313. Anthroposophical Spiritual Science and Medical Therapy: Lecture IV
14 Apr 1921, Dornach Translated by Gerald Karnow |
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The ego is indeed ultimately a unity. But the instruments of the ego, the polarity of the ego—that is the meeting of the lower ego with the higher—only establish a proper relationship in the way I have described. |
313. Anthroposophical Spiritual Science and Medical Therapy: Lecture IV
14 Apr 1921, Dornach Translated by Gerald Karnow |
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Yesterday I said that certain complexes of symptoms are condensed in the phenomena of falling asleep and awakening. It is most important first to study the symptoms that are condensed in the process of falling asleep. To fall asleep inadequately always indicates that the astral body is clinging to the physical and etheric organs, especially to the latter. (I will use these terms this time since you are now all quite familiar with them.) The astral body is too strongly bound up with these other members. This clinging of the astral body is at once evident to the spiritual investigator because, when sleep should appear, the physical and etheric organs continue to function as in the waking state, whereas in the normal person their function is clearly dampened down. Ordinarily we cannot learn the real significance of this inadequate falling asleep; hence we must acquire a comprehensive view of the phenomena in the waking state that accompany this inadequate falling asleep. We then may notice that everything revealing an involuntary functioning of the organism is a concomitant of falling asleep inadequately. Thus any involuntary twitching of the lips or blinking of the eyelids, any excessive movement of the fingers and the like—any movement that is not an expression of an inner process, any fidgeting—all these are waking concomitants of not falling asleep properly. Obviously this process can be observed only when it manifests outwardly. When such fidgetiness occurs with regard to the internal organs, a certain capacity to perceive such things must be acquired so that one understands how to relate ertain phenomena. For example, in patients suffering from anemia you may hear rushing sounds in the blood vessels on the right and left sides of the neck. These murmurs or bruits are noticeable in every person when he turns his head far to the left or right, therefore initiating a powerful unfolding of his astrality. Such an unfolding of astrality always arises when a movement that would normally be carried out voluntarily is carried out involuntarily. Whenever an otherwise voluntary movement—that is, a movement dependent on the ego—is made involuntarily, the astrality is too strongly exerted, too strongly engaged, is too strongly pressed into the organ. This is what we are dealing with in fidgety movements. Thus through such indirect observations, attention can be directed to the fidgetiness of the internal organs. Now we must add that in patients who fall asleep inadequately there is always an underlying irregularity that cannot be countered by direct, outer methods. This irregularity is not closely connected with what I had to say yesterday about magnetic and electric fields, for example. Such things have very little to do with everything accompanying inadequate sleep. Thus in such cases it is necessary to make use of remedies. If we encounter a complex of symptoms that can be grouped together under the formula, “falling asleep inadequately,” we must apply remedies, and in particular plant substances in which processes must first be called forth by cooking, burning, etc. Such remedies will play a large role in cases of inadequate falling asleep, when the disease is in the human thoracic cavity, because there we always find an irregular clinging of the astral body to the organs. All remedies obtained by combustion, by reducing the substance to ashes, or extracted from the roots by boiling will be very valuable here. Everything that remains as force in root extracts and plant ash should play a very important part in such cases. On the other hand, everything that I described yesterday will play a significant role in cases of inadequate awakening. To wake up inadequately always shows that the astral body enters too little into the organs. In diseases of the chest, this incomplete penetration by the astral body means something different from what it means in generalized diseases of the human organism. In the latter, one must try to bring in the entire astral body. This has to do with what I said about the effects of arsenic. Arsenic is effective when we have to treat an astral body already permeated by the ego, whereas when we want to treat the astral body alone, it will be especially important to apply the methods about which I spoke yesterday. In cases of inadequate awakening, we will always find something accompanying the waking process, what might be called numbness, a tendency to hold on to a dulled state of consciousness. Thus the symptoms that accompany inadequate awakening are essentially soul phenomena. Therefore it is particularly important in cases that show some defect or other in the chest organism—and at the same time the accompanying soul phenomena—to use the magnetic or electric fields curatively. At this point I will try to answer a question put to me yesterday concerning the difference between treatment by direct current and by alternating current. (In the course of these lectures I will try to answer all your questions, so far as time permits.) In cases where one is treating a weakened individual—that is a person clearly suffering from malnutrition or the like—where the disturbance proceeds more from the lower portion of the middle human being, it is better to use an alternating current. If the disturbance clearly proceeds from the upper human being, it is better to use a direct current. However, the difference is not very great, and if you use one in one case and the other in another case you cannot make too great a mistake. You will have noticed that in this realm of human health and illness dietary considerations can become quite important. This is because a subtle transition appears here from effects of a more dynamic kind, effects applied to the human being from outside, and those effects worked through by the human being himself in the transformation of plant substances. However, you will understand that because we are dealing with the region of rhythm, with phenomena based on the rhythmic functions in the human organism, there is no place for fanaticism in judging the healthy or diseased individual. There must really be no fanaticism of any kind in medical art—for example, fanatical adherence to an uncooked diet. A raw food diet also entails the exclusion of cooked plant substances obtained from the part of the plant lying toward the root, and this generally has definite consequences for the human organism: it slowly undermines the health of the respiratory system. A destructive influence on the human organism of this kind can continue for a long time, since it is not so easy to destroy this organism, but fanatical adherence to uncooked food will in time lead to shortness of breath or similar symptoms. Someone may reply, “That may be true, but I have had excellent results with a fruit diet.” But you must then note that fruits are not roots; fruits have been worked upon strongly by outer sunlight. In them an extra-terrestrial process has been intensely brought to completion. One comes very close to the process of cooking when making use of what is dynamically present in fruits. Thus if you let certain patients eat fresh fruits rather than raw roots, you do much less harm. It is best not to be fanatical in either direction; both directions must be dealt with individually. There may well be cases in which it can be clearly determined that the irregularity in the chest system comes from the circulation and not from the respiratory rhythm; it can be proven that this problem derives from the circulation rather than the respiratory rhythm. Then it is necessary to pay attention to what plays into the circulation from the digestive activities. In such cases, what is lacking can be properly assisted by a diet of raw fruits. It is quite correct, in this individual case, a diet of raw fruits could be indicated. On the other hand, if I have a patient whose symptoms suggest that the cause of the inadequate functioning of his chest system is in the breathing, I will not be able to achieve anything by such means, and in fact I may only do harm. In this case I must instead prescribe a diet of boiled roots. In dealing with this very labile system we come to realize how serious the consequences of fanaticism can be in one direction or another. In this first stage of our studies we must take into account one further thing in order to understand this system completely and not have to return to it. This is a process in the human organism that frequently escapes outer observation entirely and remains unnoticed to the detriment of human health. We should consider this here, in the first stage of our studies, this being the more pathological-therapeutic stage, whereas the next part should be more therapeutic-pathological in character. In my more public lectures I have had occasion to speak on philology; I haven't had the opportunity to introduce this in the scientific courses, but it could equally well have been considered there. In the public lectures I said that the peculiar processes that come to more outward expression in the organism during puberty discharge themselves more inwardly during the time between birth and the change of teeth, when the child is learning to speak. These processes that occur between the astral body and the human etheric and physical bodies underlie the acquisition of speech and all the changes in the human organism connected with learning to speak. These processes should be carefully observed in the child as learning to speak runs parallel with changes in the rest of the organism. One ought to follow these changes backward toward birth, that is, from the radical change at the second dentition to the time of acquiring speech. However, in addition to the change of teeth there is an equally significant change, only it is more inward and does not express itself as obviously as the change of teeth or the acquisition of speech, which can be observed by anyone because they appear outwardly. This other change is almost more important than these in human health and illness, though they are given more attention because they are outwardly manifest. This other change is actually much more significant and occurs between the change of teeth and puberty. It is a process that lies midway between those events and is due to the fact that the ego—which, in the sense explained elsewhere, is completely born exoterically only around the twentieth year—is born inwardly in the same way that the astral body is born in the acquisition of speech. This process reaches its culmination between the ninth and tenth years of life. Please consider now the following: What is latent in the human being regarding his ego, waiting to unfold, is almost entirely overlooked. The ego dwelling in the human organism really does something quite special. Everything else—the physical, the etheric, and also the astral in the human being, which only comes into contact from within with what is outside the human being by means of oxygen—all these components of the human entity are very strongly bound to the inner aspects of the human being. During sleep the ego takes only the astral with it out of the human organism. The astral body has a strong affinity for the physical, and especially for the etheric body. But this is not the case with the ego. It is here, taking into account the ego especially in its relation to the outer world, that the far-reaching difference between the human being and the animal is revealed. In taking up nourishment we introduce substances from the outer world into ourselves. These must be transformed within us. What is it that brings about this fundamental transformation of outer substances? What brings this about? In truth, this is brought about by the ego. The ego alone is sufficiently powerful to stretch out its feelers, you could say, right into the forces of outer substances. To put it schematically, an outer substance possesses certain forces that must first be destroyed (dekombiniert) if they are to be re-constituted in the human organism. The etheric and astral bodies only walk around the substances, as it were; they have no power to penetrate to the inner aspect of the substances, so they just circumvent them. It is the ego alone that really has to do with the penetration of substances, with truly entering into the substance. If you introduce food substance into the human organism, it is at first inside the human being. But the ego overlaps the entire human organism and enters directly into the food substance. The inner forces of the food substance and the ego begin to interact. Here the outer world in regard to chemistry and physics and the inner world in regard to “anti-chemistry” and “anti-physics” overlap. This is the essential aspect. Now in a child, this penetration of substances is regulated from the head until the change of teeth begins. The child is born in such a way that forces received by way of his head during embryonic development are then active in the human being in working through substances from within. But in the period between the change of teeth and puberty, which culminates between the ninth and tenth years, the ego that works from out of the lower human being, the lower ego, must meet the higher ego. In the child it is always the ego working from the upper man that works through the substances until the time indicated. Of course, I am referring to the instruments of the ego. The ego is indeed ultimately a unity. But the instruments of the ego, the polarity of the ego—that is the meeting of the lower ego with the higher—only establish a proper relationship in the way I have described. Thus the ego must enter the human organization at this time in the same way that the astral body must penetrate the human organization in learning to speak. With all this in mind, observe the phenomena that can be seen in children from about the eighth or ninth to the twelfth or thirteenth year. Study from this viewpoint just those phenomena that it is so necessary to observe in children of elementary school age. You will find their outer expression in a seeking of the human organism for a harmony, a harmony that must be established during life between the substances taken in and the inner organization of the human being. Observe carefully how the head can be reluctant, at this time, to take in the inner forces of the substances, and how this comes to expression in headaches at about the ninth, tenth, or eleventh year. Observe further the accompanying metabolic disturbances in the secretion of gastric acid, for instance. Observe all this, and you will see that there are children who suffer continually from this inadequate adjustment of the ego from below and from above. If such matters are carefully noted, one learns how to deal with them and as a rule they then disappear. They correct themselves gradually after puberty, when the astral body appears and makes good what the ego cannot do. They die away gradually between the fourteenth or fifteenth year and the twentieth or twenty-first year. Children who are sickly between the change of teeth and puberty can afterward become extraordinarily healthy. It is very instructive to observe this. You will often have found that sickly children, especially those whose illness is manifested outwardly in digestive ailments, in an irregular digestion, become quite healthy later if carefully treated. It is especially important in dealing with such cases to be extremely careful as to the diet prescribed. Splendid results can be achieved if the parents or teachers of such a child do not continually overload him with all kinds of food and with continuous persuasion to eat. That just makes the matter worse. Rather try to find out what the child can digest easily and give this frequently in small portions throughout the day. One can do these children a great service in this way. On the other hand, it is quite wrong to believe that anything is achieved by overfeeding. People often complain that we give very little homework at the Waldorf School. We have good reason for this. A system of education corresponding to reality does not heed the abstract principles—or abstractions generally—applied in many spheres of life today. Instead it takes into account everything that has to do with the real development of the human being, and it is important, above all, not to burden children with homework. Homework is frequently the concealed cause of bad digestion. These things are not always manifested outwardly until later, but they nevertheless have their influence. It is remarkable that super-sensible study of the human being leads one to see an indication in an early stage of life of what is being prepared for a later period. There is always a danger of the ego not being properly interlinked—if I may express it in this way—with the organism from below upward. This danger is really very great for almost all people, and especially for those in our time who are not of robust peasant stock. There is still a marked difference between those of peasant stock and the rest of the earth's population. One must draw a dividing line here. The rest of the population is very susceptible to the dangers arising when the ego is inadequately interlinked with the organism. The organism is then fundamentally ruined before the ego ought to insert itself. With regard to the respiratory system—also the head system—the female is more sensitive to the peculiarly labile equilibrium present there. The male is more robust regarding his chest organs, that is, less sensitive though not more stable. The same troubles can appear, but their outer expression is weaker. The female is more sensitive to the troubles arising there. What I have described as a seeking for the proper interlinking of the ego ends in a healthy human being or in anemia. Anemia (Bleichsucht) is a direct continuation of everything that happens abnormally in this way in the period from age seven onward. Anemia does not appear until later, but it is an intensified result of what was not observable in this direction in the preceding period of life. In this regard, we must now point to an exceptionally important distinction. When we study the circulatory system, we must distinguish the actual circulation—which is a sum of movements—from the metabolism which is intimately interwoven with this circulation, inserting itself into it in a sense. In the circulatory system there is an equilibrium between the metabolic system and the rhythmic system, whereas in the respiratory organism we find the equilibrium between the rhythmic organism and the nerve-sense organism. Thus when you study this middle aspect of the human being, the chest system, you must realize that it is organized polarically in two directions. Through the breathing it is organized toward the head, and through the circulation it is organized toward the metabolic-limb system. Everything within the metabolism itself, or that is intimately connected with the metabolism in man's capacity for movement—which is of great importance especially during the first or ascending half of life—inserts itself as metabolic forces into the forces of circulation. This insertion upward from the metabolism must then advance a stage further. Hence, in the process I have described we have to do with an advance, with a further stage of the activity developed by the ego in metabolism, already in the taking up of substances and then in laying hold of their inner forces. What we are dealing with here is a movement upward through the circulation and breathing into the head system, and all this must be properly coordinated in the period between the change of teeth and puberty. The egö s grasp of forces of outer substances must move upward through circulation and breathing to a proper intervention in the head system. It is a very complicated process we are dealing with here. We can really study this process by trying to grasp its influence within the “outer” digestive tract, where the substances are still quite similar to their outer states, where the substances are grasped only weakly by man's inner being. For what is the first stage in dealing with outer substances? What does the ego do when it first takes hold of outer substances? The first activity of the ego in laying hold of the forces of outer substances is accompanied by sensations of taste. Tasting—that is, working through outer substances in a way that finds subjective expression in tasting—is the first stage of laying hold of the outer forces. It then proceeds further inward. But tasting also extends further inward. The “inner” digestive organism that lies on the other side of the intestines and transfers substances into the blood is still a tasting, but a tasting that grows ever weaker. It extends upward until, in the head organism, the tasting is opposed and thereby dampened down. The activity of the head in regard to tasting consists in the damping down of tasting, it opposes it. This process must take place properly. Then, of course, the ego lays hold of the substances as they proceed further; the ego grasps them more strongly than is the case in tasting, which is subjective and merely external. This process that takes place in the outer digestive tract is strongly influenced by mineral salts. You will be able to harmonize every aspect of what I am now saying with what I said in the last course. You will see that what I am now saying is essentially bringing to completion what was said then. We have to ask ourselves, “What really is a remedy from the outer kingdoms of nature?” This is a fundamental question for medicine. What is a remedy? Anything that the organism can digest in its healthy state is not a remedy. We can only speak of a remedy when we introduce into the organism something it cannot digest in a healthy state but is able to digest only in an abnormal condition, that is able to be digested, therefore, only in an abnormal human organism. We provoke the abnormal human organism to digest something that the healthy human organism does not digest. The healing process is a continuation of digestion, but a digestion carried step by step into the interior of the human organism. Among the symptoms accompanying the condition seen in its most pronounced form in anemia we find these: fatigue, lassitude, and inadequate falling asleep and awakening. If all these symptoms appear, as can happen with most children during the period of development mentioned today, then it is necessary first to experiment with the outer digestive tract. There one must apply the mineral element, and yet not completely mineral. If you do this, you will obtain results. In the first place, these things could be observed through the symptoms that arise. For example, you may find that definite symptoms arise, all of which point to the need for the ego to take hold outwardly of the forces of outer substances. This process could be assisted by carbonate of iron. Ferrum carbonicum is a remedy that can act as a support for the weakness when the ego ought to be taking hold outwardly. Let us go a stage further and consider an inadequate intervention of the ego within the circulatory organism. We will notice that this inadequate intervention of the ego in the circulatory organism can be supported by ferrous chloride (ferrum muriaticum)—that is, by a still more purely mineral remedy. Let us go a stage further still, to what we encounter in the breathing organism. Here we can find special support for the ego through plant-acids. And if we go yet further, to the head system, we can support the ego by pure metals. These, of course, must not be used in their outer form as pure metals, for they then have no proper relation to the human organism. We must apply the finest forces of these metals. Last year I therefore said that the human organism does not allow itself to be treated with metals allopathically. The organism itself acts homeopathically; it breaks up the metals itself as they move from the digestive system to the head organism. The organism can, of course, be supported in this activity through potentization. You will see, however, that we can learn from this something about potentization. (We will return to these things later from another viewpoint.) First one must form a mental picture of the real center of the deficiency. The deeper this center lies—the farther from the head organization—the lower the potency required. The nearer this center lies to the head organization, the higher the potency we must apply. Of course, what approaches the head organization can come to expression outwardly in all kinds of ways. If you proceed properly from this viewpoint—that is, from the ego's laying hold of outer substances—you will be able to gain insight into the symptoms you encounter. This leads us back to what I have said today and have often emphasized elsewhere: that the human organism is not simply something we can draw with lines; that is only the solid part. The human organism in essence is organized fluid, organized air, organized warmth, and the ego has to intervene in these various members of the organization. The ego's intervention in the warmth conditions of the body is especially subtle and important; it does this in the following way: When a person is born we have initially an imprint of the ego and this is present in the head. This imprint is active during childhood. In order to do this, the ego must offer its being [Sein] from below upward. It must intervene in this way. This finds expression in the ego-imprint, that we have in the head, permeates the organism with warmth during childhood. It has something to do with the human organism being suffused with warmth. But this warming follows a descending curve; it is strongest at birth, since it proceeds from the head, and then moves in a descending curve. As human beings we are compelled in later life to compensate from below upward for what unfolds there in the warmth curve. We have to maintain its proper level from below through the ego's intervention in these warmth conditions. We must later oppose the descending curve by this other ascending curve. The latter depends essentially on the ego laying hold of the ascending forces of substance gained in food and leading them over into the circulation, the breathing, and then into the head system. Now imagine that this is not taking place in the right way, that the transference of the inner forces of the outer world's substances into the human organism is too weak, that it is not developed with sufficient intensity. Then insufficient warmth is introduced into the organism by way of the ego. The head, which is now only developing the descending curve, lets the body become cold. This occurs at first at the periphery. You should observe that those individuals who suffer from this further development of the condition of lassitude, due to all I have described, have cold hands and feet. This is palpable, for you can sense here how the process that was accomplished in childhood from above downward through the imprint of the ego is not being met in the necessary way by the active ego, by the ego that must be developed and that carries warmth right into the outermost periphery of the limbs. This will show you that we have what you could call pictures in what manifests outwardly in this way; for as soon as you apply yourself to perceiving things pictorially, as soon as you take into account the interplay in the human being of the various forces above with the forces below—if you consider these so delicately that you arrive at a pictorial impression—you have pictures. In cold hands and feet you have pictures of something that is taking place in the entire human organism and appears in this way. One learns to make use of symptoms so that from them there springs forth a knowledge of the whole human being. If a person has cold hands and feet, it is a profound sign that the ego is not intervening properly in later stages of life. If we are attentive to such things, if only we enter into what spiritual science has to say out of its considerations, we gain a connection with the human organism. Otherwise we will see that through inattention we gradually lose touch with a real, penetrating insight into the human organism. If only we can enter into what spiritual science has to offer, we receive a connection with the human organism, we grow into it. Consider the following, for instance: Spiritual science continually impresses upon us the fact that in mari s power to hold himself erect there lies something connected with the development of the ego from below upward. This power of holding himself erect is at first expressed only outwardly in a certain sense. It is supported by what streams from above downward. When the change of teeth is accomplished, when this force of erectness has done its work in the proper way, this elementary force of erectness comes to a full stop and now transfers its influence to the inside. Now the balance of the forces that work upward from below and downward from above must be created within. Then the forces from above downward and from below upward appear in contrast. They meet each other. In this one-dimensional encounter, as you could call it, between forces from above and forces from below, one can see especially what is taking place in this period. Just observe what especially fatigues people with a tendency to anemia. They become most tired when they climb stairs, not when they walk on the horizontal. This points directly to the phenomena that we have been studying. People with a tendency to anemia will always complain about climbing stairs. Thus by looking at the symptoms, by observing what comes to living expression in a process of becoming, we can get a hold of what stands spiritually behind the human being. Then we can come to the point where we learn simply to read what needs to be done in response to these abnormal conditions from what we have gained through diagnostic pathology. We will take this further tomorrow. |
323. Astronomy as Compared to Other Sciences: Lecture XVI
16 Jan 1921, Stuttgart Translator Unknown |
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This will enable you to conceive the polarities of Nature no longer merely in the sense of outwardly opposite directions, where all the time the inner quality would be the same; whereas in fact the inner quality, the inner sense and direction, is not the same. |
323. Astronomy as Compared to Other Sciences: Lecture XVI
16 Jan 1921, Stuttgart Translator Unknown |
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What we are doing, as you will have seen, is to bring together the diverse elements by means of which in the last resort we shall be able to determine the forms of movement of the heavenly bodies, and—in addition to the forms of movement—what may perhaps be described as their mutual positions. A comprehensive view of our system of heavenly bodies will only be gained when we are able to determine first the curve-forms (inasmuch as forms of movement are called curves), i.e. the true geometrical figures, and then the centres of observation. Such is the task before us along our present lines of study, which I have formed as I have done for very definite reasons. The greatest errors that are made in scientific life consist in this: they try to make syntheses and comprehensive theories when they have not yet established the conditions of true synthesis. They are impatient to set up theories—to gain a conclusive view of the thing in question,—they do not want to wait till the conditions are fulfilled, subject to which alone theories can properly be made. Our scientific life and practice needs this infusion badly,—needs to acquire a feeling of the fact that you ought not to try and answer questions when the conditions for an intelligent answer are not yet achieved. I know that many people (present company of course excepted) would be better pleased if one presented them with curves all ready made, for planetary or other movements. For they would then be in possession of tangible answers. What they are asking is in effect to be told how such and such things are in the Universe, in terms of the ideas and concepts they already have. What if the real questions are such as cannot be answered at all with the existing ideas and concepts? In that case, theoretic talk will be to no purpose. One's question may be set at rest, but the satisfaction is illusionary. Hence, in respect to scientific education, I have attempted to form these lectures as I have done. The results we have gained so far have shown that we must make careful distinctions if we wish to find true forms of curves for the celestial movements. Such things as these, for instance, we must differentiate: the apparent movements seen in the paths of Venus and of Mars respectively,—Venus making a loop when in conjunction, Mars when in opposition to the Sun. We came to this conclusion when trying to perceive how diverse are the forms of curves that arise in man himself through the forces that build and form him. We ascertained quite different forms of curve in the region of the head-nature and in the organization of the metabolism and the limbs. The two types of form are none the less related, but the transition from one to the other must be sought for outside of space,—at least beyond the bounds of rigid Euclidean space. Then comes a further transition, which still remains for us to find. We have to pass from what we thus discover in our own human frame, to what is there outside in Universal Space, which only looks to us plainly Euclidean. We think it nicely there, a rigid space, but that is mere appearance. As to this question, we only gain an answer by persevering with the same method we have so far developed. Namely we have to seek the real connection of what goes on in man himself and what goes on outside in Universal Space, in the movements of the celestial bodies. Then we are bound to put this fundamental question: What relation is there, as to cognition itself, between those movements that may legitimately be considered relative and those that may not? We know that amid the forming and shaping forces of the human body we have two kinds: those that work radially and those which we must think of as working spherically. The question now is, with regard to outer movements: How, with our human cognition do we apprehend that element of movement which takes its course purely within the Sphere, and how do we apprehend that element which takes its course along the Radius? [IMAGE REMOVED FROM PREVIEW] A beginning has been made in Science as you know, even experimentally, in respect of these two kinds of spatial movement. The movements of a heavenly body upon the Sphere can of course be seen and traced visually. Spectrum analysis however also enables us to detect those movements that are along the line of sight, spectrum analysis enables us to recognise the fact. Interesting results have for example been arrived at with double stars that move around each other. The movement was only recognizable by tackling the problem with the help of Doppler's principle,—that is the experimental method to which I am referring. For us, the question now is whether the method which includes man in the whole cosmic system will give us any criterion—I express myself with caution—any criterion to tell whether a movement may perhaps only be apparent or whether we must conclude that it is real. Is there anything to indicate that a given movement must be a real one? I have already spoken of this. We must distinguish between movements that may quite well be merely relative and on the other hand such movements as the “rotating, shearing and deforming movements” (so we described them), the very character of which will indicate that they cannot be taken in a merely relative sense. We must look for a criterion of true movement. We shall gain it in no other way than by envisaging the inner conditions of what is moving. We cannot possibly confine ourselves to the mere outer relations of position. A trite example I have often given is of two men whom I see side by side at 9 am and again at 3 in the afternoon. The only difference is, one of them stayed there while the other went on an errand lasting six hours. I was away in the meantime and did not see what happened. At 3 pm I see them side by side again. Merely observing where they are outwardly in space, will never tell me the true fact. Only by seeing that one is more tired than the other—taking account of an inner condition therefore—shall I be able to tell, which of them has been moving. This is the point. If we would characterize any movement as an inherent and not a merely relative movement, we must perceive what the thing moved has undergone in some more inward sense. For this, a further factor will be needed, of which tomorrow. Today we will at least approach the problem. We must in fact get hold of it from quite another angle. If we in our time study the form and formation of the human body and look for some connection with what is there in cosmic space, the most we can do to begin with is in some outward sense to see that the connection is there. Man is today very largely independent of the movements of cosmic space; everything points to the fact that this is so. For all that comes to expression in his immediate experience, man has emancipated himself from the phenomena of the Universe. We therefore have to look back into the time when what he underwent depended less upon his conscious life of soul than in his ordinary, by which I mean, post-natal life on Earth. We must look back into the time when he was an embryo. In the embryo the forming and development of man does indeed take place in harmony with cosmic forces. What afterwards remains is only what is carried forward, so to speak. Implanted in the whole human organization during the embryonal life it then persists. We cannot say it is "inherited" in the customary sense, for in fact nothing is inherited, but we must think of some such process, where entities derived from an earlier period of development stay on. We must now look for an answer to the question: Is there still anything in the ordinary life we lead after our birth—after full consciousness has been attained—is there still any hint of our connection with the cosmic forces? Let us consider the human alternation of waking and sleeping. Even the civilized man of today still has to let this alternation happen. In its main periodicity, if he would stay in good health, it still has to follow the natural alternation of day and night. Yet as you know very well, man of today does lift if out of its natural course. In city life we no longer make it coincide with Nature. Only the country folk do so still. Nay, just because they do so, their state of soul is different. They sleep at night and wake by day. When days are longer and nights shorter they sleep less; when nights are longer the sleep longer. These aspects however can at most lead to vague comparisons; no clear perception can be derived from them. To recognize how the great cosmic conditions interpenetrate the subjective conditions of man, we must go into the question more deeply. So shall we find in the inner life of man some indication of what are absolute movements in the great Universe. I will now draw your attention to something you can very well observe if only you are prepared to extend your observation to wider fields. Namely, however easily man may emancipate himself from the Universe in the alternation of sleeping and waking as regards time, he cannot with impunity emancipate himself as regards spatial position. Sophisticated folk—for such there are—may turn night into day, day into night, but even they, when they do go to sleep, must adopt a position other than the upright one of waking life. They must, as it were, bring the line of their spine into the same direction as the animal's. One might investigate a thing like this in greater detail. For instance, it is a physiological fact that there are people who in conditions of illness cannot sleep properly when horizontal but have to sit more upright. Precisely these deviations from the normal association of sleep with the horizontal posture will help to indicate the underlying law. A careful study of these exceptions—due as they are to more or less palpable diseases (as in the case of asthmatic subjects for example)—will be indicative of the true laws in the domain. Taking the facts together, you can quite truly put it in this way: To go to sleep, man must adopt a position whereby his life is enabled in some respects to take a similar course, while he is sleeping, to that of animal life. You will find further confirmation in a careful study of those animals whose spinal axis is not exactly parallel to the Earth's surface. Here again I can only give you guiding lines. For the most part, these things have not been studied in detail; the facts have not been looked at in this manner, or not exhaustively. I know they have never been gone into thoroughly. The necessary researches have not been undertaken. And now another thing: You know that what is trivially called “fatigue” represents a highly complex sequence of events. It can come about by our moving deliberately. When we move deliberately, we move our centre of gravity in a direction paralleled to the surface of the Earth. In a sense, we move about a surface parallel to the Earth's surface. The process which accompanies our outward and deliberate movements takes its course in such a surface. Now here again we can discover what belongs together. On the one hand we have our movement and mobility parallel to the surface of the earth, and our fatigue,—becoming tired. Now we go further in our line of thought. This movement parallel to the surface of the Earth, finding its symptomatic expression in fatigue, involves a metabolic process—an expenditure of metabolism. Underlying the horizontal movement there is therefore a recognizable inner process in the human body. Now the human being is so constituted that he cannot well do without such movement—including all the concomitant phenomena, the metabolic expenditure of substance and so on. He needs all this for bodily well-being. If you're a postman, your calling sees to it that you move about horizontally; if you are not a postman you take a walk. Hence the relationship, highly significant for Economics, between the use and value of that mobility of man which enters into economic life and that which stays outside it—as in athletics, games and the like. Physiological and economic aspects meet in reality. In my critique of the economic concept of Labour, you may remember I have often mentioned this. It is at this point that the relation emerges between a purely social science and the science of physiology, nor can we truly study economics if we disregard it. For us however at the present moment, the important thing is to observe this parallelism of movement in a horizontal surface with a certain kind of metabolic process. Now the same metabolic process can also be looked for along another line. We think once more of the alternation of sleeping and waking. But there is this essential difference. The metabolic transformation, when it takes place with our deliberate movements, makes itself felt at once as an external process, even apart from what goes on inside the human being. If I may put it so, something is then going on, for which the surface of the human body is no exclusive frontier. Substance is being transformed, yet so that the transformation takes place as it were in the absolute; the importance of it is not only for the inside of man's body. (The world “absolute” must of course again be taken relatively!) That we get tired is, as I said, a symptomatic concomitant of movement and of the metabolic process it involves. Yet we also get tired if we have only lived the life-long day while doing nothing. Therefore the same entities which are at work when we move about with a will, are also at work in the human being in his daily life simply by virtue of his internal organization. The metabolic transformation must also be taking place when we just get tired, without our bringing it about by any deliberate action. We put ourselves into the horizontal posture so as to bring about the same metabolism which takes place when we are not acting deliberately,—which takes place simply with the lapse of time, if I may so express it. We put ourselves into the horizontal posture during sleep, so that in this horizontal position our body may be able to carry out what it also carries out when we are moving deliberately in waking life. You see from this that the horizontal position as such is of great significance. It is not a matter of indifference, whether or not we get into this position. To let our inner organism carry out a certain process without our doing anything to the purpose, we must bring ourselves into the horizontal position in which there happens in our body something that also happens when we are moving by our deliberate will. A movement must therefore be going on in our body, which we do not bring about by our deliberate will. A movement which we do not bring about by our deliberate will must be of significance for our body. Try to observe and interpret the given facts and you will come to the following conclusion, although again—for lack of time—in saying this I must leave out many connecting links. Human movement, as we said just now, involves an absolute metabolic process or change of substance, so that what then goes on in our metabolism has, so to speak, real chemical or physical significance, for which the limits of our skin are in some sense non-existent;—so that the human being in this process belongs to the whole Cosmos. And now the very same metabolic change of substance is brought about in sleep, only that then its significance remains inside the human body. The change of substance that takes place in our deliberate movement takes place also in our sleep, but the outcome of it is then carried from one part of our body to another. During sleep, in effect, we are supplying our own head. We are then carrying out or rather, letting the inside of our body carry out for us—a metabolic process of transformation for which the human skin is an effective frontier. The transmutation so takes place that the final process to which it leads has its significance within the bodily organization of man. Once more then, we may truly say: We move of our own will, and a metabolic process (a transformation of substance) is taking place. We let the Cosmos move us; a transformation of substance is taking place once more. But the latter process goes on in such a way that the outcome of it—which in the former metabolic process takes its course, so to speak, in the external world—turns inward to make itself felt as such within the human head. It turns back and does not go flowing outward and away. Yet to enable it to turn back, nay to enable it to be there at all, we have to bring ourselves into the horizontal posture. We must therefore study the connection between those processes in the human body that take place when we move deliberately and those that take place when we are sleeping. And from the very fact that we are obliged to do this at a certain stage of our present studies, you may divine how much is implied when in the general Anthroposophical lectures I emphasize—as indeed I must do, time and gain,—that our life of will, bound as it is to our metabolism, is to our life of thought and indeation even as sleeping is to waking. In the unfolding of our will, as I have said again and again, we are always asleep. Here now you have the more exact determination of it. Moving of his own will and in a horizontal surface, man does precisely the same as in sleep. He sleeps by virtue of his will. Sleep, and deliberate or wilful movement, are in this relation. When we are sleeping in the horizontal posture, only the outcome is different. Namely, what scatters and is dispersed in the external world when we are moving deliberately, is received and assimilated, made further use of, by our own head-organisation when we are asleep. We have then these two processes, clearly to be distinguished from one another:—the outward dispersal of the metabolic process when we move about deliberately in day-waking life, and the inward assimilation of the metabolic process by all that happens in our head when we are sleeping. And if we now relate this to the animal kingdom, we may divine how much it signifies that the animal spends its whole life in the horizontal posture. This turning-inward of the metabolism to provide the head must be quite different in the animal. Also deliberate movement must be quite different in the animal from what it is in man. This is the kind of thing so much neglected in the Science of today. They only speak of what presents itself externally, failing to see that the same external process may stand for something different in the one creature and in the other. For example—quite apart now from any religious implication—man dies and the animal dies. It does not follow that this is psychologically the same in either case. A scientist who takes it to be the same and bases his research on this assumption is like a man who would pick up a razor and declare: This is a kind of knife, therefore the same function as any other knife; so I will use it to cut my dumpling. Put on this simple level, you may answer: No-one would be so silly. Yet have a care, for this is just what happens in the most advanced researches. This then is what we are led to see. In our deliberate movements we have a process finding its characteristic expression in curves that run parallel to the surface of the Earth; we cannot but make curves of this direction. What have we taken as fundamental now, in this whole line of thought? We began with an inner process which takes its course in man. In sleep this is the given thing, yet on the other hand we ourselves bring a like process about by our own action. Through what we do ourselves, we can therefore define the other. The possibility is given, logically. What is done to our bodily nature from out of cosmic space when are sleeping, this we can treat as the thing to be defined,—the nature of which we seek to know. And we can use as the defining concept what we ourselves do in the outer world—what is therefore well-known to as to its spatial relations. This is the kind of thing we have to look for altogether, in scientific method: Not to define phenomena by means of abstract concepts, but to define phenomena by means of other phenomena. Of course it presupposes that we do really understand the phenomena in question, for only then can we define them by one-another. This characteristic of Anthroposophical scientific endeavour. It seeks to reach a true Phenomenalism,—to explain phenomena by phenomena instead of making abstract concepts to explain them. Nor does it want a mere blunt description of phenomena, leaving them just as they are in the chance distributions of empirical fact and circumstance, where they may long be standing side by side without explaining one-another. I may digress a moment at this point, to indicate the far-reaching possibilities of this “phenomenological” direction in research. The empirical data are at hand, for us to reach the right idea. There is enough and to spare to empirical data. What we are lacking in is quite another thing, namely the power to synthesize them,—in other words, to explain one phenomenon by another. Once more, we have to understand the phenomena before w can explain them by each other. Hence we must first have the will to proceed as we are now trying to do,—to learn to penetrate the phenomenon before us. This is so often neglected. In our Research Institute we shall not want to go on experimenting in the first place with the old ways and methods, which have produced enough and to spare of empirical data. (I speak here not from the point of view of technical applications but of the inner synthesis which is needed.) There is no call for us to go on experimenting in the old ways. As I said in the lectures on Heat last winter, we have to arrange experiments in quite new ways. We need not only the usual instruments from the optical instrument makers; we must devise our own, so as to get quite different kinds of experiments, in which phenomena are so presented that the one sheds light on the other. Hence we shall have to work from the bottom upward. If we do so, we shall find an abundance of material for fresh enlightenment. With the existing instruments our contemporaries can do all that is necessary; they have acquired admirable skill in using them in their one-sided way. We need experiments along new lines, as you must see, for with the old kind of experiment we should never get beyond certain limits. Nor on the other hand will it do for us merely to take our start from the old results and then indulge in speculation. Again and again we need fresh experimental results, to bring us back to the facts when we have gone too far afield. We must be always ready to find ways of means, when we have reached a certain point in our experimental researches, not just to go on theorising but to pass on to some fresh observation which will help elucidate the former one. Otherwise we shall not get beyond certain limits, transient though they are, in the development of Science. I will here draw attention to one such limit, which, though not felt to be insurmountable by our contemporaries, will in fact only be surmounted when fresh kinds of experiment are made. I mean the problem of the constitution of the Sun. Careful and conscientious observations have of course been made by all the scientific methods hitherto available, and with this outcome: First they distinguish the inner most part of the Sun; what it is, is quite unclear to them. They call it the solar nucleus, but none can tell us what it is; the methods of research do not reach thus far. To say this is no unfriendly criticism; everyone admits it. They then suppose the Sun's nucleus to be surrounded by the so-called photo-sphere, the atmosphere, the chromosphere and the corona. From the photosphere onward they begin to have definite ideas abut it. Thus they are able to form some idea about the atmosphere, the chromosphere. Suppose for instance that they are trying to imagine how Sun-spots arise. Incidentally, this strange phenomenon does not happen quite at random; it shows a certain rhythm, with maxima and minima in periods of about eleven years. Examine the Sun-spot phenomena, and you will find they must in some way be related to processes that take place outside the actual body of the Sun. In trying to imagine what these processes are like, our scientists are apt to speak of explosions or analogous conditions. The point is that when thinking in this way they always take their start from premisses derived from the earthly field. Indeed, this is almost bound to be so if one has not first made the effort to widen out one's range of concepts,—as we did for instance when we imagined curves going out of space. If one has not done something of this kind for one' s own inner training, one has no other possibility than to interpret on the analogy of earthly conditions such observations as are available of a celestial body that is far beyond this earthly world. Nay, what could be more natural—with the existing range of thought—than to imagine the processes of the solar life analogous to the terrestial, but for the obvious modifications. Yet in so doing one soon encounters almost insuperable obstacles. That which is commonly thought of as the physical constitution of the Sun can never really be understood with the ideas we derive from earthly life. We must of course begin with the results of simple observation, which are indeed eloquent up to a point; then however we must try to penetrate them with ideas that are true to their real nature. And in this effort we shall have to come to terms with a principle which I may characterize as follows. It is so, is it not? Given some outer fact or distribution which we are able thoroughly to illumina with a truth of pre Geometry we say to ourselves: how well it fits: we build it up purely by geometrical thinking and now the outer reality accords with it. It hinges-in, so to speak. We feel more at one with outer reality when we thus find again and recognize what we ourselves first constructed, (yet the delight of it should not be carried too far. Somehow or other, one must admit, it always “hinges-in” even for those theorists who get a little unhinged themselves in the process: They too are always finding the ideas they first developed in their mind in excellent agreement with the external reality. The principle is valid, none the less.) The following attempt must now be made. We may begin by imagining some process that takes place in earthly life. We follow the direction of it outward from some central point. It takes its course therefore in a radial direction. It may be a kind of outbreak, such for example as a volcanic eruption, or the tendency of deformation in an earthquake or the like. We follow such a process upon Earth in the direction of a line that goes outward from the given centre. And now in contrast to this you may conceive the inside of the Sun, as we are want to call it, to be of such a nature that its phenomena are not thrust outward from the centre, but on the contrary; they take their course from the corona inward, via the chromosphere, atmosphere and photosphere,—not from within outward therefore, but from without inward. You are to conceive , once more,—if this (Fig. 2) is the photosphere, this the atmosphere, this the chromosphere and this the corona,—that the processes go inward and, so to speak, gradually lose themselves towards the central point to which they tend just as phenomena that issue from the Earth lose themselves outward in expanding spheres, into the wide expanse. You will thus gain a mental picture which will enable you to bring some kind of synthesis and order into the empirical results. Speaking more concretely, you would have to say: If causes on the Earth are such as to bring about the upward outbreak for example of an active crater, the cause on the Sun will be such that if there is anything analogous to such an outbreak, it will happen from without inward. The whole nature of the phenomenon holds it together in quite another way. While on the Earth it tends apart, dispersing far and wide, here this will tend together, striving towards the centre. [IMAGE REMOVED FROM PREVIEW] You see, then what is necessary. First you must penetrate the phenomena and understand them truly. Only then can you explain them by one-another. And only when we enter thus into the qualitative aspect,—only when we are prepared, in the widest sense of the word, to unfold a kind of qualitative mathematics,—shall we make essential progress. Of this we shall speak more tomorrow. Here I should only like to add that there is a possibility, notably for pure mathematicians, to find the transition to a qualitative mathematics. Indeed this possibility is there in a high degree, especially in our time. We need only consider Analytical Geometry, with all its manifold results, in relation to Synthetic Geometry—to the real inner experience of Projective Geometry. True, this will only give us the beginning, but it is a very, very good beginning. You will be able to confirm this if you once begin along this pathway,—if for example you really enter into the thought and make it clear to yourself that a line has not two infinitely distant points (one in the one and one in the opposite direction) but only one,—fact of which there is no doubt. You will then find truer and more realistic concepts in this field, and from this starting-point you will find your way into a qualitative form of mathematics. This will enable you to conceive the polarities of Nature no longer merely in the sense of outwardly opposite directions, where all the time the inner quality would be the same; whereas in fact the inner quality, the inner sense and direction, is not the same. The phenomena at the anode and the cathode for example have not the same inner direction; an inherent difference underlies them, and to discover what the difference is, we must take this pathway. We must not allow ourselves to think of a real line as though it had two ends. We should be clear in our mind that a real line in its totality must be conceived not with two ends but with one. Simple by virtue of the real conditions, the other end goes on into a continuation, which must be somewhere. Please do not underestimate the scope and bearing of these lines of thought. For they lead deep into many a riddle of Nature, which, when approached without such preparation, will after all only be taken in such a way that our thoughts remain outside the phenomena and fail to penetrate. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Adolescents after the Fourteenth Year
04 Jan 1922, Dornach Translated by Roland Everett |
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Physically, they gain the ability to procreate; spiritually, they gain the ability to experience humankind as a whole. During this new stage, the polarity between man and woman becomes quite obvious. Any realization of human potential on earth is possible only through a real understanding of the other sex by means of social interaction; and this applies to the realm of soul and spirit as well. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Adolescents after the Fourteenth Year
04 Jan 1922, Dornach Translated by Roland Everett |
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By the time students reach their mid-teens, they have already entered puberty. Teachers need to keep this very much in mind well before it actually manifests. We simply need to open our eyes to what happens in growing children, both before and during the process of sexual maturity, to appreciate how important it is to be prepared for this challenge. We have seen in our studies that until the change of teeth children are imitators and that, while there is still no clear differentiation between organic functions and soul activities, children are inwardly given over to the soul and spiritual forces flowing down from the head, which continue work organically and permeate the whole organism. The most characteristic feature of this stage is the way those soul-spiritual forces work together with the bodily forces. I will need to use the insights of clairvoyant consciousness to give you a clear description of what happens in young children at this stage of life—not because I think we need to form our ideas in a particular way, but it just may be the best way to understand what has been said so far. When young children sleep, the soul and spiritual members leave the physical sheaths (just as in any adult) and re-enter at the moment of awaking. In children, however, there is still no significant difference between conscious experiences while awake and unconscious experiences during sleep. Normally, if no memories of daytime events enter the world of sleep (and this rarely happens in childhood), the sleeping life of children moves within realms far beyond the earthly sphere. From these higher worlds, active forces are drawn that then work during the waking state, from the brain down into a child’s whole organism. During the second dentition, certain soul and spiritual forces in children are released from working entirely in the organic sphere. They begin to assume an independent, soul-spiritual quality. Between the change of teeth and puberty, thinking, feeling, and willing in children begin to work more freely. Children are no longer imitators but, through a natural feeling for authority, they develop the consciousness they need to connect with the world. This faith in adult authority is essential, because outer conditions are not enough to ensure that children connect sufficiently with the world. The way adults confront one another, whether verbally or by other means, is very different from the way children encounter adults. Children need the additional support that a sense of authority provides. Consequently, experiences while awake will enter their soulspiritual life during sleep. So, teachers have the possibility of reaching children through education between the change of teeth and puberty to the same extent that earthly experiences enter children’s sleep and replace those of the spiritual world. With the onset of puberty, an entirely new situation begins, and emerging adolescents are essentially different from what they were prior to sexual maturity. To describe this, it may be helpful to refer back to what was said at the end of yesterday’s lecture. Until the change of teeth, it is normal for children to live entirely within the physical body. However, if this state is extended beyond its natural time, when it would no longer be normal, it results in a very melancholic temperament. During childhood it is natural to have a relationship between the soulspiritual and physical organization that characterizes an adult melancholic. Bear in mind that what is right and good for one stage of life becomes abnormal in another. During the second dentition, certain soul-spiritual forces are liberated from previous organic activities, and they flow into what I call the body of formative forces, or ether body. This member of the human being is linked entirely to the outer world, and it is appropriate for children to live in it between the change of teeth and puberty. If, even before the change of teeth, these ether forces were excessive—that is, if the child has lived too much in the etheric sheath before the second dentition—the result is a decidedly phlegmatic temperament. However, children can have a normal and balanced relationship with the ether body, and this is absolutely essential between the seventh and the fourteenth years, between the change of teeth and puberty. Again, if this condition is carried too far into later life, a decidedly phlegmatic temperament develops in the adult. The true birthplace of the sanguine temperament is the next member of the human being that, under normal circumstances, becomes independent during puberty. Yesterday, I called this the astral body—the member of the human being that lives beyond space and time. If, between the change of teeth and puberty, children draw too much from what should come into its own only with sexual maturity, a sanguine temperament arises. Growing human beings become inwardly mature for sanguinity only with the arrival of puberty. Thus everything in life has a normal period of time. Various abnormalities arise when something that is normal for one period of life is pushed into another. If you survey life from this point of view, you begin to understand the human being more deeply. What really happens as children mature sexually? During the past few days we have already illuminated this somewhat. We have seen how children continue, after the change of teeth, to work inwardly with forces that have to a certain degree become liberated soul-spiritual forces. During the following stages, children incarnate via the system of breathing and blood circulation, and the tendons and the muscles grow more firmly onto the bones. They incarnate from within out, toward the human periphery, and at the time of sexual maturity young adolescents break through into the outer world. Only then do they stand fully in the world. This dramatic development makes it imperative for teachers to approach adolescents, who have passed through sexual maturity, quite differently from the way they dealt with the children before. Basically, the previous processes, before puberty, involved emancipated soul-spiritual forces that still had nothing to do with sex in its own realm. True, boys or girls show definite predispositions toward their own sexes, but this cannot be considered sexuality as such. Sexuality develops only after the breakthrough into the external world, when a new relationship with the outer world is established. But then, at this time, something happens in the realm of an adolescent’s soul and bodily nature, and this is not unlike what occurred previously during the second dentition. During the change of teeth, forces were liberated to become active in a child’s forces of thinking, feeling, and willing, which were then directed more toward the memory. The powers of memory were then released. Now, at puberty, something else becomes available for free activity in the soul realm. These are powers that previously entered the rhythms of breathing and, subsequently, strived to introduce rhythmic qualities into the musculature and even the skeleton. This rhythmic element is now transformed into an adolescent receptiveness to the realm of creative ideas and fantasy. Fundamentally, true powers of fantasy are not born until puberty, because they come into their own only after the astral body is born. The astral body exists beyond time and space and links together past, present, and future according to its own principles, as we experience it in our dreams. What is it that adolescents bring with them when they break through into the outer world via the skeletal system? It is what they originally brought with them from pre-earthly existence; it was gradually interwoven with their whole inner being. And now, with the onset of sexual maturity, adolescents are, as it were, cast out of the spiritual world. Without exaggerating, we can express it that strongly, because it represents the facts; with the coming of puberty, young people are cast out of the living world of spirit and thrown into the outer world, which they perceive only through the physical and ether bodies. Although adolescents are not aware of what is happening inside them, subconsciously this plays a very important role. Subconsciously, or semi-consciously, it makes adolescents compare the world they have now entered with the one they formerly held within themselves. Previously, they had not experienced the spiritual world consciously, but they nevertheless found it possible to live in harmony with it. Their inner being felt attuned to it and prepared to cooperate freely with the soul-spiritual realm. But now, conditions have changed, and the external world no longer offers such possibilities. It presents all sorts of hindrances that, in themselves, create a desire to overcome them. This, in turn, leads to a tumultuous relationship between adolescents and the surrounding world, which lasts from fourteen or fifteen until the early twenties. This inner upheaval is bound to come, and teachers do well to be aware of it before it arrives. There may be overly sensitive people who believe that it would be better to save teenagers from this inner turmoil, only to find that they have become their greatest enemy. It would be quite incorrect to try to spare them this tempestuous time of life. It is far better to plan ahead in your educational goals, so that what you do before they reach puberty comes to help and support adolescents in their struggles of soul and spirit. Teachers must be clear that, with the arrival of puberty, a completely different being emerges, born out of a new relationship with the world. It is no good appealing to students’ previous sense of authority; now they will demand reasons for all that is expected of them. Teachers must get into the habit of approaching a young man or woman rationally. For example, think of an adolescent boy whom the spiritual world has led into this earthly world and who now becomes rebellious because it is so different from what he expected. The adult must try to show him (and without any pedantry) that everything he meets in this world has “prehistory.” The adult must get this adolescent to see that present conditions are the consequences of what went before. You must act the part of an expert who really understands why things have come to be as they are. From now on, you will accomplish nothing by way of authority. You have to convince adolescents through the sheer weight of your indisputable knowledge and expertise and provide waterproof reasons for everything you do or expect of them. If, at this stage, students cannot see sound reasons in the material you give them, if conditions in the world seem to make no sense to them, they begin to doubt the rightness of their earlier life. They feel they are in opposition to what they experienced during those years that, seemingly, merely led to the present, unacceptable conditions. And if, during this inner turmoil, they cannot find contact with someone who can reassure them, to some extent at least, that there are good reasons for what is happening in the world, then the inner stress may become so intolerable that they might break down altogether. This newly emerged astral body is not of this world, and these young people have been cast out of the astral world. They willingly enter this earthly world only if they can be convinced of its right to exist. It would be a complete misunderstanding of what I have been describing to think that adolescents are the least bit aware of what is happening in them. During ordinary consciousness, this struggle arises in dim feelings from the unconscious. It surges up through blunted will impulses. It lives in the disappointment of seemingly unattainable ideals, in frustrated desires, and perhaps in a certain inner numbness to what manifests in the unreasonable events of the world. If education is to be effective at all during this stage (which it must be for any young person willing to learn), then your teaching must be communicated in the appropriate form. It must be a preparation for the years to come—up to the early twenties and even later in life. Having suffered the wounds of life and having retaliated in their various ways, young people from fifteen to the early twenties must eventually find their way back into the world from which they were evicted during puberty. The duration of this period varies, especially during our chaotic times, which tend to prolong it even longer into adult life. Young people must feel they are accepted again and be able to renew contact with the spiritual world, for without it, life is impossible. However, should they feel any coercion from those in authority, this new link loses all meaning and value for life. If we are aware of these difficulties well before the arrival of puberty, we can make good use of the inborn longing for authority in children, bringing them to the point at which there is no longer any need for an authoritarian approach. And this stage should coincide with the coming of sexual maturity. By then, however, educators must be ready to give convincing reasons for everything they ask of their students. Seen from a broader, spiritual perspective, we can observe the grand metamorphosis taking place in a young person during the period of sexual maturity. It is very important to realize that the whole question of sex becomes a reality only during puberty, when adolescents enter the external world as I have described it. Naturally, since everything in life is relative, this, too, must be taken as a relative truth. Nevertheless, you should realize that, until sexual maturity, children live more as generic human beings; it is not until the onset of puberty that they experience the world differently, according to whether they are men or women. This realization (which in our generally intellectual and naturalistic civilization cannot be assumed) allows real insight into the relationship between the sexes for those who work with open minds toward knowledge of the human being. It also helps them understand the problem of women’s position in society, not just during our time but also in the future. Once you appreciate the tremendous transformation that occurs in the male organism during the change of voice (to use one example), you will be able to understand the statement that, until the age of sexual maturity, a child retains a more general human nature, one still undivided into the sexes. Similar processes occur in the female organism, but in a different area. The human voice, with its ability to moderate and form sounds and tones, is a manifestation of our general human nature. It is born from the soul-spiritual substance that works on children until puberty. Changes of pitch and register, on the other hand, which occur during this mutation, are the result of outer influences. They are forced on adolescents from outside, so to speak, and they are the ways that a boy places himself into the outer world with his innermost being. It is not just a case of the softer parts in the larynx relating more strongly to the bones, but a slight ossification of the larynx itself takes place that amounts, essentially, to a withdrawal of the larynx from the purely human inner nature toward a more earthly existence. This act of stepping out into the world should really be seen in a much wider context than is generally the case. Usually, people think that the capacity to love, which awakens at this time, is linked directly to sexual attraction, but this is not really the whole story. The power to love, born during sexual maturity, embraces everything within an adolescent’s entire sphere. Love between the sexes is only one specific, limited aspect of love in the world. Only when we see human love in this light can we understand it correctly, and then we can also understand its task in the world. What really happens in human beings during the process of sexual maturity? Prior to this, as children, their relationship to the world was one in which they first imitated their surroundings and then came under the power of authority. Outer influences worked on them, because at that time their inner being mainly represented what they brought with them from preearthly life. Humanity as a whole had to work on them externally, first through the principle of imitation and then through authority. Now, at puberty, having found their own way into the human race and no longer depending on outer support as a younger child does, a new feeling arises in them, along with a whole new appraisal of humankind as a whole. And this new experience of humankind represents a spiritual counterpart to the physical capacity to reproduce. Physically, they gain the ability to procreate; spiritually, they gain the ability to experience humankind as a whole. During this new stage, the polarity between man and woman becomes quite obvious. Any realization of human potential on earth is possible only through a real understanding of the other sex by means of social interaction; and this applies to the realm of soul and spirit as well. Both men and women fully represent humankind, but in different ways. A woman sees humanity as a gift of the metaphysical worlds. Fundamentally, she sees humanity as the result of divine abundance. Unconsciously, in the depths of her soul, she holds a picture of humankind as her standard of values, and she evaluates and assesses human beings according to this standard. If these remarks are not generally accepted today, it is because our current civilization bears all the signs of a male-dominated society. For a long time, the most powerful influences in our civilization have displayed a decidedly masculine nature. An example of this (however grotesque it may sound) may be found in Freemasonry. It is symbolic of our times that men, if they wish to keep certain matters to themselves, isolate themselves in the lodges of Freemasonry. There are also lodges in which both men and women congregate, but Freemasonry has already become blunted in these, and they no longer bear its original stamp. The constitution of Freemasonry is a specific example, but it nevertheless expresses the male-dominated character of our society. Women, too, have absorbed a great deal of the masculine element from our civilization, and because of this they actually prevent the specifically feminine element from coming into its own. This is why we so often get the impression that, in terms of inner substance and outer form, there is very little difference between the ideals and programs of the various women’s movements and those of men—even in the tone of the speeches they deliver. Obviously, these movements differ insofar as, on the one side, there are demands to safeguard women’s interests, while, on the other, the demands are on behalf of men. But, in terms of their inner substance, they are barely distinguishable. When you take a good look at modern medicine in all its materialistic aspects, you can see how it fails to understand human nature, especially in terms of its physical elements, so that it depends on experimentation. If you observe modern medicine, you find the product of a distinctly masculine attitude, however strange this may sound to you. In fact, one could hardly find a better illustration of male thinking than in what modern medicine so blatantly reveals to us. For a man, in his innermost being, experiences humanity as something of an enigma. To him it appears unfathomable and poses endless questions whose solutions seem to lie beyond his powers. This typically masculine characteristic is expressed in all the mysterious ceremony and the dry and manly atmosphere of freemasonry. This same male tendency has permeated our culture to such an extent that, although women suffer under it, they nevertheless wish to emulate it and to make it part of their own lives. If we speak the truth today, people tend to think that we do so merely to present contrary statements to the world. Yet the reality is often unorthodox. Therefore, if we want to speak the truth, we must put up with seeming contrary, however inconvenient this might be. Women live more in the images they create of humanity, while men experience humanity in more wishful and enigmatic ways. To understand this, we need to be clear about a symptom that is especially significant for the art of teaching today. When people speak of love today, they seldom differentiate between the various types of love. Naturally, we can generalize the concept of love, just as one can speak about condiments in a general way. But when people speculate abstractly about certain matters and then hold forth about them, it always strikes me as if they were talking about salt, sugar, or pepper merely in terms of condiments. We only need to apply such abstractions to practical life by putting salt instead of sugar in our coffee—they are both condiments, after all—to realize such foolishness. Anyone who indulges in general speculation instead of entering the concrete realities of life commits the same folly. The love of a woman is very different from that of a man. Her love originates in the realm of imagination and constantly makes pictures. A woman does not love a man just as he is, standing there before her in ordinary, humdrum life (forgive me, but men, after all, are not exactly the sort that a healthy imagination could fall in love with). Rather, she weaves into her love the ideal she received as a gift from heaven. A man’s love, on the other hand, is tinged with desire; it has a wishful nature. This difference needs to be noted, regardless of whether it is expressed more in an idealistic or a realistic way. Ideal love may inspire longings of an ideal quality. The instinctive and sensuous kind may be a mere product of fancy. But this fundamental difference between love as it lives in a man and as it lives in a woman is a reality. A woman’s love is steeped in imagination, and in a man’s love there is an element of desire. And because these two kinds of love are complementary, they can become harmonized in life. Educators need to bear this in mind when faced with sexually mature students. They must realize that one can no longer bring them certain things that belong to the preadolescent stage, and that they have missed the opportunity for doing so. Therefore, to prevent a onesided attitude in later life, we must try to give to prepubescent children enough of the right material to last them through the following stages. Fortunately, coeducation, in both primary and secondary education, is increasingly accepted today, so that boys and girls work side by side and learn to cooperate later on as men and women in society. Consequently, it is especially important to heed what was just said. Through this, a contemporary phenomenon such as the women’s movement will have a truly sound and healthy basis. If we expand these considerations by taking a worldwide perspective, we are led to the fundamental differences that exist between East and West, with Asia on one side and Europe and America on the other. This difference between East and West is far greater than any other differences we may find when comparing, say, Europe and America. Throughout Asia, there are still traces of ancient, wise civilizations. Externally, they appear completely decadent, but their wisdom nevertheless lives on like a memory. It is revered as a sacred memory, to the extent that, fundamentally, an Asian cannot really understand a European, and vice versa. Those who are under illusions about this fact will delude themselves about the world’s greatest historical secret in our time. It is a secret of special significance not only for today, but very much so for the future. Despite its manifold complexities, life in the West has a more uniform character than life in the East. The main concern of Western people is life in this earthly civilization, a civilization that draws its ideas mostly from what happens between birth and death. The people of the East (at least in their inner religious lives) do not limit their view to the earthly time between birth and death, or life in the outer mechanical civilization. People of the West, however, do live for this earthly time, even in their religious feelings. The people of the East, on the other hand, ask themselves searching questions, such as, Why was I born into this world? Why did I enter this senseperceptible world at all? Westerners take life in the physical world more or less for granted, even if they end it by suicide. Western people take earthly life for granted, and they have developed an inner receptivity for life after death only because it would be unsatisfying and a disappointment if earthly existence were entirely wiped out. There is a fundamental difference between these two views. Again, however, we cannot get to the bottom of this merely through abstract descriptions instead of entering life fully. The farther we move from East to West, the more we find that the Western woman, despite her outer consciousness, cherishes a longing for the spirituality of the East. The man of the West, however, presents a totally different picture. He, too, has his secret longings, but not for anything vague and misty. His longings spring from what he experiences inwardly. From cradle to grave, he is enmeshed in the activities and pressures of his civilization, but something in him longs to get away from it all. We can perceive this mood of soul in all the civilized countries around us, from the River Vistula in Eastern Europe through Germany, France, and Britain, and right across the American continent to the shores of the Pacific Ocean. In all these lands, we find this attribute in common. Educators who deal with adolescents also experience this, perhaps to their despair and without recognizing the underlying causes. Only a teacher wearing blinders could possible overlook this. During our previous meetings I mentioned that we really ought to throw away every school textbook, because only a direct and personal relationship between teachers and students should affect children. When it comes to teaching adolescents, however, every available textbook and, for that matter, almost our whole outer civilization become great sources of pain. I know that there are many who are unaware of this, because they do not go into real life with their eyes open wide enough. Here, again, in our outer civilization we find a notably lopsided masculine quality. Any book on history—whether a history of civilization or anthropology—will confirm this trend. As representatives of Western civilization, people long to escape the physical world in which they are caught up, but they lack the necessary courage to do so. People cannot find the bridge from the sensory world into the spiritual world. And so, everywhere in our civilization we find a yearning to get away from it all, and yet an inability to act accordingly. It is hard enough to establish the right environment for teaching prepubescent children. But those who have to teach adolescents could almost feel helpless, because the means available for meeting their needs are so inadequate. This alone should kindle a real longing in such teachers for a deeper understanding of the human being. Of course, this longing may already be there in the teachers of younger children, but it is a prerequisite for anyone of sound pedagogical sense who teaches adolescents. A woman’s nostalgia for the ways of the East and a man’s wish to be free of the bondage of Western life represent fundamental features of our time. This difference between the sexes is less apparent in preadolescent children, who still bear more general human features. Yet, as soon as we are confronted by adolescents, we meet many difficulties that arise quite concretely. Imagine, for example, that a German literature teacher wants to recommend to her adolescent student a book that presents a German perspective of Goethe. She would really find herself in a quandary, since there are no suitable books available. If she chooses an available one, her scholar would not get the right picture of Goethe. If she chooses a biography of Goethe written by, say, Lewes, her German scholar would learn the more outward features of Goethe better than from any of the German books on the subject, but again he would not become familiar with the specifically German characteristics of Goethe. This is the situation today, for we simply do not have adequate literature for teaching adolescents. To remedy this, everything depends on women taking their proper place in culture. They should be allowed to contribute their specifically feminine qualities, but they must at the same time be careful not to introduce anything they have adopted from our maledominated civilization. During the 1890s, I had a conversation with a German feminist. She expressed her views in radical terms, but I could not help feeling that, instead of enriching society with what only womanhood offers, she was trying to force her way into our onesidedly masculine culture by employing masculine tactics. My meaning must not be taken in a crude or biased way. I felt that I had to say to this free and uncompromising lady, “Your movement does not yet offer what the world really needs. The world does not need women who ‘wear the pants’ [forgive me, I believe in England that such a remark is unforgivably rude]. Rather, both masculine and feminine qualities make specific contributions toward the general enhancement of our society.” As teachers, whenever we approach growing human beings, we must note the striking contrast between the prepuberty and post-puberty years. Let us take a concrete example: There is Milton’s Paradise Lost, which would be good to use in our lessons. The question is, when? Those of you who have thought through what has been said so far and have understood my remarks about the right time to introduce narrative and descriptive elements will find that this work by Milton (or epic poetry in general) would be suitable material after the tenth year. Also, Homer will be appreciated best when taught between the tenth and the fourteenth years. On the other hand, it would be premature to use Shakespeare as study material at this stage, since, in order to be ready for dramatic poetry, students must at least have entered puberty. To absorb the dramatic element at an earlier age, students would have to drive something out of themselves prematurely, which, later on, they would definitely miss. What I tried to describe just now can be experienced vividly when, for example, you have to give history lessons to boys and girls after they enter puberty. Both masculine and feminine forces work during historical events, though in a different form than they do today. Yet all of the historical accounts available for teaching adolescents bear a decidedly masculine quality, as though they had been compiled by Epimetheus. Girls who have reached sexual maturity show little inclination toward such an approach. Boys may find it somewhat boring, but in their case it is not impossible to use this Epimethean way, which judges and holds onto what can be ascertained and established. But there is also a Promethean way of looking at history, which not only records events that occurred, but also shows their transformation into the ideas of the present time. This approach to history shows how the impulses that led the past have become the current thinking of today, and how impulses, in turn, continue to lead present time further. A Promethean way of looking at history, in particular, appeals strongly to the feminine element. However, it would be very one-sided to teach history in the Promethean style at a girls’ school, or in an Epimethean style at a boys’ school. The minds of the young men would simply flow back into the past and become even more rigid than they are already. If the Promethean way of teaching history were to be only one applied in a girls’ school, the students would be tempted to fly off into futuristic speculations. They would always be attracted to the impulses that they happened to like naturally. We can achieve a more balanced society only if we add a historical view that bears the prophetic marks of Prometheus to the more predominant Epimethean way, which until now has been just about the only one available. Then, if both attitudes are alive in our lessons, we will at last achieve the right approach to history for students who have reached the age of sexual maturity. |
Poetry and the Art of Speech: Notes by the Translators
Translated by Julia Wedgwood, Andrew Welburn |
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Perhaps we may be permitted to say a little on the subject of one of the difficulties that is likely to arise from a first perusal of the lectures that follow – a difficulty connected with the polarity between recitation and declamation. Rudolf Steiner characterises them in the opening lecture-cycle in terms of the contrast between the plastic arts and music. |
Poetry and the Art of Speech: Notes by the Translators
Translated by Julia Wedgwood, Andrew Welburn |
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With Rudolf Steiner the educationalist, the scientist, the philosopher, even the sculptor and the architect of the Goetheanum, we already enjoy the degree of familiarity that translations of his books and lectures afford. We enjoy it too where, as a result of his observations and discoveries, new beginnings have been made in a host of other fields. But Rudolf Steiner’s literary work remains for the most part unfamiliar. Of course, there are grave and ominous difficulties: here more than anywhere else the barriers of language and tradition are tightly defended, hard to traverse. Yet we should not too readily turn away and admit defeat in the face of these literary problems. We might remember, after all, that the scientist-philosopher to whom the young scholar in Vienna and Weimar devoted so much sympathy and scrupulous attention, the Johann Wolfgang von Goethe who wrote the Farbenlehre and The Metamorphosis of Plants, was better known to the world as one of the darlings of literature, the Poet of Faust and a great novelist and dramatist into the bargain. It is true that for Steiner the many-sidedness of the poet and artist was to be the new ideal for the philosopher too, but art, or man’s faculty of “aesthetic judgment”, was never to lose its central position or its claim to be – as the Romantics of England and Germany had argued with alternate reason and intuition – the highest and most perfect form of knowledge, because the most human. The apprehension of beauty, as Steiner once put it, “comprises truth, that is, selflessness; but it is at the same time an assertion of self-supremacy in the soul-life, giving us back to ourselves as a spontaneous gift.” [See The Wisdom of Man, of the Soul, and of the Spirit (New York 1971), p.114.] In our own day Owen Barfield has taken up the Romantic argument anew, with renewed passion and a new sense of precision, in Poetic Diction and certain of his essays elsewhere. In all Rudolf Steiner’s later, anthroposophical work, moreover, we seem to see everything tending to assume an artistic, poetic form. He had, of course, his period of quite straightforwardly literary activity, dating back to the last decades of the nineteenth century. He was for some years the editor of the Magazin für Literatur, a well-established literary review founded in the year of Goethe’s death, and contributed to it pieces of his own criticism on literature and drama. [These are collected as Gesammelte Aufsätze zur Literatur (Dornach 1971).] He mingled in Vienna with many literary and some rather Bohemian figures, both prominent and obscure, and later recalled how deeply this cultural atmosphere had influenced The Philosophy of Freedom. [In From Symptom to Reality in Modern History (London 1976), pp. 132ff.] He also edited and furnished with introductions several of the German “classics”. The occasion for his own venture into drama, however, was to come somewhat later and far from the conventional stage. This was in 1910, when his The Portal of Initiation was produced in Munich for the Annual Congress of the Theosophical Society, which Steiner was even then on the point of leaving. His work in this sphere was to be continued in the more congenial framework of the newly founded Anthroposophical Society. The Portal of Initiation was followed by a further three poetic Mystery Dramas. It was around that time, too, that he first began to include in his lectures more detailed discussions of the working of language and “speech-formation”—the concrete substance (vowels, consonants, diphthongs, etc.) by means of which language evokes its astonishing range of sensual, emotive and poetic effects. It was in a lecture of 1911, in fact, that he first expounded one of his fundamental conclusions about the basic constituents of language. By that time his researches had reached a stage which enabled him to look back to a period of pre-history, near the very beginnings of language, when, as he says, there existed a kind of primitive human language, a manner of speech which was the same all over the earth, because “speech” in those days came much more out of the depths of the soul than it does now. At that remote period, he continues, people felt all outward impressions in such a way that if the soul wished to express anything outward by a sound, it was constrained to use a consonant. What existed in space pressed for imitation in a consonant. The blowing of the wind, the murmur of the waves, the shelter given by a house were felt and imitated by man in consonants. On the other hand, the sorrow or joy which was felt inwardly, or was observed as feeling in another being, was imitated in a vowel. From this we can see that the soul became one, in speech, with outer events or beings. [The Spiritual Guidance of Man, Lecture II] He adds the following example of this kind of intimate relationship between experience and the particular sounds of speech: A man drew near a hut, which was arched in the ancient fashion and gave shelter and protection to a family. He noticed this, and expressed the protective arch by a consonant; and by a vowel he expressed the fact, which he was able to feel, that within the hut embodied souls were comfortable. Thence arose the thought shelter; “there is a shelter for me – shelter for human bodies.” The thought was then poured forth in consonants and vowels, which could not be otherwise than they were, because they were a direct impression of experience and had but one meaning. This was the same all over the earth. It is no dream that there was once an original human root-language. And, in a certain sense, the initiates of all nations are still able to feel that language. Indeed there are in all languages certain similar sounds which are the remains of that universal language. [The Spiritual Guidance of Man (New York 1970), pp.35-36. Compare the earlier (1904) discussion of this stage of language in Cosmic Memory (New York 1971), p.50. Cf. Swedenborg, Heaven and Hell Nos. 236, 241.] This was a discovery from which a great deal could be made, in opening up the way to a wide-ranging investigation both into the nature of language in general and, especially as regards that immediate and necessary link “in the depths of the soul” between certain specific sounds and types of experience, into the foundations of poetry and poetic speech-formation. As so often in Rudolf Steiner’s career, however, he put himself at the disposal of those around him, and developed his ideas as circumstances seemed to demand, rather than as he himself might have found it easiest to elaborate them. In any event, the lecture-courses embodying his contributions to the subject in depth do not come until virtually the last years of his life – commencing around 1919. Some of these lectures, together with a sprinkling of aphorisms and notes, have been usefully gathered together and published in English as Creative Speech: The Nature of Speech-Formation, translated by Winifred Budgett, Nancy Hummel and Maisie Jones (London 1978). Others, notably concerned with broader and less technical issues in poetry and artistic speech, are presented in this volume. In our notes we have made some effort to indicate the points at which the two books may shed light upon each other or provide the inquisitive reader with further details on a particular topic. Both earlier and later, one of Rudolf Steiner’s main inducements to develop his work in this direction was undoubtedly the interest, the practical help, the enthusiasm and the talents of Marie von Sivers (later Marie Steiner). Whilst still in Russia, as a promising young actress in St. Petersburg, Marie von Sivers had studied under Maria Strauch-Spettini, one of the prominent figures on the stage of the German Imperial Theatre. There were later hopes that she might have returned there to help make a stand for the traditions of French classicism against the all-engulfing trend towards naturalism. For in the meantime she had spent two years in Paris studying under the direction of Madame Favart, the first lady of the Comédie Francaise, then at the end of her theatrical career, and had been attending at the Conservatoire the classes of several other notable actors of the time. But she decided against returning permanently to St. Petersburg, and her connection with the Theosophical Society soon opened out quite different avenues for her future work. In his autobiography, The Course of My Life, Rudolf Steiner describes their collaboration in those early days, and the importance it assumed for the germinating Anthroposophical Movement: In the Theosophical Society artistic interests were hardly cultivated at all. This was understandable in a certain sense – but had to change if a proper attitude toward the spirit was to flourish. The members of such a society tend to focus all their interests in the reality of the spiritual life; man in the sense-world seems to them merely a transitory being, severed from the spirit. And art appears to concern only that severed existence, as if it were divorced from the looked-for reality of the spirit. In view of this, artists did not feel at home in the Theosophical Society. To Marie von Sivers and me it seemed important for an artistic life to be engendered in the Society. Knowledge of the spirit, when it becomes an inner experience, takes hold of the whole man. All the powers of the soul are roused. And the light of this inner spiritual experience will shine into man’s creative imagination. But there may be difficulties. The artist, when his imagination is illumined by the spiritual world, may feel a certain uneasiness. He finds it preferable to remain unconscious of the spiritual that rules within the soul. And so long as it is a question of his imagination being prompted by that intellectualizing which has dominated spiritual life since the opening of the consciousness-soul era, this feeling is quite justified. Such a stimulation by human intellect does have a deadening effect on art. When a spiritual content is perceived directly, however, and lights up in the imagination, the opposite result is brought about. This leads to a resurrection of all those creative powers which have ever brought art into being in the life of humanity. Marie von Sivers was genuinely accomplished in the art of speech-formation, and had a real feeling for drama. Thus there was represented within the Movement an art-form on which the fruitfulness of spiritual perception for the arts could be tested. The evolution of the consciousness-soul exposes the “Word” to danger from two directions. On the one hand it is made the vehicle of social understanding, and on the other it serves to communicate logical, intellectual knowledge. In both spheres the “Word” loses all value of its own. It has to be adapted to the “sense” of what it expresses. That the tone, the sound and the formation of the sound possess a reality of their own has to be forgotten. The beauty and luminous quality of the vowels, the unique character of the various consonants, are lost in speech. The vowel is drained of soul, the consonant of spirit. Speech deserts utterly the sphere of its origin – the spiritual sphere. It becomes the slave of intellectual knowledge and of a social life that shuns the spirit. It is divorced entirely from the domain of art. True spiritual perception is also instinctively an “experience of the Word”. Through it one learns to enter into the soul-quality that resonates in the vowel, and the spiritual power of depiction that resides in the consonant. One gradually begins to comprehend the mystery of speech and its evolution: how divine-spiritual beings could once speak to man’s soul through the Word, whereas now it is merely a means of communicating in the physical world. To lead the word back to its own sphere requires the enthusiasm kindled by such a spiritual insight. Marie von Sivers had this enthusiasm. Through her personality there entered the Anthroposophical Movement the possibility of cultivating the art of speech and speech-formation. Thus to the activity of imparting spiritual knowledge was added cultivation of the art of recitation and declamation, and this played an ever-increasing part in the events that were organized within the Anthroposophical Movement. Marie von Sivers’ recitations on these occasions formed the point of departure for the impact of art on the Anthroposophical Movement. From them, beginning as supplements to lectures, the drama productions later staged in Munichside by side with anthroposophical lecture-cycles were directly descended. Since, along with spiritual knowledge, we could also unfold artistic work, we entered more and more upon an experience of the spirit appropriate for our time. For art did indeed grow out of man’s primaeval, dream-image experience of the spirit. And when this experience receded in the course of man’s development, it was left alone to find its way; therefore art must find its way back to the experience of the spirit, when this is once more becoming, in a new form, a part of man’s cultural evolution. [The Course of My Life, Chapter XXXIV] The present volume is a fragment of the work that resulted from their collaboration. It consists for the greater part of lectures held in several places by Rudolf Steiner, and these are punctuated by regular recitals of poetry, illustrating the points that the speaker has just made. The poems were recited or declaimed by Marie Steiner – generally introduced with impeccable courtesy as “Frau Dr. Steiner” – and constitute an integral part of the lecture’s meaning. Indeed the lecturer often relies entirely on the effect of her reciting to make some literary characteristic or contrast immediately obvious. And this, of course, makes for certain difficulties in point. A case in point is the basic distinction, adumbrated in the opening lectures and running all through the book, between recitation and declamation. Rudolf Steiner naturally makes no attempt to define for us what the differences between them are. A definition, after all, is not what is finally wanted. And it becomes totally superfluous when we can hear the difference through a concrete demonstration of things being recited and declaimed. Even the most precise definition would pale in comparison. The situation with the printed poem (at least for those who cannot call upon the resources of some trained speech-formationist) is a little more difficult. Yet for all its force and vividness, even the oral demonstration would have resolved itself only gradually in our minds into a clear grasp of the distinctions involved, enabling us to discern the essentials of both modes of speech. All the more must the serious reader be content to work his way slowly and patiently forward before he can attain to a clear experience, and, excellent introduction though these lectures may be, he will certainly find himself in need, if he is to progress beyond a certain point, of contact with the living tradition of anthroposophical speech-formation. In England this is represented above all by the London School of Speech Formation, headed by Maisie Jones. Those who wish to learn for themselves the detailed methods of the art of speech which has developed on the basis of Rudolf Steiner’s investigations will there find qualified instructors, with practical experience of its complexities. For those who simply want to approach literature and poetry with a more awakened sense of its spiritual depth, however, these lectures remain a valuable and relatively accessible source of illumination. But either way, practical or appreciative, the student must be wary of the intellectual short-cut and the neat definition as a substitute for experience. He must gradually progress along a path of knowledge, and so ultimately develop a sensitivity for the multifarious and elusive ways in which poetry, all-mysteriously, contrives to operate. It is one of the central arguments of this book that such a process is also one of increasingly definite self-knowledge – not only in the vague, Johnsonian sense of general human psychology, but even as regards one’s own deeper spiritual resources, at a level where these are continuous with the forces of organic life itself. Perhaps we may be permitted to say a little on the subject of one of the difficulties that is likely to arise from a first perusal of the lectures that follow – a difficulty connected with the polarity between recitation and declamation. Rudolf Steiner characterises them in the opening lecture-cycle in terms of the contrast between the plastic arts and music. Recitation and metrical, regular poetry are brought into connection with music; energetic declamation is connected with a kind of powerful visual experience. In the later lecture on “Speech-Formation and Poetic Form”, however, he apparently contradicts himself by presenting recitation as a visual, plastic art, as opposed to declamation which is musical and melodic. We would suggest that, as always with Steiner’s observations, the key to understanding is to descend from the level of abstractions, and take a concrete look at which aspects of the arts are involved in these contrasts. We do not, of course, propose to discuss the question in detail. But it may prove helpful to the reader to be reminded that both music and the plastic arts are themselves very varied things, and that each at their extremes may invite comparison with the other. Within music, for example, the classical style stands at the opposite pole to the baroque. Mozart’s music is eminently metrical and regular: yet, precisely because it reaches us in a series of perfectly defined and clearly differentiated structures of sound, it can easily be compared to an exactly delineated picture, where the artist has sharply rendered every detail. With Bach, on the other hand, we are engaged by the driving-force of the music, its tremendous energy and unflagging will: and yet there is even here a certain kind of painting with which it can very appropriately be compared – as in baroque art, where we have a visual experience that, rather than lingering over every detail of form, catches us up in a single powerful movement or effect of light. When Steiner contrasts recitation and declamation as opposite poles in the art of speech, therefore, we must remember to ask which features of music and the plastic arts he is appealing to in order to explain the contrast, and realize that he might elsewhere appeal to very different ones. Edwin Froböse, in his “Nachwort” to the German original of this work, has adduced an extract from the papers left by Marie Steiner, possibly drafted in the ’30s, where she describes the high seriousness of their undertaking, as it was carried on by her continuing work at the Goetheanum: The endeavour of the Section for Speech and Music at the Goetheanum is to approach more nearly the riddle of language and the foundation of a spiritual knowledge of man and the universe, as uniquely expressed in the anthroposophical Spiritual Science of Dr. Rudolf Steiner, and to grasp the nature of sound-formation in connection with man and the cosmos. Through abstract understanding we have lost the secret of the creating word. This creating power of the word can be reawakened and experienced, however, through a conscious activity of thought – a thinking that is not simply a mirror of the external, but wells up vitally from deeper strata of the soul. In association with music, colour, and the new art of eurythmy (a speech made visible through the medium of the body), it is possible to instil new life into the works of our great poets, and also into works for the stage. This, at a time when interest in and understanding for the idealistic struggles of our ‘classic’ authors is on the wane, is one of the tasks that the Goetheanum has set for itself. [Die Kunst der Rezitation und Deklamation, p.246.] This passage may also remind us, among other things, of the remarkably wide implications of what the Germans so conveniently and all-embracingly term a Geisteswissenschaft, which comes rather sadly truncated into English either as cultural or spiritual science. In these lectures poetry and the other arts are all viewed from the perspective of such a science, as the several manifestations of the human Spirit. And conversely, the rediscovery of the spiritual is seen as something with consequences across the whole range of human culture. But how are we to coax this book into English? Poetry is traditionally defined as what gets lost in translation between two languages, and a work such as this might in the end look like nothing so much as a sort of stranded whale when once removed from the native element of German poetry to which it makes minute and constant reference. Certainly we could see little point in offering the reader the dubious assistance of the German poems in translation. But we were convinced that the principles of Steiner’s poetics could be applied, with the appropriate adjustments, to English – or any other – poetry. The only valid way of translating the book, we therefore decided, was to furnish it with a repertoire of suitable examples from the vast wealth of English verse or, in one case, poetic prose. In this way we hoped to present Steiner’s work on poetry to English readers with some semblance of its having been genuinely domiciled in English literature. How far we have succeeded it is for our readers, and particularly those pioneers who have already taken up anthroposophical speech-formation in English, to judge. As for the examples themselves, they are no more than suggestions on our part. They lay no great claim to finality, nor indeed any authority save that we took some pains in the choosing of them, and tried conscientiously to find extracts which exemplified as precisely as possible the points made in the lecture to which they belong. Predictably, we were not always as successful as we might have wished. In some areas, German and English literature simply do move in incompatible directions: poets here in England, for instance, do not feel the apparently perennial attraction that alliterative verse has for the German poet. But at the same time the poem we eventually included (by W. R. Rodgers), besides confessing to the gulf which lies between the two languages, is indirectly valuable in pointing to something essential in the differences that divide them. It shows that alliteration in English is essentially distinctive and in important ways unlike its German counterpart, whilst sharing certain fundamental qualities with it. We have enclosed all our editorial intrusions within square brackets, adding the briefest of explanations as to our intention in each case. It was obviously necessary, too, to preserve the original German poems employed as examples and recited when the lectures were given. Furthermore, we have on some occasions availed ourselves of a poetic licence to be frankly inconsistent, and supplied an English translation where the interest of the poem’s content seemed to merit it, or, as in the brilliant example of the two versions of Iphigeneia used in the first lecture, where nothing exactly comparable could be adduced from English. Conversely, where the German poem was a translation, and as such no nearer to the original than an English version, we have of course simply substituted the latter for the German piece. (However, the observant reader will in one case here find us guilty of double inconsistency.) In general we have tried to make the selection as interesting as we could. We have had the advantage, in cases where Steiner used the same example on more than one occasion, of being able to offer more than a single analogy from our own literature. This, too, has broadened the range of our anthology. We have followed the lead of the German choice of examples in selecting works from the mainstream of literature. Some of our instances are in fact old favourites; some of them not so old; and some of them, perhaps, not such favourites. But they are all drawn from the central, deep channel along which the history of English literature has been directed more or less from the days of Chaucer and Langland to the present day. Only one large omission may provoke the raising of an eyebrow or two: we therefore take this opportunity of pledging our boundless admiration for William Shakespeare, even though we have chosen to represent him by a mere fourteen lines. Here, with the poet who more than any other is in himself an entire world, a microcosm within the literary macrocosm of our language, we suffered from a sheer embarras de richesse. Any choice seemed like a concession to the arbitrary or a personal whim. It seemed best, therefore, to exclude him (with entire good will) from our little republic of poetry, only erecting within it the monument of a lone sonnet to commemorate his kingly greatness. A further disparity which may strike the reader stems from another of the differences between German and English literary history. Steiner drew a good many of his examples from the so-called “classic” period, the age of Goethe and Schiller, one of the high points in the development of German literature and poetry. But England’s equivalent of the classic period falls earlier, with the blossoming of poetry and drama in the Renaissance. Our Goethe is, so to speak, Shakespeare. In order to do justice to the splendours of our literature we have accordingly delved back a little further into the past for the bulk of our examples, and by way of compensation broadened their range to show some of the almost infinite variety of forms which have sprung up since. We soon ran into certain difficulties, however, over the language of our poems. The German “classics” are written in what is virtually modern speech; many of the highlights of English literature, contrastingly, are in a slightly archaic language. Even though the pronunciation of Shakespeare’s day was not too far removed from what it is now, there are nuances – and these are reflected in the spelling. This confronted us with the problem of whether or not to modernize our texts. Easy intelligibility argues for modern spelling and punctuation. But in poetry, as Steiner continually emphasizes, the sound and articulation of the words is all-important. Indeed, in the last of the lectures in this volume he says explicitly that “the spiritual does not speak in human words. The spiritual world goes only as far as the syllable, not as far as the word.” The preservation of the syllables of each word as nearly as possible in the way the poet envisaged them therefore seemed the only justifiable policy. Now the relation between spelling and the spoken sound, particularly in an eccentrically written language like English, and particularly in times when spelling was much less hidebound by orthodoxy than it is nowadays, is a subtle and complex one. But in those flexible circumstances a poet’s spelling obviously will form a valuable guide to the particular sound he wanted. In the superbly musical case of Miltonit is now known that the poet developed a highly refined notation for the pronunciation of his works. And we may take a more simple and blatant case: if a poet transcribed the sound he envisaged as thorough, this is plainly unlikely to be exactly what we get if we insist upon writing through. Often the difference is no more than a shade or nuance – but these are the special province of the speech-formationist, who must be thankful for any of the poet’s hints on the formation of sound that underlies his poem. In the case of pre-Elizabethan texts we have supplied a few (hopefully judicious) critical signs, notably where a final -ed is to be sounded in defiance of later usage. It is assumed that the later conventions of pronouncing this syllable, extending to the Romantic period but abandoned in the modern, are generally understood. In our couple of mediaeval texts we have marked the final -e where it is to be pronounced for the benefit of the rhythm. It should be said very short, just suggested rather than as a full vowel. Otherwise, alterations have been confined to editing out the old orthography and adding a few helpful capitals. The English language is at a later stage of development than is German, and has lost many of those qualities which make for a ready, spontaneous poetic effect in speech. The English poet has very much to mould a language of his own to achieve what he needs to express. And in the same way there are difficulties for the reciter who must wrestle with what Blake called the “stubborn structure” of this language. But we are far from wishing to conclude from these gloomy observations that there are limits to the future potentialities of an English speech-formation. We may therefore be forgiven for taking this opportunity to quote the vision of our “English Blake” of what speech may ultimately become. It is taken from the last, apocalyptic pages of Jerusalem:
We turn finally to the more immediate difficulties of rendering this book into English. That certain of these are notorious does not make them easier to resolve. Particularly with regard to philosophical or semi-philosophical terms, where the original distinguishes between inner processes with a Germanic nicety, we have retained its precision at slight expense to natural English usage. “Representation” appears uniformly for Vorstellung – occasionally “mental representation”; vorstellen as “form a representation” or “represent”. For Steiner’s argument it is important to realize that what is being contrasted in one context with “concept-formation”, for instance, is the same activity of “representation” referred to less technically elsewhere in the book; consistency was thus essential. In addition we have resorted to “psychic” to fill the lack of an English adjective from “soul” for man’s subjective and emotional nature; and we have sometimes been slightly devious in getting round the problem of ordinary “imagination” (Phantasie) and Steiner’s technical use of Imagination for the more highly developed spiritual faculty. Our translation is based on the second, enlarged and improved edition of Die Kunst der Rezitation und Deklamation (Dornach 1967), edited by Edwin Froböse. This omits the introductory lecture included in the first edition, but adds the lecture here called “Poetry and the Art of Speech”. The German book also contains a seminar by Marie Steiner and a series of short discussions of individual poets: several of them are not known at all in England, and it seemed best to leave them out of an English version altogether. Every translation is in some sense a collaborative effort. But we have more than the common number of acknowledgements for help and suggestions to record. Work on this volume began some years ago, having been originally undertaken by Maud Surrey for the benefit of her pupils, but she was regrettably unable to complete it before her death. We inherited from her a draft of the earlier lectures, whose renderings we have not infrequently adopted, even though we have subjected it to a thorough revision, mainly in the interests of a uniform style. We were aided in the first stages of this process and for all too brief a time by Olga Holbek, who made some fine contributions and has continued to take a beneficent interest in the work's progress. We were also encouraged from the very beginning by the warm support of Maisie Jones, of the London School, herself a leading figure in the struggle to develop a speech-formation for the English language. We also have good reason to thank Valerie Jacobs and Winifred Budgett for their help at various points, and their continued good will towards our project. In moments of difficulty or desperation in the face of the German text we have benefited incalculably from the knowledge and friendly exhortations of Edwin Froböse, who also made several excellent proposals for the preface and has been in general, as they say, a mine of information. For the manifold imperfections which remain we hold ourselves solely responsible. Cambridge, E. J. W. |
193. The Problems of Our Time: Lecture III
14 Sep 1919, Berlin Translator Unknown |
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The other thing which happens to man, especially at this epoch of his evolution, is that when he passes a certain age of maturity, 27 to 28, he is in his waking life, as regards his physical body, in a relationship which works in a particular way on the spiritual, super-earthly world. This is a remarkable polarity in man's evolution. If he passes through the gate of death and leaves his body behind him, he releases something from the body which serves the Earth as a ferment in its development, whereas if he lives through the period from 28 to 35 on Earth, he gives the spiritual world something which it needs. |
193. The Problems of Our Time: Lecture III
14 Sep 1919, Berlin Translator Unknown |
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I have told you how at the present epoch in the history of human evolution men are confronted with great tests, though for the most part what these tests bring goes on in subconscious experience. Men, as I said, can know, and must know what it means "to pass over the Threshold of the invisible world," when they go: through some kind of initiation and enter it consciously; but something like it—naturally not to-day or tomorrow but in course of a longer period of time—happens with humanity itself, in that it has to experience separation of the hitherto-interwoven forces of thinking, feeling and willing, when they fall apart, just as they become independent in the individual who passes the Threshold of the supersensible world. All this is bound up with significant changes in the depths of human nature, and it is one of the tasks of our age to make these changes part of our consciousness. The great obstacle to be overcome is the desire for comfort in man to-day, the unwillingness to know what is going on in humanity, the continued living in illusions and, in fact, dreaming about life. We shall get the best understanding of my subject to-day by calling to mind some of the facts of supersensible life which have long been known to us. Let us recollect how the human ego and astral body leave the physical and etheric bodies as we fall asleep and return to them as we awake. That is a general description, a sort of sketch of the process. We can say in a general way that on waking man returns to his physical and etheric bodies, but then this return takes place in varying degrees. For instance, it can never be said of a little child that the ego and the astral body plunge fully into the physical and etheric bodies and become completely one with them as to activity. There is always something in his astral and ego which does not so unite. Yes, and if we look back into earlier times of human development, to the important dividing line which occurs in the middle of the fifteenth century, we must admit that, until that definite point, in human life as a whole there existed no complete immersion of the ego and astral body during the conscious waking hours. The really important feature of our postAtlantean age is that soul and spirit—the ego and astral body—have only recently been able to plunge entirely into the physical and etheric, and even so, not until after the 27th or 28th year. Conditions will change again with time. This is a significant mystery, in the evolution of mankind. What is the meaning of this complete immersion in the physical body? It signifies that by means of it we are able to develop thoughts and unfold ideas of the scientific, materialistic type prevalent since the days of Galileo and Copernicus. For these ideas and this scientific view of the world the physical body is the right instrument. The identification had not been achieved in earlier centuries, therefore there was no scientific thinking which is wholly bound up with the physical body. With this fact is connected everything else I have mentioned about the activity men must unfold in their spiritual-scientific attitude in order to regain the interest of the Beings of the three higher Hierarchies standing nearest to mankind. We owe it to them that we have the power to plunge completely into the physical body and therewith learn of the dead mineral external world through natural science. It is man's duty to-day to become aware of these things. At our present stage of culture, without such a consciousness men live in a kind of sleep. That is why events happening around them do not penetrate into their drowsy minds. We simply must let these concrete facts work upon our souls in order to acquire a consciousness of what forces are dominant and active in our particular phase of evolution. In the extended span of time which we may call "the present," much must be made new—above all, the aims of education. I have already spoken of this from our own point of view. We must educate people from childhood onwards so that they can rightly enter. into an age marked by this complete plunging into the physical body, educate them to be able to take the complete plunge. Wherein will consist the success of our efforts towards a renewal of educational methods? In giving man, who is entering a new stage of development, preparation for the experience it brings. Anyone observing life to-day will know that at the present time there are a remarkable number of "broken” natures to be met with, natures unfitted to cope with life. Why are they not equal to it? Because, they cannot look back, as I have described, to the experiences of their education. Certain forces can only be developed in childhood. Once developed they remain throughout life; we have them, and can cope with it. If we have them not, we lack that power. It is in this sense that we must understand the feeling of responsibility we ought to foster with regard to education. Further, we must fully realize that the Christ-Impulse entered into humanity in the fourth post-Atlantean epoch, which began in, the eighth century B.C. and lasted until the fifteenth century A.D. When about a third of this period had elapsed, there entered into human evolution what gives meaning to the whole Earth-development—the Christ-Impulse, the Mystery of Golgotha. Man was then in process of developing the Rational or Mind soul, Gemüt-Seele, in which human thought and experience were more instinctive than they are to-day: this development was superseded in the fifteenth century by that of the Consciousness or Spiritual Soul, the period in which we live. The way in which the Event of Golgotha appeared as an impulse in world-history and human- evolution was suited, in the first instance, to the instinctive conditions of the fourth post-Atlantean epoch, and was thus understood by the men of that time. It was natural for this instinctive understanding to believe that in the personality of Jesus of Nazareth the Christ Being lived, He Who had descended from cosmic heights in order to unite Himself with that body for earthly activity. Through feeling, everyone could realize that a great, important and supersensible occurrence had, in the Event of Golgotha, entered human life. With the passage of time the capacities of the Rational Soul became less and less. The understanding of the Event of Golgotha which existed in the first Christian centuries could not last: it was bound to vanish with the altered soul constitution of civilized man. In consequence, with the uprising of the Consciousness Soul, the Event of Golgotha itself came to be regarded more materially. We see that the evolution of civilized mankind in the course of the last four or five hundred years so proceeded that the understanding of what really happened on Golgotha—the indwelling of the Christ in Jesus of Nazareth—became fainter and fainter. This great Mystery, perceived instinctively through the first centuries, was less and less understood, more and more materialistically regarded, until in our times it has become possible to take as a sign of progress that men no longer desire to know anything of the supersensible, cosmic Christ, but talk of Jesus of Nazareth simply as a man, an extraordinary man perhaps, but constituted exactly like other men. Here, too, we stand at a turning-point. A new understanding of Christ must arise. It can only come if sought by the means provided by Spiritual Science, so sought that supersensible means may discover what can only be accomplished within the supersensible and reveal itself in the sensible. The new understanding of Christ must arise from such depths in human nature that, confronted with these depths, differences of creeds, hitherto dominant amongst civilized mankind, will be as wreaths of vapour. These differences lie in a part of the soul more on the surface than that which to-day, out of the depths of Spiritual Science, must lead to a new understanding of Christ Jesus. Nor will understanding be complete, really satisfying the needs of man's soul to-day, unless it can bridge the differences among men imposed on humanity by the various creeds. Something there is as a hope from this new Christ-Impulse, something we must all long for if we are serious and worthy in our wishes for humanity, something which is actually being sought in other spheres though very unintelligently. Nowadays men talk of the so-called “League of Nations " and hope for something from it. It is remarkable how they long to understand reality by means of abstractions. Whence is to come the impulse, working through the peoples, which can evoke a unity such as this "League of Nations" is supposed to represent? Look at everything which has been produced in the way of spiritual impulses towards its establishment—nothing but a few abstractions. Yet men sleep through such things—how soundly, we may see from a fact like the following: Woodrow Wilson, discoverer or at least rediscoverer of the League, announced at a time when America was not taking part in world-events as she does now, that the League could only be properly established if as a result of the catastrophe of the war there were no "victors" and no "vanquished." That was an essential condition. Taken as earnest, that makes it impossible to take seriously what is said about the League now; the two cannot be reconciled, but that is not noticed. Here is a thing which militates against' a healthy development of mankind; men are willing to accept the most impossible contradictions if only an interval of time separates them. It is as though present-day man in no way partakes with his soul in what is really happening. The League is a nonentity, for what has to be established in humanity must well up from the depths of man's being to the surface. New comprehension of the Christ-Impulse alone can develop what is needed to-day in the whole civilized world, from human impulses suited to the times, on a basis which will not rest on the differences between peoples. The civilized nations, torn asunder by hatred and misunderstanding, can only be united by the Christ-Impulse, as presented by Spiritual Science. This f act must sink deeply, deeply as a conviction into the soul. All else, which does not lead in this direction, is only hindering the evolution of mankind. The needs of human evolution must be dealt with from its depths, not by any trivial speech. The Earth acquired its own meaning in relation to that evolution through the Event of Golgotha, and now the time has come when this meaning must be grasped in a different way. Until men realize the duty of this understanding there will be no remedy for the wounds of our times. What is designed can no longer be brought to fruition by nations side by side, but by nations as one. It is impossible: to establish a League of Nations by outside political arrangement. These things must come from within, arising from the deepest impulse, the Christ-Impulse in man. Anthroposophical Spiritual Science has the duty of pointing out what each man, merely as a personal individual being, can awaken in himself—but which simply must be awakened. Directly we touch on these things, the seriousness of our times strikes us with full force. It is tragic to see how little it is felt, how men avoid approaching the great knowledge or recognition that must be definitely incorporated in human consciousness. The epoch through which we have passed has led us away from that inner urge which could bring us to the knowledge necessary to-day. Suppose you asked a natural scientist of the day, what the evolution of the Earth would be if man had taken no part in it. Thinking logically on the basis of his hypotheses and opinions, he could but reply that even if man were absent, the Earth would develop without him, bring forth its minerals, plants and animals: things would go on more or less as they do now, except that man would not be there, and no cities or houses would be built. Therefore, from the standpoint of natural science, we should have to say that the Earth would have developed without man, just as it has done with him. Yet this is a complete error. If you put together the various things to be found in our twenty years of lecturing, you will feel what I am saying as a self-evident fact, but attention must be drawn to it. The physical body of man is permeated during his existence between birth and death by the soul; and in this present epoch it is so interwoven in a particular way: the ego and astral body plunge completely into the physical. Again, when either by cremation or burial, we give over the corpse of the physical body to the earth, it means to present-day science no more than that the body has consisted of various substances which at death are added to the earth and go their way according to the various principles established by organic and, more especially, by inorganic, chemistry. But that is all pure nonsense. It is emphatically not without significance, that from birth to death this human body is inhabited by a human soul-spirit being. We give the corpse over to the earth in a form and condition which it has only acquired from this fact—the indwelling from birth to death of a being, man's soul and spirit, which before birth (or conception) lived in the spiritual world. The Earth in its evolution would long ago have fallen into decay and desolation if it had not received as a ferment—whether through burial or fire-the human bodies which have been the dwellings of souls, though now deserted by them. In olden days when bread was baked (nowadays the thing is more artificial) a little of the dough was kept back, to be added as yeast at the next baking that was a necessary part of the process. In the same way the Earth would not be able to develop unless it received human bodies (not the animal body !) as a sort of ferment. By their means the Earth, which would otherwise long ago have turned to dust, is enabled to bring to completion what lies within its evolution. Man does have a share, and especially just now, in the whole evolution of the Earth, and even what we relinquish to the Earth at our death is important for it. The other thing which happens to man, especially at this epoch of his evolution, is that when he passes a certain age of maturity, 27 to 28, he is in his waking life, as regards his physical body, in a relationship which works in a particular way on the spiritual, super-earthly world. This is a remarkable polarity in man's evolution. If he passes through the gate of death and leaves his body behind him, he releases something from the body which serves the Earth as a ferment in its development, whereas if he lives through the period from 28 to 35 on Earth, he gives the spiritual world something which it needs. (Things are somewhat modified in the case of people who die before 28—to consider this to-day would take us too far.) What we give to the spiritual world is the most important thing that we come upon-again when in the spiritual world we live our life backwards. We really do give something to the super-earthly world, just as we relinquish our body to the earthly world at death. This is one of the secrets bound up with evolution, and nowadays it is essential that men should absorb them into their consciousness. These are certainly not sensational bits of knowledge—much more than that. To take them seriously and experience them in, the soul with full import brings an unusual earnestness of outlook on life, a deepened seriousness which is necessary to-day. The external understanding of what is included in our idea of the Threefold Commonwealth can and must be given to the outer, exoteric world, but the real, fundamental understanding which will lead to conscious co-operation in social evolution must begin with the seriousness based on the view of life gained through anthroposophical spiritual science. Otherwise we do not understand things deeply enough. All that is connected , with the Threefold Commonwealth must be proclaimed in the external world. In our movement we should awaken the needful enthusiasm and fire, so that the necessary understanding may be given to others through the personal conviction of those who can attain the right; comprehension from the standpoint of spiritual science. The ordinary superficial knowledge possessed by people in the external world, of the kind which leads, for instance, to the belief that the Earth could evolve even if man were not concerned in it, cannot produce the necessary understanding for our time. So it is that as we pass through our cities our heart bleeds when we realize the complete lack of contact with what is really going on in the evolution of humanity. The immediate culmination, led up to by all these facts, was what we called the World War, that whirlpool into which were poured all the results of the superficial views which had begun to gather force. To-day it is man's duty to reach the triple deepening of which I spoke in the last lecture, concerning the beings of the three Hierarchies next above us. We must learn to see that we live and move among such a complex of facts. Humanity, and we as part of it, must go through the epoch in which, the ego and astral body plunge their deepest into the physical and etheric bodies and are exposed to the strongest temptations, which have their origin in the fact that as human beings we are so closely united with the physical. There are two forms in which this temptation can arise; one I would call the "Western," the other the "Eastern." We carry the Western form with peculiar strength in our own nature, but we see it more and more definitely the further West we turn our gaze. It lies in the fact that, as we plunge more and more deeply into the physical body, we come into inner connection with the earth forces with which it is associated. Our physical body is connected with these forces, and is only released from them when we consciously overcome the force of gravity and all the kindred forces which bind it to the Earth. People do not really know how, through their organization, they overcome the forces which are active in them. I once mentioned an illustration of this in the human brain, which is so heavy that if it exerted its full weight it would crush the blood-vessels immediately below it: there is, however, a remarkable arrangement in the human organization whereby the brain floats in the cerebral fluid. Now according to ' the principle of Archimedes, a body floating in water loses as much weight as that of the water it displaces; therefore the pressure on the blood-vessels is reduced, because the brain floats in the brain water and the weight of the brain is overcome. Thus we overcome much. The same thing may be noticed in other parts of the body. Forces which are but little noticed show, even in the physical frame, what a cosmic wonder exists in the organization of man. We are necessarily connected with the forces of the earth, but we must not come into immediate contact with them. The temptation to make too close a connection with these forces is to be found in the Western world, in all the Western attitude towards life. This temptation is an Ahrimanic one. We can only combat it by gradually so deepening our knowledge as to become able to survey humanity's historical development and understand the Event of Golgotha as a real fact in the centre of it—just as we comprehend the position of Caesar Augustus or Socrates in history. For the Western world the only safeguard against this temptation and its consequences is to take the Christ into its scientific, exact view of things, that He should penetrate the entire Western view of the world. The Eastern view is exactly the opposite. The Oriental remains, in a sense, at the level of childhood, not allowing his astral body and ego to plunge down into the physical and etheric bodies although at the present epoch it is fore-ordained that humanity should do so. The Oriental shuns this immersion. It is interesting to see the most important features of the day from this point of view. A number of Rabindranath Tagore's beautiful speeches have been translated. Read them and you will find in them an atmosphere quite different from anything spoken by a Westerner. An entirely different spirit speaks. Just as the perspective in an Eastern drawing or painting differs from a Western one, so the entire soul-mood of Rabindranath Tagore differs from that of a European or an American. This is due to the fact that even the educated Easterner of to-day, if rooted in Eastern culture, shuns the connection with the physical body. In this case the temptation is Luciferic—not to make proper use of the physical body, but to leave it unused. While the American strives to use the body to excess, the Oriental strives to make as little use of it as possible. In this sense we must come to understand race-psychology. In the same sense, too, we ought for decades to have perceived the relation between the Eastern and Western peoples of Europe if the World War was to be avoided. It was not for nothing, but of purpose, that in 1910 I lectured in Christiania on the Folk-spirits. If you read those lectures you will find many indications of what has happened in the catastrophe of the last five years. The great thing in all these things is to prepare, earnestly and fully, not to shun reality, but to comprehend it in such a way that men can take their place in the development of the world, not selfishly subsisting alone, or bounded by their own immediate interests. We cannot fulfill our task to-day unless we develop the good will to take part in the whole development of humanity—at least in our consciousness. None of this is intended as a criticism of the past, for I have often said that such criticism is useless from the point of view of spiritual science. What matters is that we should act and think differently in the future from the past and be prepared to transfer into the future what we have gained from spiritual knowledge. I have shown you during these few days how man should regard his entire life between birth and death. At birth we take over the forces of the supersensible world from our supersensible existence into the physical sense-world. These forces continue their effect—a fact which is very hard for men of to-day to understand. How do they work? They work in all that man develops as spiritual life in this, world. There would be no possibility of poets being born among us, of philosophy or science, or of impulses towards the education of men—in fact, no possibility of developing any spiritual life at all, if we did not carry with us through birth those impulses which come from our pre-natal life. All that belongs to our spiritual life is of pre-natal origin. On the other hand, what we ourselves develop within the economic life, through our will-impulses, brotherliness love for humanity, thought and work for others, rather than for ourselves, what in a sense we do "on our own" because we are part of the economic life, all that provides the most important impulses, for what we carry over into the spiritual world. Just as we carry with us out of that world the forces which above all build our spiritual life here, so we take the forces developed in the economic life by human love and brotherliness back into the spiritual world at death.. There they accompany us and are our most important impulses. Looking at what emerges in a child's life from year to year, we see the inheritance of what is given from the spiritual world to enable man to unfold all that is spiritual on earth; and looking, in the economic life, at the results of our will to work for others, there presents itself the fruit we carry through the gate of death into the spiritual world. To the view of one who can see the spiritual world, these are the two opposite poles of development. In my book Theosophy, in the account of the soul-land and spirit-land, you will find this expressed in ideas which spring entirely from a living view of these conditions. We build up our own spiritual life with forces derived before birth or conception; the economic life we develop so that we can convey the forces belonging to it into the spiritual world; but the State, what constitutes the sphere of "rights" is the opposite of the impulses existing between death and a new birth; what is developed here on earth and belongs to the earth only is the life of polities, law, the State. That has no relation to the spiritual world. We simplify matters by interpreting things of this kind as we find convenient. There are plenty of people who apply to the present day (perhaps with the idea of showing a little monarchical tendency in these republican times) the Biblical saying, "Render unto Caesar the things that are Caesar's and unto God the things that are God's "—but it is a misapplication. The saying cannot be understood apart from the circumstances belonging to it. In those days the Roman Caesar was held to be "God" and demanded divine honours. Caligula enacted such worship for the statues of the Greek Gods which he transported to Rome, beheaded, and adorned with his own head in exchange, as he deemed fit and proper. (The Zeus statue alone escaped this fate.) Even at the time when Jesus of Nazareth spoke them, these words meant "render unto Caesar the things that are Caesar's, and reserve something for the God Whom you must seek in another being than Caesar." In many passages of the Gospels it is necessary in our time that they are correctly interpreted, and not as they usually are; so that we may be able thereby to struggle nearer to the conception of reality needed by our times. During these few days it has been my task to show you, from various points of view, that the problem confronting mankind to-day is how to conduct this struggle, how to reach this view of reality, which can only be attained by grasping spiritual reality as something concrete, as concrete as sense-reality. Nothing does so much harm in the present day as shutting our eyes to reality. Men have gone on long enough with the policy of ignoring the truth, shutting their eyes to it. Anthroposophical spiritual science aims in seriousness at opening eyes to reality. To-day they are all but closed. Man's defective sense of reality is witnessed by the amazing things that are given out. I am obliged to draw attention to such things because they throw light on our times. A number of people, closely associated with the events which have brought such misery over Mid-Europe (misery not at its end, but only just beginning) have only disclosed their real countenances when the awful events of the summer, and particularly the autumn, of 1918, occurred. It was then that many men showed themselves in their true colours. They had arrived at remarkable positions, remarkable because so very different from their earlier ones. I have known people who look with a sort of pity at personalities bearing such responsibility and yet never ask whether millions in the world are not worse off, in body and soul, than these responsible men who now hold a position so different from their former one. In these things it is important to have our eyes open and to have a sense of reality in our knowledge of the present. It is perverse fantasy to cling to our own pet ideas because they please us, without listening to the voice of truth. It is not pleasant to speak the truth about these things, but when we see with bitterness of soul how, these things have developed, how perverted fantasy appears where one hoped for practical help for life; how this fantasy asserted itself with shattering force while those who faced reality were called Utopian idealists, we are compelled to speak. No pity should prevent us, now that things are clear and we have their own confessions, from speaking our mind about such fanatics, in this tormented Central Europe, who have never deigned to see reality as it is but wish to mould it according to their own comfortable ideas. In this sphere, also, reality must be seen in the true light, for it is no small reckoning we have to make. All the miserable endeavours to justify themselves before the world are the strongest accusations against them. There will be no healing, no peace, until the necessity for earnestness is realized and for a serious recognition of reality. I did not come here to say these things from any desire to be clever: rather, as being associated with a serious spiritual movement, I feel it a duty—a necessity—to speak. We have seen (but could not talk of what we saw, for our lips were sealed) that men of absolute incompetence were called to positions of authority—standing like shadows beside the great truths destined to stream through mankind. I know many people still feel offended when told the truth, but this shutting of the eyes to facts must have an end; it is only by looking honestly at these things that the force can arise which is needed for human progress. We need such a force. We must grasp something essentially different from the mental outfit of the men to whom we owe our present position. We must have the courage to lay hold of something new. It is with a view to preparing this new outlook, even in outer reality, that I have spoken here and in other gatherings of the Anthroposophical Movement, not to give a kind of superior Sunday-evening sermon, but to emphasize the gravity of the times. He alone is an Anthroposophist, in the real sense of the word, who is gripped by the central purpose of his time and wills the truth, rejecting the lies which have entangled us so terribly in the conditions of to-day. I could wish that the few words in which I have given an outline of what is necessary might penetrate your hearts—it is not your minds only that I would reach, for it is from hearts that must arise the deep understanding so necessary for the times. We have to discover the impulse which will set humanity upright again, and to do that we must first of all learn how thoroughly we are ensnared by mere phrases and by untruth in all directions. From the spirit the truth will come. Wisdom lies in truth and truth alone—that should be graven deeply into our souls. I have said a little about what is characteristic of our epoch of evolution from a spiritual standpoint. I have laid these matters before you because I believe that through them the most essential need of the present can be brought near to the human heart—the mood of soul from which that earnestness comes which is necessary in order to live in the service of humanity to-day. My aim this time has been to arouse such earnestness. |
131. From Jesus to Christ: Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Translated by Harry Collison |
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Such Imaginations, because they are concentrated in the most intense, one-sided way, first on sinful man, secondly on the compassionate God, and then only on the pictures from the New Testament, evoke precisely, through the law of polarity, a strengthened Will. These pictures produce their effect directly, at first hand, for any reflection upon them must be dutifully excluded. |
131. From Jesus to Christ: Jesuit and Rosicrucian Training
05 Oct 1911, Karlsruhe Translated by Harry Collison |
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The object of these lectures is to place before you an idea of the Christ-Event in so far as it is connected with the historical appearance of the Christ in the person of Jesus of Nazareth. So many questions of the spiritual life are bound up with this subject that the choice of it will enable us to make a wide survey of the realm of Spiritual Science and its mission, and to discuss the significance of the Anthroposophical Movement for the spiritual life of the present time. We shall also have the opportunity of learning what the content of religion is. And since this content must spring from the common heritage of mankind, we shall seek to know it in its relation to the deeper sources of religious life, and to what the sources of occult science have to tell us concerning the foundation of all religious and philosophic endeavours. Much that we shall have to discuss will seem to lie very far from the theme itself, but it will all lead us back to our main purpose. We shall best come to a more precise understanding of our subject—modern religious life on the one hand and the spiritual-scientific deepening of spiritual life on the other—if we glance at the origins both of religious life and of occult spiritual life in recent centuries. For as regards spiritual development in Europe during this period, we can discern two directions of thought which have been cultivated with the utmost intensity: on the one hand an exaggeration of the Jesus-Principle, and on the other a most careful, conscientious preservation of the Christ-Principle. When we place before our minds these two recent streams, we must see in the exaggeration of the Jesus-Principle a great and dangerous error in the spiritual life of those times, and on the other side a movement of deep significance, a movement which seeks above all the true paths and is careful to avoid the paths of error. From the outset, therefore, in our judgment of two entirely different spiritual movements, we have to ascribe serious errors to one of them and most earnest efforts after truth to the other. The movement which interests us in connection with our spiritual-scientific point of view, and which we may call an extraordinarily dangerous error in a certain sense, is the movement known in the external world as Jesuitism. In Jesuitism we encounter a dangerous exaggeration of the Jesus-Principle. In the other movement, which for centuries has existed in Europe as Rosicrucianism, we have an inward Christ-movement which above all seeks carefully for the ways of truth. Ever since a Jesuitical current arose in Europe, much has been said and written in exoteric life about Jesuitism. Those who wish to study spiritual life from its deeper sources will thus be concerned to see how far Jesuitism signifies a dangerous exaggeration of the Jesus-Principle. If we wish to arrive at a true characterisation of Jesuitism, we must get to know how the three chief principles of world-evolution, which are indicated in the most varied ways in the different world-outlooks, find practical expression in human life, including exoteric life. Today we will first of all turn quite away from the deeper significance and characterisation of these three fundamental streams, which run through all life and all evolution, and will review them from an external point of view. First of all we have the cognitional element in our soul-life. Now, whatever may be said against the abstractions of a one-sided intellectual search for truth, or against the alienation from life of many scientific, philosophical, and theosophical endeavours, anyone who is clear in his own mind as to what he wills and what he can will, knows that Cognition belongs to the most deeply rooted activities of the soul. For whether we seek knowledge chiefly through thinking, or more through sensation or feeling, Cognition always signifies a taking account of the world around us, and also of ourselves. Hence we must say that whether we are satisfied for the moment with the simplest experiences of the soul, or whether we wish to devote ourselves to the most complicated analysis of the mysteries of existence, Cognition is the primary and most significant question. For it is basically through Cognition that we form a picture of the content of the world—a picture we live by and from which our entire soul-life is nourished. The very first sense-impression, in fact all sense-life, must be included in the realm of Cognition, along with the highest formulations of the intellect. Under Cognition we must include also the impulse to distinguish between the beautiful and the ugly, for although it is true in a certain sense that there is no disputing about taste, yet cognition is involved when someone has adopted a certain judgment in a question of taste and can distinguish between the beautiful and the ugly. Again, our moral impulses—those which prompt us to do good and abstain from evil—must be seen as moral ideas, as cognition, or as impulses to do the one and avoid the other. Even what we call our conscience, however vague the impulses from it may be, comes under the heading of cognition. In short, the world we are consciously aware of, whether it be reality or maya; the world we live in consciously, everything we are conscious of—all this can be embraced under the heading: cognitive spiritual life. Everyone, however, must acknowledge that under the surface of this cognitive life something else can be discerned; that in our everyday existence our soul-life gives evidence of many things which are not part of our conscious life. When we wake up in the morning, our soul-life is always strengthened and refreshed and newly born from sleep. During the unconsciousness of sleep we have gained something which is outside the realm of conscious cognition, but comes from a region where our soul is active below the level of consciousness. In waking life, too, we must admit that we are impelled by impulses, instincts and forces which throw up their waves into our conscious life, while they work and have their being below it. We become aware that they work below the conscious when they rise above the surface which separates the conscious from the subconscious. And indeed our moral life also makes us aware of a subconscious soul-life of this kind, for we can see how in the moral realm this or that ideal comes to birth. It takes only a little self-knowledge to realise that these ideals do rise up into our soul-life, but that we are far from always knowing how our great moral ideals are connected with the deepest questions of existence, or how they belong to the will of God, in which they must ultimately be grounded. We might indeed compare our soul-life in its totality with a deep ocean. The depths of this oceanic soul-life throw up waves to the surface, and those that break out into the realm of air, which we can compare with normal consciousness, are brought within the range of conscious cognition. All conscious life is rooted in a subconscious soul-life. Fundamentally, the whole evolution of mankind can be understood only if a subconscious soul-life of this kind is acknowledged. For what does the progress of spiritual life signify save that many things which have long dwelt down below take form for the first time when they are brought to surface level? So it is, for example, when an inventive idea arises in the form of an impulse towards discovery. Subconscious soul-life, as real as our conscious life, must therefore be recognised as a second element in our life of soul. If we place this subconscious soul-life in a realm that is at first unknown—but not unknowable—we must contrast it with a third element. This element is immediately apparent to external, exoteric observation, for if we turn our attention to the outer world through our senses, or approach it through our intellect or any form of mental activity, we come to know all sorts of things. But a more exact consideration of every age of cognition compels us to realise that behind everything we can know about the world at large something else lies hidden: something that is certainly not unknowable but in every epoch has to be described as not yet known. And this not-yet-known, which lies below the surface of the known in the mineral, plant, and animal kingdoms, belongs as much to ourselves as it does to external nature. It belongs to us in so far as we absorb and work up in our physical organism the materials and forces of the outer world; and inasmuch as we have within us a portion of nature, we have also within us a portion of the unknown in nature. So in the world wherein we live we must distinguish a triad: our conscious spiritual life; our subconscious soul-life below the threshold of consciousness; and that which, as the unknown in nature and at the same time in man, lives in us as part of the great unknown Nature. This triad emerges directly from a rational observation of the world. And if looking away from all dogmatic statements, from all philosophical or theosophical traditions, in so far as these are clothed in conceptual definitions or formulations, we may ask: How has the human mind always expressed the fact that this triad is present not only in the immediate environment, but in the whole world to which man himself belongs? We must then reply: Man gives the name of Spirit to all that can be known within the horizon of the conscious. He designates as the Son or the Logos that which works in the subconscious and throws up only its waves from down below. And to that which belongs equally to the unknown in Nature, and to the part of our own being which is of one kind with Nature, the name of the Father-Principle has always been given, because it was felt to express the relation of the third principle to the other two. Besides what has now been said concerning the Spirit, the Son, and the Father-Principle, it can be taken for granted that other differentiations we have formerly made, and also the differentiations made in this or that philosophy, have their justifications. But we can say that the most widely accepted idea of this differentiation corresponds with the account of it given here. Now let us ask: How can we characterise the transition from that which belongs to the Spirit, and so plays directly into the conscious life of the soul, to the subconscious element which belongs to the Son-Principle? We shall best grasp this transition if we realise that into ordinary human consciousness there plays quite distinctly the element we designate as Will, in contrast to the elements of ideation and feeling. If we rightly interpret the Bible saying, ‘The Spirit is willing, but the flesh is weak’, it indicates that everything grasped by consciousness lies in the realm of the Spirit, whereas by ‘the flesh’ is meant everything that lies more in the subconscious. As to the nature of the Will, we need only think of that which plays up from the subconscious and enters into our consciousness only when we form concepts of it. Only when we transform into concepts and ideas the dark impelling forces which are rooted in the elemental part of the soul—only then do they enter the realm of the Spirit; otherwise they remain in the realm of the Son-Principle. And since the Will plays through our feelings into the life of ideas, we see quite clearly the breaking out into the conscious of the waves from the subconscious ocean. In our threefold soul-life we have two elements, ideation and feeling, which belong to conscious life, but feeling descends directly into the realm of the Will, and the nearer we come to the impulses of Will, the further we descend into the subconscious, the dark realms into which we sink completely when consciousness is engulfed in deep, dreamless sleep. Thus we see that the Will-element, because it descends into the realm of the subconscious, stands towards the individual being of man in a relationship quite different from that of cognition, the realm of the Spirit. And so, when we differentiate between Spirit and Son, we may be impelled to surmise that man's relationship to the Spirit is different from his relationship to the Son. How is this to be understood? Even in exoteric life it is quite easy to understand. Certainly the realm of cognition has given rise to all kinds of debate, but if people would only come to understand one another concerning the concepts and ideas they formulate for themselves, controversy over questions of cognition would gradually cease. I have often emphasised that we no longer dispute over mathematics, because we have raised mathematics entirely into consciousness. The things we dispute about are those not yet raised into consciousness: we still allow our subconscious impulses, instincts, and passions to play into them. So we see that in the realm of cognition we have to do with something more universally human than anything to be found in the subconscious realm. When we meet another human being and enter into the most varied relationships with him, it is in the realm of conscious spiritual life that understanding should be possible. And a mark of a healthy soul-life is that it will always wish and hope to reach an understanding with the other person concerning things that belong to conscious spiritual life. It will be unhealthy for the soul if that hope is lost. On the other hand, we must recognise the Will-element, and everything in another person's subconscious, as something which should on no account be intruded upon; it must be regarded as his innermost sanctuary. We need consider only how unpleasant to a healthy soul-life is the feeling that the Will of another man is being put under compulsion. It is not only aesthetically but morally unpleasant to see the conscious soul-life of anyone eliminated by hypnotism or any other powerful means; or to see the will-power of one person working directly on the Will of another. The only healthy way to gain influence over another person's Will is through cognition. Cognition should be the means whereby one soul comes to an understanding with another. A person must first translate his wishes into a conceptual form; then they may influence another person's cognition, and they should touch his Will only by this indirect route. Nothing else can be satisfactory in the highest, most ideal sense to a healthy life of soul. Every kind of forcible working of Will upon Will must evoke an unpleasant impression. In other words, human nature strives, in so far as it is healthy, to develop in the realm of the Spirit the life it has in common with others, and to cherish and respect the realm of the subconscious, in so far as it comes to expression in the human organism, as an inviolable sanctuary that should rest in the personality, the individuality, of each man and should not be approached save through the door of conscious cognition. So at least a modern consciousness, attuned to our epoch, must feel if it is to know itself to be healthy. In later lectures we shall see whether this was so in all periods of human evolution. What has been said today will help us to think clearly about what is outside us and what is within us, at least for our own period. This leads to the conclusion that fundamentally the realm of the Son—embracing everything that we designate as the Son or Logos—must be awakened in each individual as a quite personal concern; and that the realm of common life, where men may be influenced by one another, is the realm of the Spirit. We see this expressed in the grandest, most significant way in the New Testament accounts of the attitude of Christ Jesus towards His first disciples and followers. From all that is told concerning the Christ-Event we can gather that the followers who had hastened to Jesus during his life-time were bewildered when His life ended with the crucifixion; with that form of death which, in the land where the Christ-Event took its course, was regarded as the only possible expiation for the greatest crimes. And although this death on the cross did not affect everyone as it did Saul, who later became Paul, and as Saul had concluded that someone who suffered such a death could not be the Messiah, or the Christ—for the crucifixion had made a milder impression on the disciples, one might say—yet it is obvious that the writers of the Gospels wished to give the impression that Christ Jesus, through his subjection to the shameful death on the cross, had forfeited some of the effect he had had on the hearts of those around him. But with this account something else is connected. The influence that Christ Jesus had acquired—an influence we must characterise more exactly during these lectures—was restored to Him after the Resurrection. Whatever may be our present thoughts about the Resurrection, we shall have to discuss it here in the light of occult science; and then, if we simply go by the Gospel narratives, one thing will be clear: for those to whom Christ appeared after the Resurrection He had become someone who was present in a quite special way, different entirely from His previous presence. In speaking on the Gospel of St. John I have already pointed out how impossible it would have been for anyone who knew Jesus not to recognise Him after three days, or to confuse Him with someone else, if He had not appeared in an altered form. The Evangelists wish particularly to evoke the impression that the Christ appeared in this altered form. But they also wish to indicate something else. For the Christ to exert influence on human souls, a certain receptivity in those souls was necessary. And this receptivity had to be acted on not merely by an influence from the realm of the Spirit but by the actual sight of the Christ-Being. If we ask what this signifies, we must realise that when a person stands before us, his effect upon us goes beyond anything we are conscious of. Whenever a human being or other being works upon us, unconscious elements affect our soul-life; they are produced by the other being indirectly through consciousness, but he can produce them only if he stands before us in actuality. What the Christ brought about from person to person after the so-called Resurrection was something that worked up from the unconscious soul-powers of the disciples into their soul-life: an acquaintance with the Son. Hence the differences in the portrayal of the risen Christ; hence, too, the variations in the accounts, showing how the Christ appeared to one or other person, according to the disposition of the person concerned. Here we see the Christ-Being acting on the subconscious part of the souls of the disciples; hence the appearances are quite individual, and we should not complain because they are not uniform. If, however, the significance of the Christ for the world was to be His bringing to all men something common to all of them, then not only this individual working of the Son had to proceed from the Christ, but the element of Spirit, which can encompass something that belongs to all men, had to be renewed by Him. This is indicated by the statement that after the Christ had worked upon the Logos-nature of man. He sent forth the Spirit in the form of the renewed or ‘holy Spirit’. Thus was created that element common to all men which is characterised when we are told that the disciples, after they had received the Spirit, began to speak in the most diverse tongues. Here we are shown how the common element resides in the outpouring of the Holy Spirit. And something else is indicated: how different is this outpouring of the Spirit from the simple imparting of the power of the Son, for in the Acts of the Apostles we are told that certain persons to whom the apostles came had already received the Jesus-baptism, and yet they had now to receive for the first time the Spirit, symbolically indicated by the laying on of hands. In the characterisation of the Christ-Event we are made very precisely aware of the difference between the working we have to designate as the Christ-working, which acts upon the subconscious impulses of the soul and so must have a personal, inward character, and the Spirit-element, which represents something common to all mankind. It is this Spirit-element that those who have named themselves ‘Rosicrucians’ have sought to preserve most carefully, as far as human weakness permits. The Rosicrucians have always wished to adhere strictly to the rule that even in the highest regions of Initiation nothing must be worked upon except the Spirit-element which, as common between man and man, is available in the evolution of humanity. The Initiation of the Rosicrucians was an Initiation of the Spirit. It was never an Initiation of the Will, for the Will of man was to be respected as a sanctuary in the innermost part of the soul. Hence the individual was led to those Initiations which were to take him beyond the stage of Imagination, Inspiration, and Intuition, but always so that he could recognise within himself the response which the development of the Spirit-element was to call forth. No influence was to be exerted on the Will. We must not mistake this attitude for one of indifference towards the Will. The point is that by excluding all direct working upon the Will, the purest spiritual influence was imparted indirectly through the Spirit. When we come to an understanding with another man with regard to entering on the path of knowledge of the Spirit, light and warmth are radiated from the spiritual path, and they then enkindle the Will, but always by the indirect path through the Spirit—never otherwise. In Rosicrucianism, therefore, we can observe in the highest sense that impulse of Christianity which finds twofold expression: on the one hand in the Son-element, in the Christ-working which goes down deeply into the subconscious; on the other, in the Spirit-working which embraces all that falls within the horizon of our consciousness. We must indeed bear the Christ in our Will; but the way in which men should come to an understanding with each other in life concerning the Christ can be found only—in the Rosicrucian sense—through a conscious soul-life which penetrates ever more deeply into the occult. In reaction against many other spiritual streams in Europe, the opposite way was taken by those who are usually called Jesuits. The radical, fundamental difference between what we justifiably call the Christian way of the Spirit and the Jesuit way of the Spirit, which gives a one-sided exaggeration to the Jesus-Principle, is that the intention of the Jesuit way is to work directly, at all times, upon the Will. The difference is clearly shown in the method by which the pupil of Jesuitism is educated. Jesuitism is not to be taken lightly, or merely exoterically, but also esoterically, for it is rooted in esotericism. It is not, however, rooted in the spiritual life that is poured out through the symbol of Pentecost, but it seeks to root itself directly in the Jesus-element of the Son, which means in the Will; and thereby it exaggerates the Jesus-element of the Will. This will be seen when we now enquire into the esoteric part of Jesuitism, its various spiritual exercises. How were these exercises arranged? The essential point is that every single pupil of Jesuitism goes through exercises which lead into the occult life, but into the Will, and within the field of occultism they hold the Will in severe discipline; they ‘break it in’, one might say. And the significant fact is that this discipline of the Will does not arise merely from the surface of life, but from something deeper, because the pupil has been led into the occult, in the way just indicated. If now, leaving aside the exercises of prayer preparatory to all Jesuit exercises, we consider these occult exercises, at least in their chief points, we find that the pupil has first to call up a vivid Imagination of Christ Jesus as the King of the Worlds—mark this carefully: an Imagination. And no one would be received into the degrees of Jesuitism who had not gone through such exercises, and had not experienced in his soul the transformation which such psychic exercises mean for the whole man. But this Imaginative presentation of Christ Jesus as King of the Worlds has to be preceded by something else. The pupil has to call up for himself, in absolute solitude and seclusion, a picture of man as he was created in the world, and how by falling into sin he incurred the possibility of most terrible punishments. And it is strictly prescribed how one must picture such a man; how if he were left to himself he would incur the utmost of torturing penalties. The rules are extraordinarily severe. With all other concepts or ideas excluded, this picture must live uninterruptedly within the soul of the future Jesuit, the picture of the God-forsaken man, the man exposed to the most fearful punishments, together with the feeling: ‘That am I, since I have come into the world and have forsaken God, and have exposed myself to the possibility of the most fearful punishments.’ This must call forth the fear of being forsaken by God, and detestation of man as he is according to his own nature. Then, in a further Imagination, over against the picture of the outcast, God-forsaken man, must be set the picture of the God full of pity who then became Christ, and through His acts on earth atones for what man has brought about by forsaking the divine path. In contrast to the Imagination of the God-forsaken man, there must arise that of the all-merciful, loving Being, Christ Jesus, to whom alone it is due that man is not exposed to all possible punishments working upon his soul. And, just as vividly as a feeling of contempt for the forsaking of the divine path had first to become fixed in the soul of the Jesuit pupil, so must a feeling of humility and contrition now take hold of him in the presence of Christ. When these two feelings have been called forth in the pupil, then for several weeks he has to practise severe exercises, picturing to himself in Imagination all details of the life of Jesus from his birth to the Crucifixion and Resurrection. And all that can arise in the soul emerges when the pupil lives in rigorous seclusion and, except for necessary meals, lets nothing else work upon his soul than the pictures which the Gospels give of the compassionate life of Jesus. But these pictures do not merely appear before him in thoughts and ideas; they must work upon his soul in vivid, living Imaginations. Only someone who really knows how the human soul is transformed through Imaginations which work with full living power—only he knows that under such conditions the soul is in fact completely changed. Such Imaginations, because they are concentrated in the most intense, one-sided way, first on sinful man, secondly on the compassionate God, and then only on the pictures from the New Testament, evoke precisely, through the law of polarity, a strengthened Will. These pictures produce their effect directly, at first hand, for any reflection upon them must be dutifully excluded. It is solely a matter of holding before one's mind these Imaginations, as they have just been described. What then follows is this. In the further exercises Christ Jesus—and now we may no longer say Christ but exclusively Jesus—is represented as the universal King of the Worlds, and thereby the Jesus element is exaggerated. Because Christ had to be incarnated in a human body, the purely spiritual took part in the physical world; but over against this participation stand the monumental and most significant words: ‘My kingdom is not of this world.’ We can exaggerate the Jesus element by making Jesus into a king of this world, by making Him that which He would have become if He had not resisted the tempter who wished to give Him ‘all the kingdoms of the world and the glory thereof’. Then Jesus of Nazareth would have been a king who, unlike other kings who possess only a portion of the earth, would have had the whole earth under his sway. If we think of this king portrayed in this guise, his kingly power so increased that the whole earth is his domain, then we should have the very picture that followed the other exercises through which the personal will of each Jesuit pupil had been sufficiently strengthened. To prepare for this picture of ‘King Jesus’, this Ruler over all the kingdoms of the earth, the pupil had to form an Imagination of Babylon and the plain around Babylon as a living picture, and, enthroned over Babylon, Lucifer with his banner. This picture had to be visualised with great exactitude, for it is a powerful Imagination: King Lucifer, with his banner and his hosts of Luciferic angels, seated amidst fire and dense smoke, as he sends out his angels to conquer the kingdoms of the earth. And the whole danger that issues from the ‘banner of Lucifer’ must first of all be imagined by itself, without casting a glance upon Christ Jesus. The soul must be entirely engrossed in the Imagination of the danger which issues from the banner of Lucifer. The soul must learn to feel that the greatest danger to the world's existence that could be conjured forth would be a victory for the banner of Lucifer. And when this picture has had its effect, the other Imagination, ‘The banner of Jesus’, must take its place. The pupil must now visualise Jerusalem and the plain around Jerusalem; King Jesus with His hosts, how He sends out His hosts, how He conquers and drives off the hosts of Lucifer and makes Himself King of the whole earth—the victory of the banner of Jesus over the banner of Lucifer. These are the strength-giving Imaginations for the Will which are brought before the soul of the Jesuit pupil. This is what completely changes his Will; makes him such that in his Will, because it is trained occultly, he turns away from everything else and surrenders absolutely to the idea: ‘King Jesus must become the Ruler upon earth, and we who belong to His army have to employ every means to make Him Ruler of the earth. To this we pledge ourselves, we who belong to His host assembled on the plain of Jerusalem, against the host of Lucifer assembled on the plain of Babylon. And the greatest disgrace for a soldier of King Jesus is to forsake His banner.’ These ideas, gathered up into a single resolution of the Will, can certainly give the Will immense strength. But we must ask: what is it in the soul-life that has been directly attacked? The element that ought to be regarded as intrinsically holy, the element that ought not to be touched—the Will-element. In so far as this Jesuit training lays hold of the Will-element, while the Jesus-idea seizes the Will-element completely, in so far is the concept of the dominion of Jesus exaggerated in the most dangerous way—dangerous because through it the Will becomes so strong that it can work directly upon the Will of another. For where the Will becomes so strong through Imaginations, which means by occult methods, it acquires the capacity for working directly upon the Will of another, and hence also along all the other occult paths to which such a Will can have recourse. Thus we see how in recent centuries we encounter these two movements, among many others: one has exaggerated the Jesus-element and sees in ‘King Jesus’ the sole ideal of Christianity, while the other looks solely at the Christ-element and carefully sets aside anything that could go beyond it. This second outlook has been much calumniated because it maintains that Christ has sent the Spirit, so that, indirectly through the Spirit, Christ can enter into the hearts and minds of men. In the development of civilisation during the last few centuries there is hardly a greater contrast than that between Jesuitism and Rosicrucianism, for Jesuitism contains nothing of what Rosicrucianism regards as the highest ideal concerning human worth and human dignity, while Rosicrucianism has always sought to guard itself from any influence which could in the remotest sense be called Jesuitical. In this lecture I wished to show how even so lofty an element as the Jesus-principle can be exaggerated and then becomes dangerous, and how necessary it is to sink oneself into the depths of the Christ-Being if we wish to understand how the strength of Christianity must reside in esteeming, to the very highest degree, human dignity and human worth, and in strictly refraining from groping our clumsy way into man's inmost sanctuary. Rosicrucianism, even more than Christian mysticism, is attacked by the Jesuit element, because the Jesuits feel that true Christianity is being sought elsewhere than in the setting which offers merely ‘King Jesus’ in the leading role. But the Imaginations here indicated, together with the prescribed exercises, have made the Will so strong that even protests brought against it in the name of the Spirit can be defeated. |
121. The Mission of the Individual Folk-Souls: The Evolution of Races and Civilization
10 Jun 1910, Oslo Translated by A. H. Parker |
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In the Persian civilization this dualism is reflected in the polarity of light and darkness, of Ormuzd and Ahriman. The farther we move westward the more we see that the civilization bears the impress of the characteristics of a more mature age. |
121. The Mission of the Individual Folk-Souls: The Evolution of Races and Civilization
10 Jun 1910, Oslo Translated by A. H. Parker |
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If we wish to understand the relationship of the races of mankind to one another and the origins of the individual folk communities, we must realize that man as we know him today is a highly complex being and that his present form and inner being could only have arisen through the cooperation of countless numbers of cosmic Beings. From the study of the ‘Akashic Record’ and other observations on the evolution of man we know that in prehistoric times our Earth, before reaching its present condition, had to pass through three conditions, in the course of which the three so-called members or vehicles of man, the physical body, the etheric body and the astral body were prefigured, gradually realized and developed until they reached their present state. It is only during his present Earth incarnation that man has been able to develop a fourth member, an ego. These four members testify to the activity of the spiritual Beings during the three or four incarnations of our Earth—Old Saturn, Old Sun, Old Moon and the Earth period itself up to the present moment. If you will call to mind all the Beings who worked together during those incarnations, the Spirits of Will or Thrones, the Spirits of Wisdom, of Movement, of Form, of Personality, the Archangels down to the Angels—and above the Thrones, the Cherubim and Seraphim—it is clear that man's present organization could only have been created through a complex interplay of spiritual forces. We have seen that not only was the cooperation of many Beings and nature-forces in the Cosmos a necessity, but that for the creation of man it was also necessary that at certain epochs, certain Beings should renounce the normal course of their evolution and remain behind in order to be able to participate in the organization of man in a way that would have been impossible in the normal course of their evolution. And so when we seek to understand man as he is today, we find a richly varied and much patterned fabric. Only when we examine this fabric closely and watch the activity of the several Beings do we begin to understand how man first came into existence through the cooperation of these Beings. The chief Being who is of importance for contemporary man is the one who has gradually made ego-consciousness possible. The opportunity to develop ego-consciousness was first provided by the Spirits of Form, the Beings whom we call Powers or Exusiai. If we follow the activity of these Beings alone and ask ourselves how man would fare if the normal Spirits alone were predominantly active in him, we shall find that they are the donors of the ego-organization. And this implies that their chief interest is to further man's ego-development, which can only be realized in the man of today at a certain age. If you recall the teachings of Spiritual Science on the subject of the education of the child you will know that in the first seven-year period of life, between birth and the change of teeth, man develops principally the physical body. The Spirits of Form have no particular interest in the development of the physical body since this is really a recapitulation of what man underwent on Old Saturn (which has often been repeated) and which from the last physical birth up to the age of seven has for the time being been recapitulated in a particular way for the last time. The second seven-years period of life from the ages of seven to fourteen, the age of puberty) is also a period which holds little interest for the Spirits of Form since it is a recapitulation of what man underwent on Old Sun. In reality the Spirits of Form only wished to embark on their chief activity, the bestowal of an ego, during man's life on Earth. The third seven-year period covers the years between fifteen and twenty-one. During this period man recapitulates the development of the astral body that normally belongs to the Old Moon epoch. And again the normal Spirits of Form show no interest. The three life-periods, then, that precede the actual birth of the ego at the age of twenty approximately, have no immediate appeal. The Spirits of Form only intervene on their own initiative at the age of twenty approximately. On reflection, therefore, you will not be surprised to learn that the Spirits of Form intended, in fact, that man should incarnate only at the normal developmental stage of twenty or thereabouts. In the eyes of these Spirits of Form all that has been developed in man hitherto is, in reality, a kind of embryonic state, a sort of germinal condition. And if I may speak somewhat figuratively I might say that the Spirits of Form who have developed normally would far prefer it if things proceeded with almost clock-work regularity, if hitherto no-one encroached upon their province. If these Spirits of Form had free rein until man's twentieth year, then in the first seven years of his life man would have the consciousness pertaining to the physical body, namely, the very dim consciousness of the mineral kingdom. In the second seven years, between the ages of seven and fourteen, he would have a sleep-consciousness. From the fourteenth to the twentieth year he would be very active inwardly, but would live in a kind of dreamlike consciousness of the Old Moon evolution. Not until the age of twenty-one approximately would he awaken to ego-consciousness. If he followed the normal course of development therefore he would only awaken to ego-consciousness at that age and perceive the external world in the form that is familiar to us today. If we only take into account the activity of the Spirits of Form it is clear that man attains his present-day consciousness much too early. Now in modern man this consciousness, as you know, awakens to some extent soon after birth. He would not develop a clear and distinct perception of the external world if other Spirits, in reality Spirits of Movement, had not remained behind and renounced the development of certain capacities which they could otherwise have acquired up to the time of the Earth-evolution, so that they could intervene in man's development in a particular way during this present Earth-evolution. Because their evolution followed a different path they are in a position to bestow upon man prematurely that which he ought to acquire only in his twentieth year approximately. These are spiritual Beings who renounced the possibility of continuing their evolution normally up to the stage of their Earth-evolution Beings who might have been Spirits of Movement during the Earth-evolution, but who remained at the stage of the Spirits of Form and are now active in the Earth-evolution as Spirits of Form. Thus they are able, during the Earth-evolution, to bestow upon man, who is by no means mature enough to receive it and has much to redeem from an earlier epoch, the ego-consciousness that would normally be his only around the age of twenty. Hence the abnormal Spirits of Form endow man with capacities which otherwise he would have received about his twentieth year only. The consequences are highly significant. Let us assume for a moment that evolution had followed its normal course. If these abnormal Spirits had not intervened, man would have incarnated on the physical plane in the condition which is natural to him at the age of twenty approximately and would have to go through a totally different embryonic development. Indeed through these abnormal Spirits of Form, man's development from birth to the age of twenty, that is, for about the first third of his life, is subject to the forces of the external world. The first third of our Earth-life therefore is not controlled by spiritual Beings who determine Earth conditions, but by other abnormal spiritual Beings. And because these abnormal Beings participate in evolution, we do not possess therefore the form that we should have if we had incarnated in the condition natural to us at the age of twenty. To compensate for this man must spend the first third of his life (up to the age of twenty) under the powerful influence of these abnormal Beings. In the course of his whole development man is subject to the influence of these abnormal Beings. And the penalty he has to pay for this is that after the middle third of life which is under the influence of normal Spirits of Form only, a progressive decline sets in and the etheric and astral organizations begin to disintegrate. Life therefore is divided into three periods or thirds—an ascending third, a middle third and a descending third. It is only in the middle third that man is a fully integrated person in his Earth-life. In the last third of his life man has to give back what he received during the first, the ascending third; he must repay the debt in kind. If man had been wholly subject to the influence of the normal Spirits of Form all that he experiences today up to the twentieth year would take on a different complexion, a totally different form. The situation would have been totally different, so that everything associated with the development of man during the first of his three life-periods is fundamentally an anticipation of much that belongs to the later epochs. In consequence, up to the second life-period man has become a more material being than he would otherwise have been. He would have experienced up to this time purely spiritual conditions and would have incarnated on Earth only at that period of his development which he undergoes in his twentieth or twenty-first year when he would find himself Earth-bound. We learn from Spiritual Science that if his development had proceeded in this way man would have incarnated only in the condition which he now attains in his twentieth or twenty-first year. He would not have been able to go through the preceding conditions on Earth; he would have been obliged to go through them in the spiritual spheres surrounding the Earth. [IMAGE REMOVED FROM PREVIEW] The whole course of human development through childhood and adolescence should now be clear to you. If the line BC represents life on Earth between twenty and forty, it would have been the intention of the Spirits of Form that man should incarnate only at B (the age of twenty to twenty-one). Having come down to Earth at this age he would have left it again after his fortieth year (at C) and have spent the last third of his life in a spiritualized state. Through the abnormal Beings man was forced to descend upon the Earth at A and begin his life cycle. That is the secret of our existence. Thus it is only in the middle third of life that we are wholly under the influence of these Beings who actually control us; the periods of our maturity and decline are subject to entirely different Beings who in one way or another have renounced their normal development. If man had lived through the first and last thirds of his life in the spiritual sphere surrounding the Earth and had incarnated only during the second third, thereby becoming a totally different being, he would not have become Earth-bound to the extent that he is today. If man's development had followed this course, then all those incarnating on Earth would be alike in (physical) form and inner being, they would be standardized. Only a single, uniform humanity would exist. That which determines the racial types with their specific characteristics is unrelated to the middle third of life. Through the circumstances of the earlier years, through the influences of the first third of life, we, with all our forces, are more Earth-bound than the normal Spirits of Form had intended. In consequence man has become more dependent upon the Earth than he would otherwise have been; he has become dependent on the locality where he lives. Because of his premature incarnation—in opposition to the intentions of the Spirits of Form, so to speak—he becomes dependent upon the locality of his birth, he unites with his physical environment in a condition which is not designed for him. It would have been of no consequence whether he had incarnated in the middle third of his life or whether he had been born in the north, south, east or west. But because he has become dependent on his environment, because his youth is lived in the way I have described, he becomes Earth-bound, he becomes closely associated with, and an integral part of the geographical area where he was born. He cannot escape the environmental conditions of that locality—the incidence of the sun's rays, the proximity of the region to the Equator or to a more temperate zone, whether he is born in the lowlands or on a high plateau. The rate of respiration in the plains is different from that in the mountains. Man therefore becomes wholly dependent upon the environmental conditions of his birthplace. He becomes wholly identified with his native soil through his close association with the locality of his birth. He is moulded by those attributes which he thus receives because these etheric formative forces of the Earth associated with the particular locality where he is born are active in him. All these factors determine his racial character, and the abnormal Spirits of Form, those Spirits or Powers who are responsible for our present consciousness—not between the ages of twenty-one and twenty-three but at some other time—are indirectly the source of the racial differences in mankind everywhere, for these differences depend upon the particular locality where a man is born. During the first third of life when, in effect, he is under the dominion of the abnormal Spirits of Form, man reaches sexual maturity and develops his capacity for reproduction. His reproductive capacity is acquired during the period when he is not wholly under the direction of the normal Spirits of Form. It is possible therefore that a man is not only dependent on the locality of his birth, but that the characteristics thus acquired may also be inherited by his descendants. Thus racial homogeneity is reflected not only in the influence of the habitat, but also in the racial inheritance. This explains why racial characteristics can be inherited and why, as we shall learn from Spiritual Science, it was only in the past that racial characteristics were determined by the locality where man was born. In the latter part of the Lemurian epoch and in the early Atlantean epoch, for example, man was directly dependent upon his physical environment. In later times race was no longer associated with locality, but was bound up with heredity. In race therefore we see something that was originally associated with a particular geographical region, was later passed on via inheritance, but became increasingly independent of a particular locality. The period of evolution when one can justifiably speak of the idea of race will be clear to you from what I have just said. One cannot speak of race in the true sense of the term before the Lemurian epoch, for only then did man incarnate on Earth. Before that time he lived in the spiritual environment of the Earth. He then incarnated and racial characteristics were hereditary from the beginning of the Atlantean epoch up to our post-Atlantean epoch. We shall learn later how, in our own time, the national characteristics prepare in their turn the break-down of the racial characteristics and begin to eradicate them. We must carefully avoid seeing evolution in the form of a perpetually revolving wheel, for this idea which is widely canvassed in many a mystical world-view serves only to confuse the true picture of evolution. If one pictures evolution as a wheel, revolving round a fixed centre and divided into so many races, then we fail to grasp that everything is in a state of evolution and that the races are evolving too. Races are born and will at some future time cease to exist. They do not repeat themselves in the same way as Sinnett mistakenly claims in his Esoteric Buddhism. We must look for the origin of racial characteristics in the old Lemurian epoch; we must follow their propagation down to our own day; at the same time we must realize that when our fifth post-Atlantean epoch is superseded by the sixth and seventh, race as such will have ceased to exist. But if we picture evolution as the mechanical, steady, continuous revolution of a wheel, then we carry the picture of a mill wheel in our mind and have not the slightest understanding of evolutionary processes. The evolution of races begins therefore only in the Lemurian epoch through the activity of the abnormal Spirits of Form, who permit the etheric forces from the soil to intervene at the locality where man has to spend the first years of his life. And this influence is carried over to some extent into his later life because man is endowed with a memory, through which he still remembers even in his later life, the time spent under the influence of the abnormal Spirits before his twenty-first year on Earth. Man would be a totally different being if he were subject only to the influence of the normal Spirits of Form. Through the influence of the abnormal Spirits of Form he is dependent upon the particular locality in which he lives. I have already described how man departed from the laws of the normal Spirits of Form, with the result that the locality of his birth during a particular incarnation was of importance to him. These relationships will become clearer to us if we take into account the following factor. To a certain extent the etheric forces emanating from the soil permeate the human organism so that man becomes dependent upon the soil of a particular geographical area. In this connection I should like to refer to certain regions of the Earth that are connected with the historical development of the human being. We shall discuss these relationships in more detail later on. I now propose to describe them in general. [IMAGE REMOVED FROM PREVIEW] Here is for example a point or a centre of cosmic influence situated in the interior of Africa. At this centre are active all those terrestrial forces emanating from the soil which can influence man especially during his early childhood. Later on their influence diminishes; man is less subject to these forces. Nevertheless their formative influences make a powerful impression upon him. The locality where a man lives exercises its most potent influence in early childhood and thereby determines for their whole life those who are completely dependent on these forces’ so that the particular locality impresses the characteristics of their early childhood permanently upon them. This is more or less typical of all those who, in respect of their racial character, are determined by the etheric formative forces of the Earth in the neighbourhood of that particular locality. The black or Negro race is substantially determined by these childhood characteristics. If we now cross over to Asia, we find a point or centre where the formative forces of the Earth impress permanently on man the particular characteristics of later youth or adolescence and determine his racial character. Such races are the yellow and brown races of our time. If we continue northward and then turn in a westerly direction towards Europe, a third point or centre is reached which permanently impresses upon man the characteristics of his adult life. In this way man is determined by the etheric forces emanating from the Earth. When we look more closely into these separate points or centres we find that they follow a line which takes an unusual direction. These centres still exist today. The centre in Africa corresponds to those terrestrial forces which imprint on man the characteristics of early childhood; the centre in Asia corresponds to those which give man the characteristics of youth, and the corresponding centre in Europe imprints upon man the characteristics of maturity. This is simply a universal law. Since all men in their different incarnations pass through the various races the claim that the European is superior to the black and yellow races has no real validity. In such cases the truth is sometimes veiled, but you see that with the help of Spiritual Science we do after all light upon remarkable truths. If we continue this line (see diagram) still further westward we come to America, where the forces of old age, of the final third of life, are active. These forces—I beg you not to misunderstand what I am about to say, it only refers to man in so far as he is dependent upon the forces which determine his physical organism, the terrestrial forces of his environment, forces unrelated to his fundamental being—these forces are associated with the decline of man. This line which in reality describes a curve obeys a cosmic law and does in fact exist; it is a reality and expresses the law according to which our Earth acts upon man. The forces, which determine man's racial character, follow this cosmic pattern. The American Indians died out, not because of European persecutions, but because they were destined to succumb to those forces which hastened their extinction. The destiny of the races and the changes wrought by the forces which are not under the influence of the normal Spirits of Form are determined by the peculiar characteristics of these different centres of cosmic influence. When determining racial characteristics these Spirits work in this way; but in our age the racial character is gradually being overcome. The first steps in this direction were undertaken for the most part in the earliest period of the Earth's history. If we were to go back to the old Lemurian epoch we would find that the very first indications of racial development could be traced back to the regions of present-day Africa and Asia. Later, a migration westward sets in and as we follow westward the forces which determine race we note their decline amongst the American Indians. The death of races begins with their westward migration. In order to seek the rejuvenating forces, races migrate eastward, from Atlantis across Europe to Asia. Then the westward migration is repeated, but on this occasion we witness, not the movement of races but, as it were, a higher stage of racial development of civilizations. Thus in a certain way we see that the evolution of civilizations is characterized by a continuation of the racial development on a higher plane. For instance, the old Indian civilization, the first post-Atlantean civilization, to which we have already given due recognition in this lecture, corresponds to early childhood, the period when man's response to physical nature is still dormant, when he is receptive to the manifestations of a spiritual world. The first Indian civilization is in fact a revelation from spiritual worlds and could only manifest in man because he came under the influence of the terrestrial forces of India to which he had already been subject from earliest times. In the primeval past men owed their racial characteristics to the etheric formative forces of the soil; now, they owed that disposition of soul peculiar to the ancient Indians to their continuous presence in the same geographical region. Through the migration from West to East they received those fresh, youthful forces which made possible the emergence of that peculiar spiritual configuration so typical of the original Indian civilization. Thus a very ancient Indian civilization which has not yet been studied and of which the Indian civilization now known to science is only an offshoot, can be explained by the fact that the Atlantean civilization is repeated to a certain extent in the primeval Indian civilization. When we consider the successive civilizations of the post-Atlantean epoch, we can see that they represent successive recapitulations of conditions experienced earlier in the physical body, but which have been transformed through the forces of rejuvenation. Thus the Persian civilization shows a conflict between the virile forces of early manhood, when man is still subject to the influences of the abnormal Spirits of Form, and the forces which stem from the normal Spirits of Form. In the Persian civilization this dualism is reflected in the polarity of light and darkness, of Ormuzd and Ahriman. The farther we move westward the more we see that the civilization bears the impress of the characteristics of a more mature age. We must admit that up to the present time the creations of man are still dependent to a large extent upon the abnormal forces and Beings of the universe. Nevertheless we can now understand that racial characteristics are no longer decisive factors as man moves westward and also that, to a certain extent, the tendency of civilization is such that its youthful vigour, its creative potentialities, decline more and more the further it moves towards the West. To the unprejudiced observer a variety of factors serves to show that our contemporary civilization is also determined in this way in accordance with a fixed law. But people are not disposed to be objective. If you bear in mind that, in reality, all civilization is in a state of flux, you will then realize that the further we move westward, the less productive civilization becomes. As civilization it is already moribund. The further West one goes, the more civilization becomes externalized; it is no longer vitalized by the forces of youth, but is given over to the hardening forces of old age. Western man will still be able to benefit mankind by making valuable and important contributions in physics, chemistry and astronomy and in all fields which are independent of the rejuvenating forces of youth. But that which calls for creative energy requires a different configuration of those forces which work upon man. Let us take the example of a man growing up from childhood to the stage when his spiritual life matures. He first develops physically. The forces concentrated within the youthful organism must be allowed to expand physically. Later, when growth is completed, these physical forces are turned inwards. Mankind in general undergoes a similar process. The curve of development which we have already described reveals a remarkable law which applies even to the continents. First of all we observe the first signs of man's development in Africa; then his native territory expands far afield. Characteristic of this expansion is the wide-open spaces of Asia where man inhabits vast tracts of country. Let us now glance at the repetition of race development in the post-Atlantean civilizations. Just as in his youth man looks out with curiosity upon his environment, so does the man of the old Indian civilization look out into the world. This is associated with the fresh, youthful forces which help man to grow until he reaches his full stature when the spiritual life must begin to unfold and the physical must be compressed. As civilization advances westward into Europe it is remarkable that the geographical area which mankind inhabits is narrowed down to smaller and smaller lands. We observe that Europe is the smallest continent, and the further civilization moves westward the more it tends towards delimitation, and finally in its westward course is confined to peninsulas and islands. All this is connected with the spiritual course of evolution. Here we have a unique insight into the mysteries of spiritual evolution. But with this narrowing of the geographical area a critical situation arises; on account of this crisis a more unproductive element begins to operate. Creative activity dies out to some extent in the peninsulas the further westward one goes. This creative impoverishment is illustrated in what I have already described, namely that civilization itself, the further it moves westward, becomes progressively more rigid and senile, and slowly declines. This was always known in the Mystery Schools. You will now understand why I said that what I had to communicate might be somewhat dangerous because people might take offence. By no means everything can be revealed that would enable man to command the higher members of his being so that he may perceive the terrestrial forces that determine the race, forces that later on determine the character of the civilization and which in a still later epoch will have lost their significance when man rediscovers his spiritual vision. Thus you will understand that the whole process of the evolution of mankind is connected with the spiritual evolution which has always been known to those who were initiated into the deeper secrets of existence. The truth of what I have just said does not depend upon whether one approves or disapproves; it depends upon evolutionary necessity. To deny this necessity is pointless; it serves only to put obstacles in the way of understanding. Therefore it is only natural that those w ho migrate to areas lying more to the West must seek rejuvenating power, spiritual substance, from the East; but Central Europe must call to mind its own creative activity as it existed before the formation of peninsulas and islands. That is why precisely in Europe—in the region embracing our two countries, Scandinavia and Germany—man has to draw upon the resources of his own soul-life and why, on the other hand, we must look especially in the West for that part of humanity which is to receive spiritual nourishment from the East. This urge is deeply rooted in the nature of all mankind. You see this repeated in the development of Spiritual Science. We witness it again in the fourth post-Atlantean civilization, amongst the Greeks and Romans. The Romans, it is true, are in certain respects more advanced than the Greeks, but they took their spiritual life from the people they conquered, who lived more towards the East. The further countries lie to the West the more is the law thus revealed to us confirmed. Now these important truths can only be indicated; they reveal what accords with the inner nature of the future mission of mankind in every corner of the globe. We must understand therefore the task that lies before us if we wish to raise ourselves to the level of the all-human. Here lies the great responsibility which we take upon ourselves if we wish to participate in the spiritual evolution of mankind. In this realm neither personal sympathy nor personal enthusiasm may play a part. They are of no consequence; only what is determined by the great laws of humanity is decisive. The great laws themselves must apprise us of this; we must not allow ourselves to be prejudiced in favour of any particular law. That is the fundamental characteristic of Rosicrucianism. Rosicrucianism implies acting in accordance with the evolution of all mankind. If we are aware of the configuration of the landscape we inhabit, including islands and peninsulas, then we shall realize what sentiments must fill our hearts if we seek to work for the benefit of the evolution of humanity. In the remote past man descended to Earth under the guidance of the abnormal Spirits of Form and was associated with his particular geographical region. Thus the foundations were laid for the development of the races. Then a progressive intermingling of the races takes place. The evolution of races is interrupted to make way for the evolution of nations; i.e. nations develop out of races. And the development of nations enters even into the evolution of the individual human being. Behind the question, who was Plato, what was his origin and ancestry, a great mystery is concealed. He was an individual who grew up in the lineage of Solon, was a member of the Ionian tribe, the Greek nation and the whole Caucasian race. The realization that Plato was a descendant of Solon, an Ionian, a Greek, a Caucasian, expresses a profound mystery if we understand the law behind it. It shows us how the normal and abnormal Spirits of Form whose major concern is to prepare man's incarnation on Earth work in concert over the whole Earth, how, by this cooperative activity, the human race is subdivided and how then those other Beings intervene of whom we have already spoken when describing the characteristics of the several peoples. Each individual is intimately associated with these processes by means of which all these higher Beings, these higher Spirits, determine the evolution of the world by their cooperative activity. We cannot understand the individual if we do not see how he owes his whole development to the cooperation of these Beings. Because a Caucasian race was once created on Earth through the mysterious interplay of the normal and abnormal Spirits of Form the stage was set for the incarnation of a Plato. And because we are aware of the intervention of the normal and abnormal Archangels down to the Angels, we realize the steps which were necessary to bring forth a Plato whom we could recognize as a human being endowed with the specific human attributes of thinking, feeling and willing. The nation occupies an intermediate position between the race and the individual. It was first necessary therefore to outline the conditions fundamental to the evolution of race. Tomorrow we shall discuss the emergence of nations out of races, the intervention of other Spirits of the Hierarchies and especially their intervention in the activity of the Spirits of Form. |
121. The Mission of the Individual Folk-Souls: The Mission of Individual Peoples and Cultures in the Past, Present and Future.
16 Jun 1910, Oslo Translated by A. H. Parker |
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It seems very likely, therefore, that these two civilizations, the two great polarities of the post-Atlantean epoch, will clash at some future time—the Indian which, within certain limits, is capable of development, and the Chinese that isolates itself and remains static, repeating what existed in the old Atlantean epoch. |
121. The Mission of the Individual Folk-Souls: The Mission of Individual Peoples and Cultures in the Past, Present and Future.
16 Jun 1910, Oslo Translated by A. H. Parker |
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Before we enlarge upon what will emerge from any further elaboration of the significant image of the Twilight of the Gods, it will be well to establish a firm foundation from which to proceed. For we shall deal with the nature of the Germanic and Scandinavian Folk Soul, and from the results of our investigation describe it in greater detail. We shall discover how the whole spiritual life of Europe works in concert, how the activity of the various Folk Spirits has furthered the development of mankind in the remote past, in the present and will continue to do so in the future. Every single people, even isolated fragments of peoples, have their special contribution to make to this great collective task. You will realize from what has been said that, in certain respects, the task, the mission of educating the ‘I’ through the evolutionary stages of the human being, of shaping it and of gradually developing it, devolved upon the Christian and post Christian cultures of Europe in particular. In primitive times, as we have shown in the case of the Scandinavian and Germanic peoples, the ‘I’ was revealed clairvoyantly to man. According to tradition this ‘I’ was bestowed upon man by an Angelic Being, Donar or Thor, who stands midway between man and the Folk Soul. We have seen that the individual still felt himself to be ego-less, devoid of personality; he looked upon the ‘I’ as a gift from the spiritual world. In the East, when the ‘I’ really awoke, it was not of course experienced in the same way. There man had already reached subjectively such a high degree of perfection that he did not feel the ‘I’ as something extraneous, but as his own property. At the time when man became ego-conscious in the East, Eastern culture was already so far advanced that it was capable of gradually developing that finely-spun speculation, logic and wisdom which is reflected in Eastern wisdom. The East, therefore, no longer experienced the whole process of receiving the ego as if it were bestowed by a higher spiritual world through the instrumentality of a divine-spiritual Being such as Thor. That was the experience of Europe; hence the European felt this gradual unfolding of the individual ‘I’ as the emergence out of the Group Soul. The Germanic-Scandinavian man still felt himself attached to a Group Soul, to be a member of a closely-knit unit or family, that he belonged to an integrated community. For this reason, nearly a hundred years after Christ, Tacitus could describe the Teutons of Central Europe as apparently belonging to separate tribes and yet as members of an organism, and belonging to the unity of the organism. Thus each individual still felt himself at that time to be a member of the tribal ‘I’. He felt his individual ‘I’ gradually emerging from the tribal ‘I’ and be recognized in the God Thor the bestower of the ‘I’, the God who really endowed him with his individual ‘I’. But at the same time he felt that this God was still united with the collective spirit of the tribe with that which lives in the Group Soul. To this Group Soul was given the name “Sif “. This is the name of the spouse of Thor. Sif is related linguistically to the word Sippe, kinship, although the relationship is veiled or concealed. Occultly, however, Sif signifies the Group Soul of the individual community from which the individual emerges. Sif is the Being who unites herself with the God of the individual ‘I’, with Thor, the bestower of the individual ‘I’. The individual perceives Sif and Thor as the Beings who endowed him with his ‘I’. It was in this way that Nordic man experienced them at a time when the peoples in other regions of Europe had already been given other tasks in preparing man's ego-development. Each individual people had its appointed task; chief amongst them was that homogeneous group of peoples, that widely distributed folk community whom we know by the name of Celts. It was the responsibility of the ancient Celtic Folk Spirit, who, as we know from earlier lectures, was later given quite different tasks, to educate the still youthful ‘I’ of the peoples of Europe. To this end it was necessary that the Celts themselves should receive an education and instruction which was mediated directly from the higher world. Hence it was entirely appropriate that through their Initiates, the Druid priests, the Celts should transmit to other nations instruction received from higher worlds and which they could not have acquired of themselves. The whole of European culture is a legacy of the European Mysteries. The progressive Folk Souls are always the leaders of the collective culture of mankind as it unfolds. But at the time when these European Folk Spirits enjoined upon men to act more on their own initiative it was necessary that the Mysteries should gradually withdraw. Hence with the withdrawal of the Celtic element there followed a gradual withdrawal of the Mysteries into more secret places. At the time of the ancient Celts the Mysteries established a much more direct relationship between the spiritual Beings and the people, because the ‘I’ was still attached to the group-soul-life and yet the Celtic element was to bring the gift of the ‘I’ to the other Germanic tribes. Thus in the period preceding the evolution proper of the Northern and Germanic peoples, the Mystery teachings could be given to European civilization only by the ancient Celtic Mysteries. These Mystery teachings allowed just so much to be revealed as was necessary in order to establish a basis for the whole culture of Europe. Now the most diverse Folk Souls and Folk Spirits were able to draw nourishment from this old culture by mingling with the widely diverse racial fragments, national communities and folk elements, and they brought the ‘I’ into ever new situations in order to nurture it, the ‘I’ which was struggling to free itself from its attachment to the group-soul. After the old Greek culture had to a certain extent reached its high point in the fulfillment of its special mission, we see a totally different aspect of this same mission in the spirit of ancient Rome and its various stages of culture. We have already mentioned that the several post-Atlantean civilizations follow upon one another in strict sequence. If we wish to have an overall picture of the successive stages of post-Atlantean civilization we may summarize them as follows: the old Indian culture worked upon the human etheric body. Hence the remarkable wisdom and clairvoyant insight of the ancient Indian culture, because—after the development of special human capacities—it was a culture reflected in the human etheric body. We may envisage the ancient Indian Culture somewhat as follows: [IMAGE REMOVED FROM PREVIEW] Between the Atlantean epoch and the later post-Atlantean epoch the Indian Folk Spirit developed to the full his inner soul-forces without developing ego-consciousness. He then returned to his activity in the etheric body. The essential element in the ancient Indian culture is that the ancient Indian was able to return again to the etheric body with his highly developed, highly refined faculties of soul and within that body he developed those marvelously delicate forces the later reflection of which we can still see in the Vedas, and in a still more refined form in the Vedanta philosophy. This was only possible because the Indian Folk Soul had achieved a high degree of development before it was conscious of the ‘I’, and this again at a time when man could perceive by means of the forces of the etheric body. The Persian Folk Soul had not developed so far; its organ of perception was limited to the sentient body or astral body. The Egypto-Babylonian-Chaldean culture was again different. Here the organ of perception was the Sentient Soul; and the characteristic of the Egypto-Chaldean culture was the ability to work in the Sentient Soul. The Graeco-Latin Folk Spirit was related to the Intellectual or Mind-Soul in which he was active. He himself was only able to work upon this Intellectual Soul because the Intellectual Soul, in its turn, had a kind of psychic counterpart in the etheric body. But the form of cosmogony that now emerged in Greece was, to some extent, less real, less clear-cut; it had less the stamp of reality. Whilst the form of cognition in the ancient Indian culture was directly related to the activity of the etheric body, the Greek culture presented a blurred, pale, lifeless image of reality; as I have already said, it was like the memory of what these people had once experienced, like a memory reflected in their etheric body. In the other peoples who followed the Greeks we are chiefly concerned with the use of the physical body for the progressive development of the Spiritual Soul (or Consciousness-Soul). Hence the Greek culture was a culture that we can only understand from within, if we realize that in this culture what is important in external experience is that which springs from the inner life of the Greeks. On the other hand, the peoples living more towards the West and the North had, under the guidance of their Folk Souls, to turn increasingly towards the external world, towards the phenomena of the physical plane, and to develop whatsoever has a part to play on that plane. This was the special task of the Northern and Germanic peoples which they alone could fulfil, because they still enjoyed the gift, the supremely important gift of the old clairvoyance which enabled them to see into the spiritual world and to incorporate the primeval spiritual experiences which were still vital in their souls into that which was to be established upon the physical plane. There was one people who, at its later stage, no longer possessed this gift, who had not undergone such preliminary evolution and who had incarnated suddenly on the physical plane before the birth of the human ‘I’ and was only able therefore to attend to whatsoever furthered the development of this ‘I’ on the physical plane, to whatsoever was necessary for its well-being there under the guidance of its Folk Soul, its Archangel. This was the Roman people. Everything that the Roman people had to accomplish for the collective mission of Europe under the guidance of its Folk Spirit was directed to winning recognition for the ‘I’ of man. Hence the Roman people was able to develop human and social relationships. They were the founders of civil law and jurisprudence which are built up purely on the ‘I’. The relation of human ‘I’ to human ‘I’ was the great question in the mission of the Roman people. The Western peoples whose civilizations grew out of the Roman civilization already possessed more of that which, coming from the Sentient Soul, Intellectual or Mind-Soul and from the Spiritual or Consciousness-Soul itself, fructifies the ‘I’ in some way and projects it outward into the world. Therefore all the mingling of races which external history records and which is found in the Italian and Iberian peninsulas, in France and Great Britain today, was necessary in order to develop the ‘I’ on the physical plane in accordance with the different nuances of the Sentient Soul, the Intellectual Soul and the Spiritual Soul. Such was the great mission of those peoples who gradually developed in the most diverse ways in Western Europe. All the individual shades of culture, all the particular missions of the peoples of Western Europe can finally be explained by the fact that in the area of the Italian and Iberian peninsulas was to be developed that which could be formed in the ‘I’ through the impulses of the Sentient Soul. If you study the individual folk characters in their positive and negative aspects you will find that the peoples of the Italian and Iberian peninsulas reflect a peculiar fusion of the ‘I’ with the Sentient Soul. You will be able to understand, however, the peculiar characteristics of those peoples who, until recent times, lived on the soil of France, if you study the growth and fusion of the Intellectual Soul with the ‘I’. The great worldwide achievements of a country such as Great Britain can be attributed to the fact that the impulse of the Spiritual Soul has penetrated into the human ‘I’. With the world mission of the British Empire is also associated parliamentary forms of government and the founding of constitutional rights. The union of the Spiritual Soul with the human ego had not yet been realized inwardly. If you recognize how this union between the Spiritual Soul and the ‘I’ that was oriented outwards originated, you will find that the great historical conquests of the inhabitants of that island proceed from this impulse. You will also find that the establishment of parliamentary forms of government at once becomes comprehensible if one realizes that, in consequence of this, an impulse of the Spiritual Soul was to find expression on the plane of world-history. Thus cultural diversities were a necessity, for the individual peoples had to be guided through the many stages of ego development. If we had sufficient time to enlarge upon these matters we could find examples from history which show the ramifications of these basic forces and how they manifest in the most diverse ways. Thus the peculiar constitution of soul influenced the Western peoples who had not preserved the direct, original memory of the old clairvoyant insight into the spiritual world of former times. In the Germanic and Northern regions in later times, that which proceeded directly from a gradual, continuous evolution of the original clairvoyance with which the Sentient Soul had already been imbued, had to develop in a wholly different way. This accounts for that characteristic trait of inwardness which is only the after-effect of a clairvoyant insight experienced in a former age. The task of the Southern Germanic peoples lay primarily in the domain of the Spiritual Soul. The Graeco-Latin age had to develop the Intellectual Soul (or Mind-Soul). But not only this; it had also to include a wonderful development still working in from prehistoric times and imbued with clairvoyant insight. All this was then poured into the Spiritual Soul of the Central European and Scandinavian peoples and its after-effects lived on as an inner disposition of soul. It was the task of the Southern Germanic peoples to develop first of all what pertains to the inward preparation of the Spiritual Soul, imbuing it with spiritual substance of the old clairvoyance, transposed now on to the physical plane. The philosophies of Central Europe represented by Fichte, Schelling and Hegel in the nineteenth century seem far removed from the sphere of mythology. Nevertheless they are simply the products of the highest sublimation of the old clairvoyant insight, of the cooperation of the divine-spiritual Beings within the heart of man. Otherwise it would not have been possible for a Hegel to have looked upon his ideas as realities; it would have been impossible for him to make the strange remark, so characteristic of the man, when, in answer to the question, “What is the abstract?” he replied: “The abstract is for instance an individual who fulfils his daily duties—the carpenter, for example.” What is concrete to the purely abstract theorist was therefore abstract to Hegel. What to the purely abstract theorist are mere thoughts, were to him great, mighty architects of the world. Hegel's philosophy is the final, the most highly sublimated expression of the Spiritual Soul and embodies in the form of pure concepts that which Nordic man still saw as sensible-super-sensible, divine spiritual powers associated with the ‘I’. The ‘I’ of Fichte's philosophy was simply the precipitation of what the God Thor had given to the human soul, only viewed from the standpoint of the Spiritual Soul and clothed seemingly in the barest of thoughts, the thought of “I am”, which is the starting-point of Fichte's philosophy. From the gift of the ‘I’ by the God Thor or Donar to the ancient Nordic peoples from the spiritual world, down to this philosophy, evolution follows a straight line. Thor had to prepare this development for the Spiritual Soul in order that this Soul might have the content appropriate for its task which is to turn towards the external world and to work within that world. But this philosophy is aware not only of the external world of crude empiric experience, but finds in the external world the content of the Spiritual Soul itself and regards nature simply as the idea in its other aspect. The mission of the Nordic Germanic peoples in Central Europe is to ensure that this impulse lives on. Now since all evolution is a continuous process we must ask ourselves what form it takes. When we look back into ancient times we observe a remarkable phenomenon. We have already said that the first manifestations of ancient Indian culture were expressed through the etheric body after the spiritual forces of soul had been adequately developed. There are however other civilizations which have also preserved the old Atlantean culture and carried it over into the post-Atlantean epoch. Whilst, on the one hand, the ancient Indian was able to return to the etheric body with highly developed faculties of soul and out of the forces of this body created his great civilization and lofty spiritual life, we have, on the other hand, a culture which originated in Atlantis and continued to work on in the post-Atlantean epoch, a culture which owes its origin and development to its emphasis upon the other aspect of the consciousness of the etheric body. This is the Chinese culture. If you bear this connection in mind and remember that the Atlantean culture was directly related to what in our earlier lectures we called the “Great Spirit”; you will understand the peculiarities of Chinese culture. This culture was directly connected with the highest stages of world-evolution. But it still works into the bodies of men today and from an entirely different angle. It seems very likely, therefore, that these two civilizations, the two great polarities of the post-Atlantean epoch, will clash at some future time—the Indian which, within certain limits, is capable of development, and the Chinese that isolates itself and remains static, repeating what existed in the old Atlantean epoch. One literally receives an occult, scientific, poetic impression if one follows the evolution of the Chinese Empire, if one thinks of the Great Wall of China which sought to exclude completely everything which originated in primeval times and had been developed in the post-Atlantean epoch. Something like an occult, poetic feeling steals over one if one compares the Wall of China with what had once existed in former times. I can give only the barest indications about these matters. If you compare them with the existing findings of science you will find how extraordinary illuminating they are. Let us consider clairvoyantly the old continent of Atlantis which will be found where the Atlantic Ocean now lies, between Africa and Europe on the one side and America on the other. This continent was encircled by a warm stream which, strange as it may seem, was seen clairvoyantly to flow from the South through Baffin Bay towards the North of Greenland, encircling it. Then, turning eastward, it gradually cooled down. Long before the continents of Russia and Siberia had emerged, it flowed past the Ural mountains, changed course, skirted the Eastern Carpathians, debauched into the region now occupied by the Sahara and finally reached the Atlantic Ocean in the neighbourhood of the Bay of Biscay. Thus it followed a strictly delimited course. Only the last remaining traces of this stream are still extant. This stream is the Gulf Stream which at that time encircled the Atlantean continent. Now you will recall that in their psychic life the Greeks experienced a memory of the spiritual worlds. The picture of Oceanus which is a memory of that Atlantean epoch arose within them. Their picture of the world, their cosmogony, was very near the truth because it was derived from the old Atlantean epoch. The stream that flowed southward via Spitzbergen as a warm current and gradually cooled, etc. followed a strictly delimited course. This circumscribed course was unmistakably echoed in the Chinese culture, a culture circumscribed by the Great Wall and which had been brought over from Atlantis. The Atlantean civilization had as yet no history; hence the Chinese civilization also has preserved an element of the unhistorical. It preserves something of the pre Indian culture, something surviving from old Atlantis. Let us now describe the further progress of the Germanic and Nordic Folk Spirit. What consequences will ensue when a Folk Spirit so directs his people that the Spirit Self in particular can develop? Let us remember that the etheric body was developed in the ancient Indian epoch, the sentient body in the Persian, the Sentient Soul in the Egypto-Chaldean, the Intellectual Soul (or Mind-Soul) in the Graeco-Latin, the Spiritual Soul (or Consciousness-Soul) in our present epoch which is not yet concluded. The next epoch will see the invasion of the Spiritual Soul by the Spirit Self, so that the Spirit Self shall irradiate the Spiritual Soul. This is the task of the sixth post-Atlantean civilization and must be prepared for gradually. This civilization which must be preeminently a receptive one, for it must reverently await the influx of the Spirit Self into the Spiritual Soul, is being prepared by the peoples of Western Asia and their outposts in Eastern Europe, the Slavonic peoples. The latter with their Folk Souls were the outposts of the coming sixth post-Atlantean epoch for the very good reason that future contingencies must to a certain extent be prepared beforehand, must already be anticipated in order to prepare the ground for future development. It is extremely interesting to study these outposts of a Folk Soul who is preparing himself for future epochs. This accounts for the peculiar character of the Slavonic peoples who are our immediate Eastern neighbours. In the eyes of the Western European their whole culture gives the impression of being in a preparatory stage and in a curious way, through the medium of their outposts, they present that which in spirit is wholly different from any other mythology. We should give a false impression of these Eastern outposts as a future’ civilization if we were to compare them with the culture of the Western European peoples who enjoy a continuous, unbroken tradition which is still rooted in, and has its source in the old clairvoyance. The peculiarity attaching to the souls of these Eastern European peoples is reflected in the whole attitude they have always shown when the question of their relations to the higher worlds arose. In comparison with our ‘mythology’ in Western Europe with its individual deities, their (i.e. the Slavonic peoples) relation to the higher worlds is totally different. What this Slavonic ‘mythology’ presents to us as the direct outpouring of the inner being of the people may be compared to the anthroposophical conception of successive planes or worlds through which we prepare ourselves to understand a higher spiritual culture. We find in the East, for example, the following conception: the West has been moulded by the influence of successive and related cultures. In the East we find, in the first place, a distinct consciousness of a world of the Cosmic Father. Everything that is creatively active in air and fire, in all the elements in and above the Earth, is embodied in the concept of the Heavenly Father, in one seemingly great, all-embracing idea which is at the same time an all-embracing feeling. Just as we think of the Devachanic world as fructifying our Earth, so this Divine world, the world of the Father, draws nigh from the East, fructifying that which is experienced as the Mother, the Spirit of the Earth. We have no other expression and can think of no other way of picturing the whole Spirit of the Earth than in the fertilization of Mother Earth. Instead of individual deities we have then two contrasting worlds. And confronting these two worlds as a third world is that which we feel to be the Blessed Child of these two worlds. This Blessed Child is not an individual being, not an emotional feeling, but something that is the creation of the Heavenly Father and the Earth Mother. The relation of Devachan to the Earth is perceived in this way from the spiritual world. The birth of new life, the coming of springtime, and that which grows and multiplies in the material body is felt as something wholly spiritual; and that which grows and multiplies in the soul is perceived as the world which at the same time is felt to be the Blessed Child of the Heavenly Father and the Earth Mother. Universal as these conceptions are, we find them among the outposts of the Slavonic peoples who have advanced westwards. In no Western European mythology is this conception so universal. In the West we find clearly defined deities; but they are not the same as those which we depict in our spiritual cosmogony; these are more nearly represented by the Heavenly Father, the Earth Mother and the Blessed Child of the East. In the conception of the Blessed Child there is again a world which permeates another world. It is a world that is envisaged as a separate world because it is associated with the physical sun and its light. The Slavonic element also recognizes this Being—though different, of course, in conception and feeling—which we have so often met with in Persian mythology; it recognizes the Sun Being who sheds his blessings upon the other three worlds, so that the destiny of man is woven into creation, into the Earth, through the fertilization of the Earth Mother by the Heavenly Father and through that which the Sun Spirit weaves into both these worlds. A fifth world is that which embraces everything spiritual. The Eastern European feels the spiritual world underlying all the forces of nature and all animate beings. We must think of this as a wholly different sentient response, as associated more perhaps with the phenomena, creations and beings of nature. We must think of this Slavonic soul as being able to see entities in natural phenomena, to see not only the physical and sensory aspects, but also the astral and spiritual. Hence the Slavonic soul conceived of a vast number of Beings in this strange spiritual world which we can at best compare with the world of the Elves of Light. The spiritual world which is looked upon in Spiritual Science as the fifth world is approximately the world which dawns in the hearts and minds of the peoples of Eastern Europe. Whatever name we attach to it is of no importance; what is of importance are the subtle shades and gradations of feelings of the Slavonic peoples and that the concepts which characterize this fifth plane or spiritual world are to be found in Eastern Europe. In this frame of mind this world of Eastern Europe was preparing for that Spirit which is to pour the Spirit Self into man in anticipation of the epoch when the Spiritual Soul shall be uplifted to receive the Spirit Self in the sixth post Atlantean age which is to succeed our own. We meet with this in a unique manner not only in the creations of the Folk Souls who are as I have just described them, but we find it remarkably anticipated in the diverse manifestations of Eastern Europe and its culture. It is most interesting to observe bow the Eastern European expresses his natural receptivity to pure Spirit by assimilating Western European culture with great devotion, thus looking forward prophetically to the time when he will be able to unite something even greater with his being. Hence also his limited interest in isolated aspects of this Western European culture. He absorbs what is offered him more in broad outlines, ignoring the details, because he is preparing himself to assimilate that which is to enter mankind as the Spirit Self. It is particularly interesting to see how, under this influence, it has been possible for Eastern Europe to develop a much more advanced conception of the Christ than Western Europe, except in those areas of the West where the conception of the Christ has been introduced by Spiritual Science. Amongst those who do not accept the teachings of Spiritual Science the most advanced conception of Christ is that of the Russian philosopher, Solovieff. His conception of Christ is such that it can only be understood by students of Spiritual Science because he lifts it to ever higher planes and reveals its infinite potentialities, showing that our understanding of Christ today is only a beginning, because the Christ Impulse has only been able to reveal to mankind a fraction of what it holds in store. But if we look at the conception of Christ as presented by Hegel, for example, we find that Hegel understood Him as only the most refined, the most sublimated Spiritual Soul could understand Him. But Solovieff's conception of Christ is very different. He fully recognizes the dual nature of this conception. He rejects the endless theological polemics which in reality rest upon deep misunderstandings, because ordinary conceptions are inadequate for an understanding of the dual nature of Christ, and because they fail to develop in us any realization that the two aspects, the Human and the Divine, must be clearly distinguished. The concept of Christ rests upon a clear realization of what took place when the Christ Spirit entered into the man Jesus of Nazareth who had already developed all the necessary attributes. We must first of all understand the two natures of Christ and the union of both at a higher stage. As long as we have not grasped this duality, we have not understood the Christ in all His fullness. Only that philosophical understanding can achieve this which foresees that man himself will participate in a culture in which his Spiritual Soul will be able to receive the Spirit Self, so that in the sixth epoch of civilization man will feel himself to be a duality in whom the higher nature will curb the lower. Solovieff carries this duality into his conception of Christ and emphasizes that this conception can be meaningful only if one accepts the existence of a divine and human nature which can only be understood if one recognizes that their cooperation is a reality, that they form not an abstract, but an organic unity. Solovieff already recognizes that we must think of this Being as possessing two centres of will. If you accept the teachings of Spiritual Science concerning the true significance of the Christ Being in their original form which stemmed, not from an imaginary, but from a spiritually real Indian influence, you will then have to think of Christ as having developed in His three bodies the capacities of feeling, thinking and willing. It is a human feeling, thinking and willing into which the Divine feeling, thinking and willing descends. The European man will only assimilate this completely when he has risen to the sixth stage of civilization. This had been prophetically expressed in Solovieff's anticipatory conception of Christ which announces the dawn of a later civilization. This philosophy of Eastern Europe therefore reaches far beyond that of Hegel and Kant, and in the presence of this philosophy one suddenly senses the first stirrings of a later development. It is far in advance because this conception of Christ is felt to be a prophetic anticipation, the dawn of the sixth post-Atlantean civilization. Consequently the whole Christ Being, the whole significance of Christ occupies a central place in philosophy and thus becomes totally different from the Western European conceptions of it. The conception of Christ, in so far as it has been developed outside Spiritual Science and is conceived as a living substance, as a living spiritual entity which shall permeate all social life and social institutions—which is felt as a Personality in whose service man finds himself as ‘man endowed with Spirit Self’—this Christ-Personality is portrayed in a wonderfully concrete manner in Solovieff's various expositions of St. John's Gospel and its opening words. Only if we stand upon the ground of Spiritual Science can we comprehend Solovieff's profound interpretation of the sentence, “In the Beginning was the Word or Logos”, and how differently St. John's Gospel is understood by a philosophy which in a remarkable way anticipates the future. If, on the one hand, Hegel's philosophy marks a high point, something that is born out of the Spiritual Soul as the highest philosophical achievement, this philosophy of Solovieff, on the other hand, provides the seed in the Spiritual Soul for the philosophy of the Spirit Self which will be incorporated in the sixth cultural epoch. There is perhaps no greater contrast than that eminently Christian conception of the State which hovers as a great ideal before Solovieff as a dream of the future, that Christian conception of the social State which takes everything implicit in that conception in order to present it as an offering to the in-streaming Spirit Self, in order to hold it up as an ideal of the future to be Christianized by the powers of the future—there is indeed no greater contrast than this idea of Solovieff's of a Christian community in which the Christ conception lies wholly in the future and the Divine State of St. Augustine who accepts, it is true, the Christ idea, but whose Divine State is simply the Roman State with Christ incorporated in the Roman idea of the State. What provides the knowledge for the emergent Christianity of the future is the decisive question. In Solovieff's State Christ is the blood which circulates in the body social, and the essential point is that the State is envisaged as a concrete personality so that it will act as a living spiritual entity, but at the same time will fulfil its mission with all the idiosyncrasies of a personality. No other philosophy is so deeply permeated by the Christ idea—the Christ idea which is anticipated in Spiritual Science at a higher level—and yet at the same time has remained so long in the germinal stage. Everything that we find in the East, from the make-up of the people to its philosophy, appears to us as something which contains only the germinal beginning of a future evolution and which, therefore, had also to submit to the special education of the Time Spirit of ancient Greece, the guiding Spirit of exoteric Christianity who was entrusted with the mission of becoming later on the Time Spirit for Europe. The make-up of this people whose task will be to develop the seed of the sixth culture-epoch had from the very beginning to be not only educated, but nursed and nurtured by that Time Spirit. And so we can literally say—and here Father concept and Mother concept lose their dual aspect—that the make-up of the Russian people which is destined to evolve gradually into the Folk Soul, was not only educated, but was nursed and nurtured by that which as we have seen, had been developed out of the old Greek Time Spirit and had then assumed externally another rank. Thus the various missions are distributed between Western, Central, Northern and Eastern Europe. I wished to give you an indication of these various missions. On the basis of these indications I propose to add further observations and show what the Europe of the future will be like, a future that will ensure that we must form our ideals on the basis of such knowledge. I propose to show how, through this influence, the Germanic and Nordic Folk Spirit is gradually transformed into a Time Spirit. |
170. The Riddle of Humanity: Lecture III
31 Jul 1916, Dornach Translated by John F. Logan |
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Uranus and Gaia were not incompatible, one referring to what is absolutely valuable and the other to what is absolutely worthless. They were conceived as a polarity that exists within a unity: Uranus represents the peripheral, encircling realm whose polar opposite is the point at the centre, Gaia. |
170. The Riddle of Humanity: Lecture III
31 Jul 1916, Dornach Translated by John F. Logan |
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When we cast a glance back over the discussions of the previous two meetings, allowing the main experience to stand before our souls, we become aware of the fundamentally dual nature of the human being. We have seen how everything that comes to life in a human soul during waking consciousness can be traced back to the influence on man of the heavens and of the universe—to what these, taken in their cosmic significance, have imprinted on humanity. The foundations of certain other, deeper regions of human nature, regions which in a normal life only well up in dream-consciousness, can be traced back to terrestrial influences and impressions that are earthly in a more narrow sense. When the world is observed in the light of spiritual science, everything that is perceived by the senses must be seen as a real expression of the spirit. The picture a human being presents to the senses reveals his dual nature. That is most easily imagined if you consider the skeleton. There it is most clear, for the skeleton is clearly divided into two distinct parts: the head—the skull—and the remaining parts of the body. And, in principle, the only thing that holds these two together is a thin skeletal cord. The head really has just been set on top of the rest. One can knock it off. This is an outer, pictorial expression of the dual nature of a human being, for the head makes waking consciousness possible. The remaining parts, the parts of the skeleton that hang down from the head, form the basis for the life that plays itself out more or less unconsciously. The unconscious life only wells up in dreams or in the creative fantasy of poets and artists, penetrating normal consciousness with its fire and warmth and light. In that, something of an unquestionably earthly nature is working into usual waking consciousness—the noblest part of earthly nature, perhaps, but earthly all the same. Yesterday, in the awareness of time that was typical of the ancient Hebrew culture we found direct evidence that mankind once possessed knowledge, explicit and fundamental knowledge, of the connections between super-earthly occurrences and human waking consciousness. We saw how that which can be called cosmic thought, and which is expressed in the movements of the stars, creates an image of itself in waking human consciousness. Man has a waking consciousness because, in the first place, he is able to make use of the organs in his head. And we have considered the wonderful way that mankind participates in the whole universe, and includes both its heavenly and its earthly aspects. If one is going to do justice to everything connected with these weighty and significant facts, one must free oneself from prejudice. One ahrimanic prejudice is particularly common in those who still harbour a longing to be mystics. The prejudice comes to expression in a certain sensibility, and consists in the belief that what is earthly is worthless and absolutely must be overcome—that it is coarse, contemptible stuff that a spiritually striving person does not even mention. That for which one must strive is the spirit! This is the way such people experience things, even if their concept of the spirit is confused and they can only picture it in terms of the physical senses. Therefore I said that this prejudice expresses itself more as a sensibility in a particular direction. But one will never be able to understand the nature of either mankind or of the world as long as one clings to this prejudiced mode of experience. A person who is living on earth in an earthly human body can only preserve such a sensibility by viewing the earth in a one-sided way. Following from this attitude to the earth comes a longing—a partially justified longing—for the super-earthly and for things that should be experienced between death and a new life. But one will never be able to develop any sort of clarity in one's feelings for the life between death and a new birth as long as earthly things are regarded in the manner to which I just alluded. For, paradoxical though it may sound, the following is a true statement—and you will find it clearly expressed in various lecture cycles: the dead, those living in spirit and the soul in the interval between death and a new birth, speak of the earth in the same way that men on earth speak of heaven. The earth is a shimmering vision that hovers in front of them in the way the vision of heaven hovers in the mind's eye of those on earth. Earth is the desired other world for which those living in heaven yearn. They speak of earth in the way we speak of heaven. It is the longed-for land towards which they strive, the land of their approaching incarnation. If one loses sight of this, one forms a false picture of how the dead live. I have often warned you not to interpret the basic dictum, ‘In the spirit, everything is reversed,’ too pedantically. One cannot obtain a correct picture of the spiritual world simply by turning around all one's pictures of the physical world. Nothing very special comes from applying such a rule abstractly. The particular facts must be considered, even though, as I have told you, this rule about reversal applies to many things. Then, for example, someone who is investigating the spiritual worlds can get to know an extraordinary land, a land where individuals find themselves among other men. The men among whom they find themselves are normal, earthly men like the devout people we meet on earth. I say, specifically, like devout people on earth, for these are people who have a certain feeling for things of the earth and a certain feeling for the things of heaven. Also among the people to be met there are those who totally deny everything earthly. They deny all matter, all substance. They maintain that only spirit exists and that it is a superstition to believe in matter. The land I am describing is not in the physical world; it belongs to the spirit-region that is revealed when one's gaze is directed towards a particular part of the spiritual world that lies between, say, the middle of the eighteenth to the middle of the nineteenth centuries. All of you were then living in the spiritual world. At least in the first part of this period, we were all still living in the spiritual world. The majority of us were experiencing the heavenly realms which were about us, and also the earthly realm towards which we were striving and which, over there, was the world beyond. But then there were those who viewed all talk of earthly things as superstition. They maintained that only the spirit exists and that the earthly, material realm is just a dream world. And yes, naturally, these men, too, were eventually born. They were known by such names as Ludwig Buchner,5 Ernst Haeckel,6 Carl Vogt,7 and so on. These men, whose lives on earth you are well-enough acquainted with, are the same ones who explained away belief in material things as superstition and who, during the stage when they were approaching their most recent life in the physical world, viewed the spiritual world as the only real world. They did this because the spiritual world was what was around them and they did not want to consider something that was not around them, some world beyond. Why, you will be asking yourselves, would such individuals be born into souls that developed the view that material is all that exists? You may ask yourselves this, but you can nevertheless understand it, when you see that these individuals showed a lack of understanding for the material world before they were born, and that this remained with them. For anyone who sees matter as something absolute, rather than as an expression of the spirit, has completely failed to understand matter. One is not a materialist when one represents materialism in the way the aforementioned personages represented it. Understanding the substantial nature of the material world does not make one a materialist; a person becomes a materialist precisely because he does not understand the substantial nature of matter. Thus, these individuals did not change, they retained their lack of understanding for matter. So there you have an area in which the spiritual world is a total reversal of what the appearances in the physical world would lead you to expect. But, as I said, this rule should not be abstractly extended to cover everything. I have gone into all this about how the earthly realm becomes the ‘other world’ when we are living between death and a new birth so that you will not misinterpret the contrast that ancient Greek mythology expressed with the words, ‘Uranus’ and ‘Gaia’. Uranus and Gaia were not incompatible, one referring to what is absolutely valuable and the other to what is absolutely worthless. They were conceived as a polarity that exists within a unity: Uranus represents the peripheral, encircling realm whose polar opposite is the point at the centre, Gaia. To begin with, when they spoke of Uranus and Gaia, the Greeks did not limit their thoughts to the narrow confines of human sexuality or earthly life. They were thinking of the contrast we just mentioned—between heaven and earth. This is the contrast they intended. I must go into this, as otherwise we will not be able to understand what is to follow. As it is these days, it is difficult to make certain truths about humanity accessible. But it is possible to just touch on certain things, which is what we shall do, in so far as that is possible. As we enter into these considerations, I ask you keep in mind the sense in which human nature is dual, and how this is outwardly expressed in the form of the human body, with its head that is attached to everything else. The whole process of shaping the human head, the whole of the essential process, takes place during the time between the last death and a new birth. The physical head must be produced on earth, of course, but that is not what I am talking about. I mean the form that it acquires; and the way the head is formed depends on forces that go far back in time. The human head is received, ready-shaped, from heaven, for all the powers that are at work between death and a new birth are really concerned with building the head. The human head comes from the heavens, even though it must follow the path of physical birth and physical heredity. The rest of the body is the only part that comes from the earth. So, as regards the form of the body, a human being is a product of Uranus and Gaia: the head originates in heavenly forces, the body originates in earthly forces—Uranus and Gaia. Now at birth, when a human being makes his appearance, this whole thing is so strongly evident that one can truly say that part of him, his head, has just been introduced into the physical world and still expresses only the forces of the heavenly realm from which it has come—and that another part, the body, is the expression of earthly forces. This is especially evident just after birth. There is a strong contrast between the head and the rest of the body for those whose sight is informed by a deeper knowledge of the human being. With a little child there really is this strong contrast. One has only to learn to observe such things without preconceptions; then one will soon notice what an immense and pronounced contrast there is between the head, which is the Uranus sphere of the human being, and the remaining body, which is the sphere of Gaia. Lets us consider the first significant phase of life, the phase up to the change of teeth at approximately the seventh year. As you know, this marks the end of the first significant stage of human life. It is a very important time, a time marked also by the appearance of a paradox that it is very important to understand. For, during the period leading to the change of teeth at around the seventh year, those who observe a human being physically are observing falsely. I have frequently alluded to this from other points of view. To put it briefly, people look upon a human being during the first seven years as if it already were male or female. From a higher point of view this is entirely false. But the materialism of today does hold this view. That is why the materialists of today look upon manifestations during the first seven years as if they were already manifestations of sexuality, which is not at all the case. Matters will be in a much healthier state when it is understood that a child is an asexual being during its first seven years, and not a sexual being at all. To use a trivial expression, it only looks as though a child were already male or female during the first seven years. This is because there is no physical distinction between what one calls masculine or feminine during the first seven years and what one calls masculine and feminine later. For materialism, the physical is all that there is, so what comes later seems to be a continuation of what was already there. But that is not the case at all. And I now ask you to really experience what I am saying, to take it into yourselves, so that it is not misunderstood and immediately mixed up with value judgements. What I say is meant objectively, so please do not fall into the pattern so often found in other areas today, whereby one judges on the basis of previously-held values instead of judging objectively. During the first seven years, what appears to be masculine is not masculine as such—and here I ask you to keep in mind what I have said about Uranus and Gaia; it has the external form that it has in order that the heavenly forces working from the head can continue to influence the individual being and the human form in accordance with what is super-earthly and heavenly. That is why it appears masculine. But it is not male; it is formed by Uranus in accordance with the super-earthly! I said: the head is the part of the human being where the heavenly takes precedence, the earthly takes precedence in the rest of the body. But the earthly radiates into the heavenly, just as the heavenly radiates into the earthly. Mutual relationships connect them; it is only a question of which one predominates. I would like to describe matters by saying that, with one kind of human being, the heavenly aspect is the preponderant influence on the body, including the parts other than the head, with the result that one says he is male. But this still has nothing to do with sexuality, but only with the fact that this particular organisation is more Uranian, whereas in the case of other individuals, their organisation is more terrestrial, Gaian. During the first seven years, the human being is not a sexual being; that is maya. The bodies differ in that some show more how the heavenly side is at work and others show more from the earthly side. In anticipation of value judgements that might insinuate themselves into our discussions, I began by saying that from a universal point of view the earthly sphere has as much value as the heavenly. I did not want anyone to harbour the belief that we were devaluing the feminine, in the style of Weininger, by taking some elevated, mystical standpoint that makes it out to be merely earthly or merely Gaian. Each is the pole of the other, and this has nothing to do with sexuality. What, then, is going on in the human being, in the human organisation, during the first seven years? You must take what I am going to describe as the predominant circumstances; the opposite is also there, but what I am characterising is the predominant situation. For you see, during the first seven years the head is constantly being worked on by forces that stream to it from the rest of the organism. There are also forces that flow from the head to the rest of the organism, of course, but during this period these are relatively weak in comparison to the forces that stream from the body to the head. If the head grows and continues to develop during the first seven years, this is due to the fact that the body is actually sending its forces into the head; during the first seven years, the body imprints itself into the head and the head adapts to the bodily organisation. With regard to human development, the essential thing during the first seven years is that the head becomes adapted to the bodily organisation. This welling-up of the rest of the organisation into the head is what is behind the distinctive facial metamorphoses that someone with a finely developed sense for it can observe during the first seven years. Just watch once the development of a child's face, and observe how it changes at the time of the change of teeth, when the whole body is more or less poured into the facial expression. [IMAGE REMOVED FROM PREVIEW] Then comes the period that leads to sexual maturity—roughly from the seventh to the fourteenth year. And now exactly the opposite happens: the forces of the head flow uninterruptedly down into the organism, into the body; now the body adapts to the head. The resultant total revolution in the organism is very interesting to watch: the welling-up of the forces of the body into the head during the first seven years concludes with the change of teeth. Then there is a reversal in the flow of forces, which begin to stream downward. It is these downward-streaming forces that turn a human being into a sexual being. Now, for the first time, the human being becomes a sexual being. To begin with, what turns the organs that are simply heavenly or earthly into sexual organs, comes from the head; and that is spirit. The physical organs are not even intended for sexuality—that is exactly the way to put it—they are only adapted to sexuality later on. And the judgement of those who maintain that they are originally adapted to sexuality is superficial. On the contrary, the organs are adapted to the heavenly sphere in one case, to the earthly sphere in the other. They first acquire a sexual character during the period between the seventh and fourteenth years, when this is introduced into them from without by the forces that stream down from the head. That is when a human being begins to become a sexual being. [IMAGE REMOVED FROM PREVIEW] It is extraordinarily important to form a precise view of these things, for in practice one is constantly being confronted by people who come with their very small children, complaining about sexual improprieties. But such things are not possible before the seventh year, because nothing sexual is yet present, nothing that has sexual significance. In such cases no healing can come from a medical direction; it needs to come naturally, as people stop calling things by false names and thereby cease to surround them with false concepts. One should recover that holy innocence with which the ancients viewed such matters. Given their atavistic knowledge of the spiritual world, it never would have occurred to them to begin applying sexual terms to those who were still children. I have already alluded to these things in other contexts. In the light of these important truths about the human being that we have obtained from the spiritual world, truths concerning man's relation to the earthly and heavenly worlds, you can begin to appreciate how the caricature-like ideas of such a man as Weininger do have a certain justification. For if he could have understood matters in the way they have been presented here, he would have been justified in saying: ‘A human being comes into this physical world from the spiritual world in such a way that the head must first develop here in the physical world for seven years before it can produce the masculine out of heavenly forces and the feminine out of earthly forces.’ Later on, it will be our task to look at other currents and forces important to human development. For the moment, it will be helpful to concentrate our attention on the first fourteen years of human development. Only through such things will you begin to see how true it is to say that external life is a life of maya—is the great deception. For it really is a deception that a human being seems to arrive in the world as a male or a female. A human being first becomes a sexual being through what is acquired by the head from the earth during the first seven years there. Now, those who take these things into their hearts, as well as their heads, are sure to stumble over a question at this point. Nor is it a question that can easily be evaded: How is it that man comes to live in maya, in deception? What is the meaning of this? Is the fact that we live in deception not grounds for an inherent sadness? Surely it would have been better if the Godhead, the gods, had not allowed human beings to live in deception at all? Would it not have been better for man to apprehend the world without being deceived, so that he would not always have to seek truth behind the appearances? Why, why must man live in a world of deception? These questions about why we must live surrounded by deception can lead to a very pessimistic view of the world. But there are good reasons why we must live in the midst of deception; for if we were born into truth to begin with, if truth came at birth without our having to search for it, we would never be able to develop a personality and would never be able to acquire freedom. Only in the sphere of the Earth can a human being achieve freedom. And he can only do so by developing a personality through his earthly striving. Initially he confronts a world of mere appearances whose inner substance has to be sought out. The search releases inner forces that will make him, gradually and through many incarnations, into a free person. Take some worthwhile book like Dante's Divine Comedy. Theoretically, and not only theoretically for it is altogether conceivable, a person of today might come to know Dante's Divine Comedy in an entirely different way from what is usual. Today how does someone become acquainted with The Divine Comedy? Either it is recited and he hears it presented in external sounds that have nothing to do with the content of The Divine Comedy, or else he reads it. If he reads it, in reality he has nothing before him but abstract characters, which do not have the slightest thing to do with the content of The Divine Comedy. Yes, this is how people become acquainted with the contents of a worthwhile work today. One becomes acquainted with it externally through recitation, although speaking has nothing to do with the work as it sprang from Dante's head; it is only an external means of communication. Theoretically—and I say emphatically, not only theoretically—it would be possible for us to approach the contents of The Divine Comedy in a different fashion: it could make its appearance from within us if, at a particular age, the contents were to simply rise up out of our soul and appear in waking consciousness through a dream. This is not just theoretical; it could very easily happen if the world were not organised so that, to begin with, we had to make our way through maya. If it were not that we first had to make our way through maya, there would come one fine day when we would experience, rising up like a dream, everything that has ever been accomplished by the likes of Homer, say, and Dante, and Plato, and so on. We would not have to resort to anything external in order to become acquainted with it. Raphael would not have had to create external pictures. He need only have brought them to life in his spirit, and those that lived after him, without recourse to anything beyond a certain orientation towards Raphael, would have been able to experience the pictures rising up out their own inner being. What I am telling you is no hypothesis; on the Moon this is how things stood with us, this is how things were passed on. This is how things really were then. On the Moon, one did not have to learn to read; everything arose out of one's own inner being. An event had to happen once; thereafter it rose up from within. But freedom was not possible. One was an automaton, subject to the past. What rose up from within was determined by the past. It was not possible to become a free person. Not there. We do not have to strive for knowledge in order to repeat, pointlessly, what is already there, but in order to become a free person. And we have progressed to the Earth period from the Moon period, from a time when we were not free beings and when everything simply rose up in our imaginations. Now we have to reach out to the external world. Our spiritual experience of the process of reading or listening enables us to be there as a free individual. It is not entirely true to say that man strives for knowledge for the sake of knowledge. Humanity achieves knowledge in order to become free and individual. We do not want to lose sight of this fact. The other thing we do not want to lose sight of can be introduced with a further question. One can question why the external world should need to be repeated in our concepts and ideas. What, really, is the point of it? Why should we, with our thoughts and ideas, repeat the external world? Surely it is of no concern to the external world that we repeat it!—If you pursue the following train of thought you will get a more exact grasp of this: A man is there. If he had been murdered in his youth, he would not be there. Because he is there, he experiences—in addition to the fact that the world is there—a repetition of that world as a picture within his own inner world. That picture would not exist at all if he had been murdered in his youth. And yet nothing would be different in the outer world. It is a different matter if he intervenes in that world, but as far as the external world is concerned, what lives in our knowledge is pure repetition. If we were robots, and everything we did between birth and death were a reaction to the external world, then our knowledge would be entirely superfluous. We would do all that we had to do, and knowledge would just be a superfluous parallel phenomenon. You could imagine that the knowledge man carries with him is something added to nature and to the universe, but that it makes no difference to nature or to the universe that such a thing is added to it. Nature could just as well have produced robots whose thoughts do not mirror everything that happens. For nothing out there is changed when we accompany events with our thoughts and concepts, creating pictures of them. If you take a picture of some place with a camera, then, in addition to the place, there also is a picture of it, but it is entirely the same to that place whether the picture exists or not. This is how it is with our ideas. They are an addition. So why should nature not be organised like this?—thus one might question. All of us have long since become so accustomed to thinking that we do not ask this question any more; we have grown so fond of thinking. Like eating and drinking, we are used to it, so the question does not arise for us. But you know how many people there are out there who would be quite delighted not to have to think and to be able to function like a machine. Thinking is too heavy a burden to them and they flee from every thought. Now that, too, is contained in the question: Why hasn't nature fashioned man so that thinking is not even included among his possessions? We have answered one part of this question. Man becomes a free individuality by virtue of his thinking. Such a question, however, allows of many kinds of answers. Nor is it the only thing that can help us to understand. Let us suppose that we had been born with a different organisation. As children, after we had received our head from the heavens, our body from the earth, and had been set down by the beings of the hierarchies, by the angels, the archangels, and so on, suppose that we had proceeded to go about doing what we had to do without our ever having to suffer under the strain of all the pains and torments this so often involves—without our ever developing an inner soul life. If we assume that this were so, then very important consequences would follow. We could only be born once and die once if we were organised like this; we could not live a succession of lives on earth. A plant whose blossoms never develop into fruit only lives once. A plant develops further through its seeds. The seed of our next earthly life develops within our developing soul life. Within it is the seed. If we did not have an unfolding soul life, with its knowledge, our earthly death would be the end of our life. Therefore, the understanding we develop in our inner soul life is not a mere repetition of what is out there; to the extent that our souls are shaped by knowledge, we carry the future within us. And that has great significance. Except for the things related to knowledge, everything we bear in and with us, is more or less the work of the past. The understanding we develop represents the real seed of the future. The real seed of the future develops within the sphere of our knowledge. Now, in closing, I would like to touch on the leading thought of our next lectures. It will take us into important areas concerned with the cosmic aspects of human nature. We carry all our knowledge within us, all of it, from the most naive understanding to the most abstract knowledge—and the two are not so terribly different—we just have an incorrect sense of their value. Thus, deep beneath our outer surface we carry this within us. It is super-sensible, for the content of knowledge is, of course, a super-sensible thing. In reality it is a collection of forces that rest within us. And then we pass through the gates of death; what happens then? Now, I have often described what happens then, but I would like to describe it once more from the standpoint of these forces. A human being consists of head and body. No matter how precious it may seem, our head actually is ‘on the way out’. Here I am referring to forces, not to the outer form. You can let a person's body waste away, or you can burn it, of course, but the forces do not cease to exist. They remain externally present, and the spiritual forces on which the body depends also remain. But the head disappears. As I said, you may well consider it to be a valuable part of your organism, but after death that does not matter—after death it is nothing special. This refers to the outer form of the head, of course, not to its soul content. For, as regards your passage from death to a new birth, what is important to the heavens is the part of your last earthly life that you could only receive from the earth, namely, the rest of the body. That, with its various forces, is what is transformed into the new head during the time between death and a new birth. Here you have the head, there, the rest of the body. This head was the body of your previous incarnation; your present body will be the head of your next incarnation. The forces that you develop by means of your head in this life are what will transform the forces of your body into a head for the next life. The earth gives you a body for that purpose. The head you carry around now is the transformed body of your previous incarnation, for metamorphosis applies to all of life. It is not only there in the transformation of a plant's leaves into the petals of its blossom; metamorphosis does not just affect our subordinate aspects; metamorphosis rules throughout. Your body is a head that is yet to come—your head is a transformed body. These are the ideas I wanted to touch on. You carry your head about in its present state. Phrenologists study the shapes of the head, but what they do is not worth much unless it is based on initiation, because everyone possesses his own kind of head. The head is nothing other than the inherited body of the previous incarnation. Every person's head is different from the head of anyone else and the characteristic types the phrenologists describe are merely rough observations. Just think what a marvellous connection there is: A human being has a dual nature. But not only does man have a dual nature; in addition to that, his external shape also carries both past and future. The human head gives you reincarnation where you can really put your hands on it, for the shaping of the head is the result of our previous life. The head we bear in the next life will be a transformation of our body. Wherever one looks deeply into the foundations of existence one finds metamorphosis. Someone who understands the things I have just been explaining is enabled to look deep, deep into the nature and origins of world existence and human existence. As I said, I wanted to touch on these ideas because they will provide the leitmotif of the next two lectures. These will be concerned with how one incarnation works on in the next incarnation, and how the previous incarnation works over into the present one, through the metamorphic relationship of man's head-ness to his body-ness, if I may be allowed to use these expressions.
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205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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It can only be compensated by leading out of duality back into trinity, because everything dual ultimately leads to something in which man cannot live, which he must regard as a polarity, in which he can now really find the balance: Christ is there to balance Lucifer and Ahriman, to balance Ormuzd and Ahriman, and so on. |
205. Humanity, World Soul and World Spirit I: Eleventh Lecture
15 Jul 1921, Dornach |
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Today I will summarize some truths that will serve us in turn to provide further explanations in a certain direction in the coming days. If we consider our soul life, we can say that towards one pole of this soul life lies the element of thinking, towards the other pole the element of will, and between the two the element of feeling, that which in ordinary life we call feeling, the content of the mind, and so on. In the actual life of the soul, as it takes place in us in our waking state, there is never just one-sided thinking or will, but they are always in connection with each other, they play into each other. Let us assume that we behave very calmly in life, so that we can say, for example, that our will is not active externally. However, when we think during such outwardly directed calmness, we must be aware that will is at work in the thoughts we unfold: in connecting one thought with another, will is at work in this thinking. So even when we are seemingly merely contemplative, merely thinking, at least inwardly the will is present in us, and unless we are raving or sleepwalking, we cannot be willfully active without letting our volitional impulses flow through thoughts. Thoughts always permeate our volition, so that we can say: the will is never present in the life of the soul in isolation. But what is not present in this isolated way can still have different origins. And so the one pole of our soul life, thinking, has a completely different origin than the life of the will. Even if we only consider everyday life, we will find that thinking always refers to something that is there, that has prerequisites. Thinking is mostly a reflection. Even when we think ahead, when we plan something that we then carry out through the will, such thinking is based on experience, which we then act upon. In a certain respect, this thinking is, of course, also a reflection. The will cannot be directed towards what is already there. In that case, it would always be too late. The will can only be directed towards what is to come, towards the future. In short, if you reflect a little on the inner life of thought, of thinking and of the will, you will find that even in ordinary life, thinking relates more to the past, while the will relates to the future. The inner life of feeling stands between the two. We accompany our thoughts with feeling. Thoughts please us, repel us. Out of our feeling we lead our impulses of will into life. Feeling, the content of the mind, stands between thinking and willing, right in the middle. But just as it is the case in ordinary life, even if only in a suggestive way, so it is in the great world. And there we have to say: what constitutes our thinking power, what makes up the fact that we can think, that the possibility of thought is in us, we owe it to the life before our birth, or rather before our conception. In the little child that comes to meet us, all the thinking abilities that a person develops are already present in the germ. The child uses thoughts only - as you know from lectures I have already given - as directing forces to build up its body. Especially in the first seven years of life, until the change of teeth, the child uses the powers of thought to build up its body as directing forces. Then they emerge more and more as actual thought forces. But they are thoroughly predisposed in the human being as thought forces when he enters physical, earthly life. What develops as will forces - an unbiased observation readily reveals this - is actually connected with this thought force only to a small extent in the child. Just observe a wriggling, moving child in the first weeks of life, and you will already realize that this wriggling, this chaotic movement, has only been acquired by the child because his soul and spirit have been clothed with physical corporeality by the physical external world. In this physical body, which we only develop little by little from conception and birth, the will initially lies, and the development of a child's life consists in the fact that gradually the will is, so to speak, captured by the powers of thought that we already bring with us into physical existence through birth. Just observe how the child at first moves its limbs quite senselessly, as it comes out of the activity of the physical body, and how gradually, I might say, thought intrudes into these movements, so that they become meaningful. So there is a pressing and thrusting of thinking into the life of the will, which lives entirely within the shell that surrounds the human being when he is born, or rather, conceived. This life of the will is contained entirely within it. [IMAGE REMOVED FROM PREVIEW] So that we can draw a schematic picture of a human being, in which we say that he brings his life of thought with him when he descends from the spiritual world. I will indicate this schematically (see drawing, yellow). And he begins his life of will in the physical body that is given to him by his parents (red). The forces of will are within, expressing themselves in a chaotic manner. And within are the powers of thought (arrows), which initially serve as directing forces to spiritualize the will in its corporeality in the right way. We then perceive these forces of will when we pass through death into the spiritual world. But there they are highly organized. We carry them through the gate of death into spiritual life. The powers of thought that we bring with us from the supersensible life into earthly life, we actually lose in the course of earthly life. With human beings who die young, it is somewhat different. For now, let us speak first of normal human beings. A normal human being who lives past the age of fifty has basically already lost the real powers of thought that were brought along from the previous life and has just retained the directional powers of the will, which are then carried over through death into the life that we enter when we go through the gate of death. One can assume that someone is now thinking: Yes, so if you are over fifty years old, you have lost your thinking! - In a sense, this is even the case for most people who are not interested in anything spiritual today. I would just like you to really endeavor to register how much original, inventive thought power is produced by those people today who have reached the age of fifty! As a rule, it is the thoughts of earlier years that have automatically moved on and left an impression on the body, and the body then moves on automatically. After all, the body is a reflection of our mental life, and the person continues in the old rut of thought according to the law of inertia. Today, the only way to protect oneself from continuing in the old rut of thought is to absorb thoughts during one's lifetime that are of a spiritual nature, that are similar to the thought-forces in which we were placed before our birth. So that indeed the time is approaching when old people will be mere automatons if they do not take care to absorb thought-forces from the supersensible world. Of course, man can continue to think automatically; it may appear as if he is thinking. But it is only an automatic movement of the organs in which thoughts have been laid, have been woven in, if the human being is not grasped by that youthful element that comes when we absorb thoughts from spiritual science. This absorption of thoughts from spiritual science is certainly not just any kind of theorizing, but it intervenes quite deeply in human life. [IMAGE REMOVED FROM PREVIEW] But the matter takes on particular significance when we now consider man's relationship to the surrounding nature. I now understand by nature all that surrounds us for our senses, to which we are thus exposed from waking up to falling asleep. This can be considered in a certain way in the following way. One can visualize what one sees — I mean before spiritual eyes. We call it the sensory carpet. I will draw it schematically. Behind everything that one sees, hears, perceives as warmth, the colors in nature and so on – I draw an eye as a schema for what is perceived there – there is something behind this sensory carpet. Physicists or people of the present world view say: Behind it are atoms and they swirl -, and afterwards, right, as they continue to swirl, there is no sensory carpet at all, but somehow in the eye or in the brain or somewhere or not somewhere, they then evoke the colors and the sounds and so on. Now, please, imagine, quite impartially, that you begin to think about this sensory carpet. If you start thinking and do not assume the illusion that you can observe this huge army of atoms, which the chemists have arranged in such a military way of thinking, let us say, for example, there is Corporal C, then two privates, C, O, O, and then another private as an H; isn't that right, that's how we arranged it militarily: aether, atoms and so on. Now, if, as I said, you do not succumb to this illusion but remain with reality, then you know: the sensory carpet is spread out, the sensory qualities are out there, and what I still grasp with consciousness about what lies in the sensory qualities is just thoughts. In reality, there is nothing behind this sensory carpet but thoughts (blue). I mean, behind what we have in the physical world, there is nothing but thoughts. We will talk about the fact that these are carried by beings. But you can only get behind what we have in our consciousness with thoughts. But the power to think we have from our prenatal life or from the life before our conception. Why is it then that we can penetrate behind the sensory curtain by means of this power? Just try to familiarize yourself with the idea that I have just mentioned, and try to properly present the question to yourself on the basis of what we have just hinted at, which we have already considered in many contexts. Why is it that we can reach below the sensory level with our thoughts, when our thoughts come from our prenatal life? Very simply, because behind it is that which is not in the present at all, but which is in the past, which belongs to the past. That which is under the carpet of sense is indeed a past, and we only see it correctly when we recognize it as a past. The past has an effect on our present, and out of the past sprouts that which appears to us in the present. Imagine a meadow full of flowers. You see the grass as a green blanket, you see the meadow's floral decoration. That is the present, but it grows out of the past. And if you think through this, then underneath it you do not have an atomistic present, but in reality you have the past as related to what comes from you yourself from the past. It is interesting: when we begin to reflect on things, it is not the present that is revealed to us, but the past. What is the present? The present has no logical structure at all. The sunbeam falls on some plant, it shines there; in the next moment, when the direction of the sunbeam is different, it shines in a different direction. The image changes every moment. The present is such that we cannot grasp it with mathematics, not with the mere structure of thought. What we can grasp with the mere structure of thought is the past, which continues in the present. This is something that can reveal itself to man as a great, as a significant truth: When you think, you basically only think the past; when you spin logic, you basically reflect on what has passed. - Anyone who grasps this thought will no longer seek miracles in the past either. For in that the past is woven into the present, it must be in the present as it is in the past. If you think about it, if you ate cherries yesterday, that is a past action; you cannot undo it because it is a past action. But if the cherries had the habit of making a mark somewhere before they disappeared into your mouth, that mark would remain. You could not change this sign. If every cherry had registered its past in your mouth after you had eaten cherries yesterday, and someone came and wanted to cross out five, he could cross them out, but the fact would not change. Nor can you perform any miracle with regard to all natural phenomena, because they are all intrusions from the past. And everything we can grasp with natural laws has already passed, is no longer present. You cannot grasp the present other than through images; that is a fluctuating thing. When a body lights up here, a shadow is created. You have to let the shadow properly define itself, so to speak, and so on. You can construct the shadow. That the shadow really comes into being can only be determined by devotion to the picture. So that one can say: even in ordinary life, limitation, I could also say logical thinking, refers to the past. And the imagination refers to the present. In relation to the present, man always has imaginations. Just think, if you wanted to live logically in the present! No, to live logically means to draw one concept from another, to move from one concept to another in a lawful manner. Now, just imagine yourself in life. You see some event: is the next one logically connected to it? Can you logically deduce the next event from the previous one? When you look at life, are not its images similar to a dream? The present is similar to a dream, and only that the past is mixed into the present, which causes the present to proceed in a lawful, logical manner. And if you want to divine something in the future in the present, yes, if you just want to think of something you want to do in the future, then that has happened in a completely non-representational way in the first instance. What you will experience tonight is not in your mind as an image, but as something more non-pictorial than an image. At most, it is in your mind as inspiration. Inspiration relates to the future. Logical thinking: past Imagination: present Intuition Inspiration: future.
We can also use a simple diagram to visualize what is involved. When a person – let me characterize him here by this eye (see drawing on page 198) – looks at the tapestry of the senses, he sees it in its transforming images, but he now comes and introduces laws into these images. He develops a natural science out of the changing images of the sensory world. He develops a specialized science. But think about how this natural science is developed. You investigate, you investigate while thinking. You cannot possibly, if you want to develop a science about what spreads out as a carpet of senses, a science that proceeds in logical thoughts, you cannot possibly gain these logical thoughts from the external world. If what is recognized as thoughts and laws of nature were to follow from the external world itself, then it would not be necessary for us to learn anything about the external world. Then the person who, for example, looks at this light would have to know the exact electrical laws and so on, like the other person who has learned it! Equally, if he has not learned it, man knows nothing at all, let us say, about the relationship of an arc to the radius and so on. We bring forth from our inner being the thoughts that we carry into the outer world. Yes, it is so: what we carry into the outer world as thoughts, we bring forth from our inner being. We are first of all this human being, who is constructed as a head human being. This human being looks at the carpet of senses. Inside the carpet of senses is what we reach through thoughts (see drawing page 198, white) and between this and between what we have inside us, what we do not perceive, there is a connection, so to speak an underground connection. Therefore, what we do not perceive in the external world because it extends into us, we bring out of our inner being in the form of thought life and place it in the external world. This is how it is with counting. The external world does not present anything to us; the laws of counting lie within our own inner being. But that this is true arises from the fact that between these predispositions, which are there in the external world, and our own earthly laws, there is an underground connection, a sub-physical connection, and so we draw the number out of our inner being. It then fits with what is outside. But the path is not through our eyes, not through our senses, but through our organism. And that which we develop as human beings, we develop as whole human beings. It is not true that we grasp some law of nature through the senses; we grasp it as a whole human being. These things must be considered if we want to properly bring to mind the relationship between man and the environment. We are constantly in imaginations, and one need only compare life with dreams without prejudice. When a dream unfolds, it is certainly very chaotic, but it is much more similar to life than logical thinking. Let us take an extreme case. If you take a conversation between reasonable people of the present day, you listen and you talk yourself. Think about what is said in the course of, say, half an hour, and whether there is more coherence in the succession of thoughts than there is in dreams, or whether there is as much coherence as in logical thinking. If you were to demand that logical thinking develops there, you would probably be greatly disappointed. The present world presents itself to us entirely in images, so that basically we are actually dreaming all the time. We have yet to bring logic into it. We wrest logic from our prenatal existence; we first bring it into the context of things and thereby also encounter the past in things. We embrace the present with imagination. When we observe this imaginative life that constantly surrounds us in the sensual present, we can say to ourselves: this imaginative life gives itself to us. We do nothing to it. Just think how hard you had to work to arrive at logical thinking! You didn't have to make any effort to enjoy life, to observe life; it reveals its images to you by itself. Now, that's how it is in life with imagining the images of the ordinary world around us. But all one needs is to acquire the ability to make images – but now through one's own activity, as one otherwise does in thinking – and to experience images through inner effort, as one otherwise does in thinking. Then one not only sees the present in images, but one also extends pictorial imagination to life before birth or before conception, and one sees before birth or before conception. And when you look into these images, then thinking is populated with the images, and then prenatal life becomes reality. We just have to be able to think in images by training the abilities that are spoken of in “How to Know Higher Worlds”, without these images coming to us by themselves, as is the case in ordinary life. When we make this life of images, in which we actually always live in ordinary life, into an inner life, then we look into the spiritual world, and then we do see the way in which our life actually unfolds. Today, it is considered almost exclusively spiritual when someone – I have spoken about this often – truly despises material life and says: I strive towards the spirit, matter remains far beneath me. This is a weakness, because only the one who does not need to leave matter below him, but who understands matter itself in its effectiveness as spirit, who can recognize everything material as spiritual and everything spiritual, even in its manifestation as material, only he truly attains a spiritual life. This becomes especially significant when we look at thinking and willing. At most, language, which contains a secret genius within it, still has something of what leads to knowledge in this field. Consider the basis of will in everyday life: you know that it arises from desire; even the most ideal will arises from desire. Now take the coarsest form of desire. What is the coarsest form of desire? Hunger. Therefore, everything that arises from desire is basically always related to hunger. From what I am trying to suggest to you today, you can see that thinking is the other pole, and will therefore behave like the opposite of desire. We can say: if we base desire on the will, we have to base thinking on satiation, on being full, not on hunger. This actually corresponds to the facts in the deepest sense. If you take our head organization as human beings and the other organization that is attached to it, it is indeed the case that we perceive. What does it mean to perceive? We perceive through our senses. As we perceive, something is actually constantly being removed within us. Something passes from the outside into our inner being. The ray of light that enters our eye actually carries something away. In a sense, a hole is drilled into our own matter (see drawing on page 201). There was matter, but now the beam of light has drilled a hole into it, and now there is hunger. This hunger must be satisfied, and it is satisfied from the organism, from the available food; that is, this hole is filled with the food that is inside us (red). Now we have thought, now we have thought what we have perceived: by thinking, we continually fill the holes that sensory perceptions create in us with satiety that arises from our organism. It is extremely interesting to observe, when we consider the organization of the head, how we fill the holes that arise in our remaining organism through the ears and eyes, through the sensations of warmth; there are holes everywhere. Man fills himself completely by thinking, by filling that which is there, in the holes (red). And it is similar with us if we want it to be. Only then it does not work from outside in, so that we are hollowed out, but it works from within. If we want, hollows arise everywhere in us; these must in turn be filled with matter. So that we can say, we receive negative effects, hollowing out effects, both from outside and from inside, and constantly push our matter into them. These are the most intimate effects, these hollowing effects, which actually destroy all earthly existence in us. Because by receiving the ray of light, by hearing the sound, we destroy our earthly existence. But we react to this, we in turn fill this with earthly existence. So we have a life between the destruction of earthly existence and the filling of earthly existence: luciferic, ahrimanic. The Luciferic is actually constantly striving to partially turn us into something non-material, to completely remove us from our earthly existence; for if he could, Lucifer would like to spiritualize us completely, that is, dematerialize us. But Ahriman is his opponent; he works in such a way that what Lucifer excavates is constantly being filled in again. Ahriman is the constant filler. If you form Lucifer plastically and make Ahriman plastically, you could quite well, if the matter went through in confusion, always push Ahriman into the cavity of Lucifer, or put Lucifer over it. But since there are also cavities inside, you also have to push in. Ahriman and Lucifer are the two opposing forces at work in man. He himself is the state of equilibrium. Lucifer, with continuous dematerialization, results in continuous materialization: Ahriman. When we perceive, that is Lucifer. When we think about what we have perceived: Ahriman. When we form the idea, this or that we should want: Lucifer. When we really want on earth: Ahriman. So we are in the middle of the two. We oscillate back and forth between them, and we must be clear about ourselves: as human beings, we are placed in the most intimate way between the Ahrimanic and the Luciferic. Actually, you only get to know a person when you take these two opposing poles in him into account. This is an approach that is based neither on an abstract spiritual reality – for this abstract spiritual reality is, after all, nebulous and mystical – nor on a material one, but rather everything that is materially effective is also spiritual at the same time. We are dealing with the spiritual everywhere. And we see through matter in its existence, in its effectiveness, by being able to see the spirit in everything. I have already told you that imagination comes to us of its own accord in relation to the present. When we develop imagination artificially, we look into the past. When we develop inspiration, we look into the future, just as one calculates into the future by calculating solar or lunar eclipses, not in relation to the details, but to a higher degree in relation to the great laws of the future. And intuition encompasses all three. And we are actually subject to intuition all the time, we just sleep through it. When we sleep, we are completely immersed in the outside world with our ego and our astral body; there we unfold that intuitive activity that one must otherwise consciously unfold in intuition. But in this present organization the human being is too weak to be conscious when he is intuiting; but he does intuit in fact at night. So one can say: Asleep, the human being develops intuition; awake, he develops—to a certain extent, of course—logical thinking; between the two stands inspiration and imagination. When a person comes out of sleep into waking life, his I and his astral body enter into the physical body and the etheric body; what he brings with him is the inspiration to which I have already drawn your attention in previous lectures. We can say: Man is asleep in intuition, awake in logical thinking, when he wakes up he inspires himself, when he falls asleep he imagines. - You can see from this that the activities we mention as the higher activities of knowledge are not alien to ordinary life, but that they are very much present in ordinary life, that they only have to be raised into consciousness if a higher knowledge is to be developed. It must be pointed out again and again that in the last three to four centuries, external science has summarized a large number of purely material facts and brought them into laws. These facts must first be spiritually penetrated. But it is good - if I may say so, although it sounds paradoxical at first - that materialism was there, otherwise people would have fallen into nebulosity. They would have finally lost all connection with their earthly existence. When materialism began in the 15th century, humanity was in fact in danger of falling prey to Luciferic influences to a high degree, of being hollowed out more and more and more. That is when the Ahrimanic influences came from that time on. And in the last four or five centuries, the Ahrimanic influences have developed to a certain extent. Today they have become very strong and there is a danger that they will overshoot their target if we do not counter them with something that will effectively weaken them: if we do not counter them with the spiritual. But here it is important to develop the right feeling for the relationship between the spiritual and the material. In the older German way of thinking, there is a poem called “Muspilli”, which was first found in a book dedicated to Louis the German in the 9th century, but which of course dates from a much earlier time. There is something purely Christian in this poem: it presents us with the battle of Elijah with the Antichrist. But the whole way in which this story unfolds, this fight between Elijah and the Antichrist, is reminiscent of the ancient struggles of the sagas, the inhabitants of Asgard with the inhabitants of Jötunheim, the inhabitants of the realm of the giants. It is simply the realm of the Æsir transformed into the realm of Elijah, the realm of the giants into the realm of the Antichrist. This way of thinking, which we still encounter, conceals the true fact less than the later ways of thinking. The later ways of thinking always talk about duality, about good and evil, about God and the devil, and so on. But these ways of thinking, which were developed in later times, no longer correspond to the earlier ones. Those people who developed the struggle between the Gods' home and the giants' home did not see the same in the Gods as, for example, today's Christian understands in the realm of his God. Instead, these older ideas had, for example, Asgard, the realm of the Gods, above, and Jötunheim, the realm of the giants, below; in the middle, Man unfolds, Midgard. This is nothing other than the same thing in the Germanic-European way that was present in ancient Persia as Ormuzd and Ahriman. There we would have to say in our language: Lucifer and Ahriman. We would have to address Ormuzd as Lucifer and not just as the good God. And that is the great mistake that is made, that one understands this dualism as if Ormuzd were only the good God and his opponent Ahriman the evil God. The relationship is rather like that of Lucifer to Ahriman. And in Middlegard, at the time when this poem “Muspilli” was written, it is still not imagined that The Christ sends his blood down from above – but: Elijah is there, and sends his blood down. And man is placed in the middle. At the time when Louis the German probably wrote this poem into his book, the idea was still more correct than the later one. For later times have committed the strange act of disregarding the Trinity; that is, to understand the upper gods, who are in Asgard, and the lower gods, the giants, who are in the Ahrimanic realm, as the All, and to understand the upper, the Luciferic ones, as the good gods and the others as the evil gods. This was done in later times; in earlier times, this opposition between Lucifer and Ahriman was still properly envisaged, and therefore something like Elijah was placed in the Luciferic realm with his emotional prophecy, with that which he was able to proclaim at that time, because one wanted to place the Christ in Midgard, in that which lies in the middle. We must go back to these ideas in full consciousness, otherwise we will not come back to the Trinity: to the Luciferic Gods, to the Ahrimanic powers and in between to what the Christ-realm is. Without advancing to this, we will not come to a real understanding of the world. Do you think that the fact that the old Ormuzd was made into a good god, while he is actually a Luciferic power, a power of light, is a tremendous secret of the historical development of European humanity? But in this way one could have the satisfaction of making Lucifer as bad as possible; because the name Lucifer did not suit Ormuzd, one made Lucifer resemble Ahriman, made a hotchpotch that still has an effect on Goethe in the figure of Mephistopheles, in that there too Lucifer and Ahriman are mixed together, as I have explicitly shown in my little book 'Goethe's Spiritual Nature'. Indeed, European humanity, the humanity of present civilization, has entered into a great confusion, and this confusion ultimately permeates all thinking. It can only be compensated by leading out of duality back into trinity, because everything dual ultimately leads to something in which man cannot live, which he must regard as a polarity, in which he can now really find the balance: Christ is there to balance Lucifer and Ahriman, to balance Ormuzd and Ahriman, and so on.This is the topic I wanted to broach, and we will continue to discuss it in the coming days in various ways. |