4. The Philosophy of Freedom (1964): Individuality and Genus
Translated by Michael Wilson |
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For the generic features of the human race, when rightly understood, do not restrict man's freedom, and should not artificially be made to do so. A man develops qualities and activities of his own, and the basis for these we can seek only in the man himself. |
[ 5 ] It is impossible to understand a human being completely if one takes the concept of genus as the basis of one's judgment. The tendency to judge according to the genus is at its most stubborn where we are concerned with differences of sex. |
Those who immediately mix their own concepts into every judgment about another person, can never arrive at the understanding of an individuality. Just as the free individuality emancipates himself from the characteristics of the genus, so must the act of knowing emancipate itself from the way in which we understand what is generic. |
4. The Philosophy of Freedom (1964): Individuality and Genus
Translated by Michael Wilson |
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[ 1 ] The view that man is destined to become a complete, self-contained, free individuality seems to be contested by the fact that he makes his appearance as a member of a naturally given totality (race, people, nation, family, male or female sex) and also works within a totality (state, church, and so on). He bears the general characteristics of the group to which he belongs, and he gives to his actions a content that is determined by the position he occupies among many others. [ 2 ] This being so, is individuality possible at all? Can we regard man as a totality in himself, seeing that he grows out of one totality and integrates himself into another? [ 3 ] Each member of a totality is determined, as regards its characteristics and functions, by the whole totality. A racial group is a totality and all the people belonging to it bear the characteristic features that are inherent in the nature of the group. How the single member is constituted, and how he will behave, are determined by the character of the racial group. Therefore the physiognomy and conduct of the individual have something generic about them. If we ask why some particular thing about a man is like this or like that, we are referred back from the individual to the genus. The genus explains why something in the individual appears in the form we observe. [ 4 ] Man, however, makes himself free from what is generic. For the generic features of the human race, when rightly understood, do not restrict man's freedom, and should not artificially be made to do so. A man develops qualities and activities of his own, and the basis for these we can seek only in the man himself. What is generic in him serves only as a medium in which to express his own individual being. He uses as a foundation the characteristics that nature has given him, and to these he gives a form appropriate to his own being. If we seek in the generic laws the reasons for an expression of this being, we seek in vain. We are concerned with something purely individual which can be explained only in terms of itself. If a man has achieved this emancipation from all that is generic, and we are nevertheless determined to explain everything about him in generic terms, then we have no sense for what is individual. [ 5 ] It is impossible to understand a human being completely if one takes the concept of genus as the basis of one's judgment. The tendency to judge according to the genus is at its most stubborn where we are concerned with differences of sex. Almost invariably man sees in woman, and woman in man, too much of the general character of the other sex and too little of what is individual. In practical life this does less harm to men than to women. The social position of women is for the most part such an unworthy one because in so many respects it is determined not as it should be by the particular characteristics of the individual woman, but by the general picture one has of woman's natural tasks and needs. A man's activity in life is governed by his individual capacities and inclinations, whereas a woman's is supposed to be determined solely by the mere fact that she is a woman. She is supposed to be a slave to what is generic, to womanhood in general. As long as men continue to debate whether a woman is suited to this or that profession “according to her natural disposition”, the so-called woman's question cannot advance beyond its most elementary stage. What a woman, within her natural limitations, wants to become had better be left to the woman herself to decide. If it is true that women are suited only to that profession which is theirs at present, then they will hardly have it in them to attain any other. But they must be allowed to decide for themselves what is in accordance with their nature. To all who fear an upheaval of our social structure through accepting women as individuals and not as females, we must reply that a social structure in which the status of one half of humanity is unworthy of a human being is itself in great need of improvement.1 [ 6 ] Anyone who judges people according to generic characters gets only as far as the frontier where people begin to be beings whose activity is based on free self-determination. Whatever lies short of this frontier may naturally become matter for academic study. The characteristics of race, people, nation and sex are the subject matter of special branches of study. Only men who wish to live as nothing more than examples of the genus could possibly conform to a general picture such as arises from academic study of this kind. But none of these branches of study are able to advance as far as the unique content of the single individual. Determining the individual according to the laws of his genus ceases where the sphere of freedom (in thinking and acting) begins. The conceptual content which man has to connect with the percept by an act of thinking in order to have the full reality (see Chapter 5 ff.) cannot be fixed once and for all and bequeathed ready-made to mankind. The individual must get his concepts through his own intuition. How the individual has to think cannot possibly be deduced from any kind of generic concept. It depends simply and solely on the individual. Just as little is it possible to determine from the general characteristics of man what concrete aims the individual may choose to set himself. If we would understand the single individual we must find our way into his own particular being and not stop short at those characteristics that are typical. In this sense every single human being is a separate problem. And every kind of study that deals with abstract thoughts and generic concepts is but a preparation for the knowledge we get when a human individuality tells us his way of viewing the world, and on the other hand for the knowledge we get from the content of his acts of will. Whenever we feel that we are dealing with that element in a man which is free from stereotyped thinking and instinctive willing, then, if we would understand him in his essence, we must cease to call to our aid any concepts at all of our own making. The act of knowing consists in combining the concept with the percept by means of thinking. With all other objects the observer must get his concepts through his intuition; but if we are to understand a free individuality we must take over into our own spirit those concepts by which he determines himself, in their pure form (without mixing our own conceptual content with them). Those who immediately mix their own concepts into every judgment about another person, can never arrive at the understanding of an individuality. Just as the free individuality emancipates himself from the characteristics of the genus, so must the act of knowing emancipate itself from the way in which we understand what is generic. [ 7 ] Only to the extent that a man has emancipated himself in this way from all that is generic, does he count as a free spirit within a human community. No man is all genus, none is all individuality. But every man gradually emancipates a greater or lesser sphere of his being, both from the generic characteristics of animal life and from domination by the decrees of human authorities. [ 8 ] As regards that part of his nature where a man is not able to achieve this freedom for himself, he constitutes a part of the whole organism of nature and spirit. In this respect he lives by copying others or by obeying their commands. But only that part of his conduct that springs from his intuitions can have ethical value in the true sense. And those moral instincts that he possesses through the inheritance of social instincts acquire ethical value through being taken up into his intuitions. It is from individual ethical intuitions and their acceptance by human communities that all moral activity of mankind originates. In other words, the moral life of mankind is the sum total of the products of the moral imagination of free human individuals. This is the conclusion reached by monism.
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4. The Philosophy of Freedom (1964): Ultimate Questions: The Consequences of Monism
Translated by Michael Wilson |
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All attempts to transcend the world are purely illusory, and the principles transplanted from this world into the Beyond do not explain the world any better than those which remain within it. If thinking understands itself it will not ask for any such transcendence at all, since every content of thought must look within the world and not outside it for a perceptual content, together with which it forms something real. |
This presents intuitive thinking as man's inwardly experienced spiritual activity. To understand this nature of thinking by experiencing it amounts to a knowledge of the freedom of intuitive thinking. |
For it tries to show that the experience of thinking, when rightly understood, is in fact an experience of spirit. Therefore it appears to the author that no one who can in all seriousness adopt the point of view of The Philosophy of Freedom will stop short before entering the world of spiritual perception. |
4. The Philosophy of Freedom (1964): Ultimate Questions: The Consequences of Monism
Translated by Michael Wilson |
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[ 1 ] The uniform explanation of the world, that is, the monism we have described, derives the principles that it needs for the explanation of the world from human experience. In the same way, it looks for the sources of action within the world of observation, that is, in that part of human nature which is accessible to our self-knowledge, more particularly in moral imagination. Monism refuses to infer in an abstract way that the ultimate causes of the world that is presented to our perceiving and thinking are to be found in a region outside this world. For monism, the unity that thoughtful observation—which we can experience—brings to the manifold multiplicity of percepts is the same unity that man's need for knowledge demands, and through which it seeks entry into the physical and spiritual regions of the world. Whoever seeks another unity behind this one only proves that he does not recognize the identity of what is discovered by thinking and what is demanded by the urge for knowledge. The single human individual is not actually cut off from the universe. He is a part of it, and between this part and the totality of the cosmos there exists a real connection which is broken only for our perception. At first we take this part of the universe as something existing on its own, because we do not see the belts and ropes by which the fundamental forces of the cosmos keep the wheel of our life revolving. Whoever remains at this standpoint sees a part of the whole as if it were actually an independently existing thing, a monad which receives information about the rest of the world in some way from without. Monism, as here described, shows that we can believe in this independence only so long as the things we perceive are not woven by our thinking into the network of the conceptual world. As soon as this happens, all separate existence turns out to be mere illusion due to perceiving. Man can find his full and complete existence in the totality of the universe only through the experience of intuitive thinking. Thinking destroys the illusion due to perceiving and integrates our individual existence into the life of the cosmos. The unity of the conceptual world, which contains all objective percepts, also embraces the content of our subjective personality. Thinking gives us reality in its true form as a self-contained unity, whereas the multiplicity of percepts is but a semblance due to the way we are organized (see page 67). To recognize true reality, as against the illusion due to perceiving, has at all times been the goal of human thinking. Scientific thought has made great efforts to recognize reality in percepts by discovering the systematic connections between them. Where, however, it was believed that the connections ascertained by human thinking had only subjective validity, the true basis of unity was sought in some entity lying beyond our world of experience (an inferred God, will, absolute spirit, etc.). On the strength of this belief, the attempt was made to obtain, in addition to the knowledge accessible to experience, a second kind of knowledge which transcends experience and shows how the world that can be experienced is connected with the entities that cannot (a metaphysics arrived at by inference, and not by experience). It was thought that the reason why we can grasp the connections of things in the world through disciplined thinking was that a primordial being had built the world upon logical laws, and, similarly, that the grounds for our actions lay in the will of such a being. What was not realized was that thinking embraces both the subjective and the objective in one grasp, and that through the union of percept with concept the full reality is conveyed. Only as long as we think of the law and order that permeates and determines the percept as having the abstract form of a concept, are we in fact dealing with something purely subjective. But the content of a concept, which is added to the percept by means of thinking, is not subjective. This content is not taken from the subject, but from reality. It is that part of the reality that cannot be reached by the act of perceiving. It is experience, but not experience gained through perceiving. If someone cannot see that the concept is something real, he is thinking of it only in the abstract form in which he holds it in his mind. But only through our organization is it present in such isolation, just as in the case of the percept. After all, the tree that one perceives has no existence by itself, in isolation. It exists only as a part of the immense machinery of nature, and can only exist in real connection with nature. An abstract concept taken by itself has as little reality as a percept taken by itself. The percept is the part of reality that is given objectively, the concept the part that is given subjectively (through intuition—see page 73 ff.). Our mental organization tears the reality apart into these two factors. One factor presents itself to perception, the other to intuition. Only the union of the two, that is, the percept fitting systematically into the universe, constitutes the full reality. If we take mere percepts by themselves, we have no reality but rather a disconnected chaos; if we take by itself the law and order connecting the percepts, then we have nothing but abstract concepts. Reality is not contained in the abstract concept; it is, however, contained in thoughtful observation, which does not one-sidedly consider either concept or percept alone, but rather the union of the two. [ 2 ] That we live in reality (that we are rooted in it with our real existence) will not be denied by even the most orthodox of subjective idealists. He will only deny that we reach the same reality with our knowing, with our ideas, as the one we actually live in. Monism, on the other hand, shows that thinking is neither subjective nor objective, but is a principle that embraces both sides of reality. When we observe with our thinking, we carry out a process which itself belongs to the order of real events. By means of thinking, within the experience itself, we overcome the one-sidedness of mere perceiving. We cannot argue out the essence of reality by means of abstract conceptual hypotheses (through pure conceptual reflection), but in so far as we find the ideas that belong to the percepts, we are living in the reality. Monism does not seek to add to experience something non-experienceable (transcendental), but finds the full reality in concept and percept. It does not spin a system of metaphysics out of mere abstract concepts, because it sees in the concept by itself only one side of the reality, namely, the side that remains hidden from perception, and only makes sense in connection with the percept. Monism does, however, give man the conviction that he lives in the world of reality and has no need to look beyond this world for a higher reality that can never be experienced. It refrains from seeking absolute reality anywhere else but in experience, because it is just in the content of experience that it recognizes reality. Monism is satisfied by this reality, because it knows that thinking has the power to guarantee it. What dualism seeks only beyond the observed world, monism finds in this world itself. Monism shows that with our act of knowing we grasp reality in its true form, and not as a subjective image that inserts itself between man and reality. For monism, the conceptual content of the world is the same for all human individuals (see page 68). According to monistic principles, one human individual regards another as akin to himself because the same world content expresses itself in him. In the unitary world of concepts there are not as many concepts of the lion as there are individuals who think of a lion, but only one. And the concept that A fits to his percept of the lion is the same that B fits to his, only apprehended by a different perceiving subject (see page 69). Thinking leads all perceiving subjects to the same ideal unity in all multiplicity. The unitary world of ideas expresses itself in them as in a multiplicity of individuals. As long as a man apprehends himself merely by means of self-perception, he sees himself as this particular man; as soon as he looks at the world of ideas that lights up within him, embracing all that is separate, he sees within himself the absolute reality living and shining forth. Dualism defines the divine primordial Being as that which pervades and lives in all men. Monism finds this divine life, common to all, in reality itself. The ideas of another human being are in substance mine also, and I regard them as different only as long as I perceive, but no longer when I think. Every man embraces in his thinking only a part of the total world of ideas, and to that extent individuals differ even in the actual content of their thinking. But all these contents are within a self-contained whole, which embraces the thought contents of all men. Hence every man, in his thinking, lays hold of the universal primordial Being which pervades all men. To live in reality, filled with the content of thought, is at the same time to live in God. A world beyond, that is merely inferred and cannot be experienced, arises from a misconception on the part of those who believe that this world cannot have the foundation of its existence within itself. They do not realize that through thinking they find just what they require for the explanation of the percept. This is the reason why no speculation has ever brought to light any content that was not borrowed from the reality given to us. The God that is assumed through abstract inference is nothing but a human being transplanted into the Beyond; Schopenhauer's Will is human will-power made absolute; Hartmann's Unconscious, a primordial Being made up of idea and will, is but a compound of two abstractions drawn from experience. Exactly the same is true of all other transcendental principles based on thought that has not been experienced. [ 3 ] The truth is that the human spirit never transcends the reality in which we live, nor has it any need to do so, seeing that this world contains everything the human spirit requires in order to explain it. If philosophers eventually declare themselves satisfied with the deduction of the world from principles they borrow from experience and transplant into an hypothetical Beyond, then it should be just as possible to be satisfied when the same content is allowed to remain in this world, where for our thinking as experienced it does belong. All attempts to transcend the world are purely illusory, and the principles transplanted from this world into the Beyond do not explain the world any better than those which remain within it. If thinking understands itself it will not ask for any such transcendence at all, since every content of thought must look within the world and not outside it for a perceptual content, together with which it forms something real. The objects of imagination, too, are no more than contents which become justified only when transformed into mental pictures that refer to a perceptual content. Through this perceptual content they become an integral part of reality. A concept that is supposed to be filled with a content lying beyond our given world is an abstraction to which no reality corresponds. We can think out only the concepts of reality; in order to find reality itself, we must also have perception. A primordial world being for which we invent a content is an impossible assumption for any thinking that understands itself. Monism does not deny ideal elements, in fact, it considers a perceptual content without an ideal counterpart as not fully real; but in the whole realm of thinking it finds nothing that could require us to step outside the realm of our thinking's experience by denying the objective spiritual reality of thinking itself. Monism regards a science that limits itself to a description of percepts without penetrating to their ideal complements as incomplete. But it regards as equally incomplete all abstract concepts that do not find their complements in percepts, and that fit nowhere into the conceptual network that embraces the whole observable world. Hence it knows no ideas that refer to objective factors lying beyond our experience and which are supposed to form the content of a purely hypothetical system of metaphysics. All that mankind has produced in the way of such ideas monism regards as abstractions borrowed from experience, the fact of borrowing having been overlooked by the originators. [ 4 ] Just as little, according to monistic principles, can the aims of our action be derived from an extra-human Beyond. In so far as we think them, they must stem from human intuition. Man does not take the purposes of an objective (transcendental) primordial Being and make them his own, but he pursues his own individual purposes given him by his moral imagination. The idea that realizes itself in an action is detached by man from the unitary world of ideas and made the basis of his will. Therefore it is not the commandments injected into this world from the Beyond that live in his action, but human intuitions belonging to this world itself. Monism knows no such world-dictator who sets our aims and directs our actions from outside. Man finds no such primal ground of existence whose counsels he might investigate in order to learn from it the aims to which he has to direct his actions. He is thrown back upon himself. It is he himself who must give content to his action. If he looks outside the world in which he lives for the grounds determining his will, he will look in vain. If he is to go beyond merely satisfying his natural instincts, for which Mother Nature has provided, then he must seek these grounds in his own moral imagination, unless he finds it more convenient to let himself be determined by the moral imaginations of others; in other words, either he must give up action altogether, or else he must act for reasons that he gives himself out of his world of ideas or that others select for him out of theirs. If he advances beyond merely following his life of sensuous instincts or carrying out the commands of others, then he will be determined by nothing but himself. He must act out of an impulse given by himself and determined by nothing else. It is true that this impulse is determined ideally in the unitary world of ideas; but in practice it is only by man that it can be taken from that world and translated into reality. The grounds for the actual translation of an idea into reality by man, monism can find only in man himself. If an idea is to become action, man must first want it, before it can happen. Such an act of will therefore has its grounds only in man himself. Man is then the ultimate determinant of his action. He is free. Author's additions, 1918[ 5 ] In the second part of this book the attempt has been made to demonstrate that freedom is to be found in the reality of human action. For this purpose it was necessary to single out from the whole sphere of human conduct those actions in which, on the basis of unprejudiced self-observation, one can speak of freedom. These are actions that represent the realization of ideal intuitions. No other actions will be called free by an unprejudiced observer. Yet just by observing himself in an unprejudiced way, man will have to see that it is in his nature to progress along the road towards ethical intuitions and their realization. But this unprejudiced observation of the ethical nature of man cannot, by itself, arrive at a final conclusion about freedom. For were intuitive thinking to originate in anything other than itself, were its essence not self-sustaining, then the consciousness of freedom that flows from morality would prove to be a mere illusion. But the second part of this book finds its natural support in the first part. This presents intuitive thinking as man's inwardly experienced spiritual activity. To understand this nature of thinking by experiencing it amounts to a knowledge of the freedom of intuitive thinking. And once we know that this thinking is free, we can also see to what region of the will freedom may be ascribed. We shall regard man as a free agent if, on the basis of inner experience, we may attribute a self-sustaining essence to the life of intuitive thinking. Whoever cannot do this will never be able to discover a path to the acceptance of freedom that cannot be challenged in any way. This experience, to which we have attached such importance, discovers intuitive thinking within consciousness, although the reality of this thinking is not confined to consciousness. And with this it discovers freedom as the distinguishing feature of all actions proceeding from the intuitions of consciousness. [ 6 ] The argument of this book is built upon intuitive thinking which may be experienced in a purely spiritual way and through which, in the act of knowing, every percept is placed in the world of reality. This book aims at presenting no more than can be surveyed through the experience of intuitive thinking. But we must also emphasize what kind of thought formation this experience of thinking demands. It demands that we shall not deny that intuitive thinking is a self-sustaining experience within the process of knowledge. It demands that we acknowledge that this thinking, in conjunction with the percept, is able to experience reality instead of having to seek it in an inferred world lying beyond experience, compared to which the activity of human thinking would be something purely subjective. [ 7 ] Thus thinking is characterized as that factor through which man works his way spiritually into reality. (And, actually, no one should confuse this world conception that is based on the direct experience of thinking with mere rationalism.) On the other hand, it should be evident from the whole spirit of this argument that for human knowledge the perceptual element only becomes a guarantee of reality when it is taken hold of in thinking. Outside thinking there is nothing to characterize reality for what it is. Hence we must not imagine that the kind of reality guaranteed by sense perception is the only one. Whatever comes to us by way of percept is something that, on our journey through life, we simply have to await. The only question is, would it be right to expect, from the point of view that this purely intuitively experienced thinking gives us, that man could perceive spiritual things as well as those perceived with the senses? It would be right to expect this. For although, on the one hand, intuitively experienced thinking is an active process taking place in the human spirit, on the other hand it is also a spiritual percept grasped without a physical sense organ. It is a percept in which the perceiver is himself active, and a self-activity which is at the same time perceived. In intuitively experienced thinking man is carried into a spiritual world also as perceiver. Within this spiritual world, whatever confronts him as percept in the same way that the spiritual world of his own thinking does will be recognized by him as a world of spiritual perception. This world of spiritual perception could be seen as having the same relationship to thinking that the world of sense perception has on the side of the senses. Once experienced, the world of spiritual perception cannot appear to man as something foreign to him, because in his intuitive thinking he already has an experience which is purely spiritual in character. Such a world of spiritual perception is discussed in a number of writings which I have published since this book first appeared. The Philosophy of Freedom forms the philosophical foundation for these later writings. For it tries to show that the experience of thinking, when rightly understood, is in fact an experience of spirit. Therefore it appears to the author that no one who can in all seriousness adopt the point of view of The Philosophy of Freedom will stop short before entering the world of spiritual perception. It is certainly not possible to deduce what is described in the author's later books by logical inference from the contents of this one. But a living comprehension of what is meant in this book by intuitive thinking will lead quite naturally to a living entry into the world of spiritual perception. |
The Philosophy of Freedom (1964): Translator's Introduction
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Steiner was deeply disappointed at the lack of understanding it received. Hartmann's reaction was typical; instead of accepting the discovery that thinking can lead to the reality of the spirit in the world, he continued to think that “spirit” was merely a concept existing in the human mind, and freedom an illusion based on ignorance. |
The aim of the present revision of the original translation has been to help the reader to understand the analysis of the act of Knowledge and to enable him to follow the subsequent chapters without being troubled by ambiguous terms. |
Although Steiner has to show that this view is mistaken, one can at least understand how it could come to be written. That it can be a genuine human experience is shown by the similar remark attributed to T. |
The Philosophy of Freedom (1964): Translator's Introduction
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Rudolf Steiner was born in 1861 and died in 1925. In his autobiography, The Course of My Life,1 he makes quite clear that the problems dealt with in The Philosophy of Freedom played a leading part in his life. His childhood was spent in the Austrian countryside, where his father was a stationmaster. At the age of eight Steiner was already aware of things and beings that are not seen as well as those that are. Writing about his experiences at this age, he said, “... the reality of the spiritual world was as certain to me as that of the physical. I felt the need, however, for a sort of justification for this assumption.” Recognizing the boy's ability, his father sent him to the Realschule at Wiener Neustadt, and later to the Technical University in Vienna. Here Steiner had to support himself, by means of scholarships and tutoring. Studying and mastering many more subjects than were in his curriculum, he always came back to the problem of knowledge itself. He was very much aware: that in the experience of oneself as an ego, one is in the world of the spirit. Although he took part in all the social activities going on around him—in the arts, the sciences, even in politics—he wrote that “much more vital at that time was the need to find an answer to the question: How far is it possible to prove that in human thinking real spirit is the agent?” He made a deep study of philosophy, particularly the writings of Kant, but nowhere did he find a way of thinking that could be carried as far as a perception of the spiritual world. Thus Steiner was led to develop a theory of knowledge out of his own striving after truth, one which took its start from a direct experience of the spiritual nature of thinking. As a student, Steiner's scientific ability was acknowledged when he was asked to edit Goethe's writings on nature. In Goethe he recognized one who had been able to perceive the spiritual in nature, even though he had not carried this as far as a direct perception of the spirit. Steiner was able to bring a new understanding to Goethe's scientific work through this insight into his perception of nature. Since no existing philosophical theory could take this kind of vision into account, and since Goethe had never stated explicitly what his philosophy of life was, Steiner filled this need by publishing, in 1886, an introductory book called The Theory of Knowledge Implicit in Goethe's World Conception. His introductions to the several volumes and sections of Goethe's scientific writings (1883–97) have been collected into the book Goethe the Scientist. These are valuable contributions to the philosophy of science. During this time his thoughts about his own philosophy were gradually coming to maturity. In the year 1888 he met Eduard von Hartmann, with whom he had already had a long correspondence. He describes the chilling effect on him of the way this philosopher of pessimism denied that thinking could ever reach reality, but must forever deal with illusions. Steiner was already clear in his mind how such obstacles were to be overcome. He did not stop at the problem of knowledge, but carried his ideas from this realm into the field of ethics, to help him deal with the problem of human freedom. He wanted to show that morality could be given a sure foundation without basing it upon imposed rules of conduct. Meanwhile his work of editing had taken him away from his beloved Vienna to Weimar. Here Steiner wrestled with the task of presenting his ideas to the world. His observations of the spiritual had all the exactness of a science, and yet his experience of the reality of ideas was in some ways akin to the mystic's experience. Mysticism presents the intensity of immediate knowledge with conviction, but deals only with subjective impressions; it fails to deal with the reality outside man. Science, on the other hand, consists of ideas about the world, even if the ideas are mainly materialistic. By starting from the spiritual nature of thinking, Steiner was able to form ideas that bear upon the spiritual world in the same way that the ideas of natural science bear upon the physical. Thus he could describe his philosophy as the result of “introspective observation following the methods of Natural Science.” He first presented an outline of his ideas in his doctoral dissertation, Truth and Knowledge, which bore the sub-title “Prelude to a ‘Philosophy of Freedom’.” In 1894 The Philosophy of Freedom was published, and the content which had formed the centre of his life's striving was placed before the world. Steiner was deeply disappointed at the lack of understanding it received. Hartmann's reaction was typical; instead of accepting the discovery that thinking can lead to the reality of the spirit in the world, he continued to think that “spirit” was merely a concept existing in the human mind, and freedom an illusion based on ignorance. Such was fundamentally the view of the age to which Steiner introduced his philosophy. But however it seemed to others, Steiner had in fact established a firm foundation for knowledge of the spirit, and now he felt able to pursue his researches in this field without restraint. The Philosophy of Freedom summed up the ideas he had formed to deal with the riddles of existence that had so far dominated his life. “The further way,” he wrote, “could now be nothing else but a struggle to find the right form of ideas to express the spiritual world itself.” While still at Weimar, Steiner wrote two more books, Friedrich Nietzsche, Fighter for Freedom (1895), inspired by a visit to the aged philosopher, and Goethe's Conception of the World (1897), which completed his work in this field. He then moved to Berlin to take over the editing of a literary magazine; here he wrote Riddles of Philosophy (1901) and Mysticism and Modern Thought (1901). He also embarked on an ever-increasing activity of lecturing. But his real task lay in deepening his knowledge of the spiritual world until he could reach the point of publishing the results of this research. The rest of his life was devoted to building up a complete science of the spirit, to which he gave the name Anthroposophy. Foremost amongst his discoveries was his direct experience of the reality of the Christ, which soon took a central place in his whole teaching. The many books and lectures which he published set forth the magnificent scope of his vision.2 From 1911 he turned also to the arts—drama, painting, architecture, eurythmy—showing the creative forming powers that can be drawn from spiritual vision. As a response to the disaster of the 1914-18 war, he showed how the social sphere could be given new life through an insight into the nature of man, his initiative bearing practical fruit in the fields of education, agriculture, therapy and medicine. After a few more years of intense activity, now as the leader of a world-wide movement, he died, leaving behind him an achievement that must allow his recognition as the first Initiate of the age of science.3 Anthroposophy is itself a science, firmly based on the results of observation, and open to investigation by anyone who is prepared to follow the path of development he pioneered—a path that takes its start from the struggle for inner freedom set forth in this book. The Philosophy of Freedom can be seen as the crowning achievement of nineteenth-century philosophy. It answers all the problems of knowledge and morality that philosophers had raised, argued over, and eventually left unsolved with the conclusion that “we can never know”. Yet this great achievement received no recognition, and only when Steiner had acquired a large following of people thankful for all that he had given them of his spiritual revelation, did there arise the desire to read also his earlier work, upon which he always insisted his whole research was firmly based. Perhaps if Steiner had spent the rest of his life expounding his philosophy, he would today be recognized throughout the world as a major philosopher; yet his achievement in going forward himself to develop the science of the spirit is much the greater, and this will surely be recognized in time. Indeed, philosophy has got itself a bad name, perhaps from its too-frequent negative results, and it might even be better to consider the Philosophy of Freedom not just as a chapter of philosophy, but as the key to a whole way of life. Considered just as a piece of philosophy, it might in any case be thought out of date, having only historical interest. For instance, a modern scientist may well believe that any philosopher who spoke up against atomism has been proved wrong by the success of atomic physics. But this would be to misunderstand the nature of philosophy. Steiner deals in turn with each possible point of view, illustrating each one with an example from the literature, and then showing the fallacies or shortcomings that have to be overcome. Atomism is justified only so long as it is taken as an aid to the intellect in dealing with the forces of nature; it is wrong if it postulates qualities of a kind that belong to perceived phenomena, but attributes them to a realm that by definition can never be perceived. This mistaken view of the atom may have been abandoned by science, but it still persists in many quarters. Similarly, many of the old philosophical points of view, dating back to Kant, survive among scientists who are very advanced in the experimental or theoretical fields, so that Steiner's treatment of the problem of knowledge is still relevant. Confusion concerning the nature of perception is widespread, because of the reluctance to consider the central part played by thinking. Thinking is all too often dismissed as “subjective” and hence unreliable, without any realization that it is thinking itself that has made this decision. The belief that science can deal only with the “objective” world has led to the position where many scientists are quite unable to say whether the real world is the familiar world of their surroundings, as experienced through the senses and pictured in the imagination, or the theoretical world of spinning particles, imperceptible forces and statistical probabilities that is inferred from their experimental results.4 Here Steiner's path of knowledge can give a firmer basis for natural science than it has ever had before, as well as providing a sure foundation for the development of spiritual science. Although there are many people who find all that they need in contemplating the wonders of the spiritual world, the Philosophy of Freedom does not exist mainly to provide a philosophical justification for their belief; its main value lies in the sound basis it can give to those who cannot bring themselves to accept anything that is not clearly scientific—a basis for knowledge, for self-knowledge, for moral action, for life itself. It does not “tell us what to do”, but it opens a way to the spirit for all those for whom the scientific path to truth, rather than the mystical, is the only possibility. Today we hear about the “free world” and the “value of the individual”, and yet the current scientific view of man seems to lend little support to these concepts, but seems rather to lead to a kind of morality in which every type of behavior is excused on the plea that “I cannot help being what I am!” If we would really value the individual, and support our feeling of freedom with knowledge, we must find a point of view which will lead the ego to help itself become what it wants to be—a free being. This cannot mean that we must abandon the scientific path; only that the scope of science must be widened to take into account the ego that experiences itself as spirit, which it does in the act of thinking. Thus the Philosophy of Freedom takes its start by examining the process of thinking, and shows that there need be no fear of unknown causes in unknown worlds forever beyond the reach of our knowledge, since limits to knowledge exist only in so far as we fail to awaken our thinking to the point where it becomes an organ of direct perception. Having established the possibility of knowing, the book goes on to show that we can also know the causes of our actions, and if our motive for acting comes from pure intuition, from thinking alone, without any promptings from the appearances and illusions of the sense-world, then we can indeed act in freedom, out of pure love for the deed. Man ultimately has his fate in his own hands, though the path to this condition of freedom is a long and a hard one, in the course of which he must develop merciless knowledge of himself and selfless understanding of others. He must, through his own labors, give birth to what St. Paul called “the second Adam that was made a quickening spirit”. Indeed Steiner himself has referred to his philosophy of freedom as a Pauline theory of knowledge. Notes on the translation: This book was first translated into English by Professor and Mrs. R. F. Alfred Hoernle, in 1916, and was edited by Mr. Harry Collison, who wrote that he was fortunate to have been able to secure them as translators, “their thorough knowledge of philosophy and their complete command of the German and English languages enabling them to overcome the difficulty of finding adequate English equivalents for the terms of German Philosophy.” Following the publication of the revised German edition in 1918, Professor Hoernle translated the new passages and other incidental changes that Dr. Steiner had made. For this 1922 edition the title was changed, at the author's request, to The Philosophy of Spiritual Activity, with the added remark that “throughout the entire work ‘freedom’ should be taken to mean ‘spiritual activity’.” The reasons for this change and also for the present decision to change back to the original title are given below (see Freedom, below). The translation was revised in 1939 by Dr. Hermann Poppelbaum, whose object was to “check certain words and phrases from the strictly Steiner point of view”. He wrote in his preface as follows:
In spite of Dr. Poppelbaum's removal of certain ambiguities, readers were still troubled by difficulties that did not derive from the original German. When I was asked by the publishers to prepare this new edition, it soon became clear to me that further alterations to words and phrases would not be sufficient to remove these difficulties. It may therefore be helpful to state briefly what my guiding principles have been in making this translation. Steiner did not write his book as a thesis for students of philosophy, but in order to give a sound philosophical basis to the experience of oneself as a free spirit—an experience that is open to everybody. The book is written in such a way that the very reading of it is a help towards participating in this experience. For this reason all the terms used must convey a real meaning to the reader, and any explanations required must be in words that are self-evident. Indeed, Steiner states clearly that the terms he uses do not always have the precise meanings given in current scientific writings, but that his intention is to record the facts of everyday experience (see Chapter 2). I have tried throughout to convey the essential meaning of Steiner's original words, and to follow closely his train of thought, so that the English reader may have as nearly as possible the same experience that a German reader has from the original text. Thus the structure of the original has been preserved, sentence by sentence. It might be argued that a “free” translation, making full use of English idiom and style, would be far more appropriate for an English reader; this could cut out the wordy repetitions and lengthy phrases typical of German philosophical writing and make for a more readable text. But it would also have to be written out of the English philosophical tradition, and would require a complete reconstruction of Steiner's arguments from the point of view of an Englishman's philosophy. This might be an excellent thing to do, but would constitute a new work, not a translation. Even if it were attempted, there would still be the need for a close translation making Steiner's path of knowledge available in detail for the English reader. The method I have followed was to make a fresh translation of each passage and then compare it with the existing one, choosing the better version of the two. Where there was no advantage in making a change, I have left the earlier version, so that many passages appear unaltered from the previous edition. This is therefore a thoroughly revised, rather than an entirely new, translation. It is my hope that it will prove straightforward reading for anyone prepared to follow the author along the path of experience he has described. The following notes explaining certain of the terms used are intended for those who want to compare this edition with the German original, or who are making a special study of philosophy. FREEDOM is not an exact equivalent of the German word Freiheit, although among its wide spectrum of meanings there are some that do correspond. In certain circumstances, however, the differences are important. Steiner himself drew attention to this, for instance, in a lecture he gave at Oxford in 1922, where he said with reference to this book,
Steiner also drew attention to the different endings of the words; Freiheit could be rendered literally as “freehood” if such a word existed. The German ending -heit implied an inner condition or degree, while -tum, corresponding to our “-dom”, implied something granted or imposed from outside. This is only partly true in English, as a consideration of the words “manhood”, “knighthood”, “serfdom”, “earldom”, and “wisdom” will show. In any case, meanings change with time, and current usage rather than etymology is the best guide. When describing any kind of creative activity we speak of a “freedom of style” or “freedom of expression” in a way that indicates an inner conquest of outer restraints. This inner conquest is the theme of the book, and it is in this sense that I believe the title The Philosophy of Freedom would be understood today. When Steiner questioned the aptness of this title, he expressed the view that English people believed that they already possessed freedom, and that they needed to be shocked out of their complacency and made to realize that the freedom he meant had to be attained by hard work. While this may still be true today, the alternative he suggested is now less likely to achieve this shock than is the original. I have not found that the title “The Philosophy of Spiritual Activity” gives the newcomer any indication that the goal of the book is the attainment of inner freedom. Today it is just as likely to suggest a justification of religious practices. Throughout the book it has proved quite impossible to translate Freiheit as “spiritual activity” wherever it occurs. The word appears in the titles of the parts of the book and of some of the chapters; the book opens with the question of freedom or necessity, and the final sentence (see Consequences of Monism) is “He is free.” Undoubtedly “freedom” is the proper English word to express the main theme of the book, and should also appear in the book's title. Times have changed, and what may well have been good reasons for changing the title in 1922 are not necessarily still valid. After much thought, and taking everything into account, I have decided that the content of the book is better represented today by the title The Philosophy of Freedom. Moreover, with this title the book may be instantly identified with Die Philosophie der Freiheit, and I have already remarked that this edition is intended as a close translation of the German, rather than a new book specially written for the English. SPIRIT, SOUL and MIND are not precise equivalents in English of the German Geist and Seele. Perhaps because we use the concept of mind to include all our experiences through thinking, the concepts of spirit and soul have practically dropped out of everyday use, whereas in German there is no distinct equivalent for “mind” and the concepts “spirit” (Geist) and “soul” (Seele) are consequently broader in scope. Any work describing Steiner's point of view in terms of English philosophy would have to deal with the mind as a central theme,5 but here our task is to introduce readers to Steiner's concepts of spirit and soul. For Steiner, the spirit is experienced directly in the act of intuitive thinking. The human spirit is that part of us that thinks, but the spiritual world is not limited to the personal field of the individual human being; it opens out to embrace the eternal truths of existence. The English word “spirit” gives the sense of something more universal, less personal, than “mind”, and since Steiner's philosophical path leads to an experience of the reality of the spiritual world, I have kept the word wherever possible, using “mind” or “mental” in a few places where it seemed more appropriate. The “spiritual activity” here meant is thus more than mental activity, although it starts at a level we would call mental; it leads the human being, aware of himself as a spirit, into the ultimate experience of truth. The soul, too, is directly experienced; it is not a vague metaphysical entity, but is that region in us where we experience our likes and dislikes, our feelings of pleasure and pain. It contains those characteristics of thought and feeling that make us individual, different from each other. In many common phrases we use the word “mind” where German has the word Seele, but since Steiner recognizes a distinction between soul and spirit, it is important to keep these different words. Even in modern English usage something of this difference remains, and it is not too late to hope that Steiner's exact observations in this realm may help to prevent the terms “soul” and “spirit” becoming mere synonyms. Therefore I have kept these words wherever the distinction was important, though in a few places an alternative rendering seemed to fit better; for instance, the “introspective observation” quoted in the motto on the title-page could have been rendered literally as “observation of the soul”—this observation involves a critical examination of our habits of thought and feeling, not studied from outside in the manner of a psychological survey of human behavior, but from inside where each person meets himself face to face. The whole book can be considered as a study of the mind, but using an exactness of observation and clarity of thinking never before achieved. Nevertheless, the stream of materialism still flows so strongly that there is a real danger that the mind, and indeed the whole realm of the soul and the spirit, will be dismissed as a metaphysical construction. Only by adopting a philosophy such as is developed in this book will it be possible to retain an experience of soul and of spirit which will be strong enough to stand up to the overwhelming desire to accept nothing as real unless it is supported by science. For in this philosophy Steiner opens the door to a science of the spirit every bit as exact and precise as our current science of nature would be. CONCEPT and PERCEPT are the direct equivalents of Begriff and Wahrnehmung. The concept is something grasped by thinking, an element of the world of ideas. Steiner describes what it is at the beginning of Chapter 4 (see Chapter 4). In describing the percept (see Chapter 4), Steiner mentions the ambiguity of current speech. The German word Wahrnehmung, like the English “perception”, can mean either the process of perceiving or the object perceived as an element of observation. Steiner uses the word in the latter sense, and the word “percept”, though not perhaps in common use, does avoid the ambiguity. The word does not refer to an actual concrete object that is being observed, for this would only be recognized as such after the appropriate concept had been attached to it, but to the content of observation devoid of any conceptual element. This includes not only sensations of color, sound, pressure, warmth, taste, smell, and so on, but feelings of pleasure and pain and even thoughts, once the thinking is done. Modern science has come to the conclusion that one cannot deal with a sensation devoid of any conceptual element, and uses the term “perception” to include the whole response to a stimulus, in other words, to mean the result of perceiving. But even if one cannot communicate the nature of an experience of pure percept to another person, one must still be able to deal with it as an essential part of the analysis of the process of knowledge. Using the word “percept” for this element of the analysis, we are free to keep the word “perception” for the process of perceiving. IDEA and MENTAL PICTURE, as used here, correspond to the German words Idee and Vorstellung respectively. Normally these would both be rendered as “idea”, and this practice led to an ambiguity that obscured a distinction central to Steiner's argument. This was the main cause of Dr. Poppelbaum's concern, and his solution was to render Vorstellung as “representation” and Idee as “Idea” with a capital “I”. Though this usage may have philosophical justification, it has been my experience in group studies of this book over many years that it has never been fully accepted in practice; “representation” remains a specialist term with a sense rather different from its usual meaning in English, and it certainly does not have the same obvious meaning for the English reader that Vorstellung has for the German. In explaining his use of the word “representation”, Dr. Poppelbaum wrote in his preface as follows:
Since “mental picture” is here used to explain the term “representation”, it seems simpler to use “mental picture” throughout. It fits Steiner's treatment very well, since it conveys to the reader both the sense of something conceptual, in that it is mental, and the sense of something perceptual, in that it is a picture. In fact, Steiner gives two definitions of the mental picture, one as a “percept in my self” (see Chapter 4) and another as an “individualized concept” (see Chapter 6), and it is this intermediate position between percept and concept that gives the mental picture its importance in the process of knowledge. Another advantage of the term “mental picture” is that the verb “to picture” corresponds well with the German vorstellen, implying a mental creation of a scene rather than a physical representation with pencil, paints or camera, which would be “to depict”. Of course the visual term “picture” must be understood to cover also the content of other senses, for instance, a remembered tune or a recollection of tranquillity, but this broadening of meaning through analogy is inherent in English usage. Although mental pictures are commonly regarded as a special class of ideas, here the term “idea” is used only for the German Idee, without ambiguity. Ideas are not individualized, but are “fuller, more saturated, more comprehensive concepts” (see Chapter 4). In the later part of the book, when discussing the nature of a conscious motive, Steiner uses the word to include all concepts in the most general way, individualized or not, which comes very close to the English use of the word “idea”. IMAGINATION means the faculty and process of creating mental pictures. The word is the same as the German Imagination, but I have also used it for the German Phantasie, because the word “fantasy” suggests something altogether too far from reality, whereas “imagination” can mean something not only the product of our own consciousness, but also a step towards the realization of something new. Thus the title given to Chapter 12, Moral Imagination (for Moralische Phantasie), seemed to me to be correct, and I have kept it. It describes the process of taking an abstract idea, or concept, and creating a vivid mental picture of how it can be applied in a particular circumstance, so that it may become the motive for a moral deed. In later writings Steiner describes how this ordinary faculty of imagining, or making mental pictures, can be developed to the point where it becomes the faculty of actually perceiving the creative ideas behind the phenomena of nature. In these later writings “Imagination” becomes a special term to indicate this level of perception, but in this book the meaning remains near to the ordinary usage. However, the gateway to such higher levels of perception is opened through the path of experience here set forth. INTUITION is again the same as the German word, and means the faculty and process of grasping concepts, in particular the immediate apprehension of a thought without reasoning. This is the normal English usage, though Steiner uses the term in an exact way, as follows (see Chapter 5):
Later in the book he gives another definition (see Chapter 9):
From this it is not difficult to see how again, in later writings, Steiner could describe a stage of perception still higher than that called “Imagination”, the stage of “Intuition” in which one immediately apprehends the reality of other spiritual beings. Although this book deals only with the spiritual content of pure thinking, intuition at this level is also a step towards a higher level of perceiving reality. EXPERIENCE has two meanings, which correspond to different words in German. “Actual observation of facts or events” corresponds to the German Erlebnis and to the verb erleben, while “the knowledge resulting from this observation” corresponds to Erfahrung. Thus the accumulation of knowledge can be described as “past experience” or “total sum of experience”, if the single word is ambiguous (see, for instance, Chapter 6). When speaking of human behavior that is based on past experience, Steiner calls it praktische Erfahrung, which is rendered as “practical experience” (see Chapter 9). On the other hand, having direct experience as an activity of observation is expressed by the verb erleben, which means literally “to live through”. Thus, in the latter part of the book, particularly in those passages which were added in 1918 (see Chapter 7 and Consequences of Monism), Steiner speaks repeatedly of the “thinking which can be experienced”. This experience is to be understood as every bit as real and concrete as the “actual observation of facts and events” described above. MOTIVE and DRIVING FORCE are two elements in any act of will that have to be recognized as distinct (see Chapter 9). They correspond to the German words Motiv and Triebfeder, respectively. “Motive”, as used by Steiner, corresponds exactly to the common English usage, meaning the reason that a person has for his action. It has to be a conscious motive, in the form of a concept or mental picture, or else we cannot speak of an act of will, let alone a moral deed. An “unconscious motive” is really a contradiction in terms, and should properly be described as a driving force—it implies that some other person has been able to grasp the concept which was the reason for the action, though the person acting was not himself aware of it; he acted as an automaton, or, as we properly say, “without motive”. Nevertheless, modern psychology has contrived to define the “motive” as something no different from the driving force, which precludes the recognition of a motive grasped out of pure intuition, and therefore of the essential difference between a moral deed where a man knows why he acts and an amoral one where his knowledge is a matter of indifference. By making the distinction between motive and driving force, Steiner has been able to characterize all possible levels of action from the purely instinctive to the completely free deed. The literal meaning of Triebfeder is the mainspring that drives a piece of clockwork. In previous editions, this was rendered as “spring of action”. While this is legitimate philosophical usage, I found that it was often misunderstood by the ordinary reader, being taken to mean a spring like a fountain or river-source, as in the phrase “springs of life”. This immediately causes confusion with the origin or source of the action, which is the motive. Of course, at the higher levels of action there is no other driving force than the idea which stands as the motive, but in order to follow the development from lower levels one must distinguish the idea, which is the motive, from whatever it is in us that throws us into action whenever a suitable motive presents itself. “Mainspring” does not always fit well in the text, and after trying various words and phrases I have chosen “driving force” as best expressing the dynamic nature of this part of our constitution. The driving force differs from the motive in that we may well remain unconscious of it. But if we are not conscious of the driving force behind our actions, we cannot be acting in freedom, even though we are aware of our motives. Only if we make our own ideals the driving force of our will can we act in freedom, because then nothing apart from ourselves determines our action. Thus the final triumph of Steiner's path of development depends on making this clear distinction between motive and driving force. A view that treats all motives as driving forces will not be able to recognize the possibility of freedom, while a view that regards all driving forces as ideal elements will not see the need for overcoming our unconscious urges and habits if freedom is to be attained. WILL and WANT are two distinct words in English where the German has only one verb wollen and its derivatives. Here the task of translating runs into a considerable difficulty, for in any discussion of free will it is important to be clear what willing is. The noun forms are fairly straightforward: ein Wollen means “an act of will”, das Wollen means “willing” in general, and der Wille means “the will”. But the English verb “to will” has a restricted range of meaning, and to use it all the time to render the German wollen can be quite misleading. An example is the quotation from Hamerling in the first chapter (see Chapter 1):
The previous edition rendered this:
If this means anything at all in English, it means that man cannot direct his will as he chooses. The archaic sense of “willing” as “desiring” is kept in the phrase “what he wills”, in keeping with current usage, for instance, in the remark “Come when you will.” But the active sense of “willing” as contrasted with “doing” implies a metaphysical power of compulsion quite out of keeping with Steiner's whole method of treating the subject. This metaphysical attitude to the will is clearly expressed in a sentence such as “I willed him to go”, which implies something more than mere desire but less than overt action. It is less obvious when dealing with the genesis of one's own actions, but the tendency to attribute a metaphysical quality to the will is developed in Schopenhauer's philosophy, and this may well be a tendency inherent in the German language. Steiner has no such intention, and he leaves us in no doubt that his use of wollen implies a definite element of desire (see Chapter 13); indeed, the highest expression of man's will is when it becomes the faculty of spiritual desire or craving (geistige Begehrungsvermögen). Therefore, whenever the archaic sense of the verb “to will” is not appropriate, I have decided that it is better to render the German verb wollen with the English “want” and its variants, “wanting”, “to want to ...” and so on. This makes immediate good sense of many passages, and moreover if one would translate this back into German one would have to use the word wollen. Hamerling's sentence now becomes:
Although Steiner has to show that this view is mistaken, one can at least understand how it could come to be written. That it can be a genuine human experience is shown by the similar remark attributed to T. E. Lawrence, “I can do what I want, but I cannot want what I want.” In other words, “I can carry out any desires for action that I may have, but I cannot choose how these desires come to me.” Both Lawrence and Hamerling leave out of account just those cases where man can want as he wills, because he has freely chosen his own motive. Steiner's treatment of the will overcomes any necessity for metaphysical thinking; for instance, it now makes sense to say that to want without motive would make the will an “empty faculty” (see Chapter 1), because to want without wanting something would be meaningless. I have dealt with this at some length because it has been my experience that the message of the entire book springs to life in a new and vivid way when it is realized that the original motive power of the will is in fact desire, and that desire can be transformed by knowledge into its most noble form, which is love. It was the late Friedrich Geuter who showed me, together with many others, the importance of this book as a basis for the social as well as the intellectual life of today. My debt to the previous translators and editors will already be clear. I also owe much to the many friends who have taken part in joint studies of this book over the past thirty years and to those who have helped and advised me with suggestions for the translation, especially the late George Adams, Owen Barfield, and Rita Stebbing. Finally I must mention my colleague Ralph Brocklebank, who has shared much of the work, and, with Dorothy Osmond, prepared it for the Press. Michael Wilson,
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4. The Philosophy of Freedom (1964): Preface to the revised edition of 1918
Translated by Michael Wilson |
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This book is intended to show that the experiences which the second problem causes man's soul to undergo depend upon the position he is able to take up towards the first problem. An attempt is made to prove that there is a view of the nature of man's being which can support the rest of knowledge; and further, that this view completely justifies the idea of free will, provided only that we have first discovered that region of the soul in which free will can unfold itself. |
4. The Philosophy of Freedom (1964): Preface to the revised edition of 1918
Translated by Michael Wilson |
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[ 1 ] There are two fundamental questions in the life of the human soul towards which everything to be discussed in this book is directed. One is: Is it possible to find a view of the essential nature of man such as will give us a foundation for everything else that comes to meet us—whether through life experience or through science—which we feel is otherwise not self-supporting and therefore liable to be driven by doubt and criticism into the realm of uncertainty? The other question is this: Is man entitled to claim for himself freedom of will, or is freedom a mere illusion begotten of his inability to recognize the threads of necessity on which his will, like any natural event, depends? It is no artificial tissue of theories that provokes this question. In a certain mood it presents itself quite naturally to the human soul. And one may well feel that if the soul has not at some time found itself faced in utmost seriousness by the problem of free will or necessity it will not have reached its full stature. This book is intended to show that the experiences which the second problem causes man's soul to undergo depend upon the position he is able to take up towards the first problem. An attempt is made to prove that there is a view of the nature of man's being which can support the rest of knowledge; and further, that this view completely justifies the idea of free will, provided only that we have first discovered that region of the soul in which free will can unfold itself. [ 2 ] The view to which we here refer is one which, once gained, is capable of becoming part and parcel of the very life of the soul itself. The answer given to the two problems will not be of the purely theoretical sort which, once mastered, may be carried about as a conviction preserved by memory. Such an answer would, for the whole manner of thinking on which this book is based, be no real answer at all. The book will not give a ready-made self-contained answer of this sort, but will point to a field of experience in which man's inner soul activity supplies a living answer to these questions at every moment that he needs one. Whoever has once discovered the region of the soul where these questions unfold, will find that the very contemplation of this region gives him all that he needs for the solution of the two problems. With the knowledge thus acquired, he may then, as desire or destiny impels him, adventure further into the breadths and depths of this enigmatical life of ours. Thus it would appear that a kind of knowledge which proves its justification and validity by its own inner life as well as by the kinship of its own life with the whole life of the human soul, does in fact exist. [ 3 ] This is how I thought about the content of this book when I first wrote it down twenty-five years ago. Today, once again, I have to set down similar sentences if I am to characterize the main ideas of the book. At the original writing I limited myself to saying no more than was in the strictest sense connected with the two fundamental questions which I have outlined. If anyone should be astonished at not finding in this book any reference to that region of the world of spiritual experience described in my later writings, I would ask him to bear in mind that it was not my purpose at that time to set down the results of spiritual research, but first to lay the foundations on which such results can rest. The Philosophy of Freedom does not contain any results of this sort, any more than it contains special results of the natural sciences. But what it does contain is in my judgment absolutely necessary for anyone who seeks a secure foundation for such knowledge. What I have said in this book may be acceptable even to some who, for reasons of their own, refuse to have anything to do with the results of my researches into the spiritual realm. But anyone who feels drawn towards the results of these spiritual researches may well appreciate the importance of what I was here trying to do. It is this: to show that open-minded consideration simply of the two questions I have indicated and which are fundamental for every kind of knowledge, leads to the view that man lives in the midst of a genuine spiritual world. In this book the attempt is made to show that a knowledge of the spirit realm before entering upon actual spiritual experience is fully justified. The course of this demonstration is so conducted that for anyone who is able and willing to enter into these arguments it is never necessary, in order to accept them, to cast furtive glances at the experiences which my later writings have shown to be relevant. [ 4 ] Thus it seems to me that in one sense this book occupies a position completely independent of my writings on actual spiritual scientific matters. Yet in another sense it is most intimately connected with them. These considerations have moved me now, after a lapse of twenty-five years, to republish the contents of this book practically unaltered in all essentials. I have, however, made additions of some length to a number of chapters. The misunderstandings of my argument which I have met seemed to make these more detailed elaborations necessary. Changes of text have been made only where it appeared to me that I had said clumsily what I meant to say a quarter of a century ago. (Only ill will could find in these changes occasion to suggest that I have changed my fundamental conviction.) [ 5 ] For many years my book has been out of print. In spite of the fact, which is apparent from what I have just said, that my utterances of twenty-five years ago about these problems still seem to me just as relevant today, I hesitated a long time about the completion of this revised edition. Again and again I have asked myself whether I ought not, at this point or that, to define my position towards the numerous philosophical views which have been put forward since the publication of the first edition. Yet my preoccupation in recent years with researches into the purely spiritual realm prevented me from doing this in the way I could have wished. However, a survey of the philosophical literature of the present day, as thorough as I could make it, has convinced me that such a critical discussion, tempting though it would be in itself, would be out of place in the context of this book. All that it seemed to me necessary to say about recent philosophical tendencies, from the point of view of the Philosophy of Freedom, may be found in the second volume of my Riddles of Philosophy. [ 1 ] Rudolf Steiner, |
4. The Philosophy of Freedom (1964): Preface to the first edition, 1894
Translated by Michael Wilson |
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None of us would wish to give a scientific work a title like Fichte's “A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand.” Today nobody should be compelled to understand. From anyone who is not driven to a certain view by his own individual needs, we demand no acknowledgment or agreement. Even with the immature human being, the child, we do not nowadays cram knowledge into it, but we try to develop its capacities so that it will no longer need to be compelled to understand, but will want to understand. [ 7 ] I am under no illusion about these characteristics of my time. |
4. The Philosophy of Freedom (1964): Preface to the first edition, 1894
Translated by Michael Wilson |
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[ 2 ] Our age can only accept truth from the depths of human nature. Of Schiller's two well-known paths, it is the second that will mostly be chosen at the present time:
A truth which comes to us from outside always bears the stamp of uncertainty. We can believe only what appears to each one of us in our own hearts as truth. [ 3 ] Only the truth can give us assurance in developing our individual powers. Whoever is tortured by doubts finds his powers lamed. In a world full of riddles, he can find no goal for his creative energies. [ 4 ] We no longer want merely to believe; we want to know. Belief demands the acceptance of truths which we do not fully comprehend. But things we do not fully comprehend are repugnant to the individual element in us, which wants to experience everything in the depths of its inner being. The only knowledge which satisfies us is one which is subject to no external standards but springs from the inner life of the personality. [ 5 ] Again, we do not want any knowledge of the kind that has become frozen once and for all into rigid academic rules, preserved in encyclopedias valid for all time. Each of us claims the right to start from the facts that lie nearest to hand, from his own immediate experiences, and thence to ascend to a knowledge of the whole universe. We strive after certainty in knowledge, but each in his own way. [ 6 ] Our scientific doctrines, too, should no longer be formulated as if we were unconditionally compelled to accept them. None of us would wish to give a scientific work a title like Fichte's “A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand.” Today nobody should be compelled to understand. From anyone who is not driven to a certain view by his own individual needs, we demand no acknowledgment or agreement. Even with the immature human being, the child, we do not nowadays cram knowledge into it, but we try to develop its capacities so that it will no longer need to be compelled to understand, but will want to understand. [ 7 ] I am under no illusion about these characteristics of my time. I know how much the tendency prevails to make things impersonal and stereotyped. But I know equally well that many of my contemporaries try to order their lives in the kind of way I have indicated. To them I would dedicate this book. It is not meant to give “the only possible” path to the truth, but is meant to describe the path taken by one for whom truth is the main concern. [ 8 ] The book leads at first into somewhat abstract regions, where thought must draw sharp outlines if it is to reach clearly defined positions. But the reader will also be led out of these arid concepts into concrete life. I am indeed fully convinced that one must raise oneself into the ethereal realm of concepts if one would experience every aspect of existence. Whoever appreciates only the pleasures of the senses is unacquainted with life's sweetest savors. The oriental sages make their disciples live a life of renunciation and asceticism for years before they impart to them their own wisdom. The western world no longer demands pious exercises and ascetic habits as a preparation for science, but it does require the willingness to withdraw oneself awhile from the immediate impressions of life, and to betake oneself into the realm of pure thought. [ 9 ] The realms of life are many. For each one, special sciences develop. But life itself is a unity, and the more deeply the sciences try to penetrate into their separate realms, the more they withdraw themselves from the vision of the world as a living whole. There must be a knowledge which seeks in the separate sciences the elements for leading man back once more to the fullness of life. The scientific specialist seeks through his findings to develop awareness of the world and its workings; in this book the aim is a philosophical one—that knowledge itself shall become organically alive. The separate sciences are stages on the way to that knowledge we are here trying to achieve. A similar relationship exists in the arts. The composer works on the basis of the theory of composition. This theory is a collection of rules which one has to know in order to compose. In composing, the rules of the theory become the servants of life itself, of reality. In exactly the same sense, philosophy is an art. All real philosophers have been artists in the realm of concepts. For them, human ideas were their artists' materials and scientific method their artistic technique. Abstract thinking thus takes on concrete individual life. The ideas become powerful forces in life. Then we do not merely have knowledge about things, but have made knowledge into a real self-governing organism; our actual working consciousness has risen beyond a mere passive reception of truths. [ 10 ] How philosophy as an art is related to human freedom, what freedom is, and whether we do, or can, participate in it—this is the main theme of my book. All other scientific discussions are included only because they ultimately throw light on these questions, which are, in my opinion, the most immediate concern of mankind. These pages offer a “Philosophy of Freedom”. [ 11 ] All science would be nothing but the satisfaction of idle curiosity did it not strive to raise the value of existence for the personality of man. The sciences attain their true value only by showing the human significance of their results. The ultimate aim of the individual can never be the cultivation of a single faculty, but only the development of all the capacities that slumber within us. Knowledge has value only in so far as it contributes to the all-round development of the whole nature of man. [ 12 ] This book, therefore, conceives the relationship between science and life, not in such a way that man must bow down before an idea and devote his powers to its service, but in the sense that he masters the world of ideas in order to use them for his human aims, which transcend those of mere science. [ 13 ] One must be able to confront an idea and experience it; otherwise one will fall into its bondage. |
4. The Philosophy of Spiritual Activity (1949): Addition to the Revised Edition of 1918
Translated by Hermann Poppelbaum |
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[ 2 ] The problem to which I refer is this: there are thinkers who find a particular difficulty in understanding how one's own soul can be affected by another's. They say: the world of my consciousness is a closed circle within me; so is the world of another's consciousness within him. |
But it is possible to attain to clearness about it by surveying the situation from the point of view of spiritual perception which underlies the exposition of this book. What is it that, in the first instance, I have before me when I confront another person? |
But in thus extinguishing itself it reveals something which compels me as a thinking being to extinguish my own thinking as long as I am under its influence and to put its thinking in the place of mine. Its thinking is then apprehended by my thinking as an experience like my own. |
4. The Philosophy of Spiritual Activity (1949): Addition to the Revised Edition of 1918
Translated by Hermann Poppelbaum |
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[ 1 ] Various criticisms on the part of philosophers with which this book met immediately upon its publication, induce me to add to this Revised Edition the following brief statement. I can well understand that there are readers who are interested in the rest of the book, but who will look upon what follows as a tissue of abstract concepts which is unnecessary and makes no appeal to them. They may, if they choose, leave this brief statement unread. But in philosophic world contemplation problems present themselves which have their origin rather in certain prejudices on the thinker's part than in the natural progression of human thinking. With the main body of this book it seems to me to be a task for everyone to concern himself, who is striving for clearness about the essential nature of man and his relation to the world. What follows is rather a problem the discussion of which certain philosophers demand as necessary to a treatment of the topics of this book, because these philosophers, by their whole way of thinking, have created certain difficulties which do not otherwise occur. If I were to pass by these problems entirely, certain people would be quick to accuse me of dilettantism, etc. The impression would thus be created that the author of the views set down in this book has not thought out his position with regard to these problems because he has not discussed them in his book. [ 2 ] The problem to which I refer is this: there are thinkers who find a particular difficulty in understanding how one's own soul can be affected by another's. They say: the world of my consciousness is a closed circle within me; so is the world of another's consciousness within him. I cannot look into the world of another's consciousness. How, then, do I know that he and I are in a common world? The theory according to which we can from the conscious world infer an unconscious world which never can enter consciousness, attempts to solve this difficulty as follows. The world, it says, which I have in my consciousness is a representative image in me of a real world to which I have no conscious access. In this transcendent world exist the unknown agents which cause the world in my consciousness. In it, too, exists my own real being, of which likewise I have only a representative image in my consciousness. In it, lastly, exists the essential being of the fellow-man who confronts me. Whatever passes in the consciousness of my fellow-man corresponds to a reality in his transcendent essence which is independent of his consciousness. This reality acts on my own unconscious being in the realm which cannot become conscious; and in this way in my consciousness a representative element is created which represents there what is present in another consciousness wholly beyond the reach of my conscious experience. Clearly the point of this theory is to imagine in addition to the world accessible to my consciousness an hypothetical world which is to my immediate experience inaccessible. This is done to avoid the supposed alternative of having to say that the external world, which I regard as existing before me, is nothing but the world of my consciousness, with the absurd—solipsistic—corollary that other persons likewise exist only within my consciousness. [ 3 ] Several epistemological tendencies in recent speculation have joined in creating this problem. But it is possible to attain to clearness about it by surveying the situation from the point of view of spiritual perception which underlies the exposition of this book. What is it that, in the first instance, I have before me when I confront another person? To begin with, there is the sensuous appearance of the other's body, as given in perception. To this we might add the auditory perception of what he is saying, and so forth. All this I do not merely gaze at but it sets in motion my thinking activity. Through the thinking with which I now confront the other person, the percept of him becomes, as it were, psychically transparent. As my thinking apprehends the percept, I am compelled to judge that what I perceive is really quite other than it appears to the outer senses. The sensuous appearance, it being what it immediately is, reveals something else which it is mediately. In presenting itself to me, it at the same time extinguishes itself as a mere sensuous appearance. But in thus extinguishing itself it reveals something which compels me as a thinking being to extinguish my own thinking as long as I am under its influence and to put its thinking in the place of mine. Its thinking is then apprehended by my thinking as an experience like my own. Thus I have really perceived another's thinking. For the immediate percept, in extinguishing itself as sensuous appearance, is apprehended by my thinking. It is a process which passes wholly in my consciousness and consists in this, that the other's thinking takes the place of my thinking. Through the self-extinction of the sensuous appearance the separation between the spheres of the two consciousnesses is actually abolished. In my own consciousness this fusion manifests itself in that, so long as I experience the contents of the other's consciousness, I am aware of my own consciousness as little as I am aware of it in dreamless sleep. Just as my waking consciousness is eliminated from the latter, so are the contents of my own consciousness eliminated from my experience of the contents of another's consciousness. Two things tend to deceive us about the true facts. The first is that, in perceiving another person, the extinction of the contents of one's own consciousness is replaced not, as in sleep, by unconsciousness, but by the contents of the other's consciousness. The other is that my consciousness of my own self oscillates so rapidly between extinction and recurrence, that these alternations usually escape observation. The whole problem is to be solved, not through artificial construction of concepts, involving an inference from what is in consciousness to what can never become conscious, but through genuine experience of what results from the co-operation of thinking and perceiving. This applies to many other problems which appear in philosophical literature. Thinkers should seek the road to unprejudiced spiritual observation, instead of putting an artificial structure of concepts in front of reality. [ 4 ] In a monograph by Eduard von Hartmann on The Ultimate Problems of Epistemology and Metaphysics (in the Zeitschrift für Philosophie und Philosophische Kritik, Vol. 108, p. 55), my Philosophy of Spiritual Activity has been classed with the philosophical tendency which seeks to build upon an “epistemological Monism.” Eduard von Hartmann rejects this position as untenable. This is explained as follows. According to the point of view maintained in his monograph, there are only three possible positions in the theory of knowledge. The first consists in remaining at the naive point of view, which regards perceived phenomena as real things existing outside the human consciousness. This, urges von Hartmann, implies a lack of critical reflection. I fail to realize that with all my contents of consciousness I remain imprisoned in my own consciousness. I fail to perceive that I am dealing, not with the “table-in-itself,” but only with an object in my own consciousness. If I stop at this point of view, or if for whatever reasons I return to it, I am a Naive Realist. But this whole position is untenable, for it ignores that consciousness has no other objects than its own contents. The second position consists in appreciating this situation and confessing it to oneself. As a result, I become a Transcendental Idealist. As such, says von Hartmann, I am obliged to deny that a “thing-in-itself” can ever appear in any way within the human consciousness. But, if developed with unflinching consistency, this view ends in Absolute Illusionism. For the world which confronts me is now transformed into a mere sum of objects of consciousness, and, moreover, of objects of my private consciousness. The objects of other human minds, too, I am then compelled to conceive—absurdly enough—as present solely in my own consciousness. Hence, the only tenable position, according to von Hartmann, is the third, viz., Transcendental Realism. On this view, there are “things-in-themselves,” but consciousness can have no dealings with them by way of immediate experience. Existing beyond the sphere of human consciousness, they cause, in a way of which we remain unconscious, the appearance of objects in consciousness. These “things-in-themselves” can be only inferred from the contents of consciousness, which are immediately experienced but for that very reason, purely representational. Eduard von Hartmann maintains in the monograph cited above, that “epistemological Monism”—for such he takes my point of view to be—is bound to declare itself identical with one or other of the above three positions; and that its failure to do so is due only to its inconsistency in not drawing the actual consequences of its presuppositions. The monograph goes on to say: “If we want to find out which epistemological position a so-called Epistemological Monist occupies, all we have to do is to put to him certain questions and compel him to answer them. For, out of his own initiative, no Monist will condescend to state his views on these points, and likewise he will seek to dodge in every way giving an answer to our direct questions, because every answer he may give will betray that Epistemological Monism does not differ from one or other of the three positions. Our questions are the following: (1) Are things continuous or intermittent in their existence? If the answer is ‘continuous,’ we have before us some or other form of Naive Realism. If the answer is ‘intermittent,’ we have Transcendental Idealism. But if the answer is: ‘They are, on the one hand, continuous, viz., as contents of the Absolute Mind, or as unconscious representations, or as possibilities of perception, but, on the other hand, intermittent, viz., as contents of finite consciousness,’ we recognize Transcendental Realism. (2) When three persons are sitting at a table, how many distinct tables are there? The Naive Realist answers ‘one’; the Transcendental Idealist answers ‘three’; but the Transcendental Idealist answers ‘four.’ This last answer does, indeed, presuppose that it is legitimate to group together in the single question, ‘How many tables?’ things so unlike each other as the one table which is the ‘thing-in-itself’ and the three tables which are the perceptual objects in the three consciousnesses. If this seems too great a license to anyone, he will have to answer ‘one and three,’ instead of ‘four.’ (3) When two persons are alone together in a room, how many distinct persons are there? If you answer ‘two’—you are a Naive Realist. If you answer ‘four,’ viz., in each of the two minds one ‘I’ and one ‘Other,’ you are a Transcendental Idealist. If you answer ‘six,’ viz., two persons as ‘things-in-themselves’ and four persons as representational objects in the two consciousnesses, you are a Transcendental Realist. In order to show that Epistemological Monism is not one of these three positions, we should have to give another answer than the above to each of these three questions. But I cannot imagine what answer this could be.” The answers of the Philosophy of Spiritual Activity would have to be: (1) Whoever apprehends only perceptual contents of a thing and takes them for the reality of the thing, is a Naive Realist. He does not realize that, strictly, he ought to regard these perceptual contents as existing only so long as he is looking at the things, so that he ought to conceive the things before him as intermittent. As soon, however, as it becomes clear to him that reality is to be met with only in the percepts which are permeated by thinking, he attains to the insight that the percepts which appear as intermittent events, reveal themselves as continuously in existence as soon as they are permeated by the results of thinking. Hence continuity of existence must be predicated of the contents of perception which living thinking has grasped. Only that part which is merely perceived would have to be regarded as intermittent, if—which is not the case—it were real. (2) When three persons are sitting at a table, how many distinct tables are there? There is only one table. But so long as the three persons stop short at their perceptual images, they ought to say: “These percepts are not a reality at all.” As soon as they pass on to the table as apprehended by thinking, there is revealed to them the one reality of the table. They are then united with their three contents of consciousness in this one reality. (3) When two persons are alone together in a room, how many distinct persons are there? Most assuredly there are not six—not even in the sense of the Transcendental Realist's theory—but only two. Only, at first, each person has nothing but the unreal perceptual image of himself and of the other person. There are four such images, the presence of which is the stimulus for the apprehension, by the two persons, of reality by their thinking. In this activity of thinking each of the two persons transcends the sphere of his own consciousness. A living awareness of the consciousness of the other person as well as of his own arises in each. In these moments of living awareness the persons are as little imprisoned within their consciousness as they are in sleep. But at other moments consciousness of this identification with the other returns, so that the consciousness of each person, in the experience of thinking, apprehends both himself and the other person. I know that a Transcendental Realist describes this view as a relapse into Naive Realism. But, then, I have already pointed out in this book that Naive Realism retains its justification for our experienced thinking. The Transcendental Realist completely ignores the true situation in the process of cognition. He cuts himself off from the facts by a tissue of thoughts and entangles himself in it. Moreover, the Monism which appears in the Philosophy of Spiritual Activity ought not to be labeled “epistemological,” but, if an epithet is wanted, then a “Monism of Thought.” All this has been misunderstood by Eduard von Hartmann. Ignoring all that is specific in the argumentation of the Philosophy of Spiritual Activity, he has charged me with having attempted to combine Hegel's Universalistic Panlogism with Hume's Individualistic Phenomenalism (Zeitschrift für Philosophie, Vol. 108, p. 71, note). But, in truth, the Philosophy of Spiritual Activity has nothing whatever to do with the two positions which it is accused of trying to combine. (This, too, is the reason why I could not feel inclined to deal, e.g., with the Epistemological Monism of Johannes Rehmke. The point of view of the Philosophy of Spiritual Activity is simply quite different from what Eduard von .Hartmann and others call “Epistemological Monism.”) |
4. The Philosophy of Spiritual Activity (1949): Revised Introduction to the Edition of 1894
Translated by Hermann Poppelbaum |
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None of us would wish to give a scientific work a title like Fichte's A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand. Nowadays there is no attempt to compel anyone to understand. We claim no acknowledgment or agreement from anyone who is not driven to a certain view by his own needs. |
We seek rather to develop his faculties in such a way that his understanding may depend no longer on our compulsion, but on his will. [ 7 ] I am under no illusion concerning these characteristics of the present age. |
4. The Philosophy of Spiritual Activity (1949): Revised Introduction to the Edition of 1894
Translated by Hermann Poppelbaum |
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[ 1 ] The following chapter reproduces, in all essentials, the pages which stood as a sort of “Introduction” in the first edition of this book. Inasmuch as it rather reflects the mood of thought out of which I composed this book twenty-five years ago, than has any direct bearing on its contents, I print it here as an “Appendix.” I do not want to omit it altogether, because the suggestion keeps cropping up that I want to suppress some of my earlier writings on account of my later works on the Science of Spirit. [ 2 ] Our age is one which is willing to seek truth nowhere but out of the depths of human nature.1 Of the following two well-known paths described by Schiller, it is the second which to-day will be found most useful:
A truth which comes to us from without bears ever the stamp of uncertainty. Conviction attaches only to what appears as truth to each of us in our own hearts. [ 3 ] Truth alone can give us confidence in developing our individual powers. He who is tortured by doubts finds his powers lamed. In a world the riddle of which baffles him, he can find no aim for his activity. [ 4 ] We no longer want to believe; we want to know. Belief demands the acceptance of truths which we do not wholly comprehend. But the individuality which seeks to experience everything in the depths of its own being, is repelled by what it cannot wholly look through. Only that knowledge will satisfy us which springs from the inner life of the personality, and submits itself to no external norm. [ 5 ] Again, we do not want any knowledge which has encased itself once and for all in frozen formulas, and which is preserved in encyclopædias valid for all time. Each of us claims the right to start from the facts that lie nearest to hand, from his own immediate experiences, and thence to ascend to a knowledge of the whole universe. We strive after certainty in knowledge, but each in his own way. [ 6 ] Our scientific theories, too, are no longer to be formulated as if we were unconditionally compelled to accept them. None of us would wish to give a scientific work a title like Fichte's A Pellucid Account for the General Public concerning the Real Nature of the Newest Philosophy. An Attempt to Compel the Readers to Understand. Nowadays there is no attempt to compel anyone to understand. We claim no acknowledgment or agreement from anyone who is not driven to a certain view by his own needs. We do not seek nowadays to cram facts of knowledge even into the immature human being, the child. We seek rather to develop his faculties in such a way that his understanding may depend no longer on our compulsion, but on his will. [ 7 ] I am under no illusion concerning these characteristics of the present age. I know how much of a stereotypical attitude which lacks all individuality is prevalent everywhere. But I know also that many of my contemporaries strive to order their lives in the direction I have indicated. To them I would dedicate this book. It does not pretend to offer the “only possible” way to Truth, it describes the path chosen by one whose heart is set upon Truth. [ 8 ] The reader will be led at first into somewhat abstract regions, where thought must draw sharp outlines, if it is to reach secure conclusions. But he will also be led out of these arid concepts into concrete life. I am fully convinced that one cannot do without soaring into the ethereal realm of concepts, if one's experience is to penetrate life in all directions. He who is limited to the pleasures of the senses misses the sweetest enjoyments of life. The Oriental sages make their disciples live for years a life of resignation and asceticism before they impart to them their own wisdom. The Western world no longer demands pious exercises and ascetic practices as a preparation for science, but it does require a sincere willingness to withdraw oneself awhile from the immediate impressions of life, and to betake oneself into the realm of pure thought. [ 9 ] The spheres of life are many, and for each there develop special sciences. But life itself is one, and the more the sciences strive to penetrate deeply into their separate spheres, the more they withdraw themselves from the vision of the world as a living whole. There must be one supreme knowledge which seeks in the separate sciences the elements for leading man back once more to the fullness of life. The scientific specialist seeks in his studies to gain a knowledge of the world and its workings. This book has a philosophical aim: science itself is here infused with organic life. The special sciences are stages on the way to the science intended here. A similar relation is found in the arts. The composer in his work employs the rules of the theory of composition. This latter is an accumulation of principles, knowledge of which is a necessary presupposition for composing. In the act of composing, the rules of theory become the servants of life, of reality. In exactly the same way philosophy is an art. All genuine philosophers have been artists in concepts. Human Ideas have been the material of their art, and scientific method their artistic technique. Abstract thinking thus gains concrete individual life. Ideas turn into life-forces. We have no longer merely a knowledge about things, but we have now made knowledge a real self-determining organism. Our consciousness, real and active, has risen beyond a mere passive reception of truths. [ 10 ] How philosophy, as an art, is related to freedom; what freedom is; and whether we do, or can, participate in it—this is the principal problem of my book. All other scientific discussions are put in only because they ultimately throw light on these questions which are, in my opinion, the most immediate concern of mankind. These pages offer a “Philosophy of Freedom.” [ 11 ] All science would be nothing but the satisfaction of idle curiosity did it not strive to enhance the existential value of human personality. The true value of the sciences is reached only by showing the human range of their results. The final aim of an individual can never be the cultivation of any single faculty, but only the development of all capacities which slumber within us. Knowledge has value only in so far as it contributes to the all-round unfolding of the whole nature of man. [ 12 ] This book, therefore, does not conceive the relation between science and life in such a way that man must bow down before the Idea and devote his powers to its service. On the contrary, it shows that he takes possession of the world of Ideas in order to use them for his human aims, which transcend those of mere science. [ 13 ] Man must be able to confront the Idea and experience it; or else he will fall into its bondage.
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4. The Philosophy of Spiritual Activity (1949): Conscious Human Action
Translated by Hermann Poppelbaum |
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For without the recognition of the thinking activity of the soul, it is impossible to understand what is meant by knowledge of something or what is meant by action. When we know what thinking in general means, it will be easier to see clearly the role which thinking plays in human action. |
Love, pity, and patriotism are springs of action which cannot be analysed away into cold concepts of the understanding. It is said that here the heart, the mood of the soul, hold sway. This is no doubt true. But the heart and the mood of the soul do not create the motives. |
4. The Philosophy of Spiritual Activity (1949): Conscious Human Action
Translated by Hermann Poppelbaum |
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[ 1 ] Is man in his thinking and acting a spiritually free being, or is he compelled by the iron necessity of natural laws? There are few questions on which so much ingenuity has been expended. The idea of the freedom of the human will has found enthusiastic supporters and stubborn opponents in plenty. There are those who, in their moral fervour, label anyone a man of limited intelligence who can deny so patent a fact as freedom. Opposed to them are others who regard it as the acme of unscientific thinking for anyone to believe that the uniformity of natural law is broken in the sphere of human action and thought. One and the same thing is thus proclaimed, now as the most precious possession of humanity, now as its most fatal illusion. Infinite subtlety has been employed to explain how human freedom can be consistent with the laws working in nature, of which man, after all, is a part. Others have been at no less pains to explain how such a delusion as this could have arisen. That we are dealing here with one of the most important questions for life, religion, conduct, science, must be felt by anyone whose most prominent trait is not the reverse of thoroughness. It is one of the sad signs of the superficiality of present-day thought, that a book which attempts to develop a new faith out of the results of recent scientific research (David Friedrich Strauss, Der alte und neue Glaube), has nothing more to say on this question than these words: “With the question of the freedom of the human will we are not concerned. The alleged freedom of indifferent choice has been recognized as an empty illusion by every philosophy worthy of the name. The moral valuation of human action and character remains untouched by this problem.” It is not because I consider that the book in which it occurs has any special importance that I quote this passage, but because it seems to me to express the view to which the thinking of the majority of our contemporaries is able to rise in this matter. Everyone who has grown beyond the kindergarten-stage of science appears to know nowadays that freedom cannot consist in choosing, at one's pleasure, one or other of two possible courses of action. There is always, so we are told, a perfectly definite reason why, out of several possible actions, we carry out just one and no other. [ 2 ] This seems obvious. Nevertheless, down to the present day, the main attacks of the opponents of freedom are directed only against freedom of choice. Even Herbert Spencer, in fact, whose doctrines are gaining ground daily, says, “That everyone is at liberty to desire or not to desire, which is the real proposition involved in the dogma of free will, is negatived as much by the analysis of consciousness, as by the contents of the preceding chapter.” (The Principles of Psychology, Part IV, Chap. ix., par. 219.) Others, too, start from the same point of view in combating the concept of free will. The germs of all the relevant arguments are to be found as early as Spinoza. All that he brought forward in clear and simple language against the idea of freedom has since been repeated times without number, but as a rule enveloped in the most sophisticated doctrines, so that it is difficult to recognize the straightforward train of thought which is alone in question. Spinoza writes in a letter of October or November, 1674, “I call a thing free which exists and acts from the pure necessity of its nature, and I call that unfree, of which the being and action are precisely and fixedly determined by something else. Thus, e.g., God, though necessary, is free because he exists only through the necessity of his own nature. Similarly, God cognizes himself and all else freely, because it follows solely from the necessity of his nature that he cognizes all. You see, therefore, that for me freedom consists not in free decision, but in free necessity. [ 3 ] “But let us come down to created things which are all determined by external causes to exist and to act in a fixed and definite manner. To perceive this more clearly, let us imagine a perfectly simple case. A stone, for example, receives from an external cause acting upon it a certain quantity of motion, by reason of which it necessarily continues to move, after the impact of the external cause has ceased. The continued motion of the stone is due to compulsion, not to the necessity of its own nature, because it requires to be defined by the thrust of an external cause. What is true here for the stone is true also for every other particular thing, however complicated and many-sided it may be, namely, that everything is necessarily determined by external causes to exist and to act in a fixed and definite manner. [ 4 ] Now, pray, assume that this stone during its motion thinks and knows that it is striving to the best of its power to continue in motion. This stone which is conscious only of its striving and is by no means indifferent, will believe that it is absolutely free, and that it continues in motion for no other reason than its own will to continue. Now this is that human freedom which everybody claims to possess and which consists in nothing but this, that men are conscious of their desires, but ignorant of the causes by which they are determined. Thus the child believes that he desires milk of his own free will, the angry boy regards his desire for vengeance as free, and the coward his desire for flight. Again, the drunken man believes that he says of his own free will what, sober again, he would fain have left unsaid, and as this prejudice is innate in all men, it is difficult to free oneself from it. For, although experience teaches us often enough that man least of all can temper his desires, and that, moved by conflicting passions, he sees the better and pursues the worse, yet he considers himself free because there are some things which he desires less strongly, and some desires which he can easily inhibit through the recollection of something else which it is often possible to recall.” [ 5 ] It is easy to detect the fundamental error of this view, because it is so clearly and definitely expressed. The same necessity by which a stone makes a definite movement as the result of an impact, is said to compel a man to carry out an action when impelled thereto by any reason. It is only because man is conscious of his action, that he thinks himself to be its originator. In doing so, he overlooks the fact that he is driven by a cause which he must obey unconditionally. The error in this train of thought is easily brought to light. Spinoza, and all who think like him, overlook the fact that man not only is conscious of his action, but also may become conscious of the causes which guide him. Anyone can see that a child is not free when he desires milk, nor the drunken man when he says things which he later regrets. Neither knows anything of the causes, working deep within their organisms, which exercise irresistible control over them. But is it justifiable to lump together actions of this kind with those in which a man is conscious not only of his actions but also of the reasons which cause him to. act? Are the actions of men really all of one kind? Should the act of a soldier on the field of battle, of the scientific researcher in his laboratory, of the statesman in the most complicated diplomatic negotiations, be placed scientifically on the same level with that of the child when he desires milk? It is, no doubt, true that it is best to seek the solution of a problem where the conditions are simplest. But lack of ability to see distinctions has before now caused endless confusion. There is, after all, a profound difference between knowing why I am acting and not knowing it. At first sight this seems a self-evident truth. And yet the opponents of freedom never ask themselves whether a motive of action which I recognize and see through, is to be regarded as compulsory for me in the same sense as the organic process which causes the child to cry for milk. [ 6 ] Eduard von Hartmann, in his Phaenomenologie des sittlichen Bewusstseins (p. 451), asserts that the human will depends on two chief factors, the motives and the character. If one regards men as all alike, or at any rate the differences between them as negligible, then their will appears as determined from without, viz., by the circumstances which come to meet them. But if one bears in mind that men adopt a “representation”1 as the motive of their action, only if their character is such that this representation arouses a desire in them, then men appear as determined from within and not from without. Now, because a representation given to us from without, must first in accordance with our characters be adopted as a motive, men believe that they are free, i.e., independent of external impulses. The truth, however, according to Eduard von Hartmann, is that “even though we (must) first adopt a representation as a motive, we do so not arbitrarily, but according to the characterological disposition, that is, we are anything but free.” Here again the difference between motives which I allow to influence me only after I have permeated them with my consciousness, and those which I follow without any clear knowledge of them, is absolutely ignored. [ 7 ] This leads us straight to the standpoint from which the subject will be treated here. Have we any right to consider the question of the freedom of the will by itself at all? And if not, with what other question must it necessarily be connected? [ 8 ] If there is a difference between a conscious motive and an unconscious impulse of action, then those actions which result from the former should be judged otherwise than one springing from blind impulse. Hence our first question will concern this difference, and on the result of this inquiry will depend what attitude we ought to take up towards the question of freedom proper. [ 9 ] What does it mean to have knowledge of the motives of one's action? Too little attention has been paid to this question, because, unfortunately, we have torn asunder into two parts that which is an inseparable whole: Man. The agent has been divorced from the knower, whilst he who matters more than everything else, viz., the man who acts because he knows, has been utterly overlooked. [ 10 ] It is said that man is free when he is controlled only by his reason, and not by his animal passions. Or, again, that to be free means to be able to determine one's life and action by purposes and deliberate decisions. [ 11 ] Nothing is gained by assertions of this sort. For the question is just whether reason, purposes, and decisions exercise the same kind of compulsion over a man as his animal passions. If without my doing, a rational decision emerges in me with the same necessity with which hunger and thirst happen to me, then I must needs obey it, and my freedom is an illusion. [ 12 ] Another form of expression runs: to be free means, not that we can will what we will, but that we can do what we will. This thought has been expressed with great clearness by the poet-philosopher Robert Hamerling in his Atomistik des Willens. “Man can, it is true, do what he wills, but he cannot will what he wills, because his will is determined by motives! He cannot will what he wills? Let us consider these phrases more closely. Have they any intelligible meaning? Does freedom of will, then, mean being able to will without ground, without motive? What does willing mean if not to have grounds for doing, or striving to do, this rather than that? To will anything without ground or motive would mean to will something without willing it. The concept of motive is indissolubly bound up with that of will. Without the determining motive the will is an empty faculty; it is the motive which makes it active and real. It is, therefore, quite true that the human will is not ‘free,’ inasmuch as its direction is always determined by the strongest motive. But, on the other hand, it must be admitted that it is absurd to speak, in contrast with this ‘unfreedom,’ of a conceivable ‘freedom’ of the will, which would consist in being able to will what one does not will.” (Atomistik des Willens, p. 213 ff.) [ 13 ] Here, again, only motives in general are mentioned, without taking into account the difference between unconscious and conscious motives. If a motive affects me, and I am compelled to act on it because it proves to be the “strongest” of its kind, then the thought of freedom ceases to have any meaning. How should it matter to me whether I can do a thing or not, if I am forced by the motive to do it? The primary question is, not whether I can do a thing or not when impelled by a motive, but whether there are any motives except such as impel me with absolute necessity. If I am compelled to will something, then I may well be absolutely indifferent as to whether I can also do it. And if, through my character, or through circumstances prevailing in my environment, a motive is forced on me which to my thinking is unreasonable, then I should even have to be glad if I could not do what I will. [ 14 ] The question is, not whether I can carry out a decision once made, but how the decision is brought about within me. [ 15 ] What distinguishes man from all other organic beings is his rational thinking. Activity is common to him with other organisms. Nothing is gained by seeking analogies in the animal world to clear up the concept of freedom as applied to the actions of human beings. Modern science loves these analogies. When scientists have succeeded in finding among animals something similar to human behaviour, they believe they have touched on the most important question of the science of man. To what misunderstandings this view leads is seen, for example, in the book Die Illusion der Willensfreiheit, by P. Rée, 1885, where, on page 5, the following remark on freedom appears: “It is easy to explain why the movement of a stone seems to us necessary, while the volition of a donkey does not. The causes which set the stone in motion are external and visible, while the causes which determine the donkey's volition are internal and invisible. Between us and the place of their activity there is the skull cap of the ass ... The causal nexus is not visible and, therefore, thought to be non-existent. The volition, it is explained, is, indeed, the cause of the donkey's turning round, but is itself unconditioned; it is an absolute beginning.” Here again human actions in which there is a consciousness of the motives are simply ignored, for Rée declares, “that between us and the sphere of their activity there is the skull cap of the ass.” As these words show, it has not so much as dawned on Rée that there are actions, not indeed of the ass, but of human beings, in which the motive that has become conscious, lies between us and the action. Rée demonstrates his blindness once again, a few pages further on, when he says, “We do not perceive the causes by which our will is determined, hence we think it is not causally determined at all.” [ 16 ] But enough of examples which prove that many argue against freedom without knowing in the least what freedom is. [ 17 ] That an action cannot be free, of which the agent does not know why he performs it, goes without saying. But what of the freedom of an action about the motives of which we know? This leads us to the question of the origin and meaning of thinking. For without the recognition of the thinking activity of the soul, it is impossible to understand what is meant by knowledge of something or what is meant by action. When we know what thinking in general means, it will be easier to see clearly the role which thinking plays in human action. As Hegel rightly says, “It is thinking which turns the soul, common to us and animals, into spirit.” Hence it is thinking which we may expect to give to human action its characteristic stamp. [ 18 ] I do not mean to imply that all our active doing springs only from the sober deliberations of our reason. I am very far from calling only those actions “human” in the highest sense, which proceed from abstract judgments. But as soon as our conduct rises above the sphere of the satisfaction of purely animal desires, our motives are always permeated by thoughts. Love, pity, and patriotism are springs of action which cannot be analysed away into cold concepts of the understanding. It is said that here the heart, the mood of the soul, hold sway. This is no doubt true. But the heart and the mood of the soul do not create the motives. They presuppose them and let them enter. Pity enters my heart when the representation of a person who arouses pity comes forward in my consciousness. The way to the heart is through the head. Love is no exception. Whenever it is not merely the expression of bare sexual instinct, it depends on the representation we form of the loved one. And the more idealistic these representations are, just so much the more blessed is our love. Here, too, thought is the father of feeling. It is said that love makes us blind to the failings of the loved one. But the opposite view can be taken, namely, that it is precisely for the good points that love opens the eyes. Many pass by these good points without notice. One, however, perceives them, and just because he does, love awakens in his soul. What else has he done except to have achieved a representation of what hundreds have failed to see? Love is not theirs, because they lack the representation. [ 19 ] From whatever point we regard the subject, it becomes more and more clear that the question of the nature of human action presupposes that of the origin of thinking. I shall, therefore, turn next to this question.
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4. The Philosophy of Spiritual Activity (1949): The Desire for Knowledge
Translated by Hermann Poppelbaum |
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The Dualist sees in Spirit (I) and Matter (World) two essentially different entities, and cannot, therefore, understand how they can interact with one another. How should Spirit be aware of what goes on in Matter, seeing that the essential nature of Matter is quite alien to Spirit? |
4. The Philosophy of Spiritual Activity (1949): The Desire for Knowledge
Translated by Hermann Poppelbaum |
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[ 1 ] In these words Goethe expresses a trait which is deeply ingrained in human nature. Man is not a self-contained unity. He demands ever more than the world, of itself, offers him. Nature has endowed us with needs: among them are some the satisfaction of which she leaves to our own activity. However abundant the gifts which we have received, still more abundant are our desires. We seem born to be dissatisfied. And our desire for knowledge is but a special instance of this dissatisfaction. Suppose we look twice at a tree. The first time we see its branches at rest, the second time in motion. We are not satisfied with this observation. Why, we ask, does the tree appear to us now at rest, then in motion? Every glance at nature evokes in us a multitude of questions. Every phenomenon we meet presents a new problem to be solved. Every experience is to us a riddle. We observe that from the egg there emerges a creature like the mother animal, and we ask for the reason of the likeness. We observe a living being grow and develop to a determinate degree of perfection, and we seek the conditions of this experience. Nowhere are we satisfied with what nature spreads out before our senses. Everywhere we seek what we call the explanation of the facts. [ 2 ] The something more which we seek in things, over and above what is immediately given to us in them, splits our whole being into two parts. We become conscious of our opposition to the world. We oppose ourselves to the world as independent beings. The universe has for us two opposite poles: I and World. [ 3 ] We erect this barrier between ourselves and the world as soon as consciousness is first kindled in us. But we never cease to feel that, in spite of all, we belong to the world, that there is a connecting link between it and us, and that we are beings within, and not without, the universe. [ 4 ] This feeling makes us strive to bridge over this opposition, and ultimately the whole spiritual striving of mankind is nothing but the bridging of this opposition. The history of our spiritual life is a continuous seeking after the unity between ourselves and the world. Religion, Art, and Science follow, one and all, this goal. The religious believer seeks in the revelation which God grants him, the solution of the world problem, which his I, dissatisfied with the world of mere phenomena, sets him as a task. The artist seeks to embody in his material the Ideas which are in his I, that he may thus reconcile that which lives within him and the outer world. He, too, feels dissatisfied with the world of mere appearances, and seeks to mould into it that something more which his I contains and which transcends appearances. The thinker searches for the laws of phenomena. He strives to master by thinking what he experiences by observing. Only when we have made the world-content into our thought-content do we again find the unity from which we had separated ourselves. We shall see later that this goal can be reached only if the problem of scientific research is comprehended much more deeply than is often done. The whole situation, as I have here stated it, meets us, on the stage of history, in the conflict between the one-world theory, or Monism, and the two-world theory, or Dualism. Dualism pays attention only to the separation between the I and the World, which the consciousness of man has brought about. All its efforts consist in a vain struggle to reconcile these opposites, which it calls now Spirit and Matter, now Subject and Object, now Thinking and Appearance. The Dualist feels that there must be a bridge between the two worlds, but is not able to find it. In so far as man is aware of himself as “I,” he cannot but put down this “I” in thinking on the side of Spirit; and in opposing to this “I” the world, he is bound to reckon on the world's side the realm of percepts given to the senses, i.e., the Material World. In doing so, man assigns a position to himself within this very antithesis of Spirit and Matter. He is the more compelled to do so because his own body belongs to the Material World. Thus the “I,” or Ego, belongs as a part to the realm of Spirit; the material objects and processes which are perceived by the senses belong to the “World.” All the riddles which belong to Spirit and Matter, man must inevitably rediscover in the fundamental riddle of his own nature. Monism pays attention only to the unity and tries either to deny or to slur over the opposites, present though they are. Neither of these two points of view can satisfy us, for they do not do justice to the facts. The Dualist sees in Spirit (I) and Matter (World) two essentially different entities, and cannot, therefore, understand how they can interact with one another. How should Spirit be aware of what goes on in Matter, seeing that the essential nature of Matter is quite alien to Spirit? Or how in these circumstances should Spirit act upon Matter, so as to translate its intentions into actions? The most acute and the most absurd hypotheses have been propounded to answer these questions. However, up to the present the Monists are not in a much better position. They have tried three different ways of meeting the difficulty. Either they deny Spirit and become Materialists; or they deny Matter in order to seek their salvation in Spiritualism; [Editor's footnote: The author refers to philosophical “Spiritualism,” as opposed to philosophical “Materialism.” Cf. p. 15, last lines.] or they assert that, even in the simplest entities in the world, Spirit and Matter are indissolubly bound together, so that there is no need to marvel at the appearance in man of these two modes of existence, seeing that they are never found apart. [ 5 ] Materialism can never offer a satisfactory explanation of the world. For every attempt at an explanation must begin with the formation of thoughts about the phenomena of the world. Materialism, thus, begins with the thought of Matter or material processes. But, in doing so, it is ipso facto confronted by two different sets of facts, viz., the material world and the thoughts about it. The Materialist seeks to make these latter intelligible by regarding them as purely material processes. He believes that thinking takes place in the brain, much in the same way as digestion takes place in the animal organs. Just as he ascribes mechanical and organic processes to Matter, so he credits it with the capacity to think in certain circumstances. He overlooks that, in doing so, he is merely shifting the problem from one place to another. Instead of to himself he ascribes the power of thinking to Matter. And thus he is back again at his starting-point. How does Matter come to think about its own nature? Why is it not simply satisfied with itself and content to accept its own existence? The Materialist has turned his attention away from the definite subject, his own I, and occupies himself with an indefinite shadowy something. And here the old problem meets him again. The materialistic conception cannot solve the problem: it can only shift it to another place. [ 6 ] What of the Spiritualistic theory? The Spiritualist denies to Matter all independent existence and regards it merely as a product of Spirit. But when he tries to apply this theory to the solution of the riddle of his own human nature, he finds himself in an awkward position. Over against the “I,” or Ego, which can be ranged on the side of Spirit, there stands directly the world of the senses. No spiritual approach to it seems open. It has to be perceived and experienced by the “I” with the help of material processes. Such material processes the “I” does not discover in itself, so long as it regards its own nature as exclusively spiritual. Within all that it achieves by its own spiritual effort, the sensible world is never to be found. It seems as if the “I” had to concede that the world would be a closed book to it, unless it could establish a non-spiritual relation to the world. Similarly, when it comes to acting, we have to translate our purposes into realities with the help of material things and forces. We are, therefore, dependent on the outer world. The most extreme Spiritualist, or, if you prefer it, Idealist, is Johann Gottlieb Fichte. He attempts to deduce the whole edifice of the world from the “I.” What he has actually accomplished is a magnificent thought-picture of the world, without any empirical content. As little as it is possible for the Materialist to argue the Spirit away, just as little is it possible for the Idealist to argue away the outer world of Matter. [ 7 ] When man directs his consideration upon the “I,” he perceives, in the first instance, the work of this “I” in the conceptual elaboration of the world of Ideas. Hence a philosophy the direction of which is spiritualistic may feel tempted, in view of man's own essential nature, to acknowledge nothing of spirit except this world of Ideas. In this way Spiritualism becomes one-sided Idealism. Instead of going on to penetrate through the world of Ideas to the spiritual world, Idealism identifies the spiritual world with the world of Ideas itself. As a result, it is compelled to remain fixed with its world-view in the circle of the activity of the Ego, as if it were bewitched. [ 8 ] A curious variant of Idealism is to be found in the theory which F. A. Lange has put forward in his widely read History of Materialism. He holds that the Materialists are quite right in declaring all phenomena, including our thoughts, to be the product of purely material processes, but, in turn, Matter and its processes are for him themselves the product of our thinking. “The senses give us only the effects of things, not true copies, much less the things themselves. But among these mere effects we must include the senses themselves together with the brain and the molecular vibrations which we assume to go on there.” That is, our thinking is produced by the material processes, and these by the thinking of our I. Lange's philosophy is thus nothing more than the philosophical analogy of the story of honest Baron Münchhausen, who holds himself up in the air by his own pigtail. [ 9 ] The third form of Monism is that which finds even in the simplest being (the atom) the union of both Matter and Spirit. But nothing is gained by this either, except that the question, the origin of which is really in our consciousness, is shifted to another place. How comes it that the simple being manifests itself in a two-fold manner, if it is an indivisible unity? [ 10 ] Against all these theories we must urge the fact that we meet with the basic and primary opposition first in our own consciousness. It is we, ourselves, who break away from the bosom of Nature and contrast ourselves as “I” with the “World.” Goethe has given classic expression to this in his essay Nature although his manner may at first sight be considered quite unscientific: “Living in the midst of her (Nature) we are strangers to her. Ceaselessly she speaks to us, yet betrays none of her secrets.” But Goethe knows the reverse side too: “Mankind is all in her, and she in all mankind.” [ 11 ] However true it may be that we have estranged ourselves from Nature, it is none the less true that we feel we are in her and belong to her. It can be only her own working which pulsates also in us. [ 12 ] We must find the way back to her again. A simple reflection may point this way out to us. We have, it is true, torn ourselves away from Nature, but we must none the less have taken with us something of her in our own nature. This quality of Nature in us we must seek out, and then we shall restore our connection with her. Dualism neglects to do this. It considers the human interior as a spiritual entity utterly alien to Nature and attempts somehow to hitch it on to Nature. No wonder that it cannot find the coupling link. We can find Nature outside of us only if we have first learnt to know her within us. What is allied to her within us must be our guide to her. This marks out our path of inquiry. We shall attempt no speculations concerning the interaction of Nature and Spirit. We shall rather probe into the depths of our own being, to find there those elements which we saved in our flight from Nature. [ 13 ] The examination of our own being must bring the solution of the problem. We must reach a point where we can say, “Here we are no longer merely ‘I,’ here is something which is more than ‘I.’“ [ 14 ] I am well aware that many who have read thus far will not consider my discussion in keeping with “the present position of science.” To such criticism I can reply only that I have so far not been concerned with any scientific results, but simply with the description of what every one of us experiences in his own consciousness. That a few phrases have been added about attempts to reconcile man's consciousness and the World serves solely to elucidate the actual facts. I have, therefore, made no attempt to give to the expressions “I,” “Spirit,” “World,” “Nature,” the precise meaning which they usually bear in Psychology and Philosophy. The ordinary consciousness ignores the sharp distinctions of the sciences, and so far my purpose has been solely to record the facts of everyday experience. I am concerned, not with the way in which science, so far, has interpreted consciousness, but with the way in which we experience it in every moment of our lives. |
4. The Philosophy of Spiritual Activity (1949): Thinking as the Instrument of Knowledge
Translated by Hermann Poppelbaum |
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The philosopher, however, is not concerned with the creation of the world, but with the understanding of it. Hence he is in search of the starting-point, not for creation, but for the understanding of the world. It seems to me very strange that a philosopher is reproached for troubling himself, above all, about the correctness of his principles, instead of turning straight to the objects which he seeks to understand. The world-creator had above all to know how to find a vehicle for thinking; the philosopher must seek a firm basis for the understanding of what is existent. |
For subject and object are both concepts formed by thinking. There is no denying that thinking must be understood before anything else can be understood. Whoever denies this, fails to realize that man is not the first link in the chain of creation but the last. |
4. The Philosophy of Spiritual Activity (1949): Thinking as the Instrument of Knowledge
Translated by Hermann Poppelbaum |
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[ 1 ] When I observe how a billiard ball, when struck, communicates its motion to another, I remain entirely without influence on the course of this observed process before me. The direction and velocity of the motion of, the second ball is determined by the direction and velocity of the first. As long as I remain a mere spectator, I cannot tell anything about the motion of the second ball until it has happened. It is quite different when I begin to reflect on the content of my observations. The purpose of my reflection is to form concepts of the occurrence. I connect the concept of an elastic ball with certain other concepts of mechanics, and consider the special circumstances which obtain in the instance in question. I try, in other words, to add to the occurrence which takes place without my assistance a second process which takes place in the conceptual sphere. This latter one is dependent on me. This is shown by the fact that I can rest content with the observation, and renounce all search for concepts if I have no need of them. If, however, this need is present, then I am not content until I have established a certain connection among the concepts, ball, elasticity, motion, impact, velocity, etc., so that they apply to the observed process in a definite way. As surely as the occurrence goes on independently of me, so surely is the conceptual process unable to take place without my activity. [ 2 ] We shall have to consider whether this activity of mine really proceeds from my own independent being, or whether those modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections determine, which happen to be in our consciousness at any given moment. (Cp. Ziehen, Leitfaden der Physiologischen Psychologie, Jena, 1893, p. 171.) For the present we wish merely to establish the fact that we constantly feel obliged to seek for concepts and connections of concepts, which stand in a certain relation to the objects and processes which are given independently of us. Whether this activity is really ours, or whether we are determined to it by an unalterable necessity, is a question which we need not decide at present. What is unquestionable is that the activity appears, in the first instance, to be ours. We know for certain that together with the objects we are not given their concepts. My being the agent in the conceptual process may be an illusion; but there is no doubt that to immediate observation it appears so. Our present question is, What do we gain by supplementing a process with a conceptual counterpart? [ 3 ] There is a far-reaching difference between the ways in which, for me, the parts of a process are related to one another before, and after, the discovery of the corresponding concepts. Mere observation can trace the parts of a given process as they occur, but their connection remains obscure without the help of concepts. I observe the first billiard ball move towards the second in a certain direction and with a certain velocity. What will happen after the impact I cannot tell in advance. I can once more only watch it happen with my eyes. Suppose someone obstructs my view of the field where the process is happening, at the moment when the impact occurs, then, as mere spectator, I remain ignorant of what happens after. The situation is very different, if prior to the obstruction of my view I have discovered the concepts corresponding to the nexus of events. In that case I can say what occurs, even when I am no longer able to observe. There is nothing in a merely observed process or object to show its connection with other processes or objects. This connection becomes obvious only when observation is combined with thinking. [ 4 ] Observation and Thinking are the two points of departure for all the spiritual striving of man, in so far as he is conscious of such striving. The workings of common sense, as well as the most complicated scientific researches, rest on these two fundamental pillars of our Spirit. Philosophers have started from various primary antitheses, Idea and Reality, Subject and Object, Appearance and Thing-in-itself, Ego and Non-Ego, Idea and Will, Concept and Matter, Force and Substance, the Conscious and the Unconscious. It is, however, easy to show that the antithesis of Observation and Thinking must precede all other antitheses, the former being for man the most important. [ 5 ] Whatever principle we choose to lay down, we must either prove that somewhere we have observed it, or we must enunciate it in the form of a clear thought which can be re-thought by any other thinker. Every philosopher who sets out to discuss his fundamental principles must express them in conceptual form and thus use thinking. He therefore indirectly admits that his activity presupposes thinking. We leave open here the question whether thinking or something else is the chief factor in the development of the world. But it is at any rate clear that the philosopher can gain no knowledge of this development without thinking. In the occurrence of phenomena thought may play a secondary part, but it is quite certain that it plays a chief part in the forming of a view about them. [ 6 ] As regards observation, our need of it is due to our organization. Our thought about a horse and the object “horse” are two things which for us emerge separate from each other. The object is accessible to us only by means of observation. As little as we can form a concept of a horse by merely staring at the animal, just as little are we able by mere thinking to produce the corresponding object. [ 7 ] In sequence of time observation even precedes thinking. For we become familiar with thinking itself in the first instance by observation. It was essentially a description of an observation when, at the beginning of this chapter, we gave an account of how thinking is kindled by an objective event and transcends what is merely given without its activity. Whatever enters the circle of our experiences becomes an object of apprehension to us first through observation. All contents of sensations, all perceptions, feelings, acts of will, dreams and fancies, representations, concepts, Ideas, all illusions and hallucinations, are given to us through observation. [ 8 ] But thinking as an object of observation differs essentially from all other objects. The observation of a table, or a tree, occurs in me as soon as those objects appear within the horizon of my field of consciousness. Yet I do not, at the same time, observe my thinking about these things. I observe the table, and I carry out the thinking about the table, but I do not at the same moment observe it. I must first take up a standpoint outside of my own activity, if I want to observe my thinking about the table, as well as the table. Whereas the observation of things and processes, and the thinking about them, are everyday occurrences making up the continuous current of my life, the observation of the thinking itself is a sort of exceptional state. This fact must be taken into account, when we come to determine the relation of thinking to all other objects. We must be quite clear about the fact that, in observing the thinking, we are applying to it a method which is our normal attitude in the study of all other contents of the world, but which in the ordinary course of that study is not usually applied to thinking itself. [ 9 ] Someone might object that what I have said about thinking applies equally to feeling and to all other spiritual activities. Thus it is said that when, e.g., I have a feeling of pleasure, the feeling is kindled by the object, but it is this object I observe, not the feeling of pleasure. This objection, however, is based on an error. Pleasure does not stand at all in the same relation to its object as the concept formed by thinking. I am conscious, in the most positive way, that the concept of a thing is formed through my activity; whereas a feeling of pleasure is produced in me by an object in a way similar to that in which, e.g., a change is caused in an object by a stone which falls on it. For observation, a pleasure is given in exactly the same way as the event which causes it. The same is not true of the concept. I can ask why an event arouses in me a feeling of pleasure. But I certainly cannot ask why an occurrence causes in me a certain number of concepts. The question would be simply meaningless. In thinking about an occurrence, I am not concerned with an effect on me. I learn nothing about myself from knowing the concepts which correspond to the observed change caused in a pane of glass by a stone thrown against it. But I do learn something about my personality when I know the feeling which a certain occurrence arouses in me. When I say of an object which I perceive, “this is a rose,” I say absolutely nothing about myself; but when I say of the same thing that “it causes a feeling of pleasure in me,” I characterize not only the rose, but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of putting thinking and feeling on a level as objects of observation. And the same could easily be shown of other activities of the human spirit. Unlike thinking, they must be classed with any other observed objects or events. The peculiar nature of thinking lies just in this, that it is an activity which is directed solely on the observed object and not on the thinking personality. This is apparent even from the way in which we express our thoughts about an object, as distinct from our feelings or acts of will. When I see an object and recognize it as a table, I do not as a rule say, “I am thinking of a table,” but, “this is a table.” On the other hand, I do say, “I am pleased with the table.” In the former case, I am not at all interested in stating that I have entered into a relation with the table; whereas, in the second case, it is just this relation which matters. In saying, “I am thinking of a table,” I enter already the exceptional state characterized above, in which something is made the object of observation which is always present in our spiritual activity, without being itself normally an observed object. [ 11 ] The peculiar nature of thinking consists just in this, that the thinker forgets his thinking while actually engaged in it. It is not thinking which occupies his attention, but rather the object of the thinking which he observes. [ 12 ] The first observation which we make about thinking is that it is the unobserved element in our ordinary spiritual life. [ 13 ] The reason why we do not notice the thinking which goes on in our ordinary life is no other than this, that it is caused by our own activity. Whatever I do not myself produce appears in my field of consciousness as an object; I contrast it with myself as something the existence of which is independent of me. It comes to meet me. I must accept it as the presupposition of my thinking. As long as I think about the object, I am absorbed in it, my attention is turned on it. To be thus absorbed in the object is just to contemplate it by thinking. I attend, not to my activity, but to its object. In other words, whilst I am thinking, I pay no heed to my thinking which is of my own making, but only to the object of my thinking which is not of my making. [ 14 ] I am, moreover, in exactly the same position when I enter into the exceptional state and reflect on own thinking. I can never observe my present thinking, I can only subsequently take my experiences about the process of my thinking as the object of fresh thinking. If I wanted to watch my present thinking, I should have to split myself into two persons, one to think, the other to observe this thinking. But this is impossible. I can only accomplish it in two separate acts. The thinking to be observed is never that in which I am actually engaged, but a different one. Whether, for this purpose, I make observations of my own former thinking, or follow the thinking-process of another person, or finally, as in the example of the motions of the billiard balls, assume an imaginary thinking-process, is immaterial. [ 15 ] There are two things which are incompatible with one another: productive activity and the contemplation of it. This is recognized even in the First Book of Moses. It represents God as creating the world in the first six days, and only after its completion is any contemplation of the world possible: “And God saw everything that he had made and, behold, it was very good.” The same applies to our thinking. It must be there first, if we would observe it. [ 16 ] The reason why it is impossible to observe the thinking in its actual occurrence at any given moment, is the same as that which makes it possible for us to know it more immediately and more intimately than any other process in the world. Just because it is our own creation do we know the characteristic features of its course, the manner in which the process, in detail, takes place. What in the other spheres of observation we can discover only indirectly, viz., the relevant objective nexus and the relations of the individual objects, that is known to us immediately in the case of thinking. I do not know off-hand why, for perception, thunder follows lightning, but I know immediately, from the content of the two concepts why my thinking connects the concept of thunder with that of lightning. It does not matter for my argument whether my concepts of thunder and lightning are correct. The connection between those concepts which I have is clear to me, and that by means of the very concepts themselves. [ 17 ] This transparent clearness concerning our thinking-processes is quite independent of our knowledge of the physiological basis of thinking. I am speaking here of thinking as it appears to our observation of our own spiritual activity. For this purpose it is quite irrelevant how one material process in my brain causes or influences another, whilst I am carrying on a process of thinking. What I observe in thinking is not what process in my brain connects the concept of thunder with that of lightning, but what impels me to bring these two concepts into a definite relation. Observation shows that, in linking thought with thought, I am guided by nothing but their content, not by the material processes in the brain. This remark would be quite superfluous in a less materialistic age than ours. To-day, however, when there are people who believe that, when we know what matter is, we shall know also how it thinks, it is necessary to affirm the possibility of speaking of thinking without trespassing on the domain of brain physiology. Many people to-day find it difficult to grasp the concept of thinking in its purity. Anyone who challenges the description of thinking which I have given here, by quoting Cabanis' statement that “the brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” does not indeed know of what I am talking. He attempts to discover thinking by the same method of mere observation which we apply to the other objects that make up the world. But he cannot find it in this way, because, as I have shown, it eludes just this ordinary observation. Whoever cannot transcend Materialism lacks the ability to lead himself to the exceptional state I have described, in which he becomes conscious of what in all other spiritual activity remains unconscious. It is useless to discuss thinking with one who is not willing to adopt this attitude, just as it would be to discuss colour with a blind man. Let him not imagine, however, that we regard physiological processes as thinking. He fails to explain thinking because he does not see it at all. [ 18 ] For everyone, however, who has the ability to observe thinking, and with goodwill every normal man has this ability, this observation is the most important he can make. For he observes something which he himself produces. He is not confronted by what is, to begin with, a foreign object, but by his own activity. He knows how that which he observes comes to be. He perceives clearly its connections and relations. He has gained a firm point from which he can, with well-founded hopes, seek an explanation of the other phenomena of the world. [ 19 ] The feeling that he had found such a firm foundation, induced the father of modern philosophy, Descartes, to base the whole of human knowledge, on the principle, “I think, therefore I am.” All other things, all other processes, are there independently of me. Whether they be truth, or illusion, or dream, I know not. There is only one thing of which I am absolutely certain, for I myself am the author of its indubitable existence; and that is my thinking. Whatever other origin it may have in addition, whether it come from God or from elsewhere, of one thing I am sure, that it is there in the sense that I myself produce it. Descartes had, to begin with, no justification for reading any other meaning into his principle. All he had a right to assert was that, in apprehending myself as thinking, I apprehend myself, within the world-system, in that activity which is most uniquely my own. What the added words “therefore I am” are intended to mean has been much debated. They can have a meaning on one condition only. The simplest assertion I can make of a thing is, that it is, that it exists. What kind of existence, in detail, it has, can in no case be determined on the spot, as soon as the thing enters within the horizon of my experience. Each object must be studied in its relations to others, before we can determine the sense in which we can speak of its existence. An experienced process may be a complex of percepts, or it may be a dream, an hallucination, etc. In short, I cannot say in what sense it exists. I can never read off the kind of existence from the process itself, for I can discover it only when I consider the process in its relation to other things. But this, again, yields me no knowledge beyond just its relation to other things. My inquiry touches firm ground only when I find an object, the reason of the existence of which I can gather from itself. Such an object I am myself in so far as I think, for I qualify my existence by the determinate and self-contained content of my thinking activity. From here I can go on to ask whether other things exist in the same or in some other sense. [ 20 ] When thinking is made an object of observation, something which usually escapes our attention is added to the other observed contents of the world. But the usual kind of behaviour, such as is employed also for other objects, is in no way altered. We add to the number of objects of observation, but not to the number of methods. When we are observing other things, there enters among the world-processes—among which I now include observation—one process which is overlooked. There is present something different from every other kind of process, something which is not taken into account. But when I observe my own thinking, there is no such neglected element present. For what hovers now in the background is just thinking itself over again. The object of observation is qualitatively identical with the activity directed upon it. This is another characteristic feature of thinking. When we make it an object of observation, we are not compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave a tissue of thoughts round an independently given object, I transcend my observation, and the question then arises: What right have I to do this? Why do I not passively let the object impress itself on me? How is it possible for my thinking to be related to the object? These are questions which everyone must put to himself who reflects on his own thought-processes. But all these questions lapse when we think about thinking itself. We then add nothing to our thinking that is foreign to it, and, therefore, have no need to justify any such addition. [ 22 ] Schelling says: “To know Nature means to create Nature.” If we take these words of this daring philosopher of Nature literally, we shall have to renounce for ever all hope of gaining knowledge of Nature. For Nature after all exists, and if we have to create it over again, we must know the principles according to which it has originated in the first instance. We should have to borrow from Nature as it exists the conditions of existence for the Nature which we are about to create. But this borrowing, which would have to precede the creating, would be a knowing of Nature, and would be this even if after the borrowing no creation at all were attempted. Only a kind of Nature which does not yet exist could be created without prior knowledge. [ 23 ] What is impossible with regard to Nature, namely, creating before knowing, is accomplished with regard to thinking. Were we to refrain from thinking until we had first gained knowledge of it, we should never attain it. We must resolutely think straight ahead, and then afterwards gain knowledge of the thinking we have done by observing it. When we want to observe thinking, we must ourselves first create the object to be observed: the existence of all other objects is provided for us without any activity on our part. [ 24 ] My contention that we must think before we can examine thinking, might easily be countered by the apparently equally valid contention that we cannot wait with digesting until we have first observed the process of digestion. This objection would be similar to that brought by Pascal against Descartes, when he asserted we might also say “I walk, therefore I am.” Certainly I must digest resolutely and not wait until I have studied the physiological process of digestion. But I could only compare this with the analysis of thinking if, after digestion, I set myself not to analyse it by thinking, but to eat and digest it. It is not without reason that, while digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This then is indisputable, that in thinking we have got hold of one bit of the world-process which requires our presence if anything is to happen. And that is the very point that matters. The very reason why things seem so puzzling is just that I play no part in their production. They are simply given to me, whereas in the case of thinking I know how it is done. Hence there can be no more fundamental starting-point than thinking from which to regard all world-happenings. [ 26 ] I should like to mention a widely current error which prevails with regard to thinking. It is often said that thinking, in its original nature, is never given. The thinking-processes which connect our perceptions with one another, and weave about them a network of concepts, are not at all the same as those which our analysis afterwards extracts from the objects of perception, in order to make them the object of study. What we have unconsciously woven into things is, so we are told, something widely different from what subsequent analysis recovers out of them. [ 27 ] Those who hold this view do not see that it is impossible in this way to escape from thinking. I cannot get outside thinking when I want to study it. We should never forget that the distinction between thinking which goes on unconsciously and thinking which is consciously analysed is a purely external one and irrelevant to our discussion. I do not in any way alter a thing by making it an object of thinking. I can well imagine that a being with quite different sense-organs, and with a differently constructed intelligence, would have a very different representation of a horse from mine, but I cannot think that my own thinking becomes different because I observe it. I myself observe what I produce. We are not talking here of how my thinking appears to an intelligence different from mine, but how it appears to me. In any case, the representation which another intelligence forms of my thinking cannot be truer than the one which I form myself. Only if I were not myself the thinking being, but the thinking were transmitted to me as the activity of a quite foreign being, might I then so speak that my picture of thinking appeared indeed in a definite manner; but how the thinking of the being may be itself, that I should not be able to know. [ 28 ] So far, there is not the slightest reason why I should regard my own thinking from any other point of view than my own. I contemplate the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] I think I have given sufficient reasons for making thinking the starting-point for my study of the world. When Archimedes had discovered the lever, he thought he could lift the whole cosmos from its hinges, if only he could find a point of support for his instrument. He needed a point which was self-supporting. In thought we have a principle which is self-subsisting. Let us try, therefore, to understand the world starting from this basis. Thinking can be grasped by itself. The question is whether we can also grasp anything else through it. [ 30 ] I have so far spoken of thinking without taking account of its vehicle, the human consciousness. Most present-day philosophers would object that before there can be thinking, there must be consciousness. Hence we ought to start, not from thinking, but from consciousness. There is no thinking, they say, without consciousness. In reply I would urge that, in order to clear up the relation between thinking and consciousness, I must think about it. Hence I presuppose thinking. One might, it is true, retort that, though a philosopher who wishes to understand consciousness, naturally makes use of thinking, and so far presupposes it; in the ordinary course of life, however, thinking arises within consciousness and, therefore, presupposes that. Were this answer given to the world-creator, when he was about to create thought, it would, without doubt, be to the point. Thinking cannot, of course, come into being before consciousness. The philosopher, however, is not concerned with the creation of the world, but with the understanding of it. Hence he is in search of the starting-point, not for creation, but for the understanding of the world. It seems to me very strange that a philosopher is reproached for troubling himself, above all, about the correctness of his principles, instead of turning straight to the objects which he seeks to understand. The world-creator had above all to know how to find a vehicle for thinking; the philosopher must seek a firm basis for the understanding of what is existent. What does it help us to start with consciousness and make it an object of thinking, if we do not first know how far it is possible at all to gain any insight into things by thinking? [ 31 ] We must first consider thinking quite impartially without relation to a thinking subject or to an object of thought. For subject and object are both concepts formed by thinking. There is no denying that thinking must be understood before anything else can be understood. Whoever denies this, fails to realize that man is not the first link in the chain of creation but the last. Hence, in order to explain the world by means of concepts, we cannot start from the elements of existence which came first in time, but we must begin with that element which is nearest and most intimately connected with us. We cannot, with a leap, transport ourselves to the beginning of the world, in order to begin our analysis there, but we must start from the present moment and see whether we cannot advance from the later to the earlier. As long as Geology fabled fantastic revolutions to account for the present state of the earth, it groped in darkness. It was only when it began to study the processes at present at work on the earth, and from these to argue back to the past, that it gained a firm foundation. As long as Philosophy assumes all sorts of principles, such as atom, motion, matter, will, the unconscious, it will hang in the air. The philosopher can reach his goal only if he adopts that which is last in time as the first in his theory. This absolutely last thing in the world-process is indeed Thinking. [ 32 ] There are people who say it is impossible to ascertain with certainty whether our thinking is right or wrong, and that, so far, our starting-point is a doubtful one. It would be just as intelligent to raise doubts as to whether a tree is in itself right or wrong. Thinking is a fact, and it is meaningless to speak of truth or falsity of a fact. I can, at most, be in doubt as to whether thinking is rightly employed, just as I can doubt whether a certain tree supplies wood adapted to the making of this or that useful object. It is just the purpose of this book to show how far the application of thinking to the world is right or wrong. I can understand anyone doubting whether, by means of thinking, we can gain any knowledge of the world, but it is unintelligible to me how anyone can doubt that thinking in itself is right. Addition to the Revised Edition, 1918 [ 33 ] In the preceding discussion I have pointed out the important difference between thinking and all other soul activities. This difference is a fact which is patent to genuinely unprejudiced observation. Anyone who does not try to apply this unprejudiced observation will be tempted to bring against my argumentation such objections as these: When I think about a rose, there is involved nothing more than a relation of my “I” to the rose, just as when I feel the beauty of the rose. There subsists likewise a relation between “I” and object in thinking as there does, e.g., in feeling or perceiving. Those who urge this objection fail to bear in mind that it is only in the activity of thinking that the “I,” or Ego, knows itself to be identical, right into all the ramifications of the activity, with that which is active. Of no other soul activity can we say the same. For example, in a feeling of pleasure it is easy for a more intimate observation to discriminate between the extent to which the Ego knows itself to be identical with what is active in the feeling, and the extent to which there is something passive in the Ego, so that the pleasure is merely something which happens to the Ego. The same applies to the other soul activities. The main thing is not to confuse the “having of thought images” with the elaboration of thought by thinking. Images may appear in the soul dream-wise, like vague intimations. But this is not thinking. True, someone might now urge: If this is what you mean by “thinking,” then your thinking contains willing, and you have to do, not with mere thinking, but with the will to think as well. However, this would justify us only in saying: Genuine thinking must always be willed thinking. But this is quite irrelevant to the characterization of thinking as this has been given in the preceding discussion. Let it be granted that the nature of thinking necessarily implies its being willed, the point which matters is that nothing is willed which, in being carried out, fails to appear to the Ego as an activity completely its own and under its own supervision. Indeed, we must say that thinking appears to the observer as through and through willed, precisely because of its nature as above defined. If we genuinely try to master all the facts which are relevant to a judgment about the nature of thinking, we cannot fail to observe that this soul activity has the unique character which is here in question. [ 34 ] A personality of whose powers as a thinker the author of this book has a very high opinion, has objected that it is impossible to speak about thinking as we are here doing, because the presumably observed active thinking is nothing but an illusion. In reality, what is observed is only the results of an unconscious activity which lies at the basis of thinking. It is only because, and just because, this unconscious activity escapes observation, that the deceptive appearance of the self-subsistence of the observed thinking arises, just as when an illumination by means of a rapid succession of electric sparks makes us believe that we see a movement. This objection, likewise, rests solely on an inaccurate view of the facts. The objection ignores that it is the Ego itself which, standing inside thinking, observes from within its own activity. The Ego would have to stand outside the thinking in order to suffer the sort of deception which is caused by an illumination with a rapid succession of electric sparks. One might rather say that to indulge in such an analogy is to deceive oneself by force, just as if someone, seeing a moving light, were obstinately to affirm that it is being freshly lit by an unknown hand at every point where it appears. No, whoever is bent on seeing in thinking anything else than an activity produced—and supervised by—the Ego has first to shut his eyes to the plain facts that are there for the looking, in order then to invent a hypothetical activity as the basis of thinking. If he does not blind himself by force, he must recognize that all these “hypothetical additions” to thinking take him away from its real nature. Unprejudiced observation shows that nothing is to be counted as belonging to the nature of thinking except what is found in thinking itself. It is impossible to discover what causes thinking if one leaves the realm of thinking. |