218. Spiritual Relation in the Configuration of the Human Organism: Lecture II
22 Oct 1922, Dornach Translator Unknown |
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Those, I mean, were the writers of the Old Testament, where one, for example, said, if one had had bad dreams—I have already drawn attention to this—“the Lord has punished me this night through my kidneys.” The knowledge of certain connections of an abnormal kidney-activity with bad dreams continued, and in the 8th, 9th and 10th centuries, for example, one was still deeply permeated by the conviction, that one becomes heavy through the activity of the kidney. |
218. Spiritual Relation in the Configuration of the Human Organism: Lecture II
22 Oct 1922, Dornach Translator Unknown |
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Today I would like to indicate how everything which can be comprehended about man can serve as a basis which can enable us to take greater connections of history into consideration. So that tomorrow we can go onto understand something in this direction about our present time. The day before yesterday, as you know, I spoke about man himself in his constitution. I would like to do this today from a different point of view. Let us look at man simply, as he stands in life from day to day and From the very ordinary side this time. Man needs nourishment to sustain himself. He has to take up into his own organism what we call substances from nature, from the animal, plant, and also partly from the mineral kingdom. But what man takes into himself from the outer environment undergoes a very powerful change inside his organism. The first one is that when we take up food we receive it ordinarily—at best prepared by cooking—as it is outside in nature, maybe just made ready in some way. Besides that we receive the air through breathing again 'in that state as it exists in our environment. Let us look at first other things, which basically are still more important, as for example light, which we also receive from our surroundings, as it is as light. But also the foodstuff and the air must undergo powerful changes inside our organism, so that they can satisfy and become human, so to say, inside our organism. Described externally the process is very well known today. We take up the food—staying with this now next—perhaps somewhat prepared already, as said before. Next we inwardly digest particularly through the excretion of the glands, through the other digestive apparatus. We take it into us, wash it, saturated with a substance called ptyalin, which is excreted by the salivary glands of the mouth. We then bring the food farther into our digestive apparatus. I don't have to characterise here the way the whole process is taking place. By taking articles of food into ourselves and assimilating them, they will already be somewhat changed in regard to what they are in our surrounding outside. The foodstuffs never could become through outer proceedings what they become inside our organism. We can work at the substances, that present our food in the most different ways inside chemical laboratories—but never can occur there, what happens to the food when we bring it into our stomach and from there into our digestive apparatus. There the foodstuffs change over into something entirely different from what they were outside. First every trace of life is extinguished, so to say. People eat meat. This is taken from the outer surrounding, from the animal kingdom. But by eating it man drives out right away just through the first stage of digestion (varverdauung) I would like to say—and through further digestion all that what these substances present in the body of the animal. Also, all what the vegetable foods—since they were part of a living being in the plant—have as life in themselves, has to be driven out. Only the real mineral particles we take up as outer material substances. Where we add to our meals salt, which is already of an outer mineral substance, if we add sugar, which through outer preparations—though originally it might come out of the organic has been driven so Far, that it has become dead, we have taken up something already dead. These underlie the least transformations in us; they really undergo only a transformation, which one could accomplish already also in an exterior way inside a laboratory. But everything that gets into our organism from the animal or plant kingdom, has to be thoroughly killed, if I want to express myself that way. In our cooking we accomplish also a sort of advance killing by subjecting the food to heat and so on. This is done more thoroughly through our digestion, so that—where our foods have undergone a certain inner development until they get into the bowels, where they have approached these lower digestive organs—essentially all has been driven out what they are externally by being, for example subjected to the etheric body of the plants, by being subjected to the astral body of the animal etc. Consequently it must first be achieved on the way from the mouth to the bowels, that all foodstuffs are dead.
Because, when now the foodstuff gets to the glandular organs, which transmit the articles of food from the bowel into the lymphatic glands and then into the vessels of the blood, on this way back a reviving of the food must take place. The food at first must become dead in us and then must be revived again. We cannot tolerate in our human organism a continuation of that kind of life, which exists in the animal or the plant from which we take the food. We can at most take up the inorganic nature so that it presents us our own laws. We cannot, let us say, eat cabbage, cannot let it arrive during the digestive process at our villous intestines so that the same etheric forces would be present there, which the cabbage has, because it is a plant. The etheric, the astral, what the foods have, these must be first removed. Then, what we receive this way must be taken hold of by our own etheric body, so that it can be revived again. Life of the nourishment inside us, must come from us. And this happens on the way from the intestinal organisation through the vessels toward the heart. So that you can have the picture: where the foodstuffs coming from the mouth reach the intestines, the last traces of the outside world gradually have been lost (see drawing 1, red) but here they will be revived anew on the way to the heart. Being enlivened anew means, that they are taken up by our own etheric body. But now they would have too little of a character of the earthly, if only would happen what I have described to you up to now. Namely we would have to be beings who have a mouth—and a digestive apparatus only up to the heart, and then we would have to begin to be angels, because our ether body would take up the foodstuffs and completely dissolve them. We would not be able to be earthly beings. We would be a kind of mouth flying about with an esophagus attached to it. We would still have a stomach, intestines and heart and then you see, all that would be taken up by our ether body. But then we would be just an ether body and in the ether body the food would then dissipate. We would be able to be earthly beings. That we can be earthly beings is brought about by oxygen which is taken up now from the air. Thus, into what has been permeated by the ether body as foodstuffs oxygen of the air is taken up. Therefore, the possibility stays with us to be earthlike (flesh-like) beings here on earth between birth and death (diagram 1, white). It is oxygen that makes us again into an earthly substance that otherwise would dissipate in our ether body. Oxygen is that kind of substance which brings into the earthly state, what other wise by itself would form only as something etheric. The heart would not yet make us into an earthly human being but would bring us only far enough that we would unite our heart with the ether body and fly around on earth as such angels. But since the heart is connected with the lung and takes up oxygen the food that is taken up is not only etherised but also made earthly. Now the necessity arises that what is taken up by our ether body and is saturated by oxygen, so that we can be earthly human beings, has to be inserted into the astral body. So far, it was not taken up by the astral body, only by the ether body. Now an activity has to be developed that everything that had been formed up to the heart-lung activity, will be taken up by the whole organism; but in such a way that also the astral organism has something to do with it. This is mediated by the human kidney system, which excretes now, what cannot he used of the matter that had been taken up, but leads the remaining into the whole organism on paths which today's physiology does not really describe at all, but which do exist. And now the whole pulp—if I may express myself that way which now already stays alive—it was only completely killed inside the intestinal canal and has now been revived, and saturated by oxygen—is forwarded into the astral body through the activity of the kidney system which extends over the whole organism and radiates everywhere, so that this' astral body can cooperate in the further configuration of all that, what is effected in us through the food. (see diagram 1, yellow) This astral organism in so far as it receives its impulses from the kidney system is in turn connected with the head-sense-system, which, so to say, is like a ceiling above. Kidney-system and head-system together work continuously, so that all which is liquid and dissolving through the activity of the heart, will be formed now into the special organs. We would not have firm organs if only mouth, stomach, intestines, heart and lung were there. But the stomach itself would have to be a dissolving organ movable in itself, the same with the heart, the lung. All that could not be firm. These organs get their configuration through the kidneys, and the kidneys are helped by what comes forth from the head. These organs have not only to be formed during childhood, but continuously because our organs are continuously destroyed. Such an organ as the stomach is completely destroyed in the course of 7–8 years. Its substance is completely demolished, altogether removed, and is always renewed again. There have to be always form—giving forces existent, which renew these organs. Still much more has to be worked on this in childhood. But later on these form—giving forces are also there.
This happens as follows: (diagram 2). The kidney system, which radiates forth these forces on one side would bring these organs about only in a one-sided way. Or, for example, it would form one lobe of the lung in a way that it would be quite well defined backward, but in the front it would dissipate. Here the force of the head must come and meet, so that the frontal surface will be formed by the head; so that the single different forms of the human being are always formed in a way that the kidney radiates forth the forces and that from the head then the forces come and restrain, in order that the organs get contours, that they are rounded. By the head the surfaces are formed at the exterior. But the kidney delivers a kind of radiation into the organism. It is approximately somewhat as if I wanted to build something plastically. I take mortar, or any soft substance, into the hand and then I teach myself to throw the mortar upward (see diagram 2a, yellow—red)
Here you have what man receives, as nourishment driven to the point where it is taken up into the astral body of the human organism. These processes, as I have described them to you, take place also in the animal, though somewhat differently. The animal also has these processes going even still farther in the higher animal. But only indications take place in the lower animal of what is coming now. The higher animals have it, because they were branched off from the human race, they still have it, but it is deformed and degenerated with them. Now something else is radiating into all that which is being formed there. First we have the foodstuff driven to the point where they are killed. Then we get approximately so far that we have the pancreatic gland as one of the last glands which bring the foodstuffs far enough that, while being pushed towards the lymph and being revived, they can be taken up by the ether body; so that then through the communication from the heart towards the kidneys the whole can he driven into the astral body. But now the ego also must be engaged. Everything we have in our organism must be occupied by the ego. I have shown you now how that which unites itself with us is claimed by the etheric and astral organism, how it is taken up by the kidney system, radiating into the astral, and how with the help of nitrogen it is made into an earthly thing. Otherwise we would have to become angels again, if nitrogen were not working in us, which maintains us through the astral body within the earthly realm through the kidney system. But all this would not give us a configuration in which the ego takes part in the whole, if the liver-system would not be there. (see diagram 1) The absorption through the lymphatic vessels is still something that belongs to the heart. As a rule, the heart is that organ, which together with the lung is driving the outer substances into our own etheric organization. From thereon it is the kidney system, which drives them into our astral organization. And then only the liver system with its gall excretion drives the whole into our very ego. The gall and liver-system is also found only in the higher animal kingdom, not with the lower animals, not even the gallic acid will be found with them in the bodily substances. Thus the liver-system then with its peculiar construction of the portal vein and so on—one can also verify this anatomically in every part—conducts the whole now so, that it is taken hold of by the ego. If only that what is radiated out by the kidney were there inside the body, it would be taken up only by the astral body. Because of the liver being there and the gall being excreted by the liver and mixed already with the chyme inside the intestines and the whole is permeated already by the liver products (diagram 1, blue), all this is driven into the ego organism. This way also our ego organism takes part through the liver, which has as its representative essentially hydrogen, in the whole building of the human organization. Man, in fact, has to take up nothing living, nothing astral from outside. All this he has to transform first inside his own organic system in such a way that it can be taken up into his astral and his own etheric being and into his ego-system. Here, we have then the whole normal organization of man. Imagine, how all this has to be in time together. For example the activity of the kidneys must not be interrupted. If this should happen through a shrunken kidney, the astral body will not be engaged. In reality, the reverse is the case: if the astral body does not function in the right way, a shrunken kidney will develop. Therefore, if a shrunken kidney exists, we will have an exact picture with a degenerate heart of that which is going on in the ether body. I have told you last time, that there is even a going in accord of the rhythm. There are always 4 thrusts present in the radiation coming from the kidney (diagram 1, yellow) while what happens in the rounding forces, coming from the head only one thrust is there. That is the same relationship as it is expressed in the relation between respiration and pulse. Therefore, I should say if I may use this comparison again, the rounding forces are 4 times slower here than with the hand. That is the way namely, the organism is doing it. All this must be tuned together in the finest way. Otherwise it will not work. Being ill means, that it is not in tune. Take for example the following: the ether body is completely in order, but the astral body is not strong enough to take up all that is flowing from the heart towards the kidneys and to work it through sufficiently. This can happen through' the etheric body, if it is working too strongly. I had said, the ether body might be all right;, but let us assume now, that it is working too strongly. If this is the case and the astral body is normal, the shrunken kidney can develop with its peculiar consequences. The etheric body being in the right condition and the astral body working too strong the kidney is not engaged enough. What is radiating across, because the astral body is working too strongly, will be claimed by it without the kidney working along in an orderly way in the right regulation. The kidney is put out of use thereby and the shrunken kidney develops. At the same time, because it causes a reaction, this will lead to a generation of the function of the heart and of the heart itself. You see how one can look this way in a summary on what is going on in the human organism and that one can see by the degeneration of the organs how the members of the human being, physical body, etheric body, astral body and ego are not working together in the right way. One has to make it clear for oneself how all these things must be in accord with one another and how they have to work in the right way. Let us assume, for example, that any area of the system of the organs is not permeated in the right way, but wrongly, by any member of the human organism, perhaps by the astral body. This can happen in a twofold way. Either what is coming forth from the kidney-system (as mentioned before, the rounding forces go out from the head, while from the kidney-system come the radiations) is stimulated too strongly, so that really everything that is working from the heart towards the kidney-system will be too much of a stimulation for the kidney system. In such a stimulation, which is too strong, you finally discover the original causes for all inflammation and ulcerations in the human organism. One has to find the way in which anywhere in the organism such an inflammation develops. One has to try there to balance the matter by medication in such a manner that one reduces the too strong effect on the kidney activity.
The simplest means to achieve this is to try to dam the too strong development of radiating inner body warmth, to induce an inner cooling off. Perhaps this might be done with the help of application of substances which are generated in the blossoms (organs) of plants. It is the peculiarity of these substances, which are generated in the blossom organs of plants, that one can counteract inflammations through them and bring about an inner cooling off. Or, it can also be that the plastic activity of the kidney, is working too strongly. Then some tumorous formations will arise. Here the plastic, the rounding off, the crystalising activity—I would like to say—is too great. Then one has to envelop the tumor through warmth from outside (see diagram 3, yellow, red). All tumors are in fact healed from outside. One only has to bring about in the organism, through injections of substances that diffuse in a certain way, the possibility to get the tumor enwrapped by radiation of such substances (diagram, red). If you succeed in getting a radiation into and around the tumor, then it will dissolve, crumble, and stop. If you have an inflammation, you have to bring the remedy into the organ through the digestive apparatus, where the inflammation is located. You have to bring something cooling, by way of the digestive apparatus. An inflammation has to be treated from inside (diagram 3a). One only has to find the way here. Every substance has a specific way of spreading in the human organism. For example there are substances which, given by mouth to a human being, don't pay heed to the esophagus; it doesn't matter at all to them—all the pepsin, ptyalin and so on—they care, for example, only for the heart. To others the heart does not matter: They are conducted first through the stomach, through the heart, to the kidneys, and become active only there. So every substance has its affinity; one only has to apply the right substance. But there are also those substances which, if you vaccinate them, would not pay heed to a stomach-carcinoma at all, but would take care very much, let us say, of a breast carcinoma. Therefore one has to find the way to attack an ulcer or an inflammation internally, to take something on from the outside, to besiege it, as it were. The tumors have to be besieged from outside. Things have to be studied this way, and they must be tuned together in a thorough way. Of course, to do this one has to know the higher members of human nature. It is impossible to talk at all about the kidney if one puts man on the dissecting table, simply, and opens him up after he has died. Then the kidney is lying next to the liver, as far as I am concerned; but what does one know more about the kidney and the liver than that both consist of cells, that both are built up, in different ways, of cells! But the kidney has an intimate. relationship to the astral body and the liver to the ego. That alone gives them their character. Without considering this, it is altogether senseless to define or to consider the whole matter. Now, take an organ like the spleen. Ordinary physiology and medicine don't have much to say about it. You will find in all corresponding textbooks the notation: about the spleen one does not yet have anything to say today. You will find that everywhere, if you look it up. That is not very surprising. You see, the speech genius is really wiser in this respect than science. In this case,—in other cases it is the German speech genius which is extraordinarily wise,—it is the English speech genius who designates the (Milz) as “spleen”. And that is an extraordinarily favorable designation, because the spleen is connected with all those activities of man which go beyond the ego, which approach the spirit-self. The spleen is even directly the organ of the spirit-self. It enters fully into the spiritual realm. Only one must be able to stand. it. Most people cannot take the real spiritual element. Therefore they are not in any way animated through the activity of the spleen to an activity that is spiritual, but become “spleeny”. In reverse, they are tuned down. The “spleen” is nothing other than a spirit which, instead of going into the head, twists itself into the bowels. Therefore “spleen” is an extraordinarily good designation, which points directly towards the spirit, for which the spleen is the corresponding organ. The spleen is effective in bringing about a balance, as presented in the pamphlet,—which has been worked out in our institute of physiology particularly by Fr. Dr. K.,—where the activity of the spleen is presented in relation to the formation of the development of membranes and the whole digestive process. (Dr. Steiner then expressed his disappointment that this, which was being worked out inside the society, did not reach the outside world. Also that the members did not pay attention ...) This is what I want to say today only in parenthesis. Indeed we can understand the human organism only if we understand its higher organization. You see how these things have to fit together. There is something out of order in the organism, if something which does not proceed in the right way works into the astral organism, because in that moment the kidney does not work in the right way, then all the phenomena that follow up a kidney which does not work rightly will appear. But this is not so for man in general, instead, this changes from one era to another. The organization of man is an extremely fine one, but it is not always the same. If we go back a few centuries only—a couple of centuries are not much for the whole of evolution, it seems—then we come to a time where our present age, the real epoch of development of the consciousness soul, has begun. We go back from the 15th, 14th, and 13th centuries into the post-Christian time. It has been so,—as grotesque as this might appear to man today, especially in the civilized world,—that approximately during the whole time from the 4th until the 14th century the activity of the kidney was most important. Since then, the activity of the liver has become that which is most important for the entire nature of man. The anatomy and physiology of man really changes in the course of centuries, and especially of millenniums. One cannot study history if one does not enter into the fine structure of man, so that one knows how such transformations regarding outer phenomena in civilization, such as that from the middle ages into recent time, are also connected with a transformation of the whole human organization. One has to come back again to such matters; otherwise on one side science will always come to a standstill, becoming more and more irreligious and antireligious, since finally it will only grope about with the probe and the dissecting knife, and so on,—and on the other side, there is religious life, which does not have anything to say anymore about the world, but addresses itself only to the egotistic instincts of man for life after death. These things are standing side by side. Our religious attitude of today has simply forgotten that God has created the world, and that one can find everywhere in the things of the world traces of divine creation. But one must not talk of abstract cloudlike changes of civilization in history; one must know how, especially through the delicate human organization, through this tuning in of the infinite fine clockwork of man's organization, the divine, creative forces transform man. As at one time they tighten the strings of the kidney activity somewhat more, then they relax and tighten the strings of the liver-activity, and a completely different music of civilization comes about. Only if we don't restrict ourselves to looking at a God who is separate, but instead follow God into detailed activity, will we arrive at that which mankind needs in the future. Otherwise mankind will finally care only for the abstract, and arrive at a purely materialistic science. Only and solely if we can penetrate into concrete details, the effectiveness of matter in divine creation, will we get where we can permeate religion with science and lead science back to religion. You see, around the turn of the 12th, 13th, and 14th centuries an attitude comes about in Europe, which I have already characterized from very different sides. It is expressed in the legend of the Grail, in the Parsifal legend, in all that has been written by poets like Wolfram von Eschenbach, Hartman von der Aue, Gottfried von Strassburg, and so on. There the motifs emerge. In the Parsifal epic, in the true Parsifal epic one motif especially arises. It consists in the sudden desire, to now present how man has to develop himself towards something one called at that time “Sälde”. It is the feeling of a certain inner sensation of happiness—Sälde—related to what we would call “bliss” but it is not the same. Sälde means being penetrated by a certain feeling of happiness. This emerges and dominates the whole civilization of the 13th and 14th century. All poetic motifs, but in particular the Parsifal motif, are permeated by it and everything strives towards it. One strives towards this Sälde, towards this inner feeling of bliss, which should not be irreligious, or perhaps a state of blissful comfort, but a state of being ensouled with the divine forces of the Creator. Why does this arise? It arises because the transition from the kidney activity to the liver activity takes place. You will be able to understand this if you are aided by physiology. The earlier physiologists, of course, were better physiologists in many respects than the materialistic physiologists of today. Those, I mean, were the writers of the Old Testament, where one, for example, said, if one had had bad dreams—I have already drawn attention to this—“the Lord has punished me this night through my kidneys.” The knowledge of certain connections of an abnormal kidney-activity with bad dreams continued, and in the 8th, 9th and 10th centuries, for example, one was still deeply permeated by the conviction, that one becomes heavy through the activity of the kidney. The activity of the kidney had developed into something like heaviness for man. Of course, one spoke outwardly only about something that became heavy for man. One couldn't quite get out of it. One was stuck to the earthly. And then one sensed that one became penetrated by the gall from the physical side—but in a way that was connected with being “inwardly permeated by Sälde”—as a deliverance, an inner redemption—but it was an inner God-filled feeling of bliss,—a striving away from the dullness of the kidney. It is so, that the kidney also develops an activity of thinking. The kidney develops the dull thought-activity in man via the detour of the ganglious system. This is then connected through induction with the system of the spinal cord and the system of the brain. It develops in particular that kind of thinking which has also played a direct role in the middle ages. One called it at that time “dullness”, (Tumpheit). And this development from Tumpheit to illumination, Sälde; this was what became the motif of Parsifal. Parsifal develops from dullness to Sälde. One must not only look at this in an abstract manner, but one must also look at it with feeling and a sensitivity. In the beginning Parsifal is as one arising out of a culture that has become heavy. One cannot quite get him in movement. Only later, after he has passed through his doubting, does Saelde permeate him. This doubt in him arises through being jolted by the heart-lung system. After he has gone through that, he finds the entry into Sälde. It is possible to follow up into the members of the human organism what has gone on in the larger history of the world. One can say: leading individualities, like those who have fashioned the Parsifal-motif, they were pioneers, the first precursors of the modern human corporeal organization, which has proceeded from the old kidney-activity to the newer liver activity. One must not feel contempt for something like that. One must not say: that is only the lower sensual nature. Even God did not despise the creation of lower matter—in fact, He was its Creator! By the same token we are obliged through cognition, to pursue the divine activity of the creator into the outermost ramifications of what is material. One should not be a dignified historian who describes Parsifal and says: If one describes Parsifal, one must not look at the same time at something so low as the physiological activity of man. The world is a unity, and to understand the great historical connections, one has to be able at the same time to illuminate the different human connections. Men of ancient times, and even up until the Middle Ages, still had traces of such knowledge. You can follow that up in descriptions as that of “Armen Heinrich”, where we see that healings of a moral nature are still occurring, and so on. These matters discussed today should be a preliminary indication of the fact that all human cognition presents a great unity. One can descend from what has to be conceived as the highest religious ideas to something that people often regard as being so low, that they don't want to look at it. Present-day science is guilty of such an attitude, because it does not at all realize that one must follow the spirit into the outmost ramifications of matter. But only then does one learn to understand the world. Only then does one also learn to strive upwards towards a true religious comprehension of the world. Otherwise one generally has just an egotistic point of view, which speculates on the egotistic motives of man, but does not enter into cognition and will lead us into decadence, instead of a renewal of civilization. A new arising of civilization is connected with people receiving Light into themselves and contemplating the world in this Light, and not in darkness. Today's physiology and anatomy, just places people on the dissecting table and looks but at those symptoms which can still be observed in sick people by materialistic science. But this never attains to a real understanding of man. One can say: foodstuff taken up, killed, revived, astralized, transformed into the ego—only then one understands ptyalin, pepsin, in the food that has been taken up and killed, and then transported into the lymphatic glands conveyed to the heart, fired by the heart. The kidneys then radiate through it, and all is astralized, taken up by the liver functioning and conveyed to the Ego. Then the whole can be caught up by the activity of the spleen and then, under certain circumstances the person will be made into an enthusiast, one who receives strength from the spiritual world through the activity of the spleen,—or otherwise he will be made into a “spleeny”, depressive person—one without the will to hold his head upright—through the activity of the spleen—one who only wants to sit on his chair and preFers not to he permeated by the spirit, who does not want to do any thinking. There are many people like—that today. They sit on their chairs, really only a big lump, as if they did not have a head at all. The activity of the spleen, which could be something lofty in man, really has a crushing effect on these people. Instead of enthusiasm, they have “spleen” and the “spleen” appears today already in a variety of forms. But what one needs today is the kind of work that transforms spleen into enthusiasm, into fire so that men do not have a sleepy, but rather a wakeful civilization. This is what should come forth from Anthroposophy: to be awake, to have enthusiasm, to transform cognition into true activity, into deeds, so man does not only know more but will become something through Anthroposophy. Only then has Anthroposophy a goal and can such a goal be truly attained. But to become sleepy through Anthroposophy means that one gives much too much respect to the physical quality of the spleen and that one does not fructify the high spiritual nature of the spleen. But this points towards something that present-day mankind sorely needs. Men need fire, they need enthusiasm, they need to be inspired about something. As long as we cannot do that, as long as we think only about ourselves, we are placing too much value also on that which is excreted by us as urea, uric acid, which is not meant to be contained in the sphere of a cell, of protein—but should be brought into the state of fluctuating protein, which we are in our whole being. Basically we are something like a living, but large cell-like being, that stays in continuous, vivacious movement. Because we have carbon in us, we receive oxygen through the etherisation of the food, we get nitrogen, because the food substances are radiated through by the activity of the kidneys. We receive hydrogen, because the activity of the liver plays into it, and in connection with the activity of the senses, we do also receive sulphur—either the unsuitable one, which is the one mostly discussed today—or the proper sulphur. We really get what is necessary, so we are a living being who consists of protein—carbon, oxygen, nitrogen and also sulphur—but it must he the proper sulphur. (This is related to a joke about a philosopher in Wurzburg, on whose door students had written “sulphur—shack”.) That I don't mean. But man must be alive through and through, through and through ensouled, through and through permeated by spirit. This is something one also can learn, especially if one observes this in the outermost ramifications of matter. Only then will we get a physiology, then also will we get something which can really approach therapeutically the nature of man. |
41b. H. P. Blavatsky's, “The Key to Theosophy”: II. Exoteric and Esoteric Theosophy
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Hence, if there is any spiritual attraction between the two they can communicate, as often occurs in dreams. The difference between a mediumistic and a non-sensitive nature is this: the liberated spirit of a medium has the opportunity and facility of influencing the passive organs of its entranced physical body, to make them act, speak, and write at its will. |
Hence, although there is hardly a human being whose Ego does not hold free intercourse, during the sleep of his body, with those whom it loved and lost, yet, on account of the positiveness and non-receptivity of its physical envelope and brain, no recollection, or a very dim, dream-like remembrance, lingers in the memory of the person once awake.2. |
41b. H. P. Blavatsky's, “The Key to Theosophy”: II. Exoteric and Esoteric Theosophy
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What the Modern Theosophical Society is NotEnq. Your doctrines, then, are not a revival of Buddhism, nor are they entirely copied from the Neo-Platonic Theosophy? Theo. They are not. But to these questions I cannot give you a better answer than by quoting from a paper read on "Theosophy" by Dr. J. D. Buck, F.T.S., before the last Theosophical Convention, at Chicago, America (April, 1889). No living theosophist has better expressed and understood the real essence of Theosophy than our honoured friend Dr. Buck: —
No better or more explicit answer — by a man who is one of our most esteemed and earnest Theosophists — could be given to your questions. Enq. Which system do you prefer or follow, in that case, besides Buddhistic ethics? Theo. None, and all. We hold to no religion, as to no philosophy in particular: we cull the good we find in each. But here, again, it must be stated that, like all other ancient systems, Theosophy is divided into Exoteric and Esoteric Sections. Enq. What is the difference? Theo. The members of the Theosophical Society at large are free to profess whatever religion or philosophy they like, or none if they so prefer, provided they are in sympathy with, and ready to carry out one or more of the three objects of the Association. The Society is a philanthropic and scientific body for the propagation of the idea of brotherhood on practical instead of theoretical lines. The Fellows may be Christians or Mussulmen, Jews or Parsees, Buddhists or Brahmins, Spiritualists or Materialists, it does not matter; but every member must be either a philanthropist, or a scholar, a searcher into Aryan and other old literature, or a psychic student. In short, he has to help, if he can, in the carrying out of at least one of the objects of the programme. Otherwise he has no reason for becoming a "Fellow." Such are the majority of the exoteric Society, composed of "attached" and "unattached" members. [An "attached member" means one who has joined some particular branch of the T. S. An "unattached," one who belongs to the Society at large, has his diploma, from the Headquarters (Adyar, Madras), but is connected with no branch or lodge.] These may, or may not, become Theosophists de facto. Members they are, by virtue of their having joined the Society; but the latter cannot make a Theosophist of one who has no sense for the divine fitness of things, or of him who understands Theosophy in his own — if the expression may be used — sectarian and egotistic way. "Handsome is, as handsome does" could be paraphrased in this case and be made to run: "Theosophist is, who Theosophy does." Theosophists and Members of the "T. S."Enq. This applies to lay members, as I understand. And what of those who pursue the esoteric study of Theosophy; are they the real Theosophists? Theo. Not necessarily, until they have proven themselves to be such. They have entered the inner group and pledged themselves to carry out, as strictly as they can, the rules of the occult body. This is a difficult undertaking, as the foremost rule of all is the entire renunciation of one's personality — i. e., a pledged member has to become a thorough altruist, never to think of himself, and to forget his own vanity and pride in the thought of the good of his fellow-creatures, besides that of his fellow-brothers in the esoteric circle. He has to live, if the esoteric instructions shall profit him, a life of abstinence in everything, of self-denial and strict morality, doing his duty by all men. The few real Theosophists in the T. S. are among these members. This does not imply that outside of the T. S. and the inner circle, there are no Theosophists; for there are, and more than people know of; certainly far more than are found among the lay members of the T. S. Enq. Then what is the good of joining the so-called Theosophical Society in that case? Where is the incentive? Theo. None, except the advantage of getting esoteric instructions, the genuine doctrines of the "Wisdom-Religion," and if the real programme is carried out, deriving much help from mutual aid and sympathy. Union is strength and harmony, and well-regulated simultaneous efforts produce wonders. This has been the secret of all associations and communities since mankind existed. Enq. But why could not a man of well-balanced mind and singleness of purpose, one, say, of indomitable energy and perseverance, become an Occultist and even an Adept if he works alone? Theo. He may; but there are ten thousand chances against one that he will fail. For one reason out of many others, no books on Occultism or Theurgy exist in our day which give out the secrets of alchemy or mediaeval Theosophy in plain language. All are symbolical or in parables; and as the key to these has been lost for ages in the West, how can a man learn the correct meaning of what he is reading and studying? Therein lies the greatest danger, one that leads to unconscious black magic or the most helpless mediumship. He who has not an Initiate for a master had better leave the dangerous study alone. Look around you and observe. While two-thirds of civilized society ridicule the mere notion that there is anything in Theosophy, Occultism, Spiritualism, or in the Kabala, the other third is composed of the most heterogeneous and opposite elements. Some believe in the mystical, and even in the supernatural (!), but each believes in his own way. Others will rush single-handed into the study of the Kabala, Psychism, Mesmerism, Spiritualism, or some form or another of Mysticism. Result: no two men think alike, no two are agreed upon any fundamental occult principles, though many are those who claim for themselves the ultima thule of knowledge, and would make outsiders believe that they are full-blown adepts. Not only is there no scientific and accurate knowledge of Occultism accessible in the West — not even of true astrology, the only branch of Occultism which, in its exoteric teachings, has definite laws and a definite system — but no one has any idea of what real Occultism means. Some limit ancient wisdom to the Kabala and the Jewish Zohar, which each interprets in his own way according to the dead-letter of the Rabbinical methods. Others regard Swedenborg or Boehme as the ultimate expression of the highest wisdom; while others again see in mesmerism the great secret of ancient magic. One and all of those who put their theory into practice are rapidly drifting, through ignorance, into black magic. Happy are those who escape from it, as they have neither test nor criterion by which they can distinguish between the true and the false. Enq. Are we to understand that the inner group of the T. S. claims to learn what it does from real initiates or masters of esoteric wisdom? Theo. Not directly. The personal presence of such masters is not required. Suffice it if they give instructions to some of those who have studied under their guidance for years, and devoted their whole lives to their service. Then, in turn, these can give out the knowledge so imparted to others, who had no such opportunity. A portion of the true sciences is better than a mass of undigested and misunderstood learning. An ounce of gold is worth a ton of dust. Enq. But how is one to know whether the ounce is real gold or only a counterfeit? Theo. A tree is known by its fruit, a system by its results. When our opponents are able to prove to us that any solitary student of Occultism throughout the ages has become a saintly adept like Ammonius Saccas, or even a Plotinus, or a Theurgist like Iamblichus, or achieved feats such as are claimed to have been done by St. Germain, without any master to guide him, and all this without being a medium, a self-deluded psychic, or a charlatan — then shall we confess ourselves mistaken. But till then, Theosophists prefer to follow the proven natural law of the tradition of the Sacred Science. There are mystics who have made great discoveries in chemistry and physical sciences, almost bordering on alchemy and Occultism; others who, by the sole aid of their genius, have rediscovered portions, if not the whole, of the lost alphabets of the "Mystery language," and are, therefore, able to read correctly Hebrew scrolls; others still, who, being seers, have caught wonderful glimpses of the hidden secrets of Nature. But all these are specialists. One is a theoretical inventor, another a Hebrew, i. e., a Sectarian Kabalist, a third a Swedenborg of modern times, denying all and everything outside of his own particular science or religion. Not one of them can boast of having produced a universal or even a national benefit thereby, not even to himself. With the exception of a few healers — of that class which the Royal College of Physicians or Surgeons would call quacks — none have helped with their science Humanity, nor even a number of men of the same community. Where are the Chaldees of old, those who wrought marvellous cures, "not by charms but by simples"? Where is an Apollonius of Tyana, who healed the sick and raised the dead under any climate and circumstances? We know some specialists of the former class in Europe, but none of the latter — except in Asia, where the secret of the Yogi, "to live in death," is still preserved. Enq. Is the production of such healing adepts the aim of Theosophy? Theo. Its aims are several; but the most important of all are those which are likely to lead to the relief of human suffering under any or every form, moral as well as physical. And we believe the former to be far more important than the latter. Theosophy has to inculcate ethics; it has to purify the soul, if it would relieve the physical body, whose ailments, save cases of accidents, are all hereditary. It is not by studying Occultism for selfish ends, for the gratification of one's personal ambition, pride, or vanity, that one can ever reach the true goal: that of helping suffering mankind. Nor is it by studying one single branch of the esoteric philosophy that a man becomes an Occultist, but by studying, if not mastering, them all. Enq. Is help, then, to reach this most important aim, given only to those who study the esoteric sciences? Theo. Not at all. Every lay member is entitled to general instruction if he only wants it; but few are willing to become what is called "working members," and most prefer to remain the drones of Theosophy. Let it be understood that private research is encouraged in the T. S., provided it does not infringe the limit which separates the exoteric from the esoteric, the blind from the conscious magic. The Difference Between Theosophy and OccultismEnq. You speak of Theosophy and Occultism; are they identical? Theo. By no means. A man may be a very good Theosophist indeed, whether in or outside of the Society, without being in any way an Occultist. But no one can be a true Occultist without being a real Theosophist; otherwise he is simply a black magician, whether conscious or unconscious. Enq. What do you mean? Theo. I have said already that a true Theosophist must put in practice the loftiest moral ideal, must strive to realize his unity with the whole of humanity, and work ceaselessly for others. Now, if an Occultist does not do all this, he must act selfishly for his own personal benefit; and if he has acquired more practical power than other ordinary men, he becomes forthwith a far more dangerous enemy to the world and those around him than the average mortal. This is clear. Enq. Then is an Occultist simply a man who possesses more power than other people? Theo. Far more — if he is a practical and really learned Occultist, and not one only in name. Occult sciences are not, as described in Encyclopaedias, "those imaginary sciences of the Middle Ages which related to the supposed action or influence of Occult qualities or supernatural powers, as alchemy, magic, necromancy, and astrology," for they are real, actual, and very dangerous sciences. They teach the secret potency of things in Nature, developing and cultivating the hidden powers "latent in man," thus giving him tremendous advantages over more ignorant mortals. Hypnotism, now become so common and a subject of serious scientific inquiry, is a good instance in point. Hypnotic power has been discovered almost by accident, the way to it having been prepared by mesmerism; and now an able hypnotizer can do almost anything with it, from forcing a man, unconsciously to himself, to play the fool, to making him commit a crime — often by proxy for the hypnotizer, and for the benefit of the latter. Is not this a terrible power if left in the hands of unscrupulous persons? And please to remember that this is only one of the minor branches of Occultism. Enq. But are not all these Occult sciences, magic, and sorcery, considered by the most cultured and learned people as relics of ancient ignorance and superstition? Theo. Let me remind you that this remark of yours cuts both ways. The "most cultured and learned" among you regard also Christianity and every other religion as a relic of ignorance and superstition. People begin to believe now, at any rate, in hypnotism, and some — even of the most cultured — in Theosophy and phenomena. But who among them, except preachers and blind fanatics, will confess to a belief in Biblical miracles? And this is where the point of difference comes in. There are very good and pure Theosophists who may believe in the supernatural, divine miracles included, but no Occultist will do so. For an Occultist practises scientific Theosophy, based on accurate knowledge of Nature's secret workings; but a Theosophist, practising the powers called abnormal, minus the light of Occultism, will simply tend toward a dangerous form of mediumship, because, although holding to Theosophy and its highest conceivable code of ethics, he practises it in the dark, on sincere but blind faith. Anyone, Theosophist or Spiritualist, who attempts to cultivate one of the branches of Occult science — e.g., Hypnotism, Mesmerism, or even the secrets of producing physical phenomena, etc. — without the knowledge of the philosophic rationale of those powers, is like a rudderless boat launched on a stormy ocean. The Difference Between Theosophy and SpiritualismEnq. But do you not believe in Spiritualism? Theo. If by "Spiritualism" you mean the explanation which Spiritualists give of some abnormal phenomena, then decidedly we do not. They maintain that these manifestations are all produced by the "spirits" of departed mortals, generally their relatives, who return to earth, they say, to communicate with those they have loved or to whom they are attached. We deny this point blank. We assert that the spirits of the dead cannot return to earth — save in rare and exceptional cases, of which I may speak later; nor do they communicate with men except by entirely subjective means. That which does appear objectively, is only the phantom of the ex-physical man. But in psychic, and so to say, "Spiritual" Spiritualism, we do believe, most decidedly. Enq. Do you reject the phenomena also? Theo. Assuredly not — save cases of conscious fraud. Enq. How do you account for them, then? Theo. In many ways. The causes of such manifestations are by no means so simple as the Spiritualists would like to believe. Foremost of all, the deus ex machina of the so-called "materializations" is usually the astral body or "double" of the medium or of some one present. This astral body is also the producer or operating force in the manifestations of slate-writing, "Davenport"-like manifestations, and so on. Enq. You say "usually"; then what is it that produces the rest? Theo. That depends on the nature of the manifestations. Sometimes the astral remains, the Kamalokic "shells" of the vanished personalities that were; at other times, Elementals. "Spirit" is a word of manifold and wide significance. I really do not know what Spiritualists mean by the term; but what we understand them to claim is that the physical phenomena are produced by the reincarnating Ego, the Spiritual and immortal "individuality." And this hypothesis we entirely reject. The Conscious Individuality of the disembodied cannot materialize, nor can it return from its own mental Devachanic sphere to the plane of terrestrial objectivity. Enq. But many of the communications received from the "spirits" show not only intelligence, but a knowledge of facts not known to the medium, and sometimes even not consciously present to the mind of the investigator, or any of those who compose the audience. Theo. This does not necessarily prove that the intelligence and knowledge you speak of belong to spirits, or emanate from disembodied souls. Somnambulists have been known to compose music and poetry and to solve mathematical problems while in their trance state, without having ever learnt music or mathematics. Others, answered intelligently to questions put to them, and even, in several cases, spoke languages, such as Hebrew and Latin, of which they were entirely ignorant when awake — all this in a state of profound sleep. Will you, then, maintain that this was caused by "spirits"? Enq. But how would you explain it? Theo. We assert that the divine spark in man being one and identical in its essence with the Universal Spirit, our "spiritual Self" is practically omniscient, but that it cannot manifest its knowledge owing to the impediments of matter. Now the more these impediments are removed, in other words, the more the physical body is paralyzed, as to its own independent activity and consciousness, as in deep sleep or deep trance, or, again, in illness, the more fully can the inner Self manifest on this plane. This is our explanation of those truly wonderful phenomena of a higher order, in which undeniable intelligence and knowledge are exhibited. As to the lower order of manifestations, such as physical phenomena and the platitudes and common talk of the general "spirit," to explain even the most important of the teachings we hold upon the subject would take up more space and time than can be allotted to it at present. We have no desire to interfere with the belief of the Spiritualists any more than with any other belief. The onus probandi must fall on the believers in "spirits." And at the present moment, while still convinced that the higher sort of manifestations occur through the disembodied souls, their leaders and the most learned and intelligent among the Spiritualists are the first to confess that not all the phenomena are produced by spirits. Gradually they will come to recognise the whole truth; but meanwhile we have no right nor desire to proselytize them to our views. The less so, as in the cases of purely psychic and spiritual manifestations we believe in the intercommunication of the spirit of the living man with that of disembodied personalities.1 Enq. This means that you reject the philosophy of Spiritualism in toto? Theo. If by "philosophy" you mean their crude theories, we do. But they have no philosophy, in truth. Their best, their most intellectual and earnest defenders say so. Their fundamental and only unimpeachable truth, namely, that phenomena occur through mediums controlled by invisible forces and intelligences — no one, except a blind materialist of the "Huxley big toe" school, will or can deny. With regard to their philosophy, however, let me read to you what the able editor of Light, than whom the Spiritualists will find no wiser nor more devoted champion, says of them and their philosophy. This is what "M. A. Oxon," one of the very few philosophical Spiritualists, writes, with respect to their lack of organization and blind bigotry: —
Enq. I was told that the Theosophical Society was originally founded to crush Spiritualism and belief in the survival of the individuality in man? Theo. You are misinformed. Our beliefs are all founded on that immortal individuality. But then, like so many others, you confuse personality with individuality. Your Western psychologists do not seem to have established any clear distinction between the two. Yet it is precisely that difference which gives the key-note to the understanding of Eastern philosophy, and which lies at the root of the divergence between the Theosophical and Spiritualistic teachings. And though it may draw upon us still more the hostility of some Spiritualists, yet I must state here that it is Theosophy which is the true and unalloyed Spiritualism, while the modern scheme of that name is, as now practised by the masses, simply transcendental materialism. Enq. Please explain your idea more clearly. Theo. What I mean is that though our teachings insist upon the identity of spirit and matter, and though we say that spirit is potential matter, and matter simply crystallized spirit (e.g., as ice is solidified steam), yet since the original and eternal condition of all is not spirit but meta-spirit, so to speak, (visible and solid matter being simply its periodical manifestation,) we maintain that the term spirit can only be applied to the true individuality. Enq. But what is the distinction between this "true individuality" and the "I" or "Ego" of which we are all conscious? Theo. Before I can answer you, we must argue upon what you mean by "I" or "Ego." We distinguish between the simple fact of self-consciousness, the simple feeling that "I am I," and the complex thought that "I am Mr. Smith" or "Mrs. Brown." Believing as we do in a series of births for the same Ego, or re-incarnation, this distinction is the fundamental pivot of the whole idea. You see "Mr. Smith" really means a long series of daily experiences strung together by the thread of memory, and forming what Mr. Smith calls "himself." But none of these "experiences" are really the "I" or the Ego, nor do they give "Mr. Smith" the feeling that he is himself, for he forgets the greater part of his daily experiences, and they produce the feeling of Egoity in him only while they last. We Theosophists, therefore, distinguish between this bundle of "experiences," which we call the false (because so finite and evanescent) personality, and that element in man to which the feeling of "I am I" is due. It is this "I am I" which we call the true individuality; and we say that this "Ego" or individuality plays, like an actor, many parts on the stage of life. (Vide infra, "On Individuality and Personality.") Let us call every new life on earth of the same Ego a night on the stage of a theatre. One night the actor, or "Ego," appears as "Macbeth," the next as "Shylock," the third as "Romeo," the fourth as "Hamlet" or "King Lear," and so on, until he has run through the whole cycle of incarnations. The Ego begins his life-pilgrimage as a sprite, an "Ariel," or a "Puck"; he plays the part of a super, is a soldier, a servant, one of the chorus; rises then to "speaking parts," plays leading roles, interspersed with insignificant parts, till he finally retires from the stage as "Prospero," the magician. Enq. I understand. You say, then, that this true Ego cannot return to earth after death. But surely the actor is at liberty, if he has preserved the sense of his individuality, to return if he likes to the scene of his former actions? Theo. We say not, simply because such a return to earth would be incompatible with any state of unalloyed bliss after death, as I am prepared to prove. We say that man suffers so much unmerited misery during his life, through the fault of others with whom he is associated, or because of his environment, that he is surely entitled to perfect rest and quiet, if not bliss, before taking up again the burden of life. However, we can discuss this in detail later. Why is Theosophy Accepted?Enq. I understand to a certain extent; but I see that your teachings are far more complicated and metaphysical than either Spiritualism or current religious thought. Can you tell me, then, what has caused this system of Theosophy which you support to arouse so much interest and so much animosity at the same time? Theo. There are several reasons for it, I believe; among other causes that may be mentioned is, firstly, the great reaction from the crassly materialistic theories now prevalent among scientific teachers. Secondly, general dissatisfaction with the artificial theology of the various Christian Churches, and the number of daily increasing and conflicting sects. Thirdly, an ever-growing perception of the fact that the creeds which are so obviously self — and mutually — contradictory cannot be true, and that claims which are unverified cannot be real. This natural distrust of conventional religions is only strengthened by their complete failure to preserve morals and to purify society and the masses. Fourthly, a conviction on the part of many, and knowledge by a few, that there must be somewhere a philosophical and religious system which shall be scientific and not merely speculative. Finally, a belief, perhaps, that such a system must be sought for in teachings far antedating any modern faith. Enq. But how did this system come to be put forward just now? Theo. Just because the time was found to be ripe, which fact is shown by the determined effort of so many earnest students to reach the truth, at whatever cost and wherever it may be concealed. Seeing this, its custodians permitted that some portions at least of that truth should be proclaimed. Had the formation of the Theosophical Society been postponed a few years longer, one half of the civilized nations would have become by this time rank materialists, and the other half anthropomorphists and phenomenalists. Enq. Are we to regard Theosophy in any way as a revelation? Theo. In no way whatever — not even in the sense of a new and direct disclosure from some higher, supernatural, or, at least, superhuman beings; but only in the sense of an "unveiling" of old, very old, truths to minds hitherto ignorant of them, ignorant even of the existence and preservation of any such archaic knowledge.2 Enq. You spoke of "Persecution." If truth is as represented by Theosophy, why has it met with such opposition, and with no general acceptance? Theo. For many and various reasons again, one of which is the hatred felt by men for "innovations," as they call them. Selfishness is essentially conservative, and hates being disturbed. It prefers an easy-going, unexacting lie to the greatest truth, if the latter requires the sacrifice of one's smallest comfort. The power of mental inertia is great in anything that does not promise immediate benefit and reward. Our age is pre-eminently unspiritual and matter of fact. Moreover, there is the unfamiliar character of Theosophic teachings; the highly abstruse nature of the doctrines, some of which contradict flatly many of the human vagaries cherished by sectarians, which have eaten into the very core of popular beliefs. If we add to this the personal efforts and great purity of life exacted of those who would become the disciples of the inner circle, and the very limited class to which an entirely unselfish code appeals, it will be easy to perceive the reason why Theosophy is doomed to such slow, up-hill work. It is essentially the philosophy of those who suffer, and have lost all hope of being helped out of the mire of life by any other means. Moreover, the history of any system of belief or morals, newly introduced into a foreign soil, shows that its beginnings were impeded by every obstacle that obscurantism and selfishness could suggest. "The crown of the innovator is a crown of thorns" indeed! No pulling down of old, worm-eaten buildings can be accomplished without some danger. Enq. All this refers rather to the ethics and philosophy of the T. S. Can you give me a general idea of the Society itself, its objects and statutes? Theo. This was never made secret. Ask, and you shall receive accurate answers. Enq. But I heard that you were bound by pledges? Theo. Only in the Arcane or "Esoteric" Section. Enq. And also, that some members after leaving did not regard themselves bound by them. Are they right? Theo. This shows that their idea of honour is an imperfect one. How can they be right? As well said in the Path, our theosophical organ at New York, treating of such a case: "Suppose that a soldier is tried for infringement of oath and discipline, and is dismissed from the service. In his rage at the justice he has called down, and of whose penalties he was distinctly forewarned, the soldier turns to the enemy with false information, — a spy and traitor — as a revenge upon his former Chief, and claims that his punishment has released him from his oath of loyalty to a cause." Is he justified, think you? Don't you think he deserves being called a dishonourable man, a coward? Enq. I believe so; but some think otherwise. Theo. So much the worse for them. But we will talk on this subject later, if you please.
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214. Esoteric Development: Attainment of Supersensible Knowledge
20 Aug 1922, Oxford Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin |
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In sleep, then, the whole of our being—the head as well as the other parts of the organism—is permeated by an inwardly moving etheric body. And when we dream, perhaps just before waking, we become aware of the last movements in the etheric body. They present themselves to us as dreams. |
214. Esoteric Development: Attainment of Supersensible Knowledge
20 Aug 1922, Oxford Translated by Gertrude Teutsch, Olin D. Wannamaker, Diane Tatum, Alice Wuslin |
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Translator Unknown, revised I should like to respond to the kind invitation to lecture this evening by telling you how, by means of direct investigation, it is possible to acquire the spiritual knowledge which we are proposing to study here in its application to education. I shall be dealing today with the methods whereby super-sensible worlds may be investigated and on another occasion it may be possible to deal with some of the actual results of super-sensible research. But apart from this, let me add by way of introduction that everything I propose to say will refer to the investigation of spiritual worlds, not to the understanding of the facts yielded by super-sensible knowledge. These facts have been investigated and communicated, and they can be grasped by healthy human intelligence, if this healthy intelligence will be unprejudiced enough not to base its conclusions wholly on what goes by the name of proof, logical deduction, and the like, in regard to the outer sense world. On account of these hindrances it is frequently stated that unless one is able oneself to investigate super-sensible worlds, one cannot understand the results of super-sensible research. We are dealing here with what may be called initiation-knowledge—that knowledge which in ancient periods of human evolution was cultivated in a somewhat different form from that which must be fostered in our present age. Our aim, as I have already said in other lectures, is to set out along the path of research leading to super-sensible worlds by means of the thinking and perception proper to our own epoch—not to revive what is old. And precisely in initiation-knowledge, everything depends upon one being able to bring about a fundamental reorientation of the whole human life of soul. Those who have acquired initiation-knowledge differ from those who have knowledge in the modern sense of the word, and not only by reason of the fact that initiation-knowledge is a higher stage of ordinary knowledge. It is, of course, acquired on the basis of ordinary knowledge, and this basis must be there. Intellectual thinking must be fully developed if one wishes to reach initiation-knowledge. But then a fundamental reorientation is necessary; for he who possesses initiation-knowledge must look at the world from an entirely different point of view from one without initiation-knowledge. I can express in a simple formula how initiation-knowledge principally differs from ordinary knowledge. In ordinary knowledge, we are conscious of our thinking, and of all those inner experiences whereby we acquire knowledge, as the subjects of this knowledge. We think, for example, and we believe that we are understanding something through our thoughts. When we conceive of ourselves as thinking beings, we are the subject. We seek for objects, in that we observe nature and human life, and in that we make experiments. We seek always for objects. Objects must press against us. Objects must yield themselves to us so that we may grasp them with our thoughts and apply our thinking to them. We are the subject; that which comes to us is the object. An entirely different orientation is brought about in a man who is reaching out for initiation-knowledge. He has to realize that, as man, he is the object, and he must seek for the subject to this human object. Therefore the complete reverse must begin. In ordinary knowledge we feel ourselves to be the subject and we seek the objects that are outside us. In initiation-knowledge we ourselves are the object and we seek for the subject—or rather in actual initiation-knowledge the subject appears of itself. But that is then a matter of a later stage of knowledge. So you see, even this rather theoretical definition indicates that in initiation-knowledge we must really take flight from ourselves, that we must become like the plants, the stones, the lightning and thunder which, to us, are objects. In initiation-knowledge we slip out of ourselves, as it were, and become the object which seeks for its subject. If I may use a somewhat paradoxical expression—in this particular connection in reference to thinking—in ordinary knowledge we think about things; in initiation-knowledge we must discover how our being is “thought” in the cosmos. These are nothing but abstract principles, but these abstract principles you will now find pursued everywhere in the concrete data of the initiation method. Now firstly—for today we are dealing only with the form of initiation-knowledge that is right and proper for the modern age—initiation-knowledge takes its start from thinking. The life of thought must be fully developed if one wishes to attain initiation-knowledge today. And a good training for this life of thought is to give deep study to the growth and development of natural science in recent centuries, especially in the nineteenth century. Human beings proceed in different ways when they embark upon the quest for scientific knowledge. Some of them absorb the teachings of science with a kind of naiveté, hearing how organic beings are supposed to have evolved from the simplest, most primitive forms, up to man. They formulate ideas about this evolution but pay little heed to their own being, to the fact that they themselves have ideas and in their very perception of outer processes are themselves unfolding a life of thought. But there are some who cannot accept the whole body of scientific knowledge without turning a critical eye upon themselves, and they will certainly come to the point of asking: “What am I myself really doing when I follow the progress of beings from the imperfect to the perfect stage?” Or again, they must ask themselves: “When I am working at mathematics I evolve thoughts purely out of myself. Mathematics in the real sense is a web which I spin out of my own being. I then bring this web to bear upon things in the outer world and it fits them.” Here we come to what I must say is the great and tragic question that faces the thinker: “How do matters stand regarding thinking itself—this thinking that I apply with all knowledge?” Not for all our contemplation shall we discover how matters really stand regarding thought itself, for the simple reason that thinking there remains at the same level. All that we do is to revolve around the axle which we have already formed for ourselves. We must perform something with thinking, by means of what I have described as meditation in my book, Knowledge of the Higher Worlds and its Attainment. One should not have any “mystical” ideas in connection with meditation, nor indeed imagine that it is an easy thing. Meditation must be something completely clear, in the modern sense. Patience and inner energy of soul are necessary for it, and, above all, it is connected with an act that no man can do for another, namely, to make an inner resolve and then hold to it. When he begins to meditate, man is performing the only completely free act there is in human life. Within us we have always the tendency to freedom and we have, moreover, achieved a large measure of freedom. But if we think about it, we shall find that we are dependent for one upon heredity, for another upon education, and for a third upon our life. And ask yourself where we would be if we were suddenly to abandon everything that has been given us by heredity, education, and life in general. If we abandoned all this suddenly, we would be faced with a void. But suppose we undertake to meditate regularly, in the morning and evening, in order to learn by degrees to look into the super-sensible world. That is something which we can, if we like, leave undone any day; nothing would prevent that. And, as a matter of fact, experience teaches that the greater number of those who enter upon the life of meditation with splendid resolutions abandon it again very soon. We have complete freedom in this, for meditation is in its very essence a free act. But if we can remain true to ourselves, if we make an inner promise—not to another, but to ourselves—to remain steadfast in our resolve to meditate, then this in itself will become a mighty force in the soul. Having said this, I want to speak of meditation in its simplest forms. Today I can deal only with principles. We must place at the center of our consciousness an idea or combination of ideas. The particular content of the idea or ideas is not the point, but in any case, it must be something that does not represent any actual reminiscences or memories. That is why it is well not to take the substance of a meditation from our own store of memories but to let another, one who is experienced in such things, give the meditation. Not, of course, because he has any desire to exercise “suggestion,” but because in this way we may be sure that the substance of the meditation is something entirely new for us. It is equally good to take some ancient work which we know we have never read before, and seek in it some passage for meditation. The point is that we not draw the passage from the subconscious or unconscious realms of our own being which are so apt to influence us. We cannot be sure about anything from these realms because it will be colored by all kinds of remains from our past life of perception and feeling. The substance of a meditation must be as clear and pure as a mathematical formula. We will take this sentence as a simple example: “Wisdom lives in the light.” At the outset, one cannot set about testing the truth of this. It is a picture. But we are not to concern ourselves with the intellectual content of the words—we must contemplate them inwardly, in the soul, we must repose in them with our consciousness. At the beginning, we shall be able to bring to this content only a short period of repose, but the time will become longer and longer. What is the next stage? We must gather together the whole human life of soul in order to concentrate all the forces of thinking and perception within us upon the content of the meditation. Just as the muscles of the arm grow strong if we use them for work, so are the forces of the soul strengthened by being constantly directed to the same content, which should be the subject of meditation for many months, perhaps even years. The forces of the soul must be strengthened and invigorated before real investigation in the super-sensible world can be undertaken. If one continues to practice in this way, there comes a day, I would like to call it the great day, when one makes a certain observation. One observes an activity of soul that is entirely independent of the body. One realizes too that whereas one's thinking and sentient life were formerly dependent on the body—thinking on the nerve-sense system, feelings on the circulatory system, and so on—one is now involved in an activity of soul and spirit that is absolutely free from any bodily influence. And gradually one notices that one can make something vibrate in the head—something which remained before totally unconscious. One now makes the remarkable discovery of where the difference lies between the sleeping and waking states. This difference lies in the fact that when one is awake, something vibrates in the whole human organism, with the single exception of the head. That which is in movement in the other parts of the organism is at rest in the head. You will understand this better if I call your attention to the fact that as human beings we are not, as we are accustomed to think, made up merely of this robust, solid body. We are really made up of approximately ninety per cent fluid, and the proportion of solid constituents immersed and swimming in these fluids is only about ten per cent. Nothing absolutely definite can be said about the amount of solid constituents in man. We are composed of approximately ninety per cent water—if I may call it that—and through a certain portion of this water pulsates air and warmth. If you thus picture man as being to a lesser extent solid body and to a greater extent water, air, and the vibrating warmth, you will not find it so very unlikely that there is something still finer within him—something which I will now call the etheric body. This etheric body is finer than the air—so fine and ethereal indeed that it permeates our being without our knowing anything of it in ordinary life. It is this etheric body which in man's waking life is full of inner movement, of regulated movement in the whole of the human organism, with the exception of the head. The etheric body in the head is inwardly at rest. In sleep it is different. Sleep commences and then continues in such a way that the etheric body begins to be in movement also in the head. In sleep, then, the whole of our being—the head as well as the other parts of the organism—is permeated by an inwardly moving etheric body. And when we dream, perhaps just before waking, we become aware of the last movements in the etheric body. They present themselves to us as dreams. When we wake up in a natural way we are still aware of these last movements of the etheric body in the head. But, of course, when there is a very sudden waking, it cannot be so. One who continues for a long time in the method of meditation which I have indicated is gradually able to form pictures in the tranquil etheric body of the head. In the book, Knowledge of the Higher Worlds and Its Attainment, I have called these pictures Imaginations. And these Imaginations, which are experienced in the etheric body independently of the physical body, are the first super-sensible impressions that we can have. They enable us, apart altogether from our physical body, to behold, as in a picture, the actions and course of our life back to the time of birth. A phenomenon that has often been described by people who have been at the point of drowning, namely that they see their life backwards in a series of moving pictures, can be deliberately and systematically cultivated so that one can see all the events of the present earthly life. The first thing that initiation-knowledge gives is the view of one's own life of soul, and it proves to be altogether different from what one generally supposes. One usually supposes in the abstract that this life of soul is something woven of ideas. If one discovers it in its true form, one finds that it is something creative, that it is that which, at the same time, was working in our childhood, forming and molding the brain, and is permeating our whole organism and producing in it a plastic, form-building activity, kindling each day our waking consciousness and even our digestive processes. We see this inwardly active principle in the organism of man as the etheric body. It is not a spatial body but a time-body. Therefore you cannot describe the etheric body as a form in space if you realize your doing so would be the same thing as painting a flash of lightning. If you paint lightning, you are, of course, painting an instant—you are holding an instant fast. The same principle applies to the etheric body of man. In truth, we have a physical space-body and a time-body, an etheric body which is always in motion. We cannot speak intelligently of the etheric body until we have discovered in actual experience that it is a time-body which comes before us in an instant as a continuous tableau of events stretching back to birth. This is what we can first discover in the way of the super-sensible abilities in ourselves. The effect of these inner processes upon the evolution of the soul, which I have described, manifests itself above all in the complete change of mood and disposition of soul in the man who is reaching out for initiation-knowledge. Please do not misunderstand me. I do not mean that he who is approaching initiation suddenly becomes an entirely transformed person. On the contrary, modern initiation-knowledge must leave a man wholly in the world, capable of continuing his life as when he began. But in the hours and moments dedicated to super-sensible investigation, man becomes, through initiation-knowledge, completely different from what he is in ordinary life. Above all, I would like now to emphasize an important moment which distinguishes initiation-knowledge. The more a man presses forward in his experience of the super-sensible world, the more he feels that the influences from his own corporeality are disappearing, that is to say regarding those things in which this corporeality takes part in ordinary life. Let us ask ourselves, for a moment, how our judgments occur in life. We develop as children, and grow up. Sympathy and antipathy take firm root in our life: sympathy and antipathy with appearances in nature, and, above all, with other human beings. Our body takes part in all this. Sympathy and antipathy—which to a large extent have their basis actually in physical processes—enter quite naturally into all these things. The moment he who is approaching initiation rises into the super-sensible world, he passes into a realm where sympathy and antipathy connected with his bodily nature become more and more foreign to him. He is removed from that with which his corporeality connects him. And when he wishes again to take up ordinary life he must, as it were, deliberately invest in his ordinary sympathies and antipathies, which otherwise occurs quite as a matter of course. When one wakes in the morning, one lives within one's body, one develops the same love for things and human beings, the same sympathy or antipathy which one had before. If one has tarried in the super-sensible world and wishes to return to one's sympathies and antipathies, then one must do it with a struggle, one must, as it were, immerse oneself in one's own corporeality. This removal from one's own corporeality is one of the signs that one has actually made headway. Wide-hearted sympathies and antipathies gradually begin to unfold in one who is treading the path to initiation. In one direction, spiritual development shows itself very strongly, namely in the working of the memory and the power of remembering during initiation-knowledge. We experience ourselves in ordinary life. Our memory, our recollection, is sometimes a little better, sometimes a little worse, but we earn these memories. We have experiences, and we remember them later. This is not so with what we experience in the super-sensible worlds. This we can experience in greatness, in beauty, and in significance—it is experienced, then it is gone. And it must be experienced again if it is again to stand before the soul. It does not impress itself in the memory in the ordinary sense. It impresses itself only if one can first, with all effort, bring what one sees in the super-sensible world into concepts, if one can transfer one's understanding to the super-sensible world. This is very difficult. One must be able to think there, but without the help of the body. Therefore one's concepts must be well grounded in advance, one must have developed before a logical, orderly mind and not always be forgetting one's logic when looking into the super-sensible world. People possessed of primitive clairvoyant faculties are able to see many things; but they forget logic when they are there. And so it is precisely when one has to communicate super-sensible truths to others that one becomes aware of this transformation in the memory in reference to spiritual truths. This shows us how much our physical body is involved in the practice of memory, not of thought but of memory, which indeed always plays over into the super-sensible. If I were to say something personal, it would be this: when I give a lecture, it is different from when others give lectures. In others, what is said is usually drawn from the memory; what one learns, what one thinks, is usually developed out of the memory. But he who is really unfolding super-sensible truths must at that very moment bring them to birth. I can give the same lecture thirty, forty, or fifty times, and for me it is never the same. Of course this may happen in other cases too; but at all events the power to be independent of ordinary memory is very greatly enhanced when this inner stage of development is reached. What I have now related to you concerns the ability to bring form into the etheric body in the head. This then makes it possible for a man to see the time-body, the etheric body, stretching back to his birth, bringing about a very particular frame of mind vis-à-vis the cosmos. One loses one's own corporeality, so to speak, but one gradually becomes accustomed to the cosmos. The consciousness expands, as it were, into the wide spaces of the ether. One no longer contemplates a plant without plunging into its growing. One follows it from root to blossom; one lives in its saps, in its flowering, in its fruiting. One can steep oneself in the life of animals as revealed by their forms, but above all in the life of other human beings. The slightest trait perceived in other human beings will lead one into the whole life of the soul, so that during these super-sensible perceptions one feels not within but outside oneself. But one must always be able to return. This is essential, for otherwise one is an inactive, nebulous mystic, a dreamer—not a knower of the super-sensible worlds. One must be able to live in these higher worlds, but at the same time be able to bring oneself back again, so as to stand firmly on one's own two feet. That is why in speaking of these things I state emphatically that for me as for a good philosopher a knowledge of how shoes and coats are sewn is almost more important than logic. A true philosopher should be a practical human being. One must not be thinking about life if one does not stand within it as a really practical human being. And in the case of one who is seeking super-sensible knowledge this is still more necessary. Knowers of the super-sensible cannot be dreamers or fanatics—people who do not stand firmly on their own two feet. Otherwise one loses oneself because one must really come out of oneself. But this coming-out-of-oneself must not lead to losing oneself. The book, Occult Science, an Outline, was written from such a knowledge as I have described. Then the question is whether one can carry this super-sensible knowledge further. This occurs through further cultivating one's meditation. To begin with, one rests with the meditation upon certain definite ideas or a combination of ideas and thereby strengthens one's life of soul. But this is not enough to enter the super-sensible world fully. Another exercise is necessary. Not only is it necessary to rest with definite ideas, concentrating one's whole soul upon them, but one must be able, at will, to drive these ideas out of one's consciousness again. Just as in material life one can look at some object and then away from it, so in super-sensible development one must learn to concentrate on some idea and then to drive it entirely away. Even in ordinary life this is far from easy. Think how little a man has under his control, to be always impelled by his thoughts. They will often haunt him day in and day out, especially if they are unpleasant. He cannot get rid of them. This is a still more difficult thing to do when we have accustomed ourselves to concentrate upon a particular thought. A thought content upon which we have concentrated begins finally to hold us fast and we must exert every effort to drive it away. But after long practice we shall be able to throw the whole retrospective tableau of life back to birth, this whole etheric body, which I have called the time-body, entirely out of our consciousness. This, of course, is a stage of development towards which we must bring ourselves. We must first mature. By the sweeping away of ideas upon which we have meditated, we must acquire the power to rid ourselves of this colossus, this giant in the soul. This terrible specter of our life between the present moment and birth stands there before us—and we must do away with it. If we eliminate it, a “more wakeful consciousness”—if I may so express it—will arise in us. Consciousness is fully awake but is empty. And then it begins to be filled. Just as the air streams into the lungs when they need it, so there streams into this empty consciousness, in the way I have described, the true spiritual world. This is Inspiration. It is an in-streaming not of some finer substance but of something that is related to substance as negative is to positive. That which is the reverse of substance now pours into a human nature which has become free from the ether. It is important that we can become aware that spirit is not a finer, more ethereal substance. If we speak of substance as positive (we might also speak of it as negative, but that is not the point; these things are relative)—then we speak of spirit as being the negative to the positive. Let me put it thus: suppose I have the large sum of five shillings in my possession. I give one shilling away and then have four shillings left. I give another away—three shillings left, and so on until I have no more. But then I can make debts. If I have a debt of a shilling, then I have less than no shilling! If, through the methods that I have described, I have eliminated the etheric body, I do not enter into a still finer ether, but into something that is the reverse of the ether, as debts are the reverse of assets. Only now I know through experience what spirit is. The spirit pours into us through Inspiration; the first thing that we now experience is what was with our soul and with our spirit in a spiritual world before birth, or rather before conception. This is the pre-existent life of our soul-spirit. Before reaching this point we saw in the ether back to our birth. Now we look beyond conception and birth, out into the world of soul and spirit, and behold ourselves as we were before we came down from spiritual worlds and acquired a physical body from the line of heredity. In initiation-knowledge these things are not philosophical truths that one thinks out: they are experiences, but experiences which have to be earned by means of the preparations I have now indicated. The first truth that comes to us when we have entered the spiritual world is that of the pre-existence of the human soul and the human spirit respectively, and we learn now to behold the eternal directly. For many centuries European humanity has had eyes for only one aspect of eternity—namely, the aspect of immortality. Men have asked only this: what becomes of the soul when it leaves the body at death? This question is the egotistical privilege of men, for men take an interest in what follows death from an egotistical basis. We shall presently see that we can speak of immortality too, but at all events men usually speak of it from an egotistical basis. They are less interested in what preceded birth. They say to themselves: “We are here now. What went before has only worth in knowledge.” But one will not win true worth in knowledge unless one also directs one's attention to existence as it was before birth, or rather, before conception. We need a word in modern parlance with which to complete the idea of eternity. For we should not speak only of immortality; we should speak also of Ungeborenheit—Unborn-ness—a word difficult to translate. Eternity has these two aspects: immortality and unborn-ness. And initiation-knowledge discovers unborn-ness before immortality. A further stage along the path to the super-sensible world can be reached if we now try to make our activity of soul and spirit still freer of the support from the body. To this end we now gradually guide the exercises in meditation and concentration to become exercises for the will. As a concrete example, let me lead you to a simple exercise for strengthening the will. It will help you to be able to study the principle here involved. In ordinary life we are accustomed to think with the course of the world. We let things come to us as they happen. That which comes to us earlier, we think of first, and that which comes to us later, we think of later. And even if we do not think with the course of time in more logical thought, there is always in the background the tendency to keep to the outward, actual course of events. Now in order to exercise our forces of spirit and soul we must get free of the outer cause of things. A good exercise—and one which is at the same time an exercise for the will—is to try to think back over our day's experiences, not as they occurred from morning to evening, but backwards, from evening to morning, entering as much as possible into details. Suppose in this backward review we come to the moment when, during the day, we walked up a staircase. We think of ourselves at the top step, then at the one before the top, and so on, down to the bottom. We go down that staircase backwards in thought. To begin with we will only be in the position to visualize episodes of the day in this backward order, say from six o'clock to three o'clock, or from twelve to nine, and so on to the moment of waking. But gradually we shall acquire a kind of technique by means of which, in the evening or the next morning, we are actually in a position to let a retrospective tableau of the experiences of the day or the day before pass before our soul in pictures. If we are in the position—and we will arrive at it—to free ourselves completely from the kind of thought which follows three-dimensional reality, we will see what a tremendous power our will becomes. We will reach this also if we can arrive at the position where we can experience the notes of a melody backwards, or visualize a drama in five acts, beginning with the fifth, then the fourth, and so on, to the first act. Through all such exercises we strengthen the power of will, for we invigorate it inwardly and free it from its bondage to events in the material world. Here again, exercises I have indicated in previous lectures can be appropriate if we take stock of ourselves and realize that we have acquired this or that habit. We now take ourselves firmly in hand and apply an iron will in order within two years or so to have changed this particular habit into a different one. To take only a simple example: something of a man's character is contained in his handwriting. If we strain ourselves to acquire a handwriting bearing no resemblance to what it was before, this takes a strong inner force. Now this second handwriting must become quite as much a habit, just as fluent as the first. That is only a trivial matter but there are many things whereby the fundamental direction of our will may be changed through our own efforts. Gradually we bring it to the point where not only is the spiritual world received in us as Inspiration, but actually our spirit, freed from the body, is submerged in other spiritual beings outside of us. For true spiritual knowledge is a submerging in spiritual beings who are spiritually all around us when we look back at physical phenomena. If we would know the spiritual, we must first, as it were, get outside ourselves. I have already described this. But then we must also acquire the ability to sink ourselves into things, namely into spiritual things and spiritual beings. We can do this only after we also practice such initiation exercises as I have described, bringing us to the point where our own body is no longer a disturbing element but where we can submerge ourselves in the spirituality of things, where the colors of the plants no longer merely appear to us, but where we plunge into the colors themselves; where we do not only color the plants, but see them color themselves. Not only do we know that the chicory blossom growing by the wayside is blue, when we contemplate it; but we can submerge ourselves inwardly in the blossom itself, in the process whereby it becomes blue. And from that point we can extend our spiritual knowledge more and more. Various symptoms will indicate that these exercises have really been the means of progress. I will mention two, but there are many. The first lies in the fact that we receive a way of viewing the moral world completely different from before. For pure intellectualism, the moral world has something unreal about it. Of course, if a man has abided by the laws of decent behavior in the age of materialism, he will feel it incumbent upon him to do what is right according to well-worn tradition. But even if he does not admit it, he thinks to himself: when I do what is right, there is not so much taking place as when lightning strikes through space or when thunder rolls across the sky. He does not think it real in the same sense. But when one lives within the spiritual world one becomes aware that the moral world-order not only has the reality of the physical world, but has a higher reality. Gradually one learns to understand that this whole age with its physical constituents and processes may perish, may disintegrate, but that the moral influences which flow out of us strongly endure. The reality of the moral world dawns upon us. The physical and the moral world, “being” and “becoming,” become one. We actually experience that the world has moral laws as objective laws. This increases responsibility in relation to the world. It gives us a totally different consciousness—a consciousness of which present-day humanity stands in sore need. For modern mankind looks back to the earth's beginning, where the earth is supposed to have been formed out of a primeval mist. Life is thought to have arisen out of the same mist, then man himself, and from man—as a Fata Morgana—the world of ideas. Mankind looks ahead to a death of warmth, to a time when all that mankind lives within must become submerged in a great tomb, and they need a knowledge of the moral world-order which can only be received fundamentally through fully obtaining spiritual knowledge. This I can only indicate. But the other aspect is that one cannot reach this Intuitive knowledge, this submerging in outer things, without passing through intense suffering, much more intense than the pain of which I had to speak when I characterized Imaginative knowledge, when I said that through one's own efforts one must find the way back into one's sympathies and antipathies—and that inevitably means pain. But now pain becomes a cosmic experiencing of all suffering that rests upon the ground of existence. One can easily ask why the Gods or God created suffering. Suffering must be there if the world is to arise in its beauty. That we have eyes—I will use popular language here—is simply due to the fact that to begin with, in a still undifferentiated organism, the organic forces were excavated which lead to sight and which, in their final metamorphosis, become the eye. If we were still aware today of the minute processes which go on in the retina in the act of sight, we should realize that even this is fundamentally the existence of a latent pain. All beauty is grounded in suffering. Beauty can only be developed from pain. And one must be able to feel this pain, this suffering. Only through this can we really find our way into the super-sensible world, by going through this pain. To a lesser degree, and at a lower stage of knowledge, this can already be said. He who has acquired even a little knowledge will admit to you: for the good fortune and happiness I had in life, I have my destiny to thank; but only through pain and suffering have I been able to acquire my knowledge. If one realizes this already at the beginning of a more elementary knowledge, it can become a much higher experience when one becomes master of oneself, when one reaches out through the pain that is experienced as cosmic pain to the stage of “neutral” experience in the spiritual world. One must work through to a point where one lives with the coming-into-existence and the essential nature of all things. This is Intuitive knowledge. But then one is also completely within an experience of knowledge that is no longer bound to the body; thus one can return freely to the body, to the material world, to live until death, but now fully knowing what it means to be real, to be truly real in soul and spirit, outside the body. If one has understood this, then one has a picture of what happens when the physical body is abandoned at death, and what it means to pass through the gate of death. Having risen to Intuitive knowledge, one has foreknowledge, which is also experience, of the reality that the soul and spirit pass into a world of soul and spirit when the body is abandoned at death. One knows what it is to function in a world where no support comes from the body. Then, when this knowledge has been embodied in concepts, one can return again to the body. But the essential thing is that one learns to live altogether independently of the body, and thereby acquires knowledge of what happens when the body can no longer be used, when one lays it aside at death and passes over into a world of soul and spirit. And again, what results from initiation-knowledge on the subject of immortality is not a philosophical speculation but an experience—or rather a pre-experience—if I may so express myself. One knows what one will then be. One experiences, not the full reality, but a picture of reality, which in a certain way corresponds with the full reality of death. One experiences immortality. Here too, you see, experience is drawn into and becomes part of knowledge. I have tried now to describe to you how one rises through Imagination to Inspiration and Intuition, and how one finally through this becomes acquainted with one's full reality. In the body one learns to perceive oneself, so long as one remains within that body. The soul and spirit must be freed from the body, for then one becomes for the first time a whole man. Through what we perceive through the body and its senses, through the ordinary thinking which, arising from the sense-experiences, is bound up with the body, especially with the nerve-sense system, one becomes acquainted with only a limb of man. We cannot know the whole, full man unless we have the will to rise to the modes of knowledge which come out of initiation-science. Once again I would like to emphasize: if these things are investigated, everyone who approaches the results with an unprejudiced mind can understand them with ordinary, healthy human reason—just as he can understand what astronomers or biologists have to say about the world. The results can be tested, and indeed one will find that this testing is the first stage of initiation-knowledge. For initiation-knowledge, one must first have an inclination towards truth, because truth, not untruth and error, is one's object. Then one who follows this path will be able, if destiny makes it possible, to penetrate further and further into the spiritual world during this earthly life. In our day, and in a higher way, the call inscribed over the portal of a Greek temple must be fulfilled: “Man, know thyself!” Those words were not a call to man to retreat into his inner life but a demand to investigate into the being of man: into the being of immortality = body; into the being of unborn-ness = immortal spirit; and into the mediator between the earth, the temporal, and the spirit = soul. For the genuine, the true man consists of body, soul, and spirit. The body can know only the body; the soul can know only the soul; the spirit can know only the spirit. Thus we must seek to find active spirit within us in order to be able to perceive the spirit also in the world. |
69c. Christ in the 20th Century
06 May 1912, Cologne Translator Unknown |
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Of course, those who adopt the modern view that every last facet of humanness gradually evolved from nature's lower orders, from animals, and rose by stages from the most primitive to ever higher animal forms, are bound to consider the Gnostic doctrine a fantastic dream. But Gnostics, too, traced evolution back even further than does the modern natural scientist. They said that we find a period in ancient times in which all animals, even the highest, were present on the earth, and man could have seen them if he too had been there at that time. |
Thus, it was possible for a humanity recently descended from spiritual heights to experience the secrets of the spiritual world in what may be called a clairvoyant dream-state. Evolutionary progress meant, however, an ever-deepening descent of man into physical existence, accompanied by an ever further loss of that ancient clairvoyant capacity, though this need not be thought of as a tragedy. |
69c. Christ in the 20th Century
06 May 1912, Cologne Translator Unknown |
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Nowadays, anyone who lectures on the Christ runs into quite a variety of viewpoints. These fall roughly into two main groups, and a speaker must take them into account, especially if he plans to talk on the subject in the sense intended for this evening's lecture. That is, in the same sense in which other questions and other problems have been dealt with here before. I am referring, of course, to the spiritual scientific or anthroposophical viewpoint. The first group of views is one that bases itself firmly on the premise that Christ is a real force in life. This might be called the religious viewpoint, which all the Christian confessions share in common. We will find on closer study however that no matter how liberal and tolerant it may seem in some respects, it has little use for any but its own view of the Christ. The various proponents of the religious standpoint are simply unwilling to grant that any progress in thinking about Christ is possible. The other viewpoint is also one held by thoroughly dedicated modern searchers after truth. In accordance with a certain scientific trend, it maintains that a study of the Christ event, of what is reported to have taken place in Palestine at the beginning of the Christian era, if pursued with the same reliable historical methods that are applied to the study of other events, does not bear out the assumptions made about the Christ. We realize that this way of looking at things has long been gaining favor. We also know that in the course of recent centuries increasing emphasis has been laid on comparing the Gospels, and that the discrepancies people have discovered in them have forced them to conclude that the Gospels could not be taken as historical documents. After a long period of trying to distill a somewhat reliable picture of Christ Jesus from the Gospel accounts, there have come to be many people today, both in Germany and elsewhere, who cannot reconcile speaking of a historical Jesus or of a historical Christ Event with their scientific consciences. So we find present day positions ranging all the way from a separating out of those facts in the Gospels that can be historically proven, to out-and-out rejection of the historical Christ Jesus. This has given rise to the opinion that, though Christ may still live today for religious-minded people who feel that their faith lifts them to Him, for an ever more rigorously developing science the Christ idea, the concept of Christ, must vanish entirely. Many people are presently convinced that the Christ force will not continue to play any role at all in future, though these same people do not by any means believe that the day will ever come when religion will be lost to humanity. Certain facts of the time, however, make it seem unlikely that the belief I have referred to will be proven true, for we can note a strange phenomenon. In our day, it is by no means only the religious-minded and people of feeling, for whom the Gospels have shown themselves a source of uplift and of schooling, who speak of something in the nature of a Christ idea. Earnest, educated, truth-loving men are putting their whole souls into pointing to something that can only be identified as Christ. It is characteristic that the modern American freethinker, Ferguson, voicing what many of his contemporaries feel, can say that Christ is again “the pioneer of a new age” who will unite Europe and America and look with profoundest understanding into the soul of every human being—that He is the one and only right man for the present. Ferguson, a person otherwise famed for his free-thinking views, speaks of Christ exactly as though He went about from one man to the next wielding direct influence upon us. Freethinking spirits are thus beginning to feel the Christ Being directly related to modern humanity. Even though little attention is paid to it as yet, we will find that this tendency, this searching for a force that can only be called the Christ, will make sure headway. John Fiske, a man who did his utmost to further Darwinism in America, stated that all religions assert two basic truths. The first is that all things are related. This is a truth proclaimed by every religion, one that no thoughtful person can deny. The second truth is that what we call good and evil derives from forces external to the human spirit. I quote these men expressly because they are both personalities whose whole thinking and feeling are firmly rooted in the present, but they do not rest satisfied with an external view of things. Instead, they have worked their way through to deeper forces of existence. The forces at work in the world are not just physical and chemical: they are also spiritual in nature. For one who takes his stand on a spiritual-scientific view of the world, the concept of Christ just characterized appears to be merely a first dawn glimmering, a preparation for something quite different still to come. I hope I will not be misunderstood in speaking as I have of this preparatory, Twentieth Century form of the Christ concept. Spiritual science has to steer clear of any taint of sectarianism and other such attitudes because they simply do not belong to this age. The spiritual scientist takes the same attitude in speaking of what is to come in human evolution as does the natural scientist who predicts an eclipse of the moon or a transit of Venus: he is not assuming a prophetic role. There are forces in life that can be spiritually investigated in exactly the same sense that natural forces operative in the physical world can be investigated. It will be helpful to gain a perspective on the past history of the Christ idea, which has indeed undergone tremendous changes through the centuries. If we follow it back to its origin, we come upon a strange fact of the early days. We find popular Christianity spreading through the regions ruled by Rome in a way that enables us to say that, while the old Roman culture developed among the upper levels of the population and then grew decadent, we see those on whom life left its mark, those whose lot it was to suffer, slowly and gradually finding their way into popular Christianity. Jesus of Nazareth is increasingly idealized, to the point that he is looked on as divine. The various confessions that made up this popular Christianity tended more to feeling than to thoughts and concepts. But alongside this popular form we find those most enlightened spirits of the time who concerned themselves with Christianity devoting their loftiest ideas, their most significant concepts, to answering the question, “Who, actually, is this Christ?” Let us single out, from the abundance of answers given by these illumined spirits, one or two for consideration here. In Gnosticism, a form of thought to which anthroposophy by no means advises returning but simply studies as a phenomenon of past history, we find many different shadings of certain lofty concepts, all centering in an attempt to grasp the Christ idea. In the main, it can be characterized by saying that this Gnosticism, this longing to grasp the Christ idea with the help of the Ioftiest concepts, is a most marvelous form of spiritual development. Of course, those who adopt the modern view that every last facet of humanness gradually evolved from nature's lower orders, from animals, and rose by stages from the most primitive to ever higher animal forms, are bound to consider the Gnostic doctrine a fantastic dream. But Gnostics, too, traced evolution back even further than does the modern natural scientist. They said that we find a period in ancient times in which all animals, even the highest, were present on the earth, and man could have seen them if he too had been there at that time. The Gnostics, however, had in mind a period of evolution in which the human kingdom had not yet appeared, but they did not conclude from this that men developed out of animals, but rather that they descended later from the spiritual world. They maintained that animals. plants and minerals had also descended from the spirit. had materialized out of spiritual realms, so that we have to ascribe a spiritual origin to animals, plants and minerals as well. But there was a period when man had not yet taken on physical form, a time when he was still waiting in the spiritual world for the moment when the earth provided certain other conditions such as would make human life possible here. This does not mean that man was not in existence at that time. Man did exist: not, however, as a visible entity, but as a spiritual one. He lived in the spiritual environment of the earth, but had not yet descended onto it, for the conditions of that ancient time were not such as would have made human development possible. Thus, the Gnostics assumed that there was a most important moment, later than that of the descent of the other kingdoms when titan descended to the earth. It was the Gnostic conviction that if man had incarnated with the other lesser kingdoms, one all-important facet of his being, that is the capacity we know as free, independent human thinking would not have developed. In short, man would lack his true human ego that works front a central focus outward into the world and develops between birth and death. The animal's development is kept within certain limits, but man is capable of progressing in an entirely different way as a result of education and experience. In order to achieve this, said the Gnostic, man entered into a more intimate connection with the element of matter than he would have done if he had remained an unfree being, dependent, as the other creatures around him were on his endowment at birth. Man plunged more deeply into matter in order to become less dependent on what he brought into existence with him. Gnosticism held that this deeper involvement in matter took place at a certain moment in very early times, that is, the moment the Bible pictures as the Fall, meaning thereby the fall into matter just described. But by no means every impulse inherent in human nature was believed to have joined in that descent; instead, something of a superhuman element remained in the spiritual world. While mankind was experiencing all this, something that was part of man but did not accompany him in his descent because he plunged so deeply into physical embodiment stayed on in spiritual worlds. Thus, there was still present in the world above a part of man that had dwelt there when all humanity still lived as one in realms of spirit. On the basis of these assumptions the Gnostics then proceeded to study the Christ Event. A certain moment, described in the Bible as the baptism by John, was of special interest to them. They felt that the human being whose development brought him to that baptism was indeed a most extraordinary man, but nevertheless just a human being. After he had been baptized, something occurred that is hard for modern minds to grasp. Perhaps we can think of it in the sense that many a person has had something happen to him at a certain moment about which he could only say that his whole life was changed in consequence. Many people date their lives from such a moment, feeling it to have been one in which they were spiritually reborn. This is something that can happen to any and every human being. If one pictures this experience raised to a unique and ultimate peak, one understands how the Gnostics felt about the baptism by John in the River Jordan. That element of humanness that had been part of man front the earliest beginnings of his race but which had been waiting in the spiritual world, now left that realm and made its way down to earth, to take up its abode in the unique human being, Jesus of Nazareth. For the next three years Jesus of Nazareth was not just a changed human being. He was one in whom that reserved element of humanness, held over from the very beginning of man's earth life, had come to dwell for the eventual fructification of humanity. In other words, Jesus of Nazareth became the bearer of the superhuman being, Christ for the three years of His earthly life. So the Gnostics held that what had hitherto dwelt in the spiritual world had come into a human body, like a seed planted in the earth. Like a planted seed, which must decompose in order to germinate, this spiritual impulse entering the earth had to pass away in order to spring, seed-like, into hundred-arid thousand-fold fruitfulness. This spiritual element had to pass through death exactly as a seed dies. Far from failing to bear, it poured itself into earth's spiritual-evolutionary stream, where it will be found living on in many kinds of fruiting. So we find in the Gnostic doctrine a pre-history of mankind leading up to the moment of Christ's coming and a post-history following upon the Event of Golgotha. It is history centered in the living action of the Christ impulse as Christ enters into human souls. To the Gnostic, the Christ impulse was history indeed history's whole content and the source of its ongoingness. If this view sounds alien to the contemporary mind, it must be stated that precisely modern natural science, whose ideas are colored by materialism only now at the outset, will press forward ever more vigorously to an understanding and eventual grasping of the reality that underlay the Gnostic concept. In order to show how close the present is to taking up again what Gnosticism offered, let me just point out the following—something that is of course only an elementary first step. Science has thought for a long time that it stands on a solid footing. Basing itself on a truly impressive Darwinism, it felt impelled to assert that everything human developed out of animal origins, and that the driving force behind that development was the “struggle for survival.” It said that all the various creatures were launched into life together, but fell to fighting, with the not too surprising result that, as time went on, the more perfect species got the better of the less perfect. Man was the final product of this perfecting process. “The survival of the fittest” became the slogan of the Darwinists. Now, however, researchers are finding themselves forced to adopt quite a different concept in their honest searching of facts. They are now saying that as we study man afresh and compare him with the most developed animals, we can by no means assume that he evolved in straight-line descent from these species. Instead, we have to trace him back to a primeval form no longer to be found upon the earth. These researchers now believe that such a primeval form once existed and that while man and animal both evolved front it, they did so in two different directions. Outstanding investigators have brought forth a further fact. They put the question: How could man develop as differently as he has when all the while animals, too, were evolving? Strange to say, they have not hit upon a “fight for survival.” They assume that man and his form were in a specially protected place where he could continue under the same conditions which originally brought forth that form, whereas all other creatures were caught up in a downward trend. Thus, man today is being traced back to an invisible primeval form that developed as it did because it was protected in a realm where man did not have to take part in a struggle to survive. These researchers subscribe to only one remaining fiction. They believe the protecting realm to have been a physically perceptible locality. Gnosticism, too. assumes just such a primeval form. But instead of picturing it as having existed on the physical plane, it assigns it to the spiritual world, which was, in fact, able to afford it protection. If one can conceive the idea that man was a late-corner to the earth, one can also conceive the following thought. Tracing the course of history, we find that a hitherto undivided human race split up into various nations and races and that many different confessions came into being, each shaped in accordance with the feeling of a particular group. In earlier times humanity was so constituted that a person could develop only what was implanted in him by virtue of belonging to a certain tribe. The spiritual force, however, the spiritual being that made man human in the first place, enables him to find the human being in his fellow man instead of what heredity has made of him. Man had to have this capacity restored to him. It was an impulse that could be taken up again only when humanity grew ripe for it. So we encounter lofty and remarkable concepts of evolution in the first Christian centuries. It must be said that what we are witnessing in present-day natural science as the beginning of something that must eventually outgrow the Chrysalis stage, was already anticipated by the Gnostics in the grandiose conceptions reached by them as they thought about these matters. This could happen only because there is such a thing as evolution in man's history. If we look back to a period that lies still closer to the time of man's descent to earth, we come upon a wholly different kind of soul life. Comparing it with the soul life of the present we must say that the latter is oriented toward a sense-based and brain-conditioned way of experiencing, whereas earlier times brought us a marvelous heritage of knowledge in the form of pictures. The fact that this heritage exists proves what spiritual scientific research also discovers to be true that human souls did not always perceive their surroundings as they do today, but were once clairvoyant. At that time man did not feel himself so involved with his own ego. Instead, he felt that he was part and parcel of everything around him. A dreamlike state of consciousness brought him into profound contact with the world about. Primeval man's way of knowing things was through a dreamlike clairvoyance that revealed their mysteries to him. His was an experience akin to dreaming as we know it today. Thus, it was possible for a humanity recently descended from spiritual heights to experience the secrets of the spiritual world in what may be called a clairvoyant dream-state. Evolutionary progress meant, however, an ever-deepening descent of man into physical existence, accompanied by an ever further loss of that ancient clairvoyant capacity, though this need not be thought of as a tragedy. For if man had not lost his old clairvoyance he could never have advanced to the stage of free self-awareness that alone provided the basis for conscious personal experience. The loss of the old clairvoyant insight that once gave access to secrets of the spiritual world came about gradually. Even when mankind had become thoroughly at home in the physical world, clairvoyant knowledge was still kept alive in sanctuaries that preserved the heritage of the ancient Mysteries, the treasure of wisdom that had come down to them through the ages. After the Christ Event had taken place and entered the stream of earth-evolution, the Gnostics still hoarded that age-old treasure of wisdom won by humanity's clairvoyant insight, and they formed their idea of Christ in accordance with it. Their concept may, therefore, be described as a reminiscence of knowledge gleaned in olden times, not as the product of free, conscious selfhood. They simply applied what men of ancient days had known to explain the Christ phenomenon. The period during which Gnosticism flourished coincided with the dimming of clairvoyant insight. This made it impossible for those who followed after. in the Middle Ages, to go on working with the heritage of Gnostic wisdom as a means of understanding Christ. Instead, something else took the place of Gnosticism. We find people who lived in the centuries after its demise just as eager to grasp the Christ phenomenon, but wanting henceforth to rely on their own human powers of understanding, on a scientific approach. And we see the most enlightened spirits of the Middle Ages turning from Gnosticism to the teachings of Aristotle for the basis of their understanding of the Christ. They found themselves forced to say that Aristotle's world conception brought them to a standstill at a certain point, that true spiritual understanding of the Christ was out of reach of human knowledge. In one respect, however, the view of the world held in the Middle Ages rests on one of Aristotle's main ideas. Aristotle would never have thought of going as far as modern materialism has gone. When we look into his idea of the way soul and body work together, we do not find him subscribing to any such belief as that a man's inner life is conditioned by the heredity that comes to him from parents, grandparents, etc. His view was rather that every person born into the world is given a drop out of the ocean of divinity to unite with his body, that a soul-spiritual core always detaches itself front the universal spirit and enters human beings at their birth. But Aristotle, who was distinguished by a quality seldom met with in our day, that is, the habit of drawing the real consequences of his musing and investigating, does not stop at this point. He goes on thinking, and comes to believe that when a soul passes through the gates of death it does so as a now well- established entity, and as such ascends into the spiritual world. Though prior to birth it did not exist as a separate being, after death it lives on in the world of the spirit as an individual. What kind of after-death experience does this soul now undergo, as Aristotle sees it? None whatever, since it lacks a body to make that possible. Now its sole content is the memory of its life on earth. It lives on in eternity looking back on its earth-life with the good and evil it has done, wholly given up to memory pictures. Here, in Aristotle, may be found the origin of the doctrine of eternal punishment in hell. lt began in his concept and made its way into Catholic dogma during the Middle Ages. But let me say at once that it was not possible for Aristotle as a man of his time to do other than picture the soul as an unchanging entity doomed to gaze forever at its earthly deeds. Modern spiritual science, anthroposophy, recognizes, of course, that the soul can do more after death than just look back as though in memory-pictures on its previous earth-life. It knows that the soul does not have to stay forever in that state. Instead, it sees man taking with him into the spiritual world as the finest fruit of his earth experience the possibility of transforming or building further on the good and bad deeds he committed here: nor does he stay forever in the spiritual world. Rather is he born again into a new incarnation and has opportunities to work out some karmic compensation for what he did or failed to do in previous lives. The soul passes through the gates of death taking with it the impulse to seek further incarnations for the sake of working out a balance. Aristotle could not accept such an idea because he had always thought that every birth meant a detaching of spiritual substance to form the soul. But spiritual science bears witness to the fact that our present lives derive from past incarnations. So Aristotle may be said to have stood in the way of his own insight. He whom wise men of the Middle Ages called “the precursor of Christ in understanding nature,” did not get as far as the reincarnation concept. We see how he stopped short of the mark in regard to the question of immortality and how for him life's fruit was just eternal contemplation. The inevitable outcome of this was that people could not see into the spiritual world or gain any understanding of the nature of the Christ. For the thinking of the Middle Ages, Christ disappeared into the realm of belief which is closed to knowledge. The age-old tradition of Gnosticism was finally lost. Aristotle could not serve spiritual understanding of the Christ. Thus, a line came to be drawn between what can be known and what must remain a matter of belief. One consequence of Aristotelian thought that lived on was the idea of eternal suffering in hell. It remained for people of more recent times to take the third step in a gradual weakening of faith. They have come to rely more and more on what can be grasped with the physical senses. The effect of this on the Christ concept has been to make Christ an ever less important figure and to render the prevailing idea of Christ more and more materialistic. Where Gnostics once assumed a spiritual principle, and where the Middle Ages in their turn experienced Christ in a mood of purest faith and devotion, the present sees at the beginning of the Christian era not a human being ensouled with a cosmic element but, increasingly, “the simple man of Nazareth,” a man more or less like any other human being. Nobody remembers anything of what the Gnostics had divined. People want to think of Christ in the same materialistic way they think about other historical events. The fact that they regard Him as a mere human being makes it necessary to apply the same methods to the study of His appearance that are generally applied in ordinary historical research. It might have been recognized that the historical approach to the whole question is the easy way out because what could possibly be easier than to take the Gospels and show how they contradict each other! This reduces things to simplest terms. But then wouldn't the researchers have had to assume that their predecessors were the greatest dunces ever for having failed even to notice such obvious contradictions? At any rate, the Gospels were certainly not taken as a schooling, a schooling that enables the soul to lift itself to spiritual perception of the Christ. So it is not surprising that history was pressed into service as a yardstick and that a movement has grown up, associated here in Germany with the theologian, Drews, that denies Christ completely. This happened at the very moment when spiritual science entered the contemporary scene. Spiritual science bears witness to the fact just referred to, that human beings and what they carry within them are not products of a single life, but of many past lives. Man once lived wholly in the spiritual world. Then he left it to descend to earth, but he was to have more than one life in a physical body. When he had digested the fruits of an incarnation during an interval spent in the spiritual world, he descended again into physical embodiment. The law that pertains here has often been the object of our study. It teaches us how deeply involved man is in the whole ongoing process we call history. Life only begins to make real sense when we assume that we have all been living on the earth in order to take what was given us in the beginning, make it our own, and then go on developing with the march of the centuries toward ever greater perfection. A closer study of these matters brings something quite remarkable to light, to be described here as man's mission on the earth. I must stress again today, as I have so often done before, that the consciousness that man has thus far developed has by no means reached its final form. Man can really take his development in hand: the right spiritual training can lift him to spiritual perception. That is quite within the realm of possibility if he schools his soul in meditation. Just as one can put oneself, by staring intently at a shining object, into a state where one is aware of nothing else (though this is not a recommended practice!), so do we achieve a single-minded, but in this case quite free condition, when we deliberately concentrate all our attention on some soul-spiritual content to the exclusion of all else. Then forces begin to ray out in our souls through which we attain what may be called a body-free condition. Such a person is then really able to say from experience, “I am no longer perceiving with my eyes or thinking with my brain. I am experiencing as a spiritual being, independent of a body, I perceive what lives and has its being in the spiritual world.” This elevation to the level of spiritual perception can be achieved with proper schooling. The rigorous discipline that leads to it has been described in several of my books. It is easier to enter the spiritual world if one has trained one's feeling life to avoid all sorts of over-excited and emotional states and reactions. A person who confronts the world with calmness and equanimity keeps unsquandered reserves of feeling alive within him. The spiritual light, which meditation kindles in us, radiates into such reserves. A person full of selfish demands will never make a disciplined spiritual investigator. But those who achieve real empathy with their fellow-men, who know what selfless love is, who are not absorbed exclusively in their own feelings, have a soul-surplus that can be charged with forces garnered from spiritual schooling. The light of clairvoyance is engendered in feeling that keeps itself free of egotism. When a person has progressed to the point of being able to live in the spiritual world he can gradually learn to clothe his experiences in ordinary concepts. Handed on in that form, any healthy mentality can grasp them. It is no more necessary for everyone to be a spiritual investigator than for each of us individually to make laboratory tests to see whether what science says is true or not. Those charged with communicating the results of spiritual-scientific research do not shy away from commonsense thinkers. Really healthy minds readily see the truth of statements made by the spiritual investigator. The only people who dispute his findings are those who approach them filled with prejudice. This holds true in the case of spiritual science, which is the fruit of clairvoyant research. It enables human beings to gain access to a world of spiritual experience. The insight that spiritual scientists can presently achieve by means of a heightened consciousness will—to some degree at least, and in certain fields f be attainable by all men in future. It will fall to the lot of Twentieth Century humanity to realize that the soul develops, that it passes through life after life in the course of earth's evolution, and in so doing absorbs from the various cultural epochs what each such epoch has to offer. If one looks nowadays with a more than ordinarily perceptive eye at the human race all over the earth, one becomes aware that it possesses two human qualities that were simply not present in antiquity. This is a fact susceptible of proof. The two new qualities are commission and conscience, and they will go on developing more and more fully as man submits his soul-life to spiritual schooling. Compassion and conscience were new acquisitions at a certain point in evolution. Much that is called compassion is not worthy of the term. True compassion is the capacity to forget oneself and enter another's being so completely that one feels his suffering as he feels it. One's own ego is quite forgotten in such fellow-feeling; one lives entirely in the other's experience. Suppose for a moment that nature were so to arrange matters that at the moment when a person freed himself from narrow self-concern he had the same experience morally that comes to him every day when he falls asleep. When he can no longer maintain control of his body and his brain ceases to serve his soul as its instrument and he goes to sleep, consciousness disappears. A person can, of course, also fall unconscious from compassion. But that would be egotistical in the extreme, for then he could not surrender himself wholly to another's feelings. In that sense, falling unconscious would amount to a moral failing, whereas compassion is one of the two means whereby a person breaks free of himself without losing consciousness. Conscience is the other. It speaks to our innermost being; the listener follows the bidding of a voice that penetrates to where his ego lives. He subjects the self to something larger than itself. Compassion and conscience are thus forces that man is presently engaged in developing. Consciousness will build further on the foundation of the forms that compassion and conscience have thus far taken, going on to develop the spiritual vision that was previously attainable only in abnormal states of consciousness. To say this is not to make a prophecy but to state a fact determined by strictly scientific means. As he realizes what effect compassion and conscience have upon the human soul. Twentieth Century man will have a certain direct experience in a perfectly ordinary state of consciousness. He will understand something that might be put in the following way. We see that at birth man inherits something from his ancestors. Spiritual being though he is, he must incarnate physically in a given family and clothe himself in hereditary qualities. Long before we had such a thing as science, people were familiar with heredity, but they gave it an entirely different name. Their term for it was “original sin.” Anyone who understands what the Old Testament meant by original sin knows that the term conveyed a much fuller meaning than science has as yet ascribed to it because it applies to moral as well as physical qualities. Those in whom compassion and conscience have borne fruit will say, however, that although birth saddles us with predispositions that cannot be thrown off, we are also endowed with something that is not bound up with matter and that enables us to rise above ourselves and enter the spiritual world. There is one realm—the realm of one's own soul—where there will be direct spiritual vision. Human beings will affirm that although they are tied on the one hand to physical matter, on the other the soul harbors a radiant helper capable of lifting us beyond ourselves, it is a feeling that suggests the following comparison. Suppose there were someone who found it hard to believe that air everywhere surrounds us and fills every empty space. All he has to do to convince himself is to create a vacuum and observe how the air rushes into it. Just such an empty space is created in the soul by compassion and conscience, both of which detach us from our ego. Into that vacuum streams the spiritual entity whom we know as the Christ. This gives us personal experience of the fact that we can receive Christ into ourselves. Christ Who is present in the spiritual atmosphere just as air is present in the physical atmosphere and flows into every Space it finds empty. On this high level, normal consciousness can indeed become spiritual vision, and no one who has this experience will consider it subjective. He will instead recognize that there must be such a possibility. He will realize that there was a time when it was still unknown and a moment when it became possible for the first time. He will be aware that what he is experiencing made its way down to earth from spiritual realms and united with it as the Christ impulse. This Christ impulse will inevitably come to be looked upon by Twentieth Century man as a force that entered earth evolution at a particular moment in time as a real historical event. That will usher in a period when it will no longer make sense to say that Christ is merely an idea. Instead, people will say that the Christ experience can be conceived as taking place only in this or that individual soul, just as philosophers maintain that there could be no such thing as color without eyes to perceive it. But colors do not owe their existence to perceiving eyes; the truth is rather that eyes are created by the light-world. The fact ought therefore to be stated thus: “No eyes without light.” It is equally true that without the historical Christ human beings could not experience Christ or the Christ-power within them. So they will know Christ to be a spiritual being and realize that this Being once actually lived on earth as a fact of history and sacrificed Himself to become one with the earth. They will be able to make their way into the spiritual world and discover Christ there. Goethe often found just the right way of putting some fact or other, and perhaps we might borrow one of his sayings to express what we have been discussing here; it can serve us as a pointer. Goethe said that the eye was built by light to perceive the light: the eye was conjured forth by light from organs that were originally indeterminate. He goes on to make a further statement that calls attention to the impulse we harbor to discover God within us:
Just as the eye is conjured forth by light, so man's power to see God is conjured forth by God Himself as He lives and moves within and all about us. Those whose own Christ-likeness enables them to experience the Christ in beauty of feeling and insight will know that this is possible only because Christ once descended to earth and lived here, an historic figure. Just as the sun's light conjures forth eyes in human bodies so does the historic Christ conjure forth Christ-life in the souls of men. “Unless the soul of man were Christ-like, how indeed could it experience the Christ? lf Christ had not lived as an historic figure how could man's soul ever come to know that most glorious feeling: feeling for the Christ?” Such will be the tenor of Twentieth Century comment. At the very moment when orthodox science reaches the point of denying Christ any historical reality, spiritual science will say without relying on documents that because man can experience Christ he knows that Christ did indeed live historically as a life-giving force, as the sun in that spiritual realm whence human evolution draws its nutriment. |
68c. Goethe and the Present: The Secret Secrets in Goethe's “Faust”
23 Sep 1909, Basel |
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The soul or homunculus is characterized in such a way that when Faust, [still paralyzed by Helena], is lying in bed, he has a dream. The homunculus can look into the dream of “Faust” and describe the events. [Because he still belongs to the soul world, he could see him.] |
68c. Goethe and the Present: The Secret Secrets in Goethe's “Faust”
23 Sep 1909, Basel |
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Not long before the completion of the second part of his “Faust,” Goethe told his faithful Eckermann that he had taken great care to ensure that this work, in particular, met theatrical and artistic standards so that those who merely wanted to enjoy it with their senses would get their money's worth. And Goethe himself adds that those who are initiated into the secrets will indeed find the deeper meaning behind these images.
This, my honored audience, can be an indication of how justified it is to look for deeper secrets in this, Goethe's most mature work. And he himself knew that not everyone could easily succeed in understanding these deep secrets. For another time he said to Eckermann:
However, on the path that we characterized here yesterday, which Goethe himself had to ascend from decade to decade to a certain human perfection, only a few can follow; and if everyone had to go through this lengthy path of life in spirit, then the understanders of the second part of “Faust” would indeed be few and far between. But through theosophy, which seeks to penetrate into the depths of life, there is the possibility that the soul first summons its innermost powers in order to see spiritually what it can see with the senses. When man penetrates into the results of spiritual research, he certainly arrives at a quicker understanding of what personalities of such rich content as Goethe have to say. Yesterday we saw how Goethe ascended to perfection, as the stages of this appear to us in his “Faust”. We also pointed out that the first part of Faust was actually only published in its completed form in 1808. We pointed out what a personal, individual work Faust was at first and how it becomes more and more impersonal, talking more and more about matters of the human soul that are more or less meaningful to every human being. In this way, Goethe removes his Faust from the narrow confines of the individual and into the struggle of the objective powers of the world. That is why he has to organize what you know as “Prologue in Heaven”. There it is not only the inner powers of the soul, but the objective world spirits, which are behind the worlds, that begin their contest for the soul of Faust. There [Goethe shows us how deeply he has penetrated in understanding that it is a mistake] when man regards himself as a separate being; how it is an illusion. Our finger does not do that. It would say to itself: the moment I am cut off, I am no longer a finger. If it wanted to succumb to the same delusion as a human being, it would disintegrate. It would disintegrate if it could walk around on our body – cut off. A human being can walk around on the earth, which is why he succumbs to the delusion of being a separate being. If only he would devote himself with all his soul to the fact that he can no longer live physically just a few miles above the earth, he would not give himself over to this delusion, would feel how the forces not only of the physical but also of the spiritual world play into his own soul. For Goethe, this happened visibly from decade to decade. Thus the powers of the human soul grew into world powers. And in his poetry, he shows us the representatives of the good spirits confronting the representatives of the evil spirits. And it seems to him, Goethe, that man is not just a “fearfully cringing worm”, but someone who understands how, from millennium to millennium, human affairs go through the process of becoming earthly and take hold of the individual human being. Hence the marvelous similarity to the old Biblical record where he has God say to Mephistopheles: “Do you know Faust?” — Mephistopheles: “The doctor?” — The Lord says: “My servant,” as we find it again in the Old Testament Book of Job, where Satan appears before the Lord and the Lord asks him:
[Now it seems to us that not just any human being appears to us in Faust; now Goethe appears to us as one who understands how, from stage to stage, human affairs pass through the evolution of the world.] Thus, as Goethe matured, Faust gradually became a world poem. It could only become one because Goethe, through his own development, was able to experience more and more in his inner life how the forces that he had sensed back then in Frankfurt could really be there, developing out of the depths of the soul. In his restless striving, he finally brought them out of himself. And so he knew that man can look into the supersensible world, that there are spiritual eyes as there are sensory eyes, that there are spiritual ears as there are sensory ears. As early as 1808, he speaks as one knowing about all the things that were still closed to him when he first stood before the Earth Spirit: He speaks as one knowing about the phenomenon that the Pythagorean school recognizes under the name “music of the spheres”. [There, the soul foundations appear to man as harmonies. It is not music, but it is something that can be compared to it, something real that becomes the inspiration of the soul. When the soul draws from the depths what lies dormant there, the inner tones appear to it as harmonies, as something that is heard with spiritual ears. It is what is expressed in inspiration. Then the human being feels what this spiritual music is. Then he no longer looks through external vision and admires the appearance of light, but then the soul feels that something behind it is inspired. This is what Goethe expresses in the prologue:
And may those who believe that they are standing on the ground of realistic aesthetics say: the poet allows himself such images. A poet like Goethe, who only gives what he has experienced, does not write nonsense, as in the external realistic sense, when speaking of the sounding sun. He speaks of it only when he has experienced it as something spiritual and real, when he knows that such a resounding exists for the human being who enters into the higher spheres of existence. Therefore, he sticks with this image when he lets Faust ascend to a real insight into the foundations of this world (after the impetuosity and sin of the first part). When Faust, at the beginning of the second part, is to look deeper into the spiritual world, we read the words:
Goethe already presents his Faust as someone who listens to the deeper essence of things. And Goethe truly expresses that he wants to say that “Faust” has ascended from the point of view where he longed for these things but could not grasp them. There he had only one certainty:
But the “timidly coiled worm” was then far from bathing the “earthly breast in the morning dawn”. In the second part, we see how Faust awakens; and how wonderfully described it is, how he bathes in the dawn, how revelation comes to him from the very foundation of things! Such is the inward artistic consistency of Goethe in the continuation of his “Faust.” And Faust is now to be introduced to the great world, to learn to recognize in it all that comes from the Mephistophelian power. Since man is a part of the whole human essence, the power that - as we have characterized - creeps into the human soul and permeates it with deception and lies, will also show itself [not only where man is alone with himself, but also where] man creates without having raised himself above the ordinariness of existence. Therefore, Faust must be led from the small world to the imperial court, must be led to where the great world destinies are decided for his time. It must be shown how the power of Mephisto also leads from error to error there. Therefore, Faust appears with Mephisto at the imperial court. He intervenes in world-historical events. With exquisite humor and precisely for that reason, Goethe describes the scene of Mephisto's hand in the invention of paper money. In the history of literature, it has hardly ever been described with such delicate humor how these forces intervene in world history. There is also this Mephisto in it. People have often scoffed at the masquerade that is enacted in the second part. If one could take the time to interpret each individual figure from Goethe's mind, one would see how every thought is realized down to the smallest detail, and each would show us the way in which the powers play into everything. [They show us the reflection of Mephistophelean power.] This can be shown in a palpably realistic way. That is why Goethe shows it in a masque. There Goethe showed how the Mephistophelian powers work. He wants to take this even further, showing how Faust and Mephisto relate to each other by moving forward, awakening more and more of the slumbering powers of his soul. He wants to show at court that not only the outwardly sensual appears in the masque plays [but also the ancient, not belonging to the sensual present]: one demands to see the ancient figures of Paris and Helen. There we are led out of a realm that belongs to the sensual present into something that is not in the present in any sense. But Goethe shows very clearly that he has insight into the conditions of existence. He knows that there is not only something transient but also something eternal in human life, and that something of what has lived as a human being in times as old as can be is present in the world: that the spirit can be found in the spiritual world. And in his picture, Goethe wants to tell us that those people who connect with their own eternal in the soul can penetrate into the realm that lies beyond what eyes can see and ears can hear. [This spiritual realm is not theoretical.] This realm is an experience for those who prepare themselves in an appropriate way. [It is] very real. And it was there for Goethe too, very present. However, this realm differs quite significantly for the student from what the eyes can see outside. Let us first point out one difference between the two worlds: in our world, things appear with sharp contours, so that we have, so to speak, quite a bit of time to get an idea of how things are. It is different when the soul enters the spiritual world. Then a realm appears to us that shows us the entities that are there in continuous transformation. Just as our feelings change from moment to moment in our own soul, and our passions change from hour to hour, so in the spiritual world there is a continuous transformation.
as Goethe [characterizes it]. He knows that the sensual is born, crystallized out of the spiritual [world], which lies behind our world. He seeks an understandable expression for what the soul sees behind this sensory world. He found the expression. He had once read in Plutarch. He read about the city that was in the possession of the Carthaginians and that Nicias was supposed to win back for the Romans. Therefore, the Carthaginians considered him a traitor and he was to be imprisoned. As Plutarch recounts, he then behaved as if he were possessed; he ran through the streets shouting: “The Mothers, the Mothers are pursuing me!” Thereupon no one dared to lay a hand on him. The expression ‘the Mothers’ made a special impression on the ancients. ‘The Mothers’ were goddesses who were supposed to represent those powers of the soul that were to lead into the spiritual world, to crystallize out of it like a crystal from the mother liquor. Therefore, Goethe found the name and called this realm ‘the realm of the Mothers’. What then remains of Paris and Helen after their earthly personalities have sunk into the realm of decay? In the realm of the supersensible world, in the realm of the Mothers. Therefore, if Faust is to bring forth what is demanded of him, he must bring forth the immortal and imperishable in Paris and Helen. To do so, he must descend into the realm of the Mothers. He knows that this realm of the mothers exists and that he can find the immortal in human beings there. But how does he get there? He has not yet banished all Mephistophelian forces from himself; so Mephistopheles must give him advice on how to find the entrance, how to get from the outer world into the realm of the mothers. At his stage of development, Faust cannot yet enter the spiritual realm, although he is certain of its existence. Mephisto belongs to the spiritual world, but is not in fact an externally visible being. He rules in the sensual world, but does not belong to it. Therefore, he has understanding and even the key to lead Faust there; but he does not know what it looks like there. Where he rules, there is no understanding for the supersensible world. Mephisto is the power that presents the external world to us as an illusion: He rules in the realistic world. [This Mephistophelian power also rules today in the materialistic mindset. The error that the material world is the only true one is an influence of Mephisto, who prevents the soul from recognizing the reign of the supernatural. Realism is therefore only possible if Mephisto rules in the soul. And he can only go as far as the external material man can come. But he provides the key to the supernatural world, but can only come to the gate himself. [Thus one can go far through the outer science, up to the gate of the supersensible world, but one cannot enter through it.] Because he has no sense for the supersensible forces, Mephisto only delivers the key. This allows Faust to enter the realm of the mothers. For anyone who experiences the realm that is behind our sensory world, this is an appropriate representation. And now the dialogue between Faust and Mephistopheles unfolds, which shows how far Goethe was able to penetrate into the relationship between the sensual and the supersensible world. Mephisto describes the realm of the mothers, where the eternal beings of Paris and Helen are, in such a way that he says: You may swim across the sea as far as you like, you see the sun, moon and stars moving; but when you enter the realm that you now want to enter, you see nothing, space seems empty to you, time seems empty. Mephistopheles sees nothing in the realm of the mothers, just as materialism sees nothing where the supernatural world is. But Faust replies to Mephistopheles, as always the spiritual researcher does to the materialist:
Thus the two stand facing each other: the eternal question of materialism and that world view that seeks to penetrate the supersensible – formulated in this dialogue. Faust even suggests that precisely because Mephisto is the power we characterized yesterday, he must also lead to lies and deception with regard to the supersensible world, and so Goethe has Faust say to Mephisto:
I have shown how easily one becomes entangled in error and lies when entering the spiritual world while still embraced by Mephisto, how one becomes a charlatan instead of a spiritual researcher. How justified, therefore, is the fear wherever the charlatan is near the spiritual researcher. Faust calls him a “mystagogue,” because the term used for the leader of the Eleusinian mysteries is rightly used for the charlatan who, without having made the journey, wants to point the way to the spiritual world. [This is the charlatanry that is only separated from the noblest spiritual research by a fine cobweb.] So Faust calls the mystagogue, who speaks of error from the spiritual powers that he cannot recognize – only the other way around, you speak, he says to Mephisto. While they speak of the many things they have seen, you speak of nothing. Mephisto speaks in the opposite, lying way to the spiritual world, just like those deceitful mystagogues. He speaks of it as a nothingness; they fantasize about some kind of spiritual world. Goethe expresses himself so precisely because he speaks from the innermost experience. But that is why he also shows us what is necessary to penetrate into this world. One can, of course, if one penetrates unworthily – if one has not yet banished from one's soul everything that works as selfishness and egoism – one can indeed see many things in the spiritual world and penetrate, as Faust is now penetrating; but Goethe wants to make it clear that he is not yet inwardly mature, wants to show how difficult the path is to rid the soul of all Mephistophelean influences, wants to show how selfish passions still prevail in Faust. To be worthy, one needs a soul completely cleansed of selfishness. In Faust, personal passion still asserts itself. He wants to possess Helena for himself; but in that moment, the apparition becomes a danger to him. Even his consciousness becomes clouded – the [Helena] figure disappears into the realm of mothers. Faust must seek another way to free himself from Mephistophelean powers, must develop his soul in such a way that he does not want to conquer the spiritual world at a double march [as in the first part]. [And even not at a single step, as he now entered the spiritual mother realm, he is not allowed to enter there.] He must conquer it in slow inner soul life, so that he follows step by step the inner spiritual conditions. If he really wants to go to Helena, then he must first himself attain full knowledge of how one can ascend again when one has descended, and must look into the secrets of how man really comes into existence. [He must look into those processes that accompany man's entry into life.] Here, Theosophy shows that it is justified to present man as a threefold being. [How man consists of three bodies: the physical body, the soul body and the spiritual body. He who truly looks into the spiritual world with dignity sees how these three parts of man are combined.] And there, first of all, what we can see with our eyes and hear with our ears presents itself: his physicality. Then his soul shows itself. Thereupon spiritual science structures further and higher up. Today we are only interested in the spirit; so these three: body, soul, spirit. These three are here together. But anyone who looks into the spiritual world must know how they are structured out of the supersensible, these three. Only when it is shown how the immortal spirit of Helena unites with a soul and the connection from soul to body takes place, only then can Faust approach Helena, who is re-entering humanity, [then he is worthy for the spiritual world]. And from this man can see – for spiritual research shows him, but what Goethe knew: the view of the re-embodiment of the innermost human being. It may seem quite strange when people today speak with certainty of the fact that Goethe had the idea of re-embodiment. But it is indeed the case that what lives in us returns not once, but often and often. Gradually, our time is approaching what will once be of the greatest satisfaction to our time, what will give the greatest satisfaction [where this idea, which will give people the greatest comfort, will appear to them as truth, where it will become popular. Truths only come gradually]. In Goethe's time, people had to lock such truths deep within their souls, for this and another reason: because they knew how infinitely many-faceted and ambiguous truth is [as soon as we approach the spiritual world], and how human words are so easily suited to present this truth with outlines that are too sharp. Therefore, Goethe could not but express in hints what lived in the depths of his soul. He expressed it in the second part of “Faust”. In his “Wilhelm Meister's Journeyman Years” he also expresses what man's innermost being is, the reappearance to be of use to one's great-grandchildren in this world:
that is, the innermost essence of man,
He does say it with great significance, but he hides his deepest conviction because people were not yet ready for [this idea, which will gradually and consistently emerge from natural science as well]. He expressed this idea poetically in the second part of Faust. He shows that there is a part of the human being that must join with, or be added to, the physical part in order to place the whole person in the sensory world: that there is a soul. And he was familiar with the term for this, which stands between spirit and body. The old terminology recognized it. In medieval literature it was called the “little man” in the big man, the same as what is called “purusha” in Indian literature, the little being that permeates the human being in countless personalities. It is the soul, not yet the spirit. Therefore, one who has not yet risen to the spirit can also penetrate to this soul. [To symbolically conceal this, Goethe has Wagner, who
find the homunculus. Goethe speaks very precisely, much more precisely than people are accustomed to reading. It should be explicitly pointed out that [with the homunculus] one is not dealing with something that belongs to the sensory world, but rather something that is added to it. Therefore, he coins a special image for the creation of the homunculus. All coming into being is called a creation. Here he coins a word himself, [as he had already done in “Faust” for the man striving beyond himself in the earth spirit scene, the word “superman” (Übermensch)]: “Überzeugung” (Über-zeugung) and means by Über-zeugung what extends beyond the ordinary man. That is what the scene with Wagner is about. Read the passage:
[Read what is usually written about this in the commentaries.] Goethe wanted to point out that the creation of the soul is a conviction. Such writings, which arise from inspiration, must be read carefully; they stand up to scrutiny. [So now we have the soul.] Helena is to appear to Faust on earth. Faust wants to have her in his possession on earth. We only have the soul of Helena in the Homunculus. This soul must first unite with the body before the spirit can enter. Now it is shown how the physical is stored in the soul. For this purpose, the homunculus must be guided into a world where it is known how the soul can be incorporated.
— Spiritually, it is used in a trivial, soul-like way.
He should be embodied by taking the natural path of how man develops; developing himself in the sense of the wisdom taught by Thales, for example. This leads him to Proteus. He must be taught and led to where the elements prevail, so that they can integrate into his soul. [He must be led into the classical Walpurgis Night, where the elements prevail, so that his soul can integrate into them.] Thales advises him
— to go through it —, and advises the homunculus to start with the mineral kingdom, then continue through the plant kingdom. [This is how he comes to Anaxagoras first. Then he seeks to classify the laws of the plant kingdom.] Goethe finds an expression for going through the plant kingdom:
This describes the soul's passage through the plant element;
it is said. [From the beginning, through the kingdoms of nature, the homunculus must embody himself. The whole process that takes place on Walpurgis Night is the incorporation of the physical body into the soul, so that at the end we have before us the connection between the soul and the body. The soul or homunculus is characterized in such a way that when Faust, [still paralyzed by Helena], is lying in bed, he has a dream. The homunculus can look into the dream of “Faust” and describe the events. [Because he still belongs to the soul world, he could see him.] Every word in the second part of “Faust” could be a clue for the soul to merge with the body. Once this connection is made, the spirit that was present in previous embodiments can be absorbed. [At the end of the second act, the soul is connected to the body.] In the third act, the reincarnation of Helen appears to us, [after Faust had recognized in full detail how body, soul and spirit are joined together]. Now Faust has her before him as he can have her before him as an external human being. At the same time, however, this poem shows us how Faust's soul forces are increasingly stirring. [When the mighty event of reincarnation presents itself to him, so that he recognizes it, his soul forces grow.] The characteristic of such a poem is that, alongside what is shown externally, there is an inner soul experience at the same time. By recognizing and seeing, his soul forces grow. What unfolds becomes a process of developing his soul. He makes mystical progress. We are presented with a mirror image of what Faust experiences in his soul. From the union between Faust and Helena, Euphorion is born, the child of Faust and Helena. The aim is to show how Faust's soul has entered into a marriage, as it were, with the spiritual world. By increasing its powers, the soul feels something like a spiritual marriage. And what then arises in him appears to him as an image of the external spiritual world. [The soul feels supersensible knowledge as a child of itself with the universe. Thus Euphorion is like an image of mystical inner knowledge.] Thus we are shown an image of the spiritual experience of Faust himself. [And at the same time, the stage at which Faust now stands is to be indicated]. He has not yet reached the stage of one who can permanently hold on to his supersensible experience; he can only catch certain glimpses of the spiritual world, then he must return to ordinary external life. And this is the experience of the developing mystic. [In a moment of celebration, the spiritual world opens up to him.] He knows how the descent from spiritual experiences affects the soul, knows that mood of the soul when what was knowledge sinks again and the soul calls for it. This is echoed in the words of Euphorion, who dies young and cries out [from the realm of shadows]:
That is the mood that our soul feels: it must, according to its insights, which have once again disappeared. In a wonderful way, Goethe describes in the events what can appear as an inner soul experience of man as he progresses into the spiritual world. But Faust must go further when what he experiences fades away again. [The soul must regain what it once saw.] This is shown in the fact that the veil and the dress of Helen remain behind for him, Faust. Thus, such a personality retains only the memory of the spiritual experience. Faust must go further. These steps, too, are fully characterized by Goethe. First, it is shown how difficult it is – even for someone who has gained deeper insights into the spiritual – to guard against what still works in the world as the last Mephistophelian forces: Faust becomes a military leader in the [fourth] act, to accomplish a humane deed. He is not yet so far advanced that he can lead purely spiritual forces into the field. The Mephistophelian still mingles with what is around him. [It is not yet possible to see through what forces are leading Faust into the world.] Here the armor from old armories is presented. [Not only the natural, but also history], the historical appears here. The path that a person has to take to mature and to face nature is long. When contemplating nature, the powers of deception can interfere. [Yes, you can go very far with knowledge of nature and history]. The Mephistophelian powers interfere with what is presented as armor. We do not face the phenomena with pure knowledge, the fourth act should also show that. Faust must be purified more and more, that he may be freed from all that still adheres to our desires of Mephistophelian power. That is difficult. It is the fact that he does not see them that makes it so difficult for man to free himself from these powers. [Again and again, things approach us in which Mephisto is hidden.] Faust does not yet see how the elements that can lead to deception are mixed into the actions of the mountain people. As long as we cannot see into these powers, we cannot free ourselves from them. We must bring it to the point where we are face to face with Mephisto in the flesh. Then he appears in the form in which he is depicted in all religious documents, then he appears as the tempter. Then we know what has power over us. Thus Mephisto must present himself to Faust as tempter, must emerge from unconsciousness into consciousness. Only then does Faust know what Mephistophelian power is. He must confront that power as a tempter. Goethe also indicates that in the course of his supersensible development, Faust confronts Mephisto in the form of the tempter, in that he lets him say:
The Riches of the World and their Splendor: In the same sense as he speaks in the Gospels, Goethe has Faust face the tempter and be offered the glories of the world. [Man wants to possess them as long as the Mephistophelian power has power in him.] Man must renounce what things are. [That too is only possible in stages.] Faust learns to renounce. He has come so far that he rejects these glories [as immediate possessions; he takes them as a fief, not because he wants to possess them, but because he wants to make them fruitful]. He wants a piece of land that he can win from the sea; he wants
wants to realize:
He wants to work selflessly, not for his personal possessions, not for his own selfishness. This is the answer he gives to Mephisto, who offers him
He rejects it, even in the form of a small piece of land. But [only one step on the way to shedding selfishness has been taken, and there is still something selfish about him]. He cannot yet renounce the unobstructed view. He still wants what he wants from the sea to appear free before his external gaze. The hut of Philemon and Baucis hinders him from this free view. This is a sign that he has not yet overcome the last stage of selfishness. But for Mephisto to once again make such a mistake, [the last remnant of Mephistophelian power must intervene in him, so to speak]: it is he who burns down the hut belonging to the old people. Now Faust encounters something that even the advanced student knows from experience. [He falls prey to a final danger.] [He who can renounce sensual possessions but not yet miss the view.] The things of the outside world cannot harm him; not harm, want, guilt. He is freed from the fetters of these things. But that which is the last to depart from our soul and which clings until the last remnant of selfishness has vanished, that is worry. He will not be rid of it until the last remnant of selfishness has vanished. Worry! There is a far, far higher form of it, a far, far more heavenly form than the one we encounter in ordinary life. When a person tosses and turns in bed at night and cannot sleep because of worry, [this is also a sign that he has not entered the spiritual world, where he should be at night]. In the symbol, it appears: how he is not allowed into the spiritual world, the higher power of worry. Worry exists as long as he is chained to the sensual world. Man can find the key and block his way down from the spiritual world into the sensual world. If he has not yet separated himself from everything in the sensual world, then worry creeps into his life. [It blocks his access to the spiritual world. And so it happens to Faust as well.] Then it also shows that man still has something to overcome in his nature. Goethe expresses this by making Faust physically blind. Now he can no longer express this selfishness, outwardly he has gone blind. But
– a brighter one. Now Faust is ready to enter the spiritual world. Because Goethe knew these secrets, he spoke the word at the sealing of his package, which contained the second part of “Faust,” which contains Goethe's testament to humanity. He was satisfied because he could say to himself: I have expressed the abilities that I brought with me into this life as much as I could in this incarnation. He had come so far. Since most people will find it difficult to understand this word of the inner soul-becoming of man, from physical to spiritual vision and the possibilities that the soul must go through to ascend to such spiritual vision, Goethe had to depict in pictures what can only be expressed in words today: what he knew about the secrets of existence, about the supersensible powers of the soul life. Now he had so much of what he desired during the Frankfurt period. But he could only present it to humanity in images because he knew how few words are suitable to express it. Because first people have to shape their words — as spiritual science is now trying to do — to express the tremendous content of the supersensible world. Goethe was aware of the soul's inner progress. He expressed it in images. If we understand the term “mystical” correctly, this experience of the soul is called the “mystical life”. And because Goethe expresses this mystical life in his mighty testament to humanity, he allows what he has to offer humanity to fade away in the “Chorus mysticus”. That the soul has dormant powers within it, through which it can become aware of the eternal. For Goethe, this substantiates the saying that everything sensual in the world is an image, a parable for the immortal. What Goethe felt, that it is difficult to characterize the comprehensive things of the soul with words, he wanted to suggest by depicting in images what people cannot grasp. He presents what cannot be described, only seen, as an inner deed of the soul, in a very realistic way. What can be illustrated for the outer senses is done here in the second part of “Faust”. [Everything that is transient is only a parable for the immortal, everything sensual only an image for the supersensible. He felt that it is difficult to describe these transcendental phenomena in their fleeting movements with words. What is inadequate for ordinary life, he made an event in “Faust”. The soul is certain that such a realm exists and that it can work its way up. It feels that it is something like a feminine that allows itself to be fertilized by the spiritual masculine forces of the universe. When it unites with all such creative forces of the universe, it feels itself to be the eternal feminine in relation to these forces. It is a sin against the great nature of Goethe to accept profane explanations of this sentence. [The eternal feminine of the soul allows herself to be fertilized by the cosmic forces in a cosmic marriage.] What the fertilizing of the universe brings forth is the feminine, that is what Goethe wants to say. This is what is presented to us only through experiences, what he himself has experienced - what man can experience in his mystical experiences. [Only when we have fully understood and experienced Goethe's Faust do those words resound powerfully in our ears.] Goethe's “Faust” ends with the mystical choir depicting this experience. [What a person can achieve in mystical development through spiritual research is summarized in the magnificent sentences that apply to every striving soul. All that is transitory Is but a parable The inadequate, Here it becomes an event; The indescribable, Here it is done; The eternal feminine Draws us on. |
68d. The Nature of Man in the Light of Spiritual Science: The Essence of the Human Being
02 Jul 1907, Eisenach |
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As long as this astral body has not yet completely left the etheric and physical bodies, it is the time when dreams emerge from the unconscious nocturnal darkness. As long as the astral body has not yet completely severed its connection with the human being, the person dreams. |
68d. The Nature of Man in the Light of Spiritual Science: The Essence of the Human Being
02 Jul 1907, Eisenach |
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Today we want to talk about the fundamental questions of the whole human being, about this question of all questions, which seeks the answer in the exploration of one's own being, the most intrinsic nature of the human being. It is intimately connected with everything that touches the human being, not only in theory, but with everything that encompasses his soul, evokes, with everything that is connected with the happiness and suffering of our existence, with everything in the world that gives strength and power of will. If we want to find the answers to these questions, if we speak of the essence of man, then we must not only know about what is physically there in man. In some respects, the animal is happier than man in this respect; it lives in its existence, within the forces instilled in it, and does not need to ask itself about the goal and purpose of its existence, but man must ask these questions; they are posed to him by life itself. All certainty, all hope in life must arise from how the human soul relates to this question of all questions. It contains within itself the secret of life and death. It encompasses the transitory and the eternal, the temporal and the eternal in the life of man. If you look at the physical body – it fades away in death, it shatters into a thousand and a thousand components, which you see disappearing in the cycle of matter. The question arises quite naturally: Does the disappearance of the human being exhaust everything that he means in the world? And when we look at our cultural life, when we see how man creates and works in the world, when we see how great masters of art, such as Michelangelo and Raphael, create their masterpieces, how they transform spiritual forces into the physical, corporeal, earthly and know that these works of great genius, which people enjoy and are uplifted by, will also one day fade away and be scattered, so that no human eye will see them again and no human soul will enjoy them, then this question arises anew before our soul. Everything that a person incorporates into the temporal, we see disappearing; what remains of the person and his creations? Does something of himself survive? Is there anything eternal in human life? The deep feeling that has always occupied people in these matters has always been satisfied in many ways. Those who were called have answered the same in the different religions of different nations when these questions about life and death arose. But in our time, we see a peculiar destiny in many people. A deep rift runs through their souls, through their whole lives. If we look back in time, we see that in the days before the printing press, souls could more easily find a satisfactory answer from those who were called to do so. Today, however, we see that the most thoughtful and striving souls are at a loss when faced with this question. In their youth they have learned much, exercised their minds, trained their intelligence – then the questions of religion approach them. Through so-called modern science, through a thousand other channels, a wealth of knowledge has flowed to them, and it becomes difficult for the soul to hold on to what religion gives as soul food. It is those who thirst most longingly for the truth who then go astray. The information that religion gives him can no longer satisfy man. Science also gives him no world view that strengthens the heart in its endeavors. And so we see the soul disintegrating within itself, often already in early youth, we see a deep conflict in those who strive most earnestly; and this is carried over into life. In many, a certain indifference to these questions then arises later; they try to keep them out in order not to be disturbed by them. A superficiality of life results from this, and that is perhaps even worse than in other people, in whom the longing to find answers to these questions is constantly giving rise to new doubts that can hardly be satisfied by anything. This is a deep tragedy in the inner life of man! This is the mood of our time. Man needs something that nourishes his soul, that gives him certainty in the face of these questions. This must come for humanity. Those who know how to read the signs of the times also know that all this will become much sharper, and they also know how necessary spiritual science or the theosophical worldview is for humanity. Some associate “Theosophy” with a strange view. It is not about something new, on the contrary: humanity has always had something similar to what Theosophy is in a certain form. In the same way that man theoretically investigates the facts of nature, Theosophy seeks to investigate the facts of eternal life. The facts of eternal life did not arise from a child's imagination, nor from an outdated stage of human development. Rather, Theosophy contains the deepest spiritual wisdom, which, in the form of knowledge, passes on to people what religion answers these questions in the form of feelings. Therefore, we must not imagine that Theosophy is a new religion; it is not. It also does not oppose religions, but clarifies them, explaining the truths of religion themselves so that they can withstand the strictest demands of science. It is the instrument for bringing the truths of religion to the surface. It does not want to found a new religion, but to clarify the old ones. The same scientific thinking, exactly the same method as in science, prevails in theosophy. Of course, some of what will be said today will seem grotesque and fantastic to the materialistically minded, but we must not overlook the fact that when you hear such truths in their original form, you first have to find your way into them, you can't do it in an hour, because Theosophy encompasses the most important, the most profound questions of humanity! All things have occurred in time and were first regarded as fantasies. If they were truly based on life and truth, they became self-evident over time. Similarly, the theosophical teachings, which are still being fiercely opposed, will soon be taken for granted. We now want to answer the questions about the nature of man from a spiritual-scientific point of view. It is not so easy to talk about it, because man is a very complicated being, and only if we subject ourselves to the discomfort of looking deeply into the reasons for our existence can we find answers. A human being first appears to the external senses of human beings. We can touch them, see them, hear them, and understand what they say; they are perceptible to the external senses. The mind can combine all of this; the anatomist can explore the inside of a human being. From all this, we can form an idea of what a human being is. Basically, there is no great difference between what can be seen and felt in a person and what an anatomist or physiologist finds when they dissect a person. We understand all of this together as what we can know about a person. Some say: There is nothing else about a person but what the senses can perceive and what science can research. Others say: There is indeed much more, but we cannot explore it, we must limit ourselves to the sensual facts. But spiritual science does not say that; for her, all this is only a part of the human being. The physical human body is for her only a part of the very complicated human being. Many people consider it a kind of immodesty to say that there is more to know about the human being and the world. They ask: How do you know these things? You cannot know them, because there are limits to our knowledge! — I quote here a saying of a great German thinker, Johann Gottlieb Fichte, who in 1811 discussed before a large audience the same thing that Theosophy will have to discuss again and again: what underlies the human being as the invisible. Fichte says: If you imagine that you are the only one who can see in a world of blind people, and you talk to them about shapes and colors, about all the marvels that the eye transmits to us, then these blind people might say that this is all imaginary stuff. But the moment you are able to give all these blind people the ability to see, they see a new world, everything that the one spoke to them about is then standing before them. The blind man then realizes that he had no right to say that there are no forms, no colors. — In the same sense, Theosophy speaks of higher worlds. These are not new worlds, they are all around us, we are in the midst of them, only man lacks the organs, the abilities to perceive them. – Theosophy says: the world that our physical senses perceive is not the only one; we can expand our perceptions, can perceive other worlds. – They do not lie in an incomprehensible beyond, not in a cloud cuckoo land, but around us. Theosophy does not speak of these worlds in a magical sense, but in the same sense as Johann Gottlieb Fichte. It is possible to acquire the senses to perceive other worlds through theosophy. Adepts and initiates have always been able to bear witness to what they themselves have seen and experienced in these worlds. These spiritual senses lie within every human being; they can be brought out and developed through the spiritual-scientific method. If a person has enough patience and energy to submit to these methods in training, then he can see into the other worlds as the blind see colors after an operation. (Of course, this operation does not help those born blind, but everyone can attain this spiritual operation through training.) All religions in the world have emerged from what the initiates have seen in the spiritual worlds that surround us. They have given the world reports of them, and what the seers have seen is recorded in the sacred scriptures. We are now living in a time when humanity is once again drawing a stream of spiritual life from these spiritual worlds. That is why Theosophy is making this wisdom from the supersensible worlds available in popular lectures [to a large part of the world]. This is the reason why such teachings are now being publicly communicated that otherwise only a small circle of prepared people were allowed to receive. But for a person who sees into the spiritual worlds, the higher limbs of human nature are just as true and real as the physical body. Today I can only give you a few hints and an overview of what Theosophy has to say about these things. The physical body is the part of human nature that shares the same substances as the entire inanimate, mineral world. All substances in the environment, all metals in the earth contain the same substances as this body. Nevertheless, it differs from the so-called inanimate beings. It has the same substances in itself, but it would disintegrate into itself if it were not for a certain complication, another principle, another link that holds it together. A rock crystal exists in itself. The physical human body cannot do that. The second link, which it has in common with plants and animals but not with the mineral kingdom, is the etheric body. [This is not the hypothetical ether assumed by physics.] Its task is to prevent the physical body from disintegrating at every moment of life. Only death separates this etheric body from the physical body, then the same is “corpse”, it decays when it is delivered to the substances that are in it. In every moment of life, the life body fights against the decay of the physical body. Until the nineteenth century, it was taken for granted, even by the external science, that there was something like this in living beings; it was called the life principle. It was only around the middle of the nineteenth century that people began to reject everything that could not be seen with the eyes; and one was considered a fool if one held on to it anyway. The materialistic scholars - such as [Vogt], Moleschott - created a world view that sought to explain life only in terms of a combination of atoms. Today, some are beginning to admit that there must be something beyond that. For theosophy, this etheric or life body can be found in plants, animals and humans, and it is as real for those who can see into the spiritual worlds as the physical body; one can see it with what Goethe called the spiritual eyes. This is the second link. We can visualize the third if we consider that the person standing before us is not made up solely of what we see of him, not of colors and forms, but that within the skin that encloses the physical there is something living that only the mindless cannot take into account. And that is something much, much more important than the physical body. Everything we cannot perceive, the drives, joy, pleasure, suffering, pain, desire, that live in a person from birth to death, all that is just as real as the color on his cheeks. All of this is not the result of processes in the tissues of the body. Theosophy says: This carrier of desires, passions, etc. in man is an entity that was there before, that is the origin of the physical body. Let us make this clear to ourselves with water and ice. Ice is water, only in a different form. Just as surely as ice can become water again and is originally water, so spiritual science shows that all matter, all substance, is nothing other than solidified spirit. As true as ice is water, it is also true that everything that lives in man as instinct, desire, lust and pain has condensed, crystallized, as it were, into the physical body. This is a creature of the astral body, the third link in human nature. Man no longer has this in common with plants, but only with animals. Thus we have the physical body in common with the mineral, plant and animal, the etheric body in common with plant and animal, and the astral body only with the animal. Some researchers claim, however, that some plants also show sensation because they respond to stimuli, but it is an amateurish view to say that a plant has sensation. Anyone who says that does not know what is meant by sensation. Only a being that reflects this external stimulus internally, only that is a being that can be said to have sensation, only such a being has an astral body. If one wanted to say that about plants, then one could just as easily say it about blue litmus paper, which under certain circumstances, when subjected to a certain stimulus, turns red. We now have three parts of the human being and come to the fourth. Don't be alarmed at the number of parts! Man is simply a very complicated being. We come to this fourth part by a simple consideration. We understand it most easily if we follow this train of thought: in the entire German-speaking world there is one word that is different from all the others. Everything else around us can be called, but no one can say the little word “I” to you, you can only say it to yourself. This word must resound from the soul of each person; any other word is a you to you; only to yourself are you an I! One does not immediately realize the great significance of this fact. The I can never sound to our ear from the outside; it must sound in the soul itself; the soul must pronounce it as its innermost name. The ancient founders of religions, who built their religions on spiritual science, knew this very well. What begins to speak within man was called the spirit in man, it was called the ineffable name of God! The I, the God in man, announces itself in this word! No one can say that Theosophy maintains that God is in man, as is often superficially asserted. Just as if you take a drop from the sea, you cannot say: “This drop is the sea,” when we know that the essence of the drop is the same as that of the ocean. In the same way, when you say ‘I’ to your soul, you do not mean the all-embracing spirit. It is not the spirit, just as the drop is not the ocean, and yet it is the same entity as the divine All-spirit. You must understand this in this sense. In this sense, the ancient Hebrews called Yahweh, Jehovah the unspeakable name of God, which means the entity, the I. Therefore, a deep, reverent shudder went through the ranks of the people when, once a year, the one who was called upon to do so, pronounced this holy name: Yahweh, that is, I am, who is, who was and who will be! Therefore, deeper natures feel that this is a decisive event when, in the course of their lives, they come into inner contact with this eternal spirit of life, when they awaken to the realization: I am a self. Jean Paul, for example, when this became clear to him – he was only a child of seven – felt it to be a tremendous event, as if he were looking into the veiled sanctuary of his inner being. Even in his later years, he still fondly recalled the external circumstances in which this occurred. And into this veiled sanctuary we also look when we consciously pronounce the little word “I” for the first time. It is this that makes man the crown of earthly creation: this I, glowing and flowing through the body, makes him the most sacred being on earth! This is the fourth link in his being. This is what is meant in the Pythagorean school by the holy tetrad. When this appears in a person, he has risen to a higher level of realization, which mysteriously expresses the deepest thing in human nature. But that is not all. People do not differ from each other in terms of this tetrad, every person has it. There must be another difference between them. Let us clearly see the difference between a cannibal, an ordinary average person and a high idealist, such as Schiller, or a Francis of Assisi. We see a great difference between such people! Darwin recounts how, on one of his journeys, he came to an area inhabited by a tribe of man-eaters. He had the interpreter make it clear to the chief how bad it was to eat a human being. The “savage” looked at the European in astonishment and replied naively that he could not possibly know whether it was good or bad before he had eaten a human himself! He was only thinking about whether something was good or bad for him, that is, whether it tasted good or bad. But such a person also has the four limbs that I mentioned to you. How does the average European person differ from such a “savage”? He says to himself about some urges: you may follow them, but he forbids himself from following others. He has moral concepts that forbid him one thing and allow him another; he has purified and cleansed his urges and passions, and if he is a little higher, he has certain ideals that he strives for. How does he differ from the “savage”? He has worked on his astral body, the body that is the carrier of desires and passions. The savage has not yet done this; he has not yet put any work into it, he still lives in his urges and desires, and the part of his body, the ego, lives in him as it has been handed down to him by the gods. The higher a person is, the more this divine inheritance works in him and transforms the other bodies. The idealist has transformed even more in himself, he has brought even more under the rule of the ego; and the person who has his instincts and passions so well in hand that nothing happens that he does not recognize as right and good, who is never carried away by his instincts and desires, has completely purified and ennobled his astral body. Thus we have five aspects to human nature: the four physical body, etheric body, astral body, in which the I is located, and then the part that the I has worked out for itself. This aspect we call the spirit self or manas, which is a product of transformation of the astral body. And the more a person has transformed in his astral body, the more of the spirit self or manas he has within him. A person can now also work on his etheric body or life body. This is not only the carrier of nutrition, growth and the powers of reproduction, but also the carrier of lasting habits, character, conscience and temperament. Whether a person is good or bad in the normal sense depends on the astral body, but whether he is a melancholic or a choleric depends on the etheric body. Think about how little you knew as an eight-year-old child. You have learned a lot since then, but if you were a hot-tempered child, your temper will still flare up from time to time; if you were a melancholy child, you will still have to struggle with gloominess sometimes. Everything in the astral body changes quickly, everything anchored in the etheric body changes slowly, so that the reworking of the astral body could be compared to the minute hand of the clock, and that of the etheric body to the hour hand. Therefore, the I also has much greater difficulties when it is to act on the etheric body. Strong impulses for its transformation are given by high, pure art, which allows one to sense and see the eternal; strong impulses are also given by the grandeur and glory of nature and of God's creations. But most powerfully, religious impulses work to transform the life body; not moral instructions with abstract concepts, but a deepening in the eternal content of being, a sinking into that which is given to us as wisdom in the great religions, triggers impulses that have a strongly ennobling effect on the human etheric body, and hence the great significance of [the same] for humanity. This is where the training and education of the initiate begins. He has to learn and undergo different things than what is called learning in the school sense. Of course, he must also learn what lives in the astral body and can be grasped, what is called learning in the ordinary sense, but that is not the main thing. The student has done more in the direction of initiation when he fights an inclination, consciously abandons a habit. In the schools of initiation, therefore, special emphasis is placed on this; the student must undergo exercises that enable him to change his temperament, to overcome his character; and this work leads up to higher worlds. Everything that can be transformed in the etheric body so that the ego can control it is called the spirit of life or Budhi. Thus the sixth part of the human being is the transformed etheric body or life body. If we go further, we come to the highest level, where the initiate begins to work on his physical body; this is the seventh link of the future. It may seem strange that the lowest part of man, the physical body, is worked on by the highest, but we must bear in mind that in this way man also becomes able to work out into the physical world, from which the human body itself has taken its substance. The initiate at this level can work out into the cosmos! This level is reached through a transformation of the breathing process; it is called Atma – Atma, that is, breathing, because it is connected with breathing – or spiritual man. Thus we have the tetrad of man and the so-called higher trinity, which arises from the tetrad and is a process of transformation of the tetrad. We now want to take a look at how these elements work in man, we want to consider man in life as well as in death. What is sleep? It brings about a change in the context of the elements of human nature just described. As long as a person is awake, from morning till evening, they are intertwined and form a living system of interacting forces. It is different when a person is asleep. Desire and suffering, joy and pain, have sunk away when man lies in a deep, dreamless sleep. That all this is not present for man is because his astral body, which is the carrier of desire and suffering, has left him during sleep. Only the physical body of man, connected with the ether body, lies in bed. The astral body is outside of man as soon as he sinks into sleep. What does this astral body do during the night? Does it rest somewhere in the insubstantial? No! Precisely when we know what the astral body does at night, then we can take a deep look into the nature of the human being. As long as the astral body is in the physical body during the day, it perceives through the physical organs. Through the eye it receives light and colors, through the ear sounds, and so on. The astral body senses these things because the sensation is in it. But because it is inside the physical body, it also senses the disharmony of the environment; there is no harmony around it, and that wears it out continuously. This wear and tear of the astral body is expressed in the fact that the person tires. As long as the astral body is inside, it is occupied with the outside world, but as soon as it is outside, it works to repair the physical body, it is busy at night getting rid of the fatigue substances. That is its business at night. Man would die much sooner if the astral body did not do this every night and did not send its forces down into the physical body to bring it into the state in which it needs to be to continue life. We have to imagine it like this: we are enclosed in a sea of astrality, as if in a large vessel of water. During the day, each person absorbs a drop of this, like a sponge, and releases it again at night. And so, at night, the astral body submerges into its source, and at night it is back in its home. Only a clairvoyant can tell you what it looks like. The ordinary person has no insight into it, but it is different for the clairvoyant. During his conscious sleep at night, a world of light and colors opens up for him. He consciously lives in the world of the harmony of the spheres, in which the astral body of every human being also lives unconsciously. And this world is not a fantasy. This harmony of the spheres is a reality! It is the source of all things, it is the same as what is called in the Christian religion the Kingdoms of Heaven. The initiates have always known this. — It may sound outrageous to many when I say: Goethe knew that too! When a person is transported up into heaven, he hears the harmonies of the spheres from which the whole world was created, and Goethe expresses this when he says:
and so on. If we look at this passage superficially, we cannot explain it. The physical sun does not sound! But the sun has its spirit, and it is this spiritual essence that sounds in the singing contest of the spheres! And this spirit is meant by Goethe, which can be perceived by those who can perceive in the spiritual worlds. And further, the end of the Faust drama, [the Ariel scene, what does it say]:
and so on. Because the soul lives in this sounding astral sea, in this harmony of the spheres at night, Paracelsus rightly calls it the astral body, because every night it is transported to its original home, to the world of the stars. As long as this astral body has not yet completely left the etheric and physical bodies, it is the time when dreams emerge from the unconscious nocturnal darkness. As long as the astral body has not yet completely severed its connection with the human being, the person dreams. When the astral body is completely within the person, he lives in the waking consciousness of the day. When a person dies, other changes occur. After death, only the physical body remains of the person; the astral body has left with the etheric body. [It is only in the rarest of cases that the astral body takes the etheric body with it.] Usually, something special happens to the person after death. The entire past life then appears before the soul of the person like a large tableau, like a panorama, but in a very peculiar way, because everything that has given the person joy or caused him suffering in his life is missing from this painting. The person looks at his life quite objectively. This is as long as the etheric body is connected to the astral body and the ego. Then the astral body separates and the second corpse of the human being remains behind, the etheric corpse. It dissolves into the general cosmic ether just as the physical corpse dissolves, only much faster. But an essence, a center of power remains behind from this life tableau, so to speak, a sum of the experiences. Just as you add a new page to a book, you add the content of your last life each time you look back at your life after death with clairvoyance. This can take hours or even days, depending on the person's individuality. There are moments in human life that are similar to this. When a person experiences a strong fright, for example, when they suffer a fall during a mountain climb or are in danger of drowning, their whole life probably passes before them like a tableau, and even materialistically thinking people have experienced this and stated it, such as the criminal anthropologist Benedikt in Vienna. What is the cause of this experience? You all know the feeling we have when a limb has fallen asleep, this tingling sensation, children might say: It's like seltzer water in my fingers. As a clairvoyant, you can see that in such a numb limb, the etheric body has loosened so that the etheric hand hangs sideways when the hand is numb, and the same is true of the head when a person is under hypnosis. If a person is then given such a fright, the entire etheric body loosens for a brief moment. Because the etheric body is the carrier of memory and is otherwise constantly embedded in the physical body, in ordinary life it can only remember as much as the physical body allows. But in such moments, when the etheric body is free, that is, when the physical body is no longer an obstacle, then the memory comes fully to the fore. Recently someone told me that he had been close to drowning, but did not have the memory tableau because he was unconscious. This is precisely the proof of this, because when a person is unconscious, the astral body is also out, which is the carrier of consciousness, so of course this memory cannot occur. Now, after death, when the astral body is freed from the physical body and the etheric body, which remain as two corpses and release their substances back into the environment, a certain epoch begins: the so-called Kamaloka time. Kamaloka is not a place that is far from us. People who have died are always around us. The clairvoyant eye can always see them. We can make this clear to ourselves by means of simple logic. What situation are we in after death? Let us think, for example, of a gourmet who, in life, had a passion, say, for beefsteaks. The physical body does not enjoy it, but the astral body, which is the carrier of desires, passions, sensations and so on, does need the physical body to obtain this pleasure; it is, so to speak, its instrument. Now, after death, he has discarded the physical body, so he no longer has an instrument, but still has exactly the same longing for the satisfaction of his desires. It is the same situation as that of a person who, in a beautiful area, cannot find water far and wide and has to suffer from burning thirst. In the same way, the unquenched longing for physical pleasures burns in the astral body. As long as a person has not yet given up this, as long as his greed for this satisfaction exists, so long will his Kamaloka time last. Only when nothing draws him back into this world can he ascend into the actual spiritual world, the heavenly world. One could well ask: Is the person conscious in this state of Kamaloka? Certainly, because the same forces that the person has in his astral body and that go out into cosmic space every night, live there in the harmony of infinity and thereby renew the used-up forces of the physical body again and again – it is precisely these forces that he now uses within himself in this state. So man must be conscious after death. Now man ascends into the spiritual worlds and takes this essence, of which I have spoken to you, from his etheric body and a similar essence from his astral body with him. The essence that he has acquired in his etheric body during his lifetime influences his emotional life in a moral sense, and what he has acquired in his astral body influences his desires and instincts. He now lives in the spiritual worlds for a certain number of years, then he descends again into the world, equipped with what he has worked for in this way, with a more or less purified etheric and astral body, and each new life he leads is, as it were, a new page in the book of his life. The more embodiments he has experienced and the better he has used them to refine himself and strive higher, the richer the new life is, and so the human being rises from life to life, and it perfects itself more and more. He is not separated in one life, nothing is a mere game of chance, but his lives are connected. Just as in daily life the work of one day prepares and influences that of the next, so our past is connected with the future, and so we create our own future through our behavior in the present. This is a law that runs through all nature, through the inanimate as well as the animate. And this connection between events that happen later and those that happen earlier is called [“krama” — not “karma”]. A certain [krama] emerges from every course of life for every person. There is something deeply reconciling about this when viewed in the right way; because when we often see a hardworking, good person condemned to poverty and misery in life, and another, seemingly without any merit, living in happiness and joy, then we may well ask in vain how this can be, which seems so unjust! But if we know the law of [Krma], if we know that everyone prepares their own destiny, that [Krma] is a law of life, if we know that everything I do bears its fruit, if I do something foolish, evil, then the fruits will be the same, if I do good, then happiness and joy will be the result - then this law will be something deeply reconciling for everyone, and when it not only theoretically but truly illuminates a person's life, then it will unfold new powers in him, it will give him confidence, orientation and security in life. Even with the redemption of Christ, the law can be perfectly reconciled as soon as it is properly understood. The theologians say: We speak of the redemption through Christ Jesus, but you speak of the fact that one must redeem oneself. You do not believe in the idea of redemption! — That is not true. Just as a merchant can draw up his balance sheet at any moment and still be able to enter new items every moment, so too can we enter new items in our book of life every moment. [Krma] is completely compatible with the freedom of will; we can enter bad or good items. Now, if we are strong enough, we can help a fellow human being. If we are even more powerful, we can help two, and so on. But an all-powerful being, such as Christ Jesus, who appeared in humanity, can help countless people through a single act that transcends time. Properly understood, the law of karma is completely in line with the Christian idea of salvation; it is also compatible with the whole of Christian teaching. When the teaching about the nature and essence of man gradually penetrates humanity, when it is imbued and spiritualized by it, then new life and new development will flow through it. For humanity needs these teachings now. The souls of men would dry up under the conditions that were indicated at the beginning. Theosophy had to come, it was a necessity for the life of humanity. Even if it is still treated with hostility, what harm is done? Everything that is new and incomprehensible is treated with hostility at first and only later becomes taken for granted. Think of the postage stamp – no postal administrator came up with this simple idea, and when it first came up it was called 'brain-damaged'. That was only 70 years ago! And it was the same with the first railways. It was said that anyone who traveled on them would inevitably suffer severe nervous shocks. Theosophy points to things, and it is important that they prove themselves in life when applied; and if Theosophy has proven its truth, then it will naturally find its way through the souls of men. [For it is the spiritual remedy for humanity!] Not through words, not through discussions – the recovery of spiritual life can only be found through action. And this proof is awaited by those who know what Theosophy should mean for humanity in the times to come. Knowledge that is put into practice is what we need. This knowledge cannot be found by the weak powers of our intellect alone, but must flow in from higher worlds in order to revitalize our culture, to give us strength and security in life, and to make us strong, creative human beings. |
83. The Tension Between East and West: The Problem (Asia-Europe)
09 Jun 1922, Vienna Translated by B. A. Rowley |
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If on the other hand this high level of Asian civilization is adopted by an individual who still lacks this sense of personality—and it is a civilization suited for adoption by a human community—then he experiences it as in a dream, without sense of personality. Obviously, in an age when human individuality had not yet attained its full development, communities were more receptive to and capable of a high level of culture than were individuals. |
If we can look beyond the mere utility that typifies our time, we shall be able to understand the precise significance of the Greek view of art: that the Greeks saw in tragedy, side by side with its purely artistic aspect, something that brought man face to face with himself, drawing him away from a dream, a half-conscious perception of the world, nearer and nearer to a complete awareness of himself. |
83. The Tension Between East and West: The Problem (Asia-Europe)
09 Jun 1922, Vienna Translated by B. A. Rowley |
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When the conversation turns to what is lacking in society today, there is scarcely anyone who does not have something really significant to contribute, from his own particular position in life. My purpose here, however, is not to draw up a list of all the various deficiencies that a survey would reveal. It is rather to direct attention to some of the antecedents of a phenomenon that has, quite justifiably, attracted comment on many sides and has led a large part of mankind into a mood of extraordinary pessimism and hopelessness. One of the most extreme expressions of this hopelessness came from a man of whom it might perhaps have been least expected—a man, moreover, who belonged to a period for which such an opinion cannot help striking us as something out of the ordinary. In one of his last books, the influential art-historian Herman Grimm, who did not live to experience the most fearful war in history, but died at the turn of the century, makes this surprising statement: “When we survey the international situation today, and observe, with the `mind's eye' I would say, how the various nations of the civilized world behave to one another, how they attack one another, and how they hold within them the seeds of further conflicts, then we feel ready to set a date for mass suicide, since we cannot envisage where all these things that bring men and nations into conflict, strife and combat, are to lead, if not to the utter collapse of civilization.” I regard this statement as striking precisely because it comes from Herman Grimm—since his philosophy of life was in itself a joyous one; throughout his life, he kept his eyes fixed on all the things that can elevate mankind and that exist in man as creative and productive forces. It is striking, moreover, that he did not make this statement under the influence of the sense of gloom that was to be experienced in the years just before the outbreak of the Great War, or during it. His observation sprang entirely from the spirit of the nineteenth century, at the end of which it was made. Nothing that has happened since then seems likely in any way to cushion the impact on us of such a statement. Yet at the same time it can never be the business of mankind to get bogged down in mere hopelessness; we must rather be on the look-out for anything that can lead to revival, to reconstruction, to a new dawn. This being so, it is necessary for us to look more deeply into the causes of the extraordinarily difficult situation that has gradually developed inside European civilization. Even if we believe that these causes can only be economic ones, we shall still have to look to the spiritual life of modern civilization for the main reason underlying this economic decline. In my lectures here, I have pointed out more than once how our present temper of soul—together with all the soul-powers we can acquire at present—is affected by historical forces, and to understand these we have to go back a long way in human development. Specifically, I pointed out yesterday how at the threshold of the spiritual life of the West, looked at historically, there stands a figure who still has one eye on Asia, whilst the other is already directed at the perspectives of Europe. I mean Plato. When we examine Plato's social theories, they appear to our modern consciousness extraordinarily alien in many respects. We find that he sees the ideal social system in the creation of a community even at the expense of the development of individual human beings who have been born into this earthly life. Plato thinks it quite feasible that children who appear unfit for life should simply be abandoned, so that they may not occupy a place in the community and thus disturb the social organism. He also manages to regard as an ideal social organism one in which only members of a certain caste enjoy the full privileges of citizenship. Apart from the fact that slavery appears quite natural to him, he would also grant those responsible for trade and commerce only a precarious position within his social system. All those who are not fixed within this system by virtue of having been born—by right, as he sees it—into its fabric, are not in fact completely accepted into the organization. Much else might be said, too, on the question: How does Plato's ideal relate to the individual human being? And here, from the standpoint of modern consciousness, we must conclude that there is present as yet little understanding of this human individuality. Attention is still directed entirely to the community, which is seen as primary. The man who is to live in it is regarded as secondary. His life is accepted as justified only in so far as he can match the social ideal that exists outside his own personality. To discover what led Plato to this concept of community, we must look once more at Oriental civilization. And when we do so, we realize how, in the last analysis, the historical development of Europe's spiritual life is like a small peninsula jutting out from a great continent. When we look at Asia, we find that there the idea of community is the primary one, and that Plato simply took it over from the East. To what has been said already about this idea, one thing must be added, if the social situation throughout the world is to be illuminated. When we come to examine the basic character of spiritual life in the Orient, we find that it embraced a humanity quite different in type from the Europeans of later civilization. In many psychic and spiritual matters, indeed, we can say that there prevailed in Asia a high level of civilization, one to which many Europeans, even, long to return. I have already mentioned the often-quoted expression: Light comes from the East. What is most striking of all, however, is that these men of different type did not have the feature that has been typical of Europeans since they first began to play a civilized part in the world's development. What we observe there in Asia is a subdued sense of self, a sense of personality that is still quiescent in the depths of the soul. The European's awareness of personality is not as yet found in Asia. If on the other hand this high level of Asian civilization is adopted by an individual who still lacks this sense of personality—and it is a civilization suited for adoption by a human community—then he experiences it as in a dream, without sense of personality. Obviously, in an age when human individuality had not yet attained its full development, communities were more receptive to and capable of a high level of culture than were individuals. In communal life, human capacities for absorbing this civilization increased not simply in an arithmetical but in a geometrical progression. Meanwhile, the particular ideal that Oriental civilization had set before itself, as it gradually passed over into Europe, was minted by European spirits in a simple formula—the Apolline dictum: “Know thyself!” We can, in a sense, regard the entire Ancient East as developing towards the realization in Greece, as the ultimate intention of Oriental self-less civilization, of that sentence: “Know thyself!”—a sentence which has since survived as a spiritual and cultural motto to direct mankind. Yet we can also see, there in the East, that it is regarded as desirable, for the attainment of a higher stage of development in mankind, to penetrate to the self after all. On the spiritual side, I have already indicated this in characterizing yoga. On the social side, it reveals itself when we look at the theories current in the East with regard to leadership of the masses. Everywhere we find that the man who was the teacher and the leader was at the same time, in the spiritual sphere, the priest, but also at the same time the healer. We find in the East an intimate connection between all that mankind sought as knowledge and as higher spiritual life, on the one hand, and healing, on the other. For early Oriental civilization, the doctor cannot be separated from the teacher and the priest. This is, of course, connected with the fact that Oriental civilization was dominated by a feeling of universal human guilt. This feeling introduces something pathological into human development, so that the cognitive process itself, and indeed every effort to reach a higher spirituality, is regarded as having the function of healing man as nature made him. Education to a higher spirituality was also healing, because man in his natural state and thus uneducated was regarded as a being who stood in need of healing. Connected with this were the early Oriental mysteries. The cult of mysteries sought to achieve, in institutions that were, I would say, church and school and source of social impulses combined, the development of the individual to a higher spiritual life. They did this in such a way that, as I have already indicated in my previous lectures, religion, art and science were combined: in performing the ritual actions, men were religious beings; and here what mattered was not the articles of faith, still less the dogmas, that occupied the soul, but the fact that the individual was participating in a socially organized rite, so that man's approach to the divine was made principally through sacrifice and ritual act. Yet the ritual act and its foundations in turn involved an aesthetic element. And this combination of aesthetic and religious elements gave to knowledge its original form. The man who was to attain this unified triad of religion, art and science, however, had not merely to accept something that represented a step forward in his development; he had also to undergo a complete transformation as a man, a kind of rebirth. The description of the preparations that such a student of the higher spiritual life had to undertake makes it clear that he had consciously to undergo a kind of death. He experienced, that is, something that set him apart from life in the ordinary world, as death sets men apart from this life. Then, when he had left behind everything in his inner experience that appertained to earthly life, he would, after passing through death, experience the spiritual world in a complete rebirth. This is the old religious form of catharsis, the purification of man. A new man was to be born inside the old. Things that man can so experience in the world as to arouse in him passions and emotions, desires and appetites, notions that are of this world—all these he was to experience within the mysteries in such a manner that they were left behind and he emerged as one purified of these experiences. Only then, as a man reborn, was he credited with being capable of exerting any social influence on his fellow-men. Even the academic scholarship of our time has quite correctly observed that the surviving remnants of this cult have been of enormous importance for social life, and that the impulses aroused in those who have experienced such a catharsis in these very secret places have exerted the greatest conceivable influence on social life outside. As I say, this is not merely a pronouncement of spiritual science, it is something that even academic scholarship has arrived at. You can see this by looking at Wilamowitz. What we find is that, in Oriental civilization, the aim was to cure man by knowledge and by all the efforts to achieve a spiritual education. What existed in the East passed over in another form to Greece and thus to Europe, and it has continued to affect Europe to the extent that Greek culture itself has influenced European spiritual life and civilization. Let me mention a point that is not usually emphasized. In his study of Greek tragedy, from which the West has derived so much of artistic importance for its spiritual life, Aristotle produced a description that is usually taken far too much at its face value. People are always quoting the familiar sentence in which Aristotle says that the aim of tragedy is to arouse fear and pity, so that the excitation of these and other emotions shall bring about a purification, or catharsis, of them. In other words, Aristotle is pointing to something in the aesthetic sphere—the effect that tragedy should produce. Armed for the interpretation of Aristotle's dictum, not with academic philology, but with an understanding of Oriental spiritual life—with a knowledge, that is, of its roots in the past—we can interpret what Aristotle means by pity and fear more extensively than it is usually interpreted. He means in fact, as we come to perceive, that the spectator is brought by tragedy to mental participation in the sorrow, pain and joy of others, and that in this way the spectator in his mental life escapes from the narrow confines that he naturally occupies. Through the contemplation of the suffering of others, there is aroused in the spectator—for here man goes outside his physical existence, if only vicariously—that fear which always arises when a human being is confronted with something that takes him outside himself, and creates in him a transport of faintness and breathlessness. We can say, therefore: Aristotle really means that, in looking at tragedy, man enters a world of feeling that takes him out of himself; that he is overcome by fear; and that a purification or catharsis ensues. In this way he learns to bear what in the natural state he cannot bear; through purification he is strengthened for the sympathetic experience of alien sorrow and alien joy; he is no longer overcome by fear when he has to go outside himself and into social life. In ascribing a function of this kind to tragedy, Aristotle, we perceive quite clearly, is really demonstrating that tragedy also educates man towards a strengthening of his sense of self and his inner security of soul. I am well aware that to introduce the aesthetic element into social life in this way strikes many people today as a devaluation of art, as if one were trying to attribute some kind of extrinsic purpose to it. Objections of this kind, however, often really betray a certain philistinism, resting as they do on the belief that any attempt to assimilate art into human life as a whole, into all that the human soul can experience, implies its subordination to a merely utilitarian existence. This is not what it meant for the Greeks; it meant rather the inclusion of art in the life that carries man above himself, not just beneath himself into mere utility. If we can look beyond the mere utility that typifies our time, we shall be able to understand the precise significance of the Greek view of art: that the Greeks saw in tragedy, side by side with its purely artistic aspect, something that brought man face to face with himself, drawing him away from a dream, a half-conscious perception of the world, nearer and nearer to a complete awareness of himself. We may say: in the social sphere, tragedy was certainly intended to make its contribution to the all-important precept: “Man, know thyself!” If, moreover, from this extension of art into the social sphere we pass on to a consideration of the position of the individual vis-à-vis society, and from this perspective look back at the Orient, we find that, in the mysteries too, what was sought through therapeutic treatment—the rebirth of man as a higher being—represented a strengthening of the sense of self. From an awareness that the soul was not then attuned to a sense of self, and that such a sense still remained to be developed, the mysteries attempted a rebirth in which man emerged to individuality. For this ancient society, therefore, experience of self was really something that had still to be attained. It was seen as a social duty to foster the birth of this sense of self in individuals who could become leaders in the social sphere. Only when we comprehend this can we gain an understanding of the strong sense of community persisting in Plato's ideal state, and of his belief that man is entitled to develop his individuality fully only if he does so through the rebirth that was accessible to the wisdom of the time. This shows that humanity at that time had no awareness of the claims of individuality in the fullest sense. What grew out of this kind of society in Asia then established itself in Europe, combined with Christianity, passed over into the Middle Ages and even survived here for a long period. The manner of its survival, however, was determined by the fact that the hordes which, mainly from Northern and Central Europe, streamed into this civilization—South European now, but inherited from Asia—were endowed by nature with a strong sense of self. These tribes acquired the important historical task of carrying over what Oriental man had achieved with a still subdued sense of self, into complete self-consciousness and a full sense of self. For the brilliant civilization of the Greeks, “Know thyself!” was still an ideal of human cognition and society. The peoples who descended from the North during the Middle Ages brought with them, as the central feature of their being, this sense of self. It was theirs by nature. Though they lived in groups, they none the less strove to incorporate into their own personality what they absorbed in the cognitive and social sphere. It was in this way, then, that there came to be established the contrast between community life and individual life. The latter only appeared in the course of history, and did so, I would say, with the assistance of man-made institutions. In thus making its appearance in human development, the sense of self was bound to link up with something else, with which it certainly has an organic connection. Looking back once more at the features of Oriental-Greek civilization even as it appeared to Plato, we are nowadays very much aware that this whole civilization was in fact built on slavery, on the subjugation of large numbers of people. A great deal has been said from various standpoints about the significance of slavery in earlier times, and if we are willing to sift this properly, we shall naturally find a great deal that is significant in it. But the point that above all others is still relevant for our life today is precisely the one that I said has actually received little attention. For community life—and also for the social life which sprang from the mysteries, and for the development of which the Greek regarded his art as providing an impetus—the full significance of human labour within the social order was quite unrealized. In consequence, they had to exclude human labour from their discussion of the ideal image of man. When we describe Oriental-Greek man, with the dignity that gave him his authority, we are describing something that was in fact constructed over the heads of the masses, who were actually doing the work. The masses merely formed an appendage to the social system, which developed within a society that had not absorbed labour into its being, since it regarded labour and those who performed it as a natural datum. Human society really only began where labour left off. At a higher level, in a higher psychic sense, man experienced something that also finds expression in the world of animals. In their world, the food supply, which with us forms part of the social organization, is provided by nature. The animal does not calculate; it does what it does out of its inmost being; and specialization is unnecessary for animals. Where apparent exceptions occur, they must be regarded as proving the rule. We can therefore say: in transplanting itself to Europe and entering further and further into the demands of individuality, Oriental civilization also took on the task of integrating human labour into the social system. When man's awareness of self is fully wakened, it is quite impossible to exclude labour from that system. This problem—which did not exist as yet in Greece—became the great social question round which countless battles were fought in Rome. It was felt instinctively that only by integrating labour into the social system can man experience to the full his personality. In this way, however, the entire social organization of humanity took on a different aspect. It has a different appearance in civilized Europe from what it had in civilized Asia. Only by looking back at the development of individuality in Europe shall we understand something of what has repeatedly, and rightly, been emphasized as significant when we come to describe the source of the deficiencies of our time. It is rightly pointed out here that the specific shape of the social order in our time was actually only decided with the emergence of modern technology and division of labour. It is also pointed out that modern capitalism, for instance, is merely a result of the division of labour. What the traditional teaching of modern Western civilization has to say in this respect, in characterizing division of labour and its consequences in the social deficiencies of our time, is extraordinarily significant. But when something like this is said, and from one point of view rightly said, the unprejudiced observer cannot help looking at, say, ancient Egypt or Ancient Babylon, and observing that these states contained cities of an enormous size, and that these achievements too were only made possible by a division of labour. I was able yesterday to show that, as early as the eleventh century, a kind of Socialism existed in China, yet that similarity of surface features is not what really matters. In the same way, I must point out that division of labour, too, which in modern times has rightly been seen as the central social problem, was also found in earlier epochs of human development; it was in fact what made the Oriental social systems possible, and these in turn have since affected Europe. In Europe, division of labour, after being less common at first, gradually evolved. I would say: division of labour in itself is a repetition of something that also occurred in earlier times; but in the Oriental civilizations it bore the stamp of a society in which individuality was still dormant. The modern division of labour, which makes its appearance along with technology, on the other hand, impinges on a society of men who are now seeking to expand their individuality to the full. Once again, then, the same phenomenon turns out to have a quite different significance in different ages. For the Oriental social order, the first consideration was thus to allow man to grow clear of social restrictions and of communal life. If he was to move up to a higher spiritual life, man really had to find his individuality. The European of a later age already had this sense of self, and needed to integrate it into the social order. He had to follow precisely the opposite path from that followed in the East. Everywhere in Europe we find evidence of the difficulty men experience in accommodating their individuality to the social order, whereas at one time the social system had been such that men sought to rescue their individuality from it. This difficulty still faces us on every side today as an underlying social evil. When, some years ago, I was often called upon to lecture to audiences of working men, I saw a good deal of evidence that there did exist in men's souls this problem of articulating the ego into the general social order. Men are unable to find the way from a highly developed sense of self into the social order. And in attempting repeatedly to show proletarian audiences, for instance, what this way would need to be like—how it would have to be different from the ways that Socialist or Communist agitators commonly offer nowadays—one came across very curious views in the ensuing discussions. They might appear trivial; but a thing is trivial no longer when it provides the motive power for innumerable people in life. Thus, I once attempted to talk about social problems in a working men's club. A man came forward and introduced himself straight away as a cobbler. Naturally, it can be extremely pleasant to hear what such a man thinks; in this case, however, what he was unable to think was much more revealing than what he did think. First of all he set forth, in marked opposition to my own views, his conception of the social order; and then he reiterated that he was a simple cobbler: in the social order that he had outlined, therefore, he could never rise to be a registrar of births, marriages and deaths. Underlying his outlook, however, was the quite definite assumption that he might perfectly well be a Cabinet Minister! This shows the kind of bewilderment that ensues when the question arises: How is the ego, strengthened within spiritual life, to articulate itself into a social order? In another working men's association (I am giving one or two examples, which could be multiplied indefinitely), someone said: “Oh, we don't really want to be foremen; we don't want to manage the factory; we want to remain what we are, simple workmen; but as such we want all our rights.” Justified as such a statement may be from one point of view, it displays, in the last analysis, no interest in social organization, only an interest in the strongly developed self. I am well aware that many people today will not consciously admit that this particular discrepancy between the experience of self and the social order lies at the root of many, indeed almost all of our social deficiencies and shortcomings. But anyone who looks at life with unclouded vision cannot escape the conclusion: We have certainly managed to develop the feeling of self, but we cannot connect it with a real insight into man. We say the word “I;” but we do not know how to relate this “I” to a human personality that is fully comprehended and fully self-determining. We can experience this once again when we come across views that are very much of the present, as opposed to what, on the basis of spiritual science, we regard as necessary for the health of humanity. A leading figure in present-day educational circles once said something very curious to me during a visit to the Waldorf School. I showed our visitor round personally, and explained to him our educational methods and their social significance. I pointed out that, with a sound educational method of this kind, education of the spirit and the soul must be linked with that of the body. Anyone wishing to teach and educate must first of all know the effect of this or that action on the forces of recovery or decline in the human organism, the human body; he must know how the exercise or neglect of memory expresses itself later in life in physical symptoms, and how, simply by treating the life of the soul, we can gradually bring about an improvement in physical ailments. The teacher, I concluded, must certainly understand the body's association with the soul and the spirit in health and sickness. And the reply I got was that, to do this, the teacher would have to be a doctor! Well, up to a certain point it would indeed be desirable if this were the case. For when we look at our social system, with the difficulty of integrating the self into it, we are reminded once more of what I have touched on today in connection with the civilization of two regions: the Orient, where the doctor was also the teacher and leader of the people; and Greece, where, as I have shown, art had an educative influence. The art of medicine was associated with every aspiration of the spirit, because at that time man was regarded, if only instinctively, as a physical, mental and spiritual whole; in the treatment that was then applied to the soul, forces were brought into play which yielded knowledge for a general therapy of man. The leaders at that time told themselves: I must attempt to cure man by leading him to true spirituality. To do this, I must bring healing forces to bear on a fairly normal life. Once I understand these forces thoroughly and can follow out their effects, this knowledge will tell me what to do when a man is ill. From observation of the healthy man, I learn what forces to employ when confronted by the sick man. The sick man is simply one whose organism has deviated further in one direction or the other than it does in everyday life. Knowing how to bestow health on man in his normal state, I also know how to cure him when sick. Knowing which drink, which cordial affords me this or that insight into connections between man and nature—knowing, that is, the effect of a natural product in the sphere of knowledge—I shall also know what effect it has on a sick man, if used in greater strength. The intimate association of medical art with education and development towards spirituality in general, which was the goal of the Ancient Orient and had an important rôle there, appears once more as a spiritual residuum in the Greek experience of art. Here, the aim is that the soul should be healed through art. Armed with this knowledge, we can still perceive in the use of the word “catharsis” in connection with tragedy how—because the same word was used in connection with the early mysteries, for the complete purification of man on entry to a new life—something of this sense is taken over. We are, however, also reminded that, for Greek doctors in the early period, knowledge and medicine still went together, and that in education, but also in popular culture in general, people saw something on a more spiritual level that was related to medicine, something that in a sense sprang from medicine. We need to examine these phenomena of a bygone age, if we are to gain a strength of soul such that, when we contemplate the social systems in our own age, we can keep in view the whole man, and also such that, when we meet our fellow-men, we not only unfold a strong sense of self, but also connect this with a perception of the whole man in body, soul and spirit. If by an advance in spiritual science we can do this, there will become available, simply through the temper of soul that ensues, ways and means of integrating this whole man, but also all men, into the social order, thus annexing labour for society in the way that historical evolution in any case makes necessary. For this is what we are still suffering from today: the need to fit labour properly into the social order. It is true that people often regard labour as something that goes into the article produced, being crystallized in it, so to speak, and giving it its value. Those who look more closely, however, will observe that what matters is not simply that a man should work, devoting to society his physical strength. The important factor in determining price and value is rather how the work fits into social life as a whole. We can certainly conceive of a man doing a job of work that is fundamentally uneconomic in the social order. The man may work hard and may believe that he is entitled to payment for his work; but when his work exists in the context of an inadequate social system, it often does more harm than good. And one ought to examine in this light a great deal of labour within society which, though exhausting, is really worthless. Consider how our literature is constantly accumulating; it has to be printed; a tremendous amount of work is involved in the manufacture of paper, the printing, etc., and then, apart from the tiny proportion that survives, it all has to be pulped once more: work is being done here which, I would say, disappears into thin air. And if you consider how much work has disappeared into thin air during the butchery of the recent war, you will gradually come to see that labour as such cannot lay claim to any absolute value, but derives its value from its contribution to the life of society. The disease that most affects our age, however, is precisely the lack of this basic capacity to integrate labour into the social organism, taking account of the fact that everything men do, they really do for others. We need to win through to this by learning to integrate our own individual selves into the community. Only by achieving a true understanding between man and man, so that what the other man needs becomes part of our own experience and we can transpose our self into the selves of others, shall we win through to those new social groupings that are not given us by nature, but must be derived from the personality of man. All our social needs certainly spring from the self. People sense what is lacking in the social order. What we need to find, however, is a new understanding of what human fellowship in body, soul and spirit really means. This is what a social order ought really to be able to bring forth out of the self. The great battle that is being fought over the division of labour—fought quite differently from the way such battles have ever previously been fought under the influence of human individuality—is what underlies all our social shortcomings. Nowadays, we found associations for production; we participate in them, concerned not with their rôle in the social organism, but with our own personal position—and this is understandable. It is not my aim here to complain, pedantically or otherwise, about human egotism. My aim is to understand something for which there is considerable justification. Without this sense of self, we should not have advanced to human freedom and dignity. The great spiritual advances have been possible only because we have attained this sense of self. But this in turn must also find a way to imaginative identification with others. There is a great deal of talk nowadays about the necessity of conquering individualism. This is not what matters. The important thing is to find society in man himself. The Oriental had to discover man in society. We have to discover society in man. We can do so only by extending on every side the life of the soul. That is why I tried, at the close of one of my mystery-plays, to present a scene showing how a man wins through to an inner experience of the different forms of mankind. These differences exist outside us. In society, differentiation is necessary; we must each have our profession. If we find the right bridge between man and man, however, we can experience within us all that is separate in the social world outside—each individual profession. Once this social system comes into being within us, once we can experience the reality of society inside ourselves, we shall be able to follow that opposite way of which I have spoken: the way from the self to the social order. This will also mean, however, that everything connected with the individual—today we can point to labour; in the next two days we shall be looking at capital—is capable of finding its place in human society. In co-operatives, in the formation of trusts and combines, in the trade union movement, everywhere we feel a need to find a way out of the self into association with others. But here precisely is the great struggle of the present day: to enable what exists around us really to take root within us. As already indicated, there was a time, not so very far behind us—we need only go back to the thirteenth century—when man had a bond with the product of his labour, and the making of every key and every lock gave pleasure, because the maker poured into it something of his own substance. The legacy of an earlier social order still made its mark upon the product. With their individuality as yet not fully awakened, people still accepted society. Since then, individuality has reached its zenith with the advance of technology. In the last analysis, the man of today is often extraordinarily remote from the product of his labour, even when his work lies in the spiritual sphere. What we perform in the outside world needs to take root in us and to link up with our individuality. This, however, will only happen if we develop the life of the soul on every side in the way I have described in the last few days. For if we do develop the life of the soul, our interest in all that has its being around us will be fired once more. You encounter many people in this purely intellectual age who find their own profession uninteresting. It may have become so, perhaps. There must come a time, once more, when every detail of life becomes of interest. Whereas formerly what was interesting was the nature of objects, in the future the interest will lie in our knowing how our every activity is articulated into the social organization of mankind. Whereas formerly we looked at the product, we shall now look at the man who requires the product. Whereas formerly the product was loved, the love of man and the brotherhood of man will now be able to make their appearance in the soul that has developed, so that men will know the reason for their duties. All this, however, needs to take hold of the soul before people try to reach an understanding about the particular social deficiencies of our time. From this standpoint, too, we must consider that Europe is still engaged in its battle for human individuality against the forces in its spiritual tradition that continue to flow from Asia—from foundations quite unlike those that exist today, foundations that took root in the souls of men, but at a time when full individuality had not yet been attained. Thus the present time occupies a position not only between abstract concepts of individuality and community, but also in the centre of something that pervades man's soul and brings every individual human being today into action in defence of his individuality. We are only at the beginning of the road that leads to the discovery of the right relationship between self and community. It is from this fact that the shortcomings of the time, which for this reason I do not need to enumerate, derive. Perceiving this psychological basis, this spiritual foundation, we shall be able to view in their proper light many of the needs, deficiencies and miseries that confront us in society today. To win our way through to this light, we need courage. Only then shall we know whether the pessimism that Herman Grimm expressed in so extreme a form is justified, and whether people are justified in saying: There remain only forces of decline in European civilization, one can only be pessimistic, even: The date for mass suicide ought to be fixed. That is, indeed, the question: whether all the Asiatic features that Europe had to conquer have in fact been conquered, so that after finding itself Europe can now, from the centre of the world's development, also reach an understanding with the East. It is from a standpoint such as this that we must consider whether what we ought to see is the kind of thing Herman Grimm had in mind, or whether we are not justified in thinking that mankind can still, through the development of what lies dormant in its soul, prove capable of choosing a time when understanding shall be achieved, and that what faces us is not the death of this European civilization, but its rebirth. Whether and how far this is possible will be examined, at least in outline, in the remaining lectures. |
83. The Tension Between East and West: Prospects of its Solution (Europe-America)
10 Jun 1922, Vienna Translated by B. A. Rowley |
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Our modern highly-developed intellect is, fundamentally, a late development of what, in the East, was dream-like clairvoyance. This dream-like clairvoyance has cast off its direct insight into the outside world and evolved into our inner logical order—into the great modern means of acquiring knowledge of nature. |
83. The Tension Between East and West: Prospects of its Solution (Europe-America)
10 Jun 1922, Vienna Translated by B. A. Rowley |
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If you are seeking, within the present social system, forces that inspire confidence, you will have to look in hidden places. Social distresses and deficiencies are only too evident; prospects, genuine ones at any rate, rather less so. There are, of course, self-deceivers, on a greater or lesser scale, who even in face of the grave difficulties of the present seek salvation in this or that recipe; they devise all kinds of social institutions in which they claim that mankind, or at any rate a section of mankind, would prosper better than it ever has before. It seems to me, however, that nowadays we have become so clever, if I may so express it, that it is relatively easy to work out, on a would-be national basis, any kind of social system. It is possible today to be familiar with quite a lot of social systems advocated by the various shades of party opinion, wthout finding anything really bad about them; and yet, we do not expect anything very much from them, either. Certainly, anyone who considers the society of today, not simply as raw material for sociological theories, but from the standpoint of a knowledge of man, can only talk of the emergence of social prospects when man is able once again to come close to his real self. The most important thing at this stage is not the excogitation of institutions, but the possibility of discovering man and including him in the social institutions we inhabit. And at this point it must even be admitted that, when it does become possible to discover man within the social order—or, at the present day, within the social chaos—then any given institution can serve the same purpose, more or less. The fact is that mankind can prosper socially in all kinds of different ways, within the most varied institutions. What matters today is human beings, not just institutions. For this reason, I evoked a certain amount of satisfaction, particularly in circles where they feel the social problem more than they think about it, with my book The Threefold Commonwealth, by not merely showing how a given institution might be different. Instead, I argued that a great deal nowadays depends on whether the man who has to run a business, for instance, is able to bring his whole personality to bear, either directly or through assistants, on his work-people, so that he comes close to them by really discussing with them, as man to man, everything that goes on in the business, from the purchase of the raw material to the marketing of the finished product and the means by which it reaches the consumer. If you repeatedly discuss this chain of production with your employees, in a way that is attuned to human considerations, you establish a basis on which you can build the other things that are socially desirable and worth striving for today. Yet it is still not enough to talk to people technically, in this way; something further is needed. What is needed, if we are to have hope in the prospects of society once more, is what I want to talk about today. For a long time, the view has been widespread that the man who is a leader in the social sphere must first and foremost establish contact with the masses. Efforts in this direction were made throughout the nineteenth century. And as the social problem became more and more of a burning question, you could see people working in factories for months on end, in an attempt to get to know the life of the workers. There have been senior civil servants who, after reaching the retiring age and so completing their work in society, have gone among the working people and been astonished to discover what it is really like there. In short, there have long been efforts to get to know the common man, and in particular the proletariat. We may say, too, that the achievements of our literature and art in this respect have been considerable. The mode of existence of the workers and the masses in general, often impressively presented through works of art and literature, certainly deserves full recognition. With the major problems of the present, however, the most important point is not really that the leaders should know what goes on among the workers or the masses in general. Fundamentally, very little depends on our artistic depiction, from the inside, of the life of the masses: the miseries and cares that beset them, their struggles, their ideas and goals, and so on. I would say: What we need today is not so much a way of understanding the masses, as a way of being understood by them; of going into the factory and business, whatever its kind, and being able to speak in such a way that we are not felt to be academic or “educated” or theoretical, but are taken as men who have something to say that appeals to men's souls. For a long time now there have been laudable attempts to establish institutions for adult education, up to university level. What is made available to the people in this way does, it is true, interest them for a while by virtue of the piquancy of many scientific results; there is some excitement if the lecture is illustrated by lantern slides, or if we take people to zoos and the like. But we ought not to be under any illusion that this really appeals to their souls or touches their hearts. To do this, we must have something to say about man's relation to existence as a whole. On this point, it is true, leading personalities today still have rather odd opinions. They consider that the masses are not really interested in “philosophical questions,” as they call them. But they are! If you can only find the right language to express it, then eyes light up and hearts unfold. For example, if you start with quite simple scientific facts, and know how to handle them in such a way that, out of your reflections, human essence and human destiny ultimately emerge; and if you show people that what you say is well founded, and at the same time that it is not fragmentary knowledge that at best can occupy us in our moments of leisure, but something a man can absorb as nourishment for his soul—only if you succeed in doing this will you have made a start on the creation of confidence between the people, as they are called, and the leaders. It is possible today to speak from a party viewpoint, to provide the people with concepts such as “capitalism,” “labour,” “surplus value” and the like: the people will gradually assimilate these concepts, and then you can talk on party lines. But by doing so you will not provide men with systems in which they can participate with all their humanity, or enable them to co-operate in the creation of the society we must hope for if the forces of advancement, and not those of decline, are to prevail. If you want to, you can soon see what the real situation is today, and where the real obstacles and restrictions occur. I was for some years a teacher at a workers' educational college, where I had to teach all kinds of subjects. I never kowtowed to any party dogma; at the same time, I never encountered any resistance on the part of a worker to understanding, when I presented history, for example, in such a way as to reveal at every point that it is not something that can be comprehended by a historical materialist interpretation, but something in which spiritual forces and spiritual impulses are operative. I was even able to evoke some understanding of why it was that Marx, whose ideas were thoroughly familiar to the members of my audiences, arrived at the view that is called “historical materialism,” the view that regards all spiritual phenomena as merely the effect of mechanistic and economic factors and the like. I was able to show them that this is because in fact, from about the sixteenth century onwards, there have increasingly come into play the forces that have made economic life dominant and decisive. In consequence, art and science and the rest really seem like—and in a sense even are—the results of economic life, mechanistic life. Marx made the mistake he did because he was only familiar with modern history. It is not my wish to argue for one view or the other, however, but simply to observe that even this point was understood. It was not a lack of confidence on the part of the audiences that made my kind of popular instruction impossible, but the fact that one day the authorities noticed: the teaching here is not in accord with party dogma; instead, what is presented by way of illustration is drawn, to the best of the teacher's knowledge and judgment, from what appeals to human nature. And they grew anxious lest the audience should increase. One day, their emissary appeared at a meeting that was summoned for the purpose, to investigate whether I was fit to be a teacher at the workers' educational college. One of the workers' leaders appeared. And when I commented that, if the principle of progress was to be established in these circles, then the teacher must at least have freedom to teach as he wished, the representative replied: “Freedom is something we don't recognize! We recognize only a proper compulsion.” This was the attitude that led to my expulsion from the teaching staff of that workers' educational college. From my point of view, however, it was really an illuminating experience. Not so much the expulsion itself, as the preceding acquaintance with the wide variety of people that make up the modern proletariat. An illuminating experience, because you could see that, if only you will speak out of your full humanity, so that your hearers feel you are saying something to them that reaches into their hearts and affects their human and earthly being, they will regard thinking, when it springs from a philosophy of life, as the most important thing they can be offered. There exists today a feeling that enlightenment—not in any party sense, but in a general human sense—must spread among the masses. People long, more or less unconsciously, for something that springs from a really far-reaching philosophy of life. And how should it be otherwise? For, after all, vast sections of mankind today are employed in such a way that their work cannot conceivably interest them. They perform it as if faced with something that has no relationship whatever with their humanity. Hence, although the clubs, guilds and unions that tend to be formed in these circles are indeed organized on the basis of the various trades—there are metal workers' unions, printers' unions, and so on—fundamentally they have surprisingly little to do with the business of production. They are primarily concerned with the element in the material sphere of life which is of general human interest—with consumption and the satisfaction of human needs. Mankind has had to become resigned about production, but not to anything like the same extent about consumption. And so large numbers of people are faced at present with work that turns them back upon themselves. Their environment cannot interest them, nor what they do from morning till night, unless it be so presented to them that they can find it interesting; what interests them first and foremost—and this is where we must begin—is what confronts a man when he is alone with himself after work and can simply concentrate his attention on his own humanity. We must also admit that, when we examine the social chaos of our time, we can see quite clearly that there are also many people in executive positions who are cut off from a direct interest in and relationship with what they are doing. It should be, not just an open secret, but something known to the widest possible circles, that even people whose work is intellectual often have so little interest in their profession that they too are reduced to waiting until after working hours in order to pursue their genuine and human interests. For that very reason it is obvious that we must provide human beings with things of human significance, if we wish to establish a basis for social optimism. In the intellectual sector of civilization, we have accomplished an extraordinary amount. Today, we can point to all the things that human intelligence has achieved. And undoubtedly, people can learn an enormous amount when we acquaint them with the results of man's achievements in science and art. But that is not the point; the point is that we should be capable not only of disseminating intellectual culture, as a foundation for social structures, but also of exciting people, of inspiring them—not by producing grandiose utterances or well-rounded periods, but by having something to say, something that makes men feel: This touches my humanity. If, on the other hand, we go to people with a philosophy of life derived from what is now popular and from what is recognized as true by our excellent natural sciences, you can see at once how impossible it is really to grip men's hearts with it and give them something that touches their humanity. Men will always regard the sort of thing they are usually given, as something superficial. In particular, what a man will say if he is willing to speak freely—because you have gained his confidence in other ways—is: “That's all very well: but in the first place we can't really understand what you say, because so much of it needs special preparation; and secondly it isn't straightforward enough for us; there is something that says to us: No thoroughfare!” I have heard many people talk like this about adult education colleges, public libraries and the like, as they are today. If now we seek to base on this experience an approach to society, we must look more deeply for the causes of the difficulty. And here once more I am compelled to introduce—in parenthesis, so to speak—part of a philosophy of life. When, as we have often done during the last few days, we look at the Asiatic civilizations, so many legacies from which survive in our schools (even our secondary schools and universities), we find there, at any rate where the culture was at its height, something that must still be of inestimable value to us today. Its characteristic feature is that the knowledge of the world and philosophy of life discovered there were apprehended by the human spirit; and this in turn developed into the intellect, which I have described as the specific force of modern times. Our modern highly-developed intellect is, fundamentally, a late development of what, in the East, was dream-like clairvoyance. This dream-like clairvoyance has cast off its direct insight into the outside world and evolved into our inner logical order—into the great modern means of acquiring knowledge of nature. And in the last analysis we must recognize, in the medium of philosophical communication in Europe today, yet another legacy from the Orient. It is not only the medieval schoolmen who still made use of words and concepts and ideas imbued with powers of the soul which derived from the East; we ourselves, however much we may deny it, speak, even in chemistry and physics, in language that we should not use if our education, right up to university level, were not conditioned by something derived from the Orient. But in becoming intellect, this early clairvoyance has thrown off at the same time another shoot, which has affected the outlook on life of the masses in many ways. It has given rise to views which for the most part have already died out in Europe today, views which have been eradicated by modern elementary school education, and of which only vestiges survive among the most uneducated classes. While on the one hand the intellect has been developing to amazing heights, there has also developed deep down among the people (and far more than present-day psychology has yet revealed) something that projected certain subjective experiences, quite involuntarily, on to the outside world. These assumed the most varied forms, but they can all be covered by the single word “superstition.” Superstition, which signifies the projection of subjective experiences outwards into space and time, played a much greater rôle in mankind's development than is thought today. Even people who are only half-educated can now recognize the belief in ghosts as a superstition; yet there still persist in us, atavistically, many of the feelings that developed under the influence of this belief. In so far as we are the descendants of Oriental humanity in this respect too, we operate in our art and in other branches of life with at least the feelings that spring from this current in human development. It is possible to examine what is emerging from the depths of social humanity, so to speak, at the present time; to look at the man who has developed out of the technical and mechanical world of modern times; to look into his heart and his quality of soul. And anyone who does so will see that this man—who has not gone through the process that makes the intellect supremely valuable to us today, the process of secondary and university education—has no genuine personal interest in all that can be achieved within the sphere of intelligence; what he has is something quite different. I would say: Something elemental reveals itself in such a man, welling up from depths that are rising to the surface in our social order—something elemental which, in Europe today, is quite inadequately understood, because fundamentally it is something new. But, when it is understood, it can show us the right way to bring a philosophy of life to the masses. Anyone today who, growing up within mankind, has no contact with our inheritance from the Orient and is thus thrown back upon himself, as the working-man is and very many members of the upper classes too, is not interested first and foremost in the intellect. For him, it is above all the will that he is interested in—and will is something which rises up into the soul from deep below, something which emerges exclusively from man himself. Since this fact has, of course, been noticed in a superficial way, there exists today a certain longing to regard man as a being of will. Many people, indeed, believe that they can speak to the masses in terms of philosophy only if they deal primarily with the element of will in man. As a result of hankerings of this kind, it has come about—as frequently happens—that people have described to the masses “primitive culture,” in which man is still a creature of instinct. They describe to the working-man how these primitive people lived in simple circumstances, and then attempt to draw inferences about what the social order should be like today. In primary education today, a great deal of time is spent in describing the living conditions of these primitive, instinctive people. And there is a good deal of other evidence for the existence of a certain instinctive tendency to put forward the element of will, when people are called upon to expound a philosophy of life. Out of a certain appetite for the sensational, the man of today does, it is true, accept these descriptions; to some extent, too, he feels in his own being, which has not advanced to a higher level of education, something akin to this instinctive element in human nature. But if you want to warm people, if you want to preserve their souls from desiccation, if you want to make contact with the whole man, then accounts of this kind will not help you. Why is this? It is because, when you have scaled the peaks of science and acquired what science currently accepts as true, you develop, simply by doing so, something that really constitutes a modern superstition. Admittedly, it is not yet recognized as such; but just as the educated man of more recent times has learnt to regard the old belief in ghosts as a superstition, so to some extent the masses today—as it were prophetically, looking into the future—regard as a kind of superstition the ideas and concepts and notions that we assert about these primitive conditions of humanity. What do we assert? We assert that mankind was originally governed by instinctive drives. These are something quite obscure, operating in unconscious regions that people are unwilling to define more precisely; they include the instincts, which are also found in animals, and all that is indefinite in man's feelings and expressions of will. People point to the element of natural creature active in man. Many thinkers today regard it as an ideal to depict man in such a way that what is inside him is presented as far as possible in terms of material processes, only elevated into those indefinite concepts that we call drives or instincts. Let us, however, remember the view of man's inner make-up that I have developed in the last few days. I have shown how the exercises of spiritual science, by developing man, enable him to really see inside himself. He thereby reaches the stage of contemplating his inner organism, not as does the modern physiologist or anatomist from without, but in such a way that the parts of the organism can be inwardly experienced. When you have broken through the reflector of memory, you can look down upon the lungs, heart, etc., as something whose physical structure is merely the outward expression or manifestation of the spiritual—of that spiritual element which I have been able to represent as a world-memory linked with the great cosmos. This can be sensed by the very man who today is thrown back by his work on to himself. Everywhere he longs to attain an understanding of it. But we achieve this understanding only when we clearly perceive what we are actually doing, when we perceive in its spiritual essence the element of spirit and soul which lies within us—which is not even our property and does not belong to our human personality, but which is the gulf, so to speak, that the cosmos sends into us as human beings. Man can come to know man only when, looking into himself, he finds as the basic substance of his physical being a spiritual element. Once we realize this, however, we also know that to speak of drives, instincts, and all the other things that people are always speaking of nowadays, is to interpose something in front of our real inner nature, just as superstition formerly interposed ghosts in front of external nature. When we speak of drives, instincts and the like in man, we mean only the psyche obscured, so to speak, by our own outlook. In speaking of our human make-up as it really is, we must ignore these spectres that we call instinctive drives, passions and the like, and see through them to reality. We must leave behind the spectres within us, represented by all these definitions of drives, lusts, passions, will and the like, in the same way as we have left behind the ghosts in the sphere of the external, natural order. With those ghosts, we interposed something from within us in front of external nature, and so projected what was subjective on to the objective sphere. Nowadays, we are setting up something that is, objectively, of a spiritual nature, as if it were something material; our drives and instincts, as usually defined, are materialized and internalized ghosts that obscure the true spiritual sphere. This is something which, as a matter of cognitive fact, is little understood nowadays, although it is felt when, with a true knowledge of man, we seek to approach anyone who, from the depths of his unconscious—and in the depths of this unconscious lies the spiritual sphere—instinctively feels: Don't talk to me about your materialized ghosts! You ought to be telling me something about the way in which man and the cosmos have grown up together. If you have a feeling for society, you will rejoice over experiences like the one I had a few weeks ago, when I was lecturing to a group of working-men. I was originally supposed to speak about political economy. But I always arrange for the audience to choose the subject themselves; before the lecture begins, I let them hand it up to me or tell me, so that the knowledge imparted to them is of a kind that they themselves determine. On this occasion, a working-man took out a copy of our periodical The Three. He said he had read an article of mine in it, but couldn't quite understand what the planet was actually like which preceded the earth, subsequently went over into darkness, and eventually gave rise to the earth. I was able to lay before this man, in a straightforward and simple manner, an explanation in terms of spiritual science. And you could see that, whereas if you speak drily, in abstract concepts, they may feel: There's nothing much for us here! Yet when you speak of this kind of thing, their eyes light up, because they feel that here is something their souls can feed on, just as their bodies feed on what they eat. How their eyes light up when you give them something that grips their whole personality, their heart and soul—something that is not simply a concept of life, but an outlook, a philosophy of life in the sense that it really contains life and can excite enthusiasm, even when the worker comes straight from the machine. And I certainly believe that social influence of this kind must be exerted first, before we can win men over in any other way—and they must be won over—to establish the appropriate social structures. How long this will take depends on men's determination. I know that many people say: “Oh, you are fobbing us off with something that will only be realized in four or five hundred years time.” To this I always reply: “Quite true, if not enough people want it; but in affairs of this kind, the important thing is not to calculate how long it may take for men to reach these social structures, but to forsake calculation and put our trust in the will.” If the will is present in a sufficiently large number of men, we may hope to attain, in not too great a length of time, what we might otherwise intellectually suppose would take centuries. Nothing is more of an obstacle to our reaching these social configurations than the hesitation that derives from such calculations. You should start, not by worrying about the results of intellectual calculation, but by attempting to come close to man. Then, you will see that, with a philosophy of life that does not interpose materialized ghosts before people's souls, but reveals to them man's link with the cosmos, you will soon meet with an appreciative reception. Today, the usual reception you will get is as follows: If you take this kind of philosophy of life to those who are professionally qualified to judge it, they will compare it with what is already in existence, and will then take the view that it is amateurish, dilettante and so forth. Or the converse will happen: You wish to speak about these things, which so affect man's innermost self that drives, instincts and the like become spiritualized, and you feel obliged to adopt the scientific forms of expression customary today; otherwise what you have to say will be rejected before you start. But if you do adopt them, you are then told that you are speaking a language that is not for the people. You already knew this. That was why, when speaking to people who expect a great deal from those with scientific education, you set it in quite different contexts of ideas. What is said, however, is exactly the same. And that is how you come to realize that the man whose intellect has not been taught to run along a few particular lines by his specific intellectual training, will understand it. We shall, it is true, first have to leave behind an age in which, for doing this, a man can be thrown out of workers' educational colleges by those who regard themselves as the authentic leaders of the people. I have had to demonstrate to you, then, that because of the very nature of the masses of humanity, there must exist today a philosophy of life in the form of an anthroposophically orientated spiritual science. For only out of such a philosophy, which can really talk about the spiritual sphere in speaking of man, can there arise any hope of attaining a social understanding. And then, from this social understanding, with people understanding one another, we can go forward to other things. We can hope for this. This hope is native to us in Central Europe where, throughout the nineteenth century, the best minds sought a method of education by which it would be possible to lay hold of the child, so to speak, in the sphere of the will. They had perceived that a modern human being must be taken hold of in his will. They had not, of course, seen this as clearly as it can be seen with the aid of the philosophy of life I am propounding. But they had a notion of it. That is why they exerted themselves to find intellectual methods which would enable them to reach the child's will by way of his ideas, to lay hold of his will through his thought-forces. And an enormous amount of good was achieved in Central Europe, as a result of the German spirit—this is fully acknowledged in the West, or was at least until the Great War. Attention has always been drawn, in England, to the way in which, in Central Europe, people tried to take hold of the will indirectly, via a pedagogic method, and how this has been transplanted to England. This has always been recognized and described. When we go still further West, to America, however, we find that, by the circumstances of spiritual geography, they have developed over there a distinct form of primitive philosophy of life—if I may so put it without offence—which yet carries within itself striking potentialities for the future. We find, for example, that in America, when educated people sum up what they think about human beings, they will say: What a man works out intellectually depends on the political party into which circumstances have led him, and on the church he belongs to. In reflecting the opinions of his church, his class, or his party, he does of course make use of his intellect; the real source, however, is not the intellect but the will. Again and again we can see American writers pointing to man's will as his primary substance. Present-day Americans like to quote writers who say: The intellect is nowadays nothing but a minister of state, and the will is the ruler—even though, as Carlyle said, the intellect may be an expensive minister. This view, moreover, is not an invented abstraction, but something that is in the bones of educated Americans. Even the physiologists there talk in these terms. Anyone who has an ear for such things can perceive a marked difference between the language of physiologists in Europe and that of physiologists in America. Over there, people explicitly discuss how a man's brain is shaped by his situation in the world. They consider the brain to be a mechanism which is dependent, even down to its speech-centres, on the company a man keeps, the extent to which he gets on in life, and so forth. They therefore see the development of the will within the world as the primary aspect of man, and regard all the products of the brain as subordinate, as something which, fundamentally, has very little to do with a man's individuality. These people say: If you want to discover a man's individuality, you must examine his will and see how it developed in his childhood, in the context of his family, his church, his political allegiance, etc.; and then consider how he acquires an intellect which—as an American has said—has about as much to do with his essential being as the horse you ride has to do with the rider. Although the legacy of the East has also extended as far as America, then, we have there, emerging directly from educated circles, something that in Europe lies in the subterranean depths of human existence. Our own America so to speak, the America that is within Europe, is the instinctive direction of humanity towards the will, and thus towards a very large class of people here. This also gives us the ground on which Europe must in fact reach an understanding with America, if a world-wide social rapprochement is to come about. We do indeed find that a good deal of what the Americans have developed represents a primitive form of the exercises by which a spiritual vision is attained. Thus, we find Americans repeatedly commending self-control, self-discipline, self-education as all-important: what matters is not having learned something, but implanting it in your will by the constant repetition of a given exercise. We know the effect of rhythmically repeating concepts, and we know how the influence thus brought to bear on man's true centre in turn affects the will. It sometimes takes curious forms, this conscious direction to what, for modern man, must represent the innermost kernel of his being. And precisely from a rapprochement of this kind we shall be able to develop the further recognition that we must pass through contemplation of the will to reach the spiritual element of man. There follows the prospect of a philosophy of life which (even though the working man cannot help being materialistic at present) can yet be such as I have expounded here—a power that can be developed from the social conditions themselves, so to speak, precisely through a rapprochement between Europe and America. It was in Central Europe that the finest minds sought for intellectual topics that would be capable of taking hold of the temperament, the volitional side of children. Central European educators in the nineteenth century tried to discover the art of capturing the will by starting from the intellect. But they did not get beyond abstract thinking, which had not then advanced to the living thought. They were still caught up in the Oriental world and its legacy, and on the basis of this early Oriental heritage they sought to take hold of the will. Then came a great mass of humanity who made will sovereign everywhere. And today we live in a period that contrasts with an earlier age when forces existed to uphold the social order. Even those of us whose outlook is not reactionary cannot help understanding that, in earlier times, a prince attended the same sermon as the lowest peasant in the district; and the man who spoke from within the spiritual life, on behalf of all, had something to say that affected everyone. A perfectly clear public image of the consolidation of the social orders by means of the spirit was definitely there in those earlier periods. It was a definite legacy from the Orient, this image which is apprehended by the head and only later sinks down into the heart. Now something else, something that springs from the will, has appeared. We must find once more a way of speaking philosophically out of a spirit that embraces us all, from the most uneducated to the most educated. Only in this way can we work together, think, feel and will together, so as to establish, in the present, social prospects for the future. This will come about if we can create a rapprochement between the embryonic beginnings in Europe, as they have been described in the last few days, and what has emerged in America, at a higher level of civilization, so to speak, among educated people in general. A rapprochement aimed at moving westwards will create a basis for an understanding of the development of spirit in the West. Only if we as Western men show that we are able, out of what we can apprehend within ourselves, to summon up something spiritual and to counter the Oriental spirit, which today is in a state of decadence, with a European-American spirit, will a world economy and a world commerce, such as exists only externally today, be possible, in a framework of genuine confidence between men. Today, even though the Asiatic trades in one form or another with us Western men, in his heart there is still the feeling: Your machines do not impress us! With them, you are turning yourselves into intellectualized machines; that is the kind of men you are, inside. Even X-rays do not impress them. The Oriental will say: With their aid, you can look inside man physically; but what is really important requires no apparatus, it arises from our clairvoyant inner self. Whether legitimate or not, this is the attitude of the Orient. They have a profound belief in the spirit in human nature, and look down with contempt on anything that accepts the constraint, as it seems to them, of technology and the machine, in such a way that man himself operates, in society, like a cog in a machine. The gap between us and the Orient will be bridged only when we ourselves create a spiritual dimension in our philosophy of life, on foundations such as I have described, combining the spirit of Europe and America. This, however, will require the world to look more closely at Central Europe, which has gone furthest in the evolution of the intellect towards living thought. It is the men of the early part of the nineteenth century—Hegel, Fichte, Schelling—who have gone furthest in the evolution of thought towards life. At least they believed that in what they experienced as the substance of the world, albeit in thoughts that were still abstract, they had something vital and spiritual. What they had, of course, was only the germ of vital thought. That is why Central Europe itself forsook the paths it had been following. They need to be rediscovered by making thought genuinely vital. A rapprochement with Central Europe can bring this about. When the West has brought forth spirit once again, and when the East not only sees its own spirit, but can also see, even in the trader and merchant, the representative of a spiritual philosophy of life, then the Oriental will no longer look down on us in arrogance; he will be able to reach an understanding. This is what we must seek if we are to have hopes for society. We cannot have them at all unless we realize what has to disappear. There existed in Central Europe a spirit which proclaimed that everything ultimately collapses but that a new life springs up from the ruins. This is a hope we shall realize only when we look past the externals of society to its inner being. But then we must cease to try to maintain the old order at all costs, and instead have the courage to regard as expendable the things that must be overthrown. The old saying remains true: Nothing can come to fruition which has not first been cast into the earth as a seed, so that it may decay. Well, the word “decay” is not quite accurate here, but the image still holds. In discerning what we need to abandon as decayed, we must move forward to new impulses and to the new life that must blossom out of the ruins. Only in this way can we, in this age, have social hopes for the future. |
63. Theosophy and Anti-sophy
06 Nov 1913, Berlin |
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A vague consciousness is that of the first childhood. The human being sleeps or dreams, so to speak, into existence, and that by which we feel, actually, as human beings, our developed inner life with its distinct centre of self-consciousness only appears only at a certain turning point of our childhood. |
The spiritual researcher can penetrate into the region, which, otherwise, the human being experiences only as a dream, by the fact that he has only got the preconditions of it within the life on earth that he has educated himself to self-consciousness, and then he penetrates into that region with this self-consciousness which one experiences, otherwise, without self-consciousness. |
63. Theosophy and Anti-sophy
06 Nov 1913, Berlin |
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Already eight days ago, I have drawn your attention to the fact that just someone who stands within spiritual science is not surprised at all, if this spiritual science finds opposition and lack of understanding from the most different viewpoints of the present. Now I will not consider it as my task to discuss single oppositions or single viewpoints from which such misunderstandings and oppositions result; since there is another viewpoint, which one can take up as position considering this matter. This is to try to uncover the roots of any possible opposition against spiritual science. If one understands these roots, some opposition also becomes explicable. Now I would not like to define what I communicate as spiritual science as identical with that what one calls “theosophy” from this or that side. Since this offers little incentive to agree anyhow with it. However, not from the viewpoint of the contemporary prejudice that occupies the name theosophy but from ajustified viewpoint, spiritual science represented here can be called theosophical. With it, the topic of this evening justifies itself which shall explain the relation between theosophy and that what rebels in the human nature against this theosophy. One can call it a mood in the human soul that one can find easily, that turns against theosophy because of passions, of emotions, often, however, also because of a certain faith that I call antisophy here. If you contemplate what I have said eight days ago, you remember that spiritual science or theosophy attains its knowledge if the human soul simply does not stop where it stands in the everyday life, but if it goes through a development by its own impulse and activity. From the indications which I have done in the first talk we have realised that the human soul comes by such a development to an inner constitution, different from that of the everyday life that its feeling and position in the world are different from that in the everyday life. Something is born as it were in the human soul by the development meant here that is like a higher self in the usual self that is equipped with higher senses that perceive a real spiritual world. The theosophical knowledge can only attained by developing the corresponding soul condition. However, one realises at once that a certain requirement forms the basis of the just said, a requirement that remains no big requirement for someone who practises the specified way really. What appears as a requirement becomes a real experience, an experienced fact for him. It appears as requirement what lives strictly speaking in every human soul as longing; it appears as requirement that the human being if he descends only deeply enough in his soul finds something in it that connects him with the divine-spiritual primordial ground of existence. Nevertheless, it is the goal and the longing of any self-conscious soul to find the point in its own self where it is rooted in the divine-spiritual primordial ground. Theosophy consciously confesses to this goal. One could grasp “antisophy” accordingly very easily in an idea, in a concept. It would be the opposition against everything that lives in the longing with the goal to grasp that deep point in the human soul where this human soul is connected with the everlasting primordial sources of existence. How can such antisophy develop in the human soul? One could believe at first that it is paradoxical that an opposition may get up against that what one would have to appreciate as the noblest pursuit of the human soul. However, lo and behold, just spiritual science shows that antisophy is not anything quite arbitrary in the human soul, but on the contrary, it belongs to its nature in a certain respect. The human being is not theosophically minded from the start; he is antisophically minded from the start. One must go into some knowledge of spiritual science if one wants to appreciate this apparently paradoxical dictum properly. If the spiritual researcher attains the other constitution of his soul, he enters into a real spiritual world. Then before his spiritual view, the outer nature is extinguished as it were. It still exists only as memory, and a real spiritual world appears in which the human soul is to be recognised not only in the time between birth or conception and death, but also it is to be recognised in the time between death and the next birth. I have already drawn your attention to the repeated lives on earth in the last talk. The human being is referred to that existence in which he is a spirit among spirits in which he is after death. This world is experienced as for the outer senses the outer nature is experience; in this world is the soul with those forces which face the human being not only in the usual consciousness, but compose this usual consciousness. Yes, this world builds up the tools of the usual consciousness and the complete corporeality with the whole nervous system. It becomes true for the spiritual researcher that we are built up as human beings not only by the force of inheritance, but also by that which intervenes in the system of these physical forces which descends from spiritual-mental regions. It is a system of spiritual forces that seize the physical organisation, and develops what we should become according to our former lives on earth. Spiritual science extends the memory about which I have spoken last time. It goes beyond the present earth existence to regions of spiritual experience. If we consider the world and the human development in such a way, a certain border faces the soul in particular. The separating line lies in the first childhood of the human being. There we see the human being living in the very first childhood like in a dreamlike life that only must appropriate the full clearness of self-awareness, of remembering experiences. A vague consciousness is that of the first childhood. The human being sleeps or dreams, so to speak, into existence, and that by which we feel, actually, as human beings, our developed inner life with its distinct centre of self-consciousness only appears only at a certain turning point of our childhood. What presents itself in the sense of spiritual science before this turning point? If the spiritual researcher looks at the child, before it has come to this turning point, he beholds the spiritual forces working that have descended from the spiritual world and have seized the organism to form it plastically in accordance with the former lives on earth. Because all spiritual forces that constitute the human soul pour forth into everything that lives in the organism that forms the organism, constructs, and organises it that way, it can become later the tools of the self-conscious being. Because all soul forces are used for the construction of this organism, nothing remains that could deliver a clear self-consciousness anyhow in the very first childhood. All soul forces are used for the construction of the organism; and a consciousness that uses itself for the construction of the organic being can be only dreamlike, however, is in a large part a sleeping consciousness. What happens now with the human being at that turning point about which I have spoken? There more and more resistance comes up from the organism, from the body gradually. One could characterise this resistance in such a way that one says that the body hardens gradually; in particular the nervous system hardens, the soul forces can no longer process it completely plastically, it offers resistance. That means that only a part of the soul forces is able to work in the human organisation; the other part is rejected as it were, cannot find working points to work on this human organisation. I may use a picture to show what goes forward there. Why can we see ourselves in the mirror standing before it? Because the beams of light are reflected by the shining surface. In the bare glass, we cannot see ourselves because the beams of light go through. The same applies to the child in its first age: it can develop no self-consciousness because all soul forces go through as the beams of light pass the glass. Only when the organism has hardened, a part of the soul forces is rejected, as well as the beams of light are thrown back by the reflecting glass. There the soul life reflects in itself; and the self-reflective soul life that experiences itself in itself is the emerging self-consciousness. This constitutes our real human experience on earth. Thus, we live if we arrive at the marked turning point in this reflected soul life. What does mean the development of the spiritual researcher now compared with this soul life? This development is really a leap over an abyss. It is in such a way that the spiritual researcher must leave the region of the rejected soul life, and he must penetrate into those creative, formative soul forces that are before this turning point. The spiritual researcher has to immerse himself with the full consciousness in that which he has developed in the reflected soul life. There he submerges in those forces that build up the human organism in the tenderest infancy that one can no longer perceive because the organism transforms into a mirror. Indeed, the development of the spiritual researcher must overcome this abyss. From that soul life that is rejected by the organic nature, he must enter into the creative spiritual-mental life. He must advance from the created to the creative. Then he perceives something particular, if he submerges in those depths that are as it were behind the organic mirror. Then he perceives that point where the soul unites with the creative origin of existence. However, besides, he still perceives that this rejection is meaningful. If the turning point had not taken place, the rejection would not happen; then the human being could never have attained the complete development of the clear self-consciousness. In this respect, the life on earth is the development of self-consciousness. The spiritual researcher can penetrate into the region, which, otherwise, the human being experiences only as a dream, by the fact that he has only got the preconditions of it within the life on earth that he has educated himself to self-consciousness, and then he penetrates into that region with this self-consciousness which one experiences, otherwise, without self-consciousness. However, it is evident from that that the most valuable that the human being can obtain for the life on earth is the awake self-consciousness that is normally secluded from the experience of the roots of existence. In the everyday life and in the usual science the human being lives within that what interweaves his soul life after this turning point. He must live in it, so that he can arrive at his goal on earth. One does not say with it that he is not allowed as spiritual researcher to leave it and to look around in the other region where his roots are. — I would like to express myself in such a way: the human being must leave the region of the creative nature to face and to find himself in his nature rejected in itself compared with the spiritual-mental nature that is connected with the sources of existence. Because of this task on earth, the human being is really put outside of that region in which he must find as a spiritual researcher what can be found within spiritual science. If the human being — without the spiritual-scientific training — confused one day what he can experience in the one or in the other region, he would never be able to stand firmly in the world. The whole sensory existence of the human being is based on the fact that he is just put out of that where the sources and roots of existence where the spiritual world is to be found in their intimacy. The more the human being wants to live in the sensory world, the more he must leave the higher world. Our usual practical knowledge has just its strength because the human being has left this world. Is it surprising on the other hand that the human being also learns to appreciate at first what he has, while he is expelled from the spiritual world? He does not stand in the spiritual world during his life. He had to put out this to live his earth existence suitably. He appreciates everything quite naturally at first that is not connected with the source of existence. Thus, it is natural that he refuses immediately to hear anything of the spiritual world within which he is not at first. Because of his life, he is not attuned to acknowledge what connects him with the core of the world but to acknowledge what holds him together in himself, as far as he stands beyond this spiritual-mental world. The human being is antisophical in the usual life, he is not attuned theosophically, and it would be naive to believe that the usual life could not be tuned antisophically. It can only be tuned theosophically if like a memory of a lost native country the longing in the soul emerges at first — and then more and more the desire originates to penetrate into the origin of the spiritual-mental world independently. One must attain the theosophical attitude from the antisophical attitude at first. This is internally rather contrary to many souls. In our age where the outer civilisation has such wondrous achievements, a natural propensity has developed for the outer experience that forces back this longing. Just in our time, it is very comprehensible that the human soul is tuned antisophically. However, one must really acknowledge the necessity of a theosophical deepening of humanity on one side in the whole nature of the human development and on the other side just in that what presents itself today. Since so many things face the beholder of the human spiritual development. I would like to point to one thing that can show that in our time an antisophical attitude is natural. Diogenes Laertius (Greek biographer, third century AD, Lives and Opinions of Eminent Philosophers) tells that once Pythagoras who was considered as a very wise man by the ruler of Phlius, Leon, was asked by him how he positioned himself in life, how he felt in life. Pythagoras is said to have said the following: life seems to me like a festival. People come who take part as fighters in the games; others come to make profit as traders; but there is a third sort of people, they come only to look at the thing. They come neither to participate personally in the games, nor to make profit, but to look at the thing. Life appears that way to me: the ones follow their pleasure, the others follow their profit; however, there are those like me who call myself a philosopher as a researcher of truth. They look at life; they feel transferred as from a spiritual home onto earth, they look at life to return to this spiritual home. Now one must take such a quotation as a comparison, as a picture, of course. One would probably get the entire view of Pythagoras first if one added something without which this quotation very easily could be interpreted as if the philosophers were only the gazers and good-for-nothings of life. Since Pythagoras thinks of course that the philosophers can be useful with their looking not only for their fellow men, while they stimulate them to look, but while they search what is not directly useful for life. However, this leads to the roots of existence, so that that what is considered as “of no avail” leads to the everlasting in the human soul. One would have to add this. However, Pythagoras believed to express something particular, namely that one finds the impulse to immerse oneself in the forever imperishable in that what does not deliver anything useful in the development of the human soul in the outer use but in himself; and that one must develop something in the soul that can be applied not in the outer life directly, but that the human soul develops due an inner desire. The recognition of such a pursuit is found with Pythagoras in olden times. We glance now at a phenomenon of the modern time which I do not mention in order to mention philosophical oddities, but because it is typical for the way of the cultural life of our time. A worldview has spread from America to Europe that one calls pragmatism. This worldview appears rather weird compared with that what Pythagoras demands from a worldview. Whether something that the human soul expresses as its knowledge is true or wrong for others, this worldview of pragmatism does not ask at all, but only whether a thought that the human being develops as a worldview is fertile and useful for life. Pragmatism does not ask whether something is true or wrong in any objective sense, but, for example, it asks for the following. We immediately take one of the most significant concepts of the human being: should the human being think that a uniform self is in him? He does not perceive this uniform self. He perceives the succession of sensations, mental pictures, and ideas and so on. But it is useful to understand the succession of the sensations, mental pictures and ideas in such a way as if a common self exists; the internal conception is arranged thereby, the human being thereby accomplishes what he accomplishes from the soul like from a downpour; life is not fragmented thereby. We go to the highest idea. For pragmatism, it does not depend on the truth content of the God concept at all, but it asks, should one conceive the thought of a divine being? It answers, it is good that one has the thought of a divine being, if one did not believe the thought that the world is ruled by a divine old being, the soul would remain hopeless; it is good for the soul accepting this thought.— There one interprets the value of the worldview in a quite contrary sense as Pythagoras did. With him, the worldview should interpret what is not for the benefit of life. However, presently a worldview spreads out, and one can expect that it will seize many heads, which almost says — and in practice it has already done it: valuable is what is thought as if it exists, so that life proceeds most profitably for the human being! We realise that the human development took place in such a way that one almost considers the opposite of a worldview as correct that one regarded as right, so to speak, at the beginning of the European philosophy. The human attitude developed from the Pythagorean theosophy to the modern pragmatic antisophy. Since this pragmatism is absolutely antisophy because it considers mental pictures of something supersensible under the viewpoint of practical value and benefit for the sensory world. It is significant that towards our time the antisophical mood penetrates the human souls. That is widespread today what once Du Bois-Reymond, a brilliant representative of natural sciences, explained on a naturalists' meeting in Leipzig (1872) in his ignorabimus speech! Du Bois-Reymond (Emil Heinrich Du B. R., 1818-1896) admits explaining it brilliantly that science has only to deal with the principles of the outer world of space and time, and never even with the slightest element of the soul life as such. Later Du Bois-Reymond even spoke of “seven world riddles” —the nature of matter and energy, the origin of motion, the origin of life, the apparently teleological arrangements of nature, the origin of simple sensations, the origin of intelligent thought and language, and the question of freewill. He says that science cannot grasp them because it must rely on “naturalism.” At that time, Du Bois-Reymond finished his explanations quite typically, while he meant that one would have to penetrate into something else if one even wanted to understand the slightest element of the soul life: may they attempt it with the only way out, with that of supra-naturalism. He added the meaningful words, not as an argument, but as something that he asserts out of his mood quite dogmatically: save that science ends where supra-naturalism begins. What does such an addition mean compared with the other sentence that one must recourse to supra-naturalism, save that science ends where supra-naturalism begins? One can do a peculiar discovery if one looks around in the scientific life of the present. In order to prevent misunderstandings from the start, I note that these talks are intended here in no way as opposition against the contemporary science, but that I hold them in full recognition of this science, — in so far as it remains in its limits. I must say this because some people assert repeatedly that I hold these talks here in an anti-scientific sense. However, this is not the case. Although an entire recognition of the great results of modern science forms the basis of all that I say here, nevertheless, I must draw your attention to the fact that one can strictly prove the following: one cannot find the smallest justification in science for the statement that science ends where supra-naturalism begins. You find no justification. One discovers that such a statement is done without any justification, out of a mood, out of an antisophical mood. Why does one make such a statement? Again, spiritual science can give information about that. One can externally understand such a mood due to everything that I have explained today. However, I have to assume something. There are many subconscious experiences in the human soul. There are depths of the human soul life that do not become concepts, mental pictures, acts of volition, at least not conscious ones, but only in the character of the human soul life. There is a subconscious soul life; and everything is there that can be in the conscious soul life. However, emotions, passions, sympathies and antipathies which we feel in the usual life consciously can also be in the subconscious regions, they are not perceived in it, but have an effect in the soul like a natural force, — save that they are mental and not physical. There is a whole region of the subconscious soul life. The human being asserts, believes, and means many things not because he is completely aware of their premises; but he believes and means them from the subconscious soul life because unconscious emotions, inclinations urge him. Today even the empiric psychology already gets the idea that that what the human being asserts does not completely lie in the mere reason, in that what the human being consciously surveys. A whole branch of modern experimental psychology deals with it. Stern (presumably William S., 1871-1938, psychologist) is a representative of this direction which shows how the human being has something even in the most scientific statements that is coloured by his sympathies and antipathies, by his inclinations and emotions. The outer psychology will prove gradually that it is a prejudice if anybody believes that he could really survey everything in the everyday life or in the usual science that induces him making his statements. It is no longer an absurd statement today if one characterises the just mentioned discovery: where supra-naturalism begins, science ends. Indeed, this Du Bois-Reymond pronounces it as a basic mood, but it is also a basic mood of countless souls that know nothing about it. That is not surprising if one understands it as emerging from the subconscious soul life. Nevertheless, how does it emerge? What urges the soul to allege the sentence as a dogma: science ends where supra-naturalism begins? What worked in the subconscious soul life of Du Bois-Reymond at that time, and what works today in the subconscious soul lives of many people who have the greatest say in life if the sentence is felt, as if it forms the basis of them subconsciously? Spiritual science gives the following answer. We know an emotion very well which we call fear, fright, or timidity. Any human being knows when fear appears in the usual life. There are quite interesting scientific investigations about such emotions like fear; so, for example, I recommend to everybody to have a look at the excellent investigations of the Danish researcher Lang (Carl Georg L., 1834-1900) about the emotions; among them are also those about fear, timidity and so on. If we experience fear in the usual existence, something occurs — in particular if the fear reaches a certain level — that dazes the human being so that he does no longer control his organism completely. One becomes “frozen in shock,” one has a particular countenance, but all kinds of particular concomitants of fear also appear in the bodily life. Science has already described these concomitants quite well, as for example the mentioned researcher. Such fear has an effect down to the vessels of the person and presents itself symptomatically. Bodily changed conditions and the need in particular to hold fast onto something appear with fear. Many a man who was frightened said, I fall over. This points deeper to the nature of frightening than one normally thinks. This is because the organism suffers changes if the soul experiences fright. The forces of the organism are concentrated convulsively upon the nervous system; this is overloaded as it were with soul strength; certain vessels thereby tense up, and then this tension cannot have any effect. However, spiritual research investigates the human soul when it is thinking and imagining, given away to the outer nature. One can investigate the nature of that activity in which a soul is which leaves the remaining body alone, in certain state and turns the outwardly directed thinking to the outer experiment, to the outer observation. If one faces the picture of such a human being spiritual-scientifically, it is just the same as that of a human being who is in light fright. As paradoxical this sentence sounds, it is in such a way that the distraction of the soul forces from the whole organism causes something quite similar as fright, as numbing fright. That “coolness” of thinking which one must generate in the scientific observation, as paradoxical it sounds, is related to the fright, in particular to the fear. A concentrated researcher who really lives in his scientific thoughts is in a state that is related to fear if his thoughts are directed outwardly or if he reflects about something that is in the outside world. This dedication to the outside world differs from the spiritual-scientific development as far as the latter is based on the fact that the soul activities are detached from the brain. Thus, that does not happen what is caused by a one-sided convulsive effort of the soul activity and letting one part of the body activity flow at the expenses of the other. This state, related to fear, produces what I have characterised just now. Of course, everybody can deny this fear, because it appears in the subconscious. However, it exists even more certainly there. In a certain respect, the researcher who turns his eye upon the outside is perpetually in such a mood that in the subconscious regions of his soul life the same prevails that consciously prevails in a soul that is in fear. I say something now that sounds simple that is not meant simply that can lead to an agreement because of its simplicity. If anybody is frightened, he can come very easily to the mood that one can call with the words: I must hold fast onto something, because, otherwise, I fall over! This is the mood of the scientific researcher as I have described it just now. He must concentrate upon the one-sided thinking; he develops fear subconsciously and needs the outer sensory matter to which he can stick, so that he does not sink into the subconscious fear which — if it does not advance to theosophy —finds nothing to which it can stick and which, otherwise, sticks to the matter. Give me something that is in the outer material to which I can stick! This mood lives in the sub-consciousness of the usual scientist. This leads to the subconscious emotions to accept as science only what allows no fear because one holds fast onto the materialistic creation of the world. This gives the antisophical mood: where supra-naturalism begins, science ends — ends to which one can stick. However, with it I have characterised something that must exist understandably in an age where one demands to be taken up in the outer observation and in the outer nature in many a respect. I indicate something with it that lives not in the single human beings personally. However, it lives in all who develop an antisophical mood now whether one says that theosophy is something that flies over science, that it leaves the reliable ground of science, or whether one says: theosophy leads only to inner or outer nonsense; nothing is scientifically reliable in these fields. One has to develop a mere faith which comes from here or there. Whether anybody says, my family arrangement is torn if a family member confesses to theosophy, or whether another says, if I dedicate myself to theosophy, the fun of life is spoilt, —both views are not correct, of course, but one says something like that out of a certain mood. They dress the antisophical mood up. This antisophical mood is comprehensible. Since nothing is more comprehensible than the antisophical mood to the theosophically feeling human being who knows that the human soul must always search the coherence with the world for the sake of its welfare and health with which it is connected in its deepest roots. Any kind of opposition, any kind of misunderstanding is comprehensible. Someone who alleges such misunderstandings should consider always that he says nothing surprising —no matter how angry he may be against theosophy —to the theosophical feeling human being because the theosophist can understand him. He differs from the theosophical feeling human being only by the fact that that who rages in such a way normally does not know, why he does it because the origins are in his sub-consciousness which stimulates the antisophical mood of its own accord. The theosophically minded person can know at the same time that this antisophical mood is the most natural of the world as long as one has not understood the noblest pursuit of the human soul. One does not show that one has well judged, that one has thought logically, if one is in the antisophical mood, but only that one has not yet taken the step to understand that theosophy speaks out of the sources of existence. Someone who is not a spiritual researcher can also understand this theosophy, can fully accept it and make it the elixir of his soul life. Why? Because that what the spiritual researcher experiences beyond the usual sensory experience can be expressed in the same language in which the experiences of the everyday life and science are expressed. I take care just in these talks that I use the same language for the spiritual regions —not the outer language, but the language of the thoughts-, as the outer science uses it. Indeed, one can experience the weirdest things, for example, that one cannot recognise the language with the adversaries of theosophy, which they accept for the outer life and science if they hold forth about the spiritual field. Theosophy can give the human being a coherence with the primary source of his existence; it can make him aware of that point where the depths of his soul are connected with the depths of the world. Because the human being grasps the divine-creative forces in theosophy that organise him, he stands with theosophy within that world power which can give health and strength, assurance and hope and everything that it needs for life. As the human being penetrates with theosophy into the creative source of existence, he also penetrates into the creative source of existence concerning his moral life. Existence is increased in the best sense. The human being feels his determination, his value in theosophy, however, he feels his tasks and duties in the world too because he finds himself connected with that in which he is, otherwise, an unaware member only. The life beyond this source, the life in antisophy obliterates the existence of the soul. Strictly speaking, any barrenness of the soul, any pessimism, any scruples on existence, any incapability to manage his duties, any lack of moral impulses arise from the antisophical mood. Theosophy is there not to give any admonitions and the like but to point to the truth content of life. Someone who recognises this truth content finds the impulses of life in the outer and moral fields. Theosophy raises the human soul to that level which it must have. Since it gives the soul that by which it really feels as transported into a foreign land to which it had to come. Since theosophy is not hostile to earth. If the human being understands himself with it, he understands himself in such a way that he must ascend again to the world where he has his roots where his home is in which he must be to attain his full human development. From this knowledge of its home that theosophy can give, optimism, life knowledge, clarity about its duties, about the impulses of life can flow to the soul— which always remain dark under the antisophical mood even if one believes that they are bright and clear. Theosophy creates that mood which can become a monistic mood, a feeling one with the spirit living and interweaving in the world. Theosophy means being in the spirit, so that one knows: the spirit penetrating any existence invigorates and pulsates through that what lives and weaves in me. The best human spirits still felt one with this theosophyeven if they did not always ascend to that what can be given in the beginning of the twentieth century as world knowledge. If Fichte (Johann Gottlieb F., 1762-1814, German philosopher) tries to outline the nature of the human ego with sharp lines of thought, he gets a mood from quite different lines of thought as they are explained here which crystallised in the words: the human being who experiences himself in his ego really experiences himself in the spiritual world. This is the theosophical mood. This is something that has coined the nice words from this theosophical world consciousness just in Fichte. These words appear as a necessary consequence of the theosophical world consciousness. It is brilliant how Fichte coined some sentences in his lectures The Vocation of the Scholar (1794). There he summarises again that about which he had thought very much and that appears like a theosophical mood in the words: if I have recognised myself in my ego, being within the spiritual world, then I have also recognised myself in my vocation! We would say, I have found the point where it is connected in its own being with the roots of the world being. Fichte continues saying: “I lift my head boldly up to the menacing rocky mountains, and to the raging water fall and to the crashing clouds swimming in a fire sea and say: I am everlasting and resist your power! Everything shall fall down onto me, and you earth and you heaven intermingle in the wild tumult, and you all elements foam and rave and grind the last solar mote of the body which is mine —my will with its steady plan shall hover over the leftovers of the universe boldly and coldly. Since I have grasped my vocation, and it is more permanent than you are; it is everlasting and I am everlasting as it is.” This word comes from a theosophical mood. On another occasion, when he wrote the preface of his Vocation of the Scholar he spoke the meaningful words against the antisophical spirit: “We know the fact that ideals cannot be shown in the real world, we know it maybe as well as they do, maybe better. We state only that reality is assessed by them, and must be modified by those who feel the strength in themselves. Assuming that they could also not convince themselves of it, they lose very little, because they are what they are; and, besides, humanity loses nothing. It becomes only clear that one does not count on them in the plan of improving humanity. This will continue its way without doubt; the benevolent nature may rule and give them rain and sunshine, digestible food and undisturbed circulation of their juices, and, besides — clever thoughts!” One feels united in the theosophical mood, even if spirits of the past times could not speak about the spiritual world in such a concrete way as it is possible today, one feels united with these human beings who had this theosophical mood. Therefore, I feel always in harmony with every word, with every sentence with Goethe and particularly with the theosophical mood that vividly penetrates everything that he thought and wrote. Thus, he could also say an appropriate word with reference to the theosophical and antisophical mood, a word with which I would like to finish this consideration about Theosophy and Antisophy. Goethe had heard a rather antisophical word which originated from a brilliant, significant spirit, from Albrecht von Haller (1708-1777, Swiss naturalist and poet). However, Albrecht von Haller lived in an especially antisophical mood, although he was a great naturalist of his time; nevertheless it is an antisophical word when he says:
No created mind penetrates Into the being of nature. Blissful is that to whom She shows her appearance only.
Goethe felt this as antisophical mood, even if he did not use the words theosophical and antisophical. He characterises the impression somewhat drastically which Haller's antisophical words made on him. He expressed the fact that the soul has to lose itself under such an approach, so to speak. It would have to lose the strength and dignity that are given to it to recognise itself:
Indeed To the Physicist
“No created mind penetrates Into the being of nature.” O you Philistine! Do not remind me And my brothers and sisters Of such a word. We think: everywhere we are inside. “Blissful is that to whom she shows Her appearance only!” I hear that repeatedly for sixty years, I grumble about it, but covertly, I say to myself thousand and thousand times: She gives everything plenty and with pleasure; Nature has neither kernel nor shell, She is everything at the same time. Examine yourself above all, Whether you are kernel or shell. |
173b. The Karma of Untruthfulness I: LectureI XII
30 Dec 1916, Dornach Translated by Johanna Collis |
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In addition to the earlier twenty-five million extorted—I do not quite mean extorted, there is another word which I can't find for the moment—in addition to the earlier twenty-five million extorted from the Chinese, a further demand was now made for ninety-seven and a half million war damages. As I have said before, I would not dream of interpreting this process as anything other than a historical necessity. I would not dream of accusing anybody. |
173b. The Karma of Untruthfulness I: LectureI XII
30 Dec 1916, Dornach Translated by Johanna Collis |
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Our recent considerations have, on the one hand, referred to human evolution as a whole, in so far as this has been affected by the Mystery of Golgotha. We have concerned ourselves to some degree with the loftiest, the most significant aspects of universal and human evolution. On the other hand, it is surely understandable that we have gone into the events of the moment. It was especially necessary to do this because a large proportion of our friends had expressed the wish to hear something about these current events. We have to admit that the gravity of the times encourages us to link the concrete experiences of the day with the nerve centre, the inmost impulse, of our spiritual-scientific striving. For after much investigation we can surely say that the reasons for the catastrophe we now see all around us in human evolution are buried very deeply indeed, and that it is superficial to look at current events solely by taking account of only the most external ramifications. Looking only at these we would never reach a fruitful view of present events. A fruitful view would be one which would give us the possibility of finding thoughts on how to extricate ourselves from the catastrophe in which the world now finds itself. So let us look at some more details. I then intend tomorrow to show an important connection revealed by spiritual science, a connection which will touch our souls in a way which will enable us to gain an active and understanding grasp of these things. So let us now prepare for this with some more details. First, let me stress once again that nothing is further from my intention than to put forward political considerations. This is most certainly not our task. It is our task to use our considerations to gain knowledge, knowledge of how things are linked together. For this we have to look at the details. And for this very reason our considerations are very far removed from any form of taking sides. Especially in this respect I beg you not to misunderstand me. Whatever point of view one or other of us might have in relation to national aspirations must not be allowed to interfere in any way with the deeper foundations of our spiritual-scientific striving. My intention is solely to make suggestions on which a judgement might be based. In no way do I want to influence anyone's opinion. Misunderstandings can easily arise in this field, and it seems to me that some of the things I have said recently have indeed been open to misunderstanding. Let me therefore say immediately—since anyone can be misunderstood in this way—that, for instance, when I have spoken about the question of Belgian neutrality and events connected with it, I have had absolutely no intention of defending or attacking anything but merely wanted to state facts. Indeed, the first time I mentioned this I was simply quoting Georg Brandes who, so it seems to me, has expressed a truly neutral judgement. It has not been my concern to criticize politically one measure or another taken by one side or another. My intention has been to stress the importance of the principle of truth in the world, to stress that the karma which has fulfilled itself in mankind has often come about because the attention paid to facts, the attention paid to historical and other connections of life in our materialistic age, is not permeated with the truth. When truth is not at work, when that extraordinary opposite of truth, namely, the lack of inclination to seek the truth, is at work, when there is little yearning for truth—all this is connected with the karma of our time. This is what we must study. When we see what is being said during these years in which mankind is living, through what is today called war, we cannot object that such things are said only by the newspapers. What matters is the effect. These things have powerful effects. When we pay attention to what is said and to how these things are said, we find that it is just in this ‘how’ that something works which truly does not run concurrently with the truth. Do not believe that thoughts and statements are not objective forces in their own right! They are objective, actual forces! It is inevitable that they are followed by consequences, even if these are not translated into external deeds. What people think is far more important for the future than what they do. Thoughts become deeds in the course of time. We live today on the thoughts of past times; these are fulfilled in the deeds committed today. And our thoughts which flood through the world today will flow into the deeds of the future. I am now coming to something which has easily led to misunderstandings, so let me say in advance: I am using the following as a model for the manner in which one may seek the truth. I said some days ago that peace would have been preserved if Sir Edward Grey had replied in the affirmative to the question from the German ambassador in London as to whether England would remain neutral if Germany respected Belgian neutrality. This statement may be disputed. I maintain, however, that it cannot be denied that things would certainly have taken a different course if Sir Edward Grey had answered in the affirmative; for then the violation of Belgium's neutrality would not have taken place. If you recall everything I have said—and please consider that what matters here are the nuances—you will see that with not a single word have I anywhere defended the violation of Belgian neutrality. I certainly have not done this. But neither do I need to brand it as a violation of the law. To do so would be to carry coals to Newcastle, as the saying goes. Right at the beginning of the war the German Chancellor himself admitted that it was a violation of the law. It cannot be my task to add anything to this or to excuse anything about it. It has been admitted by those competent to judge that it was a violation of the law. The fact remains—and I beg that we should understand one another properly today, my dear friends—the fact remains that on 1 August the English Foreign Minister was asked: Would England remain neutral if Germany refrained from violating Belgian neutrality? And he gave an evasive answer! The way the question was framed leaves no doubt that, if the answer had been affirmative, Belgium's neutrality would not have been violated. You could say that the neutrality of Belgium had been guaranteed since 1839, and that as matters stood there was no need to ask, since Germany was obliged to respect the neutrality of Belgium. Therefore Germany had no right to demand that England should remain neutral if Germany were to respect the law, since it was her duty to do so. The respecting of Belgium's neutrality ought not to have been made dependent on England's neutrality. You could say that the German ambassador merely asked: Will England remain neutral if Germany keeps her promise? So if someone maintains that it was formally correct of Sir Edward Grey to answer evasively, he is absolutely right. He is so right that it is pointless to go into it any more. But legally formal judgements are never what matters in world evolution. Such judgements never conform to reality! World history proceeds in ways which cannot be encompassed by formal judgements. A formal judgement is foreign to reality. But someone who makes a formal judgement will, if only he shouts loudly enough, always be in the right because, of course, sensible people do not object to the rightness of formal judgements. Formal judgements are also very easily understood; but they do not encompass the realities. May I remind you that in my recent book Vom Menschenrätsel I stressed that it is not only the formal correctness of a judgement that matters but also the degree in which it conforms to reality. The important thing is that judgements must encompass reality. Nobody can have any objection to the formal correctness of Sir Edward Grey's answer. There is nothing to discuss, for it is perfectly obvious. But it is the facts we must look at, although the way we look at the facts must be such as to show how we ought to judge external matters if we want to prepare ourselves to win correct perceptions about spiritual matters also. Spiritual matters must be comprehended in all their reality; and for this, formal judgements are insufficient. So we must accustom ourselves to keep the facts together as well as we possibly can in external matters also. I could argue for a long time on this, for we could speak for days solely about this question. First of all, if it were a matter of establishing a legal basis—for if neutrality is to be violated, it must first exist—we should have to discover whether Belgium's neutrality did, in fact, exist at the time when it was supposed to have been violated. I am not referring here to documents which have been found during the war. There is no point in discussing these since they are questionable and various opinions are possible. But if the matter were being discussed, and if everything relevant were being scrutinized and assessed in the way other things are also judged in ordinary life, then this point would have to be raised too: Surely the old neutrality formalized in 1839 lost its validity when Belgium occupied the Congo. If a state creates new circumstances by entering into international relations at a level where it could give away or sell territories as extensive as those of the Congo—or do anything else with them in relation to other states—then, surely its neutrality must be suspect. I know that in 1885 the Congo was declared neutral as well; but it would be a matter of deciding whether or not this was contestable. But I do not want to decide anything. I merely want to draw your attention to the difficulties which exist and to the fact that it is not so easy to form a truly objective judgement about such things. A number of other things of equal calibre could be brought into the argument, so this is where the difficulties begin. Neither shall we discuss how far the old agreement of 1839 could still be valid, since Germany was not founded until 1871. All these things would have to be considered. For into the objective progress of events there flow not only fantastic ideas which we formalize, but also actual facts, without any contribution from human beings; actual facts also play their part. Now, is it really true that the German ambassador formulated a question about something that should have been a matter of course? The question he asked was: Would Great Britain remain neutral if Germany kept the promise of 1839, even though Germany did not exist at that time! Earlier on, Belgian neutrality was not taken as a matter of course either. When, in 1870, war broke out between Prussia—together with the German principalities allied with her—and France, an agreement was reached between Great Britain under Foreign Minister Gladstone and Germany on the one hand, and between Great Britain and France on the other hand. In each case it was agreed that Great Britain would remain neutral if the other two respected the neutrality of Belgium. So, in the year 1870, Great Britain was in exactly the same situation. Yet she did not take the attitude that the old agreement of 1839 was definitely valid. Instead, in case anything should happen, she balanced the neutrality of Belgium against her own. If a prejudgement such as this occurs, it cannot afterwards be said that similar steps should not be taken at a later date. So let us refer once more to something I have stressed several times: There is continuity in the life that runs through history; things are linked together. Just as an individual cannot do something to undo what has once been done, so it is with nations. You cannot take something for granted if it has not previously been taken for granted. So this, too, must be taken into consideration. Even if the matter had been so simple that it could have been said: The agreement of 1839 was obviously valid, and so there was no need to request Great Britain for an additional commitment—even if this could have been said—then the counter argument is: that in 1870 Great Britain herself took the initiative. It was Great Britain who asked France, on the one hand, and Germany, on the other, whether they would respect the neutrality of Belgium. So at that time discussions took place about neutrality. And when discussions take place, others can follow from them at a later date. The following can also be said. You know that it is not my task to defend the violation of neutrality, but I can say: If an affirmative answer from Great Britain had led to non-violation of Belgium's neutrality, then everything in the West would have taken a different course. But this was not my final word, for I added expressly: In addition, Germany offered to respect France and her colonies if England were to remain neutral. When no positive answer was forthcoming to this question either, the further question was asked: Under what conditions would England remain neutral? England was actually invited to name the conditions under which she would remain neutral. This was all over and done with on 2 August, for it happened on 1 August. England declined. Great Britain did not want to give any answer to questions on this subject. So you can really say: If Great Britain had given any kind of an answer, everything would have taken a different course in the West; even the external course of history shows this. But I did not stop here either, for I said to you that I knew from other circumstances that even the whole war with France could have been avoided if Great Britain had given a suitable answer. The fact that there were other, more profound, reasons why this did not happen is something that weighs down the scales on the other side. But everything must be carefully considered if we want to form a judgement about the opinion that has been buzzing around the world for the last two and a half years. For there are still many people who believe that England entered the war because of the violation of Belgian neutrality, when in fact this very thing could have been avoided if she had not entered the war! Now you might say: The whole war situation in the West would have been different if Germany had not violated the neutrality of Belgium. But then you are not distinguishing between what is formally and legally correct and all that is connected with the tragedy of world history. It is very important to distinguish between what is tragic and what is formally correct. Of course, things would have been different. What would have been different? Without, I beg you, bringing moral aspects into the discussion, let us now see what would have been different. Let us assume that Belgium's neutrality had been respected despite Great Britain's refusal to make a commitment, which meant that at any minute she could be expected to enter the war. As things stood, the attitude of Great Britain made it absolutely inevitable that war would break out in the West. This must be obvious to anyone who really studies the matter, not only the Blue Paper but all the other documents as well. Whether it could have been avoided with the mood in France being as it was at that time is another question—hardly, perhaps! But let us assume that war broke out in the West because of Great Britain's attitude. What would have happened if Belgium's neutrality had nevertheless been respected? As I have said, I am not leading up to a moral judgement in any direction. The following would have happened: By far the greatest part of the German army, which has been accused of so much, would have been entangled in France's defences and used up on the western side. Despite all the talk of Prussian militarism, the French army is hardly less powerful than the German—the figures are virtually identical—and this was the case before the war as well. Therefore, obviously the German army would have been used up in the West, and the invasion from the East which began in August and September, would have commenced with a vengeance. For the experts said that it would have been impossible to wage war in the West without engaging almost the whole of the German army all the time. Germany would have been totally exposed to the invasion from the East. This was the situation. It might have been said that this was a wrong strategic judgement. This was arguable during the early months of the war, but not any longer. For since the failed attempt at Verdun, those who said that the whole German army would be used up if it was deployed solely in the West have been proved to be right. So there was a choice between passing the death sentence on Germany or taking the tragic step of breaking in through Belgium, which was the only alternative if war in the West could not be avoided; for in the East it certainly could not be avoided! Anyone who says today that it could have been avoided must have the effrontery to say Yes and No at the same time. People today are hardly capable of considering what might be true and what false, but given that some might have the effrontery to say Yes and No at the same time, this is what they would maintain: We have been attacked by the Central Powers; we are not to blame for the commencement of the war; but we shall not end the war until we have attained our war goal, namely, to conquer this one or that one! There you have Yes and No in the same breath! We are not the ones who want anything, it is the others who want something; they want to conquer, that is why they have attacked us; we, however, shall not end this war till we have achieved our long-standing aim of this or that conquest! It is really unbelievable that people exist who have the effrontery to say Yes and No in the same breath. Perhaps in the next few days you will discover that there is indeed a person who is capable of saying Yes and No in the same breath. Here is probably the most appalling document ever to have been published in recent times, for it depicts a logic riven beyond all meaning. This is indeed something that belongs to the karma of our time. So what we have to do is distinguish between what is logical and formally legal and what is purely tragic. We must not succumb to the peculiar misconception that it could be possible in maya—that is, in the world of the physical plane—for real events to take place solely in accordance with what is merely formal and logical. But let us look further: We did not set out to defend or attack anything. Our intention was to show that it is not justifiable—especially while those accused are not in a position to defend themselves—to trumpet abroad that this war is being fought by one of the sides because of the violation of Belgian neutrality, without also proclaiming that one possessed the possibility of preventing this violation. The only possibility of escaping the tragedy would have been the neutrality of England. For no statesman may proclaim in advance the death sentence on his own country. Of course it is reasonable if all those who are satisfied with reasonable judgements say: Agreements must be kept. My dear friends, if you were to see a list of all the agreements in public and private life which are not kept, and if you were then to be shown what the breaking of these agreements has brought about in the world, you would begin to realize just what forces in maya are the really effective ones. But was there really such a good conscience on the side which failed to answer in the affirmative? The facts seem to speak against the possibility. For when, at a later date, the question of this discussion between the German ambassador and Sir Edward Grey was once again placed on the agenda, and when it was said that England could have saved the neutrality of Belgium, the English government defended itself. It did so not by invoking the argument of mere formal and legal correctness—for this there were too many excellent statesmen in the the English government at that time. Although I do not withdraw the judgement of Sir Edward Grey—formed not by me but by his English colleagues—he was, nevertheless, too good a statesman to fall back on the pose of maintaining that since an agreement had been formulated in 1839, Germany was obliged to abide by it even if England had given an evasive answer. Instead of doing this the English statesmen excused themselves in a different manner. Grey said that Lichnowsky had indeed asked this question but that he had done so in a private capacity and not on the instruction of the German government. Had he done so on the instruction of the German government, this would have been different. Though Lichnowsky had acted from the best intentions of maintaining peace in the West, he had not had the German government behind him! Do you not think that in any private situation this would be called a lame excuse, a perfectly ordinary lame excuse! For the whole world knows that when the ambassador of a country speaks with a Foreign Minister he must do so with the full power of his country behind him, and that his country cannot but ratify what her ambassador says, unless she wants to appear quite impossible in the eyes of the world. So this was a perfectly ordinary lame excuse, grasped at because no one wanted to withdraw to a position which would have to be defended by saying, simply: What we did was correct. They certainly felt the weight of the fact that England could have prevented the violation of neutrality, quite apart from whether the violation was justified from the point of view of the other side. If an avalanche is threatening to fall and the one at the top of the mountain refrains from holding it back because, for some reason—which may or may not be justified and may certainly be unjustified—he is forced to let it go, and then if someone further down also fails to hold it back, with the justification that the one at the top should have done it—no, you cannot argue in this way! But to form judgements about these things always entails weighing them up. So the following would also have to be taken into consideration: When did it happen? We have now arrived at 2 August. On 2 August the King of Belgium requested the intervention of England, that is, he requested England to intervene with Germany. The Belgian King saw it as a matter of course that England should negotiate with Germany about the neutrality of Belgium. Initially, England did nothing. She waited a whole day while Sir Edward Grey spoke to his Parliament in London. In doing so he concealed the conversation he had had with the German ambassador. Not a word did he breathe about it. If he had mentioned it, the whole session in Parliament would have taken a different course! So after the discussion with the German ambassador had taken place, and after the King of Belgium had requested the intervention of England, everything paused in England, nothing was done. What was everybody waiting for? They were waiting for the violation of Belgium's neutrality to be accomplished! As long as it remained unaccomplished, matters could still have taken a course along which it would not happen. Powerful forces were working against it happening and it was hanging by a silken thread. If the request of the Belgian King had been fulfilled quickly enough, if England had intervened, it is questionable whether the violation of neutrality would have taken place. But when did Grey intervene? On the fourth, when the German armies had already set foot on Belgian soil! Why did he wait, even after the request of the King of Belgium? These are questions which have to be asked. Much could be added to all this if the documents were to be studied both forwards and backwards. But this is not necessary, for I believe I have made it clear to you that these things were very well prepared years in advance. So there is no need to be surprised that events took the course they did in recent years. Of course, if you study the documents forwards only, you will only come up with formal answers. It has been my intention not to take sides one way or the other, but only to show what is necessary to come to a judgement on these things. For in accordance with the nerve centre of spiritual science, where we strive for a lofty viewpoint, I would rather refrain from light-heartedly making derogatory judgements about what happens in world history when states collide head-on; for do not forget: Not nations, not peoples, wage war; states wage war! In this field we tend to consider too little that, in addition to the forces of growth and becoming, world events also need the forces of destruction and decay. Is it any different with the individual human being? As we develop our capacities during the course of our lifetime, we cause our body to decay and be destroyed. Tomorrow I shall show you what profound connection exists between our soul life and belladonna, jimson weed, and other poisons found outside in the world. These are truths which delve deeply down into things. One must have the courage to give these truths a validity in world history. Therefore it is much better to understand, rather than to judge in accordance with some so-called norm or other. Any condemnation of states or nations usually stands on insecure foundations. If we are at last to ascend towards the spiritual world and be able to understand anything there, we must accustom ourselves to simply looking at facts, without any criticism—which belongs to quite another realm. Only then shall we understand what forces are at work in world evolution. From this point of view let us now look at certain events—without anger, but by studying them carefully—certain events which I have hitherto observed have so far been considered solely from a moral point of view. Such a point of view must, of course, be applied to the actions of individuals, although it is absurd to apply it to the lives of states. One or other of you might even find it strange that I should look at these events without judging them morally; yet they can certainly be considered without any moral undertones. One of the chief elements in the mighty British Empire is its dominion over India. This dominion over India has undergone a number of earlier stages. It took its departure from the East India Company, a trading organization which, to begin with, enjoyed the privilege of being the sole company permitted to trade with India on England's behalf. Then, as time went on, there developed, inexorably and appropriately, out of the various privileges enjoyed by the East India Company, the dominion of England over India—indeed, the English Empire of India. From this, indeed also through the East India Company, there also developed England's trade with China. From the end of the eighteenth century there was a lively trading relationship between India and China, and the English East India Company was already involved at that time. You know that England then gradually grew to be the foremost merchant of the world. Then, as the element of trade became established in the Orient, something else was brought to bear on it; it came into contact with something else. From the seventeenth century onwards the habit of smoking opium had become widespread in China. Probably it was the Arabs who taught the Chinese how to smoke opium, since before the seventeenth century they had not done so. For those who do it, smoking opium provides a questionable but powerful pleasure. The opium smoker creates for himself the most varied fantasies out of the astral world. In these he lives. It is truly another world, but reached by a purely material path. When the people who conducted England's trade with China, in the manner described, noticed that the habit, the passion of opium smoking was spreading rapidly among the Chinese, they established vast poppy plantations in Bengal for the production of opium. Those who are familiar with the laws of commerce know that not only does demand stimulate supply, but supply also stimulates demand. Any economist will tell you that if a large amount of some article is put on offer there will soon be a great demand for it. The East India Company was granted the monopoly by England for the export of opium from India to China. And the more opium arrived in China, the more the evil habit spread. From 1772 onwards several thousand chests were imported annually, each to the value of about 4,800 marks. I have chosen this example for it has a very profound cultural and historical background, if all factors are taken into account. Only consider that, by introducing opium, which works on the soul, you are interfering with the spiritual life of a whole nation or, at least, of those to whom you are supplying it. I can use this example because I have no intention of condemning anyone who wants to trade. Trade is something that must move freely in the world. This is a perfectly justifiable principle. I have no intention of condemning anyone who might grow poppies in Bengal in order to manufacture opium for China and take gold in exchange. But the Chinese saw their pathetically wasted opium smokers. Opium smokers gradually deteriorate, and after a while it was noticed that the habit was causing the degeneration of wide sections of the Chinese population. When the Chinese noticed this they outlawed the smoking of opium in 1794. They wanted to prevent any more opium from entering the country. But as is the way with such things, prohibitions do not necessarily prevent trade with the forbidden article. Ways and means are found to carry on trading. So it turned out that despite the formal prohibition, despite the law which forbade the import of opium, the opium trade flourished. There are all sorts of ways, of which bribery is only one. In short, the opium trade flourished and increased from a few thousand chests in 1773 to thirty thousand chests in 1837: that is, over only a few decades. The profits, about thirty million francs a year, flowed into British India. Once things had got out of hand to this extent, the Chinese could think of no other measure than the confiscation of the opium consignments as they arrived. To Canton, which was the usual destination of the consignments, they sent a capable Chinese—an energetic man, Lin by name, who confiscated the chests as they arrived. The English also had a capable man in their consulate, Captain Elliot, who was very energetic and even succeeded on one occasion in breaking through the Chinese blockade with a warship. Now there arose the question of how to get out of this fix. Mountains of chests filled with opium were waiting to be dealt with, but the Chinese would not relent. The situation was most awkward. So Elliot, who was in a position to do this, had 20,283 chests signed over to himself personally and then handed them to the Chinese Government. This was the way out for the moment. However, this did not remove the opium trade from the face of the earth, for in some quarters there was no desire to rid the world of the opium trade. So the Chinese found there was nothing for it but to make new laws once again, very strict laws indeed. Lin decreed that anyone caught trading with opium would be condemned to death by the Chinese courts and that from now on all ships were to be confiscated. Thus the Chinese were now faced with the prospect of the death penalty if they traded with opium. But the British would not consider the abolition of the opium trade, just because a few people might lose their heads. Instead they said—and I quote—‘With this demand, the Chinese Government has finally destroyed any sense of security.’ Then they ordered all British nationals living in China to leave, while armed assistance was requested from India. They, so to say, occupied the whole area. The Chinese meanwhile stood quite bravely by their decision to behead anyone caught trading in opium. So it appeared that the opium trade had ceased. Since the Chinese intended to confiscate any British ships carrying opium, there appeared to be no more British ships. What happened was that the opium was loaded in India on to American ships instead! So, just as much—indeed more and more—opium continued to arrive in China on American ships. Elliot, the civil servant, said: The question underlying our conflict is quite simple. Does China wish to conduct honest and increasing trade with us, or does she want to accept responsibility for allowing her coastal waters to fall victim to open piracy and freebooting? The harbour at Canton was blockaded with help from India. In the skirmishing this involved, a Chinese was killed by an English sailor. Of course the Chinese Government demanded the extradition of the sailor. Every so often the Chinese tired of the whole affair, sometimes wanting to prove they were in the right and yet not wanting to prove the English wrong either. It is quite possible to do this! One day an English sailor drowned by accident. So Elliot, a very clever man, agreed with Lin, the representative of the Chinese Government, that they would confirm the drowned sailor to be the one who had killed the Chinese. The drowned sailor was handed over and the matter thus settled for the moment. But all these things led in the end, in 1840, to the war between England and China. So the whole course of events was inexorable and could not have gone any other way. An incisive influence was exercised in a material way on the soul life of a people. Something took place which is connected with the whole process of world evolution. In England people ‘knew’ what it was all about! What did they know? In England people ‘knew’ that England had been ‘surprised’ by China—that is how they put it—and the reason given was that China could not tolerate England's cultivation of opium in India because the Chinese wanted to build up their own cultivation. This is what was said. Everybody ‘knew’ all about this, and another thing they knew was that the Chinese were barbarians! That is what people in England knew at that time. Lord Palmerston said: The protection of poppy cultivation in India must gain ground; it is a matter of protecting poppy cultivation in India; furthermore, the economists in China do not want to allow out of their country the money which should by rights be paid to India. All these were things well ‘known’ and understood in Europe! War raged; and in war, inevitably, atrocities occur. Atrocities were committed, both by the Chinese and by the English. Whole villages were found in which the women lay in pools of blood in their houses; the Chinese men, having fought bravely, saw that they would have to kill themselves or surrender, so first they killed their wives and children. This war of 1840 was a sad war. Strange rumours began to circulate about Elliot, who had observed it throughout and who actually had it on his conscience. The rumours—perhaps they were true—said that he was inclined to initiate peace negotiations with the Chinese. So he was overthrown. Then—no, not Lloyd George!—a certain Pottinger was given the position of Elliot who had wanted to initiate peace negotiations. The war was to be fought to its bitter end, that is, until the island of Chusan and the cities of Ningpo and Amoy had been taken, until the English had advanced as far as Nanking and until, in 1842, China had become totally demoralized. Hong Kong was made over to England, five ports in China were opened for unlimited opium trade, and British consuls established. In addition to the earlier twenty-five million extorted—I do not quite mean extorted, there is another word which I can't find for the moment—in addition to the earlier twenty-five million extorted from the Chinese, a further demand was now made for ninety-seven and a half million war damages. As I have said before, I would not dream of interpreting this process as anything other than a historical necessity. I would not dream of accusing anybody. Those who understand necessities of this kind, those who understand how things take place on the physical plane, know that such things are perfectly possible in the normal physical way of world evolution. The profits made from opium are now absorbed into the English national economy, and the English national economy includes a good part of English culture. Just as it would be nonsense to underestimate English culture, so is it also nonsense to doubt the necessity of such events, though perhaps the trifling satirical epilogue to the whole affair might be excluded from that necessity: When the first instalment of the ninety-seven and a half million war damages was received, certain people came forward claiming they had been the first to have chests of opium confiscated and that the compensation they had received had been minimal. Now, they said, we have seen that our country regards the opium trade with China as legitimate, so we demand full compensation, since we were merely doing something over which our country has since been waging war. The minister whose task it was to decide the matter drew from his pocket a note he had given Captain Elliot at the time, stating that so long as Chinese law forbade the opium trade, the English Government would never agree to pay compensation to anyone who might suffer losses as a result of carrying on this trade. Since this Chinese law was in force at the time, he said, your demand has no foundation because you were contravening this law which was only later nullified by the war. We need not decide whether this epilogue was also one of the historical necessities. But what is a necessity is that we should look at the facts. When this Anglo-Chinese war started in 1840, mankind stood at the beginning of a time about which we have often spoken. I have mentioned this very year to you as that in which materialism attained its zenith. It is good to understand how such things develop. As I said, just as it would be nonsense to underestimate English culture or English life—English civilization—so would it be nonsense to believe that something of this nature could have been avoided in the overall context of English evolution. It belongs to it. So it is entirely wrong to form any kind of moral judgement about it. If we did, we would be making the mistake of judging whole nations, whole groups in the manner which is only appropriate when we judge individuals. This is the very thing which it is impossible to do. Yet again and again it is maintained that such a thing is possible. I have just received another pamphlet—there are so many peacemaking pamphlets to be had at the moment—which says: States have their own thinking, feeling and willing, just as do human individuals. Of course this is utter nonsense because you cannot, by analogy, transfer something which has reality on a higher plane to the level of the human being who has his thinking, feeling and willing in the physical sphere. Of course the folk spirits, the folk souls, also have their characteristics, but these are as I have described them in the lecture cycle I mentioned the other day. But to speak of the thinking, feeling and willing of nations is simply nonsense. My dear friends, today I have introduced you to certain matters, for the simple reason that it was necessary to add some striking examples to our basic material. Tomorrow we shall continue to link this to more far-reaching viewpoints. |