151. Human and Cosmic Thought (1961): Lecture II
21 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1961): Lecture II
21 Jan 1914, Berlin Translated by Charles Davy |
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The study of Spiritual Science should always go hand in hand with practical experience of how the mind works. It is impossible to get entirely clear about many things that we discussed in the last lecture unless one tries to get a kind of living grasp of what thinking involves in terms of actualities. For why is it that among the very persons whose profession it is to think about such questions, confusion reigns, for example, as to the relation between the general concept of the “triangle-in-general” and specific concepts of individual triangles? How is it that people puzzle for centuries over questions such as that of the hundred possible and the hundred real thalers cited by Kant? Why is it that people fail to pursue the very simple reflections that are necessary to see that there cannot really be any such thing as a “pragmatic” account of history, according to which the course of events always follows directly from preceding events? Why do people not reflect in such a way that they would be repelled by this impossible mode of regarding the history of man, so widely current nowadays? What is the cause of all these things? The reason is that far too little trouble is taken over learning to handle with precision the activities of thinking, even by people whose business this should be. Nowadays everyone wants to feel that he has a perfect claim to say: “Think? Well, one can obviously do that.” So they begin to think. Thus we have various conceptions of the world; there have been many philosophers—a great many. We find that one philosopher is after this and another is after that, and that many fairly clever people have drawn attention to many things. If someone comes upon contradictions in these findings, he does not ponder over them, but he is quite pleased with himself, fancying that now he can “think” indeed. He can think again what those other fellows have thought out, and feels quite sure that he will find the right answer himself. For no one nowadays must make any concession to authority! That would deny the dignity of human nature! Everyone must think for himself. That is the prevailing notion in the realm of thought. I do not know if people have reflected that this is not their attitude in other realms of life. No one feels committed to belief in authority or to a craving for authority when he has his coat made at the tailor's or his shoes at the shoemaker's. He does not say: “It would be beneath the dignity of man to let one's things be made by persons who are known to be thoroughly acquainted with their business.” He may perhaps even allow that it is necessary to learn these skills. But in practical life, with regard to thinking, it is not agreed that one must get one's conceptions of the world from quarters where thinking and much else has been learnt. Only rarely would this be conceded to-day. This is one tendency that dominates our life in the widest circles, and is the immediate reason why human thinking is not a very widespread product nowadays. I believe this can be quite easily grasped. For let us suppose that one day everybody were to say: “What!—learn to make boots? For a long time that has been unworthy of man; we can all make boots.” I don't know if only good boots would come from it. At all events, with regard to the coining of correct thoughts in their conception of the world, it is from this sort of reasoning that men mostly take their start at the present day. This is what gives its deeper meaning to my remark of yesterday—that although thought is something a man is completely within, so that he can contemplate it in its inner being, actual thinking is not as common as one might suppose. Besides this, there is to-day a quite special pretension which could gradually go so far as to throw a veil over all clear thinking. We must pay attention to this also; at least we must glance at it. Let us suppose the following. There was once in Görlitz a shoemaker named Jacob Boehme. He had learnt his craft well—how soles are cut, how the shoe is formed over the last, and how the nails are driven into the soles and leather. He knew all this down to the ground. Now supposing that this shoemaker, by name Jacob Boehme, had gone around and said: “I will now see how the world is constructed. I will suppose that there is a great last at the foundation of the world. Over this last the world-leather was once stretched; then the world-nails were added, and by means of them the world-sole was fastened to the world-upper. Then boot-blacking was brought into play, and the whole world-shoe was polished. In this way I can quite clearly explain to myself how in the morning it is bright, for then the shoe-polish of the world is shining, but in the evening it is soiled with all sorts of things; it shines no longer. Hence I imagine that every night someone has the duty of repolishing the world-boot. And thus arises the difference between day and night.” Let us suppose that Jacob Boehme had said this. Yes, you laugh, for of course Jacob Boehme did not say this; but still he made good shoes for the people of Görlitz, and for that he employed his knowledge of shoe-making. But he also developed his grand thoughts, through which he wanted to build up a conception of the world; and for that he resorted to something else. He said to himself: My shoe-making is not enough for that; I dare not apply to the structure of the world the thoughts I put into making shoes. And in due course he arrived at his sublime thoughts about the world. Thus there was no such Jacob Boehme as the hypothetical figure I first sketched, but there was another one who knew how to set about things. But the hypothetical “Jacob Boehmes”, like the one you laughed over—they exist everywhere to-day. For example, we find among them physicists and chemists who have learnt the laws governing the combination and separation of substances; there are zoologists who have learnt how one examines and describes animals; there are doctors who have learnt how to treat the physical human body, and what they themselves call the soul. What do they all do? They say: When a person wants to work out for himself a conception of the world, then he takes the laws that are learnt in chemistry, in physics, or in physiology—no others are admissible—and out of these he builds a conception of the world for himself. These people proceed exactly as the hypothetical shoemaker would have done if he had constructed the world-boot, only they do not notice that their world-conceptions come into existence by the very same method that produced the hypothetical world-boot. It does certainly seem rather grotesque if one imagines that the difference between day and night comes about through the soiling of shoe-leather and the repolishing of it in the night. But in terms of true logic it is in principle just the same if an attempt is made to build a world out of the laws of chemistry, physics, biology and physiology. Exactly the same principle! It is an immense presumption on the part of the physicist, the chemist, the physiologist, or the biologist, who do not wish to be anything else than physicist, chemist, physiologist, biologist, and yet want to have an opinion about the whole world. The point is that one should go to the root of things and not shirk the task of illuminating anything that is not so clear by tracing it back to its true place in the scheme of things. If you look at all this with method and logic, you will not need to be astonished that so many present-day conceptions of the world yield nothing but the “world-boot”. And this is something that can point us to the study of Spiritual Science and to the pursuit of practical trains of thought; something that can urge us to examine the question of how we must think in order to see where shortcomings exist in the world. There is something else I should like to mention in order to show where lies the root of countless misunderstandings with regard to the ideas people have about the world. When one concerns oneself with world-conceptions, does one not have over and over again the experience that someone thinks this and someone else that; one man upholds a certain view with many good reasons (one can find good reasons for everything), while another has equally good reasons for his view; the first man contradicts his opponent with just as good reasons as those with which the opponent contradicts him. Sects arise in the world not, in the first place, because one person or another is convinced about the right path by what is taught here or there. Only look at the paths which the disciples of great men have had to follow in order to come to this or that great man, and then you will see that herein lies something important for us with regard to karma. But if we examine the outlooks that exist in the world to-day, we must say that whether someone is a follower of Bergson, or of Haeckel, or of this or that (karma, as I have already said, does not recognise the current world-conception) depends on other things than on deep conviction. There is contention on all sides! Yesterday I said that once there were Nominalists, persons who maintained that general concepts had no reality, but were merely names. These Nominalists had opponents who were called Realists (the word had a different meaning then). The Realists maintained that general concepts are not mere words, but refer to quite definite realities. In the Middle Ages the question of Realism versus Nominalism was always a burning one, especially for theology, a sphere of thought with which present-day thinkers trouble themselves very little. For in the time when the question of Nominalism versus Realism arose (from the eleventh to the thirteenth centuries) there was something that belonged to the most important confessions of faith, the question about the three “Divine Persons”—Father, Son and Holy Ghost—who form One Divine Being, but are still Three real Persons. The Nominalists maintained that these three Divine Persons existed only individually, the “Father” for Himself, the “Son” for Himself, and the “Holy Ghost” for Himself; and if one spoke of a “Collective God” Who comprised these Three, that was only a name for the Three. Thus Nominalism did away with the unity of the Trinity. In opposition to the Realists, the Nominalists not only explained away the unity, but even regarded it as heretical to declare, as the Realists did, that the Three Persons formed not merely an imaginary unity, but an actual one. Thus Nominalism and Realism were opposites. And anyone who goes deeply into the literature of Realism and Nominalism during these centuries gets a deep insight into what human acumen can produce. For the most ingenious grounds were brought forward for Nominalism, just as much as for Realism. In those days it was more difficult to be reckoned as a thinker because there was no printing press, and it was not an easy thing to take part in such controversies as that between Nominalism and Realism. Anyone who ventured into this field had to be better prepared, according to the ideas of those times, than is required of people who engage in controversies nowadays. An immense amount of penetration was necessary in order to plead the cause of Realism, and it was equally so with Nominalism. How does this come about? It is grievous that things are so, and if one reflects more deeply on it, one is led to say: What use is it that you are so clever? You can be clever and plead the cause of Nominalism, and you can be just as clever and contradict Nominalism. One can get quite confused about the whole question of intelligence! It is distressing even to listen to what such characterisations are supposed to mean. Now, as a contrast to what we have been saying, we will bring forward something that is perhaps not nearly so discerning as much that has been advanced with regard to Nominalism or to Realism, but it has perhaps one merit—it goes straight to the point and indicates the direction in which one needs to think. Let us imagine the way in which one forms general concepts; the way in which one synthesizes a mass of details. We can do this in two ways: first as a man does in the course of his life through the world. He sees numerous examples of a certain kind of animal: they are silky or woolly, are of various colours, have whiskers, at certain times they go through movements that recall human “washing”, they eat mice, etc. One can call such creatures “cats”. Then one has formed a general concept. All these creatures have something to do with what we call “cats”. But now let us suppose that someone has had a long life, in the course of which he has encountered many cat-owners, men and women, and he has noticed that a great many of these people call their pets “Pussy”. Hence he classes all these creatures under the name of “Pussy”. Hence we now have the general concept “Cats” and the general concept “Pussy”, and a large number of individual creatures belonging in both cases to the general concept. And yet no one will maintain that the general concept “Pussy” has the same significance as the general concept “Cats”. Here the real difference comes out. In forming the general concept “Pussy” which is only a summary of names that must rank as individual names, we have taken the line, and rightly so, of Nominalism; and in forming the general concept “Cats” we have taken the line of Realism, and rightly so. In one case Nominalism is correct; in the other. Realism. Both are right. One must only apply these methods within their proper limits. And when both are right, it is not surprising that good reasons for both can be adduced. In taking the name “Pussy”, I have employed a somewhat grotesque example. But I can show you a much more significant example and I will do so at once. Within the scope of our objective experience there is a whole realm where Nominalism—the idea that the collective term is only a name—is fully justified. We have “one”, “two”, “three”, “four”, “five”, and so on, but it is impossible to find in the expression “number” anything that has a real existence. “Number” has no existence. “One”, “two”, “three”, “five”, “six”,—they exist. But what I said in the last lecture, that in order to find the general concept one must let that which corresponds to it pass over into movement—this cannot be done with the concept “Number”. One “one” does not pass over into “two”. It must always be taken as “one”. Not even in thought can we pass over into two, or from two into three. Only the individual numbers exist, not “number” in general. As applied to the nature of numbers, Nominalism is entirely correct; but when we come to the single animal in relation to its genus, Realism is entirely correct. For it is impossible for a deer to exist, and another deer, and yet another, without there being the genus “deer”. The figure “two” can exist for itself, “one”, “seven”, etc., can exist for themselves. But in so far as anything real appears in number, the number is a quality, and the concept “number” has no specific existence. External things are related to general concepts in two different ways: Nominalism is appropriate in one case, and Realism in the other. On these lines, if we simply give our thoughts the right direction, we begin to understand why there are so many disputes about conceptions of the world. People generally are not inclined, when they have grasped one standpoint, to grasp another as well. When in some realm of thought somebody has got hold of the idea “general concepts have no existence”, he proceeds to extend to it the whole make-up of the world. This sentence, “general concepts have no existence” is not false, for when applied to the particular realm which the person in question has considered, it is correct. It is only the universalising of it that is wrong. Thus it is essential, if one wants to form a correct idea of what thinking is, to understand clearly that the truth of a thought in the realm to which it belongs is no evidence for its general validity. Someone can offer me a perfectly correct proof of this or that and yet it will not hold good in a sphere to which it does not belong. Anyone, therefore, who intends to occupy himself seriously with the paths that lead to a conception of the world must recognise that the first essential is to avoid one-sidedness. That is what I specially want to bring out to-day. Now let us take a general look at some matters which will be explained in detail later on. There are people so constituted that it is not possible for them to find the way to the Sprit, and to give them any proof of the Spirit will always be hard. They stick to something they know about, in accordance with their nature. Let us say they stick at something that makes the crudest kind of impression on them—Materialism. We need not regard as foolish the arguments they advance as a defence or proof of Materialism, for an immense amount of ingenious writing has been devoted to the subject, and it holds good in the first place for material life, for the material world and its laws. Again, there are people who, owing to a certain inwardness, are naturally predisposed to see in all that is material only the revelation of the spiritual. Naturally, they know as well as the materialists do that, externally, the material world exists; but matter, they say, is only the revelation, the manifestation, of the underlying spiritual. Such persons may take no particular interest in the material world and its laws. As all their ideas of the spiritual come to them through their own inner activity, they may go through the world with the consciousness that the true, the lofty, in which one ought to interest oneself—all genuine reality—is found only in the Spirit; that matter is only illusion, only external phantasmagoria. This would be an extreme standpoint, but it can occur, and can lead to a complete denial of material life. We should have to say of such persons that they certainly do recognize what is most real, the Spirit, but they are one-sided; they deny the significance of the material world and its laws. Much acute thinking can be enlisted in support of the conception of the universe held by these persons. Let us call their conception of the universe: Spiritism. Can we say that the Spiritists are right? As regards the Spirit, their contentions could bring to light some exceptionally correct ideas, but concerning matter and its laws they might reveal very little of any significance. Can one say the Materialists are correct in what they maintain? Yes, concerning matter and its laws they may be able to discover some exceptionally useful and valuable facts; but in speaking of the Spirit they may utter nothing but foolishness. Hence we must say that both parties are correct in their respective spheres. There can also be persons who say: “Yes, but as to whether in truth the world contains only matter, or only spirit, I have no special knowledge; the powers of human cognition cannot cope with that. One thing is clear—there is a world spread out around us. Whether it is based upon what chemists and physicists, if they are materialists, call atoms, I know not. But I recognize the external world; that is something I see and can think about. I have no particular reason for supposing that it is or is not spiritual at root. I restrict myself to what I see around me.” From the explanations already given we can call such Realists, and their concept of the universe: Realism. Just as one can enlist endless ingenuity on behalf of Materialism or of Spiritism, and just as one can be clever about Spiritism and yet say the most foolish things on material matters, and vice versa, so one can advance the most ingenious reasons for Realism, which differs from both Spiritism and Materialism in the way I have just described. Again, there may be other persons who speak as follows. Around us are matter and the world of material phenomena. But this world of material phenomena is in itself devoid of meaning. It has no real meaning unless there is within it a progressive tendency; unless from this external world something can emerge towards which the human soul can direct itself, independently of the world. According to this outlook, there must be a realm of ideas and ideals within the world-process. Such people are not Realists, although they pay external life its due; their view is that life has meaning only if ideas work through it and give it purpose. It was under the influence of such a mood as this that Fichte once said: Our world is the sensualised material of our duty.2 The adherents of such a world-outlook as this, which takes everything as a vehicle for the ideas that permeate the world-process, may be called Idealists and their outlook: Idealism. Beautiful and grand and glorious things have been brought forward on behalf of this Idealism. And in this realm that I have just described—where the point is to show that the world would be purposeless and meaningless if ideas were only human inventions and were not rooted in the world-process—in this realm Idealism is fully justified. But by means of it one cannot, for example, explain external reality. Hence one can distinguish this Idealism from other world-outlooks: ![]() We now have side by side four justifiable world-outlooks, each with significance for its particular domain. Between Materialism and Idealism there is a certain transition. The crudest kind of materialism—one can observe it specially well in our day, although it is already on the wane—will consist in this, that people carry to an extreme the saying of Kant—Kant did not do this himself!—that in the individual sciences there is only so much real science as there is mathematics. This means that from being a materialist one can become a ready-reckoner of the universe, taking nothing as valid except a world composed of material atoms. They collide and gyrate, and then one calculates how they inter-gyrate. By this means one obtains very fine results, which show that this way of looking at things is fully justified. Thus you can get the vibration-rates for blue, red, etc.; you take the whole world as a kind of mechanical apparatus, and can reckon it up accurately. But one can become rather confused in this field. One can say to oneself: “Yes, but however complicated the machine may be, one can never get out of it anything like the perception of blue, red, etc. Thus if the brain is only a complicated machine, it can never give rise to what we know as soul-experiences.” But then one can say, as du Bois-Reymond once said: If we want to explain the world in strictly mathematical terms, we shall not be able to explain the simplest perception, but if we go outside a mathematical explanation, we shall be unscientific. The most uncompromising materialist would say, “No, I do not even calculate, for that would presuppose a superstition—it would imply that I assume that things are ordered by measure and number.” And anyone who raises himself above this crude materialism will become a mathematical thinker, and will recognize as valid only whatever can be treated mathematically. From this results a conception of the universe that really admits nothing beyond mathematical formulae. This may be called Mathematism. Someone, however, might think this over, and after becoming a Mathematist he might say to himself: “It cannot be a superstition that the colour blue has so and so many vibrations. The world is ordered mathematically. If mathematical ideas are found to be real in the world, why should not other ideas have equal reality?” Such a person accepts this—that ideas are active in the world. But he grants validity only to those ideas that he discovers outside himself—not to any ideas that he might grasp from his inner self by some sort of intuition or inspiration, but only to those he reads from external things that are real to the senses. Such a person becomes a Rationalist, and his outlook on the world is that of Rationalism. If, in addition to the ideas that are found in this way, someone grants validity also to those gained from the moral and the intellectual realms, then he is already an Idealist. Thus a path leads from crude Materialism, by way of Mathematism and Rationalism, to Idealism. But now Idealism can be enhanced. In our age there are some men who are trying to do this. They find ideas at work in the world, and this implies that there must also be in the world some sort of beings in whom the ideas can live. Ideas cannot live just as they are in any external object, nor can they hang as it were in the air. In the nineteenth century the belief existed that ideas rule history. But this was a confusion, for ideas as such have no power to work. Hence one cannot speak of ideas in history. Anyone who understands that ideas, if they are there are all, are bound up with some being capable of having ideas, will no longer be a mere Idealist; he will move on to the supposition that ideas are connected with beings. He becomes a Psychist and his world-outlook is that Psychism. The Psychist, who in his turn can uphold his outlook with an immense amount of ingenuity, reaches it only through a kind of one-sidedness, of which he can eventually become aware. ![]() Here I must add that there are adherents of all the world-outlooks above the horizontal stroke; for the most part they are stubborn folk who, owing to some fundamental element in themselves, take this or that world-outlook and abide by it, going no further. All the beliefs listed below the line have adherents who are more easily accessible to the knowledge that individual world-outlooks each have one special standpoint only, and they more easily reach the point where they pass from one world-outlook to another. When someone is a Psychist, and able as a thinking person to contemplate the world clearly, then he comes to the point of saying to himself that he must presuppose something actively psychic in the outside world. But directly he not only thinks, but feels sympathy for what is active and willing in man, then he says to himself: “It is not enough that there are beings who have ideas; these beings must also be active, they must be able also to do things.” But this is inconceivable unless these beings are individual beings. That is, a person of this type rises from accepting the ensoulment of the world to accepting the Spirit or the Spirits of the world. He is not yet clear whether he should accept one or a number of Spirits, but he advances from Psychism to Pneumatism to a doctrine of the Spirit. ![]() If he has become in truth a Pneumatist, then he may well grasp what I have said in this lecture about number—that with regard to figures it is somewhat doubtful to speak of a “unity”. Then he comes to the point of saying to himself: It must therefore be a confusion to talk of one undivided Spirit, of one undivided Pneuma. And he gradually becomes able to form for himself an idea of the Spirits of the different Hierarchies. Then he becomes in the true sense a Spiritist, so that on this side there is a direct transition from Pneumatism to Spiritism. These world-outlooks are all justified in their own field. For there are fields where Psychism acts illuminatingly, and others where Pneumatism does the same. Certainly, anyone who wishes to deliberate about an explanation of the universe as thoroughly as we have tried to do must come to Spiritism, to the acceptance of the Spirits of the Hierarchies. For to stop short at Pneumatism would in this case mean the following. If we are Spiritists, then it may happen that people will say to us: “Why so many spirits? Why bring numbers into it? Let there be One Undivided Spirit!” Anyone who goes more deeply into the matter knows that this objection is like saying: “You tell me there are two hundred midges over there. I don't see two hundred; I see only a single swarm.” Exactly so would an adherent of Pneumatism stand with regard to a Spiritist. The Spiritist sees the universe filled with the Spirits of the Hierarchies; the Pneumatist sees only the one “swarm”—only the Universal Spirit. But that comes from an inexact view. Now there is still another possibility: someone may not take the path we have tried to follow to the activities of the spiritual Hierarchies, but may still come to an acceptance of certain spiritual beings. The celebrated German philosopher, Leibnitz, was a man of this kind. Leibnitz had got beyond the prejudice that anything merely material can exist in the world. He found the actual, he sought the actual. (I have treated this more precisely in my book, Riddles of Philosophy.) His view was that a being—as, for example, the human soul—can build up existence in itself. But he formed no further ideas on the subject. He only said to himself that there is such a being that can build up existence in itself, and force concepts outwards from within itself. For Leibnitz, this being is a “Monad”. And he said to himself: “There must be many Monads, and Monads of the most varied capabilities. If I had here a bell, there would be many monads in it—as in a swarm of midges—but they would be monads that had never come even so far as to have sleep-consciousness, monads that are almost unconscious, but which nevertheless develop the dimmest of concepts within themselves. There are monads that dream; there are monads that develop waking ideas within themselves; in short, there are monads of the most varied grades.” A person with this outlook does not come so far as to picture to himself the individual spiritual beings in concrete terms, as the Spiritist does, but he reflects in the world upon the spiritual element in the world, allowing it to remain indefinite. He calls it “Monad”—that is, he conceives of it only as though one were to say: “Yes, there is spirit in the world and there are spirits, but I describe them only by saying, ‘They are entities having varying powers of perception.’ I pick out from them an abstract characteristic. So I form for myself this one-sided world-outlook, on behalf of which as much as can be said has been said by the highly intelligent Leibnitz. In this way I develop Monadism.” Monadism is an abstract Spiritism. But there can be persons who do not rise to the level of the Monads; they cannot concede that existence is made up of beings with the most varied conceptual powers, but at the same time they are not content to allow reality only to external phenomena; they hold that “forces” are dominant everywhere. If, for example, a stone falls to the ground, they say, “That is gravitation!” When a magnet attracts bits of iron, they say: “That is magnetic force!” They are not content with saying simply, “There is the magnet,” but they say, “The magnet presupposes that supersensibly, invisibly, a magnetic force is present, extending in all directions.” A world-outlook of this kind—which looks everywhere for forces behind phenomena—can be called Dynamism. ![]() Then one may say: “No, to believe in ‘forces’ is superstition”—an example of this is Fritz Mauthner's Critique of Language, where you find a detailed argument to this effect. It amounts to taking your stand on the reality of the things around us. Thus by the path of Spiritism we come through Monadism and Dynamism to Realism again. But now one can do something else still. One can say: “Certainly I believe in the world that is spread out around me, but I do not maintain any right to claim that this world is the real one. I can say of it only that it ‘appears’ to me. I have no right to say more about it.” There you have again a difference. One can say of the world that is spread out around us. “This is the real world,” but one can also say, “I am clear that there is a world which appears to me; I cannot speak of anything more. I am not saying that this world of colours and sounds, which arises only because certain processes in my eyes present themselves to me as colours, while processes in my ears present themselves to me as sounds—I am not saying that this world is the true world. It is a world of phenomena.” This is the outlook called Phenomenalism. We can go further, and can say: “The world of phenomena we certainly have around us, but all that we believe we have in these phenomena is what we have ourselves added to them, what we have thought into them. Our own sense-impressions are all we can rightly accept. Anyone who says this—mark it well!—is not an adherent of Phenomenalism. He peels off from the phenomena everything which he thinks comes only from the understanding and the reason, and he allows validity only to sense-impressions, regarding them as some kind of message from reality.” This outlook may be called Sensationalism. A critic of this outlook can then say: “You may reflect as much as you like on what the senses tell us and bring forward ever so ingenious reasons for your view—and ingenious reasons can be given—I take my stand on the point that nothing real exists except that which manifests itself through sense-impressions; this I accept as something material.” This is rather like an atomist saying: “I hold that only atoms exist, and that however small they are, they have the attributes which we recognize in the physical world”—anyone who says this is a materialist. Thus, by another path, we arrive back at Materialism. ![]() All these conceptions of the world that I have described and written down for you really exist, and they can be maintained. And it is possible to bring forward the most ingenious reasons for each of them; it is possible to adopt any one of them and with ingenious reasons to refute the others. In between these conceptions of the world one can think out yet others, but they differ only in degree from the leading types I have described, and can be traced back to them. If one wishes to learn about the web and woof of the world, then one must know that the way to it is through these twelve points of entry. There is not merely one conception of the world that can be defended, or justified, but there are twelve. And one must admit that just as many good reasons can be adduced for each and all of them as for any particular one. The world cannot be rightly considered from the one-sided standpoint of one single conception, one single mode of thought; the world discloses itself only to someone who knows that one must look at it from all sides. Just as the sun—if we go by the Copernican conception of the universe—passes through the signs of the Zodiac in order to illuminate the earth from twelve different points, so we must not adopt one standpoint, the standpoint of Idealism, or Sensationalism, or Phenomenalism, or any other conception of the world with a name of this kind; we must be in a position to go all round the world and accustom ourselves to the twelve different standpoints from which it can be contemplated. In terms of thought, all twelve standpoints are fully justifiable. For a thinker who can penetrate into the nature of thought, there is not one single conception of the world, but twelve that can be equally justified—so far justified as to permit of equally good reasons being thought out for each of them. There are twelve such justified conceptions of the world. Tomorrow we will start from the points of view we have gained in this way, so that from the consideration of man in terms of thought we may rise to a consideration of the cosmic.
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151. Human and Cosmic Thought (1961): Lecture III
22 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1961): Lecture III
22 Jan 1914, Berlin Translated by Charles Davy |
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Yesterday I tried to set forth those world-outlooks which are possible for man; so possible that certain valid proofs can be produced for the correctness of each of them in a certain realm. For anyone who is not concerned to weld together into a single system all that he has been in a position to observe and reflect upon in a certain limited domain, and then sets out to seek proofs for it, but who wants to penetrate into the truth of the world, it is important to realize that broadmindedness is necessary because twelve typical varieties of world-outlook are actually possible for the mind of man. (For the moment we need not go into the transitional ones.) If one wants to come really to the truth, then one must try clearly to understand the significance of these twelve typical varieties, must endeavour to recognize for what domain of existence one or other variety holds the best key. If we let these twelve varieties pass once again before our mind's eye, as we did yesterday, then we find that they are: Materialism, Sensationalism, Phenomenalism, Realism, Dynamism, Monadism, Spiritism, Pneumatism, Psychism, Idealism, Rationalism and Mathematism. Now in the actual field of human searching after truth it is unfortunate that individual minds, individual personalities, always incline to let one or the other of these varieties have the upper hand, with the result that different epochs develop one-sided outlooks which then work back on the people living at that time. We had better arrange the twelve world-outlooks in the form of a circle (see Diagram 11), and quietly observe them. They are possible, and one must know them. They really stand in such a relation to one another that they form a mental copy of the Zodiac with which we are now so well acquainted. As the sun apparently passes through the Zodiac, and as other planets apparently do the same, so it is possible for the human soul to pass through a mental circle which embraces twelve world-pictures. Indeed, one can even bring the characteristics of these pictures into connection with the individual signs of the Zodiac, and this is in no wise arbitrary, for between the individual signs of the Zodiac and the Earth there really is a connection similar to that between the twelve world-outlooks and the human soul. I mean this in the following sense. We could not say that there is an easily understandable relation between, e.g. the sign Aries and the Earth. But when the Sun, Saturn, or Mercury are so placed that from the Earth they are seen in the sign Aries, then influence is different from what it is when they are seen in the sign Leo. Thus the effect which comes to us out of the Cosmos from the different planets varies according as the individual planets stand in one or other of the Zodiacal signs. In the case of the human soul, it is even easier to recognize the effects of these twelve “mental-zodiacal-signs” (Geistes-Tierkreisbilder). There are souls who have the tendency to receive a given influence on their inner life, on their scientific, philosophic or other mental proclivities, so that their souls are open to be illuminated, as it were, by Idealism. Other souls are open to be shone upon by Materialism, others by Sensationalism. A man is not a Sensationalist, Materialist, Spiritist or Pneumatist because this or that world-outlook is—and can be seen to be—correct, but because his soul is so conditioned that it is predominantly influenced by the respective mental-zodiacal-sign. Thus in the twelve mental-zodiacal-signs we have something that can lead us to a deep insight into the way in which human world-outlooks arise, and can help us to see far into the reasons why, on the one hand, men dispute about world-outlooks, and why, on the other hand, they ought not to dispute but would do much better to understand why it happens that people have different world-outlooks. How, in spite of this, it may be necessary for certain epochs strongly to oppose the trend of this or the other world-outlook, we shall have to explain in the next lecture. What I have said so far refers to the moulding of human thought by the spiritual cosmos of the twelve zodiacal signs, which form as it were our spiritual horizon. But there is still something else that determines human world-outlooks. You will best understand this if I first of all show you the following. A man can be so attuned in his soul—for the present it is immaterial by which of these twelve “mental-zodiacal signs” his soul is illuminated—that the soul-mood expressed in the whole configuration of his world-outlook can be designated as Gnosis. A man is a Gnostic when his disposition is such that he gets to know the things of the world not through the senses, but through certain cognitional forces in the soul itself. A man can be a Gnostic and at the same time have a certain inclination to be illuminated by e.g. the mental-zodiacal-sign that we have here called “Spiritism”. Then his Gnosticism will have a deeply illuminated insight into the relationships of the spiritual worlds. But a man can also be, e.g. a Gnostic of Idealism; then he will have a special proclivity for seeing clearly the ideals of mankind and the ideas of the world. Thus there can be a difference between two men who are both Idealists. One man will be an idealistic enthusiast who always has the word “ideal”, “ideal”, “ideal”, on his lips, but does not know much about idealism; he lacks the faculty for conjuring up ideals in sharp outline before his inner sight. The other man not only speaks of Idealism, but knows how to picture the ideals clearly in his soul. The latter, who inwardly grasps Idealism quite concretely—as intensely as a man grasps external things with his hand—is a Gnostic in the domain of Idealism. Thus one could say that he is basically a Gnostic, but is specially illuminated by the mental-zodiacal-sign of Idealism. There are also persons who are specially illuminated by the world-outlook sign of Realism. They go through the world in such a way that their whole mode of perceiving and encountering the world enables them to say much, very much, to others about the world. They are neither Spiritists nor Idealists; they are quite ordinary Realists. They are equipped to have really fine perceptions of the external reality around them, and of the intrinsic qualities of things. They are Gnostics, genuine Gnostics, only they are Gnostics of Realism. There are such Gnostics of Realism, and Spiritists or Idealists are often not Gnostics of Realism at all. We can indeed find that people who call themselves good Theosophists may go through a picture-gallery and understand nothing about it, whereas others who are not Theosophists at all, but are Gnostics of Realism, are able to make an abundance of significant comments on it, because with their whole personality they are in touch with the reality of the things they see. Or again, many Theosophists go out into the country and are unable to grasp with their whole souls anything of the greatness and sublimity of nature; they are not Gnostics of Realism. There are also Gnostics of Materialism. Certainly they are strange Gnostics. But quite in the sense in which there are Gnostics of Realism, there can be Gnostics of Materialism. They are persons who have feeling and perception only for all that is material; persons who try to get to know what the material is by coming into direct contact with it, like the dog who sniffs at substances and tries to get to know them intimately in that way, and who really is, in regard to material things, an excellent Gnostic. One can be a Gnostic in connection with all twelve world-outlook signs. Hence, if we want to put Gnosis in its right place, we must draw a circle, and the whole circle signifies that the Gnosis can move round through all twelve world-outlook signs. Just as a planet goes through all twelve signs of the Zodiac, so can the Gnosis pass through the twelve world-outlook signs. Certainly, the Gnosis will render the greatest service for the healing of souls when the Gnostic frame of mind is applied to Spiritism. One might say that Gnosis is thoroughly at home in Spiritism. That is its true home. In the other world-outlook-signs it is outside its home. Logically speaking, one is not justified in saying that there could not be a materialistic Gnosis. The pedants of concepts and ideas can settle such knotty points more easily than the sound logicians, who have a somewhat more complicated task. One might say, for example: “I will call nothing ‘Gnosis’ except what penetrates into the ‘spirit’.” That is an arbitrary attitude with regard to concepts; as arbitrary as if one were to say, “So far I have seen violets only in Austria; therefore I call violets only flowers that grow in Austria and have a violet colour—nothing else.” Logically it is just as impossible to say that there is Gnosis only in the world-outlook-sign of Spiritism; for Gnosis is a “planet” which passes through all the mental-constellations. ![]() There is another world-outlook-mood. Here I speak of “mood”, whereas otherwise I speak of “signs” or “pictures”. Of late it has been thought that one could more easily become acquainted—and yet here even the easy is difficult—with this second mood, because its representative, in the constellation of Idealism, is Hegel. But this special mood in which Hegel looks at the world need not be in the constellation of Idealism, for it, too, can pass through all the constellations. It is the world-outlook of Logicism. The special mark of Logicism consists in its enabling the soul to connect thoughts, concepts and ideas with one another. As when in looking at an organism one comes from the eyes to the nose and the mouth and regards them as all belonging to each other, so Hegel arranges all the concepts that he can lay hold of into a great concept-organism—a logical concept-organism. Hegel was simply able to seek out everything in the world that can be found as thought, to link together thought with thought, and to make an organism of it—Logicism! One can develop Logicism in the constellation of Idealism, as Hegel did; one can develop it, as Fichte did, in the constellation of Psychism; and one can develop it in other constellations. Logicism is again something that passes like a planet through the twelve zodiacal signs. There is a third mood of the soul, expressed in world-outlooks; we can study this in Schopenhauer, for example. Whereas the soul of Hegel when he looked out upon the world was so attuned that with him everything conceptual takes the form of Logicism, Schopenhauer lays hold of everything in the soul that pertains to the character of will. The forces of nature, the hardness of a stone, have this character for him; the whole of reality is a manifestation of will. This arises from the particular disposition of his soul. This outlook can once more be regarded as a planet which passes through all twelve zodiacal signs. I will call this world-outlook, Voluntarism. Schopenhauer was a voluntarist, and in his soul he was so constituted that he laid himself open to the influence of the mental constellation of Psychism. Thus arose the peculiar Schopenhauerian metaphysics of the will: Voluntarism in the mental constellation of Psychism. Let us suppose that someone is a Voluntarist, with a special inclination towards the constellation of Monadism. Then he would not, like Schopenhauer, take as basis of the universe a unified soul which is really “will”; he would take many “monads”, which are, however, will-entities. This world of monadic voluntarism as been developed most beautifully, ingeniously, and I might say, in the most inward manner, by the Austrian philosophic poet, Hamerling. Whence came the peculiar teaching that you find in Hamerling's Atomistics of the Will? It arose because his soul was attuned to Voluntarism, while he came under the mental constellation of Monadism. If we had the time, we could mention examples for each soul-mood in each constellation. They are to be found in the world. Another special mood is not at all prone to ponder whether behind the phenomena there is still this or that, as is done by the Gnostic mood, or the idealistic or voluntary moods, but which simply says: “I will incorporate into my world-conception whatever I meet with in the world, whatever shows itself to me externally.” One can do this in all domains—i.e. through all mental constellations. One can do it as a materialist who accepts only what he encounters externally; one can also do it as Spiritist. A man who has this mood will not trouble himself to seek for a special connection behind the phenomena; he lets things approach and waits for whatever comes from them. This mood we can call Empiricism. Empiricism signifies a soul-mood which simply accepts whatever experience may offer. Through all twelve constellations one can be an empiricist, a man with a world-conception based on experience. Empiricism is the fourth psychic mood which can go through all twelve constellations. One can equally well develop a mood which is not satisfied with immediate experience, as in Empiricism, so that one feels through and through, as an inner necessity, a mood which says: Man is placed in the world; in his soul he experiences something about the world that he cannot experience externally; only there, in that inner realm, does the world unveil its secrets. One may look all round about and yet see nothing of the mysteries which the world includes. Someone imbued with a mood of this kind can often say: “Of what help to me is the Gnosis that takes pains to struggle up to a kind of vision? The things of the external world that one can look upon—they cannot show me the truth. How does Logicism help me to a world-picture? ... In Logicism the nature of the world does not express itself. What help is there in speculations about the will? It merely leads us away from looking into the depths of our own soul, and into those depths one does not look when the soul wills, but, on the contrary, just when by surrendering itself it is without will.” Voluntarism, therefore, is not the mood that I mean here, neither is Empiricism—the mere looking upon and listening to experience and events. But when the soul has become quiet and seeks inwardly for the divine Light, this soul-mood can be called Mysticism. Again, one can be a mystic through all the twelve mental constellations. It would certainly not be specially favourable if one were a mystic of materialism—i.e. if one experienced inwardly not the mental, the spiritual, but the material. For a mystic of materialism is really he who has acquired a specially fine perception of how one feels when one enjoys this or that substance. It is somewhat different if one imbibes the juice of this plant or the other, and then waits to see what happens to one's organism. One thus grows together with matter in one's experience; one becomes a mystic of matter. This can even become an “awakening” for life, so that one follows up how one substance or another, drawn from this or that plant, works upon the organism, affecting particularly this or that organ. And so to be a Mystic of Materialism is a precondition for investigating individual substances in respect of their healing powers. One can be a Mystic of the world of matter, and one can be a Mystic of Idealism. An ordinary Idealist or Gnostic Idealist is not a Mystic of Idealism. A Mystic of Idealism is one who has above all the possibility in his own soul of bringing out from its hidden sources the ideals of humanity, of feeling them as something divine, and of placing them in that light before the soul. We have an example of the Mystic of Idealism in Meister Eckhardt. Now the soul may be so attuned that it cannot become aware of what may arise from within itself and appear as the real inner solution of the riddle of the universe. Such a soul may, rather, be so attuned that it will say to itself: “Yes, in the world there is something behind all things, also behind my own personality and being, so far as I perceive this being. But I cannot be a mystic. The mystic believes that this something behind flows into his soul. I do not feel it flow into my soul; I only feel it must be there, outside.” In this mood, a person presupposes that outside his soul, and beyond anything his soul can experience, the essential being of things lies hidden; but he does not suppose that this essential nature of things can flow into his soul, as does the Mystic. A person who takes this standpoint is a Transcendentalist—perhaps that is the best word for it. He accepts that the essence of a thing is transcendent, but that it does not enter into the soul—hence Transcendentalism. The Transcendentalist has the feeling: “When I perceive things, their nature approaches me; but I do not perceive it. It hides behind, but it approaches me.” Now it is possible for a man, given all his perceptions and powers of cognition, to thrust away the nature of things still further than the Transcendentalist does. He can say; “The essential nature of things is beyond the range of ordinary human knowledge.” The Transcendentalist says; “If with your eyes you see red and blue, then the essential being of the thing is not in the red or blue, but lies hidden behind it. You must use your eyes; then you can get to the essential being of the thing. It lies behind.” But the mood I now have in mind will not accept Transcendentalism. On the contrary, it says: “One may experience red or blue, or this or that sound, ever so intensely; nothing of this expresses the hidden being of the thing. My perception never makes contact with this hidden being.” Anyone who speaks in this way speaks very much as we do when we take the standpoint that in external sense-appearance, in Maya, the essential nature of things does not find expression. We should be Transcendentalists if we said: “The world is spread out all around us, and this world everywhere proclaims its essential being.” This we do not say. We say: “This world is Maya, and one must seek the inner being of things by another way than through external sense-perception and the ordinary means of cognition.” Occultism! The psychic mood of Occultism! Again, one can be an Occultist throughout all the mental-zodiacal signs. One can even be a thorough Occultist of Materialism. Yes, the rationally-minded scientists of the present day are all occultists of materialism, for they talk of “atoms”. But if they are not irrational it will never occur to them to declare that with any kind of “method” one can come to the atom. The atom remains in the occult. It is only that they do not like to be called “Occultists”, but they are so in the fullest sense of the word. Apart from the seven world-outlooks I have drawn here, there can be no others—only transitions from one to another. Thus we must not only distinguish twelve various shades of world-outlook which are at rest round the circle, so to speak, but we must recognize that in each of the shades a quite special mood of the human soul is possible. From this you can see how immensely varied are the outlooks open to human personalities. One can specially cultivate each of these seven world-outlook-moods, and each of them can exist on one or other shade. ![]() What I have just depicted is actually the spiritual correlative of what we find externally in the world as the relations between the signs of the Zodiac and the planets, the seven planets familiar in Spiritual Science. Thus we have an external picture (not invented, but standing out there in the cosmos) for the relations of our seven world-outlook-moods to our twelve shades of world-outlook. We shall have the right feeling for this picture if we contemplate it in the following manner. Let us begin with Idealism, and let us mark it with the mental-zodiacal sign of Aries; in like manner let us mark Rationalism as Taurus, Mathematism as Gemini, Materialism as Cancer, Sensationalism as Leo, Phenomenalism as Virgo, Realism as Libra, Dynamism as Scorpio, Monadism as Sagittarius, Spiritism as Capricorn, Pneumatism as Aquarius, and Psychism as Pisces. The relations which exist spatially between the individual zodiacal signs are actually present between these shades of world-outlook in the realm of spirit. And the relations which are entered into by the planets, as they follow their orbits through the Zodiac, correspond to the relations which the seven world-outlook-moods enter into, so that we can feel Gnosticism as Saturn, Logicism as Jupiter, Voluntarism as Mars, Empiricism as Sun, Mysticism as Venus, Transcendentalism as Mercury, and Occultism as Moon (see >Diagram 11). Even in the external pictures—although the main thing is that the innermost connections correspond—you will find something similar. The Moon remains occult, invisible when it is New Moon; it must have the light of the Sun brought to it, just as occult things remain occult until, through meditation, concentration and so on, the powers of the soul rise up and illuminate them. A person who goes through the world and relies only on the Sun, who accepts only what the Sun illuminates, is an Empiricist. A person who reflects on what the Sun illuminates, and retains the thoughts after the Sun has set, is no longer an Empiricist, because he no longer depends upon the Sun. “Sun” is the symbol of Empiricism. I might take all this further but we have only four periods to spend on this important subject, and for the present I must leave you to look for more exact connections, either throughout your own thinking or through other investigations. The connections are not difficult to find when the model has been given. Broadmindedness is all too seldom sought. Anyone really in earnest about truth would have to be able to represent the twelve shades of world-outlook in his soul. He would have to know in terms of his own experience what it means to be a Gnostic, a Logician, a Voluntarist, an Empiricist, a Mystic, a Transcendentalist, an Occultist. All this must be gone through experimentally by anyone who wants to penetrate into the secrets of the universe according to the ideas of Spiritual Science. Even if what you will find in the book, Knowledge of the Higher Worlds, does not exactly fit in with this account, it is really depicted only from other points of view, and can lead us into the single moods which are here designated as the Gnostic mood, the Jupiter mood, and so on. Often a man is so one-sided that he lets himself be influenced by only one constellation, by one mood. We find this particularly in great men. Thus, for example, Hamerling is an out-and-out Monadist or a monadologistic Voluntarist; Schopenhauer is a pronounced voluntaristic Psychist. It is precisely great men who have so adjusted their souls that their world-outlook-mood stands in a definite spiritual constellation. Other people get on much more easily with the different standpoints, as they are called. But it can also happen that men are stimulated from various sides in reaching their world-outlook, or for what they place before themselves as world-outlook. Thus someone may be a good Logician, but his logical mood stands in the constellation of Sensationalism; he can at the same time be a good Empiricist, but his empirical mood stands in the constellation of Mathematism. This may happen. When it does happen, a quite definite world-outlook is produced. Just at the present time we have an example of the outlook that comes about through someone having his Sun—in spiritual sense—in Gemini, and his Jupiter in Leo; such a man is Wundt. And all the details in the philosophical writings of Wundt can be grasped when the secret of his special psychic configuration has been penetrated. The effect is specially good when a person has experienced, by way of exercises, the various psychic moods—Occultism, Transcendentalism, Mysticism, Empiricism, Voluntarism, Logicism, Gnosis—so that he can conjure them up in his mind and feel all their effects at once, and can then place all these moods together in the constellation of Phenomenalism, in Virgo. Then there actually comes before him as phenomena, and with a quite special magnificence, that which can be unveiled for him in a remarkable way as the content of his world-picture. When, in the same way, the individual world-outlook-moods are brought one after another in relation to another constellation, then it is not so good. Hence in many ancient Mystery-schools, just this mood, with all the soul-planets standing in the spiritual constellation of Virgo, was induced in the pupils because it was through this that they could most easily fathom the world. They grasped the phenomena, but they grasped them “gnostically”. They were in a position to pass behind the thought-phenomena, but they had no crude experience of the will: that would happen only if the soul-mood of Voluntarism were placed in Scorpio. In short, by means of the constellation given through the world-outlook-moods—the planetary element—and through the nuances connected with the spiritual Zodiac, the world-picture which a person carries with him through a given incarnation is called forth. But there is one more thing. These world-pictures—they have many nuances if you reckon with all their combinations—are modified yet again by possessing quite definite tones. But we have only three tones to distinguish. All world-pictures, all combinations which arise in this manner, can appear in one of three ways. First, they can be theistic, so that what appears in the soul as tone must be called Theism. Or, in contrast to Theism, there may be a soul-tone that we must call Intuitionism. Theism arises when a person clings to all that is external in order to find his God, when he seeks his God in the external. The ancient Hebrew Monotheism was a particularly “theistic” world-outlook. Intuitionism arises when a person seeks his world-picture especially through intuitive flashes from his inner depths. And there is a third tone, Naturalism. These three psychic tones are reflected in the cosmos, and their relation to one another in the soul of man is exactly like that of Sun, Moon and Earth, so that Theism corresponds to the Sun—the Sun being here considered as a fixed star—Intuitionism to the Moon, and Naturalism to the Earth. If we transpose the entities here designated as Sun, Moon and Earth into the spiritual, then a man who goes beyond the phenomena of the world and says: “When I look around, then God, Who fills the world, reveals Himself to me in everything,” or a man who stands up when he comes into the rays of the sun—they are Theists. A man who is content to study the details of natural phenomena, without going beyond them, and equally a man who pays no attention to the sun but only to its effects on the earth—he is a Naturalist. A man who seeks for the best, guided by his intuitions—he is like the intuitive poet whose soul is stirred by the mild silvery glance of the moon to sing its praises. Just as one can bring moonlight into connection with imagination, so the occultist, the Intuitionist, as we mean him here, must be brought into relation with the moon. Lastly there is a special thing. It occurs only in a single case, when a person, taking all the world-pictures to some extent, restricts himself only to what he can experience on or around or in himself. That is Anthropomorphism. Such a person corresponds to the man who observes the Earth on its own account, independently of its being shone upon by the Sun, the Moon, or anything else. Just as we can consider the Earth for itself alone, so also with regard to world-outlooks we can reckon only with what as men we can find in ourselves. So does a widespread Anthropomorphism arise in the world. If one goes out beyond man in himself, as one must go out to Sun and Moon for an explanation of the phenomenon of the Earth—something that present-day science does not do—then one comes to recognize three different things, Theism, Intuitionism and Naturalism side by side and each with its justification. For it is not by insisting on one of these tones, but by letting them sound together, that one arrives at the truth. And just as our intimate corporeal relation with Sun, Moon and Earth is placed in the midst of the seven planets, so Anthropomorphism is the world-outlook nearest to the harmony that can sound forth from Theism, Intuitionism and Naturalism, while this harmony again is closest to the conjoined effect of the seven psychic moods; and these seven moods are shaded according to the twelve signs of the Zodiac. You see, it is not true to talk in terms of one cosmic conception, but of 12 + 7 == 19 + 3 == 22 + 1 == 23cosmic conceptions which all have their justification. We have twenty-three legitimate names for cosmic conceptions. But all the rest can arise from the fact that the corresponding planets pass through the twelve spiritual signs of the encircling Zodiac. And now try, from what has been explained, to enter into the task confronting Spiritual Science: the task of acting as peacemaker among the various world-outlooks. The way to peace is to realize that the world-outlooks conjointly, in their reciprocal action on one another, can be in a certain sense explained, but that they cannot lead into the inner nature of truth if they remain one-sided. One must experience in oneself the truth-value of the different world-outlooks, in order—if one may say so—to be in agreement with truth. Just as you can picture to yourselves the physical cosmos; the Zodiac, the planetary system; Sun, Moon and Earth (the three together) and the Earth on its own account, so you can think of a spiritual universe: Anthropomorphism; Theism, Intuitionism, Naturalism; Gnosis, Logicism, Voluntarism, Empiricism, Mysticism, Transcendentalism, Occultism, and all this moving round through the twelve spiritual Zodiacal signs. All this does exist, only it exists spiritually. As truly as the physical cosmos exists physically, so truly does this other universe exist spiritually. ![]() In that half of the brain which is found by the anatomist, and of which one may say that it is shaped like a half-hemisphere, those activities of the spiritual cosmos which proceed from the upper nuances are specially operative. On the other hand, there is a part of the brain which is visible only when one observes the etheric body; and this is specially influenced by the lower part of the spiritual cosmos. (see Diagram 9 and Diagram 11.) But how is it with this influencing? Let us say of someone that with his Logicism he is placed in Sensationalism, and that with his Empiricism he is placed in Mathematism. The resulting forces then work into his brain, so that the upper part of his brain is specially active and dominates the rest. Countless varieties of brain-activity arise from the fact that the brain swims, as it were, in the spiritual cosmos, and its forces work into the brain in the way we have been able to describe. The brains of men are as varied in kind as all the possible combinations that can spring from this spiritual cosmos. The lower part of the spiritual cosmos does not act on the physical brain at all, but on the etheric brain. The best impression one can retain from the whole subject would lead one to say: It opens out for me a feeling for the immensity of the world, for the qualitatively sublime in the world, for the possibility that man can exist in endless variety in this world. Truly, if we consider only this, we can already say to ourselves: There is no lack of varied possibilities open to us for the different incarnations that we have to go through on earth. And one can also feel sure that anyone who looks at the world in this light will be impelled to say: “Ah, how grand, how rich, the world is! What happiness it is to go on and on taking part, in ways ever more varied, in its existence, its activities, its endeavours!” |
151. Human and Cosmic Thought (1961): Lecture IV
23 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1961): Lecture IV
23 Jan 1914, Berlin Translated by Charles Davy |
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We have been concerned with the possible varieties of world-outlooks, of world-outlook-moods and so on, which can find place in the human soul, and, since I can take only single points of view from this wide field, I should like to illustrate one of these points of view by means of a special example. Let us suppose that a person so lives in the world that among his natural predispositions we find the special forces through which he is influenced by the world-outlook of Idealism. We will say that he makes this world-outlook into a dominating factor in his inner life, so that the soul-mood which I designated yesterday as Mysticism, and called the Venus mood, flows towards Idealism and is nourished by its powers. Hence, if one speaks in the symbols of astrology, one would say that the spiritual constellation of such a man, according to his natural predispositions, is that Venus stands in Aries. I remark expressly, so that no misunderstanding may arise, that these constellations are of much greater importance in the life of the person than the constellations of the external horoscope, and do not necessarily coincide with the “nativity”—the external horoscope. For the enhanced influence which is exerted on the soul by this standing of Mysticism in the sign of Idealism waits for the propitious moment when it can lay hold of the soul most fruitfully. Such influences need not assert themselves just at the time of birth; they can do so before birth, or after it. In short, they await the point of time when these predispositions can best be built into the human organism, according to its inner configuration. Hence the ordinary astrological “nativity” does not come into account here. But one can say: A certain soul is by nature such that, spiritually speaking, Venus stands in Aries—Mysticism in the sign of Idealism. Now the forces which arise in this way do not remain constant throughout life. They change—that is, the person comes under other influences, under other spiritual signs and also under other moods of soul. Let us suppose that a man so changes that in the course of his life he comes into the soul-mood of Empiricism; that Mysticism has moved on, as it were, into Empiricism, and Empiricism stands in the sign of Rationalism. You see, as I drew it in the preceding lecture, going from inwards outwards in the symbolic picture, that Empiricism stands in relation to Mysticism as does the Sun to Venus. With regard to its mood the soul has progressed to Empiricism and has at the same time placed itself in the sign of Rationalism. The result is that such a soul changes its world-picture. What the soul formerly produced, perhaps as a specially strong personality in the time when in its case Mysticism stood in the sign of Idealism, this will pass over into another nuance of world-outlook. What the soul asserts and says will be different when in this way its world-outlook-mood has passed over from Mysticism to Empiricism, and the latter has placed itself in the sign of Rationalism. However, from what I have now explained, you can gather that human souls can have an inclination to change the sign and mood of their world-outlook. (See Diagram 11.) For these souls the tendency to change is already given. Let us suppose that such a soul wants to carry this tendency further in life. It wants to swing forward from Empiricism to the next soul-mood, i.e. to Voluntarism; and if it wants to swing forward also in the zodiacal signs, then it will come into Mathematism. It would then pass over to a world-outlook which in this symbolical picture leads away at an angle of 60 degrees from the first line, where Mysticism stood in the sign of Idealism; and such a soul, in the course of the same incarnation, would bring to expression a mathematical world-structure permeated by and based upon the will. And now I ask you to notice how I work out this matter. It will be seen that two such constellations as are here present in the soul disturb each other in the course of time; they influence each other unfavourably when they are at an angle of 60 degrees with regard to each other. In physical astrology this a favourable constellation; in spiritual astrology this so-called sextile aspect is unfavourable. We can see this because this last position—Voluntarism in Mathematism—comes up against a severe hindrance in the soul. The soul is not able to develop, because it cannot find anything to lay hold of, since the person in question has no natural gift for Mathematism. ![]() This is how the unfavourable character of the sextile aspect expresses itself. Hence this configuration, Voluntarism in the sign of Mathematism, cannot establish itself. The consequence is that the soul does not try to move forward in this way. But because it cannot take the path to Voluntarism in Mathematism, it turns away from the configuration it now has—Empiricism in Rationalism—and seeks an outlet by placing itself in opposition to the direction it cannot take. Such a soul, accordingly, would not swing forward to Voluntarism in the direction of Mathematism, but would place itself with Voluntarism in opposition to its Empiricism. The result is that Voluntarism would stand in opposition to Rationalism in the sign of Dynamism. And in the course of its life, such a soul would have as its possible configuration one in which it would defend a world-outlook based on a special pressing in of forces, of Dynamism permeated by will—a will that wants to effect its purpose by force. In spiritual astrology things are again different from what they are in physical astrology; in physical astrology “opposition” has a quite different significance. Here, “opposition” is brought about by the soul being unable to proceed further along an unfavourable path; it veers round into the opposing configuration. I have shown you here what the soul of Nietzsche went through in the course of his life. If you try to understand the course he takes in his early works, you will find that the placing of Mysticism makes it comprehensible. From this period we have “The Birth of Tragedy”; “David Strauss, the Confessor and the Writer”; “The Use and Abuse of History”; “Schopenhauer as Educator”; “Richard Wagner in Bayreuth”. Then the soul of Nietzsche moves on; a second epoch begins. Here we find “Human, all too Human”; “The Dawn of Day”; “The Joyful Wisdom”—all proceeding from the oppositional configuration. These are writings based on the will to power, on the will saturated with force, with power. Thus you see how an inner conformity to law exists between the spiritual cosmos and the way in which man stands within it. If we employ the symbols of astrology, but taking them to express something different, we can say: In the case of Nietzsche, up to a certain time in his life Venus stood in Aries, but when for his soul this configuration passed over into “Sun in the sign of Taurus”, he could get no further. He could not go with Mars into the sign of Gemini, but went in the oppositional position; thus he went with Mars into the sign of Scorpio. His last phase was characterized by his standing with Mars in Scorpio. But one can sustain this configuration only if one penetrates into the lower position (below the line Idealism—Realism in Diagram 11) where one plunges into a spiritual world-outlook, Occultism or something similar; otherwise these configurations must work back unfavourably upon the person himself. Hence the tragic fate of Nietzsche. One can go through with the upper configurations if one is able, owing to external circumstances, to place oneself in the world in a corresponding way. The configurations below the line from Idealism to Realism can be sustained only if one dives down into the spiritual world—a thing that Nietzsche could not do. By “placing oneself externally in the world” I mean placing by means of education, by means of external conditions; they come into account for all that lies above the line running from Idealism to Realism. Meditative life, a life devoted to the study and understanding of Spiritual Science, comes into account for all that lies below the line. In order to grasp the importance of what has been sketched out in these lectures, we must know the following things. We must make it clear to ourselves what thinking really is; how it enters into human experience. The uncompromising materialist of our day finds it suits his purpose to say that the brain forms the thought—more exactly, that the central nervous system forms the thought. For anyone who sees through things, this is about as true as to say when one looks into a mirror that the mirror has “made” the face. In fact, the face is outside the mirror; the mirror only reflects the face, throws it back. The experience a man has of his thoughts is quite similar. (We will leave aside for the moment other aspects of the soul.) The experience of real, active thinking no more arises from the brain than the image of a face is created by the mirror. The brain, in fact, works only as a reflecting apparatus, whereby it throws back the soul-activity and this becomes visible to itself. The brain has as little to do with what a man perceives as thoughts as a mirror has to do with your face when you see it in a glass. But there is something more than that. When someone thinks, he really perceives only the last phases of his thinking-activity, of his thinking experience. And now, in order to make this clear, I want to take up once more the comparison with the mirror. Imagine that you are standing there and want to see your face in a mirror. If you have no mirror, then you cannot see your face. You may look as long as you like, but you will not see your face. If you want to see it, you must work up some material so that it reflects your face. That is, you must first prepare the material so that it can produce the reflection. Then, when you gaze at the surface, you see your face. The soul has to do the same with the brain. The actual perceiving of a thought is preceded by a thinking activity that works upon the brain. For example, if you want to perceive the thought “lion”, your thinking activity first sets in motion certain parts of the brain, deep within it, so that they become the “mirror” for the perception of the thought “lion”. And the agent who thus makes the brain into a mirror is you yourself. What you finally perceive as thoughts are the reflections, the mirror-pictures; what you first have to prepare so that the right reflection may appear is some part or other of the brain. You, with your soul-activity, are the very thing that gives the brain the form and capacity for reflecting your thinking as thoughts. If you want to go back to the activity on which the thought is based, then it is the activity which, from out of the soul, takes hold of the brain and gets to work there. And when from out of your soul you set up a certain activity in your brain, this brings about a reflection such that you perceive the thought “lion”. You see, a soul-spiritual element has to be there first. Then, through its activity, the brain is made into a mirror-like apparatus for reflecting the thought. That is the real process, but such a muddled idea of it prevails that many people nowadays cannot grasp it at all. A person who makes a little progress in occult perception can separate the two phases of his soul-activity. He can trace how it is that when he wants to think something or other, he has first not simply to grasp the thought, but to prepare his brain for it. If he has prepared it so that it reflects, then he has the thought. When one wants to investigate occultly, so that one can picture things, one always has, first, the task of carrying through the activity which prepares the picturing. It is this that is so important for us to notice. For it is only when we keep these things well in mind that we have before us the real activity of human thinking. Now for the first time we know how human thinking-activity is carried out. First, this activity lays hold of the brain, in connection somewhere with the central nervous system. It sets in motion—let us say if we wish—the atomistic portions in some way, brings them into some sort of movement; by this means they become a mirror-apparatus; the thought is reflected, and the soul becomes conscious of the thought. Thus we have to distinguish two phases: first the work on the brain from out of the psychic-spiritual in preparation for the external physical experience; then the perception takes place, after the work on the brain has prepared the ground for this act of perceiving by the soul. In the ordinary way this preparatory work on the brain remains entirely unconscious. But an occult researcher must start by actually experiencing it. He has to go through the experience of how the soul-activity is poured in, and the brain made ready to reflect the thought as an image. What I have now explained happens continually to a person between waking up and going to sleep. The thinking activity is always working on the brain, and so, throughout the waking state, it makes the brain into a mirror-apparatus for the thoughts. But it is not sufficient that the only thinking-activity worked up in us should be that worked up by ourselves. For one might say it is a narrowly limited activity that is here worked up in this way by means of the psychic-spiritual. When we wake up in the morning and are awake through the day, and in the evening fall asleep again, then the psychic-spiritual activity which belongs to the thinking is working all day long upon the brain, and thereby the brain becomes a reflecting-apparatus. But the brain must first be there; then, the soul-spiritual activity can make little furrows in the brain, or, one might say, its memoranda and engravings. The main substance and form of the brain must first be there. But that is not enough for our human life. Our brain could not be worked upon by our daily life if our whole organism were not so prepared that it provides a basis for this daily work. And this work of preparation comes from the cosmos. Thus as we work daily at the “engraving” of the brain, which makes it into a mirror-apparatus for our daily thought, so, in so far as we cannot ourselves do this engraving, this giving form, form has to be given to us from the cosmos. As our little thoughts work and make their little engravings, so must our whole organism be built up from out of the cosmos, according to the same pattern of thought-activity. For example, that which appears to us finally in the sign of Idealism is present in the spiritual cosmos as the activity producing Idealism, and it can so work upon a man that it prepares his whole organism so that he inclines to Idealism. In like manner are the other varieties of moods and signs worked in upon men from out of the spiritual cosmos. Man is built up according to the thoughts of the cosmos. The cosmos is the “great thinker” which down to our last finger-nail engraves our form in us, just as our little thought-work makes its little imprints on our brain every day. As our brain—I am referring only to the small portions where imprints can be made—stands under the influence of the work of thinking, so does the whole man stand under the influence of cosmic thinking. Take the example I gave you, the example of Nietzsche—what does it mean? It means that through an earlier incarnation Nietzsche was so prepared in his karma that at a certain point of time, by virtue of his earlier incarnation, the forces of Idealism and of Mysticism (working together because Mysticism stood in the sign of Idealism) so worked upon his whole bodily constitution that he was in the first place capable of becoming a mystical Idealist. Then his constellation altered in the way indicated. We are thought out from the cosmos—the cosmos thinks us. And just as we, in our little daily thought-work, make little engravings in our brain, and then the ideas “lion”, “dog”, “table”, “rose”, “book”, “on”, “right”, “left”, come into our consciousness as reflections of that which we have prepared in our brain—i.e. just as we, through the working-up of the brain, finally perceive, lion, dog, table, rose, book, on, off, right, write, read—the Beings of the cosmic Hierarchies work in such a way that they carry out the great thought-activity which engraves upon the world things far more significant than our daily thought-activity can accomplish. So it comes to pass that not only the tiny little markings arise and are then reflected singly as our thoughts, but that we ourselves, in our whole being, appear again to the Beings of the higher Hierarchies as their thoughts. As our little brain-processes mirror our little thoughts, so do we mirror the thoughts of the cosmos which are engraved upon the world. When the Hierarchies of the cosmos “think”, they “think”, for example, men. As our little thoughts emerge from our little brain-processes, so do the thoughts of the Hierarchies arise from their work, to which we ourselves belong. As parts of our brain are for us the reflecting-apparatus which we first work up for our thoughts, so are we, we little beings, the substance which the Hierarchies of the cosmos prepare for their thoughts. Thus we might say, in a certain sense, that we can feel ourselves with regard to the cosmos as a little portion of our brain might feel with regard to ourselves. But as little as we, in our soul-spiritual nature, are our brains, so little are the Beings of the Hierarchies “we”. Hence we have an independent status in relation to the Beings of the higher Hierarchies. And we can say that while in a certain manner we serve them so that they may be able to think through us, yet at the same time we are independent beings with identities of our own, as indeed, in a certain way, the particles of our brain have their own life. Thus we find the connection between human and cosmic thoughts. Human thought is the regent of the brain; cosmic thought is such a regent that we belong with our whole being to that which it has to accomplish. Only, because in consequence of our karma it cannot direct its thoughts on to us all equally, we have to be constituted in accordance with its logic. Thus we men have a logic according to which we think, and so have the Spiritual Hierarchies of the cosmos their logic. And their logic was indicated in the diagram I drew for you (see lecture three, Diagram 11). As when we think, for example, “The lion is a mammal”, we bring two concepts together to make a statement, so the Spiritual Hierarchies of the cosmos think two things together, Mysticism and Idealism, and we then say: “Mysticism appears in Idealism.” Imagine this first as the preparatory activity of the cosmos. Then resounds the Creative Fiat, the Creative Word. For the Beings of the Spiritual Hierarchies the preparatory act consists in the choice of a human being whose karma is such that he can develop a natural bent for becoming a mystical Idealist. Into the Hierarchies of the cosmos there is rayed back something that we should call a “thought”, whereas for them it is the expression of a man who is a mystical Idealist. He is their “thought”, after they have prepared for themselves the cosmic decision—”Let Mysticism appear in Idealism.” We have now, in a certain sense, depicted the inner aspect of the Cosmic Word, of Cosmic Thought. What we drew in a diagram as “cosmic logic” represents how the Spiritual Hierarchies of the cosmos think. For example: “Let Empiricism appear in the sign of Rationalism!” and so on. Let us try to realize what can be thought in the cosmos in this way. It can be thought: “Let Mysticism appear in the sign of Idealism! Let it change! Let it become Empiricism in the sign of Rationalism!” Opposition! The next move on would represent a false cosmic decision. After verification, the thought is changed round. The third standpoint must appear: “Voluntarism in the sign of Dynamism.” These three decisions, through being spoken over a period in the cosmic worlds, give the “man Nietzsche”. And he rays back as the thought of the cosmos. Thus does the collectivity of the Hierarchies speak in the cosmos! And our human thinking-activity is a copy, a tiny copy, of it. Worlds are related to the Spirit or to the Spirits of the cosmos as our brain is to our soul. Thus we may have a glimpse into something which we ought certainly to look upon only with a certain reverence, with a holy awe. For in contemplating it we stand before the mysteries of human individuality. We learn to understand—if I may express myself figuratively—that the eyes of the Beings of the higher Hierarchies roam over the single individualities among men, and that individuals are to them what the individual letters of a book are to us when we are reading. This we may look upon only with holy awe: we are overhearing the thought-activity of the cosmos. In our day the veil over such a mystery as this must be lifted to a certain degree; for the laws which have here been shown as the laws of the thinking of the cosmos are active in man. And the knowledge of them can help us to understand life, and then to understand ourselves; so that even when, for one reason or another, we have to be placed one-sidedly in life, we know that we belong to a great whole, for we are links in the thought-logic of the cosmos. And in learning to grasp these relations, Spiritual Science acts as our guide. It teaches us to understand our one-sided predispositions as much as it enlarges our all-round knowledge. Thus we can find the frame of mind which is necessary precisely in our time. For today, when in many leading minds there is no trace of insight into the relationships we have touched on here, we experience the effects of these relations or connections but do not know how to live under them. And thus they create conditions which call for adjustment. Let us take the example of Wundt, whom I mentioned yesterday. His one-sidedness is brought about through a quite definite constellation. Let us suppose that he could ever struggle on to an understanding of Spiritual Science, then he would look upon his one-sidedness in such a way that he would say to himself: “Now because I stand here with my Empiricism, etc., I am in a position to do good work in certain fields. I will remain in these, and will make up for it in other ways through Spiritual Science.” To such a decision as this he would come. But he refuses to know anything about Spiritual Science. What does he do in consequence? Whereas he could carry out something good and productive in the constellation which is his, he turns what lies within his range into a complete philosophy. Otherwise he could probably do something greater, much greater; indeed he would be most useful if he would leave philosophizing alone and go in for experimental psychology—a thing he understands—and if he would inquire into the nature of mathematical conclusions—which he also understands—instead of making a concoction of all kinds of philosophy; for then he would be on the right lines. But this must be said of many. Therefore Spiritual Science, while it must evoke the feeling by which we recognize how there should be peace between world-outlooks, must also point sharply to cases where persons go beyond the necessary limits set for them by their constellations. These persons do great harm by hypnotizing the world with opinions that get by without any attention being paid to the constellation behind them. All forms of one-sidedness that try to claim universal validity must be strongly repulsed. The world does not admit of being explained by a person who has special predilections for this or that. And when he wants to explain it on his own, and so to found a philosophy, then this philosophy works harmfully, and Spiritual Science has the task of rejecting the arrogance of this pretentious claim to universality. In our time, the less feeling there is for Spiritual Science, the more strongly will this one-sidedness appear. Hence we see that knowledge of the nature of human and cosmic thought can lead us to understand rightly the significance and the task of Spiritual Science, and to see how it can bring into a right relationship other so-called spiritual streams, especially philosophic currents, in our time. It must be wished that knowledge of the kind that we have tried to bring together for ourselves in these four lectures should inscribe itself deeply into the hearts and souls of our friends, so that the course of the anthroposophical spiritual stream through the world would take a quite definite and right direction. It would thereby be recognized more and more how a man is formed through that which lives in him as cosmic thought. With the aid of such an explanation as this we see more depth that we could otherwise do in a thought of Fichte's, where he says: “What kind of a philosophy a man has depends on the kind of man he is.” Yes, indeed, the kind of philosophy a man has does verily depend on the kind of man he is! The fact that Fichte (in the first period of the incarnation he was then living through as Fichte) could say, as the basic nerve of his philosophy of life: “Our world is the sensualised material of our duty” [see footnote 2], shows even as does the previously quoted saying (which he gave out later) how his soul changed its constellation in the spiritual cosmos. That is, it shows how richly this soul was endowed, so that the spiritual Hierarchies could remould it so that through it they could think various things for themselves. Something similar could be said of Nietzsche, for example. Many different ways of viewing the world emerge if one keeps before one's soul such things as have been described in these four lectures. The best we can gain from these descriptions is that with their aid we should come to look ever more and more deeply, with perceptive feeling, into the spiritual features of the world. If only one thing were to be achieved by means of such a lecture-course as this, it would be that as many as possible of you should say to yourselves: “Yes, if anyone wants to enter into the spiritual world—i.e. into the world of truth, and not into the world of error—he must really set out upon the path! For much, much must be taken into consideration along this path in order to come to the sources of truth. And if at the beginning it might seem to me as if a contradiction appears here or there, if in one place or another I could not understand something, I will still say to myself that the world is not there in order to be grasped by every condition of human understanding, and that I would rather be a seeker than a man whose sole attitude towards the world is such that he only inquires ‘What can I understand?’ ‘What can I not understand?’” If one becomes a seeker, if one earnestly sets to work along the path of the seeker, then one learns to know that one must bring together impulses from the most varied sides in order to gain an understanding of the world. And then one unlearns every kind of attitude towards the world that asks “Do I understand that?” “Do I not understand that?”, and instead one seeks and seeks and goes on seeking. The worst enemies of truth are cosmic conceptions that are exclusive and strive after finality; the conceptions of those who want to frame a couple of thoughts and suppose that with them they can dare to build up a world-edifice. The world is boundless, both qualitatively and quantitatively. And it will be a blessing when there are individual souls who wish for clear vision with regard to that which is appearing in our day with such terrible overweening narrow-mindedness, and wants to be “universal”. I might say: “With bleeding heart I declare that the greatest hindrance to knowledge of how a preparatory work of thought-activity is carried out in the brain, how the brain is thereby made into a mirror and the life of the soul reflected from it—a fact which could throw endless light on much other physiological knowledge—the greatest hindrance to the knowledge of this fact is the crazy modern physiology which speaks of two kinds of nerves, the ‘motor’ and the ‘sensory’ nerves.” (I have touched on this in many lectures already.) In order to produce this theory, which crops up everywhere in physiology, it is a fact that physiology had first to lose all understanding. Hence it is a theory now recognized all over the earth, and it acts as a hindrance to all true knowledge of the nature of thought and the nature of the soul. Never will it be possible to understand human thought if physiology sets up such an obstacle to true knowledge. But things have gone so far that an indefensible physiology forms the introduction to every textbook of psychology and teaching about the mind, and makes it dependent on this falsity. Therewith the door is bolted also against knowledge of cosmic thought. One first learns to recognize what thought is in the cosmos when one comes to feel what human thinking is: that in its true nature it has nothing to do with the brain except that it is the master of the brain. But when one has thus recognized thought in its essence, when one has come to know oneself in thinking, then one feels oneself inwardly within the cosmic, and our knowledge of the true nature of cosmic thought. When we learn to know rightly what our thinking is, then we learn also to know how we are “thought” by the Powers of the cosmos. Indeed we may gain a glimpse into the logic of the Hierarchies. The single components of the decisions of the Hierarchies, the concepts of the Hierarchies, I have written down for you. In the twelve spiritual signs of the Zodiac, the seven world-outlook-moods, and so on, lie the concepts of the Hierarchies; and human beings are constituted in accordance with the verdicts of the cosmos which result from these concepts. Thus we feel ourselves within the logic of the cosmos—that is (if we really grasp it) within the logic of the Hierarchies of the cosmos. We feel ourselves as souls embedded in cosmic thought, just as we feel our thoughts, the little thoughts we think, embedded in our soul-life. Meditate sometimes on the idea: “I think my thoughts,” and “I am a thought which is thought by the Hierarchies of the cosmos.” My eternal part consists in this—that the thought of the Hierarchies is eternal. And when I have once been thought out by one category of the Hierarchies, then I am passed on—as a human thought is passed on from teacher to pupil—from one category to another, so that this in turn may think me in my true, eternal nature. Thus I feel myself within the thought-world of the cosmos. |
151. Human and Cosmic Thought (1991): Lecture I
20 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1991): Lecture I
20 Jan 1914, Berlin Translated by Charles Davy |
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IN THESE four lectures which I am giving in the course of our General Meeting, I should like to speak from a particular standpoint about the connection between Man and the Cosmos. I will first indicate what this standpoint is. Man experiences within himself what we may call thought, and in thought he can feel himself directly active, able to exercise his activity. When we observe anything external, e.g. a rose or a stone, and picture it to ourselves, someone may rightly say: “You can never know how much of the stone or the rose you have really got hold of when you imagine it. You see the rose, its external red colour, its form, and how it is divided into single petals; you see the stone with its colour, with its several corners, but you must always say to yourself that hidden within it there may be something else which does not appear to you externally. You do not know how much of the rose or of the stone your mental picture of it embraces.” But when someone has a thought, then it is he himself who makes the thought. One might say that he is within every fiber of his thought, a complete participator in its activity. He knows: “Everything that is in the thought I have thought into it, and what I have not thought into it cannot be within it. I survey the thought. Nobody can say, when I set a thought before my mind, that there may still be something more in the thought, as there may be in the rose and in the stone, for I have myself engendered the thought and am present in it, and so I know what is in it.” In truth, thought is most completely our possession. If we can find the relation of thought to the Cosmos, to the Universe, we shall find the relation to the Cosmos of what is most completely ours. This can assure us that we have here a fruitful standpoint from which to observe the relation of man to the universe. We will therefore embark on this course; it will lead us to significant heights of anthroposophical observation. In the present lecture we shall have to prepare a groundwork which may perhaps appear to many of you as somewhat abstract. But later on we shall see that we need this groundwork and that without it we could approach only with a certain superficiality the high goals we shall be striving to attain. We can thus start from the conviction that when man holds to that which he possesses in his thought, he can find an intimate relation of his being to the Cosmos. But in starting from this point of view we do encounter a difficulty, a great difficulty—not for our understanding but in practice. For it is indeed true that a man lives within every fibre of his thought, and therefore must be able to know his thought more intimately than he can know any perceptual image, but—yes—most people have no thoughts! And as a rule this is not thoroughly realized, for the simple reason that one must have thoughts in order to realize it. What hinders people in the widest circles from having thoughts is that for the ordinary requirements of life they have no need to go as far as thinking; they can get along quite well with words. Most of what we call “thinking” in ordinary life is merely a flow of words: people think in words, and much more often than is generally supposed. Many people, when they ask for an explanation of something, are satisfied if the reply includes some word with a familiar ring, reminding them of this or that. They take the feeling of familiarity for an explanation and then fancy they have grasped the thought Indeed, this very tendency led at a certain time in the evolution of intellectual life to an outlook which is still shared by many persons who call themselves “thinkers”. For the new edition of my Welt- und Lebensanschauungen im neunzehnten Jahrhundert (Views of the World and of Life in the Nineteenth Century).1 I tried to rearrange the book quite thoroughly, first by prefacing it with an account of the evolution of Western thought from the sixth century B.C. up to the nineteenth century A.D., and then by adding to the original conclusion a description of spiritual life in terms of thinking up to our own day. The content of the book has also been rearranged in many ways, for I have tried to show how thought as we know it really appeared first in a certain specific period. One might say that it first appeared in the sixth or eighth century B.C. Before then the human soul did not at all experience what can be called “thought” in the true sense of the word. What did human souls experience previously? They experienced pictures; all their experience of the external world took the form of pictures. I have often spoken of this from certain points of view. This picture-experience is the last phase of the old clairvoyant experience. After that, for the human soul, the “picture” passes over into “thought”. My intention in this book was to bring out this finding of Spiritual Science purely by tracing the course of philosophic evolution. Strictly on this basis, it is shown that thought was born in ancient Greece, and that as a human experience it sprang from the old way of perceiving the external world in pictures. I then tried to show how thought evolves further in Socrates, Plato, Aristotle; how it takes certain forms; how it develops further; and then how, in the Middle Ages, it leads to something of which I will now speak. The development of thought leads to a stage of doubting the existence of what are called “universals”, general concepts, and thus to so-called Nominalism, the view that universals can be no more than “names”, nothing but words. And this view is still widely held today. In order to make this clear, let us take a general concept that is easily observable—the concept “triangle”. Now anyone still in the grip of Nominalism of the eleventh to the thirteenth centuries will say somewhat as follows: “Draw me a triangle!” Good! I will draw a triangle for him: [IMAGE REMOVED FROM PREVIEW] “Right!” says he, “that is a quite specific triangle with three acute angles. But I will draw you another.” And he draws a right-angled triangle, and another with an obtuse angle. [IMAGE REMOVED FROM PREVIEW] Then says the person in question: “Well, now we have an acute-angled triangle, a right-angled triangle and an obtuse-angled triangle. They certainly exist. But they are not the triangle. The collective or general triangle must contain everything that a triangle can contain. But a triangle that is acute-angled cannot be at the same time right-angled and obtuse-angled. Hence there cannot be a collective triangle. ‘Collective’ is an expression that includes the specific triangles, but a general concept of the triangle does not exist. It is a word that embraces the single details.” Naturally, this goes further. Let us suppose that someone says the word “lion”. Anyone who takes his stand on the basis of Nominalism may say: “In the Berlin Zoo there is a lion; in the Hanover Zoo there is also a lion; in the Munich Zoo there is still another. There are these single lions, but there is no general lion connected with the lions in Berlin, Hanover and Munich; that is a mere word which embraces the single lions.” There are only separate things; and beyond the separate things—so says the Nominalist—we have nothing but words that comprise the separate things. As I have said, this view is still held today by many clear-thinking logicians. And anyone who tries to explain all this will really have to admit: “There is something strange about it; without going further in some way I can't make out whether there really is or is not this ‘lion-in-general’ and the ‘triangle-in-general’. I find it far from clear.” And now suppose someone came along and said: “Look here, my dear chap, I can't let you off with just showing me the Berlin or Hanover or Munich lion. If you declare that there is a lion-in-general, then you must take me somewhere where it exists. If you show me only the Berlin, Hanover, or Munich lion, you have not proved to me that a ‘lion-in-general’ exists.” ... If someone were to come along who held this view, and if you had to show him the “lion-in-general”, you would be in a difficulty. It is not so easy to say where you would have to take him. We will not go on just yet to what we can learn from Spiritual Science; that will come in time. For the moment we will remain at the point which can be reached by thinking only, and we shall have to say to ourselves: “On this ground, we cannot manage to lead any doubter to the ‘lion-in-general.’ It really can't be done.” Here we meet with one of the difficulties which we simply have to admit. For if we refuse to recognize this difficulty in the domain of ordinary thought, we shall not admit the difficulty of human cognition in general. Let us keep to the triangle, for it makes no difference to the thing-in-general whether we clarify the question by means of the triangle, the lion, or something else. At first it seems hopeless to think of drawing a triangle that would contain all characteristics, all triangles. And because it not only seems hopeless, but is hopeless for ordinary human thinking, therefore all conventional philosophy stands here at a boundary-line, and its task should be to make a proper acknowledgment that, as conventional philosophy, it does stand at a boundary-line. But this applies only to conventional philosophy. There is a possibility of passing beyond the boundary, and with this possibility we will now make ourselves acquainted. Let us suppose that we do not draw the triangle so that we simply say: Now I have drawn you a triangle, and here it is: [IMAGE REMOVED FROM PREVIEW] In that case the objection could always be raised that it is an acute-angled triangle; it is not a general triangle. The triangle can be drawn differently. Properly speaking it cannot, but we shall soon see how this “can” and “cannot” are related to one another. Let us take this triangle that we have here, and let us allow each side to move as it will in any direction, and moreover we allow it to move with varying speeds, so that next moment the sides take, e.g., these positions: [IMAGE REMOVED FROM PREVIEW] In short, we arrive at the uncomfortable notion of saying: I will not only draw a triangle and let it stay as it is, but I will make certain demands on your imagination. You must think to yourself that the sides of the triangle are in continual motion. When they are in motion, then out of the form of the movements there can arise simultaneously a right-angled, or an obtuse-angled triangle, or any other. In this field we can do and also require two different things. We can first make it all quite easy; we draw a triangle and have done with it. We know how it looks and we can rest comfortably in our thoughts, for we have got what we want. But we can also take the triangle as a starting-point, and allow each side to move in various directions and at different speeds. In this case it is not quite so easy; we have to carry out movements in our thought. But in this way we really do lay hold of the triangle in its general form; we fail to get there only if we are content with one triangle. The general thought, “triangle”, is there if we keep the thought in continual movement, if we make it versatile. This is just what the philosophers have never done; they have not set their thoughts into movement. Hence they are brought to a halt at a boundary-line, and they take refuge in Nominalism. We will now translate what I have just been saying into a language that we know, that we have long known. If we are to rise from the specific thought to the general thought, we have to bring the specific thought into motion; thus thought in movement becomes the “general thought” by passing constantly from one form into another. “Form”, I say; rightly understood, this means that the whole is in movement, and each entity brought forth by the movement is a self-contained form. Previously I drew only single forms: an acute-angled, a right-angled, and an obtuse-angled triangle. Now I am drawing something—as I said, I do not really draw it—but you can picture to yourselves what the idea is meant to evoke—the general thought is in motion, and brings forth the single forms as its stationary states. “Forms”, I said—hence we see that the philosophers of Nominalism, who stand before a boundary-line, go about their work in a certain realm, the realm of the Spirits of Form. Within this realm, which is all around us, forms dominate; and therefore in this realm we find separate, strictly self-contained forms. The philosophers I mean have never made up their minds to go outside this realm of forms, and so, in the realm of universals, they can recognize nothing but words, veritably mere words. If they were to go beyond the realm of specific entities—i.e. of forms—they would find their way to mental pictures which are in continual motion; that is, in their thinking they would come to a realization of the realm of the Spirits of Movement—the next higher Hierarchy. But these philosophers will not condescend to that. And when in recent times a Western thinker did consent to think correctly in this way, he was little understood, although much was said and much nonsense talked about him. Turn to what Goethe wrote in his “Metamorphosis of Plants” and see what he called the “primal plant” (Urpflanze), and then turn to what he called the “primal animal” (Urtier) and you will find that you can understand these concepts “primal plant” and “primal animal” only if your thoughts are mobile—when you think in mobile terms. If you accept this mobility, of which Goethe himself speaks, you are not stuck with an isolated concept bounded by fixed forms. You have the living element which ramifies through the whole evolution of the animal kingdom, or the plant-kingdom, and creates the forms. During this process it changes—as the triangle changes into an acute-angled or an obtuse-angled one—becoming now “wolf”, now “lion”, now “beetle”, in accordance with the metamorphoses of its mobility during its passage through the particular entities. Goethe brought the petrified formal concepts into movement. That was his great central act; his most significant contribution to the nature-study of his time. You see here an example of how Spiritual Science is in fact adapted to leading men out of the fixed assumptions to which they cannot help clinging today, even if they are philosophers. For without concepts gained through Spiritual Science it is not possible, if one is sincere, to concede that general categories can be anything more than “mere words”. That is why I said that most people have no real thoughts, but merely a flow of words, and if one speaks to them of thoughts, they reject it. When does one speak to people of “thoughts”? When, for example, one says that animals have Group-souls. For it amounts to the same whether one says “collective thoughts” or “group-souls” (we shall see in the course of these lectures what the connection is between the two). But the Group-soul cannot be understood except by thinking of it as being in motion, in continual external and internal motion; otherwise one does not come to the Group-soul. But people reject that. Hence they reject the Group-soul, and equally the collective thought. For getting to know the outside world you need no thoughts; you need only a remembrance of what you have seen in the kingdom of form. That is all most people know, and for them, accordingly, general thoughts remain mere words. And if among the many different Spirits of the higher Hierarchies there were not the Genius of Speech—who forms general words for general concepts—men themselves would not come to it. Thus their first ideas of things-in-themselves come to men straight out of language itself, and they know very little about such ideas except in so far as language preserves them. We can see from this that there must be something peculiar about the thinking of real thoughts. And this will not surprise us if we realize how difficult it really is for men to attain to clarity in the realm of thought. In ordinary, external life, when a person wants to brag a little, he will often say that “thinking is easy”. But it is not easy, for real thinking always demands a quite intimate, though in a certain sense unconscious, impulse from the realm of the Spirits of Movement. If thinking were so very easy, then such colossal blunders would not be made in the region of thought. Thus, for more than a century now, people have worried themselves over a thought I have often mentioned—a thought formulated by Kant. Kant wanted to drive out of the field the so-called “ontological proof of God”. This ontological proof of God dates from the time of Nominalism, when it was said that nothing general existed which corresponded to general or collective thoughts, as single, specific objects correspond to specific thoughts. The argument says, roughly: If we presuppose God, then He must be an absolutely perfect Being. If He is an absolutely perfect Being, then He must not lack “being”, i.e. existence, for otherwise there would be a still more perfect Being who would possess those attributes one has in mind, and would also exist. Thus one must think that the most perfect Being actually exists. One cannot conceive of God as otherwise than existing, if one thinks of Him as the most perfect Being. That is: out of the concept itself one can deduce that, according to the ontological proof, there must be God. Kant tried to refute this proof by showing that out of a “concept” one could not derive the existence of a thing, and for this he coined the famous saying I have often mentioned: A hundred actual thalers are not less and not more than a hundred possible thalers. That is, if a thaler has three hundred pfennigs, then for each one of a hundred possible thalers one must reckon three hundred pfennigs: and in like manner three hundred pfennigs for each of a hundred actual thalers. Thus a hundred possible thalers contain just as much as a hundred actual thalers, i.e. it makes no difference whether I think of a hundred actual or a hundred possible thalers. Hence one may not derive existence from the mere thought of an absolutely perfect Being, because the mere thought of a possible God would have the same attributes as the thought of an actual God. That appears very reasonable. And yet for a century people have been worrying themselves as to how it is with the hundred possible and the hundred actual thalers. But let us take a very obvious point of view, that of practical life; can one say from this point of view that a hundred actual thalers do not contain more than a hundred possible ones? One can say that a hundred actual thalers contain exactly a hundred thalers more than do a hundred possible ones! And it is quite clear: if you think of a hundred possible thalers on one side and of a hundred actual thalers on the other, there is a difference. On this other side there are exactly a hundred thalers more. And in most real cases it is just on the hundred actual thalers that the question turns. But the matter has a deeper aspect. One can ask the question: What is the point in the difference between a hundred possible and a hundred actual thalers? I think it would be generally conceded that for anyone who can acquire the hundred thalers, there is beyond doubt a decided difference between a hundred possible thalers and a hundred actual ones. For imagine that you are in need of a hundred thalers, and somebody lets you choose whether he is to give you the hundred possible or the hundred actual thalers. If you can get the thalers, the whole point is the difference between the two kinds. But suppose you were so placed that you cannot in any way acquire the hundred thalers, then you might feel absolutely indifferent as to whether someone did not give you a hundred possible or a hundred actual thalers. When a person cannot have them, then a hundred actual and a hundred possible thalers are in fact of exactly the same value. This is a significant point. And the significance is this—that the way in which Kant spoke about God could occur only at a time when men could no longer “have God” through human soul-experience. As He could not be reached as an actuality, then the concept of the possible God or of the actual God was immaterial, just as it is immaterial whether one is not to have a hundred actual or a hundred possible thalers. If there is no path for the soul to the true God, then certainly no development of thought in the style of Kant can lead to Him. Hence we see that the matter has this deeper side also. But I have introduced it only because I wanted to make it clear that when the question becomes one of “thinking”, then one must go somewhat more deeply. Errors of thought slip out even among the most brilliant thinkers, and for a long time one does not see where the weak spot of the argument lies—as, for example, in the Kantian thought about the hundred possible and the hundred actual thalers. In thinking, one must always take account of the situation in which the thought has to be grasped. By discussing first the nature of general concepts, and then the existence of such errors in thinking as this Kantian one, I have tried to show you that one cannot properly reflect on ways of thinking without going deeply into actualities. I will now approach the matter from yet another side, a third side. Let us suppose that we have here a mountain or hill, and beside it, a steep slope. On the slope there is a spring and the flow from it leaps sheer down, a real waterfall. Higher up on the same slope is another spring; the water from it would like to leap down in the same way, but it does not. It cannot behave as a waterfall, but runs down nicely as a stream or beck. Is the water itself endowed with different forces in these two cases? Quite clearly not. For the second stream would behave just as the first stream does if it were not obstructed by the shape of the mountain. If the obstructive force of the mountain were not present, the second stream would go leaping down. Thus we have to reckon with two forces: the obstructive force of the mountain and the earth's gravitational pull, which turns the first stream into a waterfall. The gravitational force acts also on the second stream—one can see how it brings the stream flowing down. But a skeptic could say that in the case of the second stream this is not at all obvious, whereas in the first stream every particle of water goes hurtling down. In the case of the second stream we must reckon in at every point the obstructing force of the mountain, which acts in opposition to the earth's gravitational pull. Now suppose someone came along and said: “I don't altogether believe what you tell me about the force of gravity, nor do I believe in the obstructing force. Is the mountain the cause of the stream taking a particular path? I don't believe it.” “Well, what do you believe?” one might ask. He replies: “I believe that part of the water is down there, above it is more water, above that more water again, and so on. I believe the lower water is pushed down by the water above it, and this water by the water above it. Each part of the water drives down the water below it.” Here is a noteworthy distinction. The first man declares: “Gravity pulls the water down.” The second man says: “Masses of water are perpetually pushing down the water below them: that is how the water comes down from above.” Obviously anyone who spoke of a “pushing down” of this kind would be very silly. But suppose it is a question not of a beck or stream but of the history of mankind, and suppose someone like the person I have just described were to say: “The only thing I believe of what you tell me is this: we are now living in the twentieth century, and during it certain events have taken place. They were brought about by similar ones during the last third of the nineteenth century; these again were caused by events in the second third of the nineteenth century, and these again by those in the first third.” That is what is called “pragmatic history”, in which one always speaks of “causes and effects”, so that subsequent events are always explained by means of preceding ones. Just as someone might deny the force of gravity and say that the masses of water are continually pushing one another forward, so it is when someone is pursuing pragmatic history and explains the condition of the nineteenth century as a result of the French Revolution. In reply to a pragmatic historian we would of course say: “No, other forces are active besides those that push from behind—which in fact are not there at all in the true sense. For just as little as there are forces pushing the stream from behind, just as little do preceding events push from behind in the history of humanity. Fresh influences are always coming out of the spiritual world—just as in the stream the force of gravity is always at work—and these influences cross with other forces, just as the force of gravity crosses with the obstructive force of the mountain. If only one force were present, you would see the course of history running quite differently. But you do not see the individual forces at work in history. You see only the physical ordering of the world: what we would call the results of the Saturn, Moon and Sun stages in the evolution of the Earth. You do not see all that goes on continually in human souls, as they live through the spiritual world and then come down again to Earth. All this you simply deny.” But there is today a conception of history which is just what we would expect from somebody who came along with ideas such as those I have described, and it is by no means rare. Indeed in the nineteenth century it was looked upon as immensely clever. But what should we be able to say about it from the standpoint we have gained? If anyone were to explain the mountain stream in this “pragmatic” way, he would be talking utter nonsense. How is it then that he upholds the same nonsense with regard to history? The reason is simply that he does not notice it! And history is so complicated that it is almost everywhere expounded as “pragmatic history”, and nobody notices it. We can certainly see from this that Spiritual Science, which has to develop sound principles for the understanding of life, has work to do in the most varied domains of life; and that it is first of all necessary to learn how to think, and to get to know the inner laws and impulses of thought. Otherwise all sorts of grotesque things can befall one. Thus for example a certain man to-day is stumbling and bumbling over the problem of “thought and language”. He is the celebrated language-critic Fritz Mauthner, who has also written lately a large philosophical dictionary. His bulky Critique of Language is already in its third edition, so for our contemporaries it is a celebrated work. There are plenty of ingenious things in this book, and plenty of dreadful ones. Thus one can find here a curious example of faulty thinking—and one runs up against such blunders in almost every five lines—which leads the worthy Mauthner to throw doubt on the need for logic. “Thinking”, for him, is merely speaking; hence there is no sense in studying logic; grammar is all one needs. He says also that since there is, rightly speaking, no logic, logicians are fools. And then he says: In ordinary life, opinions are the result of inferences, and ideas come from opinions. That is how people go on! Why should there be any need for logic when we are told that opinions arise from inferences, and ideas from opinions? It is just as clever as if someone were to say: “Why do you need botany? Last year and two years ago the plants were growing.” But such is the logic one finds in a man who prohibits logic. One can quite understand that he does prohibit it. There are many more remarkable things in this strange book—a book that, in regard to the relation between thought and language, leads not to lucidity but to confusion. I said that we need a substructure for the things that are to lead us to the heights of spiritual contemplation. Such a substructure as has been put forward here may appear to many as somewhat abstract; still, we shall need it. And I think I have tried to make it so easy that what I have said is clear enough. I should like particularly to emphasise that through such simple considerations as these one can get an idea of where the boundary lies between the realm of the Spirits of Form and the realm of the Spirits of Movement. But whether one comes to such an idea is intimately connected with whether one is prepared to admit thoughts of things-in-general, or whether one is prepared to admit only ideas or concepts of individual things—I say expressly “is prepared to admit”. On these expositions—to which, as they are somewhat abstract, I will add nothing further—we will build further in the next lecture.
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151. Human and Cosmic Thought (1991): Lecture II
21 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1991): Lecture II
21 Jan 1914, Berlin Translated by Charles Davy |
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THE STUDY of Spiritual Science should always go hand in hand with practical experience of how the mind works. It is impossible to get entirely clear about many things that we discussed in the last lecture unless one tries to get a kind of living grasp of what thinking involves in terms of actualities. For why is it that among the very persons whose profession it is to think about such questions, confusion reigns, for example, as to the relation between the general concept of the “triangle-in-general” and specific concepts of individual triangles? How is it that people puzzle for centuries over questions such as that of the hundred possible and the hundred real thalers cited by Kant? Why is it that people fail to pursue the very simple reflections that are necessary to see that there cannot really be any such thing as a “pragmatic” account of history, according to which the course of events always follows directly from preceding events? Why do people not reflect in such a way that they would be repelled by this impossible mode of regarding the history of man, so widely current nowadays? What is the cause of all these things? The reason is that far too little trouble is taken over learning to handle with precision the activities of thinking, even by people whose business this should be. Nowadays everyone wants to feel that he has a perfect claim to say: “Think? Well, one can obviously do that.” So they begin to think. Thus we have various conceptions of the world; there have been many philosophers—a great many. We find that one philosopher is after this and another is after that, and that many fairly clever people have drawn attention to many things. If someone comes upon contradictions in these findings, he does not ponder over them, but he is quite pleased with himself, fancying that now he can “think” indeed. He can think again what those other fellows have thought out, and feels quite sure that he will find the right answer himself. For no one nowadays must make any concession to authority! That would deny the dignity of human nature! Everyone must think for himself. That is the prevailing notion in the realm of thought. I do not know if people have reflected that this is not their attitude in other realms of life. No one feels committed to belief in authority or to a craving for authority when he has his coat made at the tailor's or his shoes at the shoemaker's. He does not say: “It would be beneath the dignity of man to let one's things be made by persons who are known to be thoroughly acquainted with their business.” He may perhaps even allow that it is necessary to learn these skills. But in practical life, with regard to thinking, it is not agreed that one must get one's conceptions of the world from quarters where thinking and much else has been learnt. Only rarely would this be conceded to-day. This is one tendency that dominates our life in the widest circles, and is the immediate reason why human thinking is not a very widespread product nowadays. I believe this can be quite easily grasped. For let us suppose that one day everybody were to say: “What!—learn to make boots? For a long time that has been unworthy of man; we can all make boots.” I don't know if only good boots would come from it. At all events, with regard to the coining of correct thoughts in their conception of the world, it is from this sort of reasoning that men mostly take their start at the present day. This is what gives its deeper meaning to my remark of yesterday—that although thought is something a man is completely within, so that he can contemplate it in its inner being, actual thinking is not as common as one might suppose. Besides this, there is to-day a quite special pretension which could gradually go so far as to throw a veil over all clear thinking. We must pay attention to this also; at least we must glance at it. Let us suppose the following. There was once in Görlitz a shoemaker named Jacob Boehme. He had learnt his craft well—how soles are cut, how the shoe is formed over the last, and how the nails are driven into the soles and leather. He knew all this down to the ground. Now supposing that this shoemaker, by name Jacob Boehme, had gone around and said: “I will now see how the world is constructed. I will suppose that there is a great last at the foundation of the world. Over this last the world-leather was once stretched; then the world-nails were added, and by means of them the world-sole was fastened to the world-upper. Then boot-blacking was brought into play, and the whole world-shoe was polished. In this way I can quite clearly explain to myself how in the morning it is bright, for then the shoe-polish of the world is shining, but in the evening it is soiled with all sorts of things; it shines no longer. Hence I imagine that every night someone has the duty of repolishing the world-boot. And thus arises the difference between day and night.” Let us suppose that Jacob Boehme had said this. Yes, you laugh, for of course Jacob Boehme did not say this; but still he made good shoes for the people of Görlitz, and for that he employed his knowledge of shoe-making. But he also developed his grand thoughts, through which he wanted to build up a conception of the world; and for that he resorted to something else. He said to himself: My shoe-making is not enough for that; I dare not apply to the structure of the world the thoughts I put into making shoes. And in due course he arrived at his sublime thoughts about the world. Thus there was no such Jacob Boehme as the hypothetical figure I first sketched, but there was another one who knew how to set about things. But the hypothetical “Jacob Boehmes”, like the one you laughed over—they exist everywhere to-day. For example, we find among them physicists and chemists who have learnt the laws governing the combination and separation of substances; there are zoologists who have learnt how one examines and describes animals; there are doctors who have learnt how to treat the physical human body, and what they themselves call the soul. What do they all do? They say: When a person wants to work out for himself a conception of the world, then he takes the laws that are learnt in chemistry, in physics, or in physiology—no others are admissible—and out of these he builds a conception of the world for himself. These people proceed exactly as the hypothetical shoemaker would have done if he had constructed the world-boot, only they do not notice that their world-conceptions come into existence by the very same method that produced the hypothetical world-boot. It does certainly seem rather grotesque if one imagines that the difference between day and night comes about through the soiling of shoe-leather and the repolishing of it in the night. But in terms of true logic it is in principle just the same if an attempt is made to build a world out of the laws of chemistry, physics, biology and physiology. Exactly the same principle! It is an immense presumption on the part of the physicist, the chemist, the physiologist, or the biologist, who do not wish to be anything else than physicist, chemist, physiologist, biologist, and yet want to have an opinion about the whole world. The point is that one should go to the root of things and not shirk the task of illuminating anything that is not so clear by tracing it back to its true place in the scheme of things. If you look at all this with method and logic, you will not need to be astonished that so many present-day conceptions of the world yield nothing but the “world-boot”. And this is something that can point us to the study of Spiritual Science and to the pursuit of practical trains of thought; something that can urge us to examine the question of how we must think in order to see where shortcomings exist in the world. There is something else I should like to mention in order to show where lies the root of countless misunderstandings with regard to the ideas people have about the world. When one concerns oneself with world-conceptions, does one not have over and over again the experience that someone thinks this and someone else that; one man upholds a certain view with many good reasons (one can find good reasons for everything), while another has equally good reasons for his view; the first man contradicts his opponent with just as good reasons as those with which the opponent contradicts him. Sects arise in the world not, in the first place, because one person or another is convinced about the right path by what is taught here or there. Only look at the paths which the disciples of great men have had to follow in order to come to this or that great man, and then you will see that herein lies something important for us with regard to karma. But if we examine the outlooks that exist in the world to-day, we must say that whether someone is a follower of Bergson, or of Haeckel, or of this or that (karma, as I have already said, does not recognise the current world-conception) depends on other things than on deep conviction. There is contention on all sides! Yesterday I said that once there were Nominalists, persons who maintained that general concepts had no reality, but were merely names. These Nominalists had opponents who were called Realists (the word had a different meaning then). The Realists maintained that general concepts are not mere words, but refer to quite definite realities. In the Middle Ages the question of Realism versus Nominalism was always a burning one, especially for theology, a sphere of thought with which present-day thinkers trouble themselves very little. For in the time when the question of Nominalism versus Realism arose (from the eleventh to the thirteenth centuries) there was something that belonged to the most important confessions of faith, the question about the three “Divine Persons”—Father, Son and Holy Ghost—who form One Divine Being, but are still Three real Persons. The Nominalists maintained that these three Divine Persons existed only individually, the “Father” for Himself, the “Son” for Himself, and the “Holy Ghost” for Himself; and if one spoke of a “Collective God” Who comprised these Three, that was only a name for the Three. Thus Nominalism did away with the unity of the Trinity. In opposition to the Realists, the Nominalists not only explained away the unity, but even regarded it as heretical to declare, as the Realists did, that the Three Persons formed not merely an imaginary unity, but an actual one. Thus Nominalism and Realism were opposites. And anyone who goes deeply into the literature of Realism and Nominalism during these centuries gets a deep insight into what human acumen can produce. For the most ingenious grounds were brought forward for Nominalism, just as much as for Realism. In those days it was more difficult to be reckoned as a thinker because there was no printing press, and it was not an easy thing to take part in such controversies as that between Nominalism and Realism. Anyone who ventured into this field had to be better prepared, according to the ideas of those times, than is required of people who engage in controversies nowadays. An immense amount of penetration was necessary in order to plead the cause of Realism, and it was equally so with Nominalism. How does this come about? It is grievous that things are so, and if one reflects more deeply on it, one is led to say: What use is it that you are so clever? You can be clever and plead the cause of Nominalism, and you can be just as clever and contradict Nominalism. One can get quite confused about the whole question of intelligence! It is distressing even to listen to what such characterisations are supposed to mean. Now, as a contrast to what we have been saying, we will bring forward something that is perhaps not nearly so discerning as much that has been advanced with regard to Nominalism or to Realism, but it has perhaps one merit—it goes straight to the point and indicates the direction in which one needs to think. Let us imagine the way in which one forms general concepts; the way in which one synthesizes a mass of details. We can do this in two ways: first as a man does in the course of his life through the world. He sees numerous examples of a certain kind of animal: they are silky or woolly, are of various colours, have whiskers, at certain times they go through movements that recall human “washing”, they eat mice, etc. One can call such creatures “cats”. Then one has formed a general concept. All these creatures have something to do with what we call “cats”. But now let us suppose that someone has had a long life, in the course of which he has encountered many cat-owners, men and women, and he has noticed that a great many of these people call their pets “Pussy”. Hence he classes all these creatures under the name of “Pussy”. Hence we now have the general concept “Cats” and the general concept “Pussy”, and a large number of individual creatures belonging in both cases to the general concept. And yet no one will maintain that the general concept “Pussy” has the same significance as the general concept “Cats”. Here the real difference comes out. In forming the general concept “Pussy” which is only a summary of names that must rank as individual names, we have taken the line, and rightly so, of Nominalism; and in forming the general concept “Cats” we have taken the line of Realism, and rightly so. In one case Nominalism is correct; in the other. Realism. Both are right. One must only apply these methods within their proper limits. And when both are right, it is not surprising that good reasons for both can be adduced. In taking the name “Pussy”, I have employed a somewhat grotesque example. But I can show you a much more significant example and I will do so at once. Within the scope of our objective experience there is a whole realm where Nominalism—the idea that the collective term is only a name—is fully justified. We have “one”, “two”, “three”, “four”, “five”, and so on, but it is impossible to find in the expression “number” anything that has a real existence. “Number” has no existence. “One”, “two”, “three”, “five”, “six”,—they exist. But what I said in the last lecture, that in order to find the general concept one must let that which corresponds to it pass over into movement—this cannot be done with the concept “Number”. One “one” does not pass over into “two”. It must always be taken as “one”. Not even in thought can we pass over into two, or from two into three. Only the individual numbers exist, not “number” in general. As applied to the nature of numbers, Nominalism is entirely correct; but when we come to the single animal in relation to its genus, Realism is entirely correct. For it is impossible for a deer to exist, and another deer, and yet another, without there being the genus “deer”. The figure “two” can exist for itself, “one”, “seven”, etc., can exist for themselves. But in so far as anything real appears in number, the number is a quality, and the concept “number” has no specific existence. External things are related to general concepts in two different ways: Nominalism is appropriate in one case, and Realism in the other. On these lines, if we simply give our thoughts the right direction, we begin to understand why there are so many disputes about conceptions of the world. People generally are not inclined, when they have grasped one standpoint, to grasp another as well. When in some realm of thought somebody has got hold of the idea “general concepts have no existence”, he proceeds to extend to it the whole make-up of the world. This sentence, “general concepts have no existence” is not false, for when applied to the particular realm which the person in question has considered, it is correct. It is only the universalising of it that is wrong. Thus it is essential, if one wants to form a correct idea of what thinking is, to understand clearly that the truth of a thought in the realm to which it belongs is no evidence for its general validity. Someone can offer me a perfectly correct proof of this or that and yet it will not hold good in a sphere to which it does not belong. Anyone, therefore, who intends to occupy himself seriously with the paths that lead to a conception of the world must recognise that the first essential is to avoid one-sidedness. That is what I specially want to bring out to-day. Now let us take a general look at some matters which will be explained in detail later on. There are people so constituted that it is not possible for them to find the way to the Sprit, and to give them any proof of the Spirit will always be hard. They stick to something they know about, in accordance with their nature. Let us say they stick at something that makes the crudest kind of impression on them—Materialism. We need not regard as foolish the arguments they advance as a defence or proof of Materialism, for an immense amount of ingenious writing has been devoted to the subject, and it holds good in the first place for material life, for the material world and its laws. Again, there are people who, owing to a certain inwardness, are naturally predisposed to see in all that is material only the revelation of the spiritual. Naturally, they know as well as the materialists do that, externally, the material world exists; but matter, they say, is only the revelation, the manifestation, of the underlying spiritual. Such persons may take no particular interest in the material world and its laws. As all their ideas of the spiritual come to them through their own inner activity, they may go through the world with the consciousness that the true, the lofty, in which one ought to interest oneself—all genuine reality—is found only in the Spirit; that matter is only illusion, only external phantasmagoria. This would be an extreme standpoint, but it can occur, and can lead to a complete denial of material life. We should have to say of such persons that they certainly do recognize what is most real, the Spirit, but they are one-sided; they deny the significance of the material world and its laws. Much acute thinking can be enlisted in support of the conception of the universe held by these persons. Let us call their conception of the universe: Spiritism. Can we say that the Spiritists are right? As regards the Spirit, their contentions could bring to light some exceptionally correct ideas, but concerning matter and its laws they might reveal very little of any significance. Can one say the Materialists are correct in what they maintain? Yes, concerning matter and its laws they may be able to discover some exceptionally useful and valuable facts; but in speaking of the Spirit they may utter nothing but foolishness. Hence we must say that both parties are correct in their respective spheres. There can also be persons who say: “Yes, but as to whether in truth the world contains only matter, or only spirit, I have no special knowledge; the powers of human cognition cannot cope with that. One thing is clear—there is a world spread out around us. Whether it is based upon what chemists and physicists, if they are materialists, call atoms, I know not. But I recognize the external world; that is something I see and can think about. I have no particular reason for supposing that it is or is not spiritual at root. I restrict myself to what I see around me.” From the explanations already given we can call such Realists, and their concept of the universe: Realism. Just as one can enlist endless ingenuity on behalf of Materialism or of Spiritism, and just as one can be clever about Spiritism and yet say the most foolish things on material matters, and vice versa, so one can advance the most ingenious reasons for Realism, which differs from both Spiritism and Materialism in the way I have just described. Again, there may be other persons who speak as follows. Around us are matter and the world of material phenomena. But this world of material phenomena is in itself devoid of meaning. It has no real meaning unless there is within it a progressive tendency; unless from this external world something can emerge towards which the human soul can direct itself, independently of the world. According to this outlook, there must be a realm of ideas and ideals within the world-process. Such people are not Realists, although they pay external life its due; their view is that life has meaning only if ideas work through it and give it purpose. It was under the influence of such a mood as this that Fichte once said: Our world is the sensualised material of our duty. [Note 2] The adherents of such a world-outlook as this, which takes everything as a vehicle for the ideas that permeate the world-process, may be called Idealists and their outlook: Idealism. Beautiful and grand and glorious things have been brought forward on behalf of this Idealism. And in this realm that I have just described—where the point is to show that the world would be purposeless and meaningless if ideas were only human inventions and were not rooted in the world-process—in this realm Idealism is fully justified. But by means of it one cannot, for example, explain external reality. Hence one can distinguish this Idealism from other world-outlooks: We now have side by side four justifiable world-outlooks, each with significance for its particular domain. Between Materialism and Idealism there is a certain transition. The crudest kind of materialism—one can observe it specially well in our day, although it is already on the wane—will consist in this, that people carry to an extreme the saying of Kant—Kant did not do this himself!—that in the individual sciences there is only so much real science as there is mathematics. This means that from being a materialist one can become a ready-reckoner of the universe, taking nothing as valid except a world composed of material atoms. They collide and gyrate, and then one calculates how they inter-gyrate. By this means one obtains very fine results, which show that this way of looking at things is fully justified. Thus you can get the vibration-rates for blue, red, etc.; you take the whole world as a kind of mechanical apparatus, and can reckon it up accurately. But one can become rather confused in this field. One can say to oneself: “Yes, but however complicated the machine may be, one can never get out of it anything like the perception of blue, red, etc. Thus if the brain is only a complicated machine, it can never give rise to what we know as soul-experiences.” But then one can say, as du Bois-Reymond once said: If we want to explain the world in strictly mathematical terms, we shall not be able to explain the simplest perception, but if we go outside a mathematical explanation, we shall be unscientific. The most uncompromising materialist would say, “No, I do not even calculate, for that would presuppose a superstition—it would imply that I assume that things are ordered by measure and number.” And anyone who raises himself above this crude materialism will become a mathematical thinker, and will recognize as valid only whatever can be treated mathematically. From this results a conception of the universe that really admits nothing beyond mathematical formulae. This may be called Mathematism. Someone, however, might think this over, and after becoming a Mathematist he might say to himself: “It cannot be a superstition that the colour blue has so and so many vibrations. The world is ordered mathematically. If mathematical ideas are found to be real in the world, why should not other ideas have equal reality?” Such a person accepts this—that ideas are active in the world. But he grants validity only to those ideas that he discovers outside himself—not to any ideas that he might grasp from his inner self by some sort of intuition or inspiration, but only to those he reads from external things that are real to the senses. Such a person becomes a Rationalist, and his outlook on the world is that of Rationalism. If, in addition to the ideas that are found in this way, someone grants validity also to those gained from the moral and the intellectual realms, then he is already an Idealist. Thus a path leads from crude Materialism, by way of Mathematism and Rationalism, to Idealism. But now Idealism can be enhanced. In our age there are some men who are trying to do this. They find ideas at work in the world, and this implies that there must also be in the world some sort of beings in whom the ideas can live. Ideas cannot live just as they are in any external object, nor can they hang as it were in the air. In the nineteenth century the belief existed that ideas rule history. But this was a confusion, for ideas as such have no power to work. Hence one cannot speak of ideas in history. Anyone who understands that ideas, if they are there are all, are bound up with some being capable of having ideas, will no longer be a mere Idealist; he will move on to the supposition that ideas are connected with beings. He becomes a Psychist and his world-outlook is that Psychism. The Psychist, who in his turn can uphold his outlook with an immense amount of ingenuity, reaches it only through a kind of one-sidedness, of which he can eventually become aware. Here I must add that there are adherents of all the world-outlooks above the horizontal stroke; for the most part they are stubborn fold who, owing to some fundamental element in themselves, take this or that world-outlook and abide by it, going no further. All the beliefs listed below the line have adherents who are more easily accessible to the knowledge that individual world-outlooks each have one special standpoint only, and they more easily reach the point where they pass from one world-outlook to another. When someone is a Psychist, and able as a thinking person to contemplate the world clearly, then he comes to the point of saying to himself that he must presuppose something actively psychic in the outside world. But directly he not only thinks, but feels sympathy for what is active and willing in man, then he says to himself: “It is not enough that there are beings who have ideas; these beings must also be active, they must be able also to do things.” But this is inconceivable unless these beings are individual beings. That is, a person of this type rises from accepting the ensoulment of the world to accepting the Spirit or the Spirits of the world. He is not yet clear whether he should accept one or a number of Spirits, but he advances from Psychism to Pneumatism to a doctrine of the Spirit. If he has become in truth a Pneumatist, then he may well grasp what I have said in this lecture about number—that with regard to figures it is somewhat doubtful to speak of a “unity”. Then he comes to the point of saying to himself: It must therefore be a confusion to talk of one undivided Spirit, of one undivided Pneuma. And he gradually becomes able to form for himself an idea of the Spirits of the different Hierarchies. Then he becomes in the true sense a Spiritist, so that on this side there is a direct transition from Pneumatism to Spiritism. These world-outlooks are all justified in their own field. For there are fields where Psychism acts illuminatingly, and others where Pneumatism does the same. Certainly, anyone who wishes to deliberate about an explanation of the universe as thoroughly as we have tried to do must come to Spiritism, to the acceptance of the Spirits of the Hierarchies. For to stop short at Pneumatism would in this case mean the following. If we are Spiritists, then it may happen that people will say to us: “Why so many spirits? Why bring numbers into it? Let there be One Undivided Spirit!” Anyone who goes more deeply into the matter knows that this objection is like saying: “You tell me there are two hundred midges over there. I don't see two hundred; I see only a single swarm.” Exactly so would an adherent of Pneumatism stand with regard to a Spiritist. The Spiritist sees the universe filled with the Spirits of the Hierarchies; the Pneumatist sees only the one “swarm”—only the Universal Spirit. But that comes from an inexact view. Now there is still another possibility: someone may not take the path we have tried to follow to the activities of the spiritual Hierarchies, but may still come to an acceptance of certain spiritual beings. The celebrated German philosopher, Leibnitz, was a man of this kind. Leibnitz had got beyond the prejudice that anything merely material can exist in the world. He found the actual, he sought the actual. (I have treated this more precisely in my book, Riddles of Philosophy.) His view was that a being—as, for example, the human soul—can build up existence in itself. But he formed no further ideas on the subject. He only said to himself that there is such a being that can build up existence in itself, and force concepts outwards from within itself. For Leibnitz, this being is a “Monad”. And he said to himself: “There must be many Monads, and Monads of the most varied capabilities. If I had here a bell, there would be many monads in it—as in a swarm of midges—but they would be monads that had never come even so far as to have sleep-consciousness, monads that are almost unconscious, but which nevertheless develop the dimmest of concepts within themselves. There are monads that dream; there are monads that develop waking ideas within themselves; in short, there are monads of the most varied grades.” A person with this outlook does not come so far as to picture to himself the individual spiritual beings in concrete terms, as the Spiritist does, but he reflects in the world upon the spiritual element in the world, allowing it to remain indefinite. He calls it “Monad”—that is, he conceives of it only as though one were to say: “Yes, there is spirit in the world and there are spirits, but I describe them only by saying, ‘They are entities having varying powers of perception.’ I pick out from them an abstract characteristic. So I form for myself this one-sided world-outlook, on behalf of which as much as can be said has been said by the highly intelligent Leibnitz. In this way I develop Monadism.” Monadism is an abstract Spiritism. But there can be persons who do not rise to the level of the Monads; they cannot concede that existence is made up of being with the most varied conceptual powers, but at the same time they are not content to allow reality only to external phenomena; they hold that “forces” are dominant everywhere. If, for example, a stone falls to the ground, they say, “That is gravitation!” When a magnet attracts bits of iron, they say: “That is magnetic force!” They are not content with saying simply, “There is the magnet,” but they say, “The magnet presupposes that supersensibly, invisibly, a magnetic force is present, extending in all directions.” A world-outlook of this kind—which looks everywhere for forces behind phenomena—can be called Dynamism. Then one may say: “No, to believe in ‘forces’ is superstition”—an example of this is Fritz Mauthner's Critique of Language, where you find a detailed argument to this effect. It amounts to taking your stand on the reality of the things around us. Thus by the path of Spiritism we come through Monadism and Dynamism to Realism again. But now one can do something else still. One can say: “Certainly I believe in the world that is spread out around me, but I do not maintain any right to claim that this world is the real one. I can say of it only that it ‘appears’ to me. I have no right to say more about it.” There you have again a difference. One can say of the world that is spread out around us. “This is the real world,” but one can also say, “I am clear that there is a world which appears to me; I cannot speak of anything more. I am not saying that this world of colours and sounds, which arises only because certain processes in my eyes present themselves to me as colours, while processes in my ears present themselves to me as sounds—I am not saying that this world is the true world. It is a world of phenomena.” This is the outlook called Phenomenalism. We can go further, and can say: “The world of phenomena we certainly have around us, but all that we believe we have in these phenomena is what we have ourselves added to them, what we have thought into them. Our own sense-impressions are all we can rightly accept. Anyone who says this—mark it well!—is not an adherent of Phenomenalism. He peels off from the phenomena everything which he thinks comes only from the understanding and the reason, and he allows validity only to sense-impressions, regarding them as some kind of message from reality.” This outlook may be called Sensationalism. A critic of this outlook can then say: “You may reflect as much as you like on what the senses tell us and bring forward ever so ingenious reasons for your view—and ingenious reasons can be given—I take my stand on the point that nothing real exists except that which manifests itself through sense-impressions; this I accept as something material.” This is rather like an atomist saying: “I hold that only atoms exist, and that however small they are, they have the attributes which we recognize in the physical world”—anyone who says this is a materialist. Thus, by another path, we arrive back at Materialism. All these conceptions of the world that I have described and written down for you really exist, and they can be maintained. And it is possible to bring forward the most ingenious reasons for each of them; it is possible to adopt any one of them and with ingenious reasons to refute the others. In between these conceptions of the world one can think out yet others, but they differ only in degree from the leading types I have described, and can be traced back to them. If one wishes to learn about the web and woof of the world, then one must know that the way to it is through these twelve points of entry. There is not merely one conception of the world that can be defended, or justified, but there are twelve. And one must admit that just as many good reasons can be adduced for each and all of them as for any particular one. The world cannot be rightly considered from the one-sided standpoint of one single conception, one single mode of thought; the world discloses itself only to someone who knows that one must look at it from all sides. Just as the sun—if we go by the Copernican conception of the universe—passes through the signs of the Zodiac in order to illuminate the earth from twelve different points, so we must not adopt one standpoint, the standpoint of Idealism, or Sensationalism, or Phenomenalism, or any other conception of the world with a name of this kind; we must be in a position to go all round the world and accustom ourselves to the twelve different standpoints from which it can be contemplated. In terms of thought, all twelve standpoints are fully justifiable. For a thinker who can penetrate into the nature of thought, there is not one single conception of the world, but twelve that can be equally justified—so far justified as to permit of equally good reasons being thought out for each of them. There are twelve such justified conceptions of the world. Tomorrow we will start from the points of view we have gained in this way, so that from the consideration of man in terms of thought we may rise to a consideration of the cosmic. |
151. Human and Cosmic Thought (1991): Lecture III
22 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1991): Lecture III
22 Jan 1914, Berlin Translated by Charles Davy |
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YESTERDAY I TRIED to set forth those world-outlooks which are possible for man; so possible that certain valid proofs can be produced for the correctness of each of them in a certain realm. For anyone who is not concerned to weld together into a single system all that he has been in a position to observe and reflect upon in a certain limited domain, and then sets out to seek proofs for it, but who wants to penetrate into the truth of the world, it is important to realize that broadmindedness is necessary because twelve typical varieties of world-outlook are actually possible for the mind of man. (For the moment we need not go into the transitional ones.) If one wants to come really to the truth, then one must try clearly to understand the significance of these twelve typical varieties, must endeavour to recognize for what domain of existence one or other variety holds the best key. If we let these twelve varieties pass once again before our mind's eye, as we did yesterday, then we find that they are: Materialism, Sensationalism, Phenomenalism, Realism, Dynamism, Monadism, Spiritism, Pneumatism, Psychism, Idealism, Rationalism and Mathematism. Now in the actual field of human searching after truth it is unfortunate that individual minds, individual personalities, always incline to let one or the other of these varieties have the upper hand, with the result that different epochs develop one-sided outlooks which then work back on the people living at that time. We had better arrange the twelve world-outlooks in the form of a circle (see Diagram 11), and quietly observe them. They are possible, and one must know them. They really stand in such a relation to one another that they form a mental copy of the Zodiac with which we are now so well acquainted. As the sun apparently passes through the Zodiac, and as other planets apparently do the same, so it is possible for the human soul to pass through a mental circle which embraces twelve world-pictures. Indeed, one can even bring the characteristics of these pictures into connection with the individual signs of the Zodiac, and this is in no wise arbitrary, for between the individual signs of the Zodiac and the Earth there really is a connection similar to that between the twelve world-outlooks and the human soul. I mean this in the following sense. We could not say that there is an easily understandable relation between, e.g. the sign Aries and the Earth. But when the Sun, Saturn, or Mercury are so placed that from the Earth they are seen in the sign Aries, then influence is different from what it is when they are seen in the sign Leo. Thus the effect which comes to us out of the Cosmos from the different planets varies according as the individual planets stand in one or other of the Zodiacal signs. In the case of the human soul, it is even easier to recognize the effects of these twelve “mental-zodiacal-signs” (Geistes-Tierkreisbilder). There are souls who have the tendency to receive a given influence on their inner life, on their scientific, philosophic or other mental proclivities, so that their souls are open to be illuminated, as it were, by Idealism. Other souls are open to be shone upon by Materialism, others by Sensationalism. A man is not a Sensationalist, Materialist, Spiritist or Pneumatist because this or that world-outlook is—and can be seen to be—correct, but because his soul is so conditioned that it is predominantly influenced by the respective mental-zodiacal-sign. Thus in the twelve mental-zodiacal-signs we have something that can lead us to a deep insight into the way in which human world-outlooks arise, and can help us to see far into the reasons why, on the one hand, men dispute about world-outlooks, and why, on the other hand, they ought not to dispute but would do much better to understand why it happens that people have different world-outlooks. How, in spite of this, it may be necessary for certain epochs strongly to oppose the trend of this or the other world-outlook, we shall have to explain the next lecture. What I have said so far refers to the moulding of human thought by the spiritual cosmos of the twelve zodiacal signs, which form as it were our spiritual horizon. But there is still something else that determines human world-outlooks. You will best understand this if I first of all show you the following. A man can be so attuned in his soul—for the present it is immaterial by which of these twelve “mental-zodiacal signs” his soul is illuminated—that the soul-mood expressed in the whole configuration of his world-outlook can be designated as Gnosis. A man is a Gnostic when his disposition is such that he gets to know the things of the world not through the senses, but through certain cognitional forces in the soul itself. A man can be a Gnostic and at the same time have a certain inclination to be illuminated by e.g. the mental-zodiacal-sign that we have here called “Spiritism”. Then his Gnosticism will have a deeply illuminated insight into the relationships of the spiritual worlds. But a man can also be, e.g. a Gnostic of Idealism; then he will have a special proclivity for seeing clearly the ideals of mankind and the ideas of the world. Thus there can be a difference between two men who are both Idealists. One man will be an idealistic enthusiast who always has the word “ideal”, “ideal”, “ideal”, on his lips, but does not know much about idealism; he lacks the faculty for conjuring up ideals in sharp outline before his inner sight. The other man not only speaks of Idealism, but knows how to picture the ideals clearly in his soul. The latter, who inwardly grasps Idealism quite concretely—as intensely as a man grasps external things with his hand—is a Gnostic in the domain of Idealism. Thus one could say that he is basically a Gnostic, but is specially illuminated by the mental-zodiacal-sign of Idealism. There are also persons who are specially illuminated by the world-outlook sign of Realism. They go through the world in such a way that their whole mode of perceiving and encountering the world enables them to say much, very much, to others about the world. They are neither Spiritists nor Idealists; they are quite ordinary Realists. They are equipped to have really fine perceptions of the external reality around them, and of the intrinsic qualities of things. They are Gnostics, genuine Gnostics, only they are Gnostics of Realism. There are such Gnostics of Realism, and Spiritists or Idealists are often not Gnostics of Realism at all. We can indeed find that people who call themselves good Theosophists may go through a picture-gallery and understand nothing about it, whereas others who are not Theosophists at all, but are Gnostics of Realism, are able to make an abundance of significant comments on it, because with their whole personality they are in touch with the reality of the things they see. Or again, many Theosophists go out into the country and are unable to grasp with their whole souls anything of the greatness and sublimity of nature; they are not Gnostics of Realism. There are also Gnostics of Materialism. Certainly they are strange Gnostics. But quite in the sense in which there are Gnostics of Realism, there can be Gnostics of Materialism. They are persons who have feeling and perception only for all that is material; persons who try to get to know what the material is by coming into direct contact with it, like the dog who sniffs at substances and tries to get to know them intimately in that way, and who really is, in regard to material things, an excellent Gnostic. One can be a Gnostic in connection with all twelve world-outlook signs. Hence, if we want to put Gnosis in its right place, we must draw a circle, and the whole circle signifies that the Gnosis can move round through all twelve world-outlook signs. Just as a planet goes through all twelve signs of the Zodiac, so can the Gnosis pass through the twelve world-outlook signs. Certainly, the Gnosis will render the greatest service for the healing of souls when the Gnostic frame of mind is applied to Spiritism. One might say that Gnosis is thoroughly at home in Spiritism. That is its true home. In the other world-outlook-signs it is outside its home. Logically speaking, one is not justified in saying that there could not be a materialistic Gnosis. The pedants of concepts and ideas can settle such knotty points more easily than the sound logicians, who have a somewhat more complicated task. One might say, for example: “I will call nothing ‘Gnosis’ except what penetrates into the ‘spirit’.” That is an arbitrary attitude with regard to concepts; as arbitrary as if one were to say, “So far I have seen violets only in Austria; therefore I call violets only flowers that grow in Austria and have a violet colour—nothing else.” Logically it is just as impossible to say that there is Gnosis only in the world-outlook-sign of Spiritism; for Gnosis is a “planet” which passes through all the mental-constellations. There is another world-outlook-mood. Here I speak of “mood”, whereas otherwise I speak of “signs” or “pictures”. Of late it has been thought that one could more easily become acquainted—and yet here even the easy is difficult—with this second mood, because its representative, in the constellation of Idealism, is Hegel. But this special mood in which Hegel looks at the world need not be in the constellation of Idealism, for it, too, can pass through all the constellations. It is the world-outlook of Logicism. The special mark of Logicism consists in its enabling the soul to connect thoughts, concepts and ideas with one another. As when in looking at an organism one comes from the eyes to the nose and the mouth and regards them as all belonging to each other, so Hegel arranges all the concepts that he can lay hold of into a great concept-organism—a logical concept-organism. Hegel was simply able to seek out everything in the world that can be found as thought, to link together thought with thought, and to make an organism of it—Logicism! One can develop Logicism in the constellation of Idealism, as Hegel did; one can develop it, as Fichte did, in the constellation of Psychism; and one can develop it in other constellations. Logicism is again something that passes like a planet through the twelve zodiacal signs. There is a third mood of the soul, expressed in world-outlooks; we can study this in Schopenhauer, for example. Whereas the soul of Hegel when he looked out upon the world was so attuned that with him everything conceptual takes the form of Logicism, Schopenhauer lays hold of everything in the soul that pertains to the character of will. The forces of nature, the hardness of a stone, have this character for him; the whole of reality is a manifestation of will. This arises from the particular disposition of his soul. This outlook can once more be regarded as a planet which passes through all twelve zodiacal signs. I will call this world-outlook, Voluntarism. Schopenhauer was a voluntarist, and in his soul he was so constituted that he laid himself open to the influence of the mental constellation of Psychism. Thus arose the peculiar Schopenhauerian metaphysics of the will: Voluntarism in the mental constellation of Psychism. Let us suppose that someone is a Voluntarist, with a special inclination towards the constellation of Monadism. Then he would not, like Schopenhauer, take as basis of the universe a unified soul which is really “will”; he would take many “monads”, which are, however, will-entities. This world of monadic voluntarism as been developed most beautifully, ingeniously, and I might say, in the most inward manner, by the Austrian philosophic poet, Hamerling. Whence came the peculiar teaching that you find in Hamerling's Atomistics of the Will? It arose because his soul was attuned to Voluntarism, while he came under the mental constellation of Monadism. If we had the time, we could mention examples for each soul-mood in each constellation. They are to be found in the world. Another special mood is not at all prone to ponder whether behind the phenomena there is still this or that, as is done by the Gnostic mood, or the idealistic or voluntary moods, but which simply says: “I will incorporate into my world-conception whatever I meet with in the world, whatever shows itself to me externally.” One can do this in all domains—i.e. through all mental constellations. One can do it as a materialist who accepts only what he encounters externally; one can also do it as Spiritist. A man who has this mood will not trouble himself to seek for a special connection behind the phenomena; he lets things approach and waits for whatever comes from them. This mood we can call Empiricism. Empiricism signifies a soul-mood which simply accepts whatever experience may offer. Through all twelve constellations one can be an empiricist, a man with a world-conception based on experience. Empiricism is the fourth psychic mood which can go through all twelve constellations. One can equally well develop a mood which is not satisfied with immediate experience, as in Empiricism, so that one feels through and through, as an inner necessity, a mood which says: Man is placed in the world; in his soul he experiences something about the world that he cannot experience externally; only there, in that inner realm, does the world unveil its secrets. One may look all round about and yet see nothing of the mysteries which the world includes. Someone imbued with a mood of this kind can often say: “Of what help to me is the Gnosis that takes pains to struggle up to a kind of vision? The things of the external world that one can look upon—they cannot show me the truth. How does Logicism help me to a world-picture? ... In Logicism the nature of the world does not express itself. What help is there in speculations about the will? It merely leads us away from looking into the depths of our own soul, and into those depths one does not look when the soul wills, but, on the contrary, just when by surrendering itself it is without will.” Voluntarism, therefore, is not the mood that I mean here, neither is Empiricism—the mere looking upon and listening to experience and events. But when the soul has become quiet and seeks inwardly for the divine Light, this soul-mood can be called Mysticism. Again, one can be a mystic through all the twelve mental constellations. It would certainly not be specially favourable if one were a mystic of materialism—i.e. if one experienced inwardly not the mental, the spiritual, but the material. For a mystic of materialism is really he who has acquired a specially fine perception of how one feels when one enjoys this or that substance. It is somewhat different if one imbibes the juice of this plant or the other, and then waits to see what happens to one's organism. One thus grows together with matter in one's experience; one becomes a mystic of matter. This can even become an “awakening” for life, so that one follows up how one substance or another, drawn from this or that plant, works upon the organism, affecting particularly this or that organ. And so to be a Mystic of Materialism is a precondition for investigating individual substances in respect of their healing powers. One can be a Mystic of the world of matter, and one can be a Mystic of Idealism. An ordinary Idealist or Gnostic Idealist is not a Mystic of Idealism. A Mystic of Idealism is one who has above all the possibility in his own soul of bringing out from its hidden sources the ideals of humanity, of feeling them as something divine, and of placing them in that light before the soul. We have an example of the Mystic of Idealism in Meister Eckhardt. Now the soul may be so attuned that it cannot become aware of what may arise from within itself and appear as the real inner solution of the riddle of the universe. Such a soul may, rather, be so attuned that it will say to itself: “Yes, in the world there is something behind all things, also behind my own personality and being, so far as I perceive this being. But I cannot be a mystic. The mystic believes that this something behind flows into his soul. I do not feel it flow into my soul; I only feel it must be there, outside.” In this mood, a person presupposes that outside his soul, and beyond anything his soul can experience, the essential being of things lies hidden; but he does not suppose that this essential nature of things can flow into his soul, as does the Mystic. A person who takes this standpoint is a Transcendentalist—perhaps that is the best word for it. He accepts that the essence of a thing is transcendent, but that it does not enter into the soul—hence Transcendentalism. The Transcendentalist has the feeling: “When I perceive things, their nature approaches me; but I do not perceive it. It hides behind, but it approaches me.” Now it is possible for a man, given all his perceptions and powers of cognition, to thrust away the nature of things still further than the Transcendentalist does. He can say; “The essential nature of things is beyond the range of ordinary human knowledge.” The Transcendentalist says; “If with your eyes you see red and blue, then the essential being of the thing is not in the red or blue, but lies hidden behind it. You must use your eyes; then you can get to the essential being of the thing. It lies behind.” But the mood I now have in mind will not accept Transcendentalism. On the contrary, it says: “One may experience red or blue, or this or that sound, ever so intensely; nothing of this expresses the hidden being of the thing. My perception never makes contact with this hidden being.” Anyone who speaks in this way speaks very much as we do when we take the standpoint that in external sense-appearance, in Maya, the essential nature of things does not find expression. We should be Transcendentalists if we said: “The world is spread out all around us, and this world everywhere proclaims its essential being.” This we do not say. We say: “This world is Maya, and one must seek the inner being of things by another way than through external sense-perception and the ordinary means of cognition.” Occultism! The psychic mood of Occultism! Again, one can be an Occultist throughout all the mental-zodiacal signs. One can even be a thorough Occultist of Materialism. Yes, the rationally-minded scientists of the present day are all occultists of materialism, for they talk of “atoms”. But if they are not irrational it will never occur to them to declare that with any kind of “method” one can come to the atom. The atom remains in the occult. It is only that they do not like to be called “Occultists”, but they are so in the fullest sense of the word. Apart from the seven world-outlooks I have drawn here, there can be no others—only transitions from one to another. Thus we must not only distinguish twelve various shades of world-outlook which are at rest round the circle, so to speak, but we must recognize that in each of the shades a quite special mood of the human soul is possible. From this you can see how immensely varied are the outlooks open to human personalities. One can specially cultivate each of these seven world-outlook-moods, and each of them can exist on one or other shade. What I have just depicted is actually the spiritual correlative of what we find externally in the world as the relations between the signs of the Zodiac and the planets, the seven planets familiar in Spiritual Science. Thus we have an external picture (not invented, but standing out there in the cosmos) for the relations of our seven world-outlook-moods to our twelve shades of world-outlook. We shall have the right feeling for this picture if we contemplate it in the following manner. Let us begin with Idealism, and let us mark it with the mental-zodiacal sign of Aries; in like manner let us mark Rationalism as Taurus, Mathematism as Gemini, Materialism as Cancer, Sensationalism as Leo, Phenomenalism as Virgo, Realism as Libra, Dynamism as Scorpio, Monadism as Sagittarius, Spiritism as Capricorn, Pneumatism as Aquarius, and Psychism as Pisces. The relations which exist spatially between the individual zodiacal signs are actually present between these shades of world-outlook in the realm of spirit. And the relations which are entered into by the planets, as they follow their orbits through the Zodiac, correspond to the relations which the seven world-outlook-moods enter into, so that we can feel Gnosticism as Saturn, Logicism as Jupiter, Voluntarism as Mars, Empiricism as Sun, Mysticism as Venus, Transcendentalism as Mercury, and Occultism as Moon (see Diagram 11). Even in the external pictures—although the main thing is that the innermost connections correspond—you will find something similar. The Moon remains occult, invisible when it is New Moon; it must have the light of the Sun brought to it, just as occult things remain occult until, through meditation, concentration and so on, the powers of the soul rise up and illuminate them. A person who goes through the world and relies only on the Sun, who accepts only what the Sun illuminates, is an Empiricist. A person who reflects on what the Sun illuminates, and retains the thoughts after the Sun has set, is no longer an Empiricist, because he no longer depends upon the Sun. “Sun” is the symbol of Empiricism. I might take all this further but we have only four periods to spend on this important subject, and for the present I must leave you to look for more exact connections, either throughout your own thinking or through other investigations. The connections are not difficult to find when the model has been given. Broadmindedness is all too seldom sought. Anyone really in earnest about truth would have to be able to represent the twelve shades of world-outlook in his soul. He would have to know in terms of his own experience what it means to be a Gnostic, a Logician, a Voluntarist, an Empiricist, a Mystic, a Transcendentalist, an Occultist. All this must be gone through experimentally by anyone who wants to penetrate into the secrets of the universe according to the ideas of Spiritual Science. Even if what you will find in the book, Knowledge of the Higher Worlds, does not exactly fit in with this account, it is really depicted only from other points of view, and can lead us into the single moods which are here designated as the Gnostic mood, the Jupiter mood, and so on. Often a man is so one-sided that he lets himself be influenced by only one constellation, by one mood. We find this particularly in great men. Thus, for example, Hamerling is an out-and-out Monadist or a monadologistic Voluntarist; Schopenhauer is a pronounced voluntaristic Psychist. It is precisely great men who have so adjusted their souls that their world-outlook-mood stands in a definite spiritual constellation. Other people get on much more easily with the different standpoints, as they are called. But it can also happen that men are stimulated from various sides in reaching their world-outlook, or for what they place before themselves as world-outlook. Thus someone may be a good Logician, but his logical mood stands in the constellation of Sensationalism; he can at the same time be a good Empiricist, but his empirical mood stands in the constellation of Mathematism. This may happen. When it does happen, a quite definite world-outlook is produced. Just at the present time we have an example of the outlook that comes about through someone having his Sun—in spiritual sense—in Gemini, and his Jupiter in Leo; such a man is Wundt. And all the details in the philosophical writings of Wundt can be grasped when the secret of his special psychic configuration has been penetrated. The effect is specially good when a person has experienced, by way of exercises, the various psychic moods—Occultism, Transcendentalism, Mysticism, Empiricism, Voluntarism, Logicism, Gnosis—so that he can conjure them up in his mind and feel all their effects at once, and can then place all these moods together in the constellation of Phenomenalism, in Virgo. Then there actually comes before him as phenomena, and with a quite special magnificence, that which can be unveiled for him in a remarkable way as the content of his world-picture. When, in the same way, the individual world-outlook-moods are brought one after another in relation to another constellation, then it is not so good. Hence in many ancient Mystery-schools, just this mood, with all the soul-planets standing in the spiritual constellation of Virgo, was induced in the pupils because it was through this that they could most easily fathom the world. They grasped the phenomena, but they grasped them “gnostically”. They were in a position to pass behind the thought-phenomena, but they had no crude experience of the will: that would happen only if the soul-mood of Voluntarism were placed in Scorpio. In short, by means of the constellation given through the world-outlook-moods—the planetary element—and through the nuances connected with the spiritual Zodiac, the world-picture which a person carries with him through a given incarnation is called forth. But there is one more thing. These world-pictures—they have many nuances if you reckon with all their combinations—are modified yet again by possessing quite definite tones. But we have only three tones to distinguish. All world-pictures, all combinations which arise in this manner, can appear in one of three ways. First, they can be theistic, so that what appears in the soul as tone must be called Theism. Or, in contrast to Theism, there may be a soul-tone that we must call Intuitionism. Theism arises when a person clings to all that is external in order to find his God, when he seeks his God in the external. The ancient Hebrew Monotheism was a particularly “theistic” world-outlook. Intuitionism arises when a person seeks his world-picture especially through intuitive flashes from his inner depths. And there is a third tone, Naturalism. These three psychic tones are reflected in the cosmos, and their relation to one another in the soul of man is exactly like that of Sun, Moon and Earth, so that Theism corresponds to the Sun—the Sun being here considered as a fixed star—Intuitionism to the Moon, and Naturalism to the Earth. If we transpose the entities here designated as Sun, Moon and Earth into the spiritual, then a man who goes beyond the phenomena of the world and says: “When I look around, then God, Who fills the world, reveals Himself to me in everything,” or a man who stands up when he comes into the rays of the sun—they are Theists. A man who is content to study the details of natural phenomena, without going beyond them, and equally a man who pays no attention to the sun but only to its effects on the earth—he is a Naturalist. A man who seeks for the best, guided by his intuitions—he is like the intuitive poet whose soul is stirred by the mild silvery glance of the moon to sing its praises. Just as one can bring moonlight into connection with imagination, so the occultist, the Intuitionist, as we mean him here, must be brought into relation with the moon. Lastly there is a special thing. It occurs only in a single case, when a person, taking all the world-pictures to some extent, restricts himself only to what he can experience on or around or in himself. That is Anthropomorphism. Such a person corresponds to the man who observes the Earth on its own account, independently of its being shone upon by the Sun, the Moon, or anything else. Just as we can consider the Earth for itself alone, so also with regard to world-outlooks we can reckon only with what as men we can find in ourselves. So does a widespread Anthropomorphism arise in the world. If one goes out beyond man in himself, as one must go out to Sun and Moon for an explanation of the phenomenon of the Earth—something that present-day science does not do—then one comes to recognize three different things, Theism, Intuitionism and Naturalism side by side and each with its justification. For it is not by insisting on one of these tones, but by letting them sound together, that one arrives at the truth. And just as our intimate corporeal relation with Sun, Moon and Earth is placed in the midst of the seven planets, so Anthropomorphism is the world-outlook nearest to the harmony that can sound forth from Theism, Intuitionism and Naturalism, while this harmony again is closest to the conjoined effect of the seven psychic moods; and these seven moods are shaded according to the twelve signs of the Zodiac. You see, it is not true to talk in terms of one cosmic conception, but of 12 + 7 == 19 + 3 == 22 + 1 == 23 cosmic conceptions which all have their justification. We have twenty-three legitimate names for cosmic conceptions. But all the rest can arise from the fact that the corresponding planets pass through the twelve spiritual signs of the encircling Zodiac. And now try, from what has been explained, to enter into the task confronting Spiritual Science: the task of acting as peacemaker among the various world-outlooks. The way to peace is to realize that the world-outlooks conjointly, in their reciprocal action on one another, can be in a certain sense explained, but that they cannot lead into the inner nature of truth if they remain one-sided. One must experience in oneself the truth-value of the different world-outlooks, in order—if one may say so—to be in agreement with truth. Just as you can picture to yourselves the physical cosmos; the Zodiac, the planetary system; Sun, Moon and Earth (the three together) and the Earth on its own account, so you can think of a spiritual universe: Anthropomorphism; Theism, Intuitionism, Naturalism; Gnosis, Logicism, Voluntarism, Empiricism, Mysticism, Transcendentalism, Occultism, and all this moving round through the twelve spiritual Zodiacal signs. All this does exist, only it exists spiritually. As truly as the physical cosmos exists physically, so truly does this other universe exist spiritually. In that half of the brain which is found by the anatomist, and of which one may say that it is shaped like a half-hemisphere, those activities of the spiritual cosmos which proceed from the upper nuances are specially operative. On the other hand, there is a part of the brain which is visible only when one observes the etheric body; and this is specially influenced by the lower part of the spiritual cosmos. (see Diagram 9 and Diagram 11.) But how is it with this influencing? Let us say of someone that with his Logicism he is placed in Sensationalism, and that with his Empiricism he is placed in Mathematism. The resulting forces then work into his brain, so that the upper part of his brain is specially active and dominates the rest. Countless varieties of brain-activity arise from the fact that the brain swims, as it were, in the spiritual cosmos, and its forces work into the brain in the way we have been able to describe. The brains of men are as varied in kind as all the possible combinations that can spring from this spiritual cosmos. The lower part of the spiritual cosmos does not act on the physical brain at all, but on the etheric brain. The best impression one can retain from the whole subject would lead one to say: It opens out for me a feeling for the immensity of the world, for the qualitatively sublime in the world, for the possibility that man can exist in endless variety in this world. Truly, if we consider only this, we can already say to ourselves: There is no lack of varied possibilities open to us for the different incarnations that we have to go through on earth. And one can also feel sure that anyone who looks at the world in this light will be impelled to say: “Ah, how grand, how rich, the world is! What happiness it is to go on and on taking part, in ways ever more varied, in its existence, its activities, its endeavours!” |
151. Human and Cosmic Thought (1991): Lecture IV
23 Jan 1914, Berlin Translated by Charles Davy |
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151. Human and Cosmic Thought (1991): Lecture IV
23 Jan 1914, Berlin Translated by Charles Davy |
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WE HAVE been concerned with the possible varieties of world-outlooks, of world-outlook-moods and so on, which can find place in the human soul, and, since I can take only single points of view from this wide field, I should like to illustrate one of these points of view by means of a special example. Let us suppose that a person so lives in the world that among his natural predispositions we find the special forces through which he is influenced by the world-outlook of Idealism. We will say that he makes this world-outlook into a dominating factor in his inner life, so that the soul-mood which I designated yesterday as Mysticism, and called the Venus mood, flows towards Idealism and is nourished by its powers. Hence, if one speaks in the symbols of astrology, one would say that the spiritual constellation of such a man, according to his natural predispositions, is that Venus stands in Aries. I remark expressly, so that no misunderstanding may arise, that these constellations are of much greater importance in the life of the person than the constellations of the external horoscope, and do not necessarily coincide with the “nativity”—the external horoscope. For the enhanced influence which is exerted on the soul by this standing of Mysticism in the sign of Idealism waits for the propitious moment when it can lay hold of the soul most fruitfully. Such influences need not assert themselves just at the time of birth; they can do so before birth, or after it. In short, they await the point of time when these predispositions can best be built into the human organism, according to its inner configuration. Hence the ordinary astrological “nativity” does not come into account here. But one can say: A certain soul is by nature such that, spiritually speaking, Venus stands in Aries—Mysticism in the sign of Idealism. Now the forces which arise in this way do not remain constant throughout life. They change—that is, the person comes under other influences, under other spiritual signs and also under other moods of soul. Let us suppose that a man so changes that in the course of his life he comes into the soul-mood of Empiricism; that Mysticism has moved on, as it were, into Empiricism, and Empiricism stands in the sign of Rationalism. You see, as I drew it in the preceding lecture, going from inwards outwards in the symbolic picture, that Empiricism stands in relation to Mysticism as does the Sun to Venus. With regard to its mood the soul has progressed to Empiricism and has at the same time placed itself in the sign of Rationalism. The result is that such a soul changes its world-picture. What the soul formerly produced, perhaps as a specially strong personality in the time when in its case Mysticism stood in the sign of Idealism, this will pass over into another nuance of world-outlook. What the soul asserts and says will be different when in this way its world-outlook-mood has passed over from Mysticism to Empiricism, and the latter has placed itself in the sign of Rationalism. However, from what I have now explained, you can gather that human souls can have an inclination to change the sign and mood of their world-outlook. (See Diagram 11.) For these souls the tendency to change is already given. Let us suppose that such a soul wants to carry this tendency further in life. It wants to swing forward from Empiricism to the next soul-mood, i.e. to Voluntarism; and if it wants to swing forward also in the zodiacal signs, then it will come into Mathematism. It would then pass over to a world-outlook which in this symbolical picture leads away at an angle of 60 degrees from the first line, where Mysticism stood in the sign of Idealism; and such a soul, in the course of the same incarnation, would bring to expression a mathematical world-structure permeated by and based upon the will. And now I ask you to notice how I work out this matter. It will be seen that two such constellations as are here present in the soul disturb each other in the course of time; they influence each other unfavourably when they are at an angle of 60 degrees with regard to each other. In physical astrology this a favourable constellation; in spiritual astrology this so-called sextile aspect is unfavourable. We can see this because this last position—Voluntarism in Mathematism—comes up against a severe hindrance in the soul. The soul is not able to develop, because it cannot find anything to lay hold of, since the person in question has no natural gift for Mathematism. This is how the unfavourable character of the sextile aspect expresses itself. Hence this configuration, Voluntarism in the sign of Mathematism, cannot establish itself. The consequence is that the soul does not try to move forward in this way. But because it cannot take the path to Voluntarism in Mathematism, it turns away from the configuration it now has—Empiricism in Rationalism—and seeks an outlet by placing itself in opposition to the direction it cannot take. Such a soul, accordingly, would not swing forward to Voluntarism in the direction of Mathematism, but would place itself with Voluntarism in opposition to its Empiricism. The result is that Voluntarism would stand in opposition to Rationalism in the sign of Dynamism. And in the course of its life, such a soul would have as its possible configuration one in which it would defend a world-outlook based on a special pressing in of forces, of Dynamism permeated by will—a will that wants to effect its purpose by force. In spiritual astrology things are again different from what they are in physical astrology; in physical astrology “opposition” has a quite different significance. Here, “opposition” is brought about by the soul being unable to proceed further along an unfavourable path; it veers round into the opposing configuration. I have shown you here what the soul of Nietzsche went through in the course of his life. If you try to understand the course he takes in his early works, you will find that the placing of Mysticism makes it comprehensible. From this period we have “The Birth of Tragedy”; “David Strauss, the Confessor and the Writer”; “The Use and Abuse of History”; “Schopenhauer as Educator”; “Richard Wagner in Bayreuth”. Then the soul of Nietzsche moves on; a second epoch begins. Here we find “Human, all too Human”; “The Dawn of Day”; “The Joyful Wisdom”—all proceeding from the oppositional configuration. These are writings based on the will to power, on the will saturated with force, with power. Thus you see how an inner conformity to law exists between the spiritual cosmos and the way in which man stands within it. If we employ the symbols of astrology, but taking them to express something different, we can say: In the case of Nietzsche, up to a certain time in his life Venus stood in Aries, but when for his soul this configuration passed over into “Sun in the sign of Taurus”, he could get no further. He could not go with Mars into the sign of Gemini, but went in the oppositional position; thus he went with Mars into the sign of Scorpio. His last phase was characterized by his standing with Mars in Scorpio. But one can sustain this configuration only if one penetrates into the lower position (below the line Idealism—Realism in Diagram 11) where one plunges into a spiritual world-outlook, Occultism or something similar; otherwise these configurations must work back unfavourably upon the person himself. Hence the tragic fate of Nietzsche. One can go through with the upper configurations if one is able, owing to external circumstances, to place oneself in the world in a corresponding way. The configurations below the line from Idealism to Realism can be sustained only if one dives down into the spiritual world—a thing that Nietzsche could not do. By “placing oneself externally in the world” I mean placing by means of education, by means of external conditions; they come into account for all that lies above the line running from Idealism to Realism. Meditative life, a life devoted to the study and understanding of Spiritual Science, comes into account for all that lies below the line. In order to grasp the importance of what has been sketched out in these lectures, we must know the following things. We must make it clear to ourselves what thinking really is; how it enters into human experience. The uncompromising materialist of our day finds it suits his purpose to say that the brain forms the thought—more exactly, that the central nervous system forms the thought. For anyone who sees through things, this is about as true as to say when one looks into a mirror that the mirror has “made” the face. In fact, the face is outside the mirror; the mirror only reflects the face, throws it back. The experience a man has of his thoughts is quite similar. (We will leave aside for the moment other aspects of the soul.) The experience of real, active thinking no more arises from the brain than the image of a face is created by the mirror. The brain, in fact, works only as a reflecting apparatus, whereby it throws back the soul-activity and this becomes visible to itself. The brain has as little to do with what a man perceives as thoughts as a mirror has to do with your face when you see it in a glass. But there is something more than that. When someone thinks, he really perceives only the last phases of his thinking-activity, of his thinking experience. And now, in order to make this clear, I want to take up once more the comparison with the mirror. Imagine that you are standing there and want to see your face in a mirror. If you have no mirror, then you cannot see your face. You may look as long as you like, but you will not see your face. If you want to see it, you must work up some material so that is reflects your face. That is, you must first prepare the material so that it can produce the reflection. Then, when you gaze at the surface, you see your face. The soul has to do the same with the brain. The actual perceiving of a thought is preceded by a thinking activity that works upon the brain. For example, if you want to perceive the thought “lion”, your thinking activity first sets in motion certain parts of the brain, deep within it, so that they become the “mirror” for the perception of the thought “lion”. And the agent who thus makes the brain into a mirror is you yourself. What you finally perceive as thoughts are the reflections, the mirror-pictures; what you first have to prepare so that the right reflection may appear is some part or other of the brain. You, with your soul-activity, are the very thing that gives the brain the form and capacity for reflecting your thinking as thoughts. If you want to go back to the activity on which the thought is based, then it is the activity which, from out of the soul, takes hold of the brain and gets to work there. And when from out of your soul you set up a certain activity in your brain, this brings about a reflection such that you perceive the thought “lion”. You see, a soul-spiritual element has to be there first. Then, through its activity, the brain is made into a mirror-like apparatus for reflecting the thought. That is the real process, but such a muddled idea of it prevails that many people nowadays cannot grasp it at all. A person who makes a little progress in occult perception can separate the two phases of his soul-activity. He can trace how it is that when he wants to think something or other, he has first not simply to grasp the thought, but to prepare his brain for it. If he has prepared it so that it reflects, then he has the thought. When one wants to investigate occultly, so that one can picture things, one always has, first, the task of carrying through the activity which prepares the picturing. It is this that is so important for us to notice. For it is only when we keep these things well in mind that we have before us the real activity of human thinking. Now for the first time we know how human thinking-activity is carried out. First, this activity lays hold of the brain, in connection somewhere with the central nervous system. It sets in motion—let us say if we wish—the atomistic portions in some way, brings them into some sort of movement; by this means they become a mirror-apparatus; the thought is reflected, and the soul becomes conscious of the thought. Thus we have to distinguish two phases: first the work on the brain from out of the psychic-spiritual in preparation for the external physical experience; then the perception takes place, after the work on the brain has prepared the ground for this act of perceiving by the soul. In the ordinary way this preparatory work on the brain remains entirely unconscious. But an occult researcher must start by actually experiencing it. He has to go through the experience of how the soul-activity is poured in, and the brain made ready to reflect the thought as an image. What I have now explained happens continually to a person between waking up and going to sleep. The thinking activity is always working on the brain, and so, throughout the waking state, it makes the brain into a mirror-apparatus for the thoughts. But it is not sufficient that the only thinking-activity worked up in us should be that worked up by ourselves. For one might say it is a narrowly limited activity that is here worked up in this way by means of the psychic-spiritual. When we wake up in the morning and are awake through the day, and in the evening fall asleep again, then the psychic-spiritual activity which belongs to the thinking is working all day long upon the brain, and thereby the brain becomes a reflecting-apparatus. But the brain must first be there; then, the soul-spiritual activity can make little furrows in the brain, or, one might say, its memoranda and engravings. The main substance and form of the brain must first be there. But that is not enough for our human life. Our brain could not be worked upon by our daily life if our whole organism were not so prepared that it provides a basis for this daily work. And this work of preparation comes from the cosmos. Thus as we work daily at the “engraving” of the brain, which makes it into a mirror-apparatus for our daily thought, so, in so far as we cannot ourselves do this engraving, this giving form, form has to be given to us from the cosmos. As our little thoughts work and make their little engravings, so must our whole organism be built up from out of the cosmos, according to the same pattern of thought-activity. For example, that which appears to us finally in the sign of Idealism is present in the spiritual cosmos as the activity producing Idealism, and it can so work upon a man that it prepares his whole organism so that he inclines to Idealism. In like manner are the other varieties of moods and signs worked in upon men from out of the spiritual cosmos. Man is built up according to the thoughts of the cosmos. The cosmos is the “great thinker” which down to our last finger-nail engraves our form in us, just as our little thought-work makes its little imprints on our brain every day. As our brain—I am referring only to the small portions where imprints can be made—stands under the influence of the work of thinking, so does the whole man stand under the influence of cosmic thinking. Take the example I gave you, the example of Nietzsche—what does it mean? It means that through an earlier incarnation Nietzsche was so prepared in his karma that at a certain point of time, by virtue of his earlier incarnation, the forces of Idealism and of Mysticism (working together because Mysticism stood in the sign of Idealism) so worked upon his whole bodily constitution that he was in the first place capable of becoming a mystical Idealist. Then his constellation altered in the way indicated. We are thought out from the cosmos—the cosmos thinks us. And just as we, in our little daily thought-work, make little engravings in our brain, and then the ideas “lion”, “dog”, “table”, “rose”, “book”, “on”, “right”, “left”, come into our consciousness as reflections of that which we have prepared in our brain—i.e. just as we, through the working-up of the brain, finally perceive, lion, dog, table, rose, book, on, off, right, write, read—the Beings of the cosmic Hierarchies work in such a way that they carry out the great thought-activity which engraves upon the world things far more significant than our daily thought-activity can accomplish. So it comes to pass that not only the tiny little markings arise and are then reflected singly as our thoughts, but that we ourselves, in our whole being, appear again to the Beings of the higher Hierarchies as their thoughts. As our little brain-processes mirror our little thoughts, so do we mirror the thoughts of the cosmos which are engraved upon the world. When the Hierarchies of the cosmos “think”, they “think”, for example, men. As our little thoughts emerge from our little brain-processes, so do the thoughts of the Hierarchies arise from their work, to which we ourselves belong. As parts of our brain are for us the reflecting-apparatus which we first work up for our thoughts, so are we, we little beings, the substance which the Hierarchies of the cosmos prepare for their thoughts. Thus we might say, in a certain sense, that we can feel ourselves with regard to the cosmos as a little portion of our brain might feel with regard to ourselves. But as little as we, in our soul-spiritual nature, are our brains, so little are the Beings of the Hierarchies “we”. Hence we have an independent status in relation to the Beings of the higher Hierarchies. And we can say that while in a certain manner we serve them so that they may be able to think through us, yet at the same time we are independent beings with identities of our own, as indeed, in a certain way, the particles of our brain have their own life. Thus we find the connection between human and cosmic thoughts. Human thought is the regent of the brain; cosmic thought is such a regent that we belong with our whole being to that which it has to accomplish. Only, because in consequence of our karma it cannot direct its thoughts on to us all equally, we have to be constituted in accordance with its logic. Thus we men have a logic according to which we think, and so have the Spiritual Hierarchies of the cosmos their logic. And their logic was indicated in the diagram I drew for you (see lecture three, Diagram 11). As when we think, for example, “The lion is a mammal”, we bring two concepts together to make a statement, so the Spiritual Hierarchies of the cosmos think two things together, Mysticism and Idealism, and we then say: “Mysticism appears in Idealism.” Imagine this first as the preparatory activity of the cosmos. Then resounds the Creative Fiat, the Creative Word. For the Beings of the Spiritual Hierarchies the preparatory act consists in the choice of a human being whose karma is such that he can develop a natural bent for becoming a mystical Idealist. Into the Hierarchies of the cosmos there is rayed back something that we should call a “thought”, whereas for them it is the expression of a man who is a mystical Idealist. He is their “thought”, after they have prepared for themselves the cosmic decision—”Let Mysticism appear in Idealism.” We have now, in a certain sense, depicted the inner aspect of the Cosmic Word, of Cosmic Thought. What we drew in a diagram as “cosmic logic” represents how the Spiritual Hierarchies of the cosmos think. For example: “Let Empiricism appear in the sign of Rationalism!” and so on. Let us try to realize what can be thought in the cosmos in this way. It can be thought: “Let Mysticism appear in the sign of Idealism! Let it change! Let it become Empiricism in the sign of Rationalism!” Opposition! The next move on would represent a false cosmic decision. After verification, the thought is changed round. The third standpoint must appear: “Voluntarism in the sign of Dynamism.” These three decisions, through being spoken over a period in the cosmic worlds, give the “man Nietzsche”. And he rays back as the thought of the cosmos. Thus does the collectivity of the Hierarchies speak in the cosmos! And our human thinking-activity is a copy, a tiny copy, of it. Worlds are related to the Spirit or to the Spirits of the cosmos as our brain is to our soul. Thus we may have a glimpse into something which we ought certainly to look upon only with a certain reverence, with a holy awe. For in contemplating it we stand before the mysteries of human individuality. We learn to understand—if I may express myself figuratively—that the eyes of the Beings of the higher Hierarchies roam over the single individualities among men, and that individuals are to them what the individual letters of a book are to us when we are reading. This we may look upon only with holy awe: we are overhearing the thought-activity of the cosmos. In our day the veil over such a mystery as this must be lifted to a certain degree; for the laws which have here been shown as the laws of the thinking of the cosmos are active in man. And the knowledge of them can help us to understand life, and then to understand ourselves; so that even when, for one reason or another, we have to be placed one-sidedly in life, we know that we belong to a great whole, for we are links in the thought-logic of the cosmos. And in learning to grasp these relations, Spiritual Science acts as our guide. It teaches us to understand our one-sided predispositions as much as it enlarges our all-round knowledge. Thus we can find the frame of mind which is necessary precisely in our time. For today, when in many leading minds there is no trace of insight into the relationships we have touched on here, we experience the effects of these relations or connections but do not know how to live under them. And thus they create conditions which call for adjustment. Let us take the example of Wundt, whom I mentioned yesterday. His one-sidedness is brought about through a quite definite constellation. Let us suppose that he could ever struggle on to an understanding of Spiritual Science, then he would look upon his one-sidedness in such a way that he would say to himself: “Now because I stand here with my Empiricism, etc., I am in a position to do good work in certain fields. I will remain in these, and will make up for it in other ways through Spiritual Science.” To such a decision as this he would come. But he refuses to know anything about Spiritual Science. What does he do in consequence? Whereas he could carry out something good and productive in the constellation which is his, he turns what lies within his range into a complete philosophy. Otherwise he could probably do something greater, much greater; indeed he would be most useful if he would leave philosophizing alone and go in for experimental psychology—a thing he understands—and if he would inquire into the nature of mathematical conclusions—which he also understands—instead of making a concoction of all kinds of philosophy; for then he would be on the right lines. But this must be said of many. Therefore Spiritual Science, while it must evoke the feeling by which we recognize how there should be peace between world-outlooks, must also point sharply to cases where persons go beyond the necessary limits set for them by their constellations. These persons do great harm by hypnotizing the world with opinions that get by without any attention being paid to the constellation behind them. All forms of one-sidedness that try to claim universal validity must be strongly repulsed. The world does not admit of being explained by a person who has special predilections for this or that. And when he wants to explain it on his own, and so to found a philosophy, then this philosophy works harmfully, and Spiritual Science has the task of rejecting the arrogance of this pretentious claim to universality. In our time, the less feeling there is for Spiritual Science, the more strongly will this one-sidedness appear. Hence we see that knowledge of the nature of human and cosmic thought can lead us to understand rightly the significance and the task of Spiritual Science, and to see how it can bring into a right relationship other so-called spiritual streams, especially philosophic currents, in our time. It must be wished that knowledge of the kind that we have tried to bring together for ourselves in these four lectures should inscribe itself deeply into the hearts and souls of our friends, so that the course of the anthroposophical spiritual stream through the world would take a quite definite and right direction. It would thereby be recognized more and more how a man is formed through that which lives in him as cosmic thought. With the aid of such an explanation as this we see more depth that we could otherwise do in a thought of Fichte's, where he says: “What kind of a philosophy a man has depends on the kind of man he is.” Yes, indeed, the kind of philosophy a man has does verily depend on the kind of man he is! The fact that Fichte (in the first period of the incarnation he was then living through as Fichte) could say, as the basic nerve of his philosophy of life: “Our world is the sensualised material of our duty”,1 shows even as does the previously quoted saying (which he gave out later) how his soul changed its constellation in the spiritual cosmos. That is, it shows how richly this soul was endowed, so that the spiritual Hierarchies could remould it so that through it they could think various things for themselves. Something similar could be said of Nietzsche, for example. Many different ways of viewing the world emerge if one keeps before one's soul such things as have been described in these four lectures. The best we can gain from these descriptions is that with their aid we should come to look ever more and more deeply, with perceptive feeling, into the spiritual features of the world. If only one thing were to be achieved by means of such a lecture-course as this, it would be that as many as possible of you should say to yourselves: “Yes, if anyone wants to enter into the spiritual world—i.e. into the world of truth, and not into the world of error—he must really set out upon the path! For much, much must be taken into consideration along this path in order to come to the sources of truth. And if at the beginning it might seem to me as if a contradiction appears here or there, if in one place or another I could not understand something, I will still say to myself that the world is not there in order to be grasped by every condition of human understanding, and that I would rather be a seeker than a man whose sole attitude towards the world is such that he only inquires ‘What can I understand?’ ‘What can I not understand?’” If one becomes a seeker, if one earnestly sets to work along the path of the seeker, then one learns to know that one must bring together impulses from the most varied sides in order to gain an understanding of the world. And then one unlearns every kind of attitude towards the world that asks “Do I understand that?” “Do I not understand that?”, and instead one seeks and seeks and goes on seeking. The worst enemies of truth are cosmic conceptions that are exclusive and strive after finality; the conceptions of those who want to frame a couple of thoughts and suppose that with them they can dare to build up a world-edifice. The world is boundless, both qualitatively and quantitatively. And it will be a blessing when there are individual souls who wish for clear vision with regard to that which is appearing in our day with such terrible overweening narrow-mindedness, and wants to be “universal”. I might say: “With bleeding heart I declare that the greatest hindrance to knowledge of how a preparatory work of thought-activity is carried out in the brain, how the brain is thereby made into a mirror and the life of the soul reflected from it—a fact which could throw endless light on much other physiological knowledge—the greatest hindrance to the knowledge of this fact is the crazy modern physiology which speaks of two kinds of nerves, the ‘motor’ and the ‘sensory’ nerves.” (I have touched on this in many lectures already.) In order to produce this theory, which crops up everywhere in physiology, it is a fact that physiology had first to lose all understanding. Hence it is a theory now recognized all over the earth, and it acts as a hindrance to all true knowledge of the nature of thought and the nature of the soul. Never will it be possible to understand human thought if physiology sets up such an obstacle to true knowledge. But things have gone so far that an indefensible physiology forms the introduction to every textbook of psychology and teaching about the mind, and makes it dependent on this falsity. Therewith the door is bolted also against knowledge of cosmic thought. One first learns to recognize what thought is in the cosmos when one comes to feel what human thinking is: that in its true nature it has nothing to do with the brain except that it is the master of the brain. But when one has thus recognized thought in its essence, when one has come to know oneself in thinking, then one feels oneself inwardly within the cosmic, and our knowledge of the true nature of cosmic thought. When we learn to know rightly what our thinking is, then we learn also to know how we are “thought” by the Powers of the cosmos. Indeed we may gain a glimpse into the logic of the Hierarchies. The single components of the decisions of the Hierarchies, the concepts of the Hierarchies, I have written down for you. In the twelve spiritual signs of the Zodiac, the seven world-outlook-moods, and so on, lie the concepts of the Hierarchies; and human beings are constituted in accordance with the verdicts of the cosmos which result from these concepts. Thus we feel ourselves within the logic of the cosmos—that is (if we really grasp it) within the logic of the Hierarchies of the cosmos. We feel ourselves as souls embedded in cosmic thought, just as we feel our thoughts, the little thoughts we think, embedded in our soul-life. Meditate sometimes on the idea: “I think my thoughts,” and “I am a thought which is thought by the Hierarchies of the cosmos.” My eternal part consists in this—that the thought of the Hierarchies is eternal. And when I have once been thought out by one category of the Hierarchies, then I am passed on—as a human thought is passed on from teacher to pupil—from one category to another, so that this in turn may think me in my true, eternal nature. Thus I feel myself within the thought-world of the cosmos.
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121. The Mission of Folk-Souls: Preface
08 Feb 1918, Berlin Translator Unknown |
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121. The Mission of Folk-Souls: Preface
08 Feb 1918, Berlin Translator Unknown |
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In these lectures, which were given at Christiania in June 1910, I ventured to give a sketch of the psychology of the development of peoples. The lectures are based upon the principles of anthroposophical spiritual science laid down in my books Theosophy, An Outline Of Occult Science, The Riddle of Man, Riddles of the Soul, etc. I was able to build upon this foundation because my hearers were acquainted with the scientific views set forth in my works. In addition to this outer reason for the choice of the point of view there is, however, an inner one: the ordinary scientific study of anthropology, ethnology or even history cannot provide a sufficient foundation for a true psychology of the various folk-characters. With the knowledge provided by this science we cannot penetrate any further, just as by means of anatomy and physiology we cannot arrive at the knowledge of the inner psychic life of man. If we wish to learn the inward life of an individual being we must pass from the body to the soul, and if we desire to gain real knowledge of the characters of the various peoples we must penetrate to the soul and spirit in them. This soul and spirit is, however, not a mere co-operation of the several human souls in that people, but it is one that is higher than these. Modern science is not accustomed to study this higher soul and spirit; before its forum it is paradoxical to speak of Folk-souls as real beings, in the same way as we speak of the real thought, feeling and will of individual human beings. It is also paradoxical before this forum to connect the development of peoples on the earth with the forces of the heavenly bodies in space. But the matter is no longer paradoxical or strange when we remember that no-one tries to find the forces which make the needle of a magnet lie in the direction North-South in the needle itself. He ascribes it to the action of the magnetism of the earth. He seeks in the cosmos the reason for the direction of the needle. May we not therefore seek in the cosmos the reason for the development of folk-characters, for the migrations of peoples, etc., outside those peoples themselves? Apart from the anthroposophical view, for which higher spiritual beings are a reality, something else comes into consideration in our studies. In these lectures a higher spiritual reality is placed at the foundation of the development of the peoples, and the forces that give this development a certain direction are sought in this reality. Then we descend to the facts manifested in the life of the peoples and it is seen that these facts are thereby explained. The conditions in the life of the various peoples can thus be clearly understood, as well as their mutual relations, whereas without this foundation there is no true knowledge on this subject. One must seek a foundation for the psychology of peoples in a spiritual reality or renounce such a psychology altogether. I have not shrunk from using for the higher spiritual beings the names customary in the early centuries of Christianity. An Oriental would choose different names. And although the application of these names may now be considered not very ‘scientific’ it seems to me better not to be afraid of using them; first of all we thus accommodate ourselves to the fundamentally Christian character of our western civilization, and again we shall be more readily understood than if entirely new names were chosen or if designations were taken from the Orient whose real meaning could only be fully comprehended by one who is at home in that civilization. It seems to me that one who wishes to penetrate into these spiritual connections, if he does not reject the matter as such, will not take offence at names like Angel, Archangel, Throne, etc., any more than he does in physical science at designations like positive and negative electricity, magnetism, polarized light, etc. If the contents of these lectures are considered in connection with the painful trials of civilized humanity at the present time it will be found that what was then said throws a great deal of light upon what is now taking place. Were I to give these lectures now it could well be thought that the present state of affairs in the world demanded such studies. Thus for example on page three of the first lecture you will read, ‘It is especially important’—that just in our times one should speak quite impartially on what we call the Mission of Individual Folk-souls—‘because the fate of humanity in the near future will bring men together much more than has hitherto been the case, to fulfill a common mission for humanity.’ But the individuals belonging to the several peoples will only be able to bring their free, concrete contributions to this joint mission, if they have, first of all, an understanding of the folk to which they belong, an understanding of what we might call “the Self-knowledge of the Folk.” Presumably the time has now come when the fate of humanity itself teaches the truth of this view. Perhaps this subject of the ‘Folk-souls’ is exactly one which shows how spiritual observation of the really super-sensible part of existence provides at the same time the really practical view of life which throws light upon the various questions of life. This cannot be done by a view of life which in the study of the nature and development of peoples only uses concepts applicable to the things of natural science. This mechanical physical science has done great service in producing the mechanical physical chemical means of culture; as an agent for the spiritual life of humanity we require a science which deals with the spiritual. Our age demands such a science. Berlin, 8th February, 1918 |
121. The Mission of the Individual Folk-Souls: Preface
08 Feb 1918, Berlin Translated by A. H. Parker |
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121. The Mission of the Individual Folk-Souls: Preface
08 Feb 1918, Berlin Translated by A. H. Parker |
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In these lectures, which were given in Christiania (Oslo) in June 1910, I ventured to give a sketch of the psychology of the development of peoples. The lectures are based upon the teachings of Anthroposophy which can be found in my books Theosophy, Occult Science—an Outline, Riddles of Man, Riddles of the Soul,1 etc. I was able to build upon this foundation because my hearers were familiar with the scientific views which are presented in my publications. That is the external reason for the choice of my point of view; there is however a further reason, an inner reason. The orthodox study of anthropology, ethnology, or even history cannot provide an adequate framework for a true psychology of the various folk characters. Neither the information provided by orthodox science, nor the study of anatomy and physiology suffice for an understanding of the psychic life of man. If we wish to understand the inner life of an individual we must study the soul as well as the body, and if we desire to gain real insight into national characteristics we must explore the psychic and spiritual element underlying them. This psychic and spiritual element, however, reflects not merely the activity of individual human souls working in concert, but has its origin in a higher order. The higher spiritual element is a province in which modern science is a total stranger. Before the bar of science it is paradoxical to speak of Folk Souls as real entities in the sense that we speak of the reality of thinking, feeling and willing in individual human beings; and it is equally paradoxical to relate the evolution of peoples on Earth to the forces of the heavenly bodies in space. But the matter ceases to be paradoxical if we recall that one does not look for the forces which determine the north-south direction of a magnetic needle in the needle itself. One attributes the deflection of the needle to the effect of the Earth's magnetic field but looks to the Cosmos for the causes of this deflection. Shall we not therefore have to seek the reasons for the development of folk characters, folk migrations, etc. in the Cosmos outside the peoples themselves? Apart from the anthroposophical view which considers higher spiritual Beings to be a reality, a totally new element is introduced into these lectures which sees a higher spiritual reality behind the evolution of peoples and seeks the forces which direct this evolution in this spiritual reality. We then investigate the facts which are manifested in the life of the peoples and we find that these facts become intelligible on this basis. The conditions in the life of the various peoples, as well as their mutual relationships, can thus be clearly understood, whereas without this basis there can be no true understanding of this approach. Either one must seek a basis for the psychology of peoples in a spiritual reality or one must abandon such a psychology in toto. I have not hesitated to use the traditional names of the early centuries of Christianity to describe the higher spiritual Beings. An Oriental would choose other names. Nevertheless, although the use of this terminology may be regarded as rather unscientific today, there seems to be no reason to fight shy of it. In the first place, we thereby acknowledge the essentially Christian character of our Western civilization, and secondly, if entirely new names were chosen, or if an oriental terminology were adopted whose real meaning could only be fully comprehended by one who is spiritually at home in that civilization, we should be in danger of misapprehension. It seems to me that whoever wishes to investigate these spiritual relationships, assuming he does not reject our whole approach, will not object to names such as Angels, Archangels, Thrones, etc. any more than physical science objects to terms such as positive and negative electricity, magnetism, polarized light, etc. Whoever relates the content of my earlier lectures to the painful trials of mankind at the present time will find that what I then said throws a flood of light upon what is taking place now. (February 1918.) Were I to give these lectures now you could well imagine that in the light of the present world-situation these earlier investigations were a necessity. Thus for example on page 23 of the first lecture you will find the following passage: “ ... we have every reason, especially at the present time, to speak quite impartially about the mission of the individual Folk Souls. Just as it was justifiable to maintain complete silence about their mission hitherto, so it is in order today to begin to speak of this mission. This is particularly important because the destiny of mankind in the near future will bring men together in far greater measure than has hitherto been the case in order to fulfil a mission common to all mankind. But the members of the individual peoples will only be able to offer their proper, free and positive contributions if they have, above all, an understanding of their ethnic origin, an understanding for what we might call ‘the self-knowledge of the folk’. ” No doubt the time has now come when the fate of humanity itself demonstrates the truth of this view. Perhaps it is precisely the theme of the “Folk Souls” which shows how spiritual investigation which penetrates into the super-sensible reality of existence provides at the same time a practical view of life which also throws light upon the most diverse problems of life. This is not possible for a view of life which only uses such concepts as are valid in the sphere of natural science in order to describe the nature and development of peoples. This mechanistic-physical science has been highly successful in exploiting the mechanical, physical and chemical resources for the benefit of civilization; but in order to promote the spiritual life of mankind we need a science which is spiritually orientated. Such a science is the first demand of our age.
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107. The Deed of Christ and the Opposing Spiritual Powers: Mephistopheles and Earthquakes
01 Jan 1909, Berlin Translated by Dorothy S. Osmond |
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107. The Deed of Christ and the Opposing Spiritual Powers: Mephistopheles and Earthquakes
01 Jan 1909, Berlin Translated by Dorothy S. Osmond |
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THE THEME OF THE lecture to-day is of a profoundly occult character, the title—strange as it may seem to begin with—being: “Mephistopheles and Earthquakes”. We shall see that not only does the problem of the figure of Mephistopheles lead us into a deep realm of occultism but that the same applies to the problem of earthquakes if explained from the spiritual point of view. I have already spoken here and in several other places about the interior of the earth and have also referred to the question of earthquakes. We shall now approach the subject of these most tragic happenings on the earth's surface, from yet another side. The figure of Mephistopheles which will be our starting-point to-day, is familiar to you all from Goethe's Faust. You know that Mephistopheles is a Being—we shall not enter to-day into the question of how far the poetic presentation tallies with the occult facts—a figure who appears in the drama as the seducer and tempter of Faust who, in a certain respect, may be thought of as the representative of man aspiring to reach the heights of existence. In lectures on Goethe I have also indicated what spiritual vistas are revealed in the scene of the “Passage to the Mothers”, where Mephistopheles holds in his hand the key giving access to the dark, nether region where the Mothers dwell. Mephistopheles himself may not enter this region. He merely indicates that in this mysterious realm there is no difference between “below” and “above”:
We know too that in characterizing this region, Mephistopheles uses the word “Naught”, “Nothingness”. In a certain sense, therefore, he represents the spirit who in this “Naught” would be seeking something that is valueless to him. Faust answers as any true seeker to-day might answer a materialistic thinker: “In thy Naught I hope to find the All”. Goethean research has made many attempts to find the clue to the figure of Mephistopheles. In other lectures I have said that the explanation of the name Mephistopheles is to be found in the Hebrew language, where “Mephiz” is the word used for one who obstructs, who corrupts, and “topel” for one who lies. We have therefore to think of this name as belonging to a being who brings corruption and hindrances to man and is a spirit of untruth, deception and illusion. It may occur to those who read the introduction to Faust, the “Prologue in Heaven”, thoughtfully, that it contains words which resound as it were across thousands of years. Goethe has let words spoken between the Lord and Job in the Book of Job re-echo at the beginning of Faust. In the Book of Job we read that Job is a good, upright and pious man and of how the sons of the Lord of Light present themselves before Him. Among them is a certain enemy of the Light. In a conversation between the enemy of the Light and the supreme Lord, this enemy of the Light says that he has “gone to and fro in the earth”, seeking and trying out many things. The Lord asks: “Knowest thou my servant Job?” and the enemy of the Light—for so we will call him—answers the Lord that Job is known to him and that he would assuredly be able to divert him from the Good and bring him to perdition. This spirit has to make two attempts to approach Job and he then lays hold of him through injuring his physical body. He indicates this expressly when he says to the Lord: “Seize his possessions and he will not fall; but touch his bone and his flesh and he will fall!” Who can fail to hear an echo of this in Faust when the Lord calls to Mephistopheles in the “Prologue in Heaven”: “Knowest thou Faust, my servant!” And then, in similar terms, we hear the retort of the spirit who in the Book of Job comes before the Lord, when Mephistopheles asserts that he can lead Faust gently on the way, that he can win him from the paths which lead to the Good. Here, then, we are listening to sounds striking together in unison across the ages. When you are thinking about the figure of Mephistopheles, you may often have asked yourselves: Who is Mephistopheles, in reality? Grave mistakes are made here, mistakes which admittedly can be corrected only by deeper, occult insight. The name itself suggests that Mephistopheles is associated with the devil, or the idea of the devil, for the word “topel” is the same as “Teufel”—devil. But the other question—and here we come into a realm of serious fallacies which frequently occur in explanations of the figure of Mephistopheles—the other question is: Whether Mephistopheles can be identified with the spirit we know as Lucifer, who during and after the Lemurian epoch approached mankind together with his hosts and entrenched himself as it were in the evolutionary process? The prevailing tendency in Europe is to identify the figure of Mephistopheles as he appears in Goethe's Faust but also in earlier folk-literature (Folk Plays, Puppet Plays and so forth), with Lucifer. Mephistopheles is a familiar character everywhere, and the question is: Are he and his hosts identical with Lucifer and his hosts? In other words: Are the effects of the Mephistophelean influence upon man the same as those of Lucifer?—That is the question before us to-day. We know when Lucifer approached man. We have studied the course of human evolution on earth through the epoch when the sun with its beings, and subsequently the moon, separated from the earth together with the forces that would have made further development for man impossible. And we have learned that at a time when man was still not ready for his astral body to become independent, Lucifer and his hosts approached him. The effect upon man was twofold. It was towards the end of the Lemurian epoch when, in his astral body, man was actually exposed to the influences issuing from Lucifer. If Lucifer had not approached, man would, it is true, have been protected from certain evils but he would not have attained what must be accounted one of his greatest blessings. The significance of Lucifer's influence becomes evident when we ask ourselves what would have transpired if since the Lemurian epoch there had been no Luciferic influence, if Lucifer and his hosts had remained separate and apart from man's evolution! Until the middle of the Atlantean epoch man would have evolved as a being who in every impulse of his astral body would have obeyed the influences of certain spiritual Beings of a higher rank than himself; these Beings would have retained their sway over him until the middle of the Atlantean epoch. If that had happened, man's faculties of perception and cognition would not have been directed to the material world until a much later period. During the Lemurian and early Atlantean epochs, no passions, no desires would have arisen from his sense-perceptions; he would have confronted the world of sense as it were in a state of innocence, obedient in his every action to the impulses instilled into him by higher spiritual Beings. The instincts prompting him to action would not have been of exactly the same nature as those of the higher animals to-day, but more spiritual. His every deed on earth would have been prompted, not by mere impulses, but by a kind of spiritual instinct. As things were, under the influence of Lucifer man came earlier to the stage where he said: This delights and attracts me, that is repellent to me! He reached the stage of following his own impulses earlier than would otherwise have been the case; he became an independent being, with a measure of inner freedom. The consequence was that he was detached in a certain way from the spiritual world. To put it concisely, one might say: Without this influence of Lucifer, man would have remained a spiritualized animal—an animal who would gradually have developed a form nobler and more beautiful than could have been developed by man under the influence of Lucifer. Man would have remained far more of an angelic being if Lucifer's influence had not taken effect in the Lemurian epoch; but on the other hand, the higher Beings would have guided him as it were on leading-strings. In the middle of the Atlantean epoch something would have befallen him suddenly: his eyes would have been fully opened, the tapestry of the whole material world of sense would have lain around him—but gazing upon it he would simultaneously have perceived the Divine-Spiritual, a Divine-Spiritual world behind every physical object. If, therefore, in his former state of dependence man had looked back into the bosom of the Divine whence he had proceeded, beholding the Gods of Light sending their radiance into his soul, guiding and leading him, something would have come about for him—this is not a mere picture but corresponds in a high degree with the reality—namely, that the world of sense in its entirety would have been outspread in transparency before him, revealing behind it those other Divine-Spiritual Beings who had taken the place of what had now been lost. One spiritual world would have closed behind him and a new spiritual world opened before him. Man would have remained a child in the hands of higher, Divine-Spiritual Beings; independence would not have been established in the human soul. It did not happen so, because Lucifer had approached man and made part of the underlying spiritual world invisible to him. The personal instincts, passions and desires which arose in the human astral body spread a cloud of darkness over the spiritual Beings of the world out of which man is born and who would otherwise have remained perpetually visible to him. Hence in those great centers of the Oracles in ancient Atlantis the Initiates had expressly trained themselves to behold that part of the spiritual world which had been concealed as the result of Lucifer's influence. The aim of all the preparation undergone by the guardians and pupils of the ancient Oracles in the Atlantean Mysteries was to enable them to perceive that part of the spiritual world of light which in consequence of Lucifer's influence upon the astral body of man had withdrawn from his field of vision. And visible too, were those figures seen by man in the various conditions of soul running parallel with initiation, figures which from a world of Light penetrate into our world decked in the raiment provided by the astral world. In the ancient Oracle centers the Atlantean Initiate beheld in the spirit those figures who were in truth spiritual Beings of a higher rank than he—Beings who had not descended into the physical world and who had therefore remained invisible to ordinary sight when man's eyes were opened prematurely. But since Lucifer himself was an opponent of these worlds of Light, it was inevitable that he too should be visible to the initiates; and the hosts of Lucifer were visible to the Atlanteans who in their shadowy, clairvoyant consciousness, in the sleeping state and in conditions midway between sleeping and waking, could be transported into the spiritual world. When part of the world of Light was accessible to these Atlantean men, part of the world opposing the world of Light was also visible; the Luciferic hosts were visible—not Lucifer himself. These noble figures belonging to the world of light were as fascinating and splendid in their astral raiment as those of the opposing world of deception were fearsome and terrible. Thus it was the influence of Lucifer in the evolution of humanity that made it possible for man to fall into error and evil but also to attain freedom. Had there been no Luciferic influence, the conditions I have been describing to you would have come about in the middle of the Atlantean epoch: the tapestry of the sense-world would have been outspread before man; the mineral, plant and animal kingdoms would have been materially visible to him; also the phenomena of nature and of the heavens, thunder, lightning, clouds, air—all would have been visible to external sight. But behind it all would have been the unmistakable presence of Divine-Spiritual Beings. Because Lucifer's influence had already taken effect in man's astral body, his physical body—at that time still transmutable—had been so prepared ever since the Lemurian epoch and on into the Atlantean, that it could not become the direct instrument for the physical world of sense with the spiritual world visibly behind it. And so man could not immediately behold the physical sense-world in the form in which it would simultaneously have revealed itself to him as a spiritual world. The three lower kingdoms of nature lay around him; the physical world became a veil over the spiritual world. Man could not, nor can he to this day, see directly into the spiritual world. But because man had passed through this evolution, a different influence was able to assert itself in the middle of the Atlantean epoch—an influence from quite another side and not to be confused with that of Lucifer and his hosts. Although it was Lucifer who first made it possible for man to come under the sway of this other influence, although it was Lucifer who caused the human physical body to become denser than it would otherwise have become, nevertheless it was necessary for yet another influence to approach man in order to bring him completely into the material world of sense, in order to shut him off entirely from the spiritual world so that he was led to the illusion: There is no other world than the world of material existence outspread before me! From the middle of the Atlantean epoch an opponent quite different in character from Lucifer approached man, namely the Being who casts such mist and darkness around his faculties of perception that he makes no effort nor unfolds any urge to fathom the secrets of the world of sense. If you picture to yourselves that under Lucifer's influence the sense-world became like a veil, through the influence of this second Being the physical world in its totality became like a dense rind, closing off the spiritual world. It was only the Atlantean Initiates who were able, through the preparation they had undergone, to pierce this dense covering of the material, physical world. The Powers who approached man in order to obscure his vision of the other side of divine existence are brought to our notice for the first time in the teachings given to his followers and pupils by Zarathustra, the great leader of the ancient Persians. The mission of Zarathustra was to instill culture into a people who, unlike the ancient Indians, did not by nature yearn perpetually for the spiritual world. Zarathustra's mission was to impart to his people a culture directed to the world of sense, aiming at mastery of the material world through means dependent upon the efforts and labors of physical man. In the civilization of ancient Persia, therefore, man was less subject to the influence of Lucifer than to the influence of that Being who since the middle of the Atlantean epoch had approached mankind, with the result that many of the Initiates at that time had lapsed into the practice of a form of black magic; having been led astray by this tempter, they misused for the purposes of the physical-material world what was accessible to them from the spiritual world. The mighty influence of the forces of black magic which finally led to the destruction of Atlantis had its origin in the temptations of that Being whom Zarathustra taught his people to know as Ahriman (“Angra Mainyu”), the Being who opposed the God of Light proclaimed by Zarathustra as “Ahura Mazdao”, the “Great Aura”. These two figures—Lucifer and Ahriman—must be clearly distinguished from each other. For Lucifer is a Being who detached himself from the spiritual hosts of heaven after the separation of the sun, whereas Ahriman had already broken away before the separation of the sun and is an embodiment of quite different powers. The result of Lucifer's influence in the Lemurian epoch was merely the corruption of the faculty, still possessed by man in the Atlantean epoch, to manipulate the forces of air and water. In the book entitled From the Akasha Chronicle you will have read that in Atlantean times the seminal forces in plant and animal were still at man's command and could be drawn forth just as the forces used in the form of steam for propelling machines can be extracted from mineral coal to-day. I have told you that when these forces are drawn forth they are connected in a mysterious way with the nature-forces in wind, weather and the like; and if applied by man for purposes running counter to the divine purposes, these nature-forces are called into action against him. Here lies the cause of the Atlantean flood and of the devastation wrought by the powers of nature which led to the disappearance of the whole continent of Atlantis. But even before that time, man had lost command over the forces of fire and the power to ally them with certain mysterious forces of the earth. Power over the forces of fire and earth in a certain combination had already been withdrawn from man. But now—through the influence of Ahriman and his accomplices—he again acquired a certain mastery over the forces of fire and earth, with dire consequences. And much that is to be heard about the use of fire in ancient Persia is connected with what I am now telling you. Many forces that are applied in black magic and are connected with it, lead to the result that man lays hold of forces of an entirely different nature and thus gains an influence over fire and earth, with terrible and devastating results. The practice of black magic by the descendants of the Atlanteans in ancient Persia would still have been effective had not the teachings of Zarathustra revealed how Ahriman, as an opposing power, ensnares man and clouds his vision of the spiritual reality behind the world of sense. Thus through Zarathustra and his followers, influence was brought to bear upon a large part of Post-Atlantean civilization; on the one hand men were taught of the workings of the sublime God of Light to whom they may turn, and, on the other, of the malefic power of Ahriman and his hosts. Ahriman works upon man in countless, infinitely diverse ways.—I have told you that the Event of the Mystery of Golgotha was a moment of supreme importance for the evolution of the world. The Christ appeared in the realm into which man enters after death, where Ahriman's influence was even mightier than in the world around man here on earth between birth and death. In the realm of existence between death and rebirth, Ahriman's influences worked upon man with terrible, overwhelming power. And if nothing else had taken place, utter darkness would gradually have closed in upon man in the ‘realm of Shades’—as it was correctly designated by the ancient Greeks. A condition of complete isolation, leading to the intensification of egoism would have set in between death and rebirth; man would have been born into his new life as a gross and overweening egotist. Hence it is more than a figure of speech to say that after the Event of Golgotha, at the moment when the Blood flowed from the wounds, the Christ appeared in yonder world, in the realm of the Shades, and cast Ahriman into fetters. Although Ahriman's influence remained and is really the origin of all materialistic thinking on the part of man, although this influence can be paralyzed only if men receive into themselves the power emanating from the Mystery of Golgotha, nevertheless they can draw from that Event a power which enables them to find their way once again into the Divine-Spiritual world. Thus it was to Ahriman that the faculty of human cognition was primarily directed. Ahriman was a Being whose existence was divined by men, a Being of whom they had some knowledge through the culture inaugurated by Zarathustra; and from there the knowledge of Ahriman spread among the other peoples and into their world of ideas. Ahriman with his hosts appears as a figure with the most diverse names among the civilized peoples. And owing to the peculiar conditions obtaining in the souls of the European peoples who had remained farthest in the rear of the migrations from West to East, who had been less affected than the others by what had transpired in the ancient Indian, ancient Persian, Egyptian and even in the Greco-Latin civilizations—owing to these circumstances there prevailed among the European peoples from whom the Fifth Epoch of culture was to be born, an attitude of soul which regarded Ahriman alone as a figure of dread. And while many different names were adopted—as for example, “Mephistopheles” among the Hebrew people—in Europe the figure of Ahriman became the “Devil” in his various forms. Obviously, therefore, we are gazing here into a concatenation of happenings in the spiritual worlds and many a man who claims to be above medieval superstitions will do well to remember the words in Faust:
It is precisely because man closes his spiritual eyes to this influence that he succumbs to it so completely. Goethe's “Mephistopheles” is none other than the figure of Ahriman and must not be confused with Lucifer. All the errors cropping up here and there in commentaries on Faust originate from this confusion—although it was indeed Lucifer who first paved the way for Ahriman's influence. In studying Ahriman one is therefore led back to an original influence of Lucifer, the nature of which can only become clear after long preparatory efforts have been made to understand this intimate connection. The subtle difference between the two Beings must not be overlooked. The essential point is that, fundamentally speaking, Lucifer had brought man under the influence of the powers connected with air and water only; whereas it was Ahriman-Mephistopheles who has subjected him to the influence of far more deadly powers and the civilizations immediately to come will see the appearance of many things connected with Ahriman's influence. Through this influence the seeker for the spirit who does not stand upon firm and sure foundations can readily fall prey to the most terrible illusion and deception. For Ahriman is a spirit who sets out to spread deception as to the true nature of the sense-world, especially as an expression of the spiritual world. When a man has a tendency to abnormal, somnambulistic states or through certain wrongful training awakens occult forces whereby egoism is intensified, then Ahriman or Mephistopheles has a ready influence precisely upon these occult forces, an influence that can soon become overwhelmingly powerful. Whereas Lucifer's influence can only bring it about that what confronts a man from the spiritual world (and this applies also to one who is receiving wrongful training) appears to him as an astral form visible to the astral body, the manifestations due to the influence of Ahriman are brought to light in that the evil influences on the physical body press through into the etheric body and then become visible as phantoms. In the influences of Ahriman, therefore, we have to do with powers of a much lower nature than the influences of Lucifer. Lucifer's influences can never become as evil as the influences of Ahriman and of those Beings who are connected with the powers of fire. The influence of Ahriman or Mephistopheles can bring it about that in order to attain occult knowledge a man is induced, for example, to undertake certain measures with his physical body. The method that consists in the use and misuse of the physical body is the most evil that can possibly be applied for the purpose of acquiring occult powers. It is a fact that in certain school of black magic such practices are taught in abundance. One of the most terrible perversions to which man may be subject occurs when the forces of the physical body are taken as the starting-point for occult training. It is not possible here to enter into closer detail than the indication that all machinations consisting in any way of a misuse of the forces of the physical body emanate from the influences of Ahriman; and because the effect of this penetrates into man's etheric body, it works as a world of phantoms that is nothing else than the garment of powers which drag man down to a level below that of true manhood. Nearly every ancient civilization—the Indian, the Persian, the Egyptian, the Greco-Latin—had its period of decadence; so too the Mysteries, when the Mystery-traditions were no longer preserved in their purity. During these periods many of those who were either pupils of the Initiates but unable to remain at their level or men to whom the secrets of the Mysteries had been unlawfully betrayed, had fallen into perverse and evil paths. Centers of black magic and its forces originated from these influences and have persisted to this day. Ahriman is a spirit of lies, a spirit who conjures illusions before men, working together with his confederates in a spiritual world. Ahriman himself is no mirage—far from it! But what is conjured before men's eyes of spirit under his influence—that is mirage, illusion. When a man's desires and passions flow along evil paths and at the same time he lends himself in any way to occult practices, then the occult forces which are awakened penetrate into the etheric body and the most evil powers of corruption appear among the illusory images which may themselves often be majestic, awe-inspiring. Such is the terrible influence of Ahriman upon man. From what has been said you can gather that through Christ's Coming, Ahriman has been cast into fetters—if this expression may be used—but only, of course, for those who endeavor unceasingly to fathom the Christ-Mystery. And outside the forces streaming from the Christ-Mystery, protection in the world against the influence of Ahriman will steadily diminish. In a certain sense—and many signs proclaim it—our epoch courts these influences of Ahriman. In certain occult teachings the hosts of Ahriman are also called the Asuras. These are of course, the evil Asuras who at a certain time fell away from the evolutionary path of the Asuras who endowed man with personality. It has already been indicated that these are spiritual Beings who detached themselves from the evolution of the earth before the separation of the sun. Up to now we have been describing merely the terrible influence that Ahriman can exercise upon a certain abnormal process of development, one that proceeds along occult paths. But in a certain respect the whole of mankind came under the influence of Ahriman during the second half of the Atlantean epoch. The whole Post-Atlantean epoch has within it, in a certain sense, the aftermath of Ahriman's influence—in one region of the earth more, in another less. But Ahriman's influence has asserted itself everywhere and all the teachings given to the peoples by the ancient Initiates concerning the Spirits of Light who are the opponents of Ahriman were given primarily in order to draw these peoples away from Ahriman's influence. It was a good, wisely led education of mankind. But let us not forget that since that time the destiny of Ahriman has been interwoven in a certain sense with the destiny of humanity, and manifold happenings, of which the uninitiated can know nothing, keep the whole karma of humanity in perpetual connection with the karma of Ahriman. To understand what will now be said, we must realize that over and above the karma which belongs to every individual human being, there is at every stage of existence a universal karmic law. All the categories of beings have their karma—the karma of the one differing from that of the other. But karma operates through every realm of existence and there are things in the karma of mankind, in the karma of a people, of a community or other group of human beings, which must be regarded as collective karma, so that in certain circumstances the individual can be drawn into the sway of the collective karma. It will not always be easy for one who cannot penetrate to the root of the matter to discern exactly where the influences of the powers concerned lie in the case of human beings overtaken by such a destiny. An individual within some community may well be entirely guiltless as far as his own karma is concerned; but because he stands within a field of collective karma, calamity may befall him. If, however, he is entirely guiltless, compensation will be made in later incarnations. In the wider connection we must look not only at the karma of the past but also think of the karma of the future. A terrible fate may befall a whole group of human beings; the reason why just this group should suffer such a destiny is not to be discovered. Someone who might be capable of investigating the karma of an individual will in certain circumstances be unable to find anything at all that could have led to this tragic fate, for the threads of karma are extremely complicated. The cause of such karmic happenings may lie far, far away—but it is connected with these people nevertheless. And it may be that the whole group, while guiltless, has been overtaken by some collective karma which could not overtake those immediately guilty, because circumstances did not make this possible. In such cases the only thing that can be said is this: In the total karma of an individual, everything is ultimately balanced out, including what befalls him without guilt on his part; it is all inscribed in his karma and compensation in the fullest sense will be made in future time.—Therefore in considering the law of karma we must also take into account the karma of the future. Nor must it be forgotten that man is not an isolated being but that every individual has to share jointly in the collective karma of humanity. We must remember, too, that man, together with humanity, is connected with those hierarchies of Beings who have not entered into the physical world and that he is also drawn into the karma of the hierarchies. In the destinies of mankind in the spiritual world a great deal appears the connections of which are not to be sought in the immediate circumstances, but the karmic consequences come to pass inevitably. Since the second half of the Atlantean epoch, Ahriman's karma has been linked with the karma of mankind. Where, then, are the deeds of Ahriman, over and above what is wrought by him in the bodies of men in order to spread phantoms and illusion over the world of sense? Where are these other deeds? Everything in the world has, as it were, two sides, one pertaining more to man as a spiritual being, the other to what has developed as the kingdoms of nature around him. The earth is the arena of man's existence. To the eye of spirit this earth is revealed as a combination of different layers or strata. The outermost stratum is called the “Mineral Earth” or “Mineral Stratum” because it contains only such substances as are to be found in the ground under our feet. This is the shallowest stratum, relatively speaking. Then begins the “Fluidic Earth”, the material constitution of which is entirely different from that of the “mineral” stratum above it. This second stratum is, as it were, endowed with inner life; and only because the solid, mineral stratum is spread over it are the inner forces of this second stratum held together. If they were released they would instantaneously disperse into cosmic space. This stratum, therefore, lies under tremendous pressure. A third stratum is the “Vapor Earth”. It is not a material vapor such as arises on the earth's surface but in this third stratum the substance itself is imbued with inner forces, comparable only with the passions, the inner urges and impulses of man. Whereas on the earth it is only beings like animals and men who can unfold passions, this third stratum—just as the substances of the earth are permeated by forces of magnetism and warmth—is permeated in a material sense with forces similar to those we know as human and animal passions and impulses. The fourth or “Form Stratum” is so designated because it contains the material and the forces of what are encountered in the mineral part of the earth as entities cast into form. And the characteristic of the fifth stratum, or “Fertility Earth” is that even as material it teems with infinite fertility. If you were to get hold of part of this stratum it would perpetually be sending forth new impulses, new sproutings; rampant fertility is the intrinsic quality of this stratum. Then we come to the sixth stratum, the “Fire Earth”, containing as “substances” within it, forces that can bring about terrible havoc and destruction. It is actually into these forces that the primordial Fire has been banished. In and from this stratum the realm of Ahriman operates—in a material sense. What manifests in the phenomena of outer nature, in air and water, in cloud formations, in lightning and thunder—all this is, so to speak, a last vestige on the earth's surface, of forces that were already connected with ancient Saturn and separated from the earth together with the sun. By what is working in these forces, the inner fire-forces of the earth are placed in the service of Ahriman. There he has the center of his activity; and whereas his spiritual influences make their way to the souls of men and lead them to error, we see how Ahriman—in a certain respect shackled—has certain foci for his activity in the interior of the earth. Were we to understand the mysterious connections of what has come to pass on the earth under Ahriman's influence and what Ahriman's own karma has become in consequence of this, we should recognize in the quakes and tremors of the earth the connection between such grievous, tragic happenings in nature and the power that holds sway on the earth. These manifestations are something that has remained since ancient times as a reaction on the earth against the good Beings of Light. Thus forces allied with the Beings who were thrust away from their connection with the earth at the time when the good Beings of light established the beneficent phenomena around the earth-globe, are active, and in a certain sense we can recognize the echoings of these fire-forces which in earlier times were withdrawn from man's control, in what is wrought by fire in such terrible manifestations of nature. Although the karma of Ahriman has been linked with that of humanity since the time of Atlantis, the suggestion should not arise that any guilt is to be attributed to those who are victims of what Ahriman's karma has evoked. Such happenings are connected with the collective karma of humanity in which the individual has also to share. The causes which produce their effects in particular localities as the workings of Ahriman's karma often lie somewhere else entirely. It is however these particular places which afford the necessary opportunity. There we see a connection which seems to be like a relic of catastrophes undergone by humanity in the far distant past. The power to work upon fire which man had formerly possessed, was withdrawn from him. Hence ancient Lemuria was brought to its destruction by the fire of the passions of men. The same fire that is now below was then above; it receded from the earth's surface and the same fire that issued as a kind of extract from the primordial fire is the inorganic, mineral fire of to-day. So too it was with the forces working through air and water which, again by way of the passions of men, led to the Atlantean catastrophes. These catastrophes were evoked by the collective karma of humanity but a relic has remained and this relic awakens the echoes of those earlier catastrophes. Our volcanic eruptions and earthquakes are nothing else than the echoes of these catastrophes. But it should never so much as occur to anyone to attach an iota of guilt to the victim of such a calamity or to withhold compassion in the fullest measure. It must be absolutely clear to an anthroposophist that the karma of these individuals has nothing to do with the guilt to which the catastrophes are due and it should never occur to him to withhold help from anyone because—to put it trivially—he believes in karma and therefore assumes that this destiny was brought on by the man himself. Karma demands of us that we help human beings because we may be sure that our help means something that is written in their karma and will turn that karma in a more favorable direction. Understanding that is based upon the recognition of karma must necessarily lead to compassion; our compassion for the victims of such catastrophes will be all the greater, for our knowledge tells us that there is a collective karma of humanity from which the individual members have to suffer, that just as such happenings are brought about by humanity as one whole, so too must humanity be answerable for them; we must regard such a destiny as our own and help not only out of a spontaneous impulse but because we know that we are involved in the karma of humanity and share the guilt incurred! A question was handed to me this morning about earthquake catastrophes. The question runs as follows: “What is the occult explanation of earthquakes? Can they be foreseen? If particular catastrophes can be foreseen, why should it not be possible to give some warning beforehand? Such a warning might possibly be ineffective the first time but certainly not on another occasion.” You may remember something of what was said at the end of the lecture on the interior of the earth about the possibility of earthquakes. We will not consider that now but enter directly into this question. In reality it has two sides. The one is: Whether from the occult connections which can be discerned, earthquakes can be foreseen? The answer to this is that the knowledge of such matters belongs to the deepest realm of occult science. In respect of a particular event on the earth, an event with roots as deeply laid as those described to-day, and connected with causes extending widely over the earth—in respect of such an event it is absolutely correct to say that even in a particular case an indication of time can be given. It would certainly be possible for the occultist to give such an indication. But the other side of the question is: whether it is permissible for such indications to be given?—For one who confronts the occult secrets from outside it will seem almost a matter of course that the answer will be “Yes!” And yet the truth is that in regard to such events it is actually only twice or three times in any one century—at the very most, twice or three times—that any prediction can be announced from the centers of Initiation. For you must remember that these things are connected with the karma of humanity as a whole and if, for example, they were avoided in one instance they would inevitably occur in some other place and in a different form. The prediction itself would alter nothing. And just think what a terrible encroachment it would be into the karma of the earth as a whole if human measures were adopted to prevent such happenings. The reaction would be so fearful, so violent, that only in very rare and exceptional cases would a high Initiate, foreseeing an earthquake, be able to make use of his knowledge to help himself or those near him. With full knowledge he would have to face his end, as a matter of course! For these things that have been implicit in the karma of humanity for thousands and millions of years cannot be paralyzed by measures adopted during one brief period of evolution.—But there is still more to add. It has been said already that this very subject is one of the most difficult of all in occult investigation. It is far easier to know something about the astral world, the devachanic world, even about the farthest planets, than about the interior of the earth. Most things one hears are the purest trash, because, as I say, it is one of the most difficult subjects in occultism. The same is true of matters that are connected with these elemental catastrophes. And above all you must realize that clairvoyance is not a matter of just sitting down, inducing a particular condition, and then being able to say what is going on in the whole universe, up to the highest spheres. It is by no means so. To believe any such thing would be as “clever” as to say: “You have the faculty of perception in the physical world; but why was it that when 12 o'clock came and you were sitting in your room, you were neither astonished by nor did you see what happened outside by the River Spree at that hour?” There are hindrances to seership. If the seer in question had gone for a walk at 12 o'clock he would probably have seen what happened. It is not the case that all worlds are immediately disclosed through the mere resolve to induce in oneself the requisite condition. The seer has to find his way to the events and investigate them, and these investigations are of the most difficult kind because the hindrances are greatest.—And perhaps at this point something may be said about these hindrances. If a man is able to walk about on his two legs, you can deprive him of this faculty not only by amputating his legs but also by shutting him up in a cell; then he can no longer walk about. In the same way there are hindrances to occult investigation and in the domain of which we are speaking they are immensely powerful. I will tell you one of the main hindrances and in doing so introduce you to a mysterious relationship. The greatest hindrance to occult investigation in this domain is constituted by the methods and trend of modern materialistic science. The countless illusions and fallacies accumulating in materialistic science to-day, all the research that is not only futile but is prompted by the vanities of men—these are things which in their effects in the higher worlds make investigation into these manifestations and free vision in the higher world impossible or to say the least, extremely difficult. Free vision is clouded as a result of the materialistic research pursued here on earth. It is by no means easy to get to the root of these things. But only wait for the time when spiritual science has become more widespread and when through its influence the materialistic superstitions prevailing in our world will be swept away! Once the nonsensical analogies and hypotheses leading to all kinds of conjectures about the interior of the earth are cast aside, you will see that when spiritual science has itself been integrated into the karma of humanity, when it finds the way to men's souls and is able from there to overcome the opposing powers and materialistic superstitions, when further research can be made into all that is connected with the bitterest foe of mankind, that Being who fetters man's vision within the world of sense—you will see that it will then be possible, even externally, to influence the karma of humanity in the sense that the dire results of such happenings may be alleviated. The reason why the Initiates must be silent about happenings connected with the great karma of humanity is to be found in the materialistic superstitions of men. Many scientific pursuits are in no way imbued with the Faustian striving for truth but prompted entirely by vanity and ambition. How much scientific research is promoted in the world simply because an individual is seeking for something that will be to his personal advantage! If you sum up all these things you will realize the strength of the force that obstructs vision into the world behind the external phenomena of the material world. Not until this fog has been cleared away will the time come when, in respect of certain mysterious manifestations of nature emanating from the foes of mankind and trespassing deeply into human life, it will be possible for help—and then in no small measure—to be given to mankind. Until that time comes there is no such possibility. I am well aware that these questions have been given a turn not always in the mind of the one who asks them. But it is often the fate of occult science to be obliged to formulate the questions in the right way before they can be correctly answered. Again do not take this to mean that the mysterious connection between earthquakes and the karma of humanity is a secret that cannot be investigated. It can be investigated but there are reasons why only the most commonplace aspects of such questions can be presented to the world to-day. Let the knowledge reach mankind through spiritual science that there is a connection between the deeds of men and happenings in nature and then the time will come when these things can be answered in the way the question demands. Spiritual science may pass through many destinies; its influence may even be crippled, remaining within narrow and restricted circles. Nevertheless it will make its way through mankind, will be integrated into the karma of humanity, and then the possibility will be created for individuals themselves to have an effect upon the karma of humanity as a whole. |