83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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Thus, a sympathetic thought, for example the verdict: “Yes indeed, the tree is green,” does in fact induce a state of heat, whereas a thought in which antipathy is present, a negative judgment for example, has a chilling effect on our air-heat substance. |
83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Translated by B. A. Rowley Rudolf Steiner |
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Nowadays, if you start to discuss, with someone who is interested in these matters, the possibility of achieving a knowledge of spiritual life in conjunction with the sensuous and physical world, you will generally meet with a sympathetic reception. At any rate, the question will be raised: Are there paths by which man can reach some kind of spiritual knowledge? even though it may often turn out that the only knowledge of a spiritual world allowed is one that takes the form of general concepts and ideas, a vague pantheism perhaps or a conception of life reminiscent of mysticism. If however you should then attempt, as it became necessary for me to do in my book Occult Science, to describe a real cosmology, a science of the origin and development of the world in specific terms, discussion with a rationalist is usually at an end. He reacts strongly to the suggestion that anyone today might be in a position, on some epistemological basis or other, to make a statement about a spiritual origin of the world, about forces operating spiritually in the world's development, and about the possibility that this development, after having passed through a sensuous and physical phase, might lead back once more into a spiritual form of existence. The reaction of the rationalist to such a suggestion, implicit in the specific descriptions in Occult Science, for example, is to avoid having anything to do with someone who makes claims of this kind. He will think that, if a man sets out to make specific statements about such matters, he is probably on the verge of losing his reason; at least, we cannot compromise ourselves by becoming involved in discussing these details. It is naturally impossible, in a single lecture, to present any details of cosmology as they follow from the philosophy of life I am advocating. Instead, I should like today to try and show you how spiritual science can arrive at a cosmology and a knowledge of the spiritual impulses underlying the world's development. The reproach that is usually levelled at anyone who now attempts such a task is that of anthropomorphism, that is of taking features of human mental life and projecting them—in accordance with one's wishes or some other predilections or prejudices—onto the cosmos. A closer examination of the way in which the philosophy of life presented here attains its cosmological results, however, should be enough to demonstrate that there cannot be the slightest question of anthropomorphism. On the contrary, this philosophy seeks its data about the world and its development through a spiritual cognition that is just as objective as the scientific study of nature. You will have gathered, from the lectures I have given so far, what the view of the world I am advocating aims at in its research methods. On the one hand, it desires to preserve everything that humanity has acquired over the last three or four centuries in scientific conscientiousness and a sure and careful method of seeking truth. In particular, this view of life certanly does not wish to exceed the limits of natural knowledge, in so far as this is appropriate, but to observe carefully where the limits of purely natural knowledge are located. The existence of such limits is much discussed today, and has been for a long time. We can say that the opinions of trained natural scientists on this subject today are founded on notions that more philosophically inclined minds derive from Kant, and other minds, to whom a more popular treatment appeals, from Schopenhauer and others. A great deal of material bearing on this point could be given. Now it is probably true to say that Kant and Schopenhauer, and all those who follow in their wake, are dangerous guides to the discernment of the limits of natural knowledge, because these thinkers, very enticingly as I would say, stopped short at a certain point in their consideration of the human cognitive faculty and the capacities of the human psyche. They drew the line at a certain point; and their approach to this point is extraordinarily shrewd. Yet the fact remains that, as soon as we become aware of the need to consider man as a whole and to take into account all that can follow from man's physical and spiritual organism in the shape of cognitive activity and inner experience, we shall also realize that a one-sided critique of the cognitive faculty can only lead to one-sided conclusions. If we wish to examine the relation of man to the world, in order to establish whether there is a path that leads from man to knowledge of the world, we must take him as a whole and consider him in his entire being. It is from this point of view that I should now like to raise the question: Assuming that the limits of our knowledge of nature, which scientists too have been discussing since Du Bois-Reymond (though they are viewed very differently today from the way he saw them half a century ago), did not exist, what would be man's position in the world? Assuming that man's theoretical cognitive faculty, by which he connects his concepts with observations and the results of experiments in order to arrive at the laws of the universe, could also penetrate without difficulty into the organic realm; if it could advance as far as life, there would be little reason why it should stop short of the higher modes of existence—the realms of soul and spirit. Assuming therefore that the ordinary consciousness we employ in the sciences and work with in ordinary life were able at all times not only to approach the outside of life, but also to penetrate below the surface of things to their inner being: if there were thus no limit of knowledge, what sort of constitution would a man need? Well, his relation to the world would be such that his entire being, his inmost experience, would be constantly entering into everything with its spiritual antennae. Though this may appear paradoxical to some people, a dispassionate observer of life and of the relationship of man to the world will realize: a being whose ordinary everyday consciousness was unlimited would inevitably lack the capacity to love. And if we reflect on the significance of this capacity for our whole life, and on what we are in life because we can love, we shall conclude: on this mortal earth we should not be men, in the sense in which we must in fact be men, if we did not have love. But love demands that we should meet another individual, whatever realm of nature it may belong to, as self-contained individuals. We must not invade this other individual with our clear and lucid thinking; on the contrary, at the very moment when we develop love, our essence must become active—that part of us which is beyond clear and pellucid concepts! The moment we were able to invade the other individual with clear and lucid concepts, love would die. Since man must be a creature of love by virtue of his task on earth, and since when man has a certain capacity it conditions his whole being, we can conclude: man definitely needs limits to his knowledge of the outside world, and must not penetrate beyond them if, within his ordinary consciousness, he is to fulfil his task here on earth. The property that enables him to be a creature of love has its obverse side in his ordinary knowledge, which has to stop at the limit that is set for us in order that we may be creatures capable of love. This is just an outline that each individual can fill out for himself; even so, it reveals something that has certain consequences. It shows, for example, that we must go forward from the premises of Kantian philosophy, and look at man as a whole, inhabiting life as a living creature. This is the first thing that the view of the world I am advocating has to say about the limits of scientific knowledge—and we shall be hearing more about them. Here is one of the two guiding principles for any view of life and the world that is to be taken seriously today. The other, to which I have already drawn attention in the last few days, can be described by saying: any view of life and the world that is to be taken seriously today must not lose itself in nebulous mysticism. It is a fact that even noble minds at the present time, observing that natural science is limited and cannot provide us with a springboard into the spiritual world, throw themselves into the arms of mysticism, especially the older forms of humanity's mystical endeavour. Yet in face of the other kinds of knowledge man requires* today, this certainly cannot be the right way. Mysticism seeks, by looking within man, to reach the actual foundations of existence. But once again, human knowledge is limited when it comes to looking within man. Assuming that man were capable of looking into himself without limit, to the point where the deepest essence of human nature is manifest, where man is in touch with the eternal springs of existence and links his personal existence with that of the cosmos: what would he then have to do without?—Those who gain great inner satisfaction from mysticism often summon up the most varied things from within themselves. I have already indicated that what is brought up in this way ultimately turns out, on closer examination by a true student of the soul, to rest on some external observation. This observation sinks into subconscious depths, is permeated by feeling and will and organic process, and then appears again in an altered form. Anything observed can undergo a transformation or metamorphosis so great that the mystic will believe he is drawing from the depths of his soul something that must demonstrate the eternal foundations of the soul itself. Even such outstanding mystics as Meister Eckhart or Johannes Tauler are not completely free from the error that creeps in when we mistake altered concepts of ordinary consciousness for independent revelations of the human soul. Objective reflection on this state of affairs, however, enables us to answer the question: What would man have to do without if, in ordinary consciousness, he could see right into himself at any moment? He would have to do without something that is essential for the well-ordered existence of our soul: a reliable memory. For what is the relation of memory to the claims of mysticism? What I am now going to outline in a rather popular way I could also present quite scientifically. But we only need an explanation, and this can be conveyed in popular terms. When we observe the outside world and inwardly transform what we experience there as whole men, so that it can later reappear as memory, the spiritual result of our external observation actually falls on something like a mirror within us. This is a simile, but at the same time it is more than a simile. Impressions from outside cannot be allowed to stimulate us so much that we carry them down into our deepest self. It must be possible for outside stimuli to be reflected. Our organism, our human essence must behave like a reflecting device. Ought we, then, to break through this reflecting device in order to reach what lies behind the mirror? That is what the mystic is trying to do, without knowing it. But we need our reliable, well-ordered memory. If there are any gaps in it, as far back into our childhood as we can remember, we shall fall victim to pathological mental states. Man must be so constituted that he retains the experiences that come from outside. He cannot therefore be so constituted that he can penetrate directly into his deepest self. If we make the mystic's attempt to penetrate into our innermost self with ordinary consciousness, we shall only reach the reflecting device. And it is right, from the point of view of our humanity, that we should there come up against the concepts we have absorbed from outside. Here again, we must look at the whole man, as he needs to be if he is to possess a memory, in order to see that mysticism is impossible for ordinary consciousness. There are thus two limits to ordinary consciousness: a limit of natural knowledge, in relation to the outside, physical and sensuous world; and a limit in relation to mystical endeavours. And it is just from a clear insight into these two limits that there can in turn arise that other endeavour I have described here as befitting a modern search for the spiritual world. I mean the endeavour to draw from the soul dormant powers of cognition, so that by attaining a different form of consciousness we can see into the spiritual world. With the kinds of knowledge I have been speaking of in the last few days, we can look at man as a creature capable of love and as a creature capable of memory. When we do so, we shall recognize that ordinary consciousness (operating through the senses, the intellect and the logical faculty) must call a halt in face of the outside world: for it is only by treating itself as a mere instrument for systematizing the outside world that it can become capable of developing further and creating that vitalized thinking of which I have spoken in previous lectures. When we examine our own reaction to nature by means of this vitalized thinking, we find that, at the very moment when we have developed our logical faculty to the point where it provides a means of systematizing external phenomena, our ordinary consciousness is extinguished in the act of cognition. However clear our consciousness is up to a certain point in a given process of knowing nature, at this point it really goes over in part into a state of sleep, into the subconscious. Why is this? It is because at this point there must come into operation the faculty that diffuses something more than abstract thinking into the world around us: one that carries our being out into it. For inasmuch as we love, our relationship to the world around us is not one of cognition but one of reality, a real relationship of being. Only by developing vital thinking are we able to carry over our experience into the reality of things. We pour out our vitalized thoughts; follow up the beginnings of spiritual life that exist outside (in the shape of spiritual world-rhythm and appearance); and, by cultivating empty consciousness as I have described, advance further and further into the spiritual world, which is linked with the physical and sensuous one. Compared with ordinary consciousness, we feel, in a super-sensible act of cognition of this kind, as if we have been awakened from sleep. We eavesdrop on our being as it becomes a living thing. Here is something that can make a more shattering impression on the seeker after spiritual experience than anything he can obtain by repeating the experience of the profoundest mystic. More moving than the latter's absorption in his inner self is the moment of realizing that, at a certain instant of higher cognition, man must pour out his own self as being into the outside world, and that the act of cognition transforms mere knowledge into real life, into a real symbiosis with the outside world. At first, however, this is linked with an appreciable intensification of the sense of self. What happens is something like this: in ordinary cognition of the outside world, our ego goes as far as the frontiers of nature. Here, the ego is repulsed. We feel surrounded on all sides by psychic walls, so to speak. This in turn has repercussions on the sense of self. The sense of self has its own strength, and it gets the right temper precisely through the fact that, along with this feeling of something like confinement, there is intermingled that self-surrender to the world and its creatures that comes of love. In super-sensible cognition, the self is made even stronger, and there is, we may say, a danger that it will transform the love that rightfully exists on earth into a selfish submersion in things, that it will effusively thrust and insinuate itself into things. By so doing, the self will expand. That is why, in my book Knowledge of the Higher Worlds and Its Attainment, I attach so much weight to the preparatory exercises. These exercises are aimed at self-discipline in relation to the sense of self, and at helping us to develop the necessary capacity for love in ordinary life and ordinary consciousness, before attempting to move into the super-sensible world by means of higher knowledge. We must be mentally, physically and spiritually healthy in this respect, before we can enter the spiritual world in a way that is healthy. If we are, then no one will be able to raise the more or less philistine objection that there is something uncomfortable about listening in to our own capacity for love. To do so makes a shattering impression, it is true. We see ourselves as never before in ordinary consciousness. What we attain in higher cognition, however, does not incorporate itself into the memory—if it did, we should be capable of marching through life fondly contemplating our own capacity for love, which would make us inadequate as people. And, remembering this, you will know what to make of these demands on super-sensible knowledge. So much for the relation of super-sensible knowledge to the capacity for love, from an intellectual standpoint. But what do we experience as a result of it? It is clear from what I have said already that we effuse our intensified self into our surroundings. In this way the self moves forward to the spiritual sphere, and we now come up against the curious fact that, by making ourselves increasingly able to enter into the outside world, we actually arrive at knowledge of our psychic and our spiritual self. Goethe's instinct in rejecting the knowledge of self that results from brooding introspection was, I would say, a healthy one. He had hard things to say about this kind of mystical self-knowledge. Man can attain true self-knowledge only if, by strengthening his otherwise dormant powers of knowledge, he attains the capacity to explore with his self the outside world. It is in the world outside that man finds his real knowledge of self! We must learn to reach a true knowledge of the world, in the modern sense, by turning many familiar concepts almost back to front. And so it is with the concept of self-knowledge: look out at the world, travel further and further into the distance; in strengthening, by the development of cognitive powers, your capacity to explore these distances, you will find your real self. We can therefore say: the cosmos allows us to penetrate it to gain super-sensible knowledge; and what it gives back to us as a result of this penetration is precisely our knowledge of self. Let us look at this other aspect of experience, which is sometimes sought by a false mystical path. I have shown how the human will can be developed, and how it is possible to develop dormant powers. The will can be developed to such an extent that the whole man becomes a kind of sense-organ, or rather spirit-organ—becomes, that is, as transparent in soul and spirit as the human eye is transparent. We need only recall how selfless (in a material sense) the human eye must be to act as the organ of sight. If the eye were to fill with self-assertive material, our field of vision would at once grow dim. Our entire human nature must come to be like this, on the spiritual plane. Our entire being, soul and spirit, must become transparent. With what is vital in our will, we can then enter the spiritual world even during our earthly existence. There now supervenes, however, what I already hinted at yesterday: by seeing the spiritual world, we are enabled to comprehend our inner self. And, as I explained yesterday, when as physical and sensuous beings we confront the outside world, we enter into its sensuous and physical phenomena with our entire being, and carry away with us psychic memory-images. Indeed, our soul is made up of these images. We can say therefore: what is physical and sensuous without is seen as semblance within. Conversely, I would say: in attaining the capacity to look out, through the spirit-organ that is our self, into the outside world as a spiritual one, with spiritual entities and events, we perceive our own inner physical body. We learn to know the substance of our lungs, heart and other organs. The spirituality of the outside world is reflected by the physical nature within us, just as the physical outside world is reflected by our spiritual, abstract nature. But the way thus opened up to us of learning to know ourselves by contemplating the outside world, turns out to be a very concrete one. We come to know the place of the individual organs in man's total substance. Gradually, we learn to perceive the harmony between the individual processes in these organs. The first discovery we make is as follows: what the mystic is angling for in his clouded waters turn out, ultimately, to be transformed memories; but they often contain an admixture of something produced by an organic activity. He doesn't know this, of course. He believes that he is piercing the internal mirror that underlies memory. He is not piercing it. The processes of our organic being beat like waves upon the other side of the mirror. The mystic is not aware of what is really going on: he is only aware of a change in the memories that are reflected. Without becoming guilty of philistinism in the process, we are forced to reduce much that is beautiful, poetic, mystical, to prose and say: much that this or that mystic has drawn up from his soul in this way is not the expression of spiritual existence, but only a consequence of the surge of inner organic processes. Wonderful mystical accounts of ancient and recent times—from which those who take pleasure in such things can gain an extraordinarily poetic impression—are in the last analysis, for anyone who can see things objectively, no more than the expression of inner processes in human nature itself. It seems philistine to have to say: something mystical makes its appearance; it strikes us as poetic, and yet to anyone who understands, it represents the impact of certain vital processes on the memories. For the serious seeker after knowledge, it does not become entirely valueless on that account. For the truth in anything that is said does not reside in the way in which it is presented, which may be agreeable to limited minds, but rather in the fact that a genuine attempt is being made to get nearer to the root of the matter. The nebulous mystic remains caught in ordinary consciousness. The man who goes beyond this and, after first ensuring his psychic health by means of preparatory exercises that emphasize the formation of a healthy memory, pierces this mirror of memory and really looks into himself, will see there the effects of wide-ranging processes, originating in the spiritual outside world and continuing still in the spiritual world. In this way we come to know man, and to say to ourselves: what the abstract idealist may regard as something base in man, because he is looking at it only physiologically or anatomically, from the outside—man's inner organism—is a wonderful consequence of the entire cosmos. And when we really come to know this inner organism, this is what we discover: when we look into our spiritual self and go back in memory over much that we have experienced in life, we can then, from what we revive within us at a congenial hour, conjure up these experiences before our mind's eye, if only as shades. From the image-content our soul has absorbed from the outside world, we can once again conjure up this world before our soul in a way that satisfies us. If we also learn to know our comprehensive inner organism, and learn how its individual parts are spiritually derived from the cosmos, our entire being, as we now perceive it, will present itself as a record of cosmic memories. We look into ourselves, not now with the eye of the nebulous mystic, but with an awakened “mind's eye,” and can perceive the nature of our lungs, our heart, the whole of the rest of our organism, looked at spiritually, inwardly. All this presents itself to us as memory of the world, recorded in man just as our memory of the life between birth and the present is recorded in the soul. There now appears in us what we can call knowledge of man as a memory of the world, a replica of the world's development and of the course of the cosmos. The first thing to do is to familiarize yourselves with the detailed exercises that must be undertaken before man arrives at such a knowledge of self—not the brooding self-knowledge of ordinary introspection, as it is called, but the self-knowledge that sees in each of our internal organs something like a combination of spiritual elements resulting from certain spiritual processes in the cosmos. Once they have understood this aspect of man, people will no longer accuse us of transposing what is in our soul anthropomorphically into the world, in order to explain the world in a spiritual way. Instead, they will say: We first attempt, cautiously and seriously, to penetrate inside man, and there will then be revealed to us the cosmos, just as when we look at memories the sum of personal experience reveals itself. Such things may appear paradoxical to present-day consciousness, and yet this consciousness is on the way to apprehending them. There is a longing to follow up certain trends of thought that are already there. When men do so—a certain amount of practice is, of course, required—the thoughts that lie along these lines will develop more and more into vitalized thoughts. And when, in addition to this, the will has been developed, men will enter increasingly upon this kind of self-knowledge and see that, whilst on the one hand the continual advance of the self into the outside world leads to knowledge of self, penetration into the depths of man's nature leads outward from man to knowledge of the world. To cultivate a disinterested approach to these matters, it is necessary to look at the nature of man in a way that is different from that usually adopted today. People today dissect man's bone system, muscle system and nervous system, and take the results as a definition of his physical being. They can then envisage man as if he were a creature of solid material constituents. Yet everyone today knows that, essentially, man is not made up of solid constituents: for the most part—some ninety per cent, in fact—he is a column of water. Everyone today knows that the air I have just breathed in was previously outside in the world, and that the air I now have functioning within me will later be outside once more and belong to the world. And finally, everyone can comprehend that the human organism has a continuous exchange of heat. When we look at man in this way, we gradually escape from our illusion of his solidity. We recognize it as an illusion, and yet we cling to it in our soul, as if believing that man resembled the rough sketch anatomy gives of him. With equal justification, we shall come to regard the liquid in man as part of his being—what vibrates, surges and creates in man the liquid being. We shall come to perceive that the air in man is also part of his being. And finally, we may come to comprehend that the air inside us that vibrates, surges, moves up and down, diffuses itself through the currents in our veins and functions within us, is warmed in some places and cooled in others. The soul-spiritual element that we carry within us today in this more or less abstract form suffers from a marked semblance character, so that we can really only perceive it from within, as we say. Nor can we escape from this perception from within by looking at what physiology and anatomy tell us about man. All the magnificent results that ordinary science has achieved present us with a solid shape of complex structure; yet it is one quite different in kind from what we observe within us when we visualize our thinking, feeling and volition, and we cannot find a bridge from one to the other. We can watch the struggles of psychologists to establish a relationship between what they comprehend in its abstractness and semblance nature—the only way that is open to their inward perception—and what exists outside. The two things are so far apart that we cannot establish a connection between them directly, through ordinary consciousness. But if we proceed without prejudice and fix our eyes, not upon an illusion of the solid man, but upon man as a being of liquid, a being of air and heat, then by a process of empathy with ourselves we shall become aware of the flow of heat and cold in the currents of our respiratory circulation, if we provide a basis on which we can do so. We can reach such a basis by the path of higher knowledge as I have tried to describe it in the last few days. In learning to apprehend the air that vibrates inside us, we remain more or less within the physical realm; but when we apprehend it and then transfer the vitalized thinking that detects something of reality within, the bridge is established for us. And if we become aware of man down to the details of his temperature variations, and condense the psychic element until, out of its abstractness, it attains to reality, we shall find the bridge. Condensed in this way, the life of the soul can link itself with rarefied physical experience. When we begin to penetrate ourselves and thereby perceive how vitalized thought moves in our being of air, if I may so express myself, in which there are certain temperature variations, we gradually see how in fact differences of thought can also operate in our human organism. Thus, a sympathetic thought, for example the verdict: “Yes indeed, the tree is green,” does in fact induce a state of heat, whereas a thought in which antipathy is present, a negative judgment for example, has a chilling effect on our air-heat substance. In this way, we see how the psychic element continues to vibrate and create through finer materiality into denser materiality. We find it possible to direct our path of knowledge into the human organism too in such a way that we start with the psychic and go on into the material. This in turn makes it possible for us to advance further and further towards what I have just been describing: an inner knowledge of the human organism. For the psyche will not unveil itself to us until we can trace the various levels of materiality—water, air and fire—in the individual organs. We must first condense the psychic element; only then shall we reach man's physical nature and come in turn, by passing through this, to the spiritual basis of our physical organism. Just as, when we sink shafts into ourselves with the aid of memory, we discover the laid-up experiences of our individual existence on earth, so too, in thus descending into the whole man, we shall find the spiritual element that has come down from the spiritual world through conception, foetal development and so on. In clothing itself in us, with what it acquires from the earth, this spiritual element becomes world-memory. We find the cosmos stored up as recollection inside us. And we thus find it possible—exactly as in ordinary consciousness we can remember the individual experience of personal existence—to survey the cosmos through inward contemplation. You will perhaps ask: Yes, but when we get back to very early states of the earth by means of this world-memory, how can we avoid the danger of a general description of spirit usurping the concrete world-recollection? Once again, we only need to make a comparison with ordinary memory. Because our memory is well ordered, we shall not, in feeling some experience that has taken place ten years before float to the surface, refer it to events that have only just taken place. The content of the memory itself helps us to date it correctly. Similarly, when we understand our organism aright, we find that each of its separate parts points to the relevant moment in the world's development. In the last analysis, what natural science produces theoretically by extending its observations from the present back into earlier ages can only properly be completed by man's self-contemplation, which leads to a real world-recollection, a world-memory. Otherwise, we shall always be condemned to fall into curious errors when we construct hypothetical theories of world-evolution. What I am about to say may sound trivial, but it will illustrate my point. The so-called Kant-Laplace theory, now of course modified—the theory of how the individual bodies in the solar system split off from a nebula in the universe—is commonly illustrated by taking a drop of oil, making a hole in a circular piece of card, fastening a pin through it, and rotating the drop of oil by means of the pin. Individual droplets separate off and continue to revolve round the main drop. A miniature solar system forms, and from the standpoint of the ordinary scientist one can say: The same thing, on a larger scale, took place out there in space! But something else is also true: anyone demonstrating something like this, to illustrate the origin of our solar system, would have to take all the factors into account; he would thus have to take into account the teacher standing there and rotating the drop of oil. He would have to place an enormous teacher out in space, to rotate the cloud. This point, however, has been forgotten in the experiment I have described. Elsewhere in life, it is a very fine thing to forget the self; but in an experiment, in illustrating important and serious problems, one must not forget such things. Well, the philosophy of life I am advocating does not forget them. It accepts what is justified in natural science, but also adds what can be seen in the spirit. And here, of course, we do not find an enormous individual, but rather a spiritual world, which has to be superimposed on the material development. We thereby permeate the Kant-Laplace primal nebula which, perhaps rightly, has been posited, with the spiritual entities and forces operative in it. And we permeate what will become of the earth in the so-called heat-death, of which present-day science speaks, with spiritual entities and forces. After the heat-death, these will then carry the spiritual element out into other worlds, just as the spiritual element in man is carried out into other worlds when the body disintegrates into its earthly elements. In this way we attain something significant for our time. I have demonstrated, I think, that what is ordinarily apprehended only in abstract cognition—the spiritual element, which cannot be reconciled with the material—is infinitely far removed mentally from matter. What has followed from this for our entire cultural life? Because in ordinary consciousness we are unable to reconcile the spiritual and the material, we have a purely material view of the world's history: we form concepts of a purely physical process, with a beginning conceived in purely physical terms, in accordance with the laws of mechanics, and an end conceived, in accordance with thermodynamics, as the heat-death of the earth. At the same time, we are aware of ourselves as men, standing inside this process and evolving from it in a way that is certainly unintelligible to present-day science. If we are honest, however, we have to admit that we can never connect up our mental experience with what goes on outside in the material sphere. And at this deepest level of the soul, interwoven with our thinking, feeling and volition, are moral impulses and religious forces. They live within us, in the spiritual element we cannot reconcile with the material. And so, perhaps, the man of today, with his consciousness, may conclude: natural science leads us only to a material process; this alone makes up exact science; for moral impulses and religious forces, we require concepts of faith! This view, however, is incompatible with a serious life of the soul. And in their unconscious minds, serious people today feel (though they may not admit) that the earth has evolved from the purely material. From this emerges a kind of bubble. There arise cloud-formations, and indeed shapes thinner even than clouds, mere illusions. In these exist the greatest value we can absorb as men, all our cultural values. We go on living for a while, and one day there supervenes the earth's entry into its heat-death, which can be foretold on external scientific evidence. At this point, it is as if all life on earth is buried in an enormous graveyard. The most valuable things that have arisen from our human life, our finest and noblest ideals, are buried alongside what was the material substance of the earth. You can say that you don't believe it. But anyone who reacts honestly to what is often thought about these things today by people who reject independent spiritual research, could not avoid the inner dissonance and pessimism that arise in face of the question: What is to become of our spiritual activity if we regard the world in a purely material sense, as we are accustomed to do in exact science as it is called? This is the origin of the wide gulf that yawns in our time between religious and moral life and the natural approach to things. It seems to me that, in these circumstances, a genuine seership, an exact vision is called for, one suited to modern man, to establish a bridge between spiritual and material, by providing a basis of reality for the spiritual and taking from the material its coarseness as I would call it. That is above all what we bring before us when we look at things as we have done today. We have seen the spiritual in man himself gradually passing over into his heat and air variations. By descending into the coarser material sphere and seeing how the finer element flows into vitalized thinking, we shall we able to think our way into the cosmos and understand correctly something like the heat-death of the earth—because we know how our own human heat in its differentiation is permeated by vitalized thinking. And from the standpoint of the world-memory that appears in ourselves, we can look at what is spiritually active in the material processes of the world. In this way we arrive at a real reconciliation between what presents itself to us spiritually and what presents itself to us materially. There is, it is true, much in people's hearts today that still militates against such a reconciliation. For in recent centuries we have grown accustomed to count truths as exact only where they rest upon a solid basis of sensory observation, in which we surrender passively to the outside world. What has been observed on this kind of solid basis is then built up into natural laws and natural theories; and theories are accepted as valid only when they rest upon this solid basis of sensory observation. Those who think like this are people who will only admit ordinary gravity to operate in space, and who say: “The earth has its gravity, and bodies must fall towards the earth and have a support, because they cannot float about freely in space.” This is true, so long as we are standing on the earth and considering the earth's gravity in relation to its immediate surroundings. But if we look out into space, we know that we cannot say: “The heavenly bodies must be supported,” but must say: “They support one another.” We need to attain this attitude, in a form appropriate to the spirit, for our inner universe of knowledge. We must be capable of developing truths that specifically do not require the support of sensory perception, but support one another as do the heavenly bodies in space. This is, in fact, a precondition for the attainment of a real cosmology, one that is not made up simply of material processes, but in which the material is shot through with soul and spirit. And such a cosmology is needed by modern man. We shall see how he needs it even for his immediate social tasks. But not until we perceive how the really significant truths support one another shall we understand how we can win through to a cosmology of this kind. Such a cosmology results when we accept as valid the way in which true self-knowledge is attained. We do not attain it anthropomorphically, by going out into the universe with our own experience of self. By entering the outside world, we discover more and more about our ego and so achieve knowledge of self. And when we then go down into it, our inner self becomes world-memory and we learn world-knowledge. Many people already sense the nature of the secret pertaining to knowledge of the world. I should like to express in two sentences what they divine. Self-knowledge and world-knowledge must be truths that mutually support each other. And of this nature, moving to and fro in a pendulum motion, are the truths that are attained by the philosophy of the world and of life I am here describing: as self-knowledge and as world-knowledge. The two sentences in which I should like to sum this up are the following: If you would know yourself, seek yourself in the universe; if you would know the world, penetrate your own depths. Your own depths will reveal to you, as in a world-memory, the secrets of the cosmos. |
80b. The Inner Nature and the Essence of the Human Soul: Anthroposophy as a Way of Life
09 Mar 1922, Berlin Rudolf Steiner |
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I would like to say: Whereas before, when you looked at a plant, for example, you saw with your eyes its green leaves, its colorful petals and, to a certain extent, what the flower reflects of the sun, afterwards you penetrate, as it were, into the secrets of the plant itself. |
80b. The Inner Nature and the Essence of the Human Soul: Anthroposophy as a Way of Life
09 Mar 1922, Berlin Rudolf Steiner |
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Dear attendees! When speaking about the relationship between anthroposophy and human life, it must be pointed out again and again how, on the one hand, this school of thought arrives at its results and how, on the other hand, these results can be absorbed by the human being. Anthroposophy only arrives at its results, however, when the anthroposophical researcher has first undergone intimate inner soul exercises, soul exercises that enable him to move with his soul forces independently of the conditions of the physical body, so that he can truly enter into that state which must be described as 'experiencing the soul outside the human body'. But when, after such preparations by the anthroposophical researcher, the content of the higher worlds has been glimpsed to this or that degree and results are available, then every human being, even the simplest human mind, can grasp these results with common sense and also appropriate them. And today I would like to speak about what Anthroposophy can become for the individual through this appropriation of the meaning of life, which the individual can acquire for himself through the appropriation of anthroposophical insights with the help of common sense. What the anthroposophical researcher himself has, by penetrating into the supersensible worlds, needs no mention from me. For those who have even just begun to tread the path that leads to these worlds need no further convincing of what they gain from beholding them. But we must go somewhat further than this meditation on the path to the supersensible worlds if we are to understand what a person who appropriates the results with common sense actually gains. There are essentially three stages of inner soul-searching by which the anthroposophical researcher reaches his goals, and today I will only briefly mention what has already been discussed in the previous lectures I have given here in the last few days. The first stage of these soul exercises consists in strengthening the power of thinking through a certain practice, making it more intense than it is in ordinary life and in ordinary science. Through this strengthening of the power of thinking, the human being then arrives at what I call imaginative thinking, imaginative imagining. One goes beyond the pallor, the abstractness of ordinary thoughts; one arrives at thoughts that are transformed into images, but in which one is just as vividly immersed [with the soul] as one is otherwise immersed in the experience of an external sensory perception. Through such exercises one attains a certain inner mobility of thought and through all this one's thinking is liberated from the physical corporeality of the human being, to which otherwise ordinary thinking is thoroughly bound. When the spiritual researcher has completed these exercises to the degree necessary for his particular disposition, he comes to survey his past life since birth as in a comprehensive tableau. But this overview is an entirely active inner activity; it is not mere remembering either. This overview is a remembering of that which has been working and strengthening in our organism since our birth. The thoughts have become more intense and more pictorial; in this way they have at the same time become something different from the ordinary abstract thoughts that we carry in our soul. We have connected with thoughts that are indeed forces, and the same forces that our brain, when we are still a very young child, shapes and permeates and empowers until we are a fully grown human being. Thus, we first experience the forces of life in this empowered thinking. Through this, we see ourselves in our inner becoming here as an earthly human being since our birth. Once you have managed to have the inner image of your earthly life before you in this comprehensive imagination, you can move on to the second stage of the exercises for anthroposophical research, which brings you to what I call inspired knowledge. One must absolutely disregard what these expressions traditionally carry with them; one must not think of anything superstitious or the like when doing so, but only of what I myself characterize here. This second stage of supersensible knowledge is not attained by strengthening the thinking, but by treating the already strengthened thinking in such a way that one removes from consciousness those ideas that are present in consciousness through the strengthened thinking, and thereby acquires what can be called empty consciousness. If you are able to find yourself in this empty consciousness in your state of mind, which now allows nothing to enter from the external sense world or from the memories that are usually in you, then it is precisely by having first strengthened your thinking and then , to the perception of a real spiritual world, both in our present surroundings and, in particular, to the perception of the spiritual world to which the human soul belonged in its eternal essence before it descended from the spiritual world through birth or conception to take on a physical body here. Within the empty consciousness, one arrives at a real vision of that which is not present in the ordinary consciousness and which may therefore be called the object of an inspired realization, because it flows into our soul from initially unknown worlds, which is thus truly inspired by that which is so accessible to us from the supersensible worlds. Once we have come to know the immortality of the human soul in this way, we can also come to know the other side of this human immortality by continuing the exercises from the thinking exercises to the will exercises. Again, one would say: on the one hand, the eternity of the human soul expresses itself as unbornness, and on the other hand, in the beyond of death, as immortality. But the further continuation to the third stage of supersensible knowledge then arises from exercises of will. One trains the will in such a way that it strengthens itself. I have already mentioned that this is achieved by detaching the will itself from the thread of external events, for example, by looking back at the end of the day at the course of one's daily life, by feeling a melody backwards, by imagining a drama backwards [going back from the last scene of the last act to the first scene of the first act] and so on, thus in the opposite direction to the external course. If one tries to control and develop the will in this way, as one sets out to do individually in the way I have described in my books “Occult Science: An Outline of Esoteric Science” or “How to Know Higher Worlds”, and if one succeeds in this way in tearing the will away from its usual course and physical conditions, then one, as a spiritual researcher, enters into a real spiritual world. One gets the picture of death, of the soul leaving the physical body when a person passes through the gate of death; one gets the cognitive picture of the eternal part of the human soul after death. [My dear audience], these are three stages through which man works his way up into the supersensible world. What he has to say about these supersensible worlds after going through these stages of knowledge can be followed with the ordinary human mind, provided one is unbiased enough. However, it is the case that this human mind must now, of course, take a certain different attitude, I would say, in that it must become somewhat flexible if it is to follow what anthroposophy has to say. So, for example, this common sense must behave in different ways depending on whether it is following what the spiritual researcher has to say from imaginative knowledge or what he has to say from inspired knowledge or from the third level of knowledge that I mentioned and that I call intuitive knowledge. It is really the case that someone who follows the results of spiritual science only through their common sense feels compelled to look differently at what is gained through imagination, differently at what is gained through inspiration, differently at what is gained through intuition. If we get to know the supersensible world of human existence through imagination, we get to know through inspiration what the human being has gone through before birth or conception. By extending inspiration to intuition, we get to know what the human soul goes through after death. But once you have come to know these two worlds, what man comes to know in the physical world as supersensible and what he comes to know as the supersensible world before birth and after death, then you also have an overview of the relationship between these two worlds and you now come to know something even higher. What presents itself to intuitive knowledge is something still higher, in relation to both the sense and supersensible worlds. One comes to the realization of repeated earthly lives, which certainly once had a beginning and will have an end; but for the intermediate situation of the human soul, it is the case that the person once goes through a life between birth and death and then an existence in a supersensible world between death and a new birth, and that this is repeated by the individual human beings at the most diverse levels. By pursuing what is brought out of the supersensible world in this threefold way with the ordinary human mind, that which can be gained from anthroposophy as the purpose of life develops precisely in this pursuit. Dear attendees, anthroposophy does not give trivial rules for life, it does not give trivial comfort for this or that situation in life or the like, but it points to what the human being accomplishes by struggling to understand it. And in what one goes through in coming to this understanding through one's own inner work lies what one can work out for oneself as the purpose in life that comes from anthroposophy. Anthroposophy does not impose a specific content on the human being, but rather points to an inner work and may promise only this inner work, that it is able to give the human being a purpose in life, an inner support and inner security through this work. Let us take the first step: a person tries to use their common sense to work their way through everything that the spiritual researcher has to say from imaginative knowledge, for example about the forces that organize the human being as an organism and work within the human being. Anyone who tries to reflect on what the spiritual researcher has discovered will find that in the process of reworking the material, their thinking itself becomes more inwardly powerful and inwardly active than it is in ordinary life and in ordinary science. Ordinary life and ordinary science do not need this inner activity either, and that is precisely what holds back a great many people from anthroposophy, especially in our time. Today, people are accustomed to passively accepting everything that the outside world presents to them; they actually want to receive everything that comes to them, even in the form of knowledge, only passively, to enjoy it, so to speak. But anthroposophy, by its very nature, must make a different demand on the human being. Man cannot just passively surrender himself in thinking and imagining in order to understand; he must, by virtue of his inner nature, make his thoughts more powerful by setting about to gather the thinking power that reigns within him, to set it in motion and, in a moving thought, to follow what the spiritual researcher sees. But as a result, some people feel repelled by anthroposophy in the presence of it. They do not want to develop this inner strength in their soul; they want everything to be given to them, while they can remain passive. But it is precisely by demanding this kind of understanding that anthroposophy develops in the human soul that which leads to a certain independence of personality. This, [my dear audience], is probably one of the first life experiences that a person has when he wants to get to know the world through anthroposophy. His personality becomes inwardly more independent, it is, as it were, inwardly condensed in such thinking - which he must practice - and thus he is given the opportunity to behave differently in life to many things than is often the case today. [Dear attendees], one need only look a little impartially at life to see how passively people today are devoted to life, and especially to spiritual life. If you go to a party meeting today, for example, you can experience all kinds of interesting psychological phenomena. You can see how the audience does not counter the speaker with any inner independence of their own, but rather absorbs what is presented to them as if by suggestion. Catchwords would not have such power, phrases would not play such a role, if people could confront what is offered to them in this way with greater inner independence. And here it is precisely what one can get from anthroposophy: that one's own judgment is strengthened, made denser, that one's full personality is confronted with what comes from the outside world. That is an achievement for life in the first instance. But what we get from this thinking, with which we pursue imaginative knowledge, goes much deeper into the destinies of human life. If we follow with common sense what the spiritual researcher says about the human being's inner organizing power, when he speaks of what a person thinks and what is more than thinking, what is a sum of inner living forces — we must then adapt this thinking to the inner work that the spiritual researcher himself develops. If he wants to bring his own ideas and thoughts, which are his means of expression, to people from the depths of his soul, he must speak in different thoughts from those borrowed from the external world of the senses. This stimulates the human being to unfold his active life forces; [by contemplating the spiritual researcher, the human being] appeals to his life forces, to his vitality. This causes the human being to bring his thinking down into his life, to bring life into it, so that a certain [freshness, an inner] confidence and strength comes into his thinking. The thinking undergoes a complete transformation, it becomes more powerful internally through the study of anthroposophy. If one continues this for a long time, this invigoration of thinking becomes apparent in what one achieves for one's organism. [Dearly beloved attendees], there is a great difference in the way — this is just one example to characterize what a person gets from such a study of anthroposophy —, such as remedies that are absolutely correct remedies for certain diseases, acting on one or another human individuality. One can find remedies for these or those illnesses from the best medical methods and will still see that this or that organization remains dull in the face of a completely correct remedy. But by appealing to the deeper forces of his organization, by discerningly following what the spiritual researcher has to say, he calls upon healing powers in his organism. For what I recently called the body of formative forces, which we can see in a large tableau at a certain stage of higher knowledge, contains healing powers. It is not necessary that this strengthened thinking should work as a healing force from the outset; it can do so, but it will only really do so in the rarest of cases. However, anyone who has awakened their thinking through the inner freshness of their thinking power enables themselves to be affected by healing remedies in a more favorable way than someone who has not awakened their thinking power in this way. In this way we can bring about the possibility of being receptive to certain healing powers to which we would otherwise be insensitive. Many more examples could be cited of how directly such an understanding of the human being, which has been strengthened and refreshed in the way described, affects the human organism. We must say without reservation: precisely what is attained in relation to imaginative knowledge not only makes the human being stronger in relation to his thinking than he would otherwise be, but at the same time it invigorates him in relation to his physical being. Anyone who has approached anthroposophy in this way will also soon notice that thinking becomes something that, like a current permeating it, fills their body more and more, so that they feel something going into their limbs; they become more skillful, actually simply in terms of the physical tasks they perform. People will discover how, by actually doing what I have described, they become much more skilled at the ordinary tasks of life, whatever their occupation. Anthroposophical work offers an extraordinary amount for our practical lives; in this respect, it already provides a purpose in life. [Dear attendees], if we look at the second stage, which is reached in inspired knowledge, thinking feels stimulated again in a different way when we reflect on what the spiritual researcher in inspired knowledge from the supersensible world about the nature of this supersensible world, whether it underlies the nature that surrounds us or whether it is the supersensible world in which we ourselves are before birth or after death. Then thinking feels so stimulated [in a different way] that certain feelings are awakened in the person, feelings that are refreshed and become powerful. These feelings do not become so fresh and so powerful under any other influence than through the thinking pursuit of what has been explored through inspiration. Above all, you will see that [by training your mind in this way] you are able to penetrate nature with a completely different sense than you were able to before. I would like to say: Whereas before, when you looked at a plant, for example, you saw with your eyes its green leaves, its colorful petals and, to a certain extent, what the flower reflects of the sun, afterwards you penetrate, as it were, into the secrets of the plant itself. You feel, as it were, the sunlight absorbed by the plant pulsating within the plant. One gradually identifies with how the plant grows out of the germ, how leaf comes to leaf, how it drives out the flower; one's soul life goes hand in hand with the inner becoming of the plant itself and thus with every single [natural process]. It is something like a submerging into nature, like developing an elementary sense of nature. The peculiarity of the anthroposophical science that is meant here is that it does not produce a world-unrelated mysticism, but brings people closer to reality, gives them a sense of nature through which they can gradually deepen their understanding of the beauty and grandeur of nature, so that they can grow together again with nature and ultimately feel at one with it. I am not saying, [dear attendees], that all these things cannot also be present to a certain extent through certain original, elementary, human predispositions. But what I am saying is that even for those who, through their innate abilities, have such qualities to a high degree, these can still be increased by pursuing the results of anthroposophical inspiration. Whether one has little or much of a sense of nature, one can still increase what one has in this way. And another thing also comes about through the intellectual pursuit of inspired knowledge: one learns to empathize with one's fellow human beings in a different way. If, through the mental reliving of the imagination, one comes to possess one's own independent personality, then through the reliving of inspiration one comes into the inner life of nature, but also, to a certain extent, into the inner life of other people – again something that should be particularly considered in the present. Let us look at how people today often pass each other by without understanding, or let us see how few people there are today who can really listen to others. Being able to listen to others is part of understanding people. How often do we see today that when someone speaks, if the other person has only a louder voice than the other, they interrupt and say what they want to say, what they know, even though social life could be very different if people were to approach each other with understanding. But [my dear audience], the person who follows the inspired insights with their thinking gradually realizes that what they experience with other people is basically something that belongs to the deepest part of their own soul. Here we have already reached a point where anthroposophy must go into its more precise results in order to be able to present certain things that are present in life in their correct relationships. In our [sensory and] emotional life, we as human beings reveal what we experience in the outside world, which is the result of impressions from the outside world. But not all of these impressions directly form the content of our feelings, of our entire mind during our waking day-to-day life. Those who are able to study the nightly dream life with its inner drama more closely than is usually the case will already get an inkling of what anthroposophy can then raise to complete certainty: namely, that in the depths of our emotional life sits that which is the result of our intimate relationships [with the people] we come together with in life. Just as our dreams reveal in the most diverse ways what we might not even consider during the day, to which we are not attached with intense feeling, as it appears in the image, so the circumstances in which we find ourselves in our social interactions with people penetrate much deeper into our mental life than the things of which we are aware in our daily lives. There are relationships between people that penetrate deeply into the emotional life. We stand between people and talk to each other because we are involved in life, perhaps always only superficially, but there are many things that play between people at a deeper level. (Even for those who are not spiritual researchers, the dream life reveals many things. Everything we experience [from person to person] forms the basis of our emotional life, our entire system of feelings. And some of the disharmony that arises from the depths of this emotional life, which arises in such a way that we feel permeated by an inner pain, an inner deprivation or disappointment, often stems from the fact that that relationships have been formed between people [that we have not brought to consciousness], which sit deep down in the mind, plague us and are just waiting for us to fully bring them into consciousness in order to place them in the right way in relation to our own soul life. Sometimes the solution to the mystery of our own mental life is that we know how to bring our experiences into consciousness in the right way. If we now follow the results of inspired knowledge in our thinking, we acquire a sense of how to listen carefully to other people, for example, but in a broader sense, we also acquire an understanding of our fellow human beings, and it is precisely through this that we develop a social sense in the deeper sense. We develop that in us which makes us particularly suited to find our way into the social order of mankind for our own satisfaction and for the benefit of other people, insofar as this benefit can come from us. A person's life becomes most rich when he influences all good and evil in man by having trained his thinking in the comprehension of inspirational truths. World and human knowledge through this sense of nature and understanding of man is acquired by trying to penetrate the results of inspired knowledge. Again, it is the case here that anthroposophy does not make people unworldly, but rather brings them close to life and to people. We experience many things in our time that are called social demands. But what is social feeling and perception is — [the unbiased can see it] — less developed in our time. But this is something that our time urgently needs to develop, and in this respect anthroposophy can and may fulfill a kind of task for the time by bringing people closer to each other in the way I have indicated. It is fair to say that it is precisely anthroposophy that can serve through understanding what I have described, through understanding the other person, through genuine, powerful love of neighbor. [And how is all this achieved, ladies and gentlemen? It is achieved by man acquiring a very specific internalized sense of truth by pursuing the inspired truths in the manner indicated.] In our ordinary lives, we have – if I may call it that – a logical sense of truth. Through our conclusions [and judgments], we come to find one thing to be right and another to be wrong; this has a certain logical character. If we then apply this logical character to the inspired truths, our whole understanding of the world becomes internalized. Our sense of truth itself becomes different. We begin to feel that which proves to be right in the context of the world as something healthy. [This is a great achievement, my dear audience, when we no longer perceive a judgment, a conclusion, merely as logically correct, but truly perceive that which is right as something that heals, preserves and strengthens the soul so that we have a sympathy in looking at what is true]; when error presents itself to us in such a way that we perceive it as something that makes the soul sick, weakens it, and inwardly as an antipathy. As a result, something arises in the soul at a higher level that can be called a “psychic-instinctive life”, something that, precisely because it is instinctive, can guide us safely through life. We know that animals have a certain security through instinct [in relation to physical life]; they avoid what is harmful to them as food and choose what is beneficial to them. Of course, we cannot compare the life of the soul with the life of physical instinct; but when we see something similar occurring in human life at a higher level [because it occurs at a higher level in the soul], we have to speak of a psychic-instinctive. [One comes to live in the world in such a way that one feels instinctively secure about truth and error, like a color, as an animal feels through its instinct about its food and poisons. It is precisely through this that this soul instinct enters our human organism through the contemplation of inspired truths. It is precisely through this that we enrich our purpose in life quite substantially. Man gains something, [as inner support], such as life security, by being able to acquire this instinctiveness at a higher level. And precisely because we acquire the ability to perceive something as healthy conclusion or to perceive it as something pathological or destructive, precisely because of this, we are able to develop a sense of nature and understanding of people. If I may mention another [dear audience], we come deeper into the results of anthroposophy. What is needed above all as preparation to receive the revelations of the supersensible worlds with one's developed knowledge is a certain quick apprehension, a certain presence of mind. I have described how to develop this in the writings “How to Know Higher Worlds” and “Occult Science: An Outline”. Why do you need presence of mind? Well, at the moment when the real spiritual world appears before you, you are no longer dealing with the same conditions of space and time as before; rather, it is necessary to grasp a spiritual reality at the same moment it appears. For if one is not sufficiently quick-witted to grasp it at the very moment it appears, it is already gone; one cannot grasp it at all. It is a basic requirement for the anthroposophical spiritual researcher to acquire a certain presence of mind for his research. What he gains through inspiration and grasps with presence of mind still has something of the way the thing was found clinging to it when he reflects on it. For when a person reflects on it, he stimulates in himself the qualities that led to the discovery of something like this. (It is therefore a training of presence of mind to follow the inspired truths, if they really are such, in thought.) But in doing so, we make ourselves more capable of dealing with life. For how much some people suffer today when they cannot come to a decision about this or that in life that requires them to make a decision! Becoming decisive is what can be gained particularly from thinking about the inspired truths. And this presence of mind is further enhanced when one becomes consciously aware of how one can now grasp in an instant many things that previously required long chains of thought to understand, because one perceives them directly as healthy truth or as a disease-causing, destructive error, as directly as one otherwise has a taste, smell or tactile experience. It is absolutely the case that one develops the same kind of aliveness in relation to truth and error within oneself as one otherwise has in relation to external sensory perception, but that one develops this aliveness as the experience of a higher, supersensible realm. [Now, dear attendees], the spiritual researcher then goes on to explore what presents itself to him through intuitive knowledge by further developing and strengthening his will so that this will becomes independent of the physical body and the person is able to place himself in the external spiritual world. He is then able to be in the external spiritual world with his soul and spirit just as he is in the physical world with the help of his senses. But this standing within the external spiritual world is basically nothing other than an experience of one of the noblest human impulses on a higher level of life: it is an experience in love. It is also an experience in freedom, for man becomes unfree only by becoming dependent on his physical body, as I explained in detail in the early 1890s in The Philosophy of Freedom. , as I explained in detail in the early 1890s in The Philosophy of Freedom. The moment a person rises to have impulses that he grasps through moral intuition, he becomes a free personality [in a moral sense]. But he can also become a free personality in relation to his whole position in relation to the environment, namely to the spiritual, supersensible basis of this environment, to the supersensible basis of his own human being, when this supersensible basis presents itself in the experience before birth and after death and also in the experience of repeated earth lives. What is contained in an external spiritual world, and also in an external spiritual world of facts, is love on a higher level, the love that, even in the sense world, frees man in a certain sense from what would otherwise be imposed on him by his physicality through his urges and instincts. Karl Julius Schröer once gave a beautiful definition of love, which he explained in more detail in his book about Goethe, saying, “Love is the only passion of man that is free of selfishness.” It cannot be said that love is free of selfishness in its lower stages; but it must be said that as love develops to ever higher and higher stages, allowing itself to be more and more imbued with soul and permeated by spirit, it will make the essence of the human being, in which he merges with his own essence into the other being and submerges with his own essence into the other, more and more free of selfishness. And precisely by making this love a real power of knowledge in intuitive insight, it will also awaken love in this sense in man, in accordance with the intuitive truths that are contemplated. Dear attendees, I know very well how the present shrinks from speaking of love as a power of knowledge; nor is it at all about ordinary love as a power of knowledge. But when love is elevated through such [serious soul-will exercises] into the experience and experience of the spiritual world, then love becomes a power of knowledge; then, precisely through this loving engagement with spiritual beings and spiritual facts, one attains real objectivity, the penetration of the object in its true form into human knowledge and thereby also into the human overall experience. It is precisely in this development of intuitive knowledge and also in the intellectual pursuit of the results of this intuitive knowledge that one notices how man comes to the experience of his self and also what hinders him from experiencing his self. For, [my dear audience], anyone who looks into his own heart without prejudice will very well realize how little his own self actually stands before his soul. More or less, what we call our self in ordinary life is only a summary of what is reflected from the outside world as if in a single point. But what the real I, the real self is, is not at all vivid to ordinary consciousness; and if we were to live in such a way that our ordinary consciousness were not interrupted again and again by sleep, we would not experience the human I at all for ordinary consciousness. If we were able to go back to an experience of things in an uninterrupted, uninterrupted course of our consciousness since birth, we would still only find a sum of external images of experience in it, but not the human ego. We become aware of the ego precisely because we withdraw again and again from external experience into a state of sleep – even if we do not develop consciousness in the process. [It is exactly the same when we look back and remember our life.] We actually only ever see what we have experienced during the day, and we always have to see it interrupted [by sleep] during the night. What presents itself through this interruption is, in a person's life, a sum of dark spots in the brightly lit space of memory. If it were not for these dark spots, we would have no resistance to the light that arises from them. We would only experience the outside world, not ourselves! But the one who ascends through intuitive knowledge to the contemplation of repeated earthly lives, only then gets a view of the true self of man, which goes through repeated earthly lives and can only be recognized in this going through repeated earthly lives. Anyone who has gone through this, as the spiritual researcher has to express himself about the nature of his research into repeated lives on earth, gets a vivid idea of the self of the human being. But he also gets a vivid idea of what knowledge in love is: merging with the external object of the spiritual world. And he gets an insight into the fact that we can only really experience our true self when we become selfless. And love in particular, when it is described in its higher stages as the “only passion that is free of selfishness,” it is at the same time that which allows us to experience the power of our own self in our experience of the external world, in our devotion to the external world. This is a profound mystery of human nature: that one only experiences one's self when one experiences the outside world, embraces the outside world in love and is able to penetrate [into the secrets of the outside world with love] so that one can immerse oneself in it with one's entire being. This underlies many sayings, such as Goethe's: He first acquires his true self who first loses it in order to gain it. Only when we live ourselves into the world do we thereby live ourselves into our true self; whereas our ordinary self is only [thereby ours] in that it is based on physical corporeality and thereby diverts us from our true self. But by training himself in such a way of thinking about the results of intuitive knowledge, the human being comes to not only think, feel or sense his self, but to bring into a certain [context] that which is most important to him for the earth – that is the human will. How do we actually stand in relation to the will for ordinary consciousness? When we are awake, we are really only fully awake in our mental life; our feelings are in a state towards our ordinary consciousness that is otherwise like dreams, except that they occur in our soul life differently than dreams; but what will is, has sunk so deeply into the subconscious that it is experienced like the states from falling asleep to waking up. Let us just realize what happens when we carry out the simplest volition, for example when we raise our arm and hand. First we have an idea: the intention to raise our hand and so on. Then what is mysteriously hidden in this intention penetrates down into the depths of the organism, and we know just as little about what is going on down there as we do about what is going on with us from falling asleep to waking up – until we then find ourselves waking up. We also find ourselves again when we look at the raised hand or arm from the outside after the executed volition. [Thus we find the volitional content of our thought.] In a sense, every single act of the will is a falling asleep and a waking up and an intermediate state of being absorbed in sleep. By developing in oneself the strengthening of willpower and the liberation from the physical body, the whole will becomes like a transparent, holistic sensory organ. Just as we have physical organs, for example our eyes, and through them see the physical world, so at a different level the human being sees into the spiritual world through his or her entire spiritual organization, and thereby also into the essence of his or her will. When a spiritual researcher describes the nature of the will or the nature of the human ego, they must clothe this description in such thought forms that anyone who follows these thoughts with a healthy understanding of human nature will receive something of the reflection of how the will must be spoken of in this particular way, how the human ego is connected to the will [this deeper aspect of human nature]. This human ego is basically as deep down in human nature as the will itself; it must be brought up. But a reflection of this bringing up passes over to him who reflects on the intuitive knowledge of the ego. In this way he develops energy of action in himself, in this way he strengthens his will. While the reflection of imaginative insights elevates the personality and can make it independent, while the reflection of inspired insights ignites the human mind in the most diverse ways, leading to an understanding of nature and of true human understanding and to an experience of the healthy and the sick in truth and error, the reliving of intuitive knowledge educates the human will. Those who educate themselves in this way will soon notice how their will becomes more active and how they truly begin to love what their destiny imposes on them in the outside world. We learn to fit into our destiny, we become strong in relation to our will in an active and passive way towards life; we become strong also in bearing suffering and pain as well as in experiencing joy. We become strong – not by passing by the suffering and pain of life; no, but through what is aroused [in our mind in the healthy and sick soul life], we become more receptive to the joys and pains of life. We do become more sensitive to things and experiences, but by reliving intuitive insights, the will is strengthened so that we can go through life more uprightly and endure our destiny more surely in both suffering and joy. And by developing the reliving of intuitive knowledge, we feel connected to the world in a way that itself represents a religious sense of the world, which represents what the deepest divine impulses in the world - through immersion in love in this world - are capable of achieving. The religious and artistic sense is kindled by this immersion in love in the world, to whatever extent it may be present. Those who adhere to anthroposophy in this respect will benefit themselves in terms of the further development of their artistic, [religious] and moral being if they adhere to what has just been indicated in anthroposophy. So, [my dear attendees], anthroposophy, by wanting to speak of what can become the purpose of life through it, does not approach people with some abstract sermons or admonitions, but in such a way that it tells them: When people experience what can be explored in the spiritual worlds through it, he acquires inner strength for his thinking, which he makes alive, and for his feeling, which he makes more inward and more accessible to world phenomena. He also acquires further development for his will, which he makes stronger and at the same time more capable of suffering, but also more suitable for responding to the joys of life in the right way. This is what anthroposophy has to say about the purpose of life that a person acquires by immersing themselves in anthroposophy and delving into it [a certainty in life that cannot be gained in any other way]. Anthroposophy has nothing ready to give to a person in this regard as their purpose in life, but only what they can work for themselves, but will possess all the more surely for it. Life is something that philosophers view in a variety of ways: one views it pessimistically, another optimistically, and yet another more neutrally, and so on. But however one may feel about these various nuances, anyone who looks back on what he himself has been through in life will agree with the maxim: “Only those who have to conquer it daily deserve freedom and life!” In every sense, life wants to be conquered by people every day. And that is good; because those personalities who would only passively grow into life would also have nothing of life for their own being, because what a person really possesses is what he has to conquer in life. If we remember the truth that only those who must conquer it daily deserve freedom and life, then we may add: Anthroposophy, for its part, wants to bring the means to man through which this daily conquest can be carried out by man! |
80b. The Inner Nature and the Essence of the Human Soul: The Threshold In Nature and In Man
01 Feb 1921, Basel Translated by Mary Adams Rudolf Steiner |
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For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. |
80b. The Inner Nature and the Essence of the Human Soul: The Threshold In Nature and In Man
01 Feb 1921, Basel Translated by Mary Adams Rudolf Steiner |
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It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach. The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul. In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul. Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment. We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day. In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread. They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality. It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions. What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case. We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject. Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface. We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them. It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation. What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand. Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering. How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries. We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear. I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free. One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking. The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man. We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows. We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective. And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self. In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him. This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required. We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul. It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm. And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared! As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere. In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines: To Nature's heart Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller: ‘To Nature's heart Still the cry goes, Look in your own heart, man, and tell Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature. This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature. Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view. We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner. We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character? Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake. With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep. In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills. Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature. It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities. Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul. As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world. The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being. At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul. It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold. We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place. Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature. To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say: To Nature's heart Goethe replies: Nature is neither kernel nor shell, We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being. Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.” One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.
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181. Anthroposophical Life Gifts: Lecture VII
21 May 1918, Berlin Translator Unknown Rudolf Steiner |
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The second part is to give Goethe's thoughts about his Faust, and the third part some development of thoughts on the “Fairytale of the Green Snake and the Beautiful Lily.” I mention this because I wish to draw your attention to the fact that it is really necessary to grasp with penetrative thoughts what is contained in the spiritual substance of humanity—also as regards the past; that we should take seriously what is to be found there. |
181. Anthroposophical Life Gifts: Lecture VII
21 May 1918, Berlin Translator Unknown Rudolf Steiner |
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In former years we have always at this season studied subjects connected with the Festival of Whitsuntide. I have often stated that we are now living at a time when the events which affect the march of humanity are so significant and so different from the ordinary trend of life in human history, that there is scarcely a possibility of making the ordinary festival observations—although indeed, even at the present, such are all too frequently made—if indeed, not for the definite object of forgetting what is now happening around us in such a catastrophic manner for humanity, yet with some such purpose in mind. We may however be allowed just to refer to the meaning of the revelation of Whitsuntide. From the former lectures on Whitsuntide we know that the most important feature in the Whitsuntide event is, that the communal life of those who had taken part in the great Easter Event of mankind became individualized. The “fiery tongues” descended on the heads of each of them, and each one learnt in that language, which is like none other and for that reason comprehensible to all, to grasp what has streamed through the evolution of mankind as they Mystery of Golgotha. The fiery tongues descended on the head of each one. Formerly the souls of the individual disciples felt themselves—one might say—in the collective aura of the Mystery of Golgotha. Then through the event of Whitsuntide, that which they only comprehended through the life they lead in common, so passed over into their separate souls that each one gained illumination within himself. That is the most important thing, though naturally expressed in abstract form. We must realize this individualizing of the Easter message in the soul through the revelation of Whitsuntide, if we wish to understand it in the right sense. There is then the possibility to conceive, in the sense of this Whitsuntide proclamation, what Spiritual Science intends to do. For, in this Spiritual Science it is desired first and foremost that every human soul should find the spiritual germ of his own being within himself, which is able to illuminate it as regards the cosmic aims for which we must strive. The future life of mankind should so develop that men shall be, less inclined to turn their minds always towards the social structure which all have in common. We hope that every man will become ripe and capable of leading such a life of his own initiative, that his neighbor may be able to lead a similar life. Then an inner tolerance will prevail in the souls, and in the social structure “liberty” must be realized. In no other way can liberty be realized in the world; in no other way than by the message of Whitsuntide passing into the individual human souls. We must work and cooperate in our souls, and must grasp what is offered by Spiritual Science in accordance with the model given in this Whitsuntide message. For that reason it may be said that in a certain sense Spiritual Science is a perennial, continuous and lasting Whitsuntide proclamation. What the present time teaches us above all, if we wish to draw this teaching from it, is that we must furnish ourselves with patience. There are friends sitting here who have worked inwardly almost from the beginning of what we call our spiritual scientific movement. This is now more than 15 or 16, perhaps even 17 years ago; and really the thought should remain continually before our soul, how little, how very, very little has been really obtained in these 15-17 years. This should give rise to another thought; how greatly we should arm ourselves with patience, when we reflect what Spiritual Science might be to us, what it can become through us, that it can really lead to a kind of fresh impulse for human existence. We should always compare what Spiritual Science may become, with what we have so scantily achieved in this decade and a half. Certainly, many have accepted what has been offered to mankind by Spiritual Science. But that is but the merest beginning, as has been stated in the numerous lectures which have been given. Spiritual Science is still faced with the other task—of really flowing into the social structure, into the whole life of the humanity of the present age. But if we wish to grasp this thought we must connect with another which sounds forth to us today at every hour, from all the happenings of the world, which presents a certain conflict into which the human soul is driven and which just in our present age—one might say—reaches a certain climax. If we recollect the principal points of our spiritually scientific investigation, we shall everywhere find that it rests on the fact that super-sensible spiritual reality flows into the soul of man. Spiritual Science teaches us that in the course of humanity spiritual life continually streams into men, but that nevertheless what happens on Earth is only an “advance,” insofar as men understand how to awaken into external being what streams into them from the spiritual world. Such a thought should really be able to penetrate our whole feeling and experience. We must above all, be able to bring it into connection with what is known to us, for instance, as the Science of History; and we should be able to apply it to the present day from this point of view. We ought to be able to ask ourselves seriously (these things are of course hypotheses but they lead to realities in a true life of thought): What would have happened if Columbus, or anyone else fundamentally connected with the evolution of modern humanity—for instance Gutenberg, discoverer of the art of printing, or even Luther—had been born in the eighth or ninth century or at some other time in history? What would have become of those personalities who bear these names? They would certainly not have figured as they do in history today if they had been born in other times. Of course that could not have happened, for the evolution of the world has its karma; but the hypothetical consideration of such a possibility leads to realities. They would in all probability have become persons of whom external history does not speak. Yet, on the other hand, can you imagine that in such a case, at the approach of the modern age, the art of printing for instance would not have been discovered? Can you imagine that the Reformation would not have come about with the approach of this newer time? You can see from this that the principal thing is that we should look at the objective facts, at what has been imparted to mankind from the spiritual world, and that we should learn to a still greater degree than the present time can yet do, to look at man as an instrument, through whom reality may enter into Earth life from this virtual world. I said that just at the present time man, in regard to these things, is placed in a sharp conflict. The present day does not recognize that such a thing as the streaming down of a spiritual stream of evolution into the events of the Earth can take place; it does not recognize that man is only an instrument, and it wishes to build up a social order which does not recognize this. It wishes to build up a social order which really only reckons with the quite personal man standing here on the Earth, and to fix attention on him. The most extreme caricature of the plan of only viewing man from the most individual point of view, is Leninism or Trotskyism, to which I have already alluded. This conception of society only recognizes the man who stands here on the Earth. I do not only mean by this the theoretical side alone—that would be the least harmful—I am referring to the consequences in life of this view. Men like Lenin or Trotsky seek—even in a sphere where it is least suitable—so to establish the framework of society as if nothing else came into consideration that the individual man of flesh and blood. That however is an ideal which has been forming for decades in the sphere of so-called socialism, and Leninism and Trotskyism are indeed only the latest grotesque flutterings of such a conception, which has been forming for a long time. You see what our object must be? To find the way back again to the feeling of the Whitsuntide Event. Certainly, individual spiritual life was to arise illuminatingly in the different disciples on whose heads the flames descended; but that was to be spiritual life; for the greatest imaginable impulse towards the essential thing, as regards which man is but an instrument, was divided among the individual members. There is also another meaning to this Whitsuntide proclamation, and it is the most important—the strengthening of the realization that a man does not lose his value when he allows the other aspect to count; viz, that the spirit is continually flowing into mankind, and that man has to form the instrument for the spirit streaming down into humanity. Man retains his personal value notwithstanding. That is something which we cannot only see theoretically today, but for which it is necessary to draw the consequences for life and to carry over into our way of thinking about the construction of the state, about moral and social life. The point is that a thought should have an awakening effect, and an “awakening” it certainly was when the flames descended on the head of each one of the disciples. To be asleep today to the events of the time, a state which is only too prevalent today, is a sinning against the events of the time. But in the cycle of evolution which we are now entering, we cannot possibly be awake to the events if we do not observe them with a certain inner mobility of soul-life, if we are not able to distinguish the essential, the right thing, from what is unessential and wrong. What floods us today, especially in reading the newspapers, cannot be regarded as all of like value; for in the columns of a thousand books and newspapers there may be two lines which are of tremendous fundamental importance, pointing in a highly indicative way to the origin of the “phenomena,” to use the expression of Goethe—to what is really going on. The rest may all be a waste of printer's ink. It is a question of awakening an inner feeling in one's self as to what is important and essential, and what is unimportant and unessential. This feeling arises in the soul, if a man unconsciously acquires a vision for the great world perspectives of the present day, which Spiritual Science can disclose; only he must absorb this into his feeling, must try gradually feel as he will when Spiritual Science becomes alive in him. It is certainly necessary to create an inner trust in what one feels inwardly, a much greater degree than men are accustomed to do today. Anyone who expects that what he acquires today points immediately too far-reaching events tomorrow, while not as a rule attaining a true observation. It may be something right and correct, but events may so discount this that perhaps it may only come to expression in a distant future. It is necessary for us to have the right attitude to the world, and have correct ideas as to what is taking place. Thus, in the present stream of evolution extraordinarily important things are happening, which are already to be observed in external occurrences if we grasp these in the manner just indicated: viz. by distinguishing the essential from the nonessential, and by having the courage to do so. What is happening today—I will only mention one thing—is the lessening importance of the outer British Empire, as such. What the world has up till now really known historically as Britain itself and which was specifically British, is now merging into Pan-Anglo-Americanism. That such a thing actually forms part of the developments which we have already indicated in different ways, does not contradict these developments. On the other hand it is of tremendous importance to grasp such a significant thought, for much depends on whether we take correct or false forces into our life of idea. The times can teach us much in this respect; that must be pointed out again and again. Certainly, the men at the fronts have become different. Everyone who is familiar with the facts is aware of that. This is not the place to discuss in what way they have changed. But among those who have lived at the front there are still many who think just as they did in July 1914, who have learned nothing since, who use exactly the same concepts as were used to then. When you talk with the men, they just say the same things as they might have said in July 1914. Yet no man today can be really awake if all his ideas have not acquired a different impression, a different value. For this reason the question will have to be put—everyone should put it to himself, as a quite serious and I might say Christian question of conscience: Where are the men to be found today who, before July 1914, held the possibility in view that that might happen which has come to pass up to the present day? I might formulate the question differently. In the cycle of lectures which I held before the war in Vienna, there is among other things an expression which runs thusly: The human social life bears something within it which can be compared to a cancer; a cancerous disease is in the life of humanity. That had to be realized at that time; but there are many people who have not yet realized it at the present time. I ask: In how profound a sense has it been understood that a “cancer” in human development was spoken of just at that time? By this I only wish to point to the seriousness with which Spiritual Science ought to be taken if it is to be applied to the events of the present. Indeed one great reason why Spiritual Science is rejected is the fact that this seriousness required for Spiritual Science is frightfully inconvenient. The “theories” of Spiritual Science please many people, but the serious demands it makes on life is very, very inconvenient to many who otherwise like the theories. All this leads us perhaps to understand better what I must now introduce into these observations, and which it is important to grasp, if one wishes to understand Spiritual Science in its essentials. If a man wishes to understand something in the world today, he really always has the feeling that the means to this understanding must somehow be sought in what belongs to the present day. But the spiritual element cannot be sought in the present alone. For instance, if one wishes to become acquainted with the spiritual aspects of the human being—the being of man, even between birth and death, can never be fathomed merely through knowledge of the man of today. Why? Suppose you have reached the age of 50 and you developed some kind of soul-life connected with the powers of the sentient soul. You will unconsciously conceive of it according to the ideas of the present day: :That is my sentient soul, which I have within me; it expresses itself when the sentient life of the soul is externalized. That however is not the case. Now your sentient soul developed between your 21st and 28 year, and what was in your soul at the time came to an end with the 28th year, but the after-effects continue; they go on working; you use them today when reviewing the powers of the sentient soul. You do not use the present powers of the sentient soul but the powers existing within it at that age. The past works on. It is not the case that the present time includes the whole of what is at work, for the past continues to work on. The spiritual world must be conceived as music, but as real music. You could not possibly grasp a melody if, when you heard the third note, you have lost the first; the first works on in the third, it works within it. In spiritual action something goes on working, not only because we hold it in our memory, but through its after-effects it works on in reality. The effects of former forces of spiritual life in the different parts of the soul are continually at work, as part of the spirit and soul nature, and in yet another sense. Our 21st to 22nd year works on within us still later; it is there because it was there in the past, not because it is there in the present. To form new ideas is uncomfortable to man, and what I have just disclosed is a new idea; it is nowhere to be found among the concepts of the present day. For instance you do not want to admit: “When I am old and gray-headed, or bald, I still speak and think with the forces of my youth, of my childhood.” Yet it is absolute truth that what you learnt at school, or where you spent your time from your 18th to your 28 year, works on through your whole life. You cannot replace it later by other powers, except as you make use of those sources which Spiritual Science opens up; that is the only means by which many things in life can be replaced. You will not find it difficult to understand that many people nowadays remain essentially unfruitful. That is connected with the present system of education. We can develop nothing except what was placed in us during our childhood, nothing but just what was placed in us through the ordinary powers by which we turn to man himself. Much is required before we can grasp such ideas aright. I must declare over and over again from many different aspects that for this it is necessary above all for men once more to learn, in a much higher sense than they wish to today, to believe in life, to believe in the spiritual side of life. To-day it may perhaps occur to man to believe in his spiritual origin. It will be relatively easy to get him to believe that a spiritual element which proceeds from a spiritual world has united with what developed materially through heredity in the course of generations; but that does not suffice. What is necessary is that we should not only believe in the spiritual origin of a “part” of our life, but in the spiritual origin of our whole life. What does this imply? Today we indeed believe from the evolutionary tendencies of mankind to which I have often referred that, as a rule, with the 20th year of our life we have brought our life to its perfection. We believe that we are then ready to be elected to a municipal assembly, to Parliament and so forth, because we are then capable of deciding on all subjects. Men believe they have long ago outgrown those bygone times when people waited for the fullness of years, in the belief that each new year of life brings new revelations. Today we expect that when the age of puberty is reached the soul-powers of the child are also transformed. For the other years of childhood we may have a like expectation, though perhaps not in such a strong degree. We look at evolution and are convinced that human life develops up to the 20s. From then we cease to believe in further development. We then believe ourselves to be ready for anything. We no longer expect the later years of life to bring new revelations. We cannot do so if we keep the usual ideas. We know however that humanity becomes younger in the course of evolution, that at the present day it never grows older than 27. The bodily development produces nothing further after that. Therefore what constitutes the further development must be drawn from the spirit. But when it is drawn from the spirit it unites with our soul. Just consider how few people today at the age of 22 admit that when they reach the age of 45, something can come about through inner revelation which could not have come earlier, for the simple reason that at an advanced age one has different experiences from those of youth. Who now believes in the productivity, the fruitfulness of old age? But although it is not believed in, it is nonetheless there; only people do not pay attention to the new revelations each new year brings. Just consider how much would be altered in human life, if the belief really became general, if all men believed that they must wait for old age, when they will learn things through their own experience which they could not have learnt before. Where is life full of expectation, full of hope to be found today? But if such a thought, such a feeling were carried into the everyday life of the community, just imagine what a tremendous significance this would have! What a tremendous significance it would have if in the life of men that consciousness were added to all the different “struggles for equality” which play such a part at the present time—the consciousness that for the simple reason that a man has reached the age of forty he may have learnt something which he could not have learned at 27. Imagine how a young man of 27 would regard one of 40 if that were a natural feeling! Of course it cannot be so today, because often today the men of 70 have not grown beyond the age of 27, and often just the most representative men are no older, though they are not aware of it. Thus one cannot demand this is a real requirement today. What life must bring forth and what the future requires is that people should begin to look upon the spiritual as a reality. What is alone known to man today as “spirit”? On the whole, nothing but a mass of abstract concepts. Man acquires a mass of abstract concepts, such as are characterized by the fact that they can be quite well received up to the 27th year. But besides the fact that we live here on the Earth between birth and death and have at first a sprouting and budding life, then with our 28th year stand still in our development and then begin our descending life, we have also a real concrete spirituality, which changes just as the exterior man changes, but undergoes a reverse process to that of the outer man. The outer man grows old and wrinkled; but his etheric body, his formative-forces by, it becomes ever younger; only man does not trouble himself today about this formative-forces body which grows younger in old age. Men go about with bald heads and gray hair and do not know that they have a body of formative forces, which has a sprouting and budding life just when they begin to get gray, and which only than can give them certain things which could not be given earlier. Certainly this depends upon the character of the times. But the times in this respect need a reversal. Times need a change of ideas. One thing which must especially be brought about by the change is that thoughts should become more forceful and healthy and not cling to what only comes from outside; otherwise we shall become frightfully one-sided in all spheres. What we must do is to penetrate reality with our thoughts in all spheres. We cannot understand the historical life of man unless we are able to bring inner wisdom to bear on what is considered externally as wisdom. For various reasons connected with the schism, with the rent which is going on in human evolution, we have ceased to understand much that is great and which has still been found in an atavistic way. In many domains men today believe themselves to be original. A long time ago I put a query in a lecture in Dornach as to what the public would say if at a performance of “Faust,” after Faust has risen against the Spirit of the Earth, the manager were to allow Wagner to appear in slightly altered form but otherwise exactly like Faust in external appearance. And yet something of the sort must be done someday. I will tell you the reason why. What do we read today in the books on Faust, what have people in their mind when they speak of this to which I refer about Wagner and Faust? You need only recollect the absurd declamations made by many “Fausts,” and the insipid tones which come from Wagner, to gain an idea of what lies before us; if besides this we think of the great Faust towering up to the heavens and the pedantic Wagner, who is always represented on the stage as limping a little, and so on. But what is really in question here? Faust despairs of the various sciences—it is already considers trivial today by many people who are not very “deep.” What strange things are considered “deep” today! How often among many other demands for an elucidation of the world of spirit, does one hear this: that one should consider among the deepest thoughts of Faust that of the “Omnipotent One” who “holds and contains me and thee and Himself,” in the conversation with Gretchen? People forget that Faust says this to the sixteen-year old Gretchen, and coins it for her intellect and sentiments. All humanity is willing to be catechized by being reduced to the standpoint of the 16-year-old Gretchen! I have even known professors of philosophy who consider these Gretchen-catechisms as the height of wisdom. At the beginning of the poem, Faust does not despair of all the sciences. But the main point lies in the fact that he turns from what is revealed to him through the sign of the macrocosm, of the cosmos. First of all he does not wish to know anything of the relations of man to the whole comprehensive great universe. He turns to the Earth-Spirit, to that which wishes to reveal to him that which man has from the forces of the Earth alone. What reveals itself to him out of the macrocosm is only a drama to him. He turns away from it. But the Earth-Spirit dismisses him. Faust believed he would be able to grasp through the Earth-Spirit something connected with his deepest being. The Earth-Spirit brings about his overthrow. Then come the words: “Thou resemblest the spirit whom thou understandest, not me!” Now let us ask: Who is it whom Faust understands? He says himself: “Not thee—whom then?—whereupon Wagner enters. “All that thou hast developed till now is only a desire for feeling; what thou art already carrying within thee, behold it is Wagner!” That is the other nature of Faust. That is the dramatic, real answer! In the drama the development is shown by the facts. It had to be made comprehensible to Faust that in everything concrete which he had till then developed he is as yet nothing more than a Famulus, and just through this stage of self-knowledge he is to be led a step further. The reality might be represented if the two were to step onto the stage at the same time, side by side. That would need the courage to take much more seriously than before such words as: “Thou resemblest the spirit whom thou understandest, not me!—Not thee—whom then?” One would have to enter thoroughly into the situation in thought. Thus is it represented in a drama. And again—let us consider something else. Faust has turned away from the sign of the macrocosm; he does not wish to experience the forces which bind man to the macrocosm, to the great cosmos. That was how the thoughts lived in the soul of Goethe himself, when he had written the first part of his Faust. When Faust had retrieved what he neglected in his youth—at least in the retrospect through the Easter-walk and all through the Easter-night—he passes beyond the stage of self-knowledge which he encountered in Wagner, and reaches the point of regaining what he had allowed to pass him by, which may be the Easter message to him. Read the sentences: Wagner does not wish it. The separate words are extraordinarily pregnant, for instance:
It cannot possibly be otherwise: “all hope vanishes” from this head. That is the motive of self-observation. Faust only suffers the consequences, but he regains what he has neglected in his youth. He tries to regain it, and does regain it. Through this he is led a step higher. This justifies his asking once more the question: “Whom then?” Of the one who approaches him in the form of a poodle: Mephistopheles. But what is this? It is the counterforce of the human striving forces, which opposes man as Faust opposes the Earth-Spirit when he does not wish to have anything to do with the macrocosm. These are the Luciferic forces which come from the inner soul of man. For that reason Mephistopheles is at first decked out with Luciferic features, and the Mephistopheles of the first part of Faust's poem is essentially a Luciferic being. But even at the end of the nineties Goethe was ready to grow out of what dated from his youth. Read the prologue in heaven. What is developed therein is no longer connected with the revelations of the Earth-Spirit; there Goethe already busies himself with the impulse which comes from the macrocosm. Goethe has grown beyond his own beginning, and now something enters his soul which is tremendously significant and important, and which, when we recognize it, allows us to look deeply into his soul. Goethe had the tradition of the Faust-legend, the tradition of the North-German myth. Mephistopheles was one of the characters in that. But when, compelled by Schiller, he further develops his Faust, then Mephistopheles—Goethe himself is not properly conscious of this—becomes a figure which worries him inwardly, with which he does not really come to rights. Jacob Minor, also an interpreter of Faust, who said many intelligent things, had a remarkable explanation for the fact that Goethe could not get on at all when he took up Faust again. He thinks that Goethe at about 50 years of age had grown “old”! I should like to know how anyone could write “Faust” at all if poetic power is exhausted at 50 and yet one has to bring into poetry the forces belonging to the years after 50—unless the powers of youth could flourish in a life such as Goethe understood how to lead. But his soul was worried about Mephistopheles, instinctively worried, and it did not allow him to go any further, because the conflict of Faust and Mephistopheles did not go well. Goethe had introduced Faust to the biggest questions of humanity and that did not now fit in with Mephistopheles, who has taken on a Luciferic character. In that character, one only has to contend with the forces which proceed from the sentient life, the life of feeling. As soon as Goethe develops the Prologue in Heaven, Faust is confronted with the macrocosm. It would be no longer possible to allow Faust to fight only with the powers living in the inner soul of man; it is no longer possible to give Mephistopheles only a Luciferic character: Goethe perceived this; and really not in order to be pedantic, but only to point out some important things, I should like to draw your attention to some little details.
Then there must be other spirits who deny! Yet in Faust there is but one: Mephistopheles. And consider how Mephistopheles says in the Prologue:
And recollect the end, when he really busies himself earnestly enough about the corpse. What does this mean? It signifies that Goethe perceived that what he had received from the myth, from the Faust-legend as the unitary Mephistopheles-figure, when one goes out into the macrocosm divides into two. Goethe possesses the power of feeling the twofold nature of Lucifer and Ahriman. He did not then get any further because there was not yet any Spiritual Science in his day. He was brought to a standstill. As, however, he had later to unite macrocosmic happenings with human happenings in the classical Walpurgis-night, and at the end where macrocosmic happenings and humanity's experience became woven into one, he had to make his Mephistopheles take on an Ahimanic character. To a great extent he succeeded in this. But really everything that Goethe himself said concerning his own personal relationship to his Faust is said under the impression that he would not be able to go on with it. If the Faust of the pedantic but nevertheless popular national drama of the Middle Ages is to be placed on the great cosmic stage, then it is necessary to divide Mephistopheles into a Luciferic and Ahrimanic being. For that reason Goethe could go no further. He then succeeded, as he was nearing the second part of the poem, by giving his Mephistopheles Ahrimanic features. A Luciferic being loves “fresh and rounded cheeks;” an Ahrimanic one has to do with the corpse, because it permeates our consciousness between birth and death with what we experience in our perceptive life. When we contemplate a personality like that of Goethe we recognize how it preserves the forces of youth, and with these he has constantly new and fresh life-experiences. Not because he has grown old did that appear which can be seen in such a remarkable manner in Goethe's life-history at the end of the nineties of the 18th century, but because he had passed through a crisis which brought certain forces of his youth to life again, made them arise anew, and made him experience them as a Whitsuntide miracle. What I have just said about Faust is further developed in the pamphlet which is just about to be published: “Goethe's Faust as a measure of his esoteric cosmic conception.” This is to form the first part of a little book about to appear: “Goethe's Standard of the Soul” (Goethes Geistesart). The second part is to give Goethe's thoughts about his Faust, and the third part some development of thoughts on the “Fairytale of the Green Snake and the Beautiful Lily.” I mention this because I wish to draw your attention to the fact that it is really necessary to grasp with penetrative thoughts what is contained in the spiritual substance of humanity—also as regards the past; that we should take seriously what is to be found there. For the last four or five decades we have completely forgotten how to take in full earnest what is greatest in the past of humanity. A tremendous amount has been missed and lost in the last 40 to 50 years, and it is necessary for what was there spiritually to reappear, though certainly in a new form; for it was in some respects atavistic and could not break through a certain crust. Goethe could not rise to the division of the Mephistophelian figure into two, a Luciferic and an Ahrimanic, the time was not yet ripe for that. But the sense of this cleavage lived in Goethe's nature. In that we must learn to believe in the whole of man's life, not only in his childhood. We must learn to be able to lead a life full of expectation. Imagine if one were curious and were to ask: What shall I be like when I am 50? How many people foster such thoughts today? How many lead a life in which they believe that ever new content streams into the human soul? What alterations would come about in the social life of mankind if this believe in the whole life were held! What simple thought could lead to this believe in the whole life of man. The thoughts contained in the question: Would there be any sense in living to the age of 70, if we had finished our development at 28. If that were so why then should we grow older? But for that some assistance from natural science is certainly necessary, so that what appears as Spiritual Science can be connected with what is by science today taken seriously. Spiritual Science has really achieved very little in our movement; and yet it is not without prospects. One notices that on many occasions. One sees it best when (as not infrequently happens) young people, who are busy with their university studies come forward to find something which can link up there special studies with Spiritual Science. Young people, who are novices in life today, feel from their study of the sciences that each science can be led over into Spiritual Science. This may perhaps become the most fruitful germ possible; for people would then have to take things seriously. But difficulties arise immediately if these young people wish to write an essay for their Doctor's degree on what they learn from Spiritual Science and which might well be introduced into their studies. They are not allowed to do so; they cannot do what they want. Spiritual Science is really something essentially rich in prospects, but people are kept away from it, they are forced away from it. We must understand this too in the fullest sense of the words. I know a case in Berlin (it is so long ago that I can now mention it; more recent cases of the present day would not be so permissible) in which a Doctor's thesis was handed in, with which no other fault was found than that my “Christianity As Mystical Fact” was mentioned in it. It was a dissertation on philosophy, not on theology. The writer said: “What shall I do now? Paulsen will not take it; he said ‘You cannot introduce Steiner here.’” I could only answer: “Go to Münster and take your Doctor's degree under Gideon Spicker, perhaps you can test there.” It came off. We must look at things as they really are, must examine them closely. The points of view developed when a man seeks to build up his career on an academic basis are sometimes extremely remarkable. Thus a young University teacher, who certainly overcame this obstacle as you will hear immediately, became one in the following manner, of which he told me himself. He had written an aesthetic treatise on the works of a certain poet (I will not mention his name for the story might come out in some way or other); he then wrote a treatise on Schopenhauer, besides his Doctor's thesis, of course. Now he wished to become a university teacher. He went to the suggested University, to the professor mentioned, who liked him well and considered him a very able man; and he thought that this professor could easily arrange for him to become a teacher. This professor said: “I'm afraid this will not be possible—You have written a treatise on a poet, on an aesthetic question, but this poet lived in the 19th century; that is too recent. Then you have written one on Schopenhauer, that cannot be regarded as scientific.” Thereupon the young man said: “Then what am I to do?” The professor replied: “Take any old catalog of books of a former century and look up and aesthetician as unknown as possible, whom nobody knows—this will be very easy, for as there is no literature on the subject you will not need to study hard, write what will be easy to write, for you will simply look it up in a book-catalog.” The prospective teacher did so, looked up an old Italian Aesthetician about whom nothing had yet been written, and composed a treatise, which he considered extremely inadequate, in which the man who had to judge it also considered very poor, but it was sufficient foundation for becoming a teacher in the University! I did I mention this to blacken any one particular person. It is not a question of persons, I am only mentioning an example. For the man who had to judge the treatise laughed at what he had to recommend the other man to do on account of the prejudices of the times. The other who wished to become a teacher at the University laughed also! Two extremely nice people, one old and the other young, but the fault was not theirs! It lies in the mental substance in which our age is firmly fixed, against which one can only prevail with strong and powerful thoughts. And strong and powerful thoughts are only possible today if mankind is replenished from out of the spirit, if it will build on what Spiritual Science can give. Thus whether we direct our attention to Goethe or to the immediate present, this ever sounds forth to us from the immediate circumstances of the times; we must renew our world of ideas, we must renew our thoughts, so that they may oppose the present in a powerful manner. It depends on the Whitsuntide Mystery fulfilling itself in the soul of every individual and all humanity in our catastrophic times, revealing itself as a renewal of life; when men, illuminated by the Spirit, so stand to one another as individual beings that through their combined willing, thinking and growing, a spiritual structure of mankind can be formed. From man, from the individual man, must come what is necessary for the future. We must not wait for a universal message which mankind should follow. There will be no such message. But there will be the possibility of every single human soul being illumined by what can come from the spiritual world. Then through the social life of man will arise what is to arise and must arise. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Translator Unknown Rudolf Steiner |
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Actually they pictured, that is they experienced 'red' or 'green' or any other colour as flowing current. Try to conceive this vividly: blue = flowing current; red = flowing current; conceive, too, of the other sense-experiences in the same way—streaming, but only in time, letting no real spatial concept, intermingle ... we can say: at the transition from Moon- to Earth-existence one can feel how the mere time-quality was yoked into the spatial. |
162. The Tree of Life and the Tree of the Knowledge of Good and Evil: Tree of Knowledge I
07 Aug 1915, Dornach Translator Unknown Rudolf Steiner |
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My dear friends, I should like to put together various things today which will give us the possibility of going into some important matters that we will speak of in connection with our present subject. Let us suppose that here were the surface of the earth—arable land, meadow, or what you will (a drawing was made), and plants, any kind of plants grew in this meadow. And suppose that here were a worm or some little creature, that lives and burrows under the earth and has its home under the earth and never comes above the surface. This little grub or caterpillar, or whatever it is, creeps about inside and learns by its creeping about to know the roots of these plants. Naturally, as this creature never comes out above the surface of the earth, it only learns to know the roots of the plants, it learns to know nothing else; it creeps about and learns to recognise the roots. And what will happen is the following, is it not? When a certain time comes in this creeping about of the caterpillar, processes are going on up above in the plants, in the whole plant nature; real processes are going on which are dependent on the sunshine, on the sun's giving out a certain warmth. The processes which the plants are undergoing naturally also bring about changes in the roots. When the plant above begins to put out fresh shoots and to bear blossoms, changes occur similarly in the roots. All the roots processes are affected when something occurs above. So we can say: when this worm is creeping about underneath, up above, caused by sun-activities, shoots, leaves, fruits are called forth, and processes are then brought about in the roots. But the caterpillar only crawls about in the earth; it creeps from root to root. Now let us for once suppose—hypothetically we can accept it—that this caterpillar or grub were a worm-philosopher or a caterpillar-philosopher, and evolved a world-conception. Thus it creeps about there down below the earth and makes itself a world-conception. In the picture that it devises as world-conception, there can naturally never play a role, the fact that the sun comes and the shoots spring forth—for the caterpillar can know nothing of this; it creeps around, this caterpillar, this worm, and studies the changes in the roots, and notices quite clearly that something is going on, that the roots become different, and also that in the part of the earth lying round something is happening, and he now expresses all he knows, this worm. He expresses all of this, but in the picture of the world which he makes for himself, never a word is to be found about the existence of the sun, the coming forth of the plants; this indeed is self-evident. That is to say, a world-conception arisen in this worm-philosopher which will give a proper picture of the condition under the earth, whether it becomes damper, becomes warmer ... To be sure he does not know, this worm, whence this warmth comes ... That it becomes warmer, that all sorts of processes go on in the roots, all that he comprehends. And let us suppose the worm were not an ordinary worm-philosopher but was inspired by some modern philosopher of the opinion so current today, that all depends on cause and effect, everything is subjected to causality, as it is expressed in a scientifically philosophical-technical way. Then this worm will creep about down below and will call one thing a cause and another an effect and say: Now the earth becomes somewhat warmer from above downwards; that causes alterations in the roots. With the further processes he will represent the one as cause and the further processes in the roots as effects, and so on ... and a consistent picture will emerge, which classifies all the processes under the earth as cause and effect. But it would not include that fact that the sun shines, and the plants come out, and through this the processes in the roots are changed. Still, the worm's world-picture would be quite a consistent one. It could be a genuine picture of causality, there need be nothing lacking in the chain of cause and effect. Now you see, it is quite clear to you, I think, that this worm-philosophy represents a one-sided world-conception which is quite correct ... except that it lacks what man considers the most important of all. That is, that the sun comes with its warmth and light and brings about what the worm actually observes down there below; it is clear, indeed, how in fact his whole causality only depends on the fact that he does not come up above the surface of the earth. You see, as a matter of fact, such worms are the people who philosophize today on the chain of causality, of causes and effects. The image is completely opposite: men makes researches into what their senses see; and move about in what—well, not in what is shut off spatially from above—but in what is shut off through sense observation, and they simply do not perceive the spiritual extended everywhere, that causes the causes. They do not distinguish the spiritual which is behind cause and effect. It is really an exact analogy. Now if the worm should suddenly come out and see the sun, he could discover that the cause of all he has puzzled out down below is, as a matter of fact, what other beings up above are seeing, and that his world-conception simply does not hold good. He would have to realize that what he himself underneath has had as perceptions of differences, is up above. It is just the same when one raises oneself from ordinary human sight to spiritual sight, for one notes how then something comes into the sense-world which cannot be perceived under ordinary circumstances. You also see from this how the much vaunted inner completeness of a world-conception means nothing for its correctness. One who can set himself genuinely with his whole heart and soul into this worm-existence can give the assurance that nothing at all in this worm-conception need rest on a logical error. Hence all logic can be correct and complete in itself, there need be no logical error in it, it can be a world-conception completely tenable inwardly. You will realize from this, however, that it is in no way a question of being able or not able to prove something with the instruments of the world in which man is. I have often referred to this from other aspects. This we are not concerned with, whether or not a man can prove something with the means offered by the world in which he dwells. World-conceptions can have ever such fine proofs in themselves, they still remain—well—let us say: worm-world-conceptions. When we let this really work upon our soul, we see what stands behind of great importance: we note how—when we once guess that there are yet other worlds—a kind of general world -the duty arises of entering into those other worlds. For no matter how complete in itself is a world-conception, it does not follow that it gives one any knowledge of the actual events and processes. And this is truly what one finds with the majority of the philosophies of today and the immediate past; they are worm-conceptions. They are complete in themselves in a really extraordinarily logical way, they have an immense amount of value for the worlds in which man dwells; but they are only constructed with the means of the worlds in which man dwells. You see from this that you cannot rely on so-called proofs, unless you first come to understand where these proofs originate. For our time, it is truly a matter of getting a feeling for the way other worlds permeate our world, for the way other worlds allow themselves to become manifest. Certainly, this is difficult. For truly, conditions for the worm are such that he lives underground; the worm would not endure well up above, if he were forced to go out there; first he would have to adapt himself to the new conditions. Thus it is also difficult for the human being, when he detaches himself as soul from his bodily nature, to adapt himself to the new conditions. Now you can raise a question, my dear friends, you can say: ‘Fine, you have now compared the world in which the human being lives with his senses to the world under the earth. Show us something, anything at all, that limits, truly limits our ordinary sense-world conception in any such way.’ One can raise this point quite seriously. In the course of the process of consecutive formation of Saturn, Sun and Moon, Time (during the Moon-existence) and Space (during the Earth-existence) first entered into humanity's world conception. When we speak of Saturn, Sun and Moon, and use spatial conceptions to aid is that description, we actually speak only in Imaginations, and we must remain conscious throughout of the fact that when we speak of these three worlds in spatial conceptions, these space-conceptions have only as much to do with what was brought to completion in those worlds as ... well, let us say, as the forms of the letters of the alphabet have to do with the meanings of the words. We must not take contemporary conceptions as they are, but rather as signs, as images of these worlds. For Space only has meaning for that which evolves within the span of Earth-existence, and Time has actually only become meaningful since the separation of the Old Moon from the Sun; that is the strict point in which the Old Moon separated from the Sun. Then for the first time it is possible to speak of events occurring in time, as we speak today. Since, however, we have our mental concepts in time and space—for everything external that we conceive is in space, everything that we bring to consciousness and let arise within, runs its course in time—we are thereby between birth and death, but only between birth and death, shut in by space and time, as the worm dwells down there in its earth. Space and time are our boundaries, just as the earth substance is the worm's boundary. We are worms of space and worms of time; we are so, truly, in a quite high, in a quite exact sense. For as incarnated men we move about in space; we observe things in space, and that which observes is our soul, which itself lives in the concepts (Vorstellungen). Between birth and death time goes on, from falling asleep to awakening time goes on. The comparison is by no means a bad one, when one sees the reality. Insofar as our soul is enclosed in the body, as regards the world-picture it forms, it is truly a worm, who creeps about in space and who, if it wishes to arrive at realities, must come out of space. Then it must also get accustomed to viewing things not merely under time-conditions, but under conditions, for which that which takes its course in time is nothing but an outer sign, like a letter of the alphabet. Now after I have called attention to this, I will lead these studies over to the realm of soul and spirit. Just as the coming plant is already actually contained in the seed, so, naturally, there was already contained in an earlier germinal state, what has developed for man today on earth in perceptions of space and time. I have already pointed out here in one connection that rudiments were already contained in Saturn, Sun, Moon. So that when here on earth we assign a certain meaning to what goes on around us, we must as it were see this meaning already present, in the old evolution of the Moon, the Sun, etc. With the forming of time and the forming of space, the meaning of life on earth must in some way have prepared itself. The forming of space and time must have so come about that then the meaning of the earth-life was added to it like a kind of flower. Now we can picture these processes—Saturn, Sun and Moon in the following way. We can say: We have an Old Saturn existence which is surrounded by the cosmos; we have an Old Sun-existence, again surrounded by the cosmos; we have an Old Moon-existence but already developing out of it a sort of neighbouring planet (you may read this in my Occult Science and we have then learnt to know that the Earth separates from the Sun and again from the Moon. If the man of materialistic thought (I will suppose what is most favourable for our Spiritual Science) could prevail on himself to believe in these developments, he would still have to overcome the next step, which consists fundamentally in the fact that the whole evolution (origin of Saturn, of the Sun, further development to Moon, separation of the Moon, separation of Earth, Sun and Moon) all really occurs in order to make Man possible, as he is on earth. Just as the processes of a plant's root- and leaf-building happen in order to make possible the blossom and the fruit, so do all these processes, these macrocosmic processes, happen in order to make possible our life on earth; they arise so that we may live on earth in the way we do. One could also say: These processes are the roots of our earth-life; this life is there so that we can develop on Earth as we do. Let us be quite clear that we have to do with the separation of the Sun on the one hand, the separation of the Moon on the other hand—that we have to do with separations so that our Earth could come into existence as Earth. That is to say, we were left behind on the Earth planet, and Sun and Moon separated from us and work on the earth from outside. That had to come about, otherwise nothing could have developed in us as it does on earth. For everything to develop on Earth in the way it does it was necessary that once in primeval times Sun and Moon were united with the earth and that then they separated, and now let their activity shine in from outside upon the earth. That is absolutely necessary. Now I should like to show that our inner soul life has taken on quite distinct configurations through the fact that this has taken place. Among the very varied ideas which we have—I could adduce many as examples—and which play a certain role in the whole state of our earth existence, is the idea of ‘possessing something,’ ‘having something.’ This implies that our own person unites itself with something which is outside the personality. We speak in the rarest cases of possessing our arm and our nose, for most people experience their arm or nose as so much belonging to them that they do not speak of a possession. But what could be separated and then belongs to us we describe purely in the legal sense as a possession, a genuine possession. Now the concept of possessing something which is outside could not be formed in us at all, if there had not arisen the separation of what had formerly belonged to the earth, and the being drawn in again of the Sun and Moon to the earth. Our life was quite different on the Old Sun. There Sun and Moon were united as Sun with what were processes of Earth; they were inwardly united with the whole human existence. There the human being could say: ‘Sun activity in me,’ ‘I Sun activity’ (if he could have said ‘I’ already, as the archangels could) ‘I Sun activity’; not ‘the sun shines on me, Sun activity comes toward me.’ This Planet or Fixed Star Sun had to be separated so that we as earth men could develop this special configuration of the possession-concept. Now this is connected with something else. Imagine an Archangel on the old Sun-existence; he says: ‘I Sun.’ That we see something rests upon the fact that the sun's rays or other light-rays shine on the object and are thrown back to us. Were the sun to shine from the midst of the earth, we should see nothing of the objects which are upon the earth. We should then say: ‘I Sun,’ ‘I Light,’ but we should not separate the individual objects, we should not see them. Thus something else still is connected with this. In the Earth's evolution from Saturn, Sun, Moon to Earth, we have for the first time, through this macrocosmic constellation, the possibility of seeing and perceiving objects as we do now. Such perceptions were naturally not present during the Sun-existence. Although the first rudiments of our sense-organs had already been prepared on Old Saturn, they were only opened upon the Earth, only there were they made organs of perception. These rudiments on Saturn were blind and unperceiving sense-organs. The sense-organs were first opened by the separation of the Sun and the departure of the Moon from the earth. You see from this that two processes go parallel—the activity of our sense-perceptions and the sight of external objects, and running parallel with this, the possession-concept. For how do we come to the concept of possession? You could not imagine that an Archangel during the Sun-existence wished to possess anything. He does not behold things; he is everything. If all objects and beings of the earth were like this, they would never have the urge to want to possess anything. With this development of the senses develops for the first time the possession-concept, the possession-concept is not separable from the development of the senses; these two things run parallel. The senses were on the one side, and something like the possession-concept on the other side. Other concepts can also be taken. And when we consider in a more comprehensive sense what stands in the religious records, in the Bible (for in such records as the Bible very many things lie concealed)—then we can say: What is given at the beginning of the Bible about the Luciferic temptation is connected with the promise of Lucifer to man that his senses shall be developed: ‘Your eyes shall be opened.’ He means that all senses shall be opened—the eyes only stand for the senses as a whole. In this way he has guided the senses to external things and at the same time called forth the concept of possession. If we wished to relate somewhat more in detail what Lucifer promised to the woman we should have to say: You will become as gods, your senses will be opened; you will distinguish between what pleases you and does not please you, what you call good and evil, and you will wish to possess all that pleases you, that you call good.—One must connect all this with the Luciferic temptation. Now we must reflect about something, if we wish to grasp aright such a conception as I have now developed. Here is one of the points where it is necessary in a lecture on Spiritual Science to call upon the reflection and meditation of each individual who wants to assimilate what is given. One must reflect upon something; In developing for you the arising of the senses, the perception of objects, and the evolution of the possession-concept, we have not been obliged to introduce any concept of space or time. To be sure, if a man wants to picture these things to himself, if he sketches them on a board, he avails himself of the assistance of the space and time idea. But in order to grasp what this means: 'the senses are opened' or 'the possession-concept is developed' one does not need the idea of space and time. These things are independent of space and time. You do not need to think you are spatially distant from something when you want to possess it; nor do you need to call on the time-processes. I have said, here one must summon self-reflection, for everyone can object: ‘I cannot do it’ ... But if he makes sufficient effort, he can imagine such things without the aid of space and time concept. Indeed, something else is true: when you try to bring such concepts clearly to consciousness, that is, to meditate them as I have just done with you, you gradually come out beyond the idea of space and time. You come out into a world where space and time really do not-play the eminent role in your experience that they play in everyday life. Now there exists in the evolution of humanity a peculiar longing. Wherever in history we meet with the human race in its innermost striving, we come upon a certain longing. And that is the longing to have concepts which are independent of space and time, which have nothing to do with space and time. Historical events are transformed into myths, or in the historical presentation there is an indication of the spiritual in order to make it possible to show how historical events take a mythical form. And the further we look back in history, for instance, the more we find as historical traditions, the historical facts veiled in the myth. Only reflect how already in ancient Greek history all is veiled in myth and in regard to earlier mid-European history all is enveloped in myth and legend! The further one goes back the more one is removed from the external, merely physical feeling of facts, and the presentation plunges into symbolism. When you study myths you will remark that in the arising of myths there is clearly to be seen the desire to work oneself out of space and time. Not only that fairy tales—the most elementary myths—often depict how some human being (I am thinking of the Sleeping Beauty) passes out of time and enters the timeless, but when you examine myths you will see that you do not rightly know which facts are meant to be spiritual. Something that lies centuries earlier may be related later. Sometimes, too, facts which lie hundreds of years apart in history are welded together in a myth. The myth seeks to lift itself above space and time. This means that there lives in man's existence the longing to rise above this space-condition which makes us think and visualise in space and time. There is a longing to live in such concepts as depict, free of space and time, those realities which rule as the eternal things in the succession of events in our space and time existence, or, if they have once been formed, remain as the eternal things. You see, if you take what I have just said together with something which I said last time you will see a wonderful connection. I said that if a Luciferic quality was not active in us, we should see that our world of concepts is really in the Old Moon. But now it follows from this that the Old Moon is actually present, has remained, and that it is only Lucifer who bewitches us into thinking that our concept is now in ourself. Thus time becomes there a means of deception and illusion for Lucifer. The ancient Moon-existence endures and so also do things that arise, endure. Our possession-concepts are enduring. This means that what earthly man develops as social earthly-order, by reason of his possession-concept, this remains, this will also still be in existence when the Jupiter and Venus conditions are one day there. And then if corresponding temptations do not come as Luciferic and Ahrimanic temptations, one will see how social orders were formed on earth through the possession-idea. They will then present something like physical orders. For that is a part of Maya-existence, of illusion—the idea that things pass away; in reality they are enduring, in reality they go on subsisting. And already, if one understands things aright, one finds the enduring behind the actual past. You can grasp it to some extent in what I have just related. But now, if we truly grasp what I have said, we are really looking into profoundly important foundations of our whole earth-existence. For do we not see how beneath the spatial and temporal earth-existence the eternally enduring earth-existence, or existence in general, is veritably spread out? How we have a spatial, a temporal-spatial condition on the surface, and within, the condition of duration. And now comes our mode of viewing things when it takes its course in space and time, our views and concepts that live in space and time. Just consider, how one can picture that concretely in detail, think for once ... nowadays men no longer grasp this thoroughly ... but somewhere or somehow, think simply 'red.’ In order to think 'red' you need no space and you need no time; you can think 'red' to yourself anywhere; it does not have to be there in time or space, because it is thought of just as quality. (red was put on the board.) It is difficult nowadays for a man to picture it because he wants to give the red a boundary. It was not difficult like this for the angels on the Old Moon for they had no desire to distribute red over separate objects. They had time already, but not space. Actually they pictured, that is they experienced 'red' or 'green' or any other colour as flowing current. Try to conceive this vividly: blue = flowing current; red = flowing current; conceive, too, of the other sense-experiences in the same way—streaming, but only in time, letting no real spatial concept, intermingle ... we can say: at the transition from Moon- to Earth-existence one can feel how the mere time-quality was yoked into the spatial. What then actually determines the essential nature of earth existence, that a 'red' is in this way given a boundary and yoked in? On the Moon it would have been impossible to see an enclosed 'red,’ on Earth it is possible to see red enclosed in a boundary. (A sketch of a flower was drawn.) This, however, is connected, inwardly connected, with the separation of the sun from the earth, and with the falling of the sun's rays from outside upon the earth. So that in a true sense I can say: the sunbeam falls on earth from outside. That already shows you that our present existence is inconceivable without the space-concept. Yes, for our present perception and life, this external position of the sun betokens something real. Now from what I have brought forward you can easily gather that we can really say: colours are harnesses into space. In ‘Theosophy’ I have called that which lives in man after death ‘flowing sensitivity,’ since there he is not bound to space. I therefore spoke of the first world through which he lives as the ‘world of flowing sensitivity.’ For the sun's must first come in from outside, must harness sense-perceptions into space. With this is connected, as I have explained, the fact that man evolves ideas of possession; for in a world of flowing sensitivity a person can never think of possession -time at most is present there—and he would soon see the futility of it if he were to think of possession. It would be rather like thinking of possessing a piece of water, flowing along in a brook. This only arises inasmuch as the sun, separating from the earth, brings the sense-perceptions into the framework of space. You see, something like this that I have just expounded must be transformed into an experience, a feeling; one cannot leave it as a mere theoretical concept. One must change it into a feeling, one must really get an inner living sensation how as man, as microcosm, one is placed into the macrocosm, and how this very yearning, i.e. to possess something, is connected with the whole development of the macrocosm, with the course of events through which sense observation has developed. When one feels this rightly, when one begins, so to say, to feel cosmically how, for instance, the simple concept: thou wouldst like to possess what thou seest and what pleases thy sight ... how this is born out of the macrocosm, then for the first time one really gets the truly living idea that the human soul nature is dependent on the whole cosmos. Then one gets a strong and vividly living feeling of how in every concept of ordinary life one is connected with the macrocosm, and how actually in all that we picture and conceive and experience in the soul, the macrocosm lives in us. And there exists a continual longing in man to experience such hidden connections as actually exist in life, and to express the experience. This exists—this longing in the human soul, in the heart of man. And let us imagine that there arose in a human soul a vivid feeling and sensation ( I wish to express the cosmic connection of this single soul experience): ‘My eye falls there on an external object; I want to possess it; I will appropriate it’ ... then from such a feeling, one can experience what I might call—the tragedy of Nature. I say 'the tragedy of the world of nature.’ We really take from a whole world,—extending to the Moon and still present as the basis of our world,—we take from it what we wish to possess. What we desire to possess we take away from this world which rests on the basis of our natural world. That we take away. And this it is which must be consistently felt by a human soul felt by a human soul that is really sensitive to nature: that there, in the background of Nature, lies something which she must continually submit to; namely, that man contests Nature, who will give all to all, and says: ‘This belongs to me!’ And now consider with full human feeling this gainsaying of Nature, who gives all to all: This I will have for myself, and that I will have it for myself is induced by the fact that my senses find it good or less good for me, sympathetic or antipathetic. Here one can enter deeply with one's own soul into natural existence, can feel with Nature how something is taken away from her. And it is taken away because the human being, under the impression of his senses, forms the thought that he wants to have for himself what Nature wishes to give to all. I once felt in my soul, my dear friends, suddenly and with special profoundness, how one can experience this whole relationship that I have just sought to characterize. How one can learn to feel with Nature when she says: Protect myself as I will, world evolution has gone so far that the human being declares that my things are his things. Yes, in a certain moment years ago, I felt that experience most warmly and intimately in my soul. It was years ago in a society where there was to be a programme of Recitations. And as it happens from time to time, especially in Recitation programmes, that the persons concerned are prevented from coming and excuse themselves; so it happened here too, a lady reciter sent her excuses and at once a substitute had been found. And now one may think as one will about the value of the declamation that followed and about the substitute—I will not go into that now,—but he was of a quite particular kind, namely, there was found ready to recite the programme in place of the actress who had fallen out, one of the purest, noblest Catholic priests that I have ever come to know in the world. And one had then, or could have, a quite specially significant experience, which in effect condensed for me into what I just now expressed to you. For this grave and earnest priest—with all that Catholicism brings with it for the really true and upright priest—had according to the programme to recite the ‘Heidenröslein’ of Goethe. And in this recitation one could really experience something, for the man was not only a priest in the ordinary sense, but he, was so learned and so purely given up to spiritual studies, that many said: ‘This man (I will not mention his name) knows the whole world ... and in addition, three villages ...’ for they found him so wise and experienced in things one can know. Now although the recitation was not particularly good, there actually lay in the whole mode and manner in which he gave the ‘Heidenröslein,’ something immensely significant, since one could feel that his whole perception of the world was derived, one might say, from a perception that had been turned away from everything of a sense nature. One could feel how, precisely through the fact that a priest came forward instead of an actress, the whole cosmic power, the immense cosmic power and fineness that lies in this unique poem ‘Das Heidenröslein’ (see end of lecture for poem and translation) came into the recitation. This poem has, indeed, what one might call a prelude; it is an old folksong. And I have already said that men have ever the longing to experience what lives cosmically in the subsoil of existence. And precisely in this poem ‘Das Heidenr&öslein’ there enters something of this quite grandly sublime cosmic subsoil in infinitely simple images. Therefore one must count ‘Das Heidenröslein’ among the very finest pearls of poetry that ever have been given to the world. Years ago I have also heard of people who have attributed something or other, I know not what, of everyday human, all-too-human, connexions to ‘Das Heidenröslein’; that merely comes from a perverted condition of mind. If people can do that—interpret anything which is not quite pure into the ‘Heidenröslein,’ this appertains to a mind that from its sense-exhalations likes continually to revel in all sorts of ‘sacred love.’ One can indeed revel continuously in ‘sacred love’ from sensations of sense-exhalations but that which underlies as cosmic foundations such a poem as ‘Das Heidenröslein’ can only be felt with pure, with chaste heart, and every misconstruction would show a complete desolation and emptiness of mind. For let us take the wonderful thing which this ‘Heidenröslein’ has actually become as it has been given us by Goethe, and through the fact that the folk song passed over into the youthful lyric depths of his art. Something quite remarkable it has become: in every line always the very thing that ought to be there! Consider for a moment that one felt what lies in the activity of sense-perceptions and how they have developed throughout cosmic evolution ... and that one wished to describe this. How could one do it better than by taking the red in an object, eliminating the space-boundary and letting echo: ‘Röslein, Röslein, Röslein rot’ ... ‘rot’ (red) echoing in ‘Röslein,Röslein,Röslein rot.’ Immediately there confronts us the whole mystery as it is set before us out of the cosmos. The sense-world stands there: ‘Röslein,Röslein,Röslein rot,’ in the continuous ‘Röslein,Röslein,Röslein rot.’ Now in the first line we are shown at once that we are concerned with this mystery—this being able to look out from the senses,’sah ein Knab' ein Röslein stehn, Röslein auf der Heiden.’ Now already in the next line in a wonderful enhancement, which is rarely so beautiful in poetry, a nuance is brought out that now the little red rose begins to become sympathetic—‘War so Jung undmorgenschön’ ... it thus already becomes something which warrants sympathy with what is revealed from the senses. So the next line is inserted with precisely what belongs to it: ‘lief er schnell, es nah zu sehn’: there you have the whole correspondence of the senses with what is presented to them: he runs to see it close to! And now the next line, again an enhancement, but this time in himself; to begin with, the intensification was outside,—‘Röslein auf der Heiden,’—simply the object; then ‘was so young and morning-fair,’ the enhancement outside, and in him ‘ran he fast, it near to see’ ... inasmuch as he ran fast to see it near, ‘Sah's mit vielen Freuden’ (saw it with much joy). You see how the outer corresponds with the inner. Now comes the refrain, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden,’ in order to show us quite particularly how the correspondence is between him and that which appears outside as the object ‘red.’ And the mysterious connection with possession: ‘Knabe sprach: ich breche dich.’ He wants to possess it, he wants to pluck the little rose, he wants to take it home with him. There is nothing else in it, but what is in it is of wonderful cosmic depth.‘Knabe sprach: ich breche dich, Röslein auf der Heiden. Röslein sprach: ich steche dich ...’We can see in this sentence, ‘ich steche dich’ (I prick thee) the whole mystery of Nature, who wants to protect herself from man's assertion: ‘I will take thy things home.’ She, Nature, would like to do with all her objects as she would have done with the little rose ‘ leave it for all to see who pass by. For in this ‘Röslein sprach: ich steche dich’ is indeed uniquely contained what I have described as a feeling that shares in the tragedy of Nature. ‘bass du ewig denkst an mich’ (that thou must think of me eternally); he must think of Nature forever, for he transforms her permanence into something fleeting, he brings the possession-relation into what has first arisen in space and time. The human being must atone for his having come out of permanence and must therefore at least think of it eternally, it must be perpetuated, made eternal; the untruth must not persist that it is not perpetuated. Then again: ‘und ich will's nicht leiden’ (and I will not suffer it). The little rose simply stands as the representative of the whole of Nature—every natural object actually says this when one wants to possess it. And again, so that attention may be fully fixed on the real subject, ‘Röslein, Röslein, Röslein rot, Röslein auf der Heiden...’ And the next verse again shows a wonderful enhancement: he will not let himself be held back—‘und der wilde Knabe brach's Röslein auf der Heiden’—thus he nevertheless determines to possess it! ‘Röslein wehrte sich und stack’ ’¦ Again as the representative of the whole of Nature. ‘Half ihm dock kein Weh und Ach’—this is the general experience of Nature, and we feel that tragedy which expresses itself like a mood in Nature when man wishes to possess her: ‘Musst' es eben leiden’ (she must after all permit, suffer it.) Infinitely profound are these words ‘musst' es eben leiden!’ But this microcosmic mystery has in fact a macro-cosmic counterpart, and if one now leaves the microcosm for the macrocosm one may say—who then in the macrocosm is the wild boy who plucks the little rose on the heath? It is the sunbeam, which separated from the earth with the Sun and which now falls on earth from outside. It actually calls forth on the one hand the little rose on the heath, but then when it sees it, when it is there, quickly gathers it again, makes it wither and fade. Thus it is in nature everywhere. Nature still gives us a memory of the ‘Musst’ es eben leiden’: next to the rose the thorns, the shrivelled thorns which are a token that Nature nevertheless remembers how the sunbeam takes from her what she possesses. But when we do not merely observe as the materialist does, but include the whole cosmic feeling, the thorn near the rose is also the expression of the grief of nature in contrast to Nature's great joy; the jubilation of nature when the rosebush stands there with all its roses, the grief when the wild boy, the sun-ray comes and makes the roses wither. That is the Goethe-poem in the macrocosm: and one can only say: if anything is fitted to stimulate esoteric feelings, it is such poems, where there is no need to think and attribute all sorts of dry allegories to them, but where one only needs to remember a great truth:—when the true poet goes beyond nature it is because he seeks to put into words what can be felt behind the surface of facts, and beyond space and time. And when a poet produces something in such simple incidents as a boy's plucking a rose on the heath, which yet speaks so deeply to our hearts, it is because this heart of ours received its rudiments when we ourselves were not yet united with the earth, when we were still united with the ancient Sun existence—and were able to feel with the whole world. Although through the Luciferic-Ahrimanic illusion we now ascribe our feelings to ourselves as I have shown, yet all the same they arise out of the cosmos, and on this rests the fact that we can so inwardly accompany the true poet although he describes the simplest incident of the plucking of a rose. For into what arises from the human soul in the simplest events, the whole cosmos is placed. And we need not make assertions and think it out, but we feel it, when we let such a marvellously delicate poem as ‘Das Heidenrösslein’ work upon us. We feel that the whole world is secreted in it, world mysteries are laid within it,—so that the secrets of art too gradually reveal themselves to us. They unfold as we ascend from the perception and experiencing of objects in a purely external way to an inward perception, as we ascend from microcosmos to macrocosmos and seek gradually to learn the hidden but active mysteries in our souls.Das Heidenröslein—1
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343. The Foundation Course: Ordination and Transubstantiation
03 Oct 1921, Dornach Translated by Hanna von Maltitz Rudolf Steiner |
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They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. |
343. The Foundation Course: Ordination and Transubstantiation
03 Oct 1921, Dornach Translated by Hanna von Maltitz Rudolf Steiner |
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[ 1 ] My dear friends! I agree with Licentiate Bock who suggested it would be best to take up yesterday's reflections plus those of the afternoon and orientate ourselves toward questions that had arisen. [ 2 ] Yesterday I tried to present a kind of overview of the seven sacraments. I tried to show how the sacraments either determine a kind of value of involution to an evolution value, or the reverse. In the questions which have been asked, there is a wish for something to be said about the sacrament of priest ordination. We have looked at how five sacraments essentially are arranged along the developmental line of each individual human being, how this line connects from birth up to death. We have seen how both the sacraments of priest ordination and marriage in the Christian sense fall away from the other (five) sacraments, and how the priest ordination ceremony points out the evolutionary element which is present in each human being as an involutionary process, namely the mysterious connection each individual human being has with the Divine. [ 3 ] Now let us first of all try to place the concept of this sacrament of ordination in front of us according to its development, how its Christian content has gone over into Christian ceremonies and gradually crystallized life in Catholicism as the culmination of all ceremonies. [ 4 ] We must very clearly understand that the connection of human beings with the Divine in the sense of the epoch in which the Mystery of Golgotha took place, was such that it certainly existed way back, behind the consciousness of modern man today. If we go back far into the cultural development of humanity, we discover another kind of selection for the priesthood than what was later the case, and of the kind we actually want to talk about here. You must clearly understand that ceremonies, rituals and sacraments only become comprehensible within the entire relationship of human evolution, because the Christian sacraments are a kind of transformation of older sacraments. So, regarding priesthood, the relationship is different compared to olden times. In earlier times the one who was taken up into the mysteries by leaders of the mysteries was elected according to his soul characteristics; his entire human development was regarded as being worthy—if today we could select an apt term we would say: 'to be chosen'. This is a concept which has so much more meaning, the further we look back in human evolution. The point of view that people are equal is a modern-day opinion; it is actually essentially something that only emerged from the consciousness of the epoch around the Mystery of Golgotha. By contrast they believed that in fact, in olden times, one person was more worthy of being chosen than another, so that those who were worthy to be inducted into the Mysteries—or to be initiated, as one can clearly impress the imagination with other expressions—was to be discovered within the masses of people. When these individuals were in this or that way discovered, which was believed as predestination for a priestly calling, he had to go through with the initiation. This process of initiation meant that the person was brought into a situation where he had to manage another state of consciousness other than merely the one he experienced in the outer world. In olden times another state of consciousness prevailed, quite different from what it is today. Today quite a different state of consciousness is needed to be able to manage Imagination, Inspiration and Intuition. So when I take today's second kind of consciousness as a start, perhaps it can lead to greater understanding, in such a way that the usual daily consciousness still remains complete. A person should not for a moment—without falling sick—be somehow impaired by exercises or the like, as I have described in my book "Knowledge of the Higher Worlds"; a person should not be impaired in the management of his daily consciousness, it must be present. The other consciousness which lacks real freedom which consist in managing Imagination, Inspiration and Intuition must be there as something which can always change quickly, in an instant change to ordinary daily consciousness, like sleep can be changed into the waking state, only that this changing between seeing consciousness and ordinary day consciousness would be completely situated within human capriciousness. This is certainly something which can only be attained after practice and needs to be examined in all its being, in order to talk about this at all. [ 5 ] It is precisely this other consciousness which presents a completely different world compared with the world developed out of the senses and understood with the mind, aspects which feed back into the being of the human I, to stick to the human ego. The human I is present in the other consciousness with great power, one doesn't have something which is merely permeated with a single imagination or feeling, but one has an image. One has the possibility of looking at it and knows, this I is something in which one not merely lives, but it is present as an objectivity. The other thing about this higher consciousness is that one doesn't gain any insight into the mineral kingdom—the mineral kingdom belongs only to ordinary human daily consciousness—by contrast it is fully aware towards anything plant-like, animal-like and the human self. One really lives in another world. What is between these two worlds is called the threshold; it must be crossed over but can only be crossed over after preparations have been achieved, after one has really faithfully practiced the exercises which I have presented in my book "Knowledge of the Higher Worlds and its Attainment." If one has not really prepared for this crossing, one could, through the acquisition of this new consciousness, slip down into physicality. (During the following presentation a central drawing is made on the blackboard.) I would like to sketch it in the following way. Let's accept that this daily consciousness is connected to human physicality. This higher consciousness is now lifted from it and one sees a completely new world. However, now one has to retain this higher consciousness; it must be purely soul-spiritual. It can't happen however, if one has not previously developed the strength through exercises—it can't happen if not accomplished in a lively way; what I'm implying is more of a hypothesis—so, when one has not acquired the strength through exercises, it can all collapse into physicality. This means one is not living in a free soul-spiritual consciousness but the processes in human organs will reveal what this consciousness observes; then one has to do with dreams, one does not really have actual objective imaginations full of content. The objective, content-filled imagination exists as a result of, what one experiences, not being impregnated with bodily processes, but processes of the supersensible world. This must be achieved through exercises and by having achieved this, being able to step over the boundary between the sensual and supersensible which is designated as the threshold. This is the case today. Today our ordinary consciousness contains content known to everyone, but we have another content—which of course can be described as I have done now again from a certain point of view - which is certainly described as the content of a higher world as opposed to that of the ordinary world. If we now go back to the times of human earthly development which I want to speak to you about here, in which the chosen ones were inaugurated, then we find they also sought another condition of consciousness but it was different to that of today in as far as the condition of consciousness which we regard as the normal human consciousness, was most extraordinary in each mystery pupil, and a certain image-rich imagination, observing the Divine in all the individual things, was the norm. So, what at that time in the old Mysteries was indicated as the threshold lay in quite a different place to where the threshold is situated for us today. We can even see this in outer things. [ 6 ] You see, today there is something which a child already learns at school, and that is the heliocentric world system. The heliocentric world system—you can find this actually historically handed down—has passed into literature through a kind of betrayal. The heliocentric world system already existed in Greek times, it was already clearly present earlier; it was taught in the Mysteries. What an ordinary child learns today at school, which forms their attitude towards the view of the world, this was taught in olden times only in the Mysteries. In outer normal consciousness people of that time had an image-rich consciousness. We can really say: in comparison to olden times, today every human being who has gone through school, has gone beyond the threshold. Those in the old Mysteries would regard it quite dangerous for people who have not gone through a regular initiation but through some or other elementary experience, to have gone over the threshold, for example by not adhering to the geocentric system—that the earth remains stationary and the sun and stars move—but believe in the immobility of the sun as the initiated students believed in olden times. People said you had to be prepared to tolerate what lies, for example, in the heliocentric world system or what lies, for example, in our current biology or psychology, and so on. This seems like a paradox to people today, yet it was so. One can say that historically human kind as such in the time of the Mystery of Golgotha crossed over the threshold which in earlier epochs in the Mysteries had to be artificially crossed in order to reach initiation. At that time those to be initiated learnt what every child learns today. Today we again learn to gain insight into Higher Worlds which later would be the norm. So it is with the evolution of humanity. It is not recognised through examples from olden writings that it was a given—for human consciousness was image-rich—in such a way that things were not seen outwardly but that all things were perceived for their inner spirituality. One must be aware that the words of these ancient writers are to be read in a different way to the way today's ancient language researchers or cultural historians or anthropologists and their equivalents read, because the consciousness at that time was image-rich. We could therefore say, in olden times the initiate was led towards the world we know today. [ 7 ] I would like to still add one more detail. When we go back to olden Greek times, we find people couldn't clearly perceive the colour blue as we can today. They had no sensual experience of the colour blue, they had much more of a sense developed towards the other side, towards vital colours, red and so on, so that for the Greeks blue appeared more green than it is for us today. From this point of view, one must understand everything as the ancients did. We must clearly understand that active thinking is connected to humankind's development towards an experience of blue. If blue is mentioned in ancient scriptures it is always in error, because those people didn't have the experience of blue as we have in today's active experience of understanding. Those people, upon looking at blue, didn't have the ability to be objective, for the out-flowing of the I as an objective, they had far more the experience of what stirred in red, which goes from the objective towards the subjective, which is outwardly active and touches and is sensed, where the awareness of the Divine lay in the objects. [ 8 ] So this initiation was already something quite definite, it involved the initiation being carried out in these olden times by the fact that man himself had to do things which he had to endure physically which to a certain extent formed a kind of inner sacrament. The sacraments in olden times were more inward. Take for instance some outer events which throw a person into a state of fear, caused by these external actions. For example, in Greece there existed Mysteries in which one of the most important processes consisted in a person being placed in total darkness, where he has to live into this darkness, and then suddenly the room was lit up completely—this is the perception he would have been given. What it meant at that time was the transformation of the state of consciousness from being in the darkness, in the blackness, to going into the light. Something happened in a person, fine processes took place inside. These fine processes which were happening in people, I can describe in the following manner. When a human being, after he has for some time experienced this transformation out of the darkness into the light, salt is separated in him—depending on his individual nature - which is deposited. Salt deposits actually took place as a result of the transfer of going from a dark state to a light state, taking place during the change. These processes became something of which a person became completely aware as being accompanied by the feeling very similar to fear. These salt deposits were observed by a person; he was inwardly observing an interrelation taking place inside himself. At that moment when it happened in him through an external action, man had gone through an initiation process because in olden times initiation consisted in a person experiencing such processes out of himself. What is important now however, was what accompanied such a process of salt deposits within him. Such a salt depositing process within was accompanied by the person's consciousness being impregnated by the process of light perception, not merely of the light perception but from the inner light containing spirituality; he was thus taking in the light which contained spirituality. By the salt coagulating in his inner being, a person felt this coagulation of salts as a penetration of the Divine. To make these conditions conscious was the art of initiation in ancient times. A person could speak quite differently, in them the life of light was not a mere observation by the senses but it was a penetration of light, so that he could say: 'By me living in the light, matter coagulates in me'. With that which is contained in ordinary matter, in a certain sense he directly perceived the effect of that which lies above the substance of ordinary matter. [ 9 ] Now we will not understand these things, my dear friends, if we don't know that the entire constitution of people in older times was different to what it became later. Such a process, which I have sketched for you, you can observe today when waking up or going to sleep. When physical development reaches puberty, the conditions are such that you won't be able to do these things any longer. The influence on the human being is no longer possible in this intense way; people have hardened more in themselves. Today it doesn't happen for these fine spiritual processes which are taking place there, to be observed just like that. In this respect it will even change the human race. As a result, it has happened that what had taken place within, during earlier times, now is to be looked for outwardly. To a certain extent the opposite of the inner process is performed as a ceremony. The old process of initiation, the process through which a person allows the spirit to reign, this process is now performed outwardly. The priest ordination was in olden times not at all the weakened process of today, but a process, despite it being performed outwardly, still making a deep impression on people. In later times, still in the time of the Mystery of Golgotha and afterwards, the act of baptism, for example, was at least performed as a deed which still accomplished something in people themselves. Those being baptised were immersed in water and thus brought in the same situation as someone being drowned, who sees the retrograde perspective of their life processes flash through them in a spiritual vision. This was part of baptism in earlier times; a person's past life was brought before his soul, so that he learned to see spiritually in a certain way. Later on the sacrament of baptism was temporarily postponed and so it could not be performed in this way, but only symbolically. It is the same with the priest ordination. The priest ordination in itself is to a certain extent an outer process for that which earlier was evoked inwardly in those going through initiation, through the inversion of outer processes; it is what in fact places the human being in another world. A person is then made aware—I can depict this even more precisely—of certain interrelationships in the cosmos, which can't be studied in the outer world. A person is made aware that physical processes are taking place which do not coincide with the usual outer sensually perceptible processes and he becomes attentive to what is actually sacramental. He learns to see for instance, in dissolving salt in water, that something is happening which isn't created in a physical-chemical process of dissolution, but what happens in salt dissolving in water is actually something inward, I could call it, something radiant. He learns to recognise how processes happen which are only conceivable through the spirit in man. This becoming transported into the world of such revelations which can't be seen with the outer senses or understood with ordinary minds, essentially belongs to the priest consecration. Therefore, through the priest ordination the person will as much be penetrated by this world of the Divine, as the person in olden times was initiated through not merely sensing the penetration of his physicality with light, but that he feels permeated also with the soul-spiritual of the light. [ 10 ] So, I can put it like this: through priest ordination human consciousness is brought into such a condition that a person can with total inner conviction say: the world around us is actually only a fragment of the world; it is there to hide many things from us, namely hiding spiritual processes, from us. We see spiritually in the processes when we are prepared in the appropriate way to do so. Priest ordination involves such preparation which would allow for spiritual perception, to see, everywhere, the sense perceptible as well as the spiritual processes. Let's take a concrete example. We can look at the development of leaves on a plant, the development of the flowers, the ovary, the stamens and see the ovary mature. (He draws on the blackboard, left.) We then observe how the pollen flies around, how it fertilises the flowers. If you only observe outwardly then you will evaluate according to the sense perceptible outer processes which you then combine in your mind. Someone who has become mature in spiritual seeing, must see a supersensible weaving which expands as a kind of wavering transmission over plant growth and all that is involved in plant fertilization. Through this however, the earth in which the plants have their roots, is brought into a reciprocal relationship with the spiritual environment of the earth. [ 11 ] A renewed way of looking must be introduced through priest ordination. Only then, when you have been introduced to this spiritual observing through the priest ordination, will you learn to recognise how the human word evolves in the world, how the human word is not a mere material movement of air but that the word carries spirit on physical air movement, how this spirit permeates certain substances which are fleeting, like for instance the smoke. So being a priest means: seeing how the expressed word grip the smoke, how the smoke weaves the matter, the words, and how through this, that it penetrates the words, how the words tinged with smoke envelops the matter in the words, changing the words themselves, just like in fact evolution continues, how a real, a spiritual reality is there in what happens in the outer world, in phenomena of the world. So being consecrated also means: to be able to perform actions which, besides their physical meaning, also have a spiritual meaning. [ 12 ] This is of course something—I always must stress this—which lies extraordinarily far from modern consciousness, but unbelievably close to that consciousness which was available at the time of the Mystery of Golgotha. During that time people stood in the middle, between the old and the new, they still knew about seeing the Divine-spiritual in everything natural, either through tradition or through atavistic vision, and they lived in fear of the conditions which would arrive when what is natural would no longer be regarded as natural and as a result the Divine-spiritual would be only be understood as a derived abstraction. At that time people still understood the weaving of the spiritual with the sense perceptible. The disciples of Christ Jesus simply knew that this being-in-his-presence meant something different than being in the presence of one another. They knew that he was the carrier of a supersensible being, they felt moved by this supersensible being, and this togetherness with him was for them without doubt the glow of supersensible consciousness. [ 13 ] Let's think about this. We see a number of people around Christ Jesus in a world, who say: When one is in his presence, one is brought into a world where one can see the Divine-spiritual.—Now, in connection with this, I want to call your attention to important concepts necessary for the understanding of the earliest Christian times. Those individuals who could still call themselves the apostles of the Lord, who, for the affirmation of their mission, did not only refer to the fact that they had heard his words. Having heard his words didn't really carry as much weight as we would experience today when we listen to some or other speech, or a teaching. The teaching of Christ Jesus was something that was felt to be completely charitable in his environment, but it wasn't the first thing you would consider as the most important. It was far more important for them to stress the results: we have lain our hands in his wounds, we have participated in looking at his Being.—The direct togetherness with Christ Jesus is something in particular which I ask you to please consider seriously. [ 14 ] You see, you will reach a conclusion of what actually is at a soul foundation when I say to you: you need to first sense the difference between what you experience when you place your one hand on an outer object, or on your own hand, or when you place it on some part of your body. You must come to the conclusion that you sense a difference, that there is a difference. You must also be able to feel something else; you must be able to feel you possess two eyes with two lines of vision which meet and cross. (He draws on the blackboard, right.) These two lines of sight which cross at what we are looking at—it is quite like when I hug myself with my two arms encircling myself. Just think about the difference between man and animal. An animal has, to a much reduced degree, the possibility to experience what we for instance experience when our one hand touches the other. Just look at the position of particular animal eyes; you can clearly distinguish how strong the egoism of an animal is, according to its eye positions. Animals which have eye positions with eye axes which can't cross are unable to develop egoism, because the experience, the sense of having an I, depends on a person being able to "grasp" his I, and that the right gaze of the eye can meet the left gaze by crossing. On this the sense of the I is dependant. [ 15 ] The disciples knew themselves to be so connected to the Christ that in a certain sense it was as similar as feeling their own hands, when they touched his wounds. So this direct connection with the Christ was something which gave them the awareness that they lived with him in a higher world. This was actually what the disciples felt, it was as if a spiritual island surrounded them and their Lord, and when they felt that their Lord had gone away and they had now become the teachers, they called themselves teachers, training for this how-to-be-together-with-him. Then again, the disciples of the Apostles in turn depended on the imagery which they had experienced; you can even read this in individual letters. When some or other apostolic disciple, Polycarp of Smyrna for instance, could describe what some or other person who had taught him, looked like, the description was unbelievably more important than the communication of mere words. What is most essential here, was recalling the feeling of being-together-with everything in connection with the Christ, so that one can say the Apostles sensed the succession, but they could no longer inwardly experience every transformation which had been experienced in the old initiation mysteries. Don't misunderstand me, I don't suggest that the apostles or apostle disciples have made such deliberations, but their soul constitution was so that they could make such deliberations and it was characteristic of their soul constitution to formulate such deliberations. When they were asked to formulate their soul constitution, they would have said: Yes, we couldn't go through with it in the same way as was still possible in the earlier Mysteries, for instance experiencing the transformation of light to darkness; we can no longer experience how one is anointed with oil and so on, and we can no longer experience the inner pain through recalling; but here a God has incarnated in the form of Jesus who was here, and with whom we have relations and when we really in our consciousness take it up, not merely with intellectual grasping but when in all concreteness we live in it, then something lifts us up into the supersensible world. [ 16 ] With the apostles it was the direct living-in-community with the Christ, with the apostle disciples it was the community living-with-him, being carried over to them, who had laid their hands on those who had still been touched by the Lord, and transmitted to those in the third generation who had again laid their hands on someone who had had the Lord touch them. They would get a sense of apostolic succession when they would recall what I've just said, and they would also get a feeling for what it meant to stand inside a world which is spiritually, as it were, like standing in a physical line of ancestors. The physical line of ancestors flows through from birth. The spiritual ancestral line however, must go up to the spiritual father ancestor, the Christ Jesus, it flows through the ongoing, continuous fulfilment of consecrated ceremonies, which lead to the Christ, which certainly must always become more and more outward, because it must ever more make an intensive impression on people. As a result, besides the laying on of hands, other ceremonies were recorded in the next centuries, to make the outer impressions even stronger. A process of internalisation existed with those surrounding Christ Jesus: here Christ Jesus was performing a ritual himself. My dear friends, why was this necessary? The life of Christ Jesus was the ritual for that which was around him, that which was accomplished in reality, that was the ritual/cult: the great offering of mass was fulfilled on Golgotha. Here we are led back to the first fulfilment of the ritual: at least this is what lives in Christian consciousness. This was followed by outward signs: it required the necessity for an outward imprint of activity, like remembrance, to show the eyes and to impress it on the soul in prayer, which could not be as alive as it had been with the apostles and the apostle disciples. [ 17 ] I know that many people who hear such things with today's consciousness say: Why don't you simply express it in a short and sweet answer, shaped in sharply outlined terms, this or that is apostolic succession?—If someone wants such sharply outlined concepts, his argument is inwardly untruthful. One only speaks truth when it introduces the view of something that has been experienced. Such a thing can't be understood in sharply outlined concepts. [ 18 ] Apostolic succession is something experienced first and then one knows that actually something is being experienced in a spiritual line of ancestors leading back to Christ, just like the ancestral line flowing through the blood links to the natural ancestral line, to any of the ancestors. This spiritual blood lies in the continuous fulfilment of the priestly ordination ceremony. It forms therefore the direct connection, for those who become priests, to the spiritual world. It is consecrated by someone who have themselves received such a consecration, and these, to those, and so on, up to the point where the supersensible descended into a human body and in this way for the first time brought a new, substantial fructification in the earth, which had become old. [ 19 ] We will want to develop the particular format of the priest ordination, into a ritual form. I would like, still today, to point out that you could eventually find something which remains incomprehensible in the priest ordination. Now, by me saying something like this you will understand, also in connection with the regular previous lectures up to this morning, that in fact a complete break had to take place regarding the understanding of such things, when the changed consciousness appeared from the middle of the 15th century. In me expressing these things, I'm using words, which actually for the general consciousness could only have been fully understood before the middle of the 15th century. Then people actually stopped having a real sense for the meaning of these words. It is basically only through the trust you have been able to put in me, that you can hear something here in the manner and way it happened in former times when the soul constitution experienced things in quite a different way. Then came the time when less importance was attached to a concrete connection, when people who still knew how to attach importance to this concrete connection, became rare. Now, the most importance was attributed to the comprehensible content of the Gospels, to the comprehensible content of religion as such. Thus, gradually it took on particular importance to discuss the content of the Gospels, to discuss the content of the sacraments and to a certain extent particularly look into the teaching material, at the teaching content. The teaching content gradually became the most important. Not actually the concrete, but the abstract, became the most important, that is the essential thing. While for the catholic consciousness—I don't mean merely the roman catholic, but the catholic Christian consciousness—the priest ordination placed the chosen one in a spiritual ancestry up to Christ, which actually for the modern person made everything quite comprehensible, from definitions to declarations which places nothing into a reality. However, we must be very clear about it, that we live again in a time where we need deepening again in that direction. [ 20 ] Well, the catholic consciousness has basically always acted quite consistently according to these prerequisites; quite consistently. In order not to be misunderstood regarding what follows, I would like to introduce it like this. When today we want to prepare someone—in fact, I mean for something which we see as a new ritual—when we, today, want to prepare someone to perform ceremonial actions, then we would for those who stand outside Catholicism in the world, no longer with full inner devotion be able to integrate a person into the apostolic succession. As I've mentioned to you, there have been remarkable Theosophists like Leadbeater and similar ones, who have likewise tried to place themselves in the apostolic succession, but that's going to resist any man who's honest with the world, if he is not imbued with Catholic consciousness. [ 21 ] We need to look for something else. We need to fully understand that a reality is not something which is spoken about, something abstract. We must also learn to understand the sacramental. We must learn to understand, throughout, that the content of the teaching does not contain the essential but that something must be added from real processes and in such a way that these actual processes are carried on the waves of reality as the weaving of the Divine. There have only been single individuals, like Novalis, who understood this—do read his Aphorisms, then you'll see. He spoke about magical idealism; he knew this wasn't alive in outer sensory worlds, but within people, there lived the soul—spiritual. Then there was Schelling—in his old age, that's why he was hardly understood—for whom it was quite absurd to believe that the essence of Christianity consisted in the acceptance of what Christ taught; rather, Schelling recognised the essential much more according to the account of Jesus going through the process of the entire Golgotha drama, in the description of actions which took place around Golgotha. However, there are individuals who tend towards the reality, who in turn want to enter into actual experiences connected to the spiritual. In totality one could say that the way Catholicism experiences it, is something quite antiquated which can't be introduced into modern consciousness any longer. For this reason we mustn't only search for a renewal of old rituals but we must search for a ritual which we can create out of ourselves, but created in such a way that it creates the Divine in us in the sense we have spoken about, so that the words of Paul become the truth—in Gospel interpretation, and in all religious activities: Not I, but Christ in me. [ 22 ] Catholicism, as Roman Catholicism, has actually always known how to act consistently. To a certain extent it has turned out, lifted out, from general humanity, all those who were descendants of Christ Jesus himself and so a sharp awareness has come about, separating the priestly spiritual generation, meaning those people connected to consecration, from all other people who had not attended consecration. Like a member of the nobility who for instance connects his bloodline back to the 18th ancestor and knows who carry this blood in their veins, their ancestral connection differs from that of the rest of humanity, in the same way there's a difference from those consecrated into the apostolic succession up to Christ himself, who have continuously and consistently received consecration, right down to those who had not received it. They felt themselves placed in this connection and felt others were different; that's why it was quite necessary during a certain time period that certain things were presented to people. A person gradually absorbed what had more or less consciously existed in his awareness and allowed this to be expressed in his actions. After this, because of the ever-increasing sharper awareness related to the Christ developed, came the necessity for greater withdrawal for the uninitiated: celibacy. The celibate already had his inner foundation and there where the celibate was dogmatised it was found throughout that the priest had to withdraw from connecting to all others, was a human personality who found it far more important to practice the priest consecration as a conscious inheritance of the father of his ancestors and because he was placed in this ancestral blood of a spiritual ancestry, he could not be in contact with that world from which he was taken out by the consecration ceremony. The moment a person strongly experienced this particular situation of priesthood in relation to the world, the necessity for celibacy was added, and of course there's no denying that one could also feel the political usefulness for Rome, and so on. However, you can be quite certain that during the time when celibacy was introduced—it was a time when the celibate person came from the monk priesthood—in the unconscious impulses was the urge for a certain honesty and truthfulness. It was certainly the case that the creation of celibacy was understood in the way I have presented it now. Just as in the 19th century, in a kind of natural way—as I said—the consequential process living in the Catholic consciousness resulted in the dogma of immaculate conception and how this resulted in the infallibility dogma, so at a certain time causes led to the consequences of celibacy. [ 23 ] Well, if you take all of this in then we already come to what is of particular importance today. Of particular importance today for us is to again return to the ritual, to ceremonies. You are experiencing, at least many of you have said you experience it like this: you are actually experiencing necessities based on what has come out of, and is given by, this time. Of course we can't undo events, we can't go back to untruths for instance, we can't reverse an untruth, such as taking something which no longer feels alive were to be changed externally, like being ordained by an olden-time Catholic priest. That would be contradictory to those who have already ignited the Protestant consciousness too strongly in themselves because for the Protestant consciousness this possibility doesn't exist; in their experience one can't oppose something which has been created out of quite other circumstances. [ 24 ] What you need to arrive at, if reality is at all part of your striving, is what can flow out of the spiritual world itself, which can be seen as flowing directly from Christ Jesus. We must strengthen ourselves in the words of Jesus: I am with you until the end of earthly days.— These words out of the Gospels also announce such a process of the Christ impulse will be found on the earth for so long, that it will last until the end of the earth comes about. For this reason, one must firstly announce this as a postulate to a certain extent, that it must be possible—as a reality—to come to Christ, like with the Catholic consciousness, through the apostolic succession historically the spiritual family tree is searched for, reaching right to Christ. It must be able to find Him again, in a moment in the present; a connection to the Divine, a connection to the Christianized Divine as it was historically found by the Catholics in the apostolic succession right up to the Christian ancestors of this apostolic succession. That is why it must take place this way, that we find the spiritual again, not only in words about the Christian aspect, but so that we actually connect with what is real in the Christian aspect. Then we can create the ritual out of this, like the ritual was created within the apostolic succession. However, we need to penetrate it with an understanding which goes far beyond the understanding of the time. [ 25 ] We must indeed move towards an understanding that can be expressed—I want to first formulate it as follows: In the world and in ordinary human thinking we experience the phenomenal: we however want to experience the nominal, we want to try and enter into the essential and out of this essence find the ritual. If you really want to find the ritual, then it must finally be so that this ritual is discovered as it had been during the second century, where gradually, what used to exist in simpler forms—only a few of which have been recorded—has now been transferred to the forms of later rituals. [ 26 ] How was the ritual experienced? A person was caught up in it, just like a person who smokes knows what he is doing by smoking; he knows he can express what he wants to, only by smoking. So you must again learn to feel that you, when you perform some or other ceremony, know for yourself: the ceremony must be performed in this way. A person knows what he has to say today when he turns to other people, he knows how to clothe his inner life with words. My dear friends, there is a moment in life, where one inwardly experiences that it is impossible to continue using words, where what you want to say no longer translates into words, where you have to stop with words or at most continue with words by carrying out the sacred act by starting to not merely letting the word sound out but where, for instance, the development of smoke must take place, where in particular one of the other actions must be carried out imaginatively. Where the words connect with a particular action, by coming into the original consciousness, where also, like your soul content, being enlivened by the Divine, pours into the words, now your soul content will no longer be merely a phenomenal one but a nominal one, then you will be lifted out of what the outer world comprises, there you will gradually enter into the sacramental. [ 27 ] Somewhat in this way, I've tried to clarify how one must enter into the sacramental. It actually makes no sense, let's say, in simply transforming holy water as is often done today by subordinate clerics. There is simply no point in performing the transubstantiation in this way, as is done by many subordinate clerics today, who are left in the dark in relation to the esoteric consecration of the Catholic Church. Regarding the old soul constitutions, it had made sense to be fully aware of one's actions when a certain word was spoken over the salt substance, and that they knew the salt substance had changed as a result. Today experiments have already been done to make the gentle sensitivity of a flame visible, by placing a flame somewhere and a person speaking rhythmically at a distance from it, to see the flame copy the rhythm. Here a rhythm is being copied by something inorganic. If I know the right words in the right word correlation over the salt substance, then the salt substance will change. If I now allow this salt substance which has been permeated, to enter into water, then I have kindled a process, which, if I understand it, when I have performed it in spirit, is a sacramental act. We must be able, once again, to look at the nominal as such. This we will address tomorrow. [ 28 ] I think, in any case, my dear friends, that many questions could be conjured out of the soul by me speaking about these things, and I would love it if the questions, while you are all here, not in general, could also be formulated concretely so that no doubt remains. I completely understand that with earnestness your small circle has turned to me with the clear intention to really work toward a renewal of the religious life. It is not possible to do so by merely changing the teaching content; it is only possible when you enter with a changed soul constitution. We are now entering more deeply into things and, triggered through your questions we will become ever more acquainted with these things so that you're actually going to understand what I mean to convey. |
339. On The Art of Lecturing: Lecture V
15 Oct 1921, Dornach Translated by Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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And for that I have formulated the following exercise. One should picture a sizable green frog that sits in front of him with its mouth open. In other words, one should imagine that one confronts a giant frog with an open mouth. |
339. On The Art of Lecturing: Lecture V
15 Oct 1921, Dornach Translated by Maria St. Goar, Peter Stebbing, Beverly Smith, Fred Paddock Rudolf Steiner |
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I have tried to characterize how one can formulate a lecture on the threefold order from out of one thought, and then arrange it in sections. What one can generally say concerning the whole social organism, as well as references to what can occur in the first two realms—namely that of the spiritual life and that of the judicial, the body politic was contained in what I said. [Note 1] You will have understood from that, how preparing oneself for the content of such a lecture, one can proceed. Now, one can also prepare oneself for the form of delivery by immersing oneself into the thoughts and feelings. We shall perhaps understand each other best if I say that the preparation should be such that we try hard first to sense and then to utter what is related to the spiritual life in a more lyrical language (without, of course, resorting to singing, recitation, or some such thing),—in a lyrical manner of speech, with quiet enthusiasm, so that one demonstrates through the way of delivering the matters that everything one has to say concerning the spiritual life comes from out of oneself. One should by all means call forth the impression that one is enthusiastic about what one envisions for the spiritual part of the social organism. Naturally, it must not be false, mystical, sentimental enthusiasm; a made-up enthusiasm. We achieve the right impression if we prepare ourselves first in imagination, in inner experience—even so far as to modulation—how, approximately, something like that could be said. I say specifically, “how, approximately, something like that could be said,” for the reason that we should never commit ourselves word for word; rather what we prepare is, in a sense, a speech taking its course only in inward thoughts; and we are certainly ready to re-formulate what we finally come out and say. But when we speak about rights-relationships, we should make the attempt to speak dramatically. That implies: when we lecture about the equality of men, discussing it by means of examples, we should try as much as possible to put ourselves into the other person's position with our thinking. For instance, we should call to mind the image of how a person who seeks work, asserts his right to work in the sense of Kernpunkte der sozialen Frage (the threefold social order). By making it evident that on one hand we are speaking from the other person's position, from out of his assertion of rights, we should then make it evident how through a slight change in the tone of voice we pass on to the topic of how one ought to meet such an assertion out of general humanitarian reasons. So it is dramatic speaking, very strongly modulated, dramatic lecturing, that calls forth the impression in listeners that one could think one's way into the souls of other persons; that is the manner we should employ in speaking about the rights-relationships. When lecturing on economic conditions, the main point is that we speak directly from experience. If, in the spirit of the threefold social organism, one speaks about economic relationships, one should not permit the belief to arise that there even could be such a thing as a theoretical political economy. Instead, one should limit the main discussion to describing cases taken from the economic life itself; either cases that one repeats, or cases that one construes as to how they should be or could be. But with the latter cases—saying how they should or could be—one must never neglect to speak out of economic experience. Actually, when lecturing on the economic life, one should speak in an epic style. Particularly, when presenting what is written in the Kernpunkte, one should speak as if one had no preconceived ideas at all concerning the economic life, and had no notions that this should be thus and so; instead, one should speak as if one were informed on all and everything by the facts themselves. One can evoke a certain feeling, for example, that it is correct to permit the transfer of the administration of monetary funds from one who is not involved in it himself anymore, to somebody who once again can participate in it. But one can only speak about something like that if one presents it to people by means of descriptions of what takes place if there are legacies merely due to blood-relationships, or what can take place when such a transfer is occasioned in the way it is described in the Kernpunkte. Only by placing such a matter before people in a living way, as if one were copying reality, can one speak in such a way that the speech truly stands within the economic life. And just in this way, one can make the idea of “associations” [Note 2] comprehensible and plausible. One will make it plausible that an individual person really knows nothing about the economic life; that if he wants to arrive at a judgement as to what must be done in the life of the economy, he is basically completely dependent on communicating with others. A sound economic view can only emerge from groups of people and one is therefore dependent on associations. Then, one will perhaps meet with comprehension if one calls attention to the fact that much of what exists today actually came out of ancient, instinctive associations. Just consider for a moment how today's abstract market brings things together, whose combination and redistribution to the consumer cannot be surveyed at all. But how has one arrived at this market-relationship in the first place? Basically, from the instinctive association of a number of villages located around a larger township, at a distance that one could travel back and forth on foot in one day, where people exchanged their products. One did not call that an association. One did not coin any word for it, but in reality it was an instinctive association. Those people who here came together for the market were associated with all of those who lived in the surrounding villages. They could count on a set circulation of goods that resulted from experience. Therefore they could regulate production according to consumption in truly alive relationships. There certainly existed such associative conditions in such primitive economies; they just didn't call themselves that. All this has become impossible to over-see, with the enlargement of the economic territories. In particular, it has become senseless in regard to the world economy. The world economy which has come into being only in the last third of the 19th century, has reduced everything into an abstract realm; that is, it has reduced everything in the economic life to the turn-over of money or its monetary value, until this reduction has proven its own absurdity. Indeed, when Japan fought a war with China and Japan won the war, one could very simply pay the war reparations by way of the Chinese Minister's handing a check to the Japanese Delegate, which the latter then deposited in a bank in Japan. This is an actual course of events. There were values contained in this check, which is money and has monetary value. It represented values. If you imagine how at that time everything should have been transported from one territory into the other this would have been a difficult process under modern-day conditions. But owing to the manner in which Japan and China were placed within the whole world economy, it could be done this way. However, all this has led itself to a point of absurdity. In the dealings between Germany and France, it has proven itself to be impossible. [Note 3] I am therefore of the opinion that the state of affairs can best be explained out of the economic relationships themselves, and then one can explain the necessity for the associative principle. Once again, one should have to divide this subject matter regarding the economic life in a certain way, and one would have to pass on to several concluding sentences of which I have already said that they again should be conceived verbatim or at least almost word for word. So, how will the preparation for a speech appear, in fact? Well, one should try one's best to get into the situation or the subject that the audience is prepared for, by formulating the opening sentences in a way one considers necessary. One will have greater difficulty in the case of completely unprepared listeners; less difficulty, if one addresses a group that one finds already involved in the matter, at least possessing the corresponding feelings concerning the assertions one makes. Then, one will neither write down the rest of the speech nor jot down mere catch-words. Experience shows that neither the verbatim composition nor the mere noting down of catch-words leads to a good speech. The reason for not writing down the speech is because it ties one down and easily causes embarrassment when the memory falters; this is most frequently the case when the speech is written down word for word. Catch-words easily mislead one to formulate the whole preparation too abstractly. On the other hand, if one needs to have such a support, what one should best write down and bring along as notes are a number of correctly formulated sentences that serve as catch-phrases. They do not make the claim that one delivers them in the same way as a part of the speech; instead, they indicate: first, second, third, fourth, and so on; they are extracts, so to speak, so that from one sentence perhaps ten or eight or twelve will result. But one should write such sentences down. One should therefore not write down, “spiritual life conceived as independent”; instead, “the spiritual life can only thrive if it freely works independently out of itself.” (Catch-phrases, with other words.) If you do something like this, you will then have the experience yourself that owing to such catch-phrases, you can in a relatively short time most readily attain to a certain facility of speaking freely, a speaking that only contains the ladder of catch-phrases. Concerning the conclusion, it is often very good if, in a certain sense, at least gently, one leads back to the beginning; if therefore the end, in a sense, contains something that, as a theme, was also contained in the beginning. And then, such catch-phrases readily give one the opportunity to really prepare oneself in the way indicated above by having noted these sentences down on one's piece of paper. So, let us say, one ponders the following: what you have to say for the spiritual life must have a sort of lyrical nature within you; what you have to say concerning the rights-relationships must have a kind of dramatic character in your mind; and what concerns the economic life must live in your mind in a narrative, epic form; a quiet, narrative, epic character. Then, the desire, as well as the skill, to word the catch- phrases in the formulation that I have indicated, will indeed begin to arise instinctively. The preparation will result quite instinctively in such a way that the manner in which one speaks merges indeed into what one has to say concerning the subject. For this it is, however, necessary to have brought one's command of language to the level of instinct, so that one indeed experiences the speech-organs the way one would, for instance, feel the hammer, if one wanted to use the hammer for something. That can be achieved, if one practices a little speech-gymnastics. It's true, isn't it, when one practices gymnastics, those are not movements that are later executed in real life; but they are movements that make one flexible and dextrous. Similarly, one should make the speech-organs pliable and adroit; but making the latter pliable and dextrous is something that must be accomplished so that it goes together with the inner soul life, and so that one learns to be aware of the sound in speaking. In the seminar courses that I held over two years ago in Stuttgart for the Waldorf school teachers, I put together a number of such speech exercises that I now want to pass on to you. They are mostly of a kind that, by their content, does not prevent one from learning to merge oneself purely into the element of speech; they are only designed for practicing speech-gymnastics. If one tries again and again to say these sentences aloud, but in such a way that one always probes: how does one best use his tongue, how does one best use his lips so as to produce this particular sequence of sounds?—then one makes oneself independent of speaking and, instead, places that much more value on mental preparation for lecturing. I shall now read you a number of such sentences whose content is often senseless, but they are designed to make the speech-organs pliable and fit for public speaking. [Note 4]
is the easiest one.
One should increasingly try, along with the sequence of sounds, to make the organs of speech pliable; to bend, to hollow, to take possession of them [Note 5]
It is naturally not enough to say something like this once, or ten times; but again and again and again, because even if the speech-organs are already pliable, they can become still more so. An example that I consider to be particularly useful is the following:
With this, one has the opportunity to regulate the breath in the pauses, something one has to pay attention to and that can be particularly well done through such an exercise. In a similar way, not all the letters, nor all the sounds, have the same value for this practicing. You make progress if you take the following, for example:
If you succeed in finding your way into this sequence of sounds, you gain much from it. When one has done such exercises, then one can also try to do those exercises that cannot but result in bringing a mood into the speaking of the sounds. I have tried to give an example of how the sounds can pour into the mood in the following:
and now it passes more into the sounds, through which, here in particular, the mood in the sound itself is held fast:
You will always discover, when you do these exercises in particular, how you are able, without letting the breath disturb you, to regulate the breathing by simply holding yourself onto the sounds. In recent times, one has thought up all kinds of more or less clever methods for breathing and for all kinds of accompanying aspects of speaking and singing, but actually, all of those are no good, because speech with everything that belongs with it, with the breath, too, should by all means be learned through actual speaking. This implies that one should learn to speak in such a way that, within the boundaries that result from the sound sequence and the word relationships, the breath also regulates itself as a matter of course. In other words, one should only learn breathing during speech—in speaking itself. Therefore, the exercises of speech should be so designed that, in correctly feeling them regarding their sounds, one is obliged—not by the content but by the sounds—to formulate the breath correctly because he experiences the sound correctly. What the verse below represents, points once again to the content of the mood. It has four lines; these four lines are arranged so that they are an ascent, as it were. Each line causes an expectation, and the fifth line is the conclusion and brings fulfilment. Now one should really make an effort to execute this speech movement that I have just characterized. The verse goes like this:
There you have the fifth line representing the fulfillment of that escalating expectation that is evoked in the first four lines. ***
One can also attempt to, well, let me say, bring the mood of the situation into the sounds, into the mode of speaking, the how of speech. And for that I have formulated the following exercise. One should picture a sizable green frog that sits in front of him with its mouth open. In other words, one should imagine that one confronts a giant frog with an open mouth. And now, one should picture what sort of reactions, effects, one can have regarding this frog. There will be humor in the emotion as well as all that should be evoked in the soul in a lively manner. Then, one should address this frog in the following way:
Picture to yourself: that a horse is walking across a field. The content does not matter. Naturally, you must now imagine that horses whistle! Now you express the fact that you have here in the following manner:
and then you vary that by saying it this way:
And then—but please, do learn it by heart, so that you can fluently repeat the one version after the other—there is a third version. Learn all three by heart, and try to say them so fluently that during the speaking of one version you will not be confused by the other. That is what counts. Take as the third form:
Learn one after the other, so that you can do the three versions by heart, and that one never interferes when you say the other. Something similar can be done with the following two verses:
and now the other version:
Again, learn it by heart and say one after the other! One can achieve smooth speech if one practices something like the following:
One has to accustom oneself to say this sound sequence, ‘Nur renn ...’. You will see what you gain for your tongue, your organs of speech, if you do such exercises. Now, such an exercise that lasts a bit longer, through which this flexibility of speech can be attained—I believe actors have already discovered afterwards that this was the best way to make their speech pliable:
And then: one occasionally requires presence of mind in direct speech. One can acquire it by something like the following:
Then, for further acquisition of presence of mind in speaking, the following two examples can be placed together:
The ‘Wecken weg’ is in there, too, but as a sound-motif, thus:
The following example is useful for putting some muscle into speech, so that one is in a position, in speaking, to slap somebody down in a discussion sometimes (something that is quite necessary in speaking!):
Then, for somebody who stutters a little, the following two examples should still be mentioned:
For everyone who stutters, this example is good. When stuttering, one can also say it in the way below:
The point is, of course, that the person who stutters must make a real effort. One should by no means believe that what I want to call speech-gymnastics, can or should only be practiced with sentences that are meaningful for the intellect. Because in those sentences that contain sense for the intellect, the attentiveness for the meaning instinctively outweighs anything else too much, so that we do not rely correctly on the sounds, the saying. And it is really necessary that, in a certain sense, we tear speaking loose from ourselves, actually manage to separate it from ourselves. In the same way as one can separate writing from one's self, one can also tear speaking loose from oneself. There are two ways to write for the human being. One way consists of man's writing egotistically; he has the forms of the letters in his limbs, as it were, and lets them flow out of his limbs. One emphasized such a style of writing for a certain length of time—it is probably still the same today—when one gave lessons in penmanship for those who were to be employed in business offices or people like that. I have, for example, observed at one time how such a lesson in writing was conducted for employees of commercial establishments so that the persons in question had to develop every letter out of a kind of curve. They had to learn swinging motions with the hand; then they had to put these motions down on paper; this way, everything is in the hand, in the limbs; and one is not really present with anything but the hand in writing. Another form of writing is the one that is not egotistical; it is the unselfish style of writing. It consists of not really writing with the hand, as it were, but with the eye; one always looks at it and basically draws the letter. Thus, what is in the formation of the hand is of importance to a lesser degree: one really acts like one does when sketching, where one is not the slave of a handwriting. Instead, after a while, one has difficulty in even writing one's name the same way one has written it just the time before. For most people it is so terribly easy to write their name the way they have always written it. It flows out of their hand. But those persons who place something artistic into the script, they write with the eye. They follow the style of the lines with the eye. And there, the script indeed separates itself from the person. Then—while it is in a certain respect not desirable to practice that—a person can imitate scripts, vary scripts in different ways. I do not say that one should practice that especially, but I mean that it results as an extreme when one paints one's script, as it were. This is the more unselfish writing. Writing out of the limbs, on the other hand, is the more selfish, the egotistic way. Speech is also selfish, in most people. It simply emerges out of the speech-organs. But you can gradually accustom yourselves to experience your speech in such a way that it seems as if it floated around you, as if the words flew around you. You can really have a sort of experience of your words. Then, speaking separates itself from the person. It becomes objective. Man hears himself speak quite instinctively. In speaking, his head becomes enlarged, as it were, and one feels the weaving of sounds and the words in one's surroundings. One gradually learns to listen to the sounds, the words. And one can achieve that particularly through such exercises. That way, there is in fact not just yelling into a room anymore—by yelling, I do not mean shouting out loud only; one can yell in whispering, too, if one actually speaks only for one's own sake, the way it emerges out of the speech-organs—instead one really lives, in speaking, with space. One feels the resonance in space, as it were. This has become a fumbling mischief in certain speech-theories—theories of speech-teaching or speech-study, if you will—of recent times. One has made people speak with body-resonance, with abdominal resonances, with nasal resonances, and so forth. But all these inner resonances are a vice. A true resonance can only be an experienced one. One experiences such a resonance not by the impact of the sound against the interior of the nose; instead one feels it only in front of the nose, outside. Thus, language in fact attains to abundance. And of course, the language of a speaker should be abundant. A speaker should swallow as little as possible. Do not believe that this is unimportant for the speaker; it is rather of great significance for the speaker. Whether we present something in a correct way to people depends most certainly on what position we are able to take in regard to speech itself. One doesn't have to go quite so far as a certain actor who was acquainted with me, who never said “Freundrl” [Austrian dialect for “Friend”—note by translator] but always “Freunderl”, because he wanted to place himself into every syllable. He did that to the extreme. But one should develop the instinctive talent not to swallow syllables, syllable-forms, and syllable-formations. One can accomplish that if one tries to find one's way into rhythmic speech in such a way that, placing one's self into the whole sound-modulation, one recites to oneself:
So: it is a matter of placing one's self not only into the sound as such but into the sound-modulation, into this “growing round” and the angularity of sound. If somebody believes that he could become a speaker without putting any value on this, then he labors under the same misconception as a human soul that has arrived at the point between death and a new birth, when it once again will descend to the earth, and does not want to embody itself because it does not want to enter into the moulding of the stomach, the lungs, the kidney, and so forth. It is really a matter of having to draw on everything that makes a speech complete. One should at least put some value on the organism of speech and the genius of language as well. One should not forget that valuing the organism of speech, the genius of language, is creative, in the sense of creating imagination. He who cannot occupy himself with language, listening inwardly, will not receive images, will not be the recipient of thoughts; he will remain clumsy in thinking, he will become one who is abstract in speaking, if not a pedant. Particularly, in experiencing the sounds, the imagery in speech-formation, in this itself lies something that entices the thoughts out of our souls that we need to carry before the listeners. In experiencing the word, something creative is implied in regard to the inner organization of the human being. This should never be forgotten. It is extremely important. In all cases, the feeling should pervade us how the word, the sequence of words, the word-formation, the sentence-construction, how these are related to our whole organism. Just as one can figure out a person from the physiognomy, one can even more readily—I don't mean from what he says but from the how of the speech—one can figure out the whole human being from his manner of speech. But this how of his speech emerges out of the whole human being. And it is by all means a matter of focusing—delicately of course, not by treating ourselves like we were the patient—on the physical body. It is, for example, beneficial for somebody who, through education or perhaps even heredity, is predisposed to speaking pedantically; to try, with stimulating tea that he partakes of every so often, to wean himself from pedantry. As I have said, these things must be done with care. For one person, this tea is right; for another, the other tea is good. Ordinary tea, as I have repeatedly mentioned, is a very good diet for diplomats: diplomats have to be witty, which means having to chat at random about one thing after another, none of which must be pedantic, but instead has to exhibit the ease of switching from one sentence to another. This is why tea is indeed the drink of diplomats. Coffee, on the other hand, makes one logical. This is why, normally not being very logical by nature, reporters write their articles most frequently in coffee-houses. Now, since the advent of the typewriter, matters are a little different, but in earlier days, one could meet whole groups of journalists in coffee-houses, chewing on their pen and drinking coffee so that at last, one thought could align itself with the next one. Therefore, if one discovers that one has too much of what is of the tea-quality, then coffee is something that can have an equalizing effect. But, as was mentioned before, all this is not altogether meant, as a prescription, but pointing in that direction. And if somebody, for example, is predisposed to mix some annoying sound into his speech—let's say if somebody says, “he,” after every third syllable, or something like that—then I advise him to drink some weak senna-leaf-tea twice a week in the evening, and he will see what a beneficial effect that will have. It is indeed so: since the matters that come to expression in a lecture, in a speech, must come out of the whole person, diet must by no means be overlooked. This is not only the case in an obvious sense. Of course, one can hear by the speech whether it comes from a person who has let endless amounts of beer flow down his gullet, or something like that. This is an obvious case. He who has an ear for speech knows very well whether a given speaker is a tea-drinker or a coffee-drinker, whether he suffers from constipation or its opposite. In speech, everything is expressed with absolute certainty, and all of that has to be taken into consideration. One will gradually develop an instinct for these matters if one becomes sensitive to language in one's surroundings the way I have described it. However, the various languages lend themselves in different ways, and in varying degrees, to being heard in the surroundings. A language such as the Latin tongue is particularly suitable for the above purpose. The same with the Italian. I mean by this, to be heard objectively by the one who is speaking himself. The English language, for example, is little suited for this, because this language is very similar to the script that flows out of the limbs. The more abstract the languages are, the less suitable they are to be heard inwardly and to become objective. Oh, how in former times the German Nibelungen-song sounded:
That hears itself while one is speaking! Through such things one must learn to experience language. Naturally, languages become abstract in the course of their development. Then one must bring the concrete substance into it from within, permeate it with the obvious. Abstractly placed side by side, what a difference:
and so forth! But if one becomes accustomed to listening, this can certainly also be brought into the more modern language, and there, much can be done in speech towards the latter's becoming something that has its own genius. But for that, such exercises are required, so that listening in the spirit and speaking out of the spirit fit into one another. And so, I want to repeat the verse one more time:
Only by placing the sound into various relationships, does one arrive at an experiencing of the sound, the metamorphosis of the sound, and the looking at the word, the seeing of the word. Then, when something like what I have described today as creating a disposition through catch-sentences, as our inner soul-preparation, is united with what we can in the above way gain out of the language, then it all works toward public speaking. One more thing is required besides all the others I have already mentioned: responsibility! This implies that one should be aware that one does not have the right to set all of one's ill-mannered speech-habits before an audience. One should learn to feel that for a public appearance one does require education of speech, a going-out of one's self, and plasticity in regard to speech. Responsibility towards speech! It is very comfortable to remain standing and to speak the way one normally does, and to swallow as much as one is used to swallow; to swallow (verschlucken), to squeeze (quetschen), and to bend (biegen) and break (brechen), and to pull (dehnen) at the words just the way it suits one. But one may not remain with this squeezing (Quetschen) and pushing (Druecken) and pulling (Dehnen) and cornering (Ecken) and similar speech-mannerisms. Instead, one must try to come to the aid of one's speaking even in regard to the form. If one supports one's speaking in this manner, one is quite simply also led to the point where one addresses an audience with a certain respect. One approaches public speaking with a certain reserve and speaks to an audience with respect. And this is absolutely necessary. One can accomplish this if, on the one side, one perfects the soul-aspect; and, on the other side, formulates the physical in the way I have demonstrated in the second part of the lecture. Even if one only has to give occasional talks, such matters still play an important part. Say, for example, that one has to give discussions on the building, the Goetheanum. Since one naturally cannot make a separate preparation for each discussion, one should basically, in that case, properly prepare oneself, the way I have explained it, at least twice a week for the talk in question. One should actually only extemporize, if one practices the preparation, as it were, as a constant exercise. Then one will also discover how, I should like to say, the outer form unites itself with the substance. And we shall have to speak about this point in particular one more time tomorrow: about the union of the form-technique with the soul-technique. The course is brief, unfortunately; one can barely get past the introduction. But I would find it irresponsible not to have said what I did say in particular in the course of these lectures.
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214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” |
214. Oswald Spengler, Prophet of World Chaos: Oswald Spengler I
06 Aug 1922, Dornach Translated by Norman MacBeth, Frances E. Dawson Rudolf Steiner |
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When some time ago the first volume of Spengler's Decline of the West appeared, there could be discerned in this literary production something like the will to tackle more intensively the elemental phenomena of decay and decline in our time. Here is a man who felt in much that is now active in the whole western world an impulse toward decline that must necessarily lead to a condition of utter chaos in western civilization, including America; and it could be seen that the man who had developed such a feeling—a very well-informed person, indeed, with mastery of many scientific ideas—was making the effort to present a sort of analysis of these phenomena. It is clear, of course, that Spengler recognized this decline; and it is evident also that he had a feeling for everything of a declining nature exactly because all his thinking was itself involved in this decline; and because he felt this decadence in his very soul, I might say, he anticipated nothing but decadence as the outcome of all mass civilization. That is comprehensible. He believed that the West will become the prey of a kind of Caesarism, a sort of development of individual power, which will replace the differentiated, highly-organized cultures and civilizations with simple brute-force. It is evident that Spengler, for one, had not the slightest perception of the fact that salvation for this western culture and civilization can come out of the will of mankind, if this will, in opposition to all that is moving headlong toward destruction, is directed toward the realization of something that can yet be brought forth out of the soul of man as a new force, if the human being of today wills it so. Of such a new force—naturally a spiritual force, based on spiritual activity—Oswald Spengler had not the slightest understanding. Thus we can see that a very well-informed, brilliant man, with a certain penetrating insight, and able to coin such telling phrases, can actually arrive at nothing beyond a certain hope for the unfolding of a brute-power, which is remote from everything spiritual, from all inner human striving, and which depends entirely upon the development of external brutish force. However, when the first volume appeared, it was possible to have at least a certain respect for the penetrating spirituality (I must use the expression again)—an abstract, intellectualistic spirituality—as opposed to the obtuseness of thinking which by no means is equal to the driving forces of history, but which so often gives the keynote to the literature of today. Oswald Spengler's second volume has now appeared, and this indeed points out much more forcefully all that lives in a man of the present which can become his world-conception and philosophy, while he himself rejects, with a sort of brutality, everything genuinely spiritual. This second volume is likewise brilliant; yet in spite of his clever observations, Spengler shows nothing more than the dreadful sterility of an excessively abstract and intellectualistic mode of thought. The matter is extraordinarily noteworthy because it shows what a peculiar configuration of spirit can be attained by an undeniably notable personality of today. In this second volume of Spengler's Decline of the West, it is primarily the beginning and the end that are of exceptional interest. But it is a melancholy interest which this beginning and end arouse; they really characterize the whole state of this man's soul. You need to read only a sentence or two at the beginning in order to estimate at once the soul-situation of Oswald Spengler, and likewise of many other people of the present time. What is to be said of it has not merely a German-literary significance, but an altogether international one. Spengler begins with the following sentence: [The Decline of the West, by Oswald Spengler; Volume II: Perspectives of World History. Translated by Atkinson (Knopf). The above citation, however, and all others used herein are translated from the original of Spengler, Der Untergang des Abendlandes, by the translator of this lecture. Ed.] “Observe the flowers in the evening, when in the setting sun they close one after the other; something sinister oppresses you then, a feeling of puzzling anxiety in the presence of this blind, dreamlike existence bound to the earth. The mute forest, the silent meadows, yonder bush, and these tendrils, do not stir. It is the wind that plays with them. Only the little gnat is free. It still dances in the evening light; it moves whither it will,” and so on. Notice the starting-point from the flowers, from the plants. Now when I have wished to point to what gives its significance to the thinking of the present, I have again and again found it necessary to begin with the kind of comprehension applied today to lifeless, inorganic, mineral nature. Perhaps some of you will remember that in order to characterize the striving of present-day thinking for clarity of view, I have often used the example of the impact of two resilient balls, where from the given condition of one ball you can deduce the condition of the other by pure calculation. Of course, anyone of the Spenglerian soul-caliber can say that ordinary thinking does not discover how resilience works in these balls, nor what the relations are in a deeper sense. Anyone who thinks thus does not understand upon what clarity of thought depends at the present time. For such an objection would have neither greater validity nor less than would an assertion by someone that it is impossible for me to understand a sentence written down on paper without first having investigated the composition of the ink with which it is written. The important thing is always to discover the point at issue. In surveying inorganic nature, the matter of concern is not what may eventually be discovered behind it as force-impulse, just as the composition of the ink is not the important thing for the understanding of a sentence written with it; but the matter of importance is whether clear thinking is employed. This definite kind of thinking is what humanity has achieved since the time of Galileo and Copernicus. It shows first that man can grasp by means of it only lifeless, inorganic nature; but that, on the other hand, only by yielding himself to it, as to the simplest and most primitive kind of pure thinking, can he develop freedom of the human soul, or any kind of freedom for man. Only one who understands the character of clear, objective thinking, as it holds sway in lifeless nature, can later rise to the other processes of thinking and of seeing—to that which permeates thought with vision, with inspiration, with imagination, with intuition. Therefore, the first task confronting one who wishes to speak today with any authority on the ultimate configuration of our cultural life is to observe what it is that the power of present-day thinking rests upon. And those who have become aware of this power in the thinking of our time know that this thinking is active in the machine, that it has brought us modern technical sciences, in which by means of this thinking we construct external, lifeless, inorganic sequences, all of whose pseudo-intelligence is intended to contribute to the outer activities of man. Only one who understands this begins to realize that the moment we start to deal with plant-life, this kind of thinking, grasped at first in its abstractness, leads to utter nonsense. Anyone who uses this kind of crystal-clear thinking—appropriate in its abstractness to the mineral world alone—not as a mere starting point for the development of human freedom, but instead employs it in thinking about the plant-world, will have before him in the plant-world something nebulous, obscure, mystical, which he cannot comprehend. For as soon as we look up to the plant-world we must understand that here—at least to the degree intended by Goethe with his primordial-plant (Urpflanze), and with the principle by means of which he traced the metamorphosis of this primordial-plant through all plant-forms—here at least in this Goethean sense, everyone who approaches the plant-world with a recognition of the real force of the thought holding sway in the inorganic world must perceive that the plant-world remains obscure and mystical in the worst sense of our time, unless it is approached with imagination—at least in the sense in which Goethe established his botanical views. When anyone like Oswald Spengler rejects imaginative cognition and yet starts describing the plant-world in this way, he reaches nothing that will give clarity and force, but only a kind of confused thinking, a mysticism in the very worst sense of the word, namely materialistic mysticism. And if this has to be said about the beginning of the book, the end of it is in turn characterized by the beginning. The end of this book deals with the machine, with that which has given the very signature to modern civilization—the machine, which on the one hand is foreign to man's nature, yet is on the other precisely the means by which he has developed his clear thinking. Some time ago—directly after the appearance of Oswald Spengler's book, and under the impression of the effect it was having—I gave a lecture at the College of Technical Sciences in Stuttgart on Anthroposophy and, the Technical Sciences, in order to show that precisely by submersion in technical science the human being develops that configuration of his soul-life which makes him free. I showed that, because in the mechanical world he experiences the obliteration of all spirituality, he receives in this same mechanical world the impulse to bring forth spirituality out of his own being through inner effort. Anyone, therefore, who comprehends the significance of the machine for our whole present civilization can only say to himself: This machine, with its impertinent pseudo-intelligence, with its dreadful, brutal, demonic spiritlessness, compels the human being, when he rightly understands himself, to bring forth from within those germs of spirituality that are in him. By means of the contrast the machine compels the human being to develop spiritual life. But as a matter of fact, what I wished to bring out in that lecture was understood by no one, as I was able to learn from the after-effects. Oswald Spengler places at the conclusion of his work some observations about the machine. Well, what you read there about the machine finally leads to a sort of glorification of the fear of it. We feel that what is said is positively the apex of modern superstition regarding the machine, which people feel as something demonic, as certain superstitious people sense the presence of demons. Spengler describes the inventor of the machine, tells how it has gradually gained ground, and little by little has laid hold of civilization. He describes the people in whose age the machine appeared. “But for all of them there also existed the really Faustian danger that the devil might have a hand in the game, in order to lead them in spirit to that mountain where he promised them all earthly power. That is what is meant by the dream of those strange Dominicans, like Peter Peregrinus, about the perpetual motion device, through which God would have been robbed of His omnipotence. They succumbed to this ambition again and again; they extorted his secret from the Divinity in order to be God themselves.” So Oswald Spengler understands the matter thus: that because man can now control machines, he can through this very act of controlling, imagine himself to be a God, can learn to be a God, because, according to his opinion, the God of the cosmic machine controls the machine. How could a man help feeling exalted to godhood when he controls a microcosm! “They hearkened to the laws of the cosmic time-beat in order to do them violence, and then they created the idea of the machine as a little cosmos which yields obedience only to the will of man. But in doing so they overstepped that subtle boundary where, according to the adoring piety of others, sin began; and that was their undoing, from Bacon to Giordano Bruno. True faith has always held that the machine is of the devil.” Now he evidently intends at this point to be merely ironic; but that he intends to be not only ironic becomes apparent when in his brilliant way he uses words which sound somewhat antiquated. The following passage shows this: “Then follows, however, contemporaneously with Rationalism, the invention of the steam-engine, which overturns everything and transforms the economic picture from the ground up. Till then nature had given service; now it is harnessed in the yoke as a slave, and its work measured, as in derision, in terms of horse-power. We passed over from the muscular strength of the negro, employed in organized enterprise, to the organic forces of the earth's crust, where the life-force of thousands of years lies stored as coal, and we now direct our attention to inorganic nature, whose waterpower has already been harnessed in support of the coal. Along with the millions and billions of horse-power the population increases as no other civilization would have considered possible. This growth is a product of the machine, which demands service and control, in return for which it increases the power of each individual a hundredfold. Human life becomes precious for the sake of the machine. Work becomes the great word in ethical thinking. During the eighteenth century it lost its derogatory significance in all languages. The machine works and compels man to work with it. All civilization has come into a degree of activity under which the earth quivers. “What has been developed in the course of scarcely a century is a spectacle of such magnitude that to human beings of a future culture, with different souls and different emotions, it must seem that at that time nature reeled. In previous ages, politics has passed over cities and peoples; human economy has interfered greatly with the destinies of the animal and plant world—but that merely touches life and is effaced again. This technical science, however, will leave behind it the mark of its age when everything else shall have been submerged and forgotten. This Faustian passion has altered the picture of the earth's surface. “And these machines are ever more dehumanized in their formation; they become ever more ascetic, more mystical and esoteric. They wrap the earth about with an endless web of delicate forces, currents, and tensions. Their bodies become ever more immaterial, even more silent. These wheels, cylinders and levers no longer speak. All the crucial parts have withdrawn to the inside. Man senses the machine as something devilish, and rightly so. For a believer it indicates the deposition of God. It hands over sacred causality to man, and becomes silent, irresistible, with a sort of prophetic omniscience set in motion by him. “Never has the microcosm felt more superior toward the macrocosm. Here are little living beings who, through their spiritual force, have made the unliving dependent upon them. There seems to be nothing to equal this triumph, achieved by only one culture, and, perhaps, for only a few centuries. But precisely because of it the Faustian man has become the slave of his own creation.” We see here the thinker's complete helplessness with regard to the machine. It never dawns on him that there is nothing in the machine that could possibly be mystical for anyone who conceives the very nature of the unliving as lacking any mystical element. And thus we see Oswald Spengler beginning with a hazy recital about plants, because he really has no conception at all of the nature and character of present-day cognition—which is closely related to the evolution of the mechanical life—because to him thinking remains only an abstraction, and on this account he is also unable to perceive the function of thinking in anything mechanical. In reality, thinking here becomes an entirely unsubstantial image, so that the human being in the mechanical age may become all the more real, may call forth his soul, his spirit, out of himself by resisting the mechanical. That is the significance of the machine-age for the human being, as well as for world-evolution. When anyone intending to begin with metaphysical clarity starts out instead with a hazy recital about plants, he does so because in this mood he is in opposition to the machine. That is to say, Oswald Spengler has grasped the function of modern thinking only in its abstractness, and he sets to work on something that remains dark to him, namely, the plant-world. Now taking the mineral, the plant, the animal, and the human kingdoms, the last-named may be characterized for the present time by saying that since the middle of the fifteenth century we have advanced to the thinking that makes the mineral kingdom transparent to us. So that when we look at the human being of our time, as he is inwardly, as observer of the outer world, we must say that as human being he has at this precise time developed the conception of the mineral kingdom. But then we must characterize the significance of this mineral-thinking in the way I have just now characterized it. But when someone who knows nothing of the real nature of the mineral kingdom takes his start from the plant kingdom, he gets no farther than the animal kingdom. For the animal bears in itself the plant-nature in the same form we today bear the mineral nature. It is characteristic of Oswald Spengler, first, that he begins with the plant, and in his concepts in no way gets beyond the animal (he deals with man only in so far as man is an animal) ; and second, that thinking really seems to him to be extraordinarily comprehensible, whereas, in reality, as I have just explained, it has been understood in its true significance only since the fourteenth century. He thus lets his thinking slide down just as far as possible into the animal world. We see him discovering, for example, that he has sense-perception, just as has the animal, and that this sense-perception, even in the animal, becomes a sort of judgment. In this way he tries to represent thinking merely as something like an intensification of the perceptive life of the animal. Actually no one has proved in such a radical way as this same Oswald Spengler that the man of today with his abstract thinking reaches only the extra-human world, and no longer comprehends the human. And the essential characteristic of the human being, namely, that he can think, Oswald Spengler regards only as a sort of adjunct, which is inexplicable and really superfluous. For, according to Spengler, this thinking is really something highly superfluous in man. “Understanding emancipated from feeling is called thinking. Thinking has forever brought disunion into the human waking state. It has always regarded the intellect and the perceptive faculty as the high and the low soul-forces. It has created the fatal contrast between the light-world of the eye, which is designated as a world of semblance and sense-delusion, and a literally-imagined world, in which concepts with slight but ever-present accent of light pursue their existence.” Now in setting forth these things Spengler develops an extraordinarily curious idea; namely, that in reality the whole spiritual civilization of man depends upon the eye, that it is really only distilled from the light-world, and concepts are only somewhat refined, somewhat distilled, visions in the light, which are transmitted through the eye. Oswald Spengler simply has no idea that thinking, when it is pure thought, not only receives the light-world of the eye, but unites this light-world with the whole man. It is an entirely different matter whether we think of an entity which is connected with the perception of the eye, or speak of conceptions or mental pictures. Spengler has something to say also about conceptions, or mental pictures (Vorstellen); but at this very point he tries to prove that thinking is only a sort of brain-dream and rarified light-world in man. Now I should like to know whether with any kind of thinking that is not abstract, but is sound common sense, the word “stellen” (to put or place), when it is experienced correctly, can ever be associated with anything belonging to the light-world. A man “places” himself with his legs; the whole man is included. When we say “vorstellen” (to place before, to represent), we dynamically unite the light-entity with what we experience within as something dynamic, as a force-effect, as something that plunges down into reality. With realistic thinking, we absolutely dive down into reality. Consider the most important thoughts. Aside from mathematical ones, thoughts always lead to the realization that in them we have not merely a light-air-organism, but also something which man has as soul-experience when he causes a thought to be illuminated at the same time that he places both feet on the earth. Therefore, all that Oswald Spengler has developed here about this light-world transformed into thinking is really nothing but exceedingly clever talk. It is absolutely necessary that this should be stated: the introduction to this second volume is brilliant twaddle, which then rises to such assertions as the following: “This impoverishment of the sense-faculties involves at the same time an immeasurable deepening. The human waking existence is no longer mere tension between the body and the surrounding world. It is now life in a closed, surrounding light-world. The body moves in observable space. The experience of depth is a mighty penetration into visible distances from a light-center. This is the point which we call ‘I’, ‘I’ is a light-concept.” Anyone who asserts that “I” is a light-concept has no idea, for example, how intimately connected is the experience of the I with the experience of gravity in the human organism; he has no notion at all of the experience of the mechanical that can arise in the human organism. But when it does arise consciously, then the leap is made from abstract thinking to the realistic, concrete thinking that leads to reality. It might be said that Oswald Spengler is a perfect example of the fact that abstract thinking has become airy, and also light, and has carried the whole human being away from reality, so that he reels about somewhere in the light and has no suspicion that there is also gravity; for example—that there is also something that can be experienced, not merely looked at. The onlooker standpoint of John Stuart Mill, for instance, is here carried to the extreme. Therefore, the book is exceedingly characteristic of our time. One sentence on page 13 [Der Untergang des Abendlandes, Vol. II.] appears terribly clever, but it is really only light and airy: “One fashions conception upon conception and finally achieves a thought-architecture in great style, whose edifices stand there in an inner light, as it were, in complete distinctness.” So Oswald Spengler starts out with mere phraseology. He finds the plant-world “sleeping”; that represents first of all the world around us, which is thoroughly asleep. He finds that the world “wakes up” in the animal kingdom, and that the animal develops in itself a kind of microcosm. He gets no farther than the animal, but develops only the relation between the plant-world and the animal-world, and finds the former in the sleeping state and the latter in the waking state.
But everything that happens in the world really comes about under the influence of what is sleeping. The animal—therefore, for Oswald Spengler, man also—has sleep in himself. That is true. But all that has significance for the world proceeds from sleep, for sleep contains movement. The waking state contains only tensions—tensions which beget all sorts of discrepancies within, but still only tensions which are, as it were, just one more external item in the universe. Actually, an independent reality is one which arises from sleep. And in this broth float all sorts of more or less superfluous, or savory and unsavory blobs of grease—which is the animal element; but there could be broth without these blobs of grease, except that these bring something into reality. In sleep the Where and the How are not to be found, but only the When and the Why. So that we find the following in the human being, who contains the plantlike as well—of the role played by the mineral element in the human being Oswald Spengler has no notion—so that in man we find the following: in as far as he is plantlike, he lives in time; he takes his stand in the “When” and the “Why,” the earlier being the Why of the later. That is the causal factor. And by living on thus through history man really expresses the plantlike in history. The animal-element—and therefore the human as well—which inquires as to the “Where” and the “How,” these (the animal and human elements) are just the blobs of grease that are added to it. (This is quite interesting as far as the inner tensions are concerned, but these really have nothing to do with what takes place in the world.) So we can say: Through cosmic relationships the “When” and the “Why” are implanted in the world for succeeding ages. And in this on-flowing broth the grease-blobs float with their “Where” and “How.” And when a man—just one such drop of grease—floats in this broth, the “Where” and the “How” really concern only him and his inner tensions, his waking existence. What he does as a historical being proceeds from sleep. Long ago it was said as a sort of religious imagination: The Lord giveth to his beloved in sleep. To the Spenglerian man it is nature that gives in sleep. Such is the thinking of one of the most prominent personalities of the present time, who, however—in order to avoid coming to terms with himself—plunges into the plant kingdom, thence to emerge no farther than the animal kingdom, into which the human also is stirred. Now one would suppose that this concoction with its cleverness would avoid the worst blunders that thinking has made in the past; that is, that it would somehow be consistent. If the plant-existence is to be poured out over the history of humanity, then let the concoction be confined to the plant kingdom. It would be difficult, however, to enter upon a historical discussion concerning the man of the plant kingdom. Yet Oswald Spengler does discuss historically, even very cleverly, the plantlike activity of humanity during sleep. But in order that he may have something to say about this sleep of humanity, he makes use of the worst possible kind of thinking, namely, that of anthropomorphism, artificially distorting everything, imagining human qualities into everything. Hence, he speaks—as early as on page 9—of the plant, which has no waking-existence, because he wants to learn from it how he is to write history, and also give a description of the activity of man that arises from sleep. But let us read the first sentences on page 9: “A plant leads an existence with no waking state”—Good. He means: “In sleep all beings become plants,” that is, man as well as animal—All right.—“the tension with the surrounding world is released, the measure of life moves on.” And now comes a great sentence: “A plant knows only the relation to When and Why.” Now the plant begins not only to dream, but to “know” in its blessed sleep. Thus one faces the conjecture that this sleep, destined to spread perpetually as history in human evolution, might now begin to wake up. For then Oswald Spengler could just as well write a history as to attribute to the plants a knowledge of When and Why. Indeed this sleep-nature of the plant has even some highly interesting qualities: “The thrusting of the first green spears out of the winter-earth, the swelling of the buds, the whole force of blossoming, of fragrance, of glowing, of ripening—this is all desire for the fulfilment of a destiny and a constantly yearning query as to the Why.” Of course history can very easily be described as plantlike, if the writer first prepares himself to that end through anthropomorphisms. And because all this is so, Oswald Spengler says further: “The Where can have no meaning for the plantlike existence. That is the question with which the awakening human being daily recalls his world. For only the pulse-beat of existence persists through all the generations. The waking existence begins anew with each microcosm. That is the distinction between procreation and birth. The one is guarantee for permanence, the other is a beginning. And therefore, a plant is procreated but not born. It exists, but no awakening, no first day, spreads a sense-world around it ...” If anyone wishes to follow Spenglerian thoughts, he must really, like a tumbler, first stand on his head and then turn over, in order mentally to reverse what is thought of in the human sense as right side up. But you see by concocting such metaphysics, such a philosophy, Spengler arrives at the following: This sleeping state in man, that which is plantlike in him, this makes history. What is this in man? The blood—the blood which flows through the generations. Well, in this way Spengler prepares a method for himself, so that he can say: The most important events developed in human history occur through the blood. To do this he must of course cut some more thought-capers: “The waking existence is synonymous with ‘ascertaining’ (Feststellen), no matter whether the point in question is the sense of touch in one of the infusoria or human thinking of the highest order.” Certainly when anyone thinks in such an abstract way, he simply fails to discover the difference between the sense of touch in one of the infusoria and human thinking of the highest order. He comes then to all sorts of extraordinarily strange assertions, such as: that this thinking is really a mere adjunct to the whole human life, that deeds originate in the blood, and that out of the blood history is made. And if there are still a few people who ponder about this, they do so with purely abstract thinking that has nothing whatever to do with actuality. “That we not only live, but know about life, is the result of that observation of our corporeal being in the light. But the animal knows only life, not death.” And so he explains that the thing of importance must come forth out of obscurity, darkness, out of the plantlike, out of the blood; and he claims that those people who have achieved anything in history have done so not at all as the result of an idea, of thinking—but that thoughts, even those of thinkers, are merely a by-product. About what thinking accomplishes, Oswald Spengler has no words disparaging enough. And then he contrasts with thinkers all those who really act, because they let thinking be thinking; that is, let it be the business of others. “Some people are born as men of destiny and others as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man” (Spengler puts ‘spiritual’ in quotation marks), “from the saint, the priest, the scholar, idealist, ideologist, regardless of whether he is destined thereto by the power of his thinking or through lack of blood. Existence and being awake, measure and tension, instincts and concepts, the organs of circulation and those of touch—there will seldom be a man of eminence in whom the one side does not unquestionably surpass the other in significance. “... the active person is a complete human being. In the contemplative person a single organ would like to act without the body or against it. For only the active man, the man of destiny” (that is, one whom thoughts do not concern)—“for only the active man, the man of destiny, lives, in the last analysis, in the real world, the world of political, military, and economic crises, in which concepts and theories count for nothing. Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art.” That is a plain statement; in fact, plain enough for anyone to recognize who said it: that it is definitely written by none other than a “scribbler and book-worm,” who merely puts on airs at the expense of others. Only a “scribbler and bookworm” could write: “Some people are born as men of destiny and some as men of causality. The man who is really alive, the peasant and warrior, the statesman, general, man of the world, merchant, everyone who wishes to become rich, to command, to rule, to fight, to take risks, the organizer, the contractor, the adventurer, the fencer, the gambler, is a world apart from the ‘spiritual’ man, from the saint, the priest, the scholar, idealist, ideologist” ... As if there had never been confessionals and father confessors! Indeed, there are still other beings from whom all those classes of men glean their thoughts. In the society of all such people as have been mentioned—statesmen, generals, men of the world, merchants, fencers, gamblers, and so on—there have even been found soothsayers and fortune-tellers. So that actually the “world” that is supposed to separate the statesman, politician, etc., from the “spiritual” man is in reality not such an enormous distance. Anyone who can observe life will find that this sort of thing is written with utter disregard of all life-observation. And Oswald Spengler, who is a brilliant man and an eminent personality, makes a thorough job of it. After saying that in the realm of real events a blow is worth more than a logical conclusion, he continues thus: “Here a good blow is worth more than a good conclusion, and there is sense in the contempt with which the soldiers and statesmen of all times have looked down on the scribbler and the book-worm, who has the idea that world-history exists for the sake of the spirit, of science, or even of art. Let us speak unequivocally: Understanding liberated from feeling is only one side of life, and not the decisive side. In the history of western thought, the name of Napoleon may be omitted, but in actual history Archimedes, with all his scientific discoveries, has perhaps been less influential than that soldier who slew him at the storming of Syracuse.” Now if a brick had fallen on the head of Archimedes, then, according to this theory, this brick would be more important, in the sense of real logical history, than all that originated with Archimedes. And mind you, this was not written by an ordinary journalist, but by one of the most clever people of the present time. That is exactly the significant point, that one of the cleverest men of the present writes in this way. And now exactly what is effective? Thinking? That just floats on top. What is effective is the blood. Anyone who speaks about the blood from the spiritual viewpoint, that is, speaks scientifically, will ask first of all how the blood originates, how the blood is related to man's nourishment. In the bowels blood does not yet exist; it is first created inside the human being himself. The flow of the blood down through the generations—well, if any kind of poor mystical idea can be formed, this is it. Nothing that nebulous mystics have ever said more or less distinctly about the inner soul-life was such poor mysticism as this Spenglerian mysticism of the blood. It refers to something that precludes all possibility, not only of thinking about it—of course that would make no difference to Oswald Spengler, because no one really needs to think, it is just one of the luxuries of life—but one should cease to speak about anything so difficult to approach as the blood, if one pretends to be an intelligent person, or even an intelligent higher animal. From this point of view, it is perfectly possible, then, to inaugurate a consideration of history with the following sentence: “All great historical events are sustained by such beings of a cosmic nature, as dwell in peoples, parties, armies, classes; while the history of the spirit runs its course in loose associations and circles, schools, educational classes, tendencies—in ‘isms.’ And here it is again a matter of destiny whether such a group finds a leader at the decisive moment of its greatest efficiency, or is blindly driven forward, whether the chance leaders are men of high caliber or totally insignificant personalities raised to the summit by the surge of events, like Pompey or Robespierre. It is the mark of the statesman that he comprehends with complete clarity the strength and permanence, direction and purpose of all these soul-masses which form and dissolve in the stream of time; nevertheless, here also it is a question of chance as to whether he will be able to rule them, or is dragged along by them.” In this way a consideration of history is inaugurated which lets the blood be the conqueror of everything that enters historical evolution through the spirit! Now: “One power may be overthrown only by another power, not by a principle, and against money, there is no other” (but blood, he means). “Money is vanquished and deposed only by blood. Life is the first and last, the illimitable cosmic flux in microcosmic form. It is the fact in the world as history. Before the irresistible rhythm of successive generations, everything that the waking life has built up in its worlds of spirit finally disappears. The fact of importance in history is life, always only life, the race, the triumph of the will to power, and not the victory of truths, discoveries, or money. World-history is world-judgment. It has always decided in favor of life that was more vigorous, fuller, more sure of itself, in favor, that is, of the right to live, whether it was just or not in the waking life; and it has always sacrificed truth and righteousness to power, to race, and has condemned to death men and whole peoples to whom truth was more precious than deeds, and justice more essential than power. Thus another drama of lofty culture, this whole wonderful world of divinities, arts, thoughts, battles, cities, closes with the primeval facts of the eternal blood, which is one and the same with the eternally circling, cosmic, undulating flood. The clear, form-filled waking existence plunges again into the silent service of life, as demonstrated by the Chinese epoch and by the Roman Empire. Time conquers space, and time it is whose inexorable passage imbeds on this planet the fleeting incident—culture, in the incident—man, a form in which the incident—life, flows along for a time, while behind it in the light-world of our eyes appear the flowing horizons of earth-history and star-history. “For us, however, whom destiny has placed in this culture at this moment of its evolution when money celebrates its last victories, and its successor, Caesarism, stealthily and irresistibly approaches, the direction is given within narrow limits which willing and compulsion must follow, if life is to be worth living.” Thus does Oswald Spengler point to the coming Caesarism, to that which is to come before the complete collapse of the cultures of the West, and into which the present culture will be transformed. I have put this before you today because truly the man who is awake—he matters little to Oswald Spengler—the man who is awake, even though he be an Anthroposophist, should take some account of what is happening. And so I wished from this point of view to draw your attention to a particular problem of the time. But it would be a poor conclusion if I were to say only this to you concerning this problem of our time. Therefore, before we must have a longer interval for my trip to Oxford, I will give another lecture next week Wednesday. |
9. Theosophy (1971): Body, Soul and Spirit
Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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[ 18 ] The spirit self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold one recognizes the revelations of the corporeal world. In what is true and good are to be found the revelations of the spiritual world. |
9. Theosophy (1971): Body, Soul and Spirit
Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument of thinking. A properly constructed eye serves us for seeing colors, and the suitably constructed brain serves us for thinking. The whole body of man is so formed that it receives its crown in the physical organ of the spirit, the brain. The construction of the human brain can only be understood by considering it in relation to its task—that of being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians the brain is small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] There are many prejudices prevalent regarding such statements about thinking as are presented here. Many people are inclined to under-value thinking and to place higher value on the warm life of feeling or emotion. Some even say it is not by sober thinking but by warmth of feeling and the immediate power of the emotions that we raise ourselves to higher knowledge. People who talk in this way are afraid they will blunt the feelings by clear thinking. This certainly does result from ordinary thinking that refers only to matters of utility. In the case of thoughts that lead to higher regions of existence, what happens is just the opposite. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation that are enkindled through the pure, crystal-clear thoughts that refer to the higher worlds. The highest feelings are, as a matter of fact, not those that come of themselves, but those that are achieved by energetic and persevering thinking. [ 3 ] The human body is so constructed that it is adapted to thinking. The same materials and forces that are present in the mineral kingdom are so combined in the human body that thought can manifest itself by means of this combination. This mineral structure built up in accordance with its function will be called in the following pages the physical body of man. [ 4 ] Organized with reference to the brain as its central point, this mineral structure comes into existence by propagation and reaches its fully developed form through growth. Man shares propagation and growth in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen that are combined in the crystal. The forces that shape an oak tree must be sought for indirectly in the germ-cells of the mother and father plants. The form of the oak is preserved through propagation from forefather to descendent. Thus, there are inner determining conditions innate in living things, and it was a crude view of nature that held lower animals, even fishes, to have evolved out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father and mother it has sprung from—in other words, on the species to which it belongs. The materials it is composed of are continually changing but the species remains constant during life and is transmitted to the descendants. Therefore, it is the species that determines the combination of the materials. This force that determines species will here be called life-force. Mineral forces express themselves in crystals, and the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses, and he can only perceive things for which he has such senses. Without the eye there is no perception of light; without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man—a kind of sense of touch (See Addendum 2). These organisms have no awareness of the world perceptible to man with the exception of those mineral forces that they perceive by the sense of touch. In proportion to the development of the other senses in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether what exists in the outer world exists also for the being itself as something perceptible. What is present in the air as a certain motion becomes in man the sensation of hearing. Man, however, does not perceive the manifestations of the life-force through the ordinary senses. He sees the colors of the plants; he smells their perfume. The life-force, however, remains hidden from this form of observation. Even so, those with ordinary senses have just as little right to deny that there is a life-force as the man born blind has to deny that colors exist. Colors are there for the person born blind as soon as he has undergone an operation. In the same way, the various species of plants and animals created by the life-force—not merely the individual plants and animals—are present for man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to him through the unfolding of this organ. He now perceives not merely the colors, the odors and other characteristics of living beings, but the life itself of these beings. In each plant and animal he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form, let it be called the ether body or life body.2 (Compare this also with what is said under Addendum 1) To the investigator of spiritual life this ether body is for him not merely a product of the materials and forces of the physical body, but a real independent entity that first calls forth into life these physical materials and forces. We speak in accordance with spiritual science when we say that a purely physical body derives its form—a crystal, for example—through the action of the physical formative forces innate in the lifeless. A living body does not receive its form through the action of these forces because in the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether body is an organism that preserves the physical body from dissolution every moment during life. In order to see this body, to perceive it in another being, the awakened spiritual eye is required. Without this ability its existence as a fact can still be accepted on logical grounds, but it can be seen with the spiritual eye just as color can be seen with the physical eye. We should not take offense at the expression “ether body.” “Ether” here designates something different from the hypothetical ether of the physicist. We should regard it simply as a name for what is described here. The structure of the physical body of the human being is a kind of reflection of its purpose, and this is also the case with the human etheric body. It can be understood only when it is considered in relation to the thinking spirit. The human etheric body differs from that of plants and animals through being organized to serve the purposes of the thinking spirit. Man belongs to the mineral world through his physical body, and he belongs through this etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether body into the life-world. By the word “body” is meant whatever gives a being shape or form. The term body must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book, the term body can also be applied to such forms as soul and spirit may assume. [ 6 ] The life-body is still something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may search forever in what is called the outer world but you will be unable to find sensation in it. Rays of light stream into the eye, penetrating it until they reach the retina. There they cause chemical processes in the so-called visual-purple. The effect of these stimuli is passed on through the optic nerve to the brain. There further physical processes arise. Could these be observed, we would simply see more physical processes just as elsewhere in the physical world. If I am able also to observe the ether body, I shall see how the physical brain process is at the same time a life-process. The sensation of blue color that the recipient of the rays of light experiences, however, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical and ether bodies, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. By that activity an inner experience is called forth from these operations. Without this activity there would be a mere life-process such as we observe in plants. Imagine a man receiving impressions from all sides. Think of him as the source of the activity mentioned above, flowing out in all directions from which he is receiving these impressions. In all directions sensations arise in response to the stimuli. This fountain of activity is to be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if, instead of a painting, I were to call up in memory merely the canvas. A statement similar to the one previously made in reference to the ether body must be made here about perceiving the sentient soul. The bodily organs are blind to it. The organ by which life can be perceived as life is also blind to it. The ether body is seen by means of this organ, and so through a still higher organ the inner world of sensation can become a special kind of supersensible perception. Then a man not only senses the impressions of the physical and life world, but he beholds the sensations themselves. The sensation world of another being is spread out before a man with such an organ like an external reality. One must distinguish between experiencing one's own sensation world, and looking at the sensation world of another person. Every man, of course, can see into his own sensation world. Only the seer with the opened spiritual eye can see the sensation world of another. Unless a man is a seer, he knows the world of sensation only as an inner one, only as the peculiar hidden experiences of his own soul. With the opened spiritual eye there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner nature of another being. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not experience in himself what the other being experiences as the content of his world of sensation. The other being experiences the sensations in question from the point of view of his own inner nature. The seer, however, becomes aware of a manifestation or expression of the sentient world. [ 8 ] The sentient soul's activity depends entirely on the ether body. The sentient soul draws from the ether body what it in turn causes to gleam forth as sensation. Since the ether body is the life within the physical body, the sentient soul is also directly dependent on the physical body. Only with correctly functioning and well-constructed eyes are correct color sensations possible. It is in this way that the nature of the body affects the sentient soul, and it is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalized by the ether body, and itself limits the sentient soul. A man, therefore, who has the organ mentioned above for seeing the sentient soul sees it limited by the body, but its limits do not coincide with those of the physical body. This soul extends somewhat beyond the physical body and proves itself to be greater than the physical body. The force through which its limits are set, however, proceeds from the physical body. Thus, between the physical body and the ether body on the one hand, and the sentient soul on the other, another distinct member of the human constitution inserts itself. This is the soul body or sentient body. It may also be said that one part of the ether body is finer than the rest and this finer part forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. The sentient soul, nevertheless, extends, as has been said, beyond the soul body. [ 9 ] What is here called sensation is only a part of the soul nature. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] The sentient soul enters into mutual action and reaction with the body, and also with thinking, with the spirit. In the first place, thinking serves the sentient soul. Man forms thoughts about his sensations and thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over and reaches the thought, “Fire burns.” Man does not follow his impulses, instincts, and passions blindly but his reflection upon them brings about the opportunity for him to gratify them. What one calls material civilization is motivated entirely in this direction. It consists in the services that thinking renders to the sentient soul. Immeasurable quantities of thought-power are directed to this end. It is thought-power that has built ships, railways, telegraphs and telephones, and by far the greatest proportion of these conveniences serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul similarly to the way the formative life-force permeates the physical body. The formative life-force connects the physical body with forefathers and descendants and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animals. In animals also we observe the presence of sensations, impulses, instincts and passions. The animal, however, obeys these immediately and they do not become interwoven with independent thoughts thereby transcending the immediate experiences (See Addendum 4). This is also the case to a certain extent with undeveloped human beings. The mere sentient soul, therefore, differs from the evolved higher member of the soul that brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. It could also be called the mind soul. [ 11 ] The intellectual soul permeates the sentient soul. The one who possesses the organ for seeing the soul sees the intellectual soul as a separate entity in contrast to the mere sentient soul. [ 12 ] By thinking, the human being is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the universe, and he feels at home in the universe because this conformity exists. This conformity is one of the weighty facts through which he learns to know his own nature. He searches in his soul for truth and through this truth it is not only the soul that speaks but also the things of the world. What is recognized as truth by means of thought has an independent significance that refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being. The thoughts I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence. It is not in the same way absurd, however, to speak of my thoughts, even without reference to myself, because the truth that I think today was true also yesterday and will be true tomorrow, although I concern myself with it only today. If a fragment of knowledge gives me joy, the joy has significance just as long as it lives in me, whereas the truth of the knowledge has its significance quite independently of this joy. By grasping the truth, the soul connects itself with something that carries its value in itself. This value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away. It has a significance that cannot be destroyed. This is not contradicted by the fact that certain human truths have a value that is transitory inasmuch as they are recognized after a certain period as partial or complete errors. Man must say to himself that truth after all exists in itself, although his conceptions are only transient forms of manifestation of the eternal truths. Even someone who says, like Lessing, that he contents himself with the eternal striving for truth because the full pure truth can only exist for a god, does not deny the eternity of truth but establishes it by such an utterance. Only what has an eternal significance in itself can call forth an eternal striving for it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, it could not be the one unique goal for all mankind. By the very fact of our striving for truth, we concede its independent being. [ 13 ] As it is with the true, so is it with the truly good. Moral goodness is independent of inclinations and passions inasmuch as it does not allow itself to be commanded by them but commands them. Likes and dislikes, desire and loathing belong to the personal soul of a man. Duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. A man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognized as duty. The morally good has, like truth, its eternal value in itself and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. An imperishable light is kindled in it. In so far as the soul lives in this light, it is a participant in the eternal and unites its existence with it. What the soul carries within itself of the true and the good is immortal in it. Let us call what shines forth in the soul as eternal, the consciousness soul. We can speak of consciousness even in connection with the lower soul stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. The kernel of human consciousness, that is, the soul within the soul, is what is here meant by consciousness soul. The consciousness soul is thus distinguished as a member of the soul distinct from the intellectual soul, which is still entangled in the sensations, impulses and passions. Everyone knows how a man at first counts as true what he prefers in his feelings and desires. Only that truth is permanent, however, that has freed itself from all flavor of such sympathy and antipathy of feeling. The truth is true even if all personal feelings revolt against it. That part of the soul in which this truth lives will be called consciousness soul. [ 15 ] Thus three members must be distinguished in the soul as in the body, namely, sentient soul, intellectual soul and consciousness soul. As the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. The more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to see the soul, the splendor radiating forth from a man in whom the eternal is expanding is just as much a reality as the light that streams out from a flame is real to the physical eye. For the seer, the corporeal man counts as only part of the whole man. The physical body as the coarsest structure lies within others that mutually interpenetrate it and each other. The ether body fills the physical body as a life-form. The soul body (astral shape) can be perceived extending beyond this on all sides. Beyond this, again, extends the sentient soul, and then the intellectual soul, which grows the larger the more of the true and the good it receives into itself. This true and good causes the expansion of the intellectual soul. On the other hand, a man living only and entirely according to his inclinations, likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These organizations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The perception of this aura, when seen as this book endeavors to present it, indicates an enrichment of man's soul nature. [ 16 ] In the course of his development as a child, there comes a moment in the life of a man when for the first time he feels himself to be an independent being distinct from all the rest of the world. For sensitive natures, it is a significant experience. The poet, Jean Paul, says in his autobiography, “I shall never forget the event that took place within me, hitherto narrated to no one and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a small child I stood one morning at the door of the house looking towards the wood-pile on my left, when suddenly the inner vision, I am an I, came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and forever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence that took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is known that little children say of themselves, “Charles is good.” “Mary wants to have this.” One feels it is to be right that they speak of themselves as if of others because they have not yet become conscious of their independent existence, and the consciousness of the self is not yet born in them (See Addendum 5). Through self-consciousness man describes himself as an independent being separate from all others, as “I.” In his “I” he brings together all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I,” and in them it acts. Just as the physical body has its center in the brain, so has the soul its center in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world, realizing itself in external actions. The “I” as the particular and essential being of man remains quite invisible. With excellent judgment, therefore, does Jean Paul call a man's recognition of his ego an “occurrence taking place only in the veiled holy of holies of a human being,” for with his “I” man is quite alone. This “I” is the very man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the sheaths or veils within which he lives, and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these tools ever more as instruments of service to his ego. The little word “I” is a name which differs from all others. Anyone who reflects in an appropriate manner on the nature of this name will find that in so doing an avenue opens itself to the understanding of the human being in the deeper sense. Any other name can be applied to its corresponding object by all men in the same way. Anybody can call a table, table, or a chair, chair. This is not so with the name “I.” No one can use it in referring to another person. Each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the soul refer to itself as “I.” When man therefore says “I” to himself, something begins to speak in him that has to do with none of the worlds from which the sheaths so far mentioned are taken. The “I” becomes increasingly the ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organized, the more varied and the more richly colored is the aura. The effect of the “I” on the aura can be seen by the seer. The “I” itself is invisible even to him. This remains truly within the “veiled holy of holies of a human being.” The “I” absorbs into itself the rays of the light that flame forth in him as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it, but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul, but the spirit lives in the “I”. What there is of spirit in it is eternal, for the “I” receives its nature and significance from that with which it is bound up. In so far as it lives in the physical body, it is subject to the laws of the mineral world; through its ether body to the laws of propagation and growth; by virtue of the sentient and intellectual souls, to the laws of the soul world; in so far as it receives the spiritual into itself it is subject to the laws of the spirit. What the laws of mineral and of life construct, come into being and vanishes. The spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness soul, one must, nevertheless, say that this “I” raying out from it fills the whole soul, and through it exerts its action upon the body. In the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a sheath or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming and living as “I” will be called spirit self because it manifests as the “I,” or ego, or self of man. The difference between the spirit self and the consciousness soul can be made clear in the following way. The consciousness soul is in touch with the self-existent truth that is independent of all antipathy and sympathy. The spirit self bears within it the same truth, but taken up into and enclosed by the “I,” individualized by it, and absorbed into the independent being of the individual. It is through the eternal truth becoming thus individualized and bound up into one being with the “I” that the “I” itself attains to the eternal. [ 18 ] The spirit self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold one recognizes the revelations of the corporeal world. In what is true and good are to be found the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.5 Even the most simple thought contains intuition because one cannot touch thought with the hands or see it with the eyes. Its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the ego of the one something quite different from what exists in the ego of the other. Yet the sensation of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than the other. If objects revealed themselves through sensation only, there could be no progress in spiritual development. Even the savage is affected by nature, but the laws of nature reveal themselves only to the thoughts fructified by intuition of the more highly developed man. The stimuli from the outer world are felt also by the child as incentives to the will, but the commandments of the morally good disclose themselves to him in the course of his development in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] There could be no color sensations without physical eyes, and there could be no intuitions without the higher thinking of the spirit self. As little as sensation creates the plant in which color appears does intuition create the spiritual realities about which it is merely giving knowledge. [ 20 ] The ego of a man that comes to life in the soul draws into itself messages from above, from the spirit world, through intuitions, and through sensations it draws in messages from the physical world. In so doing it makes the spirit world into the individualized life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” flaming forth in it, opens its portals on two sides—towards the corporeal and towards the spiritual. [ 21 ] Now the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess within its organs for perceiving the corporeal world outside itself. The spiritual world, on the other hand, with its spiritual substances, and spiritual forces, builds a spirit body in which the `I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit substance, spirit body, contain contradictions according to the literal meaning of the words. They are only used to direct attention to what, in the spiritual region, corresponds to the physical substance, the physical body of man See Addendum 6). [ 22 ] Within the physical world each human body is built up as a separate being, and within the spirit world the spirit body is also built up separately. For man there is an inner and an outer in the spirit world just as in the physical world there is an inner and an outer. Man takes in the materials of the physical world around him and assimilates them in his physical body, and he also takes up the spiritual from the spiritual environment and makes it into his own. The spiritual is the eternal nourishment of man. Man is born of the physical world, and he is also born of the spirit through the eternal laws of the true and the good. He is separated as an independent being from the spirit world outside him, and he is separated in the same manner from the whole physical world. This independent spiritual being will be called the spirit man. [ 23 ] If we investigate the human physical body, it is found to contain the same materials and forces as are to be found outside in the rest of the physical world. It is the same with the spirit man. In it pulsate the elements of the external spirit world. In it the forces of the rest of the spirit world are active. Within the physical skin a being is enclosed and limited that is alive and feels. It is the same in the spirit world. The spiritual skin that separates the spirit man from the unitary spirit world makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world. Let us call this “spiritual skin” (auric sheath) the spirit sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The spirit man lives within this spirit sheath. It is built up by the spiritual life force in the same way as the physical body is by the physical life force. In a similar way to that in which one speaks of an ether body, one must speak of an ether spirit in reference to the spirit man. Let his ether spirit be called life spirit. The spiritual nature of man is thus composed of three parts, spirit man, life spirit and spirit self. [ 25 ] For one who is a seer in the spiritual regions, this spiritual nature of man is, as the higher, truly spiritual part of the aura, a perceptible reality. He sees the spirit man as life spirit within the spirit sheath, and he sees how this life spirit grows continually larger by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit sheath continually increases, widens out through what is brought into it, and how the spirit man becomes ever larger and larger. In so far as this becoming larger is seen spatially, it is of course only a picture of the reality. This fact notwithstanding, the human soul is directed towards the corresponding spiritual reality in conceiving this picture because the difference between the spiritual and the physical nature of man is that the physical nature has a limited size while the spiritual nature can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Color and form are given to the one by the physical existence of a man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical element after its own manner surrenders itself and builds up a body that allows a soul to live within it. The “I” surrenders itself and allows the spirit to develop in it, which now for its part permeates the soul and gives the soul its goal in the spirit world. Through the body the soul is enclosed in the physical. Through the spirit man there grow wings for movement in the spiritual world. [ 26 ] In order to comprehend the whole man one must think of him as put together out of the components mentioned above. The body builds itself up out of the world of physical matter in such a way that this structure is adapted to the requirements of the thinking ego. It is permeated with life force and becomes thereby the etheric or life body. As such it opens itself through the sense organs towards the outer world and becomes the soul body. The sentient soul permeates this and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations. It has its own inner life, fertilized through thinking on the one hand and through sensations on the other. The sentient soul thus becomes the intellectual soul. It is able to do this by opening itself to the intuitions from above as it does to sensations from below. Thus it becomes the consciousness soul. This is possible because the spirit world builds into it the organ of intuition, just as the physical body builds for it the sense organs. The senses transmit sensations by means of the soul body, and the spirit transmits to it intuitions through the organ of intuition. The spiritual human being is thereby linked into a unity with the consciousness soul, just as the physical body is linked with the sentient soul in the soul body. Consciousness soul and spirit self form a unity. In this unity the spirit man lives as life spirit in the same way that the ether body forms the bodily life basis for the soul body. Thus, as the physical body is enclosed in the physical skin, so is the spirit man in the spirit sheath. The members of the whole man are therefore as follows:
Soul body (C) and sentient soul (D) are a unity in the earthly human being. In the same way consciousness soul (F) and spirit self (G) are a unity. Thus there come to be seven members in earthly man.
[ 27 ] In the soul the “I” flashes forth, receives the impulse from the spirit, and thereby becomes the bearer of the spiritual human being. Thus man participates in the three worlds, the physical, the soul and the spiritual. He is rooted in the physical world through his physical body, ether body and soul body, and through the spirit self, life spirit and spirit man he comes to flower in the spiritual world. The stalk, however, that takes root in the one and flowers in the other is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” flashes forth in the consciousness soul, it nevertheless penetrates the whole soul being. The parts of this soul being are not at all as distinctly separate as are the members of the bodily nature. They interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life body, astral body and “I.” The expression astral body designates what is formed by considering the soul body and sentient soul as a unity. This expression is found in the older literature, and may be applied here in a somewhat broad sense to what lies beyond the sensibly perceptible in the constitution of man. Although the sentient soul is in certain respects energized by the “I,” it is still so intimately connected with the soul body that a single expression is justified when united. When now the “I” saturates itself with the spirit self, this spirit self makes its appearance in such a way that the astral body is transmuted from within the soul. In the astral body the impulses, desires and passions of man are primarily active in so far as they are felt by him. Sense perceptions also are active therein. Sense perceptions arise through the soul body as a member in man that comes to him from the external world. Impulses, desires and passions arise in the sentient soul in so far as it is energized from within, before this inner part has yielded itself to the spirit self. This expresses itself in the illumination of the impulses, desires and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses and desires. To the extent to which it has become this, the spirit self manifests in the astral body, and the astral body is transmuted thereby. The astral body itself then appears as a two-fold body—partly untransmuted and partly transmuted. We can, therefore, designate the spirit self manifesting itself in man as the transmuted astral body. A similar process takes place in the human individual when he receives the life spirit into his “I.” The life body then becomes transmuted, penetrated with life spirit. The life spirit manifests itself in such a way that the life body becomes quite different from what it was. For this reason it can also be said that the life spirit is the transmuted life body. If the “I” receives the spirit man, it thereby receives the necessary force to penetrate the physical body. Naturally, that part of the physical body thus transmuted is not perceptible to the physical senses, because it is just this spiritualized part of the physical body that has become the spirit man. It is then present to the physical senses as physical, and insofar as this physical is spiritualized, it has to be beheld by spiritual perceptive faculties, because to the external senses the physical, even when penetrated by the spiritual, appears to be merely sensible. (See Addendum 3) Taking all this as basis, the following arrangement may also be given of the members of man:
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9. Theosophy (1965): Body, Soul and Spirit
Translated by Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. |
9. Theosophy (1965): Body, Soul and Spirit
Translated by Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument for thinking. Just as man can only see colours with a properly constructed eye, so the suitably constructed brain serves him for thought. The whole body of man is so formed that it receives its crown in the organ of the spirit, the brain. The construction of the human brain can be understood only by considering it in relation to its task, which consists in being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians we find the brain small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] Many prejudices are prevalent regarding such statements about thinking as are brought forward here. Many persons are inclined to undervalue thinking, and to place higher the “warm life of feeling” or “emotion.” Some, indeed, say it is not by “sober thinking,” but by warmth of feeling, by the immediate power of “the emotions,” that one raises oneself to higher knowledge. People who talk thus fear to blunt the feelings by clear thinking. This certainly does result from the ordinary thinking that is concerned only with matters of utility; but in the case of thoughts that lead to higher regions of existence, the opposite happens. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation enkindled through the pure, crystal-clear thoughts which relate to higher worlds. For the highest feelings are as a matter of fact not those which come “of themselves,” but those which are achieved by energetic and persevering work in the realm of thought. [ 3 ] The human body is so built as to be adapted to thinking. The same materials and forces which are present in the mineral kingdom are so combined in the human body that by means of this combination thought can manifest itself. This mineral construction, built up in accordance with its task, will be called in the following pages the physical body of man. [ 4 ] This mineral structure which is organised with reference to the brain as its central point, comes into existence through propagation and reaches its fully developed form through growth. Propagation and growth man shares in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen which are combined in the crystal. The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. It was a crude view of Nature which held that lower animals, even fishes, could evolve out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. Therefore the species is that which determines the combination of the materials. This force which determines species will be here called Life-force. Just as the mineral forces express themselves in the crystals, so the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses; and he can only perceive that for which he has such senses. Without the eye there is no perception of light, without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man: a kind of sense of touch. Nothing can be perceived by such organisms, in the way a human being perceives, except those mineral forces which make themselves known through the sense of touch. In proportion as the other senses are developed in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether that which exists in the outer world exists also for the being itself, as perception, as sensation. What is present in the air as a certain motion becomes in man the sensation of hearing. Man does not perceive the manifestations of the life-force through the ordinary senses. He sees the colours of the plants; he smells their perfume; the life-force remains hidden from this form of observation. But the ordinary senses have just as little right to deny that there is a life-force as has the man born blind to deny that colours exist. Colours are there for the person born blind as soon as he has been operated upon; in the same way, the objects, the various species of plants and animals created by the life-force (not merely the individual plants and animals) are present to man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to man through the unfolding of this organ. He now perceives, not merely the colours, the odours, etc., of the living beings, but the life itself of these beings. In each plant, in each animal, he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form let it be called the ether-body, or life-body.1 To the investigator of spiritual life, this matter presents itself in the following manner. The ether-body is for him not merely a product of the materials and forces of the physical body, but a real independent entity which first calls forth these physical materials and forces into life. It is in accordance with spiritual science to say: a purely physical body, a crystal for example, has its form through the action of the physical formative forces innate in that which is lifeless. A living body has its form not through the action of these forces, because the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether-body is an organism which preserves the physical body every moment during life from dissolution. In order to see this body, to perceive it in another being, one requires the awakened “spiritual eye.” Without this, its existence can be accepted as a fact on logical grounds; but one can see it with the spiritual eye as one sees colour with the physical eye. Offence should not be taken at the expression “ether-body.” “Ether” here designates something different from the hypothetical ether of the physicist. It should be regarded simply as a name for what is described here. And just as the physical body of man in its construction is a kind of reflection of its purpose, so is this also the case with man's etheric body. Moreover, it can be understood only when considered in relation to the thinking spirit. The etheric body of man differs from that of plants and animals, through being organised to serve the purposes of the thinking spirit. Just as man belongs to the mineral world through his physical body, he belongs through his etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether-body into the life-world. By the word “body” is denoted that which gives any kind of being “shape” or “form.” The term “body” must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book the term “body” can also be applied to such forms as soul and spirit may assume. [ 6 ] In the life-body we still have something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may trace ever so far what one is justified in calling the outer world, but you will not be able to find sensation. Rays of light stream into the eye, penetrating it till they reach the retina. There they call forth chemical processes (in the so-called visual-purple); the effect of these stimuli is passed on through the optic nerve to the brain where further physical processes arise. Could one observe these, one would simply see physical processes, just as elsewhere in the physical world. If I were able to observe the ether-body, I should see how the physical brain-process is at the same time a life-process. But the sensation of blue colour, which the recipient of the rays of light has, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical body and the ether-body, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. It is an activity by which an inner experience is called forth from these operations. Without this activity there would be a mere life-process, such as is to be observed in plants. If one pictures a man receiving impressions from all sides, one must think of him at the same time as the source of the above-mentioned soul-activity which flows out from him to all the directions from which he is receiving the impressions. In all directions soul-sensations arise in response to the physical impacts. This fountain of activity shall be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me, and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if I were to call up in my mind, instead of a painting—merely the canvas. A similar statement has to be made in regard to perceiving the sentient soul, as was previously made in reference to the ether-body. The bodily organs are “blind” to it. And blind to it also is the organ by which life can be perceived as life. But just as the ether-body is seen by means of this organ, so through a still higher organ can the inner world of sensation become a special kind of supersensible perception. A man would then not only sense the impressions of the physical and life-world, but would behold the sensations themselves. Before a man with such an organ, the sensation world of another being is spread out like an external reality. One must distinguish between experiencing one's own world of sensation, and looking at that of another person. Every man of course can look into his own world of sensation; only the seer with the opened “spiritual eye” can see another person's world of sensation. Unless a man be a seer, he knows the world of sensation only as an “inner” one, only as the peculiar hidden experiences of his own soul; with the opened “spiritual eye” there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner being of another person. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not simply experience in himself what the other being has within him as content of his world of sensation. That being experiences the sensations in question from the point of view of his own inner being; the seer becomes aware of a manifestation of the world of sensation. [ 8 ] The sentient soul depends, as regards its activity, on the ether-body. For it draws from it that which it will cause to gleam forth as sensation. And since the ether-body is the life within the physical body, therefore the sentient soul is also indirectly dependent on the latter. Only with properly functioning and well-constructed eyes are correct colour sensations possible. It is in this way that the nature of the body affects the sentient soul. The latter is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalised by the ether-body, and limits even the sentient soul. A man, therefore, who has the above-mentioned organ for “seeing” the sentient soul, knows it to be conditioned by the body. But the boundary of the sentient soul does not coincide with that of the physical body. It extends somewhat beyond the physical body. From this one sees that it proves itself to be greater than the physical body. Nevertheless the force through which its limits are set proceeds from the physical body. Thus between the physical body and the ether-body, on the one hand, and the sentient soul on the other, there inserts itself another distinct member of the human being. This is the soul-body or sentient body. One can express this in another way. One part of the ether-body is finer than the rest, and this finer part of the ether-body forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. Nevertheless, the sentient soul extends, as has been said, beyond the soul-body. [ 9 ] What is here called sensation is only a part of the soul-being. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] Just as the sentient soul enters into mutual action and reaction with the body, so does it also in thinking, with the spirit. In the first place thinking serves the sentient soul. Man forms thoughts about his sensations. He thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over, and reaches the thought “fire burns.” Nor does man follow blindly his impulses, instincts, passions; his thinking about them brings about the opportunity through which he can gratify them. What is called material civilisation moves entirely in this direction. It consists in the services which thinking renders to the sentient soul. An immeasurable amount of thought-power is directed to this end. It is thought-power that has built ships, railways, telegraphs, telephones; and by far the greatest proportion of all this serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul in a similar way to that in which the formative-life-force permeates the physical body. The formative-life-force connects the physical body with forefathers and descendants, and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animal. In animals, also, we observe the presence of sensations, impulses, instincts and passions. But the animal obeys these immediately. They do not, in its case, become interwoven with independent thoughts, transcending the immediate experiences.2 This is also the case to a certain extent with undeveloped human beings. The mere sentient soul is therefore different from the evolved higher member of the soul which brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. One could also call it the mind-soul. [ 11 ] The intellectual soul permeates the sentient soul. He who has the organ for “seeing” the soul sees, therefore, the intellectual soul as a separate entity, in relation to the mere sentient soul. [ 12 ] By thinking, man is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the world. And he feels at home in the world because this conformity exists. This conformity is one of the weighty facts through which man learns to know his own nature. Man searches in his soul for truth; and through this truth it is not only the soul that speaks, but the things of the world. That which is recognised as truth by means of thought has an independent significance, which refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being; the thoughts which I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence; but it is not in the same way absurd to speak of my thoughts, even without reference to myself. For the truth which I think to-day was true also yesterday; will be true to-morrow, although I concern myself with it only to-day. If a piece of knowledge gives me joy, the joy has significance just so long as it lives in me; the truth of the knowledge has its significance quite independently of this joy. By grasping the truth the soul connects itself with something that carries its value in itself. And this value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away: it has a significance which cannot be destroyed. This is not contradicted by the fact that certain human “truths” have a value which is transitory, inasmuch as they are recognised after a certain period as partial or complete errors. A man must say to himself that truth exists in itself, and that his conceptions are only transient forms of eternal truths. Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, then it could not be the one unique goal for all mankind. One concedes its independent being by the very fact that one sets oneself to strive after it. [ 13 ] And as it is with the true, so it is with the truly good. Moral goodness is independent of inclinations and passions, inasmuch as it does not allow itself to be commanded by, but commands them. Likes and dislikes, desire and loathing belong to the personal soul of man; duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. And a man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognised as duty. Moral goodness has, like truth, its eternal value in itself, and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. The eternal spirit shines into it. A light is kindled in it which is imperishable. In so far as the soul lives in this light, it is a participant of the eternal. It unites therewith its own existence. What the soul carries within itself of the true and the good is immortal in it. Let us call that which shines forth in the soul as eternal the consciousness-soul.3 We can speak of consciousness even in connection with the lower soul-stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. By consciousness-soul is meant the kernel of human consciousness, the soul within the soul. The consciousness-soul is thus distinguished as a distinct member of the soul from the intellectual soul. This latter is still entangled in the sensations, the impulses, the passions, etc. Everyone knows how at first he counts as true that which he prefers in his feelings, and so on. Only that truth, however, is permanent which has freed itself from all flavour of such sympathy and antipathy of feeling. The truth is true, even if all personal feelings revolt against it. The part of the soul in which this truth lives will be called consciousness-soul. [ 15 ] Thus three members have to be distinguished in the soul as in the body: sentient soul, intellectual soul, consciousness-soul. And just as the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. For the more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to “see” the soul, the radiance which proceeds from a human being because his eternal element is expanding, is just as much a reality as the light which streams out from a flame is real to the physical eye. For the “seer” the corporeal man counts as only part of the whole man. The physical body, as the coarsest structure, lies within others, which mutually interpenetrate both it and each other. The ether-body fills the physical body as a life-form; extending beyond this on all sides is to be perceived the soul-body (astral form). And beyond this, again, extends the sentient soul, then the intellectual soul which grows the larger the more it receives into itself of the true and the good. For this true and good cause the expansion of the intellectual soul. A man living only and entirely according to his inclinations, his likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These formations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The aura is that in regard to which the “being of man” becomes enriched, when it is seen as this book endeavours to present it. [ 16 ] In the course of his development as a child, there comes the moment in the life of a man in which, for the first time, he feels himself to be an independent being distinct from the whole of the rest of the world. For finely strung natures it is a significant experience. The poet Jean Paul says in his autobiography: “I shall never forget the event which took place within me, hitherto narrated to no one, and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a very small child I stood at the door of the house one morning, looking towards the wood pile on my left, when suddenly the inner vision, ‘I am an I’ came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and for ever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence which took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is well known that little children say of themselves, “Charles is good,” “Mary wants to have this.” One feels it to be right that they speak of themselves as if of others, because they have not yet become conscious of their independent existence, because the consciousness of the self is not yet born in them. Through self-consciousness, man describes himself as an independent being, separate from all others, as “I.” In “I” man includes all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I;” in them it acts. Just as the physical body has its centre in the brain, so has the soul its centre in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world in that it realises itself in external actions. The “I” as the essential being of man remains quite invisible. Excellently, therefore, does Jean Paul call a man's recognition of his ego an occurrence taking place only in his veiled holy of holies; for with his “I” man is quite alone. And this “I” is the man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the “sheaths” or “veils” within which he lives; and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these instruments ever more and more as servants of his ego. The little word “I” is a name which differs from all other names. Anyone who reflects in an appropriate manner on the nature of this name, will find that in so doing an avenue to the understanding of the human being in the deeper sense is revealed. Every other name can be applied to its corresponding object by all men in the same way. Everybody can call a table “table” or a chair “chair.” This is not so with the name “I.” No one can use it in referring to another person; each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the human being refer to himself as “I.” When the human being therefore says “I” to himself, something begins to speak in him that has nothing to do with any one of the worlds from which the sheaths so far mentioned are taken. The “I” becomes ever more and more ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organised, the more varied and the more richly coloured is the aura. The effect of the “I” on the aura can be seen by the “seeing” person. The “I” itself is invisible even to him; this remains truly within the veiled “holy of holies.” But the “I” absorbs into itself the rays of the light which flashes up in a man as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it; but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul; but the spirit lives in the “I.” And what there is of spirit in the “I” is eternal. For the “I” receives its nature and significance from that with which it is bound up. In so far as it experiences itself in the physical body, it is subject to the laws of the mineral world; through its ether-body to the laws of propagation and growth; by virtue of the sentient and intellectual souls to the laws of the soul-world in so far as it receives the spiritual into itself it is subject to the laws of the spirit. That which the laws of mineral and of life construct, comes into being and vanishes; but the spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness-soul, one must nevertheless say that this “I,” raying out from it, fills the whole of the soul, and through the soul exerts its action upon the body. And in the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a “sheath” or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming an “I” and living as “I” will be called Spirit-self, because it manifests as the “I,” or ego, or “self” of man. The difference between the “Spirit-self” and the “consciousness-soul” can be made clear in the following way. The consciousness-soul is in touch with the self-existent truth which is independent of all antipathy and sympathy; the Spirit-self bears within it the same truth, but taken up into and enclosed by the “I,” individualised by the latter and absorbed into the independent being of the man. It is through the eternal truth becoming thus individualised and bound up into one being with the “I,” that the “I” itself attains to eternity. [ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.4 Even the most simple thought contains intuitions, for one cannot touch it with the hands or see it with the eyes; its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the “I” of the one something quite different from that which is in the “I” of the other. And yet the sensations of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than can the other. If objects revealed themselves through sensation alone, there could be no progress in spiritual development. Even the savage is affected by Nature; but the laws of Nature reveal themselves only to the thoughts, fructified by intuition, of the more highly developed man. The stimuli from the outer world are felt even by the child as incentives to the will; but the commandments of the morally good disclose themselves to him only in the course of his development, in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] Just as there could be no colour sensations without physical eyes, so there could be no intuitions without the higher thinking of the Spirit-self. And as little as sensation creates the plant on which the colour appears, does intuition create the spiritual realities about which it is merely giving information. [ 20 ] The “I” of a man, which comes to life in the soul, draws into itself messages from above, from the spirit-world, through intuitions, just as through sensations it draws in messages from the physical world. And in so doing it fashions the spirit-world into the individualised life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” lighting up in it, opens its portals on two sides; towards the corporeal and towards the spiritual. [ 21 ] Now just as the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess organs to perceive the corporeal world outside itself, so does the spirit-world build, with its spirit-substances and spirit-forces, a spirit-body in which the “I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit-substance, spirit-body contain a contradiction, according to the literal meaning of the words. They are used only in order to direct attention to what, in the spiritual, corresponds to the physical body of man.) [ 22 ] Just as within the physical world each human body is built up as a separate physical being, so is the spirit-body within the spirit-world. In the spirit-world there is an “inner” and an “outer” for man just as there is in the physical world. As man takes in the materials of the physical world around him and assimilates them in his physical body, so does he take up the spiritual from the spiritual environment and make it into his own. The spiritual is the eternal nourishment of man. And as man is born out of the physical world, so is he born out of the spirit through the eternal laws of the true and the good. He is separated from the spirit-world outside him, as he is separated from the whole physical world, as an independent being. This independent spiritual being will be called the Spirit-man. [ 23 ] If we investigate the human physical body, we find the same materials and forces in it as are to be found outside it in the rest of the physical world. It is the same with the Spirit-man. In it pulsate the elements of the external spirit-world; in it the forces of the rest of the spirit-world are active. As within the physical skin a being is enclosed and limited which is alive and feels, so also is it in the spirit-world. The spiritual skin, which separates the Spirit-man from the homogeneous spirit-world, makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world—let us call this “spiritual skin” (auric sheath) the spirit-sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution, so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The Spirit-man lives within this spirit-sheath. It is built up by the spiritual life-force. In a similar way to that in which one speaks of an ether-body, one must therefore speak of an ether-spirit in reference to the Spirit-man. Let this ether-spirit be called Life-spirit. The spiritual being of man therefore is composed of three parts, Spirit-man, Life-spirit, and Spirit-self. [ 25 ] For one who is a “seer” in the spiritual regions, this spiritual being of man is a perceptible reality as the higher, truly spiritual part of the aura. He “sees” the Spirit-man as Life-spirit within the spirit-sheath; and he “sees” how this “Life-spirit” grows continually larger, by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit-sheath continually increases, widens out through what is brought into it, and how the Spirit-man becomes ever larger and larger. In so far as this “becoming larger” is “seen” spatially, it is of course, only a picture of the reality. In spite of this, man's soul is directed towards the corresponding spiritual reality in conceiving this picture. For the difference between the spiritual and the physical being of man is that the latter has a limited size while the former can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Colour and form are given to the one by the physical existence of man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical, after its own manner, yields itself and builds up a body that allows a soul to live within it; and the “I” yields itself and allows to develop in it the spirit, which now for its part permeates the soul and gives it the goal in the spirit-world. Through the body the soul is enclosed in the physical; through the Spirit-man there grow wings for its movement in the spiritual world. [ 26 ] In order to comprehend the whole man, one must think of him as put together out of the components above mentioned. The body builds itself up out of the world of physical matter in such wise that its construction is adapted to the requirements of the thinking ego. It is penetrated with life-force, and thereby becomes the etheric or life-body. As such it opens itself through the sense-organs towards the outer world and becomes the soul-body. This the sentient soul permeates and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations; it has its own inner life which it fertilises through thinking, on the one hand, as it does through sensations on the other. It thus becomes the intellectual soul. It is able to do this by opening itself to intuitions from above, as it does to sensations from below. Thus it becomes the consciousness-soul. This is possible for it because the spirit-world builds into it the organ of intuition, just as the physical body builds for it the sense-organs. As the senses transmit to the human organism sensations by means of the soul-body, so does the spirit transmit to it intuitions through the organ of intuition. The Spirit-self is thereby linked into a unity with the consciousness-soul, just as the physical body is with the sentient soul in the soul-body. Consciousness-soul and Spirit-self form a unity. In this unity the Spirit-man lives as Life-spirit, just as the etheric body forms the bodily basis for the soul-body. And as the physical body is enclosed in the physical skin, so is the Spirit-man in the spirit-sheath. The members of the whole man are therefore as follows:
[ 1 ] Soul-body (C) and sentient soul (D) are a unity in the earthly man; in the same way are consciousness-soul (F) and Spirit-self (G) a unity. Thus there come to be seven parts in the earthly man.5
[ 27 ] In the soul the “I” flashes forth, receives the impetus from the spirit and thereby becomes the bearer of the Spirit-man. Thus man participates in the “three worlds,” the physical, the soul, and the spiritual. He is rooted in the physical world through his physical body, ether-body, and soul-body and blossoms through the Spirit-self, Life-spirit, and Spirit-man up into the spiritual world. The stalk, however, which takes root in the one and blossoms in the other, is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” lights up in the consciousness-soul it nevertheless penetrates the whole soul-being. The parts of this soul-being are not at all as distinctly separate as are the limbs of the body: they interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness-soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life-body, astral body, and “I.” The expression astral body designates here what is formed by soul-body and sentient soul together. This expression is found in the older literature, and may be applied here in a somewhat broad sense to that in the constitution of man which lies beyond the sensibly perceptible. Although the sentient soul is in certain respects energised by the “I” it is still so intimately connected with the soul-body that, in thinking of both as united, a single expression is justified. When, now, the “I” saturates itself with the Spirit-self, then this Spirit-self makes its appearance in such wise that the astral body is worked over from within the soul. In the astral body there are primarily active the impulses, desires, and passions of man, in so far as they are felt by him; sense-perceptions are also active in it. Sense-perceptions arise through the soul-body as a member in man which comes to him from the external world. Impulses, desires, and passions, etc., arise in the sentient soul, in so far as it is energised from within, before this “inner” has yielded itself to the Spirit-self. If the “I” saturates itself with the Spirit-self, then the soul energises the astral body with this Spirit-self. This expresses itself in the illumination of the impulses, desires, and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses, desires, etc. To the extent to which it has become this the Spirit-self manifests in the astral body. And the astral body is thereby transmuted. The astral body itself then appears as a two-fold body—in part untransmuted and in part transmuted. Therefore the Spirit-self, as manifested in man, can be designated as the transmuted astral body. A similar process takes place in a man when he receives the Life-spirit into his “I.” The life-body then becomes transmuted. It becomes penetrated with the Life-spirit. This manifests itself in such wise that the life-body becomes quite other than it was. For this reason one can also say that Life-spirit is the transmuted life-body. And if the “I” receives the Spirit-man, it thereby receives the necessary force with which to permeate the physical body. Naturally, that part of the physical body, thus transmuted, is not perceptible to the physical senses. For it is just that part of the physical body which has been spiritualised that has become the Spirit-man. The physical body is then present to the physical senses as physical, but in so far as this physical is spiritualised, it must be perceived by spiritual faculties of perception. To the external senses the physical, even when permeated by the spiritual, appears to be merely sensible. Taking all this as basis, the following arrangement of the members of man may also be given:
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