297. The Spirit of the Waldorf School: The Intent of the Waldorf School
24 Aug 1919, Stuttgart Translated by Robert F. Lathe, Nancy Parsons Whittaker Rudolf Steiner |
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Consider, for instance, a plant that, in the sense of Goethean metamorphosis, would only produce green leaves, never going on from the green foliage leaf to the colored flower leaf. Such a plant would never reach the goal of its development. |
297. The Spirit of the Waldorf School: The Intent of the Waldorf School
24 Aug 1919, Stuttgart Translated by Robert F. Lathe, Nancy Parsons Whittaker Rudolf Steiner |
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Today I would like to speak to you about the Waldorf School, founded by our friend Mr. Molt. You well know, from the announcements distributed about this school, that our intention is to take a first step along the path we would want the cultural life of the Threefold Social Organism to take. In establishing the Waldorf School, Mr. Molt has, to a large extent, felt motivated to do something to further the development of inner spirituality. He hopes to do something that will point the way for the present and future social tasks of the Threefold Social Organism. Obviously, the Waldorf School can be successful only if it is completely inspired by the Spirit that aspires toward the threefold nature of the social organism. It is easy to comprehend that such a first step cannot immediately be perfect. And along with this insight, belongs an understanding. We would so very much like to see this understanding offered to the founding of this school, at least from a limited group for the present. The work needed for the Waldorf School has already begun. It has begun with those who have offered to help and whom we have taken under consideration to contribute pedagogically to the Waldorf School. They are now attending a recently begun seminar in preparation for the work there. Gathered in this seminar are only those who, as a result of their talents and bearing, appear capable of working in the cultural movement which the Waldorf School should serve. Of course, they appear particularly called to work in the pedagogical area. Nevertheless, the Waldorf School must be offered understanding, at least from a small group for the present. You will notice more and more as you become aware of social reality that the mutual understanding of people regarding their work will be a major factor in the social life of the future. So, it seems to me that those persons who have themselves shown interest are most suitable to participate in the discussions, to be held here today and next Sunday, concerning the efforts of the Waldorf School. Indeed, it seems to be of the utmost importance that something more comes about to encourage this understanding. Unquestionably, all parents who want their children to attend the Waldorf School have a broad interest in what this school should achieve. It appears to me to be a particular need that, before the opening of the Waldorf School in the first half of September, we meet again, along with all the parents who want their children to attend. Only what is rooted in the understanding of those involved in such initiatives with their souls and with their whole lives can flourish in a truly socially oriented social life. Today I would like to speak with you about the goals of the Waldorf School and, to some extent, the desired instructional methods. With the Waldorf School we hope to create something that, in our judgment, needs to be based upon the particular historical stage of human development of the present and near future. You should not misunderstand the establishment of the Waldorf School by believing that everything in the old school system is bad. Nor should you believe that our starting point for the establishment of the Waldorf School is simply a criticism of the old school system. It is actually quite a different question. In the course of the last three to four centuries a social life has been formed: a state/rights life, a spiritual/cultural life, an economic life, which have assumed a certain configuration. This social life, particularly the educational system, “resists,” we might say, the renewal of our social relationships, as I have recently so often argued. In the last three to four centuries the educational system has become so completely dependent upon the state that we could say that it is, in a quite peculiar way, a part of the state. Now, we can say that to a certain extent—however, only to a very limited extent—the educational institutions to which people have become accustomed were at one time appropriate to the configuration of the states of the civilized world. But what we strive for here is a transformation of the present social configuration. The understanding that is to form the basis of future social life requires that the system of education not remain in the same relationship to the state that it has had until now. For if we strive for a social form of economic life, the need to remove cultural life from the influence of politics and economics will be all the more urgent. This applies in particular to the administration of the educational system. People have felt this need for a very long time. But all pedagogical aspirations in the most recent past, and particularly at present, have something oppressive about them, something that hardly considers the general point of view of cultural life. This has all come about through the peculiar way in which government officials in the most recent past, and especially at present, have publicly addressed such pedagogical aspirations. Naturally, the Waldorf School will have to reconcile itself with current institutions and public opinion concerning education and teaching. We will not immediately be able to achieve all that we wish to achieve—quite understandably we will, on the whole, find it necessary to comply with the present requirements of public education. We will find it necessary that the graduates of our school reach the level demanded for transfer to institutions of higher education, in particular, the universities. We will, therefore, be unable to organize our educational material so that it represents what we find to be the ideal of a truly humane education. In a manner of speaking, we will be able to use only the holes that still remain in the tightly woven web that spreads over the educational system. In these holes we will work to instruct the children entrusted to the Waldorf School, in the sense of a completely free cultural life. We plan to take full advantage of every opportunity presented. We most certainly will not be able to create a model school. However, we can show to what degree inner strengthening and a truly inner education of the child is possible, when it is achieved solely out of the needs of the cultural life, and not through something imposed from outside. We will have to struggle against much resistance, particularly regarding the understanding that people can offer us today. We will have much resistance to overcome, precisely because, regarding present-day understanding, as I have often mentioned here, people just pass each other by. Yet, we repeatedly experience, precisely in the area of education, that people elsewhere also speak about a transformation of the educational system from the same point of view as represented here. The people who are involved at present with the latest principles of education listen and say, “Yes, that is exactly right, that is what we wanted all along!” In reality, they want something completely different. But today we are so far removed from the subjects about which we speak, that we listen and believe we mean the same things with the same words, when, in actuality, we mean just the opposite. The power of the empty phrase has had a prolonged reign and has become very strong in our civilized world. Haven't we experienced this in the greatest measure? And into this reign of the empty phrase has been woven the most terrible event that has occurred in world history—the horrible catastrophe of the war in the past years! Just think about how closely the empty phrase is connected with this catastrophe! Think about the role it has played, and you will arrive at a truly dismaying judgment about the reign of the empty phrase in our time. So today, in the pedagogical area also, we hear, “What is important is not the subject matter, but the pupil,” from those who strive for something quite different from what we intend. You know that since we have no choice but to use the words in our vocabulary, we too will often have to say, “The important thing in education is not the subject matter, but the pupil.” We want to use the subject matter in our Waldorf School in such a way that at each stage of instruction it will serve to improve the human development of the pupil regarding the formation of the will, feeling and intellect, rather than serving to provide superficial knowledge. We should not offer each subject for the sole purpose of imparting knowledge. The teaching of a subject should become an art in the hands of the teachers. The way we treat a subject should enable the children to grow into life and fill their proper place. We must become aware that each stage of human life brings forth out of the depths of human nature the tendency toward particular powers of the soul. If we do not educate these inclinations at the relevant age, they cannot, in truth, be educated later. They become stunted, and render people unable to meet the demands of life connected with will, connected with feeling, connected with intellect. People cannot rightly take up the position into which life places them. Between the change of teeth and sexual maturity, that is, in the period of real education, it is particularly important to recognize the powers of soul and body that children need to develop in order to later fulfill their places in life. Someone who has absorbed the pedagogical thoughts of the last decades could hear everything that I have now said, and say, “Exactly my opinion!” But what he or she does pedagogically on the basis of this opinion is not at all what we desire here. In the present, we commonly speak past each other, and thus we must, in a somewhat deeper way, attempt to draw attention to the real intention of the Waldorf School. Above all, people are obsessed, we could almost say, with the need to take everything absolutely. By that I mean the following: If we speak today about how people should be educated in this or that way (we only want to speak about education; but we could, in various ways, extend the same considerations to other areas of life), we always think that education should concern something that is absolutely valid for humanity. We think it must be something that, so to speak, is absolutely right, something that, if it had only been available, would have been used, for example, for the people in Ancient Egypt or in Ancient Greece. It must also be useful in four thousand years for the people who will live then. It must also be useful in China, Japan, and so forth. This obsession of modern people, that they can set up something absolutely valid, is the greatest enemy of all Reality. Thus we should keep in mind, we should recognize, that we are not people in an absolute sense, but people of a quite particular age. We should recognize that people of the present age are, in their soul and physical body, constituted differently from, for example, the Greeks and Romans. Modern people are also constituted differently from the way in which people will be constituted in a relatively short time, in five hundred years. Thus, we do not understand the task of education in an absolute sense. Rather, we understand it as emerging from the needs of human culture in the present and near future. We ask how civilized human beings are constituted today and base our viewpoint concerning methods of education upon that. We know quite well that a Greek or Roman had to have been raised differently, and, also, that people will have to be raised differently again in five hundred years. We want to create a basis of upbringing for our present time and the near future. We can really dedicate ourselves to humanity only if we become aware of these real conditions for human development and do not always keep nebulous goals in mind. Thus, it is necessary to point out what threatens human development, especially in connection with the educational instruction of the present, and what, in the present time, we want to avoid. I have just pointed out that some people say, “The subject matter is not important, the pupil is important. The way the teacher acts in instructing the pupil is important. The way the subject matter is used for teaching, for educating, is important.” At the same time, however, we see a remarkably different direction in the very people who say this. We see a tendency that, to some extent, thoroughly paralyses and negates their demand of “more for the pupil than for the subject matter.” People who say such things perceive that, as a result of specialization, science has gradually moved beyond normal intellectual comprehension. They see it taught in a superficial way, purely for the sake of knowledge, without any attention to the pupil. So now people say, “You may not do that. You must educate the pupil according to the nature of young people.” But how can we learn how the pupil needs to be treated? People expect to learn this from the very science that was formed under the regime they want to fight! They want to know the nature of the child, but they employ all kinds of experimental psychologies, those methods science developed by forcing itself into the very situation people desire to remedy. So, following the path of experimental psychology, they want to conduct research at the universities to determine which special methods are right for pedagogy. They want to carry experimental pedagogy into university life, to carry in all the one-sidedness that science has assumed. Yes, people want to reform! People want to reform because they have a vague feeling that reform is necessary. But this feeling arises out of the very spirit that has brought about the old methods they now want to keep. People would like to found an educational science, but they want to base it upon that scientific spirit that has arisen because people were not brought up correctly. People still do not see the very strong forces at work in the development of our culture. People do not at all see that even though they have the best intentions they become involved in such conflicts and contradictions. Although some people may have another view about this, we can nevertheless say that Johann Friedrich Herbart is in many ways one of the most significant people in the pedagogical field. Herbart’s pedagogical writing and work place him in a position very unusual in recent times. His book, Allgemeine Padagogik [Pedagogical theory], appeared in 1806, and he continued to learn through his own pedagogical work after that. The 1835 Survey of his pedagogical lectures shows how he advanced in his understanding of pedagogical problems. We can say that a good portion of the pedagogical development in the second half of the nineteenth century stemmed from the impulse of Herbart’s pedagogy, since, for example, the whole Austrian educational system has been inspired by it. In Germany, too, a great deal of the spirit of Herbart’s pedagogy still lives today in views on education. Thus today, if we want to orient ourselves to the idea that we live in a particular cultural age, we must confront the content of Herbart’s pedagogy, and discover what a pedagogical force, a pedagogical reality, actually is. To properly understand Herbart, we can say that all his thoughts and ideas stand fully within that cultural period that, for the true observer of human development, clearly ended in the mid-fifteenth century. Since the middle of the fifteenth century, we stand in a new epoch of human civilization. But, we have not followed the impulses that bloomed in the fifteenth century and have, therefore, achieved little; and what was active before the fifteenth century continues in our lives. It has brilliantly, significantly, continued in our pedagogical life in all that Herbart worked out and all that he inspired. Human development during the long period that began in the eighth century B.C. and ended in the middle of the fifteenth century AD. can be characterized by saying that intellect and feeling were instinctive. Since the middle of the fifteenth century, humanity has striven toward a consciousness of personality and toward putting itself in charge of its own personality. For the present and future, the most important change in the historical impulse of human development is the decline of instinctive understanding. No change is more important than the decline of the instinctive soul activity of the Greco-Roman age, and the beginning of the new epoch in the fifteenth century! The particular considerations which prove what I have just said are presented in my writings and publications. Here we must accept as a fact that as of the middle of the fifteenth century, something new began for humanity, namely the aspiration toward conscious personal activity, where previously an instinctive understanding and soul activity were present. This instinctive understanding and soul activity had a certain tendency to cultivate intellectual life one-sidedly. It could seem strange to say that the time in which understanding was instinctively oriented, led to a peak of a certain kind of education, an overdevelopment of human intellectuality. But you will not be amazed by such an idea if you consider that what affects a person intellectually need not always be something consciously personal, that instinctive intelligence in particular can come to the highest degree of expression. You need only remember that people discovered paper much later than wasps did through their instinctive intelligence, for wasp nests are made of paper, just as people, with their intelligence, make paper. Intellect need not affect only people. It can also permeate other beings without necessarily simultaneously bringing the personality, which should develop only just now in our age, to its highest level. Now obviously, in a period in which intelligence endeavored to develop itself to its highest level, the desire was also present to permeate the educational system, and everything that the educational system permeates, with the intellect. Those who now examine Herbart’s pedagogy find that it emphasizes that the will and feeling should be educated. However, if you do not simply remain with the words, but if you go on to Reality, you will notice something. You will notice that an education based upon discipline and order, as is Herbarts pedagogy, desperately requires something. It should educate the will, it should educate the feeling. However, what Herbart offers in content is, in truth, suited only to educating the intellect. What he offers as pedagogical principles is instinctively felt, most particularly by Herbart himself, to be insufficient to comprehend the whole human; it comprehends only the human as an intellectual being. Thus, out of a healthy instinct he demands over and over again that there must also be an education of the feeling and will. The question is, can we, with this as a foundation, really teach and educate the feeling and will in an appropriate way, in a way befitting human nature? I would like to point out that Herbart assumes that all pedagogy must be based upon psychology and philosophy, that is, upon the general world conception and understanding of the human soul life. Herbart’s thinking is thoroughly oriented to the abstract, and he has carried this abstract thinking into his psychology. I would like to examine Herbart’s psychology with you by means of a simplified example. We know that in human nature three basic forces are at work: Thinking, Feeling and Willing. We know that the health of the human soul depends upon the appropriate development of these three basic forces, upon each of these basic forces coming into its own. What in Herbart’s philosophy develops these basic forces? Herbart is really of the opinion that the entire soul life first opens in the conceptual life—feeling is only a conceptual form for him, as is willing, endeavoring, desiring. So you hear from Herbart's followers, “If we try to drink water because we are thirsty, we do not actually desire the real substance of the water. Rather, we try to rid ourselves of the idea that thirst causes in us and to replace it in our soul with the idea of a quenched thirst. Thus, we do not desire the water at all. Instead, we desire that the idea of thirst cease and be replaced with the idea of quenched thirst. If we desire a lively conversation, we do not actually desire the content of this conversation. Rather, we long for a change in our present ideas and are really trying to obtain the idea that will occur through a lively conversation. If we have a desire, we do not have it as a result of basic forces at work in our soul. Rather, we have the desire because a particularly pleasant idea easily arises in our consciousness and easily overcomes the opposing inhibitions. This experience is desire. The ideas cause everything. Everything else is, in truth, only what the activity of the ideas reveals.” We can say that the whole Herbartian way of thinking, and everything which has been built upon it—and more than you think has been based upon the Herbartian way of thinking—is permeated by an unconscious belief that the true life of the soul takes place in the struggle between restraint and support of ideas. In this way of thinking, what appear to be feeling and willing exist only as emotions of the life of ideas. We should not be confused that many modern people who are concerned with pedagogy oppose teaching and bringing up children in this way, and yet direct their efforts only toward the life of ideas. They say they oppose it, of course, but they do not act accordingly; they base everything they do on the thought, “Conceptual ideas are what matter!” The strangest thing we can experience today is the lives of people caught in such contradictions. People preach and lecture today that we should indeed look at the whole person, that we should be careful not to neglect the soul life, the life of feeling and willing! Yet, if we return to what is practiced, precisely those who talk so much about the development of feeling and willing, are the ones who intellectualize teaching and education. These people do not understand even themselves because what they say is so far from the subject and has become just empty phrases. We must look at these things intensely when we try to meet the demands of our cultural period, particularly regarding teaching and education. So, I now come to the main point! People say that the subject matter does not matter so much as the pupil. But, as I have already mentioned, they want to study the pupil with a science of education that uses the methods of an imbalanced science. However, they do not even come close through the superficially oriented science of the last centuries. They need a very different orientation to understand humans. This other orientation is sought by our Anthroposophically oriented spiritual science. We want to replace the superficial anthropology, the superficial understanding of humanity, with something that studies the whole person, the physical, emotional and mental essence. Certainly, today people emphasize, even literally, the mental and the emotional, but they do not understand it. People do not pay any attention at all to the fact that something like the Herbartian philosophy, particularly as it regards the soul, is quite intellectually based, and therefore, cannot be integrated into our cultural period. On the other hand, Herbart wants to base his work on philosophy. But that philosophy upon which he builds likewise ended with the period that concluded in the middle of the fifteenth century. In our time, a philosophy founded in spirituality needs to have room. Out of this new philosophy, the soul and spirit can be so strengthened that we can link them to what we learn through anthropology regarding the physical aspects of humans. For in our time, the knowledge concerning the physical aspects of humans is truly great, even though it barely mentions the soul. If you look at modern psychology with healthy common sense, you have to ask what you could really gain from it. There you will find disputes about the world of thinking, the world of feeling, the world of willing. But what you will find about these words, “thinking, feeling, willing,” is only word play. You will not become any wiser concerning the nature of thinking, feeling and willing if you search through modern psychology. Thus you cannot base a genuinely good pedagogy upon modern psychology. First, you must go into what is pertinent about the true nature of thinking, feeling and willing. To do that, the outdated scholastic spirit so prevalent in modern psychology is not necessary; what is necessary is a real gift for observing human life. What we observe today in psychology and in pedagogical laboratories appears to be efforts carried by the best of intentions. These efforts have nonetheless taken the direction they have taken because, fundamentally, the ability to pursue a true observation of people is lacking. Today most of all, people would like to put the developing child in a psychological laboratory and superficially study inner development, because they have lost the living relationship between people. A living way of observing is necessary for life, and it has largely been lost. Today people talk about the spirit and soul in much the way that they speak about external characteristics. If we meet a child, a person of thirty-five and an old person, we say, “This is a person, this is a person, this is a person.” Although the abstract idea of “a person” is often useful, a real observation distinguishes a reality in the end, namely, that the child will become a person of thirty-five years and that a person of thirtyfive will become old. True observation must be quite clear concerning the difference in this development. Now, it is relatively easy to distinguish a child from a person of thirty-five and from an elderly person. However, a true observation of such differences concerning the inner aspects of people is somewhat more difficult. Thus, in the present, we often become entangled in questions of unity and multiplicity that arise, for example, from the three aspects of the soul life. Are thinking, feeling and willing completely separate things? If they are, then our soul life would be absolutely divided into three parts. There would be no transition between willing, feeling and thinking, and, therefore, human intellect, and we could simply delineate, as modern people do so easily, these aspects of human soul life. For the very reason that we cannot do that, Herbart tries to treat thinking, feeling and willing uniformly. But he has biased the whole thing toward abstractions, and his whole psychology has turned into intellectualism. We must develop an ability to see, on the one side, the unity of thinking, feeling and willing and, on the other side, the differences between them. If, having sufficiently prepared ourselves, we now consider everything connected with human willing and desiring, then we can compare this willing with something that stands farther away in the life of the soul, namely, the intellect. We can ask ourselves, “How is the life of willing, the life of desiring, related to the intellectual life of concepts?” Slowly we realize that a developmental difference exists between willing and thinking, a developmental difference like the one that exists, for example, between the child and the elderly person. The elderly person develops from the child; thinking develops from willing. The two are not so different from one another that we can put them next to each other and say, the one is this, the other is that. Rather, they are different from one another in the way that developmental stages are different. We will first be able to correctly understand the life of the human soul in its unity when we know if an apparently pure desire, a pure willing that appears in the human soul, is a youthful expression of the life of the soul. There the soul is living in a youthful stage. If intellectual activity appears, if ideas appear, then the soul is living in the condition that presupposes an unfolding of the will, a development of the will. The life of feeling exists in between, just as the thirty-five-year-old person exists between the child and the elderly person. Through feeling, the will develops itself into intellectual life. Only when we grasp that willing, feeling and thinking, in their liveliness, in their divergence, are not three separate capacities of the soul, which Herbart resisted but which has never been properly corrected, do we come to a true grasp of human soul life. However, our observations indeed easily deceive us if we view the life of the soul from this standpoint. Our observations easily deceive us because in this life between birth and death we can never allow our understanding to remain fixed if we use a living awareness of life as a basis. Those who want to believe that life between birth and death proceeds so that intelligence simply develops out of the will, stand on quite shaky ground. We see how intelligence gradually reveals itself out of basic human nature in the growing child. We can only develop intelligence, including the intelligence developed through education, if we are conscious that what children experience after birth is the idea, the consequence, of their experiences before birth, before conception. We only understand what develops into will during life between birth and death if we are aware that people go through the Portals of Death into a spiritual life, and there further develop the will. We cannot really educate people if we do not take their total life into account. We cannot really educate people if we merely say to ourselves, “We want to develop what the future will need.” In saying this, we do not take the constitution of human nature into account. Every child, from day to day, from week to week, from year to year, reveals through its physical body what had developed in the life before birth, before conception. We will never gain a correct view of the will if we do not become conscious that what begins to appear as will is only a seed which develops in the physical body as in a fertile soil, but does not come to full fruition until we lay aside the physical body. Certainly, we must develop moral ideas in people. However, we must be clear that these moral ideas, embedded in the will as they are between birth and death, do not mean nearly as much as they seem, for their real life first begins when we leave this body. Modern people are still shocked that, to obtain a complete understanding of humanity, it is necessary to consider all that humans endure before birth and after death along with what presently lives in people. This is necessary if we are to achieve an integration of humans into the whole, including into the temporal world. If we do not include that, if we consider people the way modern anthropology considers them—only in their existence between birth and death—then we do not consider the complete person, but only a portion. We cannot educate this portion of a person for the simple reason that we stand before the growing child and try to educate something we don't understand. Characteristics want to develop according to the standards set by the experiences before birth, but no one pays attention to that. We cannot solve the riddle of the child because we have no idea about what is in the child from the life before birth, and we do not know the laws of development that first unfold when the child has gone through death. A main requirement of modern education must be to work out of a science that takes the whole person into account, not one that claims to see the pupil instead of the subject matter, but sees only a faceless abstraction of the person. What we will use as the basis of the educational system is truly not one-sided mysticism, but simply a full observation of all of human nature and the will to really comprehend the whole person in education. If we tend, as Herbart does, toward the one-sided development of the intellect, then the formation of willing and feeling must remain untrained and undeveloped. In this case, we would believe that through the acquisition, creation and development of certain ideas, we can call forth the restraint and support of the ideas he speaks of when he speaks of feeling and willing. We cannot do that; we can only develop the outdated will, that is, through an intellectual education we can only develop intellectualism. We can develop feeling only through a relationship that itself arises out of a genuine rapport between teacher and pupil. We can develop the will only by becoming conscious of the mysterious threads that unconsciously connect the pupil and teacher. Creating abstract principles of education for the development of feeling and willing can lead to nothing if we disregard the necessity of permeating the teachers and instructors with characteristics of mind and will that can work spiritually—not through admonition, that is physical—on the pupil. So, too, we must not build the educational relationship one-sidedly on intellectualism. It must depend wholly upon the person-to-person relationship. Here you see that it is necessary to expand everything that is connected with education. We must, therefore, take into account that the intimate relationship between teacher and pupil can be formed, thus raising the statement, “We should not simply pass on information, we should educate the pupil,” above the empty phrase. We can do this only if we become conscious that, if this is the goal, the teacher’s life cannot depend upon political or economic whims. It must stand on its own two feet to work out of its own impulses, its own conditions. The leaders of modern society only vaguely feel what Anthroposophy and the realm of the Threefold Social Organism assert. Since these leaders of modern society uncourageously shun the thought of allowing themselves really to grasp life, to grasp it in the way striven for through anthroposophically oriented spiritual science, they are also unable to recognize, even with all good will, the full nature of human beings. They cannot bring themselves to say, “We must base the educational system in particular upon a real recognition and a real experiencing of spiritual impulses.” It is interesting to see the leaders agonizing their way through modern culture toward a freeing of the educational system. It is interesting to see how they are unable to free themselves, because they really do not know what to do; they live in contradiction because they want reform through a science founded upon outdated concepts. I have a book in front of me, entitled Entwicklungs-Psychologie und Erziehungswissenschaft [Developmental psychology and pedagogy], by Dr. Johann Kretzschmar, who actually wants to do something new in instruction, who feels that instructional methods do not really fit the social mood of the times. Let’s examine something characteristic about this man. He says:
What does this man feel, then? He feels that administrative activity, however much it may be a state function, cannot extend so far into education that there is only an administrative knowledge, with too little understanding of human nature, in the impulses of the instructors and teachers. He would like to see administration replaced with what we can learn scientifically about human nature. Therefore, from a vague feeling he says:
The influence of the faculty on educational legislation will quite certainly be the greatest when the teachers themselves make the laws concerning education in the self-administered cultural realm of the Threefold Social Organism. You see in all this a dull movement toward what only the impulse of the Threefold Social Organism has the courage to really want to implant in the outside world. The best of modern people recognize the need for what the impulse of the Threefold Social Organism wants. But, the stale air of today’s public life constricts the spiritual breathing of these modern people. They never complete their thoughts because prejudices weld everything together in the unified state. And so, one can read that the legislation
People wonder, “Yes, why shouldn't the teachers be able to do all this?” As I just said, they do not sense the free breath that permits free cultural life. The enfeeblement of thought in the old unified state has brought people so far that they don't even think about what an absurdity it is to want the state to first order, then protect and support what the cultural members of the social organism should manage. Isn't the idea that the teacher “should be protected and supported by the state” so typical? That is the same as saying, “We don't dare to bring about this condition which would be so desirable; we want to be forced.” But the motivation does not come. For on that side from which we should expect it, exists no understanding—obviously, quite justifiably—for what really should happen.
Yes, it really does lie in the direction of historical development, but for it to be healthy, historical development must take a course different from the one that it is now on. Consider, for instance, a plant that, in the sense of Goethean metamorphosis, would only produce green leaves, never going on from the green foliage leaf to the colored flower leaf. Such a plant would never reach the goal of its development. In a similar sense, we must take account of the fact that historical development cannot always continue in the same way, but rather that one stage of development must supersede another.
Here Kretzschmar understands that the state will find it increasingly more necessary to pay attention to education. Yet, we shall not hear directly from an institution that can be developed out of the school system itself; rather, the state should do it. Then he points out that the state can also give orders. Thus, what in our time actually demands to develop freely and independently is to be curtailed. There is something particularly interesting in this book. Obviously a person as well-intentioned as Kretzschmar is will also be aware that we must change teacher training. He notes that in the schools of education, not everything is as he would like to have it. He notices it, and says that there is much that we must change. He notes that the universities treat pedagogy as a secondary subject, but pedagogy includes much that, in his opinion, should not be treated in a subsidiary fashion. Rather, we must integrate it into the universities as an independent department. Now, he thinks, the four schools have already been augmented. The School of Natural Science has been formed out of the School of Philosophy, the School of Political Science has been formed out of the School of Law. He wonders if it would be possible to expand one of these schools to include Pedagogy. There are universities today that, along with the four main schools—that is, the Theological, Philosophical, Medical and Law Schools—also have Political Science and Natural Science Schools. Kretzschmar thinks that the creation of an independent School of Education could lead to all kinds of problems. With which school could Pedagogy be joined? It is so characteristic that he concludes that it is most appropriate to join Pedagogy with Political Science and create a new School of Political-Educational Science! You see, so great is the pressure working on people that everything should emanate from the state, that such an enlightened man as this believes it best to make pedagogy a part of political science. I have said it here before: people continually strive to be not what they are by nature, but what they can be through the blessing of the state. They are not to be free citizens, but people somehow included with their rights in the state. People strive to be members of the state. That fulfills the thought, “People must be educated so that they may become good members of the state.” Where should we better place pedagogy than as a part of political science? It is interesting that a man who has such completely correct feelings concerning what should happen, draws such opposite conclusions from his premises than you would think. Today I have characterized the resistance against which we will have to struggle if we are to create a school such as the Waldorf School is to be. It goes against the thoughts of people, even the best people. It must oppose them, for otherwise it would not work in the direction of future development. We must work in the direction of future development, particularly in the areas of culture and education. We have no desire to create a school with a one-sided philosophical viewpoint. Anyone who believes that we wish to form an “Anthroposophical school” or spreads that idea, believes or spreads a malignment. That is not at all what we want, and we will prove it. If people try to meet us as we try to meet everything, then religious instruction in the Waldorf School for Protestant children will be taught by the local Protestant minister, Catholic instruction given by the Catholic priest, Jewish by the rabbi. That is, we will not engage in propagating any particular point of view. We do not want to bring the content of Anthroposophy into our school; we want something else. Anthroposophy is life, it is not merely a theory. Anthroposophy can go into the formation, into the practice of teaching. Insofar as Anthroposophy can become pedagogical, to the extent that, through Anthroposophy, teachers can learn skills to teach arithmetic better than it has been taught, to teach writing, languages, geography better than they have been taught, to the extent that a method should be created for this school through Anthroposophy—to this extent we strive to bring in Anthroposophy. We aspire to methodology, to instructional reform. That is what will result from a true knowledge of the spiritual. We will teach reading, we will teach writing, and so forth, in a manner appropriate to human nature. Thus, we can turn our backs on what people will probably insinuate, that through a school we want to subject children to anthroposophical propaganda. We do not want that. For we know quite well that already the resistance we need to overcome is nearly immeasurable. We will only strive to teach as well as it is possible to teach when enlivened by anthroposophical impulses. Thus it will not disturb us if we must meet certain demands that come from here and there, for example, that people designated by the confessions must give religious instruction for the different confessions. |
12. The Stages of Higher Knowledge: Inspiration and Intuition
Translated by Lisa D. Monges, Floyd McKnight Rudolf Steiner |
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The experience here is: The bright color-tones—red, yellow, and orange—are seen to fade away, and it is perceived how the higher world darkens through green to blue and violet; at the same time a waxing of inner will energy is experienced. Full freedom with regard to space and time is experienced; there is a feeling of being in motion. |
12. The Stages of Higher Knowledge: Inspiration and Intuition
Translated by Lisa D. Monges, Floyd McKnight Rudolf Steiner |
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[ 1 ] Just as imagination may be called a spiritual seeing, so may Inspiration be called a spiritual hearing. Of course, it must be quite clear that by the expression “hearing” is meant a perception still further removed from sensory-hearing in the physical world than “sight” in the imaginative (astral) world is removed from seeing with the physical eyes. It can be said of the imaginative world's light and color phenomena that the radiant surfaces and colours of sensory-objects are as if lifted from these objects and released from them to float free in space. But this gives only an approximate idea, for “space” in the imaginative world is in no way like it is in the physical. Whoever fancies that he has before him imaginative color-pictures when he is seeing freely floating coloured particles in ordinary space dimension is in error.—But the forming of such color representations is, nevertheless, the way to the imaginative life. Whoever tries to put a flower before his mind's eye, and then separates off from his picture everything that does not represent color, so that an image of the coloured surface, separate from the flower, is suspended before his soul, can gradually through such exercises arrive at an Imagination. This picture itself is not yet such Imagination, but is more or less preliminary fantasy suggestion. Imagination, that is, the real astral experience first exists when not only the color is wholly lifted apart from the sense impression, but when also the three-dimensional space has fully lost itself. That this is the case can be confirmed only by a certain feeling. This feeling is described by saying that one no longer feels oneself “outside” but “inside” the color-picture and has the consciousness of partaking of its coming into being. If this feeling is not there, if one remains standing before the thing as before a sense-bound color-picture, then one has to do, not yet with real Imagination, but with something of the fanciful. It should not be said that such fantasy pictures are wholly worthless. They can actually be etheric reflections—like shadows—of real astral facts. As such they have their own value in occult-scientific training. They can form a bridge to true astral (imaginative) experiences.—A certain danger lurks in the observation only if the observer does not fully apply his sound human judgment at this frontier between the sensible and the supersensible. It is not to be expected that an unfailing test can be given whereby at this frontier he can differentiate illusion, hallucination, and the fantastic from reality. Such a general rule would surely be comfortable. But comfort is a word that the occult student should strike from his vocabulary.—It can only be said that he who would acquire clarity of discernment in this sphere must already be intent upon it in the ordinary life of the physical world. Whoever takes no care in ordinary life to think sharply and clearly will fall a victim to all possible illusions on his ascent into higher worlds. It has only to be considered how many snares of everyday life beset sound judgment. How often human beings do not see in an unconfused way what exists, but rather what they crave to see! In how many cases do men believe something, not because they have discerned it, but because it is acceptable to them to believe! Or what errors arise because one does not go to the bottom of a thing, but forms a hasty judgment! All these reasons for deception in ordinary life might be multiplied indefinitely. What tricks are played upon sound judgment by partisan feeling, passion, and so forth. If such errors of judgment in ordinary life are disturbing and often disastrous, they are the greatest conceivable danger to the wholesomeness of the supersensible experience. No general rule can be given to the student for his guidance in the higher worlds, beyond the advice to do everything possible for his healthy power of discernment and for his sound, independent judgment. [ 2 ] When the observer in the higher worlds once knows what Imagination really is, he soon acquires the conviction that the pictures of the astral world are not merely pictures, but manifestations of spiritual beings. He comes to know that these imaginative pictures have reference to spirit or soul being just as do sensory colours to sensory things or beings. In particular, he will, of course, have yet much to learn. He must learn to discriminate between color formations that are opaque and those that are quite transparent and in their inner nature clear and radiant. In fact, he will perceive formations that seem to be continually producing their color-light anew from within, and that therefore are not only fully illuminated and transparent, but are forever radiating light from within. He will link the opaque formations to lower beings, the clear, luminous ones to intermediate entities; the inwardly radiant ones will be for him manifestations of higher spiritual beings. [ 3 ] If we would arrive at the truth about the imaginative world, we must not form too narrow a concept of spiritual sight, for in that world there are not mere light and color perceptions, comparable to the sight experiences of the physical world, but also impressions of heat and cold, of taste and smell, and still other experiences of the imaginative “senses” for which the physical world offers no likeness. Impressions of heat and cold are, in the imaginative (astral) world, revelations of will and intention on the part of soul and spirit beings. Whether such a being aims at good or evil comes to light in a definite effect of heat or cold. Astral beings can also be “tasted” or “smelled.”—Only what constitutes in the actual sense the physical element of tone and sound is almost wholly lacking in the real imaginative world. In this connection absolute stillness prevails there. But instead, for the progressing spiritual observer, there is offered something quite different, comparable to tone and sound, to music and speech, in the sense world. This higher element steps in when every tone and sound from the outer physical world is wholly hushed; indeed, when even the faintest inner soul echo from this sphere of the outer world is silenced. Then there occurs for the observer what may be called an understanding of the significance of the imaginative experiences. If we were to compare what is now experienced with something in the physical world we could only come near to explaining the matter by referring to something that does not exist at all in that world. Let it be supposed possible to perceive the thoughts and feelings of a human being without hearing his words with the physical ear; such a perception might be comparable to a direct comprehension of the imaginative element referred to as “hearing” in the spiritual sense. What “speaks” are the color and light impressions. In lightings-up and dimmings-down, in the color metamorphosis of images are revealed harmonies and discords that unveil the feelings, representations, and thought life of soul and spirit beings. Just as tone becomes speech in physical man when thought is imprinted in it, so do harmonies and discords of the spirit world grow into manifestations that are definite thought entities. To this end, darkness must fall upon that world if thought is to be revealed in its immediacy. The experience here is: The bright color-tones—red, yellow, and orange—are seen to fade away, and it is perceived how the higher world darkens through green to blue and violet; at the same time a waxing of inner will energy is experienced. Full freedom with regard to space and time is experienced; there is a feeling of being in motion. Certain linear forms and shapes are experienced. These are not experienced as though seen to be drawn before one in any spatial expanse, but rather as though in continuous movement every single curve, every form, was followed by the ego. In fact, the ego is at once felt as the draughtsman and the drawing material. Every linear direction, every shift in position, is at one and the same time an experience of this ego. The ego stirred to motion is recognised to be bound up with the world's creative forces. The laws of the world are no longer something that the ego perceives outwardly, but a truly miraculous fabric that it is helping to weave.—Occult science designs all kinds of symbolic drawings and pictures. When these really correspond to fact and are not mere invented figures, they are based on the observer's experiences in higher worlds, which are to be viewed as described above. [ 4 ] So is the world of Inspiration placed within the Imaginative world. When the Imaginations begin to unveil their meanings in “silent speech” to the observer, the world of Inspiration arises within the Imaginative world. [ 5 ] Of that world that the spiritual observer penetrates in this way, the physical is a manifestation. Whatever of the physical world is accessible to the senses and the sense bound intellect is only the outer side. To cite a single example, the plant as observed with physical senses and physical intellect is not the whole plant being. Whoever knows only this physical plant resembles a being who might be able to perceive the finger nail of a man, but to whom the perception of man himself would be inaccessible. But the structure and being of the finger nail is understandable only when explained by the whole nature of man. Thus in truth the plant is comprehensible only when one knows what pertains to it as the whole human nature relates to the man's fingernail. But what is related to the plant cannot be found in the physical world. The plant is related to something fundamental that can only be unveiled by Imagination in the astral world, and, further, to something that will be revealed only through Inspiration in the spirit-world.—Thus the plant as a physical organism is the revelation of a being comprehensible by Imagination and Inspiration. [ 6 ] From the foregoing it is evident how for the observer of higher worlds there opens up a path that has its beginning in the physical world. Namely, he can start from the physical world and from its manifestations rise to the higher being sustaining them. If he starts from the animal kingdom, he can rise by this means into the imaginative world; if he takes his start from the plant world, spirit observation will lead him through Imagination to the world of Inspiration. If this path is taken, within the imaginative and inspiration worlds will soon be found beings and facts not at all revealed in the physical world. It must not, therefore, be believed that in this way acquaintance is made only with those beings of the higher worlds that have physical manifestations. Whoever has once entered the imaginative world comes to know a multitude of beings and occurrences of which the observer of what is merely physical has not the slightest inkling. [ 7 ] Now, to be sure, there is another way. It does not take its start from the physical world. It makes man directly clairvoyant in the higher regions of existence. For many persons this method might have more power of attraction than the one above indicated. But for our life-conditions only the ascent from the physical world should be chosen. It requires of the observer the self-renunciation that is necessary if he is first of all to examine the physical world around him and accumulate knowledge and, especially, experience. In any case, it is the method best suited to our present-day cultural conditions. The other way presupposes the prior acquisition of soul qualities extremely hard to attain under modern life-conditions. Even though such soul qualities have again and again been stressed with full sharpness and clarity in past writings, still most people have no idea at all, or at most, an inadequate one—of the degree to which these qualities (for example, selflessness and devoted love ) must be acquired for attainment of the higher worlds without starting from the firm ground of the physical. If anyone should be awakened in the higher worlds without having attained the requisite degree of the corresponding soul qualities, the result must be unspeakable misery. Now it must not be believed, however, that the soul qualities characterized above can be dispensed with by one making his start from the physical world and its experiences. To believe this would also be an error of serious consequences. But such a start allows for the gradual acquisition of these qualities in the measure, and above all in the form, possible in our present life conditions. [ 8 ] Another thing comes into consideration in this regard. If the start is made in the way indicated from the physical world, a living connection is retained with this physical world in spite of the ascent into higher worlds. A full understanding continues for all that happens in it, and the full energy to work in it. Indeed, this understanding and energy increase in a most helpful way just through the knowledge of the higher worlds. In every realm of life, even in what seems most prosaically practical, the knower of the higher worlds will work better and more usefully than the non-knower, provided he has preserved the living connection with the physical world. [ 9 ] But whoever is awakened in the higher spheres of existence without starting from the physical world is only too readily estranged from life; he becomes a hermit, confronting his contemporaries without understanding or sympathy. Indeed, it even happens that people of incomplete development in this respect—not, of course, those with perfect development—look down with a certain disdain upon the experiences of the physical world and feel themselves superior, and so forth. Instead of their sympathy toward the world being heightened, such people become hardened, self-seeking natures in the spiritual sense. The temptation to all this is truly not slight, and those striving for the ascent into the higher worlds may well pay attention to it. [ 10 ] From Inspiration the spiritual observer may rise to Intuition. In the manner of expression of occult science this word denotes in many respects the exact opposite of that for which it is often used in ordinary life. In the ordinary sense intuition is spoken of when one has in view a notion dimly felt to be true, which still lacks clear, conceptual definition. A preliminary step toward knowledge, rather than knowledge itself, is seen therein. An idea of this nature may—according to that definition—illuminate a great truth like a flash of lightning, but it can first have value as knowledge when founded on conceptual judgment. Sometimes also intuition designates something “felt” as truth, of which one is fully convinced, but which one will not weigh down with intellectual judgment. People who become acquainted with spiritual-scientific knowledge, often say: That was always clear to me “intuitively.” All this must be put entirely aside if the term Intuition is to be kept in view in its true significance meant here. In this application Intuition is not a mode of cognition which with regard to clarity lags behind intellectual knowledge, but one that far surpasses it. [ 11 ] In Inspiration the experiences of the higher worlds speak their meaning. The observer lives in the qualities and actions of the beings of these higher worlds. If, as described above, he follows with his ego a lineal direction or the shape of a figure, he knows that he is not within the being itself, but within its qualities and functions. Already in imaginative cognition he has, indeed, experienced the feeling of being not outside, but inside the color-images; but he knows no less clearly that these color-images are not in themselves independent beings, but the qualities of such beings. In Inspiration, he is conscious of his becoming one with the deeds of such beings, with the manifestations of their will; in Intuition, for the first time, he merges his own self into that of self-contained beings. This can happen in the right way only if the emergence takes place, not by the effacement, but by the complete maintenance of his own being. Any “losing of oneself” in another being is bad. Therefore only an ego fortified to a high degree within itself can without damage plunge into another being.—Something has been grasped intuitively only if the feeling has arisen with regard to it that in it there is expressing itself a being of the self-same nature and inner content as one's own ego. Whoever examines a stone with his outer senses and seeks to understand its peculiarities with his intellect and by the usual scientific resources comes to know only the outer aspect of the stone. As spiritual observer he proceeds to imaginative and inspired knowledge. By dwelling within Inspiration he can come to an additional feeling. This may be characterized in the following way by a comparison. Suppose one sees a man on the street. To begin with, he makes a fleeting impression upon the observer. Later one becomes better acquainted with him; then comes the moment when one becomes such a friend that soul opens itself to soul. The experience goes through when the veils of the soul fall thus away and one ego confronts the other, is comparable to that when, to the spiritual observer the stone appears solely as an outer manifestation, and he advances to something related to the stone as the fingernail to the human body, and which lives itself out as an ego like one's own ego. [ 12 ] That kind of knowledge that leads into the “innermost nature” of beings is first attained for man in Intuition. In the discussion of Inspiration, mention has been made of the transformation the spiritual observer's inner soul constitution must undergo if he wishes to arrive at this mode of cognition. In this connection it has been stated that, for instance, an incorrect conclusion must extend its effects not only to the intellect, but to the sensing nature, that it must cause grief, pain, and the observer must systematically cultivate such inner experience. Of course, as long as this pain springs from the sympathies and antipathies of the ego, and from partisan attitudes, the preparation for Inspiration cannot be considered adequate. Such involvement of the soul is far removed from the inner sympathy that the ego must feel for the pure truth—as truth—if it would arrive at the proclaimed goal. If cannot be too strongly emphasised that all forms of interest that prevail in ordinary life as pleasure and pain in relation to truth and error, must first be silenced, and then a totally different kind of interest, wholly without self-seeking, must enter in if anything is to be done for cognition through Inspiration. This one quality of the inner soul life is, however, but one means of preparation for Inspiration. There is an unlimited number of others that must be added to it, and the more the spiritual observer refines himself with regard to what has already served him for Inspiration, the better equipped he will be to approach Intuition. |
32. Collected Essays on Literature 1884-1902: John Henry Mackay's Development
10 Jun 1899, Rudolf Steiner |
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And truly, it is no less worthy to express humanity's deepest thoughts and feelings than the inclination towards women or the joy of the green forest and the singing of birds. We see the creator of the great cultural painting “The Anarchists” growing in the volume before us. |
32. Collected Essays on Literature 1884-1902: John Henry Mackay's Development
10 Jun 1899, Rudolf Steiner |
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ISince the publication of his poem “Sturm” in 1888, John Henry Mackay has been called the “first singer of anarchy”. In his book “Anarchisten” (1891), which describes the social currents of the late 19th century in a way that is more transparent, comprehensive and based on a deep knowledge of the cultural factors of our time than any other book, he emphasized that he was proud of this name. And he has every right to be proud of it. For through him, the world view that is capable of freeing man from the fetters that prejudice and violence have imposed on him for thousands of years has found its poetic expression. What it means that he has put his poetic power at the service of this world view can be seen from the words with which he introduces his “cultural portrait from the end of the century: The Anarchists”. “In no other area of social life is there such a hopeless confusion, such a naive superficiality, such a dangerous ignorance as in the area of anarchism. The mere uttering of the word is like waving a red flag - in blind rage, most people rush at it without taking the time to calmly examine and consider it.” The anarchist's conviction is nothing other than that one person cannot rule over the thoughts, desires and feelings of another, that only a state of communal life can be fruitful in which each person is able to determine the direction and goal of his or her own actions. Until now, everyone thought they knew what was good for everyone in the same way. And they wanted to organize community life in such a way that the “ideal of man” that they had in mind would be achieved. But how can Hinz know whether it is right for Kunz to realize the “ideal of man” that Hinzianism considers to be the “truly ideal”? Religion, the state, laws, duty, justice, etc. have come about because Hinz believed he had to tell Kunz how he – Kunz – could achieve his goal. Hinz has thought of everything for Kunz, except for one thing: that if Hinz shows Kunz the way to his happiness, he takes away from Kunz the opportunity to take care of his own happiness. But that is precisely what anarchism wants to do: to make Hinz realize that he will best take care of Kunz if he lets him be happy in Kunz's way, not Hinz's. J. H. Mackay has given this view a beautiful expression in the poem “Anarchy” (on p. 444 of this collection):
It is sad that it has to happen: But it is necessary to say it again and again that true anarchism has nothing to do with the ridiculous behavior of those unfortunate and unclear fellows who seek to overcome the current social order by force. No, this “anarchism” is nothing more than the docile pupil of these same social institutions, which have always sought to make people understand their ideals of “religion, nationality, state, patriotism, law, duty, right, etc.” through inquisition, cannon and prison. The true anarchist is opposed to all measures of violence, even those that impudently claim the title of “anarchism.” True anarchism wants the same opportunity for the free development of the personality. And there is no greater restriction of the personality than to try to teach it by force what it should be. It is not my intention here to refute the objections of all the clever people who regard this avowal of the anarchists as a “pious belief” and point out that the whole of political economy demonstrates the refutation of this belief. Anarchism has a large body of literature that builds its economic foundation better than the advocates of state socialism or any other form of socialism are able to do for theirs. One need only read Tucker's excellent writings to be convinced of this. But it is not the foundation of true anarchism that interests me here, but J.H. Mackay's position within it. It is a stroke of luck of the first magnitude that this anarchistic world view has found a singer in Mackay. It may be left to future ages to judge what the enthusiastic and inspiring poems of this man have contributed to the world view of the future. But it behooves us to say that this man, who has undergone difficult and rare struggles to rise to the anarchist confession, should not be taken one-sidedly as a “poet”. John Henry Mackay is a cultural factor within the current development of the European intellectual life. And he has every right to say of the volume of his poems under discussion here: “More than once a sentimentality, a self-deception, an exuberance has elicited a smile from me as the pen went through the pages, changing a word here and there - but always only a single one on purpose - into another. But this volume represents a development, and for that very reason, arbitrary gaps should not be torn into its independently created structure, quite apart from the fact that it was the desire to give a complete picture of this development that this edition owes its existence to in the first place. Therefore, the stronger may try to hold the weaker or the one may fall with the other – in any case, the claim should appear fair to the discerning: that a whole person may demand to be taken as a whole.» In a future essay, I will show to what extent this statement is justified, especially in the case of J. H. Mackay. IIIt is the energetic struggle of a strong personality that is expressed in J. H. Mackay's “Gesammelte Dichtungen”1 We are confronted with the noble sensibilities of a man who can only be satisfied when he has reached the height of human existence, where he can feel his own worth as clearly as possible. The highest nobility of the human soul does not lie in a humble, devoted attitude. It lies in the proud awareness that one cannot place oneself high enough. People with such a consciousness feel the great responsibility that the personality has towards itself. They do not want to omit anything that is suitable for developing all the wealth of their talents. For them, human dignity consists in the fact that man must give himself his own value, his own meaning. Humble, devoted natures seek an ideal, a deity that they can worship and adore. For they feel, by their very nature, small and want greatness to be given to them from outside. They do not feel that man is only the pinnacle of nature when he makes himself into one. Their estimation of the world is not the highest. Those who choose a hero “to whom they work their way up the paths to Olympus” ultimately value existence as being of little worth. Those who feel the obligation to make the most of themselves so that their essence contributes to the general value of the world, value it more highly. This obligation is the source of the self-respect of noble natures. And it is also the source of their sensitivity to any foreign intervention in their own self. Their own self wants to be a world unto itself so that it can develop freely from within. Only from this sacred regard for one's own personality can the esteem for the foreign ego also arise. Those who want the possibility of free development for themselves cannot even think of interfering in the world of the foreign personality. And with that we have given the anarchism of noble natures. They strive for this world view out of inner, spiritual necessity. We follow the path of such a nature in J. H. Mackay's poetry. Only people with a deep soul and fine sensibilities follow this path. It is their nature to see everything in its true greatness. That is why they are also allowed to seek the greatness of their own self. It is true that proud natures usually grow out of a sentimental mood of youth. That they become effusive when they express their feelings towards things. And this sentimentality, this exuberance, is a feature of Mackay's youthful poetry in abundance. But it would be a sad state of affairs for a youth that could not be sentimental, not exuberant. For in such a disposition of mind it is announced that man will recognize the true meaning of things in his later development. He who does not see things in their romantic splendor in his youth will certainly not see them in their truth later. The great things in the world will only escape us if our soul's eye is not attuned to their greatness. But such a disposition leads people in their youth to see things in a more ideal light than they really radiate. And when we can feel with Mackay when he says: “I do not love this youth. It was not cheerful, not free enough, not open enough,” we feel no less his other words: ‘But I have respect for it, for its tireless struggle, its silent self-confidence and its lonely struggle.’ It is precisely the exuberance of youth that gives him the right to feel self-sufficient today. A self-confidence that does not arise from such a disposition inspires us with little confidence. Only those who feel the need to see the world as something lofty and worthy of veneration will have the strength to seek the valuable within themselves. A sober youth will develop into a maturity that underestimates things; an exuberant youth will develop into a true appreciation of the whole world. This is how Mackay's later, self-liberated nature is foreshadowed in his youthful poetry. His descriptions of nature show his tendency to see things in the light of greatness. When he sings of Scotland's mountains in his first poem, “Children of the Highlands”, it sounds like a demand of the later life ideal:
A poem such as “Über allen Wipfeln” seems to us to have been inspired by a true piety that has the need to be everything to the world that it can be. The poet wrote it during a visit to Ilmenau, in memory of the feelings that Goethe's soul experienced in the same place:
Anyone who can feel the greatness and beauty of the world in this way also has the full right to speak the words that we encounter in Mackay's “Storm” (1888) in later years:
Anyone who has been able to appreciate the world will also respect the part of the world that he himself is allowed to work on, if it is worthy of appreciation: his own self. The depth of Mackay's empathy with every human personality is demonstrated by the deeply moving poem “Helene”. It describes a man's love for a fallen girl. If you follow the human ego into such depths, you will also gain the certainty of finding it on the heights. The only thing that is justified about the belief in God is the human feeling that is inherent in it, which strives for a saint. Only a person who has the need for holy, pious feelings also has the right to atheism. Anyone who denies God only because he does not have the urge for the holy, his atheism appears stale and superficial. One must be capable of being pious, according to one's disposition: then one may be content with the de-divinized world. For one has not simultaneously eradicated the greatness of the world with the divine. What great religious sentiment lies in Mackay's poem “Atheism”.
We are born into a world that wants to sweep us away with its eternal waves. The thoughts and will of those who came before us live on in our blood. The ideas and power of those around us exert countless influences on us. In the midst of all the hustle and bustle around us, we become aware of our own selves. The more we manage to take the rudder of our life into our own hands, the freer we are. The man who presents us with his poems here strove for such self-liberation. And he considers it his good fortune that he has found himself:
This poem from the last part of the “Collected Poems” from the “Strong Year” expresses the attitude of a person who has found himself. It is from such feelings that a deep resentment of a social order arises that seeks the salvation of the world in erecting all possible barriers around man. The poet Mackay wages war with such an order, the noblest, bloodless war, which fights only with the one weapon that brings people to recognize their true nature. For such a war is nourished by the belief that people free themselves to the extent that they feel the need for their freedom.
Mackay may be quiet when others call him a poet of tendency, because as an artist he expresses a world view. Whose whole personality is so intertwined with this world view as his, he expresses it like another person expresses the feeling of love that he feels. For whoever has fought for a world view expresses it as his own being. And truly, it is no less worthy to express humanity's deepest thoughts and feelings than the inclination towards women or the joy of the green forest and the singing of birds. We see the creator of the great cultural painting “The Anarchists” growing in the volume before us. Those who want to get to know him, how he struggled to realize the ideas in which he sees the liberation of humanity, should reach for these “Collected Poems”. They will feel that clarity is born out of suffering and disappointment. But they will also see the great path of liberation that alone brings man the self-satisfaction that can establish his happiness.
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94. Theosophy Based on the Gospel of John: First Lecture
27 Oct 1906, Berlin Rudolf Steiner |
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Friendship, love, and religious feeling appear in green, blue, and blue-red; everything is in constant and intense motion while the etheric body is rotating. |
94. Theosophy Based on the Gospel of John: First Lecture
27 Oct 1906, Berlin Rudolf Steiner |
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In a series of lectures, we want to take in a general picture of the theosophical attitude and world view and that which can be considered the basis for our spiritual scientific work. And in doing so, we want to base these theosophical considerations on the Gospel of John. It will come about quite naturally that after a few lectures, light will be shed on the most remarkable piece of writing in the world. Because that is this Gospel of John. Today, let me point out what the Gospel of John actually is. First, we need to create a basis for understanding the profound first chapter. When you read the gospel, you can be edified by the grandeur of the images, but as a person of the present, you can no longer really grasp what this gospel actually means. In the past, it was considered a record of how the real Christ Jesus lived on earth and what actually happened in Palestine. In more Protestant and modern research, it was later believed that John's gospel seems to contradict the other three gospels. The first three, the Synoptics, were therefore summarized. The fourth gospel is not considered to be of equal value because it was written much later. It contains nothing historical, but is a kind of poetic rendering, a poem in which the writer has set down what he thought of the life of Christ Jesus. This is the point of view of the so-called believer of the present day. With a certain amount of justification, the famous theologian Bunsen said: “If the Gospel of John is nothing more than the poetic outpouring of an individual, then with it the whole of Christianity falls.” All this research is based on the inability of the last four to five centuries to even understand what is meant by the Gospel of John. Man and his views have changed, and today's man cannot imagine that the world can be viewed from a different point of view. What is really understandable to people today is sensory and intellectual knowledge. In the past, however, people still knew that there is another kind of knowledge. They knew that there are other senses and other sources of knowledge. Today's materialistic research is in stark contrast to the orthodox biblical believer with regard to this knowledge. This also applies to the Mosaic creation story. The believers take it literally, and modern research says: This can never be taken literally; we are dealing with long, long periods of time. The Bible believer and the natural scientist do not understand each other at all. They have sought a kind of compromise, trying to understand the whole story of creation allegorically, saying that it is only meant symbolically. How was the story of creation understood in church circles five hundred years ago? No one in the church originally said: this is what happened materially and visibly before our very eyes. To the medieval theologian, that would have seemed grotesque. The idea that the seven days of creation were to be taken literally only came in through materialism. As a kind of lawful necessity, the materialistic world view swept over our earth, and the first thing this wave took hold of was religion. At first, it was not science that was grasped by the materialistic view, but the church. What used to be understood spiritually was now imbued with the materialistic attitude. Now science is fighting something that the materialistic world view has brought about. One example of this is the concept of the Lord's Supper. In the 12th century, the church was shocked when people began to understand the Lord's Supper as if wine could actually turn into blood and bread into the actual body. The spiritual teaching of transubstantiation was forgotten. nn So the spiritual meaning was lost bit by bit. The theologian of the 6th and 7th century still knew what was meant by the story of creation. When it says, “Adam fell into a deep sleep,” it refers to a dream vision through which Adam experienced the seven-day work as an astral process. What happened in the distant past could no longer be grasped by the senses. But those who saw with their soul could grasp it in a higher spiritual state. But it then appears to them in images. So it was astral images that Adam saw in his dream during the seven days of creation; he looked back at the original world from which he came. Thus, the religious documents were attributed to higher sources of knowledge. The fight against the Bible is based on misunderstandings. To take the Gospel of John literally in a materialistic sense is to misunderstand it. This is not to say that it should be taken symbolically. What is written in the Gospel of John cannot be experienced in this physical-sensual world any more than the work of the seven days, the story of creation, but only in a different state of consciousness. The author of the fourth Gospel describes what he perceived not within but outside of the physical body, in a different state of consciousness. The other three Gospels can still be taken literally, but the Gospel of John cannot. It is more true than true; it contains the deepest truth of Christianity. It sees the center of world evolution in Christ Jesus. For John, the Christ hidden in Jesus is an outstandingly high personality that can only be understood by soaring to a higher level of knowledge. To understand what is alive in the Gospel of John, it is necessary to recognize the deepest secrets of existence. To understand the human being and the leader of humanity, one must grasp the essence of the cosmos. The Gospel of John begins with words that are based on the whole secret of the world. The most peculiar thing about these words is that they not only appeal to our understanding, but also have a magical mental effect. They give us a picture of how the human being and the cosmos are connected. The Gospel of John must be experienced. You have to take the first words as material for meditation, let them live within you. This is spiritual food for life. You have to say to yourself: This is material for me to live with for five minutes a day. These words will open your spiritual eyes and ears; you will experience the magical power of these words, which are forces, and you will experience them in astral images. Let me bring you closer to the soul of what the writer of the Gospel of John felt as an impulse, what he wanted to say. At first he was one who was a newborn according to his soul, one who had been awakened by the power of the insights that lie in the sentences: |
That is the first part of the meditation. And this is the second part:
If you take the values of these words, not just their literal meaning, then they have infinite value. For example, it should read: “It came to the I-people” - instead of: “He came into his own.” If you read these words, you have a brief outline of the theosophy of John and that which we also teach. So let us try to understand the very first words. To do this, a brief overview of the basic concepts of theosophy is necessary. There are entities that are above human beings and no longer need a physical body. These are: the angels, the archangels, the first causes or causes, authorities, powers, dominions, thrones, cherubim, seraphim. Verse 1: “In the first causes was the Word, and the Word was made life, and because it was creative, it was a god.” Everything, absolutely everything is the crystallized Divine Word, the spoken Word. Now man has the Word; later he will bring forth his own through the Word. The Primordial Beginnings are the entities that were already at the stage at the beginning of the evolution of the earth at which man will arrive at the end of the evolution of the earth. Because John was able to feel this impulse, he had experienced in great astral visions what is contained in these sentences. But that was only the second thing in his soul, the first was the awakening of these powers. The third was now the following. We will try to understand it with an example. For example, you have a dream one night; it shows you a person you have never seen before. The dream gives you the certainty that you are not indifferent to this person; after a short time you will meet him. — This is how John felt about the experience of Christ. He had had astral visions in a dream state of what became history in Palestine. What his experiences were in higher worlds, his visions, then became experience in earthly life. The meditation would be done in such a way that one morning a person begins to let the first words of the Gospel of John run through his soul every day. After months, after years, after decades he will experience something in his soul of what is contained in these words. The translation of these words is important: “It came as far as the ‘I’ people, but the ‘I’ people did not accept it.” If you go through these words, you will have a brief outline of theosophy in the Gospel of John: the theosophy that we teach. Hence its tremendous effect. Only those who first awaken these soul-spiritual powers within themselves will experience this. Try to understand the very first words of the Gospel of John. To do this, a brief overview of the most elementary concepts of Theosophy is necessary. Let us try it by starting from the bottom. If we look at the human being as he stands before us today, we can say that what we know something about today is the physical body, one limb only of the human being. Even the physical human body is permeated by other higher aspects of our being; that is why it looks as it appears to us now. If it were not permeated by other aspects of our being, it would be just a physical apparatus, with nothing moving it from within and nothing hurting it. Only the physical eye is like a physical apparatus. You must vividly keep in mind the possibility that man grows and that something hurts him, then you will recognize how the physical body is permeated with two other entities: one makes man grow, reproduce and nourish himself; this is done through his etheric body. The other is that he feels, that he has urges, desires and passions that come from his astral body. In order for the physical body to grow, it needs the etheric body. In order for it to feel, it needs the astral body. | Hydrogen alone cannot represent water; it needs oxygen to do so. If hydrogen and oxygen separate again, we no longer have water; the connection is necessary here as well as there. If the human being is separated from his two other bodies, the physical body will immediately decay. The sentient body, etheric body and physical body, these three elements of being go down to the animal. Man shares his physical body with the earth, the mineral; his ether body with the plants, and his astral body with the animals. We can also say: everything that requires growth and reproduction resides in the ether body; instincts, desire and pain sensations reside in the astral body. At death, the physical body remains behind, the etheric and astral bodies initially remain together, and soon the etheric body also separates from the astral body. In sleep, the human being is literally a plant in the fullest sense: his body is still kept going only by the vegetative life, the etheric body. Normally, a person is unconscious and without will or desires when asleep. The few who retain their consciousness during sleep are the exceptions among humanity; they already represent a state that all people will reach in the future: they are the predisposed, predestined leaders and prophets of humanity. How are dreams possible? How do they come about? There is a hidden potential in the astral body. When this ability is fully developed, consciousness arises. To the physical body, to the etheric and astral bodies, one more is added. There is a word that differs from all others because it can only be said to oneself. It is the word “I”. This fact is of the utmost importance. Jean Paul's story gives us a beautiful example of the significance of this word. He describes how, as a very young boy, he stood under the door of his parents' house when suddenly the realization flashed through him: I am a self! It is a process in the hidden sanctum of the soul that pure natures feel particularly strongly as a mystery. The scope of this mystery was felt by the priests and sages of all times. It also underlies what the ancient Hebrews called the unspeakable name of God. The high priest would say the word “Joph” once a year to express the sound of the unspeakable. Joph is the “I”. Together with the bodies mentioned above, the “I” forms what is known as the Pythagorean tetrad. The clairvoyant can see the higher bodies while fully conscious. It is a different matter with hypnosis. In this state, the hypnotized person sees what the hypnotist wants. The hypnotized person is subject to positive or negative suggestion, depending on whether they are led to believe that something is really there, that they feel something, for example, the sweet taste of a pear while biting into a potato, or that something is not there, for example, no people, no objects in the room, and so on. This last state can be consciously brought about to make the etheric body visible. It is a higher kind of attention. Through a strong volitional act, you suggest the physical body away and then convince yourself that the space previously occupied by the physical body is not empty, but filled with a magnificent light substance, not comparable to anything earthly. In the heart and lung area, you can see wonderful movements of this light substance. This is the etheric body of the human being. The consciously clairvoyant person sees the etheric body protruding a little above the human body. In the case of horses, it protrudes much further. The third thing that the clairvoyant can see, even if the etheric body is suggested away, is the astral body, which then appears as an elliptical cloud. There you can see the instincts and desires in the form of colored light formations, the bright yellow of developed intelligence and clear thinking, and the beautiful blue of piety and selfless sacrifice. In addition to these three phenomena visible to the clairvoyant, there is a fourth one that is formed very differently in all people. In the space behind the bridge of the nose, one sees in the astral body a kind of hollow sphere of bluish color, similar to the core of a flame of light that appears blue through the yellow light envelope. In the undeveloped human being it is a small bluish oval; in the developed human being it appears as a blue glow. Friendship, love, and religious feeling appear in green, blue, and blue-red; everything is in constant and intense motion while the etheric body is rotating. If we now ask ourselves under what influences these four components of the human being have formed, the answer is that the physical body, which only reflects the life of the earth, is composed of the forces of the earth. The earth has an influence on it. The etheric body, like plants, depends not only on the earth but also on the sun; it strives towards the sun. Our astral body, however, depends on the forces of the stellar world, hence its name. Paracelsus is quite right when he says: “There is nothing in heaven and on earth that is not also in man, and God, who is in heaven and on earth, is also in man.” During the night, man lives in the stars, in the forces from which he was built. During sleep, his astral body experiences the paths in which the stars move and hold. From this astral body, the body born of the stars, the ego is now born. What can be heard as the keynote of the movement of the stars in the universe is called the Pythagorean music of the spheres. This fundamental chord of the starry orbits and the universe, this tone is what the writer of the Gospel of John means when he speaks of the Word of the world. Thus, a first understanding of the deep mystical meaning of these words will begin to dawn on our consciousness. It will lead us ever deeper and deeper into the true occult meaning of this wonderful document. |
98. Nature and Spirit Beings — Their Effects in Our Visible World: Group Souls of Animals, Plants, and Minerals II
02 Feb 1908, Heidelberg Translated by Antje Heymanns Rudolf Steiner |
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What the plant shoots out onto the surface of the Earth, even if it is green, even if it is firm, can still be compared to the milk that is secreted by an animal. Indeed, it is as if the whole Earth organism sends out something like milk that is secreted by animals. |
98. Nature and Spirit Beings — Their Effects in Our Visible World: Group Souls of Animals, Plants, and Minerals II
02 Feb 1908, Heidelberg Translated by Antje Heymanns Rudolf Steiner |
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Certain facts that we come to know through Occult Science, show us that the world is becoming quite different through Theosophy or Occult Science. First, let us talk about how the different realms of nature, the world around us, is imbued with souls. Theosophy illustrates how the human being consists initially of four limbs—the physical body, the etheric body, the astral body and the Ego. Then there are also three higher limbs that are developments of these four. If we say that the mineral has a physical body in common with all of lifeless nature, and, in addition, plants have an etheric body, animals an astral body, and the human being has the “I am”, then this statement applies to our physical world. On the physical plane, when looking at a mineral even the most developed eye of a clairvoyant is not able to perceive anything apart from a physical body. When looking at a plant, a physical and an etheric body can be seen, and looking at an animal, in addition to these an astral body becomes visible; whilst looking at a human being all of these bodies and the “I am” can be seen in the physical world. Observation of these entities in the higher worlds reveals that the plant does not only have a physical and an etheric body, but it presents itself to us as quite a complicated entity. If we first examine the plant, we find it with its roots under the earth, and it sticks out of the earth with its stem and shoots out of this leaf by leaf. Looking with a clairvoyant eye at the astral world above the plant, we will see above it a glowing astral light that envelopes the blossom of the plant. If we were able to check the view from the Devachan world as well, we would find something curious. There the plant is as if enclosed by a sheath that extends to the centre of the Earth, where it has its top. In reality this is the whole plant. We can see these glow-lights in the astral world when we observe the entire plant cover of the Earth. The etheric body of the plant is a vital strength body. It has a very particular function in plant life. Its task is to push forth leaf by leaf in a kind of repetitive routine. If a plant only had an etheric body, it could never come into bloom. It would only sprout out leaf by leaf. The etheric body is the principle of repetition. We can also observe this in the human being, who consists of the physical body, the etheric body, the astral body and the “I”. Not all parts of the human body are equally participating in these four “limbs”. There are parts from which the astral body has withdrawn again. It no longer intervenes in some of these organs, as it has no strength there. It has withdrawn from the top of the head. There, only the etheric body is active with repetition—creating hair by hair repeatedly in the same form. At a different point, we can see how the principle of the etheric body passes into the principle of the astral body. The etheric principle is active in the vertebrae of the spinal cord. At the bottom end of the spinal cord the astral body intervenes and drives the vertebrae upwards towards the cavity of the head. The glow-light above the plant is also substantially astral but here it must be penetrated by the spiritual power of the Sun’s rays. Here, the power that borders and surrounds the plant is activated by the sunlight’s spiritual strength. The astral principle intervenes and transforms the etheric body’s principle—expressed in the repetitive sprouting out of the leaves—into the emergence of blossoms. Such an intervention by the astral is a hindrance. When we then follow the sheath of the plant into the interior of the Earth, we will find the Ego of the plant there. None should argue that not all plant-Egos would find space in the centre of the Earth. In the spiritual, the principle of permeability holds sway. All plant-Egos are together in the centre of the Earth. Seen from this perspective, the Earth appears to us not only as a globe in the universe, but also appears to be imbued with souls. The individual plants grow out of the Earth like the fingernails out of our organism. Inside the Earth, many plant-Egos are together. Not every plant has an Ego, but whole groups of plants share a common Ego. This is also the case with animals. There too whole groups share a common Ego. It doesn’t matter if a lion is in Africa and another one in a menagerie, they are the limbs of the one lion-Ego. Imagine your hand stretched through a screen. We must tell ourselves: an Ego must belong to those fingers. In this way all lions on Earth belong to one single Ego, all tigers on Earth belong to one tiger-Ego. All lions, all tigers are limbs of a common group-Ego. First of all, it is interesting to familiarise oneself a little with those animal-Egos. A person who observes the world from a materialistic standpoint believes that he only walks through material substances. But this is not so. The animal group-Souls, like the trade winds, are going around the Earth on the most diverse routes. They are circling around the Earth; they go through the spinal marrow of animals. The main characteristic of these group-Egos is the following: The astral plane has self-contained beings, only they do not possess a self-contained body. But, for example, an astral self-contained being belongs to all lions These beings form a population on the astral plane. The animal group-Egos are much smarter than the human-Egos—they are wiser. Every wise establishment that exists in the animal kingdom stems from the animal group-Egos. When we see birds flying in autumn towards the South, when we observe the beaver at work on his lodge, then we see the animal group-Egos at work. The individual beaver is not clever, but the beaver group-Ego is wise. When we reach such self-contained beings on the astral plane, we are entering a world of wisdom and intelligence. Essentially, it is just very good to communicate with these beings. They know much more than we do about the wisdom of the world. The plant-Egos are located in the centre of the Earth. If we visit them, we will learn there about the joy and pain of the plants. What the plant shoots out onto the surface of the Earth, even if it is green, even if it is firm, can still be compared to the milk that is secreted by an animal. Indeed, it is as if the whole Earth organism sends out something like milk that is secreted by animals. Plucking a plant causes a delightful feeling for the plant-Soul, similar to a cow’s feelings when the calf suckles on the udder. If someone empathizes with the plant-Soul, then he can share in the knowledge of all nature and feel with it. If we make ourselves confidants of the whole of nature, then our Soul will be tuned to also empathize with the other human beings. One learns to recognise that something like a whiff of well-being streams across the fields in autumn when the reaper scythes the fields, mowing down stalk by stalk and sheaf by sheaf. It is a wonderful observation to see that when the farmer mows, whiffs of delight are wafting across the Earth. However, if someone rips out plants by their roots, then he causes pain to the plant’s soul. What applies to our physical plane does not always apply to other worlds as well. Someone might pluck out their white hair because this appeals to his sense of beauty, but it still hurts. In the same way, it hurts the plant when it is ripped out by the roots, even though from the perspective of the physical plane one might think this is the right thing to do. We must not believe that we can prevent pain, even if we know that here or there pain is caused in nature. Now we have seen how the human being, by gaining insight into nature, learns to empathise with his fellow beings. The souls of the stones too feel pleasure and pain. When we observe a quarry and see how the workers blast stone by stone apart, then we could believe that as the stones are chipped off, this would cause pain to the rock. This is not the case. Whole streams of delight are splintering off together with the stones and pouring out of the quarry. If you take a glass of water and dissolve salt in it, the clairvoyant can see that at the dissolution of the salt whole streams of wellbeing are distributed. When the water cools down and the salt becomes solidified again, that causes pain. If we light a matchstick and burn something, then this causes a soul-being involved in the burning process to experience whole streams of inner delight. The light that streams through the universe distributes itself not only as a physical essence but with it streams of bliss are disseminated. The spiritual beings who live in the light enjoy sharing out the light—this is a feeling of bliss. They feel blessed by the streaming forth of the life in the light. In this way, we learn to know the whole world inwardly. If we thus gain more and more spiritual insights into the life that surrounds us, then indeed we will learn to know wonderful secrets of human evolution through this. Let us return to earlier times when Earth was at such a high temperature that all metals, all minerals, were dissolved. We can look back to a condition where everything was dissolved in warmth. At that time, the human being was connected to the Earth as a spiritual being. How has Earth in its present form become the setting for modern man? The substances of the Earth had to become firm and crystallise together. This process has been undergone on Earth. In the future, the Earth will go through this process in reverse. The Earth and all human beings will spiritualise themselves. For physical life to spiritualise means to disperse into its smallest parts. If after long periods of time a world-body has fulfilled its task, then by and by small parts of this world-body dissolve. There is an ongoing alternation between the conglomeration and the dissolution of matter. Already we can see from the radium that the Earth is beginning to scatter apart, to spiritualise. Starting with the beginning of the Earth’s evolution, we find the Earth in a fiery state, then the compression of matter into rock, the conglomeration. There the mineral-Souls had to experience pain. Only when the world-body once again approaches spiritualisation, then a feeling of pleasure and well-being will emerge through the fragmentation. The initiate has expressed this in profound words: St Paul said, “All creatures are sighing in pain, waiting to be adopted as children.”1 This means that they are waiting for the moment where once again everything will be transformed into spirit. In this way the intellect teaches us best to understand the religious scriptures again—then we will gain the right feeling for these texts. Today’s materialistic man who says, “We have finally made such magnificent progress,”2 doesn’t know anything about this evolution. Today, these Pauline words are often interpreted in an endlessly trivial way. But shivers of awe will once again penetrate the human being who looks at the Earth in this (Pauline) way. Not only our Earth, but all individual parts of the cosmos are not only physical worlds but are ensouled spiritual worlds. When the human being walks through the portal of death, he must spend some time in a purely spiritual world to then return to a new incarnation. Here on the physical plane, the human being manufactures his instruments, his tools, and so on. Is it the case that the soul-nature of man between death and a new birth is only busy with itself?—The soul is neither idle then, nor is it in a different world from our own. The beings who are experiencing this state are really all around us and are all working. Once the human being has died and reappeared on the surface of the Earth in a new incarnation, then he usually finds the Earth with a new physiognomy. You only need to realise how Earth is changing its face. Just think of how the climatic conditions, plants and animals, and cultural conditions are nowadays completely different from how they were at the time of Jesus Christ. When one really learns to know history, he knows how everything is changing on Earth. Who then changes the face of the Earth externally, physically? That which changes the Earth, is what we make ourselves in between death and a new birth, but certainly under the guidance of higher beings. Thus, the clairvoyant sees the plants continually buzzing with the souls of humans, who are preparing the bed for their new incarnation. Higher beings are directing this whole process. But we ourselves are participating in this conversion of the Earth. The human being himself is the worker, the modifier of the construction of our Earth. In this context, a wonderful life on this Earth comes together for us when we look at the Earth in its entirety. This is also how we recognise that we live under the guidance of higher beings who are in contact with our Earth, but who do not descend as far as to a physical incarnation. Our Earth also goes through embodiments, just like an individual human being. The Earth has gone through earlier embodiments and in the future will go through other ones. If we would stir our present Earth together with the current Moon—we would get the old Moon. In an even earlier embodiment, the Earth was the Sun planet. If today, we would stir together the Earth, Moon and Sun, then we would get the old Sun planet. In the future, Earth will be embodied as Jupiter, Venus and as Vulcan. Each of those existences are connected with spiritual beings. Earth proceeds from embodiment to embodiment. Whenever a planet proceeds on to further embodiment, spiritual beings are developed to higher heights in the course of this. When the old Moon developed itself, first one body appeared—then two bodies emerged. When our Earth evolved, there stepped out of the darkness of the cosmos a world body. Then first the one world body split into two. Then the Moon split out of the Earth again, so that we got three world-bodies: Sun, Moon and Earth. Humanity was also connected with all of these embodiments. The rudiment for a physical body was created on Saturn. The rudiment for an etheric body was created on the Sun, and the rudiment for the astral body on the Moon. Higher beings are standing above the human being. When the Earth was still connected with the Sun and the Moon, these higher beings were unable to proceed further in their more rapid development. Therefore they needed to separate themselves off and extract the best substances so that now the Sun is populated by these sublime entities, who we are calling the divine creators of the human being. They inhabit the Sun. That which is streaming along with the light resides on the Sun—experiencing the bliss that is felt when the light is streaming out. On the Moon, however, there were lower beings at first. During the earlier evolution, beings existed who did not have the opportunity, so to speak, to raise themselves up to the solar existence. They could not endure being on the Sun, because this was reserved for higher beings. But they could not be on Earth either, as this was not advanced enough for them. On both world bodies they were unable to live. For this reason, the Sun had to split off two more planets, where these beings live. These are Mercury and Venus. On Mercury, beings reside that are similar to human beings but do not know death. Life on Mercury proceeds, so to speak, in such a way that a transition like death is only like a transformation, just as we change the body between birth and death. This is how the souls of Mercury beings live when they put on their spirit bodies and lose them again, but they do not know death. Also, on Venus beings reside who stand between the human beings and the Sun-beings. They inhabit Venus and are even able to be active on Earth. They become effective within the human body. We call these beings Luciferian beings. In a way, their home is on Venus. For this reason, Venus is also called Lucifer. When we direct our gaze toward the stars, then the stars reveal themselves to us in such a way that we can recognise spiritual beings in them. We will only know the world once we advance from the physical to the spiritual everywhere . How completely different will it be, when we as human beings walk over this Earth in a conscious way, once we learn to empathise with all that surrounds us! Our life will be enriched endlessly by this, and we ourselves will become spiritual collaborators. Knowledge only acquires value when it comes to live, when we learn to live differently,and not just to know something.
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99. Theosophy of the Rosicrucian: The Elemental World and the Heaven World. Waking Life, Sleep and Death
26 May 1907, Munich Translated by Mabel Cotterell, Dorothy S. Osmond Rudolf Steiner |
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Animals and human beings appear here in negative pictures; blood appears as green—its complementary colour. All formations which are physical in our world are present in the Archetypes of Devachan. |
99. Theosophy of the Rosicrucian: The Elemental World and the Heaven World. Waking Life, Sleep and Death
26 May 1907, Munich Translated by Mabel Cotterell, Dorothy S. Osmond Rudolf Steiner |
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We shall now study man in the state of waking life in the physical world, in the state of sleep and in so-called death. Everyone is familiar, from his own experience, with the waking state. When the human being sinks into sleep, his astral body and ego, together with what has been worked upon in the astral body by the ego, withdraw from the physical and etheric bodies. When you observe the sleeping human being clairvoyantly, physical body and etheric body lie there in the bed. These two members remain connected whereas the astral body emerges together with the higher members; with clairvoyance we can see how, when sleep begins, the astral body, bathed in a kind of light, draws out of the other two bodies. To describe this condition with greater exactitude we must say that the astral body of modern man appears as if it consisted in many streams and sparkles of light and the whole appears like two intertwining spirals, as if there were two 6-figures, one of which vanishes into the physical body, while the other extends far out into the cosmos like the trail of a comet. Both these trails of the astral body very soon become invisible in their further extensions, so that the phenomenon then has an ovoid shape. When the human being wakes, the trail no longer extends into the cosmos and everything draws again into the etheric and physical bodies. Dreaming is an intermediate condition between waking and sleeping. Sleep that is filled with dreams is a condition where the astral body has, it is true, loosened its whole connection with the physical body, but is still connected with the etheric body. Man's field of vision is then pervaded with the pictures we call dreams. This is, in very truth, an intermediate condition because the astral body has detached itself completely from the physical body, while remaining connected, in a certain way, with the etheric body. The human being, while he is asleep, lives in his astral body outside his physical and etheric bodies. The fact that he must sink into sleep has deep significance for his whole make-up. Do not imagine that the astral body is inactive and has no work to do during the night while it is outside the physical and etheric bodies. During the day, when the astral body is within the physical and etheric bodies, influences come to it from the outside world, impressions which man receives as a result of the functioning of his own astral body, through his senses, through his activity in the physical world. Feelings and experiences, everything that works in upon him from outside continues on into the astral body. This constitutes the actual feeling and thinking part of man, and the physical body, together with the etheric body, is only the transmitter, the instrument. Thinking and willing take place in the astral body. While the human body is active in the external world during the day, the astral body is receiving impressions all the time. But let us remember, on the other hand, that the astral body is the builder of the etheric and physical bodies. Just as the physical body with all its organs has hardened out of the etheric body, so everything that streams and is active in the etheric body has been born out of the astral body. Out of what is the astral body itself born? It is born out of the universal astral organism which weaves through the whole of the cosmos. If you want to envisage, by means of a simile, the relation of the small portion of astral substantiality contained in your astral body to the great astral ocean in which all human beings, animals, plants, minerals, and planets too, are contained and out of which they are born, if you want to envisage the relation of the human astral body to the great astral ocean, think of one drop of a liquid in a glass. The drop derives its existence entirely from the liquid in the glass. Similarly, what is contained in an astral body was once embraced within the astral ocean of the cosmos. It has separated out from this ocean and having passed into an etheric body and a physical body, has become a distinct entity, like the drop of liquid. As long as the astral body lay within the astral ocean, it received its laws and its impressions from this cosmic source. It had its life within this cosmic astral body. After its separation it is exposed, during man's waking consciousness, to the impressions received from the physical world; so that it is divided between the influences coming from the cosmic astral body and those which it receives from outside as the result of the activity imposed upon it by the physical world. When man has reached the goal of his earth-evolution, this division, will merge into harmony. Today, these two kinds of influences do not harmonise. Now the astral body is the builder of the etheric body and indirectly—because the etheric body is in turn the builder of the physical body—also of the physical body. Everything that the astral body has built up piece by piece through the ages has been born out of the great cosmic astral ocean. Because only harmonious and sound laws proceed from this astral ocean, the work carried out by the astral body in building the etheric and physical bodies is originally sound and harmonious; but as a result of the influences which came to the astral body from outside, from the physical world, impairing its original harmony, there arise all those disturbances of the physical body which prevail in mankind today. If the astral body remained all the time within the human being, the strong influences of the physical world would soon destroy the harmony brought by the astral body from the cosmic ocean. The human being would very soon be spent by illness and exhaustion. During sleep the astral body withdraws from the impressions of the physical world, which contain nothing that produces harmony, and passes into the cosmic harmony from which it was born. And so in the morning it brings with it the lingering effects of the refreshment and renewal it has experienced during the night. Every night the astral body renews its harmony with the cosmic astral ocean and reveals itself to the clairvoyant as anything but inactive. The clairvoyant perceives a connection between the astral ocean and the one comet-like trail and observes how this part of the astral body works to eliminate the debility caused by the world of disharmony. This activity of the astral body expresses itself in the feeling of refreshed vigour in the morning. Having lived during the night within the great cosmic harmony, the astral body has of course again to adjust itself to the physical world; hence the feeling of greatest vigour does not arise until a few hours have elapsed after waking, when the astral body has again drawn into the physical body. We will now turn to death, the “brother” of sleep, and study the condition of the human being after death. The difference between a man who is dead and one who is only sleeping is that at death the etheric body passes away together with the astral body and the physical body alone is left behind in the physical world. From birth until death the etheric body never leaves the physical body except during certain states of Initiation. The period immediately following death is of great importance for the human being. It lasts for many hours, even days, during which the whole of the incarnation that is just over comes before the soul of the dead as in a great tableau of memories. This happens to every human being after death. The peculiarity of this tableau is that as long as it remains in the form in which it appears immediately after death, all the subjective experiences of the man during his life are expunged. Our experiences are always accompanied by feelings either of joy or pain, upliftment of sorrow, in other words our outer life is always associated with an inner life. The joys and sorrows connected with the pictures of the past life are not present in the memory-tableau. The human being confronts this memory-tableau as objectively as he confronts a painting; even if this painting depicts a man who is sorrowful or full of pain, we still look at him quite objectively; we can, it is true, discern his sorrow, but we do not experience it directly. So it is with these pictures immediately after death. The tableau widens out and in an astonishingly brief span of time man sees all the detailed events of his life. Separation of the physical body from the etheric body during life can take place only in an initiate, but there are certain moments when the etheric body suddenly loosens from the physical body. This occurs when a man has had terrible experiences, for instance, a dreadful fall or has been in danger of drowning.—The shock causes a kind of loosening of the etheric body from the physical body and the consequence is that in such a moment the whole of the previous life stands before the soul like a memory-picture. This is analogous to the experience after death. Partial separations of the etheric body also occur when a limb has “gone to sleep” as we say if a hand, for instance, has gone to sleep, the seer can perceive the etheric part of the hand protruding like a glove; parts of the etheric brain also protrude when a man is in a state of hypnosis. Because the etheric body is woven in the physical body in tiny, pinpoint formations, there arises in the physical body the well-known sensation of prickling in a limb that has gone to sleep. After the lapse of the time during which the etheric body together with the astral body is emerging from the physical body after death, there comes the moment when the astral body, with the higher members, leaves the etheric body. The latter separates off and the memory-tableau fades away; but something of it remains; it is not wholly lost. What may be called ether- or life-substance dissipates in the cosmic ether, but a kind of essence remains and this can never be lost to the human being through his further journeyings. He bears this with him into all his future incarnations as a kind of extract from the life-tableau, even though he has no remembrance of it. Out of this extract is formed what is called, with concrete reality, the “Causal Body.” After every incarnation a new page is added to the Book of Life. This augments the life-essence and, if the past lives were fruitful, causes the next life to develop in the proper way. This is what causes a life to be rich or poor in talents, qualities and the like. In order to understand the life of the astral body after its separation from the etheric body, we must consider the conditions obtaining in physical life. In physical life it is the astral body that is happy, suffers, satisfies its desires, impulses and wishes through the organs of the physical body; after death these physical instruments are no longer at its disposal. The epicure can no longer satisfy his desire for choice food because the tongue has passed away with the physical body; but the desires, being connected with the astral body, remain in the man and this gives rise to the “burning thirst” of the Kamaloca period. (Kama = desire, wish; “loca” is “place”, but it is in reality a condition, not a place.) A man, who during physical life learns to transcend the physical body, shortens his time in Kamaloca. To take delight in the beauty or harmony of things means growth and development, for this leads us beyond the material world. To delight in art that is materialistic increases the difficulties of the Kamaloca state, whereas delight in spiritual art lightens them. Every noble, spiritual delight shortens the time in Kamaloca. Already during earthly life we must break ourselves of pleasures and desires which can be satisfied only by the physical instrument. The period of Kamaloca is a time of the breaking of material pleasures and impulses. It lasts for approximately one third of the time of the earthly life. There is something singular about the experiences undergone in Kamaloca. The human being begins actually to live backwards through the whole of his past life. Immediately after death there was a memory-tableau devoid of the elements of joy and suffering; in Kamaloca the human being lives through all the joy and all the suffering again in such a way that he must experience in himself all the joy and the suffering he caused to others. This has nothing to do with the law of karma. The journey backwards begins with the last event before death and proceeds at triple speed, to birth. When in this backward passage of remembrance the human being reaches his birth, the part of the astral body that has been transformed by the ego combines with the causal body and what has not been so transformed falls away like a shade, a phantom; this is the astral corpse of the human being. He has laid aside the physical corpse and the etheric corpse and now the astral corpse. He now lives through new conditions: those of Devachan. Devachan is all around us, just as is the astral world. When the life has been lived through backwards as far as earliest childhood, when the three corpses have been discarded, man reaches the condition mysteriously indicated in the Bible by the words: “Except ye become as little children, ye cannot enter the Kingdom of Heaven.” (Devachan, the spiritual world—this is the Kingdom of Heaven in the Christian sense.) The world of Devachan must now be traversed. It is a world as manifold and differentiated as our physical world. Just as solid regions, continents, are distinguished in the physical world, with an expanse of water surrounding the solid land, with the air above and above the air still finer conditions, so there is a similar differentiation in Devachan, in the spiritual world. By analogy with conditions on earth, the phenomena to be found in Devachan have been given similar names. Firstly, there is a region which may be compared with solid, physical regions: it is the Continental region of Devachan. What is physical here on the earth is, in this region of Devachan, found to be a multitude of spiritual Beings. Think, for example, of a physical human being. To devachanic vision he appears like this: what the physical senses perceive, vanishes, and light flashes up in the sphere immediately around the physical man, where otherwise there is a void; in the middle, where the physical body is, there is an empty, shadowy space—like a kind of negative. Animals and human beings appear here in negative pictures; blood appears as green—its complementary colour. All formations which are physical in our world are present in the Archetypes of Devachan. A second region—not separated off, but like a second stage—is the Oceanic region of Devachan. It is not water it is a particular substantiality which in rhythmic streams pervades the world of Devachan in colour that may be compared with that of young peach-blossom in Spring. It is fluidic life and it pervades the whole of Devachan. What is divided among individual human beings and animals here below is present in Devachan as a kind of watery element. We have a picture of it when we think of the diffusion of the blood in the human organism. The third region of Devachan can best be characterised by saying that what lives here, in the physical world, within beings in the way of feelings, of happiness and suffering, joy, pain and the like, is present there in external manifestation. To take an example.—Suppose a battle is waged here on the earth. Cannons, weapons and the like—these are all on the physical plane. But within human beings on the physical plane there are mutual feelings of revenge, pain, passions; the two armies confront one another full of opposing passions. Think of all this translated into external manifestation and you have a picture of how it appears on the devachanic plane. All that happens here on a battlefield, appears, in Devachan, like the bursting of a fearful storm. This is the atmosphere, the surrounding air of Devachan. Just as our earth is surrounded by air, so all the feelings that break out here, whether they come to physical expression or not, spread out in Devachan like an atmosphere. The fourth region of Devachan contains the archetypal forms, the archetypal foundations of all truly original achievements on the earth. If we examine closely the happenings of the physical world, we find that the vast majority of inner processes are instigated from outside. A flower or an animal gives us joy; without the flower or the animal we should not experience this joy. But there are also processes which are not instigated from outside. A new idea, a work of art, a new machine—all these things bring into the world something that was not there before original creations come into being in all these domains. If new creations did not arise in the world, humanity would make no progress. Original creations given to the world by great artists and discoverers are only higher in the sense of degree than every other truly original act—even the most insignificant. The point is that something original arises in the inner being. Archetypes exist in Devachan even for the most insignificant original actions; all these things are already prefigured in yonder world; any original achievement of a human being is already present in the germinal state, even before his birth. Thus in Devachan we find four regions whose counter-images on the physical plane are Earth, Water, Air and Fire. There is the Continental region as the solid crust in Devachan-in the spiritual sense, of course; then the Oceanic region, corresponding to our area of water; the Atmospheric region, the streaming flow of passions and the like—beauty, but also tumult is to be found there. Finally, there is the all-pervading world of the Archetypes. Everything in the way of initiatives of will and original ideas to which, later on, effect is given in the physical world by beings who return thither—all this must be lived through by the soul in yonder world in order that fresh power may be gathered for the new life. |
10. Knowledge of the Higher Worlds (1947): The Stages of Initiation
Translated by George Metaxa, Henry B. Monges Rudolf Steiner |
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In reality, colors of a spiritual kind are seen. The color proceeding the plant is green which little by little turns into a light ethereal pink. The plant is actually that product of nature which in higher worlds resembles, in certain respects, its constitution in the physical world. |
A spiritual flame-form will be distinguished, creating an impression of yellow in the center and green at the edges. [ 31 ] By such observation of his fellow-creatures, the student may easily lapse into a moral fault. |
10. Knowledge of the Higher Worlds (1947): The Stages of Initiation
Translated by George Metaxa, Henry B. Monges Rudolf Steiner |
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[ 1 ] The information given in the following chapters constitutes steps in an esoteric training, the name and character of which will be understood by all who apply this information in the right way. It refers to the three stages through which the training of the spiritual life leads to a certain degree of initiation. But only so much will here be explained as can be publicly imparted. These are merely indications extracted from a still deeper and more intimate doctrine. In esoteric training itself a quite definite course of instruction is followed. Certain exercises enable the soul to attain to a conscious intercourse with the spiritual world. These exercises bear about the same relation to what will be imparted in the following pages, as the instruction given in a higher strictly disciplined school bears to the incidental training. But impatient dabbling, devoid of earnest perseverance, can lead to nothing at all. The study of Spiritual Science can only be successful if the student retain what has already been indicated in the preceding chapter, and on the basis of this proceed further. [ 2 ] The three stages which the above-mentioned tradition specifies, are as follows: (1) preparation; (2) enlightenment; (3) initiation. It is not altogether necessary that the first of these three stages should be completed before the second can be begun, nor that the second, in turn, be completed before the third be started. In certain respects it is possible to partake of enlightenment, and even of initiation, and in other respects still be in the preparatory stage. Yet it will be necessary to spend a certain time in the stage of preparation before any enlightenment can begin; and, at least in some respects, enlightenment must be completed before it is even possible to enter upon the stage of initiation. But in describing them it is necessary, for the sake of clarity, that the three stages be made to follow in order. Preparation[ 3 ] Preparation consists in a strict and definite cultivation of the life of thought and feeling, through which the psycho-spiritual body becomes equipped with higher senses and organs of activity in the same way that natural forces have fitted the physical body with organs built out of indeterminate living matter. [ 4 ] To begin with, the attention of the soul is directed to certain events in the world that surrounds us. Such events are, on the one hand, life that is budding, growing, and flourishing, and on the other hand, all phenomena connected with fading, decaying, and withering. The student can observe these events simultaneously, wherever he turns his eyes and on every occasion they naturally evoke in him feelings and thoughts; but in ordinary circumstances he does not devote himself sufficiently to them. He hurries on too quickly from impression to impression. It is necessary, therefore, that he should fix his attention intently and consciously upon these phenomena. Wherever he observes a definite kind of blooming and flourishing, he must banish everything else from his soul, and entirely surrender himself, for a short time, to this one impression. He will soon convince himself that a feeling which heretofore in a similar case, would merely have flitted through his soul, now swells out and assumes a powerful and energetic form. He must now allow this feeling to reverberate quietly within himself while keeping inwardly quite still. He must cut himself off from the outer world, and simply and solely follow what his soul tells him of this blossoming and flourishing. [ 5 ] Yet it must not be thought that much progress can be made if the senses are blunted to the world. First look at the things as keenly and as intently as you possibly can; then only let the feeling which expands to life, and the thought which arises in the soul, take possession of you. The point is that the attention should be directed with perfect inner balance upon both phenomena. If the necessary tranquility be attained and you surrender yourself to the feeling which expands to life in the soul, then, in due time, the following experience will ensue. Thoughts and feelings of a new kind and unknown before will be noticed uprising in the soul. Indeed, the more often the attention be fixed alternately upon something growing, blossoming and flourishing, and upon something else that is fading and decaying, the more vivid will these feelings become. And just as the eyes and ears of the physical body are built by natural forces out of living matter, so will the organs of clairvoyance build themselves out of the feelings and thoughts thus evoked. A quite definite form of feeling is connected with growth and expansion, and another equally definite with all that is fading and decaying. But this is only the case if the effort be made to cultivate these feelings in the way indicated. It is possible to describe approximately what these feelings are like. A full conception of them is within the reach of all who undergo these inner experiences. If the attention be frequently fixed on the phenomena of growing, blooming and flourishing, a feeling remotely allied to the sensation of a sunrise will ensue, while the phenomena of fading and decaying will produce an experience comparable, in the same way, to the slow rising of the moon on the horizon. Both these feelings are forces which, when duly cultivated and developed to ever increasing intensity, lead to the most significant spiritual results. A new world is opened to the student if he systematically and deliberately surrenders himself to such feelings. The soul-world, the so-called astral plane, begins to dawn upon him. Growth and decay are no longer facts which make indefinite impressions on him as of old, but rather they form themselves into spiritual lines and figures of which he had previously suspected nothing. And these lines and figures have, for the different phenomena, different forms. A blooming flower, an animal in the process of growth, a tree that is decaying, evoke in his soul different lines. The soul world (astral plane) broadens out slowly before him. These lines and figures are in no sense arbitrary. Two students who have reached the corresponding stage of development will always see the same lines and figures under the same conditions. Just as a round table will be seen as round by two normal persons, and not as round by one and square by the other, so too, at the sight of a flower, the same spiritual figure is presented to the soul. And just as the forms of animals and plants are described in ordinary natural history, so too, the spiritual scientist describes or draws the spiritual forms of the process of growth and decay, according to species and kind. [ 6 ] If the student has progressed so far that he can perceive the spiritual forms of those phenomena which are physically visible to his external sight, he is then not far from the stage where he will behold things which have no physical existence, and which therefore remain entirely hidden (occult) from those who have not received suitable instruction and training. [ 7 ] It should be emphasized that the student must never lose himself in speculations on the meaning of one thing or another. Such intellectualizing will only draw him away from the right road. He should look out on the world with keen, healthy senses and quickened power of observation, and then give himself up to the feeling that arises within him. He should not try to make out, through intellectual speculation, the meaning of things, but rather allow the things to disclose themselves. It should be remarked that artistic feeling, when coupled with a quiet introspective nature, forms the best preliminary condition for the development of spiritual faculties. This feeling pierces through the superficial aspect of things, and in so doing touches their secrets. [ 8 ] A further point of importance is what spiritual science calls orientation in the higher worlds. This is attained when the student is permeated, through and through, with the conscious realization that feelings and thoughts are just as much veritable realities as are tables and chairs in the world of the physical senses. In the soul and thought world, feelings and thoughts react upon each other just as do physical objects in the physical world. As long as the student is not vividly permeated with this consciousness, he will not believe that a wrong thought in his mind may have as devastating an effect upon other thoughts that spread life in the thought world as the effect wrought by a bullet fired at random upon the physical objects it hits. He will perhaps never allow himself to perform a physically visible action which he considers to be wrong, though he will not shrink from harboring wrong thoughts and feelings, for these appear harmless to the rest of the world. There can be no progress, however, on the path to higher knowledge unless we guard our thoughts and feelings in just the same way we guard out steps in the physical world. If we see a wall before us, we do not attempt to dash right through it, but turn aside. In other words, we guide ourselves by the laws of the physical world. There are such laws, too, for the soul and thought world, only they cannot impose themselves on us from without. They must flow out of the life of the soul itself. This can be attained if we forbid ourselves to harbor wrong thoughts and feelings. All arbitrary flitting to and fro in thought, all accidental ebbing and flowing of emotion must be forbidden in the same way. In so doing we do not become deficient in feeling. On the contrary, if we regulate our inner life in this way, we shall soon find ourselves becoming rich in feelings and creative with genuine imagination. In the place of petty emotionalism and capricious flights of thought, there appear significant emotions and thoughts that are fruitful. Feelings and thoughts of this kind lead the student to orientation in the spiritual world. He gains a right position in relation to the things of the spiritual world; a distinct and definite result comes into effect in his favor. Just as he, as a physical man, finds his way among physical things, so, too, his path now leads him between growth and decay, which he has already come to know in the way described above. On the one hand, he follows all processes of growing and flourishing and, on the other, of withering and decaying in a way that is necessary for his own and the world's advancement. [ 9 ] The student has also to bestow a further care on the world of sound. He must discriminate between sounds that are produced by the so-called inert (lifeless) bodies, for instance, a bell, or a musical instrument, or a falling mass, and those which proceed from a living creature (an animal or a human being.) When a bell is struck, we hear the sound and connect a pleasant feeling with it; but when we hear the cry of an animal, we can, besides our own feeling, detect through it the manifestation of an inward experience of the animal, whether of pleasure or pain. It is with the latter kind of sound that the student sets to work. He must concentrate his whole attention on the fact that the sound tells him of something that lies outside his own soul. He must immerse himself in this foreign thing. He must closely unite his own feeling with the pleasure or pain of which the sound tells him. He must get beyond the point of caring whether, for him, the sound is pleasant or unpleasant, agreeable or disagreeable, and his soul must be filled with whatever is occurring in the being from which the sound proceeds. Through such exercises, if systematically and deliberately performed, the student will develop within himself the faculty of intermingling, as it were, with the being from which the sound proceeds. A person sensitive to music will find it easier than one who is unmusical to cultivate his inner life in this way; but no one should suppose that a mere sense for music can take the place of this inner activity. The student must learn to feel in this way in the face of the whole of nature. This implants a new faculty in his world of thought and feeling. Through her resounding tones, the whole of nature begins to whisper her secrets to the student. What was hitherto merely incomprehensible noise to his soul becomes by this means a coherent language of nature. And whereas hitherto he only heard sound from the so-called inanimate objects, he now is aware of a new language of the soul. Should he advance further in this inner culture, he will soon learn that he can hear what hitherto he did not even surmise. He begins to hear with the soul. [ 10 ] To this, one thing more must be added before the highest point in this region can be attained. Of very great importance for the development of the student is the way in which he listens to others when they speak. He must accustom himself to do this in such a way that, while listening, his inner self is absolutely silent. If someone expresses an opinion and another listens, assent or dissent will, generally speaking, stir in the inner self of the listener. Many people in such cases feel themselves impelled to an expression of their assent, or more especially, of their dissent. In the student, all such assent or dissent must be silenced. It is not imperative that he should suddenly alter his way of living by trying to attain at all times to this complete inner silence. He will have to begin by doing so in special cases, deliberately selected by himself. Then quite slowly and by degrees, this new way of listening will creep into his habits, as of itself. In spiritual research this is systematically practiced. The student feels it his duty to listen, by way of practice, at certain times to the most contradictory views and, at the same time, bring entirely to silence all assent, and more especially, all adverse criticism. The point is that in so doing, not only all purely intellectual judgment be silenced, but also all feelings of displeasure, denial, or even assent. The student must at all times be particularly watchful lest such feelings, even when not on the surface, should still lurk in the innermost recess of the soul. He must listen, for example, to the statements of people who are, in some respects, far beneath him, and yet while doing so suppress every feeling of greater knowledge or superiority. It is useful for everyone to listen in this way to children, for even the wisest can learn incalculably much from children. The student can thus train himself to listen to the words of others quite selflessly, completely shutting down his own person and his opinions and way of feeling. When he practices listening without criticism, even when a completely contradictory opinion is advanced, when the most hopeless mistake is committed before him, he then learns, little by little, to blend himself with the being of another and become identified with it. Then he hears through the words into the soul of the other. Through continued exercise of this kind, sound becomes the right medium for the perception of soul and spirit. Of course it implies the very strictest self-discipline, but the latter leads to a high goal. When these exercises are practiced in connection with the other already given, dealing with the sounds of nature, the soul develops a new sense of hearing. She is now able to perceive manifestations from the spiritual world which do not find their expression in sounds perceptible to the physical ear. The perception of the “inner word” awakens. Gradually truths reveal themselves to the student from the spiritual world. He hears speech uttered to him in a spiritual way. Only to those who, by selfless listening, train themselves to be really receptive from within, in stillness, unmoved by personal opinion or feeling only to such can the higher beings speak of whom spiritual science tells. As long as one hurls any personal opinion or feeling against the speaker to whom one must listen, the beings of the spiritual world remain silent. All higher truths are attained through such inwardly instilled speech, and what we hear from the lips of a true spiritual teacher has been experienced by him in this manner. But this does not mean that it is unimportant for us to acquaint ourselves with the writings of spiritual science before we can ourselves hear such inwardly instilled speech. On the contrary, the reading of such writings and the listening to the teachings of spiritual science are themselves means of attaining personal knowledge. Every sentence of spiritual science we hear is of a nature to direct the mind to the point which must be reached before the soul can experience real progress. To the practice of all that has here been indicated must be added the ardent study of what the spiritual researchers impart to the world. In all esoteric training such study belongs to the preparatory period, and all other methods will prove ineffective if due receptivity for the teachings of the spiritual researcher is lacking. For since these instructions are culled from the living inner word, from the living inwardly instilled speech, they are themselves gifted with spiritual life. They are not mere words; they are living powers. And while you follow the words of one who knows, while you read a book that springs from real inner experience, powers are at work in your soul which make you clairvoyant, just as natural forces have created out of living matter your eyes and your ears. Enlightenment[ 11 ] Enlightenment proceeds from very simple processes. Here, too, it is a matter of developing certain feelings and thoughts which slumber in every human being and must be awakened. It is only when these simple processes are carried out with unfailing patience, continuously and conscientiously, that they can lead to the perception of the inner light-forms. The first step is taken by observing different natural objects in a particular way; for instance, a transparent and beautifully formed stone (a crystal), a plant, and an animal. The student should endeavor, at first, to direct his whole attention to a comparison of the stone with the animal in the following manner. The thoughts here mentioned should pass through his soul accompanied by vivid feelings, and no other thought, no other feeling, must mingle with them and disturb what should be an intensely attentive observation. The student says to himself: “The stone has a form; the animal also has a form. The stone remains motionless in its place. The animal changes its place. It is instinct (desire) which causes the animal to change its place. Instincts, too, are served by the form of the animal. Its organs and limbs are fashioned in accordance with these instincts. The form of the stone is not fashioned in accordance with desires, but in accordance with desireless force.” (The fact here mentioned, in its bearing on the contemplation of crystals, is in many ways distorted by those who have only heard of it in an outward, exoteric manner, and in this way such practices as crystal-gazing have their origin. Such manipulations are based on a misunderstanding. They have been described in many books, but they never form the subject of genuine esoteric teaching.) By sinking deeply into such thoughts, and while doing so, observing the stone and the animal with rapt attention, there arise in the soul two quite separate kinds of feelings. From the stone there flows into the soul the one kind of feeling, and from the animal the other kind. The attempt will probably not succeed at first, but little by little, with genuine and patient practice, these feelings ensue. Only, this exercise must be practiced over and over again. At first the feelings are only present as long as the observation lasts. Later on they continue, and then they grow to something which remains living in the soul. The student has then but to reflect, and both feelings will always arise, even without the contemplation of an external object. Out of these feelings and the thoughts that are bound up with them, the organs of clairvoyance are formed. If the plant should then be included in this observation, it will be noticed that the feeling flowing from it lies between the feelings derived from the stone and the animal, in both quality and degree. The organs thus formed are spiritual eyes. The students gradually learns, by their means, to see something like soul and spirit colors. The spiritual world with its lines and figures remains dark as long as he has only attained what has been described as preparation; through enlightenment this world becomes light. Here it must also be noted that the words “dark” and “light,” as well as the other expressions used, only approximately describe what is meant. This cannot be otherwise if ordinary language is used, for this language was created to suit physical conditions. Spiritual science describes that which, for clairvoyant organs, flows from the stone, as blue, or blue-red; and that which is felt as coming from the animal as red or red-yellow. In reality, colors of a spiritual kind are seen. The color proceeding the plant is green which little by little turns into a light ethereal pink. The plant is actually that product of nature which in higher worlds resembles, in certain respects, its constitution in the physical world. The same does not apply to the stone and the animal. It must now be clearly understood that the above-mentioned colors only represent the principal shades in the stone, plant and animal kingdom. In reality, all possible intermediate shades are present. Every stone, every plant, every animal has its own particular shade of color. In addition to these there are also the beings of the higher worlds who never incarnate physically, but who have their colors, often wonderful, often horrible. Indeed, the wealth of color in these higher worlds is immeasurably greater than in the physical world. [ 12 ] Once the faculty of seeing with spiritual eyes has been acquired, one then encounters sooner or later the beings here mentioned, some of them higher, some lower than man himself--beings that never enter physical reality. If this point has been reached, the way to a great deal lies open. But it is inadvisable to proceed further without paying careful heed to what is said or otherwise imparted by the spiritual researcher. And for that, too, which has been described, attention paid to such experienced guidance is the very best thing. Moreover, if a man has the strength and the endurance to travel so far that he fulfills the elementary conditions of enlightenment, he will assuredly seek and find the right guidance. [ 13 ] But in any circumstances, one precaution is necessary, failing which it were better to leave untrodden all steps on the path to higher knowledge. It is necessary that the student should lose none of his qualities as a good and noble man, or his receptivity for all physical reality. Indeed, throughout his training he must continually increase his moral strength, his inner purity, and his power of observation. To give an example: during the elementary exercises on enlightenment, the student must take care always to enlarge his sympathy for the animal and the human worlds, and his sense for the beauty of nature. Failing this care, such exercises would continually blunt that feeling and that sense; the heart would become hardened, and the senses blunted, and that could only lead to perilous results. [ 14 ] How enlightenment proceeds if the student rises, in the sense of the foregoing exercises, from the stone, the plant, and the animal, up to man, and how, after enlightenment, under all circumstances the union of the soul with the spiritual world is effected, leading to initiation--with these things the following chapters will deal, in as far as they can and may do so. [ 15 ] In our time the path to spiritual science is sought by many. It is sought in many ways, and many dangerous and even despicable practices are attempted. It is for this reason that they who claim to know something of the truth in these matters place before others the possibility of learning something of esoteric training. Only so much is here imparted as accords with this possibility. It is necessary that something of the truth should become known, in order to prevent error causing great harm. No harm can come to anyone following the way here described, so long as he does not force matters. Only, one thing should be noted: no student should spend more time and strength upon these exercises than he can spare with due regard to his station in life and to his duties; nor should he change anything, for the time being, in the external conditions of his life through taking this path. Without patience no genuine results can be attained. After doing an exercise for a few minutes, the student must be able to stop and continue quietly his daily work, and no thought of these exercises should mingle with the day's work. NO one is of use as an esoteric student or will ever attain results of real value who has not learned to wait in the highest and best sense of the word. The Control of Thoughts and Feelings[ 16 ] When the student seeks the path leading to higher knowledge in the way described in the preceding chapter, he should not omit to fortify himself; throughout his work, with one ever present thought. He must never cease repeating to himself that he may have made quite considerable progress after a certain interval of time, though it may not be apparent to him in the way he perhaps expected; otherwise he can easily lose heart and abandon all attempts after a short time. The powers and faculties to be developed are of a most subtle kind, and differ entirely in their nature from the conceptions previously formed by the student. He had been accustomed to occupy himself exclusively with the physical world; the world of spirit and soul had been concealed from his vision and concepts. It is therefore not surprising if he does not immediately notice the powers of soul and spirit now developing in him. In this respect there is a possibility of discouragement for those setting out on the path to higher knowledge, if they ignore the experience gathered by responsible investigators. The teacher is aware of the progress made by his pupil long before the latter is conscious of it He knows how the delicate spiritual eyes begin to form themselves long before the pupil is aware of this, and a great part of what he has to say is couched in such terms as to prevent the pupil from losing patience and perseverance before he can himself gain knowledge of his own progress. The teacher, as we know, can confer upon the pupil no powers which are not already latent within him, and his sole function is to assist in the awakening of slumbering faculties. But what he imparts out of his own experience is a pillar of strength for the one wishing to penetrate through darkness to light. [ 17 ] Many abandon the path to higher knowledge soon after having set foot upon it, because their progress is not immediately apparent to them. And even when the first experiences begin to dawn upon the pupil, he is apt to regard them as illusions, because he had formed quite different conceptions of what he was going to experience. He loses courage, either because he regards these first experiences as being of no value, or because they appear to him to be so insignificant that he cannot believe they will lead him to any appreciable results within a measurable time. Courage and self-confidence are two beacons which must never be extinguished on the path to higher knowledge. No one will ever travel far who cannot bring himself to repeat, over and over again, an exercise which has failed, apparently, for a countless number of times. [ 18 ] Long before any distinct perception of progress, there rises in the student, from the hidden depths of the soul, a feeling that he is on the right path. This feeling should be cherished and fostered, for it can develop into a trustworthy guide. Above all, it is imperative to extirpate the idea that any fantastic, mysterious practices are required for the attainment of higher knowledge. It must be clearly realized that a start has to be made with the thoughts and feelings with which we continually live, and that these feelings and thoughts must merely be given a new direction. Everyone must say to himself: “In my own world of thought and feeling the deepest mysteries lie hidden, only hitherto I have been unable to perceive them.” In the end it all resolves itself into the fact that man ordinarily carries body, soul and spirit about with him, and yet is conscious in a true sense only of his body, and not of his soul and spirit. The student becomes conscious of soul and spirit, just as the ordinary person is conscious of his body. [ 19 ] Hence it is highly important to give the proper direction to thoughts and feelings, for then only can the perception be developed of all that is invisible in ordinary life. One of the ways by which this development may be carried out will now be indicated. Again, like almost everything else so far explained, it is quite a simple matter. Yet its results are of the greatest consequence, if the necessary devotion and sympathy be applied. [ 20 ] Let the student place before himself the small seed of a plant, and while contemplating this insignificant object, form with intensity the right kind of thoughts, and through these thoughts develop certain feelings. In the first place let him clearly grasp what he really sees with his eyes. Let him describe to himself the shape, color and all other qualities of the seed. Then let his mind dwell upon the following train of thought: “Out of the seed, if planted in the soil, a plant of complex structure will grow.” Let him build up this plant in his imagination, and reflect as follows: “What I am now picturing to myself in my imagination will later on be enticed from the seed by the forces of earth and light. If I had before me an artificial object which imitated the seed to such a deceptive degree that my eyes could not distinguish it from a real seed, no forces of earth or light could avail to produce from it a plant.” If the student thoroughly grasps this thought so that it becomes an inward experience, he will also be able to form the following thought and couple it with the right feeling: “All that will ultimately grow out of the seed is now secretly enfolded within it as the force of the whole plant. In the artificial imitation of the seed there is no such force present. And yet both appear alike to my eyes. The real seed, therefore, contains something invisible which is not present in the imitation.” It is on this invisible something that thought and feeling are to be concentrated. (Anyone objecting that a microscopical examination would reveal the difference between the real seed and the imitation would only show that he had failed to grasp the point. The intention is not to investigate the physical nature of the object, but to use it for the development of psycho-spiritual forces.) [ 21 ] Let the student fully realize that this invisible something will transmute itself later on into a visible plant, which he will have before him in its shape and color. Let him ponder on the thought: “The invisible will become visible. If I could not think, then that which will only become visible later on could not already make its presence felt to me.” Particular stress must be laid on the following point: what the student thinks he must also feel with intensity. In inner tranquility, the thought mentioned above must become a conscious inner experience, to the exclusion of all other thoughts and disturbances. And sufficient time must be taken to allow the thought and the feeling which is coupled with it to bore themselves into the soul, as it were. If this be accomplished in the right way, then after a time—possibly not until after numerous attempts—an inner force will make itself felt. This force will create new powers of perception. The grain of seed will appear as if enveloped in a small luminous cloud. In a sensible-supersensible way, it will be felt as a kind of flame. The center of this flame evokes the same feeling that one has when under the impression of the color lilac, and the edges as when under the impression of a bluish tone. What was formerly invisible now becomes visible, for it is created by the power of the thoughts and feelings we have stirred to life within ourselves. The plant itself will not become visible until later, so that the physically invisible now reveals itself in a spiritually visible way. [ 22 ] It is not surprising that all this appears to many as illusion. “What is the use of such visions,” they ask, “and such hallucinations?” And many will thus fall away and abandon the path. But this is precisely the important point: not to confuse spiritual reality with imagination at this difficult stage of human evolution, and further-more, to have the courage to press onward and not become timorous and faint-hearted. On the other hand, however, the necessity must be emphasized of maintaining unimpaired and of perpetually cultivating that healthy sound sense which distinguishes truth from illusion. Fully conscious self-control must never be lost during all these exercises, and they must be accompanied by the same sane, sound thinking which is applied to the details of every-day life. To lapse into reveries would be fatal. The intellectual clarity, not to say the sobriety of thought, must never for a moment be dulled. The greatest mistake would be made if the student's mental balance were disturbed through such exercises, if he were hampered in judging the matters of his daily life as sanely and as soundly as before. He should examine himself again and again to find out if he has remained unaltered in relation to the circumstances among which he lives, or whether he may perhaps have become unbalanced. Above all, strict care must be taken not to drift at random into vague reveries, or to experiment with all kinds of exercises. The trains of thought here indicated have been tested and practiced in esoteric training since the earliest times, and only such are given in these pages. Anyone attempting to use others devised by himself, or of which he may have heard or read at one place or another, will inevitably go astray and find himself on the path of boundless chimera. [ 23 ] As a further exercise to succeed the one just described, the following may be taken: Let the student place before him a plant which has attained the stage of full development. Now let him fill his mind with the thought that the time will come when this plant will wither and die. “Nothing will be left of what I now see before me. But this plant will have developed seeds which, in their turn, will develop to new plants. I again become aware that in what I see, something lies hidden which I cannot see. I fill my mind entirely with the thought: this plant with its form and colors, will in time be no more. But the reflection that it produces seeds teaches me that it will not disappear into nothing. I cannot at present see with my eyes that which guards it from disappearance, any more than I previously could discern the plant in the grain of seed. Thus there is something in the plant which my eyes cannot see. If I let this thought live within me, and if the corresponding feeling be coupled with it, then, in due time, there will again develop in my soul a force which will ripen into a new perception.” Out of the plant there again grows a kind of spiritual flame-form, which is, of course, correspondingly larger than the one previously described. The flame can be felt as being greenish-blue in the center, and yellowish-red at the outer edge. [ 24 ] It must be explicitly emphasized that the colors here described are not seen as the physical eyes see colors, but that through spiritual perception the same feeling is experienced as in the case of a physical color-impression. To apprehend blue spiritually means to have a sensation similar to the one experienced when the physical eye rests on the color blue. This fact must be noted by all who intend to rise to spiritual perception. Otherwise they will expect a mere repetition of the physical in the spiritual. This could only lead to the bitterest deception. [ 25 ] Anyone having reached this point of spiritual vision is the richer by a great deal, for he can perceive things not only in their present state of being but also in their process of growth and decay. He begins to see in all things the spirit, of which physical eyes can know nothing. And therewith he has taken the first step toward the gradual solution, through personal vision, of the secret of birth and death. For the outer senses a being comes into existence through birth, and passes away through death. This, however, is only because these senses cannot perceive the concealed spirit of the being. For the spirit, birth and death are merely a transformation, just as the unfolding of the flower from the bud is a transformation enacted before our physical eyes. But if we desire to learn this through personal vision we must first awaken the requisite spiritual sense in the way here indicated. [ 26 ] In order to meet another objection, which may be raised by certain people who have some psychic experience, let it at once be admitted that there are shorter and simpler ways, and that there are persons who have acquired knowledge of the phenomena of birth and death through personal vision, without first going through all that has here been described. There are, in fact, people with considerable psychic gifts who need but a slight impulse in order to find themselves already developed. But they are the exceptions, and the methods described above are safer and apply equally to all. It is possible to acquire some knowledge of chemistry in an exceptional way, but if you wish to become a chemist you must follow the recognized and reliable course. [ 27 ] An error fraught with serious consequences would ensue if it were assumed that the desired result could be reached more easily if the grain of seed or the plant mentioned above were merely imagined, were merely pictured in the imagination. This might lead to results, but not so surely as the method here. The vision thus attained would, in most cases, be a mere fragment of the imagination, the transformation of which into genuine spiritual vision would still remain to be accomplished. It is not intended arbitrarily to create visions, but to allow reality to create them within oneself. The truth must well up from the depths of our own soul; it must not be conjured forth by our ordinary ego, but by the beings themselves whose spiritual truth we are to contemplate. [ 28 ] Once the student has found the beginnings of spiritual vision by means of such exercises, he may proceed to the contemplation of man himself. Simple phenomena of human life must first be chosen. But before making any attempt in this direction it is imperative for the student to strive for the absolute purity of his moral character. He must banish all through of ever using knowledge gained in this way for his own personal benefit. He must be convinced that he would never, under any circumstances, avail himself in an evil sense of any power he may gain over his fellow-creatures. For this reason, all who seek to discover through personal vision the secrets in human nature must follow the golden rule of true spiritual science. This golden rule is as follows: For every one step that you take in the pursuit of higher knowledge, take three steps in the perfection of your own character. If this rule is observed, such exercise as the following may be attempted: [ 29 ] Recall to mind some person whom you may have observed when he was filled with desire for some object. Direct your attention to this desire. It is best to recall to memory that moment when the desire was at its height, and it was still uncertain whether the object of the desire would be attained. And now fill your mind with this recollection, and reflect on what you can thus observe. Maintain the utmost inner tranquility. Make the greatest possible effort to be blind and deaf to everything that may be going on around you, and take special heed that through the conception thus evoked a feeling should awaken in your soul. Allow this feeling to rise in your soul like a cloud on the cloudless horizon. As a rule, of course, your reflection will be interrupted, because the person whom it concerns was not observed in this particular state of soul for a sufficient length of time. The attempt will most likely fail hundreds and hundreds of times. It is just a question of not losing patience. After many attempts you will succeed in experiencing a feeling In your soul corresponding to the state of soul of the person observed, and you will begin to notice that through this feeling a power grows in your soul that leads to spiritual insight into the state of soul of the other. A picture experienced as luminous appears in your field of vision. This spiritually luminous picture is the so-called astral embodiment of the desire observed in that soul. Again the impression of this picture may be described as flame-like, yellowish-red in the center, and reddish-blue or lilac at the edges. Much depends on treating such spiritual experiences with great delicacy. The best thing is not to speak to anyone about them except to your teacher, if you have one. Attempted descriptions of such experiences in inappropriate words usually only lead to gross self-deception. Ordinary terms are employed which are not intended for such things, and are therefore too gross and clumsy. The consequence is that in the attempt to clothe the experience in words we are misled into blending the actual experience with all kinds of fantastic delusions. Here again is another important rule for the student: know how to observe silence concerning your spiritual experiences. Yes, observe silence even toward yourself. Do not attempt to clothe in words what you contemplate in the spirit, or to pore over it with clumsy intellect. Lend yourself freely and without reservation to these spiritual impressions, and do not disturb them by reflecting and pondering over them too much. For you must remember that your reasoning faculties are, to begin with, by no means equal to your new experience. You have acquired these reasoning faculties in a life hitherto confined to the physical world of the senses; the faculties you are now acquiring transcend this world. Do not try, therefore, to apply to the new and higher perceptions the standard of the old. Only he who has gained some certainty and steadiness in the observation of inner experiences can speak about them, and thereby stimulate his fellow-men. [ 30 ] The exercise just described may be supplemented by the following: Direct your attention in the same way upon a person to whom the fulfillment of some wish, the gratification of some desire, has been granted. If the same rules and precautions be adopted as in the previous instance, spiritual insight will once more be attained. A spiritual insight will once more be attained. A spiritual flame-form will be distinguished, creating an impression of yellow in the center and green at the edges. [ 31 ] By such observation of his fellow-creatures, the student may easily lapse into a moral fault. He may become cold-hearted. Every conceivable effort must be made to prevent this. Such observation should only be practiced by one who has already risen to the level on which complete certainty is found that thoughts are real things. He will then no longer allow himself to think of his fellow-men in a way that is incompatible with the highest reverence for human dignity and human liberty. The thought that a human being could be merely an object of observation must never for a moment be entertained. Self-education must see to it that this insight into human nature should go hand in hand with an unlimited respect for the personal privilege of each individual, and with the recognition of the sacred and inviolable nature of that which dwells in each human being. A feeling of reverential awe must fill us, even in our recollections. [ 32 ] For the present, only these two examples can be given to show how enlightened insight into human nature may be achieved; they will at least serve to point out the way to be taken. By gaining the inner tranquility and repose indispensable for such observation, the student will have undergone a great inner transformation. He will then soon reach the point where this enrichment of his inner self will lend confidence and composure to his outward demeanor. And this transformation of his outward demeanor will again react favorably on his soul. Thus he will be able to help himself further along the road. He will find ways and means of penetrating more and more into the secrets of human nature which are hidden from our external senses, and he will then also become ripe for a deeper insight into the mysterious connections between human nature and all else that exists in the universe. By following this path the student approaches closer and closer to the moment when he can effectively take the first steps of initiation. But before these can be taken, one thing more is necessary, though at first its need will be least of all apparent; later on, however, the student will be convinced of it. [ 33 ] The would-be initiate must bring with him a certain measure of courage and fearlessness. He must positively go out of his way to find opportunities for developing these virtues. His training should provide for their systematic cultivation. In this respect, life itself is a good school—possibly the best school. The student must learn to look danger calmly in the face and try to overcome difficulties unswervingly. For instance, when in the presence of some peril, he must swiftly come to the conviction that fear is of no possible use; I must not feel afraid; I must only think of what is to be done. And he must improve to the extent of feeling, upon occasions which formerly inspired him with fear, that to be frightened, to be disheartened, are things that are out of the question as far as his own inmost self is concerned. By self-discipline in this direction, quite definite qualities are developed which are necessary for initiation into the higher mysteries. Just as man requires nervous force in his physical being in order to use his physical sense, so also he requires in his soul nature the force which is only developed in the courageous and the fearless. For in penetrating to the higher mysteries he will see things which are concealed from ordinary humanity by the illusion of the senses. If the physical senses do not allow us to perceive the higher truth, they are for this very reason our benefactors. Things are thereby hidden from us which, if realized without due preparation, would throw us into unutterable consternation, and the sight of which would be unendurable. The student must be fit to endure this sight. He loses certain supports in the outer world which he owes to the very illusion surrounding him. It is truly and literally as if the attention of someone were called to a danger which had threatened him for a long time, but of which he knew nothing. Hitherto he felt no fear, but now that he knows, he is overcome by fear, though the danger has not been rendered greater by his knowing it. [ 34 ] The forces at work in the world are both destructive and constructive; the destiny of manifested beings is birth and death. The seer is to behold the working of these forces and the march of destiny. The veil enshrouding the spiritual eyes in ordinary life is to be removed. But man is interwoven with these forces and with this destiny. His own nature harbors destructive and constructive forces. His own soul reveals itself to the seer as undisguised as the other objects. He must not lose strength in the face of this self-knowledge; but strength will fail him unless he brings a surplus on which to draw. For this purpose he must learn to maintain inner calm and steadiness in the face of difficult circumstances; he must cultivate a strong trust in the beneficent powers of existence. He must be prepared to find that many motives which had actuated him hitherto will do so no longer. He will have to recognize that previously he thought and acted in a certain way only because he was still in the throes of ignorance. Reasons that influenced him formerly will now disappear. He often acted out of vanity; he will now see how utterly futile all vanity is for the seer. He often acted out of greed; he will now become aware how destructive all greed is. He will have to develop quite new motives for his thoughts and actions, and it is just for this purpose that courage and fearlessness are required. [ 35 ] It is pre-eminently a question of cultivating this courage and this fearlessness in the inmost depths of thought-life. The student must learn never to despair over failure. He must be equal to the thought: I shall forget that I have failed in this matter, and I shall try once more as though this had not happened. Thus he will struggle through to the firm conviction that the fountain-head of strength from which he may draw is inexhaustible. He struggles ever onward to the spirit which will uplift him and support him, however weak and impotent his earthly self may have proved. He must be capable of pressing on to the future undismayed by any experiences of the past. If the student has acquired these faculties up to a certain point, he is then ripe to hear the real names of things, which are the key to higher knowledge. For initiation consists in this very act of learning to call the things of the world by those names which they bear in the spirit of their divine authors. In these, their names, lies the mystery of things. It is for this reason that the initiates speak a different language from the uninitiated, for the former know the names by which the beings themselves are called into existence. In as far as initiation itself can be discussed, this will be done in the following chapter. |
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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This is what Goethe did in his Fairy Tale of the Green Snake and the Beautiful Lily, wanting, in his fashion, to bring to expression those profound experiences of the human soul that Schiller set forth in a more philosophical-abstract form in his Letters Concerning the Aesthetic Education of the Human Race. |
It is then comprehensible that Goethe expressed in the significant and evocative pictures of the Fairy Tale of the Green Snake and the Beautiful Lily what he was abundantly able to experience, and which Schiller chose to express in abstract-philosophical concepts. |
62. Fairy Tales in the Light of Spiritual Investigation: Fairy Tales in the light of Spiritual Investigation
06 Feb 1913, Berlin Translated by Peter Stebbing Rudolf Steiner |
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A number of things make it seem precarious to speak about fairy tales in the light of spiritual investigation. One of them is the difficulty of the subject itself, since the sources of a genuine and true fairy tale mood have in fact to be sought at deep levels of the human soul. The methods of spiritual research often described by me must follow convoluted paths before these sources can be discovered. Genuine fairy tales originate from sources lying at greater depths of the human soul than is generally supposed, speaking to us magically out of every epoch of humanity's development. A second difficulty is that, in regard to what is magical in fairy tales, one has to a considerable extent the feeling that the original, elementary impression, indeed the essential nature of the fairy tale itself is destroyed through intellectual observations and a conceptual penetration of the fairy tale. If one has the justified conviction in regard to explanations and commentaries that they destroy the immediate living impression the fairy tale ought to make in simply letting it work on one, then one would far rather not accept explanations in place of their subtle and enchanting qualities. These well up from seemingly unfathomable sources of the folk-spirit or of the individual human soul-disposition. It is really as though one were to destroy the blossom of a plant, if one intrudes with one's power of judgment in what wells up so pristinely from the human soul as do these fairy tale compositions. Even so, with the methods of spiritual science it proves possible nonetheless to illumine at least to some extent those regions of the soul-life from which fairy tale moods arise. Actual experience would seem to gainsay the second reservation as well. Just because the origin of fairy tales has to be sought at such profound depths of the human soul, one arrives as a matter of course at the conviction that what may be offered as a kind of spiritual scientific explanation remains something that touches the source so slightly after all as not to harm it by such investigation. Far from being impoverished, one has the feeling that everything of profound significance in those regions of the human soul remains so new, unique and original that one would like best of all to bring it to expression oneself in the form of a fairy tale of some kind. One senses how impossible any other approach is in speaking out of these hidden sources. It may be regarded as entirely natural that someone like Goethe who attempted, alongside his artistic activity, to penetrate deeply into the background, into the sources of existence, in having something to communicate of the soul's profoundest experiences, did not resort to theoretical discussion. Instead, having gained insight into the underlying sources, he makes use of the fairy tale once again for the soul's most noteworthy experiences. This is what Goethe did in his Fairy Tale of the Green Snake and the Beautiful Lily, wanting, in his fashion, to bring to expression those profound experiences of the human soul that Schiller set forth in a more philosophical-abstract form in his Letters Concerning the Aesthetic Education of the Human Race. It lies in the nature of what is magical in fairy tales that explanations cannot ultimately destroy their productive mood. For, whoever is able to arrive at the aforementioned sources from the standpoint of spiritual investigation, discovers a peculiar fact. (If I were to say all that I should like to say about the nature of fairy tales, I would have to hold many lectures. Hence, it will only be possible today to put forward a few indications and results of investigation.) That is to say, whoever seeks to come to the aforementioned sources from the standpoint of spiritual research finds that these fairy tale sources lie far deeper down in the human soul than do the sources of creativity and artistic appreciation otherwise. This applies even with regard to the most compelling works of art—the most moving tragedies for instance. Tragedy depicts what the human soul can experience in connection with powers the poet tells us derive from the tremendous destiny uplifting it, while overwhelming the individual. The shock-waves of tragedy derive from this destiny, but such that we can say: The entanglements, the threads spun in the course of the tragedy and unraveled again are inherent in definite experiences of the human soul in the external world. These are in many respects hard to foresee, since for the most part we penetrate only with difficulty into the particular make up of the individual. Still, they can be surmised and fathomed in sensing what takes place in the human soul in consequence of its relation to life. In experiencing something tragic, one has the feeling, in one way or another, a particular soul is entangled in a particular destiny, as this is presented to us. The sources of fairy tales and of the moods out of which they arise lie deeper than these entanglements of tragedy. The tragic, as well as other forms of artistic expression, results for us, we may feel, in seeing the human being—for instance at a particular age, a particular period of life—at the mercy of certain blows of destiny. In being affected by a tragedy, we necessarily assume that the human being is led to the corresponding involvements of destiny as a result of particular inner experiences. We sense the need to understand the specific human beings presented to us in the tragedy with their particular sets of experiences. A certain circumscribed range of what is human comes to meet us in the tragedy, as in other works of art. In approaching fairy tales with sympathetic understanding, we have a different feeling than the one just described, since the effect of the fairy tale on the human soul is an original and elemental one, belonging to effects that are hence unconscious. In sensing what comes to meet us in fairy tales we find something altogether different from what a human being in a particular life situation may become involved in. It is not a matter of a narrowly circumscribed range of human experience, but of something lying so deep, and so integral to the soul, as to be “generally human.” We cannot say, a particular human soul at a particular age of life, in a certain situation, encounters something of the kind. Rather, what comes to expression in the fairy tale is so deeply rooted in the soul that we identify with it no matter whether as a child in the first years of life, whether in our middle years, or whether in having grown old. What comes to expression in the fairy tale accompanies us throughout our lives in the deepest recesses of the soul. Only, the fairy tale is often a quite freewheeling and playful, pictorial expression of underlying experiences. The aesthetic, artistic enjoyment of the fairy tale may be as far removed for the soul from the corresponding inner experience—the comparison can be ventured—as say, the experience of taste on the tongue when we partake of food is removed from the complicated, hidden processes this food undergoes in the total organism in contributing to building up the organism. What the food undergoes initially evades human observation and knowledge. All the human being has is the enjoyment in tasting. The two things have seemingly little to do with each other in the first instance, and from how a particular food tastes, no one is capable of determining what purpose this food has in the whole life-process of the human organism. What we experience in the aesthetic enjoyment of the fairy tale is likewise far removed from what takes place deep down in the unconscious, where what the fairy tale radiates and pours forth out of itself joins forces with the human soul. The soul has a deep-rooted need to let the substance of the fairy tale run through its spiritual “veins,” just as the organism has a need to allow the nutrients to circulate through it. Applying the methods of spiritual research that have been described for penetrating the spiritual worlds, at a certain stage one acquires knowledge of spiritual processes that continually take place quite unconsciously in the depths of the human soul. In normal everyday life, such spiritual processes unfolding in the soul's depths surface only occasionally in faint dream experiences caught by day-consciousness. Awakening from sleep under especially favorable circumstances, one may have the feeling: You are emerging out of a spiritual world in which thinking, in which a kind of pondering has taken place, in which something has happened in the deep, unfathomable background of existence. Though apparently similar to daytime experiences, and intimately connected with one's whole being, this remains profoundly concealed for conscious daily life. For the spiritual researcher who has made some progress and is capable of initial experiences in the world of spiritual beings and spiritual facts, things often proceed in much the same way. As far as one advances, one still arrives again and again, so to speak, only at the boundary of a world in which spiritual processes approach one out of the deep unconscious. These processes, it must be said, are connected with one's own being. They can be apprehended almost the same way as a fata morgana appearing to one's spiritual gaze, not revealing themselves in their totality. That is one of the strangest experiences—this peering into the unfathomable spiritual connections within which the human soul stands. In attentively following up these intimate soul occurrences, it turns out that conflicts experienced in the depths of the soul and portrayed in works of art, in tragedies, are relatively easy to survey, as compared to the generally-human soul conflicts of which we have no presentiment in daily life. Every person does nonetheless undergo these conflicts at every age of life. Such a soul conflict discovered by means of spiritual investigation takes place for example, without ordinary consciousness knowing anything of it, every day on awakening, when the soul emerges from the world in which it unconsciously resides during sleep and immerses itself once again in the physical body. As already mentioned, ordinary consciousness has no notion of this, and yet a battle takes place every day in the soul's foundations, glimpsed only in spiritual investigation. This can be designated the battle of the solitary soul seeking its spiritual path, with the stupendous forces of natural existence, such as we face in external life in being helplessly subjected to thunder and lightning—in experiencing how the elements vent themselves upon the defenseless human being. Though arising with stupendous force, even such rare occurrences of Nature experienced by the human being are a trifling matter as compared with the inner battle taking place unconsciously upon awakening. Experiencing itself existentially, the soul has now to unite itself with the forces and substances of the physical body in which it immerses itself, so as to make use of the senses and of the limbs once again, these being ruled by natural forces. The human soul has something like a yearning to submerge itself in the purely natural, a longing that fulfils itself with every awakening. There is at the same time, as though a shrinking back, a sense of helplessness as against what stands in perpetual contrast to the human soul—the purely natural, manifesting in the external corporeality into which it awakens. Strange as it may sound that such a battle takes place daily in the soul's foundations, it is nonetheless an experience that does transpire unconsciously. The soul cannot know precisely what happens, but it experiences this battle every morning, and each and every soul stands under the impression of this battle despite knowing nothing of it—through all that the soul inherently is, the whole way it is attuned to existence. Something else that takes place in the depths of the soul and can be apprehended by means of spiritual investigation presents itself at the moment of falling asleep. Having withdrawn itself from the senses and from the limbs, having in a sense left the external body behind in the physical sense-world, what then approaches the human soul may be called a feeling of its own “inwardness.” Only then does it go through the inner battles that arise unconsciously by virtue of its being bound to external matter in life—and having to act in accordance with this entanglement. It feels the attachment to the sense world with which it is burdened as a hindrance, holding it back morally. Other moral moods can give us no conception of what thus transpires unconsciously after falling asleep, when the human soul is alone with itself. And all sorts of further moods then take their course in the soul when free of the body, in leading a purely spiritual existence between falling asleep and waking up. However, it should not be supposed that these events taking place in the soul's depths are not there in the waking state. Spiritual investigation reveals one very interesting fact in particular, namely that people not only dream when they think they do, but all day long. The soul is in truth always full of dreams, only the human being does not notice this, since day consciousness is stronger as compared to dream consciousness. Just as a weaker light is drowned out by a stronger one, so what continually takes place in the course of waking consciousness as an ongoing dream-experience is drowned out by day consciousness. Though not generally aware of it, we dream all the time. And out of the abundance of dream experiences, of dreams that remain unconscious, presenting themselves as boundless in relation to the experiences of day consciousness, those dreams of which the human being does actually become conscious, separate themselves off. They do so much as a single drop of water might separate itself from a vast lake. But this dreaming activity that remains unconscious is a soul-spiritual experience. Things take place there in the soul's depths. Such spiritual experiences of the soul located in unconscious regions take their course much as chemical processes, of which we are unconscious, take place in the body. Connecting this with a further fact arising from these lectures, additional light may be shed on hidden aspects of the soul-life spoken of here. We have often stressed—this was emphasized again in the previous lecture—that in the course of humanity's development on the earth, the soul-life of human beings has changed. Looking back far enough, we find that primeval human beings had quite different experiences from those of the human soul today. We have already spoken of the fact—and will do so again in coming lectures—that the primeval human being in early periods of evolution had a certain original clairvoyance. In the manner of looking at the world normal today in the waking state, we receive sense impressions from an external stimulus. We connect them by means of our understanding, our reason, feeling and will. This is merely the consciousness belonging to the present, having developed out of older forms of human consciousness. Applying the word in the positive sense, these were clairvoyant states. In an entirely normal way, in certain intermediate states between waking and sleeping, human beings were able to experience something of spiritual worlds. Thus, even if not yet fully self-conscious, human beings were by no means as unfamiliar in their normal consciousness with experiences taking place in the depths of the soul, such as those we have spoken of today. In ancient times human beings perceived more fully their connection with the spiritual world around them. They saw what takes place in the soul, the events occurring deep within the soul, as connected with the spiritual in the universe. They saw spiritual realities passing through the soul and felt themselves much more related to the soul-spiritual beings and facts of the universe. This was characteristic of the original clairvoyant state of humanity. Just as it is possible today to come to a feeling such as the following only under quite exceptional conditions, in ancient times it occurred frequently—not only in artistic, but also in quite primitive human beings. An experience of a quite vague and indefinite nature may lie buried in the depths of the soul, not rising into consciousness—an experience such as we have described. Nothing of this experience enters the conscious life of day. Something is nonetheless there in the soul, just as hunger is present in the bodily organism. And just as one needs something to satisfy hunger, so one needs something to satisfy this indefinite mood deriving from the experience lying deep within the soul. One then feels the urge to reach either for an existing fairy tale, for a saga, or if one is of an artistic disposition, perhaps to elaborate something of the kind oneself. Here it is as though all theoretical words one might make use of amount to stammering; and that is how fairy tales arise. Filling the soul with fairy tale pictures in this way constitutes nourishment for the soul as regards the “hunger” referred to. In past ages of humanity's development every human being still stood closer to a clairvoyant perception of these inner spiritual experiences of the soul, and with their simpler constitution people were able—in sensing the hunger described here far more directly than is the case today—to seek nourishment from the pictures we possess today in the fairy tale traditions of various peoples. The human soul felt a kinship with spiritual existence. Without understanding them, it sensed more or less consciously the inner battles it had to undergo, giving pictorial form to them in pictures bearing only a distant similarity to what had taken place in the soul's substrata. Yet there is a palpable connection between what expresses itself in fairy tales and these unfathomable experiences of the human soul. Ordinary experience shows us that a childlike soul disposition frequently creates something for itself inwardly, such as a simple “companion”—a companion really only there for this childlike mind, accompanying it nonetheless and taking part in the various occurrences of life. Who does not know, for instance, of children who take certain invisible friends along with them through life? You have to imagine that these “friends” are there when something happens that pleases the child, participating as invisible spirit companions, soul companions, when the child experiences this or that. Quite often one can witness how badly it affects the child's soul disposition when a “sensible” person comes, hears the child has such a soul companion, and now wants to talk it out of this soul companion, even perhaps considering it salutary for the child to be talked out of it. The child grieves for its soul companion. And if the child is receptive for soul-spiritual moods, this grieving signifies still more. It can mean the child begins to ail, becoming constitutionally infirm. This is an altogether real experience connected with profound inner occurrences of the human soul. Without dispersing the “aroma” of the fairy tale, we can sense this simple experience in the fairy tale which tells of the child and the toad, related by the Brothers Grimm.1 They tell us of the girl who always has a toad accompany her while eating. The toad, however, only likes the milk. The child talks to the animal as though with a human being. One day she wants the toad to eat some of her bread as well. The mother overhears this; she comes and strikes the animal dead. The child ails, sickens, and dies. In fairy tales we feel soul moods reverberate that do absolutely in fact take place in the depths of the soul, such that the human soul is actually not only cognizant of them in certain periods of life, but simply by virtue of being human, irrespective of being a child or an adult. Thus, every human soul can sense something re-echo of what it experiences without comprehending it—not even raising it into consciousness—connected with what in the fairy tale works on the soul as food works on the taste buds. For the soul, the fairy tale then becomes something similar to the nutritional substance as applied to the organism. It is fascinating to seek out in deep soul experiences what re-echoes in various fairy tales. It would of course be quite a major undertaking actually to examine individual fairy tales in this regard, collected as they are in such numbers. This would require a lot of time. But what can perhaps be illustrated with a few fairy tales can be applied to all of them, in so far as they are genuine. Let us take another fairy tale also collected by the Brothers Grimm, the fairy tale of “Rumpelstiltskin.” A miller asserts to the king that his daughter can spin straw into gold and is requested to have her come to the castle, so the king can ascertain her art for himself. The daughter goes to the castle. She is locked in a room and given a bundle of straw with which to demonstrate her art. In the room she is quite helpless. And while she is in this helpless state, a manikin appears before her. He says to her: “What will you give me, if I spin the straw into gold for you?” The miller's daughter gives him her necklace and the little man thereupon spins the straw into gold for her. The king is quite amazed, but he wants still more, and she is to spin straw into gold once again. The miller's daughter is again locked in a room, and as she sits in front of all the straw, the little man appears and says, “What will you give me, if I spin the straw to gold for you?” She gives him a little ring, and the straw is once more spun into gold by the little man. But the king wants still more. And when she now sits for the third time in the room and the little man again appears, she has nothing further to give him. At that the little man says, if she becomes queen one day, she is to grant him the first child she gives birth to. She promises to do so. And when the child is there, and the little man comes and reminds her of her promise, the miller's daughter wants a postponement. The little man then says to her: “If you can tell me what my name is, you can be free of your promise.” The miller's daughter sends everywhere, inquiring after every name. In learning every name, she wants to find out what the little man's name is. Finally, after a number of vain attempts, she actually succeeds in discovering his name—Rumpelstiltskin. With really no work of art other than fairy tales does one have such a sense of joy over the immediate picture presented, while yet knowing of the profound inner soul-experience out of which the fairy tale is born. Though the comparison may be trivial, it is perhaps still apt: Just as a person can be aware of the chemistry of food and still find a bite to eat flavorful, so it is possible to know something of the profound inner experiences of soul that are only experienced, not “known,” and that come to expression in fairy tale pictures in the manner indicated. In fact, unknowingly the solitary human soul—it is after all alone with itself during sleep, as also in the rest of life even when united with the body—feels and experiences, albeit unconsciously, the whole disparate relation in which it finds itself in regard to its own immense tasks, its place within the divine order of the world. The human soul does indeed feel how little it is capable of in comparing its ability with what external Nature can do, in transforming one thing into another. Nature is really a great magician, such as the human soul itself would like to be. In conscious life it may light-heartedly look past this gulf between the human soul and the wise omniscience and omnipotence of the spirit of Nature. But at deeper levels of soul experience, the matter is not done away with so easily. There, the human soul would necessarily go to rack and ruin if it were not after all to feel within it a more profound being inside the initially perceptible one, a being it can rely on, of which it can say to itself: As imperfect as you now still are—this being within you is cleverer. It is at work within you; it can carry you to the point of attaining the greatest skill. It can grant you wings, enabling you to see an endless perspective spread out before you, leading into a limitless future. You will be capable of accomplishing what you cannot as yet accomplish, for within you there is something that is infinitely more than your “knowing” self. It is your loyal helper. You must only gain a relation to it. You have really only to be able to form a conception of this cleverer, wiser, more skillful being than you yourself are, residing within you. In calling to mind this discourse of the human soul with itself, this unconscious discourse with the more adroit part of the soul, we may feel reverberating in this fairy tale of “Rumpelstiltskin” what the soul experiences in the miller's daughter who cannot spin straw into gold, but finds in the little man a skillful, loyal helper. There, deep in the substrata of the soul—in pictures, the distinctive aura of which is not destroyed through knowing their origin—the profound inner life of soul is given. Or, let us take another fairy tale.—Please do not take it amiss, however, if I connect this with matters having an apparently personal tinge, though not at all meant in a personal sense. The essential point will become clear in adding a few observations. In my Esoteric Science you will find a description of world evolution. It is not my intention to talk specifically about this now—that can be left for another occasion. In this world evolution our earth is spoken of as having gone through certain stages as a planet in the cosmos, comparable to human lives that follow one upon the other. Just as the individual human being goes through lives that follow each other sequentially, so our earth has gone through various planetary life-stages, various incarnations. In spiritual science, we speak, for certain reasons, of the earth as having gone through a kind of “Moon” existence before beginning its “Earth” existence, and prior to this a kind of “Sun” existence. Thus, we may speak of a Sun-existence, a planetary predecessor existence of our Earth-existence, as having been present in a primeval past—an ancient Sun, with which the earth was still united. Then, in the course of evolution a splitting off of Sun and earth took place. From what had originally been “Sun,” the moon separated itself off as well, and our sun of today, which is not the original Sun, but only a piece of it, so to speak. Thus, we may speak, as it were, of the original Sun and of its successor, the sun of today. And we may also refer to the moon of today as a product of the old Sun. If spiritual scientific investigation follows the evolution of the earth retrospectively to where the second sun, the sun of today, developed as an independent cosmic body, it has to be said that at that time, of the creatures that might have been externally perceptible to the senses, among the animals, only those existed that had developed to the stage of the fishes. These things can all be looked up more precisely in Esoteric Science. They can be discovered only by means of spiritual scientific investigation. At the time they had been discovered and written down by me in EsotericScience, the fairy tale in question was quite unknown to me. That is the personal factor I should like to add here. I am able to establish with certainty that it was quite unknown to me, since I only later came across it in Wilhelm Wundt's Ethnic Psychology,2 whose sources I only then followed up further. Before briefly outlining the fairy tale, I should like to say one thing in advance: Everything the spiritual researcher is able to investigate in this way in the spiritual world—and the things just referred to do have to be investigated in the spiritual world, since they are otherwise no longer extant—everything investigated in this way presents a world with which the human soul is united even so. We are connected with this world in the deepest recesses of our souls. It is always present, indeed we unconsciously enter this spiritual world in normal life upon falling asleep. Our soul is united with it and has within it not only the soul's experiences during sleep, but also those relating to the whole of evolution referred to here. Were it not paradoxical, one would like to say: in the unconscious state, the soul knows of this and experiences itself in the ongoing stream issuing from the original Sun and subsequently from the daughter sun we now see shining in the sky, as well as from the moon, also a descendant of the original Sun. And in addition, the soul experiences the fact that it has undergone an existence, soul-spiritually, in which it was not yet connected with earthly matter, in which it could look down on earthly processes; for instance, on the time in which the fish species were the highest animal organisms, where the present sun, the present moon, arose and split off from the Earth. In unconscious regions, the soul is linked to these events. We shall now briefly follow the outline of a fairy tale found among primitive peoples, who tell us: There was once a man. As a human being, he was, however, actually of the nature of tree resin and could only perform his work during the night, since, had he carried out his work by day, he would have been melted by the Sun. One day, however, it happened that he did go out by day, in order to catch fish. And behold, the man who actually consisted of tree resin, melted away. His sons decided to avenge him. And they shot arrows. They shot arrows that formed certain figures, towering one over the other, so that a ladder arose reaching up to heaven. They climbed up this ladder, one of them during the day, the other during the night. One of them became the sun, and the other became the moon. It is not my habit to interpret such things in an abstract way and to introduce intellectual concepts. But it is a different matter to have a feeling for the results of investigation—that the human soul in its depths is united with what happens in the world, to be grasped only spiritually, that the human soul is connected with all this and has a hunger to savor its deepest unconscious experiences in pictures. In citing the fairy tale just outlined, one feels a reverberation of what the human soul experienced as the original Sun, and as the arising of sun and moon during the fish epoch of the Earth. It was in some respects a quite momentous experience for me—this is once more the personal note—when I came across this fairy tale, long after the facts I have mentioned stood printed in my Esoteric Science. Though the notion of interpreting the whole matter abstractly still does not occur to me, a certain kindred feeling arises when I consider world evolution in the context of another, parallel portrayal—when I give myself up to the wonderful pictures of this fairy tale. Or, as a further example, let us take a peculiar Melanesian fairy tale. Before speaking of this fairy tale, let us remind ourselves that, as shown by spiritual investigation, the human soul is also closely linked to prevailing occurrences and facts of the universe. Even if stated rather too graphically, it is still nonetheless true in a certain respect, from a spiritual scientific point of view, if we say: When the human soul leaves the physical body in sleep, it leads an existence in direct connection with the entire cosmos, feeling itself related to the entire cosmos. We may remind ourselves of the relationship of the human soul, or for example, of the human “I” with the cosmos—at least with something of significance in the cosmos. We direct our gaze to the plant world and tell ourselves: The plant grows, but it can only do so under the influence of the sun's light and warmth. We have before us the plant rooted in the earth. In spiritual science we say: the plant consists of its physical body and of the life-body which permeates it. But that does not suffice for the plant to grow and unfold itself. For that, the forces are required that work on the plant from the sun. If we now contemplate the human body while the human being sleeps, this sleeping human body is in a sense equivalent to a plant. As a sleeping body it is comparable to the plant in having the same potential to grow as the plant. However, the human being is emancipated from the cosmic order which envelops the plant. The plant has to wait for the sun to exert its influence on it, for the rising and setting of the sun. It is bound to the external cosmic order. The human being is not so bound. Why not? Because what spiritual science points out is in fact true: the human being exerts an influence from the “I”—outside the physical body in sleep—upon the plant-like physical body, equivalent to what the sun exerts on the plant. Just as the sun pours its light out over the plants, so does the human “I” pour its light over the now plant-like physical body when the human being sleeps. As the sun “reigns” over the plants, so the human “I” reigns, spiritually, over the plant-like sleeping physical body. The “I” of the human being is thus related to the sun-existence. Indeed, the “I” of the human being is itself a kind of “sun” for the sleeping human body, and brings about its enlivening during sleep, brings it about that those forces are replenished that have been used up in the waking state. If we have a feeling for this, then we recognize how the human “I” is related to the sun. Spiritual science shows us in addition that, just as the sun traverses the arc of heaven—I am of course speaking of the apparent movement of the sun—and in a certain respect the effect of its rays differs according to whether it stands in this or that constellation of the zodiac, so the human “I” also goes through various phases in its experience. Thus, from one phase it works in one way, from a different phase it works in another way on the physical body. In spiritual science one acquires a feeling for how the sun works differently onto the earth according to whether it does so, for example, from the constellation of Aries, or from the constellation of Taurus, and so on. For that reason, one does not speak of the sun in general, but of its effect in connection with the twelve signs of the zodiac—indicating the correspondence of the changing “I” with the changing activity of the sun. Let us now take everything that could only be sketched here, but which is developed further in Esoteric Science, as something to be gained as soul-spiritual knowledge. Let us regard it as what takes place in the depths of the soul and remains unconscious but takes place in such a way that it signifies an inner participation in the spiritual forces of the cosmos that manifest themselves in the fixed stars and planets. And let us compare all this, proclaimed by spiritual science as the secrets of the universe, with a Melanesian fairy tale, that I shall again outline only briefly: On a country road lies a stone. This stone is the mother of Quatl. And Quatl has eleven brothers. After the eleven brothers and Quatl have been created, Quatl begins to create the present world. In this world he created, a difference between day and night was still unknown. Quatl then learns that there is an island somewhere, on which there is a difference between day and night. He travels to this island and brings a few inhabitants from this island back to his country. And, by virtue of their influence on those in his country, they too come to experience the alternating states of sleeping and waking, and the rising and setting of the sun takes place for them as a soul experience. It is remarkable what reverberates once again in this fairy tale. Considering the fairy tale as a whole there re-echoes, with every sentence, so to speak, something of world secrets, something of what, in the sense of spiritual science, the soul experiences in its depths. One then has to say: The sources of fairy tale moods, of fairy tales generally, lie in hidden depths of the human soul. These fairy tales are presented in the form of pictures, since external happenings have to be made use of in order to provide what is to be spiritual nourishment for the hunger that wells up as an outcome of the soul's experiences. Though we are far removed from the actual experiences in question, we can sense how they reverberate in the fairy tale pictures. With this in mind, we need not wonder that the finest, most characteristic fairy tales are those handed down from former ages when people still had a certain clairvoyant consciousness and found easier access to the sources of these fairy tale moods. Further, it need not surprise us that in regions of the world where human beings stand closer to spirituality than do the souls of the Occident, for example in India, in the Orient in general, fairy tales can have a much more distinctive character. Neither need we be surprised that in the German fairy tales that Jacob and Wilhelm Grimm collected in the form told them by relatives and others, often simple people, we come upon accounts reminiscent of the periods of European life in which the great heroic sagas arose. Fairy tales contain attributes found in the great heroic sagas. It need not surprise us to hear that it belatedly came to light that the most significant fairy tales are even older than the heroic sagas. Heroic sagas after all show human beings only at a particular age of life and in particular situations, while what lives in fairy tales is of a generally-human nature, accompanying human beings at every age, from their first to their last breath. It need not surprise us if the fairy tale also insistently depicts, for example, what we have referred to as a profound experience of the soul, the feeling of the soul's inadequacy on awakening in regard to the forces of Nature it helplessly faces and is only a match for, if it has the consolation of knowing at the same time: Within you, there is something that transcends your personal self, and makes you in a certain respect the victor once again over the forces of Nature. In sensing this mood, one has a feeling for why human beings so often find themselves up against giants in fairy tales. Why do these giants appear? Well, as an image, these giants arise as a matter of course from the whole tone of the soul in wanting to make its way into the body again in the morning, seeing itself confronted by the “giant” forces of Nature occupying the body. What the soul senses there as a battle, what it then feels is altogether real—not in rational terms, but as corresponds to depictions of the manifold battles of the human being with giants. When all this comes to meet it, it clearly senses how it possesses only one thing, its shrewdness, in this whole battle—in its stand in confronting giants. For, this entails the feeling: You could now reenter your body, but what are you, as against the immense forces of the universe! However, you do have something not there in these giants, and that is cunning—reason! This does in fact stand unconsciously before the soul, even if it has also to say to itself, that it can do nothing against the immense forces of the universe. We see how the soul transposes this literally into a picture in giving expression to the mood in question: A man goes along a country road and comes to an inn. In the inn he asks for milk-soup (blancmange). Flies enter the soup. He finishes eating the milk-soup, leaving the flies. Then he strikes the plate, counts the flies he has killed, and brags: “A hundred at one blow!” The innkeeper hangs a sign around his neck: “He has killed a hundred at one blow.” Continuing along the country road, this man comes to a different region. There a king looks out the window of his castle. He sees the man with the sign around his neck and says to himself: I could well use him. He takes him into his service and assigns him a definite task. He says to him: “You see, the problem is, whole packs of bears always come into my kingdom. If you have struck a hundred dead, then you can certainly also strike the bears dead for me.” The man says: “I am willing to do it!” But, until the bears are there, he wants a good wage and proper meals, for, having thought about it, he says to himself: If I can't do it, I shall at least have lived well until then.—When the time came, and the bears were approaching, he collected all kinds of food and various good things bears like to eat. Then he approached them and laid these things out. When the bears got there, they ate until they were full to excess, finally lying there as though paralyzed; and now he struck them dead one after the other. The king arrived and saw what he had accomplished. However, the man told him: “I simply had the bears jump over a stick and chopped off their heads at the same time!” Delighted, the king assigns him another task. He says to him: “Now the giants will soon also be coming into my land, and you must help me against them as well.” The man promised to do so. And when the time approached, he again took a quantity of provisions with him, including a lark and a piece of cheese. On actually encountering the giants, he first entered into a conversation with them about his strength. One of the giants said: “We shall certainly show you that we are stronger,” taking a stone and crushing it in his hand. Then he said to the man: “That is how strong we are! What can you do as compared to us?” Another giant took an arrow, shooting it so high that only after a long time did the arrow come down again and said: “That's how strong we are! What can you do as compared to us?” At this, the man who had killed a hundred at one blow said: “I can do all that and more!” He took a small piece of cheese and a stone, spreading the stone with cheese, and said to the giants: “I can squeeze water out of a stone!” And he squashed the cheese so that water squirted out of it. The giants were astonished at his strength in being able to squeeze water from a stone. Then the man took the lark and let it fly off, saying to the giants: “Your arrow came back down again, the one I have shot, however, goes up so high that it does not come back down at all!” For the lark did not return at all. At that, the giants were so amazed, they agreed among themselves that they would only be able to overcome him with cunning. They no longer thought of being able to overcome him with the strength of giants. Nonetheless, they did not succeed in outwitting him; on the contrary, he outwitted them. While they all slept, he put an inflated pig's bladder over his head, inside which there was some blood. The giants had said to themselves: Awake, we shall not be able to get the better of him, so we shall do it while he sleeps. They struck him while he slept, smashing the pig's bladder. Seeing the blood that spurted out, they thought they had finished him off. And they soon fell asleep. In the peaceful quiet that overcame them, they slept so soundly that he was able to put an end to them. Even though, like some dreams, the fairy tale ends here somewhat indefinitely and on an unsatisfactory note, we nonetheless have before us a portrayal of the battle of the human soul against the forces of Nature—first against the “bears,” then against the “giants.” But something else becomes evident in this fairy tale. We have the man who has “killed a hundred at one blow.” We have an echo of what lives at the deepest unconscious levels of the soul: the consolation in becoming aware of its own shrewdness over against these stronger, overwhelming forces. It is not a good thing when what has been presented artistically in pictures is interpreted abstractly. That is not at all what matters. On the other hand, nothing of the artistic form of the fairy tale is diminished if one has a feeling for the fact that the fairy tale is an after-echo of events taking place deep within the soul. These events are such that we can know a great deal about them, as much as one can come to know by means of spiritual investigation—yet, in immersing ourselves in fairy tales and experiencing them, they still remain original and elementary. In researching them, it is certainly agreeable to know that fairy tales present what the soul needs on account of its deepest experiences, as we have indicated. At the same time, no fairy tale mood is destroyed in arriving at a deeper recognition of the sources of subconscious life. Presented only abstractly, we find these sources are impoverished for our consciousness, whereas the fairy tale form is really the more comprehensive one for expressing the deepest experiences of the soul. It is then comprehensible that Goethe expressed in the significant and evocative pictures of the Fairy Tale of the Green Snake and the Beautiful Lily what he was abundantly able to experience, and which Schiller chose to express in abstract-philosophical concepts. Thus, despite having thought a great deal, Goethe wanted to say in pictures what he felt concerning the deepest underlying strata of human soul-life. And because the fairy tale relates in this way to the innermost soul, it is precisely the form most suited to the child. For it may be said of fairy tales that they have brought it about that what is most profound in spiritual life is expressed in the simplest possible form. In fact, one gradually comes to feel that in all conscious artistic life there is no greater art than that which completes the path from the uncomprehended depths of soul-life to the delightful, often playful pictures of the fairy tale. An art capable of expressing in the most self-evident form what is hard to comprehend is the greatest and most natural art, an art intimately related to the human being. And just because, in the case of the child, the essential human being is still united in an unspoilt way with the whole of existence, with the whole of life, the child especially needs the fairy tale as nourishment for its soul. What depicts spiritual powers can come alive more fully in the child. The childlike soul may not be enmeshed in abstract theoretical concepts if it is not to be obliterated. It has to remain connected with what is rooted in the depths of existence. Hence, we can do nothing of greater benefit for the soul of the child than in allowing what unites the human being with the roots of existence to act upon it. As the child still has to work creatively on its own physical formation, summoning the formative forces for its own growth, for the unfolding of its natural abilities, it senses wonderful soul nourishment in fairy tale pictures that connect it with the roots of existence. Since, even in giving themselves over to what is rational and intellectual, human beings can still never be wholly torn away from the roots of existence, they gladly turn again at every age to the fairy tale, provided they are of a sufficiently healthy and straightforward soul disposition. For there is no stage of life and no human situation that can estrange us altogether from what flows from fairy tales—in consequence of which we could cease having anything more to do with what is most profound in human nature or have no sense for what is so incomprehensible for the intellect, expressed in the self-evident, simple, primitive fairy tale and fairy tale mood. Hence, those who have concerned themselves for a long time with restoring to humanity the fairy tales that had been rather glossed over by civilization, individuals such as the Brothers Grimm, understandably had the feeling—even if they did not adopt a spiritual scientific view—that they were renewing something that belongs intimately to human nature. After an intellectual culture had done its part over a period of centuries to estrange the human soul, including the soul of the child, such collections of fairy tales as those of the Brothers Grimm have quite properly found their way again to all human beings receptive for such things. In this way they have become once more the common heritage of children's souls, indeed of all human souls. They will do so increasingly, the more spiritual science is not just taken as theory, but becomes an underlying mood of the soul, uniting it more and more in feeling with the spiritual roots of its existence.3 In this way, by means of the dissemination of spiritual science, what genuine fairy tale collectors, those truly receptive for fairy tales as well as those who present them have declared, will prove well-founded. This is what a certain individual, a true friend of fairy tales, often said in lectures I was able to hear.4 It is a wonderfully poetic utterance which at the same time summarizes what results from such spiritual scientific considerations as we have presented today. It may be formulated in words this man spoke—knowing as he did how to love fairy tales, collecting them, and appreciating them. He always liked to add the saying:
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52. What Do Intellectuals Make of Theosophy?
28 Apr 1904, Berlin Rudolf Steiner |
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You want to test how this is there on the canvas, how much of the red and green paints were used where straight and where crooked lines were applied. These are two different approaches to a picture. |
Who realises that that which we experience in ourselves is objective and that the objective can become the most subjective has a right to speak about the fact that also the calculated has an objective existence. He also does not regard red and green, C sharp and G as only subjective phenomena. Now I have said a number of matters which are dreadful heresies to scientifically thinking people. |
52. What Do Intellectuals Make of Theosophy?
28 Apr 1904, Berlin Rudolf Steiner |
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If a school of thought should be successful in the course of human evolution, a school of thought, which does not find acceptance or may even not enjoy the knowledge of the so-called authoritative circles, of the ruling spiritual circles, then it has to fight with the reluctant powers all the time which distinguish themselves within the human civilisation. We only need to remind of that which happened as Christianity had to assert itself against old ideas, against an old spiritual current in the world. We need only to remind that in the beginning of the new school of thought Galileo, Copernicus, Giordano Bruno had to fight against the so-called authoritative circles. We are allowed to suppose that the school of thought inaugurated by Giordano Bruno had to fight against traditions. In a similar situation is today that school of thought that is represented under the name theosophy in the literature, in talks and the like since several years. If you remember of the destiny of such schools of thought more or less unknown at the moment of their appearance, you find that the way how the ruling circles, the so-called authoritative circles face them, indeed, changes with the fashions of civilisation that, however, the essential part, the lack of understanding, combined with a certain narrow-mindedness, appears over and over again. It is no longer standard today to burn heretics, and in particular liberal circles would protest to be lumped together with such people who burnt heretics. But it may less depend on that. Today the burning of heretics is no longer really trendy. But if we examine the attitude, from which the persecution of heretics arose, and the reasons of such a persecution and compare it with that which takes place in the soul of somebody who fights against the theosophical school of thought more or less today or opposes against it, then we find a similar attitude and similar inner soul processes with the adversaries. We do not want to enter into discussion with the whole circle of the adversaries of the theosophical world view. We want to confine ourselves rather to that which is connected with our contemporary scholarship; we want to consider the relation of our contemporary scholarship to the theosophical or spiritual-scientific world view as I call it since some time. Perhaps, it is not meaningless if one starts this consideration with small symptoms. I start with a very widespread small encyclopaedia, a so-called pocket encyclopaedia, which says on its title-page or at least in its preface that it is collated by the best scientific people. If we open it under the catchword “Theosophy,” we find as an explanation only two words: “God-seeker, dreamer.” Such a kind of learnt consideration of the theosophist is now no longer common in all similar reference books, of course. But somebody does probably not become cleverer from this short remark who wants to get to know something about theosophy also not from the other similar reference books. I have tried to examine in the real philosophical reference books at least externally what is to be found there. I do not want to give an anthology of quotations from such reference books. I would like to give an example only what is to be found in the Dictionary of Philosophical Concepts and Terms, published in Berlin in 1900. In one of the newest works which lists the most of theosophical concepts the following you can read: [Gap in the shorthand notes.] ... these are about three lines with these names. Who wants to get an idea of theosophy from this short representation has to say to himself: also in such philosophical dictionaries we find nothing else than a not correct translation of the term and some names. Also, otherwise, it does not look especially good if we want to orientate ourselves about that which is represented here as theosophy what the contemporary scholarship knows about that. But the easier this contemporary scholarship wants to condemn theosophy on account of a few little things which it has picked up from any theosophical brochure. We can make the strange experience: a shrug and the remark, “what the theosophical literature spreads is nothing else than warming up a few Buddhist concepts,” or: “it is nothing else than spiritistic superstition expressed somewhat differently.” You can hear such things in abundance. What you hardly hear, however, is a real answer to the question: what is, actually, theosophy? You will find—maybe not only in coffee parties—that which has really happened in a coffee party recently which is, however, not at all so untypical for the standpoint of our contemporaries to theosophy. There a lady said to another: how is it that you have become a theosophist? This is something terrible, something awful. Take into account what you do to your family; consider how you are in contradiction to that which other people think.—She was silent for a few seconds and said then: what is really theosophy? This did not happen in learnt circles, but you could find something of that kind also in the learnt circles. You can find the judgement again and again that theosophy is nothing scientific at all that it is only enthusiasm of some fantastic people that they bring forward assertions which one cannot prove. I want to criticise by no means where I want to characterise the relation of our scholarship to theosophy, not even our relation to the circles of scholars. Because nobody else than that who has an overview of our present bringing up of scholars from the theosophical point of view knows better that from this education, from the concepts and ideas of it nothing else can arise than a high-spirited and a somewhat snooty shrug about that which theosophy asserts and which can really appear to that scholarship—because it cannot understand it better—as rapture and as a completely unscientific gossip. We really want to be fair towards this scholarship. The theosophist stands on a point of view and has to stand on one which I want to show at an example which has not taken place on theosophical ground which could have taken place, however, easily on theosophical ground. The theosophist is in a similar position to the contemporary scholarship rejecting the sneering and the reproach of rapture, as just in the example the recently deceased philosopher Eduard von Hartmann to the materialistic-Darwinist interpretation of nature. I do not want to take sides of the Philosophy of the Unconscious by Eduard von Hartmann. But over and over again one would have to point to the way how he faced his adversaries.—In 1869, the Philosophy of the Unconscious appeared, a book of which the theosophist not needs to take sides exactly, a book which was, however, a courageous action at that time. Just the relation of this book to the scholarship of that time can give an example how today the spiritual scientist or theosophist faces his adversaries. This Philosophy of the Unconscious was a courageous action in a certain way. At that time, the waves of the materialistic science surged when the materialistic science had grown up into a kind of materialistic religion, Books like Energy and Matter by Büchner, other books by Vogt, Moleschott and the like who considered energy and matter, the purely sensuous existence as the only one, they caused great sensation, have experienced many editions and conquered hearts and souls. In that time, everybody was regarded as being a poor devil and a fool who did not join in this choir of materialism who spoke about a self-creative spirit. In this time, when one was of the opinion that Darwin’s work delivered the scientific way of thinking for materialism, in this time, when philosophy itself was a word which one considered as something that was overcome, in this time, Eduard von Hartmann let his Philosophy of the Unconscious appear, a philosophy which has one advantage in spite of its big shortcomings that it attributes the world directly to something spiritual everywhere, looks for the basis of something spiritual in all phenomena, even if the spiritual is considered as something unconscious, even if it takes a particularly high rank. One thing is certain: there the spirit offers sharp resistance to the materialistic attitude. While at that time the Darwinist school of thought explained nature completely from energy and matter, Eduard von Hartmann tried to understand it in such a way that the spirit should become evident as the inner effectiveness of a spiritual work.—Then those came who believed to be entitled to look down with a shrug on everything that spoke of spirit and judged: there was never anything dilettantish like this Philosophy of the Unconscious. A man speaks there, actually, who has learnt nothing about all the phenomena which Darwinism now explains so scientifically. There was a lot of counter writings at that time. One also appeared by an unknown author. Its title was The Unconscious from the Standpoint of the Theory of Evolution and Darwinism. It was a thorough refutation of the Philosophy of the Unconscious. The author showed that he was familiar with the latest development of natural sciences. Ernst Haeckel said in a brochure that it would be a pity that the author did not call himself, because he himself could have presented nothing better against Eduard von Hartmann than what is in this writing. Oscar Schmidt wrote a brochure and said that no naturalist would have been able to say anything better against the limitless dilettantism of Eduard von Hartmann than the anonymous author of this brochure. “He may reveal his name to us and we consider him as one of ours.”—The brochure was soon out of stock and the second edition appeared with the name of the author. That was enough to silence the people. It was Eduard von Hartmann. Since that time the chorus was silent of those who had written about the dilettantism of the Philosophy of the Unconscious. You can argue something against such a procedure, but you cannot deny that it was thoroughly effective. Somebody who was regarded at first as a man who knows nothing has shown to the scientific circles that he could be cleverer than they could ever be. Let me use this trivial expression, it would be good even if somewhat anachronistic to do the same. But that who is at the summit of the theosophical world view could also easily, very easily write together all that stuff which one can today produce against theosophy. This has to be emphasised above all: theosophy is nothing that is directed against the real, true science if it is properly understood. Theosophy is able to understand the true, real science any time as Eduard von Hartmann could understand his adversaries. The reverse is not so easy in the one and the other case. However, we have also to understand where from this could come that way. If I held a lecture only about that which our scholars know about theosophy, then this lecture could have become rather short, and I would have hardly needed to stand before you longer than for a few seconds. But I would like to go deeper; I would like to speak of the reasons why our contemporary scholarship can know so little about theosophy which opens a new way of thinking about the matters of the world. If we look around today in our contemporary scholarly literature, we find that these considerations differ, already externally, from all the literature about hundred years ago. If we take a book which has, for example, the title: “The Origin of the Human Being, the Human Being and His Position to the World,” we hardly find anything else than that once the human being did not live on earth that he began his existence on earth in a childish, half animal condition. Then we are made aware of the fact that animal ancestors lived before this time on earth and that these developed to the present-day human being.—If we take another book which should inform us about the secrets of the universe, then we find that it deals with that which you can see through the telescope and what you can achieve with mathematics. In other words: everywhere something that I have called factual fanaticism in my book Goethe’s World-View, that factual fanaticism which keeps to the sensuous facts—to the sense-perceptible facts, at most to that which the armed senses can perceive. Everything belongs to that which is presented today in the most detailed way in any possible popular writing, and what the human being is solely able to provide of the riddles and secrets of the world on account of scientific facts. If we look around in the circles which draw their knowledge only from such books, then we find that there are, actually, all kinds of intermediate stages that, however, these intermediate stages are to be found between two extremes. The one extreme is the sober scholars. They only accept as scientific what they can see and infer with their reason from the seen. There the world is explored with instruments in all directions. There one searches for written documents, there the time and the development of humankind is investigated according to pure facts. The one is said to be natural sciences, the other is said to be history. In history you find quite strange things sometimes. In particular if one deals with experiences of spiritual science. You find that there are people who write thick books about the old Gnostics, for example, or about any branch of ancient spiritual wisdom who do not want at all to know anything about this spiritual wisdom itself. They look at this purely historically; they only register the written documents and are contented with it. Today one does not need to be a gnostic to write about Gnosticism. Today scholarly circles regard this almost as a principle. And as the best principle is regarded to be possessed as little as possible from the matters about which one writes, actually. If you take this factual fanaticism on one side, you have nearly what induces such scholarly circles to say: we can notice these matters, we know these matters; what goes beyond them is the object of faith. Everybody can believe or not believe what he wants.—The result of this attitude is a certain indifference to all the objects, thoughts and beings which go beyond the only sensuous facts. Then one says: if anybody needs them for his faith, we leave them to him, but science has nothing to do with them. A thick dividing wall is raised there between science and faith, and science should be nothing else than what can be perceived purely with the eye and with the ear, nothing else than the consideration of facts and what one abstracts from it. Anything else should not be investigated.—Then, however, something else appears which possibly says: it is not right that science stops anywhere, but this is right that the human being develops more and more and that he unfolds more and more forces in his works, so that he can know everything that there are no limits of knowledge. Indeed, the last objects of knowledge are to be attained only in infinite distance, but they are in such a way that we can approach them more and more. Limits must not be raised anywhere. It seems to be a summit of arrogance if such representatives appear who claim that this ability slumbers in every human being. Develop it and you will see that the objects which once were objects of your faith can become objects of your knowledge, of your wisdom. It is not different with the objects which refer to the immortality of the soul, to the spiritual world, to the big and to the small world in space and to the whole development of the human being; it is not different from the matters which we also meet in the usual natural sciences. Or, what does a human being, who takes a popular book about astronomy, know from own experience about that which the book says to him? I ask you: how many knowing people are among those who believe in the materialistic history of creation? How many are among those who swear on the materialistic spirit who have seen through a microscope and know how to investigate these matters? How many are there who believe in Haeckel and how many who know in this field? Everybody can become a researcher if he has the time and the energy for it. This also applies to the spiritual matters. It is brainless if one says that the matters come to an end. It is brainless as well if one says that you have to believe what is in Haeckel’s history of creation, that you yourselves cannot investigate this. In no other sense theosophy speaks of objects and matters of the higher world. One has been accustomed to use the term theosophy for this spiritual science. Not because it has God solely as the object of its consideration, but because it makes a distinction between the external sensuous human being who sees, hears, smells, tastes with his five senses, and combines the sense-perception with his reason—and the other human being who lives in this bodily human being who slumbers in it and can be woken and uses such spiritual organs, spiritual sensory tools, as the body has the physical sensory tools. As the body sees with the physical eye, the mind sees with the spiritual eye. Like the body hears with the physical ear, the mind hears with the spiritual ear. If the human being takes care of his spiritual development himself, these spiritual organs of perception can be trained, so that the inner human being is able to look into a spiritual world. Because one calls such an inner human being the divine one, I make the difference. What the external sensuous human being beholds, gives sensuous wisdom, what the inner divine human being beholds is, in contrast to sensuous wisdom, theosophy, divine wisdom. Thus it is meant if one speaks of theosophy. One does not speak of theosophy, because God is the object of research, because God is something that becomes obvious to the occultist only at the end of the things, on the summit of perfection. The theosophist will dare least of all to investigate God, although we know that we live, work and exist in Him. Just as little as somebody, who is sitting on the beach and dives his hand in the sea, believes that he can exhaust the whole sea, the theosophist believes just as little that he can embrace God. However, like somebody, who is sitting on the beach and gets out a handful of water, knows that the scooped water is of the same being as the whole big encompassing sea, the theosophist also knows that he carries a divine spark in himself that is of the same kind and being as God. The theosophist does not claim that his being can embrace God, he does also not claim that in his human soul the infinite God lives, or that the human being himself is God. He will never come up with such a thing. However, what he says, what he can experience and get to know is something different, this is just this that in the human being a part of God lives, which is of the same kind and being as the whole godhead, as well as the handful of water is of the same kind as the whole encompassing ocean. As the water in the hand and the water in the sea are of the same kind and being, also that which lives in the soul is of the same kind and being as God. Therefore, we call heavenly what is inside of the human being, and we call the wisdom divine wisdom or theosophy which the human being can investigate in his innermost core. This is a thought process which everybody would have to admit if he wanted to think only logically. Often someone objects to theosophy: you demand that the human being goes through a development. However, not everybody is able to verify everything the theosophy maintains.—Somebody who understands the matters will never maintain that any human being if he can have only the necessary patience, force and endurance cannot get to that condition which single human beings have got in the course of human development. But something else is in the so-called proofs of theosophical truths. Something is to be found in the theosophical literature and in theosophical talks or can be heard, otherwise, somewhere within the theosophical movement about which somebody who has a modern education says to himself: these are assertions. One can accept them, but no theosophist does prove them; he just maintains them.—This speaking of proofs is something that appears over and over again that one objects to theosophy over and over again. How is it?—It behaves as follows. What theosophy spreads as a higher spiritual wisdom can be investigated if those forces which slumber in every human soul are woken. These forces and abilities, which we call the forces and abilities of the seer, of the spiritual beholding, are necessary to investigate the matters. If one wants to investigate, to discover the facts of the spiritual world, these abilities and forces are necessary. However, it is something different to understand what the spiritual researcher has found. Mind you, one needs the forces of the seer to find the spiritual truths, but that one only needs the clear, logical human mind going up to the last consequences to understand them. That is essential. Someone who states that he cannot understand what theosophy maintains has not yet thought enough about it. On the contrary, we can better understand what science maintains today. Just what we understand, if we stop at true science, about the facts of nature, about the matters of the apparently lifeless and of the living nature—even if we take the facts of the history of civilisation—if we want to understand them, we can never understand them if we approach them only with the materialistic scholarship which is nothing else than materialistic fantasy. We can understand what true science delivers to us if we know the true science of the spiritual world. To somebody who sees deeper science as it is presented by Ernst Haeckel, for example, becomes only understandable if one has theosophy as a precondition, as a basis. A comparison should make clear what I want to say. Imagine that you have a picture before yourselves which shows any scene, any saint’s legend. You can try to understand this picture in double way. Once you place yourselves before the picture and try to let revive in your soul what has lived in the soul of the painter. You try to rouse in your soul what the picture shows as spiritual contents. Something lives in it that raises your soul, makes it lofty, and invigorates it. However, you can still react differently to this picture. You can go and say that this does not interest you. Also what the painter has imagined does not interest you particularly. However, you want to get to know how he mixed the paints which substances are mixed in the paint which he painted on the canvas. You want to test how this is there on the canvas, how much of the red and green paints were used where straight and where crooked lines were applied. These are two different approaches to a picture. It would be brainless to say about the one: you look at something that is false.—No, he looks at something that is absolutely true. He looks how the paint sticks to the canvas and how it is composed. He looks whether and how the paints have cracked et cetera. This can be real truth. Then there the other comes and says to the first: this is not the right thing what you think. This is only a thought. You can objectively find what I investigate. I want to give an additional example, so that we understand each other precisely. Somebody plays a sonata on a piano. You listen to this sonata with musical ear; you indulge in the marvellous realm of sounds which this sonata delivers to you. This is a way how you can investigate what takes place here. However, another way could also be the following. Anybody comes there and says that this does not interest him which one hears with the musical ear. But there stands a piano, in it strings are stretched. These strings move. I want to hang up little paper tabs on these strings. They jump off if the string moves and thereby I can study where the strings move and where they are in rest. I want to completely refrain from that which you hear there with your ear. One cannot prove that objectively. As well as this second viewer behaves to the first viewer; the characterised scholars behave to the theosophists. No theosophist thinks of denying scholarship. Just as little as that who goes into raptures about the spiritual contents of a picture says that that is not true which the other investigates about the paints, just as little that who has a musical ear will say that that is not true which the other investigates with the little paper tabs—because it is true, it is true what the naturalist investigates about his material. Nothing should be argued against it. But that escapes these natural sciences which is essential in the world process. Just as that which is essential escapes somebody who looks only at the little paper tabs and what also escapes somebody who only investigates the paint and maybe still the material, the canvas. Then some people come and say: there is something subjective, this lives only in the soul and cannot be proven objectively. One has to investigate what can be really found. Outside only the oscillatory etheric matter, the oscillatory substance exists. Indeed. One answers as a theosophist to such people: if you only investigate the matter, you only find your matter outside, as well as that who blocked his ears can only find what one can see in the little paper tabs. Still a few years ago one got up the objectivity of science to mischief. It is this the so-called atomistic theory where one calls that subjective which the human being perceives as sensory sensation what he perceives as sound, colour et cetera, and traces it back to objective processes. These processes should be oscillations of any substance. At that time—as an example—one called it always only red. Red, one said, is only in your eye. Outside in space is nothing else than an oscillation of the ether of so and so many millions oscillations.—This pseudoscience, which is no longer science but religion, transformed the world of perception into a huge sum of atoms which are in oscillatory movements. This nonsense of transforming everything that we experience as colour-fresh and lively contents into abstract processes which are nothing else than calculated things, nothing else than results of brooding and speculation, this nonsense lately withdraws somewhat. We see that already the atom and its oscillatory movement is regarded by reasonable naturalists only as a calculation approach and in the better circles of thinkers one does no longer take care of the inaccuracy of the atomic hypotheses et cetera. But it has collected in the brains of the human beings to look at the world as an objective nothing, as only materialistic oscillation processes, so that it has penetrated the theosophical movement and theosophy itself in the first years. We had to experience that the most spiritual movement was severely infected by materialism. We had to experience that one could read in the most different theosophical books over and over again that this is this or that vibration. In particular the English books did not get tired to talk about vibrations. It is a characteristic of our time that this materialistic tendency could come into the most spiritual movement. We still have much to do for long time to overcome this childhood disease of theosophy. However, only if the time has come when within theosophy one no longer speaks about moving atoms, then that cleverly thought-out construction of monads has disappeared which whirl down from the heights and take in everything—an absurd materialistic idea. One has to realise that theosophy concerns the recognition of the spiritual as such and one has to be aware of the fact that one lets the materialistic science have the swinging little paper tabs and lets it investigate the paints and the canvas. Theosophy deals with the development of the higher senses, the knowledge of the higher senses, it includes what the human being sees, summarises, surveys with the higher soul forces, and what he hears with the musical ear—the swinging string expresses it spatially. If you have understood this, you know to some extent what theosophy is. Hence, we have also to completely renounce to believe that a kind of harmony is possible between the modern scholarship and theosophy. It is not possible.—This harmony only comes if scholarship itself has progressed so far that it can understand theosophy. Indeed, we have to do it with the chemical investigation of the paints, with the investigation of the lines, with the investigation of the canvas, with the investigation of the little paper tabs on the moved strings, but this does not exclude that with the higher development of the spiritual forces the higher spiritual is revealed to us in that which we investigate externally. The modern scholarship is far away from understanding this matter. One becomes mild towards this scholarship if one sees, for example, that somebody who has been born out of this scholarship cannot understand anything that is scholarly in the deepest sense and has originated from spiritual science at the same time. I know that I say something extremely offensive for many listeners who have learnt physics. But it is something symptomatic about which I have to speak. Which physicist would not disparage what one calls Goethe’s theory of colours. It is a matter of impossibility to speak about it, but times will come—and they are not far , when one recognises the objections against Goethe's theory of colours as outdated prejudices. You can read further details about Goethe’s theory of colours in my book about Goethe’s World View. Goethe’s theory of colours was born out of a spiritual world view and for that who can understand this, this theory of colours is the proof of Goethe’s deep thinking. But it does not start from the prejudice that colour is an oscillatory ether. It stands rather on a ground which can be circumscribed as I try it now. I ask you to follow me in my subtle thought process. If anybody sees the red colour outside, his eye sees red at first. Now there comes the physicist and says: this red colour is only subjective. This is a process in space or in the brain. However, what is real outside is nothing but an oscillatory movement of the ether. If now anybody comes who says: what you see there is only an oscillatory movement of the ether, then reply the following: try to imagine this oscillatory movement of the ether. Is this colourless? It must be colourless, because you want to explain the colour from the oscillations. Hence, what is outside must be colourless. Then I ask: does it still have maybe other qualities; does it maybe have the quality of heat? There the physicist answers: heat even comes from oscillatory movement. However, these people are funniest if they say: these oscillations do not have sensory qualities, but only those qualities which we can think. If one regards now that which the senses say as subjective, one must also regard that which one thinks as subjective. Then one must also say: what you have calculated there as an oscillatory nebulous mass is subjective all the more, is never perceived, but is only calculated. Everything is calculated subjectively. Who realises that that which we experience in ourselves is objective and that the objective can become the most subjective has a right to speak about the fact that also the calculated has an objective existence. He also does not regard red and green, C sharp and G as only subjective phenomena. Now I have said a number of matters which are dreadful heresies to scientifically thinking people. One talks a lot that times have changed. Yes, times have changed since Giordano Bruno. At his time the dogma of infallibility was not yet valid. Today the dogma of infallibility is valid, as you know, in certain Catholic circles. But this dogma of infallibility is not born only out of Catholicism. It came into being as an external law, as an external dogma. However, the infallibility dogma also lives as an attitude in the minds of the materialistically thinking, monistic freethinkers. They regard themselves—I do not say that everybody regards himself as a little pope—but as so infallible that they regard everything as superstitious that does not come from their circles. If one counters these infallible physicists and psychiatrists—they do not say that they are infallible, but one feels it , then he is dismissed. He is no longer burnt, but he is made a fool with the means which is trendy today. The theosophist does not necessarily look for approval. Compared with truth approval is something indifferent. Who has understood the truth of a mathematical theorem does not care whether a million people agree or not. Truth is not decided by majority. Someone who has recognised a truth has recognised it and needs no approval. Thus the theosophical movement prefers the careful supporters. It does not want to have children but such human beings who form a judgement, with all care, after the most profound examination. The demand to be careful is something that gives me the deepest sympathy. From that which I have tried to show you can infer that theosophy is far away to criticise the contemporary scholarship. Should the theosophist fight against it? He would do something very foolish, because it would be as if that who looks at a picture with displeasure wanted to fight against somebody who studies the chemical composition of the paints. If, for example, an appearance like Ernst Haeckel is defended from theosophical side, this does not need to be wrong. One can defend him if one recognises him from a higher point of view sees how he appears there and knows how to classify the matters in the world evolution. The theosophist is able to give the right position to the contemporary development in any field. Thus the relation of the newly arising spiritual current is which tries to look at the world in such a way as single extraordinary spirits looked always at it. But it was not possible during the last centuries to give this spiritual science as it was given once. What one calls theosophy today is a small part of encompassing world wisdom, of occult science. This is something that has always existed with extraordinary human individualities since millennia, even since there are human beings. In the form, however, as single great spirits have owned it, it could not been given to the big mass. Nevertheless, it was not withheld from the big mass. If you check the legends and myths of the nations impartially, you see that these legends and myths are the metaphorical expressions of a science which contains more wisdom than the present-day science offers. This science would regard it as fantasy if one said that wisdom is in these fairy tales. This world wisdom has been announced in the most different religions; depending on how the one or the other people needed it according to its temperament and the climate. If we have an overview of everything that was given to humankind in the most different forms, we are led to a common core, to encompassing world wisdom. Today not everything can be already handed over to the bigger part of humankind, because somebody who rises toward this world wisdom has to go through particular inner ordeals. This world wisdom can be handed over only to somebody who goes through these ordeals. In former times also the elementary part was handed over only in the closest circle to well prepared pupils with the corresponding intellectual, moral and mental qualities. There are even today persons who regard it as wrong to deliver the occult profundities by theosophy to the big mass of the human beings. However, the reproach is unfounded because there is no alternative today. Who understands the structure of the spirit of the present age knows that inner truth and wisdom of the religious world view feel alienated because one can no longer understand them. This was different once. Then the wisdom which is announced today by theosophy was the property of the single human being. One gave the big mass the appropriate wisdom in pictures. The feeling nature of the big mass was suited to take it up in the pictures. The big mass could live with these pictures only. Truth was in the religions, truth was in the basic religious views. Theosophy only makes this clear again to us in the deepest way. The human being could understand it with his feeling in ancient times. Our time demands that he can also understand what is contained in the religions. Thus occult science is forced to come out a little bit, to contribute something to the verification of the religions, to give the elementary part of spiritual truth at least. A time would be dreary and desolate if humankind were alienated from all knowledge of the spiritual worlds and from any relation to them. Only that who does not understand the case can believe that humankind could exist without relation to the spiritual, without belief in spirit and immortality. Like the plant needs food juices, the soul needs something spiritual that forms its basis. Theosophy does not want to found a new religion. But it wants to bring truth home to the human being again in a form which is suited to the modern human being, in the form of thinking comprehension. Thus theosophy brings the old truth in new form to our contemporaries, unperturbed by those who, going out from the materialistic superstition, turn against this spiritual current. As well as the external natural science rests upon that which it investigates and calculates with the help of the microscope and telescope, theosophy uses the most significant instrument of which Goethe speaks: what the skilled ear of the musician is, this is the human soul compared with all tools , and further:
Who understands the world is the most perfect instrument, and supported on the spiritual beholding theosophy will produce such instruments more and more. The answer to the question: what do our scholars know about the real basis of theosophy is: nothing.—They can know nothing because all their ways of thinking can bring them to nothing else than to look at theosophy as a fantastic stuff. Who has understood, however, that scholarship cannot get involved in theosophy, which has gone out from quite different bases, also understands that this scholarship will be in need to illuminate the structure of spirit more intensely. This scholarship provides such flowers. But a real comprehension of the soul only can make such things comprehensible, which the modern scholarship knows. Or: what has somebody to think who regarded Goethe, Schopenhauer, Conrad Ferdinand Meyer and others as great spirits if this materialistic scholarship has brought it so far that you can find in a little book about Goethe’s illness, about Schopenhauer’s illness—also in other works—these illnesses considered from the point of view of the materialistic psychiatry? One calls a particular type of insanity manic depression, schizophrenia another, and paranoia a third one. These three forms of insanity are taken to show that one can also find symptoms of insanities with the great spirits who are regarded as leaders of humankind. One found the symptoms of manic depression with Schopenhauer, paranoia with Tasso, Rousseau and others. Indeed, the same author has called an even bigger number of people feeble-minded. He is the author of the book On the Physiological Idiocy of Women which concerns one half of the whole humankind. It would be easy to consider the author from his own viewpoint and to scrutinise him.—However, one must not laugh at these matters. The materialistic science must get to this because these are partial truths. But one can get only to the right insight if one sees the spirit working behind it. Then one sees that often a higher spiritual development must be purchased for the same symptoms, as on the other side health for other symptoms. One is able to do this only if one explains them from the theosophical standpoint. I would like to tell something else. You know that I have pointed to ancient times of development when our civilisation did not yet exist when there has been a continent between this Europe and America, the continent of the old Atlantis. I have already pointed to the fact that this Atlantis has been found again by the naturalists. In the magazine Kosmos, 10th issue, a naturalist speaks of animals and plants which lived on this Atlantis. Indeed, such a naturalist admits this, but he does not admit that other human beings lived in those days. He does not admit that the old Atlantean land was covered by a wide nebulous sea that the ground was not covered by such an air as it forms our atmosphere today, that the expression which the old Central European peoples have in their myths: Niflheim, nebulous home, means something real that our Atlantean ancestors lived in a nebulous country. I have sometimes pointed to that. Few days ago a lecture was held in a famous society of naturalists in which was pointed out to the fact that most probably in the time of our Atlantean ancestors on the earth very large land masses were covered with fog. One concludes this speculatively from different other phenomena. Above all, it is pointed out to the fact that the plants, which need sunshine which grow in the desert, are of a later date and did not yet exist at that time, while those, which need little sunshine which could exist at Niflheim, the nebulous home, are the older ones. Here you see that natural science lagging behind says to you what theosophy has said before. We have a time ahead when also the other matters must be gradually admitted by these natural sciences. Theosophy does not have to get used to the fantastic, objective atomic theories, but the facts which theosophy announces from the higher standpoint will be proven by the external natural sciences. This is the course of the future development. Even if the modern scholars know nothing about it, their own progress leads them to it.—No thinker should doubt that one can see more, can behold more with a developed soul than with mere senses and mere intellect. It is the recognition of the developed human being as the most perfect instrument to investigate the world—theosophy wants this to be accepted. Everything else results automatically. If you say that the human being has reached the highest levels and will not keep on developing, then you do not need theosophy. If you say, however, the laws which have held sway in the past, will also hold sway in the future, single human beings have always stood higher than others of their surroundings—if you admit this, then you have already a theosophical attitude, in principle. One does not become a theosophist because one uses the words theosophy, brotherliness, unity et cetera. Brotherliness is something that all good people understand. If I see people always talking about brotherliness and then also behold them feeling an inner lust if they talk about brotherliness, harmony, unity, then I always think of the oven and the first principle of the Theosophical Society which demands to establish the core of a general human fraternisation. It is for nothing if one says to the oven: dear oven, heat the room and make it warm.—If one wants that the oven gives off heat, then one must put heating material into it and kindle it. One must put heating material into it. This is the spiritual force, the ability to behold on account of the development of the higher worlds. By the development of the spiritual world that truth and wisdom in the human souls take place which must lead as wisdom and knowledge automatically to the general human brotherhood. Then we arrive at that which is expressed in the first principle of the theosophical program if the human being can be an instrument to behold into the spiritual worlds. If the organs of perception concealed in the human being are got out of the soul, theosophy is a progress which one is able to pursue. If one compares this theosophical attitude with the attitude of theosophists, of great, lofty personalities who lived in prehistoric time, then we find it also in a sentence from Herder’s pen: our tender, feeling and sensitive nature has developed all senses which God has given it. It cannot do without them, because that which results from the whole use of the organs shines to all. These are the vowels of life and so on. Even if we only take the external physical senses into consideration, we can say in the theosophical sense, nevertheless: the physical and spiritual senses must be developed, because by the harmony of the spiritual and physical organs of perception the vowels not only of life, but also those of the eternal, infinite, spiritual life are kindled. You read in Goethe’s poem The Secrets:
The human being is neither free nor not free, he is developing.
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70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen Rudolf Steiner |
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And not to make an easy classification, but out of the nature of things, the spiritual scientific researcher distinguishes three essential parts of the soul with the same justification - only of course transferred to another area - as one distinguishes in the rainbow spectrum the red color on one side, the green in the middle, and then the blue color. And just as one cannot grasp the interaction of light and colors without taking this structure, which is most clearly seen in the rainbow spectrum, so one cannot understand the human soul without the threefold nature that we describe as the sentient soul, the mind or emotional soul, and the consciousness soul. |
But what exists in the soul as the mediation of the eternal self of the human being with the temporal-spatial human being corresponds to the green color, which primarily serves the light, just as the mind serves the spiritual, mediating the human being's relationship to his eternal and temporal. |
70a. The Human Soul, Fate and Death: The Rejuvenating Power of the German National Soul
20 Feb 1915, Bremen Rudolf Steiner |
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During each winter in the past years, I was allowed to give a lecture here on a spiritual-scientific topic. The local friends have also requested such a lecture for this year. And it will seem understandable that in these difficult, fateful and destiny-bearing times, such a reflection may lead to that which fills us all deeply, deeply in our hearts and souls. Our thoughts and feelings are directed towards the East and the West, to where the great events of our time are unfolding in such a significant, grand, powerful, and painful way; where the fate of humanity is not discussed with words, but with deeds, which find expression in courage, confidence, bravery, in death and suffering, but also in all the uplifting sacrifices that are so abundant in the time when something so significant is also happening for our Central European humanity. What can be stimulated in our present time regarding the relationship between the European national souls may be the subject of today's spiritual scientific reflection. It may be the subject of this reflection in the way that spiritual science can illuminate these very conditions. This spiritual science, which has indeed found little, truly little, favor and acceptance among the majority of contemporary people, but which, for those who are imbued with its innermost meaning, its innermost spirit, presents itself that it must take its stand for the whole movement for the whole life of the human spirit in the cultural movement for the present and the near future, just as the scientific movement for several centuries has taken its stand in cultural life. And it is precisely in the face of the deeply moving questions of life that spiritual science must prove itself. Among the concepts that have provoked the most ridicule and opposition in my first fundamental spiritual science book - in my “Theosophy” - is the concept of the folk soul not as an abstraction, as a mere idea and sum of characteristics that hold a group of people together, but as a real, active being. We have already reached a point where the habits of thought that have been formed over centuries no longer want to go along with spiritual science. Just as human beings, as the highest of earthly beings, stand in relation to the entities of the other natural kingdoms, just as the entities of the mineral, plant and animal kingdoms find their physical, sensory culmination in the human being, so spiritual science must show - however unusual it may be for present-day ideas - that the realms of beings are not limited to the visible, that there are other realms above the human being, which cannot be reached with the mind that is bound to our brain, or with our physical, sensory eyes and ears, but which can be reached with what Goethe called spiritual vision, spiritual eyes and ears. This is not said comparatively, but to express something that is as certain for anthroposophy as, for example, the biological results are for the external science. Spiritual science says that the way a person, with their soul, faces the things and entities of external nature, and how they form concepts and ideas about them, so there are truly real spiritual beings, invisible to the physical eye, above the human being, and for these beings, the human being with their soul is as much a thought, as it is an idea, as the objects of external nature are for the human being. Thus we are permeated and held by these spiritual beings. And to one of the next classes of these beings, spiritual science must count what for many is only the coincidence of the characteristics of a people: the folk souls. What matters is the relationship of the folk soul to the individual human soul. Spiritual science does not look at the soul like popular psychology. It regards it not as a product of the outer organization, but as the real creator of the outer organization. And not to make an easy classification, but out of the nature of things, the spiritual scientific researcher distinguishes three essential parts of the soul with the same justification - only of course transferred to another area - as one distinguishes in the rainbow spectrum the red color on one side, the green in the middle, and then the blue color. And just as one cannot grasp the interaction of light and colors without taking this structure, which is most clearly seen in the rainbow spectrum, so one cannot understand the human soul without the threefold nature that we describe as the sentient soul, the mind or emotional soul, and the consciousness soul. Just as the rainbow has the color red on one side, so the human being has the sentient soul on one side; in the middle, the human being has the mind or emotional soul; and just as the rainbow has the color blue, so the human being has the consciousness soul. As I said, this does not arise from arbitrariness, from a desire to classify, but is connected with the innermost nature of the soul. Let us first take the sentient soul: just as the red part of the spectrum primarily contains warmth, so the sentient soul contains more of the desires, the passions, the passionate forces of the soul, but at the same time, when the soul goes through the gate of death into the spiritual world, [withdraws into] that which are the eternal forces of the soul, which mysteriously hide behind the drives, the passions, the desires, which at the same time are what imprints the soul with the eternal character. But what exists in the soul as the mediation of the eternal self of the human being with the temporal-spatial human being corresponds to the green color, which primarily serves the light, just as the mind serves the spiritual, mediating the human being's relationship to his eternal and temporal. And the consciousness soul is what consumes the eternal between birth and death to work on the temporal; it is most turned towards the material world. The consciousness soul is what contains the soul powers that are least carried through the gate of death, that are least connected to the eternal self of man. In all that we distinguish as nuances of the soul life, the actual I of the human being lives as light lives in the nuances of the spectrum. As there is light in every color, so there is I in every part of the human soul; but at the same time, what permeates the human being like an invisible entity passes through the I into the soul's members: the soul of the people to which he belongs. The relationship between the national soul and the individual human soul varies greatly, and nations differ according to the nature of the relationship between the national soul and the individual human soul. There is not enough time in the world if I were to attempt to develop in full, on the basis of spiritual scientific research, the nature of the relationship between the national soul and the human soul. A comparison can be enlightening here, but it should be more than just a comparison; it should give a genuine spiritual-scientific result. If we look at a person in relation to the mineral, plant and animal world, we can distinguish three types of people. Firstly, there are people whose whole being is inclined only towards the external sense world, who cannot sharply concentrate their attention on something that withdraws from the sense world, who always need the impression of the outside world. They fall into indifference and inattention when they are supposed to have ideas that do not adhere to the outside world. There is another relationship to the environment that we encounter more in inward-looking, sensible natures, who go through the world in such a way that their senses are little attracted by external nature, who produce inwardly, who bring forth from the life of the soul what they experience. They go through the world of the senses raving and dreaming. These are very different types of people because the soul relates to itself and to the outer world in different ways. A third type is the one who has placed himself in history primarily through the representative of Germanness, through Goethe. A great thinker of his time called his thinking “representational thinking”. By this he meant that Goethe had the peculiarity of being just as oriented towards sensual things as he was, and that he could immerse himself in the spiritual that he was able to experience in and with things. The ideas of “spirit and body” were intimately interwoven in his soul. His thinking was objective and did not stray far from the objects, and when it did go to the objects, it did not stray from itself. Corresponding to this threefold relationship of man to the world around him, we also have three types of relationship of the folk soul to the individual human soul. For just as the human being relates to nature, so the folk soul relates to the individual human soul. There are folk souls that relate to individual souls in such a way that they are completely devoted to the individual human beings, as it were, that they completely slip into them and permeate them, that the individual soul is something that is the imprint of the folk soul. This is the preferred relationship for the souls that inhabit the west and south of Europe: the French, Italian and British people. The relationship is different for the Russian people. There we find that the folk soul remains, as it were, above the individual souls, that it does not enter into the being of the individual human being, which is expressed by the fact that the Russian people still have today - like a cloud spreading over the whole nation - the Byzantine religion, which does not connect with the individual soul. Such is the relationship of the folk soul to the individual Russian person. [Where, as in Western Europe, the national soul takes hold of the individual souls, it dominates the individual souls so that the individual soul is something like an imprint of the national soul. Just as the national soul in the West is within the individual soul, so the relationship of the Russian national soul is such that it does not descend. Like the person who lives only in his or her own soul, the national soul does not descend to the individual soul; the national soul, as it were, raves over the people. The Russian souls are not seized by the folk soul, but rather they are in anarchic confusion. Even when one thinks of the excellent representatives of the Russian people, of Tolstoy and so on, one sees how the folk soul hovers over them like a cloud and that the individual soul forces are not seized by it, but are in anarchic confusion. Let us now turn to the center of Europe: here we find such a relationship between the soul of the people and the individual soul that we can compare this relationship with Goethe's objective thinking. We have the soul of the people lovingly and intimately entering into the individual souls and yet, at the same time, rising above itself and being transported into the spiritual worlds in order to draw new strength and carry it down from the spiritual worlds. We have here the life of the soul of the people above the human being in the spiritual heights, and then again in the individual human souls. One can say: When you look at the people of Western Europe, a particular soul force is always taken hold of and ruled by the folk soul: in the Italians, the sentient soul; in the French, the mind or mind soul; in the British, the consciousness soul. All the qualities that the members of these nations have [precisely as members of these nations] immediately become clear and understandable when viewed from this perspective of the nature of the facts, which can be found through spiritual science. How powerfully passionate, how completely immersed in instinct, all of Italian life appears, right up to the greatness of Dante, who drafted his Divine Comedy from the images of the sentient soul. The Italian people become understandable when one knows that it is the folk soul that takes hold of the sentient soul here. The French nation becomes understandable when one recognizes that the folk soul directly takes hold of the intellectual soul. I read how a psychological society in a German city tried to explain the French national character. The result was: That is their mathematical disposition. This disposition becomes immediately understandable when one knows that the folk soul directly takes hold of the powers of the intellectual soul. Everything in this western nation is illuminated when one knows that it tends to take things in such a way that, despite all striving for personal freedom and national freedom, it is inwardly dogmatized and systematized to the point of artistic activity, to the point of the details of artistic activity. And we also find the other side there. I would like to say the negative pole of the dogma: that is criticism, the dissolving element. On the one hand, the rational soul wants to see everything in a system of dogmas, and if it cannot, it rebels against it, and so we have either dogmatism or Voltairism. The starting point of Descartes' philosophy is doubt down to the last detail. You can understand what is happening in the French people if you know this. I note that a number of prominent figures are sitting here who know that I have been dealing with these things for years and that they have not been formulated by the occasion of the present. But I believe that they can be enlightening for what we are now experiencing, which is so great, so meaningful and so painful. Now to the consciousness soul. The part that is most inclined towards the outer life and carries least into the eternal part of the human being is the consciousness soul, and in the British people it is most seized by the folk soul. The character of the British people as a trading nation and also the character of Shakespeare immediately becomes clear. For what is his greatness based on? That he has portrayed the individual human being in such a sharp characteristic, that they stand firmly on the physical plane, that he characterizes them in what does not pass through the gate of death. He is so great because he has succeeded in characterizing so sharply what is human in man that is not eternal about them, but what they develop for the physical world between birth and death. Now, the German national soul, or, as I could also say, Central European culture, is characterized by the fact that it does not take hold of the soul directly, but descends to the soul and takes hold of it in its entirety, as it were with that which flows from the sources of the spiritual world, for it has the gift of withdrawing into the spiritual worlds and drawing strength from there. Hence the peculiarity of the German soul to experience that which has the power of the eternal, which directly flows from the eternal into the individual souls. The individual soul must be able to feel that something in your soul lives through the national soul, which sinks into you, which is carried into you, and through which you are directly connected to what lives in spiritual heights. Hence the idealism, hence the ever-rejuvenating power of the German national soul. One can go through the products of German intellectual life and obtain the evidence that, in contrast to other nations, the German has this peculiar relationship to the folk soul: not the individual soul elements are seized, as in the western and eastern nations of Europe, but the ego, of which the German seems to be less developed. One is a Briton, a Frenchman; a German is to be made. It is an ideal because not a single power of the soul, but the whole soul is seized in the most profound life in the constant emergence of the different sides. Let us look back to the times when Christianity penetrated into the young, developing Germanic nation. How was it received? We can see this from the Old High German poem “Heliand”. What the individual - here the poet of “Heliand” - feels about the events, his personal experience, is directly related to the forces that surround him. What was only handed down to the Romans is reborn from the youngest germinal forces of the poet. And in other poems we find how Christianity not only becomes part of the German people, but is born out of the individual human being, as it becomes a personal matter for the individual. It is the soul of the people that does not allow what comes to the people to grow old, but rejuvenates it so that it lives like a plant in the soul and rises again. Furthermore, we see how a world view develops in the twelfth to fourteenth centuries that is called German mysticism, for example in the works of Tauler, Meister Eckhart, the unknown author of Theologia Deutsch, and so on. We see how the minds work in a peculiar way, how they relate to the spiritual world. The mystic Eckhart is convinced that the spiritual world must be experienced directly in the soul, that it must be left entirely to itself, that it must not move out of its own arbitrariness, but must give itself to the forces that are weaving and ruling through the world. Then something ignites in it, which is a spark, but in this spark lives God, the divine weaving and being. The place where God lives within, [where Christ is born within, which suffers] and dies when the individual soul goes the way of suffering and passion, / gap in the text] is where Meister Eckhart coined the word “Gemüt”. In the mind, the world is spiritually revived, and it is aware that what a person thinks, the Godhead thinks, what a person feels, the Godhead feels, what a person wills, the Godhead wills, if only he gives himself to his God. There we have something of the intimate coexistence of the individual with the German folk soul. And in the author of Theologia Deutsch we find a rejuvenation of the German Weltanschauung through a rhythmic beat of the life of the German national soul with the individual representatives of the German national soul. What in earlier times led to the resurrection of the life of Jesus, as if Jesus had wandered through Germany's countryside with his disciples as his servants, which so personally depicted the life of Jesus, which rejuvenated Christianity, that rejuvenates the worldview in German mysticism. And it is wonderful how deeply the German national soul intervenes in personal life! This becomes clear when we look at one of the disciples of mysticism, at Angelus Silesius, when we share a saying of this mystic, one of the deepest of the numerous sayings:
Oh, what depths, we say, only in relation to the thought of immortality! He who has done this feels the ruling divinity. When I die, it is just as much an act of the divinity as when I live, it is the divinity that lives in me. By letting God experience death in me, I am aware of my immortality. One can say: such ideas of immortality, which point to an immortal power in the human soul that is not grasped by reflecting on what lies beyond death, but is already grasped by it in life, are demonstrated by Jakob Böhme, the simple cobbler from Görlitz, the profound philosopher, who was fully inspired by the German folk spirit. He directed his enlightened gaze to that which is of the divine worlds in his own soul. He saw the courage of human striving on earth in the fact that the individual human soul, which is otherwise given over to emotional impressions, to those of the intellect and so on, always knows itself connected with its immortal core, with that which lives in death, that knows how to die by living out of direct knowledge. Jakob Böhme's goal was to experience death directly in earthly life, and that this is the seed for the experiences of life. An expression that appears to be the utterance of the German national soul through a single person is the following:
Those who do not grasp during their lifetime what lives in the soul as an immortal and thus pass through the gate of death, those who do not grasp death as the source of spiritual life, perish when they die. We see the highest philosophical view, but one that is also imbued with elemental soul power, rising to the highest heights of the spiritual. When we see such figures of German nationality before our minds, we perceive how the German national soul has a rejuvenating effect again and again, so that it must always take hold of spirit and soul as a fresh germ in order to go up the whole ladder, to go to the highest heights of spiritual fruit. And after the scorching and burning devastation of the Thirty Years' War, we see the German soul's strength once again intervening in the life of the people. [Gap in the text] How consciously Lessing points out that a truth does not need to be foolish because it originally occurred in people who had not yet been corrupted by the sophistries of the schools - he means the great truth of repeated earthly lives - that the entire earthly life proceeds in such a way that it passes through different earthly lives. He expresses this in his “Education of the Human Race”. The very clever people say: He has grown old when he wrote this. But he was aware that in the “Education of the Human Race” he presented the entire development, which is equally drawn from the elementary soul forces and at the same time leads to the highest heights of spiritual life. What arises in this way arises through the intimate interaction of the soul of the people with the entire soul forces.This is also the case with Herder, who provided a broad overview in his “History of Mankind”, encompassing the entire nature of the soul, from the most elementary soul forces to the highest philosophical powers. There are many, many ways in which the soul of a nation lives in Goethe's soul. It is remarkable that we realize that in turn a poetic work could arise in him that could not have arisen within any other culture. If the German folk soul has the peculiarity of grasping not the individual soul forces but the whole soul, then it grasps the immortal in the mortal, and the personality becomes the bearer of the eternal. Therefore, Goethe's “Faust” could only arise within German culture. It contains everything in the human soul, all the striving for the very beginnings of spiritual life, which are consciously sought again after all tradition has been cast off. How is this presented? Let us compare how the German soul power inspires the German people in relation to the French people. In both, the Greek is reviving. But how does it revive with the French poets? It is studied, the rules are adopted and so on. But how is it with Goethe? Even in “Iphigenia” the Greek is not adopted, but reborn anew, rejuvenated. And in “Faust” we have the union with what he regarded as Greek: Helen is reborn for Faust. He becomes young in order to unite with the representative of Greek culture. Faust, who has grown old, throws off the old and seeks the rejuvenating potion. What is historically given must be brought into connection with Faust in a rejuvenated form. This demands the full strength, the rejuvenating strength of the German national soul. We can trace it everywhere in all the details of German intellectual life! This is what comes to consciousness through an immersion in the substance of the German national soul. One sees, feels and senses an ever-renewing power in it. However present culture may change, this renewing power will remain, because its magic breath will be breathed again and again in different epochs. This is a peculiarity of Central European culture. This hope and confidence, which immediately becomes strength, is the basis not for superficial but for profound optimism in the German, which is also connected to idealism in all philosophies. Whoever is truly capable of approaching what the German national soul has produced cannot despair of humanity, but always comes to a belief in humanity, and indeed to a spiritual belief in humanity. This becomes very significant when one looks at spirits who turn their gaze to humanity in search of something that can give good hope for the further development of man, and who can find nothing, who believe that European culture has died out. No one can regard European culture as having grown old; they can understand the relationship between the soul of the people and the individual German soul. Anyone who considers European culture to be old does not understand that. That is why we have a Russian intellectual who has searched for what can make humanity happy and cannot find anything that has grown out of this culture of the national soul. He looks everywhere and finds nothing. I am talking about Herzen, the great Russian who became so small in his own eyes when he wanted to understand Central European culture. The following saying of Herzen immediately sheds light on the way the Eastern European, anarchic soul views desolation where flourishing life can be seen by those who can understand Central European soul life. He enters into an intellectual alliance with an Englishman, with Stuart Mill, and says:
That is what Herzen says, who has no understanding for what must fill the Central European with the highest vitality. And further he says:
If he had understood Goethe, such a statement would be impossible! Further Herzen says:
That the same force that brought forth the highest poetic and philosophical blossoms in Goethe is the same force that today brings forth countless victims, victims of death and suffering, that is what presents itself to us at the same time from the whole context of German life. And has German life always been so misunderstood in the world as it is now, when it is being shouted at from all sides that it is a life of “barbarians”? Not only is Central Europe being surrounded like a large fortress with the intention of starving it out, no, it is also being scolded and reviled from all sides. Here and there, friendly voices are raised, for example, by a Romanian who exclaims:
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