337b. Social Ideas, Social Reality, Social Practice II: Questions on Economic Life I
10 Oct 1920, Dornach Rudolf Steiner |
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They are only interested in how much they will acquire through their labor, that is, they reduce all interest they have in the outer material world to the interest they may have in the amount of money that can come to them from this outer world through their particular constellation in relation to this outer world. This reduction to the interest in acquiring, not in the thing that is being made, is what basically poisons our entire economic life. |
337b. Social Ideas, Social Reality, Social Practice II: Questions on Economic Life I
10 Oct 1920, Dornach Rudolf Steiner |
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Dear assembled guests! A wish has been expressed that I should say something here about more economic questions, that is, about the economic realm of the threefold social organism. Actually, my intention during this School of Spiritual Science course has been to devote my energies to showing how spiritual science can have a fertilizing effect on the most diverse scientific fields and on life in general. The field of economic life is precisely that which most urgently requires the insightful collaboration of those active within the anthroposophical movement. And above all, it is necessary that what these practitioners can gain from their practical experience be brought to the spiritual scientific field, just as the scientific knowledge from many different fields has been so beautifully brought to it from so many different sides. We shall be speaking about these matters in greater detail in a moment. Since the wish has been expressed that I should also say something about the third link of the social organism, I thought it best to put down on paper the wishes that have been expressed by the honored audiences themselves, so that I could, as it were, work them into today's lecture. Today, however, was so busy that this could not be done in the way I would have liked, because the most diverse wishes were formulated in 39 questions, which really could not be studied in the short time available to me today. But in addition, I have seen from the way in which these questions were asked how much still needs to be done in this area in particular, and so it will be necessary for me to discuss some of this today, which to a certain extent emerges from the general impression created by these questions. And I will then take the opportunity to continue today's reflections in more detail next Tuesday at 8 a.m., so that perhaps those asking the questions and others who would like to learn more about these questions will get their money's worth. Today, I would like to speak only preliminarily, so to speak, so that on Tuesday we can go into the details in a very practical way. But such preliminary speaking is necessary for a healthier mutual understanding. Then, perhaps, on Tuesday evening, a kind of general discussion, a kind of discussion, can be added to what I will have to say, and in this way we will perhaps be able to cope with the matter. Dear attendees, although I have already done so here in the late evening hours, I would like to emphasize once again that my book “The Key Points of the Social Question” and, in connection with it, the other book , which has now been published by the Stuttgart publishing house “Der Kommende Tag”, “In Ausführung der Dreigliederung des sozialen Organismus” (The Threefold Order of the Social Organism), that these two books are intended to be read in a practical way and that those who take them theoretically misunderstand them. They are intended for those people who, as it were, have a vivid and lively sense of social life and are able to grasp it. It will hardly be possible to substantially advance what is today called the social question through other people as such. Above all, I have already emphasized that nothing utopian should be sought in these two books. But I have noticed that many people who approach these two books, basically translate the matter into utopianism out of a certain tendency of our time, that they form ideas according to their own taste, which then appear utopian. I would like to draw your attention to a remark that you will find on some page of my “Key Points”. There I say explicitly: In a matter that is conceived in practical terms, conceived as a challenge for our time, one can think differently about the details of the implementation. And that is why in the book “The Core Points of the Social Question” I only give examples of the details. What is said about one or the other detailed question concerns things that can be carried out in the most diverse ways in practical life. The fact that I also speak about these things in the sense that I present a [possible] realization [happens, therefore,] so that one can see vividly how the whole impulse of the threefold social organism is put into practice. Above all, it was my opinion that after this book was published, people who are practical in their lives would set about letting the results of their practical life enter into the stream of the social question, inspired by this book. From the questions that have been put to me again today, I can see how much thoroughly impractical thinking lives in our time and how difficult it is for people in the present day to think practically. This is precisely the tragedy of our time, this is the great difficulty that does not really allow us to approach life, that on the one hand we are completely immersed in materialistic views and ideas that we have absorbed through the one-sided pursuit of natural science, that we have become accustomed to looking at all things as we necessarily have to look at external natural things - including things that have to be looked at differently from these external natural things, things that above all necessitate that one penetrates more deeply than one has to in relation to external natural things - that we have actually lost all feeling for the appropriate treatment of these things. And so, on the one hand, one thinks in a completely materialistic way and, on the other hand, in a completely abstract way, especially when it comes to social issues. Thoughts are expressed that have no prospect whatsoever of having any real impact on real life. Or one also finds that people who believe they are putting forward something quite real simply indulge in generalities. We are accustomed to hearing practitioners expound in generalities when discussing something as specific as the social question. It is simply the case that through centuries of education within Western civilization, we have not been brought closer to life, but have actually been alienated from life. And I would like to say: this realization leaps out of everything, how much one has actually been alienated from life, but how one misjudges the nature and character of this alienation. This is misjudged within the most diverse parties, and each party always blames the other. This was particularly evident to me from the questions that were asked. There were questions that reminded me of some of the bitterness I have felt in dedicating myself to the study of modern, contemporary social conditions over the decades. For example, the question arises in several forms, which suggests the almost impossibility of an understanding that should play a role between the proletariat on the one hand and the other classes of humanity on the other. On the proletarian side, there is a question that is actually couched in the form of an accusation, a bitter accusation. I may, so that nothing remains in the background, but so that we face each other in full sincerity, honesty and truth, I may read this question, which actually involves an accusation, here:
That, on the one hand, my dear attendees: no knowledge at all of how much there is a struggle within the student body to come to terms with the social demands of our time! A terrible mistrust has taken hold, especially in the circles of the proletariat. And anyone who is able to look at the social question with open eyes cannot ignore this mistrust, because it is one of the most real factors. But it actually concerns less the student body, which, it seems to me, is wrongly accused by the proletariat, at least it does not concern part of the student body. But, ladies and gentlemen, in general it must be said that in our time, especially in the circles of the bourgeoisie and those just above and below the bourgeoisie, there is little inclination to really look at the social question from its proletarian aspect, to really gain an understanding of how the proletarian question is intimately connected with the entire social question and thus with the fate of our modern civilization in general. As I said, I am only speaking preliminarily today, so that we can then understand each other better, because one can only present these things sympathetically if one knows the background to them. You see, my dear audience, when we began last year to work from April onwards from Württemberg in the sense of the “Appeal” I had written and my “Key Points of the Social Question” for a recovery of our social life, there was the time, which in a was still, in a certain sense – let us say, overshadowed by the one or illuminated by the other – overshadowed or illuminated by what was like a kind of revolutionary wave sweeping over Europe; and at that time one met above all the big bourgeois and their followers, the entrepreneurial class, in the stage of fear. They were terribly afraid of what could arise from the depths of proletarian social existence, and in April and May one came into a social wave where socialism, or at least socialization, was dreamed of, or rather, dreamed up in wide circles. But then came different times. It turned out how little the proletariat is actually trained in the first place to arrive at any clear formulation of its demands in such a way that something socially positive could arise from it. Certainly, the broadest circles of the proletariat would be sympathetic to the impulse towards threefolding in particular if it were possible to overcome that which is the leadership of this proletariat. And we must not deceive ourselves about this, as can be clearly seen from the experience we have just had with our efforts: the proletariat will only come to a clear understanding when all the leaders are gone and when it can rely on its own instincts and reason. One will be able to speak to them. One can speak to the instincts of the proletarians, one can speak to the reason of the proletarians, but one cannot speak to the leaders, who combine two characteristics: firstly, a terrible parroting of what the bourgeois have thought out for them, and secondly, in all their behavior, an exaggeration of the most vulgar philistinism. But that, as I said, is directed only against the leadership. But it must be recognized, as it is necessary in our time in general, to take it very seriously and radically into account that everything that stands out from the old times and would like to bring up what was before 1914, that it is not suitable for further development – that must be recognized. And as long as people in all parts of the civilized world think of nothing but how to get so-and-so back into this or that office because he was in such an office before, before 1914 or during the war, as long as people think like that, as long as they do, practically nothing can be worked out that can lead to progress. We absolutely need new people who emerge from a new way of thinking. We have no use for those who want to fall back on the old ways because they are too lazy to develop ideas that will lead to the appreciation of new people. I said that different times were coming. The proletariat proved that it could not come to any clarity on its own. The panic gradually turned into a kind of certainty, certainty to the extent that people said to themselves: Now we can try to continue along the old lines. I would like to say that at the time, from week to week, one could see how everything that was previously entrepreneurial fell back into the old ways of thinking; and now it is basically back on track, but just doesn't realize that it is dancing on a volcano. That was the first experience, that the complete uselessness of the leaders of the proletariat had emerged, so to speak, and that on the other hand the complete impotence of those who had previously held leading positions in the economic field had emerged. Yes, in these circles and in the entourage of these circles there is really no inclination to get to know what is actually pulsating in the present, what often wants to work its way to the surface from the proletariat in an unclear way. They simply do not want to get involved in what is important. That is why so little of the first third of my “Key Points of the Social Question” has been understood, that first third, which is mainly concerned with presenting that “double bookkeeping”. I am not talking about the one Mr. Leinhas spoke about here in a historical context, but I am talking about another one that he even hinted at. It is that double bookkeeping that has gradually been consists in regarding the world, so to speak, only in terms of its material, mechanical context, in thinking only within this material, mechanical context, in, as I once put it, turning the practice of life into a routine, and then, on the other hand, wanting to develop all kinds of beautiful, all kinds of spiritual, all kinds of moral things. We know how much the aim of practical people is to have their practice inside the factory, but then, when they have closed the door of the office in the evening, their aim is to be able to indulge themselves somewhere where thoughts can live freely, where the soul can develop, where one can become inwardly warm in thoughts that finally free one from what is behind the office door and so on; there should be a spiritual life outside of the factory – that will be such a motto [for these people], and my book actually wanted to reverse this motto. In this book I wanted to draw attention to the fact that it is not a matter of closing the factory behind you to find spiritual life outside, but that it is a matter of carrying your mind into the factory in the morning when you go into the factory so that reason, spirit and so on might permeate the material, mechanical life, so that the spirit does not develop alongside real life as a luxury, which it has gradually become through this double accounting. On the one hand, there is the business practice, which I don't need to describe to you further, as it is often found today; on the other hand, there is the church, there are the folded hands, there is the asking for a happy, eternal life, the interweaving of the two. What is needed, this thinking together, is highly inconvenient for many people. On the one hand, they want a spiritless routine that they can adopt without really being present to it, and on the other hand, they want a mystical haziness through which they can satisfy the lust of their souls. How often have we experienced, especially at the time when the transition should be made from anthroposophical spiritual striving to practical striving, that people of practical life approached us who wanted to become successful in practical life from the practices that have arisen in recent decades. How do these people want to become successful? Discussions that have been held, when it came to recruiting people, say for the future or for the coming day - people who were supposed to work with the real spiritual, but who conquer the material - these discussions have shown: Such people are extremely difficult to find today for the simple reason that out of economic life, the practice has developed that the young person actually allows himself to be trained from the outside. He lets himself be brought into a business somewhere, and while his thoughts are actually somewhere else, on a spiritual level, sometimes on a very good one, he does not carry the spirit into his business. He is not there with his soul, he lets himself be trained from the outside, he lets himself be made business-savvy; then he lets himself be sent somewhere, to America or London, and there he is trained further. Afterwards he knows how to do it, and then he goes back, and then he does this or that. Yes, my dear attendees, this leads to the social question, because we cannot make progress with such people; if we do not decide to shine a light into these things and work on them, nothing can be done. We need people who are educated, even through school, to intervene with their initiative when it comes to preparing themselves in the right way for practical life, so that, as it were, the initiative wants to come from within. To do this, however, it is necessary that the school does not stifle this initiative. I would like to say that, especially when viewed from the human side, this is the case. A completely different spirit must enter into our economic life. Above all, this spirit will invigorate the connection that must exist between the human being and what he or she produces directly or indirectly in the world. For many branches of our lives, this connection no longer really exists. Many people are utterly indifferent to what they work on and how what they work on fits into the social context. They are only interested in how much they will acquire through their labor, that is, they reduce all interest they have in the outer material world to the interest they may have in the amount of money that can come to them from this outer world through their particular constellation in relation to this outer world. This reduction to the interest in acquiring, not in the thing that is being made, is what basically poisons our entire economic life. But here also lie the serious obstacles to understanding the impulse of the threefold social order. As I said, I am speaking preliminarily, but I would like to refer to a few aphorisms today. It has been mentioned again and again – and rightly so – that we must work towards an economic life that is governed by the impulse of association. Associations – I have had a strange experience. I once spoke about associations in a circle of proletarians in Stuttgart. They said to me: We have heard of all kinds of things, of cooperatives, of trusts, of cartels, of syndicates, but we have not heard anything about associations. - One must be able to grasp the novelty of this concept quite practically, especially from the point of view of economic life, quite practically, I would say quite vividly, if one wants to find one's way around in these matters. Associations are not cooperatives, associations are not cartels, associations are not syndicates; above all, associations are unions, or rather, federations that work towards a specific goal. What can this goal be? We will gradually approach a practical understanding of economic life: what can this goal be? My dear audience, this goal can be none other than working towards a very specific pricing of individual goods. It will not be possible to think correctly in terms of political economy until one is able to place the price problem at the center of this economic thinking, as the third third of my book “The Core of the Social Question” does, perhaps not always pedantically with theories, but certainly in the spirit of the whole. What is important about the price problem? It is important to realize that each good can only have one specific price, at most there should be small fluctuations up and down. Each good corresponds to a specific price, because, dear attendees, the price of a good is – now let go of the money, I will also talk about that the day after tomorrow – the price of a good is nothing other than what represents its value in comparison to the value of the other goods that a person needs. The price expresses a ratio, for example the ratio between the value of a skirt and a loaf of bread or a boot and a hat. This proportionality is what ultimately leads to the price problem. But this proportionality cannot be solved by any ordinary arithmetic, nor can it be determined by law, by any body at all, but can only be achieved through associative work. What is it in today's economic life that works against the healthy formation of prices, and what is it that has led us into such economic misery? It is that the price of commodities is not formed out of economic life, but that something intervenes between the commodities – the goods that correspond to needs – that cannot be a commodity, that can only serve as a means of equalization for the mutual value relationships of the commodity: money. As I said, we will discuss all of this in more detail, but I would like to touch on a few general points now. Money has been endowed with a commodity character, namely through the emergence of the real ambiguity between paper money and gold money, which is now at its culmination. Thus it has become possible not only to exchange commodities, with money serving merely as a means of facilitating exchange in a large area with a rich division of labor and employment, but also for money itself to become a commodity. And this is simply demonstrated by the fact that one can trade in money, that one can buy and sell money, that the value of money changes through speculation, changes through what one accomplishes on the money market. But now something is coming into play here that very clearly shows how the unitary state still holds together today what wants to become tripartite. Money as we have it today: its value is, so to speak, determined by the state in accordance with the law. It is the state that sets the impulse that essentially determines the value of this 'commodity'. And through this interaction of two things, the exchange of goods and the determination of the monetary value on the part of the state, our entire economic life is made confusing, so that it is no longer comprehensible to the person who is in it today. If only the people who are involved in economic life would honestly admit to themselves that, on the one hand, any amount of money that is circulating is a complete economic abstraction – circulating like the most abstract concept in our thinking, and that on the other hand there is the production, exchange and consumption of goods, which is so closely connected with human weal and woe, and that, to a certain extent, the present monetary value, like a great forgery, drowns out everything that is supposed to be alive. These things, however, must not be viewed in an inflammatory way, but must be considered soberly and soberly, quite objectively, otherwise one cannot get to the bottom of them. It is ideal, in the first place, that every kind of commodity within economic life should be based, in a very real sense, on having a very definite value. Some kind of commodity X must have a definite relationship to the other kinds of commodities in terms of its value. But for this value to emerge, various things are necessary. First, it is necessary that the knowledge be available, the real technical-universal knowledge, to be able to produce the relevant goods in the best possible condition and in a rational way, that is, with the least labor and without harming the human being, for any particular age. And secondly, it is necessary that no more people are employed in the [whole production process] than are necessary to ensure that this one commodity, in particular, receives the one specific price, the clearly defined price, based on its production costs and so on. If too many workers are employed in the direction leading to a particular type of goods, the goods will receive a price that is too low; if too few workers are employed, the goods will receive a price that is too high; and it is therefore necessary to understand how many people must be employed in a particular area of goods production in order to be successful in economic life. This knowledge of the number of people employed in the production of a particular type of goods intended for consumption is necessary in order to arrive at the culmination of economic life, the price problem. This is done by working positively, by negotiating with people in economic life how they are to be placed in their jobs. Of course, this must not be understood in a pedantic or bureaucratic sense. You will notice that complete freedom, including economic freedom, is secured for the human being precisely through the means that The Core Problems of the Social Question propose. It is not a matter of a bureaucratic or mechanistic Leninization or Trotskyization, but of an association through which, on the one hand, industrial life in particular is considered in the right way and through which, on the other hand, the freedom of the individual is fully preserved. So you see what ultimately matters. But how money comes into it: we will see that the day after tomorrow. What matters first, despite the intervention of money, is the mutual value of the goods, that is, the mutual value of the products of human labor. That is what matters, and the associations must work to extract this value through their actions in economic life, through their negotiations, through their mutual contracts, and so on. Yes, but how do such negotiations come about that deal with the mutual value of goods? Never through an organization of equals, through a corporation of equals, but only through associations. How are you supposed to figure out what the ratio of the price of a boot to the price of a hat should be if you don't let the hatmakers and cobblers work together associatively, if there is no association, if no associations are formed? Associations within a branch do not exist, because these are not associations, but associations go from branch to branch, and above all go from the producers to the consumers. Associations are the exact opposite of what leads to trusts, syndicates and the like. We shall then also see how certain connections between the entrepreneurs of a product category are necessary; but these then have a completely different function. But the process by which the right price comes into being – I do not say is fixed, but comes into being – can only develop through associative life, passing from branch to branch; only when the associations work together with their experiences can the right price be fixed on the basis of experience. It will not be more complicated than, for example, life in our police states or in our democracies; on the contrary, although it goes from industry to industry, it will be much simpler. Now, it must be clear to everyone that life thinks quite differently, if I may put it this way, than the abstract thinkers, even if they are practitioners. These abstract thinkers will think above all: So, it depends either on the associations of the producers [with each other] or on the associations of the producers with the consumers. Yes, but, ladies and gentlemen, that is only a matter of time. Just imagine (it is drawn on the board) that you associate the producers of industry A with some number of consumers of B, these with the producers of industry C and these in turn somehow with some number of consumers of D – well, then an association arises. ![]() But it arises in such a way that initially one only looked at the producer or only looked at the consumer; but the consumer is, after all, a producer of another article, unless he is a rentier or a loafer. It is not at all important that you proceed according to [abstract] categories; if you think about the matter in a more universal way and make associations out of all the connections, then you also have the consumers in the connections. But the way things are today, you can't even start with the producers among themselves, because only trusts or cartels would arise that only want to have business interests, I don't even want to say, but can only have. Today, the main task is to form these associations according to the model that I once mentioned as a very primitive model. We wanted to establish a consumer association for bread in the Anthroposophical Society and associate a bread manufacturer with it, so that a relationship would arise between all those who could pay a certain price the Anthroposophists, by producing something else at the same time; and for the value of what they produced, they received what the baker in question produced. So, it actually came down to influencing the price in mutual business transactions. That will be the essence of these associations, that they gradually, by actually functioning properly, strive towards the correct, economically justified price. If you consider this carefully, you will see that it does not contradict practical experience, insofar as it can still be gained at all in today's perverse economic life. Because take the simplest economy: in the simplest economy, the person who knows how to manage ultimately also has to find the right prices, and he develops the right prices based on his conditions. He determines the right prices from two specific components: firstly, from what he would like to get for his products, and secondly, from what he gets; that is, even if it is still so vague, he enters into an association with the consumer. It is always there, even if it is not externally closed. It is just that our lives have become so complicated that we have to bring these things to full consciousness and external form. If you don't think your way into these things, then something utopian always comes out. But above all, it would be necessary to bring together the experiences that are related to production and consumption. And in those circles that work with us, we would need, above all, practitioners who could, so to speak, synthesize the experiences of life into a science of experience about economic life, so that - and this could well be - it would start from experience. But today, my dear attendees, you can read about economists in the following style: For any given territory, let's say Germany, they calculate how much of the total wealth, or let's say of the total annual income generated in that territory, is made up of entrepreneurial profits, and how much is made up of the sums that have to be used for intermediate trade in the broadest sense. And those who talk about these things as economists usually reduce everything to the abstract monetary relationship. But that does not give any insight into the real course of economic conditions. One would only get an insight if one heard from those who are involved in economic life how they work in intermediate trade. One would have to be told, for example, how lives are ruined in intermediate trade. And one would also learn, for example, the interesting fact that in a closed economic area, approximately as much entrepreneurial profit is reaped as unnecessary stocks of goods are brought onto the market. Quite curiously, the number given for any territory as the sum of entrepreneurial profits roughly corresponds to the market price of those goods that are unnecessarily in stock on the market and are not sold. You see a connection there that you can see, look at together, but which would only be interestingly illuminated if the practitioners, who basically don't understand the real practice, if these practitioners would come and show you how things really work for them, so that it comes out exactly how the connections are between what is worked and not sold on the market and the entrepreneurial profit that now comes from surplus labor, I mean the pure capital profit. It is quite natural that people who have no idea of how such connections are in economic life are also not in a position today to talk about the actual composition of associations. For what is the task of these associations? Their task is to use the very knowledge that is still lacking in order to arrive at the economically justified price. When association and association exchange their experiences, when these experiences are exchanged in a lively way, instead of being calculated, the price problem can be solved simply and practically in the end. There is no theory to solve the price problem. It cannot be formulated, but only by starting with any given product and really experiencing in life which other products are exchanged with it. Only then can you practically determine how much this product should cost, but practically and with almost complete accuracy. This cannot be done with numbers, but by having a group of people who have experience in one industry, another group who have experience in a different industry, a third in a third industry, and so on, so that these groups can pool their experiences. The matter is not as complicated as one might imagine today; and you can be quite certain that the number of people needed to get the associations up and running in this way and solve the price problem is not as high as the number of people that certain states have used for their militarism and policing. And that is the most important thing in economic life. Then, in a sense, everyone has a standard; they can see from the price how much they need to work. There is no need to think about how to get people to work, because they can see from the price-determining factor how much they have to work; they will be able to act accordingly, and they will be able to negotiate on a completely different basis with other people, on a reciprocal basis, about the amount of work they do, the time they work, and so on. I would just like to say this today: What is the most important thing in economic life? The price of goods. If you look beyond economic life, in the sense of the “key points of the social question”, you will also find what is most important in state life – but we must think of a living state life. In the life of the state, the most important thing is the rights and duties that can be established through democratic coexistence, which people set for each other. We must bear in mind how, in economic life, experiences are gathered through the activity of associations, in order to arrive at the price of goods that ultimately dominates economic life; we must bear in mind how everything that does not tend towards this price fixing must be removed from economic life. In the life of the state, democracy, or, when it comes to the life of the mind, the free integration of the spiritual element into the social organism; in the life of the mind it is trust that founds the constitution, in the life of the state it is the intuitive sense of rights and duties. The associative principle works towards the right price. Economic life needs trust as a force of spiritual life, needs a sense of right and duty. With this rhythm of right and duty, we have a duality, just as we have exhalation and inhalation in human life. This is what should pulsate in state life, and trust is what should pulsate in spiritual life. Regarding the questions – as I said, today I have only taken the general impression from the various questions – there is, for example, something that comes into question in relation to such a general impression: it is the question of how this spiritual life should actually work on the other two limbs of the social organism, how it should be constituted in itself. But we will talk about that the day after tomorrow. But just let your soul be filled — intuitively and without prejudice, not influenced by what is already there and has been constantly brought into the spiritual life from the state side — let your soul be filled with what the self-contained spiritual life is. Now, my dear audience, I think you will all be able to understand me quite well in this: When spiritual life is free, then the first thing to take effect in it will be the steadfastness that is born of trust; this steadfastness will take effect to the same extent that this spiritual life is emancipated from the state. And with all those “pigtails” who wanted nothing to do with our cultural advice, it was quite clear – I have already hinted at this from a different angle – that if it came down to the efficiency borne by trust, not the efficiency stamped by the state, then they would very soon no longer be sitting on their curule chairs. That is why the people fled so quickly from our call for a cultural council on all sides that, figuratively speaking, the tails of the tails and coats flew far, far in the wind from the speed with which they fled when we called on them to join us in a free intellectual life. Now, I wanted to speak today, my dear attendees, about some preliminary matters that may lead us to address individual issues in response to the questions raised. Above all, because I see that there is an urgent need for it, I would like to address the specific question regarding the organization of the individual members of the social organism and their interaction. But I want to be understood, and to do so I want to study and process the questions thoroughly for next Tuesday. But you will see from studying the “Key Points of the Social Question” as well as from everything else I have said in this regard, based on our spiritual scientific work, that it is truly not utopian. But perhaps this also gives me a certain right to say that what is meant by the “key points of the social question” should not be translated into utopianism. I hear this utopianism in many of the ways people talk to me, for example, when someone comes and asks: “If we have the threefold social organism, what will happen to this or that?” — That is precisely how the utopian thinks. The practical person, however, thinks above all about whether something positive will be established. It really does not matter what should happen to the banker A, the milliner F, the sewing machine owner C - all these questions are raised - but something else is essential. What is important is that steps be taken that are in line with one or other of the three impulses for the threefold social order. It is important that some kind of start be made with associations. It must be shown how neither the productive cooperatives nor the consumer cooperatives can work well for the future. We must turn away from the productive cooperatives because they have shown in practice that people with real personal initiative do not devote themselves to them, nor could they. But we must also turn away from the consumer cooperatives, although they are still the best, especially when they start producing for themselves; but they cannot achieve the necessary goal for the future for the simple reason that they do not arise from the association of what is there, ation of what is already there, but because they are still rooted in the most ordinary capitalism – at least in one corner of it, in that they initially organize consumption only on one side and actually incorporate production only into the organization of consumption, if they incorporate it at all. Even less indicative of real progress are cooperatives such as the raw materials cooperative and so on; such cooperatives have no sense of associative life at all, but instead they actually only amount to doing something in a partial area of economic life, in any old corner, while the raw materials question is closely related to the consumption question. One might say, but this is a somewhat figurative way of putting it: within the whole of economic life, it is actually the smokers who should have the greatest interest in the work of processing tobacco raw materials in tobacco-producing areas. Now I would like to know how, in our decadent, perverse economy, the interest that the smoker has in the raw materials question, in the raw materials economy, is connected to the product that he finally vaporizes into the air; after all, he only considers the very outermost periphery. I have chosen only one example, which seems a bit strange because it is so far away; in other examples, the connection is much more noticeable. The necessary associative connection between the procurement of raw materials and consumption is not noticed at all today. It is simply the case that this abstract thinking always translates what is actually meant in a practical way in the “key points” into a theoretical one. And I found the most theory, the most bare business mysticism, if I dare use the term, when today's practitioners translate the practical ideas of the “key points” into their language, because they usually think only from a very tiny corner; and everything that is outside of this corner, which they, as routiniers, dominate, becomes blurred for them in a nebulous business mysticism. But that is precisely against the associative principle. The associative principle must work towards the value of the goods being determined by their mutual relationship. However, this can only happen if the most diverse sectors associate, because the more sectors that are directly or indirectly associated, the more sectors tend to work out the economically appropriate price of the goods through their activity. You can't calculate the price, but you can combine economic sectors associatively, and if they combine in such a way that the result of this combination is the number of people who have to be employed in each individual sector in the economy as a whole, according to production and consumption, then it comes out all by itself: you give me your boots for so many hats, which I give you. - Money is then only the mediator. But behind what is mediated by money, however much money is inserted as an intermediate product, there is still the value of the boot that determines the value of the hat, the value of bread that determines the value of butter, and so on. But this only comes about as a result of branch rubbing against branch in associative life. To believe that associations can only be established between producers in one branch is to fail to recognize reality. We shall see what that means next time, the day after tomorrow. Association is the union, the uniting, so that this uniting can produce that common exponent which then lives in the price. That is the living development of economic life, and only in this way does this economic life come close to a proper satisfaction of human needs. This can only happen when people place themselves with full interest in economic life, not just asking: What are the interests of my industry? What do I acquire in my industry? How do I employ the people in my industry? - This can only happen when people care about: How my industry must relate to the other industries, so that the mutual values of goods are determined in the right way? As you can see, ladies and gentlemen, it is not just a cliché when I say that it is a matter of changing the way we think. Anyone who believes that they can get ahead by continuing to bubble along in the old way of thinking is only leading people further into decadence. We must believe today that we really do need to relearn most of all in economic life. So I'll talk about that the day after tomorrow. |
351. Nine Lectures on Bees: Lecture IV
01 Dec 1923, Dornach Translated by Marna Pease, Carl Alexander Meir Rudolf Steiner |
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This is not due to the Sun alone, but because as the Sun shines down upon the earth, behind it, in this instance, in the Cosmos stands the constellation of the Ram. What the Ram gives, the Sun first absorbs and then pours it forth again with its rays. |
351. Nine Lectures on Bees: Lecture IV
01 Dec 1923, Dornach Translated by Marna Pease, Carl Alexander Meir Rudolf Steiner |
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Herr MÜLLER has handed me another number of the “Swiss Bee-keeper's Journal” with an article dealing with the results of certain experiments with honey-cures—(“Our further Experiences with Honey-cures in the Frauenfeld Children's Home, Amden,” by Dr. Paula Emrich. Weeson.) (No III of the “Schweizerische Bienenzeitung” March 1923). (Certain passages from this article were read aloud). Dr. Steiner: It will be quite interesting, gentlemen, to add today a few remarks on this article. In this Children's Home an attempt was made to give honey treatments to children found to be suffering from some form or other of mal-nutrition. As described here, the treatment was to dissolve the honey and stir it well into moderately warmed milk, not brought to boiling point but kept just below it. This mixture was given to the children. Excellent results were thus attained. The author, Dr. Paula Emrich, mentions the satisfactory result that the percentage of red corpuscles in the blood of these children increased to an extraordinarily high degree. For instance, two children were admitted belonging to the same family. On arrival the younger child had only 53% of red blood-corpuscles. On leaving, after a honey-treatment, the percentage had risen to 82%. The elder child had at first 70%, and on leaving this had risen to 78%. In this case there was thus less improvement, but still some improvement. The elder child had milk only, and benefited by it, but the percentage rose only from 70% to 78%; it was therefore, to begin with, not so weakly, but did not get stronger in the same proportion. There are still quite a number of very interesting experiments. As I shall refer to them, I should like to ask you to note carefully the ages of the children concerned. If one is to observe the effects of some special substance on a person, it is no use simply to make experiments in the laboratory; one has always first to find out the age of every patient; one must always note the age in any experiments in nutrition, or in healing. Here we have a boy aged 11; he went through a honey-cure lasting 8 weeks, with the result of a very considerable improvement in his glands. A case of catarrh of the upper parts of the lungs also improved, the red corpuscles—those really significant elements—increasing from 55% to 75%. Then again we have a boy aged 11. He shows a rise from 50% to 74%. Then a girl aged 11, with a rise from 70% to 88%. The rise is throughout, significant. She then gives the increase in weight also, which shows that the children became stronger. I will not read the further details. Mention is also made of a girl aged 10, of another of the same age; then a boy aged 13, a girl of 7, a boy aged 11, a boy aged 8, a boy of 12, a boy of 9 and a boy of 7. The experiments show that children of these ages, let us say roughly, the school-age, derive great benefit from a honey-cure. Now, this doctor tries to discover why the children benefited so remarkably from this treatment with honey. And here, gentlemen, he mentions something very interesting, something which in a most remarkable way condemns what is so largely applied in science today. For what does science do now-a-days when it tests food-stuffs in respect to their nutritive value? Science analyses certain food-substances to discover how many components of one or another chemical substance are to be found in it. This is what science does. Now the following thing happened—a pupil of the famous Bunge, the Professor of Physiology—(you very probably know him by name, he was at one time in Basel)—made experiments in feeding mice with milk. These mice had a good time of it, they throve extremely well when they were fed on milk. So now he made the experiment in another way. He said:—milk consists of casein—i.e. cheese-substance, fat, sugar and salts. He said to himself:—the mice throve splendidly on milk; milk consists of casein, fat, sugar and salts; consequently, I shall give some mice casein, fat, sugar and salts. This is exactly what is contained in milk. And behold! when he gave the mice casein, fat, sugar and salts, they died within a few days! They got the same things, but they all died. You see, gentlemen, the composition of the substance is not the whole matter. Those gentlemen ought to have said to themselves: something else must be in question here. But what did they say? They said: “substance is everything: substance must be everywhere where anything happens.” Well, yes, but the substances that are there in casein, fat, sugar and salts—well, they do not make milk. So the gentlemen said, evidently there must be a new substance here, in such minute quantities that it cannot be found by chemical analysis. This substance is what people now call—vitamin. Vita means life; min is connected with “make”; therefore, vitamin “makes life.” Once, gentlemen, when Heine wanted to mock at something, he said: “There are people who wish, for instance, to explain poverty, the cause of poverty. Well, the simplest way is to say—‘poverty comes from being Poor!’” One has found another term, but one has not explained anything! I was once in a society where people discussed the question where what is “comic” came from. Some of them had arrived at quite interesting ideas as to the source of the “comic”—of what one laughs at. Then however, someone got up and went to the platform in a way that one knew at once—“he has the feeling he has a great deal to say.” So then he brought forward his ideas of “comic” and said:—“The ‘comic’ originates solely from the fact that man possesses a ‘vis-comica.’ ‘Vis’ is force—‘comica’ is comic. Man has the ‘comic force.’ This is where what is ‘comic’ originates.” This is just as though one should say in economics:—where does money come from? Money comes from the money-making force. Nothing is explained in this way. Well—in economics one would at once remark that anyone saying that money comes from the money-making-force was a queer fellow! But in science people do not notice it when someone asks:—where does the life-giving property of milk come from? and then answers:—from the vitamin! That is the same as saying that poverty comes from being poor! But it is not noticed. People think they have said something wonderful, but in truth nothing at all has been said. And that, you see, is what I should like to call the disturbing element in modern scientific methods. People claim to have something to say; they announce it in gigantic words, and everybody believes what is said. But if this continues further in the history of the world, things will come to a point where everything will dry up and perish. For the world depends on the fact that something can be done, not that things are merely discussed and many words made about them. Words must signify what is there in reality. And truly, gentlemen, in earlier times a kind of knowledge existed that was directly connected with practise. Today there is a science which no longer knows anything about practical matters. Often it merely spins out words. This has naturally come about because a new authority has superseded an old authority. You need only consider how short a time ago it is that we did not have so many journals on special subjects as we have today. Communications which were to be made on various subjects—let us say for instance bee-keeping—were given out at special bee-keepers' meetings. This was still so in my youth. At such a gathering of bee-keepers one could learn how things were being dealt with. One would tell the other what he knew from his own experience, and one felt at once whether a man was merely a wind-bag, or whether he had real practical knowledge behind him, which is a very different matter. When you hear someone speak, you know at once whether he knows something, or whether you can find it all in print somewhere. For printer's ink has come as a new authority in addition to all the rest. If anything is printed people believe there must be something in it! But there is something further to be considered in this article. This doctor has indeed achieved something of great value with her honey treatments. What she has done in her practical work is really admirable. But when she begins to think it all over on scientific lines, the result is really nil. Further she says this:—“It is much to be desired that these results of our experiments should be made known as widely as possible, and that more honey should be given, especially to the young ... For the moment our communications only give the results of our practical experiences; but we do not doubt that with the further development of the theory of vitamins the pharmacologists and physiologists will give their attention to the problem of the working of honey on the human organism.” The author also says at the beginning: “I feel obliged to give this account of the effects of honey-cures from the medical point of view. Our good results encourage us to seek their deeper connections, as I am well aware that I am far from having penetrated their innermost nature.” It is evident from her own words that this doctor is modest enough to admit that the whole theory of vitamins does not enable her to reach the real heart of the matter. And now let us consider very exactly the following question. Let us see on what these effects of honey-treatments really rest. You see, these experiments show us something; they show that the effect of honey is an especially strong one, and that further experiments will increasingly show this, not in the case of very young children, but with those who have reached the change of teeth, or with those who are well beyond it. This is shown by the actual experiments, and it is extremely important to take this into account. But the experiments indicate something further. They indicate that honey is most effective when one gives it in moderately heated milk. It is this admixture of milk and honey that has such especially favourable results with children. If one went a little further one would discover that honey is important even in the case of the younger children. One must then put only a little honey in the milk—more milk and less honey. With old people it is the honey without any milk that is good. Excellent results can be obtained with really old people if one persuades them to take honey without milk. We must say that milk and honey have very great importance in human life; these experiences make it evident. You see, the old wisdom, as I have often told you, was not so stupid as modern learning thinks. This old wisdom is sometimes expressed in very simple words, but it was really wise. In the ancient saying:—“This is a land where milk and honey flow,” the meaning is that it is a land of health, a country where men can live healthily. Thus, of old, men knew that milk and honey have a tremendously strong relation to human life. Nature often speaks in a very reasonable way. One observes her utterances if only one takes simple matters sufficiently simply. If one knows that Nature works with great wisdom, one does not need much proof of the fact that milk is good for little children, for were it not so, honey would flow from the breasts of women and not milk. This would by no means be beyond the sphere of Nature's possibilities, for the plants produce honey and it certainly might be possible that the glands of the female breast secreted honey. One must only take things simply enough. One must not say:—Nature is a bungler, she makes only milk to flow from the woman's breast and not honey, but one must say:—Behind this lies the knowledge that for the small child, milk above all else is necessary; one can add the honey as the child grows older. Well, then, surely we should not form such an idea as the above, which is nothing but mere words, and say to ourselves; “poverty comes from being poor; the comical from the vis-comica, and the life-giving power of honey from the vitamin!” One must look for what has reality in this connection. We will now, gentlemen, gather together some of the things we have long learnt to know from these lectures, for the important thing is that one should always observe things in the right way. ![]() When you go into the mountains you find, just where the rocks are hardest, where so to speak, the very hardest earthly substance pours in—there you find the quartz-crystals. They are very beautiful. You find many kinds of crystals. You will remember I drew these quartz crystals for you; they look like this:—(Diagram 10). When they are entire, they are formed below just as they are above, but usually, they are not perfect. They come out of the rock; they grow, as it were, out of the rock in the form I have just drawn for you here. What does this signify? It signifies that the earth permits crystals to grow out of itself which are hexagonal, growing to a point. Within the earth there is thus the power to build up this six-angled form. As I have so often explained to you, the forces that are within the earth and in the universe, are also in man. The earth in her turn receives this force from the universe; man has it from the earth. Man has the same force within him which, in the earth, drives out the crystal. How is it then within him? Truly, gentlemen, the human body is full of quartz. Quartz as you find it in the mountains is one of the very hardest of substances, But substances are not everywhere just as they present themselves to us here or there. In man there is something quite similar to quartz, but it is in a more fluid form. Why? ![]() You see, if one observes—and one must really observe in the right way, and with a true inner vision—what flows continually from man's head into his limbs (see Diagram 11), and this is most interesting, there streams incessantly downwards from the head what the earth once upon a time caused to flow from within outwards, and which became hard up above there, and settled down, for instance, as quartz crystals. It streamed out from the interior of the earth. In man it flows from his head through the whole of his body. It is quartz, or silicic acid. But the human body does not permit the quartz to become a crystal. That would indeed be a fine business if we were all to be filled up inside with quartz crystals! Only to a point where the quartz is about to become hexagonal does man allow the thing to go; there he stops it; he does not allow it to go any further. Thus we have only the beginnings of the quartz formation in our body, and then it is arrested; it must come to an end. Our whole life rests on this—that we are perpetually on the point of forming hexagonal crystals from the head downwards, but we do not permit it actually to come about. These hexagonal crystals always wish to take form in us, but in reality they do not do so. They are interrupted, arrested, and then we have, so to speak, the quartz fluid in the highest possible state of solution within us. If we had not this quartz-fluid within us, we could for example, eat ever so much sugar and we should never have a sweet taste in our mouth. This tasting of the sugar is brought about by the quartz we have within us, not by its substantiality, but by what is the will within it to become hexagonal like a crystal. That is what causes it; that is the essential. You see, in the interior of the earth this crystallising process is continued. Man arrests the silicic acid when it wants to grow spiky up above inside him. The earth allows it to become spiky up above. But man needs this force, this silicic acid force—i.e., this power to bring forth hexagonal forms—man has need of it. I imagine that you are not all of you good geometricians. Geometry is not exactly familiar to you all; you could perhaps not straight away, draw a quartz crystal, or model one in clay. But your body is a very good geometrician, and wants always to be forming such crystals. We are prevented from doing this. All life consists in the holding back of death, and when we can no longer hold death back, we die. Now let us look at the bees. The bee flies out and gathers nectar. This it works upon in its own body, and in so doing provides its own life-forces. Further the bee prepares the wax. What does it do with the wax? It makes hexagonal cells. You see, the earth makes hexagonal silicic-acid crystals. The bee makes hexagonal cells, and this is extremely interesting. If I could draw the bees' cells for you—or if you remember Herr Müller showing them to you—then they look just like quartz crystals, only they are hollow. But in their form they are the same. ![]() You see, these cells are hollow (Diagram 12), but what is put in them? The bees' eggs are laid there. Where there is silicic acid in the quartz, here in the cell is a hollow, and there the bee places its eggs. The bee is shaped by the same force that is within the earth and forms the quartz. Here the finely dissolved silicic acid (Diagram 13) is at work. A force is at work there, though this cannot be physically proved. The nectar works in the body of the bee so that it can shape the wax in a form which man really needs, for man must have those six-cornered spaces within him. Man needs the same thing. Inasmuch as the bee is the creature best able to give form to this hexagonal force, the bee is the creature that everywhere collects that particular food which can best be transformed in the body into this hexagonal force. ![]() You need only eat some honey and you receive an immensely strengthening force. If you are too weak to develop this hexagonal force in yourself which has to pass from the head into the whole body, if you no longer have the power to give the blood so much firmness that this force is always present in it, then honey must intervene—or milk in the case of the child. The child has not yet got this hexagonal force; therefore, it must receive it from what is prepared in the human being as milk. Now you see, gentlemen, that you can give as much casein, fat, sugar and salts to the mice as you please—and they will die. Why? Because the animal also needs this hexagonally-working force. If one only mixes together chemically casein, fat, sugar, and salts, then the force present in the hexagon is not there. When you give the mice milk then it is there. Only in milk it is not so strongly present that when the milk is turning sour it crystallises hexagonally. If this hexagonally-working force were a little stronger in milk, one could drink sour milk and it would form little silicic-acid crystals on the tongue. This would taste as though the milk were full of tiny little hairs. But it does not go so far, because milk comes from the human or animal body, and there it remains fluid. This is sufficient for the child but not for the grown man. But to become adult is something that already begins in childhood, so we must give the child the more powerfully-working hexagonal force that honey contains. You see, gentlemen, it is very interesting that when you take milk, even if it comes from the human being, it is still something belonging to the animal-nature in man. In man it is animal. If you take honey, it comes from the plant kingdom—indirectly through the bee. But it comes from the plant world and has a plant nature. If you take silicic acid—quartz—then this has a mineral-nature; it has quite a definite hexagonal form. The wax which is produced within the bee itself through the food which is its nourishment, the wax has received its form; it does not originate it, it receives the form as developed in the hexagonal cell. In milk this form is dissolved again; only a shadow-picture of the hexagonal crystal remains in the milk (see Diagram 14). Thus, one can say that honey is a substance most suitable and health-giving for man. ![]() One might however, be inclined to think that it would be just as good if man were to take some silicic acid instead of honey, for then he would also obtain this hexagonal force. But the silicic acid which has been driven as far as the hexagonal form, as far as to evolve this silicic acid form, contains too powerful a crystallising force; it would work much too strongly in man. Now let us imagine the following. Picture to yourselves some poor child not so fortunate as to be given this honey-cure (as described in the article), at the age of 16 or 17, or at 13 or 14, when it is most suitable. This child has not had this good fortune and the iron-corpuscles in the blood get weaker and weaker. The percentage in the blood gets less and less. The child grows up, let us say to the age of 30, and has grown up into a weak man. The writer of this article describes this also when she says, “they collapse.” When the man is 30 years of age it may often be a very good thing to give him a honey-treatment, but he is already too much exhausted; he would have to eat so much honey to get any real benefit from it that his digestion would be ruined. Honey teaches man moderation; if you eat too much honey you ruin your stomach. This rests on quite a simple fact. Honey is sweet; it contains a great deal of sugar. The stomach especially needs acids, and when you put too much sugar into the stomach you hinder the working of the acids. Thus, briefly put, honey must only be eaten in moderate quantities, and when a man is already exhausted at the age of 30, one would have to give him so much honey, if a honey-treatment was to help him (and this it would doubtless do), that he would first get bad stomach disturbances and then intestinal troubles. Thus, one cannot do this, but one can do something else. One can at first give the man very highly diluted, pulverised quartz, that is, silicic acid as a remedy. When you have given him this highly diluted silicic acid as a medicine for a time, then after a time he will be able to benefit by small quantities of honey. The strongly diluted silicic acid will have called forth in him the power to make use of the hexagonal force, and then a small amount of honey can follow. The silicic acid has prepared the way for the honey. One might also help a man with whom the content of the blood in regard to hæmoglobin has become exhausted, by adding to the honey, suitable to an adult, some highly diluted silicic acid the honey can then take effect. In the case of a child one should give plenty of milk. You see, it is necessary to know these connections. One might ask: what then is it that works through the honey into man? It is the formative forces of the hexagonal principle. This is within the bees themselves. One can see it in the waxen cells of the comb, and it is this that makes honey so beneficial. It was for this reason that I said just now that it is primarily the force of milk that works in the child, and this can be further enhanced by the addition of honey, whereas in the adult person the forces of the honey are more especially active. Nevertheless, when a man has grown older this honey force must be strengthened by that of silicic acid, as I told you. Also, a milk and honey cure can be of use because the forces of early childhood still exist in the older man; this is beyond contradiction the good effect of a honey-cure remains undoubted. In practise, this is well-known, and one should really insist on making these things so clear to people, that a right amount of good honey should be available. On this matter people are very readily deceived. I do not mean this in a bad sense; I might say people are easily mislead by the conditions of present day civilisation. If you have ever asked for honey in hotels when travelling, it was certainly not honey that you were given there, it was sugar-honey, artificially produced. If people realised that this is by no means the same thing, for there can be no question of any hexagonal force being in such honey, they would never claim that imitation-honey could have the same effect as pure bee-honey. One could very well feed mice with pure honey, they would like it very well. But if you were to feed them on this artificial honey, they would die, though not perhaps in a few days. I have now added what I wished to say about this article on milk and honey cures. Now another interesting question has been put to me about which I would like to speak, and also to hear what you yourselves have to say about it; also what Herr Müller has to say to you. You see, there are so many matters to be considered that it will really be worth our while to discuss these things further next time. You will then be able to ask your questions, and Herr Mailer or I will answer them. I want first to touch quite briefly on two other points. They may seem rather strange to you, but I am really eager to know what you will have to say about them. Written Question: Among old-fashioned bee-masters there is a conviction that a certain soul-relationship exists between the bee-master and his bees. It is said that when the bee-father dies, then his death must be at once announced to all the bees. If this is not done, then the whole stock will die out in the course of the following year. That a certain relationship of soul does exist between the two is again indicated by the fact that one gets far more stung when one approaches one's work in the hive in an angry or irritable mood, then when one does the same work in a peaceful and harmonious one. Is there any objective reality at the base of this old idea of the bee-masters? DR. STEINER: It would be interesting if Herr Müller would tell us quite simply whether he believes such things to be quite in the air or no? Such things are customary among the peasant bee-keepers; they announce a death to the bees. But this soul-relationship, this connection between the bee-father and his bees, is what I now have in mind. Perhaps Herr Müller can tell us more. HERR MÜLLER: Two cases were cited which had occurred in Basel and in Zurich. In one family a woman who had helped a good deal with the bees had died, and in the course of a year all the bees were dead. In the other case, at Basel, it was also a woman who died who had given much care to the bees; the same thing happened. It was a very large apiary; in a year's time twenty-eight stocks were reduced to six. One cannot explain this by anything connected with the general conditions, or with the bees themselves. One could trace no disease that the bees may have had. It may have been a “soul” connection. DR. STEINER: Let us remember what I once told you about the relation between man and the animals. You may perhaps have heard, gentlemen (I have spoken of it before), that some time ago people talked a great deal about the so-called “counting” horses, horses which, for instance, were asked the question: “How much is four and five?” Then one counted—1, 2, 3, 4, 5, 6, 7, 8, 9—and the horse stamped its foot at nine. Really remarkable and not inconsiderable sums were done in this way—by the horses. You may perhaps have heard of these “Elberfeld counting horses;” they were very celebrated. Whole delegations went to investigate the matter. I did not myself see these horses, but I saw another horse belonging to Herr von Osten that could count equally well. One could form an exact judgment of the whole matter. People simply racked their brains over these “counting horses,” for it is naturally something fundamentally terrible that horses should suddenly begin to count. Science itself was put to shame by such a thing! Naturally one was quite aware, for it is an obvious conclusion to reach, that a horse cannot count; one had to find out how it was that the horse stamped its foot at a correct number. In reality, it cannot count; it would be quite idiotic to think a horse could count. Even a University lecturer knew this who scientifically investigated the matter, but he constructed a theory. He said: “Herr von Osten makes a slight facial movement when he counts; the horse observes the lines in his face, and in response to those it stamps its foot.” But he himself then made the following objection: “Yes,” he said, “but in that case the horse should be standing in front of Herr von Osten, and be looking at him, observing his face so that it knows when to stamp.” So he then took this position himself and saw nothing. Still, he did not give up his theory, he merely said: “The change of face is so minute that I cannot perceive it, but the horse can!” Well gentlemen, it then follows that a horse can see more than a University lecturer! Nothing else can be inferred! The matter was naturally otherwise. If one is trained by spiritual science and then observes the facts, one does not then lay much stress on some small facial change, for it happened in this way: there on the one side stood the horse; there stood Herr von Osten, very lightly holding the bridle. In his right hand waistcoat pocket Herr von Osten had plenty of sugar. Now Herr von Osten perpetually gave the horse little lumps of sugar. The horse licked them, found them sweet, and loved Herr von Osten very dearly. It loved him ever more and more through these little lumps of sugar, and thus an affectionate relation was set up between the horse and Herr von Osten. The latter had no need to make faces, he had merely to think—nine is the correct number; then the horse could sense it, for animals have a most delicate perception for what is going on around them. They sense what is going on there inside man's head even if he indulges in no small grimaces which a horse might be able to see but not a man. The horse senses what is happening when the brain thinks—nine—and then it stamps. But if the horse had not had any sugar its love would be a little changed into hate, and it would not have stamped with its foot any more. Thus, you see, the animal has a very delicate perception of things; not of little grimaces, but of things actually not visible; for instance, with the horse, this sensing of what is going on in the brain of Herr von Osten. One has only to observe the facts, and then one knows how wonderful a sensitiveness the animals have. Just imagine for a moment that you go near a number of bees, and are very much afraid of them. The bees will feel this fear in you, that is undeniable. Well, what does it mean when one is afraid? When one is afraid of something or other one grows pale, fear makes people pale. When one turns pale the blood flows inwards, it does not go outwards into the skin. When the bee comes near a man who is afraid, it senses more than it normally does when the blood is in the skin. It senses the hexagonal force of the blood, and stings into it; it would like to get honey or wax from you. On the other hand, when a man works quietly and his blood is flowing evenly in his veins, then the bee senses something quite different. And now think of a man who is angry, and in his anger he goes to the bees. Anger makes a man red, and a great deal of blood flows into the skin, for the blood would absorb the hexagonal force. This, too, the bee senses in its delicate feeling and believes you would deprive it of this force—and it stings you. So fine are the subtle sensibilities of the forces of nature at work here. And now we come to the question of habit. Think of the bee-father, the bees do not see his approach as men would do, the bee “senses”—if I may use this expression—everything that emanates from him—how all this is constituted. The bees get used to this, and should the bee-father die they must re-adjust themselves, and this means a great deal to them. And now, for a moment, think what one finds even with dogs when the master dies. It has been known to happen that the dog will go to the grave and die there, because it cannot adjust itself to a new master. Why should one suppose that the bee with its fine sensitiveness should not be aware of what happens, why should one not think that the bee also, accustomed as it is to the bee-master cannot at once adapt itself to a new one? Indeed something very significant lies at the root of all this. But you may say: “Is it then the same with these tiny little creatures as with dogs and horses?” Well, perhaps you may not have noticed, but it is nevertheless true, that one finds men who have, as the saying is, a specially lucky hand in the cultivation of plants. Even when they sow plants, or grow flowers in a pot, everything thrives with them, while another person may take equal care of the plants, but none will thrive; he is not successful. This is due to the “emanations” man has, and which work favourably on the plants in the one case, and unfavourably in the other. It is quite impossible for some people to cultivate plants. They have an unfavourable reaction which above all affects the forces in the flower that produce nectar, the forces that sweeten the flower. So we can say, Man works even on the flowers, and in a much more pre-eminent way upon the bees. One need not wonder at this, but one must bring the facts before one as they appear; then one begins to understand that things really are so, and can bring them to bear in practical life. QUESTION: According to an old peasant rule it is held that if it rains on the third of May, the Day of the Finding of the Holy Cross, the honey is washed out of all the flowers and trees, and there will be no good honey harvest that year. My observations of the last four years seem to confirm that there is some truth in this rule. Is such a thing at all possible? DR. STEINER: This question leads us very deeply into the great processes of Nature. You see, it is just this day of the Finding of the Holy Cross, this third of May which is of less importance; it is of much greater importance that it is just this season of the year. What does it actually mean when it rains at the beginning of May? It means this. You know that on March 23, the Sun enters the Sign of the Fishes. I have told you before that the spring equinox is now in this Sign of the Fishes. The Sun remains in this Sign till April 20, then it passes on into the Sign of the Ram. Thus the rays of the Sun come at the beginning of May from an entirely different corner of the Universe than at other times. Suppose now that it is fine weather in the beginning of May—on the third of May—what does this signify? It signifies that on the third of May the Sun has a powerful influence on all that is earthly. Whatever happens on the earth is under the influence of the Sun when the weather is fine. What then does is mean when it rains on May the third—that is in the beginning of May? It means that the earth has the strongest forces, and hinders the influences of the Sun. This is immensely significant for the whole plant kingdom, for when the rays of the Sun come from the direction of the Ram, they can so work that their whole power is directed to the plants. Then the flowers can develop the sweet substance which is present in honey. Then the bees can make honey. When, however, the earth has the greater power, when it rains at this season, the flowers cannot develop in the rays of the Sun which come from the Ram, but must await later events, or maybe even be altogether interrupted in what they have already developed. Then the flowers do not mature the nectar rightly and the bees find none. A matter such as this only becomes comprehensible when we know that everything that happens on this earth is, as I have repeatedly told you, under the influence of the Cosmos, of all that is outside and beyond the earth. Rain means that the influences of the Sun are chased away. Fair weather means that the Sun forces can unfold in all their power. The question here is not that the power of the Sun comes only in a general way, from where we look up to it, but that it comes definitely from that part of the heavens where the Ram is. The forces of the Sun differ according to the particular corner of the heavens from which they come. This is not due to the Sun alone, but because as the Sun shines down upon the earth, behind it, in this instance, in the Cosmos stands the constellation of the Ram. What the Ram gives, the Sun first absorbs and then pours it forth again with its rays. Thus, it is quite different if the Sun sends its rays to the earth at the beginning of May, or at the end of May. In the beginning of May the full force of the Ram is working; by the end of the month the Sun is already in the Sign of the Bull. These forces of the Bull cannot work with the same strength on the plants, they tend to harden and dry up the plant, and this means above all that the plant is no longer able to mature the forces for honey-production. Thus something has really come to light from these old peasant rules that has sound reason, and one should take note of it. Naturally, as I have previously said—the consciousness of these things has been lost, and we have fallen into superstitions, for when one is no longer able to distinguish things one may easily become superstitious. Then these old peasant rules are of about the same value as the saying: “If the cock crows on the dunghill the weather will change, or will remain as it was before!” This does not apply however, to all these old rules, for many of them are based on deep wisdom, and this we should once more study. The peasants who have applied these rules have sometimes done very well! A deeper wisdom will also lead us to the point where we can once more make use of them. |
55. Supersensible Knowledge: Richard Wagner and Mysticism
28 Mar 1907, Berlin Translated by Rita Stebbing Rudolf Steiner |
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This can be seen especially in the case of the Easter festival, which was established when it was still known that the constellation of sun and moon affected human beings. Today people want Easter celebrated an an arbitrarily chosen date, which shows that the festival is no longer experienced as it was when there was still a feeling for the working of nature. |
55. Supersensible Knowledge: Richard Wagner and Mysticism
28 Mar 1907, Berlin Translated by Rita Stebbing Rudolf Steiner |
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To link Richard Wagner1 with mysticism, as we shall do in today's consideration, will easily give rise to objections based on the misconception that to speak about an artist from a particular spiritual-scientific viewpoint is impermissible. Other objections will be directed against mysticism as such. Today we shall look at Richard Wagner's relation to art on the one hand and mysticism on the other. The objection can be made that Wagner never spoke, or even hinted at, some of the things that will be mentioned. Such an objection is so obvious that anyone would have thought of it before speaking. It must be borne in mind that when a cultural phenomenon such as Richard Wagner is to be considered, one cannot be limited to say only what Wagner spoke about. That would make a discussion on any issue from a higher point of view impossible. No one would suggest that a botanist or a poet should refrain from expressing what he discovered, or what he felt about plants and other phenomena. When discussing issues, whether cultural or natural, one cannot be limited to say only what the phenomenon conveys. In that case the plant should be able to convey to the botanist the laws of its growth; and the feelings and sentiments it aroused in the poet would be unjustified. The reality is that in the human soul, precisely what the external world is unable to say about itself is revealed. It is in this sense that what I have to say about the phenomenon that is Richard Wagner must be taken. Certainly a plant knows nothing of the laws, however, it nevertheless grows and develops. Similarly, an artist need not be aware of the laws inherent in his nature of which the observer with spiritual insight is able to speak. The artist lives and creates according to these laws as the plant creates according to laws that are subsequently discovered. Therefore, the objection should not be made that Wagner did not speak about things that will be indicated today. As regards other objections concerned with mysticism, the fact is that people, educated and uneducated alike, speak of mysticism as of something obscure. In comparison with what is known as the scientific world view, they find it nebulous. This has not always been so. The great mystics of the early Christian centuries, the Gnostics, have thought otherwise, as does anyone with understanding of mysticism. The Gnostics have called it “mathesis,” mathematics, not because mysticism is mathematics, but because genuine mystics have striven for a similar clarity in the ideas they derive from spiritual worlds. Properly understood, mysticism, far from being obscure or sentimental, is in its approach to the world crystal clear. Having now shown that the two kinds of objections are invalid, let us proceed with today's considerations. Richard Wagner can indeed be discussed from the highest spiritual scientific viewpoint. No seeker after Truth of the nineteenth century strove, his whole life long, more honestly and sincerely to discover answers to the world-riddles than Richard Wagner. His house in Bayreuth he named, “Inner Peace” (Wahnfried), saying that there he found peace from his “doubts and delusions” (sein Wähnen Ruhe fand). These words already reveal a great deal about Richard Wagner. What is meant by error and delusion is all too well-known to someone who honestly and sincerely pursues the path to higher knowledge. This happens irrespective of whether the spiritual realm a person believes he will discover finds expression through art, or takes some other form. He is strongly aware of the many deluding images that come to block his path and slow his progress. That person knows that the path to higher knowledge is neither easy nor straightforward—that truth is reached only through inner upheavals and tribulations. Moreover, he is aware that dangers have to be met, but also that experiences of inner bliss will be his. A person who travels the path of knowledge will eventually reach that inner peace that is the result of intimate knowledge of the secrets of the world. Wagner's awareness and experience of these things comes to expression when he says: “I name this house ‘Inner Peace’ because here I found peace from error and delusions.” (“Weil hier mein Wahnen Ruhe fand, Wahnfried sei dieses Haus genannt.”) Unlike many artists who attempt to create out of fantasy that lacks substance, Wagner saw from the start an artistic calling as a mission of world historical relevance; he felt that the Beauty created by art should also express truth and knowledge. Art was to him something holy; he saw the source of artistic creativity in religious feelings and perceptions. The artist, he felt, has a kind of priestly calling, and that what he, Richard Wagner, offered to mankind should have religious dedication. It should fulfill a religious task and mission in mankind's evolution. He felt that he was one of those who must contribute to their era something based on the fullness of truth and reality. When spiritual science is properly understood, it will be seen that, far from being a gray theory remote from the real issues, it can help us to understand and to appreciate on his own terms a cultural phenomenon such as Richard Wagner. Wagner had a basic feeling, an inner awareness, that guided him to the same Truth about mankind's origin and evolution as that indicated by spiritual science. This inner awareness linked him to spiritual science and to all genuine mysticism. He wanted a unification of the arts; he wanted the various branches of art to work together, complementing one another. He felt that the lack, the shortcomings, in contemporary art forms was caused by what he called “their selfishness and egoism. Instead of the various art forms going their separate ways, he saw their working together as an ideal, creating a harmonious whole to which each contributed with selfless devotion. He insisted that art had once existed in such an ideal form. He thought to recognize it in ancient Greece prior to Sophocles,2 Euripides3 and others. Before the arts separated, drama and dance, for example, had worked together and had selflessly created combined artistic works. Wagner had a kind of clairvoyant vision of such combined endeavor. Although history does not speak of it, his vision was true and points back to a primordial time when not only the arts but also all spiritual and cultural streams within various people worked together as a harmonious whole. Spiritual science recognizes that what is known today as art and science are different branches originating from a common root. Whether we go back to the ancient cultures of Greece, Egypt, India or Persia, or to our own Germanic origin, everywhere we find primordial cultures where art and science are not separated. However, this is a past that is beyond the reach of external research, and is accessible only to clairvoyant vision. In the ancient civilizations, art and science formed a unity that was looked upon as a mystery. Mystery centers existed for the cultivation of wisdom, beauty and religious piety before these became separated and cultivated in different establishments. We can visualize what took place within the mysteries, with in these temples, which were places of learning and also of artistic performances. We can conjure up before our mind's eye the great dramas, seen by those who had been admitted to the mysteries. As I said, ordinary history can tell us nothing of these things. The performances were dramatic musical interpretations of the wisdom attained within the mysteries, and they were permeated with deep religious devotion. A few words will convey what took place in those times of which nothing is known save what spiritual science has to say. Those admitted to the Mysteries came together to watch a drama depicting the world's creation. Such dramas existed everywhere. They depicted how primordial divine beings descended from spiritual heights and let their essence stream out to become world-substance that they then shaped and formed into the various creature's of the kingdoms of nature: the mineral, plant and animal kingdoms, and that of humans. In other words, divine essence streamed into and formed everything that surrounded us, and it finally celebrated a kind of resurrection within the human soul. Thoughtful people have always felt that the world is of divine origin, that the divine element attains consciousness in the human soul, and, as it were, looks out through human eyes observing itself in its own creation. This descent and resurrection of the divine element was enacted in Egypt, in the drama of Osiris, and dramatized also at various places of initiation in Greece. Those who were permitted to watch saw how art and knowledge combined to depict in dramatic form the creation of the world. Deep feelings of religious piety were called up in the onlooker by this drama, which might be said to be the archetypal drama. With reverence and awe the onlooker watched the gods descend into matter, to slumber in all beings, and resurrect within human beings. Filled with awe, the onlooker experienced a mood described once by Goethe in the following significant words: “When man's whole being functions as a healthy entity, and he feels the world to be a great, beautiful, worthy and estimable unity; when pleasure in the harmony gives him pure delight, then, had it self-awareness, the whole universe, feeling it had reached its goal, would shout for joy, and admire the pinnacle of its being and achievement.” A wondrous, deeply religious mood filled the hearts of those who watched this drama of the creation of the world. And not only was a religious mood created, but the drama also conveyed the kind of knowledge that was later imparted in scientific concepts to explain the creation of the world and its beings. However, at that time one received, in the form of pictures, a knowledge that was both scientific and religious. Science and religion were one. Richard Wagner had a dim feeling that such harmony had once existed. He looked back to a very old culture in ancient Greece that still had a religious character. He saw that in gray antiquity music, drama, dance and architecture did not operate as separate undertakings; they all functioned in conjunction with one another: Knowledge, art and religion were a unity. He concluded that as they separated the arts became self-seeking, egoistical. Wagner looked back as it were to a far distant past when human beings were not so individual, when a person felt as a member of his dass, of his whole tribe, when the folk spirit was still regarded as a concrete reality. In that ancient time a natural selflessness had existed. And the thought came to him that man, in order to become an individual, a personality, had to leave the old clan-community to enable the personal element to assert itself. Only in this way could man become a free being, but the price was a certain degree of egoism. Wagner looked back to what in a primordial past had held people together in communities, a selflessness that had to be left behind so that human beings could become more and more conscious. He had an intuitive presentiment about the future; he felt that once individual freedom and independence had been attained, humans would have to find the way back to fellowship and caring relationships. Selflessness would have to be consciously regained, and loving kindness once more would have to become a prominent factor of life. For Wagner the present linked itself with the future, for he visualized as a distant ideal the existence of selflessness within the arts. Furthermore, he saw art as playing a significant role in evolution. Human development and that of art appeared to him to go hand in hand; both became egoistical when they ceased to function as a totality. As we see them today, drama, architecture and dance have gone their independent ways. As humanity grew more and more selfish, so did art. Wagner visualized a future when the arts would once more function in united partnership. Because he saw a commune of artists as a future ideal, he was referred to as “the communist.” He aimed to contribute all he could to bring forth harmony among the arts; he saw this as a powerful means of pouring into human hearts the selflessness that must form the Basis for a future fraternity. He was a missionary of social selflessness in the sphere of art; he wanted to pour into every soul the impulse of selflessness that brings about harmony among people. Richard Wagner was truly possessed of a deep impulse of a kind that could only arise and be sustained in someone with a deep conviction of the reality of spiritual life. Richard Wagner had that conviction. Already his work The Flying Dutchman bears witness to his belief in the existence of a spiritual world behind the physical. You must bear in mind that I do not for a moment suggest that Wagner himself was conscious of the things I am indicating. His artistic impulse developed according to spiritual laws, as a plant develops according to laws of which it is not conscious, but which are discovered by the botanist. When a materialist observes his fellowmen, he sees them as physical entities isolated from one another, their separate souls enclosed within their bodies. He consequently believes that all communication between them can only be of an external physical nature. He regards as real only what one person may say or do to another. However, once there is awareness of a spiritual world behind the physical, one is aware also of hidden influences that act from person to person without a physical agent. Hidden influences stream from soul to soul, even when nothing is outwardly expressed. What a person thinks and feels is not without significance or value for the person towards whom the thoughts and feelings are directed. He who thinks materialistically only knows that one can physically reach and assist another person. He has no notion that his inner feelings have significance for others, or that bonds, invisible to physical sight, link soul to soul. A mystic is well aware of these bonds. Richard Wagner was profoundly aware of their existence. To clarify what is meant by this, let us look at a significant legend from the Middle Ages that to modern humans is just a legend. However, its author, and anyone who recognizes its mystical meaning, is aware that this legend expresses a spiritual reality. The legend, which is part of an epic, teils us about Poor Henry who suffered from a dreadful illness. We are told that only if a pure maiden would sacrifice herself for him could he be cured of his terrible infliction. This indicates that the love, offered by a soul that is pure, can directly influence and do something concretely for another human life. Such legends depict something of which the materialist has no notion, namely, that purely spiritually one soul can influence another. Is the maiden's sacrifice for Poor Henry ultimately anything else than a physical demonstration of what a large part of mankind believes to be the mystical effect of sacrifice? Is it not an instance of what the Redeemer on the Cross had bestowed on mankind; is it not an instance of that mystical effect that acts from soul to soul? It demonstrates the existence of a spiritual reality behind the physical that can be sensed by man, and led Wagner to the legend of The Flying Dutchman—the legend of a man so entangled in material existence that he can find no deliverance from it. The Flying Dutchman is with good reason referred to as the “Ahasverus of the sea,” that is, The Wandering Jew of the sea. Ashasverus' destiny is caused by the fact that he cannot believe in a Redeemer; he cannot believe that someone can guide mankind onwards to ever greater heights and more perfect stages of evolution. An Ashasverus is someone that has become stuck where he is; human beings must ascend stage by stage if they are to progress. Without striving, he unites himself with matter, with external aspects of life, and becomes stuck in an existence that goes on and on, at the same level. He pours scorn on Him that leads mankind upwards, and remains entangled in matter. What does that mean? Existence keeps repeating itself for someone who is completely immersed in external life. Materialistic and spiritual comprehension differ, because matter repeats itself, whereas spirit ascends. The moment spirit succumbs to matter, it succumbs to repetition. That happens in the case of The Flying Dutchman. Various peoples related this idea to the discoveries of foreign lands; the crossing of oceans and reaching foreign shores was seen as a means of attaining perfection. He who lacked the urge, who did not sense the spirit's call, became stuck in sameness, in what belongs solely to matter. The Flying Dutchman, whose whole disposition is materialistic, is abandoned by the power to evolve, by the power of love, which is the means to ascend to ever greater perfection. He becomes entangled in matter and consequently in the eternal repetition of the same. Those who suffer inability to ascend, who lack the urge to evolve, must come under the influence of a soul that is chaste and pure. Only an innocent maiden's love can redeem the Flying Dutchman. A certain relationship exists between a soul that is as yet untouched by material life and one that has become entangled in it. Wagner has an instinctive feeling for this fact, and portrays it with great power in his dramas. Only someone with his mystical sense, and perception of the spirit behind the physical, would have the courage to take on a cultural mission of the magnitude Richard Wagner has assigned to himself. It has enabled him to visualize music and drama in ways no one has thought of before. He has looked back to ancient Greece, to a time when various art forms still played an integral part in performances, when music expressed what the art of drama could not express, and eternal universal laws were expressed through the rhythm of dance. In older works of art, where dance, rhythm and harmony still collaborated, he recognized something of the musical-dramatic element of the artistic works of antiquity. He acquired a unique sense for harmony, for tonality in music, but insisted that contributions from related arts were essential. Something from them must flow into the music. One such related art was dance, not as it has become, but the dance that once expressed movements in nature and movements of the stars. In ancient times, dance originated from a feeling for laws in nature. Man in his own movements copied those in nature. Rhythm of dance was reflected in the harmony of the music. Other arts, such as poetry, whose vehicle is words, also contributed, and what could not be expressed through words was contributed by related arts. Harmonious collaboration existed among dance, music and poetry. The musical element arose from the cooperation of harmony, rhythm and melody. This was what mystics and also Richard Wagner felt as the spirit of art in ancient times, when the various arts worked together in brotherly fashion, when melody, rhythm and harmony had not yet attained their later perfection. When they separated, dance became an art form in its own right, and poetry likewise. Consequently, rhythm became a separate experience, and poetry no longer added its contribution to the musical element. No longer was there collaboration between the arts. In tracing the arts up to modern times, Wagner noticed that the egoism in art increased as human beings egoism increased. Let us now look at attempts made by Wagner to create something harmonious within the artistic one-sidedness he faced. This is the sphere that reveals his greatness as he searched for the true nature of art. To Richard Wagner, Beethoven4 and Shakespeare5 represented artists who one-sidedly cultivated the two arts he particularly wanted to bring together, music and drama. He only had to look at his own inner being to recognize the impossibility of conveying, merely through words, the whole gamut of human feelings, particularly feelings that do not manifest externally through gestures or words. Shakespeare was in his view a one-sided dramatist because dramatic words on their own are incapable of expressing things of deeper import. Only when inner impulses have become external action, have become part of space and time, can they be conveyed through dramatic art. When watching a drama, one must assume the impulses portrayed to be already experiences that are past. What one witnesses is no longer drama taking place within the. person concerned; it has already passed over into what can be physically seen and heard. Whatever deeper feelings and sensations are the basis for what is portrayed on the stage cannot be conveyed by the dramatist. In music, on the other hand, Wagner regarded the symphonist, the pure instrumentalist, to be the most one-sided, for he conveyed in wonderful tone and scales the inner drama, the whole range of human feelings, but had no means of expressing impulses once they became gestures, or became part of space and time. Thus, Wagner saw music as able to express the inner life, but unable to convey what came to expression outwardly. Dramatic art, on the other hand, when refusing to collaborate with music, only conveyed impulses when they became externalized. According to Wagner, Shakespeare conveyed one aspect of dramatic art, and Mozart,6 Haydn7 and Beethoven another. In Beethoven's Ninth Symphony Wagner sensed something that strove to break away from the one-sidedness of this art form, strove to burst the Shell and become articulate, strove to permeate the whole world and envelop mankind with love. Wagner saw it as his mission not to let this element remain as it was in the Ninth Symphony, but to bring it out still further into space and time. He wanted it not only to be an external expression of a soul's inner drama, but also to flow into words and action. He wanted to present on the stage both aspects of dramatic art: in music, the whole range of inner sensations, and in drama, the aspect of those inner sensations that come to external expression. What he sought was a higher unity of Shakespeare and Beethoven. He wanted the whole of humanity represented on the stage. When we watch some action taking place on the stage, we should become aware of more than can be perceived by eyes and ears. We should be able to be aware also of deeper impulses residing in the human soul. This aspect caused dissatisfaction in Wagner with the old type of opera. Here the dramatist, the poet and the musician worked separately on a production. The poet wrote his part, the musician then came along and interpreted what was written through music. But the task of music is rather to express what poetry by itself cannot express. Human nature consists of an inner as well as an outer aspect. The inner cannot be portrayed through external means; the outer aspect can indeed be dramatized, but words are incapable of conveying impulses that live within human beings. Music should not be there to illustrate the poetry, but to complete it. What poetry cannot express should be conveyed by music. That was Wagner's great ideal and the sense in which he wanted to create. He assigned to himself the mission to create a work of art in which music and poetry worked together selflessly. Wagner's basic idea was of mystical origin; he wanted to understand the whole human being, the inner person as well as what he revealed outwardly. Wagner knew that within human beings a higher being resides, a higher self that was only partially revealed in space and time. He sought to understand that higher entity that rises above the everyday. He felt that it must approached from as many sides as possible. His search for the superhuman aspect of man's being, for that which rises above the merely personal, led him to myths. Mythical figures were not merely human, they were superhuman: They revealed the superhuman aspect of a person's being. Characters like Siegfried and Lohengrin do not display qualities belonging to a single human being, but to many. Wagner turned to the superhuman figures portrayed in myths because he sought understanding of the deeper aspects of the human being. A clear look at his work reveals how deep an insight he had attained into mankind's evolution. In The Ring of the Nibelung and Parsifal we witness, powerfully presented, great riddles of humanity's existence. They reveal his intuitive perception, his deep feelings for all mankind. We can do no more than turn a few spotlights on Wagner's inner experiences as an artist. In so doing we soon discover his strong affinity with what could be called "man's mythical past." His particular interest in the figure of Siegfried can easily be understood when seen in connection with his concept of mankind's evolution. Looking back to ancient times, Wagner saw that formerly the bond between human beings was based on selfless love within the confines of a tribe. Human consciousness at that time was duller; he did not yet experience personal independence. Each one felt himself, not so much an individual, but rather as a member of his tribe. He experienced the tribal soul as a reality. Wagner felt that especially traits in European culture can be traced back to the time when natural instinctive love united human beings in interrelated groups, a time of which spiritual science also speaks when showing that everything in the world evolves, and that today's clear consciousness gradually evolved from a different type, of which there are still residues. In pictures of dream-consciousness Wagner recognized echoes of a former picture-consciousness that had once been the normal consciousness of all mankind. The waking consciousness of today replaced a much duller type; while it lasted, human beings were much closer to one another. As Wagner recognized, those related were bound together by natural love connected with the blood. Not until later did individuality, and with it egoism, assert itself. However, this constitutes a necessary stage in man's evolution. The subject I shall now bring up will be familiar to those acquainted with spiritual science, but others may find it somewhat strange. The lucid day-consciousness now existing in Europe evolved from the very different consciousness of a primordial human race that preceded our own—a humanity that existed on Atlantis, a continent situated where the Atlantic Ocean is now. Those who take note of what goes on in the world will be aware that even natural science speaks of an Atlantean continent. A scientific journal, Kosmos, recently carried an article about it. Physical conditions on Atlantis were very different; the atmosphere in which the ancestors of today's European lived was a mixture of air and water. Large areas of the continent were covered with huge masses of dense mist. The sun was not seen as we see it, but surrounded by enormous bands of color due to the masses of mist. In Germanic legends a memory is preserved of that ancient country, and given descriptive names such as Niflheim or Nibelungenheim. As the Hood gradually submerged the Atlantean continent, it also gave shape to the German plains. The Rhine was regarded as a remnant of the Atlantean "Being of Mist” that once covered most of the countries. The water of the Rhine was thought to have originated in Nibelungenheim or Nebelheim (Nebel means “mist”), to have come from the dense mist of ancient Atlantis. Through a dreamlike consciousness, full of premonition, all this is told in sagas and myths wherein is described how conditions caused the people to abandon the area and how, as they wandered eastwards, their dull consciousness grew ever more lucid while egoism increased. A consequence of the former dull consciousness was a certain selflessness, but with the clearer air, consciousness grew brighter and egoism stronger. The vaporous mist had enveloped the people of Atlantis with an atmosphere saturated with wisdom, selflessness and love. This selfless, love-filled wisdom flowed with the water into the Rhine and reposed beneath it as wisdom, as gold. But this wisdom, if taken hold of by egoism, provides it with power. As they went eastward, the former inhabitants of Atlantis saw the Rhine embracing the hoard of the gold of wisdom that had once been a source of selflessness. All this is intimated in the world of sagas that took hold of Wagner. He had such inner kinship with that lofty spiritual being who preserves memory of the past, whose spirit lives in sagas and myths, that he extracted from myths the whole essence of his view of the world. We therefore witness, dramatized on the stage and echoing through his music, the consequences of human egoism. We see the Ring closing, as Alberich takes the gold of the Rhine from the Rhine Maidens. Alberich is representative of the Nibelungs, who have become egoistic, of the human being that forswears the love through which he is a member of a unity—a dan or tribe. Wagner links to the plan that weaves through the legend the power of possession—that the ancient world arises before his mind's eye, the world that has produced Walhalla, the world of Wotan, and of the ancient gods. They represent a kind of group-soul possessing traits that a people have in common. But when the Ring cioses around man's “I,” the individual too is taken hold of by greed for gold. Wagner sensitively portrays what lives in Wotan as group-soul qualities, and in human beings become egoistic craving for the Rhine-gold. We hear it in his music; how could one fail to hear it? It should not be said that something arbitrary is at this point inserted in the music. No human ear could fail to hear in that long E-flat major in the Rhine-gold the impact of the emerging human “I.” Wagner's deep mystical sense can be traced in his music. We are shown that Wotan has to come to terms, not with the consciousness that had become individualized, but with that which had not yet become so, and still strongly acts as group-consciousness. When he tries by stealth to take away the Ring from the giant, he meets this consciousness in the figure of Erda. She is clearly representing the old all-encompassing consciousness through which knowledge is attained clairvoyantly of the whole environment. The words spoken at this point are most significant:
The old consciousness that held sway in Nebelheim cannot be better described than in the words:
The old consciousness was a dreaming consciousness, but in this dream human beings knew of the whole surrounding world. The dream encompassed the depth of nature and spun its wisdom from person to person, whose musing and actions all stemmed from this dreaming consciousness. Wotan meets it in the figure of Erda with the result that a new consciousness arises. What is of a higher order is always depicted in myths and sagas as a female figure. In Goethe's Faust it is indicated in the words of the Chorus Mysticus: “The eternal feminine draws us upwards and on.” Various peoples have depicted a person's inner striving towards a higher consciousness as a union with a higher aspect of the being that is seen as feminine. What is depicted as a marriage is a person's union with the cosmic laws that permeate and illumine his soul. For example, in ancient Egypt we see Isis, and as always the female figure that is looked up to as the higher consciousness has characteristics that correspond to those of the particular people. What a people feels to be its real essence, its true nature, is depicted as a female figure corresponding to this ideal—a feminine aspect with which the individual human being becomes united after death, or also while still living. As we have seen, man can rise above the sensual, either by leaving it behind, and in death uniting with the spirit, or he may attain the union while still living by attaining spiritual sight. In either case, this higher self is depicted in Germanic myths as a female figure. The warrior who fought courageously and died on the battlefield is regarded by ancestors of today's Middle European as someone who, on entering the spiritual world, would be united with this higher aspect of his being. Hence, the Walkyries are shown to approach the dying warriors and carry them up into spiritual realms. Union with the Walkyrie represents union with the higher consciousness. The Walkyrie Brunnhilde is created through the union of Wotan and Erda. Siegfried is to be united with her and guided into spiritual life. Thus, the daughter of Erda represents the higher consciousness of initiation. Siegfried represents the new, the different human being that has come into existence. Because of the configuration and higher perfection of his inner being, he is united with the Walkyrie already in life. The hidden wisdom in Germanic legends comes to expression in Wagner's artistic creation. He shows that through the Götterdämmerung (Twilight of the Gods), the old group-soul consciousness must die out as the new individual consciousness develops in Siegfried. Wagner had a deep awareness of the great mysteries connected with mankind's evolution. A human being's inner experiences he expressed through music, his action through dramatic art. His sense for the mystical aspect of evolution enabled him to portray a person's higher development. It made him place at the centre of one of his dramas the figure of Lohengrin. Who is Lohengrin? He can be understood only when seen an the background of the momentous upheavals taking place all over Europe at the time when the legend was living reality. Only then can we understand what Wagner had in mind when he depicts Lohengrin's relationship with the Lady he names as Elsa von Brabant. Throughout Europe a new epoch was dawning; An individual's striving personality was coming to the fore. Though described in prosaic terms, these phenomena hide events of greatest significance. In France, Scotland, England and as far away as Russia, a new social structure was developing, in the form of the “Free City.” In rural districts, people still lived in groups, in clans; those who wanted to escape flocked to the cities. The urban environment promoted individual consciousness and feelings of independence. People in the city were those who wanted to strip off the bonds of clan or tribe; they wanted to live their own lives in their own way. In reality a mighty revolution was taking place. Up till then a person's name decided where he belonged and his status. In the City, a person's name was of no importance, family background of no concern. What counted was personal ability; in the city individuality developed. The evolution from selflessness to individuality became an evolution from individuality to brotherhood. The legend depicted this. In the middle of the Middle Ages the old social structure was being replaced with a new structure, within which each person contributed according to his individual capacity. Formerly, Leaders and rulers, were always descended from priestly and aristocratic families. The fact that they came from such a background was what mattered; they must have the “right” blood. In the future that would be of no account; someone chosen as leader might be completely unknown as regards descent, and it would be regarded as irreverent to link him with a particular name. The ideal was seen in the great individuality, in the anonymous sage who continued to grow and develop; he was not significant because of his descent, but because of what he was. He was a free individual acknowledged by others just because his achievements were his own. In this sense, Lohengrin comes before us as representative of man, leading men to freedom and independence. The lady who becomes his wife represents the consciousness described as that of city-dweller of the Middle Ages. He who mediates between the Lofty Being that guides mankind and the people is always associated with great individuality, and is always known by a specific name. Through spiritual knowledge he is known by the technical name “Swan,” which denotes a particular stage of higher spiritual development. The Swan mediates between ordinary people and the Lofty Being that leads humanity. We see a reflection of this in the legend of Lohengrin. If we are to do justice to the wisdom found in legends, to things revealed through Wagner's artistry, we must bring to it an open mind and mobile ideas. If taken in a narrow, pedantic sense, we are left with empty words instead of being inwardly fired with enthusiasm by the far-reaching vistas opened up through his work. I must be permitted to bring these things before you in concepts that point to a greater perspective. A figure like Lohengrin must be presented in light of its world-historical background and significance. And we must recognize that an understanding of this significance dawned in Wagner, enabling him to give it artistic The same also applies to Wagner's comprehension of the Holy Grail. We concerned ourselves with the Holy Grail in the previous lecture: “Who are the Rosicrucians?” It is indeed a remarkable fact that at a certain moment there arose in Wagner an inkling of the great teaching that flourished in the Middle Ages. Before that happened, another idea, as it were, prepared the way, but first it led him to create a drama called The Victor; this was in 1856. The Victor was never performed, but the idea it embodied was incorporated into his Parsifal. The Victor depicted the following: Ananda, a youth of the Brahman caste, was loved by a Tschandala maiden; because of the caste system he cannot reciprocate the love. Ananda became a follower of Buddha, and he eventually conquered his human craving: He gained victory over himself. To the maiden was then revealed that in a former life she was a Brahman and had overcome her love for the youth who was then of the Tschandala caste. Thus, she too was a victor. She and Ananda were spiritually united. Wagner renders a beautiful interpretation of this idea, taking it as far as reincarnation and karma in the Christian-Anthroposophical sense. We are shown that the maiden herself, in a former life, brought about the present events. Wagner has worked on this idea in 1856. On Good Friday, 1857, he was sitting in the Retreat, “the sanctuary on the green hill.” Looking out over the fields watching the plants come to life, sprouting from the earth, an inkling arose in him of the Power of the germinating force emerging from the earth in response to the rays of the sun: a driving force, a motivating force that permeates the whole world and lives in all beings; a force that must evolve, that cannot remain as it is; a force that, to reach higher stages, must pass through death. Watching the plants, he felt the force of sprouting life, and turning his gaze across the Lake of Zürich to the village; he contemplated the opposite idea, that of death—the two polar concepts to which Goethe gives such eloquent expression in his poem, Blessed Longing.
Goethe rewrote the words in his hymn to nature saying: “Nature invented death to have more life; only through death can she create a higher spiritual life.” On Good Friday, as the symbol of death came before mankind in remembrance, Wagner sensed the connection between life, death and immortality. He felt a connection between the life sprouting from the earth and the Death on the Cross, the Death that is also the source of a Christian belief that life will ultimately be victorious over death, will become eternal life. Wagner sensed an inner connection between the sprouting life of spring and the Good Friday belief in Redemption, the belief that from Death on the Cross springs Eternal Life. This thought is the same as that contained in the Quest for the Holy Grail, where the chaste plant blossom, striving towards the sun, is contrasted with human desire filled nature. On the one hand Wagner recognized that human beings steeped in desires; on the other he looked towards a future ideal—the ideal that human beings shall attain a higher consciousness through overcoming their lower nature, shall attain a higher fructifying power, called forth by the Spirit. Looking towards the Cross, Wagner saw the blood flowing from the Redeemer, the symbol of Redemption, being caught in the Graul Chalice. This picture, linked itself within him to the life awakening in nature. These thoughts were passing through Wagner's soul on Good Friday, 1857. He jotted down a few words that later became the basis from which he created his magnificent Good Friday drama. He wrote: "The blossoming plant springs from death; eternal life springs from the Death of Christ." At that moment Wagner had an inner awareness of the Spirit behind all things, of the Spirit victorious over death. For a time other creative ideas pushed those concerned with Parsifal into the Background. They came to the fore once more near the end of his life, when, clearer than before, they conveyed to him a person's path of knowledge. Wagner portrayed the path to the Holy Graul to show the cleansing of a human beings' desire nature. As an ideal this is depicted as a pure holy chalice whose image is the plant calyx's chaste fructification to new creation by the sunbeam, the holy lance of love. The sunbeam enters matter as Amfortas' lance enters sinful blood. But there the result is suffering and death. The path to the Holy Grail is portrayed as a cleansing of the sinful blood of lower desires till, on a higher level, it is as pure and chaste as is the plant calyx in relation to the sunbeam. Only he who is pure in heart, unworldly, untouched by temptation, so that he approaches the Holy Grail as an "innocent fool" filled with questions of its secret, can discover the path. Wagner's Parsifal is born out of his mystical feeling for the Holy Grail. At one time he meant to incorporate the idea into his work Die Wibelungen, an historical account of the Middle Ages. He wanted to elevate the concept of Emperor by letting Barbarossa journey to the East in search of the original spirit of Christianity, thus combining the Parsifal legend with history of the Middle Ages. This idea led to his wonderful artistic interpretation of the Good Friday tradition, so that it can truly be said that Wagner has succeeded in bringing religion into art, in making art religious. In his artistic new creation of the Good Friday tradition, Wagner had the ingenious idea of combining the subject of faith with that of the Holy Grail. On the one hand stands the belief that mankind will be redeemed, and on the other, that through perfecting its nature humanity itself strives towards redemption; the belief that the Spirit permeating mankind—a drop of which lives in each individual as his higher self—in Christ Jesus foreshadowed humanity's redemption. All this arose as an inner picture in Wagner's mind already on that Good Friday in 1857 when he recognized the connection between the legend of Parsifal and Redemption through Christ Jesus. We can begin to sense the presence of the Christ within mankind's spiritual environment when, with sensitivity and understanding, we absorb the story of the Holy Graul. And it can deepen to concrete inner spiritual experience when we sense the transition from the midnight of Maundy Thursday—events of Maundy Thursday—to those of Good Friday, which symbolize the victory of nature's resurrection. Wagner's Parsifal was inspired by the festival of Easter. He wanted new life to pour into the Christian festivals, which originally were established out of a deep understanding of nature. This can be seen especially in the case of the Easter festival, which was established when it was still known that the constellation of sun and moon affected human beings. Today people want Easter celebrated an an arbitrarily chosen date, which shows that the festival is no longer experienced as it was when there was still a feeling for the working of nature. When the spirit was regarded as a reality it was sensed in all things. If we could still sense what was bequeathed to us through traditions in regard to the festivals, then we would also have a feeling for how to celebrate Good Friday. Richard Wagner did have that feeling, just as he also perceived that the words of the Redeemer: “I am with you to the end of the world,” called human beings to follow the trail that led to the lofty ideal of the Holy Grail. Then people who lived the Truth would become redeemers. Mankind is redeemed by the Redeemer. But Wagner adds the question: "When is the Redeemer redeemed?" He is redeemed when He abides in every human heart. As He has descended into the human heart, the human heart must ascend. Something of this was also felt by Wagner, for from the motif of faith he lets sound forth what is the mystical feeling of mankind in these beautiful words from Parsifal:
These words truly show Wagner's deep commitment to the highest ideal a person can set himself: to approach that Spiritual Power that came down to us and lives in our world. When we are worthy, we bring what resounds at the dose of Richard Wagner's Parsifal: Redemption for the Redeemer.
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58. Metamorphoses of the Soul: Paths of Experience I: Buddha and Christ
02 Dec 1909, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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Goethe could not write in this way, describing the connection of man with the whole world, without indicating that the human being, born out of the constellations of existence, is in the world as something that can never pass away but must celebrate its resurrection in spiritualised form. |
58. Metamorphoses of the Soul: Paths of Experience I: Buddha and Christ
02 Dec 1909, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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Ever since its foundation,55 the spiritual-scientific movement has suffered from being confused with all sorts of other tendencies and strivings of the present day. Particularly it is accused of trying to transplant certain eastern spiritual currents, especially that of Buddhism, into the culture of the West. Hence our subject today has a special relevance for spiritual research: we are going to consider the significance of the Buddhist religion on the one hand and that of Christianity on the other, from the standpoint of Spiritual Science. Those who have often attended my lectures here will know that we intend a study in the scientific sense, ranging widely over world-events from the point of view of spiritual life. Anyone who has thought at all seriously about Buddhism will know that its founder, Gautama Buddha, always refused to answer questions concerning the evolution of the world and the foundations of our human existence. He wished to speak only about the means whereby a man could come to a way of existence that would be satisfying in itself. This fact alone should be enough to distinguish Buddhism from Spiritual Science, for Spiritual Science never refuses to speak about world origins and the great facts of evolution. And if one particular aspect of Spiritual Science is being more and more confused with Buddhism—namely our treatment of repeated earth-lives and the working of spiritual causes from earlier lives into later ones—it is strange that Spiritual Science should be charged on this account with being a form of Buddhism. By now people should surely have grasped that Spiritual Science is not concerned with names but with ascertainable truth, independently of any name that may be given to it. The fact that the doctrine of reincarnation or repeated earth-lives is to be found among the ideas of Gautama Buddha, though in a quite different form, has no more significance for Theosophy or Spiritual Science than the fact that the elements of geometry are found in Euclid. Just as it would be absurd to accuse a geometry teacher of practising “Euclidism”, so is it absurd to bring a charge of Buddhism against Spiritual Science because it has a doctrine of reincarnation and similar ideas are to be found in the Buddha. At the same time we must make it clear that Spiritual Science provides a means of testing the spiritual sources of every religion—including Christianity, the basis of European culture, on the one hand, and Buddhism on the other. The notion that Spiritual Science wants to be “Buddhism” is not confined to persons who know nothing of Theosophy. Even the great Orientalist, Max Muller,56 who has done so much to make oriental religions better known in Europe, cannot rid himself of it. In discussing it with another writer he used the following analogy. If, he says, a man were to be seen somewhere with a pig that was a good grunter, no-one would be surprised; but if a man could mimic the grunting to perfection, people would gather round and look on it as a miracle! By the grunting pig Max Muller means the real Buddhism, which by then had become known in Europe. But its teaching, he continues, was attracting no attention, while false Buddhism, or what he calls “Madame Blavatsky's theosophical swindle”,57 was gaining wide acceptance. The analogy is not very happy. Even apart from the fact that it is hardly polite to represent the true Buddhist teaching, which came to birth with so much travail, by the grunting of a pig, the analogy implies that Madame Blavatsky succeeded extremely well in producing an exact imitation of Buddhism. Madame Blavatsky deserves credit for having set the ball rolling, but nowadays very few thoughtful theosophists believe that she was successful in reproducing true, genuine Buddhism. Just as a teacher of geometry is not required to produce a replica of Euclid, so a teacher of Theosophy is not required to reproduce Buddhism. If we wish to immerse ourselves in the spirit of Buddhism in the sense of Spiritual Science, so that we may then compare it with the spirit of Christianity, we had better not proceed immediately to its deeper doctrines, which can readily be interpreted in various ways. We will rather try to gain an impression of its significance from its whole way of thinking and forming ideas. Our best course is to start with a document that is very highly regarded in Buddhist circles: the questions put by King Milinda to the Buddhist sage, Nagasena.58 Here we find a conversation which brings out the inner character of the Buddhist way of thinking. Milinda, the mighty and brilliant King who has never been defeated by a sage, being always able to repulse any objections brought against his own ideas, wants to converse with Nagasena about the significance of the immortal, eternal element in human nature which passes from one incarnation to the next. Nagasena asks the King: “How did you come here—on foot or in a chariot?” “In a chariot”, the King replies. “Now”, says Nagasena, “let us inquire into this question of the chariot—what is it? Is the axle the chariot? No. Is it the wheel? No. Is it the yoke? No. And so”, says Nagasena, “we may go through all the parts of the chariot; none of them is the chariot. Yet the chariot we have before us is made up entirely of these separate parts. ‘Chariot’ is only a name for the sum total of these parts. If we set aside the parts, we have nothing left but the name.” Nagasena's aim in all this is to lead the eye away from the physical world. He wants to show that the composite form designated by a “name” does not actually exist as such in the physical world, so that he may thus bring out the worthlessness and meaninglessness of the physical sense-perceptible as the sum of its parts. In order to make the point of this parable quite clear, Nagasena says: “Thus it is also with the composite form that is man, which passes from one earth-life to another. Is it the hands and head and legs that pass from one earth-life to another? No. Is it what you are doing today or will do tomorrow? No. What then is it that constitutes a human being? The name and the form. But just as with the chariot, when we look on the sum of the parts we only have a name. We have nothing more than the parts!” We can bring out the argument even more clearly by turning to another parable that Nagasena sets before King Milinda. The King speaks: “You say, O wise Nagasena, that what passes from one incarnation to another are the name and form of the human being. When they appear again on earth in a new incarnation, are they the name and form of the same being?” Nagasena answers: “Behold, your mango-tree is bearing fruit. Then a thief comes and steals the fruit. The owner of the mango-tree cries: ‘You have stolen my fruit!’ ‘It is not your fruit’, the thief replies. ‘Your fruit was the one you buried in the ground, where it dissolved. The fruit now growing on the tree has the same name, but it is not your fruit.’” Nagasena then continued: “Yes, it is true—the fruit has the same name and form, but it is not the same fruit. Yet the thief can still be punished for his theft. So it is with what re-appears in an earthly life compared with what appeared in previous lives. It is only because the owner of the mango-tree planted a fruit in the earth that fruit now grows on the tree. Hence we must regard the fruit as his property. It is similar with the deeds and destiny of a man's new life on earth: we must look on them as the effects, the fruit, of his previous life. But what appears is something new, as is the fruit on the mango-tree.” In this way Nagasena sought to dissolve everything that makes up an earth-life, in order to show how only its effects pass over into the next life on earth. This approach can give us a much better idea of the whole spirit of Buddhist teaching than we could gain from its general principles, for these—as I said—can be interpreted in various ways. If we allow the spirit of Nagasena's parables to work upon us, we can see clearly enough how the Buddhist teacher wishes to draw his disciples away from everything that stands here before us as a separate human Ego, a definite personality; how he wishes to direct attention above all to the idea that, although what appears in a new incarnation is indeed an effect of the previous personality, we have no right to speak in any true sense of a coherent Ego which passes on from one earth-life to the next. If now we turn from Buddhism to Christianity, we could—though it has never been done—rewrite Nagasena's examples in a Christian sense, somewhat as follows. Let us suppose that King Milinda has arisen from death as a Christian and that the ensuing conversation is permeated, with the spirit of Christianity. Nagasena would then have to say: “Look at your hand! Is the hand a man? No—the hand alone does not make a man. But if you cut off the hand from the man, it will decay, and in two or three weeks it will no longer be a hand. What then is it makes the hand a hand? It is the man who makes the hand a hand! Is the heart a man? No! Is the heart something self-sufficient? No, for if we separate the heart from the man, it will soon cease to be heart—and the man will soon cease to be a man. Hence it is the man who makes the heart a heart and the heart that makes the man a man. The man is a man living on earth only because he has the heart as an instrument. Thus in the living human organism we have parts which in themselves are nothing; they exist only in relation to our entire make-up. And if we reflect on how it is that the separate parts cannot exist on their own, we find that we must look beyond them to some invisible agency which rules over them, holds them together and uses them as instruments to serve its needs.” Nagasena could then return to his parable of the chariot and might say, speaking now in a Christian sense: “True, the axle is not the chariot, for with the axle alone you cannot drive. True, the wheels are not the chariot, for with the wheels alone you cannot drive. True, the yoke is not the chariot, for with the yoke alone you cannot drive. True, the seat is not the chariot, for with the seat alone you cannot drive. And although the chariot is only a name for the assembly of parts, you do not drive with the parts but with something that is not the parts. So the ‘name’ does stand for something specific! It leads us to something that is not in any of the parts.” Thus the spirit of Buddhist teaching aims at diverting attention from the visible in order to get beyond it, and it denies the significance of anything visible. The Christian approach sees the parts of a chariot, or of any other object, in such a way that the mind is directed towards the whole. From this contrast we can see that both the Christian and the Buddhist approach to the outer world have definite consequences. And if now we follow the Buddhist approach to its logical conclusion, its consequences will be plain to see. A man, a Buddhist, stands before us. He plays his part in the world and performs various actions. His Buddhist teaching tells him that everything around him is worthless. The nothingness and non-existence of everything visible is impressed upon him. Then he is told that he ought to free himself from dependence on this nothingness in order to reach a real, higher state of being. With this aim in mind he should avert his gaze from the sense-world and from everything he could learn about it through his human faculties. Turn away from the sense-world! For if we reduce to name and form everything offered by the sense-world, its nothingness is revealed. No truth is to be found in the sense-world displayed before us! What does the Christian way of thinking make of all this? It regards any single part of the human organism not as a separate unit, but as embraced by a real, unified whole. The hand, for example, is a hand only because man uses it as a hand. Here the thing we see points directly to something behind it. This way of thinking thus leads to findings very different from those that derive from the Buddhist way. Hence we can say: A man stands before us. He exists as a man only because behind him stands a spiritual man who activates his constituent parts and is the directing source of whatever he does or accomplishes. That which animates the parts of his organism and lives in them has poured itself into the visible being, where it experiences the fruits of action. From thus experiencing the sense-world it extracts something we may call a “result”, and this is carried over into the next incarnation, the next life on earth. Behind the external man there is this active man, this doer, who does not reject the outer world but handles it in such a way that its fruits are garnered and carried over to the next life. If we look at this question of repeated earth-lives from the standpoint of Spiritual Science, we must say: For Buddhism, the principle that holds a man together during life does not endure; only his actions work on into his next earth-life. For Christianity, the principle that holds a man together is a complete Ego; and this Ego endures. It carries over into the next earth-life all the fruits of the preceding one. Hence we see that what keeps these two world-outlooks decisively apart is the quite definite difference between their respective ways of thinking, and this counts for much more than theories or principles. If in our time people were not so wedded to theories about everything, they would find it easier to recognise the character of a spiritual movement from its typical concepts. All this is connected with a final difference between the Christian and Buddhist outlooks. The core of Buddhist doctrine has been set forth in immensely significant words by the founder of Buddhism himself. Now this lecture is truly not being given in order to promote opposition to the great originator of Buddhist teaching. My intention is to describe the Buddhist world-outlook quite objectively. It is precisely Spiritual Science that is the right instrument for penetrating without sympathy or antipathy into the heart of the various spiritual movements in the world. The Buddha-legend brings out clearly enough, even if in a pictorial form, what the founder of Buddhism was aiming at. We are told that Gautama Buddha, the son of King Suddhodana, was brought up in a royal palace, where everything around him was designed to enhance the quality of life. Throughout his youth he knew nothing of human suffering or sorrow; he was surrounded by nothing but happiness, pleasure and diversions. One day he left the palace, and for the first time the pains and sorrows, all the shadow-side of human life, met him face to face. He saw an old man withering away; he saw a man stricken with disease; above all, he saw a corpse. Hence it came to him that life must be very different from what he had seen of it in the royal palace. He saw now that human life is bound up with pain and suffering. It weighed heavily on the Buddha's great soul that human life entails suffering and death, as he had seen them in the sick man, the aged man and the corpse. For he said to himself: “What is life worth if old age, sickness and death are inescapably part of it?” These reflections gave rise to the Buddha's monumental doctrine of suffering, which he summarised in the words: Birth is suffering, old age is suffering, illness is suffering, death is suffering. All existence is filled with suffering. That we cannot always be united with that which we love—this is how Buddha himself later developed his teaching—is suffering. That we have to be united with that which we do not love, is suffering. That we cannot attain in every sphere of life what we want and desire, is suffering. Thus there is suffering wherever we look. Even though the word “suffering”, as used by the Buddha, does not have quite the meaning it has for us today, it did mean that everywhere man is exposed to things that come against him from outside and against which he can muster no effective strength. Life is suffering, and therefore, said the Buddha, we must ask what the cause of suffering is. Then there came before his soul the phenomenon he called “thirst for existence”. If there is suffering everywhere in the world then man is bound to encounter suffering as soon as he enters this world of suffering. Why does he have to suffer in this way? The reason is that he has an urge, a thirst, for incarnation in this world. The passionate desire to pass from the spiritual world into a physical-corporeal existence and to perceive the physical world—therein lies the basic cause of human existence. Hence there is only one way to gain release from suffering: to fight against the thirst for existence. And this can be done if we learn to follow the eight-fold path, in accordance with the teaching of the great Buddha. This is usually taken to embrace correct views, correct aims, correct speech, correct actions, correct living, correct endeavour, correct thoughts, and correct meditation. This taking hold of life in the correct way and relating oneself correctly to life, will gradually enable a man to kill off the desire for existence, and will finally lead him so far that he no longer needs to descend into a physical incarnation and so is released from existence and the suffering that pervades it. Thus the four noble truths, as the Buddha called them, are:
These are the four holy truths that were proclaimed by the Buddha in his great sermon at Benares in the fifth or sixth century, B.C.after his illumination under the Bodhi tree. Release from the sufferings of existence—that is what Buddhism puts in the foreground, above all else. And that is why it can be called a religion of redemption, in the most eminent sense of the word, a religion of release from the sufferings of existence, and therefore—since all existence is bound up with suffering—of release from the cycle of repeated lives on earth. This is quite in keeping with the conceptions described in the first part of this lecture. For if a thought directed to the outer world finds only nothingness, if that which holds together the parts of anything is only name and form, and if nothing carries over the effects of one incarnation into the next, then we can say that “true existence” can be achieved only if a man passes beyond everything he encounters in the outer sense-world. It would obviously not be right to call Christianity a “religion of redemption” in the same sense as Buddhism. If we wish to put Christianity in its right relationship to Buddhism from this standpoint, we could call it a “religion of rebirth”. For Christianity starts from a recognition that everything in an individual life bears fruits which are of importance and value for the innermost being of man and are carried over into a new life, where they are lived out on a higher level of fulfillment. All that we extract from a single life becomes more and more nearly perfect, until at last it appears in a spiritual form. Even the least significant elements in our existence, if they are taken up by the spiritual and given new life on an ever more perfect level, can be woven into the spiritual. Nothing in human existence is null and void, for it goes through a resurrection when the spirit has transformed it in the right way. It is as a religion of rebirth, of the resurrection of the best that we have experienced, that we should look on Christianity—a religion for which nothing we encounter is worthless, but is rather a building-stone for the great edifice that is to arise by a bringing together of everything spiritual in the sense-world around us. Buddhism is a religion of release from existence, while Christianity is a religion of rebirth on a spiritual level. This is evident in their ways of thinking about things great and small and in their final principles. If we look for the causes of this contrast, we shall find them in the quite opposite characteristics of Western and Eastern culture. The fundamental difference between them can be put quite simply. All genuine Eastern culture which has not yet been fertilised by the West is non-historical, whereas all Western culture is historical. And that is ultimately the difference between the Christian and the Buddhist outlooks. The Christian outlook is historical: it recognises not only that repeated earth-lives occur but that they form an historical sequence, so that what is first experienced on an imperfect level can rise in the course of further incarnations to ever higher and more nearly perfect levels. While Buddhism sees release from earth-existence in terms of rising to Nirvana, Christianity sees its aim as a continuing process of development, whereby all the products and achievements of single lives shine forth in ever-higher stages of perfection, until, permeated by the spirit, they experience resurrection at the end of earth-existence. Buddhism is non-historical, quite in the sense of the cultural background out of which it grew. It turns its gaze to earlier and later incarnations of man and sees him in opposition to the external world. It never asks whether in earlier times man may have stood in a different relationship to the external world or whether in the future this relationship may again be different—though these are questions that Christianity does ask. So Buddhism comes to the view that man's relationship to the world in which he incarnates is always the same. Driven into incarnation by his thirst for existence, he enters a world of suffering; it matters not whether the world called forth this same thirst in him in the past or will do so in the future. Suffering, and again suffering, is what he is bound always to experience during life on earth. So earth-lives are repeated, and Buddhism never truly connects them with any idea of historical development. That is why Buddhism can see its Nirvana, its state of bliss, as attainable only by withdrawing from the ever-repeated cycle of lives on earth, and why it has to regard the world itself as the source of human suffering. For it says that if we ever enter the physical world, we are bound to suffer: the sense-world cannot but bring us suffering. That is not Christian, for the Christian outlook is historical through and through. It recognises that man, in being born again and again, faces an external world; but if these encounters bring him suffering, or leave him unsatisfied, deprived of an inwardly harmonious existence, this is not because earthly life is always such that man must suffer, but because he has related himself wrongly to the external world. Christianity and the Old Testament both point to a definite event, as a result of which man has developed his inner life in such a way that he can make his existence in the world around him a source of suffering. Suffering is not inflicted on us by the world we perceive through our eyes and ears, the world in which we are incarnated; humanity once developed something within itself which placed it in a wrong relation to the world. And as this is inherited from generation to generation, it is still the cause of human suffering today. In the Christian sense we can say that from the beginning of the earth-existence human beings have not had a right relation to the outer world. This comparison can be extended to the fundamental doctrines of the two religions. Buddhism emphasises again and again that the outer world is Maya, illusion. Christianity, on the contrary, says: Man may indeed believe that what he sees of the outer world is an illusion, but that is because his organs are so constituted that he cannot see through the external veil to the spiritual world. The outer world is not an illusion; the illusion has its source in the limitations of human seeing. Buddhism says: Look at the rocks around you; look where the lightning flashes and the thunder rolls—it is all Maya, the great illusion. Christian thinking would reply that it is wrong to call the outer world an illusion. No, it is man who has not yet found the way to open the spiritual senses—his spirit-eyes and spirit-ears, in Goethe's words—which could show him how the outer world is to be seen in its true form. Christianity, accordingly, looks for a pre-historical event which has prevented the human heart from forming a true picture of the outer world. And human development through a series of incarnations must be seen as a means whereby man can regain, in a Christian sense, his spirit-eyes and spirit-ears in order to see the external world as it really is. Repeated earth-lives are therefore not meaningless: they are the path which will enable man to look at the outer world—from which Buddhism wishes to liberate him—and to see it irradiated by the spirit. To overcome the physical appearance of the world by acquiring the spiritual vision that man does not yet possess, and to dispel the human error whereby the outer world can seem to be only Maya—that is the innermost impulse of Christianity. In Christianity, therefore, we do not find a great teacher who, as in Buddhism, tells us that the world is a source of suffering and that we must get away from it into another world, the quite different world of Nirvana. Christianity presents a powerful impulse to lead the world forward: the Christ, who has given us the strongest indication of the forces that man can develop out of his inner life-forces that will enable him to make use of every incarnation in such a way that its fruits will be carried into every succeeding incarnation through his own powers. The incarnations are not to cease in order to open the way to Nirvana; but all that we can acquire in them is to be used and developed in order that it may experience resurrection in the spiritual sense. Herein lies the deepest distinction between the non-historical philosophy of Buddhism and the historical outlook of Christianity. Christianity looks back to a Fall of man as the source of pain and suffering and onward to a Resurrection for their healing. We cannot gain freedom from pain and suffering by renouncing existence, but only by making good the error which has placed man in a false relationship with the surrounding world. If we correct this error, we shall indeed see that the sense-perceptible world dissolves like a cloud before the sun, and also that all our actions and experiences within it can be resurrected on the spiritual plane. Christianity is thus a doctrine of reincarnation, of resurrection, and only in that light may we place it beside Buddhism. This, however, involves contrasting the two faiths in the sense of Spiritual Science and entering into the deepest impulses of both. All that I have said in general terms can be substantiated down to the smallest details. For example, we can find in Buddhism something like the Sermon on the Mount in the Matthew Gospel: He that hears the law—that is, the law imparted by the Buddha—is blessed. He who raises himself above the passions is blessed. He who can live in loneliness is blessed. He who can live with the creatures of the world and do them no harm is blessed. And so on. Thus we could regard the Buddhist beatitudes as a counterpart of the beatitudes in the Sermon on the Mount. We have only to understand them in the right way. Let us compare them with the text of the beatitudes of the Sermon on the Mount in St. Matthew's Gospel.59 There we hear at the beginning the powerful words: “Blessed are they who are beggars for the spirit, for they will find within themselves the kingdom of heaven.” It is not said only “Blessed are they who hear the law”; there is an addition. We are told: Blessed are the poor in spirit so that they have to beg for it, for “theirs is the kingdom of heaven.” What does that mean? We can understand such a saying only if we keep before our souls the whole historical character of the Christian outlook. First of all, we must remember that all the faculties of the human soul have a history; they have evolved. Spiritual Science takes this word “evolved” very seriously, as meaning that what is there today has not been there always. It tells us that what we call our intellect, our scientific way of thinking, did not exist in primitive times; in place of it there was something we might call a dim, hazy clairvoyance. The way in which we now achieve knowledge of the world was unknown to these early people. But there dwelt in them a kind of primitive wisdom which went far beyond anything we have been able to establish today. Anyone who understands history knows that such a primitive wisdom did exist. In those early times human beings did not know how to build machines or railway engines, or how to dominate their environment with the aid of natural forces, but their vision of the divine-spiritual foundations of the world went far beyond our present knowledge. This vision did not come from thinking things out. Men could not then proceed as modern science does. They were given inspirations, revelations, which arose dimly in their souls. They were not wholly conscious of them, but they could recognise them as true reflections of the spiritual world and of the ancient wisdom. But as in the course of evolution man passed from life to life, he was destined to lose the old hazy clairvoyance and the ancient wisdom and to learn to grasp things with his intellect. In the future he will unite the two faculties: he will be able to look clairvoyantly into the spiritual world while retaining the forms of modern knowledge. Today we are living in a transition stage. The old clairvoyance has been lost, and what we now are has developed in the course of time. How has man reached the point of being able, as a self-conscious being, to get to know the world through his intellect? In particular, when did self-consciousness first come to man? It was at the time—though world-evolution is not usually interpreted so exactly—when Christ Jesus appeared on earth. Men were at a turning-point given for what has produced the finest achievements of our own time. The coming of the Christ into human evolution marked the transition from the old to the new. When John the Baptist proclaimed “The Kingdom of Heaven is at hand”,60 he was simply using a technical expression for the experience that would come to men when they began to gain knowledge of the world through their own self-consciousness and no longer through inspirations. The Baptist's call means that knowledge of the world in terms of concepts and ideas is near at hand. Men are no longer dependent on the old clairvoyance, but can now investigate the world for themselves. And the most powerful impulse for this new way of knowledge was given by Christ Jesus. Hence there is a deep meaning in the very first words of the Sermon on the Mount. They might be interpreted: Men are now at the stage where they are beggars for the spirit. In the past they had clairvoyant vision and could look into the spiritual world. That time is over. But a time will come when man, through the inner force of his Ego, will be able to find a substitute for the old clairvoyance through the Word which will reveal itself within him. Blessed, accordingly, are not only those who in ancient times gained the spirit through twilight inspirations, but also those who no longer have clairvoyance because evolution has brought them to that stage. They are indeed not unblest, those who are beggars for the spirit because they have lost the spirit. Blessed are they, for theirs is that which reveals itself through the Ego and can be achieved through their own self-consciousness. Further we read: “Blessed are they who suffer”, for although the outer sense-world is a cause of suffering because of our relationship to it, the time has now come when man, if he will grasp his self-consciousness and unfold the forces which dwell in his Ego, will come to know the remedy for his suffering. Within himself he will find the possibility of consolation, for the time has come when any external consolation loses significance, because the Ego is to have the strength to find within itself the remedy for suffering. Blessed are they who can no longer find in the outer world all that was once found there. That is also the highest meaning of the beatitude, “Blessed are they who thirst after justice, for they shall be filled.” Within the Ego itself will be found a source of justice that will compensate for the injustice in the world. So it is that Christ Jesus points the way to the human Ego, to the divine element in man. Take into your inner being that which lives in the Christ as a prefiguration; then you will find the strength to carry over from one incarnation to another the fruits of your lives on earth. It is important for life in the spiritual world that you should master what can be experienced in earthly existence. Bearing on this is an event which in the first instance is one of suffering for Christianity—the death of Christ Jesus, the Mystery of Golgotha. This death is of greater significance than ordinary death; Christ here establishes death as the starting-point of an immortal, invincible life. This death is not merely as though Christ wished to free himself from life; he suffers it because from it works an ascending power, and because out of this death there is to flow eternal life. This was felt by those who lived in the early centuries of Christianity, and it will be recognised more and more widely when the Christ Impulse is better understood. Then people will understand how it was that six centuries before Christ one of the greatest of men left his palace, saw a dead body and formed the judgment—death is suffering, release from death is salvation—and resolved that he would have no more to do with anything that lay under the dominion of death. Six centuries go by until the Christ comes, and after six more centuries have passed a symbol is raised which will be understood only in the future. What is this symbol? It was not a Buddha, not a chosen person, but simple folk who went and saw the symbol; saw the cross raised and a dead body upon it. For them, death was not suffering, nor did they turn away from it; they saw in the body a pledge of eternal life, a sign of that which conquers death and points away from everything in the sense-world. The noble Buddha saw a corpse; he turned away from the sense-world and decided that death is suffering. The simple folk who looked upon the cross and the body did not turn away from the sight: for them it was testimony that from this earthly death there springs eternal life. So it was that six hundred years before the founding of Christianity the Buddha stood before the corpse, and six hundred years after the coming of Christ simple folk saw the symbol which expressed for them what had come about through the founding of Christianity. At no other time has there been such a turning-point in the evolution of mankind. If we look at these things objectively, we come to see even more clearly wherein lie the greatness and significance of Buddhism. As we have said, man was originally endowed with a primal wisdom, and in the course of successive incarnations this wisdom was gradually lost. The appearance of the great Buddha marks the end of an old epoch of evolution; it provides the strongest historical evidence that men had lost the old wisdom, the old knowledge, and this explains the turning away from life. The Christ is the starting-point of a new evolution, which sees the sources of life eternal in this earthly life. In our time this important fact concerning human evolution is still not clearly understood. That is why it can happen today that men of fine and noble nature, unable to gain from modern viewpoints what they need for their inner life, turn to something different and find release in Buddhism. And Buddhism does show in a certain sense how a man can be lifted up out of sense-existence and through a certain unfolding of his inner forces can rise above himself. But this can occur only because the greatest impulse and innermost source of Christianity is still so little understood. Spiritual Science should be the instrument for penetrating ever more deeply into the concepts and outlook of Christianity. And precisely the idea of evolution, to which Spiritual Science does full justice, will be able to lead men to an intimate grasp of Christianity. Spiritual Science can therefore cherish the hope that a rightly understood Christianity will stand out ever more clearly from all misinterpretations of it, without transplanting Buddhism into our time. Any attempt to do this would indeed be shortsighted, for anyone who understands the circumstances of spiritual life in Europe will know that even those movements which are apparently opposed to Christianity have drawn their whole armoury of weapons from Christianity itself. There could have been no Darwin or Haeckel61—grotesque as this sounds—if a Christian education had not made it possible for them to think as they thought; if the forms of thought had not been ready for those who, after a Christian education, use them to attack, so to speak, their own mother. What these people say, and the tone of voice in which they say it, are often apparently directed against Christianity, but it is Christian education that enables them to think in this way. It would be unpromising, to say the least, for anyone to try to graft something Oriental into our culture, for it would contradict all the conditions of spiritual life in the West. All we need to do is to get a clear grasp of the fundamental teachings of the two religions. A more exact study of contemporary spiritual life will indeed bring out such a lack of clarity within it, that men of the highest philosophical eminence are impelled to reject life and are thus moved to sympathy with the thoughts of Buddhism. We have an example of this in Schopenhauer:62 the whole temper of his life had something Buddhistic about it. For example, he says that the highest type of man is he whom we may call a “saint”; a man who in his life has overcome everything that the outer world can offer. He merely exists in his body, deriving no ideals from the world around him; he has no aim or purpose, but simply waits for the time when his body will be destroyed, so that every trace of his connection with the sense-world will have vanished. By turning away from the sense-world he nullifies his own sense-life, so that nothing may remain of all that leads in life from fear to suffering, from suffering to terror, from passion to pain. This is a projection of Buddhist feeling into the West, and we must recognise that it comes about because the deepest impulse in Christianity is not clearly understood. What have we gained through Christianity? From the purest form of the Christian impulse we have gained precisely what separates Schopenhauer decisively from one of the most significant personalities of recent times. While Schopenhauer's ideal is a man who has overcome everything that external life can give him by way of pleasure and pain, and waits only for the last traces holding his body together to be dissolved, Goethe sets before us in his Faust a striving character who passes from desire to satisfaction and from satisfaction, to desire, until finally he has purified himself and transformed his desires to such a degree that the holiest element that can illuminate our life becomes his passion. He does not stand and wait until the last traces of his earthly existence are extinguished, but speaks the great words: “Not in aeons will the trace of my days on earth pass away.”63 The sense and spirit of all this is presented by Goethe in his Faust just as in old age he described it to his secretary, Eckermann:64 “For the rest you will admit, that the closing passage, when the redeemed soul is borne aloft, was very difficult to manage. With such super-sensible, hardly imaginable things I could easily have lost myself in vagueness if I had not made use of clearly outlined figures and images from the Christian Church to give the requisite form and substance to my poetic intentions.” So it is that Faust climbs the ladder of existence, represented in Christian symbols, from mortal to immortal, from death to life. We see in Schopenhauer the unmistakeable projection of Buddhist elements into our western way of thinking, so that his ideal man waits to reach the state of perfection until the last traces of his earth existence have been erased, together with his body. And this vision, Schopenhauer believes, can interpret the figures created by Raphael and Correggio in their paintings. Goethe wished to set before us a man who strives towards a goal, well aware that whatever is achieved in earthly life must be enduring, interwoven with eternity. “Not in aeons will the trace of my days on earth pass away.” That is the true, realistic Christian impulse, which leads to the reawakening of our earthly deeds in a spiritualised form. That is the religion of resurrection. It is also a realistic philosophy in the true sense, for it knows how to draw down from spiritual heights the loftiest elements for our life in the world of the senses. Thus we can see in Goethe, like a dawning glow, the Christianity of the future, which has learnt to understand itself. This Christianity will recognise all the greatness and significance of Buddhism, but, by contrast with the Buddhist turning away from incarnations, it will recognise the value of each existence from one incarnation to the next. Thus Goethe, in a truly modern Christian sense, looks at a past which brought us to birth out of a world, and at present in which whatever we achieve—if only its fruits are rightly grasped—can never pass away. When, therefore, he links man to the universal in the true spiritual-scientific sense, he cannot but join him on the other side to the true content of Christianity. Thus in his Urworte-Orphisch he says:
Goethe could not write in this way, describing the connection of man with the whole world, without indicating that the human being, born out of the constellations of existence, is in the world as something that can never pass away but must celebrate its resurrection in spiritualised form. Hence to these lines he added two more:
And we can say: No time and no power can destroy what is achieved in time and ripens as fruit for eternity.
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61. Copernicus and His Time in the Light of Spiritual Science
15 Feb 1912, Berlin Rudolf Steiner |
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Only from this viewpoint one has to consider that he was convinced—although he inserted three principles named after him in science—that something spiritual-mental works in all mechanical processes of the universe, so that one could get to know something of the human destiny from the constellations of the stars. Galileo also felt that the human soul was embedded in the spiritual-mental of the world. |
61. Copernicus and His Time in the Light of Spiritual Science
15 Feb 1912, Berlin Rudolf Steiner |
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There are people who regard the deed of Copernicus as the biggest of the cultural revolutions which humanity has ever experienced as far as the historical memory reaches. One has to admit that the impression and the influence of this spiritual revolution was so significant for any outer thinking of the human beings that, indeed, hardly something more effective can be compared with it. One can bring to mind also easily what it had to mean to the world of the sixteenth century, the earth on which one believed to stand firmly resting in the universe, not only to have to retrain the relation of the own residential place, of this planet, of the sun, of the whole universe. The human beings literally lost the ground of their view. What they had regarded as firm up to then that the sun and the whole starry heaven circles around this firm earthly residential place, and everything that is spread out in space exists only because of this earthly residential place, one had now to assume that the earth is something that hurries with big speed through the cosmic space. They had to imagine the sun as something that does not move in relation to the earth and the earth even as something moving. Even if the time is relatively short, since this spiritual wave descended upon humanity, one does not at all realise today, which change of thinking was necessary to submit to the new way of thinking in this area. But it is also necessary to realise that hardly any idea of humanity seized the whole human education and culture in such relatively short time and settled down that we have to think today that the human being has to learn the Copernican world system as one of the most elementary teachings and knowledge already as a child at school. If one looks at its significance and effectiveness, it becomes twice interesting to ask oneself: how does this progress position itself generally in the whole development of the human spirit? In the last talk, I have spoken about Human History, Present, and Future in the Light of Spiritual Science. What appeared to us as the biggest event of human development presents itself just in a nice special case if we look at the action of Copernicus. What happened, actually, at that time in the sixteenth century when already after the death of Copernicus his great work On the Revolutions of the Celestial Spheres appeared before the educated world? Copernicus had yet believed that it complied with his position as a Catholic canon so that he dedicated it to the pope, and was, still, on the index of the forbidden books of the Catholic Church up to 1821. Only from the whole attitude of his time one can understand the action of Copernicus, actually, only if one takes the fact into account that in the centuries up to the appearance of Copernicus in the cultural life, Aristotelism prevailed in science. Since those medieval thinkers and researchers who preceded Copernicus stood on the ground of that what Aristoteles had produced as a scientific spirit centuries before the Christian calendar. As far as these philosophers and researchers of the Middle Ages were Christian, they connected the Christian doctrines harmoniously with that what they had taken up as a scientific way of thinking from Aristotle. The teaching of Copernicus is a break in a certain respect, one would have to say, not with the teaching of Aristotle, probably, but with that what had arisen from Aristotle by the Christian researchers. These called Aristotle a precursor of the Lord, of Christ the things of the natural world order. For them the whole worldview disintegrated into two parts: in a part which could originate only from the Christian revelation, from the tradition of the scriptures. This part dealt with that what is generally inaccessible to the human reason but only to faith. They took the second part of their worldview from Aristotle, and they penetrated everything with Aristotelian attitude that the human being can attain by research and science. If one sees Aristotle having an continuous effect on the intellectual culture of the Middle Ages that way, and if one sees him then replaced by Copernicus and his great successors Kepler, Galilei, Giordano Bruno and others, then one has to ask oneself, how was the original Aristotle, and how was his teaching which the Christian scholars of the Middle Ages regarded as Aristotelian? If one becomes engrossed in the comprehensive, magnificent work of Aristotle, one realises that Aristoteles has summarised the reflections of the preceding culture epochs. But they face us with Aristotle in a strange way. Of course, in this context I cannot dwell on the teachings of Aristotle, I would like to draw your attention only to one thing that is necessary just for spiritual science to understand the action of Copernicus and the character of his age. With Aristotle, you find that logically and reasonably processed and brought in ideas what he had taken over from old times. If you only wanted to refer to that which his reason could understand, we would realise that the ideas of human reason cannot enclose everything that we find in the teachings of Aristotle. There we find the idea that universe and nature are ensouled, are spirit-filled. He pronounces distinctly that not only the human physical body, but also the spiritual-mental of the human being are born out of the universe. The human body because the matter is spread out in the universe. But the spiritual-mental has arisen from the universe because he imagines the universe as spirit-filled, as ensouled. What we see in the stars is for Aristotle not only an accumulation of matter, but also the material embodiment of a soul being, and the passage of a star through the universe is for him not only the result of mere mechanical or physical forces, but also the expression of the will of the star's spirit or the star's soul. If one goes deeper in detail, one everywhere finds something quite peculiar shining through. With his wholly logical, abstract explanations, one finds an old knowledge shining through which was still delivered to the Greeks, and which Aristotle brought in rational ideas. One can understand Aristotle only properly if one takes that as a basis, which I have said in the last talk, the whole human development proceeded in such a way that humanity originated from a consciousness different from the present one which is organised mainly to the intellect.—Against it there was on the bottom of every human soul a kind of innate clairvoyance in olden times which we can achieve by instruction today as I have explained it in the book How Does One Attain Knowledge of the Higher Worlds Humanity has developed from this clairvoyant knowledge which existed in ancient times and which became weaker and weaker in the course of human development. Humanity could behold in that which is deeper in the things than that which only the senses and the reason can understand. Everywhere one finds an original knowledge hidden on the bottom of human cultures, a knowledge by Intuition, Inspiration, and Imagination. But this original knowledge had to get lost gradually, because only on this condition humanity could develop the intellectual culture. The main concern of scientificity and scientific worldviews could develop only because the old hazy clairvoyant knowledge gradually changed into our knowledge. Since the old clairvoyant consciousness lacked our logical thinking completely. What one knew at that time what the originally clairvoyant human soul gained was continued up to the Greek times. This old knowledge of humanity still shines strangely through with Plato, the teacher of Aristotle. We find this old knowledge in the form as the modern human being can no longer attain it for himself, for example, in the Oriental cultures, mainly in the ancient Indian culture. It is interesting to realise that in the Indian culture from the ancient culture of humanity, which was able to behold in the spiritual world, something similar originates as we find it with Aristotle. In the Indian culture something arises at last that the human beings gained as it were by the education for millenniums, by the internalisation up to the logical thinking which has now to get to a world explanation without clairvoyance purely by itself. We realise that this old culture maintains its knowledge, but educates the soul in such a way that that which is delivered is grasped in logical, reasonable ideas. With the Indian culture, we see the interesting fact that the humanity of the East stops on that level beyond which it does not get, a level that resulted since centuries before our Christian calendar. With Aristotle, we see that the logical culture, the intellectual culture assuming another character while it develops from the old clairvoyant knowledge. We realise that still the teaching of the ensoulment of the world sounds through. But while humanity develops from the old clairvoyance the culture of the thinking, the logic arises with Aristotle as a kind of separate science that can become now again the instrument of a quite different disposed research. If we compare Aristotle and the Indian culture, we have to say: the Indian culture comes to a dead point, it comes as it were to a dead end where the thought always when it wants to recognise something positive has to turn back to the ancient culture and its clairvoyant results. Against it, with Aristotle we see the ancient culture ending, indeed, that, but the thought is so maintained that it can seize something else. One does not understand Aristotle properly if one does not see his whole philosophy related to his psychology. Since for Aristoteles it would be absurd that the human soul was only a function, a result of the activity of the human body. He was clear in his mind that the physical body is gifted if the human being enters the world directly from the spiritual world with the spiritual-mental essence. He would never have believed that the human being arises only from heredity, but he derived the spiritual-mental from that what he called the world of God from which he let the most significant inner core of the soul arise. Just as little, Aristotle let the spiritual-mental essence of the human being stop at death, but he was clear in his mind that that what lives in us and works and uses the body as tool lives on after death. However, he was also clear in his mind that the physical life is by no means superfluous or useless, but that the soul must submerge necessarily in the physical life because it can only there attain that what it has to bring into the spiritual world after death. It is interesting how Aristoteles imagined the destiny of the human soul core as bound to the destiny of the life, which it experienced here between birth and death. He lets it be bound to the life on earth so that the soul relieved of its body lives on after death in the spiritual world, but has to look back at a world in which it was. While it turns the spiritual view down, it sees its former physical body. It realises the good or bad, nice or ugly, clever or silly actions, sensations, or thoughts he had in life. Thus the soul is bound in this retrospect of the physical life to this view, while that what of it lives in the spiritual world is dependent from its corporeality. There Aristotle had the sombre idea that the soul experiences for all eternity what it has—bound to the physical body—to experience. Since Aristotle was too far away from the original, human culture that still knew something of repeated lives on earth. That is why he could not show how the soul appears after death in a new human body again and uses the sight of its last life on earth during its existence in the spiritual world so that it transforms the experiences of the previous life on earth and uses them as an opportunity to compensate in a new life on earth what it did wrongly or imperfectly. Concerning the imperfect the only consolation is that the soul gets a new stimulus to make the defects more perfect in the next life. Aristotle did not know this because he did not recognise that at his time the human culture had come to that point where the human being did research by the instrument of the brain that exists only between birth and death. Only that way Aristotle could become the founder of the logical, scientific thinking while he clouded the view of repeated lives on earth and the life in a spiritual world for his time. He did not go so far of binding the spiritual-mental to the bodily, although he had lost the view of the repeated incarnations of the spiritual-mental. The fact that this is in such a way is proved in particular in a book that has just appeared and belongs quite certainly to the best works of the literature on Aristotle if it is not generally the best about the worldview of Aristotle. The book that I recommend very much is Aristotle and His Worldview (1911) by Franz Brentano (1838–1917). I would just like to read out the words of this excellent expert of Aristotle to show what he writes about the destiny of the soul after death out of a deep penetration with the whole way of Aristotelian thinking: “But how? Is the idea of retaliation not completely shattered?—One could mean it, and then it would be explained, why Aristotle did not refer to retaliation in the beyond in the ethics in contrast to Plato. That is not the case. We remind of the difference to which I drew the attention with the spirits of the spheres in the comparison with the godhead. Similar differences exist also here, and if the dead look at the world and feel intertwined into it with their lives on earth, then the one recognises himself as identical with someone who accomplishes good actions, and another with someone who accomplishes shameful actions. This knowledge, which they attain, is at the same time an everlasting, glorifying, or condemning Last Judgement, a Last Judgement that takes place as such in front of everyone for all eternity. Should one not regard this as retaliation and as completely adequate to the true merit?” We realise here at the same time that not only the religious confession, but also the science of Aristotle have assumed an everlasting connection of the soul with this one life on earth. Here we have an explanation why one has also spoken of everlasting reward and punishment so stubbornly where the medieval doctrine wants to be scientific. As an old tradition, Aristotle had his spiritual view and his conviction that something spiritual penetrates the human being and lives in him. His mission was to lead out the old culture from a spiritual culture. Now not a deep understanding, but strictly speaking only the outer tradition of Aristotle remained the whole Middle Ages through beyond Copernicus; one swore on the works of Aristotle. Everywhere one taught at the schools what one had found in them. But the instrument of reason matured, hidden to outer observation, in the human souls. What Aristotle had to tell of the old spiritual teachings of wisdom was misunderstood and interpreted sophistically, so that those who came then, Kepler, Galilei, Giordano Bruno, could not help scrapping that what one had taken over of the belief in Aristotle. What Aristotle had delivered as contents got lost. But an inner soul culture developed, the culture of the intellect, of the reason. Reason, thinking is empty in itself if it has no object of research. We still find the old spiritual wisdom with Aristotle as the object of research. But it gradually disappeared. The Middle Ages had, so to speak, only for that more talent which one can see with the senses and understand with the intellect. Copernicus was that man who now turned the glance to the world in such a way that he understood the world coherence in space, as this could be understood with the mere outer reason at first that summarised by logic and mathematics what spread out in space. Because the spiritual original culture was anxious, above all, to understand the human being, as he is on earth, in relation to his spiritual-mental and in relation to his origin from the spiritual-mental of the world, the old teachings considered the outer spatial conditions only a little. The old teaching simply accepted the sensory appearance, because it did not give something to understand space and time but to recognise what lives in the depths of the human soul and is born from the spiritual-mental depths of the universe. Only when the reason felt alone with the thought, it got the urge to understand the outer reality. We can characterise the age of Copernicus even better with someone who is even greater than Copernicus is although he did not work in the scientific area so impressively on humanity as Copernicus did. Imagine a spirit who is put into the fifteenth, sixteenth centuries when the greatness of the old spiritual culture had disappeared from the general consciousness longtime ago when in the human soul the possibility developed to grasp the outer sensory reality greatly with the forces of the strong human personality. If we imagine a human being who is just endowed with this tendency we have the older contemporary of Copernicus, the genius Leonardo da Vinci (1452–1519) who was able to grasp the immediate sensory reality in such a depth that his Communion in Milan, even if it is disfigured, still takes our deep fancy. Leonardo da Vinci is a person who created this completely from the depths of his soul as an artist; he was not only a painter and sculptor, but also an engineer and architect, he was scientifically active in a comprehensive sense. His scientific records have a great effect on us if we study them. He is the greatest representative of the time that developed to the sixteenth century; he was a man in whose inside largely and immensely all forces had become fertile which Aristotle had directed to the consideration of the world. What was abstract with Aristotle became immediate, lively, spiritual reality with Leonardo da Vinci. He also faces us that way where he grasps the world as a scientist. The canon Copernicus is also endowed with that what humanity could learn as culture, as self-education from Aristotle. He investigated in all silence, during four times nine years, as he himself says, not some outer facts—this is the typical that he did not investigate outer facts—, but that he accepted that what the senses, the outer reason knew about the outer facts of the solar system. That who appears compared with Copernicus as “half-advanced,” Tycho de Brahe (1546–1601), seems virtually pioneering with the investigation of sensory facts, whereas Copernicus contributed nothing to the investigation of outer facts. What did Copernicus really achieve? Someone who intensely studies his writings knows that he did not apply the culture which humanity could gain by Aristotle to the old spiritual culture like Aristotle, to the knowledge of the spiritual-mental of the human being and of the universe but to the outer sensory reality. Let us grasp the inner relation of the stars to the sun not in such away as the medieval science and Aristotelism have grasped it, but let us assume that the sun is in the centre, and that the planets circle round it. What would result from this assumption? Copernicus possibly asked himself. He could say to himself, we have obeyed a methodical, a logical principle of Aristotle more than those do who want to explain the sense-perceptible in their way. They have to assume complex movements of the single planets, and put up laws that constitute the solar system at last. But an old principle that can make sense to the human beings just by the logic of Aristotle says that we should never use a complex thought if a simple thought can explain the world coherence. Copernicus used the simplest thought, not by a special intention. Because he took the view to summarise the outer sensory facts, he put the sun in the centre of the system and let the planets circle round it. That which one could only explain in complex way once, the place of a star, when it was seen, arose easier. Thus, Aristotle gave the impulse, although those did not understand him who believed to be true Aristotelians in the Middle Ages, which brought humanity on that level on which it grasped the idea inside Copernicus to apply the idea of simplicity to the outer universe. That which Aristotle still applied to spiritual wisdom originated from the old culture of the humanely mental for science. But that what has originated from the old spiritual culture as an instrument begins spreading over the sensory world and surveying it lawfully. If then we realise how the action of Copernicus keeps on working in Kepler, Galilei, Giordano Bruno, even still in Newton, it becomes clear to us everywhere that the age of Copernicus gave humanity the mission to add the culture and science of the sensory world to the old spiritual culture and science. However, it was also necessary for it that the human habitual ways of thinking, feeling, and willing were directed to the immediate physical outer reality. This also appears in a strange way that it combines with the action of Copernicus. We still see souls like Leonardo da Vinci and those who belong to him arising from the Renaissance culture, which breaks with the medieval avoidance of nature and which brings joy of the immediate reality to the human beings. This was necessary to be able to understand the outer reality also immediately with the scientific reason with Galilei, Kepler and Copernicus. It is interesting to realise that it becomes more difficult to the human beings, so to speak, in one area and easier in the other area to familiarise themselves to the quite new way of thinking and to apply the new mental pictures to the universe. We realise too that it becomes difficult to humanity to accept the outer reality at first as the basis of an intellectual culture in the origin of the Faust legend in the sixteenth century that also has a historical background. There we realise that the human beings felt the new thinking as something by which they lost the old coherence with the spiritual of the world. As far away that what is connected with the Faust figure seems to be from the feeling that the human being is torn out from the spiritual culture and is a slave of all mistakes and errors that arise from his personality. Nevertheless, it is reflected in the popular education of the sixteenth century as the consciousness, while it tells about Faust that he laid the Bible behind the bank for a while and became a worldly man and doctor The latter represented a researcher in the outer nature. It is interesting to observe that a naive person like Copernicus felt: you have only brought the thought of simplicity on the solar system up to the inward-looking human soul. As a devout man, he had to say to himself, recognising the laws of the universe in their true form, I contribute, actually, to the knowledge of the divine thoughts working in the world.—In his naivety, he could believe that it was right to dedicate his work to the pope. But friends had kept him from publishing his work, so that he received the correction of the first sheet only on his deathbed, because he believed that it was not right to keep it longer from fear. Now, but we realise the peculiar that the time culture had to position itself to it. The work was published only after his death. The publisher weakened what Copernicus wanted to say in a preface in which he said in a careful way that this work would be not something that counts on the facts of the world directly, but it would be a possible hypothesis among other hypotheses. Now we have to be clear in our mind that the action of Copernicus is the starting point of a cultural epoch within which we still are, because it is a straight progress from Copernicus to our days. But that peculiarly presents itself which in his naivety Copernicus regarded as well founded on the Christian faith. It appears in a peculiar way what he did at that time if we compare it to that what was connected with it in the course of the centuries. One knows it well. Copernicus himself still escaped from any persecution because he saw his world-revolutionising work only on his deathbed. Those who kept on working in his sense Galilei, Giordano Bruno, experienced another destiny. This is known to all world. We realise exactly here what arises from the action of an ingenious human being, how everything that becomes later common property of humanity can only assert itself by opposition. Really, one has to confess that one feels it as something quite peculiar if one looks at the action of Copernicus as a necessity just in such a way, as we have done it today—and realises now that this action keeps working as, but also the opposing attitude keeps on working. If one looks at the time of Copernicus in this cultural-moral sense, the following arises. He himself believed that this action did not at all contradict his confession that he believed to have as a man devoted to his church. Since when the action of the Copernicus took place, and the culture of the outer sensory world seized humanity, there still enough existed of the culture of the old times with which humanity connected that what is spread out in the universe as a spiritual and formed the contents of the Aristotelian teachings. It would be not at all possible at the time of Kepler, Galilei, also of Newton, to count as a reasonable person if one stated that possibly only from the cooperation of the material processes the human soul rises in its activity, as the flame comes into being from the material processes of the candle. Just for the greatest spirits, this would not have been possible. Although his doctrine worked so world revolutionising later, Copernicus remained firmly founded on the belief in the spirit working in the universe. Kepler, his great successor, still worked as an astrologer beside that he was a great astronomer. This is important for the characteristic of the age of Copernicus that Kepler worked as an astrologer. Only from this viewpoint one has to consider that he was convinced—although he inserted three principles named after him in science—that something spiritual-mental works in all mechanical processes of the universe, so that one could get to know something of the human destiny from the constellations of the stars. Galileo also felt that the human soul was embedded in the spiritual-mental of the world. Since Galilei was of the view that one was not allowed to stop at a science of paper but has to advance to a science of reason after Copernicus and after he had invented his telescope with which he had discovered the Jupiter moons and the fact that the Milky Way was composed of single star formations. Galilei was, as others of his time, an opponent of Aristotle but only of the misunderstood Aristotle. Against it, he was penetrated by that what one can call culture of thought, internalisation of the thought up to the logical conception of the outer reality. But he had never become estranged to the idea that the human mind can understand by logic at successive times what is spread out in space and time. But compared with this human reason, which can recognise the secrets of the universe successively by the consideration of that what the senses perceive, Galilei saw the divine spirit working and interweaving in the world and of which he felt reverentially that it pre-thinks the universe in one single moment and does not after-think it as the human being does. So for Galilei the divine spirit formed the basis of all world phenomena which the world thought creates within one moment on its own terms whose image the world is which then the human mind and intellect can maybe understand successively, at least through many ages. For the age of Copernicus, the consciousness was not yet lost generally that the human soul is based on the spiritual-mental of the universe. Even with Newton, we still recognise that he imagines—although he believes to have explained the forces of the outer universe as mechanical ones by the principle of gravitation—that the spiritual-mental of the human being is so firmly based on the spiritual-mental of the universe that he became an interpreter, a commentator of the Apocalypse at the same time. Just the principal documents of this age were still filled with that what had, indeed, disappeared of the old science which still went on sounding with Aristotle, and which knew that the spiritual-mental is connected inside the human being with the spiritual-mental in the universe outdoors. The old knowledge had disappeared, but the traditions were still there to which one could dedicate himself quietly, because in the human heart something lived that wanted to dedicate itself to them quietly. Nevertheless, something different was the habitual ways of thinking. We see the thought on its own becoming impoverished. Where these spirits wanted to advance to an understanding of the spiritual-mental life, Kepler, Galilei, Giordano Bruno, Newton, all traditions still could live in their souls. But if they wanted to understand the soul life with the principles attained with their reason, these soul forces turned out to be incapable, even if they were alive ever so much. As to the shine of a past old wisdom Galilei tended to the reason of his God, as he believed it, and as it existed in the tradition of his faith. However, those who wanted then to look for a lawful connection of the human soul with the spiritual-mental of the world in similar way, as they had looked at the time of Copernicus for a lawful connection of the earth with the stars, the spatial universe, faced the impoverishment of thought put on its own. With one of the most enthusiastic spirits of the Copernican age, with Giordano Bruno, we see this impoverishment of the thought that had brought itself to interpret the world in the sense of Copernicus. He points to the fact that where one had supposed the so-called “eighth sphere” behind the fixed star sphere according to the previous view nothing exists everywhere but worlds as the earth is, it is only a small world in the big one. One has only to remember his miraculous and astute worldview that breaks down a lot of that what had remained to humanity from old times, and then one recognises that just Giordano Bruno wants to enliven the consciousness of the spiritual coherence of the human soul with the spiritual world. He is clear in his mind that if one looks at a physical being like the human being, one has to imagine that it arises from a spiritual universe that the spiritual of the universe concentrated in a human body as it were to extend again at his death and to concentrate later again. He imagines the repeated lives on earth this way. But his thought does not become full of contents, not internally rich. The thought that had showed its momentum and its fertility towards the outer world shrinks with Giordano Bruno and later with Leibniz (Gottfried L., 1646–1716) whom we can consider as a successor of Giordano Bruno to that which both called a monad. What is a monad? Something of which one imagined that it is born from the spiritual world. As to Leibniz even a monad includes something like a reflection of the whole universe. But this view did not bring more than the dry abstraction that the monad is a reflection of the universe. Thus, one may admire the strength of Leibniz's philosophy as an effect of the action of Copernicus. But if we penetrate into his philosophy that imagines the world composed of monads, we realise that it cannot say a lot about the human soul, because it is surely only a little if one says that the soul is a reflection of the universe. We see nothing but abstract descriptions, if we look at the philosophy which goes back directly to the action of Copernicus. Strictly speaking, this philosophy remains poor. The old spiritual science of Aristotle which had the traditions of the old culture and an uncertain consciousness of it still speaks of the human being as composed of different members of his being, It understands him as a harmonious arrangement, relates the different members to the different outer states and facts, still connects what drops from the human being at death with that which comes from a spiritual world and goes to a spiritual world, and gets concrete mental pictures full of contents about the spiritual in the soul that way. We still see a real science with divine contents with Aristotle. We still see the spiritual described as one really describes something spiritual today again. But it shrunk to the miserable monad in the age of Copernicus. The same Giordano Bruno who finds the most enthusiastic words where he points to the greatness and infinity of the universe finds the poorness of the monad for the soul only. Now a few concepts, pieced together, should show the human soul, its conceptualised being. There we realise how the ages work how the human missions work. Humanity would never attained its today's culture unless Copernicanism had come, but we realise at the same time how spiritual science had to become impoverished inevitably at first. Now only in our time, we realise that something appears that will show again that now, after the human thought wanted to be only an instrument of understanding the outer sensory world for a while, this human thought also becomes means to get to an inside world exceeding the mere thought. Since wherefore the thought was used since Copernicus up to now? It was used for understanding the outer sensory world; it was the instrument of the outer facts, which the eyes see and which can be grasped, with the instrument of the brain. The thought had to offer an objective, clear image of the sensory world. After this kind of soul condition has hardened, the thought may now become again something else, something that educates the human soul in itself. The human being must no longer use the thought only as an image of the outer reality, but he has to separate it in such a way that it does not depict the outer reality, but works if the soul excludes all appearance in meditation and concentration, so that the thought becomes internally creative, and that the soul gets contents different from the contents of the shrivelled monad. In the Copernican age the thought received its mission to be an image of the outer reality, it will go over to preparing the soul, will bring up inner hidden forces from the depths of the soul by which this can look at that which forms the basis of the old Aristotelian culture. These will be no old, traditional thoughts that are the most fertile ones. No, these will be the thoughts that are found by the age of natural sciences. Just the thoughts that are built up on the age of Copernicus bring out those soul forces, which let the soul behold itself and then the spiritual-mental of the universe. Now the human soul has to develop the thought for the other mission to take the thought as a means of education of the soul for a culture of the higher self, for a beholding in the spiritual world. We stand at this turning point today, and this turning point in the human culture has to take place. If we understand the necessity by which the age of Copernicus came into being, we can also understand the necessity that the time has to change into a new one in which the thought exceeds itself and in which we get to the nature of the soul if we no longer talk about the soul in abstractions, but in real descriptions of its actions, qualities, and characteristics. If one considers spiritual science in such a way, those will not maybe come to their own who run after everybody today who states anyhow that he knows anything of spiritual science. We live not only in a critical age today but also in an age where many people without examining run at once after every prophecy et cetera. Just as today a part of humanity is too much critical, the other part is too much gullible and takes everything as a revelation of spiritual worlds. Real spiritual science wants to have to do nothing with what arises from such a need. Since it is not possible today that spiritual science can bring the human beings to an understanding of our age unless one tries to understand the lawfulness of humanity and of the evolution generally. Hence, it also happened when once a spirit, Lessing (Gotthold Ephraim L., 1729–1781), intended to survey the development of humanity in the same way as Copernicus had surveyed the principles of space that he got to the hypothesis of the repeated lives on earth. How will it be then with those who take spiritual science seriously? Just there we can also learn a lot from Copernicus. I have already stated once what Galilei experienced with a real follower of Aristotle. One of his friends believed due to the no longer understood Aristotle that Aristotle had taught that the nerves of the human being originate from the heart. Galilei who stood on the ground of real sensory observation said to the person concerned, I want to lead you to a corpse and show you that Aristotle was not right, because the nerves of the human being originate from the brain.—Really, this follower of Aristotelism also looked at the corpse and said then, if I look at nature, it seems to me, as if the nerves originate from the brain, but from Aristotle I know that the nerves originate from the heart, and if nature contradicts Aristotle, I believe in Aristotle and not in nature. This is no fairy tale; this is a fact that shows that the big facts have to be accepted in the human culture in spite of all opponents. Hence, we must not be surprised if anything appears in our time that one could characterise in the following way. Anybody could want to show to another with the whole development of the child that not everything that the human being bears in himself can originate from mere physical heredity. This could happen in such a way that he says to the other. have a look at everything that spiritual science has said about this field.—Then there one could imagine that somebody of the quite clever people would answer, yes, if you spiritual scientists talk in such a way, it seems, as if from a former life on earth that came over which appears as effect with the adolescent human being. But monism says it different. If the spiritual observations contradict monism, I believe in monism and not in the spiritual observation. Maybe such a thing could also recur in our time like that what took place when the age of Copernicus appeared in humanity. Many people could say today, we have to regard the teaching of repeated lives on earth as a hypothesis that explains the human life reasonably, but we cannot yet convince ourselves of it. Indeed, one says that those who have developed the inner beholding behold the soul in a state where it belongs to a lawful spiritual world that it reaches beyond birth and death. But what does it avail us who cannot observe the human soul going through the repeated lives on earth and if we must accept the teaching of the repeated lives on earth as hypothesis? Someone who could say this from a materialistic-monistic way of thinking would give evidence of the fact that he is not yet so far as the Catholic Church is with the Copernican teaching with which it was also not yet careful some decades ago. Since as what had people to regard the Copernican teaching? Copernicus had done nothing but grasping a thought as simply as possible and had taken it as basis of the phenomena. With this thought, he had worked hard for a proof, not by investigations, of that what takes place. If one takes his thought, one can say, that's right. The same applies completely to those today who cannot do the way to the spiritual beholding of the human soul and its immediate nature or do not want to do it. Since spiritual science shows that everything that presents itself as human destiny, as human work and as laws of this work is only explicable if one accepts the principle of the repeated lives on earth and of karma. It is shown that today one can have the same certainty the spiritual-mental of the human being as Aristotle could have certainty by his logic compared with the contents of his teaching that came from the old wisdom, and as the followers of Copernicus had certainty of his teaching in relation to the outer phenomena in space. In 1543, the work of Copernicus was published. In 1851, a real proof of the Copernican teaching was possible only because then Foucault (Léon F., 1819–1868) showd the rotation of the earth on its axis with the pendulum experiment which showed the rotation of the plane of oscillation of a long and heavy pendulum. From the constancy of the pendulum rotations one could find inner evidence of the Copernican teaching only in 1851. Thus, it happens with outer facts. In relation to reincarnation the human being can start the way any time which leads him to the spiritual beholding, and which shows where from the living comes which goes from life to life. The inner evidence that was given for Copernicanism only after centuries can be offered for reincarnation any time. But as little as it was necessary for the acceptance of the principle of reincarnation and karma that somebody has this spiritual beholding as it was for the acceptance of Copernicanism that the inner evidence would have already been given with Foucault's pendulum experiment. I said, someone who would reject the teaching of reincarnation and karma because of the given reasons would turn out to be even more intolerant than the Catholic Church was which did not wait until 1851 to withdraw the work of Copernicus from the List of Prohibited Books, but it withdrew it already in 1821. However, we who stand on the ground of spiritual science can learn with Copernicus, Kepler, Galilei, and Giordano Bruno, how that what has to settle in the human culture will settle in spite of all opposition. Since today the attitudes that opposed Copernicus, Kepler, Galilei, Giordano Bruno and others are also there, even if by those who regard spiritual science as daydreaming, as speculative fiction, as follies, although they belong to the “enlightened” people. Indeed, they do not write or print a List of Prohibited Books, but they ban spiritual science as the Catholic Church banned the teaching of Copernicus. Indeed, they can brace themselves against the human progress, but they cannot prevent it. Those who call spiritual science daydreaming have to withdraw their edicts just as the edicts against Copernicanism were withdrawn. Spiritual science, filled with its truth, can wait for the year “1821” of the materialistic monists, and it will wait. It waits while speaking to those who understand already before that spiritual science opens their eyes again towards the spiritual worlds with which the innermost being of the human nature is connected in such a way that the human soul gives itself hope, confidence, and strength. The soul can say to itself about the connection of its forces with the universe what I tried to express in my second mystery play The Soul's Probation the feeling together with the spiritual of the universe:
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69a. Truths and Errors of Spiritual Research: How Does One Disprove Spiritual Science?
19 Mar 1911, Pforzheim Translator Unknown Rudolf Steiner |
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Nothing stirs up the human egoism as strong as just astrology if future events should be forecast using the constellations of the stars. If the human being wants to know them beforehand, it always has an egoistic reason. |
69a. Truths and Errors of Spiritual Research: How Does One Disprove Spiritual Science?
19 Mar 1911, Pforzheim Translator Unknown Rudolf Steiner |
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The title of the today's talk How Does One Disprove Theosophy? may appear strange at first. However, it seemed to me that it could be a good introduction to understand the theosophical or spiritual-scientific worldview to let our thoughts wander over this subject. If spiritual science wants to gain the hearts of many contemporaries, it is particularly necessary that it is not only a worldview but also that from this worldview and philosophy of life impulses originate which should give us strength, security, and hope for life. Nothing is more dangerous for a worldview than fanaticism. This asserts itself just with the various worldviews; everybody knows this. If theosophy or spiritual science should give an impulse just in this direction, it has to be unfanatical, that means to understand its opponents and their objections completely. How easily does one regard an opponent as an illogical, maybe even as a bad person? Spiritual science should get itself into understanding the opponent and his reasons. It has every reason to do this. Indeed, it can satisfy some longings of life, but one must say on the other side, the way is rather far to the depths to recognise the validity of its assertions and teachings. The difficulties that face someone who wants to find the way conscientiously to theosophy from the everyday life are just the biggest ones. Hence, I want to prepare the talk that I will hold on 25 March here and that shall introduce into the being of theosophy in positive way with a consideration of the possible and up to a certain degree entitled objections. However, to be able to speak about such objections, we have only to come to an agreement what theosophy—meant here—wants to be. Since it is sure that one cannot be successful with any theosophical book. Above all, I want to speak of theosophy as far as it claims to be taken seriously as science. What is now theosophy if we disregard everything that sticks to its heels in dilettantish way? Theosophy wants to be a worldview that leads to the spiritual world. It wants to give scientific reasons of that view which states that behind everything that our senses say about the outside world that our mind engaged in the brain says about the outside world one can recognise a spiritual world. In this spiritual world, only the reasons of everything are that takes place in the sensory world and in the intellectual world. With it, however, we would not differ as theosophists very much from supporters of this or that worldview. Since today more and more people, also of the outer science, are convinced that behind everything that the outer science can investigate something else is concealed that is unknown at first. Now it is not substantial for theosophy or spiritual science that one admits that something spiritual exists behind any physical, but the essentials are that the human being recognises to a certain degree and recognises in higher and higher measure—if he enables his own soul—what there is behind the physical world. Theosophy or spiritual science cannot agree with those who state that there are limits of human knowledge.—We have to confine ourselves, however, as human being to that which the senses recognise what methodical science can investigate. However, we can assume that one can extend these limits of human knowledge more and more, so that the human being develops his cognitive forces to be able to recognise worlds that are different from the world in which he is at first with his normal consciousness. From this viewpoint theosophy is inextricably connected with the requirement that the human being can develop spiritual senses, spiritual eyes and ears, higher organs, not higher physical organs, but higher spiritual-mental organs, so that for him at a certain time the great moment takes place. If this also happens on a higher level, nevertheless, you can compare it to the moment that a blind-born experiences if he can see after an operation. While before he had darkness around himself, now the world of light, of forms and colours presents itself to him. Thus, it is possible for every soul to experience the moment of awakening in another world, to behold different from in the world with the normal consciousness. In the characterised sense, one has to regard this new world as a higher, supersensible one. Then theosophy shows the means to cause such a moment of awakening. About these means, I speak particularly in the next talk. Today I want only to outline the theosophical worldview. Let us envisage the moment of falling asleep where all outer impressions stop, and where the reason that spreads out like a net about the sensory perception stops functioning. We may say, in such case the human being is in another form of existence; he can perceive nothing around himself if the impressions of the sensory world and the work of the reason stop. Of course, only the real experience can decide whether it is necessary that the human being always must get another condition if he receives no impressions of the sensory world which resembles the sleep, or whether there can also be another state. Only the experience of those can decide this who have gone through the intimate work of the soul by which they have developed such strong soul impulses so that something can happen to them that resembles the moment of falling asleep and, nevertheless, is radically different from it. It resembles falling asleep in this respect that all outer sensory impressions and intellectual activities stop. It is different because that who wants to become a spiritual researcher makes his soul active with exercises and gets such forces from its depth that he is not unconscious if he himself arbitrarily stops all outer sensory impressions and the intellectual activities, but he leads an inner conscious life. The soul orients itself, brings up abilities and forces from its depths of which the normal consciousness has no idea. You can compare it with bringing up the eyesight of the blind-born after he was operated. From the depths of the soul, we can bring up forces which work if, otherwise, unconsciousness had to occur, and which work now in such a way that they connect the soul with a spiritual world that as really exists for the human being as our sensory world exists. Thus, that which leads the spiritual researcher to his science is, indeed, something subjective at first, still the observations of those who have done this experience got to according results. At first, we want only to describe what refers to the human being how he faces us immediately. The human being appears to the immediate consciousness as physical body at first, with everything that one can touch with hands, can see with the eyes. However, theosophy shows us that the nature of the human being is not exhausted in that which we perceive with the senses, but that the physical body is embedded in supersensible, higher members that one can investigate only in the just mentioned way. Then there we speak of the fact that everything that causes the life phenomena in the human being is due to a supersensible member, to the so-called “etheric body” or life body. We speak of this etheric body in such a way that it can appear to the spiritual eye as the colour appears to the physical eye that it is an outer, indeed, only supersensible spiritual reality. We further speak of the fact that except this etheric body another supersensible member exists—do not take exception to the term, it should be only a technical term—, the astral body. We call “astral body” the supersensible bearer of that which we experience, otherwise, only in our inside as our passions, as joy and sorrow, as pains, but also as the whole imagining surging up and down. Then we distinguish beside the etheric body and the astral body still the next supersensible member; since as the human being has a physical body in common with the entire mineral realm, he has the etheric body in common with all living beings, and the astral body with the entire animal realm. However, the human being still has a fourth member for himself by which he is the crown of the earthly creation that we call the ego-body or the ego being which the other earthly beings do not have. Thus, theosophy says that we understand the human being completely if we consider him as consisting of these four members. It also shows that with the human being if he falls asleep a separation of his members takes place, while in the bed the physical body and the etheric body remain, and the astral body and the ego are separated from these and ascend to a higher world. As long as the astral body and the ego are separated from the physical and etheric bodies, the human being is so organised that his consciousness remains dark. Hence, the unconsciousness of sleep. Only the physical body and the denser part of the etheric body are subject to the temporal decay, the human essence consists of the ego, the astral body, and a part of the etheric body. This essence cast off the outer cover of the physical body and a part of the etheric body at death and goes through a life under other conditions in the spiritual world. Then theosophy speaks of the fact that life does not only run between birth and death, but that the spiritual essence of the human being goes through repeated lives on earth in a physical body, while the forces which belong to the human being reach from that life to the other. Everything that we take up in our life as experiences between birth and death because we learn, everything that we do, everything that we accomplish while we burden ourselves with guilt or merit: all that develops forces in our souls. It does not die when the human being dies but remains united with the human essence. After the essence of the human being has processed these forces in a spiritual life between death and a new birth, he builds up a new bodily existence according to his destiny, so that we have the results and effects of former lives in this life on earth. We have created our physical body by our essence so that it has this or that ability now, can do this or that. We call this law of cause and effect, which puts us at this or that place, in these or those conditions which our destiny develops after the former lives with the Indian word—because we have no suitable term in the western literature—the law of karma. With our essence of which we are not aware at first in the normal life, we have prepared our destiny. The human being experiences successive lives on earth. One could say that he experiences the chain of life that points beyond time and proves the eternity of the human being. With it, I have today abstained from proving these things and have stated the knowledge only sketchily which forms the most elementary level of the theosophical worldview. What one can bring forward as documents, as proofs of reincarnation and karma, I want to treat that in the next talk. Today I wanted only to point out that it is hard for the scientifically educated human being of the present to find access to the just characterised truths of theosophy. Now we want to discuss some of the possible serious objections that those persons can do who have only developed their worldview from the concepts and mental pictures of the present. For these persons it is exceptionally difficult at first to familiarise themselves generally with the idea that the soul can develop “spiritual senses”—if I may use this contradictory expression. Let us assume that a person has done inner exercises, has tried to develop the willpower in such a way that he can imagine something if no outer impressions are there; that he has internalised himself so that he believes, even if he perceives nothing with the eyes and ears, that he sees and hears something. Why—somebody may ask—should one accept this generally as something entitled?—One has nothing at all to argue against the fact that a person gets by certain inner exercises to such experiences that have a certain liveliness, maybe even a higher liveliness than the outer sensory impressions and everything that our reason can attain. However—an opponent may say—does one not know illusions, hallucinations? Does one not know self-deceptions? Do not those swear who are subject to such self-deceptions and who are mentally ill that everything that they see is real that everything that they hear are real voices and regard them as real? Why should the visions that are artificially caused by soul exercises have another objective value?—We have to answer this at first Spiritual science takes the view that they are not pathological states, but something that one attains by “artificial” soul exercises. What I have said now, is actually trivial. However, it does not matter that such a statement is more or less trivial or brilliant, but it matters what it releases in our souls how we position ourselves to it with our belief and our convictions. There one has to say, the conscientious researcher of truth has many reasons to speak about soul experiences this way, and we understand that serious research rejects them. We need only to imagine how evident it is for the human being of the present that serious scientific research could only have beneficial effects after all similar tendencies had been forced back as such which also seem to exist in spiritual science. There we need only to go back to ancient times. Then we could prove how everywhere—even until the Middle Ages—in that which the human being perceived with his senses which he could investigate with the methods of his reason something was mixed that the human being believed to experience with inner mystic knowledge and how the sense percepts were interwoven with the inner experiences. You need only to look with the experienced eye into any natural-historical book of the Middle Ages. You see very odd fantastic animals there, and you soon recognise that any knowledge and view of that time were based on the fact that the human beings saw that inexactly which they had seen and then imagined it with that which they experienced in their souls. In what way did one overcome these deceits?—With the exact science that rests upon the experiences of the senses and on that which these senses teach our reason by observation and by experiment. We have sure scientific results only, since we have such a research by which every human being can check the results at any time. Today the human being is right if he wants to check everything. Only spiritual science or theosophy can argue something against it. We look back at the times of the aurora of natural sciences, at a person like Kepler. In his mind not only those outer laws of the celestial mechanics lived which we can study today as Kepler's laws, but also a real spiritual-scientific view of the harmony of the universe. From the spiritual penetration of the universe he got his laws of the celestial mechanics only. There the spiritual scientist can say, look how fertile it is if we turn the spiritual-scientific view to Kepler. Nevertheless, Kepler's laws almost prove a spiritual world. Nevertheless, Kepler can persuade us of a spiritual world. An opponent may say now, just with such a spirit like Kepler you can realise that he had, nevertheless, some weaknesses. With him, you could convince yourself how bad it is for the scientific security if in his soul such a thing lives like a certain mystic contemplation of the cosmic relations; since there you come again to the medieval mysticism and with it close to rather doubtful spiritual operations as, for example, astrology is with all its outgrowths. This arose just because one developed the idea of the general celestial harmony in abstract way and said, nevertheless, there must be a connection of the big world of the macrocosm and of that which happens in the single human being. Then the medieval astrology arose from it. Now, however, astrology has a rather doubtful aspect. Nothing stirs up the human egoism as strong as just astrology if future events should be forecast using the constellations of the stars. If the human being wants to know them beforehand, it always has an egoistic reason. Kepler knew this and it distressed him very much that he had to cast a horoscope of a lord on order of his prince. In a letter to a friend, Kepler informs of his pain when he had to forecast particular things for a high personality. In this case, he said, it would be bad to inform the personality concerned of something and it would be better if this person did not know it because he would develop, otherwise, no care and no energy.—In another case he said, one had to call the person's attention to the possibility that a misfortune could approach. An opponent may say, with Kepler the tendency of a doubtful morality also exists when he says, one must help in a way if one can determine the destiny of the human being from the spiritual world, one must not say the truth everywhere only, one has to consider whether the truth is good or harmful. Briefly, you can see with Kepler himself that a neighbouring area of spiritual science, astrology, just goes to the bad. Tragically can be experienced just with Kepler how a way that leads on one side to the highest areas of spiritual life can lead on the other side to the biggest superstition. Kepler himself had to fight with the crassest superstition of the Middle Ages to save his mother from the stake because she was charged to be a witch. Here we stand in a point where we can close the chain completely between beholding into the spiritual world and the crassest superstition. Who does not know how easily people who want to get to know the spiritual world also want to do this comfortably today and rather want to call the spirits in a doubtful spiritistic way and to make them manifest, than to rise by spiritual development into the spiritual world. Thus, an opponent may say, we see a proof with Kepler how the theosophical way of thinking can lead as the astrological one into doubtful areas. We could bring in many examples. We want to point only to an example that can be characteristic for others. Someone who studied Hegel thoroughly, as I did, is also allowed to say the following: Hegel strove for a worldview that is independent of every sensory view. As long as one remains generally in a kind of blurred pan-theism, one can discuss about the authorisation of single things. However, if one pretends to know anything about the special constitution of that which arises from the supersensible world, then one has to be controlled by the facts. Now one of the areas which spiritual research enters first is the area of numbers and their harmony laws. Some philosophers have accepted such laws, Hegel too. Hegel tried to prove that a certain number rule forms the basis of our planetary system, and that according to this number rule we can know that our solar system must have so and so many planets, and that these move in certain distances. So Hegel meant, by reflection one must be able to control the planetary system. Hence, he supplied evidence that according to the number rules only so and so many planets are possible and except these no other planets were possible. Nevertheless, the planet Neptune was discovered later. We could bring in many such examples, because they are knitted after the just characterised pattern. One just realises with it that not only the experiences are a source of evidence for the today's science, but that also a healthy control [must be there by the facts]. Where science accepts hypotheses, it accepts something only if the experience confirms the theories. Now the opponents of theosophy may say, science has positioned itself on a healthy ground; and now spiritual science comes and wants to mix something in science that comes from quite different sources, from a higher beholding, from karma laws and the like. The spiritual researcher will maybe say, yes, but you could approach me so far that you admit that which I claim, for example, the teaching of karma and repeated lives on earth, as something that one calls a useful working hypothesis in science.—At that time when the so-called oscillation theory of the light originated, no one saw in it something else than “ether oscillations.” You can argue a lot against it; the whole theory was an invented system. One said, if we suppose that a world ether penetrates all material processes that everything is in motion, then these oscillations must take place according to the mathematically computable rules in such a way that this and that arises.—Then [the calculations] also turned out to be correct in the experience, for example, with light, heat et cetera. One calls this a useful working hypothesis if one says, this hypothesis even avails us to discover new facts; even if the hypothesis is wrong in itself, nevertheless, it led us just to the true. Nevertheless, accept the ideas of karma or reincarnation as a working hypothesis, the spiritual researcher could say to the opponents of theosophy. Now against it one could argue: where it concerns so essential and important things that intervene so deeply in life, one cannot get involved with the possibility that the outer life can be explained if one does certain hypothetical requirements. Someone who has looked around a little more thoroughly in the logic knows that one can conclude correctly even from wrong requirements. Theosophy could be quite wrong, even if one supposes that the ideas of karma and reincarnation are right. The conclusions could be right concerning the outer life—even if the requirements were wrong.—However, a strict, succinct logic could say; with it, the theosophical ideas are rejected as useful working hypotheses. It is even worse if one considers it epistemologically. There an opponent of theosophy may say, concerning knowledge it matters above all to investigate the objective validity. Now there is no possibility at all to distinguish truth and error of illusions, hallucinations and of any soul life generally than the control by experience. If one excludes experience and the soul life should proceed without [control by] experience, one gets into the area of absolute arbitrariness, of the uncontrollable. That means, a science that searches the principle of controllability has to consider the whole method of higher beholding as unjustified, and it has to agree with modern science that says, what one should consider as scientific, must be independent from all subjective experiences. It has to take place while we exclude everything that belongs to our soul life. However, you say—the modern epistemologist may say to the spiritual scientist—that you want to remain just within your soul life and want to isolate it; that means that you enter an area which science has just excluded. Modern science has shown that it has found its sure results just because it has proceeded in such a way that it has excluded all subjective experiences. So one must say to the theosophists, do not mix anything into science that is warmed up old methods which one has overcome since the fifteenth, sixteenth, seventeenth centuries. Thus, the mood, the sensation of someone may speak who faces spiritual science with the attitude of our time. However, one can penetrate even deeper and ask, is there any possibility generally to state that that which a human being beholds who has attained a higher beholding has a meaning also for other human beings?—There, however, spiritual science says, this higher beholding is necessary to visit the supersensible world and to investigate its truths. However, if the truths of the supersensible world have been found and are told, then they can be understood with any impartial logic and any natural sense of truth. As well as every human being cannot go to the laboratory to inform himself of the methods of biology and zoology and other fields and can still accept the results of these researches, one can also accept and understand—spiritual science says—what is investigated in the supersensible world. Now one could ask, is such an assertion of spiritual research entitled? It would be entitled only if that which the spiritual researcher has to say could be understood by us after the pattern which we have formed for understanding in the usual scientific world. There the spiritual researcher says, for example, our current life between birth and death is an effect that arises from the causes of former lives; the former lives reach into our current life. I experience that which I experience now as good luck or misfortune, as my abilities, as my forces, my hopes, and my life security because I caused them in former lives. I must learn to consider the present life as an effect of those reasons that I caused in former lives. Against it, the opponent may say, we have such things also in the outer world that the effects go back to causes and that we recognise that something former lives on as effect in something later. Let us take an example that plays a big role in modern natural sciences. There we have the law that a being briefly experiences all those forms in its embryonic development that certain animals worked through in the course of their evolution from imperfect levels to more perfect ones. We know that the human being goes through a level during his embryonic development—possibly, from the eighteenth day after conception on—which copies the fish shape; then later he goes through other forms, so that he grows up gradually into the forms in which he is born. From that, natural sciences conclude that the outer, physical human being has descended from the more imperfect living beings, and that the figure of the more imperfect living beings has a lasting effect in that which is the human being before birth. There we see those forms working which we see in the lineage. You, spiritual researcher, have to show us that really in the life of the human being, in his mind and soul and in his destiny something lives with which one can recognise the origin of the former causes, as well as one just recognises the lineage by the embryonic development of the human being in which he accepts the animal forms. However, spiritual research can now show that one cannot explain the certain soul processes which are individual with every human being as a product of heredity that his innermost essence gives something else than that which is the lineage. If then one pursues how the human life develops how the human being grows up gradually, then one realises how forces and abilities appear step by step. Then one can already recognise with outer means that heredity does not only give that, not only the education at first, but also that it has worked its way out of that which exists with every single human being. This is added to the inherited, and this must originate—if one does not regard it as miracles—from other causes that one can only lead back to a spiritual-mental life that the human being has already experienced earlier. One can find the causes neither in heredity nor in education. Such a conclusion is possible. The spiritual researcher may say, I can make people understand what I know from the spiritual beholding by such a logic as I have characterised it now. The opponent may respond, something enters into life that would not be miraculous if you only consulted all usual conditions. Someone who looks with scientific methods deeper into life knows which big influence just the very first childhood experiences have on our souls. They are forgotten, remain concealed in the soul, but at the suitable opportunity they emerge, and we could easily believe if we see them emerging later that none of them lead back to education, also not to heredity, one has to explain them as originating from a former life. However, we do this only because we do not mind how the first childhood experiences take hold in the soul and that they have a much bigger significance than everything does later. Hence, the outer science may say, we are not yet so far to investigate the life of the child sufficiently to be able to say how for the soul of the child the experiences of the first years develop. We have to wait, until we get deeper and deeper into this area, then we can explain something about which you, spiritual researchers, state that it comes from former lives, by things which happen in quite natural way. Yes, the opponent can still go on further. He may say, for example, even those human beings who get by soul exercises to a spiritual beholding have to express what they perceive in a higher world—only to be understood—in the forms, in the symbols of physical reality. It is very strange: those people who have become clairvoyant, so to speak, express—the opponent would state - themselves in each case quite different. Around the turn of the eighteenth, nineteenth centuries nobody beheld something in the spiritual world that referred, for example, to electricity or to railways; now they behold the things which refer to electricity or railways in the spiritual worlds. Who would not doubt that unconscious things interplay in the soul which are transformed in such a way that these illusory spiritual experiences appear. Nothing could justify the pretensions of those who speak of ways to spiritual, supersensible worlds. The more exactly one investigates, the more the ideas of former lives, of karma dissolve. One should point repeatedly just to the first childhood experiences if such things are brought forward like the karma idea. Spiritual science may probably say now, let us assume that a parental couple has three, four children—every child is endowed with other characteristics. If everything should be rooted in heredity, nevertheless, one cannot understand why the children of a parental couple do not have the same qualities because they originate from the same father and the same mother. Just this shows us, some defenders of spiritual science probably say, that in that which the human being has received as inherited an individual being was born, and from it, the difference explains itself. Against it, the opponent wants only to argue, nevertheless, that which is handed down is handed down from both parents or also from the ancestors. The different qualities [of the ancestors] intermingle. Why should not different mixtures appear with the children and thus the most different individualities? If one could look once into the complex structures of heredity—the opponent may say—, all pretensions of the spiritual researchers would have be silenced which take the viewpoint of reincarnation. If—to support the idea of reincarnation—the theosophical literature points out particularly that even twins show different qualities, the opponent could reply, everything that one can show in such a way with children of different ages applies particularly to twins. Others say—to prove the teaching of reincarnation—, the human being shows conscience, moral responsibility in his essence. If you consider yourself responsible for an action that you do, nevertheless, you must be able to have another opinion of your actions than to have done it only. You have to ascribe another origin to the human being than only that from the lineage. Certain theosophical authors understand conscience, responsibility and the like in such a way that they are evidence of the individual essence that goes through various lives on earth. One only needs to point to the fact that already astute investigators explained conscience and responsibility in such a way that the human being developed slowly and gradually within the human society. For one can easily show in the case of conscience, for example, that the human being notices that certain actions bring him certain disadvantages. In his mind, he connects the concepts of the action with the resulting disadvantage. This settles down in him, so that he concludes, in the end: you are not allowed to do this.—Imagine that changed into an impulse and this impulse is handed down, and then we have conscience with the following descendants. However—the opponent may argue—it is superficial if you assume an inner essence of the human being that goes through various lives on earth from the fact of conscience. Seen from without many a thing could appear to that who does not exactly look in such a way, as if one cannot prove it. Just a spiritual researcher has to watch out for the difficulties that just conscientious people have if they want to approach spiritual science. Since what I have said today is just for such people an obstacle; they do not get over it. If we go on and investigate how an opponent can put the question, how does spiritual science behave in the area of morality - then theosophy normally says, which moral impulse that gives the human being if he hears that his current life is caused by reasons which the human essence, that is he himself, put in a former life, and that he prepares the causes for the next life with that which he does now. How are the moral views of such a human being designed? The opponent could ask that way. He will say, such a human being will easily be persuaded to say about a not good action to himself, if I do it, I carry it into my next life and I myself get the punishment in my next life.—With such an impulse, he will omit certain actions. However, it is the most selfish impulse that there can be if the human being does the good because it brings effects in the next life which he wishes, and he refrains from the bad ones because they bring rather disagreeable and fatal effects. Hence, one appeals to the egoism of the human being if one refers him to the karma and says to him, by this or that action you cause bad effects in the next life!— Where does remain there the great word that one acts morally if one does the good for the sake of the good? If anybody who believes in karma says to himself, I still do something that maybe brings disadvantage—then it brings an advantage in a later life, the good is not done in such a way for the sake of the good, but the human egoism is stirred up in the subtlest way. We take another case. We assume that a person believes that he experiences happiness or misfortune because he caused this in a former life to himself and he has to accept this without grumbling.—Such a disposition—so the opponent could say—turns out to be fatalism if the person ascribes everything that happens to his former actions. Instead of pulling himself up and intervening actively in life, he will rely simply on the principle: this you have let yourself in for that! Then this will cause that a theosophist if he is weak says, why should I pull myself up? My karma has made me weak; this has its good reasons in a former life.—In this way, a dreadful fatalism comes out. We can learn from it how the opponent can state egoism and fatalism as something that one can bring forward in the most substantial way against the theosophical principle of moral. If we want to visualise now how theosophy has to work on the religious life, then we realise how leaders of the theosophical life define theosophy as a kind of religion of wisdom, as something that leads into the religious area from knowledge and cognition. Religion cannot exist without a spirit living in the world—no matter whether you imagine this spirit as many spirits or as one spirit. Without living spirit, that impetus of feelings and sensations cannot take place in the soul, which is necessary for a real religious life. This looking up at something spiritual—so the opponent could argue-, this devotion of an outer spirit which is the origin of the earthly events and the human destinies is clouded by the belief of a human individuality who goes from one life to the next. He has to come to terms with himself concerning the religious life; that means, to refer everything to himself. Thus, the heart cannot widen and the mind cannot open itself as it is, otherwise, the case if the human being not only looks into himself, but can also look up at something divine to which he belongs in which he has interest and with which he is in a living relationship. If we want to summarise everything that one can argue against theosophy, an opponent could say, in moral and religious respects spiritual science leaves much to be desired. This appears in particular in the fact that people who are internally undisciplined or have a lax scientific conscience from the start, gradually develop quite strange impulses toward life. There one realises—and that applies to all followers of theosophy,—as it arises from observations—that people if they get involved with spiritual-scientific truths would lose the interest for the fresh, full life; one realises that they withdraw from the immediate problems of the outer world. They brood over that which has put them into life and even start despising the outer reality and feel fine only if they do no longer want anything from the outer world. I want to speak only about that to which opponents of theosophy rightly could refer. They could point rightly to the fact that numerous theosophists with a more lax scientific truth feeling become useless for all performances which a strong, healthy life demands. For they do not stand in life, but are or become eccentrics; such people arise from theosophy!—The opponent could point to numerous examples. Furthermore, he could show how the lacking control by experience can become rather bad if the human being who wants to develop spiritual eyes, spiritual ears in himself has not developed a sense of truth and such an impulse of truth as the outer experience controls us. Then the spiritually beholding, the so-called clairvoyant human being loses the inner control that must be the more important if the outer control is absent. There it appears that a human being can get into untruthfulness—unaware at first—, into errors and finally into conscious untruthfulness, into lies whose consequences he does not figure out because he cannot distinguish illusion from truth. Therefore, the need to behold into the spiritual world has to be founded on truth and morality. It turns out, why it could become such a big problem that, for example, Goethe expressed in his Faust. There Faust faces us, the typical human being, who wants to get into the spiritual world and to extend his individual life who, however, often has the possibility to stray, in spite of conscientious striving, and who says, after he has nearly completed his life: could I only remove magic from my path.—The confession of spiritual research can become so tragic. However, we have to consider the human soul not only theoretically but also in the full life. There only the experience itself can give us the appropriate teachings. One may reason ever so much why our soul has this or that constitution if it wants to follow spiritual research—one can know for sure: theoretical sentences are the one side, mental impulses the other side. Everything may be theoretically quite logical, and the soul can stray, nevertheless, if it has not found security in itself. The opponents can rightly point to such a thing that exists in the most different forms. This can show us that we must not take objections easily because they are to be found easily. You can find references in spiritual science or theosophy that an individual essence lives in the human being. One shows that only for the human being a biography is possible because only the human being has that characteristic, individual course of life that makes a biography possible. For the greatest as for the most unimportant human being, a biography is possible. We show the same interest for the single human being which we have for a genus of the animal realm. It is a superficial objection if anybody says, nevertheless, one could also write a biography of a dog or a cat. Indeed, one could do this. When I was a pupil, the teacher tormented us once to write the biography of our pen. One can transfer everything to everything, but one has to take the essentials of a thing into account. No spiritual researcher states that a dog or a cat cannot have a sum of individual qualities. One only says that we show the same interest, which we have as a human being for a single person, for the entire animal genus. Even the interest in an animal can be bigger than for a human being, but it is not the same interest. We consider every human being as an own type or genus. A difference exists whether we face real opponents of theosophy or those who cannot overcome the difficulties that our whole thinking and feeling and our science give us. Today I wanted to tell such objections. Of course, we could go on talking until tomorrow morning, increase the objections, and go into details. I am aware that I have not even told the most important objections. I have only shown how one can consult epistemology, morality, religion and life security if one wants to deliver proofs against theosophy. It is maybe the nicest result that can arise from spiritual science that one learns to practise true tolerance. One can have true tolerance only if one understands the various individualities, different thinking, and feeling. As long as we hear the proposed objections, they can stimulate us if we do not take them easily, but can find that which the opponent argues in ourselves. If we make, so to speak, a part of ourselves our opponent to cope with the entitled objections, then we practise theosophical tolerance. In this characterised way, the spiritual researcher should always face all other objections that could be done from opposing side. The supporters as well as the opponents should consider facing the opponents with the counterpart of fanaticism that must be an impulse of the theosophical attitude so that you always ask yourself, which importance do their objections have?—Hence, no objection surprises the theosophist. Theosophy can advance only in right way if such an inner discussion can take place with every opponent. The fact that this is a demand with which also our time struggles can appear if one believes repeatedly that the opponents could not estimate at all the weight and the importance of their objections. I have already pointed many a time to the viewpoint of Eduard von Hartmann that he represented especially in his Philosophy of the Unconscious which negative reception it had with his opponents, how he anonymously wrote a refutation that his opponents liked very much. Then he revealed that he had written the refutation himself and showed that he could very well do the same objections and nobody possesses the absolute truth. However, the theosophists should not only know the objections [against theosophy], but it is also their duty as it were to deal with these objections. After we have today opened ourselves to these objections, we want to see in the next talk how this area appears from the other side from which we have shown the reverse more or less today. We want to see whether there are substantial reasons for the opponents if they state, leave us alone with your theosophy, because it is not only unscientific, but it also contradicts any higher morality, it founds inadequate ethics, it gives no life security, and it is religiously absolutely inadequate. On the other hand, could anything be wrong that shows that all these objections are still wrong? However, we do not want to take these objections in such a way, as if we wanted to dismiss them simply as errors, but in such a way that we can learn from them. It is difficult for some contemporaries to find the way to theosophy. However, it could be also exemplary for some people who become light-hearted supporters of theosophy to confront themselves once with such difficulties. Since also the way to the stars could be rough, and it could be good unless we make ourselves too comfortable. In the next talk, I show how the human being can familiarise himself with this world of the spiritual stars, and that he must not succumb to the objections characterised today but can overcome them. |
107. The Being of Man and His Future Evolution: Evolution, Involution and Creation out of Nothingness
17 Jun 1909, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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Imagine a man standing here at a certain spot on the earth and looking up at the sky. He sees a particular constellation of stars. If he were to stand five paces away he would see something else. This looking at the sky creates in him a feeling of joy that is something quite new. |
107. The Being of Man and His Future Evolution: Evolution, Involution and Creation out of Nothingness
17 Jun 1909, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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Today we intend adding something to round off the many facts and views we have been studying here this winter. We have often emphasised the way in which spiritual science should take hold of human life, and how it can become life, action and deed. Today, however, we want to give a few concluding aspects on the subject of the great evolutionary processes of the cosmos, as these are expressed in man. And to start with I should like to draw your attention to a fact that can tell you a great deal about the nature of cosmic evolution, if only you are prepared to look at it in the right way. Consider, in a purely external way to begin with, the difference between the evolution of the animal and that of man. You need only say one word and hold one idea before you, and you will soon notice the difference between the concept of animal and human evolution. Think of the word ‘education’. Actual education is impossible in the animal world. To a certain extent you can train the animal to do things that are foreign to its natural instincts and inborn way of life. But only an extremely enthusiastic dog-lover would want to deny that there is a radical difference between the education of a human being and what can be undertaken with animals. We need merely bear one particular anthroposophical insight in mind, and we shall understand the basis for this apparently superficial fact. We know that man's development is a gradual and very complicated process. We have repeatedly emphasised that in the first seven years of his life, up to the change of teeth, man develops in quite a different way from the later period up to fourteen, and again from the fourteenth to the twenty-first year. We will only touch on this today, for you already know it. According to spiritual science man passes through several births. The human being is born into the physical world when he leaves his mother's body and frees himself of the physical maternal sheath. But we know that when this has happened he is still enclosed in a second maternal sheath, an etheric one. During the first seven years of his life the child's etheric body is completely enveloped in external etheric currents that come from the outer world, just as the physical body is enveloped until birth in a physical maternal sheath. At the change of teeth this etheric sheath is stripped off, and not until now, at the age of seven, is the etheric body born. Then the astral body is still enclosed in the astral maternal sheath that is stripped off at puberty. After this the astral body develops freely until the twenty-first or twenty-second year, which is the time when strictly speaking the actual ego of man is born. Not until then does the human being awaken to his full inner intensity and the ego that has evolved through the course of his earlier incarnations work its way free. To clairvoyant consciousness a very special fact becomes apparent here. If you watch a very young child for several weeks or months, you will see the child's head surrounded by etheric and astral currents and forces. However, these currents and forces gradually become less distinct and vanish after a while. What is really taking place there? You can actually discover what is happening, even without clairvoyant vision, although clairvoyant vision confirms what we are about to say. Immediately after the birth of a human being his brain is not the same as it will be a few weeks or months later. The child already perceives the outer world, of course, but its brain is not yet an instrument capable of connecting external impressions in a definite way. By means of connecting-nerves running from one part of the brain to another, the human being learns by degrees to link together in thought what he perceives in the external world, but these connecting nerve-strands develop only after birth. A child will hear and see a bell, for instance, but the impression of the sound and the sight of the bell do not immediately combine to form the thought that the bell is ringing. The child learns this only gradually, because the part of the brain that is the instrument for the perception of sound and the part that is the instrument for visual perception become connected only in the course of life. And not until this has happened is it possible for the child to reach the conclusion: ‘What I see is the same thing that is making the sound’. Connecting-cords like this are developed in the brain, and the forces that develop these connecting-cords can be seen by the clairvoyant in the first weeks of the child's development as an extra covering round the brain. But this covering passes into the brain and subsequently lives within it, no longer working from outside but from within. What works from outside during the first weeks of the child's development could not go on working at the whole development of the growing human being were it not protected by the various sheaths. For when that which has been working from outside passes into the brain, it develops under the protecting sheath first of the etheric body then of the astral body and only when the twenty-second year has been reached does that which first worked from outside become active from within. What was outside the human being during the first months of his existence and then slipped inside, is active for the first time independently of sheaths in the twentieth to the twenty-second year; then it becomes free and awakens into intense activity. Now let us consider the gradual development of the human being and compare it with that of the plant. We know that the plant only has its physical and etheric body here in the physical world, whereas its astral body is outside it; but only the physical and etheric body within it. The plant emerges from the seed, forms its physical body, and then the etheric body gradually develops. And this etheric body is all that the plant has in addition. Now we have seen that man's etheric body is still enveloped in the astral body until puberty, and that man's astral body is not actually born until then. But the plant, after reaching its puberty, cannot give birth to an astral body, for it has none. Therefore the plant has nothing further to develop after puberty. It has accomplished its task in the physical world when puberty occurs, and after it has been fertilised, it withers. You can even observe something similar in certain lower animals. In these lower animals the astral body has quite evidently not penetrated into the physical body to the same extent as in the higher animals. Lower animals are characterised by the very fact that their astral body is not yet entirely within their physical body. Take the may-fly; it comes into being, lives until it is fertilised, and then dies. Why? Because it is a creature which, like a plant, has its astral body for the most part outside it, and therefore it has nothing further to develop when puberty has occurred. In a certain respect man, animal and plant develop in a similar way until puberty. Then the plant has nothing else to develop in the physical world, and so it dies. The animal still has an astral body, but no ego. Therefore after puberty certain possibilities of development remain in the animal. The astral body becomes free, and as long as it develops freely and possibilities of development remain, further development continues in the higher animal after puberty. But the astral body of the animal has no ego within it in the physical world. The animal's ego is a group ego; it embraces a whole group and exists as group ego in the astral world, where its possibilities of development are quite different from those of the single animal here in the physical world. What the animal possesses as astral body has a limited possibility of development, and the animal already has this possibility within it as a natural tendency when it comes into the world. The lion has something in his astral body that expresses itself as a sum of impulses, instincts and passions. And this tendency continues to live itself out to the full until an ego might be born; but the ego is not there, it is on the astral plane. Therefore when the animal has just reached the stage when man attains his twenty-first year, its possibilities of development are all used up. The length of life varies according to circumstances, of course, for animals do not all live to be twenty-one. But up to the age of twenty-one, when the ego is born in man, his development is comparable to that of the animal. This must not lead to the conclusion that human development up to the age of twenty-one is identical to that of an animal, for that is not the case. The ego is already within the human being from the beginning, right from conception, and it now becomes free. Hence, because there is something within man from the beginning that becomes free at the age of twenty-one, he is from the outset no animal being, for the ego, although not free, is nevertheless working in him from the start. And it is essentially this ego that can be educated. For it is this ego, together with what it has accomplished in the astral, etheric and physical bodies, that passes from one incarnation to another. If this ego received nothing new in a further incarnation, man would not be able to take anything with him at his physical death, from his last life between birth and death. And if he were not able to take anything with him, he would be at exactly the same stage in the following life as he was in the previous one. Through the fact that you see man going through a development in life, and acquiring what the animal cannot acquire, because the animal's possibilities of development do not go beyond its inborn capacities, man is constantly enriching his ego, and reaches higher levels from one incarnation to another. It is because man bears within him an ego that has already been at work, although it only becomes free at his twenty-first year, that education is practicable, and something further can be done with him beyond his original possibilities. The lion brings its lion nature with it and lives it out. Man not only brings with him his nature as a member of the general human species, but also what he has attained as an ego in his Previous incarnation. This can be transformed more and more by education and life, and it will have acquired new impetus by the time man passes through the portal of death and has to prepare for a new incarnation. The point is that man acquires new factors of development and is constantly adding to his store. Now let us ask what actually happens when man adds to his store from outside? To answer this we must reach three very important, rather difficult concepts. But as we have been working for some years in this group, we ought to be able to understand them. Let us start by taking a fully developed plant, for instance a lily of the valley. Here you have the plant before you in another form, as a small seed. Imagine holding the seed; there you have a minute structure. When you lay it in front of you, you can say: Everything that I shall see later on as root, stalk, leaves and blossom is in this seed. So here I have the plant in front of me as a seed and there as a fully grown plant. But I could not have the seed in front of me if it had not been produced by a previous lily of the valley. The case is different for clairvoyant consciousness. When clairvoyant consciousness observes the fully grown lily of the valley, it sees the physical plant filled with an etheric body, a body consisting of streams of light permeating it from top to bottom. In the lily of the valley, however, the etheric body does not extend very far beyond the physical body of the plant and does not differ from it very much. But if you take the small seed of the lily of the valley you will find that although the physical seed is small it is permeated by a wonderfully beautiful etheric body raying out all round in such a way that the seed is situated at one end of the etheric body like a comet with a tail. The physical seed is really only a denser point in the light or etheric body of the lily of the valley. When a spiritual scientist has the fully grown lily of the valley in front of him then, for him, the being that was hidden to begin with is developed. When he has the seed in front of him where the physical part is very small and only the spiritual part is large, he says: the actual being of the lily of the valley is rolled up in the physical seed. So when we look at the lily of the valley we have to distinguish two different states. One state is where the whole being of the lily of the valley is in involution: the seed contains the being rolled up, involved. When it comes forth it passes over to evolution, and then the whole being of the lily of the valley slips more into the newly developing seed. Thus evolution and involution alternate in the successive states of a plant. During evolution the spiritual disappears further and further and the physical grows great, whilst in involution the physical will disappear further and further and the spiritual become greater and greater. In a certain respect we can speak of evolution and involution alternating in man to an even greater extent. In the human being between birth and death a physical body and an etheric body interpenetrate to form the physical, and the spiritual interpenetrates them too in a certain way, as an earthly being man is in evolution. But when man is seen clairvoyantly passing through the portal of death, he does not leave behind in physical life as much as the lily of the valley leaves in the seed; the physical disappears so completely that you no longer see it, it is all rolled up in the spiritual. Then man passes through Devachan, where he is in involution as regards his earthly being. For this earthly being of man, evolution is between birth and death, involution between death and a new birth. Yet there is a tremendous difference between man and the plant. In the plant we can speak of involution and evolution, but in the case of man we have to speak of yet a third factor. If we were not to speak of a third factor, we should not comprise the whole of human development. Because the plant always passes through involution and evolution, every new plant is an exact repetition of the last one. The being of the lily of the valley is perpetually going into the seed and out again. But what is happening in the case of man? We have just realised that man receives new possibilities of development during his life between birth and death. He adds to his store. Hence it is not the same with man as it is with the plant. Each evolution of man on the earth is not a mere repetition of the previous one, but a raising of his existence on to a higher level. What he takes into himself between birth and death is added to what was there previously. That is why no mere repetition occurs, for what is evolving appears at a higher stage. Where does this new element actually come from? In what way are we to understand the fact that man receives and takes in something new? I beg you to follow very closely now, for we are coming to a most important and most difficult concept. And not without reason do I say this in one of the last sessions, for you will have the whole summer to ponder over it. We should ponder over such concepts for months if not years, then we gradually begin to realise their depth. Where does all that is constantly being added to man come from? We will make this comprehensible by taking a simple example. Suppose you see a man standing opposite two other people. Let us take into consideration everything that belongs to evolution. Let us take the one who is observing the other two, and say to ourselves that he has passed through earlier incarnations and has developed what has been planted in him in these previous incarnations. The same applies to the other two people. Then let us suppose that the first man thinks to himself: The one person looks splendid beside the other. He is pleased to see just these two particular people standing together. Another person might not feel this satisfaction. The satisfaction the man feels in seeing the two standing side by side has nothing whatever to do with the possibilities of development in the other two, for they have done nothing that deserves the pleasure their standing together gives him. It is something quite different, and it depends entirely on the fact that it is he in particular that is standing opposite the two people. The point is that the man develops a feeling of joy over the two men in front of him standing together. This feeling is not caused by anything to do with development. There are things like this in the world that arise simply through coincidence. It is not a question of the two men being karmically connected. Our concern is the joy the man feels because he likes seeing the two people standing together. Let us take a further example. Imagine a man standing here at a certain spot on the earth and looking up at the sky. He sees a particular constellation of stars. If he were to stand five paces away he would see something else. This looking at the sky creates in him a feeling of joy that is something quite new. Man experiences a number of totally new things that have nothing to do with his previous development. Everything that comes forth in the lily of the valley is determined by its previous development; but this is not the case with what works on the human soul from the environment. Man is concerned with a lot of affairs that have nothing to do with any previous development, but which are there because various circumstances bring him into contact with the outer world. Because he feels this joy, however, it has become for him an experience. Something has arisen in the human soul that is not determined by anything preceding it but which has arisen out of nothingness. Such creations out of nothingness are constantly arising in the human soul. These are experiences of the soul not experienced through given circumstances but through the relationships we ourselves create connecting the circumstances one with another. I want you to distinguish between the experiences produced by given circumstances and those produced by the relationships between the various circumstances. Life really falls into two parts, with no distinguishing line between them: those experiences strictly determined by previous causes, by karma, and those not determined by karma but appearing on our horizon for the first time. There are whole areas in human life that come under these headings. Suppose you hear that somewhere someone has stolen something. What has happened is, of course determined by something karmic. But suppose you only know something about the theft and not the thief—therefore there is a particular person in the objective world who has done the stealing, but you know nothing about him. The thief is not going to come to you, though, and say: ‘Lock me up, I have committed a theft’, on the contrary, it is up to you to line up the facts so as to produce the evidence as to who is the thief. The ideas you put together have nothing to do with the objective facts. They depend on quite different things, even on whether you are clever or not. Your train of argument does not make the person a thief, it is a process taking place entirely within you that gets associated with what is there outside. Strictly speaking, any kind of logic is something added to things from outside. And all opinions of taste, as well as judgments we make about beauty, are additions. Thus man is constantly enriching his life with things that are not determined by previous causes, but which he experiences by bringing himself into a relationship with things. If we make a rapid survey of human life and visualise man's development through ancient Saturn, Sun and Moon as far as our Earth evolution, we find that on Saturn there could be no question of man being able to relate to things in this way. Everything was pure necessity then. It was the same on old Sun and also on old Moon, and the animals are still in the situation today that man was in on the Moon. The animal experiences only what is determined by preceding causes. Man alone has entirely new experiences, independent of previous causes. Therefore in the truest sense of the word man alone is capable of education; man alone can continually add something new to what is determined by karma. Only on Earth did man attain the possibility of adding something new. On the Moon his development had not reached the point where he would have been capable of adding anything new to his innate capacities. Although not an animal, he was then at the stage of animal development. His actions were determined by external causes. To a certain extent this is still so today, for those experiences that are free experiences are only slowly making their way into man. And they appear to a greater and greater extent the higher the level at which man is. Imagine a dog standing in front of a Raphael painting. It would see what is there in the picture itself, in so far as it is a sense object. But if a man were to stand in front of the picture, he would see something quite different in it; he would see what he is capable of creating through the fact that he has already developed further in previous incarnations. And now imagine a genius like Goethe; he would see even more, and he would know the significance of why one thing is painted like this and the other like that. The more highly developed a man is the more he sees. And the more he has enriched his soul the greater his capacity to add to it the soul experiences from soul relationships. These become the property of his soul and are stored up within it. All this, however, has only been possible for humanity since Earth evolution began. But now the following will take place. Man will develop in his own way through the subsequent ages. We know that the Earth will be succeeded by Jupiter, Venus and Vulcan. During this evolution the sum of man's experiences over and above those resulting from previous causes will become greater and greater, and his inner being become richer and richer. What he has brought with him from ancient causes, from the Saturn, Sun and Moon stages, will have less and less significance. He is developing his way out of previous causes and casting them off. And when, together with the Earth, man will have reached Vulcan, he will have stripped off all he received during the Saturn, Sun and Moon evolution. He will have cast it all off Now we come to a difficult concept which shall be made clear by an analogy. Imagine you are sitting in a carriage that has been given or bequeathed to you. You are taking a ride in this carriage when a wheel becomes faulty, so you replace it with a new one. Now you have the old carriage but a new wheel. Suppose that after a while a second wheel becomes faulty. You replace that, and you now have the old carriage and two new wheels. Similarly you replace the third and fourth wheels, and so on, until you can easily imagine that one day you will actually have nothing left of the old carriage, but will have replaced it all with new parts. You will have nothing left of what you received as a gift or inheritance; you will still drive about in it, but strictly speaking it will be an entirely new vehicle. And now transfer this idea to human evolution. During the Saturn period man received the rudiments of his physical body, on the Sun his etheric body, on the Moon his astral body and on the Earth his ego, and he has been gradually developing these principles. But within the ego he is increasingly bringing experiences of a new kind into being and stripping off what he inherited, what he was given on Saturn, Sun and Moon. And a time will come—the Venus evolution—when man will have cast off all that the gods gave him during the Moon, Sun and Saturn evolution and the first half of the Earth evolution. He will have discarded all this, Just as in our analogy the single parts of the carriage were discarded. And he will have gradually replaced all this by something he has taken into himself from relationships, something previously nonexistent. Thus on reaching Venus, man will not be able to say: Everything from Saturn, Sun and Moon evolution is still in me—for by then he will have cast it all off. And at the end of his evolution he will bear within him only what he has gained through his own efforts, not what he was given, but what he has created out of nothingness. Here you have the third thing in addition to evolution and involution: creation out of nothingness. Evolution, Involution and creation out of nothingness are what we must have in mind if we are to picture the whole magnitude and majesty of human evolution. Thus we can understand how the gods have first of all given us our three bodies as vehicles, and how they built up these vehicles stage by stage, and then endowed us with the capacity to surmount them again stage by stage. We can understand how we may throw away the parts, piece by piece, because the gods wish to make us member by member into their image, so that we may say: The rudiments of what I am to become were given me, and out of them I have created for myself a new being. Thus what man sees before him as a great and wonderful ideal in the far distant future, of having not only a consciousness of himself but a consciousness of having created himself, was already developed in earlier times by mighty spirits on a higher level than man. And certain spirits already engaged in the past in our evolution are developing at the present time what man will experience only in a distant future. We have said that during the Saturn evolution the thrones poured forth what we call the substance of mankind, and that into this human substance the spirits of personality poured what we call the forces of personality. But the spirits of personality, who at that time were sufficiently powerful to let the character of their personality flow into this substance poured out by the thrones, have since then ascended higher and higher. Today they have reached the point where they no longer need any physical substance for their further development. On Saturn, in order to be able to live at all, they needed the physical substance of Saturn which was at the same time the rudiment of human substance; on the Sun they needed the etheric substance that poured forth for man's etheric body; on the Moon they needed the astral substance, and here on Earth they need our ego. Henceforth, however, they will need what is formed by the ego itself, man s new creation out of pure relations, which is no longer physical, etheric or astral body or even ego as such, but that which the ego produces out of itself. This the spirits of personality will use, and they are already using it to live in today. On Saturn they lived in what is now our physical body, on the Sun in what is now our etheric body, on the Moon in what is now our astral body. Since the middle of Atlantean times they have begun living in the higher elements that man can bring forth out of his ego. What are these higher elements man produces from out of his ego? They are of three kinds. First, what we call thinking in accordance with law, our logical thinking. This is something that man adds to things. If man does not merely look at the external world or merely observe it, or merely chase after the thief to find him, but observes in such a way that he sees the law inherent in the observation, availing himself of thoughts that have nothing to do with the thief and yet they catch him, then man is living in logic, pure logic. This logic is something that is added to things by man. When man devotes himself to this pure logic, the ego creates something beyond itself. Secondly, the ego creates beyond itself when it develops pleasure or displeasure in the beautiful, the exalted, the humorous, the comic; in short, in everything that man himself produces. Let us say you see something in the world that strikes you as silly, and you laugh at it. This laughter has nothing whatever to do with your karma. A stupid person might come along, and the very thing you are laughing at could strike him as clever. That is something that arises out of yourself in that particular situation. Or, let us say, you see people attacking a brave man who for a time holds his own but eventually comes to a tragic end. What you witness was determined by karma, but the feeling of tragedy you have about it is something new. Though necessity is the first thing, pleasure and displeasure are the second, and the third is the way you feel the urge to act under the influences of relationships. Even the way you feel compelled to act is not determined solely by karma, but by your relationship to the matter. Supposing two people are on the one hand so situated with regard to their relationship with one another that they are karmically destined to pay off something together, but at the same time one is further advanced in his development than the other. The more advanced one will pay up, the other will hold it back for later payment. The one will develop kindness of heart, the other's feelings will not be touched. That is something new coming into evolution. You must not look on everything as determined, rather it depends on whether or not we allow our actions to be guided by the laws of justice and fairness. New things are constantly being added to our morality, to the way we do our duty and to our moral judgment. Particularly in our moral judgment there lies the third element by means of which man goes beyond himself and then advances further and further. The ego puts this into our world, and what is thus put into the world does not perish. What men have introduced into the world from epoch to epoch, from age to age, as the result of logical thought, aesthetic judgment or the fulfillment of duty, forms a continuous stream, and provides the substance in which, in their phase of evolution, the spirits of personality take up their abode. That is the way you live and evolve. And whilst you are evolving, the spirits of personality look down upon you, asking continually: Will you give me something, too, that I can use for my development? And the more man develops his thought content, his treasures of thought, the more he tries to refine his aesthetic judgment, and carry out his duty beyond the requirements of karma, the more nourishment there is for the spirits of personality; the more we offer up to them, the more substantial these spirits of personality become. What do these spirits of personality represent? Something which from the point of view of our human world conception we call an abstraction: the spirit of the age, the spirit of the various epochs. To anthroposophists this spirit of the age is a real being. The spirits of the age, who are actually the spirits of personality, move through the ages. When we look back into ancient times, the Indian, Persian, Chaldean-Babylonian, Greco-Latin times and right into our own time, we find that apart from the nations and apart from all the other differences among men, what we call the spirit of the age is always changing. People thought and felt quite differently five thousand years ago than they did three thousand years ago and from the way they do today. And it is the spirits of the age or, according to spiritual science, the spirits of personality who change. These spirits of personality are going through their evolution in the super-sensible world just as the human race is going through its evolution in the sense world. But all that the human race develops of a super-sensible nature is food and drink for these spirits of personality, and they benefit from it. If there were an age in which men were to spend their lives without developing any treasures of thought, without pleasure or displeasure, nor any feeling for duty beyond the limits of karma—in such an age the spirits of personality would have no nourishment and they would become emaciated. Such is our connection with the beings who are invisibly interwoven with our life. As I told you, man adds something new to development, creates as it were something out of nothingness in addition to involution and evolution. He could not create anything out of nothingness, however, had he not previously received the causes into which he has placed himself as in a vehicle. This vehicle was given him during the Saturn evolution, and bit by bit he is discarding it and developing on into the future. He had to receive the foundation for this, however, and if the gods had not provided this foundation for him in the first place, he would not have been able to perform any action that can be created out of nothingness. That relationships in the surrounding world affect us in such a way that they really help our further development is due to this laying of a good foundation. For what has become possible through the fact that man can create something new out of relationships, and that he can make use of the connections into which he is placed so as to form the foundation for something new that he himself creates? And what does it mean that man has become capable of extending his thoughts beyond the things he experiences in the surrounding world, and feeling more than what is objectively there in front of him? What has come about as a result of man being able to work beyond the dictates of karma, and live in duty towards truth, fairness and kindness of heart? By becoming capable of logical thinking, of developing thought in accordance with its necessity, the possibility of error has been created. Because of the pleasure man can take in what is beautiful, the possibility has also been created for him to introduce the element of ugliness and impurity into world evolution. Because man is capable of both setting himself the concept of duty and of fulfilling it beyond the extent of karma, the possibility of evil and of resistance to duty has been created. So it is this very possibility of being able to create solely out of relationships that has placed man in a world in which he can also work on his own spiritual part, so that it becomes full of error, ugliness and evil. And not only had the possibility to be provided for man altogether to create out of these relationships, but the possibility had to be given for him by dint of struggle and striving gradually to create out of these relationships what is right, what is beautiful and those virtues that really further his evolution. Creating out of relationships is called in Christian esotericism ‘creating out of the spirit’. And creating out of right, beautiful and virtuous relationships is called in Christian esotericism ‘The Holy Spirit’. When a man is able to create out of nothingness the right or true, the beautiful and the good, the Holy Spirit fills him with bliss. But for a man to be able to create in the sense of the Holy Spirit, he had first to be given the foundation, as is the case for all creation out of nothingness. This foundation was given him through the coming of Christ into our evolution. Through experiencing the Christ Event on earth, man was able to ascend to creating in the Holy Spirit. Thus it is Christ Himself Who creates the greatest, most profound foundation. If man becomes such that he stands firmly on the basis of the Christ experience, and the Christ experience is the carriage he joins for his evolutionary progress, then the Christ sends him the Holy Spirit, and man becomes capable of creating the right, beautiful and good in the course of his further evolution. So we see the coming of the Christ to the Earth as a fulfillment as it were of all that had been put into man through Saturn, Sun and Moon. And the Christ Event has given man the greatest thing possible, the power that makes him capable of living on into the perspectives of the future and of increasingly creating out of relationships, out of all that is not predetermined, but depends on how man relates to the facts of the world around him, which is in the widest sense the Holy Spirit. This again is an aspect of Christian esotericism. Christian esotericism is connected with the profoundest thought in the whole of our evolution, the thought of creation out of nothingness. Therefore no true theory of evolution will ever be able to leave out the thought of creation out of nothingness. Supposing there were only evolution and involution, there would be eternal repetition like there is with the plant, and on Vulcan there would be only what originated on Saturn. But in the middle of our development creation out of nothingness was added to evolution and involution. After Saturn, Sun and Moon had passed away, Christ came to Earth as the enriching leaven which ensures that something quite new will be there on Vulcan, something not yet present on Saturn. Whoever speaks of evolution and involution only, will speak of development as though everything were merely to repeat itself in circles. But such circles can never really explain world evolution. Only when we add to evolution and involution this creation out of nothingness, that adds something new to existing relationships, do we arrive at a real understanding of the world. Beings of a lower order show no more than a trace of what we called creation out of nothingness. A lily of the valley will always be a lily of the valley; at most the gardener could add something to it from outside to which the lily of the valley would never have attained of itself. Then there would be something which with regard to the nature of the lily of the valley would be a creation out of nothingness. Man, however, is himself capable of including in his being this creation out of nothingness. Yet man only becomes capable of doing so, and advancing to the freedom of individual creativity through the greatest of all free deeds, and one which can serve him as an example. What is this greatest deed of freedom? It is that the creative and wise Word of our solar system Himself resolved to enter into a human body and to take part in Earth evolution through a deed unconnected with any previous karma. There was no preceding karma forcing the Christ to His resolution to enter a human body; He undertook to do it as a free deed entirely based upon foreseeing mankind's future evolution. This deed had no precedent, having its origin in Him as a thought out of nothingness, out of His pre-vision. This is a difficult concept, but it will always be included in Christian esotericism, and everything depends on our being able to add the thought of creation out of nothingness to those of evolution and involution. When we are able to do this we shall acquire great ideals which, although they may not extend to what may be called cosmic dimensions, are essentially connected with the question: Why, for instance, do we join an anthroposophical society? To understand the purpose of an anthroposophical society we must return to the thought that we are working for the spirits of personality, for the spirits of the age. When a human being comes into the world at birth, to start with he is educated by all manner of circumstances; these influence him and form the first step of his own creative activity. If only it could be clearly understood that the place where a man is born is only the first step, and that the prevailing circumstances work upon him with overwhelming suggestive power. Let us try to imagine how different a man's circumstances would be were he to be born in Rome or Frankfurt instead of in Constantinople. Through his birth he would be placed in different circumstances, into different religious affiliations. Under these influences a certain fanaticism could develop in him for Catholicism or Protestantism. If, through a slight turn of the wheel in karmic connections, he had been born in Constantinople, might he not also have turned out to be quite a good Turk? Here you have an illustration of the suggestive force with which environmental conditions affect man. But man is able to extricate himself from the purely suggestive nature of conditions and unite with other people in accordance with principles he himself chooses and acknowledges. Then he can say: “Now I know why I am working with other people”. In this way there arise out of human consciousness those social groups in which material is created for the spirits of the age, the spirits of personality. And the anthroposophical society is a group of this kind in which this connection is created on a basis of brotherhood. This means nothing else than that each individual is active in the group in such a way that he acquires in himself all the good qualities that make him an image of the whole society. Thus all the thoughts, wealth of feeling and virtues he develops through the society he bestows as nourishment upon the spirits of personality. Hence in a society like this all that creates communal life is inseparable from the principle of individuality. Each single member becomes capable through such a society of offering what he himself produces as a sacrifice to the spirits of personality. And each individual prepares himself to reach the level of those who are the most advanced, and who, as the result of spiritual training have progressed to the point where they have the following ideal: “When I think, I do not do so for my own satisfaction, but in order to create nourishment for the spirits of personality. I lay upon the altar of the spirits of personality my highest and most beautiful thoughts; and what I feel is not prompted by egoism, I feel it because it is to be nourishment for the spirits of personality. And what I can practise in the way of virtue, I do not practise for the sake of gaining influence for myself, but in order to bring it as a sacrifice to provide food for the spirits of personality.” Here we have placed before us as our ideal those whom we call the masters of wisdom and the masters of harmony and feeling. For thus do they think and prepare for the development which will bring man nearer and nearer to the point where he will always be creating what is new until he will finally develop a world from which the workings of the old causes will have disappeared, and out of which new light will stream forth into the future. The world is not subject to perpetual metamorphosis into different forms, but the old is perfected and becomes the vehicle of the new. Then even this will be thrown off and will disappear into nothingness, so that out of this nothingness something new may arise. This is the tremendous idea of progress, that new things can perpetually arise. But the worlds are complete in themselves, and you will have seen in the example given that we cannot speak of anything actually coming to an end. It has been shown how on the one hand the spirits of personality lose their influence over man, but on the other hand how they again pursue their own evolution. Thus ours is a world that is constantly being rejuvenated by new creations, yet it is also true that what is stripped off would hinder progress, and it is passed on so that others for their part can progress. Nobody should believe that he must allow something to sink into nothingness, for we have been given the possibility of creating out of nothingness. What on Vulcan will prove itself to be something new, will continually build new forms and discard the old, and what is thrown off will seek its own path. Evolution, involution and creation out of nothingness are the three concepts we have to apply in order to understand the evolution of world phenomena as it really is. Only by this means shall we arrive at accurate concepts that both enlighten man about the world and engender in him inner warmth of feeling. If man had to admit his incapacity to do anything except create in accordance with impulses implanted into him, this would not steel his will nor kindle his hopes to the same extent as being able to say: “I can create my own life values and constantly add something new to what has been given me as a foundation. My ancient heritage will in no way hinder me from creating new blossoms and fruits which will live on into the future.” This, however, is part of what we can describe by saying that the anthroposophical conception of the world gives man strength, hope and confidence in life, for it shows him that he can, in the future, have a share in working at creations which, today, not only lie in the womb of causality but in nothingness. It shows him the prospect that, through his own efforts, he is working his way in the true sense of the word from being a ‘creature’ to being a ‘creator’. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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Now that we can be together again, it will be my task in the coming days to speak about important but rather difficult aspects of human and world existence, and we shall certainly not be able to reach any conclusion about these in this lecture; we can only make a beginning. As we proceed we will see how tremendously important these very questions are if we are to connect ourselves inwardly with the soul-stirring events of our times. If I had to summarize in a few words what I am going to speak about, I would say “necessity in world events and in human actions” and “human freedom in these two domains.” There is hardly anyone who is not more or less intensely concerned with these problems, and perhaps there are hardly any events on the physical plane that urge us as strongly to deal with these questions as the ones that are at present overshadowing the peoples of Europe and reverberating in their souls. If we look at world events and our own actions, feeling, willing, and thinking within these events, considering them for the moment in conjunction with what we call divine cosmic guidance, wisdom-filled cosmic guidance, we see that this divine guidance is at work everywhere. And if we look at something that has happened and that perhaps we ourselves have been involved in, we can ask afterwards “Was the reason for this event we were involved in so much a part of wise cosmic guidance that we can say it was inevitable for it to happen as it did, and we ourselves could not have acted differently in it?” Or, looking more toward the future, we could also say “At some time in the future one or another thing will happen in which we believe we may be playing a part. Ought we not assume of the wise world guidance we presupposed that what happens in the future will also come about inevitably or, as we often say, is predetermined?” Can our freedom exist under such conditions? Can we resolve to use the ideas and skills we have acquired to intervene in some way? Can we do anything to alter things through the way we intervene if we do not want them to happen in the way they would be bound to happen without our intervention? If we look back on the past, we tend to have the impression that everything was inevitable and could not have happened differently. If we look more toward the future, we have the impression that it must be possible for us to intervene in the course of events with our own will as much as we can. In short, we will always be in a conflict between supposing an absolute and all-pervading necessity on the one hand and necessarily assuming that we are free on the other. For without this latter assumption we cannot maintain our world view and would have to accept the fact that we are like cogs in the huge machine of existence, governed by the forces ruling the machine to the point where even the duties of the cogs are predetermined. As you know, the conflict between choosing one thing or the other runs to some extent through all our intellectual endeavors. There have always been philosophers called determinists who supposed that all the events we are involved in through our actions and our willing are strictly predetermined, and there have also always been indeterminists who supposed that, on the contrary, human beings can intervene in the course of evolution through their will and their ideas. You know too that the most extreme form of determinism is fatalism, which clings so firmly to the belief that the world is pervaded by spiritual necessity as to presuppose that not one single thing could possibly happen differently from the way it was predetermined, that human beings cannot do other than submit passively to a fate that fills the whole world just because everything is predetermined. Perhaps some of you also know that Kant set up an antinomian chart on one side of which he wrote a particular statement and always set its opposite on the other side.1 For example, on one side stood the assertion “In terms of space the world is infinite,” and on the other side “In terms of space the world is finite.” He then went on to show that with the concepts at our disposal we can prove one of these just as well as the other. We can prove with the same logical exactitude that “the world is infinite with regard to both space and time” or that “the world is finite, boarded-up, in terms of space and that it had a beginning in time.” The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. Our studies of the last few years will actually have more or less given you the groundwork to get to the bottom of this strange mystery. For it certainly is a mysterious question whether human beings are bound by necessity or are free. It is a puzzling matter. Yet it is even more puzzling that both these alternatives can be conclusively proved. You will find no basis at all for overcoming doubt in this sphere if you look outside of what we call spiritual science. Only the background spiritual science can give will enable you to discover something about what is at the bottom of this mysterious question. This time we will deal with our subject in very slow stages. I would just like to ask in anticipation, “How is such a thing possible that human beings can prove something and also prove its opposite?” When we approach a matter of this kind, we are certainly made aware of certain limits in normal human comprehension, in ordinary human logic. We meet with this limitation of human logic in regard to other things too. It always appears when human beings want to approach infinity with their concepts. I can show you this by means of a very simple example. As soon as human beings want to approach infinity with their intellects, something occurs that can be called confusion in their concepts. I will demonstrate this in a very simple way. You must just be a little patient and follow a train of thought to which you are probably not accustomed. Suppose I write these figures on the blackboard one after the other, 1, 2, 3, 4, 5, and so on. I could write an infinite number of them: 1, 2, 3, 4, 5, 6, etc., couldn't I? I can also write a second column of figures; on the right of each number I can put double the number, like this:
Again I can write an infinite number of them. Now you will agree with me that each number in the right-hand column is in the left-hand column too. I can underline 2, 4, 6, 8, and so on. Look at the left column for a moment; an infinite series of numbers is possible. This infinite series contains all the numbers included in the right column. 2, 4, 6, and so on are all there. I can continue underlining them. If you look at the figures that are underlined, you will see that they are exactly half of all the numbers together because every other one is underlined. But when I write them on the right-hand side, I can write 2, 4, 6, 8, and so on into infinity. I have an infinite number both on the left and on the right, and you cannot say that there are fewer on the right than on the left. There is no doubt that I am bound to have just as many numbers on the right as on the left. And yet, as every other number would have to be crossed out on the left to make the left column the same as the right, the infinite number on the left is only half the infinite number on the right. Obviously I have just as many numbers on the right as on the left, namely an infinite number, for each number on the right has one corresponding to it on the left—yet the amount of numbers on the right cannot but be half that of the numbers on the left. There is no question about it, as soon as we deal with infinity, our thinking becomes confused. The problem arising here also cannot be solved, for it is just as true that on the right there are half as many numbers as on the left as it is true that there are exactly as many numbers on the right as on the left. Here you have the problem in its simplest form. This brings us to the realization that our concepts cannot actually be used where infinity is concerned, where we go beyond the sense world—and infinity does go beyond the sense world. And do not imagine this to apply only to unlimited infinity, for you cannot use your concepts where limited infinity is concerned either, as the same confusion arises there. Suppose you draw a triangle, a square, a pentagon, a hexagon and so on. When you reach a construction with a hundred sides, you will have come very close to a circle. You will no longer be able to distinguish the small lines very clearly, especially if you look at them from a distance. Therefore you can say that a circle is a polygon with an infinite number of sides. If you have a small circle there are an infinite number of sides in it; if you have a circle twice the size, you still have an infinite number of sides—and yet exactly twice as many! So you do not need to go as far as unlimited infinity, for if you take a small circle with an infinite number of sides and a circle twice the size with an infinite number of sides, then even in the realm of visible, limited infinity you can encounter something that throws your concepts into utter confusion. What I have just said is extremely important. For people completely fail to notice that there is only a certain field where our concepts apply, namely the field of the physical plane, and that there is a particular reason why this has to be so. You know, at a place where people are attacking us rather severely—which is now happening in many places from a great many people—a pastor gave a speech opposing our spiritual science, and thinking it might be especially effective, he concluded with a quotation from Matthias Claudius.2 This quotation says roughly that human beings are really poor sinners who cannot know much and ought to rest content with what they do know and not chase after what they cannot know. The pastor picked this verse out of a poem by Matthias Claudius because he thought he could charge us with wanting to transcend the sense world—after all, had not Matthias Claudius already said that human beings are nothing but sinners who are unable to get beyond this world of the senses? “By chance,” as people say, a friend of ours looked up this poem by Matthias Claudius and also read the verse preceding it. This preceding verse says that a person can go out into the open and, although the moon is always a round orb, if it does not happen to be full moon, he sees only part of the moon even though the other part is there. In the same way there are many things in the world people could become aware of if only they looked at them at the right moment. Thus Matthias Claudius wanted to draw attention to the fact that people should not confine themselves to immediate sense appearance and that anyone who allows himself to be deceived by this is a poor sinner. In fact, what the good pastor quoted from Matthias Claudius reflected on himself. The sense world—if we happen not to be just like that pastor—at times makes us aware that wherever we look we should also look in the opposite direction and adjust our first view accordingly. However, the world of the senses cannot supply this immediate adjustment with regard to what transcends the sense world. We cannot just quote the other verse. That is why human beings philosophize away and, of course, are convinced of the truth of their speculations, for they can be logically proved. But their opposite can also be logically proved. So let us tackle the question today, “Why is it that when we transcend the sense world our thinking gets so confused?” And we will now look at the question in a way which will bring us closer to an answer. How does it happen that two contradictory statements can both be proved right? We will find this has to do with the fact that human life is in a kind of central position, a point of balance between two polar opposite forces, the ahrimanic and the luciferic. You can of course cogitate on freedom and necessity and imagine you have compelling evidence that the world contains only necessity. But the compelling force of this argument comes from Ahriman. When we prove things in one direction, it is Ahriman who leads us astray, and if we prove their opposite, we are misled by Lucifer. For we are always exposed to these two powers, and if we do not take into account that we are placed in between them, we shall never get to the bottom of the conflicts in human nature, such as the one we have been considering. It was actually in the course of the nineteenth century that people lost the feeling that throughout the world order there are, besides a state of equilibrium, pendulum swings to the right and the left, a swing toward Ahriman and a swing toward Lucifer. This feeling has been totally lost. After all, if you speak nowadays of Ahriman and Lucifer, you are considered not quite sane, aren't you? It was not as bad as this until the middle of the nineteenth century, for a very clever philosopher, Thrandorff, wrote a very nice article here in Berlin in the middle of the nineteenth century in an attempt to refute the argument of a certain clergyman.3 This clergyman let it be known—and it should be alright to say this in our circles—that there is no devil and that it is really a dreadful superstition to speak of one. We speak of Ahriman rather than of the devil. The philosopher Thrandorff spoke out against the clergyman in a very interesting article, “The Devil: No Dogmatic Bogy.” As late as the middle of the 1850s he tried as it were to prove the existence of Ahriman on a strictly philosophical basis. In the course of the public lectures I am to give here in the near future I hope I can speak about this extinct part of human spiritual life, about an aspect of theosophy that completely disappeared in the middle of the nineteenth century. Right up to that time people had still spoken about these things, even if they called them by other names. The feeling for these things has now been lost, but basically it was there in a delicate form right into the fourteenth and fifteenth centuries, until it had to recede into the background for a while in the natural course of things. We know of course, as I have often emphasized, that spiritual science does not in the slightest way deny the great value and significance of progress in the natural sciences. But this progress in science would not have been possible unless the feeling for this opposition between Ahriman and Lucifer, which can be discovered only on a spiritual level, had been lost. It now has to emerge again above the threshold of human consciousness. I would like to give you an example of how things stood in regard to Ahriman and Lucifer in the days when people had only a feeling left that there are two different powers at work. Here is an example to illustrate this. In the old town hall in Prague there is a remarkable clock that was made in the fifteenth century. This clock is really a marvel. At first sight it looks like a sort of sundial, but it is so intricately constructed that it shows the course of the hours in a twofold way: the old Bohemian and the modern way. In the old Bohemian way the hours went from 1 or rather from 0 to 24, and the other way only to 12. At sunset the pointer or gnomon—and there was a shadow there—always pointed to 1. The clock was so arranged that the pointer literally always indicated 1 at sunset. That is to say, despite the varying times of sunset the hand always showed 1. In addition to this, the clock also showed when sun or moon eclipses occurred. It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. It was also a calendar, giving the course of the year from January to December, including the fact that Easter is movable. A special pointer showed on what day Easter fell, despite it being movable, and it also showed Whitsun. This clock, then, was constructed in the fifteenth century in an extraordinarily impressive way. And the story of how it was constructed has been investigated. But apart from this story—and the documents are there for you to read, with lots of descriptions—there is a legend that also aims at giving an account of the marvelous quality of this clock: first regarding its wonderful construction, and then regarding the fact that the man who was gifted enough to make such a clock always wound it up as long as he lived. After his death nobody could wind it, and they searched everywhere for people who could put it in order and get it going. As a rule they only found people who damaged it. Then someone would be found who said he could sort it out and did so, yet time and again the clock went wrong. These facts grew into a kind of folk tale, which runs as follows: Once upon a time through a special gift from heaven a simple man acquired the ability to make this clock. He alone knew how to look after it. The legend attaches great significance to the fact that he was only a simple man who acquired this ability through special grace; that is to say, he was inspired by the spiritual world. But it came about that the governor wanted to keep this clock specially for Prague and prevent any other town from having one like it. So he had the inspired clockmaker blinded by having his eyes plucked out. Thus the man withdrew from the scene. But just before his death he begged once more to be permitted a moment in which to set the clock to rights again, and according to the legend he used this moment to make a quick manipulation and put the clock into such disorder that nobody could ever put it right again. At first sight this seems a very unpretentious story. But in the way the story is constructed there is a sure feeling for the existence of Ahriman and Lucifer and the balance between them. Think how sensitively this story has been formed. The same sensitive construction can be found in countless such folk tales; it grows out of this same sure feeling for Lucifer and Ahriman. The story begins with the position of equilibrium, doesn't it? Through an act of grace from the spiritual world the man acquires the ability to construct an extraordinary clock. There is no trace of egotism in it, though anybody can give way to egotism. It was a gift of grace, and he really did not build the clock out of egotism. Nor was there any intellectuality in it, for it is expressly stated that he was a simple man. This whole description of the skill being an act of grace with no trace of egotism, and of his being a simple man who was free of intellectuality, was in fact given in order to indicate that there was no trace of Ahriman and Lucifer in this man's soul, but that he was entirely under the influence of divine powers that were good and progressive. Lucifer lived in the governor. It was out of egotism that he wanted to keep the clock exclusively for his own town, and this was why he blinded the clockmaker. Lucifer is placed on the one side. But as soon as Lucifer is there, he always allies himself with his brother Ahriman. And because the man has been blinded, this other power acquires the capacity to attack from outside through skillful manipulation. That is the work of Ahriman. Thus the power for good is placed between Lucifer and Ahriman. You can find a sensitive construction like this in many of the folk tales, even the simplest of them. But it was possible for this feeling of the intervention of Ahriman and Lucifer in life to get lost at a time when a sense had to gain ground that positive and negative electricity, positive and negative magnetism, and so on, are the basic forces of the material world. This feeling for perceiving the world spiritually had to withdraw in order for scientific investigation to flourish. We shall now look at how Ahriman and Lucifer intervene in what human beings call knowledge, in what people call their relation to the world in general, in a way that leads to the very confusion we were speaking about. This confusion is especially evident in the questions we have introduced. Let us take a simple hypothetical example. I could just as well have taken this from great world events as from everyday occurrences. Let us suppose that three or four people are preparing to go out for a drive. They plan to travel, let us say, through a mountain pass. This pass has overhanging rocks. The people are ready for the drive and intend setting out at an arranged time. But the chauffeur has just ordered another mug of beer which is served a bit too late. He therefore delays the departure by five minutes. Then he sets out with the party. They drive through the ravine. Just as they come to the overhanging rock it breaks loose, falls on top of the vehicle, and crushes the whole party. They all perish, or perhaps it was only the passengers who were killed and the chauffeur was spared. Here we have a case in point. You could ask whether it was the chauffeur's fault, or whether the whole thing was governed by absolute necessity. Was it absolutely inevitable that these people should meet with this disaster at that precise moment? And was the chauffeur's tardiness just part of this necessity? Or could we imagine that if only the chauffeur had been punctual, he would have driven them through the mountain pass a long time before the rock fell, and they would never have been hit by it? Here in the midst of everyday life you have this question of freedom and necessity which is intimately connected with “guilty” or “innocent.” Obviously, if everything is subject to absolute necessity, we cannot say that the chauffeur was guilty at all from a higher point of view, as it was entirely inevitable that these people met their death. We meet this problem in life all the time. It is, as we have said, one of the most difficult of questions, the kind of question in which Ahriman and Lucifer interfere most easily when we try to find a solution. Ahriman is the one who appears first when this question is being tackled, as we shall see. We will have to approach this question from a different angle if we want to get at an answer. You see, if we set about solving a question like this by starting with the thought “I can easily follow the course of events: the boulder fell—that happened,” and then ask “Is this actually based on necessity or freedom? Could things have happened differently?” we are only looking at the external events. We are looking at the events as they happen on the physical plane. Now people follow this approach out of the same impulse that leads them, if they have a materialistic outlook, to stop short at the physical body when contemplating the human being. Anyone who knows nothing about spiritual science will stop short at the physical body nowadays, won't he? He will say “The human being you see and feel is what exists.” He does not go beyond the physical body to the etheric body. And if he is a thoroughly pig-headed materialist, he will jeer and scoff when he hears people saying there is a finer, etheric body underlying the dense physical body. Yet you know how well-founded the view is that among the members of the human being the etheric body is the one most closely associated with the physical body, and in the course of time we have become accustomed to knowing that we must not just speak of the human physical body but also of the human etheric body, and so on. Some of you, however, may not yet have asked yourselves “What kind of world is that other world outside the human being, the world in which the ordinary world events occur?” We have of course spoken of a number of things in this connection. We have said that to begin with when we perceive the external events of the physical plane with our senses, we have no idea that wherever we look there are elemental beings; it is exactly the same when we first look at the human being. Human beings have an etheric body, which we have often also called an elemental body. Outside in nature, in external physical happenings in general, we have a succession of physical events and also the world of elemental existence. This runs absolutely parallel: the human being with a physical and an etheric body, and physical processes with events of the elemental world flowing into them. It would be just as one-sided to say that external processes are merely physical as to say that a human being has a physical body only, when we ought to be saying that he also has an etheric body. What we perceive with our physical senses and physical intellect is one thing. But there is something behind it that is analogous to the human etheric body. Behind every external physical occurrence there is a higher, more subtle one. There are people who have a certain awareness of such things. This awareness can come to them in two different ways. You may have noticed something like the following either in yourself or in other people. A person has had some experience. But afterwards he comes to you and says—or it may be something you experienced and you may say, “Actually I had the feeling that while this experience was taking place externally, something quite different was happening to me as well, in a higher part of my being.” This is to say, deeper natures may feel that events not taking place on the physical plane at all can yet have an important effect on the course of their life. First, such people know something has happened to them. Others go even further and see things of this kind symbolically in a dream. Someone dreams he experiences this or that. He dreams, for instance, that he is killed by a boulder. He wakes up and is able to say, “That was a symbolic dream; something has taken place in my soul life.” It can often be proved true in life that something took place in the soul that was of far greater significance than what happened to the person on the physical plane. He may have progressed a stage higher in knowledge, purified part of his will nature, or made his feelings more sensitive or something of that kind. In lectures given here recently I drew attention to the fact that what a person knows with his I is actually only a part of all that happens to him, and that the astral body knows a very great deal more, though not consciously. You will remember my telling you this. The astral body certainly knows of a great deal that happens to us in the supersensible realm and not in the realm of the senses. Now we have arrived from another direction at the fact that something is continually happening to us in the supersensible realm. Just as in the case of my moving my hand, the physical movement is only part of the whole process and behind it there is an etheric process, a process of my etheric body, so every physical process outside me is permeated by a subtle elementary process that runs parallel with it and takes place in the supersensible realm. Not only beings are permeated by a supersensible element, but so is the whole of existence. Remember something I have repeatedly referred to and which even seems somewhat paradoxical. I have pointed out that in the spiritual realm we often have the opposite of what exists on the physical plane, not always, but often. Thus if something is true here for the physical plane, the truth with regard to the spiritual aspect can look quite different. Not always, as I say. But I have counted many cases over the years where one would have to say that on the spiritual level there is exactly the opposite result from what one would expect to happen on the physical plane. With regard to supersensible occurrences running parallel with those of the sense world, this is occasionally, in fact very often, the case. So let us examine it. If we see a party of people setting off by coach and taking a drive, and a piece of rock falls and crushes them, that is the physical occurrence. Parallel with this physical event, that is to say, within it in the same way as our etheric body is within us, there is a supersensible occurrence. And we have to recognize that this may be the exact opposite of what is happening here on the physical plane. In fact it is very frequently the exact opposite. This can also create great confusion if we do not watch out. For instance, the following may happen. If someone has acquired atavistic clairvoyance and has a kind of second sight, he or she may have the following experience: Supposing a party of people is setting out on a journey, but at the last moment one of the party decides to stay behind, the person who has second sight, let us say. Instead of going with the others, that person stays behind and after a while has a vision. In this vision any event can appear to that person. He or she could of course just as well see the party being hit by boulders as see, for instance—and this can be a matter of disposition—that some especially good fortune happens to them. He or she could very well see the party having a very joyful experience, and might subsequently hear that the party had perished in the way I described. This could happen if the clairvoyant were not to see what was happening on the physical plane—which he might very well have seen—but had seen what was happening as a parallel event on the astral plane: for the moment these people left the physical plane they may well have been called to something special in the spiritual world, something that filled them with an abundance of new life in the spiritual world. In short, the clairvoyant person may have seen an event of the supersensible worlds going on in exactly the opposite direction, and this absolutely contradictory event could be true. It might really be the case that here on the physical plane a misfortune exists that corresponds in the supersensible world to some great good fortune for those same souls. Now someone who thinks he is smarter than the wise guidance of the world (and there are such people) might say, “If I ruled the world, I would not do it in such a way that I call souls to happiness in the spiritual world and at the same time shower them with misfortune here on the physical plane. I would do it better than that!” Well, all one can say to people like that is, “Surely one can understand that here on the physical plane people can easily be misled by Ahriman. But cosmic wisdom always knows better.” It could be a matter of the following: The task awaiting the souls in the spiritual world requires their having this experience here on the physical plane, so that they can look back, so to speak, to this physical event of their earthly lives and gain a certain strength they need. That is to say, for the souls who experience them these two occurrences, the physical and the spiritual one, may necessarily belong together. We could quote hypothetical examples of all kinds, showing that when something takes place here on the physical plane there exists, as it were, an etheric body of this event, an elemental, supersensible event belonging to it. We must not merely generalize like pantheists do and stop short at the general statement that there is a spiritual world underlying the physical, but we must give concrete examples. We must be aware that behind every physical occurrence there is a spiritual occurrence, a real spiritual occurrence, and both together form a whole. If we follow the course of events on the physical plane, we can say that we get to the point where we link together the events of the physical plane by means of thoughts. And as we watch things happen on the physical plane we actually reach the point of finding a “cause” for each “effect.” That is how things are. People everywhere look for the cause belonging to each effect. Whenever anything has happened, people always have to find the cause of it. But this means finding the inevitability. If you look with sufficient pedantry at the simple example I chose, you could say, “Well now, this party had gathered and had fixed their departure for a definite time. But if I follow up why the chauffeur was tardy, I will go in several directions. First of all, I may look at the chauffeur himself and consider how he was brought up and how he became tardy. Then I will look at the various circumstances leading to his getting his mug of beer too late. All I will be able to find in this way is merely a chain of causes. I will be able to show how one event fits in with the others in such a way that the affair could not possibly have happened otherwise. I will gradually come to the point where I completely eliminate the chauffeur's free will, for if we have a cause for every effect, this includes everything the chauffeur does as well.” The chauffeur only wanted another mug of beer, didn't he, because he had probably not been thrashed sufficiently when he was young. If he had been thrashed more often—and it is not his fault that he was not—things would not have turned out as they did. Looking at it this way we can base the whole thing on a chain of cause and effect. This has to do with the fact that it is only on the physical plane that we can use concepts. For just consider: if you want to understand something, one thought must be able to follow from another, that is to say, you depend on being able to develop one thought out of another. It lies in the nature of concepts that one follows from the other. That must be so. Yet, what can be clearly and necessarily linked together through concepts on the physical plane immediately changes as soon as we enter the neighboring supersensible world. There we have to do not with cause and effect but with beings. This is where beings are active. At every moment one or another being is working on or withdrawing from a task. There it is not at all a matter of what can be grasped by concepts in the usual sense. If you tried using concepts for what is happening in the spiritual world, the following could happen. You might think, “Well, here I am. Certainly I am far enough advanced to perceive that something spiritual is happening. At one moment a gnome approaches, then a sylph, and soon afterwards another being. Now all the beings are together. I will do my best to fathom what the effects will have to be.” On the physical plane this is sometimes easy to do, of course. If we hit a billiard ball in a certain direction, we know which way the other one will go, because we can calculate it. Yet on the spiritual plane it may happen that when you have seen a being and now know “Ah, that is a gnome, he is setting out to do something and will do such and such; he is joining forces with another being, thus the following is bound to happen,” you think you have figured it all out. But the next moment another being appears and changes the whole thing, or a being you were counting on drops out and disappears and no longer participates. There, everything is based on beings. You cannot link everything together with your concepts in the same way as you can on the physical plane. That is quite impossible. There, you cannot explain one thing following from the other on the basis of concepts. Things work together in an entirely different manner in the spiritual world, in the series or stream of spiritual happenings running parallel with physical happenings. We must become familiar with the fact that underlying our world there is a world we must not only assume to be spiritual in comparison to ours, but we must also assume its events to be connected with each other in a totally different way than those in our world. For we can do nothing at all in the spiritual world, in the actual reality of this spiritual world, with the way we are used to explaining things in the world of our concepts. Thus we see that two worlds interpenetrate; one of them can be grasped with concepts and the other cannot, but can only be perceived. I am pointing to something that goes very deep, but people are not aware how deep it goes. Just consider for a moment that if someone were to believe he could prove everything, and that only what has been proved is true, the following could happen. That person could say, “As a matter of fact, everything has to be proved, and what has not been proved is unacceptable. Therefore everything that happens in the course of the history of the world must be capable of being proved. So I only need to think hard and I am bound to be able to prove, for instance, whether the Mystery of Golgotha took place or not.” Indeed, people are so very inclined nowadays to say that if the Mystery of Golgotha cannot be proved, the whole thing is nonsense and there never was such an event. And what do people think of proofs? They think that one starts with one definite concept and proceeds from this to the next one, and if it is possible to do this right through, the matter is proved. But no world other than the physical functions according to this kind of proof. This reasoning does not apply to any other world. For if we were able to prove that the Mystery of Golgotha had to take place of necessity, and this could be concluded from our concepts, it would not have been a free deed at all! Christ would then have been compelled to come down to the earth from the cosmos simply because human concepts prove and therefore dictate it. However, the Mystery of Golgotha has to be a free deed, that is to say, it has to be just the kind of deed that cannot be proved. It is important that people come to realize this. It is the same thing, after all, when people want to prove either that God created the world or that he did not. There, too, they proceed from one thought to another. But “creating the world,” at any rate will have been a free deed of a divine being! From this it follows that we cannot prove the Creation as following of necessity from our series of concepts; rather, we have to perceive it to arrive at it. So we are saying something of tremendous importance when we state that the very next world to ours—which, as a supersensible world, permeates ours—is not organized in a way we can penetrate by means of our concepts and their conclusiveness, but that there a kind of vision comes into its own in which events are arranged in a totally different way. Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. Just imagine, a book has just been published by the great scientist Ernst Haeckel called Thoughts about Eternity,4 I have already mentioned it earlier. These Thoughts about Eternity contain exactly the opposite of what many other people have concluded as a result of living through recent world events. Just think, there are many people today (we shall come to speak of this fact in its particular connection with our present studies, but today I just wanted to give an introduction) who have experienced a deepening of their religious feelings just because world events are having such a terribly overwhelming effect on their souls; for they say, “Unless there is a supersensible world underlying our physical world, how can we explain what is happening in our time?” Many people have rediscovered their feeling for religion. I do not need to describe their train of thought; it is obvious and can be discerned in so many people. Haeckel arrives at a different train of thought. He explains in his recently published book that people believe in immortality of the soul. However, he says, current events prove clearly enough that any such belief is ridiculous, for we witness thousands of people perishing every day for no reason at all. With these events in mind, how can any sensible person imagine that there can be any talk about the immortality of the soul? How is it possible for a higher world order to stand behind things of this sort? These shocking events seem to Haeckel to prove his dogma that one cannot speak of immortality of the soul. Here we have antinomy again: A large proportion of humanity is experiencing a deepening of religious feeling, while the very same events are making Haeckel tremendously superficial where religion is concerned. All this is connected with the fact that nowadays people are unable to understand the relationship between the world accessible to their senses and their brain-bound intellect and the supersensible world underlying it. No sooner do they approach these things than their thinking gets confused. Yet despite all the disillusionment it brings, our time will certainly in one way also bring about a deepening of people's souls, a turning away from materialism. It will be necessary that knowledge of the way supersensible events complement happenings in the world of the senses arise from a pure activity of the soul devoting itself to an impartial exploration of the world. It is necessary that there should be at least a small number of people who are able to realize that all the pain and suffering being experienced at present on the physical plane are, from the point of view of the whole of human evolution, only one side and that there is also another side, a supersensible side. We have drawn your attention to this supersensible aspect from various points of view, and we will speak of still further ones. But when peace returns to Europe's blood-stained soil, we will again and again experience the need for a group of people capable of hearing and sensing spiritually what the spiritual worlds will then be saying to humanity in times of peace. And we must never tire of impressing the following lines upon our hearts and souls, for it will be proved over and over again how deeply true they are:
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166. Necessity and Freedom: Lecture II
27 Jan 1916, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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Ideally, scientists would like to deal with all natural phenomena in the same way as with future sun and moon eclipses, which can be predicted through calculations based on the constellations in the heavens. In relation to natural phenomena people feel they are confronting absolute rigid necessity. |
166. Necessity and Freedom: Lecture II
27 Jan 1916, Berlin Translated by Pauline Wehrle Rudolf Steiner |
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The day before yesterday I endeavored to show you the universal mystery of necessity and freedom in its two equally significant aspects: world processes and human action. I began by drawing your attention to the full significance and difficulty of this mystery that is both cosmic and human, and today we will continue along the same lines. I used a hypothetical example demonstrating this difficulty in regard to world events. I said, “Suppose a party of people had set out to drive through a ravine where there is an overhanging rock, and had arranged to go at a definite time. The chauffeur, however, is negligent and delays the departure by five minutes. Because of this, the party arrives at the spot beneath the rock at the very moment when the rock falls down.” According to external judgment, and I say “external” deliberately, one would have to say that all those people were buried beneath the rock because of the chauffeur's negligence, that is, because of a circumstance that was apparently someone's fault. Last time I wanted mainly to emphasize that we should not approach a problem of this sort too hastily with our ordinary thinking and believe we can solve it that way. I showed that in the first place we use our thinking only for the physical plane, therefore it has become accustomed to dealing with those requirements only, and gets confused if we go a bit beyond these. I would like today to go on to show the serious nature of the whole problem. For we shall not be able to approach any kind of solution in the lecture intended for Sunday, unless we also examine all the implications for human knowledge itself, unless we fully examine why we get lost in blind alleys of thinking precisely in life's most difficult problems, why we are, so to speak, lost in the woods and imagining we are making progress when we are really just going round in circles. We do not notice we are going round in circles until we realize we are back at our starting point again. The strange thing is that where our thinking is concerned, we do not notice that we return again and again to the same point. We will have more to say about this. I have indicated that this important problem has to do with what we call the ahrimanic and luciferic forces in world events and in what approaches the human being in his actions and his whole thinking, feeling, and willing. I mentioned that as late as the fifteenth century people had a feeling that just as positive and negative electricity play a part in natural processes, and no physicist would hesitate to speak about them, so Ahriman and Lucifer could also be seen in events of the world, even if people did not use these names. I showed this by the apparently remote example of the clock in the old town hall of Prague that is so ingeniously constructed that in addition to being a clock it is also a sort of calendar showing the course of the planets and eclipses of the sun and moon. In fact, it is a great work of art created by a very talented man. I told you that there are documents showing that it was a professor of a Prague university who made this work of art, though this point is of no further interest to us, for those are only the processes that took place on the physical plane. I explained that a simple folk tale grew out of the feeling that in an affair of this sort ahrimanic and luciferic forces play their part. The story tells us that this clock in the Prague town hall was made beautifully by a simple man who received the power to create it entirely through a kind of divine inspiration. The story then goes on to say that the governor wanted to keep this clock all for himself and would not allow anything like it to be made in any other town. So he had the clockmaker blinded and forced him to retire. Not until he felt death approaching was the clockmaker allowed to touch the clock again. And then, with skillful manipulation, he gave the clock such a jolt that it could actually never be put right again. In this folk tale we feel that on the one hand there was a sensing of the luciferic principle in the governor who wanted to have sole possession of the clock that could only be constructed by a gift of grace from the good, progressive powers, and that as soon as Lucifer appeared, he was joined by Ahriman, for the clock-maker's ruining of the clock was an ahrimanic deed. The moment Lucifer is summoned—and the opposite is also the case—he is countered by Ahriman. It is not only in the composition of this story that we see people's feeling for Ahriman and Lucifer, we also see it in another aspect, namely in the form of the clock itself. We see that the clockmaker, too, wanted to include ahrimanic and luciferic forces in the very construction of the clock, for besides all that I have already told you of its artistic perfection, this clock included something else as well. Apart from the clock face, the planetary dial, and all the other things it had, there were figures on both sides of the clock, Death on one side and two figures on the other. One of these figures was a man holding a money-bag containing money he could jingle, and the other figure represented a man holding a mirror in which he could see himself all the time. These two figures are exceptionally good examples of the person who gives himself up to external values: the rich miser, the ahrimanic person—and the luciferic person who wants perpetually to have his vanity aroused, the man looking at himself in the mirror. The clockmaker himself confronts ahrimanic and luciferic qualities and on the other side there is Death, the balancer (we shall say more about this later), put there as a reminder that through the constant alternation of life between death and birth and between birth and death human beings rise above the sphere in which Ahriman and Lucifer are active. Thus in the clock itself we see a wonderful presentation of the feeling still existing at that time for the ahrimanic and luciferic element. We must bring a feeling for this element to life again in a certain way if we want to solve the difficult question we have introduced. Basically the world always confronts us as a duality. Look at nature. Mere nature always bears the stamp of rigid necessity. In fact, we know that it is the scientists' ideal to be able to calculate future occurrences mathematically on the basis of past ones. Ideally, scientists would like to deal with all natural phenomena in the same way as with future sun and moon eclipses, which can be predicted through calculations based on the constellations in the heavens. In relation to natural phenomena people feel they are confronting absolute rigid necessity. Ever since the fifteenth century people have grown accustomed to accepting rigid necessity as the model for their world outlook. This has gradually led to historical phenomena also being perceived as imbued with a similar rigid necessity. Yet where historical phenomena are concerned we should also consider another aspect. Let us take an example quite apart from our own life situation, for instance, Goethe as a historical phenomenon.1 In certain respects we also are inclined to regard the appearance of Goethe and all he produced as being based on a sort of rigid necessity. But someone might bring the argument “Goethe was born on August 28, 1749. If this boy had not been born into this family, what would have happened? Would we have had Goethe's works?” It might be pointed out that Goethe himself refers to the fact that his father and mother brought him up in a special way, each contributing something toward what he later became. Would his works have been created if he had been brought up differently? Again, let us look at Goethe's meeting with Karl August, Duke of Weimar.2 If the duke had not called Goethe to him and given him the kind of life we know he had from the 1770s onward, would entirely different works have resulted? Or might not Goethe even have been quite an ordinary cabinet secretary if he had been brought up differently at home, and the poetic urge had not already been so alive in him? What would German literature and art after Goethe's time have been like if all these things had been different? All these questions can be asked, and they show the very profound significance of this question. But we have not yet fully arrived at an answer which would be other than superficial. We can go deeper still and ask different questions. Let us return to the artist who made the old Prague town hall clock. He put on it the figures of the rich miser with the money-bag, the vain man and, opposite them, Death. Now it is possible to say that the man accomplished something by putting the figures there. But if we express it like that, we are naming a cause of countless possible effects. For just imagine how many people have stood in front of that rich miser, the vain man looking at his reflection, and Death. And how many people have also seen an even smarter thing the clockmaker arranged. Namely, every time the clock was about to strike, Death began to move first, accompanying the striking of the hour with a ringing apparatus, then the other figure moved. Death nodded to the miser and the latter nodded back. All these things were there to be seen, and they were important guides for life. They made a deep impression on the beholder. We see this from the fact that the folk tale goes on to relate something unusual. Whenever the clock was about to strike, the skeleton, Death, opened its mouth and people saw inside it a sparrow that longed for nothing more than to break free. But just as it was about to do so, the mouth closed, and it was shut in again for an hour. People told an ingenious legend about this opening and shutting of the mouth, showing what a significant thing “time” is—what we so abstractly call “time” and “the marching on of time.” They wanted to give an indication that there are deep secrets hidden here. Let us imagine that a person might have stood in front of the clock. I want to mention this folk tale as an indication of the thoughts a person might have about it, or rather the imaginations a person might see, for that sparrow was not mere invention. Some of the people who looked at the clock saw the sparrow as an imagination. I just wanted to mention that. Let us look at it rationally for a moment. A person in a state of moral uncertainty might observe the clock and see Death nodding both to the rich man, who has become dependent on his riches, and to the vain man. And the impression this has on him could divert him from the possibility of being misled in his own state of moral wavering. We can also imagine something else. Taking this aspect into consideration we could say that the man who constructed this work of art through divine inspiration has done a great deal of good. For a lot of people may have looked at this work of art and improved morally in certain respects. It might be said what a favorable karma this man must have had, being able to have a good effect on so many people's souls! And one might begin to wonder just how many people's souls he had helped by means of this imagination. One might begin to think of the artist's karma. One might say that the making of that clock and placing Death and Ahriman and Lucifer upon it was the most wonderful starting point for a favorable karma. One might indulge in such an outlook and say that there are people who trigger off a whole series of good deeds by means of one single deed. So this series of good deeds must be put down in their karma. And one could begin to wonder how each of one's own deeds should be carried out so that a similar series of good deeds can arise. Here you see the beginning of a train of thought that can go astray. An attempt to think out how to set about doing deeds that produce a series of good deeds would be nonsense when it comes to making it a principle of life, wouldn't it? Someone might suggest that a stream of good deeds does spring from what that man did. But someone else could argue “No, I have followed up the matter of this clock and am convinced that there has not been much in the way of such results.” That person might be a pessimist and say that times are too evil for such good effects. People do not believe it when they see things like that. He has seen something quite different happening in many cases. He has seen people looking at the clock who had a democratic frame of mind and a smoldering hatred of the rich. And when a person like that saw the clock, he noticed that it was only the rich man to whom Death nodded and who nodded back. “I will put that into practice” he said, looked for the first miser he could find and murdered him. Similar deeds of hatred were done by other people. The clock-maker brought all these about through his work of art. That is what will have to be put down in his karma. And again, taking a shortsighted view, someone could say “Perhaps after all one should not make a perfect work of art, one that has great inner value, because it might have the worst possible effects; it might have countless bad effects on one's karma.” This draws our attention to an immense temptation for the whole range of human soul capacities and knowledge. For one only needs to look at oneself a little to see that people have the greatest inclination to ask about everything, “What was the result of it?” and to estimate the value of what has been done in accordance with the results. But in the same way as we started to speculate when we tried to think out whether the double numbers in the right column were as many as those in the left column or half as many, which was the example I gave you last time—just as we became mentally confused then, we are bound to become confused in our thinking now if we want to judge our actions by asking, “What result will they have, what effect will they have on my karma?” Here again the folk tale is wiser, even more scientific, in the sense of spiritual science. For it is a very trivial thing to say, of course, but the folk tale does say that the clockmaker was a simple man. He had no intentions beside the thought that inspired him; he made the clock according to that, and did not speculate on what the results of his deed might be in any direction. True, it cannot be denied—and this is what is so tempting—that you really may get somewhere if you think along these lines and ask what the results of a deed will be. It is tempting for the very reason that there are such things as actions where you have to ask what the consequences will be. And it would obviously be one-sided to draw the conclusion from what I have said that we should always behave like that clockmaker and not consider the consequences of our actions. For you have to have the consequences in mind if you thrash a boy for having been lazy. There are obviously cases like this where we have to have the consequences in mind. However, here lies the very point we must take to heart and examine closely, namely, that we relate to the world in two ways. On the one hand, we receive impressions from the physical plane, and on the other hand we receive impressions from the spiritual world, as indicated in the legend, when it tells us that the artist was a simple man inspired by a gift of grace from above. When we are given these impressions by the spiritual world, when our souls are stimulated to do a particular thing, those are the moments in life when we have a second kind of certainty, a second kind of truth—not in an objective but a subjective sense—when we are guided by truth, we have a second kind of certainty, which is direct, and which we cannot but accept as such. This is the root of the matter. On the one hand we are in the physical world, and in this world it looks as though every event follows naturally from the preceding one. But we are also within the spiritual world. In the last lecture I tried to show that just as we have an etheric body within our physical body, there is also a supersensible element active in the whole stream of events of the physical world. We are also placed within this supersensible activity, and from this proceed those impulses that are absolutely unique and that we have to follow quite regardless of the results, especially those in the physical world. Because human beings are in the world, they acquire a kind of certainty when they examine external things. This is how people observe nature. Observing natural phenomena is the only way to come to any certainty about cause and effect. On the other hand, however, we can receive direct certainty if we want it, by really opening our souls to its influences. Then we have to stop and give our full attention to a phenomenon, and know to evaluate it on the basis of its intrinsic value. This, of course, is difficult. Yet we are constantly being given a chance, a crucial one, by the very phenomena themselves, particularly historical ones, to appreciate events and processes according to their intrinsic value. This is always necessary. But if we go more closely into questions that would lead us very far if we understood them rightly, we find a sphere where confusion in thinking is very marked. As a rule this confusion cannot be controlled by the individual. Let us take the phenomenon of Goethe's Faust.3 It is an artistic creation, isn't it? There will be very few people in this hall, particularly as we have made a number of studies of Faust, who will not hold the opinion that Goethe's Faust is a great work of art, one that is tantamount to an inspiration of grace. Through Goethe's Faust, German cultural life in a sense conquered the cultural life of other nations too. Even in Goethe's lifetime Faust had a strong influence on many people. They regarded it as an absolutely unique work of art. However, a certain German was particularly annoyed that Madame de Stael expressed such an extraordinarily favorable opinion of it.4 I would just like to read you this man's opinion, so that you see that about such things that have to be judged individually there can be different opinions from those you may consider at this moment to be the only opinions one can possibly have of Goethe's Faust. This critical opinion was written down in 1822 by a certain Franz von Spaun.5 Here is his criticism of Goethe's Faust, which begins right away with the “Prologue in Heaven:” [Right from the Prologue] we see that Herr von Goethe is a very bad versifier and that the Prologue itself is a true sample of how one ought not to write verse. Past ages show nothing that can compare with this Prologue for presumptuous paltriness. ... But I must be brief, for I have undertaken a long and, alas, wearisome piece of work. I have to point out to the reader that this notorious Faust enjoys an usurped and unmerited renown that it owes only to the pernicious esprit de corps of an Associato obscurorum vitorum. ... It is not because I wish to rival this renown that I am compelled to vent the sarcasm of harsh criticism upon Goethe's Faust. I do not travel by his path to Parnassus, and should have been glad if he had enriched our German language with a masterpiece. ... Among the multitudes who applaud, my voice may be extinguished, yet it is enough for me to have done my best; and if I succeed in converting even one reader and recalling him from the worship of this atrocity, I shall not grudge my thankless labor. ... The wretched Faust speaks an incomprehensible gibberish, in the most atrocious rhyme of any fifth grade student. My teacher would have thrashed me soundly if I had made inferior verses such as the following:
Concerning the baseness of the diction, the paltriness of the verse, I will henceforth be silent; what the reader has seen is sufficient proof that the author, as far as the construction of his verse is concerned, cannot stand comparison with the mediocre poets of the old school. ... Mephistopheles himself realized even before the contract was signed that Faust was possessed by a devil. We, however, think he belongs in a lunatic asylum rather than in Hell, with all his accessories—hands and feet, head and posterior. Of sublime galimatias, of nonsense in high-faluting words, many poets have given us samples, but Goethe's nonsense or galimatias might be called a popular galimatias, a genre nouveau, for it is presented in the commonest, most atrocious language. The more I think about this long litany of nonsense, the more probable it seems to me that there must have been a wager to the effect that if a celebrated man permitted himself to patch together the dullest, most boring nonsense, a legion of literary simpletons and deluded readers would find deep wisdom and great beauty in this insipid nonsense and know how to expound upon it. Famous men have this in common with Prince Piribinker and the immortal Dalai Lama that their rubbish is served up as sweetmeats and revered as relics. If this was Herr von Goethe's intention, he has won the wager.... There may well be some intentions behind Faust, yet a good poet does not hurl them at his readers; he should know the art of presenting and illuminating them properly. A richer theme for poetry than this is not easy to find, and people will be cross with him for bungling it so miserably. . .. This diarrhea of undigested ideas is not caused by an excessive flow of healthy fluids but by a relaxation of the floodgates of the mind, and is an indication of a weak constitution. There are people from whom bad verse flows like water, but this incontinentia urinae poeticae, this diabetes mellitus of lame verses never afflicts a good poet. ... If Goethe's genius has freed itself from all fetters, the flood of his ideas cannot break through the dams of art, for they have already been broken through. Yet although we do not disapprove of an author's breaking away from the conventional rules of composition, he must still hold sacred the laws of sound human reason, of grammar and rhythm. Even in dramas where magic plays a part, he is only allowed the machinery of hypothesis, and he must remain faithful to this. He must make a good plot with a knot to be unraveled and the magic must lead to grand results. In the case of Faust the outcome is to seduce the victims to dastardly crimes, and his seducer does not need magic; everything he does any matchmaking scoundrel could have done just as well without witchcraft. He is as stingy as a miser, not using the hidden treasures at his command. In short, a miserable wretch who might learn something from Lessing's Marinelli. Therefore, in the name of sound human reason I quash the opinion of Madame de Stael in favor of the aforesaid Faust and condemn it, not to Hell, which might be cooled off by this frigid production that even has a wintry effect on the devil, but to be thrown into the sewer of Parnassus. And by rights. As you see, this judgment was actually passed upon Faust at one time, and the context in which the man passed it does not at all prove him to be entirely dishonest, but someone who believed what he wrote. Now imagine what would have happened if this man, who said that his own fifth grade teacher would have kept him from writing such rubbish as Faust, had himself become a school teacher and passed on this nonsense to a great number of boys. These boys might in their turn have become teachers and remembered something of this verdict on Faust. Just think of all the speculations you can make regarding all the karmic damage this person might have done by means of his judgment. However, I am less concerned about that than about the fact that it is difficult to form a true, permanent judgment concerning events possessing their own intrinsic value. I have emphasized in some of my lectures that many a great personality of the nineteenth century will no longer be considered great in centuries to come, whereas people who have been quite forgotten will by that time be regarded as very significant indeed. Time puts such things right. I only wanted to point out how extremely difficult it is to form a judgment about an event needing to be looked at on its own merit. We must now ask why that causes us such difficulty. We shall begin our reflections by seeing the critic as a different person from the one who is being judged. Nowadays we would say that the people who even in those days considered Goethe's Faust to be a great work of art and in a certain way judged it objectively eliminated themselves, so to speak. The man who wrote what I have just been reading to you did not eliminate himself. How do we arrive at judgments that are not objective? People judge without objectivity so often that it never occurs to them to ask why they do this. They do it because of the forces of sympathy and antipathy. Without sympathy and antipathy our judgments would never be other than objective. Sympathy and antipathy are necessary in order to obscure the objectivity of judgment. Does this mean they are bad, however, and that we ought immediately to do away with them? We need only reflect a little to find that this is not so. For no sooner do we engross ourselves in Goethe's Faust than we like it and develop more and more feelings of sympathy towards it. We must have the possibility to develop sympathy. And after all, if we were unable to develop antipathy we would not arrive at an absolutely correct judgment of the man whose opinion we have just heard. For I imagine some antipathetic feelings against the man may have arisen in you, and they could well be justified. But there again we see that it depends on not accepting these things as absolute but considering them in their whole context. It is not merely that human beings are brought to feelings of sympathy and antipathy by outer things but that we carry sympathy and antipathy into life. We bring our sympathy and antipathy to meet the things themselves, so that they do not work upon us but upon our sympathy and antipathy. What does this mean? I approach an object or a process accompanied by my sympathy and antipathy. Naturally the man I was speaking about did not exactly bring along his antipathy to Faust but he brought the kind of feelings that made him see Faust as antipathetic. He judged absolutely according to his instincts. What does this signify? It means that sympathy and antipathy, to start with, are only words for real spiritual facts. And the real spiritual facts are the deeds of Lucifer and Ahriman. In a certain way Lucifer is in every expression of sympathy and Ahriman in every expression of antipathy. By letting ourselves be carried through the world by sympathy and antipathy, we are letting ourselves be carried through the world by Lucifer and Ahriman. Only we must not fall into the mistake I have often described and say yet again “We must flee from both Lucifer and Ahriman! We want to become good. So we must avoid Lucifer and Ahriman, avoid them at all costs! We must drive them away, right away!” For then we should also have to leave the world. For just as there can be both positive and negative electricity and not only the balance between them, so we encounter Lucifer and Ahriman wherever we go. It all depends on how we relate to them. These two forces must be there. The important thing is that we always bring them into balance in life. For instance, without Lucifer art would not exist. What matters is that we create art that is not purely luciferic. Thus it is a matter of becoming aware that when we confront the world with sympathy and antipathy, Lucifer and Ahriman are at work in us. That is to say, we must be able to allow Lucifer and Ahriman really to be active in us. But while we are conscious that they are at work in us, we must nevertheless acquire the capacity to confront things objectively. This we can do only if we consider not merely how we judge external things and events in the world outside us, but also consider how we judge ourselves in the world. And this “judging ourselves in the world” leads us a step further into the question and the whole complex of questions we started with. We can form a judgment of ourselves in the world only if we apply to ourselves a uniform method of consideration. We must now consider this problem. We look out upon nature. On the one hand, we see rigid necessity; one thing arising from another. We look at our own deeds and believe that they are subject only to freedom and are connected solely with guilt and atonement and so on. Both views are one-sided. In what follows it will be shown that each view is one-sided because neither correctly estimates the position of Lucifer and Ahriman. If we look at ourselves as human beings existing here on the physical plane, we cannot look into our own souls and see only what is taking place in the immediate present. If each one of us were to ask ourselves what is taking place within us right now, it would certainly be a piece of insight into ourselves. Yet this insight would be far from giving us everything we required even for superficial self-knowledge. Without hurting anyone's feelings, of course, let us consider all of us here: I who am speaking and you who are listening. I would not be able to speak as I do if it were not for everything that has previously happened in my present life and in other incarnations. Looking only at what I am saying to you now would produce a very one-sided kind of self-knowledge. But without hurting anyone's feelings it must be obvious that each one of you listens differently, and understands and feels what I say slightly differently. That goes without saying. In fact your understanding is in accordance with your life up to now and your previous incarnations. If each one of you did not grasp differently what is being said, you would not really be human beings. But that leads much further. It leads to the recognition of a duality in ourselves. Just think for a moment that when you pass judgment, you do it in a certain way. Let us take a random example. If you see one thing or another, a play directed by Max Reinhardt, for example, you say, “It is charming!” while someone else says “That is the ruin of all art!”6 I am certainly not criticizing either opinion just now. It is possible for one person to say this and another that. On what does it depend that one person has a different opinion from another? That depends again on what is already in them, upon the assumptions with which they approach matters. But if you think about these assumptions, you will be able to say “At one time these assumptions did not exist.” What you saw when you were eighteen, for instance, or learned at the age of thirteen, enters into your present judgments. It has become part of your whole thinking, resides in you, and contributes to your judgment. Everyone can of course perceive this in himself if he wishes to do so. It contributes to your judgment. Ask yourself whether you can change what is now in you, or whether you can tear it out of yourself. Think about it for a moment! If we could tear it out, we would be taking away the whole of our life up to now; we would be obliterating ourselves. We can no more get rid of our previous resolutions and decisions than we can give ourselves another nose if we do not like what we see in the mirror. It is obvious that you cannot obliterate your past. Yet if you wish to rise early in the morning, you see, a resolution is always necessary. This resolution, however, is really dependent upon the prior conditions of your present incarnation. It depends on other things as well. If we say it depends on this or that, does that detract from the fact that I have to resolve to get up? This decision to get up may be so faint that we do not notice it at all, but at least a faint resolve to get up has to be there, that is to say, getting up must be a free deed. I knew a man who belonged for a time to our Society and who is a good illustration of this, for he actually never wanted to get up. He suffered terribly because of it, and often deplored it. He said, “I simply cannot get up! Unless something occurs in the way of an external necessity to make me rise from my bed, I would stay there forever.” He confessed this openly, for he found it a terrible temptation in life not to want to get up. From this you can easily see that it really is a free deed. And although certain prior conditions have been laid down in us which suggest one or another motive, it does not prevent our doing a free deed in the particular instance. In a certain way it is like this: Some people drag themselves out of bed with the help of strong determination, while others enjoy getting up. We could easily say that this shows us that the existing prior conditions signify that the one was brought up well and the other badly. We can see a certain necessity there, yet it is always a free decision. Thus we see in one and the same fact, in the fact of getting up, free will and necessity interwoven, thoroughly interwoven. One and the same thing contains both freedom and necessity. And I beg you to note well that, rightly considered, we cannot dispute whether a person is free or unfree in a certain matter, but we can only say that first of all freedom and necessity are intermingled in every human deed. How does this happen? We shall not progress with our spiritual science unless we realize that we have to consider things both from the human and the cosmic standpoint. Why is this so? It is because what works in us as necessity—I will now say something relatively simple yet of tremendous significance—what we regard as necessity belongs to the past. What works in us as necessity must always be from the past. We must have experienced something, and this experience must have been stored up in our souls. It is then within our soul and continues to work there as necessity. You can now say that everybody bears his past within him, and this means bearing a necessity within him. What belongs to the present does not yet work as necessity, otherwise there would be no free deed in the immediate present. But the past works into the present and combines with freedom. Because the past works on, freedom and necessity are intimately connected in one and the same deed. Thus if we really look into ourselves, we will see that necessity exists not only outside us in nature but also within ourselves. When we look at this latter kind of necessity, we have to look at our past. This is an extremely important point of view for a spiritual scientist. He learns to understand the connection between past and necessity. Then he begins to examine nature, and finds necessity there. And in examining natural phenomena he realizes that all the necessities the natural scientist finds in nature are the result of past events. What is nature as a whole, the whole realm of nature with its necessity? We cannot answer that unless we look for the answer on the basis of spiritual science. We are now living in earth existence, a condition which was preceded by the moon, sun and Saturn conditions. In the Saturn condition, as you see in Occult Science, the planet did not look like the earth does now but entirely differently.7 If you examine Saturn, you will see that then everything was still of a thought like nature. Stones did not yet fall to the ground. Dense physical matter did not exist as yet. Everything came from the activity of warmth. This state is similar to what goes on within the human being itself. Everything is soul activity, thoughts that divine spirits have left behind. And they have remained in existence. All of present nature that you understand with its necessity was once in a state of freedom, a free deed of the gods. Only because it is past, because what developed on Saturn, sun, and moon has come to us in the same way as our childhood thoughts continue to work in us, the thoughts of the gods during Saturn, sun, and moon continue their existence on earth. And because they are past thoughts, they appear to us as necessity. If you now put your hand on a solid object, what does that mean? It means that what is in the solid object was once being thought in the long distant past, and has remained in the same way as your childhood thoughts have remained in you. If you look at your past, regarding past activities as something living, you see nature in the process of becoming within you. Just as what you now think and say is not a necessity but is free, so earth's present state was once free in earlier stages of existence. Freedom continually evolves, and what is left behind becomes necessity. If we were to see what is taking place in nature now, it would not occur to us to see it as a necessity. What we see of nature is only what has been left behind. What is happening now in nature is spiritual, and we do not see that. This gives human self-knowledge a very special cosmic significance. We think a thought. It is now within us. Certainly we might also not think it. But if we think it, it remains in our soul, where it becomes an activity of the past. It now works on as a necessity, a delicate, insubstantial necessity, and not dense matter like outer nature because we are human beings, not gods. We can perceive only the inner nature that remains in us as memory and is operative in what are necessities for us. But our current thoughts will become external nature in the coming Jupiter and Venus conditions. They will then be the external environment. And what we now see as nature was once the thoughts of the gods. Nowadays we speak of angels, archangels, archai, and so on. They were thinking in the past, just as we are thinking today. And what they thought has remained as their memory, and it is this memory we now perceive. We can only perceive within us what we remember during earth existence. But inwardly it has become nature. What the gods thought during earlier planetary conditions has been externalized and we see it as external nature. It is true, profoundly true, that as long as we are earthly human beings we think. We send our thoughts down into our soul life. There they become the beginning of a natural world. But they remain in us. Yet when the Jupiter existence comes, they will come forth. And what we are thinking today, in fact all that we experience, will then be the external world. The external world we will then look down upon from a higher level will be what is now our inner world. What is experienced at one time in freedom changes into necessity. These are very, very important aspects, and only when we see the world in this way will we be able to understand the real course of historical events and the significance of today's events. For these lead us directly to the point where we always pursue the path from subjectivity to objectivity. Strictly speaking, we can be subjective only in the present. As soon as the present is over, and we have pushed the subjective elements down into our soul life, they acquire independent existence, though at first only within us. As we continue living with other thoughts, the earlier thoughts live on, only in us, of course. For the time being we still house them. But this covering will some day fall away. In the spiritual realm matters are very different. So you must look at events, such as the hypothetical one I gave you, from this different point of view. Looked at from outside, a boulder fell and buried a party of people. But that was only the external expression of something that happened in the spiritual world, this latter event being the other half of the experience and existing just as objectively as the first one. This is what I wanted to present to you today, showing how freedom and necessity play into one another in world evolution and in the evolution in which we are involved as living beings; how we are interwoven with the world, and how we ourselves are daily, hourly, becoming what nature shows us externally. Our past, while within us, is already a piece of nature. We progress beyond this piece of nature by evolving further, just as the gods progressed in their evolution beyond their nature stage and became the higher hierarchies. This is only one of the ways, of which there are many, that ought to show us again and again that nothing taking place on the physical plane can be judged solely according to its physical aspect, but should be judged based on the knowledge that it has a hidden spiritual content in addition to the physical one. As sure as our physical body has an etheric body in it, everything perceived by the senses has a supersensible part underlying it. Therefore, we must conclude that we are really regarding the world in a very incomplete way if we examine it solely according to what it presents to our eyes and according to what takes place externally, for while something quite different is taking place externally, inwardly something can be happening spiritually that belongs to the outer event and is of immensely greater significance than what is presented to our senses. What the souls of the people who were buried under the boulder experienced in the spiritual world may be infinitely more important than what happened physically. The occurrence has something to do with the future of those souls, as we shall see. Let us interrupt these thoughts at this point today and continue them next Sunday. My aim today was to bring your thoughts and ideas into the direction that will show you that we can only acquire correct concepts of freedom and necessity, guilt and atonement, and so on, if we add the spiritual aspect to the physical one.
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172. The Karma of Vocation: Lecture III
06 Nov 1916, Dornach Translated by Olin D. Wannamaker, Gilbert Church, Peter Mollenhauer Rudolf Steiner |
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There you have sleeping and waking alternating through a special constellation that we may also discuss. It is possible to pass from one state into another. What, then, is the significance of this interplay and alternation of life between vocational labor for such a man as Jakob Boehme—he really did make shoes for the good people of Görlitz—and his mystical-philosophical compositions? |
172. The Karma of Vocation: Lecture III
06 Nov 1916, Dornach Translated by Olin D. Wannamaker, Gilbert Church, Peter Mollenhauer Rudolf Steiner |
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Now, I wish to approach the problem we are dealing with in these reflections from another point of departure. In spiritual science we must proceed so that we encircle the problem, in a sense, and approach it from various points and directions. When we observe a life such as Goethe's, one thing must strike us that may become a profound riddle in the evolution of humanity. This is so even when we take into consideration repeated lives on earth and include them in our deliberation of the molding of a human life. The problem is this: What is the reason that individuals such as Goethe are capable of creating something so significant out of their inner nature, as he did especially through his Faust, and through this exert so important an influence on the rest of humanity? How does it happen that certain individuals are separated from the rest of humanity and are summoned by cosmic destiny to do something of such significance? We compare such an important life and work with that of each individual and ask ourselves: What conclusion can be drawn from the difference between these individual lives and the lives of these preeminent persons? This question can be answered only when we observe life somewhat more thoroughly with the tools provided by spiritual science. To begin with, all that a person can know, especially in our time, is intended to conceal and disguise certain things and to keep unprejudiced reflections out of touch with them. This often makes it necessary in the sphere of spiritual science to adapt what we say to what can be understood by others. Now, the description we generally give in spiritual science is that man consists of physical body, etheric body, astral body, and ego. In explaining the alternation between waking and sleeping, we say that in the waking state the ego and astral body are within the physical and etheric bodies but, during sleep, the ego and astral body are outside. This is adequate for a primary understanding, and it corresponds exactly with the spiritual scientific facts. But the truth is that we give only a part of the full reality in this description. We can never encompass the full reality in just one description, and thus we exhaust only part of anything we describe. We always need to seek light from other sources in order to properly illumine the part of reality already described. Here it must be stated that, speaking generally, sleeping and waking are really a sort of cyclic movement. Strictly speaking, the ego and astral body are outside the physical and etheric bodies in sleep only in being outside the head. Because the ego and astral body in sleep are outside the physical and etheric head, they bring about a more vivid activity in the rest of the human organization. It is, indeed, during sleep, when the ego and astral body are working from without upon the human being, that everything in him that does not belong to the head but to other parts of his organization is subjected to a far stronger influence of the ego and astral body than when he is awake. It may even be said that the action that the ego and astral body bring to bear upon the head in the waking state is exerted upon the rest of the organism during sleep. We can, therefore, rightly compare the ego with the sun, which illumines our environment during the day but during the night, it not only is outside of us but lights the other side of the earth. So, likewise, is it day in the rest of our organism when it is night for our sensory perception, which is primarily connected with the head; reciprocally, it is night for the rest of our organism when it is day for our head; that is, the rest of our organism is more or less withdrawn from the ego and astral body when we are awake. If we wish to understand the entire human being, this is something that must also be added to illumine the full reality. Now, it is important to grasp correctly the connection of the psychic with the physical in man if we wish to understand properly what I have just told you. I have often stressed the fact that the nervous system of the physical organism is a unified organization, and it is really sheer nonsense, impossible to prove anatomically, to classify the nerves as sensory and motor. They are organized as a unity and all have one function. The so-called motor nerves are distinguished from the so-called sensory only to the extent that the sensory nerves are arranged to serve our perception of the outer world whereas the motor nerves serve for the perception of our organism. It is not the function of a motor nerve to cause my hand to move, for example; this is sheer nonsense. It exists for the purpose of perceiving my hand's movement from within. The sensory nerves, however, serve in the perception of the outer world. This is their sole distinction. As you know, our nervous system is divided into three branches: those nerves whose main center is the brain, centered in the head, the nerves that are centered in the spinal cord, and the nerves that belong to the ganglionic system [autonomic nervous system]. These are, in essence, the three kinds of nerves, and the important point is to know how they are related to the spiritual members of our organism. Which is the finest and most advanced member of the nervous system and which the least? Quite obviously, those who adhere to the ordinary scientific world conception will answer that the nervous system of the brain is naturally the noblest because it distinguishes man from the animal. But such is not the case. This nervous system of the brain is really connected with the entire organization of the etheric body. Obviously, additional relationships exist everywhere so that our brain system is naturally related to the astral body or the ego. But these are secondary relationships. Those between our nervous system of the brain and our etheric body are the primary, original ones. This has nothing to do with the view I once presented in which I explained that the entire nervous system has been brought into existence with the help of the astral body. This is something quite different and must be kept quite distinct. In its original potentiality, the nervous system was brought into existence during the Moon period. It has evolved further, however, and other relationships have been introduced since its first formation, so that our brain system really has its most intimate and important relationship with our etheric body. The spinal cord system has its most intimate and primary relationships with our present astral body, and the ganglionic system is related with the actual ego. These are the primary relationships as they now exist. Considering all this, we shall readily see that an especially active relationship exists during the state of sleep between our ego and ganglionic system, which extends throughout the trunk of the body, ensheathing the spinal cord, etc. But these relationships are lessened during the waking life of day. They are more intimate during sleep, as are the relationships between the astral body and spinal cord nerves. We may say, then, that during sleep especially intimate relationships obtain between our astral body and the nerves of the spinal cord, and between our ego and ganglionic system. To a greater or lesser degree, we live during sleep, as regards our ego, in a strong connection with our ganglionic system. Someday, through a thorough study of the puzzling world of dreams, people will come to know what I am here pointing out on the basis of spiritual scientific investigation. Taking this into consideration, you will arrive at a transition to another essential, important thought. Something significant for our life must be due to the rhythmical alternation that occurs in the living union between the ego and the ganglionic system, and between the astral body and the spinal cord system. This rhythmical alternation is identical with the alternation of sleeping and waking. Thus, you will not be surprised when the statement is made that, just because the ego is really so truly in the ganglionic system and the astral body is so truly in the spinal cord system, man wakes in relation to the ganglionic and spinal cord systems during sleep, and sleeps in this relationship while awake. Here we can only ask how it comes about that so little is known of that vivid state of waking that must really be developed during sleep. Well, when you consider how man has come to be, that his ego has taken its place in him only during earthly existence and is, therefore, really the baby among his human members, it will not then seem amazing that this ego life cannot yet bring to consciousness what it experiences in the ganglionic system during sleep, whereas it can bring into full consciousness what it experiences when it is in the head, which is primarily the result of all those impulses that were at work during the Moon, Sun, etc., periods. What the ego can bring to consciousness depends on the instrument it can use. That used during the night is still comparatively delicate. As I have pointed out in previous lectures, the rest of the organism really developed later than the head, has only been added later, and is an appendage of the fully developed head organism. When we say that relative to his physical body, man has passed through longer or shorter stages beginning with Saturn, we are referring only to his head. What is attached to his head is in many ways a later formation of the Moon period, and even of the earth. It is for this reason that the vivid life that is developed during sleep, and that has its organic seat to a large extent in the spinal cord and ganglionic systems, enters consciousness at first only in a small degree. But it is not because of this a less significantly vivid life. One can say with equal justification that during sleep the possibility is offered to man to descend into his ganglionic system and that in the waking state the possibility is given to ascend to his senses and brain system. You will surely say, “How this complicates and confuses everything that we have acquired!” Man, however, is a complicated being and we do not learn to understand him when we fail to permit these complex complications to work upon us. Now just suppose that what I have described regarding Goethe actually happens to someone and his etheric body is loosened. Then an entirely different relationship comes about during the waking life between his soul-spiritual and his organic-physical nature. As I expressed it yesterday, he is put on a sort of isolated pedestal. But such an effect can never come about without being followed by another. It is important to bear in mind that such a relationship does not occur one-sidedly, but brings about another. If one expresses what I characterized yesterday somewhat more crudely, we may even say that the loosening of the etheric body influences the entire waking life in a certain way, but this cannot happen without also influencing the sleeping life. The result is simply that the person comes into looser relationships with his brain impressions. Because of this, he enters into more intimate relationships during the waking state with his spinal cord nerves and ganglionic system. At the time that Goethe fell ill, he developed, as it were, a looser relationship with his brain but at the same time he experienced a more intimate relationship with his ganglionic and spinal cord systems. What is actually happening as a result of this experience? What does it mean to say that a more intimate relationship comes about with the ganglionic and spinal cord systems? It means that the individual enters into an entirely different relationship with the external world. We are, of course, always in the most intimate relationship with the outer world, but we merely fail to observe how intimate the relationship is. But I have often called your attention to the fact that the air that you hold within you at one moment is, in the next, outside, and then different air is taken in. Thus, what is outside takes on the form of the body and unites with it when you inhale. It is only seemingly true that the organism is distinct from the external world. It is a member of it and belongs to it. If, therefore, such a modification in an individual's relationship to the external world occurs as has been described, it makes itself felt strongly in his life. Indeed, it may be said that in such a personality as Goethe's, the lower nature, which we generally connect with the spinal cord and ganglionic systems, must come to the fore all the more strongly through this process. As the forces draw back from the head, the ganglionic and spinal cord systems take possession of them in larger measure. An understanding for what really happens here is acquired only when we permeate ourselves with the knowledge that what we call the intellect and reason is not really so closely bound up with our individuality as is ordinarily assumed. It is clear that contemporary basic conceptions of these things are completely wrong; in part, it is in these matters that contemporary views are least frequently right. This has been especially evident in the muddle-headed behavior by some people in our age, including members of the most learned circles, when they tried to interpret their experiences with so-called dogs, apes, horses, etc. As you know, reports came out of the blue and were circulated about educated horses that can speak and do all sorts of things, about a highly educated dog that made a great stir in Mannheim, and an educated monkey in the Frankfurt zoo that had been taught to do arithmetic, as well as other things that one cannot mention in polite society. The Frankfurt chimpanzee, in other words, has been trained in certain natural necessities to behave like humans rather than monkeys. I will not pursue this further, but all this caused the greatest astonishment, not only among laymen, but also among professionals. They were actually enraptured, especially when the Mannheim dog, after one of its beloved offspring died, wrote a letter telling how this dear puppy would be together with the archetypal soul, what it would be like and so on. That dog wrote a most intelligent letter. Well, we need not elaborate on these specially complicated expressions of intelligence, but what stands out is that all these various animals performed feats of arithmetic. A great deal of attention was then given to the investigation of what such animals can achieve. Something quite unusual came to light in the case of the Frankfurt ape. It was possible to witness that when he was given a problem in addition to which he had to find a definite answer he pointed to the correct number in a series placed side by side. It was then discovered that this educated ape had simply formed the habit of being guided by the direction of the glance of his trainer. Then some of those who had previously been astonished said, “He has no trace of a mind; his training is everything!” In other words, the animal was taking his direction from his trainer and followed nothing more than a somewhat complicated training procedure. Just as a dog fetches a stone when it is thrown, so did the ape produce from the series of numbers the one indicated by the glance of his trainer. Upon more thorough investigation, similar findings will undoubtedly be obtained in experiments with the other animals. Whatever, we cannot suppress our astonishment that people are so amazed when animals perform something that is seemingly human. How much more objective understanding, how much intellect, is actually associated with the so-called instinctual behavior in animals. As a matter of fact, the enormously important achievements and profoundly significant connections in the animal realm cause us to admire the wisdom underlying all happenings. We do not have wisdom merely in our heads; wisdom surrounds us everywhere like light, working everywhere, even through the animal kingdom. In the presence of such unusual phenomena as we have mentioned, only those people are astonished who have not seriously dealt with scientific developments. To all those who today are writing such learned tracts on the Mannheim dog and other dogs, on horses and the Frankfurt ape, along with much else because these are not unique—to all these I should like to read a passage from Comparative Psychology by Carus59 that was published as early as 1866. Since they are not here, I will read the passage to you. Carus writes: ... When, therefore, the dog, for example, has long been treated with kindness and affection by his master, the human traits imprint themselves upon the animal quite objectively, even though it has no conception of goodness as such; they blend with the sensory image of this person that the dog has often seen and cause the animal to recognize him, even apart from the sense of sight, merely through scent or hearing, as the one from whom something good once came to him. If, therefore, some suffering befalls this man, if he is even deprived, perhaps, of the possibility of continuing his kindness to the dog, the animal feels this as something evil inflicted upon him and is moved thereby to rage and revenge; all this occurs without any abstract thinking whatever, but only through the succession of one sensory image after another. It is certainly true that for the dog sensory image follows sensory image; however, intelligence and wisdom are at the bottom of the phenomenon per se. Carus continues as follows: Yet is it strange how closely actual thinking is approached and may be resembled in its results by such a peculiar weaving together, separating and again joining together of the images of the inner sense. Thus, I once saw a well-trained white poodle (this was not the Mannheim dog because this book was written in 1866) that correctly picked out and placed together letters for words spoken to him. He also seemed to solve simple problems in arithmetic by bringing together figures written, as were the letters, on separate sheets of paper, seemed to be able to count how many ladies were present in the company, and did other similar things. Of course, if all this had depended upon a real understanding of number as a mathematical concept, it would not have been possible without actual reflection. It turned out, however, that the dog had simply been trained to pick up, on a slight gesture or sound from his master, the paper bearing the required letter or number from the series of sheets laid before him. Upon another indication through an equally slight sound, like the clicking of the thumbnail against the nail of another finger, he would lay the sheet down in another row, thus performing what seemed to be a miracle.60 You see, not only the phenomenon, but also its explanation has long been known. Only now has this explanation been furnished again by the scientists because people pay no attention to what has been accomplished in the past. It is only for this reason that such things occur, and they bear testimony, not to our advanced science, but to our advanced ignorance! On the other hand, certain objections have rightly been raised. If we had only these explanations (as we have heard them today) they might be considered equally naive, because Hermann Bahr61 has quite correctly reminded us of the following. Herr Pfungst62 demonstrated that the horses reacted to extremely slight cues made unconsciously and unperceived by their trainers. But Herr Pfungst was able to perceive these exceedingly slight gestures only after he had worked for a long time in his physiological laboratory constructing an apparatus to detect them. Bahr justifiably raises the objection that it was certainly most peculiar that only the horse should be clever enough to observe the gestures, whereas a university instructor had to work for years constructing an apparatus to do so—I believe it took him ten or more years. In all such things there is obviously a bit of truth, but we must simply view them in the right way. With the proper perception, one can obviously explain such phenomena only when one thinks of objective wisdom and understanding as qualities that, along with instinctive behavior, have been instilled in things, and when one thinks of an animal as part of a complete system of interrelated objective wisdom permeating the world. In other words, they can be explained only when we are no longer limited to the idea that wisdom has come into the world through man alone, but recognize that wisdom is to be found throughout the universe. Man, by reason of his special organization, is able to perceive more of this wisdom than other beings, and is thus distinguished from them. Because of his organization, he can perceive more than they, but through the wisdom implanted in them, they can perform wisdom-filled tasks as he can. It is, however, a different kind of wisdom. The phenomena of these unusual expressions of wisdoms are really far less important to serious observers of the world than the phenomena that are always spread out before their eyes. These are far more important and, if you take this into consideration, you will no longer find incomprehensible what I am about to say. An animal, far more intensely than man, fits into the universal wisdom and is quite intimately united with it. Its orders, so to speak, are far more compulsory than those of man. Human beings are much freer, and so it is possible for them to reserve forces for the cognition of interrelationships. The essential point is that the physical body of an animal—especially the higher ones—is fitted into the same universal interrelationships as man's etheric body. Thus, man knows more of the cosmic relationships, but animals are far more intimately united with them; they are far closer to, and more interwoven with, them. Therefore, if you take this objectively dominant reason into consideration tell yourself this: “We are surrounded not only by air and light but also by governing reason; we do not move merely through illumined space but also through the space of wisdom and governing reason.” You will then fully understand what it means for a person to be fitted into the world in regard to the finer relationships of his or her organs, and not just in an ordinary way. In normal life, a man, for example, is joined to spiritual cosmic relationship in such a fashion that the connection between his ego and ganglionic system, and between his astral body and spinal cord system, are greatly impaired during the waking life of day. But because these connections are subdued, he is not too attentive in ordinary, normal life to what is going on around him. It would be possible for him to observe this only if he really should see with his ganglionic system as he otherwise perceives with his head. If, however, as in the special case of Goethe, the astral body is brought into a more vivid relationship with the spinal cord system and the ego with the ganglionic, because the ether body has withdrawn from the head, then far more vivid intercourse occurs with what is going on in our surroundings. But it is concealed from us in normal life because it is only while we are asleep at night that we enter into relationship with our spiritual environment. Here you arrive at an understanding of how the things Goethe has written were for him genuine perceptions, and although these could naturally not have been so clear as our sensory perceptions of the external world, yet they are clearer than the perceptions that an ordinary man has of his spiritual environment. Now, what did Goethe perceive in this way with special vividness? Let us grasp this point clearly through a special instance. Through the complications of his particular karma, Goethe was destined to enter a life of scholarship and knowledge differently from an ordinary scholar. What did he experience through this? You see, for many centuries it has been so that a man who grows into intimate union with a life of learning has experienced a significant discord. To be sure, today it is more concealed than in Goethe's time, but it nevertheless is experienced because there is an enormous field in science that has been preserved from the fourth post-Atlantean epoch in the terminologies and systems of words that we are compelled to acquire. We trade more than we realize in words. All this has been obscured somewhat through the experimentation that has gradually been introduced since the nineteenth century, and a person now grows into his knowledge so that he sees more than he did earlier. Such sciences as jurisprudence, for instance, have descended somewhat from the specially lofty positions they previously occupied. But when jurisprudence and theology still occupied their specially lofty stations, the areas of learning man was trying to penetrate were really comprehensive systems of words, and the same is true of other things that had to be taken in as an inheritance from the fourth post-Atlantean period. Along with this, what arises from the needs of the fifth post-Atlantean period made itself felt in an ever increasing way; that is, the life that arises from the great achievements of the new period. This is not realized by anyone who is simply driven from one lecture to another, but Goethe experienced it most intensely. I say that a person who is simply driven from one lecture to another does not sense it, but he passes through it nonetheless. He really passes through it. Here we touch the edge of a certain mystery of modern life. We can judge students who are enrolled in courses according to what they experience and what they are conscious of. But what they experience is not the whole story. Their inner nature is something quite different. If these individuals who are experiencing these overlapping layers of the fourth and fifth post-Atlantean epochs really knew what a certain part of their being is going through unconsciously, they would then have an entirely different understanding of what Goethe, even in youth, concealed mysteriously in his Faust. Countless persons who are finding their way into contemporary education are unconsciously sharing in this experience. We must, therefore, remind ourselves that, by reason of all that Goethe had acquired because of his special karma, those with whom he came into close relationship during his youth were quite different to him than they would have been if he had not had this special karma. He sensed and felt how the people with whom he became intimately associated had to stupefy the Faustian life within them so that they no longer possessed it. He was able to sense this because what lived mysteriously in his fellow men made an impression on him such as is made by one person on another only when an especially intimate relationship, indeed when love, develops between them. In such a case of ordinary life, the connection of the ego with the ganglionic system, and of the astral body with the spinal cord system is highly active, although this is not consciously perceived as such. Something very special is activated. But what is otherwise active only in a love relationship came about in Goethe vis à vis a far larger number of people, so that he experienced a tremendous, more or less subconscious, compassion for the poor fellows—excuse the expression—who did not know what their inner natures were going through as they were driven from class to class and from examination to examination. This was felt by him and it gave him a rich experience. Experiences become conceptions. Ordinary experiences become the conceptions of everyday life, but these particular experiences become the conceptions, the mental images, that Goethe poured tumultously into Faust. They were nothing but actual experiences that he gained from the most extensive environment because his ganglionic and spinal cord life was stimulated to more than normal wakefulness. This was the opposite from the subdued head life, but it was a potentiality in him even in his boyhood. We can see this from his description of what became active in him: not only what ordinarily engages people, say in piano lessons,63 became active in him but also the entire being. Goethe partook much more in the happenings of real life as a whole person than others, and we must say, therefore, that he was more wide-awake during the day than they. During the time in his youth when he was working on Faust, he was more awake during the day, and because of this he also needed what I described yesterday as the time of sleep—the ten years in Weimar. This dampening was necessary. This, however, is just what happens to a greater or lesser degree in every human being during the course of life, only in Goethe it took place more intensely. He was simply drawn somewhat more consciously than other men into the surrounding wisdom-filled and purely spiritual influences. He became aware of what lives and weaves mysteriously within men. What, then, is this really? When we are put into the world in our ordinary and brutal waking life together with our ego, we are bound up with the world through our senses and our ordinary perceptions. But you will agree that we are now much more closely bound with this world. Our ego is, indeed, in an especially intimate relation with our ganglionic system, and the astral body with the spinal cord system. Through this relationship, we have really a far more comprehensive connection with our environing world than through the sensory system of our head. Now you must bear in mind that man needs the rhythmic alternation of his ego and astral body in his head during the waking life of day, and outside his head during sleep; because they are outside his head during sleep, they develop an inner active life in connection with the other systems, as I have indicated. The ego and the astral body need this alternation of sinking downward into the head and rising out of it. When man's ego and astral body are outside his head, he not only develops that intimate relationship with the rest of his organism through the ganglionic and spinal cord systems, but he also develops spiritual relationships with the spiritual world. Thus, we may say that an especially active, vivid connection with the spinal cord and ganglionic systems corresponds to an active psychic-spiritual life with the spiritual world. Since we are obliged to assume that the soul-spiritual is outside the head at night, and since this causes the development of an especially active life in the rest of the organism, we must then say that during the life of day, when the ego and the astral body are more within the head, we are in turn experiencing a spiritual symbiosis with the surrounding spiritual world. In a certain sense, we submerge ourselves in an inner spiritual world in sleep, but in a surrounding spiritual world when we awake. This state of being one with the surrounding spiritual world is more pronounced in Goethe. He is, as it were, dreaming during a state of wakefulness—just as the ordinary person does not always fall into a deep, dreamless sleep. It is seldom that anyone dreams consciously in this way during the life of the day, but people like Goethe pass into a state of dreaming even during the waking life. The forces that remain unconscious in other people become, in a certain sense, dream-forms of life for people like Goethe. We now have an even more exact description which might tempt you to entertain the arrogant notion that all of you could easily write a Faust poem since you are experiencing the Faust dilemma by ranging out into and by living in union with the surrounding world during your daytime life. The latter is indeed true. We do experience Faust, but only as the opposite pole is experienced in the night through the ego and astral body when we do not dream. But since Goethe not only experienced this unconsciously, but also dreamed it, he could express it in Faust. He dreamed this experience and in people such as Goethe the following takes place: what they create stands in the same relationship to what the rest of us experience unconsciously as does the dream to deep sleep on the other side of our lives. This is an actual reality; the creation of the great spirits are related to the unconscious creations of other men as dream to dreamless sleep. Even so, much remains obscure. But bear in mind that you are thereby gaining a glimpse into something that is intimately connected with human life; it may be described somewhat as follows. We could really say quite a bit about the connection between our being and the surrounding world if we could awake just to the stage of dreaming. If we were able to awaken only to the stage of dreaming, we would experience tremendous things and would also be able to describe them. But this would have a grave consequence. Just think, if all men, to express it trivially, were so conscious that they could describe everything in their environment, if they would really describe experiences, for example, like those of Goethe's as set forth in his Faust, what would we come to? What would the world then come to? Strange as it may seem but so it is, the world would come to a stop and would make no further progress! The moment everyone were to dream the way Goethe dreamt Faust, which is an utterly different kind of dreaming—the moment everyone were to dream his connection with the external world, then such people would devote all the forces developed in their inner being to such an activity. They would pour them into such things and human existence would, in some sense, consume itself. You can form a faint idea of what would happen if you just look at the many ruinous effects that are taking place because many people, although not really dreaming, imagine that they are and babble or scribble reminiscences they have picked up elsewhere. This is associated with the fact that there are entirely too many poets. Where is there anyone today who does not believe he is a poet or painter or something! The world could not continue if this were so because all good things have also their dark side, truly their dark side. Schiller was also an important poet who dreamed much in the way I have described. Just imagine, however, that all those who in their youth were trained like Schiller to become doctors had given up the practice of medicine as he did and later, thanks to an extensive patronage, had been appointed “professor of history” without any real preparation or serious study of history! As a matter of fact, Schiller did deliver interesting lectures at the University of Jena, but his students did not get from them what they needed to learn. He also gradually stopped giving these university lectures and was happy when he did not have to give them anymore. Imagine that things would be the same with every professor of history or every young physician! Obviously, everything that is good also has its dark side. The world must be protected, so to speak, from standing still. It seems trivial to say this, but it is nevertheless a profound mystery-truth: not all people can dream in this way. The forces with which they dream must first be applied in the external world to something different so that through it a foundation may be created for a further evolution of the earth. It would come to a standstill were all men to dream as I have indicated. Now we have reached a point where an especially paradoxical fact comes to light. To what in the world are the aforementioned forces really applied? If we observe their application in a spiritual way, they are ultimately applied to deep sleep even though you may like them to be applied to dreams. More concretely, they are applied to all that is spread out over human evolution in the most varied kinds of vocational work. Vocational work is related to the work that was done in creating Faust, or in Schiller's Wallenstein, as deep sleep is related to dreaming. But to say that we sleep during our vocational work will seem extraordinary to you, and you will say that here, in this, you are wide awake. The truth is that there is a grand illusion in this idea that one is awake during this kind of work because what really comes into being through vocational work is not something we do in full waking consciousness. Of course, some of the effects a person's profession has upon his or her soul do enter one's consciousness, but such a person really knows nothing whatever of all that is actually present in the web of vocational labor that men are continually spinning around the world. It is, indeed, surprising how these things are connected. Hans Sachs64 was a shoemaker and also a poet. Jakob Boehme65 was a shoemaker and a mystical philosopher. There you have sleeping and waking alternating through a special constellation that we may also discuss. It is possible to pass from one state into another. What, then, is the significance of this interplay and alternation of life between vocational labor for such a man as Jakob Boehme—he really did make shoes for the good people of Görlitz—and his mystical-philosophical compositions? Many people have strange opinions of these things. Allow me to review the experience we once had when we were in Görlitz. One evening before a lecture I was to give on Boehme,66 I got into a conversation with a high school teacher, in which we spoke about Boehme's statue that we had just seen in the park. The people of Görlitz, as we were often told, called his monument, the “park cobbler.” We remarked that it was most beautiful, but the school teacher said he did not think so. He thought it really looked like Shakespeare and one would not know from it that Boehme had been a shoemaker. He said that to represent Boehme it would have to show that he was a shoemaker. Well, one can disregard such an attitude. As Jakob Boehme was writing his great mystical-philosophical views, he was working from the results that could have come about only through the human being having evolved through the Saturn, Sun, Moon, and Earth times; that is, through the fact that a broad stream flows through these ages and finally comes to expression in these effects. This stream manifests itself in such a personality only in a way that is the result of special karmic relationships. But just as all that has traversed the Sun and Moon periods is necessary to every individual on earth, so it is also necessary, but in a special way, in order to bring out what was in Boehme. But then, Jakob Boehme also made shoes for the worthy Görlitzers. How does all this hang together? To be sure, the fact that a man has been able to develop the skill of a shoemaker is also connected with this stream. But when the shoes are finished, they are separated from him and their function has then nothing more to do with skill but with protecting and warming feet. They go their own way in performing their functions and are separated completely from the one who makes them; what they bring about has its effects only later. In other words, this is only a beginning. If the initial influence leading to the mystical-philosophical activity of Jakob Boehme were represented graphically, I should have to indicate the first potential toward shoemaking here at this point. This then flows on further and in the future Vulcan evolution will have developed a degree of perfection that has been reached already by what had flowed into his mystical-philosophical activity from the Saturn evolution. This is, in a sense, an end; his shoemaking is a beginning. We say, of course, that the earth is earth at present, but if we could trace things from Saturn still further back, we might then say that, relative to certain things, the earth is already Vulcan. We should then assume Saturn at this point. ![]() We can thus take everything in a relative way. We may say that the earth is Saturn, and that Vulcan is, in a sense, earth. What happens on the earth in the vocational labor of a man like Jakob Boehme—not in his free creative work, but what he does as vocational labor—is the beginning of something that will be as far advanced on Vulcan as the happenings on Saturn are already advanced on the earth. For Boehme to write his mystical-philosophical books on earth, it was necessary for something to have happened on Saturn that was similar to what he has done on earth in making shoes. Likewise, Boehme's shoemaking here on earth has the effect that something may be done on Vulcan that will be similar to his writing mystical philosophy here on earth. There is something extraordinary in all this. Here is an indication of how what is often given little value on earth is so little esteemed because it is the beginning of something that will be prized in the future. In their being, human beings are, of course, much more intimately bound up with the past since they must first familiarize themselves with what is a beginning. Therefore, they often care much less for something that is a beginning than for something that has come over to them from the past. From the scope of what we are yet to be involved in during the earth period, and so that something special may then come about when the earth shall have developed further through Jupiter and Venus to Vulcan—from all this a full consciousness will develop such as the one that exists for the philosophy of Jakob Boehme on the earth. It is for this reason that the real meaning of human external labor is enveloped now in unconsciousness, just as man was shrouded in unconsciousness on Saturn; sleep consciousness was developed on the Sun, dream consciousness on the Moon, and the present condition of waking consciousness on the earth. The human being is thus really living in a profound sleep consciousness in his involvement with everything of his vocation. Through his vocation he is really creating, not through what gives him pleasure in it, but through what is developing without his being able to enter into it; thus does he really create future values. When a person makes a nail over and over again, it certainly does not give him or her any special pleasure. But the nail becomes detached from its producer; it has quite definite tasks. As to what then happens by means of this nail is not of further concern to the worker; he does not follow up every nail he has made. But what is enveloped there in his unconscious, profoundest sleep is destined to come to life again in the future. We have thus been able to juxtapose what the ordinary person accomplishes: first the most insignificant work in a profession and then that which appears as the highest achievement. Superior achievements are an end; the most insignificant work is always a beginning. I wanted to place these two concepts side by side because we cannot reflect upon how the human being is bound through his karma with his vocation until we first know how his labor, which is often connected quite externally with him, is related to the entire evolution of which he is a part. We will soon develop the real question of karma as it relates to vocation. But I had first to introduce these matters so we might attain a universal concept of what flows from a human being into his or her vocation. These things are also exceedingly useful in forming our moral sentiments in the right way. Our judgments are incorrect because we do not focus our attention on things in the right way. A seed often appears quite insignificant beside the beautiful flower of the future. Using human work as a case in point, I wanted to show you today how seed and flower are bound up in the evolution of mankind.
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