34. The Education of the Child in the Light of Anthroposophy
31 Dec 1907, Translated by George Adams, Mary Adams |
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How many of these are occupying the attention of the world—the Social Question, the Women's Question, the various educational questions, hygienic questions, questions of human rights, and so forth! |
He will draw up no arbitrary programmes, for he will know that no other fundamental laws of life can prevail in the future than those that prevail already in the present. The spiritual investigator will therefore of necessity respect existing things. |
It is essential that the secrets of Nature, the laws of life, be taught to the boy or girl, not in dry intellectual concepts, but as far as possible in symbols. |
34. The Education of the Child in the Light of Anthroposophy
31 Dec 1907, Translated by George Adams, Mary Adams |
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The following study forms the substance of a lecture which I gave at various places in Germany. In response to a wish—expressed in many quarters—that it should also be available in print, I have here re-cast it in essay form. Account should be taken of the remarks which have been added as footnotes. [ 1 ] Much that the man of to-day inherits from generations of the past is called in question by his present life. Hence the numerous ‘problems of the hour’ and ‘demands of the age.’ How many of these are occupying the attention of the world—the Social Question, the Women's Question, the various educational questions, hygienic questions, questions of human rights, and so forth! By the most varied means, men are endeavouring to grapple with these problems. The number of those who come on the scene with this or that remedy or programme for the solution—or at any rate for the partial solution—of one or other of them, is indeed past counting. In the process, all manner of opinions and shades of opinion make themselves felt—Radicalism, which carries itself with a revolutionary air; the Moderate attitude, full of respect for existing things, yet endeavouring to evolve out of them something new; Conservatism, which is up in arms whenever any of the old institutions are tampered with. Beside these main tendencies of thought and feeling there is every kind of intermediate position. [ 2 ] Looking at all these things of life with deeper vision, one cannot but feel—indeed the impression forces itself upon one—that the men of our age are in the position of trying to meet the demands involved in modern life with means which are utterly inadequate. Many are setting about to reform life, without really knowing life in its foundations. But he who would make proposals as to the future must not content himself with a knowledge of life that merely touches life's surface. He must investigate its depths. [ 3 ] Life in its entirety is like a plant. The plant contains not only what it offers to external life; it also holds a future state within its hidden depths. One who has before him a plant only just in leaf, knows very well that after some time there will be flowers and fruit also on the leaf-bearing stem. In its hidden depths the plant already contains the flowers and fruit in embryo; yet by mere investigation of what the plant now offers to external vision, how should one ever tell what these new organs will look like? This can only be told by one who has learnt to know the very nature and being of the plant. [ 4 ] So, too, the whole of human life contains within it the germs of its own future; but if we are to tell anything about this future, we must first penetrate into the hidden nature of the human being. And this our age is little inclined to do. It concerns itself with the things that appear on the surface, and thinks it is treading on unsafe ground if called upon to penetrate to what escapes external observation. In the case of the plant the matter is certainly more simple. We know that others like it have again and again borne fruit before. Human life is present only once; the flowers it will bear in the future have never yet been there. Yet they are present within man in the embryo, even as the flowers are present in a plant that is still only in leaf. [ 5 ] And there is a possibility of saying something about man's future, if once we penetrate beneath the surface of human nature to its real essence and being. It is only when fertilized by this deep penetration into human life, that the various ideas of reform current in the present age can become fruitful and practical. [ 6 ] Anthroposophy, by its inherent character and tendency, must have the task of providing a practical conception of the world—one that comprehends the nature and essence of human life. Whether what is often called so is justified in making such a claim, is not the point; it is the real essence of Anthroposophy—and what, by virtue of its real essence, Anthroposophy can be—that here concerns us. For Anthroposophy is not intended as a theory remote from life, one that merely caters for man's curiosity or thirst for knowledge. Nor is it intended as an instrument for a few people, who for selfish reasons would like to attain a higher level of development for themselves. No, it can join and work at the most important tasks of present-day humanity, and further their development for the welfare of mankind.1 [ 7 ] It is true that in taking on this mission, Anthroposophy must be prepared to face all kinds of scepticism and opposition. Radicals, Moderates and Conservatives in every sphere of life will be bound to meet it with scepticism. For in its beginnings it will scarcely be in a position to please any party. Its premises lie far beyond the sphere of party movements, [ 8 ] being founded, in effect, purely and solely on a true knowledge and perception of life. If a man has knowledge of life, it is only out of life itself that he will be able to set himself his tasks. He will draw up no arbitrary programmes, for he will know that no other fundamental laws of life can prevail in the future than those that prevail already in the present. The spiritual investigator will therefore of necessity respect existing things. However great the need for improvement he may find in them, he will not fail to see, in existing things themselves, the embryo of the future. At the same time, he knows that in all things ‘becoming’ there must be growth and evolution. Hence he will perceive in the present the seeds of transformation and of growth. He invents no programmes; he reads them out of what is there. What he thus reads becomes in a certain sense itself a programme, for it bears in it the essence of development. [ 9 ] For this very reason an anthroposophical insight into the being of man must provide the most fruitful and the most practical means for the solution of the urgent questions of modern life. [ 10 ] In the following pages we shall endeavour to prove this for one particular question—the question of Education. We shall not set up demands nor programmes, but simply describe the child-nature. From the nature of the growing and evolving human being, the proper point of view for Education will, as it were, spontaneously result. [ 11 ] If we wish to perceive the nature of the evolving man, we must begin by considering the hidden nature of man as such. [ 12 ] What sense-observation learns to know in man, and what the materialistic conception of life would consider as the one and only element in man's being, is for spiritual investigation only one part, one member of his nature: it is his Physical Body. This physical body of man is subject to the same laws of physical existence, and is built up of the same substances and forces, as the whole of that world which is commonly called lifeless. Anthroposophical Science says, therefore: man has a physical body in common with the whole of the mineral kingdom. And it designates as the ‘Physical Body’ that alone in man, which brings the substances into mixture, combination, form, and dissolution by the same laws as are at work in the same substances in the mineral world as well. [ 13 ] Now over and above the physical body, Anthroposophical Science recognizes a second essential principle in man. It is his Life-Body or Etheric Body. The physicist need not take offence at the term ‘Etheric Body.’ The word ‘Ether’ in this connection does not mean the same as the hypothetical Ether of Physics. It must be taken simply as a designation of what will here and now be described. [ 14 ] In recent times it was considered a highly unscientific proceeding to speak of such an ‘Etheric Body’; though this had not been so at the end of the eighteenth and in the first half of the nineteenth century. In that earlier time people had said to themselves: the substances and forces which are at work in a mineral cannot of their own accord form the mineral into a living creature. In the latter there must also be inherent a peculiar ‘force.’ This force they called the ‘Vital Force,’ and they thought of it somewhat as follows: the Vital Force is working in the plant, in the animal, in the human body, and produces the phenomena of life, just as the magnetic force is present in the magnet producing the phenomena of attraction. In the succeeding period of materialism, this idea was set aside. People began to say: the living creature is built up in the same way as the lifeless creation. There are no other forces at work in the living organism than in the mineral; the same forces are only working in a more complicated way, and building a more complex structure. To-day, however, it is only the most rigid materialists who hold fast to this denial of a life-force or vital force. There are a number of natural scientists and thinkers whom the facts of life have taught, that something like a vital force or life-principle must be assumed. [ 15 ] Thus modern science, in its later developments, is in a certain sense approaching what Anthroposophical Science has to say about the life-body. There is, however, a very important difference. From the facts of sense-perception, modern science arrives, through intellectual considerations or reflections, at the assumption of a kind of vital force. This is not the method of genuine spiritual investigation which Anthroposophy adopts and from the results of which it makes its statements. It cannot often enough be emphasized how great is the difference, in this respect, between Anthroposophy and the current science of to-day. For the latter regards the experiences of the senses as the foundation for all knowledge. Anything that cannot be built up on this foundation, it takes to be unknowable. From the impressions of the senses it draws deductions and conclusions. What goes on beyond them it rejects, as lying ‘beyond the frontiers of human knowledge.’ From the standpoint of Anthroposophical Science, such a view is like that of a blind man, who only admits as valid things that can be touched and conclusions that result by deduction from the world of touch—a blind man who rejects the statements of seeing people as lying outside the possibility of human knowledge. Anthroposophy shows man to be capable of evolution, capable of bringing new worlds within his sphere by the development of new organs of perception. Colour and light are all around the blind man. If he cannot see them, it is only because he lacks the organs of perception. In like manner Anthroposophy asserts: there are many worlds around man, and man can perceive them if only he develops the necessary organs. As the blind man who has undergone a successful operation looks out upon a new world, so by the development of higher organs man can come to know new worlds—worlds altogether different from those which his ordinary senses allow him to perceive. Now whether one who is blind in body can be operated on or not, depends on the constitution of his organs. But the higher organs whereby man can penetrate into the higher worlds, are present in embryo in every human being. Everyone can develop them who has the patience, endurance, and energy to apply in his own case the methods described in the volume, ‘Knowledge of Higher Worlds and its Attainment.’ Anthroposophical Science, then, would never say that there are definite frontiers to human knowledge. What it would rather say is that for man those worlds exist, for which he has the organs of perception. Thus Anthroposophy speaks only of the methods whereby existing frontiers may be extended; and this is its position with regard to the investigation of the life-body or etheric body, and of all that is specified in the following pages as the yet higher members of man's nature. Anthroposophy admits that the physical body alone is accessible to investigation through the bodily senses, and that—from the point of view of this kind of investigation—it will at most be possible by intellectual deductions to surmise the existence of a higher body. At the same time, it tells how it is possible to open up a world wherein these higher members of man's nature emerge for the observer, as the colour and the light of things emerge after operation in the case of a man born blind. For those who have developed the higher organs of perception, the etheric or life-body is an object of perception and not merely of intellectual deduction. Man has this etheric or life-body in common with the plants and animals. The life-body works in a formative way upon the substances and forces of the physical body, thus bringing about the phenomena of growth, reproduction, and inner movement of the saps and fluids. It is therefore the builder and moulder of the physical body, its inhabitant and architect. The physical body may even be spoken of as an image or expression of the life-body. In man the two are nearly, though by no means wholly, equal as to form and size. In the animals, however, and still more so in the plants, the etheric body is very different, both in form and in extension, from the physical. [ 16 ] The third member of the human body is what is called the Sentient or Astral Body. It is the vehicle of pain and pleasure, of impulse, craving, passion, and the like—all of which are absent in a creature consisting only of physical and etheric bodies. These things may all be included in the term: sentient feeling or sensation. The plant has no sensation. If in our time some learned men, seeing that plants will respond by movement or in some other way to external stimulus, conclude that plants have a certain power of sensation, they only show their ignorance of what sensation is. The point is not whether the creature responds to an external stimulus, but whether the stimulus is reflected in an inner process—as pain or pleasure, impulse, desire, or the like. Unless we held fast to this criterion, we should be justified in saying that blue litmus-paper has a sensation of certain substances, because it turns red by contact with them.2 [ 17 ] Man has therefore a sentient body in common with the animal kingdom only, and this sentient body is the vehicle of sensation or of sentient life. [ 18 ] We must not fall into the error of certain theosophical circles, and imagine the etheric and sentient bodies as consisting simply of finer substances than are present in the physical body. For that would be a materialistic conception of these higher members of man's nature. The etheric body is a force-form; it consists of active forces, and not of matter. The astral or sentient body is a figure of inwardly moving, coloured, luminous pictures. [ 19 ] The astral body deviates, both in shape and size, from the physical body. In man it presents an elongated ovoid form, within which the physical and etheric bodies are embedded. It projects beyond them—a vivid, luminous figure—on every side.4 [ 20 ] Now man possesses a fourth member of his being; and this fourth member he shares with no other earthly creature. It is the vehicle of the human ‘ I ,’ of the human Ego. The little word ‘ I ’—as used, for example, in the English language—is a name essentially different from all other names. To anyone who ponders rightly on the nature of this name, there is opened up at once a way of approach to a perception of man's real nature. All other names can be applied, by all men equally, to the thing they designate. Everyone can call a table ‘table,’ and everyone can call a chair ‘chair’; but it is not so with the name ‘ I .’ No one can use this name to designate another. Each human being can only call himself ‘ I ’; the name ‘ I ’ can never reach my ear as a designation of myself. In designating himself as ‘ I ,’ man has to name himself within himself. A being who can say ‘ I ’ to himself is a world in himself. Those religions which are founded on spiritual knowledge have always had a feeling for this truth. Hence they have said: With the ‘ I ,’ the ‘God’—who in the lower creatures reveals himself only from without, in the phenomena of the surrounding world—begins to speak from within. The vehicle of this faculty of saying ‘ I ,’ of the Ego-faculty, is the ‘Body of the Ego,’ the fourth member of the human being.5 [ 21 ] This ‘Body of the Ego’ is the vehicle of the higher soul of man. Through it man is the crown of all earthly creation. Now in the human being of the present day the Ego is by no means simple in character. We may recognize its nature if we compare human beings at different stages of development. Look at the uneducated savage beside the average European, or again, compare the latter with a lofty idealist. Each one of them has the faculty of saying ‘ I ’ to himself; the ‘Body of the Ego’ is present in them all. But the uneducated savage, with his Ego, follows his passions, impulses, and cravings almost like an animal. The more highly developed man says to himself, ‘Such and such impulses and desires you may follow,’ while others again he holds in check or suppresses altogether. The idealist has developed new impulses and new desires in addition to those originally present. All this has taken place through the Ego working upon the other members of the human being. Indeed, it is this which constitutes the special task of the Ego. Working outward from itself, it has to ennoble and purify the other members of man's nature. [ 22 ] In the human being who has reached beyond the condition in which the external world first placed him, the lower members have become changed to a greater or lesser degree under the influence of the ‘Ego.’ When man is only beginning to rise above the animal, when his ‘Ego’ is only just kindled, he is still like an animal so far as the lower members of his being are concerned. His etheric or life-body is simply the vehicle of the formative forces of life, the forces of growth and reproduction. His sentient body gives expression to those impulses, desires, and passions only, which are stimulated by external nature. As man works his way up from this stage of development, through successive lives or incarnations, to an ever higher evolution, his ‘Ego’ works upon the other members and transforms them. In this way his sentient body becomes the vehicle of purified sensations of pleasure and pain, refined wishes and desires. And the etheric or life-body also becomes transformed. It becomes the vehicle of the man's habits, of his more permanent bent or tendency in life, of his temperament and of his memory. A man whose Ego has not yet worked upon his life-body, has no memory of the experiences he goes through in life. He just lives out what Nature has implanted in him. [ 23 ] This is what the growth and development of civilization means for man. It is a continual working of his Ego upon the lower members of his nature. The work penetrates right down into the physical body. Under the influence of the Ego, the whole appearance and physiognomy, the gestures and movements of the physical body, are altered. It is possible, moreover, to distinguish the way in which the different means of culture or civilization work upon the several members of man's nature. The ordinary factors of civilization work upon the sentient body and imbue it with pleasures and pains, with impulses and cravings, of a different kind from what it had originally. Again, when the human being is absorbed in the contemplation of a great work of art, his etheric body is being influenced. Through the work of art he divines something higher and more noble than is offered by the ordinary environment of his senses, and in this process he is forming and transforming his life-body. Religion is a powerful means for the purification and ennobling of the etheric body. It is here that the religious impulses have their mighty purpose in the evolution of mankind. [ 25 ] What we call ‘conscience’ is nothing else than the outcome of the work of the Ego on the life-body through incarnation after incarnation. When man begins to perceive that he ought not to do this or that, and when this perception makes so strong an impression on him that the impression passes on into his etheric body, ‘conscience’ arises. [ 26 ] Now this work of the Ego upon the lower members may either be something that is proper to a whole race of men; or else it may be entirely individual, an achievement of the individual Ego working on itself alone. In the former case, the whole human race collaborates, as it were, in the transformation of the human being. The latter kind of transformation depends on the activity of the individual Ego alone and of itself. The Ego may become so strong as to transform, by its very own power and strength, the sentient body. What the Ego then makes of the Sentient or Astral Body is called ‘Spirit-Self’ (or by an Eastern expression, ‘Manas’). This transformation is wrought mainly through a process of learning, through an enriching of one's inner life with higher ideas and perceptions. Now the Ego can rise to a still higher task, and it is one that belongs quite essentially to its nature. This happens when not only is the astral body enriched, but the etheric or life-body transformed. A man learns many things in the course of his life; and if from some point he looks back on his past life, he may say to himself: ‘I have learned much.’ But in a far less degree will he be able to speak of a transformation in his temperament or character during life, or of an improvement or deterioration in his memory. Learning concerns the astral body, whereas the latter kinds of transformation concern the etheric or life-body. Hence it is by no means an unhappy image if we compare the change in the astral body during life with the course of the minute hand of a clock, and the transformation of the life-body with the course of the hour hand. [ 27 ] When man enters on a higher training—or, as it is called, occult training—it is above all important for him to undertake, out of the very own power of his Ego, this latter transformation. Individually and with full consciousness, he has to work out the transformation of his habits and his temperament, his character, his memory ... In so far as he thus works into his life-body, he transforms it into what is called in anthroposophical terminology, ‘Life-Spirit’ (or, as the Eastern expression has it, ‘Budhi’). [ 28 ] At a still higher stage man comes to acquire forces whereby he is able to work upon his physical body and transform it (transforming, for example, the circulation of the blood, the pulse). As much of the physical body as is thus transformed is ‘Spirit-Man’ (or, in the Eastern term, ‘Atma’). [ 29 ] Now as a member of the whole human species or of some section of it—for example, of a nation, tribe, or family—man also achieves certain transformations of the lower parts of his nature. In Anthroposophical Science the results of this latter kind of transformation are known by the following names. The astral or sentient body, transformed through the Ego, is called the Sentient Soul; the transformed etheric body is called the Intellectual Soul; and the transformed physical body the Spiritual Soul. We must not imagine the transformations of these three members taking place one after another in time. From the moment when the Ego lights up, all three bodies are undergoing transformation simultaneously. Indeed, the work of the Ego does not become clearly perceptible to man until a part of the Spiritual Soul has already been formed and developed. [ 30 ] From what has been said, it is clear that we may speak of four members of man's nature: the Physical Body, the Etheric or Life-Body, the Astral or Sentient Body, and the Body of the Ego. The Sentient Soul, the Intellectual Soul, and the Spiritual Soul, and beyond these the still higher members of man's nature—Spirit-Self, Life-Self, Spirit-Man—appear in connection with these four members as products of transformation. Speaking of the vehicles of the qualities of man, it is in fact the first four members only which come into account. [ 31 ] It is on these four members of the human being that the educator works. Hence, if we desire to work in the right way, we must investigate the nature of these parts of man. It must not be imagined that they develop uniformly in the human being, so that at any given point in his life—the moment of birth, for example—they are all equally far developed. This is not the case; their development takes place differently in the different ages of a man's life. The right foundation for education, and for teaching also, consists in a knowledge of these laws of development of human nature. [ 32 ] Before physical birth, the growing human being is surrounded on all sides by the physical body of another. He does not come into independent contact with the physical world. The physical body of his mother is his environment, and this body alone can work upon him as he grows and ripens. Physical birth indeed consists in this, that the physical mother-body, which has been as a protecting sheath, sets the human being free, thus enabling the environment of the physical world thenceforward to work upon him directly. His senses open to the external world, and the external world thereby gains that influence on the human being which was previously exercised by the physical envelope of the mother-body. [ 33 ] A spiritual understanding of the world, as represented by Anthroposophy, sees in this process the birth of the physical body, but not as yet of the etheric or life-body. Even as man is surrounded, until the moment of birth, by the physical envelope of the mother-body, so until the time of the change of teeth—until about the seventh year—he is surrounded by an etheric envelope and by an astral envelope. It is only during the change of teeth that the etheric envelope liberates the etheric body. And an astral envelope remains until the time of puberty, when the astral or sentient body also becomes free on all sides, even as the physical body became free at physical birth and the etheric body at the change of teeth.6 [ 33 ] Thus, Anthroposophical Science has to speak of three births of the human being. Until the change of teeth, certain impressions intended for the etheric body can as little reach it as the light and air of the physical world can reach the physical body so long as this latter is resting in the mother's womb. [ 34 ] Before the change of teeth takes place, the free life-body is not yet at work in man. As in the body of the mother the physical body receives forces which are not its own, while at the same time it gradually develops its own forces within the protecting sheath of the mother's womb, [ 35 ] so it is with the forces of growth until the change of teeth. During this first period the etheric body is only developing and moulding its own forces, con jointly with those—not its own—which it has inherited. Now while the etheric body is thus working its way into liberation, the physical body is already independent. The etheric body, as it liberates itself, develops and works out what it has to give to the physical body. The ‘second teeth,’ i.e. the human being's own teeth, taking the place of those which he inherited, represent the culmination of this work. They are the densest things embedded in the physical body, and hence they appear last, at the end of this period. [ 36 ] From this point onward, the growth of man's physical body is brought about by his own etheric body alone. But this etheric body is still under the influence of an astral body which has not yet escaped from its protecting sheath. At the moment when the astral body too becomes free, the etheric body concludes another period of its development; and this conclusion finds expression in puberty. The organs of reproduction become independent because from this time onward the astral body is free, no longer working inwards, but openly and without integument meeting the external world. [ 37 ] Now just as the physical influences of the external world cannot be brought to bear on the yet unborn child—so until the change of teeth one should not bring to bear on the etheric body those forces which are, for it, what the impressions of the physical environment are for the physical body. And in the astral body the corresponding influences should not be given play until after puberty. [ 38 ] Vague and general phrases—‘the harmonious development of all the powers and talents in the child,’ and so forth—cannot provide the basis for a genuine art of education. Such an art of education can only be built up on a real knowledge of the human being. Not that these phrases are incorrect, but that at bottom they are as useless as it would be to say of a machine that all its parts must be brought harmoniously into action. To work a machine you must approach it, not with phrases and truisms, but with real and detailed knowledge. So for the art of education it is a knowledge of the members of man's being and of their several development which is important. We must know on what part of the human being we have especially to work at a certain age, and how we can work upon it in the proper way. There is of course no doubt that a truly realistic art of education, such as is here indicated, will only slowly make its way. This lies, indeed, in the whole mentality of our age, which will long continue to regard the facts of the spiritual world as the vapourings of an imagination run wild, while it takes vague and altogether unreal phrases for the result of a realistic way of thinking. Here, however, we shall unreservedly describe what will in time to come be a matter of common knowledge, though many to-day may still regard it as a figment of the mind. [ 39 ] With physical birth the physical human body is exposed to the physical environment of the external world. Before birth it was surrounded by the protecting envelope of the mother's body. What the forces and fluids of the enveloping mother-body have done for it hitherto, must from now onward be done for it by the forces and elements of the external physical world. Now before the change of teeth in the seventh year, the human body has a task to perform upon itself which is essentially different from the tasks of all the other periods of life. In this period the physical organs must mould themselves into definite shapes. Their whole structural nature must receive certain tendencies and directions. In the later periods also, growth takes place; but throughout the whole succeeding life, growth is based on the forms which were developed in this first life-period. If true forms were developed, true forms will grow; if misshapen forms were developed, misshapen forms will grow. We can never repair what we have neglected as educators in the first seven years. Just as Nature brings about the right environment for the physical human body before birth, so after birth the educator must provide for the right physical environment. It is the right physical environment alone, which works upon the child in such a way that the physical organs shape themselves aright. [ 40 ] There are two magic words which indicate how the child enters into relation with his environment. They are: Imitation, and Example. The Greek philosopher Aristotle called man the most imitative of creatures. For no age in life is this more true than for the first stage of childhood, before the change of teeth. What goes on in his physical environment, this the child imitates, and in the process of imitation his physical organs are cast into the forms which then become permanent. ‘Physical environment’ must, however, be taken in the widest imaginable sense. It includes not only what goes on around the child in the material sense, but everything that takes place in the child's environment—everything that can be perceived by his senses, that can work from the surrounding physical space upon the inner powers of the child. This includes all the moral or immoral actions, all the wise or foolish actions, that the child sees. [ 41 ] It is not moral talk or prudent admonitions that influence the child in this sense. Rather is it what the grown-up people do visibly before his eyes. The effect of admonition is to mould the forms, not of the physical, but of the etheric body; and the latter, as we saw, is surrounded until the seventh year by a protecting etheric envelope, even as the physical body is surrounded before physical birth by the physical envelope of the mother-body. All that has to evolve in the etheric body before the seventh year—ideas, habits, memory, and so forth—all this must develop ‘of its own accord,’ just as the eyes and ears develop within the mother-body without the influence of external light ... What we read in that excellent educational work—Jean Paul's ‘Levana’ or ‘Science of Education’—is undoubtedly true. He says that a traveler will have learned more from his nurse in the first years of his life, than in all his journeys round the world. The child, however, does not learn by instruction or admonition, but by imitation. The physical organs shape their forms through the influence of the physical environment. Good sight will be developed in the child if his environment has the right conditions of light and colour, while in the brain and blood-circulation the physical foundations will be laid for a healthy moral sense if the child sees moral actions in his environment. If before his seventh year the child sees only foolish actions in his surroundings, the brain will assume such forms as adapt it also to foolishness in later life. [ 42 ] As the muscles of the hand grow firm and strong in performing the work for which they are fitted, so the brain and other organs of the physical body of man are guided into the right lines of development if they receive the right impression from their environment. An example will best illustrate this point. You can make a doll for a child by folding up an old napkin, making two corners into legs, the other two corners into arms, a knot for the head, and painting eyes, nose and mouth with blots of ink. Or else you can buy the child what they call a ‘pretty’ doll, with real hair and painted cheeks. We need not dwell on the fact that the ‘pretty’ doll is of course hideous, and apt to spoil the healthy aesthetic sense for a lifetime. The main educational question is a different one. If the child has before him the folded napkin, he has to fill in from his own imagination all that is needed to make it real and human. This work of the imagination moulds and builds the forms of the brain. The brain unfolds as the muscles of the hand unfold when they do the work for which they are fitted. Give the child the so-called ‘pretty’ doll, and the brain has nothing more to do. Instead of unfolding, it becomes stunted and dried up. If people could look into the brain as the spiritual investigator can, and see how it builds its forms, they would assuredly give their children only such toys as are fitted to stimulate and vivify its formative activity. Toys with dead mathematical forms alone, have a desolating and killing effect upon the formative forces of the child. On the other hand everything that kindles the imagination of living things works in the right way. Our materialistic age produces few good toys. What a healthy toy it is, for example, which represents by movable wooden figures two smiths facing each other and hammering an anvil. The like can still be bought in country districts. Excellent also are the picture-books where the figures can be set in motion by pulling threads from below, so that the child itself can transform the dead picture into a representation of living action. All this brings about a living mobility of the organs, and by such mobility the right forms of the organs are built up. [ 43 ] These things can of course only be touched on here, but in future Anthroposophy will be called upon to give the necessary indications in detail, and this it is in a position to do. For it is no empty abstraction, but a body of living facts which can give guiding lines for the conduct of life's realities. [ 44 ] A few more examples may be given. A ‘nervous,’ that is to say excitable child, should be treated differently as regards environment from one who is quiet and lethargic. Everything comes into consideration, from the colour of the room and the various objects that are generally around the child, to the colour of the clothes in which he is dressed. One will often do the wrong thing if one does not take guidance from spiritual knowledge. For in many cases the materialistic idea will hit on the exact reverse of what is right. An excitable child should be surrounded by and dressed in the red or reddish-yellow colours, whereas for a lethargic child one should have recourse to the blue or bluish-green shades of colour. For the important thing is the complementary colour, which is created within the child. In the case of red it is green, and in the case of blue orange-yellow, as may easily be seen by looking for a time at a red or blue surface and then quickly directing one's gaze to a white surface. The physical organs of the child create this contrary or complementary colour, and it is this which brings about the corresponding organic structures that the child needs. If the excitable child has a red colour around him, he will inwardly create the opposite, the green; and this activity of creating green has a calming effect. The organs assume a tendency to calmness. [ 45 ] There is one thing that must be thoroughly and fully recognized for this age of the child's life. It is that the physical body creates its own scale of measurement for what is beneficial to it. This it does by the proper development of craving and desire. Generally speaking, we may say that the healthy physical body desires what is good for it. In the growing human being, so long as it is the physical body that is important, we should pay the closest attention to what the healthy craving, desire and delight require. Pleasure and delight are the forces which most rightly quicken and call forth the physical forms of the organs. In this matter it is all too easy to do harm by failing to bring the child into a right relationship, physically, with his environment. Especially may this happen in regard to his instincts for food. The child may be overfed with things that completely make him lose his healthy instinct for food, whereas by giving him the right nourishment the instinct can be so preserved that he always wants what is wholesome for him under the circumstances, even to a glass of water, and turns just as surely from what would do him harm. Anthroposophical Science, when called upon to build up an art of education, will be able to indicate all these things in detail, even specifying particular forms of food and nourishment. For Anthroposophy is realism, it is no grey theory; it is a thing for life itself. [ 46 ] Thus the joy of the child, in and with his environment, must be reckoned among the forces that build and mould the physical organs. Teachers he needs with happy look and manner, and above all with an honest unaffected love. A love which as it were streams through the physical environment of the child with warmth may literally be said to ‘hatch out’ the forms of the physical organs. [ 47 ] The child who lives in such an atmosphere of love and warmth and who has around him really good examples for his imitation, is living in his right element. One should therefore strictly guard against anything being done in the child's presence that he must not imitate. One should do nothing of which one would then have to say to the child, ‘You must not do that.’ The strength of the child's tendency to imitate can be recognized by observing how he will paint and scribble written signs and letters long before he understands them. Indeed, it is good for him to paint the letters by imitation first, and only later learn to understand their meaning. For imitation belongs to this period when the physical body is developing; while the meaning speaks to the etheric, and the etheric body should not be worked on till after the change of teeth, when the outer etheric envelope has fallen away. Especially should all learning of speech in these years be through imitation. It is by hearing that the child will best learn to speak. No rules or artificial instruction of any kind can be of good effect. [ 48 ] For early childhood it is important to realize the value of children's songs, for example, as means of education. They must make a pretty and rhythmical impression on the senses; the beauty of sound is to be valued more than the meaning. The more living the impression made on eye and ear, the better. Dancing movements in musical rhythm have a powerful influence in building up the physical organs, and this too should not be undervalued. [ 49 ] With the change of teeth, when the etheric body lays aside its outer etheric envelope, there begins the time when the etheric body can be worked upon by education from without. We must be quite clear what it is that can work upon the etheric body from without, The formation and growth of the etheric body means the moulding and developing of the inclinations and habits, of the conscience, the character, the memory and temperament. The etheric body is worked upon through pictures and examples—i.e. by carefully guiding the imagination of the child. As before the age of seven we have to give the child the actual physical pattern for him to copy, so between the time of the change of teeth and puberty we must bring into his environment things with the right inner meaning and value. For it is from the inner meaning and value of things that the growing child will now take guidance. Whatever is fraught with a deep meaning that works through pictures and allegories, is the right thing for these years. The etheric body will unfold its forces if the well-ordered imagination is allowed to take guidance from the inner meaning it discovers for itself in pictures and allegories—whether seen in real life or communicated to the mind. It is not abstract conceptions that work in the right way on the growing etheric body, but rather what is seen and perceived—not indeed with the outward senses, but with the eye of the mind. This seeing and perceiving is the right means of education for these years. For this reason it matters above all that the boy and girl should have as their teachers persons who can awaken in them, as they see and watch them, the right intellectual and moral powers. As for the first years of childhood Imitation and Example were, so to say, the magic words for education, so for the years of this second period the magic words are Discipleship and Authority. What the child sees directly in his educators, with inner perception, must become for him authority—not an authority compelled by force, but one that he accepts naturally without question. By it he will build up his conscience, habits and inclinations; by it he will bring his temperament into an ordered path. He will look out upon the things of the world as it were through its eyes. Those beautiful words of the poet, ‘Every man must choose his hero, in whose footsteps he will tread as he carves out his path to the heights of Olympus,’ have especial meaning for this time of life. Veneration and reverence are forces whereby the etheric body grows in the right way. If it was impossible during these years to look up to another person with unbounded reverence, one will have to suffer for the loss throughout the whole of one's later life. Where reverence is lacking, the living forces of the etheric body are stunted in their growth. Picture to yourself how such an incident as the following works upon the character of a child. A boy of eight years old hears tell of someone who is truly worthy of honour and respect. All that he hears of him inspires in the boy a holy awe. The day draws near when for the first time he will be able to see him. With trembling hand he lifts the latch of the door behind which will appear before his sight the person he reveres. The beautiful feelings such an experience calls forth are among the lasting treasures of life. Happy is he who, not only in the solemn moments of life but continually, is able to look up to his teachers and educators as to his natural and unquestioned authorities. [ 50 ] Beside these living authorities, who as it were embody for the child intellectual and moral strength, there should also be those he can only apprehend with the mind and spirit, who likewise become for him authorities. The outstanding figures of history, stories of the lives of great men and women: let these determine the conscience and the direction of the mind. Abstract moral maxims are not yet to be used; they can only begin to have a helpful influence, when at the age of puberty the astral body liberates itself from its astral mother-envelope. In the history lesson especially, the teacher should lead his teaching in the direction thus indicated. When telling stories of all kinds to little children before the change of teeth, our aim cannot be more than to awaken delight and vivacity and a happy enjoyment of the story. But after the change of teeth, we have in addition something else to bear in mind in choosing our material for stories; and that is, that we are placing before the boy or girl pictures of life that will arouse a spirit of emulation in the soul. The fact should not be overlooked that bad habits may be completely overcome by drawing attention to appropriate instances that shock or repel the child. Reprimands give at best but little help in the matter of habits and inclinations. If, however, we show the living picture of a man who has given way to a similar bad habit, and let the child see where such an inclination actually leads, this will work upon the young imagination and go a long way towards the uprooting of the habit. The fact must always be remembered: it is not abstract ideas that have an influence on the developing etheric body, but living pictures that are seen and comprehended inwardly. The suggestion that has just been made certainly needs to be carried out with great tact, so that the effect may not be reversed and turn out the very opposite of what was intended. In the telling of stories everything depends upon the art of telling. Narration by word of mouth cannot, therefore, simply be replaced by reading. [ 51 ] In another connection too, the presentation of living pictures, or as we might say of symbols, to the mind, is important for the period between the change of teeth and puberty. It is essential that the secrets of Nature, the laws of life, be taught to the boy or girl, not in dry intellectual concepts, but as far as possible in symbols. Parables of the spiritual connections of things should be brought before the soul of the child in such a manner that behind the parables he divines and feels, rather than grasps intellectually, the underlying law in all existence. ‘All that is passing is but a parable,’ must be the maxim guiding all our education in this period. It is of vast importance for the child that he should receive the secrets of Nature in parables, before they are brought before his soul in the form of ‘natural laws’ and the like. An example may serve to make this clear. Let us imagine that we want to tell a child of the immortality of the soul, of the coming forth of the soul from the body. The way to do this is to use a comparison, such for example as the comparison of the butterfly coming forth from the chrysalis. As the butterfly soars up from the chrysalis, so after death the soul of man from the house of the body. No man will rightly grasp the fact in intellectual concepts, who has not first received it in such a picture. By such a parable, we speak not merely to the intellect but to the feeling of the child, to all his soul. A child who has experienced this, will approach the subject with an altogether different mood of soul, when later it is taught him in the form of intellectual concepts. It is indeed a very serious matter for any man, if he was not first enabled to approach the problems of existence with his feeling. Thus it is essential that the educator have at his disposal parables for all the laws of Nature and secrets of the World. [ 52 ] Here we have an excellent opportunity to observe with what effect the spiritual knowledge of Anthroposophy must work in life and practice. When the teacher comes before a class of children, armed with parables he has ‘made up’ out of an intellectual materialistic mode of thought, he will as a rule make little impression upon them. For he has first to puzzle out the parables for himself with all his intellectual cleverness. Parables to which one has first had to condescend have no convincing effect on those who listen to them. For when one speaks in parable and picture, it is not only what is spoken and shown that works upon the hearer, but a fine spiritual stream passes from the one to the other, from him who gives to him who receives. If he who tells has not himself the warm feeling of belief in his parable, he will make no impression on the other. For real effectiveness, it is essential to believe in one's parables as in absolute realities. And this can only be when one's thought is alive with spiritual knowledge. Take for instance the parable of which we have been speaking. The true student of Anthroposophy need not torment himself to think it out. For him it is reality. In the coming forth of the butterfly from the chrysalis he sees at work on a lower level of being the very same process that is repeated, on a higher level and at a higher stage of development, in the coming forth of the soul from the body. He believes in it with his whole might; and this belief streams as it were unseen from speaker to hearer, carrying conviction. Life flows freely, unhindered, back and forth from teacher to pupil. But for this it is necessary that the teacher draw from the full fountain of spiritual knowledge. His words and all that comes from him must receive feeling, warmth and colour from a truly anthroposophic way of thought. A wonderful prospect is thus opened out over the whole field of education. If it will but let itself be enriched from the well of life that Anthroposophy contains, education will itself be filled with life and understanding. There will no longer be that groping which is now so prevalent. All art and practice of education that is not continually receiving fresh nourishment from such roots as these is dry and dead. The spiritual knowledge of Anthroposophy has for all the secrets of the world appropriate parables—pictures taken from the very being of the things, pictures not first made by man, but laid by the forces of the world within the things themselves in the very act of their creation. Therefore this spiritual knowledge must form the living basis for the whole art of education. [ 53 ] A force of the soul on which particular value must be set during this period of man's development, is memory. The development of the memory is bound up with the moulding of the etheric body. Since the latter takes place in such a way that the etheric body becomes liberated between the change of teeth and puberty, so too this is the tune for a conscious attention from without to the growth and cultivation of the memory. If what is due to the human being at this time has been neglected, his memory will ever after have less value than it might otherwise have had. It is not possible later to make up for what has been left undone. [ 54 ] In this connection many mistakes may be made by an intellectual materialistic way of thought. An art of education based on such a way of thought easily arrives at a condemnation of what is mastered merely by memory. It will often set itself untiringly and emphatically against the mere training of the memory, and will employ the subtlest methods to ensure that the boy or girl commits nothing to memory that he does not intellectually understand. Yes, and after all, how much has really been gained by such intellectual understanding? A materialistic way of thought is so easily led to believe that any further penetration into things, beyond the intellectual concepts that are as it were extracted from them, simply does not exist; and only with great difficulty will it fight its way through to the perception that the other forces of the soul are at least as necessary as the intellect, if we are to gain a comprehension of things. It is no mere figure of speech to say that man can understand with his feeling, his sentiment, his inner disposition, as well as with his intellect. Intellectual concepts are only one of the means we have to understand the things of this world, and it is only to the materialistic thinker that they appear as the sole means. Of course there are many who do not consider themselves materialists, who yet regard an intellectual conception of things as the only kind of understanding. Such people profess perhaps an idealistic or even a spiritual outlook. But in their soul they relate themselves to it in a materialistic way. For the intellect is in effect the instrument of the soul for understanding what is material. [ 55 ] We have already alluded to Jean Paul's excellent book on education; and a passage from it, bearing on this subject of the deeper foundations of the understanding, may well be quoted here. Jean Paul's book contains, indeed, many a golden word on education, and deserves far more attention than it receives. It is of greater value for the teacher than many of the educational works that are held in highest regard to-day. The passage runs as follows:— ‘Have no fear of going beyond the childish understanding, even in whole sentences. Your expression and the tone of your voice, aided by the child's intuitive eagerness to understand, will light up half the meaning, and with it in course of time the other half. It is with children as with the Chinese and people of refinement; the tone is half the language. Remember, the child learns to understand his own language before ever he learns to speak it, just as we do with Greek or any other foreign language. Trust to time and the connections of things to unravel the meaning. A child of five understands the words “yet,” “even,” “of course,” “just”; but now try to give an explanation of them—not to the child, but to his father! In the one word “of course” there lurks a little philosopher! If the eight-year-old child, with his developed speech, is understood by the child of three, why do you want to narrow down your language to the little one's childish prattle? Always speak to the child some years ahead—do not the men of genius speak to us centuries ahead in books? Talk to the one-year-old as if he were two, to the two-year-old as if he were six, for the difference in development diminishes in inverse ratio with the age. We are far too prone to credit the teachers with everything the children learn. We should remember that the child we have to educate bears half his world within him all there and ready taught, namely the spiritual half, including, for example, the moral and metaphysical ideas. For this very reason language, equipped as it is with material images alone, cannot give the spiritual archetypes; all it can do is to illumine them. The very brightness and decision of children should give us brightness and decision when we speak to them. We can learn from their speech as well as teach them through our own. Their word-building is bold, yet remarkably accurate! For instance, I have heard the following expressions used by three- or four-year-old children:—“the barreler” (for the maker of barrels)—“the sky-mouse” (for the bat)—“I am the seeing-through man” (standing behind the telescope)—“I'd like to be a ginger-bread-eater”—“he joked me down from the chair”—“See how one o'clock it is!” ...’ [ 56 ] Our quotation refers, it is true, to a different subject from that with which we are immediately concerned; but what Jean Paul says about speech has its value in the present connection also. Here too there is an understanding which precedes the intellectual comprehension. The little child receives the structure of language into the living organism of his soul, and does not require the laws of language-formation in intellectual concepts for the process. Similarly the older boy and girl must learn for the cultivation of the memory much that they are not to master with their intellectual understanding until later years. Those things are afterwards best grasped in concepts, which have first been learned simply from memory in this period of life, even as the rules of language are best learned in a language one is already able to speak. So much talk against ‘unintelligent learning by heart’ is simply materialistic prejudice. The child need only, for instance, learn the essential rules of multiplication in a few given examples—and for these no apparatus is necessary; the fingers are much better for the purpose than any apparatus,—then he is ready to set to and memorize the whole multiplication table. Proceeding in this way, we shall be acting with due regard to the nature of the growing child. We shall, however, be offending against his nature, if at the time when the development of the memory is the important thing we are making too great a call upon the intellect. The intellect is a soul-force that is only born with puberty, and we ought not to bring any influence to bear on it from outside before this period. Up to the time of puberty the child should be laying up in his memory the treasures of thought on which mankind has pondered; afterwards is the time to penetrate with intellectual understanding what has already been well impressed upon the memory in earlier years. It is necessary for man, not only to remember what he already understands, but to come to understand what he already knows—that is to say, what he has acquired by memory in the way the child acquires language. This truth has a wide application. First there must be the assimilation of historical events through the memory, then the grasping of them in intellectual concepts; first the faithful committing to memory of the facts of geography, then the intellectual grasp of the connections between them. In a certain respect, the grasping of things in concepts should proceed from the stored-up treasures of the memory. The more the child knows in memory before he begins to grasp in intellectual concepts, the better. There is no need to enlarge upon the fact that what has been said applies only for that period of childhood with which we are dealing, and not later. If at some later age in life one has occasion to take up a subject for any reason, then of course the opposite may easily be the right and most helpful way of learning it, though even here much will depend on the mentality of the person. In the time of life, however, with which we are now concerned, we must not dry up the child's mind and spirit by cramming it with intellectual conceptions. [ 57 ] Another result of a materialistic way of thought is to be seen in the lessons that rest too exclusively on sense-perception. At this period of childhood, all perception must be spiritualized. We ought not to be satisfied, for instance, with presenting a plant, a seed, a flower to the child merely as it can be perceived with the senses. Everything should become a parable of the spiritual. In a grain of corn there is far more than meets the eye. There is a whole new plant invisible within it. That such a thing as a seed has more within it than can be perceived with the senses, this the child must grasp in a living way with his feeling and imagination. He must, in feeling, divine the secrets of existence. The objection cannot be made that the pure perception of the senses is obscured by this means; on the contrary, by going no further than what the senses see, we are stopping short of the whole truth. For the full reality consists of the spirit as well as the substance; and there is no less need for faithful and careful observation when one is bringing all the faculties of the soul into play, than when only the physical senses are employed. Could men but see, as the spiritual investigator sees, what desolation is wrought in soul and body by an instruction that rests on external sense-perception alone, they would never insist upon it so strongly as they do. Of what good is it in the highest sense, that children should have shown to them all possible varieties of minerals, plants and animals, and all kinds of physical experiments, if something further is not bound up with the teaching of these things; namely, to make use of the parables which the sense-world gives, in order to awaken a feeling for the secrets of the spirit? Certainly a materialistic way of thought will have little use for what has here been said; and this the spiritual investigator understands only too well. But he also knows that the materialistic way of thought will never give rise to a really practical art of education. Practical as it appears to itself, materialistic thought is unpractical when the need is to enter into life in a living way. In face of actual reality, materialistic thought is fantastic,—though indeed to the materialistic thinker the anthroposophical teachings, adhering as they do to the facts of life, cannot but appear fantastic. There will no doubt be many an obstacle yet to overcome before the principles of Anthroposophy, which are indeed born out of life itself, can make their way into the art of education. It cannot be otherwise. The truths of this spiritual science cannot but seem strange as yet, and unaccustomed to many people. None the less, if they are true indeed, they will become part of our life and civilization. [ 58 ] Only the teacher who has a conscious and clear understanding of how the several subjects and methods of education work upon the growing child, can have the tact to meet every occasion that offers, in the right way. He has to know how to treat the several faculties of the soul—Thinking, Feeling and Willing,—so that their development may react on the etheric body, which in this period between the change of teeth and puberty can attain more and more perfect form under the influences that affect it from without. [ 59 ] By a right application of the fundamental educational principles, during the first seven years of childhood, the foundation is laid for the development of a strong and healthy Will. For a strong and healthy will must have its support in the well-developed forms of the physical body. Then, from the time of the change of teeth onwards, the etheric body which is now developing must bring to the physical body those forces whereby it can make its forms firm and inwardly complete. Whatever makes the strongest impression on the etheric body, works also most powerfully towards the consolidation of the physical body. The strongest of all the impulses that can work on the etheric body, come from the feelings and thoughts by which man divines and experiences in consciousness his relation to the Everlasting Powers. That is to say, they are those that come from religious experience. Never will a man's will, nor in consequence his character, develop healthily, if he is not able in this period of childhood to receive religious impulses deep into his soul. How a man feels his place and part in the universal Whole,—this will find expression in the unity of his life of will. If he does not feel himself linked by strong bonds to a Divine-spiritual, his will and character must needs remain uncertain, divided and unsound. [ 60 ] The world of Feeling is developed in the right way through the parables and pictures we have spoken of, and especially through the pictures of great men and women, taken from History and other sources, which we bring before the children. A correspondingly deep study of the secrets and beauties of Nature is also important for the right formation of the world of feeling. Last but not least, there is the cultivation of the sense of beauty and the awakening of the artistic feeling. The musical element must bring to the etheric body that rhythm which will then enable it to sense in all things the rhythm otherwise concealed. A child who is denied the blessing of having his musical sense cultivated during these years, will be the poorer for it the whole of his later life. If this sense were entirely lacking in him, whole aspects of the world's existence would of necessity remain hidden from him. Nor are the other arts to be neglected. The awakening of the feeling for architectural forms, for moulding and sculpture, for lines and for design, for colour harmonies—none of these should be left out of the plan of education. However simple life has to be under certain circumstances, the objection can never hold that the circumstances do not allow of anything being done in this direction. Much can be done with the simplest means, if only the teacher himself has the right artistic feeling. Joy and happiness in living, a love of all existence, a power and energy for work—such are among the lifelong results of a right cultivation of the feeling for beauty and for art. The relationship of man to man, how noble, how beautiful it becomes under this influence! Again, the moral sense, which is also being formed in the child during these years through the pictures of life that are placed before him, through the authorities to whom he looks up,—this moral sense becomes assured, if the child out of his own sense of beauty feels the good to be at the same time beautiful, the bad to be at the same time ugly. [ 61 ] Thought in its proper form, as an inner life lived in abstract concepts, must remain still in the background during this period of childhood. It must develop as it were of itself, uninfluenced from without, while life and the secrets of nature are being unfolded in parable and picture. Thus between the seventh year and puberty, thought must be growing, the faculty of judgement ripening, in among the other experiences of the soul; so that after puberty is reached, the youth may become able to form quite independently his own opinions on the things of life and knowledge. The less the direct influence on the development of judgement in earlier years, and the more a good indirect influence is brought to bear through the development of the other faculties of soul, the better it is for the whole of later life. [ 62 ] The spiritual knowledge of Anthroposophy affords the true foundations, not only for spiritual and mental education, but for physical. This may be illustrated by reference to children's games and gymnastic exercises. Just as love and joy should permeate the surroundings of the child in the earliest years of life, so through physical exercises the growing etheric body should experience an inner feeling of its own growth, of its ever increasing strength. Gymnastic exercises, for instance, should be of such a nature that each movement, each step, gives rise to the feeling within the child: ‘I feel growing strength in me.’ This feeling must take possession of the child as a healthy sense of inner happiness and ease. To think out gymnastic exercises from this point of view requires more than an intellectual knowledge of human anatomy and physiology. It requires an intimate intuitive knowledge of the connection of the sense of happiness and ease with the positions and movements of the human body—a knowledge that is not merely intellectual, but permeated with feeling. Whoever arranges such exercises must be able to experience in himself how one movement and position of the limbs produces a happy and easy feeling of strength, another, as it were, an inner loss of strength. ... To teach gymnastics and other physical exercises with these things in view, the teacher will require what Anthroposophy alone—and above all, the anthroposophical habit of mind—can give. He need not himself see into the spiritual worlds at once, but he must have the understanding to apply in life only what springs from spiritual knowledge. If the knowledge of Anthroposophy were applied in practical spheres like education, the idle talk that this knowledge has first to be proved would quickly disappear. Whoever applies it correctly, will find that the knowledge of Anthroposophy proves itself in life by making life strong and healthy. He will see it to be true in that it holds good in life and practice, and in this he will find a proof stronger than all the logical and so-called scientific arguments can afford. Spiritual truths are best recognized in their fruits and not by what is called a proof, be this ever so scientific; such proof can indeed hardly be more than logical skirmishing. [ 63 ] With the age of puberty the astral body is first born. Henceforth the astral body in its development is open to the outside world. Only now, therefore, can we approach the child from without with all that opens up the world of abstract ideas, the faculty of judgement and independent thought. It has already been pointed out, how up to this time these faculties of soul should be developing—free from outer influence—within the environment provided by the education proper to the earlier years, even as the eyes and ears develop, free from outer influence, within the organism of the mother. With puberty the time has arrived when the human being is ripe for the formation of his own judgements about the things he has already learned. Nothing more harmful can be done to a child than to awaken too early his independent judgement. Man is not in a position to judge until he has collected in his inner life material for judgement and comparison. If he forms his own conclusions before doing so, his conclusions will lack foundation. Educational mistakes of this kind are the cause of all narrow one-sidedness in life, all barren creeds that take their stand on a few scraps of knowledge and are ready on this basis to condemn ideas experienced and proved by man often through long ages. In order to be ripe for thought, one must have learned to be full of respect for what others have thought. There is no healthy thought which has not been preceded by a healthy feeling for the truth, a feeling for the truth supported by faith in authorities accepted naturally. Were this principle observed in education, there would no longer be so many people, who, imagining too soon that they are ripe for judgement, spoil their own power to receive openly and without bias the all-round impressions of life. Every judgement that is not built on a sufficient foundation of gathered knowledge and experience of soul throws a stumbling-block in the way of him who forms it. For having once pronounced a judgement concerning a matter, we are ever after influenced by this judgement. We no longer receive a new experience as we should have done, had we not already formed a judgement connected with it. The thought must take living hold in the child's mind, that he has first to learn and then to judge. What the intellect has to say concerning any matter, should only be said when all the other faculties of the soul have spoken. Before that time the intellect has only an intermediary part to play: its business is to grasp what takes place and is experienced in feeling, to receive it exactly as it is, not letting the unripe judgement come in at once and take possession. For this reason, up to the age of puberty the child should be spared all theories about things; the main consideration is that he should simply meet the experiences of life, receiving them into his soul. Certainly he can be told what different men have thought about this and that, but one must avoid his associating himself through a too early exercise of judgement with the one view or the other. Thus the opinions of men he should also receive with the feeling power of the soul. He should be able, without jumping to a decision or taking sides with this or that person, to listen to all, saying to himself: ‘This man said this, and that man that.’ The cultivation of such a mind in a boy or girl certainly demands the exercise of great tact from teachers and educators; but tact is just what anthroposophical thought can give. [ 64 ] All we have been able to do is to unfold a few aspects of education in the light of Anthroposophy. And this alone was our intention,—to indicate how great a task the anthroposophical spiritual impulse must fulfil in education for the culture of our time. Its power to fulfil the task will depend on the spread of an understanding for this way of thought in ever wider and wider circles. For this to come about, two things are, however, necessary. The first is that people should relinquish their prejudices against Anthroposophy. Whoever honestly pursues it, will soon see that it is not the fantastic nonsense many to-day hold it to be. We are not making any reproach against those who hold this opinion; for all that the culture of our time offers must tend on a first acquaintance to make one regard the followers of Anthroposophy as fantastic dreamers. On a superficial consideration no other judgement can be reached, for in the light of it Anthroposophy, with its claim to be a spiritual Science, will seem in direct contradiction to all that modern culture gives to man as the foundation of a healthy view of life. Only a deeper consideration will discover that the views of the present day are in themselves deeply contradictory and will remain so, as long as they are without the anthroposophical foundation. Indeed, of their very nature they call out for such foundation and cannot in the long run be without it. The second thing that is needed concerns the healthy cultivation of Anthroposophy itself. Only when it is perceived, in anthroposophical circles everywhere, that the point is not simply to theorize about the teachings, but to let them bear fruit in the most far-reaching way in all the relationships of life,—only then will life itself open up to Anthroposophy with sympathy and understanding. Otherwise people will continue to regard it as a variety of religious sectarianism for a few cranks and enthusiasts. If, however, it performs positive and useful spiritual work, the Anthroposophical Movement cannot in the long run be denied intelligent recognition.
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73. Anthoposophy Has Something to Add to Modern Science: Anthroposophy and Natural Science
12 Nov 1917, Zurich |
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People who think that they should think in purely natural scientific terms say to themselves, on the other hand: In the 19th century natural science arrived at one of its most significant laws, the law of the constancy or conservation of energy. This says that energies are converted in such a way that nothing new can arise in the system of energies, and nothing can in any way intervene in this system unless it is already part of it. |
My subject will be the practical application of this in the sphere of morality, of social and also religious life, political life, the theory of free will and other practical applications. |
Comte, Auguste (1798–1857), French philosopher and social theorist. Cours de philosophie positive, 6 vols, Paris 1830-42, esp. the 40th-45th lectures. |
73. Anthoposophy Has Something to Add to Modern Science: Anthroposophy and Natural Science
12 Nov 1917, Zurich |
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Spiritual scientific findings concerning the natural world and the human being as part of this world For the spiritual scientist, familiarity with current and recent work in other sciences is most important. If there is anything which right away establishes the need for an anthroposophically orientated spiritual science, it is above all the relationship which this science must have to natural science. Among the attacks against the particular science of the spirit of which I am speaking those directed against my own relationship to natural science are always of special interest to me. It is easy to understand that opposition has to arise from the natural science side against an approach which, whilst it is firmly grounded in natural science, must in almost every respect go beyond that science. It is, however, strange, and certainly of some significance for the whole position held by the science of the spirit, that I myself have been repeatedly accused in recent times of not objecting to current research findings in the natural sciences but basing myself wholly on natural science. This objection is raised by people who see themselves as representing a ‘spiritual scientific’ approach. And I think I am entitled to say that with the scientific approach presented in these lectures, one finds oneself caught, as it were, between opposition coming from the natural scientific side and opposition coming from various rather vague, mystical spiritual sides that are almost equally vociferous. I must say, however, that for the science of the spirit which I am representing in these lectures one does not just have to confess that it is indeed a matter of necessity that one bases oneself on natural science, but also that natural science, the way it is and has to be at the present time, has achieved things that provide stimulus and support in every respect. For this we not only are but indeed must be grateful. People who are working in the science of the spirit eminently need to come to an understanding with people who are working in natural science, for in a certain respect the science of the spirit needs to have the most recent findings made in natural science as a foundation if it is not to be amateurish, vague and unclear. This may seem strange to people who have already got to know something of this anthroposophically orientated science of the spirit. But then I may well have to say quite a few things today that may seem strange from various points of view. I would therefore ask your forgiveness, especially tonight, if I consider it necessary above all to present spiritual research findings, and my only purpose in presenting such results will be to arouse interest. To furnish proof for every detail of what I am going to say tonight would require a course taking a whole week. We need to consider the essence of recent developments in natural science if we want to establish the right kind of relationship to it, especially as spiritual scientists. Natural science does not, in fact, owe its character to what scientists themselves say are its great virtues, but to entirely different conditions and facts. The particular character which the natural scientific way of thinking has assumed over the last four centuries, and especially in the 19th century and up to the present time, is due to the fact that quite specific tendencies and gifts have arisen in the search for knowledge in the course of human evolution. The origins of the natural scientific way of thinking are often presented like this: Well, for thousands of years in the past people looked at things in the wrong way, especially where science is concerned, and now—perhaps I won’t use the commonly quoted phrase ‘seeing how much wiser we are today’53—but let me just draw your attention to how many good, honest and upright followers of the natural scientific way of thinking do believe that humanity has now been able to arrive at the ‘truth’, at the ‘right view’ where some things are concerned, and that in earlier times people had been entirely ‘on the wrong track’. Yet if we give some consideration to the essential nature of scientific development, we can see that it was not really the case that a sudden miracle happened in the 16th century, with people arriving at the one and only truth, but that from that century onwards quite specific gifts, tendencies and approaches to investigation arose. These tendencies, these human needs, this predilection, as I might call it, made people on the one hand focus attention on the natural world and on the other hand give their knowledge of that world the character which we must so greatly admire today, especially if we base ourselves on the science of the spirit. One of the truly outstanding gifts to arise was the ability to observe tangible physical objects very accurately. Another tendency went hand in hand with this predilection and gift, and this was to give tangible, physical things preferential and indeed exclusive value, thinking that anything which went beyond this must inevitably take human beings into spheres that were somehow forbidden, spheres of vague fantasies, or, in short, into an abyss in their search for knowledge. This is particularly evident if we consider the efforts made to make the human being himself an object of scientific study. These efforts went in the direction of applying the forces and laws that apply in the natural world outside the human being to the human being himself, that is, to see him purely as part of the natural world, the kind of creature that has shown itself to the scientific eye in more recent times. The triumphant progress of natural science extends not only to the natural, physical aspect of the human being but also to efforts somehow to study the human psyche, using scientific methods, and indeed to bring this, too, as close as possible to something governed by the laws of nature. And I would say we can see pride and satisfaction when a modern psychologist discovers that an irrefutable law of nature can also be applied, he thinks, to the inner life of man. I am speaking of rather extreme situations that go in this direction because I really want to make my point. Someone who still takes the point of view that the human psyche is an entity in itself will of course also think that this human psyche, complete in itself, can come to expression through the power of will impulses—we’ll consider freedom or the lack of it the day after tomorrow—using the organism. The idea that the psyche is the primal source of energy, as it were, for the movement and actions of the organism lives strongly in some minds even today. People who think that they should think in purely natural scientific terms say to themselves, on the other hand: In the 19th century natural science arrived at one of its most significant laws, the law of the constancy or conservation of energy. This says that energies are converted in such a way that nothing new can arise in the system of energies, and nothing can in any way intervene in this system unless it is already part of it. If, it is said, the soul were able to set the organism in motion, it would need to develop the necessary energy. This would then have to be added to the energies the organism already has from food intake and other ways of relating to the world around it. The soul would have to be a source of energy, as it were; energy would have to come out of nothing, so to say, but the law of conservation of energy only permits energies the human organism takes in with food and the like to be converted to energy. A movement or the development of body heat thus cannot be anything but the conversion of food energies and other forms of energy that have been taken in from outside. Conflict thus arises with this law of the conservation of energy, which has played such a significant role in scientific developments during the 19th century, when one comes up against the idea that the soul can be the source and origin of some form of energy. People were really pleased to have experimental proof that a ‘reservoir of energy’ capable of intervening in the process of energy conversion did exist in the soul. The experiments the well-known biologist Rubner54 did in this field with animals, and the continuation of them with human beings by Atwater55 are regarded with some satisfaction by psychologists to this day, I would say. Rubner showed that the heat energies and the kinetic energies animals produce are, according to the measurements made, nothing but the converted energies of food they have taken in, with nothing coming from a psyche. Atwater extended these experiments to human beings, selecting subjects who we might think should be able to do even better—people doing mental work, physical work, at rest, or developing inner energies. He was able to show that up to a certain percentage—always important in experiments—nothing that comes from inside the human organism derives from a reservoir of energies in the soul, and that the energies available had been converted from energies the human organism had to take in first. Psychologists like Ebbinghaus56 also stated, with some satisfaction, that there was no question of any form of psychology being in conflict with the law of conservation of energy. Hundreds of other examples could be added, from many different points of view. They would show you how significant and characteristic the triumphant progress of the natural scientific way of thinking has become, even in our culture in general. It is thus easy to see why this triumphant progress, as we may call it, is still relatively recent and does not want to be held back at any point by something else, like the science of the spirit, for instance, and why it still has all kinds of tendencies—speak ‘prejudices’ perhaps—with regard to this that are extraordinarily difficult to deal with. If the necessity did not arise of its own accord from natural science itself for the science of the spirit to develop from it in its own way—as the child must of necessity grow to be an adult—it would probably still be a very, very long time before the science of the spirit would find anyone in the world of science prepared even just to listen when it comes up in one place or another. No I have to make some critical comments my starting point today. One does, of course, always have to consider individual aspects, for I do not want to talk in abstract terms. Quite generally, I do not want to give general characteristics today but rather start with specific instances and use these to make my point. If we review the character and the way of thinking and forming ideas which the natural sciences have assumed in more recent times, we have to say that this is above all ruled by the idea that the things we learn from nature must somehow come from somewhere that is separate from the human being. I’ll not go into a philosophical discussion of this; but there is a borderline issue we must consider briefly. Not that I would consider it to be of quite specific significance for natural scientists today, nor do many natural scientists enter into discussion of this issue; no, the reason is that their desire for knowledge is going in that direction, unconsciously so, in a way, and can only be judged if we consider it with regard to its movement in this direction, or to this goal. Let me take up an idea which no doubt originated in philosophy but lurks in many people’s minds, and that is the idea of ‘things in themselves’. The philosophical question in the Kantian or some other sense will of course be of little interest to natural scientists. But the whole direction, the whole endeavour in natural scientific thinking shows a tendency to go towards this ‘things in themselves’ idea. Irrespective of whether one is basing oneself on the earlier atomic theory, or on or modern theory of ions, of electrons, whether one takes one standpoint or another in biology, people will of course say from the very beginning that they merely wanted to know the ‘laws of phenomena’, leaving the ‘things in themselves’ to the philosophers, but the way in which the phenomena are approached, how they are in fact investigated, is based on the premise that there is some ‘thing in itself behind the phenomena and that if one were able to go more deeply into the region made accessible by means of microscopy, let us say, or other scientific methods, one would come closer and closer to such a ‘thing in itself’. This notion gives natural scientific thinking its direction, at least at an unconscious level, for if you assume a world of atoms, for instance, or assume that ether waves lie behind the tapestry of colours and nuances of light that surrounds us, you are of course thinking that these ether waves belong to a sphere of the ‘thing in itself,’ as it were. Eduard von Hartmann, the philosopher of the unconscious mind who wanted to found a natural philosophy, actually made it a challenge, saying that the world of atoms and the like, or of forces behind the things we perceive through the senses, must be accepted by scientists as something on a par with the ‘thing in itself.’ For a scientist working in anthroposophically orientated spiritual science this search for a ‘thing in itself’ behind phenomena, this whole trend—I am now not speaking of philosophical hypotheses but of this trend in natural science—is analogous to an attempt to see what is behind a mirror when one sees various images in it. It is as if one were walking round to the back of the mirror to see where the images have their origin. That origin does not lie behind the mirror, however. It is in front of the mirror, where we are standing. We are in the region where the images have their origin,57 and we would fall into the most incredible delusion to think we should reach into the back, behind the mirror, to find something that would be the source of the images. It may sound grotesque and be unexpected, but the ideas and concepts of natural science are based on the illusion that one has to reach behind the mirror. The ‘thing in itself’ is behind the mirror if one thus deludes oneself. But in reality it is not there. Why is that so? It is so because as human beings we are not merely in an outer material world behind which there is a ‘thing in itself’, but right in the midst of everything on which this world is founded. It is just that not all of it comes to our conscious awareness. We are right in the midst of it! And analysing the phenomena of the natural world outside will not show us the origins, just as you cannot perceive the true nature of a person, get to know this mirror image as a physical human being, by analysing the mirror image of that person. Analysing the phenomena does not give insight into their essential nature. Instead we must intensively, if I may put it like this, go beyond the level at which our conscious mind works in everyday life. And this is done by the methods I have characterized in my first lecture here. Our ordinary, everyday waking consciousness serves merely to develop the conceptual tools we need to put the phenomena in some order and system, establishing the laws’. To go beyond this, the conscious mind must first be transformed, developing powers that lie dormant in it. Then the imaginative, inspired and intuitive perception which I have tried to characterize as perceptive vision, perception in images, must arise from the depths of that conscious mind—nothing nebulous, of course, but in the strictly scientific sense. We would never be able to learn something about the nature, the physical nature, of the human being by looking at a mirror image unless we also had self-awareness. We must therefore strongly feel ourselves to be physical human beings, we have to get a feeling for ourselves and know that it is I myself who is standing in front of that mirror. In the same way we cannot arrive at the essential nature of natural phenomena unless our inner life, which is right in the midst of those phenomena, grows so strong that it gains the ability to perceive things in a way that is different from ordinary waking consciousness. With regard to this perceptive awareness, perception in images, and so on, I would refer you to my last-but-one book.58 I would just say that, in principle, it is not a matter of a new organ in physical terms, but of developing a real ability to perceive purely in the soul realm, developing non-physical organs that add something new to everything the soul perceives in the world around it when in its usual waking conscious state. This is just like the newly opened eyes of someone born blind who has had an operation and now sees the world of colour of which he had only heard people tell before. The task therefore is not to develop some kind of material hypotheses or draw conclusions concerning a ‘thing in itself and get at something that lies ‘behind the phenomena’, but to strengthen our inner faculties so that we are able to see the essence in front of the mirror. It will, of course, be a long time before such perceptive awareness will be taken seriously by greater numbers of scientists, despite the fact that I have characterized neither a miracle nor anything that is not accessible to human beings. It is something everyone can find from their own resources, though it has to be said that present-day habits of thinking, inwardly responding to things and gaining insight are an obstacle when it comes to awakening such perceptive awareness. I would now like to give you some of the results of this perceptive awareness specifically relating to the sphere we may call ‘nature’. It will, of course, be necessary to speak of some things where it will not be easy to communicate with people who are firmly wedded to natural science. But perhaps this may be an occasion where it is permissible to speak of something personal. What I am offering here are not ideas that have come into my head, nor anything I have thought up. These are the results of years of investigations done in full accord with the more recent natural scientific developments; some of the things I am going to say—I would not have been able to formulate them like this even a short time ago. My aim is above all to refer to things that are very real, going into detail. The theory of evolution, or ‘descent’, has had a considerable influence on scientific thinking in recent times. And it has to be said that anyone who is not an amateur in this field will know what fruit—leaving aside the shadow sides—this theory has borne for modern thinking, the whole modern way of looking at the world. Of course, if we really want to appreciate the nature of this theory we must ignore all the amateurish philosophical views into which so many scientific findings have unfortunately developed in recent times. ‘Monistic’ and other movements often arise because people know little of the form science has recently taken in the field in question. It is often grotesque to see how such efforts limp and lag behind scientific advances that can in no way be said to be in agreement with such things. Yet when we speak of the theory of evolution, we also think of its early days, of all the great, idealistic hopes which Ernst Haeckel59 had for it in the 1860s and 1870s—I do not wish to either overestimate nor underestimate him—and which he passed on to his students. I am not so much going to refer to the radical conclusions Ernst Haeckel arrived at in his day, though his scientific achievements are tremendous and often also positive. What I would like to mention is that even cautious investigators who have entered into the field—among them Naegeli60 and Gegenbaur61—not only became aware of the fruitful nature of this theory but also demonstrated this with reference to their involvement in recent developments in the sciences. I could give a long list of names. But something strange can also be noted if we consider the relatively brief history of the theory of evolution. Great indeed were the hopes Haeckel and his followers had for the development of Darwinian principles in natural science.62 Consider the role which catchwords like ‘theory of natural selection’ and ‘survival of the fittest’ have played. Some people had such hopes for a view of the world where they might say that some vague powers full of wisdom intervening in world evolution had now been overcome. People would have to realize that powers that were like powers of pure chance meet others arising from sheer natural necessity in the developmental stages of one organism or another, resulting in selection, with the fit surviving whilst the unfit do not, and the fit thus might be said to get more and more perfect compared to the unfit that has dropped away; one should not, however, think in terms of any kind of teleological principle of purpose. To this day there are people63 who think they are representing modern views in saying that even if everything Darwin has presented in his theory of evolution were to disappear from this world, the progress made in disregarding ‘higher powers’, as Eduard von Hartman calls them, intervening in the purely inorganic laws of the realm of nature to let organic life arise64—this progress cannot be undone. Seen from a particular point of view, the thinking which has developed there, the thoughts that have come to human beings to liberate them from certain prejudices to which they used to be attached, are of particular value. But we have seen a strange thing. When Darwinism evolved, eliminating all the higher powers that were said to intervene in the evolution of organic life, Eduard von Hartmann’s book on the philosophy of the unconscious appeared in the late 1860s,65 that is, when Darwinism was in full flower. I am not defending Hartmann, but this is simply a fact. Eduard von Hartmann was against a theory of pure chance. He said something quite different—powers giving direction, powers of a higher nature—must intervene in the lifeless, dead functions of purely inorganic natural laws if there was to be organic evolution. Selection cannot create anything new; anything new that did arise would have to arise from inner impulses; selection could only be made of things that already existed, removing anything unfit, but it did not have magical powers that would enable it gradually to let something perfect develop from something imperfect. Eduard von Hartman produced some brilliant thoughts in his refutation of Darwinism, which raised such hopes at the time, a theory of evolution in purely mechanical terms. People did not take the philosopher of the unconscious seriously because he was a philosopher and not a naturalist. They said: ‘Well, he’s an amateur and does not understand the principles of natural science; anything he has to say can be of no real value in the development of science.’ Remarks like this were used to reject the things Eduard von Hartmann had to say. Refutations addressed to this ‘amateurish, dilettante philosopher’ were published. One, was about the unconscious from the point of view of physiology and the theory of descent, was by an anonymous author.66 It was a brilliant refutation of Eduard von Hartmann from the point of view of Darwinism as it then was. Oskar Schmidt,67 Darwin’s biographer, Haeckel himself, and others took a very sympathetic view of this refutation by an unknown, saying that it was excellent—this is more or less how we can sum up their views—that someone whom one could see, with every page read, to be firmly founded in the true scientific approach, was dealing with an amateur such as Eduard von Hartmann. This anonymous author—one dyed-in-the-wool Darwinist wrote—should just make himself known to us and we’ll regard him to be one of us! Someone else, also firmly grounded in mechanical Darwinist theory, said: ‘He has said everything I myself could say against Eduard von Hartmann’s amateurism.’ The man did say this. In short, the Darwinists made a lot of propaganda for this publication, which was soon sold out. A second edition had to be printed. This time the author gave his name—Eduard von Hartmann! From then on silence reigned among those who had previously praised the publication, and little further reference was made to it. What follows may seem strange but I think it is all the more remarkable. One of Ernst Haeckels’ most important followers, someone who as a student lived wholly in the then current theories of evolution that arose in connection with Darwin’s name, was Oscar Hertwig.68 Last year, in 1916—just consider how little time has passed since Darwinian theories were in full flower—Oscar Hertwig published a book that is truly exemplary as a scientific work. The subject is how organisms evolve—a refutation of Darwin’s theory of random chance. Eduard von Hartmann is one of the people Oscar Hertwig says should be taken note of when speaking of different powers being active in the realm of organisms from those active in the inorganic world. It certainly is strange to see that within a relatively short time someone came from among the best people who had been developing the old theory of evolution of the 1860s, 1870s and 1880s who actually refuted one of the fundamental principles of that theory. This should give some pause for thought to people who make up their own—‘monistic’—philosophies by just putting together amateurish ideas. I now need to go into some definite issues relating not so much to the more recent theories of evolution but to theory of evolution as such. This may show you the position that has to be taken in anthroposophically orientated spiritual science. The theory of evolution is based on considering the facts and drawing the conclusion that something perfect, ‘perfect’ as we know it today, or, perhaps better, something with a more differentiated organization, has gradually evolved from something that was less perfect, less differentiated in its organization. To prove this, scientists refer not only to geology and palaeontology but also to embryology, the theory of individual development. Oscar Hertwig’s new book is exemplary in so far as it offers a theory of individual development, though he does it by making comparisons with animal embryology. All theory of evolution must begin with the development of the individual; Haeckel established his biogenetic law to show that the embryological development of an individual shows the evolutional history of the species, so that the embryonic development of higher animals goes through the morphological and physiological functions, at a particular level, of the simpler animal forms that existed earlier.69 Strange though it may seem, however, a theory of individual development where one seeks to apply its laws to the evolution of organisms in general will not provide the answer to a very simple question. I feel I must in fact apologize for speaking of something as commonplace as this; the matter has been discussed many times, but, as we shall see, it concerns an important principle. The question is, very simply: What came first in evolution, the chicken or the egg? The chicken comes from the egg, but—the egg can only come from a chicken. The issue is of little importance today, when any facts you investigate take you into vagueness whichever direction you take. But it does have significance if we want to form an idea of the way in which individual development relates to world evolution. For in that case it proves necessary to consider that there must have been conditions in which the ovum, that is, the basis of individual development today, was able to evolve on its own, without descent from any kind of entities that had already reached some level of perfection. As I said, I can only refer to this briefly, but anyone who considers the issue in more detail will soon find that, though commonplace, the matter is of major importance. If one is conscientious and honest in tackling this question, the concepts natural science has developed for embryology will not prove adequate. Somehow or other one finds oneself at what I have called the ‘frontier posts of knowledge’ in my first lecture, ‘points’ where one has to develop the higher powers of awareness in images. We might even say that such questions can provide significant stimuli for the development of inner powers that may otherwise well have continued to lie dormant in us for a long time. If we pursue the matter not using the approach where one seeks to reach behind the mirror but one where we consider the cause for the phenomena to be in front of the mirror, we find, as we progress to awareness in images, that even today it would be a serious error to say that the egg develops in the chicken through the chicken or merely because the chicken is inseminated. That is how it looks on the surface, in the mirror image, we might say. But if we develop awareness in images and are able to see what is truly there, we come to realize that the egg does indeed develop and mature under the influence of powers that come not only from the cock and the hen. A scientific view based only on what is sense-perceptible and tangible cannot lead to any view other than that the interaction between cock and hen and the processes that occur in the hen’s body lead to the development of an egg. But if you then want to arrive at views on such a matter you will arrive at rather mystical concepts—mystical in a negative sense, the kind of concepts many people work with, even Hertwig—an example being the concept of a ‘germ, rudiment or potential’.70 Speaking of such a ‘rudiment’, you can explain anything in the world by saying: Well, now it is there, previously it was not there, and the first thing to be there was, of course, the ‘rudiment’. This is about as clever as speaking of a ‘disposition’ with regard to certain diseases which only develop in some people under the same conditions and not in others. So you see, one can always push things further back in this way. Unless you try and somehow get a clear picture you will merely arrive at a term that has no real meaning and lacks clarity. ‘Rudiment’, ‘disposition’—those are the wrong kind of mystical terms that will only gain meaning if we are able to consider the reality that can be perceived in the spirit. A mind with vision also sees all kinds of other things. Just as a blind person is able to see colours when he’s had an operation, so a mind with vision sees all kinds of other things. And in the present case these other things it is able to see make it clear to us that although today it is still an egg which develops in the hen, it arises from powers that are not in the hen but are brought to bear in the hen out of the universe. The hen’s body which surrounds the egg really only provides the native soil. The powers that configure the egg come from the cosmos; they come in from outside. Fertilization—I cannot go into the details today but they can be exactly determined—simply means that a possibility is created for the powers from the cosmos that are active in this site, giving them a reference point, as it were. The egg which develops in the hen’s body has been developed out of the cosmos and is an image of the cosmos. If you find this inconceivable and cannot think of analogies in other fields, just think what it would be like if you wanted to ascribe the direction in which a magnetic needle is pointing purely to forces inherent in the needle. We do not do this; we ascribe it to a terrestrial effect, that is, forces that have to do with the whole earth. Forces from the environment influence the magnetic needle. Here, in the inorganic field, discoveries can be made purely on the basis of sensory perception. It will need a science made more productive by the science of the spirit to show that powers influence the egg that must be looked for not only in the ancestry but out there in the whole cosmos. Many different results, which will also prove of practical value, will be obtained once it is taken into account that essentially the knowledge we have in outer natural science, however sensual and factual, is merely an abstraction, something people rely on because they do not know of the more effective powers. A mind with vision sees powers that go beyond individual nature influencing every insemination and embryonic development. These could be described in detail. In my small publication Human Life in the Light of Anthroposophy71 I refer to this method of research in another field; today I want to refer specifically to this particular field. I truly do not feel contempt for empirical scientists, as they are now called, but admire them greatly. The results gained with the empirical approach have yielded a much richer store of human insights, I would say hundreds if not thousands of times as many human insights than the rudimentary concepts one is able to use in natural science today. When an embryologist produces facts, especially if he has been using a microscope, which has been developed to an admirable level today, a spiritual scientist following his work will say to himself: Everything the embryologist is establishing as fact may be external, sensual and factual, but when he describes how the male germ unites with the female germ, and so on, how parts of cell nuclei are repositioned so that one thing or another develops—these descriptions are extraordinarily interesting and significant—someone taking the point of view of anthroposophically orientated spiritual science sees the footsteps in all this of a comprehensive spiritual influence that simply comes to expression in the changes which are apparent to the senses. If one wanted to consider the things seen under the microscope, with all kinds of staining methods applied, to be something that stood entirely alone, something one merely had to describe to know the processes of germ cell and embryonic development, one would be like someone who goes along a road where someone else has left his footsteps and believes that those footsteps were made by inner forces in the soil and not that another person had made them. The explanation for these footprints would be quite wrong if I were to say that there are all kinds of forces down there which push the forms up from below. Instead I have to assume that someone went that way, stepping on the soil. In the same way I must consider the spiritual principle if I want to come to the real facts. The spiritual leaves its final traces, and what we see under the microscope, using staining methods, comes into existence—please forgive the expression—as if by processes of elimination. But when a mind with vision takes hold of the matter, we also come to something else. We come to compare this process, which arose on the basis of pure empiricism, purely external experience of the facts through the senses, with something that we can only get to know of through investigations made by a mind with vision. In the first lecture I gave an outline of what happens in human beings when they use their thinking to process sensory perceptions further, when they develop ideas. A real process occurs in the psyche, but materialistic thinkers do not consider it to be real; they limit their investigations to nerve functions. Yet once perception in images has awakened we can follow this process, which has inner reality. We cannot do so if our minds are limited to the kind of abstractions produced in modern psychology and indeed in logic—that ideas ‘connect’, are ‘reproduced’, and so on. But if we are able to develop a psychology of the kind I outlined here in my first lecture and turn the mind’s eye to this inner aspect of the way in which ideas develop and part of our feeling, this will give us something that belongs together with the discoveries our embryologist made in his field and in progressive cell development altogether. We then see in a way that is like comparing an original and its copy in a very factual way—on the one hand the inner process of forming ideas and the feeling process in the soul, and on the other hand the processes of insemination, division of the nucleus and so on, and actual cell division. We then see that the two have to do with one another—I want to put this as carefully as possible—have to do with one another in that the one represents in material form, as it were, what the other is in the sphere of soul and spirit. Something else will also arise if we truly concentrate on this process in soul and spirit. We realize that it can only be the way it is in the human soul and spirit today, for the whole of our natural environment, with the human being within it, provides the physical body as a basis for it. If someone is truly able to see this in the spirit, the faculties that enable him truly to see the essential nature of something that belongs to the sphere of soul and spirit, will expand. We thus realize that under present-day conditions the organ which develops for forming ideas and feeling can only do so, in the way it happens today, on the condition that the whole takes place in the presence of a living human body. In its inner nature, however, the process shows itself to be one that moves back in time. Time becomes something real. It moves back in time. And you actually come to realize that what happens in us today when we think, and do part of our feeling, is indeed something which in the far, far distant past, when no such earthly environment existed, was able to develop on its own, without the human body. This is the way—time is short, so I can only refer briefly, as it were, to the starting points for a road that goes far and wide—in which elements from the sphere of soul and spirit are related in a real way to the things that happen before our eyes in the sense-perceptible world. We then gain a very different understanding of the connection that altogether exists between sense-perceptible physical nature outside and the elements of soul and spirit that flow and billow through the world. If we then develop the things of which I have only been able to present the most elementary first beginnings, taking—if we proceed with the science of the spirit—not the external scientific approach of geology or palaeontology or Laplace’s theory but the approach based on genuine inner experience in spirit and soul, we come to states of the world that go a long way back, when it was not possible to do external, physical things, like embryonic development from a physical cell, as we know it today, but when the things that could be real at that time were in a form that belonged to spirit and soul. You look back to an element of spirit and soul that was a precursor of what happens today in the physical world perceptible to the senses. The element of spirit and soul has withdrawn into the cosmic sphere today, as it were. It acts by the roundabout route via the living body and in a hen, let us say, if we go back to our earlier example, it causes the egg to have the density of matter which it did not need to have in the dim, distant past. However, in that dim, distant past the element of spirit and soul was able to use these powers—which one gets to know, with no need to speculate or set up hypotheses; we get to know them if we observe the inner laws of ideation and thinking from the inside—without there having to be the environment of the hen’s body, to create not a mystical ‘rudiment’ or ‘potential’, but a first thing. Later, when conditions changed, this needed to be protected by the ‘environ-body’ of the hen as it is today. Someone working with the science of the spirit is thus on the one hand taking full account of natural science. On the other hand he has to go beyond it, beyond the things that are considered scientific today, not with speculation but with truly developed powers of insight through vision. These must replace theories and hypotheses—which are merely the outcome of speculation, thoughts that have been added—with things truly learned in the realm of the spirit. If one has advanced along this route, truly in such a way that nowhere are sins committed against facts that have been established in natural science, then the modern theory of evolution in particular will be seen in the right light. I have to say paradoxical things at every step today, but I want to stimulate your thinking. I am exposing myself to the danger that people may hold me up to ridicule; but I want to stimulate your thinking. I merely want to say that this science of the spirit we call anthroposophy exists; it may not be accepted as yet, but it is able to offer research findings which, we believe, can be spoken of with the same scientific justification as the findings discussed in natural science that are based on sensory perceptions made with the help of microscopes and telescopes. It has to be said, not from presumption but because it is the way things are, that working with the spiritual scientific approach represented in these lectures one does not have it as easy, in many respects, as in working with natural science. So we can understand it if someone says: ‘The things he is saying are really difficult to understand.’ Comprehension will, of course, be easier if we only take note of purely factual elements, things that are immediately apparent; it is in the nature of the thing that understanding is difficult with the kind of issues I can only present briefly here. But with regard to practice, too, things are not so easy in anthroposophy. This is particularly apparent if we consider the human being as part of the natural world from its point of view, that is, not merely in theory. As I said, I do not undervalue the theory of evolution. In fact, I believe it to be one of the most significant achievements in intellectual history. Attacks have come from people who did not understand these things particularly because in my book The Riddles of Philosophy and in other publications I made a strong case for justifying the theory of evolution. Just look in the second volume of my Riddles of Philosophy to see if I ever speak from a point of view that does not do justice to this theory of evolution. But things are not as easy in anthroposophy as they are in purely—as it is called today—empirical science. For if we consider the human being we have to say: ‘The idea that the human being, as he is in his physical form, has simply evolved from animal forms which in turn developed from lower animal forms, and so on, this idea is utterly amateurish if compared to the view taken in the science of the spirit. If we want to consider the human being as part of the natural world from the spiritual scientific point of view, we must first of all differentiate this human being—this may seem strange, but that is how it is. Taking Goethe’s theory of metamorphosis further in a scientific way—anyone who has read my books will know that I have made special efforts in this field—one has to differentiate the human being. We cannot simply take him as a whole but have to establish a particular premise, which must, however, be a fully substantiated premise. It is this. We take the head on its own, realizing that the human being we have before us today can only be known and understood if we take the head on its own, with the rest as a kind of appendage organism—this just as an aid to understanding for the moment. The head on its own, therefore; we have to look for the descent, the origins, of this head as such. This human head—this is not entirely accurate, for the head does continue on into the trunk (this changes the situation; but after all it is only possible to speak in approximate terms about these matters). This human head, then, is indeed something with a morphology that has been transformed from other forms that lie immensely far back. We may say, therefore, that in so far as the human being has a head, he is descended from long way back. For the details I would refer you to my Occult Science and other writings. One actually finds that the entity which has gone through the transformations to make the present-day form of the human head possible must be sought much further back in time than the origins of all the animals and plants we have today. Considering the human being with regard to the head, we must therefore go back into a much earlier time. The appended organism, as we may call it, has been added to the head—roughly speaking, for appendages existed even in early times. The head was the premise for its development. The principle which evolved, ultimately to become the human head principle, had the opportunity also to develop the remaining human organization which is close to the present-day animal body. The time when this organization evolved was also the time when general evolution had advanced so far that animals could develop. This brings us to a strange theory of descent, though it is strange only compared to the ideas people have today. We have to say that in so far as human beings have a head they are descended from ancestors that went through a gradual transformation. In far distant times they undoubtedly had a different form from the one human beings have today, but it is really only the human head which is descended from them. It was during the time when general conditions for evolution made it possible to evolve creatures of the kind we have in the animal world today that the human being added to his human nature the elements that lie in his animal nature. Again you have an early approach—for here, too, I can only give the elementary first beginnings—to a theory of evolution that arises if we do not believe the human head to have merely grown out of the rest of the organism, as it were, but rather that this human head is really the original part of the human being to develop, with the remaining organism added to it. It is because such an organism was added at a late stage in evolution that humanity entered into a line of evolution that may indeed be considered together with the line of evolution that was the descent of animal forms. The discoveries made in the theory of evolution to this day provide genuine insights in this field. If one knows them really thoroughly, if one carefully—much more carefully than people are in the habit of doing in natural science today—considers also the work done in palaeontology, embryology, all the knowledge gained in the study of muscles, the investigations that can provide information on the way the human skull is built, then one is able to say to oneself: It is exactly the things not known from theory—meaning the theory modern natural scientists like Oscar Hertwig have refuted—but empirically, things that are there for us to see, which we only have to take up, letting the light that can be gained through the science of the spirit shine through them—all this offers tremendously far-reaching prospects. The modern theory of evolution has certainly served a good purpose and has not been just an aberration but on the contrary one of the most fruitful developments we have seen. In time to come it will really come into its own and prove immensely fruitful because it will cast its light incredibly far into the secrets of the universe. If I might add something about the way I feel about the way the science of the spirit goes beyond pure and factual natural science, it is this: This theory of evolution from the second half of the 19th century is indeed the seed from which great, significant insights will come; the seed from which something will come that does not yet exist in general human awareness. And it is this which will in fact provide the best stimulus to develop a genuine philosophy, which takes its orientation from anthroposophy. This philosophy actually shows that the academic work which we think is final and conclusive and needs only be added to the facts perceived through the senses in order to explain them, that this academic approach—which we also find in a work as excellent as that by Oscar Hertwig and the works of others—does not provide real answers to our questions but only enables us to put our questions in the right way. Once they have been put in the right way they must then be answered. And the outside world will again and again provide answers if we know how to ask the right questions. If they are the right questions, the outside world will answer with the insight we gain through higher vision. However, if I speak of a modified theory of descent, saying that we have to think of the human being the other way round, as it were, looking for his origin in the principle on which the head is based and having to make the head our starting point if we wish to understand the human being, whereas the matter is usually considered the other way round—when I say this, we must at the same time base ourselves on a genuine and true idea of the present-day human being. This brings me to another finding made in anthroposophical research relating to nature as a basis for the human being. When people speak today of the way the soul relates to the human body, they really consider only the nervous system as the bodily ‘tool’, as it is put, though it is not a ‘tool’—we’ll be speaking about this the day after tomorrow—looking for it in the living body as a counterpart to the psyche. If you look at books on psychology today, with the first chapters always giving a kind of physiological preliminary to psychology itself, you will find that reference is really always only made to the nervous system as the ‘organ of the soul’. Members of the audience who have heard me on a number of previous occasions will know that I’ll only rarely speak of personal things. But perhaps it is necessary this time, for I can only characterize the subject in outline. What I have to say on this is the outcome of investigations that have truly been going on for more than 30 years, taking account of everything that is relevant from physiology and related fields. Anyone with real knowledge of the findings modern physiologists and biologists have made in this field will find that they prove in every respect what I am going to tell you. To see the nervous system as something that is simply parallel to the psyche is to take a very biased view. No one has shown more clearly how biased it is than a scientist I hold in particularly high regard as one of the most outstanding psychologists, Theodor Ziehen.72 He, too, speaks mainly of the nervous system in discussing some of the relationships between soul and body, soul and the nature-related basis of the human being, and therefore comes to treat the emotional life—which properly considered is just as real as the life of thinking or ideas—as an appendage to the life of ideas. Theodor Ziehen does not really manage to consider the emotional life in his psychology. It is the same with other people. They will then speak of the ‘emotional overtones of ideas’; the ideas, which have their bodily counter image in the nervous system, are ‘emotive’, they say, and one need not think of a separate bodily counterpart to the emotions. Read the psychology of Theodor Ziehen or other books—I could give you a whole list of truly excellent works in this field. You will find that when these authors come to speak of the will, they actually have no possibility whatsoever truly to speak of the will, which is a wholly real sphere in our inner life. The will simply slips from Theodor Ziehen’s grasp as he writes about physiological and psychological things; the will is simply disputed away; it does not exist for the author; in a way it exists merely as a play of ideas. Because of the existing bias, therefore, violence is done to something we quite clearly know from experience, just as serious violence is also done to other things in such investigations. Yet if we really consider everything that has so far been achieved in physiology, this exemplary science—though much is still open to question and questionable—if we consider all the things that merely are not seen in the right light, we come to see—I can only refer to this briefly—that the whole human organism is counterpart to the whole human soul. In my latest book, Riddles of the Soul, which is due to appear shortly, or perhaps it is out already, I discussed questions concerning the limits of ordinary science and of anthroposophy, and this includes the issue which we are considering here, though again it is only presenting results. There is nothing to be said against the notion that the life of ideas has its bodily counterpart in the first place in the nervous system, though we have to see the whole situation very differently from the way it is seen in modern science; I am going to talk about this the day after tomorrow. When we want to look for a bodily counterpart to the life of ideas, we have to look to the nervous system for this. Not so when it comes to the emotional life! I almost hesitate to put something so far-reaching in such brief words, something I have found in investigations taking not years but decades. When we speak of the emotional life, it is not possible to look for a connection between it and the life of the nerves the way we look for a connection between the life of ideas and that of the nerves. There is a connection, but it is indirect. The emotional life—this seems almost unbelievable if one takes the biased view commonly taken in modern science—has a direct connection with what we may call the breathing rhythm in all its ramifications, and this is a connection similar in nature to that between the life of ideas and the nervous system. In the nervous system one has to go into the finest ramifications; and the same applies to the rhythmical movements that originate in the breathing rhythm and then branch and divide everywhere, also influencing the brain. Comte’s ideas on the mechanics of the human body are very interesting in this respect.73 The bodily counterpart of the emotional life must be sought in this rhythmical play of movements in the human being, all of them really dependent on the breathing rhythm, in rhythmical movements that also encompass the blood rhythm. I know, ladies and gentlemen, that it must seem as if countless objections could be raised against what I have just been saying. All of them can be refuted, however. Let me draw your attention to just one of them—briefly. It would be easy to say, for instance: Well yes, the aesthetic effect of music depends on our feelings; but these feelings are aroused by sensory perception of the sounds, that is, a sensory perception of something outside, and the effect of this does of course continue on in the nervous system; so you can see—as the objection might be—that you are in error in saying that something which in its aesthetic effect is definitely dependent on our emotional life is connected with our breathing rhythm, when in fact the music is perceived by the senses and we gain this perception via the ear and the auditory nerve! This objection is illusory, for the real process is much more complex. Such things can indeed only be reached by the kind of vision that takes its orientation from the powers gained in an awareness that has vision. It is like this: In the brain, the breathing rhythm meets with the processes that occur in the nervous system. And the emotions we experience with music arise from this interaction, this encounter between the part of the breathing rhythm that extends into the life of the nerves and the structure of the nerves. The latter reacts to the breathing rhythm and this creates the feelings we have on hearing music. It is therefore possible to explain the feelings that are experienced properly if we consider the breathing rhythm, and the life of breathing altogether, to be the bodily counterpart to the life of feeling, just as we have to consider the nervous system to be the bodily counterpart to the life of ideas. And now we come to the will impulses, to the things we do. If we examine everything people have been saying about the physiology, using the possibilities given when we are able to have awareness in vision, we find that everything which the soul experiences as our will expressed in doing has its bodily counterpart in metabolic processes. Life in the body is essentially made up of metabolic processes, breathing rhythms, and processes in the nerves; there are just two exceptions, which I’ll refer to later. The subject gets difficult merely because a nerve must, of course, also be shown to be such that the life of nutrition or of metabolism extends into it. However, it is not the nutrition nor the metabolism in the nerve which is the bodily counterpart of the life of ideas but something entirely different. I wrote about this in my book Riddles of the Soul: in so far as the nerve depends on metabolism it merely acts as a mediator of the will process.74 The fact that one system—metabolic system, rhythmical breathing process, nervous system—extends right into another, so that the systems are not side by side in space but change on into the other or extend into each other, makes it particularly difficult to study these things. Essentially, however, it is like this: In the nerve, the basis of the life of ideas is not the fact that it is touched by rhythm, nor the fact that it is provided with food, but yet another, very different inner activity. In the finest ramifications of the breathing rhythm it is this breathing rhythm itself which forms the basis for the life of feeling, and everything specified as metabolism in the organism, down to its subtlest ramifications, is the bodily counter image of will processes. We have now related the whole of the soul to the whole of the human body. From the point of view of anthroposophical spiritual science, which I represent, I believe—believing this in no other way than the way one normally believes things in truly strictly scientific terms—that today we need only the facts known in physiology to substantiate fully what I have just been saying. I am convinced that the empirical sciences can be progressively developed further along these lines of orientation and will then prove immensely fruitful in all directions in life. Significant new ideas can be given in medicine, psychiatry and all possible kinds of fields if we take the whole of the human soul together with the whole of the human body in this way. The zone of the senses, as I would call it, and the life of movement drop out of the context of the human organism in two directions. Modern science is on thin ice particularly when it comes to the theory of the senses on the one hand and the theory of movement on the other. Scientists working in psychology as well as in physiology understand very little, I would say, of these two opposite poles in human nature. This is because here human beings no longer belong wholly to themselves but partly to the outside world, with the soul living out into the outside world both in the zone of the senses, in the sphere of sensory life, and in the sphere of movement life. When human beings move, their movement involves a state of balance or dynamics that integrates the individual into the sphere or moving play of forces in the outside world. And when human beings go beyond living purely in their nerves and enter into life in the zone of the senses, that is, when their souls experience themselves right into their actual sense organs, it happens that the individual actually goes beyond his own sphere. The senses are bays where outside world extends into our lives, and we shall only have a sensible theory of the senses if we take this into account. It is something that cannot be gained by following the approaches taken in natural science today. It has not been my intention to discuss general principles or offer general characterizations, especially in describing the relationship between anthroposophy and natural science and the human being’s foundations in the natural world. Although it can be risky to do so, I have taken individual real findings and areas where results were obtained, in order to characterize how anthroposophy should be seen in relation to established natural science. We can see that prejudices and partiality will have to be overcome in the world of science before anthroposophy can be understood. Today, sensuality—I am speaking of views taken of sensual and factual things, not sensuality in the moral sense—is even more powerful than it was at the time when the whole world raised the objection to the views of Copernicus that they went against the evidence of their senses and refused to accept them. Copernicus went against the evidence of the senses, feeling compelled to establish something for the outside world perceived through the senses which the outer evidence of the senses cannot give us. In the science of the spirit we are compelled to go beyond the evidence of the senses in yet another respect. This is sure to meet with resistance many times over. In a lecture like this, one can only point the way here and there. I would ask you, however, to take this into account. It is only too easy to criticize such pointers from a fixed and established point of view. The indications I have given can of course be criticized to the nth degree; I myself would be perfectly able to raise all the objections that can be raised. On the other hand, however, you will be able to see that providing people do not want to prevent this, the truths that live in natural science can develop further so that the more profound secrets of the world may be unveiled in far-reaching revelations. The day after tomorrow I will be speaking of the fruitfulness and significance of this for the whole of human life in its widest sense. My subject will be the practical application of this in the sphere of morality, of social and also religious life, political life, the theory of free will and other practical applications. I had to risk getting misunderstood because I referred to individual and real findings. Many things today militate against human beings being able to rise to the regions of genuine and actual, true life in the spirit. Today people think that to be an enlightened person one has to say about the most profound question in our hearts, which is the question of immortality—this is something else I’ll be speaking about the day after tomorrow—that this cannot be judged because man’s ability to gain scientific insight does not go that far. Fritz Mauthner, a man with a brilliant mind, has been writing about human capacities for insight in his German dictionary of philosophy. It is a stimulating work to read, for you feel you have entered a sphere where your mind goes round and round in circles without ever getting anywhere; if you think you have a quarter of a result, it is refuted and you are taken forward again, continuing to go round in circles. Mauthner, whose great merit it is to have shown how inadequate ‘accomplished knowledge’ proves to be wherever you look, even thinks that talking of the spirit was a crafty invention made by Hegel, saying more or less that Hegel infected philosophy with the concept of the spirit which we have today, and that the earlier concept of spirit was taken purely from that of the Holy Spirit.75 He finds that the situation with many who imagine themselves to be critical and particularly enlightened minds and indeed to be ‘spirits/minds’ [the German for ‘mind’ and ‘spirit’ is the same word Geist, tr.]—perhaps they won’t put it like that themselves, for ‘spirit’ is something they do not accept; let us say therefore to be human beings who are at the pinnacle of knowledge and insight—Mauthner says that with many of them the situation is this: People want to use their rational minds and common sense to gain insight; but ‘the rational mind is a silver axe without a handle, and common sense is a golden handle without an axe’, and people somehow want to use these two imperfect things to penetrate the essential nature of the world! People of that kind like to refer to Goethe’s comprehensive concept of nature. Fritz Mauthner also quotes Goethe, suggesting that Goethe, too, considered the human being to be wholly part of nature. Yet even in the essay on nature, which Fritz Mauthner quotes, you find that Goethe said things like this about nature: ‘It has been thinking and is always reflective’, speaking not of the human being, of course, but of nature. The kind of nature Goethe thought of—yes, that one could accept! It is something different from the nature which generally is the subject of natural science today. If we then also consider what Goethe said to Schiller: ‘If my natural laws are supposed to be ideas then I see my ideas before my own eyes’,76 we can find naturalism acceptable in that spirit, for it’s a naturalism that definitely does not exclude the science of the spirit but includes it. I believe that if what Goethe intended for the grand design of his theory of metamorphosis, which he developed to a high degree, but only in its elements, is taken further, developed and taken beyond into the realm of the spirit, it will be a real basis for a true science of the spirit with an anthroposophical orientation. I know that what I have said today about the origins of man and the relationship between the human soul and body is in harmony with the Goethean approach, though the Goethean approach has been taken forward into our time and made scientific. When people who seem to be enlightened in their criticism and refuse to accept any kind of genuine spiritual insight think they can refer to Goethe, one does have to say to them: Consider Goethe’s approach at its deepest level. What you think you find in him, and also have in you, is described in the words Goethe directed to another scientist, a man of considerable merit, who had written:
Goethe responded:
If the human being develops his kernel or core in this Goethean spirit, he will also penetrate—even if it takes infinitely long, serious and honest investigative labour—to the core, the essence of nature. For this does come to expression in the human being. Seen rightly, it is this and nothing else which is reflected in the human being. Spirit is nothing else but nature’s flower and fruit. In a certain respect nature is the root of the spirit. That is indeed a truly Goethean approach! The science of the spirit will have to develop it scientifically.
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243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Translated by A. H. Parker |
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Now one factor today militates against the acceptance of such knowledge, namely, that as a rule people grow up in a social environment and under an educational system that conditions their habitual responses to such an extent that they can believe only in the world of fact, in the sensory world, and the rational information derived from the world of the senses. |
And amongst the methods adopted for investigating the phenomenal world, for ascertaining the laws of the phenomenal world through the instrument of reason, not a single one gives the slightest information about the spiritual world. |
On one hand we admire its greatness, but on the other hand we find a hesitant approach to the true elements of music, and a failure to achieve a full realization of these elements which can only be experienced in the way I have described, i.e. when we have made strides in the realm of pure music and discover therein the essence, the fundamental spirit which can conjure forth a world through tones. Without doubt the musical development I have described will one day be achieved through anthroposophical inspiration if mankind does not sink into decadence; and ultimately—and this will depend entirely upon mankind—the true nature of the Christ Impulse will be revealed externally. |
243. True and False Paths in Spiritual Investigation: What is the Position in Respect of Spiritual Investigation and the Understanding of Spiritual Investigation?
22 Aug 1924, Torquay Translated by A. H. Parker |
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A great deal of course could still be added to all that I have touched upon in these lectures, but we shall endeavour today to conclude them with a summary of the whole subject. The approach we have taken throughout these lectures raises an important issue: What is the attitude to Anthroposophy, to spiritual investigation as presented by Anthroposophy? What is the position in regard to the understanding of anthroposophical teachings seeing that few today can have immediate access to spiritual exercises and practices which enable them to perceive and test thoroughly for themselves the anthroposophical descriptions of other worlds? This is a question that lies close to the hearts of those who feel an urge and even a longing to take up Anthroposophy. But this question is always seen in a false light, and is the more likely to be misinterpreted precisely because they are unable to grasp the right procedures such as I have advocated in these lectures. People may ask: what is the use of all these descriptions of the spiritual world if I cannot look into that world myself? I should like, therefore, to touch upon this question in my cursory analysis today. It is not true to say that one cannot acquire an insight into anthroposophical teachings and an understanding of them unless one can investigate the spiritual world oneself. I t is essential to distinguish, especially at the present time, between the actual discovery of facts relating to the different worlds and the comprehension of those facts. This distinction will be clear to you when you recall that man, as we know him today, belongs in fact to different worlds and that his experiences are derived from different worlds. Man as he is constituted today acquires his stock of knowledge and his consciousness of everyday existence in the course of his day to day experiences. During his waking life this consciousness which was the starting-point of our enquiry gives him a certain perspective over a limited field, over that aspect of the world that is accessible to sense-observation, and which can be grasped and interpreted by means of the intellect which he has developed in the course of evolution. With his understanding man penetrates in his dreams into this world concealed behind the phenomenal world, in a vague, indefinite way as I have already pointed out. In his psychic life man contacts the world through which he passes between death and rebirth only in dreamless sleep, where he is surrounded by spiritual darkness and where he lives out a life which normally he cannot recall. Man knows three states of consciousness—waking, dreaming and deep sleep. But he does not live only in the worlds to which this threefold consciousness gives access, for he is a being whose kingdom has many mansions. His physical body lives in a different world from his etheric body, his etheric body again in a different world from his astral body and both live in different worlds from the Ego. And this threefold consciousness—clear waking consciousness, dream consciousness and sleep consciousness (one would like to say absence of consciousness but one can only describe it as diminished consciousness)—belong to the Ego as it is today. And this Ego when it looks inwards has also three states of consciousness. When it looks outwards, it knows waking (day) consciousness, dream consciousness and sleep consciousness. When it looks inwards, it knows clear intellectual consciousness; a sentient consciousness, a sentient life, though this is far more opaque and dreamlike than one usually imagines; it knows als1˃ a sentient life and finally the dim, twilight will-consciousness that resembles the state of deep sleep. Normal consciousness can no more explain the origin of willing than it can explain the origin of sleep. When a man performs an act of will it is accompanied by a thought which is clear and lucid. He then shrouds this thought in feeling which is more indefinite. The thought that is imbued with feeling passes down into the limbs; the process cannot be experienced by normal consciousness. To the kind of investigation of which I spoke yesterday and the day before, willing presents the following picture: whilst a thought wills something in the head and is then transmitted to the whole body through feeling, so that a man wills in the whole of his body, something akin to a delicate, subtle and intimate process of combustion sets in meanwhile. When man develops Initiate-consciousness he is able to experience this life of will which is subject to the influence of warmth, but it remains wholly subliminal to ordinary consciousness. This is merely one instance which shows how what lies in the subliminal consciousness can be raised to the level of Initiate-consciousness. When the information in the book I mentioned yesterday is made progressively more accessible to the public, people will realize that when we contemplate with Initiate-consciousness an act of will performed by man, we have the impression that we are watching the lighting of a candle or even the kindling of a warmth-giving light. Just as we have in this instance a clear picture of the external phenomenon, so we shall be able to see the thought as it is precipitated into the will. We then say: the thought develops feeling and from feeling—it follows a downward direction in man—proceeds a sensation of warmth, a flame in man. And this flame wills; it is kindled by degrees. We can represent schematical1y this normal consciousness in the following way:
Now although, in order to investigate the spiritual world, we must of necessity direct our consciousness to that world which we seek to apprehend cognitively, none the less, if the fruits of our investigations are to be communicated honestly, the ideas communicated verbally must be expressed in the language of other forms of consciousness. You can now understand, perhaps, that this is a twofold process. In the first place, for example, we investigate the world of the human organs as I explained yesterday. We investigate the phenomena in question by utilizing the emergent forces in man as he draws near to the spiritual world during the course of his life. We then discover the relevant facts as they are revealed to the understanding. And there are men in the world who are aware of these facts and who communicate them to the world. When they are imparted to the world by such men they can be comprehended by normal consciousness if we look at them with the necessary objectivity. In the course of human evolution there has always been a minority who devoted themselves to investigation of the facts relating to the spiritual world and who then communicated to others the fruits of their investigations. Now one factor today militates against the acceptance of such knowledge, namely, that as a rule people grow up in a social environment and under an educational system that conditions their habitual responses to such an extent that they can believe only in the world of fact, in the sensory world, and the rational information derived from the world of the senses. This habit is so strongly ingrained that people are inclined to say: At the university there are graduate members of the teaching faculty who, in addition to teaching, investigate certain factual aspects of the phenomenal world or confirm the findings of other research workers in this field. Everyone accepts their findings. Even though one does not investigate the facts oneself, one still believes in them. This boundless credulity is reserved especially for modern science. People believe things which, to those who have insight, are not only problematical, but definitely untrue. This situation stems from centuries of education. I would like to point out that this form of education was unknown to men of earlier centuries. They were far more inclined to believe those who made researches into spiritual facts since they still preserved something of the old insight into, and participation in the spiritual world that was consistent with their will and feeling. Today people are strangers to such knowledge. They are accustomed to an outlook which on the Continent is more theoretical and in England and America more practical, and which has now become firmly established. On the Continent there exist detailed theories about these matters whilst in England and America there is an instinctive feeling for them which is by no means easy to overcome. During the course of centuries mankind has become inured to a scientific outlook that is related to the phenomenal world and has come to accept the findings of astronomy, botany, zoology and medicine, for example, in the form in which they are presented in recognized schools or centres of learning. A chemist, for example, undertakes a piece of research in his laboratory. People have not the slightest understanding of the technique involved. The work is acclaimed and they unhesitatingly declare: “Here is truth, here is knowledge that makes no appeal to faith.” But what they call knowledge is, in effect, an act of faith. And amongst the methods adopted for investigating the phenomenal world, for ascertaining the laws of the phenomenal world through the instrument of reason, not a single one gives the slightest information about the spiritual world. But there are few who can afford to dispense wholly with the spiritual world. Those who do so, are not honest with themselves, they persuade themselves into it. Mankind feels an imperious need to know something about the spiritual world. As yet men ignore those who can tell them something about the spiritual world as it is known today, but they are prepared to listen to historical traditions, to the teachings of the Bible and sacred scriptures of the East. They are interested in these traditional writings, because otherwise they cannot satisfy their need for some sort of relationship to a spiritual world. And in spite of the fact that both the Bible and the Eastern scriptures have been investigated only by individual Initiates, people claim that they reflect a different kind of outlook, which bears no relationship to the knowledge of the phenomenal world, scientific knowledge, and depends upon faith and appeals to faith. And so a rigid line of demarcation is set up between science and belief. Men refer science to the phenomenal world and belief to the spiritual world. Amongst the theologians of the Evangelical Church on the Continent—not amongst the theologians of the Roman Catholic Church who have retained the old traditions, and who do not accept the dichotomy of the Evangelicals or the natural scientists—there exist innumerable theories showing that there are definite boundaries to knowledge and thereafter faith steps in. They are convinced there can be no other possibility. England is less hag-ridden because theorizing is unpopular. Here the traditional attitude is, on the one hand, to listen to what science has to say, and, on the other hand, to live reverently—I will not go so far as to say sanctimoniously—in faith and to keep the two spheres rigidly apart. For some time past, laymen and scholars have adopted this point of view. Newton laid the foundations of a theory of gravitation, i.e. of a conception of space which, by its very nature, excludes any possibility of a spiritual outlook. If the world were as Newton depicted it, it would be devoid of spirit. But no-one has the courage to admit it. One cannot imagine a divine-spiritual Presence that lives and moves and has its being in the Newtonian world. But not only the devotees of these ideas ultimately accept a conception of space and time that excludes the spiritual, but also those who undertake independent research work. Newton offers an excellent example of the latter, for he not only laid the foundation of a world-outlook which excluded the spiritual, but at the same time in his interpretation of the Apocalypse he fully accepted the spiritual. The links between knowledge of the phenomenal world and knowledge of the spiritual world have been severed. Today the theorists set out to give solid proof of this dichotomy and every effort is made to inoculate the thoughts and feelings of those who distrust theory with this idea, so that ultimately they become conditioned. On the other hand, man's intelligence, power of comprehension and ideation, his capacity for ideas, have today reached a point where, if he keeps them under conscious control, he can grasp by reason, though he cannot investigate by reason, the teachings of Initiation Science. It is essential that the following point of view should find wider acceptance: that investigations into the spiritual world must be undertaken by those who, in their present life on Earth are able to call upon forces from earlier incarnations, for it is these forces which release the necessary powers for spiritual investigation; and further, that the results of these investigations shall be accepted by increasing numbers of men and incorporated into ideas which are comprehensible; and that, when the results of spiritual research are accepted by healthy understanding, a way is prepared for these other men, by virtue of this understanding, to have real experience of the spiritual world. For I have often said that the healthiest way to enter the spiritual world is first of all to read about it or to assimilate what we are told about it. If we accept these ideas, they become inwardly quickened and we attain not only to understanding, but also to clairvoyant vision in accordance with our karmic development. In this respect we must give serious thought to the idea of karma. Today man is not concerned with karma; he believes that just as we analyse sulphur in the laboratory, so we can analyse by laboratory techniques the origin of so-called trans-normal phenomena; and that, as with sulphur, we must subject the individual who manifests abnormal forms of knowledge to experimental tests. But mineral sulphur has no karma. Only the sulphur associated with the human body has karma, for only human beings are subject to karma. We cannot assume that it is part of man's karma to be experimented upon in a laboratory which would be a necessary prerequisite if the investigations were to have any value. For this reason we have need of Spiritual Science. It would first of all be necessary to enquire into the karmic conditions which enable us to gain knowledge of the spiritual world through the agency of another. I have explained this clearly at the end of the later editions of my book Theosophy. But mankind today is not yet ready to accept this idea, not from incapacity, but from conservatism; but it is of immense significance. It is essential to realize that we must not immediately undertake investigations into the spiritual world; but on the other hand if we do not adopt undesirable practices, such as experimenting with karma when there is no karmic necessity, or with mediums whose procedure we do not understand; and if we rely upon the everyday consciousness, which is the right condition of consciousness for this world, then we will attain to a perfect understanding of the communications of Initiation Science. We are greatly mistaken if we imagine that we cannot have such an understanding without first being able to experience the spiritual world for ourselves. To say, “what avails the spiritual world, if I cannot experience it for myself?” is to encourage yet another of the errors commonly committed today. This is to commit one of the greatest, most dangerous and most obvious of errors and must be clearly recognized by those who are associated with a Movement such as the Anthroposophical Society. Man's existence here on the physical plane is bound up with existence in other worlds. To the unprejudiced mind this can be explained by the fact that man's experiences, as seen in the light of total human experience, are such that, in relation to the most vital questions in life they meet with incomprehension on the part of the ordinary daily consciousness because they appear unrelated, whereas in certain instances they are in effect closely associated. In this brief account, therefore, I should like first to speak of man's entrance into the physical world and his exit, of birth and death. Birth and death, the two most momentous events of our life on Earth, appear to ordinary consciousness to be isolated phenomena. We associate all that precedes birth, all that is related to human incarnation, with the beginning of our life on Earth, and death with its end. They appear to be dissociated. But the spiritual investigator sees them drawing ever more closely together. For if we take the path leading to the Moon mysteries and woo the night into the day in the manner described yesterday, then we perceive how, during the processes of birth, the physical body and etheric body progressively grow and flourish: how they develop out of the germ, gradually assume human form, and how during earthly life their vitality progressively increases up to the age of thirty-five, when it gradually decreases and a decline sets in. This process, of course, can be observed externally. But he who follows the lunar path, which I described yesterday, perceives that whilst the cellular life of the physical and etheric bodies grows, develops and assumes embryonic form, another form of life, which in Anthroposophy we call the astral body and Ego, is subject to the forces of decay and death. When we uncover the hidden recesses of life—I gave a concrete description of this yesterday—we become aware of the birth of the physical and etheric and the death of the astral and Ego. We perceive death interwoven with life, the winter of life allied to its springtime. And again, when we observe man with Initiate-consciousness, we are aware that, as his body declines, there is a burgeoning of the Ego and the astral from the thirty-fifth year onwards. This burgeoning life is retarded by the presence of dying forces in the physical and etheric being. Nevertheless a definite renewal does take place. And so by means of spiritual investigation we come to recognize the presence of death in life and life in death. Thus we prepare ourselves to trace back that which is seen to be dying at the time of birth to its pre-earthly life where it is revealed in its full significance and greatness. And because we perceive the gradual burgeoning of the astral and Ego within the declining etheric and physical (for they are imprisoned within the etheric and physical), we prepare ourselves to follow them into the spiritual world after their release from the physical and etheric bodies at the moment of death. Thus we see that birth and death are interrelated, whilst to ordinary consciousness they appear to be isolated events. All this information which is revealed by spiritual investigation can be grasped by ordinary consciousness as I indicated in the first part of today's lecture. At the same time one must be prepared to abandon the demands of ordinary consciousness for factual or scientific proof. I once knew a man who maintained that, just as a stone falls to the ground, so if I pick up a chair and let go, it also falls to the ground since everything is subject to gravitation. Wherefore if the Earth is not supported, as it is claimed, it must of necessity fall. But he failed to realize that objects must fall to the ground because they are subject to the gravitational pull of the Earth, that the Earth itself however moves freely in space like the stars which mutually support and attract one another. Those who, like the modern scientist, demand that proof must be supported by the evidence of the senses resemble this man who believed that the Earth must fall unless it is firmly underpinned. Anthroposophical truths are like the stars which mutually support each other. People must be prepared to see the whole picture. And if they can do this by means of their normal understanding they will begin really to grasp anthroposophical ideas such as the interrelationship of birth and death. Let us go a little further and take the case of the man who is well grounded in the principles of modern science, but whilst alert and receptive to anthroposophical ideas has not yet learned to take the whole man into consideration, but only the separate organs in the manner described yesterday. Through this knowledge of the organs acquired in the course of Initiation we are not only aware of birth and death, but of something quite different. In the light of this knowledge of the organs, birth and death have lost their usual significance, for it is only the whole human being who dies, not his separate organs. The lungs, for example, cannot die. Science today dimly realizes that when the whole human being has died, his single organs can be animated to a certain extent. Irrespective of whether a man is buried or cremated, his separate organs do not die. The individual organs take their path into that sphere of the Cosmos to which each is related. Even if man is buried beneath the earth, every organ finds its way into the Cosmos through water, air or warmth, as the case may be. In reality they are dissolved, but they do not perish; only the whole human being perishes. Death, then, can only have meaning in relation to the whole human being. In the animal the organs die, whereas in man they are dissolved into the Cosmos. They dissolve rapidly. Burial is the slower process, cremation the faster. We can follow the individual organs as they take their path towards the infinite, each towards its own sphere. They are not lost in infinity, but return in the form of the mighty cosmic being whom I described to you yesterday. Thus, as we observe the organs with Initiate-consciousness, we see what really befalls the organs at death, namely, this streaming out of the organs into those regions of the Cosmos to which they are severally related. The heart takes a different path from the lungs; the liver from lungs and heart. They are dispersed throughout the Cosmos. Then the Cosmic Man appears; we see him as he really is, integrated in the Cosmos. And in the vision of this Cosmic Man we become aware of what is the source of successive incarnations, for example. We need this vision which has its origin, not in the whole man, but in the perception of the several organs, in order to be able to recognize once more, clearly and distinctly, the karmic return of former Earth lives in the present life. It is for this reason that those who approached the spiritual world through the Moon path, mystics, theosophists, and so on, perceived the strangest phenomena—human souls as they had lived on Earth, gods and spirits—but could neither recognize nor decide what they were, nor give any definite assurance whether they were in the presence of Alanus ab Insulis, Dante or Brunetto Latini. Sometimes the entities were given the most grotesque appellations. And they were unable to determine whether the incarnations they contacted were their own or other people's, or what they were. Thus the spiritual world is associated with the realm of Moon consciousness that has been wooed into the day; then, under the influx of the Venus impulses, this vision is lost and we now behold the spiritual world in its totality, but without that clear definition which it should possess. It is in this realm that we first begin to realize man's situation in the world as a whole and his position as a cosmic being. In this connection, however, we cannot escape a tragic realization. For if man were simply the complete physical man he appears to be here on Earth, what a virtuous, docile and noble being he would be! Just as little as we can investigate death with normal consciousness—we can always understand death in the sense already suggested—just as little can we discover by means of the ordinary consciousness why human beings, with their candid faces—and there is no denying they have candid faces—have a capacity for evil. It is not the whole man who can become evil. His outer tegument, the skin, as such is noble and good; but man becomes evil through his individual organs; in his organs lies the potentiality for evil. And thus we come to recognize the relationship of the organs to their respective cosmic spheres and also from what spheres obsession with evil originates; for fundamentally, obsession is inherent in the slightest manifestation of evil. Thus our knowledge of the total man reveals first, birth and death; secondly, a knowledge of his organization reveals his relationship to the Cosmos in health and disease, namely, evil. And so we can only perceive spiritually that Figure who experienced the Mystery of Golgotha when we are able to behold Cosmic Man through human organology. For it was as Cosmic Man that Christ came from the Sun. Until that moment He was not earthly man. He approached the Earth in cosmic form. How can we expect to recognize Cosmic Man if we have not first prepared ourselves to understand Cosmic Man as he really is! It is precisely out of this understanding of the Cosmic Man that Christology can grow. Thus you see how true paths lead into the spiritual world, to a knowledge of birth and death and of the relationship of the human organism to the Cosmos, to the recognition of evil and to knowledge of Christ, the Cosmic Man. All this can be understood, when it is presented in such a way that the various aspects are shown to support each other. And the best means of finding one's own way into the spiritual world is through understanding and by meditating upon what is understood. Other rules for meditation then serve as additional supports. This is the right path into the spiritual worlds for human beings today. On the other hand, all experimenting with other paths which fail to use and maintain the normal channels of consciousness, all experimenting with trance conditions such as mediumism, somnambulism, hypnotism and so on, all investigation into world-events that cannot be apprehended by a consciousness that is a travesty of modern natural science—all these are false paths, for they do not lead into the true spiritual world. When man is sensitively aware of the findings of spiritual investigation, namely, that through knowledge of the organs the Cosmic Man returns, that this “return” can to some extent lead to an understanding of Christ when all that is disclosed to occult investigation and insight is admitted into the Initiate-consciousness and becomes an integral part of his sentient life, then, through feeling, the Divine manifests in the terrestrial. And this is the province of art. Through feeling, art embodies half consciously that which man receives from the spiritual world along those paths of return of which I have spoken. In all ages, therefore, it was those who were predestined to do so by their karma, who clothed the spiritual in material form. Our naturalistic art has abandoned the spiritual approach. Every high point in the history of art depicts the spiritual in sensuous form, or rather raises the material into the realm of the spiritual. Raphael is valued so highly because, to a greater degree than any other painter, he was able to clothe the spiritual in sensuous representation. Now in the course of the history of art there existed a general movement which tended more to the plastic or graphic arts. Today we must once again inject new life into the plastic arts, for the immediacy of the original impulse was lost years ago. For centuries the impulse towards music has been growing and expanding. Therefore the plastic arts have assumed a musical character to a greater or lesser extent. Music, which includes also the musical element in the arts of speech, is destined to be the art of the future. The first Goetheanum at Dornach was conceived musically and for this reason its architecture, sculpture and painting met with so little understanding. And for the same reason, the second Goetheanum will also meet with little understanding because the element of music must be introduced into painting, sculpture and architecture, in accordance with man's future evolution. The coming of the figure of Christ, the spiritually-living figure, which I referred to as the culminating point in human evolution, has been magnificently portrayed in Renaissance and pre-Renaissance painting, but in future will have to be expressed through music. The urge to give a musical expression of the Christ Impulse already existed. It was anticipated in Richard Wagner and was ultimately responsible for the creation of Parsifal. But in Parsifal the introduction of the Christ Impulse into the phenomenal world where it seeks to give expression to the purest Christian spirit, has been given a mere symbolic indication, such as the appearance of the Dove and so on. The Communion has also been portrayed symbolically. The music of Parsifal fails to portray the real significance of the Christ Impulse in the Cosmos and the Earth. Music is able to portray this Christ Impulse musically, in tones that are inwardly permeated with spirit. If music allows itself to be inspired by Spiritual Science, it will find ways of expressing the Christ Impulse, for it will reveal purely artistically and intuitively how the Christ Impulse in the Cosmos and the Earth can be awakened symphonically in tones. To this end we only need to be able to deepen our experience of the sphere of the major third by an inner enrichment of musical experience that penetrates into the hidden depths of feeling. If we experience the sphere of the major third as something wholly enclosed within the inner being of man and if we then feel the sphere of the major fifth to have the characteristic of “enveloping,” so that, as we grow into the configuration of the fifth, we reach the boundary of the human and the cosmic, where the cosmic resounds into the sphere of the human and the human, consumed with longing, yearns to rush forth into the Cosmos, then, in the mystery enacted between the spheres of the major third and major fifth, we can experience musically something of the inner being of man that reaches out into the Cosmos. And if we then succeed in setting free the dissonances of the seventh to echo cosmic life, where the dissonances express man's sentient experiences in the Cosmos as he journeys towards the various spiritual realms; and if we succeed in allowing the dissonances of the seventh to die away, so that through their dying fall they acquire a certain definition, then in their dying strains they are ultimately resolved in something which, to the musical ear, resembles a musical firmament. If, then, having already given a subtle indication of the experience of the ‘minor’ with the ‘major,’ if, in the dying strains of the dissonances of the seventh, in this spontaneous re-creation of the dissonances into a totality, we find here a means of passing in an intensely minor mood from the dissonances of the seventh, from the near consonance of these diminishing dissonances to the sphere of the fifth in a minor mood, and from that point blend the sphere of the fifth with that of the minor third, then we shall have evoked in this way the musical experience of the Incarnation, and what is more, of the Incarnation of the Christ. In feeling our way outwards into the sphere of the seventh, which to cosmic feeling is only apparently dissonant and that we fashion into a ‘firmament,’ in that it is seemingly supported by the octave, if we have grasped this with our feelings and retrace our steps in the manner already indicated and find how, in the embryonic form of the consonances of the minor third, there is a possibility of giving a musical representation of the Incarnation, then, when we retrace our steps to the major third in this sphere, the “Hallelujah” of the Christ can ring out from this musical configuration as pure music. Then, within the configuration of the tones man will be able to conjure forth an immediate realization of the super-sensible and express it musically. The Christ Impulse can be found in music. And the dissolution of the symphonic into near dissonance, as in Beethoven, can be redeemed by a return to the dominion of the cosmic in music. Bruckner attempted this within the narrow limits of a traditional framework. But his posthumous Symphony shows that he could not escape these limitations. On one hand we admire its greatness, but on the other hand we find a hesitant approach to the true elements of music, and a failure to achieve a full realization of these elements which can only be experienced in the way I have described, i.e. when we have made strides in the realm of pure music and discover therein the essence, the fundamental spirit which can conjure forth a world through tones. Without doubt the musical development I have described will one day be achieved through anthroposophical inspiration if mankind does not sink into decadence; and ultimately—and this will depend entirely upon mankind—the true nature of the Christ Impulse will be revealed externally. I wish to draw your attention to this because you will then realize that Anthroposophy seeks to permeate all aspects of life. This can be accomplished if man, for his part, finds the true path to anthroposophical experience and investigation. It will even come to ~ass that one day the realm of music shall echo the teachings of Anthroposophy and the Christian enigma shall be solved through music. With these words I hope to have concluded what I could only indicate in these lectures, to indicate the purposes I had in view. I should like to add, however, that I hope to have succeeded in awakening in your souls some recognition of anthroposophical truths; and that these truths will grow and multiply and fertilize ever wider fields of human life. May this cycle of lectures be a small contribution to the far-reaching aim which Anthroposophy sets out to achieve. |
69e. The Humanities and the Future of Humanity: Spiritual Science and Human Life
26 Sep 1912, Basel |
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At a time when the waves of revolutionary life were running high, he had somehow broken the law and was imprisoned. He was thrown into prison. And now he tells how he despaired of the friends who had striven with him for external goals, of the remnants of what was left to him from the religious education of the school, how he was lonely. |
This means that our time in particular is faced with the challenge of finding a way to achieve general understanding of the fundamental questions of existence, and we have arrived at the gateway to their practical solution through spiritual science. |
This basically indicates the other result of life research: the social. Our time has initially only the tendency - albeit justified - to study the external arrangement, how one should make this or that institution so that people can find their existence. |
69e. The Humanities and the Future of Humanity: Spiritual Science and Human Life
26 Sep 1912, Basel |
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Dear attendees! In yesterday's lecture, I tried to show that the aims and essence of spiritual research, as it is meant here, correspond to the urge and yearning of the present time, that they essentially meet the needs of human souls, which have been preparing for a long time up to our present day and which are now clearly perceptible to everyone who wants to see, to everyone who just wants to understand themselves correctly. One can now, especially when considering the question of the significance of this spiritual research or spiritual science for life, for the immediate, one might say fully active life of the human being, take up yesterday's remark, because one can best understand the significance of a thing for life when one first sees certain urges and needs arising from life that this thing demands. Today, many people expect a [satisfying] worldview. Spiritual research or science will provide it. What the soul needs when its I wants to develop its character is what many people today expect from a kind of conclusion that can be drawn from the truly advanced natural science of our time. For certain things this is certainly justified; however, an attentive observation of what is happening in our time clearly shows us how many things cannot be achieved in this way, how the life of the present so longingly, so strongly longs for a research, for the spirit. Many facts could be cited; only one of the most recent will be presented here. On September 18 at the Naturalists' Assembly in Münster, Professor von Wettstein gave a lecture on the importance of biology, the science of life, for culture and life; that is, [he pointed out] with complete justification, how one could see in the course of the nineteenth century that a worldview should be given in a popular way that should be based on the achievements of natural science. And he emphasized how natural science has progressed steadily, and how it had to be broken by science with what was to be shown for the human soul in the materialistic age; and with full justification, he endeavored to remain calm in observing the fact and not to draw hasty conclusions about those world-view questions that may very much enter into the realm where human thinking goes astray into what is indeed unjustified. In fact, spiritual science wants nothing more than to follow such advice in its own way and in its own field; not by arriving at the truth of life through all kinds of conclusions and circumstantial evidence of the world view from external sensual facts , but by awakening the slumbering powers of the soul, that which Goethe describes as “spiritual eyes”, observing what is behind the world of the senses, behind being in the senses in general, and with which the human soul thinks itself connected. This is what our time and life craves. And if spiritual science is about fathoming the truth, then the way in which it can relate to life in a way that fertilizes and heals it must be such that every soul finds satisfaction. Therefore, this demand may well be made in response. And here one thing can be said: spiritual science must fulfill one thing if it is to meet the needs of life: it must have the power, independently of a certain higher education, independently of the development of this or that fact of science, independently even of a certain height of philosophical worldview, to also enter into the simplest mind that has to do its daily work as a human being and does not have time to deal with this or that individual science in a detailed way. Spiritual research must be generally accessible. In order to avoid being misunderstood, I would like to add that spiritual research must be in complete harmony with the science of the time, and must not contradict its just demands. The strictest researcher with his strictest demands may come, and spiritual science must be able to answer to him. And anyone who engages with the serious literature of spiritual science will see how this can be. But it is also important that it brings things to light that every soul, regardless of education, can understand. And here I would like to respond, not with a theory, but with a kind of fact. I would like to mention not a fact that is taken directly from spiritual science itself, but a fact that actually points to something that happened before spiritual science emerged, but which shows how souls that long for an inclination towards the spiritual world understand each other in a remarkable way, regardless of their level of education. I will cite something that bears witness to such understanding, and which will occur to an increased degree when spiritual science becomes more and more established in the souls that need it. Moriz Carriere, one of the most amiable and thoughtful philosophers of the present day – it can only be noted here that he was one of those who always held philosophy's idealism in high regard at a time when materialism was sweeping in over the great questions of world view – of his work on the cultural development of humanity, he not only shows how the spiritual works in the development of humanity, but also how true science can be reconciled with the genuine needs of the soul in terms of the big questions of existence, and with the relationship between world view and religion. Now Moriz Carriere himself relates a remarkable experience that he had just as he was trying to show how the spiritual works in the pursuit of human development, and how the great figure of Christ Jesus in particular fits into human development. Then he received a series of manuscript pages in the mail. They came from a simple man. His name was never known either. His name was Karl Zeuner. At a time when the waves of revolutionary life were running high, he had somehow broken the law and was imprisoned. He was thrown into prison. And now he tells how he despaired of the friends who had striven with him for external goals, of the remnants of what was left to him from the religious education of the school, how he was lonely. He recounts how he then heard a familiar song from afar in his prison. He recounts how that inspired his soul, how special powers stirred in his soul. He wrote down thoughts that gradually came to his reawakening soul in prison. Right when you start reading these pages, you come across strange sentences, especially at the beginning. He says something like: “When I look at my own soul and then at what surrounds me, I feel in my soul the same essence that lives in all things outside, and I feel in my own soul like a part of the whole world soul.” And from there he starts to form his ideas about the course of world history, describing how the spirit in people, who have gradually developed, is active. Why did Moritz Carriere find this so surprising? It is surprising when you compare these pages of the simple man with what Moritz Carriere wrote based on a knowledge of contemporary science and studies of the cultural development of the world. If you take his main ideas, they are almost an agreement down to the last word between the two, the simple man and the highly educated philosopher. The simple man in his solitude, who only calls upon his innermost soul forces, writes something that is the same as what the philosopher draws from the wells of learning. That is, when he comes to questions of worldview, if a person only wants to search, there is an understanding between the one who searches in his soul and the one who searches this path on the basis of comprehensive learning. This shows us how understanding through the spirit is possible between the most educated and the simplest, most primitive soul. And if in a particular case it was possible even without spiritual science, on the basis of certain concepts and ideas, then we may say: Firstly, the promotion of such an agreement corresponds to an urge of our present life. It corresponds to the spirit of our time that souls of all stations and degrees of education should communicate about their deepest needs; and secondly, such communication will be all the more necessary when souls need not come to the spirit through concepts and ideas that they squeeze out of their inner being – which are like shadows compared to what spiritual science has to give – but through spiritual science, this will be achieved all the more. This means that our time in particular is faced with the challenge of finding a way to achieve general understanding of the fundamental questions of existence, and we have arrived at the gateway to their practical solution through spiritual science. This means that spiritual science is able to intervene directly in life. However, there is an objection to this spiritual science, as some people emphasize, especially when it comes to putting this generally understandable knowledge in its proper perspective. They say: Yes, but first it is taught that the one who penetrates into the spiritual world awakens the slumbering soul. And what is said in my “Knowledge of Higher Worlds” requires a long journey before one can gain insight into this spiritual life. How can one speak of general comprehensibility when only one who has transformed one's soul can penetrate it? This objection is understandable and yet not entirely justified, because this is a necessary requirement for the spiritual researcher to establish the facts of the spiritual world for himself. The spiritual researcher can investigate spiritual facts that are important for life. He can then formulate them, express them in words, concepts and ideas, and communicate them to the general public. Spiritual training is necessary for research; but when these facts are there and, formulated in concepts, words and ideas, then even the simplest mind can understand them, anyone can understand them. Nothing more is needed than to surrender to these ideas, concepts and words without prejudice; for it is the case with these spiritual facts that when we let these ideas take effect on us, they prove themselves. They can give us everything we need from them for the purposes of practical life — the upliftment, strengthening and recovery of our health that we require from them. What true spiritual researchers can give to the world can always be tested by science! These things may not, of course, stand the test of superficial criticism, but they can stand the true test. But what more or less everyone says and feels is that they have to admit a general turning of human knowledge towards the higher world. But as soon as one goes into the details of spiritual research, as soon as one begins to describe the observations of the spiritual world, to describe what happens between death and a new birth, what is called the development of humanity, according to the impulses given by spiritual science. In short, when details are given, our contemporaries still often recoil. They seek a general indication, without this - they admit - human life, the strengthening, healthy one, could not exist. But when one goes into details, when one describes the nature and things of the spiritual world, then the same objection immediately arises: no one can penetrate up there, we cannot know anything about that. Here we are at the point, honored attendees, where spiritual science will first have to make itself understood to what are indeed expressed needs of life, but what one only wants in generalities. Let me give you another specific example of how humanity is seeking a new answer to the needs of the soul. The former president of Harvard University, USA, spoke of it, calling it the need for a new religion. Spiritual science does not want to found a new religion; spiritual science has nothing to do with forming sects; it wants to understand the old ones, wants to explore in the spiritual what the human soul needs. Our contemporaries believe that this urge for spiritual research is an urge for a new religion. Dr. Eliot has pointed out how our needs in life are pushing us towards spiritual science. Dr. Eliot, who was at the forefront of science for a long time and was president of a university, expressed the following in essence: People have always assumed that the soul is different from the body, although it is inherent in it. Everyone believes that there is in man a living, ruling, peculiar essence or spirit, which is himself. This is something as fundamentally real as the body. It is the most active part of the human being and is recognized as such: and this has always been the case and will always be the case. When one hears such words, one can conclude that even people who have a broad education have this urge and aspiration. Many examples could be given; everywhere one will see that the spirit is indicated out of the need for life, not out of knowledge, but in a peculiar way that shows what aversion still exists to the details of how they are to be presented through spiritual science. When someone, like Dr. Eliot, points out the needs of the time, then this reference is somewhat as if one were to say with regard to natural science: No one can deny that there is a nature, a nature that brings forth beings in space, a nature that causes events to occur in time that have a beginning and an end, and so on. Someone who points to nature in this way can be compared to someone who points to the spirit as Dr. Eliot does. But can anyone be satisfied with the fact that there is a nature with various living beings and events? What is satisfying is that a person can go out and perceive the individual concrete entities. Not the abstract satisfies people, but the details; facts must come before our soul. What could never satisfy anyone in relation to nature is what should still satisfy many in relation to the spiritual – an empty generality, an abstraction. But people still refuse to go into the details, the details, the facts of the spiritual world, which shine out of spiritual science just as the individual facts of nature shine out of natural science. Spiritual science today stands on the same ground as natural science did four centuries ago, when it began to look at nature through its means. While yesterday it was pointed out that one goes into the details of natural scientific matters, today it must be pointed out that one must first get used to thinking about the details of spiritual life in the same way as about the details of natural processes; and how it is not enough to know that there are general natural products, how the natural scientist must distinguish, for example, between oats and wheat, so man will also need more and more the details of spiritual facts. Just as one cannot approach natural needs in the same way with wheat and oats, so one cannot approach spiritual needs with general references to the spiritual world. When this or that consolation is needed or when this or that character trait is to be poured into the soul, then details and facts must be given. This is the path that spiritual science has to take. And because this tendency towards the general dominates the world today, we see from the individual things that are demanded how, although people admit that their present life contains a yearning for the spirit, which has a fertilizing effect on the soul that it fills when it is satisfied, no one can say anything accurate about the most essential things, because people generally resist the individual. From this speech by Eliot, we can also take out another sentence in which he talks about how the spiritual worldview that is being built seems to apply to all the scientific achievements of the new era, and will deal with joy and life. He thus opposes old age, death, and so on. We have before our eyes a distancing from death and mourning, death and sin, on the part of those who tell people what the life of the soul should be when they have passed through the gate of death. Dr. Eliot demands that all this is unnecessary in the new world view, that it should be concerned with life and joy. This is entirely in keeping with the outlook of our time, which focuses on the living deed and sees reasons to make life strong and joyful. That is fully justified. It is also justified to say that the new view of life must deal with life and joy; and in contrast to this, the sentence sounds wonderful: the new world view should ignore death and mourning. There is still a weighty objection: however much human thinking does not want to deal with it, death and mourning will deal with man and show their existence to man, and life will always demand, so that one can understand it, to know something about death and its riddles, and joy will demand forces that lift us up again when mourning weighs us down. But this is precisely the aim of spiritual science: to awaken in the soul that which brings one to the justified, certain conviction that what is human existence in its true nature is not part of the external sensual world, but is of an eternal nature, passing from life to life. And this realization of the deepest life in its individual life will only bring the knowledge of true life that Eliot demands, because as knowledge it knows how the truly living always conquers death. And this knowledge will know how to draw out of the depths of the soul the forces that arise from the spiritual and that know how to lift us up again when the outer life depresses us through grief or something else. We can take a fact from human life, a fact from the spirit of our time, and then draw our conclusions as to what the life of the individual can get from the results of spiritual research. Everyone experiences that their life has a youth, progresses, and that a point of culmination is finally reached, and that they then descend again. They experience how gradually withers that which they call their physical body. A superficial science has just concluded from this fact that the spiritual depends on the physical. Because the brain withers so that an external stimulus of the intellect is not possible, one draws the conclusion that the soul-spiritual withers with the physical. This is as if one concludes from the unusability of a piano that the player would no longer be there. If spiritual science is allowed to flow in, what it knows from the spiritual world, then the soul will have powers towards old age, which intervene in life in a healing way. In my little writing about the education of the child, you can see how spiritual science also intervenes in the details of practical education. How often one hears people giving all kinds of educational advice. Those who know life are often alarmed by such general sentences and rules, and those who follow the literature attentively will see how inadequate these reformist ideas of today are for the growing human being. But when one knows from spiritual research how, under completely different conditions, the human being grows up in the different years and periods of his life, how the physical body develops up to the seventh year, how then the educational measures have a completely different effect in the seventh to fourteenth years, when the etheric body is forming, and from the fourteenth to the twenty-first year, when the astral body develops. Only when one knows how these epochs in human life are differentiated, and how the human being progresses in precisely differentiated stages, only then is one able to establish such principles from the nature of the human being that truly bring forth what lies in the soul. The future will show how life can be enriched by such pedagogy, which is taken from spiritual science; for anyone who approaches life in such a way that the conditions are created for us to give the soul the forces that awaken life at certain times must then always see for himself what spiritual science can become for all people. Wherever the human being stands, he cannot only acquire theoretical knowledge. Instead, spiritual science gives the human soul truly spiritual substance, spiritual nourishment that works in the soul and is digested, if I may use the trivial expression, and always keeps the soul soft, inwardly active, full of content, and aware of itself. This is knowledge that is needed in life and will be needed more and more. Then, when life begins to decline, when wrinkles start to appear on our faces and our hair begins to turn white, then we not only have theosophical knowledge, but, through a spiritual-scientific view of life, we carry within us a living core that is full of content, experiences itself more and more as the outer shell falls away, and the human being feels within: You lay aside the shell and the body, the physical, but within you carry the strength to go through the spiritual world, to get new strength there for building a new life. Saying this to yourself inwardly gives security. This applies in general to all people. In a sense, spiritual science will help people more and more to overcome what must naturally arise if one does not feel the living spirit. Another fact that is particularly important in our time is nervousness. In a certain way, everyone today feels what is meant by the age of nervousness, because it is inwardly connected with certain concepts that have been formed. How often does a person feel this or that powerlessness, this or that fault, this or that vice, in the sense of the materialistic world view, so that the person looks at his ancestors, at his line of inheritance. In poetry, it is often depicted how a person, feeling burdened by his ancestors, says to himself: This is inherited disposition, this cannot be changed. The product of such a state of mind is weakness, desolation - no observer should fail to see how this actually makes people weak. Today, one encounters strange experiences. Materialistic researchers, in particular, speak of the nervousness of our time, as materialistic explanations have always done. Only recently a book was published by an Austrian scholar who, curiously enough, attributes the whole predisposition with one expression: that everything in man is based on the physical and chemical composition of his organism, even his character. And if you read the book further, something strange happens: the author gives advice. You would think that you could expect some kind of remedy to be taken to help with the chemical-physical imbalance; the gentleman in question does not recommend any pills, at least not for many cases, but rather recommends strengthening the character through moral means, through all kinds of soul things! We do not want to argue with our time in such areas. We want to focus our attention on the question: where should the things be taken from that make a person who is desolate with this or that ailment - physical-chemical conditions that make up his character - where should the means be taken to make him a fighter against his nervousness, against his neurasthenia? Spiritual science will answer: When people realize that it was just as much a mistake to claim that the complex of characteristics of the child arises solely from the inheritance from the parents, when one draws that conclusion, it is just as much an error of observation as it once error of observation when in the sixteenth century, and even in the seventeenth, it was said, and not only laymen but also learned researchers believed it, that higher animals, even fish, can arise from inanimate substance. And there was a great revolution when the Italian naturalist Francesco Redi stated: Living things can never arise from non-living things. Living things can only arise from living things. With great difficulty, Francesco Redi escaped the fate of Giordano Bruno. The same must be said for the spiritual and soul: the spiritual and soul can only emerge from the spiritual and soul. We look back to the spiritual and soul, which is the seed in earlier times for our present life. We feel the injustice of what we carry within us as fate, as predispositions, as spiritual-soul possessions, being supposed to be only something inherited from our ancestors, and we recognize that it is rooted in the spiritual that we acquired in earlier times. Then the human being becomes aware that there is something in him besides the inherited traits. And to the extent that he recognizes this, he need not look at his inherited traits and say to himself, “I have to bear these.” No, the spiritual researcher, when he has recognized his soul core, must seek to strengthen his powers and help them develop. In this way spiritual science will have an effect on life, making it healthy, and the individual will place himself firmly in life. This basically indicates the other result of life research: the social. Our time has initially only the tendency - albeit justified - to study the external arrangement, how one should make this or that institution so that people can find their existence. The inner tendency brings spiritual science, how people should bring their inner being out, in order to grow into life and stand in life. All this will include the fact that this time must become aware that it is not dealing with dead theory in spiritual research, but that life forces themselves are being awakened. As a result, the age will recognize the reality of what comes from spiritual science, will experience it, because spiritual science will grasp itself in life. Thus the human being who carries spiritual science within himself will face life in a different way, which is impossible without spiritual science, but which life will foster more and more. When the spirit, the soul, is grasped as reality, when it is realized that the soul is reality, then there will no longer be a lack of understanding for the serious fact of life that out of a healthy, powerful grasp of the soul's core, forces also flow that can protect the outer physical body from damage, weakness, and even illness. In this respect, the view of our time is shown in the common use of a saying that is, however, increasingly dying out: “A healthy soul dwells in a healthy body,” which means that if you just make the body healthy, then a healthy soul dwells in the body. In spiritual science, this will be understood quite differently, that a healthy soul dwells in a healthy body, because the innermost soul, in its health, forms the physical life in the body. People will recognize the healing powers that spiritual science instills into the soul, although not with the means that people want to use for recognition today, because today they will look and say: There is a person who has studied spiritual science but still became ill. The answer to this is that spiritual science or spiritual research has not yet come very far in terms of its dissemination, and secondly, of course, nothing can be done directly against external damage to the physical body if this damage comes only from the physical, just as you cannot heal a broken leg from the soul. But there is also something that we recognize through the peculiar way in which the insights of spiritual research work, that the soul transforms back to an external coexistence with existence, as it had before the alienation from nature. We see in the child, and also in the animal, an instinctive growing together with the existence of the spiritual world. We see how the animal does not eat too much, how the instinct is healthy, but we see how certain things are conditioned in the cultural human being by the fact that he is alienated from nature. Sometimes one can look at this with a shudder, how humanity is moving away from this direct experience and coexistence with existence. Just the other day I saw a person who weighed out a certain amount of food for each meal. In the current transformation into a purely mechanical science, we even treat the human stomach and digestive tract like retorts. There it remains - the mechanical - not only in science, there it goes over into the treatment of human life. In contrast to this is the stream of spiritual research. With knowledge, the human being returns to existence in such a way that he instinctively protects himself in the higher sense from that which should not be. And then, of course, the healing effect of spiritual research will have to be assessed somewhat differently than it is today. If questions now arise, such as: How many illnesses does the healing of spiritual science actually protect us from? — is difficult to answer, because the illnesses don't come; nevertheless, it is more reasonable that man, by living in the instinct life, is protected by spiritual science from illnesses than that he has to heal himself afterwards. Thank God, it cannot be proven, because the result is that these damages no longer occur. Thus we see how a return to nature, in the very modern sense, is brought about for life through spiritual science. Much more could be said; in the end everything would clearly indicate that spiritual science brings about healing, advancement in life, and the right place in life, in the natural context of life. Thus not only knowledge, the most valuable possession, but significant consequences for life are brought about by spiritual science, consequences that one can only imagine when one considers them as they have been, albeit only briefly, hinted at today. But all this will come about because man will penetrate into the spiritual worlds, not only in general, but by recognizing the individual spiritual facts. Just as he speaks not only of general nature in nature, but recognizes the details, the individual minerals, the individual plants and the individual animals, so he will also recognize the spiritual world in its details. Then the spiritual nature around him will be as nature itself is meant to foster, fertilize and even sustain physical life. Then man will feel himself embedded in the spirit as he otherwise feels embedded in the physical in the substances of nature. One will learn to feel that one lives in the spirit as one lives in the physical. Just as one feels the processes that take place outside in the universe in the physical organism, one will feel the spiritual relationships, to grief and joy, to suffering and desire, to desire and contemplation in their own world, and life will find that which promotes life and health from the spirit. That is what can be hoped for from spiritual science, because this spiritual science is to fulfill the soul's desire to feel at one with everything that is going on in the universal spiritual realm. When man will no longer think that everything is just an event, a life, what is going on in him, and his will like a power that has no significance for the environment, when he will know that what is going on in him is as interconnected with the spiritual as with the physical of the physical body, then man will receive strength and power, health through such science health; then will man find what I sought to indicate in my drama 'The Test of the Soul', as a soul expresses this sense of security in the spiritual, that man knows himself in the spirit, experiences himself in the spirit, thinks in the spirit and really breathes in it and in this real breath of life attains a life-filled existence. This soul health will emanate from spiritual science when it is fulfilled, when it is given through spiritual science, which is expressed in those words, where it is said what can take place in a seeking soul. What has been said today can be summarized in what a soul that feels at home in the spirit can say to itself:
— do not dwell in man merely temporarily, but are eternal world thoughts —
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235. Karmic Relationships I: Lecture VIII
09 Mar 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond |
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According to him, Goethe should have presented a hero who invents an electrical machine or an air pump! Then there would have been social propriety about it all and the hero would have become Mayor of Magdeburg. Above all, there ought to have been no Gretchen-tragedy, and instead of the Prison Scene a correct and proper civic wedding! |
I was fascinated by his works on physics and mathematics, especially by the treatise Neue Grundmittel und Erfindungen Zur Analysis, Algebra, Funktionsrechnung, and by his treatment of the law of corresponding boiling points. I was irritated to distraction by a book such as Sache, Leben und Feinde which is a sort of autobiography. |
We can perceive, too, that the urge to give a certain shape to this view of the world was in him even before he became blind, and it really tallied with the fundamental trend of his mind only when he had lost his sight and space was dark around him. For the principles according to which Dühring builds up his world-conception belong essentially to dark space. |
235. Karmic Relationships I: Lecture VIII
09 Mar 1924, Dornach Translated by George Adams, Mabel Cotterell, Charles Davy, Dorothy S. Osmond |
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I said yesterday that although it is a somewhat hazardous venture to speak of individual karmic connections, I intended to do so, and that I would take as examples the personalities of whom I gave you certain biographical details. Later on we shall also be able to study the karma of less representative personalities, but I have chosen, in the first place, examples which show clearly how in the karmic course of repeated phases of existence, the evolution of mankind as a whole goes forward. In modern civilisation we speak of history as if it were one continuous stream of happenings: events of the 20th century are related to events of the 19th century, these again to events of the 18th century, and so on. That it is men themselves who carry over things from one epoch of history to another, that the men now living have themselves carried over from earlier epochs what is to be found in the world and in life at the present time—this knowledge alone brings reality to light and reveals the true, inner connections in the historical life of mankind. If we speak merely of “cause” and “effect,” no real connection comes to light. The connecting threads running through the evolution of humanity are woven as human souls pass over from epochs in the remote past to more recent times, entering again and again into new incarnations on the earth. These connecting threads can be perceived in all their significance when we study really representative personalities. In the lecture yesterday I spoke, firstly, of the aestheticist Friedrich Theodor Vischer, the “Swabian Vischer” as he is called, telling you something of his character. I said that I shall choose only examples that I have actually investigated. These investigations are a matter of vision, and are pursued by means of the spiritual faculties of which I have spoken so often and about which you can read in anthroposophical literature. Accordingly the only possible way of describing these things is that of narrative, for in this domain it is only what presents itself to direct vision that can be communicated. The moment we turn from one earthly life to an earlier life in the past, all intellectual reasoning comes to a standstill. Vision alone is the criterion here. A last vestige of intellectual understanding is possible when it is a matter of relating earthly life to the last phase of existence between death and rebirth from which it has directly proceeded—that is, to the life of soul-and-spirit just before the descent to earth. Here, up to a point, an intellectual approach is possible. When, however, it is a matter of showing the relation between one earthly life and a preceding incarnation, this can be done only in the form of narrative, for vision is the sole criterion. And if in contemplating a personality like Friedrich Theodor Vischer one is able to apprehend what is eternal in him—what passes over from one earthly life to another—then such a personality as he was in an earlier incarnation will emerge into one's field of vision, provided always that the right currents can be found in the whole series of earthly lives. Investigation leads back, first of all, of course, to the pre-earthly experiences. But in speaking now I shall give second place to these pre-earthly experiences and indicate how, behind the earthly lives of the three personalities in question, their previous incarnations can be perceived. In undertaking such investigations it is absolutely essential to get rid of all preconceived notions. If, because of some opinion or view we may hold concerning the present or the last earthly life of a human being, we imagine that it is justifiable to argue intellectually that because of what he is now, he must have been this or that in an earlier incarnation—if we make judgments of this kind, we shall go astray, or at any rate it will be very easy to go astray. To base an intellectual judgment of one incarnation upon another in this way would be just as if we were to go into a house for the first time, look out of the windows facing north, and seeing trees outside were to conclude from these trees what the trees look like from the windows facing south. What must be done is to go to the south windows, see the trees there and look at them with entirely unbiased eyes. In the same way, all intellectual reasoning must cease when it is a matter of apprehending the Imaginations which correspond to the earlier earthly lives of the personalities in question. In the case of Friedrich Theodor Vischer, one is led back to the last incarnation of importance—in the intervening time there may have been one or another unimportant or possibly brief earthly life, but for the moment that is of no consequence—one is led back to the incarnation in which the karma of his present life was prepared—I mean “present” in the wider sense, for as you know, Vischer died at the end of the eighties of the 19th century. The incarnation in which the karma of his latest earthly life was prepared lies somewhere about the 8th century A.D. We see him among the Moorish-Arabian peoples who crossed over at this time from Africa to Sicily and there came into conflict with the peoples who were making their way down to Sicily from the north. The essential point is that in this previous incarnation of importance, the individuality of whom I am speaking had received a thoroughly Arabian education, Arabian in every detail, containing all the artistic, perhaps also the inartistic elements in Arabism; it was characterised, too, by the vital energy with which in those days Arabism forced its way to Europe; and, above all, it brought this individuality into close human relationship with a large number of other men belonging to the same race. This individuality, who afterwards lived in the 19th century as Friedrich Theodor Vischer, tried in the 8th century to establish close comradeship with many men belonging to the same Arabian stock and the same Arabian culture, who had already made strong contacts with Europe, were endeavouring to establish themselves in Sicily, and had to face heavy fighting; or rather it was really more the Europeans who had to face the fighting. The individuality we are considering took a full share in these conflicts. One may say that he was a person of genius—in the sense in which genius was conceived in those times. This individuality then, is to be found in the 8th century A.D. Then he passes through the gate of death into the life between death and rebirth, during which there is naturally intimate fellowship with the souls with whom one has been together on earth. Here, in the spiritual world, were the souls with whom this individuality had tried, as I have just told you, to establish close relationship. Now between these human beings—in language that has been coined for earthly relationships it is difficult to find expressions for describing super-sensible conditions—between the human souls with whom this individuality was now together, after he and they had passed through the gate of death, there existed through all the following centuries, right into the 19th century, a spirit-bond, a spiritual tie. You will have understood from the lecture I gave here a week ago that what takes place on earth is lived through in advance by the Beings of the highest Hierarchies, by the Seraphim, Cherubim and Thrones, and that a human being who is passing through the life between death and a new birth looks down to a heaven of soul and spirit as we look up to the heavens. There, in that heaven of soul and spirit, the Seraphim, Cherubim and Thrones live through what subsequently becomes our destiny, what is brought to realisation as our destiny when we descend again to the earth. Now, in the conditions obtaining in the spiritual world, it was foreseen by the souls belonging to the community into which the individuality we are studying had been drawn, that through the coming centuries it would be their destiny to preserve a line of progress that would be quite uninfluenced by Christianity. What I am now saying will seem very strange, for the idea often prevails that the ordering of the world is as simple as we humans like to have it in everything we arrange ourselves. But the ordering of the world is by no means so simple. While on the one hand the mightiest of all impulses poured from the Mystery of Golgotha into the whole of Earth evolution, on the other hand it was necessary that what had been contained in earthly evolution before the Mystery of Golgotha should not be allowed at once to perish; it was necessary that what was, I will not say “anti-Christian” but “non-Christian,” should be allowed to stream on through the centuries. And the task of sustaining this stream of culture for Europe—as it were of enabling a phase of culture not yet Christian to continue on into the Christian centuries—fell to a number of individuals who were born into Arabism in the 7th and 8th centuries A.D. Arabism was not, of course, directly Christian, but neither had it remained as backward as the old heathen religions. In a certain direction it had made steady progress through the centuries. A number of souls born into this stream were to carry forward in the spiritual world, untouched by the conditions prevailing on earth, that which the spirit of man, separated from Christianity, can know, feel and experience. They were to encounter Christianity only later, in later epochs of earthly evolution. And it is in truth an experience of shattering grandeur, full of deep significance, to see how a large community lived on in the spiritual world removed from the development of Christianity, until in the 19th century the majority of these souls came down to incarnation on earth. As you may suppose, they were very different individualities, with every variety of talent and disposition. Friedrich Theodor Vischer was one of the first souls from this community to descend in the 19th century. [Vischer was born in 1807 and died in 1887] And he was as remote as can be from any possibility of direct experience of Christianity. On the other hand, while still in his pre-earthly existence, he was able to receive impulses from those leading spirits who had been more or less near to Christianity but whose views of the world and conceptual life had developed in a direction not primarily and intrinsically Christian. For a soul such as the one we now have in mind, the incarnation in the 7th/8th century was an especially good preparation—(it is of course paradoxical to speak of these things as one speaks of earthly affairs, but as I said, I intend to make the venture)—for coming together in the spiritual world with souls like that of Spinoza and others of a similar type, and with a large number of bearers of non-Christian culture, particularly, too, of Cabbalistic culture, who died during those centuries and came up into the spiritual world. Thus prepared, this particular soul came into earthly existence in the 19th century, rather earlier than the others. All the others, for the reason that they descended somewhat later, became bearers of the natural-scientific outlook prevailing in the second half of the 19th century. For in point of fact the secret of the peculiar evolution of natural-scientific thinking in the second half of the 19th century is that well-nigh all the bearers of this stream at that time had been Arabians in their previous incarnations of importance; they were companions of the individuality who then came down as Friedrich Theodor Vischer. But Vischer came down earlier than they—it was like a premature birth in the sense of soul-and-spirit. This, moreover, was grounded deeply in his karma, owing to his association, before his descent to earthly life, with the souls with whom Hegel was connected. With these souls, too, Friedrich Theodor Vischer had been associated in the spiritual world. This expressed itself in a strong personal bent for what Hegelianism became on earth, and protected him from growing into a purely materialistic-mechanistic conception of the world. If he had been born somewhat later, as were his companions in the spiritual life, he too, as an aestheticist, would in the natural course of things have headed straight for materialism. He was protected from this by his experiences in pre-earthly life and by his earlier descent to earth. But he could not adhere permanently to this Hegelian influence. And that is why he came to write the destructive critique of his own aesthetics—because here was something that was not quite in the line of his karma but was the result of a deflection of his karma. It would have been entirely in line with his karma to have been born at the same time as men who were steeped in the natural-scientific thinking of the second half of the 19th century, men who had been his associates in the earlier incarnation, belonging, as he did, to Arabism. His karma would have led him naturally to the same orientation of thinking. The strange fact is that through a deflection of karma—which will be adjusted in later earthly lives—Friedrich Theodor Vischer was torn away from the straightforward line of his karma. This deflection was determined by his pre-earthly existence, not by his earthly karma. But when he reached a certain age he could no longer sustain it; he was impelled to enter right into his karma. And so he rejects his five-volume work on aesthetics and succumbs to the temptation of approaching the subject in the way of which the natural scientists would approve. In his first work on aesthetics he looks down from above, starting from principles and then passing to sense-phenomena. This he now criticises root and branch. He wants now to build from below upwards, starting from material facts and gradually rising to principles. And we witness a tremendous struggle: Vischer working at the destruction of his own aesthetics! We see how karma had been deflected and how he is hurled back into it, led to those whose companion he had been in a previous earthly life. It is shattering in its significance to see how Vischer never really makes progress with this second work on aesthetics, how a kind of chaos seems to creep into the whole of his spiritual life. I told you yesterday about his curiously philistine attitude even towards Goethe's Faust. It is all due to the fact that he feels unsure of himself and is striving to get back to his old companions. But we must remember how strongly the unconscious works in karma. At a higher stage, of course, it becomes conscious. We must also remember how deeply certain philistine scientists hated Goethe's Faust! I told you yesterday what du Bois-Reymond said on the subject: that it would have been much more sensible of Goethe to let Faust make some real discovery rather than call up spirits, evoke the Earth-Spirit, associate with Mephistopheles or seduce young girls and not marry them afterwards. du Bois-Reymond regards all this as tomfoolery. According to him, Goethe should have presented a hero who invents an electrical machine or an air pump! Then there would have been social propriety about it all and the hero would have become Mayor of Magdeburg. Above all, there ought to have been no Gretchen-tragedy, and instead of the Prison Scene a correct and proper civic wedding! Well ... it is a point of view that is not without justification; but it was certainly not what Goethe had in mind! Friedrich Theodor Vischer, as I said, was not completely sure of himself after his karma had been deflected in this way. But something was always pulling him back, and unconsciously, although he was a really free spirit, he was always delighted when he heard the philistines running down Goethe's Faust. He was witty, of course, and clever, and it was like snowballing going on between them. It is precisely when one observes things about a human being that are more a matter of vision, that one lights upon the Imaginations which lead behind the scenes of material existence. Truly it is a grand spectacle! There, on the one side, stand the philistines of the first order, like du Bois-Reymond and the others, saying that Goethe ought to have represented Faust as Mayor of Magdeburg, inventing the electrical machine and the air-pump, and marrying Gretchen—verily these are philistines of the first order! Something is at work in the subconscious, because a karmic connection is in operation here. All these men had been Moors, associated with Vischer in Arabism. He was attracted by it all, he felt related to it ... and yet in another respect he was not. In the intervening time he had come into contact with other streams which had brought about a deflection of his karma. And now when the philistines of the first order threw their snowballs, he threw back his, saying that someone ought to write a thesis on a subject like the relation of Frau Christine von Goethe's chilblains to the symbolic-allegorical figures in the second part of Faust! That, you will agree, is philistinism with a touch of real wit in it, it is philistinism of the second order! To assess these things at their true value is a matter of vision, not of merely intellectual apprehension. In what I have told you of Vischer, my aim, to begin with, was to give you some indication—I shall return to these things again—of how the one earthly life can be understood from foregoing earthly lives. There was something extraordinarily significant about the figure of Vischer going about in Stuttgart. I mentioned to you yesterday the wonderful blue eyes, the reddish-brown beard, the arms held out in the way I described. The Imagination of him, however, did not tally with the physical stature of the Swabian Vischer as he went about Stuttgart, for even to occult sight he did not look like a reincarnated Arabian. Again and again I left the matter alone, because one becomes—I cannot say “sceptical” in regard to one's visions, but one does become distrustful, one wants to have definite confirmation. Again and again I let the matter drop, until the riddle was solved in the following way. In the 7th/8th century—that was also a male incarnation—this individuality regarded the men from the North, especially those he encountered in Sicily, as his ideal. In those days, as you may imagine, it was very easy to be carried away by people one greatly admired. And so he “caught” as it were, his bodily characteristics in the later incarnation from those against whom he had once waged war. Here is the solution of the riddle in regard to his physical stature. In the last lecture we considered a second personality, namely, Franz Schubert, in connection with his friend Spaun, and with his own volcanic nature which on rare occasions, such as the one I related to you, could flare up in rage, making him into a thorough brawler; on the other hand he was extraordinarily tender and sensitive; he was like a sleep-walker, writing down his lovely melodies directly after waking in the morning. It was extremely difficult to get a picture of this personality, but the connection with Spaun gave the clue. For in the case of Schubert himself, when one looks back in the occult field and tries to find something definite, one has the feeling that he gives one the slip—if I may use this colloquialism. It is not easy to go back to his former incarnation; he eludes one all the time. There is in truth something of a contrast here with the destiny of Schubert's works after his death. At the time of Schubert's death his compositions were very little known; only a few people had heard of him. After the lapse of some years, however, he became more and more renowned, until in the seventies and eighties of last century, fresh works of his were published every year. It was very interesting: suddenly, long after his death, Schubert turned out to be a most prolific composer. New works of his were constantly appearing. When, however, we look back spiritually from Schubert's life in the 19th century into his earlier earthly life, the tracks disappear; it is not easy to find him. On the other hand it is comparatively easy to find the tracks in the case of Baron von Spaun. And this line also led back to the 8th or 9th century A.D., to Spain. He was a Prince of Castile who had a name for being extraordinarily wise. He busied himself with astrology and with astronomy in the form current in those days, amending and drawing up astronomical tables. At a certain time in his life this Prince was forced to flee from his home, and he found refuge among those who were actually the bitterest enemies of the Castilian population at that time, namely the Moors. He was obliged to stay here for a considerable time, and he formed a relationship of great tenderness and intimacy with a Moorish personality in whom the individuality of the later Franz Schubert was then incarnated. And this Prince of Castile would certainly have met with his end had it not been for the tender-spirited personality among the Moors who cared for him with every kindness. His earthly life was thus safeguarded for many years, to the great joy of them both. What I am now relating to you is utterly remote from intellectual deduction in any shape or form. I have indicated the roundabout way which the research had to take. But along this roundabout way one is led to the fact that in Franz Schubert we have a reincarnated Moorish personality, one who had little opportunity of cultivating musical talent in his life among the Moors, but who, on the other hand, steeped himself with impassioned longing in whatever was to be found in the way of art and, I will not say of subtle “thinking” but rather of subtle “reasoning,” which in the train of Arabic culture had come from Asia, passed across Africa and finally reached Spain. During that incarnation this personality developed the gentle, unassuming and yet vital flexibility of soul which quickened to life the poetic, dreamlike phantasy in the later incarnation as Franz Schubert. On the other hand this personality was obliged to take part in the fierce conflicts now again taking place between the Moors and the non-Moorish inhabitants of Castile, Aragon, and so forth. And this accounted for the suppressed emotion which like a pent-up stream burst forth—but only in unusual circumstances—during the Schubert-existence. It seems to me that just as the earlier life of Friedrich Theodor Vischer can be understood only when one can view it against the background of Arabism, so the essence of Schubert's music, especially the undertone of many of his songs, can be discerned only when one perceives (I have not constructed anything, it arises from the facts themselves) that there is something spiritual in this music, something Asiatic which was shone upon for a time by the desert sun, took on greater definition in Europe, was carried through the spiritual world between death and rebirth and as something essentially human, removed from all the artificialities of society, came to birth again in a penniless schoolteacher. The third personality of whom I spoke yesterday was Eugen Dühring. [Born 1833, died 1901.] I shall give brief indications only, for we can always return to these subjects again. Eugen Dühring was of particular interest to me because as a young man I was deeply engrossed in the study of his writings. I was fascinated by his works on physics and mathematics, especially by the treatise Neue Grundmittel und Erfindungen Zur Analysis, Algebra, Funktionsrechnung, and by his treatment of the law of corresponding boiling points. I was irritated to distraction by a book such as Sache, Leben und Feinde which is a sort of autobiography. There is something terribly self-complacent about it, self-complacent to the point of genius; not to mention traits which came out in utterly malicious pamphlets such as Die Ueberschätzung Lessings und dessen Anwaltschaft für die Juden. On the other hand I could admire Dühring's History of Mechanics as long as the lion was not in evidence, but only the lion's claws. There was, however, one unpleasant impression: for a history of mechanics, too much is said about all the gossip associated with Frau Helmholtz; abuse is hurled at Hermann Helmholtz, but the emphasis is upon the gossip that went on in the circle around Frau Helmholtz. Well ... such things do happen; gossip goes on in all kinds of circles! ... As I have said, I experienced every shade of feeling in regard to Dühring and his writings: respect, deep appreciation, criticism, irritation. And you will understand the desire to see how these traits had developed against the background of at any rate the immediately preceding earthly life. But here again it was not easy, and at first—I have no wish to keep back these things—at first, the pictures were deceptive. Deceptive pictures arise very easily, because everything often depends upon starting from what is actually the most significant feature in some particular life of a human being in order to be led back along the right path. And in the case of Dühring it was a long time before I succeeded in finding any really significant feature. The procedure I adopted was as follows.—I pictured to myself everything about him that appealed to me most, namely his materialistic-mechanistic conception of the world—materialistic, but yet, in a certain respect, spiritual, intellectually spiritual. I turned over in my mind how it all has to do with a finite world of space, a finite world of time; I constructed Dühring's whole conception of the world again for myself. That is not difficult. But when one has done it and looks back to earlier incarnations, numbers and numbers come into view and again there is delusion. One finds nothing essential; countless incarnations appear, but there cannot, of course, possibly have been so many: they are nothing but reflections of the present incarnation. It is just as if you were to have mirrors in a room, one here and another there: you would see numberless reflections. Then I went on to ponder with all intensity: What is Dühring's world-conception in reality, expressed in terms of clear thought? For the time being I left aside all the spiteful criticism, the abuse and other such non-essentials. I left all that aside and concentrated upon what is really grand and impressive in a world-conception which, as such, has always been antipathetic to me, but which, on account of the way in which Dühring presented it, attracted me. I pictured all this vividly to myself and then tried to get a clear grasp of the reality. From a certain age onwards he was totally blind. A blind man does not see the world, and his mental image of it is quite different from that of a man with sight. In point of fact, ordinary materialists, ordinary mechanistic thinkers, are on a different level altogether from Dühring. In comparison with them, Dühring has genius. All these men who have evolved conceptions of the world, Vogt, Büchner, Moleschott, Spiller, Wiessner and the rest—“twelve to the dozen” as the saying goes—with them it is a very different matter. The way in which Dühring builds up his world-conception is utterly different. We can perceive, too, that the urge to give a certain shape to this view of the world was in him even before he became blind, and it really tallied with the fundamental trend of his mind only when he had lost his sight and space was dark around him. For the principles according to which Dühring builds up his world-conception belong essentially to dark space. It is a fallacy to imagine that this was the work of a man with sight. But just think of it. In Dühring this is intrinsic truth. Other men—twelve dozen of them if you like—have evolved such conceptions of the world, but with Dühring there is a difference: with Dühring it is true. The others have sight and construct pictures of the world as if they were blind; Dühring is blind and evolves his world-conception as one who is blind. And that is an astonishing thing! If one realises what it means, if one observes this man and knows: here is someone who in his soul-evolution was like a blind man, whose outlook becomes mechanistic because of his blindness—then one finds him again. Two incarnations come into consideration here. We find him associated with the movement in the Eastern Church, about the 8th or 9th century A.D., which at one period was iconoclastic, bent upon the destruction of all images, and then, later on, reinstated them. In Constantinople, particularly, this conflict developed between religion employing pictures and images, and religion in which none were permitted. And there we find the individuality who was born in a later age as Eugen Dühring battling ardently, good fighter as he was, for a cultural life devoid of pictures and images. Here, manifesting in purely physical conflict, one can see all that later comes to expression in words. One point was extraordinarily interesting to me. A strange word occurs in the second volume of the work on Julius Robert Mayer. One actually sees the whole thing! In the earlier incarnation, when Dühring was engaged in destroying images, he had a special way of brandishing his scimitar, the hooked scimitar which already then was being tried out and developed. In the book on Mayer—these things, you know, often turn on pictorial details—I found a word that seemed to ring in unison with the scimitar. There is a chapter in this book entitled Schlichologisches (“trick-ology”). “Trickology” in German University life and so forth—getting in from the side by a cunning manoeuvre. Dühring coins the word “Schlichologisches,” as well as the amusing expression “Intellectuaille,” connected with canaille. He invents all kinds of words. As I said, details that seem quite unimportant may be very revealing. And paradoxical as it may appear, one does not really arrive at the connecting links between different earthly lives unless one has an eye and a feeling for symptoms of this kind. Anyone who cannot discern a man's character from the way he walks, how he steps on the soles of his feet, will not easily make progress in such matters as those dealt with in the present lectures. One must be able to see the very swing of the scimitar transferred into words that were coined by this individuality in his subsequent life. Dühring was always heaping abuse on the savants—“men of unlearning,” as he calls them. He said he would be thankful if there were no more names to remind him of ancient erudition. He wants no logic, he wants anti-logic; no Sophia, but anti-Sophia; no science, but anti-science. He says explicitly that he would like best of all to make everything “anti.” Now in the incarnation before the one when he was a rabid iconoclast, this man who so fiercely abused everything in the way of erudition had belonged to the School of the Greek Stoics, was himself a Stoic philosopher. In days of antiquity Dühring was himself one of the kind of men he now abused so vehemently; in the third incarnation back he was a professed philosopher, a Stoic philosopher at that, therefore one who in a certain sense withdrew from earthly life. What dawned upon me first of all was that very many of Dühring's thoughts, or rather the forms in which his thoughts are expressed, are to be found in the Stoics! The matter is not, of course, as simple as all that. Indeed a whole course of lectures might be given on the forms of thought in Dühring and in the Stoics. Thus we are led back, first, to the age of iconoclasm in the east of Europe about the 9th century A.D., when Dühring was a rabid iconoclast; then to the 3rd century B.C., the period of Stoic philosophy in ancient Greece. And now again it is astounding: this Stoic, who makes no demands upon life, who holds back from everything that is not absolutely essential to life, renounces earthly sight in the second of the subsequent incarnations. And in this he brings truth to expression, for he illustrates in a magnificent way the blindness of the modern conception of the world. Whatever may be one's attitude to Dühring's conception of the world, the moving tragedy of it is that Dühring personifies what the world-conception prevailing in the 19th century truly is; he expresses it through his very make-up as a man. The Stoic, who would not face the world as it is, becomes blind; the iconoclast, the destroyer of images, who will not tolerate imagery, makes the history of literature and poetry into what it became in Dühring's two volumes on Great Men of Letters, where not only are Goethe and Schiller put aside but where at most a man like Bürger plays any definite rôle. Here we have the truth of what is presented elsewhere in a false light. For men assert that the mechanistic thought, the materialism of the second half of the 19th century, sees. There lies the untruth, for materialism does not see; materialism is blind. And Dühring presents it as it truly is. And so a representative personality, viewed in the right light, is an illustration of world-historic karma, the karma of civilisation as represented by its conception of the world in the second half of the 19th century. In the next lecture we will speak further of these matters. |
344. The Founding of the Christian Community: Fifteenth Lecture
20 Sep 1922, Dornach |
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If, for example, a Catholic anthroposophist asks whether he can participate in the overall practice of the Catholic Church, one is always confronted with the Ahrimanic aspect of auricular confession, which one cannot advise the [anthroposophical] Catholic to take; but by doing so, one deprives him of Holy Communion, because the Catholic Church has the coercive law that Communion can only be given if auricular confession has been made beforehand. This is, of course, the most difficult of spiritual requirements. |
After tomorrow's session, we will only need to complete the fundamental issues we have discussed in our joint deliberations, and it will be necessary to say a mass before you leave, with communion for the others. |
Because of course, if a dyed-in-the-wool atheistic social democrat goes into your mass today and afterwards starts his things, which he will most certainly start, then you will see that you will most certainly have difficulties that you should actually avoid. |
344. The Founding of the Christian Community: Fifteenth Lecture
20 Sep 1922, Dornach |
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My dear friends! The first thing you need to take with you on the way to your work is enthusiasm, which must live in you all through the decision you have made. The second thing is to live the word with the spirit, and that is precisely the point that will found your free relationship to anthroposophy. For it is basically anthroposophy that has inspired you to such a re-founding, to a religious renewal in general. And there is, after all, much that you can gain from Anthroposophy in terms of enlivening the gospel message, which you will certainly have to reshape in one way or another for your own purposes, casting it in a different form, but which must be the basis for a lasting, friendly relationship with Anthroposophy. And the third thing, which I spoke about yesterday, is what, when understood in the right sense, must be called the healing of sins. For only when you allow everything you draw from the Act of Consecration of Man, everything you imbue your teachings with, everything that lives in your own heart, to culminate in the healing of sins, will your office become truly priestly. That is why I had to explain to you yesterday what the healing of sins consists of. Let us now consider once more from a different point of view what this healing of sins consists of. We look first into human nature and compare it with what it is in its earthly environment. Let us imagine for a moment this duality before the soul: earthly human nature, that is, the inner nature of earthly human nature, and now the whole earthly environment. We cannot do otherwise if we proceed calmly than to imagine, in the sense of a truly spirit-imbued cosmology - which is also a Christian cosmology - that this environment of ours, if we want to use religious terms, is a revelation of the divine that permeates this earthly environment. But it will not be difficult for you to imagine that within human nature, something else is at work than in the earthly environment of man. In his inner nature, man is actually only completely similar to the outer world in what are intermediate earthly processes, which take place between water and air on the one hand and between water and solid earth on the other. Processes are constantly taking place in the outer world between the airy and the liquid, which play into the animal, plant and mineral kingdoms. Processes take place between water and the earth, external processes that natural science observes as geology, geognosy, mineralogy, paleontology, but also as biology, and which, insofar as they take place between the solid and the aqueous, play into human nature almost unchanged. All that takes place in this interplay between the airy and the watery and between the watery and the solid, and what also takes place in this relationship in the environment of man, was described by an earlier clairvoyant art, which, however, was able to see through these things to a higher degree than the mercurial. Now, however, we also have those processes that take place between air and warmth, air and light, which, to a certain extent, lie above the mercurial. These are processes that take place primarily in the human head and are quite different from those processes that take place between air, warmth and light outside of the human being. Only the middle earthly processes, the mercurial ones, are almost the same outside and inside the human being. What takes place, on the other hand, in the sulphuric processes, as they were called in earlier times – for solid sulphur is indeed a Maja image of the actual effects of sulphur – which essentially take place between air, warmth and light and also in the life ether, these are processes that take place within human nature in a very different way. And the processes that take place in the middle human being, which are quite similar to external natural processes, undergo a strong metamorphosis in the human mind, so that something completely different takes place in the mind than outside of it. Likewise, the metabolic processes that extend into the movement processes of the limbs involve completely different processes than those outside in nature. The external natural processes that, for example, lead to the formation of phosphoric acid lime in nature are quite different from those processes that take place within the human body to form phosphoric acid lime in the bones or teeth. Such processes, which, for example, cause a human thigh bone to develop in such a way that it appears as a wonderful framework, these processes, which form the phosphoric acid lime and the carbonic acid lime as mineral processes in the human being, are not found in the external natural world. But such processes, which are not found in nature, which are found in the head processes and in the organization of movement in the human being, are, because they are also connected with the soul and spirit of the human being, now also dangerous for this soul and spirit again, and indeed the head processes become dangerous in the luciferic sense, the metabolic-limb processes in the ahrimanic , and external healing can only be brought about – as I described yesterday – by supplying the head processes with the salt that remains almost unchanged in the human nutritional process and the limb processes with the volatile, fluctuating phosphorus present in grape juice, which then continues to work in the metabolic organization and permeates the limb system. Thus we have [in humans] a chemo-biology that brings about something quite wonderful, namely that something happens to the salt that in the external world has actually only been done by the gods. For we have to imagine that in the human environment the Luciferic and Ahrimanic are not present in the same way as in the human being; after all, it works from the human being into nature and is present in the salt effects [of nature]. By consuming salt, we therefore send a decisive fight against the luciferic processes into our head, while by absorbing the phosphorus and causing it to overflow into our limbs, we send a fight against the ahrimanic into them. This is the outer process, which the believing person must also follow in his inner soul processes. If it is the outer process that you bring about in the souls of the faithful through Communion, then Communion can naturally only work in the right way if the inner inspiration is also renewed again and again from time to time. This must be done by taking the healing of sins in the broadest sense, so that everything that can be a temptation to sin through the Ahrimanic and the Luciferic in human nature is now truly healed through the priestly work. And so the priestly work must add to the communion, if not to everyone, then at least now and then, that which is no longer preserved in its purity in the Catholic Church, but only in a terrible distortion . It is necessary to add the counseling of the person that precedes Communion, that which in the Catholic Church has become confession, especially auricular confession, which is an entirely Ahrimanic distortion of what needs to be willed. That is what makes up the difficulty with respect to Catholicism. If, for example, a Catholic anthroposophist asks whether he can participate in the overall practice of the Catholic Church, one is always confronted with the Ahrimanic aspect of auricular confession, which one cannot advise the [anthroposophical] Catholic to take; but by doing so, one deprives him of Holy Communion, because the Catholic Church has the coercive law that Communion can only be given if auricular confession has been made beforehand. This is, of course, the most difficult of spiritual requirements. But if you handle the counseling, which must be linked to Communion at certain intervals, correctly, you will not only be able to appear as enthusiastic priests proclaiming the word, but also as priests who forgive sins, and you must be clear about what you can also be as a counselor to your parishes. You will need to take a stand on the matters with which your parishioners come to you as their inner soul concerns. You will not, of course, introduce compulsory confession, but you will notice when the community is properly established how much the community members will come to you with trust and will entrust you with the most diverse inner matters, and how most of them will even feel a certain relief in being able to entrust these matters to you. This is all you have to do in your movement, going beyond what anthroposophy will essentially remain as teaching and knowledge and what should not, to some extent, be adapted to the individuality of each person: counseling individuals with regard to what can inwardly trouble them in their soul condition as a result of sinful human nature. Of course, you will achieve the least if you indulge in general, theoretical and didactic phrases when counseling your parishioners before Communion. At this moment, anything doctrinal is actually the least appropriate. Only a priest who, when he is such a “confessor”, can put himself in the position of how the difficulties in the soul of the penitent actually arose, what role they play, and how far back they go in time, will give this advice correctly. In short, I would say that you will have to implement in a pure form what has already emerged as nonsense in the development of culture because the churches have withdrawn from it. The Catholic Church has so thoroughly Ahrimanized confession that the confession of children and young people is often a source of moral aberration in the Catholic Church. There are areas where what Catholic children are supposed to do in the so-called examination of conscience is preprinted - I cannot say in small “booklets” because it is usually four pages long - where the possible sins that someone might have are printed in advance, so that some boys, who see through these things, simply cross out what they do not want to have sinned and then just read their confession according to the form. But this also leads to great harm in many other respects. These forms often state, for example, that the child should ask itself whether it has the habit of keeping its hands under the blanket. You can imagine that, from a very early age, the child is made aware of sexual mischief precisely through the obligation required of him by confession. In short, what has become of auricular confession is already a great, great difficulty. That is one side of it; the other is the following. People live strangely blindly in the world. You know that in Spengler's “Decline of the West” it is said that the priest actually has no influence on world events, that he is a kind of theorizing, contemplative person, and that the world is basically run by people of the nobility, princes and so on. Spengler really talks as if he did not know that there are confessors, that princes, before they come to their decisions, first sit with their confessors, and that from the way the auricular confession is handled there emanates the greatest possible influence on the great affairs of the world. You must realize that in the world, the origins of the most important events must be sought with the confessors. But people are blind; they describe what happens on the outside and have no sense of where things come from. No, you must not forget that this is something that tends to be extremely secretive and that it is something through which one can rule the world in a very wonderful secretive way. The Pope sits in Rome, the Archbishop N.N. in some very distant place and has his archdeacons, canons, provosts and the lower clergy; all of whom, through the confessional, have access to the most intimate affairs of those people who are subject to them. Of course, the Pope in Rome does not need to know what the individual penitent says to the confessor, but he knows that he has someone sitting in these places who carries out the Roman orders with an enormous amount of in-depth knowledge. In this way, the Catholic Church has made confession extraordinarily difficult, both for the individual and for the whole world context. And the Protestant Church? It is not just one Protestant preacher, but a whole series who, in the course of my life, have been with me and said: We long to have something that is like the Catholic confession; we need a method to gently enter into the matters of the heart with which people come to us; we need a kind of active catechesis. Some Protestant pastors have clearly presented this to me. I then advised them to develop the idea from “How to Know Higher Worlds,” whereby, if adopted from the priestly side, one could actually arrive at a tactful confession. That was too difficult for them. So some of them came to me and said: Yes, insofar as these instructions morally coerce, I can agree with them, but where it becomes a matter of inner technique for a person, we certainly do not need such a thing in religion. — In short, the difficulty is this: First one is asked: what should we do? —, one says so, and then the person concerned replies: We have no need of it. This shows that precisely these innermost things point to something that must come. And because it is not offered to people by either the Catholic or the Protestant side, psychoanalysts do it. Familiarize yourself with the methods of psychoanalysts, to whom people flock in droves today, and see how psychoanalysis is praised by outstanding writers. You will see: What psychoanalysis wants to give to people in a crude way is what the churches of all denominations actually withhold from them. Today we have a psychoanalysis that is spreading more and more every day, from a neglect that can be attributed to the churches. Take any English weekly or monthly magazine. I have convinced myself: you will find an essay on psychoanalysis in it almost every time. This is the materialistic degeneration of what should have been the duty of the pastor, and the matter takes on its serious character when one then comes to what takes the place of communion at the psychoanalyst. One cannot think of the development of Christianity without thinking of all that has been left out of the development of denominations out of human complacency. You must be aware of these things. You must educate yourself to be able to live with the inner difficulties that people approach you with. You can only do this if you approach everything humanly, without emotion, if both joy and indignation essentially remain silent, and if you can immediately raise the judgment of what you have to approach to a higher sphere, to the sphere of spiritual life. Then you will find that even in the most specific details you have the opportunity not to teach theories or doctrines to the penitent, but to formulate little by little what is indeed doctrine, always in the specific case, and thus to bring it into your teachings. You must, of course, make it clear to the penitent how he has an inner tendency to sin in the Ahrimanic and Luciferic sense, but do not speak of Luciferic and Ahrimanic every time; rather, the treatment of each individual case must always be an essentially individual matter, formulated in concrete terms. You must make it clear to the penitent how the person belongs to another earth, from which he has brought in the Ahrimanic and Luciferic as an inclination, and how he helps himself by really experiencing the means of his religious community to overcome what gives him difficulties within. In this direction you must become an adviser. You must be able to advise the penitent on some point of difficulty, so that he may rise above it. This will come to you if you apply yourself to a constant and careful study of human nature, in the sense in which it is possible today. The various representations that have been given on an anthroposophical basis contain so many indications of how one or the other aspect of human nature is connected with karma, with the individual destiny, and even with the physical human organization, that they will shed light on many things for you if you study the subjects not just by take a book or a cycle, read it and then be able to say what you have read, but when you study it in such a way that, immediately after you have read it, you bring it to life in your own thoughts, bring it to life as it lives in one or other case during earthly existence, when you study it in a lively way. This is how anthroposophy should be studied. I often have to say to people: you should not read an anthroposophical book like any other book, but in such a way that you feel you want to 'eat it up', so that it then works in you as a force. The comparison can really be taken to the extreme: what you have eaten up has disappeared for the others. That is how one would like an anthroposophical book to disappear, to no longer be there, but to go through a process in the person. If it is read in this way, one learns to understand human nature in a concrete way. In this way, an enormous amount can be done in the preparation for the act of communion. And every such consultation should actually, I would say, end with a half or three-quarters ritual, in that the penitent is released in a living way with a thought that I would like to put before your souls in the following six lines. It is not necessary for you to express this thought in a formulaic way to each person after every confession, as the Catholic Church does, but the direction that the end of every communion counseling should take is indicated in these six lines.
If the penitent experiences what lives in these words through you, then you have certainly achieved something with the confession. In this way, you have developed the whole meaning of Johannine Christianity at the end of each confession and can then lead your penitent to Communion with what really inspires them in that Communion. That is what essentially needs to be said about what confession should become through you, what makes confession a real sacrament in connection with Communion. It will then be my task tomorrow to familiarize you with the last rites and perhaps with some of the things you have notified yourself. But then I will have given you everything I think you need to start your work. After tomorrow's session, we will only need to complete the fundamental issues we have discussed in our joint deliberations, and it will be necessary to say a mass before you leave, with communion for the others. A participant asks a question about the confession formula. (The stenographer did not note down the wording of the question. Rudolf Steiner: The difficult sentence of the creed was already felt by me in its difficulty, but it already had a little history from us. The point is that we formulate it - in the real it is not about craziness, but about activity - so that this is expressed in a sentence in the creed: He who joins this community recognizes that what he has become through this community, can only initially become through this community; that is to say that he receives the rituals and what radiates from the rituals from this community and also receives from it the right, in the sense of these rituals, to found communities. So that the person in question has received the evaluation from the supreme leaders and leaders of this community for everything he does on behalf of this community, and that he acknowledges that he has no right to carry out these rituals other than as a member of this community. But you must not make that dependent on whether his will is to recognize this today and may be different in three years, but you must decide today that his will must not be different in three years. So it would not be for him to decide, but for the community. He would have to acknowledge that, with regard to everything he has received on behalf of the community, the community can decide in its superiors, and also that he renounces deciding on it himself in the future. That is the meaning of the matter. We cannot get around this meaning, otherwise you make the rituals a free gift, otherwise you do not establish something, but teach something, and it is gradually carried into the world in dilution, in change, without connection to what it started from. So what I am saying now should be taken into account in some way. But I only want to be available to advise on these matters. Then someone asked me what the relationship between the community and the Waldorf school teachers will be, since they not only teach the children but are also active in the religious services in the Sunday and other celebrations; and since at the beginning of this course there was the view that Mr. Uehli should not participate in this course, there was something dubious about this relationship. A real basis for such things must be found within the constitution. I do not know whether there is still a rule for this within the community, but there must be. For it is undoubtedly the case that the Waldorf School - and it would be very similar in other schools set up in this way - already has religious education in the sense sought here, and also religious practice. You should be aware that the whole of the teaching in a Waldorf school is imbued with this, so that at least something should be struck in this respect. A participant: How should we imagine the early development of the work in the community? How should the community be led, and who should take part in the first service? How should we counter the accusation of stealing the mass from the Catholic Church? Rudolf Steiner: With such things, we have to be clear about how the natural process will be. So let's start with this case of the mass. Here we must place ourselves on very firm ground. The Catholic Church regards the reading of the Mass as something that is an outgrowth of apostolic succession. It therefore recognizes as having the right to read a valid Mass only that person who can prove his apostolic succession in the way that the Catholic Church understands this apostolic succession. The Catholic Church interprets succession in such a way that it only recognizes it if it itself effects it, so that in the sense of the Roman Catholic Church only those can read masses who can trace their authority back to a priest ordained by the church itself. Among the Old Catholics, the Old Catholic priests themselves claim that they also fulfill the apostolic succession, also in the sense of the Roman Catholic Church, that they can trace it back to those who were ordained by the Roman Catholic Church in the sense of the apostolic succession. That is what will lead to the Catholic Church not recognizing your masses as valid. But you cannot expect that either. Since there is no Catholic among you or, insofar as there is one here, he is not a priest – a Catholic priest is not with you, otherwise the whole thing would have had to take a different course, we would have had to count on the Catholic priest, but we did not need to – so it is therefore a matter of the Catholic Church not being able to apply the disciplinary measures it has against a renegade Catholic priest who has been deprived of the right to say mass and who then does say it anyway. So there remain the Catholics who are within your community; you must have some. These Catholics naturally expose themselves to excommunication. One must realize quite clearly that the Catholic Church will also apply the disciplinary measures it has, and there is no objection at all within the Catholic Church to excommunication for reading Mass and hearing confessions. If the Catholic Church now decides that it would be wise not to make a fuss about it, then that would be wise of her. That may well be the case as long as you have not exceeded the third thousand, because the Catholic Church does not concern itself with trivialities. If you do not sit together too much or too intensely on one point, you are a bagatelle for the Catholic Church. It already said in 1909: As long as the anthroposophical movement is small, we will only observe it, but not deal with it. But in 1919, she found that she had to deal with it very strongly. And it will also come about that all Catholics who read mass or hear confessions [at your place] will be excommunicated. Of course, she will also take issue with priestly ordinations in the first place, while she will take less offense at all other ceremonies. That is the one thing that can happen, and a theoretical justification that the Catholic Church itself got the mass from somewhere else is of no significance at all; it does not recognize that and it decides it as a mere question of power. So any theoretical objections would naturally be ignored by the Catholic Church with a wave of the hand. The important thing is that you simply have to accept the excommunication and count on those who are your followers remaining so despite being excommunicated Catholics. That is the real process. The more you enter into the real practice of religion, the more you have to get rid of Protestant theorizing, which aims to prove something to someone. This has even less significance for the Church than it has for the sciences. In the real world, 'proving' something has basically no real meaning. So you can't make anything dependent on the fact that you want to prove to the Catholic Church that you are reading the mass “by right”. You are reading it in the sense of the Catholic Church absolutely wrongly, and you can put forward the most cunning or spiritual proofs, so that would not be able to help you the slightest bit on this point. You cannot take any other direction than the one in which you succeed in getting more and more people to recognize that you are right to read the mass. You cannot do this in any other way than by winning your followers through the three means I have mentioned. In general, this will not be particularly difficult for you at the present time. If you look at the matter superficially, you will find that there is a very strong yearning for worship in humanity today throughout the civilized world, except that this yearning for worship and also for confession is not being met in the right way by the religions. Of course, you can deal with the faithful by making an impression of truth through your whole behavior, through the way you work and through the inspiration of your work, when you tell them in the appropriate way: The property of the Catholic Church is the Latin Mass; this has taken on a dead character because the Latin language itself is dead. We do not in the least deny that the Latin Mass was once the right Mass; but we must point out that only the German Mass - or the French Mass or the English Mass and so on - which we read, is the present form of the Mass, and that we hold this in the sense of the living Christ, just as the Roman Catholic Church reads the Latin Mass in the sense of mere remembrance of Christ. And you must make this concept understood. It is important that you do everything so that this concept simply prevails. That is not so difficult. Because there is a deep need in humanity for a renewal of the forms of worship. The Latin Mass is also felt by Catholics today as something insufficient. The only thing you have to do is to show by your whole behavior that you have a spiritual impact, that your holding of Mass is not from men, but from God. With regard to the Mass, you have only one task with regard to those who join you as parishioners. Even in Luther's time, it was possible to discuss with the Roman Catholic Church, as Luther did. Of course, you can't do that anymore, but you can only gather followers who assert what you yourself assert. The Catholic Church today no longer enters into a discussion in the same way as it did in Luther's time. So I think that everything depends on your strength, whether you can get the reading of the mass recognized or not. I have already told you this in connection with other things a long time ago. You must be clear about one thing: a movement like the one you have in mind has the peculiarity that it should only be started when you are sure that it will succeed! And as far as this certainty is based on your own inner strength, it depends on you simply not letting up. You must have this certainty. And for that you will need a certain broad-mindedness today, both in the way you deal with religious matters and in the way you deal with the faithful, and especially in administrative matters. I can only express such things radically, they are perhaps a little gentler in reality. You feel today that Breitbrunn has bound you together. It has done that, and you must hold on to it. But if you do not continue what you began in Breitbrunn, then the picture of a large part of you hitting your heads in no time at all is not so far-fetched. You must therefore realize that you need to keep that which you believe to be firmly established in constant exercise and liveliness. For think for yourselves how it is with those who join you – after all, you will not always remain just these forty. You must bear this in mind when you begin to found your communities. You have already begun. A large number of you will return to these communities, but for another part the communities will have to be sought. And above all, you will first have the task of dealing with the proclamation of the word in a somewhat freer way, in connection with advising the people who come to you. And if you succeed in speaking about Christ as you speak, if you take into account everything that we have been going through for a long time, especially in these days, then you will see that you will win your followers through your speaking, much more easily than followers can be won on the basis of anthroposophy, where you have to speak in different terms. And you will find that precisely because you are also taking on the task of healing sins, you will be able to retain these followers as very loyal ones. You must be satisfied with every small flock, for only by being satisfied with a small flock will that small flock gradually become larger. This is not possible in any other way. Those who want a large flock right away will not get one. So you have to be satisfied with everything that arises out of the world as a possibility, and you will see what can be meant by this loyalty in the first instance. And if you are careful enough with the teaching and with the confession-like treatment of the faithful, you will be able to move on to the cultic acts very soon. It is much easier to move on to the cultic acts than the Protestant preacher or the one who wants to become one imagines. The more naturally you let the community arise, the better it will be. That is it, [what is to be said about it,] how just such a thing would be treated, which lies in such questions as they have been asked here. I will begin to answer the other questions this evening. A participant: What about the criteria for worship and what would be advisable for the beginning of worship? In Bremen, for example, people are already prepared for it, and there is even a church available. Would it be advisable to exclude the public? Rudolf Steiner: The early Christians also had guidelines, but they did not formulate them, because it was often necessary for the early Christians to hold services underground in order to create the possibility of holding them at all. It has happened that such a longing was present in the first priests to hold services that they held the service even when they were tied hand and foot, but were surrounded by a wall of believers who prevented anyone from watching. And only gradually did it actually emerge in the post-Constantinian period that services could be held in public. I find it hard to believe that you will have any particular luck if you say a German mass in a public church in front of unprepared people. On the other hand, I think it's a very good thing that you say this mass as soon as possible in front of people who will all say yes. So you have to prepare your people, and for a long time you will simply be forced to say your mass in such a way that you only say it in front of prepared people and only allow prepared people. Because of course, if a dyed-in-the-wool atheistic social democrat goes into your mass today and afterwards starts his things, which he will most certainly start, then you will see that you will most certainly have difficulties that you should actually avoid. You have to take such things into account and you have to look out into the world in what you do every day. The smaller the movement still is, the more you will be able to do that. The more it grows quickly, the more others will do what you shouldn't do. |
316. Course for Young Doctors: Christmas Course VIII
09 Jan 1924, Dornach Translated by Gerald Karnow |
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It must be emphasized, above all, that in the very nature of things, one cannot heal in opposition to karma. The fundamental attitude of the physician must be that no healing is possible if it runs counter to karma. In his will-to-heal, the physician's attitude must, from the very outset, tend in two directions. |
We must attain to the insight that in the spiritual world the part can be greater than the whole. Our laws of mechanics and physics do not hold for the super-sensible world, rather precisely the opposite. |
If someone of a rather dull intellect (and education makes the intellect dull today) takes up medical studies, a certain inner persistence will carry him through the first and second years and help to master things if, as the result of social circumstances, he feels a moral whip behind him. But he does not become a physician in the real sense. |
316. Course for Young Doctors: Christmas Course VIII
09 Jan 1924, Dornach Translated by Gerald Karnow |
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It is, of course, only possible to give aphoristic indications here of what will have to be communicated in detail as time goes on, if your connection with the movement at the Goetheanum is to be continued in any real way. It must be emphasized, above all, that in the very nature of things, one cannot heal in opposition to karma. The fundamental attitude of the physician must be that no healing is possible if it runs counter to karma. In his will-to-heal, the physician's attitude must, from the very outset, tend in two directions. First of all, there must be the unconquerable will that karma be fulfilled. The physician needs this above all for himself, for as you have heard, in a sense, he loses, so far as he himself is concerned, the effect of what he uses for his patients. It can, of course, be transformed so that it will also be effective for him, but all you need to know, in the first place, is what I have already said on this subject. The physician, too, is naturally subject to karma so far as his own health and illness are concerned. But when the proper attitude is present, when therapeutic knowledge penetrates deeply into the human soul, it can be said that the consciousness of karma becomes more and more an actual revelation of karma. Karma has its two sides. You must regard karma in such a way that you relate your destiny to the earthly life immediately preceding the present one. Karma, in this aspect, is the expression of what the previously earthly lives have brought. But you have also to think of karma in the fifth or sixth subsequent earthly life, in the fifth or sixth life following the present one. Then you will have the results of what is happening now. If you carry this thought to its conclusion, you will realize that karma, too, is in the becoming, that what is happening now adds one thing or another to karma. It can also be said that here and there our deeds may give a turn to karma. Nobody who understands karma can ever be a fatalist. The one direction of the physician's attitude is, therefore, towards karma. This leads to a sense of security and sureness in life, gives a firm standpoint. The other direction, however, is this; that the will-to-heal must always be present. This will must never, under any circumstances, weaken. It must be at work in therapy all the time, so that it can be truly said that everything possible is being done, even when one is of the opinion that the patient is incurable. You must suppress this opinion and do everything possible about healing. I merely indicate this, aphoristically. What we have to do today is to deepen, in the esoteric sense, those things that may result in the awakening of soul forces in medical study. The content of the esoteric teaching must assume a particular form, must become a special activity, for the physician. The physician will not be able to content himself with looking at things as they are looked at in ordinary life. This is just what ordinary science does. Science does not call upon forces of soul which are not applied in ordinary life; on the contrary, science throws all its weight upon the side of not calling upon such forces. But the ordinary, current view of life does not enable us to know that some substance or process in the world contains healing forces. The healing forces are only revealed by things when we approach them with certain awakened powers of soul. It will be for you, step by step, to awaken these powers of soul in order that things may speak to you in such a way that in your work as physicians you are able to help human beings by their means. What is of importance is that what I have said to you about the attitude of the physician shall be infinitely deepened in your souls. I will take a simple subject, to begin with, and treat it in the way in which it ought to be treated in medical study. It will seem aphoristic here, but when there is time, it will be developed. Think of the form that is revealed to you in the bony skull. We can take this bony skull and draw it. Look at its form and contrast this form with what is revealed to you by a long bone—let us say the thigh bone. These bones are not quite on their own, for manifold physical forces play around the bony skull; equally manifold forces play around the long bones. But the reality of a long bone will only be revealed to you if you study it in connection with the whole universe. [IMAGE REMOVED FROM PREVIEW] Just think of a long bone. Its forces are such that they pass through its length, and when the human being assumes his true earthly posture, they actually go down to the central point of the earth. But that is not the essential. The essential thing about a long bone is that it introduces these forces into the connection that exists between the central point of the earth and the moon. Therefore whatever is placed in the body like the long bone of the thigh or the bone of the upper arm, or a muscle lying in a similar position, is really inserted into the forces which connect the earth with the moon. You can picture it like this. Here you have the earth. (See diagram below.) [IMAGE REMOVED FROM PREVIEW] Forces stream up to the moon from the earth and these forces include everything that is involved, let us say, in the position in which the thigh is when the human being is standing or walking. On the other hand, everything that has a position like that of the skull-covering is membered into the Saturn movement. In the skull there are the rotatory forces which belong to Saturn. So that we can say: The human being is formed from below upwards through the connection between earth and moon. He is rounded off, finished off, by the rotatory forces of Saturn. But these two kinds of forces are counter to each other. In the forces which are contained in the connection between earth and moon there lies everything that gives the human being his plastic form, everything that builds him, plastically. One might say: There is a secret sculptor in these forces; whereas the other forces give rise to a perpetual process of demolition, in which the substances which build up the human being plastically are again disintegrated or dispersed. When you cut a nail, you with your scissors are in the Saturn forces; when you eat, this takes you into the realm of the forces working between earth and moon. All these latter forces are up-building forces. All the other forces pulverize the human being. In this interaction between pulverization and plastic up-building live the soul of man and the spirit of man. Therein they manifest themselves. All that is connected with the etheric body of man both in the outer world and within man himself is connected with these peripheric forces. Silver is connected, in a certain respect, with the forces of up-building. So that when you notice in a human being that the up-building forces are being overpowered by the forces of demolition, you can as a rule correct this by means of some medicament derived from silver. But if you notice that the up-building forces are rampant, that they are maintaining the human being too strongly within his form, hindering as it were the process of pulverization, you will have recourse to the remedies that come from Saturn, from lead. When we know how the human being is built up, we begin to see how we must act. What we have to do is find our way into this kind of perception. You see, my dear friends, the true world, the world of the spirit, has always been said, and rightly said, to lie on yonder side of a threshold. The human being lives on this side of a threshold. He has to pass over this threshold in order to attain true knowledge, true insight into the constitution of the world. Speaking generally, it is dangerous for the human being to cross this threshold without preparation. For if he carries with him into the spiritual world on yonder side of the threshold his ordinary sense-perception, permeated with thoughts as in ordinary life, he calls forth illusion, downright illusion before his spiritual eyes, because he then judges things on yonder side of the threshold just as he does here, in the physical world. Therefore there stands at the threshold that spiritual being from whom we learn that quite different concepts are necessary when we cross the threshold, that illusions paralyze our life if we pass over into the spiritual world with the ordinary concepts derived from the world of the senses. This Guardian of the Threshold warns us that we must first acquire the ideas that are needed in the spiritual world. People as a rule do not believe that the concepts which correspond to facts in the spiritual world are so very different from those which are suitable in the physical world. In the physical world, for example, the part is always smaller than the whole. This is an axiom. But it is not so in the spiritual world. There, the part is always greater than the whole. We understand this from an example drawn from the being of man. If we think of a force which the human being has within him when, for instance, he is building up his body out of mineral matter and then think of the nexus of forces which one part of him contains, then, in the face of the cosmos, that which forms the organ—which is the part—is essentially greater than the whole human being. It is not easy at once to visualize the maxim that the part is greater than the whole because you are accustomed to the sense-world; but in face of the super-sensible world it is absolutely true. We must attain to the insight that in the spiritual world the part can be greater than the whole. Our laws of mechanics and physics do not hold for the super-sensible world, rather precisely the opposite. Here, in the material world, a straight line is the shortest distance between two points. In the spiritual world, it is the longest, because there, if we go in the straight direction, we have the most obstacles to overcome. Every other direction is shorter, there, than the straight one. We must be absolutely clear that if we want to enter the spiritual world, ideas and concepts are needed that are quite contrary to what is a matter of course in the physical world. Courage is required so that we shall not enter into the spiritual world in confusion. We must have courage enough to pass over the spiritual threshold, over the abyss. If we cross over to the spiritual world, if we pass the Guardian of the Threshold and reach the spiritual world yonder in the soul and spirit, in astral body and ego, consciously, then all is well. But if we do not pass through this experience in the ego and astral body, illusion arises and when this illusion shoots back upon the human being, illness is the result. Whenever a man is ill, he really has the Guardian of the Threshold within him, but in a kind of demonic counterpart. There again I come to the demonic element of which I already had to speak. When we look at a human being with ordinary perception, all his members are intermixed. On the one side there is the ego and the astral body of the man; on the other side there is the etheric body and the physical body. All seems to be intermixed when we look at him with ordinary sight. And what is essential above all is to learn to distinguish what is of the soul in a human being from what is of the body. When the soul is in the body, and you are looking at a human being, the soul does not appear as it really is. Indeed and in truth the soul is light. You must learn more and more to realize that the human soul, when we behold it in its absence from the body, is light. It belongs to what surrounds us as the etheric elements—it belongs to the light. The human soul belongs entirely to the realm of light. We see it rightly when we see it within light. On the other hand, the body belongs to heaviness. I have shown how heaviness is overcome, how the brain becomes much lighter than its external weight. But the physical body, in the form in which we perceive it, belongs to heaviness. Just as through chemical analysis you get hydrogen and oxygen out of water, so, if you want to behold man in his true being, you must member him into the soul with its power of radiance and the body with its might of heaviness. These two realities—the soul with its power of radiance, and the body with its might of heaviness—are interwoven in confusion when they are looked at with physical eyes. And because they are thus interwoven in confusion, we cannot see in the body, or in the human being as a whole, the essential nature of the illness. By so adjusting your soul that you can observe the human being in such a way that you see how the nature of the illness is revealed, then, gradually, when you look at lead, or silver, you will realize what healing forces are contained in these substances. But you must take your medical life in tremendous earnestness. You must take the meditative life with such strength into your soul that through this meditative life you grasp the world differently. And that is why I want to give you now words which, if they are added to the others (see Lecture Four) and truly meditated upon, will bring you into the same relation with particular substances which these substances themselves have to the healthy and the sick human being. You must let the words, which I am now going to write on the board, awaken your souls to the realization that what you see of the human being in ordinary life is not the reality. When you vitalize your souls with what lies in these words, then you will perceive the truth, the true reality of the human being. What I have said up to now will help you, in a general way, to understand the human being in his relation to the cosmos. Today I should like to give you something that will help you to meditative knowledge of, say, a tiny piece of gold. I hammer it into a thin leaf and when I look through it I see green. In its green appearance it awakens, not from mere vague analogy, the same inner experience as green meadows, the green plant covering of the earth; it does indeed awaken this experience if I look at the gold leaf with deeper forces of soul. If then I really steep myself, with all my forces of soul, in the tiny, shimmering piece of gold, the opposite power of soul is awakened. Then, as well as the green shimmering gold—as I look now towards it and now away from it—a whole world comes to me, a whole world shimmers towards me in a kind of pale bluish-red light. And in that moment I know that the whole world is present in that tiny piece of gold. This little piece of gold which, to begin with, has a green shimmer, is, in reality, a whole sphere. Every tiny piece of gold is a center of a whole sphere and I learn to live and weave in the bluish-red, the bluish-violet colors of a sphere. And then, if you learn to know other qualities of gold you will realize their living connection. For instance, you will experience, but fundamentally and basically, the known quality of gold, namely, that it will not combine with oxygen. Then, you will say to yourselves: The human being lives through having oxygen; he lives through perpetually working in oxygen. In the etheric body, as you know, everything is different. The etheric body is related to what is not anchored in the physical body. Gold is related to the etheric body because it refuses to be combined with oxygen. So that by virtue of this very quality, gold works as a healing power in the etheric body for what oxygen, for example, may give rise to in the physical body. For this reason, gold is, as it were, a remedy that works from the center of the human being. Through this impression of radiance in the pale bluish-red light, you get at the inner truth of the saying: “Gold is sun; gold is wholly sun.” This one piece of gold reveals to you that in cosmic space, gold is the sun, and that this gold-sun is related to your etheric body. But this means that you are led to those qualities of a substance that are needed in therapy. But you will only really come to this realization by taking the following meditation, not as mere words, but in all earnestness, and as an unceasing challenge to the soul:
But this must be a real exercise. You must practice with the aim of making your soul into something that really streams out into space and is like light, the power of radiance; and you must practice with the aim of making your body into something that through its own inner heaviness is connected with the inner being of the earth. You must have a real inner experience of this tremendous contrast, and then you separate your soul and body, as they should be separated. The verse continues:
The human “P” rises up as an inner experience in the soul. It is a picture that you must understand. In the soul that is streaming out, radiating out into the universe, the “I” unfolds. To these words you must add:
The men of earlier times spoke, not merely in trivial analogy, but as something in profound correspondence with truth, of the human being, the human body, as being a temple of the Godhead. Just as it is true that the “I” is the ruler within the soul when the soul is conscious, so it is also true that the Divine, the Godhead, is the ruler in the body. You may not really speak of your body as your own, for the body is not of man, but of God. It is so indeed. The body of man grows out of the Divine forces. To man belongs only the soul that is within that body. In the instrument that is your body you must see the temple of God. It is of tremendous importance to know this:
The Divine Spirit is mighty in the human body, just as the “I” is mighty in the human soul. And now comes the important thing:
When the human being is asleep it is clear to you that his soul is separated from his body. He has separated soul and body. During sleep the soul has not got hold of the body. But in waking life, too, the condition must be such that although the ego and astral body come down in the physical and etheric bodies, there must be an inner separation, and inner apartness between the power of radiance and the might of heaviness. Chemical combination between the power of radiance and the might of heaviness must not arise; these two powers must be inwardly separate. They must not mingle with each other mechanically nor be inwardly united in any way. The might of heaviness of the body, the power of radiance of the soul must work side by side, the former downwards, the latter upwards, within the same space. For that reason, the following words are important.
The last two lines merely express the opposite of the first two. That which our external, sense-knowledge continually mixes together, must, in reality, be separate within the human being. When you look at the human being with knowledge that comes from the senses, everything is intermixed; and if the human being were indeed what he appears to be to ordinary perception, he would be ill all the time. The human being can be healthy, but our material perception of him is a condition of illness. As we see him, the human being is perpetually ill, but such perception is, of course, Maya, illusion. In his true being, a man must never be as we see him. In his true being of man, power of radiance and might of heaviness must not be intermingled. They must be inwardly separate from each other. There must be nothing of what happens in water, where hydrogen and oxygen enter into a chemical combination with each other and, in themselves, really disappear. This is what ordinary sense-perception does; it has had the bad taste to adopt chemical ideas and to look at the human being as if he were a combination of the power of radiance and the might of heaviness. These two are separate and must so remain—just as if in water, hydrogen and oxygen were separate, although united.
In perdition is illness. You must take this in full seriousness, so seriously that it forms your body that you can really look at the human being according to the power of radiance and might of heaviness and that you have the feeling when they take hold of one another, they are enemies. In illness they do lay hold of one another. When the power of radiance lays hold of the might of heaviness (weight), bodily illnesses arise; when the might of heaviness presses into the power of radiance, the so-called mental illnesses arise. Just think of it—in the body lives the Divine Spirit. If the power of radiance seizes upon the might of heaviness, the human being is wrongly appropriating the Divine within him. If you learn to think about these things with the moral impulses that are necessary, to feel them deeply and then to will with what you have felt, you gradually begin to perceive the things and processes of the world in such a way that when the power of radiance has laid hold of the might of heaviness you realize how you can separate the power of radiance from the might of heaviness through something that gives support to the etheric body from out of the astral body, through some substances or else through some process in the human being. If you really feel these things, you will also understand the healing forces of curative eurythmy. The healing power in curative eurythmy is something that reckons very specially with the cosmic forces in the process of healing. When you do exercises with the consonants in curative eurythmy, you are within the moon forces. When you unfold the powers of the vowels in curative eurythmy you are within the Saturn forces. Through these two kinds of forces in curative eurythmy the human being feels his way directly into the cosmos. Therapy, of course, is the essential thing in medicine, but there can be no therapy without absolutely useful diagnosis. Suppose we are able to confirm that the formative principle is too strong in a human being, that this formative power is coming from salts or carbohydrates which he cannot keep within bounds; there is too much form in him. If you really observe the more delicate workings of the organism—and the symptoms may be only very subtle—you will find that vowels in curative eurythmy which work against form will have an extraordinarily favorable effect. Or suppose a child shows a slight tendency to stuttering. I am not, of course, going to make any dilettante statements about stuttering being due to this or that cause; naturally, all kinds of things may be wrong and so be the cause of it. But whatever the trouble may be, in cases of stuttering a predominating formative force is present, and therefore vowel exercises in curative eurythmy will be good, carried out in the sequence that is natural in the being of man, the true manifestation of the being of man. So that much can be achieved with children who have a tendency to stuttering by taking the vowel sequence: A(ah), E(ay), I(ee), 0, U, in curative eurythmy provided one has the necessary patience and love. If you think about all these things, my dear friends, you will realize the importance of regarding the esoteric principles which I gave you a few days ago and have given today, as a kind of morality in medical study. By morality I mean the feeling of being bound to a duty, the feeling of being obliged, through meditation, to bring the soul into the necessary and lasting attunement for facing the world in the true and right way. If lectures could be given you for a whole year, a great deal could be said in detail and this would be of concrete use to you in practice. But as in these lectures we could only make a beginning, it has been of very particular importance to speak of the development of the medical and therapeutic powers which lie within the human being—to place these powers within your reach. For if, with these esoteric hints, you go to your medical studies, you will see that things become different. Maybe they will become more difficult. If someone of a rather dull intellect (and education makes the intellect dull today) takes up medical studies, a certain inner persistence will carry him through the first and second years and help to master things if, as the result of social circumstances, he feels a moral whip behind him. But he does not become a physician in the real sense. He becomes a person whom society appoints to play the part, but he does not become a physician. If you let these things work upon you, a more delicate force of soul will develop in you. And in many respects the physiology, psychology and pathology on which medical science is based today will cause you pain. It will really be as though you were being offered stones instead of bread. But you yourselves will, nevertheless, be able to get something out of these stones. What is offered to you will, after all, not be without purpose. It will not be easy for you to learn. There must inevitably be difficulties, for the world with its materialism is still mighty and we must, in some way, find our place in it. Having found this place, it is for us to work our way beyond it. Thus we must certainly become physicians in the way the world demands and then medical studies must be permeated with what can be given from here. Therefore let me say once again that opportunity will be given for you to link yourselves with us here in the way I have indicated. You must have complete confidence in the way in which the medical section of the Goetheanum will be led by me in association with Dr. Wegman. It is precisely medicine, as it can be pursued here, that can show you how human life can really be experienced—strange as this expression is. Therefore when you are once again out in the world and one thing or another occurs to you, write your wishes and your hearts' desires and an answer will be given to everybody in the monthly circular letter. And in this way—which is, to begin with, the only practicable one—external medical studies will be able to be permeated with what can be given here. You see, there are extraordinarily few people yet—and they can only be the young ones really—who are able to build the bridge between the spiritual aims of Dornach and the materialistic science that holds sway in the outside world. At the present time it can only be a few, and really only those who are still at the stage of their studies. Why? I once had to give a lecture about a particular chapter of therapy which was attended by medical students and also a professor, a professor of medicine. I was able to watch this man. He came to the lecture thinking that he would find confirmation of his belief that it would be the usual kind of superficial twaddle talked of by quacks. I was able to make a real study of metamorphosis in watching this professor, for on the one side he was inwardly resisting, but on the other side he was astonished. He was obliged to come to the conclusion that it was not rubbish, but naturally he could not say “Yes” to it, because it completely contradicted what he had regarded for decades as being true and correct. I spoke to him after the lecture and it emerged that he was saying to himself: “I would prefer to keep out of all that.” He could not have gone as far as this if he had really thought it nonsense. If he had thought it nonsense he would easily have kicked it away in the usual manner. He thought he could kick it away, too, but in reality he could not, and the very most that one could have hoped for from a professor was that he should have said to himself: “I would prefer to keep out of all that.” One could not expect more than this. But a young person must have quite a different attitude. A young person has no antecedents and he, therefore, is still able to absorb things which can lead to the healing of humanity. And if this happens, my dear friends, it will really come to pass that gradually perhaps more quickly than we thinkGoetheanum spirituality will enter into medicine. But what must happen first is that these things shall be continued with real earnestness, and that you go on doing as Dr. Wegman has told me you have done—that you go on coming to her to make the link in full confidence with the true kind of medical studies and with those things that must flow as time goes on, into the materialistic medicine of today. You can do much for yourselves and also much for the world and for sick humanity if you do not regard what you have now heard as something merely transitory, but as a starting-point for that with which such a good beginning has been made. In this sense we will remain united, my dear friends, remain so united that the center to which you adhere here in Dornach, at the Goetheanum, can work in the world, through you. That is what I wanted to say to you as a kind of warning. Then things will go well and much will be added to what we have spoken of here. It may be an ideal in your life of feeling, but it can become, in very truth, life. And as such we will maintain it, my dear friends.
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21. The Riddles of the Soul: Franz Brentano: In Memoriam
Translated by William Lindemann |
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The purely scientific interest recedes, and people look for thoughts by which to regulate their social and personal lives, and to find their way among them. There, philosophy no longer wishes to serve a pure striving for knowledge, but rather the interests of life. |
Exner found “natural-scientific education” to be unfruitful in developing ideas that must work in the way people live together in human society. For solving the questions of social life facing us in the future, therefore, he demands a way of thinking that does not rest on a natural-scientific basis. |
From such ideas no impulse is gained for thoughts that are fruitful in social life. For, in social life souls confront each other as souls. Such an impulse can arise only when the soul element, in its spiritual nature, is experienced through a knowing vision (erkennendes Schaueri), when the natural-scientific, anthropological view finds its complement in anthroposophy. |
21. The Riddles of the Soul: Franz Brentano: In Memoriam
Translated by William Lindemann |
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For the reasons expressed in the previous chapter, it is impossible to speak adequately about the relation between anthropology (natural science) and anthroposophy (spiritual science) in connection with Max Dessoir's book Beyond the Soul. But I believe that this relation can become visible if I place here what I wrote with a different intention, in memory, namely, of the philosopher Franz Brentano, who died in Zurich in March 1917. The departure of this man, whom I held in the highest esteem, had the effect of bringing before my soul anew his significant life's work; it moved me to express the following. [ 2 ] At this moment when the death of this revered person has interrupted his work, it seems to me that I might make an attempt, from an anthroposophical viewpoint to arrive at a view of Franz Brentano's philosophical life's work. I believe that the anthroposophical viewpoint will not let me fall into a one-sided evaluation of Brentano's world view. I assume this for two reasons. Firstly, no one can accuse Brentano's way of picturing things of having even the slightest tendency in an anthroposophical direction. If he himself had had any cause to judge it, he would certainly have rejected it decisively. Secondly, from my anthroposophical viewpoint, I am in a position to approach the philosophy of Franz Brentano with unconditional reverence. [ 3 ] With respect to my first reason, I believe I am correct in saying that if he had arrived at an assessment of what I mean by anthroposophy, Brentano would have shaped it the way he did his judgment on Plotinus' philosophy. As with it he would certainly also have said of anthroposophy: “mystical darkness and an uncontrolled fantasy roving into unknown regions.” As with neo-platonism he would have urged caution with respect to anthroposophy “so as not, enticed by empty appearances, to lose oneself in the labyrinthine passages of a pseudophilosophy.” Yes, he may also have found anthroposophy's way of thinking to be too dilettantish even to be worthy of being reckoned to the philosophies which he judged the way he did those of Fichte, Schelling, and Hegel. In his inaugural Vienna address he said of them: “Perhaps the recent past has also been an ... epoch of decay, in which all concepts ran together in a muddy way, and no trace was to be found of a method in keeping with facts.” I believe that Brentano would have judged in this way, even though I also of course not only consider this judgment to be totally unfounded, but also regard as unjustified any pairing of anthroposophy with the philosophies with which Brentano would probably have paired it. [ 4 ] Now with respect to my other reason for coming to terms with Brentano's philosophy, I must confess that for me his philosophy belongs to the most inviting accomplishments in soul research in modern times. It is true that I was only able to hear a few of Brentano's lectures in Vienna some thirty-six years ago; but from then on I have followed his literary activity with warmest interest. Unfortunately, when measured against my wish to hear from him, his publications came at too great an interval from each other. And these writings are mostly of such a kind that one peered through them as though through little openings into a room filled with treasures; one looked, so to speak, through occasional publications upon a broad realm of the unpublished thoughts that this exceptional man bore within himself—bore within himself in such a way that it strove in continuous evolution toward lofty goals of knowledge. When, therefore, in 1911, after a long interval there appeared his book on Aristotle, his brilliant book Aristotle's Teaching on the Origin of the Human Spirit, and his republishing of the most important sections of his Psychology, with its penetrating addenda, the reading of these books was a series of festive joys for me. [ 5 ] With respect to Franz Brentano I feel myself imbued with a kind of soul disposition of which I believe I may say that one acquires it when the anthroposophical viewpoint— out of scientifically acquired conviction—in fact takes hold of one's soul disposition. I strive to gain insight into the value of his views, even though I am under no illusion about the fact that he could—yes, would even have had to—think about anthroposophy in the way indicated above. I am truly not saying this here in order to fall foolishly into a vain self-critique of my soul disposition when confronted by hostile or differing views, but rather because I know how many misunderstandings of my assessments of other spiritual streams have occurred through the fact that in my books I have so often expressed myself in a way stemming from this soul disposition. [ 6 ] It seems to me that the whole methodology of Brentano's soul research is permeated with the basic thoughts that moved him in 1868 to set up his guiding principle. As he was entering his philosophical professorship at that time in Wurzburg, he placed his way of picturing things into the light of the thesis: True philosophical research cannot be of any other kind than that which is considered valid in natural-scientific cognition. “Vera philosophiae methodus nulla alia nisi scientiae naturalis est.” 1 When he then published the first volume of his Psychology from an Empirical Standpoint in 1874—at the time of entering his Vienna professorship—he sought to present soul phenomena scientifically, in accordance with the above guiding principle. What Brentano wanted to accomplish with this book and its further manifestations in publications during his lifetime pose a significant scientific problem for me. As is clear from his book, Brentano counted on a series of books to contain his psychology. He promised to publish a second book shortly after the first. But no sequel was ever published to his first book, which contained only the preliminary ideas of his psychology. When he published the lecture he had given in 1889 to the Vienna Bar Association, entitled The Origins of Moral Knowledge, he wrote in the preface:
But this “descriptive psychology” also never appeared. By reading his Research into the Psychology of the Senses (1907), which is restricted to one small area, devotees of Brentano's philosophy can reckon what they would have gained from such a descriptive psychology. [ 7 ] The question must be asked: What made Brentano hold back ever and again from continuing his publications, and then not to publish at all something he believed would be ready shortly? I confess that I was shaken to the core when I read the following words in the memorial to Brentano written by Alois Höfler in May 1917: “Brentano was working ahead so confidently on his main problem, proof of God's existence, that a few years ago an excellent Viennese doctor and close friend of Brentano's told me that Brentano had assured him a short while ago that he would now have his proof of God's existence ready in a few weeks ...” I felt the same way when I read in another memorial (by Utitz): “The work that he loved the most fervently, that he applied himself to his whole life long, remains unpublished.” [ 8 ] It seems to me that Brentano's destiny with respect to his projected publications represents a weighty, spiritual-scientific problem. It is true that we can approach this problem only if we are willing to study, in its own special character, what Brentano was able to communicate to the world. [ 9 ] I consider it important to note that Brentano wants, with real acumen, to establish as a basis for his psychological research a pure mental picture of the genuine soul element. He asks himself: What is characteristic of all the occurrences that one must address as soulful? And he found what he expressed in the following way in the addenda of his Psychology (1911): “What is characteristic of every soul activity consists, as I believe I have shown, in its relation to something as object.” Mental picturing is a soul activity. Characteristic of it is that I not only picture but that I picture something, that my mental picture relates to something. Borrowing from medieval philosophy, Brentano calls this characteristic of soul phenomena an “intentional relation.” In another place he said:
This intentional inner awareness, therefore, is something which in fact guides us as a kind of leitmotiv in such a way that through it one recognizes everything to which we can apply it as being of a soul nature. [ 10 ] Brentano contrasts soul phenomena with physical phenomena: colors, sound, space, and many others. He finds that these last are different from the soul phenomena through the fact that an intentional relation is not characteristic of them. And he limits himself to attributing this relation to soul phenomena and to denying it to physical phenomena. But now, precisely when one learns to know Brentano's view on the intentional relation, our inner vision is led to the question: Does not a viewpoint like this require us to look at physical phenomena also from the same viewpoint? Now someone who, in the sense of Brentano, tests physical phenomena for a common element as he did with soul phenomena will find that every phenomenon in the physical realm exists through (by virtue of) something else. When a body dissolves in a fluid, this phenomenon of the dissolved body occurs through the relation to it of the dissolving fluid. When phosphorus changes color under the influence of the sun, this phenomenon points in the same direction. All the qualities of the physical world exist through the interrelations of things to each other. What Moleschott says is correct for physical existence: “All existence is an existence through qualities. But there is no quality that does not exist through a relation.” Just as everything of a soul nature contains something in itself by which it points to something outside itself, so conversely, a physical thing is so constituted that it is what it is through the relation to it of something outer. Someone like Brentano who emphasizes with so much acumen the intentional relation of everything of a soul nature, must he not also direct his attention upon a characteristic element of physical phenomena that results from the same train of thought? At the very least, it seems certain that a study like this of the soul element can discover the relation of this soul element to the physical world only if it takes this characteristic element into consideration.2 [ 11 ] Now Brentano discovers three kinds of intentional relations in our soul life. The first is the mental picturing of something; the second is the acceptance or rejection that expresses itself in judging; the third is the loving or hating that is experienced in our feeling. If I say, “God is just,” I am picturing something to myself; but I do not yet accept or reject what I am picturing; but if I say, “There is a God,” I accept what I am picturing through a judgment. If I say, “I like to feel pleasure,” I am not only judging, I am experiencing a feeling. From such presuppositions Brentano distinguishes three basic categories of soul experiences: mental picturing, judging, and feeling (or the phenomena of loving and hating). He replaces the usual division of soul phenomena (into mental picturing, feeling, and willing) with these three basic categories. So whereas many people put mental picturing and judging into the same category, Brentano separates them. He does not agree with combining them, because, unlike other thinkers, he does not regard judgments as merely the connecting of mental pictures, but rather, in fact, as the acceptance or rejection of what has been pictured, which are not activities of mere mental picturing. On the other hand, with respect to their soul content, feeling and will, which other people separate, merge for Brentano into one. What is experienced in the soul when one feels oneself drawn to do something, or repelled from doing it, is the same as what one experiences when one is drawn to pleasure or repelled by pain. [ 12 ] It is evident from Brentano's writing that he sets great store in having replaced the traditional division of soul experience into thinking, feeling, and willing by the other one into mental picturing, judging, and loving/hating. By this division he seeks to clear the way for an understanding of what truth is, on the one hand, and moral goodness on the other. For him truth is based on right judgment; moral goodness on right love. He finds that “We call something true when its acceptance is right. We call something good when the love we bring to it is right.” [ 13 ] One can see from Brentano's presentations that when he observes the right acceptance in judgment with respect to truth and the right experience of love with respect to moral goodness, he is taking a sharp look at soul phenomena and circumscribing them. But, within his thought sphere, one can find nothing that would suffice to make the transition from our soul experience of mental picturing to that of judging. No matter where we look in Brentano's thought sphere we seek in vain the answer to the question: What is happening when the soul is conscious of not merely picturing something to itself, but also of finding itself moved to accept this something though judgment? Just as little can one escape a question with respect to our right love of the morally good. Within the region that Brentano circumscribes as the "soul element," the only phenomenon pertaining to moral action is right loving. But does not a relation to the outer world also belong to a moral action? With respect to a characterization of a deed for the world, is it enough to say: It is a deed that is rightly loved? 3 [ 14 ] In following Brentano's trains of thought, we mainly have a feeling that they are always fruitful because they take up a problem and move it in one direction with acumen and scientific thoroughness; but one also feels that Brentano's trains of thought do not reach the goal that his starting points promise us. Such a feeling can come over us when we compare his threefold division of our soul life into mental picturing, judging, and loving/hating to the other division into mental picturing, feeling, and willing. One follows his views with a certain amount of agreement, but ultimately remains unconvinced that he has done sufficient justice to the reasons for membering the soul the other way. Let us just take the example of the conclusions he draws from his soul division about the true, the beautiful, and the good. Whoever members our soul life into cognitional mental picturing, feeling, and willing can hardly do otherwise than closely connect our striving for truth with mental picturing, our experience of beauty with feeling, and our accomplishment of the good with willing. The matter looks different in the light of Brentano's thought. There the mental pictures as such have no relation to each other by which the truth as such could already reveal itself. When the soul is striving to perfect itself relative to its mental pictures, its ideal cannot therefore be the truth; beauty is its ideal. Truth does not lie on the path of mere mental picturing; it lies on the path of judging. And the morally good does not find itself as essentially united with our willing; it is a content of our feeling; for, to love rightly is a feeling experience. For our ordinary consciousness, however, the truth can be sought, after all, in our mentally picturing cognition. For, even though the judgment that leads to the truth does not lie only in the connecting of mental pictures but rather is based on an acceptance or rejection of the mental pictures, still the acceptance or rejection of these pictures can only be experienced by our consciousness in mental pictures. And even though the mental pictures in which something beautiful presents itself to the soul do manifest in certain relationships within our life of mental pictures, still, the beauty is experienced, after all, by our feeling. And although something morally good should call forth the right love in our soul, still the essential factor in the morally good after all, is the accomplishment through the will of what is rightly loved. [ 15 ] One only recognizes what we actually have in Brentano's thoughts about the threefold division of our soul life when one realizes that he is speaking of something completely different from what those thinkers mean who divide it into mental picturing, feeling, and willing. The latter simply want to describe the experiences of ordinary consciousness. And this consciousness experiences itself in the different kinds of activity of mental picturing, feeling, and willing. What does one actually experience there? I tried to answer this question in my book The Riddle of Man 4 and summarized the findings presented there in the following words: Human soul experience, as it manifests in thinking, feeling, and willing, is at first bound to the bodily instruments. And this experience takes shape in ways determined by these instruments. If someone asserts, however, that when he observes the manifestations of the soul through the body he is seeing the real life of the soul, he is then caught up in the same error as someone who believes that his actual form is brought forth by the mirror in front of him just because the mirror possesses the necessary prerequisites through which his image appears. Within certain limits this image, as image, is indeed dependent upon the form of the mirror, etc.; but what this image represents has nothing to do with the mirror. In order to completely fulfill its essential being within the sense world, human soul life must have an image of its being. It must have its image in consciousness; otherwise it would indeed have an existence, but no picture, no knowledge of it. This image, now, that lives in the ordinary consciousness of the soul is fully determined by the bodily instruments. Without these, the image would not be there, just as the mirror image would not be there without the mirror. But what appears through this image, the soul element itself, is—in its essential being—no more dependent upon the bodily instrument than the person standing before the mirror is dependent upon the mirror. The soul is not dependent upon the bodily instruments; only the ordinary consciousness of the soul is so.5 If one is describing the realm of consciousness that is dependent upon our bodily organization, one is correct in membering it into mental picturing, feeling, and willing.6 But Brentano is describing something different. Bear in mind to begin with that by “judging,” he means an acceptance or rejection of a content of mental pictures. Our judgment is active within our life of mental pictures; but it does not simply accept the mental pictures that arise in the soul; through acceptance or rejection it relates them to a reality. If one observes more closely, this relating of our mental pictures to a reality can only be found in a soul activity that occurs within the soul itself. But this can never totally correspond to what the soul produces when, through judging, it relates a mental picture to a sense perception. For there the compulsion of the outer impression holds sway, which is not experienced in a purely inner way, but only as an echoed experience, and as a mentally pictured, echoed experience leads to its acceptance or rejection. On the other hand, what Brentano describes corresponds totally in this respect with the kind of cognition that we called "Imaginative cognition" in the first essay of this book. In Imaginative cognition the mental picturing of our ordinary consciousness is not simply accepted; it is developed further in inner soul experience so that out of it the power emerges to relate the soul's experiences to a spiritual reality in such a way that this reality is accepted or rejected. Brentano's concept of judgment, therefore, is not perfectly realized in our ordinary consciousness, but only in the soul that is active in Imaginative cognition. Furthermore, it is clear that, through Brentano's complete separation of the concept of mental picturing from the concept of judgment, he takes mental picturing to be mere image. But this is how ordinary mental picturing lives in Imaginative cognition. So even this second quality that anthroposophy attributes to Imaginative cognition is to be found in Brentano's characterization of soul phenomena. What is more, Brentano addresses the experiences of feeling as manifestations of love and hate. Whoever ascends to Imaginative cognition must, in fact, for supersensible vision, transform the kind of soul experience that manifests in ordinary consciousness as loving and hating—in Brentano's sense of the words—in such a way that we can confront certain characteristics of spiritual reality that are described in my book Theosophy, for example, in the following way:
Whereas loving and hating remain something subjective for the life of the soul in the sense world, Imaginative cognition lives along with objective occurrences in the soul world through inner experiences that are equivalent to loving and hating. There also, where he is speaking about soul phenomena, Brentano describes a characteristic of Imaginative cognition through which this cognition already extends into the realm of a still higher kind of knowledge 7 and from the fact that he presents moral goodness as right loving one can see that he has a mental picture of an objective kind of loving and hating in contrast to ordinary consciousness' subjective kind of feeling. Finally, one must pay particular attention to the fact that for Brentano willing is absent from the realm of soul phenomena. Now, the willing that flows out of ordinary consciousness belongs entirely to the physical world. Although in itself it is a purely spiritual being manifesting in the physical world, our willing, in the form in which it can be thought by ordinary consciousness, realizes itself totally in the physical world. If one is describing the ordinary consciousness present in the physical world, willing must not be absent from this picture. If one is describing the seeing consciousness, nothing from our mental pictures about ordinary willing must pass over into these descriptions. For, in the soul world to which Imaginative consciousness is related, what happens as the result of a soul impulse is different from what occurs through the acts of will characteristic of the physical world. So when Brentano focuses on the soul phenomena in that realm in which Imaginative cognition is active, the concept of willing must evaporate for him. It really seems obvious that, in describing the essential being of soul phenomena, Brentano was actually compelled to depict the essential being of seeing cognition. This is clear even from certain details of his descriptions. Let us look at one example from the many that could be introduced. He says: “The characteristic common to everything of a soul nature is what is often called ‘consciousness’—to use a term that unfortunately can be quite misleading...” But, when one is only describing those soul phenomena which by belonging to ordinary consciousness are determined by the bodily organization, this term is not at all misleading. Brentano has a sense for the fact, however, that the real soul does not live in this ordinary consciousness, and he feels impelled to speak about the essential being of this real soul in pictures that, to be sure, must be misleading if one wants to apply the usual concept of consciousness to them. [ 17 ] Brentano proceeds in his investigations in such a way that he pursues the phenomena of the anthropological realm up to that point where they compel an unbiased person to form pictures of the soul that coincide with what anthroposophy, following its own paths, discovers about the soul. And the findings on both paths prove to be in fullest harmony with each other, precisely through Brentano's psychology. Brentano himself, however, did not wish to abandon the anthropological path. He was hindered from doing this by his interpretations of the guiding principle he had set up for himself: “True philosophical research cannot be of any other kind than that considered valid by the natural-scientific kind of cognition.” A different interpretation of this guiding principle could have led him to recognize that the natural-scientific approach is seen in the right light precisely at the point when one becomes aware that tills approach, in accordance with its own essential nature, must transform itself in dealing with this spiritual realm. Brentano never wished to make the true soul phenomena—which he called soul phenomena “as such”—into objects of an avowed consciousness. If he had done this, he would have progressed from anthropology to anthroposophy. He feared this path, because he was only able to regard it as an erring into “mystical darkness and an uncontrolled roving of fantasy into unknown regions.” He would not permit himself to investigate at all what his own psychological view demanded. Every time he was faced with the necessity of extending his own path into the anthroposophical realm he stopped short. He wished to answer by anthropology the questions that can only be answered by anthroposophy. This effort was doomed to failure. Because it had to fail, he could not proceed in a satisfying way to develop further what he had begun. To judge by the findings in the first volume of his Psychology from an Empirical Standpoint, if he had continued on with it, it would have to have become anthroposophy. If he really had produced his Descriptive Psychology, anthroposophy would have to have shone through it everywhere. If he had carried further the ethics in his book The Origins of Moral Knowledge—in a way corresponding to its starting point—he would have to have hit upon anthroposophy. [ 18 ] Before Brentano's soul there stood the possibility of a psychology that could not be given a purely anthropological form. Anthropology cannot even think at all about the most significant questions that must be raised about human soul life. Modern psychology only wants to be anthropological because it considers anything going beyond it to be unscientific. Brentano says, however:
Anthroposophy shows that metaphysical speculation cannot take one into the region indicated by Brentano; the only way to enter it is through activation of soul powers which cannot descend into ordinary consciousness. Through the fact that in his philosophy Brentano portrays the essential being of the soul in such a way that the essen79 tial being of seeing cognition comes to clear expression in this portrayal, this philosophy is a perfect vindication of anthroposophy. And one can regard Brentano as a philosophical investigator whose path takes him to the very doors of anthroposophy, but does not wish to open these doors, because the picture he has made for himself of natural- scientific thinking created the belief in him that by opening these doors he would land himself in the abyss of nonscience. The difficulties often confronting Brentano when he wishes to extend his picture of the soul stem from the fact that he relates his picture of the essential being of the soul element to what is present in ordinary consciousness. He is motivated to do this by his wish to remain in the thought mode that seems to him to be scientifically valid. But this approach, with its means of cognition, can only in fact attain to that part of the soul element that is present as the content of ordinary consciousness. This content, however, is not the real soul element but only its mirror image. Brentano grasps this image only from the side of intelligent understanding, and not from the other side, the side of observation. In his concepts he paints a picture of the soul phenomena that occur in the reality of the soul; when he observes, he believes himself to have a reality in his mirror image of the soul element.8 Another philosophical stream that Brentano met with the strongest antipathy—that of Eduard von Hartmann— also took its start from a natural-scientific way of picturing the world. Eduard von Hartmann has recognized the image character of ordinary consciousness. But he also utterly rejects any possibility of bringing its corresponding reality into human consciousness in any way. He consigns this reality to the region of the unconscious. He grants the power to speak about this region only to the hypothetical application of the concepts which one has formed through ordinary consciousness and extended beyond it.9 Anthroposophy maintains that spiritual observation can go beyond the realm of ordinary consciousness. And that concepts are also accessible to this spiritual observation that no more need to be merely hypothetical than those acquired in the sense-perceptible world. For Eduard von Hartmann the supersensible world is not known directly; it is inferred from what we know directly. Hartmann belongs to those present-day philosophers who do not wish to form concepts without having, as a starting point for forming these concepts, the testimony of sense observation and of their experiences in ordinary consciousness. Brentano forms such concepts, however. But he is mistaken about the reality in which they can be formed through observation. His spirit proves to be curiously divided. He would like to be a pure natural scientist, thinking in the natural-scientific mode that has developed in recent times. And yet he must form concepts that this mode would only consider justified if one did not consider this mode to be the only valid one. This division in Brentano's investigative spirit can be explained if one really studies his first books: The Manifold Significance of “Being,” According to Aristotle (1862), The Psychology of Aristotle (1867), and The Creationism of Aristotle (1882). In these books Brentano follows Aristotle's trains of thought with exemplary scholarship. And in this pursuit he acquires a kind of thinking that cannot be limited to the concepts that hold sway in anthropology. In these books he has in view a concept of soul that derives the soul element out of the spiritual element. This soul element, stemming from the spiritual element, uses the organism—formed by physical processes—to form mental pictures for itself within sense-perceptible existence. What forms mental pictures for itself in the soul is spiritual in nature; it is Aristotle's “nous.” But this “nous” is a twofold being; as “nous pathetikos,” it only suffers things to happen to it; it allows itself to be stimulated to its mental pictures by the impressions given it by the organism. In order for these mental pictures to appear as they are in the active soul, however, this activity must work as “nous poetikos.” What the “nous pathetikos” provides would be mere phenomena within a dark soul existence; they are illuminated by the “nous poetikos.” Brentano says in this connection: “The ‘nous poetikos’ is the light that illumines the phantasms and makes visible to our spiritual eye the spiritual within the senseperceptible.” If one wants to understand Brentano, the point is not only how far he went in taking up Aristotle's mental pictures into his own convictions, but above all that he moved about in these pictures with his own thinking in a devoted way. In doing so, however, his thinking was active in a realm in which the starting point of sensory observation—and along with it the anthropological basis for forming concepts—is not present. And this basic characteristic of his thinking remained in Brentano's research. True, he wants to grant validity only to what can be recognized as conforming with the present-day, natural-scientific mode; but he has to form thoughts that do not belong in that realm. Now, according to the purely natural-scientific method, one can only say something about soul phenomena insofar as they are mirror images—determined by the bodily organization—of the real being of the soul; i.e., insofar as, in their nature as mirror images, they arise and pass away with the bodily organization. What Brentano must think the reality of the soul to be, however, is something spiritual, something independent of the bodily organization, in fact, that through the “nous poetikos” makes visible to our spiritual eye the spiritual within the sense-perceptible. The fact that Brentano can move about with his thinking in such realms prohibits him from conceiving of the soul's essential being as something arising through the bodily organization and passing away with it. Because he rejects supersensible observation, however, he can observe within the soul's essential being no content that extends beyond physical existence. The moment he tries to ascribe a content to the soul that the soul could unfold without the help of the bodily organization, Brentano feels himself to be in a world for which he finds no mental pictures. In this frame of mind he turns to Aristotle and finds there also a picture of the soul that gives him no content other than that acquired in bodily existence. Characteristic in its one-sidedness is something Brentano wrote in this connection in his Psychology of Aristotle:
Brentano got into an extraordinarily interesting dispute with the philosopher Eduard Zeller over Aristotle's conception of the essential being of the soul. Zeller maintained that it is in line with Aristotle's views to accept a pre-existence of the soul before its union with the bodily organization, whereas Brentano denied any such view to Aristotle, and only allowed Aristotle to think that the soul is first created into the bodily organization; so the soul has no pre-existence, but does indeed have an after-existence when the body disintegrates. [ 19 ] Brentano maintained that only Plato accepted pre-existence, but Aristotle did not. It is undeniable that the reasons Brentano brings for his opinion and against Zeller's are weighty ones. Irrespective of Brentano's intelligent interpretation of Aristotle's relevant assertions, we are indeed faced with a difficulty in ascribing to Aristotle a belief in the pre-existence of the soul when we consider that any such belief seems to contradict a basic principle of Aristotelian metaphysics. Aristotle states, namely, that a “form” could never exist before the "substance" that bears the form. A spherical shape never exists without the substance that fills it. Since Aristotle considers the soul element to be the “form” of the bodily organization, however, it seems that we cannot ascribe to him the belief that the soul could exist before the bodily organization arose. [ 20 ] Now Brentano, with his concept of the soul, became so caught up in the Aristotelian picture of the impossibility of pre-existence that he could not see how this picture breaks down at a crucial point. Can one really think of “form” and “matter” in such a way that one accepts the view that form could not exist prior to the matter that fills it? The spherical shape could not after all be present prior to the substance filling it? The sphere, as it appears in a substance, is certainly not present prior to the balling up of the substance. Before the substance comes together like this, however, those forces are present which act upon this substance and whose effect upon the substance reveals itself in its spherical shape. And within these forces, prior to the appearing of this spherical shape, this shape is certainly living already in another way.10 Had Brentano not felt bound, through his interpretation of the natural-scientific approach, to find the content for his concept of the soul from observation of the bodily organization, he would perhaps have noticed that the Aristotelian concept of the soul is itself burdened with an inner contradiction. Thus, through his study of Aristotle's world view, he could only think up pictures of the soul that lift it out of the realm of the bodily organization, but without indicating a soul content that allows me, with unbiased thinking, to be able to really picture the soul as independent of the bodily organization. Besides Aristotle, Leibnitz is another philosopher whom Brentano particularly appreciates. It is especially Leibnitz's way of viewing the soul that seems to have attracted him. Now one can say that Leibnitz has a way of picturing things in this realm that seems to be a significant extension of Aristotle's view. Whereas, Aristotle makes the essential content of human thinking dependent upon sense observation, Leibnitz frees this content from its sensory foundation. Following Aristotle one will accept the statement: There is nothing in thinking that was not previously in the senses (nihil est in intellectu, quod non fuerit in sensu); Leibnitz, however, is of the view that there is nothing in thinking that was not previously in the senses, except thinking itself (nihil est in intellectu, quod non fuerit in sensu, nisi ipse intellectus). It would be incorrect to ascribe to Aristotle the view that the essential being active in thinking is the result of forces working in the body. However, by making the “nous pathetikos” the passive receiver of sense impressions and the “nous poetikos” the illuminator of these impressions, nothing remained in his philosophy that could become the content of a soul life independent of sensory existence. In this respect, Leibnitz's statement proves to be more fruitful. Through it our attention is especially directed toward the essential being of the soul that is independent of the bodily organization. This attention, to be sure, is limited to the merely intellectual part of this essential being. And in this regard, Leibnitz's statement is one-sided. Nevertheless, this statement is a guideline that in our present-day “natural-scientific” age can lead to something that Leibnitz could not yet attain. In his time our picture of the purely natural origin of the characteristics of the bodily organization was still too imperfect. This is different now. To a certain extent today one can know scientifically how the organic bodily forces are inherited from one's ancestors, and how the soul operates within these inherited organic forces. To be sure, many who believe that they are taking the correct "natural-scientific standpoint" will not acknowledge the following view, even though, for a correct grasp of natural-scientific knowledge, it proves necessary: that everything by which the soul operates in the physical body is determined by the bodily forces that proceed from ancestor to descendant in a line of physical inheritance, with the exception of the soul content itself. This is how we can extend Leibnitz's statement today. And then it represents the anthropological validation of the anthroposophical way of looking at things. Then it directs the soul to seek its own essential content within a spiritual world, and to do this in fact through a different kind of cognition than that customary in anthropology. For, anthropology has access only to what is experienced by the bodily organization in ordinary consciousness.11 [ 21 ] The view is quite tenable that Brentano had all the prerequisites, with Leibnitz as his starting point, for opening our vision to the essential being of the soul as an entity anchored in the spirit, and for strengthening the results of this vision through today's natural-scientific knowledge. Anyone who pursues Brentano's presentations can see the path laid out before him. The path that leads to a purely spiritual, recognizable soul being, could have become visible to him, if he had developed further what already lay in the sphere of his awareness when he wrote such statements as these:
Although the validation of a spiritual vision of the soul's repeated earth lives through palingenesis does not lie in Aristotle's train of thought, it could have resulted for Brentano through his connecting his soul concept, which he had refined through his work with Aristotle, with the knowledge of modern natural science. Brentano's receptivity to the epistemology of medieval philosophy would have made it all the easier for him to have taken this path. Anyone who really grasps this epistemology acquires a number of ideas able to relate the results of modern natural science to the spiritual world in a way that is not visible to the ideas arising in the purely natural-scientific research of anthropology. In many circles today one fails to recognize how much a way of picturing things like that of Thomas Aquinas can deepen natural science in a spiritual direction. In such circles one believes that modern natural-scientific knowledge requires a turning away from that way of picturing things. The truth is that one wishes at first to encompass what natural science recognizes as the being of the world with thoughts that, upon closer inspection, turn out to be incomplete in themselves. Their completion would consist in our considering them to be the kind of essential entities in the soul that they are thought to be in Thomas Aquinas' way of picturing things. And Brentano did find himself on his way to gaining the right relation to this way of picturing things. He writes, after all:
Brentano barred the path that such studies could have revealed to him, because of his inclination toward Bacon's and Locke's way of picturing things and toward everything philosophically connected with that approach. He regarded that approach above all as according with the natural-scientific method. Precisely this approach, however, leads one to think that the content of our soul life is utterly dependent upon the sense world. And since this way of thinking wants to proceed only anthropologically, only that enters into its domain as psychological results which, in truth, is not a soul reality, but only a mirror image of this reality, i.e., the content of ordinary consciousness. If Brentano had recognized the image nature of ordinary consciousness, he would not have been able, in his pursuit of anthropological research, to stop short at the gates leading into anthroposophy. One could of course counter my view with the opinion that Brentano simply lacked the gift of spiritual vision and so did not seek the transition from anthropology to anthroposophy, even though he was moved by his own particular spiritual disposition to characterize soul phenomena in an interesting form and so intelligently that this form can be validated through anthroposophy. I myself am not of this opinion, however. I am not of the view that spiritual vision is attainable only as a special gift of exceptional personalities. I must regard this vision as a faculty of the human soul that anyone can acquire for himself if he awakens in himself the soul experiences that lead to it. And Brentano's nature seems to me to be quite especially capable of such an awakening. I believe, however, that one can hinder such an awakening with theories that oppose it; that one keeps this vision from arising if one is entangled in ideas that from the beginning call into question the validity of such vision. And Brentano kept this vision from arising in his soul through the fact that for him the ideas that so beautifully validate this vision always succumbed to the ideas that reject it and that make one fear that through such vision one could “lose oneself in the labyrinthine passages of a pseudo-philosophy.” 14 [ 22 ] In 1895 Brentano published a reprint of a lecture he had given in the Literary Society in Vienna with reference to a book by H. Lorm, Baseless Optimism. This lecture contains his view about the “four phases of philosophy and their present status.” There Brentano expresses his belief that the course of development of philosophical research can be compared, in a certain respect, with the history of the arts.
Brentano distinguishes three such periods in the course of philosophy's development where healthy fruitfulness has passed over into decadence. Each of these periods begins with the fact that out of a purely philosophical astonishment over the riddles of the world, a truly scientific interest stirs and that this interest then seeks knowledge out of a genuine, pure drive to know. This healthy epoch is then followed by another in which the first stage of decadence appears. The purely scientific interest recedes, and people look for thoughts by which to regulate their social and personal lives, and to find their way among them. There, philosophy no longer wishes to serve a pure striving for knowledge, but rather the interests of life. A further decline occurs in the third period. Through the uncertainty of thoughts that did not arise out of purely scientific interests, one loses confidence in the possibility of true knowledge and falls into skepticism. The fourth epoch is one of complete decay. In the third epoch, doubt had undermined the whole scientific foundation of philosophy. Out of unscientific dark depths one seeks to arrive at the truth through mystical experience in fantastical, blurred concepts. Brentano pictured the first cycle of development as beginning with Greek natural philosophy; according to him, this healthy phase ended with Aristotle. Within this phase he holds Anaxagoras in particularly high esteem. He is of the view that even though the Greeks stood at the very beginning then with respect to many scientific questions, still their kind of research would be considered valid by a strictly natural-scientific way of thinking. The Stoics and Epicureans follow then in the second phase. They already represent a decline. They want ideas that stand in the service of life. In the New Academy, especially through the influence of Aenesidemus, Agrippa, and Sextus Empirikus one sees skepticism root out all belief in established scientific truths. And in Neo-Platonism, among philosophers like Ammonius Sakkas, Plotinus, Porphyrius, Jamblichus, and Proklus scientific research is replaced by a mystical experience straying into the labyrinthine passages of pseudo-philosophy. In the Middle Ages, though perhaps not so distinctly, one sees these four phases repeat themselves. With Thomas Aquinas a philosophically healthy way of picturing things begins, reviving Aristotelianism in a new form. In the next period, represented by Duns Scotus, an art of disputation holds sway—analogous to the first period of decline in Greek philosophy—that is taken to grotesque extremes. Then follows Nominalism, bearing a skeptical character. William of Occam rejects the view that universal ideas relate to anything real, and in doing so assigns to the content of human truth only the value of a conceptual summary standing outside of reality; whereas reality supposedly lies only in the particular individual things. This analogue of skepticism is replaced by the mysticism—no longer striving along scientific lines—of Eckhardt, Tauler, Heinrich Suso, the author of German Theology, and others. Those are the four phases of philosophical development in the Middle Ages. In modern times, beginning with Bacon of Verulam, a healthy development begins again, based on natural-scientific thinking, in which then Descartes, Locke, and Leibnitz work further in a fruitful way. There follows the French and English philosophy of Enlightenment, in which principles, as one found them compatible with life, determined the style of the flow of philosophical thought. Then, with David Hume, skepticism appears; and following it, the phase of complete decay sets in, in England with Thomas Reid, in Germany with Kant. Brentano sees an aspect of Kant's philosophy that allows him to compare it with the Plotinian period of decadence in Greek philosophy. He criticizes Kant for not seeking truth in the agreement of our mental pictures with real objects as a scientific researcher does, but rather in believing that objects should conform to our human capacity for mental picturing. Brentano believes, therefore, that he must ascribe to Kant's philosophy a kind of basic mystical character that then manifests a totally unscientific nature in the decadent philosophy of Fichte, Schelling, and Hegel. Brentano hopes for a new philosophical upsurge arising from a scientific work in the philosophical sphere modeled upon the natural-scientific way of thinking that has become dominant in modern times. As an introduction to such a philosophy, he set forth the thesis: True philosophical research cannot be of any other kind than that considered valid by the natural-scientific kind of cognition. He wanted to devote his life's work to this thesis. [ 23 ] In the preface to the reprint of the lecture in which he presented his view of the "four phases of philosophy," Brentano states that:
[ 24 ] It is altogether my opinion that one can receive a significant impression from Brentano's presentations. Insofar as from a particular point of view, they represent a classification of phenomena arising in the course of philosophical development, they are based on well-founded insights into the course taken by this development. The four phases of philosophy present differences that are founded within reality. As soon as one enters into a study of the driving forces within the individual phases, however, one does not find that Brentano has accurately characterized these forces. This is evident at once in his insight about the first phase of the philosophy of antiquity. The basic features of Greek philosophy from its Ionic beginnings up to Aristotle do, indeed, reveal many features that justify Brentano in seeing in them what he considers to be a natural-scientific way of thinking. But does this way of thinking really arise from what Brentano calls the natural-scientific method? Are not the thoughts of this Greek philosophy far more a result of what they experienced in their own souls as the essential being of man and his relation to the world-all? Anyone who answers this question in accordance with the facts will find that the inner impulses for the thought content of this philosophy came to direct expression—precisely in Stoicism and Epicurianism—in the whole practical philosophy of life of later Greek times. One can see how, in the soul forces that Brentano finds to be at work in the second phase, there lies the starting point for the first phase of the philosophy of antiquity. These forces were directed toward the sense-perceptible and social form of manifestations of the world-all, and therefore could only appear in an imperfect way in the phase of skepticism—which was driven to doubt the direct reality of this form of manifestation—and in the following phase of a seeing cognition, which must go beyond this form. For this reason these phases of ancient philosophy appear decadent. And which soul forces are at work in the course of philosophical development in the Middle Ages? No one who really knows the relevant facts can doubt that Thomism represents the peak of this course of development with respect to those relationships that Brentano is investigating. But one cannot fail to recognize that, through the Christian standpoint of Thomas Aquinas, the soul forces at work in the Greek philosophy of life no longer operate merely out of philosophical impulses, but have taken on a more-than-philosophical character. What impulses are working in Thomas Aquinas insofar as he is a philosopher? One need have no sympathy for the weaknesses of the Nominalist philosophy of the Middle Ages; but one will indeed be able to discover that the soul impulses working in Nominalism also form the subjective basis for the Realism of Thomas. When Thomas recognizes the universal concepts synthesizing the phenomena of sense perception to be something that relates to a spiritually real element, he thus gains the strength for his Realistic way of picturing things out of his feeling for what these concepts signify within the existence of the soul itself, apart from the fact that they relate to sense phenomena. Precisely because Thomas did not relate the universal concepts directly to the events of sense-perceptible existence, he experienced how in these concepts another reality shines through to us, and how actually they are only signs for the phenomena of sense-perceptible life. Then, as this undertone of Thomism arose in Nominalism as an independent philosophy, this undertone naturally had to reveal its one-sidedness. The feeling that the concepts experienced in the soul establish a Realism in relation to the spirit had to disappear and the other feeling had to become dominant that the universal concepts are mere synthesizing names. When one sees the being of Nominalism in this way, one also understands the preceding second phase of medieval philosophy—that of Duns Scotus—as a transition to Nominalism. However, one cannot but understand the whole force of medieval thought work, insofar as it is philosophy, out of the basic view that revealed itself in a one-sided way in Nominalism. But then one will arrive at the view that the real driving forces of this philosophy lie in the soul impulses that, in keeping with Brentano's classification, one must designate as belonging to the third phase. And in that epoch which Brentano calls the mystical phase of the Middle Ages it becomes quite clear how the mystics belonging to it, persuaded of the Nominalistic nature of conceptual cognition, do not turn to this cognition but rather to other soul forces in order to penetrate to the core of the world's phenomena. If, in line with Brentano's classification, we now pursue the activity of the driving soul forces in the philosophy of our time, we find that the inner character traits of this epoch are completely different from those indicated by Brentano. Because of certain of its own character traits, the phase of the natural-scientific way of thinking that Brentano finds realized in Bacon of Verulam, Descartes, Locke, and Leibnitz absolutely resists being thought of purely as natural-scientific in Brentano's sense. How can one deal in a purely natural-scientific way with Descartes' basic thought: “I think therefore I am;” how is one to bring Leibnitz's Monadology or his “predetermined harmony” into Brentano's way of picturing things? Even Brentano's view of the second phase, to which he assigns the French and English Enlightenment philosophy, creates difficulties when one wants to remain with his mental pictures. One would certainly not wish to deny to this epoch its character as a time of decadence in philosophy; but one can understand this epoch in light of the fact that, in its main representatives, those non-philosophical soul impulses which were energetically at work in the Christian view of life were lamed, with re result that a relation to the supersensible world powers could not be found in a philosophical way. At the same time the Nominalistic skepticism of the Middle Ages worked on, preventing a search for a relation between the content of knowledge experienced in the soul and a spiritually real element. And if we move on to modern skepticism and to that way of picturing things that Brentano assigns to the mystical stage, we then lose the possibility of still agreeing with his classification. To be sure, we must have the skeptical phase begin with David Hume. But the description of Kant, the “critical” thinker, as a mystic proves after all to be a too strongly one-sided characterization. Also, the philosophies of Fichte, Schelling, Hegel, and the other thinkers of the period after Kant cannot be regarded as mystical, especially if one bases oneself on Brentano's concept of mysticism. On the contrary, precisely in the sense of Brentano's classification, one will find a common basic impulse running from David Hume, through Kant, to Hegel. This impulse consists in the refusal, based on mental pictures gained in the sensory world, to depict any philosophical world picture of a true reality. As paradoxical as it may seem to call Hegel a skeptic, he is one after all in the sense that he ascribes no direct value as reality to the mental pictures taken from nature. One does not deviate from Brentano's concept of skepticism by regarding the development of philosophy from Hume to Hegel as the phase of modern skepticism. One can consider the fourth modern phase as beginning only after Hegel. Brentano, however, will certainly not wish to bring what arises there as the natural-scientific picture anywhere near mysticism. Still, look at the way Brentano himself wishes to situate himself with his philosophizing into this epoch. With an energy that could hardly be surpassed he demands a natural-scientific method in philosophy. In his psychological research he strives to keep to this method. And what he brings to light is a validation of anthroposophy. What would have to have arisen as the continuation of his anthropological striving, if he had gone further in the spirit of what he pictured, would be anthroposophy. An anthroposophy, to be sure, that stands in complete harmony with the natural-scientific way of thinking. Is not Brentano's life work itself the most valid proof that the fourth phase of modern philosophy must draw its impulses from those soul forces that both Neo-Platonism and medieval mysticism wished to activate but could not, because they could not arrive with their inner soul activity at the kind of experience of spiritual reality that occurs with fully conscious clarity of thinking (or of concepts)? Just as Greek philosophy drew its strength from the soul impulses which Brentano sees as realizing themselves in the second philosophical phase out of a practical philosophy of living, and just as medieval philosophy owes its strength to the impulses of the third phase—that of skepticism—so must modern philosophy draw its impulses from the fundamental powers of the fourth phase—from that of a knowing seeing. If, in accordance with his way of picturing things, Brentano can regard Neo-Platonism and medieval mysticism as decadent philosophies, so one could recognize the anthroposophy that complements anthropology as the fruitful phase of modern philosophy, if one leads this philosopher's own ideas about the development of philosophy to their correct conclusions, which Brentano himself did not draw but which follow quite naturally from his ideas. [ 25 ] The picture we gave of Brentano's relation to the cognitional demands of our day explains why his reader receives impressions that are not limited to what is directly contained in the concepts he presents. Undertones sound forth all the time as one is reading. These emerge from a soul life that lies far deeper behind the ideas he expresses. What Brentano stimulates in the spirit of the reader often works more strongly in the latter than what the author expresses in sharply-edged pictures. One also feels moved to go back often and reread a book by Brentano. One may have thought through much of what is said today about the relation of philosophy to other cognitional views; Brentano's book The Future of Philosophy, will almost always rise up in one's memory when one is reflecting in this way. This is a reprint of a lecture to the Philosophical Society in Vienna in 1892 which he gave in order to oppose—with his view of the future of philosophy—what the jurist Adolf Exner had to say on this subject in his inaugural address on Political Education (1891). This publication of the lecture contains notes that offer far-ranging historical perspectives on the course of mankind's spiritual development. In this book all the tones are sounded of what can speak to an observer of today's natural-scientific outlook about the necessity of progressing from this outlook to an anthroposophical one. [ 26 ] The representatives of this natural-scientific way of picturing things live for the most part in the belief that this outlook is forced upon them by the real being of things. They are of the opinion that they organize their knowledge in accordance with the way reality manifests itself. In this belief they are deluding themselves, however. The truth is that in recent times the human soul—out of its own active development over thousands of years—has unfolded a need for the kind of mental pictures which comprise the natural-scientific picture of the world. It is not because reality presented this picture to them as the absolute truth that Helmholtz, Weisman, Huxley, and others arrived at their picture, but because they had to form this picture within themselves in order through it to shed a certain light upon the reality confronting them. It is not because of compulsion from a reality outside the soul that one forms a mathematical or mechanical picture of the world, but rather because one has given shape in one's soul to mathematical and mechanical pictures and thus opened an inner source of illumination for what manifests in the outer world in a mathematical and mechanical way. Although generally what has just been described holds good for every developmental stage of the human soul, it does appear in the modern natural-scientific picture in a quite particular way. When these mental pictures are thought through consistently from a certain angle, they destroy any concepts of a soul element. This can be seen in the absolutely not trivial but most dubious concept of a “soul science without soul” that has not been thought up only by philosophical dilettantes but also by very serious thinkers.15 The mental pictures formed by natural science are leading to ever more insight into the dependency of the phenomena of ordinary consciousness upon our bodily organization. If the fact is not recognized at the same time that what arises in this way as the soul element is not this soul element itself, but only its manifestation in a mirror image, then the true idea of the soul element slips away from our observation, and the illusory idea arises that sees in the soul element only a product of the bodily organization. On the other hand, however, this latter view cannot stand up before an unbiased thinking. To this unbiased thinking, the ideas that natural science forms about nature show a soul connection— to a reality lying behind nature—that does not reveal itself in these ideas themselves. No anthropological approach, out of itself, can arrive at thorough-going mental pictures of this soul connection. For, it does not enter ordinary consciousness. This fact shows up much more strongly in today's natural- scientific outlook than was the case in earlier historical stages of knowledge. At these earlier stages, when observing the outer world, one still formed concepts that took up into their content something of the spiritual foundations of this outer world. And one's soul felt itself, in its own spirituality, as unified with the spirit of the outer world. In accordance with its own essential being, recent natural scientists must think nature in a purely natural way. Through this, to be sure, it gains the possibility of validating the content of its ideas by observation of nature, but not the existence of these ideas themselves, as something with inner soul being. [ 27 ] For this reason, precisely the genuine natural-scientific outlook has no foundation if it cannot validate its own existence by anthroposophical observation. With anthroposophy one can fully endorse the natural-scientific outlook; without anthroposophy, one will again and again want to make the vain attempt to discover even the spirit out of the results of natural-scientific observation. The natural-scientific ideas of recent times are in fact the results of the soul's living together with a spiritual world; but only in living spiritual vision can the soul know about its living together with that world.16 The question could easily arise: Then why does the soul seek to form natural-scientific pictures, if precisely through them it is creating for itself a content that cuts it off from its spiritual foundation? From the standpoint of the beliefs that see the natural-scientific outlook to have been formed in accordance with the way the world does in fact manifest to us, there is no way to find an answer to this question. But an answer is definitely forthcoming if one looks toward the needs of the soul itself. With mental pictures, such as only could have been formed by a pre-natural-scientific age, our soul experience could never have arrived at a full consciousness of itself. In its ideas of nature, which also continued a spiritual element, it would indeed have felt an indefinite connection with the spirit, but it would not have been able to experience the spirit in its own full, independent, and particular nature. Therefore, in the course of mankind's development, our soul element strives to set forth the kind of ideas that do not contain this soul element itself, in order, through them, to know itself as independent of natural existence. The connection with the spirit, however, must then be sought in knowledge not through these ideas of nature but through spiritual vision. The development of modern natural science is a necessary stage in the course of mankind's soul evolution. One understands the basis of this development when one sees how the soul needs it in order to find itself. On the other hand, one recognizes the epistemological implications of this development when one sees how precisely it makes spiritual vision a necessity.17 [ 28 ] Adolf Exner, whose views are opposed by Brentano's book The Future of Philosophy, confronted a natural science that wishes, it is true, to develop its ideas of nature in purity, but that is not prepared to advance to anthroposophy when it is a matter of grasping the reality of the soul. Exner found “natural-scientific education” to be unfruitful in developing ideas that must work in the way people live together in human society. For solving the questions of social life facing us in the future, therefore, he demands a way of thinking that does not rest on a natural-scientific basis. He finds that the great juridical questions confronting the Romans were solved by them in such a fruitful way because they had little gift for the natural-scientific way of picturing things. And he attempts to show that the eighteenth century, in spite of its attraction to the natural-scientific way of thinking, proved quite inadequate in mastering social questions. Exner directs his gaze upon a natural-scientific outlook that is not striving scientifically to understand its own foundation. It is understandable that he arrived at the views he did when confronted by such an outlook. For, this outlook must develop its ideas in such a way that they bring before the soul what is of nature in all its purity. From such ideas no impulse is gained for thoughts that are fruitful in social life. For, in social life souls confront each other as souls. Such an impulse can arise only when the soul element, in its spiritual nature, is experienced through a knowing vision (erkennendes Schaueri), when the natural-scientific, anthropological view finds its complement in anthroposophy. Brentano bore ideas in his soul that definitely lead into the anthroposophical realm in spite of the fact that he wished to remain only in the anthropological realm. This is why the arguments he mounts against Exner are so penetrating, even though Brentano does not wish to make the transition to anthroposophy himself. They show how Exner does not speak at all about the real abilities of a natural-scientific outlook that understands itself; they show how he tilted with windmills in his battle against a way of thinking that misunderstands itself. One can read Brentano's book and everywhere feel in it how justified everything is that points through his ideas in one direction or another, without finding that he expresses fully what it is that he is pointing toward. [ 29 ] With Franz Brentano a personality has left us whose work, when experienced, can mean an immeasurable gain. This gain is completely independent of the degree of intellectual agreement that one brings to this work. For, this gain springs from the manifestations of a human soul that have their source much deeper in the world's reality than that sphere in which in ordinary life, intellectual agreement is to be found. And Brentano is a personality destined to work on in the course of humanity's spiritual development through impulses that are not limited to the extension of the ideas he developed. I can very well imagine someone's total disagreement with what I have presented here as Brentano's relation to anthroposophy; regardless of one's scientific standpoint, however, it seems to me impossible—if one lets work upon oneself the philosophical spirit that breathes through the writings of this man—that one could arrive at anything less than the feelings of high esteem for the value of Brentano's personality that underly the intentions of this essay.
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124. Excursus on the Gospel According to St. Mark: The Path of Theosophy from Former Ages until Now
10 Jun 1911, Berlin Translator Unknown |
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That we should not carry on any agitation or propaganda is a fundamental principle of our spiritual movement; we should rather listen attentively to what of the great wisdom of the world the hearts and souls of the men of to-day required, so that they may have both the possibility and the certainty of life. |
You have doubtless already accepted sufficient of the great law of Karma to know that it is not a matter of chance when an individual feels constrained at a certain point of time to assume a physical body and come down in the physical world. |
The three could not help him for they were subject to death. Ird (earth) is that which is subject to the laws of the physical body, and therefore to death; Zeit (time), the etheric body, is transient; and the third, the lower astral body, which gives us the impression of space, is also subject to death. |
124. Excursus on the Gospel According to St. Mark: The Path of Theosophy from Former Ages until Now
10 Jun 1911, Berlin Translator Unknown |
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It is easy to see how the conceptions of spiritual science that have been voiced for some years within our circle, and in the German section generally, are spreading more and more in the world, that understanding of them is beginning to find its way into the hearts and souls of our contemporaries. It is naturally not possible, although it might be a help to present day understanding, to speak casually of introducing the ideas, feelings, and knowledge of our spiritual movement into the modern world. Many of you might be glad to know how the spiritual nourishment you have received has affected other souls at the present time. It is only on certain occasions that we can speak of the spread of our spiritual ideas, but it may fill you with a certain satisfaction to know that we can see again and again how in different countries and in different hemispheres the spirit which inspires us is gaining a footing—more in one place, less in another. When I was in Triest a short time ago trying to arouse some comprehension of our point of view, I could see how the ideas we hold were gaining ground. And when from that southern city I passed northwards to Copenhagen, where, in a recent course of lectures, I tried to arouse some interest in the hearts of my hearers, it could be seen there also how the spirit we cherish under the symbol of the Rosy Cross is entering into them more and more. Taking together these separate facts one sees that a need and a longing for what we call “spiritual science” does exist at the present time. That we should not carry on any agitation or propaganda is a fundamental principle of our spiritual movement; we should rather listen attentively to what of the great wisdom of the world the hearts and souls of the men of to-day required, so that they may have both the possibility and the certainty of life. We may therefore add to the thoughts put forward in a general lecture like this, one more—that we consider it a kind of duty at the present time to make of these spiritual. thoughts nourishment for other souls. This depends upon the whole manner in which we enter into the life of our time. You have doubtless already accepted sufficient of the great law of Karma to know that it is not a matter of chance when an individual feels constrained at a certain point of time to assume a physical body and come down in the physical world. All the souls gathered here have felt a longing to assume a physical body at the turn of the nineteenth and twentieth centuries, because they desired to experience in their own souls all that was being prepared and carried out in their physical environment at this time. Let us now consider our own age as it appears spiritually to souls, which, like our own, are born in it. Things were very different in the spiritual world, as well as in the external world, at the turn of the nineteenth and twentieth centuries to what they were even fifty or sixty years earlier. The person who is making progress—and you are all in this position—is trying to learn something of the spirit, and of the spiritual guidance of the world; of what fills surrounding space as the creatures of the different kingdoms of nature, and of what enters into our own souls. For the past half century souls longing for the spirit found extraordinarily little true spiritual nourishment where they hoped to find it. This longing for the spirit exists deep within the souls of all men, it is easily silenced for it does not speak loudly, but the longing is there, and each one whatever he is, or does in life, can receive true spiritual nourishment. Whatever department of science people take up to-day, they only learn from it external material facts which serve to further the progress of civilisation in a bright and clever way, but they learn nothing of what is revealed to man through the spirit. Whether he works as an artist or in some practical walk of life he finds little of what he has need, nothing that can enter his soul, his head, or his hands, to give him power and impulse for his work, and also assurance, solace, and power in life. At the beginning of the nineteenth century people had already come to the conclusion that in the near future little of this would be found. Many a one said to himself in the first half of the nineteenth century when some remnants of the old life still remained even if in another form:—“There seems to be something in the air; it is as if the ancient treasures of the spirit that have come down to us from olden times were disappearing. It is as if the expected advance in culture of the nineteenth century had entirely wiped out the spiritual communications that have been handed down to us from ancient times.” Many such voices were,heard,in the first half of the nineteenth century. To show what I mean I will mention but one example. There was a man living at that time who knew the old kind of Theosophy well; he knew also that this old form would completely disappear in the course of the nineteenth century, yet he was firmly convinced that a future was coming when the old Theosophy would surely return. The passage I am about to read was written in the year 1847, when the first half of the nineteenth century was drawing to a close. He who wrote it was a thinker such as is no longer met with to-day, for he was still conscious of the last echoes of those ancient communications which have long since been lost to us:—
From this we see how the theosophic spirit was regarded in 1847 by a man like Richard Rothe of Heidelberg. What kind of spirit is the theosophic spirit really? It is a spirit without which true culture would never have taken place. When we think of what is greatest in this, we think of the spirit without which there would have been no Homer, no Pindar, Raphael or Michelangelo, without which there would have been no deep religious feeling in man; neither spiritual life nor external culture. Everything a man creates must be created by the spirit; if he thinks he can produce anything without it, he is unaware that his whole spiritual endeavour would in that case fail for a certain time. The less spiritual the source from which anything comes the sooner it dies. Anything having enduring worth must have its source in spirit. The smallest creative act, even in everyday concerns, has an eternal value and connects us with what is eternal; for everything done by man is under the guidance of spiritual life. We know that theosophical life as cultivated by us is founded in Rosicrucianism, and it has often been explained that since the eleventh, twelfth and thirteenth centuries the Masters of Rosicrucian wisdom had been preparing what has come to pass since the end of the nineteenth century and will go on further into the twentieth. What was indicated by Rothe as a “future” he hoped and longed for, has already become “present” for us to-day, and will continue to become so more and more. This had long been in preparation by those who allowed this spiritual influence to pour, at first unconsciously, into mankind. What in a special sense we have called the “Rosicrucian path” has been consciously accepted within our theosophical movement since the twelfth, thirteenth and fourteenth centuries, and what the spirit has imprinted as science on the people of Europe, has since then flowed into our hearts. Can we form an idea from what has taken place in our civilisation of how this spirit works? I have said that since the eleventh, twelfth, thirteenth and fourteenth centuries it has “worked” as the true Rosicrucian spirit, but it was always there, and has only assumed this last form since the dates mentioned. This spirit that is active at present as the Rosicrucian spirit goes back to very early ages of humanity. Its mysteries existed in Atlantis. The activity it has recently developed, becoming ever more and more conscious, streamed not so very long ago in an unconscious way into the hearts and souls of men. Let us try to form some idea of how this spirit entered man unconsciously. We meet together here, and our studies show us how the human soul has developed in this or that, till it has gradually attained to a region where it understands spiritual life, where it may even perhaps see spiritual life. Many of you have striven for years to fill your souls with thoughts and ideas which can set the spiritual life before your eyes. You know the way we regard the secrets of the world. I have often explained the different stages of development the soul passes through, and how it rises to higher worlds. You know that we have to distinguish a higher from a lower part of the self; that man has come over from other planetary conditions and has experienced the Saturn, Sun and Moon evolutions. During these his physical body, etheric body and astral body were formed; he then entered on his earthly development. You know that something dwells within us that passes through its training here so as to rise to higher conditions. You have heard that certain Beings remained behind on the Moon as Luciferic Beings, and these later approached the human astral body as tempters, giving to humanity in this way what they had to give. Then we have often spoken of how man has to overcome certain things in his lower self, that he has to conquer them before he can enter those spheres to which his higher self belongs—that in order to reach these higher regions he has to fulfil the saying of Goethe:—
We have also said that the human evolution possible to-day, and that can give us power, certainty, and real content in our lives, is only to be attained when we learn, for instance, of the manifold natures of man, and that this man is not put together in any chaotic manner, but consists of physical body, etheric body, astral body and ego. This must not be accepted merely as words, but by describing different temperaments, by studying the education of man, we have presented clear conceptions of these things, showing how up to his seventh year he is concerned with the development of the physical body, up to his fourteenth year with that of the etheric body, and up to his twenty-first year with the astral body. And we learnt from our studies dealing with the mission of truth, of devotion, of anger and so on that what we describe as physical body, etheric body, and astral body, feeling-soul, rational-soul and consciousness-soul are no abstract ideas, but that they impart life to our whole mental outlook, making everything around as clear and full of meaning.2 It is possible by such ideas to gain understanding of the secrets of the world. And if there are many who consciously or unconsciously persist in their materialistic opinions, there is also a certain number of souls who feel it as a necessity of existence to listen to such statements as we are able to give. Many of you would not have shared in what has been practised herefor years if it were not a necessity of your life. Why are there souls present to-day who understand the views and ideas evolved here, and who conduct their lives in accordance with them? Because, as you have been born into the world with longings such as I have described, so your forefathers (which means many souls present here to-day) were born in past centuries into other surroundings and into another world than that of the nineteenth century. Let us look backwards to the sixth and seventh, or to the twelfth and thirteenth centuries, when many who are here now were incarnated, and let us see what these souls experienced at that time. There was no theosophical society in those days where people discussed things as we do here, but souls then heard something quite different from the people about them. Let me try to call up before you what these souls heard. They did not travel from place to place in order to hear lectures on spiritual science, but they heard rhapsodists who passed from village to village, from place to place, declaring things concerning the spirit. What did these people say? Let us recall a single instance of this. People did not then say:—“We have a Theosophy, a teaching concerning the lower and higher ego, that deals with the different members of man's Being and so on,” but rhapsodists travelled through the land, men who were called by the spirit to declare somewhat as follows:—(I am now repeating some of the things that were spread abroad through Middle and Eastern Europe at that time). There was once a king's son. He rode forth and came presently to a deep ditch, he heard moaning proceedi.ng from it. He followed the course of the ditch to discover the cause of the moaning, and there he found an old woman. He left his horse, descended into the ditch, and helped the old woman out. He then saw that she could not walk for she had injured her leg, so he asked her how this accident had come about. She then told him:—I am an old woman and I must rise early soon after midnight in order to go to the town to sell eggs. On the way I fell into this ditch.” The king's son said:—“Thou canst” not now reach thine own dwelling. I will set thee on my horse and take thee there.” This he did. The old woman said:—“Although of noble birth thou art a kind and good man, and because thou hast helped me, thou shalt receive a reward from me.” He now guessed that she was something more than an old woman. Then she said:—“Because of the kindness thou hast shown me thou shalt receive the reward that thy good soul deserves. Dost thou desire to marry the daughter of the Flower-Queen?” “Yes,” he said. Then, she continued:—“To do so thou hast need of what I can easily give thee.” And she gave him a little bell, saying:—“When this is rung once the king-eagle will come with his hosts to help thee, whatever the position in which thou mayst be, when thou ringest twice the king of the foxes with his pack will come to help thee, wherever thou art, and if thou ringest thrice the king of the fishes will come with his hosts and will help thee wherever thou art.” The king's son took the little bell and returned home and said that he was going to seek the daughter of the flower-queen, and rode forth. He rode a long, long time and no one could tell him where the daughter of the flower-queen dwelt. His horse was by this time worn out and broken down, so that he had to pursue his wanderings on foot. He met an old man and asked him where the dwelling of the flower-queen's daughter was. “I cannot tell thee,” said the old man, “go on further and ever further, and thou wilt find my father, and he will perhaps tell thee.” So the king's son went on further, and at last found a very ancient primeval man of whom he asked if he could tell him where the flower-queen dwelt with her daughter. Then the old man said to him:—“The flower-queen dwells afar in a mountain that thou canst see in the distance from here. She is, however, watched over by a savage dragon. Thou canst not reach her, for the dragon never sleeps in these days; there is only a certain time in which he sleeps, and this is his waking time. But thou must go still further to another mountain, there lives the dragon's mother. Through her thou will reach thy goal.” Courageously he went on. He reached the first mountain, then the second mountain; there he found the dragon's mother, the archetype of all ugliness. But he knew it depended on her whether he would find the daughter of the flower-queen or not. He then saw near the first, seven other dragons who all desired to watch over the flower-queen and her daughter, who had long been held prisoners and who were to be liberated by a king's son. He said to the dragon's mother:—“O, I know that I must be thy bondsman if I am to find the flower-queen!” “Yes,” she answered, “thou must be my bondsman,” and thou must do me a service that is not easy. Here is a horse, thou must lead him out to pasture the first day, the second and the third day. If thou bringst him home safe then on the third day perhaps thou mayst attain thy desire. But if thou doest not bring him safe home the dragon will eat thee—we shall all eat thee.” The next morning he was given the horse. He tried to lead it to the pasture, but soon the horse escaped from him. He sought it but could not find it, and was most unhappy. He remembered the little bell the old woman had given him. He drew it forth and rang it once. Then many eagles appeared led by the king-eagle. They found the horse, and he was able to lead it back to the mother dragon. She said:—“Because thou hast brought it back I will give thee a mantle of copper; with it thou canst take part in the ball that is to be given tonight in the circles of the flower-queen and her daughter.” On the second day he was again to take the horse to the meadow. It was given to him, but soon it escaped again, and nowhere could he find it So he drew forth the little bell again and rang it twice. Immediately the king of the foxes appeared with a large following. They found the horse, and he was able to restore it to the dragon's mother. She then said to him:—“To-day thou shalt receive a silver mantle with which thou canst again attend the ball that takes place tonight in the circle of the flower-queen and her daughter.” At the ball the flower-queen's daughter said to him:—“Demand on the third day a number of these horses, with them thou canst rescue us and we shall be united.” On the third day the horse was again handed over to him so that he could take it to the pastures. At once it escaped again, for it was very wild. He drew forth his little bell and rang it three times. The fish-king then appeared with his following. They found the horse and he took it back a third time. He had successfully performed his task. The dragon mother then gave him as recompense a mantle of gold as his third covering; with it he could take part on the third day at the ball at the flower-queen's dwelling. Besides this he was able to bring as a fitting present to her those horses that he had taken care of. With them he could carry the flower-queen and her daughter to their own fortress. And round this fortress which all the others wished to steal from her they allowed a thick hedge of bushes to grow so that the fortress could not be taken. Then the flower-queen said to the king's son:—“Thou bast won my daughter, thou shalt have her by and by, but only on one condition. Thou shalt only have her for half the year, the other half she must withdraw from the surface of the earth so that she may be with me; only thus is it possible for thee to be united with her.” In this way he won the daughter of the flower-queen and lived with her always for half the year; during the other half she was with her mother. This and other stories entered into very many souls. They listened to them, but did not interpret them allegorically after the manner of the strange theosophists of recent times; for these things have no value as symbolic or allegoric statements. No! people accepted them because they found pleasure and joy in them, they felt warm life flow through their souls when they listened to such tales. There are many souls living now who heard such tales and accepted them with joy. And when received in this way they continued to live within these souls, they turned into thought-forms, into feelings and perceptions, thus they became something different than they were before. This produced results, it imparted powers to such souls, and these powers were changed, they were transformed into something else. Into what were they changed? They were changed into that which lives in men's souls to-day as longing for a higher elucidation of these same secrets, a longing for theosophy. The rhapsodist did not tell of people who strove towards their higher self, and to attain it must conquer the lower self which held them down, but they told of a king's son who, as he rode forth through the world, found an old woman in distress, and did a good and kindly deed! To-day, we say:—People must do good deeds, deeds of love and sacrifice. At that time men spoke in images. To-day we say:—Men must feel within such sympathy for the spirit that they divine something of the spiritual world, something that connects them with it, and enables them to develop forces that can put them in touch with it. In earlier times men were told in parables of the old woman who gave the king's son a bell. To-day they are told:—Man has taken all the other kingdoms of nature into himself, what lives scattered in them is united harmoniously in him. But he must understand how something lives in him which lives in all surrounding nature, that he can only overcome his lower nature when this is brought into right relationship with himself so that it can help him. We have often spoken of the evolution of man through the Saturn, Sun and Moon epochs, how he left the other kingdoms of nature behind him, retaining the best out of each, so that he might rise to something higher. By what means has he evolved? By means of that which Plato uses as a symbol—the horse; on this he rides forward from incarnation to incarnation. At that time the image of the bell was used; it was rung to summon the kingdoms of nature through their representatives—the Eagle-king, Fox-king, and Fish-king—so that he who was to become the ruler of these kingdoms might be brought into right relationship with them. The soul of man is untamed, and only when love and wisdom control it is it brought into the right relationship. At one time this was brought to man's notice in pictures; his soul was guided so that he could understand what to-day is told us differently. At that time he was told:—When you ring the bell once the Eagle-king comes, when you ring it twice the Fox-king comes, and when you ring it three times the Fish-king; these brought back the horse. This means the storms which rage in the human soul must be recognised, and when we recognise them we can free it from the lower disturbances and bring it into order. Man must learn to know how his own passions, anger and so on, are connected with his development from one seven years to another seven; he must learn to know the threefold nature of the human sheaths. In former days we were presented with a wonderful picture. Every time the king's son rang the bell (that is when by his own power he had subdued one of the kingdoms) he acquired a covering, a sheath. To-day we say:—We study the nature of the physical body; at that time an image was used, the dragon-mother gave the man a mantle of copper. To-day we say:—We study the nature of our etheric body; then it was said:—The dragon-mother gave him a silver mantle. Again we say:—We learn to know our astral body with all its surging passions. At that time they said:—The dragon-mother gave him on the third day a golden mantle. What we learn to-day concerning the threefold sheath-nature of man was brought to people at an earlier day through the image of the copper, silver, and golden mantles. And to the souls that then received the thought-form of the copper, silver, and golden mantles, we say to-day:—What brings you understanding of the dense physical body, is related to the other bodies as copper ore is to silver and gold. To-day we say:—Backward Luciferic Beings of seven different kinds remained behind on the moon and worked upon the human astral body. The rhapsodists said:—When the king's son came to the mountain where he was to be united with the flower-queen's daughter, he met seven dragons who would have devoured him if he had not accomplished his day's task. We know that if our evolution is not carried out aright it is owing to the power of the seven different kinds of Luciferic Beings. To-day we say:—In carrying out our spiritual development we find our higher self. Formerly, people were presented with a picture. The king's son they were told united himself with the flower-queen's daughter. We say:—The human soul must attain to a certain rhythm. In one of the earlier lectures in this course I said:—When an idea rises in a man's soul he must allow it time to mature, he will then observe a certain rhythm. After seven days the idea has entered deeply into his soul; after fourteen days, the idea now being more mature, is able to lay hold of the outer astral substance, and to allow itself to be “baptised by the universal spirit”; after twenty-one days it has matured still further, and only after four times seven days does it reach the stage where he can give it to the world as his own personal gift. What I have described is an inner rhythm of the soul. A man can only create successfully when he has no desire to impart hurriedly to the world what has chanced to come to him, but knows that the orderliness of the external universe must enter in his soul. We must live so that we repeat the macrocosm microscopically in ourselves. These pictures which were told everywhere—and hundreds of them could be cited—stimulated the powers of the human soul by means of thought-forms, so that such souls are to-day ripe enough to listen to the other form of instruction, the form cultivated in spiritual science. But the longing for this had first to become very strong. All the conscious striving of men's souls had first to disappear from the physical plane. Then with the coming of the second half of the nineteenth century materialistic culture arose, and all was desolation as regards spiritual life. But the longing, on the other hand, grew ever greater and greater, the more the ideal of a future spiritual movement grew. There were but few remaining in the first half of the nineteenth century who felt, as in a faint memory, and experienced in silent martyrdom, how the ideas which were once perceived, discussed, and developed, still existed; but were in decline. In 1803 a man was born in whose soul some echo of the wisdom of an earlier day still remained. Something dwelt in him that was closely related to our theosophical ideas. His soul was filled with longing to solve the secrets of spiritual science—his name was Julius Mosen. His life could only be preserved by spending the greater part of it in bed. His soul no longer suited his body, for owing to the way he had grasped these things, yet was unable spiritually to enter further into them, he had drawn his etheric body out of his physical body, and consequently he had become an invalid. He had, however, risen spiritually to considerable heights. In the year 1831 he wrote a remarkable book called “Ritter Wahn.” He knew of a wonderful legend in Italy about the Knight Wahn, and when studying it he said to himself:—Something of the spirit of the universe lives in this legend, this saga has arisen in the way it has, these pictures have been formed as they are, because those who formed them were filled with the living spiritual guidance of the world. What was the result? In 1831 he wrote a most wonderful dramatic work. It has naturally been forgotten—as everything is that originates in this way from greatness of spirit. Ritter Wahn sets out to conquer death. On the way he meets with three old men. It occurred to Julius Mosen strangely enough to translate the name of one of the old men, it Mondo, as Ird (earth), for he knew something special lay in translating it thus into German. The name of tile three old men whom Ritter Wahn met when he set out to conquer death were Ird, Zeit, and Raum—earth, time and space. The three could not help him for they were subject to death. Ird (earth) is that which is subject to the laws of the physical body, and therefore to death; Zeit (time), the etheric body, is transient; and the third, the lower astral body, which gives us the impression of space, is also subject to death. Our individuality passes from incarnation to incarnation, but that by which we are fixed within our three sheaths according to this Italian legend is Ird, Zeit and Raum (earth, time and space). What is the Ritter Wahn?—Illusion. We have often spoken of what enters us as Maya. We ourselves are it; we who go on from incarnation to incarnation look out on the world, and are confronted with the great illusion. Each one of us is a “Ritter Wahn” and each one goes forth, if we live in the spirit, to conquer death. In this life we meet the three old men, our sheaths. They are very old. The physical body has existed since the age of Saturn, the etheric body since the Sun-age, the Astral body since the Moon-age, and that which dwells in man as the “I” has been united with him since the coming of the Earth-age. Julius Mosen represents this in such a way that the soul, by which Ritter Wahn would conquer death, first storms out into the world as a rider, thus employing the Platonic image which was prevalent all over Central Europe and far beyond it. So Ritter Wahn rides forth, and would conquer heaven with the aid of materialistic thoughts—as people do who trust to the senses—thereby remaining entangled in delusion and Maya. But when at death they enter the spiritual world, what happens is beautifully described by Julius Mosen—life is not exhausted, souls long to return to earth to carry out their further development. Ritter Wahn comes down to earth again. And as he sees the beautiful Morgana, the soul as it is stirred by everything earthly—just as was the flower-queen's daughter—and revealing its union with everything that can only come to man through earthly schooling, there when united with the beautiful Morgana, when again united with the earth, death falls away from him. This means he passes through death in order to raise his own soul (represented by Morgana) ever higher, to purify and develop it further in each incarnation. From images like these, which bear the stamp of many centuries, ideas enter into man and are aided by artists like Julius Mosen. They sprang in his case from a soul too great to live healthily in a body belonging to the age of materialism that was approaching, therefore, owing to the greatness of his glowing soul, he suffered a silent martyrdom. This was in the year 1831. All these thoughts lived in the soul of a man in the first half of the nineteenth century. They must rise again, but now so that they will kindle human powers, human forces. Yes, they will rise again This gives us some understanding of what is meant when we speak of a theosophical spirit, the spirit of Rosicrucianism which must enter into mankind. We now divine that what is cherished in our movement has existed always. We fall into the illusion of Ritter Wahn if we imagine anything can prosper without active co-operation of this spirit. Whence came the Rhapsodists of the seventh to the twelfth century; the men wandered through the world giving rise to thought-forms so that souls might comprehend things somewhat differently. From what centre did they come? Where had they learnt how to present such pictures to the souls of men They learnt this in those temples, which we recognise as the schools of the Rosicrucians. The Rhapsodists were pupils of the Rosicrucians. Their teachers told them:—You cannot go forth to-day and speak to mankind in ideas as will be done later; to-day you must speak to them of the king's son, of the flower-queen, of the three mantles. By this means thought-forms are built up which will live in men's souls, and when these souls return they will understand what is necessary for them for their further progress. Spiritual centres are continually sending their messengers out into the world, so that in every age that which lives in the depths of the spirit may be brought near to the souls of men. It is a trivial point of view when people think they can construct such tales as I have been describing from fancy. Ancient legends which express the spiritual secrets of the world arise because the men who compose them have harkened to and been purified by those who impart these secrets; the whole form of the legends is constructed in accordance with these spiritual secrets. The spirit of all humanity—both of the Microcosm and the Macrocosm—lives in them. The Rhapsodists were sent to spread their meaningful legends through the world from the same temples whence originates the special knowledge of to-day; knowledge that entering into men's hearts and souls makes the culture they demand possible. In this way the spirit that is deeply implanted in humanity passes on from epoch to epoch. And in this way the great Beings, who in pre-Christian times instructed individualities within the holy temples concerning the things they had brought over with them from earlier planetary conditions, strengthened this teaching by introducing into it the Christ so that their work might continue in accordance with this superlative Being—the Christ who had now become the great leader and guide of mankind! When I tell you that the tales which have endured for so many centuries and called forth thought-forms in Western culture came from the same source, and expressed the same things—only in pictures—that we tell the world to-day concerning the Christ; you will realise how in the time following the Mystery of Golgotha the spiritual guides of humanity did in fact further arid support the teaching of Christ in their centres of learning. All spiritual guidance is connected with the Christ. When we are aware of this connection we catch a glimpse of the light we must have, and must make use of, more especially in respect of the things our souls longed for when they came into incarnation in the nineteenth century. If we allow those forms to affect us which can inform us regarding the longings of earlier days, we feel we can rely upon our souls and can say—those others waited so that we might accomplish what they longed for. What spirits like Julius Mosen had longed for, because they felt within them all that the messengers of the Holy Temples had related in countless pictures, so as to prepare souls for times to come; what these souls longed for is set forth in the words of Richard Rothe, who, when speaking of theosophy in 1847 at Heidelberg, says:—“Would that one day it might become really scientific, and produce clearly defined results, so that it might become popular and be generally accepted; for only in this way can it bequeath those truths to others who are unable to travel the path on which alone they could discover them for themselves.” In those days Rothe felt this longing—not only for himself but for his contemporaries—he found resignation in saying:—“All this lies as yet within the womb of the future which we have no wish to anticipate!” Those who knew the secrets of the Rosicrucians did not speak in 1847 so that these could be perceived in an external way. But what rests within the womb of the future comes to life when a sufficient number of souls are found who realise that knowledge is a duty. We dare not give back our souls unevolved to the Spirit of the Universe, for in that case we would have deprived the Spirit of something He had implanted in us. When souls are found who realise what they owe to the Spirit of the Universe because of their strivings to solve the secrets of the world, they will have fulfilled the hopes cherished by the best men of an earlier age. These men looked to us who were to come after them and said:—“Once this knowledge becomes scientific it must become popular and lay hold of men's hearts.” But such hearts must first exist, they must be there I This depends on those who have joined our spiritual society realising:—“I must gain spiritual illumination, I must learn the secrets of existence I” It depends on each separate soul within our society, whether the longing I have described is to be but a vain dream of those who hoped for the best from us, or a worthy dream that we can realise for them. When we perceive the emptiness in modern science, in art, and in social life, we feel there is no need to be lost in this desert, we can get out of it. An age has once more come round in which the Holy Temples speak, not now merely in images and parables, but in truths, which, though still regarded by many as theoretical, will become ever more and more a source of life, and will pour living sap into the souls of men. Each one can determine with the best powers of his soul to receive this living sap into himself. These are the thoughts we would impress on your souls at the present time, being the sum of all we have received concerning the true meaning of the spiritual guidance of mankind. When we allow such thoughts to work within our souls we have a lively stimulus for future endeavour, and we see how much of constructive force they contain that is quite independent of the actual words with which these thoughts have been expressed. However imperfect my words may be, it is the reality that matters, not the way the thoughts are expressed, and this reality can live in every soul. For the sum of all truth dwells in each separate soul like a seed which can blossom when this soul accepts it.
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97. The Christian Mystery (2000): Christian Initiation and Rosicrucian Training
22 Feb 1907, Vienna Translated by Anna R. Meuss |
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And man would have to bend down to the lower worlds of nature and have the same inner response. And everyone who has advanced more on the social scale should bend down before those who are below him and say: ‘Without you I could not have life.’ |
Our perceptions are entirely different in the astral, in the devachanic world, but the laws of thinking are the same in all three worlds. A Rosicrucian pupil must therefore first learn this way of thinking, so that he may keep to the proper path and not lose his way. |
The next public lecture Rudolf Steiner gave was the one on 29 April 1906 (in this volume). There followed the fundamental course of lectures he gave on 22 August–4 September 1906 in Stuttgart (At the Gates of Spiritual Science; GA 95). |
97. The Christian Mystery (2000): Christian Initiation and Rosicrucian Training
22 Feb 1907, Vienna Translated by Anna R. Meuss |
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Yesterday our theme was more connected with the external, exoteric aspect of spiritual science.174 Today we will have some comments on the inner, esoteric aspect of spiritual science. When one speaks to a large or also a smaller audience about the discoveries made in spiritual research, which is our mission today, people will soon ask where such knowledge comes from. How can one also come to learn something about the higher worlds oneself? The question is very much to the point. One has to understand, however, that one cannot make one's own observations at a very early stage, and certainly not before one is familiar with the important ideas in the science of the spirit. It is necessary first to make the acquaintance, in a way, of the general ideas and thoughts that are part of the anthroposophical approach. One must have made the effort to gain some idea, and it is possible for everyone to do so, that there is truth in anthroposophy. Finally one must have tried, using human logic, to grasp the inner connections in what is taught in the science of the spirit. In principle there can be no objection today to someone wanting to ascend through the stages of higher knowledge himself. Yes, people talk a great deal of the dangers and obstacles one meets in occult development—which is the term used for our inner development. There is much talk of hatha-yoga and raja-yoga,175 but this is really just theory. If the thing is done the right way, if the individual who guides such inner development is also entitled to do so, there is really no danger. It is important to do things the right way, that is what matters. A lecture like the one I am giving today is not designed to give instructions—please let me stress this—for these must always be from person to person. Giving such instructions is a tremendous responsibility, and receiving them one must understand that the chosen individual really deserves one's trust. This trust is absolutely essential. Occult or inner human development will thus gradually take the individual through the stages of higher knowledge. Let me give you an outline of the essential aspects of this, for information, as I said, not in form of instructions. When someone has reached the summit of understanding, when someone is up on the mountain top, he has an open view in all directions. That is how it is in physical existence and also in the process of gaining insight. One does not have that open view when one has not yet reached the top but is on the way up. As one climbs higher, one is able to perceive more and more, but a great deal continues to be hidden by the mountain. This image of a mountain is a good one for inner development. Everyone who seeks to ascend to levels of higher insight must start from a point that is right for him. This means, people are different on this earth, also in their physical, etheric and astral constitutions. The outer natures of a Hindu, a person from the Near East, a European or American differ, much more so than someone who does not have occult knowledge may think. Exercises suitable for the inner development of anyone who has the Hindu nature cannot be used in that way for a Western person. It was wrong, therefore, to transfer the Oriental yoga teaching to Europe. This has done much harm. A Hindu's much softer body can be developed in a very different way than a European organism which has grown much harder due to Western civilization. Human natures thus differ much more than you may think. An anatomist cannot tell you anything about this, but someone who is clairvoyant and looks inside knows how tremendously natures differ. We can divide present-day humanity into three types. There are still those for whom the Oriental yoga initiation is essentially right, others for whom the gnostic Christian way is open, and finally those—and they are by far the greatest in number—for whom the way known as the Rosicrucian way from the 14th century is the right one. Please note, these ways do not lead to different insights, for once you are up on the summit all things are the same. But the ways that lead to the summit are and must be different. Many things can be achieved by taking the gnostic Christian way, and it is possible to gain the most sublime insights. But the Rosicrucian way is suitable for modern people because they may find themselves in situations where doubts arise and trouble looms because of our present-day way of life, and these must be removed for the sake of the individuals concerned and for their work in the world. This is only possible if one goes through inner training based on the Rosicrucian method, which is the right one for the Western world. Let me present some aspects of gnostic Christian initiation, so that you may see it as a field about which much can still be learned today. I am then going to go straight on to Rosicrucian training. We'll leave the Oriental yoga way aside for today. The Christian way is laid down in a text that is little understood outside occult circles. The gospel of John gives a complete outline of the right way of Christian initiation. John's gospel is one of the most profound texts in the world, but one has to be able to read it in the right way, that is, one should not think that just reading it is enough and the right thing to do. It is a book for life. Above all you have to understand that even the first words are not written just for people to read or for philosophical speculation. They are written for meditation. We have to have them the proper way, however, not in the usual translation. The first verses of John's gospel must be created out of the substance of the language so that one has not only the meaning of the sentences but also their sound quality. The sound quality or value still matters for genuine occult life. To meditate, we enter deeply into particular formulas, sentences or even words. But meditation as an important means of inner development is not a matter of entering into something we are given by our occult teacher in a philosophical or intellectual way. It is a matter of entering into the actual sound qualities. If you were to think about a sentence your teacher has given you, you could only develop thoughts about it that you already have. You are, however, to have something new. That is the important point. Sentences given for meditation open up the gates to the world of the spirit for you. They are based on experience gained over hundreds of years. Every letter, every turn of phrase is known to have an effect on the soul. You therefore need to meditate those first sentences to the letter. Correctly translated they are:
If we had more time together I could tell you many things about these first sentences. Hundreds and hundreds of people have gone through the things I am now telling you about this Christian initiation. It has become practical experience for thousands. Let me just briefly indicate some stages of Christian initiation. The pupils would first of all be told: For weeks, months, years you must set some time aside every morning when you let these first lines of John's gospel come alive in your soul. Turn your attention away from everything that is going on around you during this time. You must turn blind and deaf to everything around you, and these words should arise in your soul as though you were hearing them, day by day, over and over again. This exercise will first of all have a particular effect on the soul. Its magic brings it about that such a person suddenly finds his dreams becoming regular, assuming regular forms. And then a moment will come when the individual knows that he is not in a dream world. Instead he'll know that he has a new reality around him—imaginative astral reality. Just as in ordinary conscious awareness we see tree and shrub around us, so we now see the things experienced in yonder world. Initially like dream images, and then more and more in a living vision seen in the waking state, the pupil will see the first twelve chapters of John's gospel before him. After this experience the teacher of Christian initiation will say to his pupil: ‘You must now prepare for the experience of the 13th chapter. Imagine a plant. This grows out of the mineral world. If it were able to think and have inner responses it would have to say to the mineral world: “I grow out of you. You may be a lower world than I am, but I could not possibly live without you.” And it would have to bend down to the mineral world in gratitude and say: “I thank you, stone! I owe to you my whole existence.”’ An animal would have to speak in the same way to the plant. And man would have to bend down to the lower worlds of nature and have the same inner response. And everyone who has advanced more on the social scale should bend down before those who are below him and say: ‘Without you I could not have life.’ The pupil has to practice giving himself up to this completely and do so for weeks and months. Then two symptoms will arise, which are the same for everyone. He will first of all experience both the external and the inner symptom as a particular fact. He will see himself as the thirteenth, who washes the feet of the twelve. In washing their feet, Christ Jesus sought to make this great truth apparent to the twelve. This wondrous inner experience comes to the human being in the process of initiation. It also goes as far as external symptoms. He will experience something that feels as if he was dipping his feet in water. Nobody needs to be afraid of this; it will soon pass. When the pupil has gone this far, the teacher will come and say: ‘Now you must enter into another sphere of inner responsiveness. In life pain and suffering come to us from all directions. You must enter into a condition where you meet all the suffering and all the pain that are coming from all directions in this world as an upright human being, so that they cannot harm you. You must stay with these things for weeks and months.’ Then a time comes when an astral symptom shows itself. He'll see himself in a vision of the scourging, with a sensation rather like it felt all over the body, which will pass; but the result will be that the pupil lets this feeling enter into the whole of his body. With this he has reached a level of maturity where he is able to land upright as life plies its scourge. For the third stage he is given the instruction: ‘You must now enter into an inner feeling of how things would be with you if you not only had to bear pain and suffering but had scorn and derision poured over all that is most sacred to you. You must be able to stand up, using the powers of your inmost soul, and have a centre in you that enables you to stand erect.’ A new vision will then come, where the pupil sees himself wearing the crown of thorns. The external symptom of this is a kind of headache. This indicates, right down into the limbs, that this great experience has come. Then comes the fourth station. The earthly body must become an outside thing for the pupil. Most people feel it is their I. The body has to be like a piece of wood, something external. The pupil must learn to say not ‘I am walking through this door’, but ‘I carry the body through this door.’ His body must be very much an object to him. Having lived into this for weeks and months, the pupil will have a vision, an astral experience where he sees himself crucified. That is the fourth station. Stigmata will appear for a brief period during meditation as an external symptom on the hands, feet and in the right side—not the left, as is generally thought. They indicate that this degree of development has also entered into the flesh. The stages that follow cannot be discussed, for we do not have words for them. The fifth stage is the mystic death, where the pupil will first truly have the experience of a black curtain between him and reality. He will feel lost in a way, utterly isolated, as it were, until insight is gained. It is as if the world of the flesh has vanished, and something like an impenetrable black curtain lies before the eye of the soul. This is a moment everyone must go through on this way to initiation. You encounter all the truly great suffering and pain that may rest deep down in the soul, and all the evil there is in the world. This is the descent into hell. Then it seems to the pupil as if the veil tears apart and he looks into the other world. There follows the entombment, an experience where one feels at one with the planets, and the seventh level, of which we cannot speak, for the individual has to separate his thinking from his brain to have even an inkling of it. This is ascension into heaven. My aim in giving you this description of Christian initiation was to help you understand what it is about. It is a way full of renunciation. It may be followed quietly, attracting no notice, and there are people among you who have gone through all this. It happens between the lines in life, as it were, and the more serious it is the less will it be visible on the outside. People must go through the Rosicrucian initiation to be armed against anything that may come from the outside. Many of the things you read about this in books are apt to make you think that the Rosicrucians are really charlatans, for that is how learned people often describe them. True Rosicrucians have recognized one another by a secret sign since the 14th century. They must never speak of the true nature of Rosicrucianism to an outsider. But from a particular point in time that came in the 19th century it has indeed become necessary to tell people the elementary aspects of Rosicrucian initiation. Human beings are very gradually growing up and developing the maturity they will need if they are to learn something about these things. We'll not be able to go into the question today as to why it has to be like this and why the more sublime secrets must still remain hidden. Rosicrucian initiation is also in seven stages. These are 1) study, Rosicrucian study; 2) gaining imaginative perception; 3) learning the occult script; 4) finding the philosopher's stone; 5) living experience of the relationship between microcosm and macrocosm; 6) entering wholly into the macrocosm, and 7) godliness. Let me say once again that I can only give an outline, and no more. Study is not the kind of learning we generally know. Instead one has to discover that there is a way of thinking that is still fluid and real, keeping out all sensory perceptions of the world around us. Western philosophers deny the existence of such a way of thinking.176 They say it is only possible to think if the thought still has a residue of sensory perception in it. Those gentlemen do not know that other people have been able to do this, and they do not wish to believe it because they themselves are unable to think in this way. Man must learn to forget everything, to leave everything aside that influences the senses from the outside, yet without being an empty vessel. This is possible if one enters wholly into a pure thought content that has no sensual connection, as given by the spiritual scientist, and reflects on the thoughts that evolve. I have shown this way in my books, writing them in such a way that one element arises from another, as in a living being, so that one thought follows organically from another. You give yourself selflessly to the thought, and an inner separation results. Anyone who wishes to move to a higher level must read things written out of the science of the spirit in this way. Anyone who does not wish to reach a higher level may read them like an ordinary book. The former is the case because higher perception takes the human being into other worlds. You are now living on the physical plan—plan, not plane, for like the plan of a house it has nothing to do with being level. You thus come to different plans, into different worlds. At first you live here in the physical world, then you enter into the astral, imaginative world. It is a world we may describe as follows. Imagine a plant, green, with a red flower. You do special exercises that enable you not only to see what the senses see but to perceive how a cold flame form arises from the plant, is it were. You perceive floating colours. You thus perceive spiritual entities that you cannot perceive with the ordinary senses. Everything evaporates from the surface of things and becomes the expression of purely astral events. This world is much more real than our sense-perceptible world, for the world of the senses has been created out of that world of the spirit. This physical world has condensed out of the astral world. Matter is condensed spirit to the true occultist, and we can dissolve it again. The whole of our sense-perceptible world is condensed astral reality. Behind this astral world is yet another world which may best be described by showing you how human beings come to gain living experience of it. When someone does the exercises I have described in my books, his dreams will first of all become regular. Try and enter into the nature of dreams. What is a dream? Let me give you some examples. They are taken from life, for I do not speak of other things. Someone has dreamt he has caught a tree frog and then finds he has taken hold of a corner of his bed covers. The dream symbolized the occurrence. Another example is someone dreaming that he's in a dark, musty hole of a cellar full of spiders' webs. He wakes up with a headache. Some dreams may involve high drama. A student is standing at the door of the lecture theatre. Another one comes in jostles him, and a duel is fought with pistols. The shot rings out—and the chair next to the bed has fallen over. This minor incident has come to symbolic expression in the whole dramatic story of the dream. A farmer's wife dreams she's going to town and entering a church where the priest's sermon is of sublime things. Just when it gets really sublime, the priest begins to change. It looks as if he is growing wings and then he suddenly begins to crow. At that moment the farmer's wife wakes up and the cock is crowing outside. The cock's crow has been transformed and taken symbolic form in the dream. Dreams are thus highly creative. Everything is chaotic in them. But life is given to this world and everything becomes harmonious and regular if you gain the certainty, up to a point, that this represents a reality. This is how it first shows itself, and later one takes things perceived in the world of dreams across into everyday life. Something develops which we may call ‘continuity of conscious awareness’. Human beings also have dreamless sleep. The Rosicrucian pupil next learns to perceive entities and events around himself in a sleep state. The revelations of the spirit world sound forth from the darkness of dreamless sleep. In the Pythagorean schools this was called the world of the music of the spheres. The world of the spirit sounds forth. If you really want to hear something about the devachan, this must be such that it is described to you as a world of sound. Goethe, who had this degree of Rosicrucian initiation, knew of this: ‘The sun proclaims its old devotion in rival song with brother spheres.’ That is either nonsense or a higher truth. The physical sun does not resound, but the spirit of the sun is a real, resounding entity. And Goethe stayed with the metaphor; in part 2 of Faust, he wrote: ‘Resounding now for ears of spirit the new day is already being born.’ He wrote like that because the music of the spheres of which the Pythagoreans spoke was a reality to him. I can only refer to these things briefly. All things will speak to us, a new revelation will come forth. Those are the stages the Rosicrucian pupil can reach by means of exercises. The worlds are always completely different, and someone who only knows the physical world can have no idea of the things one can learn in other worlds. One thing is the same for all worlds, however, and that is logical thinking. Our perceptions are entirely different in the astral, in the devachanic world, but the laws of thinking are the same in all three worlds. A Rosicrucian pupil must therefore first learn this way of thinking, so that he may keep to the proper path and not lose his way. The 2nd stage consists in gaining imaginative perception. I can only tell you a few things that should explain what is meant by this. When you see a tear rolling down a cheek, you conclude that the soul is filled with sadness. When you see a cheerful face you conclude that the soul is cheerful. You draw these conclusions in relation to people. When you want to ascend to imaginative perception you must do this in relation to the whole world. The life of plants, animals and stones should express the physiognomy of the world soul for you. Some things must be like our cheerfulness, other things like tears wept by the earth spirit. This must become very real to the person. And much can be experienced in this way. The secret of the holy grail, the ideal of medieval Rosicrucian pupils, is connected with this. Let us take an example. The Rosicrucian pupil would meet his teacher who would give him an exercise to do. I am going to put this in the form of a dialogue, though it has never been spoken dialogue. But what it conveys was practised and became living experience. It is entirely true and absolutely correct in every detail. The pupil would come to his teacher who would say to him: ‘Look at the plant. It extends its root into the soil, it grows upwards, opening its calyx at the top, and in there are its organs of fertilization and reproduction. Chastely and nobly and in purity it lets the sun's ray kiss it; the light, the sacred lance of love, which penetrates the calyx as a sunbeam and calls forth the potential that lies in the plant's organs of fertilization. You would have the wrong idea if in comparing the plant with a human being you were to think that the root is the head and the flower the lower part. Man is an inverted plant.’ The occultist thus sees the inverted plant in man and the inverted human being in the plant, with the animal between the two. ‘Look at the plant. It is the arm of the cross that goes down, the animal is the horizontal arm, and man the vertical arm.’177 That is the original significance of the cross. It is the symbol for plant, animal and man as three realms of nature. Plato therefore wrote that the world's soul was crucified on the world's body. And the teacher would go on to say to the pupil: ‘Look at the human being, the human being in the flesh. What is this human flesh? Compare it with the matter contained in a plant. Plant matter is chaste and pure. Human flesh is full of passion and desire. Man is higher up on the evolutional scale, but this also means that he has taken in passion and desire.’ And the occult pupil would begin to intuit a future human being whose flesh would be pure and chaste again, like the chaste calyx of a flower which holds out its organs of fertilization to the sunbeam's sacred lance of love. Then his productive powers would reach out to the spirit just as today the plant reaches out to the lance of love, to the light. Those who sought to achieve this went through a transformation of the flesh. And so the pupil was presented with the great ideal of the human being who one day will be as pure and chaste as the plant. This ideal is called the holy grail. It is one of the images that speak to the heart and the whole soul. The pupil was able to rise higher not through thoughts but through images that influence the whole soul, captivating heart, mind and soul. Only then can imaginative perception be achieved. The 3rd level involves learning the occult script. Something exists in this world which in occult life is called the vortex. It is to be found everywhere in nature and in the world of the spirit. Imagine you are looking up to the Orion nebula, which is a distinctive spiral. If you were a seer you would see that a vortex emerges like a figure 6, with a second vortex that is darker. The two intertwine. This also occurs in the world of the spirit. We live in the age that follows the great Atlantean flood. Before that, our earliest ancestors were human beings of a very different kind. People imagine today that in those times human beings were just as they are now. But the physical conditions were completely different then. Atlantis was always in darkness, enveloped in masses of dense fog. It is important for you to know this. Old German mythology holds memories of Niflheim [land of mist] and Nibelungs [creatures of the mist]. Under those conditions the human constitution was very different. The Atlanteans also had a completely different culture. You might get an idea of this if I were to give you details of the way people heard articulated sounds in all things at that time. There were no moral laws. If someone wanted to know how to relate to a neighbour, he could not appeal to some authority or other; he would listen to the waves and then he would know. It was a culture of which no trace seems to remain. It perished. When did this happen? We can see that in the heavens. About 8 centuries before the Christ was born the sun rose in the Ram. It takes about 2160 years to move through a sign of the zodiac. The sun moved into the sign of the Ram, or the Lamb, about 800 years before Christ. People felt the new constellation had brought them the new fruitfulness of spring, something new and good. We see from this that they felt the Lamb or the Ram to be important. Many things point to this, among them the legend of the Argonauts, in which the golden fleece plays such a role. The Christ himself is called the Lamb of God. The lamb was the symbol for offering veneration. Before that, the sun had been in the sign of the Bull, hence the veneration of the bull in Egyptian and Persian culture. Even earlier the sun passed through the sign of the Twins. In accord with this, duality played a great role in the Persian teachings of Ormazd and Ahriman. Traces of this still persisted in ancient Germanic culture. Before that, the sun was passing through Cancer. This was the period that followed the Atlantean flood. A vortex had occurred in the realm of the spirit. This constellation with the occult sign of Cancer can still be seen in the calendar today. Many such signs are known to man. In reality this is nothing but a recreation of primal forces of nature. If you train your heart and mind to understand the occult signs you will steel your will with this occult script. You get to know the ways of the spirits that are behind nature. A faint echo remains in symbolic signs such as the pentagram and hexagram. One occult sign you often read about is the swastika.178 The strange explanations given for it are quite unbelievable. In reality it is nothing but the sign for the astral sense organs, the wheels or lotus flowers, several of which are potentially present in the astral body—in the heart, the larynx, between the eyebrows. Astral vision begins when the last named of these wheels begins to turn. The swastika is the sign for this astral organ of perception. The 4th level is called preparing the philosopher's stone. This is a reality. At the end of the 18th century someone who had got hold of something, but not exactly the right idea, put quite a good description of the philosopher's stone in a journal. He actually did not know himself how good it was. At that time a number of things from the occult school were wrongly made public, and so someone also described the philosopher's stone. This is actually something familiar to everyone, and many people handle it daily without having an idea. To help you see what this is about, follow me in a brief line of thought. Consider human breathing. We inhale oxygen, which changes our blue blood to red, and we exhale carbon dioxide, which means we are all the time exhaling poisonous matter. Plants on the other hand take up the carbon dioxide exhaled by humans and animals and retain the carbon to build up their bodies. They release the oxygen, so that humans can inhale it again. This is a cycle. Occultists attached great importance to this process. If you dig up a plant form that has become coal today you can see that the plant built up its body of carbon. Humans take in oxygen, changing blue blood into red; plants take in carbon dioxide and return the oxygen which humans then take in again. Let us try and see what happens when the breathing process is regulated in a particular way in Rosicrucian training. The way in which it is done can only be passed on from person to person, but it is possible to speak of the effect. ‘A steady drip will hollow the stone’, as the saying goes. And that applies with the process I am now describing. The occult pupil is instructed by his teacher on doing his breathing exercises out of the spirit. It is an instruction, therefore, to regulate his breathing process in a particular way and this makes it possible for the human mind to expand a little as time goes on. It is something of which human beings normally know nothing and has to do with something that happens in the plant. The plant now becomes at one with him. Normally human beings exhale carbon dioxide and take in oxygen. The pupil must bring this to mind consciously. In his breathing he consciously experiences the change from carbon to oxygen, blue blood to red blood. He learns to do something in himself that is normally left to the plant. He will then be able to build up his own body. He learns to do so by means of regular breathing. This, then, is a real process in which the human being learns to purify his flesh also at the physical level. The alchemy of the human body lies in this. The human being is transformed into the vehicle for a pure, chaste incarnation that may be compared to a plant. The pupil is aware of something sublime, light and bright. He knows he only had to go through the flesh. That is the transformation of coal into diamond. You'll now understand the significance of bringing rhythm into the breathing in Rosicrucian training and know what was meant by the philosopher's stone. The regulated breathing process is the way to the philosopher's stone. I am only touching on things lightly, but you'll understand that something profound lies behind the search for the philosopher's stone, something connected with the transformation of the whole of mankind, so that human beings will be different from the way they are today—they and the whole earth. That is how great and strong and firm, morally great, the powers of soul must be if man is to make the flesh, too, part of the process of redemption. We also have to redeem everything that exists around us, all creation. The 5th level is to enter deeply into the relationship between microcosm and macrocosm. A great occultist of medieval times, someone we must first learn to read, used a beautiful image to show the relationship between macrocosm and microcosm. Paracelsus said: You see there the individual letters. Man is the word made up of the letters. And so we have to see man spread out in the whole of nature, and man himself as a compendium of nature. Paracelsus referred to a cholera patient as Arsenicus, for example, for the powers active in him are the same as those active in arsenic. But there is more. When someone concentrates really hard on a particular part inside him, the point between the eyebrows—this, of course, is only a reference point—he will have a particular experience in which he is taken into the inner events of the great world. These correspond to the part which in the human microcosm lies between the eyes. And so the correspondence between macrocosm and microcosm has to be experienced bit by bit. Entering deeply into his inner life, the pupil must get to know the outside world. At the 6th and 7th levels the Rosicrucian pupil comes to be at one with the whole world. He gains true knowledge of the outside world. And his feelings and his whole soul become one with the outside world to the same degree. This is the condition known as godliness. The earth's body is then his body. And the pupil achieves the stage known as being at one with the universe. It is a long road along one particular path. Those who have gone through it become messengers of the spiritual world, speaking from real experience. It is a road anyone can follow today—certainly in principle. It will take a long time for some, and a shorter time for others. One of the best theosophists, the late Subba Row, said about the time needed, which people ask about so often: ‘It is true that one person needed 70 incarnations, another 7 incarnations, someone else again 70 years or perhaps 7 years; there have been people who achieved it in 7 months, and some in just 7 days, depending on their karma from former lives on earth.’ Setting out on the road one must be patient and persevere, knowing that one will be exposed to great dangers unless one has first gone through character training. Let me give you an analogy. Take a green liquid produced by mixing blue and yellow. You can separate the blue from the yellow by using a chemical agent. Before that, the individual properties of the two solutions were not apparent. Now they show those properties. And that is how it is with the human being. High and low qualities are mixed. The lower ones are prevented from taking full effect because the higher ones have been added. If you now separate the two by doing the exercises you may find that someone who until now was more or less bearable grows malicious and cunning and also shows a whole lot of other bad characteristics. This is something you have to understand. The danger can definitely be prevented by doing specific preliminary exercises that establish a particular inner morality full of character. The pupil must first learn to keep strict control of his thoughts. He must practise making one thought the focus of his inner life for a long period, the more intensely so the better. He must stick with it and let all thoughts follow from it. This exercise must be done for at least five minutes every day. The more the better, but one should not overdo it. 2) It is necessary to be able to take initiative in one's actions. This is done by the pupil doing one particular thing on his own initiative every day. It may be something quite small and insignificant, for instance watering one's flowers. After a time one takes up another initiative. 3) One has to gain mastery over pleasure and pain. There must be no more of being on top of the world one moment and down in the dumps the next. This mastery will make you more subtly receptive, but you yourself must be the master, not your inner responses. 4)There is need to be positive. A Persian legend about Christ Jesus will show you what is meant. The Christ was walking with some of his disciples. A dead, partly decomposed dog was lying by the roadside. The disciples turned away and said: ‘How horrible that creature is!’ The Christ stopped, however, and said: ‘Look how beautiful the animal's teeth are!’ You can look for and find something beautiful in the ugliest things, something great in the smallest of things. One must always look for the positive side. 5) One has to learn to be completely unbiased towards anything new. Absence of bias to the highest degree. People tend to say: ‘I've never heard of this before, seen this before; I don't believe it!’ We have to learn in the widest possible sense never to say something is impossible. There should be a place in our hearts where one allows it to be possible, say, that the church tower is at an angle if someone says it is at an angle. We should at least consider it to be possible if we hear such a thing. The 6th level consists in bringing the 5 qualities into harmony. The pupil will then have developed such inner strength that he will be protected from anything occult training might otherwise do to him. It would be wrong to set limits to occult training and say: ‘All I want is the ethical value.’ Anyone wishing to enter into the higher worlds must follow the indicated route. The road to the most sublime insights is also the way of greatest compassion. We must gain such compassion from insight, not with phrases. When someone has broken a leg all the people standing around full of compassion will be of no use, only the one individual who knows what to do and does it properly. Merely to preach theosophy is like standing in front of the stove and saying: ‘It is your duty to get the room warm.’ And it is the same if you tell people to practise brotherly love. Just as you have to put wood in the stove and put a match to it, so you have to give people what they need if their souls are to unite in one great brotherhood, and that is insight. True insight is the fuel for the great brotherly union among human beings. Today we have the age of materialism, and because of this people have gone their separate ways.
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