331. Work Councils and Socialization: First Discussion Evening
22 May 1919, Stuttgart |
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In order for the means of production to be operated, it is necessary that intellectual work is there. Of course, every worker understands that intellectual leadership and intellectual work must be present. And he also understands that he would soon have to stop working if there were no intellectual leadership or intellectual work. |
Is democracy a necessity for the implementation of such a new form of economic life, or is it right, under certain circumstances, to use force if such a state of affairs cannot be brought about through democracy? |
But it is so tame, and we are only saved because it has become accustomed to tameness. — You see, a great deal of the power of old capitalism has already been undermined. People just don't think about how much has already been undermined, how much is only maintained in appearance today by the fact that the old conditions are being propagated. |
331. Work Councils and Socialization: First Discussion Evening
22 May 1919, Stuttgart |
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Introductory words by Rudolf Steiner Dear attendees, You are all well aware of how long the call for socialization has been going around in a more emotional way. You all also know that this call for socialization has taken on a particularly urgent form today. They know that we cannot escape confusion and chaos if we do not take into account what is contained in the demand for socialization, if we do not seriously strive through action for what can really be called socialization. On the other hand, we see that precisely since the beginning of the German Revolution, it has become clear in so many ways that although the call for socialization is there, at the same time there is a lack of ideas about what should actually be done, how what is demanded as socialization should actually be implemented. Right now, every day brings new evidence of how little people are clear about what needs to be done to bring about socialization. And so we see that the call for socialization is becoming clearer and clearer, more and more justified, but that the government is not doing anything significant, or even insignificant, to achieve true socialization. Yes, we can even say – perhaps you will want to elaborate on this question or provide more precise information later in the course of the disputation – that it can be clearly seen from what is happening that there is no concept of real socialization. You may have read the draft law that is supposed to initiate – so they say in bureaucratic language – the institution of the so-called works councils. Of course, the first thing one thinks of is the places where they want to initiate such things today, making laws about what works councils should do, what their rights will be, and so on. But if you take the whole thing, what has now been launched as a draft, you will have to say to yourself: Yes, this does not bear the stamp of true socialization in the slightest. It is even called “socialization of the companies,” as if one could actually socialize the individual companies! What this draft contains for the constitution of the works councils is nothing more than, I would say, the introduction of a certain democratic principle of the parliamentarism with which we are all too familiar into the individual companies. In fact, the matter is already often referred to as the “democratization of the companies”. The parliamentary principle should extend certain offshoots, such gulfs, into the companies, where further parliamentarization should then take place. Yes, just as the previous parliamentarism, in that it was practiced in isolation in all kinds of “houses”, was unable to contribute anything to socialization, so this extension of the parliamentary gulfs will be unable to bring anything of socialization to the factories. You see it best from the fact that in this draft, everywhere the old language of “employer” and “employee” is used. Even if it is not openly stated, it is still the case that the old capitalism continues to lurk behind all of this. Everything is conceived in the old capitalist form. Basically, everything should remain the same, and the employees should be reassured by the fact that works councils can now somehow be elected that have all sorts of theoretical negotiations with the employers. But when it comes to the actual social structure, ultimately everything should remain the same. This can be clearly seen from such a draft by anyone who has a sense of reading something like this at all. Not even the slightest attempt has been made to really dismantle capitalism. And so we see that the very first demand for socialization, the dismantling of capitalism, is not tackled by what is now so often called socialization. What is left for us to think about in the face of such a government? Truly, today we can no longer arrive at any other conclusion than that the only salvation lies in the fact that the great mass of workers are now truly informed about the damage that the social order has caused so far, and that they are informed about what can really bring about improvement. It is, above all, enlightenment that is needed. In this context, it is important that we should no longer listen to those who keep saying, “But enlightenment takes a long time.” It need not take long if we are willing to make a little effort to see things without masks and illusions, if we try to see things as they are and as they must happen. We no longer have the time to wait years for socialization. Something must happen immediately. But something can only happen if a united mass of people carry what is to be done. People keep asking: Yes, where is the practical instruction for what is written in my book, for example, 'The Key Points of the Social Question in the Necessities of Life in the Present and Future'? The most practical thing is to have as many people as possible demanding what is in my book, so that it becomes quite impossible to continue to govern against these demands. The future power will consist in the fact that it will enforce what it is all about. Otherwise a power will never know how to use that power, what it should do. It really depends on knowing what to do. Therefore, proper education must take place in the broadest circles, and one must be able to form an idea of how something like the dismantling of private capital and the abolition of the wage system can take place. Above all, one must be able to form a thorough idea of the following. You see, the actual economic question, where does it arise? You have to be able to see it in the right place. You must not let gray theories obscure the facts. You have to see the economic question where it is, and start from there. Where is it? Where is it as a fact? Well, it is there where I have to take my wallet out of my pocket and have the money in it for which I am to get something in a store to satisfy my needs. And there must be enough in my wallet for me to be able to get the things I need to live. That is the basic fact of all economic life. Today, everything else is basically only there to obscure this fact. Why does the tripartite social organism demand a separation of economic life from legal and spiritual life? It demands this separation for the reason that economic life can be truly socialized in itself, so that it is finally presented in its true form, the true form that takes place between the goods in the shop and the contents of the wallet. Only when we extract from the whole remaining social process that which must take place between the purse and the shop, do we put ourselves in a position to think in a truly socialist way. But what does that mean? It means a great deal. But if one does not start from the right fact, then one cannot arrive at correct views with regard to all the other things. I will educate myself from your disputation about what is to be said about the details. But before that, I would like to give some necessary guidelines, starting from the basic economic fact I have just described. You see, when I go into a shop and there is something in it that I need to satisfy my vital needs, and I come with my purse and spend the money for the goods from this purse, then you have to be clear about the fact that there is a process involved in this that somewhat obscures the true facts. I get goods, I spend money. Is money a commodity? Can money ever be a commodity? You really don't need to do any in-depth studies, but the in-depth studies prove exactly what I am going to say now. You just need to have a real sense of what a piece of paper is, and you will say to yourself: a piece of paper can never be a commodity in the same way as, for example, a loaf of bread that you buy in a shop. I think that is something that the simplest mind can understand, and no science can claim anything else. What you take out of your wallet as money cannot be a commodity, but only an instruction to receive a commodity, nothing else. But that is why it must come from the commodity. A commodity must have been produced at some point, so something must have been provided. In this sense, services are also goods. This piece of paper must have been created by such a process that produces goods, and so the piece of paper only forms the bridge between the goods that you buy in the store and those goods that must be produced once so that you can receive the paper instruction for those goods. That, to put it simply, is the economic process. Any other element in the economic process is unhealthy. If it is to be healthy, nothing can be exchanged in the economic process except commodity for commodity. Now, however, we ask: Is only commodity exchanged for commodity in the economic process today? No, and as soon as you think about it properly, you come to the point. Today, in the economic process, not only goods are exchanged for goods, but today, in the economic process, goods, even if perhaps represented by money, are exchanged for labor. In the economic process, labor power is paid just like goods. But this is how labor power is introduced into the economic process. You see, there is a very simple consideration that can show you that labor does not belong in the economic process at all, because it can never be compared to any commodity in its nature. You just have to correct people's very convoluted ideas about such things today. You have to understand how people have learned to think about these things incorrectly. You see, it is still associated with a certain amount of effort on the part of the human organism. Now, even if a person has no need to chop wood, for example, he may still feel the need to work. Then he does sports, for example. And the amount of labor that one devotes to sports could, under certain circumstances, wear out the body just as much as the work of someone chopping wood wears out the body – if he exerts himself particularly during sports. Labor has nothing to do with the economic process, but labor has something to do with the economic process only in that it is applied to something economically valuable. Sport is economically worthless, it exists only for human egoism. Chopping wood is valuable. Because labor is economically valuable, it becomes part of the economic process. But the essential thing about work is that I must be a free person with regard to the use of my labor, that I cannot be compelled by economic coercion to put my labor at the service of capitalism in any old way. When it comes to the use of labor, freedom and bondage and coercion intervene. Just as labor as such must be a matter of law and not of economics, so too, what must be made clear in the simplest possible way, is that in economics only what is produced, created by labor, has any significance. In economic life, only that which is produced and created by labor has any significance; it must be paid for. But there must be an entrepreneur who pays a worker for his labor. How the labor manager and the worker relate to each other must be determined on a completely different basis, namely that of law. In the economic sphere, when true right exists, the laborer and the labor manager can only be partners who distribute the proceeds of the labor among themselves in a just manner. In the future, there must be no more payment for labor, that is to say, the wage relationship must be eliminated, and furthermore, the wage relationship must not exist. A state must be brought about, and that is then a social state in which the labor manager and the worker jointly produce the goods and share with each other in a just way according to the contract of goods, not according to the contract of employment, what they produce together as free associates. Only when such a transformation of the production relations has been brought about can one speak of socialization. But then one also stops using all the old terms that are still based on capitalism in a socialization program. You have to rethink things very thoroughly. You really have to throw out the old ideas, not just because they are ideas, but because they are embedded in life. But now something else must be considered. If the labor force is to be placed in a relationship of compulsion within the economic process, then something must be there. What is that? You see, I have to go back to the original fact of the economic process, to the purse and the shop. If the note that I have in my purse is really nothing more than an order for a commodity, then basically no compulsion to work can prevail, because then this note must always lead back in some way to something that has been put into the world as a service. And it is only a matter of this service then circulating in the appropriate way, circulating in such a way that consumption regulates production at all times. But that is not the case today. What I carry in my wallet has become something quite different from an instruction for the goods as a result of the economic process of recent times. It has become a commodity in its own right, something that has an independent value in the social order. But it has only become so because a type of commodity – which, basically, could be eliminated altogether if only the leading trading state, England, would also eliminate it, then it could be eliminated entirely from the economic process; it can always be eliminated from an internal economic process, it can always be eliminated; one would then only need to take another consideration into account with respect to foreign countries –– that this token, which I carry in my wallet, has a different meaning than being a mere order for goods. This is due to the fact that a commodity has been created by the state, which is not really a commodity, namely gold or silver. In reality, neither is a commodity, but they are represented by the note. This separates the monetary process from the economic process, withdraws it from the economic process, thereby turning money itself into a commodity, and thereby allowing money, which in reality should not be a commodity, to become completely independent in economic life. But this is the basis of capitalism. [If you can trade money independently, what happens? Since money can never be created other than by producing goods, but goods can never be produced other than through labor in an economy based on the division of labor, power over labor arises through capital. Capital is nothing more than power over human labor. You get the opportunity to obtain human labor by detaching money as an independent commodity from the economic process, while money should actually be just a worthless bill in the sense of an order for what you exchange as a commodity through money. But through this detachment of money, labor has become the servant of the power of “capital.” As a result, something in the economic process, such as the formation of prices, is constantly distorted. For while I should only pay for the goods, I also have to pay for the labor. But because power dominates labor, labor is paid as cheaply as possible, because, of course, a power that dominates tends to buy as cheaply as possible. If labor power is included in the economic process itself, then capitalism cheapens it. What is important now is that labor must be removed from the economic process. Only goods may be in the economic process. However, because the economic process is so distorted, other things can also be in it. You see, for many decades the socialists have repeatedly called for the socialization of the means of production. But today it is necessary to know how this socialization of the means of production must be effected. It is not enough to merely call for socialization in the abstract; instead, one must know how it can be carried out. Today we have reached the point where we can already realize such things if we really want to, if we really have the courage to. Before we inform ourselves in detail about the peculiar position of the means of production in today's economic life – essentially, they are capital – it is good if we first look at something else. Today, not only goods can be bought, that is, what is produced by human labor in the social organism through the division of labor, but one can also buy something quite different, which no human being produces, but which is there by nature, that is, land. But this buying of land or taking out a mortgage on land is only a process of falsifying the economic order. It is something quite different from what people actually imagine. You cannot really buy land, because land only has value when it is worked on. What you buy, that is, what you acquire through the so-called purchase, is the exclusive right to use the land. That is what it comes down to, this exclusive right to use the land. So you are not buying a commodity when you buy land, but a right. And that is the cancer of today's social order, that within the economic process you can not only buy goods, but you can also buy labor and rights. By buying labor, you acquire the ability to draw that labor into the economic process, that is, to rape it. And by buying the right to use land, you acquire power. It must be clear that this calamity cannot be overcome unless we tackle the matter radically. The finished means of production, or rather, the finished means of production that are used to produce further products, have exactly the same value in the economic process as land, or rather, the same importance. In reality, you can't buy these finished means of production either. But if you buy them, you are actually acquiring the right to use them exclusively. So, you buy a right again. And now you can see best of all from these means of production that when they are finished, they simply must not be for sale, that the means of production must cease to have a value on the economic market. When they are finished, they are just like land. Now the question arises that really contains a social demand: How do we manage that the means of production no longer have an economic value when they are finished? We can only manage this – as I said earlier – by allowing everything that does not belong in the economic process to be transformed into independent members of the social organism. What is necessary for production? Is capital really necessary? No! It is nonsense that capital is necessary. In order for the means of production to be operated, it is necessary that intellectual work is there. Of course, every worker understands that intellectual leadership and intellectual work must be present. And he also understands that he would soon have to stop working if there were no intellectual leadership or intellectual work. But today it is not about spiritual leadership, but about private ownership of the means of production and about profitability, about the ability to reinvest the capital invested in the means of production. Therefore, it is necessary to separate the means of production from the economic process so that they can always reach the person with the appropriate abilities and in whom the workers have confidence, through the social order itself. Therefore, the threefold social organism requires an independent spiritual organism. It is simply nonsense to say that this would create new ownership structures... In this spiritual life, which is of course closely connected with the other branches of life, it is then ensured that the means of production make their way through the world differently than through purchase. And in what I call the constitutional state – it really has nothing to do with the old state – it will be ensured that labor can get its rights. In the economic life itself, only the production, distribution and consumption of goods then remain. Then, when we have such an economic process before us, we will be able to demand that there must be a liquidation government. This government then says to itself: Well, I have to exist for a while because the old order must continue. But I must at most retain only something like a Ministry of Police, a Ministry of the Interior, and also a Ministry of Justice, which will establish the legal conditions through the corresponding democratic representation. It is again a calumny when it is said that then only the legal scholars will prevail on the legal basis. No, the people will rule; there will be a real democracy that will expand. The government to the left and to the right must be a liquidation government that, on the one hand, transfers spiritual life to its own administration and, on the other hand, transfers economic life to its own administration. The liquidation government will have to take the initiative in such a way that it creates the free space for economic life, so that in the economic sphere, out of the forces that regulate the respective values of goods, that is, the prices necessary for the healthy maintenance of life, a real socialization can occur. You see, I know, of course, that when I explain something like this, people always say from the most diverse points of view: Yes, he expresses himself so vaguely. — I would just like to know how someone should express themselves definitively about something that is an infinite area. One can only point out what actually underlies things. But I always have the hope that precisely those who, out of their life's struggles, have acquired a certain inner sense of the truth of this matter, would like to see that what is presented here is based on a really thorough insight into the entire process of production and consumption. And only from such an insight can one proceed to action. That alone is therefore the truly practical thing, while those who always make the laws or design institutions in such a way that one hole is closed and another is opened as a result are not practical people. You can set up an economic enterprise quite nicely if you leave it capitalist, that is, leave the whole economy capitalist. Then it may be possible in the individual economic enterprises that even what is so beautifully called a full labor yield comes about for the worker, but that no more surplus value is generated. Walther Rathenau will come and say: the surplus value is there for nothing other than for the reserve, that is, for the continuous improvement of the means of production and the expansion of the business. Everything that is generated in surplus value goes back into the business. I would just like to know how those who do not work but receive royalties or the like live when everything goes back into the business. Well, you can let such people talk. But something else is much more important. Let us assume that the entire surplus value is simply distributed among the workers. Do you think that if the old capitalist order remained and if the surplus value were distributed among the workers in a company, that there would be no need to work for surplus value? You can still make a profit if you do not socialize the economy. In that case, it is not subtracted from the workers' wages, but the consumer has to pay it. It is not important that no surplus value is generated, but that the producer does not pay for it... the consumer has to pay for it. But who is that? The worker again. So if you add the surplus value to your wages, you in turn have to pay for what you have earned as a consumer. You plug one hole, but open another. You can never escape this unnatural economic cycle unless you eliminate the fifth wheel, which is only there to enable people who have not worked to make a profit. This fifth wheel is called capital. And you cannot get out of this cycle if you do not establish a direct relationship between the means of production and the intellectual worker on the one hand and the physical worker on the other. If you do not want this, if you do not throw out this fifth wheel on the wagon, which only serves those who do not work, then you will not achieve socialization. As you will find, the main thing described in my book is that it really strives to eliminate what capital is from economic life and what is a forced relationship of work. This cannot be done otherwise than by creating a legal basis on which labor is regulated independently of economic life, and by creating a spiritual basis on which human individual abilities are regulated independently of economic life. Then they will flow into economic life in the right way. Those who understand this will not be very impressed when people come and say: Yes, you want to destroy the unity of social life by dividing it into three parts. No, I want to establish precisely this unity, and those people who speak of dividing this unity, like the foolish writer of an article in yesterday's Süddeutsche Zeitung, believe that I want to cut up a horse. I don't want to cut up the horse, but they believe that if I don't put it on a single foot, I will cut it up. What matters to people is that the horse is only a unit when it stands on one leg. But the horse must stand on four legs. I do not want to cut up the social organism, but to place it on its three healthy legs. In doing so, I want to shape it straight into a whole. That is what matters. Now I have again told you something about how things are to be understood, but from a different angle than I have usually said in lectures. I just wanted to introduce this evening, and I hope that now many of you will say something that can help us move forward this evening. We must move forward, especially with regard to a real dismantling of capitalism and a real dismantling of forced labor. Discussion
Rudolf Steiner: Regarding the question of whether democracy is a necessity for the implementation of real socialization, I would like to say the following: In a sense, it is true that so far a majority of people have not been able to warm to new ideas, but, as the previous speaker has already said, only small groups have done so. But on this point in particular, we must realize that today we are not on the threshold of a small reckoning of world history, but of a great one. Many things must change, and they will only change if we are willing to strive for something different, especially with regard to the most important issues, from what has existed so far. Those who today not only look back at the practices of earlier times, but can see today what people want, will take into account the most diverse real factors. For example, the previous speaker said that a small group of people drove humanity into the world war. Well, I will be publishing a small brochure in the next few days about the outbreak of the First World War, which will show how small the number of those was who, for example, were behind it on the German side. This small group worked in a way that was completely out of touch with the circumstances of the time. They simply carried the old conditions into the present. In terms of attitude, not with the technical means, it would not have been possible to govern in Berlin as it was done if, for example, the art of printing had not existed, through which education and the ability to judge were carried into the broadest masses. But did not this catastrophe of the world wars really bring about the downfall of that which had simply continued to be managed? | Today we are on a different footing, and today people are not so that they want to let small groups dictate to them what they have to do, and that they just want to exchange one small group for another. Today everyone wants to be involved. Today is the time to learn the difference between ruling and governing. It seems, however, that this difference has not yet been thoroughly enough recognized. The people must rule today; a government may only govern. That is what matters. And that is why democracy is necessary today in a healthy sense. That is why I have no hope that one can achieve anything with the most beautiful ideas if one wants to realize them through small groups and if one is not supported by the knowledge and insight of the real majority of the population. The most important task today is to win over the vast majority of the population for what has been recognized as a possibility for change. Thus, today we are faced with the necessity of having the majority of the population on our side in a democratic way for what will ultimately be truly achieved in terms of socialization. Of course, there could be transitional periods in which a small group would implement something that is not recognized by the majority. But that would only be short-lived. On this point in particular, it must be made clear that even today the time has come when, through democratization, people are to be regarded as equals, and therefore we must create the conditions in which all people can be equal in their judgment, which we must detach from that in which people cannot be equal in their judgment. Just imagine if some child at school is particularly talented at learning arithmetic and you want to make a musician out of him, then by training the child wrongly you are depriving the social life of a very special strength. The healthy development of individuality must be nurtured precisely in the social organism. You cannot democratize there, you can only apply the insight into the real knowledge of human nature. Something completely new must be introduced into the field of education and teaching. And in economic life, do you want to make democratic decisions? For example, how to make boots or valves? Here, based on factual knowledge, corporations must be formed in relation to production and consumption; here, objective interests must be decisive. The purely factual interests must be separated to the left and to the right, and then the ground of democracy remains in the middle, on which nothing else comes into consideration than what every mature, fully developed person has to demand from every mature, fully developed person as an equal, and from where law then radiates into the spiritual and economic life. Precisely because the call for democracy is so justified today, we must recognize how democracy can be carried out. That was not necessary in capitalist society. There, too, people called themselves democrats, but it was not yet necessary to approach the concept of democracy as thoroughly as it is today. Today we have reached the point where we have to ask ourselves: Because democracy must come, how can we realize it in practice? The answer must be: only by basing it on its own foundations, and what cannot be administered democratically, what cannot be judged by all people, that is separated factually to the left and right. It is so easy to understand why this tripartite social organism is necessary that one must actually always be surprised that people have so much against it. If they ask who is open and honest about democracy, for example, it is precisely the tripartite social organism, because it seeks to find out how to realize democracy and does not want to mix and confuse everything, so that there can be no democracy in the unitary state. Of course, those who always shout “For throne and altar!” have not made democracy. But, my dear attendees, they will not make democracy either, who put the office in place of the throne and the cash register in place of the altar. Democracy will only be made by those who are sincere about human society and do not want to carry the democratic to where expertise can be the only thing that matters. Therefore, people will have to come to terms with the fact that, as reasonable socialists have always said, there must be factual administrations in the future and no sham administrations through elections and the like. Of course, there must be elections, but beyond the technique of voting, one will have to learn other things than one already knows today. I just want to point out: Democracy must come, but we must have a social organism of such a kind that it thoroughly makes democracy possible. As for international relations, I will just say that, while this world war was raging, it was precisely because of the internationality of this threefold order that I established it, because I saw only in the threefold order a remedy for somehow emerging from the terrible devastation and devastation of this world war. For if you have been an attentive observer for decades, you clearly recognized that this modern catastrophe, the greatest in world history, which, by the way, is far from over, was bound to happen as a result of the mixing up of everything possible. Let us illustrate the story with a single phenomenon, the Baghdad Railway question. You may know that the Baghdad Railway question played a major role in the events that led to the First World War. Anyone who studies the negotiations in connection with the Baghdad Railway question knows how intertwined the economic interests of capitalist imperialism or capitalisms and national, chauvinistic, state, and legal prejudices are. For example, a certain German financial consortium thought it had the matter in the bag because it had attracted certain people in England, also financial consortia, that is to say people steeped in capital-economic interests. Then the state dimension emerged and confused everything so much that the English dropped out again. Then the French dropped out for the same reasons. Then again it was against German national interests, and so it went through the whole negotiations. Those who know real life know that in modern life the three spheres of life, intellectual life, to which national life also belongs, economic life and state or legal life, have become increasingly intertwined. You see, when I came to Vienna during this world war – people judged this world war and their fate in it from the most diverse points of view – some people told me: This whole war is a pig war. – Not condemning, but characterizing, they wanted to express that one of the most important causes was that Hungary refused to let the Serbian pigs be imported. Thus it was a purely economic matter that became entangled with national, that is, spiritual issues. Thus various cauldrons were formed in which what then became a world war was brewed: all kinds of legal, extra-legal, class-legal and similar issues. Therefore, anyone who looks at the international situation must point out that the only hope for the future is to separate the three areas of life so that a three-part social organism is formed. Then the individual areas will support each other, then one will point to the other. Sometimes people are so stubborn that it is amazing. You see, I once spoke to a person who is a legal scholar and even a ministerial director, and I pointed out to him that if the social organism is tripartite, conflicts can no longer arise at the borders because one does not interfere with the other. I said that state conflicts do not arise so quickly from economic conflicts if everything is not mixed up. Good economic relations, for example, will help with state conflicts and the like. Yes, he said, but if you implement that, then you are going against something that has always been in history, namely that the most important wars in history are actually wars over raw materials. If you want to introduce that, you are eliminating the raw material conflicts from the world, and it is our experience that these raw material conflicts have always been there. I had to answer: Yes, if you had wanted to give me confirmation that I am right, then it would make sense to me. That you tell me it as a refutation, I cannot understand. That is how people are today. When they think straight and naturally, they cannot bring themselves to accept it, because people's ideas have already been distorted. So, with regard to the international as such, it was precisely the threefold order that was thought of first. It is the basis for a real socialization of international life as well. But it has another special feature. It does no harm at all if one social organism becomes threefold and the others do not yet want to become threefold. If the others are not yet ready, those who have introduced the threefold structure can enjoy the benefits of the threefold organism. Outwardly, if it should hinder them, they can of course act as one. If there are three parliaments, they can join together in negotiations with foreign countries because the others will not yet allow it otherwise. But they will still be ahead of the others because they are realizing the threefold order in their own area. That is precisely the important thing: not to think that you want to revolutionize the whole world, but to start in a particular area. Then it will be - and I am quite sure of this - very contagious when truly salutary conditions arise in an area. That will have a very contagious effect. And that is precisely what will contribute to internationalization. We just have to think practically. The only thing that could happen now is that the Entente would prevent us from introducing these blessings so that we cannot set an example. But we must show courage and drive in what we are able to create. Perhaps it is precisely through something like this that we will be able to fight against the strong capitalist-imperialist powers.
Rudolf Steiner: By pointing out the importance of democratization in the transition period, I do not think that the two previous speakers have really presented anything different from what I have said. Of course, misunderstandings could arise in one circle or another, but nothing really different from what I have said has actually been presented. You see, you have to see this as a basis for the whole impulse of threefolding, namely that it aims at reality everywhere, that it does not theorize at all. In fact, if I may express myself somewhat paradoxically, what is written in my book about the social question is not so important as what happens when one sets about realizing what is written there. There people will notice that all kinds of things come out that they had no idea of before, precisely the things that are unconsciously demanded today by the truly working and productive people. And in a special case this is the case with democracy. Of course, for the transition period a very important question will be this: If we now really get a sufficient majority, and I consider that the only healthy one, because nothing can be maintained in the long run with small groups, if we get a sufficient majority for something that can really be carried out practically, then of course the question arises from the actual circumstances in question, it can only come from them: How do you then, more or less clearly, compliment — you know what I mean by that — those whom you wish were no longer in power? This is, of course, a significant transitional question, and I believe that if there is a real relative majority – I would even say a sufficient majority, it just depends on there being a number of people who can tip the scales and carry the matter, who are there out of conviction, out of insight and not out of following, not out of authority – then there will also be a way in which the new can be achieved. But, you see, the question, which Mr. Mittwich has discussed very nicely here, does not seem to me to have been dealt with in a completely practical way, especially when I imagine that things are supposed to happen in space and not in our heads, not in our thoughts. Mr. Mittwich was right to say: when it comes to the fateful questions of Germany, when it comes to the big, serious questions of the present, only those who are productive workers, who are in some way truly productively active, should have a say. I fully agree. But you see, human society would be in a bad way if the majority of people were not productive, if they were inactive. The majority are already productively active. And if we only had all those who were productively active, if they really formed a majority, then we would be fine. Then those who are productively inactive would be in a strong minority: the parasites of society. Now the thing about the tripartite organism is that only the productive workers, that is, those who really produce something and mean something to society, will certainly appropriate what is in its impulses. When they appropriate it, we can rely on these people, and the minority who do not appropriate it do not come into consideration. By accepting what is really reasonable, we will in practice get a majority that can be relied on. So I think that if it is accepted, the matter itself will ensure that the majority of those who are productively active will assert themselves. But how you want to push something through without being able to rely on the majority of those who are productively active, I don't see that in practice yet. It is not enough to demand that only the productive workers should share in the fate of Germany. The question only becomes practical when one considers how the productive workers alone can form a majority. The parasites will be weeded out if we can adhere to the tripartite social organism. Because that will bring about a real socialization, and those who are unproductive social parasites – you can be quite sure of that – will not be able to find any taste in this socialization. They will have to fall back into inactivity – well, they are already in there – but also into inactivity in terms of their vote and so on. It is true that, economically, capitalism can be used to exert pressure, as I have sufficiently explained. But this compulsion ceases to exist when we render it harmless by ensuring the dismantling of capitalism. That is why I actually cannot understand how people constantly mix up what is appropriate for the present and what is appropriate for the time to come, which must really be just around the corner, because we do not have much time. For the present, one can indeed speak of the fact that the capitalists can strangle us, but we want to prevent them from doing that. So we cannot imagine conditions that we want to eliminate. Therefore, it is not correct to object that the capitalists will have the power. They will not have it if we move forward as the three-part social organism indicates. It will be taken from them. And finally, for those who take a closer look today, the question arises like this: Is capital, as such, really so extraordinarily powerful today, mainly as economic power over wide areas? You see, I'll try to make something clear to you with a comparison. I once knew a family that had a really big dog. And suddenly, after the woman of the family had looked at this dog very thoughtfully for a long time, she came up with a strange idea. She said that if this dog were suddenly to become aware of its strength and were to use it, then it could tear us all apart. But it is so tame, and we are only saved because it has become accustomed to tameness. — You see, a great deal of the power of old capitalism has already been undermined. People just don't think about how much has already been undermined, how much is only maintained in appearance today by the fact that the old conditions are being propagated. Yes, you see, if after the German Revolution – don't get me wrong, comparisons are always misleading, the comparison is only meant to express the balance of power – those who came up afterwards had produced within themselves the awareness of the power that lies in the bulldog, if they had not allowed themselves to be hypnotized by muddling through in old ways, then we would have come further today. Now, it is not always easy to answer specific questions, especially when it comes to practical people. I will tell you why. The specific questions are to be answered differently depending on the circumstances. Things can be handled in very different ways, and it is not always necessary to do them in the same way. The programmatic person, the theorist, is usually so clever that he thinks up a socialist program down to the last detail. There have always been such people. But that is not the point, but rather to show how the ground must be shaped so that people can socialize themselves, so that they come together in socializing. I must always emphasize: I do not feel smarter than others with regard to the details, but I am trying to give suggestions as to how each person can bring out what can contribute to socialization. Therefore, I want people to place themselves on three levels. After all, people will not be divided into classes, but they will all be within each area. And it is people who will form the unity. Therefore, I would like to join the community of ideas in such a way that socialization can really be brought about by the people. Then, under the new conditions, we will also find a fair system of taxation. We must not forget: we cannot find a just principle for taxation from today's wealth statistics, since we are working to place them on a completely different footing. All these things, such as income tax, consumption tax and so on, will be placed on a completely different footing in the future. Read my writing on the social question. There you will see that many things will indeed be quite different in the future. For example, the family man is in the social organism in a completely different way than the single person, and that is because, if the constitutional state really develops as I assume, then every child has the right to an education. Then the situation is not that the family man has to distribute his meager wages among a large family, while the single person can use it all for himself. The circumstances will be quite different. [Interjection: And the other consumer goods?] The right to consumer goods is a matter of course. This is ensured by the fact that the economic process is a real one. Everyone who produces something will, simply through the economic process, have the opportunity to procure the consumer goods, which is much more certain than an abstract right. The aim of the emancipation of economic life is to have enough. Needs are better met if you have a right to consumer goods and thus enough in your wallet. That is the aspect concerning the right to consumer goods. In reality, it is not really important if one is really thinking about realizing the threefold social organism. Then, in fact, what is produced is what really equates one person with another from a certain age onwards. Isn't it true that, in a truly socialized community, income as such need not be the determining factor for what one can consume. For it is quite possible that a person, by performing some kind of, well, let's call it quality work, may appear to earn more than another in a socialist community; but that does not mean that he has more for his consumption than another; he must spend it in the appropriate way. It is not a matter of keeping this concept of income and consumption in mind in the future, but rather of ensuring that - because one person will be economically fair in relation to another - it will be possible in the future to even eliminate the state as a tax collector from the economic process. You see, one concept will have to disappear completely in the future: the concept of legal personality, including economic-legal personality. What is to be paid in taxes will actually be paid by individual people, because in the state, in the democratic state, on the ground on which the law is to live, the individual human being faces the individual human being. Human beings can only be equal when one human being is face to face with another. In the sphere of economic life and in the sphere of intellectual life there must be corporations. In the sphere of the state there can only be law, which is the same for all human beings, and which every adult can understand. The corollary of this, however, is that every private person, every individual, is only the bearer of the tax. This can be proportioned so that injustice never occurs, but this proportionality will not be necessary if there is real equality among people. The tax issue will then be something completely different. Therefore, the things that are at stake and that can be asked about today apply more to the transitional stage. Often, things have to be done that are not permanent. Of course, the aim is to gradually create the conditions for taxing the individual, not for taxing complexes [...] Of course, a consumption tax must also be created, by which I do not mean indirect taxes, which are unfair. So, a consumption tax must be created, that is, those who consume a lot of money must, of course, be taxed more than those who do not consume much, because if someone puts the money in the straw bag, it has no significance for social life. It only acquires significance when it is spent. These are, of course, very specific questions, which today, because they are very specific practical questions, can basically only be answered insufficiently, because the institutions in the transition stage cannot yet be good either. If we can find a way of thinking that makes it possible to distribute fairly what is due to the state, we will also find a way to tax those who today still have a large income more than those who have less. And what Mr. Mittwich said about the future can only be realized when everything that can be created through the threefold social order is in place. A very real question is how to think about implementing socialization. Some say it can only be achieved by increasing production. Yes, but there are many other things to be considered. In this regard, there is still a lack of clarity in contemporary humanity. You see, I once said in a lecture – I think to Daimler workers – that the peculiar thing about the more recent development of humanity is that, due to machines, the number of workers on the whole earth does not correspond to the number of people given in the encyclopedia as the population of the earth. It says there are about 1500 million people, but in reality, if we count the working population, there are 2000 million, so 500 million more. That is a curious fact. Of course, I am not saying that ghosts are walking around, who would not work even if they were walking around, but that is so because we have machines and can compare what is produced economically using machines, for example, in contrast to the Orient, where there are not yet so many machines, where man does more by hand. This makes it possible to calculate that the increased output resulting from the use of machines throughout the world is equivalent to 500 million people. Imagine how much labor and productive power could be saved if this were actually utilized in a sensible way. But strangely enough, I was met with the following response: Yes, I had said quite correctly that through the machine there are 500 million imaginary people, so 500 million more than in reality, so that the work is done by 2,000 million people, but on the other hand, people's needs have increased during the machine age and the same is true as before. That is an objection that one hears very often, that simply when the productive power is increased, needs also increase. One hole is closed, another opens. But in reality it is different. It is the case that everything must be taken into account that can lead to rationalization, to the proper design of the production process. Those who only think that the production process must be increased will not get it right – and that is: a proper balance between consumption and production, not the greatest possible increase in production. That does not lead to what must be striven for, that is, to a pricing system that really creates decent living conditions for all people. What is necessary, in particular, is that in production, the kind of mistakes that have been made, let's say, in Germany, are not made. One of them – and there have been many – is that in the years long before the outbreak of the World War, twice as much coal was used for German industry as would have been necessary. So many resources were wasted, which could have been used for something completely different. What matters most is that we have people in the economic process who are up to the current situation. But we don't have them. People may be able to think very advanced on a large scale, but we don't have any real economic leaders. The economic process is not really organized at all in the way it should be, because people have no idea how important it is not to squander productive forces unnecessarily. I have often used a grotesque example in these lectures. It is not uncommon today for a young badger to have to write his doctoral thesis after graduating from university. I will give you a concrete example. A young person was given the task by his professor to write his doctoral thesis on the commas in Homer - which, by the way, do not exist. This is, of course, a thesis that does not contribute the slightest thing to the social process. People who are hypnotized by scientific thinking take offense when you say something like that. But this matter must be viewed in an economic light. From an economic point of view, it is taken into account that this young man needs a year and a half for the work. During this time, he must eat, drink and dress. The fact that he can do this means that so-and-so many people have to work to provide him with food and drink, but he squanders his productive power and does nothing for society. Through what people call “free independent science,” he becomes a parasite on social life. This is just one example. But there are many such things in our production process, in our whole social life, where one can be very hardworking but ultimately unproductive. This raises the question: how do we find this out? We cannot find out without placing the spiritual life on its own ground. Is it on its own ground today? Wherever it is attacked, you can feel the unhealthy ground. Where do the numerous people come from who are let loose on the working population and who are supposed to lead or govern those who work? In my lectures, I have often used the example of a certain government councilor Kolb. This Mr. Kolb did not do as many others do, who retire after a certain time, but went to America and worked there among the workers, first in a bicycle factory, then in a brewery. Then he wrote a book: “As a Worker in America”. In this book you can read the following beautiful sentence: “Earlier, when I saw a person on the street who was not working, I thought: Why isn't this bum working?” Today I see the matter quite differently. Today I know that the uncomfortable things in life look quite comfortable in the study. — Well, you see, this person has made it to the level of a senior government official. He has certainly studied in our present-day intellectual workshops, but he had no idea of life, no idea of work. And today, life is run by people like that! One has no idea how much our living conditions depend on such things! But must not these conditions be unhealthy? Yes, I only ask you to consider that man really depends on his thoughts. What is in the mind is not indifferent, it is contagious, it infects the whole person, especially when it comes to people during the developmental years. And now I want to tell you something: Do today's teaching institutions ensure that people are educated who then understand something about life, on the ground of which the work takes place? No, the circumstances are quite different. And in the minds of those who are released from our teaching institutions today, what kind of thoughts live in them? The thoughts that people absorb through the Greek language, for example, live in them. But a language is the clearest mirror of external life. Grammar, word formation, even intonation and everything else is taken from life. The Greek language, when I immerse myself in it, makes me able to find my way into Greek life. In those days, only those who pursued politics or art or science or perhaps managed agriculture could be free. All the rest were unfree. Everything is geared to this when one takes in Greek. People who come out of the teaching institutions today come out with thoughts that can only be applied to a social order in which only a few people are free and most are unfree. People do not notice what is happening unconsciously, what is flowing into them. That is why intellectual life must be freed, so that we do not have capitalists and their servants as intellectual leaders, but so that intellectual leadership is in line with economic life. Isn't it absurd – we are talking about the 'great reckoning' here – isn't it absurd that our intellectual leaders do not do things the way the Greeks did? The Greeks learned for their lives in their educational institutions. You can criticize that today as you like, but that was life back then. Today, life must not be that! But we do not learn what is necessary for our lives; instead, we let our youth learn what was for ancient Greece. Yes, you see, people today still do not think about these basics for healthy socialization. But this is necessary, especially when we are talking about the proper organization of production, which is quite complicated today. So today we have to learn to understand, for example, how large a production plant can be. Because, you see, what Mr. Mittwich said applies to a production plant that is too small. Of course it cannot survive because it belongs to an old economic order. But we must not let the production plants become too large for purely economic reasons, and this is why: too small plants - I must express this as an economic law today - too small plants will lead in the future to those who work in them starving to death. Too large plants will cause those who are supposed to buy what is produced in these plants to starve. The production plant must have a very definite size, and this size will only be able to be determined when in the future, through the people who understand something, a right balance between consumption and production is created. The interests of consumption are always such that they want to expand. You will always see that consumption cooperatives have an interest in becoming large. Production cooperatives always want to become smaller. The right balance is created by what production and consumption achieve together. Then such enterprises will come into being that will have a size that is appropriate for the spiritually active person to work for the benefit of the physically working person, and from this will come a natural prosperity that will ensure a dignified existence for the broad masses. So, as you can see, it is not that simple. It is necessary to realize that it is unhealthy for someone to say that if all production is done by machines – as the gentleman told me at the time – then needs will also increase. It is a question of whether it is a healthy state of affairs if needs are allowed to increase, or whether we should not consider the possibility of relieving people of work so that they can find some rest. This can also contribute to the proper regulation of prices. People often fail to see the simplest things. I would like to give you an example: I once had a friendly argument with someone about scribbling on postcards. I said: I don't like writing postcards, because most of the time they are just a whim and actually unnecessary. And I believe that I can spare all the postmen who have to run up and down stairs from having to run up and down stairs. I want to spare them this work. The other one said: That's not right, because first of all, I'm happy when I can make someone else happy with the card. – Well, that was still tolerable. But then he said: Secondly, the current number of postmen will soon no longer be sufficient, and more will have to be hired. So someone will have bread again because I write a lot of postcards. – To that I said: But think about what you are actually saying now. Do you really believe that you can increase the amount of bread by even a single gram by employing people to carry picture postcards around? Carrying the cards around will not increase the amount of consumer goods needed for the same number of people! You have to distinguish between productive power, which just needs to be transformed into labor, and completely unproductive forces. And this horrible phrase, which is often used, that work must be created so that people can be employed, makes no sense at all when it comes to creating something completely unproductive. So, it is important that, through sensible socialization, production is not simply increased blindly, but that a proper balance is struck between consumption and production. You see, it is so very necessary that we develop the good will today to educate ourselves about these things. Because if we continue to think in these dreadful terms, with which one thinks out of the capitalist order, then we will not get anywhere. One must always ask oneself: Is something still being thought in a capitalist way, or is it a realistic germinal idea for the future? Therefore, one must say to oneself: Today one must turn around a thought twice to be sure that it is a thought for the new structure and not a thought learned from what is ripe for the dismantling. That is what I wanted to say about the questions.
Rudolf Steiner: Yes, that is one of those questions that always comes down to the fact that although one understands what is right, one imagines that for some reason it cannot be achieved. This question should not really be raised; it really gets you nowhere. The question must become a will question. I cannot express myself on this. You just have to do something. What we have recognized as being right must be carried from person to person. We must not ask ourselves: Will we win over the majority or not? but we must do everything to win that majority. Then we shall have done our duty, not only to ourselves but to all humanity. It must be a matter of will, not a mere theoretical question, such as: How can we get the majority? I say: We must have it! And therefore we must work to get it. It must be a matter of will. There is no other way. |
331. Work Councils and Socialization: Second Discussion Evening
28 May 1919, Stuttgart |
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Well, in the future it will be important to really understand that the impulses of the threefold organism do not contain something utopian, something ideological, but that they contain the seeds of what can become deeds. |
Consider only the conditions in Germany itself. Capitalism has indeed undergone a change through the war economy. The war economy has, in a sense, raised capitalism to its highest level. |
For this capitalism, even if it is not so evident today, has simply ruined the economy of a large part of the civilized world, undermining it. It has already done so much to its own destruction that this destruction must come, not in “some time,” as was said earlier in socialist circles, not in “a distant future,” but in the immediate future, capitalism will point out to the civilized world that it was able to continue to work under the old regime and to enter into the relationship with the working class that you are so familiar with. |
331. Work Councils and Socialization: Second Discussion Evening
28 May 1919, Stuttgart |
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Introductory words by Rudolf Steiner Dear attendees, At our last meeting, we spoke at length about the threefold social organism, and I believe that you are essentially aware of what this threefold organism should consist of and that the only way to achieve real socialization lies in this threefold organism. Because, you see, at present the main thing is that no one really knows anything about the nature of socialization, especially not anyone who is still so influential today. This can best be seen from the laws that have been passed and that are supposed to be in the spirit of socialization. I am referring in particular to the law on works councils. You may know that in Berlin, in particular, the word [...] was coined: “Socialization is marching!” — I don't think it's possible to say today that socialization is marching. It's not even plodding along! One might even be of the opinion that socialization is hiding. Well, in the future it will be important to really understand that the impulses of the threefold organism do not contain something utopian, something ideological, but that they contain the seeds of what can become deeds. The essence of this threefold organism is that economic life, legal life and spiritual life are truly and distinctly set out. However, since we are in a transitional period, some kind of beginning must be found. As you can well see from the circumstances, this can be found today, initially in economic life, for the following reason: the proletarian is part of economic life, and the proletarian knows from what he has experienced in his body and soul the necessity of socialization. It can truly be said that apart from the proletarian, hardly anyone can form such a truly full and valid concept of what socialization is. Of course, some of the intellectuals can do so as well. And they can be counted on. But the point today is not for a few people to realize that this or that is right, but for as many people as possible to recognize what needs to be done and bring about a new social order that is truly social. Therefore, in my introduction today, I would like to say something about what is important for our progress in this matter. Further details can then emerge in the discussion, based on the questions that I hope will be asked by a large number of you. Therefore, in my introduction, I would just like to give a few very brief suggestions. What must happen, above all, is that we get people with whom socialization is possible. But these people must really be genuine representatives of the broad masses of the proletariat. They must, in a sense, have a mandate from these broad masses of the proletariat. Now, the impulse of the threefold social organism is so practical that it can be applied everywhere. You can start working from any point. Today, the question of works councils arises as a very important starting point. And we would like to discuss this question, about which you have already heard something from the previous speaker, in detail today. When dealing with the question of works councils, it is now important that these works councils are initially, I would like to say, set up in such a way that they only arise from economic life. We must tackle the tripartite organism in such a way that we first do something really practical in one of the three links. Of course, something practical must then also be done in parallel in the other two links. We can only do something practical if we have first, so to speak, set up those people who are suited to work in a practical way. For this we need the works councils, which must emerge from the individual companies. Now it so happens that these works councils can emerge from the individual companies in the most diverse ways. It is only necessary that the works councils that emerge from the individual companies have the absolute trust of the workers and, to a certain extent, as far as possible, also the trust of the intellectual workers of the company concerned. Therefore, it will be a matter of the actual workers of a company and those in the managerial positions who are really able to go along with it, initially setting up this works council based on the circumstances of the individual company. The circumstances can be very different in the most diverse companies. For example, in one factory the election or appointment – or whatever you want to call it – of a works council may be carried out in one way, and in another factory in a different way. The main thing remains that those who are appointed have the trust of the physical and intellectual workers in the respective factories. But then we will only have the basis we need for practical work. These works councils will then exist as such and will form a works council. This works council must be clear about the fact that it must be the body from which the recovery of our economic life must initially emerge. Today it is not a matter of taking half-measures or quarter-measures, but of actually working from the ground up. This can only happen if we have people who are inclined to work from the ground up. Do not be beguiled by the idea that there are not enough educated people among the working class. This will prove to be the biggest mistake, perhaps even the biggest nonsense. Because it is not a matter of getting people with a specific technical education, but of getting people from the direct practice of economic life who have the trust of those who work in it. Then the rest will follow if there is real seriousness and goodwill to create something new from the ground up. So once we have set up works councils in the individual companies, we will have a works council system. Then we need a plenary assembly of this works council system. And this works council system must, regardless of what is fabricated as a law on works councils by certain bodies, give itself a constitution based on the experiences of economic life. It must see itself as a primary assembly. This works council must negotiate the powers, the tasks, and the entire position of the works council itself. This can only be done by first discussing in this plenary assembly what actually needs to be done to restore our economic life. So it is not a matter of us now theorizing a lot about what the works councils have to do. That must arise from the plenary assembly of the works councils themselves. Let us first state: you cannot socialize a single company. That is complete nonsense; you can only individualize companies. You can only socialize a closed economic area. Therefore, we do not need any general regulations on the functioning of works councils in individual companies, as is once again expressed in the laws, but we need an inter-company constitution of the works council. A fine works council over a closed economic area must be a whole. When this plenary assembly, this original assembly, has given itself a constitution, then it will be able to have an effect on the companies. In a next step, a committee must then be elected from this plenary assembly of the works council, which could be called: works council director or central council of the works council. The election would have to be conducted according to an electoral system that in turn emerges entirely from the works council itself. Once this central council of the works council is in place, a significant step will have been taken. Because what we need in the future within the economic body is something like an economic representation or, if you like, if we want to use the old word, something like an economic ministry. These things cannot come about in any other way in the initial transition period than by seeking representation through the aforementioned assembly, the plenary assembly of the works council. And in order to have a basis for a socialist social order in the future, we must create a central office from this works council that is capable of forming what could be called a ministry of economics at any time. We must therefore prepare in this direction for what a truly appropriate administration of economic life from within the social society can be. If we do not work in this way, then the moment, which will surely come, when socialization is to be tackled, will catch us unprepared, and it must not catch us unprepared! That is a fundamental question today. The moment must not catch us unprepared. Those who have the power – and you see that this is a question of power, albeit a reasonable one – must know what they have to do. That was precisely the characteristic feature of November 9, that the people who came to the top did not know what to do. It must be ensured that the people are there who know what they have to do. On various occasions, I have emphasized in my lectures that works councils alone are not enough today. Other councils will be needed as well. But that is not something we need to worry about today, because the point is that we first start to work practically at one point. The impulse for the threefold organism is not there to be used for further theorizing, but to move on, to move directly on to real practical work. The time when this practical work is needed need not be so far off. For if certain circles imagine today that with any peace agreement - some peace agreement must come about after all - an end would come, then that is complete nonsense. A peace agreement today does not put an end to it, but it marks the beginning of a period that we will have to go through and in which socialization must take place in the civilized world simply out of an inner necessity, but made by people. We must take two things into account, and I would like to mention these two points in my introduction today. You see, in many gatherings – and I have now attended quite a few gatherings and discussions – capitalism is talked about in the same way as it was talked about before this world war catastrophe. Of course, all the evils of capitalism are just as valid today as they were before the war, but the fact of capitalism has become quite another as a result of this world war catastrophe. Consider only the conditions in Germany itself. Capitalism has indeed undergone a change through the war economy. The war economy has, in a sense, raised capitalism to its highest level. And it was able to do so because it was completely divorced from the real needs of the people, because it only produced for the war. But because capitalism has been driven into this crisis, because only unproductive things were created, the whole of capitalism has actually entered into a completely different relationship with the working class than was the case before. Today, capitalism is not in the same position as it was before the world war catastrophe. And what is actually at hand is that one should become aware that this capitalism no longer stands as such. For this capitalism, even if it is not so evident today, has simply ruined the economy of a large part of the civilized world, undermining it. It has already done so much to its own destruction that this destruction must come, not in “some time,” as was said earlier in socialist circles, not in “a distant future,” but in the immediate future, capitalism will point out to the civilized world that it was able to continue to work under the old regime and to enter into the relationship with the working class that you are so familiar with. But this relationship cannot be restored. That is why the question is so urgent today: what will the proletariat do at the moment when, as a result of capitalism's self-destruction, it is faced with the task of reshaping the world? Capitalism was able to continue operating under the old conditions. It can no longer do so. It cannot do so at all. It would lead to utter chaos and confusion if capitalism were to continue to operate in this way. Let us assume that some kind of peace were to come about, even if those who now want to reject it do so. Something must come of it. But whatever comes of it, it could only be – and I ask you to bear this firmly in mind – that with the help of the not yet completely crushed Entente capitalism, Central and Eastern Europe would be trampled to death, because we would have enslavement as far as the Rhine, especially for the working people. That could only be if Entente capitalism were not crushed. For what might then happen? Any practical person can see that clearly. For the following would happen: Let us assume that peace were to be established, this peace, which is actually a peace of the already ruined capitalism of Central and Eastern Europe with the Entente capitalism, because the proletariat has not yet been called upon anywhere, despite the socialist government, to somehow participate in the fate of the world. Assuming that this peace is established, it would only make sense if the German proletariat were willing to rebuild capitalism by settling for a terribly low wage. If it accepted this terribly low wage, at which it would gradually starve, then German capitalism could rise again through this low wage, and it could be paid, so to speak, at the expense of the working class, what Entente capitalism demands. That is the one case. The other case is that, which you probably will not believe, it occurs that, for example, the American and English proletariat decide to work as cheaply as possible, with the lowest possible wages, so that means of production can be supplied to Germany, which Germany can initially only pay for if the proletariat works almost for free. In either case, the German proletarian will find himself in a terrible situation. Only a genuine socialization, one that places social life on a completely different footing, can free him from this situation. If, as has often been stated, capitalism is removed from the social order in this way, then the peace, compromise or understanding that comes about cannot be something that is concluded between the capitalists of Central and Eastern Europe and the Western capitalists, but can only be something that emerges from a society that is becoming more and more socialist. And that alone can bring about healthy conditions in international relations. Because then it will be the case that, precisely as a result of the peace agreement, the Central and Eastern European capitalism, which is no longer on its feet, must actually withdraw from the scene. And that will have the consequence that capitalism can also be fought in a real way in the Entente states. Because if there is no capital in some place and yet productive life and productive power prevail, then one must approach such a productive economy in a completely different way than if one hopes that capitalism will regain its strength and pay war reparations or something similar. You see, I only say the latter so that you do not believe that something is being postponed to a distant future. It is about the very near future, it is about the fact that the time that begins with the necessary understanding between nations or with the conclusion of peace will either be the beginning of a terrible situation for the proletariat of Central and Eastern Europe or the beginning of a real socialization, which must arise out of your courage, your strength, and your insight into necessity. That is what I wanted to say beforehand. I believe that we should talk about works councils today, but in such a way that it leads to real action, so that we do not just talk but see how the impulse for the threefold social order consists in the fact that it contains ideas that can be put into practice, that can become action. Discussion
Rudolf Steiner: This question is extraordinarily important. The point is to bring about something that can work. Of course, in the present economic system, we cannot work without spiritual leaders. The economy would be driven into a dead end. Production would come to a standstill after a relatively short time if we could not win over the technical leaders for it. As you know, in Russia, due to the different circumstances – which it would be interesting to discuss at some point – it was not possible to win over the technical managers to the real idea of socialization, so that there one was faced with the fact was faced with the fact that on the one hand there was perhaps even a sufficiently large proletariat of manual laborers that could have taken up the idea of socialization, and on the other hand it was not possible to win over the masses of the so-called intellectual workers for the idea of socialization. The consequence of this was what must be most regretted for Russia: the sabotage of this intellectual labor. This sabotage of the intellectual workers must be avoided at all costs. That is to say, every effort must be made to overcome the obstacles within the intellectual workers. Let us not misjudge the serious obstacles that exist. You see, I have already spoken about this here. We are faced with the fact that the proletariat has been politically educated to a certain degree through a long process of training. The proletariat is politically educated, even if this does not apply to every individual. Political education does not consist of knowing one or two details, but rather of having a certain basic disposition of the soul that is political. The proletariat has this, but those who belong to the circles of the so-called intellectual workers do not. These intellectual workers have become accustomed to cultivating what might be called a sense of authority. Whether this authority is a state authority or a factory authority is not decisive. What is important is to know that a deep sense of authority prevails in these circles. Of course, the individual may inwardly revolt, but mostly he does it with his fist in his pocket. But the intellectual workers are not dispensable for real socialization. That is why I say: It is necessary to win over the employees and also the plant managers and, above all, to win over those among them who have a sense and a heart for real socialization. We must not let it come to the point where, when the time comes, a kind of Ministry of Economic Affairs is set up in such a way that? this ministry is forced to set up five or six or twelve armchairs as the top level, and the whole apparatus continues to work in the old spirit. But there is something else we must not let come to either. Mr. Biel has already given a good indication of what would be at stake if something like the works council system were to be included in this unfortunate law that is now being proposed. I have already told you that it is an essential fact that we are now at a point in time when capitalism has actually ruined itself and cannot rebuild itself from within. If a reconstruction is to happen, it must be done by the working people. The capitalists cannot continue. That is what proves that we must seize the moment. Such laws as the one that is to become reality are designed to help capitalism, which cannot help itself, to be nursed back to health with the help of the misled working class, and to regain its old dominance. The working class should form such works councils that, by the very nature of how they are set up, will help to resurrect capitalism. We can only counteract this if a works council is created from the bottom up by the working people themselves and gives itself a constitution, that is, if it does not concern itself with what basically wants to be a continuation of the old capitalism because it cannot imagine the world as anything other than capitalist. We must be quite clear about the fact that our first task is to set up the works councils at all, and that we need the intellectual workers in these works councils as well, as far as possible. Those who have no sense or heart for socialization, we can't use there. It would hardly be a matter of having as many directors or top people in it as possible, but above all those who really have to do intellectual work. Then it is possible to accomplish something like socialization through such a works council. But if you endorse a law like the one currently being drafted, then you have done nothing more than rename the old labor committees. It is only a renaming, and of course – because the two cannot coexist – the old workers' committees are to be abolished. The old workers' committees were unable to eliminate capitalism, and the new works councils to be established under the law will not be able to do so either. So, we must establish a works council as far as possible, and it must be able to run the factories by itself. We must not think only of agitation, but we must think of the practical work from which the enterprises can be newly shaped. It is not enough to advocate that production should be socialized, but it is important to know as precisely as possible how it should be socialized. This will happen when we really get the intellectual workers into the works councils. That must be our aim. Therefore, the apolitical attitude of intellectual workers must be eliminated. And we must not lose sight of what is being waited for today either. Today, under circumstances that the intellectual workers are perhaps sufficiently familiar with, the non-proletariat is waiting for not just any socialization to come about, but for the proletariat to be overcome. Do not forget, there are statements like that of a German industrial magnate who said: We big industrialists can wait, and we will wait, until the workers come to the gates of our factories and ask for work! This attitude is not uncommon. They are waiting to see if the workers will not let themselves be beaten. And that is what must be prevented by reality. That is what matters. This must also be borne in mind when considering the question of how to win over intellectual workers to our cause. At the beginning of what is to be revived as an act among us, there must first be the setting up of works councils, and secondly, as far as it is possible today, the intellectual workers must also be included.
Rudolf Steiner: I would like to emphasize that what I have said is not for the near future, but for the very near future. I have already emphasized: today is not the time for us to think much about how to get well-educated works councils; instead, the first thing we need to do is set up the works councils and come to a plenary assembly of works councils. What is most necessary is that we have people from the business world itself who will then take it from there. Today, it cannot be about saying, with regard to individual situations, that the works councils have to do this or that, but rather, I see it as being very practical. Of course, among these works councils there will be some who already know how to proceed in this or that case with regard to socialization, while others will not know. But if there is real goodwill, it is not that difficult to identify the real tasks for the immediate future. There are, of course, different approaches to the way forward. Let us assume, for a moment, that socialization cannot be limited to Stuttgart, so let us assume, for a moment, that it is limited to Württemberg. One approach would be to go around the whole country, going from workers' circle to workers' circle and talking to the individual groups about what is most necessary in terms of threefolding, where one is usually met with the reply: These are aims, but not ways! Although it is precisely intended to point to the right way. That would be the one way, because today we can achieve nothing without having a really large number of people on whom we can rely. But we do not have the time to go down this road, bearing in mind that it is not a matter of working for the immediate future, but for the very near future. So we have to think about the other way. We have to get those people, and that is what the works council wants to be, who, by having themselves elected or appointed as works council members, are fully committed to the work of socialization. Then I really don't imagine that it is so difficult to deal with such a cohesive body that has the trust of the broadest masses. Once we have these works councils, the question of whether people already know exactly what they have to do is no longer so important. After eight days they will know. The only problem is finding the people. The problem today is not that it is terribly difficult to know what needs to be done first, but that there are so few people with the good will and desire to do what needs to be done. So, if we have those people who feel an inner responsibility to work on socialization because they have been elected by the trust of their colleagues, then we will have created the basis for the very next practical step. As for the practical work that lies immediately ahead, let us not let ourselves be put off by saying: We must first educate. Those who say today: Socialization takes a long, long time, because every individual must first be educated. That is not the point. The point is to create a body of people who have the trust of their colleagues. Then it will be possible to continue working with them, and because they have a direct sense of responsibility, you will not constantly face the problem of having difficulty in reaching the masses. Because, you see, you can hold as many meetings as you like, there will always be some who have reservations about such meetings, such as: Today the sun is shining so beautifully, we are going for a walk, or: On Ascension Day it is not possible to attend a meeting — and so on. The work that lies ahead of us is enormous. We will not succeed if we proceed by educating each individual, so to speak. We must have responsible people who then take on the tasks completely. With them, the work can be carried out in the very near future.
Rudolf Steiner: I just want to say a few words, since I agree with everything essential that the esteemed previous speaker has said. But I would like to come back to an important question that he asked, namely the way in which the works council, which will of course consist of individual works council members, comes about. I also believe that the number he has given is sufficiently large for the individual companies. Of course, one or the other view can be gained from the different practical circumstances. But what I think is important is how this works council is set up in the first place. Don't think that when I said “by election or appointment” I meant an appointment from above or something similar. Rather, I was thinking, of course, of the fact that today, in the beginning, there are the most diverse conditions in the individual companies, and it is certainly very true that today there are numerous companies in which the workforce knows exactly: this is the right works council for us – where there is no need for long debates, but where it is clear simply from the trust: this is the right one. And I would like to point out the extraordinary importance of this existing trust being expressed in the election of the works council, so that the people who come into the works council are precisely those who have the trust of their co-workers. That would be similar to an appointment. Of course, the election must be carried out in a practical and technical manner, but care should be taken to prevent the election from resulting in any kind of random composition. Only those personalities should be elected to the works council who have the trust of their employees. This is necessary because, above all, we need people who feel responsible for what they do. That is one thing. The other thing is that I don't think it's right to ask how the number of works council members should be distributed between salaried employees and workers. I don't think it's possible to set up any kind of regulation today. I therefore fully agree with what the previous speaker said, namely that employees should not elect their works council on the one hand and workers their works council on the other, as this would lead to something monstrous. In that case, we would have an unworkable works council from the outset. Rather, it must be elected jointly by employees and workers as a unified body. And as to how many then come from the circle of employees on the one hand and on the other from the workers, we want to leave that to the election. It goes without saying that anyone who comes from the intellectual workers, for example, into the works council must be such a person who has the trust not only of the employees, but must also have the trust of the workers. The workers must accept him as an intellectual worker as well. So, for example, if in any enterprise, let us say, five manual workers and one intellectual worker are elected, it must also be possible for three intellectual and three manual workers to be elected elsewhere. It must be left entirely to the workers' own discretion. Intellectual and physical workers must elect those who are to be members of the works council as a unified group, based on their trust. In this primary election, every social distinction between intellectual and physical workers must be eliminated. I cannot imagine that the one demand that we elect physical and mental workers together should lead to anything other than the fact that the person elected as a mental worker also has the trust of the entire workforce, regardless of whether they are a physical or mental worker. If we were to organize the election in such a way that we were forced to elect so-and-so many works council members from the ranks of the intellectual workers and so-and-so many from the physical labor force, then it would no longer be a free election based on trust. If we think that among the intellectual workers in the factories there are not so many who deserve trust, then people would be admitted to this primary assembly who are not needed! The election itself must not only be carried out in such a way that mental and physical laborers are considered without distinction, but that they have the power to elect together and elect together the one they want, and as many from one side or the other as they want. The mental laborers must be clear about the fact that they can only get into the works council if they have the trust of the entire labor force. This is the question that I consider to be of the utmost importance. I have come to this conclusion on the basis of my extensive experience. Today we must really make sure that the works councils are set up. In eight days' time, they will be in a position to provide a sound basis for socialization, stemming from the trust of the entire working class. Even if they are not completely ready, they will be ready enough to serve the purpose I have described.
Rudolf Steiner: I must confess that I cannot really connect the question, which arises very often: What means of power are available or do you want to give? I cannot really connect it to a practical sense. You see, it must be a matter of the works council, as I said before, really coming to form something in some central council or the like, which can really be a kind of economic ministry in an emancipated economic life. Now I ask: if it can be a real economic ministry, then only because it has the masses behind it. I would like to know who could resist such a central council or economic ministry if it had the masses behind it, if it had really emerged from the trust of the masses. By doing so, you give it power. Today, power can consist of nothing more than everyone wanting the same thing and having it carried out by individuals, so that there is really something behind such a ministry that makes it impossible for it to be shot down and the like, while at the same time enabling it to stand on firm ground, based on the trust of the broad masses. There is no other way to gain power. But this power is then there by itself, when the body is there. The question of what means of power I want to give such a body can only be seen as extraordinarily abstract. I don't know what people think about such a question. Do they think that regiments should be deployed or that proposals should be made to draft so-and-so many people so that when this body meets, it can function against the will of the others? I don't know what is behind such a question. Because if what comes into the works council comes from the trust of the masses, what happens then? Then the Central Council or the Ministry of Economic Affairs will be able to bring about real socialization, and the broad masses will then agree to it, because it is, after all, flesh of their flesh. So, I think that by really putting something real on a healthy basis, power comes naturally. It did not come on November 9th because what was about to happen did not come from the trust of the masses and they did not know what to do up there either. All the other power is useless. There are no other means of power than those that lie in the matter itself. That is why I have always regarded it as a highly peculiar, quite abstract philosophical question when people today say: You tell us nothing about the way to get power. That is precisely the way to power: to find representation based on trust and then to shape that representation in such a way that it appeals to those who have given that representation their trust. That would be a practical way. Self-appointment and the like can only lead to the glory coming to an end soon. In the way we are speaking today, we are discussing the question of power, and it would be a great mistake to lead the matter onto a side track by raising the question of what means of power should be given to those who already have the power because they came into their position on the basis of trust and not on some other basis. I ask you to bear this in mind, because I see confusion arising again and again over the weeks from the fact that on the one hand people say: Yes, that's all right. Such goals may be achieved one day, but first we need power. - We must gain power by placing ourselves with these objectives in the place where, when we go about implementing them, we actually win the understanding of the broadest masses. That is the way to real power, to real socialization. Any other way will lead to disappointment and to a repetition of what happened on November 9 and in the period that followed.
Rudolf Steiner: Certainly, one can raise the question of how to deal with the matter when the works councils are in place and not recognized by the employers. But, you see, the way the matter has been presented to you this evening, everything possible has already been done to prevent such an eventuality. We do not think of this works council in such a way that it depends on whether the employer recognizes it or not. That is why this dreadful changeling of a works council should not be created, which is supposed to consist of the works councils in the individual companies in turn throwing dust in people's eyes, in order to reassure the workers by saying: We have works councils. We want a works council that extends across the entire economic area and from which a central power gradually emerges. This central power will be supported by the majority or, as I have repeatedly said, by the broad masses. Now I ask you: if this works council system leads to the establishment of a future economic government, what significance will the opposition of the various entrepreneurs have? These various entrepreneurs will simply be unhinged by this works council system as entrepreneurs! The works council system should do something. If it achieves its goal, it will no longer be confronted by the business community at all. Recently, I have often come across this in a wide variety of discussions: on the one hand, people want socialization, but on the other hand, they say, “Once we have socialized, what will the capitalists say?” Yes, if we get involved in this question, we will never achieve real socialization. But if we seriously tackle socialization, then the position of the capitalists is not important. That is precisely what “socialization” means: that in the future it will not depend on them, on the capitalists. They will be eliminated by not continuing to listen to the lies of individual works councils that are recognized by the capitalist authorities. We don't want to continue to work with them. That is why this law must be fought. We must actually take socialization seriously. If we take it seriously, then this question will fall away by itself. If the question, “What do the capitalists say?” continued to exist, then we would not have socialized. But we want to accomplish socialization! Therefore, we must not be discouraged by such questions, but we must gain clarity, must create a will in us that can take decisive action because it is based on healthy impulses. Then we just want to ask: How do we do it in order to push through this will without taking this or that into consideration? – and not: What could come? What do we want to do? – that is what matters. |
331. Work Councils and Socialization: Third Discussion Evening
05 Jun 1919, Stuttgart |
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This power will be attained when people become aware that they must act on the basis of their own understanding. When there are enough people who understand how to go from the working population to socialization, then I am not at all worried about power. |
One speaker refers to the work of Professor Abbe of Jena, who, although under the favorable conditions of a monopoly operation, has done good preparatory work for socialization. |
Those who today are truly taking what has been said to heart should have understood that. They should have understood that it is essential that we first have people who really want socialization. |
331. Work Councils and Socialization: Third Discussion Evening
05 Jun 1919, Stuttgart |
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Introductory words by Rudolf Steiner Dear attendees, In order to have a fruitful discussion about the establishment of workers' councils, I would like to say a few words to set the scene. I believe that it is essential to grasp the socialization task of the present time in the right way from the outset when setting up workers' councils. This means that, in setting up these works councils, we are carrying out a real socialization effort or, better said, making a real start on socialization. You know that the impulse for the threefold social order is intended to achieve what can lead to such a comprehensive real socialization. Now it must be said that the establishment of works councils in particular immediately shows how little understanding there still is today for the real social movement. Should not certain people, who mainly represent the interests of employers, think about how it has come about that today, in such a loud voice, precisely the working class is raising this call for socialization? When a specific issue arises, such as the question of works councils, then you immediately notice on this side, I mean on the side of those who represent the interests of the employers, how little understanding there actually is for such an institution. One can say: The resistance that comes from this side shows how difficult it will be to implement a true socialization rather than a false one. You have the leaflets in front of you, which were written at the suggestion of the Federation for the Tripartite Structure of the Social Organism for the appointment of works councils. Now, what do we hear from the other side, from the representatives of the employers' interests, in the face of what is expressed in these leaflets? You see, the first thing they say is: Yes, if it is as it is explained in this leaflet, then the workers are taking the law into their own hands! The people who speak in this way do not consider that basically the working class has only ever resorted to self-help when it was urgently necessary to do so! In my lectures, I have explained on various occasions how the non-proletariat, how the ruling circles in modern times have missed every opportunity to respond sympathetically to the social movement. And I have also described how even the small crumbs given to the workers in the form of insurance, pensions or the regulation of working hours or the prohibition of child labor and the like, I have described how even this all only became possible because the workers resorted to self-help. Today, however, things are somewhat different. What I have just enumerated is rather a trifle in relation to the great task of socialization that is now at hand. In the past, the workers resorted to self-help in relation to trifles. But now there are bigger tasks to be tackled, which means that now, for once, we have to take a big task and take steps to achieve it by self-help. But in doing so, one must always bear in mind that, from the employers' point of view, the slogan “the workers are taking up self-help” always acts as a red rag. Because, you see, the employers are now once again striving to instill trust and a desire to work in the companies, even though they could have seen how unsuitable the representatives of the employers' interests are to justify this trust and this desire to work. It is precisely because of the way these leading circles have proceeded that trust and the desire to work have disappeared from the factories. And now they want to say: It is not for you, it is for us – when what is necessary for production and for social life is to be taken into the hands of those who have personally experienced the work of the employers. They will know from the flyer and perhaps also from the last few meetings, if you were there, that it is important first of all that there are works councils, works councils that have really emerged from the totality of of all those who are involved in working and organizing in the economic life, and that it is important that the people who have been elected now also really have their say, can express themselves about what should happen. The old economic structures cannot simply be continued, but something new must be created from the very foundations. And we can only make progress by electing works councils in the individual companies today and then, emerging from a larger coherent economic area, say Württemberg, a general meeting of works councils is convened and that this then gives itself a constitution based on the experiences and knowledge of the works councils, thus defining what the works councils have to do and what their rights and duties are. In this way, what is necessary for economic life must arise today from economic life itself, from independent economic life. So something must first come into being through the works councils. We cannot create today, out of the old institutions, what should actually be achieved through the truly new works council. You see, that should actually be the aim of the broadest sections of working people today: Through the trust that the person who is to be elected has in the company, through this trust he should be supported. And then he should unite with the works councils of a larger contiguous economic area, let's say Württemberg in this case, in order to determine and define the tasks of the works councils together with them. Today, that should be the view of the broadest circles of working humanity. This is now contrasted with what is being demanded from the other side – to my amazement, however, also by very many circles of the working class. This is that, initially, in the old way, as it has always been done, a law should be passed by the old state that determines from the outset what rights and duties the works councils should have. If we proceed in this way, I believe that we will not only make no progress, but, in view of the times, we will even take quite a few steps backwards. We have clearly seen what might come from this quarter. What, then, are the demands that are coming from this side? For example, it is said that the state, the entrepreneur and the workers must get their money's worth. That the state, which today is still basically conceived as the protector of capitalism, should get its due, that can be sincerely meant. And I don't doubt that the entrepreneur should also get his rights. But what people mean by the fact that the worker can get his rights when they make such laws, I think that needs a closer look, because these people usually confuse the interests of the worker with how they can best use the worker in their own interests. So these people come up with strange words, words that are basically always used to throw dust in people's eyes, a dust that usually has a very strange purpose. This dust is supposed to turn into a little gold when it falls back on those who scatter it. People say: the works councils must serve the whole, the whole of the state. They are not there to obtain advantages for the individual worker either, but to serve the flourishing of the whole enterprise. – Now I ask you what that actually means when one says something like, “the works councils should serve the flourishing of the whole enterprise”. That means nothing other than that what it is actually about is veiled in an abstract way. What are enterprises in the world for at all? They are there to provide something for people, and all people are individuals! Factories exist only to ensure that what is produced in them becomes a consumer good for individuals. And to speak of a flourishing of the factories in a different sense, as the individual coming to flourish through what is produced in the factories, that is not speaking from reality, but covering reality with smoke. It always sounds so terribly beautiful when one says that the whole should be served. In the economic sphere this has no meaning, because: What is the whole there? It is the individuals all together! So one should not say “the flourishing of the companies”, but “the flourishing of all those who are involved in the companies and in the economy in general”. Then the matter would be presented correctly and the facts would not be covered up by deception. You see, it is often said that the impulse for a tripartite social organism is an ideology. But in truth, this impulse wants to eliminate all the smoke and mirrors, which have not only been talked about enough but have been used in the service of oppression, and to replace them with the true reality, with the human being and their needs. Now you see, what are people demanding? The people demand that the powers of the works councils be regulated by experts after a thorough examination of the circumstances – that is what people always say when they don't want something – and the experts named are employers, employees and social politicians. Now, the concept of the employer – you can see it from my earlier lectures and also from my book on the social question – the concept of the employer, must actually disappear as such in a real socialization. For there can only be an employer if there is an owner of labor, and there must not be any owners of labor. There can only be directors of labor, that is, people who are active in the organization of labor in such a way that the physical worker also knows how to best use his or her labor power and the like. Of course, in a company, work cannot be done in such a way that everyone does what they want. There must be a management, the whole enterprise must be imbued with a spiritual purpose, but these are not employers, they are work managers, that is to say, workers of a different kind. The greatest importance must be attached to the fact that we must at last grasp the real concept of work, because an employer who does not work himself does not really belong to the enterprise at all, but is a parasite on the work. People today have very strange ideas about these things. The day before yesterday I was in Tübingen, where I spoke to a meeting. There were also professors there, and you see, one of these professors seemed to be particularly upset by the fact that I said that the worker has now finally realized that the old wage relationship must end, because under this old wage relationship the worker has to sell his labor power as a commodity. Well, one of the professors then objected as follows: Is it really not humane to sell one's labor? What difference does it ultimately make whether the worker in the factory sells his labor or Caruso sings for an evening and gets 30,000 to 40,000 marks? Has he not also sold his labor? You see, people still have ideas like that today, and we still have to fight against them today! But what is being demanded today? Employers, employees and social politicians should first consider what the works councils should do. Well, the social politicians are the very gentlemen who represent the similarity of the work of the factory worker and Caruso. These gentlemen should therefore have the most weighty vote. But the point today is that we should finally come to the conclusion that these people have cast their votes for long enough, and precisely by the way they have cast their votes, they have shown that they have no say in the matter. The social politicians can be dispensed with to a large extent. I am convinced that we can achieve something much more sensible if we elect shop stewards for the works council from among the workers in the factories, from among the physical and mental laborers, than if the social politicians get together, who have thoroughly proved that they can ruin everything but cannot build anything. And because this has been recognized, the impulse for the threefold order has, above all, realized that something can only come out of a general assembly of works councils. And if it were asked today who has a say in this, then I would say: above all, not those who still cling to the old concept of the employer, and not those who are theorizing social politicians, they had better stay out. There are people who then say: This requires detailed studies, as carried out by socialization committees. You see, a real socialization committee is exactly what the works council would like to have, one that arises from the real trust of the people. On the other hand, however, these people say that the most serious damage is to be expected from violent interventions by the works councils, which, without prior legal regulation, give themselves their powers and form a central council in the sense of the leaflet. It should be clear that perhaps serious damage to the old capitalism is to be expected, but that such damage will prove useful in the service of truly active humanity. Then there is another phrase that is used again and again today and that is also used in employer circles, namely that the establishment of works councils can only fulfill its purpose through extensive education and training of the workforce and entrepreneurs. Yes, some of this kind of training has already been implemented. The purpose of this type of training is, after all, to prepare people thoroughly so that they can best serve the ruling classes, and not to teach them anything worthy of human beings. The aim of the training is to thoroughly expel from their minds everything they have learned through life and what they would like to express from their souls in view of the current conditions. The intention of establishing and strengthening the trust between employer and employee is associated with this training. As I said before, after doing everything to thoroughly eradicate this trust, it has been realized that this trust can be restored by training people in this trust. In this case, that means nothing more than training people to feel comfortable in the service of capitalism. Something else must be taken into account, namely that the state also wants to profit from the working class. Recently, in the city where the headquarters of the highest intelligentsia in Württemberg is located, a professor of constitutional law said: Yes, we are heading for sad times. People will be very poor! —The gentleman may be right to some extent. But then he said: We will have large, large expenditures. How will these large expenditures be covered? The people will have no money to cover these expenditures. The state will have to step in to cover these expenses! — Now, ladies and gentlemen, I must say that this is a fundamental proof that, once and for all, the intellectual life must also be put on a different footing, when an outstanding representative of the intellectual life asserts today that the state must stand up for the poor so that it can pay the large expenses that we will incur. I would just like to know how the state can do this without first taking the money out of people's wallets? So one speaks of the state as if it were a real personality. If people were to talk about ghosts paying their debts today, they would naturally laugh at you as a foolish fellow. But this state, as it is spoken of, is nothing more than a ghost. After all, you can't get ahead in the real economy by printing one banknote after another, because these notes only have a value if they are redeemed through labor! You see, people today also like to say: Until it has been determined, with the help of experts, what powers the works councils can have without destroying our seriously ill economic body, and until the laws to be created by the government have established the rights of the works councils, wildly elected – I emphasize wildly elected – works councils can only cause harm. Yes, these spontaneously elected works councils are supposed to be those works councils that are only set up by the trust of the working population. They are to be opposed to those who are placed in the factories by telling them: This you may do, this you may not do, this you must refrain from doing. Yes, of course this leads to nothing but the preservation of the old conditions. It does not lead forward, but a few steps back, because it was already a disaster when the economy was still flourishing that people thought of workers' committees in this way. Now that the economy is on the ground, it is an even greater disaster if the works council does not arise from the working population itself and if, when something like this occurs, it is said that it is a wild-grown humanity. Well, after seeing what is to be planted by the other side, one must resort to the wild-growing ones. That will be the healthier, healthier than that which is to be planted in the ornamental gardens of those who so much want to remain stuck in the old conditions. I would like to mention another nice sentence that has also emerged in recent days against our efforts to elect works councils. Namely, various fears are expressed about these randomly elected works councils. Among other things, it is said that the one-sided exploitation of the companies by the workers contradicts the idea of socialization. But I don't even know what that is supposed to mean. I am racking my brain to come up with something to go with this sentence. What is meant by the workers' one-sided exploitation of the factories? You see, when the workers have their due share of responsibility for the factory, then they will know that if they do not take care of the factories on their own initiative, the factories will quickly be in such a state that they can no longer exploit them. One should not assume that the clever representatives of the business community expect the workers to be so foolish as to try to get everything out of the company, only to throw themselves out on the street afterwards. After all, the workers have learned well enough what it means to be put out on the street by others. I don't think that they will imitate this themselves, because they have seen enough of this practice with others. And then the statement that the idea of socialization is being contradicted. Yes, socialization should be: calling for cooperation in the social order in the spiritual, legal and economic life of all those who, as working people, are involved in this life and who, as working people, are really at work. This is to be achieved by the working population electing the works council – as the gentlemen say – “wildly”. Well, that is supposed to contradict socialization. So I also agonize over the second half of that sentence and just can't figure out what is meant by it, because the fact that works councils are elected from among those who run the companies and ensure the prosperity of the entire economy is supposed to contradict socialization. Perhaps it could mean that those who work in the factories participate in the fructification, while those who previously only participated in the profits in various ways get a raw deal. That is to say, those who make their living purely from capitalism will fare badly. So I would have to interpret the sentence as meaning that the one-sided selection of works council members, as we want it, contradicts the eradication of the actual capitalists. Then I would have to think that in the mind of such a person the thought may arise that the eradication of private capitalism contradicts socialization. I can even imagine that some people understand socialization to mean that, by contradicting the interests of private capitalists, it is not a true socialization. But then we have to admit that we ourselves have to develop ideas about socialization, that we truly cannot let people impose on us the ideas of true socialization or of what contradicts this socialization. No matter how much we scream about laws, we will not gain a true concept of the works councils. That is why we must decide to create these works councils as a true concept of works councils, and not be deterred from doing so by the fact that we are opposing the wild-growing works councils to the ornamental gardens of the system of today's economic order. We must take courage and say to ourselves: From the institution of those works councils that we now establish through direct election – the details of which can be discussed later – a works council system should emerge that is now suitable for creating a basis for socialization. Then it may be that socialization will really march, whereas so far, only those people who are known to understand by real socialization a capitalist specter in a new form that is supposed to gorge itself with all sorts of parasites, talk about the march of socialization. If we can penetrate this, then we will be able to ignite the courage within us to finally send this wild forest of works councils out into the world, so that not everything will be corrupted again by the ornamental plants of those who understand nothing about socializing. Discussion
Rudolf Steiner: Yes, the fact that the “Social Democrat” admitted that my remarks were “plum soft” did not mean anything to me at the time. I said to myself: There have been so many statements about all kinds of socialist and social programs that tasted like sour plums, so it doesn't seem so out of order to finally bring the plums to maturity; then, as everyone knows, they are soft. But one thing that the previous speaker said is very close to my heart, because I believe that it is perhaps not so much directed at our intellect as at our will. It may be true to say that if, when the revolution occurred in 1918, people had spoken of threefolding and socialization in the way that is being attempted today, and had striven for them, we would be further ahead today. You see, I did not appear myself at the time, there were reasons for that, because I finally thought that the others, who had always been in the party, who had always been inside, could do it better, and I also waited to see if they could do it better. Now the honorable speaker before me has said that we have not actually achieved anything in particular. It may perhaps appear justified in the light of the facts that, after those on whom we relied have achieved nothing, we then get involved in the matter. What is important – if the previous speaker really means that we would be further ahead today if this had been tackled back then – is that we say to ourselves: Well, then we want to at least tackle it today, so that when we are again as many months after today as we are now after the revolution, we will find ourselves in the reality that we want today. So I would like to express this as an appeal for the will and courage to socialize. And here I do believe that we should rely a little on experience. Please do not take it amiss if I say that the saying “When we have a new government, it will do it” has actually been heard again and again under the old regime. Yes, there is even a cute example where roughly every few months it was said: “When we have a new government, things will get better.” That was in Austria in the decades before the war. Every few months a new government was formed and relied on. But now we should have learned from the facts that we should not rely on any government in such a way. That is why the works council is to be created precisely for the purpose of enabling the broad masses of the working population to be creative with regard to socialization. It seems to me that one thing in particular – as I have said here before – has not yet been grasped, but should be, and that is that there is a difference between ruling and governing. In the future, the entire working population will have to rule. In the past, the people in power and the government were confused, because it was believed that the government should also rule. In the future, governments will have to learn to govern. To govern means to express what the working people actually want. This is a difference that must first be learned. The new government has learned far too much from the old governments, which were governments of domination. It has appropriated far too much of what was always said before, namely that the government will do the right thing. I think that, with regard to the problem of socialization, a significant step forward will have to consist precisely in the fact that what the government does can be properly controlled by the people. The government will have to give its direction, so that one does not rely solely on ballots, but on real life, which basically points the government in the direction of its actions every day. But this will not be achieved if we always say: if we only have a new government, then things will go better, it will socialize. Rather, it is now time for every person to work towards socialization. That is precisely the meaning of our time, that every person feels that they must work together. And we must learn to understand that if we want to socialize, the first thing we must do is socialize domination. Domination must be socialized. It must not be continued in the old forms. Therefore, I do not want to hear any more talk about “the government will do it,” but I would be more satisfied if it were said by the broadest sections of the people: We will do it, even if not only the government but all the devils were against it.
Rudolf Steiner: What the esteemed previous speaker has said is to be avoided by the special way in which the works council is meant here. Of course, if the works councils are to be set up in accordance with the law, which is to be made in the old spirit, they will of course be straw dolls. And so that not straw puppets arise, but real works councils, should, well, let's say, first these wildlings are elected against the plants of the others. And so it will not interest us particularly at first, when it is said: Well, I want to agree to the election of works councils, but they may only have an advisory vote. We would like to see works councils in place to start with. And I said that we would then strive for the works councils to feel that they are a legislative assembly from which a kind of central economic council will then emerge, and that this will then take over the functions of those who currently want to create straw dolls. We want to arrive at a system of works councils precisely through this special approach and thus prevent this law from becoming reality. To do that, it is necessary that the workers really stand behind this subversion of the works councils. If the workers really stand behind it, there is no need to fear that some law that turns the works councils into straw dolls will be passed. That is what it all comes down to. I must say that I was quite astonished the day before yesterday when I heard a very interesting personage, who spoke in favour of the socialization of all conditions, but kept saying, “Yes, but you have to bear in mind that now, finally, since November 1918, everything has been achieved. Württemberg has become a free people's state in which everything can be achieved. This People's State of Wuerttemberg will even give itself a wonderful school law, and it will also manage to get a law that properly establishes the works councils, and one should not tamper with the law. So it will be a matter of finally realizing that mere calls for power achieve nothing, but that this power must first be created. But how is it created? It will be created by people no longer believing in things as I have described them, but by more and more people coming together to perform a truly free deed. The power will consist precisely in people becoming more and more aware of this power of theirs. If they only ever talk about this power should come from this or that quarter, then this power will never be attained. This power will be attained when people become aware that they must act on the basis of their own understanding. When there are enough people who understand how to go from the working population to socialization, then I am not at all worried about power.
Rudolf Steiner: Our main task today was to discuss the importance and necessity of works councils, so that with these works councils we finally have the positive, the actual basis from which further work can be done. I can certainly understand when it is said here that it would have been desirable for us to have made significant progress today. Of course we all wanted that, but we needed this work in order to at least get to the point where we have now achieved the result that we can look more clearly towards the establishment of this works council. I think it is a great step forward that we have been able to tell so many of those present how far the matter has progressed, and that we have even dealt with the matter with regard to the elections and will deal with it even more in the near future. I believe that we can see from this how necessary it is, first of all, to prepare the ground for these works councils and at the same time to see that, if you only have the good will, you can really make progress with it. There will be hard work associated with what I have called a kind of legislative assembly that arises from the works council, and it seems to me to be of particular importance that we do not harbor the illusion that we can anticipate anything to this primal assembly of the works council. The very issues that the gentleman from Heilbronn mentioned, in connection with the nature of the distribution of goods and the like, will be an essential part of the work of the assemblies that the workers' councils will have to hold. All these matters should be discussed there in terms of the basic conditions of our economic life, so that the appropriate foundations can be laid. I recognize that many good beginnings have been made, such as that of Professor Abbe. Many others have been made as well; in England, in particular, a wide range of experiments have been carried out. It has been rightly pointed out that Abbe was only able to achieve as much as he did because his business was of a very special nature. On the other hand, it has always been shown, precisely where the matter has been pursued further, that these things cannot, after all, lead to a certain end. And then one must raise the question: why is that so? Well, the reason is precisely that these things have been tackled again and again by well-meaning people, like Abbe, in a very individualistic way and not really socially. This is what I ask you not to underestimate and to fail to recognize: that we now really want to take the matter in a social way, that we actually want to create what is then tackled in individual companies, from the social sphere of the whole economy across a closed economic area. Württemberg would come into question here. Only then, when one has worked in this direction, which can probably happen relatively quickly with good will, then one will see how individual operations cannot actually be socialized at all, but that the socialization of the individual operation can only result from the socialization of a closed economic area. Only then will we have the opportunity to truly implement what socialism has always demanded, namely that production should not be for profit but for consumption. You see, with today's structure of society, there is actually no other way to produce than with a view to profit. The principle of producing to consume must first be created! And whether ways can be found to distribute goods in a corresponding way will depend on this principle. It will depend a lot on finding, I would say, an economic unit cell over a large area. This economic unit – I would like to say a few words about it – what is it? If we start not from production but from consumption, from the satisfaction of needs, then we must first arrive at a practical conclusion as to what leads to an appropriate pricing in terms of satisfying needs. Today, this is done in an anarchic and chaotic way by supply and demand, and that is why it is so impossible to get anything at all these days. The formula of supply and demand will not help us to achieve the goal of producing for consumption. No, to reach the goal, it is necessary that what I produce must be worth so much compared to other goods that I can exchange it, no matter how the exchange is organized, all those goods that satisfy my needs up to the point where I have produced a product the same as now. In this calculation, everything that one has to contribute for those who are currently unable to produce directly themselves must be included, i.e. for children who need to be educated, for those unable to work, and so on. So what we have to start from is to be clear about this economic unit. Only by doing so will it be possible to achieve a fair pricing system on an economic basis, so that in the future, when more is earned on the one hand, more does not have to be spent on the other, because things naturally become more expensive under the influence of the extra income. Today, people still complain time and again that there is an unnatural relationship between the price of goods and wages. Socialization will have to solve the big problem of eliminating this difference between the price of goods and wages altogether, because wages as such must be eliminated, because in the future there must be no wage earners, but only free comrades, free collaborators of the spiritual worker, the spiritual leader, because the relationship between employee and employer in its present form must become an impossibility. Only when it is possible to eliminate everything that exists today and that contaminates the pricing process, only then will it be possible to achieve real socialization. Today, people don't just buy goods, but rather, they buy goods, rights, and labor. You buy rights when you acquire land. The fact that land can be exchanged for production goods today creates an impossible situation, which is due to the fact that land is subject to the same pricing mechanisms as other goods on the general market. Furthermore, the means of production today also cost something after they have been completed. You know that in my book it is assumed that the means of production, when they are completed, are no longer for sale, but are to be introduced into society by other means. In the future, a means of production must only consume labor until it is finished. If you ask today's economists: What is capital? you will get very different answers. The best economists are ultimately those who say: capital is produced means of production, that is, completely produced means of production that one can own and that can then be sold. Yes, precisely when you look at capital as corresponding to the produced means of production, then capital proves to be a fifth wheel on the wagon. You know that in my book I have listed as the basis for all future distribution of goods that in fact the means of production may only devour labor until it is completed. A locomotive, when it is finished, may only be brought into social circulation through measures other than purchase. We therefore need to be clear about the fact that, with regard to the means of production and land, completely different measures must be taken than have been taken so far. Only by doing this – and there is no other way – only by allowing the means of production to consume human labor only until they are finished, can we truly establish labor's rights. After all, what is money? Money is nothing. He who possesses a great deal would have nothing if he were not in a position, through the existing power relations, to cause so and so many people to do work for his money. They will no longer be able to do so if we set the prices of the means of production in such a way that these prices cease altogether when the means of production are ready. A further problem is that of the distribution of goods: The gentleman who raised the issue of the distribution of goods must bear in mind that our entire distribution of goods has become one that is entirely in line with capitalism over the past three to four centuries and must therefore also be socialized. This can only happen when we have a primal assembly of people who are truly willing to develop the courage to develop new and necessary forms of pricing against all odds. It will be hard work, and it will be accomplished all the more quickly if we do not take the third step before the first, but decide to really take the first step. Today everything depends – and it is no small thing – on our first step being the formation of this workers' council. This workers' council should not draw up programs and the like, but should start by creating facts. I just wanted to hint at how difficult the problem of the distribution of goods is. We will only overcome it when we have the foundations, and the foundations are the people who have the trust of their fellow human beings to come together as they have never come together in the world before, not to undertake small atomistic experiments, which are also called socialization, but to really socialize from the whole. Various names have been mentioned, including that of Rathenau. The name Rathenau reminds me of something that is not at all unimportant for the present. Yesterday the latest issue of “Zukunft” was published, containing an essay by Walther Rathenau entitled “The End”. This essay “The End” is a perfect example of how the capitalist is truly at a loss when it comes to judging current events. Walther Rathenau is more sincere and, in a certain sense, more honest than the others, but he does not go any further than those who do not form their ideas out of social thinking but out of capitalist thinking. I would like to say: What Walther Rathenau says in this essay 'The End' is all too well founded. He says: Well, for a long time we have only heard what was false from all sides. Our first demand should be that people should not be told what is not true, but what is true. And he rightly asks: What if the current peace treaty is not signed? Well, then another one will be made, and then another. But what if it is signed after all? Rathenau says: Rantzau can then do nothing but declare the National Assembly dissolved; he can declare that it no longer makes sense for Germany to have a president, a chancellor, and so on. So there is nothing he can do but place all the sovereign rights of the former German Empire in the hands of the Entente and ask them to take care of the 60 million people in Germany. Yes, that is the truth from this point of view. It is the truth that those people who have steered the destiny of the country so far are now at the end of their tether with regard to Central Europe and have to admit to themselves: We have brought it to the point where we can actually do nothing but offer the Entente: take over our entire government and take care of us! – He is even justifiably a little proud of those who say, “Better to die than to sign the treaty!” – by pointing out that one cannot imagine that 60 million Germans will die at once. What is there to say about this? Only one thing: what has taken place between Central Europe and the West is a game between capitalism and capitalism. And as long as it is a game between capitalism and capitalism, it will lead to nothing but its end. A new beginning can only be made when work is done from below, that is, when the working population works on a truly serious social reconstruction. [...]* And because we need a beginning for domestic and, above all, foreign policy reasons, this impulse of the tripartite social organism has emerged, which alone is capable of helping a realistic production of goods to its right. At the same time, it is important to find new ways of distributing goods, which will prevent the emergence of what has so far been capital-forming and what has also caused our international conflicts. Therefore, the most important thing today is to recognize that socialization must begin with us having a base of socially minded people. These will make it possible to find the way to such a distribution of goods as I have just indicated, and to arrive at a new way of dealing with the problems associated with land and the means of production. It is not enough just to make demands. Socialization of the means of production is good. But the main thing is to find ways and means of fulfilling these demands. There is no other way than to get down to work. Today it would be quite interesting to talk about how we distribute goods in all sorts of ways. But the first thing that is necessary is that we are finally able to talk to people who are willing to undertake a different distribution of goods. We do not need words that are programs, but words that put people on their feet. Programs will never be of use to us. Today we need people who are truly aware of their power and who put into practice what the words are meant to be the germinal thoughts for. I ask you not to take this as meaning that it would be good if we had made more progress and already knew what needed to be done. People like Naumann always know what needs to be done; but I would not worry so much if I knew what was to be done in Naumann's sense. Then I would know that these are fine thoughts to enjoy, but they do not socialize. The impulse of the threefold social organism differs from other impulses in that it does not introduce a new program into the world, but merely seeks to show how people in the world must come together, how they must find each other, so that realities and not utopias or programs arise. In this sense, it is a source of satisfaction to me that so many of our friends have already proclaimed how far things have already come. I would ask you not to slacken, to continue the steps that have been taken and to take them faster and faster. Because if we have the councils, everything else can be achieved with their help. Those who today are truly taking what has been said to heart should have understood that. They should have understood that it is essential that we first have people who really want socialization. That is the first actual socialization program. And the first step towards socialization will have been taken when the works councils in the local economic area have been elected. And then we will be able to say: Now we want to take the next step. Because for that, they must first be there for us to take the next steps. For socialization, we need the people who want socialization. And the works council will probably be seen in the future as the first step towards true socialization.
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331. Work Councils and Socialization: Fourth Discussion Evening
14 Jun 1919, Stuttgart |
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Our aim was never to found a new party, but the intention underlying the founding of the “Bund für Dreigliederung” was to help the proletariat achieve a truly social position. |
Discussion Chairman Lohrmann: It is very important for us in the present time and under the present conditions that, as Dr. Steiner has read, a communist leader writes that threefolding must be undertaken. |
This is too much to expect. And truly, one can understand this. For years and years there has been organization, there has been leading. We must not overlook this. |
331. Work Councils and Socialization: Fourth Discussion Evening
14 Jun 1919, Stuttgart |
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Introductory words by Rudolf Steiner Dear Participants, I will be very brief in my introduction because I believe that the main thing should be dealt with in speech and counter-speech. The chairman has just drawn your attention to the fact that there is a strong counter-movement against what the “Federation for Threefolding” wants here. And you have also heard the reasons for this counter-movement. I would even like to say that one could express the matter quite differently, that is, what is said about the reasons for which this counter-current asserts itself. If this counter-current were really based on the assumption that a wedge could be driven into the party system, then it would be based on completely false premises. I cannot understand how anyone can maintain that there should be any intention on our part to drive a wedge into the party system. Because, you see, the situation is like this: the parties have their program, and they also have the intention of doing this or that in the near future. They are not prevented from doing this or that! The only thing is that members of any party - they can stay in their party context and go along with what the party context demands of them - are offered the opportunity to take on something positive that can become action. There can be no question of this being connected with the intention that the personalities of the “Federation for the Threefold Social Organism” themselves want to take the places that party members want to take. You see, the situation has arisen in such a way that it has been seen that with the party program, nothing can be achieved at present with regard to the most important question, the question of socialization. You have experienced the so-called revolution of November 9. You have seen that the party men have taken the lead in the government. But they also experienced that these party men knew nothing to do with what was really at hand, that they had power over it to a high degree. They could experience a great disappointment, yes, I would like to say, I am convinced that they really experience it, if they would not at all respond to something like the striving for the tripartite social organism. You might experience the disappointment that after the second revolution other party members come to the fore who, not out of any ill will but simply because party programs are powerless, after some time produce nothing positive. They may experience disappointment again. The “Bund für Dreigliederung des sozialen Organismus” has set itself the task of protecting them from these disappointments, these new disappointments, by pointing out what is needed in the present time and what can actually be implemented. Parties always have the peculiarity that they gradually depart from what originally inspired them. Parties have a strange destiny in general. Since I did not pluck the impulse for the threefold social organism out of thin air, but rather grasped it on the basis of a truly intensive experience of the social movement over decades, I have also experienced many things. For example, I experienced the rise of the so-called liberal party in Austria. This party called itself liberal, but stood on the ground of monarchism, as was natural in the 1860s and 1870s. So it was a liberal party. But when this liberal party wanted to assert itself within the existing Austrian state, this liberal party acquired a strange designation: “Your Majesty's Most Loyal Opposition”. That was an official epithet for the opposition in the Austrian monarchy. I have given this example to show that in certain situations the parties are sometimes deprived of their actual impact. But there are even more telling examples. In North America, for example, there are two main parties, the Democratic and the Republican. These two parties got their name right a long time ago: one called itself Republican because it was Republican, the other called itself Democratic because it was Democratic. Today, the Republican Party is no longer Republican at all and the Democratic Party is anything but democratic. The only difference between the two parties is that they are fed by different consortia from different election funds. Parties come into being, have a certain lifespan, which is relatively short, then they die. But they remain, so to speak, even when they are already dead, still alive as a corpse; they do not like to die. But that does no harm. Even if they have lost their original meaning, they are still a rallying point for people, and it is still good that they are there, so that people do not stray. Therefore, if you are not a theorizing politician, as party politicians often are, and if you do not want to be an ideological or utopian politician, but want to stand on practical ground and are aware that in political life you can only achieve something with united groups of people, then you have no interest in fragmenting the parties. We would be doing the most foolish thing we could possibly do if we were out to split the parties, or even wanted to found a new party. We couldn't do anything more foolish. So, that's really not an issue at all. So one wonders: where is this resistance actually coming from? You see, I would say it comes from people's conservative attitudes. In my many lectures, I experience it again and again that the following happens. Discussion speakers stand up, and when they speak, one has a strange experience. They have only heard what they have been accustomed to thinking for decades. Much of it is correct, because the old things are not wrong. But today new things must be added to the old things! The strange thing that one can often observe in the speakers is that they have not even heard the new with their physical ears. They have only heard what they have been accustomed to hearing for decades. Yes, this is based on a certain inner dullness of the present human mind. One must become familiar with this inner inertia of the present human mind, and one must fight it. But what is difficult for me to understand is when a certain side says: Yes, we actually agree with what Steiner says about fighting capitalism, as well as with the threefold social organism, which must come. But we are fighting against it! We must fight against it! — Anyone with a certain common sense must find this strange. And yet this point of view exists! We are now facing the establishment of works councils. Yes, these works councils are an extremely important thing, for the following reason. Today, works councils can be set up in such a way that they are nothing more than a decoration for a mysterious continuation of the old capitalist system. They can be set up in this way, but they will certainly become nothing more than that if they are set up in the sense of the bill, which you are of course sufficiently familiar with. They will certainly become nothing more than a mere decoration if they are appointed on the basis of another bill. The only way to save them is to establish the works councils, as I have often said here, out of the living economic life, that is, to have them elected out of the economic life itself and to join together within a self-contained economic area. Here, because we have to keep to the old national borders, it would be Württemberg. This must be a constituent assembly that creates out of itself what the others want to make law. The rights, the powers, everything that the works councils have to do, must arise from the works council itself. And we must not lose the courage to create the works council out of economic life itself. But you see, as soon as you start at one end, as soon as you really take it seriously, to take the one link of the tripartite social organism as it is to be taken in the economic cycle, then you have to stand on the ground of the tripartite social organism. Then the other two links must at least somehow participate and be set up in parallel, otherwise you will not make any progress. Today it is easy to prove, simply on the basis of the facts, that what the threefold social organism wants is needed. Because, whatever is said about that socialization experiment that was carried out in the East, the important thing is always not emphasized. If you have followed the reports carefully, you will have heard from the ministerial side in the local parliament in recent days that Lenin has now come full circle again, namely to seek help from capitalism because he doubts that socialization as he wanted it can be carried out in the present day. Such things are indeed noted with a certain satisfaction even by socialist governments today. Let them have their satisfaction. But you see, what matters is that we must ask ourselves why this Eastern experiment has failed. It is because – it really is possible to see this, you just have to have the courage to fight your own prejudices – it is because, above all, no consideration was given within this Russian, Eastern, socialist experiment to establishing an independent socialization of intellectual life. This link was missing, and that is why it failed. And when people realize this, they will know how to do things differently. We must learn from the facts and not from the party program spectres that have been haunting our minds for decades. That is what matters, and I can tell you: either the works councils are set up in such a way that they are the first step towards what is planned on a large scale in the sense of a social organization of the human community, so that something can emerge from the works councils that amounts to real socialization, or it is not done that way, and then real socialization will not be achieved. If we wait until the continuation of the old system of government sets up works councils on the basis of a law, if we always start from the idea that those who want to take practical action are fragmenting the party, then we will get nowhere. One question must be asked again and again. You see, when we started talking about things here in terms of the tripartite social organism, we and our friends from the parties relatively quickly gained the trust of the working class, the trust of a large part of the working class. At first, they apparently watched this with composure, because they thought, well, as long as a few people are fooling around, it is enough to say: don't worry about these utopians. But then they saw that it was not about utopia at all, but about the beginning of actually doing something practical. The utopia and ideology thing didn't quite work anymore. But then, when we tried to work for the works councils, the accusation of utopia could no longer be maintained at all. And now they are saying that fragmentation is being carried into the party. Yes, but they had to come first and say that; they had to tell the people first that fragmentation was being carried into the party. We did not introduce it. But those who say that they themselves introduced it. Where does the fragmentation come from? There is only one answer to this question: you do not have to talk about it the way you do, then there would be no fragmentation. Well, the matter of the works council is just too serious for such things not to be discussed today. And so I hope that from these points of view, one or other of you will talk a great deal more about the various things that are necessary at this unfortunately poorly attended meeting. Actually, I am very surprised at the opposition that arises here when I take a closer look at some things. The parties, for example, they all actually need a certain going out beyond themselves, namely a going up to something positive. Yesterday I received the “Arbeiterrat” (Workers' Council), the organ of the Workers' Councils of Germany, whose editorial office is held by Ernst Däumig. In this you will find an article entitled “Geistesarbeiterrat und Volksgeist” (Intellectual Workers' Council and National Spirit) by Dr. Heuser, KPD. It discusses a number of issues. In this article, you will find the following, among other things, which I consider so important that I would like to read it to you. So, the article is by Dr. Heuser, a member of the KPD: “However, it is a condition of life in the socialist state that the intellectual element in the life of the people be given its due consideration. There is a great danger that the one-sided consideration of the materially active part of the people will stifle the spiritual conditions of life in the socialist community and transform the state of the future into a material entity in which spiritual forces have no leeway and thus no freedom. The purposeful working class rightly demands: All political power to the workers' councils – all economic power to the works councils. We demand: All spiritual power to the intellectual workers' councils!” — Please, a member of the KPD! All intellectual power to the intellectual workers' councils! “We demand, in addition to the body of workers' councils (political body) and that of the works councils (economic body), a body of intellectual councils (intellectual body), in which the intellectual element of the people can make itself heard at any time and which, to balance the enormous political and economic rights of the overwhelming manual laborers, sufficient influence over the filling of the more important positions in the community with intellectual, capable personalities, since otherwise there is no guarantee that these positions will not be filled, as has been the case so far, in a spiritless manner according to power-political or material-economic considerations. The militaristic Hohenzollern regime collapsed because it failed to understand the social demands of our time, just as the capitalist sham democracy will collapse despite its 'victories'. A socialist state that unilaterally favors the interests of manual laborers and neglects the interests of the intellectual element of the people is just as untenable: it will create a new class antagonism, new oppression, and new struggles. Now I ask you – there is no mention here of reading my book – but I ask you: what is this other than threefolding? And now an especially important conclusion: "However, the spiritual element of nations alone is capable of shaping the international understanding of the future and creating a league of nations that is not hypocritical. Let us assume that in the new socialist state the political workers' councils or the economic works councils have the decisive say – where would that lead? Foreign policy would then either be decided according to (political) power considerations – the cabinet wars of earlier centuries are already a sufficient warning for us – or politics would be decided by economic interests; the world war we have just experienced is a terrible example of this. If, however, politics is guided by considerations of spiritual humanity, then this alone will ensure that a permanent barrier is erected against the temptations of human lust for power and possessions. Only then will civilized man return to justice towards himself and others." This, you see, is an article by a member of the Communist Party on the “Workers' Council,” which is edited by Ernst Däumig. So, those who see things not only through the party glasses, but see them as they are, confirm what has been said here often, namely that the threefolding of the social organism is in the air. It is strange that more people do not think of it. But here you have the whole story of the threefold social order without our movement being mentioned. In my book, of course, it is fully substantiated and developed in detail. You can already find it hinted at in the appeal “To the German People and to the Cultural World”. Unfortunately, however, it is still the case that people today cannot rise to the great issues that are really necessary. Therefore, they will not be able to establish even the smallest institutions in the sense that they correspond to the great reckoning in which we find ourselves. Therefore, it is necessary that we really know today that a cure for economic life can only come about if we first set up an independent economic body – at least we have to start with that. That must be the works council. The other things that have to come will also grow out of the works council: the transport council and the economic council. From these three councils, it will follow that the works councils will deal more with production, the transport councils with the circulation of goods, and the economic councils with the consumer cooperative in the broadest sense. Everything else, such as forestry, agriculture, the extraction of raw materials, and above all, international economic life, can then be incorporated into this council system of economic life. It must be clearly understood that economic life does not present the difficulties which are always mentioned in order to create a bugbear. It is only necessary, when one socializes economically, to record the passive trade balance, that is, the surplus of imports over exports, on the consumption side. Then the right thing will come out by itself. All this is contained in the system of the tripartite social organism, and when people say they do not understand it, it is only because they do not want to take the trouble to really draw the appropriate conclusions, but believe that you first have to draw up a program. Yes, reality is not a program; reality needs more than what can be said in a program. Anyone who talks about reality must assume that people think a little, because reality is very complicated. And I ask you, when it comes to the important question of works councils in a practical sense, not to really imagine the matter as simply as many do today. The future social economic order will have to start from the principle that has been proclaimed for decades, and quite correctly: Production must be for consumption, not for profit. The question is: how do we do it? This question cannot be answered in theory, but rather by you electing works councils and then these works councils coming together in a works council federation. If you proceed in this way, the question of production for consumption will be answered from within people. There is no theory about it, but the solution will be what the living people who come from the economic life have to say, each from their own needs, and what they contribute to the solution. Things have to be tackled in such a way that you don't call it practical when you say that this or that should happen, but when you put people on their feet who should now figure out the right thing through a living interaction. On the surface, it can be said that it is easy to understand what is related to consumption, because the statistics everywhere tell us how much pepper, how much coal, how many knives and forks and the like we need. And if you have the exact statistics, you will simply have to produce as much as these statistics indicate. Yes, even if the statistics are not too old, they would still be completely useless for the present moment. And even if they are new, they are only valid for this one year, and by next year they will already be outdated. What needs to be said about consumption must be continually grasped and approached in a living way. For this you need economic councils. They must be in constant motion. Because it is not that simple. We cannot rely on literature, but we need a living council system that covers the entire economic system. But you have to have the courage to do that. We need living people in place of what capital has done in an egoistic way, so that the reorganization of economic life is done in a social way. Otherwise we will not get anywhere. This is what must be seriously considered today, especially with regard to the question of works councils. In practice, this means nothing other than that the works councils are elected and then meet in a plenary assembly of works councils. Then this works council will have to be supplemented by the transport council and the economic council. In this way we will move forward. How the fact that a practical way is now being indicated to lead to the fragmentation of the parties and to a confusion of minds, that is something that another person can see more clearly than I can. I cannot see it. The parties should not be harmed by this, certainly not if they want to form a united phalanx. They may do it. That will be much better than if the people go their separate ways. We certainly have no interest in people going their separate ways. But we do have an interest – especially when we see that nothing positive can be done through mere programs – in the positive being carried into the working class. Our aim was never to found a new party, but the intention underlying the founding of the “Bund für Dreigliederung” was to help the proletariat achieve a truly social position. And this can only be realized when class rule ceases. But then the question is not what small or large numbers of members adhere to a party program, but rather to ask oneself: What has to happen? And because it is increasingly recognized that the proletariat will never achieve its goal with the old party programs, that is why the impetus for the threefold order is there. I wanted to say this by way of introduction. Now I hope that we will have a lively discussion about the works council question and other related issues. If the works council election is to be the first step towards real socialization, then it can only be good to keep looking at socialization from a different, higher point of view. Discussion
Rudolf Steiner: Today's discussion has only expressed approval. Therefore, I will be able to be quite brief in my closing remarks and only make a few comments. You see, it is good, when faced with such facts, as they have been discussed many times today and which have a hindering effect on what one wants to do in the sense of the progressive socialization of the human community, when faced with such facts, to really look at the whole attitude, at, I would say, the whole state of mind from which something like this arises. At such a serious moment as the present, we should have no illusions or allow ourselves to be deceived. A few days ago you will have read a strange article. I believe it was in the “Sozialdemokrat”. It talks about “pushing and pulling behind the scenes”. The underlying issue is that a so-called “Daimler-Werk-Zeitung” has been founded. This “Daimler-Werk-Zeitung” is supposed to state that the management has no inclination or trust in conducting oral negotiations with the workforce. That is why they are trying to set up a company newspaper. If you read what one or the other writes, it might be easier to reach an understanding. Well, I read this in the Sozialdemokrat. It reminds me that it does happen that people who live together in a family cannot communicate properly, and then, even though they live in the same apartment, they write letters to each other. But apart from that, it is pointed out that a great deal of work has been done behind the scenes, probably between me – this is clearly stated – and between Mr. Muff, who is said to be a major, and between Director Dr. Riebensam. But you see, I heard about this Daimler factory newspaper for the first time through the article in the “Sozialdemokrat”. I knew nothing about Mr. Muff, with whom I am supposed to have conferred, until then. I don't even know him. Dr. Riebensam was at various public meetings, and I occasionally spoke to him quite publicly after these meetings. Beyond that, however, I never had a meeting with him. We merely met each other at a few gatherings, which were not exactly the place to conspire against the Stuttgart working class or against the Daimler workers in particular. There were workers from the Daimler factory standing around everywhere, because most of the gatherings were attended by the Daimler workers themselves. You see, these things arise from strange ideological backgrounds, and you have to be very attentive to see the matter in the right light. Then I would like to point out how strangely this or that point is thought of. I once attended a meeting where socialization was discussed in such a way that ultimately nothing could come of it. I cannot go into the matter itself now. Well, there was also a trade union leader who said: We cannot agree with this matter of threefold social order. I thought that the man would now explain to me his reasons for opposing the threefold social order. But I miscalculated. He knew nothing about it. But he did say, “Yes, you know, you published a flyer with the words ‘Lord’ and ‘Sir’ underneath it, and when you are in such company, we want nothing to do with you.” You see, there is the condemnation, which may have taken on great dimensions now. It comes from very strange ideological backgrounds. I think it would be quite good, precisely in order to muster the impetus to do the things that are important in the first instance, if one were to face such things, which actually arise from quite murky backgrounds – I could also say are washed up – if one were to face such things quite disillusioned. For we are living in such serious times today and need to approach the things we do in such a serious way that we must resolve to believe that progress will only come to those who work with pure means and from a pure mind. My esteemed audience, unfortunately, a great deal of work has been done all over the world in recent decades with impure means and an impure mind, and the world has ultimately come to the great murder through this way of working with impure minds and impure means. If we really want to get out of what we have gotten into, then we need moral strength and courage. That is what I want to say quite openly, especially because it would give me particular pleasure if those people who have so often worked with unclean means and, by virtue of their social position, veiled this would be to point out to them that those whom they have oppressed and in whom the consciousness of their humanity has now awakened, work only with pure means and want to show them how they should have done it. It would give me great pleasure if it could be said of the German proletariat, in particular, that it can be a model for the world in terms of the choice of means. I believe that a great deal will depend on such things in the near future. If you look at the international situation – you only have to look a little beyond the borders – it is immediately apparent that people around the world are waiting for a different tone to be adopted in Germany than was the case before 1914 and after 1914. But not only those in Germany who are still capable of thinking, but also those in the world, that is, outside of Germany, do not believe in anything positive coming from Germany as long as the continuers of the old ways are on top. These things are very important. And that is why courage must not be lacking, so that, despite the present government and despite all party leadership, those whose names have not yet been mentioned will stand up. That they will stand up, lift themselves out of the broad masses of humanity and say: We are here! — Therefore create a works council in a sensible way, because I believe that the works council can be the first step for new people to come to the surface, who judge from completely different backgrounds than those who are now showing the peculiar spectacle of governing the world. It is a national and an international matter that is at stake. Look at such a question as that of the works councils from as high a point of view as possible. Try to create something with it that can exist from a high point of view for the first time, then you will have created something great – even if it is only a beginning, but it will be a beginning to something great. We must not be fainthearted and say: We don't have the people, the proletarians are not yet ready in their education, we have to wait. — We can't wait any longer, we have to act, and we have to have the courage to set up the works council so that it is there. Then the people who have not yet been able to emerge will come to the fore from among them. That is precisely the important thing, that we put people in the right places, where they belong. Because those who have come to the fore so far have shown quite clearly that they have had their day. We need a new spirit, a new system of human activity. We must be quite clear about this. We must write this very thoroughly into our souls. If we take the matter bravely in hand, then we shall make progress. Therefore, I would like to say again and again: Let us take the risk, let us set up the works councils! I have no doubt that there will be those in this works council who have something sensible to say about the progress of human development. Because if one wanted to doubt that, then one would have to despair of humanity altogether, and I do not want that. |
331. Work Councils and Socialization: Fifth Discussion Evening
24 Jun 1919, Stuttgart |
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Nevertheless, one must repeatedly observe that the idea is still not sufficiently understood. But this is of course understandable, because the threefold social order represents a completely new idea, and as with everything new, this idea is also met with a certain pessimism. |
Steiner, then we will have to fight hard in the future, because we must be clear about one thing: whatever is done by the workers, it will always be undermined by capitalism. Our greatest opponent is still capitalism today. As soon as you come up with practical proposals, you will find that everything you do is undermined. |
If the masses of workers were as united internationally as the international capitalists, we would have been spared this terrible ruin. We must try to get the whole economy under control. Dr. Steiner said that many have not yet understood socialization. The workers do not understand what it means. |
331. Work Councils and Socialization: Fifth Discussion Evening
24 Jun 1919, Stuttgart |
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Introductory words Rudolf Steiner: Dear attendees! I would like to begin with a brief introduction, as is also customary in these meetings, and hope that everything of importance to be discussed today will come up during the discussion. We have repeatedly gathered here to discuss the question of the election of workers' councils, and we have tried to make clear in these meetings from which point of view the question of workers' councils is to be treated here, from the point of view of the tripartite social organism. This threefold social organism should structure the whole of social life into three parts, namely the economic, the legal or state, and the spiritual sub-organism. So what has until now been chaotically merged into a unified state should be divided into its three natural parts. One may ask why this should actually happen. It should happen because historical development itself has been pressing towards this threefold order. Thus, this historical development of humanity shows us that, especially in the course of the last three to four centuries, but particularly in the 19th and at the beginning of the 20th century, everything that is human relationships has been pushed together into the unitary state, and that it is precisely because economic conditions have been pushed together with state and spiritual conditions that we have ended up in catastrophes. Until one is willing to recognize that it is only possible to make progress in terms of a recovery of the situation and thus also in the development of humanity by dividing this unitary state into the three parts, one will not be able to make any progress at all, neither with socialization nor with democracy. That is why we have approached the question of workers' councils from the point of view of independent economic life. You can most easily understand the necessity of dividing the unitary state, which has so far been a failure, into three parts if you recognize how everything in economic life differs from actual state and intellectual life. In economic life, on the one hand, everything is subject to natural conditions. These change and vary. The size of the population also plays a role. Then, in economic life, everything depends on people organizing themselves into certain professional branches and professional groups. Furthermore, economic life contains an individual and personal factor, which is the sum of human needs. It is easy to see that the sum of human needs would turn people into a kind of machine for social life if the needs of the individual were somehow to be regulated. That is why you also find it clearly stated in the socialist view, and already with Marx, that in the real socialist community there should be no standardization, no regulation of the needs of the individual. One person has these needs, another those, and it cannot be a matter of some central office dictating to people what needs they should have. Instead, it is a matter of fathoming out needs from life and ensuring through production that needs can actually be satisfied. If you look at the whole of economic life, you will see that everything in economic life must be based on the principle of contract. Everything that makes up economic life is, or should be, based on performance and consideration within a social community. This fact also underlies the demands of the proletarians today, since it has been established that this fact is still not taken into account at all today, namely that a service must be reciprocated. Today the principle still prevails that one takes from the labor of others what one needs or believes one needs, without having to give anything in return. That is why the demands of the proletarian masses today express the view that in the future there should no longer be the possibility of satisfying one's needs from the achievements of the working population without the latter receiving something in return. It must be clear that in economic life it always depends on the specific circumstances, that is, on the natural conditions, the type of occupations, the work, the performance. One can only manage if one establishes connections between the different types of services. Not everything that is done today can always be utilized in the same way. Services that will only be provided in the future must also be foreseen. Yes, there is still much to be said if one wanted to fully characterize economic life in this way. Because everything in economic life must be based on performance and consideration, and because these two depend on different things, everything in economic life must be based on the principle of contract. In the future, we must have cooperatives and associations in economic life that base their mutual performances and considerations on the principle of contract, on the contracts they conclude with each other. This contractual principle must govern all of life and particularly life within consumer cooperatives, production cooperatives and professional associations. A contract is always limited in some way. If no more services are provided, then it no longer makes sense, then it loses its value. The whole of economic life is based on this. The legal system is based on something fundamentally different. It is based on the democratic adoption of all those measures by which every human being is equal to every other in terms of human rights. Labor law is also part of human rights. Every person who has come of age can stand up for this. Every person who has come of age can participate – either directly, for example by means of a referendum, or indirectly through elections or a parliament – in determining the rights that are to prevail among equals. Therefore, it is not the contract that prevails on the legal, state or political level, but the law. In the future, laws will also regulate working conditions, for example. Thus, laws will determine the time, extent and type of work, while what is to be achieved within the legally stipulated working hours will be regulated by contracts within the economic body. Intellectual life, on the other hand, is of a completely different nature. Intellectual life is based on the fact that humanity can develop its abilities for state and economic life. However, this is only possible if the foundations are laid in intellectual life for the appropriate development of the human faculties, which are not simply given to a person at birth but must first be developed. It would be a great mistake to believe that mental and physical abilities — the latter are basically equivalent to the mental ones — can be recognized and cultivated in the same way as state and economic matters. What relates to education and teaching, for example, cannot be based on treaties, laws or ordinances, but must be based on advice given for the development of abilities. Yes, these three spheres of life, spiritual life, legal life and economic life, are very different, so that their mixing is not only a complete impossibility, but also means great harm for human development. Our present confusion and social ills have arisen precisely from this mixing. If we now embark on a problem such as the establishment of works councils, we must first understand from which of the three areas of life the appropriate measures are to be taken. You see, you are right to find in Marxism the view that in a social community everyone must be provided for according to their abilities and needs. But here the question arises: what is the way to provide for everyone in human society according to their abilities and needs? The way to let everyone have their rights with regard to their abilities is through a completely free intellectual life, independent of economic and state life, with the education and school system. And the possibility of letting everyone have their rights with regard to their needs is only given in an independent economic life. In between lies what has been forgotten in Marxism: the legal life, which has to do with what is expressed neither in economic life nor in intellectual life, but which simply depends on the fact that one has come of age and develops a relationship with every adult citizen within a self-contained area. What I do in economic life is subject to the laws of commodity production, commodity circulation and commodity consumption. How I work in the economic life is subject to the law. This distinction must be made in a fundamental way from now on. Only in this way can we go beyond what is today called capitalism and what constitutes the present wage system. Because capital and the wage system are components of economic life, everything that could lead the economic life to recovery is actually undermined. But we should not believe that things are really as simple as many people still imagine them to be. But if we start to do some really positive work, first with the workers' councils and then with the economic councils, it will become clear that this work will be a major, comprehensive undertaking. One of the most difficult tasks within the so-called socialization is to find out how, within the social order, performance and consideration can be regulated in the right way. And the works councils will have to make the first start with this regulation, that is, with the true socialization. This means that the works councils have been given a major, fundamental goal, because they will have to take seriously for the first time what others only talk about: socialization. What people today usually imagine by socialization is, for the most part, not only not socialization, but at best a kind of fiscalization. In some cases, there is a complete lack of clear thought and imagination. As I said, many people today have a much too simplistic view of the matter, which is also due to the fact that economics and, in general, the science of human coexistence - forgive the expression - is still in its infancy, or not even that, because it has not yet been born. It is true that people rightly say: in the future, we shall not produce in order to profit, but we shall produce in order to consume. That is quite right, for in saying this people mean that it is important that everyone should receive what corresponds to his needs. But a healthy community would not yet have been created. This is only given when the performance is matched by a return service, when people are willing to provide something of equal value in return for what others work, produce and deliver for them. And this problem is very difficult to deal with, as you can see from the fact that current science has no concrete ideas or suggestions on the matter. At best, you will find the suggestion today that the state should be replaced by the economic state, a kind of large economic cooperative. But you see, this overlooks the fact that it is impossible to centrally manage an economic entity if it goes beyond a certain size and encompasses too many different economic sectors. But people would only realize this when they have actually set up the so-called economic state. Then they would see that it does not work that way. The matter must be settled in a completely different way, namely, in such a way that, even if one adheres to the principle that production must take place in order to consume, nevertheless, the performance must be matched by a corresponding consideration. One can now say: So we do not care about the comparative value of one good with the other. — What some economists say today sounds like this: We only care about needs and then we centrally produce what is necessary to satisfy those needs and distribute them. — Yes, but you see, it turns out that you are forced to introduce the work compulsion. But this is a terrible measure, especially when it is not necessary. And it is not necessary! The compulsion to work is only considered necessary because of the superstition that there is no other means of realizing the principle of performance and reward than the compulsion to work. Furthermore, no consideration is given to the sophisticated means that will be found in the future to avoid work if, for example, the compulsion to work is introduced by law. So, it is not just that the compulsion to work is unnecessary, but it is also that it could not be carried out at all. But, as I said, the main thing remains that it is not necessary if one thoroughly implements the principle that every performance must be matched by a corresponding return. This can now be concretized in the following way. Do people not have to work, that is, perform some service, if they want to live in human society? By doing so, they produce something that has meaning for others. What a person produces must have a certain value. He must be able to exchange what he produces for what he needs in the way of products from the work of others, and he must be able to do so for a certain length of time. He must be able to satisfy his needs with what he exchanges until he has produced another product of the same kind. Let us take a simple example: if I make a pair of boots, this pair of boots must be worth enough so that I can exchange this pair of boots for what I need until I have made a new pair of boots. You only have a real measure of value when you include everything that has to be paid for people who cannot work, for children who need to be educated, for those who are unable to work, for invalids, and so on. It is possible to determine the correct price of a product. But to do so, the following is necessary: the moment too many workers are working on an item, that is, when an item is produced in too large a quantity, it becomes too cheap. I do not get enough to satisfy my needs until I have produced the same product again. At the moment when too few workers are at work, that is, when an article is not produced in sufficient quantity, it becomes too expensive. Only those who have more than a normal income would be able to buy it. It is therefore necessary, in order to make a fair pricing possible, to ensure that the right number of workers – both intellectual and physical workers – are always working on an article. This means that if, for example, now that we are living in a transitional period, it were to emerge that any given article is being produced in too many factories, that is, that it is being produced in excess, then individual factories would have to be closed down and contracts would have to be concluded with the workers of these factories so that they could continue to work in another industry. Only in this way is it possible to ensure that fair prices are set. There is no other way to do it. If too little of a particular article is produced, new factories would have to be set up for the production of that article. That means that it must be constantly ensured in the economic life that production takes place under consideration of certain proportionalities. Then the wage relationship can cease, then the capital relationship can cease; only the contractual relationship between intellectual and physical laborers regarding the just [fixing of the share due to those who jointly create the product] needs to continue to exist. One actually lives towards this ideal, one hopes for this ideal, one must steer towards this ideal, and everything that does not steer towards this ideal, those are unclear ideas. What is basically intended by the threefold social order is that people should not be deceived, but that they should be told what the living conditions of the social organism are, that is, how one can really live. And it is possible for the present sick social organism to become healthy. But then one must also really look at the concrete living conditions. That is what matters. But if that is to happen, if the economy is to be managed in such a way that the right prices are created, then this forms the true basis for socialization. The old wage relationships, where people fight for higher wages, which usually results in higher prices for food, housing, and so on, must be overcome. The function and significance of money today must be changed. In the future, money will be a kind of portable accounting, a record, so to speak, of what one has produced and what one can exchange for it. All this is not something that can only be pursued in decades, but can be pursued immediately, if only enough people understand it. Everything else is basically wishy-washy. Therefore, the first thing to be aware of is that it is essential for the works councils not to be based on a law, but to emerge directly from economic life. And so, in a primary assembly of the works councils, the experiences of economic life must be at the center. Then the functions and tasks of the works councils will emerge. That is what must be understood, namely that this system of works councils must arise out of economic life and not out of the old state life, and that this system of works councils must be the first thing to really show what socialization is. You can only socialize if you have socializing bodies in economic life. And the works councils should be this first body that really socializes out of economic life. You cannot socialize through decrees and laws, but only through people who work out of economic life. Instead of merely fantastic demands, the impulse of the threefold order of the organism wants to put the truth. And that is what matters today. And I believe that today people can learn what is needed. So far, people have imagined various ways of improving the ailing life of the social organism. And how did things turn out? You see, I have mentioned this before and now I want to refrain from talking about what ideas the previous practitioners of life had in January 1914 until August. But I want to talk about what the practitioners imagined when the misfortune occurred that led us into the present catastrophe: Bethmann Hohlkopf, I wanted to say Bethmann Hollweg, said, it will be a violent but short thunderstorm. - So he spoke of the coming war, and others have said something similar, for example: In six to seven weeks, the German armies should be in Paris and so on. The practitioners always said that at the time, and so it has always been in recent years. And now again, in the October-November catastrophe, what was not said then! Everything that was said has ultimately led to yesterday, which has presented us with hardship and misery. It is now time that we no longer listen to what people predict, but that we finally listen to what is being thought out of reality. Today, there is a lot of talk, for example, on the part of economists and political scientists, but it is never mentioned that the principle that performance must be matched by a return service is based on strict principles of reality. This principle amounts to everyone getting what they need to satisfy their needs for their performance until they have provided a new service. We therefore want to set up works councils to which we can explain the specific task of socializing the economy. Legal norms will not help here, nor will general socialist ideals. The only thing that will help is what is honestly and sincerely taken from reality. And that is what should be brought into the works council. The establishment of the works council should really be the first step towards taking the socialization of economic life seriously. If we start somewhere, further steps will follow. Then people will also be found who will try to create equal rights for all people and the necessary institutions in which people's abilities are fostered. Today, oppression still reigns, as does the phrase. I have often referred to the phrase “free rein for the hardworking”. However, these words usually conceal very selfish interests. Only through a truly free spiritual life can human abilities develop in the future. And only in a legal life in which every human being is equal to another can political conditions develop anew. And in economic life, fair prices must prevail. Then everything will not be geared towards competition between capital and wages or competition between individual companies. But for this to happen, it is necessary to replace the competition that culminates in the interaction of supply and demand with sensible resolutions and contracts, which must emerge from bodies such as the works council that is to be established. What do we actually want with the works council? With the works council, we want to make a start on a real, honestly intended socialization of economic life. And it can fill one with deep satisfaction that, despite some resistance, which has of course been amply asserted in certain circles of the local workforce, the idea of works councils has been met with understanding, so that we have already been able to report about twelve works councils and negotiations are to take place regarding the election of further ones. But if something truly fruitful is to come of it, then works councils must be elected in all companies in the Württemberg area. Then the works councils from the most diverse industries must gather, because only through negotiations, through the exchange of experiences and the resulting measures, can what is the beginning of real socialization come about. You can have this socialization tomorrow, but you cannot just talk about it and let theorists make laws; instead, people must be put in place with whom true socialization can be carried out. Because socialization is not something that will be achieved through laws, socialization will come when there are a thousand people in Württemberg industry. We have tried to tackle the issue where the reality is, and the reality for socialization is in the flesh and blood of the people and not in the laws that are written on paper and are then supposed to magically be transformed into reality. What we want to derive from the reality of people of flesh and blood is called utopia. One might ask: Who are the real utopians? We don't want a utopia! Or is it a utopia to elect a thousand people who can achieve something in the economic field? Are a thousand people of flesh and blood a utopia? Yes, just when it was seen that it was not a utopia, but a number of real people who want to carry out socialization, people started talking about us striving for a utopia. We do not want a utopia, we want the purest, truest and most honest reality! That is what matters to us. That is something that one need only recognize. Therefore, regardless of what is being said by those utopians who have always gone wrong with their utopias, that is, by those utopians who are campaigning against the reality represented by the “Federation for Threefolding”, I ask you to make yourself independent, to rely on your own judgment for once. I believe that any rational person can distinguish utopia from reality. And if people accuse me of merely prophesying something, I think that anyone who has heard what I have said today will no longer speak of mere or even false prophecy. I am not prophesying anything, I am only saying: if a thousand people are chosen from all walks of life, then that is not a prophecy, because what they will do, they will do without prophecy, because they will be a living reality. Enough has been prophesied in recent years. Before November 9, what new victories were always prophesied: “We will win because we must win!” — Those who hurl the word “prophecy” like some kind of slander at those who speak from reality should take note of this. The others have done enough prophesying, that is, the leading circles so far. Now one has to speak to the world in a different tone, one that is already present in the hearts and souls of people. And you elect such people to your works council. Then you will be able to put forward the right thing for true socialization in the world. Discussion
Rudolf Steiner: I would like to respond only to the two direct questions. Mr. Müller is concerned, in a sense, that the works councils could not prevail and that, above all, if they approached the employers with what they assumed to be their powers, they might simply be rejected. You see, in such matters we must also take the actual situation into account, and we must bear in mind that something like the works councils envisaged here has basically never faced the business community. Just consider how, in the course of capitalist development in modern times, the protectionist relationship between the state and capitalist entrepreneurship has grown more and more. On the one hand, the capitalist entrepreneurship supported the state, on the other hand, the state supported the entrepreneurship. This is particularly evident in the various causes of war, especially in the West. But a body that has really emerged from economic life itself, from all sectors of economic life, and that is supported by the trust of the entire workforce, such a body has never faced capitalist entrepreneurship. And I ask you not to disregard this fact. I ask you to compare it with what has already happened historically, namely that when such unified rallies took place, something could be achieved through these rallies. As Mr. Müller said, it certainly depends on whether this unity, this unity, really exists. And the election of the works councils can only take place if this unity exists. It should arise from this unity. If the works councils exist, then they will be a revelation for the unification of the current workforce, and then we will see what happens when the united workforce confronts the business community in the form of the works councils. It is not only the 'works councils of the individual company that face the individual entrepreneurship, but the entire works council, which is made up of members from all sectors and companies, faces the entrepreneurs of an entire economic area. The individual works councils return to their companies as representatives of the entire works council and now face the entrepreneur not as individuals, but as representatives of the works council of the corresponding economic area. This is a power that one must only become aware of. You can safely take a chance on such a trial of strength; it will have significant consequences. That is one thing. The other thing is that, as Mr. Müller also said, the works council should not just have an advisory vote. No, it should not even have just a deciding vote, but should be the actual administrator of the company. It should simply manage the companies itself on behalf of the entire workforce. Naturally, certain difficulties arise from this, and they arise in quite different areas than you imagine. For example, initiative within a company must not be paralyzed by the fact that many want to give orders and the like. But all this can be overcome. That is one thing. But then there is something else to consider. I ask you: what is the capital of an economic enterprise basically based on? No matter how much money the capitalists have, this money only has value if people work, nothing else! So, the workers are not opposed to those people who are actually still entrepreneurs, but to those who only have money. And in this context, we must be clear about one thing: if we live in reality, then we do not live outside of time, but we live in a certain time. And I have the feeling that many people from the working class still talk as if things were as they were seven or eight years ago, before we sailed into this catastrophe of war. I don't think many people have thought about what it means economically that when the war ended, some companies were manufacturing all sorts of things and then breaking them up again. Such things were done because no one knew how to maintain production in a natural way. Things have changed, but today we still have the habit of talking about the old conditions from the point of view of capitalism. You see, in many respects the situation is such that old truths are no longer truths at all today. Of course, the truth of surplus value is a sweeping truth, only today it no longer exists for the most part. It has been blown away, and what is so feared today as capitalism is actually based on terribly hollow ground. This is no longer recognized. You can see this from the fact that people are now thinking: for God's sake, if we could only save ourselves to Entente capitalism, so that we can crawl under there; we can't cope on our own anymore. The time will come when the works council will no longer face capitalism in the old way, but will face the collapsing entrepreneurship and take over what has collapsed. And the time will come when you will say: It was good that we had these works councils, because someone has to manage the factories; the others can't do it anymore, because the business community has largely collapsed, it can't do it anymore. That's what these works councils are for. They may not be present everywhere, but that will be the case. For the most part, they will find abandoned battlefields. It will even not infrequently happen that the entrepreneurs will be glad when the works councils come on behalf of a closed economic area. Now they are still doing so because they believe that they can be covered by the protector state and the laws. They would like to have what they themselves can no longer do covered by the protector state. In this case, strange circumstances would arise. Not only would the works councils be decorative pieces, but the channels would also be found again through which the run-down capital could be restored, through which in turn a variety of things would flow back to where they had gone. People have strange views about this. In Tübingen a professor said: We shall become a poor people in the future. People will no longer be able to pay for schools, so the state will have to step in and pay for them. — The professor was afraid that people would no longer be able to pay for schools. He had only forgotten to ask himself: Where will the state get the money? But only out of the pockets of individuals! In this respect, laws very often only mean that things that have some value end up where they are supposed to be. And under certain circumstances, laws can only be a detour to getting the already crumbling capital back on its feet. A workers' council that emerges from economic life and from the working population will not be one of those. It will know how to stand on its own two feet. Then let it come to the showdown. There is no need to tell us that the workers' councils will stand paralyzed before the entrepreneur. The opposite could also occur due to the current situation. We do not live outside of time, but in a particular time, and in this time, we know that capitalism is on the verge of collapse. We have to take this into account. We must also be aware that economic life must be rebuilt from the other side. And socialism is helped by the collapse into which capitalism has run itself. For the world war catastrophe was at the same time the collapse of capitalism and will consequently influence the collapse more and more. I ask you to bear this in mind. When considering things that relate to the future, one must take such factors into account. When quoting something like the sentence about interest, I would ask you to bear in mind that every sentence in my book strives to honestly state what really is the case, and that my book strictly rejects everything that is said to be the result of interest. So, real growth of capital, as is the case today, where capital can double in fifteen years, is impossible if the reality I describe in my book comes to pass. But I am talking about a legitimate interest rate. In this context, I ask you to consider how I talk about capital in my book. Because, you see, it is easy to fool people by telling them: If you abolish all interest, then the right thing will come out. — In all these things, it is only a matter of whether you can do it. And I have only described things that can really be done. Consider the situation. If the things in my book are realized, money will take on a certain character. I have sometimes expressed this rather trivially to friends by saying: money really starts to stink for the first time in the economic order meant in my book. What does that mean? It means the following: When I acquire realities – money itself is not a reality, but only in that the power relations are such that money is a reality – when I acquire realities, these are subject to the law of being consumed. We have capitalism in the real sense not only within the human world, but also in the animal world. When the hamster hoards, when it lays in its winter supplies, then that is its capital for the near future, only it has the property that it can only be used in the near future, otherwise it would perish. And in our capitalist economic system, we have managed to make money lose the character of all other realities, at least for certain short periods of time. What do we do when we calculate the interest? We multiply the money by the percentage rate and by the time period, and then divide by a hundred. That is how we arrive at the interest. As a result, we have been calculating with unreal, illusory constructs! We have been calculating with what we have presented as representations of reality. What was produced by capital may have long since become unusable, may even no longer exist at all, and yet, according to our power relations, we can calculate: capital times interest rate and time divided by one hundred. [...] In the future, it is important to be aware when founding a company or business – and this must happen again and again, otherwise the whole process of human development would come to a standstill – that past labor is always used in future labor. You see, when you set up a new business, you have to employ new workers, regardless of whether it is a society or an individual that does so. In the past it was the individual, in the future it will depend on the structure of society. So you have to employ workers. When you set up a business that cannot yet give anything back to society, these workers need to feed and clothe themselves. So in order for this business to come into being, work must have been done earlier. Therefore, it must be possible for earlier work to be used for later services. But this is only possible if, when my earlier work is incorporated into a later service, I derive some benefit from it. Because in reality, let's say, I work quite hard today, and it doesn't matter how, but in ten years some new business will be built from what I work on today. That's added to it. When I work today, I also have to get something for my work. It's just that the work is saved for the next one. And that is what I call legitimate interest, and I have called it that because I want to be honest in my book, because I do not want to have cheap success by calling white black. In economic life, past work must be used for future services. Just as work in the present has a return service, so must it also have a return service in the future if it is saved. Economic life makes it necessary for past labor to be used in the future. Consider that capital is gradually being depleted. Whereas capital has now doubled in fifteen years, in the future it will more or less cease to exist after fifteen years. The reverse process is taking place! As the other things become stinking, so does the money. Thus, capital does not bear interest, but it must be made possible for what was worked on earlier to be included in a future performance. Then you must also have the reward for it. I could have called it [in my book] reward, but I wanted to be completely honest and wanted to express: The purpose of economic activity is to incorporate past labor into future performance, and that is what I call the fair remuneration for interest. That is why I also said explicitly: there is no interest on interest. There cannot be, nor can there be any arbitrary labor of capital. Money gets stinky. It gets lost just like other things, like meat and the like. It is no longer there, it no longer works. If you take the things as they are presented in my book, you must bear in mind that I start from what is possible and what should really be, and not from demands that arise from saying: We are abolishing this and that. Yes, my dear audience, someone might eventually come up with the crazy idea of saying: We are abolishing the floor. Then we would no longer be able to walk! You cannot abolish things that are simply necessary in real economic life or in other areas. You have to take things as they are, only then can you be honest. I do not promise people the earth, but I want to speak about the real living conditions of the social organism. And so I wanted to speak here of what can really be implemented, and that will already be what also brings about what unconsciously underlies the demands of the broad working masses. And it is better to strive to fulfill these demands out of a knowledge of reality than to lull people with mere promises.
Rudolf Steiner: I have only a little more to say to you, but this little will be necessary. First of all, it has been said that in principle the only practical possibility for solving the socialization question lies in what the threefold social order wants in relation to works councils or similar. But it has been criticized that the “Bund für Dreigliederung” wants to have the works councils elected in a wild way. Yes, I don't really understand what is meant by the fact that this one is a wild election. Under certain circumstances, one might even be of the opinion, if one studies the draft of the law for the works councils quite impartially, which was in the press some time ago, that this one is a wild thing. So it is important to try to see the matter really impartially. Then it will become clear that if what we as works councils envision comes about in economic life, a good deal of what must be conquered in the future as real power will indeed be achieved. When people keep saying that we are not getting anywhere if we don't have this or that, and that economic power is of no use to us if we don't have political power, and the like, then you have to say in response that it's a matter of starting somewhere, and that you can't always be deterred by saying that this is of no use and that is of no use. You see, I can well understand when someone says: Even if a small area like Württemberg elects works councils, not everyone will do so; the whole of Germany should vote. Yes, of course it would be best if the whole world elected works councils. But I think that since we cannot do it all over the world right away, we should start where we can do it. We have to take into account the circumstances that exist, and first of all we have Württemberg as a closed economic area. If we just start somewhere, then if the project is successful, it will also be possible to continue. I think that we should not be deterred by all the objections. If it is not possible to set up works councils throughout Germany right away, then we must think about what would be fruitful for Württemberg. What is important is to recognize this threefold nature, to see that the matter must be taken in hand in each of the three individual, independent areas of the social organism. I must say that the esteemed speaker who spoke of the wild works councils – because they emerged purely from economic life – has not yet fully understood the threefold social order, otherwise he would not have been able to say that this threefold order is actually already there and that the threefold order is just mixed up. Of course these three members of the social organism are there, but the fact that they were mixed up before is what was wrong. Therefore we want to separate them. It is not important that they are there, but how they are formed or should be formed. And the “Federation for the Threefold Social Organism” would certainly not have been formed if it were not important to present these three elements in a correct way, side by side, in their independence. The fact that the three elements are presented in the right way in life is what is important. Some other things have been said, in particular by the gentleman who, with a slight smile, touched again on the subject of the “idealist”. But what he said was entirely informed by a certain abstract idealism. For example, he said: practitioners must arise. Yes, we must bring things to the people as they are, then one is a practitioner, not when one calls idealistically: practitioners must arise. We do not want to wait, but we want to take such measures that the practitioners can assert themselves. That is what we can do. The call “practitioners shall arise” is an abstract idealistic call. Nor should we say, “A struggle will arise.” That will not create practitioners; they will arise through the liberation of intellectual life and the other areas. Because whenever it is said that we need development, and a sense of pessimism is introduced into the whole thing, I would like to draw your attention to the fact - although I have also pointed this out in the relevant places in my book - that certain things cannot be done overnight. But after all, works councils can be set up overnight, so to speak, and then things will move forward. It is not a matter of always just pointing to development, but of getting down to what can really be done in the short term. I would always like to call out to those who talk about development that they seem to me like a person sitting in a room where the air has become bad and who, before he faints, could open the window to improve the air, but he would have to do the next step. He should not wait for development to improve the air. That is what we should finally understand, that where human action is concerned, people must actually take action. We cannot wait until the Entente workers can come to our aid. Let us do what the workers are supposed to do here, then there is a chance that we will make progress and address the most pressing issues. That will do us more good than devoting ourselves to abstract ideals. Now I would like to come back to one point in particular. It is always said that socialization can only arise from the unity of the proletariat. It can just as well be said, and this will be the really practical thing, that the proletariat should try to devote itself to one great task! What causes the disunity? It arises from the fact that one does not set oneself the right tasks, that one talks past things, that one does not talk much about what matters, not about where the shoe pinches, but that one makes party programs that one can vary at will. Then one can say this and that. But in really factual things, the proletarians agree. They need only remember that it depends on the issues. Therefore, try to establish a body that emerges from the trust of the workforce, in which one negotiates on substantive issues and the objectively necessary. You will see that there will be agreement, because you will talk about something that really is, and not about something that is a mere party program and the like. Party programs are mostly there to avoid talking about the real issues. Try to make a start with this works council and use it to talk about the factual things themselves, and perhaps unity will come about as if by magic.
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331. Work Councils and Socialization: Sixth Discussion Evening
02 Jul 1919, Stuttgart |
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It is only necessary for the entrepreneur to learn to understand what it means to be a buyer of labor. It is only because he does not yet understand that there is still damage. |
If people keep coming to me and saying that they do not understand what is in my book, then I must say that I understand that today, because I would have to be very surprised if, for example, Professor Brentano, whom I have told you about, and his students, who are very numerous, would understand the “Key Points of the Social Question”. |
Because he does not understand this, but is still a university professor, he must understand everything. Because he does not understand, he makes up his own threefolding. |
331. Work Councils and Socialization: Sixth Discussion Evening
02 Jul 1919, Stuttgart |
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The chairman, Mr. Roser, opens the meeting. Introductory words Rudolf Steiner: Dear attendees! I will keep this short today as well and hope that you will make active use of the discussion, so that we might be able to discuss one or two details today. As events are increasingly pushing for a reorganization of the social order, it would not be good if the efforts that are intended to bring about such a reorganization, such as the establishment of works councils, were to be completely abandoned. Because, my dear attendees, there are people who would be quite happy if the works council movement were to die out. All the more reason for us to make an effort not to let it fall asleep. At the last meeting, I spoke about the threefold social order and its connection to the works council question. Today, I would like to say a few words about how an understanding of the works council system can be brought about with regard to the threefold social order. You know that we initially want to create works councils simply from the individual companies. We want works councils to be elected from the individual companies that are simply there and then form a works council for an initially self-contained economic area, say Württemberg. In a general assembly of this council of works councils, everything would then be determined that concerns the tasks, competencies, etc. of the works councils. In this way, economic measures would arise for the first time independently of the other two institutions, i.e., intellectual life and state or legal life, from the personalities involved in economic life. These measures would first be decided upon in the general assembly of the council of works councils. Only then would the tasks arise. Then the individual works councils elected in the companies would return to their companies and take on their tasks there. At the same time, the demands that can only be made for general socialization would then also be on the table. If there were real unanimity - because power lies in that unanimity - any government, whatever it might be, would have to comply. I believe that some people already have a clear sense of what it would mean if these works councils were elected in all companies and formed a general assembly across a unified economic area, and if this general assembly in turn were to adopt resolutions that were then supported by the confidence of the entire workforce in this economic area. That would be real power, because no government, no legislative body, can in the long run contradict a power that is based on its own judgment and on unanimity and trust. In this way, one can think of a very concrete path. But at the same time, this would be the first step towards real socialization, a socialization that can only emerge from the provisions and measures of the people who are managing the economy themselves. Perhaps only when the decisions of such a works council are in place will we know what socialization actually means. Now, however, it must also be clear that the election of the works councils must be handled very sensibly, because this works council will have to take completely new economic measures in many respects and set completely new impulses. I have often said, when speaking about these things in connection with the threefold social order, that what we need most of all at the present time is a real change of thinking. And I imagine that precisely at the moment when, for the first time within a closed economic area, the primary assembly, supported by the confidence of the entire working class, unanimously takes such an economic measure, a change of thinking, a re-learning, could come about. But we must realize how much of today's economic thinking needs to be revised. Therefore, in order for you to be able to orient yourselves regarding the difficult tasks of the works councils, I would like to describe an example of the old way of thinking. You see, this old thinking is not just a collection of thoughts, but it is the expression of the economic order that has existed so far and that has come to an end as a result of the world war catastrophe. But what people thought still extends into more recent times, and that is what must be thoroughly removed from people's minds. I would now like to give a characteristic example of this. An essay has just been published by a very famous teacher of political economy of the old regime, that is, by a man whose ideas reflect much of what the old regime, what the so-called private capital regime that must be overcome, has produced. I would like to cite what is said by Professor Dr. Lujo Brentano as an example of what prevails in the old regime. These thoughts of Brentano's refer to the entrepreneur of the old regime, and he is making a sincere effort, as far as he is able, to form a concept of what the private entrepreneur actually is. You can see from Brentano's closing words that he does not at all regard this private entrepreneur as a superfluous element of the future economic order. He says:
So you see, a true representative of the old economic order says here that private enterprise is not only not at an end, but that it is only now really beginning to flourish, because without it the economic order that is to develop in the future would not be possible at all. We are therefore dealing with an opinion that still dominates many circles today, namely that the abolition of private enterprise is out of the question because it has a future. Therefore, if one approaches the question of the replacement of the old entrepreneurial system by the works councils seriously and not merely in an agitative way, one must deal a little with the thoughts that are haunting people's minds. You have to be prepared, so to speak, you have to know what people are thinking and what they will say when it comes to arguments between the representatives of the past and the representatives of the future, that is, those who want to stand up for the works councils. Now you see, the concept of the entrepreneur is what this economics teacher wants to clarify for himself and present to people. He asks himself the question: What is an entrepreneur? Yes, he now gives three characteristics of the right entrepreneur. First, “that he combines in his hand the right of disposal over the production elements necessary for the manufacture of a product.” But first of all, it must be made clear what this gentleman actually means by “production elements”. What he understands by this is made perfectly clear in one of his sentences. He does not even make this sentence up himself, but borrows it from Emil Kirdorff, one of the most successful men in practice to date. He says: “We directors of joint-stock companies are also employees of the company and have duties and responsibilities towards it.” And now Mr. Brentano has discovered that directors like Privy Councillor Emil Kirdorff are also among the “production elements,” that is, the entrepreneur must have the right of disposal over the “production elements,” which also includes directors. The entire workforce, right up to the directors, are all “production elements.” First, then, an entrepreneur is the one who has the right of disposal over the “production elements”; these also include the directors. And a man like Kirdorff sees quite well that he is actually not a human being, but a “production element” in economic life. You have to realize what kind of ideas are in people's heads. That is why I have repeatedly emphasized that it is necessary to rethink and relearn. So that was the first quality of a real entrepreneur. The second is that “he gives these production elements the purpose of serving a specific production purpose and disposes of them accordingly.” Here one has to bear in mind that all people in production are meant; so he must give them a purpose. That is the second quality. The third is that “he does this at his own risk and expense.” So now we have all three characteristics of a true entrepreneur in the sense of the old regime, that is, the entrepreneur who, in the sense of the old regime, must continue to exist in order to maintain the future economic order and who should have an even greater significance there than he has had so far. You see, if you are not wearing professors' or entrepreneurs' or other blinkers, then you have to admit that people with these three qualities will not tolerate the facts that are now to be created in Europe because after all, we have come so far in our consciousness that the future cannot depend on a small number of entrepreneurs who determine the 'productive elements' of the far greater number of people, that is, the masses. But that is exactly what is required. Now, however, let us follow the train of thought of this representative of the old regime a little further. It is actually extremely interesting. You will probably think I am making a joke, but the following is really in this essay; I am not joking. After initially presenting the vast majority of workers as “production elements,” Brentano strangely includes the workers, the proletarians, among the entrepreneurs! He says: “If the worker is not the producer of a consumer-ready product, he is nonetheless the producer of an independent good that he brings to market at his own risk and expense. He too is an entrepreneur, an entrepreneur of labor services.” So you see, my dear audience, we now have the concept of the entrepreneur before us, as presented by a contemporary economic luminary. This concept of the entrepreneur is so confused, indeed it is just that you are all entrepreneurs as you sit here, namely entrepreneurs of your labor, which you bring to market at your own risk and expense. Yes, and now there is something else. Brentano says that the evil of which people are always talking does not exist at all, since everyone is an entrepreneur. Therefore, he had to find out what it actually is that makes the great masses of people not satisfied with being entrepreneurs at their own risk and expense through their labor. He says: “Once upon a time, the worker was not that, a time when he was absorbed in the business in which he was employed. He was not yet an independent economic unit, but nothing but a cog in the economic enterprise of his master. That was the time of the worker's personal bondage. The master's interest in the progress of his own economy then led him to awaken an interest in his performance in the worker he employed. This brought about the gradual emancipation of the worker, and finally his complete declaration of freedom.” That's nice, except that the damage lies in the following. There is another nice sentence, which reads: “But the capitalist entrepreneur has not yet found his way into this transformation from a gentleman into a mere labor buyer.” So the only harm is that the entrepreneur has not yet found his way into this role, that is, no longer being a gentleman in the old sense, but a buyer of labor. With that, Brentano is actually saying the following: If the worker sells his labor to the entrepreneur for his own account and risk, then everything is in order. It is only necessary for the entrepreneur to learn to understand what it means to be a buyer of labor. It is only because he does not yet understand that there is still damage. So it is only necessary to hammer it into the entrepreneur: you just have to learn to understand how to buy labor on the labor market that the worker sells to you as an entrepreneur of his labor. Yes, it is of course a strange testimony that the gentleman gives to the entrepreneurs. The proletariat is now at the point of saying that it is above all important that labor should no longer be a commodity. But this gentleman gives the entrepreneurs the testimony that they have not even risen to the realization that they are buyers of labor. So this star of political economy thinks that today's entrepreneurship is very backward. But what does all this actually mean? You see, you just have to face the full gravity of this fact. Lujo Brentano is one of the most famous economists of the present day, and one of those who have perhaps put the most ideas into the heads of those who speak as intellectuals about economic life. Yes, we have to look at things clearly today. Today, we often indulge in a belief in authority that is much, much worse than the Catholics' belief in authority towards the princes of the church ever was. People just don't want to admit that. That is why we have to be clear about things, and we have to learn from such things what a great task this works council will have. Above all, it will have to show what economic life really is, because what has emerged from the circles of the intelligentsia as a result of reflecting on economic life was, after all, just cabbage. But what is this cabbage? Let us just look at it in terms of its reality. Why is this cabbage there? People haven't even thought it up. If they had thought it up, they would have come up with something even bigger. They did not even think it up, but simply studied the conditions as they are now, and these conditions are confused, they are a chaos. Very gradually, this thoughtlessness of supply and demand in all areas of economic life has led to chaos. The first act of real socialization must be to start to shape it from scratch. We need, I would say, this sense of the seriousness of what the works council is supposed to be. And I would like to speak of this seriousness again and again and again, because in some circles of the proletariat, too, there is so little of this seriousness and awareness of the magnitude of the task. You see, when one speaks of the threefold social order today, what is one speaking of? We are speaking of what must be done to satisfy the demands of the proletariat, which have been around for decades. But what do we get in return? Yes, there is another article in the Tribüne. It is entitled “Dr. Steiner and the Proletariat”. It says, for example, that the threefold social order is only concerned with ideas and that there are already enough ideas floating around in the air at present. That is what I would call a careless assertion. Then this gentleman should just point out the ideas that are now swarming through the air in such masses. He should just prove the existence of one fruitful idea! It is precisely the lack of ideas that plagues the present day. That is the case, and here it is carelessly asserted that ideas are just swarming around in the air. And then they say: “What helps the worker - I am speaking only of the physically laboring - to improve his life is not sophistry, but an energetic realization of socialism.” But what is the realization of socialism? You see, if you just keep saying socialism, socialism, then you have a phrase, a word! But you have to show the way! When someone says: What helps the worker to improve his life is socialism —– then it seems to me as if someone were to say: I want to go to Tübingen —– and I say to him: Well, you can take the train, there are trains at such and such times. — I tell him exactly how to get to Tübingen, just as the path to the threefold social organism indicates exactly how to achieve socialization. He says: It is sophistry that you give me the minutes of the trains; I say to you, if I want to come to Tübingen, then I only come by moving over to Tübingen. — So roughly one can say: I do not want a certain, concrete, individually characterized way, but I want socialism. — I want to come to Tübingen by moving over. Now, the article continues: “Every individual who is concerned about public life will very often have to deal with political and economic issues together in one sentence.” Yes, but this happens because everything has been mixed up. But it must be separated. Then it says: “Therefore, no ‘threefold social order’, but the realization of socialism!” So again: I want to come to Tübingen by moving across. Yes, we must face the fact that there are obstacles to such a real marking out of the way, as we are trying to do in relation to the now often discussed question of works councils, based on the ideas of the threefold social organism. What really hinders us from marking out the way is that people are always willing to be deceived. But you will achieve nothing by being deceived, however beautifully it may be spun, unless you take definite action, as in the case I mentioned at the beginning of my talk. Let us elect members to the factory councils who are there as human beings and not as ideas whizzing through the air! These people can then decide, on the basis of their economic experience, what is necessary for the recovery of our economic life. Today it is necessary for us to go beyond mere talk and gain insights into economic life and to penetrate from these insights to further development. That we cannot rely on the luminaries, on the authorities, I have shown you today. I have presented one of the most famous to you on the basis of his latest statements. I presented him in such a way that you could see the value of what the followers of tradition say: Yes, the famous Mr. So-and-so said that, you can't counter that with anything else. Of course, if you always point out what this or that person has said about current events, you still don't know what the facts are, even if this or that person is famous. But if you look at things where concepts are in confusion, where concepts are falling apart, then it becomes clear that we have to rethink and relearn in the present. And so I would like to say again and again: if not through something else, then surely the necessity will bring about this rethinking and relearning. Even those who still resist today will have to change their minds, because many things will still happen in this poor Central Europe in the coming years and decades, and many things will have to happen if, for example, one third of the population of Central Europe can no longer be fed, if the old conditions persist in the form they still have as a result of this terrible Treaty of Versailles, the so-called peace. A third of the population of Central Europe would have to die out or be killed if the old conditions were to be maintained. The reason for the reorganization today is, of course, that the old conditions cannot continue at all. But the fact that the imminent prospect is the death or extermination of one-third of the population of Central Europe should convince people today that they can no longer remain in their old, complacent position and say: We are practical people, such ideas are just ideas, you can't get involved in them! — No, people are just too lazy to get involved in something really practical. Today, this practicality must be comprehensive, must not be limited to just one or two areas, but must embrace the whole economic sphere. And if we do not want to abandon this complacency of thought in the face of circumstances, we will not make any progress. Now, with these words I wanted to point out to you how we must move forward, and now we can enter into the discussion. Discussion
Rudolf Steiner: Regarding this document, which is very interesting, I would like to make the comment that there are, after all, employees at present who are able to develop the following idea: the law on works councils is not yet a law, but only a draft. So there is no law on works councils yet. But, according to the four sentences, the gentlemen take the view that it is not just a matter of an overthrow – that could be discussed, but we do not need that – of the existing order and laws if one finds some existing law bad , but the gentlemen take the view that it is already an unlawful subversion if one violates any law that is not yet there, that they do not yet know, or a law that could come out, today. So, the gentlemen undertake to assure all laws that may be imposed on them of their obedience from the outset.
Rudolf Steiner: The workers' committees have their tasks primarily in the individual companies. But the point of setting up works councils is to tackle real socialization. If the works councils are elected now and then come together as a works council, then this original assembly of the works council can take the first steps towards real socialization. Then the workers' committees, if they are to continue to exist, will presumably be able to receive a task for the individual companies, or, which is much more likely, the workers' committees will no longer be needed as such, but the works council will take their place. However, the works council may have to co-opt personalities from the current workers' committees for its further work, since it will not have enough people available to carry out the tasks currently performed by the workers' committees if it only has seven or eight members. These specific questions will only be fully answered when we have a complete works council. The workers' committees were originally set up differently from the works councils. The works councils are intended to be the real leaders of the companies. A real works council would either have the current entrepreneur, if he agrees, as a works councilor, as well as people from the ranks of the employees, the intellectual workers, and the physical workers, or the entrepreneur would have to withdraw. It must be made perfectly clear that the works council is intended to be the real director of the factory, so that all entrepreneurship in the modern sense disappears alongside this works council. The workers' committee, however, is still intended to reflect the old form of entrepreneurship. I ask you to consider this difference carefully, that is, the difference between something that still exists from the old order, such as the workers' committee, and what should now form the first step towards a real reorganization. You must consider this difference, otherwise you will not be able to think about the tasks of the works councils in a truly comprehensive way. Furthermore, it should be borne in mind that the question of the continued existence or reorganization of the workers' committees can only be answered when we have the founding assembly of the works council. Then there is the question of how things should be organized with regard to the works council in a state-owned enterprise. In this regard, I must say – and this has already been mentioned – that there should be no difference in the election of works councils between a private or state-owned company. In a state-owned company, too, an attempt should be made to overcome all prejudices and to elect works councils, so that these works councils will then also have their place in the works council when the so-called statute of the works council is being drafted. Then it will follow that the state's usual absorption of such enterprises will naturally not continue. These enterprises will have to be transformed into independent economic organisms. But this demand will first have to be formulated. You see, the things that underlie the impulse for threefolding are indeed intended as practical demands, but they must first be formulated. They have to be put forward by an individual in his book, and also by a “union” advocating them; but that is not enough. On the economic plane, these demands must be put forward by the economic actors themselves, and they must have the confidence of the entire working population behind them. Furthermore, the question has been raised as to how the socialization of the state railways and the postal and telegraph systems can be carried out from the point of view of threefolding. Of course, people today still have great prejudices in this regard, and it can be readily admitted that the upheaval would be very great indeed if these economic enterprises were also to be transferred from the present state to the administration of an independent economic body. But this must be done, because postal and telegraph services, like the railways, are an integral part of economic life and can only develop properly in economic life if that economic life is independent of state or legal life. | The fact that it is difficult to imagine these things today is due to the following. We have become accustomed to thinking of things as they have always been. We say, “These are facts.” But, my dear audience, facts are things that have been created, created by people, and they can just as easily be re-created, changed. That is what we must bear in mind. It is absolutely essential that everything that belongs to economic life is also really placed on its own free economic ground. The reason why these things are so difficult to imagine today is that today money, which in any case is no longer really money in a large number of European states, is actually based on a very false foundation. Naturally the transition will be difficult because through money humanity is dependent on England as the leading commercial state and because we cannot simply dissuade the English and Americans from the gold standard overnight. In foreign trade with these states, we must of course have the gold standard until, under the pressure of circumstances, the gold standard will also cease. But for the threefold social organism, the aim must be that the state no longer lends value to money, but that money acquires its value within the economic organism. But then money is no longer a commodity, as it is today. Even if it is hidden, today money is in fact a commodity, and only because the state attributes its value to it. But in the threefold social organism, money will only be present as a means of circulation in the sense that it is, so to speak, a flying bookkeeping. You know from what I said eight days ago: everything in the coming economic life will be based on real performance and counter-performance. For the performance, one gets, so to speak, the note, which means nothing other than: on the general credit side, what corresponds to my performance is available to me and I can exchange it for what corresponds to my needs. If I give the note, it means the same as if I were to enter in a small business today what is on the left side to balance what is on the right side. So monetary transactions will be the flying bookkeeping for the economic organism. Such things are actually already in existence today in their beginnings. You know that there is already a kind of credit entry, that is, credit balances that can be transferred without having monetary transactions in certain areas. In fact, most of what the threefold social organism demands is already there in germinal form and present here and there. Those people who today speak of the impracticality of the threefold social organism should see how, here and there – albeit on a small scale, so that it is sometimes not useful but harmful – how, here and there, what exists in combination and stylized on a large scale will give the threefold social organism. Today, the state railways are almost conceived as a state piece of furniture, and one thinks of the upheaval as something terrible. But one must only consider that what matters in the future, namely the administration of economic life by works councils, by transport and economic councils – they are added on top of that – that these changes are entirely related to a real socialization and that all the fears are superfluous. It is therefore important, for example, that the railways are managed in a sensible way and not in such a way that the bureaucratic state is behind them. If you look at things in detail, you will see that practical solutions can be found everywhere. If people keep coming to me and saying that they do not understand what is in my book, then I must say that I understand that today, because I would have to be very surprised if, for example, Professor Brentano, whom I have told you about, and his students, who are very numerous, would understand the “Key Points of the Social Question”. Because I do not think they can understand the book. But it is precisely these people, whose thoughts have not been corrupted by this education, that I believe can understand what is in the “Key Points” if they just overcome their habitual ways of thinking a little.
Rudolf Steiner: There is not much more to say in today's closing remarks either. I will first answer a question that has been asked. This question is: The great mass of the proletariat, still thinking in materialistic terms, expects the activities of the works council to improve its material needs. What measures would have to be taken to quickly and fairly balance needs and wages during the transition period? You see, there are things that cannot be easily achieved from cloud-cuckoo-land. If it were not the case that works councils are absolutely necessary and are finally beginning to do real social work, the proposal to set them up would not be made at all. Therefore, such a view of improving the situation before the works councils start working cannot really be considered very significant. Today, there are many people who come up with strange questions when it comes to asserting the really practical points of view that will now lead humanity to more salutary conditions than we have today. In the last few weeks I have repeatedly experienced people asking: Yes, but now it should be socialized. What will happen to a small shopkeeper on the street after socialization? Or another question: How will the university custodian be socialized if threefolding is to be introduced? Well, if you listen to these questions, they all actually boil down to one, namely, how do we actually bring about the great upheaval in such a way that not everything remains the same? That is what one type of person asks. The other type of people would like to see a great upheaval, but they do not want to do it that way; they do not want to intervene, they want easier measures. And this tendency underlies our question to some extent. One can only answer: With this other, easier form, even for the transition period, nothing can be achieved. Therefore, it is important that those who want improvement are prepared to take the measures that can bring about that improvement. You cannot ask: How do we bring about improvement in the run-up to the establishment of works councils? — But you have to say: In order to bring about improvement, we want to have works councils as soon as possible. I am even afraid that a miracle would not help here either. So don't rely on miracle cures, but take the practical route; the sooner the better. Look, this “Tribune” has just come out, and it contains the essay about me and the proletariat that I mentioned earlier. In the same issue, there is another essay by a university professor who refutes the entire threefold social order point by point. It cannot even be said that what he presents this time is not true, but it is true for a very strange reason. You see, the man does not understand anything about the threefold social order. He is not at all in a position to really understand any of the ideas in my book about the key points of the social question. Because he does not understand this, but is still a university professor, he must understand everything. Because he does not understand, he makes up his own threefolding. That is a terrible mess. If you put together everything he describes as a threefolding, it makes a terrible mess, an unworkable, ridiculous, dreadful mess. And that is what he is now refuting. It is terribly easy to refute what he has concocted. But that is what the essay consists of. It contains nothing of what it is actually about. So the man cannot imagine why this independent economic entity should actually exist. I told you the other day: the independent economic entity must exist in the threefold social organism because everything in the field of economic life must arise out of expertise, out of being involved in economic life, out of the experiences of economic life, and because one cannot decide on economic life in the field of general law, where every mature person has to decide on what makes him equal to every other person. It can only be a blessing for economic life if it is decided by experts. Professor Heck cannot imagine this. He cannot imagine anything different from what he has already seen and experienced and in which his habits of thought are rooted. When it comes to such things, I always think of something I heard recently. Someone — I think it was a professor — said to me: I know the aspirations of the threefold social organism. — I asked him: Does any of it make sense to you? — Not so far, he said. You see, that “not so far” was all he could think of. What has not been so far does not seem to be open to discussion; he could not say anything more about it. You just experience things like that. You encounter objections that are not really objections. Not so long ago, someone even raised the objection: Yes, the idea of the threefold social order is, so to speak, based on a moral point of view, and taking a moral point of view is a big mistake. Yes, this objection has also been raised. The objections are all very strange. One of the most common is: Yes, it would be all very well with this threefold social order, but other people are needed for it. You cannot introduce the threefold social order with the present generation of people. Well, the person who says this does not understand that much of what is expressed in the present generation of people is precisely a consequence of our social conditions and that it will be different the moment our social conditions improve. Well, people never look at things from a truly objective point of view. I will give you a drastic example, which I may have already given here. Was there not a terrible bureaucracy, especially within the civil service in Germany, before this world war? Now, the necessity of not only letting civil servants manage the economy, but also increasingly appointing merchants and industrialists to public offices, so that they could apply their practical wisdom to increasing the war economy, was recognized by the war economy. Then the strange fact arose, which is very interesting. The merchants and industrialists became much more bureaucratic than the bureaucracy had ever been before! So, they have adapted wonderfully to bureaucracy. Anyone who has observed this also knows what it would mean if people were no longer surrounded by unhealthy, i.e. bureaucratic, conditions, but by the kind of conditions that the impulse of the threefold social organism speaks of. In this way, just as industrialists and merchants have been transformed into dyed-in-the-wool bureaucrats within the existing bureaucracy, people would adapt to healthy conditions, and it would no longer be possible to say that one must first have better people in order to establish a better social order. It must be made clear that it is precisely by improving social conditions that people will be given the opportunity to become better people. But if you demand that people must first be better people, then we do not need to improve social conditions at all. If people had not become what they are at present because of social conditions, then social conditions must be good, then they must be all right. You can see from this the necessity of rethinking and relearning. This is what is fundamentally necessary above all else. And if people could only place themselves a little in reality and think from that basis, then we would already be one step further. You see, a very well-meaning young man writes — one would like to help him so much — he writes: Yes, he cannot help but say that perhaps the threefold social order would be a solution if people were different from what they are now. And now I ask you: Don't you think that this man carries in the depths of his soul the view that the others are not better people, but he, who realizes this, is, at least in terms of his nature, this better person? — If you go to the next person who says the same thing, then he in turn sees himself as the better person and a third probably as well. So everyone should say to themselves: if everyone thought like him – and actually, you have to take into account what other people are like – so if everyone thought like him, then the better people would already be there! You see, it is not a matter of thinking in an abstract, logical way, but of being rooted in reality with one's thinking, so that one does not say something that, as a thought, is constantly doing somersaults. But this is precisely what has such a terrible effect in the present and strikes us, that people continually stumble over their own thoughts, which are actually non-thoughts. Therefore, it must be emphasized again and again that not only is a change in our economic life necessary, but also a change in the spiritual structure of our social life. We have been driven by what has happened so far into a crisis of intellectual life in particular. If we look at the world today, what strikes us most? Yes, in the last four to five years, what strikes us most is that basically the truth has not been told about any world affairs, but all world affairs have been distorted, presented in a false light, from reports of battles to the goals of nations. From the motives for war to those for peace, everything has been presented in a distorted way. Everywhere, phrases prevail that do not correspond to the facts in the world. But this lives in everything that has developed from the previous cultural and social conditions. This lives on into the individual activities and institutions of human life. Therefore, we must say that all those who view the social question one-sidedly do not have humanity at heart. One is only honest about humanity when one says to oneself: economic life has led people into crisis, so it must be placed on a different footing. The legal sphere has shown that class privileges and class disadvantages prevail in the individual jurisdictions, so it must be placed on the basis of universal human rights. It has become clear that we call something law that which can only be supported by force, and this has continued to this day. And it has become clear that in the spiritual life, people's thoughts are warped. In the three fundamental spheres of life – economic, legal and spiritual – we see humanity in crisis. Those who are sincere about progress must realize that in each of these three areas, progress must be made independently, because the crises result precisely from the intermingling of these three areas. Therefore, I can only say: If you take decisive measures in any particular area, as you are now doing in connection with the works councils, in the sense of a comprehensive social reorganization, that is, in the sense of the threefold social order, then you are acting in the direction of progress for humanity towards a real social order. Consider this connection between an individual measure and the measures based on an overall view. Only then are you doing your duty today towards humanity and towards yourself. Individual measures have no significance today, only what is conceived in the great social context. The smallest must be thought together with the greatest. Be aware of this: if you succeed in really bringing about the works council, then you will have done something of historical significance for all of humanity that follows, because this is connected with the greatest problems that are posed to humanity today. Therefore, do not ask about small steps, but stand on such ground that really forms the basis for moving forward to action, because action is what matters. And if we add deed to deed to what we understand from the threefold social organism, then we will be able to create what gives us hope of emerging from the terrible situation into which the previous spiritual life, the previous so-called legal life and the previous economic life have led us. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett |
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As we do so our life is enriched in a certain way and we accordingly understand many things in a different way from before. Consider, for example, our behaviour towards other people. |
He has a very different feeling, however, when after death the undergoes the experience I have just described. He no longer feels himself confronting the inferior kingdoms of Nature, but kingdoms of the spiritual world that are superior to him. He feels himself as the lowest kingdom, the others standing above him. Thus, in undergoing all he has previously left unexperienced, man feels all around him beings far higher than himself. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett |
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Yesterday I tried to show how a more intimate study of man's dream-life can lead us towards the Science of Initiation. To a certain extent, the point of view was that of ordinary consciousness. Today it will be my task to enter more deeply into the same subject-matter from the point of view of ‘imaginative’ cognition—i.e. to present what we were studying yesterday as it appears to one who has learnt to see the world in ‘imaginations’. For the moment we will neglect the difference between the two kinds of dreams discussed yesterday, and consider dreams as such. It will be a sound approach to describe ‘imaginative’ vision in relation to dreams which a man endowed with imagination may have. Let us compare such a dream with the self-perception attained by the imaginative seer when he looks back upon his own being—when he observes imaginatively his own or another's organs—or, perhaps, the whole human being as a complete organism. You see, the appearance of the dream-world to imaginative consciousness is quite different from its appearance to ordinary consciousness. The same is true of the physical and etheric organism. Now the imaginative seer can dream too; and under certain circumstances his dreams will be just as chaotic as those of other people. From his own experience he can quite well judge the world of dreams; for, side by side with the imaginative life that is inwardly co-ordinated, clear and luminous, the dream-world runs its ordinary course, just as it does side by side with waking life. I have often emphasised that one who attains really spiritual perception does not become a dreamer or enthusiast, living only in the higher worlds and not seeing external reality. People who are ever dreaming in higher worlds, or about them, and do not see external reality, are not initiates; they should be considered from a pathological point of view, at least in the psychological sense of the term. The real knowledge of initiation does not estrange one from ordinary, physical life and its various relationships. On the contrary, it makes one a more painstaking, conscientious observer than without the faculty of seership. Indeed we may say: if a man has no sense of ordinary realities, no interest in ordinary realities, no interest in the details of others' lives, if he is so ‘superior’ that he sails through life without troubling about its details, he shows he is not a genuine seer. A man with imaginative cognition—he may, of course, also have ‘inspired’ and ‘intuitive’ cognition, but at present I am only speaking of ‘imagination’—is quite well acquainted with dream-life from his own experience. Nevertheless, his conception of dreams is different. He feels the dream as something with which he is connected, with which he unites himself much more strongly than is possible through ordinary consciousness. He can take dreams more seriously. Indeed, only imagination justifies us taking our dreams seriously, for it enables us to look, as it were, behind dreaming and apprehend its dramatic course—its tensions, resolutions, catastrophes, and crises—rather than its detailed con-tent. The individual content interests us less, even before we acquire imagination; we are more interested in studying whether the dream leads to a crisis, or to inner joy, to something that we find easy or that proves difficult—and the like. It is the course of the dream just that which does not interest ordinary consciousness and which I can only call the dramatic quality of the dream—that begins to interest us most. We see behind the scenes of dream-life and, in doing so, become aware that we have before us something related to man's spiritual being in quite a definite way. We see that, in a spiritual sense, the dream is the human being, as the seed is the plant. And in this ‘seed-like’ man we learn to grasp what is really foreign to his present life—just as the seed taken from the plant in the autumn of a given year is foreign to the plant's life of that year and will only be at home in the plant-growth of the following year. It is just this way of studying the dream that gives imaginative consciousness its strongest impressions; for, in our own dreaming being, we detect more and more that we bear within us something that passes over to our next life on earth, germinating between death and a new birth and growing on into our next earthly life. It is the seed of this next earthly life that we learn to feel in the dream. This is extremely important and is further confirmed by comparing this special experience, which is an intense experience of feeling, with the perception we can have of a physical human being standing before us with his several organs. This perception, too, changes for imaginative consciousness, so that we feel like we do when a fresh, green, blossoming plant we have known begins to fade. When, in imaginative consciousness, we observe the lungs, liver, stomach, and, most of all, the brain as physical organs, we say to ourselves that these, in respect to the physical, are all withering. Now you will say that it cannot be pleasant to confront, in imaginations, a physical man as a withering being. Well, no one who knows the Science of Initiation will tell you it is only there to offer pleasant truths to men. It has to tell the truth, not please. On the other hand, it must be remembered that, while we learn to know the physical man as a withering being, we perceive in him the spiritual man; in a sense, you cannot see the spiritual man shine forth without learning to know the physical as a decaying, withering being. Thus man's appearance does not thereby become uglier but more beautiful—and truer, too. And when one is able to perceive the withering of man's organs, which is such a spiritual process, these organs with their etheric content appear as something that has come over from the past—from the last life on earth—and is now withering. In this way we really come to see that the seed of a future life is being formed within the withering process that proceeds from man's being of a former life on earth. The human head is withering most; and the dream appears to imaginative perception as an emanation of the human head. On the other hand, the metabolic and limb organism appears to imaginative vision to be withering least of all. It appears very similar to the ordinary dream; it is least faded and most closely united, in form and content, with the future of man. The rhythmic organisation contained in the chest is the connecting link between them, holding the balance. It is just to spiritual perception that the human heart appears as a remarkable organ. It, too, is seen to be withering; nevertheless, seen imaginatively, it retains almost its physical form, only beautified and ennobled (I say ‘almost’, not ‘completely’). There would be a certain amount of truth in painting man's spiritual appearance as follows: a countenance comparatively wise looking, perhaps even somewhat aged; hands and feet small and childlike; wings to indicate remoteness from the earth; and the heart indicated in some form or other reminiscent of the physical organ. If we can perceive the human being imaginatively, such a picture which we might attempt to paint will not be symbolic in the bad sense that symbolism has today. It will not be empty and insipid, but will contain elements of physical existence while, at the same time, transcending the physical. One might also say, speaking paradoxically (one must begin to speak in paradoxes to some extent when one speaks of the spiritual world, for the spiritual world does really appear quite different from the physical): When we begin to perceive man with imagination we feel in regard to his head: How intensely I must think, if I am to hold my own against this head! Contemplating the human head with imaginative consciousness one gradually comes to feel quite feeble-minded, for with the acutest thoughts acquired in daily life one cannot easily approach this wonderful physical structure of the human head. It is now transformed into something spiritual and its form is still more wonderful as it withers, showing its form so clearly. For the convolutions of the brain actually seem to contain, in a withered form, deep secrets of the world's structure. When we begin to understand the human head we gaze deeply into these cosmic secrets, yet feel ourselves continually baffled in our attempts. On the other hand, when we try to understand the metabolic and limb system with imaginative consciousness, we say to our-selves: Your keen intellect does not help you here; you ought properly to sleep and dream of man, for man only apprehends this part of his organisation by dreaming of it while awake. So you see, we must proceed to a highly differentiated mode of perception when we begin to study man's physical organisation imaginatively. We must become clever, terribly clever, when we study his head. We must become dreamers when studying his system of limbs and metabolism. And we must really swing to and fro, as it were, between dreaming and waking if we want to grasp, in imaginative vision, the wonderful structure of man's rhythmic system. But all this appears as the relic of his last life on earth. What he experiences in the waking state is the relic of his last life; this plays into his present life, giving him as much as I ascribed to him yesterday when I said of his life of action, for example, that only as much of man's actions as he can dream of is really done by himself; the rest is done by the gods in and through him. The present is active to this extent; all the rest comes from his former earthly lives. We see that this is so when we have a man before us and perceive his withering physical organisation. And if we look at what man knows of himself while he dreams—dreams in his sleep—we have before us what man is preparing for the next life on earth. These things can be easily distinguished. Thus imagination leads directly from a study of the waking and sleeping man to a perception of his development from earthly life to earthly life. Now what is preserved in memory occupies a quite special place in the waking and in the sleeping man. Consider your ordinary memories. What you remember you draw forth from within you in the form of thoughts or mental presentations; you represent to yourself past experiences. These, as you know, lose in memory their vividness, impressiveness, colour, etc. Remembered experiences are pale. But, on the other hand, memory cannot but appear to be very closely connected with man's being; indeed it appears to be his very being. Man is not usually honest enough in his soul to make the necessary confession to himself; but I ask you to look into yourself to find out what you really are in respect to what you call your ego. Is there anything there beside your memories? If you try to get to your ego you will scarcely find anything else but your life's memories. True, you find these permeated by a kind of activity, but this remains very shadowy and dim. It is your memories that, for earthly life, appear as your living ego. Now this world of memories which you need only call to mind in order to realise how entirely shadowy they are—what does it become in imaginative cognition? It ‘expands’ at once; it becomes a mighty tableau through which we survey, in pictures, all that we have experienced in our present life on earth. One might say: If this1 be man, and this the memory within him, imagination at once extends this memory back to his birth. One feels oneself outside of space; here all consists of events. One gazes into a tableau and surveys one's whole life up to the present. Time becomes space. It is like looking down an avenue; one takes in one's whole past in a tableau, or panorama, and can speak of memory expanding. In ordinary consciousness memory is confined, as it were, to a single moment at a time. Indeed, it is really as follows: If, for example, we have reached the age of forty and are recalling, not in ‘imagination’, but in ordinary consciousness, something experienced twenty years ago, it is as if it were far off in space, yet still there. Now—in imaginative cognition—it has remained; it has no more disappeared than the distant trees of an avenue. It is there. This is how we gaze into the tableau and know that the memory we bear with us in ordinary consciousness is a serious illusion. To take it for a reality is like taking a cross-section of a tree trunk for the tree trunk itself. Such a section is really nothing at all; the trunk is above and below the mere picture thus obtained. Now it is really like that when we perceive memories in imaginative cognition. We detect the utter unreality of the individual items; the whole expands almost as far as birth—in certain circumstances even farther. All that is past becomes present; it is there, though at the periphery. Once we have grasped this, once we have attained this perception, we can know—and re-observe at any moment—that man reviews this tableau when he leaves his physical body at death. This lasts some days and is his natural life-element. On passing through the gate of death man gazes, to begin with, at his life in mighty, luminous, impressive pictures. This constitutes his experience for some days. But we must now advance farther in imaginative cognition. As we do so our life is enriched in a certain way and we accordingly understand many things in a different way from before. Consider, for example, our behaviour towards other people. In ordinary life we may, in individual cases, think about the intentions we have had, the actions we have performed—our whole attitude towards others. We think about all this, more or less. according as we are more or less reflective persons. But now all this stands before us. In our idea of our behaviour we only grasp a part of the full reality. Suppose we have done another a service or an injury. We learn to see the results of our good deed, the satisfaction to the other man, perhaps his furtherance in this or that respect—i.e. we see the results which may follow our deed in the physical world. If we have done an evil deed, we come to see we have injured him, we see that he remained unsatisfied or, perhaps, was even physically injured; and so on. All this can be observed in physical life if we do not run away from it, finding it unpleasant to observe the consequences of our deeds. This, however, is only one side. Every action we do to human beings, or indeed to the other kingdoms of Nature, has another side. Let us assume that you do a good deed to another man. Such a deed has its existence and its significance in the spiritual world; it kindles warmth there; it is, in a sense, a source of spiritual rays of warmth. In the spiritual world ‘soul-warmth’ streams from a good deed, ‘soul-coldness’ from an evil deed done to other human beings. It is really as if one engendered warmth or coldness in the spiritual world according to one's behaviour to others. Other human actions act like bright, luminous rays in this or that direction in the spiritual world; others have a darkening effect. In short, one may say that we only really experience one half of what we accomplish in our life on earth. Now, on attaining imaginative consciousness, what ordinary consciousness knows already, really vanishes. Whether a man is being helped or injured is for ordinary consciousness to recognise; but the effect of a deed, be it good or evil, wise or foolish, in the spiritual world—its warming or chilling, lightening or darkening action (there are manifold effects)—all this arises before imaginative consciousness and begins to be there for us. And we say to ourselves: Because you did not know all this when you let your ordinary consciousness function in your actions, it does not follow that it was not there. Do not imagine that what you did not know of in your actions—the sources of luminous and warming rays, etc.—was not there because you did not see or experience it. Do not imagine that. You have experienced it all in your sub-consciousness; you have been through it all. Just as the spiritual eyes of your higher consciousness see it now, so, while you were helping or harming another by your kind or evil deed, your sub-consciousness experienced its parallel significance for the spiritual world. Further: when we have progressed and attained a sufficient intensification of imaginative consciousness we do not only gaze at the panorama of our experiences, but become perforce aware that we are not complete human beings until we have lived through this other aspect of our earthly actions, which had remained subconscious before. We begin to feel quite maimed in the face of this life-panorama that extends back to birth, or beyond it. It is as if something had been torn from us. We say to ourselves continually: You ought to have experienced that aspect too; you are really maimed, as if an eye or a leg had been removed. You have not really had one half of your experiences. This must arise in the course of imaginative consciousness; we must feel ourselves maimed in this way in respect to our experiences. Above all, we must feel that ordinary life is hiding something from us. This feeling is especially intense in our present materialistic age. For men simply do not believe today that human actions have any value or significance beyond that for immediate life which takes its course in the physical world. It is regarded, more or less, as folly to declare that something else takes place in the spiritual world. Nevertheless, it is there. This feeling of being maimed comes before ‘inspired’ consciousness and one says to one's self: I must make it possible for myself to experience all I have failed to experience; yet this is almost impossible, except in a few details and to a very limited extent. It is this tragic mood that weighs upon one who sees more deeply into life. There is so much in life that we cannot fulfil on earth. In a sense, we must incur a debt to the future, admitting that life sets tasks which we cannot absolve in this present earthly life. We must owe them to the universe, saying: I shall only be able to experience that when I have passed through death. The Science of Initiation brings us this great, though often tragical enrichment of life; we feel this unavoidable indebtedness to life and recognise the necessity of owing the gods what we can only experience after death. Only then can we enter into an experience such as we owe to the universe. This consciousness that our inner life must, in part, run its course by incurring debts to the future after death, leads to an immense deepening of human life. Spiritual science is not only there that we may learn this or that theoretically. He who studies it as one studies other things, would be better employed with a cookery book. Then, at least, he would be impelled to study in a more than theoretical manner, for life, chiefly the life of the stomach and all connected therewith, takes care that we take a cookery book more seriously than a mere theory. It is necessary for spiritual science, on approaching man, to deepen his life in respect to feeling. Our life is immensely deepened when we become aware of our growing indebtedness to the gods and say: One half of our life on earth cannot really be lived, for it is hidden under the surface of existence. If, through initiation, we learn to know what is otherwise hidden from ordinary consciousness, we can see a little into the debts we have incurred. We then say: With ordinary consciousness we see we are incurring debts, but cannot read the ‘promissory note’ we ought to write. With initiation-consciousness we can, indeed, read the note, but cannot meet it in ordinary life. We must wait till death comes. And, when we have attained this consciousness, when we have so deepened our human conscience that this indebtedness is quite alive in us, we are ready to follow human life farther, beyond the retrospective tableau of which I have spoken and in which we reach back to birth. We now see that, after a few days, we must begin to experience what we have left un-experienced; and this holds for every single deed we have done to other human beings in the world. The last deeds done before death are the first to come before us, and so backwards through life. We first become aware of what our last evil or good deeds signify for the world. Our experience of them while on earth is now eliminated; what we now experience is their significance for the world. And then we go farther back, experiencing our life again, but backwards. We know that while doing this we are still connected with the earth, for it is only the other side of our deeds that we experience now. We feel as if our life from now onwards were being borne in the womb of the universe. What we now experience is a kind of embryonic stage for our further life between death and a new birth; only, it is not borne by a mother but by the world, by all that we did not experience in physical life. We live through our physical life again, backwards and in its cosmic significance. We experience it now with a very divided consciousness. Living here in the physical world and observing the creatures around him, man feels himself pretty well as the lord of creation; and even though he calls the lion the king of beasts, he still feels himself, as a human being, superior. Man feels the creatures of the other kingdoms as inferior; he can judge them, but does not ascribe to them the power to judge him. He is above the other kingdoms of Nature. He has a very different feeling, however, when after death the undergoes the experience I have just described. He no longer feels himself confronting the inferior kingdoms of Nature, but kingdoms of the spiritual world that are superior to him. He feels himself as the lowest kingdom, the others standing above him. Thus, in undergoing all he has previously left unexperienced, man feels all around him beings far higher than himself. They unfold their sympathies and antipathies towards all he now lives through as a consequence of his earthly life. In this experience immediately after death we are within a kind of ‘spiritual rain’. We live through the spiritual counterpart of our deeds, and the lofty beings who stand above us rain down their sympathies and antipathies. We are flooded by these, and feel in our spiritual being that what is illuminated by the sympathies of these lofty beings of the higher hierarchies will be accepted by the universe as a good element for the future; whereas all that encounters their antipathies will be rejected, for we feel it would be an evil element in the universe if we did not keep it to ourselves. The antipathies of these lofty beings rain down on an evil deed done to another human being, and we feel that the result would be something exceedingly bad for the universe if we released it, if we did not retain it in ourselves. So we gather up all that encounters the antipathies of these lofty beings. In this way we lay the foundation of our destiny, of all that works on into our next earthly life in order that it may find compensation through other deeds. One can describe the passage of the human being through the soul-region after death from what I might call its more external aspect. I did this in my book Theosophy, where I followed more the accustomed lines of thought of our age. Now in this recapitulation within the General Anthroposophical Society I want to present a systematic statement of what Anthroposophy is, describing these things more inwardly. I want you to feel how man, in his inner being—in his human individuality—actually lives through the state after death. Now when we understand these things in this way, we can again turn our attention to the world of dreams, and see it in a new light. Perceiving man's experience, after death, of the spiritual aspects of his earthly life, his deeds and thoughts, we can again turn to the dreaming man, to all he experiences when asleep. We now see that he has already lived through the above when asleep; but it remained quite unconscious. The difference between the experience in sleep and the experience after death becomes clear. Consider man's life on earth. There are waking states interrupted again and again by sleep. Now a man who is not a ‘sleepy-head’ will spend about a third of his life asleep. During this third he does, in fact, live through the spiritual counterpart of his deeds; only he knows nothing of it, his dreams merely casting up ripples to the surface. Much of the spiritual counterpart is perceived in dreams, but only in the form of weak surface-ripples. Nevertheless in deep sleep we do experience unconsciously the whole spiritual aspect of our daily life. So we might put it this way: In our conscious daily life we experience what others think and feel, how they are helped or hindered by us; in sleep we experience unconsciously what the gods think about the deeds and thoughts of our waking life, though we know nothing of this. It is for this reason that one who sees into the secrets of life seems to himself so burdened with debt, so maimed—as I have described. All this has remained in the subconscious. Now after death it is really lived through consciously. For this reason man lives through the part of life he has slept through, i.e. about one-third, in time, of his earthly life. Thus, when he has passed through death, he lives through his nights again, backwards; only, what he lived through unconsciously, night by night, now becomes conscious. We could even say—though it might almost seem as if we wanted to make fun of these exceedingly earliest matters: If one sleeps away the greater part of one's life, this retrospective experience after death will last longer; if one sleeps little, it will be shorter. On an average it will last a third of one's life, for one spends that in sleep. So if a man lives till the age of sixty, such experience after death will last twenty years. During this time he passes through a kind of embryonic stage for the spiritual world. Only after that will he be really free of the earth; then the earth no longer envelopes him, and he is born into the spiritual world. He escapes from the wrappings of earthly existence which he had borne around him until then, though in a spiritual sense, and feels this as his birth into the spiritual world.
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234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett |
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This is what we do in the spiritual world when we experience backwards the spiritual counter-images of all we have undergone during earthly life. Suppose you have had an experience with something in the external realm of Nature—let us say, with a tree. |
Now, on going backwards through our life, we do not undergo our experience, but his. We experience what he experienced through our deed. That, too, is a part of the spiritual counterpart and is inscribed into the spiritual world. |
Then, as we retrace our life backwards through birth and beyond, we reach out into the wide spaces of spiritual existence. It is only now, after having undergone all this, that we enter the spiritual world and are really able to live there. Our faculty of memory now undergoes its fourth metamorphosis. |
234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett |
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You have seen from the preceding lectures that a study of man's faculty of memory can give us valuable insight into the whole of human life and its cosmic connections. So today we will study this faculty of memory as such, in the various phases of its manifestation in human life, beginning with its manifestation in the ordinary consciousness that man has between birth and death. What man experiences in concrete, everyday life, in thinking, feeling and willing, in unfolding his physical forces, too—all this he transforms into memories which he recalls from time to time. But if you compare the shadowy character of these memory-pictures, whether spontaneous or deliberately sought, with the robust experiences to which they refer, you will say that they exist as mere thoughts or mental presentations; you are led to call memories just ‘pictures’. Nevertheless, it is these pictures that we retain in our ego from our experiences in the outer world; in a sense, we bear them with us as the treasure won from experience. If a part of these memories should be lost—as in certain pathological cases of which I have already spoken—our ego itself suffers injury. We feel that our immermost being, our ego, has been damaged if it must forfeit this or that from its treasury of memories, for it is this treasury that makes our life a complete whole. One could also point to the very serious conditions that sometimes result in cases of apoplectic stroke when certain portions of the patient's past life are obliterated from his memory. Moreover, when we survey from a given moment our life since our last birth, we must feel our memories as a connected whole if we are to regard ourselves rightly as human souls. These few features indicate the role of the faculty of memory in physical, earthly life. But its role is far greater still. What would the external world with all its impressions constantly renewed, with all it gives us, however vividly—what would it be to us if we could not link new impressions to the memories of past ones! Last, but not least, we may say that, after all, all learning consists in linking new impressions to the content borne in memory. A great part of educational method depends on finding the most rational way of linking the new things we have to teach the children to what we can draw from their store of memories. In short, whenever we have to bring the external world to the soul, to evoke the soul's own life that it may feel and experience inwardly its own existence, we appeal to memory in the last resort. So we must say that, on earth, memory constitutes the most important and most comprehensive part of man's inner life. Let us now study memory from yet another point of view. It is quite easy to see that the sums of memories we bear within us is really a fragment. We have forgotten so much in the course of life; but there are moments, frequently abnormal, when what has been long forgotten comes before us again. These are especially such moments in which a man comes near to death and many things emerge that have long been far from his conscious memory. Old people, when dying, suddenly remember things that had long disappeared from their conscious memory. Moreover, if we study dreams really intimately—and they, too, link on to memory—we find things arising which have quite certainly been experienced, but they passed us by unnoticed. Nevertheless, they are in our soul life, and arise in sleep when the hindrances of the physical and etheric organism are not acting and the astral body and ego are alone. We do not usually notice these things and so fail to observe that conscious memory is but a fragment of all we receive; in the course of life we take in much in the same form, only, it is received into the subconscious directly, where it is inwardly elaborated. Now, as long as we are living on earth, we continue to regard the memories that arise from the depths of our soul in the form of thoughts as the essential part of memory. Thoughts of past experience come and go. We search for them. We regard that as the essence of memory. However, when we go through the gate of death our life on earth is followed by a few days in which pictures of the life just ended come before us in a gigantic perspective. These pictures are suddenly there: the events of years long past and of the last few days are there simultaneously. As the spatial exists side by side and only possesses spatial perspective, so the temporal events of our earthly life are now seen side by side and possess ‘time-perspective’. This tableau appears suddenly, but, during the short time it is there, it becomes more and more shadowy, weaker and weaker. Whereas in earthly life we look into ourselves and feel that we have our memory-pictures ‘rolled up’ within us, these pictures now become greater and greater. We feel as if they were being received by the universe. What is at first comprised within the memory tableau as in a narrow space, becomes greater and greater, more and more shadowy, until we find it has expanded to a universe, becoming so faint that we can scarcely decipher what we first saw plainly. We can still divine it; then it vanishes in the far spaces and is no longer there. That is the second form taken by memory—in a sense, its second metamorphosis—in the first few days after death. It is the phase which we can describe as the flight of our memories out into the cosmos. And all that, like memory, we have bound so closely to our life between birth and death, expands and becomes more and more shadowy, to be finally lost in the wide spaces of the cosmos. It is really as if we saw what we have actually been calling our ego during earthly life, disappear into the wide spaces of the cosmos. This experience lasts a few days and, when these have passed, we feel that we ourselves are being expanded too. Between birth and death we feel ourselves within our memories; and now we actually feel ourselves within these rapidly retreating memories and being received into the wide spaces of the universe. After we have suffered this super-sensible stupor, or faintness, which takes from us the sum-total of our memories and our inner consciousness of earthly life, we live in the third phase of memory. This third phase of memory teaches us that what we had called ourself during earthly life—in virtue of our memories—has spread itself through the wide spaces of the universe, thereby proving its insubstantiality for us. If we were only what can be preserved in our memories between birth and death, we would be nothing at all a few days after death. But we now enter a totally different element. We have realised that we cannot retain our memories, for the world takes them from us after death. But there is something objective behind all the memories we have harboured during earthly life. The spiritual counterpart, of which I spoke yesterday, is engraved into the world; and it is this counterpart of our memories that we now enter. Between birth and death we have experienced this or that with this or that person or plant or mountain spring, with all we have approached during life. There is no single experience whose spiritual counterpart is not engraved into the spiritual world in which we are ever present, even while on earth. Every hand-shake we have exchanged has its spiritual counterpart; it is there, inscribed into the spiritual world. Only while we are surveying our life in the first days after death do we have these pictures of our life before us. These conceal, to a certain extent, what we have inscribed into the world through our deeds, thoughts and feelings. The moment we pass through the gate of death to this other ‘life’, we are at once filled with the content of our life-tableau, i.e. with pictures which extend, in perspective, back to birth and even beyond. But all this vanishes into the wide cosmic spaces and we now see the spiritual counter-images of all the deeds we have done since birth. All the spiritual counter-images we have experienced (unconsciously, in sleep) become visible, and in such a way that we are immediately impelled to retrace our steps and go through all these experiences once more. In ordinary life, when we go from Dornach to Basle we know we can go from Basle to Dornach, for we have in the physical world an appropriate conception of space. But in ordinary consciousness we do not know, when we go from birth to death, that we can also go from death to birth. As in the physical world one can go from Dornach to Basle and return from Basle to Dornach, so we go from birth to death during earthly life, and, after death, can return from death to birth. This is what we do in the spiritual world when we experience backwards the spiritual counter-images of all we have undergone during earthly life. Suppose you have had an experience with something in the external realm of Nature—let us say, with a tree. You have observed the tree or, as a woodman, cut it down. Now all this has its spiritual counterpart; above all, whether you have merely observed the tree, or cut it down, or done something else to it, has its significance for the whole universe. What you can experience with the physical tree you experience in physical, earthly life; now, as you go backwards from death to birth, it is the spiritual counterpart of this experience that you live through. If, however, our experience was with another human being—if, for example, we have caused him pain—there is already a spiritual counterpart in the physical world; only, it is not our experience: it is the pain experienced by the other man. Perhaps the fact that we were the cause of his pain gave us a certain feeling of satisfaction; we may have been moved by a feeling of revenge or the like. Now, on going backwards through our life, we do not undergo our experience, but his. We experience what he experienced through our deed. That, too, is a part of the spiritual counterpart and is inscribed into the spiritual world. In short, man lives through his experiences once more, but in a spiritual way, going backwards from death to birth. As I said yesterday, it is a part of this experience to feel that beings whom, for the present, we may call ‘superhuman’, are participating in it. Pressing onwards through these spiritual counterparts of our experiences, we feel as if these spiritual beings were showering down their sympathies and antipathies upon our deeds and thoughts, as we experience them backwards. Thereby we feel what each deed done by us on earth, each thought, feeling, or impulse of will, is worth for purely spiritual existence. In bitter pain we experience the harmfulness of some deed we have done. In burning thirst we experience the passions we have harboured in our soul; and this continues until we have sufficiently realised the worthlessness, for the spiritual world, of harbouring passions and have outgrown these states which depend on our physical, earthly personality. At this point of our studies we can see where the boundary between the psychical and the physical really is. You see, we can easily regard things like thirst or hunger as physical. But I ask you to imagine that the same physical changes that are in your organism when you are thirsty were in a body not ensouled. The same changes could be there, but the soulless body would not suffer thirst. As a chemist you might investigate the changes in your body when you are thirsty. But if, by some means, you could produce these same changes, in the same substances and in the same complex of forces, in a body without a soul, it would not suffer thirst. Thirst is not something in the body; it lives in the soul—in the astral—through changes in the physical body. It is the same with hunger. And if someone, in his soul, takes great pleasure in something that can only be satisfied by physical measures in physical life, it is as if he were experiencing thirst in physical life; the psychical part of him feels thirst, burning thirst, for those things which he was accustomed to satisfy by physical means. For one cannot carry out physical functions when the physical body has been laid aside. Man must first accustom himself to live in his psycho-spiritual being without his physical body; and a great part of the backward journey I have described is concerned with this. At first he experiences continually burning thirst for what can only be gratified through a physical body. Just as the child must accustom himself to use his organs—must learn to speak, for example—so man between death and a new birth must accustom himself to do without his physical body as the foundation of his psychical experiences. He must grow into the spiritual world. There are descriptions of this experience which, as I said yesterday, lasts one-third of the time of physical life, which depict it as a veritable hell. For example, if you read descriptions like those given in the literature of the Theosophical Society where, following oriental custom, this life is called Kamaloka, they will certainly make your flesh creep. Well, these experiences are not like that. They can appear so if you compare them directly with earthly life, for they are something to which we are so utterly unaccustomed. We must suddenly adapt ourselves to the spiritual counter-images and counter-values of our earthly experience. What we felt on earth as pleasure, is there privation, bitter privation, and, strictly speaking, only our unsatisfying, painful or sorrowful experiences on earth are satisfying there. In many respects that is somewhat horrible when compared with earthly life; but we simply cannot compare it with earthly life directly, for it is not experienced here but in the life after death where we do not judge with earthly conceptions. So when, for example, you experience after death the pain of another man through having caused him pain on earth, you say to yourself at once: ‘If I did not feel this pain, I would remain an imperfect human soul, for the pain I have caused in the universe would continually take something from me. I only become a whole human being by experiencing this compensation.’ It may cost us a struggle to see that pain experienced after death in return for pain caused to another, is really a blessing. It will depend on the inner constitution of our soul whether we find this difficult or not; but there is a certain state of soul in which this painful compensation for many things done on earth is even experienced as bliss. It is the state of soul that results from acquiring on earth some knowledge of the super-sensible life. We feel that, through this painful compensation, we are perfecting our human being, while, without it, we should fall short of full human stature. If you have caused another pain, you are of less value than before; so, if you judge reasonably, you will say: In face of the universe I am a worse human soul after causing pain to another than before. You will feel it a blessing that you are able, after death, to compensate for this pain by experiencing it yourself. That, my dear friends, is the third phase of memory. At first what we have within us as memory is condensed to pictures, which last some days after death; then it is scattered through the universe, your whole inner life in the form of thoughts returning thereto. But while we lose the memories locked up within us during earthly life—while these seek the cosmic spaces—the world, from out of all we have spiritually engraved upon it, gives us back to ourselves in objective form. There is scarcely a stronger proof of man's intimate connection with the world than this; that after death, in regard to our inner life, we have first to lose ourselves, in order to be given back to ourselves from out of the universe. And we experience this, even in the face of painful events, as something that belongs to our human being as a whole. We do, indeed, feel that the world takes to itself the inner life we possessed here, and gives back to us again what we have engraved upon it. It is just the part we did not notice, the part we passed by but inscribed upon spiritual existence with clear strokes, that gives us our own self again. Then, as we retrace our life backwards through birth and beyond, we reach out into the wide spaces of spiritual existence. It is only now, after having undergone all this, that we enter the spiritual world and are really able to live there. Our faculty of memory now undergoes its fourth metamorphosis. We feel that everywhere behind the ordinary memory of earthly life something has been living in us, though we were not aware of it. It has engraved itself into the world and now we, ourselves, become it. We have received our earthly life in its spiritual significance; we now become this significance. After travelling back through birth to the spiritual world we find ourselves confronting it in a very peculiar way. In a sense, we ourselves in our spiritual counterpart—in our true spiritual worth—now confront the world. We have passed through the above experiences, have experienced the pain caused to another, have experienced the spiritual value corresponding to an experience with a tree, let us say; we have experienced all this, but it was not self-experience. We might compare this with the embryonic stage of human life; for then—and even throughout the first years of life—all we experience does not yet reach the level of self-consciousness, which only awakens gradually. Thus, when we enter the spiritual world, all we have experienced backwards gradually becomes ourself, our spiritual self-consciousness. We are now what we have experienced; we are our own spiritual worth corresponding thereto. With this existence, that really represents the other side of our earthly existence, we enter the world that contains nothing of the ordinary kingdoms of external Nature—mineral, plant and animal kingdoms—for these belong to the earth. But in that world there immediately come before us, first, the souls of those who have died before us and to whom we stood in some kind of relationship, and then the individualities of higher spiritual beings. We live as spirit among human and non-human spirits, and this environment of spiritual individualities is now our world. The relationship of these spiritual individualities, human or non-human, to ourselves now constitutes our experience. As on earth we have our experience with the beings of the external kingdoms of Nature, so now, with spiritual beings of different ranks. And it is especially important that we have felt their sympathies and antipathies like spiritual rain—to use yesterday's metaphor—permeating these experiences during the retrospective part of the life between death and birth that I have described to you schematically. We now stand face to face with these beings of whom we previously perceived only their sympathies and antipathies while we were living through the spiritual counterpart of our earthly life: we live among these beings now that we have reached the spiritual world. We gradually feel as if inwardly permeated with force, with impulses proceeding from the spiritual beings around us. All that we have previously experienced now becomes more and more real to us, in a spiritual way. We gradually feel as if standing in the light or shadow of these beings in whom we are beginning to live. Before, through living through the spiritual worth corresponding to some earthly experience, we felt this or that about it, found it valuable or harmful to the cosmos. We now feel: There is something I have done on earth, in thought or deed; it has its corresponding spiritual worth, and this is engraved into the spiritual cosmos. The beings whom I now encounter can either do something with it, or not; it either lies in the direction of their evolution or of the evolution for which they are striving, or it does not. We feel ourselves placed before the beings of the spiritual world and realise that we have acted in accordance with their intentions or against them, have either added to, or subtracted from, what they willed for the evolution of the world. Above all, it is no mere ideal judgment of ourselves that we feel, but a real evaluation; and this evaluation is itself the reality of our existence when we enter the spiritual world after death. When you have done something wrong as a man in the physical world, you condemn it yourself if you have sufficient conscience and reason; or it is condemned by the law, or by the judge, or by other men who despise you for it. But you do not grow thin on this account—at least, not very thin, unless you are quite specially constituted. On entering the world of spiritual beings, however, we do not merely meet the ideal judgment that we are of little worth in respect of any fault or disgraceful deed we have committed; we feel the gaze of these beings resting upon us as if it would annihilate our very being. In respect of all we have done that is valuable, the gaze of these beings falls upon us as if we first attained thereby our full reality as psycho-spiritual beings. Our reality depends upon our value. Should we have hindered the evolution that was intended in the spiritual world, it is as if darkness were robbing us of our very existence. If we have done something in accordance with the evolution of the spiritual world, and its effects continue, it is as if light were calling us to fresh spiritual life. We experience all I have described and enter the realm of spiritual beings. This enhances our consciousness in the spiritual world and keeps us awake. Through all the demands made upon us there, we realise that we have won something in the universe in regard to our own reality. Suppose we have done something that hinders the evolution of the world and can only arouse the antipathy of the spiritual beings whose realm we now enter. The after-effect takes its course as I have described and we feel our consciousness darken; stupefaction ensues, sometimes complete extinction of consciousness. We must now wake up again. On doing so, we feel in regard to our spiritual existence as if someone were cutting into our flesh in the physical world; only, this experience in the spiritual is much more real—though it is real enough in the physical world. In short, what we are in the spiritual world proves to be the result of what we ourselves have initiated. You see from this that man has sufficient inducement to return again to earthly life. Why to return? Well, through what he has engraved into the spiritual world man has himself experienced all he has done for good or ill in earthly life; and it is only by returning to earth that he can actually compensate for what, after all, he has only learnt to know through earthly experience. In fact, when he reads his value for the world in the countenances of these spiritual beings—to put it metaphorically—he is sufficiently impelled to return, when able, to the physical world, in order to live his life in a different way from before. Many incapacities for this he will still retain, and only after many lives on earth will full compensation really be possible. If we look into ourselves during earthly life, we find, at first, memories. It is of these that, to begin with, we build our soul-life when we shut out the external world; and it is upon these alone that the creative imagination of the artist draws. That is the first form of memory. Behind it are the mighty ‘pictures’ which become perceptible immediately after we have passed through the gate of death. These are taken from us: they expand to the wide spaces of the universe. When we survey our memory-pictures we can say that there lives behind them something that at once proceeds towards the cosmic spaces when our body is taken from us. Through our body we hold together what is really seeking to become ‘ideal’ in the universe. But while we go through life and retain memories of our experiences, we leave behind in the world something still further behind our memories. We leave it behind us in the course of time and must experience it again as we retrace our steps. This lies behind our memory as a third ‘structure’. First, we have the tapestry of memory; behind it, the mighty cosmic pictures we have ‘rolled up’ within us; behind this, again, lives what we have written into the world. Not until we have lived through this are we really ourselves, standing naked in spirit before the spiritual universe which clothes us in its garments when we enter it. We must, indeed, look at our memories if we want to get gradually beyond the transient life of man. Our earthly memories are transient and become dispersed through the universe. But our Self lives behind them: the Self that is given us again from out of the spiritual world that we may find our way from time to eternity. |
Anthroposophy, An Introduction: Editor's Preface
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The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. |
The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. |
Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? |
Anthroposophy, An Introduction: Editor's Preface
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This book is the transcript of a shorthand report of nine lectures given by Rudolf Steiner in the early part of 1924, about a year before he died. Although his audience consisted very largely of people who had been studying for many years the spiritual science which is Steiner's legacy to the world (and which he also called Anthroposophie), he himself described the course as an ‘Introduction’. The German title of the book is Anthroposophie: eine Einführung in die Anthroposophische Weltanschauung. ‘We will begin again,’ he observed in Lecture IV, ‘where we began twenty years ago;’ and he may well have had in mind that the Movement itself had, in some sense, begun again only a month or two before with the solemn Foundation of the General Anthroposophical Society under himself as President at Christmas 1923. Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. We are gradually led deeply in, and the path is steep towards the end. There are many very different approaches to the general corpus of revelations or teachings which constitutes Spiritual Science. As with Nature herself, it is often only as the student penetrates deeper and nearer to the centre that any connection between these different approaches become apparent. A reader of Christianity as Mystical Fact, for example, which dates from 1902 and of Steiner's lectures on the Gospels might well be surprised to find that it is possible to read Theosophy (1904) without ever discovering that the incarnation of Christ and the death on Golgotha are, according to him, the very core of the evolution of the universe and man. The truth is that the mastery of Anthroposophy involves, for our too stereotyped thinking, something like the learning of a new language. It would be possible to learn to read Greek and only afterwards to discover that the New Testament was written in that tongue. From this point of view the present book is in the same category as Theosophy, yet even within this category the two approaches are made from such diverse directions that one might almost suppose the books to be the work of different men. Nevertheless it is best to look on the following lectures—as Steiner himself makes it clear that he does—as a supplement or complement to what is to be found in Theosophy. The book Theosophy is the most systematic of all the writings that Steiner has bequeathed to us. Its whole basis is classification and definition and, taken by itself, it undoubtedly gives (quite apart from the dubious associations which the word ‘theosophy’ has for English ears) a false impression of the nature of Anthroposophy. It is as indispensable to the student as a good grammar is indispensable to a man engaged in mastering a new language, and it contains as much—and as little—as a grammar does of all that the language can do and say. Its method is that of description from outside. And this approach, essential as it is as one among others, is perhaps the one most likely to lead to misunderstanding and misrepresentation. Such terms as ‘soul world’, ‘spiritland’, ‘elemental beings’, ‘aura’, are liable to be taken literally in spite of the author's express warnings to the contrary. The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. No one who studies the teachings of Rudolf Steiner seriously remains in any real danger of succumbing to this sort of literalness. But anyone reading hurriedly through the book Theosophy—or even through Theosophy and the Occult Science—and inclined to judge the value of Anthroposophy from that single adventure may well do so. That is why the present book seems to me to be an important one—not only for ‘advanced’ students of Anthroposophy, to whom it is perhaps primarily addressed, but also to the comparative beginner. It is condensed and difficult for most readers, and above all for those who have never dipped into the broad unbroken stream of books and lectures which flowed from Rudolf Steiner during the twenty years that elapsed between the publication of Theosophy and the delivery of this Course. But even if the content is far from fully understood, it cannot fail to give the reader some idea, let us say, of the sort of thing that is really signified by the spatial and other physical metaphors in which the systematic exposition of Theosophy is couched. For here the approach is from within. It is no longer simply the objective facts and events, but the way in which the soul tentatively begins to experience these, which the lecturer makes such earnest efforts to convey. We have exchanged a guide book for a book of travel. The one who has been there recreates his experience for the benefit of those who have not, trying with every device at his disposal to reveal what it actually felt like. Of course the difficulty is still there; it can still only be done by metaphor and suggestion; but the difficulty is much less likely to be burked by the reader's surreptitiously substituting in his own imagination a physical or sense-experience for a purely super-sensible one. Compare, for instance the description of the astral body given in Theosophy with the characterisation of it in No. V of these lectures:
‘Thus,’ he adds a few pages later, ‘if you describe the astral body as I have done in my Theosophy you must realise, in order to complete your insight (my italics)’:
In the same way one could compare the description of the etheric body in the earlier book with its treatment here in Lecture IV. The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. If it can be described as a ‘formative forces’ body, it can equally well be described, from another approach, as a thought-body. This is the approach which is required for all the teachings which Steiner developed later concerning the descent of the Cosmic Intelligence and its progressive embodiment in the personal intelligence of man. And it is this approach which is chosen in the book which follows. He begins by describing the practical steps needed to develop the ‘strengthened thinking’ which is the first stage of higher knowledge. And he continues:
Equally important is the exposition in this lecture of the way in which astral and etheric find outward expression in the physical constitution of man, the etheric in his fluid organisation, which can only be understood with the help of the concept of the etheric body, and the astral in that ‘third man’—who is physically the ‘airy man’ and who can be experienced as ‘an inner musical element in the breathing’. The nervous system is shown to be the representation of this inner music. The matter in this book is extremely condensed and one feels one is maiming it by arbitrary selections such as I am making for the purpose of this Introduction. I have, for instance, said nothing of the extensive and detailed discourse on dreams contained in Lecture VII, and VIII, which some readers may even find the most enlightening thing in the book. One final selection may however perhaps be made. In these lectures Steiner approaches the life after death by speaking of ‘four phases of memory’. The theme is first heard in Lecture VI, where, after speaking of the nature of memory he emphasises that it is not the concern of the remembering individual alone, but is there for the sake of the universe—‘in order that its content may pass through us and be received again in the forms into which we can transmute it’.
It receives them back when we die. The moment we die, the world takes back what it has given. ‘But it is something new that it receives, for we have experienced it all in a particular way.’ Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? Certainly it will be more readily appreciated by readers who have worked through other approaches to be found in the books and lecture-cycles and perhaps especially in the Leading Thoughts. Yet it is the whole aim and character of Spiritual Science, as Rudolf Steiner developed it, to endeavour to be esoteric in an exoteric way. For that was what he believed the crisis of the twentieth century demands. And I doubt if he ever struggled harder to combine the two qualities than in these nine lectures given at the end of his life. Thus, although he was addressing members of the Anthroposophical Society, I believe that he had his gaze fixed on Western man in general, and I hope that an increasing number of those who are as yet unacquainted with any of his teaching may find in this book (and it can only be done by intensive application) a convincing proof of the immense fund of wisdom, insight and knowledge from which these teachings spring. OWEN BARFIELD London, |
235. Karma: Karma Studies, Introductory Lecture
16 Feb 1924, Dornach Translated by Henry B. Monges |
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I should like to begin by speaking to you about the conditions and laws underlying human destiny, destiny, which customarily is called karma. This karma, however, will be understood, be clearly seen into only when we begin by acquainting ourselves with the varieties of laws underlying the universe. |
If we do not possess these conditions, then we understand nothing concerning them. Then the music passes us by as a noise. Or we may see in some work of art nothing but an incomprehensible shape. |
You will then no longer have to find your way through such a thicket of abstractions, but you will also understand that this was quite necessary for a certain development of thought. |
235. Karma: Karma Studies, Introductory Lecture
16 Feb 1924, Dornach Translated by Henry B. Monges |
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I should like to begin by speaking to you about the conditions and laws underlying human destiny, destiny, which customarily is called karma. This karma, however, will be understood, be clearly seen into only when we begin by acquainting ourselves with the varieties of laws underlying the universe. So today, then, I should like—for it is necessary to speak to you in a rather abstract form about the various underlying universal laws, in order then to crystallize out of this the more special form which can be designated as human destiny—karma. We speak of cause and effect not only when we wish to comprehend the phenomena of the world, but also when we wish to fix our attention on the phenomena of human life itself. And at present it is quite customary to speak in general terms about cause and effect. Especially is this so in scientific circles. However, directly from this there result the greatest difficulties concerning the actual truth. For the various ways in which cause and effect appear in the world are not at all considered. We can begin by looking at the so-called lifeless nature which, indeed, confronts us most clearly in the mineral kingdom, in all that we see in the rocky and stony part of the earth, often in such wonderful formations, but also in all that is reduced to powder, and which is then reunited and repacked in the formless rocky strata of the earth. Let us look, my dear friends, first at what thus appears as the lifeless in the world. When we consider the lifeless—everything lifeless, without exception—we discover that everywhere within this kingdom of the lifeless we can find the causes themselves. Wherever the lifeless exists as effect, we can also seek the causes within this very same kingdom. In fact, we proceed in accordance with the principles of knowledge only when we seek the causes of the processes of the lifeless within its own kingdom. If you have a crystal before you, however beautifully formed it may be, you should seek the cause of its forms in the kingdom of the lifeless itself. And thus, this lifeless kingdom shows itself as something contained within itself. We are, at first, not able to say where we can find the limits of this lifeless. Under certain conditions they may lie far distant out in the reaches of the universe. But if we are concerned with the effects of something lifeless confronting us, and we wish to find the causes, we must then seek them also within the realm of the lifeless. Through what we have said, however, we have already placed the lifeless alongside something else, and therewith a certain perspective is immediately opened before us. Consider the human being himself. Consider how he passes through the door of death. Everything which existed and acted in him before this event has left the visible, apprehensible form which remains after the human soul has passed through death's portal; nothing remains but this discarded, deserted form, of which we say that it is lifeless. And just as we speak of the lifeless when we gaze upon the stony structure of the mountains with its crystal forms, so must we speak of the lifeless when we behold this human corpse, bereft of soul and spirit. What from the beginning prevailed in the rest of lifeless nature only now comes into existence for the corpse of the human being. We were unable to find in the lifeless itself the causes of what occurs in the human form as effects during life before the soul has passed through the door of death. It is true that, when an arm is raised, not only do we seek in vain in the lifeless, physical laws of the human form for the cause of this action, but we shall also seek in vain in the realm of the chemical, in the realm of the physical forces which are present in the human form, for the cause, let us say, of the heart-beat, of the blood circulation, of any of the processes which are not at all under the control of the will. But, at the moment when the human form has become a corpse, when the soul has stepped through the gateway of death, we observe an effect in the human organism. We perceive, let us say, a change in the color of the skin, the limbs become limp; briefly, everything appears which we are accustomed to behold in a corpse. Where do we seek the cause? In the corpse itself, in the chemical, physical, lifeless forces of the corpse itself. When now in all its aspects, in all directions, you think out to the end what I have here indicated—I need only indicate it—you will realize that, after the human soul has crossed the threshold of death, the human being has then become, regarding his corpse, like lifeless nature about him. That means that we must now seek the causes for the effects in the same region in which the effects themselves lie. This is very important. As soon, however, as we behold this special nature of the human corpse, we find something else that is extraordinarily significant. The human being casts off his corpse, as it were, at death. And if then, with that faculty of perception which is capable of it, we observe what the real human being, the soul-spirit human being, has become after he has passed through the door of death, we are compelled to say: Indeed, it is quite true that the corpse is cast off, and that now it has no longer any significance for this actual soul-spirit human being, who has reached the other side of death's door. This corpse has no longer any significance; it is now something discarded. With lifeless external nature this is quite a different matter. And, indeed, even if we consider the matter only superficially, this difference confronts us. Let us observe a human corpse. It can best be observed where it has had an air-burial. In subterranean caves, which formerly were chiefly used by certain communities as burial places, we find the corpses of men, for example, simply hung up. There they dry out. They go so far in this drying out process and become so completely brittle that it only requires a little tap to cause them to fall into dust. What we thus find preserved as the lifeless is something quite different from what we find outside in our earthly surroundings as lifeless nature. This lifeless nature fashions itself, it forms itself into crystal shapes. It is in a remarkable state of change. When we disregard what is purely earthly and look at other phenomena which are also lifeless, at water, and air, we then find that an active transformation and metamorphosis takes place in these lifeless elements. Let us now place this before the soul. Let us bear in mind the similarity of the human body in its lifelessness, after the soul has laid it aside, to extra-human lifeless nature. Let us now proceed further. Let us consider the plant kingdom. Here we enter the sphere of the living. If we study a plant intimately, we shall never find ourselves able to explain the effect appearing in the plant merely as a result of the causes which lie in the plant kingdom itself—that is, in the same kingdom in which the effects appear. Certainly, there is today a science which attempts to do this. However, this science is on the wrong track, for finally it comes to the point of saying: Yes, indeed, it is possible to investigate the physical forces and laws acting in the plant; the chemically active forces and laws can be investigated; but something remains over and above. At this point these people divide into two groups. One group maintains that what remains over is only a sort of aggregation, a sort of form, shape; that what is active are only the physical and chemical laws. The other group says: No! there is something else there besides, which science has not yet investigated; science will, however, eventually discover it. But this will be said for a long time to come. The fact of the matter, however, is something different. For, when we wish to investigate plant nature, we cannot comprehend it, if the entire universe is not called to our aid, if the plant is not beheld in such a way that we say that the forces of plant activity lie in the reaches of the cosmos. Everything that happens in the plant is the effect of the reaches of the universe. The sun must first advance to a certain position in the cosmos in order that some particular effects may appear in the plant kingdom. Different forces must be active from wide spaces of the universe in order that the plant may receive its form, in order that it may receive its inner driving forces. [IMAGE REMOVED FROM PREVIEW] My dear friends, the truth of the matter is as follows. If we were able to travel, not in the manner of Jules Verne, but actually to travel out to the moon, to the sun, etc., then, unless we should have already acquired other forces of cognition than those we now possess, we would not become any more clever in this search for the causes than we are upon the earth itself. We would not get very far were we to say the following: “Very well, the causes of the effects which appear in the plant kingdom are not in the plant kingdom of the earth itself; so we travel to the sun; we shall find there the causes.” But we do not find them there with ordinary means of cognition. We do find them, however, if we lift ourselves to imaginative knowledge, if we possess quite a different mode of knowledge. In that case we do not need to travel to the sun; we find them here in the earth region itself. Only we shall find it necessary to cross over from an ordinary physical world to an ether world, and we shall find that in the reaches of the world the cosmic ether works everywhere with its forces, and that out of these reaches it works inward. Out of cosmic reaches everywhere the ether forces work into our world. Thus, we must actually cross over to a second kingdom of the world, if we intend to seek the causes of the effects in the plant kingdom. Now, the human being participates in the same element as the plant. The same forces which send their influences from the reaches of the ether cosmos down into the plants work also in the human being. He carries within him the ether forces, and we designate the sum of the forces he thus carries the ether body. And I have already told you how this ether body a few days after death becomes larger and larger and finally loses itself, so that the human being remains only in his astral and ego being. Thus, what he has carried within him of an etheric nature becomes larger and larger and finally loses itself in the cosmic reaches. Let us now compare again what we can see of the human being when he has crossed the threshold of death with what we see in the plant kingdom. We must say that the causative forces of the plant kingdom conn* down to earth out of the reaches of space. We must say in regard to the human ether body that the forces of this ether body go out into these reaches, that is to say, they go to that region whence come the growth forces of the plant when the human being has passed through death's door. Now the matter already becomes clearer. If we merely look at a physical corpse and say that it is lifeless, then a descent into the rest of lifeless nature becomes difficult for us. But, if we look at the living, at the plant kingdom, and become aware that the causative forces for this kingdom come out of the cosmic reaches, then by plunging ourselves imaginatively into the nature of man, we see that, when the human being has crossed the threshold of death, the human ether body goes out into the source whence come the etheric forces of the plant kingdom. Something else, however, is characteristic. What acts upon the plants as causative forces, acts relatively quickly; for upon the plants which are springing from the ground, which are developing their blossoms and their fruit, the sun of the day before yesterday has but little influence today. The sun of the day before yesterday is not effecting very much as a causative force. The sun must shine today, really shine today. That is important. And you will notice in our subsequent considerations that it is important that we note this fact. The plants with their ether-causative forces have, it is true, their actual fundamental forces within the realm of the earthly, but they have these in what exists simultaneously in the cosmos and the earth. And when the human ether body dissolves itself, after the human being as a soul-spirit being has passed through the portal of death, this process lasts only a brief time, a few days only. Again, a simultaneous relationship exists, for the days during which this dissolution takes place, measured in the time of cosmic events, are but an insignificant moment. When the ether body returns to that region whence come the ether forces which manifest as plant growth forces, we have, again, to do with something which shows us that as soon as the human being lives in the ether, his ether activity is not limited to the earth, for it departs from the earth, yet it develops with simultaneousness. I shall now tabulate the foregoing in the following manner. We can say: Mineral Kingdom: Simultaneousness of cause and effect in the physical. Thus, we have essentially to do with simultaneousness of the causes in the physical. You will say: “Yes, but the causes of much that occurs in the physical lie prior in time.” This is in reality not the fact. If effects are to arise in the physical, then the causes must last, must continue to act. If the causes cease, effects no longer occur. We are, therefore, justified in writing this down thus: Mineral Kingdom: Simultaneousness of the causes in the physical. When we come to the plant kingdom, however—and in doing so we come to what can be observed in the human being also as something plantlike—we then have to do with simultaneousness in the physical and the super-physical. Plant Kingdom: Simultaneousness of the causes in the physical and super-physical. Let us now approach the animal kingdom. In this kingdom we shall seek quite in vain in the animal itself for what appears as effects as long as the animal is living. Even if the animal only crawls in order to seek its food, we shall seek quite in vain for the causes in the chemical and physical processes taking place within the animal body. We shall also seek entirely in vain in the reaches of ether space, where we find the causes for the plant nature,—we shall also seek there in vain for the causes of animal movement and animal sensation. For all that takes place in the animal in regard to what is plantlike in the animal, we find the causes also in ether space. And when the animal dies, its ether body also passes out into the reaches of cosmic ether. But we shall never be able to find within the earthly, within the physical, or the super-physical etheric, the causes of sensation. It is impossible to find them there. Here it can be said that something occurs wherein the modern view is very much on the wrong track. Indeed, in regard to many phenomena which appear in the animal—the phenomena of sensation, of movement the human being with this modern conception must say to himself: “If I investigate the inner processes of the animal's physical, chemical forces, I cannot find the causes there. But also, in the reaches of the cosmos, in the ether reaches of the universe the causes cannot be found. If I wish to explain the nature of a blossom, then I must go out into the ether universe. I shall be able to explain the blossom's nature from the nature of the ether universe. I shall also be able to explain much in the animal which is plantlike from the nature of the ether cosmos, but I shall never be able to explain what appears in the animal as movement or as sensation.” If I observe an animal on the 20th of June and consider its sensations, then I shall not be able to find the causes of the sensations on the 20th of June in anything that is in earthly or extra-earthly space. If I go still farther back I shall not find them either. I shall not find them in May, nor in April, nor in any other month. The modern view feels this. Therefore, this modern view explains what is thus not capable of explanation, or at least a great deal of it, by means of heredity. That is to say, it explains by means of a phrase. It is “inherited.” It originates with the forebears, it is “inherited” by the offspring. Naturally, not everything, because that would, indeed, be too grotesque; nevertheless, a great deal. It is inherited! What is meant by “inherited?” The concept of heredity leads finally back to the idea that what appears as complicated animal was contained in its mother's ovum. And it has, indeed, been the endeavor of the modern view to observe an ox outwardly in its complicated form and then to say: “Well, the ox sprang from the ovum; in it were the forces which then resulted in the full-grown ox. Therefore, the ovum is an extraordinarily complicated body.” It would have to be extremely complicated, this ovum of the cow, for, is it not true? everything is contained within it which presses toward all sides, and forms, and fashions, and works, in order that out of the little ovum the complicated ox may emerge! And however much we may struggle to find a way out—there are, indeed, many theories of evolution, of epigenesis, etc.—whatever way out we try to find, we see that there is nothing else to do than to conclude that this ovum, this little egg, is something extremely complicated. Since everything is led back to the molecule, which is built up of atoms in a complicated way, there are many who represent the first inception of this ovum as a complicated molecule. But, my dear friends, this does not even agree with physical observations. The question arises: Is this ovum really such a complicated molecule, already such a complicated organism? The peculiarity of the ovum does not at all consist in its complexity, but in the fact that it throws all its substance back into chaos—into a chaotic state. Precisely the ovum is, in the mother-animal, not a complicated structure, but a completely pulverized, disarranged substance. It is not organized at all. It is something that falls back into an absolutely unorganized, powder-like condition. And reproduction would never occur, did not the unorganized, the lifeless matter which tends toward the crystalline, toward the form—did not this matter in the ovum fall back into itself, into chaos. The albumen is not the most complicated body, but rather the simplest, which has nothing determinative in it. And out of this little chaos, which exists there at first as an ovum, no ox could ever come into existence, for this ovum is just a chaos. Why, then, does an ox come forth from it? Because, in the maternal organism, the entire cosmos acts upon this ovum. It is just because it is unconditioned, because it is chaotic, that the entire cosmos can act upon it. And fructification has no other purpose than to cast back the matter of the ovum into chaos, into the indeterminate, into the unconditioned. Thus, nothing else acts but the universe alone. But now, if we look into the mother, we do not find therein the causes. If we look outside into the ether world, there also in the simultaneous occurrences the causes are not to be found. We must go back until we come to the time before the animal was born, if we wish to find the causes for what germinates there as the potential capacities of a being, capable of sensation and movement. We must go back to a time before life has begun. That is, for the capacities of feeling and movement the causal world does not lie in simultaneousness but lies in a time prior to the conception of this being. The following is the curious fact: If I behold a plant, I must go out into what is simultaneous, and I then find the cause; but I find it in the reaches of the universe. If, however, I wish to find the cause of what acts in the animal as sensation, then I cannot look for it in simultaneousness, but I must look for it in what preceded life; in other words, the stellar constellation must have changed, it must have become different. It is not the stellar constellation in the universe which exists simultaneously with the animal that has its influence upon the actual animal nature, but the constellation of the stars preceding its life. And now let us look at the human being when he has passed the threshold of death. When this has occurred, he must go back—after he has laid aside his ether body, which spreads out into every part of the reaches of the universe from whence come the growth forces of the plants, the etheric forces—he must go back, as I have described it, to his moment of birth. Then he has experienced in his astral body all that he has gone through in life, but in reverse order. In other words, the human being must not pass into the state of simultaneousness with his astral body after death; he must go back to the state prior to birth. He must go to that region whence come the forces which give the animal the capacity for sensation and the ability of movement. These do not come out of simultaneously existing stellar constellations, they come from the constellations existing prior to birth. Thus, if we speak of the animal kingdom, we cannot speak of the simultaneousness of the causes in the physical and super-physical, but we must then speak of past super-physical causes passing over to the present effects in the physical. Animal Kingdom: Past super-physical causes to present effects. And here, too, we enter again the concept of time. We must, if I may use a trivial expression, go for a walk in time. If we wish to seek the causes of something occurring in the physical world, we go for a walk in this world; we do not need to go outside the physical world. If we wish to seek the causes of something which is really in the living plant kingdom, then we must go quite far away. We must seek in the ether world. And only there where the ether world comes to an end, where—speaking in terms of a fairy tale—the world is fenced, is boarded in, there only do we find the causes of plant growth. We may go about there as much as we wish, yet we shall not find the cause of the faculty of sensation or movement. We must begin to go for a walk in time, we must tread there the path of time in reverse order. We must leave space and go for a walk in time. You will note that we can place the human physical body in its lifelessness alongside lifeless outer nature in respect of causation; we can place the human ether body in its life and its expansion after death into the ether spaces alongside the ether life of the plant, which also comes hither out of the reaches of the ether, but, indeed, out of the simultaneous constellations of the super-physical, of the super-earthly. And we are able to place the human astral organism alongside of that which exists outside in the animal nature. And we then advance from the mineral, to the plant, to the animal kingdom, coming finally to the real human kingdom. You will say: “Well, we have already considered that from the beginning.” Yes, indeed, but not altogether. We have, in the first place, considered the human kingdom in so far as the human being has a physical body; then, in so far as he has an ether body, and then, in so far as he has an astral body. But just note that he would be a crystal—a complicated one, to be sure, but a crystal, nevertheless—if he had only his physical body. If he were to have merely his ether body in addition, he would then be a plant, a beautiful plant perhaps, nevertheless, just a plant. If, again, the human being had in addition an astral body, he would go about on all fours, perhaps have horns and other similar animal characteristics—in short, he would be just an animal. The human being is none of these. The form which he has as an erect walking being he has by virtue of his possessing an ego organism besides the physical, etheric, and astral organisms. And only this being, who also has an ego organism, can we designate as man, as belonging to the human kingdom. Let us now once more consider what we have already observed. If we wish to seek the causes of plant nature, we must then go out into the reaches of the ether realm, but we are still able to remain in space; only, as has been remarked, space in that case becomes somewhat hypothetical, for we must even resort to the fairy-tale concept, we must go “where the world is boarded up.” It is, however, really a fact that even modern human beings who think in accord with purely natural scientific research are coming to the view that we can actually speak of something like that expressed in the fairy tale “where the world is boarded in.” It is, naturally, a trivial, clumsy expression. But we need only recall how childishly human beings think: There is the sun. It sends forth its rays, sends them farther and farther away. They become, it is true, weaker and weaker. The light goes on and on and on, it goes further and further away, into the endless. I have explained long ago to those who have already for years heard my lectures that it is nonsense to imagine that the light goes out into the endless. I have always said that the outspreading of light is dependent on its elasticity. If we take a rubber ball and depress it, we can do this only up to a certain point, it then snaps back again. That is to say, the elasticity of the ball has its limits; then the depressed surface springs back into place. This I have said is also true of light. It does not go out into the limitless, but, when a certain limit is reached, it returns. This fact, that light does not expand out into the boundless, but only to a certain limit and then comes back, has found an advocate, for example, in England in the physicist Sir Oliver Lodge. So it can be seen that today physical science has already come to advocate what is given through spiritual science, and physical science will eventually accept, in all particulars, what is stated by spiritual science. And thus it is, indeed, possible to speak also of the fact that there outside, if we think sufficiently far out into space, we must allow our thoughts to return and not permit ourselves simply to postulate endless space, which is fantastic—indeed, a fantasy we cannot imagine. Perhaps there may be some among you who will remember that in the description of the course of my life I said how very deep an impression was made on me when, in my study of modern synthetic geometry, I was led to the concept that a straight line may not be considered as having a limitless extension, a never ending extension, but that such a line extending in one direction actually returns from the other. Geometry expresses it somewhat as follows: The point at infinity to the right of a fixed point is the same as the infinitely distant point to the left. It is possible to calculate this. This is not merely analogous to the fact that when we have a circle and start here by following the circumference we return to the same point again, or that, if a semicircle is infinite it is a straight line. That is not the case. That would be an analogy to which those who can think with exactness do not attribute any value. What made an impression on me was not this trivial analogy, but the actual proof in accordance with strict calculation, that the infinitely distant point on the left is the same as the infinitely distant point on the right, and that actually if someone begins to run from here along a straight line continually he will not run to a limitless infinity, but that, if he but continue to run for the proper length of time, he will eventually come toward us again from the opposite direction. This appears grotesque to all physical thought. The moment physical thinking is laid aside, this is actually a reality, because the universe is not endless, but is limited in as far as the physical universe is concerned. Thus, it may be said that we reach the limits of the etheric when we speak of the vegetative and of what is etheric in the human being. But we must go outside of everything that exists in space when we wish to explain the animal and the astral nature in man. There we must go walking in time; there we must go beyond simultaneousness; there we must advance in time. When we enter time, we cross the boundary of the physical in a twofold way. In describing the animal, we must already proceed in time. We must, however, not continue this mode of thinking abstractly, but continue it in a concrete way. Pay attention for a moment and see how this can be continued concretely. Human beings think, do they not? that when the sun sends forth its light, this continues on its path endlessly. Sir Oliver Lodge shows, however, that we have already forsaken this mode of thinking about the matter and, instead, that we know that light comes to a boundary and then returns again. The sun receives back its light from all sides, although in another form, in a transformed condition. The sun receives back the light. Let us now employ this mode of thinking on what we have just been considering. We stand, at the outset, in space. Earth-space remains within it. We stride out into the universe. That is not yet enough for us: we stride out into time. Now some one could say: “Very well, we now stride on ever further and further.” No, not at all! We now return again. We must continue this mode of thinking. We return again. We come back again in the same way as we do when we march forth into space, going ever further, reaching finally the boundary, and then return. So here also do we return. That is to say, if we have sought the past super-physical causes in the reaches of time, we must return again into the physical. What does that mean? It means, we must again descend out of time, out of time descend again upon the earth. If we wish, thus, to seek the causes of the human being, then we must seek them again upon earth. Now we have marched back in time. If, by marching back in time, we come again upon the earth, then of course we come into a previous human life. With the animal, we stride further; it dissipates in regard to time just as our ether body dissipates right out to the boundary of the cosmos. The human being does not dissipate himself out there, for when we retract his path in time we come back to the earth into his previous life. Thus, we must say for the human being: From past physical causes to present effects in the physical. Mineral Kingdom: Simultaneousness of causes in the physical. Plant Kingdom: Simultaneousness of the causes in the physical and super-physical. Animal Kingdom: Past super-physical causes of present effects. Human Kingdom: Past physical causes of present effects in the physical. You see, it has required effort today to familiarize ourselves with abstractions in a preparatory way. But that, my dear friends, was necessary. It was necessary, because I wished to show you that there is also a logic for those spheres which we must consider to be the spiritual. Only, this logic does not agree with the clumsy logic which is deduced merely from physical phenomena, and in which human beings are accustomed entirely and only to believe. If we proceed in a purely logical way and investigate the series of causes, then, in the mere train of thought, we reach the past earth lives. And it is necessary to call attention to the fact that also the mode of thinking itself must become different from the usual mode, if we wish to comprehend the spiritual. Human beings believe that what reveals itself from the spiritual world cannot be comprehended. It can be comprehended, but we must broaden our logic. It is, indeed, also necessary, if we wish to comprehend a musical or any other work of art, that we bear in ourselves the conditions which meet the matter halfway. If we do not possess these conditions, then we understand nothing concerning them. Then the music passes us by as a noise. Or we may see in some work of art nothing but an incomprehensible shape. Thus, we must also meet what is communicated from the spirit world with a mode of thought commensurate with this world. This, however, becomes evident in mere logical thinking. By investigating the various natures of the causes, we reach, indeed, the possibility of understanding the past earth lives also in logical sequence. Now there remains the important question, which begins there where we observe the corpse. It has become lifeless. Lifeless nature exists outside in its crystal forms, in its varied shapes. The important question now confronts us: What is the relationship of lifeless nature to the corpse of the human being? Perhaps you will see, my dear friends, that something is being contributed to a meaning which lies in the direction of the answer to this question, if you take hold of the matter in its second step, if you say: When I behold the plant world surrounding me, then I realize that it carries in itself the forces coming from the reaches of the ether cosmos to which my ether body returns. There outside in the ether reaches, there above are the causative sources of the plants. Thither goes my ether body when it has served its purpose during my life. I go thither where plant life gushes forth from the ether reaches. I go thither—that is, I am related to it. Indeed, I can say: Something exists there above me; my ether body ascends to it; the verduring, sprouting, up-springing plant world comes thither from it. But there is a difference. I give up my ether body; the plants receive the ether in order to grow. They receive the ether in order to live. I yield up the ether body after death. I yield it up as something remaining over. The plants, however, receive this ether body as something that gives them life. They have their beginning in that region which I reach at my end. The plant beginning unites with the human ether body's ending. May it perhaps be that in relation to the mineral, to the crystals of the most manifold forms, I can ask the following question: Is that which I leave behind as physical corpse, as an end of myself, perhaps also a beginning of the mineral? Do beginning and end perhaps meet? With this question in mind we intend to close today, my dear friends, and to begin tomorrow, in order to enter thoroughly into the question of human destiny, of so-called karma. Thus, in the next lecture, I shall continue to speak about karma. You will then no longer have to find your way through such a thicket of abstractions, but you will also understand that this was quite necessary for a certain development of thought. |