4. The Philosophy of Freedom (1916): The Idea of Freedom
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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Whoever lacks the capacity to think out for himself the moral principles that apply in each particular case, will never rise to the level of genuine individual willing. Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. |
For the free spirit transcends norms, in the sense that he is insensible to them as commands, but regulates his conduct in accordance with his impulses (intuitions). When Kant apostrophizes duty: “Duty! Thou sublime and mighty name, that dost embrace nothing charming or insinuating, but requirest submission,” thou that “holdest forth a law ... before which all inclinations are dumb, even though they secretly counter-work it,” [Translation by Abbott, Kant's Theory of Ethics, p. 180; Critique of Pure Practical Reason, chap. iii.] then the free spirit replies: “Freedom! |
4. The Philosophy of Freedom (1916): The Idea of Freedom
Tr. R. F. Alfred Hoernlé Rudolf Steiner |
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The concept “tree” is conditioned for our knowledge by the percept “tree.” There is only one determinate concept which I can select from the general system of concepts and apply to a given percept. The connection of concept and percept is mediately and objectively determined by thought in conformity with the percept. The connection between a percept and its concept is recognized after the act of perception, but the relevance of the one to the other is determined by the character of each. In willing the situation is different. The percept is here the content of my existence as an individual, whereas the concept is the universal element in me. What is brought into ideal relation to the external world by means of the concept, is an immediate experience of my own, a percept of my Self. More precisely, it is a percept of my Self as active, as producing effects on the external world. In apprehending my own acts of will, I connect a concept with a corresponding percept, viz., with the particular volition. In other words, by an act of thought I link up my individual faculty (my will) with the universal world-process. The content of a concept corresponding to an external percept appearing within the field of my experience, is given through intuition. Intuition is the source for the content of my whole conceptual system. The percept shows me only which concept I have to apply, in any given instance, out of the aggregate of my intuitions. The content of a concept is, indeed, conditioned by the percept, but it is not produced by it. On the contrary, it is intuitively given and connected with the percept by an act of thought. The same is true of the conceptual content of an act of will which is just as little capable of being deduced from this act. It is got by intuition. If now the conceptual intuition (ideal content) of my act of will occurs before the corresponding percept, then the content of what I do is determined by my ideas. The reason why I select from the number of possible intuitions just this special one, cannot be sought in an object of perception, but is to be found rather in the purely ideal interdependence of the members of my system of concepts. In other words, the determining factors for my will are to be found, not in the perceptual, but only in the conceptual world. My will is determined by my idea. The conceptual system which corresponds to the external world is conditioned by this external world. We must determine from the percept itself what concept corresponds to it; and how, in turn, this concept will fit in with the rest of my system of ideas, depends on its intuitive content. The percept thus conditions directly its concept and, thereby, indirectly also its place in the conceptual system of my world. But the ideal content of an act of will, which is drawn from the conceptual system and which precedes the act of will, is determined only by the conceptual system itself. An act of will which depends on nothing but this ideal content must itself be regarded as ideal, that is, as determined by an idea. This does not imply, of course, that all acts of will are determined only by ideas. All factors which determine the human individual have an influence on his will. In a particular act of will we must distinguish two factors: the motive, and the spring of action. The motive is the conceptual factor, the spring of action is the perceptual factor in will. The conceptual factor, or motive, is the momentary determining cause of an act of will, the spring of action is the permanent determining factor in the individual. The motive of an act of will can be only a pure concept, or else a concept with a definite relation to perception, i.e., an idea. Universal and individual concepts (ideas) become motives of will by influencing the human individual and determining him to action in a particular direction. One and the same concept, however, or one and the same idea, influences different individuals differently. They determine different men to different actions. An act of will is, therefore, not merely the outcome of a concept or an idea, but also of the individual make-up of human beings. This individual make-up we will call, following Edward van Hartmann, the “characterological disposition.” The manner in which concept and idea act on the characterological disposition of a man gives to his life a definite moral or ethical stamp. The characterological disposition consists of the more or less permanent content of the individual's life, that is, of his habitual ideas and feelings. Whether an idea which enters my mind at this moment stimulates me to an act of will or not, depends on its relation to my other ideal contents, and also to my peculiar modes of feeling. My ideal content, in turn, is conditioned by the sum total of those concepts which have, in the course of my individual life, come in contact with percepts, that is, have become ideas. This, again, depends on my greater or lesser capacity for intuition, and on the range of my perception, that is, on the subjective and objective factors of my experiences, on the structure of my mind and on my environment. My affective life more especially determines my characterological disposition. Whether I shall make a certain idea or concept the motive for action will depend on whether it gives me pleasure or pain. These are the factors which we have to consider in an act of will. The immediately present idea or concept, which becomes the motive, determines the end or the purpose of my will; my characterological disposition determines me to direct my activity towards this end. The idea of taking a walk in the next half-hour determines the end of my action. But this idea is raised to the level of a motive only if it meets with a suitable characterological disposition, that is, if during my past life I have formed the ideas of the wholesomeness of walking and the value of health; and further, if the idea of walking is accompanied by a feeling of pleasure. We must, therefore, distinguish (1) the possible subjective dispositions which are likely to turn given ideas and concepts into motives, and (2) the possible ideas and concepts which are capable of so influencing my characterological disposition that an act of will results. The former are for morality the springs of action, the latter its ends. The springs of action in the moral life can be discovered by analyzing the elements of which individual life is composed. The first level of individual life is that of perception, more particularly sense-perception. This is the stage of our individual lives in which a percept translates itself into will immediately, without the intervention of either a feeling or a concept. The spring of action here involved may be called simply instinct. Our lower, purely animal, needs (hunger, sexual intercourse, etc.) find their satisfaction in this way. The main characteristic of instinctive life is the immediacy with which the percept starts off the act of will. This kind of determination of the will, which belongs originally only to the life of the lower senses, may however become extended also to the percepts of the higher senses. We may react to the percept of a certain event in the external world without reflecting on what we do, and without any special feeling connecting itself with the percept. We have examples of this especially in our ordinary conventional intercourse with men. The spring of this kind of action is called tact or moral good taste. The more often such immediate reactions to a percept occur, the more the agent will prove himself able to act purely under the guidance of tact; that is, tact becomes his characterological disposition. The second level of human life is feeling. Definite feelings accompany the percepts of the external world. These feelings may become springs of action. When I see a hungry man, my pity for him may become the spring of my action. Such feelings, for example, are modesty, pride, sense of honour, humility, remorse, pity, revenge, gratitude, piety, loyalty, love, and duty. [A complete catalogue of the principles of morality (from the point of view of Metaphysical Realism) may be found in Edouard von Hartmann's Phanomenologie des sittlichen Bewusstseins. ] The third and last level of life is to have thoughts and ideas. An idea or a concept may become the motive of an action through mere reflection. Ideas become motives because, in the course of my life, I regularly connect certain aims of my will with percepts which recur again and again in a more or less modified form. Hence it is, that with men who are not wholly without experience, the occurrence of certain percepts is always accompanied also by the consciousness of ideas of actions, which they have themselves carried out in similar cases or which they have seen others carry out. These ideas float before their minds as determining models in all subsequent decisions; they become parts of their characterological disposition. We may give the name of practical experience to the spring of action just described. Practical experience merges gradually into purely tactful behaviour. That happens, when definite typical pictures of actions have become so closely connected in our minds with ideas of certain situations in life, that, in any given instance, we omit all deliberation based on experience, and pass immediately from the percept to the action. The highest level of individual life is that of conceptual thought without reference to any definite perceptual content. We determine the content of a concept through pure intuition on the basis of an ideal system. Such a concept contains, at first, no reference to any definite percepts. When an act of will comes about under the influence of a concept which refers to a percept, i.e., under the influence of an idea, then it is the percept which determines our action indirectly by way of the concept. But when we act under the influence of pure intuitions, the spring of our action is pure thought. As it is the custom in philosophy to call pure thought “reason,” we may perhaps be justified in giving the name of practical reason to the spring of action characteristic of this level of life. The clearest account of this spring of action has been given by Kreyenbuhl (Philosophische Monatshefte, vol. xviii, No. 3). In my opinion his article on this subject is one of the most important contributions to present-day philosophy, more especially to Ethics. Kreyenbuhl calls the spring of action, of which we are treating, the practical a priori, i.e., a spring of action issuing immediately from my intuition. It is clear that such a spring of action can no longer be counted in the strictest sense as part of the characterological disposition. For what is here effective in me as a spring of action is no longer something purely individual, but the ideal, and hence universal, content of my intuition. As soon as I regard the content as the valid basis and starting-point of an action, I pass over into willing, irrespective of whether the concept was already in my mind beforehand, or whether it only occurs to me immediately before the action, that is, irrespective of whether it was present in the form of a disposition in me or not. A real act of will results only when a present impulse to action, in the form of a concept or idea, acts on the characterological disposition. Such an impulse thereupon becomes the motive of the will. The motives of moral conduct are ideas and concepts. There are Moralists who see in feeling also a motive of morality; they assert, e.g., that the end of moral conduct is to secure the greatest possible quantity of pleasure for the agent. Pleasure itself, however, can never be a motive; at best only the idea of pleasure can act as motive. The idea of a future pleasure, but not the feeling itself, can act on my characterological disposition. For the feeling does not yet exist in the moment of action; on the contrary, it has first to be produced by the action. The idea of one's own or another's well-being is, however, rightly regarded as a motive of the will. The principle of producing the greatest quantity of pleasure for oneself through one's action, that is, to attain individual happiness, is called Egoism. The attainment of this individual happiness is sought either by thinking ruthlessly only of one's own good, and striving to attain it even at the cost of the happiness of other individuals (Pure Egoism), or by promoting the good of others, either because one anticipates indirectly a favourable influence on one's own happiness through the happiness of others, or because one fears to endanger one's own interest by injuring others (Morality of Prudence). The special content of the egoistical principle of morality will depend on the ideas which we form of what constitutes our own, or others' good. A man will determine the content of his egoistical striving in accordance with what he regards as one of life's good things (luxury, hope of happiness, deliverance from different evils, etc.). Further, the purely conceptual content of an action is to be regarded as yet another kind of motive. This content has no reference, like the idea of one's own pleasure, solely to the particular action, but to the deduction of an action from a system of moral principles. These moral principles, in the form of abstract concepts, may guide the individual's moral life without his worrying himself about the origin of his concepts. In that case, we feel merely the moral necessity of submitting to a moral concept, which, in the form of law, controls our actions. The justification of this necessity we leave to those who demand from us moral subjection, that is, to those whose moral authority over us we acknowledge (the head of the family, the state, social custom, the authority of the church, divine revelation). We meet with a special kind of these moral principles when the law is not proclaimed to us by an external authority, but comes from our own selves (moral autonomy). In this case we believe that we hear the voice, to which we have to submit ourselves, in our own souls. The name for this voice is conscience. It is a great moral advance when a man no longer takes as the motive of his action the commands of an external or internal authority, but tries to understand the reason why a given maxim of action ought to be effective as a motive in him. This is the advance from morality based on authority to action from moral insight. At this level of morality, a man will try to discover the demands of the moral life, and will let his action be determined by this knowledge. Such demands are (1) the greatest possible happiness of humanity as a whole purely for its own sake, (2) the progress of civilization, or the moral development of mankind towards ever greater perfection, (3) the realization of individual moral ends conceived by an act of pure intuition. The greatest possible happiness of humanity as a whole will naturally be differently conceived by different people. The above mentioned maxim does not imply any definite idea of this happiness, but rather means that every one who acknowledges this principle strives to do all that, in his opinion, most promotes the good of the whole of humanity. The progress of civilization is seen to be a special application of the moral principle just mentioned, at any rate for those to whom the goods which civilization produces bring feelings of pleasure. However, they will have to pay the price of progress in the destruction and annihilation of many things which also contribute to the happiness of humanity. It is, however, also possible that some men look upon the progress of civilization as a moral necessity, quite apart from the feelings of pleasure which it brings. If so, the progress of civilization will be a new moral principle for them, different from the previous one. Both the principle of the public good, and that of the progress of civilization, alike depend on the way in which we apply the content of our moral ideas to particular experiences (percepts). The highest principle of morality which we can conceive, however, is that which contains to start with, no such reference to particular experiences, but which springs from the source of pure intuition and does not seek until later any connection with percepts, i.e., with life. The determination of what ought to be willed issues here from a point of view very different from that of the previous two principles. Whoever accepts the principle of the public good will in all his actions ask first what his ideals contribute to this public good. The upholder of the progress of civilization as the principle of morality will act similarly. There is, however, a still higher mode of conduct which, in a given case, does not start from any single limited moral ideal, but which sees a certain value in all moral principles, always asking whether this or that is more important in a particular case. It may happen that a man considers in certain circumstances the promotion of the public good, in others that of the progress of civilization, and in yet others the furthering of his own private good, to be the right course, and makes that the motive of his action. But when all other grounds of determination take second place, then we rely, in the first place, on conceptual intuition itself. All other motives now drop out of sight, and the ideal content of an action alone becomes its motive. Among the levels of characterological disposition, we have singled out as the highest that which manifests itself as pure thought, or practical reason. Among the motives, we have just singled out conceptual intuition as the highest. On nearer consideration, we now perceive that at this level of morality the spring of action and the motive coincide, i.e., that neither a predetermined characterological disposition, nor an external moral principle accepted on authority, influence our conduct. The action, therefore, is neither a merely stereotyped one which follows the rules of a moral code, nor is it automatically performed in response to an external impulse. Rather it is determined solely through its ideal content. For such an action to be possible, we must first be capable of moral intuitions. Whoever lacks the capacity to think out for himself the moral principles that apply in each particular case, will never rise to the level of genuine individual willing. Kant's principle of morality: Act so that the principle of your action may be valid for all men—is the exact opposite of ours. His principle would mean death to all individual action. The norm for me can never be what all men would do, but rather what it is right for me to do in each special case. A superficial criticism might urge against these arguments: How can an action be individually adapted to the special case and the special situation, and yet at the same time be ideally determined by pure intuition? This objection rests on a confusion of the moral motive with the perceptual content of an action. The latter, indeed, may be a motive, and is actually a motive when we act for the progress of culture, or from pure egoism, etc., but in action based on pure moral intuition it never is a motive. Of course, my Self takes notice of these perceptual contents, but it does not allow itself to be determined by them. The content is used only to construct a theoretical concept, but the corresponding moral concept is not derived from the object. The theoretical concept of a given situation which faces me, is a moral concept also, only if I adopt the standpoint of a particular moral principle. If I base all my conduct on the principle of the progress of civilization, then my way through life is tied down to a fixed route. From every occurrence which comes to my notice and attracts my interest, there springs a moral duty, viz., to do my tiny share towards using this occurrence in the service of the progress of civilization. In addition to the concept which reveals to me the connections of events or objects according to the laws of nature, there is also a moral label attached to them which contains for me, as a moral agent, ethical directions as to how I have to conduct myself. At a higher level these moral labels disappear, and my action is determined in each particular instance by my idea; and more particularly by the idea which is suggested to me by the concrete instance. Men vary greatly in their capacity for intuition. In some, ideas bubble up like a spring, others acquire them with much labour. The situations in which men live, and which are the scenes of their actions, are no less widely different. The conduct of a man will depend, therefore, on the manner in which his faculty of intuition reacts to a given situation. The aggregate of the ideas which are effective in us, the concrete content of our intuitions, constitute that which is individual in each of us, notwithstanding the universal character of our ideas. In so far as this intuitive content has reference to action, it constitutes the moral substance of the individual. To let this substance express itself in his life is the moral principle of the man who regards all other moral principles as subordinate. We may call this point of view Ethical Individualism. The determining factor of an action, in any concrete instance, is the discovery of the corresponding purely individual intuition. At this level of morality, there can be no question of general moral concepts (norms, laws). General norms always presuppose concrete facts from which they can be deduced. But facts have first to be created by human action. When we look for the regulating principles (the conceptual principles guiding the actions of individuals, peoples, epochs), we obtain a system of Ethics which is not a science of moral norms, but rather a science of morality as a natural fact. Only the laws discovered in this way are related to human action as the laws of nature are related to particular phenomena. These laws, however, are very far from being identical with the principles on which we base our actions. When I, or another, subsequently review my action we may discover what moral principles came into play in it. But so long as I am acting, I am influenced not by these moral principles but by my love for the object, which I want to realize through my action. I ask no man and no moral code, whether I shall perform this action or not. On the contrary, I carry it out as soon as I have formed the idea of it. This alone makes it my action. If a man acts because he accepts certain moral norms, his action is the outcome of the principles which compose his moral code. He merely carries out orders. He is a superior kind of automaton. Inject some stimulus to action into his mind, and at once the clock-work of his moral principles will begin to work and run its prescribed course, so as to issue in an action which is Christian, or humane, or unselfish, or calculated to promote the progress of culture. It is only when I follow solely my love for the object, that it is I, myself, who act. At this level of morality, I acknowledge no lord over me, neither an external authority, nor the so-called voice of my conscience. I acknowledge no external principle of my action, because I have found in myself the ground for my action, viz., my love of the action. I do not ask whether my action is good or bad; I perform it, because I am in love with it. Neither do I ask myself how another man would act in my position. On the contrary, I act as I, this unique individuality, will to act. No general usage, no common custom, no general maxim current among men, no moral norm guides me, but my love for the action. I feel no compulsion, neither the compulsion of nature which dominates me through my instincts, nor the compulsion of the moral commandments. My will is simply to realize what in me lies. Those who hold to general moral norms will reply to these arguments that, if every one has the right to live himself out and to do what he pleases, there can be no distinction between a good and a bad action, every fraudulent impulse in me has the same right to issue in action as the intention to serve the general good. It is not the mere fact of my having conceived the idea of an action which ought to determine me as a moral agent, but the further examination of whether it is a good or an evil action. Only if it is good ought I to carry it out. In reply I would say that I am not talking of children or of men who follow their animal or social instincts. I am talking of men who are capable of raising themselves to the level of the ideal content of the world. It is only in an age in which immature men regard the blind instincts as part of a man's individuality, that the act of a criminal can be described as living out one's individuality in the same sense in which the embodiment in action of a pure intuition can be so described. The animal instinct which drives a man to a criminal act does not belong to what is individual in him, but rather to that which is most general in him, to that which is equally present in all individuals. The individual element in me is not my organism with its instincts and feelings, but rather the unified world of ideas which reveals itself through this organism. My instincts, cravings, passions, justify no further assertion about me than that I belong to the general species man. The fact that something ideal expresses itself in its own unique way through these instincts, passions, and feelings, constitutes my individuality. My instincts and cravings make me the sort of man of whom there are twelve to the dozen. The unique character of the idea, by means of which I distinguish myself within the dozen as “I,” makes of me an individual. Only a being other than myself could distinguish me from others by the difference in my animal nature. By thought, i.e., by the active grasping of the ideal element working itself out through my organism, I distinguish myself from others. Hence it is impossible to say of the action of a criminal that it issues from the idea within him. Indeed, the characteristic feature of criminal actions is precisely that they spring from the non-ideal elements in man. An act the grounds for which lie in the ideal part of my individual nature is free. Every other act, whether done under the compulsion of nature or under the obligation imposed by a moral norm, is unfree. That man alone is free who in every moment of his life is able to obey only himself. A moral act is my act only when it can be called free in this sense. Action on the basis of freedom does not exclude, but include, the moral laws. It only shows that it stands on a higher level than actions which are dictated by these laws. Why should my act serve the general good less well when I do it from pure love of it, than when I perform it because it is a duty to serve the general good? The concept of duty excludes freedom, because it will not acknowledge the right of individuality, but demands the subjection of individuality to a general norm. Freedom of action is conceivable only from the standpoint of Ethical Individualism. But how about the possibility of social life for men, if each aims only at asserting his own individuality? This question expresses yet another objection on the part of Moralism. The Moralist believes that a social community is possible only if all men are held together by a common moral order. This shows that the Moralist does not understand the community of the world of ideas. He does not realize that the world of ideas which inspires me is no other than that which inspires my fellow-men. I differ from my neighbour, not at all because we are living in two entirely different mental worlds, but because from our common world of ideas we receive different intuitions. He desires to live out his intuitions, I mine. If we both draw our intuitions really from the world of ideas, and do not obey mere external impulses (physical or moral), then we can not but meet one another in striving for the same aims, in having the same intentions. A moral misunderstanding, a clash of aims, is impossible between men who are free. Only the morally unfree who blindly follow their natural instincts or the commands of duty, turn their backs on their neighbours, if these do not obey the same instincts and the same laws as themselves. Live and let live is the fundamental principle of the free man. He knows no “ought.” How he shall will in any given case will be determined for him by his faculty of ideas. If sociability were not deeply rooted in human nature, no external laws would be able to inoculate us with it. It is only because human individuals are akin in spirit that they can live out their lives side by side. The free man lives out his life in the full confidence that all other free men belong to one spiritual world with himself, and that their intentions will coincide with his. The free man does not demand agreement from his fellow-men, but he expects it none the less, believing that it is inherent in human nature. There are many who will say that the concept of the free man which I have here developed, is a chimera nowhere to be found realized, and that we have got to deal with actual human beings, from whom we can expect morality only if they obey some moral law, i.e., if they regard their moral task as a duty and do not simply follow their inclinations and loves. I do not deny this. Only a blind man could do that. But, if so, away with all this hypocrisy of morality! Let us say simply that human nature must be compelled to act as long as it is not free. Whether the compulsion of man's unfree nature is effected by physical force or through moral laws, whether man is unfree because he indulges his unmeasured sexual desire, or because he is bound tight in the bonds of conventional morality, is quite immaterial. Only let us not assert that such a man can rightly call his actions his own, seeing that he is driven to them by an external force. But in the midst of all this network of compulsion, there arise free spirits who in all the welter of customs, legal codes, religious observances, etc., learn to be true to themselves. They are free in so far as they obey only themselves; unfree in so far as they submit to control. Which of us can say that he is really free in all his actions? Yet in each of us there dwells something deeper in which the free man finds expression. Our life is made up of free and unfree actions. We cannot, however, form a final and adequate concept of human nature without coming upon the free spirit as its purest expression. After all, we are men in the fullest sense only in so far as we are free. This is an ideal, many will say. Doubtless; but it is an ideal which is a real element in us working up to the surface of our nature. It is no ideal born of mere imagination or dream, but one which has life, and which manifests itself clearly even in the least developed form of its existence. If men were nothing but natural objects, the search for ideals, that is, for ideas which as yet are not actual but the realization of which we demand, would be an impossibility. In dealing with external objects the idea is determined by the percept. We have done our share when we have recognized the connection between idea and percept. But with a human being the case is different. The content of his existence is not determined without him. His concept (free spirit) is not a priori united objectively with the perceptual content “man,” so that knowledge need only register the fact subsequently. Man must by his own act unite his concept with the percept “man.” Concept and percept coincide with one another in this instance, only in so far as the individual himself makes them coincide. This he can do only if he has found the concept of the free spirit, that is, if he has found the concept of his own Self. In the objective world a boundary-line is drawn by our organization between percept and concept. Knowledge breaks down this barrier. In our subjective nature this barrier is no less present. The individual overcomes it in the course of his development, by embodying his concept of himself in his outward existence. Hence man's moral life and his intellectual life lead him both alike to his twofold nature, perception (immediate experience) and thought. The intellectual life overcomes his twofold nature by means of knowledge, the moral life succeeds through the actual realization of the free spirit. Every being has its inborn concept (the laws of its being and action), but in external objects this concept is indissolubly bound up with the percept, and separated from it only in the organization of human minds. In human beings concept and percept are, at first, actually separated, to be just as actually reunited by them. Some one might object that to our percept of a man there corresponds at every moment of his life a definite concept, just as with external objects. I can construct for myself the concept of an average man, and I may also have given to me a percept to fit this pattern. Suppose now I add to this the concept of a free spirit, then I have two concepts for the same object. Such an objection is one-sided. As object of perception I am subject to perpetual change. As a child I was one thing, another as a youth, yet another as a man. Moreover, at every moment I am different, as percept, from what I was the moment before. These changes may take place in such a way that either it is always only the same (average) man who exhibits himself in them, or that they represent the expression of a free spirit. Such are the changes which my actions, as objects of perception, undergo. In the perceptual object “man” there is given the possibility of transformation, just as in the plant-seed there lies the possibility of growth into a fully developed plant. The plant transforms itself in growth, because of the objective law of nature which is inherent in it. The human being remains in his undeveloped state, unless he takes hold of the material for transformation within him and develops himself through his own energy. Nature makes of man merely a natural being; Society makes of him a being who acts in obedience to law; only he himself can make a free man of himself. At a definite stage in his development Nature releases man from her fetters; Society carries his development a step further; he alone can give himself the final polish. The theory of free morality, then, does not assert that the free spirit is the only form in which man can exist. It looks upon the freedom of the spirit only as the last stage in man's evolution. This is not to deny that conduct in obedience to norms has its legitimate place as a stage in development. The point is that we cannot acknowledge it to be the absolute standpoint in morality. For the free spirit transcends norms, in the sense that he is insensible to them as commands, but regulates his conduct in accordance with his impulses (intuitions). When Kant apostrophizes duty: “Duty! Thou sublime and mighty name, that dost embrace nothing charming or insinuating, but requirest submission,” thou that “holdest forth a law ... before which all inclinations are dumb, even though they secretly counter-work it,” [Translation by Abbott, Kant's Theory of Ethics, p. 180; Critique of Pure Practical Reason, chap. iii.] then the free spirit replies: “Freedom! thou kindly and humane name, which dost embrace within thyself all that is morally most charming, all that insinuates itself most into my humanity, and which makest me the servant of nobody, which holdest forth no law, but waitest what my inclination itself will proclaim as law, because it resists every law that is forced upon it.” This is the contrast of morality according to law and according to freedom. The Philistine who looks upon the state as embodied morality is sure to look upon the free spirit as a danger to the state. But that is only because his view is narrowly focused on a limited period of time. If he were able to look beyond, he would soon find that it is but on rare occasions that the free spirit needs to go beyond the laws of his state, and that it never needs to confront them with any real contradiction. For the laws of the state, one and all, have had their origin in the intuitions of free spirits, just like all other objective laws of morality. There is no traditional law enforced by the authority of a family, which was not, once upon a time, intuitively conceived and laid down by an ancestor. Similarly the conventional laws of morality are first of all established by particular men, and the laws of the state are always born in the brain of a statesman. These free spirits have set up laws over the rest of mankind, and only he is unfree who forgets this origin and makes them either divine commands, or objective moral duties, or the authoritative voice of his own conscience. He, on the other hand, who does not forget the origin of laws, but looks for it in man, will respect them as belonging to the same world of ideas which is the source also of his own moral intuitions. If he thinks his intuitions better than the existing laws, he will try to put them into the place of the latter. If he thinks the laws justified, he will act in accordance with them as if they were his own intuitions. Man does not exist in order to found a moral order of the world. Anyone who maintains that he does, stands in his theory of man still at that same point, at which natural science stood when it believed that a bull has horns in order that it may butt. Scientists, happily, have cast the concept of objective purposes in nature into the limbo of dead theories. For Ethics, it is more difficult to achieve the same emancipation. But just as horns do not exist for the sake of butting, but butting because of horns, so man does not exist for the sake of morality, but morality exists through man. The free man acts because he has a moral idea, he does not act in order to be moral. Human individuals are the presupposition of a moral world order. The human individual is the fountain of all morality and the centre of all life. State and society exist only because they have necessarily grown out of the life of individuals. That state and society, in turn, should react upon the lives of individuals, is no more difficult to comprehend, than that the butting which is the result of the existence of horns, reacts in turn upon the further development of the horns, which would become atrophied by prolonged disuse. Similarly the individual must degenerate, if he leads an isolated existence beyond the pale of human society. That is just the reason why the social order arises, viz., that it may react favourably upon the individual. |
151. Human and Cosmic Thought (1991): Lecture II
21 Jan 1914, Berlin Tr. Charles Davy Rudolf Steiner |
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How is it that people puzzle for centuries over questions such as that of the hundred possible and the hundred real thalers cited by Kant? Why is it that people fail to pursue the very simple reflections that are necessary to see that there cannot really be any such thing as a “pragmatic” account of history, according to which the course of events always follows directly from preceding events? |
The crudest kind of materialism—one can observe it specially well in our day, although it is already on the wane—will consist in this, that people carry to an extreme the saying of Kant—Kant did not do this himself!—that in the individual sciences there is only so much real science as there is mathematics. |
151. Human and Cosmic Thought (1991): Lecture II
21 Jan 1914, Berlin Tr. Charles Davy Rudolf Steiner |
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THE STUDY of Spiritual Science should always go hand in hand with practical experience of how the mind works. It is impossible to get entirely clear about many things that we discussed in the last lecture unless one tries to get a kind of living grasp of what thinking involves in terms of actualities. For why is it that among the very persons whose profession it is to think about such questions, confusion reigns, for example, as to the relation between the general concept of the “triangle-in-general” and specific concepts of individual triangles? How is it that people puzzle for centuries over questions such as that of the hundred possible and the hundred real thalers cited by Kant? Why is it that people fail to pursue the very simple reflections that are necessary to see that there cannot really be any such thing as a “pragmatic” account of history, according to which the course of events always follows directly from preceding events? Why do people not reflect in such a way that they would be repelled by this impossible mode of regarding the history of man, so widely current nowadays? What is the cause of all these things? The reason is that far too little trouble is taken over learning to handle with precision the activities of thinking, even by people whose business this should be. Nowadays everyone wants to feel that he has a perfect claim to say: “Think? Well, one can obviously do that.” So they begin to think. Thus we have various conceptions of the world; there have been many philosophers—a great many. We find that one philosopher is after this and another is after that, and that many fairly clever people have drawn attention to many things. If someone comes upon contradictions in these findings, he does not ponder over them, but he is quite pleased with himself, fancying that now he can “think” indeed. He can think again what those other fellows have thought out, and feels quite sure that he will find the right answer himself. For no one nowadays must make any concession to authority! That would deny the dignity of human nature! Everyone must think for himself. That is the prevailing notion in the realm of thought. I do not know if people have reflected that this is not their attitude in other realms of life. No one feels committed to belief in authority or to a craving for authority when he has his coat made at the tailor's or his shoes at the shoemaker's. He does not say: “It would be beneath the dignity of man to let one's things be made by persons who are known to be thoroughly acquainted with their business.” He may perhaps even allow that it is necessary to learn these skills. But in practical life, with regard to thinking, it is not agreed that one must get one's conceptions of the world from quarters where thinking and much else has been learnt. Only rarely would this be conceded to-day. This is one tendency that dominates our life in the widest circles, and is the immediate reason why human thinking is not a very widespread product nowadays. I believe this can be quite easily grasped. For let us suppose that one day everybody were to say: “What!—learn to make boots? For a long time that has been unworthy of man; we can all make boots.” I don't know if only good boots would come from it. At all events, with regard to the coining of correct thoughts in their conception of the world, it is from this sort of reasoning that men mostly take their start at the present day. This is what gives its deeper meaning to my remark of yesterday—that although thought is something a man is completely within, so that he can contemplate it in its inner being, actual thinking is not as common as one might suppose. Besides this, there is to-day a quite special pretension which could gradually go so far as to throw a veil over all clear thinking. We must pay attention to this also; at least we must glance at it. Let us suppose the following. There was once in Görlitz a shoemaker named Jacob Boehme. He had learnt his craft well—how soles are cut, how the shoe is formed over the last, and how the nails are driven into the soles and leather. He knew all this down to the ground. Now supposing that this shoemaker, by name Jacob Boehme, had gone around and said: “I will now see how the world is constructed. I will suppose that there is a great last at the foundation of the world. Over this last the world-leather was once stretched; then the world-nails were added, and by means of them the world-sole was fastened to the world-upper. Then boot-blacking was brought into play, and the whole world-shoe was polished. In this way I can quite clearly explain to myself how in the morning it is bright, for then the shoe-polish of the world is shining, but in the evening it is soiled with all sorts of things; it shines no longer. Hence I imagine that every night someone has the duty of repolishing the world-boot. And thus arises the difference between day and night.” Let us suppose that Jacob Boehme had said this. Yes, you laugh, for of course Jacob Boehme did not say this; but still he made good shoes for the people of Görlitz, and for that he employed his knowledge of shoe-making. But he also developed his grand thoughts, through which he wanted to build up a conception of the world; and for that he resorted to something else. He said to himself: My shoe-making is not enough for that; I dare not apply to the structure of the world the thoughts I put into making shoes. And in due course he arrived at his sublime thoughts about the world. Thus there was no such Jacob Boehme as the hypothetical figure I first sketched, but there was another one who knew how to set about things. But the hypothetical “Jacob Boehmes”, like the one you laughed over—they exist everywhere to-day. For example, we find among them physicists and chemists who have learnt the laws governing the combination and separation of substances; there are zoologists who have learnt how one examines and describes animals; there are doctors who have learnt how to treat the physical human body, and what they themselves call the soul. What do they all do? They say: When a person wants to work out for himself a conception of the world, then he takes the laws that are learnt in chemistry, in physics, or in physiology—no others are admissible—and out of these he builds a conception of the world for himself. These people proceed exactly as the hypothetical shoemaker would have done if he had constructed the world-boot, only they do not notice that their world-conceptions come into existence by the very same method that produced the hypothetical world-boot. It does certainly seem rather grotesque if one imagines that the difference between day and night comes about through the soiling of shoe-leather and the repolishing of it in the night. But in terms of true logic it is in principle just the same if an attempt is made to build a world out of the laws of chemistry, physics, biology and physiology. Exactly the same principle! It is an immense presumption on the part of the physicist, the chemist, the physiologist, or the biologist, who do not wish to be anything else than physicist, chemist, physiologist, biologist, and yet want to have an opinion about the whole world. The point is that one should go to the root of things and not shirk the task of illuminating anything that is not so clear by tracing it back to its true place in the scheme of things. If you look at all this with method and logic, you will not need to be astonished that so many present-day conceptions of the world yield nothing but the “world-boot”. And this is something that can point us to the study of Spiritual Science and to the pursuit of practical trains of thought; something that can urge us to examine the question of how we must think in order to see where shortcomings exist in the world. There is something else I should like to mention in order to show where lies the root of countless misunderstandings with regard to the ideas people have about the world. When one concerns oneself with world-conceptions, does one not have over and over again the experience that someone thinks this and someone else that; one man upholds a certain view with many good reasons (one can find good reasons for everything), while another has equally good reasons for his view; the first man contradicts his opponent with just as good reasons as those with which the opponent contradicts him. Sects arise in the world not, in the first place, because one person or another is convinced about the right path by what is taught here or there. Only look at the paths which the disciples of great men have had to follow in order to come to this or that great man, and then you will see that herein lies something important for us with regard to karma. But if we examine the outlooks that exist in the world to-day, we must say that whether someone is a follower of Bergson, or of Haeckel, or of this or that (karma, as I have already said, does not recognise the current world-conception) depends on other things than on deep conviction. There is contention on all sides! Yesterday I said that once there were Nominalists, persons who maintained that general concepts had no reality, but were merely names. These Nominalists had opponents who were called Realists (the word had a different meaning then). The Realists maintained that general concepts are not mere words, but refer to quite definite realities. In the Middle Ages the question of Realism versus Nominalism was always a burning one, especially for theology, a sphere of thought with which present-day thinkers trouble themselves very little. For in the time when the question of Nominalism versus Realism arose (from the eleventh to the thirteenth centuries) there was something that belonged to the most important confessions of faith, the question about the three “Divine Persons”—Father, Son and Holy Ghost—who form One Divine Being, but are still Three real Persons. The Nominalists maintained that these three Divine Persons existed only individually, the “Father” for Himself, the “Son” for Himself, and the “Holy Ghost” for Himself; and if one spoke of a “Collective God” Who comprised these Three, that was only a name for the Three. Thus Nominalism did away with the unity of the Trinity. In opposition to the Realists, the Nominalists not only explained away the unity, but even regarded it as heretical to declare, as the Realists did, that the Three Persons formed not merely an imaginary unity, but an actual one. Thus Nominalism and Realism were opposites. And anyone who goes deeply into the literature of Realism and Nominalism during these centuries gets a deep insight into what human acumen can produce. For the most ingenious grounds were brought forward for Nominalism, just as much as for Realism. In those days it was more difficult to be reckoned as a thinker because there was no printing press, and it was not an easy thing to take part in such controversies as that between Nominalism and Realism. Anyone who ventured into this field had to be better prepared, according to the ideas of those times, than is required of people who engage in controversies nowadays. An immense amount of penetration was necessary in order to plead the cause of Realism, and it was equally so with Nominalism. How does this come about? It is grievous that things are so, and if one reflects more deeply on it, one is led to say: What use is it that you are so clever? You can be clever and plead the cause of Nominalism, and you can be just as clever and contradict Nominalism. One can get quite confused about the whole question of intelligence! It is distressing even to listen to what such characterisations are supposed to mean. Now, as a contrast to what we have been saying, we will bring forward something that is perhaps not nearly so discerning as much that has been advanced with regard to Nominalism or to Realism, but it has perhaps one merit—it goes straight to the point and indicates the direction in which one needs to think. Let us imagine the way in which one forms general concepts; the way in which one synthesizes a mass of details. We can do this in two ways: first as a man does in the course of his life through the world. He sees numerous examples of a certain kind of animal: they are silky or woolly, are of various colours, have whiskers, at certain times they go through movements that recall human “washing”, they eat mice, etc. One can call such creatures “cats”. Then one has formed a general concept. All these creatures have something to do with what we call “cats”. But now let us suppose that someone has had a long life, in the course of which he has encountered many cat-owners, men and women, and he has noticed that a great many of these people call their pets “Pussy”. Hence he classes all these creatures under the name of “Pussy”. Hence we now have the general concept “Cats” and the general concept “Pussy”, and a large number of individual creatures belonging in both cases to the general concept. And yet no one will maintain that the general concept “Pussy” has the same significance as the general concept “Cats”. Here the real difference comes out. In forming the general concept “Pussy” which is only a summary of names that must rank as individual names, we have taken the line, and rightly so, of Nominalism; and in forming the general concept “Cats” we have taken the line of Realism, and rightly so. In one case Nominalism is correct; in the other. Realism. Both are right. One must only apply these methods within their proper limits. And when both are right, it is not surprising that good reasons for both can be adduced. In taking the name “Pussy”, I have employed a somewhat grotesque example. But I can show you a much more significant example and I will do so at once. Within the scope of our objective experience there is a whole realm where Nominalism—the idea that the collective term is only a name—is fully justified. We have “one”, “two”, “three”, “four”, “five”, and so on, but it is impossible to find in the expression “number” anything that has a real existence. “Number” has no existence. “One”, “two”, “three”, “five”, “six”,—they exist. But what I said in the last lecture, that in order to find the general concept one must let that which corresponds to it pass over into movement—this cannot be done with the concept “Number”. One “one” does not pass over into “two”. It must always be taken as “one”. Not even in thought can we pass over into two, or from two into three. Only the individual numbers exist, not “number” in general. As applied to the nature of numbers, Nominalism is entirely correct; but when we come to the single animal in relation to its genus, Realism is entirely correct. For it is impossible for a deer to exist, and another deer, and yet another, without there being the genus “deer”. The figure “two” can exist for itself, “one”, “seven”, etc., can exist for themselves. But in so far as anything real appears in number, the number is a quality, and the concept “number” has no specific existence. External things are related to general concepts in two different ways: Nominalism is appropriate in one case, and Realism in the other. On these lines, if we simply give our thoughts the right direction, we begin to understand why there are so many disputes about conceptions of the world. People generally are not inclined, when they have grasped one standpoint, to grasp another as well. When in some realm of thought somebody has got hold of the idea “general concepts have no existence”, he proceeds to extend to it the whole make-up of the world. This sentence, “general concepts have no existence” is not false, for when applied to the particular realm which the person in question has considered, it is correct. It is only the universalising of it that is wrong. Thus it is essential, if one wants to form a correct idea of what thinking is, to understand clearly that the truth of a thought in the realm to which it belongs is no evidence for its general validity. Someone can offer me a perfectly correct proof of this or that and yet it will not hold good in a sphere to which it does not belong. Anyone, therefore, who intends to occupy himself seriously with the paths that lead to a conception of the world must recognise that the first essential is to avoid one-sidedness. That is what I specially want to bring out to-day. Now let us take a general look at some matters which will be explained in detail later on. There are people so constituted that it is not possible for them to find the way to the Sprit, and to give them any proof of the Spirit will always be hard. They stick to something they know about, in accordance with their nature. Let us say they stick at something that makes the crudest kind of impression on them—Materialism. We need not regard as foolish the arguments they advance as a defence or proof of Materialism, for an immense amount of ingenious writing has been devoted to the subject, and it holds good in the first place for material life, for the material world and its laws. Again, there are people who, owing to a certain inwardness, are naturally predisposed to see in all that is material only the revelation of the spiritual. Naturally, they know as well as the materialists do that, externally, the material world exists; but matter, they say, is only the revelation, the manifestation, of the underlying spiritual. Such persons may take no particular interest in the material world and its laws. As all their ideas of the spiritual come to them through their own inner activity, they may go through the world with the consciousness that the true, the lofty, in which one ought to interest oneself—all genuine reality—is found only in the Spirit; that matter is only illusion, only external phantasmagoria. This would be an extreme standpoint, but it can occur, and can lead to a complete denial of material life. We should have to say of such persons that they certainly do recognize what is most real, the Spirit, but they are one-sided; they deny the significance of the material world and its laws. Much acute thinking can be enlisted in support of the conception of the universe held by these persons. Let us call their conception of the universe: Spiritism. Can we say that the Spiritists are right? As regards the Spirit, their contentions could bring to light some exceptionally correct ideas, but concerning matter and its laws they might reveal very little of any significance. Can one say the Materialists are correct in what they maintain? Yes, concerning matter and its laws they may be able to discover some exceptionally useful and valuable facts; but in speaking of the Spirit they may utter nothing but foolishness. Hence we must say that both parties are correct in their respective spheres. There can also be persons who say: “Yes, but as to whether in truth the world contains only matter, or only spirit, I have no special knowledge; the powers of human cognition cannot cope with that. One thing is clear—there is a world spread out around us. Whether it is based upon what chemists and physicists, if they are materialists, call atoms, I know not. But I recognize the external world; that is something I see and can think about. I have no particular reason for supposing that it is or is not spiritual at root. I restrict myself to what I see around me.” From the explanations already given we can call such Realists, and their concept of the universe: Realism. Just as one can enlist endless ingenuity on behalf of Materialism or of Spiritism, and just as one can be clever about Spiritism and yet say the most foolish things on material matters, and vice versa, so one can advance the most ingenious reasons for Realism, which differs from both Spiritism and Materialism in the way I have just described. Again, there may be other persons who speak as follows. Around us are matter and the world of material phenomena. But this world of material phenomena is in itself devoid of meaning. It has no real meaning unless there is within it a progressive tendency; unless from this external world something can emerge towards which the human soul can direct itself, independently of the world. According to this outlook, there must be a realm of ideas and ideals within the world-process. Such people are not Realists, although they pay external life its due; their view is that life has meaning only if ideas work through it and give it purpose. It was under the influence of such a mood as this that Fichte once said: Our world is the sensualised material of our duty. [Note 2] The adherents of such a world-outlook as this, which takes everything as a vehicle for the ideas that permeate the world-process, may be called Idealists and their outlook: Idealism. Beautiful and grand and glorious things have been brought forward on behalf of this Idealism. And in this realm that I have just described—where the point is to show that the world would be purposeless and meaningless if ideas were only human inventions and were not rooted in the world-process—in this realm Idealism is fully justified. But by means of it one cannot, for example, explain external reality. Hence one can distinguish this Idealism from other world-outlooks:
We now have side by side four justifiable world-outlooks, each with significance for its particular domain. Between Materialism and Idealism there is a certain transition. The crudest kind of materialism—one can observe it specially well in our day, although it is already on the wane—will consist in this, that people carry to an extreme the saying of Kant—Kant did not do this himself!—that in the individual sciences there is only so much real science as there is mathematics. This means that from being a materialist one can become a ready-reckoner of the universe, taking nothing as valid except a world composed of material atoms. They collide and gyrate, and then one calculates how they inter-gyrate. By this means one obtains very fine results, which show that this way of looking at things is fully justified. Thus you can get the vibration-rates for blue, red, etc.; you take the whole world as a kind of mechanical apparatus, and can reckon it up accurately. But one can become rather confused in this field. One can say to oneself: “Yes, but however complicated the machine may be, one can never get out of it anything like the perception of blue, red, etc. Thus if the brain is only a complicated machine, it can never give rise to what we know as soul-experiences.” But then one can say, as du Bois-Reymond once said: If we want to explain the world in strictly mathematical terms, we shall not be able to explain the simplest perception, but if we go outside a mathematical explanation, we shall be unscientific. The most uncompromising materialist would say, “No, I do not even calculate, for that would presuppose a superstition—it would imply that I assume that things are ordered by measure and number.” And anyone who raises himself above this crude materialism will become a mathematical thinker, and will recognize as valid only whatever can be treated mathematically. From this results a conception of the universe that really admits nothing beyond mathematical formulae. This may be called Mathematism. Someone, however, might think this over, and after becoming a Mathematist he might say to himself: “It cannot be a superstition that the colour blue has so and so many vibrations. The world is ordered mathematically. If mathematical ideas are found to be real in the world, why should not other ideas have equal reality?” Such a person accepts this—that ideas are active in the world. But he grants validity only to those ideas that he discovers outside himself—not to any ideas that he might grasp from his inner self by some sort of intuition or inspiration, but only to those he reads from external things that are real to the senses. Such a person becomes a Rationalist, and his outlook on the world is that of Rationalism. If, in addition to the ideas that are found in this way, someone grants validity also to those gained from the moral and the intellectual realms, then he is already an Idealist. Thus a path leads from crude Materialism, by way of Mathematism and Rationalism, to Idealism. But now Idealism can be enhanced. In our age there are some men who are trying to do this. They find ideas at work in the world, and this implies that there must also be in the world some sort of beings in whom the ideas can live. Ideas cannot live just as they are in any external object, nor can they hang as it were in the air. In the nineteenth century the belief existed that ideas rule history. But this was a confusion, for ideas as such have no power to work. Hence one cannot speak of ideas in history. Anyone who understands that ideas, if they are there are all, are bound up with some being capable of having ideas, will no longer be a mere Idealist; he will move on to the supposition that ideas are connected with beings. He becomes a Psychist and his world-outlook is that Psychism. The Psychist, who in his turn can uphold his outlook with an immense amount of ingenuity, reaches it only through a kind of one-sidedness, of which he can eventually become aware.
Here I must add that there are adherents of all the world-outlooks above the horizontal stroke; for the most part they are stubborn fold who, owing to some fundamental element in themselves, take this or that world-outlook and abide by it, going no further. All the beliefs listed below the line have adherents who are more easily accessible to the knowledge that individual world-outlooks each have one special standpoint only, and they more easily reach the point where they pass from one world-outlook to another. When someone is a Psychist, and able as a thinking person to contemplate the world clearly, then he comes to the point of saying to himself that he must presuppose something actively psychic in the outside world. But directly he not only thinks, but feels sympathy for what is active and willing in man, then he says to himself: “It is not enough that there are beings who have ideas; these beings must also be active, they must be able also to do things.” But this is inconceivable unless these beings are individual beings. That is, a person of this type rises from accepting the ensoulment of the world to accepting the Spirit or the Spirits of the world. He is not yet clear whether he should accept one or a number of Spirits, but he advances from Psychism to Pneumatism to a doctrine of the Spirit.
If he has become in truth a Pneumatist, then he may well grasp what I have said in this lecture about number—that with regard to figures it is somewhat doubtful to speak of a “unity”. Then he comes to the point of saying to himself: It must therefore be a confusion to talk of one undivided Spirit, of one undivided Pneuma. And he gradually becomes able to form for himself an idea of the Spirits of the different Hierarchies. Then he becomes in the true sense a Spiritist, so that on this side there is a direct transition from Pneumatism to Spiritism. These world-outlooks are all justified in their own field. For there are fields where Psychism acts illuminatingly, and others where Pneumatism does the same. Certainly, anyone who wishes to deliberate about an explanation of the universe as thoroughly as we have tried to do must come to Spiritism, to the acceptance of the Spirits of the Hierarchies. For to stop short at Pneumatism would in this case mean the following. If we are Spiritists, then it may happen that people will say to us: “Why so many spirits? Why bring numbers into it? Let there be One Undivided Spirit!” Anyone who goes more deeply into the matter knows that this objection is like saying: “You tell me there are two hundred midges over there. I don't see two hundred; I see only a single swarm.” Exactly so would an adherent of Pneumatism stand with regard to a Spiritist. The Spiritist sees the universe filled with the Spirits of the Hierarchies; the Pneumatist sees only the one “swarm”—only the Universal Spirit. But that comes from an inexact view. Now there is still another possibility: someone may not take the path we have tried to follow to the activities of the spiritual Hierarchies, but may still come to an acceptance of certain spiritual beings. The celebrated German philosopher, Leibnitz, was a man of this kind. Leibnitz had got beyond the prejudice that anything merely material can exist in the world. He found the actual, he sought the actual. (I have treated this more precisely in my book, Riddles of Philosophy.) His view was that a being—as, for example, the human soul—can build up existence in itself. But he formed no further ideas on the subject. He only said to himself that there is such a being that can build up existence in itself, and force concepts outwards from within itself. For Leibnitz, this being is a “Monad”. And he said to himself: “There must be many Monads, and Monads of the most varied capabilities. If I had here a bell, there would be many monads in it—as in a swarm of midges—but they would be monads that had never come even so far as to have sleep-consciousness, monads that are almost unconscious, but which nevertheless develop the dimmest of concepts within themselves. There are monads that dream; there are monads that develop waking ideas within themselves; in short, there are monads of the most varied grades.” A person with this outlook does not come so far as to picture to himself the individual spiritual beings in concrete terms, as the Spiritist does, but he reflects in the world upon the spiritual element in the world, allowing it to remain indefinite. He calls it “Monad”—that is, he conceives of it only as though one were to say: “Yes, there is spirit in the world and there are spirits, but I describe them only by saying, ‘They are entities having varying powers of perception.’ I pick out from them an abstract characteristic. So I form for myself this one-sided world-outlook, on behalf of which as much as can be said has been said by the highly intelligent Leibnitz. In this way I develop Monadism.” Monadism is an abstract Spiritism. But there can be persons who do not rise to the level of the Monads; they cannot concede that existence is made up of being with the most varied conceptual powers, but at the same time they are not content to allow reality only to external phenomena; they hold that “forces” are dominant everywhere. If, for example, a stone falls to the ground, they say, “That is gravitation!” When a magnet attracts bits of iron, they say: “That is magnetic force!” They are not content with saying simply, “There is the magnet,” but they say, “The magnet presupposes that supersensibly, invisibly, a magnetic force is present, extending in all directions.” A world-outlook of this kind—which looks everywhere for forces behind phenomena—can be called Dynamism.
Then one may say: “No, to believe in ‘forces’ is superstition”—an example of this is Fritz Mauthner's Critique of Language, where you find a detailed argument to this effect. It amounts to taking your stand on the reality of the things around us. Thus by the path of Spiritism we come through Monadism and Dynamism to Realism again. But now one can do something else still. One can say: “Certainly I believe in the world that is spread out around me, but I do not maintain any right to claim that this world is the real one. I can say of it only that it ‘appears’ to me. I have no right to say more about it.” There you have again a difference. One can say of the world that is spread out around us. “This is the real world,” but one can also say, “I am clear that there is a world which appears to me; I cannot speak of anything more. I am not saying that this world of colours and sounds, which arises only because certain processes in my eyes present themselves to me as colours, while processes in my ears present themselves to me as sounds—I am not saying that this world is the true world. It is a world of phenomena.” This is the outlook called Phenomenalism. We can go further, and can say: “The world of phenomena we certainly have around us, but all that we believe we have in these phenomena is what we have ourselves added to them, what we have thought into them. Our own sense-impressions are all we can rightly accept. Anyone who says this—mark it well!—is not an adherent of Phenomenalism. He peels off from the phenomena everything which he thinks comes only from the understanding and the reason, and he allows validity only to sense-impressions, regarding them as some kind of message from reality.” This outlook may be called Sensationalism. A critic of this outlook can then say: “You may reflect as much as you like on what the senses tell us and bring forward ever so ingenious reasons for your view—and ingenious reasons can be given—I take my stand on the point that nothing real exists except that which manifests itself through sense-impressions; this I accept as something material.” This is rather like an atomist saying: “I hold that only atoms exist, and that however small they are, they have the attributes which we recognize in the physical world”—anyone who says this is a materialist. Thus, by another path, we arrive back at Materialism.
All these conceptions of the world that I have described and written down for you really exist, and they can be maintained. And it is possible to bring forward the most ingenious reasons for each of them; it is possible to adopt any one of them and with ingenious reasons to refute the others. In between these conceptions of the world one can think out yet others, but they differ only in degree from the leading types I have described, and can be traced back to them. If one wishes to learn about the web and woof of the world, then one must know that the way to it is through these twelve points of entry. There is not merely one conception of the world that can be defended, or justified, but there are twelve. And one must admit that just as many good reasons can be adduced for each and all of them as for any particular one. The world cannot be rightly considered from the one-sided standpoint of one single conception, one single mode of thought; the world discloses itself only to someone who knows that one must look at it from all sides. Just as the sun—if we go by the Copernican conception of the universe—passes through the signs of the Zodiac in order to illuminate the earth from twelve different points, so we must not adopt one standpoint, the standpoint of Idealism, or Sensationalism, or Phenomenalism, or any other conception of the world with a name of this kind; we must be in a position to go all round the world and accustom ourselves to the twelve different standpoints from which it can be contemplated. In terms of thought, all twelve standpoints are fully justifiable. For a thinker who can penetrate into the nature of thought, there is not one single conception of the world, but twelve that can be equally justified—so far justified as to permit of equally good reasons being thought out for each of them. There are twelve such justified conceptions of the world. Tomorrow we will start from the points of view we have gained in this way, so that from the consideration of man in terms of thought we may rise to a consideration of the cosmic. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Modern Criticism
10 Jun 1897, Rudolf Steiner |
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And basically the entire chorus of aestheticians of the century that has just ended speaks of such rules. They all, from Kant to Carriere, Vischer and Lotze, teach how a tragedy, a comedy, a ballad must be composed. Not like the botanist who studies the life of the plant, they observe the real life of art; but they behave like a legislator who lets the laws emerge from pure reason according to which reality is to be governed. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Modern Criticism
10 Jun 1897, Rudolf Steiner |
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Like so many others, during my student days I looked to Lessing's "Hamburg Dramaturgy" as the model for all critical art. In detail, I said to myself, we have learned an infinite amount about the nature of the arts since Lessing; but I considered his view of the profession of critic to be the only true and genuine one. The spirit in which his critical achievements are imbued seemed to me to be authoritative for all time. The tradition of the school ensures that we allow ourselves to be captivated by such views during our education. But when I immersed myself in modern psychological insights, when I had worked my way through to my own views on the nature of the human mind - then the conviction of my youth presented itself to me as an illusion. Lessing faithfully accepted the sense in which Aristotle's Poetics is written. Just like the Christian of the Bible, Lessing is confronted with the aesthetics of the Greek thinker. When one reads the "Hamburgische Dramaturgie", one has the feeling that Aristotle was to be raised to the heights of aesthetics by the reformer of German criticism, from which he had long since been brought down in the natural sciences by Bacon and Descartes. The more often I picked up this dramaturgy, the stronger the feeling grew in me that the spirit of scholasticism was reviving in it. The scholastics had no eye for reality; true unbiased observation of the world is not to be found in them. Instead, they immersed themselves in the writings of the Stagirites and believed that all wisdom was already contained in them. The authority of experience, of observation, was of no importance to them, but Aristotle's was all the more so. In Lessing's art history, this scholastic spirit seemed to me to have been revived. He views the nature of artistic creation through the lens of an ancient tradition, not with a free, naïve eye. Anyone who has developed the modern scientific way of looking at things must turn away from the "Hamburg Dramaturgy" just as he turns away from the philosophy of Thomas Aquinas. Aristotle speaks of eternal rules of art which reveal themselves to the human 'spirit - I know not whence - and Lessing also speaks of them. And basically the entire chorus of aestheticians of the century that has just ended speaks of such rules. They all, from Kant to Carriere, Vischer and Lotze, teach how a tragedy, a comedy, a ballad must be composed. Not like the botanist who studies the life of the plant, they observe the real life of art; but they behave like a legislator who lets the laws emerge from pure reason according to which reality is to be governed. The chilling example of Vischer, who deduced from aesthetic science how Goethe should have written his Faust, comes to mind. There is not a trace of genuine psychology in such an aesthetic approach. This leads to the view that an aesthetic like that of the nineteenth century is an absurdity. In the sense that there is a botany, a zoology, there can be no aesthetics. For plants and animals have something in common that lives in them all. And the expression of this commonality is the laws of nature. A plant is a plant because it carries within itself the generality of plant nature. The work of art, however, springs from human individuality. And the most valuable aspect of a work of art, that which gives it its highest perfection, arises from the artist's individuality, which exists only once in the world. A work of art is all the more significant the more it contains that which cannot be repeated, that which is only present in a single person. An individual plant cannot be original, for it is in its nature that the genus lives itself out in it. A work of art of the highest order is always original, for the spirit from which it has sprung is not to be found a second time in the world. One cockchafer is organized like another; an ingenious individuality is only present in one specimen. There can be no general laws of art, no general aesthetics. Every work of art demands its own aesthetics. And any criticism that is based on the superstition that there is an aesthetic is a thing of the past for the scientifically minded. Unfortunately, almost all of our criticism is still more or less dominated by this superstition. Even those younger critics who have theoretically overcome aesthetics usually write in such a way that you can see in every line they write: unconsciously, the belief in universally valid rules of art still slumbers within them. No, just as every true work of art is an individual, personal expression of a single person, so every criticism can only be the very individual rendition of the feelings and ideas that arise in the soul of the individual personality contemplating the work of art as it indulges in its enjoyment. I can never say whether a poem is objectively good or bad, because there is no standard of good or bad. I can only describe the personal impression that the work of art makes on me. And as a critic, I can never ask the reader to learn anything about the "objective value" of the work of art through my criticism; I can only ask him to be interested in the way it affects me and in the expression I am able to give to this effect. I simply say: this is what happened to me while I was looking at the work. I am describing a process of my inner life. Anyone who is interested in what goes on inside me while I listen to a tragedy or look at a landscape will read my criticism. Those who are indifferent to my feelings and ideas about a drama or a painting will not be persuaded by me that my criticism tells them anything about the meaning of the work of art. All those who set down their judgments in general aesthetics could offer nothing other than their individual, personal opinions about art. No one can learn from Vischer's aesthetics what a comedy should be like, but only what was going on in Vischer's soul when he saw or read a comedy. That is why a criticism is all the more valuable the more significant the personality from which it emanates. As individual as the feelings are that the poet expresses in a poem, so individual are the judgments that the critic makes. We read criticism not because we want to find out whether a work of art is as it should be, but because we are interested in what the criticizing personality goes through inwardly when he gives himself over to the enjoyment of the work. Truly modern criticism cannot recognize aesthetics; for it every work of art is a new revelation; it judges in every criticism according to new rules, just as true genius creates according to new rules in every work. That is why this criticism does not claim to say anything conclusive or generally correct about an artistic work, but only to express a personal opinion. |
266-III. From the Contents of Esoteric Classes III: 1913–1914: Esoteric Lesson
04 Sep 1913, Munich Tr. Unknown Rudolf Steiner |
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Swedenborg's visions, dreams and world view are permeated with Ahriman and so is what Kant took from Swedenborg's writings. People keep on asking: Should I think that what I see, hear or feel there is of importance? |
266-III. From the Contents of Esoteric Classes III: 1913–1914: Esoteric Lesson
04 Sep 1913, Munich Tr. Unknown Rudolf Steiner |
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Verse for Thursday. My dear sisters and brothers! To protect ourselves against the raids of Lucifer and Ahriman we must know them and learn to distinguish between them. Lucifer is in mystical esoterics such as we find in Meister Eckhart, Ruysbroek, Tauler and Suso. Lucifer is in this pure devotion to the divine, in this pure, noble striving towards the spiritual in a good way, and one can say that he was pious in the souls of these mystics. But as soon as a personal note flows into this pure striving and this devotion, as soon as a mystic would enjoy this, it would amount to a luciferic infringement. We must watch that nothing like this comes into our striving. It's relatively easy to be wakeful in mystical immersion, but more difficult in visionary perception. Lucifer is in this too. He puts all kinds of illusions before a mystic that are hard to distinguish from real visions. Something subjective gets mixed into all vision, for instance, someone sees certain apparitions, deceptive figures or the like repeatedly. One has to direct one's attention to this. One must be wakeful here also. If one sees eyes or faces or if one imagines them one isn't exposed to error as easily; one thereby gets the strength to ward off Lucifer. It's no reproach to say that bad qualities live in man's subconsciousness; they must be there, it's something that goes with earth life. A man may already have attained a certain degree of holiness, and yet drives are slumbering in his subconsciousness that would horrify him if he saw them. The greatest watchfulness and wakefulness must hold sway here also. Lucifer is at work in all emotional and visionary things, in mystical immersion, also in all enthusiasm and in artistic activity, in what an artist creates and in what creates in the artist. Some materialists may only express themselves in material things outwardly. Then if one has the good fortune to look into their souls one finds a deep religious striving, a longing for the divine. Lucifer is the instigator here also. Ahriman works in everything that has to do with the will. He approaches us in everything that becomes manifest as gesture in words or writing, in everything that appears as mediumistic writing, whether it's acquired or natural, or if one feels compelled to write something. Whereas Lucifer brings about appearances of figures, heads of light, etc., that are created by a medium. If one feels that one is forced to write something one can counteract this by stopping and by not giving in to the inspirations that one thinks that one is feeling or perceiving; one opposes these whisperings with the firm will not to follow them. One acquires undreamed of forces in occult life through this effort of the will. Ahriman is in what we say, in words that we form and transmit to other men. As soon as the ear hears sounds, the larynx emits sounds and words are put into writing Ahriman comes and hardens the sound, word or writing. That's why it's important to strengthen the soul and to check one's thoughts in the most subtle way. Swedenborg's visions, dreams and world view are permeated with Ahriman and so is what Kant took from Swedenborg's writings. People keep on asking: Should I think that what I see, hear or feel there is of importance? Is it true? Certainly one should attach importance to it, certainly it's true, every little thing in occult life is important and is true. The main thing is to know what's behind it. We should pay great attention to everything and watch and be awake. And we should acquire a certain tact so that we don't chatter about such experiences. One should try to find out whether Lucifer or Ahriman is at work in them. Something that can often happen to us is that as we're walking down the street we see someone in a vision and then a few minutes later we actually run into him. When we have this premonition of his coming we may have something to tell him, so we speed up our steps in order not to miss him. But this isn't permissible; we shouldn't use occult abilities for our own advantage in physical life. If spiritists conjure up Goethe's spirit and thereby want to prove the soul's immortality, since they think that it's the soul as it's living now, then this might not be the case. It could be Goethe's soul as it was in say 1819 and that Lucifer is creating an illusion here. One has to press forward to Goethe's real soul, which has progressed, and then one has a real proof of immortality. People often approach esoteric exercises with much frivolity. Some start to do them but soon stop due to laziness, half-heartedness, etc. But what breathing is for the body, meditations are for the soul. If one would stop breathing Ahriman would immediately intervene as the master of death. A soul must get to the point where it doesn't have to force itself to do meditations; it shouldn't want to live without them. One shouldn't wish and yearn to press into spiritual worlds before the soul is sufficiently strengthened. Quiet and peacefulness in the soul is the main condition. That's the only way that the soul can become strong enough to find the middle path between Lucifer and Ahriman. That's very difficult, my dear sisters and brothers. But then we must remember what's said at the beginning of John's Gospel and later in chapter 8:12-14. When we stand in the tumult and chaos of the spiritual world and visions and figures come from all sides and we don't know how to get in or out and are torn this way and that, then we should place In the beginning was the word before our souls, or I am the light of the world. He who follows me will not walk in darkness but will have the light of life. Then everything will dissipate and we'll be able to see what's right and true. We should repeatedly place the rosicrucian formula EDN before us in this sense. And also we will be increasingly able to find the right thing on this difficult path if we think of the simple but profound verse with which our esoteric lessons are closed: In the spirit lay the germ of my body ... |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Creation of the World and the Descent of Man
01 Dec 1905, Cologne Rudolf Steiner |
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In religions, therefore, the divine spirit is placed at the beginning of events, through it matter is animated, the inanimate is made alive. In our days, since Kant-Laplace, one imagines the creation of the earth from a primeval nebula that was in a rotating motion. |
68b. The Circular Flow of Man's Life within the World Of Sense, Soul And Spirit: The Creation of the World and the Descent of Man
01 Dec 1905, Cologne Rudolf Steiner |
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Report in the “Mühlheimer Zeitung”, No. 667, December 5, 1905 a. Cologne, December 4. Last Friday and Saturday, the General Secretary of the German Section of the Theosophical Society, Dr. Rudolf Steiner, gave two fascinating and significant lectures in the Isabellensaal of the Gürzenich. On Friday, the speaker talked about “the origin of the world”, and, following on from that, on Saturday about “the creation of man”; both topics were illuminated from the point of view of the theosophist. In the first lecture, the great difference between the theosophical and materialistic views of the creation of the world was pointed out. Theosophy brings the old teachings of creation, which in our days have been dismissed as childish and naive, and which were tried in their creation, into mythical form to approach the understanding of contemporaries, to reintroduce them. A glance at these old teachings shows that they all have the same basic idea about the creation of the world, only expressed in different ways. The ancient Germans killed the giant [Ymir], the Egyptians killed Osiris, and created a world from their parts; even the later accounts of creation only appear to be different. The sacrifice of the god would be necessary everywhere in religions to develop a world or culture. In religions, therefore, the divine spirit is placed at the beginning of events, through it matter is animated, the inanimate is made alive. In our days, since Kant-Laplace, one imagines the creation of the earth from a primeval nebula that was in a rotating motion. From this, the world bodies formed. Similar to how smaller drops separate from a large rotating drop of oil in a glass of water due to the vibration, according to today's view, the gradually formed ball of matter hurls smaller ones, thus producing suns and planets. Even if Theosophy accepts this genesis as far as it takes place in matter, this view does not satisfy the Theosophist, because the modern theory does not answer the question of how spirit came to earth and how life entered this matter. The speaker continued by saying that the answer to this cannot be given scientifically or speculatively; it is only possible to gain clarity about this through one's own inner development. Goethe emphasized that every physical apparatus used as a research tool must be placed above the human being himself, whose organs represent instruments of a much higher order. Goethe also pointed out that the great world outside finds its true reflection in us and that there is no force in the environment that does not also apply to the inside of the human being; that is why he directly related the world around us as the macrocosm to the world within us, as the microcosm. Just as we are connected with a visible world, we are also connected with an invisible one. The human being as a physical organism forms the pinnacle of life, which is also expressed in the fact that he can say “I” to himself. This is not possible for any other being; nor can this “I” say “I” to another, rather each person can only say “I” to themselves. With the I, the human being presents himself as the crown, the perfection of physical life, but only at the beginning of the spiritual world. In the environment, as the mirror image of our inner world, we see at the beginning of the physical world the perfect spiritual world. The religions now place the sacrifice of God at the forefront of creation for the reason that God not only wanted to create a beautiful and wise world, but also a loving one. But true love can only exist in freedom, so he had to, as it were, immerse himself in the world, lose himself in it, so that we can recognize him around us and, of our own free will, engage with his spirit and develop in the direction of his spirit. When the ancient Egyptians conceived of their Osiris as resting in sleep in the world, they thereby demonstrated a fine understanding of the ancient wisdom teachings and the essence of all religions. In the second lecture, Dr. Steiner began by noting that the question of human descent is connected to what we understand by human destiny. As a theosophist, one must have a different view of human descent than the materialists. Today, human beings only partially reveal the characteristic features of their entire nature; to obtain a complete picture of the human being, it would be necessary to consider what these have looked like in the various phases of development. In addition to the physical body, one must also speak of an etheric body in humans, which represents the actual body of life, and an astral body, which, as a sentient soul body, first created the physical body according to ancient theosophical wisdom. For, according to the theosophical view, we create our bodily form out of the spirit, through the soul, the speaker said. Depending on the external circumstances, the spirit and the soul have built up the outer appearance and adapted it to the given circumstances. At the time of the Atlantean civilization, the culture of a lost continent situated between America and Europe, the conditions on Earth and in the atmosphere were quite different than they are today. The people of that time mastered their environment through their inherent spiritual powers and not through reason, as we do today. He could directly put the forces of nature, such as the life force, as it is present in plants, for example, into his service; it was only much later that man developed the ability to think. Theosophy must reject what modern researchers have claimed, that man descended from apes; even the latest research already contradicts this theory. No researcher has been able to prove that man is a further development of the ape species. If one wants to accept this, then there must necessarily have been a regression in the gibbon, the ape species whose skull is closest to that of modern humans, namely a regression of its colossal arms and hands. But this contradicts every reasonable theory of evolution. Theosophy presents the relationship between humans and animals – and especially between humans and apes – in such a way that humans and apes once shared a common stage of development, at a time long before the Atlantic one. From this common stage, the spiritually inclined man developed from his similarly designed companion, who was bound by lower instincts, to the heights of humanity, while the latter degenerated into bestiality. This view of theosophy corresponds to its fundamental conception of the relationship between man and his environment, which is most closely related to him. In stone, in plants, in animals, the theosophist recognizes soul-related beings that are subject to laws similar to his own, for, according to the theosophical view, in order to become a human being, he must first develop through all the kingdoms of nature. The speaker, whose captivating presentation we can only hint at here, was met with enthusiastic applause. |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Discreet Anti-Semitism
13 Nov 1901, Rudolf Steiner |
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IV Friedrich Paulsen once characterized the dark sides of our present day in treacherous words. In his essay "Kant, the philosopher of Protestantism", he says: "The signature of our century, which is drawing to a close, is: belief in power, disbelief in ideas. At the end of the last century, the hands of time stood the other way round: belief in ideas was dominant, Rousseau, Kant, Goethe, Schiller were the great powers of the time. Today, after the failure of the ideological revolutions of 1789 and 1848, after the successes of power politics, the keyword is the will to power." |
31. Collected Essays on Cultural and Contemporary History 1887–1901: Discreet Anti-Semitism
13 Nov 1901, Rudolf Steiner |
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IAntisemitism does not exactly have a great store of ideas, not even of witty phrases and catchphrases. One has to hear the same stale platitudes over and over again when the advocates of this "view of life" express the dull feelings of their breast. One experiences peculiar phenomena. You may think what you like about Eugen Dühring, but those who know him must be clear about one thing: he is a thinker who is thoroughly versed in many scientific fields, highly stimulating in mathematical and physical questions and original in many respects. As soon as he starts talking about things in which his anti-Semitism comes into play, he becomes as flat as a little anti-Semitic agitator in what he says. He differs from such a person only in the way he presents his platitudes, in the brilliance of his style. Having such paragon writers is of particular value to the anti-Semites. There is hardly any other party tendency where there is more constant reference to authorities than in this one. This or that person has said this or that derogatory word about the Jews; this is something that is always recurring in the publications of the anti-Semites. So it was particularly convenient for these people when they were able to track down some of the old glittering phrases of anti-Semitism in a book by a German university lecturer, and one who enjoys a certain reputation in the widest circles, in the "System der Ethik mit einem Umriß der Staats- und Gesellschaftslehre" by the Berlin professor Friedrich Paulsen. - Indeed, in the first chapter of the fourth book of the aforementioned ethics, one encounters sentences that could have been said - perhaps somewhat less elegantly - by an anti-Semitic agitator among beer philistines in a small town or written - albeit also less elegantly - by the corner editor of an anti-Semitic newspaper. And they can be read in a philosophical theory of morals, written by a German professor of philosophy and pedagogy who gives well-attended lectures, who writes books that are widely acclaimed, and who is even considered by many to be one of the best philosophers of our time. He writes what we have heard so often: "Different by descent, religion and historical past, they" (the Jews) "formed a foreign protective citizenship in the European states for centuries. Admission to citizenship was apparently based on equality not only of language and education, but above all of their political aspirations with those of the population group that had gained decisive influence on state life since 1848. With the change in the political constellation since 1866, the view of the position of the Jews in relation to the nation states has changed in wide circles of the population. If I am not mistaken, the mood of antipathy towards the Jews depends in no small measure on the instinctive feeling that the Jew does not see his future, the future of his family, as exclusively connected with the future of the state or people under which he lives, as other citizens do: If Hungary were to become Russian today, the hitherto Hungarian Jew would soon find himself in being a Russian Jew now, or he would shake the Hungarian soil from his feet and move to Vienna or Berlin or Paris, and be an Austrian, German or French Jew for the time being." If I happened to open Paulsen's "System of Ethics" at the place where these remarks appear, without knowing the whole context in which they are found, I would first be astonished that a contemporary philosopher would dare to write things of this kind in a serious book. For, first of all, there is something striking about these sentences that would suggest anything other than that they originate from a philosopher whose first and most necessary tool is supposed to be an uncontradictory logic. But to be logical means above all to examine the contradictions in real life more closely, to trace them back to their real causes. One may ask: may a philosopher do what Professor Paulsen does: simply register the change in two successive moods of the times, which contradict each other thoroughly, without uncovering the causes of this change or at least making an attempt to uncover them? The liberal views that came to the surface of historical development in 1848 brought with them the conviction that the Jews were "equal in language and education" and even in "political aspirations" with the Western peoples. A later period created a "mood averse to the Jews" in many circles. Paulsen makes it easy to understand this change. He attributes it to an "instinctive feeling", which he then describes in more detail. We will see in a sequel to this essay what this "instinctive feeling" is really all about. For now, let us just point out the inadmissibility of referring to "instinctive feelings" in a philosophical presentation of the "doctrine of morals", the basis and justification of which are not examined. After all, it is precisely the business of the philosopher to bring to clear conceptions what settles in other people's minds as unclear ideas. But Paulsen does not even attempt to do this. He simply makes the "instinctive feelings" that he thought he perceived his own and then says, quite worthy of the vague, unphilosophical pre-sentences: "Only when the Jews become completely settled... will the feeling of the abnormality of their citizenship disappear completely. Whether this can happen without the abandonment of the old national religious practice is, however, doubtful. After reading this sentence, I have only one question: whether it is not outrageous to say something so irrelevant in such a place, in a book that is intended for so many in an important matter? For one wonders what Professor Paulsen actually claimed. He has said nothing but that he believes he perceives "instinctive feelings" and that he cannot form an opinion about what is to become. If you want to take that as philosophical, you can. I think it is more philosophical to remain silent about things in which I have to confess so openly that I have no opinion. As I said, someone who only reads one passage in Paulsen's book would have to say that. And he would be right at first. In a second part of this article, we want to show how Paulsen's version appears in the light of the rest of his thought, and then how it appears in the light of German intellectual life in recent decades. I hope that in such an examination one will find a not uninteresting chapter on the "psychology of anti-Semitism". IIThose dull sentiments from which, among all other things, anti-Semitism springs, have the peculiarity that they undermine all straightforwardness and simplicity of judgment. Perhaps no social phenomenon in recent times has demonstrated this better than anti-Semitism itself. I was in a position to do so during my years as a student in Vienna some twenty years ago. It was the time when the Lower Austrian landowner Georg von Schönerer, who until then had mainly been a radical democrat, became a "national" anti-Semite. It will not be easy to explain this change in Sch6nerer himself. Anyone who has had the opportunity to observe this man in his public activities knows that he is a completely unpredictable character, for whom personal whim is more important than political thought, who is completely dominated by an unlimited vanity. It is not this man's own transformations, but rather the transformations of those who became his followers, that are a significant fact in the history of the development of the new anti-Semitism. Before Schönerer's appearance, it was easy to talk to young people in Vienna who had grown up under the influence of liberal sentiments. There was a genuine sense of freedom based on reason in this part of the youth. Anti-Semitic instincts also existed at that time. These instincts were not lacking in the more distinguished part of the German bourgeoisie either. But everywhere they were on the way to seeing such instincts as unjustified and overcoming them. It was clear that such things were remnants of a less advanced age that should not be indulged. In any case, it was clear that everything that was said with the claim to public validity should not have grown out of the kind of sentiment that anti-Semitism had, of which a person with a true claim to education would have been truly ashamed. Schönerer had an effect on the student youth and, moreover, initially on classes of the population that were not very intellectually advanced. The people who switched from freer views of life to his unclear manner suddenly began to speak in a completely different key. People who had previously been heard to declaim about "true human dignity", "humanity" and the "liberal achievements of the age" now began to speak unreservedly of feelings, of antipathies, which were like black and white to their earlier declamations and to which they would not have confessed shortly before without blushing with shame. A point had been reached in the spiritual life of such people which I would prefer to characterize by saying that strict logic has been removed from the ranks of the powers that rule man inwardly. You can see this for yourself at any moment. None of those who had just crossed over into the anti-Semitic camp dared to seriously argue against their former liberal principles. On the contrary, each of them claimed that in essence he was still committed to these principles, but as far as the application of these principles to the Jews was concerned, yes... And then came some kind of phrase that smacked every sane person in the face. Logic has been dethroned by anti-Semitism. For someone who, like me, has always been very sensitive to sins against logic, dealing with such people has now become particularly embarrassing. Lest one or the other think they can make bad jokes about this sentence, I would like to say that I am allowed to confess my nervousness about illogic without any immodesty. For I regard "logical thinking" as a general human duty and the particular nervousness in such matters as a disposition for which one can do as little as for one's muscular strength. But because of my nervousness, I myself was able to study the development of anti-Semitism using a particular example - I would say intimately. Every day I saw countless examples of the corruption of logical thinking by dull feelings. I know that I am only talking about one example here. Things have happened differently in many other places. But I believe that you can only truly understand something if you have experienced it intimately somewhere. And I am perhaps particularly well prepared to judge the "Paulsen case" through these "studies" of mine. All due respect to the professor. But there is a worrying logical conflict in his case. Not as blatant as with my peers who converted from liberalism to Schönererianism. That goes without saying. But I think: the milder case of Paulsen is put into perspective by the more blatant case. In the second book of his "System of Ethics", in the essay on the concepts of "good and evil", Paulsen writes: "A person's behavior is morally good if it objectively tends to promote the overall welfare, and subjectively if it is accompanied by a sense of duty or moral necessity." Shortly before this, Paulsen writes about the sentence "The end justifies the means": "If one understands the sentence in this way: not just any permitted end, but the end justifies the means; but there is only one end from which all determination of value proceeds, namely the highest good, the welfare or the most perfect organization of human life." Can there be a bridge from these two sentences to the views that the aversion to the Jews brings about? Should one not, in the truly logical progress of thought, energetically demand the purification of such aversion through reason? What does Paulsen do instead? He says: "With the change in the political constellation since 1866, the view of the position of the Jews in relation to the nation states has changed in wider circles of the population." Should he not now regard this change as a departure from his moral ideal, from devotion to the one end that truly justifies the means? Liberalism has taken the belief in the "most perfect organization of human life" as a moral ideal seriously. This seriousness, however, does not permit a change such as that which has occurred since 1866. It makes it impossible to arbitrarily limit humanity in any way. This is where Paulsen, in order not to become bitter against anti-Semitism, becomes lukewarm against logic. I will save further elaboration on this logical fissure for the end of this article. IIIThere must be deeper reasons in the intellectual culture of the present for the fact that a judgment such as that of Professor Paulsen on the Jews is possible within a work that claims to be at the height of contemporary philosophical education. Anyone who follows the course of intellectual development in the nineteenth century will, with some impartiality, easily be led to these reasons. There were always two currents in this development. One was in a straight line the successor to the "Enlightenment" of the eighteenth century; the other was a kind of counter-current to the results of the Enlightenment. The eternal merit of the latter will be to have held up the "pure, harmonious humanity" itself to man as the highest ideal. It is a moral demand of incomparable height to say that one should refrain from all accidental contexts in which man is placed and seek to emphasize the "pure human being" in everything, in the family, society, nation, and so on. Of course, those who say this know just as well as the wise philistines that ideals cannot be realized in direct life. But is it nonsensical to speak of the circle in geometry, because you can only draw a very imperfect circle on paper with a pencil? No, it is not absurd at all. Rather, it is extremely foolish to emphasize such a self-evident fact. It is equally foolish to speak in ethics of what cannot be because of the incompleteness of everything that is real. What is truly valuable here is only to state the goals that one wants to approach. This is what the Enlightenment did. This view was contrasted with the other, which sought its roots in the consideration of historical development. When one speaks of this, one touches on great errors in the education of the nineteenth century, which are connected with great virtues. One need only mention the names of Jacob and Wilhelm Grimm to recall the full meaning of the phrase: nineteenth-century man learned to understand his own past, he learned to understand what he is now through what he once was. The Brothers Grimm introduced us to our linguistic, our mythical past. Their conviction is contained in the beautiful words: "A good angel is given to man from his native land, who, when he sets out into life, accompanies him under the familiar guise of a fellow traveler; he who does not suspect what good will befall him as a result may feel it when he crosses the border of his fatherland, where he is left by that angel. This benevolent companionship is the inexhaustible wealth of fairy tales, legends and history." We know that in the nineteenth century such views were vigorously pursued. The arbitrary ideas that Rousseau's contemporaries had formed about the original states of mankind were replaced by observations of real conditions. Linguistics, religious studies, general cultural history and the history of peoples made the greatest progress. Research was carried out in all directions to find out how man had developed. Only a fool could underestimate all this. But it also revealed a deficiency in our views of life that must not be overlooked. Knowledge of the past should have merely enriched our knowledge; instead, it influenced the motives of our actions. Thinking about what happened to me yesterday becomes a stumbling block if it robs me of the impartiality of my decisions today. If I do not act today according to the circumstances that confront me, but according to what I did yesterday, then I am on the wrong track. If I want to act, I should not look at my diary, but at reality. The present can be seen from the perspective of the past, but it cannot be controlled from it. In one of his interesting writings, Friedrich Nietzsche's "Unzeitgemäßen Betrachtung" (Untimely Reflection) on the "benefits and harms of history for life" sheds light on the damage that occurs when the present is to be mastered through the past. Whoever has open eyes for the present knows that it is wrong to think that the solidarity of the Jews among themselves is greater than their solidarity with modern cultural endeavors. Even if this has been the case in recent years, anti-Semitism has made a significant contribution to this. Anyone who, like me, has seen with horror what anti-Semitism has done to the minds of noble Jews must have come to this conclusion. When Paulsen expresses a view such as that of the special interests of the Jews, he only shows that he does not know how to observe impartially. Let us not allow our judgment of how we should live together in the present to be clouded by our ideas that we have undergone separate developments in the past. Why do we encounter a certain bashful anti-Semitism within the educated world where the study of history is taken as a starting point? The future will certainly bring nothing other than the effects of the past; but where does the rule prevail in nature that the effects are equal to their causes? Whoever considers Paulsen's entire way of thinking will have to admit that he is an isolated phenomenon within the circles of so-called historical education. I will substantiate this in particular in a concluding statement. IVFriedrich Paulsen once characterized the dark sides of our present day in treacherous words. In his essay "Kant, the philosopher of Protestantism", he says: "The signature of our century, which is drawing to a close, is: belief in power, disbelief in ideas. At the end of the last century, the hands of time stood the other way round: belief in ideas was dominant, Rousseau, Kant, Goethe, Schiller were the great powers of the time. Today, after the failure of the ideological revolutions of 1789 and 1848, after the successes of power politics, the keyword is the will to power." There is no doubt that our time does not understand the mission of true idealism. Goethe once said that anyone who has really grasped the meaning of an idea will not allow any apparent contradiction with experience to rob him of his faith in it. Experience must submit to the idea once it has been recognized as correct. At present, such an idea has little appeal. Ideas have lost their power in our imagination. People point to "practical interests", to what "can prevail". One should consider that the history of intellectual progress itself, when seen from the right point of view, proves the power of ideas. Let me point to a striking example. When Copernicus put forward the great idea of the orbits of the planets around the sun, anything could be objected to it from the point of view of astronomical practice. Some of the facts about which people had experience contradicted the doctrine that Copernicus put forward. From the point of view of the practical astronomer, it was not Copernicus who was right at the time, but Tycho Brahe, who replied: "The earth is a coarse, heavy mass that is awkward to move, so how can Copernicus make a star out of it and guide it around in the skies?" Historical developments proved Copernicus right because, seeing through the correctness of the idea he had once conceived, he rose to the belief that later facts would eliminate the apparent contradiction. As it is with ideas in scientific progress, so it must be with them in moral life. Paulsen also admits this in theory by defending the above-mentioned proposition. He deviates from it in practice when he presents anti-Semitism as a partially justified phenomenon. Those who believe in the ideas cannot allow themselves to be distracted by the historical development of the last decades in the unconditional validity of these ideas. He would have to say to himself: things may be such for the time being that reality seems to contradict the absolutely liberal ideas; these ideas are independent of such contradiction. Anti-Semitism is a mockery of all faith in ideas. Above all, it makes a mockery of the idea that humanity is higher than any individual form (tribe, race, people) in which humanity lives itself out. But where are we heading if the philosophers, these bearers of the world of ideas, these appointed advocates of idealism, no longer have the proper trust in the ideas themselves? What will happen if they allow themselves to be robbed of this trust by the fact that, for a few decades, the instincts of a certain mass of people take a different path to that indicated by these ideas? A man like Paulsen can only be led to assertions such as those for which I have written these remarks by an excessive respect for historical reality. In the contradiction in which he sets himself to his own assertions, Paulsen shows quite clearly that he is under the spell of the false historical education I have characterized. He does not set out to criticize the historical development of popular instincts; on the contrary, he allows these popular instincts to have their say. That this is the case is also sufficiently expressed in the vague way in which Paulsen talks about antipathies towards the Jews. This way of speaking can certainly be recognized as "bashful anti-Semitism". Nowhere is it more necessary than in this area to document one's belief in the ideas through a decisive, unambiguous statement. One rightly complains that philosophy enjoys a low reputation in the present day. It would deserve this low esteem if it lost faith in what it has to guard above all, the ideas. The philosopher must understand his time. He does not understand it by making concessions to its perversities, but only by opposing these perversities with the criticism that comes to him from his world of ideas. The philosophical moral teacher should treat everything that the anti-Semites claim about the Jews in the same way as the mineralogist, who will also claim that salt forms cube-shaped crystals if someone shows him a salt crystal that has had its corners chipped off due to some circumstances. Antisemitism is not only a danger for Jews, it is also a danger for non-Jews. It stems from a mindset that is not serious about sound, straightforward judgment. It promotes such an attitude. And anyone who thinks philosophically should not stand by and watch. Belief in ideas will only come into its own again when we fight the unbelief that opposes it as vigorously as possible in all areas. It is painful to see a philosopher contradicting the very principles that he himself has clearly and excellently characterized. I do not believe that it is easy for a man like Paulsen to be intensely committed to anti-Semitism. Like so many others, the philosophical spirit protects him from this. But at present more is needed in this matter. Any vague attitude is evil. The anti-Semites will use the utterances of any personality as grist to their mill if that personality gives them cause to do so even by an indeterminate utterance. Now the philosopher can always say that he is not responsible for what others make of his teachings. That is undoubtedly to be admitted. But if a philosophical moral teacher intervenes in the current issues of the day, then in certain matters his position must be clear and unambiguous. And with anti-Semitism as a cultural disease, the situation today is such that no one who meditates in public matters should be in doubt as to how to interpret his statements about it. |
324. Anthroposophy and Science: Lecture II
17 Mar 1921, Stuttgart Tr. Walter Stuber, Mark Gardner Rudolf Steiner |
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Kantianism speaks of the three dimensions being contained a priori in the human organization, and of the human organization transposing its subjective experience out into space. How is it that Kant came to this one-sided view? He arrived at this because he did not know that what is brought into consciousness in the delicate experience of the depth dimension, and otherwise abstractly, is experienced in its reality in our subconscious. |
We don't have to remain on the abstract level—where, for example, Kant regards space and time as a priori—but we can progress to a discovery of the concrete aspects of the reality of the human being. |
324. Anthroposophy and Science: Lecture II
17 Mar 1921, Stuttgart Tr. Walter Stuber, Mark Gardner Rudolf Steiner |
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I pointed out yesterday in my introductory lecture that we can observe a transition from the ordinary knowledge of the world around us to mathematical knowledge, and that this is the beginning of a path of knowledge. This path when continued will lead to an understanding of the spiritual scientific method, as we mean it here, and ultimately to acceptance of it. It will be my special effort in these lectures to characterize the spiritual scientific method in such a way as to completely justify it. To accomplish this task will take the remaining seven lectures. Today, once again, I would like to consider in greater depth the first stage. I would like to place before you today something which as normal scientific thinking appears here and there in fragments. As these fragments are not always found in the same place and are not seen as a whole, we have the situation that it is not possible to rise in a methodical way from a science that is free of mathematics to one that includes it. We will also have difficultly following in an entirely methodical way the transition from a mathematical penetration of the objective world to a spiritual-scientific penetration into reality. I shall also, as I have already mentioned, try to reach this last phase in a methodical way. We will start today by observing the human being as he experiences himself when he looks at the outer world. You will know from my lectures, also my book Riddles of the Soul,1 that one cannot reach a comprehensive observation of man without splitting the entire human organization into three distinctly different members. Naturally we have eventually to deal with the complete human being. This complete man is however a most complicated organism and its members have a certain independence. Finally we will see how what is contained independently in these members combines into a whole. First we have to look at what I have named in Riddles of the Soul as the nerve-sense man: The member of the human organism that has its primary expression in the head, although from there it extends over the entire organism. Despite this extension we can clearly differentiate this member from the rest of the organism. This physical member is the mediator of our conceptual life. As human beings we make mental pictures and we are able to take the life of these mental pictures to ourselves through our sense organs. From the senses it flows toward our inner organism. The way we are connected with our life of feeling is similar to the way our mental pictures are related to our nervous system. The present-day psychological approach to these things is quite inexact. Our feeling life is not directly connected to our nerve-sense system, only indirectly. It is directly connected to what we call the rhythmic system in the human organism, consisting mainly of breathing, pulse, and blood circulation. The mistaken idea that the life of feeling, as part of the soul life, is directly connected to our nervous system originates from the fact that what we experience as feeling is always accompanied by mental pictures. The physical expression of this is that the rhythmic system is connected throughout the organism with the nerve-sense system. The fact that our life of feeling is always accompanied by a mental picture of some kind is related organically to the fact that the rhythmic system works back onto the nervous system. This can give the appearance that the life of feeling is directly connected to the nerve-sense system. I have pointed out in Riddles of the Soul that if one studies what occurs in us when we listen to music, one can see the relationship correctly between feeling and the forming of mental pictures. Besides these two systems, the nerve-sense system which provides the mental image, and the rhythmic System which mediates the life of feeling, we have the metabolic system. Every function of the human organism is contained in these three systems. The metabolic system is the expression of the will, and the real connection between willing and the human organism will become clear only if you study how a metabolic transformative action comes about in us when there is an act of will or even an impulse of will. Every metabolic activity is consciously or unconsciously the physical basis of some act of will or impulse of will. Our capacity for movement is also connected with our will activity and therefore is connected with some kind of metabolic activity. One must be clear about the fact that when we complete a movement in space, this is a primitive activity of the will. To use a saying of Goethe, the “ur-phenomenal” activity of the will can be seen as expressed by the physical transformations that occur in the organism. And, as in the case of feeling, the will activities are indirectly connected with the nerve-sense system through our following our will activities with mental pictures. So we can say, to start with, that our soul life and also our physical life can be divided in three ways organically as well as into three soul aspects. Let us try today to look at man from a certain point of view so that we may see how these three members of our physical organism and our soul organization relate to one another. We must also go into some detail to achieve our task of showing that spiritual science is a continuation of the familiar scientific way of considering things. First of all, let us consider what I have named the nerve-sense organism. This nerve-sense organism is contained mainly in the head, as I have already mentioned, but from there it extends over the rest of the organism, in a certain way impregnating it. This is not obvious if one looks at just the outer form of a human being, but it does in fact extend inwardly through the whole organism. Take the sense of warmth as an example, which extends over the entire organism. This can be seen as a part of our nerve-sense organization that for the most part is concentrated in the head, in the life of the senses, and yet is extended over the whole organism, making the whole human being into a kind of head in regard to this particular sense of warmth. For most people it is distasteful nowadays to try to understand this kind of problem. Because we have become so used to an outer way of considering things, the three members of the human organism are considered spatially, as separate from one another. There is a professor of anatomy who takes this view, who has asserted that anthroposophy separates the human organism spatially into head system, chest system, and abdominal system. This is clearly erroneous. It is of course not what we have said; we wish to approach these things precisely, not in dilettante fashion. One must know these things correctly, especially if one also wants to understand how three elements flow into one another and compose the threefold social organism. To begin with it is empirically evident that it is the head organization that has most to do with cognition, at least mathematical cognition, as it approaches man in the outer world. In relation to this head organizatiion we can now empirically establish that what we can call “dimensionality” confronts us initially as a kind of intimation. You will see best what I mean if we consider the three modes of human activity. The first of these I would like to call the total act of seeing, observation of the world with our own two eyes. Secondly, I would mention man's arms and hands. Even though they are attached to man's trunk and are therefore in a certain way connected with the metabolic system, they also have an inner relationship to the rhythmic system. Through their attachment near the rhythmic system, they are influenced by the life and functioning of this system. The fact that they are located beside the rhythmic system, which is more hidden, allows them to reveal the nature of what would normally be hidden. Please listen carefully; I repeat: The arms and hands, because of their specific location on the human body and through their life functions, can be seen as belonging to the rhythmic system. The most obvious demonstration of this connection is the way they are used freely in gestures to express feelings. When they are used in this way, they are lifted to a higher function than serving merely the body. In the case of animals, the corresponding members, the legs, are used only to serve the body, but in human beings the arms are freed for a higher function. Through the fact that they are used for gestures in connection with speech, they have the higher function of making the invisible aspects of speech visible. The third mode is the activity of walking, an activity primarily of the limb system. Let us consider the activities of seeing, arm movement, and walking from a scientific point of view. In general, what you see with both eyes presents itself to you in two dimensions and these dimensions are independent of any mental activity. I can represent these two dimensions by these perpendicular coordinates. I will draw these as dotted lines for the purpose of later references I wish to make. With these dotted lines representing two dimensions, I want to express the fact that our mental activity of comprehension is not really involved when we look only at these two dimensions. The third dimension is in sharp contrast to this. The third dimension of depth does not stand ready-made before our soul independent of any mental activity. It confronts us as something we undergo as an inner operation of the mind when we supplement what we normally see as the surface of things with the depth dimension and thus obtain a three-dimensional body. Roughly speaking, what we actually do in this case is not brought to consciousness. But when we enter into the activity more precisely, we see that one experiences the depth dimension in a different way from width and height dimensions. We can become aware, for instance, how we are able to guess how distant something is from us. In ordinary observation something is added to the mere observation of the eyes when we progress from a surface-picture consciousness to a full-bodied three-dimensional consciousness. So long as we remain within our consciousness, we cannot say how height perception and width perception are achieved. We simply have to accept the height and width dimensions; for the activity of seeing they are simply given. This is not true of the depth dimension. For this reason I will draw it in perspective; I will draw a solid line to represent the difference. In this third dimension of depth, we are able to have the act of perceiving enter our consciousness in a slightly conscious way. Thus we recognize when we examine the act of seeing, that the height and width dimensions are given to us purely in thought; that is, if we penetrate the act of seeing with our thoughts. The depth dimension, however, is based an an activation of consciousness, a kind of half-conscious mental operation. Therefore, what you may already have heard as the physiological and anatomical interpretation of the total act of seeing must be accepted only in reference to the physical components of the act of seeing, to that aspect which does not involve an operation of the mind; only the perception of surface can be attributed to the act of seeing. In contrast, when considering the depth dimension, it is not sufficient to merely consider the activity of the corpora quadrigemina, the organ in the human body upon which the visualizing activity of the eyes depends, the bodily aspect of seeing—here the cerebrum must serve a mediating function, the cerebrum being that part of the brain to which are attributed the anatomical-physiological aspects of the volitional operation of the intellect. Thus we can grasp this depth dimension when we examine it carefully, using both analytical and synthetic means. The matter of depth perception belongs into the realm of what I would like to call “conscious activation through the human head.” When we turn our attention from the act of seeing to that activity which may be seen externally through the movement of the arms and hands, we immerse ourselves in an element that is very difficult to grasp consciously. Even so, we can follow what takes place in our life of feeling when we gesture with our arms and hands, which are free for this kind of activity, and we can become aware of the way this action is related to depth perception with our two eyes. What is it really that depth perception mediates to us? It is the exact position of the left and the right eye. It is the convergence of the left axis and right axis of sight. The mental judgment of the distance of some object from us depends upon the distance at which the lines of sight cross each other. Very little of this convergence activity of the eyes lying at the basis of the judgment of depth is outwardly perceptible. When we turn to the activity of our arms and hands, we find we are able to distinguish more exactly, with little effort of consciousness, what is happening inwardly when we move our arms in the horizontal plane, in the dimension of right-left, in the width dimension. If we look carefully, our judgment in relation to the width dimension is connected with the feeling we have when we consciously move our arms in a horizontal gesture expressing how wide something is. We have a feeling experience of what we call symmetry. This experience takes place particularly in the width dimension, through the feeling that is mediated to us through our left and right arm movements. Through the corresponding movements of our left and right arms we can actually feel our own symmetry. Our grasping in feeling of the width dimension is translated for us chiefly through the medium of symmetry into mental pictures, and we then also evaluate symmetry in our mental life. But we must not overlook the fact that this judging of the symmetry of the width dimension is something secondary: If we only looked at the symmetry without having the accompanying feelings that correspond to the symmetrical aspects of left and right, our experience would be pale, dry and wanting in its full reality. You can understand all that symmetry shows us if you can feel the symmetry. But you can really only feel the symmetry through the delicate process of becoming conscious of the fact that the movements of the left and right arms belong together, and in the same way the movements of the hands belong together. What we experience in feeling thus supports everything we can experience in relation to the width dimension. But also what we have called the depth dimension in relation to the act of seeing enters our consciousness through something to be found in the activity of our arms. The way the axes of our vision intersect is similar to the way our arms can intersect. When our arms intersect, we have a certain equivalent to the act of seeing. When we cross our arms, first close to us and then farther away, if we follow the points of intersection we can get a sense of depth dimension by trying to experience what is going on in our arms. In these moments we don't experience the width dimension as fully as we do—with no effort on our part—in the act of seeing. But if I would represent symbolically what is expressed in relation to the dimensions by the arms and hands, I would have to sketch the width dimension and the depth dimension as full lines and the height dimension as a dotted line. That is all that I can experience through my arms. The height dimension remains unconscious to us when we make gestures, because we connect our gestures consciously with a surface which is made up of depth and width dimensions. When does the third dimension show itself in a distinct, conscious way? Actually, it only appears to our consciousness in the act of walking. When we move from one place to another, then the line which is this third, vertical dimension changes continually, and although our consciousness of this third dimension while we walk is almost imperceptible, we must not overlook it. In fact, the half-conscious intellectual awareness we can experience is related to this height dimension. Certainly in our casual outer consciousness we don't take into account the changes in position of this line representing the height dimension. But in general when we walk and exercise this walking as an act of will, we continually reestablish the line. We have to say: The delicate consciousness of what is happening in the third dimension when we walk is similar in kind to the delicate consciousness of depth in our act of seeing. If I want now to draw the dimensional aspect of what happens in the activity of the body through the legs and feet, we can say: In the act of walking we can experience an intellectual awareness of activity going on in all three dimensions. So I have to draw the act of walking with three full lines. Therefore, when we examine the act of seeing, which obviously belongs to the head organization, we realize that in the act of seeing there is given ready-made a two-dimensional activity, and in addition we must establish an activity that creates the third dimension—depth. In the action which we have described as representative of the rhythmic system, namely, the free movement of the arms and hands, we can have an inner experience of two spatial dimensions. The third spatial dimension—height—is given to our consciousness in the same way that width and breadth are given for the head organization in the act of seeing. Only in the metabolic-limb system (the connection between these two is only recognized when we study the metabolic activity in the act of walking) is everything open to our consciousness that gives us the full measure of three dimensions. If you consider the following, you will have something extraordinarily important. The only content of our fully alert consciousness is the life of mental pictures. In contrast to this, our life of feeling does not come into our consciousness with the same clarity. As we shall see later, our feelings by themselves have no greater intensity in our consciousness than our dreams. Dreams are rendered from the clear content of daily life, from the fully alert life of mental pictures; in this way they become distinct mental pictures in our consciousness. In the same way, our feelings in daily life are continually accompanied by the mental pictures representing them during our waking hours. In this way our feelings, which otherwise only possess the intensity of dream life, are brought to the distinct, fully conscious life of mental pictures. The will-movements remain completely in the subconscious. How do we know anything of the will? Basically, in our everyday consciousness we know nothing of the real nature of the will. This is made clear in the psychology of Theodor Ziehen, for instance, who in his Physiological Psychology speaks only of the life of mental pictures or the representational life of the mind. He says: As psychologists we can only follow the life of mental images, but we find certain mental images to be tinged with feeling. The fact that the life of feeling, as I explained to you just now, is bound up with the rhythmic system and only shines up into the life of mental pictures, this is unknown to Theodor Ziehen. In his view, feelings are only an aspect of the life of mental pictures. This psychologist simply has no insight into the actual organization of the human being, which I have now to describe to you. Because feelings are bound up with the rhythmic system, they remain in the half-conscious realm of dreaming. And the will activity remains completely unconscious. That's the reason why the average psychologist does not write about it. Just read Theodor Ziehen's strange explanations concerning the activity of the will, and you will see that its real nature is completely missed by such psychologists. When we observe the result of an act of will, this is only something we are able to look at externally. We do not know what has happened inwardly when a will impulse moves our arm. We only see the arm move; that is, we observe the outer happening afterward. Thus we accompany the manifestations of our will with mental images; they are mediated organically through the metabolic system and the limb system related to it. So it is only in part of the human organism, in the metabolic system—which is the bodily aspect of the soul's will activity—that we experience the reality of all three dimensions of space. In our ordinary process of knowing the reality of the three dimensions cannot be grasped. It cannot be grasped, as we will see, until we are able to look with the same clarity into our will activity as we normally do into our mental activity. It cannot come about in our ordinary way of knowing but only with spiritual-scientific knowledge. It is through the activation of the entire man, of the entire limb-and-metabolic system, that our subconscious experience of the three dimensions comes about. What happens is that what is contained in the metabolic-limb system is lifted into the rhythmic system. There it is experienced in its two-dimensional aspect, not in its total reality. When experienced in two dimensions, the height dimension has already become abstract. Only in the subconscious do we normally experience the height dimension. You can see how reality becomes an abstraction in the human organization through the human activity itself. In the working of the human organization, the height or vertical dimension already becomes an abstraction, appearing as a mere line, a mere thought in the region of the rhythmic system. Following this up into the nerve-sense system, what occurs? Both height and width become abstraction. We can no longer experience them; they can only be thought by the intellect as we approach the subject afterward. So in the head, the region of our ordinary knowledge, we only have the possibility of expressing the two dimensions abstractly. It is only the depth dimension for which we still have a faint consciousness in the head. So you can see, it is only due to a delicate perception of the depth dimension that we are able to know anything at all in our normal consciousness of the spatial dimensions. Please now consider: With our present constitution, what if depth perception should become equally abstract? Then we would be left with just three abstract lines—and it would never even occur to us to search for the realities represented by those abstract lines. In this way I have pointed you toward reality. In Kantianism this reality appears in an unreal form. Kantianism speaks of the three dimensions being contained a priori in the human organization, and of the human organization transposing its subjective experience out into space. How is it that Kant came to this one-sided view? He arrived at this because he did not know that what is brought into consciousness in the delicate experience of the depth dimension, and otherwise abstractly, is experienced in its reality in our subconscious. As it is pushed up into consciousness, it is made into an abstraction, with only a small remainder in the case of depth dimension. We experience the reality of the three dimensions through our individual human organization. The reality is present in actuality in the realm of the will, and physiologically in the metabolic-limb system. Initially in this system we are unconscious of reality in our ordinary mind, but we become conscious of it, at first in the thought abstractions of mathematical-geometrical space. With this subject of the three dimensions I wished to give an example of the ways and means by which spiritual science can penetrate human activity. We don't have to remain on the abstract level—where, for example, Kant regards space and time as a priori—but we can progress to a discovery of the concrete aspects of the reality of the human being. I wanted to use this particular example of the actual meaning of space because it will be useful in the future in leading us to an exact understanding of the mathematical facts from all sides. We will speak further of this tomorrow.
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93a. Foundations of Esotericism: Lecture XXIII
25 Oct 1905, Berlin Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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One part severed itself and the Earth emerged out of the Sun. It is at this point that the Kant-Laplace theory is relevant. The earth was in a nebulous condition coinciding with the Kant-Laplace theory. |
93a. Foundations of Esotericism: Lecture XXIII
25 Oct 1905, Berlin Tr. Vera Compton-Burnett, Judith Compton-Burnett Rudolf Steiner |
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Let us call to mind the point of time when, in the middle of the Lemurian Race, man raised himself up to spirituality. Now for the first time fructification with the Spirit, with the Monad became possible. Gradually, out of the chaotic Earth, through what had been separated off from man, the other beings had been formed which lived on the Earth as his companions. Man had developed a physical body, an etheric body and an astral body. The astral body had become purified and was just at that time adapted to receive Manas, Buddhi, Atma. On the Earth everything developed quite gradually, so that mankind, still without intellect or possibility of speech, arose out of the uncoordinated Earth mass. Now we ask: How did this come about? A plant too does not grow out of nothing. A seed must be planted into the Earth. This was also the case with the people who were there at that time. The human being too had grown up out of the Earth and for this a seed had to be there on the Earth. Once a similar being had already existed. This seed-man had arisen on the Old Moon. From there he passed over in the seed condition, went through a Pralaya and then appeared once more on the Earth. The development of the Earth had three preliminary stages: (Old Saturn, Sun and Moon). In the first three Earth Rounds these stages had a short recapitulation. In the First Earth Epoch the Saturn existence was repeated, in the Second Epoch the Sun existence and in the Third Epoch the Moon existence. It was only in the Fourth Round that the actual Earth existence emerged and then man had reached a somewhat higher stage than on the Old Moon. There he had not yet reached separate development, he had not yet become sufficiently purified to receive the Monad. On the Moon the astral body was still wild and passionate. On the Earth he had still to purify himself in order to be able to receive the higher principles. This purification was completed in the middle of the Lemurian Age. The last human beings during the Old Moon existence are our physical forefathers. On the Earth they now developed somewhat further. The Earth-men of the pre-Lemurian Age are the actual descendants of the inhabitants of the Moon. This is why we call the inhabitants of the Moon the Fathers or Pitris of Earth-Men. These Earth-Men were as yet unable to use their front limbs for work. They were of animal-like form having a certain great beauty. Their substance was much softer than the physical matter of today: it was very much softer than what we now find with the lower animals. They were irradiated and an inner fire shone through them. When human beings were going through an earlier stage of evolution, they were still more beautiful and nobler in their form. During the Age which preceded the Lemurian Age, we have the Hyperborean Age on the Earth, that of the Sun Men, of the Apollo-Men. They were formed out of a still nobler and even more delicate substance. Then we go still further back to the very first Race, to the Polarian men. At that time they lived in the tropical polar climate, a Race which was able to attain to special heights through the fact that a remarkable and great help had been granted them. The most beautiful of the Moon Pitris descended to the Earth. The Polarian human beings were very similar to four-footed animals, but they were formed out of a soft, pliant substance similar to a jellyfish, but much warmer. The human beings with the best forms, consisting of the noblest components, received at that time help of a special nature, for beings were still connected with the Earth who had earlier reached a higher stage. All esotericism recognises that the Sun was first a planet; it only later became a fixed star. The sequence of stages that the Earth has passed through is: Old Saturn, Old Sun, Old Moon, Earth. When the Sun was itself a planet, then everything which is now on the Moon and Earth was still in the Sun. Later Sun and Moon separated themselves from the Earth. Let us think back to the time of the Old Sun. Then everything which now lives on the Earth, dwelt on the Sun. The beings were then quite differently formed, having only a physical body, much less dense than it is now, and an etheric body. Man's whole way of life was plant-like. The beings lived in the light of the Sun. Light came to them from the centre of their own planet. They were totally different from present-day man. In comparison with present-day man the Sun-man stood upside down and the Sun shone upon his head. Everything connected with reproduction developed freely on the other side. Man at that time stretched his legs, so to say, into the air. The plant has remained at this stage, its roots are in the earth and it stretches its organs of reproduction, stamens and pistil, into the air (plant). This Sun-man developed in seven different stages. His direction on the planet is the same as the growth of the plant on the Earth. Then, with the third incarnation of the Earth he became a Moon-man. He bent over, the vertical becoming the horizontal (animal). The tendency towards a spine developed. The symbol for this is the Tau = T. On the Earth he turns completely round. For this the symbol is the Cross. The symbolism of the Cross depicts the development from the Sun, through the Moon to the Earth. On the Earth the symbol of the Cross was attained by the addition of the upper vertical member above the T. This developed further in the bearing of the Cross on the shoulders. The Sun-men too had attained a certain high development. There were also Sun Adepts, who had progressed further than the other Sun-men. They passed over to the Moon. There also they had the possibility of being on a higher level than the Moon-men, and they developed to quite special heights. They were the forefathers of the Earth-men, but had hastened much further ahead. When now in the second Epoch of the Fourth Round the Hyperboreans lived in their soft forms, these Sons of the Sun were in position to incarnate and they formed a particularly beautiful Race. They were the Solar Pitris. Already in the Hyperborean Epoch they created for themselves an upright form, completely transforming the Hyperborean bodies. This the other human beings were unable to do. In the Hyperborean Epoch the Solar Pitris became the beautiful Apollo-men, who in the Second Race had already attained the upright posture. In the Old Sun everything was contained which was later extrapolated as Moon and Earth. All life and all warmth streamed up from the centre of the Sun. Then, in the next Manvantara (the Old Moon) the following took place: Out of the darkness of Pralaya the Sun emerged. A part of the Sun substance had the urge to detach itself. At first a kind of biscuit formation developed. Then the one part severed itself completely and the two bodies continued side by side as Sun and Old Moon. The Sun retained the possibility of emitting light and warmth. The Old Moon retained the power of reproduction. It was able to bring forth again the beings who had been on the Sun, but they had to be dependent on the Sun for light and warmth. Because the Old Moon itself possessed no light, the beings had to orientate themselves towards the Sun. All plants therefore completely reversed their position on the Old Moon. The animals turned half round and human beings also only turned halfway; but to compensate for this they received on the Moon the astral body, Kama, and thereby, developed warmth from within outwards. The Kama was at that time still an essentially warming force. This is why the human beings did not already then turn themselves completely towards the Sun. Life was in the darkness. The Old Moon also circled round the Sun, but not as our Earth does today. The Moon rotated around the Sun, in such a way that only one side was turned towards it. A Moon-day therefore lasted as long as a half year does today. Thus on the one side there was an intense heat and on the other side an intense cold. On the Old Moon the predecessors of man again went through a certain normal development. But there were also Moon Adepts who hastened on in advance of the rest of mankind. At the end of the Old Moon evolution these Pitri beings were much more advanced than the rest of humanity, just as the Adepts are today. Now for the first time we reach the actual Earth evolution. In the next Pralaya which followed the Moon evolution, the Moon fell back into the Sun. As one body they went through Pralaya. When the Earth eventually emerged out of the darkness the whole Sun-mass was united with it. In that epoch the first or Polarian Race began. Then the previous Sun-Men, in accordance with conditions at that time, were able to form this specially favoured species, the Sons of the Sun, because the Sun was still united with the Earth. During the Hyperborean Period the whole again divided. One part severed itself and the Earth emerged out of the Sun. It is at this point that the Kant-Laplace theory is relevant. The earth was in a nebulous condition coinciding with the Kant-Laplace theory. The outer appearance seemed like the rings around Saturn. Now the second or Hyperborean Race evolved. Gradually the seeds of the Moon-Men appeared on the Earth, the Pitris in various degrees of perfection. They all still had the possibility of reproducing themselves through self-fertilisation. A second severance followed. With the Moon everything connected with self-reproduction departed from the Earth, so that there were now three bodies: Sun, Earth, Moon. Then the possibility of self-fertilisation ceased; the Moon had drawn out what made this possible. Then the Moon was outside and there were beings who were no longer able to reproduce themselves; thus in the Lemurian Age the two sexes originated. Such forms of evolution take their course only under the special guidance of higher beings, the Devas, in order to further evolution in a certain way. The leader of this whole progression is the God who in the Hebraic tradition is called Jahve; Jehovah. He was a Moon-God. He possessed in the highest sense of the word, the power that had developed on the Moon and accordingly he endeavoured to develop mankind further in this direction. In the earthly world Jahve represents that God who endows beings with the possibility of physical reproduction. Everything else (intellect) did not lie in the Jahve-Intention. If Jahve's intention alone had continued to develop, the human being would eventually have ceased to be able to reproduce himself, for the power of reproduction would have become exhausted. He would then only have been concerned with the creation of beautiful forms, for he was indifferent to what is inward, intellectual. Jehovah wished to produce beautifully formed human beings, like beautiful statues. His intention was that the power of reproduction should be continued until it had expended itself. He wanted to have a planet that only bore upon it beautiful but completely motionless forms. If the Earth had continued its evolution with the Moon within it, it would have developed into a completely rigid, frozen form. Jehovah would have immortalised his planet as a monument to his intention. This would doubtless have come about had not those Adepts, who had hastened beyond the Moon evolution now come forward. It was just at this time that they made their appearance. They had already developed on the Moon intelligence and the Spirit which we first developed on the Earth. They now took the rest of humanity into their charge and rescued them from the fate which otherwise would have befallen them. A new spark was kindled in the human astral body. Just at that time they gave to the human astral body the impetus to develop beyond this critical point. Jahve could now save the situation only by altering his manner of working. He created man and woman. What could no longer be contained in one sex was divided between the two sexes. Two streams now existed, that of Jahve and that of the Moon Adepts. The interest of the Moon Adepts lay in spiritualising mankind. Jahve, however, wished to make of them beautiful statues. At that time these two powers contested with one another. Thus on the Earth we have to do with a force having the power of self-reproduction; Kriya-shakti. This power is only present on the Earth today in the very highest Mysteries. At that time everyone possessed it. Through this power man could reproduce himself; he then became divided into two halves with the result that two sexes came into being on the Earth. Jehovah withdrew the entire power of self-reproduction from the Earth and placed it in the Moon side by side with the Earth. Through this arose the connection between the power of reproduction and the Moon beings. Now we have human beings with a weakened power of reproduction, but not yet having the possibility of spiritualising themselves. These were the predecessors of present-day man. The Moon Adepts came to them and said: You must not follow Jehovah. He will not allow you to attain to knowledge but you should. That is the Snake. The Snake approached the woman, because she had the power to produce offspring out of herself. Now Jehovah said: Man has become like unto ourselves, and brings death into the world and everything connected with it. ‘Lucifer’ is the name given to the Moon Adepts; they are the bestowers of human intellectuality. This they gave to the astral and physical bodies; had it been otherwise the Monads would not have been able to enter into them and the Earth would have become a planetary monument to Jehovah's greatness. By the intervention of the Luciferic principle human independence and spirituality were saved. Then Jehovah, so that man should not be completely spiritualised, divided the self-reproduction process into two parts. What would have been lost however if Jehovah had continued his work alone will reappear in the Sixth Root-Race, when man will have become so spiritualised that he will regain Kriya-shakti, the creative power of reproduction. He will be in the position to bring forth his own kind. In this way mankind was rescued from downfall. Through Jehovah's power man carries within himself the possibility of rigidifying. When one observes the three lower bodies we find that these bear within them the possibility of returning to the physical condition of the Earth. The upper parts: Atma, Buddhi, Manas, were only able to enter into human beings because the influence of the Snake was added. This gave man new life and the power to remain with the earthly planet. Reproduction however became bisexual and thereby birth and death entered into the world. Previously this had not happened. When man, by working out of the spirit, transmutes the physical body, he conquers death. The separate forces exhaust themselves when they take on special forms. The force enters into the form with ever increasing density and hence life in the Lemurian Age had to receive a new impulse, which was brought about by the turning around of the Earth Globe. The axis of the Earth was gradually turned. Previously there was a tropical climate at the North Pole; later through the turning around of the Earth axis the tropical climate came into the middle region. This change proceeded with comparative rapidity but lasted nevertheless for perhaps four million years. [Rudolf Steiner later revised his time scale of earthly evolution to much shorter periods. Ed.] Four million years were needed by the Moon Pitris in order to turn the axis of the Earth. At that time the Moon Pitris development was already much further on than that of present day man. Thus at that time the two sexes developed from the unisexual human being. In the beginning among the unisexual human beings there were very retarded individuals, but also those who were very far advanced. Only a small part of the Earth was a fitting dwelling place for the descending Monads. Then it was that human beings divided into two sexes. This had taken place earlier with the animals. Side by side with human beings there existed male and female animals. Very grotesque forms were able to live on the quite differently constituted Earth. They were also able to fly. They bore within them the future promise of what human beings possess today. Esoteric religions call human beings able to bring forth their own kind Bulls. (Certain animal symbols are related to this.) The Bull is a symbol of fertility; previously came the Lion, the symbol of courage, and before this the Eagle. In the vision of Ezekiel,61 referring to those earlier times, the animals have wings because they could raise themselves above the earth. Man only appeared later. Thus we have the human being as he evolved from the unisexual into the bisexual state, and together with him bisexual animals, male and female. It was only through the Lunar Pitris that man became mature enough to have a body capable of receiving the Monads. The latter however selected only the most highly developed examples and evolved a noble human form; only these had to be withdrawn completely from intercourse with anything around them, otherwise the beautiful bodies would have been lost. It was only then that the body formed itself in accordance with the Monad. The other forms which were less advanced failed to satisfy the descending Monad; hence they poured only a part of their spiritual force into the imperfect human bodies and the third stream utterly refused to incarnate. Because of this there existed very poorly endowed human bodies and also others quite devoid of spirit. In the middle of the Lemurian Age we find the first Sons of the Fire Mist; these incarnate in the fiery element, which at that time surrounded the Earth. The Sons of the Fire Mist were the first Arhats.62 Then there arose the other two kinds. In the first Lemurian human race those who had received only a small spark were little adapted to forming a civilisation and soon went under. On the other hand those who had received absolutely nothing found full expression for their lower nature. They mingled with the animals. From them proceeded the last Lemurian races. The wild, animal instincts lived in wild animal-like human forms. This brought about a degeneration of the entire human substance. Had all human beings been fructified with Monads, the whole human race would have greatly improved. The first evil arose through the fact that certain Monads refused to incarnate. From this, through intermingling, deterioration set in. In this way the human being suffered an essentially physical degradation. Only in the Atlantean Age did the Monads regret their previous refusal; they came down and populated all mankind. In this way arose the various Atlantean races. We have now reached a time when something happened to bring about the deterioration of the Earth. The wholesale deterioration of the races brought this about. It was then that the seed of Karma was planted. Everything that came later is the result of this original Karma; for had the Monads all entered into human forms at the right time, human beings would have possessed the certainty of animals, they could not have been subject to error, but they would not have been able to develop freedom. The original Arhats could not go astray; they are angels in human form. The Moon Adepts however had so brought things about that certain Monads waited before incarnating. Through this the principle of asceticism entered into the world—reluctance to inhabit the Earth. This discrepancy between higher and lower Nature arose at this time. Because of it man became uncertain; he must now try things out, oscillating from one experience to another, in an attempt to find his way in the world. Because he had original Karma, his own further Karma came about. Now he could fall into error. The intention was that man should attain knowledge. This could only be brought about through the original Karma. The Luciferic Principle, the Moon Adepts, wanted to develop freedom and independence to an ever-greater degree. This is very beautifully expressed in the saga of Prometheus:63 Zeus will not allow human beings to get fire. Prometheus however gives them fire, the faculty of developing ever higher and higher. By so doing he condemns man to suffering. Man must now wait for the coming of a Sun Hero, until the Principle of the Sun Hero in the Sixth Race will make him able to develop further without Luciferic knowledge. Those endowed with this higher degree of advancement are like Prometheus, they are Sun Heroes. We have thus learned to know a two-fold order of human beings: those who succumbed to the Jehovah Principle, the bringing of perfection to the physical Earth, and also spiritual human beings who were becoming more highly developed. Jehovah and Lucifer are engaged in an unceasing battle. It is the intention of Lucifer to develop everything upwards, towards knowledge, towards the light. In Devachan the human being can bring a certain degree of advancement to the Luciferic Principle. The longer he remains in Devachan the more of this can he develop. He must pass through as many incarnations as are necessary in order to bring this Principle fully to perfection. Thus there exists in the world a Jehovah Principle and a Lucifer Principle. If the Jehovah Principle alone were to be taught, man would succumb to the Earth. If the teaching of reincarnation and karma were allowed to disappear entirely from the Earth we should win back for Jehovah all the Monads and physical man would be given over to the Earth, to a petrified planet. If however one teaches reincarnation and karma, man is led upwards to spiritualisation. Christianity therefore made the absolutely right compromise, and for a period of time did not teach reincarnation and karma, but the importance of the single human existence, in order that man should learn to love the Earth, waiting until he is mature enough for a new Christianity, with the teaching of reincarnation and karma, which is the saving of the Earth and brings the whole of what has been sown into Devachan. As a result, in Christianity itself there is conflict between the two Principles: the one without reincarnation and karma, the other with this teaching. In the former case, everything which Lucifer could bring about would be taken from human beings. They would actually drop out of reincarnation and turn their backs on the Earth, becoming degenerate angels. In that case the Earth would be going towards its downfall. Were the hosts of Jehovah to be victorious on the Earth, the Earth would remain behind as a kind of Moon, as a rigidified body. The possibility of spiritualisation would then be a missed opportunity. The battle in the Bhagavad Gita64 describes the conflict between Jehovah and Lucifer and their hosts. It might still be possible today for the teaching of Christianity without reincarnation and karma to prevail. Then the Earth would be lost for the Principle of Lucifer. The whole earth is still a battlefield of these two principles. The principle that leads the earth towards spirituality is Lucifer. In order to live in accordance with this Principle one must first love the Earth, one must descend on to the Earth. Lucifer is the Prince who reigns in the kingdom of science and art, but he cannot descend altogether on to the Earth: for this, his power does not suffice. Quite alone, it would be impossible for Lucifer to lead upwards what is on the Earth. For this, not only is the power of a Moon Adept necessary, but of a Sun Adept, who embraces the universality of human life, not manifesting only in science and art. Lucifer is represented as the Winged Form of the Dragon; Ezekiel describes him as the Winged Bull. Now there came a Sun Hero, similar to those who appeared in the Hyperborean Epoch, represented by Ezekiel as the Winged Lion. This Hero, Who gave the second impulse, is the Christ, the Lion out of the tribe of Judah. The representative of the Eagle will come only later; he represents the Father Principle. Christ is a Solar Hero, a Lion-Nature, a Sun Pitri. The third impulse will be represented by an Adept who was already an Adept on Saturn. Such a one cannot as yet incarnate on the Earth. When man is not only able to develop his higher nature upwards, but working creatively is able to renounce completely his lower nature, then will this highest Adept, the Saturn Adept, the Father Principle, the Hidden God, be able to incarnate.
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68c. Goethe and the Present: Weimar at the Center of German Intellectual Life
22 Feb 1892, Weimar Rudolf Steiner |
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They developed an idealistic world view together; different in form but arising from the same core, it is set forth in Schiller's “Letters on the Aesthetic Education of Mankind” and in Goethe's “Fairy Tales”. From Kant's rigorous moral law, progress is made here to a free morality that creates good out of its own initiative, not compelled to do so by a categorical imperative. |
68c. Goethe and the Present: Weimar at the Center of German Intellectual Life
22 Feb 1892, Weimar Rudolf Steiner |
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Report in the “Weimarische Zeitung” of February 26, 1892 In a series of lectures dealing with the development of the main currents of German intellectual life, the lecture characterizing the high point of this development must naturally claim the main interest. This task was the fifth lecture of the cycle: “Weimar at the Center of German Intellectual Life,” and the lecturer, Dr. Rudolf Steiner, brilliantly fulfilled this task. In a speech that was as spirited and substantial as it was clear and vivid, he sketched out an image of the main period of German culture that took place on the soil of little Weimar. Goethe's appearance in Weimar, seemingly a coincidence in his life, has become a necessary factor in cultural history. Goethe and Karl August understood each other, and from the outset each of them appreciated the high human value of the other. When Goethe came to Weimar, he had already passed through a major period of his development. Works such as “Götz” and “Werther” show his gift for bringing to light the most profound source of life, which he had developed to perfection. He had had a teacher in Shakespeare, the poet of pure humanity, whose figures are not influenced by an external destiny, but create their own destinies from within themselves. In the Prometheus fragment, this overwhelming sense of power and individuality finds its most powerful expression. Artistically, the first ten years in Weimar were the least productive of Goethe's life; but they were significant for his personal development, to which the circle in which he lived contributed greatly: Wieland, the highly gifted Duchess Anna Amalia, the admirable Duchess Luise, the clear-minded, sensible Knebel. Charlotte von Stein replaced for him on earth what his Promethean belief had taken from him in the hereafter: the need for veneration. In view of this, the dispute about the limits of this relationship is simply laughable. Herder, too, was of the greatest value for his self-education. Both encountered each other at that time in the idea of the development of earthly things, each of which is a link in the great world harmony. For Goethe, this idea was the starting point of his scientific work. In place of the exclusively subjective world view of young Goethe, there now arises a more objective one that integrates man into the universe and its eternal laws. This world view and the corresponding ideal of art found their maturity in Italy. This change can already be seen in “Iphigenia”, in the figure of Orestes. Goethe is Orestes, Frau von Stein is Iphigenia. The man hunted by the Furies does not find redemption within himself, but it is given to him from the outside. The warning that we depend on the iron laws of the outside world, and that the urge for freedom within us has to contend with the forces of life, is also preached by “Tasso”, whose motif is the deep conflict between talent and life. With this objectivism, Goethe had distanced himself from all subjective partisan points of view. Therefore, when he returned from Italy, he was a stranger to Schiller; and it was only from the moment when Schiller, absorbed in the study of philosophy, also leaned towards the exclusive subjectivism of Goethe's clarified, non-partisan world view that the two men became friends. They developed an idealistic world view together; different in form but arising from the same core, it is set forth in Schiller's “Letters on the Aesthetic Education of Mankind” and in Goethe's “Fairy Tales”. From Kant's rigorous moral law, progress is made here to a free morality that creates good out of its own initiative, not compelled to do so by a categorical imperative. Schiller sought to lead man to freedom through beauty. Many researchers have already tried to find hidden wisdom in Goethe's Fairy Tale and have come to grief on the task. Dr. Steiner has for the first time revealed and explained the deeply symbolic nature of this difficult-to-understand poem in such a way that its great human and ethical content is fully revealed. The “Fairytale” proclaims in symbolic form the same thing that Schiller's letters proclaim in abstract form: only through the sacrifice of a limited ego does man achieve that higher self where he no longer has to obey the command of a moral law coming from outside, but can do out of himself what his personal judgment advises him. The educational ideal of the classical period was universal: Goethe and Schiller also made a scientific impact. Goethe's scientific outlook is a highly idealistic one, the value of which can only be fully realized again in an idealistic direction of science. At the same time, science, especially philosophy, reached an undreamt-of height in Jena: Fichte and Schelling, in the first place, also had a stimulating effect on Schiller and Goethe. Goethe and Schiller's correspondence is the perfect expression of this universality. It found its productive expression, on the one hand, in the Xenienkampf, and on the other, in Schiller's dramas and Goethe's epic and dramatic works of the following period. The lecturer then discussed, in broad strokes, but always picking out the essential with a sure hand, the structure and the accomplished poetic form of “Hermann and Dorothea”, where the demand of classical aesthetics that the material must be fully absorbed into the form is fulfilled in the most perfect way. The same is true of the “Natural Daughter”. The accusation that here not individuals but types have been created is rejected. The essence of this work of art is that individuality is only given to the extent that it is also a necessity within the framework of the work of art. Schiller's method of characterization is quite the opposite. It presents the individual as such for his own sake, but in contrast to his youth, now without bias. Schiller's approach to Goethe's style of poetry in The Bride of Messina is only apparent; for the idea of fate is opposed to Goethe's moral world order, and basically to modern and thus also to Schiller's view of the moral demand for human freedom. Schiller's dramas also gave the stage an inner momentum; a new idealistic acting style was also developed through them. Schiller was the link between Goethe and the public; when he died, Goethe was isolated. No one could follow him to the heights that he had reached through an unparalleled self-education. This self-education is most strongly reflected in “Faust,” which accompanied him from the wildest youth to the clarified maturity of old age. The material for Faust is based on the conflict in the human soul between the positive things it has and the only suspected things it would like to acquire. The ascent to the otherworldly realm does not happen here, as in the Theophilus saga, through the grace of the higher powers, but Faust wants to fight for everything through his own strength. From the very beginning, Goethe had in mind the glorification of the victory of this lofty aspiration. And it was not a unified external action that he was aiming at, but poetic transformation of his own experiences. But just as the subjective individual experience disappears in the clear, objective, general world view in the older Goethe, so in the second part of “Faust” the experience rises far above the visible, the real, it is transformed into images, into symbols and allegories; and it is from this point of view that the second part must be considered. The speaker also touched on the same phenomenon in Wilhelm Meister. Goethe's mission was to rejuvenate humanity in an aging age. Such a transformation is also taking place in our own day, for time has grown old again. The striving that rejuvenated Goethe's time, the striving for reality, also fulfills our youth. But what a difference! Goethe understood reality to mean the inner, the necessary, the divine in the earthly, while our present sees it in the external, the accidental. But a people with such a past can never forget it without at the same time descending from the height of its culture. And the generation that cannot say of itself: And Goethe's sun, behold, it smiles on us too! With this warm appeal to the present, the speaker concluded his interesting and thoroughly original remarks, through which he gave all his listeners an instructive and enjoyable hour. |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” |
80b. The Threshold In Nature and In Man
01 Feb 1921, Basel Tr. Mary Adams Rudolf Steiner |
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It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach. The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul. In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul. Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment. We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day. In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread. They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality. It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions. What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case. We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject. Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface. We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them. It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation. What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand. Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering. How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries. We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear. I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free. One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking. The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man. We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows. We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective. And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self. In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him. This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required. We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul. It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm. And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared! As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere. In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines: To Nature's heart Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller: ‘To Nature's heart Still the cry goes, Look in your own heart, man, and tell Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature. This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature. Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view. We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner. We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character? Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake. With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep. In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills. Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature. It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities. Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul. As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world. The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being. At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul. It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold. We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place. Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature. To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say: To Nature's heart Goethe replies: Nature is neither kernel nor shell, We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being. Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.” One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.
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