mere abstract. scheme of concepts, did he not insist on real connections between the objects besides the conceptual ones. In other words, the ideal principles which thinking discovers seem too airy for the dualist, and he seeks, in addition, real principles with which to support them. [ 13 ] Let us examine these real principles a little more closely. The naïve man (naïve realist) regards the objects of external experience as realities. The fact that his hands can grasp these objects, and his eyes see them, is for him sufficient proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naïve man; and it is held to be equally valid in its converse: “Everything which can be perceived exists.” The best evidence for this assertion is the naïve man's belief in immortality and ghosts. He thinks of the soul as refined material substance which may, in special circumstances, become visible even to the ordinary man (naïve belief in ghosts). [ 14 ] In contrast with this real world of his, the naïve realist regards everything else, especially the world of ideas, as unreal or “merely ideal”. What we add to objects by thinking is nothing more than thoughts about the things. Thought adds nothing real to the percept. [ 15 ] But it is not only with reference to the existence of things that the naïve man regards sense perception as the sole proof of reality, but also with reference to events. A thing, according to him, can act on another only when a force actually present to sense perception issues from the one and seizes upon the other. In the older physics it was thought that very fine substances emanate from the objects and penetrate through the sense organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our sense organs relative to the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as for attributing it to the objects of the sense-perceptible world, namely because of their mode of existence, which was thought to be analogous to that of sense-perceptible reality. [ 16 ] The self-contained nature of what can be experienced through ideas is not regarded by the naïve mind as being real in the same way that sense experience is. An object grasped in “mere idea” is regarded as a chimera until conviction of its reality can be given through sense perception. In short, the naïve man demands the real evidence of his senses in addition to the ideal evidence of his thinking. In this need of the naïve man lies the original ground for primitive forms of the belief in revelation. The God who is given through thinking remains to the naïve mind always a merely “notional” God. The naïve mind demands a manifestation that is accessible to sense perception. God must appear in the flesh, and little value is attached to the testimony of thinking, but only to proof of divinity such as changing water into wine in a way that can be testified by the senses. [ 17 ] Even the act of knowing itself is pictured by the naïve man as a process analogous to sense perception. Things, it is thought, make an impression on the soul, or send out images which enter through our senses, and so on. [ 18 ] What the naïve man can perceive with his senses he regards as real, and what he cannot thus perceive (God, soul, knowledge, etc.) he regards as analogous to what he does perceive. [ 19 ] A science based on naïve realism would have to be nothing but an exact description of the content of perception. For naïve realism, concepts are only the means to an end. They exist to provide ideal counterparts of percepts, and have no significance for the things themselves. For the naïve realist, only the individual tulips which he sees (or could see) are real; the single idea of the tulip is to him an abstraction, the unreal thought-picture which the soul has put together out of the characteristics common to all tulips. [ 20 ] Naive realism, with its fundamental principle of the reality of all perceived things, is contradicted by experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real today; in a year it will have vanished into nothingness. What persists is the species tulip. For the naïve realist, however, this species is “only” an idea, not a reality. Thus this theory of the world find itself in the position of seeing its realities arise and perish, while what it regards as unreal, in contrast with the real, persists. Hence naïve realism is compelled to acknowledge, in addition to percepts, the existence of something ideal. It must admit entities which cannot be perceived by the senses. In doing so, it justifies itself by conceiving their existence as being analogous to that of sense-perceptible objects. Just such hypothetical realities are the invisible forces by means of which the sense-perceptible objects act on one another. Another such thing is heredity, which works on beyond the individual and is the reason why a new being which develops from the individual is similar to it, thereby serving to maintain the species. Such a thing again is the life-principle permeating the organic body, the soul for which the naïve mind always finds a concept formed in analogy with sense realities, and finally the naïve man's Divine Being. This Divine Being is thought of as acting in a manner exactly corresponding to the way in which man himself is seen to act; that is, anthropomorphically. [ 21 ] Modern physics traces sensations back to processes of the smallest particles of bodies and of an infinitely fine substance, called ether, or to other such things. For example, what we experience as warmth is, within the space occupied by the warmth-giving body, the movement of its parts. Here again something imperceptible is conceived in analogy with what is perceptible. In this sense, the perceptual analogue to the concept “body” would be, shall we say, the interior of a totally enclosed space, in which elastic spheres are moving in all directions, impinging one on another, bouncing on and off the walls, and so on.1 [ 22 ] Without such assumptions the world would fall apart for the naïve realist into an incoherent aggregate of percepts without mutual relationships and with no tendency to unite. It is clear, however, that naïve realism can make these assumptions only by an inconsistency. If it would remain true to its fundamental principle that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces which proceed from the perceptible things are in fact unjustified hypotheses from the standpoint of naïve realism. And because naïve realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus ascribes a form of existence (perceptible existence) to a sphere where the only means of making any assertion about such existence, namely, sense perception, is lacking. [ 23 ] This self-contradictory theory leads to metaphysical realism. This constructs, in addition to the perceptible reality, an imperceptible reality which it conceives on the analogy of the perceptible one. Therefore metaphysical realism is of necessity dualistic. [ 24 ] Wherever the metaphysical realist observes a relationship between perceptible things (such as when two things move towards each other, or when something objective enters consciousness), there he sees a reality. However, the relationship which he notices can only be expressed by means of thinking; it cannot be perceived. The purely ideal relationship is then arbitrarily made into something similar to a perceptible one. Thus, according to this theory, the real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces which produce the objects of perception, and are the things that endure. [ 25 ] Metaphysical realism is a contradictory mixture of naïve realism and idealism. Its hypothetical forces are imperceptible entities endowed with the qualities of percepts. The metaphysical realist has made up his mind to acknowledge, in addition to the sphere which he is able to know through perception, another sphere for which this means of knowledge fails him and which can be known only by means of thinking. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thinking reveals, namely, the concept (idea), is just as important a factor as the percept. If we are to avoid the contradiction of imperceptible percepts, we must admit that the relationships which thinking establishes between the percepts can have no other mode of existence for us than that of concepts. If we reject the untenable part of metaphysical realism, the world presents itself to us as the sum of percepts and their conceptual (ideal) relationships. Metaphysical realism would then merge into a view of the world which requires the principle of perceivability for percepts and that of conceivability for the relationships between the percepts. This view of the world can admit no third sphere—in addition to the world of percepts and the world of concepts—in which both the so-called “real” and “ideal” principles are simultaneously valid. [ 26 ] When the metaphysical realist asserts that, besides the ideal relationship between the percept of the object and the percept of the subject, there must also exist a real relationship between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (that is, of the so-called individual spirit), he is basing his assertion on the false assumption of a real process, analogous to the processes in the sense world but imperceptible. Further, when the metaphysical realist asserts that we enter into a conscious ideal relationship to our world of percepts, but that to the real world we can have only a dynamic (force) relationship, he repeats the mistake we have already criticized. One can talk of a dynamic relationship only within the world of percepts (in the sphere of the sense of touch), but not outside that world. [ 27 ] Let us call the view which we have characterized above, into which metaphysical realism merges when it discards its contradictory elements, monism, because it combines one-sided realism with idealism into a higher unity. [ 28 ] For naïve realism, the real world is an aggregate of perceived objects (percepts); for metaphysical realism, not only percepts but also imperceptible forces are real; monism replaces forces by ideal connections which are gained through thinking. The laws of nature are just such connections. A law of nature is in fact nothing but the conceptual expression of the connection between certain percepts. [ 29 ] Monism never finds it necessary to ask for any principles of explanation for reality other than percepts and concepts. It knows that in the whole field of reality there is no occasion for this question. In the perceptual world, as it presents itself directly to perception, it sees one half of the reality; in the union of this world with the world of concepts it finds the full reality. The metaphysical realist may object to the adherent of monism: It may be that for your organization, your knowledge is complete in itself, with no part lacking; but you do not know how the world is mirrored in an intelligence organized differently from your own. To this the monist will reply: If there are intelligences other than human, and if their percepts are different from ours, all that concerns me is what reaches me from them through perception and concept. Through my perceiving, that is, through this specifically human mode of perceiving, I, as subject, am confronted with the object. The connection of things is thereby interrupted. The subject restores this connection by means of thinking. In doing so it puts itself back into the context of the world as a whole. Since it is only through the subject that the whole appears cut in two at the place between our percept and our concept, the uniting of those two gives us true knowledge. For beings with a different perceptual world (for example, if they had twice our number of sense organs), the continuum would appear broken in another place, and the reconstruction would accordingly have to take a form specific for such beings. The question concerning the limits of knowledge exists only for naïve and metaphysical realism, both of which see in the contents of the soul only an ideal representation of the real world. For these theories, what exists outside the subject is something absolute, founded in itself, and what is contained within the subject is a picture of this absolute, but quite external to it. The completeness of knowledge depends on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former will accordingly have a less complete knowledge than the latter. [ 30 ] For monism, the situation is different. The manner in which the world continuum appears to be rent asunder into subject and object depends on the organization of the perceiving being. The object is not absolute, but merely relative, with reference to this particular subject. Bridging over the antithesis, therefore, can again take place only in the quite specific way that is characteristic of the particular human subject. As soon as the I, which is separated from the world in the act of perceiving, fits itself back into the world continuum through thoughtful contemplation, all further questioning ceases, having been but a consequence of the separation. [ 31 ] A differently constituted being would have a differently constituted knowledge. Our own knowledge suffices to answer the questions put by our own nature. [ 32] Metaphysical realism has to ask: By what means are our percepts given? What is it that affects the subject? [ 33] Monism holds that percepts are determined through the subject. But at the same time, the subject has in thinking the means for canceling this self-produced determination. [ 34 ] The metaphysical realist is faced by a further difficulty when he seeks to explain the similarity between the world pictures of different human individuals. He has to ask himself: How is it that the picture of the world which I build up out of my subjectively determined percepts and my concepts turns out to be the same as the one which another individual is also building up out of the same two subjective factors? How can I, in any case, draw conclusions from my own subjective picture of the world about that of another human being? The fact that people can understand and get on with one another in practical life leads the metaphysical realist to conclude that their subjective world pictures must be similar. From the similarity of these world pictures he then further concludes that the “individual spirits” behind the single human subjects as percepts, or the “I-in-itself” behind the subjects, must also be like one another. [ 35 ] This is an inference from a sum of effects to the character of the underlying causes. We believe that we can understand the situation well enough from a sufficiently large number of instances to know how the inferred causes will behave in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results if further observation yields some unexpected element, because the character of our conclusion is, after all, determined only by the particular form of our actual observations. The metaphysical realist asserts that this knowledge of causes, though conditional, is nevertheless quite sufficient for practical life. [ 36 ] Inductive inference is the method underlying modern metaphysical realism. At one time it was thought that we could evolve something out of concepts that is no longer a concept. It was thought that the metaphysical realities, which metaphysical realism after all requires, could be known by means of concepts. This kind of philosophizing is now out of date. Instead it is thought that one can infer from a sufficiently large number of perceptual facts the character of the thing-in-itself which underlies these facts. Whereas formerly it was from concepts, now it is from percepts that people seek to evolve the metaphysical. Since one has concepts before oneself in transparent clearness, it was thought that one might be able to deduce the metaphysical from them with absolute certainty. Percepts are not given with the same transparent clearness. Each subsequent one is a little different from others of the same kind which preceded it. Basically, therefore, anything inferred from past percepts will be somewhat modified by each subsequent percept. The character of the metaphysical thus obtained can, therefore, be only relatively true, since it is subject to correction by further instances. Eduard von Hartmann's metaphysics has a character determined by this basic method, as expressed in the motto on the title page of his first important book: “Speculative results following the inductive method of Natural Science.” [ 37 ] The form which the metaphysical realist nowadays gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of knowledge he is convinced of the existence of an objectively real world continuum, over and above the “subjective” world continuum which we know through percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. Author's addition, 1918[ 38 ] For the unprejudiced observation of what is experienced through percept and concept, as we have tried to describe it in the foregoing pages, certain ideas which originate in the field of natural science are repeatedly found to be disturbing. Thus it is said that in the spectrum of light the eye perceives colors from red to violet. But in the space beyond the violet there are forces of radiation for which there is no corresponding color-perception in the eye, but instead there is a definite chemical effect; in the same way, beyond the limit of the red there are radiations having only an effect of warmth. By studying these and other similar phenomena, one is led to the view that the range of man's perceptual world is determined by the range of his senses, and that he would be confronted by a very different world if he had additional, or altogether different, senses. Anyone who chooses to indulge in the extravagant flights of fancy for which the brilliant discoveries of recent scientific research offer such tempting opportunities, may well arrive at the conclusion that nothing enters man's field of observation except what can affect the senses which his bodily organization has evolved. He has no right to regard what is perceived, limited as it is by his organization, as in any way setting a standard for reality. Every new sense would confront him with a different picture of reality. Within its proper limits this view is entirely justified. But if anyone allows this view to confuse him in his unprejudiced observation of the relationship of percept and concept as set out in these chapters, then he will bar his own way to any realistic knowledge of man and of the world. To experience the essential nature of thinking, that is, to work one's way into the world of concepts through one's own activity, is an entirely different thing from experiencing something perceptible through the senses. Whatever senses man might possibly have, not one would give him reality if his thinking did not permeate with concepts whatever he perceived by means of it. And every sense, however constructed, would, if thus permeated, enable him to live within reality. This question of how he stands in the world of reality is untouched by any speculations he may have as to how the perceptual world might appear to him if he had different senses. We must clearly understand that every perceptual picture of the world owes its form to the organization of the perceiving being, but also that the perceptual picture which has been thoroughly permeated by the experience of thinking leads us into reality. What causes us to enquire into our relationship to the world is not the fanciful pictures of how different the world would appear to other than human senses, but the realization that every percept gives us only a part of the reality concealed within it, in other words, that it directs us away from its inherent reality. Added to this is the further realization that thinking leads us into that part of the reality which the percept conceals within itself. Another difficulty in the way of the unprejudiced observation of the relationship between the percept and the concept wrought by thinking, as here described, arises when, for example, in the field of experimental physics it becomes necessary to speak not of immediately perceptible elements, but of non-perceptible quantities as in the case of lines of electric or magnetic force. It may seem as if the elements of reality of which physicists speak had no connection either with what is perceptible or with the concepts which active thinking has wrought. Yet such a view would be based on self-deception. The main point is that all the results of physical research, apart from unjustifiable hypotheses which ought to be excluded, have been obtained through percept and concept. Elements which are seemingly non-perceptible are placed by the physicist's sound instinct for knowledge into the field where percepts lie, and they are thought of in terms of concepts commonly used in this field. The strengths of electric or magnetic fields and such like are arrived at, in the very nature of things, by no other process of knowledge than the one which occurs between percept and concept. An increase or a modification of human senses would yield a different perceptual picture, an enrichment or a modification of human experience. But even with this experience one could arrive at real knowledge only through the interplay of concept and percept. The deepening of knowledge depends on the powers of intuition which express themselves in thinking (see Chapter 5). In the living experience which develops within thinking, this intuition may dive down to greater or to lesser depths of reality. An extension of the perceptual picture may provide stimulation for this diving down of intuition, and thus indirectly promote it. But under no circumstances should this diving into the depths to reach reality be confused with being confronted by a perceptual picture of greater or lesser breadth, which in any case can only contain half the reality, as determined by the organization of the cognizing being. If one does not lose oneself in abstractions, one will realize that for a knowledge of human nature it is a relevant fact that in physics one has to infer the existence of elements in the perceptual field for which no sense organ is tuned as it is for color or sound. Man's being, quite concretely, is determined not only by what his organization presents to him as immediate percept, but also by the fact that from this immediate perception other things are excluded. Just as it is necessary for life that in addition to the conscious waking state there should be an unconscious sleeping state, so for man's experience of himself it is necessary that in addition to the sphere of his sense perception there should be another sphere—in fact a far larger one—of elements not perceptible to the senses but belonging to the same field from which the sense percepts come. All this was already implied in the original presentation of this work. The author adds these extensions to the argument because he has found by experience that many a reader has not read accurately enough. It is to be remembered, too, that the idea of percept developed in this book is not to be confused with the idea of external sense percept which is but a special instance of it. The reader will gather from what has gone before, but even more from what will follow, that “percept” is here taken to be everything that approaches man through the senses or through the spirit, before it has been grasped by the actively elaborated concept. “Senses”, as we ordinarily understand the term, are not necessary in order to have percepts in soul- or spirit-experience. It might be said that this extension of our ordinary usage is not permissible. But such extension is absolutely necessary if we are not to be prevented by the current sense of a word from enlarging our knowledge in certain fields. Anyone who uses “perception” to mean only “sense perception” will never arrive at a concept fit for the purposes of knowledge—even knowledge of this same sense perception. One must sometimes enlarge a concept in order that it may get its appropriate meaning in a narrower field. Sometimes one must also add to the original content of a concept in order that the original concept may be justified or, perhaps, readjusted. Thus we find it said here in this book (see Chapter 6): “The mental picture is an individualized concept.” It has been objected that this is an unusual use of words. But this use is necessary if we are to find out what a mental picture really is. How can we expect any progress in knowledge if everyone who finds himself compelled to readjust concepts is to be met by the objection, “This is an unusual use of words”?
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117. Festivals of the Seasons: The Spirit of Christmas
26 Dec 1909, Berlin Translated by Harry Collison |
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117. Festivals of the Seasons: The Spirit of Christmas
26 Dec 1909, Berlin Translated by Harry Collison |
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We have been endeavouring, as Christmas has drawn near, to enter into that spirit which also from the anthroposophical standpoint may be called the true spirit of Christmas. We have been seeking to realise that there is an interpretation of the Christmas Festival, which in a measure enables us to bring the spirit of Christmas to bear on everything of importance that happens to a man during the year. The celebration of the Christmas Festival, in the true anthroposophical spirit, is a matter of the utmost importance to the anthroposophist, especially at the present time. And what else could this mean, this ‘celebration of Christmas in the true anthroposophical spirit,’ but that all the year round we should set before ourselves, in fervency of soul, the endeavour to fulfil our spiritual duty towards the present stage of human evolution; and to this end we must understand the task of humanity in our time and continually enrich our souls through experiences drawn from the spiritual world. This is to be our aim, in order that we may be able, that we may have the right to belong to those whose task it is to accomplish the necessary spiritual work in the next epoch of humanity. Thus the whole year through, we seek to fill our thoughts with what Anthroposophy has to give us, to open our hearts to anthroposophical wisdom. And when the year draws to its close (and even outwardly this season has a symbolical importance, for in the outside world, owing to the limited power of the sun’s rays, an excess of darkness prevails), then, at this Festival time, let us try to understand how we may connect our Christmas Celebration with the anthroposophical year that is past. Let us be continually realising afresh that anthroposophical truth, in its entirety, must be permeated and illumined by that mighty Impulse which we call the Christ-Impulse! If we try in this way to inscribe the anthroposophical truths in our hearts and souls, as the message of Christ Himself, then we can indeed say: At Christmas-time we anthroposophists must develop the spirit of Christmas by allowing all that we have learned during the whole year to be lighted up in our souls by means of deeper feelings, so that new force may be generated in us. We must be able to feel that we not only know something of anthroposophical wisdom, but that it penetrates our soul, our heart, becomes in us an illuminating, glowing force, which enables us during the coming year to fulfil our duty and to carry on our work in any sphere of life in which we may be placed. If we thus seek to transmute the holy truths of the Spirit into holy feelings, into holy force in our souls, then will be born in us, on a higher plane, that which we learn at first by means of the forces of this earthly world. For this reason we ought, ever more and more, to call to mind those occasions upon which one or another of the human family strove to rise to those spiritual realms where the Christ Himself is to be found. The truly Christian poet, Novalis, has already guided us, during this Christmas-time, into these realms of spirit. And again to-day a little of that anthroposophical Christmas spirit just described—the kindling of feeling by means of those rays of warmth—may well be sought in the writings of a truly anthroposophical poet, such as Novalis was. Let us turn to Novalis. We may perhaps most effectually realise, in the various forms in which Novalis gives us his rarest wisdom, how we may be enabled, through Anthroposophy, to fill life with a new glory. All around us life is rushing by, and our own work forms part of this modern whirl of life. When, through Anthroposophy, we gain the power of bringing wisdom down from the spiritual world, we shall gild the whole of life with the gold of anthroposophical wisdom, however prosaic circumstances may appear. This we must learn. We shall see that life becomes filled with a new glory, if each year we allow the anthroposophical Christmas-spirit to enter into our souls; if we, so to speak, allow Anthroposophy to be re-born within us at Christmas-time, as feeling and perception. We shall then feel how impossible it is, if we want to live here in the ordinary world, to attain, even in small degree, to spiritual perception. There is much to-day which hinders a man from unfolding his wings in order to rise to the spiritual world! Let me tell you briefly something which we may regard to a certain extent as symbolical. Many of us, who come to Anthroposophy, may say: Ah! everything which it offers to me would be beautiful, would be glorious; it warms my heart and fills my soul with love, but I cannot believe it! I am bound by what I have learned in the outer world, by the prejudices which I have acquired. ‘That is mere idle fancy,’ say these prejudices: ‘These things do not rest on any sure foundation!’ Many a man is thus thrown into bitter doubt. If he could only rise above the prejudices of the outer world, by which he is so beset at the present time, if he could only feel himself free in the pure ether of the spirit, he would know himself to be in touch with spiritual forces, and he would be able to make use of these forces in his daily work. The following little event may serve as an illustration of that attitude of mind, which prevents the ordinary man of the present day from perceiving, without prejudice or hindrance, all that Anthroposophy is able to provide for heart and soul. There lived a man in the eighteenth and beginning of the nineteenth century, the German Count Hardenberg. He had a son, whom we know as Novalis, and we have been able to admit in intimate anthroposophical circles, that the poems and deep wisdom given to the world by this son sprang from a soul which was the reincarnation of significant and powerful personalities, who had accomplished momentous things for the earth. But how was the father, surrounded as he was by the influences of the outer world, to recognise this soul in his son? How could he have even a suspicion of the spirit, which was able to express itself in the soul of this son? He was as unable to free himself from the prejudices of the material world and his connection with the actualities of life around him, as many to-day, who are influenced by the prejudices of our time, are unable to perceive the impelling force of the spiritual wisdom of Anthroposophy. The old Hardenberg would have had to free himself, as it were, from harshness in his misunderstanding of his son; he would have had to rise above a completely material life, before he could feel, within his Moravian Community, anything of a deeply religious spirit—or, as one might perhaps say, ‘A knowledge of the universal spirit as it was understood in the olden days.’ Those traditional, authoritative influences which are operative within such a community were necessary in order that his inmost soul might be affected by that true Christian spirit, which can only be understood when it has received anthroposophical inspiration. Old Hardenberg had once a remarkable experience of the breath of that Christian spirit, when he and others were assembled in the Moravian Church, and they began to sing one of their hymns. By means of this hymn, the origin of which he did not know, there came to him a breath from the eternal world. He was deeply moved by the hymn beginning:
He perceived something which hitherto he had been unable to perceive! The service came to an end. Old Hardenberg went out and asked some of his fellow-worshippers: ‘Who then is the writer of this glorious poem?’ ‘It was written by your son,’ was the reply. Old Hardenberg, freed from all the associations of the ordinary world, undisturbed by the prejudices of the physical plane, had felt the compelling power of the spiritual life. But his son, as far as his physical body was concerned, had already been in his grave for some months. For this experience only came to old Hardenberg some months after the death of Novalis. Only when his surroundings were such as enabled him for a short time to escape from all his preconceived physical-plane ideas, was he borne upwards into the spiritual heights, and realised their constraining force—that constraining force which we ought to feel, untroubled by all the prejudices of the material world. Let us rise above the materialistic prejudices of the present day! Let us feel the constraining force of the spiritual life, and let power and warmth flow from it into our hearts! If we do this, we shall then fulfil our duty towards the humanity of the present day. Through this illustration, taken from a real experience of Novalis’ father, I wished to lead you into that spirit to which we now want to attain, by means of the strong, anthroposophical forces which lie in the songs of Novalis. (Here follow readings from Novalis’ ‘Spiritual Songs.’) This time of Festival perhaps makes it easier not only to understand and to know, but to feel and to realise, all that we have been considering, through so many anthroposophical hours, in connection with our Gospels. And we know that a large part of the time which we had at our disposal during this past year, was devoted to this Gospel study. There are still further important deductions to be drawn from our study of the Gospels, and now, in the short lecture to-day, in which we must still think of our Christmas Festival, let us realise what is associated with that Event—the Christ-Event—which should be so vividly before us at Christmas-time. Consideration of the Christ-Event enables us to estimate very fully the significance and force of the anthroposophical conception of the universe, as it affects the present time, and also the future of humanity. If we allow ourselves to be influenced by the same deep feeling for the Christ-Event, which filled the soul of Novalis, we shall continually be constrained to ask ourselves afresh: ‘How can that mighty impulse, which entered into mankind when Christ was born in Palestine, become more and more a reality to us?’ At the present time we are right in associating Anthroposophy with the Christ-Event. Could we but show how the different streams of human spiritual life, which existed before the time of Christ, were united in the Event of Palestine, we could also show how great a number of people have, at the best, but a dim idea of the Event of Palestine, and how it will only gradually be possible to understand it, in its full power and significance, in the far future, when men come to seek a more spiritual view of life. For however great may be the wisdom gained in the course of the evolution of the earth, this wisdom will only find its deepest fulfilment as it makes itself into an instrument for the understanding of what the Christ-Impulse really is. We are thus faced with the immediate necessity of bringing direct spiritual experience to bear upon the Christ-Event. At the time in which Christ walked on earth in bodily form, humanity received the great and powerful impulse to rise again into the spiritual world, but even now this impulse is only apprehended, in its true form, by those souls who are fitted to receive it. On the other hand, as though to complete the measure of that which must be overcome, humanity has continued to descend more and more deeply into materialism. Man’s whole existence is, in fact, a descent into matter. During the post-Atlantean time also, man has become ever more and more immersed in matter. The Christ-Event signified the impulse which enables men once more to ascend, but this empowering impulse has as yet been but little realised. On the other hand, the descent into matter, even during the time since Christ, has manifested itself ever more and more forcibly, and, as the result of this descent, the whole thinking, feeling, and perception of man have been injuriously affected. To-day we are already living in an age in which materialistic investigation is brought to bear on our understanding of the Christ-Event. And since we are met for serious thought, it is fitting to refer to such a serious matter as this application of materialistic investigation even to the most spiritual event that has ever happened on the earth. We see that the materialistic theology of the present day states on the authority of so-called ‘higher criticism,’ that it is impossible to give any proof of an outward historical Christ, and there are already theologians who say: ‘Higher criticism compels us to admit, that “ historically ” it cannot be proved that, at the beginning of our era, there lived in Palestine One of whom the Gospels proclaim such mighty facts, and from whom such mighty impulses appear to have been poured into the spiritual life of humanity.’ Thus Science to-day, as a result of its methods, seems to feel called upon to do away with the historical Christ. On this account, we need to remember that Spiritual Science, in accordance with its principles, is now being called upon to prove the historical Christ Jesus. The faith of men does not depend upon the truths belonging to any particular branch of learning. Illustration after illustration could be given to prove how threadbare such learning is. But people may spend their lives without perceiving that such proofs exist. Thus also in the future (and this will be the case for a long time to come) an ever-increasing number of people will follow the line of materialistic thought and will be influenced more and more by the belief that the true historical method must needs deny the certainty of an historical Christ Jesus. Science would seem to abolish that for which we are hoping to obtain a new symbol in the light of golden wisdom. The time will surely come, in which Christ will only be known in circles such as this, where through the study of Spiritual Science light is thrown on the words: ‘I am with you al way even to the end of the world,’ and where those who are able to investigate for themselves, through spiritual vision, will know that He, from Whom the Christian impulse has gone forth, is ever to be found in the spiritual world, and that certainty with regard to the Christ-Event is to be obtained from within that spiritual world. Only in circles in which such spiritual truths are acknowledged will it be possible to reach the assurance of that for which this symbol is once more being sought. And the outer world will not accept any proof that the historical, the outer scientific method, is itself built on an uncertain foundation. Certainly those who are able to understand the nature and value of Science to-day know already how threadbare and unfounded its methods are, and therefore how little is proved when those who believe they are proceeding on strictly scientific lines come to the conclusion that history provides no proof that any of the persons, from Christ down to the Apostles, ever lived. But it will be a long time yet before men free themselves from that belief in authority which does not appear to them to be belief in authority. The worst form of this belief exists at the present time. And men do not perceive that He Who really frees us from belief in authority, is He Who taught man to build in his inmost being on the power of his own Ego. He who has revealed to us what the Ego is capable of taking into itself can also show us how to find the source and the power of truth within our own being. With Christ within, we find truth within; with Christ within, we find the sure foundation for free and independent judgment, a foundation which is deeper than that of authority. But during this hour, when our thoughts are turned to the Christ-Event, let us give our earnest attention, in order that we may realise our calling as anthroposophists. Perhaps I should postpone for future lectures what I now propose to include here, were it not that it will be some time before we meet again. But I want to direct your attention to what the anthroposophist should recognise as one of the most significant signs of the time in which he is living, namely, the impossibility, so to speak, of the scientific methods of the present day. One cannot hope to convince those who wish to believe in the material science which in our time explains away even the historical Christ. But there must be some who, through the teaching of Anthroposophy, understand something of the way in which material science is failing in all departments and how, in the future, spiritual life alone can promote the welfare of mankind. In current events people fail to see the most important point. A lawsuit was recently held in Vienna, in which the whole civilised world was interested. Because this lawsuit was considered of importance, the whole of Europe may be said to have assembled in order to gain information from it, but probably the most important thing which happened there passed unnoticed. And even if this most important point were put into words those, who were not anthroposophically prepared, would regard it as a mere fantasy. A certain professor of history was present, a man famous in Europe, esteemed by the rest of his profession, who had written important words in accordance with the strict methods of historical research—a ‘good dabbler in learning.’ This dabbler in learning became possessed of a series of documents, which had been handed over by one of the southern countries of Europe. These documents were to prove that there had been treachery in the south-east of Austria. Now who could be more fitted, according to present-day ideas, to put the matter to the test than a professor of history? A historian, before all others, ought to be called upon to examine the value of documents. All the beliefs of the world are founded on documents! Truth is determined by the testing of documents and the way in which they are applied and compared. The truth, even about the miracle of Christianity, can be reached in no other way! The historian and investigator into whose hands these documents fell, was also a pupil of the professor of history whom I like to call to mind when I think of my own young days. There were, at that time, two historians; the one carried on his investigations in accordance with the strictest methods of documental research, the other, his colleague, paid less heed to these strict methods and was more concerned in seeing that the candidates knew something of real historical events. Now it happened that the favourite pupil of this investigator of documents was to take his degree. He was examined first in the science of ancient documents, i.e., the science by means of which one learns to establish satisfactorily how to arrive at the truth through outward material means. For instance, he was asked in which Papal Document the dot over the i appeared for the first time. This is, of course, a very important piece of knowledge, and the candidate knew instantly that it was in the time of a certain ‘Innocent’ that the dot over the i first appeared. But the other historian, his colleague, then said: ‘May I now ask something of the candidate who knew so exactly when the dot over the i first appeared?’ ‘Can you tell me, sir, when the Pope, in whose documents the dot over the i first appeared, ascended the Papal throne?’ No, he did not know that. ‘Do you know then, perhaps, when he died?’ No, he did not know that either. ‘Now tell me something else about this Pope.’ He knew nothing! Then said the Professor, whose favourite pupil he was, ‘Really, sir, it seems as if you are very stupid to-day.’ To which the other rejoined, ‘But, my dear colleague, he is your favourite pupil! Who then has made him very stupid?’ The historian in question had not, at that time, proceeded far on the path of learning. But he became an able student of ancient documents, capable of establishing the truth with regard to times far past, by means of historical investigation. So what more suitable person could be found to discover if there were any treachery in the documents which had been handed over to him from a most important quarter? In accordance with the methods of historical research he duly examined them, and in a public article made serious accusations against a number of people. This resulted in a lawsuit, and, during this lawsuit, one of the most important documents was proved to be an altogether clumsy forgery. The whole point lay in the fact that a certain personality ought to have taken the chair at the meeting of a society in a certain town; but on making inquiry, it was ascertained that this man had been elsewhere during the time in question. We see here the methods of historical research at work on documents dealing with events of the present day and the only result in this case was that these methods were turned to a laughing-stock. The important point to which I alluded is this: not that any man, or men, were condemned, but that the historical, scientific method was completely condemned. And this was the really significant point which a modern lawsuit brought to light. We ought therefore seriously to face the question: What is a method worth, which sets out to decide whether something took place eighteen or nineteen centuries ago, when it is not in the position to discover anything about the plainest modern affairs? Here Science itself was brought to judgment and this is a fact that should be recognised! A science, arising out of the materialistic prejudices of the present day, will always be brought to judgment, if people are so indolent that they accept authorities without knowing what they are. The present day demands that we should know what our authority is. If, with an earnest belief in a spiritual philosophy, we give ourselves to the study of what is known to-day as Science, we shall see how it vanishes, how it proves to be built on sandy foundations and falls to pieces when we really set to work upon it earnestly. But men are not willing to regard the things of the present day from the spiritual standpoint. Men are not conscientious enough (that is, those who are outside anthroposophical life) to judge for themselves as to the character of these methods, which force materialistic, authoritative opinion into the minds of men. Hence for a long time to come, except within the intimate circle of anthroposophical influence, there will be no possibility of perceiving, in its true form, that which is for the highest welfare of mankind. And as Science increasingly questions and does away with that which took place in Palestine and which we symbolically bring to life anew in our hearts every year, then the anthroposophical, spiritual world-movement will provide a place in which the power of the Event in Palestine will shine forth ever more and more clearly and from this centre there will stream forth again into the rest of humanity that life which can only proceed from this Event. What can develop in our souls through a true inner experience of the Event of Palestine?
We may look upon this as the fundamental word of Christ Jesus. That is to say, Christ Jesus lived in Palestine in bodily form at the beginning of our era. Since that time He is to be found in the spiritual world; for He has united Himself with the spiritual atmosphere of the Earth. He became ‘The Spirit of the Earth,’ If we seek Him within the spiritual atmosphere of our Earth, we find Him there. He permeates the whole life of our Earth ever more and more. But what are men to gain through the continual indwelling of the Christ- Spirit? If we want to understand clearly what men are to gain in the future through the dwelling of the Christ-Spirit in their souls, then we must continue what has been already attempted for some time in our anthroposophical movement. What we are doing in this movement has not arisen from any arbitrary spirit—not from any programme drawn up merely by this or that man. Spiritual life is traced back ultimately to those sources which we seek in the individualities whom we call the ‘Masters of Wisdom and of the Harmony of Feeling.’ Through them, if we search rightly, we shall find the impulse which will enable us to work as we ought to work, from epoch to epoch, from age to age. A great impulse has recently come to us from the spiritual world and today, on this solemn Christmas evening, let us refer to this momentous impulse—a direction, so to speak, which has come to us during recent years from the spiritual world. It is through this impulse that our anthropsophical movement here in Central Europe has developed. We might describe this impulse in human words somewhat in the following manner: ‘Look at what is happening in the outer world: the words of the Gospels are becoming more and more misunderstood! They are being explained childishly, they are being tested by outward historical methods. The spiritual investigator must for a time disregard all merely outward history. What is necessary now is that the Gospels should again be understood quite literally, for it is through the literal understanding of them that the real depths of their Wisdom are reached.’ The spiritual world has directed us to become acquainted once more with the literal meaning of the Gospels, to understand what is contained in the actual wording of them. And all that we have attempted in our study of the Gospels of St. John, St. Luke and St. Matthew and which we hope still to attempt in our consideration of the Gospel of St. Mark, has arisen from this impulse, as it developed and took shape. We ought to try once again to understand the Gospels literally! This we are told by those who have given us this impulse from the spiritual world. Such is the ‘coming Christianity,’ the following of this impulse to understand the Gospels in their literalness. And what shall we gain through the literal understanding of the Gospels, through giving heed to the instruction of the Spiritual Powers who have spoken from the astral plane with such clearness as would scarcely be possible a second time in one century? We shall gain what is necessary if we desire to make ourselves into instruments which shall be able to guide the coming era of humanity in the right way, able to direct that which requires guidance and instruction in the world around us. When we look back on the evolution of mankind in the remote past, we know that the human ego was not yet fully developed. As we trace back the evolution of man, we come to the Group-soul. A certain number of human beings had at that time an Ego-soul in common, just as animals still have a group-soul to-day. We find this in every race. Thus we know that humanity has developed itself from the group-soul consciousness and at the time when Christ came down to our Earth humanity had reached the point in which the old group-souls were beginning to lose their significance. The old group-souls had withdrawn. Every man was now called upon to develop his own individual soul, his true individuality. And who brought that which was to be poured into the individual soul? It was brought by the Christ-Impulse! And the more we fill ourselves with the Christ-Impulse, the richer will our individuality become, so that those truths, which we need to carry over into the future, spring up within the Ego itself. At the present time we are at an important turning-point. Many are asking to-day: What does it mean, that we, anthroposophists, speak of reincarnation, when we have no recollection of any previous life? It is true, we have as yet no such recollection. But I have already pointed out, that if we take a four-year old child and say, ‘This is a human being, but he cannot reckon! that is no proof that human beings are unable to reckon. One must wait until the child has grown old enough to learn; in ten years he will be able to reckon I In the same way the human soul will so mature, that it will be able to remember past incarnations. Whether it will remember correctly or not is another matter. We are at an important turning-point. In the fourth post-Atlantean period, Christ descended as that Impulse whereby man is enabled to realise his individuality as a self-dependent being. We are now in the fifth Period, the last in which men are unable to recall their former incarnations. In the sixth Period, which will succeed our own, men will have the power to recall the past. Whether they remember correctly depends upon how they receive into their souls to-day the impulse thereto: whether they make themselves capable of remembering in the right way. In the future only those will remember their present existence in the right way, who have taken into themselves the Christ- Impulse, the source of true individuality. On the other hand, those who do not appropriate this source of true individuality will form new group-souls. Look at the impulse there is in men to-day towards the group-soul spirit, although there is no need for it, when they might find instead the sources of truth springing up in their own souls. It is well-known how everybody wants to do as ‘they’, the other people, do. Men do not look for what is to be found in their own souls, but they follow that which leads them into companies and groups and we see them happiest when they can have, not truths which are independent, but those which are held in common with others. Yes, and what is more, people hate individuality and they think that through this hatred of what is individual they can forge the strongest weapon against such wisdom as the anthroposophical. For anthroposophical wisdom must shine forth in the soul of each individual, it cannot be forced upon us by lever and screw, or by means of the rack. All that Anthroposophy says must come to us without the help of any external instrument. We must each one of us appropriate its teachings for himself, without being persuaded through any outward means, because it belongs to the invisible world into which each one must enter through his own power of thought. Through anthroposophical wisdom a man becomes individual. If we receive this wisdom in the true individual way—i.e., permeated by the Christ-Impulse—then there sinks into our souls that which will enable us to recall, in the sixth Period, an individuality, which each man has for himself, which belongs exclusively to himself. On the other hand, the memory of those who to-day are seeking to live in the old group-soul spirit, will be such that the group-soul consciousness will still be present. They will remember their present incarnation in the sixth Period, but they will then see clearly that they made their judgment at that time dependent on the judgment of others. And it will be a fearful chain for a man to be obliged to feel himself as part of a group-soul consciousness. The prospect of being bound to the group-soul consciousness threatens all those who are unable to receive the Christ-Impulse in our time. When we accept the Christ-Event, that Event which is the message to us of our human individuality, there enters into our souls the possibility of attaining the goal which humanity is to reach in the sixth Period—viz., that we should not look back to a group-soul consciousness, but to an individuality, permeated by the Christ. Thus he who comprehends Christianity in the right way to-day and understands how to inspire and permeate it with the spirit of Anthroposophy, will be enabled to rise to his full height and to be an instrument for work in the sixth Period. That then is the question: whether we resolve to look back from our reincarnations in the sixth Period, upon our present ego as a non-individual, lacking in independence, bound up in the group-soul consciousness, or whether we desire to remember an ego, which has laid hold for itself of the source of spirituality in our Earth-evolution, which has laid hold of the great Word. Before all personality existed, before there was anything belonging to humanity upon the earth and ‘before Abraham was, was the I AM.’ That which lives within us is in close union with the Father-Spirit—something is brought to life in us through the understanding of the Christ-Impulse and it is this understanding alone which unites us consciously with the source of the universe. Thus the entering of the Christ-Impulse into our souls signifies the possibility of rising again in the sixth Period as individual beings who look back upon an independent existence. If we allow the Christ, truly understood, to be born within us, we shall be able to awaken the remembrance of this Christ in the sixth post-Atlantean Period. And if in the fifth Period, we celebrate a true Christmas Festival, we shall then be able to celebrate a true Easter Festival in the sixth Period. As the beautiful Christmas hymn sings in our hearts on Christmas night: ‘Unto you is born this day a Saviour, Christ, the Lord,’ so, in looking back to the birth of the Christ in our souls, we shall hear within ourselves the announcement of this true Higher Ego. We shall look back upon this, and shall allow the memory of it to arise as an Easter Festival within ourselves; and then we shall be able to hear the grand and beautiful strains of Easter music: ‘May the Christ arise in us, enkindling and illuminating our own divine individuality.’ In this way the Festivals of Christmas and Easter are linked together in the fifth and sixth Periods of our post-Atlantean epoch—this is how we must learn to understand what we are taught in the Gospels. We have already partially learned and we shall learn still further, how the forces of Buddha, of Zoroaster and those of the old Hebrew race, flowed together in Christianity, and how, as the Gospels also show, they were united in the Person of Jesus Christ. That which has lived and moved in the world in pre-Christian times, must now live in our own individuality: it must be born again, penetrated by the Christ- Impulse. We then celebrate the anthroposophical Christmas Festival in our own souls, the birth of Christ in ourselves. And if we carry this inner knowledge of the Christ through Kamaloka and Devachan and back into a new life on earth and ever again into new earthly existences, until the sixth Period is reached, we shall then remember what we experienced in the fifth Period, and shall thus celebrate in ourselves the Christian Easter Festival. So, through the Christmas symbol, may that live in us symbolically, which we have been learning of late from the Gospels concerning the Mystery of Christ. So may these lights, now burning before us, incite us to give ourselves up to that impulse, which comes to us from the spiritual world: i.e., to understand the Gospels literally! And we look upon these outward lights as symbols of those lights which must be kindled in our souls and which, if they are kindled through the anthroposophical knowledge of Christ, will still bum in the sixth Period of the post-Atlantean epoch. Let us feel, just at this Christmas Festival, that it is for us to resolve to become worthy instruments for the future evolution of humanity. Let us feel the full meaning and gravity of this anthroposophical resolve: we are not to be anthroposophists for our own sakes alone; but, taking into consideration what has just been said, we are to be anthroposophists from a sense of duty towards humanity. Let there shine down upon us symbolically from the Christmas-tree, the Light which can fill us with enthusiasm for our spiritual mission to the race. We shall then have understood something of that which can again give us strength in this New Year to become ever more and more familiar with anthroposophical life and anthroposophical wisdom. |
118. Festivals of the Seasons: Whitsuntide: A Whitsuntide Reflection
15 May 1910, Hamburg Translated by Harry Collison |
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118. Festivals of the Seasons: Whitsuntide: A Whitsuntide Reflection
15 May 1910, Hamburg Translated by Harry Collison |
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Mementos of time, the Festivals direct our feelings and thoughts to the past. By their own inner significance they awake in us the thoughts which bind us to all that our own souls held sacred in the past. And moreover, the understanding of everything which underlies the Festivals awakes in us thoughts which direct our gaze to the future of mankind, in other words, to the future of our own souls. Feelings are awakened in us which fill us with enthusiasm to fit ourselves to play our part in times to come; our will is fired by ideals which give us strength so to labour that we may be enabled to fulfil more and more perfectly our tasks for the future. In the deeper sense of the word Whitsuntide may be characterised by a looking in spirit back to the past and yet on towards the future. The significance of the Festival for the nations of the West stands out before us in a stupendous scene, which appeals to the deepest feelings of our nature. The scene is familiar to every one here present. After the accomplishment of the Mystery of Golgotha, the Founder of Christianity lingers awhile among those who are able to see Him in that body which He used after the Mystery, and the further succession of events is placed before our souls in an impressive series of pictures. The body which the Founder of Christianity took after the Mystery of Golgotha, dissolves visibly, and is revealed to His most intimate disciples in the mighty vision known to us as the Ascension and ten days later there follows that which is now to be shown us in a picture, speaking a language which goes to the very hearts of all willing to understand it. The disciples of Christ are assembled; those who first understood Him are gathered together. Profoundly they feel the mighty impulse which has entered through Him into the evolution of mankind and their souls anxiously await the fulfilment of the promise made to them, of events which should be accomplished in their own souls. Gathered together in deep fervour of spirit are these first disciples and followers of the Christ-Impulse on the day, time-honoured in their land, of the Feast of Pentecost. Their souls are raised to a loftier perception; they are called upon, as it were, by a ‘rushing mighty wind,’ to direct their powers of observation to that which should come, to that which awaited them when, reborn again and again with that fiery impulse which they had received into their hearts, they should live on this Earth of ours. Before our souls there rises a picture of the ‘fiery tongues’ as they descend on the head of each disciple and a new and mighty vision appears to those present, in which they see what the future of this impulse will be. Those first disciples of Christ who were assembled together and who beheld in spirit the spiritual world, felt that they were not addressing only those nearest to themselves within the Emit of space and time. They felt their hearts transported far away to the people scattered over the face of the Earth; they felt that something lived in their hearts translatable into all languages and into the understanding of the hearts of all men. In this mighty vision, in which the future of Christianity is revealed, these earliest disciples saw themselves as if encircled by the future believers out of all the nations of the Earth; it impressed them with the feeling that they would one day have the power to announce the Christian message in words which would be understood, not alone by those nearest to them in space and time, but by all the human beings who would in future work out their destiny on the Earth. That was the sum of feeling and inner experience which filled the minds of those first followers of Christ on that first Christian Whitsunday. But according to the explanation given in the true esoterically Christian sense and clothed in symbolical language, the Spirit, also called the Holy Ghost, Who lives, and Who poured out His force on Earth at the time when Christ Jesus descended in spirit into the Earth, Who first appeared again at the baptism of Jesus by John the Baptist—the same Spirit in another form, in that of many single fiery tongues, descended on the different individualities of the first Christian believers. On Whitsunday, we hear of the Holy Ghost in a special form. Let us call up the meaning of the expression ‘Holy Ghost,’ as it is understood in the Gospels. How in olden times (including pre-Christian times) was the spirit generally described? In ancient times spirit was mentioned in many connections but especially in one. The view was held, which is now again justified by the knowledge gained through our present Spiritual Science, that when a human being at birth enters upon the existence between birth and death, the body in which this individuality incarnates is determined in a two-fold manner. In reality this body has a double task to perform. As regards our corporality we belong to the whole human race, but we are also more particularly individuals of a certain nation, race or family. In those olden times preceding the proclamation of Christianity, there was but little to be observed of what we may call ‘common humanity,’ there was little of that feeling of belonging to one another which has been gaining ground more and more in the human heart ever since the proclamation of Christianity, the feeling that prompts the words: ‘Thou art man in common with all men on Earth!’ On the other hand, the feeling of the individual that he belonged to a particular nation or family was all the stronger. This feeling is even expressed in the venerable Hindu religion, in the belief that only he can be a true Hindu who is one by community of blood. In many respects, though they had often broken through it, the old Hebrews kept strictly to this principle before the coming of Christ Jesus. In their opinion a man was one of their nation only because his parents, who also belonged to it through blood relationship, had placed him there. But there was something else that invariably made itself felt. In old times and in all nations the individual always felt himself more or less to be the member of a group, the member of an organism which was his nation, and the farther we retreat into the far distant past the more intense do we find the feeling of membership of an organism, of a nation and the rarer becomes the feeling of being a single individual. But gradually the human being learnt also at the same time to be conscious of himself as an individual,—as a separate human being with distinct human qualities of his own. Two principles were felt to be at work in ordinary human life: the attachment to a people, and the individualisation as a separate human being. Now the forces behind these two principles were variously attributed to the parents. The principle by which the human being belonged to his nation, that which made him a part of the community, was ascribed to heredity on the mother’s side. One in sympathy with these old opinions would say of the mother: The spirit of the people reigns in her; she was filled with the spirit of the people, and has handed on to the child the attributes common to all the members of his nation. Of the father it was said that he was the bearer and transmitter of the principle that tends to confer the individual, personal qualities. When, therefore, a human being was born into the world, it was said—among the old Hebrews of pre-Christian time, for instance—he is a person, an individual, by virtue of the paternal forces, whereas the whole nature of the mother was steeped in the spirit of her people and she has handed that spirit on to her child. It was said of the mother that the national spirit dwelt in her. And in this connection the spirit specially meant was that Spirit who from the spiritual regions directs his forces to mankind, by causing them to flow into the human race in the physical world, by way of the maternal principle. But now, through the impulse of Christ a new point of view had arisen, namely, a belief that the Spirit formerly reverenced, the National Spirit, should be replaced by one akin to him, indeed, but Whose activity was of a far, far loftier character—a Spirit Who held the same relationship to all mankind as the former Spirit had held to the separate peoples. This Spirit was to be communicated to mankind, and was to fill men with the inward strength which should inspire the thought: 11 no longer feel myself belonging merely to a fraction of humanity, but to the whole of it. I am a member of the whole human race—I shall continue to feel more and more a member of that whole race!’ The force which thus poured out over the whole of mankind the element of common humanity, was ascribed to the Holy Ghost. The Spirit dwelling in the force which communicated itself from the nation to the mother was exalted from ‘Spirit’ to ‘Holy Spirit.’ He Who should bring mankind the power of developing in earthly existence that principle common to all mankind, could only dwell as the First-born in a body inherited by the power of the Holy Ghost; and this power of the Holy Ghost was conceived in the Annunciation, by the mother of Jesus. And in the Gospel of St. Matthew we read of the consternation of Joseph, of whom we are told that he was a pious man. According to the old meaning of the words this would imply that Joseph was one who would consider that, if he ever had a, child, it must be born out of the Spirit of its nation. Joseph now learns that the mother of his child is filled, ‘penetrated’ (for this is the true meaning of the word in our language) by the force of a Spirit, but not merely of a National Spirit (Archangel); she is penetrated by the force of that Spirit Who is the Spirit of universal humanity I And he believes that he can have no fellowship with a woman who bears in her the Spirit of all humanity and not that Spirit in whom he had piously placed his confidence; he does not believe that such a woman could ever be the mother of his children. Therefore, as it is said, he was ‘minded to put her away privily.’ And it was not until he, too, had received from the spiritual world a communication bestowing power on him, that he could make up his mind to have a son of that woman who was penetrated and filled with the power of the Holy Ghost. This Spirit is therefore creatively active, inasmuch as He pours out His forces into the evolution of mankind at the birth of Jesus of Nazareth. And the same Spirit is again active in that stupendous deed, the Baptism of John in the Jordan. Now we understand what is meant by the power of the Holy Ghost. It is the force which will raise man more and more above all that would tend to differentiate and isolate him, to that which makes him a member of the whole of humanity over all the Earth, that force which works like a link binding every soul to every other soul—no matter in what body it may be. Now we are told of this same Holy Ghost that it is He Who descended, in a new revelation at Whitsuntide, into the individualities of the first confessors of the Christian faith. At the Baptism by John we have the picture of the Spirit in the form of a dove; but now another picture is given in the tongues of fire. It is one dove, a single form, in which the Holy Ghost manifests at the Baptism by John; whereas at Whitsuntide He manifests in many separate tongues! And every one of these tongues is an inspiration for the individual souls for every single individual among the first confessors of Christianity. What then does this Whitsun symbol represent to our souls? After the Bearer of the universal human spirit had finished His labours on Earth, after the Christ had rendered up His last vestures to be dissolved in the Universe; when the visible form of Christ was dissolved as Unity in the spiritual part of the Earth,—then, for the first time, the possibility was created, that from the hearts of the disciples of the Christ-Impulse should go forth the ability to speak of that Christ-Impulse, to labour in conformity with that Christ- Impulse. Gone is the Christ-Impulse in so far as He had manifested in visible form, into the one and indivisible spiritual world, in the Ascension; ten days later He reappears, bom out of the hearts of every one of these first disciples. The reappearance in manifold form of the same Spirit that had been operative in the force of the Impulse of Christ, made of the first disciples of Christianity the channels and preachers of the Message of Christ, thus placing at the beginning of the Christian evolution the mighty token which proclaims to us the message. As each of the first disciples was privileged individually to receive the Christ-Impulse in the form of fiery tongues, kindling inspiration in his own soul, so can each one of you, if you endeavour to understand the Impulse of Christ, receive this power individually in your hearts. That power can then grow more and more in you and can become more and more perfect. That token that was set up at the beginning of Christianity may become the fountain of a vast hope welling up in us. And as he advances in perfection, the human being can feel that the Holy Ghost speaks from within him in proportion as his thought, feeling and will are penetrated with the Holy Ghost, Who, by cleaving asunder, or multiplying Himself, becomes an individual Spirit in each separate human individuality in whom He works. Thus, as regards our future evolution, the Holy Ghost is for us men the Spirit of development into free men, the freedom of the human soul. The spirit of freedom reigns in that Spirit which was poured out on the first disciples of Christianity, on that first Christian Whitsun Festival—the Spirit Whose most salient quality is indicated by Christ Jesus Himself in the words: ‘Ye shall know the truth, and the truth shall make you free 1’ Man can be free only in spirit; so long as he is dependent on that in which his spirit dwells, namely his body, so long is he a slave of that body; he can only be free when he finds himself again in spirit and when, out of that spirit, he becomes master of that which is within him. ‘To be free’ presupposes that we have found the spirit within us. The true spirit, in whom we can find ourselves, is the universal human spirit, which we recognise as the force of the Holy Ghost entering us at Whitsuntide, the spirit to which we must give birth within ourselves and which we must allow to become manifest. Thus we see the symbol of Whitsuntide transformed into our mightiest ideal of the free unfolding of the human soul to a self-contained, free individual. This was felt more or less dimly even by those who, not impelled by any clear consciousness of their own, but acting on inspiration, were concerned in the fixing of Whitsunday on a definite day in the year. Even this outer institution of the Feast-days is remarkable and no one who is unable to trace the guiding wisdom, even in the fixing of the Festivals, has any real understanding of the world. Let us take the three Festivals, Christmas, Easter and Whitsuntide. As a Christian Festival Christmas falls on a certain fixed day of the year. It is fixed once for all on that particular day of December; every year we celebrate the Christmas Feast on that same day. Easter is different, it is a ‘movable’ feast, dependent on the constellations in the heavens. Easter falls on the first Sunday after the full moon following the Vernal equinox. In order to determine this, man must turn his gaze heavenward, to the expanse in which the stars follow their course and from the fields of space proclaim to us the laws governing the world. Easter is a movable feast, precisely as in every individual the moment varies which awakens the force of the higher man, endowed with a higher consciousness, to free himself from ordinary, lower human frailty. As in one year Easter falls on one day, the next year on another day, so also in the case of the individual human being—according to his past and the earnestness of his striving—sooner or later the moment will come in which he will be able to say with conviction: ‘I feel that I have the strength to bring forth a higher self from within me!’ Christmas is, however, an immovable feast. At that Festival one can look back over the course of the year, on the blossoming and the decay of Nature, with all the joys of the swelling and bursting forth of Nature’s forces. Then one sees the Earth-life in its state of sleep, into which it has withdrawn its germinal force. External Nature has withdrawn, taking with it all its germinating forces. When the outer world of the senses sees least of the manifestation of these springs of growth, when the Earth itself shows how at a certain period the spiritual forces withdraw, in order that they may gather strength for a new year of life, when physical nature is most silent, at that time of the Christmas Festival man should let the thought of a hope stir within him—the hope that he is not only united with the Earth-forces now lying dormant at Christmastide, but is also united with those other forces, which are never dormant, the forces dwelling in the spiritual regions as well as on Earth. This hope should rise in his soul when he watches the Earth as it were sinking to rest. From the inmost depths of the soul itself this hope will spring; it will be the spiritual light of the soul at the time of deepest gloom outside in physical Nature. Then shall man be reminded by the token of the Christmas Festival that he is for a while bound to his earth-body with the forces of the ego, in the same way as everything in the nature of manifestation around him is bound to the circuit of the Earth during the year. Coinciding with the sleep of the Earth, which every year begins at the same period, is the Christmas Festival when man should call to mind that he is chained to a body, but that he is not condemned to remain bound to that body; that he may cherish the hope that he will find strength to make of himself a free soul. What we recognise as important in the Christmas Festival should thus remind us of our connection with our body and of the heritage which is ours to free ourselves from that body. But it depends on the earnestness of our endeavour whether we bring to fruition sooner or later the forces for which we dare to hope, and which will lead us back again to spiritual worlds, to heavenly places. The Easter Festival should awaken such thoughts in us. It should remind us that we have not only at our disposal those forces that are ours through our body and which are also divine, spiritual forces; it should remind us besides that as human beings we can rise above the Earth. It is the Easter Festival that reminds us of that force which sooner or later will be awakened within us. The Easter Festival has been instituted as a movable feast, in conformity with the heavenly constellations. Man must arouse in himself the remembrance of what he can become, by raising his eyes to Heaven, in order to find help to free himself from all earthly existence, to raise himself above all earthly life. In the strength we derive in this way lies the possibility of our inner freedom, our inner liberation. When we feel in ourselves the ability to rise above ourselves, we shall be striving verily to attain that elevation. Then shall we desire to make our inner man free from the bonds that chain him to the outer man. Then shall we indeed dwell in the outer man, but we shall be fully conscious of our inner spiritual force, the inner man. On the consciousness that we can liberate ourselves, on the experience of that inward Easter Festival within us, depends the attainment of that other experience, that of Whitsuntide—the penetration of that spirit which has now found itself, with a content, not of this world, but of the spiritual realms. This content from the spiritual worlds can alone make us free. It is the spiritual truth of which Jesus Christ said: ‘Ye shall know the truth, and the truth shall make you free.’ The Festival of Whitsuntide depends on the Easter Festival. It is a consequence of the Easter Festival—that feast determined by the constellations in the heavens; Whitsuntide is, as it were, a necessary consequence, one that must follow the Easter Festival at the end of a certain number of weeks. On deeper reflection, we thus discover sovereign wisdom even in the fixing of the seasons for those Festivals; we discover that their recurrence precisely in this order in the course of the year is a necessity and that they show us with each new year what we as human beings have been, are, and may yet become. If we are able to reflect on these Festivals in this way, as Festivals uniting us with all the past, they will be to us like an impulse bestowed on humanity, urging us forward. Whitsuntide especially, if we so understand it, arms us with confidence, strength and hope, when we know what our inward growth may be if we become followers of those who, through their understanding of the Christ-Impulse first made themselves worthy of the outpourings of the tongues of fire. The anticipation of the conception of the Holy Ghost enraptures our spiritual gaze when we understand its character as a Festival of the future. But if we would attain this we must learn to understand the true Christian significance of Whitsuntide. Then we must learn to understand the language of those mighty tongues, of the stupendous Pentecostal Inspirations. What were the tones, as of sounding brass, which were heard above the ‘rushing’ of the mighty wind, described in that picture presented to us as that of the first Christian Whit-Sunday? What voices were those which in a wonderful cosmic harmony declared ‘Ye who are the first to understand it, have felt the force of the Christ-Impulse, and the power of Christ has become such a force in your own souls, that, since the Crucifixion on Golgotha, every one of these souls has become able to behold Christ present with you; thus mightily has the Christ- Impulse worked in some among you!’ The Christ-Impulse is one of freedom; its effect, in the truest sense, is not seen in its operation outside the human soul. The true working of the Christ Impulse appears when it is active within the individual human soul itself. Those who were the first to understand Christ felt themselves called by their experience on the Day of Pentecost to announce what they had witnessed, what was revealed to them in the visions and inspirations of their own souls as the content of the doctrine of Christ. Being conscious that the Christ-Impulse had been at work in the holy preparation that they had made before the Whitsuntide Festival, they felt themselves called by the power of the Christ-Impulse working in them, to let the tongues of fire speak through them—the Holy Ghost individualised in themselves—and to go forth and preach the message of Christ. Not merely what Christ had said to them, not alone the words spoken by Him, were recognised by those who understood the significance of the Day of Pentecost; they recognised as the words of Christ those uttered by the power of a soul that feels within it the Impulse of the Christ. For this reason the Holy Ghost pours Himself, as an individualised Spirit, into every single human soul that develops in itself the power to feel the Christ-Impulse. To such a soul the words: ‘I am with you always, even unto the end of the world!’ have a new meaning. Those whose efforts to receive the Christ-Impulse are sincere, may also feel called by the stimulus of that Impulse working in their hearts to proclaim the Word of Christ, however new, however different it may sound in every fresh epoch of humanity. The Holy Spirit was not poured forth so that we might adhere to the few words in the Gospels which were uttered in the first decades after the founding of Christianity, but He was poured forth, so that the message of Christ might always say something new. According as the human souls advance from one epoch to another, and from incarnation to incarnation, a new message must be proclaimed to them. Is it reasonable to suppose that the souls progressing from incarnation to incarnation should always be obliged to listen to the proclamation of Christ in the words which were spoken when those same souls were living in bodies contemporary with the historical appearance of Christ on earth? The power to speak to all men till the end of the Earth-cycle is innate in the Christ-Impulse. But something else is necessary, in order to make it possible that the message of Christ may be announced in every epoch, in conformity with the advance that has meantime taken place in the human souls. When the whole power and might of the Pentecostal Impulse is borne in upon us, we must feel that it is our bounden duty to give heed to the words: ‘I am with you always unto the end of the Earth-cycle!’ And if we are filled with the Christ-Impulse, we can hear those words, first spoken at the beginning of Christianity by its Founder, sounding through all ages—the words that Christ speaks at all times, because He is always with us—but words audible only for those who desire to hear them. Thus we comprehend the power of the Whitsuntide Impulse as something that bestows on us the right to regard Christianity as an ever growing organism, ever revealing itself to us in new aspects. And we whose mission it is to proclaim in the Anthroposophy of our day the words of Christ, echoing to us from the heavenly choirs—we say to all who would preserve Christianity in its original form: ‘We are those who truly understand Christ, for we understand the true significance of Whitsuntide!’ When we feel thus called again and again to draw from Christianity new treasures of wisdom, we find in it that wisdom which is needed by the soul, developing from incarnation to incarnation. Christianity is infinite in its fulness and inexhaustible in its riches; but mankind was not ready for the reception of this fulness in the early centuries of its development, when it was necessary to proclaim it for the first time. Even to-day it would be a presumption to say that mankind is now ripe for the understanding of Christianity in its boundless fulness and magnitude! True Christian humility alone consists in the feeling that the extent of Christian wisdom is unlimited, but man’s receptivity for this wisdom, though at first restricted, will become ever more and more complete. Let us glance at the first centuries of Christianity and on up to our own time. A vast and powerful impulse, the greatest that has been given during the evolution of the Earth, was imparted to the world in the Christ-Impulse. Any one can realise this truth who has become acquainted with the fundamental laws governing the evolution of the Earth. But one thing must not be forgotten in this connection, namely, that only a fraction of all that is contained in the Christ-Impulse is as yet understood. In the two thousand years of Christian evolution which have almost elapsed since the coming of Christ, the teachings of esoteric Christianity have been hidden from the world to which Christianity was brought, nor have they yet penetrated into exoteric life. That doctrine, for instance, which can be proclaimed as a Christian truth in the present epoch, the return of the human soul to earth-life, or reincarnation, could not become a part of the Christian teachings at an earlier time. And if we now proclaim reincarnation, we do so in full consciousness, and in the same sense in which we have to-day characterised the Whitsuntide Festival—that reincarnation is a Christian truth which can be communicated to mature souls to-day, even exoterically, but which could not be proclaimed to the still immature souls of the first centuries of Christendom. It is of little use to point out particular passages to prove that the idea of reincarnation is found in Christianity. We can learn from all the opponents of Anthroposophy who call themselves ‘Christians,’ how little is known of reincarnation in exoteric Christianity. All that is known is that theosophy teaches something called rebirth, and this is quite enough to call forth the assertion: ‘That is an Indian—or Buddhist—doctrine!’ How little do such people know that the living Christ is the living Teacher from the spiritual worlds of reincarnation. They merely think that reincarnation and with it the doctrine of Karma, have not as yet been able to find their way into exoteric Christianity. In fragments, and at different times, mankind has gradually to be prepared for the reception of the fulness of truth contained in Christianity. Together with the Impulse of the Christ, which is no doctrine or theory, but a force that must be experienced in the depths of the soul, we gain something else. What do we gain? It is precisely when we unite the doctrine of reincarnation with the Christ-Impulse that we can understand what it brings us. We know that only a few centuries before the dawn of Christianity, other, more doctrinal teachings were given in the East:—the teachings of Buddha. While the force and the impulse of Christianity had spread from Asia Minor westwards, the East was the scene of a widespread extension of Buddhism. We know that that religion contains the doctrine of reincarnation. But in what form? For those acquainted with the facts, Buddhism presents itself as the final outcome of teachings and revelations that had gone before. Hence the accumulated greatness of primal ages is contained in Buddhism; yet we see in it the final consequence of the primeval wisdom of humanity, which likewise contained the teaching of reincarnation. What form does reincarnation assume in the revelations of Buddhism? It is presented so that the human being looks back on incarnations through which he has lived—and forward to others still lying before him. The doctrine that the human being passes from life to life is entirely exoteric in Buddhism. Let no one speak in abstract terms of the similarity of all religions; in reality, vast and mighty differences exist, for instance, between Christianity, in which for centuries there was no thought of reincarnation, and exoteric Buddhism, which lived and moved in this doctrine. Instead of bringing together abstractions, we must be willing to admit facts. To the Buddhist it is a positive truth that man returns over and over again to earth-life; but he regards it in a light which urges him to say to himself: ‘Fight against the desire to return to incarnation, for it is your duty to free yourself as soon as possible from the longing for rebirth, and to live in a spiritual realm free from all earthly incarnations.’ Thus the Buddhist recognises the sequence of human lives; but he strives to acquire all possible strength in order to free himself as soon as possible from the necessity for reincarnation. There is something lacking in Buddhism,—its exoteric teaching proves this. It is wanting in something which we may call an impulse strong and vigorous enough to prompt the Buddhist to say: ‘Let me be born again and again if necessary!’ We can so change ourselves through the Christ-Impulse that we are enabled to draw more and more strength from it. Through that Impulse a strength comes to us that makes each incarnation more perfect than the last. Penetrate Buddhism—or the teaching of reincarnation in Buddhism—with the Impulse of Christ, and you have a new element, one which imparts to the Earth a new significance in the evolution of man! On the other hand we have Christianity. The Christ-Impulse is contained in it indeed, but exoterically. What has this Impulse been to Christians in the past centuries? The exoteric Christian undoubtedly sees in its infinite perfection something to which he looks up as his great ideal and which he approaches ever more and more. But what presumption would it be for the Christian to imagine that in a single life he could somehow gather strength sufficient to bring to fruition the germ that can be stimulated by the Impulse of Christ. What presumption it would be for the exoteric Christian to suppose that he were capable of doing anything adequate to bring the Christ-Impulse to fruition and unfoldment! Such a belief would cause the exoteric Christian to say: ‘We pass through the gates of death; in the spiritual realms the opportunity will be given us of evolving and of bringing to fuller development the Christ-Impulse there.’ And thus the exoteric Christian believes in a spiritual life after death—one from which he does not return to Earth. Does the exoteric Christian who believes in a never-ending spiritual existence following life on Earth, understand the Christ-Impulse? He does not understand it. Did he understand it, he would never believe that, without returning to earth, he could win for himself what the Christ-Impulse has to give him in a spiritual existence following death. In order that the Deed on Golgotha might be accomplished, in order that the victory over death might be achieved, it was necessary that Christ Himself should descend to Earth-life;—this was necessary in order to fulfil that which could only be fulfilled and experienced on our Earth. For this reason Christ descended to Earth; because the force of that Deed of the Mystery on Golgotha must of necessity influence man in the physical body. If he has received the Impulse of the Mystery of Golgotha while in the physical body, that impulse will continue to work when he has passed through the gates of death. Only as much of the impulse as man has received in his life on Earth, continues to work after death. When he returns again to Earth, he must work out for himself the perfecting of what he has received. Only in the later earth-lives succeeding one another can man learn what is the real nature of the Christ- Impulse. Never could he understand the Christ-Impulse in one life; it must be his guide through repeated earth-lives; because Earth is the place for the understanding of the Mystery of Golgotha. Thus Christianity will be lacking in something till the presumptuous thought that the Christ-Impulse could be exhausted in one life is replaced by that other: that repeated earth-lives are necessary to enable man so to perfect himself that he can give free expansion to the ideal of Christ within him. Then he can carry with him into the spiritual worlds the result of his experiences on Earth. But he can bring with him only as much of that Impulse as he has assimilated while on Earth,—that Impulse, the most important event in the whole history of our Earth, which had to be accomplished on the Earth. We thus see that the next revelation by which Christianity must be enriched from the spiritual worlds, is the idea of rebirth, evolved out of Christianity itself. When we understand this we shall recognise the importance for us to-day, in the region of Spiritual Science, of the knowledge gained by us as a result of the Whitsuntide revelation. That knowledge confers on us the right to participate in the revelation; it means that we can feel a renewal of the revelation of the force conveyed in the ‘tongues of fire’ that descended on the first disciples of Christ. We are reminded to-day in a new form, of much of what has been said of late in our movement. It is like the drawing together of East and West, of the two mighty revelations of Christianity and Buddhism. In spirit we can see the fusion of those two streams, and, through a right understanding of the Christian signification of Whitsuntide, we are able to vindicate the fusion of these two greatest of all religions at present on the face of the Earth. But it is not possible to unite two such streams of revelation by mere outer impulses: that would only be theory. Were any one to take what Christianity has given us up to the present time and weld it into a new religion, together with what Buddhism has so far given to the world, he would provide nothing new for the nourishment of the souls of mankind, but merely an abstract theory incapable of inflaming a single human soul. If such an event is to happen, new revelations must come. For us that is the message which has become known as Anthroposophy—a message now indeed audible only to those who have, by an assiduous assimilation of Spiritual Science, prepared themselves to let Christ speak through them—the Christ Who is ever with us. It has been pointed out that the present is a momentous time for the evolution of mankind; that before the close of this century new forces will be developed in the human soul, which will produce in man a kind of etheric clairvoyance, by which, as by a natural development, a repetition of the vision beheld by Paul on his way to Damascus will be experienced by certain persons; so that Christ will reappear clothed with etheric raiment, to those whose spiritual forces have been raised. The vision of Paul at Damascus will become a more and more frequent occurrence. Then the world will become aware of the existence of Anthroposophy, and will see in it the revelation foretold of a new presentment of the truth of the Christ-Impulse. This new revelation will be understood by those alone who believe that the fresh current of spiritual life into which Christ once and for ever poured Himself, will remain a living force for all time to come. Those who will not believe this may continue to proclaim a Christianity that has outlived its time. But they who understand it and believe in the real Whitsuntide outpouring will be able to comprehend that that which began with the Christian Annunciation will grow continually and will speak to mankind again and again in tones that are ever new. They will understand that the individualised outpouring of the Holy Ghost, the ‘fiery tongues,’ will ever be with us and that the human soul will know and bring to fruition the Christ Impulse with constantly renewed ardour and devotion. We can believe in the future of Christianity when we truly understand the significance of Whitsuntide. And then with a power that works as a force immanent in the soul, the stupendous scene comes before us; then we realise the future as the first apostles realised it, under the inspiration of the Holy Ghost; so that we long to bring to life in our own souls something that knows not the bounds set between the separate fragments of humanity; something that speaks a tongue understood by all the souls on the face of the Earth. We are sensible of the peace, the love and harmony contained in the thoughts of Whitsuntide, and we feel the vivifying power of those thoughts at our Whitsun Festival. We recognise in them a pledge of our hope of freedom and of eternity. As we feel in our souls the awakening of the individualised spirit, the most momentous attribute of spirit—the infinity of the spiritual—is aroused within us. By his participation in the spiritual, man may become aware of his immortality and eternity. In the thought of Whitsuntide we feel most deeply the power of those primeval words, which Initiate after Initiate has implanted in various languages, revealing to us the meaning of Wisdom and Eternity. We feel them as a Whitsuntide thought that has been transmitted from epoch to epoch, in words spoken to-day for the first time exoterically:
An approximate rendering of the foregoing is:
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127. Festivals of the Seasons: Christmas: A Festival of Inspiration
21 Dec 1911, Berlin Translated by Harry Collison |
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127. Festivals of the Seasons: Christmas: A Festival of Inspiration
21 Dec 1911, Berlin Translated by Harry Collison |
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From within our work in the Anthroposophical movement we look forward into the future of humanity and we let our souls and hearts be permeated with that which we believe will embody itself in the streams of evolution and in the forces of evolution of the future of humanity. When we contemplate the great truths of existence, when we look up to the Forces, Powers and Beings who reveal themselves to us in the spiritual worlds as the cause and foundation of all that meets us in the sense-world, here also we rejoice to know that the truths which we bring down from the spiritual worlds will and must be gradually realised more and more in the souls and hearts of the men of the future. Thus for the greater part of the year our spiritual gaze is directed either to the immediate present or the future. All the more do we feel ourselves impelled on the special days of the year—on the Festivals which come through to us from time and its changes as set reminders of that which earlier humanity imagined and devised—on these feast days we feel ourselves impelled to realise our union with this earlier humanity, to sink ourselves a little into that which led men of past time out of fulness of heart and soul to place these sign-marks in the course of time which come down to us as the ‘Festivals of the year.’ If the Easter Festival is such as to awaken in us, when we understand it, thoughts of human powers and of the power of overcoming all the lower through the higher, everything externally physical through the spiritual, if the Easter Festival is a festival of resurrection, of awaking, a festival of hope and confidence in the spiritual forces which can be awakened in the human soul; so, on the other hand, the Christmas Festival is a festival of the realisation of harmony with the whole cosmos, a festival of the realisation of Grace. It is a festival that can again and again bring home the thought: No matter how doubtful everything around us may appear, however much the bitterest doubts may enter into faith, however much the worst disappointments may mingle with the most aspiring hopes, however much all that is good around us in life may totter, there is something in human nature and essence—this the rightly understood thought of the Christmas Festival may say—that only needs to be brought vitally, spiritually, before the soul, which reveals to us perpetually that we are descended from the powers of good, from the forces of right, from the forces of the true. The Easter thought points us to our victorious forces in the future—the Christmas thought points us, in a certain sense, to the origin of man in the primeval past. In such a case one can clearly see, how the unconscious or subconscious reason or spirituality of man stands far, far higher than man with his consciousness can wholly compass. We have often reason to admire that which men have established in the past out of the hidden depths of the soul more than that which they have established out of their intellectual thoughts and understanding. How infinitely wise it appears to us, when we open the calendar, and for the 25th December we find registered the Birth-Festival of Christ Jesus, and then we see registered in the calender for the 24th December ‘Adam and Eve.’ It may be said: How clearly reasonable and spiritual it appears that out of the dim subconscious work of the Middle Ages, when Christmas plays were performed here or there about Christmas time by people from different places, when the ‘singers’ as they were called gathered for their Christmas plays, that the Paradise Tree should be brought forward. As in the calender ‘Adam and Eve’ appeared before the Christ Birthday Festival, so in the Christmas plays of the Middle Ages, the Tree of Paradise was brought forward by the troupe which took part in the performance of the Christmas plays. In short, there was something in the deep hidden soul-depths of men which caused them to place directly together the earthly beginning of humanity and the Jesus Birth Festival. In the year 353, even in ecclesiastical Rome, the 25th December was not kept as the Festival of the Birthday of Jesus. Only in 354 the Jesus Birthday Festival was celebrated for the first time in ecclesiastical Rome. Previous to this, there was a festival which brought to men a consciousness similar to the Jesus Birth Festival, namely, the 6th January, the day of remembrance of the Baptism by John in Jordan, the day which was commemorative of the Descent of the Christ from the spiritual heights, and the Self-immersion of the Christ into the body of Jesus of Nazareth. That was originally the Birth of the Christ in Jesus, the remembrance of the great historical moment which is symbolically presented to us as the hovering dove over the head of Jesus of Nazareth. The 6th January was the commemorative day of the birth of the Christ in Jesus of Nazareth. In the fourth century, however, it had for a long time been impossible for the self-assertive materialistic philosophy of the West to understand the penetration of Jesus with the Christ. Like a powerful fight this thought with instantaneous illumination was present to the Gnostics, who were in a certain respect contemporaries or direct followers of the Event of Golgotha. They were in the position of finding it unnecessary to seek the depth of this wisdom of the ‘Christ’ in ‘Jesus’ as we have to seek this wisdom again through modern clairvoyance. The Gnostics were able, by means of the last flickering of those old, original human clairvoyant powers to see, as it were, in the light of grace that which we must acquire again for ourselves concerning the great secrets of Golgotha. Much was clear to the Gnostics which we have to acquire again, for example, in particular, the secret of the birth of Christ in Jesus at the Baptism by John in Jordan. Just as the old clairvoyance faded away for humanity generally, so did also the peculiar kindling of the highest clairvoyant power, of the highest Christmas light of humanity, which the Gnostics possessed. In the fourth century Western Christianity was no longer able to understand this great thought. Hence in the fourth century the true meaning of the Festival of the appearing of the Christ in Jesus was lost to Western civilisation. Man had forgotten what this ‘Festival of the Appearing’ of the 6th January actually meant. They had for a time—yes, right into our time, buried under much materialistic intellectual rubbish what indeed would not allow itself to be destroyed, the feeling toward the Christ-Figure in human evolution. If man could not understand that One Most High, as compared with humanity, had manifested Himself in the Baptism by John in Jordan, yet he could understand,—for that did not contradict materialistic knowledge,—that that bodily organism which was selected for the reception of the Christ was something significant. Hence they put back the Spirit-birth, which indeed took place in the John-Baptism in Jordan, to the Child-birth of Jesus of Nazareth, and set the ‘Jesus-Birth-Festival’ in place of the ‘Festival of the Appearing.’ To represent quite rightly and in detail, that which became the Christmas Festival of humanity always aroused significant feelings, high exalted feelings. Something significant lived in the human soul at the approach of Christmas, which may be expressed as follows: If man contemplates the world in the right sense, he can, by belief in humanity, fortify himself against certain things, against all life’s dangers and blows of fate; in the feeling of love and peace man can fortify himself in his deepest soul against all disharmony and strife of life. This is something which becomes ever more clearly bound up with the Christmas Festival. For what was it actually of which man reminded himself? From our anthroposophical point of view let us look at what man remembered. We know what significant, real and powerful preparations human evolution had to go through in order that the Mystery of Golgotha could enter this human evolution. The human being who was the reincarnated Zarathustra, had to be born as one of the two Jesus children. He also had to be born for whom the real Jesus-Birth-Festival was the commemorative festival; he had to be born whose soul-substance had remained in the spiritual worlds. So long as humanity went through all that was possible within heredity through the generations up to the Mystery of Golgotha—for all other human souls had gone through the generations—so long had man been taking up the destroying forces that crept right into the blood. One single soul substance had remained behind in the spiritual worlds, guarded by the purest Mysteries and Mystery-centres, and then it was poured out into humanity as the soul of the second Jesus-child, the child of the Luke Gospel, that Jesus-child to whose birth all the commemorations and representations of the Christ-Festival, of Christmas, belong. At Christmas-time men’s thoughts went back to the origin of humanity, to the human soul, which had not yet descended, not even into Adam’s nature. They would say: In Bethlehem, in Palestine was born that soul-substance which had not taken part in the descent of humanity, but had remained behind, and for the first time in fact entered into a human body, in incarnating in the Jesus described by Luke. The human soul, when its thought is directed to the fact, may feel: One can believe in humanity, one can have faith in humanity; however much conflict, however much disbelief, however much disharmony has entered into it—and they have entered into all that has flowed into humanity from the time of Adam to the present—when one looks back on that which in olden times was called ‘Adam Kadmon,’ which became later the ‘Christ’ conception, there was kindled in the human soul confidence in the soundness of human force, and there was kindled confidence in the primeval peace-and-love nature of humanity. Hence the subconscious soul of man drew together the Jesus-birth Festival and the Adam and Eve Festival because man saw in fact his own nature in the Christ Child that was born, but his own nature in its innocence, in its purity. Why then was the Divine Child placed before humanity for hundreds and thousands of years as the highest there was for the human soul to revere? For the reason that when man looks at a child and sees the child not yet able to say ‘I’ to himself, he can know that the child is still working on the human body, the Temple of the Eternally Divine, and because the human child who cannot yet say ‘I’ nevertheless clearly shows the sign of his origin from the spiritual world. Through this contemplation of the child nature man learns to have full trust in human nature. Here, where he can most easily foregather, when the sun shines least and warms the earth least, when he is not busied with the ordering of his outer affairs, here, when the days are shortest and the nights longest, when the earth gives him the best opportunity to foregather and to enter into himself, when all outer brightness, all outer beauty withdraws for a while from the outward view—here, the Western civilisation places the Birth-Festival of the Divine Child, that is, of the Human Being who enters the world pure and unsullied—and through the innocent entrance into the world can give to man at the time of his closest assembling with others, the strongest, the highest confidence through the knowledge of his divine origin. To the anthroposophist it is a confirmation of the great truth that one can learn most from the child, when one sees that a festival of a child’s birth is placed in the course of time as a great significant festival of confidence in human evolution. So we admire the subconscious, the spiritual reason of the men of the past, who have placed such sign posts in the path of time. We feel then like those who decipher wonderful hieroglyphs, produced by the men of old through the placing of such festivals in the writing of the times and we feel one with these men of old. Whilst at other times our look is directed towards the future, whilst at other times we are willing to place our best powers at the disposal of the future, to strengthen and increase all faith in the future, here, on such festival days, we seek just to live in remembrance, to draw towards us as though incarnated the old thoughts teaching us at the present time that we can think truly in our way of what lies in the spiritual at the foundation of the external world; but that in earlier times—in a different way, it is true, but not less right, not less magnificent and significant—the True and Sublime was thought and experienced through the realisation of the oneness of humanity and the high possibilities that then lay ahead of humanity. This is our anthroposophical ideal, to be able to feel one with that which the men of old produced—often from the most hidden depths of the soul. These festivals, particularly the great ones, encourage this, if we can only through the anthroposophical truths imprint in our souls the significance of the hieroglyphic signs written in the path of time. A wonderful thought unites with a wonderful emotion in our souls when we see how, in those centuries which followed the fourth which first transferred the Jesus-Birth Festival to the 25th of December, how there here flows into the souls of those men the feeling of confidence awakened through the child-nature, so that in painting, in the Christmas plays, everywhere, is shown how all the creatures of the Earth-kingdom bow before the Jesus-Child, before the Divine Child, before the divine origin of man. There comes before us the wonderful picture of the manger, how the beasts bow before this primal man; to these may be added those wonderful stories, as for instance that when Mary had taken the Child Jesus on the way to Egypt, a tree bowed itself, a very ancient tree, as the border was crossed by Mary with the child. Traditionally the legends of almost the whole of Europe relate that the trees in a remarkable way, in the Holy Night, bow to this great event. We could go to Alsace, to Bavaria, everywhere we find legends, how certain trees bear fruit in the Holy Night. All wonderful symbols which proclaim in fact how the birth of the Jesus-Child reveals itself as something which is connected with the whole life of the earth. When we recollect what we have so often said—that the ancient spiritual streams were given by the Gods to mankind, and how in ancient times men had clairvoyant insight into the divine spiritual world, how this clairvoyance gradually vanished from humanity in order that men might be able to come to the gaining of the ego—if we picture how here, in the whole human organisation something like a drying-up, a withering, of the old divine forces is taking place, and how through the Christ-Impulse which came through the Mystery of Golgotha there is a flooding of the withering divine forces with new water of life; then there appears to us in a wonderful picture what the Christmas legends relate to us, how the dried up and withered roses of Jericho shoot up of themselves in the Holy Night. That is a legend which we find everywhere noted down in the Middle Ages, that the roses of Jericho blossom in the Christ-night and unfold, because they first unfolded under the footsteps of Mary, who, when she carried the Child Jesus on the journey to Egypt, stepped over a place where a rose tree was growing. A wonderful symbol of what happened to human divine powers, that even things so dry and lifeless as that which one usually finds on the wayside, as the roses which apparently are dead, can spring up again and shoot forth through the Christ-Impulse which entered into the time evolution. That to man was first given in reality what was destined from the beginning is expressed in the Jesus-Birth Festival, in the festival of the Birth of the Jesus infant. Before Adam and Eve existed, that was destined for humanity—so the Christmas legend says—which yet lies in the quite unspoilt divine child-nature of man. In truth however—and really on account of the influence of Lucifer—man has only been able to attain it after the whole period of time from Adam and Eve to the Mystery of Golgotha. A deep emotion awakens in our souls when we take for our meditation a feeling, compressed into the one night of the 24th and 25th December, of what mankind has become from Adam and Eve to the birth of Christ in Jesus, through the Luciferic powers. If we can realise that, we shall really grasp the significance of this Festival, and realise the goal before humanity. It is as though humanity, if it would use its opportunity and take these sign posts of time as material for meditation, could really become aware of its pure origin in the cosmic forces of the universe. Here, looking up into the cosmic forces of the universe and penetrating a little by means of Anthroposophy, through the true spiritual wisdom into the secrets of the universe, humanity can first become ripe to understand this, that what as the Christ-Birth Festival was once understood by the Gnostics, was in fact the festival celebrated on January 6th, the Festival of the Birth of Christ in the body of Jesus of Nazareth, as a higher stage of the Birth-Festival of Jesus. To enable us to plunge into the twelve great Forces of the universe, the twelve Holy Nights are set between the Christmas Festival and the festival which should be celebrated on the sixth of January, which now is the festival of the Three Holy Kings, and which in fact is the festival we have been speaking about. Again, without man’s really knowing it in present knowledge, these twelve Holy Nights are established out of the hidden wise depths of the soul of mankind, as though they would say: ‘Realise the depths of the Christmas Festival, but sink during the twelve Holy Nights into the holiest secrets of the cosmos, that is, in the realms of the universe out of which Christ descended to the Earth.’ Only when mankind wills to be inspired through the thought of the holy childlike divine origin of man, to let himself be inspired by the wisdom that works through the twelve forces, through the twelve holy forces of the universe, symbolically presented in the twelve signs of the Zodiac, due in truth to spiritual wisdom—only when mankind sinks into true spiritual wisdom and learns to discern the course of time in the great cosmos and in the single human being, only then will the mankind of the future, fructified through Spiritual Science, find to its own salvation the inspiration which can come from the Jesus-Birth Festival so that thoughts for the future may be permeated with fullest confidence and richest hopes. Thus we may as anthroposophists allow the Christmas Festival to work on our souls as an inspiration festival, as a festival that brings the thought of human origin in the holy divine primeval human child so wonderfully before our souls. That light which appears to us in the Holy Night as the symbol of the Light of humanity at its source, that Light which is symbolically presented to us later in the lights of the Christmas-tree, rightly understood, is the Light that can give to our striving souls the best and strongest forces for our true real world-peace, for the true blessedness and real hope for the world. Let us feel ourselves strengthened for the needs of the-future by such thoughts on the facts of the past, on the establishing of the festivals in the past; Christmas thoughts, remembrance thoughts on the origin of humanity, thoughts well-rooted which will unfold themselves to real, to most mighty soul-plants for the true future of humanity. |
143. Festivals of the Seasons: Thoughts of Christmas Eve
24 Dec 1912, Berlin Translated by Harry Collison |
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143. Festivals of the Seasons: Thoughts of Christmas Eve
24 Dec 1912, Berlin Translated by Harry Collison |
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It is beautiful that circumstances permit of our uniting here this evening at this festival. For though the vast majority of our friends are able to celebrate the festival of love and peace outside in the circle of those with whom they are united by the ties of ordinary life, there are many among our anthroposophical friends who to-day are alone in a certain sense. It also goes without saying that those of us who are not thus drawn into this or that circle are, considering the spiritual current in which we stand, least of all excluded from taking part in the festival of love and peace. What should be more beautifully suited to unite us here this evening in the atmosphere, in the spiritual air of mutual love and peace that radiates through our hearts than an anthroposophical movement? And we may also regard it as a happy chance of fate that it is just in this year that we are able to be together on this Christmas Eve, and to follow out a little train of thought which can bring this festival near to our hearts. For in this year we ourselves stand before the birth of that which, if we rightly understand it, must lie very close to our hearts: I mean the Birth of our Anthroposophical Society. If we have lived the great ideal which we want to express through the Anthroposophical Society, and if we are accordingly inclined to dedicate our forces to this great ideal of mankind, then we can naturally let our thoughts sweep on from this our spiritual light or means of light to the dawn of the great light of human evolution which is celebrated on this night of love and peace. On this night—spiritually, or in our souls—we really have before us that which may be called the Birth of the Earthly Light, of the light which is to be born out of the darkness of the Night of Initiation, and which is to be radiant for human hearts and human souls, for all that they need in order to find their way upwards to those spiritual heights which are to be attained through the earth’s mission. What is it really that we should write in our hearts—the feeling that we may have on this Christmas night? In this Christmas night there should pour into our hearts the fundamental human feeling of love—the fundamental feeling that says: compared with all other forces and powers and treasures of the world, the treasures and the power and the force of love are the greatest, the most intense, the most powerful. There should pour into our hearts, into our souls, the feeling that wisdom is a great thing—that love is still greater; that might is a great thing—that love is yet greater. And this feeling of the power and force and strength of love should pour into our hearts so strongly that from this Christmas night something may overflow into all our feelings during the rest of the year, so that we may truthfully say at all times: we must really be ashamed, if in any hour of the year we do anything that cannot hold good when the spirit gazes into that night in which we would pour the all-power of love into our hearts. May it be possible for the days and the hours of the year to pass in such a way that we need not bo ashamed of them in the light of the feeling that we would pour into our souls on Christmas night! If such can be our feeling, then we are feeling together with all those beings who wanted to bring the significance of Christmas, of the ‘Night of Initiation,’ near to mankind: the significance and the relation of Christmas night to the whole Christ-Impulse within earthly evolution. For this Christ Impulse stands before us, we may say, in a threefold figure; and to-day at the Christ-festival this threefold figure of the Christ-Impulse can have great significance for us. The first figure meets us when we turn our gaze to the Gospel according to St. Matthew. The Being who is born—or whose birth we celebrate—on this Christmas Eve, enters human evolution in such a way that three heads of mankind, three representatives of high magic come to pay homage to the kingly Being who is entering man’s evolution. ‘Kings’ in the spiritual sense of the word: magic kings come to pay homage to the great spiritual King Who appears in the high form that He has attained. For as high a being as Zarathustra once was, passed through his stages of development in order to reach the height of the spiritual King whom the magic kings came to welcome. And so does the Spirit-King of St. Matthew’s Gospel confront our spiritual gaze: He brings into human evolution an infinite fount of goodness and an infinite fount of mighty love, of that goodness and that love before which human wickedness feels itself challenged to battle. Thus again do we see the Spirit-King enter human evolution: that which must be enmity against the Spirit-King feels itself challenged in the figure of Herod; and the spiritual King must flee before that which is the enemy of spiritual kingship. So do we see Him in the spirit, in His majestic and magic glory. And before our soul there arises the marvellous image of the Spirit-King, of Zarathustra reincarnate, the flower of human evolution, as He has passed from incarnation to incarnation on the physical plane, and as wisdom has reached perfection, surrounded by the three magic spirit-kings themselves, by flowers and heads of human evolution. In yet another figure the Christ-Impulse can come before our souls, as it appears in the Gospel according to St. Mark, and in St. John’s Gospel. There we seem to be led towards the cosmic Christ-Impulse, which expresses how man is eternally related to the great cosmic forces. We have this connection with the great cosmic forces when, through an understanding of the cosmic Christ, we become aware how through the Mystery of Golgotha there entered into earthly evolution itself a cosmic impulse. As something yet infinitely more great and mighty than the Spirit-King Whom we see in the spirit surrounded by the magicians, there appears before us the mighty cosmic Being who will take hold of the vehicle of that man who is himself the Spirit-King, the flower and summit of earthly evolution. It is really only the short-sightedness of present day mankind which prevents men from feeling the full greatness and power of this incision into human evolution, wherein Zarathustra became the the bearer of the cosmic Christ-Spirit. It is only this short-sightedness which does not feel the whole significance of that which was being prepared in the moment of human evolution which we celebrate in our ‘night of initiation,’ in our Christmas. Everywhere, if we enter but a little more deeply into human evolution, we are shown how deeply the Christ-Event penetrated into the whole earthly evolution. Let us feel this as we follow this evening a relevant fine of thought, whence something may stream out into the rest of our anthroposophical thought, deepening and penetrating into the meaning of things. Many things might be brought forward for this purpose. It could be shown how, in times which were still nearer to the spiritual, an entirely new spirit appeared before mankind: new in comparison with the spirit that held sway and was active in earthly evolution in pre-Christian times. For instance, there was created a figure, a figure, however, which lived, which expresses to us how a soul of the early Christian centuries was affected when such a soul, having first felt itself quite immersed in the old Pagan spiritual knowledge, then approached the Christ-Impulse simply and without prejudice, and felt a great change in itself. To-day we more and more have a feeling for such a figure as Faust. We feel this figure, which a more modern poet—Goethe—has, so to speak, reawakened. We feel how this figure is meant to express the highest human striving, yet at the same time the possibility of deepest guilt. It may be said, apart from all the artistic value given to this figure by the power of a modern poet, we can feel deep and significant things of what lived in those early Christian souls, when for example we sink into the poem of the Greek Empress Eudocia. She created a revival of the old legend of Cyprian, which pictures a man who lived wholly in the world of the old heathen gods and could become entwined in it—a man who after the Mystery of Golgotha was still completely given up to the old heathen mysteries and forces and powers. Beautiful is the scene in which Cyprian makes the acquaintance of Justina, who is already touched by the Christ-Impulse, and who is given up to those powers which are revealed through Christianity. Cyprian is tempted to draw her from the path, and for this purpose to make use of the old heathen magical methods. All this is played out between Faust and Gretchen, in the atmosphere of this battle of old Pagan impulses with the Christ-Impulse. Apart from the spiritual side of it, it works out magnificently in the old story of the Cyprian and of the temptation to which he was exposed over against the Christian Justina. And even though Eudocia’s poetry may not be very good, still we must say: there we see the awful collision of the old pre-Christian world with the Christian world. In Cyprian we see a man who feels himself still far from the Christian faith, quite given up to the old Pagan divine forces. There is a certain power in this description.- To-day we only bring forward a few extracts, showing how Cyprian feels towards the magic forces of pre-Christian spiritual powers. Thus in Eudocia’s poem we hear him speak: (‘Confession of Cyprian.’)
Thus had Cyprian learned to know everything that was to be learned by being, so to speak, initiated into the pre-Christian mysteries. Oh! he describes them exactly—those powers to whom those could look up who were entrusted with the ancient traditions of initiation in a time when those traditions no longer held good; his description of them and of all their fruits which were no longer suitable to that age is fascinating.
And then it goes on to describe how the temptation approaches him, and how all this works on him before he comes to know the Christ-Impulse-
And from this confusion into which the old world brought him, Cyprian is healed through the Christ-Impulse, in that he cast aside the old magic to understand the Christ-Impulse in its full greatness. We have later in the Faust poem a kind of shadow of this legend, but filled with greater poetic power. In such a figure as this, it is brought home to us very strongly how the Christ-Impulse, which, with some recapitulations we have just brought before our souls in a twofold figure, was felt in the early Christian centures. A third figure, as it were a third aspect of the Christ-Impulse, is one which can especially bring home to us how, through that which in the full sense of the word we may call Anthroposophy, we can feel ourselves united with all that is human. This is the aspect which is most uniquely set forth in St. Luke’s Gospel, and which then worked on in that representation of the Christ-Impulse which shows us its preparation in the ‘Child.’ In that love and simplicity and at the same time powerlessness, with which the Christ Jesus of St. Luke’s Gospel meets us, thus it was suited to be placed before all hearts. There all can feel themselves near to that which so simply, like a child—and yet so greatly and mightily—spake to mankind through the Child of St. Luke’s Gospel, which is not shown to the magic kings, but to the poor shepherds from the hills. That other Being of St. Matthew’s Gospel stands at the summit of human evolution and paying homage to him there come spiritual lungs, magic kings. The Child of St. Luke’s Gospel stands there in simplicity, excluded from human evolution, as a child received by no great ones—received by the shepherds from the hills. Nor does he stand within human evolution, this Child of St. Luke’s Gospel, in such a way that we were told in this Gospel, for example, how the wickedness of the world felt itself challenged by his kingly spiritual power. No! but—albeit we are not at once brought face to face with Herod’s power and wickedness—it is clearly shown to us how. that which is given in this Child is so great, so noble, so full of significance, that humanity itself cannot receive it into its ranks. It appears poor and rejected, as though cast into a corner by human evolution and there in a peculiar manner it shows us its extra-human, its divine, that is to say, its cosmic origin. And what an inspiration flowed from this Gospel of St. Luke for all those who, again and again, gave us scenes, in pictures and in other artistic works—scenes which were especially called forth by St. Luke’s Gospel. If we compare the various artistic productions, do we not feel how those, which throughout the centuries were inspired by St. Luke’s Gospel, show us Jesus as a Being with whom every man, even the simplest, can feel akin? Through that which worked on through the Luke-Jesus-Child, the simplest man comes to feel the whole event in Palestine as a family happening, which concerns himself as something which happened among his own near relations. No Gospel worked on in the same way as this Gospel of St. Luke, with its sublime and happy flowing mood, making the Jesus-Being intimate to the human souls. And yet—all is contained in this childlike picture—all that should be contained in a certain aspect of the Christ-Impulse: namely, that the highest thing in the world, in the whole world, is love: that wisdom is something great, worthy to be striven after—for without wisdom beings cannot exist—but that love is something yet greater; that the might and the power with which the world is architected is something great without which the world cannot exist—but that love is something yet greater. And he has a right feeling for the Christ-Impulse, who can feel this higher nature of Love over against Power and Strength and Wisdom. As human spiritual individualities, above all things we must strive after wisdom, for wisdom is one of the divine impulses of the world. And that we must strive after wisdom, that wisdom must be the sacred treasure that brings us forward—it is this that was intended to be shown in the first scene of The Soul's Probation, that we must not let wisdom fall away, that we must cherish it, in order to ascend through wisdom on the ladder of human evolution. But everywhere where wisdom is, there is a twofold thing: wisdom of the Gods and wisdom of the Luciferic powers. The being who strives after wisdom must inevitably come near to the antagonists of the Gods, to the throng of the Light-Bearer, the army of Lucifer. Therefore there is no divine all-wisdom, for wisdom is always confronted with an opponent—with Lucifer. And power and might! Through wisdom the world is conceived, through wisdom it is seen, it is illumined; through power and might the world is fashioned and built. Everything that comes about, comes about through the power and the might that is in the beings and we should be shutting ourselves out from the world if we did not seek our share in the power and might of the world. We see this mighty power in the world when the lightning flashes through the clouds; we perceive it when the thunder rolls or when the rain pours down from heavenly spaces into the earth to fertilise. it, or when the rays of the sun stream down to conjure forth the seedlings of plants slumbering in the earth. In the forces of nature that work down on to the earth we see this power working blessing as sunshine, as forces in rain and clouds; but, on the other hand, we must see this power and might in volcanoes, for instance, which seem to rise up and rebel against the earth itself—heavenly force pitted against heavenly force. And we look into the world, and we know: if we would ourselves be beings of the world-all, then something of them must work in us; we must have our share in power and in might. Through them we stand within the world: Divine and Ahrimanic powers live and pulsate through us. The all-power is not ‘all-powerful,’ for always it has its antagonist Ahriman against itself. Between them—between Power and Wisdom—stands Love; and if it is the true love we feel that alone is ‘Divine.’ We can speak of the ‘all-power,’ of ‘all-strength,’ as of an ideal; but over against them stand Ahriman. We can speak of ‘all-wisdom’ as of an ideal; but over against it stands the force of Lucifer. But to say ‘all-love’ seems absurd; for if we love rightly it is capable of no increase. Wisdom can be small—it can be augmented. Power can be small; it can be augmented. Therefore all-wisdom and all-power can stand as ideals. But cosmic love—we feel that it does not allow of the conception of all-love; for love is something unique. As the Jesus-Child is placed before us in St. Luke’s Gospel, so do we feel it as the personification of love; the personification of love between wisdom or all-wisdom and all-power. And we really feel it like this, just because it is a child. Only it is intensified because in addition to all that a child has at any time, this Child has the quality of forlornness: it is cast out into a lonely comer. The magic building of man—we see it already laid out in the organism of the child. Wherever in the wide world-all we turn our gaze, there is nothing that comes into being through so much wisdom as this magic building, which appears before our eyes—even unspoiled as yet—in the childlike organism. And just as it appears in the child—that which is all-wisdom in the physical body, the same thing also appears in the etheric body, where the wisdom of cosmic powers is expressed; and so in the astral body and in the ego. Like wisdom that has made an extract of itself—so does the child lie there. And if it is thrown out into a comer of mankind, like the Child Jesus, then we feel that separated there lies a picture of perfection, concentrated world-wisdom. But all-power too appears personified to us, when we look on the child as it is described in St. John’s Gospel. How shall we feel how the all-power is expressed in relation to the body of the child, the being of the child? We must make present in our souls the whole force of that which divine powers and forces of nature can achieve. Think of the might of the forces and powers of nature near to the earth when the elements are storming; transplant yourself into the powers of nature that hold sway, surging and welling up and down in the earth; think of all the brewing of world-powers and world-forces, of the clash of the good forces with the Ahrimanic forces; the whirling and raging of it all. And now imagine all this storming and raging of the elements to be held away from a tiny spot in the world, in order that at that tiny spot the magic building of the child’s body may lie—in order to set apart a tiny body; for the child’s body must be protected. Were it exposed for a moment to the violence of the powers of nature, it would be swept away I Then you may feel how it is immersed in the all-power. And now you may realise the feeling that can pass through the human soul when it gazes with simple heart on that which is expressed by St. Luke’s Gospel. If one approached this ‘concentrated wisdom’ of the child with the greatest human wisdom—mockery and foolishness this wisdom! For it can never be so great as was the wisdom that was used in order that the child-body might lie before us. The highest wisdom remains foolishness and must stand abashed before the childlike body and pay homage to heavenly wisdom; but it knows that it cannot reach it. Mockery is this wisdom; it must feel itself rejected in its own foolishness. No, with wisdom we cannot approach that which is placed before us as the Jesus-Being in St. Luke’s Gospel. Can we approach it with power? We cannot approach it with power. For the use of ‘power’ can only have a meaning where a contrary power comes into play. But the child meets us—whether we would use much or little power—with its powerlessness and mocks our power in its powerlessness! For it would be meaningless to approach the child with power, since it meets us with nothing but its powerlessness. That is the wonderful thing—that the Christ-Impulse, being placed before us in its preparation in the Child Jesus, meets us in St. Luke’s Gospel just in this way, that—be we ever so wise—we cannot approach it with our wisdom; no more can we approach it with our power. Of all that at other times connects us with the world—nothing can approach the Child Jesus, as St. Luke’s Gospel describes it—neither wisdom, nor power—but love. To bring love towards the child-being, unlimited love—that is the one thing possible. The power of love, and the justification and signification of love and love alone—that it is that we can feel so deeply when we let the contents of St. Luke’s Gospel work on our soul. We live in the world, and we may not scorn any of the impulses of the world. It would be a denial of our humanity and a betrayal of the Gods for us not to strive after wisdom; every day and every hour of the year is well applied, in which we realise it as our human duty to strive after wisdom. And so does every day and every hour of the year compel us to become aware that we are placed in the world and that we are a play of the forces and powers of the world—of the all-power that pulsates through the world. But there is one moment in which we may forget this, in which we may remember what St. Luke’s Gospel places before us, when we think of the Child that is yet more filled with wisdom and yet more powerless than other people’s children and before whom the highest love appears in its full justification, before whom wisdom must stand still and power must stand still. So we can feel the significance of the fact that it is just this Christ-Child, received by the simple shepherds, which is placed before us as the third aspect of the Christ-Impulse; beside the Spirit-Kingly aspect and the great Cosmic aspect, the Childlike aspect. The Spirit-Kingly aspect meets us in such a way that we are reminded of the highest wisdom, and that the ideal of highest wisdom is placed before us. The cosmic aspect meets us, and we know that through it the whole direction of earthly evolution is re-formed. Highest power through the cosmic Impulse is revealed to us—highest power so great that it conquers even death. And that which must be added to wisdom and power as a third thing, and must sink into our souls as something transcending the other two, is set before us as that from which man’s evolution on earth, on the physical plane, proceeds. And it has sufficed to bring home to humanity, through the ever-returning picture of Jesus’ birth at Christmas, the whole significance of love in the world and in human evolution. Thus, as it is in the Christmas ‘night of initiation’ that the birth of the Jesus-Child is put before us, it is in the same night as it comes round again and again that there can be born in our souls, contemplating the birth of the Jesus-Child, the understanding of genuine, true love that resounds above all. And if at Christmas an understanding of the feeling of love is rightly awakened in us, if we celebrate this birth of Christ—the awakening of love—then from the moment in which we experience it there can radiate that which we need for the remaining hours and days of the year, that it may flow through and bless the wisdom that it is ours to strive after in every hour and in every day of the year. It was especially through the emphasising of this love-impulse that, already in Roman times, Christianity brought into human evolution the feeling that something can be found in human souls, through which they can come near each other—not by touching what the world gives to men, but that which human souls have through themselves. There was always the need of having such an approaching together of man in love. But what had become of this feeling in Rome, at the time when the Mystery of Golgotha took place? It had become the Saturnalia. In the days of December, beginning from the seventeenth, the Saturnalia took place, in which all differences of rank and standing were suspended. Then man met man; high and low ceased to be; every one said ‘thou’ to the other. That which originated from the outer world was swept away, but for fun and merriment the children were given ‘Saturnalia presents,’ which then developed into our Christmas presents. Thus ancient Rome had been driven to take refuge in fun, in joking, in order to transcend the ordinary social distinctions. Into the midst of all this, there entered about that time the new principle, wherein men do not call forth joking and merriment, but the highest in their souls—the spiritual. Thus did the feeling of equality from man to man enter Christianity in the time when in Rome it had assumed the merrymaking form of the Saturnalia, and this also testifies to us of the aspect of love, of general human love which can exist between man and man if we grasp man in his deepest being. Thus, for example, we grasp him in his deepest being, when at Christmas Eve the child awaits the coming of the Christmas child or the Christmas angel. How does the child wait at Christmas Eve? It awaits the coming of the Christmas child or angel, knowing: He is coming not from human lands, he comes from the spiritual world I It is a kind of understanding of the spiritual world, in which the child shows itself to be like the grown-up people. For they too know the same thing that the child knows—that the Christ-Impulse came into earthly evolution from higher worlds. So it is not only the Child of St. Luke s Gospel that comes before our souls at Christmas, but that which Christmas shall bring near to man’s heart comes near to every child’s soul in the loveliest way, and unites childlike understanding with grown-up understanding. All that a child can feel, from the moment when it begins to be able to think at all—that is the one pole. And the other pole is that which we can feel in our highest spiritual concerns, if we remain faithful to the impulse which was mentioned at the beginning of this evening’s thoughts, the impulse whereby we awaken the will to the spiritual light after which we strive in our now to be founded Anthroposophical Society. For there, too, it is our will that that which is to come into human evolution shall be borne by something which comes into us from spiritual realms as an impulse. And just as the child feels towards the angel of Christmas who brings it its Christmas presents—it feels itself, in its childlike way, connected with the spiritual—so may we feel ourselves connected with the spiritual gift that we long for on Christmas night as the impulse which can bring us the high ideal for which we strive. And if in this circle we feel ourselves united in such love as can stream in from a right understanding of the ‘night of initiation,’ then we shall be able to attain that which is to be attained through the Anthroposophical Society—our anthroposophical ideal. We shall attain that which is to be attained in united work, if a ray of that man-to- man love can take hold of us, of which we can learn when we give ourselves in the right way to the Christmas thought. Thus those of our dear friends who are united with us to-night may have a kind of excellence of feeling. Though they may not be sitting here or there under the Christmas-tree in the way that is customary in this cycle of time, our dear friends are yet sitting under the Christmas-tree. And all of you who are spending this ‘initiation night’ with us under the Christmas-tree: try to awaken in your souls something of the feeling that can come over us when we feel why it is that we are here together—that we may already learn to realise in our souls those impulses of love which must once in distant and yet more distant future come nearer and nearer, when the Christ-Impulse, of which our Christmas has reminded us so well, takes hold on human evolution with ever greater and greater power, greater and greater understanding. For it will only take hold, if souls be found who understand it in its full significance. But in this realm, ‘understanding’ cannot be without love—the fairest thing in human evolution, to which we give birth in our souls just on this evening and night when we transfuse our hearts with that spiritual picture of the Jesus- Child, cast out by the rest of mankind, thrown into a comer, born in a stable. Such is the picture of Him that is given to us—as though he comes into human evolution from outside, and is received by the simplest in spirit, the poor shepherds. If to-day we seek to give birth to the love-impulse that can pour into our souls from this picture, then it will have the force to promote that which we would and should achieve, to assist in the tasks that we have set ourselves in the realm of Anthroposophy, and that karma has pointed out to us as deep and right tasks in the realm of Anthroposophy. Let us take this with us from this evening’s thoughts on the Christmas initiation night, saying that we have come together in order to take out with us the impulse of love, not only for a short time, but for all our striving that we have set before us, inasmuch as we can understand it through the spirit of our anthroposophical view of the world. |
156. Festivals of the Seasons: A Christmas Lecture
26 Dec 1914, Dornach Translated by Harry Collison |
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156. Festivals of the Seasons: A Christmas Lecture
26 Dec 1914, Dornach Translated by Harry Collison |
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The remembrance of this Christmas Festival will be strongly imprinted on the souls of many, for a sharper mental contrast can scarcely be imagined than that which arises, when we lift our souls to the voices which sounded to the shepherds, presenting an eternal truth for all human progress of the post-Christian times:
when we raise our souls to the ‘peace upon earth to men’ and then look at the facts of the present day which we find outspread over a great part of the civilised world. By reason of this contrast, this Christmas Festival will be a permanent token in the memories and hearts of men upon the earth. For certainly, if we preserve that which we must always preserve within the fields of our occult thought, if we preserve our uprightness of heart and our inner sincerity of soul, we cannot celebrate this Christmas Festival with the same feeling with which we have celebrated others; for it must stimulate us to more profound reflection, must stimulate us very specially to that which arises from our occult deepening as ideas for the future of humanity—to that which can lead human hearts to the ages which will be so different from our own. In the course of years we have registered much within our souls, which can indicate to us the sort of soul-condition which such ages will bring. Let us ask ourselves, what is that, of which we must feel that it is still so much needed at the present time? If we call up before the eyes of our soul that which has frequently formed the centre of our consideration, we shall see that within the depths of the human soul a true knowledge is wanting of that which drew into the world upon the day which we celebrate every year in this wintry Christmas. The whole significance, the whole profundity, of that which took place in the time which we call to remembrance in this Christmas Festival, is truly not expressed unavailingly, but profoundly and significantly, in the passage which humanity of earth has accepted from affection, one might say, the passage which runs thus:
The simplest things are often to the human heart the most difficult of comprehension, and simple as this verse sounds, we do well if we make it ever clearer to ourselves that all the future ages of the earth existence will be able to understand this verse more and more profoundly, to enter more and more deeply into the significance of these important words. It is not without reason that out of all the secret history of the appearing of Jesus upon the earth, the Festival of Christmas has become the most popular—nothing has become more popular than the entrance of the Jesus-child into earth life. For with this we have the possibility of placing before the souls of men something which is received lovingly even by the heart of a little child, in so far as he is able to receive external sense impressions, even though perhaps not yet from words, and yet at the same time it is something which sinks deeply into the depths of those human souls through which the gentlest and yet at the same time the strongest love flows warmly. Truly the humanity upon earth is not yet advanced beyond a childish comprehension of the Mysteries of Christ Jesus, and epoch after epoch will still have to elapse ere human souls again acquire those forces, by means of which they will be able to absorb the complete magnitude of the beginning of the Mystery of Golgotha. Thus on this occasion may no Christmas consideration as in other years be brought before your souls, but something which may show us how much we are wanting in that depth which is necessary in order to let the Mystery of Golgotha flash up rightly within our souls. In the course of the last few years we have often spoken of the fact that on occult grounds we really have to celebrate the birth of not only one Jesus child but of two, and it may be said that because through the observations of Spiritual Science this mystery of the two Jesus children has been revealed, a faint beginning has been made to a new comprehension of the Mystery of Golgotha. Only slowly and gradually could this Mystery of Golgotha grip the minds of men. How it has been absorbed into human minds can be brought before our souls when, for example, we glance at the fact that, to a certain extent, that which Christian humanity has gained in the idea of the Christmas child had to struggle through from East to West, by making its way through other versions of a Divine Mediator between the highest Divine-spiritual Beings and the human soul. We have often considered the fact that, running parallel with the stream of Christian life from East to West, another stream of revelation flowed from the North, over the Black Sea, along the Danube, upwards to the Rhine, to Western Europe. The worship which we know as the worship of Mithras disappeared in the early centimes of the Christian era. But in the first centuries of the Christian era it had gripped as many hearts in Europe as had Christianity itself, and impressed itself deeply and extended in the regions of central and Eastern Europe. To those who followed this worship, Mithras appeared just as sublime and great a Divine Mediator descending from spiritual heights into earth existence, as the Christ appeared to the Christians. In the same way we hear of the entrance of Mithras into earth existence in the Winter Holy-night, the shortest day! In the same way we hear that he was born secretly in a cave, that shepherds were the first to hear his Song of Praise: in the same way was Sunday dedicated to him in contradistinction to the other more ancient feast days. And if we ask what is the characteristic feature in the descent of this Mithras-figure, we must say as follows: Mithras was not represented as was the Christ within Jesus. When an image, a symbolical representation, was formed of him, it was known that it was only a symbolical representation. The true Mithras was only to be seen by those who had the faculty of clairvoyance. Certainly he was represented as a mediator between man and the spiritual Hierarchies, but he was not represented as having been incarnated in a human child. He was represented in such a way that when he descended to the earth, in his true being he was only visible to the Initiates, to those who had clairvoyant vision. The idea did not exist in the Mithras worship that that spiritual Being, who was represented as a mediator between the Spiritual Hierarchies and the souls of men, was incarnated in an earthly body as a child. For the worship of Mithras depended upon the fact that the ancient primitive clairvoyance was still in existence in a large number of human beings. If we investigate the path of worship of Mithras from East to West, we find that amongst the people who were worshippers of Mithras a large number were those who could see in those intermediate conditions between waking and sleeping, when the soul lives not in dreams, but in spiritual reality. These could see in such intermediate conditions the descent of Mithras from aeon to aeon, from stage to stage, from the spiritual world down to the earth. Many could see and bear witness that such a Mediator had arisen for man, a Mediator in the spiritual worlds. That which lived as the cult of Mithras was an externalisation of the more or less symbolical representation seen by the seer. What is it really that we meet with in this worship of Mithras? Our whole understanding of the Cosmos makes it impossible to believe that the Christ has only been known since the Mystery of Golgotha. The Initiates and their pupils also knew Him in the pre-Christian times as that Spirit Who was to come. The Initiates always pointed again and again to Him Whom they saw as the Sun-spirit descending from the heights, Who was approaching the earth in order to take up His abode within it. They designated Him as the One Who was to be, the One Who was to come. They knew Him in spirit and saw Him descending. Then the Mystery of Golgotha took place. We know what it signifies. We know that through this Mystery of Golgotha that Spirit through Whom the earth has gained its meaning drew into a human body. We know that since then this Spirit is connected with the Earth and we know how man is to develop in order, in no very distant future, to see again in spirit the Christ Who through the Mystery of Golgotha united His Own Life with the life of the earth I humanity. We are expressing nothing figurative when we say that That Which the ancient Initiates saw in the various Sanctuaries of the Spiritual is since then to be recognised as pressing through, streaming through, pulsating through, living through the earth-life. But the clairvoyant perception had to be lost more and more, and with it the power to look up into the spiritual spheres to behold the Christ, Who had now descended to the earth. For now those who could not perceive clairvoyantly could see that He was permeated with divine love, that He was That Which they were always to possess as the highest treasure of the earth-man. Thus men were to feel fully that they had to receive within their earthly habitation the great gift of cosmic Love, the Christ, sent by the God Who is called the Father-God; they were to learn to know Him fully as the Being Who henceforth was to remain connected with the ages as the meaning of the earth evolution; they were to learn to know Him fully in His life, from the first respiration as a Child to the spiritual deed of Christ on Golgotha which can be revealed to the hearts of men. In the course of later times, it has been possible for us to fill this gap by means of the Fifth Gospel, which has been added to the other Gospels, as in our age it was destined for us to know every step of this Divine Life upon earth yet more minutely. And thus because men were, as it were, to become familiar with Christ Jesus as with a brother, as with One Who from love of man has drawn out of the wide spiritual realms into the narrow valley of earth, because men were to learn to know Him in the most familiar, most intimate knowledge, therefore had the powers of perception and love in the human mind to be gathered together in order to perceive intuitively in a purely human-divine manner, I might say, that which was enacted among men as the beginning of a new age, the Christian age. For this end the power of man had to be concentrated upon the life of Christ Jesus: for a time it had to be diverted from the vision upwards into the spiritual spheres by means of That Which had drawn into the Child of Bethlehem, Which had descended from cosmic heights. But to-day, we are living in a time in which the vision must again be extended, in which human progress and human evolution must again dominate evolution if the Christ, as descending from divine spiritual heights, is to remain what He is in the life of the earth. The worship of Mithras was a last powerful remembrance of the Christ Who had not yet reached the earth but was descending. For humanity was destined to receive the Christ ever more into the soul in such a way that even the smallest child could receive Him; in such a way that with it there came a closing of the spiritual vision with regard to the spiritual world, that vision by means of which we know that the Christ is a Cosmic Being, by means of which we know what importance He has for the valley of the earth. Slowly and gradually the worship of Mithras flowed away, owing to the fact that Christ could appear to man as a Cosmic Being. The worship of Mithras was an echo of the old clairvoyant perception. Then we see how, with the gradual flowing away, the clairvoyant perception also diminished, how even for those who still had the clairvoyant perception of the old sort, a flowing away of the clairvoyant capacities began, and how, with this flowing away, the possibility also ceased of perceiving the Christ completely in His true nature. He was perceived in His true nature when He was perceived not only in His earthly activity, but in His heavenly glory. The possibility gradually diminished, disappeared, of seeing Him in His heavenly glory beside His earthly existence. We see that it again appeared in a weakened form, in spite of the greatness of the teaching in other respects, in the founder of Manicheism. The Manu pointed to Jesus, but it was not an indication which was suited to simple, primitive, believing minds, because in this spirit which founded Manicheism the ancient clairvoyance still existed. Yet there was nothing in it which could be counted as an opposition with regard to the comprehension of Christianity. Christ Jesus was for the Manu a Being Who had not taken on earthly corporality but had lived in a phantom body, as it were, in an etheric body upon the earth. Now we see that with regard to the comprehension of the appearing of Christ Jesus a struggle began. Why was this? There was a striving to look upwards, as it were, to see how the Being of Christ descended. They were not, however, yet capable of seeing how the descending Being actually took up His abode in human flesh. A struggle of soul was inevitable before this complete comprehension was possible. Again we see the teachings of the Manichees extending from East to West, a teaching which still looked up towards the Divine Spirit Who was descending, looked towards everything which the old conception of the world possessed, looked towards the permeation of the world not merely with the physical Being which presented itself to the human sense existence, but also with the Being which with the movements of the stars pervades the Cosmos. The linking of human fate, of human life, with cosmic life, this pervaded the soul of the Manichee, this was deeply rooted within him, shunning the evil, which rules in human life in common with the activity of the good God. Deeply, deeply did Manicheism look into the riddle of evil. But this riddle of evil at the same time can only appear before the human soul when we are able to grasp it in connection with the Mystery of Golgotha, when we penetrate the Mystery of Golgotha with the riddle of evil in Manicheism. Truly those who were called upon to yield their souls in the deepest, most intense manner, to the Mystery of Golgotha, have contended with that which shone into more modern times from the residue of the ancient clairvoyant perception. We need only think of one great leader of the West, St. Augustine. Before he struggled through to the Christianity of Paul he was given up to the teaching of the Manichees. A yet greater impression was made upon him when he was able to perceive how from aeon to aeon the Being of the divine spiritual mediator descended from divine spiritual spheres. This spiritual vision also illumined for Augustine in the first period of his struggle the perception of how the Christ had taken up His abode upon the earth in a fleshly body, and how with Him the riddle of evil was solved. It is striking to see how Augustine conversed with the celebrated Bishop Faustus of the Manichees, and only because this Bishop was not able to make the requisite impression upon Augustine, he turned away from Manicheism and towards the Christianity of Paul. Here we see the flow and ebb of that which we can call the perception of the super-earthly Christ as He was before the Mystery of Golgotha. And in the main, only with the raising of the new age of the fifth post-Atlantean epoch did that completely disappear which was the residue of the old clairvoyant perception. This old clairvoyant perception knew the heavenly Christ. Even in the beginning of Christianity He could be felt, but to see how He descended was only possible for the old clairvoyant perception. Deeply, deeply, must it affect us when we perceive how in the first age of the spreading of Christianity those who had drawn their perception from the old clairvoyance wished to picture the Christ; how in order to perceive the Christ they looked not merely towards Bethlehem but into the spheres of heaven, in order to see how He descended from thence to bring salvation to men. We know that besides the worship of Mithras, and besides Manicheism, there existed in the West the Gnosis which wished to connect the old clairvoyant perception of the great Sun-Spirit, Who descended from the divine sphere, with the perception of the course of earthly life of Christ Jesus. And then it is striking to see how the human mind wished to concentrate itself ever more upon the earthly connections of Christ Jesus. It is striking to see how this simple human mind which can find nothing simple enough to represent it, is afraid of the greatness of the feeling which had to be experienced with regard to the lofty conception of the old Gnosis. The early Christians were afraid of these lofty conceptions. Up to our own age the fear strikes those who come into touch with spiritual knowledge that it is easy for the mind to come into confusion if it raises itself into the ages in which it could be seen that Christ descended from the loftiest heights in order to be able to dwell in a human body. That which the Gnostics were able to say regarding the heavenly Christ beside the earthly Christ affects us very deeply and I should like to say that our soul-vision of the earthly life of Christ Jesus will in no way be blunted if, through Spiritual Science, it is shown the way to the new clairvoyance in order to find the Christ as He descended from the heights of heaven. Here we have a verse evidently of Gnostic origin:
We feel that the new Spiritual Science must again lead us into these things in order that we, in our conceptions, may be able to weave round the Christ- Event the spiritual Aura which for good reasons, as we have often emphasised and had to mention again to-day, was for a time lost to humanity. We must do it slowly and gradually: we must, to a certain extent, try to express that which Spiritual Science is able to reveal to us in such a way that the human mind, which to-day is far from the science of spiritual knowledge, may be able to grasp it. And so we have endeavoured to express the whole anthroposophical wisdom concerning the Christ-Event, and especially concerning the Christmas night and its connection with the human mind, in simple words which are here presented to you:
It is to be hoped that a time will come for earthly evolution in which more, much more can be expressed, and in far, far clearer words, regarding the Mystery of Golgotha, simple words in which for the whole world can be expressed that which Spiritual Science has to say to humanity regarding the Mystery of Golgotha. We see how, up to the end of the fourth post-Atlantean period, even up to the beginning of the fifth, the old clairvoyant perception ebbed away in such a maimer that the last remains which were still left to man fell into disrepute. We see this downfall, as I might call it, embodied in that form which appeared in Europe and spread much further than is thought during the ebb of the fourth post-Atlantean period, in the figure of the popular adventurer (for he was an adventurer), who was still able to exhibit the last sign of clairvoyant perception—“Magister Georgius Sabellicus Faustus Junior, Magus Secundus, philosophus philosophorus, fons necromanticorum, chiromanticus, agromanticus, pyromanticus, in hydra arte secundus.” So ran the complete title of that Faust who lived in the sixteenth century as a representative of the moribund clairvoyance, that Faust who still had a vision into the spiritual worlds, even though the vision was chaotic. But it no longer happens in modern times that when the human soul is passive in certain conditions it can see spiritually, as in ancient times. For it can only see what is material and can acquire that which the intellect can combine out of the material. The whole tragedy of the final spiritual vision is brought to expression in the primitive communications regarding Faustus junior. By giving himself such a title we can perceive that he is, as it were, the final offshoot of those who were able to see into the spheres through which the Christ descended. He called himself Faustus junior, in allusion to the Manichee Bishop Faustus. We know that he knew all about the Bishop Faustus for whom Augustine had longed, for the writings of Augustine were never so widely spread in Europe as at the time in which the writings of Faust junior appeared. And he called himself Magus Secundus, referring to the Magus Primus, the Simon Magus of old, who for those who were yet able to see, represented one whose vision towered up into the spheres of heaven, and of whom they stood in awe who were only desirous of concentrating within themselves the heavenly power. Faustus alluded to him. And he alluded to yet another of whom we know through our observations of Spiritual Science that his vision unfolded in order to see into spiritual spheres. He called himself Pythagoras Secundus as the successor of that Pythagoras who was called Primus in this art. We see the last glimmering evening-glow of that which existed as the ancient clairvoyance and we see how incomprehensible this ancient clairvoyance already was to men. Indeed that was actually realised which has been represented so strikingly to us in the legend of Faust, that Augustine longed for Faustus senior and that he became acquainted with the teaching of Faustus senior through an old man, a doctor. In the same way, carried forward into different circumstances, Faustus junior encounters us in the popular legend, and the old man again appears here, warning him: but he had already made his compact. He entrusted to Dr. Wagner his inheritance. When in surveying the ages and that which arose therein as conceptions of a spiritual world we see the age of the fifth post-Atlantean epoch approaching, we have to say: That is the legacy entrusted to Dr. Wagner. The question is how such a legacy can be administered. In the case of Faust, it is still a seeing into the spiritual worlds; in the case of this Dr. Wagner it is what can be described by saying that a man digs greedily for treasure and rejoices if he finds a glow-worm. Such is the materialistic conception of the world of our modern times. It is no wonder that in this materialistic conception of the world the whole view of the heavenly Christ was lost, so that to-day people are afraid of the expansion of that picture upon which the earth-forces up till the present should have been concentrated. For we also know that the earth-humanity would have to lose, completely lose, all comprehension of this, if through a new spiritual view it were not able to weave a new aura round the touching picture of the Christ-child and His growth through thirty-three earth years. Spiritual Science will be called upon, as those souls who seriously apply themselves to Spiritual Science will perceive, again to quicken the vision of human minds for the heavenly Christ beside the earthly Christ. Then will the Christ be known for all the future earth-ages in such a way that He can never be lost to the progress and the salvation of mankind. When wisdom shall again press upwards into the heights where, in the divine spheres, the fire of love bums, then will the human soul certainly not lose all that is wonderful, all that presses into the profoundest life-springs of men, all that human knowledge can know regarding Christ Jesus. And infinitely much will be acquired in addition: there will be acquired that which must be acquired if the evolution of humanity is to advance as it should. The fresh springs of a new spiritual knowledge have already been opened; nevertheless, that which we are able to say to-day is truly such that we celebrate it at this time still in the symbol of the Christmas Festival. Deep, deep humility overcomes him who rightly experiences that which is to-day our occult knowledge. For we can only very dimly sense that which Spiritual Science will become for humanity in future days. For that which we are able to know of it to-day is in the same relation to that which in the days to come, when many, many ages have passed away, will be presented to humanity as that of the little Christmas child to the full-grown Christ Jesus. To-day in our newly-arisen Spiritual Science we have truly still the child. Hence the Christmas Festival is rightly our festival, and we perceive that, with regard to what can hold sway in the evolution of the earth as human light, we are to-day living in the profoundly dark winter night. Also with regard to our present-day knowledge we are actually standing before what is revealed in the profound wintry darkness of the earth evolution, just as once the shepherds stood before the Christ-child which was first revealed to them. With regard to the comprehension of Christ Jesus we can feel to-day exactly as did the shepherds at that time. We can so truly implore the springs of spiritual life which can ever more and more flow to mankind, implore them that indeed they may more and more bring to pass the Divine Revelation in the spiritual heights and through this revelation give to the human minds that peace which is in truth good for them. Then this Christmas Festival appears to us as a token. We still know little of that which the world will have as Spiritual Science in the days to come. We dimly sense what is to come, we dimly sense it in profound humility. But if we allow that little truly to enter our hearts, how does it appear to us then? Let us cast a glance over present-day Europe—how the peoples think of one another, how each one seeks to lay the guilt of what is taking place upon the others. If the true anthroposophical conception is really impressed on our minds, then we shall understand the guilt which is now sought for by one people in the other, by one nation in the other. Truly, the guilt belongs to someone who is really and truly international, who guides his steps from nation to nation. But he is only spoken of in the circle of those into whose hearts a little Spiritual Science has penetrated. There we speak of Ahriman, the truly international being, who in conjunction with Lucifer is the truly guilty one. We do not find him if we turn our glance always to others, but if we seek the way to knowledge through self-knowledge. There, below in the chaotic depths, he goes; we feel him, this Ahriman. We shall learn to know him rightly and to know him in connection with that which the Mystery of Golgotha can be to us, namely, the proclamation of the revelation of wisdom and of peace in the heights and depths of the valley of the earth. Then only do we perceive what the whole fire of the Love is which can ray forth from the Mystery of Golgotha, which knows none of the limits which are set between the nations of the earth. Much is contained in that which as Spiritual Science stands before our souls. Yet if we look at that which had already been manifested before this our chaotic present and which has now found an expression so convulsing, so sad and so painful, then we find how very very small is that dwelling, that soul-dwelling, in which to-day must dwell the new comprehension of the Christmas child which is to come to the earth. That Christmas child had to appear to poor shepherds, had to be born in a stable, concealed from those who at that time governed the world. Is it not again the same with regard to the new comprehension of that which is connected with the Mystery of Golgotha? Is not that which appears to us to-day outside in the world far removed from this comprehension? How far removed is the world at the beginning of our age from that which was revealed to the shepherds in the words:
Let us celebrate this Christmas Festival of the renewed Christ comprehension in our hearts and in our souls if we wish to celebrate a true Christmas Festival, let us feel, as did the shepherds, far away from that which has now gripped the world. And through that which is revealed to us, as it was to the shepherds, we realise what had to be realised at that time, the promise of a certain future. Let us build within our souls confidence in the fulfilment of this promise, confidence that that which we feel to-day as the child which we must worship (the new Christ-comprehension is this child) will grow, will live, will grow to maturity in the near future, so that in it can be embodied the Christ appearing in the etheric, just as the Christ could be embodied in the fleshly body at the time of the Mystery of Golgotha. Let us fill ourselves with the light which through the confidence in this out-pouring can shine into the deepest inner being of our souls. Let us permeate ourselves with the warmth which can flow through our minds. If we feel thus with regard to the heights in which the light of Spiritual Science appears before our souls, then alone can we be certain that it will some day fill the world. When we thus think, we celebrate a genuine Christmas Festival even in this grave and painful time, for not only is it the profoundly dark winter night of the time of the year, but there is over the horizon of the nations the result of the Ahrimanic darkness which has been growing up since the beginning of the fifth post-Atlantean age. And just as the announcement of the Christ could only come at first to the shepherds but then filled the world ever more and more, so will also the new comprehension of the Mystery of Golgotha fill the world ever more and more, and times will come which as times of light will replace for humanity the time of winter darkness in which we are living to-day. Thus let us feel as did the shepherds with regard to that which is still a child, with regard to the new Christ-comprehension, and let us feel that in all humility we can permeate with the new meaning the verse which is not only for ever to be preserved within the progress of the evolution of the earth, but is also to become more and more full of meaning. Let us with our minds and with heightened consciousness make ourselves one at this Christmas time with the motto so full of promise:
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