170. The Riddle of Humanity: Lecture VIII
13 Aug 1916, Dornach Tr. John F. Logan Rudolf Steiner |
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Now on earth, because there is a certain connection between the twelve sense-zones and our I, it is possible for our I to live in the consciousness sustained by these sense-zones. Beneath this consciousness there is another, an astral consciousness which, in the present stage of human development, is intimately related to the human vital processes, to the sphere of life. |
And yet without this world turned backwards there would not be any consciousness at all. For consciousness is already a kind of spiritual science—even though the materialists deny the fact. |
And even though people today resist the spiritual in their normal consciousness, as we have often discussed here, at deeper levels of their consciousness they are beginning to turn toward the spiritual. |
170. The Riddle of Humanity: Lecture VIII
13 Aug 1916, Dornach Tr. John F. Logan Rudolf Steiner |
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The kind of truths we passed in review before our souls yesterday cannot be absorbed with an abstract, theoretical understanding. It is not just a matter of knowing that things are like this or like that. All the human consequences of these things must be inwardly comprehended, for they are very significant. Today I will sketch just a few of them. There is, of course, very much more that could be said along these lines, but we have to begin somewhere. At the very least, we must consider the direction in which such factual, spiritual-scientific presuppositions lead our thinking and our will. Let us review yesterday's conclusions. The zones of the twelve senses can be seen as a kind of human zodiac. Flowing through all these sense-zones are the seven life processes: breathing, warming, nourishing, secretion, maintenance, growth and reproduction. (See drawing, Lecture Seven.) To understand these things in their entirety we must be clear that the actual truth is very different from what our materialistic sciences teach us. They believe, for example, that the sense of taste and the related sense of smell are confined to the narrow limits of the tongue and the nasal mucous membrane. But this is not how things really are. The physical organs associated with the senses are more like the capital cities governing the realms of those senses. The realms corresponding to the senses are much more extended. I think that anyone who has applied a little self-observation to the sense of hearing, for example, will know that hearing involves much more of the organism than just the ears. A tone lives in much more of the organism than just the ear, and the other senses occupy similarly extended territories. Liver and spleen, for example, are perceptibly involved in taste and the related sense of smell; so they involve a wider area than materialistic science recognises. This being the case, you will also see that the sense-zones are intimately connected with the vital organs and with the life forces they continuously send streaming through the entire organism. It follows that the relationship between the sense-zones and the vital organs has a manifold influence on a person's inner constitution, on his state of being as regards spirit, soul and body. So we are justified in speaking, let us say, of the forces of secretion being in the sphere of the sense of sight, or of their interacting with the sphere of sight, or of an interaction between the spheres of growth and hearing—just as we speak in astronomy of Saturn being in the Ram or of the Sun standing in the Lion. Furthermore, each sense-zone can come into a relationship with one or the other of the life spheres, since the regions of the senses and the regions of life are related differently in different people. So there really are circumstances in the inner human world that reflect how things are out there in the starry heavens of the macrocosm. You will therefore be right in supposing that the activities called up in us by the senses are relatively static in comparison with what goes on in the life processes and their central organs. Remember how we described the sense regions as a comparatively stable part of the human being. They are stabilised through being organised around a particular physical organ: the sense of sight around the eyes—even though it involves more besides—the sense of hearing around the ears, and so on. And remember how mobile the life processes are as they circulate uninterruptedly through the whole body, reaching every part of it. The life processes move through us. If we consider what was said yesterday about how our sense experiences on Old Moon were more like life processes, we must conclude that human existence on Old Moon was altogether more mobile than that of our present Earth era. Moon man was more mobile, more inwardly mobile. Earth man really does relate to what he consciously experiences in the way the relatively fixed constellations of the zodiac relate to one another. During the Earth era the outer surface of man has become motionless, still, as the constellations of the zodiac are still. During the Moon phase, the present-day human senses contained a life and mobility such as that displayed by the planets of our present-day cosmos; for our planets' relationship to one another is constantly changing. Moon man was capable of transformation, of metamorphosis. Now, I have often drawn your attention to the fact that when a person of today achieves the level of initiation that gives him access to imaginative knowledge, his conscious life becomes more mobile than that afforded by normal, earth-bound sense experience. In such cases everything again becomes mobile, but the mobility is experienced through super-sensible consciousness. And this is how the knowledge obtained from this sphere must be understood. I have often put before you the necessity of making our concepts and ideas more mobile in order to be able to enter into what super-sensible consciousness reveals to us. Concepts appropriate to the sensible world are shut up in their own little boxes and everyone likes to have them arranged prettily beside one another. But for spiritual science we need mobile concepts, concepts that can be transformed and metamorphosed, one into the other. In this you can see one of the consequences of the facts we have been describing. Another consequence is the following: you will be able to see that a sense life that is as unperturbed and still as the zodiac is only possible for a human being living in the Earth sphere. The twelve sense-zones only are meaningful in the context of life as it is lived between birth and death in an earthly body. When it comes to life between death and birth, things are quite different. One remarkable difference is that the senses that are seen as higher, as far as life on earth goes, lose their higher status when we pass over the threshold of death into spiritual spheres. Just recall what I said in Occult Science about how the relationships between people change during the time between death, and a new birth, and how they are mediated in a much more intimate manner than is the case here on earth. There we do not need the ego sense which is essential to us on earth, nor do we need the senses of thought and speech as we need them on earth. On the other hand, we do need the transformed sense of hearing, but in a form that has been genuinely spiritualised. A spiritualised sense of hearing gives us access to the harmony of the spheres. That it is spiritualised is, however, already evident from the fact that over there we hear without the presence of physical air, whereas here the physical medium of the air must be present in order for us to hear anything. Furthermore, everything is heard in reverse, proceeding backwards towards its beginning. It is precisely because our earthly sense of hearing is dependent on the air that it is particularly difficult for us to imagine what it is like to hear things backwards. We run into difficulties trying to imagine a melody backwards. For spiritual perception this presents no problems at all. Now, the sense of hearing is the borderline sense; in its spiritualised form it is the sense that most resembles the senses of the physical world. When we come to the sense of warmth as it is in the spiritual world, we already have a sense that is very changed; sight is even more altered; and the senses of smell and taste even more so, for they play an important role in the spiritual world. The very senses that here we call lower, play an important role in the spiritual world. But that role has been very, very spiritualised. A significant role is also played by the senses of balance and movement. But then, when we come to the sense of life we find that it is less significant. And the sense of touch has no special role at all. So we could say that when death leads us over into the spiritual world the sun sets in the region ruled by the sense of hearing. That sense is located on the horizon of the spiritual world. The sense of hearing is more or less bisected by that horizon. Over yonder, the sun rises in the sense of hearing and then proceeds through the spiritualised senses of warmth, sight, taste and smell—all these are especially important for spiritual perception over there. There, the sense of balance not only reveals to us our inner state of balance, it also shows us how we are balanced with regard to the beings of the higher hierarchies into whose realms we are ascending. Thus the sense of balance has an important role to play; it guides us through the expanses of the cosmos. Here, it is hidden away in our physical organism as one of the lesser senses, but over there it has the important role of enabling us to sense whether we are poised in a state of equilibrium between an Archangel and an Angel, or between a Spirit of Personality and an Archangel, or between a Spirit of Form and an Angel. This is the sense that shows us how we are balanced among the various beings of the spiritual world. And the spiritualised sense of movement, which is now directed outwards, mediates between us and our movements—for in the spiritual world we are in constant movement. The sense of life, however, is no longer necessary because we are, so to speak, swimming in the totality of life. Like a swimmer in water, the spirit moves in the element of life. Just below the horizon are the lower senses, the senses that lead earthly perception to the internal world of the organism. But when we die, the sun of our life descends to the constellations that are below the horizon just as the setting sun enters the constellations below the horizon. And when we are born again, our sun rises in those constellations—in the senses of touch, life, speech, thought, ego—that stand over us now and allow as to perceive this physical world of earthly existence. And the life processes are even more spiritualised than these lower senses. More than a few persons who claim to represent a particularly lofty mystical point of view speak of the life processes as something ‘lower’. To be sure, they are low here, but what here is low is high in the spiritual world, for what lives in our organism is a reflection of what lives in the spiritual world. This is a very noteworthy statement. Outside us in the spiritual world there are significant spiritual beings whose nature is reflected within us—within the bounds of the zodiac of our senses through which the planets of our life processes move. So we can say: the four life processes of secretion, maintenance, growth and reproduction are reflections of what exists in the spiritual world—as are the processes of breathing, warming and nourishing. The fourfold process of secretion, maintaining, growth and reproduction mirrors a lofty region of the spiritual world. That region receives us after death and there we live and weave, spiritually preparing our organism for the next earthly incarnation. Everything in our physical organism that is comparatively low corresponds to something that is high and can only be perceived through the faculty of Imagination. There is a whole world that can be perceived through Imagination, through imaginative knowledge. This world that is accessible to imagination is reflected from beyond the constellations of the zodiac into the senses of the human organism. To picture this, imagine that Sun, Venus, Mercury and Moon are reflections of what exists beyond the limits of the zodiac: they have spiritual counterparts that exist there and the astronomical bodies we can observe within the bounds of the zodiac are only reflections of these counterparts. And then there is yet another super-sensible region. It is beyond the limits of the human senses and perceptible only through the faculty of Inspiration. This is the world of Inspiration. The processes of breathing, warming and nourishing are a reflection of this world, just as Saturn, Jupiter and mars are reflections of their spiritual counterparts from beyond the limits of the zodiac. Moreover there is a profound relationship between what is out there in the cosmos and what, as lower nature, is present in man. These spiritual counterparts of the life processes actually exist. ...And this is how we should mark out the boundaries of the human senses and life processes. Now we approach that which is higher than life, those true regions of the soul which are the home of human astrality and human egoity, of the I. We leave behind the world of the senses and the realms of space and time and really enter the spiritual world. Now on earth, because there is a certain connection between the twelve sense-zones and our I, it is possible for our I to live in the consciousness sustained by these sense-zones. Beneath this consciousness there is another, an astral consciousness which, in the present stage of human development, is intimately related to the human vital processes, to the sphere of life. The I is intimately related to the sphere of the senses; astral consciousness is intimately related to the sphere of life. Just as our knowledge of the zodiac comes through—or from within—our I, so knowledge of our life processes comes from astral consciousness. It is a form of awareness that is still subconscious in people of today: it is not apparent in normal circumstances, it still lies on the other side of the threshold. In physical existence such a knowing consists of an inner awareness of the life processes. Sometimes, in abnormal circumstances, the sphere of life is included in the sphere of consciousness; it is thrust up into normal consciousness. But for us this is a pathological state. It is an astonishing thing for our doctors and natural scientists to behold when the subconscious intrudes and allows what is normally hidden beneath our twelve-fold sense-awareness to emerge—when eruptions of the subconscious allow the planets to intrude their life into the sphere of the zodiac. Such a consciousness is appropriate when it has been cultivated and developed, really developed in the fashion that is described in Knowledge of the Higher Worlds. But if it has not been developed properly, it is pathological. Recently, a book written by a doctor who is interested in these things has been published. Since he is unaware of any of the contents of spiritual science, his thinking is still wholly materialistic. But he is so free in his investigations that, especially more recently, he has actually worked his way into this realm. I am referring to Carl Ludwig Schleich11 and his book, The Mechanisms of Thought (Vom Schaltwerk der Gedanken.) There you will find some interesting accounts of his experiences as a doctor. Let us look at one of the simplest of these: it concerns a woman who comes to him for a medical consultation. He suggests she sit down to wait for him. Just at that moment the wheel in a ventilator cover moves. Immediately she exclaims. ‘Oh, that is a huge fly that is going to bite me!’ And almost immediately after she has said this, her eye begins to swell. Soon the swelling has grown to the size of a hen's egg. The doctor calms her, saying the injury is not so bad and can soon be healed. It is not possible to reach so deeply into the life sphere that something there actually changes, not if one is employing the consciousness that is contained in the human zodiac of the twelve senses. But we do affect the life sphere when the subconscious erupts into our usual daytime consciousness. The concepts and ideas that occupy our normal consciousness do not yet sink deeply enough into us to reach the depths of the life processes. Now and then, however, the life processes are stirred up and occasionally the ensuing wave is very strong. But with today's proper and normal, externally-orientated consciousness it is not possible—thank God!—for a person to affect the life processes, for otherwise people would make a real mess of themselves with some of the thoughts they entertain. Human thoughts are not strong enough to have this kind of effect. But if some of the ideas people harbour today were to well up out of their unconscious into the sphere of life, as did the ideas of the woman we were describing, then you would see some people walking about with extremely swollen faces and some with much worse problems, too. Thus you see that beneath our surface, which is connected with the zodiac, there is a subconscious world that is intimately connected with the life processes and can profoundly affect them in abnormal circumstances. For example, Schleich reports a case in which a young woman comes to the doctor and tells him that she has gone astray. She continues to insist on this, even after the medical examination shows it could not have been so. She will not tell with whom she has gone astray. But in the next few months she begins to show all the external and internal signs of an expectant mother. Later on, at the appropriate time, when the quasi-expectant mother is examined, the heartbeat of a child is discernible alongside her own. Everything proceeds quite normally—except that no child arrives in the ninth month! The tenth month comes and finally it is realised that something else is going on. At last they decide they must operate. When they do, there is nothing there, nothing at all, and there never has been! It was a hysterical pregnancy with all the physical symptoms of a normal pregnancy. Today's doctors are already describing this kind of thing, and it is good that they are doing so, for such things will force people to think of the human being in different terms from those in which they are accustomed to think. Here is another case: a man comes to Schleich saying that he has stuck himself with a pen while working in his office. There is a slight scratch. Schleich examines it and finds nothing to be concerned about. But the man says, ‘Yes, but I can already feel blood poisoning in my arm and I know I shall die of it unless my arm is amputated.’ Schleich replies, ‘I cannot remove your arm when there is no problem there. It is certain that you will not die of blood poisoning.’ As a precaution, he cleanses the wound and then he dismisses the man. But he was still in such a state that Schleich, who is a good-hearted man, decides to visit him that evening. He finds the man still filled with the thought that he is bound to die. When his blood is tested later, there still is no sign of blood poisoning. Again Schleich reassures him; but later that night the man dies. He really dies! A death from purely psychic causes! Now, I can assure you that a man cannot die as a result of the thoughts he forms under the influence of his inner zodiac-one certainly cannot die of such thoughts. Thoughts do not penetrate so deeply into the life processes. And the other case I just mentioned—I mean the hysterical pregnancy—cannot be the result of mere thoughts, any more than it is possible to die of the mere thought that you have blood poisoning. When it comes to this last case, where imagined, but untrue, circumstances seem to have led to death, our present-day science must look to spiritual science for clarification. Perhaps we can look a little at this case and consider what really happened. We have a man who scratches himself with his pen while he is writing and then dies as a result of what he imagines around this event. Actually, something quite different happened. That man had an etheric body, and death was already present in his etheric body before he scratched himself. Death, therefore, was already expressed in his etheric body when he went into his office that morning, In other words, his etheric body had begun to accept into itself the processes that lead to death. But these were only transmitted to his physical body very gradually. And the man would not have acted so strangely if death had not already taken up residence in him. He just happened to scratch himself while this was going on within him, and the scratch was insignificant in itself. But through it, the thought that he was going to die was able to well up out of his subconscious life sphere. The external events were only the trimmings, only the outer show. But because the outer show was there, the whole thing was able to well up into his waking consciousness. So his death had nothing to do with the usual processes of forming imaginations that are part of our day-time consciousness, absolutely nothing; death was already present in him. Such things as these will gradually force our natural scientists to enter more and more deeply into the substance of spiritual science. We are already dealing with something complicated when we consider the relationship between the planetary spheres and the life processes, or the zodiac and the zones of the senses. But things get even more complicated when we move on to consider the processes of consciousness that relate in various ways to these spheres: the I relating to the zodiac and the astral body relating to the planetary spheres within man, that mobile life-sphere within the human being. But if we continue to think as we think in the everyday physical world, using the powers of the zodiac within us, we shall be unable to approach matters that concern the mobile human life-sphere., nor shall we be able to approach the relationship of the I to the zodiac. Those things can only be approached when we have taught ourselves to think in entirely new ways. In Knowledge of the Higher Worlds you are advised to imagine things backwards from time to time, to review things backwards. A backwards review involves picturing events as if they proceeded in the opposite direction from that in which they proceed in our normal world. Among other things, this picturing backwards gradually builds the spiritual forces that make one capable of entering a world that is the wrong way round when compared with the physical world. That is how the spiritual world is. It reverses many aspects of the physical world. I have often pointed out to you that it is not simply a matter of abstractly turning around what is in the physical world; among the powers that one needs to develop are the powers connected with the ability to imagine backwards. What is the consequence of this? Those people who do not want to see human culture dry up and who are trying to achieve a spiritually illumined view of the world are eventually forced to imagine a world in reverse. For spiritual consciousness only begins when the life processes or the sense processes are reversed and run backwards. Therefore people need to prepare for the future by getting accustomed to thinking backwards. Then they will begin to take hold of the spiritual world through this thinking backwards, just as they take hold of the physical world by means of thinking forwards. Our ability to imagine the physical world is a result of the direction of our thinking. So, now that I have guided you through the human zodiac of the twelve sense-zones and through the seven planetary life-spheres, I can only proceed further if I introduce a completely different way of looking at things: a way of thinking that proceeds backwards. Now, you are aware that our contemporaries are not particularly inclined to devote themselves to spiritual science and really absorb it. They reject it because they are accustomed to materialistic thinking. But for someone who has gone only a little way beyond the threshold of the spiritual world, it is just as foolish to assert that the world only goes forward, never backward, as it is to say that the sun only goes in one direction and can never return! Of course it comes back along this apparent path on the other side. (Steiner illustrated this with a drawing.) It is easy to imagine that someone who is well and truly frozen into contemporary modes of thought might shrink in horror from thinking backwards and from imagining the world turned backwards. And yet without this world turned backwards there would not be any consciousness at all. For consciousness is already a kind of spiritual science—even though the materialists deny the fact. Consequently, this imagining backwards particularly horrifies our contemporaries. We could picture one of them asking himself, ‘Is it illogical to picture the course of the world backwards as well as forwards?’ And he could also come to the conclusion that it is not really illogical to follow a drama backwards starting from its fifth act, and that it is not illogical to follow the drama of world development backwards, either. Nevertheless, this is a terrible thing with which to confront contemporary habits of thought. Someone who lives entirely in present-day habits of thought, believes it is a fact that one cannot think the world backwards, and that it is a fact that the world does not move backwards. As soon as such a person stumbles across this question he senses that there is something special in it. One can imagine a solitary thinker wrestling with the problem of thinking backwards and drawing particular philosophical conclusions from the impossibility of thinking backwards. One can make a further assumption. I have already drawn your attention to the fact that thinking backwards is especially difficult to imagine in the constellation in which the sun goes down, in the sense of hearing. Over the course of time, the sense of hearing has undergone some changes, particularly in relation to music. Historians do not usually notice these subtle changes, but they are more important for the inner human life than the grosser changes described in historical accounts. For example, it is of great significance for the transformation of hearing—which is already a relatively spiritual sense as far as the physical world goes—that the octave was experienced as a uniquely pleasant, sympathetic combination of tones during the Greco-Roman period, and that the fifth was particularly loved during the eleventh, twelfth and thirteenth centuries. In those days it was called the ‘sweet tone.’ During the eleventh, twelfth and thirteenth centuries the fifth was experienced in the way people experience the third today. So you see how our inner constitution changes over relatively short periods of time. On the physical plane, a musical ear listens with deep satisfaction to things going in the one direction. So someone with an especially musical ear might well be repelled by the thought of going backwards, for music is one of the most profound things we have on the physical plane. Of course this could only apply to a time when materialism is at its height. Those who are not so musical will not feel this conflict so readily. But a musical person whose thinking is fundamentally materialistic can easily come to the conclusion that thinking backwards is simply beyond the scope of our human head. In this fashion he will resist the spiritual world. So we can assume that somewhere or other there is bound to be such a thinker. Strangely enough, a book has been published recently: Kosmogonie, by Christian von Ehrenfels.12 Its first chapter is called, ‘The “reversion”, a paradox of knowledge’. There, looking at it from many sides, in the fashion of present-day philosophy, Ehrenfels asks what it would be like to see the course of world events backwards—from the other side, the asymmetrical side, so to speak. He actually comes up with the idea of thinking things backwards, really backwards. He tries to deal with this paradox. He attempts to think some particular cases backwards. I would like to show you one of these as an example. He starts with a series of events going forwards, rather than backwards: In the vertical world of the high mountains, moisture and frost break loose a chunk from a compact mass of rock. When the ice thaws, the chunk breaks free. It falls from the overhanging cliff wall, crashes on to a stony surface and shatters into many pieces. Following one of these pieces, we see it go raging down a lower slope shedding further splinters of stone as it collides with other stones, until it finally comes to rest on a slope. At last it has given up the whole of its kinetic energy in the form of warmth conveyed to the places where it collided with earth and stone, and to the air that resisted its motion.—Now how would this certainly not uncommon event look in the backwards world? A stone is lying on a slope. Suddenly it is struck by apparently chaotic bursts of warmth coming from the earth beneath it. These combine in such an extraordinary fashion that they propel the stone diagonally upwards. The air offers no resistance. On the contrary, there are a series of extraordinary transactions: the air transmits some of its own warmth to the stone and thus gives it free passage, making way for it and encouraging it, with its accumulation of small but well-aimed gifts of warmth, on its diagonally ascending pathway. The stone collides with an overhanging stone. But this neither causes it to lose any fragment of itself, nor does it cause it to lose any of its enthusiasm for movement. In fact, the contrary is the case. Another little stone happens to arrive at the same place of impact, propelled by a collection of gusts of warmth from the earth. And, behold!—always under the influence of impulses of warmth-this small stone collides with our original stone. Their-apparently accidentally formed—irregular surfaces fit together so perfectly, and they meet with such force, that the powers of cohesion take effect and the two grow together to form one compact mass. Further bursts of warmth from the overhanging mountain with which they have collided direct them further on their upward, diagonal path, which they pursue with increased speed. The bits of stone that earlier were broken apart are joined together again. The whole stone comes together, lying on the mountain cliff. The energies are brought once more into balance, all goes back into its original place, and so forth. This he describes with great exactitude, thinking the whole event backwards. He describes further examples, which he also thinks through backwards. One can see that he really plagues himself with this; he really strains at the yoke: On a sunny winter's day, a hare makes its way through the snow, leaving its tracks behind it. In many places the wind immediately blows them away, but they are preserved along southerly stretches of path where the snow thaws in the sunshine during the day and freezes again at night. There they remain visible for many weeks until they disappear in the spring thaw. In the ‘backwards world’ the hare's prints would be the first thing to appear, but only a bit at a time, not all at once. At first they would show up in the frozen snow (more accurately, in the ice which is thawing into snow again), and then, after weeks, during which the imprints gradually get deeper and change into more accurate copies of the hare's paws, the prints also begin to appear on the connecting parts of path as gusts of warmth chase loose flakes of snow together—and the whole track is complete. Then the hare himself appears, tail foremost, head facing behind, and he is not moving along the line of the path—rather he is being dragged along in a direction contrary to the impulses of his muscles by the impact of gusts of warmth (always it is through warmth) and this is done so artfully that his paws always fall into the waiting paw-prints of the tracks. Nor do the wonders cease here: each time a paw comes out of a print, well-directed gusts of warmth fill it with loose snow. So well is this accomplished that the filled print exactly merges with the surrounding snowfield, whose faultlessly smooth surface covers the former tracks of the hare as if it had never been otherwise. You can see how Schleich exerts himself. Now he goes further, saying: if it is difficult with the hare, how much more difficult will it be with an entire hunt: It is easy to see that the same sort of unbelievable things occur as in the example from inorganic nature, only intensified to the point of being grotesque and uncanny. And the present organic example of the hare's tracks is relatively simple. Just imagine the tracks left behind in the snow, not by a single hare, but by an entire winter hunting party with all its hunters, drivers, hounds, and numerous deer, foxes and elk—imagine how these tracks would criss-cross and cover one another, and how sometimes one would step in the print of another, leaving untrodden patches in between, and so on. Now one must turn these events around and observe how the same type of gusts of warmth seem to guide each living creature through this chaos of apparently fragmentary tracks so that every foot or paw or hoof falls into a print that exactly matches it—the deer into one, elk into another, every hunter's shoe finding an imprint that exactly matches, and always moved, slid, pressed into it by these extraordinary gusts of warmth that issue from the earth, the air and from within the creatures themselves, so that everything matches perfectly. After all this one begins to get some bare notion of the extent of our concept of ‘leaving tracks’, as it applies to our right-way-up, right-way-round world. You see how hard the man tries to arrive at the concepts he needs. This effort drags up some things of which people today are not conscious. You can see how naturally spiritual science can come into being, for men are longing for it in their souls. Schleich really struggles to come to some degree of understanding of these processes that run backwards. He really sweats over the matter—spiritually speaking. There truly is a thinker in him, a thinker who will not be denied. He declares that it is entirely logical to picture things in this fashion—logical, but unbelievable. For us, this simply means that he is going against his own habitual thinking and, ultimately, that he is completely unable to conceive of the spiritual world. Ehrenfels concludes, ‘Let us go even further. Imagine that a backward world is actually forced upon us—that the relentless force of our experience actually compels us to deal with a real situation like our “backwards world”!’ Thus he imagines that he might really see his hare or his hunting party proceeding backwards out there in the physical world—the world which, for him, is the only reality. We are asked to imagine that we have been forced to enter a physical world in which all is really backwards: How would we respond to such a world, how could we try to interpret it? Even if our experience repeatedly forced us to think, as we tried to think in the preceding pages, of a world in which the shapes of the future are sucked backwards, we would have to reject it as absurd. This, he says, would be terrible. We would be confronted with a world which we could not and ought not think about! And this terrible world is the world Ehrenfels really would have to see if he were to enter the spiritual world. He imagines that it would be terrible if such a thing were to be forced upon him in the physical world! Forms would take shape with apparent spontaneity. But we would have no alternative but to view them as only apparently spontaneous—and as actually being the result of teleological, intentional, preconceived combinations of material particles and their movements. And the same would hold for the extraordinary interplay of their paths as they converge and leave us with ever fewer and ever diminishing phenomena. Thus he thinks the whole thing back to the beginnings of the earth in a Darwinian state of unity. What could the goal of this creative power that sees ahead and plans ahead, possibly be? Can the sudden appearance of a form and its gradual transition into formlessness be the ultimate goal? No, and no again! The very opposite of this is what the goal of the whole must be. Then he asks himself, ‘How it would feel to be confronted with such a world, to see such a world?’ To which he answers, ‘This world of experience could only be the grotesque joke of a demonic, cosmic power to whom we must deliver up everything but knowledge.’ At this point he stops himself; he cannot go any deeper into the matter. For the knowledge to which he clings consists simply of his old habits of thought. He can go no further. He feels that a world that has to be seen in reverse must be the grotesque production of some cosmic demon, of the devil; it would be the world of the devil. And he is afraid when confronted with what inevitably must seem to him to be the work of the devil. Here you have an example of how one soul experiences something I have often described: fear is what holds us back from the spiritual world. And Ehrenfels expresses this overtly: if he were to see a physical world that is similar to the spiritual world, he would view it as the paradoxical work of some devilish being. So he shrinks back in fear. There must be some other, comprehensive, universal law that transcends the bounds of our world of experience! In other words: even if the backward world existed, ultimately we would not use backward principles to understand it. What would the good Ehrenfels do if he were transported into a backward world that contrived to manifest itself to him physically? He would say, ‘Nay, I do not believe this; I will not allow it to be; I will picture it the other way around.’ And this is just what people do with the spiritual world; they really do not want to admit the existence of things that look different from what is presently in front of them. We would regard this as an exception, as a special enclave, as a counter-stream to the great stream of all cosmic evolution—and yet we would continue to attribute to the evolution of the world those physiognomic features that we find believable. Thus one would put one's foot down and say, ‘Nay, even though this world conjures up a demon for us, we will not believe in it. We will think about it in the way in which we are accustomed to think.’ There you see the whole story—of how a philosopher resists what has to come. It is helpful to notice such moments in human evolution. What spiritual science shows us must come, and that, my dear friends, that will most assuredly come. And even though people today resist the spiritual in their normal consciousness, as we have often discussed here, at deeper levels of their consciousness they are beginning to turn toward the spiritual. It is only that people are still pretending; they still deny it is there. It will not be long before it is impossible to continue denying the spirit. Men's thoughts are turning with a virtual compulsion towards the sort of things one can observe in Christian von Ehrenfels' Kosmogonie. I wanted to talk about this book because it has just appeared and is bound to be discussed frequently in the near future. Even though it is written in a philosophical language that is difficult to understand, it will be discussed frequently. The discussions are likely to be very grotesque because it is difficult to grasp the implications of the book. So I wanted to speak to you here about Christian von Ehrenfel's Kosmogonie in order that what needs to be said about it is spoken about accurately for once. We are dealing with a philosopher who is a university professor and who has lectured in philosophy at the University of Prague for many years. This book appeared in 1915. In the foreword he speaks of his own path of development, acknowledging points on which he is indebted to certain earlier philosophers with whom he is more or less in agreement. At the conclusion of this foreword, having cited his indebtedness for one thing and another to the earlier philosophers, Franz Brentano and Meinong, he says the following: On the other hand, my greatest burden of thanks lies in a direction that is far removed from what is generally recognised as the domain of philosophy.—Throughout my life I have devoted far more physical energy to becoming inwardly acquainted with German music than I have devoted to assimilating philosophical literature. (As a philosophy professor he presents us with this confession!) Nor do I regret this, looking back from the middle of the sixth decade of my life, (So you see, he is far beyond his fiftieth year) rather I attribute to this one of the sources of my philosophical productivity. (And he has only been productive as a philosopher!) For, even though Schopenhauer's account of music as being a unique objectification of the world of the will must probably be rejected, it nevertheless seems to me that his fundamental intentions go to the heart of the matter. Of all mortal beings, the revelations of the truly productive musician bring him nearest to the spirit of the cosmos. Those other ‘mortals’ who claim to understand this metaphysical language of music experience it as a duty of the highest order to translate this received meaning into a conceptual form that is accessible to the understanding of their fellow men. If one understands religion to be a spiritual possession that bequeaths trust in the world, moral strength and inner power to its possessor, then you must say that German music has been my religion in a time in which humanity has been beset by agnosticism, the loss of metaphysics, and the loss of belief. This applies from the day—in the year 1880—I definitively separated myself from the dogmas of Catholicism, to those weeks in the spring of 1911 when the metaphysical teachings expressed in this book first began to reveal themselves to me. And this metaphysics takes as its starting point the paradox of reversibility, the impossibility of reversing our ideas. Yes, today German music is still my religion in the sense that even if all the arguments of my work were proven false, I would not fall victim to despair. The trust in the world in which this work originated would not desert me and I would remain convinced that I am essentially on the right path. I would remain convinced because German music would still be there, and the world that can produce such a thing must surely be essentially good and worthy of respect. The music of the B Minor Mass, of the statue's visit in Don Giovanni, the Third, Fifth, Seventh and Ninth symphonies, the music of Tristan, The Ring, Parsifal—this music cannot be proven false, for it is a reality, a wellspring of life. Thanks be to its creators! And a salute to all those who are appointed to quench the thirst for eternity from its wondrous springs! The best that I have been fortunate enough to create—and I hold this present work to be my best—is nothing more than insignificant small change out of the riches that I have ‘received’ from that source—from music. And I am convinced, my dear friends, that this philosopher's special way of relating to the spiritual world could only be found in a person who has Ehrenfels' spiritual kinship with the music of our materialistic age. There are deep inner relationships between everything that goes on in the human soul, even between things that seem to lie in quite different areas. Here I wanted to give you an example of the special way in which someone who is a believer—not just a listener, but a true believer—in the elements of modern music must relate to the habits of materialistic thinking and how he must allow them to flow through his soul. It is different for someone who is not such a musical believer. For if we are to gradually approach the riddles of life and the human riddles, we must investigate those mysterious relationships in the human soul that introduce so many harmonies and disharmonies into its life.
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199. Spiritual Science as a Foundation for Social Forms: Lecture XII
03 Sep 1920, Dornach Tr. Maria St. Goar Rudolf Steiner |
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One becomes acquainted with the same things from ever changing new viewpoints; thus, conviction increasingly gains in strength. This is the one premise from which I should like to start today. |
When you transform this tendency indwelling the astral body, when it radiates up into consciousness in half instinctive, half conscious form, what comes about then? The domain of rights, of the state, comes about. |
In thoughts, one makes the whole world puerile, for it is the child that still retains most of the natural forces. If one wishes to advance further, one needs the insight into initiation science. |
199. Spiritual Science as a Foundation for Social Forms: Lecture XII
03 Sep 1920, Dornach Tr. Maria St. Goar Rudolf Steiner |
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In our spiritual-scientific endeavors, it is important to acquaint ourselves gradually from the most diverse points of view with what we are supposed to understand. One can say that, particularly in regard to spiritual-scientific subjects, the world expects an uncomplicated, facile approach towards conviction; however, this is not easily provided. For as far as spiritual-scientific facts are concerned, it is actually necessary to attain our conviction in a gradually evolving manner. To begin with, this conviction is still weak. One becomes acquainted with the same things from ever changing new viewpoints; thus, conviction increasingly gains in strength. This is the one premise from which I should like to start today. The other will relate to various matters that I have discussed here for weeks; it will relate to what has been said concerning the differentiation of humanity throughout the civilized world.84 Let me indicate briefly a few of the most salient facts that are of some importance to our considerations in the next three days. I have pointed out in what sense the Orient is the source of humanity's essential spiritual life. I then indicated that in the central areas, in Greece, Middle Europe and the Roman Empire—what must be discussed covers vast periods of time—there primarily exists the predisposition for developing the legal, political concepts. The West is notably predisposed to contribute economic concepts to the totality of human civilization. It has already been mentioned that when we look across to the Orient, we find that the life of its civilization is basically decadent today. In order to evaluate properly what the Orient really signifies for the whole of human civilization, we have to turn back to more ancient periods of time. Among the historically accessible documents which are proof of the Orient's essential nature, the Vedas, the Vedanta philosophy, stand out above all; they and others are in turn evidence, however, of what was present in the Orient in still more ancient epochs. They indicate how a cultural life was born out of a primeval, wholly spiritual disposition of Oriental humanity. Subsequently, for the Orient too, ensued the times of obscuration of this spiritual life. Yet, a person who is able to contemplate in the right way what is happening in the Orient at present—although it is a mere caricature of what was formerly there—even today will still note the aftereffect of the ancient spiritual life in the decadent phenomena. During a somewhat later period, the essentially legalistic, political thinking developed throughout the central regions of the earth. It evolved in ancient Greece and Rome, later on in the regions spread over Europe from the Middle Ages onward. The Orient originally possessed no actual political thinking, particularly not what we today define as juridical thinking. This is not in contradiction to the existence of codes of law such as Hammurabi's and others. For if you study the contents of these codes, you recognize from the whole tone and attitude that you are dealing with something quite different from the mode of thinking defined in the Occident as juridical. It is only in recent times that an actually economic form of thinking has developed in the West. As I have already explained, even science as it is practiced now is assuming those forms that really belong to the economic life. As far as the Oriental spiritual life is concerned, it is interesting to observe how everything that the Occident has possessed up to now is basically also a legacy of the Oriental spiritual life, although in metamorphosed forms. Some time ago, I pointed out here how considerably this spiritual life of the Orient has been transformed in Europe. We are confronted by the fact that the capacities that held sway in the Orient have yielded up a perception of the immortal human soul, but in such a manner that this immortality was intrinsically bound up with prenatal existence before birth. The soul perception of the Oriental mind had a view, above all else, of preexistent life, of the soul's life between birth and death preceding this earthly existence. Everything else followed in consequence of this in a manner of speaking. From this view resulted the mighty relationships, only dimly glimpsed by the Westerner to this day, that one might call the karmic relationships, which subsequently left a reflection, albeit only a faint one, in the Greek concept of destiny. What is it, really, that passed over, that flowed across into the Occidental version of those concepts, even those with which an attempt was made to understand the Mystery of Golgotha? It was something that was strongly tinged by legalistic thinking. There is a radical contrast between contemplating the path of the soul in the sense of the Oriental world conception as descending from a spiritual world into the physical realm, noting how the karmic relationships are viewed there from wide perspectives, and considering the juridical idea of holding court over the soul that, in the Occident, has invaded these Oriental concepts. We need only recall Michelangelo's magnificent painting in the Vatican, in the Sistine Chapel, where the World Judge, like a cosmic magistrate, adjudicates upon good and evil men. This is the Oriental world view translated into Occidental legalism; this is in no way the original Eastern world conception. This legalistic thinking lies entirely outside Oriental perception. Indeed, the more advanced the concept of the spirit became in Central Europe, the more it culminated in the Roman legalistic element. Hence, in the central regions, we are dealing primarily with the element predisposed for the juridical and political thinking. Civilization is, however, not only differentiated over the earth in this manner but in yet another way. If we study the accomplishments of the East, if we consider the special nuance of Oriental soul life, in particular where it is at its greatest, we find that this soul life is most eminently atavistic and instinctive, notwithstanding the fact that its fruits are primarily cultural; and all of mankind has continued to sustain itself on them. This spiritual life emerges out of unconscious imaginations that are, however, already muted by a certain ray of consciousness. Nevertheless, it contains much that is unconscious and instinctive. The spiritual life produced by humanity up until now is indeed brought forth in a way that points to the highest spheres of which the human soul can partake, but the lofty heights of these spheres were reached in a sort of instinctive flight. It does not suffice to retrace the concepts or images produced by the Orient. Rather, it is necessary to focus on the singular kind of spiritual and soul life, by means of which, especially in its flowering time, the Oriental arrived at these conceptions. To be sure, we only gain an idea of this distinctive soul quality that I have already characterized by relating it with the life of the metabolism, if we want to have a feeling for the whole original soul structure contained in the Vedas and other texts. We simply must not overlook the fact that the Orient has reached its decadence today; for example, we should in no way confuse the mystic, nebulous manner which, despite his greatness, distinguishes Rabindranath Tagore,85 from the true essence of Oriental soul life. For, although Rabindranath Tagore possesses what has been handed down to this day of the ancient Eastern soul life, he permeates it with all manner of modern, Western European affectations and is, above all, an affected individual. Spiritual science must indeed lay hold of these matters, step by step, and in such a way that we do not merely accept some rigidly set up concepts, but really envision the unique soul nuance involved here. Thus, we find in the Orient an instinctive cultural life, permeated through and through with the trend for the legalistic and political soul life developing in the central regions. There, we come to the development of the half instinctive, the half conscious. It is most interesting to examine how a purely juridical thinking is produced from the souls of people, say, like Fichte, Goethe, Schelling or Hegel. It is purely juridical, but it is partly instinctive, partly a fully conscious thinking; something that is, for example, the special charm of Hegel's mode of thinking. A completely conscious element only appears in the Western soul, where consciousness develops out of the instincts themselves. The conscious element is still instinctive in the Western soul, but instinctively the conscious emerges in Western economic thinking. Here, for the first time, mankind is called upon to attain to a conscious penetration of even public, social affairs. Now we come across something quite strange. One might actually recommend that those to whom it matters for one reason or another should now try to understand the configuration of civilized humanity's thinking by becoming acquainted with the attempts of the English thinkers to arrive at a mode of social thinking, say, the attempts of Spencer, Bentham, particularly Huxley, and so on. These thinkers are indeed all rooted in the same atmosphere of thought in which Darwin was rooted; they all really think as Darwin thought, except that they try, as does Huxley, to develop a social view out of their scientific way of thinking. A strange feeling pervades us when we delve into the attempts by Huxley86 to achieve a social thinking, for instance, about the state, about the legal aspects of human relationships. It gives one a strange feeling. Let us suppose the following: Someone wishes to acquire a sense, a feeling for what I have here in mind, and to that end reads Hegel's book on natural rights,87 on political sciences, Fichte's philosophy of rights,88 or something else by a minor Middle European mind; afterwards, he reads, possibly, Huxley's attempts to advance from scientific to political thinking. He would experience something like the following. He would say to himself, "I read Hegel and Fichte; the concepts here are fully developed, they have strong contours and are precisely drawn. Now I read Huxley or Spencer, and I find the concepts primitive; it as though one had just begun to contemplate these questions. Confronted by such things, it does not do to say, “Well, the one was perfect, the other imperfect.” This does not suffice at all when one confronts realities. Let me present to you a parallel taken from an entirely different realm. It can happen that one lectures on some spiritual-scientific subject, say, the former embodiment of the earth, the Moon embodiment. A variety of facts are set forth. Someone reads or listens to this lecture who is clairvoyant in a quite atavistic manner. It could be an individual who is outwardly illogical, who in practical life is unable to put five words together in logical sequence, who is inept in everything and therefore of no use in ordinary life. Such a person listens to what is being related about the configuration of some Moon era. Now, this same person who is quite dull and blundering in outer life and unable to count up to five properly, yet who is atavistically clairvoyant, can take in what he has heard, enlarge upon it, develop it further and discover additional facts not mentioned earlier. The things that such a person then adds can be infused with extraordinarily penetrating logic, a logic that arouses admiration, while, in everyday life, this person is clumsy and illogical. This is entirely possible, for if someone is atavistically clairvoyant, it is not his ego that joins his images together in a logical manner, although he can discover the images by himself. The images are joined by various spiritual beings dwelling within him. We become acquainted with their logic, not his. This is why we cannot simply say that one view is on a higher, the other on a lower level; in every case we have to go into the specific character of the matter. This is true here too. The views of Fichte, Hegel and other less illustrious minds are half instinctive, only partly fully conscious ones. What arises, on the other hand, in the West as primitive economic thinking is indeed fully conscious. The concepts such as those thought out by Huxley, Spencer and others are impertinently conscious, but conceived in a primitive way. What had appeared in former times in instinctive or half instinctive form emerges here consciously but in quite an elementary way. I shall illustrate this by means of a concrete example. Huxley tells himself that if we observe nature—he naturally looks at it from the Darwinian standpoint—we find the struggle for survival. Every creature fights ruthlessly for self-preservation, and the whole animal kingdom's struggle is waged so that the naturally strong survive by annihilating the weak. This theory has penetrated into Huxley's flesh and blood. This, however, cannot be continued on into humanity. Freedom such as we must seek in human social life is nonexistent in nature, for there can be no freedom—thinks Huxley—in a realm where every creature must either assert itself ruthlessly or perish. There can be no equality where the fittest must always eliminate the less fit. Now Huxley turns from the natural realm to the social sphere and is compelled to conclude that, indeed, this is true, but in the social realm goodness should prevail, freedom should reign. Something should come to pass that as yet cannot be found in nature. It is again the great chasm that I have characterized from so many points of view. Once, Huxley very aptly calls man “the splendid rebel,” who, in order to establish a human kingdom, rebels against all that prevails in nature. Something therefore ensues here that is not yet found in nature. Now again, Huxley actually thinks along scientific lines. He is compelled to search for natural forces in man that constitute the social life and rebel against nature herself. He looks in man for something concrete that serves as the basis for the human social community. The other forces of the kingdoms of nature cannot establish this social community; in nature, the struggle for survival holds sway, and there is nothing that could hold humanity together in a social structure. Nonetheless, as far as Huxley is concerned, there is nothing but this natural cohesion. Hence, this “splendid rebel” must in turn have natural forces which, although they are forces of nature, rebel against the natural forces in general. Now, Huxley finds two natural forces that are at the same time the basic forces of the social life. The first one is actually worked out wrongly, for it is not yet capable of establishing a social life, only family egoism. It is what Huxley calls the family attraction, something that is active within blood relationships. The second force he lists that could form a sort of natural foundation for the social life is something that he calls “the human instinct for mimicry,” the human talent for imitation. Now, there is something that appears in the human being in the sense referred to by Huxley, namely, the faculty of imitation. It means that one person follows what the other does. This is the reason the individual pursues not merely his own directions, but society as a whole, the social life, runs along the same lines, as it were, because one person imitates the other. This is as far as Huxley goes. It is very interesting, because you know that in describing the human being we list the following: The element of imitation from the first to the seventh year; from the seventh to the fourteenth year, the element of authority; the one of independent judgment from the fourteenth to the twenty-first year. All three, of course, participate in the social development. Huxley, however, stops short at the first; he is only laboring to emerge from the primitive level. He has taken hold of nothing but the force that is active in the human being only until his seventh year. We are confronted with nothing less than the fact that if the social community as envisioned by Huxley were actually to exist, it would have to consist entirely of children; human beings would have to remain children perpetually. Thus, in envisioning the social life, Western society has, in fact, only advanced to the stage applicable to children. The social science striven for in full consciousness has progressed no further than this That is most interesting. Here, you can detect the primitive aspect in connection with a particular element. The West works its way out of the scientific-economic thinking and attains something in a conscious manner that has been reached in the central regions in a half conscious, half instinctive way on a higher level. We can actually follow up these things in detail and they can thus become most interesting. All matters brought to light by spiritual science can invariably be followed up by means of details. It only requires a sufficiently large number of people to develop enough diligence to pursue all details of spiritual-scientific matters. Is it not actually rubbed into us in this instance that something else must be present that cooperates in the social development of existence? For, certainly, social structures cannot be established in which only forces of imitation hold sway. Otherwise, they could only contain children; human beings would have to remain children forever, if the social life would originate only through mutual imitation. In order to arrive at something that can throw light on the primitive attempts, and can also bring together East, Middle and West, we must proceed from initiation science. This means that we have to link the train of thought that we tried to connect with the above to what initiation science can offer to humanity, so that mankind may be capable of developing a social life truly structured in conformity with the Spirit. People fail to observe how the environment of the human being is pervaded with quite clearly differentiated forces. Modern science has reached the point where it states that we are surrounded by air, for we inhale and exhale it; but there is something that is even more obvious in our life than “the air around us,” something that people fail to notice. Take the following simple fact that no one today takes into consideration, yet is something that could be understood by anybody. An animal kingdom is spread out around our human kingdom. This animal kingdom includes creatures of every imaginable form. Let us picture to ourselves this whole manifold animal kingdom around us. In the case of a table, everybody knows that there are forces present that gave this table its shape. In regard to the animal kingdom surrounding us, we ought, naturally, to assume the same, namely, that just as air is present, so, in the environment, the forces are contained that bestow form upon the creatures of the animal kingdom. We all dwell within the same realm. The dog, the horse, the oxen and donkey do not move about in a different world from the one which we also inhabit. And the forces that bestow the donkey shape on the donkey affect us human beings too; yet—forgive me for speaking so bluntly—we do not acquire the form of a donkey. There are also elephants in our environment, but we do not assume the shape of elephants. Yet all the forces fashioning these shapes surround us everywhere. Why is it that we do not take on the forms of, say, a donkey or an elephant? We possess other forces that counteract them. We would indeed acquire these shapes if we did not have these other opposing forces. It is a fact that if we as human beings confront a donkey, our etheric body constantly has the tendency to assume the shape of a donkey. We restrain our etheric body from doing so only because we have a physical body possessing a solid form. Again, if we face an elephant, our etheric body endeavors to assume the elephant shape and is prevented from doing so only because of the physical body's solid shape. Whether it be elephant, stag-beetle or dirt-beetle, the etheric body tries to assume the shapes of any and all creatures. Potentially, all the forms are present in our etheric body, and we comprehend these forms only when we retrace them inwardly, as it were. Our physical body merely prevents us from turning into all these shapes. Therefore, we can say that we carry the entire animal kingdom within our etheric body. We are human only in our physical body. In our etheric body, we bear with us the whole animal kingdom. Again, there flows all around us the same complex of forces that creates the plant forms. Just as our etheric body is predisposed to assume all animal shapes, our astral body is inclined to reproduce all the plant forms. Here it is already more pleasant to make comparisons, for, while the etheric body is imbued with the tendency to become a donkey when it sees one, the astral body wishes merely to become the thistle on which the donkey feeds. But this astral body is definately ensouled with the tendency to accommodate itself to those forces that find their external expression in the plant forms. Thus we may say that the astral body reacts to the complex of forces that shapes the plant kingdom. The mineral kingdom is again a force complex that develops the various shapes of this specific realm. This acts within our ego. It is quite evident in the case of the ego, for you only think in terms of the mineral realm. After all, it has been reiterated time and again that the intellect can only grasp the inanimate. Hence, what is contained in the human ego understands the lifeless. Consequently, our ego dwells in the complex of forces that creates the mineral kingdom. The physical body, as such, lives in none of these realms; it has, as you know, a realm of its own. In my Occult Science, an Outline, the mineral, plant and animal kingdoms are dealt with separately; this signifies that the physical body possesses a domain of its own. The animal kingdom, on the other hand, is actually found in the etheric body; as far as this viewpoint is concerned, the plant kingdom is found in the astral body, and the mineral kingdom in the ego. From my various books, however, you are familiar with something else. You know that during earthly life these various bodies are worked upon. I have described how the ego, the astral body, the etheric body and even the physical body are worked on. I initially outlined it there, I might say, from the human, the humanistic intention. Now let us try to depict it from another point of view. Take the mineral concepts that the human being acquires. He experiences the external world, after all, by experiencing it in mineral concepts and forms. Only enlightened minds like Goethe work their way up to the pictorial forms, to the morphology of plants, to metamorphosis. Here, the shapes are transformed. The ordinary view, still prevailing today, on the other hand, only dwells in the solid, mineral forms. If, now, the ego works on these forms and develops them, what is the result? Then, the result is the conscious cultural life, one of the domains of the threefold social organism. The ego creates the cultural life while working inwardly upon itself. All cultural life is, in fact, inner formative development of the ego. What the ego acquires from the mineral realm and in turn transforms into art, religion, science, and so forth, that is the cultural sphere, the transformed mineral kingdom, the spiritual realm. What results from the tendency of the astral body, residing in the subconscious depths of most human beings, to assume every plant form possible? When you transform this tendency indwelling the astral body, when it radiates up into consciousness in half instinctive, half conscious form, what comes about then? The domain of rights, of the state, comes about. Now, if you comprehend what holds sway in the relationships between human beings, namely, what is now, within external life, transformed from man's experiences of animality in the ether body, then you arrive at the third domain of the threefold social organism. Were we to stop at the etheric body as it comes to us from birth, we would only have the tendency in this etheric body to turn now into a donkey, now into an oxen, now into a cow, now into a Butterfly. We would reproduce the entire animal kingdom. As human beings we do not merely do this, however, we also transform the ether body. We accomplish this within the social life by living together with others. When we face a donkey, our etheric body wishes to become a donkey. When we confront another human being, we certainly cannot say without uttering a real insult that now, too, we wish to turn into a donkey. This is not possible, at least not in ordinary life; here we must change in another way. I should like to say that, here, the transformation becomes visible; here, those forces come into play that are effective in the economic life. These are the forces that assert themselves when a human being confronts his fellowman in brotherliness. In this way, in the brotherly confrontation, those forces are active that represent the work on the etheric body; thus, through the work on this body, the third realm, the economic sphere, comes into being.
Thus, just as man is connected on the one side with the animal kingdom through his etheric body, he is related on the other side in the external environment with the economic sphere of the social organism. We could say that if man is viewed inwardly, spiritually, from the physical body towards the etheric, we find the animal kingdom within man. Outwardly, in his surroundings, we find the economic life. When we penetrate into the human being and search out what he represents by virtue of his astral body, we find the plant kingdom. Outwardly, in the social configuration, the life of rights corresponds to the plant kingdom. Again, penetrating the human being, we discover the mineral kingdom corresponding to the ego. Outside, in the environment, corresponding to the mineral kingdom, we have the cultural life. Thus, through his constitution, man is linked to the three kingdoms of nature. By working on his whole being, he becomes a social being. You see that we can never arrive at a comprehension of the social life if we are not in a position to ascend to the etheric body, astral body and ego. For we do not understand man's relationship to the social order if we don't ascend like that. If one proceeds merely from natural science, one stops short at the “human instinct for mimicry,” the faculty of imitation; one cannot progress. In thoughts, one makes the whole world puerile, for it is the child that still retains most of the natural forces. If one wishes to advance further, one needs the insight into initiation science. We need the insight into the fact that the human being is bound up with his etheric body through the animal kingdom, with the astral body through the plant world, and with the ego through the mineral realm. We need to know that owing to his observation of the mineral world man attains to his cultural life; that due to the transformation of the deep instincts harbored by him and owing to his kinship with the surrounding plant world he attains to the life of rights, of the state. We realize that these deep instincts correspond to the sphere of rights and the state. This is why, at first, the life of the state contains so much of the instinctive element if it is not infused with the cultural element of jurisprudence. Finally, we have the economic sphere which basically represents the metamorphosis of those inner experiences gained in the etheric body. Now, these experiences are not brought to the surface from within by the science of initiation, for Huxley is not motivated in any sense by initiation science to explore the connection between man and the economic life. He observes the exterior, the conditions economically present outside. The whole complex of relations between the economic sphere, the etheric body and the animal kingdom is unclear to him. He looks at what is outwardly present. Consequently, he can certainly not advance beyond the most primitive, elementary level, the faculty of imitation. From this we realize that if people would wish to continue extracting social thinking from modern science, they would remain caught up in absurdities and something quite dreadful would have to ensue. Over the whole earth, a social life would have to arise that would bring about the most primitive conditions; it would lead humanity back to a puerile social life. Gradually, untruth and lying would become a matter of course simply because people could not do otherwise even if they wanted to. They would be thirty, forty, fifty or even older, yet they would have to behave like children, if, with their consciousness, they only wanted to comprehend what is derived from science. People would only be able to develop the instincts of imitation. Even today we frequently have the feeling that only these instincts of imitation are being developed. We watch the appearance, somewhere, of yet another reform movement of a radical nature. It really only contains the instincts of imitation derived from some university philistine. Much of what, today, looks most illustrious when given the polish derived from the customary falsehoods would appear very different in the light of initiation science. Modern comprehension of the world, however, is limited to what can be seen in the light of the concept of imitation unless one is willing to advance from ordinary, official science to the science of initiation, the science that draws its substance from the inner impulses of existence. Thus I have tried to show you how the aspects that are lacking in the present, the very. aspects through which it becomes evident where the present age must remain stuck because of its inability to penetrate reality, can be fructified and illuminated by the science of initiation.
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8. Christianity As Mystical Fact (1961): Plato as a Mystic
Tr. E. A. Frommer, Gabrielle Hess, Peter Kändler Rudolf Steiner |
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Man must be drawn unconsciously toward that which, when raised into consciousness, subsequently brings him supreme joy. What Heraclitus designates as the daemon in man is united with the idea of love. |
As soon as this divine element, Dionysus, comes to life, the soul experiences a great longing for its true spiritual status. The consciousness which once again appears in the image of a female divinity, Hera, is jealous of the birth out of a better consciousness. It stirs up the lower nature of man—the Titans. The child of god, still immature, is dismembered. It is present in man as a dismembered material-intellectual science. |
8. Christianity As Mystical Fact (1961): Plato as a Mystic
Tr. E. A. Frommer, Gabrielle Hess, Peter Kändler Rudolf Steiner |
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[ 1 ] The significance of the Mysteries in the spiritual life of Greece can be seen in Plato's conception of the world. There is only one means of understanding him fully: he must be placed in the light which shines forth from the Mysteries. The later pupils of Plato, the Neoplatonists, attribute to him a secret teaching, to which he admitted only those who were worthy, and then strictly under the “seal of silence.” His teaching was considered secret in the same sense as the Mystery wisdom. Even if Plato himself is not the author of the seventh Platonic Epistle, as some people assert, this makes no difference for our purpose; it need not concern us whether Plato or someone else expresses the attitude of mind contained in this letter. This attitude of mind was inherent in his conception of the world. It says in this Epistle: “But this much I can certainly declare concerning all these writers, or prospective writers who claim to know the subjects which I seriously study, whether as hearers of mine or of other teachers, or from their own discoveries; it is impossible, in my judgment at least, that these men understand anything about this subject. There does not exist, nor will there ever exist, any treatise of mine dealing therewith, for it does not at all admit of verbal expression like other studies, but, as a result of continued application to the subject itself and communion therewith, it is brought to birth in the soul on a sudden, as light that is kindled by a leaping spark, and thereafter it nourishes itself.”30 These words could only indicate a powerlessness in the use of words due to personal weakness, if one could not find in them the sense contained in the Mysteries. What Plato never wrote and never intended to write about must be something that defies expression in writing. It must be a feeling, a sensation, an experience that cannot be conveyed in a moment, but is attained through “continued application ... and communion.” The intimate training Plato was able to give to the elect is indicated here. For them fire flashed forth from his words; for the others, only thoughts. It is of great consequence how one approaches Plato's Dialogues. They mean more or less according to one's frame of mind. To Plato's pupils more than the mere literal sense of his expositions was conveyed. Where he taught, the participants experienced the atmosphere of the Mysteries. The words had overtones which vibrated with them. But these overtones needed the atmosphere of the Mysteries. Otherwise they died away unheard. [ 2 ] In the center of the world of Plato's Dialogues stands the personality of Socrates. We need not touch on the historical aspect here. What matters is the character of Socrates as represented by Plato. Socrates is a person sanctified through death for the cause of truth. He died as only an initiate can die, one to whom death is but a moment of life like other moments. He meets death as any other occurrence of earthly existence. His behavior was such that not even in his friends were the feelings usual to such an occasion aroused. Phaedo says in the Dialogue on the Immortality of the Soul: “For my part, I had strange emotions when I was there. For I was not filled with pity as I might naturally be when present at the death of a friend; since he seemed to me to be happy, both in his bearing and his words, he was meeting death so fearlessly and nobly. And so I thought that even in going to the abode of the dead he was not going without the protection of the gods, and that when he arrived there it would be well with him, if it ever was well with anyone. And for this reason I was not at all filled with pity, as might seem natural when I was present at a scene of mourning; nor on the other hand did I feel pleasure, as was our custom when we were occupied with philosophy—although our talk was of philosophy—but a very strange feeling came over me, an unaccustomed mixture of pleasure and of pain together, when I thought that Socrates was presently to die.”31 And the dying Socrates instructs his pupils about immortality. His personality, knowing by experience the valuelessness of life, here acts as proof of a quality very different from all logic and intellectual reasoning. It is not as though a man were conversing—for this man is at the point of crossing the threshold of death—but as though the eternal truth itself which had made its abode in a transitory personality, were speaking. Where the temporal dissolves into nothingness we seem to find the air in which the eternal can resound. [ 3 ] We hear no proofs of immortality in the logical sense. The whole dialogue is directed toward leading the friends to the point where they can behold the eternal. Then they will need no proofs. Is one to prove that the rose is red to someone who sees it? Is one to prove that the spirit is eternal to someone whose eyes have been opened so that he can see this spirit? Socrates indicates living experiences. First of all it is a meeting with wisdom itself. What is the aim of the person who pursues wisdom? He wishes to free himself from all that his senses offer him in everyday observation. He wishes to seek the spirit in the material world. Is not this a fact which can be compared to dying? “Other people”—this is Socrates' opinion—“are likely not to be aware that those who pursue philosophy aright study nothing but dying and being dead. Now if this is true, it would be absurd to be eager for nothing but this all their lives, and then to be reluctant when that came for which they had been eagerly practicing all along.”32 To reinforce this, Socrates asks one of his friends, “Do you think a philosopher would be likely to care much about the so-called pleasures, such as eating or drinking? ... Or about the pleasures of sexual desire? ... Do you believe such a man would think much of the other cares of the body—I mean such as the possession of fine clothes and shoes and the other personal adornments? Do you think he would care about them or despise them, except so far as it is necessary to have them? ... Altogether, then, you think that such a man would not devote himself to the body, but would, so far as he was able, turn away from the body and concern himself with the soul? ... To begin with, then, it is clear that in such matters the philosopher, more than other men, separates the soul from association with the body”33 After this Socrates is entitled to say: Striving for wisdom is comparable to dying, in that man turns from physical things. But where does he turn? He turns to the spiritual. However, can he expect the same of the spirit as of his senses? Socrates explains himself on this: “Now, how about the acquisition of intelligent insight? Is the body a hindrance or not, if it is made to share in the search for wisdom? What I mean is this: Have the sight and hearing of men any truth in them, or is it true, as the poets are always telling us, that we neither hear nor see accurately? ... Then, when does the soul attain to truth? For when it tries to consider anything in company with the body, it is evidently deceived by it.” All that we perceive with34 the physical senses comes into existence and dies away. And this coming into existence and dying away is the cause of our being deceived. But if we examine objects more thoroughly with intelligent insight, then we partake of the eternal in them. But the physical senses do not convey to us the eternal in its true form. They deceive us when we rely implicitly upon them. They cease to deceive us if we confront them with logical insight, making everything conveyed by the senses subject to examination by this insight. But if logical insight is to judge the statements of the senses, must not something live within this insight which transcends the perceptions of the senses? Hence what is true and false in objects is judged by something in us which opposes the material body, and therefore is not subject to its laws. Above all, this something must not be subjected to the laws of growth and decay, for it bears truth within itself. Truth cannot have a yesterday and a tomorrow; it cannot be this on one occasion and that on another, as material things are. Hence truth in itself must be eternal. As the philosopher turns away from the transitory material world, and turns to truth, he approaches an eternal element, dwelling within him. If we immerse ourselves wholly in the spirit, then we live entirely in truth. The material world around us is no longer present in its material form only. “Would not that man,” asks Socrates, “do this most perfectly who approaches each thing, so far as possible, with the reason alone, not introducing sight into his reasoning nor dragging in any of the other senses along with his thinking, but who employs pure, absolute reason in his attempt to search out the pure, absolute essence of things, and who removes himself, so far as possible, from eyes and ears, and, in a word, from his whole body because he feels that its companionship disturbs the soul and hinders it from attaining truth and wisdom? ... Well, then, this that we call death, is it not a release and separation from the body? But, as we hold, the true philosophers and they alone are always most eager to release the soul, and just this—the release and separation of the soul from the body—is their study ... Then, as I said in the beginning, it would be absurd if a man who had been all his life fitting himself to live as nearly in a state of death as he could, should then be disturbed when death came to him ... In fact, then, the true philosophers practice dying, and death is less terrible to them than to any other men.”35 Socrates also bases all higher morality on the liberation of the soul from the body. One who obeys only the demands of his body is not moral. Who has courage? asks Socrates. He has courage who not only disregards his body but follows the demands of his spirit when this endangers his body. And who is self-restrained? He who is “not excited by the passions and in being superior to them acts in a seemly way. Is self-restraint therefore not a characteristic of those alone who despise the body and pass their lives in philosophy?”36 And thus it is with all virtues, according to Socrates. [ 4 ] Socrates proceeds to characterize intelligent insight itself. What does cognition really mean? Doubtless we attain cognition through forming judgments. Very well, I form a judgment about something; for instance, I say to myself, This thing that stands before me is a tree. How do I arrive at such a statement? I shall be able to do so only if I already know what a tree is. I must remember my idea of a tree. A tree is a material thing. If I remember a tree, I remember a material object. I say that a thing is a tree if it reminds me of other things I have perceived before, and which I know to be trees. Memory enables me to reach cognition. Through memory I can compare the various material things with each other. But in this my cognition is not exhausted. If I see two similar things I form the judgment, These things are similar. But in reality two things are never completely similar. Wherever I find similarity it is only relative. Therefore I think of similarity without finding it in material realty. The thought of similarity helps me toward judgment, as memory helps me toward judgment and cognition. Just as I remember trees when I see a tree, so I remember the thought of similarity when I see two similar things. Therefore thoughts arise within me like memories which are not gained from material reality. All cognition not derived from this reality is based on such thoughts. The whole of mathematics consists only of such thoughts. It would be a poor geometrician who could relate mathematically only what he sees with his eyes and grasps with his hands. It follows that we have thoughts which do not stem from transitory nature, but which arise from the spirit. And precisely these thoughts bear the stamp of eternal truth upon them. What mathematics teaches will be eternally true, even if the whole universe were to collapse tomorrow, and a totally new one arise. The present mathematical truths might not be applicable to the conditions prevailing in a new universe, nevertheless they would remain true in themselves. Only when the soul is alone with itself can it bring forth such eternal truths out of itself. The soul therefore is related to truth, to the eternal, and not to the transitory, the seemingly real. For this reason Socrates says, “When the soul reflects alone by itself, it departs into the realm of the pure, the everlasting, the immortal and the changeless, and being akin to these, it dwells always with them whenever it is by itself and is not hindered, and it has rest from its wanderings and remains always the same and unchanging with the changeless, since it is in communion therewith. And this state of the soul is called wisdom ... Then see, if this is not the conclusion from all that we have said, that the soul is most like the divine and immortal and intellectual and uniform and indissoluble and ever unchanging, and the body, on the contrary, most like the human and mortal and multiform and unintellectual and dissoluble and ever-changing ...Then if it is in such a condition, the soul goes away into what is like itself, into the invisible, divine, immortal and wise, and when it arrives there it is happy, freed from error, folly, fear, fierce loves and all the other human ills and, as the initiated say, lives in truth through all after-time with the gods.”37 Here we cannot undertake to show all the paths along which Socrates guides his friends to the eternal. All these paths breathe the same spirit. All are intended to show that man finds one thing when he follows the paths of transitory sense perception, and another when his spirit is alone with itself. Socrates points to the archetypal nature of the spirit for those who listen to him. If they find it they can see with spiritual eyes that it is eternal. The dying Socrates does not prove immortality: he simply demonstrates the essence of the soul. It then becomes evident that growth and decay, birth and death have nothing to do with this soul. The essence of the soul lies in truth, but truth itself cannot grow and decay. The soul has as much to do with growth as the crooked has to do with the straight. Death, however, belongs to this process of “growth.” Therefore the soul has nothing to do with death. Must we not say that the immortal assumes mortality as little as the straight assumes crookedness. Continuing from this, Socrates says, “If the immortal is also imperishable, it is impossible for the soul to perish when death comes to meet it. For, as our argument has shown, it will not admit death and will not be dead, just as the number three, we said, will never be even.”38 [ 5 ] Let us trace the whole development of this dialogue, in which Socrates leads his listeners to the point where they are able to see the eternal in the human personality. The listeners absorb his thoughts; they search within themselves for something in their own inner experiences through which they can say “yes” to his ideas. They put forward the objections that spring to their minds. What has happened to the listeners when the dialogue has reached its end? They have found something in themselves which they did not possess before. They have not merely absorbed an abstract truth; they have gone through a process of development. Something has come to life within them which was not alive in them before. Is not this comparable to an initiation? Does not this throw light on the reason why Plato expressed his philosophy in the form of dialogue? These dialogues are intended to be nothing but a literary form of the proceedings in the Mystery places. What Plato himself says at various points convinces us of this. As a teacher of philosophy, Plato wanted, insofar as possible through this medium, to be what the initiator was in the Mysteries. Well does Plato know himself to be at one with the methods of the Mysteries! He considers his method to be the right one only if it leads to the place to which the mystic should be led! He expresses this in the Timaeus: “All men who possess even a small share of good sense call upon God always at the outset of every undertaking, be it small or great: we therefore who are purposing to deliver a discourse concerning the Universe, how far it is created or is uncreated, must needs invoke gods and goddesses (if so be that we are not utterly demented), praying that all we say may be approved by them in the first place, and secondly by ourselves.”39 And to those who seek along such a path, Plato promises “that the Godhead, as Savior, makes it possible that such a distant and difficult investigation—one so prone to error—can be accomplished through an enlightened philosophy.”40 [ 6 ] The Timaeus in particular reveals to us the relationship of Plato's world conception with the Mysteries. At the very beginning of this dialogue, reference is made to an “initiation.” Solon is “initiated” into the creation of worlds by an Egyptian priest, and also into the manner in which myths that have been handed down, express eternal truths in picture form. “There have been and there will be many and divers destructions of mankind,” (thus the Egyptian priest instructs Solon) “of which the greatest are by fire and water, and lesser ones by countless other means. For in truth the story that is told in your country as well as in ours, how once upon a time Phaethon, son of Helios, yoked his father's chariot, and, because he was unable to drive it along the course taken by his father, burnt up all that was upon the earth and himself perished by a thunderbolt -that story, as it is told, has the fashion of a legend, but the truth of it lies in the occurrence of a shifting of the bodies in the heavens which move round the earth, and a destruction of the things on the earth by fierce fire, which recurs at long intervals.”41 This point in the Timaeus clearly refers to the relationship between the initiate and the myths of the people. He perceives the truths hidden in their pictures. [ 7 ] The drama of the world's creation is presented in the Timaeus. Whoever wishes to retrace the paths leading to this creation comes to the point of divining the archetypal force from which everything has sprung. “Now to discover the Maker and Father of this Universe were a task indeed; and having discovered Him, to declare Him unto all men were a thing impossible.”42 The mystic knew what was meant by this “thing impossible.” It indicates the drama of God. God is not present for him in the materially comprehensible world. There He is present as nature. He lies spell-bound in nature. According to the ancient mystics, only he can approach Him who awakens the divine within himself. Therefore He cannot so easily be made comprehensible to everyone. He does not appear in person, even to those who approach Him. This is what the Timaeus says. The Father has created the world out of the cosmic body and the cosmic soul. In perfect proportions He has united harmoniously the elements which came into being when He offered His own, separate existence by diffusing Himself. Thus the body of the world came into existence. On this body of the world, the soul of the world is stretched in the form of a cross.43 This soul is the divine element in the world. It has met with death on the cross in order that the world may exist. Plato is able to call nature the tomb of the divine element.44 This is not a tomb containing something dead, but something eternal, for which death only gives the opportunity to express the omnipotence of life. Man sees this nature in the right light when he approaches it in order to deliver the crucified soul of the world. It must be raised from death, the spell must be lifted from it. Where can it come to life again? Only in the soul of the man who is initiated. In this way wisdom finds its right relationship to the cosmos. The resurrection, the deliverance of the Godhead: this is cognition. The evolution of the world from the least to the most perfect is traced in the Timaeus. An ascending process is represented. The beings develop. God reveals Himself in this development. The process of creation is a resurrection of God from the tomb. Man makes his appearance in this stream of evolution. Plato shows that with man something special has arrived. True, the whole world is divine. And man is no more divine than the other beings. But in the other beings God is concealed, and in man He is manifest. The end of the Timaeus reads: “And now at length we may say that our discourse concerning the Universe has reached its termination. For this our Cosmos has received the living creatures both mortal and immortal and been thereby fulfilled; it being itself a visible Living Creature embracing the visible creatures, a perceptible God made in the image of the Intelligible, most great and good and fair and perfect in its creation—even this one and only begotten world.”45 [ 8 ] But this one and only begotten world would be incomplete if it did not have among its images the image of the Creator Himself. Only out of the soul of man can this image be born. It is not the Father Himself who can be born of man, but the Son, the offspring of God living in the soul, who is like unto the Father. [ 9 ] Philo of whom it was said that he was Plato reborn, called the wisdom born of man, the “Son of God;”46 this wisdom lives in the soul and contains the intelligence that exists in the world. This world-intelligence, the Logos, appears as the book in which “has been inscribed and engraved the formation of the world.”47 Further it appears as the Son of God, who “followed the ways of his Father, and shaped the different kinds, looking to the archetypal patterns which that Father supplied.”48 In the manner of Plato, Philo speaks of this Logos as the Christ: “For since God is the first and sole King of the universe, the road leading to Him, being a king's road, is rightly called royal. This road you must take to be philosophy ... the philosophy which the ancient circle of ascetics pursued in hard-fought contest, eschewing the soft enchantments of pleasure, engaged with a fine severity in the study of what is good and fair. This royal road then, which we have just said to be true and genuine philosophy, is called in the Law, the utterance and word of God.”49 [ 10 ] Philo experiences this as an initiation when he sets forth on the path to meet the Logos who is, for him, the Son of God. “I feel no shame in recording my own experience, a thing I know from its having happened to me a thousand times. On some occasions, after making up my mind to follow the usual course of writing on philosophical tenets, and knowing definitely the substance of what I was to set down, I have found my understanding incapable of giving birth to a single idea, and have given up without accomplishing anything, reviling my understanding for its self-conceit, and filled with amazement at the might of Him Who is, to Whom is due the opening and closing of the womb of the soul. On other occasions, I have approached my work empty and suddenly become full, the ideas falling in a shower from above and being sown invisibly, so that under the influence of the divine possession I have been filled with corybantic frenzy and been unconscious of anything, place, persons present, myself, words spoken, lines written. For I obtained language, ideas, an enjoyment of light, keenest vision, pellucid distinctness of objects, such as might be received through the inner eye as the result of clearest cognition.”50 This is the description of a path to cognition which is so arranged that whoever takes this path is conscious that he becomes one with the divine when the Logos comes to life within him. This is clearly expressed in the words: “When the mind is mastered by the love of the divine, when it strains its powers to reach the inmost shrine, when it puts forth every effort and ardor on its forward march, under the divine impelling force it forgets all else, forgets itself and fixes its thoughts and memories on Him alone Whose attendant and servant it is, to Whom it dedicates incense, the incense of consecrated virtues.”51 For Philo there are only two paths. Either man can pursue the material world which is offered by perception and intellect, but then he is limited to his own personality, he withdraws from the cosmos; or he can become conscious of the all-embracing cosmic powers, experiencing the eternal within his personality. “One who runs away from God takes refuge in himself. There are two minds, that of the universe, which is God, and the individual mind. One who flees from his own mind flees for refuge to the Mind of all things. For one who abandons his own mind acknowledges all that makes the human mind its standard to be naught, and he refers all things to God. On the other hand, one who runs away from God declares Him to be the cause of nothing, and himself to be the cause of all things that come into being.”52 [ 12 ] Plato's “dialogue on love,” the Symposium, also describes an “initiation.” Here love appears as the herald of wisdom. If wisdom, the Eternal Word (Logos), is the Son of the Eternal Creator of the world, then love has a maternal relationship with this Logos. Before it is possible for even a spark of the light of wisdom to light up in the human soul, there must be an unconscious longing, which draws the soul toward the divine. Man must be drawn unconsciously toward that which, when raised into consciousness, subsequently brings him supreme joy. What Heraclitus designates as the daemon in man is united with the idea of love. In the Symposium men of the most varied status, possessing the most varied views on life, speak of love; the man in the street, the politician, the scientist, the poet of comedy, Aristophanes and the serious poet, Agathon. Each has his conception of love according to how he experiences life. How they express themselves reveals the stage at which their “daemon” stands. Through love one being is drawn to another. The manifold variety of things into which the divine unity is diffused strives through love toward oneness and harmony. Love therefore has a divine quality. Hence each man is capable of understanding it only insofar as he has partaken of this divine quality. After these men, representing varying stages of maturity, have declared their views on love, Socrates takes up the discussion. He considers love from the viewpoint of a thinker capable of cognition. For him love is not a god. But it is something leading man to God. Eros, love, is no god for him. God is perfect, and therefore possesses beauty and goodness. But Eros is only the longing for beauty and goodness. Therefore he stands between man and God. He is a “daemon,” a mediator between the earthly and the divine. It is significant that Socrates does not pretend to give his thoughts when he speaks about love. He says he is only recounting a revelation about it, which a woman gave him. He has conceived an idea of love's nature through mantic art.c7 The priestess Diotima awakened in Socrates the daemonic force which was to lead him to the divine. She “initiated” him. This passage in the Symposium is most revealing. We must ask, Who is this “wise woman” who awakens the daemon in Socrates? We should not think of mere poetic fantasy here. No actual wise woman could have awakened the daemon in the soul if the force for this awakening were not within the soul itself. We must seek this “wise woman” in the soul of Socrates himself. There must, however, be a basis which allows what brings the daemon to birth in the soul to appear as a being in external reality. This force cannot work in the same way as the forces we can observe in the soul as belonging to it and at home with it. We see that it is the force of the soul before it has received wisdom, which Socrates represents as the “wise woman.” It is the maternal principle which gives birth to the Son of God, Wisdom, the Logos. The unconscious force of the soul is presented as a feminine element, which allows the divine to enter consciousness. The soul which as yet lacks wisdom is the mother of what leads to the divine. This leads us to an important idea of mysticism. The soul is recognized as the mother of the divine. With the inevitability of a natural force it unconsciously leads man toward the divine. This point throws light on the conception held in the Mysteries regarding Greek mythology. The world of the gods is born in the soul. Man regards as his gods what he himself creates in the form of pictures. But he must progress to another idea. He must transform into pictures of the gods the divine force present in himself which is active before the creation of these pictures of the gods. The mother of the divine appears behind the divine, and this is none other than the original force in the human soul. Man places goddesses beside his gods. Let us look at the myth of Dionysus in the light of the above. Dionysus is the son of Zeus and a mortal mother, Semele. Zeus tears the premature infant from the mother as she lies slain by lightning, keeping him in his own thigh until he is mature. Hera, the mother of the gods, stirs up the Titans against Dionysus. They dismember the boy. But Pallas Athene rescues the still beating heart and brings it to Zeus. Thereupon Zeus begets the son for the second time. In this myth we have an exact description of a process which takes place in the depths of the human soul. Whoever wishes to speak in the sense of the Egyptian priest who instructs Solon about the nature of a myth could speak as follows: What you tell us, that Dionysus, the son of a god and a mortal mother, is dismembered and is born again, may sound like a fable, but what is true about it is the birth of the divine and its destiny in the human soul. The divine unites with the temporal-earthly soul of man. As soon as this divine element, Dionysus, comes to life, the soul experiences a great longing for its true spiritual status. The consciousness which once again appears in the image of a female divinity, Hera, is jealous of the birth out of a better consciousness. It stirs up the lower nature of man—the Titans. The child of god, still immature, is dismembered. It is present in man as a dismembered material-intellectual science. But if in man sufficient higher wisdom (Zeus) is at work, it cherishes and cares for the immature child, which then is born again as the second son of god (Dionysus). Thus out of science, out of the dismembered divine force in man, is born the harmonizing wisdom, which is the Logos, the son of God and of a mortal mother, who is the transitory soul of man striving unconsciously for the divine. We are far from the spiritual reality represented in all this as long as we see in it only a mere process of the soul and take it as a picture of this process. In this spiritual reality the soul does not merely experience something within itself; it is completely disconnected from itself and participates in a cosmic process which in truth takes place outside itself and not within it. [ 13 ] Platonic wisdom and Greek mythology unite; so, equally, do Mystery wisdom and mythology. The gods that they created were the objects of the religion of the people; the history of their coming into existence was the secret of the Mysteries. No wonder that it was accounted dangerous to “betray” the Mysteries. This meant “betraying” the origin of the gods of the people. And the right understanding of this origin is wholesome; misunderstanding is destructive.
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68d. The Nature of Man in the Light of Spiritual Science: The Secret of the Human Temperaments
15 Dec 1908, Nuremberg Rudolf Steiner |
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It is important that, in addition to this interaction, which can always be observed by clairvoyant consciousness during waking, we also consider the changes that can occur in the context of these four members, first of all those changes that take place every day in the alternation of the waking day consciousness and the sleeping consciousness. |
That is why the sanguine person is open to all impressions; that is why the sanguine person is mobile because his astral body is mobile. Look at the sanguine gait of the sanguine child, how it bounces, how it is interested in this and that. If it were not the case that the child is alternately interested in this and that, then the impressions would have to be regulated by the ego and the blood. |
The eternal core ascends from spirit world to spirit world; but that which is changing is not unnecessarily experienced. In the balance between temperament and racial character, we create the fruits out of our etheric body, which we take with us through our entire subsequent life. |
68d. The Nature of Man in the Light of Spiritual Science: The Secret of the Human Temperaments
15 Dec 1908, Nuremberg Rudolf Steiner |
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Dear attendees! It is often said that there is a deep truth to the statement that the greatest mystery of all is man himself. Although this saying is often uttered, in its depth, in its full meaning, it is not understood. Rather, the full mysteriousness of man is felt and sensed deeply enough only in the rarest of cases. In truth, not only does man face himself as a significant, difficult-to-solve riddle when he looks beyond the most superficial things in life, but also every fellow human being faces us, in a certain, and very deep way, as a riddle in turn. And what should interest us today in particular is that when we talk about the human puzzle, we cannot hope to have solved this human puzzle with a single answer; but if we proceed not theoretically but in accordance with life, we must say: in this human puzzle there are basically as many individual puzzles as there are people in the world. Within certain limits, each person can be seen as a separate puzzle within the greater puzzle of the human race. And what we are to deal with today is intimately connected with this view of the human being: that peculiar coloring of the human being, that fundamental tone of human individuality, which we encounter in one person in this way, in another differently, and which we describe with the word: the human temperament. Everything that can enlighten us about the diversity of human nature is encompassed by this word, and we may hope that if we are able to shed some light on the mystery of human temperaments, we may also gain a handle to solve the human puzzle a little in its most diverse forms. Of course, when we approach this human puzzle not in a general, theoretical way, but in a lively, individual way, we must not succumb to the great illusion that an external knowledge of the human being, a mere sensual-physical knowledge of the human being, will somehow lead us to solve the human riddle in its most diverse forms. temperament; if we approach this human puzzle individually and full of life, then we must not succumb to the great illusion that an external knowledge of the human being, a mere sensual-physical knowledge of the human being, could somehow lead us further. For spiritual scientific or, let us say, theosophical consideration, as we have often been able to mention here, the human being is a very diversely composed being, and we only understand him if we not only look at the outside of himself, at what eyes see and hands touch, what the outer senses can perceive, what the human, brain-bound mind can dissect, but we can only hope to fully understand man little by little if we also consider the supersensible aspects of human nature. And since it has often been said which are the members of human nature, they need only be mentioned briefly today, insofar as we need to do so in order to then enter into the consideration of human temperaments. That which eyes see, hands grasp, and the physical organs can perceive in a person is, after all, only the outermost link of the human being for spiritual scientific observation, the link of the human being that it shares with the entire seemingly lifeless mineral nature around it. Beyond that, we have the next link of the human being, a link that cannot be perceived by the outer senses, which already belongs to the supersensible, invisible links of human nature. And while we call that which man has in common with inanimate nature the physical body, we call this supersensible first the etheric or life body. We find it in every living being, in plants, which it permeates and organizes just as much as it does in human beings, and in animals. In spiritual science, we do not speak of this etheric or life body in the same way that materialists speak of life, as if life were just something that emerges as an effect from the physical body and the interaction of the forces and substances of the physical body. No, for spiritual science this etheric body is not only something independent, something that the consciousness of the human being, which can see behind the world of the senses with clairvoyance, really sees as reality, just as the physical eyes see the physical body, but this etheric body is actually that which underlies the physical body as the first, as the actual creator. The physical body is not the cause but the consequence of the finer, the etheric or life body. Just as – this image has also been used here often – just as for someone who looks into a container in which there is water, ice can condense out of this water into lumps, so the spiritual is around us, and the physical is the condensation of the spiritual. Thus, within the human etheric body, the physical body, with all its substances and powers, is a condensation of the etheric body. And so it is with all living beings. A third link in the human being, which he has in common only with animals, is the so-called astral body, the carrier of lust and suffering, joy and pain, desires, urges and passions, ideas and thoughts. The astral body is the carrier of all that surges up and down within the human soul. Just as the physical body is a densification of the etheric body, so the astral body is a densification of the astral body. The objection raised by the materialist is a very cheap one: Can you imagine that somewhere in the world there are passions, thoughts, feelings, desires and suffering flying around freely? Must they not be bound to a physical body? Of course, if someone has a vessel of water in front of them and only begins to see when the water has condensed into ice, then they may deny the water. So the materialist is quite right when he says that only the physical exists for him; but the one who recognizes the higher organs of the human being, which Goethe describes as spiritual eyes, must also recognize that our world is truly only filled with tangible and visible content, but with entities, with processes that only exist in passions and drives and desires that weave through each other and that can condense into the etheric and the physical. In short, we distinguish the third limb in the human being, the so-called astral body, the bearer of lust and suffering, joy and pain, desires and thoughts. And as a fourth link, we have always recognized in the human being that which encompasses the name of the human being, which can only sound from within if it is to denote what it is applied to; as a fourth link, we denote the bearer of the human ego, of human self-awareness. The I can only name itself; only from within can it give itself the name “I”; the name “I” cannot possibly reach your ears from the outside if it is to mean you. This is only a rough sketch of how we think of the human being as a four-fold creature. All these aspects interact in the most diverse ways. The I has an effect on the physical, etheric and astral bodies, the astral body on the I, the physical and etheric bodies, and so on, and so on. These four members of human nature are in a perpetual interaction. It is important that, in addition to this interaction, which can always be observed by clairvoyant consciousness during waking, we also consider the changes that can occur in the context of these four members, first of all those changes that take place every day in the alternation of the waking day consciousness and the sleeping consciousness. When a person falls asleep, his physical and etheric bodies remain in bed. The astral body and the ego leave. In the morning, the ego and the astral body plunge back into the etheric and physical bodies and make use of the organs through which the environment can be seen as physical. The human being also exists at night, even if unconsciousness spreads around him. He just cannot see anything because, in his current state of development, he does not have spiritual ears and eyes in his astral body. He has to use the physical organs, and he can only do that if he submerges into the physical body. That is the change that a person goes through day after day. Human nature undergoes yet another change, the change that is characterized by the meaningful words that basically already encompass a large part of the human mystery: birth and death – or life and death. Today, once again, we must briefly call ourselves to mind what happens to a person when they pass through the mysterious portal of death. It is not like when a person falls asleep. In death, the physical body remains as a corpse, and the I, the astral body and the etheric body separate from this corpse. What does not occur between birth and death, that the etheric body leaves the physical body, happens in death. We can see from this that throughout life, and indeed both during waking and sleeping states, the etheric body is a fighter against the disintegration of the physical body. Where the etheric body does not fight against disintegration, the physical body follows its own substances and forces and disintegrates, decays. This is the nature of the physical body, which it unfolds as a corpse. That it does not reveal them during life, that it does not follow the chemical-physical forces as it does in death, is due to the etheric body, which is a loyal defender against the disintegration of the physical body between birth and death. And when a person has passed through death, then, having discarded his physical body, he can live on in the spiritual world with the fruits that he has harvested in the life between birth and death, which he has harvested through his experiences. The etheric body, which withdraws from the physical body, contains a true image of all experiences between birth and death, and it is something like an essence, like an extract of the etheric body, which we take with us into the following life after death, into the life in the spirit. We take something like an extract of our etheric body with us, which usually also detaches from us as a second corpse after a few days, and this extract remains with us for all eternity. It contains something like a brief excerpt from the last life; we take this with us into the future life. Now, however, we still have a task after death. We have to undergo a kind of probationary period, a period of getting out of the habit. You can best imagine this time if you start from a simple consideration, if you say to yourself: the astral body of man is the carrier of pleasure and suffering, of instincts, desires, all pleasures. The physical body is not the carrier of these; it only provides the instruments for enjoyment. The enjoyment itself lies in the astral body. But you take the astral body with you after death. Immediately after death, it is exactly as it was in life. Let us assume that a person was a gourmet. After death, he still has his astral body; it always longs for tasty morsels. But there is no possibility of satisfying this craving. It can only be satisfied if you have a palate. The physical body is discarded, so the astral body craves the pleasures of life after death. It is the same with everything that can only be satisfied by physical tools. All of this must be weaned off within a certain period of time. This period of disaccustoming, during which man learns to have no more desire for anything that can only be satisfied by the physical organs, is usually called the time of desires, Kamaloka. For when man has gone through this period of disaccustoming, when he no longer desires anything that can only be satisfied by the physical senses, then he discards the third corpse. First he has discarded the physical body, then the etheric body, which dissolves a few days after physical death, and then he discards the unusable part of the astral body. And then man is that purely spiritual being who undergoes a time of purely spiritual life. The transition from the period of weaning from physical passions makes itself felt in that man first has, as the innermost part of his experience, something that can be described as a feeling of bliss. Now begins the time when he works towards a new existence, when he begins to apply what he has learned in previous lives, what he has received as fruit, and to gradually develop it into a spiritual archetype, of which the next life can become an image. Creation is always connected with a feeling of bliss. And that creation in which we gradually form the archetype for a next existence, that is supreme bliss. I will not even talk about the bliss associated with every spiritual production, but there is bliss when only - forgive the comparison - the hen participates in the production of the new chicken. There is a bliss that permeates a being in all creation. It is therefore also a bliss that a person experiences when he is free from all the limitations of the physical world, when he brings everything together spiritually, which, when it is spiritually developed, leads to a new existence on this earth. When the human being has fully developed his spiritual core, which takes a long time, then the descent into the physical world begins again, and then it is the case that the human being surrounds himself with three new bodies. Depending on the person's qualities, the substances from the astral world attach themselves, forming his new astral body. We can compare this formation with, say, when we have spread metal filings on a thin plate and pass a magnet underneath; these metal filings then arrange themselves into all kinds of shapes, in which they then shine. In the same way, the astral substance arranges itself around a spiritual core during the descent. Then the person is led to a pair of parents and, through the connection of this spiritual core of the being, which has incorporated its astral cover, with what takes place between the parents, the further human covers around this core of the person's being are formed. In the interaction of what descends with the parents, a new etheric body and a new physical body are formed around the descending, so that every time we see a person enter into an existence, we have to say to ourselves: This human being receives from two sides what he actually is for this earthly existence. The inner being descends from spiritual heights. Because the human being is spiritual and astral, he descends from higher worlds. Through that which is inherited from generation to generation, from ancestors to descendants, what we see as the outer shell is formed around the human being, but also much of what belongs to the etheric body, to the fighter against the disintegration of the physical body. And now, having realized that the human being is formed from two sides, let us ask ourselves what would happen if one or the other extreme were to prevail. Let us assume that a person brings with him only a few qualities from the spiritual heights, then his astral body would also have a little richer content, and what is structured around the person as an etheric and physical shell would have an overwhelming effect. That is to say, a person who brings only poor content with him would be in all his ancestors, a repetition, so to speak, within the line of inheritance. The richer the content that a person brings down, the more that which goes from the ancestors to the grandson, that which lies in the line of inheritance in general similarities, the more it is driven into the individual being changed. People who descend into poverty from a spiritual point of view are, so to speak, overwhelmed by the external, which closes around them through race, tribe, family and class. They have the character traits of their people, their family. People who descend with a rich content, with a significant inner development of strength, emerge as sharply defined individuals. They also absorb what passes from ancestors to descendants, but the similarity recedes in the face of the individual traits that are a consequence of the spiritual development of the individuality. We can see this when we look at “primitive” people, or especially when we turn our spiritual gaze back to the primeval times of the earth. The people of a nation resemble one another. Why do they resemble one another? Because the people who incarnated in such primeval times have experienced few past stages of existence, have learned little in earlier stages, and therefore bring little with them from the spiritual. With more developed peoples we have more developed stages; there we find people who have many, many lives behind them, who have absorbed rich, rich fruits from earlier lives and therefore bring down into the spiritual what they have carried up as fruits through many lives, and shape an individual existence for themselves. But every human being in our present period of humanity must, so to speak, make this compromise; he must descend and encase himself in a physical shell, which he must take from the line of inheritance. This duality is present in every human being and forms a whole. On the one hand, the human being is similar to what flows down through the ancestors; on the other hand, he is a being of his own. Of course, materialistic thinking objects to such things in particular. For example, it is said: Oh, what are you talking about the descending human being; it's all inherited! We can also find the qualities of the greatest genius in our ancestors. There are people who take Goethe or Leibniz or this or that person and research them up to the earliest ancestors, and then find the characteristics that emerge in genius scattered among the ancestors, one characteristic in this person and one in that. And so these people tell us: You can see that genius is based solely on inheritance. Genius is very rarely found at the beginning of a generation, but usually at the end of it, so it has inherited its characteristics from its ancestors. – What a strange logic this is! For anyone who considers this logic will find that it says the opposite of what it claims. This logic wants to prove that genius inherits its characteristics. It would prove it if it could be shown that Here is a genius, the son has inherited his qualities, the grandson again and so on. But that is not the case. That is precisely what is denied. The genius is infertile. It is rare that one can simply inherit genius. If the genius is at the end of a line of succession, this does not mean that this individuality flows down in its entirety in the line. Of course, the physical and etheric bodies, which are the instruments of the human essence, come from the line of inheritance, and it is not surprising that they show the characteristics that can be read together here or there. That is just as clever as telling someone who has fallen into water and been pulled out: This one is wet. That is self-evident. So it is with the characteristics that one inherits. The logic that is usually applied to somehow refute the well-established fact that a person flows together from the two lines, one of which goes from generation to generation and is called race, people, tribe, family, but the other lies within the spiritual world, where a person progresses from life to life and, in long periods between death and a new birth, prepares for that new birth in a purely spiritual world, is wrong. These two lines merge. How is the agreement created between what comes from the spiritual world and what lies within the line of inheritance and is determined by words like people, family? How is a balance created? This balance can only be created by the fact that the qualities that distinguish people in that they belong to a race, a tribe, a family, that these are countered by others that are similar to them and combine with those that come from below. If we were only the automata that reproduce in the line of inheritance, we would say: This is how we are. We look up the line of ancestors and find the qualities that are in our physical and etheric bodies in our ancestors. We find not only the shape of the nose and forehead, hair color and physiognomy in our ancestors, but also inner qualities, which come close to what can be described by the word “moral”, are inherited. There are concepts, for example about sensations and feelings, that are native to this family or that race or that tribe. How do they reproduce? If reproduction only took place from physical body to physical body, then people would only be similar in relation to this. The fact that they also agree in such qualities, which are character traits of a tribe, stems from the fact that an etheric body belongs to that which also continues through the generations. And just as the physical body reacts from below up onto the etheric body, which properties of the physical body from below up imprint on the etheric body after it is formed, these become the racial peculiarities. Originally, the physical body came into being as if through a kind of condensation of the etheric body. But once it is there, it absorbs impressions from the outside world. These in turn have an effect on the etheric body, and to the extent that they have an effect, they are transmitted within the line of inheritance. Thus, the etheric body of each person is endowed with very specific, typical, stereotyped, even racial characteristics, due to the fact that the latter is, so to speak, a descendant of some ancestor. The spiritual core of the human being, in which he descends into the physical world, must adapt to what is available to him in this physical world as a cover. This must offer something that is related to the properties of the etheric body. In other words, the descending ego must now be able to imprint such properties into the etheric body that the etheric body, through these properties imprinted on it from above, from the astral body, can form a compromise between what comes from below and what comes from above. When a person enters a new existence, certain qualities flow together in the etheric body, which is connected to the physical body below and other qualities flow through it from above, which are imprinted on it by the descending astral body. The properties that are imprinted on the etheric body by the descending astral body establish the human temperament. This is where temperament is located. The human being brings this temperament with them. They do not yet have it when they only have the astral body; they have it because this astral body, as it descends, has to connect with the etheric body, which has certain characteristics of the race, of the people. Since it develops certain qualities, so to speak, that correspond to the lower nature, but are also appropriate to the original, core characteristics of the human being, temperament is something that is both individual and that, so to speak, casts its tone over the general characteristics that the human being shares with race, tribe, and family. If we only inherited the peculiarities of race, tribe, and family, we would be average figures; if we came from above with our core nature and now had to drive into it, so to speak, then little would fit. What we bring with us, what we may have developed thousands of years ago, would not match well with what we find. What can adapt as an individual to the stereotyped general from below is temperament. Thus, through his temperament, the human being escapes from being a completely individual being. For through his temperament, the human being moderates his full obstinacy as an individual being, dulling it. But at the same time, he removes the stereotyped nature. Therefore, we also see that people's temperaments arise from the mixing of basically a few basic temperaments. You all know these four basic colors of temperament, which are referred to as melancholic, phlegmatic, sanguine, choleric. Actually, there are not only these four, but seven shades of temperament. Only the choleric temperament is basically separate. The sanguine, phlegmatic and melancholic temperaments all have an active and a passive side, so they occur in two ways. This gives seven colors, just as seven colors can be distinguished in the rainbow, seven tones in the musical scale. The eighth is just a repetition of the prime. But that should concern us less. We should realize that we can never ascribe any one of these temperaments to any one person, but that each person is a mixture of all these temperaments; only the predominant one of the four makes him appear melancholic or phlegmatic or sanguine, and depending on that, we describe him as such or such. The melancholic contains the others, only they recede in comparison to the melancholic basic mood. You could easily prove this by looking at someone like Napoleon, for example; he certainly had a choleric temperament. Think about how phlegmatic he was in very specific things that didn't interest him. He could be very phlegmatic in certain fields. A person has one prominent characteristic, but is composed of the four, or rather seven, basic colors of temperament. Now the question arises: when is a person primarily a melancholic, a phlegmatic, a sanguine, a choleric? It has already been said in the introduction that all aspects of human nature interact with each other. Thus, all higher aspects of human nature interact with the physical body. If the human being had no ego, no individually constituted ego, then his blood and the whole blood circulation would not be as they are. The blood circulation is the expression of the ego. The ego is purely spiritual, but the effect of this spiritual, this ego, is the blood in its whole circulation. How the blood circulates in us is the expression of our ego. The expression of the astral body is the nervous system – at least one expression. The expression of the etheric body is the glandular system. Only that entity can have a glandular system that is permeated by an etheric body; for the etheric body permeates the physical body with the glandular system, which is necessary for all life, for nourishment and reproduction. Only a being that has an astral body can think and feel, because an astral body permeates the physical body with a nervous system. And only a being that is an ego can have a blood circulation, because that is the physical expression of the ego. Thus, every limb that we count among the higher limbs has an effect on the physical body. But conversely, the physical body has an effect back again. We have seen that the temperaments have their particular expression in the etheric body. Through this balance, which takes place between what is imprinted in the etheric body from above when a person descends and what comes into the etheric body from below in the form of certain qualities, the temperament arises. If, in a particular incarnation, a person has a physical body that makes a stronger impression on the etheric body than the astral body and the ego, then what is called the melancholic temperament develops in that person. Due to the nature of the descending astral body, because it does not, so to speak, fully master the laws of the physical body, this physical body, with all its heaviness, has an effect on the ether body, and this is how the melancholic temperament arises. In particular, in the case of a person, it must be that part of the physical body that is the physical instrument of thought, of the spiritual life in general, which, in the case of the melancholic temperament, has a retroactive effect on the etheric body, on the person's entire life circumstances. Therefore, the person who, through his astral body and ego, cannot, so to speak, master the physical brain, that which is otherwise the physical instrument for thoughts, will be under the control of his thoughts. The physical body forces the etheric body to do this, so that the person is not master of his thoughts, but is ruled by them. This is the cause of the melancholic person's tendency to brood. They drag themselves along behind their masses of thoughts and feelings, which keep coming back, because the physical body has the predominant influence on the ether body. And wherever the physical body has a predominant, that is, too great an influence on the human being, wherever his life proves to be such that he cannot be fully controlled by the higher limbs, the consequences of this are evident, even when they become pathological. It is only the consequence of the fact that the higher members of human nature cannot exercise their full dominion over the physical body when, for example, epileptic seizures or nervous headaches occur. As soon as the melancholic character tends towards the pathological, such things can occur. That is why in Greece, where they still had clairvoyant feelings, they called a person a melancholic when the densest part had the most predominant influence. The physical body is what humans have in common with mineral beings, which are grouped together under the concept of the earth. The ancient Greeks still knew what is no longer known today, namely that the human physical body is formed by its various fluids. These were not merely seen as something physical, nor were they merely examined in the chemical retort. Rather, it was known that they underlie everything spiritual. therefore designated this temperament, in which the physical body exercises the predominant influence, as black — melas —, as the melancholic temperament, because one saw the secretion of juices in man, which causes the tenacity of the physical body, whereby the latter withdraws from the normal influences of the higher limbs and thus makes man a dark, introspective being. For through his higher members, man belongs to a much greater totality. Through his etheric and astral bodies and his I, he would feel himself as belonging to the great whole, the great cosmic I, the Godhead. That which is the human being's spiritual being is precisely what makes him personal, in that he is enclosed in the skin of his physical body. This is why the melancholic person finds it so difficult to detach from their physical existence, because this physical aspect exerts the predominant influence. If the etheric body is not strongly influenced by either the physical body or the astral body and I, if the impulses of the family, the peculiarities of the race, are not strongly pronounced, if there is no strong effect on the etheric body from above and below, if it remains neutral, so to speak, then the phlegmatic temperament arises. The phlegm is the balanced part of the etheric body. In this case, neither the physical nor the astral body and the I have a particularly strong effect. In this case, the person has the balanced phlegm of the forces of his ether body surging through him. You can see this in the physical form of the body, which you can see projected outwards. You can see how, in the phlegmatic person, the etheric body receives no strong influences from above or below, and so what is surplus in life settles in the fat. You can see in every detail the consequences of what we must see in the spiritual; the physical is in every detail an expression of the spiritual. We can only understand the physical if we grasp the spiritual. When the distribution of the faculties is such that the astral body has a predominant effect on the etheric body, making its impressions particularly strong, and suppressing what comes up from the physical body, then what we call the sanguine temperament arises. Here the astral body is active; the surging feelings and sensations are lively and animated. The person is open to all impressions from the outside world. We will soon hear that it is the ego that contains the images that arise in the astral body and have their physical instrument in the nervous system, and that the blood, the expression of the ego that contains them, is physical. In fact, the blood and nervous systems work together in a very strange way. Imagine that the blood weakens. What happens? Fantastic images, hallucinations, fantasies that do not correspond to reality appear. The right inhibitions for these hallucinative and imaginative powers are formed physically by the blood and spiritually by the ego. There is nothing pathological about the sanguine person, but he is therefore open to all impressions from the outside world because the actual ego does not yet appear strong enough. What appears strong is the astral body and the nervous system. That is why the sanguine person is open to all impressions; that is why the sanguine person is mobile because his astral body is mobile. Look at the sanguine gait of the sanguine child, how it bounces, how it is interested in this and that. If it were not the case that the child is alternately interested in this and that, then the impressions would have to be regulated by the ego and the blood. This is the case with the choleric person. When the I and its blood are active, predominantly active, and have an effect on the etheric body, then this establishes the choleric temperament, which goes too far in the other direction, which does not rush from image to image, but instead develops forces that contain the change. These forces are there with him. Thus we see how we learn to understand the different shades of temperament, which are caused by the impact of what comes from above and below. If the influence of the physical body on the etheric body predominates, the result is the melancholic temperament; if the etheric body is neutral, the phlegmatic temperament. If the astral body is particularly active internally, we have the sanguine temperament, and if it is the ego that is primarily given the right of mastery in the human individuality, then the choleric temperament is the result. Once you have grasped these things in the spiritual, you will also find them distinctly manifested in the physical. Imagine choleric people, people in whom the I is strongly developed. They contain the astral body. And now this is the original creator of the physical body. The astral body has the need, the longing, to make the physical body as slender as possible, to develop it as diversely as possible. In the case of choleric people, the ego works against this, thus curbing growth. Now look around you at choleric people, and you will see the repressed growth of the physical body. I would like to draw your attention to the picture of a spruce that was a choleric person; it had precisely this expression in the physical body; and I only need to mention Napoleon and the expression of the small, stocky figure. Here, too, the restrained growth has been expressed. In particular, the characteristics of temperament are revealed precisely in what the person can give through his or her individuality, can give in contrast to what generally characterizes him or her. You can see how the human being flows together from these two currents. The human being has firmly established forms in himself; that which is permanent, rigid in facial expression, is inherited. What is mobile becomes an expression of the individual, which comes down from the spiritual. It is into this mobile element that temperament is laid. The facial features can be an expression of rigidity, of what has been inherited; the gaze comes from the person's individuality. The gaze is the expression of temperament: the piercing gaze of the choleric, the restless gaze of the sanguine, the restrained gaze of the melancholic, and the dull gaze of the phlegmatic. As for me, take a look at the shape of the feet. Those who are connoisseurs would be able to say that this breed has this foot shape, another that. But it is different when it comes to walking. In that, we have an individual expression. At most, the basic forms of the gait show the racial character, but otherwise the individual comes into it. Therefore, the gait is something like the mediation between the individual and the general. You can see the sanguine person's bouncing gait, the choleric person's firm gait, the melancholy person's heavy step, which is caused by the heavy physical body with its predominant influence on the etheric body, and you can see the phlegmatic person's casual gait. In all the characteristics where the individual plays a role, what is semi-individual is revealed because it has to balance with what is generally racial in man; temperament plays a role here. If we now understand this secret of temperament and how it works, then on the one hand we will say to ourselves: Oh, it is precisely in such subtle peculiarities of the human being that we see how we can only understand the human being if we understand not only the physical body but the whole being. And on the other hand, it also shows us how necessary it is to know all this when we work on a person by promoting their development. We know from other lectures that the physical body develops until the age of seven, the etheric body from then until the age of fourteen, and then the astral body and the I. The individual parts are interlinked. We see, therefore, that we can only grasp the right thing if we listen to the peculiar nature of the chemical composition — so to speak — of the temperaments, to hear something of the unique imprint of the developing human being. Only in this way can we, as educators or counselors, cultivate human nature if we understand this unique, almost chemical composition that presents itself to us through the four temperaments. Truly, just as every human being is composed of four elements - the physical, etheric, astral body and the I - so the influences of these four mix and show themselves to us in all possible nuances, which can be traced back to these four or seven temperaments. And now we see - because such a multiple mixture can be - how each individual person can be an enigma, and how only if we grasp the person in a lively way can we understand him. If we perceive each person as an enigma, then we are truly facing him for the first time. Temperament is not something theoretical, but something that works from person to person. We will not only want to unravel the human being with our minds, but we will accept the whole person and let him perceive us as a riddle. Then we will approach the human being with full respect and love when we perceive his or her individual nature in such a way that he or she ultimately appears to us as a riddle that we marvel at and admire, but that we grasp in our perception, in the way we approach each individual through our respect and love, through our appreciation. Oh, there are also other riddles than just those that are solved with the mind. People are all riddles, and they are not solved merely with the mind, but the way we appreciate, honor and respect them, how we approach them with our feelings and how we act for them, that is also a way of solving riddles, and we will develop this way when we learn to feel how the individual mixes with the general through its intermediate thing, the temperament. Indeed, we see two currents flowing together in the human being when he enters this earthly existence. And we see at the same time that these currents must work together in order to bring forth fruit through this life, to take it with him for a subsequent life, to live out in a new embodiment. There is change and there is eternity in man. The eternal core ascends from spirit world to spirit world; but that which is changing is not unnecessarily experienced. In the balance between temperament and racial character, we create the fruits out of our etheric body, which we take with us through our entire subsequent life. And so it is absolutely true for this area, too, that freedom exists alongside necessity, that we enter into life through the confluence of the two currents and are shaped by necessary laws, but that nothing is destroyed that we ourselves shape within our individuality and the general. Freedom and necessity are equally beautiful, one as much as the other, expressed in Goethe's word - if only we fully understand it - which is meant to tell us how the law passes through human nature; when we see how the temperaments interact in their chemical mixture, then we find, especially in this mystery of the human temperament, the truth of what the Symbolum Goethe so beautifully says and with which we want to conclude:
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187. How Can Humanity Find the Christ Again?: Experiences of the Old Year and Outlook over the New Year I
31 Dec 1918, Dornach Tr. Alan P. Shepherd, Dorothy S. Osmond Rudolf Steiner |
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These illusions arise from our having no idea in ordinary consciousness of how we relate to certain conditions of the outer world. This outer world is not only an aggregate of things kept in order in space; it is also a succession of events in time. |
In the depths of every human soul there is something that is never brought into consciousness but that is working in the whole soul experience, the whole soul-mood, and coloring all our subjective life. |
It means that we are able, however old we may be, to learn something in the way we learnt as a child. Usually when someone arrives at his fiftieth year, he feels from the standpoint of ordinary consciousness that he has lived in the world a long time. |
187. How Can Humanity Find the Christ Again?: Experiences of the Old Year and Outlook over the New Year I
31 Dec 1918, Dornach Tr. Alan P. Shepherd, Dorothy S. Osmond Rudolf Steiner |
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It relates to an elementary need of every human soul that on the last day of the year our thoughts should dwell on the transitory nature of time. For this need we may well look back in self-examination to find what has entered our external life and also our soul during the course of the year. We may well cast a glance back to the progress we have made in life, to the fruits of the experiences life has offered us. From such retrospect some degree of light may fall upon feelings that made our life seem more or less worthwhile, more or less difficult, or more or less satisfactory. We are indeed never able to observe our life as if it were the life of an isolated human being; we are obliged to consider it in its connection with the world as a whole and mankind as a whole. And if we are earnestly striving for an anthroposophical view of the world, we will feel the need with particular insistence to consider our relation to the world again and again at this constant turning-point of time, this ending of one year and beginning of another. Since, however, our present review takes place at a time when there is so much turmoil in our souls, when all that mankind has suffered in these last four-and-a-half years is still burdening us, when as anthroposophists we observe our relation to the world and to humanity against the background of unprecedented world events, then our survey of the past year takes on quite a special character. The thoughts I particularly wish to bring you this evening may perhaps be looked upon as an insertion, irrelevant to our previous context. At the moment we are holding before our mind's eye the transitory nature of time and of events in time, and how all this affects the human soul. But as students of spiritual science we cannot forget that when we look upon time flowing by and upon our experiences during its passing, we meet with many difficulties. Those especially whose hearts and minds are given over seriously to anthroposophical thought confront these difficulties in their observation of the world. You all know the strange experience people have who have not travelled very much in trains. As they look out the window they receive the impression that the whole landscape is moving, hurrying past them. Of course it is they themselves who are moving with the train, but they ascribe the movement to the land the train is passing through. Gradually by accustoming themselves to their situation they get the better of this illusion and put in its place the correct idea of the sights they see through the window. Now, fundamentally but in a more complicated way, we ourselves—where the affairs of the world are concerned—are in a similar situation to those good people in the train. They are deceived about what is at rest in the landscape and what is moving. We sit within our physical and etheric bodily nature that was given to us as a kind of vehicle when we left the spiritual realms to come into physical existence between birth and death, and in this vehicle we hurry through the events of this world. We observe the world by means of this physical vehicle in which we rush along the course of earthly existence. And the world as we observe it in this way is in most cases an illusory experience. So that really we may venture on the following comparison: we see the world as falsely as the man in the train who imagines the landscape is rushing past him. But to correct the illusory view of the world to which we are prone is not so easy as correcting the illusion one has while looking out of the train window. It is at this special moment of New Year's Eve, dear friends, when we are still within the year in which we have had to correct so many current conceptions of the world, that such a thought may enter your souls. You know what I have told you of the experiences we would have if we were to live consciously the life from childhood to a ripe age that now we live unconsciously. I have told you how the human being matures in definite life periods, so that at definite stages he is able to know certain things out of his own power. People have to give up all manner of illusions concerning the various conditions of maturity in human life—for the reasons I have just been mentioning. There are two kinds of illusions to which we are most subject in life, illusions that impress themselves upon our minds at such a time as this, as we glance over the past year and toward the coming one. These illusions arise from our having no idea in ordinary consciousness of how we relate to certain conditions of the outer world. This outer world is not only an aggregate of things kept in order in space; it is also a succession of events in time. Through your senses you observe the outer events taking place around you, in so far as these are natural events. You observe in the same way natural events in the human kingdom. The world is engaged in the processes of becoming. This is not generally recognized, but it is so. The processes go on at a definite speed. There is always a certain speed in what is coming about. But then turn your gaze from these events to what goes on within yourself. You know how processes go on in you both consciously and unconsciously. You do not stand in the world as a finished, self-contained spatial being, but you stand within continual happening, continual becoming, within processes continually going on and continually proceeding at a definite speed. Let us consider the speed at which we ourselves hurry through the world in relation to the speed belonging to natural events. Natural science pays no heed to the tremendous difference existing between the speed of our own Passage through the world and the speed of natural events. When we compare the part of our life that is bound up with sense observation of the outer world and the drawing of our life experiences from such observation, when we consider this part of our life in its processes of arising and passing away and compare it to the external natural events toward which our senses are directed, we find that our passage through the stream of time is far slower than that of natural events. This is important for us to bear in mind. Events in nature take place comparatively quickly; we go more slowly. Perhaps you will remember that I referred to this difference when I gave a lecture at one time not far away, at Liestal, on “Human Life from the Standpoint of Spiritual Science.” From birth to change of teeth takes seven years for us human beings, that is, for the development of the physical body. Then we need another seven years for the development of our etheric body. Comparing ourselves with the plant kingdom, for instance—which can be regarded for the moment as corresponding to our etheric body—we can say that it takes just one year for the plant kingdom, represented by an annual plant, to go through all the development that can be gone through in the etheric body. We human beings need seven years for what the annual plant goes through in a single year. In other words, external nature, as revealed in the plant world, hurries along seven times more quickly than ourselves. And where the etheric world is concerned, everything is subject to the laws revealed in the plant kingdom. You will see the significance of this, dear friends, if you reflect, for instance, on how things appear when you are traveling in a slow train beside another, faster train going in the same direction. When you yourself are traveling along slowly, the speed of the other train will not seem to you as great as if you were standing still. Or if you are traveling in a train fairly fast, but one that is still going more slowly than an express train, the express will appear to you quite slow. But go just as fast as the express and you will stay beside it. Thus the picture you have of the other train changes according to the speed at which you yourself are moving. Now, the speed about which we want to talk here, that is, the speed at which we let our etheric body flow along, has to do with much more than merely spatial relations. It has to do with our whole judgment and experience of, and our whole attitude toward, the outer world. The spiritual scientist able to investigate these matters will say: How would it be if human beings were differently organized? if, for instance, we were so organized that we needed only one year to pass from change-of-teeth to puberty? How would it be if we had exactly the same speed as everything in outer nature that is subject to the laws of etheric life? if we got our second teeth in our first year of life, and by the end of our second year were as advanced as we are now at puberty at the age of fourteen or fifteen? Well, dear friends, then in the course of our own life we would be entirely within the course of natural events in so far as they are subject to the etheric life. We would no longer be able to distinguish ourselves from nature. For in reality we are distinguished from nature through the fact of having a different speed in moving forward through the stream of time. Otherwise we would take it for granted that we belonged to nature. And one thing above all must be pointed out: if we human beings were to parallel the speed of events in external nature, we could never become ill from an inner cause. For an illness coming to man from within actually has its origin in the difference in speed of human beings from that of natural events subject to the etheric life. Thus our human life would be quite different if we were not distinguished from the outer world by living seven times more slowly. So we look back over the year on this New Year's Eve unaware that in our experience during the year we have fallen out of the life of the world. We first come to realize this when after having lived a fairly good part of our life, we begin to carry out repeatedly and really earnestly these New Year reflections. People who can judge these things and who practice this retrospect regularly, will agree with me out of their quite ordinary life-experience that by the age, say, of fifty, after constant practice of this retrospect, we are obliged to admit that we have never actually drawn out of the year what it is possible to draw out. In many ways we leave unused the experiences that could have enriched us. We learn seven times less than we could learn from nature if we did not go through life seven times more slowly than nature herself. Upon arriving at our fiftieth year we have to say to ourselves: Had you actually been able to make full use of each year by absorbing everything that the year wanted to give you, then you would really only need to be seven or eight years old, at the most ten or twelve; for during that much time you would have sucked out everything that has in fact taken you five decades to absorb. But there is something else. We would never be able to perceive that the world is a material world if we had the same speed of movement. Because we do have a different speed, the world outside, moving more quickly, appears to us as material while our own life appears to us as soul and spirit. If we were to move forward with the same speed as external nature, there would be no distinction between our soul-spiritual character and the course of outer nature. We would consider ourselves part of outer nature and experience everything as having the same soul-spiritual significance as ourselves. We would be fitted into the world quite differently. When we look back over the year on New Year's Eve we are deceived by reason of our own speed being so much slower than that of the world. For although we may look back carefully, much escapes us that would not if we were proceeding at the same pace as the world. This, my dear friends, is an undertone arising from the ground of anthroposophy, that should permeate the serious mood that befits such retrospect on the part of those dedicated to spiritual science. It should tell us that we human beings must look for other approaches to the world than those that can only be found on the external path of life, for that way only leads us to illusions. This is one illusion. In confronting the world with our senses we move much more slowly through the world than does external nature. But there is still another illusion. It confronts us when we reflect upon all that lights up our thinking, all that lends wings to our thinking, in so far as this arises from within us. It confronts us when we observe the kind of thinking that depends upon our will. The outer world of the senses does not indeed give us what it could give us in response to our will. We have first to go to meet the things, or events come to meet us. That is different from when we grasp our concepts and ideas as they throw their faint light out of our will. This again has another speed. When we consider our soul-life in so far as it is a life of thought, though connected with our will, our desires and wishes, we find that we have a different speed from the speed of the world we are passing through between birth and death. And if we investigate the matter anthroposophically we come upon the curious fact that in our thoughts, in so far as they depend upon our will, we move much more quickly than the external world. Thus you see that in all that is connected with our senses we move more slowly, in all that depends upon our thinking we move more quickly, than the pace of life outside us. Actually, we move so quickly in our thoughts—to the extent that they are governed by our will, our longing, our wishes—that we have the feeling, even though unconsciously, (and this is true of everyone) that the year is really much too long. For our sense perception it is seven times too short. For our comprehension through thought, in so far as thoughts depend on our wishes and longings, we have the deep unconscious feeling that the year is much too long. We would like it to be much shorter, convinced that we would be able in a far shorter time to understand the thoughts grasped from our own wishes, our own will. In the depths of every human soul there is something that is never brought into consciousness but that is working in the whole soul experience, the whole soul-mood, and coloring all our subjective life. It is something that tells us that so far as our thoughts are concerned, it would suffice us to have a year of only Sundays and no weekdays at all. For in this kind of thinking a human being lives in such a way that actually he only wishes to experience the Sundays. Even if he is no longer conscious of it, he thinks of the weekdays as holding him up; their place in his life is only as something of which he has no need for his progress in thinking. When we are concerned with thoughts dependent on our will, on our longings and wishes, we are soon finished; in this sphere we move quickly. This is one of the reasons for our egotism. And it is one of the reasons for our obstinacy about what we ourselves think. If you were not organized, dear friends, in the way I have just described, if with your thoughts you would really follow the course of the external world and not go forward so fast—seven times as fast as the outer world, if you did not only want to use Sundays, then your soul would be so attuned to the world that your own opinion would never seem more valuable to you than anyone else's. You would be able to adjust yourself easily to another's opinion. Just think how large a part it plays in us as human beings, this insistence of ours on the value of our own opinion! From a certain point of view we always think others are in the wrong, and they only become right when we feel disposed to consider them so. Human beings are indeed curiously contradictory creatures! On the one hand, in so far as we have senses we move much more slowly than the outer world; on the other hand, in so far as we have will in our thinking, we move much more swiftly. So our view is blurred when we look out upon the world, because we are always given to illusion. We do not realize that we have fallen away from nature and are therefore able to become ill. Nor do we realize how we acquire materialistic ideas about the world. Such materialistic ideas are just as false as the idea that the landscape is rushing past us in the opposite direction to our train. We only have these false conceptions because we are moving seven times more slowly than the world. And then also, we cherish the secret thought: if only it were always Sunday!—because, comparatively speaking, the weekdays seem quite unnecessary for the external ideas we want to form about the world out of our wishes and out of our will. Everyone has this secret thought. The human soul-attitude is not always described so truthfully as Bismarck once described it. Bismarck made a curious remark about the last Hohenzollern emperor. While expressing his opinion about what would happen to Germany because of this emperor, he said, “This man wants to live as if every day were his birthday. Most of us are glad to get our birthday out of the way with all its good wishes and excitements, but he wants a birthday all the time!” That was Bismarck's careful characterization at the beginning of the nineties of the last century. Now, it is human egotism that makes our birthday different from all other days. No one really wants to have a birthday all the time, but from a certain point of view one would like it always to be Sunday—one could easily manage with that much knowledge! And although it wears a deceptive mask, much in our mood of soul rests upon this wish of ours to have only Sundays. In former epochs of evolution the illusions arising from these things were corrected in manifold ways by atavistic clairvoyance. They are corrected least of all in our age. What will correct them, however, what must arise, what I ask you to take into your souls today as a kind of social impulse, is this, that we go deeply into spiritual science as it is intended here, that we do not take it as theory but in the living way I have often described. We then have the possibility within spiritual science of correcting inwardly, in our souls, the illusions originating in those two sources of error. Anthroposophical spiritual science—and let us be particularly clear about this at the turning-point of the year—is something that lets us experience the world outside us in accordance with reality, the world that otherwise one does not experience truly, due to one's going through the world too slowly. Everything depends, actually, on how we ourselves relate to things. Just think for a moment how everything does depend upon our own attitude toward the world! To become clear about these things we should sometimes hold ideas before our souls that as hypotheses are quite impossible. Think how the physicist tells you that certain notes—C - D - E, say, in a certain octave—have a certain number of vibrations, that is, the air vibrates a certain number of times. You perceive nothing of the vibrations; you just hear the notes. But imagine you were organized in such a way (this is of course an impossible idea but it helps us to make something else intelligible)—imagine that you could perceive each separate vibration in the air: then you would hear nothing of the notes. The speed of your own life depends entirely on how you perceive things. The world appears to us as it does according to the speed we ourselves have as compared to the world speed. But spiritual science makes us aware of existing reality, apart from our personal relation to the world. We speak in anthroposophy, or spiritual science, of how our earth has gradually developed by first going through a Saturn period, then a Sun period, and a Moon period, finally arriving at this Earth period. But naturally everything continues to be present. In the period in which we now live, our Earth existence, other worlds are preparing their Saturn period, still others their Sun period. This may be observed by spiritual science. Even now our Saturn existence is still here. We know that our earth has gone beyond that stage; other worlds have just reached it. One can observe how the Saturn stage arises. The power to observe it, however, depends upon first changing the speed in which one will follow the events; otherwise they cannot be seen. Thus spiritual science in a certain connection enables us to live with what is true and real, with what actually takes place in the world. And if we take it up in a living way—this anthroposophical spiritual science which I have described as the new creative work of the Spirits of Personality—if we do not merely take it as a work of man for our time but as a revelation from heavenly heights, if we receive the impulses of spiritual science into ourselves livingly, then the Spirits of Personality will do what is so necessary for our time: that is, they will carry us out beyond the illusions caused by our speed being different from that of the world. They will unite us properly with the world so that, at least in our feelings about the world, we will be able to correct many things. Then we can experience the results of our spiritual scientific striving. In the course of the past year I have mentioned many of them. Tonight in this New Year's Eve retrospect I want only to remind you of something I have spoken of before from another aspect: that spiritual science, when taken up earnestly, keeps us young in a certain way, does not let us grow old as we would without it. This is one of the results of spiritual science. And it is of quite special importance for the present time. It means that we are able, however old we may be, to learn something in the way we learnt as a child. Usually when someone arrives at his fiftieth year, he feels from the standpoint of ordinary consciousness that he has lived in the world a long time. Ask your contemporaries whether at fifty they still feel inclined to do much in the way of learning! Even if they say “yes,” notice whether they really do it. A lively acceptance of anthroposophical concepts and ideas can gradually confer on people of a ripe age the power still to learn as children learn—in other words, to become increasingly young in soul—not abstractedly as often happens, but in such a way that they are actually able to learn just as formerly they learnt when eight or nine years old. Thereby the effect of the difference between our speed and that of the world is in a certain way adjusted. Thereby, though we may be of mature age chronologically, our soul does not allow us to be old; our soul makes us a child in a certain sense, makes us behave toward the world as a child. When we are at the age of fifty we can say to ourselves: by living more slowly than the external world we have actually only received into ourselves what we would have received in seven or ten years if we had lived at the same pace as the world. But by remaining fresh we have kept the power to behave as we would have behaved at seven, eight, nine or ten years. That makes a balance. And—because things always do balance in the world—this brings about the other adjustment: the reducing, in a way, what has a greater speed, namely, arbitrary thinking, those Sunday wishes as I described them. This will make it possible not always to want it to be Sunday but to use the weekdays too for learning, making a school of the whole of life. It is true that I am suggesting a kind of ideal to you, one that is strictly anthroposophical. But perhaps, dear friends, many of you will have had deeper experiences on the last four New Year's Eves than on former ones. Anyone, however, studying world events very seriously may well regard this present New Year's Eve, in comparison to the last four, the gravest of them all. It demands of us that we enter deeply into world events, uniting our thoughts with all the ideas we can grasp through our relation to spiritual science, concerning what is necessary for the world now and in the nearest future. With the help of spiritual science we should stop sleeping in regard to world events. We must become fully awake. A mere glance today will show you that people are fast asleep. Compare modern life with the life of former ages, and you will see how much it has changed for young and old alike. How does this materialistic age affect youth today in an overwhelming majority of cases? Truly, the ideals of our modern youth are no longer as fresh, as bright, as alive, as they were in earlier times. Youth has become a youth that makes demands. There is no great desire on the part of youth to direct their soul-mood to looking forward in life, to painting ideals so full of light for the future that they are able to ennoble life. Already in youth there is the wish to exploit what they find in life. But this results in the old being unable to receive what can only be suitably received during old age. Youth uses up its forces, and old age leaves the treasures of life strewn on its path. Youth is no longer sufficiently hopeful, and old age has a resignation that is not real. Today youth no longer turns to the old to ask: will the young dreams that flow out of my heart be realized? Age hardly finds it possible today to answer: Yes, they will be realized. Too frequently it says: I too have dreamt, and alas, my youthful dreams have not been fulfilled.—Life has a sobering effect upon us. All these things are bound up with the misfortunes of our time. They are all connected with what has so profoundly shattered mankind. When you look at them carefully, however, you will feel the need for anthroposophical impulses to be deeply inscribed in your souls. For if we wish to be awake at this turning-point of the year, we must ask ourselves: What does this era really signify? What can the future bring? What can possibly evolve out of all that civilized mankind has undergone in the chaos of these last years? If we face these questions as wide-awake human beings, then another question arises, one that is deeply connected with all our possible hopes for the future of mankind. These hopes, I could also say these anxieties, have often faced us in recent years, especially when we were giving our attention to the human beings who are now four, five, six, seven or eight years old. We who are older have much behind us that can support our souls against what is coming. There was much in the past that gave us joy, a joy that will not be experienced by those who are now five or six or eight or nine. But when we look back over the year, dear friends, on this New Year's Eve, we find nothing in the world is absolute. Everything appears to be an illusion to us, because on the one hand we go too slowly, on the other hand too quickly in relation to the world. Nothing is absolute; all is relative. And, as you will see at once, the question that arises for us is not merely theoretical, it is a very real question: When people wonder about the future of mankind, how does it look in their souls if they have no connection with the ideas of spiritual science? One can, of course, sleep; but even if one is unconscious, this implies a lack of responsibility toward human progress. One can also be awake, and we should be awake.Then that question can still be asked concerning people's attitude in general: How is mankind's future regarded by the human souls who are not able to approach spiritual science? People of this kind are only too numerous in the world. I am referring not only to the dried-up, self-satisfied materialists, but to those countless others who today would like to be idealists in their own fashion but have a certain fear of the real spiritual. They are the abstract idealists who talk of all kinds of beautiful things, of “Love your enemy,” and of splendid social reforms, but who never succeed in coming to grips concretely with the world. They are idealists from weakness, not from spiritual vision. They have no desire to see the spirit; they want to keep it at a distance. Tonight at this turning-point of time, I should like to put the following question: When a man of this kind is sincere in the belief that he lives for the spirit, when he is convinced of the creative weaving of the spirit throughout the world, but does not have the courage to meet it in all its concrete reality as it wants to reveal itself today through spiritual science: if such a man is a true representative of the whole, or even part, of the modern world, what kind of picture do we have of him? I don't want to give you an abstract description; I would rather give you one taken from the newspapers of the world, of a man whom I have already mentioned in another connection. It is a man who for the reasons just described holds back from taking up spiritual science, believing that he can attain social ideals without it, believing that he can speak of human progress and the true being of man without taking up spiritual science, a man who from his own standpoint is honest. I have often mentioned his name—Walther Rathenau—and I have pointed out what is decidedly weak about him; you will remember, however, that I once referred favorably to his “Critique of the Times.” He is so eminently a type, indeed, one of the best examples of the people of our day who are idealists, people who hold the belief that a spiritual something pervades and permeates the world, but who are not able to find it in its concreteness, that spiritual reality which alone can bring healing for all that is now pulsing so destructively through the world. It would be helpful, therefore, to learn how such a man regards the present course of the world from his standpoint outside spiritual science, what such a man says to himself in all honesty. That is always instructive, my dear friends. I would like, therefore—because all of you may not have read it—to bring before our souls the message Walther Rathenau20 has just written to the world at large. He writes the following: “A German calls to all the nations. With what right? With the right of one who foretold the war, who foresaw how the war would end, who recognized the catastrophe that was coming, who braved mockery, scorn, and doubt and for four long years exhorted those in power to seek reconciliation. With the right of one who for decades carried in his heart the premonition of complete collapse, who knows it is far more serious than either friends or enemies think it to be. Furthermore, with the right of one who has never been silent when his own people were in the wrong and who dares to stand up for the rights of his people. “The German people are guiltless. In innocence they have done wrong. Out of the old, childlike dependence they have in all innocence placed themselves at the service of their lords and masters. They did not know that these lords and masters, though outwardly the same, had changed inwardly. They knew nothing of the independent responsibility a people can have. They never thought of revolution. They put up with militarism, they put up with feudalism, letting themselves be led and organized. They allowed themselves to kill and be killed as ordered, and believed what was said to them by their hereditary leader. The German people have innocently done wrong by believing. Our wrong will weigh heavily upon us. If the Powers will look into our hearts they will recognize our guiltlessness.” You see here a man pointing to what Judaism and Christianity point, namely, a Providence—Who is grasped, however, in an abstract form. “ Germany is like those artificially fertile lands that flourish as long as they are watered by a canal system. If a single sluice bursts, all life is destroyed and the land becomes a desert. “We have food for half the population. The other half have to work for the wages of other nations, buying raw materials and selling manufactured goods. If either the work or the return on the work is withheld, they die or lose their house. By working to the extremity of their powers our people saved five or six milliards a year. This went into the building of plants and factories, railways and harbors, and the carrying on of research. This enabled us to maintain a profit and a normal growth. If we are to be deprived of our colonies, our empire, our metals, our ships, we will become a powerless, indigent country. If it comes to that—well, our forefathers were also poor and powerless, and they served the spirit of the earth better than we. If our imports and exports are restricted—and, contrary to the spirit of Wilson's Fourteen Points, we are threatened with having to pay three or four times the amount of the damage in Belgium and northern France, which probably runs to twenty milliards—well, what happens then? Our trade will be without profit. We will work to live miserably with nothing to spare. We will be unable to maintain things, renew things, develop things, and the country with its buildings, its streets, its organization, will go to rack and ruin. Technology will lose ground; research will come to an end. We have the choice of unproductive trade or emigration or profoundest misery. “It means extermination. We will not complain but accept our destiny and silently go under. The best of us will neither emigrate nor commit suicide but share in this fate with our fellows. Most of the people have not yet realized their fate; they do not yet know that they and their children have been sacrificed. Even the other peoples of the earth do not yet realize that this is a question of the very life of an entire race of human beings. Perhaps this is not even realized by those with whom we have been fighting. Some of them say ‘Justice!’, others say ‘Reparation!’; there are even those who say ‘Vengeance!’ Do they realize that what they are calling ‘Justice,’ ‘Reparation,’ ‘Vengeance’ is murder? “We who go forward mutely but not blindly to meet our destiny, now once more raise our voice and make our plaint for the whole world to hear. In our profound and solemn suffering, in the sadness of separation, in the heat of lament, we call to the souls of the peoples of the earth—those who were neutral, those who were friendly, those belonging to free countries beyond the seas, to the young builders of new states. We call to the souls of the nations who were our enemies, peoples of the present day and those who will come after us: “We are being annihilated. The living body and spirit of Germany is being put to death. Millions of German human creatures are being driven to hunger and death, to homelessness, slavery and despair. One of the most spiritual peoples on the whole earth is perishing. Her mothers, her children, those still unborn, are being condemned to death.” There is no passion, dear friends, in all this; it is shrewd forethought—dispassionately, intellectually calculated. The man is a genuine materialist able to assess the real conditions calmly and intellectually. He entertains no illusions, but from his own materialistic standpoint honestly faces the truth. He has thought it all out; it is not something that can be disproved by a few words or by feelings of sympathy or antipathy. It has been thought through by the dispassionate intellect of a man who for decades has been able to say “this will come,” who has also had the courage to say these things during the war. It was to no avail. In Berlin and other places in Germany I always introduced into my lectures just what Rathenau was saying at the time. “We, knowing, seeing, are being annihilated, exterminated, by those who also know and see. Not like the dull people of olden times who were led stupid and unsuspecting into banishment and slavery; and not by idolators who fancy they are doing honor to a Moloch. No, we are being annihilated by peoples who are our brothers, who have European blood, who acknowledge God and Christ upon Whom they have built their life and customs and moral foundations, peoples who lay claim to humanity, chivalry, and civilization, who deplore the shedding of human blood, who talk of ‘a just peace’ and ‘a League of Nations’ and take upon themselves the responsibility for the destiny of the entire world. “Woe to those, and to the souls of those, who dare to give this blood-rule the name ‘justice’! Have courage, speak out, call it by its name—for its name is Vengeance! “But I ask you, you spiritual men among all the peoples, priests of all the religions, and you who are scholars, statesmen, artists. I ask you, reverend Father, highest dignitary of the Catholic Church, I ask you in the name of God: “Were it the last, most wretched of all nations, would it be right that for vengeance' sake one of the peoples of the earth should be exterminated by other peoples who are their brothers? Ought a living race of spiritual Europeans, with their children and those still unborn, ought they to be robbed of their spiritual and bodily existence, condemned to forced labor, cast out from the community of the living? “If this monstrous thing comes to pass, in comparison with which this most terrible war was only a prelude, the world shall know what is happening, the world shall know what it is in the very act of perpetrating. It shall never dare to say: ‘We did not know this. We did not wish it.’ Before God, in the face of its own responsibility to eternity, it shall say openly, calmly, coldly: ‘We know it and we desire it.’ Rathenau also wishes mankind to awake and to see! “Milliards! Fifty, a hundred, two hundred milliards—what is that? Is it a question of money? “Money, the wealth or poverty of a man, these count for little. Every one of us will face poverty with joy and pride if it will save our country. Yet in the unfortunate language of economic thought we have no other way of expressing the living force of a people except in the wretched concept of millions and tens of millions. We do not measure a man's life-force according to the grams of blood he has, and yet we can measure the life-force of a nation according to the two or three hundred billion it possesses. Loss of fortune is then not only poverty and want but slavery, double slavery for a people having to buy half of what they need to sustain life. This is not the arbitrary, personal slavery of old that was either terrible or mild; this is the anonymous, systematic, scientific forced-labor between peoples. In the abstract concept of a hundred billion we find not money and well-being alone, but blood and freedom. The demand is not that of a merchant, ‘Pay me money!’ but Shylock's demand, ‘Give me the blood of your body!’ It is not a matter of the Stock Exchange; by the mutilation of the body of the state, by the withdrawal of land and power, it is life itself. Anyone coming to Germany in twenty years' time…” What now follows is once more the result of cold intellectual foresight. This is not spoken in the way people speak who are asleep when they observe world events! “In twenty years' time anyone coming to Germany who knew it as one of the most flourishing countries on the earth, will bow their heads in shame and grief. The great cities of antiquity, Babylon, Nineva, Thebes, were built of white clay. Nature let them fall into decay and leveled them to the ground, or rounded them off into hills. German cities will not survive as ruins but as half-destroyed stone blocks, still partly occupied by wretched people. A few quarters in a town will be alive, but everything bright, everything cheerful will have disappeared. A company of tired people move along the crumbling footpaths. Liquor joints are conspicuous by their lights. Country roads are in terrible condition, woods have been cut down, in the fields little grain is sprouting. Harbors, railways and canals have fallen into disrepair, and everywhere there stand as unhappy landmarks the high buildings of former greatness falling into ruin. And all around us are flourishing countries, old ones grown stronger and new ones in the brilliance and vigor of modern technique and power, nourished on the blood of this dying country, and served by its slave-driven sons. The German spirit that has sung and thought for the world becomes a thing of the past. A people God created to live, a people still young and vigorous, leads an existence of living death. “There are Frenchmen who say, ‘Let this people die. No longer do we want a strong neighbor.’ There are Englishmen who say, ‘Let this people die. No longer do we want a rival on the continent.’ There are Americans who say, ‘Let this people die. No longer do we want an economic competitor.’—Are these persons really representative of their nations? No, indeed. All strong nations forswear fear and envy. Are those who thirst for vengeance voicing the feelings of their nations? Emphatically, no. This ugly passion is of short duration in civilized men. “Nevertheless, if those who are fearful or envious or revengeful prevail for a single hour, in the hour of decision, and if the three great statesmen of their nations violently contend with one another, then destiny is fulfilled. “Then the cornerstone of Europe's arch, once the strongest stone, is crushed; the boundaries of Asia are pushed forward to the Rhine; the Balkans reach out to the North Sea. And a despairing horde, a spirit alien to European ways, encamp before the gates of Western civilization, threatening the entrenched nations not with weapons but with deadly infection. “Right and prosperity can never arise out of wrong. “In a way that no wrong has ever yet been expiated, Germany is expiating the sin of its innocent dependence and irresponsibility. If, however, after calm and cool reflection the Western nations put Germany slowly to death out of foresight, interest or revenge, and call this ‘justice’ while announcing a new life for the peoples, a Peace of Reconciliation to last forever, and a League of Nations, then justice will never again be what it was and, in spite of all their triumphs, mankind will never again find happiness. A leaden weight will lie upon our planet and the coming race will be born with a conscience no longer clear. The stain of guilt, which now might still be wiped out, will then become ineradicable and lasting on the body of the earth. In the future, dissension and strife will become more bitter and disintegrating than ever before, drenched in a feeling of common wrongs. Never has such power, such responsibility, weighed upon the brows of a triumvirate. If the history of mankind has willed that three men in a single hour should make their decision concerning the fate of centuries and of millions of men on the earth, then it has willed this: that a single great question of faith should be addressed to the victorious civilized and religious nations. The question is: Humanity or power? reconciliation or vengeance? freedom or oppression? “Think! consider! you people of every land! This hour is not only decisive for us Germans, it is decisive for you and us—for us all. “If the decision is made against us we will shoulder our destiny and go to our earthly extermination. You will not hear us complain. But our plaint will be heard where no human voice has ever cried in vain.” My dear friends, this is the product of sober intellectual foresight, most assuredly not arising from chauvinism but from materialistic thinking. I have brought it to you because we live in a world in which people are most disinclined, even today, to consider the gravity of the present situation. Plenty of people will celebrate this New Year's Eve not only as it has been celebrated during the last four years but also as it was celebrated before this catastrophe. And countless people will take it as disturbing their peace, as upsetting their carefree souls, if one merely draws their attention to the situation. “Oh, it won't be as bad as all that!”—though it may not be put into words, this is what is inwardly felt, otherwise people would be judging the times differently. For how many individuals will acknowledge the truth of what we have had to repeat over and over again during these years?—years in which we have always been hearing the following: “When peace comes, everything will be just the same as it used to be, this way and that way and the other way.” How many individuals are awake to what has had to be repeated so constantly: the impossible prospect of finding conditions again as people are still allowing themselves to picture them? We are dealing here with matters that have been thoughtfully estimated. And things appear quite differently according to whether they are estimated in a spirit of materialism or from the standpoint of anthroposophical impulses. From an external view the statements seem so right! But since there is no prospect of individuals responding consciously to what Walther Rathenau has brought forward as a last-moment expedient—namely, that the peoples should consult their conscience—alas, this talk of conscience!—what can one say? it will certainly not be consulted! Outwardly that is the way events will happen. One can see only one hope as one looks back at how this was all prepared in the past, certainly not by any particular nation but by the whole of civilized mankind. There is just one hope: to look back on this New Year's Eve to a great universal picture, to what has previously been experienced by mankind; to realize that in a certain sense men have now become sufficiently mature to bring this to an end; and to accept what the new Spirits of Personality now wish to bring down to earth from the heavenly heights. But here, dear friends, insight and will must meet. What the Spirits of Personality as new Creators are wishing to reveal will only be able to come into the world when it finds a fruitful soil in human hearts, human souls, human minds, when mankind is ready to accept the impulses of spiritual science. And what this prosaic materialistic mind has been saying about the material impulses that are actively working, is indeed correct. People should pay attention to what comes from a sober mind like Walther Rathenau—that is, the people who are asserting from a more frivolous standpoint what our times are going to bring forth. When people were in a state of utter intoxication and dreaming, when, if one speaks truly, they were talking complete nonsense—if they could only have looked ahead a little!—but they have stopped now, at least some of them—at that time one might have heard: Out of this war will come a new idealism, a new sense of religion. How often I have heard this! And it was being written over and over again, especially by professors, even professors of theology. You don't even have to go very far; it doesn't even have to be Sunday for you to find in less than ten minutes a theological professor announcing wise prophecies of this kind. But people are already talking differently. Some who have come to the top are saying that now a time of healthy atheism may well be coming, and mankind will be cured of the religion-game instigated in recent times so particularly by the poets and writers. Such opinions are already forthcoming. And they come from persons who should be listening to some of the things a man is saying who is able to judge soberly how reality is taking shape. In response to all this one can only say: World affairs would indeed develop as we have just heard if only materialistic impulses were working in the world, in human heads and human hearts! If this were actually the case, truly not only Germany, Middle Europe and Russia would be in chains of frightful slavery but the whole civilized world would gradually be similarly enchained, never to know happiness again. For it is what has come from the past that has now made the world come to an end! New impulses do not come from that source. New impulses come from the spiritual world. They do not come, however, unless human beings go to meet them, unless they receive them with a free will. Deliverance can only come when there are human souls ready to meet the spirit, the spirit that will reveal itself in a new way through the Spirits of Personality. There must be human souls who will become creative through these very Time Spirits. There is no other way out. There are only two ways to be honest: either to speak as Walther Rathenau has spoken, or to point to the necessity of turning toward the spiritual world. The latter way will be the subject of our New Year's Day reflections tomorrow. Our survey on this New Year's Eve is not meant to be a mere comfortable transition into the new year. It should not be—for anyone who is awake. It should be taken in all earnestness. It should make us aware of what is lying in the womb of time if the Spirit-Child is not to be given its place there. A true perspective of the new year can only be experienced in the light of the spirit. Let us try at this moment between now and tomorrow to tune our souls to this serious mood. Tonight I would conclude only with an earnest word of direction. I myself do not yet wish to show you the actual way; I would only draw your attention to how this New Year's Eve has been received in the soul of an honest man who finds as he observes the world only material powers holding sway. It must be so regarded by the heads, the hearts, the minds and souls—if sincere—of those who do not want to turn to the spirit. There are others, also materialists, who are not sincere; they are sleeping, because then they do not need to admit their insincerity. This is the view presenting itself to our retrospective vision. This is the New Year's Eve mood! Tomorrow we want to see, from a consideration of the spiritual world, what impression is made upon us by the outlook into the future, by the mood of the New Year.
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172. Insertion of Early Human Destiny into Extraterrestial Relationships
12 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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The purport of the ceremony was, as it were, to place into connection with the Cosmos—with processes beyond the Earth—chosen individuals within the temple-service. For then, into the consciousness of these chosen individuals—who were especially suited to receive Their influence—Beings who guided the Earth from regions far beyond, could work. |
They will need to place themselves intelligently into the whole course and trend of human evolution when the question comes before them: How shall I place my child into this human evolution? It will depend on their large-minded understanding of this question. Today, out of a certain sloppiness of thought, it may still be possible to adhere to the old phrases which are a mere relic of former times and will soon reveal their emptiness—pretty phrases, which so many people still admire: ‘Observe the child's predisposition. |
But it is its task in face of the developing and changing life of human callings. Demanded as it is by World-evolution itself upon the Earth, this insight must come into the hearts of men, in like measure as their occupations mechanise the human being. |
172. Insertion of Early Human Destiny into Extraterrestial Relationships
12 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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All of these lectures are tending more or less to the central question of man's calling or profession. Some people may think that the study of this question from the spiritual-scientific point of view is one of the least interesting subjects. But it is not so,—especially not in this present period, the 5th post-Atlantean. For in this period all the conditions in which men live will very largely be changed, as against the conditions that obtained in former periods on Earth. And for this change, man himself, out of his freedom, will have to bring with him more than he brought with him in former times, when his allotted task in earthly evolution worked itself out more or less instinctively, and the direction he had to take in one respect or another was suggested to him, as it were, from a higher source. Let us look back for instance to the Egypto-Chaldean civilization, or any other civilization of former times. As to the forming of his outer destiny, not nearly so much was left in man's own hands as is the case to-day (and it will be more and more so in the future). In the Egypto-Chaldean epoch each man had his station—his rank in life—and was fastened in it (albeit not so firmly), much like an animal is fixed within its species. Thus many things that come within the scope of human freedom to-day did not do so in the past. There was, however, a certain counterpoise to this restriction of man's freedom in olden times. Our external historians think in a very short-sighted way. People often imagine that it was in olden times as it is to-day; that the leaders of human affairs were inspired by mere human impulses like the leading personalities of our day and generation. But you must remember that in the Mysteries of olden time there were quite definite procedures whereby the leaders informed themselves of the will and intention—not of earthly Beings, but of the Beings who guide this earthly life from realms beyond the Earth. I have told you how the high priest's conducted certain ceremonies of the Mysteries at certain seasons—we need not describe them again in detail now. The purport of the ceremony was, as it were, to place into connection with the Cosmos—with processes beyond the Earth—chosen individuals within the temple-service. For then, into the consciousness of these chosen individuals—who were especially suited to receive Their influence—Beings who guided the Earth from regions far beyond, could work. What the priests thus received of the will of the guiding spiritual Beings, this they accepted as instruction for the measures which they had to take. We may illustrate it by a hypothetical assumption,—though of cour.se in our time things are not done in this way. Let us suppose that our Christmas festival did not take its course as it does to-day, where it remains for most people a more or less external festivity. Let us suppose we were aware throughout the Christmas festival: ‘During the Christmas Season, our Earth as a living Being is peculiarly adapted to receive into its aura Ideas which cannot enter the Earth's aura at other seasons—in summer time for instance.’ I have explained how the Earth is awake during the winter season. One of the brightest points of this awakeness is the time of Christmas. At this time the aura of the Earth is woven through and through with Thoughts. At this time the Earth is meditating on the surrounding Universe, just as we human beings in our day-waking Life meditate in thought upon the things that surround us. In summer the Earth is asleep. In summer, therefore, certain Thoughts cannot be found in the Earth. In winter it is awake,—and most radiantly of all at the time of Christmas. For then the aura of the Earth is woven through and through with Thoughts, and in these Thoughts we may read what the Cosmos requires of our earthly happenings. Certain human beings had to undergo an individual training, so as to become sensitive and receptive to what was living in the Earth's aura. The priests of the sacrifice who trained them were then able, as it were, at certain moments to connect them in the temples with these Thoughts of the Earth, which voiced the cosmic Will. So were the priests enabled to find out the cosmic Will. According to what they thus discovered as the ‘Will of Heaven,’ they could then determine who was to remain within a certain tribe, or who should be received within the Mysteries, thereafter to assume a leading place in statecraft or priesthood. Mankind has grown out of all these things. Mankind, in a certain sense, is handed over to chaos in this respect. Of that we must be well aware. The transition from these old and definite conditions, when men discovered from the Will of Gods what should take place here on the Earth, took place throughout the fourth post-Atlantean period. For in that period the human individuality was emancipating itself, so to speak, from the cosmic Will, and the old customs gradually passed over into our present, somewhat chaotic conditions. Everything is tending to be placed more into the hands of man. But it is all the more necessary for the Will of the Cosmos to enter into our earthly conditions in a new way. Even in the Egyptian and Babylonian period of civilization (the 3rd post-Atlantean), that which works and weaves into the earthly realm out of the several human trades and callings was to a high degree an image of the cosmic will. It would take us a long time to explain this, but we might well do so. It was brought about in the way above described. But in the course of the 4th post-Atlantean time, all this was growing vague and confused, and it became utterly so during the present time (the 5th post-Atlantean) which, as you know, began about the 15th century. It is a pity the people of to-day do not observe what really happens. It is a pity they dish up a fable convenue in place of real History. If they were more observant they would recognize, even from the outer facts, to how large an extent everything has changed since the 14th and 15th centuries in the living-together of men in their several callings. And from the present conditions they would then perceive how increasingly different these things will become in future. Truly a kind of anarchy would overwhelm the human race if there were no-one to perceive these deeper relationships, and communicate to the spiritual life of man on Earth ideas which can reckon with these changes. For the changes are inherent in the very course of evolution. Anyone who has a real feeling for human life would be astonished to discover all that is observable even in outer History, in the rise of the modern life of callings and vocations, since the 15th century. Anyone who really let work upon him what is quite recognisable even in this way, would assuredly reproach himself with having lived so sleepily, without giving a thought to what is connected so profoundly with the evolving destinies of mankind. Now as I pointed out in our last lecture, the life of human callings and professions is by no means without meaning for the cosmic whole, though at first sight if might appear so. We human beings, as I said, have undergone successively the Saturn evolution (when the first plan of the physical human body was prepared), the Sun epoch (when the etheric man was prepared), the Moon epoch (when the astral man was prepared), and we are now undergoing the Earth epoch, during which the Ego is growing and developing. These will be followed by others—the Jupiter, Venus, Vulcan epochs. And we may say: As the Earth is the fourth stage from Saturn, so is Vulcan the fourth stage from Earth. Earth is, in a manner speaking, the Saturn of Vulcan. The processes that took place on old Saturn are intimately connected with our evolution, for we owe to them the first plan and beginning of our physical body, which is still working in us. So likewise on the present Earth, something must take place, which, working on in evolution, will attain on Vulcan a fourth stage of development, even as the processes on Saturn have attained a fourth stage of development during the Earth epoch. Moreover, as I showed you, these processes which will correspond on Vulcan to what we have on Earth from Saturn evolution, are none other than what lives and works in the varied callings which men take up upon Earth. Men upon Earth are working at their several callings, and as they do so there evolves on Earth, within their work, something which is a first beginning for Vulcan, just as the Saturn activity was a first beginning for the physical human body of to-day. Consider now in this connection the tremendous change which the life of callings and professions has undergone since the fifth post-Atlantean age began. Then you will realise how increasingly necessary it will be to place the life of human callings into the whole course of cosmic evolution, thinking of it from the points of view which spiritual science can evolve. We must first acquaint ourselves with the objective aspects of the vocational life of man. Only then can we arrive at true conceptions of the Karma of vocation. And we must be still more interested in the present tendencies of evolution in this respect. For the tendencies which are at work will give us a clearer idea than the actual conditions which prevail to-day. Further developments in this respect will lead to the several callings growing more and more specialised and differentiated. This we can easily recognise, if only we look out into the world to-day with common sense. People to-day sometimes speak critically of this increasing specialisation of callings and occupations in modern time. But there is little wisdom in such criticism. ‘Not many centuries ago,’ they say, ‘man at his daily work was still able to see the connection of the thing he made with its use and meaning for the world. He had an intimate vision of what would become of his product in the lives of men.’ So indeed it was in former times, while to-day, for the majority of men, it is no longer so. Take a radical instance. Destiny places a man into a factory. Maybe he does not even make a nail, but only part of a nail, which another man will then piece together with a different part. He cannot develop any real interest in the way in which, what he has manufactured from early morning till late evening, will place itself into the whole nexus of human life. Compare the former handicrafts with the present factory system. There is a radical difference between what now obtains and what existed not so very long ago. Moreover, what has already taken place to a high degree in certain branches of work will take place more and more. Increasing specialization and differentiation will inevitably come into the life and work of men. Really it is not very wise to criticise the fact. It is a necessity of evolution and it will come about, more and more. There is no escaping it. What sort of a prospect does this open up? This prospect, we might imagine: Men would increasingly lose interest in that which occupies the greater part of their lives. They would be more or less mechanically given up to their work in the external world. And yet, that is not even the most important aspect. For it goes without saying that the outer habit of man's life must affect his inner being—and that is far more important. Study once more the historic evolution of mankind and you will find to what a degree men have become the impress of their several occupations during the 5th post-Atlantean age. Man's occupation works its way down into his inner soul. The human beings themselves grow specialised. You must not adopt as your standard the majority of those who are now living in the Anthroposophical Society. For many of these are in the happy position to be able to sever themselves from the whole complex of modern life. In the happy position, did I say? ... I might equally well have said, in the unhappy position. For to a large extent it is happiness only for our subjective, selfish human feeling; not for the World at large. The World will more and more require men to do good work in special spheres. The World itself will require men to specialise. More and more, therefore, this will be the question: What is to happen alongside of the specialising of men? They will specialize; the necessities of World-evolution will see to that, quickly enough. But what must happen in addition? In a none too distant future this will become one of the most important ‘family questions,’ and people will need an understanding of it if they want to educate their children. They will need to place themselves intelligently into the whole course and trend of human evolution when the question comes before them: How shall I place my child into this human evolution? It will depend on their large-minded understanding of this question. Today, out of a certain sloppiness of thought, it may still be possible to adhere to the old phrases which are a mere relic of former times and will soon reveal their emptiness—pretty phrases, which so many people still admire: ‘Observe the child's predisposition. Let him take up what accords with his native talents.’ This above all will soon be proved—an empty phrase. For in the first place, as we shall presently see, those who are born into the world henceforth will be related to their former incarnations in a far more complicated way than in the fourth post-Atlantean epoch. The whole system of predispositions will be of a complexity hitherto unknown. Predispositions were simpler in former times. We shall live and learn, ... and as to those who think themselves peculiarly wise in examining the talents and predispositions of adolescent children and declaring them fit for this or that calling, we shall soon discover that such insight is often no more than the fantastic imaginings of men who think themselves too clever. And apart from that, the life of men will in the none too distant future grow so complicated that the word ‘calling’ will assume quite another meaning. To-day, when we speak of ‘calling,’ or ‘vocation,’ we still often think of something inwardly determined; But in reality most people's ‘calling’ is no longer so. We speak of ‘calling’; we imagine: ‘That to which the man is called by virtue of his inner qualities.’ Well, let us inquire objectively, especially in the towns and cities. How many people will answer, I am in my calling because I recognise that this is the only one which answers to my talents and predispositions from a child. Of the town populations, at any rate, a very small proportion will reply that they are in the very calling which answers to their talents. I think, from your own observations of life, you will scarcely believe that it is otherwise. To-day already, in a high degree, our ‘calling’ is that to which we are called by the objective course of evolution of the World. It will be more and more so in future. Outside, in the outer World, is the organism, the complex, or if you will, the machine,—it matters not how you name it—which makes its demands on man, i.e., which ‘calls’ him. All this will become more and more intensified. Nevertheless, in this very process, what mankind achieves in vocational work is loosed from the man himself and grows more objective. And precisely inasmuch as it is thus severed from man, it will increasingly become what in the further development through Jupiter, Venus and Vulcan will undergo a similar process to what was undergone for the Earth through Saturn, Sun and Moon. It is strange. When as a spiritual scientist one speaks of things that touch the life of man so nearly, one cannot generally speak so as to please. Spiritual Science will be less and less exposed to the danger of speaking after the pattern of that ‘wisdom’ which is expressed in the quotation: ‘At most a deed of State with excellent pragmatic maxims, suitable for puppets to declaim.’ On the contrary, Spiritual Science will often be obliged to declare great and fraught with meaning for World-evolution, precisely the things which human beings would not gladly have. Many a person of today—who thinks himself a man of genius because his head is filled with modern, Philistine ideas,—may say of these things, ‘How prosaic and external!’ To a true Spiritual Science the vocational life of man appears in quite a different light. Spiritual Science must say: The vocational life is necessary for the development of relationships which have a cosmic meaning, precisely inasmuch as it is in a certain measure loosed and separated from human interest. Some will say, perhaps: ‘What a sad perspective for the future! Man is having to enter the treadmill of life more and more; and not even Spiritual Science can give him comfort at this prospect.’ But to draw this conclusion would again be a great mistake. For in the Universe it is so: things work themselves out through a balancing of polar opposites. You need only think how it forces itself on your attention everywhere. Positive and negative electricity produce their effects in the balancing-out of their mutual relation; they are necessary one to another. The male and female are necessary for the propagation of the human race. In World-evolution the totality evolves out of one-sidednesses. And this, too, underlies the matter we have just explained. In the vocational work which is severed from the human being, we have to create the first cosmic beginnings of a far-reaching World-evolution. All that happens in World-evolution stands in relation to the spiritual; and in all that we do in trades and callings and professions—whether by manual or by so-called mental work—there lies as it were the starting-point for the incorporation of spiritual beings. Now, during earthly time, the.se beings are still of an elemental kind—we might call them elemental of the fourth degree. But when the Jupiter evolution has arrived, they will be elementals of the third degree, ... and so on. The work we do, precisely in the objective process of our callings, is severed from us and becomes the outer garment, the outer vehicle, for elemental beings who will develop on through cosmic evolution. Yet this will happen only under one condition. On the one hand we must say: We are only beginning to understand the meaning of what is so often maligned as the mere prosaic life. Yet at the same time we must realise that the meaning of it will not be fully unveiled till we understand it as a whole, in the great World-connection. What we create in our daily occupations can indeed gain significance for Vulcan evolution. But to this end another thing is necessary. As positive electricity is needed for negative, and male for female, so, too, an opposite pole is needed, to add to these occupational activities which will more and more be loosed and severed from mankind. Such polarity, depending upon contrasts, existed already in former evolutionary epochs of mankind. It is not altogether new, needless to say; something not unlike it was already there before. But as you look back on former periods of culture—even a few centuries ago—you will find things very different. For with his feelings, even his passions—his whole emotional life, in a word,—man was far more engaged in his daily occupation than he can be to-day. Compare the many joys a man could have in his calling-, even a hundred years ago, with all the unhappy drudgery which many a one to-day already has to undergo if he has nothing else in life beside his calling. Then you will gain an idea of what I mean. Such things are far too little considered nowadays, and for a simple reason: Those who do most of the talking about vocations—about the different kinds and characters and choices of vocation—are generally people for whom it is easy enough to talk: schoolmasters, litterateurs and parsons, people who experience least of all the disadvantages of modern vocational life. To hear people talk in the usual literature of to-day (not excluding that on education) one generally feels, they are like blind people talking about colours. For a man of to-day, who with a certain social background went to public school, and then, maybe, looked around him a little at some University, it is easy enough to1 feel very clever when he sets himself up as a reformer of mankind and knows how all things should be done. For he has absorbed all manner of ideas. There are many such reformers; but to anyone who sees through life, these people who tell us how things should be done generally appear the most foolish of all. Their foolishness only passes unobserved, because, for the moment, there is still a great respect for those who have undergone such education. The time is yet to come, when it will rather be the prevailing feeling that a litterateur, a journalist, a schoolmaster—trained in the way schoolmasters generally are nowadays—understands least of all of the real facts of life. This, too, must gradually become the prevailing judgment. The point is now, that we should see more clearly: The vocational life of former times was connected with the emotional life of men, and it is of the very essence of evolution in this respect that the vocational life has grown out of the human life of emotions and will do so more and more in future. Hence, too, the opposite pole, which the vocational life requires, must become different from what it was before. What was it in former times? You have it before you still when you observe with sympathy what has to-day become a more or less outer husk of culture (and will inevitably become so more and more). There are the houses in the village, wherein the several trades and callings are pursued, gathered around the Church. The Church in the centre. Six days of the week are devoted to trade and craft and calling, and Sunday to what the human being shall receive only for his soul. Such were the two poles before: the vocational life and the life in religious thoughts. It would be the greatest possible mistake to suppose that this other pole can remain to-day as the religious societies and sects imagine. It cannot remain as it now is, for it is altogether adapted to a kind of vocational life which is bound up with the human emotions. All human life would be parched and stunted if an insight into these matters did not now arise. The old religious ideas were to some extent sufficient so long as the elemental spirituality which man created at his calling—for he did create elemental spirituality in the above-described sense—did not sever itself from man. To-day, they are no longer sufficient, and they will be less and less so the farther we go on into the future. What is necessary now is the very thing which is most attacked in certain quarters. There must now enter into human evolution the other pole which will consist in this: Men must be able to form clear and detailed ideas about the Spiritual Worlds. The existing representatives of religious faiths will often say, ‘There goes Spiritual Science, talking of many Spirits, many Gods. One God is all that matters. Is not one God enough?’ To-day one can still make a certain impression by telling people of the great advantage of reaching out to the one God—especially if one does so at the family tea party, pouring derision on ‘these modern movements,’ and putting the thing forward in a more than usually Philistine and self-sufficient way. Nevertheless, it is essential that the points of view of men grow wider. Humanity must learn to know not only that everything is permeated by one Divine Spirituality (conceived as vaguely as possible), but that Spirituality is everywhere—concrete, detailed Spirituality. The workman who stands at the lathe will have to know: As the sparks fly out, so too are the elemental spirits created, who then pass out into the World-process and have their significance in the World-process. Some who believe themselves unduly clever may reply: ‘That is unwise; the elemental spirits will arise, even if one who has no notion of it is standing at the lathe.’ They will arise, no doubt. But the point is, that they should arise in the right way. The point is not that they must arise at all, but that they should arise in the right way. For there may either arise elemental spirits who disturb the cosmic process, or who serve it. You will best see what I mean if you consider it in one especial sphere. In all these matters, we are now at the beginning of an evolution which stands directly at our doors. Many a man is beginning already now to divine something of it. If it were translated into reality without passing over at once into spiritual-scientific strivings, it would be the worst thing that could happen to the Earth. For what has chiefly happened during the fourth post-Atlantean epoch is this: Man has been loosed, to begin with, from the outer inorganic world which he embodies in his tools. He will be brought together again with what he embodies in his tools. Nowadays, many machines are constructed. It goes without saying, the machines today are objective. There is little of the human element in them as yet. But it will not always be so. The tendency of World-evolution is for a connection to arise between what a man is and what he creates—what he produces. This connection will become more and more intimate. It will emerge to begin with in those spheres on which a closer relationship between man and man is founded—in the treatment of chemical substances for instance, when they are worked up into medicines. People today may still believe that a substance consists of sulphur and oxygen and hydrogen and what-not besides; and that the product of combination will only contain the effects that proceed from the several substances combined. To-day, to a large extent, this is still true; but the tendency of World-evolution is in another direction altogether. Intimate pulsations which are inherent in man's life of will and feeling, will more and more be woven and incorporated in that which he produces. It will no longer be a matter of indifference whether we receive a preparation from one man or another. Even the coldest and most external technical developments are tending in a very definite direction. He to-day who can divine with his imagination future technical developments, is well aware that in the time to come whole factories will work in an individual way according to the manager. The spirit, the mood and outlook of the man will go into the factory and be transmitted to the way in which the machines work. Thus man will grow together with the objective things. All that we touch will by and by bear the impress of human being. Humanity will learn, however foolish it may yet appear to the clever people. (Did not St. Paul already say, What men hold wise is often foolish before God?) The times are coming when a machine will stand there and remain at rest. A human being will approach it, knowing that he must make one movement of the hand in this way, another in a definite relation to it, and a third again; and through the pulsations in the air which thus arise out of a certain sign, the motor, being attuned to this particular sign, will be set in motion. Then the development of economic life will assume an aspect such that external patents and the like will be out of the question; for the effect of these things will be replaced by what I have just explained. Moreover, anything that has no relation at all to human nature will be excluded, and a quite definite result will be made possible. Imagine at some future time a really good man, highly evolved in his whole mood and outlook. He will be able to construct machines and to determine signs for them—signs which can only be made by men of a like spirit, men who are also good like himself. While all who are evilly disposed will, if they try to use the sign, create a quite different pulsation and the machine will not work. It was not for nothing that I told you how certain people can see flames dance under the influence of certain notes. If further researches are made in this direction, the way will presently be found to what I have just indicated. Or, as we might also put it, the way will be found again to those old times when the one alchemist, who only wanted money for his purse, could attain nothing, where, with the very same process, another one who did not want to put money in his purse but desired to enact a sacrament in honour of the Gods and for the healing of Mankind, succeeded. So long as the product of the daily work of men carried the aura of their emotions—of the joy and gladness which they put into their work—it was inaccessible to the kind of influence which I have just described. But now that the work done by the labour of men at their several vocations can no longer be produced with special enthusiasm, what thus goes out from men will be able to become a motive force—and in like measure. In a certain sense, man is giving back, to the world of machines which proceed from his labour or which serve his labour, its chastity and purity, inasmuch as he can no longer connect it with his emotions. In future it will no longer be possible, so to speak, from the glowing hearth of joyful work at one's vocation to endow the things one makes with one's own human warmth. But on the other hand one will place them into the world more chastely, and thereby also make them more receptive to the motor force, which, as above described—proceeding from man himself—will be destined by man for the several objects. But to give human evolution this direction, detailed knowledge is necessary of the spiritual forces which can be investigated only by Spiritual Science. Only in this way can it come about. For such a thing to happen as we have just described, depends upon a larger number of people in the world finding increasingly the other pole. For in this they will find their way to one another—from man to man—in those interests which, though they go beyond our daily work, our callings, can nevertheless illumine and penetrate them through and through. Life in the spiritual-scientific movement can lay the foundations of a united human life which will lead all the vocations together. Purely external progress in the development of the vocations would soon lead to the dissolution of all bonds of humanity. Men would understand one another less and less; they could unfold less and less of those relations that accord with the true human nature. Increasingly, they would pass one another by, seeking no longer any more than their advantage. They would come into no other relation to one another than that of competition. This must not be allowed to happen, for otherwise the human race would fall into utter decadence. Spiritual Science must be spread in order that this may not be so. But there is the possibility to describe in the right way what many people—though they may deny it—are striving for unconsciously to-day. You know how many there are nowadays who say, ‘To talk of the spiritual—what antiquated nonsense! We will develop the purely physical sciences in all domains. That is the real advancement of mankind. Once men grow beyond the stage of talking antiquated nonsense about spiritual things, then there will be as it were the Paradise on Earth.’ But it would not be Paradise, it would be Hell on Earth if the human race were dominated by no more than competition and the acquisitive impulse, with this as the balancing and equalising principle. After all, if things are to go on at all, there must be another pole; and if people refuse to look for the spiritual pole, then perforce they must have an Ahrimanic one. When human occupations grow more and more specialised, we might, after all, still have this unifying principle. We could say, ‘The one man is this, the other that, but they all have this much in common; each one desires through his calling to earn, to gain as much as possible. That is what makes all people equal.’ No doubt! But it is purely Ahrimanic principle. To imagine that the world can manage with a one-sided development, advancing purely on external lines as we have here described it, would be precisely the same in this sphere as if someone were to declare (for let us assume that there was such a queer crank—or shall we say, for politeness, ‘lady-crank’): ‘Men have become worse and worse and worse; they are quite impossible people; they ought to be exterminated. Then only shall we have the right kind of evolution on the physical plane.’ She would be a queer crank, would she not, who imagined this, for nothing at all would be the result if all the men were exterminated. Because it is in the world of the senses, people understand this. In the Spiritual World they fail to understand the corresponding ‘crankiness.’ And yet, for spiritual things it is precisely the same when anyone imagines that external evolution can go forward by itself. It cannot. Just as the former periods of evolution demanded the abstract religions, so does the evolution of modern time demand the more concrete spiritual knowledge which we are striving after in the spiritual-scientific movement. Born of the occupational work of man which is now severed from the man himself, the elemental spirits will have to be fertilised by the human soul, through what the human soul receives from the impulses that rise to spiritual regions. Not that this is the only task of Spiritual Science. But it is its task in face of the developing and changing life of human callings. Demanded as it is by World-evolution itself upon the Earth, this insight must come into the hearts of men, in like measure as their occupations mechanise the human being. This counter-pole must become more and more active, precisely for the human beings of to-day who are becoming specialised and mechanised. The counter-pole is this: Man must be able to fill his soul with that which brings him near to every other human soul, no matter in what direction specialised. And this will lead us to far more ... Our time, with the indifference and solitude and separation which it often involves for specialists and workers, must give way to quite another age, when men will work inspired once more by very different impulses. These will truly be no worse than the good old impulses of trade and craft and calling; but the latter cannot ever be renewed. They must be replaced by others. In this respect, we to-day can no longer merely indicate in abstract terms a human ideal which Spiritual Science wishes to unfold. In all detail, we must point to an ideal which will shew what the callings and professions too can become for man when he has the understanding rightly to perceive the signs of the time. Of all these things, and their significance for human individuality and karma, we shall continue to speak in the next lecture. |
253. Community Life, Inner Development, Sexuality and the Spiritual Teacher: The Goesch-Sprengel Situation - Address I
21 Aug 1915, Dornach Tr. Catherine E. Creeger Rudolf Steiner |
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Let me just mention that on the Friday before Sunday the 25th, a member of our Society approached me with an inquiry from Mrs. Goesch with regard to her child, who had fallen down and gotten hurt somehow. I responded by saying that if she wished, I could take a look at what was wrong with the child. Shortly thereafter that person returned, bringing Mrs. Goesch and the child to me. On the following Sunday, here in the Schreinerei, I intervened in the inner being of Mrs. |
Goesch, who had asked me whether it was all right for the child (whom I had just seen standing down by the door) to take part in eurythmy exercises again, by saying that of course that was entirely up to the parents, since what the parents wanted was the only thing to consider in whether or not the child should come to eurythmy again. |
253. Community Life, Inner Development, Sexuality and the Spiritual Teacher: The Goesch-Sprengel Situation - Address I
21 Aug 1915, Dornach Tr. Catherine E. Creeger Rudolf Steiner |
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Letter from Heinrich and Gertrud Goesch to Rudolf Steiner19 August 1915, Dornach Dear Dr. Steiner: Alongside the work dedicated to the good within your activity in our spiritual movement, I have noticed certain behaviors that serve evil purposes. On the good side, I am grateful for the esoteric knowledge and teachings you have imparted to us, for the mystery dramas you have given us, for the introduction of eurythmy, and for the art of the Johannesbau. In these contexts, I continue to recognize you as an envoy of the great white lodge and am filled with profound gratitude to you and to anything you do that is devoted to the good. However, I perceive the way you cultivate relationships between yourself and other members of our spiritual movement as serving evil purposes, and I see this behavior as gravely endangering our movement. The relationships you create between yourself and other members turn the others into merely parts of yourself rather than independent spiritual entities alongside you. You only appear to act as a human being among equals. In actuality, you scorn any truly human connection and presume to intervene in the lives of others in a way that belongs only to the gods and not to any modern human being. In this way, you create an anti-Christian relationship between yourself and the other members of our spiritual movement. These people have readied themselves to meet great spiritual teachings in our time, but you are making them poorer than the poorest materialists out there, who in spite of their distorted Christianity that has turned into its exact opposite are still able to develop a strong I. If it goes on like this, however, your followers will eventually fall prey to black magic as a result of the constant weakening of their I through how you behave toward them. There have already been instances of highly respected members substituting a reliance on your word for reliance on the truth; they cut off any criticism of any part of your work, objecting that your critics would be placing themselves above you. They feel that putting oneself above you is such an act of wanton temerity as to be out of the question, and that with their objection the issue is resolved once and for all. The members are not to blame for erroneous ideas like this—you are. In your concern to promulgate ever more of your teachings, you have neglected to cultivate the attitude among your pupils that as Christians, individuals must put themselves not only below any other person, but also above any other; not only are the least of our fellow human beings of irreplaceable value to us in their most profound depths of being, but also the least of us carry responsibility for the most advanced and must oppose their errors. Your own teachings have strengthened me in this conviction. In real life, however, you apply a number of means that work counter to this Christian ideal of human community. I will now discuss two of these means in detail so that the thrust of my contentions becomes clearer. It is a fact that you have developed the habit of making promises and not keeping them. No one will maintain that you do not have a sufficiently clear view of the future, or that you are too weak to carry out your original intentions, either of which would constitute a certain justification for failing to keep promises. No, this is a case of deliberately causing disappointment. Since the promises were unsolicited and made at your own initiative, it is also a case of deliberate intervention into someone else's life in order do something that is by rights reserved for destiny. A disappointment that comes to us through karma has a direct and beneficial effect on our development. In contrast, a disappointment deliberately arranged for us by another person is at the very least a heavy blow, and if our confidence in the person delivering the blow is not shaken, it also constitutes a weakening of our I. The difference is the same as the difference between meeting an accidental death in a burning building and death by burning at the stake, premeditated by others. Because of their trust in you, recipients of such a promise who are waiting for it to be kept get into a state of tension and uncertainty; meanwhile you are able to calmly survey their gradually increasing disappointment. Once the people in question have realized that the promise is not going to be kept, they will not take your word seriously in the future and thus will distance themselves from you, at least to some extent. However, since on the whole they continue to put their trust in you, they will lose all standards for the sanctity of giving one's word, and may perhaps begin to act as you do. As a result, they are dependent on you in a humanly unworthy fashion and will try to affect others in the same way you do. Alternatively, people may respond in one of the three following ways: First, because of the confidence they have in you, they may assume that there must be a deep occult meaning behind the way you act. They will conclude that there can be profound occult reasons that permit or even obligate someone to make promises without intending to keep them. Occasionally we even meet people whose emotions are so confused that they admire that kind of behavior and take it as a sign of something superhuman. It is evident, however, that nothing in this world can authorize a modern human being to make promises without intending to keep them. Causing disappointment is something reserved for the gods who direct our karma. This sort of conceptual confusion is all the more dangerous for a student of esotericism because modern spiritual science appeals to our healthy capacity for discernment, which is undermined by things like this. In a most unfortunate fashion, your word displaces the truth; the thought “I must not place myself above him” displaces the realization that you have done something evil. The human dignity of these people crumbles away bit by bit, and they turn into spiritually dependent tools in your hands. The second possibility for those whose trust has been betrayed is that in order to be able to maintain their confidence in you, the people in question never let themselves become fully conscious of the fact that you never had any intention of keeping the promises you made to them. As a way out, they take your not keeping promises as a new revelation of a being they do not experience as really human and cannot hold responsible as they would a human being. This point of view is in fact already represented within the Society and is leading to your becoming ever more shadowlike as a human being. The third and final possibility is that some people will choose the radical way out, forgetting the fact that a promise of some kind was ever made. This, too, robs people of a bit of their I. As a result, your coworkers in our spiritual movement will be shadows whose I is weakened, rather than independent individuals. You yourself, however, are the one to blame for all this. A second example of the evil nature of your behavior is your refusal to accept any criticism of people working in our movement. On occasion, you have implied that any such criticism stems from negative emotions. This is a false assumption. I am not talking about malicious or destructive criticism. Many of our members, out of their sincere sense of responsibility, are capable of constructive criticism, and that is what I am talking about. The only possible reason for avoiding such criticism would be knowing that people in positions of responsibility are unfit for their jobs. In our modern age, people are meant to come together out of their own free will and freely create the kind of hierarchy and order necessary for us to accomplish what we have to do, and a certain amount of constructive mutual criticism is our only guarantee of success. In fact, the only way a true, natural, and appropriate hierarchical order can come about nowadays is if this kind of criticism is allowed to work. If people who have been criticized do not choose to take action on justified accusations—and in fact they are morally obliged to actively seek criticism—they must give up their positions in the hierarchy so that the truth can triumph. Their superiors should not protect people like that by acting as if everything were going fine. This is what our modern age requires. However, if at any level in the hierarchical order mistakes are not criticized but tolerated and allowed to persist, we are only creating a false hierarchy that is based, not on real human capabilities and relationships, but on fiction—a fiction that is maintained only through further wrongdoing. Once again, the result is a lack of humanity and Christianity in our relationships in general, and once again you are to blame. In the organization of our Society as it has gradually developed under your guidance, the strengths of the members are usurped to the advantage of yourself and perhaps of certain other people prominent in this false hierarchy. Meanwhile, the Society's affairs are being mismanaged. Personal oversensitivity on the part of those being criticized is something that needs to be eliminated; you might give a lecture about this sometime. As a general rule, especially if it comes at the right moment, criticism can take a stimulating and gratifying form and be free of any personal bitterness, so that its thorns are removed and the recipient can be glad to receive help in resolving the issue. The nervousness and animosity so prevalent among the critics spring in part from the justified feeling that even the most objective criticism will not be heeded, but will be looked at askance and disregarded. A truly superior person has no reason to fear criticism; true superiority can stand the test of even the most pointed criticism. In the event that people attempt to offer criticism out of a sense of responsibility but are not really able to grasp the facts of the case, those people can usually be made to see their misunderstanding sooner or later without any undue waste of time. At the moment, I am not talking about a case like this one, where the criticism has already developed into a well-founded rejection of an entire self-contained system confronting me. In this case, no amount of postponement would make any difference. If in a specific instance, however, a person I myself recognize as superior—not simply someone who, for some unknown reason, is my superior in a false hierarchy—points out that I do not yet fully understand the case in question, I will gladly defer my criticism until the case can be considered closed. Under your influence, however, the principle at work in our spiritual movement is that any such criticism should be withheld indefinitely—until the facts of the case have been forgotten. And this principle applies not only to certain specific cases, but to all such instances. This is not only wrong and harmful to everyone, it also undermines our discernment, on which so much depends. Once again, I have to point out the inherent contradiction between spiritual science's appeal to people's healthy power of judgment and the fact that in most instances in our movement, this power of judgment must be subordinated to incomprehensible reasons for measures being taken. You must admit, however, that at this point in time, two thousand years after Christ, people possess certain standards that all individuals can apply and must also allow to be applied to themselves, if they are not to be utterly lost. There are certainly a sufficient number of closed cases that really are subject to our judgment. The mere fact that a person feels compelled to think about a particular case usually suggests that he or she is capable of achieving some clarity in the matter, though not necessarily without help. As things stand at the moment, our members are constantly expending a considerable portion of their spiritual energy on the useless task of seeking out hidden wisdom-filled motives for the evil behavior of yourself and your highest colleagues, while you stand by, calmly observing this waste of effort. Or, in order not to lose faith in you, these people have to decide to repress these truth-seeking forces in themselves and thus fall prey to partial stupefaction. What happens with these forces then? What a horrible thought to pursue! In any case, you represent a great focal point of forces of which individuals are merely the instruments, to be used as you choose for incomprehensible ends. There is no question in our movement of real interaction taking place between complete human beings, interaction in which each one is allowed to contribute his or her best. You are not a friend to all the members; your whole attitude rejects lively friendly relationships. In truth, for many people, you are the greatest enemy they have ever encountered. All these things I have described are not only objectively evil, they also directly contradict the teachings you promulgate. It is from you that I learned the reasons that lead me to reject the way you act. As time goes on, you give an ever stronger impression of acting on your connection to the Christ impulse only in your lectures; outside the lectures, you embrace impulses that are quite the opposite. In parts, it already seems to me as if your teaching has been somewhat influenced by what you practice in real life—not the content of your teachings, but their formal structure. In their structure, certain sentences make promises that are then not kept and can only serve the purpose of subjecting the reader to fruitless thought and work. (See “Gedanken wahrend der Zeit des Krieges.”)2 If people try to explain this by saying that you, like any other human being, may have changed your mind over the course of time, you reject this as irksome criticism (Preface to Riddles of Philosophy, last paragraph).3 Both these passages, by the way, clearly show a change in style verging on the incomprehensible. The kind of interpersonal attitude you create not only contradicts your teachings; your behavior also contradicts what you yourself demand of spiritual teachers in the modern age. Such teachers should appeal only to people's consciousness. Their self-chosen obligation toward their students is to never exercise any magical influence on the students' subconscious that the latter have not consented to or cannot control. You, however, are doing this incessantly through the behavior I described and through other occult means. For you, every handshake, every friendly conversation becomes a means of cultivating these false relationships. The bliss that fills the members after meeting with you is not the bliss of the communion of saints, but a merely Luciferic-Ahrimanic one. You, not the members themselves, are to blame for this. You even try to use these handshakes and friendly conversations to pull members back into the fold against their will once they have recognized the falsity of the relationships you try to create. I have perceived with certainty that you exercise undue influence on your followers in this way. In the modern age, when any uncontrollable influence on the subconscious of others must be avoided, it is not enough to simply give lectures or introduce new spirituality. In addition, the life you lead together with the other members of our movement must be governed by Christian impulses; your relationships with your followers must become like those of Benedictus, so beautifully portrayed in your fourth mystery drama. In fact, now that we have received so much in the way of teachings, developing such relationships is the much more urgent obligation. When I ask myself how it can possibly be that you whose task it was to proclaim these teachings can act in ways directly counter to them, I can conceive of two possible answers. On the one hand, I can guess at the reasons why the great white lodge might have had to choose a person who is not yet completely Christianized for this task, and in your capacity as teacher I still accept you as the envoy of the lodge. On the other hand, it seems to me that your most profound motivation is by no means actively evil, although what I have had to say might be erroneously interpreted to imply that. No, it is simply a too one-sided interest in renewing these teachings in a way appropriate to our times, and above all a fear of real life. By avoiding and obstructing real life and by creating substitutes for it, however, you allow an evil force to develop. In this, I see the greatest danger to our spiritual movement and to yourself. Fully Christian occultists can never rest content with simply passing on teachings; they must also enter into a life partnership with their students. True relationships from person to person in the Christian sense require each one of us to be an open book to all others to the extent their individual strength permits. All people should give themselves completely to their fellows to whatever extent the latter can receive them. This should be the basis of any modern hierarchy. Those higher up in the hierarchy must turn to those beneath them with whatever they have to give. What you practice, however, is anti-Christian and just the opposite. Whenever possible you arrange things so that intentions are kept in the dark and events are treated as if they had not happened. It is not enough to confess that like anyone else, you too can have a weak moment. Whenever we meet any other person (a person who in the Christian sense is just as necessary as ourselves), we do so as people who are imperfect in some way and still need to learn. This fact must not only be admitted, it must be constantly confirmed in our actions as human beings. It is truly necessary to seek out this interaction with our fellows, no matter how much an occultist of the old school may dread it. It is not enough to simply protest against blind admiration; we must also seek out objective criticism. In communities of this sort, spiritual teachers must renounce all the help available to them in pre-Christian times for making students receptive to their teachings. Above all, they must renounce the unapproachable authority of the teacher filled with divine wisdom, who taught students in whom the I had not yet been born. They must also do without the complete isolation of teachers and pupils from all human relationships. The problem I am pointing out here did not exist for pre-Christian initiators. The individual I had not yet been born, and the divine being working through the teachers had the authority to intervene in the destiny of the students in ways otherwise reserved for karma. But as Christians, we must see modern initiates first and foremost as human beings, and our confidence in them depends on them not exercising any superhuman influence on our destiny. For someone who is directing all his energies toward the renewal of occult teachings for our times, the temptation is great to reject the difficult tasks of Christian community and to artificially make his teaching easier by any of the means appropriate in earlier times. However, these things have become evil in our times, and it would be better nowadays for the teacher to remain invisible except when promulgating the doctrine than it would be for him to relate to his students as you are doing. Maintaining and strengthening the I of each student is much more important than passing on the teachings—after all, the teachings are directed to the individual I. Any restriction of the ego's rights must also result in the teachings taking root within the individual in the wrong way. Any dulling of individual discernment represents a grave danger to those striving for the spirit. I will admit that in one sense, this kind of right living is infinitely more difficult for you than for others. Christian occultists must take up a challenge that other people will face only in times to come; that is, to both live and be a seer. They are in constant danger of falsely confusing these different planes and the laws that govern them. But they cannot escape this danger by refusing the challenge; for without being able to orient themselves according to the Christ impulse, they would still get these two planes mixed up in unjustified ways. When this happens in a meeting with a pupil, the pupil will be the first to experience the disastrous results, although they will soon revert to the teacher. The community of the Grail is perhaps the only place where this challenge has been met satisfactorily to any extent. You yourself admit that you are not totally satisfied with what you have been able to tell us about the Grail, and you have clearly described your own difficulties in researching the Grail mysteries, although you call the new initiates “initiates of the Grail.” Perhaps the Grail will grant us salvation in this difficult hour. Through the events I have described, my wife and I find ourselves in a situation with regard to yourself that makes it impossible for us to encounter you again in the way my wife did for the last time on Sunday, July 25, in the Schreinerei, and I on Thursday, August 5, on the steps leading to the eurythmy room. We were both in possession of this knowledge already at that time, as you were well aware. Nevertheless, you shook our hands and drew us into conversation as if nothing had happened. Healthy tact would have made that kind of thing impossible for any non-clairvoyant, so in your case I have to recognize it as an attempt at impermissible intervention into my inner being. I will refrain from explaining this statement in greater detail at this point because that would lead us too far afield. It is still possible for me to greet you from a distance with all due respect as the bearer of great teachings, as I attempted to do on that evening. But I cannot submit to exchanging handshakes and friendly conversations with you as if nothing had happened, and especially not since I have clearly seen that these very handshakes and conversations are one of your chief means of exercising impermissible influences on your pupils and since I cannot share the opinion of a certain respected member that these things exist for the purpose of testing one's own strength in the face of outside influences. To inform you of the need to avoid further personal contact is the purpose of this letter inasmuch as it concerns the two of us personally. With regard to yourself, my purpose in writing to you about this very serious matter is to see accomplished the little I can do as your fellow human being, namely, to confront you with the fact that a person on the physical plane and using physical means has been able to point out to you the evil in your actions. You would be condemned to a shadowy existence if no one would turn to you like this. I hope that the fact that at least a few people nowadays are capable of recognizing your errors as such, remembering them and taking a stand against them, will be of help to you in the now necessary process of restructuring life in our spiritual movement. There are a few other members whom I can expect to understand the matters under discussion here, and I shall inform them of the contents of this letter. It is imperative, however, that you begin to thoroughly transform the relationship between yourself and other members of the movement, as I have indicated. The objective purpose of my writing to you is to express this in the hopes that our movement will continue to work in accordance with the intentions of evolution. What would be the consequence if you were to reject this challenge? At least in certain instances, you have already forfeited an activity that must have been assigned to you by the masters of the white lodge—the personal instruction of individuals. For as I have already said, a profound mistrust in your treatment of individual human destinies is all too justified. I can also not imagine how an esoteric lesson could take place under the prevailing circumstances. If you restricted yourself to disseminating ever more aspects of the teachings but let everything else continue as before, and if not enough members were able to work their way through to the necessary insights, the Society would degenerate into an exoteric association at best. There are already certain signs of this happening, alongside the tendencies to evil and to stupefaction. Either that or, if your followers become aware of their responsibility, they will have to bring about a complete separation between the teacher and what is taught, leaving you to discharge the duties of your holy office as a guilty and tormented Amfortas among hungry and sorrowful disciples. I am now coming to the end of what I want to say at present. I have not been able to clothe these insights—which I achieved under the guidance of the Keeper of the Seal of the Society for Theosophical Art and Style, who is under the protection of Christian Rosenkreutz—in the ideal form I had envisioned. The obstacles were still too great for someone only recently released from your spell. But I have decided to send the letter anyway because the moment demands it. When I wonder about the emotions with which you will receive this letter, the question of whether you will find your way to people with whom you can go through this experience and begin the necessary transformations weighs on me especially heavily. This is an area where, in this Christian age, the occultist as such is bound to fail and must be simply a human among humans, just as Christ Jesus had to experience things on Earth that he could not experience as a God. May you turn to this Spirit for help! Heinrich Goesch I have read you this letter, my friends, because it concerns each and every one of you just as much as it concerns me, and because it seems obvious to me that you must each decide for yourself to what extent you believe its claims correspond to actual practice within our Society. Otherwise people might think that I am afraid of this charge of contributing to the “stupefaction” of our members, and that I do not see you as sufficiently independent to leave it up to each one of you to judge the situation individually as you see fit. However, you must realize that a letter like this cannot be seen in isolation; it is a symptom of what is going on in our Society. That is why I will take no part in discussing either this letter or anything that will need to be done as a result of it. It is clear that it must be left up to the members to decide what needs to be done and how to go about it, at least to begin with. In particular, I will refrain from saying anything about the passage claiming that promises have not been kept. If assessing this matter is left to individual discretion, each one of you will know how things stand, since each one of you must know what you have been promised and whether the promises were kept. However, I would expect and request the Society as such, or those members living in the neighborhood of the building in Dornach, to take a decided stand on this issue in the very near future. I myself will not get involved in discussions on the matter at all. There are only a few things I want to tell you, and I ask you to take my remarks as what I have to say in connection with what I have just read, especially because it is obvious from other symptoms, not just from this letter, that many things I have said to members in lectures here in the course of the last few weeks and months have had no effect at all. First of all, there is one thing I would like to emphasize. My friends, I cannot allow anyone to dictate how I conduct myself with members of the Society. It is up to me, and me alone, to decide how I find it necessary to relate to them. This is not to be taken as any kind of guideline for you; I am simply speaking for myself. I will not allow anyone to prescribe in any way how I should interact with members, inasmuch as this interaction has to do with the sins of omission I am supposed to have committed against them. There is a very deep and weighty reason why this has to be the way it is. Not only this letter, but also many other things that have come up in the Society intermittently down through the years and with increasing frequency lately, show that many people simply do not make an effort to understand the kind of responsibility carried by someone communicating esoteric truths. It seems that many of our members don't want to try to understand what it sometimes takes to speak even a single sentence of that sort. With all the spiritual preparation it takes to give a lecture, it is simply not possible to sit with different little groups of members until two in the morning every night chatting about all kinds of useless and superfluous stuff. This fact is not sufficiently appreciated, nor are many other things that people seem to require of me and that then get counted as sins of omission. I need my time, and I need it in a totally different way than what people seem to want to understand. If I weren't using it the way I am, you would be hearing the same kind of stupid esoteric views from me that you can hear so much of in the rest of the world. So much for the sins of omission. I also do not understand how the statement that my dealings with individual members and with groups of members are not Christian enough fits together with the complaint that I am exerting an undue influence over you by means of black magic whenever I take the liberty of shaking hands with one of you or involving you in conversation. I am certainly open to changing this practice if the Society will make its views on the subject known, because it is up to you, of course, whether you want to shake hands or get involved in a friendly conversation with me. If this opinion becomes prevalent, it should be expressed, and then handshakes can, of course, be avoided in the future. For reasons I expressed earlier, I will not go into this any further, but there is still one thing I must mention because it is so very typical. There is a passage in this letter that reads as follows: “Through the events I have described, my wife and I find ourselves in a situation with regard to yourself that makes it impossible for us to encounter you again in the way my wife did for the last time on Sunday, July 25, in the Schreinerei, and I on Thursday, August 5, on the steps leading to the eurythmy room. We were both in possession of this knowledge already at that time. Nevertheless, you shook our hands and drew us into conversation as if nothing had happened. Healthy tact would have made that kind of thing impossible for any non-clairvoyant, so in your case I have to recognize it as an attempt at impermissible intervention into my inner being.” Let me just mention that on the Friday before Sunday the 25th, a member of our Society approached me with an inquiry from Mrs. Goesch with regard to her child, who had fallen down and gotten hurt somehow. I responded by saying that if she wished, I could take a look at what was wrong with the child. Shortly thereafter that person returned, bringing Mrs. Goesch and the child to me. On the following Sunday, here in the Schreinerei, I intervened in the inner being of Mrs. Goesch by shaking her hand and asking her how the child was doing. My encounter with Mr. Goesch on the stairs leading up to the eurythmy room on Thursday, August 5, consisted of my responding to Mr. Goesch, who had asked me whether it was all right for the child (whom I had just seen standing down by the door) to take part in eurythmy exercises again, by saying that of course that was entirely up to the parents, since what the parents wanted was the only thing to consider in whether or not the child should come to eurythmy again. At that point, I also made the mistake of extending my hand to Mr. Goesch. These are the two instances in which I intervened in someone else's inner being by means of black magic. Let me still comment on one more passage from the end of this letter: “I am now coming to the end of what I want to say at present. I have not been able to clothe my insights—which I achieved through the guidance of the Keeper of the Seal of the Society for Theosophical Art and Style, who is under the protection of Christian Rosenkreutz—in the ideal form I had envisioned. The obstacles were still too great for someone only recently released from your spell.” I believe you all know who the so-called keeper of the seal is, and all I have to say about this is that the person in question has written a number of letters to both me and my wife in the past few months, including one Mrs. Steiner received only today.4 I will not discuss the matter of the “keeper of the seal” any further today; I just want to point out that her letters started coming around Christmas, mysteriously enough. It may well be that I shall have to say something about this at some point, but I really do not want to do it today. I want you to come to a conclusion without being influenced by me. It is certainly almost impossible to be aware of the mysterious connection between this letter and the “keeper of the seal” and say nothing further about it, but today may not be the right time for that. However, I do still want to mention that some years ago in fall I announced that due to certain embarrassing symptoms that had appeared within our Society, it seemed necessary to found a society of a more restricted sort.5 To begin with, I attempted to invest a number of long-term members close to me with certain offices, on the assumption that these people would become independently active in accordance with their new titles. At that time, I said that if anything came of it, the membership would hear about it by Epiphany. No one heard a thing, which means that the Society for Theosophical Art and Style does not exist. That is a perfectly justified assumption, since no one has heard anything to the contrary, and it is equally safe to assume that an announcement would have been made if my intentions had in fact been realized. The way my plans were received, however, made it impossible for this society to come about. It was simply an experiment. My friends, I have often said that the Anthroposophical Society has to make sense as a society if it is to make sense at all. After all, other arrangements could be made for lecturing on esoteric teachings. I have also often pointed out that if certain signs and symptoms continue to appear in the Society, finding another form for it will become inevitable because the present form and present arrangements are not serving the purpose. I was trying to avoid certain things prevalent in the Theosophical Society when I founded the Anthroposophical Society, of which I do not want to be a member, since that is crucial to what I have to do for this spiritual movement. Our Society also often comes under attack from outside, and of course these attacks are also directed at the Society's teacher and lecturer. This should lead our active members to take up the obligation to defend our cause, if they take the idea of our Society as seriously as they should. However, libelous pamphlets of the most despicable sort, containing the most unbelievable calumnies, have been appearing, and I leave it up to each one of you to judge whether everyone who could do something about them has taken the idea of the Society as seriously as would be necessary if the Society is to withstand these attacks from outside. My friends, it is neither feasible nor possible for those who have an interest in the survival of the Anthroposophical Society to always first come to me to discuss what they ought to do in defense of me and our cause. That has to come to an end. If it does not, it would mean that it is actually true that people here are assigned their positions by me. I have to respect the independence of the members, even if that means, as it unfortunately does in many cases, that I have to deny them something. The fact of the matter is that the way things have been going, I could truly have done much more if I had not had to get involved in a lot of things that actually did not warrant my involvement. At least where the well-being of our Society is concerned, it is an absurdity to want to clear everything with me first. If what I want to do is to be accomplished on behalf of the Society, then please allow me the time to do it. The Society is wrongly conceived of if people are always turning to one individual; it must include taking personal initiative in what needs to be done on behalf of the Society. For this reason, my friends, today's incident must be seen as an important and even crucial one. That is why I read you this letter, which is basically only an isolated symptom of something flaring up here, there, and everywhere. I will wait patiently to see what you, as members of the Society, will do about it. Meanwhile, I will continue to fulfill my obligations; the program will continue tomorrow as planned. But it goes without saying that how everything goes on after that will depend on the position the Society takes on what it has heard today. This is not something to be taken as an isolated case; it touches on many fundamental issues I have been pointing to for months in many discussions.6 When Rudolf Steiner had finished, a discussion took place; no stenographic record was kept. Some people must have spoken up in defense of the point of view expressed in Goesch's letter, because as one participant recollects, Rudolf Steiner left the room together with Marie Steiner, saying “I cannot have anything more to do with a society like this!”7 The great majority of those present must have been ashamed of this state of affairs, and on that same evening they composed this expression of confidence: Dornach Dear Dr. Steiner: As members of the Anthroposophical Society, we wish to express our righteous indignation and our feeling of shame that someone of mendacious and immoral outlook, as evident in Mr. Heinrich Goesch's letter, has dared to address you in a fashion dictated by the most despicable delusions of grandeur. We must painfully reproach ourselves for not having understood how to prevent what has happened and for having proved unable thus far to create a circle of people in which the thoughts and feelings expressed in this letter could not have arisen. We ask your forgiveness as our loved and respected teacher. We also ask that you not retract your confidence in us, or rather, that you trust in us again, because we are firmly resolved to better realize the ideal of the Anthroposophical Society and to be more aware of our responsibility in future. It is a matter of course that, given the point of view they represent, we no longer wish to consider Miss Alice Sprengel, Mr. Heinrich Goesch, and Mrs. Gertrud Goesch as having a place in our midst. We ask you, dear Dr. Steiner, to take our signatures as an assurance of our unconditional and constant trust and our sincerest gratitude. signed by Michael Bauer and over 300 others8 This vote of confidence was a spontaneous and purely human expression of the signers' relationship to Rudolf Steiner. The facts of the case are addressed in Rudolf Steiner's own contributions. The professional comments of one Dr. Amann (Basel, September 14, 1915) shed some light on the difficulties the members faced in judging the situation:
Rudolf Steiner continued in the same vein on the following evening, August 22, 1915, discussing the case further.
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109. The Principle of Spiritual Economy: More Intimate Aspects of Reincarnation
07 Mar 1909, Munich Tr. Peter Mollenhauer Rudolf Steiner |
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But although modern arithmetic, counting, logical reasoning, and intellectual deduction were unknown to the Atlanteans, they did possess primitive clairvoyant faculties and powers with which they could pierce into the spiritual worlds. Without the modern ego-consciousness, the Atlanteans saw into the spiritual world, and those whose vision was the most penetrating became the pillars of Atlantean culture. |
Contemptuously they look down on those who are beginning to feel something of the spiritual life to come. The consciousness of this fact must be awakened in the soul of anyone whose cooperative efforts in the theosophical workshops are to be strengthened. |
The forces of Zarathustra's etheric body had to be awakened in this reborn disciple when he was a very small child, that is before his own individual development could come into play. For this reason, the child was placed into an ark of bulrushes that was then put into the water, so that he was completely cut off from the rest of the world and was unable to interact with it. |
109. The Principle of Spiritual Economy: More Intimate Aspects of Reincarnation
07 Mar 1909, Munich Tr. Peter Mollenhauer Rudolf Steiner |
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Munich, March 7, 1909 It is now my task to speak to the various groups about the more intimate aspects of reincarnation and various matters related to it because deep inside we must become more and more familiar with this subject matter and allow it to penetrate our being. In this context, we will also have to say a few things about the significance of the topic for the life of all humanity. Although we will also little by little discuss relevant questions of importance to the present age, we shall have to take very ancient times as our starting point. This is necessary because the method of inquiry in Spiritual Science differs from that employed by other theories of life or by the disciplines studying social problems. We in Spiritual Science treat the facts of life first in a general way, and then we elaborate on the details. First of all, we express our world view in the most elementary sense through the statement that the human innermost core—an individual's divine ego—continues to develop from one life to another in successive incarnations. In the second instance, however, such a statement covers the question of reincarnation only in a very elementary way, and that is why we now want to speak about these things in greater detail and in a more intimate sense. Just saying that the ego of a human being hurries from one incarnation to another is not enough; there are many other phenomena connected with the subject of reincarnation, and only a discussion of how they are related to life itself will shed the right light on the issue. Let us begin to characterize reincarnation from this point of view by looking back into ancient times. We have often talked about the fact that humanity must consider its ancestors to have come from ancient Atlantis, a former geographical region situated between what is today Africa and Europe on the one hand and America on the other. All the souls that are present today had already been incarnated in Atlantis, but in bodies that were in part considerably different from the ones we are accustomed to seeing. The Atlantean humanity had its own special form of leadership, and the soul-forces—indeed all the faculties—of the Atlanteans differed greatly from those of human beings. Hence, leadership as we know it today was nonexistent. In Atlantis, for example, there were no churches, ceremonial centers, or schools in the modern sense, but there existed an intermediate institution between ceremonial center and school; that is what we call the mystery sanctuaries or centers. Leadership of the Atlanteans with respect to learning and the conditions of external life was vested in these sanctuaries, and one could say that the spiritual leaders were at the same time kings of the Atlantean tribes. Initiates, whose mission can be circumscribed by a word of later coinage, by the word oracle, imported knowledge and exercised leadership in the mysteries. We therefore designate the great centers of Atlantean culture as the “Atlantean Oracles.” We have to get a clear understanding of the function of these oracles. They had to impart knowledge to human beings about the spiritual world behind the physical world. Knowledge such as this is different from ordinary knowledge in many ways; to stress only one difference, spiritual knowledge is not confined to space as is our present knowledge of the physical world. Anyone who, for example, knows about the mysteries of Mars also knows a great deal about the spiritual mysteries of the entire universe. All the heavenly bodies of our solar system are interconnected, and as such they are the exterior expression of spiritual beings. The individual who knows these spiritual beings also knows the forces that are at work from one planet to another as well as in the spiritual world during the time between death and rebirth. And so it was the primary task of one oracle in Atlantis to transmit and proclaim to human beings the mysteries of Mars, whereas the primary task of another was to communicate the mysteries of Jupiter, and so on; and these compartmentalized insights made it possible to lead certain sections of the population. We shall speak about the reason for this at another occasion since our task today is a different one. The Atlanteans were divided into groups, and part of the whole developmental process was that one group of human beings had to be governed especially by the forces that could be acquired through the knowledge of Mars. Other groups had to be governed by the forces acquired through the knowledge of Venus, or Mercury, and so on. In ancient Atlantis there were actually human beings alive whom we could call “Jupiter People” or “Mars People,” and there were seven oracle centers because the populace in ancient Atlantis was divided into seven groups according to racial characteristics. The names applicable to these oracle centers corresponded to the names of the planets, but they were assigned to the oracles at a later time. The leadership of, and supreme sovereignty over, all other oracles was vested in what we may designate as the Atlantean Sun Oracle. Whatever oracles existed in the post-Atlantean periods—in Greece, Egypt, Asia, all were successors of the Sun Oracle in Atlantis. This is true also for the Apollo Oracle in Greece. The initiate who headed this Sun Oracle was the guardian of the deepest mysteries of our solar system. Together with his subordinates, he was called upon to investigate the nature of the spiritual life on the sun itself. His role was to proclaim to Atlantean humanity the secrets of the whole planetary system and to exercise supreme authority over the other oracle centers. A very special task devolved on the Initiate of the Sun Oracle. It was to guide humanity in such a way that when the great catastrophe culminating in the submergence of Atlantis was over, the human race would be able to propagate and establish what we have often discussed as the postAtlantean cultures. Specifically, the task of the Great Initiate of the Sun Oracle was to prepare human beings during the Atlantean time in such a way that they could enter the ancient Indian, Persian, Egypto-Babylonian-Hebraic, and Graeco-Roman cultures. To put it differently, the Great Initiate had to see to it that enough suitable soul material was available for these cultural epochs. We must now inform ourselves a little about the task of this Great Initiate of the Sun Oracle. What were the essential features of Atlantean culture? Certainly it was quite different from later cultures. In ancient Atlantis, an individual belonging to the highest level of cultural life—the levels at which today's great leaders in, say, scholarship, art, industry, or commerce can be found—was one who possessed extraordinary clairvoyant faculties and who was especially skilled in the use of magical powers. The qualities usually attributed to a leader or to a scholar were nonexistent in those days, or they were known only in the most primitive form. But although modern arithmetic, counting, logical reasoning, and intellectual deduction were unknown to the Atlanteans, they did possess primitive clairvoyant faculties and powers with which they could pierce into the spiritual worlds. Without the modern ego-consciousness, the Atlanteans saw into the spiritual world, and those whose vision was the most penetrating became the pillars of Atlantean culture. We have already stressed that the Atlanteans were able to manipulate certain inner forces of nature, for example the seed forces of plants; they propelled their vehicles with them, just as we utilize coal to propel our vehicles. To repeat, the leaders of the Atlantean culture were not the people who tried, as the leaders of our time try, to unlock the secrets of the universe with their intellectual powers; rather, the leading individuals in Atlantis were those who excelled as clairvoyants and magicians. And those human beings who had the first rudimentary inkling about arithmetic, counting, logical reasoning, and intellectual deduction were in a certain sense despised because of their simplicity and were not considered as belonging to the aristocracy of cultural life. But it was precisely those human beings who possessed the very first rudimentary knowledge of the aforementioned skills and who were the most lacking in clairvoyant and magical powers whom the Great Leader of the Sun Oracle gathered from all regions. Yes, he assembled the most simple and, in a sense, the most despised people of ancient Atlantis—those who had first developed intellectual capacities. But those who were then at the highest level of cultural life and who were the acknowledged masters of a dimmed clairvoyance were not suitable material to be led through and beyond the great Atlantean catastrophe. No, the call of the Initiate went out to the simple people. Incidentally, it may be said that we are living in an epoch today when a similar call is once again going out to humanity. To be sure, this appeal is what is appropriate for today, a time when humanity sees only what is in the physical world. The call to humanity issues from unknown depths of the spirit, depths that humanity will gradually become acquainted with, asking that humanity prepare itself for a new culture of the future, which will be permeated with clairvoyant powers. As with Atlantis, a catastrophe will occur, and afterwards a new culture imbued with spiritual capacities will arise, and it will be linked to what we call the idea of the universal brotherhood of humanity. But today, as in Atlantean times, the call cannot go out to those who stand at the highest levels of cultural life because they will not understand. The Atlantean clairvoyants and magicians, who were in a way destined to die out with their culture, occupied a position similar to that of people in contemporary life who occupy the highest positions in the realms of scholarship and external industrial life—the great inventors and discoverers of our time. No matter how much the present leaders feel there is still to be done, they nevertheless occupy the same position as their Atlantean counterparts. Contemptuously they look down on those who are beginning to feel something of the spiritual life to come. The consciousness of this fact must be awakened in the soul of anyone whose cooperative efforts in the theosophical workshops are to be strengthened. When leading representatives of modern culture look contemptuously down at these small circles, those who are participating diligently in the preparation of future conditions must say to themselves that the intellectual giants of today cannot be counted on to lead the way in this task. It is precisely the people who are held in contempt because they are not considered to have reached the heights of contemporary erudition who are being assembled today, just as the leader of the Sun Oracle once gathered around him the simple of Atlantis. These disdained people are being assembled to prepare the dawn of a new culture whereas erudition of the modern form will bring about the twilight of our culture. This is mentioned in passing to fortify those who have to endure and hold their own against the attacks of the people who consider themselves to be on the cutting edge of contemporary culture. The Great Initiate of the Sun Oracle gathered his simple people in a region approximately to the west of present-day Ireland. Now we have to get a clear picture of the situation. It took Atlantis a long, long time to come to its end. Great masses of people were continually moving from the West toward the East. In the various regions of Asia, Europe, and Africa there were tribes who had arrived at different times and had intermingled. Then the Great Leader of the Sun Oracle took His small group of chosen people and made His way to Central Asia, where he established a colony from which the currents were to emanate that would later found the post-Atlantean cultures. However, in addition to His simple people, the Great Leader has taken something else with Him. And here we arrive at one of the chapters of human evolution, the truth of which we can comprehend only if we draw on the inner assurance gained by a steadfast engagement in Spiritual Science. The Great Leader inspected, as it were, the other oracle centers for the purpose of finding in them the most notable initiates. Now there is a certain method by means of which “spiritual economy,” as it may be called, can be put into practice. As you know, it is quite correct to say that the etheric body dissolves after a human being has died; what remains is an extract, and that is taken along. But the extract is only the elementary truth, which must be modified as one advances to higher levels of spiritual knowledge. It is not the case that the etheric bodies of all human beings are dissolved in the universal ether. Etheric bodies such as those possessed by the most notable initiates of the seven Atlantean Oracles are valuable. The spiritual achievements of these initiates were woven into their etheric bodies, and it would be against the principle of spiritual economy if the etheric bodies of the great initiates had simply been dissolved. They were to be preserved as prototypes for a later time, and it was incumbent upon the Great Initiate of the Sun Oracle to preserve the etheric bodies of the seven greatest initiates for this purpose. While leading His small group of simple people to Asia, He carried the etheric bodies of the seven most significant initiates of Atlantis with Him. Such a thing is possible through the methods that had been developed in the mystery centers. You have to visualize this as purely a spiritual process and not in the way as if one could wrap up etheric bodies and put them into boxes for safekeeping. What is certain, however, is that etheric bodies can be preserved for later times. Over in Asia, the following happened. The simple people around the Leader propagated from one generation to another. Above all, these people had a tremendous devotion to and affection for their Great Leader. Their education was guided with wisdom and insight so that after many generations certain things occurred through one of the methods worked out in the mystery centers. Such methods are employed behind the scenes of external life, and we shall presently see how they take effect. Today's lecture will be the first in a series of several lectures designed to explain some of the details. When a human being is descending to a new incarnation, he must envelop himself again with a new etheric body. Now, through the methods alluded to above, it is perfectly possible to weave into this new etheric body an old one that was preserved. And so after a diligent educational process, when the time had come, there were to emerge from the immigrants and their descendants seven individuals whose souls at their birth were sufficiently prepared to have the preserved etheric bodies of the seven greatest initiates of the Atlantean Oracles woven into their own etheric bodies. Thus, the preserved etheric body of the most important Saturn initiate was woven into that of one of the individuals gathered around the Great Leader of the Sun Oracle, the etheric body of the Mars initiate into another, the etheric body of the Jupiter initiate into a third, and so on. Hence the Great Leader of the Sun Oracle had seven individuals whose etheric bodies were interwoven with those of the most important initiates of the ancient Atlantean Oracles. If you had met these seven individuals somewhere in everyday life, you would have found them to be simple human beings, for they were not the reincarnated egos of the Atlantean initiates; they were merely simple human beings possessing the new faculties of the post-Atlantean era. Their egos were not much different from the egos of those who became the bearers of the first primitive and simple culture immediately after the Atlantean catastrophe. What made them different was that their etheric bodies contained the forces of the seven great Atlantean initiates, so we are dealing here not with a re-embodiment of the ego, but rather of the etheric bodies of these great initiates. Thus we see not only that the ego but also that the second member of the super-sensible constitution—the etheric body—is capable of reincarnation. The seven individuals from among the followers of the Great Initiate of the Sun Oracle were inspired human beings simply by the fact that they had received these etheric bodies containing the forces and powers of the Atlantean era. At certain times their etheric bodies were capable of letting the forces stream into themselves that unveiled the mysteries of the Sun, Mars, Saturn, and so forth. Hence they appeared to be inspired individuals, but their utterances certainly exceeded anything their astral bodies or egos were able to understand. What these seven inspired individuals taught from various parts of the world sounded like a wonderful harmonious choir, and after the seven had been united in the Lodge of the Seven Rishis, they were sent to India to inspire that country's ancient culture. Much that was profound in this culture has been preserved in a magnificent form in the Vedas,27 and just as many wonderful ideas that give testimony to the deeply scientific nature of Indian culture have been preserved in the Upanishads,28 in the Vedanta philosophy, and so on. However, the teachings of the ancient Holy Rishis, given in times when nothing was recorded, far exceed in beauty anything conveyed to us by the Indian scripts. What was written down in later times is at most a faint echo, for no records were kept of the primeval, sacred culture inspired by the Rishis; everything they taught was transmitted in a spiritual way through the mysteries. We are interested today in learning how etheric bodies can be reincarnated, how the legacies of the ancient Atlantean epoch were transmitted by the Great Initiate of the Sun Oracle into the post-Atlantean era, and how they were then carried into the first culture of that era—into the resplendent Indian culture. The mysteries of the Sun Oracle itself could not be directly revealed in ancient India, and that is why the seven Rishis spoke of a Being beyond their cognitive reach. They spoke of a Being who is the Leader of the Sun and directs its forces to the earth; they spoke of Vishva-Karman as a Being beyond the range of their knowledge. Vishva-Karman is none other than the Christ who was to appear later and whose coming had already been proclaimed in the ancient Indian culture. The most important disciple of the Great Initiate of the Sun Oracle to receive the secrets of the Sun's essence was Zarathustra, who was subsequently to establish the second post-Atlantean culture. He was not the Zarathustra history talks about however. It was customary in ancient times that the successor of a great teacher or humanity took the name of his esteemed predecessor. No document contains any reference to the Zarathustra of whom we are now speaking; only his last successor is mentioned in history books. Yet it was the original Zarathustra who founded the primordial Persian culture and who was the first to point out to his Persian peoples that the sun not only possesses physical energy but also spiritual power that streams down to earth. In his endeavor to awaken in his people a realization of this truth, Zarathustra's argument was as follows: If we direct our eyes to plants and everything else around us that contains life, we have to ask ourselves what we would be without sunlight. But together with the physical sunlight, a spiritual force also streams down to earth under the direction of a great sublime Being. Just as a human being has his or her physical body and an aura—we call it the small aura—so the sun has its physical body and its aura. Ahura Mazdao, the “great aura,” consists of the group of great sun beings and their leader. Zarathustra spoke of this Ahura Mazdao, or Aura Mazdao—the Great Aura—and proclaimed the power of the sun aura by which the flow of evolution was made possible. However, Zarathustra also proclaimed that the forces of Ahriman would oppose the Sun Being. This then is what can be said about the external teachings of Zarathustra, but there is more to be said about him. Zarathustra had some close disciples whom he initiated into the great mysteries of the world. We shall mention two of them in this context. To begin with the first, Zarathustra communicated to him all the wisdom necessary to bring about clairvoyance in the astral body, as well as the ability to perceive in one's present time frame simultaneously everything that is happening and all the mysteries spread out in both physical and spiritual space. To the second disciple Zarathustra transmitted what one might call the power to read the Akasha Chronicle, and this is nothing less than the clairvoyant power of the etheric body enabling the human being to perceive the successive phases of evolution in time. Thus, one disciple received the ability to perceive simultaneous events, and the other the vision of the Akasha Chronicle to perceive successive events that could lead to an understanding of the evolution of the earth and sun. By imparting these faculties to these disciples, Zarathustra had a profound effect on the continuation of culture in the postAtlantean era. The first disciple was reincarnated as the great individual who was to inspire and inaugurate the new currents of Egyptian culture, the being whom we know by the name of Hermes or Hermes Trismegistos. Through processes that are known, the astral body of Zarathustra was transmitted to Hermes so that he could proclaim the message of the higher worlds and their mysteries and incorporate them into Egyptian culture. Thus by processes we will gradually learn to understand, the astral body of Zarathustra was preserved and was transmitted to one disciple when he was born again as Hermes. Hermes wore Zarathustra's astral body as if it were a garment. The other disciple was also reincarnated, and in him everything was meant to be revealed that is presented to the earth in the Akasha Chronicle. Since the etheric body of Zarathustra was to be woven into that of a disciple, a very special event had to take place to make this possible. The forces of the new etheric body somehow had to be illuminated in the disciple for his awakening. The Biblical story relates to us in a beautiful and marvelous way what this special event was. Allow your souls to visualize how it had to unfold. You must first realize that this reborn disciple of Zarathustra possessed his own astral body and ego, and he was now to have the etheric body of Zarathustra woven into his soul. As a small child, he first had to feel how the forces of the etheric body of Zarathustra became active in him, and he had to feel this before the powers of judgment could be activated by his own astral body and before his own ego was able to interfere. So the special event that had to take place was some sort of initiation. The forces of Zarathustra's etheric body had to be awakened in this reborn disciple when he was a very small child, that is before his own individual development could come into play. For this reason, the child was placed into an ark of bulrushes that was then put into the water, so that he was completely cut off from the rest of the world and was unable to interact with it. That is when the forces of Zarathustra's etheric body that had been woven into him germinated and, as we said earlier, became illuminated. I am sure you know by now that this reborn disciple of Zarathustra was none other than Moses. The Biblical story about his abandonment is really a presentation of that profound mystery behind the scenes of the external world dealing with the preservation of Zarathustra's etheric body and its reawakening in Moses. And this is how Hermes and Moses were able to guide the post-Atlantean culture through its recorded stages. After hearing about these examples of the reincarnation of etheric bodies and of an astral body, we know it is insufficient to speak only of the reincarnation of the ego. Rather, the other members of the human constitution that we have become acquainted with—the etheric body and the astral body—can also be reincarnated. It is a principle of spiritual economy that what has once been gained cannot perish, but is preserved and transplanted on the spiritual soil of posterity. However, what we have described can be accomplished in another way. We shall see from an example that there are still other methods whereby the past is transported into the future. You will remember a personality mentioned in the Bible: Shem, a son of Noah and progenitor of the Semitic people. Occult research confirms that there is an individual behind Shem that must be regarded as the tribal individuality of all Semitic peoples. When a number of human beings are to descend from a particular progenitor, a special provision must be made for this in the spiritual world. In the case of Shem, the provision was that an etheric body was specially woven for him from the spiritual world, which he was to carry. This enabled him to bear in his own etheric body an especially exalted being from the spiritual world, a being who could not otherwise have incarnated on earth because it was incapable of descending into a compact physical body. This being was capable of incarnating only by virtue of the fact that it could now enter the etheric body of Shem. Since Shem had his own physical, etheric, and astral body, as well as his ego, he was first an individual in his own right. Beyond that, however, he was an individual whose etheric body was interwoven with the etheric body of another high being of the spiritual world, specially prepared for the purpose of founding a nation, as characterized above. If clairvoyant perception had confronted Shem, it would have seen Shem himself, but with a second entity extending out of him like a second being, yet still united with Shem's etheric body. This higher being was not Shem, but it incarnated in Shem—the human being—for a special mission. Unlike ordinary human beings, this higher being did not undergo various incarnations, but descended only once into a human body. Such a being is called an avatar. An avatar does not feel at home in the world as a human being would; he descends but once into this world for the sole purpose of carrying out a certain mission. The part of a human being that is indwelled by such an avatar being acquires a special character in that it is able to multiply. When a grain of seed is sown into the ground, the stalk grows from it, and the grain is multiplied into the ears of grain. In the same way, the etheric body of Shem multiplied into many copies, and these were woven into all his descendants. That's what happened, and thus the copies of the etheric body that had been specially prepared in Shem as the prototype were woven into the etheric bodies of his direct descendants. But this etheric body of Shem was later used in yet another way. How this was done can best be placed before our souls by the visualization of an analogy. You may be a highly cultured European, but if you want to acquaint the Hottentots with your culture, you simply must learn their language. By analogy, the exalted beings that descend to earth to guide humanity must weave into themselves the forces by which they will be put into a position to communicate with human beings on earth. Now in the later phase of the evolution of the Semitic people, it became necessary that a very exalted being descend to earth in order to communicate with them and provide an impetus to their culture. Such a being was the Melchizedek of Biblical history who, as it were, had to "put on" the preserved etheric body of Shem—the very etheric body that was still inhabited by an avatar being. Once it was woven into him, Melchizedek was able to transmit to Abraham the impulse necessary for the continued progress of Semitic culture. Here, then, we have become acquainted with another unique way in which an etheric body develops in a particular human being and is subsequently allotted to a specially selected individuality for the fulfillment of a mission. Such examples can be found up to the most recent times, and as we trace them, we gradually realize the truth of what occultism is able to say today about this subject matter. Occultism conveys to us that most human beings living at present no longer have etheric or astral bodies that were originally woven anew from the general fabric of the world Almost every human being has in his or her etheric and astral body a fragment that has been preserved from ancient times because the principle of spiritual economy is at work preserving useful elements for repeated utilization. Let us mention two more examples from the modern age that can illustrate to us how mysteries are at work from one epoch to another. The first example is related to the personality who is discussed in my book Mysticism at the Dawn of the Modern Age: Nicholas of Cusa. He called one of his writings De docta ignorantia, a Latin title that can be translated “Learned Ignorance”; yet it contains more erudition than many a book claiming to contain learned knowledge. There were certain reasons for the title. If you read other writings by Nicholas of Cusa, you will find that a prophetic presentation of the Copernican picture of the universe is woven into them in a curious way. Those who read carefully cannot fail to recognize it. Yet it was not until the time of Copernicus that the world was mature enough to accept this view of the universe in its actual form. Investigation into the connection reveals the following: One of the members of Cusa's super-sensible constitution contained an ancient individuality of the highest rank, and that made it possible for the astral body of Nicholas of Cusa to be preserved and then to be woven into the astral body of Nicholas Copernicus. The wisdom once possessed by Nicholas of Cusa could, as it were, be resurrected in Copernicus, and that is an example of how the astral body has reincarnated. The second example deals with Galileo, who has been immensely important for modern thought, as many of you who have thought about the matter know. Without him, there would have been no physics in the modern sense because the whole mode of thinking in terms of physics today must be attributed to Galileo. Every schoolboy today will read in the most elementary books of Galileo's law of inertia, of continuity, which indicates that a body in motion tends to continue its movement until it encounters an obstacle. Thus, if we throw some object, it will travel forward by its own momentum until it is stopped by an obstacle or outer force. This is how we think today, and this is what children in school learn from their textbooks. However, people living before Galileo thought in a different manner. They thought that if a stone were thrown, its flight could not continue unless the air drove or pushed it from behind. So we see that the laws of falling bodies, of the pendulum, and of simple machines are all derived from Galileo. Galileo received his insights through a certain inspiration. I need only to remind you of how he discovered the law of the pendulum by observing the swinging lamp in the Cathedral at Pisa—a stroke of genius. Many people had walked past this lamp without noticing a thing, but when Galileo observed it, the fundamental laws of mechanics dawned on him. A human being who can be inspired in such a profound way has an etheric body of enormous richness; to allow it to perish would contradict the law of spiritual economy. It is for this reason that Galileo's etheric body too was preserved and reappeared after a comparatively short period of time in an individual whose achievements were also to be of great significance. It was woven into a personality who grew up in a remote peasant village in Russia, ran away from his parents, and journeyed to Moscow. The great talent of this young man became apparent very soon, and he rapidly absorbed the knowledge of his day in the schools of Russia and Germany, so that he had soon encompassed the total of the general knowledge available in the culture of his time. All he had to do was to accumulate the knowledge developed on earth since he had died—in his etheric body—as Galileo. And then this very same person became, so to speak, the founder of the whole classical literature movement in Russia, creating lasting literary treasures practically out of the void. But more than that, he also provided important stimuli to every scientific discipline related to physics and chemistry, and particularly to all areas of mechanics. This individual was none other than Michail Lomonosov, whose achievements and reforms were possible only because the etheric body of Galileo had been woven into him. Galileo died in the middle of the seventeenth century, and Michail Lomonosov was born early in the eighteenth century with Galileo's etheric body, representing one of those intimate reincarnations where a member of the super-sensible constitution of the human being other than the ego is reincarnated. Such things lead us toward a deep understanding of the entire evolutionary process and of many other factors that have developed in the course of time, leading to the conditions prevailing at present. The greatest avatar on earth was Christ Himself, who lived for three years in the three bodies of Jesus of Nazareth. Because Christ lived in the three bodies of the super-sensible constitution of Jesus of Nazareth, it was possible for the latter's etheric and astral bodies, and of the ego too in a lesser degree, to multiply in the same way as we have discussed it before. After the Mystery of Golgotha and as a result of the wonderful laws of spiritual economy, quite a few copies of the astral body and of the etheric body of Jesus of Nazareth were present as archetypes in the spiritual world. If an avatar enters a human sheath, the essence of the host is dispersed into many replicas. In contrast to the copies of Shem's etheric body, the copies of the astral and etheric bodies of Jesus of Nazareth had another special characteristic. The copies of Shem's etheric body could be implanted only into his own descendants whereas the copies of the etheric body and the astral body of Jesus of Nazareth could be implanted into all human beings of the most diverse peoples and races. A copy of the archetypal astral and etheric bodies of Jesus of Nazareth could be implanted in anyone who through his or her personal development had become ready for this transfer, no matter what race such an individual belonged to. And we see how in this subsequent evolution of Christendom, strange developments take place behind the external historical facade, and only such developments can render the external course of events intelligible. Now, how did Christianity spread? We can say that in the first few centuries the dissemination of the idea of Christianity depended on what happened on the physical plane. In this era we see that Christianity is decidedly propagated through everything that lives on the physical plane. The Apostles stressed the fact that the propagation of Christianity was based on direct physical perception of eyewitnesses. "We have laid our hands into His wounds" was a statement of proof that the Christ had walked on earth in a human body. In other words, the stress was put on anything on the physical plane that could serve as documentation for the development of Christianity. Time and again during those first few centuries, it was asserted that those who had been disciples of the Apostles themselves were responsible for the continuing propagation of Christianity, and it was emphasized that they had known the immediate followers of the Lord Himself. So we see that people in this era relied, as it were, on eyewitness reports, and this continues in a still deeper sense up to the time of St. Augustine, who said: “I would not believe in the truth of the Gospels if the authority of the Catholic Church did not compel me to do so.” Why, then, did he believe? Because it was his conviction that the visible Church has propagated the Gospel on the physical plane from one decade and from one century to another. However, in the following centuries, from the fifth to the tenth, Christianity was propagated in a different way. Why and how? It is instructive to learn the answer to this question if we are interested in following the spiritual progress of human evolution. You can visualize the method of propagation in this next period by considering, for example, the Old Saxon gospel epic entitled Heliand. In this work, a kind of initiate presents his readers with his version of the Christ idea and with his perception of the Christ-Being. The Heliand, the Savior, presented by this Saxon initiate is a super-sensible being. Yet, He is portrayed not within the context of the events in Palestine, but rather as a prince of a Germanic tribe. The disciples are individuals from Germanic lands, and the whole of Christianity is clothed in Central European imagery. Why was this done? It was done because the initiate who wrote the Heliand at the suggestion of Louis the Pious had clairvoyant faculties, so that he was able to see Christ in a way similar to Paul's perception of Christ at Damascus. Through the event at Golgotha the Christ-Being had united Himself with the astral body of the earth, thereby infusing His power into the aura of the earth; and when Paul became clairvoyant, he could clearly perceive: The Christ is present! Paul did not allow himself to become a believer merely on the strength of what was reported to have happened in Palestine. Only after he had seen the being that was woven into the earth with his own eyes did he change from Saul to Paul. In a similar vision, the Risen Christ, the eternal Christ living in the spiritual world after Golgotha, was revealed to the writer of the Heliand, and He was more important to him than was the historical Christ of Palestine. And so he presents Him in another setting because the spiritual Christ was more important to him than was the external image of the Christ. You may want to ask why the author of the Heliand was able to communicate such an image from clairvoyant perception. He was able to do this because a copy of the etheric body of Jesus of Nazareth was woven into his own etheric body. This was the case because during these centuries—starting with the fifth or sixth and ending with the ninth or tenth century—the etheric bodies of those who were destined to do something for the advancement of Christianity were interwoven with a copy of the etheric body of Jesus of Nazareth, and one of these special individuals was the writer of the Heliand. Since there were many others who had a copy of the etheric body of Jesus of Nazareth woven into their own etheric body, we can readily see that human beings in these centuries lived in imaginations that were closely related to the events in Golgotha. All those who created the original artistic portrayals of the Savior on the cross and of Mary with the Jesus Child had been inspired to do pictorial representations of anything connected with the event in Golgotha by one and the same thing: a copy of the etheric body of Jesus of Nazareth was woven into the etheric body of each of these individuals. If the paintings of the events in Golgotha seemed like representations of a type, this points to the fact that all the artists were clairvoyant; what they created was then transmitted to posterity by the forces of tradition. In these early centuries, not all the inspired individuals destined to propagate the idea of Christianity were, of course, artists. Take, for example, John Scotus Erigena,29 the scholastic philosopher, who in the days of Charles the Bald wrote the famous De Division Naturae. He, too, had a copy of the etheric body of Jesus woven into his own etheric body. If human beings were born during the period from the fifth to the tenth centuries who had a copy of the etheric body of Jesus of Nazareth woven into their own etheric bodies, human beings living in the period from the eleventh to the fifteenth centuries received copies of the astral body of Jesus of Nazareth rather than copies of His etheric body. Only by considering this fact do we fully understand some of the important personalities of that time. How will a personality whose own astral body is interwoven with a copy of the astral body of Jesus appear to the outside world? After all, the ego of Jesus is not incarnated in such an individual; each personality retains his or her own ego. Ego judgment can cause many an error to creep into the life of such an individual; but because the copy of the great prototype has been woven into his or her astral body, devotion, all the feelings, everything in short that permeates and weaves through this astral body will come to the fore as the intrinsic essence of the astral body, even though it may perhaps be at variance with the ego itself. Think of Francis of Assisi. There you have a personality into whose astral body a copy of the astral body of Jesus of Nazareth was woven. You may have found many extremes in the biography of Francis of Assisi, and if you did, you should consider that they were caused by his ego, which was not on the same level with his astral body. But the moment you study his soul under the assumption that his ego was not always capable of making the right judgments about the wonderful feelings and the humility contained in the astral body, then you will understand him. A copy of the astral body of Jesus of Nazareth was reincarnated in Francis of Assisi, and this was the case with many individuals of that time—Franciscans, Dominicans, and all other personalities of that time who will be intelligible only when studied in the light of this knowledge. For example, one of those personalities was the renowned St. Elisabeth of Thüringen. And so what has happened in the external life of our existence becomes fully intelligible only when we see how spiritual impulses are conveyed in each era and how they are propagated in the course of time. When Christ incarnated in Jesus of Nazareth, something like an imprint of the ego was made in the astral body of Jesus of Nazareth. When the Christ-Being entered the astral body, we can easily conceive that something like a replica of the ego could be produced in the surrounding parts of the astral body. This copy of the ego of Christ Jesus produced many duplicates that were preserved, so to speak, in the spiritual world. In the case of a few individuals who were to be prophets for their own age, something was woven into their ego. Among them were the German mystics who proclaimed the inner Christ with such fervor because something like a copy of the ego of Christ was incarnated in them—only a copy or image of Christ's ego, of course. Only human beings who prepare themselves gradually for a full understanding of the Christ and who understand through their knowledge of the spiritual worlds what the Christ really is, as He surfaces time and again in ever changing forms during the course of human evolution—only those human beings will also gradually gain the maturity necessary to experience Christ in themselves. They will be ready to absorb, so to speak, the waiting replicas of the Christ-Ego, ready to absorb the ego that the Christ imprinted in the body of Jesus. Part of the inner mission of the universal stream of spirituality is to prepare human beings to become so mature in soul that an ever-increasing number of them will be able to absorb a copy of the Ego-Being of Christ Jesus. For this is the course of Christian evolution: first, propagation on the physical plane, then through etheric bodies, and then through astral bodies that, by and large, were reincarnated astral bodies of Jesus. Now the time is at hand when the ego-nature of Christ Jesus will increasingly light up in human beings as the innermost essence of their souls. Yes, these imprinted copies of the Christ Jesus individuality are waiting to be taken in by human souls—they are waiting! And now you see from what depths the universal stream of Spiritual Science flows into our souls. Spiritual Science is not a theory, not the sum total of concepts given merely for the intellectual enlightenment of human beings; it is a reality, and it intends to offer realities to the human soul. Those who wish to gain a spiritual understanding of Christianity and experience it within themselves will strive to make a personal contribution so that either in the present or in a later incarnation a copy of the Christ Jesus individuality can be woven into their own egos. A person who understands the true, inmost essence—the actuality—of the universal stream of Spiritual Science will prepare himself or herself not just for knowledge, but rather for an encounter with actual reality. You must develop a feeling that we in our world movement are not concerned with the mere communication of theories, but rather with preparing human beings to accept facts. We are also concerned that human beings receive what is waiting in the spiritual world and what they have the power to receive, provided they prepare themselves for this task in the right way.
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237. Karmic Relationships III: Spiritual Conditions of Evolution Leading up to the Anthroposophical Movement
11 Jul 1924, Dornach Tr. George Adams, Dorothy S. Osmond Rudolf Steiner |
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All this which he felt as a spiritual living and moving and holding sway,—hovering in ever-changing spirit-shapes over all plant and animal existence,—all this he felt so that with simple and unbiased human feeling he would describe it in the words: It is the innocence of Nature's being. |
Christianity was now preparing to speak about the spiritual worlds without being able to presume any such knowledge or consciousness among men. For you must think, my dear friends, when the early Christian teachers, in the first few centuries, spoke to their Christians—though they already found a large number who were only able to accept the truth of their words by external authority—nevertheless the simpler, more child-like feeling of that time enabled men to accept such words, when spoken from a warm and enthusiastic heart. |
For a long time, though the vast majority to whom the preachers spoke had no longer any direct consciousness of the Spiritual in their earthly life, still the whole tradition, the whole custom of their speech came down to them from the older times,—I mean, from the time when one knew, as one spoke to men about the Spirit, that they themselves still had some feeling of what it was. |
237. Karmic Relationships III: Spiritual Conditions of Evolution Leading up to the Anthroposophical Movement
11 Jul 1924, Dornach Tr. George Adams, Dorothy S. Osmond Rudolf Steiner |
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The members of the Anthroposophical Society come into the Society, as indeed is obvious, for reasons that lie in their inner life, in the inner condition of their souls. And as we are now speaking of the karma of the Anthroposophical Society, nay of the Anthroposophical Movement altogether, showing how it arises out of the karmic evolution of members and groups of members, we shall need to perceive the foundations of this karma above all in the state of soul of those human beings who seek for Anthroposophy. This we have already begun to do, and we will now acquaint ourselves with certain other facts in this direction, so that we may enter still further into the karma of the Anthroposophical Movement. Most important in the soul-condition of anthroposophists, as I have already said, are the experiences which they underwent in their incarnations during the first centuries of the founding of Christianity. As I said, there may have been other intervening incarnations; but that incarnation is above all important, which we find, approximately, in the fourth, fifth, sixth, seventh, or eighth century A.D. In considering this incarnation we found that we must distinguish two groups among the human beings who come to the Anthroposophical Movement. These two groups we have already characterised. We are now going to consider something which they have in common. We shall consider a significant common element, lying at the foundation of the souls who have undergone such lines of evolution as I described in the last lecture. Looking at the first Christian centuries, we find ourselves in an age when men were very different from what they are today. When the man of today awakens from sleep, he slips down into his physical body with great rapidity, though with the reservation which I mentioned here not long ago, when I said that this entry and expansion into the physical body really lasts the whole day long. Be that as it may, the perception that the Ego and the astral body are approaching takes place very quickly. For the awakening human being in the present age, there is, so to speak, no intervening time between the becoming-aware of the etheric body and the becoming-aware of the physical. Man passes rapidly through the perception of the etheric body—simply does not notice the etheric body,—and dives down at once into the physical. This is a peculiarity of the man of the present time. The nature of the human beings who lived in those early Christian centuries was different. When they awoke from sleep they had a distinct perception: “I am entering a twofold entity: the etheric body and the physical.” They knew that man first passes through the perception of the etheric body, and then only enters into the physical. Thus indeed, in their moment of awakening they had before them—though not a complete tableau of life—still very many pictures of their past earthly life. And they had before them another thing, which I shall describe directly. For if man enters thus, stage by stage, into that which remains lying on the couch, into the etheric and physical bodies,—the result is that the whole period of waking life becomes very different from the experiences which we have in our waking life today. Again, when we consider the moment of falling asleep nowadays, the peculiar thing is this:—when the Ego and astral body leave the physical and etheric, the Ego very quickly absorbs the astral body. And as the Ego confronts the cosmos without any kind of support, being unable at its present stage to perceive anything at all, man as he falls asleep ceases to have perceptions. For the little that emerges in his dreams is quite sporadic. This again was not so in the times of which I am now speaking. The Ego did not at once absorb the astral body; the astral body continued to exist, independently in its own substance, even after the human being had fallen asleep. And to a certain extent, it remained so through the whole night. Thus in the morning the human being awakened not from utter darkness of unconsciousness, but with the feeling:—“I have been living in a world filled with light, in which all manner of things were happening.” Albeit they were only pictures, something was taking place there. It was so indeed: the man of that time had an intermediate feeling, an intermediate sensation between sleeping and waking. It was delicate, it was light and intimate, but it was there. It was only with the beginning of the 14th century that this condition ceased completely in civilised mankind. Now this means that all the souls, of whose life I was speaking the other day, experienced the world differently from the man of the present time. Let us try to understand, my dear friends, how those human beings—that is to say you yourselves, all of you, during that time—experienced the world. The diving down into the etheric and physical body took place in distinct stages. And the effect of this was that throughout his waking life man looked out upon Nature differently. He saw not the bare, prosaic, matter-of-fact world of the senses, seen by the man of modern times, who—if he would make any more of it—can only do so by his fancy or imagination. No, when the man of that time looked out, upon the world of plants, for instance, he saw the flowering meadow land as though there were spread over it a slight and gentle bluish-red cloud-halo. Especially at the time of day when the sun was shining less brightly (not at the height of noon-tide), it was as though a bluish-red light, like a luminous mist with manifold and moving waves and colours, were spread over the flowering meadow. What we see today, when a slight mist hangs over the meadow (which comes of course from evaporated water),—such a thing was seen at that time in the spiritual, in the astral. Indeed every tree-top was seen enveloped in a cloud, and when man saw the fields of corn, it was as though bluey-red rays were descending from the cosmos, springing forth in clouds of mist, descending into the soil of the earth. And when man looked at the animals, he had not merely an impression of the physical shape, but the physical was enveloped in an astral aura. Slightly, delicately, and only intimately, this aura was seen. Nay, it was only seen when the sunshine light was working in a rather gentle way;—but seen it was. Thus everywhere in outer Nature man still perceived the spiritual, working and weaving. Then, when he died, the experience he had in the first days after passing through the gate of death—gazing back upon the whole of his past earthly life—was in reality not unfamiliar to him. As he looked back upon his earthly life directly after death, he had a distinct feeling. He said to himself: Now I am letting go that quality, that aura from my own organism, which goes out into all that I have seen of the aura in external Nature. My etheric body goes to its own home. Such was man's feeling. Naturally all these feelings had been much stronger in more ancient times. But they still existed—though in a slight and delicate form—in the time of which I am now speaking. And when man beheld these things directly after passing through the gate of death, he had the feeling: “In all the spiritual life and movement which I have seen hovering over the things and processes of Nature, the Word of the Father-God is speaking. My etheric body is going to the Father.” And if man thus saw the outer world of Nature differently owing to the different mode of his awakening, so too he saw his own outer form differently than in subsequent ages. When he fell asleep the astral body was not immediately absorbed by the Ego. Now under such conditions the astral body itself is filled with sound. Thus from spiritual worlds there sounded into the sleeping human Ego,—though no longer so distinctly as in ancient times, still in a gentle and intimate way,—all manner of things which cannot be heard in the waking state. And on awakening man had the very real feeling: It was a language of spiritual Beings in the light-filled spaces of the cosmos in which I partook between my falling asleep and my awakening. And when man had laid aside the etheric body a few days after passing through the gate of death, to live henceforth in his astral body, he had once more this feeling: “In my astral body I now experience in a returning course all that I thought and did on earth. In this astral body in which I lived every night during my sleep,-herein I am experiencing all that I thought and did on earth.” Moreover, while he had carried into his awakening moments only a vague and undetermined feeling, he now had a far clearer feeling. Now in the time between death and a new birth, as in his astral body he returned through his past earthly life, he had the feeling: “Behold in this my astral body lives the Christ I only did not notice it, but in reality every night my astral body dwelt in the essence and being of the Christ.” Now man knew, that for as long as he would have to go thus backward through his earthly life Christ would not desert him, for Christ was with his astral body. My dear friends, it is so indeed, whatever may have been one's attitude to Christianity in those first Christian centuries, whether it was like the first group of whom I spoke or like the second, whether one had still lived as it were with the more Pagan strength, or with the weariness of Paganism, one was sure to experience—if not on earth, then after death—the great fact of the Mystery of Golgotha; Christ who had been the ruling Being of the Sun, had united Himself with what lives as humanity on earth. Such was the experience of all who had come in any way near to Christianity in the first centuries of Christian evolution. For the others, these experiences after their death remained more or less unintelligible. Such were the fundamental differences in the experience of souls in the first Christian centuries, and afterwards. Now all this had another effect as well. For when man looked out upon the world of Nature in his waking life, he felt this world of Nature as the essential domain of the Father God. All the spiritual that he beheld living and moving there, was for him the expression, the manifestation and the glory of the Father God. And he felt: This world, in the time when Christ appeared on earth, stood verily in need of something. It was the need that Christ should be received into the substance of the earth for mankind. In relation to all the processes of Nature and the whole realm of Nature, man still had the feeling of a living principle of Christ. For indeed, his perception of Nature, inasmuch as he beheld a spiritual living and moving and holding sway there, involved something else as well. All this which he felt as a spiritual living and moving and holding sway,—hovering in ever-changing spirit-shapes over all plant and animal existence,—all this he felt so that with simple and unbiased human feeling he would describe it in the words: It is the innocence of Nature's being. Yes, my dear friends, what he could thus spiritually see was called in truth: the innocence in the kingdom of Nature. He spoke of the pure and innocent spirituality in all the working of Nature. But the other thing, which he felt inwardly—feeling when he awakened that in his sleep he had been in a world of light and sounding spiritual being—of this he felt that good, and evil too, might there prevail. In this he felt, as it sounded forth from the depths of spiritual being, good spirits and evil spirits too were speaking. Of the good spirits he felt that they only wanted to raise to a higher level the innocence of Nature and to preserve it; but the evil spirits wanted to adulterate with guilt this guiltlessness of Nature. Wherever such Christians lived as I am now describing, the powers of good and evil were felt through the very fact that as man slept the Ego was not drawn in and absorbed into the astral body. Not all who called themselves Christians in that time, or who were in any way near to Christianity, were in this state of soul. Nevertheless there were many people living in the southern and middle regions of Europe, who said: “Verily, my inner being that lives its independent life from the time I fall asleep till I awaken, belongs to the region of a good and to the region of an evil world.” Again and again men thought and pondered about the depth of the forces that bring forth the good and the evil in the human soul. Heavily they felt the fact that the human soul is placed into a world where good and evil powers battle with one another. In the very first centuries of Christianity, such feelings were not yet present in the southern and middle regions of Europe, but in the fifth and sixth centuries they became more and more frequent. Especially among those who received knowledge and teachings from the East (and as we know such teachings from the East came over in manifold ways), this mood of soul arose. It was especially widespread in those regions to which the name Bulgaria afterwards came to be applied. (In a strange way the name persisted even though quite different peoples inhabited these regions). Thus in later centuries, and indeed for a very long time in Europe, those in whom this mood of soul was most strongly developed were called ‘Bulgars.’ ‘Bulgars’—for the people of Western and Middle Europe in the later Christian centuries of the first half of the Middle Ages—Bulgars were human beings who were most strongly touched by this opposition of the good and evil cosmic spiritual powers. Throughout Europe we find the name ‘Bulgar’ applied to human beings such as I have characterised. Now the souls of whom I am here speaking, had been to a greater or lesser degree in this very mood of soul. I mean the souls who in the further course of their development beheld those mighty pictures in the super-sensible ceremony, in which they themselves actively took part,—all of which happened in the spiritual world in the first half of the 19th century. All that they had lived through when they had known themselves immersed in the battle between good and evil, was carried by them through their life between death and a new birth. And this gave a certain shade and colouring to these souls as they stood before the mighty cosmic pictures. To all this yet another thing was added. These souls were indeed the last in European civilisation to preserve a little of that distinct perception of the etheric and the astral body in waking and sleeping. Recognising one another by these common peculiarities of their inner life, they had generally lived in communities. And among the other Christians, who became more and more attached to Rome, they were regarded as heretics. Heretics were not yet condemned as harshly as in later centuries. Still, they were regarded as heretics. Indeed the others always had a certain uncanny feeling about them. They had the impression that these people saw more than other folk. It was as though they were related to the Divine in a different way through the fact that they perceived the sleeping state differently than the others among whom they dwelt. For the others had long lost this faculty and had approached more nearly to the condition of soul which became general in Europe in the 14th century. Now when these human beings—who had the distinct perception of the astral and the etheric body—passed through the gate of death, then also they were different from the others. Nor must we imagine, my dear friends, that man between death and a new birth is altogether without share in what is taking place through human beings on the earth. Just as we look up from here into the spiritual world of heaven, so between death and a new birth man looks down from that world on to the earth. Just as we here partake with interest in the life of spiritual beings, so from the spiritual world one partakes in the experiences of earthly beings upon the earth. After the age which I have hitherto been describing there came the time when Christendom in Europe was arranging its existence under the assumption that man has no longer any knowledge of his astral or his etheric body. Christianity was now preparing to speak about the spiritual worlds without being able to presume any such knowledge or consciousness among men. For you must think, my dear friends, when the early Christian teachers, in the first few centuries, spoke to their Christians—though they already found a large number who were only able to accept the truth of their words by external authority—nevertheless the simpler, more child-like feeling of that time enabled men to accept such words, when spoken from a warm and enthusiastic heart. And of the warmth and enthusiasm of heart with which the men of those first Christian centuries could preach, people today, where so much has gone into the mere preaching-of-words, have no conception. Those however who were still able to speak to souls such as I have described today,—what kind of words could they speak? They, my dear friends, could say: “Behold what shows itself in the rainbow-shining glory over the plants, what shows itself as the desire-nature about the animals,—lo, this is the reflection, this is the manifestation of the spiritual world from which the Christ has come.” Speaking to such men about the truths of spiritual wisdom, they could speak, not as of a thing unknown, but in such a way as to remind their hearers of what they could still behold under certain conditions in the gently luminous light of the sun: The Spirit in the world of Nature. Again when they spoke to them of the Gospels which tell of spiritual worlds and spiritual Mysteries or of the secrets of the Old Testament, then again they spoke to them not as of a thing unknown, but they could say: “Here is the Word of the Testament. It has been written down by human beings, who heard, more fully and clearly than you, the whispered language of that spiritual world in which your souls are dwelling from the time you fall asleep till you awaken. But you too know something of this language, for you remember it when you awaken in the morning.” Thus it was possible to speak to them of the spiritual as of something known to them. In the conversation of the priests or preachers of that time with these men, something was contained of what was already going on in their own souls. So in that time the Word was still alive and could be cultivated in a living way. Then when these souls, to whom one had still been able to speak in the living Word, had passed through the gate of death, they looked down again upon the earth, and beheld the evening twilight of the living Word below. And they had the feeling that it was the twilight of the Logos. “The Logos is darkening”—such was the underlying feeling in their souls. After their life in the 7th, 8th or 9th century (or somewhat earlier) when they had passed through the gate of death again and looked down upon the earth, they felt: “Down there upon the earth is the evening twilight of the living Logos.” Well may there have lived in these souls the Word: “And the Word became flesh and dwelt among us. But human beings are less and less able to afford a home, a dwelling place for the Word that is to live within the flesh, that is to live on upon the earth.” This, I say again, was an underlying mood, it was indeed the dominant feeling among these souls, as they lived in the spiritual world between the 7th or 8th and the 19th or 20th century, no matter whether their sojourn there was interrupted by another life on earth. It remained their fundamental underlying feeling: “Christ lives indeed for the earth, since for the earth He died; but the earth cannot receive Him. Somehow there must arise on earth the power for souls to be able to receive the Christ.” Beside all the other things I have described, this feeling became more and more living in the souls who had been stigmatised during their earthly time as heretics. This feeling grew in them between their death and the coming of a renewed revelation of the Christ—a new declaration of His Being. In this condition of their souls, these human beings—disembodied as they were—witnessed what was happening on earth. It was something hitherto unknown to them, nevertheless they learned to understand what was going on, on earth below. They saw how souls on earth were less and less taken hold of by the spirit, till there were no more human beings left, to whom it was possible to speak such words as these: ‘We tell you of the Spirit whom you yourselves can still behold hovering over the world of plants, gleaming around the animals. We instruct you in the Testament that was written out of the spiritual sounds whose whispering you still can hear when you feel the echo of your experiences of the night.’ This was no more. Looking down from above they saw how different these things were now becoming. For in the development of Christendom a substitute was being introduced for the old way of speaking. For a long time, though the vast majority to whom the preachers spoke had no longer any direct consciousness of the Spiritual in their earthly life, still the whole tradition, the whole custom of their speech came down to them from the older times,—I mean, from the time when one knew, as one spoke to men about the Spirit, that they themselves still had some feeling of what it was. It was only about the 9th, 10th or 11th century that these things vanished altogether. Then there arose quite a different condition, even in the listener. Until that time, when a man listened to another, who, filled with a divine enthusiasm, spoke out of the Spirit, he had the feeling as he listened that he was going a little out of himself. He was going out a little, into his etheric body. He was leaving the physical body to a slight extent. He was approaching the astral body more nearly. It was literally true, men still had a slight feeling of being ‘transported’ as they listened. Nor did they care so very much in those times for the mere hearing of words. What they valued most was the inward experience, however slight, of being transported—carried away. Men experienced with living sympathy the words that were spoken by a God-inspired man. But from the 9th, 10th, or 11th, and towards the 14th century, this vanished altogether. The mere listening became more and more common. Therefore the need arose to make one's appeal to something different, when one spoke of spiritual things. The need arose somehow to draw forth from the listener what one wanted him to have as a conception of the spiritual world. The need arose as it were to work upon him, until at length he should feel impelled even out of his hardened body to say something about the spiritual world. Thus there arose the need to give instruction about spiritual things in the play of question and answer. There is always a suggestive element in questions. And when one asked: What is baptism? Having prepared the human being so that he would give a certain answer; or when one asked: What is Confirmation? What is the Holy Spirit? What are the seven deadly sins?—when one trained them in this play of question and answer, one provided a substitute for the simple elemental listening. To begin with this was done with those who entered the Schools where this was first made possible. Through question and answer, what they had to say about the spiritual worlds was thoroughly brought home to them. In this way the Catechism arose. We must indeed look at such events as this. For these things were really witnessed by the souls who were up there in the spiritual world and who now looked down to the earth. They said to themselves: something must now approach man which it was quite impossible for us to know in our lives, for it did not lie near to us at all. It was a mighty impression when the Catechism was arising down upon the earth. Very little is given when historians outwardly describe the rise of the Catechism, but much is given, my dear friends, when we behold it as it appeared from the super-sensible: “Down there upon the earth men are having to undergo things altogether new in the very depths of their souls; they are having to learn by way of Catechism what they are to believe.” Herewith I have described a certain feeling, but there is another which I must describe to you as follows:—We must go back once more into the first centuries of Christendom. In those times it was not yet possible for a Christian simply to go into a church, to sit down or to kneel, and then to hear the Mass right through from the beginning—from the “Introitus”—to the prayers which follow the Holy Communion. It was not possible for all Christians to attend the whole Mass through. Those who became Christians were divided into two groups. There were the Catechumenoi who were allowed to attend the Mass till the reading of the Gospel was over. After the Gospel the Offertory was prepared, and then they had to leave. Only those who had been prepared for a considerable time for the holy inner feeling in which one was allowed to behold the Mystery of Transubstantiation, only these—the Transubstantii as they were called—were allowed to remain and hear the Mass through to the end. That was a very different way of partaking in the Mass. Now the human beings of whom we have been speaking (who in their souls underwent the conditions I described, who looked down on to the earth and perceived this strange Catechism-teaching, which would have been so impossible for them)—they, in their religious worship too, had more or less preserved the old Christian custom of not allowing a man to take part in the whole Mass till he had undergone a longer preparation. They were still conscious of an exoteric and an esoteric portion in the Mass. They regarded as esoteric all that was done from the Transubstantiation onward. Now once more they looked down and beheld what was going on in the outer ritual of Christendom. They saw that the whole Mass had become exoteric. The whole Mass was being enacted even before those who had not entered into any special mood of soul by special preparation. “Can a man on earth really approach the Mystery of Golgotha, if in unconsecrated mood he witnesses the Transubstantiation?” Such was their feeling as they looked down from the life that takes its course between death and a new birth: “Christ is no longer being recognised in His true being; the sacred ceremony is no longer understood.” Such feelings poured themselves out within the souls whom I have now been describing. Moreover they looked down upon that which became a sacred symbol in the reading of the Mass, the so-called Sanctissimum wherein the Host is carried on a crescent cup. It is a living symbol of the fact that once upon a time the great Sun-Being was looked for in the Christ. For the very rays of the Sun are represented on every Sanctissimum, on every Monstrance. But the connection of the Christ with the Sun had been lost. Only in the symbol was it preserved; and in the symbol it has remained until this day. Yet even in the symbol it was not understood, nor is it understood today. This was the second feeling that sprang forth in their souls, intensifying their sense of the need for a new Christ-experience that was to come. In the next lecture, the day after tomorrow, we will continue to speak of the karma of the Anthroposophical Society. |
13. An Outline of Occult Science: The Essential Nature of Mankind
Tr. Henry B. Monges, Maud B. Monges, Lisa D. Monges Rudolf Steiner |
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Otherwise, one could also speak of consciousness when a piece of iron expands under the influence of heat. Consciousness is present only when, through the effect of heat, the being, for example, inwardly experiences pain. |
[ 19 ] The true nature of the I reveals itself only in the consciousness soul. For while the soul sinks itself into other things in feeling and intellect, as consciousness soul it takes hold of its own being. |
What here like a drop penetrates into the consciousness soul, occult science calls the spirit. Thus the consciousness soul is united with the spirit, which is the hidden in all that is manifest. |
13. An Outline of Occult Science: The Essential Nature of Mankind
Tr. Henry B. Monges, Maud B. Monges, Lisa D. Monges Rudolf Steiner |
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[ 1 ] In the observation of man from the point of view of a supersensible mode of cognition, the general principles of this method become immediately applicable. This observation rests upon the recognition of the “revealed mystery” within the individual human being. Only a part of what supersensible cognition apprehends as the human being is accessible to the senses and to the intellect dependent upon them, namely, the physical body. In order to elucidate the concept of this physical body, our attention must first be turned to that phenomenon which, as the great riddle, lies spread out over all observation of life, that is, to death and, in connection with it, to so-called lifeless nature—the mineral kingdom—which always bears death within it. We have, thereby, referred to facts that are only fully explainable through supersensible knowledge, and to which a large part of this volume must be devoted. Here, however, a few thoughts must first be offered for the sake of orientation. [ 2 ] Within the manifest world, the physical body is the part of man having the same nature as the mineral world. On the other hand, what differentiates man from the mineral cannot be considered as physical body. Especially important in an unbiased consideration is the fact that death lays bare the part of man that, after death, is of the same nature as the mineral world. We can point to the corpse as that part of man subject to the processes of the mineral realm. It can be emphasized that in this member of man's being, the corpse, the same substances and forces are active as in the mineral realm, but it is necessary to emphasize, equally strongly, the fact that at death the decay of the physical body occurs. Yet we are also justified in saying that while it is true that the same substances and forces are active in both the human physical body and the mineral, their activity during life is dedicated to a higher purpose. Only when death has occurred is their activity similar to that of the mineral world. They then appear as they must appear, according to their own nature, namely, as the dissolver of the physical bodily form. [ 3 ] Thus, in man we have to differentiate sharply between the visible and the concealed. For during life the concealed must wage constant battle against the substances and forces of the mineral element in the physical body. When this battle ceases, the mineral activity comes to the fore. We have thereby drawn attention to the point where the science of the supersensible must enter. It must seek that which wages the above-mentioned battle. It is just this that is hidden from sense-observation and is only accessible to supersensible observation. In a later chapter of this work we shall consider how the human being is able to reach the point where this hidden something becomes manifest to him just as the phenomena of the senses are manifest to the ordinary eye. Here, however, we shall describe the result of supersensible observation. [ 4 ] It has already been indicated that the description of the path on which man attains to a higher perception can be of value to him only after he has become acquainted in simple narrative form with the disclosures of supersensible research. For in regard to the supersensible realm it is possible to comprehend what has not yet been observed. Indeed, the right path toward perception is that which proceeds from comprehension. [ 5 ] Even though that hidden something, which in the physical body carries on the battle against disintegration, is only observable by higher perception, yet its effects are clearly evident to the reasoning power that limits itself to the manifest. These effects express themselves in the form or shape into which the mineral substances and forces of the physical body are fashioned during life. This form disappears by degrees and the physical body becomes a part of the rest of the mineral world when death has occurred. Supersensible perception, however, is able to observe, as an independent member of the human entity, what prevents the physical substances and forces during life from taking their own path, which leads to dissolution of the physical body. Let us call the independent member the ether or lifebody.—In order to prevent misunderstandings from the very beginning, two things should be borne in mind concerning this designation of a second member of the human entity. The word “ether” is used here in a sense quite different from the one in use in present day physics, which, for example, designates the vehicle of light as ether. Here, however, the word will be limited to the meaning given above. It will be used for what is accessible to higher perception and for what is recognizable to sense-observation only in its effects, that is through its ability to give a definite form and shape to the mineral substances and forces existing in the physical body. The word “body” also must not be misunderstood. In designating the higher things of existence, it is necessary to use the words of ordinary language, and for sense-observation these words express only the sensory. From the standpoint of the senses, the ether body is, naturally, nothing of a bodily nature, however tenuous we may picture it.1 [ 6 ] Having reached, in the presentation of the supersensible, the mention of this ether body or life body, the point has also been reached where such a concept will have to encounter the opposition of many present-day opinions. The evolution of the human spirit has led to the point where in our age the discussion of such a member of the human organism must be considered as something unscientific. The materialistic mode of thought has reached the point of seeing in the living body nothing but a combination of physical substances and forces, like those to be found in the so-called lifeless body, in the mineral. The combination in the living is supposed to be more complicated than in the lifeless, however. Not so long ago, ordinary science, too, held still other points of view. Whoever has followed the writings of many serious scientists of the first half of the nineteenth century realizes that at that time “real natural scientists” were conscious of the fact that something exists in the living body besides what is present in the lifeless mineral. They spoke of a “life force.” This “life force,” to be sure, is not visualized as having the nature of the lifebody designated here, but an inkling that something of the kind exists, underlies such a concept. This “life force” was thought of as though supplementing in the living body the physical substances and forces as the magnetic force supplements the mere iron in the magnet. Then came the time when this “life force” was discarded from the store of scientific concepts. Purely physical and chemical causes were to suffice for everything. In this respect, a reaction has set in today among many modern scientific thinkers. It is admitted on many sides that the assumption of something similar to “life force” is not, after all, pure nonsense. The scientist who admits this, however, will not be inclined to make common cause with the point of view presented here concerning the life body. It is useless, as a rule, to enter into a discussion, from the standpoint of supersensible knowledge, with people holding such views. It ought rather be the concern of this knowledge to recognize that the materialistic mode of thought is a necessary concomitant phenomenon of the great progress in natural science in our age. This progress rests upon an enormous improvement in the means of sense-observation, and it lies in the nature of man, during his evolution, at times to bring to a certain degree of perfection particular faculties at the cost of others. Exact sense-observation, which has developed so significantly through natural science, caused the cultivation of those human capacities that lead into “hidden worlds” to retreat into the background, but the time has come again when this cultivation is necessary. Acknowledgment of the concealed, however, will not be won by contending against opinions that result with logical accuracy from the denial of the concealed, but by placing the concealed itself in the proper light. Then those for whom “the time has come” will acknowledge it. [ 7 ] It was necessary to speak of this here in order to keep people from assuming that the author is ignorant of the viewpoint of natural science when he speaks of an “ether body” that in many circles is considered as something purely fantastic. [ 8 ] This ether body, then, is a second member of the human entity. For supersensible cognition, it possesses a higher degree of reality than the physical body. A description of its appearance to supersensible perception can only be given in a subsequent chapter of this book after the sense in which such descriptions are to be taken has become clear. For the present it may suffice to say that the ether body penetrates the physical completely and that it is to be looked upon as a kind of architect of the latter. All organs are preserved in their form and shape by means of the currents and movements of the ether body. The physical heart is based upon an “etheric heart,” the physical brain upon an “etheric brain,” and so forth. The ether body is organized like the physical body, only with greater complexity. Wherever in the physical body separated parts exist, in the ether body everything is in living, interweaving motion. [ 9 ] The human being possesses this ether body in common with the plants, just as he possesses the physical body in common with the mineral element. Everything living has its ether body. [ 10 ] Supersensible observation advances from the ether body to a further member of the human entity. In order to aid the student in forming a visualization of this member, it points to the phenomenon of sleep, just as it pointed to the phenomenon of death when it spoke of the ether body. All human endeavor rests upon activity in the waking state, in so far as the manifest is concerned. This activity, however, is only possible if man again and again gathers new strength for his exhausted forces from sleep. Action and thought disappear in sleep; all suffering, all pleasure are submerged for conscious life. As though out of hidden, mysterious depths, conscious forces arise out of the unconsciousness of sleep as man awakens. It is the same consciousness that sinks into shadowy depths when we go to sleep and arises again when we awaken. The power that awakens life again and again out of a state of unconsciousness is, according to supersensible cognition, the third member of the human entity, We may call it the astral body. Just as the physical body is unable to retain its form by means of the mineral substances and forces contained in it, but only by being interpenetrated by the ether body, so likewise the forces of the ether body are unable, by themselves, to illuminate this body with the light of consciousness. An ether body, left entirely to itself, would have to remain in a continuous state of sleep. We might also say: it could only maintain a plant-existence within the physical body. An awakened ether body is illuminated by an astral body. For sense-observation, the activity of the astral body disappears when man sinks into sleep. For supersensible observation, the astral body still exists, but it appears to be separated or withdrawn from the ether body. Sense-observation is not concerned with the astral body itself, but only with its effects within the manifest, and during sleep these effects are not directly present. In the same sense that man has his physical body in common with the minerals, his ether body with the plants, he is, in regard to his astral body, of the same nature as the animals. Plants are in a continuous state of sleep. A person who does not judge accurately in these things can easily fall into the error of ascribing a kind of consciousness also to plants that is similar to that of animals and men in their waking state. That, however, can happen only if he has an unclear idea of the nature of consciousness. It is then stated that if an external stimulus is applied to the plant it makes certain movements like the animal. One speaks of the “sensitivity” of some plants that, for example, contract their leaves if certain outer stimuli act upon them. Yet it is not the characteristic of consciousness that a being reacts to certain stimuli, but that the being experiences something in its inner nature that adds something new to the mere reaction. Otherwise, one could also speak of consciousness when a piece of iron expands under the influence of heat. Consciousness is present only when, through the effect of heat, the being, for example, inwardly experiences pain. [ 11 ] The fourth member of his being that supersensible cognition must ascribe to man has nothing in common with the world of the manifest surrounding him. It is what distinguishes him from his fellow-creatures and through which he is the crown of creation belonging to him. Supersensible cognition forms a conception of this additional member of the human entity by calling attention to the essential difference in the experiences of waking life. This difference appears at once when man realizes that in the waking state he stands, on the one hand, always in the midst of experiences that of necessity come and go, and that, on the other hand, he has experiences in which this is not the case. This becomes especially clear when human and animal experiences are compared. The animal experiences with great regularity the influences of the outer world, and under the influence of heat and cold, pain and pleasure, under certain regularly recurring processes of its body, it becomes conscious of hunger and thirst. The life of man is not exhausted with such experiences. He can develop passions and desires that transcend all this. In the case of the animal it would always be possible, were we able to go far enough, to show where the cause for an action or sensation lies, outside of or within the body. With man this is by no means the case. He can produce desires and passions for whose origin neither the cause within nor without his body is sufficient. We must ascribe a special source to everything that falls within this domain. In the light of supersensible science this source can be seen in the human ego. The ego can, therefore, be called the fourth member of the human entity.—If the astral body were left to itself, pleasure and pain, feelings of hunger and thirst would take place in it; but what would not occur Is the feeling that there is something permanent in all this. Not the permanent as such is here called the “ego,” but what experiences this permanency. We must formulate the concepts precisely in this realm, if misunderstandings are not to arise. With the becoming aware of something enduring something permanent in the change of the inner experiences the dawning of the “ego feeling” begins. The fact that a being feels hunger, for example, cannot give it an ego feeling. Hunger arises when the renewed causes of it make themselves felt within the being in question. It pounces upon its food just because these renewed causes are present. The ego feeling appears when not only these renewed impulses drive the human being to seek food, but when pleasure has arisen at a previous appeasement of hunger and the consciousness of this pleasure has remained, thus making not only the present experience of hunger, but the past experience of pleasure the driving force in the human being's search for food.—Without the presence of the ether body, the physical body would decay. Without the illumination by the astral body, the ether body would sink into unconsciousness. In like manner the astral body would have to let the past sink, again and again, into oblivion, were it not for the “ego” to carry this past over into the present. What death is for the physical body, and sleep for the ether body, oblivion is for the astral body. One might also say that life belongs to the ether body, consciousness to the astral body, and memory to the ego.c1 [ 12 ] It is even easier to fall into the error of ascribing memory to animals than it is to ascribe consciousness to plants. It is very natural to think of memory when a dog recognizes its master whom he has not seen perhaps for a long time. Yet, in reality, this recognition does not rest upon memory, but upon something quite different. The dog feels a certain attraction to its master. This attraction proceeds from the master's personality. This personality causes pleasure in the dog when the master is in its presence, and every time the master's presence reoccurs, it causes a renewal of this pleasure. Memory, however, is only present when a being not only feels with its experiences in the present, but when it retains also those of the past. One might acknowledge this and still fall into the error of thinking that the dog has memory. For it might be said that the dog mourns when its master leaves it, therefore it has retained a memory of him. That also is an incorrect conclusion. Through sharing the master's life, his presence becomes a need to the dog and it, therefore, experiences his absence in the same way that it experiences hunger. Whoever does not make these distinctions, will not arrive at clarity concerning the true relationships of life. [ 13 ] Out of certain prejudices, one might object to this exposition by maintaining that it cannot be known whether or not there exists in the animal anything similar to human memory. Such an objection, however, is the result of untrained observation. Anyone who can observe quite factually how the animal behaves in the complex of its experiences notices the difference between its behavior and that of the human being, and he realizes that the animal's behavior corresponds to the non-existence of memory. For supersensible observation this is quite clear. Yet, what arises as direct experience in supersensible observation may also be known by its effects in this domain through sense-perception permeated by thought activity. If one says that man is aware of his memory through inner soul-observation, something he cannot carry out in the case of the animal, one states something based upon a fatal error. What man has to say to himself about his capacity for memory he cannot derive from inner soul-observation, but only from what he experiences with himself in relation to the things and occurrences of the outer world. Man has these experiences with himself and with another human being and also with animals in exactly the same way. He is blinded by pure illusion when he believes that he judges the existence of memory merely by means of inner observation. The power underlying memory may be called an inner power; the judgment concerning this power is acquired, also in regard to one's own person, through the outer world by directing one's attention to the relationships of life. Just as one is able to judge these relationships in regard to oneself, so one can judge them in regard to the animal. In regard to such things our current psychology suffers from its wholly untrained, inexact ideas, deceptive to a great degree because of errors in observation. [ 14 ] Memory and oblivion signify for the ego what waking and sleeping signify for the astral body. Just as sleep permits the cares and troubles of the day to disappear into nothingness, oblivion spreads a veil over the bad experiences of life, blotting out a part of the past. Just as sleep is necessary for the restoration of the exhausted life forces, so man has to eradicate certain parts of the past from his memory if he is to approach new experiences freely and without bias. But precisely through forgetting, strength develops for perception of the new. Consider certain facts, like that of learning to write. All the details the child has to experience in learning to write are forgotten. What remains is the ability to write. How would man be able to write if at every stroke of the pen all the past experiences in learning to write were to arise again in the soul as memory? [ 15 ] Memory appears in various stages. Its simplest form occurs when a person observes an object and, after turning away, is able to call up its mental image, is able to visualize it. He has formed this image while perceiving the object. A process has taken place between his astral body and his ego. The astral body has aroused the consciousness of the outer impression of the object. Yet knowledge of the object would last only as long as the latter is present, if the ego were not to absorb this knowledge and make it its own.—It is at this point that supersensible perception separates the bodily element from the soul nature. One speaks of the astral body as long as one considers the arising of knowledge of an object that is present. What, however, gives permanence to this knowledge one designates as soul. From what has been said we can see at the same time how closely the human astral body is connected with that part of the soul that gives permanence to knowledge. Both are united into one member of the human entity. This union, therefore, may also be called astral body. If we desire an exact designation, we may call the human astral body the soul body, the soul, in so far as it is united with this soul body, we may call the sentient soul. [ 16 ] The ego rises to a higher stage of its being when it directs its activity toward what it has made its own out of the knowledge of the objects. This is the activity by which the ego severs itself more and more from the objects of perception in order to work within what it has made its own. The part of the soul in which this occurs may be designated the intellectual or mind soul.—It is characteristic of both the sentient and intellectual souls that they work with what they receive through the impressions of the objects perceived by the senses, and what is retained from this in memory. The soul is here completely surrendered to what is external to it. What it makes its own through memory it has also received from outside. But it can pass beyond all this. It is not alone sentient soul and intellectual soul. For supersensible perception it is easiest to give an idea of this passing beyond by pointing to a simple fact, the comprehensive significance of which, however, must be appreciated. This fact is the following: In the whole range of language there is one name that, through its very nature, distinguishes itself from every other name. That name is “I.” Every other name may be given by every man to the object or being to whom it applies. The “I” as designation for a being has meaning only when this being applies it to itself. The name “I” can never resound to the ear of a human being from without as his designation; only the being himself can apply it to himself. “I am an ‘I’ to myself only. For every other person I am a ‘you’ and everyone else is for me a ‘you.’ ” This fact is the outer expression of a deeply significant truth. The true nature of the “I” is independent of all that is external; therefore its name “I” cannot be called to it by anything external. Those religious denominations that have consciously maintained their relationship with supersensible perception designate the “I” as the “Ineffable Name of God.” By using this expression, reference is made to what has been indicated. Nothing of an external nature has access to that part of the soul with which we are concerned here. Here is the “hidden sanctuary” of the soul. Only a being with whom the soul is of like nature can gain entrance there. The God who dwells within man speaks when the soul becomes aware of itself as an I. Just as the sentient and intellectual souls live in the outer world, so a third soul member immerses itself in the Divine when the soul gains a perception of its own being. [ 17 ] The above conceptions may easily be misunderstood as an attempt to identify the I with God. But it has not been stated that the I is God, but only that it is of the same nature and essence as the Divine. Would anyone contend that a drop of water is the sea when he says that the drop is of the same essence or substance as the sea? If we wish to use a comparison, we may say that the drop of water has the same relationship to the sea that the I has to the Divine. Man can find the Divine within himself because his innermost being is drawn from the Divine. Thus he acquires, through this, the third member of his soul, an inner knowledge of himself, just as he gains through his astral body a knowledge of the outer world. Therefore, occult science can call this third member of the soul the consciousness soul; and, in this sense, the soul consists of three members: the sentient soul, the intellectual soul, and the consciousness soul, just as the corporeal part of man consists of three members—the physical body, the ether body, and the astral body. [ 18 ] Psychological errors of observation, similar to those already mentioned concerning the judging of the capacity of memory, make it difficult to gain the proper insight into the nature of the I. Much that people believe they understand can be regarded as a refutation of the above, yet it is in reality a confirmation. This is the case, for example, with the remarks about the I which Eduard von Hartmann makes in his Outline of Psychology 2 “In the first place, consciousness of self is more ancient than the word I. Personal pronouns are a rather late product of the evolution of languages and have only the value of abbreviations. The word I is a short substitute for the speaker's own name, but a substitute that each speaker, as such, uses for himself, no matter by what proper name others may call him. Consciousness of self can be developed in animals and in uneducated deaf and dumb persons to a high degree, even without reference to a proper name. Consciousness of the proper name can fully replace the lack of use of the word I. With this insight the magical nimbus is eliminated which for many people envelops the little word I; it cannot add the slightest thing to the concept of self-consciousness, but receives its whole content solely from the latter.” It is possible to be quite in agreement with such points of view; also with the contention that no magical nimbus be bestowed upon the little word, I, which would only dim a thoughtful consideration of the matter. But the nature of a thing is not decided by the way the verbal designation for this thing has gradually been brought about. The important point is the fact that the essential nature of the ego in self-consciousness is “more ancient than the word I” and that man is compelled to use this little word—endowed with the qualities belonging to it alone—for what he experiences, in his reciprocal relationship with the outer world, differently from the way the animal can experience it. Nothing can be known concerning the nature of the triangle by showing how the “word” triangle has been evolved; likewise, nothing can be decided concerning the nature of the I by knowing how this word has taken form in the evolution of language out of a different verbal usage. [ 19 ] The true nature of the I reveals itself only in the consciousness soul. For while the soul sinks itself into other things in feeling and intellect, as consciousness soul it takes hold of its own being. Therefore this I can be perceived by the consciousness soul only through a certain inner activity. The visualizations of external objects are formed just as these objects come and go, and these visualizations continue to work in the Intellect by means of their own force. But if the I is to observe itself, it cannot simply surrender itself; it must, through inner activity, first lift its being out of its own depths in order to have a consciousness of it. With the perception of the I, with self-contemplation, an inner activity of the I begins. Through this activity, the perception of the I within the consciousness soul has a significance for man quite different from the observation of all that reaches him through the three corporeal members and the two other members of the soul. The force that discloses the I within the consciousness soul is indeed the same force that manifests in all the rest of the world. This force does not, however, appear directly in the body and in the lower members of the soul, but reveals itself by degrees in its effects. The lowest manifestation is the manifestation through the physical body; this then mounts up by stages to what fills the intellectual soul. One might say that, with each step upward, one of the veils that envelop the hidden falls away. In what fills the consciousness soul, the hidden enters unveiled into the innermost temple of the soul. Yet it appears there only like a drop out of the ocean of all-pervading spirituality. Here, however, man must first take hold of this spirituality. He must recognize it in himself, then he will be able to find it also in its manifestations. What here like a drop penetrates into the consciousness soul, occult science calls the spirit. Thus the consciousness soul is united with the spirit, which is the hidden in all that is manifest. If man wishes to take hold of the spirit in all manifestation, he must do it in the same way he takes hold of the ego in the consciousness soul. He must direct the activity that has led him to the perception of this I toward the manifest world. He, thereby, develops to higher stages of his being. He adds something new to the corporeal and soul members. The next thing is that he, himself, also conquer what lies hidden within the lower members of his soul, and this happens through his work on his soul, proceeding from the ego. How man is engaged in this work becomes evident if one compares a person who still surrenders himself to his lower passions and so-called sensual lust, with a noble idealist. The latter develops out of the former if he rids himself of certain low inclinations and turns toward nobler ones. In doing so he has worked on his soul, ennobling and spiritualizing it out of his ego. The ego has become master within the soul-life. This can be carried so far that no desire, no enjoyment can gain entrance into the soul without the I being the power that makes the entrance possible. In this way, the whole soul now becomes a manifestation of the I, as this was previously the case with the consciousness soul alone. In fact, all cultural life and all spiritual human endeavor consists in a work that has as its aim this rulership of the ego. Every human being living in the present age is engaged in this work whether he wants it or not, whether he is conscious of it or not. [ 20 ] Through this work, however, higher stages of the being of man are reached. Through it, man develops new members of his being. These lie as the concealed behind what is manifest to him. Not only can he become master of the soul by working on the latter through the power of the ego so that the soul drives the concealed into manifestation, but he can also extend this work. He can extend it to the astral body. The I thus takes possession of this astral body by uniting itself with the latter's hidden nature. This astral body, overcome and transformed by the ego, may be called the spirit self. (This is what, in connection with oriental wisdom, is called “manas.”) In the spirit self we have a higher member of man's being, one which, so to speak, exists within it as a germ and which emerges more and more as it actively works upon itself.c2 [ 21 ] Just as the human being conquers his astral body by penetrating to the hidden forces standing behind it, so, too, in the course of evolution, does this happen with the ether body. The work upon the ether body is, however, more intensive than the work upon the astral body, for what is concealed in the former is enveloped by two veils, while the concealed in the astral body is veiled by only one. It is possible to form a concept of the difference in the work on these two bodies by pointing to certain changes that can take place in man in the course of his development. Let us call to mind how certain human soul qualities develop when the ego is working upon the soul; how passion and desire, joy and sorrow may change. It is only necessary to think back to the time of childhood. At that time, what was man's source of pleasure? What caused him pain? What has he learned in addition to what he was able to do in childhood? All this is only an expression of the way the ego has gained mastery over the astral body. For this body is the bearer of pleasure and pain, of joy and sorrow. Compare this with how little certain other qualities of man change in the course of time, for example, his temperament, the deeper peculiarities of his character, and so forth. A person, hot-tempered as a child, will often retain certain aspects of this violent temper in later life. This is such a striking fact that there are thinkers who wholly deny the possibility of any change in the fundamental character of a human being. They assume that this is something that remains unchanged throughout life, manifesting in one way or another. Such a judgment is merely based upon lack of observation. Anyone who has the capacity of observing such things can perceive clearly that also man's temperament and character change under the influence of his ego. To be sure, this change is slow when compared with the change in the qualities described above. The relationship between the two kinds of changes may be compared with the advancing of the hour hand of a clock in relation to the minute hand. The forces that bring about this change of character or temperament belong to the hidden realm of the ether body. They are of like nature with the forces that rule in the kingdom of life, that is to say, with the forces of growth and nutrition and those that bring about reproduction. Subsequent explanations in this book will shed the right light upon these matters.—The I is not working upon the astral body if the human being simply gives himself up to pleasure and pain, joy and sorrow, but if the peculiarities of these soul qualities change. Likewise, the work extends to the ether body if the ego applies its activity to the changing of its traits of character, of its temperament, and so forth. Also on this latter change every human being is working, whether he is conscious of it or not. The strongest impulses producing this change in ordinary life are the religious ones. When the I allows the impulses that flow from religion to act upon it again and again, they form within it a power that works right into the ether body and transforms it in much the same way that lesser life-impulses cause a transformation of the astral body. These lesser impulses of life, which come to man through study, contemplation, ennobling of the feelings, and so forth, are subject to the manifold changes of existence; religious experiences, however, imprint upon all thinking, feeling, and willing a uniform character. They shed, as it were, a common, uniform light over the entire soul-life. A man thinks and feels this way today, tomorrow differently. The most varied causes bring this about. But if a person through his religious feelings, whatever they may be, divines something that persists throughout all changes, he will relate his current soul experiences of thinking and feeling to that fundamental feeling just as he does with his soul experiences of tomorrow. Religious creed, therefore, has a far-reaching effect upon the whole soul-life; its influence becomes ever stronger in the course of time, because it works by means of constant repetition. It therefore acquires the power of working upon the ether body.—The influence of true art has a similar effect upon the human being. If, through outer form, through color and tone of a work of art, he penetrates to its spiritual basis with thought and feeling, then the impulses that the I thus receives work down even into the ether body. If we think this thought through to the end we can estimate what a tremendous significance art has for all human evolution. We have referred here only to a few instances that give to the I the impulse to act upon the ether body. There are many similar influences in human life that are not so apparent to the observing eye as those that have been mentioned. But from these it is evident that hidden within man there is another member of his being that the I gradually develops. This member may be called the second spiritual member, the life spirit. (It is called “buddhi” in oriental wisdom.) The expression “life spirit” is the appropriate term for the reason that the same forces are active in what it designates as in the “life body”; only, in these forces, when they manifest themselves as life body, the human ego is not active. If they manifest as life spirit, however, they are permeated by the activity of the I. [ 22 ] The intellectual development of man, his purification and ennobling of the utterances of feeling and will are the measure of his transformation of the astral body in spirit self; his religious and many other experiences imprint themselves upon the ether body and transform it into life spirit. In the usual course of life this occurs more or less unconsciously. On the other hand, what is called initiation of man consists in his being directed by supersensible knowledge to the means that enable him to undertake this work on the spirit self and life spirit in full consciousness. These means will be discussed in later parts of this book. For the present, it was a question of showing that, beside the soul and the body, the spirit is also active within the human being. We shall see later how this spirit, in contrast to the transient body, belongs to the Eternal in man. [ 23 ] The activity of the I is not exhausted with its work upon the astral and ether bodies; it extends also to the physical body. A trace of the influence of the I upon the physical body can be seen when, for example, under certain circumstances a person blushes or turns pale. In this case the I is actually the cause of a process in the physical body. If, through the activity of the I, changes take place in man in respect of its influence upon the physical body, the I is actually united with the hidden forces of this physical body, with the same forces that cause the physical processes to take place. It can be said, then, that the I, through this activity, works upon the physical body. This expression must not be misunderstood. It must not be imagined that this activity is something grossly material. What appears in the physical body as gross matter is only the manifested part of it. Behind this manifested part lie the hidden forces of its being, and these forces are of a spiritual nature. We are not speaking here of work upon a material substance, of which the physical body seems to consist, but of the spiritual work upon the invisible forces that bring this body into existence and allow it to decay. In ordinary life this work of the I on the physical body enters human consciousness indistinctly. Complete clarity of consciousness in this respect is acquired only if man, under the influence of supersensible knowledge, takes this activity consciously in hand. Then the fact emerges that there is still a third spiritual member in man. It is what may be called spirit man, in contrast to the physical man. (In oriental wisdom this spirit-man is called “atma.”) [ 24 ] It is easy to be misled in respect of the spirit man, owing to the fact that in the physical body we see the lowest member of man's being, and it is, therefore, hard to be reconciled to the idea that work on the physical body brings into being the highest member of the human entity. But just because the physical body conceals the active spirit within it behind three veils, the highest form of human endeavor is needed to unite the I with this hidden spirit. [ 25 ] Thus in occult science man presents himself as a being composed of various members. Those of a corporeal nature are the physical body, the ether body, and the astral body. Those belonging to the soul are sentient soul, intellectual soul, and consciousness soul. The I, the ego, spreads out its light within the soul. The members possessing a spiritual nature are spirit self, life spirit, and spirit man. We see from the above descriptions that the sentient soul and the astral body are closely united and in a certain respect form a whole. In a similar manner, consciousness soul and spirit self are a whole, for the spirit flashes up within the consciousness soul and from there rays through the other members of human nature. With this in mind, we can also speak of the following membering of the human being. We may combine astral body and sentient soul into a single member, likewise consciousness soul and spirit self, and the intellectual soul we may call the I, since it partakes of the I nature and, in a certain respect, is already the I that has not yet become conscious of its spiritual nature. We have, therefore, seven members of man: 1. physical body, 2. ether or life body, 3. astral body, 4. I, 5. spirit self, 6. life spirit, and 7. spirit man. [ 26 ] Even for those who are accustomed to materialistic ideas this membering of man according to the number seven would not possess anything “vaguely magical,” which they often ascribe to it, if they but held to the meaning of the above description and did not, from the very outset, themselves introduce this magical element into the matter. It is from the standpoint of a higher form of observing the world and in no other way that we ought to speak of these seven members of man, just as we speak of the seven colors of light or of the seven tones of the scale, (considering the octave as a repetition of the tonic.) Just as light appears in seven colors, and tone in a sevenfold scale, so does the homogeneous human nature appear in the above-mentioned seven members. Just as the number seven in tone and color bears nothing of “superstition” in it, so is this also the case in regard to the sevenfold membering of the human being. (On one occasion, when this question was discussed verbally, it was said that in the case of colors the number seven does not hold good, since beyond red and violet there are other colors that are not visible to the eye. Even in this respect, however, the comparison with the colors agrees, for the being of man extends beyond the physical body on the one side and spirit man on the other, only these extensions are “spiritually invisible” to the spiritual means of observation in the same way that the colors beyond red and violet are invisible to the physical eye. This comment had to be made because the opinion so easily arises that supersensible perception is not particular with respect to natural scientific thinking, that it is amateurish in this regard. But whoever pays strict attention to what is meant by the statements made here will find that, in fact, they are nowhere in contradiction to true natural science—neither when facts of natural science are used for illustration nor when, in the remarks made here, a direct relationship to natural-scientific research is indicated.)
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