214. The Mystery of the Trinity: The Mystery of Truth II
28 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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—We could answer that the plants are all Imaginations, but as Imaginations they are visible only to imaginative consciousness. That they are also visible to the physical eye is due to the fact that they are filled with physical particles whereby the etheric is rendered visible in a physical way to the physical eye. |
When it is a plant that is concerned, you can picture yourself inwardly at rest and merely changing the concepts. But if you want to think a true concept of an animal (most people do not like to do this at all because the concept must become inwardly alive; it wriggles within) then you must take the Inspiration, the inner liveliness, into yourself, it is not enough to externally weave sense perceptions from form to form. |
True, we become aware of the physical part of human corporeality when, for example, we take a child into our arms. It is heavy, just as a stone is heavy. That is a physical experience; we perceive something which belongs to the physical world. |
214. The Mystery of the Trinity: The Mystery of Truth II
28 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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In various and complicated ways, we have already seen that the human being can only be understood within the context of the entire universe, out of the whole cosmos. Today we will consider this relationship of the human being to the cosmos from a rather simpler standpoint in order to bring the subject to a certain culmination in later lectures. The most immediate part of the cosmos surrounding us is, to begin with, what appears to us as the physical world. But this physical world actually comes to meet us as the mineral kingdom, at least it confronts us only there in its intrinsic, primal form. Considering the mineral kingdom in the wider sense to include water, air, the phenomena of warmth and the warmth ether, we can study within the mineral kingdom the forces and the essential being of the physical world. This physical world manifests its workings, for instance, in gravity and in magnetic and chemical phenomena. In reality we can only study the physical world within the mineral kingdom. As soon as we come to the plant kingdom, the ideas and concepts we have formed for the physical world are no longer adequate. In modern times no one has felt this truth as intensely as Goethe.15 As a relatively young man he became acquainted with the plant world from a scientific point of view and sensed immediately that the plant world must be understood with a very different kind of thought and observation than is applicable to the physical world. He encountered the science of plants in the form developed by Linnaeus.16 This great Swedish naturalist developed botany by observing, above all, the external and minute forms to be found in the individual species and genera. Following these forms he evolved a system in which plants with similar structural characteristics are grouped into genera, so that the various genera and species stand next to each other in the same way as the objects of the mineral kingdom are organized. Goethe was repelled by this aspect of the Linnaean system, by this grouping of individual plant forms. This, said Goethe to himself, is how one observes the minerals and everything of a mineral nature. A different kind of perception must be used for plants. In the case of plants, said Goethe, one would have to proceed in the following way: Here, let us say, is a plant which develops roots, then a stem, then leaves on the stem, and so forth (drawing 1). But it does not always have to be that way. For example, Goethe said to himself, it could be like this (drawing 2): Here is the root—but the force that in the first plant (drawing 1) began to develop right in the root is held back here (drawing 2), still enclosed in itself, and therefore does not develop a slender stem that immediately unfolds its leaves but a thick bulbous stem instead. In this way the forces of the leaves go into the thick stem structure and very little remains over to start new leaves or, with time, blossoms. Or again, it may be that a plant develops its roots very sparingly; some of the forces of the roots are left. Such a development would look like this (drawing 3): Then there would be few stalk and leaf starts developing from the plant. All these examples are, however, inwardly the same. In one case the stem is slender and the leaves strongly developed (drawing 1); in another (drawing 2), the stem becomes bulbous and the leaves grow sparingly. The basic idea is the same in all the plants but the idea must be kept inwardly mobile in order to be able to move from one form to the other. Here I must create this form: weak stem, distinct leaves, concentrated leaf force (drawing 1). With the same idea I get a second form: concentrated root force (drawing 2). And again with the same idea I find another, a third form. And so I must create a flexible, mobile concept, through which the whole system of plants becomes a unity. Whereas Linnaeus set the different forms side by side and observed them as he would observe mineral forms, Goethe, by means of mobile ideas, wanted to grasp the whole system of plant growth as a unity—so that he slipped out of one plant form, as it were, into another form by metamorphosing the idea itself. This kind of observation with mobile ideas was, in Goethe, doubtless the initial impulse toward an imaginative way of observing. Thus we may say that when Goethe approached the system of Linnaeus, he felt that the usual object-oriented way of knowing, although very useful when applied to the physical world of the mineral kingdom, was not adequate for the study of plant life. Confronted with the Linnaean system he felt the necessity for an imaginative means of observation. In other words, Goethe said to himself: When I look at a plant it is not the physical that I see or, at any rate, that I should see; in a manner of speaking, the physical has become invisible, and I must grasp what I see with ideas very different from those applicable to the mineral kingdom. It is extraordinarily important for us to appreciate this distinction. If we see it in the right way we can say that in the mineral kingdom nature is outwardly visible all around us, while in the plant kingdom physical nature has become invisible. Of course, gravity and all the other forces of physical nature are still at work in the plant kingdom; but they have become invisible while a higher nature has become visible—a higher nature that is inwardly mobile all the time, inwardly alive. What is really visible in the plant is the etheric nature. And we are wrong if we say that the physical body of the plant is visible. The physical body of the plant has actually become invisible. What we see is the etheric form. How then does the visible part of the plant really come into being? If you have a physical body, for instance, a quartz crystal, you can see the physical in an unmediated way. But with a plant you do not really see the physical, you see the etheric form. This etheric form is filled out with physical matter; physical substances live within it. When the plant loses its life and becomes carbon in the earth you see how the substance of physical carbon remains. It is contained in the plant. We can say, then, that the plant is filled out with the physical but dissolves the physical through the etheric. The etheric is what is actually visible in the plant form. The physical is invisible. Thus the physical becomes visible for us in the mineral world. In the world of the plants the physical has already become invisible, for what we see is really the etheric made visible through the agency of the physical. We would not, of course, see the plants with our ordinary eyes if the invisible etheric body did not carry within it little granules (an overly simplified and crude expression, to be sure) of physical matter. Through the physical the etheric form becomes visible to us; but this etheric form is what we are really seeing. The physical is, so to speak, only the means whereby we see the etheric. So that the etheric form of a plant is an example of an Imagination, but of an Imagination that is not directly visible in the spiritual world but only becomes visible through physical substances. If you were to ask, what is an Imagination?—We could answer that the plants are all Imaginations, but as Imaginations they are visible only to imaginative consciousness. That they are also visible to the physical eye is due to the fact that they are filled with physical particles whereby the etheric is rendered visible in a physical way to the physical eye. But if we want to speak correctly we should never say that in the plant we are seeing something physical. In the plants we are seeing genuine Imaginations. We have Imaginations all around us in the forms of the plant world. But if we now ascend from the world of plants to that of animals, it is no longer sufficient for us to turn to the etheric. Here we must go a step further. In a sense we can say of the plant that it nullifies the physical and makes manifest the being of the etheric.
But when we ascend to the animal, we are not allowed to hold onto the etheric; we must imagine the animal form with the etheric now also nullified. Thus we can say that the animal nullifies the physical (the plant does this too) and also nullifies the etheric: the animal manifests that which can assert itself when the etheric is nullified. When the physical is nullified by the plant the etheric can assert itself. If then the etheric too, is only a filling, granules (again, a crude expression), then the astral, which is not within the world of ordinary space but works in ordinary space, can make its being manifest. Therefore we must say that in the animal the being of the astral is made manifest.
Goethe strove with all his power to acquire mobile ideas, mobile concepts, in order to behold this fluctuating life in the world of the plants. In the plants the etheric is before us because the plant, as it were, drives the etheric out onto the surface. The etheric lives in the form of the plant. But in animals we must recognize the existence of something that is not driven to the surface. The very fact that a plant must remain at the place where it has grown shows that there is nothing in the plant that does not come to the surface and make itself visible. The animal moves about freely. There is something in the animal that does not come to the surface and become visible. This is the astral in the animal, something which cannot be grasped by merely making our ideas mobile, as I explained previously, by merely showing how we move from form to form in the idea itself. This does not suffice for the astral. If we want to understand the astral we must go further and say that something enters into the etheric and is then able, from within outward, to enlarge the form—for example, to make the form nodular or tuberous. In the plant you must always look outside for the cause of the variation in form, for the reasons why the form changes. You must be flexible with your idea. But the merely mobile is not enough to comprehend the animal. To comprehend the animal you have to bring something else into your concepts. If you want to understand how the conceptual activity appropriate for understanding animals must differ from that for plants, then you need more than a mobile concept capable of assuming different forms; the concept itself must receive something inwardly, must take into itself something that it does not contain of itself. This something could be called Inspiration in the forming of concepts. In the organic activity that takes place below our breathing we remain in the activity, so to speak, within ourselves. But when we breathe in, we receive the air from outside; so too if we would comprehend the animal we not only need to have mobile concepts but we must take into these mobile concepts something from the “outside.” Let me explain the difference in another way. If we really want to understand the plant, then we can remain standing still, as it were; we can regard ourselves, even in thought, as stationary beings. And even if we were to remain stationary our whole life long we would still be able to make our concepts mobile enough to grasp the most varied forms in the plant world. But we could never form the idea, the concept of an animal, if we ourselves could not move about. We must be able to move around ourselves if we want to form the concept of an animal. And why? When you transform the concept of a plant (drawing 1) into a second concept (drawing 2) then you yourself have transformed the concept. But if you then begin running, your concept becomes different through the very act of your running; you yourself must bring life into the concept. That infusion of life is what makes a merely imagined concept into an inspired concept. When it is a plant that is concerned, you can picture yourself inwardly at rest and merely changing the concepts. But if you want to think a true concept of an animal (most people do not like to do this at all because the concept must become inwardly alive; it wriggles within) then you must take the Inspiration, the inner liveliness, into yourself, it is not enough to externally weave sense perceptions from form to form. You cannot think an animal in its totality without taking this inner liveliness into the concept. This conception of the animal was something which Goethe did not achieve. He did reach the point of being able to say that the plant world is a sum total of concepts, of Imaginations. But with the animals something has to be brought into the concept; with the animal we ourselves have to make the concept inwardly alive. In the case of a plant the Imagination is not itself actually living. This can be seen from the fact that as the plant stands in the ground and grows, its form changes only as the result of external stimuli, and not because of any inner activity. But the animal is, in a manner of speaking, the moving, living concept; with the animal we have to bring in Inspiration, and only through Inspiration can we penetrate to the astral. When, finally, we ascend to the human being we have to say that he nullifies the physical, the etheric, and the astral and makes the being of the I manifest.
With an animal we must say that what we see is really not the physical but a physically appearing Inspiration. This is the reason why, when the inspiration or breathing of a person is disturbed in some way it very easily assumes an animal form. Try sometime to remember some of the figures that appear in nightmares. Very many of them appear in animal forms. Animal forms are forms filled with Inspirations. The human I we can only grasp through Intuition. Truly, in reality, the human I can only be grasped through Intuition. In the animal we see Inspiration; in the human being we actually see the I, the Intuition. We speak falsely when we say that we see the physical body of an animal. We do not see the physical body at all. It has been dissolved away, nullified, it merely makes the Inspiration visible to us; and the etheric body has likewise been dissolved away, nullified. With an animal we are actually seeing the astral body externally by means of the physical and the etheric. And with the human being we perceive the I or ego. What we actually see there before us is not the physical body, for it is invisible—and so too are the etheric body and the astral body. What we see in a human being is the I externally formed, formed in a physical way. And this is why people appear to visual, external perception in their flesh color—a color found nowhere else, just as the I is not found in any other being. Therefore, if we want to express ourselves correctly, we should say that we can only completely comprehend the human being when we think of him as consisting of physical body, etheric body, astral body, and the I. What we see before us is the I, while invisibly within are astral body, etheric body, and physical body. Now, we really only comprehend the human being if we consider the matter a little more closely. What we see to begin with is merely the “outside” of the I. But the I is perceptible in its true form only inwardly, only through Intuition. But something of this I is also noticed by the human being in his ordinary, conscious life—that is, in his abstract thoughts which the animal does not have because it does not have an I. The animal does not have the ability to abstract thoughts because it does not have an I. Therefore, we can say that in the human form and figure we see externally the earthly incarnation of the I; and when we experience ourselves from within, in our abstract thoughts, there we have the I. But they are merely thoughts; they are pictures, not realities. If now we consider the astral body, which is present although nullified, we come to the member that cannot be seen externally but that we can see if we look at a person in movement and out of their movements begin to understand their form. Here we need to practice the following kind of observation: Think of a small, dwarflike, thickset person who walks about on short legs. You will understand his movement if you observe his stout legs, which he thrusts forward like little pillars. A tall, lanky man with very long legs will move very differently. Observing in this way you will see unity between movement and form. You can train yourself to observe this unity in other aspects of human movement and form. For example, a man with a forehead sloping backward and a very prominent chin moves his head differently than someone with a receding chin and a strikingly projecting forehead. Everywhere you will see a connection between the form and movement of a human being if you simply observe him as he stands before you and get an impression of his flesh, of its color, and of how he holds himself when in repose. You are observing his I when you watch what passes over from his form into his movements and back again into his form. Study the human hand sometime. How differently people with long or short fingers handle their tools. Movement passes over into form, form into movement. Here you are visualizing, as it were, a shadow of the astral body expressed through external, physical means. But, you see, as I am describing it to you now, it is a primitive inspiration. Most people do not think of observing people who walk about, as, for example, Fichte walked the streets of Jena.17 Anyone who saw Fichte walking through the streets of Jena could also have sensed the movement and the formative process which were in his speech organs and which came to expression particularly when he wanted his words to carry conviction although they were in his speech organs all the time. Inspiration, at least in an elementary form, is required in order to see this. But when we see from within what we have thus seen from without, which I have told you is perceptible by means of a primitive kind of inspiration, what we find is, in essence, the human life of fantasy permeated with feeling. It is the realm where abstract thoughts are inwardly experienced. Memory pictures, too, when they arise, live in this element. Seen from without the I expresses itself, for example, in the flesh color but also in other forms, for example, in the countenance. Otherwise we would never be able to speak of a physiognomy. If, for example, the corners of one's mouth droop when one's face is in repose, this is definitely connected karmically with the configuration of one's I in this incarnation. Seen from the inside, however, abstract thoughts are present here. The astral body reveals itself externally in the character of the movements, inwardly in fantasy or in the pictures of fantasy that appear to the human being. The astral body itself more or less avoids observation, the etheric body still more so. The etheric body is really not visible from outside, or at most only becomes visible in physical manifestation in very exceptional cases. It can, however, become externally visible when a person sweats—when a person sweats the etheric body becomes visible outwardly. But you see, Imagination is required in order to relate the process of sweating to the whole human being. Paracelsus18 was one who made this connection. For him, not only the manner but the substance of the sweat differed in individual human beings. For Paracelsus, the whole human being—the etheric nature of the entire human being—was expressed in this way. Generally speaking, then, there is very little external expression of the etheric. Inwardly, on the other hand, it is experienced all the more, namely in feeling. The whole life of feeling, inwardly experienced, is what is living in the etheric body when this body is active from within, so that one experiences it from within. The life of feeling is always accompanied by inner secretion. To observation of the etheric body in the human being it appears that the liver, for instance, sweats, that the stomach sweats—that every organ sweats and secretes. The etheric life of the human being lives in this process of inner secretion. Around the liver, around the heart, there is a cloud of sweat, all is enveloped in mist and cloud. This needs to be understood imaginatively. When Paracelsus spoke about the sweat of the human being he did not say that it is only on the surface. He said rather that sweat permeates the whole human being, that it is his etheric body that is seen when the physical is allowed to fall away from sight. This inner experience of the etheric body is, as I have said, the life of feeling. And the external experience of the physical body—this, too, is by no means immediately perceptible. True, we become aware of the physical part of human corporeality when, for example, we take a child into our arms. It is heavy, just as a stone is heavy. That is a physical experience; we perceive something which belongs to the physical world. If someone gives us a box on the ears there is, apart from the moral experience, a physical experience, too—a blow, an impact. But as something physical it is actually only an elastic blow, as when one billiard ball impacts another. The physical element must always be kept separate from the other, the moral element. But if we go on to perceive this physical element inwardly, in the same way we inwardly perceive the external manifestation of the life of feeling, then in the merely physical processes we experience inwardly the human will. The human will is what brings the human being together with the cosmos in a simple, straightforward way. You see, when we look around us for Inspiration we find it in the forms of the animals. The manifold variety of animal forms is the basis for our perceptions in Inspiration. You will realize from this fact that when Inspirations are seen in their pure, original form, without being filled with physical corporeality, that these Inspirations can then represent something essentially higher than animals. And they can, too. But Inspirations that are present in the spiritual world in their pure state may also appear to us in animal-like forms. In the times of the old atavistic clairvoyance people sought to portray in animal forms the Inspirations that came to them. The form of the sphinx, for example, was intended to create a picture of something that had been seen in Inspiration. We are dealing, therefore, with superhuman beings when we speak of animal forms in the purely spiritual world. During the days of atavistic clairvoyance—and this continued in the first four Christian centuries, in any case, still at the time of the mystery of Golgotha—it was no mere symbolism in the ordinary sense, but a genuine inner knowledge that caused men to portray, in the forms of animals, spiritual beings who were accessible to Inspiration. It was in complete accordance with this practice when the Holy Spirit was portrayed in the form of a dove by those who had received Inspiration. How must we think of it today when the Holy Spirit is said to have appeared in the form of a dove? We must say to ourselves: Those people who spoke in this way were inspired, in the old atavistic sense. They saw him in this form as an Inspiration in that realm of pure spirit where the Holy Spirit revealed himself to them. And how would the contemporaries of the mystery of Golgotha who were endowed with atavistic clairvoyance have characterized the Christ? Perhaps they had seen him outwardly as a man. To see him as a human being in the spiritual world they would have needed Intuition. And people who were able to see his I in the world of Intuition were not present at the time of the mystery of Golgotha. That was not possible for them. But they could still see him in atavistic Inspiration. They would, then, have used animal imagery, even to express Christ. “Behold the Lamb of God!” was true and correct language for that time. It is a language we must learn to understand if we are to grasp what Inspiration is, or to see, by means of Inspiration, what can become manifest in the spiritual world. “Behold the lamb of God!” It is important for us to recognize once again what is imaginative, what is inspired, and what is intuitive, and thereby to find our way into the language that echoes down to us from olden times. In terms of the ancient powers of vision this way of language presents us with realities. But we must learn to express such realities in the way they were still expressed, for example, at the time of the mystery of Golgotha, and to feel that they are justified and natural. Only in this way will we be able to grasp the meaning of what was represented, for example, over in Asia as the winged cherubim, in Egypt as the sphinx, and what is presented to us as a dove and even as Christ, the Lamb. In ancient times Christ was again and again portrayed through Inspiration, or better said, through inspired Imagination.
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53. Esoteric Development: The Great Initiates
16 Mar 1905, Berlin Tr. Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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This smaller aura is the outer auric expression of the self-consciousness. And the more a man has developed this self-consciousness through his thought and through his work, the more this smaller aura spreads itself over the other, so that often in a short time both become totally different. |
Manas is nothing other than that which has been worked into the body by the self-consciousness. The etheric body in its present form is deprived of any influence of the self-consciousness. We can indirectly influence our growth and nourishment, but not in the same way as we cause our wishes, our thoughts and ideas to proceed from self-consciousness. We cannot ourselves influence our nourishment, digestion, and growth. In men, these are without connection to the self-consciousness. |
53. Esoteric Development: The Great Initiates
16 Mar 1905, Berlin Tr. Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin Rudolf Steiner |
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Translator Unknown, revised It may well be said that the anthroposophical conception of the world is distinguished from any other we may meet because it can satisfy to such a great extent the desire for knowledge. In the present time we so often hear that it is impossible to gain knowledge of certain things—that our capacity for knowledge has limits and cannot rise above a certain height. On becoming acquainted with modern philosophical research we constantly hear of such limits to knowledge, especially among those schools of philosophy which owe their origin to Kant. The understanding of anthroposophists and of those who practice mysticism is distinguished from all such doctrines through never setting limits to man's capacity for knowledge, but rather looking upon it as capable of being both widened and uplifted. Is it not, to a certain extent, the greatest arrogance for anyone to regard his own capacity for knowledge, from the point at which it stands, as something decisive, and then to say that with our capacities we cannot go beyond definite limits of knowledge? The anthroposophist says: “I stand today at a certain point in human knowledge, from which I am able to know certain things and not others. But it is possible to cultivate the human capacity for knowledge, to heighten it.” What is called a school of initiation has as its essential aim to raise to a higher stage this human capacity for knowledge. So it is quite correct if one from a lower stage of knowledge says that there are limits to his knowledge and that certain things cannot be known. One can, however, raise oneself above this stage of knowledge and press on to a higher stage, so that it becomes possible to know what at a lower stage was impossible. This is the essence of initiation, and this deepening or heightening of knowledge is the task of the initiation schools. This means raising man to a stage of knowledge to which nature has not brought him, but which he must acquire for himself through long years of patient exercise. In all ages there have been these initiation schools. Among all peoples, those having a higher kind of knowledge have arisen from these initiation schools. And the essential nature of such schools—and of the great Initiates themselves, who have soared above the lower stages of the human capacity for knowledge and, through their inspirations, have been acquainted with the highest knowledge accessible to us in this world—finds expression in Initiates giving to the various peoples on earth their various religions and world-conceptions. Today we wish with a few strokes to illuminate the essential being of these great Initiates. As in every science, in every spiritual process one must first learn the method through which one penetrates to knowledge. This is also the case in the initiation schools. And here too it is a matter of our being led through certain methods to the higher stages of knowledge, about which we have spoken precisely. I shall now briefly refer to the stages that here concern us. Certain stages of knowledge can only be attained in the intimate schools of initiation where there are teachers who have themselves in their own experience gone through each school, have devoted themselves to every exercise, and have really pondered every single step, every single stage. And one must entrust oneself only to such teachers in the initiation schools. In these schools there is, it is true, no hint of authority, nothing that smacks of dogmatism; the governing principle is entirely that of counsel, the imparting of advice. Whoever has gone through a certain stage of learning, and has himself acquired experiences of the higher, super-sensible life, knows the inner way that leads to this higher knowledge. And it is only one such as this who is qualified to say what one must do. What is necessary is simply that there be trust between pupil and teacher in this sphere. Whoever lacks this trust can learn nothing; but whoever has it will very soon perceive that nothing is recommended by any occult, mystic, or mystery teacher other than what the teacher has himself gone through. What concerns us here is that, of the whole being of man as he stands before us today, it is essentially only the outward visible part already within human nature that is today complete. This must be made clear to anyone aspiring to become a student of the mysteries—that man as he stands before us today is by no means a completed being, but is in the process of developing so that in the future he will reach many higher stages. That which today has attained to an image of God, that which has arrived at the highest stage in man, is the human physical body, that which we can see with our eyes and perceive in any way with our senses. That is not, however, the only thing that man has. He has still higher members of his nature. To begin with, he further possesses a member that we call his etheric body. This etheric body can be seen by anyone who has cultivated his soul organs. Through this etheric body man is not simply a creation in which work chemical and physical forces, but a living creation, a creation that lives and is endowed with capacities for growth, life, and propagation. One can see this etheric body, which represents a kind of archetype of man, if, with the methods of the art of clairvoyance—which will be characterized still further—one suggests away the ordinary physical body. You know how, by the ordinary methods of hypnotism and suggestion, the point can be reached when, if you say to anyone that there is no lamp here, he actually sees no lamp. So you can also, if you develop in yourself sufficiently strong willpower—a willpower that shuts out, entirely shuts out, all observation of the physical body—so you can, in spite of seeing into space, completely suggest away physical space. Then you see space not empty but filled by a kind of archetype. This archetype has practically the same form as the physical body. It is, however, not of the same nature through and through, but is fully organized. It is not only interlaced with fine veins and streams but it also has organs. This creation, this etheric body, produces man's essential life. Its color can only be compared with the color of the young peach blossom. It is no color that is contained in the sun spectrum; but it is something between a violet and a reddish tinge. This is then the second body. The third body is the aura, which I have often described—that cloud-like formation of which I spoke last time when describing man's origin, in which man is as if in an egg-shaped cloud. In this is expressed all that lives in man as lust, passion, and feeling. Joyful self-sacrificing feelings express themselves in this aura in luminous streams of color. Feelings of hate, physical feelings, express themselves in dark color tones. Sharp, logical thoughts express themselves in sharply outlined forms. Illogical, confused thoughts come to expression in figures with blurred outline. Thus, we have in this aura an image of what is living in man's soul as feeling, passion, and impulse. As man has now been described, so he was set down on the earth—from the hand of nature, so to speak—at the point of time that lies approximately at the beginning of the Atlantean race. Last time I described what is to be understood by “the Atlantean race.” At the moment when the fertilization by the eternal spirit had already taken place, man confronts us with the three members—body, soul, and spirit. Today this threefold nature of man has taken a somewhat different form, as since that time, since nature has released him, since he has become a being with self-consciousness, man has worked on his own being. This work on himself means the refining of his aura; it also means sending light into the aura out of this self-consciousness. A man who stands at a very low stage of development and has never worked on himself—let us say a savage—has the aura which nature has provided him. But all those within our civilization, our cultural world, have auras on which they themselves have helped to work, for in so far as man is a self-conscious being he works upon himself and this work comes into expression first through changing his aura. All that man has learned through nature, all that he has absorbed since he was able to speak and think self-consciously, is a recent acquisition in his aura brought about by his own activity. If you put yourself back into the Lemurian age, in which man had already had warm blood flowing in his veins for some time, and in which, in the middle of this Lemurian age, his fertilization with the spirit had taken place, man then was not yet a being capable of clear thinking. All this occurred at the beginning of evolution when the spirit had just taken possession of the corporeality. At that time the aura was still completely a consequence of forces of nature. One could then perceive—as one still can with men at a very low stage of development—how at a certain place in the interior of the head (that is to say, a place that we have to seek in the interior of the head) there exists a smaller aura of a bluish color. This smaller aura is the outer auric expression of the self-consciousness. And the more a man has developed this self-consciousness through his thought and through his work, the more this smaller aura spreads itself over the other, so that often in a short time both become totally different. A man who lives in outer culture, a refined man of culture, works on his aura in the particular way that this culture impels him. Our ordinary knowledge, which they offer in our schools, our experiences that life brings us, are absorbed by us and they are perpetually transforming our aura. But this transformation must be continuous if a man wishes to enter into practical mysticism. Then he must make a special effort to work upon himself. For then he must not incorporate into his aura only what culture offers him, but must exercise an influence upon it in a definite, orderly manner. And this happens through so-called meditation. This meditation, this inner immersion, is the first stage which a student of initiation must undergo. Now in what does this meditation take an interest? Just try to bring to mind and reflect upon the thoughts that you shelter from morning to night, and upon how these thoughts are influenced by the time and the place in which you live. See whether you can hinder your thoughts, and ask yourself whether you would have them if you did not happen by chance to be living in Berlin at the beginning of the twentieth century. At the end of the eighteenth and beginning of the nineteenth centuries, men did not think in the same way as men do today. If you consider how the world has changed in the course of the last century, and what kind of changes time has brought about, you will see that what passes through your soul from morning to night is dependent upon time and space. It is different when we give ourselves up to thoughts that have an eternal worth. Actually it is only certain abstract, scientific thoughts to which men have given themselves up, the highest thoughts of mathematics and geometry, that have an eternal worth. Twice two is four holds good at all times and in all places. It is the same with the geometrical truths that we accept. But leaving aside a certain fundamental stock of such truths, we may say that the average man has very few thoughts that are not dependent on time and space. What is thus dependent unites us with the world, and only exerts a trifling influence upon that essence which is in itself enduring. Meditation means nothing other than surrendering oneself to thoughts which have eternal worth, in order to raise oneself up in a conscious way to what lies above both space and time. Such thoughts are contained in the great religious writings: the Vedanta, the Bhagavad Gita, the Gospel of John from the thirteenth chapter to the end, and the “Imitation of Christ,” by Thomas a Kempis. He who sinks himself with patience and perseverance so that he lives in such writings; he who deepens himself anew every day—perhaps working for weeks on one single sentence, thinking it through, feeling it through—will gain unlimited benefit. Just as each day one learns more nearly to know and love a child with all its individual characteristics, so one can daily draw into one's soul an eternal truth of the kind that flows from the great Initiates, or from inspired men. This has the effect of filling us with new life. Very significant also are the sayings in the “Light on the Path” that have been written down by Mabel Collins, under the instruction of higher powers. Actually in the first four sentences there is something that, when applied with patience in the appropriate way, is capable of so seizing upon man's aura that this aura is completely shot through with new light. One can see this light in the human aura shining and glistening. Bluish shades arise in the place of the reddish or of the reddishbrown shimmering shades of color, and, in the place of yellow, clear reddish ones arise, and so on. The whole coloring of the aura transforms itself under the influence of such eternal thoughts. The student cannot yet perceive this in the beginning, but he gradually begins to notice the deep influence that emanates from the greatly transformed aura. If a man, in addition to these meditations, consciously and in a most scrupulous way practices certain virtues, certain achievements of the soul, then, within this aura, his sense-organs of the soul develop. We must have these if we want to see into the soul-world, just as we must have physical sense-organs to be able to see into the material world. As the outer senses were planted into the body by nature, so must man, in a regular way, implant the higher sense-organs of the soul into his aura. Meditation leads man to become ripe from within outwards, forming, developing, and interweaving the available capacities of the soul's senses. But if we wish to cultivate these sense organs we must turn our attention to quite definite accomplishments of the soul. You see, man has a series of such organs in his organization. We call these sense organs the so-called Lotus flowers because the astral image, which man begins to evolve in his aura when he is developing himself in the way described, takes on a form that may be compared with that of a Lotus flower. It goes without saying that this is only a comparison, just as one can speak of the wings of the lung, which also bear only a resemblance to wings. The two-petalled Lotus flower is found in the middle of the head above the root of the nose, between the eyes. Near the larynx is the sixteen-petalled Lotus flower, while in the region of the heart there is the twelve-petalled one, and in the region of the pit of the stomach the one with ten petals. Still farther down are found the six-petalled and four-petalled Lotus flowers. Today I want to talk only about the Lotus flowers that have sixteen petals and twelve petals. In Buddha's teachings you are given an account of the so-called eightfold path. Now ask yourselves once why Buddha offered precisely this eightfold path as particularly important in the attainment of the higher stages of man's development. This eightfold path is: right resolve, right thinking, right speech, right action, right living, right striving, right memory, right self-immersion, or meditation. A great Initiate such as Buddha does not speak out of a vaguely felt ideal, but out of knowledge of human nature. He knows what influence the practice of such exercises of the soul will have on the future development of the body. If we look at the sixteen-petalled Lotus flower in the average man of today we actually see very little. If I can so express it, it is in the process of flaring up again. In the far-distant past this Lotus flower was once present; it has gone backward in its development. Today it is appearing again, partly through man's cultural activity. In the future, however, this sixteen-petalled Lotus flower will come again to full development. It will glisten vividly with its sixteen spokes or petals, each petal appearing in a different shade of color; and finally, it will move from left to right. What everyone in the future will possess and experience is today being cultivated by those who seek in a conscious way their development in the school of initiation, in order to become leaders of mankind. Now eight of these sixteen petals have already been formed in the far-distant past; today eight have still to be developed, if the mystery pupil wishes to have the use of these sense-organs. These will be developed if man treads the eightfold path in a conscious way, observantly and clearly, if he consciously practices these eight soul activities given by Buddha, and if he arranges his whole life of soul so that he takes himself in hand, practicing these eight virtues as vigorously as he can only do when sustained by his meditation work, thus bringing the sixteen-petalled Lotus flower not only into bloom but also into movement, into actual perception. I will now speak of the twelve-petalled Lotus flower in the region of the heart. Six petals of this flower were already developed in the far-distant past, and six must be developed by all men in the future, by present-day Initiates and their pupils. In all anthroposophical handbooks you can find reference to certain virtues in the forefront of those that should be acquired by anyone aspiring to the stage of Chela, or pupil. These six virtues which you find mentioned in every anthroposophical handbook concerned with man's development are: control of thought, control of action, tolerance, steadfastness, impartiality, and equilibrium, or what Angelus Silesius calls composure. These six virtues, which one must practice consciously and attentively in conjunction with meditation, bring to unfolding the six further petals of the twelve-petalled Lotus flower. And these are not gathered blindly in the anthroposophical textbooks, nor are they stamped by haphazard or individual inner feeling, but they are spoken out of the great Initiates' deepest knowledge. Initiates know that whoever really wishes to evolve to the higher super-sensible stages of development must bring about the unfolding of the twelve-petalled Lotus flower. And to this end he must today develop, through these six virtues, the six petals that were undeveloped in the past. Thus you see how the great Initiates essentially gave their directions for life out of their own deeper knowledge of the human being. I could extend these remarks to still other organs of knowledge and observation, but I only wish to give you a brief sketch of the process of initiation, and for that these indications should suffice. When the pupil has progressed so far that he begins to form the astral sense-organs, when he has progressed so far that he is capable of perceiving not only the physical impressions in his surroundings but also what belongs to the soul—in other words, to see what is in the aura of man himself as well as what is in the aura of animals and plants—he then begins a completely new stage of instruction. No one can see in his environment that which has to do with his soul before his Lotus flowers revolve, just as one without eyes can see no color and no light. But when the barrier is pierced, when the pupil has gone beyond the preliminary stages of knowledge so that he has insight into the soul-world, then true “pupil-ship” first begins for him. This leads through four stages of knowledge. Now what happens in this moment, when man has passed beyond the first steps and has become a Chela? We have seen how all that we have just described related to the astral body. This is organized throughout by the human body. Whoever has undergone such a development has a totally different aura. When man out of his self-consciousness has illuminated his astral body, when he himself has become the luminous organization of his astral body, then we say that this pupil has illuminated his astral body with Manas. Manas is nothing other than an astral body dominated by self-consciousness. Manas and astral body are one and the same, but at different stages of development. One must understand this if, in the practice of mysticism, one wishes to apply in a practical way what is given in anthroposophical handbooks as the seven principles. Everyone acquainted with the mystic path of development, everyone who knows something about initiation, will say that these have a theoretical value for study but for the practicing mystic they have value only if the relation existing between the lower and the higher principles is known. No practicing mystic recognizes more than four members: the physical body, in which work chemical and physical laws, the etheric body, the astral body, and finally the self- or Ego-consciousness, called at the present stage of development Kama-Manas, the self-conscious thinking principle. Manas is nothing other than that which has been worked into the body by the self-consciousness. The etheric body in its present form is deprived of any influence of the self-consciousness. We can indirectly influence our growth and nourishment, but not in the same way as we cause our wishes, our thoughts and ideas to proceed from self-consciousness. We cannot ourselves influence our nourishment, digestion, and growth. In men, these are without connection to the self-consciousness. The etheric body has to be brought under the influence of the astral body, the so-called aura. The self-consciousness of the astral body has to penetrate the etheric body—to be able to work out of itself upon the etheric body—as man, in the way already shown, works upon his astral body, his aura. Then, when man through meditation, through inner immersion, and through practicing activities of the soul, which I have described, has come so far that the astral body has organized itself, then the work extends to the etheric body, and the etheric body receives the inner word. Then man not only hears what lives in the world around him, but there resounds in him his etheric body, the inner meaning of things. I have often said here before that the essentially spiritual in things is a resounding. I have drawn your attention to how the practicing mystic, when speaking in a correct sense, talks of a sound in the spiritual world in the same way as of a light in the astral world, or world of desire. Not for nothing does Goethe say, when guiding his Faust to heaven: “Die Sonne tönt nach alten Weise im Bruderspharen Wettgesang ...” (“The sun resounds in ancient fashion, contending with his brother spheres”). Nor are the words of Ariel empty when Faust is being escorted by the spirits into the spiritual world: “Tönend wird für Geistesohren schon der neue Tag geboren” (“Hear the new day being born, Spirit ears can hear its ringing”). This inner sounding which, of course, is not at all a sound perceptible to the outer physical ear, this inner word through which things can express their own nature, is an experience that man has when he becomes able to influence his etheric body from his astral body. Then he has become a Chela, a real student of the great Initiates. Then he can be led further upon this path. A man who has thus ascended this step is called a homeless man, because fundamentally he has found the connection with a new world, because it rings to him out of the spiritual world, and because he thereby no longer has his home, so to speak, in this physical world. One must not misunderstand this. The Chela who has reached this stage is just as good a citizen and family man, just as good a friend, as he was before he had reached the stage of Chela. He need not be torn away from anything. What he has experienced is an evolution of the soul, thus acquiring a new home in a world lying behind this physical one. What then has happened? The spiritual world sounds within man, and through this sounding of the spiritual world man overcomes an illusion, the illusion which takes in all men before they begin this stage of development. This is the illusion of the personal self. Man believes himself to be a personality separate from the rest of the world. Mere reflection could teach him that even physically he himself is not an independent being. Bear in mind that if the temperature in this room were 200 degrees higher than it now is, none of us would be able to survive as we now survive. As soon as the outer situation changes, the conditions for our physical existence are no longer there. We are simply a continuation of the external world, and are as separate beings absolutely inconceivable. This is still more the case in the world of the soul and of the spirit. Thus we see that man conceived of as a self is only an illusion—that he is a member of the universal divine spirituality. Here man overcomes the personal self. Here arises what in the mystic chorus of Faust Goethe has expressed in the words: “Alles Vergängliche ist nur ein Gleichnis.” (“All that is transitory is but a likeness.”) What we see is only a picture of an eternal being. We ourselves are only a picture of an eternal being. When we have surrendered our separate being—for we live a separate life through our etheric body—then we have overcome our outer, separate life, we have become part of universal life. There arises in man something which we have called Buddhi. Buddhi is now practically reached as a stage in the development of the etheric body, that etheric body which no longer occasions a separate existence but enters into universal life. The man who has attained this has arrived at the second state of Chela-ship. Then all doubts and reservations fall away from his soul; he can no longer be superstitious any more than he can be a doubter. Then he has no more need to secure the truth in order to compare his ideas with the outer environment; then he lives in tone, in the word of things; then what it is sounds and resounds out of its being. And there is no more superstition, no more doubt. This is called the surrendering of the keys of knowledge to the Chela. When he has reached this stage, within it there sounds a word from the spiritual world. Then his own words no longer proclaim an echo of what is in this world, but his words are an echo of what stems from another world, which works into this world, but which cannot be perceived with our outer senses. These words are messengers of the Godhead. When this stage is passed beyond, a new one comes. This is entered by man gaining influence over what is done directly by his physical body. Before this, his influence only extended to his etheric body, but now it extends to his physical body. His actions must set the physical body in motion. What man does is incorporated into what we call his karma. Man, however, does not work on this consciously; he does not know how each of his deeds causes a consequence. It is only now that he begins in a conscious way so to fulfill his actions in the physical world that he consciously works on his karma. Thus, through his physical actions, he wins influence over his karma. And now there is not only a sounding from the objects in his environment, but he has come far enough to be able to utter the name of all things. Man lives in our present stage of culture in such a way that he is only able to utter one single name. That is the name he gives himself: “I.” That is the only name man can really give to himself. (Whoever immerses himself in deeper knowledge can arrive at depths of which psychology does not dream.) It is the only instance in which you yourself can give the name in question. No one else can say “I” to you, only you yourself. To everyone else you must say “you,” and they in return must say the same. There is something in everyone to which only they themselves can apply the name “I.” On this account the Jewish mystery teachings speak also of an inexpressible name of God. That is something which is immediately a proclamation of God in man. It was forbidden to utter this name unworthily, sacrilegiously; hence the sacred awe, the significance and reality when the Jewish mystery teachers uttered this name. “I” is the one word that says something to you that can never approach you from the outer world. So now, as the average man alone names his “I,” so the Chela in the third stage gives to all things in the world names which he has received out of intuition. That means he has passed into the world “I.” He speaks out of the world “I” itself. He may call everything by its most profound name, whereas the man today standing at the average stage can only say “I” to himself. When the Chela has arrived at this stage, he is called a Swan. The Chela who has been able to raise himself to the point of naming all things is called Swan because he is the messenger of all things. What lies beyond these three stages cannot be expressed in ordinary language. It demands knowledge of a special script only taught in mystery schools. The next stage is the stage of what is veiled. And beyond this lie the stages which belong to the great Initiates, those Initiates who at all times have given the great impulses to our culture. They were Chelas to begin with. To begin with they acquired the keys of knowledge. Next they were led further to the regions where were disclosed to them the universal and the names of things. Then they raised themselves to the stage of the universal, where they could have the deep experiences through which they were qualified to found the great religions of the world. But it was not only the great religions that came forth from the great Initiates; it was every mighty impulse, all that is important in the world. Let us take just two examples that show the kind of influence that has been exercised on the world by the great Initiates who have gone through the schooling. Let us go back to everyday life at the time when the pupils of the initiation schools were guided under the leadership of Hermes. This guidance was in the end an ordinary, so-called esoteric, scientific instruction. I can sketch for you in only a few strokes what such instruction contained. It was shown how the Cosmic Spirit descended into the physical world, incarnated himself here, and how he began afresh a material existence, how he then reached the highest stage of man and celebrated his resurrection. Paracelsus in particular has expressed this very beautifully in the following words: “The individual beings we meet in the outer world are the single letters, and the word that is formed from them is MAN.” Outwardly we have all contributed human virtues or failings to this creation. Man, however, is the fusion of all this. It was taught as esoteric instruction in the Egyptian mystery schools, in all detail and with great richness of spirit, how there lives in man, as microcosm, the fusion of the rest of the macrocosm. After this instruction came the Hermetic instruction. What I have said one can grasp with the senses and the understanding. But what is offered in the Hermetic instruction can only be grasped if one has attained the first stage of Chelaship. Then one can learn that special script which is neither arbitrary nor a matter of chance, but which gives us the great laws of the spiritual world. This script is not, like ours, an external picture arbitrarily fixed in single letters and parts; it is born out of the spiritual law of nature itself, because the man who becomes versed in this script is in possession of this natural law. All his conception of soul and astral space itself thus becomes regulated by law. What he conceives is conceived in the sense of the great signs of this script. He is capable of this when he has renounced his self. He unites himself with primal everlasting law. Now he has his Hermetic instruction behind him. Henceforward he himself can be admitted to the first stage of a still deeper initiation. Now, as the next stage, he should experience something in the astral world, the essential soul world, that has a significance reaching beyond the cosmic cycles. After he has acquired the capacity for the astral senses to be fully effective, so that they work right down into the etheric body, then for three days he is ushered into a deep mystery of the astral world. In that astral world he then experiences what last time I described to you as the primal origin of the Earth and man. He has before him and he experiences this descent of the spirit, this separation of Sun, Moon, and Earth, and the coming forth of man—this whole series of phenomena. And at the same time they form themselves into a picture before him. And then he emerges. After he has this great experience in the mystery school behind him, he goes among the people and relates what he has experienced in the soul and astral world. And what he relates runs approximately like this: “There was once a divine couple who were united with the earth, Osiris and Isis. This divine pair were regents of everything that happens on earth. But Osiris was pursued by Typhon and cut into pieces, and Isis had to search for the corpse. She did not bring it home, but graves of Osiris were distributed among the various parts of the earth. So he was brought completely down into the earth and buried there. But a ray from the spiritual world fell upon Isis, fertilizing her through immaculate conception with the new Horns.” This picture is nothing other than a mighty representation of what we have come to know as the exit of Sun and Moon, as the separation of Sun and Moon and as the dawning of mankind. Isis is the image of the Moon; Horns stands for earthly mankind, the earth itself. Before man was endowed with warm blood, before he was clothed with his physical body, he felt in mighty pictures what proceeded in the soul world. In the beginning of the Lemurian, of the Atlantean and the Arian evolutions, man was always prepared by the great Initiates to receive the mighty truths contained in such pictures. For this reason, the truths were not simply represented but were given in the pictures of Osiris and Isis. All the great religions we meet in antiquity are from what the great Initiates experienced in astral space. And the great Initiates emerged from these experiences and spoke to each particular people in the way they could understand, that is to say in pictures of what the Initiates themselves had experienced in the mystery schools. This was so in ancient times. Only through being in such a school of initiation could one rise to higher astral experience. All this was changed with the coming of Christianity. It cut into evolution with great significance. And since the appearance of Christ it has been possible for man to be initiated as an initiate of nature, just as one speaks of a poet of nature. There have been Christian mystics who by grace have received initiation. The first who was called to carry Christianity into all the world under the influence of the words: “Blessed are those who have not seen and yet have believed,” was Paul. The appearance on the road to Damascus was an initiation outside the mysteries. I cannot go into further detail here. It was the great Initiates who gave the impulse to all great movements and founding's of culture. From medieval times there comes a beautiful myth that may be said to show us this in a time when one did not yet demand materialistic foundations. The myth arose in Bavaria and has, therefore, assumed the garb of Catholicism. What then happened we will make clear as follows. There arose at that time in Europe the so-called civic culture—modern citizenship. The onward development of man, the progress of each soul to a higher stage, was understood by the mystic as the advancing of the soul, of the womanly element in man. The mystic sees in the soul something womanly that was fertilized by the lower sense impressions of nature and by the eternal truths. In every historical process the mystic sees such a process of fertilization. For those who see more deeply into man's path of development, for those who see the spiritual forces behind physical appearances, the great and deep impulses for the progress of mankind are given by the great Initiates. Thus the man with a medieval world outlook ascribed to the great Initiates the raising up of the soul to higher stages during the new period of culture that was brought about by means of cities. This city-development was attained by souls making a sudden move forward in history. And it was an Initiate who brought about this move. All mighty impulses were ascribed to the great lodge of Initiates surrounding the Holy Grail. From there came the great Initiates who are not visible to ordinary men. And the Initiate who at that time provided the civic culture with its impulse was called, in the Middle Ages, Lohengrin. It is he who was the missionary of the Holy Grail, of the great lodge; and Elsa of Brabant stands for the soul of the city, the womanly element that was to be fructified through the great Initiate. The mediator is the swan. Lohengrin was brought by the swan into this physical world. The Initiate must not be asked his name. He belongs to a higher world. The Chela, the Swan, has been the mediator of this influence. I have merely been able to indicate how this great event has again been symbolized for the people in a myth. It is in this way that the great Initiates have worked and have put into their teachings what they have to make known. And in this way worked all those who have founded man's early culture—Hermes in Egypt, Krishna in India, Zarathustra in Persia, Moses among the Jewish people. Orpheus continued the work—then Pythagoras, and finally the Initiate of all Initiates, Jesus, who bore within Him the Christ. Here only the greatest of Initiates are mentioned. We have tried in these descriptions to characterize their connection with the world. What has been described here will still remain remote to many people's thoughts. But those who have become aware of something of the higher worlds in their own souls have always raised their eyes not only to the spiritual world but also to the leaders of mankind. It was only from this standpoint that they have been able to speak in as inspired a way as Goethe. But you find among others, too, something of the divine spark leading towards the point to which spiritual science should again bring us. You find it in the case of a German, a young, intelligent German poet and thinker, whose life has all the appearance of a blessed memory of some former existence as a great Initiate. Those who read Novalis will notice something of the breath that guides us into the higher world. There is something in him that also contains the magic word, though not expressed as explicitly as usual. Thus he has written the beautiful words about the relation of our planet to mankind that convey as much to the lowly and undeveloped as they do to the Initiate: “Mankind is the sense of our earth-planet, mankind is the nerve that binds the earth-planet with the higher worlds; mankind is the eye through which this earth-planet lifts its gaze to the heavenly Kingdoms of the Cosmos.” |
159. Christ In Relation To Lucifer and Ahriman
18 May 1915, Linz Tr. Peter Mollenhauer Rudolf Steiner |
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Little seven-year-old Theodor was really a sunny child—a wonderful, lovely boy. Now, one day the following happened. We just had a lecture that I delivered in Dornach about the work that goes on in the building. |
Nobody had noticed the accident, not even the coachman because he was tending to his horses when the van turned over and did not know that the child was buried under it. When we were informed that the child was missing we tried to heave the vehicle up again. |
The greatest damage is done when what is poured into a child's soul induces the child to develop merely materialistically later in life. This trend has been on the increase for several centuries. |
159. Christ In Relation To Lucifer and Ahriman
18 May 1915, Linz Tr. Peter Mollenhauer Rudolf Steiner |
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The decision to construct the first Goetheanum in Dornach, Switzerland was made in May, 1913, when Rudolf Steiner visited the future building site. Construction began within a few weeks and the exterior of the building was completed in April, 1914. Work on the interior proceeded at a slower pace and lasted through World War I (1914-1918). In 1914, Rudolf Steiner had begun a scaled-down model of the Christ sculpture that was later to be installed in the Goetheanum.. As the work on the sculpture itself began, he frequently explained its significance in his lectures. One of Rudolf Steiner's lecture tours, May 6 through May 18, 1915, took him to Vienna, Prague and Linz. In all three cities he stressed that the Christ figure in the sculptured group would have to be portrayed as a being in equipoise between the polar forces of Lucifer and Ahriman and that this being was symbol of, and model for, man's own existence here on earth. The Linz lecture, which is here translated, presents the group in a world-historical context and relates the significance of the Lucifer-Christ-Ahriman configuration to the events surrounding World War I. Steiner sees a parallel between Christ's central, but equalizing position and Central Europe's mission in World War I. He implies that Germany's and Austria's militarism and political intransigence alone did not lead to war against the world powers in the East (Russia) and the West (France, England and, since 1917, the United States). According to Steiner, World War I was the earthly expression of a struggle between luciferic forces in the East and ahrimanic forces in the West, and it was Central Europe's destiny to mediate between these forces. The fundamental polarization of East and West that Rudolf Steiner saw emerging more than six decades ago is now a political reality. While most historians today concede that World War II was in part caused by the circumstances surrounding World War I, few would accept Rudolf Steiner's statement from his Linz lecture that World War I was “destined by the European karma” or, to state it more concretely, that it was unavoidable. If the war could not have been avoided, then the question of who was to blame or who caused it is, as Steiner says, irrelevant. Based on this position, Steiner suggests that only one question has relevancy: “Who could have prevented the war?<” This question seems to contradict Steiner's statement that World War I was destined by the European karma. A quick glance at the historical record may help to clarify what Steiner meant. In suggesting that the Russian government and possibly England, could have prevented the war, Steiner simply deals with possibilities outside the realm of what had to happen according to European karma. Russia's instigation of the two Peace Conferences in the Hague (1899 and 1907) was indeed self-serving and hypocritical, for it was Russia that, in 1914, mobilized its armed forces without considering British proposals for peace negotiations. Under these circumstances and considering the political immaturity of the German leadership, it was not surprising that the German Kaiser and his generals over-reacted to the Russian mobilization and interpreted it as a declaration of war. Kaiser Wilhelm II and Czar Nicholas II, who were cousins, frantically exchanged telegrams in which one beseeched the other to preserve the peace, but to no avail. The war machinery was already overheated by the forces of chauvinism and materialism so that even from this vantage point Steiner was correct in maintaining that war was unavoidable. Regarding the possibility of preventing the war, a glance at the major Western powers involved in the controversy, and at Germany, reveals the following historical facts. France, for thirty years an ally of Russia, did nothing to prevent the war because she did not attempt to delay the hasty Russian mobilization. Her representatives said later that France regretted the Russian action, but there seems little doubt that France was more interested in presenting herself as the innocent victim of an attack. On the other hand, England's foreign secretary, Sir Edward Grey, could have prevented the war if he had taken earlier measures to discourage Germany's militarists from asserting themselves in their country, but in view of the English tradition and the English Constitution, this was probably not possible. Finally, the confusion in Germany itself was caused by a lack of understanding of who had legitimate authority to make decisions. Eventually, the political decisions were made by generals who managed to spread the belief that the fatherland was in peril and that Germany herself was not the attacker, but the attacked. Thus, theoretically, any one of these three powers could have prevented the war but that, as Rudolf Steiner points out in the lecture, is not the real issue. Furthermore, the war did not emerge out of a French or Russian moral conviction that was responsive to German militarism. Rather, the goal of crushing German militarism emerged well after the war had begun. The war could be interpreted, in this sense, to be inevitable because it was not generated from a goal, but exploded and then developed its goals. In this war of attrition, materialism camouflaged itself with nationalistic sentiment and strove for absolute expression and triumph. It is against such a background of perplexity and misguided fervor that Rudolf Steiner's message to Central Europeans must be read. In rejecting the question of who had caused the war, Steiner dismissed as equally irrelevant the question of who was to blame for materialism. Materialism was there, as was Ahriman. Steiner admonished the Central Europeans to counterbalance materialism by adopting a spiritual perception of life and by striving for an encounter with the Christ. This profound spiritual responsibility that Steiner put on the Germans in 1915 was disregarded and the challenge passed by. After World War I it was not the Christ, but Adolf Hitler who, under the guise of “savior,” emerged as Germany's Nemesis and was thus catapulted into a central position. When Hitler was finally destroyed, Central Europe broke up into two parts, one of which disappeared behind the Iron Curtain, while the other aligned with the West. As it stands today, Rudolf Steiner's call to instate the Christ in His central position has yet to be fully received and responded to not only by the people living in what is left of Central Europe, but also in the rest of the world. Some day when the building in Dornach that is dedicated to the spiritual sciences is completed, it will contain, in a significant spot, a sculpture dominated by three figures. In the center of this group a figure will tower as if it were the manifestation of what I would call the most sublime human principle ever to unfold on earth. Hence, one will be able to experience this representation of the highest human principle in the evolution of the earth-the Christ, who in the course of this evolution lived three years in the body of Jesus of Nazareth. A special task in the portrayal of this Christ figure will be to make two ideas visible. Firstly, it will be important to show how the being that we are concerned with dwells in a human body. Secondly, it must also become apparent how this human body, in every facial expression and in every gesture reflects a magnificent degree of spiritual refinement, which descended with the Christ from cosmic and spiritual heights into this body in its thirtieth year. Then there will be the remaining two figures of the group, one to the left and the other to the right of the Christ figure, if that is the proper name for the figure that I have just sketched. This Christ figure is placed in such a way that it seems to be standing in front of a rock that towers noticeably at His left side, with its peak extending over His head. On top of the rock there will be another figure, winged but with his wings broken, who for this reason begins to fall into the abyss. One feature in the Christ figure that must be worked out with special artistic care is the manner in which he raises his left arm, for it is precisely this gesture that precipitates the breaking of the wings. It must not appear, however, as if the Christ Himself were breaking the wings of this being. Rather, the interaction of the two figures must be portrayed artistically to show how the Christ, by the very motion of raising his hand, is expressing his infinite compassion for this being. Yet this being cannot bear the energy flowing upward through arm and hand, an energy that is evidenced by indentations that the fingers of the extended hand seem to leave in the rock itself. When this being comes into proximity with the Christ being, he feels something that may be expressed in the words: I cannot bear the radiation of such purity upon me. This feeling dominates so essentially as to break this upper beings wings and cause his imminent plunge into the abyss. To make this visible will be a particularly important artistic task and you will see how the meaning of this interaction could easily be misunderstood. Imagine, for example, an artistic portrayal of the Christ suggesting that merely by raising His hand He would radiate such power onto the being that his wings would be broken, forcing the plunge into the abyss. In that case it would be the Christ Himself who irradiated this being, as it were, with hatred, and thereby caused his descent. Such an impression must under no circumstances be conveyed. Rather, the being must be portrayed as having caused his own fall, for what is to be shown plunging downward, with broken wings, is Lucifer. Now let us consider the other side of the group, toward the right of the Christ figure. There, the rock will have a ledge and, therefore, will be concave underneath. In this depression there will be another winged figure, who with his arm-like organs turns toward the ledge above. You have to visualize this as follows. To the right is the depression in the rock and in it stands this winged figure with wings entirely different from the figure on top of the rock. The wings of the figure on top of the rock resemble those of an eagle, whereas the figure in the depression has bat-like wings. This figure virtually buries himself in the cave, working in shackles, ever busy undermining the earthly realm. The Christ figure in the middle has his right hand directed downward and the left one upward. Again, it will be an important artistic task not to show the Christ as wanting to shackle this figure; rather, he has infinite compassion for this being, which is Ahriman. Ahriman cannot bear this compassion and he writhes with pain from what the hand of the Christ exudes. This radiance from Christ's hand causes the golden veins down in the rock depression to wind around Ahriman's body like strong cords and shackle him. What is happening to Lucifer is his own doing; the same is true with Ahriman. This concept is going to take form as a sculpture that will be set up in a significant place in the new building. Above the sculptured group we will attempt to express the same motif through the medium of painting, but then the concept must be expressed differently. To summarize, the group of three figures: Christ, Lucifer and Ahriman will stand at the bottom as a sculpture, and above, the same motif will appear as a painting. We are injecting this configuration of a relationship between Christ, Lucifer and Ahriman into our Dornach building because the science of the spirit reveals to us in a certain way that the next task regarding the comprehension of the Christ impulse will be to make man finally understand how the three forces of Christ, Lucifer and Ahriman are related in this world. To this day there has been much talk about Christianity and the Christ impulse, but man has not yet gained a clear understanding of what the Christ impulse has brought into the world as the result of the Mystery of Golgotha. Certainly, it is generally admitted that there is a Lucifer or an Ahriman, but in so doing, it is made to appear that from these two one must flee, as if one wished to say, “I want nothing to do with Lucifer and Ahriman!”—In yesterday's public lecture <1 I described the way in which the divine-spiritual forces can be found. If these forces did not want to have anything to do with Lucifer and Ahriman, either, the world could not exist. One does not gain the proper relationship to Lucifer and Ahriman by saying, “Lucifer, I flee from you! Ahriman, I flee from you!” Rather, everything that man has to strive for as a result of the Christ impulse must be seen as similar to the equilibrious state of a pendulum. In the center, the pendulum is in perfect balance, but it must oscillate to one side or the other. The same applies to man's development here on earth. Man must oscillate to the one side according to the luciferic principle and to the other according to the principle of Ahriman, but he must maintain his equilibrium through the cultivation of Paul's declaration, “Not I, but Christ in me.” To understand the Christ in His quintessential activity we must conceive of Him as a reality, as a working force. That is to say, we must realize that what wove itself into our evolution here on earth through the Mystery of Golgotha was present as a fact. It is not important how well or how inadequately this fact has been understood by mankind up to this time; what is important is that it has been present, influencing human development on earth. Much could be said to explain exactly what man has not understood about the Christ impulse up to this time; the science of the spirit will have to contribute its share to bring about a full comprehension of how the Christ impulse has come from spiritual heights and influenced man's development on earth through the Mystery of Golgotha. In order to realize how the Christ has become a working force, let us visualize—as has been done elsewhere—two events in the annals of man's evolution that have influenced the development of the entire Western world. You will remember an important event from history when Constantine, son of Constantius Chlorus, defeated Maxentius and thus introduced Christianity externally into the mainstream of Western civilization. Constantine had to fight that important battle against Maxentius so that he could establish Christianity in his western empire as the official religion. Had this battle not taken place as it did, the entire map of Europe would have been different. But this battle really was not decided by military skill, that is, not by the intellectual prowess available to people in those days, but by something entirely different. Maxentius consulted the so-called Sibylline Books, the prophetic oracles of Rome, which guided him into leading his army out of the assured safety of Rome's walls into the open field, in order to confront Constantine's army. Constantine, on the other hand, had a dream before the battle in which he was told, “If you approach Maxentius under the banner of the Mystery of Golgotha you will reach a great objective!” Indeed, Constantine carried the symbol of the Mystery of Golgotha—the cross—when he led his forces into battle, even though his army was three-fourths smaller than that of Maxentius. Enthused by the power emanating from the Mystery of Golgotha, Constantine won that historical battle resulting in the external introduction of Christianity to Europe. When we realize the extent to which people in those days understood the Christ impulse purely by intellectual means, it is not surprising to find that there ensued an endless theological quarrel. People argued whether or not Christ was consubstantial with the Lord in all eternity, and so on. Let us say this, that the degree of knowledge of the Christ impulse available to human beings in those days is not important, but rather the fact that the Christ impulse was present and that through his dream it guided Constantine to bring about what had to happen. What is important is the actuality of the Christ and His real and visibly active power. Only in the science of the spirit do we begin to understand what the Christ impulse is. Another historical event was the struggle between France and England. It changed the map of Europe in such a way that we can say that if France had not been victorious over England, all conditions and relationships would have become different. But how did this victory happen? It happened because the Christ impulse has worked itself into the subconscious of the soul up to the present time, when it is increasingly becoming a conscious force. So we can see in the evolution of the Western spirit how the Christ impulse seeks out in the souls of men those conditions by which it can become effective in some individuals. Legends have preserved for us the manner in which the Christ impulse can assert itself within the Western spiritual tradition. In part, these legends refer generally to ancient pagan ages, but they take us back to those heathen times in which an understanding of Christianity was beginning to germinate. If the soul does not consciously seek initiation as delineated in Knowledge of the Higher Worlds and Its Attainment, but becomes saturated with the Christ impulse as if by way of natural initiation, then the most favorable period for this process is from December 25 to January 6. We can understand this clearly by realizing that for occult knowledge it is evident that the earth is not only what geologists describe. Geologists conceive the earth's components as being similar to the skeleton of man. Yet the spiritual also belongs to our earth whose aura has been permeated by Christ. During the day's twenty-four hours, this earth sleeps and is awake just as we are. We must familiarize ourselves with the fact that the state of wakefulness on earth occurs during the winter, and the state of sleep during the summer. The earth spirit is most awake in these twelve or thirteen days from Christmas to the Epiphany. In ancient ages when, as you know from the various presentations in my lecture series, human beings elevated themselves to a sort of dreamlike clairvoyance to reach a spiritual understanding of the world, in those ages the most favorable time for this process was summer. Thus, it is quite natural that whoever wants to elevate himself to spiritual heights by means of a more dreamlike clairvoyance will have an easier time of it during the summer, when the earth is asleep. Therefore, St. John's midsummer-day was in ancient ages the most propitious time to raise the soul to the spiritual level. The old way of spiritual interaction with the earth has been replaced by a more conscious elevation that can best be reached during the earth's wakefulness. For this reason, legends inform us that unusually endowed people, who are particularly suited by their karmas, pass into an extraordinary state of consciousness that resembles sleep, but only on the surface. its inner quality is such that it can be inspired by those forces that elevate human beings to the domain we call the spirit world. A beautiful Norwegian legend2 tells us that Olaf &Åsteson, in church on Christmas Eve, falls into a sleeplike state and when he awakens on January 6 is able to relate the experiences he had in this condition. This Norwegian legend does in fact describe the experiences that one perceives first as the soul world—and then as something that feels like the spirit world, but with everything being expressed as images, as imaginative forms. This time of year has been most favorable in those epochs when human beings were not as advanced as they are in our time. Now it is no longer possible for the Christ impulse to penetrate the souls of men in this way, as if by natural initiation. Nowadays man must make a conscious effort and climb to initiation in a way similar to that achieved through the instructions given in my book Knowledge of the Higher Worlds. We are living in an age when natural initiations are becoming increasingly rare and will eventually disappear. Yet one initiation that could still essentially be called a natural initiation took place when the Christ impulse worked itself into the soul of the simple country girl, The Maid of Orleans. It was she who caused the victory of the French over the English. Again, not the human mind nor the talents of military leaders were decisive factors in changing the map of Europe so magnificently, but rather the Christ impulse working itself into the subconscious of the Maid of Orleans and inspiring her to radiate its presence in all of history. We would now have to examine whether something similar could have occurred in the Maid of Orleans by way of natural initiation and ask whether her soul was inspired in the nights from the 25th day of December to the 6th of January. From her biography it seems difficult to demonstrate that she was even once in a sleep-like state during the twelve or thirteen special days when the Christ impulse could have entered her soul, inspiring her to act as its human shell on the battle grounds of France. Yet, that is precisely what happened. There is a time when the karma of a particular individual can facilitate such a sleep-like state in a human being. During the last few days prior to a person's birth he lives in the mother's womb in a dreaming, sleep-like state. He has not yet perceived with his senses what is happening in the world outside. If by virtue of his karma a person were especially suited to receive the Christ impulse during these last few days in the womb, then these days could also be days of natural initiation. Strengthened by and saturated with the Christ impulse, such a person would have to be born on the sixth day of January. Joan of Arc was born on that day. It is her special mystery that she was born on the 6th day of January and had spent the time from Christmas to the day of Epiphany in a peculiar sleep-like state in the womb of her mother where she received her natural initiation. Now consider the profound connections beyond the external developments that we are accustomed to call history. As a rule, the external events that are reconstructed from historical documents are of the least significance. What is of decisive historical significance is the plain date in our calendar indicating that Joan of Arc was sent into this world on the 6th day of January. Thus, supernatural forces become active in the sentient world and we must read the occult signs that present this fact to us. They tell us that the Christ impulse had already streamed into the Maid of Orleans before her physical birth, as if by way of natural initiation. I want to explain these facts in order to instill in your souls a feeling for the fact that the external preception must take into account unknown forces and connections beyond what we ordinarily call history. European history has been guided by the Christ impulse since the Mystery of Golgotha, whereas Asia retained a world view that is not vet fully sensitive to the Christ impulse. To be sure, Europeans have been led into considering the wisdom of India as something especially profound. Not only is it characteristic of Hindu thought, if not of all Asian religious perception, however, that its entire attention is directed to the time preceding the appearance of the Christ impulse, but also that the state of religious perception is preserved as it was in those days. If something remains behind in the evolutionary process it can be interpreted to have absorbed something luciferic, and for this reason Asian religious evolution is the carrier of a luciferic element. A glance at the religious development of Asia will inform us that it contains much of what mankind as a whole once possessed but was later forced to abandon. We must in part cleanse Western culture of the luciferic remnants and in part we must elevate them in such a way that the Christ impulse can enter. Moving from Asia to the East of Europe, we notice how Russian orthodox Christianity has remained stationary at an earlier stage of Christian development, refusing to advance and thereby keeping something of the luciferic element. In short, we can detect a luciferic remnant in the East, which, I would say, a wise guiding force left behind for the evolution of mankind in general. Looking to the West and especially to American culture, a different characteristic quality stands out. The characteristic feature of American culture is to explain everything from external appearance. This kind of perception can certainly lead to great and significant achievements, but still, externals are usually expected to provide answers to all questions. Suppose we in Europe, and especially in Central Europe, notice a person who earlier in his life did not yet have an opportunity to dedicate himself to Christ and to the spiritual cosmic forces. If some event in this person's life brought about his conversion, we want to know what had gone on in his soul. We are not interested in learning that there was a leap forward in his development because such a phenomenon could certainly be found everywhere. The most incorrect pronouncement made by the empirical sciences is that nature does not make any leaps.3 Yet there is a tremendous leap from a green plant leaf to the red petal of a flower, and there is another significant leap from petal to the calyx. This pronouncement is therefore patently false; the truth of all development rests precisely on the fact that leaps occur everywhere. Hence, when a person who for some time was leading an external existence is suddenly induced by something to turn to spiritual things, we are not interested in the fact that it happened. What does interest us is the inner force and power that can bring about such a conversion. We will want to look into the soul of such a person and ascertain what has caused such a reversal. The inner workings of the soul will interest us. How would the American proceed? He would do something quite peculiar. In America, conversions of this sort have been observed frequently. Well, the American would ask the people who have experienced conversions to write letters. He would then gather all these letters into a bundle and say, “I have received these letters from some two hundred people. Fourteen percent of all these souls experienced a conversion out of sudden fear of death or hell: five percent claimed altruistic motives; seventeen percent because they aspired to ethical ideals; fifteen percent had experienced pangs of conscience; ten percent acted in obedience to what they were taught; thirteen percent because they saw that others were converted and imitated them; nineteen percent because they were forced by a good whipping at the appropriate age, and so on.” In this fashion the most extreme souls are isolated, sorted and tallied and the result is claimed to be founded on “scientific data.” The findings are then compiled in books that are sent out and billed as “soul science.” For these people all other evidence is unsound, or as they claim, rests on subjective notions. There you have an example of the externalization of the innermost phenomena, and so it goes with many, many things in America. At a time that cries out for special spiritual deepening, the most external brand of spiritism is rampant in America! Everything there has to be tangible. That is a materialistic interpretation of spiritual life. We could mention many other instances from which it would be possible to see how the culture of the West is seized by the ahrimanic principle, and what principle causes the pendulum to swing to the other side. In the East we are confronted by the luciferic and in the West by the ahrimanic principle. In Central Europe we have been assigned the immensely important task of finding the equilibrium between East and West. Therefore, the plastic group in our building in Dornach must represent what we consider the most significant spiritual task of our age, that is, finding the equilibrant relationship between Lucifer and Ahriman. Only then will it be recognized how the Christ impulse was meant to influence evolution on earth, when the Christ is not simply brought to preeminence, but is known in the proper way as exemplary force in balance with Lucifer and Ahriman. The following may illustrate that no clear understanding has yet been reached concerning the relationship of man and of Christ to Lucifer and Ahriman. In a period, even the greatest phenomena are not always free from a one-sided attitude that may characterize the age. It is impossible to overestimate the significance of Michelangelo's magnificent painting The Last Judgment, which can be found in the Sistine Chapel in Rome. Christ is portrayed in triumph, directing the good people to the one side and the wicked to the other. Let us look at this Christ figure. It does not possess the features we would like to emphasize in the Christ of our building in Dornach. Even though Lucifer towers above, it must be shown that the Christ raises His hand in compassion. Lucifer is not supposed to be toppled by the power of Christ, but plunges down by his own power because he is unable to bear the radiance of the Christ nearby, and the Christ looks up and raises his brow toward Lucifer. Similarly, Ahriman is not conquered by any hatred from Christ, but because he feels he cannot stand the forces emanating from Him. The Christ, however, towers in the middle as the One who is carrying the Parcival principle into the new age and who, not through His power but through His very being, induces others to overcome themselves, rather than being overcome by Him. In Michelangelo's painting, we see a Christ who uses His very power to send some to heaven and others to hell. In future, such an image will no longer be seen as the genuine Christ, but rather as a Christ having luciferic qualities. Of course, this observation does not detract from the greatness of the painting, in fact, we acknowledge it. We simply must admit, however, that Michelangelo was not yet capable of painting the genuine Christ because the development of the world had not yet advanced to such a point when this could be done. There has to be a clear understanding that we cannot turn our attention just to the Christ, but must set our sight on the threefold configuration: Christ, Lucifer, Ahriman. I can only hint at this, but spiritual science will eventually bring to light the full content of the mystery, Christ in relation to Lucifer and Ahriman. Now consider the following. Looking eastward we can make out luciferic forces even in the eastern regions nearest to us, while in the West we see ahrimanic forces. As a matter of fact, in spiritual scientific consideration we must adopt a mode of perception by which neither objects nor nations, nor the spirit of nations, are observed with sympathy or antipathy, but rather in accordance with their characteristics. What is called the national mentality of a person steeped in the heritage of his people depends to a large degree on the activity of the physical body and the ether body. From the time of our falling asleep to the moment of our awakening we live with our spiritual-intellectual being as astral body and ego, and during this period we also live outside our habitual national identity. Only during the time from our awakening to the time when we fall asleep do we partake in our nationality, because then we are immersed in our physical body. For this reason man overcomes his sense of national identity little by little during his stay in kamaloka. There he strives toward a union with humanity as a whole in order to live most of the time between death and rebirth in the sphere of humanity as such. Among the characteristics discarded in kamaloka is one that specializes us as members of a nationality. In this connection the various nationalities differ considerably from one another. Let us, for instance, compare a Frenchman with a Russian. It is a Frenchman's particular trait that he is especially persistent in holding onto, and dwelling in, what the collective soul of his people carries into his physical body and ether body during his life between birth and death. This can be seen in his definitive idea—not as an individual but as a Frenchman—of what it is to be French. Above all, he stresses the importance of being French and what that means to him. But this notion held by Frenchmen or by anyone else from a Romance culture about their nationality affects the ether body by clearly imprinting the idea of nationality on it. A few days after the Frenchman has passed through the gate of death he loses his ether body; it is then a closed entity that has a prolonged existence in the etheric world. The ether body is unable to dissolve for a long time because it is impregnated with, and held together by, the Frenchman's idea of nationality. Thus, if we look to the West we see the field of death filled with firmly defined ether bodies. Now, if we take a closer look to the East, at Russian man, we recognize his peculiar trait; his soul, upon passing through the gate of death, carries an ether body that dissolves in a relatively short period of time. That is the difference between the West and the East. When the ether bodies of Western Europeans are separated after death, they tend to maintain a certain rigidity. What the Frenchman calls “Gloire” is impregnated in his ether body as a national Gloire. He is condemned for a long time after his death to turn his spiritual sight onto this ether body, and to look at himself (The Russian, however, looks little at himself after his death.) Through all this, Western European man is exposed to the ahrimanic influence because his ether body has been infected by materialistic thinking. The speedy separation and the diffusion of the ether body is accompanied by a feeling of sensual pleasure, which is also present as a most peculiar ingredient of national sentiment. How is this expressed in the East (Central Europeans do not understand this just as they do not empathize with the East.) Consider Dostoevsky and even Tolstoy or those leading writers who are constantly speaking of “Russian man”; their jargon is an expression of an undefined sensual pleasure surging from their national sentiment. Even in Solowjow's philosophy, we find a vague and stifling quality that the Central European man cannot reconcile with the clarity and purity he seeks. This search for clarity and purity is related to what is active in Europe as spiritual power. In Central Europe there exists another condition, an intermediate state and something I can now dwell on in greater detail than was possible in yesterday's lecture. I mentioned that something exists in Central Europe that could be called the inner disposition toward striving. As a Central European, Goethe could have written his Faust no differently in the eighteen-forties: he was always striving! This striving is innermost nature. It was in Central Europe where the mystics made their appearance—those mystics who were not satisfied with the mere knowledge of the divine-spiritual principle but wanted to experience it in their own souls. To experience the Christ event internally was their very endeavor. Now take Solowjow who proceeds above all from a historical premise that the Christ died for mankind. That is correct, but Solowjow is a soul who, similar to a cloud, perceives spiritual life as something outside himself. Somehow he thinks that everything is viewed as a completed event, while Central European man demands that everyone experience the Christ event again in himself. Solowjow stresses time and again that Christ has to die so that man can be human. Meister Eckhart, in contrast, would have responded like this: “You are seeing Christ in the same way in which one looks at something external.” The point is that we should not look only at historical events, but that we should experience the Christ within ourselves. We must discover something within ourselves that passes through stages similar to those experienced by Christ, at least spiritually, so that we can rediscover the Christ event within ourselves. Now it will certainly seem strange and fantastic when mankind nowadays is told that in Central Europe the close association of the “I” with the Christ principle had put a stamp on the entire development of the area, to the effect that even the linguistic spirit of a people took up this association and equated “I” (Ich) and “CH” (Christ): I-CH conjoined became “Ich.” In pronouncing “Ich” in Central Europe one utters the name of Jesus Christ. That is how close the “I” wants to be to the Christ, longing for the most intimate closeness with Him. This living together, as one, with the spiritual world, which we in Central Europe must strive to attain in all intellectual fields, is not known in the West or in the East. Therefore, something in the twentieth century is necessary so that the Christ principle can gradually spread over the entire European continent. I have frequently emphasized in several lecture series4 that in November 1879 the spiritual being we call the Archangel Michael had reached a special stage of development. Michael had become, so to speak, the leading spirit who is now preparing the event that has to take place in the twentieth century. This is alluded to in my first mystery play5 as the appearance of the etheric Christ on earth. It will come to pass that at first a few, and gradually more and more souls will know that the Christ is really here, is again on this earth, but as an ether body and not as a physical body. Certain preparations are necessary. When some souls in the course of the twentieth century become clairvoyant to life in the etheric world—and that will happen—they would be disturbed by those ether bodies that are residual from Western Europe. The spiritual eye would perceive them first of all and would have a distorted vision of the Christ figure. For this reason Michael has to fight a battle in Europe. He has to contribute something to the diffusion of these rigid ether bodies from Western Europe. To accomplish this task, he must take the ether bodies from the East, which strive for diffusion, and join with them in a struggle against the West. The result of this is that since 1879 a violent struggle has been in preparation between Russian and Western European ether bodies and is now raging in the entire astral world. This furious battle between Russia and France is indeed going on in the astral world and is led by Michael; it corresponds to the war that is now being waged in Europe. We are often shaken by the knowledge that the events in the physical world take place as exact opposites to those occurring in the spiritual world, and that is precisely what is happening in this case. The alliance between France and Russia6 can be blamed on the seductive powers of Ahriman or, if you will, on the ahrimanic element, the twenty billion francs that France gave to Russia. This alliance is the physical expression of a struggle raging between French and Russian souls, a struggle that has an impact on Central Europe as it strives in its innermost soul for an encounter with the Christ. It is the karma of Europe that we in Central Europe must experience in an especially tragic way what the West and East must settle between themselves. The only possible interpretation of the external struggle between German and French elements is that the German element lies in the middle and serves as an anvil for both East and West. Germany, which is hammered by both sides in the conflict, is in reality the subject of their own controversy. That is the spiritual truth and quite different from what is happening in the physical world. Consider how different the spiritual truth is from what is happening in the physical world! This must strike contemporary man as grotesque, but it nevertheless is the truth, which must have a shocking effect on us. There is yet another extraordinarily important matter worth mentioning. Surely history seems to be contradicted when we see that England, even though she has in the past always been allied with Turkey against Russia, now has to fight with Russia against Turkey. We can understand this contradiction only through occult observation. On the physical plane England and Russia are allies in the fight against the Turkish element, yet occult vision, perceiving this struggle from below through the physical plane and then onto the astral plane, sees that in the North it is Russia and in the Southeast it is Turkey that appear to be allied with England. This is due to the fact that the alliance between England and Russia is only of significance on the physical plane, but has no corresponding value in the spiritual world since it rests entirely on material interests. From below one sees that England and Russia are allied in the North only on the physical plane. In the Southeast, looking through the physical plane, one perceives on the astral plane a spiritual alliance between the English and the Turks while they are both fighting the Russians. Thus, on the physical plane, England is an ally to Russia and on the astral plane Russia is attacked by England. This is how we must see the events as they unfold in external reality inasmuch as they reveal themselves as external history. What is behind this history is something entirely different. There will be a time when people will speak about the present events differently than they are doing now. You will have to admit, the entire war literature contains something rather unpleasant. True, some valid statements are made, but there are also many disagreeable ones. Above all, there is one thing that is disagreeable. There is much talk about how it is still too early to discuss the question of who has caused the war and so on. People delude themselves about the facts when they say that at a later date the documents in our archives will surely bring to light who is to blame for the war! In reference to the external events, however, the matter can be resolved fairly easily, provided one judges dispassionately. Chamberlain, in his War Essays7 is correct (even though he is in error about the details) when he says that it is possible to know the key issues of this war. All that is without a doubt accurate, but it leaves the proper question unasked. For example, there is but one question that can be answered unequivocally, if only it is properly posed, and this question is: Who could have prevented the war?—The constantly recurring question: Who is to blame for this war? and many other questions just are not appropriate. Who could have prevented the war? The answer to this question can be no other than that the Russian government could have prevented the war! Only in this fashion will it be possible to find the appropriate definition for the impulses that are at work in each situation. Of course, war had been desired by the East for decades, but had it not been for a certain relationship between England, Russia and France, it could not have broken out. Therefore, one might ascribe the greater blame to England. Yet all these conjectures do not take into consideration the underlying causes that made this World War a necessity. It is naive to believe that war could have been avoided. People these days talk as if it did not have to come about when it was, of course, destined by the European karma. I wanted to allude to some of this by sketching the spiritual differences between East and West. It is not important that we look for external causes. All we have to know is that this war was a historic necessity. When that is understood the individual causes do not matter. What is important is the proper attitude toward the various effects, for one effect can impress our souls in an especially significant way. It is remarkable and a characteristic phenomenon that a war like this one produces many unexpended ether bodies. Since this is the biggest war in man's conscious history, this phenomenon is present to a corresponding large degree. Ether bodies are produced that are not worn out. You see, the ether body that man carries with him can support him for a long period of time, until he reaches seventy, eighty or ninety years of age. But in a war human beings are sacrificed in the prime of their lives. You know that man, when he passes through the gate of death loses his ether body after a short period of time. A person dying in a war, however, loses his ether body when normally it could have supported his physical body for a long time, in many cases for decades. Those ether bodies entering the etheric world prematurely are preserved with all their powers. Consider now the countless number of unexpended ether bodies of those going through the gate of death at an early age. There is something distinctive about these ether bodies. I would like to illustrate this fact with an example that concerns our Movement, and after that I wish to explain how the ether bodies of the young soldiers who have gone through the gate of death will emerge in the etheric world in the near future. This fall we witnessed in Dornach the death of little seven-year-old Theodor Faiss; his family belonged to the Anthroposophical Society and was employed not far from our building project. The father used to live in Stuttgart before moving to Dornach. He worked as a gardener in the vicinity of the building and lived there with his family. He himself had been drafted soon after the beginning of the war and at the time of the event I would like to relate, he was staying in a military hospital. Little seven-year-old Theodor was really a sunny child—a wonderful, lovely boy. Now, one day the following happened. We just had a lecture that I delivered in Dornach about the work that goes on in the building. After the lecture someone appeared and reported that little Theodor's mother had not seen him since late in the afternoon. It was ten o'clock at night and we could not help thinking that a terrible accident had happened. This afternoon a horse-driven furniture van had been in the vicinity of the so-called canteen; it was seen on a narrow street where it was forced to turn. To my knowledge, no van as huge had reached that spot in decades. Little Theodor had been in the canteen before the van had turned. He had been delayed there, otherwise he would have gone home earlier with the food that he had fetched from the canteen for supper. It so happened that he covered the short distance to his home in such a way that he reached the very spot where at that moment the van turned over and fell on him. Nobody had noticed the accident, not even the coachman because he was tending to his horses when the van turned over and did not know that the child was buried under it. When we were informed that the child was missing we tried to heave the vehicle up again. Friends fetched tools and alerted Swiss soldiers to help us with the task. Naturally the child had been dead since five-thirty in the afternoon. The van had crushed him immediately and he had died of suffocation. This case can be used as an example of what I have often tried to explain by means of a comparison: causes are mistaken for effects, and vice versa. I have frequently used the following example. A person falls into the river and people hurry to the spot where it happened. When they find a rock, they conjecture that the victim had stumbled over it and this caused him to fall into the river and drown. Thus, they are sure that the man had died because he fell into the river. If one were to conduct an autopsy, however, it might turn out that he had suffered a heart attack and as a result, was already dead when he fell into the water, but he fell into the water because he had died. You will frequently encounter a similar confusion of cause and effect when life situations are assessed, and even more frequently in the general sciences. The situation with little Theodor was that his karma had expired, so that it is actually possible to say, “He himself ordered the van to the place of the accident.” I have told you this externally tragic case in detail because we are here concerned with a child's ether body, which could have supported his life for decades. This ether body has passed into the spiritual world with all of its unexpended powers, but where is it? What is it doing? Since that day, anyone attuned to occult perception who is working artistically on the building in Dornach or is there simply to pursue his thoughts will know that the entire ether body of the child, with all its powers, is enlarged in the aura of the Dornach building. We must distinguish that the individuality is elsewhere; it goes its own way, but the ether body was separated after a few days and is now present in the building. I will never hesitate to assert that the powers needed for intuition are those of this ether body that was sacrificed for the building. The relationships behind ordinary life are often quite different from what we are able to suspect. This ether body has become one of the protective forces of the building. Something tremendously stupendous lies in such a relationship. Now let us consider the vast amount of power that ascends to the spiritual world from the unexpended ether bodies of these who are now walling through the gate of death as a result of military events. The way in which events are connected is different from what people can imagine; the karma in the world takes its course in a different way. It is the task of spiritual science to replace fantastic notions with spiritually true ideas. For example, we can hardly imagine something more fantastic and untrue, from a spiritual perspective, than what has taken place in the last few decades. Let us ask what has been accomplished by the (Hague) Peace Conference8 which aimed at replacing war with law, or international law, as it was called. Since the Peace Conferences were held, wars have never been more terrible. During the last few decades this Peace Movement counted among its special patrons the very monarch who has waged the bloodiest and most cruel wars ever known in history. The launching of the Peace Conferences by the Russian Czar must therefore be considered the biggest farce in world history; it is also the most abominable. This must be labeled a luciferic seduction of the East; the details can be easily traced. No matter how one may view the situation, the human soul is shocked by the fact that in the beginning, when the war impulses made their way into Central Europe, the people there made few comments about the situation, even in places where they gathered for the purpose of discussion, such as the German Parliament in Berlin. Little was said, but the events spoke for themselves. In contrast, there was much talk in the East and West. The most shocking impressions come from the debates among various political parties in the St. Petersburg Duma. Representatives of these parties uttered, with great fervor, endless variations of absolutely meaningless phrases. It was terrifying to see the luciferic seduction at work. The fires raging in this war, however, are intended to warn and admonish the human race to be on guard. From what is now happening, a few souls must come to a realization that we cannot go on like this; human evolution must take up the spiritual! Materialism is confronting its karma in this, the most terrible of all wars. In a certain sense, this war is the karma of materialism. The more this fact is realized by human beings, the more they will abandon their arguments about who is to blame for the war, and then they will have to realize that this war has been sent into world history to admonish man to turn to a spiritual perception of human life in its entirety. Not only does materialism cause human souls to embrace materialism, it also perverts man's logic and dulls his feelings. We in Central Europe are still lacking a full understanding of what I have stated before. We in Central Europe must be most intimately engaged in the continued development of the Christ impulse. To do this we must, among other things, try to understand the minds that have already sown the seeds. Just one example. Goethe wrote a theory of color, which physicists regard as something—well—something that deserves no more than an indulgent smile, as if they wanted to say, “What did the poet know about colors? He was nothing but a dilettante.” Since the 1880's I have tried to gain acceptance for Goethe's theory of color in spite of the findings of modern physics.9 Why does nobody understand that? The answer is that Central Europe has been imbued with the materialistic principle that has come to us from the British folk soul. Newton, whom Goethe had to oppose, has been victorious over everything emanating from Goethe's spirit. Goethe also established a theory of evolution that demonstrates how human beings, simply by grasping spiritual laws, can progress from the state of greatest imperfection to one of greatest perfection. People found this too difficult to understand. When Darwin published his theory of evolution in a more comprehensible fashion, it was readily accepted. Darwin, a materialistic thinker who was inspired by the British folk soul has conquered Goethe, a man whose perceptions resulted from a most intimate dialogue with the German folk soul. Ernst Haeckel's experiences were tragic. During his entire life he nourished himself intellectually by leaning on the ideas of Huxley and Darwin; his materialism is basically an English product10 Yet when the war broke out, Haeckel was enraged about what emerged from the British Isles. He was one of the first to return British medals, diplomas and honors; instead, he should have returned his brand of Darwinism and physics, which is tinged with English thought. This is what we have to realize if we are to understand how Central Europe can strive for an intimate harmony with the laws of the world. The greatest damage is done when what is poured into a child's soul induces the child to develop merely materialistically later in life. This trend has been on the increase for several centuries. Ahriman has even inspired one of the great British writers to compose a work that is calculated to impress the child's soul materialistically. The intent is hardly noticeable because ordinarily, one does not see all this as preparatory to a materialistic orientation. The work I am talking about is Robinson Crusoe. The description of Robinson is so shrewd that once the mind has accepted the ideas in the Robinson tale, it cannot avoid thinking materialistically thereafter. Mankind has not yet recovered from the ill effects perpetrated by the inventors of Robinson tales; they existed before and exist now. Much more could be said. These statements are not made to say something derogatory about the people of the West who have to be what they are. Rather, I wish to point out how the people in Central Europe must discover the connections to great values that are just now germinating but will grow to determine future developments. In this regard, the significance of Austria is especially noteworthy. During the past few decades several men there aspired to profound accomplishments, for example, Hamerling11 in the area of literature, Carneri12 who set out to deepen Darwinism, by extending it to the moral realm, as well as Bruckner13 and other artists from a variety of disciplines. What matters here is the concern of a people for these things. Now let us consider the unexpended ether bodies that are still in existence. They were cast off by human beings who had learned, through a great event, how to sacrifice themselves for their people's spiritual commonalty, a commonalty no longer present for them, at least on the surface. If a spiritual scientist today asserts that there is a collective soul of people and that it exists as archangel and so forth, he will be ridiculed. What is called a people's collective soul by the materialists is nothing but the abstract sum of attributes that the people of a nation possess. The materialist considers the people as nothing but the sum of human beings who co-exist in the same geographic area and share a sense of commonalty with each other. We, on the other hand, speak of a people's spiritual commonalty in such a way that we know that the spirit of a people is present as a real being of the rank of an archangel. Even though somebody who sacrifices his life for his people is not fully conscious of the real spirit of his people, he nevertheless confirms by the manner in which he goes through death that he believes in a continuity of life alter this death. He believes that there is more to a people's spiritual commonalty than meets the eye, that is, it is related to, and co-exists with, the super-sensible world. All those going through death confirm in a more or less conscious way that there is a super-sensible world, and that realization is imprinted on their ether bodies. In a future time of peace, the unexpended ether bodies will be among people living on earth and will continually send the following sounds into the music of the spheres: there is more in the world than what mere physical eyes can perceive! This spiritual truth will ring forth as part of the music of the spheres through ether bodies that the dead have left behind. These are aside from what they are taking along as their individuality, which they retain during their lives between death and rebirth. We must listen to what lives and echoes from these ether bodies, because they were discarded by people who went through death and in so doing, affirmed the truth of the spiritual world. Mankind's greatest sin will be to ignore what the dead call out to us when their ether bodies speak. One's glance at the spiritual world will be infinitely enriched if one considers that those who have lost loved ones—fathers and mothers, sisters and brothers, sons and daughters—may tell themselves that those who were sacrificed continue to live for humanity, as a reminder of what is yet to come! If one were to rely only on what is taking place in the physical world, there would be little hope for the successful continuation of the spiritual movement through which a spiritual scientific world view is to be cultivated. Recently, a good and faithful colleague aged thirty or so died. My words to this soul that had gone through the gate of death requested that it should continue to work in our spiritual scientific field as faithfully and as courageously as it had done here on earth, utilizing all of its acquired knowledge. This colleague had worked diligently with us here on the physical plane; my message to him for his life between death and rebirth was that he should continue to work with us after death as he had done in life, for we are counting on these so-called dead as we are counting on the living. Our spiritual-scientific world view must be alive to such a degree that the gap between the so-called dead and the living can be overcome: we must feel the dead among us as if they were alive. We want not only theory, but life. Thus we wish to point out that when there is peace, there will be a living tie between those on earth and those who have gone through the gate of death. Man will be able to learn, and must learn, from the dead how they contribute to the great spiritual progress that must take hold on earth. Sometimes life offers us an opportunity to see how human logic alone does not suffice. I would like to mention an example—not for personal reasons but because I want to characterize the way our Movement is viewed by the public. A few years ago an article was printed in a respected South German journal14 by a famous contemporary philosopher about our spiritual science. This treatment of spiritual science was intended to impress the public purely because the essay was authored by a famous philosopher. The editor took great pride in the fact that he was able to present an article about spiritual science by such a famous man. Of course, everything was skewed and the facts about spiritual science were distorted. But what did it take for the editor to realize that the account about spiritual science that he had sponsored in his monthly journal was distorted? The war broke out and the author of the article sent several letters to the editor. These letters contained some of the most disgusting remarks about Central European culture that one could imagine. The professor had railed and sneered at it. The editor then printed these letters in his journal as examples of the stupidity of this kind of thinking, commenting that anyone who writes this way belongs in an insane asylum. We are confronted by a curious fact. A good editor needed such an experience in order to see that the author, whose article on spiritual science had severely damaged the public image of the Movement, belonged in an insane asylum. If the man belongs in an insane asylum now, however, then the same was true before, when he wrote the article on spiritual science! So it goes in the world! To be a judge of what is going on, man must garner other supports than those ordinarily available to him. The spiritual scientist who can clearly demonstrate that truth finds its own way, is on firm ground. Spiritual science, however, must be active in the evolution of mankind so that what is necessary, happens. Early in history Emperor Constantine had to accomplish his mission so that the Christ impulse could bear on the subconscious from the spiritual world. Later, the Christ impulse became active in the Maid of Orleans; what had to happen did indeed take place. Today, the Christ impulse must continue to bear on man, but more on his consciousness. In the future, there must be souls who will know that up there in the spiritual world there are those who sacrificed themselves as individuals and who admonish us to emulate their own belief in the active force of the spiritual, which they attained in death. The forces in the unexpended ether bodies beckon to the future, as well: to understand their message is to admit it into one's soul. Below, however, there must be souls who will perceive this truth and prepare for it through the proper and active understanding of our spiritual science. Our spiritual science must cultivate souls on this earth who will be capable of sensing what the ether bodies of the dead up there will say to us in the future. These souls will know that in the beyond there are forces to admonish human beings who had to be left on earth. When spirit-conscious souls down here harken to the hidden sounds of the spiritual world, then all bloodshed, all sacrifices and all suffering, past and future, will bear fruit. I do hope that quite a few souls come together through spiritual science and perceive the voices from the spiritual world that are resounding especially because of this war. Summarizing the final words of today's reflection, I wish to say a few words to you that are merely an expression of my feeling for what I want to instill in your souls.
With such feelings in our hearts we forever want to imbue ourselves with the meaning of the rose cross so that we can perceive it in the proper way as the motto for our doing, weaving and feeling. Not the black cross alone. He who tears the roses from the black cross and has nothing left but the black cross, would fall into the clutches of Ahriman. The black cross in itself represents life when it strives to embrace inanimate matter. Also, if one were to separate the cross from the roses, keeping only the latter, one would nor find the proper thing. For the roses, separate from the cross, tend to elevate us to a life of selfish striving toward the spiritual, but not to a life in which we reveal the spirit in a material world. Not the cross alone, not the roses alone, but the roses on the cross, the cross carrying the roses: That is our proper symbol.
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78. Fruits of Anthroposophy: Lecture VIII
06 Sep 1921, Stuttgart Tr. Anna R. Meuss Rudolf Steiner |
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It is a question of developing these research tools in spiritual science in such a way that we take our starting point from something which is already present in our ordinary consciousness, in our everyday consciousness, in the consciousness on which ordinary science is based. We must, however, find the right way of rising to this ordinary consciousness with its potential for genuine ideas free from sensuality, ideas the mind is able to grasp. |
As a result, human consciousness gains a new kind of insight into the world. Let me first of all briefly describe two of the life fruits arising out of this very expansion of consciousness, out of its intensification. |
When the need arose to progress from instinctive to clear consciousness in this field, attempts were made to do this from the point of view which has come to be the scientific way of thinking over the last centuries. |
78. Fruits of Anthroposophy: Lecture VIII
06 Sep 1921, Stuttgart Tr. Anna R. Meuss Rudolf Steiner |
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The imaginative, inspired and intuitive perception I have attempted to describe to you presents to man the findings of supersensible investigations that guide him towards his own essential nature. It needs to be emphasized, however, that it is not a question of achieving Imagination, Inspiration and Intuition as such. These are just tools for research in the supersensible world, in the same way as scales, units of measurement, are used in the physical world. It is a question of developing these research tools in spiritual science in such a way that we take our starting point from something which is already present in our ordinary consciousness, in our everyday consciousness, in the consciousness on which ordinary science is based. We must, however, find the right way of rising to this ordinary consciousness with its potential for genuine ideas free from sensuality, ideas the mind is able to grasp. All it needs is to bring higher life into an element left unregarded in ordinary consciousness, and this will open the way to supersensible worlds. Anyone wishing to become a spiritual scientist himself must above all see to it that he holds in full awareness to the same element which is also needed for genuine research in the physical world, if such research is to yield results that are in accord with reality. What I have just told you really applies only to the present age. This epoch in human evolution, which started in the 15th century, has advanced to scientific research as such, and in handling this type of research has also established concepts in human consciousness that can be developed and given life in the way I have indicated. In earlier times quite different methods had to be used. Some hint of this has been given in references to the yoga system, etc., but these older ways can no longer be ours. Just as the things an adult person does in life cannot be the same as those a child achieves, so the means used by civilized 20th century man cannot be the same as those used in the ancient Eastern and Greek cultures. We have to start from pure thought, free from sensory elements, as I have tried to show in my Philosophy of Freedom. This sensation-free thinking is best developed—and this may sound paradoxical—by entering into the study of nature based on the scientific approach I have already referred to in these evening lectures. It was not without purpose that I spoke of Haeckel's approach, despite the fact that this has its faults, which I am able to see and admit. This is a particular method of immersing oneself in the evolution of animal and human life. If we strictly apply the discipline spiritual research has to demand with regard to the sense-perceptible world—living interaction of pure perception and pure thought—the results we arrive at for the organic world as it presents itself to external, sense-based empiricism are exactly those arrived at by Haeckel's method. To create a vivid picture of what is achieved by this approach, where external observation is penetrated with methodical thought, we must proceed as follows. We cannot in that case produce all kinds of speculations out of some kind of abstract thinking about a ‘vital force’ of the kind produced by neo-vitalists.1 Nor can we speculate on the basis of pure concepts as to whether there is a supersensible principle or some such thing behind the things we perceive outside us, when using our senses. No, we have to stick to the world of facts the way Haeckel and his followers did. Spiritual science specifically demands that the study of external nature must be limited to this area, limited in this sense, otherwise speculation about outer nature leads to nebulous mysticism. Inevitably I shall be accused of materialism. Such accusation may also be given a special twist by saying that I did previously present things from the materialistic point of view but later abandoned this approach. There can be no question of this. Such objections are foolish, coming from people who take a very literal view and are unable to enter into the whole spirit of spiritual-scientific research. It is exactly by limiting ourselves to phenomenology in the study of nature that we are in a position to practise the inner renunciation in our thinking activity which is necessary if we are not to follow some nebulous mysticism but consider the phenomena as they present themselves in the physical world. We shall then come to use thought activity merely as an instrument, a method of working, I would say, in our study of the outside world. In no way would it serve as some form of constitutive principle, but as something that can go no further in any statement made with regard to the sense-perceptible world than determine an order among the phenomena of that outer physical world so that it reveals its own secrets, which is of course entirely in the Goethean sense. In practising such renunciation we shall come up against the limit set in this field of research. At this point we do not embark on philosophical speculation, coming up with all kinds of ideas as to a transcendental element that is to be revealed. Instead, we begin to experience the inner struggles and conquests that will not induce speculative thought but instil an elixir of life into thought, as it were, so that thinking activity now becomes transformed into the perceptions which then appear in our Imaginations. Thinking will then be able to reach the world which it can never reach through speculation, but only by metamorphosis into supersensible perception. It is only by using such means to gain insight that man really comes alive to himself. It is by starting from exactly this type of thinking and by keeping it with him throughout that the spiritual scientist has to take everything he sees in imaginative perception and reduce it to the form of a pure idea. Then anyone will be able to follow what he presents in the form of ideas, provided they pay the right kind of attention to ordinary consciousness. Even the highest results obtained by the spiritual scientist can therefore be verified, and only lazy minds can insist that it is necessary to enter into the spiritual world oneself in order to verily those results. When the results of Imagination are revealed, man's soul perceives—and I have already described this in these lectures—everything encompassed within his life from the time of birth as one cohesive stream. The ego grows beyond the here and now, sensing and experiencing itself within the whole river of life, from the time of birth. As man advances to Inspiration, the world he lived in before birth, or before conception, opens up before him, and this is also the world he will live in when he has gone through the gate of death. In this way, the immortal element that is part of man's life becomes the object of his perception. In Intuition, finally, the prospect opens up of repeated past earth lives. The things anthroposophical spiritual science speaks of may therefore be defined as such that the individual steps needed to achieve these results are stated in every case, and that the results are verifiable, as I have said, because they have to be expressed in thought forms that are accessible to everyone. Initially, therefore, man is presented with the discoveries made in anthroposophical spiritual science that relate purely to human nature. As we begin to find ourselves, as we learn to express in summary form what we experience in our spirit, in our ego, we arrive at the whole of our self opened out and spread out, the self that encompasses temporality and eternity. We are able to do so by making the findings of spiritual science our own. That is how man finds himself, and it is for the time being the most significant outcome in quite general human terms. At the same time, however, the whole of man's consciousness is expanded. The findings made in spiritual science arise from thought processes that have been enlivened and re-formed and because of this also have an enlivening effect on human souls when taken into those souls and tested for their truth. As a result, human consciousness gains a new kind of insight into the world. Let me first of all briefly describe two of the life fruits arising out of this very expansion of consciousness, out of its intensification. Today, we face the burning social question. The elements which influenced social life right to the present day arose from indefinite and subconscious human instincts. Men established social systems that arose as though by a law of nature, out of all kinds of instinctive backgrounds. This is evident to anyone able to review social life with an unbiased mind. We are now living in an age when such instinctive contingencies in the social organism of humanity are no longer adequate. Just as the individual husbanding of resources became tribal economy, national economy and finally world economy, so the thinking applied to economics had to become more and more conscious. For modern man the necessity has arisen to consider the potential relationships between people involved in the economic sphere and altogether what goes on between people who have to get along together in social life. It has to be admitted that these are complex issues. When the need arose to progress from instinctive to clear consciousness in this field, attempts were made to do this from the point of view which has come to be the scientific way of thinking over the last centuries. I think there is no need here to pay homage yet again to the scientific approach that evolved as the proper one to explore the secrets of external nature. Where the secrets of external nature are concerned this method which has arisen from the teaching of Copernicus, of Galileo, has certainly proved fruitful. Mankind has got well used to this method in the course of recent centuries, using it to bring clarity into a system of nature but dimly perceived with the aid of the senses. Then the necessity arose to get a clear picture also of human relationships in social life. It is not surprising that people first of all applied the skills acquired in the study of external nature to these human relationships. That is how our views on economics and social economics have arisen, ranging from those merely promulgated from professorial chairs to what millions upon millions of people have come to believe, and finally to Marxism. I have discussed this in my Kernpunkte der sozialen Frage.2 Efforts were made to understand how capital has its functions, to analyse labour as a factor in the social context, and the effects of the circulation, production and consumption of goods. All these things form part of a highly complex situation, and the whole thing presents itself to the soul in living processes, I would say, with infinite potential. Even the best of scientific methods will not be adequate for the processes discernible here, and it is because they have not been adequate and nevertheless have been persisted with in the effort to penetrate the social life that we are today finding ourselves in such a wretched situation on the widest scale, for the whole world. Anyone wanting to go deeper than the surface and penetrate to the depths of our social problems will of course realize that they have to do with what I have just tried to present to you. Social forms cannot evolve out of the kind of thinking that has proved effective in science. The kind of thinking however that works its way through to Imagination, taking hold of something objective and coming to expression as something that is alive and astir rather than at rest—a process offering infinite potential within a relatively narrow sphere or also covering a large area—such a process will penetrate this changeable life that has to do with capital, labour, economics, etc. It will be able to come to grips with what is alive in the social order of man, and that really is not surprising, for the things to be discerned in the life of mankind do after all arise from within man. The inner life of man is the life of soul and spirit, or at least it is governed by soul and spirit. When we come upon the social order we therefore come upon something spiritual. No wonder it needs spiritual methods to penetrate social issues. Ladies and gentlemen, forgive me if I bring a personal note into this now—but it was this which gave me courage to look for the spirit where it reveals itself in the immediate intercourse of man's social life. I did so on the same basis on which I wrote my Philosophy of Freedom, my Theosophy and my Occult Science—an Outline. That is how I came to take the road that led to my Kernpunkte der sozialen Frage. I speak with a personal note, but behind this personal note lies my objective conviction as regards the way man can gain insight into the social order, an order that he must create very consciously today, which of course means out of the spirit. That is the one thing. The other—I am merely giving examples of the life fruits yielded by anthroposophical research, and I could give many such examples—the other thing I want to mention is something we may encounter when considering the human organism. We see this before us in the first place in its outer form. The enveloping part of this outer form hides the internal organs. In physiology and biology we study the morphology, the structure, of these inner organs. There is no other way so long as we stay within the context of science as we know it today. In reality, however, the lungs, stomach, heart, liver, kidneys, all the organs of man are not as they present themselves to the eye when it looks at them in their enclosed form, in a structure that on the whole, I would say, is in the resting state, particularly in so far as we perceive them with our senses. No, these organs merely pretend to have such a configuration, for in the living human being the individual organs are constantly alive and stirring. They are anything but organs at rest in a finite form, they are living processes. In fact, we should not really speak of a lung, a heart, of kidneys and a liver. We should speak of a heart process, the sum total of heart processes, the sum total of lung processes, the sum total of kidney processes. Everything that goes on there is in a constant process of metamorphosis, though this is so much shut away that the whole may well be taken for a fixed form, and indeed has to be taken as such from an external point of view. From a view that only sees this form, a form that really only reveals the outer aspect, we need to advance to the living process, to something that fundamentally speaking changes into something else at any moment in these organs, to whatever it is that really gives rise to the process of life out of these organs. This cannot be done by using our senses; we can only achieve it through an inner vision that is alive and astir, and this is given in imaginative perception. Social processes are such by nature that they run away from us in their complexity, as it were, when we approach them with scientific concepts, and the processes in our lungs, heart, liver, kidneys are such that they really hide their inner nature if we apply those ordinary scientific concepts to them. We penetrate into those processes that have shut in upon themselves through Imagination. On the one hand. Imagination is able—if I may put it in such ordinary terms—to run after those volatile complex social processes. On the other hand it is able to resolve the resting form falsely apparent in human organs into the ever changing life of organic processes. These are then perceived directly, not arrived at by speculation or deduction. For in scientific research based on the senses, thinking has to limit itself to what presents itself in the phenomena. Beyond that it has to transform itself into a living, supersensible view. It is only then that it enters into the reality of what goes on there, hidden from sensory perception also where individual organic processes are concerned. This is the way to achieve fertilization of science-based medicine, a discipline given full recognition by spiritual science. We can achieve this with what spiritual science is able to add to that science-based medicine. Spiritual science does not wish to ally itself with quackery, with the mystery mongers in therapeutics. No, in this field, too, spiritual science wants to take into account all genuine research, genuine findings based on sensory perception, but it wants to take them further, to those secrets of life that we also need to uncover if we want to enter into the wholeness of life. Such penetration will then yield fruits again for life itself as we meet it in sickness and health, or in human community life. It will make it possible to perceive the fruits of life that arise out of the perception gained in Anthroposophy of elements beyond the world of the senses. All this then comes together in something I should like to define as follows. People often think that materialism can be overcome by abandoning the whole world of matter to the outside world, in a way saying goodbye to it in one's mind and then ascending into an abstract spiritual sphere, into ‘cloud-cuckoo-land,’ and mystery-monger around there. They consider material life as something inferior which we must rise above. Oh yes, if we do this we shall rise to a state of mind that is very pleasant to be in, a kind of Sunday pleasure for man's spirit after the rough weekday work we devote ourselves to in the material world that we do after all inhabit. That is not the soil on which genuine anthroposophical science can be established. Anthroposophy aims to grasp the spirit in such a way that once it has got hold of it in its working, its creative activity, it can follow it right down into the finest tendrils of material life. It is important for a spiritual science of the kind I am speaking of to do more that establish that in addition to a body consisting of brain, lung, liver and so on man also has a soul and a spirit. That would not take us far beyond talking around things in mere words, for it leads to abstract notions of the world which we inhabit between birth and death. The aim of spiritual science is to immerse itself in everything with the spirit it has taken into itself, to say how spirituality, something essentially spiritual, is active in every single human organ, how the essential nature of lung, liver, stomach, etc. is comprehended in the spirit, how spirit and soul are present everywhere in the whole of the human organism, directing the light of the spirit to every single cell, so that there shall be nothing that is not illumined with the light of the spirit. Then it is no longer a question of matter on one side and spirit on the other; then a unity has arisen, joining what in abstract terms is seen as spirit on the one side and matter on the other. And the same applies to the social life. We must let the spirit enter right into reality, and ourselves enter into reality with it. Then the human soul achieves profundity and the ropes and strings I have spoken of in these evening lectures3 enter into man's awareness. These are the ropes and strings that stretch from the innermost being of man to the innermost nature of the cosmos, the spiritual connection between man and cosmos and, as we become conscious of them, a living flowing movement arises, an inhalation and exhalation of the cosmos, I would say. Something which otherwise is grasped only in theory, in abstract concepts, becomes living experience within free spirituality; it becomes transparent as only ideas can be and on the other hand also as alive as only life itself is, and as free as only the freest of actions can be, yet wholly objective, though in this case the objective element has to be grasped in free spirituality. This is why it is necessary to enliven the faculties that normally fight their way to the surface unconsciously in man, enliven them out of this spiritual research, this insight into the spirit. People who are artists justifiably feel a certain aversion when it comes to the usual academic studies. And modern aesthetics, evolved out of the thinking of more recent times, a form of thinking habitual to science, is also something artists avoid—justifiably so, for it is something abstract, something that leads away from art rather than into it. Spiritual science does not lead to such abstract concepts. It brings to life what to begin with was merely concept, idea, and this in turn enlivens the other faculties of man. This is why the soil from which this spiritual science is growing is also able to produce genuinely artistic work, in a truly natural way. The art we cultivate at Dornach—tomorrow I will be showing some samples of this in pictures—and anything else drawn from the same soil from which spiritual science has arisen, eurythmy for instance4—has nothing to do with translating some idea or another into an artistic approach. No, it is merely the soil that is the same, this soil being the living creativity of the whole human being.On one occasion he will evolve ideas and that will be one branch; another time the other branch, the artistic one, will arise from the same root. That is also why I have always felt extremely uncomfortable when tendencies to produce allegories, to symbolize, emerged within the anthroposophical movement. Anything artistic will have to arise from the same source as Anthroposophy, but it is not Anthroposophy translated into art. And so a particular life-fruit is brought forth in the sphere of art, like those briefly referred to in the field of social life and in medicine. If we consider how man is there brought together with what is immortal and eternal within him, with the forces that give him form out of the spiritual world, we will also understand why the insight in experience and experience in insight gained through Anthroposophy also has to do with deeper religious feeling. In an age which has grown so indifferent to religion we need fundamental religious forces again. We need ways that lead to the areas of spiritual experience where fertilization may be found for man's artistic work, for everything to do with the value and dignity of man. Such fertilization comes from the centre that is God. It is a perversion of the truth to ascribe sectarian tendencies to Anthroposophy, for it certainly has no such intentions. It is a perversion of the truth to believe that it wants to be a new religious foundation. It does not want to do any such thing, for the simple reason that it is endeavouring to understand the progress of human evolution the way it really is. Here we must say that the divine powers that fashioned the world and guided the evolution of man were in earlier times understood in accord with men's capacity to understand. We need to progress to different metamorphoses of perception and of motivations; we need to make our souls appreciate the eternal in accord with the thinking of modern times. Of course, spiritual science will not be speaking of a Christ other than the Christ who has gone through the Mystery of Golgotha. But spiritual science has to speak of the qualities of insight and perception which it considers necessary in the 20th century, also where the Christ event is concerned. People who base themselves on some particular confession may feel afraid that the ground will be taken from under their feet by Anthroposophy. They have to be asked again and again: Is someone who is all the time afraid that the truths of Christianity may be diminished really someone who truly professes Christianity? Or is it the person who knows that however many millions of discoveries are made on the basis of the physical world, the soul or the spirit, these can only make the genuine truths of Christianity appear to the soul in even greater glory? No one would ask why there is nothing in the Bible about America, and someone who might have wanted to raise objections to the discovery of America by basing himself on the Bible would have been just like someone who today wanted to fight the views put forward by anthroposophical spiritual science by basing himself on the Bible. It is necessary to take an honest look at these things and think them through in honesty. Otherwise the element contained in denominational religion must always be a drag on genuine research. Yet if genuine research penetrates to the spirit in the way anthroposophical spiritual science wishes to do, it will yield the very life fruit that consists in new life coming to the religious element in the human soul. We need to bring the findings made in our researches in the different worlds into harmony with the element which represents our religious awareness and feeling. And we do not take anything away from the religions when we try to establish harmony, justifiable harmony, a harmony based on insight, between their truths and what has been shown to be the quality of knowledge in different epochs. Our age in particular shall also have this life fruit out of anthroposophical work, a deepening of a religious life which has grown indifferent. When this fruit ripens, it will be from this direction that the warmth and enthusiasm will come which we need if we are to make progress as Christians in this time of decline. Any insights we gain into social life, into the human organization, anything we may produce in the sphere of art: all this can only further the evolution of man if there is the warmth of man's innermost nature and his creative power behind it. This is to be found in the truly religious feelings of mankind. Opposition to these spiritual scientific researches is particularly powerful at the present time. This is profoundly bound up with the fact that contact has gradually been lost with reality. On the one hand, attention is directed to a nature which has had all spirit removed from it, so that modern science is not able to perceive it in its true complexion but only in its outer form perceptible to the senses. On the other hand, attention turns to the spiritual world, perhaps in mere certainty of feeling—I spoke of this yesterday—but here men are unable to get beyond abstract concepts. All of this has its root in the fact that people have gradually grown too lazy to want to grasp the spiritual in spiritual freedom, in free spiritual experience, in inner activity. Yet that is the only way in which the spiritual can be tracked down in every nook and cranny of the material world. Science finds its truths by very close adherence to outer events, basing them on experience, on experiment. No effort is made to think beyond what random experiments, random observation reveal, and a habit has developed of replacing the former dogma of revelation—as I put it in my earliest writings5—with the dogma of evidence, evidence of the outer senses. As a result we have grown dissatisfied in our heart of hearts. Within the soul's capacity for experience, we have got out of the habit of gaining the objective experience that is independent of anything in the outer world; we do not have free inner experience. This free inner experience is what we must seek above all else if we want to achieve genuine spiritual research. It is also what people are now resisting most strongly. I would like to give you an example, not with the intention of using a recently published essay to settle accounts in these lectures with regard to some objection or other which has been raised against spiritual science in the light of Anthroposophy. No, it is not my intention in these lectures to deal thus directly with any particular opponent, least of all with what has been said in the essay I am referring to. The writer of that essay is dealing with something quite different from anthroposophical spiritual science, about which he knows nothing. He has tried to analyze it on the basis of hearsay and after glancing at perhaps a single book and hearing certain reports, in perfect sincerity—this one has to admit—and to the best of his ability. I do not want to discuss the points that essay makes with regard to spiritual science. I merely want to consider the issue in the light of cultural and contemporary history. This extraordinarily distinguished author6 refers to the exercises he has been told I describe, exercises to enable man truly to take the path to the spiritual world in his soul life. And he has obviously also heard or read that the initial, very elementary exercises consist in spending five minutes in reflection on a neutral object. A thought is held on to in genuine inner freedom, when one is under no compulsion and merely follows something one has willed oneself. To indicate what really matters I therefore said one could use a pin or a pencil, for the object one was thinking of was irrelevant. It is not a matter of becoming absorbed in the thought content, but of the thought process being held on to for five minutes, the thought process being transferred to the sphere of free activity. We are not used to keeping our thinking activity within the sphere of free activity in ordinary life. Turning our thoughts to an object we want to rivet attention on that object; we keep it in our thoughts for as long as it holds our attention. It will never be possible to enter into spiritual science in this way. On the contrary, such an approach turns us aside more and more from supersensible study and intuition.7 It is quite typical for a person who insists on continuing in the decline that shows itself in the present time to say: ‘I could not manage that at all at present; and I am afraid, yes, I am afraid, that however much I try to overcome myself I shall never learn it. On the other hand I have been accused of being so engrossed in an object that held my interest that for more than five minutes the rest of the world no longer existed for me.’ That is exactly the opposite path. If we get so engrossed in an object that the rest of the world no longer exists for us, we are given up to that object, we have relinquished our freedom to that object. That is the essential point: to take an object that does not rivet our attention, and keep that object in awareness for five minutes out of inner strength and freedom. It therefore is enormously typical when someone says: T think I prefer to leave such a faculty to people who have nothing in their lives that holds sufficient genuine interest for them to keep their attention for five minutes.’ This is a famous man of the present age, and there is so much that holds his attention, keeping him unfree, over and over again, for five minutes and probably more—let us assume this, to give him his due—that he never gets to a point where he is able to hold a thought complex in his mind for five minutes. This he intends to leave to people who are not as enthralled with the outside world as he is. It also shows him to be completely bound up with the modern point of view, the modern way of thinking and feeling which has evolved and which I have defined for you tonight. That is a long way from the essential aim of spiritual science which is to enter with one's mind into the sphere of free thought activity. Another example I have given of the way man may enter into such a sphere of independent thought is the meditation on the Rose Cross I have described in the second part of my Occult Science. You can look it up there, how the exercise should be done. The author I am referring to had the following to say on this: ‘The cross does not infrequently come before my mind's eye, without volition’—so again it does not come when called to mind in freedom, but involuntarily—‘but it is not a black cross, say of polished ebony, but an absolutely ordinary crude gallows tree, a dirty grey in colour. No circlet of seven radiant red roses hangs on this cross, but a cadaverous man, sorely beaten, who is going through the tortures of death, and indeed the tortures of hell.’ So you give an exercise that is designed to lead to inner freedom of thought, and this person can think of nothing else but what comes to mind under the powerful compulsion of his whole upbringing, out of the whole of his life habits, and he even considers this to be the acceptable, the right thing. With such an attitude of mind it will never be possible to reach what spiritual science really has to offer. That man had no need to refer specifically to the cross I spoke of in my Occult Science. It could, for instance, have happened to him that someone somewhere spoke of the cross formed by the transom and mullion in a window, describing this to him. And in that case, too, he might have said: ‘You have no right to speak of that cross in the window, for what comes to mind for me is not a cross formed by transom and mullion and painted a reddish brown, say, but always a black cross that is a crude common gallows tree’ and so on. And if someone were to try and tell the man how a cross is used in analytical geometry, the cross formed by ordinate and abscissa, he would stop them from doing so. Even if Einstein were to draw the abscissa and ordinate for him, he would conceive of nothing else but his crude gallows tree. We must consider these things with regard to their true content and it will become obvious what forces are present in our time that lead in directly the opposite direction to what is such an urgent necessity today with regard to social issues, religious and scientific issues—as I hope, Ladies and Gentlemen, you have been able to see. It is not surprising, then, that the author in question also says something else that is indeed most curious. I have presented the Akashic Record, as I have called it,8 as something through which man tries to develop his thoughts to such an extent that he is able to survey cosmic evolution through inner activity. What I had to depend on was that when such things are described they are received in an inner soul state that is kept alive, with this soul state elevated in free spirituality to what is open to supersensible perception. But this man said the following: ‘And—believe it or not—I do not even find it difficult to abstain. Even if Dr Steiner were to present me with an illustrated special edition of the Akashic Record, I would not bother to read it.’ Well, this man seems to imagine an illustrated special edition of the Akashic Record may be presented to him, so that he can be sure to stay passive, so that there would be no question of anyone counting on his inner soul activity. It certainly is necessary for anyone wishing to participate in working on the powers for a new beginning coming into our time to view such things dispassionately, without antipathy, seeing them as they are—all the elements of transition and decline. Many people stand there and are not even aware that they have these powers of transition in them, and a great many others rush after them—thousands and thousands of people. They are keen to follow such passive religious natures because they want to remain passive, because they do not want to take hold of the one thing that is so essential: objectivity, the essential nature of objectivity—that is, to take hold of the supersensible in free spirituality. That requires an active inner soul state, a free inner soul state. That is what I want to say in conclusion, summing up: Anthroposophical spiritual science aims to foster supersensible insights, insights that lead to the kind of results I have briefly defined these last few days. Anthroposophical spiritual science does not want to lead up to dead concepts that tell us only of a dead outer reality. Anthroposophical spiritual science does not want to limit scientific work, the discovery of truth, to the kind of results an abstract intellect gathers like wilting leaves from the outer reality perceptible to the senses, wilting leaves that dry up as they are translated to the human soul and in drying up paralyse man's inner strength. Anthroposophical spiritual science wants its findings to be true life fruits, not wilting leaves, life fruits that may become spiritual nourishment for the living soul, just as the circulating blood provides nourishment for the body. For this to be possible, spiritual science needs to breathe the air of freedom. Perception has to be taken into the spiritual atmosphere of freedom, a freedom that is able to awaken the greatest depths of the human soul and make them perceptive, and at the same time also awaken them to the ability to act in genuine freedom, act in a way that may establish harmony, social harmony among men. Certain things will have to happen in the social organism that of necessity must arise from the present and into the immediate future. In the final instance this has to arise from what man attains to in full conscious awareness and free perception, is able to experience in his innermost soul as the independent life fruit of such perception, and is able in turn to bring into human society as a whole, in social action. This will lead to mankind out of the present and into the immediate future through powers that are not those of decline but of a new beginning; it will lead mankind to a new element that is human, healing and creative.
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4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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[ 30 ] I have so far spoken of thinking without considering its vehicle, man's consciousness. Most present-day philosophers would object: Before there can be thinking, there must be consciousness. Therefore, one should begin, not from thinking, but from consciousness. No thinking can exist without consciousness. To them I must reply: If I want to have an explanation of what relation exists between thinking and consciousness, I must think about it. |
To this could be said: When the philosopher wants to understand consciousness he makes use of thinking, and to that extent presupposes it, but in the ordinary course of life thinking does arise within consciousness and, therefore, presupposes this. |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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[ 1 ] When I see how a billiard ball, when struck, communicates its motion to another ball, I remain entirely without influence on the course of this event which I observe. The direction and velocity of the second ball is determined by the direction and velocity of the first. As long as I do no more than observe, I cannot say anything about the motion of the second ball until it actually moves. The situation alters if I begin to reflect on the content of my observation. The purpose of my reflection is to form concepts of the event. I bring the concept of an elastic ball into connection with certain other concepts of mechanics, and take into consideration the special circumstances prevailing in this particular instance. In other words, to the action taking place without my doing, I try to add a second action which unfolds in the conceptual sphere. The latter is dependent on me. This is shown by the fact that I could rest content with the observation and forgo all search for concepts if I had no need of them. If, however, this need is present, then I am not satisfied until I have brought the concepts ball, elasticity, motion, impact, velocity, etc., into a certain connection, to which the observed process is related in a definite way. As certain as it is that the event takes place independently of me, so certain is it also that the conceptual process cannot take place without my doing it. [ 2 ] We shall consider later whether this activity of mine is really a product of my own independent being or whether the modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections present in our consciousness determine.17 For the time being we wish merely to establish the fact that we constantly feel compelled to seek for concepts and connections of concepts standing in a certain relation to objects and events given independently of us. Whether this activity is really ours, or whether we accomplish it according to an unalterable necessity, we shall leave aside for the moment. That at first sight it appears to be our activity is beyond doubt. We know with absolute certainty that we are not given the concepts together with the objects. That I myself am the doer may be illusion, but to immediate observation this certainly appears to be the case. The question here is: What do we gain by finding a conceptual counterpart to an event? [ 3 ] There is a profound difference between the ways in which, for me, the parts of an event are related to one another before and after the discovery of the corresponding concepts. Mere observation can follow the parts of a given event as they occur, but their connection remains obscure without the help of concepts. I see the first billiard ball move toward the second in a certain direction and with a definite velocity. I must wait for what will happen after the impact, and again I can follow what happens only with my eyes. Let us assume that at the moment the impact occurs someone obstructs my view of the field where the event takes place: then—as mere onlooker—I have no knowledge of what happens afterward. The situation is different if before my view was obstructed I had discovered the concepts corresponding to the nexus of events. In that case I can estimate what occurs, even when I am no longer able to observe. An object or event which has only been observed does not of itself reveal anything about its connection with other objects or events. This connection comes to light only when observation combines with thinking. [ 4 ] Observation and thinking are the two points of departure for all spiritual striving of man insofar as he is conscious of such striving. What is accomplished by ordinary human reason as well as by the most complicated scientific investigations rests on these two fundamental pillars of our spirit. Philosophers have started from various primary antitheses: idea and reality, subject and object, appearance and thing-in-itself, ego and non-ego, idea and will, concept and matter, force and substance, the conscious and the unconscious. It is easy to show, however, that all these antitheses must be preceded by that of observation and thinking, as the one the most important for man. [ 5 ] Whatever principle we wish to advance, we must prove that somewhere we have observed it, or express it in the form of a clear thought which can be re-thought by others. Every philosopher who begins to speak about his fundamental principles must make use of the conceptual form, and thereby makes use of thinking. He therefore indirectly admits that for his activity he presupposes thinking. Whether thinking or something else is the main element in the evolution of the world, we shall not decide as yet. But that without thinking the philosopher can gain no knowledge of the evolution of the world, is immediately clear. Thinking may play a minor part in the coming into being of world phenomena, but thinking certainly plays a major part in the coming into being of a view about them. [ 6 ] As regards observation, it is due to our organization that we need it. For us, our thinking about a horse and the object horse are two separate things. But we have access to the object only through observation. As little as we can form a concept of a horse by merely staring at it, just as little are we able to produce a corresponding object by mere thinking. [ 7 ] In sequence of time, observation even precedes thinking. For even thinking we learn to know first by means of observation. It was essentially a description of an observation when, at the opening of this chapter, we gave an account of how thinking is kindled by an event and of how it goes beyond what is given without its activity. Whatever enters the circle of our experiences we first become aware of through observation. The contents of sensation, of perception, of contemplation, of feelings, of acts of will, of the pictures of dreams and fantasy, of representations, of concepts and ideas, of all illusions and hallucinations are given us through observation. [ 8 ] However, as object of observation, thinking differs essentially from all other objects. The observation of a table or a tree occurs in me as soon as these objects appear within the range of my experience. But my thinking that goes on about these things, I do not observe at the same time. I observe the table; the thinking about the table I carry out, but I do not observe it at the same moment. I would first have to transport myself to a place outside my own activity if, besides observing the table, I wanted also to observe my thinking about the table. Whereas observation of things and events, and thinking about them, are but ordinary occurrences filling daily life, the observation of thinking itself is a sort of exceptional situation. This fact must be taken into account sufficiently when we come to determine the relation of thinking to all other contents of observation. It is essential to be clear about the fact that when thinking is observed the same procedure is applied to it as the one we normally apply to the rest of the world-content, only in ordinary life we do not apply it to thinking. [ 9 ] Someone might object that what I have said here about thinking also holds good for feeling and for all other soul activities. When, for example, we feel pleasure, the feeling is also kindled by an object, and it is this object I observe, and not the feeling of pleasure. This objection, however, is based upon an error. Pleasure does not have at all the same relationship to its object has has the concept which thinking builds up. I am absolutely conscious of the fact that the concept of a thing is built up by my activity, whereas pleasure is produced in me by an object in the same way as, for instance, a change is caused in an object by a stone which falls upon it. For observation, a pleasure is given in exactly the same way as that is given which causes it. The same is not true of concepts. I can ask: Why does a particular event arouse in me a feeling of pleasure? But it is never possible to ask: Why does an event produce in me a certain number of concepts? That simply has no sense. When I reflect about an event there is no question of an effect on me. I learn nothing about myself by knowing the concepts which correspond to the change observed in a pane of glass when a stone is thrown against it. But I very definitely do learn something about my personality when I know the feeling which a certain event arouses in me. When I say of an observed object: This is a rose, I say absolutely nothing about myself; but when I say of the same thing: It gives me a feeling of pleasure, I characterize not only the rose but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of comparing thinking and feeling as objects of observation. And the same could easily be shown concerning other activities of the human soul. Unlike thinking, they belong in the same sphere as other observed objects and events. It is characteristic of the nature of thinking that it is an activity directed solely upon the observed object and not upon the thinking personality. This can already be seen from the way we express our thoughts, as distinct from the way we express our feelings or acts of will in relation to objects. When I see an object and recognize it as a table, generally I would not say: I am thinking of a table, but: This is a table. But I would say: I am pleased with the table. In the first instance I am not at all interested in pointing out that I have entered into any relationship with the table, whereas in the second it is just this relationship that matters. In saying: I am thinking of a table, I already enter the exceptional situation characterized above, where something is made an object of observation which is always contained within our soul's activity, only normally it is not made an object of observation. [ 11 ] It is characteristic of thinking that the thinker forgets thinking while doing it. What occupies him is not thinking, but the object of thinking which he observes. [ 12 ] The first thing then, that we observe about thinking is that it is the unobserved element in our ordinary life of thought. [ 13 ] The reason we do not observe thinking in our daily life of thought is because it depends upon our own activity. What I myself do not bring about, enters my field of observation as something objective. I find myself confronted by it as by something that has come about independently of me; it comes to meet me; I must take it as the presupposition of my thinking process. While I reflect on the object, I am occupied with it, my attention is turned to it. This activity is, in fact, thinking contemplation. My attention is directed not to my activity but to the object of this activity. In other words: while I think, I do not look at my thinking which I produce, but at the object of thinking which I do not produce. [ 14 ] I am even in the same position when I let the exceptional situation come about and think about my own thinking. I can never observe my present thinking, but only afterward can I make into an object of thinking the experience I have had of my thinking-process. If I wanted to observe my present thinking, I would have to split myself into two persons: one to do the thinking, the other to observe this thinking. This I cannot do. I can only accomplish it in two separate acts. The thinking to be observed is never the one actually being produced, but another one. Whether for this purpose I observe my own earlier thinking, or follow the thinking process of another person, or else, as in the above example of the movements of the billiard balls, presuppose an imaginary thinking process, makes no difference. [ 15 ] Two things that do not go together are actively producing something and confronting this in contemplation. This is already shown in the First Book of Moses. The latter represents God as creating the world in the first six days, and only when the world is there is the possibility of contemplating it also present: “And God saw everything that he had made and, behold, it was very good.” So it is also with our thinking. It must first be present before we can observe it. [ 16 ] The reason it is impossible for us to observe thinking when it is actually taking place, is also the reason it is possible for us to know it more directly and more intimately than any other process in the world. It is just because we ourselves bring it forth that we know the characteristic features of its course, the manner in which the process takes place. What in the other spheres of observation can be found only indirectly: the relevant context and the connection between the individual objects—in the case of thinking is known to us in an absolutely direct way. Off-hand, I do not know why, for my observation, thunder follows lightning, but from the content of the two concepts I know immediately why my thinking connects the concept of thunder with the concept of lightning. Naturally here it does not matter whether I have correct concepts of thunder and lightning. The connection between those concepts I have is clear to me, and indeed this is the case through the concepts themselves. [ 17 ] This transparent clarity of the process of thinking is quite independent of our knowledge of the physiological basis of thinking. I speak here of thinking insofar as it presents itself to observation of our spiritual activity. How one material process in my brain causes or influences another while I carry out a line of thought, does not come into consideration at all. What I see when I observe thinking is not what process in my brain connects the concept of lightning with the concept of thunder, but I see what motivates me to bring the two concepts into a particular relationship. My observation of thinking shows me that there is nothing that directs me in my connecting one thought with another, except the content of my thoughts; I am not directed by the material processes in my brain. In a less materialistic age than ours this remark would of course be entirely superfluous. Today however, when there are people who believe: When we know what matter is, we shall also know how matter thinks,—it has to be said that it is possible to speak about thinking without entering the domain of brain physiology at the same time. Today many people find it difficult to grasp the concept of thinking in its purity. Anyone who wants to contrast the representation of thinking I have here developed, with Cabanis 18 statement, “The brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” simply does not know what I am talking about. He tries to find thinking by means of a mere process of observation such as we apply to other objects that make up the content of the world. He cannot find it in this manner because as I have shown, it eludes normal observation. Whoever cannot overcome materialism lacks the ability to bring about in himself the exceptional situation described above, which brings to his consciousness what remains unconscious in all other spiritual activities. If a person does not have the good will to place himself in this situation, then one can no more speak to him about thinking than one can speak about color to a person who is blind. However, he must not believe that we consider physiological processes to be thinking. He cannot explain thinking because he simply does not see it. [ 18 ] However, one possessing the ability to observe thinking,—and with goodwill every normally organized person has this ability,—this observation is the most important he can make. For he observes something which he himself brings to existence; he finds himself confronted not by a foreign object, to begin with, but by his own activity. He knows how what he observes comes to be. He sees through the connections and relations. A firm point is attained from which, with well-founded hope, one can seek for the explanation of the rest of the world's phenomena. [ 19 ] The feeling of possessing such a firm point caused the founder of modern philosophy, Renatus Cartesius,19 to base the whole of human knowledge on the principle, I think, therefore I am. All other things, all other events are present independent of me. Whether they are there as truth or illusion or dream I know not. Only one thing do I know with absolute certainty, for I myself bring it to its sure existence: my thinking. Perhaps it also has some other origin as well, perhaps it comes from God or from elsewhere, but that it is present in the sense that I myself bring it forth, of that I am certain. Cartesius had, to begin with, no justification for giving his statement any other meaning. He could maintain only that within the whole world content it is in my thinking that I grasp myself within that activity which is most essentially my own. What is meant by the attached therefore I am, has been much debated. It can have a meaning in one sense only. The simplest assertion I can make about something is that it is, that it exists. How this existence can be further defined I cannot say straight away about anything that comes to meet me. Each thing must first be studied in its relation to others before it can be determined in what sense it can be said to exist. An event that comes to meet me may be a set of perceptions, but it could also be a dream, a hallucination, and so forth. In short, I am unable to say in what sense it exists. I cannot gather this from the event in itself, but I shall learn it when I consider the event in its relation to other things. From this, however, I can, again, learn no more than how it is related to these other things. My search only reaches solid ground if I find an object which exists in a sense which I can derive from the object itself. As thinker I am such an object, for I give my existence the definite, self-dependent content of the activity of thinking. Having reached this, I can go on from here and ask: Do the other objects exist in the same or in some other sense? [ 20 ] When thinking is made the object of observation, to the rest of the elements to be observed is added something which usually escapes attention; but the manner in which the other things are approached by man is not altered. One increases the number of observed objects, but not the number of methods of observation. While we are observing the other things, there mingles in the universal process—in which I now include observation—one process which is overlooked. Something different from all other processes is present, but is not noticed. But when I observe my thinking, no such unnoticed element is present. For what now hovers in the background is, again, nothing but thinking. The observed object is qualitatively the same as the activity directed upon it. And that is another characteristic feature of thinking. When we observe it, we do not find ourselves compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave an object, given independently of me, into my thinking, then I go beyond my observation, and the question is: Have I any right to do so? Why do I not simply let the object act upon me? In what way is it possible that my thinking could be related to the object? These are questions which everyone who reflects on his own thought processes must put to himself. They cease to exist when one thinks about thinking. We do not add anything foreign to thinking, and consequently do not have to justify such an addition. [ 22 ] Schelling 20 says: “To gain knowledge of nature means to create nature.” If these words of the bold nature-philosopher are taken literally, we should have to renounce forever all knowledge of nature. For after all, nature is there already, and in order to create it a second time, one must know the principles according to which it originated. From the nature already in existence one would have to learn the conditions of its existence in order to apply them to the nature one wanted to create. But this learning, which would have to precede the creating, would, however, be knowing nature, and would remain this even if, after the learning, no creation took place. Only a nature not yet in existence could be created without knowing it beforehand. [ 23 ] What is impossible with regard to nature: creating before knowing, we achieve in the case of thinking. If we wanted to wait and not think until we had first learned to know thinking, then we would never think at all. We have to plunge straight into thinking in order to be able, afterward, to know thinking by observing what we ourselves have done. We ourselves first create an object when we observe thinking. All other objects have been created without our help. [ 24 ] Against my sentence, We must think before we can contemplate thinking, someone might easily set another sentence as being equally valid: We cannot wait with digesting, either, until we have observed the process of digestion. This objection would be similar to the one made by Pascal 21 against Cartesius, when he maintained that one could also say: I go for a walk, therefore I am. Certainly I must resolutely get on with digesting before I have studied the physiological process of digestion. But this could only be compared with the contemplation of thinking if, after having digested, I were not to contemplate it with thinking, but were to eat and digest it. It is, after all, not without significance that whereas digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This, then, is beyond doubt: In thinking we are grasping a corner of the universal process, where our presence is required if anything is to come about. And, after all, this is just the point. The reason things are so enigmatical to me is that I do not participate in their creation. I simply find them there, whereas in the case of thinking I know how it is made. This is why a more basic starting point than thinking, from which to consider all else in the world, does not exist. [ 26 ] Here I should mention another widely current error which prevails with regard to thinking. It consists in this, that it is said: Thinking, as it is in itself, we never encounter. That thinking which connects the observations we make of our experiences and weaves them into a network of concepts, is not at all the same as that thinking which later we extract from the objects we have observed and then make the object of our consideration. What we first unconsciously weave into things is something quite different from what we consciously extract from them afterward. [ 27 ] To draw such conclusions is not to see that in this way it is impossible to escape from thinking. It is absolutely impossible to come out of thinking if one wants to consider it. When one distinguishes an unconscious thinking from a later conscious thinking, then one must not forget that this distinction is quite external and has nothing to do with thinking as such. I do not in the least alter a thing by considering it with my thinking. I can well imagine that a being with quite differently organized sense organs and with a differently functioning intelligence would have a quite different representation of a horse from mine, but I cannot imagine that my own thinking becomes something different because I observe it. What I observe is what I myself bring about. What my thinking looks like to an intelligence different from mine is not what we are speaking about now; we are speaking about what it looks like to me. In any case, the picture of my thinking in another intelligence cannot be truer than my own picture of it. Only if I were not myself the thinking being, but thinking confronted me as the activity of a being foreign to me, could I say that my picture of thinking appeared in quite a definite way, and that I could not know what in itself the thinking of the being was like. [ 28 ] So far there is not the slightest reason to view my own thinking from a standpoint different from the one applied to other things. After all, I consider the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] With this I consider that I have sufficiently justified making thinking my starting point in my approach to an understanding of the world. When Archimedes 22 had discovered the lever, he thought that with its help he could lift the whole cosmos from its hinges if only he could find a point upon which he could support his instrument. He needed something that was supported by itself, that was not carried by anything else. In thinking we have a principle which exists by means of itself. From this principle let us attempt to understand the world. Thinking we can understand through itself. So the question is only whether we can also understand other things through it. [ 30 ] I have so far spoken of thinking without considering its vehicle, man's consciousness. Most present-day philosophers would object: Before there can be thinking, there must be consciousness. Therefore, one should begin, not from thinking, but from consciousness. No thinking can exist without consciousness. To them I must reply: If I want to have an explanation of what relation exists between thinking and consciousness, I must think about it. In doing so I presuppose thinking. To this could be said: When the philosopher wants to understand consciousness he makes use of thinking, and to that extent presupposes it, but in the ordinary course of life thinking does arise within consciousness and, therefore, presupposes this. If this answer were given to the World Creator who wished to create thinking, it would no doubt be justified. One naturally cannot let thinking arise without first having brought about consciousness. However, the philosopher is not concerned with the creation of the world, but with the understanding of it. Therefore he has to find the starting point, not for the creation, but for the understanding of the world. I consider it most extraordinary that a philosopher should be reproached for being concerned first and foremost about the correctness of his principles, rather than turning straight to the objects he wants to understand. The World Creator had to know, above all, how to find a vehicle for thinking; the philosopher has to find a secure foundation for his understanding of what already exists. How can it help us to start from consciousness and apply thinking to it, if first we do not know whether it is possible to reach any explanation of things by means of thinking? [ 31 ] We must first consider thinking quite impartially, without reference to a thinking subject or a thought object. For in subject and object we already have concepts formed by thinking. There is no denying: Before anything else can be understood, thinking must be understood. To deny this is to fail to realize that man is not a first link in creation, but the last. Therefore, for an explanation of the world by means of concepts, one cannot start from the first elements of existence, but must begin with what is nearest to us and is most intimately ours. We cannot at one bound transport ourselves to the beginning of the world, in order to begin our investigations there; we must start from the present moment and see whether we cannot ascend from the later to the earlier. As long as geology spoke in terms of assumed revolutions in order to explain the present condition of the earth, it groped in darkness. It was only when it made its beginnings from the investigations of those processes at present at work on the earth, and from these drew conclusions about the past, that it gained a secure foundation. As long as philosophy assumes all sorts of principles such as atom, motion, matter, will, the unconscious, it will get nowhere. Only when the philosopher recognizes as his absolute first that which came as the absolute last, can he reach his goal. But this absolute last in world evolution is Thinking. [ 32 ] There are people who say: Whether or not our thinking is right in itself cannot be established with certainty, after all. And to this extent the point of departure is still a doubtful one. It would be just as sensible to raise doubts as to whether in itself a tree is right or wrong. Thinking is a fact, and to speak of the rightness or wrongness of a fact has no sense. At most, I can have doubts as to whether thinking is being rightly applied, just as I can doubt whether a certain tree supplies a wood suitable for making tools for a particular purpose. To show to what extent the application of thinking to the world is right or wrong, is just the task of this book. I can understand anyone doubting whether we can ascertain anything about the world by means of thinking, but it is incomprehensible to me how anyone can doubt the rightness of thinking in itself. Addition to the Revised Edition (1918): [ 33 ] In the preceding discussion, the significant difference between thinking and all other activities of the soul has been referred to as a fact which reveals itself to a really unprejudiced observation. Unless this unprejudiced observation is achieved, against this discussion one is tempted to raise objections such as these: When I think about a rose, then, after all, this also is only an expression of a relation of my “I” to the rose, just as when I feel the beauty of the rose. In the case of thinking, a relation between “I” and object exists in the same way as in the case of feeling or perceiving. To make this objection is to fail to realize that it is only in the activity of thinking that the “I” knows itself to be completely at one with that which is active-going into all the ramifications of the activity. In the case of no other soul activity is this completely so. When, for example, a pleasure is felt, a more sensitive observation can quite easily detect to what extent the “I” knows itself to be one with something active, and to what extent there is something passive in it so that the pleasure merely happens to the “I.” And this is the case with the other soul activities. But one should not confuse “having thought-images” with the working through of thought by means of thinking. Thought-images can arise in the soul in the same way as dreams or vague intimations. This is not thinking.—To this could be said: If this is what is meant by thinking, then the element of will is within thinking, and so we have to do not merely with thinking, but also with the will within thinking. However, this would only justify one in saying: Real thinking must always be willed. But this has nothing to do with the characterization of thinking as given in this discussion. The nature of thinking may be such that it must necessarily always be willed; the point is that everything that is willed is—while being willed—surveyed by the “I” as an activity entirely its own. Indeed it must be said that just because this is the nature of thinking, it appears to the observer as willed through and through. Anyone who really takes the trouble to understand all that has to be considered in order to reach a judgment about thinking, cannot fail to recognize that this soul activity does have the unique character we have described here. [ 34 ] A personality highly appreciated as a thinker by the author of this book, has objected that it is impossible to speak about thinking as is done here, because what one believes one is observing as active thinking only appears to be so. In reality one is observing only the results of an unconscious activity, which is the foundation of thinking. Only because this unconscious activity is not observed does the illusion arise that the observed thinking exists through itself, just as when in an illumination made by a rapid succession of electric sparks one believes one is seeing a continuous movement. This objection, too, rests on an inaccurate examination of the facts. To make it means that one has not taken into consideration that it is the “I” itself, standing within thinking, that observes its own activity. The “I” would have to stand outside thinking to be deluded as in the case of an illumination with a rapid succession of electric sparks. Indeed one could say: To make such a comparison is to deceive oneself forcibly, like someone who, seeing a moving light, insisted that it was being freshly lit by an unknown hand at every point where it appeared.—No, whoever wants to see in thinking anything other than a surveyable activity brought about within the “I,” must first make himself blind to the plain facts that are there for the seeing, in order to be able to set up a hypothetical activity as the basis of thinking. He who does not so blind himself cannot fail to recognize that everything he “thinks into” thinking in this manner takes him away from the essence of thinking. Unprejudiced observation shows that nothing belongs to thinking's own nature that is not found in thinking itself. If one leaves the realm of thinking, one cannot come to what causes it.
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72. The Science of the Supersensible and Moral-Social Ideas
24 Nov 1917, Basel Rudolf Steiner |
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Spiritual science finds out for itself with its means that we can have our ego-consciousness only because we experience the sleep and the wake consciousness alternating in such a way as we experience the sleep as human beings. |
The beholding consciousness just disintegrates into the Imaginative consciousness that is the lowest level, the Inspired consciousness, a higher level, and the Intuitive consciousness, the highest level. |
That which humanity dreams in history and in the social life can be only consciously recognised with the Imaginative, Inspired, and Intuitive consciousness. In this area is no transition from the instinctive consciousness via the scientific one to the Imaginative consciousness. |
72. The Science of the Supersensible and Moral-Social Ideas
24 Nov 1917, Basel Rudolf Steiner |
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A basic quality of anthroposophy is the pursuit for ideas, for mental pictures, for concepts of the world that are rooted in reality in a much deeper sense than the concepts, mental pictures and ideas of the scientific worldview are. Indeed, this could seem very weird at first, because many people believe that these scientific mental pictures are rooted very deeply in reality. However, even if one disregards what I have brought forward in the three talks I held here this year and only looks at that which reasonable naturalists have brought forward concerning what natural sciences have to say about the being of the events of nature, one will get the insight that also such natural scientists are clear to themselves that with the usual scientific ideas one cannot penetrate into the being of reality. How much just natural scientists have spoken about the limits of the scientific knowledge! I have brought forward the typical fact in the first talk that one of the most significant disciples of Haeckel, Oscar Hertwig (1849-1922), published a basic book during these years where he shows that one cannot come close anyhow to the being of the life phenomena just with the scientific concepts, which celebrated the greatest triumphs in the second half of the nineteenth century. As long as it concerns penetrating only into the being of nature, these limitations of the scientific images do not at all appear. Nevertheless, they appear if the human being wants to apply the soul forces that he uses to scientific cognition also to the moral-social life. What is maybe a mere error or a mere one-sidedness in natural sciences—if it is taken as a basis of the moral-social life—becomes injurious, causes minor or major disasters. One of the biggest disasters is that, in which we live during these years. As peculiar as it will appear to somebody: someone who is able to grasp the things in their deeper coherence gets clear about that what happens now as such tragic events is associated with the inadequate moral-social ideas which prepared themselves since centuries and which showed to advantage in particular in the nineteenth century. The mere science, the mere knowledge, the mere theory corrects in painless way if inadequate concepts are inserted in it. Reality corrects at pains and disasters if actions are inserted in it, which arise from inadequate knowledge and penetrating reality. Now we will get to apparently remote mental pictures if we want to apply the anthroposophic spiritual science to the moral-social life, remote only because they still appear very strange to the present habitual ways of thinking because of the prejudices with which one is coming up to meet them. I must take the starting point from calling attention to the fact that the consideration of the human being has become relatively one-sided just under the influence of the modern world view, so that, actually, also far-sighted naturalists attempt to penetrate not only into the pure physical side of the human being but into his whole nature. Since only if his whole nature is considered, it can become reality in the social-moral life, can any influencing control work salutarily on the social-moral life. It could now seem weird if anybody says, for the whole consideration of the human life it is necessary that one not only considers how the human being is active in the wake day life but that one has also to regard the other side of life, the dream life, to take the whole human being into account. Reasonable naturalists even attempt today to come close to this dream life, while they want to consider the subconscious. However, already in case of the consideration of dreams it becomes obvious that such attempts work with inadequate cognitive means because they want to refrain from anthroposophy. What spiritual science can show with its means leads us to the cognition that this sleep-dream life flows into the whole life of the human being much more intensely than one believes in the one-sided scientific consideration. I have to foreground a sentence which seems paradoxical even today to most people which will been corroborated, however, more and more if one goes over from abstractions to realistic concepts. I could give a comparative psychology of the sleep of plants, of animals, of the human beings, it would turn out that it is more difficult to spiritual science than to the one-sided scientific consideration because it cannot take simple concepts as starting point and cannot encompass the whole world with them. As death of the plants, animals, and human beings is something else to the spiritual researcher, the sleep, the dream life of animals and that of human beings is different to spiritual science. Spiritual science finds out for itself with its means that we can have our ego-consciousness only because we experience the sleep and the wake consciousness alternating in such a way as we experience the sleep as human beings. It is a trivial view that the human being must sleep because he is tired. However, already the consideration of a pensioner who visits a talk or a concert and who is most certainly not tired, but falls asleep after the first five minutes, proves adequately by experience that the theory of tiredness is most certainly not true. Only that will understand sleep who understands it as an internal rhythm as it must penetrate life and as we got to know such a life rhythm yesterday as one of the members which correspond as bodily tools to the soul being. The human being has to spend his life as it were,—as well as the single tone can never be music but only in the interaction with other tones the impression of a melody or harmony can originate—in such a way that life condition interacts with life condition and an interaction takes place in time. Rhythmical events must form the basis of the soul life. Rhythmical events are also that which in the alternating conditions of sleeping, dreaming, and waking takes place fact. One normally believes to understand this sleeping and dreaming condition if one considers it in such a way as it presents itself to the usual observation. However, just if one considers it in such a way, one will never get a real view of the nature of dream or sleep. Only if one can envisage the everlasting essence of the human being, one will also be able to recognise that—if the human being withdraws from the wake day life if he falls asleep and dreams—that then in him that is even more active which belongs to his everlasting being, than while awake. Save that the human being, as he is in the present world period, has developed little of this everlasting. If this everlasting does not have the basis of the bodily life as in the wake day life, if this everlasting is on its own as in sleep, that appears in this everlasting which points, indeed, to conditions that are different from those which proceed between birth and death, but points to them in such a way that the immediate perception, the immediate consideration cannot prove its nature at all. Hence, spiritual science shows that the nature of dream, for example, is misunderstood in manifold way. One misunderstands it; one interprets dreams in the old way superstitiously if one considers the contents of a dream and is of the opinion that the dream may be prophetic. However, one also misunderstands the nature of the dream if one as an enlightened person smiles only at those who regarded something as prophetic in a dream. Spiritual science shows that it is true that something prophetic is in the dream. In the dream that being works in us which is associated with our future in such a way that it still encloses that in us what we carry through the gate of death. The forces of our everlasting soul work prophetically in the dreams. The pictures of the dreams are memories of the past. One may say, the nature of the dream is falsified because the human being is not able to work really with that what works in the dream as his being. He dresses what he cannot realise in the pictures, which his body, certain sensory reminiscences, certain memories give him from the past life. All that falsifies the dream and is a mask of the dream. As well as it is superstitious to think of the pictures, which appear in the dream, a healthy kernel is contained in the superstition that the dream has something prophetic. However, this prophetic cannot appear in the usual observation of the dream. The dream is just something exceptionally significant, considered spiritual-scientifically. However, the important is something else; it is that one is of the trivial opinion that the human being lives and dreams at a certain time and at another time he is awake, fully awake. Spiritual science shows that this is a wrong opinion. The state of dreaming, of sleeping does not stop if we awake; these states continue into our wake day life; the wake day life drowns them only. This wake day life, the imagining, is as it were a bright light that outshines what remains subconscious. However, while we feel our wake day consciousness flowing in our soul, a continual dream life and sleep life penetrating the whole awake life flows subconsciously in us. We dream if we add feelings, affects, or passions to the clear mental pictures. I have pointed out in the first talk that that which spiritual science searches as coherent, was always found by single outstanding persons like with flashes and I have pointed to the great aesthetician and philosopher Friedrich Theodor Vischer (1807-1887). When he wrote his article about Volkelt's book The Dream Fantasies, he pointed out that nobody who does not understand the emotions, passions, and affects understands the nature of dream. However, one called Vischer a spiritist because of this assertion. Thus, we keep on dreaming in the usual life. Save that the pictures of the dream if we have awoken do no longer appear but that what proceeds now as feelings, affects and passions appears with the same degree of reality in us as the dream does. In the feelings, affects, and passions lives also what lives in the imagining. Nevertheless, it lives in it in such a way as the mental pictures live in the dream. However, if we develop a feeling, a passion, we do not become aware of the pictures that form the basis as they form the basis of the dreams, but we become dreamily aware of the feeling, of the passion. Similarly, the sleep in the wake consciousness forms the basis of the will. Why were there discussions repeatedly in the course of the spiritual human development about the nature of the will, about the free will? Why have the philosophers never agreed how actually the will lives in the human being, whether as a free or as a not free one? Because the usual wake day consciousness oversleeps that which happens in the will. Although our mental pictures are clear during the wake day consciousness, we oversleep the real process of willing. In this will, something deepest of the human being lives, but one is not immediately aware of it. Spiritual science now shows that it sees with the beholding consciousness into the supersensible world. With the levels of Imaginative and Inspired knowledge, it penetrates into that world which exists for the usual consciousness only in the chaotic dream world. To the human being with the usual consciousness that only emerges as distorted dreams from the world of the everlasting which works beneath the outer sense-perceptible. With the Imaginative knowledge, with the Inspired knowledge spiritual science fetches the true figure of that which lives and weaves in these undergrounds. With the Intuitive knowledge it fetches what one oversleeps otherwise, what the darkness of the consciousness covers completely. However, you learn from it that in the human life not only that prevails what one can overview with the usual wake consciousness, but that in the human life—because dream and sleep also penetrate the wake day life—that prevails what is real, what for the usual wake consciousness is not accessible what one can only grasp with the beholding consciousness as concepts, as mental pictures. Hence, let us look at the social human life as it should be enclosed with the social, moral, political concepts and we discover that something lives in the human life that is only dreamt that is even overslept. This is the secret of the social life and of the historical life; this is the secret of the moral-social existence. With the concepts, which come up from the habitual ways of scientific thinking and which belong completely only to the usual wake consciousness, one cannot grasp history, with these mental pictures one cannot grasp the moral-social life. Yesterday I have pointed to the fact that spiritual science should bring back something to the human being that he has lost. For centuries, for millennia there were instinctive impulses the awareness of which spiritual science has to generate. It is interesting to envisage the intervention of modern natural sciences from this viewpoint of the human development. If one asks for these modern natural sciences and their significance only in such a way as one often does today, one gets to a completely wrong concept. One always assumes that these natural sciences have originated in such a way because just the concepts that they give correspond to reality. Someone who has insight in the matters knows that the following view is true: anybody who stands firmly on scientific ground must be a sceptic at the same time because he knows that these scientific concepts correspond to truth only superficially. These scientific concepts did not appear in the human evolution because the human being was silly and childish for millennia, as many people believe, but they have originated for a quite different reason. If one looks back in time where one recognised nature and spirit more instinctively, the human being had concepts on one side that he applied to nature in such a way that he spoke of events of nature, of the being of nature, as if these were also something mental; and if he spoke of his soul, materialist mental pictures interacted. Even in our words “spirit” and “soul” are still materialist mental pictures if we know these concepts historically to a T. The human being has still grown together with nature so that he did not distinguish his mental exactly from nature. The recent historical development means that the human being has gone adrift from the natural existence. Just, therefore, he has formed such concepts of nature as they show the contents of the modern scientific thinking that do no longer contain anything mental. To attain such a developmental level, the human being has developed these scientific concepts for his sake. Not because this is the only saving truth to which one got finally, but because the human being could get to a certain level of freedom, of self-determination only because he has got free from nature and has formed concepts which should enclose nature and which can give the soul nothing. If the human being has such concepts of nature, one has to draw his attention all the more to own forces of his inside to which we have pointed yesterday. Then his self-consciousness can only awake in right way. We live in a transitional condition. Natural sciences will generate a spiritualistic conception of the soul life. The scientific materialism has the big merit, because it divests nature of any mental to lead the human being to a high level of self-reflection. If one looks at the development of modern natural sciences in such a way, they seem to be created for an “education of the human race” in the sense of Lessing. Then the scientific concepts have been developed so that the human being has no longer to ensoul nature mystically, as in former times, but that he gets free from any mental in the view of nature, but that he has to fetch that from the depths of his being which spiritualises this mental. Then one may regard the entitled materialism of natural sciences as something great. One only defames anthroposophy if one says that it is anyhow in conflict with natural sciences. On the contrary, it points to the big, significant role that the scientific development has in the educational process of the human race. However, what appears as scientific mental pictures is just not adapted to grasp the moral-social life, it is not adapted to form concepts, mental pictures, or ideas from which actions can arise in the moral-social life. That which the human being overviews as nature, he overviews it in the wake consciousness. Not such impulses form the basis of the moral-social life, of the historical experience as the wake day consciousness has them for seizing nature, but such ideal impulses form the basis of it as they appear, otherwise, only in the dreams. Thus, spiritual science gets to the weird result that the historical life, the social life of humanity cannot be encompassed by a soul being which has built up itself with natural sciences and wants to write history after the pattern of natural sciences, wants to consider sociology after the pattern of natural sciences. Which inadequate concepts has one attempted to understand the social life with the cognitive means of natural sciences! One needs only to remember the English philosopher Herbert Spencer (1820-1903) who wanted to enclose anything actual in which the human being lives, also the sociological configuration of humanity. He wanted to apply the concepts of embryology to the social life, to the configuration of the moral-social life: The embryo develops in such a way that one has to distinguish in its early state the ectoderm from which the nervous system evolves, the endoderm from which other subordinate organs evolve, and the mesoderm. From these three parts, the human embryo develops gradually. In the moral-social development, Spencer also distinguishes three impulses. He says, as in the natural development ectoderm, mesoderm, and endoderm exist, three parts exist in the social becoming of the human being. He wants to show: as the embryo has the ectoderm, the human being develops what is militarily and politically strong from the social ectoderm; that what works and practises agriculture from the endoderm; and the commercial class from the social mesoderm. There one has a parallelism between the ranks of the social-moral life and the layers of the embryo. It forms the basis of this view that because from the ectoderm the nervous system develops also from that what corresponds to the ectoderm in the social-moral life the most valuable must develop in the state. Hence, Spencer's worldview depends on considering the actually valuable class as the military one. In it the political higher life should develop. As the nervous life originates from the ectoderm, the political, the leading class should originate from the military. I do not keep characterising this strange view of the philosopher Herbert Spencer, I only want to point to it. I could still bring in many examples how one has tried to apply scientific mental pictures to the social life and to understand it with them. However, the peculiar is that the old instinctive cognition that enclosed mind and body, matter and spirit at the same time was a not fully conscious cognition that bit by bit changed via the scientific purely external cognition of the dead into the higher levels of cognition to which spiritual science points today: to the Imaginative cognition of the beholding consciousness, to the Inspired cognition, to the Intuitive cognition. Scientific knowledge is only an intermediate stage between the instinctive cognition and the higher cognition that I have characterised in my books The Riddle of Man and The Riddles of the Soul. The beholding consciousness just disintegrates into the Imaginative consciousness that is the lowest level, the Inspired consciousness, a higher level, and the Intuitive consciousness, the highest level. It is typical only that for the consideration of the outer world the instinctive old cognition had to change into the scientific mental pictures. After this transition the other ways of spiritual knowledge will come. The social-moral life cannot have this transition. One has attempted it; but it cannot have it. While skipping the scientific way of thinking the instinctive cognition of social-political ideas has directly to change into the conscious cognition of the same world, which is dreamt in the history and the social life of humanity. That which humanity dreams in history and in the social life can be only consciously recognised with the Imaginative, Inspired, and Intuitive consciousness. In this area is no transition from the instinctive consciousness via the scientific one to the Imaginative consciousness. It must become catastrophic if one wants to do this transition if one wants to insert such concepts that are formed after the pattern of scientific concepts into the social order. This happened in particular in the nineteenth century up to now. Scientific mental pictures work catastrophically if they transition into actions. The transition from the old instinctive experience that used myths to the Imaginative cognition must be direct. Thus somebody may ask mockingly: hence, one is not allowed to believe that one can master the social, moral life with the scientifically oriented concepts, but one can penetrate this social-moral life only salutarily if one realises that one has to deepen the concepts spiritual-scientifically? Somebody may mock; he may close his eyes to the big signs of our disastrous time. However, it is in such a way. As well as already some people begin to take notice of spiritual science, which has a say if it concerns the configuration of reality, there will be more and more people who realise that one has to turn to spiritual science if one needs lively concepts for the moral-social existence. That is why, spiritual science has not appeared in our time from arbitrary agitation in favour of single people but because of deeper historical necessities. We do not need to point to less significant personalities if we want to envisage that which we consider here. History as the science of the moral-social life is not yet very old. One believes that it is an old science. In reality it is, as well as it is practised today, hardly hundred years old. Everybody can convince himself of it. When history appeared, Schiller (Friedrich S., 1759-1805, German poet and writer) wanted to be one of the first teachers of history. Perhaps it may be good just to bring in a great personality as an example of that what is so often said that one can learn from history for the moral-social life of the human beings. How often does one hear from people, where every judgement is demanded about this and that what one has to feel under the influence of the tragic events: history teaches this, history teaches that. Well, let us consider these teachings of history with one of the greatest: when Schiller started his professorship in Jena in 1789, he characterised a teaching of history that had arisen to him in the following way. Schiller said in his famous inaugural speech, it was the prelude of his historical lectures: “The community of European states seems to have changed into a big family. Their members may be hostile to each other, but do no longer tear each other to pieces, I hope.” This is the lesson that even such a great man like Schiller drew from history! One has to consider that he spoke the words that should be prophetic in 1789! How have the European peoples tortured themselves shortly after, and what does happen today again in this Europe! What a prophet was this historian, this genius Schiller? Why is this that way? One could bring in many examples of the fact that a conception of history of such kind, as it is usual even today, gives nothing for life. Plainly and simply because one works in such a conception of history with mental pictures which are taken from the outer reality, the object of natural sciences. These concepts are not suitable to enclose history and the moral-social effectiveness what the human beings, as well as they are in life, only dream. History is only dreamt. If we want to have concepts that can really intervene in history, in the moral-social life, they have to be scientifically clear, but the essentials should be that they grasp that clearly which appears from the usual consciousness only in the dreams of history and of the moral-social life. I know that it is a paradoxical truth even today that people do not experience the historical development so that this experience works in concepts of the wake day life. Nevertheless, one has to acknowledge that truth. Then one will recognise of which kind the concepts, the mental pictures, the ideas and ideals must be which can master this life. The art historian Herman Grimm (1828-1901) said more often to me in conversations, if one wants to have a historical consideration that really encloses the historical, then one cannot work with such concepts as the naturalist applies them, then one has to understand history with the creative imagination of the people. He said this because he still had no concepts of Imaginative cognition.—One has to take his starting point from that what remains in the subconscious as it were; one has to bring up this only into consciousness, but into a consciousness that is different from the usual one. A notion of that what is true in this area formed the basis of Grimm's intuition. That is why someone is very much wrong who believes to be able to encompass history or the social-political life with the concepts that developed with the scientific thinking. Since someone who figures the things out knows, for example, that the most sure means to ruin a community in relatively short time is a parliament, in which you put nothing but theorists, professors who think scientifically. Let it legislate, and then you will cause the decline of the community with such parliament. Since they will put nothing but concepts, nothing but ideas into reality that can have no reality in the historical, in the social-moral life, but must destroy this social-moral life. Hence, the remark of Herman Grimm is very fine when he said, it is strange that the excellent historian Gibbon (Edward G., 1737-1794, The Decline and Fall of the Roman Empire) describing the first Christian centuries did not describe the advancing, growing Christian life but that he could only describe the decline of the old life with his concepts.—One cannot encompass the growing life with mental pictures of the wake day life but with mental pictures only which originate from the dreaming consciousness. In recent time, these things have become particularly important because just in the nineteenth century the scientific approach tried to start its campaign of conquest also in the historical, in the social-ethical life. Only few people braced themselves against it. In particular, socialism, which wanted to be scientific, supported the emergence of this thinking most consciously. Socialism tried to put the social-moral ideas completely into the waters of scientific consideration. Just in the recent time this extreme way appeared to consider the social-moral life only from the viewpoint of material interests, class conflicts, impulses of surplus value et cetera as it happened with Marxism. Spiritual science does not take the view that one has to deal with either—or everywhere, but that concepts show one-sidedness as a rule. I have often enough used the comparison: if the spiritual researcher advances to concepts, so that he regards them as images of the real from different sides like four photographs of a tree from four sides, one can describe the world from a pantheistic, theistic, monotheistic, or polytheistic viewpoint. One realises the true meaning of these things only if one looks at them as one-sided images of reality that can never enter into abstractions, but only into the living oneness with itself. Hence, you must not understand what I want to say now in such a way, as if I wanted to condemn everything lock, stock and barrel that has come up under the influence of the socialist thinking. I would not dream of that. Since this view has brought much valuable things, and it has fought its way through hard enough. Those who are the significant official bearers of the cultural life who have to keep watch that right concepts and images originate have simply rejected for decades what has come from this side until not only the scanty concepts of the older academic socialism, but the much more voluminous concepts of modern socialism have become socially acceptable. Such things are beyond the spiritual-scientific consideration that does not advocate anything which wants only to face up objectively to the facts. However, one has to say that this approach of the recent socialism, in particular the materialist historical view, is scientifically oriented. What are they in truth? To the spiritual researcher is that which, for example, Karl Marx (1818-1883) has shown with urgent logic an expression of that what humanity has dreamt in social-moral impulses during four centuries up to the middle of the nineteenth century. Karl Marx described the impulses of the last three to four centuries. However, these impulses did not live in the wake day images, but humanity dreamt in its impulses, in its social, moral ideas. When actually the dream was already over when actually already a social-moral order had appeared as it was in the sense of the dreams of the last four centuries, Karl Marx wrote his books about what had already become a corpse from which one should awake. That what Karl Marx wanted to put as a program, lived in the time that was before, actually, even before he was there with his thoughts. However, reality demands that now—skipping the scientific way of thinking—the social-moral ideas are filled with the higher supersensible consciousness. Once one could grasp this instinctively. Even that about which Karl Marx wrote was still dreamt instinctively. The new time can no longer venture to dream only to experience the social-moral ideas only instinctively; it must be able to immerse them into the Imaginative cognition. One can say of any time if one wants to be trivial that it is a “transition period.” However, it concerns what transitions. In our time, the old instinctive cognition transitions into the conscious cognition. In the area of the view of nature, our time has entered into the intermediate stage of natural sciences. In the social it has to find the immediate transition from the instinctive social-political feeling of the old time as it existed, for example, in the Roman Law, it has to find the transition to the creative also where the moral-social ideas intervene immediately: in the area of education. With pure knowledge concepts, one can be neither a pedagogue nor a politician, nor anybody who participates in the creation of the social life at this or that place. A time will come where one will smile at the economics, at the sociopolitical theories as one smiles today if any theorist who is called an aesthetician writes how a right opera or symphony must be, a theorist who cannot compose who can only consider a symphony or an opera aesthetic-academically who cannot create out of Imagination. One would laugh if he put that as classic example. As weird as it sounds even today: one will consider this way what appears as economics from mere concepts of the wake day consciousness, which turned out to be so inadequate. One will smile at it as an error that was comprehensible in the scientific age. However, one will overcome it if the consideration of the social-moral life is associated livingly with the supersensible reality that brings the supersensible into the legal life, into the spiritual life, which is penetrated by social love. One can even give in detail that someone who wants to participate in the state-social design of a community can obtain a picture of a scientific consideration only which has something artistic which itself is artistic-creative. Not aestheticians, but composers have to create operas and symphonies. Not scientifically thinking theorists can find social concepts, but those who are penetrated with concepts that are out of this living that emerges, otherwise, only in the dream impulses, in the feelings, in the affects, and passions, and in the will itself. The social design of any community can only arise from the Imaginative knowledge. That life which penetrates the social communities, that dream life, which flows from the human being in the love of a human being to his fellow man, where love becomes duty, can experience its outer configuration only in the community under the influence of Inspired concepts of the beholding consciousness. The legal life is still the echo of old legal concepts even today and remains so dark to the scientific view about which one messes while one looks for all possible and impossible scientific psychological concepts of the recent time,. It will be able to become creative again if it is penetrated with Intuitive knowledge. Really, it does not concern a few anthroposophic dreamers but human beings who should become able to put themselves powerfully into life. It does not concern the foundation of single colonies of a few people who want to have a good time or to be vegetarians somewhere in a mountain area and lark about there, but this is why it concerns understanding the signs of time knowing what is really historically inevitable in the developmental course of humanity. Anthroposophy is not the hobby of single groups; anthroposophy is something that the spirit of our time demands. Many educational rules will give way to the knowledge that one can find spiritual-scientifically from nature, from the being of the human being. The future pedagogues will have no preconceived rules. However, an understanding changing into immediate, recognising love with the growing human being will penetrate the pedagogue. He will learn things quite different from theoretical education; he will learn to stand in the full life. Hence, he will also cope with any individual being. One will understand how freedom and necessity penetrate each other in life. One understands that the moral-social life, considered scientifically, would be in such a way, as if I had three objects here. I light up the first object; then I light up the second object, the first one gets dark; now I let the second object getting dark and light up the third one. I pursue this. While I pursue this and say, the first object was lighted up, that is the cause of the light of the second one; the second one is the cause of the light of the third one. Such an illusion, as if the first body which is lighted up from the outside worked as a cause of the illumination of the second one and the second as a cause of the illumination of the third. Such an illusion forms the basis of that historical approach which looks at the consecutive facts always as effects of the preceding facts. Thus, there is no causal coherence in the consecutive historical events as in nature. However, there is the fact that a common light illuminates the consecutive facts. One has to penetrate into this light with higher, supersensible knowledge. What is good in natural sciences: to seize the things in detail, does not apply to spiritual. However, it does also not apply to the social-political life. To spiritual science, a description of the social-political life in detail would be as if a chess player just wanted to consider which moves he wants to do. He cannot carry out them, because this depends on the moves of the opponent. Nevertheless, one can still be a good chess player if he masters the rules of chess. One can stand his ground as a chess player. The same holds true if one wants to master life. Only in the realms of nature are defined laws. If one faces life, one has to have a skill that copes with this life. Then one must be always ready that anything of the wealth of life faces you as the opponent of chess faces the player. Any child is like an opponent of chess to the teacher. Education will accept forms by which it makes the human being capable of life, able to penetrate into the nature of any single human being. However, such a life in the social-political can arise only from a real cognition of that what is contained in the human lives and human beings what is dreamt there as history what is dreamt as social-political impulses. How much does one miss in this direction even today! In spiritual science one has started studying since many years what is the nature of the Western European peoples, of the Central European peoples, of the East European peoples, which impulses really exist, how the different soul expressions are distributed geographically and historically, which impulses really exist. Only by the knowledge of the available impulses that Imagination, that Inspiration can originate which can enjoy life in the moral-social ideas, as they become prominent in the social life, in the legal life. I would like to point to a very promising start just here in Switzerland. Your fellow-countryman Roman Boos (1889-1952) has published a book about The Over-all Work Contract under Swiss Law, a book that grasps the nature of certain institutions and concepts available in the legal life for the first time. However, one has done various attempts in the recent time to recognise from the mental-social being how the laws, how the impulses gradually take place. Thus, an American has written a very interesting book in which he wants to show that the peoples split up into two groups: One group are the ambitious, the progressive peoples, the others are the descending peoples. The American, Brooks Adams (Peter Chardon B. A., 1848-1927) describes the soul life of the ascending peoples in the following way: it arises from a basic soul quality, from the imaginative-warlike; so that the peoples who have future are gifted with Imaginative fantasy life and with warlike impulses. That is not my opinion but that of the American Brooks Adams. Those peoples who become decadent are the peoples with industry and science. This is one-sided, of course. However, even these one-sided considerations show that one has already done the attempt to master life with really moral-social ideas. However, one cannot survey life with the concepts that are formed only after the pattern of natural sciences. One can survey it only if one penetrates into the supersensible depths of life. One can do this only with the beholding consciousness. I could only give scanty indications. In single talks, I can only give suggestions, which is why one can easily disprove spiritual science. However, today spiritual science is not so happy to have countless chairs at disposal as the other sciences have. This will also come. Spiritual science can only give suggestions also concerning the social-moral ideas. If one surveys everything at last that I have brought forward sketchily today, I would let culminate it, while I show that the community must develop under the influence of vivid moral-social ideas also in such a way that the human being can develop as a whole in this community. However, to his whole being belongs what I have explained yesterday: the independent, everlasting being about which I have said yesterday that in it the idea of freedom lives. The highest social-moral idea is the idea of freedom. No community will realise it in itself, which does not take its starting point from supersensible ideas. Since the supersensible can only prosper where the creation of the community originates from supersensible impulses, sensations, concepts, mental pictures. The mental pictures of the usual day consciousness do not work in that life in which the social-moral ideas work. If the human being wants to work in this life, he must work into this moral-social life with another member of his being. One may say that the great persons of the past already realised with single light flashes what it concerned. As I have pointed to Goethe in another way at the end of the last talk I would like to point again to him today at the end. He did not yet have spiritual science. However, if he looked at the historical life and wanted to figure out what this social-moral life is, which embodies itself in history, he found strange words saying, the best we can have from history is the enthusiasm that it excites. How wonderful is such remark! I said that Friedrich Theodor Vischer stated that one could not understand the emotional life if one did not understand the dream.—Goethe looks at the history of humanity, at the historical dream. He knows instinctively, intuitively that humanity is dreaming, while it lives history that the historical impulses do not enjoy life in the mental pictures but in that which enjoys life in the dream sphere of the historical experience. That is why, the best we have from history is not that “fable convenue” which you read in the history books and which we regard usually as history which gives, however, nothing but the corpse of that which develops as the stream of humanity in the social-political development. Goethe knows: not that which you read in the history books is that which the human being has as best from history, but that which can be associated with this dream of history, as a creative quality: enthusiasm. With it, he pronounced a big truth from one side apprehensively, which must work reforming if humanity wants to overcome the catastrophic events of the present. However, this truth can be complemented on the other side, while one points out that one cannot intervene with sophisticated concepts after the pattern of scientific mental pictures anyhow fruitfully in the social-moral life, but with concepts which are connected with life much more intimately, as the anthroposophically oriented spiritual science intends them. One needs something stronger than the not creative ideas in history: one needs enthusiasm. Everything that should cause that the social-moral life can develop must arise from enthusiasm. However, from a right enthusiasm which originates if one can recognise by the connection of the single human being with the supersensible human by Imagination, by Inspiration, and by Intuition. As Goethe could say on one side that the best we have from history is the enthusiasm that it excites, the spiritual researcher would like to add that anthroposophy attempts to penetrate into the supersensible; it tries to recognise the everlasting, the immortal, and the elements of freedom in the human life. However, the best it wants to give humanity will be that it gives enthusiasm that can develop the moral-social life. In this direction, I wanted to give some indications and suggestions with this last talk to show that spiritual science does not want to be only a theory, but a force that co-operates from the innermost impulses of life with the energetic human life that we need in this catastrophic time. |
61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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—Some people just have this sensation who pay attention to the moment of falling asleep. The consciousness has disappeared. The human being goes over to an inner essentiality at such a moment where the outer body plays no role, because the daily strain tires him. |
All methods of spiritual science which we can call experimental ones spiritual-scientifically consist in nothing but that the human being receives the inner power to keep that which is disappearing so that he can experience the moment of falling asleep completely consciously. The consciousness is kept. Since why does the consciousness dwindle while falling asleep? Because the human being cannot unfold that inner strength and willpower in the usual life to experience something else when the outer senses leave him. |
Any spiritual development is based on the penetration of our soul with the strength that the soul needs to receive the consciousness unless it receives it from the body. Meditation, concentration, and contemplation are experimental means to advance farther with the soul life than one can come in the usual life. |
61. Death and Immortality
26 Oct 1911, Berlin Rudolf Steiner |
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If I speak about death and immortality today, it may seem, as if at first such a consideration is caused in the personal needs of the human soul, which have little do with knowledge, with science. If you survey the series of spiritual-scientific talks that I have held, you yet realise that I applied a scientific standard to the considered objects already, even if a spiritual-scientific standard. Hence, the today's consideration does also not start from that what we find within our emotional life, within our longings and wishes towards a life that exceeds the life of the physical body. It will rather concern this: how has human knowledge to position itself to the questions of death and immortality completely in the sense, as this knowledge positions itself to other objects of our knowledge? Since if we abstain from the longing for a life which exceeds the bodily if we abstain from that what is to be understood possibly in the sense of concepts like fear of death and the like, we have the question of the nature of our whole human individuality in it as something that remains for the human knowledge regarding death and immortality. But it may seem today, as if in case of all considerations of spiritual life these important questions of death and immortality are disregarded. Since if one takes one of the official psychologies, you find, indeed, the phenomena of the soul life discussed in detail. However, as far as they face us in the everyday life, for example, the question of the development of concepts, the question of memory, of perception, of attention and the like, but you will look in vain for a discussion about the real being of our soul life. Yes, you can find the prejudice just in most scientific circles this soul life that someone must be a dilettante who wants to put these questions as scientific ones. But this scientific thinking has now to turn to roads different from the usual ones if it wants to consider issues like death and immortality. There that psychology is no longer enough which one calls “psychology without soul,” a psychology with which only the phenomena of the soul life should be considered, without looking at the real being of that what rests in our own individuality and whose expression the phenomena of the soul experiences are. Now spiritual science or anthroposophy is an unusual point of view regarding these as well as other questions. Indeed, the questions of death and immortality have emerged like from dark depths of spirit already since more than one century from the Western cultural life. One has interpreted it always as a dream of single persons if it appeared with a great spirit, as for example with Lessing. One regarded it as a meaningless dream if it appeared with such men whose names are called less within the cultural life of the last decades. Concerning the questions of death and immortality spiritual science is also not in any opposition to natural sciences. Only the opinion is often spread, as if natural sciences must reject what spiritual science has to say for its part. Thus, we can experience that whenever something new appears, as it happened, for example, in the last decade with the problems of life, one points to the fact that the assumption of a real spiritual life that exceeds the only bodily, material life must be overcome gradually and completely. Spiritual science is not forced at all to deny something that appears, for example, in such discussions like in that by Jacques Loeb (1859–1924, German-American biologist) at the First Monists' Congress (Hamburg, 1911) about the problem of life. However, spiritual science has to hear repeatedly, as well as at that time, that it is over now with a spiritual-scientific consideration. For one can hope that one will succeed, finally, in the laboratory in producing life under outer material conditions. Compared to all such matters I would like to remind you of one thing. There were times when one did not doubt really that one could once create life in the laboratory. People who have thought something to themselves with the representation of the Homunculus in the second part of Goethe's Faust and have remembered that this representation of Homunculus was really a kind of dream of the physical research of the Middle Ages and earlier times. That means that the creation not only of subordinated living beings, but also of the highest, the human being in the laboratory was a dream of the naturalists once. People who cherished this dream intended by no means that then the spirit had to be abolished from any consideration of humanity and the world. No spiritual consideration of life contradicts the hope of producing life from the composition of outer substances. No, only the direction of the habitual ways of thinking matters. The habitual ways of thinking that develop with someone who immerses himself more and more in spiritual science show a view of a certain factor exceeding the material in the development of the human being and humanity. The purely materialistic view of the human life says: there we see a human being entering the earthly existence, and we observe how the material processes happen this and that way, and we see the human being gradually growing up from a clumsy being to a human being who familiarises himself with life, can accomplish tasks of life. Moreover, we see descending processes after ascending ones as it were which lead gradually to the dissolution of the physical body or to death. This materialistic consideration of life turns its attention solely to what one can reach with the senses and with methods of thinking and researching which are based on sensory views. There one is probably forced to exceed that what is given with the moment of birth or conception, because one cannot explain everything that appears in the human being if one pays attention only to those factors that prevail between birth or conception and death. Then one speaks of hereditary factors. However, as far as one remains within the purely material approach, one believes that all factors, all elements that should explain the human life consist only of that what one can observe between birth and death, or what comes into the human life by the inherited qualities of the parents or other ancestors. However, as soon as people investigate this heredity, they realise that it is rather superstitious to lead back everything that the human being can realise in his life possibly to hereditary factors. Just in the last decade a brilliant historian, Ottokar Lorenz (1832–1904), tried once to examine families whose descent relations were known to what extent the qualities of the parents, grandparents and so on can be recognised in the lives of the descendants. However, he could get on this way of the purely experiential observation to nothing but to say, if one looks up in the line of ancestors, one finds that among the twenty to thirty ancestors whom everybody can count upwards human beings are who were either genii or idiots, wise men or fools, musicians or other artists, so that one can find all qualities, which are found with any human being, and that one does not come far in the reality if one clings to the prejudices of scientific theories if one wants to explain these or those hereditary factors, this or that expression of the human character, this or that quality. Spiritual science adds a spiritual core to that what one can find in the line of heredity as conditions of the human life, which we cannot find in that which we search with the parents, grandparents and so on, but which we have to search within a supersensible spiritual world. So that in the course of the incarnation process something combines with the physical factors that is not physical that is of spiritual kind. This spiritual that one cannot see with physical eyes is that being that we carry in us as the result of our former lives on earth as one says. As it is true that we lead back our physical origin to our ancestors, we have to lead back a spiritual origin to a spiritual lineage, that means, to ourselves. Spiritual science is just forced to speak not only of one life on earth of the human being, but of repeated lives on earth. Indeed, one has to go far back for reasons that may become obvious in the course of these talks if we want to search our being in our previous life. So we say in the spiritual-scientific sense: we bring our essence with us from a former life, we have experienced this former life, and we have gone through death and then through a life between death and our appearance in this life. Spiritual science is also forced to imagine this essence going through death and a supersensible life between death and a new life on earth. This essence is not a product of the material existence, but collects and forms the matter as it were, so that we receive this physical corporeality. Hence, we speak in spiritual science of repeated lives on earth. This idea of the repeated lives on earth faces us necessarily from the Western thinking first with Lessing (Gotthold Ephraim L., 1729–1781) in the work which he left as his testament, in the Education of the Human Race. There he says about this teaching: “even if it is the oldest one what the human beings have confessed to, must it not appear again at the summit of the human development?” In his Education of the Human Race Lessing also answers to some questions that can be objected the repeated lives on earth. Indeed, if such things appear with an excellent person, then people who judge this excellent spirit normally say: he performed great achievements, but later he became addicted to this strange dream of the repeated lives on earth, and one has to grant the great Lessing that he could also commit this strange mistake.—Thus, every little spirit feels called to condemn the great spirits with their “terrible mistakes.” Nevertheless, this idea did not let single persons of the nineteenth century rest, and even before the recent Darwinist natural sciences approached, the idea of the repeated lives on earth appears as a necessity of the human thinking again. Thus, it faces us in a book by Drossbach (Maximilian D., 1810–1884) about human rebirth, a somewhat confused book from our standpoint, but an attempt that allows itself just compared with scientific thinking to represent this idea. Soon afterwards, a little community was to be found which put a prize on the best writing about the immortality of the soul, and the prize winning writing by Widemann (Gustav W., 1812–1876) which was published in 1851 dealt with the problem of immortality from the standpoint of reincarnation. Thus, I could still state many a thing how the thinking has gradually induced many persons to consider this idea of reincarnation. Then the scientific view of the human being came that was based on Darwin. At first, it considered the human being materialistically, and it will consider it still this way for a long. But if you take my book Theosophy or other books which are written in the spirit of spiritual science and natural sciences at the same time, you will realise that the scientific thinking—thought through to the end—imposes the necessity to the human being to think of the idea of incarnation. Nevertheless, it is not only this. I would like to show not only a logical consequence, but also that, indeed, the human being must come to the idea of reincarnation on basis of the same principle which prevails in natural sciences, namely of the principle of experience. However, another question arises there, is anybody able to collect experiences of that what should come in from supersensible worlds what should produce the human body and leave this body at death again? One can realise cursorily still without spiritual-scientific foundations that something mental works on the outer body of the human being; but one does not like such considerations particularly today. If the human beings looked more exactly at the physiognomy of the human being in its different sculptural forms if one also looked at the facial play, at the gestures, which are individual with every human being, at the creative spirit, one would soon get a sensation how the spirit is internally working on the body. Observe a human being who has been working on the big questions of life for about ten years, namely in such a way, as one does it in the outer science or philosophy where one reflects on these matters without having to say a lot. On the other side, observe a human being who has dealt with these issues so that they have become inner problems to him, so that they have taken him in states of the highest bliss, but also to the highest pains and the deepest tragedy. Consider a human being who deals with the questions of knowledge, and look at him, after he has led such a soul life for ten years, and you will realise how this work expresses itself in his physiognomy, how, indeed, the humanely mental works into the forms of the body. May one pursue now by certain methods such working on the outer physical body further to that point where not only certain forms of our face are changed in such a way that into them the character of the soul life is pressed, but where the indefinite form which the human being has at first becomes his completely elaborated figure? It is necessary that the human being leads his soul life beyond the point where it is in the everyday life today. He has to learn to seize the supersensible in himself, that which is accessible to no outer observation. Then every human being can find both points by mere reflection, so to speak, where our life directly finds the supersensible. These two points are the transitions from the wake state to sleep and again from sleep to the wake state. Since nobody should think so illogically that the human soul life stops with falling asleep and comes again into being with awakening. Our soul life must be in any state of existence in sleep, it must be somewhere to put it another way. The big question emerges which maybe the child puts that is justified for someone who gets involved with the questions of knowledge, namely the question: where does the soul go when the human being falls asleep? We see also other processes stopping, we see, for example, a burning candle going out. May one also ask there, where to does the fire go? Then we say, the fire is a process that stops if the candle goes out, and which begins again if it is kindled again.—May we compare the bodily process of the human being to the candle and say: the soul life is a process that goes out if the human being falls asleep in the evening, and is kindled in the morning when he awakes again? It seems perhaps to be in such a way, as if one could use this comparison. However, this comparison becomes impossible if, indeed, one could prove that not for the usual perception or sensation, but for a sensation to be attained by careful soul preparation that can face us which leaves our body with falling asleep and visits us with awakening again. If this is in such a way that while falling asleep not only a process takes place like a going out flame, but if we can pursue what leaves the body in the evening while falling asleep and visits it in the morning again if we can prove this process in its reality, then a supersensible inside the human being exists. Then one asks us this supersensible: how does it work within the body? Even the famous naturalist Du Bois-Reymond (Emil Du B.-R., 1818–1896) pronounced the thought that one can understand the sleeping human being from the standpoint of natural sciences, but not the waking one in whom impulses, instincts, passions and so on surge up and down. You can read that what I have outlined today only briefly, more in detail in my writing How Does One Attain Knowledge of the Higher Worlds I have described the methods there which we want to touch now briefly by which the human being gets around to getting to know the reality of that what leaves the body in sleep, and what with the awakening goes into him again. At first, we want to ask attentive soul viewers who have got a certain ability to listen to these important moments like falling asleep and awakening. There we hear them saying what spiritual science can confirm absolutely that at first that changes what exists with sharp contours in the surroundings into something nebulous, into blurred forms. Then the falling asleep feels, as if his whole inner being is extended and does no longer depend on the forms of his skin; this is connected with a certain feeling of bliss. Then a strange moment occurs in which the human being can feel everything like in a brief vision that he has accomplished as satisfying moral things; this faces him vividly, and he knows that these are contents of his soul, he feels being in them. Then a jerk happens as it were, and the human being still feels: oh, this moment could last forever!—Some people just have this sensation who pay attention to the moment of falling asleep. The consciousness has disappeared. The human being goes over to an inner essentiality at such a moment where the outer body plays no role, because the daily strain tires him. One feels as if the reality of the mental is scurrying. All methods of spiritual science which we can call experimental ones spiritual-scientifically consist in nothing but that the human being receives the inner power to keep that which is disappearing so that he can experience the moment of falling asleep completely consciously. The consciousness is kept. Since why does the consciousness dwindle while falling asleep? Because the human being cannot unfold that inner strength and willpower in the usual life to experience something else when the outer senses leave him. Let us ask ourselves, how much we experience in the usual life within the soul what is not stimulated by the outer impressions? There is a little left with most human beings surely. No wonder that the inner strength does not exist which can penetrate the soul-life and that is left by any outer experience at the moment, when it steps out while falling asleep. Any spiritual development is based on the penetration of our soul with the strength that the soul needs to receive the consciousness unless it receives it from the body. Meditation, concentration, and contemplation are experimental means to advance farther with the soul life than one can come in the usual life. I would like to bring in one example only. Assuming that a human being can put a thought of benevolence or of something else in the centre of his experience and can exclude all the other thoughts, also those which one can get with the senses, to hold on this one thought only. Since the thoughts fly to the human being at such a moment as the bees fly to the flowers if one stands within the usual life. However, if one can have the strength to exercise concentration of thinking repeatedly, to practice meditative immersion, as soon as one can become free of the mere outer impressions, and delves repeatedly into pictorial thoughts which express something allegorically, then such a thought can startle the human soul-life, so that it becomes a stronger force than the human being normally has. Then such a human being falls asleep consciously, that means he experiences consciously that he grows with his soul life into a spiritual world. This is no dream, also no self-deception or self-suggestion, but something that is accessible, indeed, to every human being, but is to be reached only with care and energy. The human being can free himself completely from his physical corporeality. As he frees himself, otherwise, in sleep unconsciously from it, and as every human being is in sleep beyond the physical body, he will consciously live by such exercises in that what exists usually unconsciously beyond the human being. Briefly, the human being can experience a relief of his soul from the physical corporeality with soul exercises. Indeed, one can always hold against such a representation that is based on inner experience: this is based on deceit! Nevertheless, whether it is based on deceit or on reality, this can be decided only by experience. Hence, I have to say repeatedly: what the human being believes to experience this way can absolutely be self-suggestion, for how far does the human being go self-deception! He can go so far that if he thinks, for example, only of a soda he already has its taste on the tongue. Something may well give the impression, as if it were perception of a spiritual world, but still it can be self-deceit. Hence, someone who does such exercises and makes his soul the experimenter must take all means to eliminate illusions. Nevertheless, in the end only the experience decides. Certainly, somebody can suggest the taste of a soft drink to himself, but it is another question whether he can quench his thirst with it. There is the possibility to experience as reality what is in sleep beyond the physical body. How does one experience it? So that the human being makes his soul more and more independent and gets to know a quite new supersensible world. Indeed, he starts getting to know a world of spiritual light. Then something particular turns out there. The human being who otherwise does not consider his thoughts and mental pictures as realities takes them along when he leaves his body with his soul really. He loosens his conceptual life from all materiality, and this conceptual life experiences a transformation when the human being becomes free of his physical body. What I say now appears to materialistic minded people like daydreaming, even so it is reality. Our mere thoughts change into a world which we can compare—but only compare, it is different—with a propagating light with which we find the underlying cause of the things. So you get to the world in which you detach the thinking that is bound, otherwise, to the tool of the brain and submerge with your thinking in a newly appearing world. This expresses itself in the way that you feel more and more enlarged. You get to know a world of which the outer physical-sensory world is only a revelation. Spiritual beings, not atoms, form the basis of the outer sensory world, and we can penetrate as human beings into this spiritual world. So we are accepted by such a spiritual world as it were if we carry out this self-experiment in our soul. We only attain a complete knowledge of the relation of this spiritual world to us human beings if we can also spiritually experience the moment of awakening. This is possible when the human being contemplates a lot about his inner life in meditation and concentration. For example, he can review that pictorially every morning or evening what he has experienced during the day or the day before to consider it contemplating or he contemplates his moral impulses and takes stock of himself. Then the human being gets around to experiencing the reverse moment consciously by such exercises where we submerge in our bodies that we experience, otherwise, unconsciously while awakening. Then he experiences something that I can characterise only in the following way. You all may know that a healthy quiet sleep depends on our emotions. If the human being has thought ever so much, has exerted itself ever so much in his thinking, he falls easily asleep. But if anger, shame, remorse, and in particular a troubled conscience gnaw at him, he tosses and turns sleepless in bed. Not our thinking which we can carry over to the big spiritual world but our emotions can drive away the sleep. Our emotions are associated with our soul life in the narrower sense. We share our thoughts with the world. The way in which our emotions just affect us is something intimately connected with what we ourselves are. Somebody who has learnt now in such a way to free his soul consciously from his body, also gets clear from immediate observation how he carries his emotions into the world into which he enters if he has become free of body. As blissful it makes us on one side to submerge in a world of spiritual light, free of the body, as much we feel chained in this world to our emotions gnawing at us. With it then we go into the spiritual world and have to carry it again into our body. However, by the mentioned exercises we find our emotional world again while submerging in our bodies. It faces us as something strange. We get to know ourselves submerging in our emotional world, and thereby we get to know, while we pursue it now consciously, what works in truth killing on our organism. I note here that I speak about death in a later talk that has a quite different meaning considering it with plants or animals than with the human being. Spiritual science does not take the easy way out to find these phenomena identical in the three realms if we pursue that consciously what has become the possession of our soul that it settles in our physical body and can work destroying in it. Then we get to know how our innermost being really forms the body while it combines with that what comes from father and mother and from the other ancestors as hereditary factors. There we see the human being entering in the physical life, we see him entering clumsily at first. He cannot yet speak; then we see the forms becoming more and more certain and see him becoming an active human being gradually. Considering the whole development of the human being spiritual-scientifically, we realise how an inner essence develops and this forms the human being working on the body from the spiritual from birth or conception on. We find the same essence that works creatively on the body if we can pursue how it leaves the body and penetrates into a spiritual world. There we find two things: an element that enables us to pour out our own being like in a spiritual world of light; but we also find something in this essence that we must bring into this spiritual world, namely our emotional world, that is everything that we have got to know in life. In these two things we have on one side what is creative in the human being what leaves the body as our spiritual essence, goes through death and appears again in a new body after an interim and on the other side we have our emotions which we get to know by the spiritual-scientific view as a real being as that what destroys our body and leads to death. Therefore, we realise how our spiritual essence enters in existence, builds up the body gradually, and we see this essence working the strongest in the first months where we do not yet have an inner soul life where we do not yet think. There we see the human being entering existence sleeping as it were. If we try to remember, we can come back to a certain point, not farther. We have slept into existence as it were. Only from the third, fourth years on the human being can feel as an ego. The reason is that the spiritual essence of the human being is busy forming the body at first. Then he comes to a point where the body has to grow only, and from then on the human being can use what flowed once in his body for his soul life which works within the physical body constantly in such a way that we take up the necessity of death at that time, where we start saying “I” to ourselves, up to which we can remember later where we begin an inner life. What do we receive with this necessity of death? We receive the possibility to take up the outer world, to enrich our inside being perpetually, so that we become richer in life every day. In that part of our being that we carry in sleep into the spiritual world that forms our soul being everything is contained that we get as joys and sorrows, as pleasure and pain. While we live and develop a consciousness, we have the possibility for our inner essence to enrich it perpetually. We take this enrichment along if we go through death, but we can have it only because we had to destroy our bodies throughout life. Our body is built as it has developed from the preceding life. However, we absorb something new perpetually that enriches our soul life. Nevertheless, this new can no longer penetrate completely into our physical body, but only up to a certain degree. That expresses itself by the fact that we feel the fatigue of yesterday removed; but it cannot completely penetrate into our body. What penetrates into our body cannot develop completely in the bodily. We take the former example once again. A human being works on questions of knowledge for ten years. Thus, his physiognomy has changed after ten years if this activity has been a matter of his heart. However, his body limits this change. The desire to develop internally further may still exist; but, the later absorbed can no longer work into the body. Hence, we see, because the body puts a border, the richer inner life beginning when the soul has poured forth into the body. First, we see the physiognomy of such a human being changing—of a thinker, poet or artist; then only we see the rich spiritual life developing. Not before our outside world limits us, we develop so surely, but we can no longer carry into our physical bodies what we develop in ourselves because our body is built up according to that what we have got in a former life on earth. Therefore, we have to carry through death what we still get internally. This helps us to build up the next body, so that we have built only in a body of the next life what must destroy our present body. A view presents itself there that fits into the scientific thinking, a view of what death and immortality means what the repeated lives on earth mean. There we realise if we change our physiognomy how the human being has built that into his body what he has got in former lives on earth. We see the results of our former lives in the developing body, and we see in that what we get now what stands in the way of our bodily, so to speak, as a spiritual, the developing elements of our future life. Spiritual science regards the earthly life as something that is between something former and something following. The later considerations will show how our perspective increases to the times of our existence which the human being spends free of body in the supersensible worlds. In order that such matters would not remain pipe dreams, it is necessary that we look at the methods that enable the soul to perceive even if it lacks the physical brain. Only because the human being enables the soul to perceive that in the supersensible what must remain, otherwise, a mere assertion it becomes a proven reality. Today we stand strictly speaking only at the beginning of a science that deals with such matters. Just many people consider themselves as the best experts of the matters, as the most enlightened ones and regard these matters as fantasies. I would not be surprised if anybody said, this is daydreaming that completely contradicts any scientific truth!—Nobody will find it more comprehensible than I do if anybody says this. But while the human beings become engrossed more and more in spiritual science, they realise that we can prepare our souls by meditation so that it can know about itself, can develop inner forces by which it can still know, can still perceive if it leaves the body and can no longer perceive with the organs of the body. This has to be found experimentally—one may say, it is to be found spiritual-experimentally—that the soul is something that one can experience if it can no longer use the bodily organs. It goes through births and deaths and works in such a way that it builds up the body that goes through death and collects new forces to build the body during the earthly existence. With the questions of the nature of the human being, you attain answers to the questions of death and immortality at the same time. Goethe said once in an essay that nature invented death to have much life. Spiritual-scientific research proves such a notion to be true saying, in any life, the human being enriches his soul life; he must die because his respective body is built as an effect of his former lives on earth. While killing his body, he creates the possibility to work into in a new body what now he cannot work into his body and into the world. Such a worldview influences our lives deeply. If it penetrates our whole being if it remains not only a theory, we feel such a truth only as a truth of life. Since we say to ourselves when we have crossed the middle of our lives when our hairs begin becoming grey and our faces get wrinkles: life is going downhill!—Why is it going downhill? Because that what the soul has got cannot be brought into the body. However, what we have gained internally, and what must destroy our present bodies is worked into a new body. Someone can argue easily: you spiritual researchers state that the human being becomes weak in old age, so you say that just with the body the mind dwindles away!—As this objection is a given, it is a given that one only admits that such a man does not think about that: from what is our present brain built?—It is built from our former lives! We must destroy our bodies and our brains with our thoughts. But the thoughts, which kill the bodies, are those, which use the brain. It is obvious that something must stop that is bound to a tool like the brain. However, our spiritual being does not stop with it. That is why it occurs that we do no longer find the tools in ourselves to realise what we have appropriated in the present life if the human being moves in downward direction. Then this yet works in a soul life which is not bound to the brain, and which cannot be expressed by cerebral thoughts. This prepares itself to act creatively in the next life. One says it not only in Goethe's sense that nature invented death to have much life—but we have also to say, death is there to work out that in new forms what we acquire internally in life. In this sense, we can say if we see the age approaching: thank God, that life can go downward, that death can be! Since if it did not exist, we could not take up what flows towards us from the world in such a way that it forms us. We need death, so that we can make that what we experience the contents of our own being. Hence, we regard death as that by which just life can advance. Hence, there is no better adviser than spiritual science; it is not only a comforter towards the fear of death, but it gives us strength, while we are walking towards death and see the outside dying. Since we know that then the inside grows. Spiritual science will raise the whole life to a higher level at which life seems meaningful and reasonable. From the following talks will arise that life does not proceed endlessly forward and backward, but that also reincarnation has a beginning and an end. Now I would only like to point to it. From that which spiritual science has to say about death and immortality arises that we have the effects of our present life in a following life. The complete human existence disintegrates into the existence between birth and death and into that between death and a new birth. There we see what Goethe felt in terms of the simple life extended to the whole life while we look back not only at the little yesterday, but also at the big yesterday where we made our present life. We look there at the joys or pains of life and feel: joy strengthens us for the future; we must experience grief for overcoming obstacles to strengthen ourselves also for the future. There we see a big contrast expanding in the future life and think of the Goethe's verses:
Happiness and optimism flow to us from the internally conceived spiritual science showing us: indeed, the spirit forms the material and survives while the material life is destroyed to reveal itself always anew, and which applies the newly acquired. I would like to summarise this for the purposes of the today's evening with the words:
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124. Excursus on the Gospel According to St. Mark: Lecture One
07 Nov 1910, Berlin Tr. Unknown Rudolf Steiner |
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What each of us has acquired in the course of these ages is more or less within human consciousness to-day; while what we acquired generally in our Atlantean incarnations, when the state of consciousness was very different, has sunk more or less into our sub-consciousness, and no longer reverberates within us as that does which we have acquired in post-Atlantean times. |
Humanity evolves like one great man throughout the seven post-Atlantean periods; and the most important things that were to arise in human consciousness during these seven periods resemble what a single individual experiences in the seven periods of his individual life. |
But he will have to work with full consciousness on what is to be reincarnated. When this happens the other must die, truly die. We gaze prophetically into the future; many sciences have arisen and will arise for the benefit of post-Atlantean civilisation, they, however, belong to what is dying. |
124. Excursus on the Gospel According to St. Mark: Lecture One
07 Nov 1910, Berlin Tr. Unknown Rudolf Steiner |
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We have often spoken of that period of human evolution that has passed since the Atlantean catastrophe. We have dealt with the various epochs of this evolution—the original Indian, original Persian, Egypto-Chaldean and Greco-Latin—and then with our own, the fifth epoch of post-Atlantean civilisation. We have also shown that two further epochs will pass, before the coming of another great catastrophe, so that we have to reckon in all seven such epochs of earthly humanity. It is comprehensible that these epochs should be described differently. For as men of the present day we desire to find how we stand as regards our own mission, we can only gain some idea of what lies before us in the future when we know how far we have participated in these different epochs in the past. I have often explained how we can distinguish between the separate human being, the little world, or microcosm, and the great world, or macrocosm; I have shown how man, the little cosmos, is a copy of the great world or macrocosm. Though this is a truth, yet it is a very abstract truth, and as generally stated does not mean very much. You will therefore find it helpful if we go into particulars regarding this, and show how certain things met with in mankind have really to be accepted as a little world, and can be compared with another, a greater world. The man of the present day really belongs to all seven ages of the post-Atlantean epoch. We have passed through all the earlier ages in former incarnations, and will pass through all the later ages in later ones. In each incarnation we receive what the age in question has to give. Because we receive this we bear within us, in a certain sense, the fruits of former evolutions, and the most intimate things within us are really those we have acquired during the ages mentioned. What each of us has acquired in the course of these ages is more or less within human consciousness to-day; while what we acquired generally in our Atlantean incarnations, when the state of consciousness was very different, has sunk more or less into our sub-consciousness, and no longer reverberates within us as that does which we have acquired in post-Atlantean times. In Atlantean times man was more shielded from having his evolution injured in one way or another, because his consciousness was not then so awake as it was in post-Atlantean times. For this reason all we bear within us as the fruits of our Atlantean evolution is more in accordance with the ordering of the world than is that which had its origin in an age when we were already capable of bringing certain things in us into disorder. Ahrimanic and Luciferic Beings certainly influenced man in Atlantean times, but they then worked quite differently, for man was not then capable of shielding himself from them. That men grew ever more and more conscious is the most important fact of post-Atlantean culture. In this respect human evolution from the Atlantean catastrophe until the next great catastrophe is macrocosmic. Humanity evolves like one great man throughout the seven post-Atlantean periods; and the most important things that were to arise in human consciousness during these seven periods resemble what a single individual experiences in the seven periods of his individual life. The different ages in the life of a man have been described as follows:—The first seven years, from birth to the change of teeth, is described as the first age. In it man's physical body receives its form, is endowed with it as a gift. With the coming of the second teeth this form, in all its essentials, is fixed. The man then continues to grow within this form, which has received its essential direction. What is accomplished during the first seven years is the construction of the form. This period has to be understood from all sides. We must, for instance, distinguish the first teeth which the child develops early and which fall out, from the second teeth which replace them. These two kinds of teeth, with respect to the laws of the body, are quite different—the first are inherited, they appear as the fruits of the organisms of the man's ancestors, but the second teeth appear as the outcome of the laws of the man's own physical Being! This has to be realised. It is only when we go into such particulars that we observe this difference. We receive our first teeth, because our ancestors pass them on to us with our organism, we acquire our second teeth because our own physical organism is so constituted that we acquire them through it. In the first period the teeth are directly bequeathed, in the second the physical organism is bequeathed, and it produces the second teeth. After this we distinguish a second period of life, that from the change of teeth until puberty, to about the 14th or 15th year. What is significant in it is the development of the etheric body. The third period, to about the 21st year, represents the development of the astral body. Then follows the development of the ego, and this progresses from the development of the sentient soul to that of the rational soul and on to the consciousness soul. It is thus we distinguish the different ages in the life of a man. In this life, as you know well, only that period is really ordered and regulated, which falls within the first seven years. This is, and must be so, as regards the man of the present day. Such regular differentiations as we find in the first three periods of a man's life do not occur later; neither is the time they last so clearly defined. If we enquire into the causes of this we have to understand that in the evolution of the world a middle period always comes after the first three of any seven periods. We are living at present in the post-Atlantean age, we have already within us the fruits of the first three periods, and of the fourth, for we are now in the fifth post-Atlantean age, and are living on towards the sixth. We are entirely justified in finding a resemblance between the evolution of the various post-Atlantean periods and that of the ages in the life of separate individuals, so that here also it is possible to distinguish between what is macrocosmic and what is microcosmic. Let us take that which is most characteristic of the first post-Atlantean period, the one we call the Old-Indian; for in this the character of the post-Atlantean evolution was most strongly expressed. In this first period an exalted and most clearly differentiated wisdom existed, a primeval wisdom. What was taught in India by the Seven Holy Rischis was in principle the same as was actually beheld in the spiritual world by natural seers, and also by a large part of the people at that time. This ancient wisdom was present in the first Indian period as an inheritance. It was experienced clairvoyantly in Atlantean times, but now it had become more of an inherited primeval wisdom, preserved and given out again by those who, like the Rischis, had risen to spiritual worlds by initiation. What had entered thus into human consciousness was essentially and absolutely an inheritance. It was therefore entirely different in character from present day wisdom. People make a great mistake when they try to express the important matters given out by the Holy Rischis in the first post-Atlantean period in forms similar to those employed by the science of to-day. This is hardly possible. The scientific forms in use to-day appeared first in the course of post-Atlantean culture. The knowledge of the Ancient Rischis was of a very different kind. Those who communicated it, felt how it worked in them, how it rose within them on the instant. If we are to understand what knowledge was at that time, we must realise that its most marked characteristic was that it did not spring in any way from memory. Memory played no part as yet in knowledge. I pray you to keep this in mind. To-day memory plays a main part in the passing on of knowledge. When a university professor mounts the platform, or a public speaker addresses an audience, he must be careful to consider beforehand what he is to speak about, and retain it in his memory. Certainly, there are people who say they do not require to do this, they follow their genius; but this does not take them very far. At the present day the passing on of knowledge depends really very largely on memory. We gain a correct perception of how knowledge was communicated in the ancient Indian epoch if we grant that knowledge first rose in the head of him who communicated it at the moment he passed it on to others. In former times knowledge was not prepared before-hand as it is to-day. The Rischis did not prepare what they had to say, so that their memory might retain it. They prepared themselves by attuning themselves to what they were about to communicate. They said:—“This knowledge (Wissen) is not built on memory in any way. Memory has no part in it, my soul must first enter into a holy atmosphere, it must be attuned to piety!” They prepared this atmosphere, this feeling, but not what they were to say. At the moment of communication it resembled rather a reading aloud from an invisible script. Listeners who took down in writing what was said would have been unthinkable at that time. This would have been an impossibility, anything preserved by such means would have been regarded at that time as worthless. Only those things were considered of value which a man preserved within his soul, and which his soul then moved him to reproduce and impart to others in the same way as he had received them. It would have been regarded as desecration to write down these communications. Why? Because in the opinion of that day it was thought that what was written on paper could not be the same as what was communicated by word of mouth. This tradition endured for a long time, for such things are retained far longer in the feelings than in the understanding of men, and when in the middle ages the art of printing was added to that of writing many people regarded it for long as a black art. The old feeling survived, that what passed in a living way from one soul to another should not be preserved in such a grotesquely profane way as was the case when black printer's ink traced spoken words on a white page, thus changing them into something lifeless, in order that later they might be revived in a way perhaps that was far from edifying. We must therefore regard the direct outpouring (Strömung) from soul to soul as a characteristic feature of the time we are considering. This was an outstanding tendency of the first post-Atlantean epoch, and must be realised if we are to understand, for instance, the old Grecian and Germanic rhapsodists, who moved from place to place reciting their very long poems. If they had employed memory they could never have recited these poems again and again in the same way. It was a soul-force, a soul-attribute far more living than memory, that lay behind these long recitations. To-day if anyone recites a poem he must have learnt it beforehand, but these people experienced what they recited, it was as if newly created at the moment. This was strengthened by the fact that in quite other ways than is the case to-day, the soul-element was then more in evidence. In our day, with some justification, everything of a soul nature is more suppressed. When recitations or lectures are given to-day what matters is the meaning; care is taken as to the meaning of the words. This was not the case when in the middle ages a minstrel recited the Nibelungenlied for example. He had still a certain feeling for the inner rhythm, he even stamped with his foot as he marked its rise and fall. These things were but the echoes of what existed in more ancient times. But you would form no true picture of the Rischis of India and their pupils if you thought they did not communicate the ancient knowledge of Atlantis faithfully. The high school pupil of to-day, even if he wrote out the whole lecture, would not have reproduced what had been said as faithfully as the Indian Rischis reproduced the ancient knowledge in their day. The characteristic feature of the ages that followed is that Atlantean knowledge had ceased to affect them. Up to the decline of the first period, that of ancient Indian culture, the legacy of knowledge man had received continued. Knowledge continued to increase. This came to an end, however, with the first post-Atlantean period, and afterwards hardly anything new came forth from human nature. Increase in knowledge was therefore only possible in the first period, the early Indian, after that it ceased. In the Persian period among those who were influenced by the teaching of Zarathustra, what we can compare with the second age of development in the life of a man began, and it is best understood when so compared. The first period of Indian culture can well he likened to the first part of the life of a man—that from birth to the seventh year—when everything of the nature of form receives its shape, later there is only growth within the established form. Thus it was with the spirit in the first post-Atlantean epoch. What follows later, how man develops the teaching that comes to him in the second part of his life, can be likened to the first period of ancient Persian development and with the instruction then received, only we must be clear as to who the scholars were and who the teachers. I would like to point out something here. Does it not strike you as strange how very differently Zarathustra, the leader of the second post-Atlantean epoch, comes before us to the way, for instance, the Indian Rischis do? While the Rischis appear like holy initiated persons of a far distant age, into whom all the knowledge of ancient Atlantis had poured, Zarathustra comes before us as the first initiate of post-Atlantean times. Something new enters with him. Zarathustra is actually the first historical personality of post-Atlantean times to be initiated into that form of Mystery-knowledge (truly post-Atlantean) in which knowledge was presented in such a way that it was actually comprehensible to the rational understanding of man. What pupils received in those early days in the schools of Zarathustra was pre-eminently a super-sensible knowledge, but it dawned in them so that for the first time it took the form of human conceptions. While it is not possible to reproduce the knowledge of the ancient Rischis in the forms of modern science, this is possible with the knowledge of Zarathustra. Certainly this is a purely super-sensible knowledge, dealing as it does with the super-sensible worlds, but it is clothed in conceptions similar to the conceptions and ideas of post-Atlantean times. Among the followers of Zarathustra a teaching arose of which we can say:—“It was constructed systematically in accordance with the rational conceptions of man.” This means it sprang from the ancient holy treasures of wisdom which evolved up to the end of the Indian period, and continued from generation to generation; no new thing was later added to this, but the old was elaborated further. The mission of the mysteries of the second post-Atlantean period can be realised through a comparison; we can compare it with the publishing of some occult hook. Any book that is the result of investigations into higher world can be clothed in a logical arrangement, thus bringing it down to the physical plane. It is possible to do this. But if my “Outline of Occult Science” had been treated in this way a hook of fifty volumes would have resulted, each as large as the hook itself. If this had been done, each section would have been presented in strictly logical form, this is in the book, and it might have been treated in this way. But it is also possible to proceed otherwise. One can, for instance, leave something to the reader; leave him to think matters out for himself. People must try to do this to-day otherwise the work of occultism could not progress. Now, in the fifth post-Atlantean period, with his acquired powers of forming conceptions, it is possible for man to approach occult knowledge and to increase it, but at the time of Zarathustra, thoughts had first to be discovered capable of dealing with these facts. At that time knowledge such as we have to-day did not exist. Something there was that had remained over like an echo from the time of the Rischis, and to this was added what was capable of being clothed in human thoughts. But human conceptions had first to be found, and into them super-sensible facts had to be poured. Different degrees in power to grasp what was super-sensible then first made its appearance. We may say:—The Rischis still spoke absolutely in the way men had always spoken, in a pictorial language, an imaginative language. They passed on the knowledge they possessed from soul to soul when speaking in this vital picture-language which came whenever they had any kind of super-sensible knowledge to transmit. With “cause and effect” and the other ideas we have to-day with logic in any form—men did not concern themselves in the least. All that arose later. Then in the second post-Atlantean period they began to be interested in super-sensible knowledge. They then felt for the first time the opposition, as it were, of the physical plane; they felt the necessity of giving expression to what was super-sensible so that it might assume forms that thought could grasp on the physical plane. This was the essential mission of the first period of Persian civilisation. Then followed the third period, the period of Egyptian culture. People now had super-sensible ideas. This is difficult for the men of to-day. Try and picture conditions as they were at that time; there was as yet no physical science, but people had ideas that had been gained concerning super-sensible worlds, and they could speak of them in the thought-forms of the physical plane. In the third epoch people began to direct what they had learnt from super-sensible worlds to the physical world. This can again be compared with the third life-period of a man. While in the second life-period he learns; he then goes on to employ what he has learnt. In the third period of their lives most people feel constrained to direct their learning to the physical plane. The pupils of the heavenly knowledge were those who, in the second epoch, had been pupils of Zarathustra, but they now began to direct what they had learnt to the physical plane. Put into modern language we can say—men now learnt that all they beheld through super-sensible vision could only be understood if expressed by a triangle; if they used the triangle as an image to express the super-sensible, they learnt that the super-sensible part of human nature which permeates the physical part can be grasped as a triad. Other conceptions had come to man so that he now applied physical things to what was non-physical. Geometry, for example, was first learnt so that it was accepted as symbolic of ideas. Men had this and made use of it—the Egyptians in the art of surveying and agriculture, the Chaldeans in the study of the stars and the founding of astrology and astronomy. What formerly was held to be only super-sensible was now applied to things seen physically. People began to use what had been born in them as super-sensible wisdom on the physical plane. This was first done in the third cultural period. In the fourth period, the Greco-Latin, this became a fact of outstanding importance. Up to that time men possessed super-sensible knowledge, but did not use it as described. It was not necessary for the Holy Rischis to use it in this way, for knowledge flowed into them directly from the spiritual world. In the time of Zarathustra people had only to ponder over spiritual knowledge, and they knew exactly the form this knowledge would take. In the Egypto-Chaldean age they clothed conceptions from spiritual worlds in what they had gained in physical existence, and in the fourth period they said:—Is it right that what is acquired from the spiritual world should be applied to physical things? Are the things gained in this way really suited to physical conditions? These questions were only put by man to himself in the fourth period after he had used this knowledge innocently, and applied it to his physical requirements for a long time. He then became more self-conscious and asked:—“What right have I to apply spiritual knowledge to physical uses?” Now it always happens that, in an age when any important task has to be carried out, some person appears who can fulfil this task. It was such a person to whom it first occurred to ask the question:—“Have I the right to apply my super-sensible ideas to physical facts?” You can see how what I am trying to indicate developed. You can see, for example, how vital Plato's link still was with the ancient world, how he still used ideas in the ancient form, applying them to physical conditions. It was his pupil, Aristotle, who asked the question—“Ought one to do this?” For this reason he is regarded as the founder of logic. Those who do not concern themselves in any way with spiritual science might ask:—Why did logic arise first in the fourth epoch? Was there not some reason, seeing that evolution had gone on indefinitely, for man to ask himself this question at a specified time? When conditions are really studied, important turning points in evolution are seen to occur at certain times. One such important turning point in evolution occurred between the time of Plato and Aristotle. In this age there was still, in a certain sense, something of the old connection with the spiritual world, as this existed in Atlantean times. Living knowledge certainly died in the Indian epoch; but it was replaced by something new that came from above. Man now became critical and asked:—How can I apply what is super-sensible to physical things? This means: he was then first aware that he could himself accomplish something; observing the world around him he realised that he could bring something down into this world. This was a most important age. We divine (spüren) that conceptions and ideas are super-sensible things when from their nature we begin to perceive in them a guarantee for the super-sensible world. But very few people do perceive this. For most people the fabric of conceptions and ideas is worn very thin and threadbare. Although they may divine that something lives in these which can give them proof of human immortality, conviction is not reached, because the conceptions and ideas concerning the solid reality for which man craves are of such a thin-spun consistency. For most people the fabric they have spun from conceptions and ideas is very thin and worn; though something lives in it which can give them consciousness of immortality, they are incapable of full conviction. But at a time when humanity had sunk to the final—hardly any longer believed in—shreds of that fabric of ideas which it had spun from higher worlds, a mighty new impulse came from the spiritual world and entered into it—this was the Christ-Impulse. The greatest spiritual Reality entered humanity in our post-Atlantean age at a time when man was least spiritually gifted, when all that remained to him was the spiritual gift of ideas. For anyone who studies human development in a wide sense, it is a most interesting consideration, apart from the fact that it affects the soul so overwhelmingly, it is most interesting (even scientifically), to compare the infinite spirituality of that essence which entered human evolution with the Christ Principle, with that which, like a last thin-spun thread from spiritual realms, caused man to ask shortly before: in what way this thread connected him with spirituality. In other words: when we place Aristotelean logic, this weaving of abstract conceptions to which mankind had at last attained, along-side that great Spiritual Outpouring. We can think of no greater disparity than between the spirituality that came down to the physical plane in the Being of Christ, and that which man had preserved for himself. You can therefore understand that in the early Christian centuries it was quite impossible for men to grasp the spiritual nature of Christ with the thin thread of ideas spun from Aristotelean philosophy. Gradually the endeavour arose to grasp the facts of human and world-events in a way conformable to Aristotelean logic. This was the task that faced the philosophy of the middle ages. It is important for us now to compare the fourth post-Atlantean epoch with the fourth period in the life of a man—that period in which the ego develops—to see how the “I am” of all humanity entered human evolution at a time when humanity as a whole was really furthest withdrawn from the spiritual world. This is why man was at first quite incapable of comprehending Christ except through faith; why Christianity had at first to be a matter of faith; only later, and by degrees, was it to become a matter of knowledge. It will become a matter of knowledge; but we have only now begun to enter with understanding into the study of the Gospels. For hundreds and hundreds of years Christianity was only a matter of faith, and had to be so, because than had descended furthest from the spiritual world. As this was man's position in the fourth post-Atlantean period, it was necessary after so deep a descent that he should begin to rise once more. The fourth period brought him furthest on the downward path, but also gave him the first great impulse upwards. Naturally this spiritual impulse could not be understood at first, only in the periods that follow will it be possible for him to understand it. But now we can at least recognise the task before us:—We have to refill our ideas with spirit from within. The evolution of the world is not simple. When, for instance, a ball starts rolling in one direction its momentum tends to make it continue rolling in the same direction. If this is to be changed another impulse must come to give the thrust necessary to a change of direction. Pre-Christian culture had the tendency to continue the downward plunge into the physical world, and has continued to do so to our day. The upward tendency is only beginning, hence the need of a constant incentive to this upward direction. We can see this downward tendency more especially in men's thoughts. The greater part of what is called philosophy to-day is nothing more than the continued downward roll of the ball. Aristotle divined something of this; he grasped the fact that there was a spiritual reality in the fabric of human thoughts. But a couple of centuries after his day, men were no longer capable of realising that the content of the human head was connected with reality. The driest, most desiccated ideas of the old philosophy are those of Kant and everything associated with Kantism. Kant's philosophy puts the main question in such a way that he cuts every link between what man evolves as ideas, between perceptions as an inner life, and that which ideas really are. All this is old and dead, and is therefore not fitted to give any vital uplift for the future. You will now no longer wonder that the conclusion of my lectures on psychology had a theosophical background. I explained that in all we strive for, more especially as regards knowledge of the soul, our task must be to allow ourselves to be so stimulated by this knowledge, given to us formerly by the Gods and brought down by us to earth, that we can offer it up again on the altars of the Gods.: We have only to make the ideas that come to us froth the spiritual world, once more our own. It is not from any want of modesty that I say:—Teaching regarding the soul must of necessity be a scientific teaching, that it must rise again from the frozen state into which it has fallen. There have been many psychologists in the past and there are many still to-day, but the ideas they use are void of spiritual life. It is a significant sign that a man like Franz Brentano be allowed the first volume of his book on Psychology to appear in 1874. Though much it contains is distorted, it is on the whole correct. The second volume was ready, and was to have been published that year, but he was unable to complete it, he stuck in it. He still could give an outline of his teaching, but the spiritual impulse necessary if the work was to be brought to a conclusion was wanting. Such psychologists as we have to-day, Von Wundt and Lipps for example, are not really psychologists for they work only with preconceived ideas; from the first they were incapable of producing anything. Brentano's psychology was fitted to do this, but it remained incomplete. This is the fate of all knowledge that is dying. Death does not enter the domain of natural science so quickly. Here people can work with ideas, for the facts they have accumulated speak for themselves. In the Science of Spirit this does not happen so easily. The whole substratum is immediately lost if people employ ordinary ideas. The muscles of the heart do not immediately cease to beat even if analysed like a mineral product without any recognition of their true nature; but the soul cannot be analysed in this way. Thus science dies from above downwards, and men will gradually reach a point where they will certainly be able to appreciate natural laws, but in a way entirely independent of science. The construction of machines, instruments, telephones and the like, is something very different from understanding science in the right way or carrying it a step further. Anyone can make use of an electric apparatus without necessarily understanding it. True science is gradually dying. We have now reached a point where external science must receive new life from spiritual science. Our fifth period of culture is that in which the ball of science rolls slowly downhill. When it can roll no further its activity will cease, as in the case of Brentano. At the same time the upward progress of humanity must receive ever more life. And it will receive it. This can only happen when efforts are made by which knowledge, even if this has been gained outwardly, becomes fruitful through what occult investigation has to give. Our age, the fifth period, will increasingly assume a character which will show that the ancient Egypto-Chaldean epoch is repeated in it; as yet we have not gone very far with this repetition, it is only beginning. That this is the case can be gathered from what occurred at our annual general meeting. On that occasion Herr Seiler spoke about “Astrology” showing, that as spiritual scientists you were in a position to connect certain conceptions with astrological ideas, whereas this was not possible with the ideas of modern astronomy. Modern astronomy would consider these ideas to be nonsense. This is not because of what astronomical science is in itself, for this science has a better opportunity than any other of being led back to what is spiritual; but because men's thoughts are far removed from any return to spirituality. There is a means, through what astronomy has to offer, by which such a return might easily be made to the fundamental truths of Astrology so undervalued to-day. But some time must elapse before a bridge can he formed between these two. During this time all kinds of theories will be devised, theories by which the movements of the planets, for instance, will be explained in a purely materialistic way. Things will be still more difficult in the domain of chemistry, and in everything connected with life. Here it will he still more difficult to build the bridge. It will he done most easily in the domain of soul-knowledge. To do so it is necessary that people should understand what was stated at the conclusion of my lecture on “Psychology.” There I showed that the stream of soul-life does not only flow from the past towards the future, but also from the future into the past; that we have two time-streams—the etheric part of the life of the soul goes towards the future, the astral part of us on the other hand flows back towards the past. (There is probably no one on the earth to-day who is conscious of this unless he has an impulse towards what is spiritual.) We are first able to form a conception of the life of the soul, when we realise that something comes continually to meet us out of the future. Otherwise this is quite impossible. We must be able to form such a conception, and for this, when speaking of cause and effect, we must break with those ordinary methods of thought which deal mainly with the past. We must not only reckon with the past in such connections, but must speak of the future as something real; something that comes towards us in just as real a way as the past slips from us. But it will be a long time yet before such ideas become prevalent, and till they do there will be no psychology. The nineteenth century produced a smart idea—“Psychology without souls.” People were very proud of this idea, and with it they declared:—“We simply study the revelations of the human soul, but do not concern ourselves with the soul that is the cause of these!” A Soul-teaching without Souls! This can be carried further; but what results (to use a common comparison), is nothing else than a meal time without food. Such is psychology! Now people are of course not satisfied when dinner time comes and the plates are empty; but the science of the nineteenth century was strangely satisfied with the psychology put before it, which was in no way concerned with the soul. This began comparatively early, but into every part of it spiritual life must flow. Therefore we have to record the beginning among us of an entirely new life. The old in a certain sense is finished and a new life must begin. We must feel this. We must feel that a primeval wisdom came to us from ancient Atlantean times, that this gradually declined, and we are now faced with the task of beginning in our present incarnation to gather more and more new wisdom which will be the wisdom of the men of a later day. The coming of the Christ-Impulse made this possible. It will continually develop a living activity, and from it men will perhaps be able best to evolve towards the real, historic Christ, when all tradition concerning Him and all that is outwardly connected with these traditions has died away. From what has been said you can see how the post-Atlantean evolution can actually be compared with the life of a single man; how it is indeed a kind of macrocosm facing man—the microcosm. But the individual man is in a very strange position. What is left to him for the second half of his life of all he acquired in the first half, which when used up is followed by death? The spirit alone can conquer death and carry on to a new incarnation that which gradually begins to decay when we have passed the first half of our life. Our evolution advances until our thirty-fifth year, then it begins to decline. But the spirit then first begins truly to rise! What it is unable to develop further in the second half of life within the body, it brings to completion in a succeeding incarnation. Thus we see the body gradually decline, but the spirit blossom more and more. The macrocosm reveals a picture similar to that of man:—Up to the fourth post-Atlantean epoch we have a youthful upward striving cultural development; from then onwards a real decline; death everywhere as regards the development of human consciousness; but at the same time the dawn of a new spiritual life. The spiritual life of man will be born again in the age following our present one. But he will have to work with full consciousness on what is to be reincarnated. When this happens the other must die, truly die. We gaze prophetically into the future; many sciences have arisen and will arise for the benefit of post-Atlantean civilisation, they, however, belong to what is dying. The life that streamed directly into human life along with the Impulse of Christ will in future rise (ausleben) in man in the same way as Atlantean knowledge rose within the holy Rischis. What ordinary science knows of Copernicus to-day is but the external part of his knowledge, the part belonging to decline. That which will live on, that will be fruitful, not only the part through which he has already worked for four centuries, this part man must win for himself. The teaching of Copernicus as given to-day is not so very true, its truth will first be revealed by spiritual science. So it is as regards much that is held to be most true in astronomy, and so it will be with everything else which men value as knowledge to-day. Certainly, what science discovers to-day is profitable. Therein lies its usefulness. In so far as the science of to-day is technical it is justified; but in so far as it has something to con-tribute to human knowledge, it is a dead product. It is useful for trade, but for that no spiritual content is required. In so far as it seeks to discover anything concerning the mysteries of the universe, it belongs to declining civilisation. In order to enrich our knowledge of the secrets of the universe, external science must super-impose on all it has to offer, the wisdom derived from spiritual science. What I have said to-day can form an introduction to our studies on the Gospel of Mark, which are about to begin. But first I had to speak of the necessity for the entrance into humanity of the greatest Spiritual Impulse of all time at a moment when only the last faint shreds of spirituality remained to it. |
108. The Poetry and Meaning of Fairy Tales: The Interpretation of Fairy Tales
26 Dec 1908, Berlin Tr. Ruth Pusch Rudolf Steiner |
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Naturally it is impossible in one hour to specify exactly how one should satisfy a child today with the fairy story itself and then later, when the child is older, with the explanation of it. |
When that soul is especially active, it is exactly as if we were still living at the time when neither the intellectual soul nor the consciousness soul had yet been developed; we are transported back and see our surroundings as we did in ancient times, just as when we did not know how to use our intellectual and consciousness souls. |
By means of the consciousness soul we can see all those spiritual beings that have remained behind at the stage where the human being had only the sheath of the ego. |
108. The Poetry and Meaning of Fairy Tales: The Interpretation of Fairy Tales
26 Dec 1908, Berlin Tr. Ruth Pusch Rudolf Steiner |
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The subject of today's lecture is a kind of principle or rule for the explanation of fairy tales and legends. In a wider sense this principle can be extended to the world of myths, and we will indicate in a few words how this can be done. Naturally it is impossible in one hour to specify exactly how one should satisfy a child today with the fairy story itself and then later, when the child is older, with the explanation of it. I would now rather try to clarify what should exist in the soul of the one who wishes to explain such stories, and what that person ought to know. The first thing we must determine when relating fairy tales, legends or myths is that we should certainly know more than we are able to say, indeed, a great deal more; and secondly, we should be willing to draw the sources of our explanation from anthroposophical wisdom; that is, we must not introduce into the fairy tales just anything that may occur to us but must be willing to recognize anthroposophical wisdom as such, and then try to permeate the fairy tales with it. Not everyone will succeed at once. But even if at first we cannot unriddle it all, we should gradually be able to find the right meaning. What is built on a good foundation will work out well, but where it is not, it follows that all manner of things can be construed into it. We speak both for those who are narrating and also for those to be instructed. Examples of the clearest possible kind will be given, to let us picture what it is all about. The first fairy tale we have to discuss can be told in the following manner: Once upon a time it happened—where did it happen? where indeed did it not happen?—there was a tailor's apprentice. He had only one penny left in his pocket, and with this penny in his pocket he felt driven to wander forth. He soon became hungry, but with his penny he could only afford to buy some milk soup. When the soup was placed before him, a swarm of flies flew into it and when he had finished his meal the plate was covered with buzzing flies. He struck the plate once or twice with his hand, counting how many he had killed, and found it amounted to a hundred. So he got a slate from the innkeeper and wrote on it: “He killed a hundred at one blow!” And having hung the slate on his back he went his way. As he passed a king's palace, the king was looking out and seeing someone passing who had something written on his back, he sent his servant down to see what the writing was. The servant saw: “He killed a hundred at one blow!”—and told the king. “Ho!” said the king to himself, “That is someone I can make use of!” and he sent down and had him brought in. “I can make use of you,” said the king to the tailor. “Will you enter my service?” “Yes,” said the other, “I will willingly enter your service if you will give me a proper reward, but what that is I shall tell you later.” “Very well,” said the king, “I shall reward you handsomely if you keep to what you have promised. You shall eat and drink well, as long as you like. After that, you must do me a service, equal to your strength. Every year a number of bears come to my country and do fearful damage. They are so strong that no one can kill them. You will of course be able to kill them, if you live up to the statement on your slate.” Then the apprentice said: “Certainly I will do this, but till the bears come I must ask for as much to eat and drink as I want.” For the apprentice said to himself: “If I cannot slay the bears, and they kill me, I shall at least have eaten and drunk well.” And so it went for a while. When the time came and the bears were due to appear, he arranged the kitchen, set up a little table and left the door wide open; on the table he placed all manner of things that bears like to eat and drink—honey and suchlike; then he hid himself. The bears came along, ate and drank till they were gorged and then had to lie down. He cut off the head of each bear and in this way killed them all. When the king saw this, he asked: “Now how did you do it?” And the apprentice said: “I simply killed the bears and then cut off their heads.” The king took this on trust and said: “If you have done that, you can render me an even greater service. Every year great strong giants come to our country. No one can kill them or drive them away; perhaps you can.” The tailor replied: “Yes, I will do it, if afterwards you will give me your daughter as my wife.” Now it was very important to the king to have the giants driven away, and so he promised, and again for a time the tailor lived a good life. When the time came for the giants to appear, he took all manner of things that giants like to eat and drink, and went to meet them. On the way he added to the rest a piece of cheese and a lark, and then with all his many things and the piece of cheese and the lark he met the giants. The giants said: “We have come again to wrestle with the strongest; no one has overcome us!” Then said the tailor's apprentice: “I will wrestle with you!” “It will go badly with you!” said one of the giants. The tailor said: “Show me your strength and what you can do!” The giant took a stone and pulverized it between his fingers. He then took a bow and arrow and shot the arrow so high into the air that it did not come down for a long time. “If you want to see my strength, if you want to wrestle with me, you must be able to do something better than that,” said the giant. The tailor took a small stone, and covered it secretly with a little cheese, so that when he pressed it between his fingers the cheese spurted out milk. Then he said to the giants: “I can press liquid out of a stone and that you cannot do!” It made a great impression on the giants that he could do something different from them. Then he also took a bow and arrow, but when he shot, unobserved by them he let loose the lark, which flew up and did not return. So he said to the giants; “Your arrow came down again, but I shot so high that mine never returned to earth!” The giants were astonished to find anyone stronger than themselves and said to him: “Will you be our comrade?” He agreed. Certainly he was small, but for all that he would be a good addition, so they took him into their company and he stayed a while with them. But it was galling to them that there should be anyone stronger than themselves, and once when he lay awake in bed he overheard them arranging to kill him. Therefore he made preparations. He got a big meal ready with the things that he had brought with him. The giants ate and drank all they could until they were gorged. Still they were determined to kill him. So he took a pig's bladder and filled it with blood, fastened it on his head and went to bed. The giant who had been chosen to kill him came and stabbed at his head, and when the blood ran out they were delighted, for now, they thought, they were rid of him, and they lay down and slept. But he got out of bed and killed one giant after another as they slept. Then he went to the king and related how he had slain one giant after the other. The king kept his word and gave him his daughter for a wife, and the tailor was married to the king's daughter. The king marveled greatly at his son-in-law's strength, but neither the king nor his daughter knew who this man really was, whether a tailor or a king's son; they did not know it then, and if they have not found it out since, they do not know it even today. This is one of the fairy tales that we want to take as an example. But before we go into it, let us put another beside it, for if you collect fairy tales, from whatever period or people, if they are genuine fairy tales you will find that certain basic ideas run through them all. I must call your attention to the fact that the giants were overcome by cunning. Now make a plunge back through the centuries and recall Odysseus and the giant Polyphemus in the Odyssey. Let us put the following fairy tale side by side with the first one: Once upon a time it happened—where then was it? where indeed was it not?—there was a king who was so beloved of his people that he was always hearing them wish that he would take a wife as good and noble as himself. It was difficult for him to find anyone suitable for him and for his people. Now he had an old friend, a poor forester, who lived simply and contentedly in the forest and who was very wise. He might very easily have been rich, for the king would willingly have given him everything, but the forester wished to remain poor and retain his wisdom. So the king now went to his friend the forester and asked his advice. The latter gave him a branch of rosemary, saying: “Take care of this; the maiden before whom it bends is the maiden you ought to marry.” So the very next day the king had a number of damsels brought before him. He had pearls spread out before them, and every girl's name was written on the table in pearls; then he made it known that the maiden before whom the branch bent should be his bride; the others would have only the pearls. So he went around with the branch of rosemary, but it did not move; it bent before no one. The girls were given their pearls and went away. The second day the same thing was arranged, and again the same thing happened, and likewise on the third day. The next night, while the king slept, he heard something tapping on the window. It proved to be a little golden bird; it said to him: “You do not know it, but twice you have done me a great service; I will also do you a service. As soon as day breaks, get up, take your branch of rosemary and follow me. I will lead you to a place where you will find a horse; it has a silver arrow piercing its body; you must pull it out, and the horse will lead you to where you will find your bride.” The next morning the king went out and followed the little golden bird until they came to a horse that was very weak and ill and that said: “A witch has shot an arrow into my body!” The king pulled out the arrow and at that moment the weak animal was changed into a wonderfully swift horse. The king mounted it, the golden bird flew on in front, and the rosemary branch waved ahead of the king on his magic horse. At last they reached a castle made of glass. Long before they reached it, they heard a buzzing and a buzzing and a buzzing, and when the king entered with the branch of rosemary and the little golden bird, he saw another king standing there, fashioned entirely of glass, and in the stomach of the glass king was an enormous bluebottle fly; it was this bluebottle fly that made the buzzing, and it was trying to work its way out. The king asked the glass king what it all meant. “Well,” said the latter, “just look towards the sofa: there sits my queen in a pink silk gown, and the secret of it all you will soon discover. The web that has been spun around the queen has just been torn away by a thornbird and will soon be quite torn off her. Then there will come a wicked spider to spin a new web around the queen, and while I am bewitched here in a glass body, my wife will be enmeshed by the spider's web. We have already been imprisoned like this for several hundred years and must remain here until we are released.” Presently the wicked spider appeared and spun her web around the queen, but while the spider was at work the magic horse stepped up and wanted to kill the spider. He was just about to put his hoof on her, when the buzzing bluebottle fly, which had worked its way out, came to the help of the spider, but the magic horse killed them both. Then instantly the glass king was turned into a quite human king. The thornbird was changed into a charming waiting-maid, the queen was freed from the cobweb, and the glass king related how it had all come about: As soon as he became king he had had to suffer from the persecutions of a wicked witch who lived in a forest on the edge of his domain. The witch wanted him to marry her daughter, but as he had already chosen a wife from a neighboring fairy castle, the witch swore to be revenged on him; she changed him into a glass king and her daughter into a bluebottle fly, who gnawed at his stomach. The queen was tormented by the witch, who changed herself into a wicked spider and spun a cobweb around the queen; the maid was changed into a thornbird, and the king's horse was shot by the witch, whose arrow remained in its body. Now everything had been set right through the horse being freed and able to free the others. Then the king asked the former glass king if he knew where he could find a suitable wife. The latter showed him the way to the neighboring fairy castle. The little golden bird flew on in front and when they came to the castle they found a lily. The branch of rosemary led them straight to it and bent before the lily, and at the same moment the lily was changed into a wonderfully beautiful maiden who had also been bewitched, for the queen of the neighboring castle was her sister. Now she was released, because of what had just taken place. The king took her back to his home, the wedding was celebrated, and they lived in great happiness, they themselves and all their people. They lived for a long, long time. No one knows how long, but if they have not died, they must still be alive today. The first thing we must do in order to understand the meaning of genuine fairy tales and myths is to stop regarding them as fantasy derived from folk imagination; they are never that. The starting point of all true tales lies in time immemorial, in the time when those who had not yet attained intellectual powers possessed a more or less remarkable clairvoyance, the remains of the primeval clairvoyance. People who had preserved this lived in a condition between sleeping and waking where they actually experienced the spiritual world in many different forms. This was not like one of our dreams today, which have for most people (but not for everyone) a somewhat chaotic nature. In those ancient times, people with the old clairvoyance had such regular experiences that everyone's were the same or very similar. What then really happened to human beings in this intermediate state between waking and sleeping? When people are in their physical bodies, they perceive the world around them as far as they can with their physical organs of perception but behind that world is the spiritual world. In this intermediate state it was as though a veil were lifted, the veil of the physical world, and the spiritual world became visible. Everything in the spiritual world was seen in some particular relationship to what lived inwardly in the human being. It is much the same in the physical world; we cannot see colors with the ear nor hear tones with the eye. The outer accords with the inner. In such an intermediate state, the external senses were silent, while the inner soul became active. Just as the eye and the ear connect themselves with the surrounding world, the different parts of the human astral body make their own connection, in this intermediate state of consciousness, with their surrounding world. When the outer senses are silenced the soul comes to life. We have, to begin with, three members of the soul: sentient soul, intellectual soul, and consciousness soul. As the eye and the ear each have a different relationship to the surrounding world, so has each of these three members of the human soul its quite distinct relationship to its surrounding world. We become aware, in this intermediate state, of one or another part of our soul, which is directed to its surroundings. If the sentient soul especially is directed to its spiritual surroundings, we will see all those beings that are intimately connected with the ordinary forces of nature. People do not themselves see the active forces of nature, but they do see what lives in that activity: wind, weather and other natural phenomena. The beings that express themselves within it are perceived through the sentient soul. When that soul is especially active, it is exactly as if we were still living at the time when neither the intellectual soul nor the consciousness soul had yet been developed; we are transported back and see our surroundings as we did in ancient times, just as when we did not know how to use our intellectual and consciousness souls. In those ancient times we were in very close touch with all the forces of nature and still bound up with them. We consisted, as everyone on earth did at that time, of physical body, etheric body, astral body and sentient soul alone. We ourselves were able then to do what now those beings around us that are active within the lower nature forces can do; they appear to us as the expression of what we once were, when in the howling windstorm men could tear up trees, when they could control the weather, the mist and the rain. The beings around us appear to us just as we ourselves once were when we still had the strength of giants, before we had withdrawn so completely from the forces of nature. The figures that appear around us are the facsimiles of our own former appearance, people with gigantic strength, “giants.” In such an intermediate state of consciousness, we see giants as real figures, representing a quite definite kind of being, men possessed of gigantic strength. The giants are also stupid, because they belong to a time when people could not yet use an intellectual soul—they are strong and stupid. Now what can the intellectual soul see in such an intermediate state? It can see that things were fashioned in accordance with a certain wisdom. Through strength, through the giant in man, everything was formed and brought about; through what is in our intellectual soul when we are alive to it, we see beings around us who bring wisdom into everything, who regulate everything wisely. While the giants are generally seen in male form, we see the images of the intellectual soul as constructive female beings who bring wisdom into the activity of the world. These are the “wise women” of the tales, working behind everything that is formed and themselves forming everything. In these figures we see ourselves over and over again as we once were when we had acquired an intellectual soul but not yet a consciousness soul. Because we see ourselves intimately connected with such wise rulers at the back of things, we often feel when we enter an intermediate state of consciousness: “The wise female beings I see there are really related to me.” Therefore the idea of “sisters” often arises when these female beings appear. Now there is something else our soul experiences when in this state of consciousness and this can be understood only very inwardly. In such a condition of soul we have withdrawn from ordinary physical perception, so that we say to ourselves, “Yes, what I see now in my soul is certainly contained in what I see during the day, in what is clear then to my intellectual soul—but when I see it by day, it is exactly reversed.” When in the intermediate state of consciousness we remember the impressions of the day, they appear to be the reverse of what we remember during the day of the perceptions we had during the intermediate state, of the various fleeting forms of our astral organization. When we recall the impressions of the day, it seems as though the subtle etheric forms behind ordinary reality were changed into stiff figures. Things during the day appear to us as though they were bewitched, with their real nature held prisoner within them. Wherever a plant or being appears bewitched, it has happened like this: we see the substance of a wise being behind the physical appearance and we remember, “Yes, by day that is only a plant; it is separated from my intellectual soul so that I cannot really reach it during the day.” When we feel this estrangement between the objects by day and what is behind them, for example the perception of the lily in the daytime and the form behind it related to our own intellectual soul, we will perceive that our intellectual soul has a strong kind of longing to unite with what is behind the object or the lily; it would be a “marriage,” a union of the night-form with the day-form. The consciousness soul originated in human beings at a time when we had already distanced ourselves from the forces of nature and no longer could look into the mysteries of existence. What the consciousness soul is able to do is far removed from those strong forces we have described. Shrewdness is its essential quality, not strength nor any rough force. By means of the consciousness soul we can see all those spiritual beings that have remained behind at the stage where the human being had only the sheath of the ego. We see them living at that point, not able to do much with their minute strength, and as we see their forms in images according to their inner nature, they appear to us as dwarfs. In intermediate periods when we free ourselves from sense perception, we find the whole realm that lies behind sense perception peopled with such forms. In our more or less higher moments, when we feel our connection to the spiritual world, the outer events in life appear to be what they genuinely are: an imprint or reproduction of this whole relationship to the spiritual world. If a person is especially shrewd in life and not only dry and prosaic but able to conceive the relationship of life to spiritual reality, particularly in such states in which human beings can still know something of spiritual reality, the following may happen. If he is a somewhat thoughtful person, he will observe that certain people with shrewdness are able in all sorts of clever ways to overcome the crude forces that otherwise dominate people's lives. He will then tell himself: “What actually happens in life is that rough strength is overcome by cleverness; for this we can thank the powers behind us, to whom we are related, for they have allowed a force to become conscious in us that overcomes rough strength with cleverness, the rough strength that we ourselves possessed when we were at the stage of the giants.” The incidents of our inner life appear to us as mirror-images of events in the outer world that have passed away but can still be perceived in the spiritual world. In the spiritual world are reflected the struggles of those beings who, though weaker in bodily strength, are in consequence stronger in spiritual strength. Whenever the overcoming of the rough forces or the giants appears in fairy tales it is founded on the perception taking place in such an intermediate state of consciousness. Man wishes to gain a clear insight about himself; he has lost sight of the spiritual world, but he says to himself: “I can gain a clear insight when I am in such an intermediate state. Then I shall be so wise that intelligence and shrewdness will gain the victory over the rough forces!” Powers appear and act and enlighten man as to what happens in the spiritual world. He then recounts what has happened in the spiritual world, and must recount it in such a way that he says: “What I have seen and related happened once upon a time, and is still happening behind the world of sense in the spiritual world, where there are different conditions of life.” It may be that every time he has seen it under such conditions, the event is already past, together with the conditions which made such an action possible. Yet it may still be there. It depends on whether someone entering an intermediate state observes that event. It is neither here nor there but everywhere where there is anyone who can observe it. Therefore, every genuine fairy tale begins: “Once upon a time it happened—where then was it? Where indeed was it not?” That is the correct beginning of a fairy tale, and every fairy tale must end with, “I once saw this, and if what happened in the spiritual world did not perish, if it is not dead, it must still be alive today.” That is just the way every fairy tale should be related. If you always begin and end this way, you will create the right sort of sensitivity to what you are telling. Suppose—like the king in the second tale—someone has to find a wife. He looks for a being in the human world who is as nearly as possible a picture of what he can find in the spiritual world as his archetype, and this can be found through the wise guidance of the powers that the intellectual soul can recognize. But in the outer world it cannot be found; therefore we have to subordinate the outer to the more inward element in ourselves. On the physical plane we are subject to error. Therefore we must allow deeply inward powers to rule, when we make such a search as the king is doing. Even today we are able to do this by putting ourselves in that intermediate state of consciousness, in order to make a connection with the powers ruling there. The persons who possess such powers, however, live in retirement where they are not distracted by the immense happenings of the world. And so the king has to go to his friend, the hermit, living alone and in poverty, who knows the secrets of the forces guiding human beings to the spiritual world. He is able to give the king the branch of rosemary. The king cannot find, through any outward contrivance, what can be determined only by his archetypes in the spiritual world. Therefore he dreams first of all that a little golden bird comes to him and then he remains in a sort of waking-dream state. In this condition, through the transparent touch one has as a sense in the spiritual world, he experiences everything I have shown. Gradually he comes to find out, through the powers opposing human purity and nobility, something that has been preserved even into our own time: the possibility of being blessed with pure joy. None of the powers bound to the physical world today can bring him to this, only the power that appears to him when the intellectual soul or his general inner soul strength is directed towards the spiritual world. And this power comes to him in the image of the “magic horse.” In the physical world the horse is only the shadow picture of what lies behind it in the spiritual world. The harmful powers of soul embodied in the physical world have shot the arrow into the horse's body. The moment that these forces are plucked out and the horse is freed from them, the powers are aroused that enable the king to understand and assess all these relationships, so that by looking not only on outer appearance, he is able to find what is right for him. With ordinary intelligence, he might wander far into the world and find people here, there, and everywhere, but he would pass by the wife he is looking for; he would not understand at all what conditions are involved or what hindrances there are. The earlier conditions would be preserved. The conditions he is looking for are there, but they are distorted by the outer physical world, where indeed most things do appear altered. We certainly do not have—in the physical world—the forces in their true reality. However, the transformed glass king finally appears in his true form and is the very personality who can point out where the other should look for a wife. Through the opposing forces of the outer world the glass king has been transformed; these forces assert themselves when the human being is completely entangled in the concerns of the external world. At first the glass king is completely enmeshed in outer circumstances and this has made him different inwardly from what he actually could be. We often have things like wrong-doing in our karma that are like an evil bluebottle fly. The truth lying at the bottom of all this is revealed in such pictures. We must be able to imagine the situation: what lies behind physical phenomena can be found in the forces awakened in the king. As his soul forces awaken and when he directs them well, he finds what the outer physical forces had hidden from him, his “bride.” When some external happening like searching for a bride is pictured in such tales, it usually takes place not in an ordinary way but in circumstances where someone comes into contact with a sort of soul-shepherd, who will awaken the deeper forces within him, as the hermit did for the king. He is led thereby to the forces that make everything in the physical world appear unreal for a time; he needs this if it is going to be possible for him to discern the truth. And so we see that while outer conditions seem to be the source, other states of consciousness are present, calling forth genuine vision. Every fairy tale can be explained in this way, but the explanation should come forth out of the spiritual reality that lies in back of the whole world of fairy tales. Everything that occurs in a tale, including all the small details, can gradually be found and interpreted. For example, the mysterious connection between the active forces of perception and the hidden forces of ordinary life can become visible when we begin to look at it more inwardly. This is beautifully symbolized in the touch of the little golden bird on the lily. Delicate, significant spiritual forces are indeed latent in the lily, but they only appear when they have been aroused by the golden bird. The established belief that everything around us is bewitched spiritual truth and that we attain the truth when we break the spell, is the basis of the realm of the fairy tale. We must be quite clear that a fairy tale is primarily the account of an astral event. But by its constant repetition minor details are altered—people have an extraordinary talent for changing things! We carefully collect the tales as they are told again and again by simple people, and indeed these are remnants of an ancient picture seen in the astral world, but many of the details may well have been altered. And then the mistake is made to explain these alterations in a clever way. To explain fairy tales correctly, we must always go back to their original form and recognize it as such. Everything has to correspond to those astral experiences. The question may arise whether the human being has the same form today as in those earlier times that are still contained in the spiritual experiences we have in the intermediate state of consciousness. The answer is no, we do not. We have passed through very different forms before developing into what we are today. However, what we have overcome and cast forth appears in a quite distinct, external form. In order to estrange ourselves from our giant power, we had to cast forth our giant shapes and overcome them, refining our forces and raising them to the intellectual soul and the consciousness soul. There are indeed beings who have remained at the stage of the rough forces. Wherever something evil appears and has to be overcome, something that has remained stationary on the astral plane, it always appears as a “dragon” or something similar; this is none other than the grotesque form, transformed in the spiritual world, of what human beings had to change and cast forth from themselves. We must be aware that this corresponds to an absolutely certain fact. In conclusion, I should like to relate another fairy tale for you to ponder over for yourselves. It will contain the various motifs that come into play when the human being makes a connection with the astral world. If you apply what I have been describing to this somewhat complicated tale, you will be able to unravel the threads almost entirely for yourselves. This particular fairy tale is a kind of synthesis, bringing together the most varied, interweaving forces: Once upon a time it happened—where then was it? Where indeed was it not? There was an old king, who had three sons and three daughters. When he was about to die, he said to his three sons, “Give my three daughters to those who first ask for them in marriage, that they do not stay single. That is my first charge to you. And my second is this: you must never find yourselves at a certain place, especially at night.” And he showed them the spot, under a poplar tree in the forest. When the old king died, his sons were resolved to carry out his directions. On the first evening, something or someone shouted through the window, asking for a king's daughter. The brothers were willing and they threw one of their sisters out of the window. The second evening again someone or something shouted through the window, asking for a king's daughter. The brothers threw their second sister out of the window. And on the third evening again someone or something shouted through the window, asking for a king's daughter, and the brothers threw their third sister out of the window. Now they were alone, but they began to be curious. They wanted above all to know why they should avoid the poplar tree in the forest. So they went out one evening and sat under the poplar tree, lighted a fire, and fell asleep. The eldest was to keep watch. While he walked backwards and forwards, armed with his sword, he saw something eating the fire; on looking closer he saw it was a three-headed dragon. He fought the three-headed dragon, he vanquished and buried it, but he said nothing about this to his brothers, and in the morning they went home. The next evening they went out again, lighted a fire, and lay down beside it. This time the second brother had to keep watch. Soon he saw something eating the fire, and on looking closer saw it was a six-headed dragon. He fought the six-headed dragon, vanquished and buried it, but said nothing about it, and the others thought nothing had happened; the next morning they went home. The third night the same thing happened; they lighted a fire, and the youngest brother had to keep watch. Almost as soon as the others were asleep, while he was walking up and down carrying his sword, he saw something eating the fire. He looked closer and hesitated a little, losing a few moments' time. Then he began to fight the dragon, which was a nine-headed one; but by the time he had finally vanquished it, the fire had gone out. Now he did not want to catch the others by surprise, so he set about finding a light. He saw a little light between the twigs, which he tried to get, but it was not enough. Then he saw something fighting in the air, and asked what it was, and the fighting Creatures replied: “We are the sun and the dawn, we are fighting for the day.” So he loosened a cord which fastened up his garments and tied the sun and the dawn together, so that the day might not begin. Then he went further to fetch light and fire, and came to a spot where three giants slept by a mighty fire. He took some of the fire, but as he tried to step over one of the giants, some fire fell on the giant and woke him. The giant seized him with his hand, showed him to the others and said: “Look at the midge I have caught!” The king's son was greatly alarmed, for the giants wanted to kill him; however, they struck a bargain with him. There were three princesses they wanted to get hold of but a dog and a chicken at the door made such a noise that they could not get to them. The king's son promised to help them, and so the giants let him go free. A ball of thread was attached and the king's son went forward, carrying the ball of thread. It was arranged that every time he pulled the thread one of the giants should follow. He soon came to a river he could not cross. (All this time the brothers still slept.) He pulled the thread and one of the giants came and threw the trunk of a tree across the river so that he was able to go on. Now he came to the king's palace, where he expected to find the princesses. He went in and entered one of the rooms. There he saw one of the princesses. She lay on a copper bed and had a little gold ring on her finger. This he took off and put on his own finger and went on. Then he came to a second room where the second princess lay on a silver bed; she, too, had a little gold ring on her finger, which he took off and put on his own finger. Then he came to the third room, where the third princess lay on a golden bed, and he also put on her golden ring. Then he looked about him and discovered a very small opening which was an entrance to the castle. So he pulled the thread and the first giant came along; but the moment that the giant tried to get through the door, his head inside but his body outside, the king's son quickly cut off his head. He did the same with the second giant and the third, and so he killed them all. Then he went back to his brothers, after he had first unbound the sun and the dawn. They looked at each other and said; “Oh! what a long night!” “Yes,” he said, “it was a long night!” But like the others, he said nothing further, and they all went home. Some time after this the brothers wanted to marry, and the youngest brother told the others he knew where there were a king's three daughters, and he led them to the castle. The three brothers married, the youngest marrying the most beautiful princess, the one who had lain on the golden bed. The youngest brother was the heir of his wife's father and had therefore to live in a foreign land. After a time he wished to visit his native land and to take his wife with him. But his father-in-law said to him: “If you set forth on this journey, your wife will be taken from you at the border, and perhaps you may never see her again!” They wanted to go, however, so they set out and took thirty horsemen to protect them. But when they came to the border, the wife was torn away as if by an unknown power. He went back and asked his wife's father how and where he could find his wife again. His father-in-law said; “If you find her at all it will only be in the White Country.” So he set out to find his wife. But he did not know the way to the White Country. At last he came to a castle, and went in to ask the way to the White Country. There he met the lady of the castle and saw that she was one of his own sisters whom her brothers had thrown out of the window. He asked for her husband, who was called in, and lo! he was a four-headed dragon! They asked him the way to the White Country; he did not know where it was, but his animals might know. The animals were called in, but none of them knew the way to the White Country. So the king's son went on and came to a second castle. There he found his second sister. He asked for her husband, and he was called in. He was an eight-headed dragon, and he, too, knew nothing of a white land. “Perhaps,” said he, “the animals might know.” The animals were called in, but none of them knew the way to the White Country, and so the king's son had to go on. After a time he came to a third castle, and there he found his third sister. He told her what he wanted, and she answered him very sadly. Her husband, a twelve-headed dragon was called in, and asked about the White Country; he said he knew nothing of it, but it might be that one of his animals did. The animals were therefore called in, but none of them knew the White Country. As the very last came a lame wolf. “Yes,” said he, “I once came to such a land; there I was wounded, and am now lame for evermore. I know the White Country, unluckily for me!” Said the king's son: “I want to be taken there.” But the wolf would not go, even though they promised him whole herds of sheep. At last he was persuaded to guide the king's son as far as a hill from which he could see the White Country. They came to this hill, and the lame wolf left him there. The king's son found a spring from which he drank and felt greatly refreshed by the water. Then a woman came by, whom he recognized at once as his stolen wife. She also recognized him, saying immediately: “You cannot carry me off yet, for if you do, the magician who imprisons me here as his wife will at once bring me back on his magic horse. It flies through the air as quickly as thought.” Whereupon the king's son said: “What then shall we do?” She answered: “There is only one way: we must have a swifter horse. Go to the old woman who lives at the border. Hire yourself out to her as a servant; she will set you hard tasks, but you will soon find out how to accomplish them. You must demand as wages the youngest foal and a saddle. Say to the old woman: ‘I want the old saddle that lies over there on the ground, covered with dirt.’ Thirdly, you will demand a very old bridle.” With these instructions the king's son went on his way and came to a stream. As he rested beside it, he saw a fish lying on the bank. The fish begged him, “Take me and throw me back into the water; you will be doing me a great kindness!” He did so, and while he was doing it the fish gave him a whistle and said to him: “If you ever want anything, just whistle, and I will do you a service!” He took the little whistle and went on. After a while he met an ant who was pursued by her enemy, a spider. He freed her, and in return the ant gave him a small whistle, and told him that if he were ever in trouble and whistled, help would be sent him. He took it and went on his way. Soon he met a wounded fox, who had a silver arrow stuck in him. The fox said, “If you will draw out the arrow, and give me some herb roots for my wound, I will help you if ever you are in great trouble.” The king's son did this, and the fox also gave him a whistle. With these three whistles in his pocket the king's son went to the old woman who lived at the border. He told her he wished to hire himself out to her as a servant. “That you may,” said she, “but service with me is very hard; so far no one has been able to stand up to it.” Saying this she led him out into a field where ninety-nine men were hanging. “All these men hired themselves out to me, but none could do what I wanted. If you still wish to come and are also not able to stand up to it, you may be the hundredth.” However, he entered her service for a year. Now in that district a year has only three days. On the first day the old woman made him a soup that sent people to sleep, a dream-soup, and then she sent him away with three horses. Having taken the soup he soon fell asleep, and when he awoke the three horses were gone. He bethought himself of the three whistles; he took the first one out and whistled. There was a kind of spring at that spot, and three little goldfish came swimming along. As soon as he touched them, they turned into the three horses, and so he brought the horses back to the old woman. She herself had changed the horses into goldfish. When she saw him return with the horses, she lost her temper and threw herself from side to side with rage. The next day the old woman again made him a dream-soup, and sent him away with the horses. The soup sent him to sleep, and when he awoke the horses had disappeared. Then he whistled with the second whistle, and three golden ants instantly appeared. As soon as he touched them, there were his three horses again, which he brought back to the old woman. Then the old woman was quite wild, because she herself had enchanted the horses, and she railed against the horses. But the king's son was saved. The third day the old woman said to herself: “I must set about this much more cleverly.” She again made him a dream-soup, and sent him out with the horses. When the soup had sent him to sleep, she changed the horses into three golden eggs, which she placed under herself and sat down on them. When the king's son awoke, the horses were gone, and so he whistled on the third whistle. Now just imagine how cleverly everything happened. The fox came by and said: “This time the task is a little more difficult, but we shall manage it. I shall go to the hen-yard and make a great commotion there. The old woman will spring up and go out, and at that moment you will touch the eggs and they will be changed.” And so it happened. The fox went to the farmyard and made a disturbance, and as the old woman sprang up and ran out, the king's son touched the eggs; when she came back there were the three horses! The old woman was now obliged to ask the king's son: “What will you have for your reward?” She expected he would want something very special. But he said: “I only want the foal that was born last night, the old saddle over there covered with dirt, and an old bridle.” These she gave him. The foal was so small he had to carry it on his back. When evening came the little foal said; “Now you can sleep while I go to a spring and drink.” Next morning it returned, and could already gallop with great swiftness. The second night the same thing happened, and the third day it led him to the place where his wife was. His wife was placed on the little horse—and this is the point that proves to anyone who understands these things the occult origin of fairy tales—and the king's son asked, “How fast shall we travel through the air?” His wife answered: “With the swiftness of thought!” Now when the magician who had imprisoned her noticed their flight, he mounted his magic horse to hurry after them. The horse asked him: “How fast shall we travel through the air?” And he replied: “With the swiftness of will or of thought!” He rushed after them, getting nearer and nearer—and when he was quite near, the magic horse told the one in front of him to stop. “I will only stop when you are quite close,” was the answer. At the same moment the magic horse reared, threw the robber off, and joined the little horse. So the queen was freed. The king's son was now able to go home with his wife, and they lived again in their own country. And if what happened did not fade away, they must still be alive today. That is a somewhat more complicated fairy tale, containing the most varied features. Until the time comes when we can say more in explanation of this tale, we should just let it penetrate our souls in order to decipher the different features that are here harmonized so wonderfully. Of course, all that has been brought in through false tradition must naturally be sifted out of it. But you will be able to find the threads leading to every event if you follow the principle described here: the dragon-theme; the theme of the three sisters who were thrown out of the window; the theme of the conquest of the dragons at the fire; the theme of cleverness; the marriage theme (the intellectual soul with the outer world); and once again in a unique manner the theme of the cleverness of the magic forces. Then Nemesis or fate appears in a wonderful way when the king's son meets his sisters: the three brothers had thrown out their higher sisterly nature—hence the death of the dragons at the fire, and so on. Such fairy tales are the experiences of certain individuals among people who are in the intermediate state of consciousness. The great popular myths of the gods are also representations of everything the initiates experience on the astral and higher planes. Fairy tales stand in relation to the great popular myths of the gods in the following manner: The myths can be understood when we realize the huge comprehensive circumstances of the cosmos underlying them, and fairy tales can be understood when we realize that the different happenings and pictures are nothing but the repetition of astral events. In far remote times everyone had astral experiences. They became fewer and fewer. One person told them to another, the other took them up, and so the fairy tales were carried from place to place. They appeared in the most varied languages, and we can note the similarity of the fairy tale treasures the whole world over, when we unveil the astral events that serve as their basis. Any thoughtful person who travels about can even now find the last remnants of atavistic clairvoyance. Somewhere or other he may meet someone who relates what he has seen in the astral world as his own personal experience. Such a person in traveling about the world will hear fairy tales told by those who still possess a presentiment of the real truth. In this way they have been inscribed in our literature, and thus did the brothers Grimm collect their fairy tales; in like manner others have collected them, who were usually not clairvoyant themselves, but got them at second, third, or even tenth hand, so that they encountered them in a very mutilated form. But the time when people were still in such close touch with the spiritual world is approaching its twilight. Human beings are withdrawing more and more from the spiritual world. Atavistic clairvoyance is becoming rarer and rarer, at least, what may be called healthy clairvoyance, and true clairvoyance tends more and more to be attainable only through training, so that in the time to come most people who know anything of the matter will say about what people saw in ancient times: “Once upon a time old people related this or that from their astral experiences. Where was it then? It could have been everywhere.” Nowadays, however, we can very seldom find anyone who can relate things from a genuine source, and it will be said of fairy tale experiences: “They happened once upon a time, and if they did not perish, these fairy tale experiences are still alive.” But for most people, who are inwardly entangled with the physical plane, they have long since been dead. |
18. The Riddles of Philosophy: The Radical World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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“Man's knowledge of God is man's knowledge of himself, of his own nature. Only the unity of being and consciousness is truth. Where God's consciousness is, there is also God's being: it is, therefore, in man” (The Essence of Christianity, 1841). |
Nothing more than this: I leave man unconsidered so far as he is the object of my consciousness and of my thinking, but not the man who lies behind my consciousness; that is to say, not my own nature to which my process of abstraction also is bound whether I like it or not. |
Feuerbach initiates a trend of modern philosophy that is helpless in regard to the most powerful impulse of the modern soul life, namely, man's active self-consciousness. In this current of thought, that impulse is dealt with, not merely as an incomprehensible element, but in a way that avoids the necessity of facing it in its true form, changing it into a factor of nature, which, to an unbiased observation, it really is not. |
18. The Riddles of Philosophy: The Radical World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
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[ 1 ] At the beginning of the forties of the last century a man who had previously thoroughly and intimately penetrated the world conceptions of Hegel, now forcefully attacked them. This man was Ludwig Feuerbach (1804–1872). The declaration of war against the philosophy in which he had grown up is given in a radical form in his essay, Preliminary Theses for the Reformation of Philosophy (1842), and Principle of the Philosophy of the Future (1843). The further development of his thoughts can be followed in his other writings, The Essence of Christianity (1841), The Nature of Religion (1845), and Theogony (1857). In the activity of Ludwig Feuerbach a process is repeated in the field of the science of the spirit that had happened almost a century earlier (1759) in the realm of natural science through the activity of Caspar Friedrich Wolff. Wolff's work had meant a reform of the idea of evolution in the field of biology. How the idea of evolution was understood before Wolff can be most distinctly learned from the views of Albrecht von Haller, a man who opposed the reform of this conception most vehemently. Hailer, who is quite rightly respected by physiologists as one of the most significant spirits of this science, could not conceive the development of a living being in any other form than that in which the germ already contains all parts that appear in the course of life, but on a small scale and perfectly pre-formed. Evolution, then, is supposed to be an unfolding of something that was there in the first place but was hidden from perception because of its smallness, or for other reasons. If this view is consistently upheld, there is no development of anything new. What happens is merely that something that is concealed, encased, is continuously brought to the light of day. Hailer stood quite rigorously for this view. In the first mother, Eve, the whole human race was contained, concealed on a small scale. The human germs have only been unfolded in the course of world history. The same conception is also expressed by the philosopher Leibniz (1646–1716):
Wolff opposed this idea of evolution with one of his own in Theoria Generationis, which appeared in 1759. He proceeded from the supposition that the members of an organism that appear in the course of life have not existed previously but come into being at the moment they become perceptible as real new formations. Wolff showed that the egg contains nothing of the form of the developed organism but that its development constitutes a series of new formations. This view made the conception of a real becoming possible, for it showed how something comes into being that had not previously existed and that therefore “comes to be” in the true sense of the word. [ 2 ] Haller's view really denies becoming as it admits only a continuous process of becoming visible of something that had previously existed. This scientist had opposed the idea of Wolff with the peremptory decree, “There is no becoming” (Nulla est epigenesis). He had, thereby, actually brought about a situation in which Wolff s view remained unconsidered for decades. Goethe blames this encasement theory for the resistance with which his endeavors to explain living beings was met. He had attempted to comprehend the formations in organic nature through the study of the process of their development, which he understood entirely in the sense of a true evolution, according to which the newly appearing parts of an organism have not already had a previously concealed existence, but do indeed come into being when they appear. He writes in 1817 that this attempt, which was a fundamental presupposition of his essay on the metamorphosis of plants written in 1790, “was received in a cold, almost hostile manner, but such reluctance was quite natural. The encasement theory, the concept of pre-formation, of a successive development of what had existed since Adam's times, had in general taken possession even of the best minds.” One could see a remnant of the old encasement theory even in Hegel's world conception. The pure thought that appears in the human mind was to have been encased in all phenomena before it came to its perceptible form of existence in man. Before nature and the individual spirit, Hegel places his pure thought that should be, as it were, “the representation of God as he was according to his eternal essence before the creation” of the world. The development of the world is, therefore, presented as an unwrapping of pure thought. The protest of Ludwig Feuerbach against Hegel's world conception was caused by the fact that Feuerbach was unable to acknowledge the existence of the spirit before its real appearance in man, just as Caspar Friedrich Wolff had been unable to admit that the parts of the living organism should have been pre-formed in the egg. Just as Wolff saw spontaneous formations in the organs of the developed organism, so did Feuerbach with respect to the individual spirit of man. This spirit is in no way there before its perceptible existence; it comes into being only in the moment it appears. According to Feuerbach, it is unjustified to speak of an all-embracing spirit, of a being in which the individual spirit has its roots. No reason-endowed being exists prior to its appearance in the world that would shape matter and the perceptible world, and in this way cause the appearance of man as its visible afterimage. What exists before the development of the human spirit consists of mere matter and blind forces that form a nervous system out of themselves concentrated in the brain. In the brain something comes into existence that is a completely new formation, something that has never been before: the human soul, endowed with reason. For such a world conception there is no possibility to derive the processes and things from a spiritual originator because, according to this view, a spiritual being is a new formation through the organization of the brain. If man projects a spiritual element into the external world, then he imagines arbitrarily that a being like the one that is the cause of his own actions exists outside of himself and rules the world. Any spiritual primal being must first be created by man through his fantasy; the things and processes of the world give us no reason to assume its original existence. It is not the original spirit being that has created man after his image, but man has formed a fantasy of such a primal entity after his own image. This is Feuerbach's conviction. “Man's knowledge of God is man's knowledge of himself, of his own nature. Only the unity of being and consciousness is truth. Where God's consciousness is, there is also God's being: it is, therefore, in man” (The Essence of Christianity, 1841). Man does not feel strong enough to rest within himself; he therefore created an infinite being after his own image to revere and to worship. Hegel's world conception had eliminated all other qualities from the supreme being, but it had retained the element of reason. Feuerbach removes this element also and with this step he removes the supreme being itself. He replaces the wisdom of God completely by the wisdom of the world. As a necessary turning point in the development of world conception, Feuerbach declares the “open confession and admission that the consciousness of God is nothing but the consciousness of humanity,” and that man is “incapable of thinking, divining, imagining, feeling, believing, willing, loving and worshipping as an absolute divine being any other being than the human being.” There is an observation of nature and an observation of the spirit, but there is no observation of the nature of God. Nothing is real but the factual.
Indeed, this can be summed up as follows. The phenomenon of thinking appears in the human organism as a new formation, but we are not justified to imagine that this thought had existed before its appearance in any form invisibly encased in the world. One should not attempt to explain the condition of something actually given by deriving it from something that is assumed as previously existing. Only the factual is true and divine, “what is immediately sure of itself, that-which directly speaks for and convinces of itself, that which immediately effects the assertion of its existence, what is absolutely decided, incapable of doubt, clear as sunlight. But only the sensual is of such a clarity. Only where the sensual begins does all doubt and quarrel cease. The secret of immediate knowledge is sensuality.” Feuerbach's credo has its climax in the words, “To make philosophy the concern of humanity was my first endeavor, but whoever decides upon a path in this direction will finally be led with necessity to make man the concern of philosophy.” “The new philosophy makes man, and with him nature as the basis of man, the only universal and ultimate object of philosophy; it makes an anthropology that includes physiology in it—the universal science.” Feuerbach demands that reason is not made the basis of departure at the beginning of a world conception but that it should be considered the product of evolution, as a new formation in the human organism in which it makes its actual appearance. He has an aversion to any separation of the spiritual from the physical because it can be understood in no other way than as a result of the development of the physical.
[ 3 ] Feuerbach drew attention to Georg Christoph Lichtenberg, a thinker who died in 1799 and who must be considered a precursor of a world conception that found expression in thinkers like Feuerbach. Lichtenberg's stimulating and thought-provoking conceptions were less fruitful for the nineteenth century probably because the powerful thought structures of Fichte, Schelling and Hegel overshadowed everything. They overshadowed the spiritual development to such a degree that ideas that were expressed aphoristically as strokes of lightning, even if they were as brilliant as Lichtenberg's, could be overlooked. We only have to be reminded of a few statements of this important person to see that in the thought movement introduced by Feuerbach the spirit of Lichtenberg experiences a revival.
If Lichtenberg had combined such original flashes of thought with the ability to develop a harmoniously rounded world conception, he could not have remained unnoticed to the degree that he did. In order to form a world conception, it is not only necessary to show superiority of mind, as Lichtenberg did, but also the ability to form ideas in their interconnection in all directions and to round them plastically. This faculty he lacked. His superiority is expressed in an excellent judgment concerning the relation of Kant to his contemporaries:
How akin in spirit Feuerbach could feel to Lichtenberg becomes especially clear if one compares the views of both thinkers with respect to the relation of their world conceptions to practical life. The lectures Feuerbach gave to a number of students during the winter of 1848 on The Nature of Religion closed with these words:
Whoever, like Feuerbach, bases all world conception on the knowledge of nature and man, must also reject all direction and duties in the field of morality that are derived from a realm other than man's natural inclinations and abilities, or that set aims that do not entirely refer to the sensually perceptible world. “My right is my lawfully recognized desire for happiness; my duty is the desire for happiness of others that I am compelled to recognize.” Not in looking with expectation toward a world beyond do I learn what I am to do, but through the contemplation of this one. Whatever energy I spend to fulfill any task that refers to the next world, I have robbed from this world for which I am exclusively meant. “Concentration on this world” is, therefore, what Feuerbach demands. We can read similar expressions in Lichtenberg's writings. But just such passages in Lichtenberg are always mixed with elements that show how rarely a thinker who lacks the ability to develop his ideas in himself harmoniously succeeds in following an idea into its last consequences. Lichtenberg does, indeed, demand concentration on this world, but he mixes conceptions that refer to the next even into the formulation of this demand.
Comparisons like this one between Lichtenberg and Feuerbach are significantly instructive for the historical evolution of man's world conception. They show most distinctly the direction in which these personalities advance because one can learn from them the change that has been wrought by the time interval that lies between them. Feuerbach went through Hegel's philosophy. He derived the strength from this experience to develop his own opposing view. He no longer felt disturbed by Kant's question of whether we are in fact entitled to attribute reality to the world that we perceive, or whether this world merely existed in our minds. Whoever upholds the second possibility can project into the true world behind the perceptual representations all sorts of motivating forces for man's actions. He can admit a supernatural world order as Kant had done. But whoever, like Feuerbach, declares that the sensually perceptible alone is real must reject every supernatural world order. For him there is no categorical imperative that could somehow have its origin in a transcendent world; for him there are only duties that result from the natural drives and aims of man. [ 4 ] To develop a world conception that was as much the opposite of Hegel's as that of Feuerbach, a personality was necessary that was as different from Hegel as was Feuerbach. Hegel felt at home in the midst of the full activity of his contemporary life. To influence the actual life of the world with his philosophical spirit appeared to him a most attractive task. When he asked for his release from his professorship at Heidelberg in order to accept another chair in Prussia, he confessed that he was attracted by the expectation of finding a sphere of activity where he was not entirely limited to mere teaching, but where it would also be possible for him to affect the practical life. “It would be important for him to have the expectation of moving, with advancing age, from the precarious function of teaching philosophy at a university to another activity and to become useful in such a capacity.” A man who has the inclinations and convictions of a thinker must live in peace with the shape that the practical life of his time has taken on. He must find the ideas reasonable by which this life is permeated. Only from such a conviction can he derive the enthusiasm that makes him want to contribute to the consolidation of its structure. Feuerbach was not kindly inclined toward the life of his time. He preferred the restfulness of a secluded place to the bustle of what was for him “modern life.” He expresses himself distinctly on this point:
From his seclusion Feuerbach believed himself to be best able to judge what was not natural with regard to the shape that the actual human life assumed. To cleanse life from these illusions, and what was carried into it by human illusions, was what Feuerbach considered to be his task. To do this he had to keep his distance from life as much as possible. He searched for the true life but he could not find it in the form that life had taken through the civilization of the time. How sincere he was with his “concentration on this world” is shown by a statement he made concerning the March revolution. This revolution seemed to him a fruitless enterprise because the conceptions that were behind it still contained the old belief in a world beyond.
Only a personality who is convinced that he carries within him the harmony of life that man needs can, in the face of the deep hostility that existed between him and the real world, utter the hymns in praise of reality that Feuerbach expressed. Such a conviction rings out of words like these:
Only a personality like this could search for all those forces in man himself that the others wanted to derive from external powers. [ 5 ] The birth of thought in the Greek world conception had had the effect that man could no longer feel himself as deeply rooted in the world as had been possible with the old consciousness in the form of picture conceptions. This was the first step in the process that led to the formation of an abyss between man and the world. A further stage in this process consisted in the development of the mode of thinking of modern natural science. This development tore nature and the human soul completely apart. On the one side, a nature picture had to arise in which man in his spiritual-psychical essence was not to be found, and on the other, an idea of the human soul from which no bridge led into nature. In nature one found law-ordered necessity. Within its realm there was no place for the elements that the human soul finds within: The impulse for freedom, the sense for a life that is rooted in a spiritual world and is not exhausted within the realm of sensual existence. Philosophers like Kant escaped the dilemma only by separating both worlds completely, finding a knowledge in the one, and in the other, belief. Goethe, Schiller, Fichte, Schelling and Hegel conceived the idea of the self-conscious soul to be so comprehensive that it seemed to have its root in a higher spirit nature. In Feuerbach, a thinker arises who, through the world picture that can be derived from the modern mode of conception of natural science, feels compelled to deprive the human soul of every trait contradictory to the nature picture. He views the human soul as a part of nature. He can only do so because, in his thoughts, he has first removed everything in the soul that disturbed him in his attempt to acknowledge it as a part of nature. Fichte, Schelling and Hegel took the self-conscious soul for what it was; Feuerbach changes it into something he needs for his world picture. In him, a mode of conception makes its appearance that is overpowered by the nature picture. This mode of thinking cannot master both parts of the modern world picture, the picture of nature and that of the soul. For this reason, it leaves one of them, the soul picture, completely unconsidered. Wolff's idea of “new formation” introduces fruitful thought impulses to the nature picture. Feuerbach utilizes these impulses for the spirit-science that can only exist, however, by not admitting the spirit at all. Feuerbach initiates a trend of modern philosophy that is helpless in regard to the most powerful impulse of the modern soul life, namely, man's active self-consciousness. In this current of thought, that impulse is dealt with, not merely as an incomprehensible element, but in a way that avoids the necessity of facing it in its true form, changing it into a factor of nature, which, to an unbiased observation, it really is not. [ 6 ] “God was my first thought, reason my second and man my third and last one.” With these words Feuerbach describes the path along which he had gone, from a religious believer to a follower of Hegel's philosophy, and then to his own world conception. Another thinker, who, in 1834, published one of the most influential books of the century, The Life of Jesus, could have said the same thing of himself. This thinker was David Friedrich Strauss (1808– 1874). Feuerbach started with an investigation of the human soul and found that the soul had the tendency to project its own nature into the world and to worship it as a divine primordial being. He attempted a psychological explanation for the genesis of the concept of God. The views of Strauss were caused by a similar aim. Unlike Feuerbach, however, he did not follow the path of the psychologist but that of the historian. He did not, like Feuerbach, choose the concept of God in general in its all-embracing sense for the center of his contemplation, but the Christian concept of the “God incarnate,” Jesus. Strauss wanted to show how humanity arrived at this conception in the course of history. That the supreme divine being reveals itself to the human spirit was the conviction of Hegel's world conception. Strauss had accepted this, too. But, in his opinion, the divine idea, in all its perfection, cannot realize itself in an individual human being. The individual person is always merely an imperfect imprint of the divine spirit. What one human being lacks in perfection is presented by another. In examining the whole human race one will find in it, distributed over innumerable individuals, all perfection's belonging to the deity. The human race as a whole, then, is God made flesh, God incarnate. This is, according to Strauss, the true thinker's concept of Jesus. With this viewpoint Strauss sets out to criticize the Christian concept of the God incarnate. What, according to this idea, is distributed over the whole human race, Christianity attributes to one personality who is supposed to have existed once in the course of history.
Supported by careful investigations concerning the historical foundation of the Gospels, Strauss attempts to prove that the conceptions of Christianity are a result of religious fantasy. Through this faculty the religious truth that the human race is God incarnate was dimly felt, but it was not comprehended in clear concepts but merely expressed in poetic form, in a myth. For Strauss, the story of the Son of God thus becomes a myth in which the idea of humanity was poetically treated long before it was recognized by thinkers in the form of pure thought. Seen from this viewpoint, all miraculous elements of the history of Christianity become explainable without forcing the historian to take refuge in the trivial interpretation that had previously often been accepted. Earlier interpretations had often seen in those miracles intentional deceptions and fraudulent tricks to which either the founder of the religion himself had allegedly resorted in order to achieve the greatest possible effect of his doctrine, or which the apostles were supposed to have invented for this purpose. Another view, which wanted to see all sorts of natural events in the miracles, was also thereby eliminated. The miracles are now seen as the poetic dress for real truths. The story of humanity rising above its finite interests and everyday life to the knowledge of divine truth and reason is represented in the picture of the dying and resurrected saviour. The finite dies to be resurrected as the infinite. [ 7 ] We have to see in the myths of ancient peoples a manifestation of the picture consciousness of primeval times out of which the consciousness of thought experience developed. A feeling for this fact arises in the nineteenth century in a personality like Strauss. He wants to gain an orientation concerning the development and significance of the life of thought by concentrating on the connection of world conception with the mythical thinking of historical times. He wants to know in what way the myth-making imagination still affects modern world conception. At the same time, he aspires to see the human self-consciousness rooted in an entity that lies beyond the individual personality by thinking of all humanity as a manifestation of the deity. In this manner, he gains a support for the individual human soul in the general soul of humanity that unfolds in the course of historical evolution. [ 8 ] Strauss becomes even more radical in his book, The Christian Doctrine in the Course of Its Historical Development and Its Struggle with Modern Science, which appeared in the years 1840 and 1841. Here he intends to dissolve the Christian dogmas in their poetic form so as to obtain the thought content of the truths contained in them. He now points out that the modern consciousness is incompatible with the consciousness that clings to the old mythological picture representation of the truth.
These views of Strauss produced an enormous uproar. It was deeply resented that those representing the modern world conception were no longer satisfied in attacking only the basic religious conceptions in general, but, equipped with all scientific means of historical research, attempted to eliminate the irrelevancy about which Lichtenberg had once said that it consisted of the fact that “human nature had submitted even to the yoke of a book.” He continued:
Strauss was discharged from his position as a tutor at the Seminary of Tuebingen because of his book, The Life of Jesus, and when he then accepted a professorship in theology at the University of Zurich, the peasants came to meet him with threshing flails in order to make the position of the dissolver of the myth impossible and to force his retirement. [ 9 ] Another thinker, Bruno Bauer (1809–1882), in his criticism of the old world conception from the standpoint of the new, went far beyond the aim that Strauss had set for himself. He held the same view as Feuerbach, that man's nature is also his supreme being and any other kind of a supreme being is only an illusion created after man's image and set above himself. But Bauer goes further and expresses this opinion in a grotesque form. He describes how he thinks the human ego came to create for itself an illusory counter-image, and he uses expressions that show they are not inspired by the wish for an intimate understanding of the religious consciousness as was the case with Strauss. They have their origin in the pleasure of destruction. Bauer says:
Bruno Bauer is a personality who sets out to test his impetuous thinking critically against everything in existence. That thinking is destined to penetrate to the essence of things is a conviction he adopted from Hegel's world conception, but he does not, like Hegel, tend to let thinking lead to results and a thought structure. His thinking is not productive, but critical. He would have felt a definite thought or a positive idea as a limitation. He is unwilling to limit the power of critical thought by taking his departure from a definite point of view as Hegel had done.
This is the credo of the Critique of World Conception to which Bruno Bauer confesses. This “critique” does not believe in thoughts and ideas but in thinking alone. “Only now has man been discovered,” announces Bauer triumphantly, for now man is bound by nothing except his thinking. It is not human to surrender to a non-human element, but to work everything out in the melting pot of thinking. Man is not to be the afterimage of another being, but above all, he is to be “a human being,” and he can become human only through his thinking. The thinking man is the true man. Nothing external, neither religion nor right, neither state nor law, etc., can make him into a human being, but only his thinking. The weakness of a thinking that strives to reach the self-consciousness but cannot do so is demonstrated in Bauer. [ 10 ] Feuerbach had declared the “human being to be man's supreme being; Bruno Bauer maintained that he had discovered it for the first time through his critique of world conception; Max Stirner (1806–1856) set himself the task of approaching this “human being” completely without bias and without presupposition in his book, The Only One and His Possession, which appeared in 1845. This is Stirner's judgment:
Stirner opposes the view of Feuerbach with his violent contradiction:
The individual human ego does not consider itself from its own standpoint but from the standpoint of a foreign power. A religious man claims that there is a divine supreme being whose afterimage is man. He is possessed by this supreme being. The Hegelian says that there is a general world reason and it realizes itself to reach its climax in the human ego. The ego is therefore possessed by this world reason. Feuerbach maintains that there is a nature of the human being and every particular person is an individualized afterimage of this nature. Every individual is thereby possessed by the idea of the “nature of humanity.” For only the individual man is really existing, not the “generic concept of humanity” by which Feuerbach replaces the divine being. If, then, the individual man places the “genus man” above himself, he abandons himself to an illusion, just as much as when he feels himself dependent on a personal God. For Feuerbach, therefore, the commandments the Christian considers as given by God, and which for this reason he accepts as valid, change into commandments that have their validity because they are in accordance with the general idea of humanity. Man now judges himself morally by asking the question: Do my actions as an individual correspond to what is adequate to the nature of humanity in general? For Feuerbach says:
There are, then, general human powers, and ethics is one of them. It is sacred in and for itself; the individual has to submit to it. The individual is not to will what it decides out of its own initiative, but what follows from the direction of the sacred ethics. The individual is possessed by this ethics. Stirner characterizes this view as follows:
But such a supreme being is also thinking, which has been elevated to be God by the critique of world conception. Stirner cannot accept this either.
Every thought is also produced by the individual ego of an individual, even the thought of one's own being, and when man means to know his own ego and wants to describe it according to its nature, he immediately brings it into dependence on this nature. No matter what I may invent in my thinking, as soon as I determine and define myself conceptually, I make myself the slave of the result of the definition, the concept. Hegel made the ego into a manifestation of reason, that is to say, he made it dependent on reason. But all such generalities cannot be valid with regard to the ego because they all have their source in the ego. They are caused by the fact that the ego is deceived by itself. It is really not dependent, for everything on which it could depend must first be produced by the ego. The ego must produce something out of itself, set it above itself and allow it to turn into a spectre that haunts its own originator.
In reality, no thinking can approach what lives within me as “I.” I can reach everything with my thinking; only my ego is an exception in this respect. I cannot think it; I can only experience it. I am not will; I am not idea; I am that no more than the image of a deity. I make all other things comprehensible to myself through thinking. The ego I am. I have no need to define and to describe myself because I experience myself in every moment. I need to describe only what I do not immediately experience, what is outside myself. It is absurd that I should also have to conceive myself as a thought, as an idea, since I always have myself as something. If I face a stone, I may attempt to explain to myself what this stone is. What I am myself, I need not explain; it is given in my life. Stirner answers to an attack against his book:
Stirner, in an essay written in 1842, The Untrue Principle of Our Education, or Humanism and Realism, had already expressed his conviction that thinking cannot penetrate as far as the core of the personality. He therefore considers it an untrue educational principle if this core of the personality is not made the objective of education, but when knowledge as such assumes this position in a one-sided way.
The personality of the individual human being can alone contain the source of his actions. The moral duties cannot be commandments that are given to man from somewhere, but they must be aims that man sets for himself. Man is mistaken if he believes that he does something because he follows a commandment of a general code of sacred ethics. He does it because the life of his ego drives him to it. I do not love my neighbor because I follow a sacred commandment of neighborly love, but because my ego draws me to my neighbor. It is not that I am to love him; I want to love him. What men have wanted to do they have placed as commandments above themselves. On this point Stirner can be most easily understood. He does not deny moral action. What he does deny is the moral commandment. If man only understands himself rightly, then a moral world order will be the result of his actions. Moral prescriptions are a spectre, an idée fixe, for Stirner. They prescribe something at which man arrives all by himself if he follows entirely his own nature. The abstract thinkers will, of course, raise the objection, “Are there not criminals?” These abstract thinkers anticipate general chaos if moral prescriptions are not sacred to man. Stirner could reply to them, “Are there not also diseases in nature? Are they not produced in accordance with eternal unbreakable laws just as everything that is healthy?” As little as it will ever occur to any reasonable person to reckon the sick with the healthy because the former is, like the latter, produced through natural laws, just as little would Stirner count the immoral with the moral because they both come into being when the individual is left to himself. What distinguishes Stirner from the abstract thinkers, however, is his conviction that in human life morality will be dominating as much as health is in nature, when the decision is left to the discretion of individuals. He believes in the moral nobility of human nature, in the free development of morality out of the individuals. It seems to him that the abstract thinkers do not believe in this nobility, and he is, therefore, of the opinion that they debase the nature of the individual to become the slave of general commandments, the corrective scourges of human action. There must be much evil depravity at the bottom of the souls of these “moral persons,” according to Stirner, because they are so insistent in their demands for moral prescriptions. They must indeed be lacking love because they want love to be ordered to them as a commandment that should really spring from them as spontaneous impulse. Only twenty years ago it was possible that the following criticism could be made in a serious book:
This only proves how easily Stirner can be misunderstood as a result of his radical mode of expression because, to him, the human individual was considered to be so noble, so elevated, unique and free that not even the loftiest thought world was supposed to reach up to it. Thanks to the endeavors of John Henry Mackay, we have today a picture of his life and his character. In his book, Max Stirner, His Life and His Work (Berlin, 1898), he has summed up the complete result of his research extending over many years to arrive at a characterization of Stirner who was, in Mackay's opinion, “The boldest and most consistent of all thinkers.” [ 11 ] Stirner, like other thinkers of modern times, is confronted with the self-conscious ego, challenging comprehension. Others search for means to comprehend this ego. The comprehension meets with difficulties because a wide gulf has opened up between the picture of nature and that of the life of the spirit. Stirner leaves all that without consideration. He faces the fact of the self-conscious ego and uses every means at his disposal to express this fact. He wants to speak of the ego in a way that forces everyone to look at the ego for himself, so that nobody can evade this challenge by claiming that the ego is this or the ego is that. Stirner does not want to point out an idea or a thought of the ego, but the living ego itself that the personality finds in itself. [ 12 ] Stirner's mode of conception, as the opposite pole to that of Goethe, Schiller, Fichte, Schelling and Hegel, is a phenomenon that had to appear with a certain necessity in the course of the development of mode2rn world conception. Stirner became aware of the self-conscious ego with an inescapable, piercing intensity. Every thought production appeared to him in the same way in which the mythical world of pictures is experienced by a thinker who wants to seize the world in thought alone. Against this intensely experienced fact, every other world content that appeared in connection with the self-conscious ego faded away for Stirner. He presented the self-conscious ego in complete isolation. [ 13 ] Stirner does not feel that there could be difficulties in presenting the ego in this manner. The following decades could not establish any relationship to this isolated position of the ego. For these decades are occupied above all with the task of forming the nature picture under the influence of the mode of thought of natural science. After Stirner had presented the one side of modern consciousness, the fact of the self-conscious ego, the age at first withdraws all attention from this ego and turns to the picture of nature where this “ego” is not to be found. [ 14 ] The first half of the nineteenth century had born its world conception out of the spirit of idealism. Where a bridge is laid to lead to natural science, as it is done by Schelling, Lorenz Oken (1779–1851) and Henrik Steffens (1773–1845), it is done from the viewpoint of the idealistic world conception and in its interest. So little was the time ready to make thoughts of natural science fruitful for world conceptions that the ingenious conception of Jean Lamarck pertaining to the evolution of the most perfect organisms out of the simple one, which was published in 1809, drew no attention at all. When in 1830 Geoffroy de St. Hilaire presented the idea of a general natural relationship of all forms of organisms in his controversy with Couvier, it took the genius of Goethe to see the significance of this idea. The numerous results of natural science that were contributed in the first half of the century became new world riddles for the development of world conception when Charles Darwin in 1859, opened up new aspects for an understanding of nature with his treatment of the world of living organisms. |