115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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We have been dealing with the various force currents that shape the human organism and give it form in a manner enabling us to comprehend it. If we really learn to know these formative forces, we must perceive that they could not function otherwise, that our heart, our eyes, inevitably had to become exactly what they are. We have traced the sense image of ourselves back to those super-sensible currents that flow back and forth in different directions, from above downward, from right to left, from the back forward, and so forth. At this point someone may try to catch me out by objecting that while dealing with the currents I had failed to explain a certain significant phenomenon in the human organism, that in addition to the asymmetrical organs (heart, liver, stomach, etc.) there are those that are arranged symmetrically. You might say that my description could at a pinch be accepted if the whole organism were laid out asymmetrically, but not in connection with the symmetrical organs. This objection, however, can be cleared away, too, as follows. We have learned that the physical and etheric bodies stream from left to right and from right to left respectively, that is, in the plane in which the human being is formed symmetrically. Spiritual science teaches us that the physical body is an ancient entity, stemming from the old Saturn, while the germs of the etheric body, the astral body, and the ego were prepared on the old Sun, the old Moon, and the Earth respectively. In its first appearance on Saturn the physical body was asymmetrical, conditioned by a current corresponding to the one active today from left to right, and the first germ of the etheric body was also asymmetrical, with a current from right to left. Thence development proceeds; the physical body is further formed on the old Sun, the old Moon, and so on. Had this not occurred, the physical body would have remained lopsided, asymmetrical. As it actually happened, however, the further development of the physical body and of the other members continued on the old Moon and on the Earth, during which something occurred that altered the whole previous development and brought about a turnabout, so to speak, a reversal of the direction. If the physical body were to be formed, not into a lopsided but into a symmetrical structure, the Saturn current running from left to right had to be opposed by one running from right to left. How was this brought about? By the separation of the old Sun from the old Moon. The Sun forces, which hitherto had worked on the physical body from within, acted henceforth from without, that is, from the opposite direction. The physical body, as it was constituted up to the time of the old Moon, was then influenced by the Sun from without. The etheric body experienced a similar transformation. You might ask why it is that this other side of the physical body, the result of Sun forces acting from without, is not much smaller, in a sense stunted, in comparison with the first, the older portion? It is because those beings that left the Moon and passed over with the Sun could develop stronger influences from their new sphere of action, owing precisely to this separation that meant a higher development for them. They had a more difficult task than the Saturn beings, for they had to counteract what was already developed in one direction. This condition obstructed the whole process of formation, so they had to become more powerful if they were to fulfill their task. This, in turn, necessitated their acting from the Sun during the Moon period, whereby their influence was intensified. In this way these younger but more powerful currents—from right to left—balanced the weaker ones—from left to right—and the physical body became a symmetrical structure. We will now examine more closely some important details of the effects of those force currents, remembering that the sentient body sends its forces into the human organism from the front backward, but that the emanations of the sentient soul run forward from the back. Given the existence of the physical and etheric bodies and the general background, we ask in what manner these forces proceed to build the human organism? [IMAGE REMOVED FROM PREVIEW] By being dammed up, stopped by the physical body, the backward-flowing currents of the sentient body could now bore into the human organism and build divers organs into what was already there. At the same time the sentient soul works in the organism from the back toward the front. The currents of the sentient body are dammed by the physical organism and bore their way in. In this way they are obstructed by the physical body, so they really had to bore holes, as it were. In front (cf. sketch) we have the currents of the sentient body boring their way in. They form the sense organs. In the rear the formative forces are active that build the brain over them; this gives us the diagram of the human head seen in profile. The openings represent the eyes, ears, organs of smell, etc., and the brain is superimposed behind and above them. If spiritual science tells the truth, it is clear that the human head could not possibly appear different from the way it actually does. If a human head were ever to come into being at all it would have to look as it does. It does look that way, and that is evidence proffered by the world of outer phenomena itself. In that connection there is another point to mention. The work of the sentient body proceeds inward, that of the sentient soul outward, or at least, it has that tendency. As a matter of fact, it is obstructed before emerging; it remains in the physical body of the brain and emerges only at those points where previously the sentient body had, so to speak, bored the holes for the sense organs in the front of the physical body. What we find, then, is that a part of our inner life flows outward as sentient soul. The intellectual soul would not be capable of this. It is completely dammed up within, and no currents come to meet it from the opposite side. That is why human thinking takes place wholly within. Objects don't think for us; they don't show us the thoughts from without, nor bring them to us. That is the great secret of the relation of human thought to the outer world. With our sense organs we can perceive outer objects, and if these organs are healthy they do not err. The mind, on the other hand, which cannot directly contact objects, is the first inner member of the human being that can err, because its activity is completely dammed up within the brain and does not emerge. From this it follows that our thoughts about the outer world cannot be correct without an inner tendency to permit right thoughts to arise within us. What the outer world can give us is correct sense perception but not right thoughts. Thought is subject to error, and the power of right thinking is something we must have within ourselves. For the thinker this fact alone points to an earlier, prehistoric existence of man. It is incumbent upon him to form right thoughts concerning the wisdom of the outside world, but his thoughts cannot emerge or come in contact with what he perceives. Nevertheless, that wisdom must be within him as well as without; it must permeate him just as it does in what surrounds him. The two currents, therefore, belong together, though they are now separated. At some time, however, they must have been united. That was before the human ego had begun to dam up the currents within us, at a time when it still received the wisdom of the world directly. There was a time when the currents of the mental soul were not held up but flowed out, and that was the time when man directly envisioned the wisdom of the world. What is now relegated to the brain as thinking was once in contact with the outer world, like our sense perception, so that man could look at his thoughts. That was a form of clairvoyance, though not a conscious one irradiated by the ego. Man must have passed through earlier stages in which he possessed a dim clairvoyance, and again it is the human physical organization itself that shows us that in bygone times he was differently constituted. Something important for practical life follows from the foregoing. In all cases involving the sense world, sense perception (apart from illusions) can be taken as truth, for there the human being is in direct contact with the outer world. But concerning all that is within him, his knowledge is limited to what he acquires by thinking. Now, the separation that exists between our intellectual soul and the objects in space, and that makes it possible for our thinking about those objects to err, does not apply to the ego. When the ego streams into us it is within us, and it is natural that we should have a voice in its activity. The meeting of the intellectual soul and the ego is what produces the purest thinking, the thinking that is directed inward. This form of thinking, having itself as the object, cannot be exposed to error in the same way as can the other kind, which is occupied with outer objects and roves about in an endeavor to form judgments by observing them. The only thing they can yield is sense perception. What we must do is meet them with concepts, as though holding up their mirrored reflection to them. Thinking is herein free from error only in so far as it is attracted to the tendency to truth. Out of a right tendency to truth we must let concepts of things, thoughts about things, rise up in us. In the first instance we can form a judgment only of such things in the outer world as are encountered by the senses. The senses themselves cannot judge what is beyond their reach; no such judgment can be arrived at from the physical plane. If the intellectual soul nevertheless does just that, unless it be guided by the inner tendency to truth, it must inevitably fall into all sorts of errors. To clarify these conditions by an illustration, let us turn to the various doctrines of the descent of man. Here we distinguish between two kinds of ancestors. You are familiar with one of them from theosophical research, which tells us of the different forms we passed through in former periods, such as the Lemurian. That is disclosed by spiritual science. We have seen how wonderfully comprehensible everything perceived by the senses becomes when we have made this teaching our very own, and it will reveal more and more. In contrast, we will now consider material research, the materialistic doctrine of descent, the crux of which is the so-called biogenetic law. According to this, man in his germinal states passes through all forms recalling animal stages, thereby repeating, in a sense, the various forms of the whole animal kingdom. At the time when this doctrine was rampant the conclusion was drawn that man really passed through these forms that thus appear in the germ state. In itself that is not erroneous because in prehistoric times man actually did develop through such forms. Fortunately, as we can say in view of the materialistic doctrine of the descent, the foresight of the gods kept this fact secret until such time as the opinions regarding it could be corrected by spiritual science. The development of man before he became outwardly perceptible on the physical plane could not have been observed. It was shrouded by the gods and withdrawn from observation, otherwise people would have evolved even wilder theories regarding it than they do now. The facts are there, but they are frequently misinterpreted because the senses that speak the truth cannot perceive them. In reasoning, however, the power of the intellectual soul becomes active, and this cannot reach what is imperceptible to the senses. In reality, the facts referred to prove the exact opposite of what people try to infer from them. Here we have a striking example of the way the power of judgment can plunge into a sea of errors when its approach to external matters is purely by way of the mind. What is shown by the fact that on a certain plane man resembled a fish? Precisely that he never was a fish; indeed, that he had no use for the fish nature, that he had to expel it before entering upon his human existence, because it in no way pertained to him. This he did in turn with all the animal forms, because they were not of his nature. He could not have become a human being if he had ever appeared on earth in one of those animal forms. He had to discard these in order to become what he did. The fact that in the germ the human being resembles a fish is the very proof that never in his whole line of descent was he like a fish or any other animal form. He had to expel all these forms because they were inadequate and he therefore must never resemble them. He had to slough off these forms, eject them. They are images he never resembled. All these forms of germinal life show shapes he never bore. Thus we can find out precisely through embryology how prehistoric man never looked. He cannot be descended from something he had expelled. To infer that he passed through these forms would be the same as to imagine that the father is descended from the son. The father is not descended from the son, nor the son from himself, but the son is descended from the father. That is one of the cases in which the mind has proved wholly incapable of thinking the facts of reality through to the end. It has exactly reversed the order of development. Certainly these pictures of the remote past are extraordinarily important, because they show us how we never looked. But that is something that can be learned even more readily in another way, namely, through realms that lie open in the sense world, that are not hidden from us. There we have all those forms—fishes and so forth—and they can be properly studied with the ordinary means of human observation. As long as men restricted themselves to observing outer objects with the senses, and did not occupy their minds with matters concealed from sense perception, they avoided arriving at false conclusions; they were rightly guided by their natural sense of truth. They would look, for instance, at a monkey and doubtless experience the queer sensation that every normal human being would have, a certain sense of embarrassment. This judgment expressed through feeling means that the monkey is really a retarded being, having remained behind in the evolution of man. This feeling is nearer the truth than is the later judgment of the erring mind because it embodies the realization that the monkey is a being that dropped out of the human current, that had to be divided off from man if the latter was to achieve his goal. The moment our fallible mind approached this fact it inverted it; instead of realizing that the monkey was eliminated from the evolutionary human current it concluded that the monkey was the starting point of human descent. Here the error comes to light. In judging external things accessible to the senses we should never forget that they are built up from within, through the agency of spiritual currents. Suppose we are observing those parts of the human being that are accessible to perception proper, or we observe part of another person that the eye can see—his face, for example. In studying this face we must not imagine it as having been built up from without. On the contrary, we must realize the need to distinguish between two currents flowing into each other, the current of the sentient body running backward from the front, and that of the sentient soul running forward from the rear. In so far as we perceive the human countenance by means of the senses, the sense image is true. That is given us by sense perception and we will not go astray there. But now the human mind joins in, at first subconsciously, and is at once misled. It regards the human countenance as something merely fashioned from without, whereas in reality, this fashioning occurred from within, through the agency of the sentient soul. What you see is not really outer body; it is the outer image of the sentient soul. Disabuse your mind of the notion that the human face might be outer body, and you will see that in truth, it is the image of the soul. A fundamentally false interpretation results from reasoning in a way that ignores the true nature of the countenance as being the outer image of the sentient soul acting outward. Every explanation of the human countenance based solely on physical forces is wrong. It must be explained through the soul itself, the visible through the invisible. The deeper we penetrate into theosophy the more we will see in it a great school for learning to think. The chaotic thinking that today dominates all circles, particularly science, finds no shelter in theosophy, which is therefore able to interpret life correctly. This ability to interpret phenomena correctly will further stand us in good stead when, in the course of our investigations, we come to phenomena that lead us out of the region of individual anthroposophy into the realm of the anthroposophy that concerns the whole of mankind. Returning once more to the sense of sound and the sense of visualization, let us ask ourselves which of these came into being first in the course of human development? Did man learn first to understand words or to perceive and understand the conceptions that came to him? This question can be answered by observing the child, who first learns to talk and only later to perceive thoughts. Speech is the premise of thought perception because the sense of sound is the premise of the sense of visualization. The child learns to talk because he can hear, can listen to something that the sense of sound perceives. Speech itself is at first mere imitation, and the child imitates long before he has any idea of visualization whatever. First the sense of sound develops, and then, by means of this, the sense of visualization. The sense of sound is the instrumentality for perceiving not only tones but also what we call sounds. The next question is how it came about that at one time in the course of his development man achieved the ability to perceive sounds and, as a result, to acquire speech? How was he endowed with speech? If he was to learn to speak, not just to hear, it was necessary not only that an outer perception should penetrate, but that a certain current within him should flow in the same direction as that taken by the currents of the sentient soul when they press forward from the rear. It had to be something acting in the same direction. That was the way in which speech had to originate, and this faculty had to appear before the sense of visualization, before man was able to sense the conception contained in the words themselves. Men had first to learn to utter sounds and to live in the consciousness of them before they could combine conceptions with them. What at first permeated the sounds they uttered was sentience. This development had to take place at a time when the transposition of the circulatory system had already occurred, for animals cannot speak. The ego had to be acting downward from above with the blood system in a vertical position. As yet, however, man had no sense of visualization, consequently no visualizations. It follows that he could not have acquired speech through the agency of his own ego, but rather, he received it from another ego that we can compare with the group ego of animals. In this sense speech is a gift of the gods. It was infused into the ego before the latter itself was capable of developing it. The human ego did not yet possess the organs needed to give the impulse for bringing about speech, but the group ego worked from above into the physical, etheric and astral bodies, and as it encountered an opposing current, a sort of whorl came into being at the point of contact. A straight line drawn through the center of the larynx would indicate the direction of the current employed by the speech-giving spirits, and the larynx itself represents the physical substance, the dam, that resulted from the encounter of the two currents. That accounts for the peculiar shape of the human larynx. It was under the influence, then, of a group soul that man had to develop speech. In what manner do group souls operate on earth? In animals the current of the group soul passes through the spinal cord horizontally, and these force currents are in continual motion. The force currents running downward from above move constantly around the earth, as they did around the old Moon. They don't remain in one spot but move around the earth retaining their vertical direction of influence. If men were to learn to speak under the influence of a group soul, they could not remain in one place, they had to migrate. They had to move toward the group soul. Never could they have learned to speak if they had remained in one spot. What direction, then, would men have to take if they were to learn to speak? We know that the etheric currents flow from right to left and the physical ones from left to right, and this is the case not only in man but on the earth as well. Now, where are the group souls that endow man with speech? Let us look at the earth in its peculiar development. Man learned to speak at a time when his outer structure was already complete. Strong currents were therefore needed because the larynx had first to be transformed from a soft substance that in no way resembled a larynx. This called for special conditions on earth. Suppose we stand facing east. There flow in us from left to right the currents connected with the formation of the physical body. This current exists outside us as well; it was present during the formation of the earth. Running from north to south are those strong currents that produce solid physical matter. From the other direction, from the south, flow the etheric currents that lack the tendency to solidify the earth. This explains the lopsidedness, the lack of symmetry on the earth. In the northern hemisphere we find the great continents, in the southern, the vast oceans; the tendency of the earth was asymmetrical. From the south the current acts that is of the same nature as the one that runs from right to left in man, but while the current from back to front streams outward, the one from front to back originates in the sentient body and enters the sentient soul. With all this in mind we understand why the attainment of speech called for a current passing outward from within; this current had to encounter a group soul current in order that the two could be dammed up in man's own organism. Man had to move toward a current that could act upon his astral element. He could therefore go neither toward the north nor toward the south, but had to take a direction at right angles to these. It was latitudinally that man had to proceed when he was acquiring speech, that is, from east to west. At that time he inhabited ancient Lemuria, where today we have the ocean lying between Asia and Africa. Thence, in order to learn to speak, he migrated westward into old Atlantis, to meet the group soul that was to engender speech in him. There he had to develop the organism suitable for speech, and thus it was in old Atlantis that he learned to speak. The next step was to develop the sense of visualization by means of the speech man had acquired, but in order to do this he could not continue in the same direction. He had to proceed in a way that would cause the same current to act from the opposite direction. Recall here what was said in the last lecture concerning the origin of sound and of visualization. Sound comes into being when we subconsciously convert a melody into a harmony, ignore the fundamentals themselves, and mentally hear only the harmony produced by the harmonics (overtones); visualization arises when we push back and disregard this harmony of the harmonics as well. So, if we are to develop the sense of visualization, we must destroy on the one hand what we had built up on the other. We must face about and proceed in the opposite direction. One element of speech has to be suppressed, the harmonics must be pushed back, if we are to develop visualization. The old Atlanteans had to face about and migrate eastward; by doing this they were able effectively to develop the sense of visualization. This could not have been accomplished if they had continued westward. It was the tragic fate of the American aborigines to migrate in the wrong direction. They could not hold their ground, but had to yield to those who had migrated properly and returned to them only later. In this way a great deal becomes clear. When we know the secret of those currents that fashion man and the earth we can understand the organization of the earth, the distribution of oceans and continents, the migrations of men. Anthroposophy leads us into that life through which the outer world becomes transparent and comprehensible. Evolution proceeds. Humanity was not destined to stop at visualizations but to achieve concepts as well, and in order to accomplish this it had to ascend from mere visualizations to the soul life proper. After the sense of visualization, the sense of concepts had to be developed, and again a new direction had to be taken. In order to gain the life of visualizations, humanity—or as much of it as comes into consideration—moved eastward, but pure concepts could be acquired only by returning in a westward direction. We could similarly present the migrations of peoples in the four post-Atlantean periods from an anthroposophical viewpoint, and you would see a wondrous interplay of spiritual forces at work upon the whole shaping of man, and of what comes to expression in forming the earth. But this is not the end. We have dealt with the currents running downward from above, forward from the rear, etc., but in a sense we now appear to have reached a dead end. Spiritual science, however, discloses higher forces holding sway above the capacity for visualization and forming concepts, that is, the imaginative, the inspirative, and the intuitive senses. We have learned that as a rule these stream inward, but in clairvoyants, outward. All these currents must operate too, and for that purpose must develop the necessary organs. So we ask how they do this? How do they live and operate in the physical human being? In order to answer this question we will first consider a force possessed only by the human being, not by animals: the inner soul force of memory. Animal memory is a pure figment of the scientists' imagination. Animals have no memory; they merely manifest symptoms to be explained by the same principle as those of human memory. In order to produce human memory, the main position of animals would have to be raised to the vertical, so that the ego could stream in. Since their principal position is horizontal, they can have no ego. But in certain animals the forward part of the body is in the same position as that of the human being, hence it can act intelligently, although this intelligence is not permeated by an ego. This is the beginning of a vast region of misconceptions. When an animal manifests a capacity similar to that of memory and acts intelligently, nothing more is proved by these facts than that a being can be guided by an intelligence without being intelligent itself. Phenomena resembling memory can appear in the animal world, but not memory itself. In memory we see something special, something quite different from what we find in mere intelligent thinking, for example, or in visualization. The essence of memory lies in the retention of a visualization we have had; it is still present after the act of perception has passed. The repetition of an action previously performed is not memory. A clock would in that case be endowed with memory, for it does today exactly what it did yesterday. If memory is to come about, the ego must seize a conception and retain it. If the ego is to seize a conception in this way, an organ must be formed for the purpose, and this is accomplished as follows. Out of its own essence the ego must engender special currents and must pour and bore these into the various horizontal currents already active minus the ego. The ego must overcome currents. When a current appears running inward from without, the ego must be able to produce within itself a counter-current. That the ego was originally not capable of this we learned when studying the origin of speech; then the group ego had to co-operate. But when the soul life proper commences, beyond visualization, when a higher faculty such as memory is to be developed, the ego must activate new currents independently, currents that bore into others already there. Of this process the ego is clearly aware. In developing the senses up to and including visualization, this activity of the ego is not required, but when a higher activity is to be brought about, the ego must oppose the currents already functioning. This becomes manifest through the addition of a fourth phenomenon to the three currents at right angles to each other in space. This boring in of the ego becomes perceptible in the consciousness of time, and that is why memory is linked with temporal conceptions. We do not follow time in any spatial direction, but into the past. The direction of the past is bored into the directions of space. That is what occurs in all that the ego develops out of itself. Through spiritual science we can even indicate the current that comes into play when the ego evolves memory. It runs from left to right, and when habits are developed by the ego, the currents run from left to right as well. The ego bores its way into the opposing currents, those that were formed without the ego. Here the law is exemplified that tells us that the higher activities of the soul always have currents running in the opposite direction from that of the next lower activity. To gain inner contact with the ego, the intellectual soul had to develop up to the ego plane. Now we ascend to the consciousness soul. When this functions consciously its active current runs in the opposite direction from that of the intellectual soul, which is still able to function subconsciously. Under certain earthly conditions the following law in human evolution can be proved. Learning to read is an intelligent activity, but one that does not necessarily proceed from the consciousness soul. The idea of learning to read and write occurred to men before the consciousness soul was developed. Reading by means of the intellectual soul had its inception in the Greco-Latin epoch. Then followed the ascendancy of the consciousness soul, and the direction of the current had to be reversed. Arithmetic could only develop with the consciousness soul. The European peoples read and write from left to right, but they figure from right to left, as in adding. It will be seen from this how the currents of the intellectual soul and of the consciousness soul overlap, and we can actually understand the nature of the European peoples by pondering the matter. But there have been other peoples with other missions. They were advance guards, so to speak, and their task was to develop, or at least prepare, the feature of the intellectual soul that the European peoples, who had postponed their cultural development, did not evolve until after the consciousness soul had become active. Those were the Semitic peoples, who write from right to left. They were the peoples who were to prepare in advance the later period of the consciousness soul. In such considerations we find the means for comprehending all cultural phenomena on earth. We shall learn to know everything of that sort, down to the letter formations of the various languages. The reason why peoples write from top to bottom, from right to left or from left to right follows from an understanding of the underlying spiritual facts. It is the mission of spiritual science to see that light dawns in the minds of men, and that the obscure becomes clear. |
115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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At the General Meeting last year you heard a course of lectures on Anthroposophy. This year I shall deliver a series entitled, Psychosophy, from a similar point of view, and later on it will be necessary to give a third course on Pneumatosophy. In this way the three cycles will combine and form a bridge connecting the three worlds in which we live. This will close the circle that takes us in a roundabout way back to our starting point.1 Psychosophy is intended as a study of the human soul starting with what it can itself experience here in the physical world, but then ascending to higher realms in order to show that the life we encounter and can observe in the physical world leads up to glimpses of a higher soul life, from which the light of theosophy will come to meet us, as it were. A variety of considerations will occupy us during these lectures. Beginning with apparently simple matters, we will ascend to a contemplation of those phenomena of the soul life that we call attention, memory, passions, emotions. We will consider the realms of the true, the good and. the beautiful. Then we will examine the phenomena that affect human life beneficially or harmfully, out of which arise actual causes of sickness that at the present time intervene and influence our soul lives. This will bring us to the point where the psychic element enters our physical life, our daily work. We shall have to study the interaction of bodily weal and woe, and the forms of the soul life. Our observations will lead us up to the high ideals of human society, and we will consider phenomena of our daily life, such as the origin of means for passing the time and how these, in turn, affect the soul life and reveal themselves in manifold concatenations. Then the curious effects of boredom and much else will be presented, as well as remedies for poor memory, lack of forceful thinking, and the like. You will readily understand that a detailed exposition of the soul life calls for consideration of the adjacent realms. Theosophy, of course, has provided you with ready mental images for relating the soul life of man to other realms. You are familiar with the organization of the nature of man as body, soul, and spirit, from which it is natural to infer that the soul life comes in contact on the one side with the bodily life and on the other with the spiritual life. This is the step that leads up from anthroposophy to psychosophy, and at some future time we must ascend from psychosophy to pneumatosophy. If we would study this soul life by itself, within its two boundaries, we must ask what it is. Well, all that we are accustomed to call the outer world, all that we see before and about us—animals, plants, minerals, clouds, rivers—whatever we encounter on the physical plane, we do not include in our soul life, no matter what mental pictures we may add to our perceptions. A rose, when encountered on the physical plane, is not a part of our soul life, but when the rose gives us pleasure, when it stimulates something like gratification in our soul, this fact then pertains to our soul life. To meet a person and to form a conception of his hair, his expression, etc., is not a function of the soul life, but to take an interest in him, to feel love or antipathy for him, that is an experience of the soul. That is the way in which matters pertaining to the soul must be characterized. Now let us turn to something different. Suppose we are watching a man carrying out some action that induces the feeling in us of a good deed, morally laudable. A psychic experience of that sort comprises something more. Here it is not a question of how the action arose, nor even of whether we were moved by love or hate in estimating it; we find something beyond what has thus far been characterized. As soon as we judge an act to be good or bad, higher interests play a part. When we call an act good, we know that it would be wrong for this quality to depend upon our verdict. We must dissociate our personality from the question of whether an act is good or bad. True, the verdict must arise in us, but independent of ourselves. Nothing in the outer world can tell us that the act is a good one; the verdict must come about within ourselves, but uninfluenced by love or hate. In all such inner experiences that nevertheless have a significance independent of our inner frame of mind, so that it is immaterial whether we pass judgment or not—in all such experiences the spirit plays a part in the human soul. Thus we have characterized the relation of the soul to the outer world by reviewing these three cases precisely from the outer world. Summing up, first, we observe something as pertaining to the outer world: the rose. Second, we experience something in connection with it: pleasure. Third, something arises in us, but something that must be independent of us: judgment (good or evil). The outer world must reveal itself to the soul by way of the body. Soul experiences take place wholly within us, and the spirit declares itself within the soul. The point is to keep firmly in mind that the soul flows and ebbs in inner facts. It now remains to find something through which the character of our soul life is brought to our consciousness from within as well. Thus far we have considered the soul life as it is bounded from without. Now we shall see how it can be characterized from within, disregarding what is adjacent, and clearly expressing in a conception what we mean by the pure soul principle. We must acquire a mental picture of the nature of the soul as it has its being on the physical plane. The basic character of pure soul, of pure psychic experience, can be described in two ways. Speaking accurately in regard to earthly conditions, and indicating the inner phenomena of the soul life exactly as far as its boundaries, there are in the first instance two conceptions that we can apply to man's pure soul experiences and to nothing else. The inner phenomena of the soul life—its inner fluctuation—clearly indicate its boundaries, and the attributes of these boundaries must be mentioned. My next task will therefore be to characterize these inner phenomena of the soul life, and this, as I said, can be done in two ways. We will devote today's lecture to gathering conceptions, but never mind; it will greatly help us to understand phenomena that concern us intimately. It is a matter of gleaning hints that are extraordinarily important in connection with the soul life, whether healthy or diseased. One conception by which the pure soul principle can be characterized is reasoning. Reasoning is one activity of the soul, and all remaining psychic experiences can be summed up in what we may call the inner experiences of love and hate. Rightly understood, these two conceptions—reasoning, and love and hate—comprise the entire inner soul life. Everything else denotes something that derives from without through the body or from within through the spirit. We shall see how fruitful a careful study of the two psychic activities can become. Everything pertaining to the soul, then, is either reasoning or living in love and hate; at bottom these two conceptions are the only pure soul activities. Reasoning on the one hand, loving and hating on the other—these are the forces of the soul life exclusively pertaining to it. If we are to understand each other aright with regard to these two basic forces of the soul, it behooves us to visualize clearly first, the significance of reasoning within the soul life, and then, the role played in the soul life by love and hate. I refer to reasoning not from the standpoint of logic, but of the activity comprising the inner soul process of reasoning; not judgment, but the activity, reasoning. If you are led to concede that the rose is red, you have reasoned; the activity of reasoning is involved. If you are inwardly constrained to say that the rose is red, that man is good, the Sis-tine Madonna is beautiful, that steeple is high, you are dealing with activities of the inner soul life that we designate as reasoning. Now, how about love and hate? A little introspection will show you that we do not pass by the outer world in such a way that our soul remains untouched by the majority of external phenomena. Passing through a landscape you see cloud-capped mountain peaks, and you experience joy in your soul. What underlies this is that you love what you experience through this landscape. Whatever exists of joy or horror in an experience, that is love or hate. If love or hate hides in many kinds of soul experiences, that is merely because these accompany us incessantly from morning to night. If you see someone committing an evil deed and are repelled by it, you have a hidden experience of hate, exactly as you have when you turn from a malodorous flower. Love and hate accompany the soul life continually and so does reasoning. If we now observe an important concomitant of reasoning, we can learn to know the phenomena of the inner soul life better still. It is this, that all reasoning has an effect in the soul life, and this fact is the key to the soul life. By forming the judgment, “the rose is red,” “that man is good,” you retain a result in the soul. It can be characterized this way: When you have given the verdict, the inference is the conception, “the red rose,” “the good man.” The verdict “the rose is red” has been transformed into the conception “the red rose.” As a being endowed with soul, you then continue to live with this conception. Every judgment is a confluence of conceptions. Here we have, on the one hand the rose, on the other, red. These flow toward each other and combine in the conception “the red rose,” which you carry with you in your further soul life. This may sound dry, but it is indispensable for an understanding of the soul life. Neither the soul life nor its relation to the higher planes could be accurately comprehended without the knowledge that judgments converge into visualizations. Experiences of love and hate, on the other hand, do not give rise to the question of how do they converge, but rather as to where they arise. In the case of reasoning, the question is, Whither? and the answer is. Toward the conception. But with regard to love and hate the question is. Whence? We will always find one impulse in soul experiences themselves that gives rise to love and hate, an impulse that breaks into the soul life from another quarter, as it were. All love and hate can finally be traced back to what within the soul life we call desire. Entering from another direction and underlying love and hate, as these manifest themselves in the soul, desire can always be found streaming into our soul lives. Into one side of it flows desire, manifesting itself in love and hate. On the other side the activity of reasoning leads to visualization. Desire is something you can easily recognize as arising naturally out of the inner soul life. The external cause of it may not at all be known to you, but you do know that it appears in your inner soul life, and that invariably love and hate result. In like manner you realize that your verdict “the rose is red” arises in the soul, but when this verdict has culminated in a visualization, the latter must have external validity. Reasoning takes place in the soul; it arises out of the inner life. We can put it this way: primarily, desire—for reasons not known to us today—manifests itself in the soul and expresses itself in love and hate. But in the same way—also for unknown reasons—the soul is impelled to permit judgment to enter from the wellspring of its own being, and provided the verdict has been arrived at in a certain way, the visualization must be valid for the outer world. It will seem strange to you that I should be so prolix in expounding the elementary concepts of the soul life. You may think that these matters could be skipped over more rapidly, and indeed, they could, but just because these relationships remain largely unnoticed in scientific circles, error after error is committed. I will mention one prime error common today. By drawing far-reaching conclusions, those guilty of this error become entangled in misconceptions; they start from entirely false premises. In many books on physiology you can find the statement that the raising of a hand or leg is brought about by the fact that we have two kinds of nerves. Those that run from the sense organs to the brain or the spinal cord and that transmit messages to the brain, so to speak, are supposed to be contrasted with another set, called motor nerves, as against the sensory or perceptive nerves. According to this theory, when an object is seen, the message of the sense organ is first carried to the brain, where the stimulus thus exerted is supposed to stream out into a nerve that leads to a muscle, and only then does the impulse arise that entails motion. According to spiritual science, however, that is not the case. What is called the motor nerve does, in fact, exist as a physical unit, but it does not serve to instigate the motion. It serves only to enable us to perceive the motion ourselves, to check up on it, to bring our own movement to consciousness. Just as the optic nerve, through which we perceive an external event, is a sensory nerve, so the muscle nerve leading to the hand is also a sensory nerve, whose function is to keep track of the movement of our hand. This example of faulty scientific thinking is a prime error that has poisoned all physiology and psychology. Our task is clearly to understand the role played by these two elements of the soul, reasoning, and love and hate. They play an enormous role, for the entire soul life runs its course in manifold combinations of these two elements. We should misconstrue this soul life, however, if we failed to allow for extraneous forces, not properly psychic, that constantly enter in across the border. The first example that occurs to us, to be met with everywhere in daily life, around which, indeed, our everyday soul life is built, is that of sense experiences. These are the various experiences brought about by the ear, the eye, the tongue, the nose, etc. What we experience through our sense organs we take into our soul, in a way, and there it lives on. With this in mind we can actually speak of our soul reaching as far as a certain boundary, which is the boundary of the sense organs. We have posted sentinels, as it were, at the boundaries of our soul life, and what these sentinels report of the outer world we take into our soul life and carry further. We can now ask about those impressions in the soul that we experience through our sense organs. What is represented within the soul life by what we experience through the ear as tone, through the eye as color, through the nose as smell? Well, the study of these sense experiences is as a rule pursued in a lopsided manner. Science fails to face the fact that the processes taking place at the boundaries of the soul life are composed of two factors, two elements. One element is perception, our immediate experience of the outer world. You hold the tone, the color, the smell, and so forth—that is, the impression of these—only as long as you are in contact with the external stimulus. The impression, the interaction of inner and outer factors, ceases at once when you turn away, close your eyes, or the like. What does that prove? If you consider the immediate perception in conjunction with the fact that later you know something (you know the tone, the color, etc.), it proves that you have retained something of your experience of the outer world, even though the experience has ceased. What does this imply? That something has completely entered your soul life. Something that has become part of your soul life must inevitably run its course there because you carry it with you. If it were part of the outer world you could not carry it with you. You can continue to hold the impression of color, the perception of the color impression, only if it has remained within your soul. It is necessary to distinguish between a sense perception proper and what you continue to carry in the soul, what you detach from the outer world. The experience you thus derive from objects we will call perception, and what you continue to carry in the soul, sensation. As a foundation, then, for subsequent expositions, keep in mind the sharp distinction between sense perceptions and what we retain as sensation (sentience). The perception of color ceases when you turn away; the sensation of it remains. Ordinarily such fine distinctions are unnecessary, but for these four lectures they are apposite. So we continue on our way, carrying these sensations about with us in our soul. We now ask if it could be that these sensations, derived from external objects, constitute a new element of the soul life, as opposed to reasoning and the phenomena of love and hate, which we termed the exclusive elements? If that were the case I should have been guilty of omitting to name something that also constitutes an inner experience, namely, sentience. But that is not the way matters stand; sentience is not a separate element of the soul life. If you have sensed the color red, the color red is not an inner soul experience, for it is the object that is red. If “red” were an inner soul experience your whole color-perception of red would avail you nothing. The quality “red” did not originate in your soul life. What did arise there was the activity in which you engaged for the purpose of carrying away with you something of the red. What you did while confronting the rose, that is inner soul life. This activity of your inner soul is in reality nothing more than a fusion of what I have described to you as the two basic elements of the soul life. But then we must consider the following. If what I have told you of the two elements is true—if love and hate, deriving from desire, and reasoning lead to visualization—then what was characterized as sentience would have to be related to those two elements in the case of a sense experience as well. A sense experience must be accompanied by love and hate, and reasoning. Imagine you have a sense experience of color, and observe closely what happens: ![]() Desire and reasoning flow to the boundary of the outer world and become visualization of the material object. Above the heavy line is the outer world, below it the world of the soul. The line is the boundary. When at this boundary an object makes an impression upon the sense organs and induces an experience—for instance, of color, this experience must be met by the result of love and hate and of reasoning, emanating from the soul as visualization. Nothing else can flow out of the soul. Note, however, an important distinction that can exist between different kinds of desire, different kinds of reasoning. As an example, let us assume that while you are waiting for a train, day-dreaming, the visualization of a disagreeable past experience appears in your soul life, and side by side with this appears another, namely, everything unpleasant that has happened to you since then as a result of that experience. Then you can sense how these two visualizations combine into a more intensive visualization of that distressing event. During this process nothing related to it has occurred in the outer world. A judgment has been reached that remains wholly within psychic experience. Nevertheless, love and hate appeared in the soul life; they amalgamated with the visualization, as it were. As you sit there dreaming, your environment need show nothing of all this; your surroundings are of no consequence; yet something occurs. A visualization comes about through love and hate, and reasoning, without any stimulus from without. That is quite a different thing from confronting a sense experience. When we perform such an inner act—let judgments arise, provoke love and hate—we remain within the sea of our soul life. But when a sense experience arises we must advance to the boundary of the outer world, and there it is as though the currents of the soul life were directly stopped by the outer world. Whenever a sense experience is involved we are stopped by the outer world. Desire, love and hate, flash to the boundary; the capacity for judgment flows there too, and both are obstructed at that boundary. The result is that reasoning and desire are checked. They are there, but the soul does not perceive them, and the sense sensation is brought about by this flowing to the boundary and there being stopped. The sense sensation is nothing but a phenomenon of love, hate and reasoning that remains unconscious, though these are obstructed and held fast from without (cf. previous diagram). We can put it this way. Ebbing and flowing in the sea of our soul life, psychically substantial, is what can be designated love and hate, and reasoning. This manifests itself in various ways. When a judgment is reached within the soul itself, the soul is aware of the activity of reasoning as visualization. When the soul directs the activity toward the outer world, it must stop at the boundary and it perceives the outer world: perception. When, however, the soul directs the activity toward the outer world but stops before it is reached, sensation arises. Sensation is the confluence of desire and reasoning within the soul life. If we consider what the soul life ordinarily comprises, we find that our inner experiences really consist, as a rule, of what we have carried away with us from sense experiences. A little introspection will convince you of this. If you want to create higher visualizations for yourself, you will notice how helpful it is for your inner soul life to try to substantialize what is not of the senses, to imagine it pictorially, to clothe it in a garb that is faintly a sensation of color or tone. Speech itself could teach us how extensive is the soul's need to express higher things in such a way as to symbolize them in sense sensations. As a rule, the symbol is a necessity, though people usually have no inkling of the fact, because in symbols the likeness is shadowy, nebulous. Try, for a moment, to imagine something without the aid of a symbol—a triangle, for example; a triangle without color or any link with any sense sensation. Just try it, and you will see how difficult it is to visualize a triangle un-symbolized, that is, a visualization not associated with any sense picture. Most people are quite incapable of accomplishing this. Symbols alone provide the possibility of rising to higher visualizations. Even language is aided by symbolization. Observe how we are forced at every turn to symbolize speech. I said that a symbol must be verknüpft (linked) with the visualization of a triangle: what a crude conception, knüpfen!1 Even words themselves disclose the prevalence of symbols, and we see to how great an extent the soul life consists of products of sensations. We have just one conception that cannot be directly classed as an outer sense experience, although it keeps recurring as an inner soul experience and we must continually relate it to the outer sense experiences: the conception of the ego. If we face the purely psychic state of affairs, we must concede that man lives largely in a world of sense sensations. In this world the conception of the ego keeps bobbing up and crowding forward, but this ego is not always present as a conception. It would be foolish to assume that the ego conception could be present continually or for a prolonged period. Fancy what it would be like to keep saying to yourself, to keep visualizing incessantly, I, I, I ...! No, that is not what you do. You have other conceptions, such as red, blue, tone, large, small. Nevertheless you know that your visualizing occurs in your ego, that your ego must participate whenever a sense experience takes place. What we call soul experience is in a sense at the same time ego experience. You know that soul experiences—desire, reasoning, etc.—must always be opposed by the ego, but no matter how insistently visualizations are stimulated by the outer world, the conception of the ego can never possibly be created merely through the outer world. It does not enter from without. True, the ego sensation, the ego conception, invariably accompanies these sense conceptions that originate in the outer world, but it does not itself arise there. It emerges from the sea of the soul life and, as a visualization, joins the other visualizations, as it were. Out of the sea of soul experience the other sense experiences emerge as well, but only when outer causes are in question. In this fact is to be seen primarily the sole difference between the ego sensation and sensations consequent upon sense perception. A significant phenomenon thus confronts us. In the midst of our soul life there appears a conception that joins the others coming from without. How is this to be explained? Among present-day philosophers and psychologists, even outside the anthroposophical movement, there are some who point out the importance of the ego conception, but strangely enough these psychologists, no matter how well-meaning, invariably overshoot the mark. The French philosopher, Bergson, was one who emphasized the significance, the distinctive character, of the ego conception. From this the philosophers infer a permanence of this ego conception, or at least, that it points to something permanent, and they substantiate this view as follows. The ego differs from all other experiences of the senses and the soul by participating, as it were, in the other experiences and conceptions in such a way as to lend them their true form; ergo, it must be of a permanent nature. Here, however, a grave error appears, and a certain objection that must be raised against Bergson's argument proves quite fatal for his inference. Let us assume that the ego conception yielded something that constitutes the soul within itself. The question would then necessarily arise as to what happens to this during sleep at night. The ego conception ceases entirely, of course, during sleep. All these concepts concerning the participation of the ego in visualizations apply only to our waking life. They merely appear anew every morning. If the ego conception were to prove anything concerning the permanence of the ego, it would have to remain present during sleep. From the absence of the ego conception during the night it follows that after death it need not necessarily be present either. Thus there is no testimony available for the permanence and the immortality of the ego. It might be lacking, for it disappears every day. Hence we must keep in mind that, on the one hand, the presence of the ego conception without external stimulus is significant, but that, on the other, this presence in no way proves the permanence of the ego, as the latter is away during sleep. In this way we have today reached an inference upon which we shall build further. We have seen that two elements emerge from the surging sea of the soul life: reasoning, leading to visualization, and love and hate, deriving from desire. At the boundary of our soul life is the confluence, of which we are not aware, of desire and reasoning. An ego conception appears without external stimulus, but it shares its destiny with the other visualizations of the soul life; just as tone, color, and so forth, come and go, so does the ego conception emerge and disappear. In the following lectures we will examine the connection of this ego conception, this soul center, with the other conceptions of the soul life—sensation, desire, reasoning, love and hate.
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115. Wisdom of Man, of the Soul, and of the Spirit: Action and Interaction of the Human Soul Forces
02 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Action and Interaction of the Human Soul Forces
02 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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Yesterday we concluded our psychosophical observations by pointing for one thing to our surging soul life that can be reduced to two elements, reasoning, and the inner experiences of love and hate. Then we referred to the sensations given us by the soul, those that fill our soul life like the continually rising and falling waves of the sea. Finally, we indicated one sensation appearing in this restless sea that is radically different from all other everyday experiences of the outer world. We experience our sensations while in contact with the outer world, and they are then transformed within us in such a way as to enable us to live on with them. But in the midst of this surge stimulated by the messages of our senses, one perception makes its appearance totally different in kind from all other perceptions. All others are instigated by external sense stimuli, are further worked over within us, and become sensations. They start as perceptions, then become sensations within perception, and finally live on in what remains of the sensations in us. The ego perception, however, is an entirely different matter. The perception of the ego appears in the midst of the other surging activity; it is omnipresent and differs from all other sensations by reason of the fact that it cannot be engendered from without. This condition discloses a sort of contrast in the soul life, the ego sensation as opposed to all others. The mysteries concealed in this contrast will come to light in the course of these lectures, but it is not too soon to acquire a feeling for them by keeping the contrast clearly in view. Into all other experiences we infuse our ego perception, so that even from a quite abstract consideration of this contrast we can learn that everything surging in the soul comes from two directions. What we must do is to envision the contrasting elements of the human soul life both abstractly, in detail, and concretely, comprehensively, until we feel it in our soul. In truth, man's soul life is primarily anything but a simple entity. It is a dramatic battlefield upon which the contrasts are constantly in action. A finely attuned feeling harking to the life of this human psyche will not fail to recognize the dramatic character of the human soul life, and we cannot but feel a certain impotence in facing these struggling powers in our souls, a certain submission to the conflicting elements of life. The most insignificant among us, as well as the greatest genius, is chained to this conflict, to this dual nature of soul life. In order to arouse the feeling within you that even the greatest genius is subject to the domination of these conflicting elements, a poem by Goethe was recited at the beginning of yesterday's lecture. Should any of you have picked up his Goethe since then and re-read this poem, he must have experienced a strange sensation—one that should underlie this lecture cycle. It is not our intention to describe in an abstract way, but rather to infuse blood, so to speak, into our description of the soul. We want to enter into the living soul. If you heard the recitation of the poem, The Wandering Jew (Der Ewige Jude), that was given yesterday, and later read it over at home, you must have been struck by the difference in the two versions. As a matter of fact, something was done that so-called science would term barbarism; the poem was specially prepared for the recitation, cuts and alterations were made, and the whole thing was changed to present an entirely different picture. Philologists would frown upon such a procedure, but it is justified by its special purpose of opening up a wider perspective into the human soul. The alterations were made for the following reason. Goethe wrote the poem in his earliest youth, but the content of the version you heard yesterday is such as the mature soul of his ripe age could have endorsed. He would have been ashamed, however, of the portions omitted, would have turned from them. Only one who approaches Goethe with such profound veneration as I feel for him may be permitted to speak of one of his poems, upon occasion, as I have done today of The Wandering Jew. This poem is the work of Goethe's early youth. Youth expresses itself here as youth naturally does. Goethe wrote it when he was a regular good-for-nothing, one from whom surely nothing could be learned. But may we say this of anything he wrote? We can say unhesitatingly that at the time he wrote The Wandering Jew he could not even spell correctly, hence it should be permissible to point out worthless passages. There is a strong proclivity nowadays to unearth the earliest works of great men, if possible in their original form. Now, the youthful soul of Goethe embraced something that was not himself. Conceptions rumbled there that derived entirely from his environment, his milieu. The nature of his environment, to be sure, does not concern us, that concerned only Goethe, but from all this something fused in his soul, something composed on the one hand of what was properly psychic in his soul, and on the other, of its eternal-spiritual content, of a temporal and an eternal-spiritual element. The result of all this is something eternal, and it does concern us. These two aspects, one of which concerns only Goethe and the other, us as well, these two souls in the youthful Goethe were separated in yesterday's recitation as by an incision. Whatever remained in the old Goethe of what had swayed the young Goethe was retained. All that was present only in his youth was extirpated. There you can see how two kinds of forces influence a genius: those proceeding from his environment and those working out of himself toward the future. As we contemplate Goethe's soul in his youth it appears as a battlefield upon which a struggle is in progress between the Goethe that accompanied him throughout his life and something else—something he had to fight down. Without this struggle, Goethe would not have become Goethe. There the antithesis becomes patent. It is indispensable to the progress of humanity, for were the soul a unified being it could not progress but would remain stationary. It is, therefore, important to acquire a feeling for the polarity, the struggle of contrasting elements in the soul life. Unless we do so we shall not be able to understand what must be said concerning the soul life. It is precisely when contemplating such a typically magnificent soul life as Goethe's that we look upon it as upon a drama; we seek to approach it in timid veneration, because this conflict, unrolling as the life of a soul, reveals in a single incarnation the entire destiny of the soul life. Another point arises in connection with this soul drama. Let us recall the contrasts in Goethe's soul, as they were disclosed in yesterday's recitation, and see what else we can deduce. We find that in later years Goethe followed but one of the impulses we discussed yesterday. He embraced in his soul what we disentangled from the temporal elements that he later discarded. Throughout his life and involuntarily Goethe, like every man, was subject to these two powers of his soul life. By reason of possessing a soul, nobody is altogether his own master. Man is subject as well to an inner influence that has power over him, that his knowledge cannot compass at the outset. Had Goethe at that early age been able to grasp all that was active in his soul, he could not have written the poem as he actually did. Man is a vassal of his soul life. Something holds sway and acts there that presents itself to the soul life as an outer world. Just as the red rose forces us to visualize it as red, and as we carry the red color with us as memory, so there lives in us something that compels us to fulfill the inner drama of our soul life in a certain definite way. In the matter of all sense perceptions the outer world masters us, and a similar inner master must be recognized in our soul life as well if we observe the latter as it progresses in time from day to day, from year to year, from one life epoch to the next, and becomes ever richer as it is driven forward by an inner power. This simple, concrete case alone suffices to show that in our soul life we must recognize an outer master, the compulsion of sense perceptions, but also, that we have an inner master as well. Failure to recognize this inner master leads to illusion. In so far as we stand at a given point in space, we have a master in the outer world, and as we progress in our soul life it is incumbent upon us to observe the dramatic contrast within us, for thus we will know that there is such a master within us as well, the master that causes us to lead a different soul life at seven than at twenty-one, thirty-five, or a still greater age. In the last analysis this soul drama, so concretely exemplified in Goethe, is composed of reasoning and the experiences of love and hate. It was said that reasoning leads to visualization, and that love and hate have their source in desire. You might object that the statement, “reasoning leads to visualization,” contradicts the simple fact that visualizations arise from sense sensations of the outer world because, when we see a rose, the visualization “red” arises without our reasoning. Hence, in this case at least, reasoning does not lead to visualization—rather the reverse; the visualization would have to be there, and then the reasoning would follow. But that only appears to be a contradiction. Keep it firmly in mind, for it is by no means easy to fathom. We must observe a number of matters if we would find the key to this seeming contradiction. First of all, you must pay attention to the fact that visualizations lead a life of their own in the human soul life. Please grasp that sentence in its full significance. Visualizations are like parasites, like live beings in the inner soul, that lead their own existence there. On the other hand, desire as well leads to an existence of its own in the soul life, and the latter is actually under the dominion of these independent visualizations, longings and desires. You can easily convince yourselves of the independence of visualizations by remembering that it is not always in your power to recall them at will. Occasionally they refuse to be recalled, and we say that we have forgotten, and the possibility of forgetting proves the presence of a foreign force that opposes the reappearance of these visualizations. Sometimes those we had but yesterday resist our greatest efforts to remember them. This conflict is actually a struggle that takes place between visualization and something else that is present in our soul in this epoch. The visualization need not necessarily have vanished for good. It may return some time without anything having occurred in the outer world to cause its reappearance. It is simply that a visualization is a being that may temporarily refuse to appear in our soul. The adversaries we meet there, the opposing visualizations, act in different ways with a great variety of results. This conflict between our own soul forces and the visualizations varies greatly in different people, to such an extent, in fact, that the distance between the extremes is terrifying. There are people, for example, who are never at a loss to recall their store of conceptions and knowledge, and others so forgetful, so impotent in this respect as to overstep the bounds of what is normal and healthy, so that they are rendered unfit for life. For a genuine psychologist the readiness with which he remembers, recalls conceptions, is of great importance because it is a measure of something lying much deeper in his soul life. The proximity or remoteness of his visualizations is for him an expression of inner health or sickness. All of us, in fact, can find in this detail a subtle indication of our constitution, right down to our corporeality. Judging by the intensity with which man must combat this resistance of the visualizations, the psychologist can diagnose his ailment. His gaze penetrates the human soul and observes something beyond in the soul life. In addition to this, there is something else to be considered if you would visualize from another angle how these conceptions lead a life of their own within us. Our visualizations at any given age, in their totality, are something we do not wholly master, something to which we submit. Under certain life conditions we can realize this as, for example, whether or not we understand a person speaking to us depends upon our soul life. You, for instance, understand what I say in my lectures, but if you brought others unacquainted with my subject, many of them, no matter how well educated, would understand nothing at all. Why? Because those in question have for years been accustomed to other conceptions. These constitute the obstacle to an understanding of the other, more up-to-date concepts. Thus we find that it is precisely the old conceptions that combat the new ones approaching them. It is of no avail whatever to want to understand something unless we have within us a store of conceptions that will make it possible to understand. Conceptions are opposed by conceptions and, if you examine your soul life, you will find that your ego plays a minor role in the process. Watching or listening to something that interests you offers the best opportunity to forget your ego, and the more deeply you are absorbed, the greater is this opportunity. Looking back at such a moment, you will realize that something was taking place in you in which your ego had little part. It was as though you had forgotten your ego; you had lost yourself, entranced. That is what always occurs when we understand something particularly well. What happens, though, when we fail to understand something? We oppose our present store of conceptions to the new ones, and something like a dramatic conflict takes place in our soul. Conceptions battle with conceptions, and we ourselves, within the soul, are the battlefield of the two armies of conceptions. There is something significant in the soul life that depends upon our having or not having the conceptions necessary for understanding a matter. If we listen unprepared to an exposition, for example, a curious phenomenon comes to light. At the moment when we fail to understand, something like a demon approaches us, as it were, from the rear. When we listen understandingly and attentively this does not occur. What is this demon? It is one's ego, weaving in the soul, attacking from the rear. As long as we understand and can remain absorbed it does not put in an appearance, only at the moment when we fail to understand. What is the nature of this inability to understand? Undoubtedly something that weaves its way into the soul life, so to speak, and engenders an uncomfortable feeling in us. One's own soul makes itself felt as uneasiness, and an examination of this condition shows the soul life to be of such a nature that the conceptions already there are not indifferent to the new ones that approach. The new ones impart to the old ones a feeling of well-being or the reverse. Though this feeling of uneasiness is not necessarily violent, it is nevertheless a force that continues to work in the soul life, attacking something deeper. The malaise resulting from failure to understand can have a detrimental effect even on the body. In diagnosing the finer shades of sickness or health—those that are connected with the soul life—it is of great importance to note whether the patient must frequently cope with matters he does not understand, or whether he readily comprehends everything with which he has to deal. Such considerations are far more important than is generally believed. We have learned that visualizations lead their own life, that they are like beings within us. Recall, now, those moments of your soul life during which the outer world gave you nothing; even when you wished to be stimulated by it, it passed you by, leaving no impressions. This is another case in which you experience something in your soul. It is something that in everyday life we call boredom. In everyday life, boredom is a condition in which the soul longs for impressions; it develops a desire that remains unsatisfied. How does boredom arise? If you are observant you will have noticed something that is not often recognized. Only the human being can be bored, not animals. Whoever believes that animals can be bored is a poor observer of nature. People, on the other hand, can positively be classified according to their capacity for boredom. Those leading a simple soul life are bored far less than the so-called educated ones. In general, people are far less bored in the country than in the city, but to verify this you must there observe the country people, not city people who are momentarily in the country. People of the educated strata and classes whose soul life is complicated are prone to boredom. We find, then, a difference even among the different classes. Boredom is by no means something that arises simply of its own accord in the soul life, but is a result of the independent life led by our conceptions. It is these old conceptions desiring new ones, new impressions. The old conceptions crave fructification, desire new stimuli. For this reason we have no control whatever over boredom. It is merely a matter of the conceptions having desires that, unfulfilled, develop longings in us. That is why an undeveloped, obtuse person with few conceptions is less bored; he has few visualizations that could develop longings within him. But neither are those who continually yawn with boredom the ones who have achieved the highest development of their ego. This is added lest you might infer that the most highly developed people would be the most bored. There is a sort of cure for boredom; and in a higher stage of development boredom again becomes impossible. More of this later. There is a definite reason why animals are not bored. When an animal has its eyes open it is continually receiving impressions from the outer world. External events run their course as a process of the outer world, and what occurs within the animal keeps pace in time. The animal has thus finished with one impression by the time the next one comes along. Outer occurrence and inner experience coincide. It is man's prerogative, on the other hand, to be able, within himself, to hold a tempo in the sequence of his soul events different from the one obtaining in the world process outside. As a consequence, man is able to close his mind to stimuli that have repeatedly made an impression on him in the past; he shuts himself off from the outer course of time. Within him, however, time continues to pass, but because no impressions reach him from without, time remains unoccupied, and this time void is permeated by the old conceptions. Now, the following can occur. Observe the progress of the animal's soul life; it parallels the external course of time. The inner soul life of the animal proceeds in such a way that the animal is actually subject to the outer passing of time or—which is the same thing—to the perceptions of its own life and body (this becomes outer perception too, as in digestion). That is something that interests the animal tremendously. The animal is constantly receiving inner stimuli from the outer course of time, and every moment of its life is interesting. When the outer perceptions of an animal cease, the passing of time ceases as well. This is not the case in human beings. For us outer objects cease to be of interest when we have seen them too often. We no longer let them enter our soul worlds, yet the external passing of time continues just the same. Our inner soul life stops, and time flows on with the soul. What is it, though, that acts upon this void in time? It is the desire of the old conceptions yearning for the future. There emanates from the soul, from the old conceptions, the desire for new impressions, new contents. That is boredom. The difference between man and animal is that man has the advantage of conceptions that live on and develop their own lives oriented toward the future; that means that he has a soul life directed toward the future. While animals are continually stimulated from without, the human being is constantly swayed by the desire of the soul life, because the old conceptions crave new impressions. Later I shall draw attention to possible illusions. As stated above, however, there is a cure for boredom. It is brought about when the old conceptions persist not merely as something that excites desire, but when they have a content of their own, so that through our own incentive we can infuse something into the time not filled from without. When our conceptions themselves carry into the future something that interests us, we have the higher soul development. Whether or not this power plays a part in a man's development, whether or not his conceptions embrace something that interests him, satisfies him, constitutes a significant difference. Beginning, then, at a certain stage of development, the human being can be bored, but he can cure himself of this by filling himself with conceptions that will satisfy his soul life in the future as well. That is the difference between those who are bored and those who are not. There are people who can be cured of boredom and others who cannot, and this points to the independent life of our conceptions, a life we cannot control, a life to which we are subject. Unless we see to it that our conceptions have content we must inevitably be bored, but by giving them a content we can for the future protect ourselves against boredom. This again is extraordinarily significant for the psychologist, for our normal life demands a certain balance between fulfillment of the soul's desires and outer life itself. When this balance is not maintained, boredom results, and an empty, bored soul—destined nevertheless to continue living in time—is poison for the body. Much boredom is a real cause of sickness. The term “deadly boredom” rests on a true feeling. It acts as a veritable poison, though one does not exactly die of it. Things of that sort have an effect far transcending the soul life. These elucidations may seem pedantic to you at the moment, but they will enable us later on to shed a wondrous light on the miracles of the human soul life. Fine distinctions are necessary if we are to become acquainted with this wonder drama of our soul life playing around its hero, its ego. Hidden in our soul life is someone who is really infinitely wiser than we are ourselves; indeed, the prospect would be black were this not so. In ordinary life people indulge in the most curious conceptions regarding the nature of body, soul, and spirit. These things are jumbled in the wildest ways. What was formerly known by means of more clairvoyant observation has gradually been forgotten and eradicated. At that time people analyzed life correctly, distinguishing between the physical, the psychic and the spiritual life in which man has his being. Then, in the year 869, the Ecumenical Council at Constantinople felt impelled to abolish the spirit and to set up the dogma that man consists of body and soul. A study of the dogmatism of the Christian Church would reveal to you the far-reaching consequences of this alteration, this abolition of the spirit. Anyone still recognizing the spirit became at once a preposterous heretic in the eyes of the Church. The aversion to the spirit is based upon a misinterpretation of the absolute justification for the relation of body, soul, and spirit. Everything becomes confused as soon as one ceases to think of body, soul, and spirit, but then, that's the way people have become; they confuse everything. The result in this case is that a clear view of the spiritual life has disappeared. Even though nowadays people habitually fall into the error of inadequate differentiation, there is a good spirit watching over them who has kept alive a dim feeling for the truth. This is brought about by the fact that in man's environment something like the spirit of speech is active. Speech is really more intelligent than human beings. True, people abuse speech by regulating and distorting it, but it is not possible to ruin it altogether. Speech is more intelligent than human beings themselves, hence the stimuli it holds for us exert the right influences; whereas, when we bring our own soul life to bear, we make mistakes. I will show you that we have the right feeling when we speak, that is, when we yield ourselves to the soul of speech, not to our own. Imagine you are in the presence of a tree, a bell, and a man. You begin to reason from what the outer world has to tell you, from immediate sense impressions. In other words, you set your soul life in motion, for reasoning is, of course, something that takes place in the soul. You look at the tree; the tree is green. The inference expressed in your verdict, the tree is green, is expressed in accord with the genius of speech. Now suppose you want to express something regarding the bell, something to be judged through sense impressions; the bell rings. The moment the bell rings you will express your perception in the verdict, the bell rings. Remember all that while we now turn to the man. This man speaks. You perceive his speech, and you express outer perception in the words, the man speaks. Keep in mind the three verdicts—the tree is green, the bell rings, the man speaks. In all three we are concerned with sense impressions, but when you compare these with the judgment of speech you will feel that they reveal themselves as something quite different. When I say, The tree is green, I express something that is conditioned by space; the form in which the judgment is expressed implies this. I express what is true now, what will be true three hours hence, and so forth; something permanent. Take the next verdict, the bell rings. Does this express something spatial? No, that doesn't exist in space; it proceeds in time, it is in a state of flux, in the process of becoming. Because the genius of speech is highly intelligent you can never speak of something fixed in space in the same way as you do of something proceeding in time. If you examine these verdicts more closely you will find that in referring to all that is in space speech permits only the use of an auxiliary verb, not a direct verb: an auxiliary verb that helps you, in speaking, to live in time. True, we can employ a verb when we may have something else in mind. We can say, “The tree greens,”1 without the auxiliary verb, but when we do that we are switching from what is purely spatial to something that moves in time, that becomes, to the rise and decline of the greenness. Truly, a genius works in speech, even though much of it is ruined by man. Speech actually does not permit the use of a direct verb in connection with a spatial concept. The purpose of a verb is to indicate something temporal. The employment of a verb necessarily indicates a state of becoming. You might object that instead of saying, “The bell rings,” we could say, “The bell is ringing,” but think what that would involve! A paraphrase of that sort ruins the language.2 Now we come to the third verdict, the man speaks. There, too, you use a verb to express sense perception, but consider what a difference there is. The verdict, the bell rings, tells us what is in question, the ringing, but in the verdict, the man speaks, something is told that is not the point at all. The sense stimulus arising from speech is not the point. We are concerned with something that is not expressed at all in the verb, namely, the content of what is spoken. Why does speech stop there? Why do you halt, as it were, before reaching the point? Because when you say, “The man speaks,” you wish your own inner being to confront the man's soul directly. You wish to characterize what confronts you as something pertaining to the inner life. In the case of the bell, this quality is inherent in the verb, but when your inner life meets a living soul you take good care not to intrude thus. There you see manifest the genius of speech, expressed in the difference between what relates to the locality (space), to the process of becoming (time), and to matters of the inner man (the soul). In describing it we halt as in timid awe before the inner substance, before the matter that really concerns us. In speaking, therefore, and halting at the portal, we do homage to the inner soul activity. In the course of these lectures we will see how important it is for us to rise to a certain feeling for the matter, a feeling that will enable us to define the soul life as something enclosing itself on all sides, something surging to this boundary and there piling up against it. It is important that you should learn to know the soul in its true being as a sort of inner realm. You should understand that what must come from without meets something resisting from within, so that when sense experiences approach the soul we can think of the soul as a circle within which everything is in flux. Sense experiences approach from all directions; within, the soul life swirls and surges. What we have learned today is the fact that the soul life is not independent; the soul experiences the independent life of the visualizations that lead an existence in time. This life of the visualizations in the bounded soul is the cause of our greatest bliss and our deepest suffering, in so far as these originate in the soul. We shall see that the spirit is the great healer of the ills caused in our souls by sorrow and suffering. In physical life hunger must be appeased, and this acts beneficially, but if we overload ourselves beyond the demands of hunger we tend to undermine our health. In the soul life the case is analogous. Conceptions demand to be satisfied by other conceptions. New conceptions entering the soul can also act beneficially or detrimentally. We shall see how in the spirit we have something that not only acts beneficially, never the reverse, but prevents and opposes the overloading of the soul life as well.
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115. Wisdom of Man, of the Soul, and of the Spirit: At the Portals of the Senses
03 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: At the Portals of the Senses
03 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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Today our lecture will again be preceded by the recitation of a poem intended to illustrate various matters that I shall discuss today and tomorrow. This time we are dealing with a poem by one whom we may call a non-poet because, as compared with his other spiritual activity, this poem appears as a by-product, written for an occasion. It is, therefore, a soul manifestation that in a sense did not proceed from the innermost impulses of the soul. Precisely this fact will bring clearly to light a number of points connected with our subject. The poem is by the philosopher, Hegel, and concerns certain phases of mankind's initiation. Eleusis To Hölderlin
In the last two lectures it was stated that in studying the soul life we find it filled out up to its boundaries principally by reasoning and the experiences of love and hate, the latter, as we showed, being connected with desire. Now, it might seem as though this statement ignored the most important factor, the very element through which the soul experiences itself most profoundly in its inner depths, that is, feeling. It might seem as though the soul life had been characterized precisely by what is not peculiar to it, and as though no account had been taken of what surges back and forth, up and down in the soul life, investing it with its character of the moment, the life of feeling. We shall see, however, that we can best understand the dramatic phases of the soul life if we approach the subject of feeling by starting from the two elements mentioned. Again we must begin with simple facts of the soul life, and these are the sense experiences that enter through the portals of our senses, penetrating the soul life, and there carrying on their existence. On the one hand, the waves of the soul life surge to the portals of the senses and thence take back into it the results of the sense perceptions, which then live on independently in the soul. Compare this fact with the other one: that everything comprised in the experiences of love and hate, deriving from desire, also arise in the inner soul life itself, as it were. Desires seem to arise in the center of the soul life, and even to a superficial observer they appear to lead to love and hate. Desires themselves, however, are not originally to be found in the soul. They arise at the portals of the senses. Consider that first of all. Think of the everyday life of the soul. In observing yourself thus you will notice how the expressions of desire arise in you through contact with the outer world. So we can say that by far the greatest portion of the soul life is achieved at the boundary of the sense world, at the portals of the senses. This must be thoroughly understood, and we will best be able to grasp it by representing in a sort of diagram what we recognize as fact. We will be able to characterize the intimacies of the soul life by imagining it as filling out a circle. ![]() Let us imagine, then, that the content of the soul life is represented by what the circle encloses, and further imagine our sense organs as a sort of portals, as openings leading to the outer world, in the manner set forth in the lectures on Anthroposophy. If we now consider what is to be observed only within the soul, we should have to represent it graphically by showing the flood surging from the center in all directions and expressing itself in the phenomena of love and hate. Thus the soul is entirely filled by desires, and we find this flood surging right up to the portals of the senses. The question now arises as to what it is that we experience when a sense experience occurs. What takes place when we experience a tone through the ear, a smell through the nose? Let us for the moment disregard the content of the outer world. Call to mind once more, on the one hand, the actual moment of sense perception, that is, the intercommunication with the outer world. Relive vividly the moment during which the soul experiences itself within, so to speak, while having a color or tone experience of the outer world through the portals of the senses. On the other hand, remember that the soul lives on in time, retaining as recollected visualizations what it acquired through the sense experience in question. Here we must sharply differentiate between what the soul continues to carry along as permanent experience of the recollected visualizations and the experience of the activity of the sense perception, otherwise we should stray into thought processes like Schopenhauer's. Now we ask, “What happened in that moment when the soul was exposed to the outer world through the portals of the senses?” When you consider that the soul, as experience directly reveals, is really filled with the flood of desires, and you ask what it actually is that flows to the portals of the senses when the soul lets its own inner being surge there, you find it to be the desires themselves. This desire knocks at the gate; at this moment it actually comes in contact with the outer world, and while doing so it receives a seal imprint, as it were, from the other side. When I press a seal with a crest into wax, what remains of the seal in the wax? Nothing but the crest. You could not maintain that what remains does not tally with what had acted from without. That would not be unprejudiced observation, but Kantianism. Unless you are discussing external matter you cannot say that the seal itself does not enter the wax, but rather, you must consider the point at issue: the crest is in the wax. The important thing is what opposes the crest in the seal and into which the crest has stamped itself. Just as the seal yields nothing out of itself but the crest, so the outer world furnishes nothing but the imprint. But something must oppose the seal if an imprint is to come about. You must therefore think of it so that in what opposes the sense experience an imprint has formed from without, and this we carry with us, this imprint come into being in our own soul life. That is what we take along, not the color or the tone itself, but what we have had in the way of experiences of love and hate, of desires. Is that altogether correct? Could there be something directly connected with a sense experience, something like a desire that must press outward? Well, if nothing of the sort existed you would not carry the sense experience with you in your subsequent soul life; no memory visualization would form. There is, indeed, a psychic phenomenon that offers direct proof that desire always makes contacts outward from the soul through the portals of the senses, whether the perceptions be those of color, smell, or hearing; that is the phenomenon of attention. A comparison between a sense impression during which we merely stare unseeing and one to which we give our attention shows us that in the former case the impression cannot be carried on in the soul life. You must respond from within through the power of attention, and the greater the attention, the more readily the soul retains the memory visualization in the further course of life. Thus the soul, through the senses, comes in touch with the outer world by causing its essential substance to penetrate the outermost bounds, and this manifests itself in the phenomenon of attention. In the case of direct sense experience the other element pertaining to the soul life, reasoning, is eliminated. That is exactly what characterizes a sense impression; the capacity for reasoning as such is eliminated. Desire alone prevails, for the sense impression of red is not the same as the sense perception of red. A tone, a perception of color or a smell to which you are exposed, comprises only a desire, recorded through attention; judgment is suppressed in this case. Only one must have clearly in mind the necessity of drawing a sharp boundary line between sense perception and what follows it in the soul. If you stop at the impression of a color you are dealing with just that—a color impression without judgment. Sense impressions are characterized by an operation of the attention that rules out a verdict as such, desire alone holding sway. When you are exposed to a color or a tone, nothing remains in this condition of being exposed but desire; judgment is suppressed. The sense impression of red is not the same as the sense perception of red. In a tone, in the impression of a color, in a smell to which you expose yourself, only desire is present, recorded by attention. Attention, then, manifests itself as a special form of desire. But at the moment when you say “red is ...” you have already judged: reasoning has come into play. One must always remember to make that distinction between sense perception and sense sensation. Only when you stop at the impression (say, of a color) are you dealing with a mere correspondence between the desire of the soul and the outer world. What takes place at this meeting of desire in the soul and the outer world? In distinguishing between sense perceptions and sense sensations we designated the former as experiences encountered at the moment of being exposed to them, the latter, as what remains. Now, what do we find a sense sensation to consist of? A modification of desire. Along with the sense sensation we carry what swirls and surges as a modification of desire, the objects of desire. We have seen that sense sensation arises at the boundary between the soul life and the outer world, at the portals of the senses. We say of a sense experience that the force of desire penetrates to the surface. But let us suppose that the force of desire did not reach the boundary of the outer world but remained within the soul, that it wore off within the soul life itself, as it were, that it remained an inner condition, not penetrating to a sense portal. What would happen in that case? When the force of desire advances and is then compelled to withdraw into itself, inner sensation,1 or feeling arises. Sense sensation, or outer sensation, comes about only when the withdrawal is effected from without through a counterthrust at the moment of contact with the sense world. Inner sensation (feeling) arises when desire is not pushed back by a direct contact with the outer world but when it is turned back into itself somewhere within the soul before reaching the boundary. That is the way inner sensation, feeling, arises. Feelings are, in a way, introverted desires, desires pushed back into themselves. Thus inner sensation, feeling, consists of halted desires that have not surged to the soul's boundary but live within the soul life, and in feeling, too, the soul substance consists essentially of desire. So feelings as such are not an additional element of the soul life, but substantial, actual processes of desire taking place in the soul life. Let us keep that in mind. Now we will describe a certain aspect of the two elements of the soul life, reasoning, and the experiences of love and hate originating in desire. It can be stated that everything in the soul arising from the activity of reasoning ends at a certain moment, but also, all that appears as desire comes to an end at a certain moment as well. When does the activity of reasoning cease? When the decision is reached, when the verdict is concluded in the series of visualizations that we then continue to carry with us as a truth. And the end of desire? Satisfaction. As a matter of fact, every desire seeks satisfaction, every reasoning activity, a decision. Because the soul life consists of these two elements—love and hate, and reasoning, imbued with a longing for satisfaction and decision respectively—we can deduce the most important fact connected with the soul life, that it streams toward decisions and satisfaction. Could we observe man's soul life in its fullness we should find these two currents striving for decisions and satisfaction. By studying his life of feeling we find the origins of many feelings in a great variety of satisfactions and decisions. Observe, for example, those phenomena within the life of feeling that come under the head of concepts like impatience, hope, longing, doubt, even despair, and you have points of contact between these terms and something spiritually tangible. You perceive that the origins of soul processes like impatience, hope, longing, and so forth, are nothing but different expressions of the constantly flowing current in its striving for satisfaction of the forces of desire and for decisions through the forces of visualization. Try to grasp the essence of the feeling of impatience. You will sense vividly that it contains a striving for satisfaction. Impatience is a desire flowing along with the current of the soul, and it does not cease till it terminates in satisfaction. Reasoning powers hardly come into play there. Or take hope. In hope you will readily recognize the continuous current of desires, but of desires that, unlike those of impatience, are permeated by the other element of the soul life, that is, a tendency of the reasoning powers toward a decision. Because these two elements precisely balance in this feeling, like equal weights on a scale, the feeling of hope is complete in itself. The desire for satisfaction and the prospect of a favorable decision are present in exactly equal measure. A different feeling would arise were a desire, striving for satisfaction, to combine with a reasoning activity incapable of bringing about a decision. That would be a feeling of doubt. Similarly, we could always find a curious interplay of reasoning and desire in the wide realm of the feelings, and if there remain feelings in which you don't find these two elements, seek further till you do find them. Taking reasoning capacity as one side of the soul life, we find that it ends with the visualization, but the value a visualization has for life consists in its being a truth. The soul of itself cannot judge truth; the basis of truth is inherent. Everyone must feel this if he compares the characteristics of the soul life with what is to be acquired through truth. What we are wont to call reasoning capacity in connection with the soul life could also be designated reflection; yet by reflecting we do not necessarily arrive at the right decision. The verdict becomes correct through our being lifted out of our soul, for truth lies without, and the decision is the union with truth. For this reason decisions are an element foreign to the soul. Turning to the other element, surging in as from unknown sources toward the center of the soul life and spreading in all directions, we find the origin of desire again to lie primarily outside the soul life. Both desires and judgments enter the soul life from without. Within the soul life, then, satisfaction and the struggle for truth up to the moment of decision run their course, so it can be said that in relation to reasoning we are fighters within the soul life, in relation to desires, enjoyers. Decisions take us out of our soul life, but regarding our desires we are enjoyers, and the end of desires, satisfaction, lies within. In the matter of judgment we are independent, but the reverse is true of desires. In the latter case the inception does not occur in the soul, but satisfaction does. For this reason feeling, as an end, as satisfaction of desire, can fill the whole soul. Let us examine more closely what it is that enters the soul as satisfaction. We have explained that sensation is fundamentally a surging of desire right up to the boundary of the soul life, while feeling remains farther within, where desire wears off. What do we find at the end of desire, there where the soul life achieves satisfaction within itself? We find feeling. So when desire achieves its end in satisfaction within the soul life, feeling comes into being. That represents only one category of feelings, however. Another arises in a different manner, namely, through the fact that actually interrelationships exist in the depths of the soul life between the inner soul life and the outer world. Considered by itself, the character of our desires expresses itself in the fact that these are directed toward external things, but unlike sense perceptions they do not achieve contact with them. Desire, however, can be directed toward its objective in such a way as to act from a distance, as a magnetic needle points to the pole without reaching it. In this sense, then, the outer world enjoys a certain relationship to the soul life and exercises an influence within it, though not actually reaching it. Feelings can therefore also arise when desire for an unattainable object continues. The soul approaches an object that induces desire; the object is not able to satisfy it; desire remains; no satisfaction results. Let us compare this condition with a desire that achieves satisfaction; there is a great difference. A desire that has ended in satisfaction, that has been neutralized, has a health-giving influence on the soul life, but an unsatisfied desire remains imprisoned in itself and has a deleterious effect on the health of the soul. The consequence of an unsatisfied desire is that the soul lives in this unsatisfied desire, which is carried on because it was not fulfilled and because in the absence of its object a living relationship is maintained between the soul and what we may call a void. Hence, the soul lives in unsatisfied longing, in inner contexts not founded on reality, and this suffices to produce a baneful influence upon the health of the physical and spiritual life with which the soul is bound up. Desires that remain should be sharply distinguished from those that are satisfied. When such phenomena appear in obvious forms they are readily distinguished, but there are cases in which these facts are not at all easy to recognize. Referring now only to those desires that are wholly encompassed by the soul life, let us suppose a man faces an object; then he goes away and says the object had satisfied him, that he liked it; or else, it had not satisfied him and he disliked it. Connected with the satisfaction is a form of desire, no matter how thoroughly hidden, which was satisfied in a certain way, and in the case of the dislike the desire itself has remained. This leads us into the realm of aesthetic judgment. There is but one variety of feelings, and this is significantly characteristic of the soul life, that appears different from the others. You will readily understand that feelings, either satisfied or unsatisfied desires, can link not only with external objects but with inner soul experiences. A feeling of the kind we designated “satisfied desire” may connect with something reaching far into the past. Within ourselves as well we find the inceptions of satisfied or unsatisfied desires. Distinguish, for a moment, between desires provoked by external objects and those stimulated by our own soul lives. By means of outer experiences we can have desires that remain with us, and in the soul as well we find causes of satisfied or unsatisfied desires. But there are other tiny inner experiences in which we have an unfulfilled longing. Let us assume that in a case where our desires face an outer object our reasoning powers prove too weak to reach a decision; you might have to renounce a decision. There you have an experience of distress brought about by your feeling of dissatisfaction. There is one case, however, in which our reasoning does not reach a decision, nor does desire end in satisfaction, and yet no feeling of distress arises. Remember that when we do not reason in facing the objects of daily life through ordinary sense experiences we halt at the sense phenomena, but in reasoning we transcend the sense experience. When we carry both reasoning and desire to the boundary of the soul life, where the sense impression from the outer world surges up to the soul, and we then develop a desire, permeated by the power of reasoning that stops exactly at the boundary, then a most curiously constituted feeling arises. Let this line represent the eye as the portal of sight. Now we let our desire (horizontal lines) stream to the portal of sense experiences, the eye, in the direction outward from the soul. Now let our reasoning powers (vertical lines) flow there as well. This would give us a symbol of the feeling just mentioned, a feeling of unique composition. Remember that ordinarily when reasoning power is developed the fulfillment of psychic activity lies not within but outside the soul. Then you will appreciate the difference between the two currents that flow as far as the outer impression. If our reasoning power is to decide something that is to proceed as far as the boundary of the soul, the latter must take into itself something concerning which it can make no decisions of its own initiative, and that is truth. Desire cannot flow out; truth overwhelms desire. Desire must capitulate to truth. It is necessary, then, to take something into our soul that is foreign to the soul as such: truth. The lines representing reasoning (cf. diagram) normally proceed out of the soul life to meet something external, but desire cannot pass the boundary where either it is hurled back or it remains confined within itself. In the present example, however, we are assuming that both reasoning and desire proceed only to the boundary, and that as far as the sense impression is concerned they coincide completely. In this case our desire surges as far as the outer world and from there brings us back the verdict. From the point where it turns back, desire brings back the verdict. What sort of a verdict does it bring back? Under these conditions only aesthetic verdicts are possible, that is, judgments in some way linked with art and beauty. Only in connection with artistic considerations can it happen that desire flows to the boundary and is satisfied, that reasoning power stops at the frontier and yet the final verdict is brought back. When you look at a work of art, can you say that it provokes your desire? Yes, it does, but not through its own agency. When that is the case, which is possible, of course, the arrival at an aesthetic decision does not depend upon a certain development of the soul. It is quite conceivable that certain souls might not respond in any way to a work of art. Naturally, this can happen in connection with other objects as well, but then we find complete indifference, and in that case the same process would take place when looking at a work of art as when confronting any other object. When you are not indifferent, however, when your soul life responds appropriately to the work of art, you will notice a difference. You let reasoning and desire flow to the boundary of the soul life, and then something returns, namely, a desire expressing itself in the verdict. That is beautiful. To the one, nothing returns, to the other, desire returns, but not desire for the work of art, but the desire that has been satisfied by the verdict. The power of desire and the power of reasoning come to terms in the soul, and in such a case where the outer world is the provoker only of your own inner soul activity, the outer world itself can satisfy you. Exactly as much returns to you as had streamed forth from you. Note that the actual presence of the work of art is indispensable, because the soul substance of desire must certainly flow to the frontier of the senses. Any recollection of the work really yields something different from the aesthetic judgment in its presence. Truth, then, is something to which desires capitulate as to a sort of exterior of the soul life. Beauty is something in which desire exactly corresponds to reasoning. The verdict is brought about by the voluntary termination of desire at the soul's boundary, the desire returning as the verdict. That is why the experience of beauty is a satisfaction that diffuses so much warmth. The closest balance of the soul forces is achieved when the soul life flows to its boundary as desire and returns as judgment. No other activity so completely fulfills the conditions of a healthy soul life as devotion to beauty. When a longing of the soul surges in great waves to the frontier of the senses and returns with the verdict, we can see that one condition of ordinary life can better be met through devotion to beauty than in any other way. In seeking the fruits of thought we are working in the soul with a medium to which the power of desire must constantly surrender. Naturally, the power of desire will always surrender to the majesty of truth, but when it is forced to do so, the inevitable consequence is an impairment of the soul life's health. Continual striving in the realm of thought, during which desires must constantly capitulate, would eventually bring about aridity of the human soul, but reasoning that brings satisfied desire and judgment in equal measure provides the soul with something quite different. Naturally this is not a recommendation that we should incessantly wallow in beauty and maintain that truth is unhealthy. That would be setting up the axiom that the search for truth is unhealthy: let us eschew it; wallowing in beauty is healthy: let us indulge in it. But the implication of what has been said is that in view of our search for truth, which is a duty, a necessity, we are compelled to fight against the life of desires, to turn it back into itself. Indeed, in seeking truth we must do this as a matter of course. More than anything else, therefore, this search inculcates humility and forces back our egotism in the right way. The search for truth renders us ever more humble. Yet if man were merely to live along in this way, becoming more and more humble, he would eventually arrive at his own dissolution; the sentience of his own inner being, essential to the fulfillment of his soul life, would be lacking. He must not forfeit his individuality through the constant necessity surrendering to truth; this is where the life of aesthetic judgment steps in. The life of aesthetic judgment is so constituted that man brings back again what he has carried to the boundary of the soul life. In that life it is permissible to do what is demanded in the light of truth. What is demanded by truth is that the decision be reached independently of our arbitrary choice. In seeking truth we must surrender ourselves completely, and in return we are vouchsafed truth. In coming to an aesthetic decision, in seeking the experience of beauty, we also surrender ourselves completely; we let our souls surge to their boundaries, almost as in the case of a sense sensation. But then we ourselves return and this cannot be decided, cannot be determined from without. We surrender ourselves and are given back to ourselves. Truth brings back only a verdict, but an aesthetic judgment, in addition, brings back our self as a gift. That is the peculiarity of the aesthetic life. It comprises truth, that is, selflessness, but at the same time the assertion of self-supremacy in the soul life, returning us to ourselves as a spontaneous gift. In these lectures, as you see, I must present matters ill adapted to definitions. We are merely endeavoring to describe them as they are by delimiting the soul life and studying it. In the lectures on Anthroposophy given last year we learned that in the downward direction corporeality borders on the soul life. At this border we endeavored to grasp the human being and thereby the human body, together with all that is connected with its constitution. The ultimate aim of these lectures is to provide rules of life, life wisdom, hence a broad foundation is indispensable. Today, we gained an insight into the nature of desires as they surge in the depths of the soul life. Now, in the previous lectures we learned that certain experiences allied to feeling, like boredom, depend upon the presence of visualizations out of the past, like bubbles that lead their own lives in the soul. At a given moment of our existence much depends upon the nature of the lives they lead. Our frame of mind, our happiness or distress, depends upon the manner in which our visualizations act as independent beings in the soul, upon the significance of boredom, and so forth. In short, upon these beings that live in our souls depends the happiness of our present lives. Against certain visualizations that we have allowed to enter our present soul lives, we are powerless; facing others, we are strong according to our ability to recall visualizations at will. Here the question arises as to which visualizations are readily recaptured and which not. That is a matter that can be of immense importance in life. Furthermore, can anything be done at the inception of visualizations to render them more or less readily available? Yes, we can contribute something. Many would find it profitable and could lighten the burden of their lives enormously if they knew how to recapture their conceptions easily. You must give them something to take along, but what? Well, since the soul life is made up of desire and reasoning, we must find it within these two elements. Of our desire we can give nothing but desire itself. At the moment when we have the conception, the moment when it flows into us, we must give as much of our desire as possible, and that can only be done by permeating the conception with love. To give part of our desire to the conception will provide a safe-conduct for our further soul life. The more lovingly we receive a visualization, the more interest we devote to it, the more we forget ourselves and our attributes in meeting it, the better it is permanently preserved for us. He who cannot forget himself in the face of a conception will quickly forget the conception. It is possible to encompass a conception, as it were, with love. We still have to learn, however, how our reasoning can act upon conceptions. A conception is more readily recalled by our memory when received through the reasoning force of our soul than when it has simply been added to the soul life. When you reason about a visualization entering the web of your soul, when you surround it with reasoning, you are again providing it with something that facilitates the memory of it. You see, you can invest a conception with something like an atmosphere, and it depends upon ourselves whether a conception reappears in our memory easily or not. It is important for the health of the soul life to surround our visualizations with an atmosphere of reasoning and love. In this connection we must also give due consideration to the ego conception. Our entire continuous soul life bears a constant relationship to our central visualization, the ego conception. If we follow the path indicated today, we shall in the next lecture discover how to correlate the directions of memory and ego experience. At bottom, the main tendency of the soul is desire. This being the case, anyone knowing that through esoteric development the soul's aims must be raised may be surprised to learn that in a certain sense desire must be overcome. “Overcoming desire in the soul,” however, is not an accurate way of putting it. Desire arises in the soul from unknown depths, yes, but what surges in with it? Of what is it the expression? If we would fathom these depths, we must temporarily interpret them in an abstract way as something that corresponds on a higher plane to desire, something proceeding from our own being as will. When, for the purpose of higher development, we combat desire, we are not combatting will but merely certain modifications, certain objects of desire. Then pure will holds sway. Will coupled with an object, with the content of desire, is covetousness. Through reasoning, however, we can arrive at the conception of wanting to rid ourselves of desire, so that a will of that sort, disencumbered of objects, is in a certain way one of our highest attributes. Don't confuse this with concepts like “the will to live.” That is a will directed at an object. Will is pure and free only when not modified into a definite desire; in other words, only when it leads in the opposite direction. When the life of the will surges into our feelings, we have an excellent opportunity to study the relation of will to feeling. Fantastic explanations of will are possible. One could maintain that will must necessarily lead to a certain object. Such definitions are wholly unjustifiable, and people who propound them would often do better to devote themselves to the genius of language. Language, for example, offers an inspired word for that inner experience in which will is directly converted into feeling. If we could observe within ourselves a craving of the will in the process of wearing off, we could perceive, in facing an object or a being, a surging of the will up to a certain point, where it then holds back. That produces a profoundly unsatisfied feeling toward that being. This sort of will certainly does not lead to action, and language offers the inspired term Widerwille.2 That is a feeling, however, and therefore the will, when recognizing itself in the feeling, is in fact a desire that leads back to itself, and language actually has a word that directly characterizes the will as a feeling. This shows us the fallacy of a definition implying that the will is only the point of departure of an act. Within the soul life we find on all sides a surging differentiated will: desire; therein are seen the various expressions of the soul.
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115. Wisdom of Man, of the Soul, and of the Spirit: Consciousness and the Soul Life
04 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Consciousness and the Soul Life
04 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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A more intimate understanding of what was said yesterday and what still remains to be said will be brought about by endeavoring to compare the youthful Goethe's poem you just heard1 with that of Hegel, recited yesterday. This comparison will be enlightening as emphasizing the difference in the souls of the two personalities in question. Try to sense the profound difference between the two poems. Lack of time restricts us to a mere mention of certain aspects, but we shall be able to understand each other. The poem you heard yesterday (Eleusis) was written by a philosopher who reached tremendous heights of pure thought. We saw that thought itself become poetically creative, as it were, in Hegel. We felt mighty thoughts bearing upon the Mysteries, the enigmas of the world. At the same time we sensed a certain awkwardness in the poetical treatment of the material; poetry is not this man's chief mission. He wrestles with the poetic form, and we have the impression that the thought had to struggle to reach that realm where poetic form becomes possible. Clearly, not many such poems could have been written by Hegel. Let us compare this poem with the other from a definite point of view. In the first lecture an altered version of a youthful poem by Goethe was read to you, showing how two souls lived in his breast. Today, you heard another poem by the young Goethe that needed no alterations. The form in which it was written, with its mighty images, would have been worthy of the mature Goethe as well. In this poem we see working in Goethe a soul force totally different from the one activating Hegel. Unfailingly, a wealth of compelling imagery flowed into the young Goethe. His innate genius was such that an abundance of teeming images streamed into his soul life. We become aware that when the grandeur of the subject overwhelms him, much of what remained in his other poem to mar it has here been overcome by a powerful soul life that seeks to express itself in telling images. We find three points of interest in the poems recited. In Hegel, the thought is the motive force. It achieves images only with a struggle, and the intensity of this struggle is still discernible even in the pale images. In Goethe, on the other hand, a totally different soul force is at work, thundering along in mighty images. We perceive how this soul force can be impaired in another way, as in The Wandering Jew that has remained a fragment because of the conflict between the two soul forces. This points to the manifold nature of the soul life. In Hegel we find a thought force that penetrates with difficulty into that other soul force that was the stronger one in Goethe. On the other hand, we see how the best force in Goethe's soul bores its way into something opposed to it. Let us keep that in mind. Now we will resume our psychosophic studies. Remember what we found at work in the soul life: reasoning, and the experiences of love and hate that originate in the capacity for desire, but we could group this differently. By the power of reasoning we mean mental activity, the faculty that desires to understand the truth. We encounter an entirely different soul force when we think of the soul as being interested in the outer world, in one way or another. The soul is interested in the outer world in so far as love and hate take an active part in the latter. Even so, the phenomena of love and hate have nothing to do with the power of reasoning. Interest and the power of reasoning are two forces acting quite differently in the soul. For example, were you to seek will in the soul, imagining it to be a function by itself, you would discover interest in what is willed. In short, interest awakened by love and hate, and reasoning. Aside from these experiences you would find nothing in the inner region of the soul. They exhaust the content of the soul life. In the foregoing, however, one of the most important features of the soul life, one that we encounter at once, has been left out of account. It is what we designate with the word consciousness. Consciousness is an integral part of the soul life. When we search the content of the soul life from every aspect, we encounter the power of reasoning, and interest, but in dealing with the inner peculiarities of the two soul forces we may count them among the elements of the soul life only in so far as we can ascribe consciousness to the soul. Now, what is consciousness? I shall not proceed to define the word but will merely characterize. If you approach the concept “consciousness” in the light of what we have already studied, you will see that in view of the continuous stream of visualizations the condition of consciousness in the soul does not, after all, coincide with the soul life. Why is that? We have seen, you know, that the soul life differs from the condition of consciousness through the fact that a visualization can live on in the soul without entering consciousness. A conception out of the past lives on in our soul life. We can recall it, but if we do so only after a day or so, not immediately, it was not in our consciousness in the interim, it was only in our memory. Memory is not always conscious. The conception, then, existed in the soul but was momentarily not in our consciousness. Consciousness is not the same thing as the continuous stream of the soul life. We must put it this way. Representing the visualizations, which we may possibly remember some time, by an arrow pointing in the direction taken by the stream of visualizations in time, we thereby include all the visualizations flowing out of the past into the future. In order to be conscious of them we must first call them up out of the unconscious life of the soul by an act of will. When the soul is awake, the condition of consciousness is something that pertains to the soul life, but not in the sense that everything pertaining to it must pertain to the condition of consciousness as well. On the contrary, consciousness illuminates but a part of the soul life. If you ask the reason, someone could answer, “Well, what you designate ‘the continuous stream of visualizations’ is nothing but the established and permanent arrangement of nerves and brain, and all that is needed is that at a certain moment the brain arrangement should be illuminated by consciousness.” That would, indeed, be the case if the perception had not been robbed of something in becoming a visualization. In that case the perception would not have to be transformed into a visualization. The latter, however, is a response, a perception from within, that has robbed the outer perception of something that was not always linked with consciousness, but, rather, that must be illuminated by it. Next we ask how it is possible to throw light upon this continuous stream that embraces unconscious visualizations, to illuminate it in such a way that its content can become visible in memory. A certain fact of the soul life such as can occur on the physical plane will serve to illustrate. It is a fact totally ignored by physiology, but we are concerned with facts, not prejudices. We have many kinds of feelings, for example, longing, impatience, hope, doubt, and finally such feelings as apprehension, fear, etc. What do they tell us? Examination shows them to have something strangely in common. They all refer to the future, to something that may eventuate and that is hoped for. Our soul life, then, is so constituted that in our feelings we take an interest not only in the present but in the future as well, and a lively one at that. It is even stronger in the case of pronounced desires. Just try watching the upheaval in your soul when you desire something that is to materialize in the future! You can go farther; try to hunt up in your memory what you experienced as joy or sorrow in your youth, and compare it with similar feelings you have had recently. Try it, and you will see how pale such memories remain when you try to freshen them up. In the present, such memories are fresh and strong, but the farther we are removed from them, the paler they become. I should like to ask how many people bemoan something that happened to them ten years before, provided the cause has ceased to exist? There is a tremendous difference in the way we look at the future and the past. Only one possible explanation of this fact exists. What we call desire simply does not flow in the same direction as the stream of visualizations, but the latter comes to meet it. A powerful light will be thrown upon your soul life if you will take this one fact for granted. Desire, love, hate, wishes, interest, and so forth, form a current flowing from the future into the past, that is, toward you. It would take days to elaborate that in detail, but the riddles of consciousness will be solved and the whole peculiar nature of the soul life clarified if you start with the premise that the current of desire, love and hate comes to meet you out of the future, and meets the current of visualizations flowing out of the past into the future. At every moment you are actually in the midst of this encounter of the two streams, and considering that the present moment of your soul life consists of such a meeting, you will readily understand that these two currents overlap in your soul. This overlapping is consciousness. If at any moment of the present you search your conscious soul life, you will find there something that acts out of the past into the future and something that runs from the future into the past. Consciousness can be explained in no other way than by the overlapping of these two streams, and if you will visualize all the damming up that comes about here, you will see that the soul takes part in all that flows out of the past and in what streams to meet that current out of the future. Observing the conscious soul life at any given moment, you will see a certain interpenetration of these two streams. Here are all the conceptions you have brought along, there is everything that flows out of the future into the past, meeting the current of visualizations as interest, wishes, desire, and so forth. Since these two currents can be distinguished quite clearly, we will designate the soul life by two names, though the names themselves are immaterial. If I were giving a public lecture, I should choose curious names, as is customary. For example, I could call one current A and the other B; then you could get right to work on an equation, where A and B would be useful. The names are not what matters, yet I should here like to select names that will recall to your mind what you must already know from another angle, so that you can contemplate it from two aspects. First, from that of the pure empiricist who can choose any names he likes for the proven results of his researches, that is, where the name is immaterial, and second, from the point of view of one who selects such names because he observes the facts clairvoyantly. Thus, we will designate the current of visualizations, flowing from the past into the future, “the etheric body of the soul,” and the other, the current of desires, running from the future into the past, “the astral body of the soul.” Consciousness is the meeting of the astral and etheric bodies. You can test this. Try to recall all that you have learned from the research of clairvoyant consciousness about the etheric and astral bodies, and to apply it here. You only need ask yourselves what brings about the damming up, the intersection of the two streams. The answer lies in the fact that the two currents meet in the physical body. Assume for the moment that the physical and etheric bodies were removed. What would happen? The current from the past to the future would be missing, and the other, the astral current, would have an unobstructed course. Now, that is exactly what occurs immediately after death, with the result that during the period of kamaloka consciousness runs backwards. Thus in following our psychosophic paths we rediscover what we learned by way of exact theosophy. Many of the results of clairvoyant research will at first contradict observations made on the physical plane because the latter must first be properly arranged but, when this is done, the results of clairvoyant research can invariably be verified. The results of the two methods will coincide. Now we will examine another phenomenon of the soul life, in common parlance called “surprise,” “amazement.” What exactly is this? When can we be surprised by something we encounter? Only when, at the moment of encountering it, we are not at once in a position to reason when our judgment is not immediately equal to coping with the impressions made upon our soul life. The moment our reasoning becomes equal to the task, amazement ceases. Something our reasoning can at once cope with causes us no surprise at all, surprise doesn't enter. In encountering a phenomenon and experiencing surprise, amazement—perhaps even fear—that is, in receiving a conscious impression without our reasoning having time to intervene, feelings arise, but not at first reasoning. In seeking the reason for this we must realize that our state of interest, our capacity for desire, cannot flow in the same direction as the power of reasoning, otherwise the two would coincide; therefore, reasoning must be something different from ordinary interest. Neither can reasoning be identical and flow together with the soul current from the past to the future. Otherwise, reasoning would continuously coincide with the current of visualizations and the entire soul life would have to take part whenever we reason. Visualizations would have to have ceased at this moment. Reasoning, however, is conscious; yet at the moment of reasoning, how far we are from facing all the visualizations our soul embraces! Reasoning is not able instantaneously to grasp the continuous stream of the soul life, hence these two cannot coincide either. Nor can reasoning coincide with the current from the future to the past, otherwise, fear, anxiety, amazement, surprise would not be possible. Reasoning, therefore, coincides with none of these currents. Keeping this fact in mind, let us now examine the continuous stream of the etheric body that flows from the past to the future. It discloses, indeed, something highly peculiar, namely, that it not only can flow along in the soul unconsciously, so to speak, but can become conscious. Let us keep clearly in view that unconscious conceptions passing through the soul life can become conscious. They are always present, but not always conscious. Let us try by a simple example to focus our attention upon the moment at which such unconscious visualizations become conscious. You are walking through a picture gallery and stop to look at a picture. At this moment the same picture bobs up in your consciousness; you have seen it before. What was it that called up this memory? Well, it was the impression of the new picture that magically and visibly conjured up before your mind's eye the old visualization of the picture. If you had not encountered the picture, the old visualization would not have been stimulated to come to the surface. You can understand this process by explaining it as follows. What I term my ego has entered anew upon an interrelationship with the picture by confronting it. The circumstance that your ego receives something new into itself acts upon something that is contained in the continuous stream of the soul life and thereby becomes visible again. Let us try to get a picture of this by means of which we can describe the process. Think of all the objects that are at the moment behind you, but without turning around; you cannot see them. Under what conditions can you see them without turning around? When you hold up a mirror. Something similar must take place between the visualizations that live along unconsciously in the soul and the process produced by a new impression. The latter mixes with your old visualizations in such a way as to render these visible to the mind's eye. Then, what is it that blots out the view of the old visualization, rendering it invisible? It is your ego that stands in the way and, when a new process provides the impulse for a reflection, the result is the process of memory, of the becoming conscious of the old visualization. The stream of memory runs backward to the old visualization, just as the light rays run backward to the mirror, thence to be reflected forward. Enquiring next into the cause of such a reflection, let us recall the highly significant fact that man's retrogressive memory stops at a certain point. From that time back to birth he remembers nothing. Where does memory of past events commence? In fact, which processes of human life are the only ones that return to memory at all? Only those in which the ego participated, which the ego had really assimilated because it is at about the same time, according to the demands of a certain law, that the child can start to develop his ego visualization. Only such visualizations are remembered at all in our physical life as were received while the ego took part as an active force, conscious of itself. What about this ego during the first three years of a child's life? At first it receives all impressions unconsciously, so to speak; it is not itself present. Then it begins to unite with all visualizations received from without. That is the moment at which the human ego begins to stand in front of its visualizations, placing these behind it. Up to that time the whole life of ego visualizations was lived purely in the life of the present; now it emerges, faces the future in freedom, and is equipped to receive whatever comes to meet it out of the future, but past visualizations it places behind itself. What must take place at the moment when the ego begins to assimilate all visualizations, when it becomes conscious? The ego must join the continuous current we have called the etheric body. At the moment when the child begins to develop an ego consciousness the stream of life has made an impression on the etheric body, and therewith the capacity for ego consciousness comes into being. Ego perception can never come to you from without; the visualizations relating to the physical world are what is given from without. Previous to the moment at which the child begins to sense his own ego, he cannot feel his own etheric body, but from then on the ego reflects back into itself the current of the etheric body. This gives you the mirror as well. To sum up: While all other visualizations—those that relate to physical space—are received by the physical human being, the ego consciousness, the ego visualization, arises when the ego fills out the etheric body and is reflected, as it were, from its inner walls. The essential feature of ego consciousness is that it is the etheric body being reflected inward. What can bring about this inner reflection? The inner delimitation of the etheric body. Only through this does the ego become conscious as the result of inner reflection. We learned, you remember, that the astral body comes to meet the etheric body. It is the ego that fills out the etheric body and, through inner reflection, becomes conscious of it as such. This ego consciousness is powerfully gripped by all interest, all desires, for these implant themselves firmly in the ego. Nevertheless, even though this takes place to such a degree that we characterize it as egotism, there is something peculiar about this ego perception, something in a certain way independent of desires. There is a certain demand that the human soul makes upon itself, readily attested by the soul; every soul knows that mere desire cannot possibly call forth the ego. However much you want to do it, it cannot be done. Ego consciousness does not consist of the stream of desires any more than it does of the stream of visualizations. It is an element fundamentally different from either, but one that assimilates both streams. We can represent this state of affairs graphically by drawing the ego current at right angles to the stream of time. That gives a correct picture. That is the only way to account for all the psychic phenomena involved. You will always be able to cope with these if you assume a current running at right angles to the other two, to the one from the past to the future, and to the one from the future to the past. That is the current corresponding to the human ego element itself. ![]() There is something else, something in the nature of a human-psychic experience, that is connected with the ego. It is the power of reasoning. This enters with the ego. If you visualize this picture, you will really be able to understand only the phenomenon of surprise, of interest, not the reasoning activity of the ego. The latter cannot possibly enter the process from the direction of the past, and unless the ego can enter simultaneously with desire, it is impossible for reasoning to meet the future-past current. What is indispensable if reasoning activity is to enter with the ego current? A reflection, and this must come about in such a way that the ego has the unconsciously flowing visualizations positively behind itself. That would be the case if the ego current entered from the direction indicated by the arrow in the diagram, but were then to change its course within the body to that shown by the other arrow, toward the future. Now the ego has joined the current of the etheric body, has entered the etheric body—has itself, so to speak, become a mirror. This tallies strikingly with the facts. If the ego has the unconsciously onward-flowing visualizations behind itself, what does it encounter in front, toward the future? Imagine you are looking into a mirror. If nothing is behind you, you see nothing but an endless void, and at first that is man's view of the future. When do you see something there? Only when something out of the past appears. You see the past, not the future; the mirror shows you the objects that are behind you. Now, if the ego is reflected inwardly at the moment when the child arrives at self-consciousness, the entire soul life from then on signifies that experiences and impressions of the past are reflected as well. That is why you can remember nothing that occurred before the ego became a means of reflection. If something out of the past is to be seen in the mirror, you naturally see nothing of the future, just as you see nothing behind the quicksilver that lines the mirror. It should be noted here that the child, when it is reflected in the etheric body at the inception of the ego, remembers nothing that happened previously. Everything is explained by the one essential fact that the human ego, in so far as it enters the etheric body and receives visualizations out of the past, itself becomes a reflecting apparatus impressionable to everything it receives from that time on. Now let us recall the fact, already mentioned, that there are two kinds of memories, the one resulting from the external repetition of a perception, the other called up out of the soul by the power of the ego, without external repetition. What must occur if the ego is to reflect past events? We can say that, if you receive an outer impression through a picture you have seen before and which you encounter for the second or third time, the raying of the reflection from the other side is thereby held back in such a manner as to make it strike the inner soul mirror. What if no repetition of the outer impression occurs? In that case the ego itself must gather what is to be reflected from within, that is, it must create a substitute for what is otherwise effected by the outer impression. What is this ego primarily as it appears in physical human life? It is the inner fulfillment of the etheric body. It must therefore itself be transformed into a mirror within the etheric body, and this is accomplished through the delimitation of the etheric body. With regard to your outer sense impressions you are sequestered by reason of being in a physical body, and it is due to this fact that what lives in the etheric body can be reflected. There must be, however, another force to account for what you remember freely. The etheric body must have a foil, like a mirror, and this is provided for the memories, which are called forth by the new impression, by the sense organs, the physical body. In the absence of anything acting from without, we must seek the foil elsewhere. The only alternative is to employ as an auxiliary force what approaches the ego at right angles, that is, desire, or the current flowing toward us. This we use as a foil for the mirror. Only by appropriately strengthening the astral body can we call in the force of desire and develop out of the ego a force capable of recalling to our memory those visualizations that otherwise refuse to appear. Only by strengthening the ego, as it expresses itself in the physical world, are we able actually to use the current flowing out of the future and to make a mirror-foil of it. Solely by strengthening the ego, by making it master of what comes to us out of the future (astral body), can we do anything about the visualizations that refuse to be mirrored, refuse to surrender to us. If we cannot recall the visualization, it is because our desire lacks the requisite strength. We must take out a loan in order to be able to reflect it. A strengthening of the ego can be brought about in two ways. In everyday life, for example, you experience things simply by following the continuous stream of experience. When a bell tolls you hear the first tone, the second, third, and so forth, in order; in a play you hear the various parts one after another, then you've finished. With your ego you live along in the continuous stream of etheric life but, if you systematically set about to experience the opposite stream of life, you follow the astral current. For instance, in the evening recall the events of the day in reverse order, or recite the Lord's Prayer backwards. You are then not following the usual ego current, which lives because the ego fills the etheric body, but the opposite one, and the consequence is that you incorporate forces out of the astral current. That is an extraordinarily good exercise for strengthening the memory. There is another exercise for the same purpose. If someone suffers from a particularly poor memory, he can combat the condition by trying with all his might to take up some occupation of his youth. Supposing he is forty, and he tackles a book that had entranced him at the age of fifteen. If he keeps on trying religiously to become absorbed in it with the feeling of that earlier time, he draws strength from the backward-flowing current. You recall the same facts you did in the past, then the current out of the future comes to your aid. Why, for example, does an old man like to recall the occupations of his youth? Such considerations can show you that actually your ego must fortify itself from the astral current that flows to meet the etheric current if it would strengthen the memory. If one were to pay careful attention to such matters in teaching, the effect would be highly beneficial. For example, seven school classes could be so arranged as to comprise a middle class, the fourth. In the fifth would be repeated in modified form what was studied in the third, in the sixth the subjects of the second, in the seventh, of the first. That would be an excellent way of strengthening the memory, and if people would put such things into practice they would see that ideas of that sort derive from the laws governing life. From all this we perceive that in our ego visualization, our ego perception, we have something that must first come into being. . It arises in early childhood through the inward reflection of the etheric body. No wonder there is no ego visualization in the night, for when the ego is out in space during sleep, it naturally cannot be reflected in the etheric body. That is why it must submerge in unconsciousness at night. The etheric body is the current continuously flowing in time, and in the course of time it receives the ego visualization through the circumstance that what flows forward in the etheric body is illuminated from the other side by the astral body. All that we have in the way of ego visualization is exclusively in the etheric body; it is merely the entire etheric body seen from within, reflecting itself within itself. Only the ego visualization is active in the etheric body, not the ego itself. What is the ego? It is the power of reasoning striking in at an angle. If you would comprehend the ego you must not turn to the ego perception but to reasoning. In relation to all else, reasoning is independent, and we must clearly distinguish between visualizing and reasoning. “Red” is not a verdict; reasoning stops at the sense perception. The moment, however, the verdict “red is” is pronounced—when the “red” is endowed with “being”—the ego stirs, the reasoning that is directed toward the spiritual. When the ego passes judgment based upon outer impressions, the latter are objects of judgment. Now, if the ego is a being apart from all its visualizations and perceptions, as well as from self-perception (just as a reflected image is not identical with the object reflected), and if, further, it is the impetus of self-perception, a verdict must be possible in relation to which the ego, as in all reasoning, feels itself master, and not dependent upon outer perception. This occurs at the moment, not when you have the ego visualization, but when you pronounce the judgment “I is.” Thereby you have filled out with reasoning capacity what otherwise lives in the “I” without achieving consciousness. What was previously an empty bubble is now filled with the power of reasoning, and when the ego thus fills itself out the spirit is encompassed by reasoning. Let us recall that reasoning is an activity of the soul, an inner activity; that soul activities arise within, in the inner soul life; that they lead to visualizations. Among the visualizations that appear, the ego visualization is one. True, we found that the ego visualization leads to a conception of the ego, but aside from that we could learn nothing about the ego. What we did learn, however, is that the ego visualization, though having the same character as other visualizations entering from the physical world, cannot originate in the outer world, the physical world. This being the case, and since reasoning, which is one of the elements of the soul life, must be applied to the ego, it follows that the ego must enter the soul life from the other side. This is conclusive evidence that just as the conception “red” enters the soul life from without and is then encompassed by a verdict, so something in the ego appears from the other side and acts in the same way. When we say “I is,” we receive an impression out of the spiritual world and encompass it with a verdict. “Red” corresponds to physical conditions of existence. The verdict “red is” can, as such, come about only within the soul life through the agency of the physical world. “I is” comes from the other direction; so we say that this impression comes from the spiritual world. “I is” is a fact of the spiritual life, just as “red is” is a fact of the physical life. The usage of speech expresses this coming from the other side by exchanging “is” for “am”: I am. The ego can be admitted to have being2 only when it can be encompassed by a judgment; when, just as in the case of “red,” something approaches the soul that can be encompassed by a verdict in the same way as can something coming from the physical world. When I now draw a line indicating the fourth direction, upward from below, you will not be surprised that this represents a physical force. Graphically represented, the impressions of the physical world proceed upward from below and manifest themselves in the soul as sense impressions. In one plane the ego and its bodily-physical sense organs are opposed, in the other, the currents of the etheric and of the astral bodies. When the ego makes contact with the physical body through the eye, the ear, etc., it receives impressions of the physical world. These are then carried on in the soul by reason of the latter's possessing consciousness, which in turn arises through the impact of the etheric and astral bodies upon each other. The whole picture shows that a comparatively good diagram of the co-operation of the various worlds in the human soul can be had by opposing the ego and the physical body in one plane, and at right angles, the etheric and astral bodies. Innumerable riddles will be solved for you if you will thoroughly work your way through this diagram. You will see that precisely this cross, intersected by a circle, gives you a good picture of the soul life as it borders below on the physical, above on the spiritual world. Now you must imagine the stream of time, and you must rise to a visualization of it, not as something flowing along smoothly, but as meeting the life of the senses. You must see that the life of the ego can be comprehended only when thought of as striking at right angles into the stream of time. With this in mind you will readily understand that quite different forces meet in our soul. Our soul is the stage, so to speak, where these forces encounter each other from many directions. As an example, take someone in whom the reasoning ego preponderates. He will find it difficult to endow abstract concepts with sufficient body to make them appeal directly to feeling; that is, a man like Hegel, who is strong in reasoning, will not easily give in full measure of what speaks to the feelings. On the other hand, one whose every tendency tells of a rich astral life, who is full of interests that flow against the continuous current of the physical life, will bring with him into the world the gift for living ![]() concepts, because he is open to the stream coming out of the future. He will not appear on the physical plane as a man of thought, but rather, he will prove how readily he can clothe his inner experiences in words that speak powerfully to men. Such a one was Goethe. If you think of a man as bringing over from a former incarnation a tendency toward the one current or the other, you must imagine in Goethe's soul a predisposition for the stream out of the future. When he yields himself to it, he quite naturally gathers ideas of the future as vital concepts. Once Goethe permits all this to come into conflict with what has only been acquired in this incarnation, with the visualizations of the recently acquired etheric body, the result is something like what we designated worthless in his Wandering Jew. On the other hand, when a Hegel brings with him the gift for extracting mighty conceptions from his reasoning, he struggles with the current that streams from the future into the past. The fact is, we incessantly place our ego in such a position as to cover up the continuous stream. The ego covers it and lets the endless current of desire come to meet it, and into this focal point we peer as into a mirror. I have been able to evoke for you but little out of the infinite realm of psychosophy, but you will find the answers to many riddles of life by taking into account the presence of the unconscious visualizations of the etheric body. The physical body is in constant communication with the etheric body, and just because the visualizations are unconscious they can develop their lively activity in the other direction toward the physical side. Furthermore, precisely those visualizations that our consciousness is unable to call up out of our unconscious soul life are in this way immeasurably destructive; they develop destructive forces that penetrate our corporeality. It is a fact that something a person has experienced at the age of ten or twelve, and totally forgotten—something he is incapable of raising into consciousness because the ego lacks sufficient strength—continues to act in his etheric body and can impair his health. That means that in the etheric body there live visualizations that can cause sickness. If you know that, you also know that there is a remedy. It consists in robbing these visualizations of their power by deflecting them in another direction. You can help the sufferer, if he is not strong enough to do so himself, by providing him with associations that will bring these visualizations to consciousness. That accomplishes a great deal. It is really possible to bring a person's conceptions to his consciousness and thus call forth health-giving forces. Some of you will say that that sort of thing is being tried at the present time and, indeed, there are psychiatric cures that consist in calling forth visualizations. I cannot here mention the name of the school I have in mind because its aim is to unearth only visualizations of the sexual life—visualizations to which the matter here under discussion does not apply. In such cases it is of no avail, and for that reason the Freudian School in Vienna is such as to produce results that are the exact opposite of what is aimed at. You will have gathered that, if one goes to work conscientiously and intelligently in observing life on the physical plane, the knowledge acquired on the psychosophic path verifies what reaches us through clairvoyant research, but the latter does not seek the facts in order to see whether they tally with conditions on the physical plane. On the contrary, the clairvoyant seeker is often surprised himself to find the results of his research so beautifully borne out on the physical plane. If reversed, the process would hardly yield accurate information. Research practised on the physical plane alone tends to group things in a wrong way and to meet facts with a slap in the face. The fundamental impression I hope you have gleaned from these lectures is one of justified confidence in clairvoyant research. That is why, in addition to all that I tell you from clairvoyant sources, I am at pains to draw your attention from time to time in a matter-of-fact way to the laws of the physical plane because we are placed on this plane in order that we may learn to know it. We have a twofold duty. On the one hand, we must study the physical plane upon which the great world powers have not placed us fortuitously, and we must really identify ourselves with it by renunciative thinking. On the other hand, we have already arrived at the stage of human development at which we are aware that we can no longer cope with the physical plane without the aid of occult research. Science must inevitably err without occult science as a guide to point the lines of approach to all that can be learned through physical research. After the establishment of physical research at the turn of the fifteenth and sixteenth centuries, this necessarily remained the center of interest; now the time is ripe for another sort of research to intervene and indicate the lines of approach. If the occultist will not only learn this but count it among his duties, he will have fulfilled the demands of our time, namely, to spread the conviction that we base firmly on the physical plane. Certainly anyone who has grasped the idea of the astral current flowing in from the future can be depended upon in this matter. That this is true I have already proved to you by a fact. Only one of the many psychologists of the present has, with no knowledge of occultism whatever, approached the study of the soul with a fine schooling. He is Franz Brentano. He took up psychology in the eighteen-sixties and, although what he did amounted to no more than scholastic speculating, it was like a child's first steps in the doctrine of desire, feeling, and reasoning. What he says is all askew, but the tendency is significant. It could have been right had it not been for his complete ignorance of every occult context. The first volume of his work appeared in the spring of 1874 and the second was due in the fall of the same year, but to this day (1910) it has not appeared. He was bound to become mired, and from these lectures you will understand why. He had already defined and indicated what the second volume was to contain; he had planned to deal with the ego, with immortality. The stream of occult research, however, failed to enter from the other side; the fructifying element was not forthcoming. Franz Brentano lived as a child of our time, that is, he began to arrange facts into groups, so he could not get on. He is now living in Florence, an old man. Wundt also wrote a psychology, but it is nothing but a tangle of concepts. It contains nothing about the real soul life, nothing but the author's preconceived opinions. Such people thrash empty straw, even when dealing with the psychologies of peoples and of languages. All sciences would come to a similar impasse unless something came to meet them from the spiritual side. My dear friends, you have identified yourselves with a movement in which your store of knowledge can increase if you think of your present knowledge as a karmic fact. In that way you will have arrived at a crossroads, a vantage point from which vigorous co-operation in this work is clearly discernible as a task enabling you now or in a future incarnation to serve humanity. Do not think of that as an abstract ideal, but keep constantly returning to it in a practical way. This work must be made to bear fruit.
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115. Wisdom of Man, of the Soul, and of the Spirit: Franz Brentano and Aristotles Doctrine of the Spirit
12 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Franz Brentano and Aristotles Doctrine of the Spirit
12 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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This lecture cycle is to deal with the being of man from a particular point of view. Two years ago the physical nature of man was discussed from the viewpoint of anthroposophy; last year, in the lectures on psychosophy, our subject was the nature of the human soul; this year we shall discuss the spiritual nature of man. Today's lecture will be in the nature of a preparatory introduction. Contrasting as it does with current usage, our division of the totality of the human being into his physical, soul and spiritual nature might attract notice, but within the realm of spiritual science there is naturally nothing startling about this. In fact, it is our aim to bridge by means of these lectures the gap between spiritual and external science. Outside the circle of spiritual science, as you know, the total nature of man is thought of as consisting of but two parts, the bodily-physical and the psychic. In the realm of recognized science it is not customary nowadays to mention the spirit. Indeed, following certain premises, the result of reverting to the threefold organization of man (body, soul and spirit), as did the catholicizing Viennese philosopher, Günther, in the nineteenth century, raised scientific misgivings and also the blacklisting, in Rome, of Günther's interesting books. This was done because as early as 869, at the eighth Ecumenical Council at Constantinople, the Catholic Church, in contradiction to both the Old and the New Testaments, had abolished the spirit. It had guided the development of dogmatism in such a way that the organization of man was permitted to comprise body and soul only. Curiously enough, this catholic development has persisted into our present science. If we seek to ascertain from history why scientists admit only body and soul we find but one reason. In the course of time the spirit has been forgotten; the habits of thought prevalent in certain circles have lost the ability to accept the spirit along with the soul of man. These lectures must draw attention to the links connecting us with what exists as psychology because, by studying what has just been said, we will be able to understand that there exists no authentic doctrine of the spirit—unless in Hegel's philosophy, and even that cannot properly bear the connotation, because it is really a doctrine of the soul. The strange disappearance of the concept “spirit” from our present-day habits of thought becomes intelligible by considering the work of the most important investigator of the soul. Precisely in the work of this man, whose views come closest to the teachings of pure, scientific theosophy on the subject of the soul, we can see why present thought habits prevent us from arriving at the idea of the spirit. I refer to Franz Brentano, the distinguished psychologist whose standpoint approaches that of theosophy. He wrote a curious book, that is, he set out to write a curious book, a psychology. The first volume of this appeared in 1874, entitled Psychology from the Standpoint of Empiricism. The second volume was promised for the autumn of the same year, and the others were to follow in rapid succession, but this first volume remained the last; no further ones appeared. Now a new edition of a part of this first volume has been published under the title A Classification of the Faculties of the Human Soul, appearing simultaneously in Italian and German, and an appendix has been added. In view of the promise contained in the first volume of this book, we, especially as anthroposophists, must deeply deplore the fact that its continuation never materialized. There is a definite reason for this, however, which is readily discerned by the spiritual scientist. It is clear to anthroposophical thinking that the thought habits of modern science prevented a continuation of that first volume. Brentano prided himself on proceeding from a purely methodic standpoint, on investigating the soul quite in accordance with modern scientific methods. Out of the spirit of present-day methods of investigating the soul a doctrine of the soul was to be evolved. When we find, among many other matters, a discussion of the problem of immortality, the fact that no sequel was forthcoming must indeed be painfully felt from the anthroposophic standpoint. I consider the book and its fate extraordinarily symptomatic of our present time. Brentano promised to deal with the immortality of the soul, and when we realize that, although he could not prove the fact of the immortality of the soul, he could at least prove that a man is justified in cherishing the hope of immortality, we are faced anew with the pity of his failure to get on. Only the first book was achieved, and it contains no more than a sort of demonstration of methodic psychology and a statement of the author's analysis of the human soul. Later we shall come back to the reasons why this book could not have had a sequel. In order to show the links with modern science I must allude, in this introductory lecture, to the classification of psychical activity as set forth in the new edition of Brentano's work. In contrast to the current classification—thinking, feeling, and willing—Brentano offers another, the three members, visualization, reasoning and the phenomena of love and hate, or emotion. You will notice that in a certain way this classification suggests what was said in the lectures on Psychosophy, though the latter drew from another source entirely. It is not necessary to mention the meaning of visualization again, nor, in view of what we have to say here in an introductory way about Brentano's psychology, need we go into it in detail, because the concept “visualization” is one that we have established as the becoming conscious within the soul of the content of our thought. Any thought content lacking all emotion and brought about by a conclusion concerning something objective would be a visualization. Now, reasoning is distinct from visualization. Reasoning is called a concatenation of concepts, for example, the rose is red. But Brentano says this definition does not cover reasoning; that on the contrary, when uttering the sentence, “the rose is red,” either you have really said nothing in particular, or else you have said something else in an obscure way, “the red rose is”—that is, there exists, among other things, the actual presence of a red rose. This interpretation contains much that is correct, as even a superficial examination of your own soul life will show. Whether I call to mind “rose” and “red,” or whether I connect the concepts, makes no material difference but there is an essential difference when I do the same thing in connection with cognition: a rose is. In that case I have done something that is not exhausted in visualization but that determines something in relation to reality. The moment I say, “The red rose is,” I have determined something. “The rose is red” tells nothing more than that in some man's soul the concepts “rose” and “red” have met. Nothing has been said about anything except the content of thought. But “the red rose is” determines something. According to Brentano, this is reasoning. You do not transcend visualization until you have expressed what constitutes a conclusion. It is not possible here to go into the extraordinarily ingenious evidence offered by Brentano. Next, Brentano distinguishes the emotions, or phenomena of love and hate. Here again we have something more than mere conclusions. To say, “the red rose is,” is not the same as a feeling I may have in connection with a rose. Those are phenomena of the soul that can be grouped under the head of emotions. They are not objects; something is told about the experiences of the subject. On the other hand, Brentano does not discuss the phenomena of will because he does not see enough difference to warrant him in assuming stirrings of the will as distinct from other emotions. What you desire (will)1 you desire (will) with love, and the willing is represented in connection with the phenomenon of hate by not-willing (not-desiring). You cannot undertake to separate the phenomena of will from the mere phenomena of love and hate and from those of visualization. It is extremely interesting to note that so keen a thinker, in setting out to describe the soul life, should have classified it in this way. This classification has its origin in the fact that here, for once, is a man who took seriously the customary habit of ignoring the spirit. Others in a certain way mixed into the soul life what properly pertains to the phenomenon of the spirit, resulting in the creation of an ambiguous being, a sort of soul-spirit, or spirit-soul. All sorts of activities could be imputed to this spirit-soul. Brentano, however, made a serious attempt to answer the problem of what comprises the soul when considered wholly by itself. He took seriously this inclination to differentiate soul and spirit clearly. He was sufficiently astute to decide what features of the current concept of the soul would be unaccounted for if one disregarded the spirit. Had Brentano continued the work, it would have been interesting to note the dilemma he would have encountered. Either he would have seen that somewhere he must come to a dead end because somewhere the soul must enter into a relationship with the spirit, or he would have had to admit the necessity for advancing from the soul to the spirit. Let us consider, as an illustration, the two extreme members of Brentano's classification: visualization, and the phenomena of love and hate. To begin with, visualization, in his doctrine, is what goes on in the soul. It determines nothing because, if something is to be determined, reasoning must enter in. That would imply that in visualization we could not emerge from the soul; that we could do so only in reasoning, not in visualization. On the other hand, it is interesting to note that in Brentano's system the phenomena of will coincide with the emotions. No psychologist such as Brentano can discover anything in the soul but phenomena of love and hate. That is true as long as we limit our observation to the soul: when we like something, we want (will) it. But in passing from the soul to reality in its entirety, we see that the relation of the soul to the outer world is not exhausted with the soul's emotional experiences. It is a different matter when the soul emerges from itself and passes over to willing. Advancing from mere emotions to willing is a step we must take out of the soul, not one that is consummated within the soul. However strongly emotions may grip us, they in no way affect the outer world. Within the soul we find only emotions. That is the way visualization looks in such systems of psychology as Brentano's, like something confined within the soul, something unable to enter reality; emotions are pictured as something not rooted in will but exhausting themselves in the psychic premises of will. We shall see that the spirit enters in exactly where Brentano's characterization leaves off, and that visualization would indeed be exhausted at that point were it not for the bridge leading from the soul to the spirit. On the other hand, we shall find that wherever the actual transition is made from the emotions to the will, the spirit enters in. You see, then, that a blind alley was encountered during the last decades at exactly the point where spiritual-scientific research must step in if any progress is to be made. That was inevitable. Passing on to something else, we find exactly what threads lead from modern scientific psychology to spiritual science. The same man whose work we have been discussing, Franz Brentano, occupied himself throughout a long scholarly life with Aristotle. It is a strange coincidence that just recently a book by Brentano on Aristotle has appeared, a presentation by this psychologist of his research in Aristotle, Aristotle and his Philosophy. Now, Brentano's standpoint is not Aristotle's, but in a certain respect he is close to him, and he has admirably presented Aristotle's doctrine of the spirit. A third book by Brentano appeared at the same time, Aristotle's Doctrine of the Origin of the Human Spirit. It will be worthwhile to devote a little time to that work as well, because Brentano is not only the most interesting psychologist of our time but a man who knows his Aristotle, and in particular, Aristotle's doctrine of the spirit. Aristotle has given us a doctrine of the spirit that contains nothing whatever of what could be termed Christian concepts. It summarizes, however, all that was achieved in its field by Western culture in the last centuries preceding the birth of Christianity—achieved in such a way that in the fourth century B.C. it was possible for Aristotle to think scientifically about the relation of the spirit to the soul. We can clearly read between the lines that with regard to the main issues Brentano does take the same stand as Aristotle. Therefore, by studying Brentano's relation to the Aristotelian doctrine of the spirit, we can infer to what extent the present-day non-spiritual-scientific doctrine of the spirit is justified in transcending that of Aristotle. It is extraordinarily interesting today to compare the Aristotelian and the spiritual-scientific doctrines of the spirit, in so far as they are strictly scientific. I will sketch the former for you. Aristotle speaks unequivocally of the spirit in its relation to the soul and the body of man. He speaks of the spirit as of something superadded to the body and the soul out of spiritual worlds. Thus far Brentano does not depart in any way from Aristotle's standpoint because, like the latter, he is constrained to speak of the spirit as of something superadded to the human body and soul. Therefore, when a human being enters physical existence through birth, we are not dealing, in the Aristotelian sense, with something that is exhausted with the line of descent, but with hereditary traits. The soul element appears as something that weaves through the body and holds it together, but it is not thus exhausted in what man inherits from his ancestors in the way of body and soul, for spirit is added to it. When the human being appears upon the physical plane, the body and soul elements combine with the spiritual. According to Aristotle, the spirit as such is wholly absent when the human being enters physical existence. Instead, the spirit is an original creation of the Divinity, directly added out of the spiritual world to what is born of the father and mother. Thus Brentano's most recent book contains the clear definition, “When a human being enters existence he is created by father, mother, and the God. What pertains to soul and body is born of the father and mother, and some time after conception the spiritual element is added by the God.” In view of this premise, that the spirit is given to man through actual creation (creatio), it is interesting to follow Aristotle's views on immortality. According to Aristotle, spirit-man had previously not existed at all; the God creates him. Neither for Aristotle nor for Brentano does this imply that the spirit ceases to be when soul and body pass through the portal of death. On the contrary, this spirit that has been created remains in existence after death, and although it had been specially created for this individual human being, it passes over into the spiritual world. It is further interesting to note that Aristotle, and really Brentano as well, follows the course of a human life through the portal of death and then has that which was created by God for the individual live on in a purely spiritual world. In Aristotle there is no thought of a return to a physical embodiment, so we are not dealing here with reincarnation. Consider that what Aristotle sets up as the prerequisite of the birth of a man in one incarnation—an original creation of spirit—must occur at every incarnation because reincarnation would not be a new creation. This alone suffices to show that the doctrine of reincarnation would conflict with his doctrine of creation. Now, it is a curious point, and one that must be considered in studying Brentano's conclusions about Aristotle, that Aristotle arrives at no view of the life of the spirit after death, other than that the spirit finds itself in a rather theoretical situation because all activity that Aristotle is able to discuss presupposes the physical world and physical corporeality. The spirit, even the eternal God-Spirit, really plays only the part of an onlooker, so that in Aristotle's philosophy nothing of the specifically spiritual tie comes into consideration, other than the contemplation of life from birth to death. According to Aristotle, the soul must look to this one life of today and base all future progress on it, so what remains is the spirit looking back after death upon this one life. In one case the spirit may thus see its insufficiencies and its virtues; in another, an excellent life; in a third, possibly a life of lies and crime. Upon this it bases its further development in the spiritual world. That is the way in which the spirit, in the Aristotelian sense, would carry on after death. We must ask ourselves, however, what unprejudiced thinking will have to say about such a doctrine of the spirit. Aristotle makes it clear that his life on earth is not a mere existence in the vale of tears, but that it is of great significance and importance. True, a good deal of what Aristotle imagines as the future progress of the soul remains vague, but one point is quite definite: that this one earth life has profound meaning later on. Had the God created the spirit-man without having him incarnate, he might have created the spirit in such a way as to enable it to continue its development. But within Aristotle's meaning that would not have been a complete development. Unmistakably, Aristotle considers a physical incarnation important, one of the aims of the Divinity being to introduce man into a physical body. It is inherent in Aristotle's view that it is not the Divinity's intention merely to create the spirit as such, but rather, to create it in such a way that further progress demands the garb of a physical earth body. Born with the spirit-man at the moment of his creation is the aim to attain to an earthly body. A divinely created human spirit that would not demand incarnation in a human body is unthinkable. Now imagine a spirit looking back upon physical existence and let us say it finds the physical life of man imperfect. What must arise in this disembodied human spirit, according to Aristotle? Naturally, the longing for another physical incarnation. The spirit must feel this longing, otherwise it would have completely missed its purpose for, since the spirit needs incarnation in order to perfect itself, it must feel the longing for it. Therefore, it is quite impossible to speak, in Aristotle's sense, of a single effectual incarnation unless it were a perfect one; that is, a complete step in the development of the spirit. Now consider this strange arrangement made by the God, as Aristotle sees it. We have the creation of the human spirit that belongs in the physical body and leaves it at death. Yet, if we think consistently along Aristotle's line of reasoning, in passing over, it carries with it the longing for a physical body without being able to obtain one. Since Aristotle does not assume reincarnation, it follows that the soul would have to live on with a longing for a new incarnation. Aristotle's doctrine calls for reincarnation but does not admit it. Nor can it be admitted, as we shall see, from another angle of Aristotle's doctrine. We are dealing here with the shrewdest doctrine of the spirit, apart from that of spiritual science. It is a doctrine that continues to loom into modern thought, as in Brentano, in which unprejudiced thinking teaches us that the spirit, created by God and delivered into the earthly world, is equipped with a longing for incarnation. Thus we see how the Aristotelian doctrine, gleaming across the millennia and based upon a scientific foundation, is still capable of exerting a deep influence. We also see the need to transcend Aristotle if we would provide scientific substantiation for reincarnation. In dealing with the doctrine of the spirit we are at a turning point. Only spiritual science, by offering scientific evidence of reincarnation, can transcend Aristotle, but this scientific authentication has never before been achieved. That is why, basically, we are at the turning point regarding the doctrine of the spirit. Through spiritual-scientific research we can advance beyond Aristotle in a genuine and fundamental way and offer scientific demonstration of reincarnation. Brentano arrived at an inherently incomplete doctrine of the soul, Aristotle at an inherently contradictory doctrine of the spirit. It is important to observe that so shrewd a man as Brentano could not get beyond Aristotle in dealing with the spirit, and that his doctrine of the soul came to a halt because he left the spirit out of account. We shall find the common root of these two cases in the fact that, even from the standpoint of modern science, it is impossible to arrive at an unequivocal view of life if spiritual-scientific research be rejected. Spiritual science alone leads to a satisfying, uncontradictory philosophy.
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115. Wisdom of Man, of the Soul, and of the Spirit: Truth and Error in the Light of the Spiritual World
13 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Truth and Error in the Light of the Spiritual World
13 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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To some of you it may seem superfluous in discussing such weighty subjects at our annual meeting for me to include a consideration of what contemporary science has to say about these matters. I have no intention of constructing an elaborate bridge across the gap separating us from the aforementioned erudition. Nothing of the sort is necessary within our circles, because the great majority of those who join us feel in their souls a certain connection with the spiritual life. They do not come to us to have the spiritual world proved to them in a so-called scientific manner, but to become acquainted with it in a concrete form; hence the calling in of such erudition might seem superfluous. Another objection could be made that anthroposophists often face the obligation to intercede for anthroposophy, to refute objections, produce evidence and substantiations, but it is only possible to a slight degree to convince our opponents by means of any proofs whatsoever. Philosophies depend not so much on proofs as on habits of thought, and if a person is unable to penetrate—his thought habits being what they are—into the spiritual-scientific way of looking at the world, he will for the time being certainly remain deaf to proofs. Such matters as were discussed yesterday were brought up in order to meet and alleviate the confusion that might arise in the minds of our members when again and again they must hear people say, “Your philosophy lacks a scientific basis.” Anthroposophists should feel ever more strongly that their world view rests upon a solid foundation and is proof against whatever recognized science has to say. To propound everything needed for coming to terms with modern science would take a long time, and references to external science are intended only to arouse a feeling for the fact that there are ways and means of meeting that science, and that in championing anthroposophy one stands upon a firm foundation. So the aim is to indicate the manner of approach, when the time is available, rather than the approach itself. A modern science of external corporeality may be fraught with many a disagreement, but one praiseworthy feature of such a science is that its subject, external corporeality, is not disputed. In dealing with the science of the soul, on the other hand, the science of psychology, one enters a region in which there are people who deny the reality of the subject itself, the soul. Not only must we nowadays face the materialistic world conception, but we find ourselves enmeshed in a sort of psychology intended to be a science of the soul without a soul. Yesterday we made the acquaintance of an Aristotelian scholar of our time who turned his keen wits to an investigation of the subject known as the soul. Of Aristotle it can be said that there was no question of his denying the existence of the spirit, but we found that Brentano shrewdly halted before the spirit, so that we do, indeed, find there a standpoint concerned with pneumatosophy, or the science of the spirit, that denies not only this or that law but the subject itself, as such. To many people the spirit is a highly debatable fact anyway, hence we must seriously consider the question why this can be so. The body is perceived through the outer senses and with all the force of facts that exist for us automatically. Outer physical facts affect the human soul with such force that it is incapable of denying what they have to tell. We are in a similar position with regard to the soul, for we do, in fact, experience its flowing content. We experience feelings, conceptions, impulses of will; we experience all that results as destiny from the course this soul life takes; we experience suffering and happiness, joy and sorrow. So unless you were to call all that nothing, or at most a sort of surface foam from the waves of physical facts, you cannot but recognize the soul in a certain sense, at least to the extent of admitting its reality. The spirit, however, is primarily something super-sensible, imperceptible, and this alone suffices to explain how plausibly its existence may be denied. It explains why one might marvel at the idea of searching for the spirit, on the ground that it does not enter the world in which we live. From the standpoint of anthroposophy we have stated often enough that the real facts about the spiritual world are derived through a method of observation that must be created by means of a certain self-cultivation, a certain self-education through meditation, concentration, and so forth. Thus the facts of the spiritual world are not directly given to man. They can be gleaned only if he is able to rise to a cognition differing from that of everyday life. It might seem as though this spiritual world were completely hidden from man, perceptible only after he had entirely transcended his normal way of cognition and risen to another. Well, if that were the way matters stood, we could ask how man happens to long for a world that really in no way discloses itself to him as he is in ordinary life. Against this objection only the man of faith, not the scientist, can really feel himself adequately armed. True, the former could answer this objection by stating that the spiritual world had indeed manifested itself through revelations received in the course of human development, so that man could have obtained his knowledge of the spiritual world through revelations from the super-sensible. One who is not inclined to recognize such revelations or such faith, however, will object that there may be a spiritual world, but there is no immediately apparent reason why we should take account of it, as it does not manifest itself in any way in the outer world. Against this, an objection has been raised again and again throughout the ages by an idealistic or spiritualistic philosophy, namely, that recognition of the spiritual world by this or that philosopher depends largely upon his having taken seriously the refutation of the first objection by means of the second. Certainly it is possible to transcend the world that is primarily revealed by outer perception; the human being can build up a world of truth in his own inner being, and he could never be satisfied with what the outer world of perception has to give for the simple reason that he is a human being. Thus he builds a world of truth within himself. If we examine this world of truth seriously, we find that it comprises something that already transcends all that is external-physical as such. One then cites ideas produced by man about the world—grand, comprehensive points of view that never could have originated through the outer senses alone, and that must have come, therefore, from the other side. Thus, the fact of the world of truth is in itself sufficient to convince us that we participate in a spirit world and live in it with our truth. Naturally, a philosopher like Hegel, for instance, would find plenty of justification for a spiritual world, as opposed to the objection set forth—justification for recognizing a spiritual world that embraces thinking as well, in so far as thinking is independent of the senses. Philosophers whose whole disposition equips them to recognize the absolutely independent world of truth will find in this independent activity of the spirit, moving as it does in truth, sufficient reason for assuming the existence of the spirit. It can be said, then, that there will always be people in the world in whose view the concrete actuality of the true world of ideas is sufficient proof of the spirit. In a certain sense it can be said that even in Aristotle something like faith is discernible, faith that in his concepts and ideas, in the nous, as he calls it, man lives in a spiritual world, and because it exists in man, it exists, and is thereby sufficiently substantiated. Granting this, it is permissible to draw conclusions from what can be learned within one's own spiritual world as such when moving within it, that is, conclusions regarding other beings and facts of the spiritual world. Thus Aristotle draws his conclusions concerning the Divinity, the immortality of the soul, and arrives at inferences such as were described yesterday. Hegel speaks of an independent activity of the spirit, meaning the independent activity of concepts, that has no connection, as regards the laws governing it, with the outer world, but is an activity of the spirit itself. He maintains that the spirit reveals itself in the presence of this independent activity. More recent attempts such as that of Rudolf Eucken, which spiritual science certainly cannot regard as particularly inspired, talk of a self-grasping of the spirit and of self-proof of the existence of the spiritual being. This path leads to no proof, however, and it furnishes anthroposophists the opportunity of perceiving how difficult it is to prove anthroposophy as such. Truth per se and taken alone does not necessarily prove anything with regard to the spirit. That is a point that is never-taken seriously enough. The existence of the world of truth as such does not necessarily prove anything concerning the spirit. I will now sketch briefly, somewhat in the manner of a parable, something that really should be thoroughly presented in a whole series of lectures. Let us assume that actually nothing existed but corporeality, the outer physical world. Let us further assume that this physical world with its forces, or “energies,” as it is now the fashion to call them, expressed itself in the mineral world and became complicated. That is, that it did not gather new energies but merely became more and more complicated in the plant and animal worlds, until finally it became so complicated that it built up man out of a combination and co-operation of purely physical energies—built him in such a way as to enable him to produce thoughts from the complicated instrument of the brain. All this we assume to proceed in the manner in which physical processes run their course within corporeality. Imagine for a moment that the materialists' extraordinarily crude assertion were to be taken seriously—the assertion that the brain secretes thoughts in the same way that the liver secretes bile. Suppose the human brain to be built up out of mechanico-physical energies in such a way as to produce what appears to man as his spiritual life. In short, suppose materialism were right, and that there were no spirit as such. Would it then be possible, in the materialists' sense, to speak of a world of truth—for instance as presented in Hegel's philosophy—in the world of concepts? If it were possible to answer this question in the affirmative, it would automatically show that materialism itself could explain—that is, prove—a philosophy like Hegel's. In other words, it could reject all spiritualistic or idealistic philosophies. One need only imagine, and this is the point, which to explain thoroughly would call for many lectures, that what springs from the complicated human brain as thought, in so far as the world of truth is made up of thoughts, were nothing more than the reflection of the outer physical world. You can place an object before a mirror, the mirror reflects the object's image, image and object are identical. The image is not the object, but purely material objects bring about the image by means of the mirror. You need admit nothing more than that you are dealing with a mere image that has no reality; then you don't have to prove the reality of the image. In the same way, you can take a materialistic standpoint and say, “There is really nothing there but external energies reflected in the brain, and all we have in the way of thoughts are merely such reflections of the outer world.” Then you are not obliged to prove the existence of the spirit, for all thoughts are but reflections. Nor would we stand much chance of convincing those who might get up and say, “But there are concepts that cannot be taken from outer perceptions, abstract concepts, like a circle or a triangle, that we never encounter in reality.” We can reply, “True, as they are, they do not appear in the outer world as images of the thought world, but there are innumerable approximations.” In short, though it cannot be denied that truth is super-sensible, materialism can undoubtedly cope with the objection that man creates super-sensible truth within himself; hence truth as such would furnish no argument against materialism. Now we're in a pretty predicament. This truth, being undeniably super-sensible, appears to countless people as sufficient proof of the existence of a spiritual world, or an indication of one, but it is not a proof of the existence of a spiritual world! Truth is super-sensible, yes, but it is not necessarily real. It could be a sum of images, then no one need accept its reality. So we must keep in mind that the possession of truth is not proof of the reality of a spiritual world, and that merely by penetrating to truth and living and functioning in reality, man can never reach the spirit. The objection would always stand that truth might be but an image of the outer physical world. At this point one might object that in that case it is difficult to see how anywhere in the wide world any argument could be found that might persuade man, such as he is in everyday life, to recognize a spirit. Then, when people like Feuerbach, for example, come along and say that men assume gods or a god, but that what they experience within themselves is nothing but the content of their soul, their thoughts, which they deify and project into the world, it is easy to prove the unreality of the divine world, because it is merely an outward projection of the unreal world of thought. Aristotle does not go about it right when he cites the objectivity of the thought world as proof of the existence of a god. He argues simply that man has a mind and the mind can be applied to objects. This presupposes that all objects are permeated by the divine nous, or mind, but as he describes the latter, it is nothing but the human mind projected outward, a reflected image. Thus the divine nous is merely an image reflected outward, and is incapable of forming the basis of any proof. Anthroposophists must really be able to face such matters clearly, and to realize that the usual methods of attempting to arrive at recognition of the spiritual world from without prove, upon closer examination, to be inadequate. Are we compelled, then, to admit unconditionally that there is no possibility of achieving conviction concerning the existence of the spirit, other than through clairvoyance? It would almost seem as though only those people were justified in speaking of the spiritual world who either envision it as clairvoyants or believe what clairvoyants have to tell. It would seem so, but it is not the case. The outer world as such, with its material content, does not of itself point to a spiritual world, unless we know of it already, nor does the inner world of truth, which might be a reflection of the outer world. Hence the question arises as to what else there is. Well, there is something else, and it is error. We must forget nothing in the world when dealing with a complete picture of it, and in addition to truth we have error. Now, error naturally cannot lead to truth, and it would be a strange thing to proceed from error as a starting point. The fact that the soil of truth is sterile is no reason for taking the standpoint of error; that would hardly reduce the number of our opponents. We shall not take error as the starting point in our search for truth; that would be not only foolish but absurd. There is one aspect of error that cannot be denied. It exists, it is present in the world, it is real; above all, it can arise in man's nature and achieve being there. When the outer world has created for itself a reflecting apparatus in the brain and is reflected, and the sum of truth is the sum of the images, it could naturally still be possible that, instead of truth, error might arise through a condition analogous to a distorting mirror that reflects caricatures of objects. If you were to use a mirror of that sort, you would simply get a false image, and the error would be comparatively easy to explain. It is merely a matter of the organ producing a false reflection, and this, too, can be explained. Truth and error can be explained as reflections. But what cannot be explained? The correction of the error, the transformation of error into truth; this cannot be explained as a reflection. Try as you will, you cannot induce a mirror producing caricatures to convert these into true images; it abides by its error. The difference in the case of man is that he is not compelled to stop at error, but is in a position to conquer it and transform it into truth. Man thereby proves that while there is such a thing in the phenomenon of truth as a reflection of external reality, the transformation of error into truth shows that error as such is more than a mere reflection of the outer world, and hence has no raison d'être in the world that surrounds us. Truth has justification in the external physical world, but the acceptance of the external physical world is not sufficient justification for accepting error. Something must enter in that does not pertain to the outer world, that has no direct connection with it. If the sensible is reflected in truth as a super-sensible image, and if it is reflected as error, the cause of error must lie elsewhere than in the sensible itself. What meets our eye, then, when we recognize the existence of error? We behold a world that is not made up of outer physical phenomena only. Error can only originate in the super-sensible world, can only proceed thence. That is for the time being a conclusion. Let us now see what super-sensible research has to say about this, not in order to prove anything, but to illuminate the matter. What does it tell us about the peculiar position of error in the world? Suppose we were so far lacking in self-esteem that out of an inner urge we were to think, voluntarily, a conception that we knew for certain to be an error. Let us think an error. At first sight this might not seem a desirable thing to do, but in a higher sense it can be useful because, if you bring to bear the requisite force and energy and frequent repetition in voluntarily thinking an error, you will notice that this error is something real in the soul, that it has a real effect. The error we think voluntarily, knowing it to be an error, proves nothing, elucidates nothing, but it works in us. The effect is all the more remarkable in that we are not distracted by any prospect of arriving at truth; when we voluntarily think an error we are quite alone with ourselves. By continuing this process long enough we achieve what we have always described in spiritual science as the calling into being of forces hidden in the soul, forces that were not there before. Continual devotion to outer truth does not get us very far along the path under discussion, but the voluntary encouragement of error within ourselves can lead to the birth of certain hidden soul forces. As I have presented it now, you will not be able to use it as a precept; hence in my Knowledge of the Higher Worlds and Its Attainment and in my Occult Science I omitted the advice to keep thinking as much error as possible (for the purpose mentioned). That was left out, but a certain other aspect of the matter is similar to something I did set forth there. I said that we should not proceed from some obvious, glaring error, but that two conditions must be fulfilled. We must visualize something that has no counterpart in external reality, like that of the rose cross, for example. Now, red roses don't grow on a black cross; looked at from one angle, that is an erroneous conception. The rose cross represents no external truth, but it is a symbolical visualization, an allegorical conception. It expresses no truth directly, but it is the allegory of a super-sensible truth. In its relation to sense reality it is an erroneous conception, but as an allegory it is spiritually significant. In meditating on the rose cross we yield ourselves to a conception that in its relation to external reality is an error. We are not yielding ourselves to an ordinary error, however, but rather, by meditating on the allegory, on the significant conception, we are fulfilling a definite condition. This brings us to the second condition. A certain premise must be fulfilled when we devote ourselves to meditation, concentration, and so forth. If you penetrate into the whole spirit of what is set forth in Knowledge of the Higher Worlds and Its Attainment, or in the second part of Occult Science, you will see that a certain frame of mind is indispensable for proper meditation and concentration. Certain moral attributes of the soul are indicated that must be present if what is to take place is to take place in the right way. Why are these given as a condition? Why are certain moral qualities indispensable? To enable us to yield ourselves to an allegorical conception of this sort, to a conception that in the external sense is false. This again is something that must be taken into account. As a rule, nothing desirable is attained by meditating and concentrating without first having sought the frame of mind that has been sufficiently described because experience shows that without such a foundation, the world that is opened up through the awakening of hidden soul forces is in reality one that acts destructively upon man, rather than tending to further his development. It has a health-giving, developing effect only when it grows out of a frame of mind such as has been explained. That is what experience shows. Further, it shows what pathological phenomena, as they may be called, are symptomatical in those who seek the higher worlds from motives of passion or curiosity, instead of in the right frame of mind. Such people do receive a reality into themselves, for error is a reality and it acts in the soul. It is a reality not present in the outer world as revealed by the senses; hence such people absorb a super-sensible force, a super-sensible entity into their souls. This error is actually something efficacious, but its roots can only be in the super-sensible world, not in the outer sense world. This super-sensible world must not be permitted to act upon us unless we have the special foundation this moral frame of mind provides. This can only be because we are aware that error, though a superhuman force, leads us first into a super-sensible world that is not a good one. Though truly a super-sensible force, it is in the first instance quite certainly not a good force. It can only become such when it is implanted in a good moral frame of mind. Now translate that into words for yourselves such as are often used to discuss such things on an anthroposophical basis. You see, by learning to know error we can get to know a super-sensible world. It is not necessary to approach the super-sensible world by artificial means. The super-sensible world looms into the sensible world through the medium of error, and then in turn through error it leads us out into the super-sensible world. But it is not a good world. We must bring the good world to it from the other side, a frame of mind through which alone error can have the right effect. Paradoxically it could be said that in the sense world we actually become acquainted with the super-sensible world because we have error. So the feature of the super-sensible world you meet first is the devil, for at first you encounter a world in no wise good, a world that reveals itself as anything but good. For this reason Mephisto's remark could be appropriately applied here, “These fellows would not scent the devil out, e'en though he had them by the throat.” The devil is present. We can also say that our first acquaintance with the super-sensible world is made by way of the Luciferic power. We meet the super-sensible world first in the shape of the Luciferic forces, and these we can only escape by the ostrich method, that is, by burying our head in the sand. This can, of course, be done, but it does not do away with those forces. That is the point that should be elaborated in many lectures if it were not to be merely sketched. The super-sensible world is given with the existence of error, but at the outset all that is revealed is the Luciferic element, the adversary of the nature of man. Is there any particular point in talking about just these matters? If a man lacks the requisite moral frame of mind when penetrating into the super-sensible world by means of an error voluntarily accepted in his thinking, he falls prey to Lucifer! Yesterday we cited Aristotle's statement that in addition to what man comes by from parents and ancestors in the line of heredity, he receives his super-sensible nature from the God, so that through a relation to the God every human being entering the moral world is endowed with the spirit as a new creation1 by the Divinity. We could not come to terms, however, with Aristotle's assertion. We found it contained much that contradicted the assertion itself. Now, Dr. Unger has rightly shown and clearly proved the justification for contradiction in the outer world,2 but certainly this recognition and justification cannot apply to a contradiction that leads to inferences refuting the assertion itself. Yet that is what we find in Aristotle. If the God were to create a super-sensible man, then, as we saw, an unsatisfied state would arise in all men after death. It would follow that the God created man for a state of discontent, but that cannot lie within Aristotle's meaning either. We cannot admit a philosophy which maintains that, along with what is given through birth, a super-sensible part is received directly from the God—as more recent world conceptions interpret the concept “God.” Even if this is based on truth, nothing can be proved by it, for truth proves nothing concerning the super-sensible world. A proof of that sort can in no way be applied to the super-sensible world. That is the first point, and the second is that if we assume that man, in his super-sensible component, is created by a God, it would be unthinkable that after death he should pass to an imperfect state. Aristotle's position is therefore untenable. What Aristotle failed to take into account is that the first element of the super-sensible world accessible to man—active even in our immediate human experience—is a Luciferic one, and that we can only make headway by admitting the Luciferic principle at the inception of super-sensible man, by letting it participate, so to speak, in so far as we look up from the man of the physical world to the super-sensible world. Thus man cannot derive from a God alone, but only from a God in conjunction with the Luciferic principle. I ask you to keep well in mind the facts just referred to. They have unconsciously passed over into the feeling of occidental peoples, whatever their theories about a spiritual world, and right into our own time they have prevented the learned lights of the West from ridding themselves of their prejudices against the idea of reincarnation and repeated earth lives. In former times, of course, men did not express the matter as we have done today, by saying that at bottom there is greater compulsion to believe in the devil than in anything else that is super-sensible, but they felt exactly what has just been expressed in the form of ideas, felt the presence of the Luciferic along with the Divine. They also felt—the justification of which will become manifest later in these lectures—that side by side with what we have as corporeality, a spiritual element is vouchsafed us, something begotten of God. Try as they would, they never could harmonize the cognition of the external physical human being on the physical plane with the descent of man from a super-sensible origin. They could not get around this contradiction. It was much more difficult for the occidental than, for example, for the Buddhist, whose whole way of thinking and feeling facilitates his acceptance of the doctrine of reincarnation. One could almost say that with him it is congenital to believe that external corporeality really represents a sort of denial of the Divine, a fall from Grace, and that he is justified in striving to be free of it and to rise into worlds in which it means nothing. Quite different is the standpoint of Aristotle from that of Buddha's disciples. Aristotle says that we pass through the portal of death and take with us our super-sensible part, but then we must look down on what we had been, and our further development depends upon that physical life. The Divinity introduced us into a physical body because we needed it. Aristotle proclaims the importance of outer sensual form, outer sensual life. It is not a question here of concepts, ideas, abstractions, but of the content of the philosophers' minds. The Buddhist's mind held no such content as Aristotle's. The essence of his attitude was a feeling that contact with the physical world constituted a defection. He was aware that in arriving at sensuality, man had encountered precisely that from which he must free himself, that a man became more of a human being after having cast off all that. It was impossible for Aristotle, as a representative occidental, to feel Buddhistically, as indeed no one rooted in the Occident can genuinely feel. He can acknowledge Buddhism theoretically, but really only by repudiating the content of his inner soul. Aristotle values the sense world not for its own sake, but as a condition of rising into the spiritual world. Western feeling always leads in the end to a certain recognition of a divinely, spiritually permeated sense world. Though materialism denied this for a time, it nevertheless lived on in the soul and must persist as long as the fundamental conditions of the occidental spirit exist. Aristotle felt this to be a condition of the total evolution of humanity. It lived on even into the nineteenth century, and it is one of the elements that have prevented prominent minds of the West from becoming reconciled to the idea of reincarnation. A sensing of the Luciferic principle on the one hand, and the assumption of a divine principle on the other, led to a feeling such as I should like to point out to you in the works (1889) of the distinguished philosopher, Frohschammer, on the philosophy of Thomas Aquinas. There he onsets his own philosophy against that of Thomas Aquinas. Among other things, he expresses his views on the plausibility of what we call reincarnation. In a certain respect Frohschammer must be regarded entirely as a representative of Western mentality. He says, “Deriving as it does from God, the human soul can only be regarded as the product or work of divine imagination, for while the human soul and the world itself must in this case originate in divine forces and activity (since nothing can derive from mere nothingness), yet this force and activity of God must act as a preparation for creation and as formative forces for its realization and perpetuation; that is, as creative force not merely formal but actual. It must be an imagination immanent in the world, continually active and creative, a sustaining force or potency; a world imagination, as was explained earlier.” I must add here that Frohschammer also wrote a brilliant book dealing generally with imagination as a world-creative principle, as Hegel dealt with the idea and Schopenhauer with the will. “As concerns the doctrine of the pre-existence of the soul (souls that are regarded either as eternal or as transitory, but in any case created in the beginning and all together), a doctrine that appears to have been resurrected in recent times and is considered capable of solving all sorts of psychological problems, it is connected with the doctrine of the transmigration of souls and their confinement in earthly bodies.” This was written in 1889, and in the Carlsruhe lectures. From Jesus to Christ (October, 1911), I mentioned that the doctrine had always had adherents, even in the nineteenth century. Naturally, Frohschammer knew that too, hence he continues, “According to this doctrine, neither the direct, divine creation of souls nor the creative production of new human beings as regards body and soul would take place at procreation, but only a new union of the soul with the body, a sort of becoming flesh or an immersion of the soul in the body, at least partially, so that one part would be encompassed and bound by the body and the other would transcend it, asserting a certain independence as spirit. The soul, however, cannot break away from the body (according to this doctrine) until death severs the union and brings liberation and deliverance, at least from this union. The spirit of man would in that case resemble, in its relation to the body, the poor souls in Purgatory as they are usually represented on votive tablets by daubers; that is, as bodies half engulfed in roaring flames, but with their upper parts, the souls, protruding and gesticulating. Consider the position and significance this conception would imply for the contrast of the sexes, the concept of human species, wedlock, and the relation of parents to their children! The contrast of sexes is but a system of bondage; wedlock, an institution for fulfilling the task it involves; parents, minions of the law for holding and imprisoning the souls of their children, while the children themselves owe this miserable, weary imprisonment to their parents, with whom they have nothing further in common. Everything connected with this relationship would be based on wretched illusion, as would all that humanity associates with the contrast of the sexes. What a formidable rôle this bisexuality plays! How intensely man's planning and longing are determined by it! What yearning it excites, what bliss it yields, what a source of bodily and spiritual transport! What an inexhaustible subject of artistic and particularly poetic creation! Now we are to believe that this subject is but a process for embodying and imprisoning poor souls that are thereby committed to earthly misery, consigned to the toils, passions, temptations and dangers of this earthly existence, rising at best with only a portion of their being into a Beyond; are, as it is called, transcendental—or better, transcendent. The significance of such a sex relationship, then, is not to be found in a continuous renewal, a rejuvenation corresponding to the spring of existence; quite the contrary, and the underlying longing and rapture it engenders would not be based upon the satisfaction of a lofty creative urge, as one would assume should be the case, but would emanate from a pitiful ambition to imprison new souls in bodily forms that obscure and estrange the greater part of their real selves.”3 Here, as you see, is a man who speaks sincerely and honestly out of the spiritual life of his time, and we have every reason to inform ourselves concerning the difficulties encountered by occidental philosophies of the past in recognizing what must be the basic nerve of our world conception. All who approach it honestly will meet with great difficulties. One of the tasks of anthroposophy is to become acquainted with these problems that face those who, steeped in the occidental cultural life, would achieve recognition of the spirit as it is represented by spiritual science in general and pneumatosophy in particular.
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115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Imagination — Inspiration — Intuition
15 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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Yesterday we found that in a certain way there is, after all, something like proof of the existence of the spirit that will satisfy our personal consciousness, provided the latter is rightly understood. We maintained that error and the possibility of correcting it are evidence of the existence of the spirit, in so far as our personal consciousness is concerned, and in order to understand this we cited an attribute of the spirit that appears self-evident. That is, its supersensibility, as we call it, for we based our statement on the fact that the root of error must be sought in the super-sensible realm. I said that it would naturally be impossible to present all the arguments necessary to prove such a matter in full detail, but that it might be extremely interesting to show how the possibility of error appears only in that realm to which man raises himself by casting off the coercion of the outer physical world through all that he can learn through perception alone.1 One fact suffices to indicate the method by which it could be shown that at bottom it is only through his own nature and being that man is exposed to the temptation to fall into error through a connection with the outer world. It has been repeatedly pointed out that modern science really gathers from all sides certain proofs of the conclusions arrived at by spiritual science, but the proponents of external science fail to interpret them with sufficient open-mindedness. We will cite one of these facts, established by the naturalist, Huber, through the observation of caterpillars spinning a cocoon. There is a caterpillar that builds its web in successive phases or stages, so that one can describe the process as spinning in the first stage, second stage, and so forth, up to seven. Now, Huber took a caterpillar working on the third stage and set it on another web of which six stages were finished, and a strange thing happened. At first the caterpillar felt shocked, as one might interpret its behavior, but then it continued to spin, not the seventh stage, but the fourth, fifth, etc. It obeyed a sure inner life, following only its own dictates. When Huber took one of the caterpillars away from its own cocoon and put it in another that had also arrived at the third stage, it continued the work in the regular way. It was not reacting to an outer impression at all. It did not say to itself, “Now I must spin the fourth stage.” It was following an inner urge, and this it did even when the outer impression emanated from another stage. This is an extremely important fact, because it shows that in animal beings outer impressions can in no way effect what in man we call right or wrong—the category “subject to error.” The human being can be confused by something external, because the nature of his organization is such as to cause him to obey not only his inner life of impulses, but the impulses entering from without as well. In this sense only man confronts an outer world. Fundamentally, this accounts for all possible illusions in respect to the concept of the spirit; at least, there is a connection. Now, in order to find the right transition from science to our anthroposophical doctrine of the spirit, let us call to mind again what a keen teacher of the present, Brentano, brought forward to characterize the soul and its capacity as such, and to facilitate the right transition to the spirit realm I will indicate by diagrams on the blackboard what is in question. Brentano classifies our psychic faculties as visualizations, reasoning and what we can call emotions—the phenomena of love and hate. Well, if we imagine the whole extent of our soul life as organized in this way, we should have to observe that visualizations and emotions, if closely studied, bear a different relation to the soul and to whatever else may enter our enquiry than do judgments. That is exactly what the soul-teachers, the psychologists, pride themselves on. They divide visualizations from reasoning because in reasoning they see something more than a mere combination of visualizations. Our psychologist by no means sees in this the essence of reasoning, where something is to be settled; nor can all this ever have any foundation as such, because, as he argues, when we combine visualizations it might also be a case of establishing the possibility of combining visualizations. If, for example, we were to combine the visualizations “tree” and “golden”—not “tree” and “green”—we would be forced to admit axiomatically that no tree is golden. Now, what is really the premise of the judgment in this context? It is that we should be able, so to speak, to form a valid proposition out of every such judgment. From the compound visualization, “a tree is green,” I can form the valid proposition, “a green tree is.” Not until then have I passed judgment. Only when I try to form the proposition do I know whether the combination of visualizations permits of establishing anything. “A golden tree is”—that won't do. So when one asks whether a judgment can proceed from a combination of visualizations, this would involve the second question: Can a valid proposition be formed in the case? Now let me ask you this. If you were to traverse the entire extent of the soul life, searching everywhere in the soul, could you anywhere discover the possibility of simply forming a valid proposition out of a combination of visualizations? What can impel you to form the proposition, “a green tree is,” out of the compound visualization, “the tree is green?” What is it that induces you to do this? Only something that is primarily not within your soul, because in the whole realm of the soul you can find nothing of the sort. When you want to make the transition from the compound conception to the proposition, to the thesis that settles something, you must emerge from the soul life and seek something which, as your inner feeling tells you, is not of the nature of the soul but with which the soul makes contact. That means that there is no way of accomplishing the transition except through perception. When a combination of conceptions is joined by what we can call perception, then and only then is it possible to speak of forming a judgment within the present meaning. This shows further that in the first instance we know nothing more of all that we visualize than simply that it lives in the soul, and that something more is needed if we are to pass from conception to reasoning. That emotions exist only in the soul everybody will doubtless believe even more readily than that this is the case with visualizations, for if they had their being anywhere but within the soul they could not bear so individual a character as they do in different people. We need waste no time explaining that emotions live primarily in the soul. We must enquire next if it is in any way possible to maintain that visualizations and emotions live only in the soul. Although we know that without the aid of outer perception we cannot directly arrive at a verdict, because visualizations and emotions are inner processes of the soul, we must still ask whether anything justifies our speaking of visualizations and emotions as though they existed only within the soul. Well, in respect to visualizations we could first point out that when living in them we by no means feel as though we mastered them completely in our soul, as though they were not coercive or the like. We learned yesterday that error is of a spiritual, super-sensible nature and can enter the realm of our visualizations, but that the latter in turn can overcome error; otherwise, it would never be possible to get beyond error. Bearing this in mind we must recognize the fact that we have in our soul a kind of battlefield of a conflict between error and—well, something else. All error is of a spiritual nature, and we must have something adequate to oppose it, otherwise we could never rise above it. There is, indeed, a means of overcoming error, as everyone knows. Since error is spiritual, we cannot overcome it through mere perception from the sense world. In the lectures on Anthroposophy I pointed out that the senses as such do not err. Goethe once emphasized that. It is not the senses that err but what goes on in the soul; therefore, error can only be corrected within the soul, and primarily through visualization. It is by means of visualizations, then, that we get past error. We found yesterday that in a certain way error is a sort of abortive species of something else, of something we could designate as precisely the element in us that raises us to higher regions of the soul life. The chief characteristic of error is its non-agreement with the world of perception, and we came to realize that on the path to the higher world we must devote ourselves in meditation, concentration, and so forth, to conceptions that also fail to agree with our perception. The rose cross itself, for example, is a conception that shares with error its lack of agreement with outer perception. We said, however, that when error is employed on the path of spiritual life it would have a destructive effect in us, and experience shows this to be the case. How, then, can we achieve conceptions that, though at variance with the outer world of perception, nevertheless awaken higher soul forces in a healthy, normal way? How can we proceed from what is merely false to allegorical conceptions such as we have described? We can do this by not letting ourselves be guided by the outer sense world, the world of perception, in compounding such visualizations, nor, on the other hand, by forces that lead us into error. We must avoid both of these and appeal to forces in the soul, which, however, we must first awaken. The day before yesterday we characterized them as inner stirrings growing only out of the soil of morality and beauty. We must break, as it were, with impulses and passions such as are imprinted in us by a world that after all must be termed external; we must work within ourselves in order to be able to call up, quite experimentally, forces in our soul that at the outset we lack entirely. By doing this we learn to form allegorical conceptions that in a sense have a certain objective validity, though one not applicable to the outer world of perception. We start by forming the conception of man as he presents himself to us in the present time, a being of whom, in a certain sense, he himself can by no means approve, with whom he cannot be satisfied, and of whom he must say that such as he is now, he must be conquered. Then, by the side of this conception we place the other: that he feels he must strive to realize his own higher nature, a nature that would give him complete mastery over all that in his present form he disapproves of. That this second conception cannot be classed as perception is shown by the fact that it does not refer to the present or the past, but to man's future. Then, from such stirrings, we combine conceptions that ordinarily, under the guidance of the world of perceptions, would not coincide. We bring together the black cross, symbol of what must be caused to die, and the red roses, symbol of the life that must arise from it. In inner meditation we visualize the rose cross, a visualization that can only be called unreal, yet did not come into being like an external error but was born of the noblest impulses of our soul. We have, then, brought forth out of the noblest impulses of our soul a visualization corresponding to no outer perception and if we apply this visualization—that is, if we give ourselves up to it in conscientious inner devotion and let it work upon us—we find that our soul expands in a healthy way and attains to heights not reached before. Thus, experience shows the soul to be capable of development. By means of a visualization that is outwardly an error we have performed something that manifests itself as intrinsically right. The next question is whether or not we can endow all that crowds into us through outer perception with power over such a visualization that has nothing in common with this outer perception. Can we lend it the power to exercise any force that will make of the visualization something different in our soul from what it makes of error? We must remember that the quality in us that has converted this allegorical visualization into something different from anything that could arise out of error is the opposite of what functions forcefully in error. We said that in error we felt the Luciferic forces; now we can say that in the transformation of an allegorical visualization in the soul, in the wholesome guiding of the allegorical visualization to a higher aspect of the soul, the lofty stirrings we feel are the opposite of Luciferic. They are of the nature of the divine-spiritual. The deeper you penetrate into this interrelationship, the more directly you will feel the inner influence of the super-sensible through this experience of transforming an allegorical visualization. Then, when we see that the super-sensible effects something in us, achieves something, operates in us, then what had previously been mere visualization in the soul, abiding within the soul element, becomes something quite different, something that we must now term a conclusion such as the soul, as primarily constituted, cannot bring about through outer perception. Nor can a visualization perform in the soul what has been described. Just as visualization, when coming in contact with the ordinary outer world, leads to reasoning, so the inner life of a visualization, not lacking direction but amenable to guidance as set forth, leads out beyond the visualization itself and transforms it. It becomes something that may not be a verdict but is at least a visualization fraught with significance and pointing out beyond the soul. This is what in the true sense of the term we call imagination. Summing up: When visualization comes in contact with the outer world through perception, it points to reasoning, but through the inner process we have described it points to what we call inner imagination in the true sense. Just as perception is not mere visualization, so imagination is not visualization either. By means of perception, the life of visualization comes in contact with a primarily unfamiliar outer world. By means of the process described, visualization adapts itself to what we may call the imaginative world. Just as there is a real transition from the mere conceptual complex, “a tree is green,” to the verdict, “a green tree is,” so there is an analogous transition from the mere life of conceptions to what is comprised in imagination, in a conception filled with other than the yield of a spatial outer world. There we have the process that in our imaginative life enriches our conceptions. There is, however, something that intervenes between imagination and visualizations. Imagination has a way of announcing itself quite realistically the moment it appears. When our soul really attains to imagination, it senses in its life of visualizations something akin to what it feels in its life of perceptions. In the latter the soul feels—well, its direct contact with the outer world, with corporeality; in imagination it feels an indirect contact with a world that at first also appears to it as an outer world, but this is the outer world of the spirit. When this spirit begins to live in the visualizations—those that really attain to imagination—it is just as coercive as outer corporeality. Just as little as we can imagine a tree as golden when we are in contact with the outer world—just as the outer world forces us to visualize in a certain way—so we feel the compulsion emanating from the spirit when visualization rises to imagination. In that case, however, we are at the same time aware that this life of visualizations expresses itself independently of all the ways and means by which visualizations are ordinarily given a content. In ordinary life this takes place by reason of our having perceptions through our eyes, ears, etc., and of our nourishing the life of visualizations with these perceptions, so that it is filled from the content of our perceptions. In imagination we suffer our visualizations to be filled by the spirit. Nothing must intervene that might become the content of our soul by way of the bodily organs, nothing that enters us through our eyes or ears. We are directly conscious of being free of all that pertains to outer corporeality. We are as directly free of all that as we are—to use a material comparison—of the processes of the outer body during sleep. For this reason, as far as the total organism is concerned all conditions are the same during imagination as during sleep, except that imaginative consciousness takes the place of the unconsciousness of sleep. What is otherwise wholly empty, what has separated from the body, is filled with what we may call imaginative conceptions. So the only difference between a man in sleep and one in imagination is that the parts that in sleep are outside the physical body are devoid of all conceptions in ordinary sleep, whereas in imagination they are filled with imaginative conceptions. Now, an intermediate condition can appear. It would be induced if a man in sleep were filled with imaginative conceptions but lacked the power to call them to consciousness. Such a condition is possible, as you can gather from ordinary life. I will merely remind you that in ordinary life you perceive any number of things of which you are not aware. Walking along the street, you perceive a whole world of things that you do not take into your consciousness. This is shown when you dream of curious things, for there are dreams that are indeed strange in this respect. You dream, for example, that a man is standing by a lady and the lady says this or that. Well, the dream remains in your consciousness, you remember it, but after you've thought about it you have to admit that the situation actually occurred, only you would have known nothing of it if you hadn't dreamed of the experience. The whole event passed your consciousness by, and not until you dreamed it did the picture enter your consciousness. That happens often. Thus, perceptions that have occurred can leave consciousness untouched, and imaginations that indeed live in the soul can also leave consciousness untouched so that they do not appear directly. In that case they appear to consciousness in a manner similar to that of the perceptions we have just described. They appear to us in semi-consciousness, in dreaming. Imaginations of that sort can shine into our waking day-consciousness and there fluctuate and pass. An imagination of that sort does enter the everyday human consciousness, but there it experiences changes. It expresses itself in what is called ‘imagination,’ ‘imagination’ based on world truths, the real basis of all artistic creation, in fact, of all productive work of man. Because this is so, Goethe, who knew well how art comes into being, often maintained that ‘imagination’ is by no means something that arbitrarily manipulates cosmic laws, but that it is subject to the laws of truth. Now, these laws of truth act absolutely out of the world of imagination, but here they integrate the ordinary world of perceptions in a free manner, so that true ‘imagination’ is something between ordinary conception and imagination. ‘Imagination,’ rightly understood, not conceived of simply as something that isn't true, bears direct witness to the progress of conceptions toward the point where they can flow over into the super-sensible region of the imaginative world. This is one of the points at which we are able to perceive the direct streaming in of what we can call the spiritual world into our ordinary world. Now let us examine the other aspect, the emotions. It has already been said that the psychologist under discussion keeps within the soul, that he therefore follows up all that concerns impulses of will only as far as these remain within the soul, and that he stops short at the emotions. Everything that men do is motivated by a desire, a passion, an urge, that is, that element within the region of the soul that must be called emotion. Of course, nothing happens through emotions alone, and as long as we remain within the soul nothing need happen. No matter how violently we intensify any emotion, we cannot thereby make something happen that is independent of the soul because nothing that remains in the soul is a true expression of will. If the soul never emerged out of itself, but merely kept wanting to experience desires and emotions—anything from the deepest reverence to disgust—nothing would happen that is independent of the soul. When we recognize will in its true form as a fact, the region of emotions points out beyond the soul as well. The manner in which this sphere of emotions points out beyond the soul is singular. What does it suggest first of all? Well, if we take the simplest expression of will—if we raise a hand, walk about, strike the table with some instrument or do anything else that involves the will—we see that something takes place in the realm of reality that we can call a passing over of our emotions by way of an inner impulse to the hand movement, to something that is certainly no longer in our soul. Yet in a certain way it is within us because all that happens as a result of a genuine will impulse when we set our body in motion, and as a continuation of this, something external as well, lies by no means outside the circle comprising the being of man. Here, through emotions, we are led on the other side into an externality, but into a quite different kind of externality, into our own corporeality, which is our own externality. We descend from our psychic to our bodily self, to our own corporeality, but for the moment we do not know how we accomplish this in external life. Imagine the effort it would cost if, instead of moving your hand, you had to construct an apparatus, possibly worked from the outside by springs or the like, that would produce the same effect as you do in picking up this chalk! Imagine that you would have to be able to think out all that and realize it by means of a machine. You can't think that out and there is no such machine; yet that apparatus exists. Something occurs in the world that is certainly not in our consciousness, for if it were we could easily build the apparatus. Something takes place, then, that really pertains to us, but of which we have no immediate knowledge. We must ask what would have to take place to make us aware of a movement of the hand, or of any motion of the body obeying the will? Another reality as well, the one that is outside us, would have to be able to enter our consciousness instead of halting before it. We would need to have before us a process such as takes place in our own body without penetrating consciousness—a process equally external, yet connected with consciousness in such a way that we would be aware of it. We should have to have something that we experienced in the soul, yet it would have to be something like an outer experience in this soul. So something just as ingenious as the picking up of the chalk would have to take place in our consciousness—just as ingenious and just as firmly based on abiding external laws. Some external event would have to enter our consciousness, acting in accord with prevailing laws, that would have the following effect. We would not think, as we would in the case of actions of the will, “I will pick up this chalk,” and consider that as representing one side of our soul life, strictly divided off from something we don't recognize as an external perception but, rather, these two processes would have to coincide, be one and the same. All the details of the hand motions would have to occur within consciousness. Now, that is the process that takes place in the case of intuition. We can put it this way. When we can grasp with our own consciousness something that comes to full expression within this consciousness—not merely as knowledge but as an event, a world event—we are dealing with intuition, or more precisely, with intuition in the higher sense, such as is meant in my book, Knowledge of the Higher Worlds and Its Attainment. Within intuition, then, we are dealing with the governing will. While that shrewd psychologist, Brentano, finds only emotions within the soul, not will, because the will does not exist for ordinary consciousness, it remains for the consciousness that transcends ordinary consciousness to find something that is a higher event. It is the point at which the world enters and plays a part in consciousness. That is, intuition. Here again we have a sort of transition, only it is a little less readily noticeable than the one leading from imagination to ‘imagination’. This transition sets in when we acquire such power of self-observation as to enable us not merely to will something and follow this by the deed, with thoughts and deeds standing dynamically side by side, so to speak, but to start expanding our emotions themselves over the quality of our deeds. In many cases this is even useful, yet it can happen in life that in performing an action we are gratified or disgusted by it. I don't believe an unprejudiced observer of life can deny the possibility of so expanding the emotions as to include likes and dislikes for one's own actions, but this co-experiencing of them in the emotions can be intensified. When this has been intensified to the point of its full potentiality in life, this transition reveals what we can call the human conscience. All stirrings of conscience occur at the transition from the emotions to intuition. If we seek the location of conscience, we find it at this transition. The soul is really open laterally on the side of imagination and on that of intuition, but it is closed on the side where we encounter the impact, as it were, of outer corporeality through perception. It achieves a certain fulfillment in the realm of imagination, and another when it enters the realm of intuition—in the latter case through an event. Now, since imagination and intuition must live in one soul, how can a sort of mediation, a connection of the two, come about in this single soul? In imagination we have primarily a fulfilled image of the spiritual world, in intuition, an event that impinges out of the spiritual world. An event we encounter in the ordinary physical world is something that leaves us no peace, so to speak. We try to understand it, then we seek the essence underlying it. It is the same in the case of an event in the spiritual world that is to penetrate our consciousness. Let us consider this more closely. How does imagination first of all penetrate consciousness? Well, we found it first on the side of the emotions, but there, though it enters consciousness, enters the soul, it does so primarily on the side of the emotions, not on the side of visualization. It is the same in the case of intuition. Intuition can enter the soul life without providing the possibility of being visualized. Imagination, too, can occur without our being aware of it, in which case we have ‘imagination’ directly affecting the world of visualizations. Intuition, however, is to be found on the side of the emotions. You see, in the whole spiritual life of man intuition is linked with the emotions. I will give you an example, a well-known dream. A couple had a son who suddenly became ill and in spite of all that could be done he died within a day. The parents were profoundly affected. The son continually occupied their thoughts, that is, their memory; they thought of him a great deal. One morning they found that during the night both had had the same dream, which they recounted to each other. (You can find this dream cited by a certain materialistic interpreter of dreams who turns the most grotesque somersaults in attempting to explain it.) They dreamt that the son demanded to be exhumed, as he had been buried alive. The parents made all possible efforts to comply with this demand, but as they lived in a country in which exhumation was not permitted after so long a lapse of time, it could not be done. How can we arrive at a sort of explanation of the phenomenon presented in this dream? Well, one premise is obvious. The parents' continuous recollection of the son, who was present in the spiritual world as a spiritual being, created a bridge to him. Let us suppose you admit that a bridge to the deceased was built through memory. You cannot possibly assume that, when all the intervening veils have been pierced, enabling the deceased to influence the two people, and when both have the same dream in which he tells them, “I am buried alive; go and see!”—you cannot assume that he really said that. Instead, there simply came about a contact in the night between parents and son. He did tell them something, or endeavored to instill something into their souls, but since the parents had no way of bringing to consciousness what it was that the son had instilled into their souls, their accustomed conceptions stood in the way of the real events. What the son manifestly wanted was something quite different because such visualizations could only have been gathered from the visualization substance of their accustomed life. The other part I will explain to you by means of another dream, the dream a peasant woman had. This peasant woman dreamt she was going to town, to church. She dreamt vividly of the long walk on the road and through the fields, of arriving in the town, entering the church, and listening to the sermon, which moved her deeply, but it was, above all, the end of the sermon that went to her heart. The pastor spoke there with special warmth, and with the concluding words he spread out his arms. Suddenly his voice was transformed. It began to resemble the crowing of a rooster. Finally it sounded actually like a cock crowing, and the outspread arms seemed to her like wings. At the same moment the woman woke up, and out in the barnyard the rooster crowed. This crowing of the rooster had produced the whole dream, but you will admit that it might have produced other dreams just as well. Suppose, for instance, that a thief had been awakened by it. He might have been wondering how to break a lock, and some other astute rascal had been giving him directions that then turned into the cock-crow. That might have been the conception. You see, it need have no connection with what really entered the soul. The peasant woman was floating, so to speak, in a world of devotion and, when this was shattered, she still had the feeling of being elsewhere, but her entire consciousness was filled by the cock-crow. What manifested itself could therefore only express itself in symbols. When anyone gets practice in passing from such dreams to reality, he finds that before he can arrive at spiritual reality he must penetrate some form of emotion—a sorrow or joy, a tension of this or that feeling. He must form wholly new conceptions if he would arrive at what the spiritual world comprises, and as a rule spiritual events are much closer to the emotions than to conceptions. The conceptual life of dreams is not conclusive in reporting what has happened there. There we have the spiritual event impinging. We are present in the spiritual world throughout our sleeping life, but our visualization is unable to characterize what we visualize. A similar condition prevails between intuition and the emotions. That is why mystics arrive at a vague, hazy soul experience of the higher worlds before attaining to any concretely outlined conceptions of them, and many mystics remain satisfied with that. Those whose souls truly meditate in the higher worlds, however, all describe in the same way the conditions of blissful devotion, their frame of mind in directly experiencing the spiritual world. If we then endeavored to proceed through intuition, which sways the soul, we would not get very far; instead, we must proceed more from the other side, must try to develop imagination, to focus our attention on the imaginative world, in order not merely to wallow in emotions but to arrive at concrete images. If we do that, a sort of contact enters our life between intuition, which is not yet understood but rather felt, and imagination, which still floats in unreality and consists only of images. This contact finally enables us to ascend to the plane we can describe by saying that we have arrived among the beings who bring about spiritual events. Approaching these beings is what we call inspiration, and in a sense we have here the reverse of the processes confronting us in the outer corporeal world. In confronting the outer corporeal world we have, so to speak, the thoughts we frame about objects. The objects are given, and we think about them. Here it is the event, the “object,” that appears in intuition primarily as emotion, so that imagination as such would remain in suspension. Not until the two unite, until intuition streams into imagination and visualizations are set free by imagination so that we feel imagination as coming to us from beings, not until then does the essence of the beings stream into us as an event, and what the imaginations have provided flows into intuition. We perceive in the event a content comparable to that of visualizations. These thoughts, for the perception of which imagination has prepared us, we then perceive by means of the event provided by intuition. I have described to you today how man ascends to the spiritual world on the other side of his soul life, as it were. I have anticipated a little in the matter of what only spiritual science itself can give, but I had to do this in order that tomorrow we might be able to understand each other more readily in the principal subject—a description of the spiritual world itself.
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115. Wisdom of Man, of the Soul, and of the Spirit: Laws of Nature, Evolution of Consciousness and Repeated Earth Lives
16 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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115. Wisdom of Man, of the Soul, and of the Spirit: Laws of Nature, Evolution of Consciousness and Repeated Earth Lives
16 Dec 1911, Berlin Translated by Samuel P. Lockwood, Loni Lockwood |
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You will understand that only a short and in a sense superficial sketch of a pneumatosophy can be given in the four lectures at our disposal. Obviously, much can only be suggested, some of which, in fact, really calls for elaboration to confirm it. In some cases it will even be difficult to understand the context between the subject matter and what is here termed pneumatosophy. Yesterday, for example, we showed how one transcends the realm of merely psychic phenomena and enters regions that, in view of their whole nature, must be counted among the super-sensible worlds. We recognized this from the simple fact that the province of the soul in respect to such matters ends at a definite frontier, and that even shrewd psychologists, when studying and classifying the realm of the soul, are brought up short at that point. Now, anthroposophists as such are familiar from another angle with concepts we encountered there, such as imagination, inspiration and intuition; so you will have to take for granted that all this, as set forth, for example, in my Knowledge of the Higher Worlds and Its Attainment, can be understood and justified when one goes far enough in showing the threads that lead from the ordinary soul life—the life of visualizations, emotions and reasoning—to imagination, inspiration and intuition. It is natural that in making this transition we should focus our attention principally upon the psycho-spiritual elements that are present in our own soul and spirit, that we should, so to speak, first of all seek enlightenment concerning our own souls and spirits. In the course of these lectures we pointed out that in Western civilization, right up to our own time, people have had difficulty in recognizing a fact that to us appears fundamental: that man's spirit passes through repeated earth lives, and at the end of the second lecture we cited one who was thoroughly representative in the struggle with such difficulties, Frohschammer. Wrestling with problems of the first rank, he laments, “What would be the consequence if man's permanent element, his spirit, were compelled to immerse itself again and again in a corporeality, in a sort of purgatory, a prison, a dungeon?” “Should one,” asks Frohschammer, “look upon everything connected with the relations of love and the contrast of sexes as a provision for imprisoning the human soul for the period between birth and death?” In view of such an honest objection to the doctrine of repeated earth lives, it behooves us to ask ourselves whether Frohschammer possibly established a certain standpoint in the case, and whether there might not perhaps be another as well. What we must grant in Frohschammer's attitude is his frank enthusiasm for everything beautiful and glorious in the world, in the face of all that he cites to the contrary. The spiritual life of the Occident imbued Frohschammer with this enthusiasm for the beauty and grandeur of the external world. The doctrine of repeated earth lives seems to him to imply that a spiritual-eternal element is assumed by the human individuality, the human spirit—an element that might be well content and blissful in the spiritual world, but which is forced into and embodied in a world in no way commensurate with the lofty sublimity of the human spirit. Were that the meaning of reincarnation, anyone developing a justified enthusiasm for the beauty and grandeur of God's nature, for historical evolution, and for all the latter has brought forth in the way of exalted human passions and impulses, might well resent the imprisonment of the human soul, as did Frohschammer. Is that really the only point of view available? It must be admitted that among the advocates of the doctrine of repeated earth lives there are to be found even today those who maintain that the spirit descends from exalted heights into earth life. Such people are really not dealing with matters such as spiritual science is capable of bringing to light out of the spiritual worlds, but merely with general, vague ideas about repeated earth lives. We could ask ourselves, “Might not the condition into which we are born be something beautiful and grand? Might we not recognize that man, as he appears in his physical form, is an image of God in the true Biblical sense?” That would suffice to enkindle our enthusiasm, and then we would admit that man had been transferred, not to a dungeon, but to a beautiful field of action, to a beautiful house. Does our contentment, our feeling at home, really depend upon the house, upon its beauty and grandeur, or upon the concessions we must make? Does it depend upon the house at all? Possibly its very grandeur and beauty might be oppressive and prison-like for an underdeveloped man, chained to it without knowing what to do with it. He might say, “Yes, the house is beautiful, but it annoys me to be locked up in it.” That is what becomes evident through observation based on spiritual science, observation that ascends by way of imagination, inspiration, and intuition to a genuine cognition of what remains continuous in man throughout his various earth lives. The first thing man has always experienced when arriving in the imaginative world from the world of visualizations—retrogressing, as it were, in the manner often described—is, to be sure, a world of images. All sorts of people have at all times entered this imaginative world. Considered purely in appearance, this imaginative world, which can open up before the soul either through careful concentration and meditation or through special aptitude, still presents at first the rudiments of the external world of the senses. One sees houses, animals, people; various events unroll in pictures; scenes and beings are there in a living world of images. On the other hand, this imaginative world stamps itself as pertaining, in a certain sense, to the super-sensible world through the fact that it is not within one's arbitrary power to decipher the symbolism of the images, that in determining this or that, one is subject to inner laws, that definite experiences express themselves in definite pictures. Thus a man can be fairly sure that in any case he is developing certain levels of his soul, that in certain stages certain capacities grow, that he attains to living in certain regions of the super-sensible world, when, for example, a cup is offered him, or he is led through a stream, or he is baptized, and so forth. It can also happen that within this imaginative world, and these are less agreeable experiences, he encounters his various passions and impulses that appear to him symbolically either as huge, frightful animals, or as little squirming, wriggling ones. This plane of the spiritual world, attainable by man, can of course be described only approximately. On the whole, even when this world is highly distasteful and appears altogether hideous and the animals symbolizing his passions seem loathsome, this world appears in most cases quite agreeable. As a rule, people disregard the nature of what they experience and are gratified to be able to see at all in the spiritual world. That is readily understandable because the spiritual world does not weigh heavily, even when it appears ugly. It is fundamentally a world of images, and only when a man lacks the requisite strength, so that it overwhelms him, crushes him, as it were, does it indeed destroy the health of the soul life. What we can call a feeling of moral responsibility, particularly toward the great world events, need not necessarily result from such seeing; the exact opposite can occur. People who have achieved great skill in penetrating this imaginative world may be morally quite casual, for instance, in the matter of a feeling for truth and falsehood. In this world there is strong temptation not to take truth pertaining to the physical world seriously, and that in a way is deplorable. One is prone to lose the ability to distinguish between what is objectively true and false. To stand firmly in this imaginative world, to be able to learn its true meaning, is a matter of development. As a human being a man can be quite undeveloped and yet see into this imaginative world; he can see many vision-like phenomena of the higher world without rating at all high as a human being. It is all a matter of development. In the course of time development shows that one learns to distinguish certain imaginations exactly as one learns to differentiate in the physical world, only in the physical world this occurs so early in life that we take no account of it. In the physical world we learn to distinguish between an elephant and a tree frog, and as we learn to differentiate, the world begins to take shape. When a man first faces the imaginative world, it is as though he took the tree frog for the same sort of animal as the elephant. How uniformly important this imaginative world seems! It is only through development that we learn the relative importance of different things, that something outwardly small may be perhaps more important than another thing outwardly bigger. These things of the imaginative world do not seem big or little to us by reason of what they are, but of what we see in them. Let us suppose a person to be haughty and arrogant. His quality of arrogance will appeal to him, and when he passes into the imaginative world this feeling, his delight in arrogance, is transferred to the size of the beings he sees there. Everything in the imaginative world that appears as arrogance, haughtiness, looks gigantic to him, while everything that to a humble man must seem great appears to him small, like the tiny tree frog. The appearance of this world depends entirely upon individual attributes. Perception of the correct relative sizes, the actual intensities and qualities, is a question of development. The phenomena are entirely objective, but they can be completely distorted and seen in caricature. The essential thing is for man to pass through in a certain way what he himself is, in this higher cognition as well. He must learn to know himself in an imaginative way. That, indeed, is a precarious matter, because a perspective of what the imaginative world offers is wholly determined, rightly or wrongly, by the person's own qualities. What does that mean, that a man must learn to know himself through imaginative cognition? It means that through the agency of the images he meets in the imaginative world, he must see himself as an objective image. Just as in the physical world he has this bell before him as something objective, so he must meet himself in the imaginative world as the reality he is. This he can achieve in a normal way only by actually ascending through meditation from perception of the outer world to life in visualizations, that is, in certain symbolical visualizations that will free him from perception. A man must live long and often enough in the pure inner life of visualizations to transmute it into something he passes through naturally. Then he will gradually notice something like a split in his personality. Often during the transition stages he will have to make an effort to prevent a certain condition from growing too strong. When this peculiar condition approaches, he faces a visualization in which he lives, in which he is. It seems to him that that is the way he is; that is he. Then occasionally he notices that the remainder of his being, the part of him not freed, becomes like an automaton. He notices a desire to express something automatically, to gesticulate. Unschooled people will sometimes catch themselves making faces, but that sort of thing should really not be allowed to go beyond an initial experiment. Here he must keep himself in hand. Like other objects, his own being must be kept without. The possibility of attaining to this imagination as one should depends largely upon having previously developed certain psychic attributes, for in connection with this imaginative self-cognition all sorts of illusions arise. Everything in the way of human pride, in fact, every kind of human susceptibility to illusion, lies in ambush. You can see a great variety of things in the imaginative world. For example, you might mistake something that is really purely a matter of the feelings for yourself. It is a common phenomenon that people hold high opinions of themselves, and a person of this sort, in reflecting on the extraordinary creature he has become, is prone to conclude that he must have been something exalted, royal, or the like—Charlemagne, Napoleon, Marie Antoinette, or the reincarnation of some saint. Because such people tend to consider their individuality so important, the individuality they encounter occupying their body in the sense world, they can only assume that in a previous incarnation they were something exalted. These matters are indeed serious, for they point to the fact that the manner in which a man's own being confronts him imaginatively depends entirely upon his soul. The point is that we alter our own beings if we really get completely away from ourselves, if we work with all our energy to learn to know all our attributes that we can observe in ordinary life, the attributes we believe to be dreadful and possibly objectionable to other people. We must take serious note of these attributes that we carry about with us but really should not possess. We are naturally not concerned here with saying agreeable things but with speaking the truth objectively. We can rest assured that, if we will only go to work objectively, self-criticism will prove to be a full-time task, and only in the last extremity should we engage, as is rather commonly done by humanity, in criticism or judgment of others. He who occupies his mind much with others and criticizes them freely, can be sure that he is far too little concerned with himself to enable him to clear away what must be cleared away if he is to see his own individuality in its true likeness. The reply to the oft-repeated query of why one does not progress, which by rights a man should answer himself, is obvious. He should refrain from all criticism of others except when outer necessity demands it. Above all, he should never forget what this “refrain” implies. It includes, for example, the occasional acceptance of something disagreeable or baneful. Certainly one must accept such things, but anyone who seriously believes in karma knows, naturally, that he brought all that on himself; karma placed the other man where he was in order that he might inflict the injury. A genuine personal reason for taking the world to task never really exists. A great deal, then, is required to attain to this imagination, this self-cognition. Having achieved it, you will see why Frohschammer's picture of imprisonment is wrong. You come to realize that, while this incarnation in which you find yourself is indeed wonderfully beautiful and glorious, you yourself are not beautiful, you are not so constituted as to be able to take advantage of all that it offers. You say to yourself, “Here I stand in the world, at a certain point of time and space, surrounded by all that is grand and mighty. I have bodily organs to convey all this glorious and mighty magnificence. I have every reason to believe that we live in a paradise, even when ills befall us because it all depends merely upon whether the dome of the sky towers above us, the stars travel their paths, the Sun rises every morning and sets in the glow of evening.” For full satisfaction, however, we are given our outer world and our bodies with their organs, but great indeed is the difference between what we might derive from the world and what we actually do derive. Why do we extract so little from it? Because something is embodied in our corporeality that is diminutive compared with the world, something that allows us to perceive a trifling sector of it. Just compare what your eyes actually see in the world with what you might see! When we have learned to know ourselves imaginatively, we realize that we are by no means as well adapted to this world as we would be if we could make proper use of our entire organism. We discover that what we are, in the light of imaginative cognition, must be opposed by something else in the world. Here we arrive at an interesting dilemma that must impress our souls if we would really learn to know the world. We find that in view of all that surrounds him in the world, man, as he learns to know himself in the imaginative world, cannot possibly consider himself great and mighty. It is not a case of coming from a higher world and being imprisoned in this earth body, but of being not at all adapted to it, not able to make use of it all. For this reason the imaginative world is opposed by another, a world that corrects what man does badly as a result of his inability to use his body. As opposed to what man is in the imaginative world we have the whole cultural evolution of man, from the beginning of the world to the end. Why is this the case? We understand now that in the course of the cultural evolution of the earth man must become, through many incarnations, what he will be able to be in some one future incarnation, and for this reason he has the longing to keep returning. In each incarnation he must long for what is impossible of achievement in a single earth life. He must keep returning; then he can eventually become what it is possible to be in one incarnation. Precisely by acquiring the knowledge of and feeling for what he really should be in one life, but what he cannot be for inner—not outer—reasons, he knows what feeling must predominate in the soul when he passes through the portal of death. The predominating feeling must be a longing to return, in order to become, in the next life and in subsequent ones, what he could not become in one incarnation. This longing for ever new earth lives must be the most powerful force. These thoughts can only be touched upon, but they yield the strongest confirmation of reincarnation. The accuracy of what I have stated is confirmed by something else as well. We can continue our efforts to reach the spiritual world. In a purely technical way we can achieve perception of the higher world by ignoring external perceptions and devoting ourselves to the life of visualizations. There is a still further possibility of giving a definite turn to meditation and concentration, namely, by endeavoring to let our memories unfold with complete inner faithfulness, with absolute inner conscientiousness. This need only be done for a few hours, but seriously. What is one, really, in life? Well, by means of logic and the theory of knowledge we learn that one is an ego, but in ordinary life one is a very doubtful ego. One is exactly what this ego is filled with at the moment. If you are playing cards, you are exactly what the impressions of the card game provide. Your consciousness is actually filled with the impressions of the card game, or whatever it may be. This is the ego to which consciousness can attain. It is attainable, but it is something highly variable, fluctuating. We really find out what this ego has been by placing our memories before us. Instead of having them behind us, as is usual, we place them before us. That is an important proceeding. In ordinary life we are the result of our memories. Suppose that on a certain day you had experienced nothing but disagreeable things, horrible things. Just think how all that, concentrated, makes you feel in the evening—cross, unresponsive, carping, and so on. Then again, you may have had nothing but gratifying experiences, again concentrated; you are pleasant, smiling, perhaps cordial. So, at one time we are one thing, at another time another. We are exactly what we have behind us as experiences. When we bring all these as memories and place them before ourselves, at the same time going through them once more, we are then behind them. If you do that seriously—not in a routine, mechanical way, if you really relive it all, even for only a few hours, then something enters your soul, if it is sufficiently observing, which one might call a sort of fundamental tone that you yourself seem to be—a bitter, acid-bitter, fundamental tone. If you then go to work on yourself thoroughly, which again really depends on your development, that process will rarely show you to yourself as a sweet being. You will be able to find a bitter fundamental tone in yourself. That is the truth, whether we like it or not. One who is capable of applying the requisite attention to himself will in this way gradually arrive at what may be called inspirational cognition of himself. The path leads through bitter experiences, but finally one seems like an instrument badly out of tune in the harmony of the spheres, causing a discord there. Through this further self-knowledge we realize still more clearly how little we are able to make of this glorious divine nature, whereas we could make so much of it if we were equal to it. If we repeat such an exercise many times, then, toward the end of our lives, but beginning as early as the thirty-fifth year, the peculiar character of the tone compels us to realize how much there is to improve upon what we were in life, and that we should long for reincarnation in order to be able to correct our shortcomings. That is one of the most important results of inspirational cognition. When a man learns to know his own fundamental tone, he discovers how ill adapted he is to external nature, and how little opportunity he has to find peace and inner harmony. Those who boggle at the idea of reincarnation only show how incapable they are of understanding themselves in their inadequacy, how egotistical they are in having no wish to develop further so beautiful a gift of God. The second goal, then, that we can reach in our search for self-understanding is inspiration: the understanding of man as the spiritual tone world reveals him. There, when we have learned to know our own tone, so to speak, we discover how ill adapted we are to what lives in the great realm of nature. Another possible approach would start from the lapse into mere morality of what properly pertains to destiny, taking account of how little we are able to arrive at the peace and inner harmony for which we yearn. Those who have achieved the power of self-knowledge will often have occasion to realize how incapable they are of finding the inner calm and confidence that they are bound to crave. Recall this beautiful passage in Goethe's writings. He is seated on a mountain-top that voices the tranquility of earth's lovely nature. Beneath him lies what earth's eldest son, the granite rock, has spread before his eyes, and he senses the greatness of nature's laws—repose in contrast to delirious joy or frantic misery—the swinging pendulum, the inner tone in the nature of man. When we study the laws of nature, study what still lives in space as natural laws, we come to see that just as the evolution of culture is the counterpart of imaginative man, so the world of natural laws—the true laws of nature out there in space—are the counterpart of inspired man. Penetrating maya, the world of spiritual activity reveals itself in the laws of nature with that inner quiet consistency that, through our errors, has become restless discordance, and we recognize it as such when we have discovered the inspired man within us. Then this thought can come to us that when we really understand the essence of nature's laws we know, indeed, that the earth passes from one form to another, but that something in the laws of nature gives assurance that in it, man must find the compensation for what he himself ruins. That is because of the inherent verity of the laws of nature, and it applies even when man passes through his various incarnations, that is, when he receives into himself throughout a long cultural evolution what he must so receive because it lies potentially within the scope of one incarnation. Thus we find a deep connection between all that is spread out in nature as spirit deeds manifested in natural laws, and what we discover within ourselves, through inspiration, to be our deeper self. That is why in all esotericism, in all mysticism, the inner peace and harmony of nature's laws are always held up as the ideal for man's inner law. It was by no means fortuitous that in the ancient Persian initiation one who had attained to the sixth stage was called a Sun hero. His inner law and sureness were such that he could no more deviate from the prescribed path than could the sun from its course through the universe. If the sun could depart from its course for one moment, untold revolutionary destruction would inevitably result in the cosmos. There is a further step that we can take on our way to self-comprehension. We could ascend to the grasp of man in intuitive cognition, but that would lead us into such exalted regions that it would be extraordinarily difficult to clarify the matter, or to designate that world that appears externally as the counterpart of intuitive man. From all this you will see that the human being is, in fact, able to observe all that he has the possibility of being, that is, what he might be in that glorious exterior structure of the world in which he is “imprisoned,” surely not because this exterior structure is bad, but because he falls so far short of measuring up to it. This shows us that the important thing is a right evaluation of all world contexts, a proper understanding of the basis of that sort of spiritual cognition, including the nature of man, that is presented by anthroposophy. Most of the objections commonly raised arise out of principles that completely misjudge world contexts. Finally, we must ask, “Why is it necessary for man to be externally embodied at all?” In order to illustrate still further what little remains to be said, I should like to remind you of Dr. Unger's lectures on the position of the ego and the “I am” in the whole inner life of man; also of what you can find on the subject in The Philosophy of Freedom and in Truth and Science. True, a little thought can show us that a significant being hides behind the ego or the “I am,” but what we experience we experience in our consciousness precisely as our ego-consciousness, our self-consciousness. This is interrupted, even when we fall asleep, and if we were able to keep on sleeping, never awaking, we might still have an ego but we could never be aware of it through our own agency. Our awareness of it depends upon the employment of our bodily organization, our corporeality, while awake. We can experience other things outside of our body, but our ego in the first instance only by confronting the outer world. For if man had never descended to earth in order to make use of a body, he would for all eternity have felt himself to be but a component of an angel, as the hand feels itself to be a member of the organism, and he would never have achieved self-consciousness. He might have become aware of any number of grandiose facts in the world, but never could he have arrived at ego-consciousness without being incarnated in a physical body. That is where he had to turn for his ego-consciousness. You need only study sleep consciousness in order to see that the human being does not work together with his ego in sleep. Ego-consciousness presupposes imprisonment in a body, employment of the instruments of the senses and of the brain. Now, if during a single incarnation man is able only to a slight extent to make use of all that is given him in this incarnation, it should not seem surprising when clairvoyant consciousness tells us that a thorough search in the human ego, in so far as the latter manifests itself in its true form, discloses as its prime impulse, its predominant force, the longing for ever new earth lives, in order to fill and enrich this ego-consciousness more and more, to develop it to an ever higher state. In so doing we would be echoing something in our theosophy that the theosophists of the eighteenth century so often maintained, something that can be helpful if expanded into pneumatosophy. How did eighteenth century theosophists like Ottinger, Völker, Bengel, and others express from their monotheistic standpoint the activity of spirit and of divine spirits, or of the Divine Spirit, as they called it? They said, “The bodily world, corporeality, is the goal of God's ways.” That is a lovely concept, “the goal of God's ways.” It means that by virtue of its inherent impulses, divinity passed through many spiritual worlds, then descended in order to arrive at a kind of goal from which it turns back to rise again. This goal is the shaping, the crystallizing, of the bodily, corporeal form. Were we to translate this utterance of the eighteenth century theosophists into more emotional phraseology, we could say, “Ardently longing for incarnation in a corporeality is the way the spirit reveals itself to us when we contemplate it in the higher regions, and it ceases to manifest itself in this longing for incarnation only after it has been embodied and has started back. The Divinity manifests itself as ardently desiring embodiment in the flesh, and not until the re-ascent to the spirit has commenced may this ardor abate.” That wonderful utterance of the eighteenth century theosophists did more to illuminate and clarify the mysteries of man than much that was said in the philosophies of the nineteenth century, and theosophical activity and endeavor fell off completely in the first two thirds of the nineteenth century. In the eighteenth century genuine theosophy of the older kind was to be found in diverse localities but it lacked the knowledge of incarnation because Christian evolution retarded it in the Occident. Concerning divinity, those eighteenth century theosophists knew that “corporeality is the goal of God's ways.” They knew the goal of God's ways, but not that of man. They did not find it in the case of man, otherwise they would have understood from each incarnation, from the entire nature of man, that there must arise the longing for a new embodiment, until such time as everything that fits man to rise to new forms of existence has been extracted from the life on earth. At the conclusion of these lectures on pneumatosophy I feel more than ever how sketchy and incomplete everything must be left, and what I said in connection with the first two cycles, Anthroposophy and Psychosophy, applies here as well. The intention has been to provide stimulating suggestions. If you will follow up these suggestions, you will find plenty of material for working out what has been offered. You will need to look about in the world and take account of manifold factors. One cannot escape the fact, however, that spiritual science is so comprehensive that, were we to proceed systematically and in the manner commonly aimed at in other sciences, we would not have progressed to the point where our sections actually stand after ten years of work. We would be about as far along as we might be after the first three months. Let me say at the close of this cycle that spiritual science depends upon souls that are seriously willing to work out independently what has been merely suggested. In such independent work much will crop up out of regions that have not even been mentioned. Everyone proceeding with an independent spirit will find points of contact for this work. Our communion will become ever closer if we keep intensifying the feeling that we receive something in order to be stimulated, so that our innermost self comes more and more to take part in the worlds that are intended to be revealed to mankind through the spiritual current we have come to call anthroposophy. |
Wisdom of Man, of the Soul, and of the Spirit: Preface
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Wisdom of Man, of the Soul, and of the Spirit: Preface
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When Rudolf Steiner, in 1909, delivered the lectures published here in book form before the General Assembly of the German Section of the Theosophical Society in Berlin, he intended them, as he expressed it, as a strengthening of the foundations of the European spiritual-scientific movement that he led. Such a strengthening, substantiated by cognition and minutely verified, had become indispensable in view of certain trends on the part of the Anglo-Indian theosophical movement that, fed on oriental occultism, failed to grasp the true spiritual life of the Occident in its essence and content. It saw the aberrations of materialistic civilization without understanding their deeper significance. It believed it could lead Europeans back to the sources of primeval wisdom, ignoring the historical evolution of Western peoples and their own particular tasks. It set up the ideal of an unworldly theosophy, a God-wisdom such as was sought with profound devotion and sacrificial ardor, through meditation and deeply spiritual ecstasy, by the German mystics in the Middle Ages and in the early dawn of modern times. But this goal was unattainable for the great masses of humanity; it could not be popularized without becoming shoddy. True, the homeless souls of our day, suffocating in the close atmosphere of materialism, found hope in this oriental theosophy, but the path they discovered proved to be a blind alley. Critical European thinking with its demand for analysis and synthesis could not be satisfied with endless dogmatizing and the recounting of wonderful happenings; it wanted a consistently thought-out sequence of cause and effect, of becoming and dying within a series of ascending metamorphoses, up to the goal of higher development. The intensified Western sense of personality could not simply accept the statement of a cycle of events run off in an endless monotony of repetition, lacking all deeper significance, aiming only at the ultimate liberation from existence. As the European felt it, Creation would reveal itself by sending forth rays to a focal point, unite with it, and emerge in new raiment with added import, endlessly evolving new shapes and forms of life. This focal point of all evolution could be envisioned only in the power of the ego. Divine ego had permeated life; then came the time for the human ego—that drop from the ocean of the divine ego-being—to possess itself. Through transformation and according to laws governing earth-life, it had to be shaped and harmonized, to return eventually as an individual ego to the divine ego, retaining all it had achieved, in freedom uniting its will with the divine will, guided by knowledge and clear vision to a desire for this most exalted reunion. The human ego cannot escape from itself, cannot extinguish itself. It must seek and purify itself in eternal striving; during this process of awakening it must gradually redeem and lead back to the spirit the world of dross sloughed off during billions of years of ever new transformations. Failing this, it will fall a prey to the world of demons who will cast it back among the dross. The task of present-day man is to seize hold consciously of this ego, which for eons has worked upon its sheaths and its essence. With the help of such remnants of the power of thought as remain after centuries of abstract thinking, and after the obscuration suffered by its living force through the shortsightedness of a mind fed on mere sense illusions, it must win back to itself; this task lends highest significance to human life that appears again and again in new incarnations. This is the path by which man, entrusted by Divinity with his freedom, gradually transcends the limits of an earth-bound mind and reaches his highest goal: to become once more the expression of the divine ego by returning to the spirit. It is the task of the Occident to lead the individual ego toward this goal by way of tireless research and free personal activity. Not flight from individualism expressed in personality, as Buddhism defines the principle of redemption, and as Neo-Buddhism tries seductively to dangle it before a weary Occident. No; it is a question of liberating the individual ego, for the time being enmeshed in personality; of the awakening of its own powers strengthened through active effort, so that it may become a fully conscious instrument of the divine will, which it recognizes—an instrument capable of collaborating with this divine will toward the divine goal. In spite of its connection with a theosophical current looking to the past and fraught with orientalism, anthroposophy has set up and clearly defined this way as indispensable. At the decisive turning point in human evolution—there where the descent of the divine ego to the human ego halted and the reascent commenced—anthroposophy points to the light streaming from the Mystery of Christ's human incarnation and His death of sacrifice. In order that man might consciously achieve his human status, might learn to know the world and himself, might become ripe to grasp the concept of Divinity, this anthroposophical middle way from earth to the Divinity had to be cleared. The human being—of the earth, earthy, and torn two ways—can grasp this way only by the greatest effort of all the forces of his being. The attainment of communion with God by isolated, surpassing pioneers transcending their epoch—that does not suffice. If all humanity was to be led toward this goal, and thus the imminent danger of sinking into the subhuman be escaped, it was necessary for one to come who was able to point out this middle way and render it practicable for others: the way from the human to the divine Being, through the “Know thyself.” The time has come for all humanity to become conscious of the old Mystery word. To bring this about, human personality, torn from its roots, had to undertake the long and arduous pilgrimage through the rough scrub of critical thinking by an intellect divorced from the spirit, down into the aberrations of materialistic obtuseness, and up to the portal of our mighty technical discoveries, at which the powers of the underworld are already knocking. This is the realm of the elementals opening up between spirit and nature. It is sending up forces whose incalculable, demoniacal efficacy remains un-dreamed of by the discoverers of their first manifestations; they will not be able to gauge it until they learn to penetrate the world of spirit. To do this they must first learn to know the human being—themselves. Anthroposophy can lead us to this goal by the path of serious work; without it we will know neither the abyss nor heaven, both of which are hidden in the human being. Know man; only then will you be able to travel the path that redeems hell and attains to heaven. This road to a comprehension of the world and of man through knowledge starts in the cool region of philosophical thinking, which must confront life's enigmas with clearly defined concepts. Those whose souls are winged by the grace of direct feeling may find this road arduous and almost superfluous, yet it is a necessary one in our time. Mystical contemplation alone can no longer satisfy us in our search for life's purpose. Rudolf Steiner smoothed this road by first creating the atmosphere that warms our heart and lifts up our spirit, thus clearing our vision for the heights of true theosophy and the wisdom of the Gospels. But he did not save us the effort, the climb up those steep steps to the peaks of knowledge. That is proved by the expositions set forth in this book. They are a vital component part of those publications of Rudolf Steiner that deal with the theory of knowledge, and they are important as well for a realistic establishment of the historic events that constitute the frame of his work. Rudolf Steiner had already been active for seven years along the lines of the anthroposophic spiritual current that he had inaugurated. He had been called, begged for assistance, by members of the theosophical movement who felt strongly that something more was necessary to quench their thirst for knowledge—above all, an access to Christianity that could satisfy their thinking and their feeling. Rudolf Steiner was ready to give this, to illuminate the Occident's task in this spirit. It was upon these conditions—the assurance, on the part of the leading theosophists, of a totally non-dogmatic freedom of action and speech—that he consented to become the leader of the German branches. In this way seven years passed, the last two of which were darkly overcast by a suddenly arising dogmatic intolerance among the leaders of the Anglo-Indian current, who in no uncertain terms evinced their intention to render the spirit of the Occident pliant to their will. Rudolf Steiner wished to meet such difficulties solely on a basis of the forces of cognition, and in the general assemblies of the German Society he aimed to provide for his listeners ever firmer foundations for comprehending each case in point. At the same time he stressed the cyclical course of events that stems from something deeper than is apparent to superficial thinking. Probably none but a blunt-minded materialist will still refuse to see the cyclic significance of the number seven, which keeps recurring in countless images, symbolizing what is transitory, and playing so great a rôle in the evolution, not only of man but of humanity, as well as in its reflections, the historical events. The unfolding of the consciousness soul in man commences as a rule after the completion of his twenty-eighth year, and something similar takes place in the organism of a human community. Now, as we are publishing these lectures, delivered over a period of three years before the General Assemblies of the Society, it is not without interest to continue with the indications given by Rudolf Steiner in the opening words of the first lecture. He said that the seventh anniversary of the founding of the Society furnished the right occasion for a more comprehensive presentation of anthroposophy, such as he would endeavor to give in the ensuing lectures, and he reminded his hearers that at the Foundation meeting, seven years before, he had already spoken on the subject of “Anthroposophy,” thus indicating the direction his work was to take. The second seven-year cycle that followed witnessed the expression of the spiritual struggle arising from the refusal of the orientalizing Anglo-Indian Theosophical Society to abandon its intention of winning over the Occident to its spiritual creed. When it was no longer possible to pass up the ramparts of Christianity with a shrug, the Society created from its midst an Ersatz-savior for the souls longing for Christian truth: the Indian lad, Krishnamurti. This led to the secession of the more serious members of the theosophical movement, and to the independent Anthroposophical Society. In 1916, at the termination of Rudolf Steiner's second cycle of activity in behalf of the spiritual rejuvenation of the Occident in a manner according with its own premises, Europe was ablaze in the abysmal flames of the world war. Upon the hills of Dornach, in Switzerland, arose the Goetheanum, center of activity for the representatives of nineteen nations who gave what they had in the name of humanity. This gave a strong impetus to the artistic element, while other departments of the work suffered through the obstacles imposed by the war. In view of her fourteen years' collaboration with Rudolf Steiner in building up the Society, the writer of these lines may be permitted to mention that this was the occasion of her resignation from the leadership of the Anthroposophical Society, and that from then on she devoted herself more intensively to the artistic tasks. Along with this step, Rudolf Steiner, as whose executive it had been the writer's privilege to serve, transferred the leadership of the Society to the Vorstand officiating in Germany. This arrangement lasted until Christmas, 1923, when he founded the Society anew under the name of the General Anthroposophical Society, with its seat at the Goetheanum in Switzerland, and he undertook the leadership himself, with a Vorstand recruited in Dornach. By Christmas, 1930, the fourth seven-year cycle had run its course. Rudolf Steiner had departed this earth shortly after that memorable refoundation, over which he was destined to preside but one year. Then Albert Steffen, the great poet and dramatist, became the recognized Head of the Anthroposophical Society. Albert Steffen who, together with those responsible for carrying on the spirit of the movement as it had been entrusted to them by Rudolf Steiner, suffered a period of harrowing inner struggle before this apparently obvious step could be taken. Spiritual necessities, as manifested in their earthly reflection, create many trials that must be converted into forces of consciousness. It is along such paths that we can achieve an individualized community-consciousness, and the fourth seven-year cycle was characterized by a struggle for just that end. Now we have entered the fifth epoch of our anthroposophic life. May it see the grasping of this community-consciousness by wide-awake ego forces, in order that the purpose may be fulfilled that is inseparably linked with the anthroposophical movement for the spiritualization of humanity! Anthroposophy is a way of cognition that would lead the spiritual nature of man to the spiritual nature of the universe. This way is that of a modern science of initiation. It is not our intention to found a new religion, but rather, we aim to serve as the advance guard of a crusade to enkindle in man the rousing force of the ego. In the face of all struggles and difficulties, we as anthroposophists strive for wisdom in truth. These lectures on Anthroposophy as here published are reproduced, more than is usually the case, in a certain abbreviated form, for no shorthand version was available—only longhand notes. In spite of this fact, no anthroposophist will fail to recognize the value of these expositions. The two cycles on Psychosophy and Pneumatosophy are here given accurately from shorthand reports. The question of omitting the poems arose. [Cf. footnote, pp. 67 and 118.] They have but a loose connection with the text and in a sense were called forth by the occasion of the General Assembly. This, however, would have necessitated an adaptation of the text, and that was above all things to be avoided. As it is, the character of the original has been retained intact. In addition to its spontaneity it thus has a certain historical value, and this will also serve as an excuse for the inevitable deficiencies in the notes. Thus, we offer this book to the public as an expression of the living word of that leader of humanity, so little understood, so greatly feared by his adversaries, who was the embodiment of kindness, wisdom and active force in our midst, and who created the conditions for the regeneration of Europe. |