177. The Fall of the Spirits of Darkness: The Battle between Michael and ‘The Dragon’
14 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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Scientists use these as a basis for their views as to what the earth looked like thousands and millions of years ago, arriving, for instance, at the nebular hypothesis of Kant and Laplace.3 They also develop ideas as to the future evolution of the earth, and from the physical point of view these are quite correct. |
3. Immanuel Kant (1724–1804), German philosopher, wrote an essay on Newtonian cosmology in 1755 in which he anticipated the nebular hypothesis of Simon Pierre Laplace (1749–1827). |
177. The Fall of the Spirits of Darkness: The Battle between Michael and ‘The Dragon’
14 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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It is necessary to let certain fundamental truths of spiritual development come to mind whenever you have gained some material, as we may call it, by way of knowledge and the like, for this will allow you to penetrate those fundamental truths more deeply. In the last days we have considered all kinds of ideas which may explain the events of our time, at least to some extent. We have therefore acquired a number of ideas concerning present developments. We can put these together with fundamental truths which we already know from certain points of view, but which can be penetrated more deeply if we approach them again following further preparation. I have frequently spoken of the significant break which occurred in the spiritual development of the peoples of Europe and America in the middle of the nineteenth century, and especially in the 1840s. I have pointed out that this was the time when the materialistic point of view came to its peak, with a peak was reached in what we may call a way of grasping dead, outer facts with the intellect, refusing to enter into living reality. The deeper sources of such events—and today we are very much involved in their after-effects, which will continue to have an influence for a long time to come—must be sought in the world of the spirit. And if we investigate the processes in that world which have come to outer expression in the event of which I have just spoken, we have to point to a struggle, a real war in that world, which began then and came to a certain conclusion for the world of the spirit by the autumn of 1879. To have the right idea about these things, you must visualize a battle which continued for decades in the spiritual worlds, from the 1840s until the autumn of 1879. This may be called a battle which the spirits who are followers of the spirit belonging to the hierarchy of Archangels whom we may call Michael fought with certain ahrimanic powers. Please consider this battle to have been in the first place a battle in the spiritual world. Everything I am referring to at the moment relates to this battle fought by Michael and his followers against certain ahrimanic powers. A good way of strengthening this idea, especially if you want to make it fruitful for your life in the present time, is to have it in your mind's eye that the human souls who were born exactly in the fifth decade of the nineteenth century actually took part in this battle between Michael's followers and the ahrimanic powers when they were in the spiritual world. If you think on this, it will give you a great deal of understanding of the outer and inner destiny experienced by these individuals, and above all of their inner constitution. The battle thus took place in the 40s, 50s, 60s and 70s and came to a conclusion in the autumn of 1879, when Michael and his followers won a victory over certain ahrimanic powers. What does this signify? To see something like this in the right way, we can always call on an image which humanity has known throughout its evolution—the fight between Michael and the dragon. This image has come up again and again in the course of evolution. We may characterize it by saying that every battle between Michael and the dragon is similar to the one in the 1840s, but it is about different things—harmful and damaging things. We may say that a particular crowd of ahrimanic spirits seek over and over again to bring something into world evolution, but they are always overcome. And so they also lost the battle in the autumn of 1879, and, as I said, this was in the spiritual world. But what does it signify that the powers of the dragon, this crowd of ahrimanic spirits, are driven down into the human realms, banished from heaven to earth, as it were? Losing the battle means they are no longer to be found in the heavens, to use the biblical term. Instead they are to be found in the human realms, which means that the late 1870s were a particular time when human souls became subject to ahrimanic powers with regard to certain powers of perception. Before this, these powers were active in the spiritual realms and therefore left human beings more in peace; when they were driven out of the spiritual realms they came upon human beings. And if we enquire into the nature of the ahrimanic powers which entered into human beings when they had to leave the realms of the spirit, the answer is, the ahrimanic materialistic view with its personal—mark this well—its personal bias. Materialism had, of course, reached its peak in the 1840s, but in those days its impulses were more instinctive in humans, for the crowd of ahrimanic spirits still sent their impulses from the spiritual world into human instincts. From the autumn of 1879 onwards, these ahrimanic impulses—powers of perception and of will—became the personal property of human beings. Before this they were more of a general property, now they were transplanted to become personal property. We are thus able to say that due to the presence of these ahrimanic powers from 1879 onwards, personal ambitions and inclinations to interpret the world in materialistic terms came to exist in the human realm. You only have to trace some of the events which have arisen because of personal inclinations since then, to understand that they resulted when the Archangel Michael drove the dragon, that is the crowd of ahrimanic spirits, from the realms of the spirit, from the heavens, down to earth. This occurrence has profound significance. The people of the nineteenth century and of our own time are not inclined to pay attention to such occurrences in the spiritual world and to the way in which they relate to the physical world. Yet the ultimate reasons and final impulses for events on earth can only be found if one knows the spiritual background. It has to be said that it takes a fair amount of materialism, even if dressed up as idealism, to say: ‘In terms of eternity, what does it matter if so and so many more tons of organic matter will perish as the war is allowed to continue?’ One has to feel the extent to which such a view has its roots in ahrimanism, for its roots truly are in the realms of inner response. The philosopher Henri Lichtenberger's1 philosophy of ‘tons of organic matter’ is one of many examples which may be quoted to Show the specific forms taken by the ahrimanic way of thinking. The deepest impulse which has been living in many human souls since 1879 is therefore one which was cast down into the human realms; before that, it lived as ahrimanic power in the world of the spirit. It is helpful to look for other ways of strengthening the idea in our minds by using concepts from the material world, using them essentially as symbolic images. What happens today more at the level of soul and spirit had more of a material bias in very early times. The world of matter is also spiritual; it is merely a different form of spirituality. If you were to go back to very early times in evolution, you would find a battle similar to the one I have just described. As already mentioned, these battles have recurred over and over again, but always on different issues. In the distant past, the crowd of ahrimanic spirits were also cast down from the spiritual worlds into the earthly realm when they had lost such a battle. You see, they would return to the attack again and again. After one of these battles, for example, the crowd of ahrimanic spirits populated the earth with the earthly life-forms which the medical profession now calls bacilli. Everything which has the power to act as a bacillus, everything in which bacilli are involved, is the result of crowds of ahrimanic spirits being cast down from heaven to earth at a time when the dragon had been overcome. In the same way the ahrimanic, mephistophelean way of thinking has spread since the late 1870s as the result of such a victory. Thus we are able to say that tubercular and bacillary diseases come from a similar source as the materialism which has taken hold of human minds. We can also compare the occurrences of the last century with something else. We can point to something which you know already from Occult Science2 the withdrawal of the Moon from the sphere of Earth evolution. The Moon was once part of the Earth; it was cast out from the Earth. As a result, certain Moon influences took effect on Earth, and this, too, followed a victory won by Michael over the dragon. We are therefore also able to say that everything connected with certain effects relating to the phases of the Moon, and all impulses which reach the Earth from the Moon, have their origin in a similar battle between Michael and the dragon. These things really do belong together, in a way, and it is extremely useful to consider this, for it has profound significance. Some individuals develop an irresistible hankering for intellectual materialism which arises from being in league with the fallen Ahriman. They gradually come to love the impulses which Ahriman raises in their souls and, indeed, consider them to be a particularly noble and sublime way of thinking. Once again, it is necessary to be fully and clearly aware of these things. Unless they are in our conscious awareness and we have clear insight, we cannot make head or tail of events. The danger inherent in all this must be looked at with a cool eye, as it were, and a calm heart. We have to face them calmly. We shall only do so, however, if we are quite clear about the fact that a certain danger threatens human beings from this direction. This is the danger of preserving what should not be preserved. Everything which happens within the great scheme of things does also have its good side. It is because the ahrimanic powers entered into us when Michael won his victory that we are gaining in human freedom. Everything is connected with this, for the crowd of ahrimanic spirits has entered into all of us. We gain in human freedom, but we must be aware of this. We should not allow the ahrimanic powers to gain the upper hand, as it were, and we should not fall in love with them. This is tremendously important. There always is the danger of people continuing in materialism, in the materialistic, ahrimanic way of thinking, and carrying this on into ages when, according to the plan of things, it should have been overcome. The people who do not turn away from the ahrimanic, materialistic way of thinking and want to keep it, would then be in league with everything which has come about through similar victories won over the dragon by Michael. They therefore would not unite with spiritual progress in human evolution but with material progress. And a time would come in the sixth post-Atlantean age when the only thing to please them would be to live in something which will have been brought about by bacilli, those microscopically small enemies of humanity. Something else also needs to be understood. Exactly because of its logical consistency, and indeed its greatness, the scientific way of thinking, too, is in great danger of sliding into the ahrimanic way of thinking. Consider how some scientists are thinking today in the field of geology, for instance. They study the surface formation of the earth and the residues and so on, to determine how certain animals live, or have lived, in the different strata. Empirical data are established for certain periods. Scientists use these as a basis for their views as to what the earth looked like thousands and millions of years ago, arriving, for instance, at the nebular hypothesis of Kant and Laplace.3 They also develop ideas as to the future evolution of the earth, and from the physical point of view these are quite correct. They are often utterly brilliant, but they are based on a method where the evolution of the earth is observed for a time and then conclusions are drawn: millions of years before, and millions of years afterwards. What is really being done in this case? It is the same as if we were to observe a child when it is seven, eight or nine years old, taking note of how its organs gradually change, or partly change, and calculate how much these human organs change over a period of two or three years. We then multiply this to work out how much these organs change over a period of centuries. So we can work out what this child looked like a hundred years ago, and going in the other direction we can also work out what it will look like in a hundred and fifty years. It is a method which can be quite brilliant and is, in fact, the method used by geologists today to work out the primeval conditions of the earth; it was also used to produce the hypothesis of Laplace. Exactly the same method is used to visualize what the world is going to be like according to the physical laws which can now be observed. But I think you will admit that such laws do not signify much when applied to a human being, for example. A hundred years ago the child did not exist as a physical human being; neither will it exist as a physical human being in a hundred and fifty years' time. The same applies to the earth with reference to the time-scale used by geologists. The earth came into existence later than Tyndall, Huxley, Haeckel4 and others reckon. Before the time comes when you can simply paint the walls of a room with protein and have enough light to read by, the earth will be nothing but a corpse. It is quite easy to work out that one day it will be possible to use physical means to put protein on a wall where it will shine like electric light, so that one can read the paper. This is bound to happen as part of the physical changes, no doubt. But in fact the time will never come, just as it will never happen that in a hundred and fifty years time a child will show the changes calculated from successive changes seen in its stomach and liver in the course of two or three years between the ages of seven and nine. Here you gain insight into some very strange things we have today. You can see how they clash. Think of a conventional scientist listening to what I have just been saying. He will say this is sheer foolishness. And then think of a spiritual scientist; he will consider the things the conventional scientist says to be foolish. All the many hypotheses concerning the beginning and the end of the earth are indeed nothing but foolishness, even though people have been utterly brilliant in establishing them. You see from this how unconsciously human beings are, in fact, being guided. But we are now in an age when such things must be perceived and understood. It is necessary to link such an idea with the other ideas we have characterized today. A time will come when we must have transformed our materialistic ideas to such an extent that we can progress to a more spiritual form of existence, but by then the earth will have been a corpse for a long time. It will no longer support us, and incarnations in the flesh such as we seek today will no longer be sought. But the individuals who have become so tied up with the materialistic way of thinking that they cannot let go of it will still sneak down to that earth and find ways of involving themselves in the activities of bacilli—the tubercle bacillus and others—bacillary entities which will be rummaging through every part of the earth's corpse. Today's bacilli are merely the prophets, let us say, of what will happen to the whole earth in future. Then a time will come when those who cling to the materialistic way of thinking will unite with the moon powers and surround the earth, which will be a burnt-out corpse, together with the moon. For all they want is to hold on to the life of the earth and remain united with it; they do not want to take the right course, which is to progress from the earth's corpse to what will be the future soul and spirit of the earth. In our time particularly, all these things are having an effect on many much admired brilliant ideas and moral impulses—people christen everything ‘moral impulse’‘ nowadays—in which the ahrimanic and materialistic powers are alive. These have the capacity to develop into the impulses which act as numerous ties to hold human beings to the earth, of their own will. It is important, therefore, to turn our attention to these things. And it is really most necessary to pay real heed to some highly respected elements which are taken as a matter of course today, such as certain laws of nature. Anyone who does not accept them is called an amateur and a fool. Certain moral and political aspirations are taken as a matter of course. Great Wilsoniades are proclaimed with regard to them. All these things have the potential to develop into something that can be characterized in the way I have just done. I had my reasons for saying that the people who had a part in the beginning of the battle in the 1840s were in a special position. They were placed on earth at that time. And we can understand a great deal of the inner life of these people, especially those who were active in mind and spirit, and of their doubts and their inner battles, if we consider the impulse they brought from the life of the spirit in the 1840s into the second half of the nineteenth and the beginning of the twentieth century. Something else also relates to this, something which should not be overlooked today, but very often is. It is the belief that spiritual entities and their activities have no part in human affairs. People do not like to speak of events in human affairs having spiritual causes. Anyone who knows the real situation, however, is well aware that psychic or spiritual influences from the spiritual world on human beings here in the physical world are, in fact, particularly powerful at the present time. It is not at all uncommon to find people today who will tell you that a dream, or something like a dream—they do not normally understand what is going on, but these are always non-physical elements—drove them to a particular course of events. Psychic influences of this kind play a much greater role today than materialists are prepared to believe. Anyone who has the opportunity to go into such things will find them at every turn. If you were to take the published works of today's better poets and do a statistical analysis of how many poems have come into existence in a way for which there is a rational explanation, and how many by an inspiration—a definite spiritual influence from the other world, with the poet experiencing it in a dream or something similar—you would be surprised how great is the percentage of direct influences from the spiritual world. People are influenced by the spiritual world to a much greater extent than they are prepared to admit. And the human actions performed under the influence of the spiritual world are indeed significant ones. Now and then the question comes up: ‘Why was a particular newspaper started?’‘ The individual who started it had a particular impulse from the spiritual world. If he trusts you enough to speak openly about his impulses, he will speak of a dream when you ask about the real origin. This is why some time ago I had to say here that when historians come to discuss the outbreak of this war in time to come and use the documents of our civilization in the same way as did Ranke5 and other historians who went by the documents, they will never write about the most important event, which is something that happened under the influence of the spiritual world in 1914. Things go in cycles or periods. Anything which happens in the physical world is really a kind of projection, or shadow, of what happens in the spiritual world, except that it would have happened earlier in the spiritual world. Let us assume this line here (Fig. 9a) was the line or plane separating the spiritual and the physical worlds. What I have just said could then be characterized as follows: Let us assume an event—for example the battle between Michael and the dragon—happens first of all in the spiritual world. It finally comes to an end when the dragon is cast down from heaven to earth. On earth, then, the cycle is brought to completion after a time interval which approximately equals the time between the beginning of the battle in the spiritual world and the time when the dragon was cast down. We might say: The dawn, the very beginning of this battle between Michael and the dragon, was in 1841. Things were particularly lively in 1845. It is thirty-four years from 1845 to 1879, and if we move on thirty-four years after 1879 we come to the mirroring event: You get 1913, the year preceding 1914. You see, the developments which started in the physical world in 1913 are the mirror-image of the prime reasons for the spiritual battle. And now consider 1841—1879—1917! 1841 was the crucial year in the nineteenth century. 1917 is its mirror-image. If one realizes that the exertions of the crowd of ahrimanic spirits in 1841, when the dragon started to fight Michael in the spiritual world, are mirrored right now in 1917, much of what is happening now will not really come as a surprise. Events in the physical world can really only be understood if one knows that they have been in preparation in the spiritual worlds. These things are not being said to worry people or put strange notions in their heads; they are meant as a challenge to see things clearly, to resolve to make the effort to look into the spiritual world and not to sleep through events. This is why it has become necessary in the field of anthroposophical development to say over and over again that there is need to be watchful, to take note of what is happening and not let events go by unnoticed. It is sometimes only possible to say what I mean by using an analogy. Yesterday I spoke of the way in which the people in Eastern Europe draw conclusions from such events. If we here in the West want to find out what actually lives in the East European soul, the best way is to study the works of the philosopher Soloviev, <6 though there are serious limits to what we can learn in this way. Real insight can only be gained from what has been said for many years in lectures and lecture courses given within the anthroposophical movement on the destiny and true nature of the Russian spirit. But by turning our attention to the philosopher Soloviev it is possible to express by means of an analogy what one really wants to say in this case. As you know, Soloviev died at the turn of the eighteenth to the nineteenth century and has therefore been dead for a long time. Western people did not bother much with his philosophy. They had little opportunity to get to know it and little effort was made to study Soloviev as a representative of Eastern Europe. At best we have the situation of the professor who some years ago had an idea that it was not exactly right for a Professor of Philosophy to know nothing about Soloviev—you know the story. So he let someone write a doctoral dissertation, saying to himself: He can study the work of Soloviev and I can read his dissertation. I merely want to use the point at issue as an analogy, therefore. I should like to put it like this. If we were to say that, hypothetically, Soloviev were alive today and had known this war and the events taking place in Russia—what would he, a Russian, have done? The answer can, of course, only be hypothetical, but it is a reasonable assumption that Soloviev would have found a way of removing everything he had written before the war and would have written new works. He would have realized that it was necessary to revise his views completely, for his views were based on the time when they were written. He would thus have drawn the same conclusion as the whole of Eastern Europe. It seems paradoxical to say something like this. But if one reads Soloviev today it is best to be clear in one's mind that little would have Soloviev's absolute approval today. It would be a sign of being wide awake to make a fundamental revision of ideas which carried the greatest weight at the time but have since been reduced to absurdity. 2+2=4 would still be 2+2=4, but other things must certainly be revised. And we are only awake in our time if we are aware of this need for revision. In this year of 1917—thirty-eight years after 1879, with 1879 thirty-eight years after 1841—something important is being asked of humanity. What matters today is not what people did in 1914, but that they get themselves out of this situation. The problem we have to face now is how to get out of it again. And unless people realize that the old ideas will not get us out of it and that new ideas are needed, the result will be failure. Anyone who thinks we shall get out of this with the old ideas is barking up the wrong tree. The effort must be made to gain new ideas, and this is only possible with insight into the spiritual world. It has been my intention today to give you something of a background to much of I have been saying in there last days. You see, if one deals with spiritual life in concrete terms, it is not enough to have the general twaddle which is so popular with the people who believe in pantheism and similar philosophies—that there is a spiritual world, that the spirit is behind all physical things. Talking about the spirit in vague general terms will get you nowhere. We must consider specific spiritual events and spiritual entities which are beyond the threshold. Events in this world are not merely general but quite specific, and they are concrete and specific in the other world. I do not think that there are many who, as they get up in the morning, would think: ‘If I step outside the front door, I shall be out in the world.’‘ They would not say this, but they will have ideas about something specific they are going to encounter. In the same way we shall only manage to deal with the deeper sources of human and world evolution if we are able to visualize the things which are beyond the threshold in a specific and concrete way and not just refer to them in general terms such as ‘universal’, ‘providence’, and the like. Much, much can be felt when we look at the figures 1841 and 1917 in the diagram (see Fig. 9a). But our inner response to this has to be alive in us if we are to understand what is really happening.
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152. The Path of the Christ through the Centuries
14 Oct 1913, Copenhagen Tr. Dorothy S. Osmond Rudolf Steiner |
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Something very strange has happened—and the fact that we commented upon it caused great offence. Immanuel Kant, the philosopher, lived in the eighteenth century. What happened to him was that he confused the particular nature of the human soul since the fifteenth century with the nature of the human soul in general. |
What he ought to have said was that this had been impossible only since the beginning of the fifteenth century. But as Lucifer had Kant firmly by the collar and had made him an arrogant individual, he believed that what he said applied to the whole human race! |
152. The Path of the Christ through the Centuries
14 Oct 1913, Copenhagen Tr. Dorothy S. Osmond Rudolf Steiner |
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I want to speak in a rather aphoristic way this evening about a subject which I consider of importance, especially at the present time. Many of our studies have been concerned with the Christ Impulse, with the Impulse which since the Mystery of Golgotha has been working in the evolution of humanity. And this evening I want to speak of the Impulse itself and of its significance for evolution. It must be emphasised at the outset that the Christ Impulse is a difficult subject because if even an approximately adequate conception of it is to be acquired, the teachings still being given in the various Christian denominations must be left out of account. Perhaps you will ask: How can the Christ Impulse be studied at all if such teachings are to be entirely disregarded? How can we learn about the working of this Impulse from any sources other than the beliefs that have been held for centuries? The answer must be this.—Everyone will admit that it would be unfortunate if the effects of the Sun upon human beings living on the Earth were dependent upon some generally accepted teaching about the nature of the Sun. No matter what hypotheses are put forward, the effects of the Sun are quite evident. Science admits that it does not yet know precisely what electricity is, yet electricity is put to innumerable practical uses. Therefore it is certainly justifiable to speak of the effects of the Christ Impulse without believing that the study is in any way dependent upon what has been thought about Christ in the different centuries. The Mystery of Golgotha, the penetration of the Christ impulse into the Earth sphere, into the evolution of humanity, took place in a particular epoch. The point of time at which it occurred has been determined with at least approximate accuracy, for our time-reckoning in the West is based upon it. What kind of epoch was it? We know that different civilisations have taken their course in the process of evolution—in the post-Atlantean era, the ancient Indian, ancient Persian, Egypto-Chaldean, Graeco-Roman and our own. One of the characteristics distinguishing these culture-epochs is that a different form of human understanding, human wisdom, existed in each of them. In the ancient Indian epoch, for example, men were possessed of penetrating insight into certain cosmic mysteries. In those times the etheric body was the most active member of man’s constitution. Then, as evolution proceeded, the etheric body receded more into the background and in the ancient Persian epoch the sentient body, the astral body, became predominantly active. In the Egypto-Chaldean epoch the sentient soul was predominant, in the Graeco-Latin epoch the intellectual or mind-soul, in our own epoch the spiritual or consciousness soul, and the epoch of the Spirit-Self lies in the future. Because different members of man’s constitution are predominantly active during the several epochs, individuals confront the world in each epoch with a different kind of understanding. Now there is a certain striking and very illuminating fact in connection with the Graeco-Latin epoch. This was the epoch of the intellectual or mind-soul, and it lasted from the eighth century B.C., approximately from the time of the founding of Rome, until the fifteenth century A.D. Because the intellectual or mind-soul was developing during that epoch, the forces in individuals who were essentially typical of this function of soul-life became particularly important. This province of the soul was undergoing a special process of development for a little more than two millennia. Since the fifteenth century mankind has been living in the epoch of the development of the consciousness-soul. Not very much of this epoch has passed as yet, for not until the present century and two more centuries have taken their course will a third of the time appointed for the development of the consciousness-soul have elapsed. Quite different faculties will develop in man’s soul during the following epochs. Seven such epochs constitute the post-Atlantean age. Let us now ask: Which of those epochs was least qualified to understand the Christ Being? Conceptions of the nature of man differed in all of them. The epoch least qualified to form adequate conceptions of the nature of Christ was the epoch of the intellectual or mind-soul, from the eighth century B.C. to the fifteenth century A.D. And the remarkable fact is that this is the very epoch when the Mystery of Golgotha took place! If, to speak hypothetically, the Christ had appeared on the Earth in the days, let us say, of the holy Rishis of ancient India, there would have been widespread understanding of who He was. So too in ancient Persia, where men had been taught of the Sun Spirit. Had the Christ descended into a human body during that epoch men would have known that the Sun Spirit had come down into the body of a man on the Earth. And in the epoch of the Egyptian Temple Wisdom, something equivalent might still have been possible. But in the epoch when understanding of the nature of Christ was farthest from men’s reach—in that very epoch the Christ appeared on Earth. It is not easy to add anything to this strange fact by way of illustration, for the conclusion to be drawn is that obviously hardly anything about the real nature of the Christ Being is to be found in the teachings formulated in that epoch and that understanding can therefore be expected only in later centuries. Since the fifteenth century men may have begun to pride themselves on their intellectual acumen and to believe that in respect of an understanding of Christ better times have come with the fifth post-Atlantean epoch. In a certain sense it is so, but in another sense it is not. What is there to be said about the intellectual faculties of men of the present age, since the fif-teenth century? Generally speaking these faculties have in no sense become more spiritual than they were in earlier times. In a certain respect man’s life of soul has sunk still more deeply into matter—as indeed was necessary in order that the stage of the consciousness-soul might be attained. So we find that Spiritual Science—which before the fifteenth or sixteenth centuries was still a matter of remembrance, of recollection—fell into the background and materialism steadily increased. Spiritual Science blossomed in certain personages of the Middle Ages, reached a certain height as it were through the elemental forces working in individual mystics, and then receded. But from the eleventh and twelfth centuries onwards it is obvious that something else is beginning to appear. A symptom is that men attempt to ‘prove’ the existence of God. Only people with very strange ideas about the world could fail to recognise what that means. As a rule we try to ‘prove’ what we do not know or understand. We try to prove that someone has stolen when we did not actually see him commit the theft. And when men lost all inner experience of God, when they no longer knew by what paths to seek for the Divine, they set about trying to ‘prove’ the existence of the Divine. This is irrefutable proof that men were beginning to lose all knowledge of God. The fifth post-Atlantean epoch must necessarily be the epoch of materialism because since it began man has been obliged to view nature as presented to the senses and intellect; for only so can the Ego in its full power become conscious. To understand what I mean, let us think back to the epoch of ancient Persia. In the epoch of ancient India it would have been still more clearly in evidence, and even in the Egyptian epoch it was still apparent to a certain extent. A man belonging to the ancient Persian civilisation would have been astonished that a cosmological system such as that of Copernicus should be derived from observation of the planetary movements.—I must here say something highly paradoxical.—A man in ancient Persia would have been very surprised if attempts had been made to teach him astronomy in anything faintly resembling its modern form. He would have said: Am I supposed to be so stupid that if I want to walk about, someone must show me how to do it? When the Sun is moving along its path through cosmic space, my soul accompanies it.—He knew this just as a man today knows which way he is going when his body moves. Out of his innate knowledge the ancient Persian drew a spiral corresponding exactly with the course of the Sun through cosmic space. In that epoch the human soul felt united with the Earth-soul and the path taken by the Earth was indicated by the Caduceus, the Staff of Mercury. Not until later was man thrust out of his spiritual environment so drastically that he was obliged to plan and calculate the path of the Earth, his own planet. On the other hand, if man’s relation to the external world had remained at the earlier stage, he would never have been able to develop full self-consciousness. He would have lived through the Graeco-Latin civilisation-epoch, when intellect and soul-life in general would have been left to their own resources, as it were smouldering inwardly; a condition would have come about in which the soul has no longer any direct knowledge of its relation to the world but makes progress only in itself. It was necessary for the human soul to emerge from that condition too, and pass into the epoch of the consciousness-soul. Man was to learn to live altogether in his ‘I’, in his Ego. He was to disassociate everything external from his ‘I’ and cognise the world through logic alone. He was thrust out of the spiritual content of the world. In the Graeco-Latin epoch the soul still contained the active intellectual principle which although it no longer experienced the happenings in the external spiritual world directly, nevertheless did still experience the Divine. In the modern age men lost the Divine! It would never have occurred to Aristotle to attempt to ‘prove’ the existence of the Divine. The intellectual or mind-soul still experienced the indwelling Divine, although it could offer no proof of Christ. Then from the fifteenth /sixteenth century onwards even that experience was lost. Nevertheless when this stage too is over man will be capable with his own powers of evolving a conception of the Divine. From the fifteenth century, for four hundred years, the self-dependent human intellect has been unable to penetrate to the idea of the Divine. Something very strange has happened—and the fact that we commented upon it caused great offence. Immanuel Kant, the philosopher, lived in the eighteenth century. What happened to him was that he confused the particular nature of the human soul since the fifteenth century with the nature of the human soul in general. Hence he came to the conclusion that it is impossible for man, by means of his own powers, to acquire knowledge of the Divine. What he ought to have said was that this had been impossible only since the beginning of the fifteenth century. But as Lucifer had Kant firmly by the collar and had made him an arrogant individual, he believed that what he said applied to the whole human race! It might be thought from this that the prospects of understanding the Christ Being are even less hopeful than in the previous centuries. But it is not so. Men have faculties of knowledge other than those they possessed in the fourth post-Atlantean epoch, and different, too, from the only faculties that are used today for grasping the nature of the Ego. The other powers of cognition lie more in the underground province of the soul and have to be drawn up from there. But a modern man does this only under coercion. As long as it was possible for the human soul at surface level to cognise the Divine, men did not make efforts to bring their deeper forces into action. But now, in our present time, as man can make no real approach to the Divine, reaction compels him to delve to greater depths within himself and to summon into activity forces other than those operating on the surface of the soul. Connected with this is the fact that we are approaching an age when an understanding of the Christ Being through the deeper forces in man’s nature is beginning-to take root. A few days ago in Oslo I ventured to speak of a Fifth Gospel.1 Through the Fifth Gospel information is given in addition to what is contained in the other four Gospels. The Fifth Gospel tells us still more of the nature of Christ. There can be no question of presumptuousness when this apparently new information about the nature of the Christ Being is given, for communications of this kind are made only when the times demand it. What has been said about the Christ Being here in Copenhagen, for instance, and printed in the booklet The Spiritual Guidance of Man and of Mankind, and in various lecture-courses—this too belongs in a certain way to the Fifth Gospel. Such communications are made when the times demand that they shall come to the knowledge of men. If you think only of what was said in that booklet about the two Jesus children, you will agree that all the intelligence of our present age—consisting as it does of the forces operating on the surface of man’s soul—not only does not understand these things but rages against them when they are communicated. We are on the threshold of a new conception of Christ. It will not be an intellectual understanding. People will certainly be able to grasp its meaning but it will be discovered through the more deeply lying forces of soul. When the eye of clairvoyance desires to have any prevision of the future of humanity in the next centuries, also of the next incarnations of individuals now living, it must be remembered that the forces operating on the surface of soul-life will become increasingly less effective. Mankind will feel more and more drawn to the revelations of the deeper forces of the soul. Of the Graeco-Latin epoch it is rightly said that the nature of the human beings then living was inwardly whole, inwardly complete. Fundamentally speaking, this can no longer be said of even healthy souls today and will in future be less and less the case. If humanity in the future were to be taught only of matters accessible to the superficial forces of cognition, the life of soul would become increasingly barren, barren in a remarkable respect. We have not yet reached the point when religious teaching is no longer given in schools, but already there are demands that only what is authenticated by science shall be taught. The demands made by people of this mentality will become so powerful an influence in outer life that very soon mankind will become dangerously superficial. Human beings today still learn to write, but in a future not far distant people will have to remind themselves of the fact that once upon a time hand-writing was a custom! A kind of mechanical stenography will become general—executed, furthermore, on machines. Mechanisation of life! I will indicate it by just one symptom. Think of a civilisation at its prime, when the historic truth will be unearthed that once upon a time there were human beings who wrote by hand. This historic truth will be unearthed just as we today unearth the contents of the Egyptian temples. Handwritten texts will be excavated as we excavate the hieroglyphs of the Egyptians. But a reaction of the life of soul against mechanisation will also take place. True as it is that in future times our handwriting will be no less a wonder than the Egyptian hieroglyphs are a wonder to us, it is also true that the souls of men will long once again for the direct revelations of the spirit. Outer life will become more and more superficial but the inner life will claim its rights. People may scoff today at Spiritual Science but the materialists will eventually be forced to retreat before man’s cry of longing for the spiritual world. And so a real understanding of Christ will begin in times when the doors are open for spirituality, although admittedly through reaction against the conditions prevailing in external life. Let us now consider still another aspect of the subject. Maybe the following picture will evoke an echo in your souls. We can think of the women who, according to the Gospels, seek for the body of Christ and find the grave empty. The Angel says to them: He whom ye seek is not here; He is risen! That is, He lives in the Spirit. The One for whom they were seeking in the physical world appeared subsequently to the Apostles, teaching them for a time as exceptional individuals who had responded to Him with a certain measure of understanding. Christ appeared to them as a spiritual figure. And in the spirit He moved through Greece, Rome, to the Germanic peoples, moved from East to West and then to the North. We shall not look for an intellectual, abstract or scientific interpretation of the Christ Being among the great Roman philosophers who speak of Him without understanding. Nor among the somewhat inarticulate Germanic peoples shall we find evidence of understanding. The souls of men are drawn to Christ but without intellectual understanding. He lives in their hearts, only in their hearts. In the eleventh, twelfth and thirteenth centuries the picture is not of the women who go to the grave to seek for the body of Christ and do not find it. Whole hosts of European peoples feel urged to seek for the grave of Christ. This is the age of the Crusades. Men journey from the West to the East to find the grave where the women had once sought. And what do these hosts experience?—He for whom ye seek is not here!—Truth to tell they were seeking for something that was living in their souls, but they understood it so little that they journeyed to the East to look for the physical grave, and finally, after many disillusionments and sufferings, were destined to know: He whom ye seek is not here!—Where, then, was the object of their quest? On the one side there are the journeys to the East and on the other side European Mysticism at its preparatory stages in Tauler and Meister Eckhart, reaching its prime later on in Jacob Boehme. There was the one for whom men had sought in the East and had not found. Thither He had gone, but His Presence took effect in a particular way. What is the most significant characteristic of this medieval Mysticism? Eckhart, Tauler and the others do not claim to understand the Divine Being, the Christ, but they resolved to lead a life of piety in order to experience Christ in their souls. And the greater the intensity of this experience, the more deeply they longed to be permeated by the Divine, by the Christ, in the way suitable for their time. The Crusaders had experienced no more than this: He whom ye seek is not here!—What they were seeking came to life in the form of European mysticism. We too are living in an epoch with very definite characteristics. Not only the peoples of Europe but also those of America participate in the remarkable conditions now prevailing. Let me give one striking example—from Berlin. On February 1st, 1910, a famous modern theologian came out with the following ‘ingenious’ utterance: “Ladies and Gentlemen, I challenge you to bring me a single sentence attributed to Christ Jesus which I cannot prove to have been current in pre-Christian spiritual life.”—That is an entirely typical attitude today. Evidence is brought forward in attempts to prove that the content of Christianity, including even the Lord’s Prayer, was previously in existence. The words of the theologian quoted are in complete conformity with the current attitude, and similar utterances will become more and more common. What kind of impression is made by the statement that all Christ’s sayings were already current before His coming?—I was once listening to an address by a very erudite scholar and a child happened to be present. Someone asked the child: “What have you been told?” His answer was: “He has told me nothing new. I already knew all the words!”—Theologians too are familiar with the words and detect nothing new resounding through them. These things should really be self-evident but nowadays are invariably met with resistance. The attitude that a cultured individual may still have something to learn is seldom present but it is widely held that everyone is capable of judging according to his own standard. We have witnessed a striking exhibition of this attitude. When materialism came to the fore, theology began to eliminate all divinity from Christ Jesus and to speak only of the man Jesus, although acknowledging his superiority. This view became widespread in the nineteenth century and was given grotesque expression in Ernst Renan’s famous book, The Life of Jesus, published in 1863. He spoke of Jesus in wonderfully beautiful language but his description of the Lazarus miracle suggests that in reality no awakening of a dead man had taken place, that Jesus had simply allowed His followers to spread reports to this effect; hence the so-called miracle was in the nature of a swindle! Thus something resembling a chapter from a cheap novel has been inserted into an otherwise genuinely fine work. There seems to be no reason for Renan having written any words of reverence, for the figure he describes merits no particular veneration. But for half a century this was all accepted without thought and it is only one example from literature in which tribute is paid to Christ Jesus as a man—but simply as a man. Now, however, it has been realised that a great deal of what is reported of Jesus Christ would be impossible if He had been a mere man—especially the assertion made by Jesus that He himself was the Christ—therefore more than a man. Many contradictions were found. Then, more recently, God—an imaginary God—was again substituted for man. Christ Jesus became a phantom, a fetish—but a limited fetish. This was a truly remarkable state of things! For centuries men had eliminated Divinity from Christ Jesus and had made Him a man, and now the Divinity made the manhood an impossibility. Such arguments will go on ad infinitum and there is ample evidence that we are taking a path along which understanding is beyond the reach of the forces at the surface of human nature. To put it differently.—In the twentieth century men have attempted a kind of crusade in search of the historical Christ Jesus. And once again the answer will be: He whom you seek is not to be found here!—Those who seek in this way for the historical man Jesus will no more be able to find Him than could the women at the tomb or the Crusaders who thronged thither. The Crusaders could not find Christ because they were not seeking for Him inwardly; nor can the modern crusaders find Him because they do not seek with the inner forces of the soul by which alone Christ can be found. Within the stream of spiritual life a deepening of the forces of soul-and-spirit is in process. And whereas the spiritual forces lying at the surface will deny the Christ more and more insistently, deeper forces of soul will rise up and seek for Christ. Increasing numbers of people will see the Christ, who will appear in the etheric realm and will be found by those who are sensitive to this experience. We therefore speak of an etheric appearance of Christ in the twentieth century. Those who have this experience will have direct knowledge that at the moment when the Mystery of Golgotha was fulfilled the Christ Being entered in very truth into the Earth sphere and in ever greater numbers individuals will know with certainty who the Christ is. Knowledge of Spiritual Science will deepen souls to such an extent that men’s vision will be awakened and the Christ revealed. A wonderful prospect opens for the eye of prophetic clairvoyance. The forces belonging to the superficial activities of the soul will become more and more ineffective and human beings born as time goes on will comparatively soon have finished with these surface-forces of their souls. An epoch reminiscent in a remarkable way of the Christ Event is approaching. In the thirtieth year of the life of Jesus of Nazareth, Christ entered into him. A new life of soul began in the body of Jesus of Nazareth, for the Christ had taken the place of the Zarathustra-Ego which had departed from that body. That was at the beginning of our era. An epoch is now approaching when into increasing numbers of men from their thirtieth year onwards, knowledge of Christ—not Christ in His full reality—will penetrate as though through enlightenment. In the thirtieth year of the life of these men a new, all-embracing soul-life will begin because they will have vision of the Christ in His etheric form. We understand our epoch in the sense of Spiritual Science when we realise what this prospect signifies. When the souls now living are again incarnated—and this will happen to many sooner than the normal period—numbers of individuals, from a particular age onwards, will feel through actual experience that something has penetrated into them of which they could previously have known only by having been informed of it. They will be able to say: I myself know through actual vision who Christ is; vision has enabled me to understand. When that time comes, efforts to prove the existence of Christ will cease, for the number of those who can testify to direct experience of Christ moving over the Earth as it Spirit Being, will constantly increase. Men will no longer search for the historic Christ. There are two aspects to the picture of the future: On the one side barrenness will become more and more widespread owing to the activity of the superficial soul-forces; on the other side, as reaction against the barrenness, the soul-forces lying in the depths of man’s being will be evoked. We spread Anthroposophy in order that this shall be made known. Men should not heedlessly allow impressions however faint to pass them by, for strong impres-sions are rare. As a result of the spread of true Anthroposophy the souls of men will not allow enlightenment, when it comes, to elude them, for if they do it would be beyond their reach for several incarnations. Other people, however, who make use of the superficial soul-forces will speak of those who have known enlightenment as fools or lunatics. A terrible beginning in this direction has already been made. Psychiatrists have already begun to investigate the problem of Christ Jesus. The Gospels are studied with the aim of discovering in Him symptoms of insanity! Such phenomenal occurrences should not be ignored; they should rather lead to the insight that Christ, who came into humanity in an age when He could least be understood, is working perpetually to prepare the understanding that will come in future ages. A person who looks into the future should not generalise about it in abstract phrases. The future reveals two aspects: the aspect of barrenness of soul, of complete absorption in materialism, but also the aspect of the birth of a new spiritual world, not only in thoughts or in vision but in existence itself. For Christ will come to the side of men and be their counsellor. This is not a mere image. In actual reality men will receive the counsels they need from the Living Christ who will be their adviser and friend, who will speak to their souls just like someone who is physically near. If men needed a prophetic proclamation at the time when He was to appear in a human body, they need such a proclamation even more at this time, when He will come in an etheric form. What has now been said should be regarded as a preparatory announcement of what will and indeed must come to pass. Have no illusion about the future. We are not giving way to illusion when we picture what outer, material life will be like in a future when handwriting will be spoken of in the same sense as we today speak of the hieroglyphs of the Egyptians. The last vestiges of a spiritual culture still survive, even today, for writing still expresses characteristics of the soul; but the traces of soul will soon have disappeared from external culture as completely as Egyptian culture has vanished from our ken. People will speak of many things which in our time are still imbued with soul, as of something belonging to a far distant past. But the same voice that will proclaim the existence in the past age of a kind of hand-writing, will proclaim out of spiritual knowledge that in the spirit the living Christ is again moving among humanity. Men will have to exchange the spirit of mere intellectual conjecture for the spirit of direct vision, of direct feeling and experience of the Living Christ moving as a reality in the spirit by the side of the souls of men.2
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202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: The Path to Freedom and Love and Their Significance in World-Events
19 Dec 1920, Dornach Tr. Unknown Rudolf Steiner |
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Figure 10 Abstract thinkers such as Kant also employ an abstract expression. They say: mathematical concepts are a priori.—A priori, apriority, means "from what is before." |
Just think how abstract modern thinking has become when it uses abstract words for something which, in its reality, is not understood! Men such as Kant had a dim inkling that we bring mathematics with us from our existence before birth, and therefore they called the findings of mathematics ‘a priori.’ |
202. The Bridge Between Universal Spirituality and the Physical Constitution of Man: The Path to Freedom and Love and Their Significance in World-Events
19 Dec 1920, Dornach Tr. Unknown Rudolf Steiner |
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Man stands in the world as thinking, contemplative being on the one hand, and as a doer, a being of action, on the other; with his feelings he lives within both these spheres. With his feeling he responds, on the one side, to what is presented to his observation; on the other side, feeling enters into his actions, his deeds. We need only consider how a man may be satisfied or dissatisfied with the success or lack of success of our deeds, how in truth all action is accompanied by impulses of feeling, and we shall see that feeling links the two poles of our being: the pole of thinking and the pole of deed, of action. Only through the fact that we are thinking beings are we Man in the truest sense. Consider too, how everything that gives us the consciousness of our essential manhood is connected with the fact that we can inwardly picture the world around us; we live in this world and can contemplate it. To imagine that we cannot contemplate the world would entail forfeiting our essential manhood. As doers, as men of action, we have our place in social life and fundamentally speaking, everything we accomplish between birth and death has a certain significance in this social life. In so far as we are contemplative beings, thought operates in us; in so far as we are doers, that is to say, social beings, will operates in us. It is not the case in human nature, nor is it ever so, that things can simply be thought of intellectually side by side with one another; the truth is that whatever is an active factor in life can be characterized from one aspect or another; the forces of the world interpenetrate, flow into each other. Mentally, we can picture ourselves as beings of thought, also as beings of will. But even when we are entirely engrossed in contemplation, when the outer world is completely stilled, the will is continually active. And again, when we are performing deeds, thought is active in us. It is inconceivable that anything should proceed from us in the way of actions or deeds—which may also take effect in the realm of social life—without our identifying ourselves in thought with what thus takes place. In everything that is of the nature of will, the element of thought is contained; and in everything that is of the nature of thought, will is present. It is essential to be quite clear about what is involved here if we seriously want to build the bridge between the moral-spiritual world-order and natural-physical world-order. Imagine that you are living for a time purely in reflection as usually understood, that you are engaging in no kind of outward activity at all, but are wholly engrossed in thought. You must realize, however, that in this life of thought, will is also active; will is then at work in your inner being, raying out its forces into the realm of thought. When we picture the thinking human being in this way, when we realize that the will is radiating all the time into his thoughts, something will certainly strike us concerning life and its realities. If we review all the thoughts we have formulated, we shall find in every case that they are linked with something in our environment, something that we ourselves have experienced. Between birth and death we have, in a certain respect, no thoughts other than those brought to us by life. If our life has been rich in experiences we have a rich thought-content; if our life experiences have been meagre, we have a meagre thought-content. The thought-content represents our inner destiny—to a certain extent. But within this life of thought there is something that is inherently our own; what is inherently our own is how we connect thoughts with one another and dissociate them again, how we elaborate them inwardly, how we arrive at judgments and draw conclusions, how we orientate ourselves in the life of thought—all this is inherently our own. The will in our life of thought is our own. If we study this life of thought in careful self-examination we shall certainly realize that thoughts, as far as their actual content is concerned, come to us from outside, but that it is we ourselves who elaborate these thoughts.—Fundamentally speaking, therefore, in respect of our world of thought we are entirely dependent upon the experiences brought to us by our birth, by our destiny. But through the will, which rays out from the depths of the soul, we carry into what thus comes to us from the outer world, something that is inherently our own. For the fulfillment of what self-knowledge demands of us it is highly important to keep separate in our minds how, on the one side, the thought content comes to us from the surrounding world and how, on the other, the force of the will, coming from within our being, rays into the world of thought. How, in reality, do we become inwardly more and more spiritual?—Not by taking in as many thoughts as possible from the surrounding world, for these thoughts merely reproduce in pictures this outer world, which is a physical, material world. Constantly to be running in pursuit of sensations does not make us more spiritual. We become more spiritual through the inner, will-permeated work we carry out in our thoughts. This is why meditation, too, consists in not indulging in haphazard thoughts but in holding certain easily envisaged thoughts in the very centre of our consciousness, drawing them there with a strong effort of will. And the greater the strength and intensity of this inner radiation of will into the sphere of thinking, the more spiritual we become. When we take in thoughts from the outer material world—and between birth and death we can take in only such thoughts—we become, as you can easily realize, unfree; for we are given over to the concatenations of things and events in the external world; as far as the actual content of the thoughts is concerned, we are obliged to think as the external world prescribes; only when we elaborate the thoughts do we become free in the real sense. Now it is possible to attain complete freedom of our inner life if we increasingly efface and exclude the actual thought content, in so far as this comes from outside, and kindle into greater activity the element of will which streams through our thoughts when we form judgments, draw conclusions and the like. Thereby, however, our thinking becomes what I have called in my Philosophy of Spiritual Activity: purethinking. We think, but in our thinking there is nothing but will. I have laid particular emphasis on this in the new edition of the book (1918). What is thus within us lies in the sphere of thinking. But pure thinking may equally be called pure will. Thus from the realm of thinking we reach the realm of will, when we become inwardly free; our thinking attains such maturity that it is entirely irradiated by will; it no longer takes anything in from outside, but its very life is of the nature of will. By progressively strengthening the impulse of will in our thinking we prepare ourselves for what I have called in the Philosophy of Spiritual Activity, "Moral Imagination." Moral Imagination rises to the Moral Intuitions which then pervade and illuminate our will that has now become thought, or our thinking that has now become will. In this way we raise ourselves above the sway of the ‘necessity’ prevailing in the material world, permeate ourselves with the force that is inherently our own, and prepare for Moral Intuition. And everything that can stream into man from the spiritual world has its foundation, primarily, in these Moral Intuitions. Therefore freedom dawns when we enable the will to become an ever mightier and mightier force in our thinking. Now let us consider the human being from the opposite pole, that of the will. When does the will present itself with particular clarity through what we do?—When we sneeze, let us say, we are also doing something, but we cannot, surely, ascribe to ourselves any definite impulse of will when we sneeze! When we speak, we are doing something in which will is undoubtedly contained. But think how, in speaking, deliberate intent and absence of intent, volition and absence of volition, intermingle. You have to learn to speak, and in such a way that you are no longer obliged to formulate each single word by dint of an effort of will; an element of instinct enters into speech. In ordinary life at least, it is so, and it is emphatically so in the case of those who do not strive for spirituality. Garrulous people, who are always opening their mouths in order to say something or other in which very little thought is contained, give others an opportunity of noticing—they themselves, of course, do not notice—how much there is in speech that is instinctive and involuntary. But the more we go out beyond our organic life and pass over to activity that is liberated, as it were, from organic processes, the more do we carry thoughts into our actions and deeds. Sneezing is still entirely a matter of organic life; speaking is largely connected with organic life; walking really very little; what we do with the hands, also very little. And so we come by degrees to actions which are more and more emancipated from our organic life. We accompany such actions with our thoughts, although we do not know how the will streams into these thoughts. If we are not somnambulists and do not go about in this condition, our actions will always be accompanied by our thoughts. We carry our thoughts into our actions, and the more our actions evolve towards perfection, the more are our thoughts being carried into them. Our inner life is constantly deepened when we send will—our own inherent force—into our thinking, when we permeate our thinking with will. We bring will into thinking and thereby attain freedom. As we gradually perfect our actions we finally succeed in sending thoughts into these actions; we irradiate our actions—which proceed from our will—with thoughts. On the one side (inwards) we live a life of thought; we permeate this with the will and thus find freedom. On the other side (outwards) our actions stream forth from our will, and we permeate them with our thoughts. (Diagram IX) But by what means do our actions evolve to greater perfection? To use an invariably controversial expression—How do we achieve greater perfection in our actions? We achieve this by developing in ourselves the force which can only be designated by the words: devotion to the outer world.—The more our devotion to the outer world grows and intensifies, the more does this outer world stir us to action. But it is just through unfolding devotion to the outer world that we succeed in permeating our actions with thoughts. What, in reality, is devotion to the outer world? Devotion to the outer world, which pervades our actions with thoughts, is nothing else than love. Just as we attain freedom by irradiating the life of thought with will, so do we attain love by permeating the life of will with thoughts. We unfold love in our actions by letting thoughts radiate into the realm of the will; we develop freedom in our thinking by letting what is of the nature of will radiate into our thoughts. And because, as man, we are a unified whole, when we reach the point where we find freedom in the life of thought and love in the life of will, there will be freedom in our actions and love in our thinking. Each irradiates the other: action filled with thought is wrought in love; thinking that is permeated with will gives rise to actions and deeds that are truly free. Thus you see how in the human being the two great ideals, freedom and love, grow together. Freedom and love are also that which man, standing in the world, can bring to realization in himself in such a way that, through him, the one unites with the other for the good of the world. We must now ask: How is the ideal, the highest ideal, to be attained in the will-permeated life of thought?—Now if the life of thought were something that represented material processes, the will could never penetrate fully into the realm of the thoughts and increasingly take root there. The will would at most be able to ray into these material processes as an organizing force. Will can take real effect only if the life of thought is something that has no outer, physical reality. What, then, must it be? You will be able to envisage what it must be if you take a picture as a starting-point. If you have here a mirror and here an object, the object is reflected in the mirror; if you then go behind the mirror, you find nothing. In other words, you have a picture—nothing more. Our thoughts are pictures in this same sense. (Diagram X) How is this to be explained?—In a previous lecture I said that the life of thought as such is in truth not a reality of the immediate moment. The life of thought rays in from our existence before birth, or rather, before conception. The life of thought has its reality between death and a new birth. And just as here the object stands before the mirror and what it presents is a picture—only that and nothing more—so what we unfold as the life of thought is lived through in the real sense between death and a new birth, and merely rays into our life since birth. As thinking beings, we have within us a mirror-reality only. Because this is so, the other reality which, as you know, rays up from the metabolic process, can permeate the mirror-pictures of the life of thought. If, as is very rarely the case today, we make sincere endeavors to develop unbiased thinking, it will be clear to us that the life of thought consists of mirror-pictures if we turn to thinking in its purest form—in mathematics. Mathematical thinking streams up entirely from our inner being, but it has a mirror-existence only. Through mathematics the make-up of external objects can, it is true, be analyzed and determined; but the mathematical thoughts in themselves are only thoughts, they exist merely as pictures. They have not been acquired from any outer reality. Abstract thinkers such as Kant also employ an abstract expression. They say: mathematical concepts are a priori.—A priori, apriority, means "from what is before." But why are mathematical concepts a priori? Because they stream in from the existence preceding birth, or rather, preceding conception. It is this that constitutes their ‘apriority.’ And the reason why they appear real to our consciousness is because they are irradiated by the will. This is what makes them real. Just think how abstract modern thinking has become when it uses abstract words for something which, in its reality, is not understood! Men such as Kant had a dim inkling that we bring mathematics with us from our existence before birth, and therefore they called the findings of mathematics ‘a priori.’ But the term ‘a priori’ really tells us nothing, for it points to no reality, it points to something merely formal. In regard to the life of thought, which with its mirror-existence must be irradiated by the will in order to become reality, ancient traditions speak of Semblance. (Diagram XI, Schein.) Let us now consider the other pole of man's nature, where the thoughts stream down towards the sphere of will, where deeds are performed in love. Here our consciousness is, so to speak, held at bay, it rebounds from reality. We cannot look into that realm of darkness—a realm of darkness for our consciousness—where the will unfolds whenever we raise an arm or turn the head, unless we take super-sensible conceptions to our aid. We move an arm; but the complicated process in operation there remains just as hidden from ordinary consciousness as what takes place in deep sleep, in dreamless sleep. We perceive our arm; we perceive how our hand grasps some object. This is because we permeate the action with thoughts. But the thoughts themselves that are in our consciousness are still only semblance. We live in what is real, but it does not ray into our ordinary consciousness. Ancient traditions spoke here of Power (Gewalt), because the reality in which we are living is indeed permeated by thought, but thought has nevertheless rebounded from it in a certain sense, during the life between birth and death. (Diagram XI.) Between these two poles lies the balancing factor that unites the two—unites the will that rays towards the head with the thoughts which, as they flow into deeds wrought with love, are, so to say, felt with the heart. This means of union is the life of feeling, which is able to direct itself towards the will as well as towards the thoughts. In our ordinary consciousness we live in an element by means of which we grasp, on the one side, what comes to expression in our will-permeated thought with its predisposition to freedom, while on the other side, we try to ensure that what passes over into our deeds is filled more and more with thoughts. And what forms the bridge connecting both has since ancient times been called Wisdom. (Diagram XI.) In his fairy-tale, The Green Snake and the Beautiful Lily, Goethe has given indications of these ancient traditions in the figures of the Golden King, the Silver King, and the Brazen King. We have already shown from other points of view how these three elements must come to life again, but in an entirely different form—these three elements to which ancient instinctive knowledge pointed and which can come to life again only if man acquires the knowledge yielded by Imagination, Inspiration, Intuition. But what is it that is actually taking place as man unfolds his life of thought?—Reality is becoming semblance! It is very important to be clear about this. We carry about with us our head, which with its hard skull and tendency to ossification, presents, even outwardly, a picture of what is dead, in contrast to the rest of the living organism. Between birth and death we bear in our head that which, from an earlier time when it was reality, comes into us as semblance, and from the rest of our organism we pervade this semblance with the element issuing from our metabolic processes, we permeate it with the real element of the will. There we have within us a seed, a germinating entity which, first and foremost, is part of our manhood, but also means something in the cosmos. Think of it—a man is born in a particular year; before then he was in the spiritual world. When he passes out of the spiritual world, thought which there is reality, becomes semblance, and he leads over into this semblance the forces of his will which come from an entirely different direction, rising up from parts of his organism other than the head. That is how the past, dying away into semblance, is kindled again to become reality of the future. Let us understand this rightly. What happens when man rises to pure thinking, to thinking that is irradiated by will?—On the foundation of the past that has dissolved into semblance, through fructification by the will which rises up from his egohood, there unfolds within him a new reality leading into the future. He is the bearer of the seed into the future. The thoughts of the past, as realities, are as it were the mother-soil; into this mother-soil is laid that which comes from the individual egohood, and the seed is sent on into the future for future life. On the other side, man evolves by permeating his deeds and actions, his will-nature, with thoughts; deeds are performed in love. Such deeds detach themselves from him. Our deeds do not remain confined to ourselves. They become world-happenings; and if they are permeated by love, then love goes with them. As far as the cosmos is concerned, an egotistical action is different from an action permeated by love. When, out of semblance, through fructification by the will, we unfold that which proceeds from our inmost being, then what streams forth into the world from our head encounters our thought-permeated deeds. Just as when a plant unfolds it contains in its blossom the seed to which the light of the sun, the air outside, and so on, must come, to which something must be brought from the cosmos in order that it may grow, so what is unfolded through freedom must find an element in which to grow through the love that lives in our deeds. Thus does man stand within the great process of world-evolution, and what takes place inside the boundary of his skin and flows out beyond his skin in the form of deeds, has significance not only for him but for the world, the universe. He has his place in the arena of cosmic happenings, world-happenings. In that what was reality in earlier times becomes semblance in man, reality is ever and again dissolved, and in that his semblance is quickened again by the will, new reality arises. Here we have—as if spiritually we could put our very finger upon it—what has also been spoken of from other points of view.—There is no eternal conservation of matter! Matter is transformed into semblance and semblance is transformed to reality by the will. The law of the conservation of matter and energy affirmed by physics is a delusion, because account is taken of the natural world only. The truth is that matter is continually passing away in that it is transformed into semblance; and a new creation takes place in that through Man, who stands before us as the supreme achievement of the cosmos, semblance is again transformed into Being (Sein.) We can also see this if we look at the other pole—only there it is not so easy to perceive. The processes which finally lead to freedom can certainly be grasped by unbiased thinking. But to see rightly in the case of this other pole needs a certain degree of spiritual-scientific development. For here, to begin with, ordinary consciousness rebounds when confronted by what ancient traditions called Power. What is living itself out as Power, as Force, is indeed permeated by thoughts; but the ordinary consciousness does not perceive that just as more and more will, a greater and greater faculty of judgment, comes into the world of thought, so, when we bring thoughts into the will-nature, when we overcome the element of Power more and more completely, we also pervade what is merely Power with the light of thought. At the one pole of man's being we see the overcoming of matter; at the other pole, the new birth of matter. As I have indicated briefly in my book, Riddles of the Soul, man is a threefold being: as nerve-and-sense man he is the bearer of the life of thought, of perception; as rhythmic being (breathing, circulating blood), he is the bearer of the life of feeling; as metabolic being, he is the bearer of the life of will. But how, then, does the metabolic process operate in man when will is ever more and more unfolded in love? It operates in that, as man performs such deeds, matter is continually overcome.—And what is it that unfolds in man when, as a free being, he finds his way into pure thinking, which is, however, really of the nature of will?—Matter is born!—We behold the coming-into-being of matter! We bear in ourselves that which brings matter to birth: our head; and we bear in ourselves that which destroys matter, where we can see how matter is destroyed: our limb-and-metabolic organism. This is the way in which to study the whole man. We see how what consciousness conceives of in abstractions is an actual factor in the process of World-Becoming; and we see how that which is contained in this process of World-Becoming and to which the ordinary consciousness clings so firmly that it can do no other than conceive it to be reality—we see how this is dissolved away to nullity. It is reality for the ordinary consciousness, and when it obviously does not tally with outer realities, then recourse has to be taken to the atoms, which are considered to be firmly fixed realities. And because man cannot free himself in his thoughts from these firmly fixed realities, one lets them mingle with each other, now in this way, now in that. At one time they mingle to form hydrogen, at another, oxygen; they are merely differently grouped. This is simply because people are incapable of any other belief than that what has once been firmly fixed in thought must also be as firmly fixed in reality. It is nothing else than feebleness of thought into which one lapses when he accepts the existence of fixed, ever-enduring atoms. What reveals itself to us through thinking that is in accordance with reality is that matter is continually dissolved away to nullity and continually rebuilt out of nullity. It is only because whenever matter dies away, new matter comes into being, that people speak of the conservation of matter. They fall into the same error into which they would fall, let us say, if a number of documents were carried into a house, copied there, but the originals burned and the copies brought out again, and then they were to believe that what was carried in had been carried out—that it is the same thing. The reality is that the old documents have been burned and new ones written. It is the same with what comes into being in the world, and it is important for our knowledge to advance to this point. For in that realm of man's being, where matter dies away into semblance and new matter arises, there lies the possibility of freedom, and there lies the possibility of love. And freedom and love belong together, as I have already indicated in my Philosophy of Spiritual Activity. Those who on the basis of some particular conception of the world speak of the imperishability of matter, annul freedom on the one side and the full development of love on the other. For only through the fact that in man the past dies away, becomes semblance, and the future is a new creation in the condition of a seed, does there arise in us the feeling of love—devotion to something to which we are not coerced by the past—and freedom—action that is not predetermined. Freedom and love are, in reality, comprehensible only to a spiritual-scientific conception of the world, not to any other. Those who are conversant with the picture of the world that has appeared in the course of the last few centuries will be able to assess the difficulties that will have to be overcome before the habits of thought prevailing in modern humanity can be induced to give way to this unbiased, spiritual-scientific thinking. For in the picture of the world existing in natural science there are really no points from which we can go forward to a true understanding of freedom and love. How the natural-scientific picture of the world on the one side, and on the other, the ancient, traditional picture of the world, are related to a truly progressive, spiritual-scientific development of humanity—of this we will speak on some other occasion. |
207. Human Freedom and Its Connection with the Mystery of Golgotha
16 Oct 1921, Dornach Tr. Unknown Rudolf Steiner |
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In the Old Testament we find ideas which are above all connected with the beginning of the world, and they are described in a form accessible to man, which enabled him to grasp his own existence upon the earth. The Kant-Laplace nebula instead, does not enable him to understand human life on earth. If you take the wonderful cosmogonies of the various pagan nations, you will again find that they enabled man to grasp his earthly existence. |
But we are then imprisoned, as it were, in our earthly cave and we do not look out of it. The Kant-Laplace theory and the end of the world by heat block our outlook into Time's cosmic distances. This is after all the situation of present-day mankind from the standpoint of ordinary consciousness: consequently mankind is threatened by a certain danger. |
207. Human Freedom and Its Connection with the Mystery of Golgotha
16 Oct 1921, Dornach Tr. Unknown Rudolf Steiner |
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Our last lectures showed the fundamental difference between man's whole conception here, from birth to death, and in the spiritual world, from death to a new birth. We have already explained that in the present epoch; i.e., ever since the middle of the Fifteenth Century, man may gain freedom during his existence between birth and death; everything on earth which he fulfils out of the impulse of freedom, gives his being, as it were, weight, reality and life. When we emancipate ourselves from the necessities of earthly existence, when we rise up to free motives guiding our will; that is to say, if we do not take anything out of earthly life for our will, then we create the possibility of independence also between death and a new birth. But in the present epoch this capacity of preserving our own independent existence after death calls for something which we may designate as the connection with the Mystery of Golgotha, for the Mystery of Golgotha may be viewed from many different aspects. In the course of the past years, we have already studied quite a number of these aspects; today we shall view the Mystery of Golgotha from a standpoint arising from the study of freedom and its significance for the human being. Here on earth, between birth and death, the human being really does not have in his ordinary consciousness any conception of his own self. He cannot look into his own self. It is, of course, an illusion to believe, as external science does, that it is possible to obtain a knowledge of the inner constitution of the human organism by observing man's lifeless parts, indeed sometimes by studying only the corpse. This is an illusion, a deception. Here, between birth and death, man only has a conception of the external world. But of what kind is this conception? It is one which we have frequently characterized as the conception of illusion (Schein), of semblance, and I have again emphasized this yesterday. When our senses are turned to the things which surround us in the world in which we live from birth to death, then the world appears to us as a semblance, as an illusion. This semblance may be taken into our Ego being. We may, for example, preserve it in our memory, and in a certain sense make it our own. But insofar as it stands before us when looking out into the world, it is an illusion which manifests itself particularly—as I have already explained to you yesterday—by disappearing with death and by re-appearing in another form; that is to say, we then no longer experience it within us, but before or around us. If, however, in the present epoch we were not able to experience the world as an illusion during our existence from birth to death, if we were unable to experience this illusion, we could not be free. The development of freedom is only possible in the world of illusion. I have mentioned this in my book, The Riddle of Man, and have pointed out that in reality the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we perceive is a semblance, an illusion. But the human being is not completely woven into this illusion of the world. He is woven into it only in regard to his perception, which fills his waking consciousness. But when he considers his impulses, instincts, passions and temperament, and everything that surges up from the human depths without his being able to grasp it in the form of clear concepts, at least in the form of waking concepts, then all this is not only a semblance or illusion; it is a reality, but one which does not rise up in man's present consciousness. From birth to death, man lives in a real world unknown to him, one which cannot ever give him freedom. It may implant in him instincts which deprive him of freedom; it may call forth inner necessities, but never can it enable him to experience freedom. Freedom can only be experienced within a world of pictures, of semblance. When we wake up in the morning, we must enter a perceptive life of semblance, so that freedom may unfold. But this life of semblance, which constitutes our waking perceptive life, did not always exist in this form in mankind's historical evolution. If we go back into ancient times, which have so often been envisaged in our lectures, to times when people still had a certain instinctive clairvoyance, or remnants of this clairvoyance (which lasted until the middle of the Fifteenth Century), we cannot in the same way say that man was surrounded only by a world of semblance. Of course, everything which man saw in his own way as the world's spiritual background, spoke through this semblance. He perceived the illusion, but differently; to him it was an expression, a manifestation of a spiritual world. This spiritual world then vanished behind the semblance, and only the semblance remained. The essential thing in the development of mankind is that in older times the semblance was viewed as the manifestation of a divine spiritual world, but the divine spiritual vanished from the semblance, so that man was confronted only by illusion, in order that he might discover freedom in this world of semblance. Man must therefore find freedom in a world of illusion; he does not find it in the world of reality which completely withdrew to the darkened experiences of his inner being; there, he can only find necessity. We may therefore say that the world which man perceives from birth to death—but everything I say applies to our age—is a world of semblance, of illusion. Man perceives the world, but in the form of semblance. How do matters stand in regard to the life between death and a new birth? In our last lectures we explained that after death the human being does not perceive the external world which he sees here, between birth and death, but between death and a new birth he essentially perceives the human being himself, man's inner being. Man's world is then the human being. What is concealed here on earth, becomes manifest in the spiritual world. Between death and a new birth, man obtains insight into the whole connection between man's soul life and his organic life, or the activity of the single organs; in short, into everything which, symbolically speaking, lies enclosed within the human skin. But we find that in the present age man cannot live in a world of illusion after death. He can only live in a world of illusion from birth to death. But between death and a new birth he cannot live in an illusion. When he passes through death, necessity imprisons him, as it were. Here on earth, he feels that he is free in regard to his perceptions, for he may turn his eyes to the things he wants to see; he may collect his perceptions in the form of thoughts, so as to feel the freedom of action in the sphere of thought; but between death and a new birth he feels a complete lack of freedom in regard to the world of his perceptions. This world takes hold of him violently, as it were. It is just as if he perceived as he would perceive here on earth if every sense perception were to hypnotize him, as if every sense perception were to take hold of him so as to render him unable to free himself from them of his own accord. This is the course of man's development since the middle of the Fifteenth Century. The divine spiritual worlds vanished from the semblance which confronted him, but between death and a new birth, the divine spiritual worlds imprison him so that he cannot maintain his independence. I said that if we really develop freedom on earth; i.e., if we submit completely to the semblance in life, we may carry our own being through the portal of death. By envisaging still another difference between the present time and older human conceptions, we shall realize, however, what is needed in addition to this. Whether we consider mankind in general, or the initiates and the Mysteries of ancient times, we find that the whole conception of the world had another direction from that of today. If we remain standing by what the human being has acquired ever since the middle of the Fifteenth Century, through the form of knowledge which has arisen since that time, we come across certain definite ideas on the development of the earth and of the human race. But man lost track of the conceptions which might have given him satisfactory indications about the beginning and end of the earth. We might say that he was able to survey a certain line of development; he looked back into history; he looked back into the geological development of the earth. But when he went back still further, he began to construct hypotheses. He imagined that the beginning of the world was a nebula, a kind of physical structure. Out of it developed; i.e., not really, but people imagined that this was so—the higher beings of the kingdoms of Nature: plants, animals, etc. Again, in accordance with conceptions of physics, people thought that life on earth and the earth itself would end by heat—again, a hypothesis. A fragment was thus surveyed, which lies between the beginning and end of the earth. Beginning and end became a hazy, unsatisfactory picture. But this was different in a more remote past. In past times people had very clear notions of the beginning and end of the world, because they still saw the divine spiritual in the semblance. Bear in mind, for example, the Old Testament, or other religious teachings of the past. In the Old Testament we find ideas which are above all connected with the beginning of the world, and they are described in a form accessible to man, which enabled him to grasp his own existence upon the earth. The Kant-Laplace nebula instead, does not enable him to understand human life on earth. If you take the wonderful cosmogonies of the various pagan nations, you will again find that they enabled man to grasp his earthly existence. The human being thus directed his gaze towards the beginning of the earth and obtained thoughts which encompassed man. Conceptions of the end of the earth remained for a longer time in human consciousness. In Michelangelo's “Last Judgment,” for example, we come across ideas connected with the end of the world, which were handed down as far as our own epoch and which encompass man; for although the conceptions of sin and atonement are difficult, they do not do away with man. But take the modern hypothetical conception of the end of the world: viz. that everything will end in uniform heat. Man's whole being dissolves, there is no room for him in the world. In addition to the disappearance of divine spiritual life from the illusion of perception, man therefore lost, in the course of time, his conceptions of the world's beginning and end. Within these ideas he could still assert himself and view himself within the cosmos as a being connected with the beginning and end of the earth. How did the people of past epochs view history? No matter in what form they saw it, history was something which moved from the beginning to the end of the earth, and it obtained its meaning through the conceptions of the beginning and end of the earth. Take any of the pagan cosmologies: they will enable you to picture mankind's historical development. They reach back to ages when earthly life was still united with a divine spiritual weaving. History has a meaning. If we turn to the beginning and also to the end of the earth, history acquires a meaning. Whereas the conception of the end of the earth, as an imaginative conception contained in religious feeling, continued to exist even in more recent epochs; the conception of the end of the earth lived on in historical ideas, as a kind of straggler, even in more recent times. In historical works, such as Rotteck's “World History,” you may still find the influence of this idea of the world's beginning, which gives a meaning to history. The significant, peculiar fact is that at the same time in which man entered the stage of perceiving the world as an illusion, so that he perceived external Nature as an illusion, history began to lose its meaning and became inaccessible to man's direct knowledge, because he no longer had any notion of the earth's beginning and end. Consider this fact quite seriously. Take the nebula at the beginning of the earth's development, from which undefined forms first condensed themselves, and then all the beings, rising as far as man. And consider the death by heat at the end of the earth's development, in which everything will perish. In between lies what we know, for example, concerning Moses, the great men of ancient China, the great men of ancient India, Persia, Egypt—and further on, of Greece and Rome, as far as our present time. In thought we may add all that has still to come. But all this takes place on earth like an episode, with no beginning and end. History thus appears to have no meaning. Let us realize this. Nature may be surveyed, even if we cannot survey its inner essence. It rises up before us as a semblance together with the experience of our own self, between birth and death. Modern people simply lack the courage to admit that history has no meaning; it is meaningless, because man has lost track of the beginning and end of the world. He should really feel that mankind's historical development is the greatest of riddles. He should say to himself that the historical course of development has no sense. Some people had an idea of this truth. Read what Schopenhauer wrote on the absence of meaning in history, when one sets out from occidental beliefs. This will show you that Schopenhauer really felt this absence of meaning in history. We should be filled with the longing to rediscover the meaning of history in some other way. The world of semblance enables us to develop a satisfactory knowledge of Nature, particularly in Goethe's meaning, if we give up hypotheses and remain by the phenomena; i.e., by the truths based on semblance, on illusion. Natural science may satisfy us, if we eliminate all the disturbing hypotheses connected with the beginning and end of the world. But we are then imprisoned, as it were, in our earthly cave and we do not look out of it. The Kant-Laplace theory and the end of the world by heat block our outlook into Time's cosmic distances. This is after all the situation of present-day mankind from the standpoint of ordinary consciousness: consequently mankind is threatened by a certain danger. It cannot quite penetrate into the mere world of phenomena; above all it is unable to penetrate into this world of semblance with the forces of inner life. Man would like to submit to the inner necessity, to his instincts, impulses, and passions. Today we do not see much of all that may be realized on the basis of free impulses born out of pure thinking. But in the same degree in which man lacks freedom during his life from birth to death, he is overcome by lack of freedom, by the necessity of perception arising out of the hypnotizing coercion which exists between death and a new birth. Man is therefore threatened by the danger of passing through the portal of death without taking with him his own being and without penetrating into a free realm in regard to his perceptive world, but into something which submerges him into a state of coercion, which makes him, as it were, grow rigid in the external world. The impulse which must in future enter the life of mankind is that the divine spiritual should appear to man in a new way, not in the same way in which it appeared in ancient times. In past epochs man could imagine a spiritual essence in the physical at the beginning and end of the earth, to which he was united and which did not exclude him. But this must take place in an ever-growing measure from the centre, instead of from the beginning and end. Even as in the Old Testament the beginning of the world was looked upon as a genesis of the human being, in which his existence was ensured, even as the pagan cosmogonies spoke of mankind's development out of a divine-spiritual existence, even as the contemplation of the end of the earth, which—as stated—was still contained in the conceptions of the end of the world and the final judgment, which do not deprive man of his own self, so modern times must find in a right conception of the Mystery of Golgotha, at the centre of the earth's development, that which again enables man to see divine life united with earthly life. We should grasp in the right way that God passed through Man in the Mystery of Golgotha. This will replace what we lost in regard to the beginning and end of the earth. But there is an essential difference between the way in which we should now look upon the Mystery of Golgotha and the old way of looking at the beginning and end of the earth. Try to penetrate into the way in which the pagan cosmogonies arose. In the present time we often come across conceptions stating that these pagan cosmogonies were thought out in the same way in which modern men freely join thought to thought and disconnect them again. But this is an erroneous University conception which has no reasonable foundation. We find instead that in the past, man gave himself up entirely to the contemplation of the world; he could see the beginning of the world only in the way in which it appeared to him in the cosmogony and in the myths. There was no freedom in this; it was altogether the result of necessity. Man had to envisage the beginning of the earth, he could not refrain from doing so. In the present time, we no longer conceive in the right way how in the past man's soul confronted the beginning of the world and, in a certain respect, also the end of the world with the aid of an instinctive knowledge. Today it is impossible for the human soul to envisage the Mystery of Golgotha in this way. This constitutes the great difference between Christianity and the ancient teachings of the Gods. If we wish to find Christ, we must find him in freedom and turn to the Mystery of Golgotha freely. But the content of the ancient cosmogonies was forced upon man, whereas the Mystery of Golgotha does not force itself upon him. He must approach the Mystery of Golgotha in freedom and his being must pass through a kind of resurrection. Man is led to such freedom by an activity which I have recently designated in anthroposophical spiritual science as the cognitive activity. A clergyman who believes that he may gain knowledge of the “Akasha Chronicle” through an “illustrated luxury edition”, that is to say without any inner activity on his part, for the grasping of truths which should appear before his soul in the form of concepts and become images—such a clergyman would simply show that he is predisposed to grasp the world only in a pagan way, not in a Christian way; for Christ must be reached in inner freedom. Particularly the way in which the Mystery of Golgotha should be faced, constitutes the most intimate means of an education towards freedom. If the Mystery of Golgotha is experienced rightly, it already tears us away from the world. What arises in that case? In the first place, we live in a world of apparent perception and in it surges up something which leads us to a spiritual life guaranteed by the Mystery of Golgotha. This is one thing. But the other thing is that history ceased to have a meaning, because beginning and end were lost; it obtains a new meaning when it receives it anew from the centre. We learn to recognize that everything before the Mystery of Golgotha tends towards the Mystery of Golgotha as its goal, and everything after the Mystery of Golgotha sets out from it. History thus once more acquires a meaning, whereas otherwise it is an illusory episode without beginning and end; the world which we perceive outside faces us as an illusion for the sake of our own freedom and also changes history into something which it should not be—an illusory episode without any centre of gravity. It dissolves into fog and mist and theoretically we already find this in Schopenhauer's writings. By tending towards the Mystery of Golgotha, all that was once mere illusion in history obtains inner life, an historical soul, connected with everything which modern man requires through the fact that he must develop freedom in life. He will then pass through the portal of death with the great teaching of freedom. Avowal of the Mystery of Golgotha throws into life a light which must fall on everything in man that is capable of freedom. And having the disposition to freedom in the illusory aspect of the world which is given to him, he has the possibility to escape the danger of failing to develop freedom, because after death he submits to instincts and passions, thus falling a prey to necessity. By accepting a religious faith which is quite different from those of the past, by allowing his whole soul to be filled by a religious faith which only lives in freedom, he becomes able to experience freedom. In the present civilization, only a small number of people have really grasped that only a knowledge gained in freedom, a knowledge gained by inner activity, is able to lead us to Christ, to the Mystery of Golgotha. The Bible gave man the historical record so that he might have a message of the Mystery of Golgotha for the time when he could not yet take in spiritual science. To be sure, the Gospel will never lose its value. It will have an every greater value, but the Gospel must be added to the direct knowledge of the essence of the Mystery of Golgotha. Christ should be felt and recognized also with the aid of human forces, not only with the aid of the forces working through the Gospel. This is what spiritual science strives for in regard to Christianity. Spiritual science seeks to explain the Gospels, but it is not based upon the Gospels. It is able to appreciate the Gospels so fully, just because it discovered, as it were, subsequently, all that lies concealed in them, all that has already been lost in the course of mankind's outer development. You see, the whole modern development of mankind is thus connected on the one hand with freedom and the illusion of perception, and on the other, with the Mystery of Golgotha and the meaning of the historical development. The sequence of many episodes which constitutes history as it is generally described and accepted today, obtains its true weight if the Mystery of Golgotha can be set into the historical course of development. Many people felt this in the right way and also used appropriate images for this. They said to themselves: Once upon a time, man looked out into the heavenly spaces; he saw the Sun, but not as we see it now. Today there are physicists who think that out there in the universe there swims a large sphere of gaseous matter. I have frequently said that they would be astonished if they could build a world airship and reach the Sun, for where they suppose the existence of a gaseous sphere, they would find negative space, which would transport them in a moment not only into Nothing, but beyond Nothing, far beyond the sphere of Nothing. The cosmologies developed today, the modern materialistic cosmologies, are pure fantasy. In past epochs, people did not imagine the Sun as a gaseous sphere swimming in the heavenly spaces, but they saw a Spiritual Being in the Sun. Even today the Sun is a Spiritual Being to those who contemplate the world in a real way; it is a Spiritual Being manifesting itself only outwardly in the way in which the eye is able to perceive the Sun. In Christ an older human race felt the presence of this central Spiritual Being. When speaking of Christ, it pointed to the Sun. By recognizing the Sun as a Spiritual Being, it was possible to connect a conception worthy of man with the beginning and end of the earth. The conception of Jesus, who was Christ's abode, renders possible a conception worthy of man in regard to the middle of the earth's development, and from there will ray out towards beginning and end that which will once more make the whole cosmos appear in a light that gives man his place in the universe. We should therefore envisage a future in which hypotheses concerning the world's beginning and end will not be constructed on the basis of materialistic, natural-scientific conceptions, but in which the point of issue will be the knowledge of the Mystery of Golgotha. This will also enable us to survey the whole cosmic development. In ancient times, the Christ was felt to be outside in the cosmos, where the Sun was shining. A true knowledge of the Mystery of Golgotha enables us to see in the historical development of the earth the Sun of the earth's development shining through Christ. The Sun shines outside in the world and also in history—it shines physically outside, and spiritually in history; Sun here, and Sun there. This indicates the path to the Mystery of Golgotha from the aspect of freedom. Modern mankind must find it, if it wants to come out of the forces of descent and enter the ascending forces. This should be realized fully and profoundly. This knowledge will not be abstract, not merely theoretical, but one that fills the whole human being. It will be a knowledge which must be felt and experienced in feeling. The Christianity which Anthroposophy will have to teach, will not only imply looking at Christ, but being filled by Christ. People always want to know the difference between the teachings of the older Theosophy and the truths that live in Anthroposophy. Is this difference not evident? The older Theosophy warmed up the pagan cosmology. In the theosophical literature you will discover everywhere warmed-up pagan cosmologies, which are no longer suited to modern men, and although Theosophy speaks of the world's beginning and end, this no longer means what it meant in the past. What is missing in the writings of an older Theosophy? The centre is missing, the Mystery of Golgotha is missing throughout. It is missing to an even greater extent than in external natural science. Anthroposophy has a continued cosmology which does not blot out the Mystery of Golgotha, but admits it, so that it is contained in it. The whole evolution, reaching back as far as Saturn and forward as far as Vulcan, will take its course in such a way that the light enabling us to see it, will ray out from our knowledge of the Mystery of Golgotha. If we but recognize this fundamental contrast, we shall no longer have any doubt as to the difference between the older Theosophy and Anthroposophy. Particularly when so-called Christian theologians again and again put together Anthroposophy and Theosophy, this is due to the fact that they do not really understand much about Christianity. For it is deeply significant that Nietzsche's friend, Overbeck, the truly conspicuous theologian of Basle, wrote a book on the Christianity of modern theology, in which he tried to prove that modern theology; i.e., the Christian theology, is no longer Christian. One may therefore say: Even in regard to this point, external science has already drawn attention to the fact that modern Christian theology does not understand anything about Christianity and knows nothing about it. One should thoroughly understand all that is unchristian. Modern theology, in any case, is not Christian; it is unchristian through love of ease, through indolence. Yet people prefer to ignore these things, which should not be ignored, for to the extent in which they are ignored, people will lose the possibility to experience Christianity in a real way, from within. This must be experienced, for it is the other pole of the experience of freedom, which must appear. Freedom must be experienced, but the experience of freedom alone would lead us into the abyss. Only the Mystery of Golgotha can lead us across this abyss. |
202. Course for Young Doctors: The Path to Freedom and Love and Their Significance in World Happenings
19 Dec 1920, Dornach Tr. Gerald Karnow Rudolf Steiner |
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They have not been acquired from any outer reality. Abstract thinkers such as Kant also employ an abstract expression. They say: mathematical concepts are a priori.—A priori, apriority, means ‘existing in the mind independent of experience’. |
Just think how abstract modern thinking has become when it uses abstract words for something which, in its reality, is not understood! Men such as Kant had a dim inkling that we bring mathematics with us from our existence before birth, and therefore they called the findings of mathematics ‘a priori’. |
202. Course for Young Doctors: The Path to Freedom and Love and Their Significance in World Happenings
19 Dec 1920, Dornach Tr. Gerald Karnow Rudolf Steiner |
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As human beings we stand in the world as thinking, contemplative beings on the one hand, and as doers, as beings of action, on the other; with our feelings we live within both these spheres. With our feelings we respond, on the one side, to what is presented to our observation; on the other side, feelings enter into our actions, our deeds. We need only consider how we may be satisfied or dissatisfied with the success or lack of success of our deeds, how in truth all action is accompanied by impulses of feeling, and we shall see that feeling links the two poles of our being: the pole of thinking and the pole of deed, of action. Only through the fact that we are thinking beings are we human in the truest sense. Consider too, how everything that gives us the consciousness of our essential humanity is connected with the fact that we can inwardly picture the world around us; we live in this world and can contemplate it. To imagine that we cannot contemplate the world would entail forfeiting our essential humanity. As doers we have our place in social life and everything we accomplish between birth and death has a certain significance in this social life. Insofar as we are contemplative beings, thought operates in us; insofar as we are doers, that is to say, social beings, will operates in us. It is not the case in human nature, nor is it ever so, that things can simply be thought of intellectually side by side; the truth is that whatever is an active factor in life can be characterized from one aspect or another; the forces of the world interpenetrate, flow into each other. Mentally we can picture ourselves as beings of thought and also as beings of will. But even when we are entirely engrossed in contemplation, when the outer world is completely stilled, the will is continually active. And again, when we are performing deeds, thought is active in us. It is inconceivable that anything should proceed from us in the way of actions or deeds—which may also take effect in the realm of social life—without our identifying ourselves in thought with what thus takes place. In everything that is of the nature of will, the element of thought is contained; and in everything that is of the nature of thought, will is present. It is essential to be quite clear about what is involved here if we seriously want to build the bridge between the moral-spiritual world order and natural-physical world order. Imagine that you are living for a time purely in reflection as usually understood, that you are engaging in no kind of outward activity at all, but are wholly engrossed in thought. You must realize, however, that in this life of thought, will is also active; will is then at work in your inner being, raying out its forces into the realm of thought. When we picture the thinking human being in this way, when we realize that the will is radiating all the time into the thoughts, something will certainly strike us concerning life and its realities. If we review all the thoughts we have formulated, we shall find in every case that they are linked with something in our environment, something that we ourselves have experienced. Between birth and death we have, in a certain respect, no thoughts other than those brought to us by life. If our life has been rich in experiences we have a rich thought content; if our life experiences have been meager, we have a meager thought content. The thought content represents our inner destiny—to a certain extent. But within this life of thought there is something that is inherently our own; what is inherently our own is how we connect thoughts with one another and dissociate them again, how we elaborate them inwardly, how we arrive at judgments and draw conclusions, how we orientate ourselves in the life of thought—all this is inherently our own. The will in our life of thought is our own. If we study this life of thought in careful self-examination, we shall certainly realize that thoughts, as far as their actual content is concerned, come to us from outside, but that it is we ourselves who elaborate these thoughts. Therefore, in respect to our world of thought we are entirely dependent upon the experiences brought to us by our birth, by our destiny. But through the will, which rays out from the depths of the soul, we carry into what thus comes to us from the outer world, something that is inherently our own. For the fulfillment of what self-knowledge demands of us it is highly important to keep separate in our minds how, on the one side, the thought content comes to us from the surrounding world and how, on the other, the force of the will, coming from within our being, rays into the world of thought. How, in reality, do we become inwardly more and more spiritual?—Not by taking in as many thoughts as possible from the surrounding world, for these thoughts merely reproduce in pictures this outer world, which is a physical, material world. Constantly to be running in pursuit of sensations does not make us more spiritual. We become more spiritual through the inner, will-permeated work we carry out in our thoughts. This is why meditation, too, consists in not indulging in haphazard thoughts but in holding certain easily envisaged thoughts in the very center of our consciousness, drawing them there with a strong effort of will. And the greater the strength and intensity of this inner radiation of will into the sphere of thinking, the more spiritual we become. When we take in thoughts from the outer material world—and between birth and death we can take in only such thoughts—we become, as you can easily realize, unfree; for we are given over to the concatenations of things and events in the external world; as far as the actual content of the thoughts is concerned, we are obliged to think as the external world prescribes; only when we elaborate the thoughts do we become free in the real sense. It is possible to attain complete freedom in our inner life if we increasingly efface and exclude the actual thought content, insofar as this comes from outside, and kindle into greater activity the element of will which streams through our thoughts when we form judgments, draw conclusions and the like. Thereby, however, our thinking becomes what I have called in my Philosophy of Spiritual Activity ‘pure thinking’. We think, but in our thinking there is nothing but will. I have laid particular emphasis on this in the new edition of the book (1918). What is thus within us lies in the sphere of thinking. But pure thinking may equally be called pure will. Thus from the realm of thinking we reach the realm of will, when we become inwardly free; our thinking attains such maturity that it is entirely irradiated by will; it no longer takes anything in from outside, but its very life is of the nature of will. By progressively strengthening the impulse of will in our thinking we prepare ourselves for what I have called in the Philosophy of Spiritual Activity, ‘Moral Imagination’. Moral Imagination rises to the 'Moral Intuitions' which then pervade and illuminate our will that has now become thought, or our thinking that has now become will. In this way we raise ourselves above the sway of the 'necessity' prevailing in the material world, permeate ourselves with the force that is inherently our own, and prepare for Moral Intuition. And everything that can stream into us from the spiritual world has its foundation, primarily, in these Moral Intuitions. Therefore freedom dawns when we enable the will to become an ever mightier and mightier force in our thinking. Now let us consider the human being from the opposite pole, that of the will. When does the will present itself with particular clarity through what we do? When we sneeze, let us say, we are also doing something, but we cannot, surely, ascribe to ourselves any definite impulse of will when we sneeze! When we speak, we are doing something in which will is undoubtedly contained. But think how, in speaking, deliberate intent and absence of intent, volition and absence of volition, intermingle. You have to learn to speak, and in such a way that you are no longer obliged to formulate each single word by dint of an effort of will; an element of instinct enters into speech. In ordinary life at least, it is so, and it is emphatically so in the case of those who do not strive for spirituality. Garrulous people, who are always opening their mouths in order to say something or other in which very little thought is contained, give others an opportunity of noticing—they themselves, of course, do not notice—how much there is in speech that is instinctive and involuntary. But the more we go out beyond our organic life and pass over to activity that is liberated, as it were, from organic processes, the more do we carry thoughts into our actions and deeds. Sneezing is still entirely a matter of organic life; speaking is largely connected with organic life; walking really very little; what we do with the hands, also very little. And so we come by degrees to actions which are more and more emancipated from our organic life. We accompany such actions with our thoughts, although we do not know how the will streams into these thoughts. If we are not somnambulists and do not go about in this condition, our actions will always be accompanied by our thoughts. We carry our thoughts into our actions, and the more our actions evolve towards perfection, the more are our thoughts being carried into them. Our inner life is constantly deepened when we send will, our own inherent force, into our thinking, when we permeate our thinking with will. We bring will into thinking and thereby attain freedom. As we gradually perfect our actions we finally succeed in sending thoughts into these actions; we irradiate our actions—which proceed from our will—with thoughts. On the one side (inwards) we live a life of thought; we permeate this with the will and thus find freedom. On the other side (outwards) our actions stream forth from our will, and we permeate them with our thoughts. But by what means do our actions evolve to greater perfection? How do we achieve greater perfection in our actions? We achieve this by developing in ourselves the force which can only be designated by the words: devotion to the outer world.—The more our devotion to the outer world grows and intensifies, the more does this outer world stir us to action. But it is just through unfolding devotion to the outer world that we succeed in permeating our actions with thoughts. What, in reality, is devotion to the outer world? Devotion to the outer world, which permeates our actions with thoughts, is nothing else than love. Just as we attain freedom by irradiating the life of thought with will, so do we attain love by permeating the life of will with thoughts. We unfold love in our actions by letting thoughts radiate into the realm of the will; we develop freedom in our thinking by letting what is of the nature of will radiate into our thoughts. And because, as human beings, we are a unified whole, when we reach the point where we find freedom in the life of thought and love in the life of will, there will be freedom in our actions and love in our thinking. Each irradiates the other: action filled with thought is wrought in love; thinking that is permeated with will gives rise to actions and deeds that are truly free. Thus you see how in the human being the two great ideals, freedom and love, grow together. Freedom and love are also that which we, standing in the world, can bring to realization in ourselves in such a way that, through us, the one unites with the other for the good of the world. We must now ask: How is the ideal, the highest ideal, to be attained in the will-permeated life of thought?—If the life of thought were something that represented material processes, the will could never penetrate fully into the realm of the thoughts and increasingly take root there. The will would at most be able to ray into these material processes as an organizing force. Will can take real effect only if the life of thought is devoid of outer, physical reality. What, then, must it be? You will be able to envisage what it must be if you take a picture as a starting point. If you have here a mirror and here an object, the object is reflected in the mirror; if you then go behind the mirror, you find nothing. In other words, you have a picture—nothing more. Our thoughts are pictures in this same sense. How is this to be explained?—In a previous lecture I said that the life of thought as such is not a reality of the immediate moment. The life of thought rays in from our existence before birth, or rather, before conception. The life of thought has its reality between death and a new birth. And just as here the object stands before the mirror and what it presents is a picture—only that and nothing more—so what we unfold as the life of thought is lived through in the real sense between death and a new birth, and merely rays into our life since birth. As thinking beings, we have within us a mirror reality only. Because this is so, the other reality which, as you know, rays up from the metabolic process, can permeate the mirror pictures of the life of thought. If, as is very rarely the case today, we make sincere endeavors to develop unbiased thinking, it will be clear to us that the life of thought consists of mirror-pictures if we turn to thinking in its purest form—in mathematics. Mathematical thinking streams up entirely from our inner being, but it has a mirror-existence only. Through mathematics the make-up of external objects can, it is true, be analyzed and determined, but the mathematical thoughts in themselves are only thoughts, they exist merely as pictures. They have not been acquired from any outer reality. Abstract thinkers such as Kant also employ an abstract expression. They say: mathematical concepts are a priori.—A priori, apriority, means ‘existing in the mind independent of experience’. But why are mathematical concepts a priori? Because they stream in from the existence preceding birth, or rather, preceding conception. It is this that constitutes their ‘apriority’. And the reason why they appear real to our consciousness is because they are irradiated by the will. This is what makes them real. Just think how abstract modern thinking has become when it uses abstract words for something which, in its reality, is not understood! Men such as Kant had a dim inkling that we bring mathematics with us from our existence before birth, and therefore they called the findings of mathematics ‘a priori’. But the term ‘a priori’ really tells us nothing, for it points to no reality, it points to something merely formal. In regard to the life of thought, which with its mirror existence must be irradiated by the will in order to become reality, ancient traditions speak of semblance. (Diagram XI, Schein.) Let us now consider the other pole of man's nature, where the thoughts stream down towards the sphere of will, where deeds are performed in love. Here our consciousness is, so to speak, held at bay; it rebounds from reality. We cannot look into that realm of darkness—a realm of darkness for our consciousness—where the will unfolds whenever we raise an arm or turn the head, unless we take super-sensible conceptions to our aid. We move an arm; but the complicated process in operation there remains just as hidden from ordinary consciousness as what takes place in deep sleep, in dreamless sleep. We perceive our arm; we perceive how our hand grasps some object. This is because we permeate the action with thoughts. But the thoughts that are in our consciousness are still only semblance. We live in what is real, but it does not ray into our ordinary consciousness. Ancient traditions spoke here of Power (Gewalt), because the reality in which we are living is indeed permeated by thought, but thought has nevertheless rebounded from it in a certain sense, during the life between birth and death. (Diagram XI.) Between these two poles lies the balancing factor that unites the two—unites the will that rays towards the head with the thoughts which, as they flow into deeds wrought with love, are, so to say, felt with the heart. This means of union is the life of feeling, which is able to direct itself towards the will as well as towards the thoughts. In our ordinary consciousness we live in an element by means of which we grasp, on the one side, what comes to expression in our will-permeated thought with its predisposition to freedom, while on the other side, we try to ensure that what passes over into our deeds is filled more and more with thoughts. And what forms the bridge connecting both has since ancient times been called Wisdom. (Diagram XI.) In his fairy tale, The Green Snake and the Beautiful Lily, Goethe has given indications of these ancient traditions in the figures of the Golden King, the Silver King, and the Brazen King. We have already shown from other points of view how these three elements must come to life again, but in an entirely different form—these three elements to which ancient instinctive knowledge pointed and which can come to life again only if we acquire the knowledge yielded by Imagination, Inspiration, and Intuition. But what is it that is actually taking place as we unfold our life of thought?—Reality is becoming semblance! It is very important to be clear about this. We carry about with us our head, which with its hard skull and tendency to ossification, presents, even outwardly, a picture of what is dead, in contrast to the rest of the living organism. Between birth and death we bear in our head that which, from an earlier time when it was reality, comes into us as semblance. From the rest of our organism we permeate this semblance with the element issuing from our metabolic processes; we permeate it with the real element of the will. There we have within us a seed, a germinating entity which, first and foremost, is part of our humanity, but also means something in the cosmos. Think of it—an individual is born in a particular year; before then she was in the spiritual world. When she passes out of the spiritual world, thought which there is reality, becomes semblance, and she leads over into this semblance the forces of her will which come from an entirely different direction, rising up from parts of her organism other than the head. That is how the past, dying away into semblance, is kindled again to become reality of the future. Let us understand this rightly. What happens when we rise to pure thinking, to thinking that is irradiated by will?—On the foundation of the past that has dissolved into semblance, through fructification by the will which rises up from our egohood, there unfolds within us a new reality leading into the future. We are the bearers of the seed into the future. The thoughts of the past, as realities, are as it were the mother-soil; into this mother-soil is laid that which comes from the individ ual egohood, and the seed is sent on into the future for future life. On the other side, we evolve by permeating our deeds and actions, our will-nature, with thoughts; deeds are performed in love. Such deeds detach themselves from us. Our deeds do not remain confined to ourselves; they become world happenings. If they are permeated by love, then love goes with them. As far as the cosmos is concerned, an egotistical action is different from an action permeated by love. When, out of semblance, through fructification by the will, we unfold that which proceeds from our inmost being, then what streams forth into the world from our head encounters our thought-permeated deeds. Just as when a plant unfolds it contains in its blossom the seed to which the light of the sun, the air outside, and so on, must come, to which something must be brought from the cosmos in order that it may grow, so what is unfolded through freedom must find an element in which to grow through the love that lives in our deeds. Thus do we stand within the great process of world evolution, and what takes place inside the boundary of our skin and flows out beyond our skin in the form of deeds, has significance not only for us but for the world, the universe. We have our place in the arena of cosmic happenings. By reality in earlier times becoming semblance in us, reality is ever and again dissolved, and in that the semblance is quickened again by the will, new reality arises. Here we have—as if spiritually we could put our very finger upon it—what has also been spoken of from other points of view.—There is no eternal conservation of matter! Matter is transformed into semblance and semblance is transformed into reality by the will. The law of the conservation of matter and energy affirmed by physics is a delusion, because account is taken of the natural world only. The truth is that matter is continually passing away in that it is transformed into semblance; and a new creation takes place in that through the human being, who stands before us as the supreme achievement of the cosmos, semblance is again transformed into Being (Sein). We can also see this if we look at the other pole—only there it is not so easy to perceive. The processes which finally lead to freedom can certainly be grasped by unbiased thinking. But to see rightly in the case of this other pole needs a certain degree of spiritual-scientific development. For here, to begin with, ordinary consciousness rebounds when confronted by what ancient traditions called Power. What is living itself out as Power, as Force, is indeed permeated by thoughts; but the ordinary consciousness does not perceive that just as more and more will, a greater and greater faculty of judgment, comes into the world of thought, so, when we bring thoughts into the will-nature, when we overcome the element of Power more and more completely, we also pervade what is merely Power with the light of thought. At the one pole of man's being we see the overcoming of matter; at the other pole, the new birth of matter. As I have indicated briefly in my book, Riddles of the Soul (Mercury Press, 1996), the human being is a threefold being: as nerve-and-sense being, the bearer of the life of thought, of perception; as rhythmic being (breathing, circulating blood), the bearer of the life of feeling; as metabolic being, the bearer of the life of will. But how then does the metabolic process operate in us when will is ever more and more unfolded in love? It operates in that, as we perform such deeds, matter is continually overcome. And what is it that unfolds in us when, as a free being, we find our way into pure thinking, which is, however, really of the nature of will?—Matter is born!—We behold the coming-into-being of matter! We bear in ourselves that which brings matter to birth: our head; and we bear in ourselves that which destroys matter, where we can see how matter is destroyed: our metabolic-limb organism. This is the way in which to study the whole human being. We see how what consciousness conceives of in abstractions is an actual factor in the process of World-Becoming; and we see how that which is contained in this process of World-Becoming and to which the ordinary consciousness clings so firmly that it can do no other than conceive it to be reality—we see how this is dissolved into nothingness. It is reality for the ordinary consciousness, and when it obviously does not tally with outer realities, then recourse has to be taken to the atoms, which are considered to be firmly fixed realities. And because one cannot free oneself in one's thoughts from these firmly fixed realities, one lets them mingle with each other, now in this way, now in that. At one time they mingle to form hydrogen, at another, oxygen; they are merely differently grouped. This is simply because people are incapable of any other belief than that what has once been firmly fixed in thought must also be as firmly fixed in reality. It is nothing else than feebleness of thought into which one lapses when accepting the existence of fixed, ever-enduring atoms. What reveals itself to us through thinking that is in accordance with reality is that matter is continually dissolved away to nothingness and continually rebuilt out of nothingness. It is only because whenever matter dies away, new matter comes into being, that people speak of the conservation of matter. They fall into the same error into which they would fall, let us say, if a number of documents were carried into a house, copied there, but the originals burned and the copies brought out again, and then they were to believe that what was carried in had been carried out—that it is the same thing. The reality is that the old documents had been burned and new ones written. It is the same with what comes into being in the world, and it is important for our knowledge to advance to this point. For in that realm of the human being, where matter dies away into semblance and new matter arises, there lies the possibility of freedom, and there lies the possibility of love. And freedom and love belong together, as I have already indicated in my Philosophy of Spiritual Activity. Those who, on the basis of some particular conception of the world, speak of the imperishability of matter, annul freedom on the one side and the full development of love on the other. For only through the fact that in us the past dies away, becomes semblance, and the future is a new creation in the condition of a seed, does there arise in us the feeling of love, the devotion to something to which we are not coerced by the past, and freedom, action that is not predetermined. Freedom and love are, in reality, comprehensible only to a spiritual-scientific conception of the world, not to any other. Those who are conversant with the picture of the world that has appeared in the course of the last few centuries will be able to assess the difficulties that will have to be overcome before the habits of thought prevailing in modern humanity can be induced to give way to this unbiased, spiritual-scientific thinking. For in the picture of the world existing in natural science there are really no points from which we can go forward to a true understanding of freedom and love. How the natural-scientific picture of the world on the one side, and on the other, the ancient, traditional picture of the world, are related to a truly progressive, spiritual-scientific development of humanity—of this we will speak on some other occasion. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Old and New Moral Concepts
14 Jan 1893, Rudolf Steiner |
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This basic ethical view has found its harshest expression in Kant's philosophy. Just think of the well-known apostrophe to duty! "Duty! thou sublime great name, who dost not grasp in thyself anything popular that leads to ingratiation, but dost demand submission", who dost "merely set up a law that finds its way into the mind of its own accord and yet acquires reverence for itself against its will, before which all inclinations fall silent, even if they secretly work against it". |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Old and New Moral Concepts
14 Jan 1893, Rudolf Steiner |
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The word "modern" is on everyone's lips today. Every moment a "new thing" is discovered in this or that area of human creativity, or at least a promising attempt at it is noticed. Most of these discoveries, however, do not lead the discerning person pursuing the matter to something really new, but simply to the lack of historical education of the discoverers. If those who currently influence public opinion through speech and writing had the same degree of knowledge and discernment as they do hubris and boldness in their claims, ninety-eight times out of a hundred they would use terms that have something to do with the matter itself where the words "new" and "modern" now have to stand in. I don't want to join in the wild cries of the uneducated and immature standard-bearers of "modernity" when I speak here of a "new" morality in contrast to the old. But I am convinced that our time imperatively demands that we accelerate the change in views and ways of life that has been taking place very slowly for a long time. Some branches of culture are already imbued with the spirit that expresses itself in this demand; a clear awareness of the main characteristics of the change is not often to be found. I find a simple expression for the basic trait of a truly future-worthy striving in the following sentence: Today we seek to replace all otherworldly and extra-worldly driving forces with those that lie within the world. In the past, transcendental powers were sought to explain the phenomena of existence. Revelation, mystical vision or metaphysical speculation were supposed to lead to knowledge of higher beings. At present, we strive to find the means to explain the world in the world itself. It is only ever necessary to interpret these propositions in the right way, and one will find that they indicate the characteristic feature of a spiritual revolution that is in full swing. Science is increasingly turning away from the metaphysical approach and seeking its explanatory principles within the realm of reality. Art strives to offer in its creations only that which is derived from nature and renounces the embodiment of supernatural ideas. However, in science as in art, this endeavor is associated with the danger of going astray. Some of our contemporaries have not escaped this danger. Instead of pursuing the traces of the spirit, which they once erroneously sought outside reality, they have now lost sight of everything ideal; and we must see how science is content with a mindless observation and recording of facts, art often with mere imitation of nature. However, these are excesses that must be overcome by what is healthy in the whole direction. The significance of the movement lies in the rejection of that world view which regarded spirit and nature as two completely separate entities, and in the recognition of the proposition that both are only two sides, two manifestations of one entity. Replacing the two-world theory with the unified worldview is the signature of the new age. The area where this view seems to encounter the most serious prejudices is that of human action. While some natural scientists are already wholeheartedly committed to it, and some aesthetes and art critics are more or less imbued with it, ethicists want nothing to do with it. Here, the belief in norms that are supposed to govern life like an otherworldly power still prevails, in laws that are not created within human nature, but that are given to our actions as a ready-made guideline. If one goes far enough, one admits that we do not owe these laws to the revelation of a supernatural power, but that they are innate to our soul. They are then not called divine commandments, but categorical imperatives. In any case, the human personality is conceived as consisting of two independent entities: the sensual nature with a sum of instincts and passions, and the spiritual principle that penetrates to the realization of moral ideas, through which the sensual element is to be controlled and restrained. This basic ethical view has found its harshest expression in Kant's philosophy. Just think of the well-known apostrophe to duty! "Duty! thou sublime great name, who dost not grasp in thyself anything popular that leads to ingratiation, but dost demand submission", who dost "merely set up a law that finds its way into the mind of its own accord and yet acquires reverence for itself against its will, before which all inclinations fall silent, even if they secretly work against it". In these words lies an autonomization of the moral commandments into a special power to which everything individual in man simply has to submit. Even if this power announces itself within the human personality, it has its origin outside. The commandments of this power are the moral ideals that can be codified as a system of duties. The followers of this school of thought regard those who base their actions on these ideals as good people. This doctrine can be called the ethics of motives. It has many followers among German philosophers. We encounter it in a very diluted form in the work of the Americans Coit and Salter. Coit says ("The Ethical Movement in Religion", translated by G. von Gizycki, p.7): "Every duty is to be done with the fervor of enthusiasm, with the feeling of its absolute and supreme value"; and Salter ("The Religion of Morals", translated by G. von Gizycki, p. 79): "A moral act must have been done out of principle". In addition to this ethic, there is another that takes into account not so much the motives as the results of our actions. Its followers ask about the greater or lesser benefit that an action brings and accordingly describe it as better or worse. They either look at the benefit for the individual or for the social whole. Accordingly, a distinction is made between individualistic and socialistic utilitarians. If the former refrain from establishing general principles, the observance of which should make the individual happy, they present themselves as one-sided representatives of individualistic ethics. They must be called one-sided because their own benefit is by no means the only goal of the active human individuality. It can also be in their nature to act selflessly. But when these individualistic or socialistic utilitarians derive norms to be followed from the nature of the individual or a group, they make the same mistake as the advocates of the concept of duty: they overlook the fact that all general rules and laws immediately prove to be a worthless phantom when man finds himself within living reality. Laws are abstractions, but actions always take place under very specific concrete conditions. Weighing up the various possibilities and choosing the most practical one in a given case is what we should do when it comes to action. An individual personality is always faced with a very specific situation and will make a decision according to the circumstances. In this case, a selfish action will be the right one, in another a selfless one; sometimes the interests of the individual will have to be taken into account, sometimes those of the whole. Those who unilaterally pay homage to egoism are just as wrong as those who praise compassion. For what is more important than the perception of one's own good or the good of others is the consideration of whether one or the other is more important under the given circumstances. When acting, it is not primarily a matter of feelings, not of selfish, not of selfless ones, but of the right judgment about what is to be done. It can happen that someone sees an action as right and carries it out while suppressing the strongest impulses of his compassion. But since there is no absolutely right judgment, but all truth is only conditionally valid, depending on the point of view of the person who pronounces it, a person's judgment about what to do in a particular case is also conditioned by his particular relationship to the world. In exactly the same situation, two people will act differently because, depending on their character, experience and education, they have different concepts of what their task is in a given case. Anyone who understands that the judgment of a specific case is the decisive factor in an action can only advocate an individualistic view of ethics. Only the right view in a given situation and no fixed norm helps to form such a judgment. General laws can only be derived from the facts, but facts are only created through the action of man. These are the prerequisites of abstract rules. If we derive certain general characteristics of individuals, peoples and ages from the common and lawful nature of human action, we obtain ethics, not as a science of moral norms, but as a natural doctrine of morality. The laws derived from this relate to individual human action in exactly the same way as the laws of nature relate to a particular phenomenon in nature. To present ethics as a normative science is to completely misjudge the nature of a science. Natural science sees its progress in the fact that it has overcome the view that general norms, types, are realized in individual phenomena according to the principle of expediency. It investigates the real foundations of phenomena. Only when ethics has reached the point where it asks not about general moral ideals, but about the real facts of action that lie in the concrete individuality of man, only then can it be regarded as a science on a par with natural science. |
2. The Science of Knowing: Preface to the New Edition of 1924
Tr. William Lindemann Rudolf Steiner |
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Johannes Volkelt had written his thoughtful books Kant's Epistemology and Experience and Thinking. In the world given to man he saw only a complex of mental pictures that arise through man's relationship to a world which in itself is unknown. |
2. The Science of Knowing: Preface to the New Edition of 1924
Tr. William Lindemann Rudolf Steiner |
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This epistemology of the Goethean world view was written by me in the middle of the 1880's. Two thought-activities were living in my soul at that time. One of these was directed toward Goethe's creative work and was striving to give shape to the view of the world and of life that emerges as the moving power in this creative work. It seemed to me that something fully and purely human held sway in everything that Goethe gave the world as he created, contemplated, and lived. It seemed to me that nowhere in recent times were inner certainty, harmonious completeness, and a sense for reality with respect to the world as fully represented as in Goethe. From this thought arose the recognition that the way Goethe conducted himself in the activity of knowing is also the one that emerges from the essential being of man and of the world. On the other hand, my thoughts were living within the philosophical views prevalent at that time regarding the essential being of knowledge. In these views the activity of knowing was threatening to encapsulate itself within the being of man himself. Otto Liebmann, the gifted philosopher, had made the statement that human consciousness cannot reach beyond itself. It must remain within itself. Whatever, as true reality, lies beyond the world that consciousness shapes within itself, of this it can know nothing. In brilliant writings Otto Liebmann elaborated this thought in relation to the most varied areas of man's world of experience. Johannes Volkelt had written his thoughtful books Kant's Epistemology and Experience and Thinking. In the world given to man he saw only a complex of mental pictures that arise through man's relationship to a world which in itself is unknown. He did, in fact, concede that within the experience of thinking necessity manifests itself when thinking reaches into the world of mental pictures. In a certain way one feels as if one were bursting through the world of mental pictures into reality when thinking becomes active. But what has been gained by this? One could thereby feel justified in forming judgments in thinking that say something about the real world; but with such judgments one still stands entirely within the inner life of man; nothing of the essential being of the world penetrates into him. In epistemological questions, Eduard von Hartmann, whose philosophy was of real use to me even though I could not accept its basic premises or conclusions, took exactly the same standpoint that Volkelt then presented in detail. It was everywhere acknowledged that the human being, in his activity of knowing, strikes up against certain limits through which he cannot penetrate into the realm of true reality. Confronting all this there stood for me the fact—inwardly experienced, and known in the experiencing—that man with his thinking, if he deepens it sufficiently, does live in the midst of world reality as within a spiritual reality. I believed I possessed this knowledge as one that can stand in human consciousness with the same inner clarity as that which manifests in mathematical knowledge. In the face of this knowledge the opinion cannot persist that there are limits of knowledge such as those believed to have been established by the trend of thought just described. Into all this there played the fact that my thoughts were drawn to the theory of evolution, which was then in full bloom. In Haeckel it had assumed a form that did not allow the self-sustained being and working of the spiritual to be taken into account. The later, the more perfect, was supposed to have emerged in the course of time out of the earlier, the less developed. I could see that this was so insofar as outer, sense-perceptible reality was concerned. Nevertheless, I was too familiar with the self-sustaining spirituality that is not dependent upon the sense-perceptible and is established within itself to admit that the outer, sense-perceptible world of phenomena was right in this regard. Rather, it was a matter of building a bridge from this world of the senses to that of the spirit. In the course of time, as thought of in terms of sense perceptions, the human spiritual seems to evolve out of the preceding unspiritual. Yet the sense-perceptible, rightly known, shows everywhere that it is a manifestation of the spiritual. In the face of this correct knowledge of the sense-perceptible, it was clear to me that “limits of knowledge,” as they were then set, could be acknowledged only by someone who encounters this sense-perceptible realm and then treats it in the way a person would treat a printed page if he simply looked at the forms of the letters, and, knowing nothing about reading, then declared that one cannot know what lies behind these forms. In this way my attention was drawn to the path from sense observation to the spiritual, which for me was a fact established through inner, knowing experience. I was not seeking unspiritual atomic worlds behind sense-perceptible phenomena; I sought the spiritual, which seemingly manifests within the inner life of the human being but which in actuality belongs to the things and processes of the sense world themselves. Because of the way man carries out his knowing activity, it might seem as though the thoughts of things were within man, whereas in actuality they hold sway within the things. It is necessary for Man, in this experiencing of what seems to be the case, to separate the thoughts of things from the things; in the true experience of knowledge, he gives them back again to the things. The evolution of the world is then to be understood in such a way that the preceding unspiritual, out of which the spirituality of man later unfolds itself, contains something spiritual above and beyond itself. The later, spiritualized sense-perceptibility in which man appears thus arises through the fact that the spirit ancestor of man unites himself with the imperfect, unspiritual forms, and, transforming these, then appears in sense-perceptible form. These trains of thought led me beyond the epistemologists of that time, whose acumen and scientific sense of responsibility I fully acknowledged. They led me to Goethe. I can well recall today my inner struggles back then. I did not make it easy for myself to break away from the philosophical trains of thought prevalent at that time. But my guiding star was always the recognition, brought about entirely through itself, of the fact that the human being can behold himself inwardly as a spirit independent of the body, standing in a purely spiritual world. Before my works on Goethe's natural-scientific writings and before this epistemology, I wrote a little essay on atomism that has never been published. It took the direction I just indicated. I must recall the happiness it gave me when Friedrich Theodor Vischer, to whom I sent the essay, responded with a few favorable comments. But now, from my studies of Goethe, it became clear to me how my thoughts led me to behold the essential being of knowledge that emerges everywhere in Goethe's creative activity and in his stance toward the world. I found that my viewpoints provided me with an epistemology that is the epistemology of the Goethean world view. In the 1880's I was recommended by Karl Julius Schroer, my teacher and fatherly friend to whom I owe a great deal, to write the introductions [These introductions are now published in book form under the title Goethean Science, Mercury Press, 1988. –Ed.] to Goethe's natural-scientific writings for Kürschner's National Literatur and to tend to the publishing of these writings. In the course of this work I pursued Goethe's cognitive life in all the areas in which he was active. It became increasingly clear to me, right down into the details, that my own view brought me into the epistemology implicit in the Goethean world view. And so I wrote this present epistemology during my work on Goethe's natural-scientific writings. As I look at it again today, it also appears to me to be the epistemological foundation and justification for every thing I said and published later. It speaks of the essential being of knowing activity that opens the way from the sense perceptible world into the spiritual one. It might seem strange that this work of my youth, almost forty years old now, should appear today unchanged and expanded only by some notes. In its manner of presentation it bears the earmarks of a thinking that lived in the philosophy of forty years ago. If I were writing it today, I would state many things differently. But I would not be able to present anything different as the essential being of knowledge. Yet what I would write today would not be able to bear within itself so faithfully the germ of the world view for which I have stood and which is in accordance with the spirit. One can write in such a germinal way only at the beginning of a life of knowledge. This perhaps justifies a new publication of a youthful work in this unchanged form. The epistemologies that existed at the time of its writing have found their continuation in later ones. I said what I have to say about them in my book Riddles of Philosophy. This book is appearing now in a new edition from the same publisher. What I sketched years ago in this little book as the epistemology implicit in the Goethean world view seems to me just as necessary to say today as it was forty years ago. Goetheanum in Dornach |
130. Esoteric Christianity and the Guiding Spirits of Humanity: The Significance of the Year 1250
29 Jan 1911, Cologne Rudolf Steiner |
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This continued to have an effect over the centuries. Kant was one of the last stragglers of that time, his followers were only parrot-like repeaters. Luther, however, still felt the vague influence of the evil spirits of the personality. |
130. Esoteric Christianity and the Guiding Spirits of Humanity: The Significance of the Year 1250
29 Jan 1911, Cologne Rudolf Steiner |
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Why do we need Theosophy? As living beings on the physical plane, we are on a descent. Our body is not the same as in ancient times, our bodies are less ensouled, less sustained by the spirit. Just as the plant is permeated by water, so too was the etheric body active in us in ancient times. It permeated the physical body with its constructive powers. Today it has lost its power over the body. Salvation is only possible if we strengthen the spiritual in us. When the astral body permeates with the spiritual, then the human race will also become healthier. It is fate that the human physical body crumbles, but the etheric body can become stronger and have an effect on it. Now, however, people are heading straight for decadence. Theosophy works to revitalize and heal body and soul. What is particularly effective in healing is that which cannot be perceived by the senses or the brain alone. It seems nonsense to the world when we say that we should focus our thoughts on things that cannot be proven externally. But it is childish to want to prove theosophy by means of today's science. In our thinking about the external world there is an element that is necessarily destructive and has a destructive effect on the physical body. Sleep improves this. Many phenomena of today's cultural life have a destructive effect, for example, in particular, the light images, which certainly damage the etheric body. Light images also excite sensuality. Real art can sensualize what comes from the higher worlds for the benefit of people. In the theosophical world view, we work in union with supersensible powers. Nothing gives a firm inner foothold like Theosophy. Some slave with a firm spiritual foothold in the time of the pharaohs and the Egyptian priesthood was safer in life than many a person in the present time. Today people strive for the stereotypical, for authority. But only through their own inner activity in the awakened inner being can the soul find a firm foothold. The theosophical mood gives people a hold and makes them content, because they have a firm support in their own inner being through what theosophy gives them, which is as necessary for the soul as daily bread is for the body. We live on a planet that is heading towards disintegration. Gradually, lakes and rivers will dry up. Such changes are altering the face of the earth. Geology already indicates that we are already in a disintegrating epoch. The renowned geologist Sucß confirms that instead of rising, invigorating processes in the earth, decomposition processes are taking place. This is already happening throughout the great last developmental epoch of the earth. It is particularly intense in the small one since 1250. Some researchers and people who are ingenious in their field show some glimmer of insight. For example, Burdach. He notes a change since the Renaissance, but he knows nothing of the change in direction of the earth's axis at the time when the spirits of personality withdrew. Different spiritual entities intervene in different ways at different times. This gives each age its own character, just as each age of life has its own special task. It would have a destructive, undermining effect if one were to introduce something that is not appropriate to the times, for example old Egyptian teachings that were anchored in the atavistic view of the people and have been preserved in a transformed form as a belief in a supersensible world. It is not what the mind sees, not the external world, that is the object of belief; this has its strong roots in earlier experiences of the soul. The spirits of personality, the archai, are not visible, and yet they are there and intervene. There was a particularly strong intervention of the archai in the Egyptian-Babylonian period. At that time, the spirits of personality were particularly attracted by the earth sphere. Now it is different. Now they are least attracted or sympathetically touched by what is happening on earth. They no longer intervene, not even in the character of people. Since the year 1250, things have changed. In the thirteenth century, an important and significant transformation of the earth's conditions took place. Since then, the archai have ceased to intervene so strongly. They withdrew to acts in the higher worlds. Before that, their activity had been more on the earth itself. Such events are to be appreciated accordingly, for since then other laws prevail. All progressive spirits in the universe face opponents, in this case those who are retarded spirits of personality. These opponents, the evil spirits of personality, now gain the field. This is connected with the change in the position of the earth's axis around 1250. After all, the earth describes a conical movement in the course of millennia, a dancing movement. Since the fifth or sixth millennium BC, the Earth's axis has turned more and more. Scientifically, this is called the advance of the vernal point, the equinox. The distribution of spring, summer, autumn and winter was also different in the past, more even. The love of personality, everything connected with it, has its good and bad sides. This also brought about the Renaissance, when it produced people who lived entirely in their personalities. It was all vehement towards the thirteenth century and long afterwards, well into the Renaissance, both in artistic natures and in Cesare Borgia and Pope Alexander VI. It had also been the same with the leaders of the Crusades. During that time, everything took place under the sign of the spirits of personality. The whole of history at that time is permeated by the evil spirits of personality. Man was, as it were, possessed by the spirits of personality. The souls incarnated in the thirteenth century knew that people could not free themselves from their personality, and the opposing forces gradually made people as materialistic as possible. The people, who were permeated by the evil spirits of personality, could no longer look up to the spiritual worlds. In those days, the connection with the spiritual world was established through faith, and the scholastic church scholars also emphasized this. Faith and knowledge were now strictly separated. This continued to have an effect over the centuries. Kant was one of the last stragglers of that time, his followers were only parrot-like repeaters. Luther, however, still felt the vague influence of the evil spirits of the personality. He threw the inkwell against the materialistic spirit of the time. This epoch is over. We live in the time of the archangels, with thoughts that can reach up into the region where the archangels and the opponents of the archangels are. The opponents of the archangels no longer assert themselves over great personalities as the archai used to. There are no longer personalities who, like Leonardo da Vinci, are in contact with the good spirits of the personality or, like Pope Alexander VI, with the bad ones. Today people are more stereotyped. Now they are chasing abstract ideals. More and more, these are ideas, opinions, feelings, through which people are obsessed by the opponents of the archangels. As a result, people become enthusiastic about abstract ideals, become fantasists, no longer love their own eternal self, but are driven by all kinds of lusts and passions. They merely cling to the earthly personality, they rave about some unreal fantasy. But only the striving for the spiritual world can truly fill the souls with content. A secondary effect of the evil spirits of personality arises from wine. Wine becomes an opponent in the human body itself. Abstinence from wine is a consequence for anyone who wants to penetrate into the spiritual worlds. But enthusiastic anti-alcoholism and vegetarianism belong to the partial ideals. The same applies, for example, to enthusiasm for Greek physical culture, for the Olympic Games and so on. Today's fad for cold ablutions is also part of this, all enthusiasm for the physically tangible and the physically less tangible. This increases from the reverie of drunken people to the wild propensity for crime, because the opponents of the archai work in this way in the sensual world. Each person must feel their place in the world, must experience something of what is surging into humanity in the characterized way. Otherwise, instability, insecurity, and loss of balance will become general. People who fluctuate between enthusiasm and materialism find no orientation. There was, for example, a Wagner admirer – you can be a fan of Wagner and understand nothing about it – who went barefoot to Bayreuth, then he became an ascetic, he slept on a wooden board with pebbles, and finally he became an opponent of Wagner together with Nietzsche. Instability of the soul expresses itself in neurasthenia; in contrast to this, a firm support is needed within the soul. But we need something different from what people in the Middle Ages needed, for whom faith was enough. A seven-year-old child needs something different from a person who is seven times seven years old. Theosophy can tear us out of the passive mold that supports us without making us lose our footing. With stormy strides, the outward splendor of our civilization will crumble. The arts, sciences, everything will fall apart. The forms cannot remain, they scatter: time and the spirit are stronger than man with his desires and passions. Theosophy is a necessity, and the theosophist should realize within himself that it is a necessity. |
6. Goethe's Conception of the World: The Doctrine of Metamorphosis
Tr. Harry Collison Rudolf Steiner |
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[ 36 ] Kant, who denies to the human spirit the power of understanding, in the ideal sense, a Whole by which a multiplicity is determined in its appearance, calls it “a risky adventure of reason” to seek to explain the various forms of the organic world by an archetypal organism. |
The “risky adventure of reason” consists in assuming that the Earth first allows the more simple organisms to proceed out of her womb and that these then produce from themselves forms with more deliberate purpose; that from these again, still higher forms develop, up to the most perfect living being. Kant holds that even if such a supposition is made, it can only be based on a purposive creative force, which has given evolution such an impulse that all its various members develop in accordance with some goal. |
Goethe, however, claims the faculty of being able to recognise how Nature creates the particular from the whole, the outer from the inner. He is willing to undertake courageously what Kant calls the “adventure of reason” (cp. the Essay: Anschauende Urteilskraft Kürschner. Bd. 34.). |
6. Goethe's Conception of the World: The Doctrine of Metamorphosis
Tr. Harry Collison Rudolf Steiner |
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[ 1 ] We cannot understand Goethe's relation to the natural sciences if we confine ourselves merely to the single discoveries he made. I take as a guiding point of view for the study of this relation the words which Goethe wrote to Knebel from Italy, 18th August, 1787: “After what I have seen of plants and fishes at Naples and in Sicily I should be tempted, if I were ten years younger, to make a journey to India, not in order to discover anything new, but to observe, in my own way, what has already been discovered.” It appears to. me to be a question of the way in which Goethe coordinated the natural phenomena known to him in a view of Nature in harmony with his mode of thinking. Even if all his individual discoveries had already been made, and he had given us nothing but his view of Nature, this would not detract in the least from the importance of his Nature studies. I am of the same opinion as Du Bois-Reymond that “even without Goethe's participation, science would still be as far advanced as it is to-day” ... that “the steps attained by him would have been attained by others sooner or later.” (Goethe und kein Ende S.31.). I cannot, however, apply these words, as Du Bois-Reymond does, to the sum-total of Goethe's work in natural science. I limit them to the individual discoveries made during the course of his work. In all probability we should not be without a single one of them to-day even if Goethe had never occupied himself with botany, anatomy, and so forth. His view of Nature, however, emanated from his personality; none other could have achieved it. The single discoveries as such did not interest him. They arose of themselves during his studies, because in regard to the facts in question, views prevailed which were not reconcilable with his mode of observation. If he could have built up his views with what natural science had to offer he would never have occupied himself with detailed studies. He had to particularize because what was said to him by the investigators of Nature about the particulars did not correspond with his demands. The individual discoveries were made only accidentally, as it were, during the course of these detailed studies. For instance, the question whether man, like other animals, has an intermaxillary bone in the upper jaw-bone did not at first concern him. He was trying to discover the plan by which Nature develops the series of animals and, at its summit, Man. He wanted to find the common archetype which lies at the basis of all animal species and finally, in its highest perfection, at the basis of the human species also. The Nature investigators said: there is a difference between the structure of the animal body and that of the human body. Animals have the intermaxillary bone in the upper jaw, man has not. Goethe's view was that the human physical structure could only be distinguished from the animal by its degree of perfection, not details. For, if the latter were the case, there could not be a common archetype underlying the animal and the human organisations. He could make nothing of the assertion of the scientists, and so he sought for the intermaxillary bone in man—and found it. Something similar to this can be observed in the case of all his individual discoveries. For him they are never the end in itself; they had to be made in order to justify his ideas concerning natural phenomena. [ 2 ] In the realms of organic Nature the important thing in Goethe's views is the conception he formed of the nature of life. It is not a question of emphasising the fact that leaf, calyx, corolla, etc., are plant-organs identical with each other and unfolding out of a common basic form. The essential point is Goethe's conception of the whole plant-nature as a living thing, and how he thought of the individual parts as proceeding from the whole. His idea of the nature of the organism is his central, most individual discovery in the realm of biology. Goethe's basic conviction was that something can be perceived in the plant and animal which is not accessible to mere sense observation. What the bodily eye can observe in the organism appears to Goethe to be merely the result of a living whole of formative laws working through one another, laws which are perceptible only to the ‘spiritual eye.’ He has described what his spiritual eye perceived in the plant and in the animal. Only those who are able to see as he did can recapture his idea of the nature of the organism; those who remain stationary at what the senses and experiments give, cannot understand him. When we read his two poems “The Metamorphosis of Plants,” and “The Metamorphosis of Animals,” it appears at first as if the words simply led us from one part of the organism to another, as if the intention was merely to unite external facts together. If, however, we permeate ourselves with what hovered before Goethe as the idea of the living being we feel ourselves transplanted into the sphere of organic Nature and the conceptions concerning the various organs develop from out of one central conception. [ 3 ] When Goethe began to make independent reflections upon the phenomena of Nature it was the concept of life that claimed his attention above all else. In a letter from the Strasburg period, 14th July, 1770, he writes of a butterfly: “The poor creature trembles in the net, and its fairest colours are rubbed off; even if it is caught uninjured, in the end it perishes there, stiff and lifeless; the corpse is not the whole creature. Something else is required, indeed the essential part, and in this case as in every other, the most essential part: Life.” It was clear to Goethe from the beginning that an organism cannot be considered as a dead product of Nature; that something more exists within it over and above the forces which also live in inorganic Nature. When Du Bois-Reymond says that “the purely mechanical world-construction which to-day constitutes science was no less obnoxious to the princely poet of Weimar than, in earlier days, the ‘Système de la Nature’ to Friederike's friend,” he was undoubtedly right; he was no less right when he said that “Goethe would have turned away with a shudder from this world-construction which, with its primeval generation, borders on the Kant-Laplace theory; from man's emergence out of chaos as the result of the mathematically-determined play of atoms from eternity to eternity; from the icy world-end, from the pictures to which our race adheres with all the insensibility by means of which it has accustomed itself to the horrors of railway travel.” (Goethe und kein Ende. S.35. f.). Naturally Goethe would have turned away in disgust because he sought and found a higher concept of the living than that of a complicated, mathematically-determined mechanism. Only those who are incapable of grasping a higher concept of this kind and identify the living with the mechanical because they can only see the mechanical in the organism, will enthuse over the mechanical world-construction with its play of atoms, and regard without feeling the pictures which Du Bois-Reymond sketches. Those, however, who can assimilate the concept of the organic in Goethe's sense will dispute its justification as little as they dispute the existence of the mechanical. We do not dispute with those who are colour-blind concerning the world of colours. All views which represent the organic mechanically incur the judgment which Goethe puts into the mouth of Mephistopheles:
[ 4 ] The opportunity of concerning himself more intimately with plant life came to Goethe when Duke Karl August presented him with a garden (21st April, 1776). He was also stimulated by excursions in the Thuringian forest, where he could observe the living phenomena of lower organisms. Mosses and lichens claimed his attention. On October 31st he begged Frau von Stein to give him mosses of all kinds, if possible with the roots and moist, so that he could use them for observing the process of propagation. It is important to bear in mind that at the beginning of his botanical studies Goethe occupied himself with lower plant forms. He only studied the higher plants when later he was forming his idea of the archetypal plant. This was certainly not because the lower kingdom was strange to him, but because he believed that the secrets of plant-nature were more clearly manifested in the higher. His aim was to seek the idea of Nature where it revealed itself most distinctly and then to descend from the perfect to the imperfect in order to understand the latter by means of the former. He did not try to explain the complex by means of the simple, but to survey it at one glance as a creative whole, and then to explain the simple and imperfect as a one-sided development of the complex and perfect. If Nature is able, after countless plant forms, to create one more which contains them all, on perceiving this perfect form, the secret of plant formation must arise for the mind in direct perception, and then man will easily be able to apply to the imperfect what he has observed in the perfect. Nature investigators go the opposite way to work, for they regard the perfect merely as a mechanical sum-total of simple processes. They proceed from the simple and derive the perfect from it. [ 5 ] When Goethe looked around for a scientific guide in his botanical studies he could find no other than Linnæus. We first learn of his study of Linnæus from his letters to Frau von Stein in the year 1782. The earnestness with which Goethe pursued his studies in natural science is shown by the interest he took in the writings of Linnæus. He admits that after Shakespeare and Spinoza he was influenced most strongly by Linnæus. But how little could Linnæus satisfy him! Goethe wanted to observe the different plant forms in order to know the common principle that lived in them. He tried to discover what it is that makes all these forms into plants. Linnæus was satisfied with classifying the manifold plant forms in a definite order and describing them. Here Goethe's naive, unbiased observation of Nature, in one special instance, came into contact with the scientific mode of thought that was influenced by a one-sided conception of Platonism. This mode of thought sees in the separate forms manifestations of original, co-existing Platonic Ideas, or creative thoughts. Goethe sees in the individual formation only one special form of an ideal archetypal being which lives in all forms. The aim of the former mode of thought is to distinguish the separate forms with the greatest possible exactitude in order to discern the manifoldness of the ideal forms or of the plan of creation; Goethe's aim is to explain the manifoldness of the particular from out of the original unity. That many things are present in manifold forms is clearly evident to the former mode of thought, because for it the ideal archetypes are already manifold. This is not evident to Goethe, for according to his view the many only belong together when a unity reveals itself in them. Goethe therefore says that what Linnæus “sought to hold forcibly asunder, had to strive for union, in order to satisfy the innermost need of my being.” Linnæus simply accepts the existing forms without asking how they have arisen from a basic form. “We count as many species as there are different forms that have been created in principle.” This is a basic statement. Goethe sought the active element in the plant kingdom that creates the individual through the specific modifications of the basic form. [ 6 ] In Rousseau Goethe found a more naïve relationship to the plant world than was the case with Linnæus. He writes to Karl August, 16th June, 1782: “In Rousseau's Works one finds the most delightful letters on botany in which he gives a very clear and charming exposition of this science to a lady. It is a fine example of the way one ought to give instruction, and is a supplement to Emil. It makes me want to recommend the beautiful kingdom of flowers anew to my friends of the fair sex.” In the “History of my Botanical Studies” Goethe tells us what attracted him to Rousseau's botanical ideas: “His relation to plant lovers and connoisseurs, specially to the Duchess of Portland, may have widened his penetrating sight, and a spirit such as his, which felt called to prescribe law and order to nations, was forced to suppose that in the immeasurable kingdom of plants no such great diversity of forms could appear without a basic law, be it ever so concealed, which brings them back collectively to a Unity.” Goethe was seeking for a fundamental law which leads back the manifold to the unity from which it has originally proceeded. [ 7 ] Two works of Freiherr von Gleichen, called “Russwurm,” came at that time to Goethe's knowledge. Both of them deal with the life of plants in a manner which proved fruitful for him; they are ‘Das Neueste aus dem Reiche der Pflanzen’ (Nürnburg, 1764), and ‘Auserlesene Mikroscopische Entdeckungen bet den Pflanzen’ (Nürnburg, 1777/1781.) These books deal with the processes of fructification in plants; pollen, stamens and pistils are minutely described and the processes of fructification presented in well-executed diagrams. Goethe himself now makes attempts to observe with his own eyes the results described by Gleichen-Russwurm. He writes to Frau von Stein, 12th Jan., 1785: “Now that Spring is approaching my microscope is set up in order to observe and check the experiments of Gleichen-Russwurm.” At the same time Goethe studied the nature of the seed, as may be gathered from an account which he gives to Knebel, 2nd April, 1785: “I have reflected on the seed substance as far as my experiences extend.” These observations of Goethe only appear in the right light when one considers that even at that time he did not stop at them, but tried to acquire a general perception of natural processes which should serve to support and strengthen them. On April 8th of the same year he tells Knebel that he is not merely observing facts, but that he has also made “fine combinations” of these facts. [ 8 ] The share Goethe took in Lavater's great work, “Physiognomic Fragments for the furtherance of Human Knowledge and Human Love,” which appeared in the years 1775 to 1778, had a considerable influence on the development of his ideas concerning the workings of organic Nature. He himself contributed to this work, and his later mode of regarding organic Nature is already foreshadowed in the way he expresses himself in these contributions. Lavater goes no further than treating the form of the human organism as the expression of the soul. He wanted to indicate the character of soul from the forms of the body. Goethe began even then to observe the external form in itself, to study its own laws and formative force. He began at the same time to study the writings of Aristotle on physiognomy and endeavoured, on the basis of the study of the organic form, to confirm the distinction between man and the animals. He finds this in the prominence of the head which is determined by the human structure as a whole, and in the perfect development of the human brain to which all parts point as to an organ by which they are determined. In the animal, on the other hand, the head is merely appended to the spine; the brain and spinal cord comprise no more than is absolutely necessary for the execution of subordinate life-principles and sense-activities pure and simple. Goethe was already then seeking for the distinction between man and the animals, not in any one detail, but in the different degrees of perfection which the same basic form attains in one case or the other. Already there hovers before him the picture of a type which occurs both in the animal and in man, but which is developed in the former in such a way that the entire structure subserves animal functions, whereas in the latter the structure furnishes the scaffolding for the development of the spirit. [ 9 ] Goethe's specific studies in anatomy grew out of such considerations. On Jan. 22nd, 1776, he writes to Lavater: “The Duke has sent me six skulls, and I have made some magnificent observations which are at your service if you have not already found the same things without me.” In Goethe's Diary, under the date, 15th Oct., 1781, we read that he studied Anatomy in Jena with Einsiedel, and in the same year began to enter more deeply into this science under the guidance of Loder. He speaks of this in letters to Frau von Stein, 29th Oct., and to the Duke, 4th Nov., 1781. He also had the intention of “explaining the skeleton” to the young people at the Drawing Academy, “and guiding them to a knowledge of the human body.” “I do it,” he says, “for my own sake as well as for theirs; the method I have chosen will give them this winter a real acquaintance with the basic structures of the body.” The Diary shows that these lectures were, in fact, given. During this time he also had many conversations with Loder concerning the structure of the human body. Again it is his general view of Nature which is the motive force and the real aim of these studies. He treats “the bones as a text to which all life and everything human may be appended.” (Letters to Lavater and Marck, 14th Nov., 1781.) Goethe's mind was occupied at that time with conceptions relating to the workings of organic Nature and the connection between human and animal development. That the human form is simply the highest stage of the animal, and that man produces the moral world out of himself as a result of this more perfect stage of animal life, is an idea which is already expressed in the ode “The Divine”—written during the year 1782. “Let man be noble, helpful and good; for that alone distinguishes him from all the beings known unto us. According to laws mighty, rigid, eternal, must all we mortals complete the orbit of our existence.” [ 10 ] The “eternal, rigid laws” work in man just as they work in the rest of the world of organisms; in him alone they reach a perfection which makes it possible for him to be “noble, helpful and good.” [ 11 ] While such ideas were establishing themselves in Goethe's being more and more firmly Herder was working at his “Ideas for a Philosophy of the History of Mankind.” All the thoughts of this book were discussed by the two men. Goethe was satisfied with Herder's comprehension of Nature; it harmonised with his own conceptions. Frau von Stein writes to Knebel, 1st May, 1784: “Herder's work makes it probable that we were first plants and animals. ... Goethe is now brooding profoundly over these things and whatever has passed through his mind becomes supremely interesting.” Goethe's words to Knebel, 8th Dec., 1783, afford the justification for arriving at his ideas from Herder's. “Herder is writing a Philosophy of History, fundamentally new, as you may well imagine. We read the first chapters together the day before yesterday—and very excellent they are.” Sentences such as the following entirely harmonise with Goethe's mode of thought: “The human race is the great coalescence of lower organic forces.” “And so we assume that man is the central creation among animals, i.e., the developed form wherein the features of all species around him are summed up superbly.” [ 12 ] The view of anatomists at that time that the tiny bone which animals have in the upper jaw, the intermaxillary bone which contains the upper incisors, is lacking in man, was of course irreconcilable with such conceptions. Sommering, one of the most noted Anatomists of the time, writes to Merck, 8th Oct., 1782: “I wish you had consulted Blumenbach on the subject of the os intermaxillane which, ceteris paribus, is the only bone which all animals possess from the apes onward, including even the orang-utan, but which is never to be found in man; with the exception of this bone there is nothing in man which cannot be attributed to the animals. I am sending you therefore the head of a hind in order to convince you that this os intermaxillane, as Blumenbach, or os incis as Campa calls it, also exists in animals which have no incisors.” That was the general view of the time. Even the famous Camper, for whom Merck and Goethe had the deepest respect, admitted it. The fact that the intermaxillary bone in man coalesces left and right with the upper jaw bone without any clear demarcation in the normally developed individual, led to this view. If the learned men were correct in this it would be impossible to affirm the existence of a common archetype for the structure of the animal and human organism; a boundary between the two forms would have to be assumed. Man would not be created according to the archetype which lies at the basis of the animal. Goethe had to remove this obstacle to his world-conception. This he succeeded in doing, in conjunction with Loder, in the Spring of 1784. Goethe proceeded according to his general principle that Nature has no secret which “she does not somewhere place openly before the eye of the attentive observer.” He found the demarcation between upper jaw and intermaxillary bone actually existing in some abnormally developed skulls. He joyfully announced his discovery to Herder and Frau von Stein (27th March). To Herder he wrote: “It should heartily please you also, for it is like the keystone to man; it is not lacking; it is there! But how?” “I have thought of it in connection with your ‘Whole’ and it will indeed be a fair link in the chain.” When Goethe sent the treatise he had written on the subject to Knebel in Nov., 1784, he indicated the significance which he attributed to this discovery in his whole world of ideas by the words: “I have refrained from pointing to the logical outcome which Herder already indicates in his ideas, that the distinction between man and the animal is not to be looked for in any single detail.” Goethe could gain confidence in his view of Nature only when the erroneous view about this fatal little bone had been rejected. He gradually found the courage to extend to all kingdoms of Nature, to her whole realm, his ideas concerning the manner in which, playing as it were with one basic form, she produces life in all its diversity. In this sense he writes to Frau von Stein in the year 1786. [ 13 ] The book of Nature becomes more and more legible to Goethe after he has deciphered the one letter. “My long ‘spelling out’ has helped me; now at last it works, and my silent joy is inexpressible.” He writes thus to Frau von Stein, 15th May, 1785. He now regards himself capable of writing a small botanical treatise for Knebel. Their journey together to Karlsbad, in 1785, becomes a formal journey of botanical study. After their return the kingdom of fungi, mosses, lichens and algae were studied with the help of Linnæus. He informs Frau von Stein, 9th November: “I continue to read Linnæus, indeed I must, for I have no other book with me: it is the best way of reading a book conscientiously and I must cultivate the practice, for it is not easy for me to read a book to the end. This book is not compiled for reading but for repeated study, and is of the very greatest service to me because I have thought for myself on most of the points.” During these studies the basic form out of which Nature fashions all the manifold plant forms assumes separate contours in his mind, even if they are not yet quite definite. In a letter to Frau von Stein, 9th July, 1786, we find these words: “It is a perception of the form with which Nature is, as it were, always playing, and in her play producing life in its diversity.” [ 14 ] In April and May, 1786, Goethe made microscopical observations of lower organisms which develop in infusions of different substances—plantain pulp, cactus, truffles, peppercorn, tea, beer, and so on. He carefully noted the processes which he perceived in these organisms and prepared drawings of them. It is apparent also from these notes that Goethe did not try to approach the knowledge of life through such observation of the lower and simpler organisms. It is quite apparent that he thought he could grasp the essential features of life-processes in the higher organisms just as well as in the lower. He is of the opinion that in the infusoria the same kind of law repeats itself as the eye of the mind perceives, for instance, in the dog. Observation through the microscope only yields information of processes which are, in miniature, what the unaided eye sees on a larger scale. It merely affords an enrichment of sense-experiences. The essential nature of life reveals itself to a higher kind of perception, and not to observation that merely traces to their minutest details, processes that are accessible to the senses. Goethe seeks to cognise this essential nature of life through the observation of higher plants and animals. He would undoubtedly have sought this knowledge in the same way, even if in his age the anatomy of plants and animals had advanced as far as it has to-day. If Goethe had been able to observe the cells out of which the bodies of plants and animals are built he would have asserted that these elementary organic forms reveal the same conformity to law as is to be perceived in the most complex. He would have explained the phenomena in these minute entities by means of the same ideas by which he interpreted the life-processes of higher organisms. [ 15 ] It is in Italy that Goethe first finds the thought which solves the riddle facing him in organic development and metamorphosis. On September 3rd he leaves Karlsbad for the South. In a few but significant sentences he describes in the History of my Botanical Studies the thoughts stimulated in him by the observation of the plant world up to the moment when, in Sicily, a clear conception comes to him of how it is that “a fortunate mobility and plasticity is bestowed on plant forms, together with a strong generic and specific tenacity, so that they can adapt themselves to the many conditions working upon them over the face of the earth and develop and transform themselves accordingly.” The “variability of plant forms” was revealed to him as he was crossing the Alps, in the Botanic Gardens of Padua, and in other places. “Whereas in the lower regions branches and stalks were stronger and more bounteous in sap, the buds in closer juxtaposition, and the leaves broader, the higher one got on the mountains the stalks and branches became more fragile, the buds were at greater intervals, and the leaves more lancelate. I noticed this in the case of a willow and of a gentian, and convinced myself that it was not a case of different species. So also near the Walchensee I noticed longer and thinner rushes than in the lowlands” (Italian Journey, 8th September). On October 8th, by the seashore in Venice, he finds different plants wherein the relation between the organic and its environment becomes specially clear to him. “These plants are all both robust and virile, succulent and hardy, and it is apparent that the old salt of the sandy soil, and still more the saline air, gives them this characteristic; they are swollen with juices like water-plants; they are fleshy and hardy like mountain-plants; if their edges have the tendency to form prickles, like thistles, they are exceedingly strong and highly pointed. I found such leaves on bushes; they appeared to me to resemble our harmless coltsfoot, but here they were armed with sharp weapons, the leaves like leather, as also the seed capsules and the stalk, everything very thick and succulent.” (Italian Journey). In the Botanical Gardens at Padua the thought of how all plant-forms could be developed out of one, assumes more definite shape in Goethe's mind. In November he writes to Knebel: “The little botany I know has for the first time become a pleasure to me in this land with its brighter, less sporadic vegetation. I have already made fine general observations which will subsequently be acceptable to you also.” On 25th March, 1787, there comes to him “considerable illumination regarding botanical phenomena.” He begs that “Herder may be told that he is very near to finding the archetypal plant.” Only he fears “no one will be willing to recognise the rest of the plant world therein.” On April 17th he goes to the Public Gardens “with a firm, calm determination to continue his poetical dreams.” But all of a sudden the plant-nature catches him up like a ghost. “The many plants which I was formerly only accustomed to see in pots and tubs, indeed only behind glass windows for most of the year, stand here fresh and gay under the open sky, and thus fulfilling their destiny, they become clearer to us. Amongst so many formations, some new, some familiar, the old fancy again occurred to me as to whether I could not discover among the multitude the archetypal plant. There must be such a thing: how otherwise should I recognise this or that form to be a plant if they were not all fashioned after one type?” He tries hard to distinguish the divergent forms, but his thoughts are guided ever and again to an archetype that lies at the basis of them all. Goethe starts a Botanical Diary in which he notes all his experiences and reflections on the subject of the plant world during the journey. (Goethe's Werke. Weimar Edition Bd. 17. S.273). These diary leaves show how untiringly he is occupied in seeking out specimens of plants fitted to lead him to the laws of growth and reproduction. When he thinks he is on the track of any law he first puts it into hypothetical form, in order to confirm it in the course of his further experiences. He makes careful notes of the processes of generation, of fructification, of growth. More and more it dawns upon him that the leaf is the basic organ of plants, and that the forms of all other plant organs are best understood if they are considered as transformed leaves. He writes in his Diary: “Hypothesis: all is leaf, and through this simplicity the greatest diversity becomes possible.” And on May 17th he writes to Herder: “I must further confide to you that I am very near to the secret of plant generation and organisation, and that it is the simplest thing conceivable. Under this sky the finest observations are possible. I have found clearly and indubitably the cardinal point where the germ is concealed: already I see everything else in its entirety, and only a few details have yet to become more definite. The archetypal plant is the most wonderful creation in the world, for which Nature herself should envy me. With this model, and its key, one can invent plants ad infinitum, and consequently, that is to say, plants which could exist, even if they do not exist, and are not as it were artistic or poetic shadows and fancies but have an inner truth and necessity. The same law may be applied to all else that lives. ... Forwards and backwards the plant is ever only leaf, so indissolubly united with the future germ that one cannot think of the one without the other. To grasp such a concept, to sustain it, to discover it in Nature, is a task which places us in a condition that is almost painful, despite its joy.” (Italian Journey). [ 16 ] For an explanation of the phenomena of life Goethe takes a path entirely different from those which scientists usually travel. Investigators of Nature may be divided into two classes. There are those who advocate the existence of a life-force working in organic Nature, and this life-force represents a special, higher form of force compared with other Natural causes. Just as the forces of gravity, chemical attraction and repulsion, magnetism, and so on, exist, so there must also exist a life-force which brings about such an interaction in the substances of the organism, that it can maintain itself, grow, nourish and propagate itself. These investigators of Nature say: In the organism work the same forces as in the rest of Nature, but they do not work as in a lifeless machine. They are taken up, as it were, by the life-force and raised to a higher stage of activity. Other investigators oppose this view, believing that no special force works in the organism. They regard the phenomena of life as more highly complicated chemical and physical processes and hope that some time it will be possible to explain an organism just as it is possible to explain a machine, by reducing it to the workings of inorganic forces. The first view is described as the theory of vitalism, the second as mechanistic theory. Goethe's mode of conception differs essentially from both. It appears to him self-evident that in the organism something is active as well as the forces of inorganic Nature. He cannot admit a mechanical explanation of living phenomena. Just as little does he seek a special life-force in order to explain the activities in an organism. He is convinced that for the understanding of living processes there must be a perception of a kind other than that through which the phenomena of inorganic Nature are perceived. Those who decide in favour of the assumption of a life-force realise, it is true, that organic activities are not mechanical, but at the same time they are not able to develop in themselves that other kind of perception by means of which the organic could be understood. The conception of the life-force remains obscure and indefinite. A more recent adherent of the theory of vitalism, Gustav Bunge, thinks that “All the riddles of life are contained in the tiniest cell, and with the existing means at our disposal we have already reached the boundary line.” (Vitalismus und Mechanismus, Leipsig. 1886, S.17). One may answer, entirely in the sense of Goethe's mode of thinking: “That power of perception which only cognises the nature of inorganic phenomena has arrived at the boundary which must be crossed in order to grasp what is living.” This power of perception, however, will never find within its sphere the means adequate to explain the life of even the tiniest cell. Just as the eye is necessary for the perception of colour phenomena, so the understanding of life is dependent on the power of perceiving directly in the sensible a supersensible element. This supersensible element will always escape one who only directs his senses to organic forms. Goethe seeks to animate the sensible perception of the plant forms in a higher sense and to represent to himself the sensible form of a supersensible archetypal plant. (Geschichte meines botanischen Studiums. Kürschner Nat. Lit. Bd. 33. S.80). The Vitalist takes refuge in the empty concept of the “life-force” because he simply does not see anything that his senses cannot perceive in the organism; Goethe sees the sensible permeated by a supersensible element, in the same sense as a coloured surface is permeated by colour. [ 17 ] The followers of the mechanistic theory hold the view that some day it will be possible to produce living substances artificially from inorganic matter. They say that not many years ago it was maintained that substances existed in the organism which could only arise through the activity of the life-force and not artificially. To-day it is already possible to produce some of the substances artificially in the laboratory. Similarly, it may one day be possible to produce a living albumen, which is the basic substance of the simplest organism, out of carbonic acid, ammonia, water and salts. The mechanists think that this will provide the irrefutable proof that life is nothing more than a combination of inorganic processes—the organism just a machine that has arisen in a natural way. [ 18 ] From the standpoint of Goethe's world-conception it may be said that the mechanists speak of substances and forces in a way that has no justification in experience. And people have grown so accustomed to speak in this way that it becomes very difficult to maintain the clear pronouncements of experience in the face of such concepts. Let us, however, consider, without bias, a process of the external world. I/it us take a quantity of water at a definite temperature. How do we know anything about this water? We observe it, notice that it takes up space and is enclosed within definite boundaries. We put a finger or a thermometer into it and find that it has a definite degree of warmth. We press against the surface and find that it is fluid. This is what the senses tell us concerning the condition of the water. Now let us heat the water. It will boil and finally change into steam. Again one can acquire knowledge through sense-perception of the constitution of the substance, of the steam into which the water has changed. Instead of heating the water, it can be subjected to an electric current, under certain conditions. It changes into two substances, hydrogen and oxygen. We can learn about the nature of these two substances also through the senses. Thus in the corporeal world we perceive states, and observe at the same time that these states can, under certain conditions, pass over into others. The senses inform us of these states. When we speak of something else besides states which change we no longer keep to pure facts, but we add concepts to these. When it is said that the oxygen and the hydrogen which have developed out of the water as a result of the electric current were already contained in the water, but so closely united that they could not be perceived individually, a concept has been added to the perception—a concept by means of which the development of the two bodies out of the one is explained. When it is further maintained that oxygen and hydrogen are substances, as is shown by the fact that names have been given to them, again a concept has been added to what has been perceived. For, in reality, in the space occupied by the oxygen, all we can perceive is a sum of states. To these states we add, in thought, the substance to which they are supposed to belong. The substantiality of the oxygen and hydrogen that is conceived of as already existing in water is something that is added in thought to the content of perception. If we combine hydrogen and oxygen into water by a chemical process we can observe that one collection of states passes over into another. When we say: “the two simple substances have united to form a compound,” we have there attempted to give a conceptual exposition of the content of observation. The idea “substance” receives its content, not from perception but from thought. The same thing holds good with “force” as with “substance.” We see a stone fall to the earth. What is the content of perception? A sum-total of sense impressions, states, which appear at successive places. We try to explain this change in the sense-world and say: “the earth attracts the stone; it has a ‘force’ by which it draws the stone to itself.” Again our mind has added a conception to the actuality and given it a content which does not arise out of perception. We do not perceive substances and forces, but states and their transitions into each other. These changes of states are explained by adding concepts to perceptions. [ 19 ] Let us conceive of a being who could perceive oxygen and hydrogen but not water. If we combined oxygen and hydrogen into water before the eyes of such a being the states it perceived in the two substances would disappear into nothingness. If we now described the states which we perceive in water, such a being could form no idea of them. This proves that in the perceptual contents of hydrogen and oxygen there is nothing from which the perceptual content water can be derived. When one substance arises out of two or more different ones that means: Two or more perceptual contents have transformed themselves into a content which is connected with them but is absolutely new. [ 20 ] What would have been achieved if it were found possible to combine carbonic acid, ammonia, water and salt into a living albumenous substance in the laboratory? We should know that the perceptual content of many substances could combine into one perceptual content. But this latter perceptual content cannot in any sense be derived out of the former. The state of living albumen can only be observed in itself; it cannot be developed out of the states of carbonic acid, ammonia, water and salt. In the organism we have something wholly different from the inorganic constituents out of which it can be formed. The sensible contents of perception change into sensible-supersensible when the living being arises. And those who have not the power to form sensible-supersensible conceptions can as little know anything of the nature of an organism as they could experience water if the sensible perception of it were inaccessible to them. [ 21 ] In his studies of the plant and animal world Goethe tried to conceive of germination, growth, transformations of organs, nutrition and reproduction of the organism, as sensible-supersensible processes. He perceived that this sensible-supersensible process is the same, ideally, in all plants and that it only assumes different forms in its outer manifestation. He was able to establish the same thing concerning the animal world. When man has formed in himself the idea of the sensible-supersensible archetypal plant he will find this again in all single plant-forms. Diversity arises because things, the same ideally, can exist in the perceptual world in different forms. The single organism consists of organs which can be traced back to one basic organ. The basic organ of the plant is the leaf with the nodes from which it develops. This organ assumes different forms in external appearance: cotyledon, foliage, leaf, sepal, petal, etc. “The plant may sprout, blossom, or bear fruit, but it is always the same organs which in manifold conditions and under frequently changed forms fulfil Nature's prescription.” [ 22 ] In order to get a complete picture of the archetypal plant Goethe had to follow, in general, the forms which the basic organ passes through in the progress of the growth of the plant from germination to the ripening of the seed. In the beginning of its development the whole plant-form rests in the seed. In this the archetypal plant has assumed a form, through which it conceals, as it were, its ideal content in outward appearance.
[ 23 ] Out of the seed the plant develops its primary organs, the cotyledons, after it “has left behind its coverings more or less in the earth” and has established “the root in the soil.” And now, in the further course of growth, impulse follows impulse, nodes upon nodes are piled one above the other, and at each node we have a leaf. The leaves appear in different forms, the lower still simple, the upper much indented, notched, and composed of many tiny leaves. The archetypal plant at this stage of development spreads out its sensible-supersensible content in space as external sense appearance. Goethe imagines that the leaves owe their progressive development and improvement to the light and the air. “When we find these cotyledons produced in the enclosing seed-walls, filled as it were with a crude sap, almost entirely unorganised, or at any rate only crudely organised and unformed, so do we find the leaves of those plants which grow under water more crudely organised than others that are exposed to the free air; indeed even the same plant species develops smoother and less perfect leaves if it grows in deep, moist places; whereas, on the contrary, in higher regions it produces fibrous and more finely developed leaves, provided with tiny hairs” (Goethe's Werke, Kürschner Nat. Lit. Bd. 33. S25.). In the second epoch of growth the plant again contracts into a narrower space what was previously spread out.
[ 24 ] In the calyx the plant form draws itself together, and in the corolla again spreads itself out. The next contraction follows in the pistils and stamens, the organs of generation. In the previous periods of growth the formative force of the plant developed uniformly as the impulse to repeat the basic form. At this stage of contraction the same force distributes itself into two organs. What is separated seeks to re-unite. This happens in the process of fructification. The male pollen existing in the stamens unites with the female substance in the pistils, and the germ of a new plant arises. Goethe calls this fructification, a spiritual anastomosis, and sees in it only another form of the process which occurs in the development from one node to another. “In all bodies which we call living we observe the force to produce its like. When we perceive this force divided, we speak of the two sexes.” The plant produces its like from node to node, for nodes and leaf are the simple form of the archetypal plant. In this form production means growth. If this reproductive force is divided among two organs we speak of two sexes. In this sense Goethe believes he has brought the concepts of growth and generation nearer to each other. At the stage of fruit-formation the plant attains its final expansion; in the seed it appears again contracted. In these six steps Nature accomplishes a cycle of plant development, and begins the whole process over again. Goethe sees in the seed only another form of the nodule which develops on the leaves. The shoots developing out of the node are complete plants which rest on a mother-plant instead of in the earth. The conception of the basic organ transforming itself stage by stage, as on a “spiritual ladder” from seed to fruit is the idea of the archetypal plant. In order to prove to sense perception, as it were, the transforming power of the basic organ, Nature, under certain conditions, at one stage allows another organ to develop instead of the one that should arise in conformity with the regular course of growth. In the double poppy, for example, petals appear in the lilace where the stamens should arise. The organ destined ideally to become a stamen has become a petal. In the organ that has a definite form in the regular course of plant development there is the possibility to assume another. [ 25 ] As an illustration of his idea of the archetypal plant Goethe considers the bryophyllum calycinum, a plant species which was brought to Calcutta from the Molucca Islands, and thence came to Europe. Out of the notches in the fleshy leaves these plants develop fresh plantlets, which grow to complete plants after their detachment. In this process, sensibly and visibly presented, Goethe sees that ideally a whole plant slumbers in the leaf. (Goethe's Notes on Bryophyllum Calycinum. Weimar Edition, Part 2. Vol. VII.). [ 26 ] One who develops the idea of the archetypal plant in himself, and keeps it so plastic that he can think of it in all possible forms which its content permits, can explain all formations in the plant kingdom by its help. He will understand the development of the individual plant, but he will also find that all sexes, species, and varieties are fashioned according to this archetype. Goethe developed these views in Italy and recorded them in his work entitled Versuch, die Metamorphose der Pflanzen zu erklären which appeared in 1790. [ 27 ] In Italy Goethe also makes progress in the development of his ideas concerning the human organism. On January 20th he writes to Knebel: “As regards anatomy, I have only a very indifferent preparation, and it is not without some labour that I have succeeded in acquiring a certain knowledge of the human frame. Constant examination of the stages here leads one to a higher understanding. In our Academy of Medicine and Surgery it is merely a question of knowing the part, and for this a wretched muscle serves just as well. But in Rome the parts mean nothing unless at the same time they present a noble form. In the great hospital San Spirito they have prepared, for the sake of artists, a very beautiful body displaying the muscles, so that one marvels at its beauty. It could really pass for some flayed demi-god, for a Marsyas. Thus one does not study the skeleton as an artificially arranged mask of bones, but rather after the example of the ancients, with the ligaments by which it receives life and movement.” After his return from Italy Goethe applied himself industriously to the pursuit of anatomical studies. He feels compelled to discover the formative laws of the animal form just as he had succeeded in doing in the case of the plant. He is convinced that the uniformity of the animal organisation is also based on a fundamental organ which can assume different forms in its external manifestation. When the idea of the basic organ is concealed the organ itself has an undeveloped appearance. Here we have the simpler organs of animals: when the idea is master of the substance, forming the substance into a perfect likeness of itself, the higher, nobler organs arise. That which is present ideally in the simpler organs manifests itself externally in the higher. Goethe did not succeed in apprehending in a single idea the law of the whole animal form as he did for the plant form. He found the formative law for one part only of this animal form—for the spinal cord and brain, with the bones enclosing these organs. He sees in the brain a higher development of the spinal cord. He regards each nerve centre of the ganglia as a brain which has remained at a lower stage (Weimar Edition, Part 2, Vol. 8.). He explains the skull-bones enclosing the brain as transformations of the vertebrae surrounding the spinal cord. It had occurred to him previously that he must regard the posterior cranial bones (occipital, posterior and anterior sphenoid bones) as three transformed vertebrae; he maintains the same thing in regard to the anterior cranial bones, when in the year 1790 he finds in the sands of the Lido a sheep's skull, which is, by great good fortune, cracked in such a way that three vertebrae are made visible to immediate sense perception in a transformed shape in the hard palate—the upper jaw-bone, and the intermaxillary bone. [ 28 ] In Goethe's time the anatomy of animals had not yet advanced so far that he was able to cite a living being which really has vertebrae in place of developed cranial bones, and which thus presents in sensible form that which only exists ideally in developed animals. The investigations of Karl Gegenbauer, published in the year 1872, made it possible to instance such an animal form. Primitive fish, or selachians, have cranial bones and a brain which are obviously terminal members of the vertebral column and spinal cord. According to this discovery a greater number of vertebrae than Goethe supposed, at least nine, appear to have entered into the head formation. This error in the number of vertebrae, and, in addition, the fact that in the embryonic condition the skull of higher animals shows no trace of being composed of vertebral parts but develops out of a single cartilaginous vesicle, has been adduced as evidence against the value of Goethe's idea concerning the transformation of the spinal cord and vertebrae. It is indeed admitted that the skull has originated from vertebrae, but it is denied that the cranial bones, in the form in which they appear in the higher animals, are transformed vertebrae. It is said that a complete amalgamation of vertebrae into a cartilaginous vesicle has taken place, and that in this amalgamation the original vertebral structure has entirely disappeared. The bony forms which are to be perceived in the higher animals have developed out of this cartilaginous capsule. These forms have not developed in accordance with the archetype of the vertebra, but in accordance with the tasks they have to fulfil in the developed head. So that in seeking an explanation of the forms of any cranial bone the question is not, “How has a vertebra been transformed in order to become the bones of the head?”—but “What conditions have led to this or that bony form separating out of the simple cartilaginous capsule?” It is believed that there is a development of new forms, in conformity with new formative laws, after the original vertebral form has passed over into an unorganised capsule. A contradiction between this view and Goethe's can only be found from the standpoint of “fact-fanaticism.” The vertebral structure that is no longer sensibly perceptible in the cartilaginous capsule of the skull does nevertheless exist in it ideally and re-appears as soon as the conditions for this appearance are there. In the cartilaginous skull-capsule the idea of the vertebral basic organ is concealed within matter; in the developed cranial bones it re-appears in outer manifestation. [ 29 ] Goethe hopes that the formative laws of the other parts of the animal organism will be revealed to him in the same way as was the case with those of brain, spinal cord, and their enveloping organs. With regard to the Lido discovery he informs Herder, through Frau von Kalb, April 30th, that he “has come much closer to the animal form and its many transformations and indeed through a most curious accident.” He believes himself to be so near his goal that he wants to complete, in the very year of his discovery, a work on animal development which may be placed side by side with the “Metamorphosis of Plants” (Correspondence with Knebel, pp 98.). During his travels in Silesia, July, 1790, Goethe pursues studies in Comparative Anatomy and begins to write an Essay On the Form of Animals (Weimar Edition, Part 2, Vol. 8, p. 261.). He did not succeed in advancing from this happy starting point to the formative laws of the whole animal form. He made many an attempt to find the Type of the animal form, but nothing analogous to the idea of the archetypal plant resulted. He compares the animals with each other, and with man, and seeks to obtain a general picture of the animal structure, according to which, as a model, Nature fashions the individual forms. This general picture of the animal type is not a living conception that is filled with a content in accordance with the basic laws of animal formation, and thus recreates, as it were, the archetypal animal of Nature. It is only a general concept that has been abstracted from the special appearances. It confirms the existence of the common element in the manifold animal forms, but it does not contain the law of animal nature.
[ 30 ] Goethe could not evolve a uniform conception of how the archetype, through the transformation according to law of a basic member, develops as the many-membered archetypal form of the animal organism. The Essays on The Form of Animals and the Sketch of Comparative Anatomy proceeding from Osteology, which were written in Jena in 1795, as well as the later and more detailed work, Lectures on the first three Chapters of an Outline of a General Introduction to Comparative Anatomy, only contain indications as to how the animals are to be compared suitably in order to obtain a general scheme according to which the creative power “produces and develops organic beings,” in accordance with which these descriptions are worked out and to which the most diverse forms are to be traced back, since such a norm may be abstracted from the forms of different animals. In the case of plants, however, Goethe has shown how through successive modifications an archetype develops, according to law, to the perfect organic form. [ 31 ] Even if Goethe could not follow the creative power of Nature in its formative and transforming impulse through the different members of the animal organism, yet he did succeed in finding single laws to which Nature adheres in the building of animal forms, laws which do indeed conform to the general norm but vary in their manifestation. He imagines that Nature has no power to change the general picture at will. If in some creature one member is developed to a high degree of perfection, this can only happen at the expense of another. The archetypal organism contains all the members that can appear in any one animal. In the single animal form one member may be developed, another only indicated; one may develop completely, another may be imperceptible to the senses. In the latter case Goethe is convinced that the elements pertaining to the general type that are not visible in an animal exist, nevertheless, in the idea. “If we behold in a creature some special excellence we have merely to question and find where something is lacking. The searching spirit will find somewhere the existence of a defect and at the same time the key to the whole of creation. Thus we can find no beast who carries a horn on its head and has perfect teeth in the upper bone of the jaw; the Eternal Mother, therefore, could never have created a lion with horns even by the exercise of all her power. For she has not enough substance to implant the full series of teeth and at the same time bring forth horns and antlers.” (Metamorphosis of the Animals.) [ 32 ] All members are developed in the archetypal organism and maintained in equilibrium; the diversity arises because the formative force expends itself on one member and, as a result, another remains in an absolutely undeveloped state or is merely indicated in external manifestation. This law of the animal organism is called to-day the law of the correlation or compensation of organs. [ 33 ] Goethe's conception is that the whole plant world is contained in the archetypal plant and the whole animal world in the archetypal animal, as idea. Out of this thought arises the question: How is it that in one case these definite plant or animal forms arise, and in another, others? Under what conditions does a fish develop out of the archetypal animal? under what conditions a bird? In the scientific explanation of the structure of organisms Goethe finds a mode of presentation that is distasteful to him. The adherents of this mode of conception ask in regard to each organ: What purpose does it serve in the living being in whom it occurs?—Such a question is based on the general thought that a divine Creator, or Nature, has predetermined a definite purpose in life for each being and has then bestowed upon it a structure which enables it to fulfil this purpose. In Goethe's view this is just as absurd as the question: To what end does an elastic sphere move when it is pushed by another? An explanation of the motion can only be given by discovering the law by which the sphere is set in motion through a blow or other cause. One does not ask: “What purpose is served by the motion of the sphere?” but, “Whence is the motion derived?” In Goethe's opinion one should not ask: “Why has the bull horns?” but rather: “How can he have horns?” Through what law does the archetypal animal appear in the bull as a horn-carrying form? Goethe sought for the idea of the archetypal plant and animal in order to find in them the reasons for the diversity of organic forms. The archetypal plant is the creative element in the plant world. If one wants to explain a single plant species then one must show how this creative element works in this special case. The thought that an organic being owes its form, not to the forces formatively acting in it, but to the fact that the form is imposed upon it from without for certain ends, was repulsive to Goethe. He writes: “In a pitiful, apostolically monkish declamation of the Zurich prophet I recently found this stupid sentence: ‘Everything that has life, lives through something outside of itself’—or words to that effect. Only a proselytiser of the heathen could write such a thing, and on revising it, his genius does not pluck him by the sleeve” (Italian Journey, 5th Oct., 1781). Goethe thinks of the organic being as a “little” world, a microcosm which has arisen through itself, and fashions itself according to its own laws. “The conception that a living being is produced from outside for certain extraneous ends, and that its form is determined by a purposive primeval force, has already delayed us many centuries in the philosophical consideration of Nature, and still holds us back, although individual men have vigorously attacked this mode of thought, and have shown the obstacles which it creates. It is, if one may so express it, a paltry way of thinking, which like all paltry things is trivial just because it is convenient and sufficient for human nature in general” (Weimar Edition, Part 2, Vol. 7, p.217). It is, of course, convenient to say that a Creator, when forming an organic species, has based it on a certain purposive thought, and has therefore given it a definite form. Goethe's aim, however, is not to explain Nature by the intentions of some supernatural being, but out of her inherent formative laws. An individual organic form arises because the archetypal plant or animal assumes a definite form in a special case. This form must be of such a kind that it is able to live in the conditions surrounding it. “The existence of a creature which we call fish is only possible under the condition of an element that we call water.” (Weimar Edition, Part 2, Vol. 7. p. 221). When Goethe is seeking to comprehend the formative laws which produce a definite organic form he goes back to his archetypal organism. This archetypal organism has the power to realise itself in the most manifold external forms. In order to explain a fish Goethe would investigate what formative forces the archetypal animal employs in order to produce this particular fish form from among all the forms which exist in it ideally. If the archetypal animal were to realise itself in certain conditions in a form in which it could not live it would not survive. An organic form can only maintain itself within certain conditions of life if it is adapted to them.
[ 34 ] The organic forces surviving in a given life-element are conditioned by the nature of the element. If an organic form were to leave one life-element for another it must transform itself accordingly. This can happen in definite cases because the archetypal organism which lies at its base has the power of realising itself in countless forms. The transformation of one form into another is, however, according to Goethe's view, not to be conceived of in such a way that the external conditions immediately remould the form in accordance with their own nature, but that they become the cause through which the inner being transforms itself. Changed life-conditions provoke the organic form to transform itself in a certain way according to inner laws. The external influences work indirectly, not directly, on the living being. Countless forms of life are contained in the archetypal plant and animal ideally: those on which external influences work as stimuli come to actual existence. [ 35 ] The conception that a plant or animal species can in the course of ages, as a result of certain conditions, be transformed into another, has its full justification in Goethe's view of Nature. Goethe's view is that the force which produces a new being through the process of procreation is simply a transformation of that force which brings about the progressive metamorphosis of organs in the course of growth. Reproduction is a “growing-beyond” the individual. As the basic organ during growth undergoes a sequence of changes which are ideally the same, similarly, a transformation of the external form can also occur in reproduction, while the ideal archetype remains the same. If an original organic form existed, then its descendants in the course of great epochs of time could pass over through gradual transformations into the manifold forms peopling the earth at present. The thought of an actual blood-relationship uniting all organic forms flows out of Goethe's basic conceptions. He might have expressed it in its completed form immediately after he had formed his idea of the archetypal animal and plant. But he expresses himself with reserve, even indefinitely, when he alludes to this thought. In the Essay, Versuch einer allgemeinen Vergleich-ungslehre, which was probably written shortly after the Metamorphosis of Plants, we read: “And how worthy it is of Nature that she must always employ the same means in order to produce and nourish a creature. Thus one will progress along just these paths, and just as one at first only regarded the inorganic, undetermined elements as vehicles of organised beings, so will one now progress in observation, and again regard the organised world as a union of many elements. The whole kingdom of plants, for example, will again appear to us like a great ocean, which is just as necessary to the limited existence of the insects, as the waters and rivers are to the limited existence of fishes, and we shall see that a vast number of living creatures are born and nourished in this ocean of plants; we shall, finally, again regard the whole animal world as a great element where one race maintains itself out of and through the other if not arising from it.” There is less reserve in the following sentence from Lectures on the first three Chapters of an Outline of Comparative Anatomy (1796): “We should also have come to the point where we could fearlessly maintain that all the more perfect organic beings, among which we reckon fishes, amphibia, birds, mammals, and at the summit of the last, Man, are formed according to one archetype, which only in its constituent parts inclines hither and thither and daily develops and transforms itself through procreation.” Goethe's caution regarding the thought of transformation is comprehensible. The epoch in which he elaborated his ideas was not unfamiliar with this thought. It had, however, been developed in the most confused sense. “That epoch,” writes Goethe, “was darker than one can conceive of now.” It was stated, for example, that man, if he liked, could go about comfortably on all fours, and that bears, if they remained upright for a period of time, could become human beings. The audacious Diderot ventured to make certain proposals as to how goat-footed fauns could be produced and then put into livery, to sit in pomp and distinction on the coaches of the mighty and the rich! Goethe would have nothing to do with such undue ideas. His aim was to obtain an idea of the basic laws of the living. It became clear to him here that the forms of the living are not rigid and unchangeable, but are subject to continual transformation. He had, however, no opportunity of making observations which would have enabled him to see how this transformation was accomplished in the single phenomenon. It was the investigations of Darwin and the reflections of Haeckel that first threw light on the actual relationship between the single organic forms. From the standpoint of Goethe's world-conception one can only give assent to the assertions of Darwinism in so far as they concern the actual emergence of one organic species from another. Goethe's ideas, however, penetrate more deeply into the nature of the organic world than modern Darwinism. Modern Darwinism believes that it can do without the inner impelling forces in the organism which Goethe conceives of in the sensible-supersensible image. Indeed it would even deny that Goethe was justified in arguing, from his postulates, an actual transformation of organs and organisms. Jul. Sachs rejects Goethe's thoughts by saying that he transfers “the abstraction evolved by the intellect to the object itself when he ascribes to this object a metamorphosis which, fundamentally speaking, is only accomplished in our concept.” According to this view Goethe has presumably gone no further than to reduce leaves, sepals, petals, etc., to one general concept, designating them by the name ‘leaf.’ “Of course the matter would be quite different if we could assume that the stamens were ordinary leaves in the ancestors of the plant-forms lying before us, etc.” (Sachs, History of Botany. 1875, p. 169). This view springs from that “fact-fanaticism” which cannot see that the ideas belong just as objectively to the phenomena as the elements that are perceptible to the senses. Goethe's view is that the transformation of one organ into another can only be spoken of if both contain something in common over and above their external appearance. This is the sensible-supersensible form. The stamens of a plant-form before us can only be described as the transformed leaf of the predecessors if the same sensible-supersensible form lives in both. If that is not the case, if the stamen has developed in the particular plant-form simply in the same place in which a leaf developed in its predecessors, then no transformation has occurred, but one organ has merely appeared in the place of another. The Zoologist Oscar Schmidt asks: “What is it that is supposed to be transformed according to Goethe's views? Certainly not the archetype!” (War Goethe Darwinianer? Graz. 1871, p. 22.). Certainly the archetype is not transformed, for this is the same in all forms. But it is just because this remains the same that the external forms can be different, and yet represent, a uniform Whole. If one could not recognise the same ideal archetype in two forms developing out of each other, no relation could be assumed to exist between them. Only the conception of the ideal archetypal form can impart real meaning to the assertion that the organic forms arise by a process of transformation out of each other. Those who cannot rise to this conception remain chained within the mere facts. The laws of organic development lie in this conception. Just as Kepler's three fundamental laws make the processes in the solar system comprehensible, so can the forms of organic Nature be understood through Goethe's ideal archetypes. [ 36 ] Kant, who denies to the human spirit the power of understanding, in the ideal sense, a Whole by which a multiplicity is determined in its appearance, calls it “a risky adventure of reason” to seek to explain the various forms of the organic world by an archetypal organism. For him man is only in a position to gather the manifold, individual phenomena into one general concept by which the intellect forms for itself a picture of the unity. This picture, however, exists only in the human mind and has nothing to do with the creative power by which the unity really causes the multiplicity to proceed out of itself. The “risky adventure of reason” consists in assuming that the Earth first allows the more simple organisms to proceed out of her womb and that these then produce from themselves forms with more deliberate purpose; that from these again, still higher forms develop, up to the most perfect living being. Kant holds that even if such a supposition is made, it can only be based on a purposive creative force, which has given evolution such an impulse that all its various members develop in accordance with some goal. Man perceives a multitude of different organisms; and since he cannot penetrate them in order to see how they themselves assume a form adapted to the life-element in which they develop, he must conceive that they are so adapted from without that they can live within these conditions. Goethe, however, claims the faculty of being able to recognise how Nature creates the particular from the whole, the outer from the inner. He is willing to undertake courageously what Kant calls the “adventure of reason” (cp. the Essay: Anschauende Urteilskraft Kürschner. Bd. 34.). If we had no other proof that Goethe regarded as justifiable the thought of a blood-relationship among all organic forms within the limits here specified, we should have to conclude it from this judgment of Kant's “adventure of reason.” [ 37 ] A sketch, Entwurf einer Morphologie, which still exists, suggests that Goethe intended to present, in their sequence, the special forms which his archetypal plant and archetypal animal assume in the main forms of living beings. He wanted first to describe the nature of the organic as it appeared to him through his contemplation of animals and plants. Then he wanted to show how the organic archetypal being, “proceeding from a centre,” develops on the one side to the manifold plant world, on the other to the multiplicity of animal forms, and how particular forms of worms, of insects, of higher animals and the form of man can be derived from the general archetype. He intended even to shed light on physiognomy and phrenology. He made it his task to present the external form in its connection with the inner spiritual faculties. He was impelled to follow the organic formative impulse, which in the lower organisms is portrayed in a simple external appearance, in its striving to fulfil itself stage by stage in ever more perfect forms until it produces in man a form which makes him able to be the creator of spiritual production. [ 38 ] This plan of Goethe's was never completed, any more than was another, the commencement of which is to be found in the fragment, Vorarbeiten zu einer Physiologie der Pflanzen (cp. Weimar Edition, Part 2, Vol. 6, pp. 286 ff.). Goethe tried to show how the various branches of material knowledge,—Natural History, Physics, Anatomy, Chemistry, Zöonomy and Physiology—must work together, in order to be applied in a higher mode of perception to explain the forms and processes of living beings. He wanted to bring forward a new science, a general morphology of organisms, new indeed “not in reference to its subject-matter, for this is known, but in its outlook and method, which must give an individual form to the doctrine as well as establish a place for it among other sciences.” What Anatomy, Natural History, Physics, Chemistry, Zöonomy, Physiology have to offer as the various laws of Nature, would be taken up by the living idea of the organic and placed on a higher level, just as the living being itself takes up the different processes of Nature in the cycle of its development and places them on a higher level of activity. [ 39 ] Goethe reached the ideas which guided him through the labyrinth of living forms along paths of his own. The prevailing conceptions in regard to important regions of Nature's activity contradicted his own general world-conception. Therefore with regard to these regions he had to form for himself conceptions in accordance with his own being. He was convinced, however, that there was “nothing new under the sun,” and that one “could certainly find one's own perceptions already indicated in traditions.” For this reason he sent his work on the Metamorphosis of the Plants to learned friends, and begged them to tell him whether anything had already been written or handed down concerning the theme in question. He was glad to be told, by Friedrich August Wolf, of an “admirable precursor,” one Caspar Friedrich Wolf. Goethe became acquainted with his Theoria Generationis which had appeared in 1759. But this very work shows that it is possible to hold a correct view of the facts and yet that a man cannot come to the full idea of organic development unless he is capable of arriving at the sensible-supersensible form of life through a power of perception higher than that of the senses. Wolf was an excellent observer. He sought to discover the beginnings of life by means of microscopical investigations. He recognised transformed leaves in the calyx, corolla, pistils, stamens and seed. But he ascribed the process of transformation to a gradual decrease of the life-force, which diminishes in proportion to the length of time the plant exists, until it finally disappears. Calyx, corolla, etc., are, therefore, for him an imperfect development of the leaf. Wolf came forward as the opponent of Haller, who advanced the theory of Pre-formation or “Encasement.” According to this theory, all the members of a fully-grown organism are already represented on a small scale in the germ, and, indeed, in the same shape and mutual arrangement as in the developed living being. The development of an organism is thus simply an unfolding of what already exists. Wolf would only accept validity in what he saw with his eyes. And since the encased condition of a living being could not be discovered even by the most careful observations, he regarded development as an actually new formation. According to his view, the shape of an organic being is not yet present in the germ. Goethe is of the same opinion in reference to the external manifestation. He, too, rejects the “Encasement Theory” of Haller. For Goethe the organism is indeed pre-figured in the germ, not according to its external appearance but according to the idea. He regards the external appearance as a new formation, but reproaches Wolf with the fact that where he sees nothing with the eyes of the body, he also sees nothing with the eyes of the spirit. Wolf had no conception of the fact that something may still exist in the idea even if it does not pass into external manifestation. “Therefore he is always concerned with penetrating to the beginnings of the development of life by means of microscopical investigations and so following the organic embryos from their earliest appearance up to their development. However admirable this method may be, yet the excellent man did not think that there is a distinction between ‘seeing’ and ‘seeing,’ that the eyes of the spirit have to work in constant, living union with the eyes of the body because otherwise one may fall into the danger of seeing and yet overlooking. ... In the plant-transformation he saw the same organ continually contracting, continually diminishing, but he did not see that this contraction alternated with an expansion. He saw that it diminished in volume, but did not observe that at the same time it became more perfect, and he therefore absurdly attributed the path towards perfection to a process of impoverishment.” (Kürschner Nat. Lit. Bd. 33.). [ 40 ] Until the very end of his life Goethe was in touch with innumerable scientific investigators, both in personal and written intercourse. He followed the progress of the science of living beings with the keenest interest; he saw with joy how modes of thought resembling his own gained entrance into this department of knowledge, and how his doctrine of metamorphosis was also recognised and made fruitful by individual investigators. In the year 1817 he began to gather his works together and to publish them in a periodical which he founded under the title, Zur Morphologie. In spite of all this, however, he made no further progress, through personal observation or reflection, in the growth of his ideas concerning organic development. On two other occasions only did he feel compelled to occupy himself more deeply with such ideas. In both cases he was attracted by scientific phenomena in which he found the confirmation of his own thoughts. The one case was the Course of Lectures held by K. F. Martius on “The Vertical and Spiral Tendency of Vegetation” at the Conference of Natural Scientists in the years 1828 and 1829, of which the periodical “Isis” published extracts; the other was a scientific dispute in the French Academy which broke out in the year 1830 between Geoffrey de Saint-Hilaire and Cuvier. [ 41 ] Martius conceived of the growth of plants as being dominated by two tendencies by a striving in the vertical direction which governs the root and stem, and by another which causes the leaves, the organs of the blossoms and so on, to incorporate themselves into the vertical organs of the form of a spiral line. Goethe took these thoughts and brought them into connection with his idea of metamorphosis. He wrote a long essay (Kürschner Bd. 33), into which he collected all his experiences of the plant-world which appeared to him to point to the existence of these two tendencies. He believed that he had to merge these tendencies into his idea of metamorphosis. “This much we must assume: there prevails in vegetation a general spiral tendency, whereby, in union with the vertical striving of the whole structure, each formation in the plant is brought about in accordance with the laws of metamorphosis.” Goethe regarded the existence of spiral vessels in the various plant organs as a proof that the spiral tendency dominates the life of plants throughout. “Nothing is more in accordance with Nature than the fact that what she intends in the Whole she activates through the minutest detail.” “Let us in summer look at a stake planted in the soil up which a bindweed (convolvulus) climbs from below, winding its way to the heights and—clinging closely—maintains its living growth. Let us think now of the bindweed and stake as both equally living and ascending upwards from one root, producing each other alternately and so progressing unchecked. Those who can transform this picture into an inner perception will find the idea considerably easier. The twining plant seeks outside itself that which it should itself produce, but cannot.” Goethe uses the same comparison in a letter to Count Sternberg, 15th March, 1832, and adds these words: “Of course the comparison does not entirely fit, for in the beginning the creeper must wind itself round the stem in barely perceptible circles. The nearer it approaches the summit, however, the quicker must the spiral line turn in order finally (in the blossom) to collect itself in a circle on the disc. This process resembles the dances of one's youth, where half reluctantly one was often pressed in the close embrace of affectionate children. Pardon these anthropomorphisms!” Ferdinand Cohn remarks in reference to this passage: “If only Goethe had known Darwin! How pleased he would have been with this man, who through his strictly inductive methods knew how to find clear and convincing proofs for his ideas.” Darwin thinks that in nearly all plant organs he can show that in the period of their growth they have the tendency to spiral movements which he calls circummutation. [ 42 ] In September, 1830, Goethe refers in an essay to the dispute between the two investigators, Cuvier and Geoffrey de Saint-Hilaire; in March, 1832, he continues this essay. In February and March, 1830, Cuvier, the “fact-fanatic” came forward in the French Academy in opposition to the work of Geoffrey de Saint-Hilaire, who, in Goethe's opinion, had attained to a “lofty mode of thought in conformity with the idea.” Cuvier was a master of the distinctions existing between the various organic forms. Saint-Hilaire tried to discover the analogies in these forms and to prove that the organisation of animals is “subject to a general plant only modified here and there, whence the differences can be derived.” He tried to acquire knowledge of the relationship between the laws and was convinced that the particular could develop stage by stage from the whole. Goethe regards Saint-Hilaire as a man of like mind with himself and he expresses this to Eckermann, 2nd August, 1830, in the words: “Geoffrey de Saint-Hilaire is now our ally, and with him all important followers and adherents in France. This occurrence is of inconceivable value to me and I justly rejoice at this final victory of a matter to which I have devoted my life and which is my own special concern.” Saint-Hilaire practises a mode of thought which is also that of Goethe, for he seeks to lay hold in experience of the idea of unity simultaneously with the sensible manifold. Cuvier clings to the manifold, to the particular, because in his observation of the particular the idea does not immediately arise. Saint-Hilaire had a right perception of the relation of the sensible to the idea; Cuvier had not. Therefore he describes Saint-Hilaire's all-inclusive principle as presumptive—nay even inferior. One can often experience, especially in the case of investigators of Nature, that they speak in a derogatory sense of something merely ideal, of something merely “thought.” They have no organ for the ideal, and therefore do not know its mode of working. It was because Goethe possessed this organ in a highly perfect state of development that he was led from his general world-conception to his deep insight into the nature of the living. His power of allowing the spiritual eye to work in constant living union with the eye of the body made it possible for him to behold the uniform sensible-supersensible essence which permeates organic evolution. He was also able to recognise this essence where one organ develops out of the other, and where, by its transformation, it conceals its relationship and similarity to its predecessor, even belying it, and changing, both in its function and in its form, to such a degree that no parallel, according to external characteristics, can be found with its earlier stages (cp. the essay on Joachim Jungius, Kürschner, Nat. Lit. Bd. 33.). Perception with the eye of the body imparts knowledge of the sensible and material; perception with the eye of the spirit leads to the perception of processes in human consciousness, to the observation of the world of thinking, feeling and willing; the living union of the spiritual and bodily eye makes possible the knowledge of the organic which, as a sensible-supersensible element, lies between the purely sensible and the purely spiritual. |
75. The Relationship between Anthroposophy and the Natural Sciences: Anthroposophy and Science
02 Nov 1921, Basel Rudolf Steiner |
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I can only hint at these things as well. We have the Kant-Laplace theory of the earth's beginning from the primeval nebula, which is presented according to the laws of aerodynamics and aeromechanics. |
But what is there for a possibility when one speaks of values that arise in man as mere ideas, but which are not the germs of future realities, what is there for another prospect than to say to oneself: We come from the Kant-Laplacean world nebula, and somehow the moral ideals emerge in our self-awareness, but these moral ideals live in us only like haze and fog. |
And we see the idealities of the past as the seeds of the present world, behind the Kant-Laplacean primeval fog. The present world is the realization, the actualization of what was once only thought, just as the present plant is the realization of last year's seed. |
75. The Relationship between Anthroposophy and the Natural Sciences: Anthroposophy and Science
02 Nov 1921, Basel Rudolf Steiner |
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Dear attendees! Anthroposophy, as it is to be cultivated at the Goetheanum in Dornach, still finds the most diverse opponents today - opponents who stand on the ground of church theology with their views, even from the artistic side many opponents have shown up, especially opponents who do not always start from thoroughly objective points of departure and come from the most diverse party directions and from the most diverse areas of social life. I will not deal with all these adversaries today, my dear audience, but what I would like to do today is to deal with the misunderstandings and antagonism that anthroposophical research has encountered from the scientific community. For it is my conviction that, although it seems absolutely necessary to oppose the various other opponents, these will gradually disappear of their own accord once the debate between anthroposophy and science has been brought into the necessary forms so that present-day official science and anthroposophy can really understand each other. At the moment, the situation is such that it is precisely from the scientific side that anthroposophical research is met with the greatest misunderstandings. But first of all, I would like to emphasize that the anthroposophical research method that I represent – for that is how I would actually like to call it – definitely wants to stand on scientific ground and that it would like to set up all its arguments in such a way that this scientific ground becomes possible, excluding any kind of dilettantism and so on. The starting point for the anthroposophical research method is such that the scientific requirements and the whole scientific attitude of modern times have been taken into account. Anthroposophy does not place itself in opposition to modern science. On the contrary, it seeks to take up what has emerged over the course of the more recent development of civilization in the way of scientific conscientiousness and exact scientific methods, especially in the field of natural science, over the last three to four hundred years, but particularly in the nineteenth century and up to the present. Although it must go beyond the results and also the field of actual natural science, as it is usually understood today, it would like to include what underlies it as scientific discipline, as scientific methods, in the inner education for the anthroposophical method. Today I will not be able to give a fundamental lecture, but will only touch on certain points, in order to then be able to draw some connecting lines to the scientifically recognized fields of today. What is initially claimed by anthroposophy are special methods of knowledge - methods of knowledge that differ from what is generally considered to be the usual methods of knowledge today, but which nevertheless grow out of them quite organically. Today, it is generally assumed that one can only conduct scientific research if one is grounded in knowledge as it arises in ordinary life, after having undergone a normal school education and then approaching the various fields of external natural existence, including that of man, by experimenting, observing and thinking in a materialistic sense. Anthroposophy cannot be based on this, but rather it assumes that it is possible, that just as one first develops one's mental abilities from early childhood to what today is called a normal state of mind or what is regarded as such, further cognitive abilities can be developed by taking one's soul life, if I may use the expression, freely and independently, starting from this so-called normal state of mind. And through these cognitive abilities, one is then able to gain deeper insights into the nature and human existence, into world phenomena, than is possible without such particularly developed abilities. These abilities are not developed by an arbitrary handling of the soul life, but they are developed in a very systematic way, only that one is not dealing with the training of certain external manipulations, with the application of the laws of thought recognized by ordinary logic, but with the development of the intimate soul life itself. I can only hint at the methods used to develop such supersensible soul faculties. In my various books, especially in my book “How to Know Higher Worlds” and in the second part of my “Occult Science”, I have given detailed descriptions of how a person can proceed in order to soul-life to such abilities by means of which one can — if I may express myself trivially — see more than one can explore with ordinary intellectual thinking, with experimentation and observation. I have already mentioned imaginative cognition as the first step towards such knowledge. This imaginative cognition does not mean that one should develop the ability to cultivate illusions or phantasms in the soul, but rather that it is a pictorial cognition, as opposed to ordinary abstract cognition, which is simply needed to explore the real secrets of existence. This pictorial knowledge is acquired, as I said, by way of long soul-searching. It depends on individual ability: one person needs a long time, another only a short time, to try to apply a meditative life to the point of enhancing one's inner soul abilities. This meditative life consists, for example, as already mentioned, and described in more detail in the books mentioned, of easily comprehensible ideas, that is, ideas that one either forms in the moment, so that one can grasp them in all their details, or that you can have them given to you by someone who is knowledgeable in such matters, that you can have such ideas present with all your strength in your ordinary consciousness, that you can, so to speak, concentrate all of your soul abilities on such easily comprehensible ideas. What is achieved by this? Well, I would like to express what is achieved by this through a comparison. If someone uses the muscles of his arm continually, especially if he uses them in a very definite, systematic way, then he will grow in strength for these muscles. If someone applies the soul abilities in such a way that he concentrates them on a self-appointed goal, on a self-appointed inner soul content, then the soul powers as such will grow stronger, will gain strength. And by doing so, one can achieve – as I said, it takes a long time to do these exercises – one can achieve, inwardly, without paying attention to external sense impressions, a strength of soul that is otherwise only applied to the external sense impressions themselves. The outer sense impressions are concrete, pictorial. Everyone who has a certain self-contemplation knows that he develops a greater intensity of his soul life when he lives in the outer sense impressions than when he lives in abstract ideas or in memories, when he lives in that which remains for him when he turns his perceptive abilities away from the outer sensory life and limits himself only to his soul as such, as it arises, I might say, as an echo, as an after-effect, through the lively, saturated outer sensory impressions. What is important, ladies and gentlemen, is that the inner life of the soul is so strengthened that one can have something in this inner strengthening that one can otherwise only have in the present human life between birth and death when one is given over to the strength of the external sense impressions. One arrives at a pictorial imagining, an imagining that actually differs from the usual abstract imagining – let us say, if we want to speak scientifically, from that imagining by which one visualizes natural laws on the basis of observation and experiment. One comes to develop such inner strength that one has not only the kind of thinking, the kind of inner soul life that is present, for example, in grasping the laws of nature, but also the kind of inner soul life that is present in grasping outer pictorialness. One attains an inner pictorialness of thinking. One comes to live, not merely in thoughts of an abstract kind, but in inner pictures. In the moment when one characterizes such a developed inner vision, it is immediately asserted: Yes, anthroposophy wants to develop something that is actually known as subordinate soul abilities, as soul abilities that play over half or completely - as one now wants to take it - into the pathological. And further one says: Those who strengthen their inner vision to such an extent that they develop the ability to see inner images without taking these images from the external sense world are surrendering themselves to an ability that is the same as the hallucinatory ability, to the ability to imagine all kinds of pathological phantasms and the like. And indeed, representatives of today's science have repeatedly objected that what anthroposophy claims as its inner vision in images must be traced back to suppressed nervous forces, which then, at the appropriate moment, arise from the inner being through the intensified inner life, so that one actually has nothing other than a suppressed nervous life in these images. Those representatives of science who confuse anthroposophical vision with hallucinations, as they are called in the trivial life, have simply not thoroughly studied what anthroposophical vision really is. Firstly, one could counter such objections by pointing out that anthroposophy insists that it proceeds in exactly the same strict way as the external natural sciences with regard to what the natural sciences deal with, and that it takes recognized scientific methods as its most important preparation and that it rises only from these, so that one should not really speak of the fact that someone who stands on the true ground of anthroposophy would show signs of indulging in a vision like some random medium or some random fantasist. We will not see any medium or fantasist placing themselves firmly on the ground of scientific research and taking this as their starting point, and then wanting to let what is to become a vision emerge from these strict scientific methods. But I do not want to talk about that at all. Instead, I would like to point out that anthroposophy demands a more thorough and exact method of thinking than is usually evident or applied in such objections. The main point here is that, above all, such objections do not yet arise from a truly thorough knowledge of the soul or psychology. Our knowledge of the soul still leaves much to be desired today. It is by no means commensurate with the exact methods of external natural science. In many respects, it is actually a chaos of ideas handed down from ancient times and extracted to the point of mere words, and all kinds of abstractions. It is not based on real observation of the life of the soul, on exact empiricism of the life of the soul. Above all, such exact psychological empiricism must ask itself the question: What is the actual state of our sensory perception? What actually works in our sensory perception? In our overall soul life, there is imagination, feeling and will. But our soul life is not such that we can separate imagination, feeling and will from one another other than in abstraction; rather, imagination, feeling and will are involved in everything that our soul is capable of in some way. We can only say that when we are in the life of imagination, feeling and willing play a part in it. When we form an affirmative or negative judgment within the life of imagination, our soul life is oriented outwards, but the affirmation or negation is carried out by an impulse of the will. This impulse of the will plays a definite part in our life of imagination. And only he can get an exact idea of the soul life and its various expressions who is clear everywhere about what is the part of feeling in willing, or, conversely, of imagining in willing, and so on. Now it is relatively easy to see that the will plays a role in our imaginative life. I have just drawn attention to the process of judging, and anyone who really studies judging will see how the will plays a role in imagining. But also – and this is important, dear readers – the will plays a role in our sensory perception. And here I must draw attention to something that is usually not even known in today's psychology, or at least not sufficiently characterized. Will most certainly plays a part in our sensory perception, in all our seeing, hearing and other sensory perceptions. What actually takes place in sensory perception? In the act of perceiving, we are inwardly active in every act of the soul, even in those in which we appear to be passively confronting the outside world. In what we bring to the outer world through inner activity, that is, expose ourselves to some kind of sensory perception, the will certainly lives – albeit, I would say, diluted and filtered – but the will lives in it. And the essence of sensory perception is that this will – I could go on for hours explaining this in detail, but here I can only hint at it – that this will, which we expose from the inside out, so to speak, is repulsed by the various agents. And we shall only comprehend the nature of the stimulus, the nature of the total sensory perception, when we can visualize this play of the will from the inside out and the counter-strike of the natural agents from the outside in. become aware of how in every act of sensory perception there is a reaction of the will and how everything that remains of sensory perception in memories or other forms of perception is actually a withdrawn will impulse. And so we can distinguish, by exposing ourselves sensually, that which plays in such a way from the will, from that which, starting from the whole act and following on from it, then continues in the life of imagination. In the life of the imagination, as I have already indicated, the will also lives, but it lives in such a way that the inner man has a much greater share in this unfolding of the will into the life of the imagination than in the unfolding of the will into the life of the senses. First of all, our will remains much more active, much more subjective, much more personal in imagining than in sensing. You see, dear Reader, everything I have described in my book “How to Know Higher Worlds” for the development of supersensible knowledge, aims to raise to full consciousness the will that plays into sensory perception and that must therefore be applied, even in the most exact natural research. And now one must organize one's inner life of imagination in such a way that in this life of imagination not the subjective arbitrary will - if I may express it in this way - lives, as it otherwise lives in imagining, but the same objective will that lives in sensory perception. Anthroposophically oriented spiritual science, as I understand it, does not aim to bring up all sorts of things from the depths of the soul in a nebulous, mystical way, in order to force a subjective will into the life of ideas. This subjective will is already present in ordinary life, but it must be released from the life of imagination precisely through the exercises for attaining higher knowledge, and the will that one carefully trains oneself to see through, and that lives precisely in sensory perception - and only in sensory perception - must discipline and permeate the life of imagination. If I may express it in this way, something tremendous has been achieved. The entire life of the imagination has acquired the character that otherwise only sense perception has. This is something that each individual must make as his personal discovery. Man knows, he can imagine all sorts of things; the will can play a part in this by turning the judgment one way or the other. What a wealth of life there is in the imagination! But when a person uses his senses, the external world imposes the discipline of the will on him – in the way that the will can be applied to sensory perception – and then it is impossible to bring inner subjectivity into play in an arbitrary way. I would remind you that anthropological psychology has already shown how the will comes to life in sensory perception – I need only remind you of Lotze's local signs and so on. But only when one comes to bring this will, which leaps into objectivity, into the life of the imagination, does one shape the life of the imagination in such a way that it becomes imaginative cognition, that it participates in objectivity in the same way that sense perception otherwise participates in objectivity. You see, dear ladies and gentlemen, in the face of what I have only been able to hint at in a few strokes, in the face of what is meant in the most exact sense, but which is not meant in such a way that one indulges in all kinds of fantastic ideas about the development of the soul – as is also the case with clear-headed mystics – all the objections, even those raised today by official science, are basically extremely amateurish for anyone who is familiar with the subject. For in comparison with everything that can ever flow into hallucinations, dreams, and everything that arises subjectively only from the human being's organization, in comparison with that, that is, where the person lives without objective orientation, where he is completely devoted only to his inner being, in comparison with that, an imaginative life is developed that is modeled on the outer sense life with its objectivity. In a sense, then, the objectivity of sensory perception is extended inwardly through the life of imagination. In all that is present in mediumship, in all that is somehow present in pathological clairvoyance, on the other hand, what leads to pictorialness, to hallucinatory life, is brought up from within the human being. But that is not at all the case with those methods that are used for anthroposophical research. Here one does not proceed from the inside outwards, as basically every mysticism has done so far, but one proceeds from the outside inwards. Here one does not learn from one's inner mystical feeling, but one learns precisely from external sensory perception how to relate objectively to the world. And then you discover that by learning in this way through sensory perception, you are able to shape the life of imagination in a way that is just as concrete and just as internally saturated as you would otherwise only have with sensory perception. And when one comes to such an inwardly saturated imagination, which now, just as sensory perception, flows into something objective – that is, it is not merely subjectively oriented – only then is one in a position to ascend from a certain stage of knowledge of nature to another stage, which I will characterize in a moment. But first of all, I would like to say that the anthroposophical spiritual science, as I understand it, has made a sincere effort to create clarity on all sides regarding the position of such imaginative knowledge. And allow me, ladies and gentlemen, to make a brief personal statement, which is not meant to be personal at all, but is entirely objective and related to to how I myself came to not only develop such anthroposophical methods, but also to truly believe in such anthroposophical methods, to see in them a right to knowledge. For do not believe, ladies and gentlemen, that anyone who takes these things seriously is uncritical, that he does not want to thoroughly examine the most thorough and exact methods of critical knowledge of the present day. As I said, allow me to make a personal remark. I was about thirteen years old when I came across a treatise that – as was particularly prevalent in the 1770s – was primarily concerned with the exact mathematical investigation of external natural phenomena and actually only accepted as natural laws what could be calculated. This essay endeavored to expel even the last mystical concepts from the knowledge of nature. This essay viewed the force of gravitation, the force of attraction in the sense of Newton, as one such mystical concept. This essay was called “The Force of Attraction Considered as an Effect of Movement”. And the mystical concept of attraction was not to be used, in which two material bodies somehow attract each other through space, but an attempt was made to explain attraction in an extraordinarily exact mathematical way: Ponderable matter is in a world gas, and thus a certain number of impacts between, say, neighboring material bodies can be calculated. If you now compare the number of impacts coming from the inside with the number of impacts coming from the outside, you arrive at a pure, mysticism-free explanation of gravitation. I mention this for the reason that, as I said, this treatise fell into my thirteenth year. In order to understand this treatise - you can imagine that this is not exactly easy for a thirteen-year-old boy - I had to make an effort to master differential and integral calculus at the age of thirteen, because only by doing so can one really master these ideas. And in doing so, I had the opportunity to gain a starting point for everything that followed, which is actually needed to come to terms with such ideas, which have always lived in me with an indeterminate certainty, in a critical way. You really have to get an idea of how you actually use mathematical laws or laws of phoronomy in all your sensory observation, how you actually proceed, what you bring of yourself to the outside world, and so on. In short, for me that was the starting point for exploring how far this strange inner realm of the soul, which we call mathematics, can actually govern external reality. Heinrich Schramm, the author of this essay - I still consider it extremely important today - was thoroughly convinced that you can go anywhere with mathematics, that you simply have to assume matter, space, motion and that you can then go anywhere with mathematics. He was convinced that the most diverse properties of natural phenomena in ordinary mechanics, in thermodynamics, in optics, in the field of magnetism and electricity, that one can grasp all these different phenomena with mathematics, that one can correctly arrive at all these different phenomena if one only applies mathematics correctly. So, if you apply this mathematical research to a hypothetical material process, the magnetic application springs to mind; if you apply it to a different process, the electrical application springs to mind. In short, all natural phenomena are explained as an effect of motion. One becomes quite free of mysticism; one limits oneself to the concrete, which one can grasp in purely mathematical presentation. This struggle, one must have gone through it once, this struggle with a knowledge that proceeds mathematically in relation to the external world and now wants to grasp the sense perceptions mathematically, because the external world must be grasped somehow, no matter how mathematically one proceeds. But now another one presented itself to me in this way. I immersed myself in what is called the probability problem in mathematics, where you try to calculate the probability that - let's say, for example - you get a certain throw with two dice, where one, two, and so on, is on top, so you calculate probabilities. This mathematical field, this probability calculation, plays a very important role in the insurance business. There, probability calculation has a very real application. From the number of deaths within a larger number of people, one calculates the probability that any given person, let's say a thirty-year-old, will still be alive at the age of sixty, and then one determines their ability to take out insurance and also their insurance premium. So here we are calculating something, and in doing so we are using calculation to place ourselves in reality in a very strange way. You can see from the fact that, in theory, anyone can calculate their lifespan in such a way that it is fully sufficient for the insurance industry that calculation places us in reality. For example, I could have decided to insure my life at the age of thirty. It would have been perfectly possible to calculate how long my probable lifespan would be and therefore how much I would have had to pay. But no one will believe that they really have to die when this probable lifespan has expired. We have here a field in which mathematics is valid for what it wants, but where the individual life as such does not fit into the mathematical formula, where life as such is not included in the mathematical formula. In this way, in certain areas of natural science, we have an inner satisfaction of knowledge when we start from the assumption that what has been mathematically understood is adequate to what appears externally in the sense world. But precisely in those areas where probability theory plays a role, there is something where we have to say to ourselves: Mathematics is sufficient for the outer life, for what takes place in outer observation, but one can never be convinced that the inner life is mastered by it. I would have to tell a great deal more about the intermediate links if I were now to show how, starting from such ideas, I came to the chapter in my “Philosophy of Freedom” (the first edition of which appeared in 1893) on the value of life, on the value of human life. There I was dealing, above all, with a fight against pessimism as such. At that time, this pessimism dominated the philosophical outlook of certain circles much more than was the case later. This pessimism originated in principle with Schopenhauer, but it was systematically founded by Eduard von Hartmann. Eduard von Hartmann now started from the point of view of calculation with reference to the sphere of ethical life, of socioethical life. If you look up his calculations today, they are extremely interesting. He tries to calculate how, on the one hand, everything that brings people pleasure and joy, happiness and so on in life can be positively assessed, and how, on the other hand, everything that brings people suffering, pain, misfortune and so on can be negatively assessed. And he subtracts and actually comes up with a plausible conclusion that for most people the unhappy things, the painful things predominate, that the negative positions predominate. You can think what you like about such philosophical “trifles”; for those who want to get to the very foundations of knowledge, these are not trifles, and they must not remain so if we want to escape from the misery of today's knowledge. This became a very important problem for me, because I said to myself, a person does not feel it the way it is calculated here. That is nonsense — you can see that the moment you ask people: If you were to add up your happiness and unhappiness, you would come out with a larger number on the negative side. Would you therefore consider your life a lost one? Would you therefore consider yourself ripe for suicide, as Eduard von Hartmann suggests, that every person should actually do so if they were reasonable? For Eduard von Hartmann, the calculation says yes, but life never says yes. Why not? Now, in my “Philosophy of Freedom” I have shown that this subtraction, which Eduard von Hartmann carried out, simply cannot be carried out. if one wants to apply an arithmetic operation at all, one must apply a completely different one. you have to use a fraction or a division: the numerator or dividend contains everything that is fortunate, pleasurable, everything that brings satisfaction, and the denominator or divisor contains everything that brings suffering, unhappiness, pain and so on. If you apply the division calculation, then you would have to have an infinite denominator if you want to get a number that means zero as a life conclusion. If you can only divide a finite number of suffering and pain through it, then you will never get a life conclusion that is zero. The human being does not commit suicide as a result of subtraction. And when I showed that here one cannot just subtract, but instead divide, or that a fractional approach must be taken, I was also able to show that for mathematics in a certain case one is obliged to start from life, that one must therefore gain access to life, gain an immediate insight into life, before making a mathematical approach. Here I have the three points together: on the one hand, in natural science, the mathematical approach, which in probability theory can adequately describe the external facts, but which is nevertheless insufficient when it comes to reality. Then there is reality itself, as it is grasped in its real individual form, and finally there is reality itself, which is directly observed as the master of the mathematical approach. There we have the limit of what is mathematically possible, insofar as we start from mathematics itself. And when one recognizes in this way that it is necessary to go beyond the mathematical when wrestling with this problem, then, on the other hand, when one has gained that conception of which I have spoken today, one finds that one has now made this leap in reality, where one has gone beyond the abstract thinking that we encounter most purely in mathematics and entered into direct reality. And only from there did the possibility arise – one might say in an epistemological way, which Goethe himself could not yet have given – to grasp Goethean morphology in the first place and, secondly, to deepen and expand it. For now, once you have gained that imaginative conception, you begin to grasp what Goethe actually meant when he developed his primal plant, that is, an inwardly and spiritually conceived form that underlies all the various outwardly diverse plant forms. Once you have grasped this archetypal plant, he said, you can theoretically invent plants in the most diverse ways with the possibility of growth, that is, you can inwardly recreate the natural process. We have an inner soul process by which we can, anticipating the natural process, allow the most diverse plant forms to emerge from the one primal plant, to recreate them inwardly, just as nature creates the most diverse plant forms from the one typical primal plant. There Goethe has already made the transition from pure abstract thinking to what I would now like to call 'thinking in forms'. That is why Goethe arrived at a true morphology. This thinking in forms – perhaps I may still characterize it that way. What do we actually do in geometry? There we are dealing with forms, especially in plane geometry as well as in stereometry. But actually we are trying to master the forms through numbers, because measurement can, after all, be traced back to something numerical. So we try to force the forms into the abstraction of numbers. But the mathematical, as I have just explained, is limited. We have to leave it if we want to get out into reality. And we can also find the transition from merely reducing the geometric forms to numbers to directly grasping the geometric form. Once we have taken this serious approach to an inner grasp of geometry, we can also find the transition to other forms – to those forms that Goethe meant when he spoke of the primal plant, which then develops inwardly in the most diverse ways into the most varied plant forms. Just as a triangle can have one angle greater and the other smaller, thus creating the various special triangles, so too the most diverse plant forms arise from the primal plant once its law has been grasped. I would like to say that Goethe arrived at his morphology in a subjective way and only developed it to a certain degree. But that which one develops in a systematic way, by driving the will, which otherwise only lives in sensory perception, into the life of thinking, what one develops there as imaginative thinking, that is thinking in forms. And we come to the point where we can now survey the stage of knowledge of nature where we have natural laws that can be grasped in abstract thoughts - we can apply this thinking to the inorganic, to the inanimate world. At the moment we want to ascend into the organic world of plants, we need thinking in forms. Dearly beloved, let no one rail against this thinking in forms; let no one say that real science can only progress in a discursive way, can only advance from one thought to another, that is, according to the method that is recognized today as the logical method; let no one say that only this is true science. Yes, one may decree for a long time that this is true science – if nature does not yield to this science, if nature, for example the plant world, does not allow itself to be molded into this science, then we need a different science. If purely discursive thinking, purely abstract thinking, is not enough, then we need thinking in forms, in inner pictorialness. And this thinking in inner pictorialness makes the plant world understandable to us on the outside, and makes the unity of our entire life between birth and death understandable to us on the inside. I have often stated in my books and lectures that in those moments when one has truly developed this imaginative thinking, it turns out that life from the time one has learned to say “I” to oneself, when the ability to remember begins, to the present moment shows itself as if unfolding in a single tableau. Just as one normally regards one's external physical body as belonging to oneself and looks at it at any given moment, so one also has one's previous life on earth in the course of time before one, as in a panorama of images. This is the first achievement of truly anthroposophical science: to survey one's inner life as a tableau right up to one's birth, so that one now really has an overview of this time organism. What is called the etheric body of man or the body of formative forces in my various books - what is that other than what is achieved through imaginative visualization? We come to survey our life between birth and the present moment, presenting itself as a unity in the immediate present, at the same time as the impulses that carry us beyond the present moment into our further life on earth. And when we have achieved this, the second step of supersensible knowledge presents itself: it is difficult even today to find a name for this step; inwardly, as a method I have called it inspired knowledge. Do not let the term bother you. It does not refer to anything handed down by tradition, but only to what I have just hinted at in my books and what I will also hint at here in principle. I have said that imaginative visualization is achieved by placing certain easily comprehensible ideas at the center of our consciousness and that this strengthens that consciousness. Just as we, in a sense, recreate memory when we place such ideas at the center of our consciousness, we must now also develop forgetting as an act of the will in our lives. Just as we can concentrate all the powers of our soul on certain ideas, which we place in our consciousness in the way I have characterized, we must also be able to drive these ideas out of our consciousness whenever we want, through inner arbitrariness. We must therefore also reproduce forgetting just as we artificially reproduce, if I may express it this way, remembering. If we do these exercises, we will see that such an idea, which we bring into the center of our consciousness in this way, initially attracts all kinds of other ideas – like bees, they come in from all sides, these other ideas. We must learn to exclude them; in fact, we must learn to exclude all imagining. We must learn, so to speak, after we have developed such images, to be able to make the consciousness empty without falling asleep in the process. Just try to imagine what that means! This must be practiced, because as soon as a person, with only the usual strength of consciousness, tries to empty his consciousness - especially after he has first concentrated on a particular idea - he inevitably falls asleep. But that is precisely what must be avoided: empty consciousness after imaginative ideas, that is, initially without subjective content. And at that moment, when this has been achieved, the spiritual world streams into the soul life thus prepared. At this moment one is able to see a world that is not there for external sensory perception, but which is the world that we now see not only as part of our earthly life, as in imaginative knowledge, where we see up to birth, but we see the world that contained us as beings before we descended into earthly life. There we get to know ourselves as spiritual beings in a purely spiritual world. There we get to know that within us that has created this organism that lives here in the earthly world. There we get to know through knowledge the immortal part of the human being. And from there it is then - I just want to mention this - one step to intuitive knowledge, to also gain the insight that the earthly lives of human beings repeat themselves. But you will have gathered from what I have only been able to hint at that it is a matter of using strict systematic schooling of the inner being to prepare the consciousness, not to create any world out of the inner being, but on the contrary, to free the consciousness after prior imagination for the contemplation of the spiritual world. Just as we encounter the outer world with our outer senses, in that the will lives in these outer senses and enters into a relationship with objectivity, so, after we have completely freed our inner soul life from the physical, we prepare the soul to see the spiritual world as it sees the physical world through the senses. There we get the opportunity to see what being has built us, in that we are built out of individuality, not out of the cosmos, and how this being lived in the spiritual world as a pre-existent being before we accepted the physical body through the hereditary stream through generations. And then we learn to recognize that which, in turn, passes through the gate of death and enters the spiritual world when we discard this physical body. We learn to recognize what builds up this physical body, what undergoes a certain transformation in this physical body through birth, what is rekindled through the experiences of life and then, through death, enters the spiritual-soul world again. So we are not striving for a fantasy, not for philosophizing, not for speculating about the immortality of man, but we are striving for a real insight into what lives in us as immortal. And when we deepen our spiritual life in this way, then we are standing in a spiritual objectivity, and it cannot be said that this standing in a spiritual objectivity can in any way be compared with hallucinations arising from the mere inner life or with any subjective fantastic creations. Now I would like to show – albeit more comparatively – how one can arrive at not only an anthropology, but also a cosmology, in this way. Time is pressing, so I can only hint at it. How does our ordinary life between birth and death unfold? We see, my dear attendees, how we have external experiences through our sensory experiences, how these sensory experiences trigger and develop ideas, and how, after the ideas have been developed, these ideas can in turn be evoked by the powers of memory. So we see, when we survey our soul life, that in what we carry within us we have, so to speak, the images of what we have experienced in the outside world. I am seeking a particular mental image from the very depths of my soul life. This mental image brings something to my mind in the present moment that I may have experienced fifteen years ago: an objective event experienced completely subjectively. But if my entire inner soul life is healthy, if what I am imagining as a memory is in a healthy connection with the rest of my soul life and, in particular, if I am able to orient myself properly through the senses at all times , then I am also able to tell myself what the external objective experience was like fifteen years ago from what I currently have in front of me – by drawing on everything with which it is related. Between birth and death, we initially carry the world of our experiences within us in our soul. But, esteemed attendees, we also carry other things within us. If we only look at our lives as we usually survey them in our soul life, we are only aware of what I have just mentioned. But we carry other things within us, and through what I have described to you as supersensible knowledge, we look deeper into ourselves - not through nebulous mysticism, but through exact methods related to mathematics. We carry organs within us, the organs of our inner being. They are built out of our pre-existent being; they are built out of the spiritual world. Those who, with the help of such exact anthroposophy as I have described, not only survey their soul life, which they have gathered together between birth and the present moment, but who learn to recognize the nature of the forces that prevail in the inner organs, he comes to know the world in its development through his organs, which he spiritually understands. And it is not, my dear audience, some reminiscence of some old superstition, of some old star belief or the like, when today anthroposophy speaks of a world development, but it is based on an insight into the human being that recognizes the inner human being in such a way that the mere life of the soul is recognized as an image of the events experienced since birth that are connected with us. In this way we experience a connection with the whole world. Just as our memories are inner images of our experiences since birth, so our whole inner being - when we learn to understand it - is an image of the whole development of the world. This is what it means to “read the Akasha Chronicle” - not all the confused ideas that are held against anthroposophy. It means that we can gain knowledge of the world from true knowledge of the human being. However, we must not simplify matters, as is often the case today, when we believe that we can grasp something that is contained in a precise process of knowledge with a few concepts that have been pinned up. Nobody today would dare to grasp or even criticize the system of mathematics with a few pinned-up concepts. On the other hand, what is acquired in a much more complicated way, but with true striving, is today casually tried to be characterized with a few concepts. He who takes care to use all inner precautions in order not to fall into subjectivity but to completely immerse himself in objectivity — that is, to first shape the consciousness so that it can immerse itself in spiritual objectivity — is, I might say, slandered in such a way that it is claimed that only suppressed nervous energy is brought up at the appropriate moment and that all kinds of hallucinations arise from this. can immerse itself in spiritual objectivity – is, I might say, slandered in that it is claimed that only suppressed nervous energy is brought up at the appropriate moment and that all kinds of hallucinatory images are developed. Now, ladies and gentlemen, without wishing to lapse into a counter-criticism, I will merely characterize how it is currently being done, and at the end I will show you this by means of a small example. A pamphlet appeared recently in which the author seeks to show that what the anthroposophist finds can, to a certain extent, be readily admitted, for the simple reason that today's science also finds that the strangest experiences of the soul can arise from the subconscious. And so, as the author of this work believes, it is quite possible to admit to the anthroposophist that he experiences all kinds of things as they are experienced by mediums, as they are experienced when people are put under hypnosis or taught suggestions, or even when they create suggestions for themselves. In particular, what is most essential about anthroposophy is traced back to self-suggestion. And now something very worthy is being done. It is shown how the most wonderful effects are possible from the soul, how one can develop remarkably extensive healing processes for tuberculosis, metritis, fibroids and so on from the soul life, how even tuberculous deformations of the spine can be balanced out by the soul life: Why should it not be possible to admit that an anthroposophist also draws all kinds of things from his soul life, especially when he first puts himself into self-suggestion? And now it is shown that such subjective life exists, and such subjective life, especially of autosuggestion, of self-suggestion, the anthroposoph should also be devoted. And there is, for example, the following claim:
- that is, by means of the spiritual and soul development as I have described it ... self-aware action, that is, self-reflection in a trance, is made possible. Now, dear attendees, I had not spoken of trance. I had only told you that consciousness comes to clearer, brighter levels, not that it is led back into darkness and gloom as in trance!
So, here it is claimed that I said in a lecture in Bern on July 8 that to attain higher knowledge, one must force the will into the imagination. Now, first of all, something that shows how curiously exactly today's scientific papers are written! For example, on the same page it is said how such suggestions can actually be carried out, how something can be suggested to someone so that an idea is taught to him, and how he then becomes completely absorbed in this idea and even creates all sorts of things out of himself as a result of this absorption in this idea. And now the author says:
– “ideo-dynamic” is in brackets, this is very important! –
So, we are dealing with an ideodynamic force that is independent of the will. Nevertheless, this ideodynamic force, which is independent of the will, is to be utilized by me, by saying that one must drive one's will into the imagination. Now, let us take the sentence first of all as the author claims I said it in Bern: One must force one's will into the imagination. Today I also spoke about how one must develop the will, which one first gets to know through sensory perception, into the life of the imagination. In this way one fights precisely those influences that are merely suggestive. In this way one works in precisely the opposite sense. This application of the will is precisely what destroys all suggestive possibilities of influence. What I have described takes place in the opposite direction to suggestive influence. This is actually already evident from the fact that these suggestive influences are called “ideo-dynamic impulses”, i.e. not impulses of the will, but ideo-dynamic impulses. And yet, the author has a presentiment that he is not yet able to express properly: One must indeed summon up one's willpower when one wants to introduce subjective ideas into the ideas, but this happens without the person to whom it happens, who experiences the suggestion, applying his own will. Everywhere I have described that the person who wants to become an anthroposophical researcher applies his will, thus standing out from the possibilities of suggestion. Therefore, I could not say - I read this in this brochure and said to myself: Did I really let my tongue be paralyzed in Bern on July 8, 1920, did I really say that in order to gain higher knowledge, one must force one's will into one's ideas? For anyone can do that, for suggestion can also happen without any activity on the part of the one to whom something is being suggested. Now I have taken the trouble to look at the shorthand notes of my Bern lecture on July 8, 1920, which I fortunately found today. And now see what I really said in Bern at the time. Everywhere I tried to show how the opposite approach to suggestion should be taken. And then I said:
That is something else. You can only drive ideas into the images. When one speaks of driving the will into the life of the images, it means precisely not allowing the images to be influenced by suggestions, but taking control of the free life of the images and the nature of the images, which is ruled by the will. You see, it is quoted in quotation marks, and the opposite of what I really said is said in quotation marks. But this is only one example, ladies and gentlemen, of the way in which anthroposophy is often discussed today, especially from a scientific point of view, and how it is misunderstood. This is extremely characteristic, and the whole brochure actually has this tendency. My dear audience, as for what mediumistic phenomena are, what hallucinations are, what kind of visions arise from within – I have always strictly excluded them from the field of anthroposophical life and explained that I consider all of this to be pathological, that it goes below the level of the sense life, not above it. And I have done this everywhere, in many places in detail, as what Anthroposophy wants, what Anthroposophy gives as descriptions of spiritual-soul worlds, arises from completely different foundations than what is asserted here. And now there is a strange tendency for precisely that which I reject, that which I regard as morbid, pathological, to be seen as the justified thing about anthroposophy! That is, they reverse the facts. They make people believe that I am describing something that is hallucinations or the like. Well, they do exist, he says, so we will readily admit that to the anthroposophist, he is entitled to that. But he must not talk about higher worlds, for there he enters a philosophical realm that is to be valued only as theosophical doctrine, as imagination conditioned by theosophical doctrine. But something highly characteristic, my dear audience: the man who crystallizes out here first of all, who wants from anthroposophy - although it is the opposite of what anthroposophy really gives - says: What I concede to anthroposophy, we know today; telepathy, clairvoyance, teleplasty and so on are known. But all that belongs to the pathological field, perhaps also to the therapeutic field – the things are connected, after all. I would have to go into what I have repeatedly said in medical courses: how a pathology and a therapy can certainly be derived from anthroposophy that legitimately go beyond what today's merely materialistic view can give. But by first distorting what anthroposophy can give, and then by acknowledging this distortion, it is said: Yes, you can suggest all kinds of things to people, but you have never experienced people experiencing something like astral or mental fairy-tale lands in a trance. But that is precisely the point! He calls it fairy-tale land because he passes it off as fantasies. That, he says, cannot be experienced by suggestion. Yet it is experienced. A strange polemic! First, what one believes one can understand is selected from the anthroposophical results, although one does not understand it at all. This is then categorized as hallucination and so on; that is accepted. But the other part is dismissed as fairyland, yet it is said that it cannot be suggested. It cannot be suggested either, but must be conquered by exact inner methods as inner knowledge. Now, ladies and gentlemen, I do not blame anyone for misunderstanding in such a grotesque way what anthroposophy can give. I do not blame this respected (and rightly so) collection of scientific, medical and other essays, published in Munich and Wiesbaden by J. F. Bergmann, for including such grotesque criticism of anthroposophy, because the whole booklet by Albert Sichler is actually well-intentioned. He wants to do justice to the matter. He cannot do so because, for the time being, there is still an abyss between what is recognized as official science today and what is needed to really make progress, because ultimately there is an inner connection in spiritual life, between our entire civilized life and the scientific life in modern times. And the bridge must be built over to ethics, to social life. This cannot be done by a science that gets stuck only in the material or at most makes hypotheses about the non-material. This can only be done by a science that truly penetrates into the spiritual, because it is in the social that the spiritual is active, and social laws can only be found by someone who also finds laws, forms, transformations of the spiritual in nature. Now, in the short time available to me today, I have only been able to give a few points of view, my dear audience. I wanted to show you how anthroposophy strives to work in the spirit of true science, how it takes its scientific and epistemological seriousness very seriously indeed in its quest to arrive at a method modelled on mathematics. On the other hand, however, it still faces many prejudices today, even though it is actually needed by our civilization as something tremendously necessary, because it alone is capable of providing man with a real, satisfying elucidation of his own nature in terms of knowledge. Now, dear ladies and gentlemen, as I said, I believe that the antagonisms will disappear once an objective basis is gained for creating harmony and mutual understanding between today's science and the anthroposophical research method. We must wait for that. Until this is achieved, opponents will come from all sides, from political parties or from religion, theology or other fields, who will operate on purely subjective ground. But anyone who is familiar with this anthroposophy, anyone who is serious about it, serious about everything that has its source in Dornach, will say to himself, because he knows how seriously research is conducted within this anthroposophical field, ic field, he says to himself: however great the misunderstandings may be, a balance, a harmony must ultimately be found from the seriousness of modern scientific methods and attitudes. And this is a consciousness that one can have when one is on one's own ground, that in everything one seeks in anthroposophy, one first presents the conscientious demands for examination that are otherwise applied in science today. And that is what makes one expect the external balance. If one proceeds seriously, one can be convinced that from today's science and from what anthroposophy has so far endeavored to achieve - at least for those who know both, contemporary science and anthroposophy - the balance, the harmony can certainly be found today. And this awareness gives confidence that the scientific understanding will come about. And then the other antagonisms against Anthroposophy will disappear by themselves. There are no requests to speak. Rudolf Steiner: My dearest attendees! It is of course only possible to consider a few guidelines in a lecture, especially one that is intended as an introductory lecture to a whole series of lectures on Anthroposophy. And so I was unable to consider one thing in particular that would have been very close to my heart: to show the bridge that leads from the cognitive side of anthroposophy to the social, practical-ethical and religious side of it. And about that - we only have time until 10 o'clock - allow me to say a few words. If we consider the scientific world view – I am not saying the natural science, but the scientific world view – as it is widely held today, especially among laypeople, but also among people who do not believe they are laypeople, but who, as members of various monist and other associations, today embrace the scientific ideas of thirty years ago as a religious confession, if one considers what has emerged as a kind of worldview that is more or less materialistic. There is no bridge from what many people today consider to be the only possible way of researching to the reality of ethical ideals and social ideals. Today, seeing all that science gives us, we are faced with the necessity of forming ideas for a worldview, for example, about the beginning and end of the earth. I can only hint at these things as well. We have the Kant-Laplace theory of the earth's beginning from the primeval nebula, which is presented according to the laws of aerodynamics and aeromechanics. One imagines how the planetary solar system formed out of a primeval nebula, how the earth split off. The question of how living beings could have come into being is, however, continuously critically treated – whereby one will reach the limits of knowledge – and then it is treated how organic life now also sprouts from what was initially only present in the primeval nebula, how man then emerged from this and how he experiences himself today in the self-confident ego. Now I have met people – and basically life is the greatest teacher, if you only know how to take it correctly – I have met people who took this scientific worldview seriously. I remember one person in particular who is typical of many others. The others often do not realize it, but they set up an altar of faith, an altar of knowledge. Those who take the scientific ideas seriously cannot do this; they come to such hypothetical ideas about the beginning and end of the earth, for example from thermodynamics and entropy theory, which leads to imagining how everything finally merges into a heat death. One meets only few people who have the inner courage to admit from a fully human point of view, in which situation man is placed with his inner being today, if he takes these things seriously as the only ones that apply. Herman Grimm, for example, says – forgive the somewhat drastic saying that I am quoting – from his feeling, by realizing what is to develop on earth between the Kant-Laplacean primeval nebula and the state to which the theory of entropy is supposed to lead us: A carrion bone round which a hungry dog circles is a more appetizing piece than this world picture, which is already presented to people in schools today. And future ages will struggle to explain how a particularly pathological age once came to form such ideas about the beginning and end of the earth. It will be impossible to understand how something like this could be taken seriously. Well, my dear audience, the science that stands before us today as natural science – as I said, anthroposophy does not in the least find fault with it – fully recognizes it in its field. Anthroposophy is based on a scientific attitude, because scientifically conscientious methodology and inner discipline, as they have developed, must be recognized as a model, only they must be further developed in the sense that I have characterized today. But this also leads to a true knowledge of man. This knowledge of man is not as easy to gain as the one we gain today from physiological and biological views. This knowledge of man finally shows us how man is actually a being that is organized quite differently internally according to the head and the metabolic-limb system - these are the two poles of the human being. What I am now briefly hinting at, I have explained in great detail in a series of lectures. But I want to show right away how wrong it is to say, for example, that our thinking arises from processes in our brain. That would be just as if a car were to move along a road that has become soft and were to make its impressions there: you can follow the path of the impressions of the car in the road that has become soft. But consider, someone comes and says: You should explain these impressions by forces that are down there in the earth; you must explain these configurations from these underground forces! — It is the same with the methods used today to explain the brain convolutions, the nerve structure, from the forces of the organs. The nerve structure can be explained by the effects of the spiritual and soul, just as the furrows in a softened road can be explained by the car driving over them. It is only an image. But in a perfectly exact scientific way, anthroposophy leads us to recognize how thinking and imagining is a spiritual and soul process that only has the brain as a basis. And it has the brain as a substrate because it is not based on the brain's growth processes, on organic processes, but precisely on the brain's slow dying processes. The nervous system does not actually have a life, but rather the opposite of a life, a decline in life. Space must first be made for thought. The nerve centers must die away, and a continuous dying, a constant clearing out of the material processes, must occur so that the spiritual-soul processes can take hold. This must always be compensated for by the limb metabolism system during sleep or other processes. What arises in this way, the consciousness-paralyzing processes, those processes of which physiology speaks today, do indeed abolish imagining, extinguish it. Precisely when these processes are toned down, passing over into a kind of partial dying, then imagining, thinking arises, so that we continually carry life and dying, being born and dying within us. And the moment of dying, it is only, I would like to say, the integral of the differentials that make up life, of the differentials of a continuous dying that make up human existence. If we continue this train of thought, we come to recognize something that is virtually denied in today's accepted science, but which lies in the real continuation of this science: that the human being has real processes of decomposition and continuous processes of dying within him. The ethical ideals develop in the context of these dying processes, so that these ethical ideals are not dependent on the continuation of organic processes, but on suppressed, regressing organic processes. But this in turn leads to the following: When our Earth reaches a state, whatever its mineral-biological state, when the Earth - for my sake, let's take the hypothesis as valid, it is not quite, but in a certain sense it is - when it reaches heat death - when no other processes are possible because everything has formed according to the second law of the mechanical theory of heat as the remnants that are always there when heat is released into the environment, when heat is converted, when this state has occurred, then what has lived in man as ethical ideals has come to its greatest expression of power. And that carries earthly existence out to new planetary formation. We discover in our moral ideals the germs for later worlds, for later worlds based on our present-day morals. This gives our ideals a real value. Contemporary philosophy is obliged to speak of mere values. But what is there for a possibility when one speaks of values that arise in man as mere ideas, but which are not the germs of future realities, what is there for another prospect than to say to oneself: We come from the Kant-Laplacean world nebula, and somehow the moral ideals emerge in our self-awareness, but these moral ideals live in us only like haze and fog. That was the personality I was talking about earlier, who accepted the modern scientific development as a law and said to himself: Man is cheated in the world. Natural scientific development has brought him this far, then the moral ideals arise as foam, dissolve again, and everything enters into the heat death, into the great cemetery, because the moral ideals are indeed experienced, but have no possibility of becoming reality. By following the regressive processes in which moral ideals have been at work, anthroposophy shows us that these moral ideals have only an ideal existence in us, but that, as they develop in the human being, they are seeds for the future. Just as we see in the germ of the plant that will develop in the next year, so anthroposophy allows us to see in moral ideals the germs of future worlds. And we see the idealities of the past as the seeds of the present world, behind the Kant-Laplacean primeval fog. The present world is the realization, the actualization of what was once only thought, just as the present plant is the realization of last year's seed. And what is currently experienced only as moral value is the real seed of future worlds. We are not only part of the cosmos through our natural organic processes, we are also part of the cosmos through what we experience as moral and social values within us. We are acquiring a cosmology that does not only include natural processes and laws as its agents, we are acquiring a cosmology in which our entire moral world is also a reality. Anthroposophy builds the bridge from the natural to the ethical and religious world. This is what I wanted to mention in a brief closing word, because it was no longer possible in the lecture. |