190. The Spiritual Background of the Social Question: Lecture III
11 Apr 1919, Dornach Translator Unknown |
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A man like Fritz Mauthner has a quite correct feeling for this. If one walks over a meadow and sees the green surface there, differentiated in the most varied way, interspersed with white, blue, yellow and reddish varieties of flowers, one has what is the true reality in the sensible world. |
190. The Spiritual Background of the Social Question: Lecture III
11 Apr 1919, Dornach Translator Unknown |
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Translator Unknown From the various discussions on our present-day stage of development you will have seen that, from a certain higher point of view, mankind is at the present time passing through a very important phase in its existence. If I say "at the present time" we must naturally be aware that what is in question is a very long period, and when we speak of the "present time" today we mean the epoch of the consciousness soul, into which mankind entered roughly at the middle of the 15th century and which extends over 2,000 years. We will, in turn, be succeeded by another epoch, in which an essential part of human nature, quite different from what has developed in the epoch which has just elapsed, will force its way to the surface. We always divide up the whole evolution of mankind, you see, into sequences of seven phases, whether we are fixing our eyes on longer or shorter epochs. We are now standing in the fifth epoch, and we know that in the sixth epoch the spirit-self is to take possession of mankind. The development of the Ego belongs to our epoch, although it particularly brings the consciousness- soul to expression. In passing over from the fifth to the sixth post-Atlantean epoch man passes over a sort of Rubicon (see diagram), when the whole of mankind enters into a phase of development which leads up to higher spirituality. This is a very important, significant fact. Now when one is describing conditions of evolution on a great scale, for example those which concern the whole of mankind, it is always inadequate to do so by means of the conditions of development of individual men. If one does this, one is very liable to get mere comparisons. What I am about to quote is, of course, more than a mere comparison, but you must be on your guard against taking the matter pedantically. You must take it in a broad sense. You know that when a human being enters into the supersensible world he has to pass what we call the Guardian of the Threshold. One comes into the supersensible would by passing this Threshold. You will find this passing- over depicted in my little booklet The Threshold of the Spiritual World. If you take what is depicted there, together with certain chapters of the work How Does One Attain Knowledge of Higher Worlds?, you can get more precise representations of this. You know that when one passes over the Threshold the existing bonds in the human soul which connect thinking, feeling and willing become more loosened. Thinking, feeling and willing become in a certain sense more independent. On this side of the Threshold in a normal spiritual life, these three activities of Man are more interwoven. Regard must be had to these facts, that one has to pass over the Threshold on entering into the supersensible world, and that, in a certain sense, a kind of splitting apart of the three principal activities of human soul-life takes place, which makes thinking, feeling and willing independent. What the individual man can consciously experience while passing over into the supersensible world is being experienced by the whole of mankind in this fifth post-Atlantean epoch. In this fifth post-Atlantean epoch lies the Threshold through which the whole of mankind must pass. [IMAGE REMOVED FROM PREVIEW] The fact that the whole of mankind is passing through the Threshold does not at all need to come directly to the consciousness of individual men. If, for example, men were to persevere in that disposition which the majority now has, in refusing all spiritual knowledge, the whole of mankind would pass over the Threshold just the same in the course of the fifth post-Atlantean epoch, but men, for the greater part, would not be aware of the fact. That powerful soul-spiritual event which can be described as the Crossing of the Threshold can only be experienced consciously by men if they partake in that knowledge which is obtained through Spiritual Science. But event if not a single man were aware that the whole of mankind is passing over the Threshold, that in reality mankind is already, at this time, engaged in this passing, the passing would, nevertheless, take place. It does not in the least depend on whether mankind is aware of it or not. It can be that men are not aware of it. They can hinder the spreading of knowledge of this fact by their stubbornness. But the bringing to expression of the fact in the development of mankind is not thereby prevented. If you first of all take this in its abstract aspect, you will be able to say to yourselves during this fifth post-Atlantean epoch of ours, during the development of the consciousness-soul, something significant and mighty is happening to mankind. To this belongs the fact that a certain separation is taking place of the life of thinking from those of feeling and willing. Please fix your attention clearly on this fact. A separation is taking place in mankind in the fifth post-Atlantean epoch, which makes independent the life of thinking, that of feeling and that of willing. The three spheres of the soul-life of the whole of mankind are becoming more independent. And this will distinguish that mankind of the future from the mankind of the past, that in the past the soul was more centralised in itself, while in the future it will feel itself to be three-membered. If a human being is alone by himself, he will certainly be able to undergo his development in this sense in which we find it intimated in the work How Does One Attain Higher Worlds?: this concerns single, individual men. When men are taken together as a people, a state, and economic organisation and so forth, when men have intercourse with one another to get to know and to satisfy their common interests, this splitting of the whole soul-life into three spheres is developing because, as has been said, behind the scenes of existence of the whole of mankind is passing through a phase of development which one can compare with the passing of the individual man through the Threshold into the supersensible world. Now there area actually men in our time who are aware of something of these events which are occurring behind the scenes of existence. But they are only aware of them, I should like to say, in the negative sense. I have often mentioned to you the name of Fritz Mauthner, who has written a Critique of Speech and a thick, two-volume Dictionary of Philosophy.1 After I have recently said something substantial to you, just about the significance of speech in human life,2 it will be interesting to you to hear how a man of the present day thinks about the soul-life of man, who, like Fritz Mauthner, directs his attention just to speech but in doing so has no inkling of the existence of Spiritual Science, who has no idea of what Spiritual Science can do for mankind. Just in the case of this kind of man of the present-day, who is entirely ignorant of spiritual-scientific matters but who has an acute brain, more intelligent than those of innumerable official learned men, one can find peculiar opinions uttered about human development when he turns his attention to the working of speech, to the human soul. On the whole, as you know well, the mankind of today is still infinitely proud of what it calls its Science. Fritz Mauthner is not at all proud of this Science. He sets no store at all by this Science. For he believes that, while they think they have a Science, they are in fact, merely muddling about with words, that they are merely relying on words, and that while they think in words, come to an understanding with words and think that they have an inner soul-life, they are, nevertheless, fundamentally only moving about in the external words. Fritz Mauthner has made this clear. Now call to mind that I recently said to you3: of the whole construction of our speech, the dead most clearly understand what we say to them in verbs, while they aware of almost nothing of what we want to say to them when wee speak to them in nouns. In this connection you can already have a feeling of what importance speech has in the real spiritual life of men. And if men cannot rid themselves of the speech-content of their so-called thinking then, when they think in nouns, they are in actual fact thinking something completely unspiritual, something which does not make its way into the Spiritual World at all. They cut themselves off from the Spiritual World as a result of thinking in terms of nouns. It is, indeed, very much the case at the present day that men are cutting themselves off from the Spiritual World by a kind of thinking in terms of nouns. Peoples which have already fallen into decadence and which experience their verbs in a very substantive way [...] are thereby setting themselves completely off from the Spiritual World. Now after Fritz Mauthner had found that, in everything which is carried on today as Science, there really exists nothing more than a sort of "making a fool of oneself" through speech, he comes to an opinion about the human soul which is remarkable in the highest degree for the present day. He says in the first place, men confront the world. While they are confronting the world and perceive it with their senses, they are really only becoming aware of those impressions which they denote by means of adjectives. People do not pay attention to this, but it is a good remark. If you see a bird flying, if you see a table standing, you are really only perceiving qualities through your senses—let us say, the colour of the bird. You are also only perceiving the qualities of the table. It is really only a self- deception, an illusion, that you still perceive a special table apart from these qualities, that you can perceive something else besides those impressions which you denote by adjectives, namely what you can denote by nouns. With his senses, man only perceives the qualities of things. When he puts these sensible qualities into words by means of adjectives, by means of the adjectives of speech, he is living sensually with the things, in an external way. And a man like Fritz Mauthner asks himself: but what can a man, who is living with the things in an external way, really receive into himself from the things? What can he reproduce about the things? He can only receive, thinks Fritz Mauthner, what is reproduced through Art, by which is understood the whole development of art from the most primitive stages of mankind to what can be indicated today as the highest stage of art. When man digests what he perceives with the senses, what he can uttered through adjectives, Art arises. For people like Fritz Mauthner, who have stripped off much that is superstitious in the present time, especially the superstitions of our schools, artistic creation, even the most primitive of all, is the only thing which man achieves creatively in union with things. But man is not satisfied with merely expressing the qualities of things by means of adjectives: he forms nouns. But with the nouns he indicates nothing at all of what approaches men in the external sense-world. Fritz Mauthner makes this especially clear, and for this reason he says in the second place: when Man arises to illusionary life by forming nouns, mysticism arises in his soul. Here he believes that he is penetrating into the essence of things, and is not aware that he really has nothing in the nouns. In this sphere—so Fritz Mauthner thinks—he can only dream. He therefore says: if you men really want to live, you must represent things artistically, for only then are you awake. If you have no mind for artistic representations, you really are not awake at all in your soul. You are dreaming if you think that you can penetrate into the essence of things further than can be done by the mere artistic forming of sensible quality- data. You fall into unreality with your mysticism, but you have a certain satisfaction in this mysticism. You dream of things by forming nouns in reference to them. It is true that, from the spiritual-scientific point of view, this is a foolish assertion, but one which is extraordinarily acute and important for the present time, because in fact a man does only experience dream illusions if he develops only those qualities which people love today in the whole world of nouns, in which he can live mystically. But the majority of men do not make this clear to themselves. However strangely it may sound, it is an extraordinarily important fact for the life of the present day that men work with the external, sensible qualities of things, with what they bring to expression in adjectives. They work on these external things by altering their qualities in some way. Then, disregarding the fact that they are working on these external things—let us say, in primitive art, people turn to the churches, to the schools, in order to learn something about the essence of things. But there they get only get an education expressed in nouns, really nothing but illusions. A man like Fritz Mauthner has a quite correct feeling for this. If one walks over a meadow and sees the green surface there, differentiated in the most varied way, interspersed with white, blue, yellow and reddish varieties of flowers, one has what is the true reality in the sensible world. But men believe that they can get hold of something beyond this. If they walk on the road, one beside the other, and the one stretches out his hand and picks something which looks yellow, he then asks the other: but what is the plant called? The other has, perhaps, learned at some time, from someone else or at school, what this plant is called, and he utters a noun. But this whole proceeding is an illusory one—it is a mere dream-activity. The true activity consists merely in seeing something yellow of a particular shape, but what is said about it in nouns is a dream-activity. Men love this dream-activity today, but in fact it has no content. Many people, who are left unsatisfied by mere occupation with the external, qualitative impressions, listen to sermons and take part in divine-services. But all that lives in their souls as a result of the sermons and church services is also, at bottom, no more that a dream, a tissue of illusions, nothing real. Men who occupy themselves more accurately with the character of speech, as Fritz Mauthner did, notice this and draw attention to the fact that in the moment when one goes beyond what is artistic or artistically handled one at once enters the sphere of mystic dreaming. Then Fritz Mauthner differentiates yet a third stage in the soul-life of men today, one which he calls Science. Today this is quite specially proud of the idea of development, of evolution. It prefers to express what it presents in verbs. But now take what I have said to you with reference to the experiencing of verbal activity, the activity of verbs. But how many people experience verbs eurhythmically today? How dry, insipid and abstract is what men experience in verbs! The German says Entwicklung. One says "evolution" if one is going to utter the same idea in speech in a different way. But one certainly has no idea at all of the reality of the words "evolution" or Entwicklung unless one is in the position concretely to carry one's feeling right through this word, inwardly to live through it. [IMAGE REMOVED FROM PREVIEW] But how many people, if they say: "the physical man of today has evolved (entwickelt) from lower organisms" think of a ball of thread is wound together and which is being unwound, which is "e-volved"! If you have a ball, the thread of which is wound up, and unwind it, you can say: "you are evolving this". This is evolution (Entwicklung). For you have the concrete representation. Now consider Ernst Haeckel, who says that man has evolved from the apes. We do not wish to speak of the substance of the matter. Do you believe that he pictures to himself that there is a ball of thread and that something has been unwound from it by the changing of the ape into a man? Is it not the case that quite certainly nothing concrete like this lies in the word which is uttered when someone says that man has evolved from the ape—otherwise he would have had to think of the "unwinding of a thread from a ball!" What does it mean when one utters the word "evolves" but really calls up no picture of it before oneself? This is the remarkable thing that men today, while they are thinking scientifically, prefer to express themselves in verbs, take refuge in verbs, but that they think nothing at all while using verbs. For if they were to make clear to themselves what they really are thinking, they would not get on at all with the object of their thoughts. Scientific concepts are really nothing else than scientific absence-of-thought. Today you can take the thickest text book, especially in political economy, and go through the concepts there—there are just as many absences-of-thought contained in them as there are concepts. Now in this way somebody like Fritz Mauthner, who has no inkling of Spiritual Science, naturally cannot look into the reasons for the absences-of-thought into which we area now looking after we have just discussed how things are connected with speech. But Fritz Mauthner feels that, in the present day scientific way of thinking, this scientific talk is nothing more than an absence-of-thought, in consequence of the boundaries of thinking in terms of speech. It is, however, a hard fact if one has to confess: in the lower school grades, where, to be sure, plenty of sins are being committed against the children, the nature of the child demands that one gives it concrete thoughts, because it still wants to have something perceptible to the senses. But then, when people pass into the Gymnasium or become high school girls, one can already expect more from them in the way of absence-of-thought, for already the Conceptional is ceasing to have a content. And when one passes right on to the University, this is the summit of the absence-of-thought with is there traded-in as science, for the only reality today consists in handling things, what is artistic, what one brings out of the laboratory, the dissecting room and so on, the technical, the artistic. But what is "thought-out"—yes, I see, to be uttering a piece of nonsense—is nothing thought-out: it is an absence-of-thought. Fritz Mauthner feels this. He therefore sets out this list of three steps, firstly Art, secondly Mysticism (which, however, is a state of dreaming), and thirdly Science, of which he says that in reality it is a learned ignorance a docta ignorantia.
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205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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Imagine a meadow full of flowers. You see the grass as a green blanket, you see the meadow's floral decoration. That is the present, but it grows out of the past. |
205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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Today I will summarize some truths that will serve us in turn to provide further explanations in a certain direction in the coming days. If we consider our soul life, we can say that towards one pole of this soul life lies the element of thinking, towards the other pole the element of will, and between the two the element of feeling, that which in ordinary life we call feeling, the content of the mind, and so on. In the actual life of the soul, as it takes place in us in our waking state, there is never just one-sided thinking or will, but they are always in connection with each other, they play into each other. Let us assume that we behave very calmly in life, so that we can say, for example, that our will is not active externally. However, when we think during such outwardly directed calmness, we must be aware that will is at work in the thoughts we unfold: in connecting one thought with another, will is at work in this thinking. So even when we are seemingly merely contemplative, merely thinking, at least inwardly the will is present in us, and unless we are raving or sleepwalking, we cannot be willfully active without letting our volitional impulses flow through thoughts. Thoughts always permeate our volition, so that we can say: the will is never present in the life of the soul in isolation. But what is not present in this isolated way can still have different origins. And so the one pole of our soul life, thinking, has a completely different origin than the life of the will. Even if we only consider everyday life, we will find that thinking always refers to something that is there, that has prerequisites. Thinking is mostly a reflection. Even when we think ahead, when we plan something that we then carry out through the will, such thinking is based on experience, which we then act upon. In a certain respect, this thinking is, of course, also a reflection. The will cannot be directed towards what is already there. In that case, it would always be too late. The will can only be directed towards what is to come, towards the future. In short, if you reflect a little on the inner life of thought, of thinking and of the will, you will find that even in ordinary life, thinking relates more to the past, while the will relates to the future. The inner life of feeling stands between the two. We accompany our thoughts with feeling. Thoughts please us, repel us. Out of our feeling we lead our impulses of will into life. Feeling, the content of the mind, stands between thinking and willing, right in the middle. But just as it is the case in ordinary life, even if only in a suggestive way, so it is in the great world. And there we have to say: what constitutes our thinking power, what makes up the fact that we can think, that the possibility of thought is in us, we owe it to the life before our birth, or rather before our conception. In the little child that comes to meet us, all the thinking abilities that a person develops are already present in the germ. The child uses thoughts only - as you know from lectures I have already given - as directing forces to build up its body. Especially in the first seven years of life, until the change of teeth, the child uses the powers of thought to build up its body as directing forces. Then they emerge more and more as actual thought forces. But they are thoroughly predisposed in the human being as thought forces when he enters physical, earthly life. What develops as will forces - an unbiased observation readily reveals this - is actually connected with this thought force only to a small extent in the child. Just observe a wriggling, moving child in the first weeks of life, and you will already realize that this wriggling, this chaotic movement, has only been acquired by the child because his soul and spirit have been clothed with physical corporeality by the physical external world. In this physical body, which we only develop little by little from conception and birth, the will initially lies, and the development of a child's life consists in the fact that gradually the will is, so to speak, captured by the powers of thought that we already bring with us into physical existence through birth. Just observe how the child at first moves its limbs quite senselessly, as it comes out of the activity of the physical body, and how gradually, I might say, thought intrudes into these movements, so that they become meaningful. So there is a pressing and thrusting of thinking into the life of the will, which lives entirely within the shell that surrounds the human being when he is born, or rather, conceived. This life of the will is contained entirely within it. [IMAGE REMOVED FROM PREVIEW] So that we can draw a schematic picture of a human being, in which we say that he brings his life of thought with him when he descends from the spiritual world. I will indicate this schematically (see drawing, yellow). And he begins his life of will in the physical body that is given to him by his parents (red). The forces of will are within, expressing themselves in a chaotic manner. And within are the powers of thought (arrows), which initially serve as directing forces to spiritualize the will in its corporeality in the right way. We then perceive these forces of will when we pass through death into the spiritual world. But there they are highly organized. We carry them through the gate of death into spiritual life. The powers of thought that we bring with us from the supersensible life into earthly life, we actually lose in the course of earthly life. With human beings who die young, it is somewhat different. For now, let us speak first of normal human beings. A normal human being who lives past the age of fifty has basically already lost the real powers of thought that were brought along from the previous life and has just retained the directional powers of the will, which are then carried over through death into the life that we enter when we go through the gate of death. One can assume that someone is now thinking: Yes, so if you are over fifty years old, you have lost your thinking! - In a sense, this is even the case for most people who are not interested in anything spiritual today. I would just like you to really endeavor to register how much original, inventive thought power is produced by those people today who have reached the age of fifty! As a rule, it is the thoughts of earlier years that have automatically moved on and left an impression on the body, and the body then moves on automatically. After all, the body is a reflection of our mental life, and the person continues in the old rut of thought according to the law of inertia. Today, the only way to protect oneself from continuing in the old rut of thought is to absorb thoughts during one's lifetime that are of a spiritual nature, that are similar to the thought-forces in which we were placed before our birth. So that indeed the time is approaching when old people will be mere automatons if they do not take care to absorb thought-forces from the supersensible world. Of course, man can continue to think automatically; it may appear as if he is thinking. But it is only an automatic movement of the organs in which thoughts have been laid, have been woven in, if the human being is not grasped by that youthful element that comes when we absorb thoughts from spiritual science. This absorption of thoughts from spiritual science is certainly not just any kind of theorizing, but it intervenes quite deeply in human life. [IMAGE REMOVED FROM PREVIEW] But the matter takes on particular significance when we now consider man's relationship to the surrounding nature. I now understand by nature all that surrounds us for our senses, to which we are thus exposed from waking up to falling asleep. This can be considered in a certain way in the following way. One can visualize what one sees — I mean before spiritual eyes. We call it the sensory carpet. I will draw it schematically. Behind everything that one sees, hears, perceives as warmth, the colors in nature and so on – I draw an eye as a schema for what is perceived there – there is something behind this sensory carpet. Physicists or people of the present world view say: Behind it are atoms and they swirl -, and afterwards, right, as they continue to swirl, there is no sensory carpet at all, but somehow in the eye or in the brain or somewhere or not somewhere, they then evoke the colors and the sounds and so on. Now, please, imagine, quite impartially, that you begin to think about this sensory carpet. If you start thinking and do not assume the illusion that you can observe this huge army of atoms, which the chemists have arranged in such a military way of thinking, let us say, for example, there is Corporal C, then two privates, C, O, O, and then another private as an H; isn't that right, that's how we arranged it militarily: aether, atoms and so on. Now, if, as I said, you do not succumb to this illusion but remain with reality, then you know: the sensory carpet is spread out, the sensory qualities are out there, and what I still grasp with consciousness about what lies in the sensory qualities is just thoughts. In reality, there is nothing behind this sensory carpet but thoughts (blue). I mean, behind what we have in the physical world, there is nothing but thoughts. We will talk about the fact that these are carried by beings. But you can only get behind what we have in our consciousness with thoughts. But the power to think we have from our prenatal life or from the life before our conception. Why is it then that we can penetrate behind the sensory curtain by means of this power? Just try to familiarize yourself with the idea that I have just mentioned, and try to properly present the question to yourself on the basis of what we have just hinted at, which we have already considered in many contexts. Why is it that we can reach below the sensory level with our thoughts, when our thoughts come from our prenatal life? Very simply, because behind it is that which is not in the present at all, but which is in the past, which belongs to the past. That which is under the carpet of sense is indeed a past, and we only see it correctly when we recognize it as a past. The past has an effect on our present, and out of the past sprouts that which appears to us in the present. Imagine a meadow full of flowers. You see the grass as a green blanket, you see the meadow's floral decoration. That is the present, but it grows out of the past. And if you think through this, then underneath it you do not have an atomistic present, but in reality you have the past as related to what comes from you yourself from the past. It is interesting: when we begin to reflect on things, it is not the present that is revealed to us, but the past. What is the present? The present has no logical structure at all. The sunbeam falls on some plant, it shines there; in the next moment, when the direction of the sunbeam is different, it shines in a different direction. The image changes every moment. The present is such that we cannot grasp it with mathematics, not with the mere structure of thought. What we can grasp with the mere structure of thought is the past, which continues in the present. This is something that can reveal itself to man as a great, as a significant truth: When you think, you basically only think the past; when you spin logic, you basically reflect on what has passed. - Anyone who grasps this thought will no longer seek miracles in the past either. For in that the past is woven into the present, it must be in the present as it is in the past. If you think about it, if you ate cherries yesterday, that is a past action; you cannot undo it because it is a past action. But if the cherries had the habit of making a mark somewhere before they disappeared into your mouth, that mark would remain. You could not change this sign. If every cherry had registered its past in your mouth after you had eaten cherries yesterday, and someone came and wanted to cross out five, he could cross them out, but the fact would not change. Nor can you perform any miracle with regard to all natural phenomena, because they are all intrusions from the past. And everything we can grasp with natural laws has already passed, is no longer present. You cannot grasp the present other than through images; that is a fluctuating thing. When a body lights up here, a shadow is created. You have to let the shadow properly define itself, so to speak, and so on. You can construct the shadow. That the shadow really comes into being can only be determined by devotion to the picture. So that one can say: even in ordinary life, limitation, I could also say logical thinking, refers to the past. And the imagination refers to the present. In relation to the present, man always has imaginations. Just think, if you wanted to live logically in the present! No, to live logically means to draw one concept from another, to move from one concept to another in a lawful manner. Now, just imagine yourself in life. You see some event: is the next one logically connected to it? Can you logically deduce the next event from the previous one? When you look at life, are not its images similar to a dream? The present is similar to a dream, and only that the past is mixed into the present, which causes the present to proceed in a lawful, logical manner. And if you want to divine something in the future in the present, yes, if you just want to think of something you want to do in the future, then that has happened in a completely non-representational way in the first instance. What you will experience tonight is not in your mind as an image, but as something more non-pictorial than an image. At most, it is in your mind as inspiration. Inspiration relates to the future. Logical thinking: past Imagination: present Intuition Inspiration: future.
We can also use a simple diagram to visualize what is involved. When a person – let me characterize him here by this eye (see drawing on page 198) – looks at the tapestry of the senses, he sees it in its transforming images, but he now comes and introduces laws into these images. He develops a natural science out of the changing images of the sensory world. He develops a specialized science. But think about how this natural science is developed. You investigate, you investigate while thinking. You cannot possibly, if you want to develop a science about what spreads out as a carpet of senses, a science that proceeds in logical thoughts, you cannot possibly gain these logical thoughts from the external world. If what is recognized as thoughts and laws of nature were to follow from the external world itself, then it would not be necessary for us to learn anything about the external world. Then the person who, for example, looks at this light would have to know the exact electrical laws and so on, like the other person who has learned it! Equally, if he has not learned it, man knows nothing at all, let us say, about the relationship of an arc to the radius and so on. We bring forth from our inner being the thoughts that we carry into the outer world. Yes, it is so: what we carry into the outer world as thoughts, we bring forth from our inner being. We are first of all this human being, who is constructed as a head human being. This human being looks at the carpet of senses. Inside the carpet of senses is what we reach through thoughts (see drawing page 198, white) and between this and between what we have inside us, what we do not perceive, there is a connection, so to speak an underground connection. Therefore, what we do not perceive in the external world because it extends into us, we bring out of our inner being in the form of thought life and place it in the external world. This is how it is with counting. The external world does not present anything to us; the laws of counting lie within our own inner being. But that this is true arises from the fact that between these predispositions, which are there in the external world, and our own earthly laws, there is an underground connection, a sub-physical connection, and so we draw the number out of our inner being. It then fits with what is outside. But the path is not through our eyes, not through our senses, but through our organism. And that which we develop as human beings, we develop as whole human beings. It is not true that we grasp some law of nature through the senses; we grasp it as a whole human being. These things must be considered if we want to properly bring to mind the relationship between man and the environment. We are constantly in imaginations, and one need only compare life with dreams without prejudice. When a dream unfolds, it is certainly very chaotic, but it is much more similar to life than logical thinking. Let us take an extreme case. If you take a conversation between reasonable people of the present day, you listen and you talk yourself. Think about what is said in the course of, say, half an hour, and whether there is more coherence in the succession of thoughts than there is in dreams, or whether there is as much coherence as in logical thinking. If you were to demand that logical thinking develops there, you would probably be greatly disappointed. The present world presents itself to us entirely in images, so that basically we are actually dreaming all the time. We have yet to bring logic into it. We wrest logic from our prenatal existence; we first bring it into the context of things and thereby also encounter the past in things. We embrace the present with imagination. When we observe this imaginative life that constantly surrounds us in the sensual present, we can say to ourselves: this imaginative life gives itself to us. We do nothing to it. Just think how hard you had to work to arrive at logical thinking! You didn't have to make any effort to enjoy life, to observe life; it reveals its images to you by itself. Now, that's how it is in life with imagining the images of the ordinary world around us. But all one needs is to acquire the ability to make images – but now through one's own activity, as one otherwise does in thinking – and to experience images through inner effort, as one otherwise does in thinking. Then one not only sees the present in images, but one also extends pictorial imagination to life before birth or before conception, and one sees before birth or before conception. And when you look into these images, then thinking is populated with the images, and then prenatal life becomes reality. We just have to be able to think in images by training the abilities that are spoken of in “How to Know Higher Worlds”, without these images coming to us by themselves, as is the case in ordinary life. When we make this life of images, in which we actually always live in ordinary life, into an inner life, then we look into the spiritual world, and then we do see the way in which our life actually unfolds. Today, it is considered almost exclusively spiritual when someone – I have spoken about this often – truly despises material life and says: I strive towards the spirit, matter remains far beneath me. This is a weakness, because only the one who does not need to leave matter below him, but who understands matter itself in its effectiveness as spirit, who can recognize everything material as spiritual and everything spiritual, even in its manifestation as material, only he truly attains a spiritual life. This becomes especially significant when we look at thinking and willing. At most, language, which contains a secret genius within it, still has something of what leads to knowledge in this field. Consider the basis of will in everyday life: you know that it arises from desire; even the most ideal will arises from desire. Now take the coarsest form of desire. What is the coarsest form of desire? Hunger. Therefore, everything that arises from desire is basically always related to hunger. From what I am trying to suggest to you today, you can see that thinking is the other pole, and will therefore behave like the opposite of desire. We can say: if we base desire on the will, we have to base thinking on satiation, on being full, not on hunger. This actually corresponds to the facts in the deepest sense. If you take our head organization as human beings and the other organization that is attached to it, it is indeed the case that we perceive. What does it mean to perceive? We perceive through our senses. As we perceive, something is actually constantly being removed within us. Something passes from the outside into our inner being. The ray of light that enters our eye actually carries something away. In a sense, a hole is drilled into our own matter (see drawing on page 201). There was matter, but now the beam of light has drilled a hole into it, and now there is hunger. This hunger must be satisfied, and it is satisfied from the organism, from the available food; that is, this hole is filled with the food that is inside us (red). Now we have thought, now we have thought what we have perceived: by thinking, we continually fill the holes that sensory perceptions create in us with satiety that arises from our organism. It is extremely interesting to observe, when we consider the organization of the head, how we fill the holes that arise in our remaining organism through the ears and eyes, through the sensations of warmth; there are holes everywhere. Man fills himself completely by thinking, by filling that which is there, in the holes (red). And it is similar with us if we want it to be. Only then it does not work from outside in, so that we are hollowed out, but it works from within. If we want, hollows arise everywhere in us; these must in turn be filled with matter. So that we can say, we receive negative effects, hollowing out effects, both from outside and from inside, and constantly push our matter into them. These are the most intimate effects, these hollowing effects, which actually destroy all earthly existence in us. Because by receiving the ray of light, by hearing the sound, we destroy our earthly existence. But we react to this, we in turn fill this with earthly existence. So we have a life between the destruction of earthly existence and the filling of earthly existence: luciferic, ahrimanic. The Luciferic is actually constantly striving to partially turn us into something non-material, to completely remove us from our earthly existence; for if he could, Lucifer would like to spiritualize us completely, that is, dematerialize us. But Ahriman is his opponent; he works in such a way that what Lucifer excavates is constantly being filled in again. Ahriman is the constant filler. If you form Lucifer plastically and make Ahriman plastically, you could quite well, if the matter went through in confusion, always push Ahriman into the cavity of Lucifer, or put Lucifer over it. But since there are also cavities inside, you also have to push in. Ahriman and Lucifer are the two opposing forces at work in man. He himself is the state of equilibrium. Lucifer, with continuous dematerialization, results in continuous materialization: Ahriman. When we perceive, that is Lucifer. When we think about what we have perceived: Ahriman. When we form the idea, this or that we should want: Lucifer. When we really want on earth: Ahriman. So we are in the middle of the two. We oscillate back and forth between them, and we must be clear about ourselves: as human beings, we are placed in the most intimate way between the Ahrimanic and the Luciferic. Actually, you only get to know a person when you take these two opposing poles in him into account. This is an approach that is based neither on an abstract spiritual reality – for this abstract spiritual reality is, after all, nebulous and mystical – nor on a material one, but rather everything that is materially effective is also spiritual at the same time. We are dealing with the spiritual everywhere. And we see through matter in its existence, in its effectiveness, by being able to see the spirit in everything. I have already told you that imagination comes to us of its own accord in relation to the present. When we develop imagination artificially, we look into the past. When we develop inspiration, we look into the future, just as one calculates into the future by calculating solar or lunar eclipses, not in relation to the details, but to a higher degree in relation to the great laws of the future. And intuition encompasses all three. And we are actually subject to intuition all the time, we just sleep through it. When we sleep, we are completely immersed in the outside world with our ego and our astral body; there we unfold that intuitive activity that one must otherwise consciously unfold in intuition. But in this present organization the human being is too weak to be conscious when he is intuiting; but he does intuit in fact at night. So one can say: Asleep, the human being develops intuition; awake, he develops—to a certain extent, of course—logical thinking; between the two stands inspiration and imagination. When a person comes out of sleep into waking life, his I and his astral body enter into the physical body and the etheric body; what he brings with him is the inspiration to which I have already drawn your attention in previous lectures. We can say: Man is asleep in intuition, awake in logical thinking, when he wakes up he inspires himself, when he falls asleep he imagines. - You can see from this that the activities we mention as the higher activities of knowledge are not alien to ordinary life, but that they are very much present in ordinary life, that they only have to be raised into consciousness if a higher knowledge is to be developed. It must be pointed out again and again that in the last three to four centuries, external science has summarized a large number of purely material facts and brought them into laws. These facts must first be spiritually penetrated. But it is good - if I may say so, although it sounds paradoxical at first - that materialism was there, otherwise people would have fallen into nebulosity. They would have finally lost all connection with their earthly existence. When materialism began in the 15th century, humanity was in fact in danger of falling prey to Luciferic influences to a high degree, of being hollowed out more and more and more. That is when the Ahrimanic influences came from that time on. And in the last four or five centuries, the Ahrimanic influences have developed to a certain extent. Today they have become very strong and there is a danger that they will overshoot their target if we do not counter them with something that will effectively weaken them: if we do not counter them with the spiritual. But here it is important to develop the right feeling for the relationship between the spiritual and the material. In the older German way of thinking, there is a poem called “Muspilli”, which was first found in a book dedicated to Louis the German in the 9th century, but which of course dates from a much earlier time. There is something purely Christian in this poem: it presents us with the battle of Elijah with the Antichrist. But the whole way in which this story unfolds, this fight between Elijah and the Antichrist, is reminiscent of the ancient struggles of the sagas, the inhabitants of Asgard with the inhabitants of Jötunheim, the inhabitants of the realm of the giants. It is simply the realm of the Æsir transformed into the realm of Elijah, the realm of the giants into the realm of the Antichrist. This way of thinking, which we still encounter, conceals the true fact less than the later ways of thinking. The later ways of thinking always talk about duality, about good and evil, about God and the devil, and so on. But these ways of thinking, which were developed in later times, no longer correspond to the earlier ones. Those people who developed the struggle between the Gods' home and the giants' home did not see the same in the Gods as, for example, today's Christian understands in the realm of his God. Instead, these older ideas had, for example, Asgard, the realm of the Gods, above, and Jötunheim, the realm of the giants, below; in the middle, Man unfolds, Midgard. This is nothing other than the same thing in the Germanic-European way that was present in ancient Persia as Ormuzd and Ahriman. There we would have to say in our language: Lucifer and Ahriman. We would have to address Ormuzd as Lucifer and not just as the good God. And that is the great mistake that is made, that one understands this dualism as if Ormuzd were only the good God and his opponent Ahriman the evil God. The relationship is rather like that of Lucifer to Ahriman. And in Middlegard, at the time when this poem “Muspilli” was written, it is still not imagined that The Christ sends his blood down from above – but: Elijah is there, and sends his blood down. And man is placed in the middle. At the time when Louis the German probably wrote this poem into his book, the idea was still more correct than the later one. For later times have committed the strange act of disregarding the Trinity; that is, to understand the upper gods, who are in Asgard, and the lower gods, the giants, who are in the Ahrimanic realm, as the All, and to understand the upper, the Luciferic ones, as the good gods and the others as the evil gods. This was done in later times; in earlier times, this opposition between Lucifer and Ahriman was still properly envisaged, and therefore something like Elijah was placed in the Luciferic realm with his emotional prophecy, with that which he was able to proclaim at that time, because one wanted to place the Christ in Midgard, in that which lies in the middle. We must go back to these ideas in full consciousness, otherwise we will not come back to the Trinity: to the Luciferic Gods, to the Ahrimanic powers and in between to what the Christ-realm is. Without advancing to this, we will not come to a real understanding of the world. Do you think that the fact that the old Ormuzd was made into a good god, while he is actually a Luciferic power, a power of light, is a tremendous secret of the historical development of European humanity? But in this way one could have the satisfaction of making Lucifer as bad as possible; because the name Lucifer did not suit Ormuzd, one made Lucifer resemble Ahriman, made a hotchpotch that still has an effect on Goethe in the figure of Mephistopheles, in that there too Lucifer and Ahriman are mixed together, as I have explicitly shown in my little book 'Goethe's Spiritual Nature'. Indeed, European humanity, the humanity of present civilization, has entered into a great confusion, and this confusion ultimately permeates all thinking. It can only be compensated by leading out of duality back into trinity, because everything dual ultimately leads to something in which man cannot live, which he must regard as a polarity, in which he can now really find the balance: Christ is there to balance Lucifer and Ahriman, to balance Ormuzd and Ahriman, and so on.This is the topic I wanted to broach, and we will continue to discuss it in the coming days in various ways. |
177. The Fall of the Spirits of Darkness: Recognizing the Inner Human Being
21 Oct 1917, Dornach Translated by Anna R. Meuss |
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This is the botany children should be told. And they should be told of how certain green-coloured crystals which dwell in the earth behave towards colourless crystals, or a cubic crystal to an octahedral one. |
177. The Fall of the Spirits of Darkness: Recognizing the Inner Human Being
21 Oct 1917, Dornach Translated by Anna R. Meuss |
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The aim of these talks has been, and must continue to be, to show from all kinds of different aspects how people today and in the near future are moving into a period of civilization which will make special demands in different spheres of life. Speaking of processes deep down in the life of the spirit, I have sought to show what is happening today supersensibly, but all the same with powerful effect especially in the present time and which will influence the whole of human life, the whole of culture and the whole social sphere. We have been able to gather from these considerations that human soul nature will essentially become more inward. When it is said that human soul nature will become more inward we must not fail to realize that this growing inwardness will, in many instances, go hand in hand with people becoming more superficial in their intellect, for instance with regard to the sciences. This will be due to the circumstances we have already considered and others which are still to be considered. It really has to be taken into account that, in reality, evolution is never as consistent as those who present the modern scientific theories of evolution would like it to be. Their ideas are not incorrect; yet ideas which are biased, even if correct, will often cause greater confusion than completely wrong ideas. They assume simple linear evolution from incomplete life-forms all the way to the human being. This is not how it is, however, for in the evolution of humanity and also of the world outside the human being, a more outward stream is always complemented by an inner one. Thus we are able to say: if a particular stream continues for some time in the outside world, an inner stream will run parallel to it (see Fig. 11a). This stream may be more material or materialistic on the outside, whilst inwardly it is more spiritual or spiritualistic. Then a more spiritualistic stream comes to the surface and the materialistic or material stream goes down into the hidden depths of human nature. And then the situation is reversed again: the more spiritual line goes inward and the material or materialistic one comes to the surface. In the time immediately ahead of us, outer life will very much follow the course shown by the red line here (see Fig. 11a) where material events and material attitudes and considerations are concerned, and the depth of the human soul will be more spiritual. It may well be that people do not even want to know about this growing spiritual inwardness; but it will happen nevertheless. If you really dwell on this in your soul, you will be able to give due consideration to two aspects which will be extraordinarily important for the future. Remember we said yesterday that in 1879 ahrimanic powers of a special kind descended from the heights of the spirit into the realm of human evolution, and specifically into the evolution of the human intellect and soul. These powers are here, they are living among us. They seek above all to take possession of our heads, of anything we think and inwardly feel. They are angelic Spirits, I said, who cannot continue their development in the spiritual world and want to use human heads to continue to develop in the immediate future. It is therefore particularly important that this line (blue line in Fig. 11a) of secret, hidden soul development is given due attention. As I have told you, many people probably do not want to give it conscious attention; they would far rather it stayed down below, so they need only concern themselves with material things. If it is not given attention, those ahrimanic powers will take hold of this very process of growing inwardness. This is one thing we must take into account. We must be ready to face the danger soon to come in the evolution of civilization, and stand guard in our most holy, inner human reality against the influences of ahrimanic powers. Educational issues will be particularly significant in the immediate future. The inwardness of the human soul will be most significant during childhood and youth in the near future. Perhaps it is difficult to believe this today, but the time has long since come for us to say: the children and young people we see do not show their true nature in what we see on the outside. We see the red line here (see Fig. 11a), but beside it runs the blue one, a hidden inner life to which we must pay real attention. Teachers must pay attention to it, lest they surrender it to the ahrimanic powers. Education and training will have to change completely in many respects in the near future. [IMAGE REMOVED FROM PREVIEW] Let us consider the origin of the principles in our present system of education and training. Certain things always lag behind in the cosmic order. ‘Enlightenment’, as it was called, was a special feature of the eighteenth century. People even wanted to establish a kind of rational religion based only on human reflection, on the starveling among the sciences, as I have said in my public lectures in Basle.1 The way people feel they must behave towards growing children and young people in education and training has entirely come out of this stream of rationality: always do everything in such a way that the child can immediately understand; children should never experience anything deeper than they are able to understand. It will have to be realized that this is the worst possible way of providing for the life of a human being, for it takes us to a truly disastrous extreme in human life. Just consider this: if we make every effort to give children only such things as are in accord with their level of understanding, things they can grasp, we do not give them anything for later life when they are supposed to have deeper understanding. Care is taken, so to speak, to ensure that for the whole of their lives they have nothing but the understanding of a child. This approach has already borne fruit, and the fruits are what you would expect! Much of the thinking in our present-day civilized world, where people consider themselves to be so wise and enlightened, remains at a childish level. No one in the newspaper world is, of course, going to admit that the thinking in their world is largely childish, but it is true nevertheless. Essentially this is connected with the fact that only the child's understanding is addressed. This then remains the same throughout life. Something quite different will have to be done: we must fill our souls, especially if we are educators, with the inner awareness, the consciousness, that a mysterious inwardness reigns in a child and we must present to the child's heart and mind much that will only be understood later on in life, not in childhood. Later in life they can then recall these things from memory and say to themselves: this is something you heard or learned on that occasion; now at last you are able to understand many of these things. Nothing will be better for the soundness of human life in the future than for individuals to recall things they were told in childhood, and then be able to understand them. When people are able to live with themselves in such a way as to recall from memory the things they could not understand before, this will be the source for a healthy inner life. People will be spared the inner emptiness which enters into so many hearts and souls today, and causes them to end up in institutions. There, souls which have remained empty and barren inside because education has failed to give them anything that can be recalled later on in life may be offered something from outside. Something else needs to be considered in this context. Because of the circumstances I have spoken of in recent times, people of our present age have lost awareness of the close connection between human beings and the universe. People today believe they are just hunks of meat walking on this earth or travelling in a railway carriage. They will not always admit this, of course, but this is in fact what they have in mind. It is not true, however. Human beings are closely bound up with the whole universe. And it is good to bring this clearly to mind again by considering the following. [IMAGE REMOVED FROM PREVIEW] Consider the Earth. The Moon moves around it; let us say this is the orbit of the Moon (see Fig. 11b). The Earth is, of course, anything but the abstract mineral entity imagined by modern mineralogists, geologists and physicists. It is very much alive, and we can observe many forms of existence in connection with the Earth. For the moment, let us merely consider the currents which move around the Earth all the time. They move around it in all kinds of directions. They are etheric and spiritual by nature and have a real, substantial effect. Something is always present in these currents. It is good to consider the source and origin of these currents. We shall be going into more detail as time goes on; for today I merely want to make some preliminary statements. If you read my Occult Science you will find that in very early times the Earth and the Sun were one. Our present-day Earth has been eliminated from the Sun. These currents are remnants from the life of the Sun; Sun life is still present in the Earth. Yet the Moon, too, was one with the Earth in the past. And the Moon which orbits the Earth today also has currents within it. Those currents are remnants from a later time, from Moon evolution. We thus have two kinds of currents and we may call them Sun currents and Moon currents. They take quite a different course, and they are a living reality. Let us assume a creature walking this Earth in a certain way has Sun currents passing through it; these pass through easily. Let us assume another creature is constructed in a different way, so that the Sun currents pass through it coming from one side and Moon currents from the other. Sun currents are not limited to specific places and actuality pass through everything; they can therefore pass through this creature in one direction. Thus there can be creatures on Earth who have only the Sun current passing through them in one direction, and there may be others who have the Sun current pass through them in one direction and the Moon current in another. [IMAGE REMOVED FROM PREVIEW] Animals are creatures which can only have the Sun current going through them. Imagine a four-legged animal: as it walks, its backbone is essentially parallel to the Earth's surface. The Sun current, which has now become an Earth current, can continually pass through this backbone. This creature, then, is related to the Earth. [IMAGE REMOVED FROM PREVIEW] It is different with human beings. In the living human body only the head has the position held by animals. Think of a line drawn from the back of the head to the forehead—it is the direction of the animal's backbone, and the same Sun current passes through the head. The human backbone, on the other hand, is lifted out of the currents which run parallel to the Earth, including the Sun current which has become Earth current. Being lifted out, human beings are in a position (this does, of course, depend a great deal on the geographical latitude and so on, but it is also what makes people different from each other) where under certain conditions the Moon current goes through them; not through the head, however, but through the backbone. The difference between animals and humans is tremendous. The cosmic current which passes through the animal backbone passes through the human head; the old Moon current, which does not relate to anything in the animal, passes through the human backbone. The human backbone even reflects its relationship to the Moon current in its composition, for human beings have approximately as many vertebrae as there are days in a month, between 28 and 31 vertebrae. The reason why the figure is only approximate will be considered at a later time. The whole life of the human backbone, and indeed of the human breast, is intimately bound up with the life of the Moon. Hidden beneath the life of the Sun, which relates to sleeping and waking and takes 24 hours, lies the rhythmical life of the Moon. This is a basic reflection on the relationship between the human being and the whole universe. For just as the currents passing through the human backbone are part of the current which relates to the life of the Moon, so other currents in the human being relate to the other planets in our solar system. All these things are utterly real. In modern science they have been completely abandoned, and no one even ventures to consider these relationships. In consequence, scientists are not able to appreciate that the conscious human life which is outwardly apparent here on Earth goes hand in hand with an unconscious life which is connected with the human breast and arises from mysterious inner depths. This must be especially taken into account in times like those which lie ahead; it must be especially taken into account in the sphere of education, for otherwise the adversarial ahrimanic powers will take hold of the unconscious life. It would be utterly disastrous if people were to fail to note that part of their inner life, the part which is in the process of becoming more inward—the blue line in the diagram—is in danger of falling prey to the ahrimanic powers, unless it is taken up in full consciousness and deepened through the insights of a spiritual science in which courage is taken actually to say something about realities which outer science is unable to discover. We must look at this in entirely concrete terms. Consider the way outer science is going. It is entering into all kinds of abstractions and, indeed, is most useful when it enters into all kinds of abstractions. People will need this science for their outer life; it must become part of human civilization. To use the outer scientific culture, such as it is now, in education will be particularly detrimental in the immediate future. To teach children abstract notions of nature and the laws of nature which people need to know will become an absurdity in the near future. On the other hand, it will be important—I can always only give examples—to consider the lives of animals in a loving way, with their special conditions of life described to give the children a real picture of how ants behave in their communities, how they live together, and so on. As you know, the beginnings of this are to be found in Brehm's Tierleben,2 though they are not fully developed. Such symbolized stories of life in the animal world need to be more and more fully developed. Individual stories should be told in a truly thoughtful way, rather than dishing up elementary zoology to children in the dreadful way it is done now. We must tell them of the special things the lion does, and the fox, the ant, the ladybird, and so on. It is of no real consequence if the details which are told actually happen or not; what matters is that they are thoughtful and come from the heart. The kind of extract of natural history which is dinned into children today should only come in later years; children must first of all be able to take delight in stories which represent individual aspects in the lives of animals. It will be particularly important to consider plant life in such a way that one has many stories to tell about the relationship of the rose to the violet, of shrubs to the weeds which grow around them, and long stories about the Spirits leaping above the flowers as one walks through a meadow, and the like. This is the botany children should be told. And they should be told of how certain green-coloured crystals which dwell in the earth behave towards colourless crystals, or a cubic crystal to an octahedral one. Instead of the abstract crystallography which is dished out to children who are still quite young, much to their detriment, we should have a symbolistic presentation of the life of the crystals down in the earth. Our views on everything which goes on in the depths of the earth can only be fruitful if we make them fruitful with the descriptions which are given in our anthroposophical literature. It will not be enough just to list items; these things must be the stimulus and give us ideas, so that we can tell many stories about the life shared by diamonds and sapphires, and so on. Think about it and you will know what I mean. In a similar way it will be important not to dish up those horrible abstractions which are taught as history today, but again to bring life and liveliness into the course of human history and help the children to develop a feeling for what human hearts and minds experience in the course of human evolution. Conversations which did not actually take place in the physical world will have to be invented, a conversation between an ancient Greek and someone living in the fifth postAtlantean age, for example. To let those living human figures appear before the mind's eye of the children will be much more useful than all the historical abstractions presented to them today. You can see where this is leading. The point is to fill the souls of children with living ideas so that the mysterious hidden undercurrent in them can be reached. Then you will see an inner life which is less arid and infertile and people who will be will also be less nervous later in life, because they will be able to recall stories which were told out of an insight into cosmic laws. They will also be familiar with the laws of nature and able to establish harmony between what was given to them in a living, vital form and the laws of nature. Their minds can only grow barren if they are given the abstract laws of nature. These are a few thoughts I wanted to put to you with special reference to the field of education. It is, of course, much easier to get together in all kinds of associations today and proclaim over and over again “Education must be put on an individual basis”—and other abstract formulations of this kind. Of course, this is easier than to do what is now needed, which is that people interested in education should enter into the spirit of human and natural evolution and find imaginative tales which allow the life of the spirit to be concretely grasped in exactly the form it will take in the immediate future. We will always, and in every field, need the stimulus of spiritual science. It alone will be able to let new life arise from the dying forms of the present life of mind and intellect—new life which can act as a stimulant in the way I have described, especially for the minds of children. Without the stimulus of spiritual science, one will be a dried-up school teacher who also dries up the children's minds. Worst of all, people will increasingly have the idea, especially with regard to educating the young, that the best we can do with everything we learn is to forget it again as quickly as possible. If a situation is created where in later life people do not want to miss any of the things they were given in their childhood, this will not merely be a pleasure but prove a wellspring, a true wellspring of human life. I would ask you to take this to heart. Science itself also needs new stimulus. Yesterday I spoke of how difficult it is to bridge the gap between spiritual science in general and the special fields in which people are engaged in scientific life. Yet this will be absolutely one of the most essential things in future. You must have realized from some of the things said here and elsewhere that paucity and impoverishment of concepts and ideas have led to the conditions we have today. I have said it in my public lecture in Basle and I have also repeated it here, that people who considered themselves competent believed when this war started that it would last no longer than four months. They thought they had studied the social and economic structure and they formed the idea on that basis. Their ideas of this kind did not relate to reality, and reality has proved them wrong. It is strange how little people are prepared to learn from events. Someone who had arrived at such an idea on the basis of their own scientific understanding surely ought to say to himself now: ‘The premises on which I based my conclusions were clearly quite inadequate.’ Surely, he must now be inclined to learn something. But he sleeps on, drawing further conclusions from those same premises, which have only changed a little under the pressure of experience, because he does not want to consider the inner connections. Of course, anyone who wishes to consider the inner connections in life will have to take this hurdle, which is such a problem, particularly to people who are involved in scientific issues. The last thing they want is to be bothered in the limited field in which they are active; they do not want to establish links with related fields. This type of specialization was quite a good thing for a time. If it continues, and if our university students continue to be ruined by the bias which comes with specialization, the calamities which result when people's ideas are divorced from reality will get worse and worse. We will have people in municipal, rural and national representative bodies who simply have no real grasp of the issues they are supposed to regulate according to law, because their ideas are too limited to encompass reality. Reality is far richer than those ideas. There can be no question, then, of being inclined to leave specialized areas as far as possible to ‘experts’, nor of using anthroposophy to satisfy subjective and egotistical needs. It has to be a matter of knowing how to unite these two opposites, and let one prove fruitful for the other. Something we find again and again—you would also find it so if you were to focus your attention on these things—is that if you speak about special subject-areas to people who are sincerely devoted to anthroposophy, they do find the matter rather tedious. The request is always to speak about central issues—soul, immortality, God, and so on. This will, of course, satisfy their immediate egotistical religious needs, but it leaves no opportunity to give them what is needed more than anything for the near future, namely that people make themselves a real part of this real life. This is why we must take note when someone seeks to make a real connection between impulses to look at things on the basis of spiritual science and the specialist areas. I have previously drawn attention here3 to the important book our friend Dr. Boos4 has written on the Collective Agreement.5 The book is now generally available and I should like to draw your attention to it, for it is a perfect example of building bridges between the general approach used in anthroposophy and a whole specialist field, the sphere of law. The point is that our friends will not, I hope, consider special investigations of this kind as something outside their sphere but rather give them their attention, for in the time which lies ahead life itself will have to be the subject for anthroposophical consideration. If you read the book carefully and work through it, you will find aspects of everyday life are taken up in a living way, and also in such a way that one can see two things coming into play here: first, impulses to consider life in a truly comprehensive way, impulses altogether attuned to cosmic laws, and then also great historical perspectives. You will also find it infinitely helpful to consider the difference between Romance contracts and agreements on the one hand and Germanic social cohesion on the other. The relationship of Romance to Germanic human nature presents itself in a very profound way in a particular specialist field. And it is important, especially with this specialist book by Dr. Roman Boos, to work one's way up to what really matters for the immediate future from the point of view of spiritual science -to bridge the gap between the life that presents itself to the senses and in which we establish our social conditions, and the life which streams in from the spiritual world and lets the Spirit pulse through our forms of existence. I also recommend that you read the new issue of Wissen und Leben,6 which has an article by Dr. Boos on the key issues in Swiss national policies.7 You will find that current political issues can also be considered from a different point of view than that of everyday journalism—if you do not mind my saying so. Awareness of the relationship between different forms of culture, such as different forms of art, for instance, and political forms, is brought out most beautifully in this essay. Having read Dr. Boos' article, which takes a serious look at Swiss national policies and is truly in the anthroposophical spirit, you may glance at the first essay in the journal, which is on the significance of the Reformation and was written by Adolf Keller.8 It is an essay in the old style, even if it is thought to be in a very new style. In one and the same issue you therefore have a justifiably truly modern work side by side with the most antiquated stuff. People who write such antiquated stuff do, of course, believe they are particularly clever and logical, with penetrating thoughts. The significance of the Reformation is discussed from different points of view in elevated terms which are nothing but empty and vapid abstractions. Having read Adolf Keller's article, which is decent and well-meant and one of the best pieces of work in this field, one is tired out from being tossed hither and thither between what are again and again the same abstractions: the Reformation created freedom of initiative; freedom of initiative arose through the Reformation; when the Reformation was in progress, free initiative came to life. One is tossed hither and thither in the typical fashion of all abstractionists who know no better than to wallow in a few impoverished notions, having nothing to do with the real world. Here you have a typical instance of the abstract way of thinking which must be overcome, when people live with notions that have little real thought to them, yet are positively smacking their lips with pleasure because they imagine they are saying something really outstanding when they put it in a particularly abstract way. A few days ago I was sent a treatise on profound theosophical matters which was, in fact, merely a treatise on the ‘something’; it only dealt with the ‘something’—the ‘unimproved something’ and the ‘improved something’, and how the improved takes hold of the unimproved, and how the ‘improved something’ takes precedence over the ‘unimproved something’. And so: conscious and unconscious ‘something’, improved and unimproved ‘something’—going one way and then the other, here again, there again; and in the final instance you have no more than this strange modern way of working in the abstract—though here applied to things of the spirit—which likes to see itself in the abstract and in reality is flight from reality and no longer has anything to do with any kind of reality. This does, of course, have quite specific consequences. People's limited ideas make them unable to wend their way through the river of life. Their ideas are too limited to encompass the reality of life. As a result one reads things like the following, for instance, which is on page 51 of Adolf Keller's essay:
Nothing but abstractions, and we are pushed hither and thither among them. Then follow the words: ‘This is the gospel, Jesus Christ.’ The gentleman has gone so far in his abstract thinking that he identifies the message of Jesus Christ with Jesus Christ himself. This is what one gets when abstraction is taken to its extreme. What follows is strange indeed. He has rejected mysticism. With his limited ideas he says that the Reformation had nothing to do with mysticism but that it creates healthy life. As if mysticism were not exactly such a living experience. But you see, his limited ideas cannot encompass reality. They are therefore used to say exactly the same about completely opposite things Thus he rejects the ‘seething and boiling’ as something which true adherents of the Reformation should not have, for if they did they would be mystics.
Thus the Reformation must not be a ‘seething and boiling’ in the depths of the soul, yet this same Reformation can only be active in the soul if it is able to set the soul aglow, that is make it seethe and boil. You can study the whole essay like this, and nowhere does its poverty of spirit prove adequate for entering into reality. Yet writings like these are read with real passion today. People consider them most erudite. They fail to realize that they only have to read two or three lines more and they get all confused in their minds, for the same ideas have to be used for quite different things, and there is such a paucity of ideas. If, on the other hand, you study Roman Boos' beautiful essay on the key issues in Swiss national policies—I do recommend it, for it will show you how connections can be made between political life and other forms of culture, and how our ideas can really come alive and the life of ideas be enriched, how you can find an exemplary study here concerning the future of Swiss politics—you can compare this with the vapid maunderings of Adolf Keller's essay in the same issue of the journal. By spending just a single small sum you can have the opportunity of getting old and new absolutely side by side and really see for yourselves. Sometimes I really have to take account of current issues which are in complete opposition, for anthroposophy does not exist for self-indulgence at exalted levels but to make exactly the observations which take us truly into the present, into the intents and purposes of the present time.
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179. Intellectuality and Will – The Necessity of New Cognitive Powers
22 Dec 1917, Dornach |
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Just as nature makes its tremendous leap from the green leaf to the colored petal, so nature makes its leaps everywhere. And it was not a general transition from the fourth post-Atlantic period to the first half of the 15th century, to the fifth post-Atlantic period, starting from the second half of the 15th century, but there was a tremendous turnaround. |
179. Intellectuality and Will – The Necessity of New Cognitive Powers
22 Dec 1917, Dornach |
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Translated by Steiner Online Library It seems appropriate to look back at this point in our meditation on the various things that have passed through our souls in the course of these discussions. We will not repeat them, but rather use them to orient ourselves, to shed light on things from a certain point of view. For the reflections we have been making during this time, and which in a certain way have followed on from what we have brought before our soul through previous years, they should, above all, in addition to the positive messages they contain, be suitable for filling our soul with thoughts that are needed by the human soul in this time, a time that must be recognized as one of the most serious in the development of world history. Despite the many things we have been through in recent years, we are truly facing serious issues. And no one should fail to recognize the seriousness of the times, for in doing so they would be distracting their souls from the many things that are eminently necessary, that are urgently needed by the human soul if it is to experience the present time in a reasonably dignified manner. We have tried to characterize the 19th and the beginning of the 20th century with the means that arise when one considers the important, incisive events with which the development of human beings in this 19th and 20th century is connected. You will have recognized that, above all, if we want to understand what the most significant characteristic of this most recent time is, we have to look at the fact that our time is almost suffering from an overabundance of intellectuality. Not that this should be taken to mean that humanity in our present time, compared to earlier ages, is particularly clever. What is meant is that the various powers of the human soul in our time all tend towards intellectuality. And since we live in the materialistic age, intellectuality is used exclusively to interweave the material existence with the human soul, and conversely to interweave the human soul with the material existence. Our intellectuality is not high in the present age because it is directed almost exclusively towards the compilation and summarization, if I may express myself pedantically, towards the systematization of material things and material phenomena. But in a certain sense, this intellectuality is dominant within the human soul. What is the necessary strength of soul that must be added to intellectuality in the next age, at the beginning of which we stand? Today everything is imbued with intellectuality, even if it is intellectuality that relates exclusively to the physical plane. Science is imbued with intellectuality, art is imbued with intellectuality, human social thinking is imbued with intellectuality. What must be added is something that, when truly understood, cannot be intellectual at all. And what cannot be intellectual at all, when it is truly understood, when it is taken up into human consciousness, is the human will, the human will so permeated with love, as I have tried to characterize the human will in connection with the impulse of love in my “Philosophy of Freedom”. The human will expresses itself either in the subconscious realities of the drives, the desires, whether they be selfish individual desires, social desires, or political aspirations, all this remains unconscious or subconscious. But if the will is really elevated to the sphere of consciousness, then what is otherwise overslept by the will impulses, or at most dreamt, as the last considerations have shown, is elevated to the sphere of consciousness, then this view of the will can no longer be materialistic. We find in our time for every truly spiritually discerning person a proof that what will is, is not grasped in our time. And this symptom is that in such a way as it is the case, the question can be raised at all by those minds who consider themselves the most important in our time: whether there is any human freedom at all or not. This question, whether there is any human freedom at all or not, proves, when it is raised, an unspiritual way of thinking. From the spiritual point of view, one must approach the question of freedom in a completely different way. One must approach it in such a way that one knows: the one who can doubt the fact of human freedom does not understand the human will. Wherever doubt arises about human freedom, this presence of doubt is proof that the person in question has no idea of the real reality of human will. For as soon as one recognizes the will, one also recognizes the self-evident correlate of the will, one recognizes the impulse of human freedom. However, in our time, freedom and necessity are discussed in such a way that what I explained to you last time in the trivial comparison with the pumpkin and the bottle can be clearly recognized in the discussion. I said that if you make a bottle out of a pumpkin, one person can say: This is a pumpkin – and another can say: This is a bottle. This is how people today argue about the freedom and necessity of human action, and what they have to say is usually worth as much as if one person stubbornly claims that it is a pumpkin and the other stubbornly claims that it is a bottle. It is just a pumpkin that has become a bottle! What is important and essential is that people should again take up the power of the will into their consciousness. Whenever one speaks of the will of the world, one also speaks of that which really rules in the will of the world: of world love. However, there is little need to speak of it, for it rules when the will really exists. And it is much more significant to speak of the individual concrete impulses of the will that are necessary in our time than to indulge in sentimental generalities about love and love and love. But things must be looked at in such a way that in looking there is real courage for knowledge and also real energy for knowledge. For knowledge of the complete, whole human nature is necessary for our time. And our time must begin to raise the question as a question of human destiny: How must our view of the human being be shaped when we question the fact that the sphere of the so-called living and the sphere of the so-called dead is one, that basically, we only live with our sense perception and our intellect among the living, but that we, in so far as we are feeling and willing beings, live in the same world in which the dead also live. And this realization must be followed by the inner soul impulses that are involved in this question of knowledge, a real will to understand the life of man in a concrete way, including how it proceeds between death and a new birth. Because without an understanding of this disembodied life of man, a real understanding is also not possible for the existence of man within the physical body, namely an understanding of the task of man within the physical body is not possible. To put it somewhat abstractly: it is necessary for present-day humanity to truly absorb the inner impulses of the zeitgeist, that zeitgeist that has ruled in the narrower sense since 1879, and in the broader sense since the mid-15th century, and to familiarize oneself with the impulses of this zeitgeist. Many people – at least as regards what is actually meant by the words just spoken – most people in the present day have hardly the slightest idea. I have often said in these reflections that what is taught to our youth - to our younger youth and to our older youth - as so-called history is mostly, on the one hand, fable convenante, and on the other hand, often worthless stuff. If real history is to come into being, then it is first necessary to see through what the impulses of the last centuries were and what must change in these impulses in our own age. Today, we have hardly any idea of the tremendous change that has taken place in human thinking and feeling with the beginning of the fifth post-Atlantic period, with the middle of the 15th century. The most nonsensical word in relation to development is considered by many people today to be a guiding principle. This nonsensical word is: nature does not make leaps. Just as nature makes its tremendous leap from the green leaf to the colored petal, so nature makes its leaps everywhere. And it was not a general transition from the fourth post-Atlantic period to the first half of the 15th century, to the fifth post-Atlantic period, starting from the second half of the 15th century, but there was a tremendous turnaround. One can only orient oneself if one can at least to some extent compare what the few centuries of the fifth post-Atlantic period have brought so far with what has gone before, for both things are fundamentally different from each other. From a certain point of view, I would like to draw your spiritual gaze to this matter today. If one has familiarized oneself with what can be learned from the current content of science, the current content of human education – if one may use the foolish word “education” – and has prepared oneself from this today, then one does not understand writings from the 15th century, even if one is a particularly learned person of today. Now you must not misunderstand me. Under no circumstances, given all the conditions of our anthroposophically oriented spiritual science, can I be in favor of rehashing old things. All the talk that is going around the world today about the necessity of warming up all kinds of old books and all kinds of old ideas cannot be applied to the field of our anthroposophically oriented spiritual science because this anthroposophically oriented spiritual science has to draw from the immediate spiritual life itself that which has to be revealed for the present time, and because in our time important things are being revealed for the recipient. But one can clarify many things by looking at the way in which a truly learned mind today can relate to the things that have been preserved as wisdom – we do not need to go back any further than the 14th or 15th century. If today a truly learned mind takes up the works of the so-called Basilius Valentinus, the famous adept from the 15th century, for example, he does not know what to make of them. What usually happens today when people like Basilius Valentinus do something – it could also be others, but I am citing him because he is the most famous adept of the 15th century – is that they either talk nonsense, amateurish stuff, stuff they cram themselves full of that cannot be understood, but they believe in it, or they talk nonsense as learned buffoons, talk impotent stuff about what flows to them from Basilius Valentinus. If you read something like Basilius Valentinus with a connoisseur's eye, with a truly spiritual connoisseur's eye, you soon realize that this Basilius Valentinus contains a wisdom that is indeed useless for people of the present, who have the current interests of the present, but that in this Basilius Valentinus there is all the more wisdom of the kind that occurs when one can connect with the souls that exist between death and a new birth. One can say, whatever appears unnecessary to people at present, this wisdom as it stands in Basilius Valentinus, is all the more necessary for those people who live between death and a new birth. They too do not need to study Basilius Valentinus, because in anthroposophically oriented spiritual science we have something that speaks the language that is common to the so-called living and the so-called dead. What anthroposophically oriented spiritual science provides is enough to also speak to the dead in the way we know. But I mention it as a historical fact that the way in which the dead person absorbs the knowledge of the world has a certain affinity with what is found in writings such as those of Basilius Valentinus. For Basilius Valentinus talks about all kinds of chemical processes, seemingly about what is done with metal and other substances in retorts and crucibles. In reality, he is talking about the knowledge that the dead must acquire if they want to carry out their tasks in that lowest realm of which I have spoken, which is thus the lowest realm for them, in the animal realm. He speaks of what one has to know about those impulses that come from the spiritual world in order to understand the microcosm itself emerging from the macrocosm. This is indeed the cognitive activity of the soul between death and a new birth, but it can only be properly carried out today if it is prepared between birth and death. This was still present as an atavistic inheritance, as an ancient heritage of wisdom, until the 15th century. And Basilius Valentinus speaks of this ancient wisdom heritage, speaks of the secrets of how man is connected with the macrocosm, speaks of real, divine wisdom - in imaginations, as we would say today. This way of relating to the cosmos in knowledge has disappeared over the last few centuries. It must be acquired again – in a more spiritual way than it existed before the 15th century, it must be acquired again. For it must be practiced both in science and in socio-political life. Salvation for mankind is only possible if such goals are pursued. And it must be recognized that salvation for mankind is only possible under the influence of such goals. An ancient heritage, which could be called a primal revelation, was handed down through the centuries. In the materialistic fifth post-Atlantic age, it was lost. It must be acquired anew. It can only be acquired if man acquires it, as we have often discussed, by permeating himself, but actively, deliberately permeating himself with the Pauline “Not I, but Christ in me”, when he calls upon those forces that emanate from the Mystery of Golgotha, after having absorbed the mystery forces of Golgotha into his own soul. Christ in me», when he summons those powers that proceed from the Mystery of Golgotha, and, after absorbing the mystery powers of Golgotha into his own soul, uses these powers to explore the universe. And only in this way can we join with the dead who rule among us. Otherwise we will be separated from them for the simple reason that the plan of the world, which we can only grasp with our imagination and our senses, can never bring us into any kind of relationship with the dead. But as I said, what does the learned mind of the present day make of this ancient wisdom? Perhaps in a similar way to the scholar who spoke the words: “The last and most important operation” by Basilius Valentinus “is the gradual heating of the philosophical mercury and gold in the Thus Theodor Svedberg in Uppsala, who has written a book about these things from the scientific standpoint of the present and who in this respect is only representative of all the learned minds who unfortunately cannot comprehend. It is still the best thing for them to say: Unfortunately, one cannot comprehend. For all of them, Basilius Valentinus has already written the necessary dismissive words himself, in that he writes in his “Twelve Keys to the Universe and Its Understanding”: “If you now understand what I am saying, then you have opened the first lock with the key and pushed back the bolt of the approach. But if you cannot yet fathom the light within, then no glass vision will help you, nor natural eyes be able to help you to find the last thing you lacked at the beginning. Then I will no longer speak of this key, as Lucius Papirius taught me. Thus speaks Basilius Valentinus to all those descendants who, when confronted with ancient wisdom, can only utter the words: Unfortunately, one cannot comprehend. But these people of the present have something else to do than to understand the spiritual! These people of the present must deal with all kinds of other things; and when there is any mention of the spirit, then they must, above all, deal with slandering this mention of the spirit. And an enormous amount of time is spent today on slandering this mention of the spirit. To the Berlin nonsense of Max Dessoir can be added – I have not yet been able to read the writing myself, but I have been told a few things – the Dutch counterpart of the philosopher Bolland, who has indeed earned some merit for the development of philosophy by inspiring the philosophical youth of Holland with his repetition of Hartmannian and Hegelian phrases, but also, as it seems, could not avoid using his philosophical unproductivity in recent times to defame our spiritual science with all kinds of untrue stuff. This must be emphasized again and again, because in order to truly take up spiritual science in our soul, we also need to pay attention to the way in which the present, in its spiritual-scientific impotence, relates to what is necessary for humanity. This present-day science - I am not talking about the external science, which, as you know, I fully recognize, even if I don't follow every naturalist - but what is often called philosophy and the like is, in the present day, not much more than abstract talk, conducted in complete confusion about the concepts of pumpkin and bottle. Unfortunately, it still happens far too often in our society that we repeatedly fall for the nonsense talk of contemporary philosophers in particular and are even occasionally glad when here or there some philosophical button finds this or that, let us say, not to be criticized by what anthroposophically oriented spiritual science wants. As if it were not, if he does not find it to be criticized, at least his duty and obligation! We need not be pleased at all when, as many of us are, a word of praise falls from this or that side. Even these words of praise are usually not exactly borne by a great understanding. But we must be prepared for the fact that such slanderers of the Dessoirs or Bolland type will arise again and again, and that they will even multiply in the near future. For these people must occupy themselves with something! And since they are far too lazy to concern themselves with what must be brought from the spiritual world for the salvation of mankind in the present age, they must occupy themselves with slandering what is brought. Basilius Valentinus, I said, still offered an ancient, atavistically inherited legacy, a science of the way in which man is created out of the cosmic All, which is above all the science of the soul freed from the body, but which must also be the science that wants to contribute to everything that is not merely external nature. This science can only be furthered if the realization of the will is added to the pure, and indeed materialistically oriented intellectual element of modern times. This will, which, when it is really recognized as will, can only be recognized in its spiritual nature, because it expresses itself only spiritually in the present stage of development of mankind. What the present time so urgently lacks is a courageous bringing forth of the impulses of life from the sphere of the will. Above all, the present time wants to talk, talk! That is good, but only on the basis of true knowledge. The present time does not want the latter – everyone wants to talk, everyone wants to talk, even on the basis of vain assumptions. And we have indeed seen that it is precisely in this disregard for the spiritual element in the world that the misfortune of our age lies. At the present time, one is only sincere about the evolution of humanity when one really wants to engage in the investigation of those impulses of the will that are necessary to push forward the waves of human evolution. Of course, these things should not be taken personally. In this or that place in life, everyone can naturally say: Yes, what should I do? - Certainly, that can never be the demand, that we should understand today what we should do in order to somehow take the first steps tomorrow, to undertake something that will make a world epoch. What we have to undertake, karma will bring to us. But what we have to do is to open our eyes – I mean the eyes of the soul – to really recognize, to really see through the time. What we have to do is not to oversleep this time, but to look into what is happening! What the materialism of the fifth post-Atlantean period has taken away from people, what it necessarily had to take away because people first had to orient themselves purely personally, are comprehensive ideas, as they are the outpourings of the Zeitgeist, and these are comprehensive ideas that we can have in common with the so-called dead. The intellectualistic stuff that has become so great in our time has not only seized human souls, it has therefore also seized the social and historical development of the age itself. Faced with the necessities of history, man has, with a certain right – for these things are not to be criticized, but characterized – man has, with a certain right, handed over to the machine much of what he used to do out of his human initiative, and I also mean out of the organic human initiative. The materialistic age is, of course, at the same time the machine age. And this machine age not only forms with the machines what it needs for ordinary life, but war itself has become the maintenance of a great machine. It could not have happened otherwise, because in the course of the last few centuries, humanity has not only developed a certain class of humanity, but within this class of humanity it has also cultivated views that are above all concerned with only accepting as scientific that can be realized within the outer social order in the making of machines: either in the making of mechanical machines - if I may use this tautology, this pleonasm - or in the making of social machines. For example, until the war, the international financial management of the world was a large-scale machine. Everything was machine-like. Man has given up a great deal to the machine-like. A certain stratum of humanity retained only that which makes trivial necessities of life pleasurable. One could say: toiling in winter, bathing in summer and only as much thinking as is necessary, so that the world machinery toils for one, became the signature of the age. Not as if it could have been avoided. This world machinery had to come about, that is quite natural. To criticize what has happened is a dilettantism in which spiritual science cannot participate. But the matter must be seen through and recognized in the nature that it has, because only then will it be possible to develop the right impulses of will in response to it. Again and again, people have come along who have already expressed the appropriate ideas for this age. But these spokesmen for the appropriate ideas were actually regarded as impossible human personalities, especially in the second half of the 19th century and at the beginning of the 20th century. Subsequent humanity has gone back to its daily routine without giving a thought to such clear-sighted minds as Bright's and Cobden's, who saw how the social structure of humanity must be on earth under the influence of the machine age. Subsequent humanity should have used some of its intellectual power to find out how appropriate Bright's and Cobden's ideas were for the machine age! But to force the will into the intellect in order to see through reality, that is an effort from which the people of the present shrink. They do not want to imbue their thoughts with will. They want their thoughts to be sentimentally directed towards that which, as they say, makes their hearts glow when they want to uplift themselves. And under the influence of such thought, divested of will, but which feels so warm and comfortable when prattling sentimentalities, one gets accustomed to seizing even the most important questions with a thought that is weak and lacking in will. Above all, one gets accustomed to learning nothing about the development of world history. Is humanity ready to learn at the present time? This, too, is not meant as a criticism but only as a characterization. All that I say is not inspired from the point of view of criticism, but is inspired from the point of view of stimulating the will. It must be made clear how to introduce the impulse of the will into one's thoughts, which can serve for the good of humanity. Unfortunately, people today are not inclined to learn enough. They let things pass by and talk about them, believing that by talking they can also master the element of will. How much has been chattered, insubstantial chatter in the time when the ominous causes of this world catastrophe were preparing! How much has been chattered at the suggestion of the Tsar's peace manifesto frippery! This could happen because it can be said that people had to be taught that these were peace manifesto shenanigans, and that all the chatter that was attached to them was millions and millions of miles away from the possibility of stimulating impulses of will in humanity. But learning should be done. Is learning taking place? No, for the time being learning is not taking place – and it is not a matter of criticizing the lack of learning, but of seeing through this lack of learning so that one may learn. What has taken the place of the chatter about all kinds of world goals in connection with the peace manifesto frippery of the now dismissed tsar? The other nonsense of the peace manifesto frippery of the chatterbox Woodrow Wilson! Exactly the same thing instead of the same thing! That is to be learned, that humanity does not want to learn. And in the realization of this unwillingness to learn, the holy will for the right volition will be kindled in our soul, which must arise from the right insight into that which works and lives in our time. In my public lectures, I have said that, fundamentally, what has developed over the course of the last four hundred years in the historical dream of humanity was enunciated as a world program in the course of the nineteenth century by people like Karl Marx and similar thinkers. The impulses had already passed when it was expressed, but what was basically the basis for the historical development of the last four centuries was expressed with it. What is the situation today? The situation today is that the broader sections of the population have abandoned all thought about social interrelations. They leave it to the professors of political economy, who have indeed talked enough nonsense over the last few centuries, and especially decades. Real social thinking, which has to emerge from the knowledge of the impulses coming from the spiritual world, has been lost in the so-called leading classes. Only one class has recently brought forth world-historical ideas: that class which, in occult conception, are brothers of the shadows as opposed to the brothers of the bourgeois parties of the last centuries. World-historical ideas, even if they are shadowy ideas, have been brought by Social Democracy, gray shadowy ideas of a particularly dangerous kind, since they are completely impregnated with the spirit of the last centuries. But world-historical ideas are what the other strata of humanity have completely lacked. For the other strata of humanity, they would have had to borrow them from the spiritual world; they would have needed to develop their religious, social, and historical ideas not in a general, unctuous way, but to see through social development on a firm foundation of knowledge. No one will understand social evolution in reality who is not willing to place himself in a position to do so from the starting points on which these reflections have been based in recent weeks. The best that the so-called living can receive from the spiritual world today, the best that the dead reveal to us from their life between death and a new birth, speaks for this. The new understanding of the mystery of Golgotha, which we must approach through the deepening of anthroposophically oriented spiritual science, speaks for this. Everything that we should allow to pass through our souls as serious Christmas thoughts in these serious times speaks for this. For it was for the salvation of mankind that the Being whose birth is celebrated at Christmas entered into the evolution of the earth, not merely for the comfortable talking to of the soul, but so that this human soul might be imbued with – if I may use the paradoxical word – the will to will, the will to want. If this will to want permeates human souls, then this will mean the impulse for a longing for truly new ideas, because the old ones have been used up. Sometimes we can no longer even use the words. We live in catastrophic times. To call what is happening war is almost anachronistic, arising only from the old habit of still calling a bottle a pumpkin. But just as little as what is happening should be called war, just as little should the comfortable hope speak of peace in the old way, in a careless manner! Mighty portents are announced in our time, and it is incumbent upon humanity to try to understand these portents. In the events themselves, events are changing. 1914 marked the beginning of a world event that could perhaps be called a war between the Entente and the European Central Powers. But something essentially different prevails under what is so-called, and completely different enemies face each other! And in our days a serious symptom of what smolders beneath what we still call, rather inappropriately, a war between the Entente and the Central Powers, is looming for us, a symptom which consists in the sad clash of the populations of northern and southern Russia, a significant symptom, even if it may fade away for the time being, a significant symptom of what is smoldering beneath the surface of events. People do not like the fact that things are being called by their right name today, because they do not want the volition, because they prefer to ignore the seriousness of the times as long as possible, as long as the stomach does not growl too loudly. What is at stake is whether we really develop the will to see the deeper foundations of events, whether we finally develop the will to cast off all superficiality and look things in the face with the eyes of the soul. In the next lectures, we will have to supplement what we have now let pass through our soul in a kind of overview with a variety of additional points that are connected with the deeper impulses to which we have devoted ourselves in these reflections. But I believe that in this time, if we do not want to weave a veil before our eyes, we most honor the mysterious threefold necessity that passes through world-becoming and is the brother of human freedom and the freedom of the other creatures. Here on this earth we must grasp freedom. In this respect, too, the modern man's gaze learns a great deal when he turns to the dead; for the dead man knows that in the life between death and a new birth, freedom comes to him through what he brings with him from the life between birth and death. To be embedded in the intelligences of the higher hierarchies is something that becomes for us a natural necessity when we pass through the portal of death. When we live on the other side, we are embedded in the intelligences of the higher hierarchies and follow their impulses, just as a natural phenomenon here on earth necessarily follows natural impulses. Then we are still free after we have passed through the gate of death, if we carry over into the spiritual world with us in our soul that which we can acquire here as knowledge of spiritual becoming and spiritual essence. This is something that is now also most intimately connected with the Mystery of Golgotha. And because this is so, I believe that even Christmas meditations at this time must not be sentimental, but must appeal to the will-wish. For take the Gospels: how much there is in the Gospels of the appeal to the will to will! The Gospels are not sentimental writings; the Gospels are writings that speak to the very humblest of human nature, but they are also writings that seek to awaken in man the strength of will that he can muster. Christmas candles should not only burn so that we indulge in voluptuous contemplation in a certain way, but they should also burn so that they are symbols for kindling the light of will that serves the salvation of the world. Humanity has a lot of catching up to do; and it must catch up! For by developing the strength that lies in this catching up, it will develop the right healing powers to emerge from the present catastrophic time. It was not man's task merely to enter these times; the task of getting out of them is much more important. This task stands as a sacred sign, I believe, written in letters of fire behind all the Christmas candles that have been burning before our souls for four years now in a different way than in many earlier years! Tomorrow we will meet at four o'clock at the Basel branch for a Christmas party. On Monday at four-thirty we will gather here for the first performance of the “Paradeis-Spiel,” and I will then give a Christmas reflection for those of our friends who are not at home for some reason, but who are here right now, devoting themselves to work and the like, and who might prefer to spend their Christmas here on this day. |
176. The Karma of Materialism: Lecture VIII
18 Sep 1917, Berlin Translated by Rita Stebbing |
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Only a contrived interpretation could possibly bring Schiller's aesthetic letters, Goethe's Fairy Tale of the Green Snake and the Beautiful Lily and the last scenes of Faust in line with Lutheranism. We see in these works the human soul attaining strength through an inner opposition to the natural-scientific interpretation of the world. |
176. The Karma of Materialism: Lecture VIII
18 Sep 1917, Berlin Translated by Rita Stebbing |
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As a continuation of the last lecture I should like to draw your attention to certain matters which will throw light on Luther's place in history. From the outset I must make it clear that today's considerations of Luther will be from the point of view of spiritual science rather than that of religion. What strikes one immediately when considering Luther in the light of spiritual science is the enormous importance the epoch itself had for his prominence and whole activity. The significance of the epoch is much greater in Luther's case than in the case of most other personalities in history. When we study Luther it is very important to be conscious of the epoch in which he appeared; i.e., the 16th century; which according to the spiritual-scientific view of history is very early in the fifth post-Atlantean cultural epoch. This epoch, as we know, began in the 15th century and the preceding Graeco-Latin epoch began some eight centuries before the Mystery of Golgotha. Thus Luther appeared in history soon after the thoughts and feelings, characteristic of the Graeco-Latin epoch, were fading in civilized humanity. To the unprejudiced observer Luther appears at first sight to have a dual personality, but one comes—as we shall see—to recognize that the two aspects meet in a higher unity. It must be realized that there is much more to the history between the 14th and 16th centuries than modern historians are inclined to admit. Great transformation took place, particularly in the human soul; this is something taken far too little into account. The people of the 13th and 14th centuries still had a direct relationship with the spiritual world through the very constitution and disposition of their soul. This is now forgotten but cannot be emphasized enough. When, at that time, man turned his gaze to external nature, to the sky, to cloud formations and so on, he would generally speaking still perceive elemental spirituality. It was also possible for him to commune with the dead with whom he had karmic links to a far greater extent than is believed today. In this period there was still, inherited from an earlier different consciousness, an immediate recognition that the world seen through the senses is not the only world. The transition in consciousness to later times was far more abrupt than imagined. Natural science, in itself fully justified, was then in its dawn, it drew a veil as it were over the spiritual world behind the physical world. I can well imagine that a modern student of history, who is in the habit of accepting what is taught as absolute truth, will not believe such abrupt transition possible. He would find it neither historical nor substantiated by records. However, spiritual science reveals that at this time the human soul came completely within the confines of the physical world by virtue of changes in man's inner being. We saw last time that woven into Luther's soul was the after-effect of what he had absorbed, in a former incarnation, in the pre-Christian Mysteries that prepared the way for Christianity. Nevertheless he was in the fullest sense a true man of his time inasmuch as in this, the fifth post-Atlantean cultural epoch, man's former connection with the spiritual world has grown dim. This is so even when the experiences had been as vivid as those of former initiates in the Mysteries. It must not be supposed however, that what has become dim, and therefore fails to become conscious knowledge, is not present and active. It has its effect when, as in Luther's case, the person concerned through his inner karma is sensitive and receptive to what wells up from the depths of his being without reaching full consciousness. It is not difficult to recognize in Luther the effects of what I have indicated. They reveal themselves in the agonizing torments he went through. These inner torments, while being expressions of his own soul, assumed in his words and ideas the character of his time. They were in fact caused essentially by a kind of realization that man in the fifth post-Atlantean epoch, the epoch of materialism, would be deprived of contact with the spiritual world. All the deprivation a materialistic age would inflict upon the deeper strata of the human soul weighed heavily upon Luther. Today one has to use different words from those he employed to describe what he felt so strongly. It is therefore not Luther's own words that I use in characterizing his inner experiences. But what he felt may be expressed in these words: What is to become of man when his vision is cut off from the spiritual world, as he is bound to forget what he formerly received from that world? If you imagine this feeling intensified to its limit you have the keynote of Luther's inner suffering. But why was it Luther who in particular felt this so intensely? The reason is to be found in what I mentioned as the duality of his nature. Luther was on the one hand very much a man of the fifth post-Atlantean cultural epoch. But because he was also inwardly very much a man of the fourth post-Atlantean cultural epoch he felt with great intensity the deprivation which the people of the fifth epoch were already experiencing in his time, albeit not consciously. The duality in his nature was caused by the fact that—while being in complete accord with his own time, the fifth epoch—the teachings in the pre-Christian Mysteries had taken such deep roots in his soul that he inwardly felt as a man of the fourth epoch. He felt as related to the fourth epoch as an ancient Greek or Roman had felt. Odd as it may seem this had the effect that he could not understand the Copernican system of astronomy; i.e., a system based purely on physical calculations. This system, however, is in complete harmony with the outlook of the fifth cultural epoch but would have seemed meaningless in the fourth. This fact will seem strange to modern man whose view is that the apex of knowledge has been reached and that the Copernican system cannot be superseded. This is a shortsighted view as I have often pointed out. Just as today the Ptolemaic system is put to scorn, so will the Copernican be looked down upon in the future when it is replaced by another. However, in the fifth cultural epoch the very soul constitution of man enables him to have ready understanding for a system of movement of the heavenly bodies based entirely upon physical calculations. Luther had no such understanding; to him the Copernican view seemed so much folly. He was little interested in the materialistic, purely spatial conceptions of the phenomena of the universe which occupied the human mind at the dawn of the fifth cultural epoch. Whereas the way man felt and experienced his place within that universe interested him greatly. However the relation to the world, which man perforce had to have, in the fifth cultural epoch was experienced by Luther with all the inner soul impulses of a man of the fourth-, the Graeco-Latin epoch. Thus we see Luther on the one hand looking back at the way man was related to the spirituality of the Cosmos in the fourth cultural epoch. And on the other we see him looking ahead, being aware of the kind of experiences, feelings and conceptions to which man would be exposed by virtue of a relation to the cosmos which separates him from its spiritual reality. Thus Luther felt and experienced the fifth cultural epoch as a soul belonging to the fourth cultural epoch. The experiences man had to undergo in the fifth cultural epoch weighed heavily on his soul. In order to have a clearer picture let us for a moment compare a modern man of average education with a man of the comparatively ancient time of the fourth epoch. The former's thoughts and feelings, his whole relation to the world is determined by the natural-scientific view of the world, whereas the latter's thoughts and feelings were determined by the fact that he was still aware of his connection with spiritual reality. What we designate as Imagination and Inspiration were particularly vivid for man at that time. It was a common experience that colors are not seen only through eyes, or sound heard only through ears. Man was aware that by inner effort he received pictorial and audible revelations from the spiritual world. Everyone was aware that a divine spiritual-world lived in his soul. Man felt inwardly connected with his God. In the fifth post-Atlantean epoch man is subjected to a test and his communion with the spiritual world has to cease. In this epoch he has developed, through special methods and a special kind of knowledge, the possibility to observe the external phenomena of nature and their relation to his own being with great exactitude. But he no longer has vision of the spiritual world; no longer is there a path leading from the soul to the spiritual world. Let us visualize these two types of human beings side by side. As we saw in the last lecture, Luther's knowledge and religious feelings concerning the spiritual world were not abstract; the spiritual world was not closed to him. He had a living communion with the spiritual world, more especially with evil spirits of that world. But that in itself is not an evil trait. Thus he knew of the spiritual world through direct experience, but he also knew that for mankind of the fifth post-Atlantean epoch this experience of the spiritual world was fading away and would gradually disappear altogether. It became a great riddle for Luther how the human beings of the fifth post-Atlantean epoch would cope with the deprivation of not beholding the spiritual world. As he contemplated the man of the fifth epoch his heart was overflowing with impulses brought over from his incarnation in the fourth post-Atlantean epoch. These living forces constituted a powerful link with the spiritual world which caused Luther to sense its reality with great intensity. It made him feel that it was essential to awaken in man a consciousness of that reality. At the same time he was under no illusion that human beings incarnating during the coming epoch would lose all consciousness of the spiritual world. They would have nothing but their physical senses to rely on, whereas in earlier times knowledge of the divine-spiritual-world had been attained through direct vision and experience. All Luther could do was to tell mankind: If in the future you look towards the spiritual world you will find nothing, for the ability to behold it will have vanished. If you nonetheless wish to retain awareness of its existence then you must turn to the Bible, the most reliable record in existence, a record that still contains direct knowledge of the spiritual world which you can otherwise no longer reach. In earlier times one would have said: besides the Gospel there is also the possibility to look directly into the spiritual world. This possibility has vanished for mankind of the fifth post-Atlantean epoch; only the Gospel remains. So you see that Luther spoke from the heart and in the spirit of the fifth post-Atlantean epoch, but as someone who also belonged to the fourth post-Atlantean epoch. By means, still remaining from the fourth epoch, he wanted to draw attention to that which, because of his evolution, man in the fifth epoch could no longer reach. Luther may not have been conscious of these things exactly the way I describe them. However as things stood it is understandable that he, at the start of an epoch in which direct insight into the spiritual world would cease, pointed to the Gospel as the sole authority concerning the spiritual world. He wanted to emphasize that the Gospel was a special source of strength for mankind in the coming epoch. Let us now turn our attention to something different. At the moment I am occupied with certain aspects of Christian Rosenkreutz and the “Chymical Wedding” by Johann Valentin Andreae and this brings certain things connected with the 13th, 14th and 15th centuries vividly before my soul. When one looks at those who during those centuries were engaged in science, one comes to realize that at that time knowledge of nature was alchemy in the best sense of the word. The natural scientist of today would have been an alchemist then. But to understand the spiritual aspect of alchemy it must not be thought of as connected with superstition or fraud. What were the alchemists attempting? They were convinced that there are other forces at work in nature besides those which can be discovered by external observation and experiment. They wanted to prove that while nature is indeed "natural" supersensible forces are at work in her. To the alchemist it was obvious that, however firmly welded together the composition of a metal appeared to be, that composition could still be transformed into another. However they saw the transition as the result of a spiritual process, an effect of the spirit in nature. This is something that will be known again in future epochs, but in our time it is a deeply hidden knowledge. The alchemists were able to bring about alchemical processes which, if they could be demonstrated today, would greatly amaze modern scientists. In that earlier age it was part of man's knowledge that spiritual forces are at work in nature. The alchemical processes were brought about by manipulating those forces. This knowledge inevitably had to be lost in the fifth post-Atlantean epoch. A reflection still exists in religious conceptions of the universe. In the earlier centuries, right up to the 13th and 14th, what was taught concerning the Sacraments was different from what could be taught in the following centuries, though for Luther it was still vivid inner experience even if not a fully conscious one. But the experience, that spiritual forces were directly active in consecrated substance, was lost to the faithful. Today the teaching of the Catholic sacrament is something quite different than it was, for example the doctrine concerning the sacrament at the altar, when bread and wine are to be transformed through a mysterious process into real flesh and blood. When one discusses this issue with Catholic theologians the usual answer to modern man's objection is: If you do not understand that you have no understanding whatever of Aristotle's teaching on substances. Be that as it may, one has to say that in the fifth post-Atlantean epoch no real meaning can be connected with an actual transubstantiation; i.e., with real alchemy. Today this process takes place above material existence. Today when man receives the bread and wine these are not transmuted. The divine-spiritual reality of the Christ Being passes into man as he receives the bread and the wine. This metamorphosis of the concept of the sacrament is also connected with the transition in man's evolution from the fourth to the fifth post-Atlantean epoch. Luther, because of his very nature, had to speak out of the spirit of both epochs. He wanted to convey to man's soul the strength it had formerly gained from religious teaching. As the dawning natural science would never be able to acknowledge anything spiritual in matter, Luther sought to keep religious teaching aloof from the weakening effect of science. From the outset he kept spiritual issues strictly apart from physical processes. He thought of the latter, if not exactly as symbols, then at least as being merely physical.—It is not so easy to understand these things today but spiritual science must draw attention to them just the same. We must envisage Luther turning his gaze, even if not fully consciously, towards the coming epoch spanning more than two thousand years, during which man would be able to experience something of the spiritual world only in exceptional cases and through special training. Historical personalities such as Luther must be seen in a wider perspective; their thoughts and actions must be seen as expressing the epoch in which they live. Luther as it were represented the human beings of his time, human beings to whom something was lost. What they had lost was caused by the fact that in the fifth post-Atlantean epoch human knowledge had assumed a form that made it impossible to strengthen the human soul, by means of the power inherent in knowledge itself, so that it could look into the spiritual world and have its own spiritual cognition. It is not normal for people of the fifth post-Atlantean epoch to have spiritual cognition through their own initiative. In his ordinary life in the fifth epoch man cannot be conscious of freedom in the real sense, of real freedom of will which is the ability to act directly out of that deepest region of the human soul where it is united with the divine. Today both freedom and knowledge are theoretical. As the fifth post-Atlantean epoch progressed the theory that there are limits to human knowledge has frequently been proclaimed. To speak of limits of knowledge in the sense of Kant32 or Dubois-Reymond33 would have seemed meaningless in ancient times, even by the sceptics. As mentioned already one should take what is said by a historical personality such as Luther as expressing the spirit of his epoch, not as having validity for all time. What Luther recognized as the outstanding characteristic of mankind in the fifth post-Atlantean epoch he interpreted in the light of Christianity. He understood it in the Christian, or better said Biblical sense, as a direct effect of original sin. The fact that man, out of his own forces, cannot attain either freedom, or knowledge of the divine, in the fifth epoch Luther saw as a direct outcome of original sin. Thus when he said that man was so corrupted by original sin that by himself he could not overcome it, Luther spoke a truth that holds good for the fifth post-Atlantean epoch. The force in man most closely bound up with his nature is the force that expresses itself in his will, in his actions. What a man does springs from the very center of his being. What he knows or believes is much more dependent on his environment, the time in which he lives and so on. In the fifth post-Atlantean epoch, the epoch of natural science and materialism, man is not able to perform actions that spring directly from the spirit. That in fact is the essential characteristic of this epoch. In the sixth post-Atlantean epoch it will again be different. But that man in the fifth epoch, in his ordinary consciousness, had lost the link connecting him with the spiritual world was also Luther's conviction. Yet Luther was also aware that it is essential for man not to be torn out of that connection altogether. He saw that as an inhabitant of the external physical world man, through what he wills and does, has no connection with the Divine. He can only attain it if he regards this connection as something separate and apart from his external physical existence. From this thought originated the doctrine of salvation purely through faith. A typical man of the fourth epoch would have regarded salvation through faith alone as nonsensical. An ancient Greek or Roman would have found it meaningless if told that what he does, what he accomplishes in the world is not what gives him value in the eyes of the Highest Powers, but solely his soul's acknowledgement of the spiritual world. However, it is not meaningless to the man of the fifth epoch, for if his worth were dependent solely on what he accomplished in the physical world he would be in fact just a creature of that world. He would be more and more convinced that he merely represented the highest peak of the animal kingdom. Man had therefore to forge a link with the spiritual world by means of something that in no way linked him with the physical world. That something is faith. What Luther thus impressed on his own and the following time could naturally not remain the only cultural influence in the fifth post-Atlantean epoch. One may ask who at the present time is a Lutheran? The answer is that, inasmuch as he is a man of the fifth post-Atlantean epoch, everyone is a Lutheran. Those with a sense for the subtle conceptual differences in world views will notice the enormous discrepancy between the views of a Catholic theologian in the 13th or 14th Centuries and those of his counterparts today. The reason is that the Catholic theologian of today is in reality a Lutheran, his outlook and impulses are those of a Lutheran. These are matters that go unnoticed because there is so little feeling for the inner truth of things, the attention is focused only on the external label applied to a person. It is after all merely an external matter that someone, because of family or some other connection, is entered in the Church register as Catholic or Protestant. What characterizes him inwardly is something quite different. The man of today who is truly of his time, who is stirred and influenced by what takes place, is inwardly a Lutheran. Like Luther he articulates the essence of the fifth epoch. Luther was especially suited to do so because of the characteristic duality of his nature. This made him question the fate of future mankind, but it also stirred in him an overwhelming impulse to speak to the people of the fifth post-Atlantean epoch with all the vigorous forces that he wanted preserved as they were in the fourth post-Atlantean epoch. That he was able to speak in this way was due to the higher unity of his dual nature. He spoke out of the very souls of the people exposed to the conditions of the fifth post-Atlantean epoch. He formulated and voiced the very concepts and ideas that stirred in them. But he also spoke so that everything he said was permeated with his impulse to preserve what had existed in the fourth post-Atlantean epoch. That was the higher unity. However, the sixth post-Atlantean epoch could not be prepared within the fifth had the latter not been influenced by other cultural streams. Thus we see that Lutheranism, in the way indicated, is more particularly an impulse of the fifth epoch, but other cultural streams make themselves felt. The most important for us is the one that came to expression in the German classical period: from Lessing to Herder, Schiller, Goethe and others. A remarkable phenomenon is the fact that we have in the same period a thoroughly Lutheran philosopher in Kant, whose concepts represent the very essence of Lutheranism. Schiller had at one time an inclination to follow Kant but found that he could not; and indeed no philosophic work better illustrates the striving to get beyond mere Lutheranism than Schiller's Letters on the Aesthetic Education of Man. These letters—which are too little appreciated today—and also Goethe's Faust constitute as it were the apex of that other cultural stream. Both works stress that man must turn, not only to the Bible, but to the world and life itself in order to strengthen the human soul so that it can find, through its own forces, the path to the spiritual world. The concluding scenes of Faust represent the complete contrast to Lutheranism. Only a contrived interpretation could possibly bring Schiller's aesthetic letters, Goethe's Fairy Tale of the Green Snake and the Beautiful Lily and the last scenes of Faust in line with Lutheranism. We see in these works the human soul attaining strength through an inner opposition to the natural-scientific interpretation of the world. And in this way it finds, through its own forces, the connection with the spiritual world. Ideas concerned with the legend of “Dr. Faustus” emerged already in the 16th Century in opposition to Luther's strong proclamations, but these ideas could not yet gain ground… Luther's attention was focused on the man of the fifth post-Atlantean epoch who, though possessed by ahrimanic demons, yet refuses to acknowledge the, to Luther well known, devil. It is not really surprising that Ricarda Huch, after occupying herself so intensely with Luther, comes to place such great importance on his direct knowledge of the diabolical realm of the spiritual world. Bearing in mind the story of the expulsion from the Garden of Eden, it is indeed interesting that in our time it is a woman who has this yearning that man should again recognize the devil who—especially when his view of life is purely naturalistic—has him by the collar. In her book about Luther this longing comes to expression: that if only man could experience the devil it would awaken him to a consciousness of God. This cry for the devil, expressed by Ricarda Huch lives in man's subconscious. It is a cry she wants mankind to hear. To understand Ricarda Huch is easy for someone who knows that in every laboratory, in every machine, in short in all the most important spheres of modern civilization, the actual devil is present and active. I say this in plain words for it would be much better for people to be aware of the devil rather than, unknown to them, he should have them by the collar. Luther's consciousness of the devil was for him a living reality mainly because he still experienced the spiritual world as would a man in the fourth post-Atlantean epoch. His vivid experience came to expression in his words, for he strove to make the man of the fifth epoch conscious of the devil by whom he was possessed without knowing it. Luther could not do otherwise than call up in the man of his time an awareness of the devil which differed from the way Faust experienced the devil. Faust deliberately sold himself in order to gain knowledge and power through the devil. Such a relationship to the devil was at first rejected in the 16th century. At that time only a negative submission to the devil could be envisaged. Goethe, and in fact already Lessing protested vigorously against that idea. One must ask why they had a different view of man's relation to the devil. It must be said that neither Lessing nor Goethe had the nerve openly to state their view of Faust's relation to the devil. Today it is much easier to speak openly of these things than it was at the time of Lessing and Goethe. An initiate may have wanted to tell his fellow men something different but if he had they would have torn him to pieces. Let us attempt to understand Goethe's inner attitude to Faust. Goethe too had insight into the nature of man of the fifth post-Atlantean epoch. He knew of man's close relationship to the devil in this epoch. He knew that whenever man's consciousness is restricted to the material alone the devil; i.e., ahrimanic powers are always present. This state of consciousness constitutes for these powers a door through which they gain entry. Ahriman has easy access to man whenever his consciousness is limited to the purely material aspect of things or dimmed down below normal, as can happen through organic causes, agitation, rage or other uncontrolled behaviour. Goethe's insight made it impossible for him to adopt the materialistic view generally held. While he knew that ahrimanic powers are universally present he could not in all honesty represent them as something to be avoided or rejected. On the contrary what he wanted Faust to attain he had to achieve through direct contest with the devil. In other words the devil must be made to surrender his power, he must be conquered. That is the real meaning behind Faust's struggle with the devil, the evil Ahriman or Mephistopheles. Now let us turn to Schiller who tries to adopt Kant's philosophy but comes to recognize the futility of doing so. In his Letters on the Aesthetic Education of Man he distinguishes between mere instinctive craving—which according to Luther arises from man's physical nature—and the spirit which reveals itself within his physical nature. A true Lutheran would say that man is addicted to his cravings and he cannot, through his own power, rise above them. Only faith can enable him to do so. He will then have been purified and redeemed through an externally existing Christ. Schiller said: No, something else is present in man: in the craving for freedom lives the power of the spirit which can ennoble the bodily cravings of man's physical nature. Schiller distinguishes physical nature, ennobled through the spirit, from the spirit becoming manifest through it. He shows that man is indeed separated from spiritual existence through matter, but that he nevertheless, out of himself, strives to reach the spirit by transforming matter; that is, physical existence, through inner alchemy. One recognizes the spiritual greatness that could have enriched Western culture in works such as Schiller's aesthetic letters and also Goethe's Faust which presents in dramatic form the overcoming of ahrimanic powers in external life. What could have been achieved through the strong impulse towards the spirit contained in these works has not come about. And it fills one with pain and despair to see one's contemporaries turn instead, for their spiritual education, to such trash as the American “In Tune with the Infinite.” I cannot refrain from repeating what happened to Deinhardt34 of Vienna who wrote a very beautiful essay on Schiller's aesthetic letters in which he discusses the marvelous perspective their content opens up. I do not think anyone knows about Deinhardt today. He had the misfortune to fall and break his leg; when the doctor came he was told that he could not be healed because he was too undernourished. And so he died. But this small book by Deinhardt of Vienna is concerned with one of the deepest spiritual impulses that have sprung from Western culture. If only people would recognize and investigate what has actually germinated in Western culture we would cease to hear the empty phrase, “the best man in the best place,” and then people proceed, through lack of judgement, to select a nephew or a cousin as the best man in the best place. Continuously one hears it said that the right person for this or that position simply does not exist. That is not the case; what is lacking is rather people with judgement who know where to look. But that ability can only be attained through inner strength, developed by absorbing the spiritual impulses flowing through spiritual life. There is nothing abstract about what can be gained from great literary works. Rather they fill the human soul with spiritual impulses which further its development along the path that Goethe strode with such vigour, and whose goal he depicted with dramatic artistry in the last scene of his Faust. It has no meaning in our time to preserve the old just because it is old; but we must find those treasures of the past which contain seeds for the future. Nowhere is this better illustrated than in the classic works of Goethe, Schiller and Lessing. I wanted to show where Lessing, Goethe and Schiller belong in recent cultural development because it enables us to understand better their predecessor Luther. To understand a personality such as Luther it is necessary to understand what stirred in the depth of his soul and caused him to speak the way he did. I believe that if in the light of these thoughts you approach what, especially in our time, comes to meet us with such force in Luther, you will discover many things about him which I cannot go into now. I am convinced that it has a special significance to immerse oneself in Luther in the present difficult time. There is perhaps no one better suited to convey the many aspects of the fifth post-Atlantean cultural epoch than Luther. He spoke so completely out of the spirit of the fifth epoch even though his words had their origin in the fourth epoch. When faced with the way events are depicted in history we should sense how necessary it is to rethink them. We ought to sense that the present difficult time which has brought such misery upon humanity is the karmic effect of distorted, superficial thinking. We should sense that the painful experiences we go through are in many respects the karma of materialism. We must have the will to rethink history. I have often pointed out that history as taught today in elementary and secondary schools as well as in universities, perhaps particularly in the latter, is a mere fable, and is all the more pernicious for being unaware that it is but a fable that aims to present only external physical events. Should the events of the 19th century be presented just once as they truly were—merely those of the 19th century!—it would be an immense blessing for mankind. Referring to history Herman Grimm once said that he foresaw a time when those, now regarded as great figures of the 19th century, would no longer appear all that great, whereas quite other figures would emerge as the great ones from the grey mist of that century. Because of the way history has come to be presented in the course of time the human soul must undergo a fundamental change in order to understand it properly. I have often said this but it cannot be stressed enough. Man's concepts nowadays lack the vigour and power required to cope with social needs, because they are based on such superficial views. This war is in reality waged because of shortsighted, obtuse and foggy ideas, and the men fighting it are in many respects mere puppets of those ideas. Today there is an incessant clamour for people's freedom, for international courts of arbitration and the like, all of which remains so many empty words because it makes no difference what is established as long as there is no deeper understanding of the real issues. Yet all these things could be achieved if, as is so greatly to be desired, spiritual science were able to rouse people to recognize the deeper impulses beneath the surface of ordinary life. But these things people today do not want to see. It is quite immaterial what is arranged whether in relation to war or to peace or whatever. What is needed is that our ideas, our understanding of the issues, cease to remain on the surface. One could wish that, just at this time, what Luther so forcefully proclaimed would be heard and understood. People would then come to recognize that in Luther spoke more than the man. In him the character of the epoch which began in the 8th century B.C. and ended in the 15th century A.D. united with the character of the epoch that followed; i.e., our own, which will endure for 2100 years. In the true sense a historic personality is someone in whom there speaks a being from the Hierarchy of the Archai, a Time Spirit. Through such a personality the voice of the Spirit of the Time is heard. This must be recognized if one is to approach Luther with understanding.
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211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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We must therefore say: there is something - if I draw schematically - that takes place in the soul (blue, green. See drawing on page 46). But what takes place in the soul, the human being does not notice; he does not know it. |
211. The Mysteries of the Sun and Death and Resurrection: The Three States of Night-Time Consciousness
24 Mar 1922, Dornach |
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The waking state is, of course, what we know most directly, but it is not within this familiar realm that the riddles of existence are actually revealed. If the solution to the riddles of life could be found in the waking state, as it serves us in our ordinary lives and in ordinary science, then these riddles would not actually exist, because they would be constantly being revealed. Man would never come to ask the question. That man asks: What are the deeper reasons for life? That he may not arrive at an exact formulation of this question of the riddle of life, but that from the depths of his soul he has the longing to know something that is not answered by ordinary consciousness , testifies to the fact that something comes up from the depths of the human soul, that is, in a more or less unconscious way, something that belongs to the human being but that must first be sought if it is to come to clear consciousness. And this leads those who observe life less to speculate and develop all kinds of philosophies. Such philosophies then ultimately remain unsatisfactory. But anyone who looks at the phenomena of life with a certain impartiality must realize that in the other state, the state opposite to waking, the state of sleep, something is veiled, and that an understanding of sleep could lead to an understanding of life. We have often discussed such things; but these things must be returned to again and again from the most diverse points of view, for anthroposophy can only be grasped if one tries to grasp it from the most diverse sides. Now, out of sleep, the dream life surges up first. The dream life proceeds in images. One can very soon notice, when one begins to observe this dream life, that the images do indeed point to something in life, in ordinary conscious life. Even if one can often say that things are dreamed that one has not experienced in this way, I would like to say that the pieces from which the dream is composed, the pieces of images, are of course nevertheless taken from ordinary consciousness. But the drama of the dream, the way in which the dream builds up its tensions, how it can evoke inner feelings of fear, inner feelings of joy, feelings of momentum, is something else. What the course of the dream images means goes even deeper into human nature, and one can see this if one considers the following. You dream that you are walking along a path and come to a mountain. You enter a mountain cave. At first it is still dark. It gets darker. But an unknown urge causes you to keep going. Anxiety sets in. This all increases until you are finally in a state of fear, let's say, of falling into an inner abyss. You can awaken from this state of fear by continuing to experience this state of fear during awakening. You can also dream that you are standing somewhere and see a person coming from afar. He comes closer and closer, but he has a terrible expression. And as he gets closer, you realize that he intends to attack you. Your anxiety grows. He comes ever closer. He may transform the initially harmless instrument that he showed you from afar – after all, dreams are transformers – into a terrible murder weapon. Your anxiety increases again to fear, and you now wake up with this fear, which in turn continues into the waking life of the day. These are two very different images. One time it is a series of images that takes you into the interior of a mountain, the other time it is a series of images that is associated with an approaching enemy. The soul can go through the same thing, even though the two series of images are quite different. What the soul goes through is something quite different from what consciousness experiences when waking up. One could say that it is not the images that are important at all, but rather how the soul undergoes a certain inner drama: how the soul initially has an urge, or how something comes to the soul instead of the urge, but how this then transitions into anxiety, into fear, and then, in a sense, causes the person to shake themselves out of sleep and into ordinary consciousness. What is important is the increasing forces behind the dream, which are not perceived themselves, but which clothe themselves in images. And the two series of images that I have characterized could be multiplied many times over; the same soul content could clothe itself in ten, twenty, a hundred different images. We must therefore say: there is something - if I draw schematically - that takes place in the soul (blue, green. See drawing on page 46). But what takes place in the soul, the human being does not notice; he does not know it. What he does know are images. I draw them schematically on it (yellow). These images are then experienced by the person in his consciousness of the dream. But what matters is the escalation: weak anxiety, stronger anxiety, greatest fear. The dream images are more or less taken from life, because both the mountain and the mountain cave, everything is basically borrowed from life. The enemy that approaches is borrowed from life, his weapon is borrowed from life. The images take their content from life. But that is only the clothing. If, through what I have often characterized as the imaginative consciousness, you have the opportunity to go beyond this clothing, not to form images at all, but to remain here in the soul forces, which are anxiety, fear, and extreme fear, to remain with the imaginative consciousness, if you are able to form images within, then something completely different comes about. Because when you are asleep, you are initially outside of your etheric body and physical body, with only your ego and your astral body. When you wake up, if you are in a normal state, you enter your etheric body very quickly – you pass through it very quickly – and then immediately enter your physical body. But if you are in some abnormal state and do not enter the physical body immediately, but enter the etheric body before entering the physical body, that is, enter the etheric body first, then these images from life are formed. For in ordinary consciousness, the human being has no perception in sleep itself, and only at the moment when he either penetrates into his body and passes through the etheric body does he receive images, or when he goes out of the physical body while falling asleep but still remains in the etheric body, then he has dream images again. So only in these intermediate states do such dream images form, which are taken from life. But imaginative consciousness leads to the fact that one can live completely outside of the body in that which stands there as the forces of the soul behind the dream. And then one lives in another reality. Then one lives in the world in which man is from falling asleep to waking up. Man lives from falling asleep to waking up in a world in which he becomes unconscious. You can imagine it as if a person were to submerge in water and lose consciousness, and only regain it when the water carries him out and releases him again. The same thing that happens physically also happens to the soul when a person falls asleep. He submerges into the spiritual world. There he loses consciousness. He leaves his body with his soul and loses consciousness. When he wakes up, he reappears and regains consciousness. But reappearing means entering the body. And if, as I said, one does not immediately enter one's body, but still notices the transition in the etheric body, then the dream images arise. But if one does not get involved in this and need not get involved in getting such dream images, but if one gets images entirely outside of the physical body in the spiritual world itself, then not just any images come out, but images come out that you can find as a description of the evolution of the world in my “Occult Science”. And everything that is presented as I have presented it in my “Occult Science” has this origin, which I am now characterizing for you. If you ask yourself: What is actually written in this “Occult Science”?, then you will say to yourself: Well, thoughts are in it. You can also think about it. I always emphasize that again, with common sense you can think about all of this. Thoughts are in it, but they are not ordinary thoughts. They are the thoughts that are creatively active in the world outside. Man can live in these thoughts when he stands beyond the threshold that leads into the spiritual world. Man can live in these thoughts that work on the world. It is the first thing he finds when he enters the supersensible world. These are not dream images, because, as I have explained to you, dream images come about in a completely different way. Instead, they are experiences in the spiritual world. I would like to say: Imagine a person who is asleep. During sleep, the most comprehensive and intense processes take place in the soul. The person is unconscious during sleep and is therefore unaware of them. In the morning he enters his physical body, and immediately he is immersed in it. He uses his eyes, sees colors and light, he uses his ears, hears sounds, and so on, and thus he becomes conscious. But there is this intermediate state: he does not immediately enter the physical body, he enters the etheric body. Then he has a dream or dreams. But imagine if a person became conscious before he even entered his etheric body. He would become conscious while still in the outer ether that fills the whole world. Then he becomes aware of what is described in my “Geheimwissenschaft.” If, for example, you became conscious in the middle of the night without returning to your physical body, so that the physical body emerged next to you and you saw it – because you could see it then – then you perceived this cosmology, then you perceived what I described in my Secret Science. I may call what I have described: the formative forces of the world, or even world thoughts. This presents itself in such a way that one can say how one otherwise has individual thoughts in daily life: the earth came into being in such and such a way, used to have a moon existence, a sun existence, a Saturn existence; in short, everything that I have described in my “Occult Science”. But this way of perceiving in the spiritual world is only one of three. When a person looks at his state of daytime consciousness, he knows that in this state of daytime consciousness he can distinguish between thinking, feeling and willing. But just as the day-consciousness has these three states, thinking, feeling and willing, so also the night-consciousness, which in the case of the ordinary person is unconsciousness, has three states. One does not always sleep in the same state from falling asleep to waking up, just as one does not always wake in the same state. One wakes by thinking, or also by feeling, or also by willing. One can wake in three states, and likewise one can sleep in three states. For the fact that someone who has imaginative consciousness sees the world-forming forces, the formative forces of the world, comes only from the fact that he has acquired a consciousness of them, a knowledge of them. But every person falls asleep in these formative forces of the world, in the thoughts of the world. Just as you submerge when you jump into the water, so when you fall asleep you initially submerge in the formative forces of the world. But in addition to this life in the formative forces of the world, there are two other states for the sleeping state, just as there are feeling and willing in addition to thinking for waking. When we consider thinking, having thoughts, in sleep this corresponds to life in the formative forces of the world. This means that when you become aware of the lightest state of sleep, then in this lightest state of sleep you live in the formative forces of the world. It is as if you were swimming through the universe from one end to the other, moving through thoughts, but these are forces. This is the lightest sleep, where you move in the thought-forces of the world. But there is a deeper sleep, a sleep from which, if one does not do special soul exercises, one cannot bring anything into one's daily life through dreams. One can only bring something into one's daily life from the lightest sleep through dreams. But then the dreams, as I have described to you, are not decisive as images, because the same dream can take on the most diverse images. But even the lightest sleep can lead to dreams, that is, one can bring something into consciousness, one can at least sense that one has experienced something during sleep. But one can only sense from this lightest sleep that one has experienced something. Only those who attain an inspired consciousness can know anything of the deeper sleep. Such a one then perceives more than just what I have described in my “Occult Science”. In this “Occult Science” I have, to be sure, described some of what comes through from the inspired consciousness, but let us just realize what can only be described through anthroposophy – what the transition is like in experience from the quiet sleep to the deeper sleep, to the sleep from which the person in ordinary life can bring back no dreams. When sleep is so quiet that one can bring back dreams in ordinary life, then the person who can look into these worlds sees the surging, weaving thought images, the imaginations of the world that reveal the secrets of the world to him, which reveal to him which world the human being belongs to, except for the one in which he is with his consciousness from the moment he wakes up until he falls asleep. For what I have described in my “Occult Science” is not something that is merely painted on a surface, but is in perpetual motion, in perpetual activity. But from a certain moment on, images begin to appear in this world, which every person experiences in a quiet sleep – they just do not know about it. These images become clear, they increase their splendor, they reveal certain underlying essences. They subside again, these images. Once again, one has nothing in consciousness but a kind of feeling that the images have been dulled. Then the images appear again. But while the images become more active and then fade away, something occurs that can be called the harmony of the spheres, a kind of cosmic music occurs, but a cosmic music that does not merely live in melody and harmony, but that represents the deeds and actions of those beings that inhabit the spiritual world, the deeds of the angels, the archangels, the elemental forces, and so on. In a sense, you can see the beings moving on the surging sea of images, directing the world from the spirit. It is the world perceived through inspiration, the second world. I can call them the appearances of spiritual world beings. And this world, this world of manifestation of the spiritual beings of the spiritual world, is just as much the second element of sleeping as feeling is the second element of waking. So that during sleep man not only enters into the world which the thoughts of the world present, but within these surging world thoughts the deeds of the beings of the spiritual world are revealed. But now, in addition to these two states of sleep, there is a third one. Most of the time, people have no idea about this third state of sleep. They usually know that they have a light sleep, and they also know that dreams reveal themselves from this light sleep. That he has a dreamless sleep, he notices. But that there is a third kind of sleep, that is something that people become aware of at most when they feel when waking up: there was something very heavy in them during sleep, it is something that they must first overcome in the first hours when they are awake again. I am quite sure that a number of you are familiar with this state in the morning, when you know that you have not slept in the usual way, but that there was something within you that leaves you with a certain heaviness that you first have to overcome over a longer period of time when you are conscious in the morning. This points to a third kind of sleep, the content of which can only be grasped by intuitive consciousness. And this third kind of sleep has a great significance for the human being. When a person is in the lightest sleep, he actually experiences much of what he otherwise goes through when awake. He still participates, albeit in a different way, in his breathing. He still participates, if not from the inside, then from the outside, in his blood circulation and in the other bodily processes. When a person is in the second type of sleep, they no longer participate in physical life, but one could say that they participate in a world that is common to their body and soul. Something still passes over from the body into the soul. Something passes over, as light passes into the plant when the plant develops in the light during the day. But when a person is in the third phase of sleep, there is something in him that has become, if I may say so, like a mineral. The salts in his body are particularly strongly deposited. There are strong salt deposits in the physical body during this third phase of sleep. But in return, the human being is connected with his soul to the mineral world within. [IMAGE REMOVED FROM PREVIEW] Imagine you could do the following experiment: you go to bed, first fall into the light sleep, from which dreams can come out for the ordinary consciousness, then you fall into the deeper sleep, from which no dreams come, but which still leaves the soul of the person in a connection with the physical body. But now you are sleeping in a way that there are strong salt deposits in your body. You cannot have a relationship in your soul to what is going on in your body. But if you had placed a rock crystal on the nightstand next to you, you could be completely inside the rock crystal with your soul. You would slip into the rock crystal and perceive it from within. You cannot do that in the first or second kind of sleep. In the first kind of sleep, the content of which can enter into dreams, if you dream of the rock crystal, you would still experience it as a kind of rock crystal. You would experience something shadowy, but still something rock-crystal-like. If you sank down into the second kind of sleep, you would no longer experience the rock crystal in such a limited way. If you were still able to dream — you usually cannot, but let us assume that you could — then you would experience that the rock crystal becomes indistinct and forms into a kind of sphere or ellipsoid and then withdraws again. But if you could dream, that is, if you could access intuition from the deep sleep, from the third kind of sleep, then you would experience the rock crystal in such a way that you feel as if you are running along these lines inside, then running towards the tip, then running back again: you then experience the rock crystal within. You inhabit it. And so for other minerals. And not only do you experience the form, you also experience the inner forces. In short, the third type of sleep is something that brings the human being completely out of his body and completely into the spiritual world. During this third type of sleep, the human being stands in the third kind of world, in the essence of the spiritual world itself. That is to say, you are surrounded by the essence of the angels, the archangels, all those beings that one otherwise perceives only externally, that is, only in their revelations. You see, if you apply your sense consciousness from waking to sleeping, you see, so to speak, the external revelations of the gods in nature. During sleep, you enter either into the world of images in the lightest sleep, or in the second type of sleep into the world of appearances, into the world of revelations, or else, when you come to the third type of sleep, into the inner being of the divine spiritual entities themselves. Thus, just as man lives himself out during the day through thinking, feeling and willing, so he lives himself out during sleep, either by flowing into the thoughts of the world, or by the deeds of the divine spiritual beings being revealed to him out of the thoughts of the world, or but these entities themselves take up the human being, so that he, as it were, rests with his soul in them. Just as thinking or imagining is the brightest, clearest, most distinct for the day-consciousness, just as feeling is somewhat duller - because feeling is actually always a kind of dreaming - and how willing, the most dull state of consciousness during the day, is, in a sense, a sleeping, so we have three states of sleep: the sleeping state in which ordinary consciousness experiences dreams and higher consciousness, the seeing, clear-sighted consciousness experiences the thoughts of the world. We have the second kind of sleep, which remains unconscious even for ordinary consciousness, but which appears to the inspired consciousness in such a way that the deeds of the divine-spiritual entities reveal themselves everywhere. We have the third kind of sleep, which presents itself to the intuitive consciousness, in which it lives in the divine-spiritual entities themselves. As I said, this announces itself by, for example, submerging into the interior of minerals. But this third kind of sleep has a special meaning for man. If you take the second kind of sleep first, then you will find, as I said, the world beings of the angels, the archangels and so on, in the appearing, disappearing, surging images, but you will also find yourself. You find yourself in it as a soul, not as you are now, but as you were before your birth or before conception. You get to know yourself, how you have lived between death and a new birth. That belongs to this second world. And every time we sleep without dreaming, we live in the same world in which we lived before we descended and took on a physical body. But if you were to enter the third stage of sleep and were able to wake up there – the intuitive consciousness wakes up – so if you imagine entering the third stage of sleep and waking up there: then you experience your destiny, your karma. Then you know why you have special abilities in this life, from the nature of your previous lives. Then you will know why you are brought together with these or those personalities in this life. Then you will get to know karma, then you will get to know your destiny. This destiny can only be recognized if one - I am now approaching the matter from a different point of view - is able to penetrate into the interior of minerals. If you are able to see a rock crystal not only from the outside but also from the inside – of course you must not chop it up, because then what you see would always be on the outside, naturally – but you must, as I have described, be inside it; if you can do that, if you can see the crystal from the inside, then you can also understand why you are struck by this or that blow of fate in this life. Take any crystal, take an ordinary salt cube. [IMAGE REMOVED FROM PREVIEW] You see it from the outside: that is how you see it with ordinary consciousness. In this state, your life remains opaque to you. If you can penetrate into it - the spatial size does not matter - if you can see it from the inside out, then you are in the world in which you can also understand your destiny. But you are in this world every night when you enter the third stage of sleep. But this third stage of sleep still has something very special. You see, people before the Mystery of Golgotha – and we were all there ourselves in our earlier lives on earth – people in the development of time before the appearance of Christ on earth, they very often came into this third kind of sleep. But even before they sank, I might say, into this third kind of sleep, their angel appeared and brought them back up again. For that is the peculiar thing: one can always get oneself out of the first and second kinds of sleep as a human being, but not out of the third. In the third kind of sleep, a person would have had to die before the appearance of Christ on earth if he had not been brought out by angels or other entities. Since the appearance of the Christ, the power of the Christ, as I have often emphasized, is connected with the earth, and every time a person must awaken from this third kind of sleep, then the power of the Christ, which through the Mystery of Golgotha has united with the earth, must come to his aid. Without the power of the Christ, a person could no longer awaken from this third kind of sleep. He can slip into the crystals, but he cannot get out again without the power of the Christ. For when one looks behind the scenes of existence, one already realizes what significance this Christ impulse has for life on earth. I therefore emphasize it strongly: man could enter the crystals, but he could not get out again. These things were felt particularly strongly wherever, after the Mystery of Golgotha, after the appearance of Christ on Earth, a strong, ancient, pagan consciousness still existed and yet the Christ Revelation was already there, as for example in Central European regions. There were people known to have died as a result of falling into a deep sleep. They would not have needed to die if the Christ had come to their aid. So, for example, people felt - I do not want to say anything other than what people felt - with Charlemagne or with Frederick Barbarossa. Despite the fact that Frederick Barbarossa drowned in the physical world, that was how it was felt. But it was felt particularly clearly with Charlemagne. Where did this medieval consciousness believe such a soul went? Into the interior of crystals. That is why it was placed in mountains, where it was supposed to wait until the Christ came and awakened it from its deep sleep. This kind of myth formation is connected with this consciousness. The strong connection with the Christ impulse since the Mystery of Golgotha on Earth, that is what now causes the world of the Angeloi, the Archangeloi and so on, to get man out again, because otherwise he would not be able to be brought out again when he sinks into the third kind of sleep. This, then, is connected with the power of Christ, not with belief in the power of Christ; for whether one belongs to this or that religious denomination, what Christ did on earth is done in the objective sense, and what I am describing here as objective takes place for man quite independently of belief. We will discuss the significance of faith in the next few days. But what I am talking about now is an objective fact that has nothing to do with faith. But how did this happen? It happened because a different fate has entered the world of the gods than was previously in it, a fate that I would characterize by saying: People here in the physical world are born and die. It is the peculiarity of the divine spiritual beings that belong to the higher hierarchies that they do not die and are not born, but merely transform. The Christ, who lived with the other divine spiritual beings until the time of the Mystery of Calvary, decided to experience death, to descend to Earth, to become a human being, to go through death within human nature, and then to regain consciousness after death through the resurrection. This is a very significant event in the divine spiritual world, that a God has gone through death in order to be able to do all that we already know or that I have now described again. We can therefore say: there is the significant event in the history of the development of the earth that the God became man and thereby floods his power into such significant phenomena as those that I have now characterized for you. The God who became man has such power in earthly life that He can bring human souls out of the depths of the soul if they have descended there. So that when we speak of Christ we speak of a World Being, of whom we must say: He is the God who became man. What would be His counter-image? His counter-image would be the man who became God. It does not have to be an absolutely good God; but just as Christ descended into the human world and accepted death, that is, first accepted the human body in order to share in the fate of human beings, so we are led to the opposite pole, to the human being who frees himself from death, frees himself from the conditions of the human body and becomes a god within the earthly conditions. He would then cease to be a mortal man, but would walk on the earth, though not under the same conditions as an ordinary mortal man, who goes from birth to death and from death to a new birth, but such a man, having become a god, would be found as a god who had come to earth unlawfully. Just as Christ is a legitimately incarnate god, so we would have to look for his counter-image in the illegitimately god-become human, the no-longer-mortal-but-wandering-about human who has assumed the nature of god in an unlawful manner. And you are aware that just as the Christian tradition points to the rightly incarnated God, to Christ Jesus, so it points to Ahasver, to the man who has become God unlawfully, who has laid aside the mortality of the human nature. Thus we have in Ahasver the polar opposite of Christ Jesus. That is the deeper reason, the deeper meaning of the saga of Ahasver, the saga that speaks of something that must be spoken of because it is a reality: of a being that wanders the earth. This figure of Ahasver is there. He wanders the earth, he wanders from people to people. Among other things, he does not allow the Hebrew faith to die out. This figure is present, this Ahasver figure, the god who has become unlawful. Man has every reason, if he wants to get to know real history, to turn his attention to such ingredients of this history, to see how the forces and beings play down from the supersensible worlds into the sensual world, how Christ came out of the supersensible worlds into the sensible world, but also how the sensible world in turn plays a role in the supersensible world, and how we also have in Ahasver a real, actual world power, a world being. There has always been an awareness of this wandering of Ahasver, who of course cannot be seen with physical eyes, but only under the condition of a certain clairvoyance. And the legends that point to him have a good, objective basis. One does not understand human life if one looks at it only externally, as described in the history books, if one does not look at the special forms it takes. For it is true that just as Christ lives in our inner being since the Mystery of Golgotha, and can be perceived in our inner being when we first awaken our inner gaze, so when we look around us at human life, and since the seeing glance arises in us for most people, for those to whom the seeing glance arises, it is the case, then, as it happens unexpectedly to the person who crosses the threshold of consciousness, Ahasverus, the eternal Jew, will appear to us. Man will perhaps not always recognize him, he will mistake him for something else. But it is just as possible that the eternal Jew will appear to man as it is possible that the Christ will shine forth when man looks into his inner being. These things belong to the secrets of the world which must needs be revealed in our time, when many secrets should be revealed. [IMAGE REMOVED FROM PREVIEW] |
300b. Faculty Meetings with Rudolf Steiner II: Forty-Second Meeting
09 Dec 1922, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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Take, for example—well, why shouldn’t we speak about Goethe’s Green Snake and the Beautiful Lily? You have probably already done this, that would be just like you. |
300b. Faculty Meetings with Rudolf Steiner II: Forty-Second Meeting
09 Dec 1922, Stuttgart Translated by Ruth Pusch, Gertrude Teutsch |
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Dr. Steiner: I think that first I need to hear what has happened with the class schedule during the short period it has been implemented. I would like to know whether you see it as a possible solution. A teacher: A father wrote a letter indicating things have gotten worse. Dr. Steiner: We should include those opinions in a practical evaluation. We need to ask ourselves how it is that a boy in the fourth grade has class until ten minutes to 7:00 in the evening. A teacher: We had to put one of the language classes into the afternoon, and then handwork follows it. Another teacher: In general, the situation is not worse. Dr. Steiner: That is the way it should be. We have not increased the number of hours, but actually reduced them, and the instruction is more concentrated. A teacher says something about the free periods. Dr. Steiner: If we had more teachers, such free periods would not occur. What do the students do during that time? A teacher: They are put together in one room, and we keep an eye on them. The older children work alone. Dr. Steiner: We should answer such a letter by pointing out the advantages. There must certainly be some advantages. A teacher: In the eighth grade, there do not seem to be any advantages. Dr. Steiner: We have to recognize that as unavoidable. Is it really so obvious? Certainly, the number of classroom hours has not increased. A teacher: It is only a temporary disadvantage and will exist only as long as we have shop in the afternoon. Dr. Steiner: This situation can last only for the darkest months of winter. Instruction begins relatively late, at 8:30 a.m. I always assumed that was for reasons of economy. We could also say that if the parents paid for the additional lighting, we would begin at 8:00. We could ask the parents whether they want it or not, and then decide according to the majority. We could begin a half hour earlier and use electric light. We could survey the parents after we explain the basic issues of the class schedule. The main complaint of the person who wrote that letter is that he does not see his children. He is quite sorry his son does not arrive home until 7:30 in the evening. We need to take a survey. We could ask him whether he would be willing to pay more in order to have school begin a half hour earlier. The gymnastics teacher: The children have asked whether we could have gymnastics from 7:30 until 8:30 in the morning. Dr. Steiner: The children would then come to main lesson tired. They would be just as tired as if they had a regular period before main lesson. We need to speak with the students about their dissatisfaction, and we should send a questionnaire to the parents. For the students, our task is that they have the same perspective as you, the teachers. Where would we be if the students’ viewpoint was different from that of the teachers? It is absolutely necessary that the students support the teachers’ perspective. We should try to achieve better harmony between the students and teachers, so that the students would go through fire for the teachers. Each time that does not happen, it is painful for me. A teacher: Things would improve if we could have shop in the morning. Dr. Steiner: If that is possible, go ahead. It is curious that the students criticize the class schedule. Why is that? A teacher: The children criticize a great deal. Dr. Steiner: That should not be. In general, you should not lose contact with the children. I think every class schedule would have advantages and disadvantages. If you had good contact with the students, the class schedule would not be a problem. I would like to hear from the teachers what you think the practical results have been. We could send out a questionnaire to the parents, but student criticism is unacceptable. What I said at the beginning referred to the perspective of the teachers. A number of teachers report. A handwork teacher: Can we allow the boys in the upper grades to have handwork as an elective? The girls have asked if we could leave out the boys. The boys who have grown with the classes like to participate, but the new ones do not. Dr. Steiner: How could we do that? We have included those things in our curriculum that are appropriate in handwork; that leaves no room for variation. We cannot allow handwork to become an elective. How would you do that? Your guiding rule would then be that the children go only to what they want. You can vary things within the class. There are a number of good possible variations. You can give the children many kinds of activities. Things to not need to be the same everywhere. As far as I am concerned, you can give the boys and girls different activities beginning in the eighth or ninth grade, but if it becomes an elective, we will destroy our plan. A teacher: I would like stenography to be an elective. The children do no homework. Dr. Steiner: That is too bad. When does that class begin? Oh, in the tenth grade. I do not understand why they do not want to learn it. We are so close to some things that we often forget that we have a different method and a different curriculum than in other schools. You see, now that I’ve been in the classes more often, I can say we are achieving results with what we might call the Waldorf School method; the results are apparent. A comparison with other schools, in fact, shows that, to the extent we are using the Waldorf School pedagogy, we are achieving results. The question we need to ask ourselves is whether we are unconsciously not using the Waldorf method where we have not achieved results. I do not want to be too hard. Things do not always need to end in a storm about how the Waldorf School method is not being used everywhere. Sometimes you fall back into the usual school humdrum. You get results when you use the methods. Even though the results in foreign languages are uneven, there are, nevertheless, quite good results. We are also achieving good results in the lower grades with what is normally called penmanship. In arithmetic I have the feeling that the Waldorf School method is not often used. I think we need to continually ask ourselves how we need to work in these different conditions. Of course, it is easier to flunk a third of the class at the end of the school year than to continue bringing them along. That would result in different conditions. If we continue to use the same guidelines and think in the same way, we will not move forward. We would then have to allow the students to fail. You cannot have one without the other. On the other hand, we also need to consider that the work done at home needs to be done happily. The children must feel a need to do it. If you teach at one of the public schools with compulsory attendance, where you have no interest and can operate like a slave owner, you are in a different situation. If the children do not bring their homework, you simply punish them. The children would simply run away. If we were like other schools, they would simply run from us. We need to get the children to want to do their homework. But, their work is well done, isn’t it? I work so hard to unburden the teachers because I must admit to feeling that you do not always have the necessary enthusiasm to really put something into your teaching. We need more fire, more enthusiasm in our teaching. So much depends upon that. If, for example, a boy does not want to participate in handwork, you need to give some thought to giving him something he finds interesting. I know stenography can be learned in nothing flat, without much homework. I have, unfortunately, not been able to see what you do there. How do you explain stenography to the children? A teacher: I gave an introductory lecture on the history of stenography, then taught them the vowels. Dr. Steiner: You can generate much more excitement if you also teach abbreviations when you teach them the vowels,. All that relates to what we must overcome. What is that supposed to mean, “The children don’t want to”? A teacher: One girl told me she does not need stenography. She is interested only in art. Dr. Steiner: One thing must support the other. The students do not need to consider the question, “Why do I need to learn this?” We must direct our education toward being able to say to the student, “Look here, if you want to be an artist, there are a number of things that you need. You should not imagine you can simply become an artist. There are all kinds of things you need to learn that are not directly connected with art. As an artist, you may well need stenography. There was once a poet, Hamerling, who once said he could not have become what he was without stenography.” We must learn to teach so that as soon as the teacher says something, the children become interested. That should simply happen. We begin teaching stenography in the tenth grade. By now, the children should be so far that they understand they should not question their need to learn what we teach. A teacher: The children asked before we even began. Some of them had already learned the Stolze-Schrey method. Dr. Steiner: That is a real problem. If there were enough children, it might lead to needing a special course for those who want to learn the Stolze-Schrey method. A teacher asks about the visit of someone from England. Dr. Steiner: Concerning this visitor, it is important that we develop a kind of “visitor attitude” so that we appear to be accustomed to having visitors. Don’t you agree that we do not really do that when we have German visitors? Englishmen will be terribly disappointed if you receive them the way you normally receive visitors in the Waldorf School. I do not want to suggest that you take up “Emily Post” in your free time, but there is something you might call a kind of “natural manners.” It is different when you have a visitor than when you speak in the faculty meeting. The main thing is that you are gracious to visitors. I mean that not only in connection with your external demeanor, but also inwardly. You need to want to allow the visitors to see what is special about our instruction. Otherwise, they will go away with no impression at all. The impression our visitors receive depends upon how we act with them. That is the first thing. The other thing is that we need to make the visit as efficient as possible. It will not do to have thirty visitors in a class on the same day, but only as many as we can handle. We should not allow them simply to watch us. When the Theosophical Society had a conference in London some time ago, they had a “Smiling Committee.” When we had our meeting in 1907 in Munich, there was a great deal to see. There were the celebrities of the Theosophical Society. I thought it was really horrible that these famous people left with the opinion that people are right, Germans are impolite. I once suggested to someone that he should say a few words to a well-known person. He replied, “With them?” He thought it was a terrible imposition that I thought he should be polite. He thought he should simply ignore someone he did not like. These things happen. They should not happen here. Otherwise, we would have to not allow the visit, and that is something we cannot easily do. A teacher: We thought we would serve tea in one of the classes. We’ve also prepared a display table. Dr. Steiner: That is certainly good, but I am referring more to your attitude. You could certainly say we should not allow these people to come, but that is not easily avoided. You need to show them what is special about our teaching methods, and you need an opportunity for doing that. Sometimes when you say something, it feels like you are taking the morning dew from the flower. It is all so easy to say in a lecture, but with concrete questions, you seem so dry and barren. Then, it is like taking away the dew. Everything depends upon how you do it, whether it seems you want to help someone or not. What I want to say is—I can say this today because it will not seem as though I wanted to praise Dr. B.—when I come into his class he seems to think it is important and correct to point out certain things to me. The same is also true of Dr. S., but I also do not want to praise you. I do not think it would disturb your teaching if you were to point out what you are doing. Perhaps it is not so necessary with me, but I am convinced it is more important that you make sure visitors see what you are doing instead of simply having them stand there noticing nothing at all. Englishmen with their lack of concepts will understand nothing if you do not point out the basis of it. If you only give the class and let them watch, they won’t have the faintest idea of what happened. You need to forcefully point out what is special about the instruction. An earlier visitor left without the faintest idea of what the Waldorf School is. He left and went home with only a proof that the methods he used in his English school are good. The only impression he had was that we are doing the same things he does. You shouldn’t believe people notice things by themselves. Many of you have not yet noticed it, so many things continue on in their normal trot, even with our own teachers. That is what I meant. Not much more can be done. We should give a very impressive 5:00 o’clock tea at the branch office on Landhausstraße. Otherwise, the Englishmen will leave Stuttgart saying they have seen nothing of the Society, all we wanted was to lecture. In England, everybody introduces themselves, and they consider lectures as something to do on the side. They just put their hands in their pockets. Most of their lectures are simply long sentences. Germans say something in a lecture, something special about life, and they should notice that here. If you can show them that, they will slowly gain some respect. No Englishman can understand the German nature. They do not understand it, they have no concept why we see something in a lecture that we associate with conviction. For them, it is only a longer speech within a conversation, but they do have a good sense of ceremony for formal occasions. You can certainly see that in everything they do. We do not need to imitate English culture, we do not need to imitate English nature, but we do need to give these people the impression that we simply do not stand around, but are truly active. That is what we need to do. We do not need to do much more, and there is not much more we can do during a twoweek visit than to try to get people to respect our Waldorf School methods. Nevertheless, we do need to gain their respect. You need to remember that there is no way of expressing the word “philistine” in the English language. An Englishman cannot properly express the peculiarities of a philistine. People’s most prominent characteristics cannot be expressed in their own language. Nowadays, Germans have taken on so many characteristics of the English that they are almost incapable of saying the word “philistine” with the proper feeling. We should eliminate everything that is philistine from the Waldorf School. A teacher: Should we tell the children about this now? Dr. Steiner: I would not do that. What I have said should remain within our four walls. Outside our circle we will have to arrange things so that the children consider the visit as a matter of course. Don’t tell them. Don’t do things as though they were something outside our normal life. The visitors should not notice anything. They should not believe we made any special preparations. They should think their visit does not bother us at all. There can be no talk of taking their visit into account. Do that as little as possible. A teacher: Won’t the children bring some resistance from home? Dr. Steiner: I visited the school of a man who will be coming. I went through all of Mr. Gladstone’s classes. The children, of course, knew I was a German just as the children here will know that the visitors are from England, but it was natural that I was treated as a guest. A teacher: I would always ask an English visitor to tell something. Dr. Steiner: I would prefer to tell it myself. You should understand that all other classes will be of interest, but the English class will interest them only a little. I would try to make them understand, in a polite way, of course, that it is unimportant to me if they find the class not well done. If they say something, you could reply that you would probably say the same thing in their German class. You are probably right. That is what is important. Don’t give the impression they are important for you, but treat them as guests. It is important that people feel they have been treated as guests. It is important that they believe the things that happen while they are here are what occurs normally, not that they believe we prepared something for them. They should not believe that. When we give a 5 o’clock tea at the branch house, they should think that that is the custom here. We are moving a little too strongly in the direction of becoming bureaucrats rather than people of the world, but we need to become people of the world, not bureaucrats. It is bad for the school if bureaucracy arises here. All German schools are bureaucracies, but that is something that should not happen at the Waldorf School. Basically, we do not need to show the people anything other than what happens here. Everything else lies in the way we do that. I will be here on the eighth and ninth of January, perhaps also on the tenth, and then at the end of the visit. I was thinking it might be possible in that connection to give a short pedagogical course that would deal primarily with the aesthetics and pedagogy of music. A teacher asks about Parzival in the eleventh grade. Dr. Steiner: In teaching religion and history, what is important is how you present things. What is important is how things are treated in one case and then in another. In teaching religion, three stages need to be emphasized. In Parzival, for instance, you should first emphasize a certain kind of human guiltlessness when people live in a type of dullness. Then we have the second stage, that of doubt in the heart, “if the heart is doubting, then the soul must follow.” That is the second stage. The third stage is the inner certainty he finally achieves. That is what we need to especially emphasize in teaching religion. The whole story needs to be directed toward that. You need to show that during the period in which Wolfram wrote Parzival, a certain segment of the population held a completely permeating, pious perspective, and that people at that time had these three stages in their own souls. You need to show that this was seen as the proper form, and that this was how people should think about the development of the human soul. You could speak about the parallels between the almost identical times of Wolfram’s and Dante’s existence, although Dante was something different. When you go into these things, you need to give each of the three stages a religious coloring. In teaching literature and history, you need to draw the children’s attention to how one stage arises from an earlier one and then continues on to a later stage. You could show how it was proper that common people in the ninth and tenth centuries followed the priests in complete dullness. You can also show them how the Parzival problem arises because the common people then wanted to participate in what the priests gave them. In other words, show them that people existed in a state like Parzival’s and grew out of that state just as Parzival grew out of it. Show them how common people actually experienced the priests, just as Wolfram von Eschenbach did. He could not write, but he had an intense participation in the inner life of the soul. Historically, Wolfram is an interesting person. He was part of the whole human transition in that he could not write and in that the whole structure of education was not yet accepted by common people. But it was accepted that all the experiences of the soul did exist. There is also some historical significance to the fact that it is a cleric who is the scribe, that is, who actually does the writing. The attitude in Faust, “I am more clever than all the fancy people, doctors, the judges, writers, and priests,” persists into the sixteenth century. Those who could write were from the clergy, who also controlled external education. That changed only through the ability to print books. In the culture of Parzival, we find the predecessor of the culture of printed books. You could also attempt to go into the language. You should recall that it is quite apparent from Parzival that such expressions as “dullness,” “to live in the half-light of dullness,” were still quite visual at the time when people still perceived things that way. With Goethe, that was no longer the case. When Goethe speaks of a dog wagging its tail, he refers to it as a kind of doubting, whereas in Faust, it means nothing more than that the dog wags its tail. You see, this doubting is connected with dividing the dog into two parts: the dog’s tail goes to the left and the right and in that way divides the dog. This is something that is no longer felt later. The soul became completely abstract, whereas Goethe still felt it in a concrete way. This is also connected with the fact that Goethe once again takes up the Parzival problem in his unfinished Mysteries. That is exactly the same problem, and you can, in fact, use it to show how such things change. They return in an inner way. Take, for example—well, why shouldn’t we speak about Goethe’s Green Snake and the Beautiful Lily? You have probably already done this, that would be just like you. Why should we not take into account that the story of the kings is pictorially the same in Andreae’s Chymical Wedding, where you also have pictures of the kings? If you go back to that, you will see the natural connection to the Arthurian tales and the Grail story. You would have the whole esoteric Grail story. You would inwardly comprehend the Arthurian tales and the particular cultural work as the Knights of the Round Table, who set themselves the task of destroying the lack of consciousness, the dull superstition of the common people, while the Grail Castle’s task is to comprehend external life in a more spiritual way. Here you have the possibility for an inner deepening of Parzival, but at the same time you can place him in his own time. I have mentioned this in some of my lecture cycles, as well as Poor Heinrich, which can also be treated historically as a theme of the willingness to sacrifice. A moral understanding of the world coincided with the physical understanding of the world, something that was lost in the next cultural period. Something like Poor Heinrich could not have been written in the fifteenth century. I have also made a comparison between Parzival and von Grimmelshausen’s Simplicius. In Christoffel von Grimmelshausen’s time, people were already so advanced that they could treat the Parzival problem only in a humorous manner. You can still find an echo of it in Simplizism. This is something you can do in literary history. When you continue on to the present, things become very hidden, but you nevertheless should uncover them. It is also good to uncover much of what has been hidden. Take, for example, the training of Parzival by Gurnemanz. The question could arise whether a Gurnemanz existed in the nineteenth century. The answer is, yes, but you must understand the situation. It was Trast in Sudermann’s Honor. There you will find Trast and the inexperienced Robert. There you have a real Gurnemanz figure. You will find all the characteristics translated into silliness. But, you will again have an opportunity of showing that Robert is a kind of Faust, but made silly, and Trast a kind of Mephistopheles. Sudermann is a silly fellow and translated everything into silliness. Here you have an opportunity to show the tremendous superficiality that lies in the transition from the Middle Ages into the most modern times. A teacher asks why there is talk of twelve religions in The Mysteries. Dr. Steiner: For the same reason that I spoke about twelve world views in a lecture in Berlin. Goethe was not interested in discovering these twelve religions. He knew that the twelve religions were connected with the twelve pictures of the zodiac, and for that reason he spoke about twelve religions. It was not that he imagined a priori that there were twelve possible religions. I prefer to keep to Goethe’s attitude. As soon as you construct something of that sort, it becomes dry. The number is enough, and then you can give examples. Such things need not be particularly clear empirically. There are also only twelve consonants, the others are variations. That is something that occurs in no other language except Finnish, where there are only twelve consonants. That is how you can treat such questions, and you need only fill in the holes. A teacher: How should we handle the Klingsor problem? That is such a difficult theme for the children. Dr. Steiner: Avoid it. But, there is one important thing you can mention. You could discuss Wagner’s Parsifal with the children, but avoid bringing up questionable things. The result of your teaching will be that these things will be taken in with a much greater amount of inner purity later than they are today. A teacher: I wanted to ask you to say something about methodology. Dr. Steiner: I don’t understand your question. Isn’t that something that comes from the material itself? You have told the children a number of things, and the methodology lies in the things themselves. You have behaved in a way so that the children slowly came to behave in the same way. And the result is that the faculty could have sat on the school benches, and the children could have become the teachers. Everything is connected with that, with theory. You need to teach things much more naturally. There is no value in, for instance, saying that we need to ask the children if we want to know what it is that we should do. You should not repeat such things. A teacher: When teaching the Song of the Niebelungs in the tenth grade, I had the feeling I was right on the edge because I do not understand the language. Dr. Steiner: You see how difficult it is to speak in terms of general principles. The details are what is important. I think that if properly handled, the language is always interesting to the students. Things that can be learned from the inner structure of the language itself would always interest the students. I also think that the teachers working together would bring a great deal of good. For example, Mr. Boy presented a number of very interesting things, things that really interested the students in spite of the fact that a number of philologists would not consider them. Although they are rules, such things are interesting. Everything connected with language is interesting. Nevertheless, it is difficult to generalize. What I have had to say in that regard, I said in my language course, but I connected it with specific things. It is not possible to generalize. We could achieve a great deal if those who know certain things would tell the others who do not know them. This is a possibility for real collaboration. It is a shame that there is so much knowledge here and the others do not learn it. In the faculty, there could be a really great cooperation. A teacher: I do not understand Middle High German. Dr. Steiner: I’m not sure that is so important. I once knew a professor who lectured about Greek philosophy, but who could never read Aristotle without a translation. What is important is that you come into the feeling of the language. Who is there who really understands Middle High German well? There is much that the other teachers could tell you. A teacher: I cannot pronounce it well. You read it then. Dr. Steiner: Not everyone reads it the same. It is colored by various dialects. We all speak High German differently. In some cases, it is important that you don’t speak High German like an Austrian. A teacher: Then you mean we should give only some examples from the original text. Dr. Steiner: The original version of Parzival is really boring for students, and now one of them is translating it. One of you might write to Paris to order a book that you could get much more quickly if you simply ask Mr. B. to loan it to you. A teacher: We could also make a connection with etymology. Dr. Steiner: Regarding languages, my main desire is that the aesthetic or moral, the spiritual, and the content is emphasized more than the grammar. That is true for all languages and is what we should emphasize here. A word like “saelde” is really very interesting, “zwifel,” too. There is much that could be said about that, as well as about “saelde” that relates to the entire soul. A teacher: Could you say something about the spiritual scientific perspective? Dr. Steiner: All you have to do is look it up in How to Know Higher Worlds. Recently, there have been a number of lectures in Dornach about literary problems that Steffen found very interesting. A teacher asks about periodicity in teaching art at various levels: I will be going to the ninth grade on Monday. I have already spoken about the themes in Albrecht Dürer’s black-and-white art. Dr. Steiner: You can certainly do that. Do you really believe that the many things in Melancholia are attributes of Dürer? I think the difference between Dürer and Rembrandt is that Rembrandt treats the question of light and dark simply as a question of light and dark per se, whereas Dürer attempts to show light and dark through as many objects as possible. The many things contained in the Melancholia should not be seen as attributes, but more as his desire to place all possible objects into it. For me, the problem with Dürer is more how light behaves when reflected from all kinds of objects. With Rembrandt, the problem is more the interactions between light and dark. That is what I think. Rembrandt would not have seen the problem of Melancholia in the same way. He would have done it much more abstractly, where Dürer is more concrete. I think that is how you can draw a very fine line. A teacher: I wanted to include the problem of north-south, and then that of east-west. Dr. Steiner: You could contrast Rembrandt’s light and dark with the southern painting style. In that way, you can bring such things together. Of course, when you describe that, you can also mention that Rembrandt treats the question of light and dark only qualitatively. Space is only an opportunity to solve the problem through painting. If you show how a sculpture is entirely a question of space, you can then go on into sculpture. Of course, it is probably best if you make a connection with French sculpture of the late classical period. In the rococo—of course, you need to leave out the good side of the rococo—you find in sculpture an extreme contrast to Rembrandt. You can show how the question of light and dark is treated in the rococo quite differently than by Rembrandt. You always need to mention the thought that the rococo, even though it is often not valued artistically as highly as the baroque, is actually a higher development in art. A teacher: Should I then develop a kind of art-historical stages? Dr. Steiner: I would show how these stages in their various forms are expressed in various regions. It is interesting how, during the time when Dürer was active, there existed in Holland something different from what Rembrandt was doing. Different times for different places. I would arrange things so that I begin in the ninth grade only by concentrating upon the class and then develop the stages more strongly as I progress. Thus, by the eleventh grade, a review would awaken a strong picture of the various stages. A teacher: Our proposal in teaching languages was to begin with the verb with the lowest beginners. From the fourth grade onward, we would develop grammar, and beginning with the ninth grade, we would do more of a review and literature. Dr. Steiner: It is certainly quite right to begin with the verb. Prepositions are very lively. It would be incorrect to begin with nouns. I would like to explain that further, but this is a question I want to discuss when everyone who gives a language class is here, and N. is not here today. He did something today that is directly connected with how the verb and noun should be treated in class. We also need to answer the question of what is removed from the verb when it becomes a noun. When a noun is formed from a verb, a vowel is removed, and it thus becomes more consonant, it becomes more external. In English, every sound can become a verb. I know a woman who makes a verb out of everything that she hears. For instance, if someone says “Ah” she then says that he “ahed.” We want to turn our attention to this as soon as possible. |
323. Astronomy as Compared to Other Sciences: Lecture IX
09 Jan 1921, Stuttgart Translator Unknown |
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The result is a kind of inverted spectrum, and as you know Goethe arranged this experiment also. In the ordinary spectrum, the green passes over on the one side towards the violet and on the other towards the red; whereas in the spectrum obtained by Goethe in applying a strip of darkness to the prism there is peach-blossom in the middle and then again red on the one side and violet on the other (Fig. 11). |
323. Astronomy as Compared to Other Sciences: Lecture IX
09 Jan 1921, Stuttgart Translator Unknown |
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We have now reached a point in our studies from which we must proceed with extreme caution, in order to see where there is a danger of allowing our thought to depart from reality and to see also when we are avoiding this danger, by keeping within the bounds of what is real. Last time, we suggested the comparison of two facts: The appearance within the planetary system of the cometary phenomena, and, alas within the planetary system, though perhaps not bearing quite the same relationship to it, all that we observe in the phenomena of fertilization. In order, however, to come to ideas about this which are at all justified, we must first see whether it is indeed possible to find connections between two so widely separated things, with which we are confronted in the external world of facts. In scientific method, we shall not make real progress, unless we can refer from one realm of facts to another, manifesting something of a similar nature and thus leading us on. We have seen how on the one hand we have to use the element of figure and form, the mathematical, and then how we are again and again impelled to come to terms in one way or another with the qualitative aspect, in some way to find a qualitative approach. And so today we will bring in something which arises in regard to man if one really studies this man, who is, after all, in some way an image of the heavenly phenomena,—as the many statements in these lectures may enable us to deduce. Yet we still have to establish in what way he is this image. If this is what he is, we must first of all gain a clear understanding of man himself. We must understand the picture from which we intend to take our start,—understand its inner perspective. Just as in looking at a painting one must know what a foreshortening means, and so on, in order to pass from the picture to the real spatial relationships and to relate the picture to what it represents in reality, so, if we would approach reality in the universe, interpreting it through man, we must first be clear about man. Now it is, extraordinarily difficult, as a human being, to come near to the human being with palpable ideas. Therefore, I should like today to bring before your souls what I might call “palpably impalpable” thought-pictures arising from quite simple foundations, ideas with which most of you are probably already well acquainted, but which we must nevertheless bring before our minds in a certain connection. These ideas, which seem in part to be quite easy to grasp and yet again, beyond certain limits, to elude our comprehension, will afford us a means of orientation in the striving to take hold of the outer world through ideas. It may appear somewhat forced to keep emphasizing the necessity of referring back to man's life of pictorial imagination in order to understand the phenomena of the heavens. But after all it is obvious that however carefully we may describe the heavenly phenomena, we have, to begin with, nothing more than a form of optical picture, permeated with mathematical thoughts. What Astronomy gives us has fundamentally the character of a picture. To be on the right path, we must therefore concern ourselves with the arising of the picture in man, otherwise we shall gain no true relationship to what Astronomy can say to us. And so I should like today to proceed from some quite simple mathematics and to show you how, in a different domain from that to which we were led through the ratios of the periods of revolution of the planets, there appears within Mathematics itself this element of the incomprehensible, the impalpable. We meet with it when in a certain connection we study quite familiar curves. (As I said, many of you already know what I am about to describe, I only want to elucidate the subject today from a particular aspect.) Consider the Ellipse, with its two foci \(A\) and \(B\), and you know that it is a definition of the ellipse that for any point \(M\) of the curve, the sum of its distances \((a + b)\) from the two foci remains constant. It is characteristic of the ellipse, that the sum of the distances of any one of its points from two fixed points, the two foci, remains constant (Fig. 1). [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] Then we have a second curve, the Hyperbola (Fig. 2). You know that it has two branches. It is defined in that the difference of the distances of any point of the curve from the two foci, \((b - a)\) is a constant magnitude. In the ellipse, then, we have the curve of the constant sum, in the hyperbola, the curve of constant difference, and we must now ask: What is the curve of constant product? [IMAGE REMOVED FROM PREVIEW] I have often drawn attention to this: The curve of constant product is the so-called Curve of Cassini (Fig. 3). We find it when, having two points, \(A\) and \(B\), we consider a point M in regard to its distances from \(A\) and \(B\), and establish the condition that the two distances \(AM\) and \(BM\) multiplied together should equal a constant magnitude. For the sake of simplicity in the calculation, I will call the constant magnitude \(b^2\) and the distance \(AB\), \(2a\). If we take the mid-point between \(a\) and \(b\) as the center of the axes of a co-ordinate system and calculate the ordinates for each point that fulfills these conditions,—take \(C\) as the center of the co-ordinate system and let the point whose ordinate we will call y move round so that for each point of the curve \(AM•BM = b^2\), we get the following equation. (I will only give you the result, for the simply reason that everyone can easily work out the calculation for himself; it is to be found in any mathematical text-book relating to the subject.) We find for \(y\) the value: $$y=±\sqrt{-(a^2+x^2)±\sqrt{b^4+4a^2x^2}}$$Taking here into account that we cannot use the negative sign because we should then have an imaginary y, and considering therefore taking only the positive sign, we have: If we then draw the corresponding curve, we have a curve, rather like but not identical with an ellipse, called the curve of Cassini (Fig. 4). It is symmetrical to the left and right of the ordinate axis and about and below the abscissa axis. [IMAGE REMOVED FROM PREVIEW] But now, this curve has various forms, and for us at any rate this is the important thing about it. The curve has different forms, according to whether b, as I have taken it here, is greater than a, equal to a, or less than a. The curve I have just drawn arises when b ˃ a, and furthermore when another condition is fulfilled, namely, that b is also greater than or equal to a √2. Moreover, when b ˃ a√2, there is a distinct curvature above and below, If b = a√2, then at this point above and below, the line of the curve becomes straightened,m it flattens so much that it almost becomes a straight line (Fig. 4). If, however, b ˂ a√2, then the whole course of the curve is changed and it takes on this form (Fig. 5). And if b = a, the curve passes over into a quite special form, it changes into this form (Fig. 6). It runs back into itself, cuts through itself and comes out on the other side, and we obtain the special form of the Lemniscate. The lemniscate, then, is a special form of Curve of Cassini—these curves are so named after their discoverer. The particular form assumed by the curve is determined by the ratio between the constant magnitudes which appear in the equation characterizing the curve. In the equation, we have only these two constant magnitudes, b and a, and the form of the curve depends on the ratio between them. [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] Then the third case is possible, that b ˂ a. If b ˂ a, we can still find values for the curve. We can always solve the equation and obtain values for the curve, ordinates and abscissae, even when b is smaller than a, only the curve then undergoes yet another metamorphosis. For when b ˂ a, we find two branches of the curve, which look something like this (Fig. 7). We have a discontinuous curve. And here we come to the point where the mathematics itself confronts us with what I called the “palpably impalpable”, something that is difficult to grasp in space. For in the sense of the mathematical equation, this is not two curves, but one; it is a single curve in exactly the same way as all these are single curves (Figs. 3 through 5). In this one (the lemniscate) there is already a transition. The point which describes the curve takes this path, goes round underneath, cuts its previous path here and continues on here (Fig. 7). Here, we must picture the following: If we let the point M move along this line, it does not simply cross over from one side to the other,—it does not do this. It runs along the path just as in the other curves, describes a curve here, but then manages to turn up again here (Fig. 7) You see, that which carries the point along the line disappears here in the middle. If you want to understand the curve you can only imagine that it disappears in the middle. If you try to form a continuous mental picture of this curve, what must you do? [IMAGE REMOVED FROM PREVIEW] It is quite easy, is it not, to imagine curves such as thes. (I only say this in parenthesis for the ordinary philistine!) You can go on imagining points along the curve and you do not find that the picture breaks off. Here (in the lemniscate) admittedly, you have to modify the comfortable way of simply going round and round, but still it goes on continuously. You can keep hold of the mental picture. But now, when you come to this curve (Fig. 7), which is not so commonplace, and you want to image it, then, in order to keep the continuity of the idea you will have to say: Space no longer gives me a point of support. In crossing over to the other branch in my imagination, unless I break the continuity and regard the one branch as independent of the other, I must go out of space; I cannot remain in space. So you see, Mathematics itself provides us with facts which oblige us to go out of space, if we would preserve the continuity of the idea. The reality itself demands of us that in our ideas we go out of space. Even in Mathematics therefore we are confronted with something which shows us that in some way we must leave space behind, if the pure idea is to follow its right path. Having ourselves and going the idea is beginning to think the process through, we must go on thinking in such a way that space is no longer of any help to us. If this were not so, we should not be able to calculate all possibilities in the equation. In pursuing similar line of thought, we meet with other instances of this kind. I will only draw your attention to the next step, which ensures if one things as follows. The ellipse is the locus of the constant sum,—it is defined by the fact that is is the curve of constant sum. The hyperbola is the curve of constant difference. The curve of Cassini in its various forms is the curve of constant product. There must then be a curve of constant quotient also, if we have here A, here B, here a point M, and then a constant quotient to be formed through the division of BM by AM. We must be able to find different points, M 1, M 2, etc., for which $$\frac{BM_1}{AM_1}=\frac{BM_2}{AM_2}$$etc. are equal to one another and always equal to a constant number. This curve is, in fact, the Circle. If we look for the points M1, M2 etc. we find a circle which has this particular relationship to thee points A and B (Fig. 8). So that we can say: Besides the usual, simple definition of a circle,—namely, that it is the locus of a point whose distance from a fixed point remains constant,—there is another definition. The circle is that curve, very point of which fulfills the condition that its distances from two fixed points maintain a constant quotient. [IMAGE REMOVED FROM PREVIEW] Now, in considering the circle in this way there is something else to be observed. For you see, if we express this $$\frac{BM}{AM}=\frac{m}{n}$$(it could of course be expressed in some other way), we always obtain corresponding values in the equation, and we can find the circle. In doing this we find different forms of the circle (that is, different proportions between the radius of the circle and the length of the straight line AB), according to the proportion of m to n. These different forms of the circle behave in such a way that their curvature becomes less and less. When \(n\) is much greater than m, we find a circle with a very strong curvature; when n is not so much greater, the curvature is less. The circle becomes larger and larger the smaller the difference between n and m. And if we follow this proportion of m to n still further, the circle gradually passes over into a straight line. You can follow this in the equation. It passes over into the ordinate axis itself. The circle becomes the ordinate axis when \(m=n\), that is, when the quotient \(m/n=1\). In this way the circle gradually changes into the ordinate axis, into a straight line. You need not be particularly astonished at this. It is quite possible to imagine. But something very different happens it we wish to follow the process still further. The circle has flattened more and more, and through becoming flatter from within, as it were, it changes into a straight line. It does this because the constant ratio in the equation undergoes a change. Through this the circle becomes a straight line. But this constant ratio can of course grow beyond \(1\), so that the arcs of the circles appear here (on the left of the \(y\)-axis). What must we do, however, if we try to follow it in our imagination? We have to do something quite peculiar. We have, in fact, to think of a circle which is not curved towards the inside, but is curved towards the outside. Of course, I cannot draw this circle, but it is possible to think of a circle which is curved towards the outside.1 In an ordinary circle the curvature is towards the inside, it is not? If we follow the line round it returns into itself. But defining the circle in this other way, if we use the necessary constant, we obtain a straight line. The curvature is still on this side (right of the \(y\)-axis). But it now makes things not nearly so comfortable for us as before! Previously, the curvature always turned towards the center of the circle, while now (in the case of the straight line), we are shown that the center is somewhere in the infinite distance, as one says. Following on from this, there arises for us the idea of a circle which is curved towards the outside. Its curvature is then no longer as it is here (Fig. 9a)—that would be the ordinary, commonplace, philistine circle,—but its curvature is here (Fig. 9b). Therefore, the inside of this circle is not here; this is the outside; the inside of this circle (Fig. 9c) is to the right. [IMAGE REMOVED FROM PREVIEW] Now compare what I have just put before you. I have described the curve of Cassini, with its various forms, the lemniscate and the form in which there are two branches. And now we have pictured the circle in such a way that at one time it is curved in the familiar way, with the inside here and the outside here; while in a second form of circle (in drawing it we are only indicating what is meant) we find that the curvature is this way round, with an inside here and an outside here. Comparing it with the Cassini curve, the first form of the circle would correspond to the closed forms, as far as the lemniscate. After this we have another kind of circle, which must be thought of in the other direction, being curved this way, with the inside here and the outside here. You see, when we are concerned with the constant product we find forms of the curve of Cassini where, it is true, we are thrown out of space, yet we can still draw the other branch on the other side. The other branch is once more in space, although in order to pass from the one to the other we are thrown out of space. Here, in the case of the circle, however, the matter becomes still more difficult. In the transition from circle to straight line we are, indeed, thrown out of space, and moreover, we can no longer draw a self-contained form at all. This we are unable to do. In passing over from the curve of constant product to the curve of constant quotient, we are only just able to indicate the thought spatially. It is extraordinarily important that we concern ourselves with the creating of ideas which, as it were, will still slip into such curve-forms. I am convinced that most people who concern themselves with mathematics take note of such discontinuities, but then make the thought more comfortable by simply holding to the formula and not passing on to what should accompany the mathematical formula in true continuity of thought. I have also never seen that in the treatment of Mathematics as subject matter for education any great value is laid upon the forming of such thoughts in imagination.—I do not know,—I ask the mathematicians present, Herr Blümel, Herr Baravalle, if this is so; whether in modern University education any importance is attached to this? (Dr. Unger here mentioned the use of the cinema.) Yes, but that is a pretense. It is only possible to represent such things within empirical space by means of the cinema or in similar ways, it some sort of deception is introduced. It cannot be pictured fully in real space without the effect being achieved through some form of deception. The point is, whether there is anywhere in the sphere of reality something which obliges us to think realistically in terms of such curves. This is the question I am now asking. Before passing on, however, to describe what might perhaps correspond to these things in the realm of reality, I should like to add something which may perhaps make it easier for you to pass transition from these abstract ideas to the reality. It is the following. [IMAGE REMOVED FROM PREVIEW] You can set another problem in the sphere of theoretical Astronomy, theoretical Physics. You can say: Let us suppose that here as \(A\), is a source of light, and this source of light in a illumines a point \(M\) (Fig. 10). The strength of the light shining from \(M\) is observed from \(B\). That is, with the necessary optical instruments, observation is made from \(B\) of the strength of the light shining from the point \(M\), which is illumined from \(A\). And of course, the strength of the light would vary, according to the distance between \(B\) and \(M\). But there is a path which could be described by the point \(M\), such that, being illumined from A, it always shines back to \(B\) with the same intensity. There is such a path; and we can therefore ask: What must be the locus of a point, illumined from a fixed point \(A\), such that, seen from another fixed point \(B\), its light is always of the same intensity? This curve—the curve in which such a point would have to move—is the curve of Cassini! From this you see that something which takes on a qualitative nature is set into spatial connection, fitting into a complicated curve. The quality that we must see in the beam of light—for the intensity of light is a quality—depends in this case on the element of form in the spatial relationships. I only wished to bring this forward for you to see that there is at least some way of leading over from what can be grasped in geometrical form to what is qualitative. This way is a long one, and what we will now discuss is something to which I want to draw your attention, although it would take months to present in all detail. You must be fully aware that I only intend to give you guiding lines; it is left to you to develop them further and to go into all the details which would testify to the truth of what is said. For you see, the connection which must be formed between spiritual science and empirical sciences of today demands very far-reaching and extensive work. But when lines of direction are once given, this work can to some extent be undertaken and carried forward. It is at all events possible. One must only be able in a quite definite way to penetrate into the empirical phenomena. If we now tackle the problem from quite another angle,—we have sought to some degree to understand it from the mathematical aspect, then, to anyone who is studying the human organism, there is something which cannot escape unnoticed, something which has often been brought forward in our circle, especially in the talks which accompanied the course of lectures on Medicine in Dornach in the spring of 1920. It is not to be overlooked that certain relationships exist between the organisation of the head and the rest of the human organisation, for example the metabolism. There is indeed a connection, indefinable to begin with, between what takes place in the third system of the human being—in all the organs of metabolism—and what takes place in the head. The relationship is there, but it is hard to formulate. Clearly as it emerges in various phenomena,—for example, it is obvious that certain illnesses are connected with skull or head deformities and the like, and these things can easily be traced by one who tries to follow them with biological reasoning,—it nevertheless difficult to grasp this relationship in imagination. People do not usually get beyond the point of saying that there must be some sort of connection between what takes place in the head, for instance, and in the rest of the human organism. It is a picture which is difficult to form, just because it is so very hard for people to make the transition from the quantitative aspect to the qualitative. If we are not educated through spiritual-scientific methods to find this transition, quite independently of what outer experience offers,—to extend to what is qualitative the kind of thought we use for what is quantitative, if we do not methodically train ourselves to do this, then, my dear friends, there will always be an apparent limit to our understanding of the external phenomena. Let me indicate but one way in which you can train yourselves methodologically to think the qualitative in a similar way as you think the quantitative. You are all acquainted with the phenomenon of the solar spectrum, the usual continuous spectrum. You know that we have there the transition of colour from red to violet. You know, too, that Goethe wrestled with the problem of how this spectrum is in a sense the reverse of what must arise if darkness be allowed to pass through the prism in the same way as is usually done with light. The result is a kind of inverted spectrum, and as you know Goethe arranged this experiment also. In the ordinary spectrum, the green passes over on the one side towards the violet and on the other towards the red; whereas in the spectrum obtained by Goethe in applying a strip of darkness to the prism there is peach-blossom in the middle and then again red on the one side and violet on the other (Fig. 11). The two colour bands are obtained, the centres of which are opposite to one another, qualitatively opposite, and both bands seem to stretch away as it were into infinity. But now, one can imagine that this axis, the longitudinal axis of the ordinary spectrum, is not simply a straight line, but a circle, as indeed every straight line is a circle. If this straight line is a circle, it returns into itself, and we can consider the point where the peach-blossom appears to be the same point as the one in which the violet, stretching to the right, meets the red, which stretches to the left. They meet in the infinite distance to the right and left. If we were to succeed—maybe you know that one of the first experiments to be made in our newly established physical laboratory is to be in this direction—if we were to succeed in bending the spectrum in a certain way into itself, then even those who are not willing to grasp the matter to begin with in pure thought will be able to see that we are here concerned with something real and of a qualitative nature. [IMAGE REMOVED FROM PREVIEW] [IMAGE REMOVED FROM PREVIEW] We come to certain limiting ideas in Mathematics, where—as in Synthetic Geometry—we are obliged to regard the straight line as a circle in a quite real though inner sense; where we are obliged to admit of the infinitely distant point of a straight line as being only one point; or to understand as bounding a plane, not some line above and then again below, but a single straight line; or to think of the boundary of infinite space, not in the nature of something spherical, but as a plane. Such ideas, however, also become, in a way, limiting ideas for sense-perceptible empirical reality, and we are made to realise it if we insist on restricting ourselves to sense-perceptible reality. This brings us to something which would otherwise always remain perpetually in the dark. I have already mentioned it. It invites us really to think-through the thought-pictures to which we come when we allow the lemniscate-form of the Cassini curve to pass over into the double-branched form,—the form with the two branches for which we must go out of space,—and them compare this with what confronts us in the empirical reality. You are indeed already doing this, my dear friends, when you apply Mathematics in one way or another to the empirical reality. You call a triangle a triangle, because you have first constructed it mathematically. You apply to the outer form what has been evolved in an inner constructive way within you. The process I have just described is only more complicated, but it is the same process when you think of the two branches of that particular form of the Cassini curve as one. Apply this thought to the correspondence between the human head and the rest of the human organism and you will have to realise that in the head there is a connection with the remaining organism of precisely such a character as is expressed by the equation which requires, not a continuous curve, but a discontinuous one. This cannot be followed anatomically; you must go out beyond what the body comprises physically, if you would find the connection of what comes to expression in the head with what comes to expression in the metabolic system. It is essential to approach the human organism with thoughts which are quite unattainable if for every element of the thought you insist on an entire correspondence within the sense-perceptible empirical realm. We must reach out to something else, beyond the sense-perceptible empirical realm, if we are to find what this relationship really is within the human being. Such a study, if one really gives oneself up to it and carried it out methodically, is extraordinarily rich in its results. The human organisation is of such a nature that it cannot be embraced by the anatomical approach alone. Just as we are driven out of space in the Cassini curve, so in the study of man we are driven out of the body, by the method of study itself. You see, it is quite possible to understand in the first place in thought, that in a study of the whole man we are driven out of the realm of what can be grasped in a physical-empirical sense. To put forward such things is no offence against scientific principles. Such ideas are far removed from the purely hypothetical fantasies which are often entertained in connection with natural phenomena, for they refer to the whole way in which man is membered into the universe. You are not looking for something which is otherwise non-existent, but rather for something which is exactly the same as what is expressed in the relationship between a man thinking mathematically and the empirical reality. It is not a question of looking for hypotheses which in the end are unjustifiable; it is a question, since the reality is obviously complicated, of looking for other cognitive relations to the inner reality, in addition to the simple relation of mathematical man to empirical reality. When once you have accepted such thoughts, you will also be led to ask whether what takes place outside the human being in other domains besides the astronomical,—for example, in those phenomena which we call the chemical and physical,—whether those same phenomena, which we regard as chemical phenomena outside of man, take the same course within man, when he is alive, as they do outside him, or whether here, too, a transition is necessary which leads in some way out of space. Now consider the important question arising out of this. Suppose we have here some kind of chemical phenomena and here the boundary leading over to the inside of the human being (Fig. 13). Supposing that this chemical phenomenon were able to call forth another, so that the human being reacted here (inside); then, if we remain in the field of the empirical, space would of course be the mediator. If, however, the continuance of this phenomenon within the human being comes about by virtue of the fact, say, that the human being is nourished by food, and the processes already taking place outside him continue inside him, then the question arises: Does the force which is at work in the chemical process remain in the same space when it taking place within man as when it is taking its course outside him? Or must we perhaps go out of space? And there you have what is analogous to the circle which changes over into a straight line. If you look for its other form, where what is usually turned outward is now turned inward, you are entirely outside of space. [IMAGE REMOVED FROM PREVIEW] The question is, whether we do not need such ideas as these, thought-pictures which, while remaining continuous, go right out of space,—when we follow the course of what happens outwardly, outside of man, into the interior of the human being. The only thing to be said against such things, my dear friends, is that they certainly impose greater demands on the human capacity of understanding than the ideas with which he phenomena are approached today. They might therefore be rather awkward in University education. They are, no doubt, thoroughly awkward, for they imply that before approaching the phenomena we must awaken in ourselves what will enable us to understand them. Nothing like this exists in our educational system today; but it must come, it must certainly come, otherwise simply in speaking of a phenomenon we get into the greatest disparities, without in any way seeing the reality. Just think what happens when someone observes the circle as it curves to this side (Fig. 9a), and then sees how it curves to this side (Fig. 9b), but then remains a philistine and simple does not conceive that the circle now curves towards the other side. He says: This is impossible, the circle cannot curve this way; I must put the curvature this way round, I must simply place myself on the other side. What he is speaking about seems to be one and the same thing; but he has changed his point of view. In this way today we make matters simple, in describing what is within the human being in comparison with what takes place in Nature outside him. We say: What is within man does not exist at all; I must simply place myself within man and say that the curvature is facing this way (Fig. 9c). I will then consider what is inside, without taking into account that I have reversed the curvature. I will make the interior of the human being into an outer Nature. I simply imagine outer Nature to continue through the skin into the interior. I turn myself round, because I am not willing to admit the other form of curvature, and then I theorise. That is the trick which is performed today, only in order to adhere to more comfortable motions. There is no desire to accent what is real; in order not to have to do so, we simply turn ourselves round, and—this is now a comparison—instead of looking at the human from in front, we look at Nature from behind and thus arrive in this way at all the various theories concerning man. We will continue, then, tomorrow.
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305. Spiritual Ground of Education: How Knowledge Can Be Nurture
21 Aug 1922, Oxford Translated by Daphne Harwood |
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Before this time there was no such thing as a plant, only a green thing with red flowers in which there is a little spirit just as there is a little spirit in ourselves. |
305. Spiritual Ground of Education: How Knowledge Can Be Nurture
21 Aug 1922, Oxford Translated by Daphne Harwood |
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If the process of the change of teeth in a child is gradual even more gradual is that great transformation in the bodily, psychic and spiritual organism of which I have already spoken. Hence, in education it is important to remember that the child is gradually changing from an imitative being into one who looks to the authority of an educator, of a teacher. Thus we should make no abrupt transition in the treatment of a child in its seventh year or so—at the age, that is, at which we receive it for education in the primary school. Anything further that is said here on primary school education must be understood in the light of this proviso. In the art of education with which we are here concerned the main thing is to foster the development of the child's inherent capacities. Hence all instruction must be at the service of education. The task is, properly speaking, to educate; and instruction is made use of as a means of educating. This educational principle demands that the child shall develop the appropriate relation to life at the appropriate age. But this can only be done satisfactorily when the child is not required at the very outset to do something which is foreign to its nature. Now it is a thoroughly unnatural thing to require a child in its sixth or seventh year to copy without more ado the signs which we now, in this advanced stage of civilisation, use for reading and writing. If you consider the letters we now use for reading and writing, you will realise that there is no connection between what a seven-year old child is naturally disposed to do—and these letters. Remember, that when men first began to write they used painted or drawn signs which copied things or happenings in the surrounding world; or else men wrote from out of will impulses, so that the forms of writing gave expression to processes of the will, as for example in cuneiform. The entirely abstract forms of letters which the eye must gaze at nowadays, or the hand form, arose from out of picture writing. If we confront a young child with these letters we are bringing to him an alien thing, a thing which in no wise conforms to his nature. Let us be clear what this ‘pushing’ of a foreign body into a child's organism really means. It is just as if we habituated the child from his earliest years to wearing very small clothes, which do not fit and which therefore damage his organism. Nowadays when observation tends to be superficial, people do not even perceive what damage is done to the organism by the mere fact of introducing reading and writing to the child in a wrong way. An art of education founded in a knowledge of man does truly proceed by drawing out all that is in the child. It does not merely say: the individuality must be developed, it really does it. And this is achieved firstly by not taking reading as the starting point. For with a child the first things are movements, gestures, expressions of will, not perception or observation. These come later. Hence it is necessary to begin, not with reading, but with writing—but a writing which shall come naturally from man's whole being. Hence, we begin with writing lessons, not reading lessons, and we endeavour to lead over what the child does of its own accord out of imitation, through its will, through its hands, into writing. Let me make it clear to you by an example: We ask the child to say the word “fish,” for instance, and while doing so, show him the form of the fish in a simple sketch; then ask him to copy it;—thus we get the child to experience the word “fish.” From “fish” we pass to f (F), and from the form of the fish we can gradually evolve the letter f. Thus we derive the form of the letter by an artistic activity which carries over what is observed into what is willed: ![]() By this means we avoid introducing an utterly alien F, a thing which would affect the child like a demon, something foreign thrust into his body; and instead we call forth from him the thing he has seen himself in the market place. And this we transform little by little into ‘ f .’ In this way we come near to the way writing originated, for it arose in a manner similar to this. But there is no need for the teacher to make a study of antiquity and exactly reproduce the way picture writing arose so as to give it in the same manner to the child. What is necessary is to give the rein to living fantasy and to produce afresh whatever can lead over from the object, from immediate life, to the letter forms. You will then find the most manifold ways of deriving the letter form for the child from life itself. While you say M let him feel how the M vibrates on the lips, then get him to see the shape of the lips as form, then you will be able to pass over gradually from the M that vibrates on the lips to M. ![]() In this way, if you proceed spiritually, imaginatively, and not intellectually, you will gradually be able to derive from the child's own activity, all that leads to his learning to write. He will learn to write later and more slowly than children commonly do to-day. But when parents come and say: My child is eight, or nine years old, and cannot yet write properly, we must always answer: What is learned more slowly at any given age is more surely and healthily absorbed by the organism, than what is crammed into it. Along these lines, moreover, there is scope for the individuality of the teacher, and this is an important con-sideration. As we now have many children in the Waldorf School we have had to start parallel classes—thus we have two first classes, two second classes and so on. If you go into one of the first classes you will find writing being taught by way of painting and drawing. You observe how the teacher is doing it. For instance, it might be just as we have been describing here. Then you go into the other Class I., Class I. B; and you find another teacher teaching the same subject. But you see something quite different. You find the teacher letting the children run round in a kind of eurhythmy, and getting them to experience the form from out of their own bodily movements. Then what the child runs is retained as the form of the letter. And it is possible to do it in yet a third and a fourth manner. You will find the same subject taught in the most varied ways in the different parallel classes. Why? Well, because it is not a matter of indifference whether the teacher who has to take a lesson has one temperament or another. The lesson can only be harmonious when there is the right contact between the teacher and the whole class. Hence every teacher must give his lesson in his own way. And just as life appears in manifold variety so can a teaching founded in life take the most varied forms. Usually, when pedagogic principles are laid down it is expected that they shall be carried out. They are written down in a book. The good teacher is he who carries them out punctiliously, 1, 2, 3, etc. Now I am convinced that if a dozen men, or even fewer, sit down together they can produce the most wonderful programme for what should take place in education; firstly, secondly, thirdly, etc. People are so wonderfully intelligent nowadays;—I am not being sarcastic, I really mean it—one can think out the most splendid things in the abstract. But whether it is possible to put into practice what one has thought out is quite another matter. That is a concern of Life. And when we have to deal with life,—I ask you now, life is in all of you, natural life, you are all human beings, yet you all look different. No one man's hair is like another's. Life displays its variety in the manifold varieties of form. Each man has a different face. If you lay down abstract principles, you expect to find the same thing done in every class room. If your principles are taken from life, you know that life is various, and that the same thing can be done in the most varied ways. You see, for instance, that Negroes must be regarded as human beings, and in them the human form appears quite differently. In the same way when the art of education is held as a living art, all pedantry and also every kind of formalism must be avoided. And education will be true when it is really made into an art, and when the teacher is made into an artist. It is thus possible for us in the Waldorf School to teach writing by means of art. Then reading can be learned afterwards almost as a matter of course, without effort. It comes rather later than is customary, but it comes almost of itself. While we are concerned on the one hand in bringing the pictorial element to the child—(and during the next few days I shall be showing you something of the paintings of the Waldorf School children)—while we are engaged with the pictorial element, we must also see to it that the musical element is appreciated as early as possible. For the musical element will give a good foundation for a strong energetic will, especially when attention is paid—at this stage—not so much to musical content as to the rhythm and beat of the music, the experience of rhythm and beat; and especially when it is treated in the right manner at the beginning of the elementary school period. I have already said in the introduction to the eurhythmy demonstration that we also introduce eurhythmy into children's education. I shall be speaking further of eurhythmy, and in particular of eurhythmy in education, in a later lecture. For the moment I wished to show more by one or two examples how early instruction serves the purpose of education in so far as it is called out of the nature of the human being. But we must bear in mind that in the first part of the stage between the change of teeth and puberty a child can by no means distinguish between what is inwardly human and what is external nature. For him up to his eighth or ninth year these two things are still merged into one. Inwardly the child feels a certain impression, outwardly he may see a certain phenomenon, for instance a sunrise. The forces he feels in himself when he suffers unhappiness or pain; he supposes to be in sun or moon, in tree or plant. We should not reason the child out of this. We must transpose ourselves into the child's stage of life and conduct everything within education as if no boundary existed as yet between inner man and outer nature. This we can only do when we form the instruction as imaginatively as possible, when we let the plants act in a human manner—converse with other plants, and so on,—when we introduce humanity everywhere. People have a horror nowadays of Anthropomorphism, as it is called. But the child who has not experienced anthropomorphism in its relation to the world will be lacking in humanity in later years. And the teacher must be willing to enter into his environment with his full spirit and soul so that the child can go along with him on the strength of this living experience. Now all this implies that a great deal shall have happened to the teacher before he enters the classroom. The carrying through of the educational principles of which we have been speaking makes great demands on the preparation the teachers have to do. One must do as much as one possibly can before-hand when one is a teacher, in order to make the best use of the time in the class room. This is a thing which the teacher learns to do only gradually, and in course of time. And only through this slow and gradual learning can one come really to have a true regard for the child's individuality. May I mention a personal experience in this connection, Years before my connection with the Waldorf School I had to concern myself with many different forms of education. Thus it happened that when I was still young myself I had corded to me the education of a boy of eleven years old who was exceedingly backward in his development. Up to that time he had lied nothing at all. In proof of his attainment I was shown an exercise book containing the results of the latest examination he had been pushed into. All that was to be seen in it was an enormous hole that he had scrubbed with the india-rubber; nothing else. Added to this the boy's domestic habits were of a pathological nature. The whole family was unhappy on his account, for they could not bring themselves to abandon him to a manual occupation—a social prejudice, if you like, but these prejudices have to be reckoned with. So the whole family was unhappy. The family doctor was quite explicit that nothing could be made of the boy. I was now given four children of this family to educate. The others were normal, and I was to educate this one along with them. I said: I will try—in a case like this one can make no promises that this or the other result will be achieved,—but I would do everything that lay within my power, only I must be left complete freedom in the matter of the education. So now I undertook this education. The mother was the only member of the family who understood my stipulation for freedom, so that the education had to be fought for him in the teeth of the others. But finally the instruction of the boy was confided to me. It was necessary that the time spent in immediate instruction of the boy should be as brief as possible. Thus if I had, say, to be engaged in teaching the boy for about half-an-hour, I had to do three hours' work in preparation so as to make the most economical use of the time. Moreover, I had to make careful note of the time of the music lesson, for example. For if the boy were overtaxed he turned pale and his health deteriorated. But because one understood the boy's whole pathological condition, because one knew what was to be set down to hydrocephalus, it was possible to make such progress with the boy—and not psychical progress only,—that a year and a half after he had shown up merely a hole rubbed in his exercise book, he was able to enter the Gymnasium. (Name given to the Scientific and Technical School as distinct from the Classical.) And I was further able to help him throughout the classes of the Gymnasium and follow up the work with him until near the end of his time there, Under the influence of this education, and also because everything was spiritually directed, the boy's head became smaller. I know a doctor might say perhaps his head would have become smaller in any case. Certainly, but the right nurture of spirit and soul had to go with this process of getting smaller. The person referred to subsequently became an excellent doctor. He died during the war in the exercise of his profession, but only when he was nearly forty years old. It was particularly important here to achieve the greatest economy in the time of instruction by means of suitable preparation beforehand. Now this must become a general principle. And in the art of education of which I am here speaking this is striven for. Now, when it is a question of describing what we have to tell the children in such a way as to arouse life and liveliness in their whole being, we mast master the subject thoroughly beforehand and be so at home with the matter that we can turn all our attention and individual power to the form in which we shall present it to the child. And then we shall discover as a matter of course that all the stuff of teaching must become pictorial if a child is to grasp it not only with his intellect but with his whole being. Hence we mostly begin with tales such as fairy tales, but also with other invented stories which relate to Nature. We do not at first teach either language or any other “subject,” but we simply unfold the world itself in vivid and pictorial form before the child. And such instruction is the best preparation for the writing and reading which is to be derived imaginatively. Thus between his ninth and tenth year the child comes to be able to express himself in writing, and also to read as far as is healthy for him at this age, and now we have reached that important point in a child's life, between his ninth and tenth year, to which I have already referred. Now you must realise that this important point in the child's life has also an outward manifestation. At this time quite a remarkable change takes place, a remarkable differentiation, between girls and boys. Of the particular significance of this in a co-educational school such as the Waldorf School, I shall be speaking later. In the meantime we must be aware that such a differentiation between boys and girls does take place. Thus, round about the tenth year girls begin to grow at a quicker rate than the boys. Growth in boys is held back. Girls overtake the boys in growth. When the boys and girls reach puberty the boys once more catch up with the girls in their growth. Thus just at that stage the boys grow more rapidly. Between the tenth and fifteenth year the outward differentiation between girls and boys is in itself a sign that a significant period of life has been reached. What appears inwardly is the clear distinction between oneself and the world. Before this time there was no such thing as a plant, only a green thing with red flowers in which there is a little spirit just as there is a little spirit in ourselves. As for a “plant,” such a thing only makes sense for a child about its tenth year. And here we must be able to follow his feeling. Thus, only when a child reaches this age is it right to teach him of an external world of our surroundings. One can make a beginning for instance with botany—that great stand-by of schools. But it is just in the case of botany that I can demonstrate how a formal education—in the best sense of the word—should be conducted. If we start by showing a child a single plant we do a thoroughly unnatural thing, for that is not a whole. A plant especially when it is rooted up, is not a whole thing. In our realistic and materialistic age people have little sense for what is material and natural otherwise they would feel what I have just said. Is a plant a whole thing? No, when we have pulled it up and fetched it here it very soon withers. It is not natural to it to be pulled up. Its nature is to be in the earth, to belong with the soil. A stone is a totality by itself. It can lie about anywhere and it makes no difference. But I cannot carry a plant about all over the place; it will not remain the same. Its nature is only complete in conjunction with the soil, with the forces that spring from the earth, and with all the forces of the sun which fall upon this particular portion of the earth. Together with these the plant makes a totality. To look upon a plant in isolation is as absurd as if we were to pull out a hair of our head and regard the hair as a thing in itself. The hair only arises in connection with an organism and cannot be understood apart from the organism. Therefore: In the teaching of botany we must take our start, not from the plant, or the plant family but from the landscape, the geographical region: from an understanding of what the earth is in a particular place. And the nature of plants must be treated in relation to the whole earth. When we speak of the earth we speak as physicists, or at most as geologists. We assume that the earth is a totality of physical forces, mineral forces, self-enclosed, and that it could exist equally well if there were no plants at all upon it, no animals at all, no men at all. But this is an abstraction. The earth as viewed by the physicist, by the geologist, is an abstraction. There is in reality no such thing. In reality there is only the earth which is covered with plants. We must be aware when we are describing from a geological aspect that, purely for the convenience of our intelligence, we are describing a non-existent abstraction. But we must not start by giving a child an idea of this non-existent abstraction, we must give the child a realisation of the earth as a living organism, beginning naturally with the district which the child knows. And then, just as we should show him an animal with hair growing upon it, and not produce a hair for it to see before it knew anything of the animal—so must we first give him a vivid realisation of the earth as a living organism and after that show him how plants live and grow upon the earth. Thus the study of plants arises naturally from introducing the earth to the child as a living thing, as an organism—beginning with a particular region. To consider one part of the earth at a time, however, is an abstraction, for no region of the earth can exist apart from the other regions; and we should be conscious that we take our start from something incomplete. Nevertheless, if, once more we teach pictorially and appeal to the wholeness of the imagination the child will be alive to what we tell him about the plants. And in this way we gradually introduce him to the external world. The child acquires a sense of the concept “objectivity.” He begins to live into reality. And this we achieve by introducing the child in this natural manner to the plant kingdom. The introduction to the animal kingdom is entirely different—it comes somewhat later. Once more, to describe the single animals is quite inorganic. For actually one could almost say: It is sheer chance that a lion is a lion and a camel a camel. A lion presented to a child's contemplation will seem an arbitrary object however well it may be described, or even if it is seen in a menagerie. So will a camel. Observation alone makes no sense in the domain of life. How are we to regard the animals? Now, anyone who can contemplate the animals with imaginative vision, instead of with the abstract intellect, will find each animal to be a portion of the human being. In one animal the development of the legs will predominate—whereas in man they are at the service of the whole organism. In another animal the sense organs, or one particular sense organ, is developed in an extreme manner. One animal will be specially adapted for snouting and routing (snuffling), another creature is specially gifted for seeing, when aloft in the air. And when we take the whole animal kingdom together we find that what outwardly constitutes the abstract divisions of the animal kingdom is comprised in its totality in man. All the animals taken together, synthetically, give one the human being. Each capacity or group of faculties in the human being is expressed in a one-sided form in some animal species. When we study the lion—there is no need to explain this to the child, we can show it to him in simple pictures—when we study the lion we find in the lion a particular over-development of what in the human being are the chest organs, the heart organ. The cow shows a one-sided development of what in man is the digestive system. And when I examine the white corpuscles in the human blood I see the indication of the earliest, most primitive creatures. The whole animal kingdom together makes up man, synthetically, not symptomatically, but synthetically woven and interwoven. All this I can expound to the child in quite a simple, primitive way. Indeed I can make the thing very vivid when speaking, for instance, of the lion's nature and showing how it needs to be calmed and subdued by the individuality of man. Or one can take the moral and psychic characteristics of the camel and show how what the camel presents in a lower form is to be found in human nature. So that man is a synthesis of lion, eagle, ape, of camel, cow and all the rest. We view the whole animal kingdom as human nature separated out and spread abroad. This, then, is the other side which the child gets when he is in his eleventh or twelfth year. After he has learned to separate himself from the plant world, to experience its objectivity and its connection with an objective earth, he then learns the close connection between the animals and man, the subjective side. Thus the universe is once more brought into connection with man, by way of the feelings. And this is educating the child by contact with life in the world. Then we shall find that the requirements we always make are met spontaneously. In theory we can keep on saying: You must not overload the memory. It is not a good thing to burden the child's memory. Anyone can see that in the abstract. It is less easy for people to see clearly what effect the overburdening of memory has on a man's life. It means this, that later in life we shall find him suffering from rheumatism and gout—it is a pity that medical observation does not cover the whole span of a man's life, but indeed we shall find many people afflicted with rheumatism and gout, to which they had no predisposition; or else what was a very slight predisposition has been in-creased because the memory was overtaxed, because one had learned too much from memory. But, on the other hand, the memory must not be neglected. For if the memory is not exercised enough inflammatory conditions of the physical organs will be prone to arise, more particularly between the 16th and 24th years. And how are we to hold the balance between burdening the memory too much or too little? When we teach pictorially and imaginatively, as I have described, the child takes as much of the instruction as it can bear. A relationship arises like that between eating and being satisfied. This means that we shall have some children further advanced than others, and this we must deal with, without relegating less advanced children to a class below. One may have a comparatively large class and yet a child will not eat more than it can bear—spiritually speaking—because its organism spontaneously rejects what it cannot bear. Thus we take account of life here, just as we draw our teaching from life. A child is able to take in the elements of Arithmetic at quite an early age. But in arithmetic we observe how very easily an intellectual element can be given the child too soon. Mathematics as such is alien to no man at any age. It arises in human nature; the operations of mathematics are not foreign to human faculty in the way letters are foreign in a succeeding civilisation. But it is exceedingly important that the child should be introduced to arithmetic and mathematics in the right way. And what this is can really only be decided by one who is enabled to overlook the whole of human life from a certain spiritual standpoint. There are two things which in logic seem very far removed from one another: arithmetic and moral principles. It is not usual to hitch arithmetic on to moral principles because there seems no obvious logical connection between them. But it is apparent to one who looks at the matter, not logically, but livingly, that the child who has a right introduction to arithmetic will have quite a different feeling of moral responsibility from the child who has not. And—this may seem extremely paradoxical to you, but since I am speaking of realities and not of the illusions current in our age, I will not be afraid of seeming paradoxical, for in this age truth often seems paradoxical.—If, then, men had known how to permeate the soul with mathematics in the right way during these past years we should not now have bolshevism in Eastern Europe. This it is that one perceives: what forces connect the faculty used in arithmetic with the springs of morality in man. Now, you will understand this better probably if I give you a very small illustration of the principles of arithmetic teaching. It is common nowadays to start arithmetic by the adding of one thing to another. But just consider how foreign a thing it is to the human mind to add one pea to another and at each addition to name a new name. The transition from one to two, and then to three,—this counting is quite an arbitrary activity for the human being. But it is possible to count in another way. And this we find when we go back a little in human history. For originally people did not count by putting one pea to another and hence deriving a new thing which, for the soul at all events, had little connection with what went before. No, men counted more or less in the following way: They would say: What we get in life is always a whole, something to be grasped as a whole; and the most diverse things can constitute a unity. If I have a number of people in front of me, that can be a unity at first sight. Or if I have a single man in front of me, he then is a unity. A unity, in reality, is a purely relative thing. And I keep this in mind if I count in the following way: One | = | two | = | = | three | = | = | = | four | = | = | =| = | and so on, that is, when I have an organic whole (a whole consisting of members): because then I am starting with unity, and in the unity, viewed as a multiplicity, I seek the parts. This indeed was the original view of number. Unity was always a totality, and in the totality one sought for the parts. One did not think of numbers as arising by the addition of one and one and one, one conceived of the numbers as belonging to the whole, and proceeding organically from the whole. When we apply this to the teaching of arithmetic we get the following: Instead of placing one bean after another beside the child, we throw him a whole heap of beans. The bean heap constitutes the whole. And from this we make our start. And now we can explain to the child: I have a heap of beans—or if you like, so that it may the better appeal to the child's imagination: a heap of apples,—and three children of different ages who need different amounts to eat, and we want to do something which applies to actual life. What shall we do? Now we can for instance, divide the heap of apples in such a way as to give a certain heap on the one hand and portions, together equal to the first heap, on the other. The heap represents the sum. Here we have the heap of apples, and we say: Here are three parts, and we get the child to see that the sum is the same as the three parts. The sum = the three parts. That is to say, in addition we do not go from the parts to arrive at the sum, but we start with the sum and proceed to the parts. Thus to get a living understanding of addition we start with the whole and proceed to the addenda, to the parts. For addition is concerned essentially with the sum and its parts, the members which are contained, in one way or another, within the sum. In this way we get the child to enter into life with the ability to grasp a whole, not always to proceed from the less to the greater. And this has an extraordinarily strong influence upon the child's whole soul and mind. When a child has acquired the habit of adding things together we get a disposition which tends to be desirous and craving. In proceeding from the whole to the parts, and in treating multiplication similarly, the child has less tendency to acquisitiveness, rather it tends to develop what, in the Platonic sense, the noblest sense of the word, can be called considerateness, moderation. And one's moral likes and dislikes are intimately bound up with the manner in which one has learned to deal with number. At first sight there seems to be no logical connection between the treatment of numbers and moral ideas, so little indeed that one who will only regard things from the intellectual point of view, may well laugh at the idea of any connection. It may seem to him absurd. We can also well understand that people may laugh at the idea of proceeding in addition from the sum instead of from the parts. But when one sees the true connections in life one knows that things which are logic-ally most remote are often in reality exceedingly near. Thus what comes to pass in the child's soul by working with numbers will very greatly affect the way he will meet us when we want to give him moral examples, deeds and actions for his liking or disliking, sympathy with the good, antipathy with the evil. We shall have before us a child susceptible to goodness when we have dealt with him in the teaching of numbers in the way described. |
307. Education: Reading, Writing and Nature-Study
13 Aug 1923, Ilkley Translated by Harry Collison |
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We now explain how a plant like a fungus, having found no proper soil in the earth, is able to take root in something partly earth, partly plant, that is, in the trunk of a tree. Thus it becomes a tree-lichen, that greyish-green lichen which one finds on the bark of a tree, a parasite. From a study of the living, weaving forces of the earth itself, we can lead on to a characterization of all the different plants. |
307. Education: Reading, Writing and Nature-Study
13 Aug 1923, Ilkley Translated by Harry Collison |
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In the previous lectures I have shown that when the child reaches the usual school age (after the change of teeth) all teaching should be given in an artistic, pictorial form. To-day, I propose to carry further the ideas already put before you and to show how this method appeals directly to the child's sentient life, the foundation from which all teaching must now proceed. Let us take a few characteristic examples to show how writing can be derived from the artistic element of painting and drawing. I have already said that if a system of education is to harmonize with the natural development of the human organism, the child must be taught to write before he learns to read. The reason for this is that in writing the whole being is more active than is the case in reading. You will say: Yes, but writing entails the movement of only one particular member. That is quite true, but fundamentally speaking, the forces of the whole being must lend themselves to this movement. In reading only the head and the intellect are engaged, and in a truly organic system of education we must draw that which is to develop from the whole being of the child. We will assume that we have been able to give the child some idea of flowing water; he has learnt to form a mental picture of waves and flowing water. We now call the child's attention to the initial sound, the initial letter of the word ‘wave.’ [IMAGE REMOVED FROM PREVIEW] We indicate that the surface of water rising into waves follows this line: [IMAGE REMOVED FROM PREVIEW] Then we lead the child from the drawing of this line over to the sign W derived from it. The child is thus introduced to the form of the letter ‘W’ in writing. The W has arisen from the picture of a wave. In the first place the child is given a mental picture which can lead over to the letter which he then learns to write. Or we may let the child draw the form of the mouth:— [IMAGE REMOVED FROM PREVIEW] and then we introduce to him the first letter of the word “Mouth.” In one of our evening talks [Between the lectures there were meetings for discussion and questions at which Rudolf Steiner was often present.] I gave you another example. The child draws the form of a fish; when the fundamental form is firmly in his mind, we pass on to the initial letter of the word “fish.” [IMAGE REMOVED FROM PREVIEW] A great many letters can be treated in this way; others will have to be derived somewhat differently. Suppose, for instance, we give the child an imaginative idea of the sound of the wind. Obviously the possibilities are many, but this particular way is the best for very young children. We picture to the child the raging of the wind and then we allow the child to imitate and to arrive at this form:— [IMAGE REMOVED FROM PREVIEW] By drawing the child's attention to definite contours, to movements, or even to actual activities, all of which can be expressed in drawing or painting, we can develop nearly all the consonants. In the case of the vowels we must turn rather to gesture, for the vowels are an expression of man's inner being. ‘A’ (ah), for example, inevitably contains an element of wonder, of astonishment. Eurhythmy will prove to be of great assistance here for there we have gestures that truly correspond to feeling. The ‘I’ the ‘A’ and all the other vowels can be drawn from the corresponding gesture in Eurhythmy, for the vowels must be derived from movements that are an expression of the inner life of the human soul. In this way we can approach the abstract nature of writing by way of the more concrete elements contained in painting and drawing. We succeed in making the child start from the feeling called up by a picture; he then becomes able to relate to the actual letters the quality of soul contained in the feeling. The principle underlying writing thus arises from the sentient life of the soul. When we come to reading, our efforts must simply be in the direction of making the child aware, and this time in his head, of what has already been elaborated by the bodily forces as a whole. Reading is then grasped mentally, because it is recognized in the child's mind as an activity in which he has already been employed. This is of the very greatest significance. The whole process of development is hindered if the child is led straight away to what is abstract, if he is taught, that is, from the beginning to carry out any special activity by means of a purely mental concept. On the other hand, a healthy growth will always ensue if the activity is first of all undertaken, and then the mental idea afterwards unfolded as a result of the activity. Reading is essentially a mental act. Therefore if reading is taught before, and not after writing the child is prematurely involved in a process of development exclusively concerned with the head instead of with the forces of his whole being. By such methods as these all instruction can be guided into a sphere that embraces the whole man, into the realm of art. This must indeed be the aim of all our teaching up to the age of about nine-and-a-half; picture, rhythm, measure, these qualities must pervade all our teaching. Everything else is premature. It is for this reason utterly impossible before this age to convey anything to the child in which definite distinction is made between himself and the outer world. The child only begins to realize himself as a being apart from the outer world between the ninth and tenth years. Hence when he first comes to school, we must make all outer things appear living. We should speak of the plants as holding converse with us and with each other in such a way that the child's outlook on Nature and man is filled with imagination. The plants, the trees, the clouds all speak to him, and at this age he must feel no separation between himself and this living outer world. We must give him the feeling that just as he himself can speak, so everything that surrounds him also speaks. The more we enable the child thus to flow out into his whole environment, the more vividly we describe plant, animal and stone, so that weaving, articulate spirituality seems to be wafted towards him, the more adequately do we respond to the demands of his innermost being in these early years. They are years when the sentient life of the soul must flow into the processes of breathing and of the circulation of the blood and into the whole vascular system, indeed into the whole human organism. If we educate in this sense, the child's life of feeling will unfold itself organically and naturally in a form suited to the requirements of our times. It is of incalculable benefit to the child if we develop this element of feeling in writing and then allow a faint echo of the intellect to enter as he re-discovers in reading what he has already experienced in writing. This is the very best way of leading the child on towards his ninth year. Between the ages of seven and nine-and-a-half, it is therefore essential that all the teaching shall make a direct appeal to the element of feeling. The child must learn to feel the forms of the various letters. This is very important. We harden the child's nature unduly, we over-strengthen the forces of bones and cartilage and sinew in relation to the rest of the organism, if we teach him to write mechanically, making him trace arbitrary curves and lines for the letters, making use only of his bodily mechanism without calling upon the eye as well. If we also call upon the eye—and the eye is of course connected with the movements of the hand—by developing the letters in an artistic way, so that the letter does not spring from merely mechanical movements of the hand, it will then have an individual character in which the eye itself will take pleasure. Qualities of the soul are thus brought into play and the life of feeling develops at an age when it can best flow into the physical organism with health-giving power. I wonder what you would say if you were to see someone with a plate of fish in front of him, carefully cutting away the flesh and consuming the bones! You would certainly be afraid the bones might choke him and that in any case he would not be able to digest them. On another level, the level of the soul, exactly the same thing happens when we give the child dry, abstract ideas instead of living pictures, instead of something that engages the activities of his whole being. These dry, abstract concepts must only be there as a kind of support for the pictures that are to arise in the soul. When we make use of this imaginative, pictorial method in education in the way I have described, we so orientate the child's nature that his concepts will always be living and vital. We shall find that when he has passed the age of nine or nine-and-a-half, we can lead him on to a really vital understanding of an outer world in which he must of necessity learn to distinguish himself from his environment. When we have given sufficient time to speaking of the plant world in living pictures, we can then introduce something he can learn in the best possible way between the ninth and tenth years, gradually carrying it further during the eleventh and twelfth. The child is now ready to form ideas about the plant world. But naturally, in any system of education aiming at the living development of the human being, the way in which the plants are described must be very different from such methods as are used for no other reason than that they were usual in our own school days. To give the child a plant or flower and then make him learn its name, the number of its stamens, the petals and so forth, has absolutely no meaning for human life, or at most only a conventional one. Whatever is taught the child in this way remains quite foreign to him. He is merely aware of being forced to learn it, and those who teach botany to a child of eleven or twelve in this way have no true knowledge of the real connections of Nature. To study some particular plant by itself, to have it in the specimen box at home for study is just as though we were to pull out a single hair and observe it as it lay there before us. The hair by itself is nothing; it cannot grow of itself and has no meaning apart from the human head. Its meaning lies simply and solely in the fact that it grows on the head of a man, or on the skin of an animal. Only in its connections has it any living import. Similarly, the plant only has meaning in its relation to the earth, to the forces of the sun and, as I shall presently show, to other forces also. In teaching children about a plant therefore, we must always begin by showing how it is related to the earth and to the sun. I can only make a rough sketch here of something that can be illustrated in pictures in a number of lessons. Here (drawing on the blackboard) is the earth; the roots of the plant are intimately bound up with the earth and belong to it. The chief thought to awaken in the child is that the earth and the root belong to one another and that the blossom is drawn forth from the plant by the rays of the sun. The child is thus led out into the Cosmos in a living way. If the teacher has sufficient inner vitality it is easy to give the child at this particular age a living conception of the plant in its cosmic existence. To begin with, we can awaken a feeling of how the earth-substances permeate the root; the root then tears itself away from the earth and sends a shoot upwards; this shoot is born of the earth and unfolds into leaf and flower by the light and warmth of the sun. The sun draws out the blossoms and the earth retains the root. Then we call the child's attention to the fact that a moist earth, earth inwardly watery in nature, works quite differently upon the root from what a dry earth does; that the roots become shrivelled up in a dry soil and are filled with living sap in a moist, watery earth. Again, we explain how the rays of the sun, falling perpendicularly to the earth, call forth flowers of plants like yellow dandelions, buttercups and roses. When the rays of the sun fall obliquely, we have plants like the mauve autumn crocus, and so on. Everywhere we can point to living connections between root and earth, between blossom and sun. Having given the child a mental picture of the plant in its cosmic setting, we pass on to describe how the whole of its growth is finally concentrated in the seed vessels from which the new plant is to grow. Then—and here I must to some extent anticipate the future—in a form suited to the age of the child we must begin to disclose a truth of which it is difficult as yet to speak openly, because modern science regards it as pure superstition or so much fantastic mysticism. Nevertheless it is indeed a fact that just as the sun draws the coloured blossom out of the plant, so is it the forces of the moon which develop the seed-vessels. Seed is brought forth by the forces of the moon. In this way we place the plant in a living setting of the forces of the sun, moon and earth. True, one cannot enter deeply into this working of the moon forces, for if the children were to say at home that they had been taught about the connection between seeds and the moon, their parents might easily be prevailed upon by scientific friends to remove them from such a school—even if the parents themselves were willing to accept such things! We shall have to be somewhat reticent on this subject and on many others too, in these materialistic days. By this radical example I wished, however, to show you how necessary it is to develop living ideas, ideas that are drawn from actual reality and not from something that has no existence in itself. For in itself, without the sun and the earth, the plant has no existence. We must now show the child something further. Here (drawing on the blackboard) is the earth; the earth sprouts forth, as it were, produces a hillock (swelling); this hillock is penetrated by the forces of air and sun. It remains earth substance no longer; it changes into something that lies between the sappy leaf and the root in the dry soil—into the trunk of a tree. On this plant that has grown out of the earth, other plants grow—the branches. The child thus realizes that the trunk of the tree is really earth-substance carried upwards. This also gives an idea of the inner kinship between the earth and all that finally becomes earthy. In order to bring this fully home to the child, we show him how the wood decays, becoming more and more earthy till it finally falls into dust. In this condition the wood becomes earth once more. Then we can explain how sand and stone have their origin in what was once really destined for the plants, how the earth is like one huge plant, a giant tree out of which the various plants grow like branches. Here we develop an idea intelligible to the child; the whole earth as a living being of which the plants are an integral part. It is all important that the child should not get into his head the false ideas suggested by modern geology—that the earth consists merely of mineral substances and mineral forces. For the plants belong to the earth as much as do the minerals. And now another point of great significance. To begin with, we avoid speaking of the mineral as such. The child is curious about many things but we shall find that he is no longer anxious to know what the stones are if we have conveyed to him a living idea of the plants as an integral part of the earth, drawn forth from the earth by the sun. The child has no real interest in the mineral as such. And it is very much to the good if up to the eleventh or twelfth years he is not introduced to the dead mineral substances but can think of the earth as a living being, as a tree that has already crumbled to dust, from which the plants grow like branches. From this point of view it is easy to pass on to the different plants. For instance, I say to the child: The root of such and such a plant is trying to find soil; its blossoms, remember, are drawn forth by the sun. Suppose that some roots cannot find any soil but only decaying earth, then the result will be that the sun cannot draw out the blossoms. Then we have a plant with no real root in the soil and no flower—a fungus, or mushroom-like growth. We now explain how a plant like a fungus, having found no proper soil in the earth, is able to take root in something partly earth, partly plant, that is, in the trunk of a tree. Thus it becomes a tree-lichen, that greyish-green lichen which one finds on the bark of a tree, a parasite. From a study of the living, weaving forces of the earth itself, we can lead on to a characterization of all the different plants. And when the child has been given living ideas of the growth of the plants, we can pass on from this study of the living plant to a conception of the whole surface of the earth. In some regions yellow flowers abound; in others the plants are stunted in their growth, and in each case the face of the earth is different. Thus we reach geography, which can play a great part in the child's development if we lead up to it from the plants. We should try to give an idea of the face of the earth by connecting the forces at work on its surface with the varied plant-life we find in the different regions. Then we unfold a living instead of a dead intellectual faculty in the child. The very best age for this is the time between the ninth or tenth and the eleventh or twelfth years. If we can give the child this conception of the weaving activity of the earth whose inner life brings forth the different forms of the plants, we give him living and not dead ideas, ideas which have the same characteristics as a limb of the human body. A limb has to develop in earliest youth. If we enclosed a hand for instance in an iron glove, it could not grow. Yet it is constantly being said that the ideas we give to children should be as definite as possible, they should be definitions and the children ought always to be learning them. But nothing is more hurtful to the child than definitions and rigid ideas, for these have no quality of growth. Now the human being must grow as his organism grows. The child must be given mobile concepts, concepts whose form is constantly changing as he becomes more mature. If we have a certain idea when we are forty years of age, it should not be a mere repetition of something we learnt at ten years of age. It ought to have changed its form, just as our limbs and the whole of our organism have changed. Living ideas cannot be roused if we only give the child what is nowadays called “science,” the dead knowledge which we so often find teaches us nothing! Rather must we give the child an idea of what is living in Nature. Then he will develop in a body which grows as Nature herself grows. We shall not then be guilty, as educational systems so often are, of implanting in a body engaged in a process of natural development, elements of soul-life that are dead and incapable of growth. We shall foster a living growing soul in harmony with a living, growing physical organism and this alone can lead to a true development. This true development can best be induced by studying the life of plants in intimate connection with the configuration of the earth. The child should feel the life of the earth and the life of the plants as a unity: knowledge of the earth should be at the same time a knowledge of the world of the plants. The child should first of all be shown how the lifeless mineral is a residue of life, for the tree decays and falls into dust. At the particular age of which I am now speaking, nothing in the way of mineralogy should be taught the child. He must first be given ideas and concepts of what is living. That is an essential thing. Just as the world of the plants should be related to the earth and the child should learn to think of it as the offspring of a living earth-organism, so should the animal-world as a whole be related to man. The child is thus enabled in a living way to find his own place in Nature and in the world. He begins to understand that the plant-tapestry belongs to the living earth. On the other hand, however, we teach him to realize that the various animals spread over the world represent, in a certain sense, stages of a path to the human state. That the plants have kinship to the earth, the animals to man—this should be the basis from which we start. I can only justify it here as a principle; the actual details of what is taught to a child of ten, eleven or twelve years concerning the animal world must be worked out with true artistic feeling. In a very simple, very elementary way, we begin by calling the child's attention to the nature of man. This is quite possible if the preliminary artistic foundations have already been laid. The child will learn to understand, in however simple a sense, that man has a threefold organization. First, there is the head. A hard shell encloses the system of nerves and the softer parts that lie within it. The head may thus be compared with the round earth within the Cosmos. We shall do our utmost to give the child a concrete, artistic understanding of the head-system and then lead on to the second member, the rhythmic system which includes the organs of breathing and circulation of the blood. Having spoken of the artistic modelling of the cup-like formation of the skull which encloses the soft parts of the brain, we pass on to consider the series of bones in the spinal column and the branching ribs. We shall study the characteristics of the chest, with its breathing and circulatory systems, that is, the human rhythmic system in its essential nature. Then we reach the third member, the system of metabolism and limbs. As organs of movement, the limbs really maintain and support the metabolism of the body, for the processes of combustion are regulated by their activities. The limbs are connected with metabolism. Limbs and metabolism must be taken together; they constitute the third member of man's being. To begin with, then, we make this threefold division of man. If our teaching is pervaded with the necessary artistic feeling and is given in the form of pictures, it is quite possible to convey to the child this conception of man as a threefold being. We now draw the child's attention to the different animal species spread over the earth. We begin with the lowest forms of animal life, with creatures whose inner parts are soft and are surrounded by shell-like formations. Certain members of the lower animal species consist, strictly speaking, merely of a sheath surrounding the protoplasm. We show the child how these lower creatures image in a primitive way the form of the human head. Our head is the lower animal raised to the very highest degree of development. The head, and more particularly the nervous system, must not be correlated with the mammals or the apes, but with the lowest forms of animal life. We must go far, far back in the earth's history, to the most ancient forms of animal life, and there we find creatures which are wholly a kind of elementary head. Thus we try to make the lower animal world intelligible to the child as a primitive head-organization. We then take the animals somewhat higher in the scale, the fishes and their allied species. Here the spinal column is especially developed and we explain that these “half-way” animals are beings in whom the human rhythmic system has developed, the other members being stunted. In the lowest animals, then, we find at an elementary stage, the organization corresponding to the human head. In the animal species grouped round the fishes, we find a one-sided development of the human chest-organization, and the system comprising the limbs and metabolism brings us finally to the higher animals. The organs of movement are developed in great diversity of form in the higher animals. The mechanism of a horse's foot, a lion's pad, or the feet of the wading animals, all these give us a golden opportunity for artistic description. Or again, we can compare the limbs of man with the one-sided development we find in the limbs of the ape. In short, we begin to understand the higher animals by studying the plastic structure of the organs of movement, or the digestive organs. Beasts of prey differ from the ruminants in that the latter have a very long intestinal track, whereas in the former, while the intestinal coil is short, all that connects the heart and blood circulation with the digestive processes is strongly and powerfully developed. A study of the organization of the higher animals shows at once how one-sided is its development in comparison with the system of limbs and metabolism in man. We can give a concrete picture of how the front part of the spine in the animal is really nothing but head. The whole digestive system is continued right on into the head. The animal's head belongs essentially to the digestive organs, to the stomach and intestines. In man, on the other hand, that which has remained, as it were, in the virginal state—the soft parts of the brain with their enclosing, protecting shell of bone—is placed above the limb and metabolic system. The head organization in man is thus raised a stage higher than in the animal, in which, as we have seen, it is merely a continuation of the metabolism. Yet man, in so far as his head organization is concerned, preserves the simplest, most fundamental principles of form, namely, soft substance within surrounded by a cup-like bony formation. One can show too how in certain animals the structure of the jaw can best be understood if the upper and under jaw are regarded as the foremost limbs. This best explains the animal head. In this way, the human being emerges as a synthesis of three systems—head system, chest system, system of limbs and metabolism. In the animal world there is a one-sided development of the one or other system. Thus we have first, the lower animals, the crustaceans, for example, but also others; then the mammals, birds and so on, where the chest system is predominantly developed; and finally the species of fishes, reptiles and so on. [IMAGE REMOVED FROM PREVIEW] We see, as it were, the animal kingdom as a human being spread out in diversity over the earth. We relate the world of the plants to the earth, and the diverse animal species to man who is, in fact, the synthesis of the entire animal world. Taking our start from man's physical organization, we give the child, in a simple way, an idea of the threefold nature of his being. Passing to the animals, we explain how in the different species there is always a one-sided development of certain organs, whereas in man these organs are united into one harmonious whole. This one-sided specialized development is manifested by the chest organs in certain animals; in others by the lower intestines, and in others again, by the upper organs of digestion. In many forms of animal life, birds for instance, we find metamorphoses of certain organs; the organs of digestion become the crop, and so forth. We can characterize each animal species as representing a one-sided development of an organic system in man, so that the whole animal world appears as the being of man spread over the earth in diversity of forms, man himself being the synthesis of the animal kingdom. When it has been made clear to the child that the animal world is the one-sided expression of the bodily organs of man, that one system of organs comes to expression as one species, another as a different species, then we can pass on to study man himself. This should be when the child is approaching his twelfth year, for he can then understand that because man bears the spirit within him, he is an artistic synthesis of the separate parts of his being, which are mirrored in the various species of animals. Only because man bears the spirit within him can he thus unite the lower forms of animal life in a harmonious unity. The human head and chest organizations arise as complex metamorphosis of animal forms, all of which have evolved in such a way that they fit in with the other parts of his body. Thus he bears within himself that which is manifested in the fishes and that which is manifested in the higher animals but harmonized into a limb. The separate fragments of man's being scattered over the world in the realm of the animals are in man gathered together by the spirit into unity; man is their synthesis. Thus we relate man with the animal world, but he is at the same time raised above the animals because he is the bearer of the spirit. Botany, taught in the way I have indicated, brings life into the child's world of ideas so that he stands rightly in the world through wisdom. A living intelligence will then enable him to become efficient in life and to find his place in the world. His will is strengthened if he has acquired an equally living conception of his own relation to the animal world. You will naturally realize that what I have had to discuss here in some twenty minutes or so must be developed stage by stage for a long period of time; the child must gradually unite these ideas with his inmost nature. Then they will play no small part in the position a man may take in the world by virtue of his strength of will. The will grows inwardly strong if a man realizes that by the grace of the living spirit he himself is the perfecting and the synthesis of the animal kingdom. And so the aim of educational work must be net merely to teach facts about the plants and animals, but also to develop character, to develop the whole nature of the child. A true understanding of the life of plants brings wisdom, and a living conception of his relation to the animals strengthens the will of the child. If we have succeeded in this, the child has entered between the ninth and tenth years, into a relationship with the other living creatures of the earth such that he will be able to find his own way and place in the world through wisdom on the one hand and on the other through a purposeful strength of will. The one great object of education is to enable the human being to find his way through life by his intelligence and will. These two will develop from the life of feeling that has unfolded in the child between the ages of seven and nine-and-a-half. Thinking, feeling and willing are then brought into a right relationship instead of developing in a chaotic way. Everything is rooted in feeling. We must therefore begin with the child's sentient life and from feeling engender the faculty of thought through a comprehension of the kingdom of the plants. For the life of the plants will never admit of dead conceptions. The will is developed if we lead the child to a knowledge of his connection with the animals and of the human spirit that lifts man above them. Thus we strive to impart sound wisdom and strength of will; to the human being. This indeed is our task in education, for this alone will make him fully man and the evolution of the full manhood is the goal of all education. |