348. Health and Illness, Volume II: The Power of Intelligence as the Effect of the Sun — Beaver Lodges and Wasps' Nests
10 Jan 1923, Dornach Tr. Maria St. Goar Rudolf Steiner |
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With human beings much can be accomplished by the individual that animals can only accomplish in groups. This is why in anthroposophy we say that with animals the soul life exists only in groups—hence, group souls. Man, however, has his individual soul. |
348. Health and Illness, Volume II: The Power of Intelligence as the Effect of the Sun — Beaver Lodges and Wasps' Nests
10 Jan 1923, Dornach Tr. Maria St. Goar Rudolf Steiner |
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Dr. Steiner: Much knowledge is required really to answer a question like the one posed last time, and we have already considered it from a number of different angles. Because anything relating to reproduction of living beings must be thoroughly understood, I wish to make use of the time today to speak a bit more about this question from a completely different perspective. There's something peculiar about a remark recently made by an American who came to the conclusion, based on statistics—a favorite innovation of our time that is increasingly pursued in America—that the people who acquire the greatest intelligence are always born in the winter months. Naturally, these statistics should not be taken to mean that a person born in the summer months would have to be stupid. The statistics refer only to the majority. In any case, this American made the statement that, according to statistics, those born between December and the middle of March grow up to be the smartest people. Something is indicated here that is difficult to study in humans, because with human beings everything possible can interfere. It does indicate, however, that living beings in general—and man is first of all a living being—depend in a certain respect on the course of the year and its influence on them. Statements like the one made by this American surprise people today only because they know far too little about the real processes of nature. Perhaps this American will meet the same fate as that of a certain professor who once measured human brains; he drew up statistics and found in every instance that women's brains are smaller than those of men. Since, in his opinion, a smaller brain indicates less intelligence, he concluded that all women have less intelligence than men—now he was a famous man! He became famous for finding that the brains of women are smaller than those of men. Now, sometimes autopsies are performed on famous people after death, just because they are famous, and this happened to the professor. His brain was removed, and it turned out that the brain of this man was much smaller than all the women's brains he had examined! Similarly, if he were not embarrassed to make it known, it might turn out that this American was himself born in the summer. If he were born in the summer, one would have to say that according to his own theory he could not be too clever; therefore, his theory could not be particularly valuable. But you see, there is something behind all these matters after all, and this something can lead to the most significant issues when studied in the right way. I wish to tell you something today that definitely pertains to the question posed by Mr. R. You see, the conditions relating to reproduction can actually be studied only in animals and plants, because in humans they depend on so many other factors that they cannot be studied properly. If you take what I told you the day before yesterday, that is, that humans, women as well as men, influence the egg cell or semen through drinking, you will see that this alone makes it impossible to study their reproduction correctly. Now, animals are rarely in the habit of getting drunk. In them, conditions thus remain much more pure, and one can study the matter more purely. The most important aspects of the problem are such that dissection of animals for the purpose of such study is quite unnecessary. Through dissection one really discovers the least of all. To begin with, I shall tell you something that is not based on dissection but on positive results that were obtained by men who did not work according to theories but with practical experience. What I will relate to you has to do especially with the beavers in Canada. These beavers can be encountered around here only in zoos or, stuffed, in laboratories, and they actually appear to be rather clumsy. Such a beaver has a rather clumsy head and body, the front legs are quite thick, and the hind feet are webbed so he can swim. Its strangest feature is its tail, which looks almost like an instrument; it is quite flat and is, in fact, the beaver's most ingenious aspect. What he has behind him is his most ingenious tool. People who have observed beavers do not know at first what they use these tails for, and they have thought up all sorts of incorrect ways of explaining them. The beaver is a most unusual animal. When one becomes acquainted with a beaver in his own habitat, it is found to be an extremely phlegmatic animal, something that is also evident in those in our zoos. It is so phlegmatic that one cannot really do anything with it. You can attack a beaver, grab for it, but it will not defend itself. The beaver itself will never attack no matter how much it is provoked. It is a completely phlegmatic creature. These beavers live mainly in such areas as large swamps or short rivers, and they live in a most remarkable way. When spring arrives, a beaver looks for a spot near a lake or river, digs a burrow in the mud, and spends the entire summer living like a true recluse alone in this burrow. This beaver sits the whole summer in this reclusive summer dwelling like a phlegmatic monk passing the time in his summer house! It is only a hole that he digs in the earth, but he does it in total isolation. When winter approaches—already when late fall comes—the beavers emerge from their burrows and congregate in groups of two to three hundred. They come in all their “phlegmatic-ness” (“Phlegmatischheit”) and form communities. Naturally, those that had mated earlier are among them. A female beaver had prepared her isolated home so that it was suitable for children; the male lived nearby in his own burrow. Now, all these families gather together. In their slow, phlegmatic way, the beavers proceed to look for a suitable locality. Though it is sometimes difficult to observe because of their phlegmatic temperament, one group will prefer a lake, another a short river, which they follow downstream to a point that appears particularly suited to their purposes. After they have investigated the area, the whole group gathers together again. Near the lake or river, there are usually trees. It is really remarkable how these clumsy beavers now suddenly become extraordinarily skillful. They make use of their front feet—not their hind feet, which are webbed so they can swim—more cleverly than a man handles his tools. Using their front paws and sharp teeth, they gnaw branches off trees and even cut through tree trunks. Then, when a group of them has enough branches and felled trees, they drag them either into the lake they have chosen or into the river. These animals then push the branches and trees in the lake to the selected spot. Those who have dragged their trees into the river know full well that the river itself will carry them. They only steer the branches so that they won't drift to the side. In this way, all the branches and trees are transported to the spot they have chosen either on the lake's shore or alongside the stream. Having arrived there, those who have chosen a lake—having transported the trees to the shore—immediately begin constructing so-called lodges. The others, who have picked a river, do not begin with the building of lodges; they first proceed to construct a network of branches. These are interlaced with each other (sketching) until they form a proper network. When the beavers have built up such a wall, they add a second by fetching more branches, all of the same length; in this way, they make a wall two meters or more thick. Thus, you see, the animals dam up the river; the water must flow over it, and underneath it they have free space. Only now, having finished their dam, this wall, do they build their lodge into the wall so that the river flows over it. When the beavers have accumulated enough branches, and their wall appears thick enough to them, they haul in other material such as ordinary chunks of earth. They fashion a kind of loam from it and putty up the dam on all sides. The beavers first erect a wall, just like real architects. Those who select the lake site, however, don't need a dam and therefore don't try to build one. After this wall is built—in the case of those who choose the lake, it begins immediately—the beavers begin constructing little lodges from the same material. They look like clay barrels (sketching), but they are real little houses, constructed like braided mats. They are puttied up so well that the small amount of water that seeps into the space can do the beavers no harm. Such a beaver lodge is never constructed in a part of the stream where the water freezes. Imagine how ingenious this is! As you know, water only freezes on its surface; if one dives deep enough, one comes to still or flowing water, neither of which freezes at that depth. Precisely at the level where the water never freezes, these beavers build their dwellings. Each of these lodges has two floors. There is a floor built in here (sketching), and below it is the entrance. The beavers can run up and down in the lodge; they live upstairs and keep their winter supplies downstairs. They haul in the food they need for the winter, and when it is all stored, the beaver family moves into this lodge, remaining always near the other families. There the beaver families live until spring, when they once again move to their solitary dwellings. During the winter, the food supplies are brought up from the lower floor, and in this way the beavers sustain themselves. As I said, when summer comes, they seek out their solitary burrows, but during the winter they are together. They lead their social life in beaver villages on the bottom of lakes or in streams by the side of the dam they have so skillfully constructed. From all that has been observed, even beavers in zoos work solely with their teeth and front paws, never with their tails. Although it is formed most ingeniously, the tail is never used for work. There are many descriptions that claim that beavers employ their tails in working on their constructions, but that is a delusion; it is simply not true. Beavers do possess especially well-developed front legs and teeth, and they use them more cleverly than a man uses his tools. You know that natural history classifies the various animal species, and among the mammals are the beasts of prey, bats, the ruminants, and so forth. Among the mammals are also the so-called rodents. Our rats, for example, are rodents. The beaver's structure actually puts it in the rodent family. In any book on natural history, you will find that the rodents are described as the most stupid of mammals; hence, the beaver as individual animal is reckoned among the least intelligent mammals. One can say that the beaver, when studied as a single animal, appears above all as a terribly phlegmatic little rascal. Its phlegmatic temperament is so great that it can appear about as clever as phlegmatic humans appear: they show no interest in anything. The beaver is therefore awfully stupid, but it also accomplishes all these extraordinarily clever feats! For beavers, then, one can say that Rosegger's saying concerning man does not apply: “One is a human being, two are folks, if there are more, they are dumb animals.”1 Rosegger said this not about beavers but about human beings. He means that when many people meet together, they become stupid. There is something true in this. In a crowd, people become confused and do make stupid impressions, though there certainly are intelligent people among them! We can say that the opposite is the case with beavers. One is stupid, but several are a little cleverer.2 When two or three hundred gather together in the autumn, they become most clever, they become real architects. Though we humans do not tend to be particularly sensitive to the special beauty of the constructions of beavers, this is due to our human taste, but the beaver lodge is really as trim as the beaver is clumsy. Now, much research can be done on why the beavers are so clever when they congregate. An important indication lies in the fact that the beavers begin their activity in the fall; by day, however, one sees little of this activity. The construction of such a dam and beaver village—it is really an entire village that they lay out—takes place very quickly and is often finished in a matter of days. They are seen doing little during the day, extraordinarily little, but they work feverishly at night. Thus, the beaver's cleverness is brought about first by winter and second by night. Here lie the real clues for the study of this whole matter. When people study, however, the first principle should be to avoid too much speculative thinking. This might sound strange, but you will understand what I mean. Man does not become especially intelligent through speculation. As a rule, if he ponders over something that he has observed, nothing particularly clever will result. If one wishes to understand the phenomena of the world, therefore, one should not rely too much on speculation; one's speculation is not at all the important thing. Should the facts call for it, one should think, but one's main attention should not be directed toward brooding over something one has observed as a means of figuring it out. Instead, other facts should be looked at, compared with the problem at hand, and a connection sought between them. The more one connects various facts, the more one learns to recognize in nature. People who have only brooded over nature have really not discovered anything more weighty than what they knew in the first place. When a person becomes a materialist, he speaks materialistically about nature, because that is what he is to begin with. He does not discover anything new. When a man speaks idealistically about nature, he does so because he is an idealist to begin with. In almost all instances, it can be proven that through speculation people discover only what is made evident through what they had already become. Correct thinking only results when one simply allows the facts to guide one. Now I will add another group of facts to those concerning the beaver, facts that will lead you to the correct clues, not through speculation but simply through a comparison of the facts. I have already referred to the wasps and told you of an observation about wasps made by Darwin. Today, I would like to point this out again. The wasps make ingenious nests for themselves. Though faintly resembling beehives, the walls of these wasps' nests do not consist of wax but of actual paper. Secondly, the whole process differs from that of the bees. There are wasps' nests, for example, that are built first by digging up the ground; then something resembling a pouch is made. It is constructed somewhat like a beaver lodge, but it is put together with tiny twigs or whatever wood the wasps can find, which they work and shape in the right way so that they end up with a covering, a pouch-like covering that is somewhat thick. It is in this that they build their little nest. There they build their different floors. The cells are hexagonal, just like the bee's honeycomb, and are enveloped by a paper covering. They are like the floors in a building, and there are sometimes many of them, one above the other. Everything inside the nest is fashioned of paper. The pouch-like outer covering, however, is not made of paper but of other materials, that is, of tiny twigs or bits of wood that are first split before being used. All this is woven into a network and then puttied up. That is what the outer covering consists of, and it is either built in a hole in the ground or fastened with putty to something up in the air. Within the pouch are the individual cells, into each of which an egg will be laid. This is the story, then, with wasps. You can imagine that wasps are extraordinarily susceptible to the weather. Only some of one year's wasps survive until the following spring, but it doesn't matter if the others don't survive as long as one or two females from a nest remain. In winter they seek out a sheltered little nook where they as females can live scantily, and they hibernate there. In spring, these females emerge from their hiding places and are ready to lay their eggs. Interestingly enough, a special variety of wasps hatches from all these eggs in spring. These wasps that are hatched in spring, growing very quickly and not yet having cells, proceed immediately to construct such cells. Flying around in whole swarms, they look everywhere for materials with which to build a nest properly. This work continues all summer long. These wasps construct the cells there. The wasps that hatch from eggs laid in spring have a specific characteristic; that is, they are all sterile and cannot reproduce. With these wasps there is no reproduction. Their reproductive organs are so stunted that reproduction is out of the question. So, the first thing the wasp does in spring is to produce an army of workers for itself that are sexless and terrible drudges; they toil throughout the summer. I have known natural scientists who considered it a goal worth striving for to manipulate humans so as to produce sexless individuals. They would not have families and would only toil, leaving reproduction to a select few as with the wasps. Well, the fact is that the sexless wasps toil away all summer. When summer is over, the female begins to lay eggs that produce males and females. As a rule, it is the same female that laid the sexless eggs earlier. Now she lays eggs from which, in autumn, males and females emerge. The males develop into rather puny creatures. By comparison, the sexless wasps are quite robust workers. The males turn out to be stunted and cannot do much of anything. They have just enough time to feed for a while, mate, and then die. Truly, these male wasps play a rather sorry role. They are hastily hatched in fall, they must feed a little, and then they impregnate the females; after that, having accomplished their goal, they die. That is the last thing they do. Among some types of wasps, the males are a bit hardier. Here things are really curious. Though it is only an exception, it resembles the behavior of certain spiders. With certain spiders, something remarkable is the case. You see, the female spiders consider the males good for nothing but fertilizing them. The males are permitted to approach the females only when they are ready for fertilization, never before. Before, the females generally don't permit the males to come near them; first they must be mature enough for the fertilization. Now, as I said, the following also occurs occasionally, as an exception, among wasps. Among spiders, which are, after all, lower creatures, when a female notices a greedy little male approaching, she places herself in a spot that is not easily accessible to him and even more difficult for him to leave. There the female waits for him, lets fertilization occur, and then lets him try to leave. When he comes up against an obstacle, the female quickly pursues him and bites him until he's dead. Here, the female spider herself sees to it that the male dies. Such is the case with some spiders. Just imagine, when the male has carried out his function, he must be killed, because he no longer serves a purpose. Among wasps, however, the males die as a rule by themselves, because they have expended so much energy during their mating activity that they have no strength left and so perish. The sexless wasps die at the same time. After toiling all summer, they all die in the fall. The sexless and the male wasps die, and only the females remain. Of these, many also succumb to the cold of winter. Only those few survive that have found a secure shelter. They make it through to spring, lay eggs, and the whole cycle starts anew. So, in spring and summer only sexless wasps are born. Not until late fall, approaching winter, can the sexually active wasps be born. These are the facts, you see, that must be observed. It is very important to connect these with other facts, since this shows us how much the sex life of animals is connected with the seasons of the year. The sex life of animals is very strongly connected with the course of the year. Let us assume that it is summer. The earth is extraordinarily exposed to the sun's effects. The sun sends down light and warmth to the earth. Direct exposure to sunlight causes one to sweat; one notices the sun's effects by one's own condition. Neither the beaver nor the female wasp expose themselves directly to sunlight; they are always in some cave-like dwelling. In their holes they benefit from the sun's light and heat only indirectly through the earth. Thereby, as winter approaches they receive quite definite qualities. Just think, toward winter the wasps receive a quality that makes them capable of producing sexually active offspring. What does this signify? The female wasp is exposed throughout the summer to the sun's heat and light and produces sexless wasps. You can therefore say that the effects of the sun are such that they actually destroy the sexuality of the wasps. It is quite obvious from this fact that the sun with its light and heat, which are reflected by the earth, has the effect of destroying the reproductive tendencies. This is why, when spring comes and warmth and sunlight prevail, the wasps produce sexless offspring. Only when winter approaches, when therefore the sun's heat and light no longer have the same intensity, do the wasps gain the strength to produce offspring with reproductive organs. This clearly demonstrates that the seasons of the year have a definite influence. Now, if we turn from the wasps to the beavers, we must say to ourselves, the beaver is an extremely stupid, phlegmatic animal! It is stupid and phlegmatic to the highest degree. Wonderful. But where does it spend the summer? It stays in the ground in its solitary burrow, allowing heat and light that comes into the burrow to penetrate its body, so that it actually absorbs all the summer sunlight and warmth. When this absorption is completed in the fall, the beaver begins to look for other beavers, and together they become clever. It employs a cleverness that it does not possess as a single animal. Now, suddenly, as they gather together, the beavers become clever. Naturally, as single animals they could never construct all those beaver villages. The first step of choosing a suitable site is already clever. This clearly illustrates what I pointed out last time: the cleverness that is in a creature must first be gathered, just as water is collected in pitchers. What does the beaver do while as a single animal it lives like a hermit in its summer house? The beaver gathers sunlight and the sun's warmth for itself—or so we say, because all we can perceive is the sun's light and warmth. In truth, the beaver gathers its intelligence. Along with sunlight and warmth, intelligence streams from the cosmos down upon the earth, and the beaver gathers it for itself; now the beaver has it, and it builds. With the beaver you can see in reality what I recently presented to you as a picture. Something else now becomes comprehensible: the beaver's tail. Compare it with what I said about the dog's tail, the dog's tail being its organ of pleasure and therefore the soul organ of the dog. The dog wags its tail when it is happy. In the beaver's case it is so that within its tail, which the animal does not use as a tool but which is formed most ingeniously, the beaver has its accumulated intelligence. With it the animal directs itself. This means that the beaver is really directed by the sun's warmth and light. They are contained in the tail and have become intelligence. This is really the communal brain of this beaver colony. These tails are the means by which the sunlight and warmth produce cleverness. The beaver does not employ its tail as a physical instrument; it uses its front paws and teeth as physical instruments. The tail, however, is something that has an effect; it has an effect just as when a group is being driven forward by somebody from behind. In that case, it is somebody driving them. Here it is the sun, which, through the beavers' tails, still has an aftereffect in winter and constructs the beaver village. It is the intelligence that comes down from the sun to the earth with light and warmth that does the building. Naturally, what descends here as soul and spirit from the universe affects all the other creatures, including the wasps. How does it affect the wasps? When the female is exposed to the sun—meaning the sun's earthly effect, which it enjoys in its earthen hole—the force in the wasp's offspring that can bring forth more offspring is destroyed. The wasp can produce only sexless insects under the sun's influence. Only when the wasp is not so strongly exposed to the sun's heat, in autumn, and is still full of vitality—not subdued as in winter—does the force develop in it to bring forth sexually active wasps. This once again demonstrates plainly that what comes from the earth produces the sexual forces, whereas that which comes from the universe produces intelligence and kills the sexual forces. In this way a balance is brought about. When the wasp is more exposed to the earth, it develops sexual forces; when the wasp is exposed more to heaven—if I may use this word here—it does not develop sexual forces but produces sexless wasps instead. These sexless insects have in themselves the cleverness to construct a whole wasps' nest. Who, in fact, builds this nest? The sun builds it through the sexless wasps! This is a most important point, gentlemen. In truth, the wasps' nests, as well as all the beavers' construction, are built by the cleverness that flows to earth from the sun. This is plain to see when all the facts are brought together. That is why I said to you that all speculation indulged in after something has been observed doesn't do a bit of good. Only when facts are compared and related to each other is a sound opinion gained. People simply look at the isolated facts; this is why there is so much that is not to the point. They think to themselves, “Now, when one observes beavers, one observes beavers, and afterward one speculates about beavers. When one observes beavers, what does one care about wasps?” But one discovers nothing if one fails to observe something that is seemingly so far removed from the beaver as the wasp. If one were to look at the wasp, one would see that wasps' nests are also constructed through the cleverness that comes to us from the sun. The sun's effects can still be observed in a tame beaver in a cage, although the animal need not be tame, because it is so phlegmatic, but needs only to be in captivity. When the sun's effects cease to be so strong and instead the earth influences it, even the caged beaver begins its winter activities. It tries to bite through the wires of its cage. This is said to be the beaver's instinct. Anybody can say “instinct”; that is just a word. Such words are like empty containers into which everything is poured that one knows nothing about. If one wishes to explain something like instinct, however, one reaches the point where one must say: it is indeed the sun! Gentlemen, it really is so. In this manner, through the pure facts, one comes to recognize how the cosmic surroundings of the earth affect living beings. Now it is no longer so surprising that some American comes to say that those humans born in the months from December to March most readily acquire intelligence. In the case of human beings, matters have become quite complicated. Everything in man tends toward his becoming independent from all that animals are still dependent upon. You must therefore consider the following. Persons born between December and March were conceived between March and May. Their births date back to conceptions that took place in the spring nine months earlier, between March and May, and hence to a time approaching summer. According to everything I have explained today, the sun's effects are always stronger then. So, what does the sun do? It subdues human sexual forces just a little—not completely, because man is more independent than the animals—and these subdued sexual forces become forces of intelligence. That is why such a person has an easier time of it, while those born in summer must work somewhat more at acquiring their cleverness. That can happen, but it is true that humans have different predispositions. Those conceived in spring and born the following winter tend to acquire forces of intelligence more easily than those born at other times. All this must be known so that these differences can be compensated for through education. In man, this can be done. Wasps, however, cannot be educated to produce sexless offspring that build nests in winter, nor can beavers be educated to overcome nature, as we say, to a certain degree. You can see from this that to overcome something is different for man from what it is for animals. In the animals, the soul-spiritual element depends completely on cosmic development. It simply depends on the sun for wasps' nests and beaver lodges to be built. Something else can be seen in the beaver. In fall, these beaver hermits that have spent the entire summer in seclusion come together in groups of two and three hundred, and only then, as groups, can they employ the intelligence bestowed by the sun. They can use it as groups, not individuals. Individually, they could never accomplish this; it must be the work of the group. With human beings much can be accomplished by the individual that animals can only accomplish in groups. This is why in anthroposophy we say that with animals the soul life exists only in groups—hence, group souls. Man, however, has his individual soul. Now, this is most interesting. I once told you what the human thigh bone looks like, for example. In the beaver, it really is not the same, but a human thigh bone looks like an extraordinarily delicate, beautiful work of art. In it there are beams, quite ingeniously constructed. A human being is actually built up in such a way that, when observing him correctly, one can say: he builds everything in himself that the beaver builds outwardly. By nature, he builds everything in himself that the beaver builds outwardly. The question then arises: where does all that is so wisely and ingeniously constructed within a human being originate? If the beaver construction originates from the sun and its surroundings, the human organization also originates from the sun. We are, indeed, not earthly beings but sun beings and have only been placed on the earth. What for? You can see when you consider this matter. From the earth the wasps have the power to produce sexual offspring. Man must be on the earth in order to have his reproductive force. By comparison, he has another force that is more rational, which he gets from the cosmic surroundings. We can see quite clearly that man gets his intelligence from the cosmic surroundings, and the reproductive force he gets from the earth. One could go further and show how the moon is related to the earth, but there is no more time today. We can go into that another time. You can see, however, that if facts are viewed correctly they lead you to realize that the world is really a unity and that we are dependent also upon the earth's surroundings, which consist not merely of a shining, warming sun but also of a clever sun, an intelligent sun. This is extremely important, because the individual questions that you pose can be answered better in this way. You see that the reproductive force, which I described to you last time, is related to drinking. Why are they related in such a way that a little drinking does not make such a difference but heavy drinking does? You can figure this out from the following. What is alcohol? Wine demonstrates what alcohol actually is, because wine, which only wealthy people can afford to drink, has the most harmful effect. Beer is less harmful for the reproductive organs than wine. Beer affects other organs more—the heart, kidneys, and so forth—but the alcohol in wine and, of course, especially the alcohol in hard liquor, affects the reproductive organs. Where does the substance contained in wine and hard liquor originate? It originates through the influence of the sun's forces! This substance needs the whole summer to mature. Now you can see why it becomes harmful to the reproductive organs. When one drinks, the reproductive organs are subjected to what has been absorbed inwardly in the way food is, to what should be absorbed solely by way of the sun itself, the sun's shining. This takes its toll. Man drinks something that the sun produces outside of him. It becomes a poison through this. When the warmth of the sun is taken into the system in the right way, however, the organism itself produces the small quantity of alcohol it. needs, as I have explained. In drinking alcohol, man really admits an enemy into his system, because what is introduced in the right way from outside turns into a poison when it is consumed inwardly, and vice versa. I have demonstrated this to you in the case of phosphorus. So, what works in alcohol is what the sun has produced in it, because the sun has matured it. When the sun shines on us, it is the other way around; then we must absorb warmth and light from outside. When we consume alcohol, however, we warm ourselves inwardly. The same force that is our friend when we make use of it outwardly becomes our enemy when we use it internally. The same is also true in nature. There are forces in nature that work beneficially from one direction, but when they work from the opposite direction they work as poisons. We can gain comprehension only when we examine this in the right way. I wanted to add this so that you could understand better everything that relates to Mr. E's question. Now think all this over. Should you wish to ask further questions, I hope to be here next Saturday.
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196. Spiritual and Social Changes in the Development of Humanity: Fifth Lecture
17 Jan 1920, Dornach Rudolf Steiner |
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I had to mention this not only with the intention of showing the symptoms of the forces that are effective in our time to suppress every legitimate spiritual aspiration, And so I would also like to mention the fact that I was recently given an article here that was supposedly intended for the Brockhaus Conversations Encyclopedia, for which the infamous Dessoir — infamous only with us! — was supposed to write articles about anthroposophy; at the same time that he had these articles of mine written by an intermediary, he was writing his book, this disgrace. |
196. Spiritual and Social Changes in the Development of Humanity: Fifth Lecture
17 Jan 1920, Dornach Rudolf Steiner |
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Yesterday I tried to characterize the nature of the moment in human evolution at which we find ourselves. I tried to show you how, in the course of human evolution, humanity has now arrived at a point where it is absolutely dependent on what we call the science of initiation. This means that it is necessary, firstly, for the branches of knowledge of human cultural life to be permeated by this science of initiation, but secondly also for social thinking and social feeling to be permeated by those feelings and perceptions that result for the human soul from consciousness: there is a spiritual revelation, a supersensible revelation – one need only turn to it. One can be convinced that many people come and say: Yes, but history has been conscientiously studied, and what is supposed to result from spiritual science about the character of the present period, and how it has developed from the preceding ones, is not spoken of in history. Yes, it does not speak of it because, uninfluenced by real spiritual knowledge, it does not ask about its real impulses and forces. In order to know what speaks through history, one must first understand how to ask history in the right way. Now, the three successive post-Atlantean periods, the primeval Indian, the primeval Persian, the Egyptian-Chaldean, are such that, in the sense sense, humanity has become younger and younger, that is to say, in the second period it did not remain capable of development into those years in which it was still capable of development in the first period, and so on. In the Graeco-Latin period, that is to say, in the period that began in the 8th century BC and ended in the 15th century, it was the case that human beings remained capable of development until the beginning of their thirties. When this period closed in the 15th century, human beings were clearly capable of development until well beyond the twenty-eighth year. Today, as we have emphasized, the ability to develop only extends to the twenty-seventh year and will descend more and more. Now, simply due to their physical and bodily constitution, human beings can only come into contact with the spiritual world from their thirties onwards. Do not misunderstand me! Of course, if he turns to spiritual science, he can come into contact with the spiritual world earlier, even today; but if man, through his own development, which is bound to the physical body, is to receive spiritual forces from the universe, this can only happen if he remains capable of development well into his thirties. He does not. Therefore, from our point of view, there can be no question of human development progressing by natural means. It can only progress if humanity is fertilized by the science of initiation. Now, as I have already indicated in one of the previous lectures, there are initiates in areas of Western civilization, especially in Anglo-American areas. But the peculiar thing about these initiates is that, from their point of view, they only intend to promote as a science of initiation that which British-American world domination can gradually bring about on earth. However strange it may sound, it is so. And it may be said that every single assertion that comes from this side bears a stamp that the knowledgeable person can recognize as being true. Above all, the various ways in which the science of initiation is handled in Western countries point to all these things. You have seen that, within certain limits, certain truths of initiation are not withheld here. And if you look through what has been presented to you over the years, you will find in it, if you really follow things unsleeping, a whole series of important initiatory truths that are suitable for bringing not just a part of humanity, but all of humanity across the earth, beyond the current crisis and towards a real further development. But you will always find people, especially among Western initiates, who disapprove of and condemn the fact that so much of what has been communicated here is being made public today. This is due to a distorted conception of the science of initiation. In order to make you understand this distorted conception, I must first say the following. The science of initiation always addresses the individual human being. Even if it speaks to a group of people, it is in reality addressing the individual human being. One cannot present the true science of initiation in the way it used to be presented to people in the past. The Catholic Church, for example, transplanted this kind of thing into the present day, and not only the Catholic Church, but certain political parties also still use the same method today. The way they worked was to use, if I may put it this way, the mass psyche, to appeal to what is instilled in a community of people in a certain, I would say hypnotic, way. You know that, as a rule, if you only use the appropriate means, you can teach a crowd things more easily than you can teach each individual to whom you wanted to speak. There is some truth to such mass hypnosis. These methods, which are quite effective, cannot be used by a true wisdom of initiation. It must speak as though addressing each individual person and appeal to the powers of persuasion of each individual person. The way of speaking which the science of initiation, which today stands at the height of human development, must make use of, has not yet existed. Therefore, the way in which, for example, I speak here and in my books is still an abomination to some people today, because the way of speaking strictly adheres to the rule of appealing only to the power of persuasion of the individual individuality. This also gives us an important social principle, which I have already mentioned in another context in recent days and which you will find systematically and in principle implemented in my book “The Philosophy of Freedom”. If you only want to appeal to the individual with ethical, moral impulses, then you cannot want to organize from general abstractions, then you cannot group people together like herd animals in order to give them some kind of common directive, but then one can only appeal to the individual and then wait for the right thing to happen in the whole, because each individual, in his standing in the whole, wants the right thing. The social morality of the future cannot be based on any other principle than this principle of general human behavior. When I published my “Philosophy of Freedom”, for example, a review appeared in the “Athenaeum” in which it was said that such a view leads to a theoretical anarchism. But it only leads to anarchism if we do not succeed in making people into real people, that is, if people absolutely want to be subhuman, if they absolutely want to be kept together under such aspects as the members of a group of animals are kept together. Lions are held together as lions by their very shape, hyenas too, dogs too; but the development of humanity is such that in the future groups of people should not be organized either by blood ties or by ideological ties like flocks of sheep, but that what arises from the interaction of people should actually happen out of the power of individualities. A few days ago I used a comparison here that may sound a little grotesque, but which I believe can shed light on the whole matter. I do not know whether there are not also people who would find it particularly liberating if they saw inscriptions everywhere: Decree of such and such an authority: The one who walks in this direction must give way to the other who walks in the other direction. Even in populous cities, people generally still get along with each other on the street, they pass each other; out of their reason, out of what they have as an impulse within them, they do not constantly push each other away. Humanity is moving towards this ideal. That it does not recognize this is its misfortune. It is important to have the directives of one's actions within oneself, even in important matters, so that the other can rely on them, without a common law that trains them to behave in such a way that the other can exist alongside them. This work towards individuality is what is connected with the most important impulses of human development. Human individuality can never be brought to bear on something like this if it can only be conveyed through the current knowledge of nature or the current social science or the current social motives. Man only comes to such an individuality as I have just spoken of when a mass of thoughts is awakened in him that comes from the science of initiation. Only through his relation to the supersensible is man imbued with such thoughts as will make him a free individuality, but which can also function in the social order with the greatest possible freedom. Everything depends on humanity opening its heart and mind to what comes from the science of initiation. Great trust must become the most important social motive of the future. People must be able to rely on each other. Otherwise things will not move forward. What I have told you now seems obvious to anyone who is serious about the whole of humanity, if they are sufficiently initiated into supersensible things, to the extent that they must say: either this happens or humanity goes into the abyss. There is no third way. You can say that you cannot imagine that a social order is based on general trust. To that one can only answer: Fine, if you cannot imagine it, then you just have to imagine: Humanity must go into the swamp. – These things are serious, and they must be taken seriously as such. To a certain degree of abstraction, the initiates of Western countries also know this. But they say the following: We have the science of initiation to a certain degree, we could publish it. They would, however, only publish a science of initiation that leads to the goals I have indicated; we are also now moving in an area that is just as applicable to the true science of initiation as it is to the one-sided one. The initiates of Western countries can therefore say: We have the science of initiation; we can publish it, but the fact is that it is only addressed to the individual. Now the great fear begins for these people, the terrible fear. They say, 'Yes, if we only speak to individuals in the future, then we will unleash a fight of everyone against everyone, because then people are not organized, then we rely on general trust, then people will enter into the fight of everyone against everyone. This fear stands before people. Therefore, they want to keep the most important truths of initiation, I would say, in the darkroom and let humanity walk towards the future in an apparent light, but asleep. These things are indeed very topical, since the mid-19th century, when the peak of materialism in modern civilization was reached and since then people have had to ask themselves: How far do we go with the science of initiation? — They have not dared to communicate a real science of initiation to humanity beyond certain smaller circles until now. Now, a certain education that humanity has undergone must not be allowed to break down, but it is already breaking down today thanks to a completely misguided theology. You can follow this education if you do not study that fable convenue which is usually called “history”, but if you study real history. Today, people do not really know how what is designated by certain words has changed over time. People talk about Catholicism, about emperorship, about aristocracy, about bourgeoisie, and believe that if they find the same words in the fourteenth century, they mean approximately the same thing, perhaps only a little nuance is different. As long as we do not realize that what Catholicism, emperorship, bourgeoisie and aristocracy meant in the 14th century has nothing at all in common with what we mean by these words today, we do not understand history. We must be quite clear about how the state of mind of human beings has really changed a great deal over the course of a few centuries. What was it, then, that, until the 15th century, and in its after-effects even further, was the basis of what worked from general human education into the consciousness of the souls of the civilized world? All this was based on the fact that, during these centuries, human beings were able to assimilate supersensuous knowledge into their imaginative life, not in the way it is to be assimilated now through spiritual science, but in the way they were able to assimilate it at that time, according to their still atavistic states of consciousness. A fundamental fact filled human souls. It was the fundamental fact that is connected with the Mystery of Golgotha. In the way people thought at that time, they knew that the Christ-Being had descended from supermundane heights, had been embodied in the man Jesus of Nazareth, and that something had happened in the Mystery of Golgotha that could not have happened according to ordinary laws discoverable by the knowledge of nature. The concepts and ideas that people had of the Mystery of Golgotha had such ideas and such conceptions that went beyond the earthly sphere. Such conceptions create very different thought forms than the ideas that the average person has today. The thoughts that people have today do not extend into the supersensible life at all. Thoughts that people formed with such a connection to the mystery of Golgotha, as I have just characterized it, were suitable for evoking thought forms that had a reality in the supersensible. Therefore, one can also characterize the present moment in time by saying that humanity has gradually lost the ability to form such thought forms that have a meaning in the supersensible. Thus, one cannot create social orders on Earth that will advance it. Therefore, everything that has been introduced into humanity in the way of social ideas since about the sixteenth century bears the character that can be described as follows: We encounter social institutions according to the thought forms that are the thought forms of modern times. All such social institutions are destined to break down. They have no inner power of further development. That is even the secret of the newer development. No matter how willingly people may create social institutions on the basis of the external world-building that has taken place since the 16th century, all these social institutions carry the seed of death within them as they arise, because they are not connected to thought-forms that have a reality in the supersensible. As long as there are no people in the present who understand this, there is no point in talking about social progress at all. It is not a matter of deriving social ideas in an abstract way, perhaps out of some spiritual web of thought. That is not important at all. In my “Key Points of the Social Question”, for example, there is no long chapter about spiritual science from which social laws are then deduced, but reality itself draws attention to what has to happen. What matters is not that one deduces the social life from some spiritual web or other, but that one is oneself imbued with such thoughts, which are rooted in the supersensible. For it is this state of being imbued that makes it possible for everything one thinks to have a reality in the supersensible. It is a paradox, but the following is quite true: Imagine a person, I will say a “statesman” - a word that is currently said in quotation marks - who says all sorts of clever things, that is, things that people today call clever, but has never established a connection with the supersensible world. What he says, if realized in reality, would bear the germ of death. Another speaks. If one does not know that he is engaged in spiritual science, one does not even need to notice it from his speech; he just talks about things in a slightly different way. From what he says about social issues, for example, one does not even need to notice that he is engaged in spiritual science, but the fact that he is engaged in spiritual science gives his ideas the real impulse. So the point is that today it is not enough to have an abstract logic, but that one must speak reality. Because today we are already at a stage in the development of humanity that, let's say, a journalist can write the most beautiful things that people admire because they say: Yes, when I read this, it is pure spiritual science! That is not the point! Today it is no longer about the wording, but about the basis of the soul, from which something like this comes. It is about what the human being carries within himself as substance! If I am to draw a comparison from a completely different field, then let it be the one I have often used before: there are poets today who write poetry with extraordinary ease, who make beautiful verses that one can admire. Nevertheless, the same also applies: today, ninety-nine percent of poetry is overdone. But there are others whose verses are like a stammer; but these verses, which sound like a stammer, can come from a genuine human, that is, spiritual, source, while those that one admires because the languages are so simple that any fool can create something admirable out of language can be worthless sound. Today it is absolutely necessary to go beyond the mere wording to the motive, that is, not to remain in the abstract, not to read according to the wording, but to place oneself in full life and judge the phenomena from the standpoint of life. And so it is a matter of spiritual science, as it is meant here, above all, having to have a fertilizing effect on the various branches of life, otherwise what must happen will not happen. When two people talk to each other, they communicate through language. But in relatively recent times, language was quite different from what it is today. Today, when we communicate through language, we actually become more or less a slave to language. In the past, people learned a great deal through the genius of language, and they did not actually think very much themselves; they let language do the thinking for them. This only worked until the period I described to you yesterday. Today, people only get ahead if they can emancipate themselves from language with their thinking and feeling. Language today runs, as it were, like a mechanism in which we stand, and instead of us, Ahriman actually lives more and more in the development of language. Ahriman actually speaks today when people speak. And little by little people have to get used to understanding each other from something quite different than from the mere wording of languages. One must go much deeper into life in order to understand another person today than in the age when the wings of language still contained what people had exchanged with each other. Today this is no longer contained in the wings of language. Today one can basically be a person completely empty of real knowledge. But the fact that language – every civilized language today – has gradually developed sentence forms, sentences, and even entire theories that already lie in the language, you just need to change what is in the language a little, then you have something seemingly created by itself, in reality you have basically just mixed up a little what was already there. It would be very easy today, as grotesque as it may sound to you, to do the following experiment. Take the pronouncements of good bourgeois professors, philosophy professors, natural science professors and the like, who are only slightly inclined towards materialism, towards one side or the other, take what these people have said over the past few decades, in the second half of the 19th century, and with a little rethinking, the following can be easily achieved. Take, I mean, any concoction of a fairly brave philosopher, a brave dozen philosophers from the second half of the 19th century, who has expressed himself on this or that social thing, you can now take away certain adjectives and replace them with others that are in another sentence. You can turn things around a bit – and out of it comes the life philosophy of Mr. Trotsky! In order to be a Trotskyist with a Weltanschauung today, one does not need to be able to think for oneself at all, but only to let language think within oneself in the way I have just described. But because language has emancipated itself from them in a certain way, it is not people who are at work here, but Ahrimanic powers in human culture. What I have told you now can be experienced. One only has to have the inner soul eyes open to such things. For those who work not with words but with thoughts, language today is a truly dreadful instrument. It is indeed not easy for those who work with thoughts to write today. Because if you want to write a sentence, it will not do so because so and so many people have written similar sentences. The sentence always wants to form itself out of the collective psyche, but you must first become its enemy in order to truly shape what is in your soul into a sentence. Anyone who works for the public today and cannot feel this hostility of language always runs the risk of abandoning themselves to the thinking of language and devising beautiful programs out of language. The necessity of enforcing one's thoughts must begin today with the struggle against language. Nothing is more dangerous than for a person to allow themselves to be carried by language, in the sense of: This is how you express it, that is how you express it. — Because by having a stereotyped way of expressing things, by being able to say: you can only say it that way – you actually go with the usual flow of speech and do not work from the original thought. Our schools are terrible in this respect. The schoolmasters, who actually correct every seemingly clumsy but at least original thought in terms of convention, commit great crimes in school. One should search for every awkward but substantially individual sentence that any boy or girl writes at school. One should use it to start discussions at school and not use the cursed red ink to replace what comes out of youthful individuality with convention. For today it is most important to look at what comes out of youthful individualities. Perhaps it will reveal itself in a way that we do not always find comfortable, that we easily see as flawed. If one wanted to correct Goethe's youthful letters with the eye of a high school teacher, then many things would have to be corrected! The Austrian poet Robert Hamerling received the worst grade in the “German essay” in his teaching examination! And there is still some truth to what Hebbel wrote in his diary, as I have often mentioned: he wanted to write a drama with the motif that a high school teacher of the higher grades in particular has a student who is the reincarnation of Plato, with whom he reads Plato in class; then the teacher finds that this “reincarnation of Plato” does not understand the slightest thing about Plato! The poet Friedrich Hebbel noted down this motif for a drama that was then not carried out. But there is some truth to it. Now we must be clear about the fact that at all times, seduced by the remaining Luciferic and Ahrimanic powers, people have resisted the normal progress of humanity. Today we are faced with the necessity of having to seek something completely new from spiritual life in order to save humanity. It is no wonder that people are violently opposed to all kinds of logical absurdities and immorality. And so, for a long time now, I have always had to talk about my own situation as a kind of prologue to our reflections. About a week ago I told you about the defamatory and mean way in which a large number of German newspapers are currently reporting things that are known to be their source, but which could turn against everything that comes from anthroposophically oriented spiritual science and the related social issues. It is a very direct example, I might say, of what is happening “at the house” itself, how strongly the opposing forces are stirring. But there is a certain reason why I would like to characterize this matter for you in somewhat more detail today. To this end, I would like to draw attention once more to what has happened. It has come about that a defamatory report suddenly appeared in a number of German newspapers, which can be summarized in the following sentences. I have already read these sentences. However, we should bear them in mind once more, for they are actually worthy of being remembered as a characteristic example of certain cultural phenomena of the present day: "Rudolf Steiner as political informer. The well-known Theosophical charlatan Dr. Rudolf Steiner, who influences millions of men and women, founded a league for the threefold social organism in Stuttgart in the spring of 1919, which was originally supposed to be only a religious-communist community, but then came into political contact with the Bolsheviks and communists and is now engaged in a very strange and repulsive political agitation. We learn the following about this from Dresden: “It is unequivocally clear from authentic reports” – please note this sentence, “it is unequivocally clear from authentic reports” – “that the League for Threefold Order is determining the names of all officers allegedly active in a reactionary sense and collecting evidence against them of acts contrary to international law based on witness statements, which is then to be sent to the Entente for extradition. Mr. Steiner and his comrades are completely unconcerned about the accuracy of such accusations, and the fact that they do not even shrink from deliberately false statements is proved by the passage of a letter which says: “Accusations of theft are to be avoided because it is easier to prove that they are untrue. Similarly, one should not make incredible accusations such as the mutilation of children.” Now, of course, this most slanderous and most mendacious story, sentence by sentence, is going through a series of German newspapers! One can be amazed at the most diverse things in it, but let us single out one fact. There is talk of letters that are said to have been written and that are referred to as authentic documents. In the issue of “Dreigliederung” that has not yet appeared, I expressly pointed out that I am well aware of the dubious sources from which such things originate. Now, however, I will read you a charming document from which you will see what the authentic foundations are for those people who spread such things into the world. After this flood of meanness had subsided, and after I had received confirmation from various other sides of what I had known anyway about the murky sources, I received the following letter from a friend. This letter only reached me now, but it was written – I ask you to bear this in mind – before these newspaper articles appeared. So what this letter contains has been established before the newspaper articles appeared. I ask you to bear this fact in mind. This letter states: “A long-standing member of our Anthroposophical Society, currently still an active officer, has gained access to the two letters that are circulating among the authorities and naturally causing quite a stir. These letters are addressed to IRD or R in Berlin, so they are probably addressed to the same place, but it cannot be said whether they are from the same author because a signature is missing. The first letter mentions the Steinerbund and Freemasons, and states that the Steinerbund will soon be distributing leaflets that are written as if they came from the monarchists, but which in fact have the purpose of ridiculing the monarchist and anti-Semitic movements. In other words, the Steinerbund would try to fight this movement under the guise of the monarchists. These leaflets have already been printed, and a different fictitious signature is planned for each district."So you see, there are factories for forging letters! These letters really do circulate. It continues: "The second letter makes the following suggestion: Since there are still many officers in the army who are monarchists, it would be absolutely necessary to neutralize them by the following shameless means. The members of the troop to which the officer in question belonged during the campaign should be searched for people who, under oath, are to testify to as many of the person's crimes as possible. It is also stated in more detail that these would only have to be credible offenses, not rape, infanticide, and similar things. This record of sins should then be transmitted by a Mr. Grelling” - that is the only name mentioned in the letter - ‘to the Entente, and they would then demand the immediate extradition of the persons concerned.’ Both letters were read by the person concerned with his own eyes. So this is the letter referred to in the newspaper article, the letter that is probably circulating in countless copies and that is addressed to this and that office in Berlin! So first the letters are forged, fabricated, then the newspaper articles are made up. This is the method of fighting! I would like to know if other things are needed to make it clear that it is necessary to wake up today! — From what has happened in recent years, a moral ground for humanity has emerged, which was rooted in the impossibilities that had already preceded it, and which is producing such flowers. It is no longer acceptable to continue sleeping when we know the depths of the swamp we are in. It could easily be, if these things were not talked about openly, that there would still be people in our ranks who would say, for example: Shouldn't we rather write to all the fine gentlemen who forge letters and then use the forged letters to fabricate newspaper articles in order to change their minds? Today it is really a matter of opening our eyes and seeing what kind of people are walking around among us, people whom we would soil ourselves if we got seriously involved with them. These things must not be overlooked; this must be said again and again. The connections must be pointed out. Do you think that it can be with impunity that, for example, in those Jesuit publications, in which the false statements that I have already mentioned to you are printed, the story has been circulated for years that I am a runaway priest, and then simply to take back such a thing with the words: This is something that one heard, “but which could not be substantiated”? Do you think that one has the right to say to such a Jesuit priest: You have taken back what you spread? No, one has to say to him: You have violated your duty in the most irresponsible way by spreading a thing unchecked, and your retraction means nothing at all. Today, morality must be taken seriously by those people who still understand something about morality. During the past five years, we have heard almost nothing but lies from all over the civilized world, and we are still living under the effects of the lie. It is necessary to face these things seriously. Here you can clearly see an example of how things are. When things are not brought home to us through karma, so that the individual is at the same time completely decisive for the general, then there will always be people who want to vote for compromises, who, for example, treat a Ferriere still as a human being, with whom one engages on equal terms, while he belongs to the scum of the human race, by writing something unscrupulously, which he accepts without verification. These things are no longer acceptable today for a person who wants to stand on sound ground. If I did not have this example of the origin of a matter at hand, it would not be so easy to believe me that there are now factories for forging letters, on the basis of which “they” then treat people in public as they did in this newspaper article. But that happens today over and over again, and a large part of what you read consists of nothing other than the blossoms of this moral swamp. Today it is simply part of a healthy, serious and honest world view to know these things and to treat them accordingly. Today people are not allowed to make compromises with people who work with defamation in this way. For it cannot be justified by saying: One must be benevolent towards all people — love towards all people! — Love towards such people means extreme unkindness towards those who are slandered, who are distorted. It is a matter of knowing where to direct one's love. For loving the crime can never lead to the recovery of humanity. That such things would come could be foreseen. But it could be foreseen not only from the way certain quarters have been working. You only have to open the Jesuit literature that has been unleashed since the Church's condemnation of the anthroposophical writings in July 1919. You only have to look at the people who write and examine their approach to the truth, and you will naturally see everything that ultimately leads into such swamps. I do not want to talk today about the very murky sources, which I know very well and through whose acquaintance I also know how all these things are connected and how they are just the beginning. I only wish that as few people as possible would be naive enough to believe that refutations could achieve anything. For these people, it is not about asserting this or that, but only about asserting something juicy, whereby they disparage others. These people could not care less about what they assert. But not only that we have to take into account the fact that today we have numerous such people among us who work in this way, but also that we have to take into account the fact that for decades now, due to drowsiness, we have had a broad tolerance among the general public for this kind of thing, a reluctance to look at how public opinion is actually made today. But that is the most important part of what can lead to improvement. As long as people of the caliber of the Jesuit Zimmermann or the university professor Dessoir are not treated in the appropriate way, there can be no recovery. The people who stand opposite them and do not give them the right treatment are even more guilty than these individuals. For these individuals conduct their business in these matters, albeit in such a dirty way as Professor Dessoir. I characterized this to you some time ago. But it is a matter of finally waking up. Because a Dessoir book or a Zimmermann critique leads straight to these swamps, which I was able to characterize for you. I had to mention this not only with the intention of showing the symptoms of the forces that are effective in our time to suppress every legitimate spiritual aspiration, And so I would also like to mention the fact that I was recently given an article here that was supposedly intended for the Brockhaus Conversations Encyclopedia, for which the infamous Dessoir — infamous only with us! — was supposed to write articles about anthroposophy; at the same time that he had these articles of mine written by an intermediary, he was writing his book, this disgrace. But now consider the case that this article would lie here in our local archives! It would later be found there as an article that is said to come from me. So someone might say: Yes, Steiner copied the article in the archives from Dessoir's article in the encyclopedia and claimed it for himself! - Such blossoms can be driven when one is not awake! First one's things can be stolen by literary thieves, and then they can appear in such a way somewhere that not the one who made them but the one who stole them is considered the author and the one who is the author is considered the thief! The moral question must be approached today from many sides; but it will not be approached profitably by anyone who does not stand on the ground of a sound spiritual science. That is what I wanted to share with you in the appendix to today's lecture, based on contemporary history. |
113. Goethe Celebration
28 Aug 1909, Munich Rudolf Steiner |
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We may say: at the time when Goethe was inspired to write the poem 'The Secrets', that which we today call anthroposophy lived warmly in his soul. And in this poem, the spiritual-scientific call is sent out into the world so powerfully and on such profound grounds that it had to remain a fragment even for a mind as great as that of the great soul that Goethe's body held. |
113. Goethe Celebration
28 Aug 1909, Munich Rudolf Steiner |
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Automated Translation For those who, within the modern intellectual life, like to] remember the leading personalities of the past, the night of August 27 to 28 is an important night of remembrance. August 27 is the birthday of the greatest thinker of modern times, and August 28 is the birthday of the most universal, comprehensive spirit. And so, during this night, our thoughts can touch the memories of the great philosopher Hegel, who has his birthday on August 27, and of Goethe, the universal spirit, who has his on August 28. And then, when our thoughts turn back in remembrance to these two great individuals, many things come to mind that connect with these thoughts. The uniqueness of these two great individuals of modern times comes to mind, and we then look back with pleasure, comparing them with what we otherwise know from intellectual life, to these two representatives of humanity, Hegel and Goethe. And much of what could be said in yesterday's lecture may be linked to these two names. Hegel appears as the one among modern minds who has brought the experience of the inner self to its highest flowering. He appears as the one who can lead man today into the etheric heights, into the light-filled regions of thinking, and for those who can be fertilized by Hegel's crystal-clear trains of thought floating in etheric heights, another spiritual current that has prevailed in humanity also becomes understandable. For Hegel can only be compared if we let our feelings roam through the turning point of the ages, to that oriental spiritual flower that has led most deeply into human spiritual life through pure thought: to Vedanta philosophy. In a certain respect, he is the one who, within our Occident, has renewed the Luciferic starting from India, and yet again in a different form. Whoever can immerse themselves in the Vedanta work of the Orient will revere in it the highest flowering of that thinking which, with unspeakable devotion and with the finest chiseling of every single thought that man can grasp, composes a world-thought system. In the Vedanta philosophy we see synthetic, synthesizing thinking in its highest flowering. And Hegel renews this pure thought, this absolutely sensuous thinking, so that with him thinking itself becomes an organism, where one thought grows out of another. That is why it is so difficult to understand even the slightest thing from the etheral heights of Hegelian thinking without preparation. Those who immerse themselves in Hegel feel, on the one hand, the height to which he carries them, where a fresh air of thought blows, and, on the other hand, the purity that permeates all these thoughts. Thus, we have, as it were, the luciferic principle in Hegel. On the other hand, in Goethe we have the universal spirit, whose gaze is spread over the great carpet of the outer world, but looks everywhere into the deeper spiritual foundations, so that from every plant, from every animal and all human and artistic phenomena, the spirit that reigns behind the phenomena blows out from them for Goethe, so that he is able to awaken the spirit in modern intellectual life from the side of the external world, to stir it into activity. Thus, in relation to us, Goethe stands as the substance of spirit and Hegel as the form of spirit, and we can best find our way into this modern spiritual life if we try to embrace the great spirit and the great soul of Goethe through the instrument of Hegel. Such thoughts arise when one allows the night of August 27th to 28th, Hegel's birthday and Goethe's birthday, to pass before one's soul with the right memories. That is why we want to invite you today to commemorate these two great spirits of modern intellectual life, and we will commemorate them by first presenting Goethe's small cosmic poems, which lead to certain heights of intellectual life, here in a lecture, and then a larger poem by Goethe, which shows how he sought the way and in a certain way was able to find it into intellectual life. This will be followed by a reflection on the nature of Goethe's spirit from a certain perspective, with which we will conclude our celebration today. Marie von Sivers then recites the following poems:
Now follows those Goethean verses that arose from the highest source of spirit when Goethe was about thirty-five years old. Those of you who have heard me lecture often will begin to grasp the spiritual significance of the thirty-fifth year in the normal course of human life. I have often pointed out the great significance that the age of thirty-five had for Dante in relation to the conception of his great poem of the world. That which Goethe wanted to express in the verses he entitled “The Secrets” had matured in his soul during this important period of his life. If we wish to picture to ourselves what it was that moved through Goethe's heart at that time, when he wrote the verses entitled 'The Secrets', we cannot describe it better than by saying that at that time, when he was thirty-five years old, Goethe formulated the symbol of the spiritual-scientific world view. For there is no better program of the spiritual-scientific world view today than Goethe's poem “The Secrets”. And later, in 1816, Goethe was asked what the various images in his poem “The Secrets” meant. He gave a not very detailed explanation after so many years in response to an external request, but in this explanation, too, we find something like a program of our world view. We may say: at the time when Goethe was inspired to write the poem 'The Secrets', that which we today call anthroposophy lived warmly in his soul. And in this poem, the spiritual-scientific call is sent out into the world so powerfully and on such profound grounds that it had to remain a fragment even for a mind as great as that of the great soul that Goethe's body held. The soul that lived in it was, so to speak, too great to be given a poetic body. Thus we have a fragment in the “Secrets”. With a certain inner satisfaction we delve into this fragment, sensing in it a modern spiritual life. We now want to let the verses pass before us and then say a few words about the peculiarity of Goethe's mind and soul, so that through the final reflection we can find the way to approach to some extent the light that shines in the meaningful story that Goethe gave us in his fragment “Secrets” in the thirty-fifth year of his life. Marie von Sivers then recites the poem “The Secrets” . Anyone who allows this Goethean poem to take effect on them cannot fail to recognize that inspiration from higher worlds has flowed into it. And anyone who has even a slight inkling of how the life of the higher worlds has been expressed in significant symbols for people in all ages will recognize in the symbols presented to us here the eternal symbols of the great spiritual proclamations and revelations made to humanity from epoch to epoch. And then the soul, which wants to struggle through Goethe's spirit, probably senses an important revelation for our newer stages of development. When a significant individuality strives into existence through one of its incarnations, then the whole nature and the whole type of this individuality announces itself through many different ways. We must not forget that the spiritual is the creator of the outer physical, of the outer body, and that the soul, which enters into any present incarnation from previous incarnations with a certain state of maturity, prepares itself through this and that the outer physical body, so that it becomes a suitable instrument for its mission of individuality, which has come up from another incarnation. And so, for some individuals, from early childhood their outer life becomes something of a symbol of what the individuality struggles to shape their outer life and their outer body in order to become an instrument for the significant spiritual individuality. Therefore, wherever the essence of Goethe's soul is to be touched upon, we may always recall the childhood event that took place in his seventh year, which has been mentioned many times before by most of you. Even as a seven-year-old boy, he was in many ways unsatisfied by what people could tell him about the nature of the spiritual-divine. The seven-year-old boy already had a different connection to the divine spiritual world than his whole environment, and he also needed a different expression for this soul of his, which had developed from earlier incarnations. One day he took a music stand from his father, placed minerals and plants on it and, with a childlike intuitive soul, saw in them symbols for the outer tapestry of the senses, and indeed, symbols behind which he sensed the spiritual world. And behind all this, he wanted to grasp with his intuitive soul the weaving and ruling of the spiritual behind the tapestry of the sensual. So he, the young seven-year-old boy, placed a little incense stick on top of the desk, waited for the rising morning sun, took a burning glass, collected the rays of the rising morning sun, and the collected rays fell on the little incense stick, so that it was ignited by the fire of the rays of the rising sun. And when the old man related this childlike experience, he could not describe it in other words than by saying that, as a seven-year-old child, he wanted to light a fire at the very sources of nature, of creative nature, in order to make a sacrifice to the great God who spiritually reigns behind the tapestry of the senses. That was Goethe's act of worship when he was a seven-year-old child. What had entwined itself in the physical world grew ever further and further and ever more and more, wanting to enter the spiritual world, which veils itself behind the outer carpet of the senses. And so we see how Goethe, after his arrival in Weimar, spoke those significant words that have come down to us in his 'Prose Hymn to Nature' and which, with such sacred fervor, seek to grasp what, as spiritual life, permeates the outer carpet of the senses and with which the soul can unite when it is prepared for such worship, as the seven-year-old boy had practiced: 'Nature! We are surrounded and embraced by it.... It has brought me in, it will also lead me out... It will not hate its work... Everything is its fault, everything is its merit! You will find great, powerful words in this prose hymn to nature, words that show how the same soul has grown, becoming ever more mature and mature. But for such an individuality, not only what it initially placed on the altar in the seventh year of its life, like the great symbols of nature, becomes symbolum, but also everything it experiences in life from day to day, from hour to hour. Thus, if we follow Goethe's life closely, we see how, as a young student in Leipzig, he immersed himself in the science of nature, already seeking behind everything the spiritual creation. But it was also at that time that something passed by his soul that was in the highest sense of the word suited to inspire this soul, which was so prepared to roam far and wide in order to find God, to sense God in his depths at the same time. At the end of his studies in Leipzig, death passed Goethe by. He had been close to death after a severe illness, and this experience meant an infinite deepening of his being at that time. And then he came back to his hometown, to Frankfurt. There we see him absorbed in the writings of medieval esotericism, that medieval esotericism which is regarded by today's intellectual life as madness, but from which a deeper spiritual life shone for Goethe, so that he felt inspired to practical esoteric exercises himself. At that time, the first ray of what can truly be called inspiration was laid in Goethe's soul. There are inspirations that work in such a way that the soul immediately reflects the result of the inspiration back to the inspirer. But there are also inspirations that work in such a way that the person who is inspired is hardly aware that the seed of inspiration has sunk into his soul. For this germ must lie dormant within, unconsciously, for years, decades, perhaps even centuries, waiting until it can bring forth the fruits that can then overcome and make use of the instrument of the physical body to such an extent that a manifestation and revelation of higher life can shine forth from such a personality. The inspiration that came to Goethe from a mysterious source in Frankfurt was something of this kind. But we can readily see how this inspiration holds sway in Goethe's spirit, how he faces everything in such a way that a secret light shines into his soul from all the events of life. Then innumerable experiences made a deep impression on Goethe, and it would take many hours if I wanted to tell you what all this has done for Goethe's inner being during the following stay in Strasbourg. Just as powerful as what I can mention in the short time available was the effect of many other things that time does not permit us to emphasize today. Only one event that affected Goethe in Strasbourg and sank into the hidden seed of inspiration will be told: it is the meeting with another contemporary personality who was struggling in deepest yearning for what is called anthroposophical thinking today. This personality was Herder, whom Goethe met in Strasbourg. Herder was the one who had immersed himself in the course of human development, who had wanted to get to know the different rays into which the sun of spiritual life is divided when it sends its light into humanity. Herder's mind had penetrated through oriental and occidental religious systems, and before him stood the idea that a common divine must run through all these religious ways of thinking and philosophies of humanity. It was from such ideas that Herder developed what he presented in his book 'Ideas for the Philosophy of the History of Humanity', in which he allows the spiritual life of humanity to pass before his eyes in order to show how religions develop and how a spiritual-divine element lives in everything, developing from the imperfect to the perfect. But then Herder also wanted to extract from what his mind observed that which arises in feelings, in inner experiences for the soul. So Herder wrote later, as an emotional effect of his reflections, but at the same time an appeal to humanity: “This is how you should become if you carry within you that attitude that arises when you see the spirits that live in the religions of humanity united in peace.” Thus he wrote his “Letters on the Advancement of Humanity.” Oh, the word “humanity” in those days in the circle that formed around Goethe-Herder was a word that did not have the abstract sense that it acquired in the nineteenth century. The word “humanity” implied a full and profound life, and when one spoke of “humanity,” humanitas, one's soul was moved by the highest and most beautiful hopes for the future of humanity. All this had a very special effect on Goethe's soul, which carried the seed of inspiration within it. For Goethe, by virtue of who he was, indeed faced all his contemporaries, indeed his entire time, in a very special way. There was something in him that could not be in any of the others. This becomes particularly apparent later, when the unique and wonderful bond of friendship blossomed between Schiller and Goethe; that was the time when Schiller, in a somewhat different way, was also carried to the highest heights of human feeling, as Herder had been in Goethe's time in Strasbourg. We need only delve into the thoughts and ideas of Schiller to ask ourselves: How does the same thing that we find in Schiller affect Goethe's mind? Then we gradually begin to sense something of the peculiarity of the Goethean soul. At the time when the bond of friendship with Goethe developed, Schiller wrestled with the question that can be formulated something like this: How can man achieve the highest development of freedom? How is it possible for a person to develop their inner soul forces harmoniously, so that they can rise above themselves from their innermost being, to develop a higher self, a higher human being — as Schiller says — in the ordinary person? Schiller answered this question, if we briefly recall his excellent work 'Letters on the Aesthetic Education of Man', by saying that when man thinks, when he approaches his surroundings rationally and intellectually, then a compulsion rules in his inner life, the compulsion of logic. From thought to thought he is led; he is a slave to logical rules; he is not free. But when man looks out into the world of the senses, then the sense impressions affect him as currents of stimulation; he can do nothing about them, he is not free; he is a slave to the world of the senses. Thus man is placed between two worlds. He cannot be free. When man becomes more and more entangled in the world of the senses with his passions, his drives and desires, then he descends, and the spiritual withdraws from him. When man loses himself to logical necessity, then he descends into the abstract, and the spiritual withdraws from him as well. He may then become a man of duty, slavishly submitting to a categorical imperative; but he will become the slave of this categorical imperative. But there is one thing, says Schiller, and that is when the soul of man himself unfolds in the way we see the spirit at work in the work of beauty, in the work of art. When we have a work of art before us, we have a sensual thing before us, says Schiller, but through this thing the spirit shines and radiates, having created a form for itself, and we then have a sensual thing and at the same time a spiritual thing; we do not fall prey to the sensual thing, because it is purified and ennobled by the spirit that shines through it. We do not fall prey to the abstract spirit of logic. Here the spiritual comes to us in such a way that it descends. The person who develops his soul in this way comes to do what he should not because it is commanded as a duty, but because he loves what his duty is. And the spirit that develops in this way does not need to flee from sensuality, it does not need to say: Passions and drives are pushed aside. For they have been purified, cleansed, and are the expression of the spirit. This is the beautiful soul that Schiller had in mind, which attains freedom because it leads the spirit down into sensuality, spiritualizing the sensual, which rises from sensuality to the spirit, sensualizing the spirit. Oh, it was a momentous time when the soul of European intellectual life thus delved into the great ideals of humanity. That was what lived in Schiller's soul as he walked alongside Goethe, bound to him in intimate friendship. And how did this affect Goethe? This is characteristic of Goethe's soul: Goethe was extremely attracted by this Schillerian thought; he was completely filled by it. But before his soul stood another. He said to himself: This is merely the thought, this is the ideal of thought. Life is infinitely richer, especially when viewed in the spiritual. — As such a thought, when it is led in a straight line, it is right for him, a highest ideal; but it is too poor for him to express the whole realm of the human soul, which ascends to the heights of spiritual life, to real liberation. What did the thought become in Goethe's soul? It became what meets us after the original germ of inspiration had matured further in Goethe. In reference to Schiller's thoughts just mentioned, Goethe wrote his “Fairytale of the Green Snake and the Beautiful Lily”, in which we can sense the secret revelation of what the Goethean soul strove for. There we have not only two or three names for the soul forces, but a great, mighty tableau of twenty symbolic real figures, headed by the four kings: the golden, silver, brazen and mixed king; there we have the beautiful lily, the stream and so on. In this 'Fairytale of the Beautiful Lily and the Green Snake', you can find a very esoteric description of how the soul forces, which are expressed by these figures, must relate to one another in the developing soul, and how they must work together in the harmony of the spheres in order for the human soul to flourish. That is the secret of this fairy tale, that we understand how everything that is described to us about the relationship between the characters expresses the relationship between the harmonizing soul forces that lead the human being up to the flowering of spiritual life. What Schiller also felt to be a problem was reflected in Goethe's soul with infinite richness. Therefore, we should not be surprised that in the mid-1780s, when Goethe was about thirty-five years old, Herder's more philosophical striving, which had made a great impression on him, did not unfold in abstractions either, but in a rich tableau of the soul. Even earlier, before the “Fairytale of the Green Snake and the Beautiful Lily” was written, Goethe had shown the path of the soul that must lead it to spiritual heights in the “Mysteries”, and he showed it as it resulted from the stimulus of those inspirations that he had received from the mysterious side in Frankfurt. That is why he calls the mysterious personality, who is the leader of the twelve as the thirteenth, Humanus. But at the same time, this Humanus was something much deeper to him than what today's abstract person thinks of when he hears this word. Humanus is a name for primeval man, for the great, all-encompassing human nature, which, combining all its powers, strives to the heights of the soul. Oh, Goethe knew that the soul life is something rich. Today you have heard two sentences that Goethe spoke, and which should be deeply engraved in the minds of those who are always looking for abstract correspondences. One of the poems that has just been spoken, in which the inner essence of things was discussed, ends with the words:
An expression of a cosmic secret, an expression as the human mind leads itself to the soul! The next poem begins after the last line of the previous poem: Because everything must disintegrate into nothingness if it wants to persist in being:
Those who want to judge everything according to the point of view just characterized, and find contradictions here and there, should, above all, write down in their minds how Goethe, when he wanted to elevate himself to the highest heights of cosmic events, had to put two sentences there that say exactly the opposite of each other. Why? Because the life that stands behind the phenomena is great and extensive, and because outer powers of expression are limited, and because if we want to grasp the rich life, we have to describe and look at it sometimes from one side, sometimes from the other. We must look carefully into how that must dissolve which wants to persist in being. On the other hand, we must also be able to show that there is something in spiritual life of which we must say: it can find happiness in being and persistence. The world is infinitely deeper and richer than people usually believe. That is why, in the middle of his life, at the age of thirty-three in his then incarnation, Goethe was seized by the thought: Yes, the most diverse religions are spread over the world; they live here and there, they are called upon to produce blossoms of spiritual existence within themselves. Goethe let the thought pass through his soul: If we fix our gaze on one or the other of the religions, then there is a point in each one where it rises above itself and leads to a point hidden behind all religions. Goethe represents the various religions in the twelve personalities who gather in the mysterious monastery, on which the Rosicrucian cross can be seen, indicating what the Rosicrucian cross has to do, namely to unite the various religions, after they rising above themselves — point to the great unity of spiritual life, which is represented by the Thirteenth, who is the leader and has risen to such perfection that he is described in the most beautiful words, that he is described to us from the outset at the moment when he is touched by death. The poem describes the moment when the thirteenth person is expecting death, when he is to go to the spiritual world, suggesting that what really prevails over these twelve is what radiates from the world views united in love and goes out over the world. That was the thought that stood before Goethe's soul. He wanted to express this thought in an appropriate way. He said to himself: It must happen in a narrative that takes place around Good Friday, around that day that must be the eternal symbol for the great spiritual truth that the spiritual life everywhere overcomes death. A Good Friday poem would have been “The Mysteries” if Goethe had been able to find the body for what was so brilliantly before his soul back then. And if we want to get a sense of the necessity of these thoughts, we may well take this opportunity to recall that on another Good Friday, looking out from Lake Zurich at the burgeoning of nature, the thought occurred to him of what can be linked to Good Friday. For it was on a Good Friday that Richard Wagner sensed the germ of his “Parsifal” within him. When we allow such things to touch our souls, we sense something of the necessity that governs everything that confronts us in the external world of the senses. Goethe wanted to create such a work of poetry. It is not always the fault of the person who can only bring it to the stage of a fragment. Sometimes it is also due to the time, which does not yet provide the means to achieve this or that in it. But now we understand why Goethe presents us with a person in his brother Markus who has developed such an attitude within himself, which has been purified from all that can enter our soul from the external world and contaminate it. That is why Goethe calls the man who has come so far in purifying his soul from all that can defile it from the earth a soul that looks as if from another earth. And so Brother Mark walks along, to experience things about which Goethe himself says in the first two verses: That which must be said will often appear as if this or that side path is taken. One should not think that this is a mistake. The poem contains such greatness that one would do better to think everywhere. One will only mature enough to grasp the infinite depths contained in it, instead of practicing criticism. At the same time, however, we are reminded that what is at stake here is not an experience that can be grasped by the senses, but one that can only be fully grasped by the spiritual soul that has advanced beyond itself. So our brother Markus, this purified soul, is led before the temple, which expresses its essence by the fact that the cross entwined with roses is its symbol, that symbol to which those who developed that attitude out of the spiritual substance of the Occident have always looked, who want to lead the different religions of the world to love and peace and to the elevation of the human soul. The most beautiful and greatest program of our world view therefore lives in this poem. It would take much, much time to go into the details; but even if I make a few suggestions, you will recognize how this poem is created out of the entire Rosicrucian-spiritual, spiritual substance of the West. We are told about the thirteenth one who leads the others, who in his soul can have the tendency that leads the individual worldviews beyond themselves to a great unity. We are told what we are also told about the great leaders of humanity, and what is nothing other than an expression of the great truths. We see not only a symbolum, but the expression of great truths, great realities. A star announces the coming of the soul of the thirteenth child, as a star always announces the coming of another being into physical existence. Remember the stories of the birth of Buddha and of Jesus, and understand from them the high nature in the mystery of the European mystery play that Goethe wanted to suggest to us with his thirteenth child. Still another thing is said: that this thirteenth was a personality who in his earliest youth overcame the viper that coiled around his sister. The viper has always been the real symbol for that astral life that pulls man down and prevents him from reaching the highest heights. From the serpent of Paradise to all snake symbols, you will always find among the many good snake symbols also those that must be overcome. So you see the victor over the lower human nature, which must be cast off, in our thirteenth. Even as a boy he turns to the sister, the sister of the spirit in us, for the spirit in us has its sister in the soul — to the soul he turns and kills the vipers of his own soul. Thus he matures for the higher life to which he is called; he matures in such a way that the outer life becomes for him a life of struggles, as they are described; he matures to the point where he takes this outer life upon him like a cross. Then we are told: This thirteenth leads a group of twelve, and this group sits with him at the love-feasts and spiritual festivals around one table. Above each chair we see a symbol. Above the chair of the thirteenth we see the fundamental symbol of all European spiritual life, the Rose Cross, again. Above each of the other chairs we see other symbols, which show us the spiritual life divided into different rays. And now I will remind you briefly of what was said yesterday, of the two currents of the people. The southern current is concerned with the cultivation of the inner life, from where the spiritual world has been sought in the post-Atlantic period. This current has to struggle in particular with the opponents in one's own soul, with the repulsive hostile astral powers. These powers, which the soul must conquer within itself if it wants to find the realm of the spiritual, which is hidden by the flourishing of the soul world, this realm was symbolically expressed by the fiery dragon, by the dragon in the fire. And a whole series of world views emerged from the fact that the soul ascends into the higher world after conquering the dragon, after conquering the flaming and raging entities in and around man. In northern peoples, we find the penetration through the veil of the outer sensory world. What is effective here is what penetrates into the outer sensory world. We see another symbol emerging. If the human being wants to penetrate through what confronts him in the outer sensory world, he must confront this sensory world strongly. The way in which man must act victoriously against the external sense world, if he wants to penetrate through it into the spiritual, is shown in a poignant way in the image of the old god who sticks his hand and arm into the jaws of the wolf and loses it, so that the old European god of war Ziu is one-handed. This image, which is supposed to represent the victory over the external world, appears in the most diverse ways, in particular in that the esoterically victorious hero puts his hand into a bear's mouth, and that the blood wells out as the surplus ego. The blood is the expression of the ego, and here it is the image of excessive egoism. The dragon is the symbol for the southern view of the world; the hand thrust into the bear's mouth is the symbol for the northern view of the world. Six representatives of the southern world view sat on one side, and six representatives of the northern world view sat on the other. On one side, next to the thirteenth, above the chair was the symbol of the dragon glowing in fire; on the other side, next to the thirteenth, above the chair was the symbol of him who conquers the outer world, who puts his hand into the mouth of the bear so that blood gushes out. This is how Goethe wanted to show each of the chairs. It was a great heroic task to show how the soul, on the one hand, is to penetrate through the pile of the soul's life into the realms behind one's own soul life, and how, on the other hand, the soul is to penetrate through the carpet of the sensory world to the spiritual life outside in the world. That is why you will find these images of the carpet and the pile used here. And so we could go through line by line and find the stages that the human soul must go through to reach the point where one can speak of the human being who has become victorious by rising above himself. The purified soul of Brother Mark is led into this community; he is led into it at the moment when, in the hour of the death of the thirteenth, the twelve are united spiritually and physically. He himself, in his simplicity, should have become the leader of the twelve directions – this is what Goethe wanted to describe. He himself was an initiate who strove towards the unity of religious life, and it was this path that Goethe had set out to describe. But this description could only flourish as far as the forecourt. There, after Brother Mark has allowed the meaningful impressions to take effect on his soul, where he, in a quiet sleep, which is a clairvoyant sleep, finds himself in the world that has been released in him through the meaningful symbols, there he awakens from this clairvoyant sleep. In his awakening, he hears strange sounds, as if the harmonies of the spheres wanted to resound softly. We are given a hint of how the harmonies of the spheres move the bodies in a round dance, in that the symbolized world forces move as in a round dance to the strange music. Then the great vision of the future of humanity dawns. There are three parts to human nature; we call them spirit self, life spirit and spiritual man, or we call them manas, budhi, atma. These are the germs slumbering in our nature, these are the youthful blossoms of the human soul. If we look at them, we can say: they are present today in the germinal stage, and they will unfold in each individuality through the following earthly conditions. Today we see them as slight shadows, as the “young men” in our soul, which will emerge when we are able to look up to where the gaze can see the future of humanity. This future of humanity is before the eyes of Brother Mark. He looks into the future in which the soul forces will develop, which today are the three young men: Manas, Budhi, Atma. They flit by, but they leave behind in the soul that significant sensation which is the germ of the life of spiritual progress. For it is the peculiarity of all spiritual creations of humanity that they leave behind sensations in the soul, and the basic impulse, which represents the germ, is this: I want to participate in the spiritual development of humanity so that the spirit can flow more and more into all external bodies, so that it can descend through the instrument of the human being and inspire the material more and more deeply, then spiritualize it and, as far as it is useful, redeem it. Goethe also wanted to make such a poem of redemption out of his Good Friday poem, which describes the resurrection. Let us try to allow the contemplation of this poem to become a seed within us, through which the highest words can continue to speak in our soul! As anthroposophists, become such souls who take up this program! Each of you, continue to develop what Goethe has sown, has thrown into the evolution of humanity. Then the poem that Goethe wanted and needed to leave behind will be completed in humanity! And that is what matters: not who accomplishes this or that, but that the fruits ripen in humanity that lead man into the spiritual world. |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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Rudolf Steiner made extensive reference to Schelling in his writings and lectures, on various occasions praising that philosopher's “important inspirations and suggestions for what must afterwards be said by Anthroposophy, directly out of spiritual vision, on many points of Christianity.” Steiner further spoke of Schelling, “who really always made a significant impression whenever he appeared in public—the short, thick-set man, with the extremely impressive head, and eyes which even in extreme old age were sparkling with fire, for from his eyes there spoke the fire of Truth, the fire of Knowledge.” |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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[ 1 ] When I see how a billiard ball, when struck, communicates its motion to another ball, I remain entirely without influence on the course of this event which I observe. The direction and velocity of the second ball is determined by the direction and velocity of the first. As long as I do no more than observe, I cannot say anything about the motion of the second ball until it actually moves. The situation alters if I begin to reflect on the content of my observation. The purpose of my reflection is to form concepts of the event. I bring the concept of an elastic ball into connection with certain other concepts of mechanics, and take into consideration the special circumstances prevailing in this particular instance. In other words, to the action taking place without my doing, I try to add a second action which unfolds in the conceptual sphere. The latter is dependent on me. This is shown by the fact that I could rest content with the observation and forgo all search for concepts if I had no need of them. If, however, this need is present, then I am not satisfied until I have brought the concepts ball, elasticity, motion, impact, velocity, etc., into a certain connection, to which the observed process is related in a definite way. As certain as it is that the event takes place independently of me, so certain is it also that the conceptual process cannot take place without my doing it. [ 2 ] We shall consider later whether this activity of mine is really a product of my own independent being or whether the modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections present in our consciousness determine.17 For the time being we wish merely to establish the fact that we constantly feel compelled to seek for concepts and connections of concepts standing in a certain relation to objects and events given independently of us. Whether this activity is really ours, or whether we accomplish it according to an unalterable necessity, we shall leave aside for the moment. That at first sight it appears to be our activity is beyond doubt. We know with absolute certainty that we are not given the concepts together with the objects. That I myself am the doer may be illusion, but to immediate observation this certainly appears to be the case. The question here is: What do we gain by finding a conceptual counterpart to an event? [ 3 ] There is a profound difference between the ways in which, for me, the parts of an event are related to one another before and after the discovery of the corresponding concepts. Mere observation can follow the parts of a given event as they occur, but their connection remains obscure without the help of concepts. I see the first billiard ball move toward the second in a certain direction and with a definite velocity. I must wait for what will happen after the impact, and again I can follow what happens only with my eyes. Let us assume that at the moment the impact occurs someone obstructs my view of the field where the event takes place: then—as mere onlooker—I have no knowledge of what happens afterward. The situation is different if before my view was obstructed I had discovered the concepts corresponding to the nexus of events. In that case I can estimate what occurs, even when I am no longer able to observe. An object or event which has only been observed does not of itself reveal anything about its connection with other objects or events. This connection comes to light only when observation combines with thinking. [ 4 ] Observation and thinking are the two points of departure for all spiritual striving of man insofar as he is conscious of such striving. What is accomplished by ordinary human reason as well as by the most complicated scientific investigations rests on these two fundamental pillars of our spirit. Philosophers have started from various primary antitheses: idea and reality, subject and object, appearance and thing-in-itself, ego and non-ego, idea and will, concept and matter, force and substance, the conscious and the unconscious. It is easy to show, however, that all these antitheses must be preceded by that of observation and thinking, as the one the most important for man. [ 5 ] Whatever principle we wish to advance, we must prove that somewhere we have observed it, or express it in the form of a clear thought which can be re-thought by others. Every philosopher who begins to speak about his fundamental principles must make use of the conceptual form, and thereby makes use of thinking. He therefore indirectly admits that for his activity he presupposes thinking. Whether thinking or something else is the main element in the evolution of the world, we shall not decide as yet. But that without thinking the philosopher can gain no knowledge of the evolution of the world, is immediately clear. Thinking may play a minor part in the coming into being of world phenomena, but thinking certainly plays a major part in the coming into being of a view about them. [ 6 ] As regards observation, it is due to our organization that we need it. For us, our thinking about a horse and the object horse are two separate things. But we have access to the object only through observation. As little as we can form a concept of a horse by merely staring at it, just as little are we able to produce a corresponding object by mere thinking. [ 7 ] In sequence of time, observation even precedes thinking. For even thinking we learn to know first by means of observation. It was essentially a description of an observation when, at the opening of this chapter, we gave an account of how thinking is kindled by an event and of how it goes beyond what is given without its activity. Whatever enters the circle of our experiences we first become aware of through observation. The contents of sensation, of perception, of contemplation, of feelings, of acts of will, of the pictures of dreams and fantasy, of representations, of concepts and ideas, of all illusions and hallucinations are given us through observation. [ 8 ] However, as object of observation, thinking differs essentially from all other objects. The observation of a table or a tree occurs in me as soon as these objects appear within the range of my experience. But my thinking that goes on about these things, I do not observe at the same time. I observe the table; the thinking about the table I carry out, but I do not observe it at the same moment. I would first have to transport myself to a place outside my own activity if, besides observing the table, I wanted also to observe my thinking about the table. Whereas observation of things and events, and thinking about them, are but ordinary occurrences filling daily life, the observation of thinking itself is a sort of exceptional situation. This fact must be taken into account sufficiently when we come to determine the relation of thinking to all other contents of observation. It is essential to be clear about the fact that when thinking is observed the same procedure is applied to it as the one we normally apply to the rest of the world-content, only in ordinary life we do not apply it to thinking. [ 9 ] Someone might object that what I have said here about thinking also holds good for feeling and for all other soul activities. When, for example, we feel pleasure, the feeling is also kindled by an object, and it is this object I observe, and not the feeling of pleasure. This objection, however, is based upon an error. Pleasure does not have at all the same relationship to its object has has the concept which thinking builds up. I am absolutely conscious of the fact that the concept of a thing is built up by my activity, whereas pleasure is produced in me by an object in the same way as, for instance, a change is caused in an object by a stone which falls upon it. For observation, a pleasure is given in exactly the same way as that is given which causes it. The same is not true of concepts. I can ask: Why does a particular event arouse in me a feeling of pleasure? But it is never possible to ask: Why does an event produce in me a certain number of concepts? That simply has no sense. When I reflect about an event there is no question of an effect on me. I learn nothing about myself by knowing the concepts which correspond to the change observed in a pane of glass when a stone is thrown against it. But I very definitely do learn something about my personality when I know the feeling which a certain event arouses in me. When I say of an observed object: This is a rose, I say absolutely nothing about myself; but when I say of the same thing: It gives me a feeling of pleasure, I characterize not only the rose but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of comparing thinking and feeling as objects of observation. And the same could easily be shown concerning other activities of the human soul. Unlike thinking, they belong in the same sphere as other observed objects and events. It is characteristic of the nature of thinking that it is an activity directed solely upon the observed object and not upon the thinking personality. This can already be seen from the way we express our thoughts, as distinct from the way we express our feelings or acts of will in relation to objects. When I see an object and recognize it as a table, generally I would not say: I am thinking of a table, but: This is a table. But I would say: I am pleased with the table. In the first instance I am not at all interested in pointing out that I have entered into any relationship with the table, whereas in the second it is just this relationship that matters. In saying: I am thinking of a table, I already enter the exceptional situation characterized above, where something is made an object of observation which is always contained within our soul's activity, only normally it is not made an object of observation. [ 11 ] It is characteristic of thinking that the thinker forgets thinking while doing it. What occupies him is not thinking, but the object of thinking which he observes. [ 12 ] The first thing then, that we observe about thinking is that it is the unobserved element in our ordinary life of thought. [ 13 ] The reason we do not observe thinking in our daily life of thought is because it depends upon our own activity. What I myself do not bring about, enters my field of observation as something objective. I find myself confronted by it as by something that has come about independently of me; it comes to meet me; I must take it as the presupposition of my thinking process. While I reflect on the object, I am occupied with it, my attention is turned to it. This activity is, in fact, thinking contemplation. My attention is directed not to my activity but to the object of this activity. In other words: while I think, I do not look at my thinking which I produce, but at the object of thinking which I do not produce. [ 14 ] I am even in the same position when I let the exceptional situation come about and think about my own thinking. I can never observe my present thinking, but only afterward can I make into an object of thinking the experience I have had of my thinking-process. If I wanted to observe my present thinking, I would have to split myself into two persons: one to do the thinking, the other to observe this thinking. This I cannot do. I can only accomplish it in two separate acts. The thinking to be observed is never the one actually being produced, but another one. Whether for this purpose I observe my own earlier thinking, or follow the thinking process of another person, or else, as in the above example of the movements of the billiard balls, presuppose an imaginary thinking process, makes no difference. [ 15 ] Two things that do not go together are actively producing something and confronting this in contemplation. This is already shown in the First Book of Moses. The latter represents God as creating the world in the first six days, and only when the world is there is the possibility of contemplating it also present: “And God saw everything that he had made and, behold, it was very good.” So it is also with our thinking. It must first be present before we can observe it. [ 16 ] The reason it is impossible for us to observe thinking when it is actually taking place, is also the reason it is possible for us to know it more directly and more intimately than any other process in the world. It is just because we ourselves bring it forth that we know the characteristic features of its course, the manner in which the process takes place. What in the other spheres of observation can be found only indirectly: the relevant context and the connection between the individual objects—in the case of thinking is known to us in an absolutely direct way. Off-hand, I do not know why, for my observation, thunder follows lightning, but from the content of the two concepts I know immediately why my thinking connects the concept of thunder with the concept of lightning. Naturally here it does not matter whether I have correct concepts of thunder and lightning. The connection between those concepts I have is clear to me, and indeed this is the case through the concepts themselves. [ 17 ] This transparent clarity of the process of thinking is quite independent of our knowledge of the physiological basis of thinking. I speak here of thinking insofar as it presents itself to observation of our spiritual activity. How one material process in my brain causes or influences another while I carry out a line of thought, does not come into consideration at all. What I see when I observe thinking is not what process in my brain connects the concept of lightning with the concept of thunder, but I see what motivates me to bring the two concepts into a particular relationship. My observation of thinking shows me that there is nothing that directs me in my connecting one thought with another, except the content of my thoughts; I am not directed by the material processes in my brain. In a less materialistic age than ours this remark would of course be entirely superfluous. Today however, when there are people who believe: When we know what matter is, we shall also know how matter thinks,—it has to be said that it is possible to speak about thinking without entering the domain of brain physiology at the same time. Today many people find it difficult to grasp the concept of thinking in its purity. Anyone who wants to contrast the representation of thinking I have here developed, with Cabanis 18 statement, “The brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” simply does not know what I am talking about. He tries to find thinking by means of a mere process of observation such as we apply to other objects that make up the content of the world. He cannot find it in this manner because as I have shown, it eludes normal observation. Whoever cannot overcome materialism lacks the ability to bring about in himself the exceptional situation described above, which brings to his consciousness what remains unconscious in all other spiritual activities. If a person does not have the good will to place himself in this situation, then one can no more speak to him about thinking than one can speak about color to a person who is blind. However, he must not believe that we consider physiological processes to be thinking. He cannot explain thinking because he simply does not see it. [ 18 ] However, one possessing the ability to observe thinking,—and with goodwill every normally organized person has this ability,—this observation is the most important he can make. For he observes something which he himself brings to existence; he finds himself confronted not by a foreign object, to begin with, but by his own activity. He knows how what he observes comes to be. He sees through the connections and relations. A firm point is attained from which, with well-founded hope, one can seek for the explanation of the rest of the world's phenomena. [ 19 ] The feeling of possessing such a firm point caused the founder of modern philosophy, Renatus Cartesius,19 to base the whole of human knowledge on the principle, I think, therefore I am. All other things, all other events are present independent of me. Whether they are there as truth or illusion or dream I know not. Only one thing do I know with absolute certainty, for I myself bring it to its sure existence: my thinking. Perhaps it also has some other origin as well, perhaps it comes from God or from elsewhere, but that it is present in the sense that I myself bring it forth, of that I am certain. Cartesius had, to begin with, no justification for giving his statement any other meaning. He could maintain only that within the whole world content it is in my thinking that I grasp myself within that activity which is most essentially my own. What is meant by the attached therefore I am, has been much debated. It can have a meaning in one sense only. The simplest assertion I can make about something is that it is, that it exists. How this existence can be further defined I cannot say straight away about anything that comes to meet me. Each thing must first be studied in its relation to others before it can be determined in what sense it can be said to exist. An event that comes to meet me may be a set of perceptions, but it could also be a dream, a hallucination, and so forth. In short, I am unable to say in what sense it exists. I cannot gather this from the event in itself, but I shall learn it when I consider the event in its relation to other things. From this, however, I can, again, learn no more than how it is related to these other things. My search only reaches solid ground if I find an object which exists in a sense which I can derive from the object itself. As thinker I am such an object, for I give my existence the definite, self-dependent content of the activity of thinking. Having reached this, I can go on from here and ask: Do the other objects exist in the same or in some other sense? [ 20 ] When thinking is made the object of observation, to the rest of the elements to be observed is added something which usually escapes attention; but the manner in which the other things are approached by man is not altered. One increases the number of observed objects, but not the number of methods of observation. While we are observing the other things, there mingles in the universal process—in which I now include observation—one process which is overlooked. Something different from all other processes is present, but is not noticed. But when I observe my thinking, no such unnoticed element is present. For what now hovers in the background is, again, nothing but thinking. The observed object is qualitatively the same as the activity directed upon it. And that is another characteristic feature of thinking. When we observe it, we do not find ourselves compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave an object, given independently of me, into my thinking, then I go beyond my observation, and the question is: Have I any right to do so? Why do I not simply let the object act upon me? In what way is it possible that my thinking could be related to the object? These are questions which everyone who reflects on his own thought processes must put to himself. They cease to exist when one thinks about thinking. We do not add anything foreign to thinking, and consequently do not have to justify such an addition. [ 22 ] Schelling 20 says: “To gain knowledge of nature means to create nature.” If these words of the bold nature-philosopher are taken literally, we should have to renounce forever all knowledge of nature. For after all, nature is there already, and in order to create it a second time, one must know the principles according to which it originated. From the nature already in existence one would have to learn the conditions of its existence in order to apply them to the nature one wanted to create. But this learning, which would have to precede the creating, would, however, be knowing nature, and would remain this even if, after the learning, no creation took place. Only a nature not yet in existence could be created without knowing it beforehand. [ 23 ] What is impossible with regard to nature: creating before knowing, we achieve in the case of thinking. If we wanted to wait and not think until we had first learned to know thinking, then we would never think at all. We have to plunge straight into thinking in order to be able, afterward, to know thinking by observing what we ourselves have done. We ourselves first create an object when we observe thinking. All other objects have been created without our help. [ 24 ] Against my sentence, We must think before we can contemplate thinking, someone might easily set another sentence as being equally valid: We cannot wait with digesting, either, until we have observed the process of digestion. This objection would be similar to the one made by Pascal 21 against Cartesius, when he maintained that one could also say: I go for a walk, therefore I am. Certainly I must resolutely get on with digesting before I have studied the physiological process of digestion. But this could only be compared with the contemplation of thinking if, after having digested, I were not to contemplate it with thinking, but were to eat and digest it. It is, after all, not without significance that whereas digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This, then, is beyond doubt: In thinking we are grasping a corner of the universal process, where our presence is required if anything is to come about. And, after all, this is just the point. The reason things are so enigmatical to me is that I do not participate in their creation. I simply find them there, whereas in the case of thinking I know how it is made. This is why a more basic starting point than thinking, from which to consider all else in the world, does not exist. [ 26 ] Here I should mention another widely current error which prevails with regard to thinking. It consists in this, that it is said: Thinking, as it is in itself, we never encounter. That thinking which connects the observations we make of our experiences and weaves them into a network of concepts, is not at all the same as that thinking which later we extract from the objects we have observed and then make the object of our consideration. What we first unconsciously weave into things is something quite different from what we consciously extract from them afterward. [ 27 ] To draw such conclusions is not to see that in this way it is impossible to escape from thinking. It is absolutely impossible to come out of thinking if one wants to consider it. When one distinguishes an unconscious thinking from a later conscious thinking, then one must not forget that this distinction is quite external and has nothing to do with thinking as such. I do not in the least alter a thing by considering it with my thinking. I can well imagine that a being with quite differently organized sense organs and with a differently functioning intelligence would have a quite different representation of a horse from mine, but I cannot imagine that my own thinking becomes something different because I observe it. What I observe is what I myself bring about. What my thinking looks like to an intelligence different from mine is not what we are speaking about now; we are speaking about what it looks like to me. In any case, the picture of my thinking in another intelligence cannot be truer than my own picture of it. Only if I were not myself the thinking being, but thinking confronted me as the activity of a being foreign to me, could I say that my picture of thinking appeared in quite a definite way, and that I could not know what in itself the thinking of the being was like. [ 28 ] So far there is not the slightest reason to view my own thinking from a standpoint different from the one applied to other things. After all, I consider the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] With this I consider that I have sufficiently justified making thinking my starting point in my approach to an understanding of the world. When Archimedes 22 had discovered the lever, he thought that with its help he could lift the whole cosmos from its hinges if only he could find a point upon which he could support his instrument. He needed something that was supported by itself, that was not carried by anything else. In thinking we have a principle which exists by means of itself. From this principle let us attempt to understand the world. Thinking we can understand through itself. So the question is only whether we can also understand other things through it. [ 30 ] I have so far spoken of thinking without considering its vehicle, man's consciousness. Most present-day philosophers would object: Before there can be thinking, there must be consciousness. Therefore, one should begin, not from thinking, but from consciousness. No thinking can exist without consciousness. To them I must reply: If I want to have an explanation of what relation exists between thinking and consciousness, I must think about it. In doing so I presuppose thinking. To this could be said: When the philosopher wants to understand consciousness he makes use of thinking, and to that extent presupposes it, but in the ordinary course of life thinking does arise within consciousness and, therefore, presupposes this. If this answer were given to the World Creator who wished to create thinking, it would no doubt be justified. One naturally cannot let thinking arise without first having brought about consciousness. However, the philosopher is not concerned with the creation of the world, but with the understanding of it. Therefore he has to find the starting point, not for the creation, but for the understanding of the world. I consider it most extraordinary that a philosopher should be reproached for being concerned first and foremost about the correctness of his principles, rather than turning straight to the objects he wants to understand. The World Creator had to know, above all, how to find a vehicle for thinking; the philosopher has to find a secure foundation for his understanding of what already exists. How can it help us to start from consciousness and apply thinking to it, if first we do not know whether it is possible to reach any explanation of things by means of thinking? [ 31 ] We must first consider thinking quite impartially, without reference to a thinking subject or a thought object. For in subject and object we already have concepts formed by thinking. There is no denying: Before anything else can be understood, thinking must be understood. To deny this is to fail to realize that man is not a first link in creation, but the last. Therefore, for an explanation of the world by means of concepts, one cannot start from the first elements of existence, but must begin with what is nearest to us and is most intimately ours. We cannot at one bound transport ourselves to the beginning of the world, in order to begin our investigations there; we must start from the present moment and see whether we cannot ascend from the later to the earlier. As long as geology spoke in terms of assumed revolutions in order to explain the present condition of the earth, it groped in darkness. It was only when it made its beginnings from the investigations of those processes at present at work on the earth, and from these drew conclusions about the past, that it gained a secure foundation. As long as philosophy assumes all sorts of principles such as atom, motion, matter, will, the unconscious, it will get nowhere. Only when the philosopher recognizes as his absolute first that which came as the absolute last, can he reach his goal. But this absolute last in world evolution is Thinking. [ 32 ] There are people who say: Whether or not our thinking is right in itself cannot be established with certainty, after all. And to this extent the point of departure is still a doubtful one. It would be just as sensible to raise doubts as to whether in itself a tree is right or wrong. Thinking is a fact, and to speak of the rightness or wrongness of a fact has no sense. At most, I can have doubts as to whether thinking is being rightly applied, just as I can doubt whether a certain tree supplies a wood suitable for making tools for a particular purpose. To show to what extent the application of thinking to the world is right or wrong, is just the task of this book. I can understand anyone doubting whether we can ascertain anything about the world by means of thinking, but it is incomprehensible to me how anyone can doubt the rightness of thinking in itself. Addition to the Revised Edition (1918): [ 33 ] In the preceding discussion, the significant difference between thinking and all other activities of the soul has been referred to as a fact which reveals itself to a really unprejudiced observation. Unless this unprejudiced observation is achieved, against this discussion one is tempted to raise objections such as these: When I think about a rose, then, after all, this also is only an expression of a relation of my “I” to the rose, just as when I feel the beauty of the rose. In the case of thinking, a relation between “I” and object exists in the same way as in the case of feeling or perceiving. To make this objection is to fail to realize that it is only in the activity of thinking that the “I” knows itself to be completely at one with that which is active-going into all the ramifications of the activity. In the case of no other soul activity is this completely so. When, for example, a pleasure is felt, a more sensitive observation can quite easily detect to what extent the “I” knows itself to be one with something active, and to what extent there is something passive in it so that the pleasure merely happens to the “I.” And this is the case with the other soul activities. But one should not confuse “having thought-images” with the working through of thought by means of thinking. Thought-images can arise in the soul in the same way as dreams or vague intimations. This is not thinking.—To this could be said: If this is what is meant by thinking, then the element of will is within thinking, and so we have to do not merely with thinking, but also with the will within thinking. However, this would only justify one in saying: Real thinking must always be willed. But this has nothing to do with the characterization of thinking as given in this discussion. The nature of thinking may be such that it must necessarily always be willed; the point is that everything that is willed is—while being willed—surveyed by the “I” as an activity entirely its own. Indeed it must be said that just because this is the nature of thinking, it appears to the observer as willed through and through. Anyone who really takes the trouble to understand all that has to be considered in order to reach a judgment about thinking, cannot fail to recognize that this soul activity does have the unique character we have described here. [ 34 ] A personality highly appreciated as a thinker by the author of this book, has objected that it is impossible to speak about thinking as is done here, because what one believes one is observing as active thinking only appears to be so. In reality one is observing only the results of an unconscious activity, which is the foundation of thinking. Only because this unconscious activity is not observed does the illusion arise that the observed thinking exists through itself, just as when in an illumination made by a rapid succession of electric sparks one believes one is seeing a continuous movement. This objection, too, rests on an inaccurate examination of the facts. To make it means that one has not taken into consideration that it is the “I” itself, standing within thinking, that observes its own activity. The “I” would have to stand outside thinking to be deluded as in the case of an illumination with a rapid succession of electric sparks. Indeed one could say: To make such a comparison is to deceive oneself forcibly, like someone who, seeing a moving light, insisted that it was being freshly lit by an unknown hand at every point where it appeared.—No, whoever wants to see in thinking anything other than a surveyable activity brought about within the “I,” must first make himself blind to the plain facts that are there for the seeing, in order to be able to set up a hypothetical activity as the basis of thinking. He who does not so blind himself cannot fail to recognize that everything he “thinks into” thinking in this manner takes him away from the essence of thinking. Unprejudiced observation shows that nothing belongs to thinking's own nature that is not found in thinking itself. If one leaves the realm of thinking, one cannot come to what causes it.
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4. The Philosophy of Thomas Aquinas: Comment V. The Application of Intelligence to the Human Body
Roman Boos |
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But Rudolf Steiner states that “in the 13th century the Christian principle of Redemption could not be found in the idea-world,” [p. 108.] Rudolf Steiner's Anthroposophy, the spiritual Goetheanum answers the question: “Where does Thomism dwell in the present day?” |
4. The Philosophy of Thomas Aquinas: Comment V. The Application of Intelligence to the Human Body
Roman Boos |
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“Thomas could get no further than the abstract affirmation that the psychic-spiritual really has its effect on every activity of the human organism.” [p. 96] This “abstract affirmation” is—as emerges from the trend of the three addresses—in no sense to be taken as a toying with concepts invalidated by the “pale cast of thought.” The whole drama which surges in the background of scholastic thought, lives in this “abstrahere,” this “abstracting,” in this up-building of the scholastic-gothic cathedral. In this mighty building there is this abstracting, from the bottom to the top; first, from the material things of the world, the “phantasmata,” the sensory images, through the activity of the senses; then from these images, the “species,” the special concepts, through the “intellectus agens,” and finally, the “universalia,” the general concepts, through the “intellectus possibilis.” But this “abstracting” from below upwards, through which man draws into his thought as it unfolds itself “post res,” what before lay “in rebus is to serve the purpose of fitting the created human reason into the spirit forms, through which the Creator's power which works” ante res acts from the top downwards. The innermost impulse of this “abstract affirmation” applied to the ideal transfiguration of the human body (which is found by Thomas to be a vision of the future real transfiguration of the risen body) appears in the works of Thomas Aquinas in the passage which Rudolf Steiner analyses as the dramatic climax: when the problems of creation, of human knowledge and of human individuality concentrate, as it were, in a knot. It is clearest in the answer to the question: Why one human soul differs from another. Since the soul as such (i.e. when abstracted from the body) is not composed of matter and form, the differentiation of one soul from another could only be formal, if they were differentiated only according to their existence as pure soul. But a formal differentiation involves a division of the species; (i.e. men would not then all belong to the same class, but each would be a species in himself, which Thomas grants to the Angels, but not to men). But the division according to mere number within one and the same species arises out of the material difference. And the soul cannot have this material difference from Nature, out of which it is created, but from matter in which it is created. Thus, we can presume the existence of many human souls, which are different within the same species according to their number, if they are united to bodies from their own beginning, (i.e. if they have not a pre-existence in the Kingdom of Nature, out of which they are created) so that their differentiation originates from union with the body as the material principle, even if their differentiation originates from God as the effective principle. (Quaestion Of the Might of God. III. 10.) In the chapter “Reincarnation of the Spirit and Destiny” of the book Theosophy, Rudolf Steiner carries on with compelling logic this Thomistic thought: “... The man who rightly ponders over the essence of biography, comes to see that spiritually every man is a species in himself” This means “secundam naturam ex qua fit,” according to the pre-existing individual “nature” which after previous incarnations enters on birth, the individual human being is a species of his own. The “materia in qua fit,” the bodily material, is no longer the “principle of individuation” though it may retain its full significance as the object, on which the spiritual individual, in accordance with his destiny, works. But this Thomistic train of thought is a necessary preliminary, from the point of view of spiritual history, to the spiritual individualism of Rudolf Steiner. The second of the foregoing quotations comes from the midst of the fight against Averroës. The “material individualism”—if one may call it so—of Thomas is a fortress built of earthly stone as a protection of human individuality against the doctrine of Averroës, who snuffs out the intellectus possibilis and individuality in a universal spirit. Man acquires—according to Thomas—his individual nature precisely by living in this earthly body, from which state (as one then pre-existing) God will after the day of Judgment vouch him eternal life in a transfigured body through the Grace promised by Christ [p. 180]. Each human body is, in the sense of Thomas, the concrete tool, by which God—if one may put it so—takes up the material with one hand from the realm of Nature, by Him created, and into which with the other hand, he impresses the anima humana through the first act of creation of each separate man. The so-called “Creationism”—the doctrine that every soul at birth is created by God absolutely anew—is the inevitable consequence of a thought-system which through “abstract affirmation” would allow heaven to triumph completely over the earth in man, without having the disposal even of the powers of the human Ego, which have been acquired with difficulty through centuries, during which the Ego had to find and assert itself without God or spirit in the universe of material reality, suppressed by Nominalism with its feeble abstractions. The whole force of “abstract affirmation which lives in Thomas' effort to find a knowledge of the body, is an expression of the will: to get an insight into the working of God's” right hand which by the preparation of the body of the newly-created human soul ordains the conditions of its individual form, and there with the conditions of its earthly and heavenly destiny. God as Perfect Creator of the Imperfect The effect pre-exists according to its power in the effective cause. To pre-exist in the power of the effective cause, does not mean, however, to pre-exist in a less perfect, but in a more perfect mode; even if pre-existence in the potentiality of the material cause is pre-existence in a less perfect mode, because matter as such is imperfect, whereas an “agent” as such is perfect. Now, since God is the first effective Cause of things, the perfections of all things must pre-exist in God in a still more eminent degree. And Dionysius touches this thought when he says of God, in the book Of Divine Names: “… He is certainly not this thing; but He is all things, being the Cause of all.” (S. Theol. /. 4. II.) Of the Creation of the Body of the First Man Since God is perfect in His works, He gave perfection to all creatures after their kind ... He Himself is perfect by reason of the fact that He prepossesses all things in Himself: not in the manner of something composed of different elements, but simply and solely, as Dionysius says: that is, in the manner in which different effects pre-exist in their causes, according to their single power. Thus, to the Angels He communicates His perfection in the knowledge of all natural things in divine forms, a perfection which is received by man after an inferior manner: for man has not the knowledge of all natural things. For he is to a certain extent composed of all things; from the type of spiritual substance he has the rational soul. From his likeness to the heavenly bodies he has the differentiation from the opposites by virtue of the extreme balance of his constitution. The elements, however, are substantial in him, and indeed in such wise that the higher elements predominate according to power, namely Fire and Air, since life is passed agreeably divided between warmth, the quality of Fire, and moisture, that of Air; but the lower elements prevail in him according to substance. For in no other way could there be a balance of the mixture, unless the lower elements, with their smaller power, outweighed the higher in man in quantity. And there is this justification, that the body of man is made from a clod of earth, for earth mixed with water is called a clod. Therefore, also, man is called a “small world” because all creatures of the world are somehow found in him. Man's body had to be created out of the matter of the four elements, so that man might be in agreement with the lower bodies—standing half-way between the spiritual and material substances. If Fire and Air, which are greater in effective power, were to predominate also in quantity in the composition of the human body, they would attract the other elements completely to themselves, and there could be no balance which in man's composition is necessary for the excellence of the sense of touch which is the basis of the other senses: for the organ of each sense may not have anything in reality contradictory, which the sense can test, but only in potentiality, either in such a manner that it is altogether free of every kind of this contradiction, as the pupil lacks colour, in order to be “in potentia,” towards all colours—which, however, was not possible with the sense of touch, since it consists of just those elements whose qualities it experiences—or else so that the organ might hold the middle place between the opposites, as is necessarily the case with touch. For the middle is “in potentia” to the extremes ... All natural things are created by divine art, and are therefore equally God's work. But every master endeavours to give his work the best form, not simply for itself, but with an eye to his general purpose. And if this form necessitates leaving something out, that does not worry the master: as a master who prepares a saw for cutting, makes it of steel, so that it is fit to cut; it does not occur to him to make it of glass, which is a more beautiful material, because such beauty would be an obstacle to its purpose. So God constructed every natural thing, also not simply for itself, but according to His arrangement for its particular purpose, as Aristotle says ... …The primary purpose of the human body is the rational soul and its accomplishments. For the matter is there for the sake of the form, and the tools are there for the sake of the efficiency of the worker. I say, therefore, that God has given the human body the best combination in the sense of fitting it to this form and these accomplishments. And if something is found to be lacking in the construction of the human body, it must be remembered that such a defect follows from the necessary arrangement of matter with regard to that which the body requires, so that there may be the right relationship of the body to the soul and its accomplishments. …The sense of touch, the basis of the other senses, is more perfect in man than in any other creature that has a soul; and for this purpose man had to receive the most temperate constitution. And man also exceeds the other creatures in the inner powers of the senses. (N.B.—The doctrine of the four inner senses—the social sense, imaginative power, capacity to reason, and the sense of memory, cannot be discussed shortly.) But from a certain necessity it appears that man falls short of the animals in some outer senses; thus, among all creatures with souls man has the worst sense of smell; for man had necessarily to have the largest brain among all in proportion to his body, so that the accomplishments of the inner sensory powers could develop more freely, which he needs for the achievements of the intellect—and also so that the coolness of the brain might moderate the warmth of the heart, which again must be large in man on account of his more erect posture. The size of the brain is an obstacle to the smell because of its moisture, for the sense of smell is dependent on dryness. And similarly the reason can be given why certain animals have a keener sight and a finer hearing than man—because of the retardation of these senses which is necessarily postulated in man through the complete balance of his constitution. The same reason can be adduced for certain animals being speedier than man, since an immoderate speed is contrary to the balance of his constitution. …Horns and claws, the weapons of certain animals, the thickness of the hide, of hair or feathers, which serve animals as covering, show the preponderance of earthly elements, which are contrary to the balance and delicacy of man's composition; and therefore they were not adapted to him. But instead he has reason and hands, wherewith he can arm himself with weapons and protection and other requirements of life in endless variety. So that Aristotle calls the hand “the organ of organs”—which, however, really applies still more to the power of reasoning, which is open to countless ideas, and gives him an illimitable capacity to make tools. …The erect posture was given man for four reasons: First, because man was given the senses not only to provide himself with the necessaries of life, like the other animals with souls, but also to appreciate. So while the other animals rejoice in the senses only in so far as they are concerned with nutriment and reproduction, man alone rejoices in the beauty of things as such. And because the senses live pre-eminently in the countenance, the other animals have bent their eyes to the ground, in order to search for food and find nourishment—but man has raised up his countenance in order to be able to appreciate freely material things on every side, heavenly as well as earthly, through the senses and especially through that of sight, which is the noblest and reveals the greatest number of varieties in things, so that he may reap the intelligible truth from all. Secondly, so that the inner senses might be more free for their accomplishments, by reason of the fact that the brain in which they are perfected is not depressed but raised above all other parts of the body. Thirdly, because man, if he were bent down, would have to use his hands as fore-feet, which would destroy their fitness for carrying out manifold works. Fourthly, because, if he were in this position, he would have to seize his food with his mouth; and for this he would have to have a prominent snout, and hard thick lips and a hard tongue, as one sees in animals in order not to be injured by things. But such a construction would completely prevent speech, the peculiar work of the understanding. Although man has an erect posture, still he is the furtherest removed from plants. For man has raised his upper part, his head, towards the upper part of the world, and his lower part is towards the lower part of the world, and is therefore arranged the best in accordance with the total arrangement. But plants have their upper part towards the lower part of the world (for the roots correspond to the mouth). Animals behave in a middle manner: for the upper part of an animal is that through which it takes in nourishment, and the lower part that through which it rejects waste. (S. Theol. Quaestio 91, from several articles.) …it was ordained that the woman should be formed from a rib of the man. First, as a sign that there should be a union of a special kind between man and woman; for woman is to be neither the lord over man—otherwise she would have been formed from his head—nor looked down upon by man as his slave—otherwise she would have been formed from his feet. Secondly, because of the Sacrament: for the Sacraments, namely, blood and water, out of which the Church (the Bride of Christ) has been erected, flowed from the side of Christ as he fell asleep on the Cross. (S. Theol. I. Quaestio 92. Art. III.) From Thomas' Teaching concerning the Heart Thomas' teaching concerning the heart is the heart of Thomism. In the heart intellectual activity comes to an end: in the “verbum cordis,” in the heart's word, each thought takes a definite shape. From the heart every movement of the body, and therefore also speech, the formation of the “verbum oris,” the mouth's word, originates. The rhythm of the pulse-beat follows the laws of the heavenly movements: but disturbances of the rhythm come from passions that rise in the earthly body. In the heart given to God passions are purified into virtues: as, for instance, the burning red of anger becomes the illuminant red of charity. Here is translated a passage from Thomas' Commentary on the Treatise of Aristotle “On the Soul,” which shows how through “abstract affirmation” Thomas attempts so to “intellectualize” the form and movement of the heart, that all the manifold facets can combine with the imaginative and conceptual image already there. Aristotle says that the prime mover in the organism must be of such a kind that in him must be both origin and end of the movement, as in a sort of circulation between a convex and a concave form, of which one is the result, but the other also the origin. For the concave appears as a reality, but the convex as an origin of the movement. By virtue of its concavity the heart is compressed, but by virtue of its convexity it expands. And because origin and end are contained in it, and the origin of every kind of movement must all the same be unmoved—as the arm remains still when the hand is moved, and the shoulder, when the arm is moved, and as every movement arises from some sort of non-movement—so there must be something at rest in the organ of movement, the heart, in so far as the heart is the origin of movement, but causing movement in something else, in so far as the movement attains its object in it. And these two, namely, the stationary and the moved are different in their behaviour, though inseparable according to their basis and their size. And that the heart must be at the same time origin and end of the movement, and consequently at the same time stationary and in motion is explained by the fact that every movement in a soul-endowed creature consists of thrust and pull. The thrust is that which gives motion, the origin of it, because that which thrusts something pushes it away from itself. In the pull is also that which gives motion, the objective of the movement, because the puller draws the pulled to itself. And therefore the first organ of the local movement must, in a soul-endowed being, be arranged at the same time as origin and objective of the movement. And there must be a stationary part in it, yet it must all the same be capable of starting movement; as in a circular movement. For a rotating body does not change its position as a whole except relatively, because its centre and its axis remain stationary and stay as far as the whole and its basis are concerned in the same spot. Its parts, however, change their position not only relatively but basically. Thus it is in every movement of the heart. For the heart remains fast in the same place in the body, but moves in the sense of expanding and contracting, in order to produce the movements of thrust and pull. In one way therefore it is moving, and in another stationary. With all this it must be carefully noted that the heart is not presented as a pump for the blood. Scholasticism has as yet no conception of the circulation of the blood. The movements of the heart's thrust and pull are rather regarded as a perpetually available supply, from which the soul when it desires to institute some definite thrust or pull in the body, transmits the necessary movement-action by means of the warmth that moves freely in the body, and the inner life-spirit, to the organ concerned. Noble and Ignoble Bodily Qualities The teaching of “the foundation of the senses,” the sense of touch, is very closely connected with the teaching concerning the heart. We differentiate between hard and soft, warm and cold, dry and moist, etc., not (like colours and sounds) through an organ which is itself without the qualities it perceives, but through our body which is provided with these qualities—but which has in the origin of the heart and lungs a general balance, and this enables it from “the golden mean,” to differentiate the extremes. The real organ of touch is, according to Thomas, the heart and lung region; the flesh is only a medium of touch—like the “transparent” in vision and the atmosphere in hearing. From the formation of this medium, through which we are connected with the elements—particularly, as “earth-clods,” with the heavy elements—deductions can be drawn concerning the “nobility” of individual man. In the Commentary on the 19th chapter of Aristotle's work on the sensibility of the senses (with respect to the treatment of the sense of smell) Thomas writes: Man has the most reliable sense of touch among all soul-endowed creatures, if in other senses he falls behind certain animals. Because of this he is the cleverest. And among the race of men we find from the quality of the sense of touch, and not of any other sense, that some people are endowed with talents and others not. For those people whose flesh is hard and who have in consequence a poor sense of touch are mentally ill-equipped; but those whose flesh is soft and whose sense of touch is consequently good, are mentally well-equipped. And the other beings endowed with souls have also harder flesh than man. To this it might be objected that the capacity of the spirit corresponds more with the excellence of sight than with that of touch, because sight is the more spiritual sense and reveals more numerous and more diverse sides of the senses. But against this must be said that for two reasons the excellence of the spirit corresponds with the excellence of the sense of touch: first, touch is the foundation of all the other senses; for the sense is obviously distributed throughout the whole body, and what is an instrument of every other sense is the instrument of touch. And touch is that by which anything is characterized as material. It follows from this that if someone has a better sense of touch, he has a more sensitive nature, and in consequence a better intellect; for excellence of the sense means a disposition to excellence of intellect. But from the fact that a man hears or sees better it does not follow that he plainly has more acute senses, or has a more sensitive nature, except in a particular respect. The other reason is that the excellence of the touch-sense follows the excellence of the whole constitution or of the balance. For since the instrument of touch cannot be free from the class of touchable qualities, because it is composed of the elements, it must thereby be “in potentia” to the extremes, so that it keeps the mean between them. Good composition of the body results in nobility of soul, because every form is proportioned to its matter. And from this follows that men with good sense of touch are of nobler soul and acuter mind. Touch is “Tactus,” tact! “Tact” as a psychophysical quality is for Thomas the basis of man's sense-nature, on which through the functioning of the intellectus agens and the intellectus possibilis he builds up the gothic cathedral of scholastic wisdom. How thoroughly “kneaded” the clod of earth is apportioned by God to each soul at birth—as delicate or coarse flesh—from this Thomas Aquinas, the scion of generations of highest nobility, the cousin of the Emperor Frederic II of Hohenstaufen, recognizes the “nobility of the soul” in each man. But this bodily delicacy is already a foretaste on earth of the quality of that spirit body which the blessed souls will receive after the day of Judgment, through the transfiguration of earthly bodies put off for a time at death: Because the Blessed soul will be noble and virtuous in the highest degree, in tune with the primeval principle of the world, the body united with it by God's disposition will be substantial in the noblest way, so that the soul can keep it completely in its control, wherefore it will be delicate and spiritual as a breath. It will also be distinguished by the noblest quality, the glory of clarity. And thanks to the virtue of the soul, this body will be incapable of being deflected from its construction by any agent; i.e. it will be impervious to all suffering. And because it will be completely obedient to the soul, as the tool is to the person who moves it, this body will be mobile. Transfigured bodies will therefore possess the four following characteristics: subtilitas, claritas, impassibilitas et agilitas ... (Compendium Theologica. Chap. 169.) A comparison of this “Anatomy” of transfigured bodies with Thomas' doctrine of the Hierarchies [p. 66 et seq.] shows that the transfigured body will resemble the Holy Ghost in spiritual substance, the first Hierarchy in the quality of light, the second in power, and the third in mobility. It will be “sicut Deus” and will have assumed the characteristics of pure Spirits. From Thomas' Teaching concerning the Passions But because substance, quality, virtue and mobility do not “in via,” on the earthly Pilgrim's road, have the perfection they will have “in patria,” in the Fatherland, the path to heaven must be fought for on earth by spiritual building as a guide to the soul's growth. In order to get at least an idea of the mighty edifice which in the second part of the Summa Theologica brings the whole medley of human passions under the influence of the virtues, some chapters from his Teaching concerning them are appended in conclusion. They make clear how Thomas throws the bridge from his knowledge of the body to the spirit world by means of “abstract affirmation.” Of Fear …in the passions of the soul the formal element is the movement of the power of desire itself, whereas the material element is the bodily metabolism; and both stand in a definite relationship with each other. Therefore, the bodily change begins after the likeness and standard of the desire-movement. Now Fear brings with it a certain contraction of the soul's desire-movement. The basis of it is that Fear arises from imagining a threatening Evil, which can with difficulty be driven away ... But that something can with difficulty be driven away comes from the inadequacy of strength ... The more inadequate the strength is, the less far can it reach. And so there results from the imagination itself, which produces Fear, a certain contraction in the desire; as we see in the dying, that nature withdraws into the inside on account of the insufficiency of strength, and as we see in the case of a community, that the citizens, when they are afraid, retire from the outer quarters of the town and concentrate as much as possible in the centre. And similarly with these contractions, which take place in the desires of the soul, there appears also in the body a contraction of warmth and life-spirits into the interior. ... but, as Aristotle says ... even if in one who is afraid the life-spirits are withdrawn from the outer organs to the inner, still the movement of the spirits in one who is afraid and one who is angry is not identical. For in an angry man on account of the warmth the subtlety of the life-spirits which arise from the desire for revenge, an inner movement takes place from the lower to the upper organs, whereby warmth and the spirits are collected round the heart. Hence it follows that the angry become skilful and bold to attack. But in the fearful, on account of the increased cold which arises from the imagined lack of strength, the spirits move from the upper to the lower organs, and so warmth and the spirits of life are not only not increased round the heart, but rather flee from it. Therefore, the fearful do not proceed promptly to attack, but run away. The man or animal that is always suffering, seeks every means to be rid of the trouble which causes him pain. Thus we see suffering animals belabouring themselves with mouth or horns. But the greatest help for everything, among animals, is warmth and the life-spirit; and therefore Nature in pain collects them into the inside, in order to use them in fending off the harmful. For this reason, Aristotle says ... that air is provided for the spirit and the warmth which are collected in the interior, through the voice; and therefore sufferers can scarcely suppress cries of pain. But in the fearful the movement is from the heart to the lower organs, and so Fear prevents the production of the voice, which takes place by the emission of the life-spirit upwards through the mouth. Hence Fear induces dumbness as well as trembling ... Danger of death works not only contrary to the soul's desires, but also contrary to Nature, wherefore in this kind of Fear there is not only a contraction of desire but also of the body's nature. The soul-endowed creature, when in imagining death, it withdraws the warmth inside behaves exactly as if it were in reality confronted with death; and therefore those who are a prey to the fear of death become pale ... But the evil which shame fears is not contrary to Nature, but only to spiritual desire, wherefore there follows a certain contraction in proportion to the spiritual desire, but not in proportion to bodily nature; and the soul keeps itself free from the movement of the life-spirits and the warmth, as if it were itself contracted, which results in their diffusion into the outer members. Hence those who are ashamed blush. ... the result of Fear is a contraction from the outer into the inner organs; wherefore the outer organs become cold. This gives rise to trembling, which is caused by the inadequacy of the strength which holds the limbs together. But such an inadequacy is chiefly the result of a lack of warmth, which is the instrument by which the soul produces movements, as Aristotle says. ... because with Fear the warmth leaves the heart, going from the upper to the lower organs, the fearful tremble most in the heart and in the limbs, which have a connection with the breast where the heart lies. Therefore, also the fearful tremble in voice particularly, because of the proximity of the windpipe to the heart; the lower lip also trembles and the whole lower jaw because of their connection with the heart. From this comes also the chattering of the teeth. For the same reason the arms and hands tremble ... but possibly also because these limbs are more flexible; which applies equally to the knees. In the category of bodily tools Fear as such is always of such a kind that it prevents the outer accomplishment on account of the lack of warmth, which through Fear occurs in the outer limbs. But in the sphere of the soul Fear, if it is moderate and does not confuse the reason too strongly, helps to produce good by causing a certain anxiousness and leads man to reflect and act more carefully. Nevertheless, if Fear so increases that it confuses the reason, it hinders accomplishment also in the province of the soul. (Summa Theologica, II. 1. Quaestio 44, from different sections.) Of Anger If we consider the nature of the genus—i.e., the nature of each man as a soul-endowed being, concupiscence is more natural to him than Anger, because by reason of a common Nature man has a certain tendency to desire what serves to maintain the life of his kind or of the individual. But if we consider human nature in the domain of the species, namely in so far as man is a rational being, then anger is more natural to him than desire, because anger is closer to reason than lust. ... If, finally, we consider the nature of one definite individual in accordance with his own temperament, then Anger is more natural than lust, because from a natural tendency to get angry, which comes from this temperament, Anger is much more easily let loose than lust or any other passion. For man is liable to be angry in proportion as his temperament is choleric. But among all juices, choler is the quickest roused, it—after all—resembles Fire; and so one who is liable to Anger because of his natural temperament, is quicker to become angry than one who is inclined to concupiscence is to become lustful ... … In the sphere of bodily temperament it is natural for man, according to his kind (as rational being), not to have any excess, either of Anger, or any other passion, because of the proper admixture of his temperament. But animals, since they are far removed from this temperate quality, and are extremes in one direction or another, are correspondingly addicted by Nature to excess of one or another passion, as the lion to boldness, the dog to anger, the hare to fear and others similarly. But in the domain of reason both anger and control are natural to man, since reason in one sense induces anger, by making the cause for it conscious, or in another sense assuages it, in so far as the angry man does not entirely obey the command of reason ... (Summa Theologica, I., i. Quaestio 46, 5.) …the bodily metabolism stands in a definite relationship to the rousing of desire ... Every desire strives more strongly towards its opposite, if it happens to be present [p. 123]. The rousing of anger, however, is caused by an inflicted insult, as well as by stubborn opposition, and thus the desire seeks to the utmost to retaliate for the insult by revenge. Hence the violence and impetuosity of irate movement. And because the movement does not occur in the manner of a retirement, corresponding with cold, but rather in the manner of an advance, corresponding with warmth, it causes in consequence a certain glow of the blood and life-spirits round the heart, which is the instrument of the soul's passions. For this reason, on account of the great Turmoil in the heart, which Anger implies, certain signs appear in the outer limbs of those who are angry. Thus Gregory says: “The heart inflamed by the pricks of Anger twitches, the body trembles, the tongue is tied, the face becomes hot, the eyes wild, and friends are no longer recognized; the angry man shouts with his mouth, but knows not what he says.” …Love is felt differently ... True, when a man experiences through insult a diminution of a beloved excellence, Love is felt more strongly; and the heart is more passionately stirred to banish whatever attacks the beloved object, as if the flame of love grew and became stronger through Anger. Nevertheless, the glow following the warmth of love is different from that of Anger; for the warmth of love is characterized by a certain sweetness and mildness; it extends to include the beloved possession, and so is assimilated to the warmth of the air and the blood. Wherefore those of sanguine temperament are more inclined towards Love; and it is also said that the liver, in which a certain blood-production takes place, urges one towards Love. The heat of Anger, on the other hand, is filled with a bitterness and desire to devour, because it urges one to punish what opposes it; and therefore it is assimilated to the heat of Fire and Choler. …As a large fire quickly goes out after the fuel is consumed, so Anger by its very violence, comes soon to an end. … although the reason makes use of no bodily organ for its own ends, bodily disturbances must nevertheless impede the rational judgment, because it is dependent for its functioning on the powers of the senses, whose activity is limited by bodily disturbance, as is seen in drunkenness or sleep. Now Anger produces a disturbance chiefly in the region of the heart, so that it is transmitted also to the outer limbs, and for this reason Anger of all the passions interferes most visibly with the judgment of reason. … one says of someone seized with sudden anger, that he is open, not because it is clear to him what to do, but because he acts openly without seeking any secrecy. This comes partly from the interference with the reason, which cannot differentiate what is to be hidden and what revealed, and cannot think sufficiently for the cunning required for concealment. But partly it comes also from the breadth of heart which is a quality of magnanimity and this is caused by Anger. Therefore, Aristotle also says of a man with large soul, in his Ethics, that he is an open hater and an open lover, and that he speaks and acts frankly. But concupiscence one calls underground and insidious, because for the most part the desired object of delight savours to a certain extent of disgracefulness and voluptuousness, and herein man prefers to remain unseen. But in those concerns which belong to manliness and excellence, man seeks to be frank. [Summa Theologica, II, 1. Quaestio 48, several sections.) Anger, like every other passion, according to Thomistic philosophy, is introduced into the Soul, not by reason of the Soul's own spiritual nature, but by reason of its being tied to the body—i.e., from outside, in so far as the whole, composed of soul and body, undergoes the passion. In the Paradisal condition of “justitia originalis,” the body was completely subject to the soul, whose lower powers, from which the passions rise, were subject to reason, and the reason to God. Through the Fall this condition of “original justice” was lost. Christ, who had no “passions” in the sense of Thomas' doctrine of the passions, because, for instance, his “Anger” was entirely the effluence of the Divine Will, and his “Love” entirely the “actio” of the presence of the Divine Spirit, has through his “Passion” opened up the way for man from out of the chains of the “passiones.” With the simple stress and the endless complexity of a Gothic cathedral, Thomas, in his doctrine of Virtue, with its base the Cross of the “passio Christi,” raises man towards heaven out of the fetters of their “passiones”—towards that condition of the future transfiguration, where the new body will be “impassibilis,” freed from the fetters of passion, [p. 180.] But Rudolf Steiner states that “in the 13th century the Christian principle of Redemption could not be found in the idea-world,” [p. 108.] Rudolf Steiner's Anthroposophy, the spiritual Goetheanum answers the question: “Where does Thomism dwell in the present day?” In the spirit of the Risen Christ, who in the form of a mighty wooden statue appears in the double-domed chamber of the Goetheanum, Rudolf Steiner in the last of his three Addresses could say: “The redeemed human reason, which has the real relationship with Christ, this forces itself upward into the spiritual world; and this process is the Christianity of the 20th century,—a Christianity strong enough to enter into the innermost recesses of human thinking and human soul-life.” [p. 108.] After seven centuries the Thomistic contribution to knowledge of the human intellect crucified in the body, towering up from the Gothic ground-plan of the Cross, gives way to the contribution of Rudolf Steiner, envisioning the body and releasing and awaking the soul, a contribution whose “Goetheanic” plan is related to the Gothic Cross, as Easter is to Good Friday. |
177. The Fall of the Spirits of Darkness: Abstraction and Reality
13 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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It is, of course, more of an effort to deal with reality than to waffle in general terms about world harmony, about the individual soul being in harmony with the world, about harmony in the general love of humanity. Anthroposophy does not exist to send people off to sleep, but to make them really wide awake. We are living at a time when it is necessary for people to wake up. |
177. The Fall of the Spirits of Darkness: Abstraction and Reality
13 Oct 1917, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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You will have gathered, from what I said yesterday, that at the present time we must come to realize the distinction between abstract and purely intellectual thinking, and thinking which is based on reality, in order to relate our thinking to the reality. The natural tendency is to make our thinking incontrovertible, as free from contradictions as we can make it. But the world is full of contradictions, and if we really want to grasp reality, we cannot throw a general, standard form of thinking like a net over everything in order to understand it. We have to consider everything on an individual basis. The greatest defect and deficiency in our time is that people are literally inclined to think in abstractions. This takes them further away from reality. We now come to the application of this to reality itself. Please, consider this carefully! I am going to say something rather strange, for I have to apply unrealistic thinking to reality. Unrealistic thinking is, of course, also part of reality. The unrealistic thinking which has developed over the last three or four centuries, and the fact that as such it has become part of reality in human life, has resulted in an unreal structure which is always self-contradictory. People are doing alright, one might say, with regard to the physical and material world, for the physical world ignores them, and they can therefore have as many wrong ideas as they like. This makes them—forgive the paradoxical way of putting this—into billy-goats who keep butting against the brick wall of reality with their horns in their insistence on thinking about the physical world in abstract terms. We can see this with many ideologies; they keep coming up against the brick wall of reality. And they are sometimes just as stubborn as goats, these ideologies. The situation is different, however, when it comes to social and political life. Here the human thoughts of every individual enter into the social structure. We do not come up against a reality that will not yield; in this case we create the reality. And if this goes on for a few hundred years the reality will be what you may expect it to be; it will be full of contradictions. Reality itself comes to realization in structures which do not have the power of reality in them; as a result there are upheavals such as the present catastrophic war. Here you have the connection between the inner life of people who lived in a particular age and the outer physical events of a time which comes a little later. It is always the situation that anything which emerges in the physical world has first lived in the spirit, and this also applies where humanity is concerned, with things living first in human thoughts and then in human actions. And we can see how abstract thinking has penetrated into reality if we look at the present time where this shows itself in its true form—that is, in this case in its untrue form, which is its true form. The reality is in many ways seen in an abstract way. People look at it as if they were watching the conjuror I spoke of yesterday and the weights which have no weight, with the conjuror behaving as if they weighed many kilograms. The most significant characteristic of many of the concepts held today is their poverty. People like to take things easy today—as I have said so many times—and they want their concepts to be as straightforward as possible. This, however, makes them rather limited. Now, limited concepts do prove adequate when one is dealing with the superficial aspects of the physical world, the mere surface of that world, which is the only thing modern people want to consider, in spite of all the advances. Magnificent discoveries have been made in recent times about physical phenomena, but the concepts used to explore them are relatively limited. The desire for limited concepts, or concepts of limited content, has also crept into all philosophical and ideological thinking. We see philosophers today who are literally craving such limited concepts. The most limited concepts, with practically no content, are tossed about over and over again. They are often quite pretentious, but they do not contain anything which has real weight. Widely used ideas today are ‘the eternal’, ‘infinity’, ‘unity’, the ‘significant’ compared to the ‘insignificant’, ‘general’, ‘particular’, and so on. People like bandying these about—the more abstract the better. This creates a peculiar situation with regard to reality. People no longer see the living reality in anything and lose all feeling for what reality really has to offer. Merely observe the present situation and you will find this everywhere. Let me tell you about something that is really worrying. A present-day philosopher1 has been considering the question as to whether it is possible to have an opinion regarding the length of time for which this war will continue. It is a vital question, I think you will agree, but it is a question which needs to be decided by using real concepts which have content and are full of life; it cannot be decided by using generalized abstract ideas of world and temporality, general and particular, and so on. This kind of generalized philosophizing will get us nowhere with regard to the concrete issues. The philosopher concerned found, as many people find, that it does not matter if the war continues for any length of time, for this will the only way of achieving ‘permanent peace’, as they call it, and let us have paradise on earth. You will remember, I compared this with the idea that the best way of making sure no more crockery is broken in the home is to break all the crockery in the first place. This is more or less the conclusion reached by people who say the war must continue until there is a prospect of permanent peace. The philosopher therefore applied his ideology to the question, an ideology which in his opinion deals with the most sublime—which in our time means the most abstract—ideas. And what did he say? Believe it or not, he said: ‘Compared to the eternity it takes to create satisfactory conditions for humanity, what does it matter if a few more tons of organic matter perish in the Fields of battle! What are a few tons of organic matter compared to life eternal, to human evolution!’ Those are the achievements of abstract thinking when it is addressing itself to reality. And we have to draw people's attention to how horrific this is, for they do not feel it on their own. We can only be in constant amazement at how these things escape attention and fail to give much cause for thought. Fundamentally speaking, such ideas are part of the present-day desire for ideologies. This has given rise to the most abstract of abstract ideas which, however, can only be applied to the dead, inorganic mineral world. If philosophers apply such ideas not only to the sphere of life, but also to that of the soul and spirit, it is only to be expected that they come to this kind of conclusion. In the realm of dead matter, human beings do, of course, have to apply the principle: ‘What are so and so many hundredweight of material compared to what will be the end result?’ It would be impossible to do any building, for instance, if we were obliged to leave everything untouched. Yet we must not apply to human life what applies only in the lifeless, inorganic world. The concepts developed in modern science apply only to the inorganic world, but people are all the time applying them elsewhere, and the problem is that no one notices. Opinions of the kind that the war should not be brought to an end until the above-mentioned prospect is there, are saying exactly what the philosopher put so brutally, although it would seem to him that he put it in a very superior way. Others simply feel embarrassed about saying such things, but the philosopher hides the brutality behind beautiful words. Yes, he puts things in a very superior way, juggling with ideas like eternity and temporality, the human being forever evolving, the transient, temporal reality of so and so many tons of organic matter; but he ignores the fact that eternity, infinity, lives in every human being, and that every single human being is worth as much as the whole inorganic world taken together! These things also provide the background to the forms we are now seeking to develop here on this hill. For art, too, has gradually been caught up in an ideology which is without weight and without reality. We have to come to the true nature of things again, and this is only possible if we come to the spirit. We therefore need different forms from those one generally sees in the world of art today. In other words, our age must once again become creative and do so out of the spirit. This goes against the grain with many people today. But try and understand the enormous extent to which our whole ideology has gradually entered more and more into the lifeless sphere, because it has only been considering that sphere. Look at the buildings and at the other works of art produced in the nineteenth century. Really, all one gets is old styles rehashed over and over again. People have built in the classical style, the Renaissance and the Gothic styles—always something which is no longer alive. They have not been able to work with the elements which live in the present. This is what we must achieve; it will create a completely new spirit. It will involve many sacrifices. But2 which has new forms created out of the concrete itself, is a pioneering effort. And it matters not only that these forms have been thought, but also that the opportunity was made to produce such a building. These things must be considered and given their full weight, otherwise there can be no comprehension of what we intend to create on this hill. The nature of the whole is such that the forms now coming into existence here contradict and are in utter conflict with the forms created in the rest of the world today. ‘To understand the present time’—this phrase has been like a thread running through everything I have been saying to you since my return. It does, however, mean that rather than take it easy, we have to put in a lot of effort—effort of thought, effort of feeling, effort of will to experiment, in the desire to understand the present time. And we must have the courage to make a complete break with some of the things that belong to the past. Fundamentally speaking, the people who are considered to be most enlightened today are often working with old ideas, without really knowing how to use them to good purpose. Let me give you an example. I am sure that here in Switzerland, too, you will have heard and read a lot about a book which was no doubt also given pride of place in local bookshop windows, for it has made a profound impression in the present time. I am especially pleased to be able to speak of something that comes from our friends and not only our enemies, so that no one should think there is a personal bias. The book, on the State as a life form, was written by the Scandinavian writer Rudolf Kjellen,3 one of the few who have shown an interest in my writings and commented on them in a positive way. So I think it will be obvious that there is no personal bias in what I am going to say about this book, but I believe it is something which has to be said. The book is a good example of the inappropriate ideas people have in the present time. An attempt is made to see the State as an organism. This is the kind of thing people do when they use the ideas current in our time to grasp anything that needs to be grasped in mind and spirit. It is good to be able to say this is an erudite, scholarly and truly profound individual, someone we really cannot praise enough, but at the same time we are going to show the true nature of the completely inappropriate idea on which the book is based. This is the kind of contradiction in which we find ourselves all the time. Life is full of contradictions. Abstract and incontrovertible ideas will not do if we want to take hold of life. We should not immediately think that someone whom we have to fight is an idiot; it is also possible to see someone whom we have to fight as a most erudite and thoroughgoing scholar, as indeed is the case with the author about whose work I am speaking. What Kjellen is doing is rather similar to what the Swabian—now I do not know what to call him, the Swabian scholar or the Austrian Minister of State, for he was both—Schaeffle.4 Schaeffle in his day made a thorough attempt to see the State as an organism and individual citizens as the cells in this organism. Hermann Bahr—I have spoken of him before5—wrote a refutation of Schaeffle's book. The title of the book was: Die Aussichtslosigkeit der Sozialdemokratie (translates as ‘Social democracy—Outlook nil’); the refutation was entitled: Die Einsichtslosigkeit des Herrn Schaeffle (translates as ‘Mr. Schaeffle—Insight nil’), a brilliant little book. He called it a bit of naughtiness in a recent lecture. It is still quite a brilliant piece of work, written in his youth. Schaeffle, therefore, did something rather like Kjellen is doing now. Kjellen, too, is trying to present every State as an organism, with the individual citizens as its cells. We do, of course, know quite a few things about the way in which cells function in an organism, and about the laws which pertain in an organism, and this transfers quite prettily to a State. People like to use such comparisons in areas which their minds are unable to penetrate. Well, the method of comparison can be applied to anything. If you like, I can easily develop a complete little science based on the comparison between a swarm of locusts and a double bass. You can compare anything to anything in the world, and comparisons will always prove fruitful. But the fact that we are able to make comparisons certainly does not mean that we are dealing with reality in making them. It is especially important to have a tremendous sense of reality when creating analogies, otherwise they will not work. When we create an analogy we are apt to find ourselves in the situation which some people experience as a harsh destiny in the days of their youth, when—forgive me—we instantly fall in love with the analogy we have created. Analogies which come to mind and really are obvious do have the drawback that we fall in love with them. This has its consequence, however, for we grow blind to any argument against the conclusions which may be drawn from the analogy. And I must say, when I had read Kjellen's book, I realized, as soon as I considered it in the light of reality, that it has been written right now, during this war. To write such a book about the State as an organism did seem entirely unrealistic to me. You only need to look around you a little and you realize—even if it may not be literally so—that wars are fought in such a way that bits are cut off from the States which are in combat, and one bit is put here and another there; bits are cut off and put somewhere else. This aspect of war does matter, at least to a lot of people. Now, if we were to compare States to organisms, we should at least try and take the analogy so far that one would also be able to cut bits off one organism and give them to a neighbouring organism. This is something people should realize, but they do not, because they have fallen in love with the analogy. There are many other examples I could give, and these would probably amuse you a great deal and make you laugh heartily, and you would then no longer consider the individual concerned to be as erudite as I do consider him to be. I do indeed consider him to be most erudite and truly profound. How can it happen that someone may be erudite and a real scholar and nevertheless build a whole system on a completely inappropriate idea? Well, you see, the reason is that the analogy created by Kjellen is correct. You will now say that you no longer know which way to turn; first I tell you the analogy is utterly inappropriate and then I tell you it is correct. Well, in saying that it is correct I meant that it can certainly be made; what matters, however, is what we are comparing. You always have two things in an analogy, in Kjellen's case the State and the organism. Things must always be presented in accord with their true nature. The State exists, and the organism, too, exists. Neither of them can be wrong—only the way they are brought together is wrong. The point is that what is happening on earth can certainly be compared to an organism. The political events on earth can be compared to an organism; but we must not compare the State to an organism. If we compare the State to an organism, this makes individual human beings into cells, which is simply nonsense, for it will get us nowhere. It is, however, possible to compare political and social life on earth to an organism, but it is the whole earth which must be compared to the organism. As soon as we compare the whole earth, that is human events all over the earth, to an organism, and the different States—not the people—to different kinds of cells, the analogy is true and it is valid. If you take this as your basis and then observe how individual States relate to each other, you will have something similar to the cells which make up the different systems in the organism. What matters, therefore, is that we apply any analogy we have chosen to create at the right level. Kjellen's—and also Schaeffle's—mistake was to compare an individual State to the whole organism, when in fact it can only be compared to a cell, a fully developed cell. Life on the earth as a whole can be compared to an organism, and then the comparison will prove fruitful. I think you will agree that the cells of the organism do not walk past each other in the way individual people do in a country. Cells adjoin, they are neighbours, and this also holds true for individual States, which are indeed like cells in the total organism of life on earth. You may well feel that something is missing in what I have been saying. If your sense for pedantic accuracy—and this, too, has its justification—begins to stir in your hearts as I say these things, you will no doubt say I ought to give you proof that the life of the whole earth must be compared to the organism and an individual State to a cell. Well, the proof of the pudding lies in the eating; it does not lie in the abstract deliberations which we can always go into, but in taking the thought to its conclusion. If you do so with regard to Kjellen's idea, you will always find that it cannot be taken to its conclusion. You will keep running into a brick wall, and you will have to turn into a goat; otherwise you cannot take it to its conclusion. Yet if you take the thought to its conclusion for the life of the whole earth, you will find that it works, that you gain useful insights and it makes a good regulative principle. You will come to understand many things, even more than I have already indicated. People are abstractionists today, and one feels like saying that if you have a dozen people, thirteen of them would think as follows—I know the figures do not fit, but the real situation is such today that it is practically true. If you take the case where Kjellen compares the individual State to an organism—and if we are countering this by saying that in reality one must compare political and social life all over the globe to an organism—these thirteen people out of a dozen will believe the analogy to be valid for all times. For if someone establishes a theory about the State, then this theory must apply in the present time, in Roman times, and even in Egyptian and Babylonian times; for a State is a State. People base themselves on concepts today, not on the reality. But truly this is not how things are. In this respect, too, humanity is going through a process of evolution. The analogy I have given is only valid from the sixteenth century onwards; before then the globe was not a coherent whole; it has only come to be a coherent political whole from then onwards. America, the western hemisphere, simply did not exist for any political life which might have been a coherent whole. By creating a proper analogy, you immediately also see the tremendous break that exists between more recent life and life in the past. Insights based on reality always bear fruit, compared to concepts not based on reality, which are sterile and do not bear fruit. Every insight based on reality takes us a step further. We gain more than its immediate content and it takes us forward in the real world. This is what is so important; it is what we must concentrate on. Abstract concepts are like this: we have them, but the reality is outside and does not care a hoot about this abstract concept. Concepts based on reality hold within them the whole active inner life which is also there outside, life that chumbles and churns6 in every part of the real world out there. People are made uncomfortable by this. They want their concepts to be as quiet and colourless as possible and are afraid they will get giddy if their concepts have inner life. Concepts without inner life do, however, have the disadvantage that the reality can be there in front of our eyes and yet we do not see the most important element in it. Reality is also full of concepts and ideas. It is really true what I said here a few days ago: elemental life goes on out there, and it is full of concepts and ideas. I also said that abstract ideas are mere corpses of ideas. It can happen that people who only like corpses of ideas will speak and think in them, whereas reality comes to quite different conclusions; it lets events take quite a different course from anything human minds are liable to come up with. For three years now we have been caught up in terrible events which can teach us a great deal; we must be awake in following events, however, and not asleep. It is really something to marvel at, negatively speaking, that so many people are still asleep to the reality of these terrible events and still have not come to the realization that events which have never happened before in the world evolution of humanity demand that we develop new ideas, which also have not existed before. Let me put this more accurately in symbolic form. We may certainly say that some individuals had a notion that this war was coming and they may have had it for many years. Generally speaking, it can be said, however, that with the exception of certain groups in the Anglo-American world, the war was completely unexpected. With those who had an idea of its coming, the idea sometimes took a very odd form. One idea, which could be found again and again, came from economists and politicians who were deep thinkers—I assure you, I am not being ironical, I am completely serious about this—and was based on careful deductions made with reference to certain events. These people proceeded in a very scientific way, combining, abstracting and making all kinds of syntheses, and finally arrived at an idea which one really did come across for a long time, even at the time when war broke out. It was that in the light of the present world situation, of economic factors and the trade situation, this war could not possibly go on for more than four or six months. This was a truth fully supported by factual evidence. And the reasons given were far from stupid; they were perfectly good reasons. But how does reality compare to the whole tissue of reasons put together by those clever economists? Well, you can see what is happening in reality! What is the point, ask you, when such a situation arises? The point is that we must draw the right conclusions from such a situation, so that the war actually teaches us something. What is the only possible conclusion from what I have given as a symbol? You see, I have merely given one glaringly obvious instance; I could tell you of many other and similar views which have also fallen foul—to put it mildly—of the real events which have occurred in the last three years. What, then, is the only real conclusion? It is that everything from which the wrong conclusions were drawn must be thrown overboard and we must say to ourselves: Our thinking has been divorced from reality; we have developed a system of ideas and then applied this abstract, unrealistic system to reality, which made reality become untrue. We must therefore break with the premises on which our apparent conclusion was based, for this conclusion destroys the real world! One can make a strong point of saying these things to people today, but whether they will also take it as a strong point is another question. Something that was just as intelligent as the politicians' idea of the potential duration of the war—again I am not being ironical—were the reasons given by an enlightened group of medical men when the first railways were being built in Central Europe. Speaking on the basis of medical knowledge at the time, not just a single eccentric but a whole group of medical men—I have spoken of this before—said that the railways should not be built because the human nervous system would not be able to cope with them. This is on historical record; it happened in 1838. Not so long ago, therefore, the professional opinion was that railways should not be built. If, however, people were to build railways after all—so the document says—high board fences should be put on either side of the tracks, so that the farmers would not see the trains passing by and suffer concussion as a result. Yes, it is easy to laugh afterwards, when reality has ignored such arguments. People laugh about it afterwards, but there are some elemental spirits who laugh about human folly when it is being committed, or indeed even before scientists come up with such foolish notions. We must break with anything where the opposite has proved true. Reality is contradicting theory, and the life of the last three years, as it has been all over the world, is contradiction come to realization. We must take a new look at events, for the present time is challenging us to make a radical revision of our views. It is actually difficult to take such a train of thought through to its conclusion once it has been started. Humanity is not sufficiently free-thinking today to allow these thoughts to reach their conclusion. Anyone who has a sense for reality, for what really happens all around us, can of course see that the conclusions are being drawn in the real world outside. It is just that people will not get this into their heads. There is an enormous difference in this respect between the West and the East. Last year I discussed the profound difference between West and East with you from all kinds of different points of view,7 pointing out, for example, that the West is mainly talking of birth and of claiming rights. Look at Western views: birth and origin is the principal idea in science. It has given rise to Darwin's theory on the origin of species. We might also say: in ideological terms the theory of birth and origin, in practical terms the idea of human rights. In the East, in Russian life, which is little known to us, we find reflections on death, on the human goal extending into the world of the Spirit, and on the concept of guilt and of sin in terms of practical ethics—read Soloviev,8 his works are now readily available. Such contrasts may be found in most areas, and we do not grasp reality unless we take full note of them. Emotions, sympathies and antipathies prevent people from considering the things which matter. As soon as sympathies and antipathies are aroused, people will not even let the truth get near them; in the same way people who have fallen in love with a particular analogy fail to see the contradictions. People hold anything they love for the absolute truth; they cannot even imagine that the opposite may also be true, though from a different point of view. Let us consider the West, and specifically the Anglo-American West, for the rest are mostly repeating what they are saying. Which point of view—or ideal, as people also like to call it—is all-pervading, particularly in Wilsonianism? It is that the whole world should be the same as these Western nations have been in recent centuries. They developed their own ideal system—calling it by different names, such as ‘democracy’ and the like—and other nations are very much at fault because they have not developed the same system! It is only right and proper that the whole world should adopt their system. The Anglo-American view is this: ‘What we have developed, what we have become, is right for all nations, great and small; it creates the right political situation and makes the people happy. This is how things should be everywhere.’ We hear it being proclaimed; it is the gospel of the West. No one even considers that such things are only relative and that they develop mainly on the basis of emotions and not, as people believe, of pure sense and reason. Take care, of course, not to squeeze these words too much, for squeezing the last out of a word is something which often leads to misunderstanding today. People might think, for instance, that I want to hit out at the American people, or the Anglo-American peoples, when I speak of Wilsonianism or Lloyd-Georgianism. This is not at all the case. I am deliberately calling it ‘Wilsonianism’ because I mean something quite specific. But far be it from me to mean something which you could simply call ‘Americanism’. This is another case where one has to concentrate on the real situation. Some of the tirades to have come from Mr Wilson9 in recent times did not even originate on American soil. We cannot even do Mr Wilson the honour of calling his tirades original. They are worthless and untrue and they are not even entirely original. The strange thing is that a writer in Berlin, someone with considerable acumen, has written articles which were Wilsonian without being Wilson's. They did rather well, these articles, though not in Germany. They did well in the American Congress and you find them included, page by page, in the Proceedings of Congress, because they were read out at Congress meetings. Some of Wilson's more recent tirades may be found in those pages. Some of the fabrications Wilson produces against Central Europe have their origin there. So they are not even original. It should be rather interesting, quite a joke in fact, when future historians look at the Proceedings of the American Congress and find there was a time when those gentlemen decided not to present their own brilliant ideas but to read out the articles by the writer in Berlin, and those pages were then included in their Proceedings, with ‘Proceedings of the American Congress’ written on the cover. What really interests us, however, is the reason why the Americans liked those articles. Well, it is because they really say that one can feel perfectly comfortable on a chair which one has occupied for centuries and where one is now able to sit and tell the world: ‘You should all sit on chairs like this, and everything will be fine.’ This is what you get in the West. The East, Russia, has also come to a conclusion, but not by way of a concept; the people there are not yet theorists, for they have their reality. The conclusion they have drawn is a different one. They never dreamt of saying: ‘What we have been doing for centuries must now be the salvation of the whole world. We want people to be the same as we have been.’ It would have been possible to find a pretty word for what has been going on for centuries in Russia. Pretty words can always be found, even if the reality is about as horrible as you can imagine. If you pay for it with American money, it will just cost so and so many dollars and you can reinterpret the most golden of ideas as ethical ideals. This, however, is not what happened in the East, for there a real conclusion was reached. People did not say: ‘The world should now accept what we have had so far.’ Instead, the real conclusion which I touched on earlier was drawn: that the premises do not have to be correct. Something has been set in motion, though it is as yet far from what it will be one day. But this does not concern us; I do not want to express an opinion on the one or the other, I merely want to show how great the contrast is. If you consider the contrast, you get a colossal picture of the reality between the West, where people swear on anything which has to do with their past, and the East, where people have broken with everything that was their past. If you consider this, you are not at all far away from the real causes of the present conflict; neither will you be far away from something else to which I have drawn attention before:10 The war is actually a war between West and East. The middle is simply being ground to dust between the two, merely because West and East cannot come to terms; the middle is suffering because of disagreement between West and East. But does anyone want to pay heed to such a colossal truth? Did the events of March 191711 cast a light on the enormous contrast between West and East? Last year we had the ideologies of the West and the East written up on this blackboard.12 World history has been teaching us from March this year. And humanity will have to learn, and come to understand; if they do not, quite different, even harder, times will come. It is not a question of knowing things in an abstract sense but above all of calling for a changing of ways, for an effort to be made; the old easy ways must go, and a spiritual approach must be seen to be the right way. And the effort must be made to find energies through spiritual science, not the kind of mere satisfaction where people say: Wasn't that nice! I feel really good!’—and float around in Cloud-cuckoo-land where they gradually go to sleep in their satisfaction at the harmony which exists in the world and the love of humanity which is so widespread. This was very much to the fore in the society endeavour headed by Mrs Besant.13 Many of you will remember the many protests I made against the precious sweetness and light that was particularly to be found in the Theosophical Society. High ideals were dished up liberally and internationally in the sweetest tones. All you heard was ‘general brotherhood’, ‘love of humanity’. I could not go along with this. We were seeking real, concrete knowledge about what went on in the world. You will remember the analogy I have often used, that this sweetness and general love seemed to me like someone who keeps on encouraging the stove which is supposed to heat the room: ‘Dear stove, it is your general stove duty to get the room warm; so please make it warm.’ All the male and female aunts, it seemed to me, were presenting the sum total of theosophy in those days in sweet words of love for humanity. My answer at the time was: ‘You have to put coal in the stove, and put in wood and light the fire.’ And if you are involved in a spiritual movement you must bring in real, concrete ideas; otherwise you will go on year after year with sweet nothings about general love of humanity. This ‘general love of humanity’ has really shown itself in a very pretty light in Mrs Besant, the leading figure in the theosophical movement. It is, of course, more of an effort to deal with reality than to waffle in general terms about world harmony, about the individual soul being in harmony with the world, about harmony in the general love of humanity. Anthroposophy does not exist to send people off to sleep, but to make them really wide awake. We are living at a time when it is necessary for people to wake up.
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175. Cosmic and Human Metamorphoses: Man and the Super-Terrestrial
13 Mar 1917, Berlin Tr. Unknown Rudolf Steiner |
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Well, you see, if we recall what is stated in the little book: Education of the Child in the Light of Anthroposophy, and in other books and courses of lectures, we shall know, that in the first seven years man more particularly builds up his physical body, in the next seven years his etheric body, in the next seven years his astral body. |
175. Cosmic and Human Metamorphoses: Man and the Super-Terrestrial
13 Mar 1917, Berlin Tr. Unknown Rudolf Steiner |
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LET us dwell again today a little on the considerations already referred to as the so-called Three Meetings. We have said that the two alternate states of sleeping and waking, in which man lives in the short course of twenty-four hours, are not only what they seem to external physical life, but that during every one of these two-fold periods man has a meeting with the Spiritual world. We explained this by saying that the ego and the astral bodies, which are separated from the physical and etheric bodies during sleep—being breathed forth as it were, on going to sleep and breathed in again on waking—that these during the hours of sleep meet with the world we reckon as belonging to the Hierarchy of the Angeloi. To this world our own human soul will also belong when it has formed the Spirit-Self; in this rules as highest directing principle, that which in the life of religion we are accustomed to call the Holy Spirit. We have gone somewhat minutely into the meeting which man has with the Holy Spirit in the Spiritual world, during each one of his normal periods of sleep. Now, we must very clearly understand that in the course of the development of the human race, during the evolution of the earth, changes have taken place with regard to these things. What then actually takes place while man is asleep? Well, I think I made that clear in the last lecture, from the standpoint of what takes place within man. Considered in his relation to the universe, man in a certain sense, imitates that rhythm in the world-order, which is established in any one part of the earth by the fact that one half of the twenty-four hour period is day and the other half night. Of course, it is always day in some part of the earth, but a man only lives in one part of it, and in respect to this the rule given holds good: wherever he lives, he imitates the rhythm between day and night in his own rhythm of sleeping and waking. The fact that this rhythm is broken through in modern life, that man is no longer compelled to be awake at day and asleep at night, is connected with his progress in evolution, in the course of which he raises himself above the objective course of the world, and now only has within him the one rhythm of day and night,—no longer the two rhythms working together. These rhythms work in a certain sense at one time for the universe, for the Macrocosm, and at another for man, for the Microcosm; but they are no longer in unison. In this way man has, in a certain respect, become a being independent of the Macrocosm. Now, in those olden times, when, as we know, there was a certain atavistic clairvoyance in man, he was then more in harmony with the great course of the world-order, with respect to this rhythm. In olden times people slept all night, and were awake all day. For this reason the whole circle of man's experience was different from what it is now. But man has had in a sense to be lifted out of this parallel with the Macrocosm, and being thus torn away he has been compelled to stimulate an inner independent life of his own. It cannot be said that the main point was, that as in those days man slept at night he did not then observe the stars; for he did observe them, notwithstanding the fables of external science with respect to worship of the stars. The essential thing was that man was then differently organised into the whole world-order; for, while the sun was at the other side of the earth and consequently did not exercise its immediate activity on the part of the earth on which he lived, a man was then able in his ego and astral bodies—which were outside his physical and etheric bodies—to devote himself to the stars. He thus observed not merely the physical stars, but perceived the Spiritual part of the physical stars. He did not actually see the physical stars with external eyes; but he saw the Spiritual part of the physical stars. Hence we must not look upon what is related of the ancient star-worship, as though the ancients looked up to the stars and then made all sorts of beautiful symbols and images. It is very easy to say, according to modern science: In those olden times the imagination was very active; men imagined gods behind Saturn, Sun and Moon; they pictured animal forms in the signs of the Zodiac. But it is only the imagination of the learned scientists that works in this way, inventing such ideas True it is, however, that in the state of consciousness of the egos and astral bodies of the ancients, this did seem to them to be as we have described, so that they really saw and perceived those things. In this way man had direct vision of the spirit which is the soul of the universe; he lived with it. In reality it is only as regards our physical and etheric body that we are suited for the earth; the ego and astral body in their present condition are suited to the spirit that ensouls the universe, in the manner described. We may say that they belong to that region of the universe; but man must develop so far as really to be able to experience the innermost being of his ego and astral body, and to have experiences within them. For this purpose the external experience which was present in olden times, had to disappear for a while, it had to be blurred. The consciousness of communication with the stars had to recede; it had to be dimmed, so that the inner being of man could become powerful enough to enable him, at a definite time in the future, to learn so to strengthen it that he may be able to find the spirit, as spirit. Just as the ancients were united every night, when asleep, with the spirit of the stellar-world, so was man once connected with that spirit in the course of every year; but as time went on, in the course of the year he came in touch with a Higher Spirit of the world of the stars, and also in a sense with what went on in that world. While asleep at night the forms of the stars in their calm repose worked upon him; in the course of the year he was affected by the changes connected with the sun's course through the year; connected, as one might say, through the sun's course with the destiny of the earth for the year, caused by her passage through the seasons, and especially through the summer and winter. You see, although some traditions are still extant relating to the experiences man formerly went through when asleep at night, there are but few remaining of those yet more distant times (or rather few traced back to their origin), when men took part in the secrets of the year's course. The echoes of these experiences still persist, but they are little understood. If you seek among the myths of the different peoples you will constantly come across that which proves that man then knew something of a conflict between winter and summer, summer and winter. Here again external erudition sees nothing but the symbolic creative imagination of the ancients; it says, we in our advanced times have gone much further than that! These were, however, real experiences which man went through, and they played a significant and profound part in the whole Spiritual civilisation of the ancient past. There were mysteries in which the knowledge of the secrets of the year were taught. Let us just consider the significance of such mysteries. These were not the same in the very ancient times as they became later, in the times when the history of ancient Egypt and of ancient Greece and to some extent even the earlier Roman history was enacted. We will, therefore, consider those mysteries which passed away with the older civilisations of Egypt, Greece, and Rome. In these mysteries there was still a consciousness of the connection of the earth with the whole universe. At that time it was customary for suitable persons to be subjected to a definite Psychical process—but this could no longer be done today. They could then, during a certain number of days—in winter—be sent to certain definite localities, there to serve in a sense as receiving stations for the universe, the supra-earthly universe, and to receive what it is able to communicate to the earth at such times, if the times could provide a sufficiently receptive receiving-station. Our present Christmas time was then not precisely the most important time, though approximately so but the exact time does not signify for the moment. Let us assume the time to be between the 24th December, and the early days of January. This season is one in which, through the special position of the sun to the earth, the universe conveys something to the earth that it does not at other times. At this season the universe speaks in a more intimate way to the earth than at other times. This is because the sun does not unfold its summer-force at this time; the summer-force has in a certain respect, withdrawn. Now, the leaders of the ancient mysteries took advantage of that time to make it possible in certain organised places with the help of specially prepared persons, to receive the inner secrets of the universe, which came down to the earth during this intimate duologue. This may be compared today with something certainly much more trivial, yet the two can be compared. You know that what is known as ‘wireless telegraphy’ rests upon the fact that electric waves are set in motion, which are then further transmitted without wires, and that in certain places an instrument called a coherer is installed, which, by its peculiar arrangement makes it possible for the electric waves to be received and the coherer is then set in action. The whole thing depends entirely on the arrangement and formation of the metal filings in the coherer which are then shaken back into place when the waves have passed through it. Now, if we assume that the secrets of the universe, of the supra-earthly universe, pass through the earth at the special time alluded to, it would be necessary to have an instrument for receiving them; for the electric waves would pass by the receiving-station to no purpose, unless the right instrument attuned to receive them were there! Such an instrument is needed to receive what comes from the universe. The ancient Greeks used their Pythia, their priestesses for this purpose; they were trained for the purpose and were very specially sensitive to what came down from the universe, and were able to communicate its secrets. These secrets were then later on taught by those who perhaps, had long been unable themselves to act as receivers. Still the secrets of the universe were given out. This, of course, took place under the sign of the holy mysteries, a sign of which the present age, which has -no longer any feeling for what is holy, has no conception. In our age the first thing would obviously be to ‘interview’ the priests of the mysteries! Now, what was above all demanded of these priests? It was necessary in a certain sense that they should know that if they made themselves acquainted with what streamed down from the universe for the fructification of earth-life, and especially if they used it in their social knowledge, they must be capable, having thereby become much cleverer, of establishing the principal laws and other rules for government during the coming year. It would at one time have been impossible to establish laws or social ordinances, without first seeking guidance from those who were able to receive the secrets of the Macrocosm. Later ages have retained dim and dubious echoes of this greatness in their superstitious fancies. When on New Year's Eve people pour melted lead into water to learn the future of the coming year, that is but the superstitious remains of that great matter of which I have described. Therein the endeavour was made so to fructify the spirit of man that he might carry over into the earth what could only spring from the universe; for it was desired that man should so live on the earth that his life should not merely consist of what can be experienced here, but also of what can be drawn from the universe. In the same way, it was known that during the summer time of the earth we are in a quite different relation to the universe, and that during that season the earth cannot receive any intimate communications from thence. The summer mysteries were based upon this knowledge, and were intended for a quite different purpose, which I need not go into today. Now, as I have said, even less has come down to us in tradition concerning the secrets of the course of the year, than of those things relating to the rhythm between day and night, and between sleeping and waking. But in those olden times, when man still had a high degree of atavistic clairvoyance, through which he was able to experience in the course of the year the intimate relations between the universe and the earth, he was still conscious that what he thus experienced came from that meeting with the Spiritual world, which he cannot now have every time he sleeps. It came from the meeting with the Spiritual world in which dwell those Spiritual beings we reckon as belonging to the world of the Archangels—where man will some day dwell with his innermost being, after he has developed his Life-Spirit, during the Venus period. That is the world in which we must think of Christ, the Son, as the directing and guiding principle. (Man had this meeting in all ages, of course, but it was formerly perceived by means of atavistic clairvoyance.) We have, therefore, called this meeting, which in the course of the year man has in any part of the earth where he makes Christmas in his winter: the meeting with the Son. Thus in the course of a year, a man really goes through a rhythm which imitates that of the seasons of the year, in which he has a meeting and a union with the world of the Son. Now we know that through the Mystery of Golgotha, that Being whom we designate as the Christ has united Himself with the course of the Earth. At the very time this union took place, the direct vision into the Spiritual world had become blurred, as I have just explained. We see the objective fact: that the Event of Golgotha is directly connected with the alteration in the evolution of mankind on the earth itself. Yet we may say that there were times in the earth's development when, in the sense of the old atavistic clairvoyance, man entered into relation with Christ, through becoming aware of the intimate duologue held between the earth and the Macrocosm. Upon this rests the belief held by certain modern learned men, students of religion, with some justification:—the belief that an original primal revelation had once been given to the earth. It came about in the manner described. It was an old primeval revelation. All the different religions on the face of the earth are fragments of that original revelation, fragments fallen into decadence. In what position then are those who accepted the Mystery of Golgotha? They are able to express an intense inner recognition of the Spiritual content of the universe, by saying: That which in olden times could only be perceived through the duologue of the earth with the cosmos, has now descended; it dwelt within a human being, it appeared in the Man, Jesus of Nazareth, in the course of the Mystery of Golgotha. Recognition of the Christ who dwelt in Jesus of Nazareth, recognition of that Being who was formerly perceptible to the atavistic clairvoyance of man at certain seasons of the year, must be increasingly emphasised as necessary for the Spiritual development of humanity. For the two elements of Christianity will be then united as they really should and must be, if on the one hand Christianity, and on the other humanity, are each to develop further in the right way. The fact that in the old Christian traditions the Legend of Christ Jesus was part of the yearly celebration of the Christmas, Easter, and Whitsuntide Festivals, is connected with this; and, as I stated in a former lecture, the fact that the Festival of Christmas is kept at a fixed date, while Easter is regulated according to the heavenly constellations, is also connected with this. Christmas is celebrated in accordance with the earth-conditions, it is kept in what is always the very depth of winter and this hangs together with the meeting with Christ, with the Son, which meeting really takes place at that season. Christ, however, is a Being belonging to the Macrocosm. He descended from thence, yet is One with it; and this is expressed in the fixing of Easter by the heavens in spring, according to the constellations of sun and moon;—for the Easter Festival is intended to show that Christ belongs to the whole universe, just as Christmas should point to the descent of Christ to the earth. So it was right that what belongs to the seasons of the year through their rhythm in human life, should be inserted into the course of the year as has been done. For this is so profound a thing, as regards the inner being of man, that it is really right that these Festivals relating to the Mystery of Golgotha, should continue to be held in harmony with the rhythm of the great universe, and not be subject to the alteration which in modern cities has taken place in the hours of sleeping and waking. Here we have something in which man should not as yet exercise his freewill, something in which each year the consciousness should come to him, that, though he can no longer come into touch with the great universe through atavistic clairvoyance, there is still something living within him which belongs to the universe and expresses itself in the course of the year. Now, among the things which are perhaps the most found fault with in Spiritual Science by certain religious sects, is, that according to Spiritual Science the Christ-Impulse must once again be bound up with the whole universe. I have often emphatically stated that Spiritual Science takes nothing away from the traditions of religion with respect to the mystery of Christ Jesus; but rather adds to them the connection which surrounds that mystery extending, as it does, from the earth to the whole universe. Spiritual Science does not seek Christ on the earth alone, but in the whole universe. It is indeed not easy to understand why certain religious confessions so strongly condemn this connecting of the Christ-Impulse with Cosmic Events. This attitude would be comprehensible if Spiritual Science wished to do away with the traditions of Christianity; but as it only adds to them, that should not be a reason for censure. So it is, however; and the reason is that people do not wish anything to be added to certain traditions. There is, however, something very serious behind all this, something of very great importance to our age. I have often drawn your attention to the fact, which is also mentioned in the first of my Mystery Plays, that we are approaching a time in which we can speak of a Spiritual return of Christ. I need not go more fully into this today, it is well known to all our friends. This Christ Event will, however, not merely be an event satisfying the transcendental curiosity of man, but it will above all bring to their minds a demand for a new understanding of the Christ-Impulse. Certain basic words of the Christian faith, which ought to surge through the whole world as holy impulses—at any rate through the world of those who wish to take up the Christ-Impulse—are not understood deeply enough. I will now only call to your remembrance the significant and incisive words: ‘My kingdom is not of this world.’ These words will take on a new meaning when Christ appears in a world which is truly not of this world, not of the world of sense. It must be a profound attribute of the Christian conception of the world to cultivate an understanding of other human views and conceptions, with the sole exception of rough and crude materialism. Once we know that all the religions on the earth are the remnants of ancient vision, it will then only be a question of taking seriously enough what was thus perceived; for later on, because mankind was no longer organised for vision, the results of the former vision only filtered through in fragmentary form into the different religious creeds. This can once again be recognised through Christianity. Through Christianity a profound understanding can be gained, not only of the great religions, but of every form of religious creed on the earth. It is certainly easy to say this; though at the same time very difficult to make men really adopt these views. Yet they must become part of their convictions, all the wide world over. For Christianity, in so far as it has spread over the earth up to the present time, is but one religion among many, one creed among a number of others. That is not the purpose for which it was founded; it was founded that it might spread understanding over the whole earth. Christ did not suffer death for a limited number of people, nor was He born for a few; but for all. In a certain sense there is a contradiction between the demand that Christianity should be for all men and the fact that it has become one of many creeds. It is not intended to be a separate creed, and it can only be that, because it is not understood in its full and deep meaning. To grasp this deep meaning a cosmic understanding is necessary. One is compelled today to wrestle for words wherewith to express certain truths, which are now so far removed from man that we lack the words to express them. One is often obliged to express the great truths by means of comparisons. You will recollect that I have often said that Christ may be called the Sun-Spirit. From what I have said today about the yearly course of the sun, you will see that there is some justification for calling Him the Sun-Spirit. But we can form no idea of this, we cannot picture it, unless we keep the cosmic relation of Christ in view, unless we consider the Mystery of Golgotha as a real Christ-Mystery, as something that certainly took place on this earth, and yet is of significance for the whole universe and took place for the whole universe. Now, men are in conflict with one another about many things on the earth, and they are at variance on many questions; they are at variance in their religious beliefs, and believe themselves to be at variance as regards their nationality and many other things. This lack of unity brings about times such as those in which we are living now. Men are not of one mind even with regard to the Mystery of Golgotha. For no China-man or Indian will straightway accept what a European missionary says about the Mystery of Golgotha. To those who look at things as they are, this fact is not without significance. There is, however, one thing concerning which men are still of one mind. It seems hardly credible, but it is a commonplace truth and one we cannot help admitting, that when we reflect how people live together on the earth, we cannot help wondering that there should be anything left upon which they are not at variance; yet there still are things about which people are of one mind, and one such example is the view people hold about the sun. The Japanese, Chinese, and even the English and Americans, do not believe that one sun rises and sets for them and another for the Germans. They still believe in the sun being the common property of all; indeed they still believe that what is supra-earthly is the common property of all. They do not even dispute that, they do not go to war about these things. And that can be taken as a sort of comparison. As has been said, these things can only be expressed by comparisons. When once people realise the connection of Christ with these things which men do not dispute, they will not dispute about Him, but will learn to see Him in the Kingdom which is not of this world, but which belongs to Him. But until men recognise the cosmic significance of Christ, they will not be of one mind with respect to the things concerning which unity should prevail. For we shall then be able to speak of Christ to the Jews, to the Chinese, to the Japanese, and to the Indians,—just as we speak to Christian Europeans. This will open up an immensely significant perspective for the further development of Christianity on the earth, as well as for the development of mankind on the earth. For ways must be found of arousing in the souls of men, sentiments which all people shall be able to understand equally. That will be one thing demanded of us in the time that shall bring the return, the Spiritual return, of the Christ. Especially with respect to the words: ‘My Kingdom is not of this world,’ a deeper understanding will come about in that time; a deeper understanding of the fact that there is in the human being not only what pertains to the earth, but something supra-earthly, which lives in the annual course of the sun. We must grow to feel that as in the individual human life the soul rules the body, so in everything that goes on outside, in the rising and setting stars, in the bright sunlight, and fading twilight, there dwells something Spiritual; and just as we belong to the air with our lungs, so do we belong to the Spiritual part of the universe with our souls. We do not belong to the abstract Spiritual life of an outgrown Pantheism, but to that concrete Spirituality which lives in each individual being. Thus we shall find that there is something Spiritual which belongs to the human soul, which indeed is the human soul; and that this is in inner connection with what lives in the course of the year as does the breath in a man; and that the course of the year with its secrets belongs to the Christ-Being, who went through the Mystery of Golgotha. We must soar high enough to be able to connect what took place historically on the earth in the Mystery of Golgotha, with the great secrets of the world—with the Macrocosmic secrets. From such an understanding will proceed something extremely important: a knowledge of the social needs of man. A great deal of social science is practised in our day, and all sorts of social ideals mooted. Certainly nothing can be said against that, but all these things will have to be fructified by that which will spring up in man, through realising the course of the year as a Spiritual impulse. For only by vividly experiencing each year the image of the Mystery of Golgotha, parallel with the course of the year, can we become inspired with real social knowledge and feeling. What I am now saying must certainly seem absolutely strange to people of the present day, yet it is true. When the year's course is again generally felt by humanity as in inner connection with the Mystery of Golgotha, then, by attuning the feelings of the soul with both the course of the year and the secret of the Mystery of Golgotha, a true social ruling will be the true solution, or at any rate the true continuation of what is today so foolishly called (in reference to what is really in view) the social question. Precisely through Spiritual Science people will have to acquire a knowledge of the connections of man with the universe. This will certainly lead them to see more in this universe than does the materialism of today. Just those very things to which least importance is attributed today, are really the most important. The materialistic biology, the materialistic Natural Science of today compares man with the animal; though it certainly does admit a certain difference,—in degree. In its own domain it is of course right; but what it completely leaves out of account is the relation of man to the directions of the universe. The animal spine—and in this respect the exceptions prove the rule—the animal spine is parallel with the surface of the earth, its direction is out into the universe. The human spine is directed towards the earth. For this reason man is quite different from the animal, above and below. The ‘above and below’ in man determine his whole being. In the animal the spine is directed to the infinite distances of the Macrocosm; in man the upper part of the head, the brain, and man himself are inserted into the whole Macrocosm. This is of enormous significance. This brings about what establishes a relation between the Spiritual and bodily in man, and through this his Spiritual and bodily parts are made subject to the conditions of above and below. I shall have more to say on this subject, but today I will merely just allude to it in a sketchy way. This ‘above and below’ characterises what we may call ‘the going out of the ego and astral body during sleep.’ For man with his physical body and etheric body is really inserted into and forms part of the earth while he is awake. During the night time he, with his ego and astral body is in a certain sense, inserted into that which is above. Now we may ask: well, how is it then with other opposites to be found in the Macrocosm? There is also the opposite which in man can be described as ‘before and behind.’ In respect to these, too, man is inserted in a different way into the whole universe than is the animal or, indeed the plant. Man is inserted in such a way that he corresponds both before and behind to the course of the sun. This ‘before and behind’ is the direction which corresponds to the rhythm in which man takes part in living and dying. Just as man expresses in a sense a living relation of the ‘above and below’ in his sleeping and waking, so in his living and dying does he also express the relation of ‘before and behind.’ This ‘before and behind’ is in correspondence with the course of the sun; so that for man, ‘before’ signifies towards the east, and ‘behind’ towards the west. East and west form the second direction of space, that direction of which we really speak when we say that the human soul forsakes the human body not in sleep, but at death. For the soul on leaving the body goes towards the east. This is only still to be found in those traditions in which, when a man dies it is said: he has ‘entered the eternal east.’ Such old traditional sayings will some day, as indeed they are even now, be looked upon by learned men as merely symbolic. Some such platitudes as the following will be uttered: ‘The sun rises in the east,’ and is a beautiful sight; therefore, when it was desired to speak of eternity, the ancients spoke of the east! Yet this corresponded to a reality, and indeed one more closely connected with the yearly course of the sun than with the course of the day. The third difference is that between the inner and the outer. Above and below, east and west, inner and outer. We live an inner life and we live an outer life. The day after tomorrow (15 March, 1917) I shall give a public lecture on this inner and outer life, entitled: ‘The human soul and the human body.’ We live an inner and an outer life. These form just as great opposites in man as above and below, east and west. Whereas in the course of the year man has more to do with what I might call a representative delineation of the whole course of life, we may say that when we speak of an inner and outer life in connection with the life and death of man, we refer to the whole course of his life, especially in so far as it has an ascending and a descending development. We know that up to a certain age a man goes through an ascending development. His collective growth then ceases, it remains at a standstill for a while, and then retrogrades. Now it hangs together with the collective course of a man's life, that at its early stages his whole body is then more connected in a natural, elemental way, with the Spiritual. I might say that at the beginning of his life a man is constituted in the very opposite way from what he is at the middle of his life, when he attains the zenith of his ascending development. In the first part of his life a man grows, thrives, and increases; afterwards his descending development begins. This is connected with the fact that the physical forces of man are then no longer in themselves forces of growth, for with the forces of growth are also intermingled the forces of decay. The inner nature of man is then connected in a similar way with the universe, as at his birth, at the beginning of his life, his outer bodily nature is connected with the universe. A complete turning round takes place. That is why at the present day a man goes through in a state of unconsciousness, in the middle of his life, the meeting with the Father-Principle, with that Spiritual Being whom we reckon as belonging to the Hierarchy of the Archai. He then meets with that Spiritual world in which he will dwell when he has completely developed his Spirit-Man. Now, one might ask: Is this too in any way connected with the whole universe? Is there anything in the life of the universe connected in a similar way with the meeting that occurs in the middle of a man's life with the Father-Principle, as the meeting with the Spirit is connected with the rhythm of day and night, and the meeting with the Son with the rhythm of the year? That question might be asked. Well, now, my dear friends, we must bear in mind and hold firmly to the fact that, as regards the meeting with the Father-Principle, and also as regards that with the Spirit-Principle, man is lifted above rhythm, rhythm does not run quite parallel with man. For men are not all born at the same time, but at different times, therefore, the course of their lives cannot be parallel; but they can inwardly reflect some Spiritual Cosmic happening. Do they do this? Well, you see, if we recall what is stated in the little book: Education of the Child in the Light of Anthroposophy, and in other books and courses of lectures, we shall know, that in the first seven years man more particularly builds up his physical body, in the next seven years his etheric body, in the next seven years his astral body. Then for seven years he forms the sentient soul; from twenty-eight to thirty-five he forms the intellectual or reasoning soul; and during this period he has the meeting with the Father-Principle. It takes place during that time;—not that it extends over the whole period, but it occurs during those years;—so that we may say: a man prepares for it in his twenty-eight, twenty-ninth, and thirtieth years. In the case of most people the meeting takes place in the deepest subconscious regions of the human soul. Now, we must assume that this corresponds to something that takes place in the universe; that is, we must find in the universe something representing a course, a rhythm. Just as the rhythm of day and night is one of twenty-four hours, and the course of the year one of three hundred and sixty-five days, so we ought to be able to find something of a like nature in the universe, only that would have to be more comprehensive. All this is connected with the sun, or at least with the solar system. Just as the twenty-eighth twenty-ninth, and thirtieth years are more comprehensive than the period of twenty-four hours; and the three hundred and sixty-five days than any other period, so something yet greater must be connected with the sun, something corresponding with this third meeting. Now, the ancients rightly considered Saturn as the most distant planet from our solar system; it is the furthest away. From the standpoint of materialistic astronomy it was quite justifiable to add Uranus and Neptune to our system; but they have a different origin and do not belong to the solar system; so that we may speak of Saturn as the outermost Planet of our system. Now let us consider this. If Saturn forms the boundary of the solar system, we may say that in its circuit round the sun, it travels round the outermost boundaries of the solar system. When Saturn travels round this and returns to the point from which he started, he describes the extreme limits of the solar system. When he has traveled round the Sun and returned to his starting point, he then occupies the same relation to the sun as he did at first. Now Saturn, (as may be said, according to the Copernican Cosmic System) takes from twenty-nine to thirty years to complete his course, which is thus of about that duration. Here then, in the circuit of Saturn round the sun, which is not yet understood today—(the facts are really quite different, but the Copernican Cosmic System has not yet gone far enough to understand these) in this course of Saturn we have a connection, extending to the furthest limits of the solar system, with the course of a human life, which is thus an image of the Saturnian circuit in so far as the life-course of man leads to the meeting with the Father. That also leads us out into the Macrocosm. In this way, my dear friends, I think I have shown you that the innermost being of man can only be understood when considered in its connection to the supra-earthly. The supra-earthly, being Spiritual, is organised into that which in a sense it turns towards us visibly. But that which it manifests visibly is also merely an expression of the Spiritual. The raising of man above materialism will only take place when knowledge has progressed far enough to raise itself above the mere comprehension of earthly connections, and ascends once more to the grasp of the world of the stars and the sun. I have already pointed out on a former occasion, that many things of which the present scholastic wisdom does not allow itself to dream, are connected with these things. Today men believe they will some day be able to generate living beings in their laboratories from inorganic matter. Materialism makes the most of this today. But it is not necessary to be a materialist to believe that a living being can be created out of inorganic matter, in the laboratory; for the alchemists, who certainly were not materialists, testified that they could make Homunculi; but today this is taken in a materialistic sense. The time will come, however, when it will be realised and inwardly felt, on approaching a man at work in his laboratory—(for living beings will indeed be produced in the laboratory from that which has no life)—on approaching such a man we shall feel ourselves compelled to say: ‘Welcome to the star of the hour!’ For this cannot be brought about at any hour; it will depend on the constellations. Whether life arises from the lifeless, will depend on the forces that do not belong to the earth, but come from the universe. Much is connected with these secrets. We shall speak of these things again in the near future, for it is now possible to say somewhat on these subjects, concerning which de Saint-Martin, who was called ‘The unknown philosopher’ says in many passages of his book on Truth and Error, that he thanks God that they are shrouded in secrecy. They cannot remain shrouded in secrecy however, for man will need them for his further development; but one thing is necessary, my dear friends, it is necessary that men should once more acquire that earnestness and feeling for the holiness of all these things, without which the world will not make the right use of such knowledge. We will speak of these things again in the next lecture. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture II
03 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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It is most important to be aware of this fact at the present time, especially in the field of Anthroposophy. I should like to remind you that this idea of trichotomy forms the central theme of my book Theosophy. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture II
03 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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The Mystery of Golgotha for which I have already prepared the ground in recent lectures will be the subject of our enquiry today. Let us recall the main points for consideration. I mentioned on the last occasion that in order to arrive at a true understanding of the world we must study the tripartite division of the cosmos and man in the light of the three principles of body, soul and spirit. It is most important to be aware of this fact at the present time, especially in the field of Anthroposophy. I should like to remind you that this idea of trichotomy forms the central theme of my book Theosophy. No doubt you have all read this book and will know that this idea forms the nucleus of the whole book. I quote the relevant passage: “The spirit is eternal; the body is subject to life and death in accordance with the laws of the physical world; the soul-life which is subject to destiny mediates between these two (body and spirit) during life on Earth.” Now at the time of the publication of this book I felt it was necessary to define clearly this idea of trichotomy. For by laying special, even decisive emphasis upon this idea we are really in a position today to understand the cosmos and at the same time to understand the central event of our Earth evolution—the Mystery of Golgotha. In my last lecture I spoke of the solid body of opposition we encounter today when we set out to study both cosmos and man in the light of the threefold principle of body, soul and spirit, not simply as something of secondary importance, but as the central theme of our study. I have shown how the idea of the spirit was lost in the course of the spiritual evolution of the West. I mentioned that the idea of the spirit was proscribed by the eighth Ecumenical Council of Constantinople and that this proscription not only influenced the development of religious ideas and sentiments, but left a deep impression upon the thinking of recent times. In consequence there are few modern philosophers who are able to distinguish clearly between soul and spirit. And even amongst those who imagine themselves to be objective, one encounters everywhere the dogmatic assertion, stemming from the eighth Ecumenical Council, that man consists of body and soul alone. He who is familiar with the spiritual life of the West, not only as it is reflected in the more superficial realms of philosophy, but as it has implanted itself in the thinking and feeling of all men, even of those who have not the slightest interest in philosophical ideas, sees everywhere the effects of the proscription of the idea of the spirit. And when, in recent times, a tendency developed to draw upon certain aspects of the wisdom teaching of the East as a corrective to Western teachings, the borrowings were presented in such a light that one would scarcely suspect that the cosmos and man are founded on the threefold principle of body, soul and spirit. For in the division of man into gross body, etheric body and astral body, derived purely from astral observation, Sthula Sharira, Linga Sharira—Prâna as it was then called—Kâma, Kâma-Manas and the various other divisions introduced from the East—in all these divisions which are an arbitrary collocation of seven principles, there is no indication of what should be regarded of vital importance, namely, that our “Weltanschauung” should be permeated with this idea of trichotomy. There is no doubt that this idea of man's threefold nature has been suppressed. The spirit, it is true, has often been a focus of discussion today, but the discussions are little more than empty words. People are unable to distinguish nowadays between mere words and realities. Hence many expositions are taken seriously which are little more than a farrago of words, such as the philosophy of Eucken. We cannot understand the essential nature of the Mystery of Golgotha if we decide to reject the tripartite division of man. As I pointed out in my last lecture, the abolition of the spirit was first decreed by the eighth Ecumenical Council, but preparations had been underway for some time. The ultimate abolition of the spirit is connected with a necessary stage in the spiritual evolution of the West. We shall perhaps be able to approach the Mystery of Golgotha most easily from the standpoint of the tripartite division of man if we recall how Aristotle, the leading representative of Greek thought, envisaged the soul. The Middle Ages were also dominated by Aristotelian philosophy and though people are unwilling to admit it, modern thought still draws upon the concepts of the Middle Ages. Furthermore, the later evolution of thought was already anticipated in Aristotle a few centuries before the Mystery of Golgotha, and it was with the help of his ideas that the leading minds of the Middle Ages sought to understand the Mystery of Golgotha. These things are of paramount importance and we must really make an effort to investigate them with an open mind. What was Aristotle's conception of the human soul? I will tell you as briefly as possible the Greek view of the soul as presented by an enlightened mind such as Aristotle. His conception of the soul—and we have here the views of the most famous European of the fourth century B.C.—was roughly as follows. When an individual incarnates he owes his physical existence to his father and mother. But he owes only his physical inheritance to his parents. The whole man, according to Aristotle, could never come into being solely through the union of father and mother, for this whole man is endowed with a soul. Now one part of the soul—let us remember that Aristotle distinguishes two parts of the soul—is tied to the physical body, expresses itself through the body and apprehends the external world through sense-perception. This part of the soul arises as a necessary by-product of man's parental inheritance. The spiritual part of the soul, on the other hand, the “Active Reason” as Aristotle calls it which participates through intellection in the spiritual life of the Universe, in the “nous”, is immaterial and immortal and could never come into being through parental inheritance, but solely through the participation of God—or the “Divine” as Aristotle calls it—in the procreation of man through the parents. It is thus that the whole man comes into existence. The whole man is born of the co-operation of God with the father and mother, and it is most important to realize that Aristotle understands the word “man” in this sense. From God man receives his spiritual soul or “Active Reason” as Aristotle calls it. This “Active Reason” which comes into being with each individual through Divine co-operation, evolves during life between birth and death. When man passes through the gate of death the physical body is given over to the Earth, and, with the body, the lower part of the soul, the “Passive Reason” in Aristotelian terminology, which is associated with the physical organism. The spiritual part of the soul, the “Active Reason”, on the other hand, subsists according to Aristotle, and when “separated, appears just as it is”, withdraws to a world remote from the phenomenal world and enjoys immortality. Now this immortal life is such that the man who performed good deeds whilst in the body is able to look back upon the fruits of his good deeds, but cannot change the karma of his past actions. We only understand Aristotle aright when we interpret his ideas as implying that through all eternity the soul looks back on the good or evil it has wrought. In the nineteenth century especially, scholars were at pains to grasp this idea, for the style of Aristotle is economical to the point of obscurity. In his controversy with Eduard Zeller, the late Franz Brentano [original note 1] endeavoured throughout his life to gather every scrap of evidence which could throw light upon Aristotle's conception of the relationship between the spiritual part of man and the whole man. Aristotle's views passed over into the philosophy which was taught throughout the Middle Ages down to recent times and which is still taught in certain ecclesiastical circles today. Franz Brentano, who was actively interested in these ideas, in so far as they stemmed from Aristotle, came to the following conclusion. The mind of Aristotle which, by virtue of its inherent disposition towards reflective thought transcended the limitations of materialism, could not have subscribed to the notion that the spiritual part of the soul was in any way material or could have evolved from man's parental inheritance. There were only two possible ways therefore, Brentano thought, in which Aristotle could envisage the soul. On the one hand, to accept the idea that the spiritual part of the soul was a direct creation of God working in conjunction with the parental inheritance, so that the spiritual part of the soul arose through Divine influence upon the human embryo and that this spiritual part did not perish at death, but entered upon eternal life. What other possibility was open to Aristotle, Brentano asks, if he rejected this idea? And he believed that Aristotle was right to accept this idea. There was only a second possibility; a third did not exist—and this was to admit not only the post-existence, but also the pre-existence of the soul before birth or conception. Now Brentano realized clearly that once we admit the possibility that the soul exists before conception then we are forced to concede that the soul does not experience a single incarnation only, but undergoes successive incarnations. And since, in later life, Aristotle rejects palingenesis, i.e. reincarnation, he had no option but to accept creationism, the doctrine that the soul is created ex nihilo with each embryonic life. This accepts post-existence, but denies pre-existence. Franz Brentano who had been a priest may be regarded as one of the last representatives of the positive side of Aristotelian scholastic philosophy. He thought it was eminently reasonable on the part of Aristotle to reject the doctrine of reincarnation and to recognize only creationism and post-existence. And this view, despite its many modifications, forms the core of all Christian philosophy in so far as this philosophy rejects the idea of reincarnation. It is a strange phenomenon, both touching and tragic, to see how such an eminent scholar as Franz Brentano, who had resigned from the ministry, resolutely strove to clarify his ideas about creationism and yet could not bridge the gap which separated him from the doctrine of reincarnation. What was the reason for this? It was evident that, despite his profound erudition, despite the vigour and acuity of his mind, the door to the spirit was closed to him. He could never attain to the idea of the spirit or recognize the spirit as separate from the soul. It is not possible to attain to the idea of the spirit without accepting the idea of reincarnation. The idea of reincarnation is inseparable from the idea of the spirit. In Aristotle's day the idea of the spirit had already begun to decline. In the key passages of Aristotle's writings we observe that when he touches upon the question of preexistence he becomes obscure or ambiguous. All this is connected with something of the greatest importance, something which carries profound implications, namely, that a few centuries before the Mystery of Golgotha man had entered upon a stage of evolution when something akin to a mist shrouded the soul whenever the spirit was mentioned. This mist was not so dense then as it is now, but the first signs of the corruption of man's thinking in matters of the spirit were already manifest at that time. And this is connected with the fact that in the course of time mankind had undergone an evolutionary process. Over the centuries man's soul had changed and was no longer the same as it had been in primeval times. Because man possessed atavistic clairvoyance in those remote times he had direct experience of the spirit. He could no more doubt the existence of the spirit than he could doubt the existence of the phenomenal world. It was simply a question of the degree of spiritual perception he could attain. That it was possible to find the path to the spirit in past ages was never in doubt. Nor was there ever any doubt that during the life between birth and death the spirit dwelt in the souls of men so that by virtue of this spiritual endowment the human soul could participate in divine life. And this conviction which was founded on an immediate awareness of the spirit was at all times expressed in the cult of the Mysteries. It is a remarkable fact that one of the earliest Greek philosophers, Heraclitus, speaks of the Mysteries in such a way that we realize he is aware that in olden times they were of immense importance to mankind, but that they had already fallen into desuetude. Thus enlightened Greeks had already begun in the fifth century B.C. to speak of the decline of the Mysteries. Rites of various kinds were enacted in the Mysteries, but it is only the central idea of these Mysteries which is of particular interest to us today. Let us dwell for a moment on this central idea of the Mysteries as they were practised up to the time of the Mystery of Golgotha and as late as the reign of the Emperor Julian the Apostate. In recent times attention has been called to the anti-Christian nature of many aspects of these Mystery Cults. It has been pointed out that what we know as the “Easter Legend”, the keynote to the Passion, the Death and Resurrection of Christ, can be found everywhere in the Mysteries. And the conclusion drawn from this was that the Christian Easter Mystery was simply a transference of the ancient pagan myth and ritual cults to the Person of Jesus of Nazareth. Indeed these legends and rites were so alike that many no longer questioned their identity and said: “What the Christians say of Christ, that He suffered, was crucified and rose again, that His resurrection gave promise of hope and salvation for man—all these Christian ideas are to be found in the Mystery Cults!” Pagan usages, they claimed, had been collected together, fused into the “Easter Legend” and transferred to the Person of Jesus of Nazareth. Indeed in recent times people have gone even further. Strangely enough, even in the sphere of orthodox Christianity—one need only recall certain (Protestant) sects in Bremen—there was no longer any interest in the historicity of Jesus. They said that the various Mystery cults and legends had been collected over the years and had been centralized, so to speak, and that in the early Christian community the Christ legend had been developed out of them. I recall a discussion which took place here in Berlin a few years ago. During the tragic years of recent times past events have become unreal and seem a distant memory, although the discussion took place only a few years ago. In the course of this discussion the official representatives of Christianity declared that the real issue was not the historical Jesus, but simply the “Idea of Christ” which arose in the primitive Christian community through the impact of divers social impulses. Now in studying the pagan Mystery cults there is always a dangerous temptation to compare them with the Christian Easter Mystery. Let me illustrate this by a faithful description of the Phrygian Easter festivals. In addition to the Phrygian festivals I could also cite other festivals for these were equally widespread. In a letter to the sons of Constantine, Firmicus (note 1) gives the following account of the Phrygian Easter festival. The statue of the God Attis was bound to the trunk of a fir tree and carried round in solemn procession at midnight. Then the sufferings of the God were re-enacted. At the same time a lamb was placed at the foot of the tree. At dawn the resurrection of the God was proclaimed. Whilst on the previous night when the God was bound to the tree and seemingly given over to death the multitude broke out in wild lamentations as was customary during the ritual; now, when the resurrection of the God was announced at sunrise the lugubrious chants were suddenly transformed into wild outbursts of joy. The statue of the God, Firmicus tells us, was buried elsewhere. During the night when the melancholy dirges reached their climax, a light shone in the darkness and the tomb was opened. The God had risen. And the priest addressed the assembled populace in these words: “Take comfort, ye faithful, for the God is saved and ye too will be saved.” There is no denying that these religious festivals, celebrated untold centuries before the Mystery of Golgotha, show great similarity to the Easter Mystery of Christianity. Because this idea was so attractive many believed that these ideas of the suffering, death and resurrection of the God were widespread and had been, to some extent, welded into a unity under Christian influence and transferred to Jesus of Nazareth. Now it is important to understand the real origin of these pagan, pre-Christian rites. They date far back into the past and sprang from those profound and original insights into the nature of man and his relation to the cosmos as revealed through atavistic clairvoyance. Of course at the time when the Phrygian festivals were celebrated, people did not understand their real meaning any more than the Freemasons of today understand the significance of the rites they practise. None the less all these ceremonies date back to a time when an ancient wisdom, a grandiose knowledge of the universe and man existed, a knowledge which is exceedingly difficult to understand today. Remember that not only is man dependent upon his environment in relation to his physical body, but that his spirit and soul also are an integral part of his environment. He draws on his environment for his ideas and representations, they become routine responses, second nature to him and for various reasons he cannot escape them. Therefore with the best will in the world it is difficult to understand certain knowledge which, for reasons I have already mentioned, has been lost in the course of the spiritual evolution of mankind. The natural science of today—there is no need to repeat my admiration for its achievements, though I harbour certain reservations about it—is concerned only with the superficial aspect of things. It can make only a minimal contribution to an understanding of their true nature. It is true that science has made great advances in certain spheres—but it all depends upon what one understands by “great advances”. The invention of wireless telegraphy and many other discoveries which are important contributions to our life today are certainly deserving of admiration. But, one may ask, where does that take us? If we were to pursue this question we should come face to face with what is forbidden territory today. Modern science naturally considers the primordial wisdom, the last corrupt remnants of which survived in the Mystery cults I have mentioned, to be sheer folly. That may well be. But what is foolishness in the eyes of men may often be wisdom in the sight of God. True insight into the nature of the universe and man discloses amongst other things—I propose today to emphasize those aspects which are important for an understanding of the Mystery of Golgotha—a certain conception of the human organism which modern science regards as the height of absurdity, i.e. that the human organism is fundamentally different from the animal organism. (I have already mentioned many of these differences, but today I will confine myself to the difference which bears upon the Mystery of Golgotha.) When we make a serious study of the animal organism in the light of Spiritual Science we find that it bears within it the seeds of death. In other words, spiritual investigation, when applied to the animal organism recognizes that, by virtue of its constitution, this organism must inevitably suffer death, that it disintegrates and finally returns to the mineral kingdom. The death of an animal is not something mysterious and inexplicable. When we study its organism we realize that, for the animal, death is as natural to it (i.e. the organism) as the need for food and drink. That death is a necessity for the animal lies in the nature of its organism. This is not the case with man, for his organism is differently constituted. Here we touch upon a sphere that must remain a total enigma to modern science. When we study the human organism in the light of Spiritual Science we find nothing in the human organism itself which suggests that death is inevitable. We must accept death in man as something he experiences and which cannot be explained, for, originally, neither man nor his physical organism were made for death. The fact that death occurs in man from within cannot be explained from the being of man itself. The inner being as such provides no explanation of death. I realize that this view will be regarded as folly by the scientific pundits of today. Generally speaking it is extremely difficult to arrive at an understanding of these problems for they touch upon profound mysteries. And even today, if we wish to understand these problems we can only treat of them after the fashion of Saint-Martin [original note 2] in his book Des Erreurs et de la Vérité. In an important passage, when speaking of the evolutionary consequences that follow from a supernal event that took place in the spiritual world before man first incarnated on the physical plane, he wrote the following words which will be readily understood by everyone who is familiar with such matters: “However much I may desire to enlighten you, the obligations I have undertaken do not permit me to comment in any way upon this subject; and furthermore, I, for my part, would rather blush for man's transgressions than speak of them.” For Saint-Martin is here alluding to a transgression committed by man before his first incarnation on Earth. He was forbidden to speak of this openly. But today we are in a position to speak of many things that Saint-Martin could not discuss in his time—not because mankind has progressed since that time, but for other reasons. But if we were to discuss a truth such as “man is not intended to die”, together with all the relevant factors, we would have to touch upon matters which may not be disclosed today. Man is not born to die and yet he dies! These words express something which is obviously an absurdity to the pundits of modern science, but which, to those who seek to penetrate to a true understanding of the world, must be reckoned amongst the most profound mysteries. This realization that man was not born to die and yet dies, lies concealed in those ancient Mysteries, including the Attis Mysteries which I have already mentioned. Man looked to the Mysteries for an answer to this enigma that man was not born to die and yet dies. Now why were the Mysteries celebrated? They were celebrated in order that man should be reminded afresh each year of something he wished to hear, something he wished to experience and realize within his soul. He wished to be reassured that the time had not yet come when he would have to face the inexplicable problem of his death. What did the neophyte hope for from the Attis Mysteries? He had the instinctive feeling that a time would one day come when mankind would seriously have to face the reality of death which remained an enigma. But this time had not yet come. And whilst the priest celebrated the death and resurrection of the god, man felt reassured and consoled, for the time had not yet come when he would have to come to terms with the reality of death. It was common knowledge in ancient times that the event described in the first chapter of Genesis, and which is understood symbolically today, referred to a reality. The men of ancient times knew this instinctively. It was modern materialism that first outgrew the instinctive feeling that the temptation of Lucifer referred to an actual occurrence. On this question the materialist interpretation of Darwin, which is intellectually so perverse, is very far removed from the truth. This crude, perverted thinking believes that by a gradual and continual process over long periods of time man has developed from animal ancestry. In such a materialist hypothesis the story of the temptation can have no place. For only a “brow villanous low” could believe that an archetypal ape or guenon [original note 3] could have been tempted by Lucifer! Instinctively men knew at the time of the Mysteries that the story of Creation concealed a “fact” that had once been common knowledge. They felt that man, as originally created, was not mortal. And because of this “fact” they felt that something had entered into his physical organism and had corrupted it and so opened the doors to mortality. Man became mortal through a moral defect, through what is called original sin. I will recur to this later. Man became mortal, not after the fashion of other forms of organic life, not as the inevitable consequence of natural law, but through a moral defect. The soul was the seat of his mortality. The animal soul as species-soul is immortal. It incarnates in the individual animal which is mortal in virtue of its organism. The species-soul (or group-soul) relinquishes the animal organism which is subject to death without having undergone any transformation. From the outset the nature of the animal organism is such that, as individual organism, it is ordained to die. This does not apply to the human organism to the same extent. In the case of the human organism, the species-soul or group-soul which lies at the root of this organism is able to manifest in the individual man, and as independent human organism ensures him immortality. Man could only become mortal through a moral act originating in the soul. In a certain sense man had to be endowed with a soul before he could become mortal. The moment one treats these ideas as abstractions they become meaningless. We must endeavour to attain to a concrete knowledge of spiritual realities. Now in ancient times—and also in the period shortly before the Mystery of Golgotha—men never doubted for a moment that the soul brought death to man. The soul has evolved through the ages. In the course of this evolution the soul has progressively corrupted the organism and in consequence has worked destructively upon the organism. Man looked back to ancient times and said to himself: A moral event took place in olden times and its effect upon the soul is such, that whenever the soul now incarnates, it corrupts the body. And because it corrupts the body man can no longer live between birth and death in a state of innocence. In the course of hundreds and thousands of years the condition of the soul has grown progressively worse and the body has suffered continuous corruption! Thus it is increasingly difficult for man to find his way back to the spirit. The further evolution advances, the more the body is corrupted by the soul and the more the seeds of death are sown in the body. And a time must come when it will no longer be possible for man, once he has lived his alloted span, to find his way back to the spiritual world. In ancient times it was this moment that was anticipated with fear and dread. Men felt that, after countless generations a generation would arise whose souls would so corrupt the body and sow the poisonous seeds of death that man could no longer reclaim his spiritual heritage. And this generation will one day appear, they said. And they wanted to be reassured whether this fatal moment was drawing near, and to this end the Attis rites and similar ceremonies were enacted. At the same time they sought to discover whether the souls of men still had so much of divine plentitude that the time had not yet come when these souls had abandoned their divine heritage and could no longer find their way back to the spirit. Great importance therefore was attached to the words of the priest when he said: “Take comfort, ye faithful; the God is saved, your salvation is assured!” With these words the priest wished to indicate that God was still active in the world; that the souls of men had not yet severed all connection with the divine. The priest sought to comfort the people saying: “The resurrection of the God is ever renewed. The God is still within you.” When we touch upon these questions we become aware of the deep, unplumbed depth of feelings and emotions which were once characteristic of a particular epoch in the evolution of man. Today man has not the slightest inkling of the inner conflicts with which these men of earlier times had to wrestle. Though they may have been totally illiterate and have known nothing of what we call culture today, yet they could not escape these feelings. And in the Mystery Schools which preserved the old traditions derived from ancient clairvoyant insight the neophytes were told that if evolution were to continue unchanged, if the effects of original sin were to be prolonged, then a time would come when the souls of men would turn from God to a world of materialism of their own creation, and would progressively corrupt the physical body and rapidly hasten the process of death. These souls would remain earthbound and be relegated to the limbo; they would be lost. But since these Schools still preserved a knowledge of the spirit, the knowledge of the trichotomy of man still survived. What I am speaking of at the moment, the seminaries, applied to the soul and not to the spirit. For the spirit is eternal and follows its own laws. From their spiritual insight people knew that the soul would be relegated to the limbo, but the spirit would reappear in ever repeated Earth-lives. A time in the evolution of the world was approaching when the spirits of men would incarnate anew and would look back upon the lost Paradise which once had existed on Earth. Souls would be lost, never to return. Spirits would reincarnate in bodies which they would activate after the fashion of automata. And the way in which this was done would be neither felt nor experienced by the soul. But what, on the other hand, were the feelings bf those who were drawn to the Christian Easter Mystery? They felt that unless the Earth received a new impulse, then, in future incarnations, man would be born without a soul. They awaited something that Earth evolution could not achieve of itself, something that was destined to enter earthly life from without, namely the Mystery of Golgotha. They awaited the incarnation of a Being who would save the souls of men from death. There was no need to save the spirit from death, but it was imperative to save the soul. This Being who entered Earth evolution from without by incarnation in the body of Jesus of Nazareth was recognized as the Christ who had come to save the souls of men. Men were now able to unite spiritually with the Christ, so that through this union the soul loses its power to corrupt the body and all that they had lost since the Fall could gradually be recovered. That is why the Mystery of Golgotha must be regarded as the central point in human evolution. From the “Fall” until the Mystery of Golgotha man experienced a progressive decline of his spiritual forces. The forces of corruption had increasingly invaded his soul and threatened to make man an automaton of the spirit. And from the Mystery of Golgotha until the end of the Earth cycle all that was lost before the Mystery of Golgotha will gradually be retrieved once more. Thus, at the conclusion of Earth evolution, the spirits of men will incarnate in the physical body for the last time and these bodies will once again be immortal. It was in expectation of this redemption that men understood the Mystery of Easter. Before this could be realized it was necessary to overcome the power which had caused the moral corruption of the soul; and this power was overcome by the decisive event on Golgotha. How did the early Christians who still possessed occult knowledge understand the last words of Christ on the Cross? They were living in expectation of an external event that would bring to an end this corrupting influence of the soul. The cry of Christ on the Cross “It is finished” was a sign to them that the time had now come when the corrupting power of the soul was a thing of the past. It was a miraculous event fraught with vast and unsuspected mysteries. For tremendous questions are involved when we think about the Mystery of Golgotha. When we pursue our studies further we shall find that it is impossible to think of the Mystery of Golgotha without also thinking of the Risen Christ. The Risen Christ—that is the essential. And in one of his most profound utterances St. Paul says: “If Christ be not risen then all our faith is vain.” The Risen Christ is unique to Christianity and is inseparable from Christianity. The death of Christ is also an integral part of Christianity. But how is this death portrayed? And how must it be portrayed? An innocent man was put to death, He suffered and died. Those who crucified Him clearly bear a heavy burden of guilt, for He who died was innocent. What was the significance of this guilt for mankind? It brought them salvation. For had Christ not died upon the Cross mankind could not have been saved. In the Crucifixion we are confronted by a unique event. The death of Christ on the Cross was the greatest boon bestowed upon mankind (cf. John XI, 49–52). And the heaviest guilt that mankind has taken upon itself is this, that Christ was crucified. Thus the heaviest guilt coincides with the greatest good fortune. The superficial mind no doubt will pay little attention to this. But for those who probe deeper, this question is fraught with profound mystery. The most heinous crime in the history of the world proved to be the salvation of mankind. Now we must understand this enigma, or at least try to understand it, if we are to comprehend the Mystery of Golgotha. And the key to the solution of this enigma is found in the exemplary words spoken by Christ on the Cross: “Forgive them, Father, for they know not what they do.” The right understanding of these words provides the answer to the cardinal question: Why did the most heinous crime become the source of the salvation of mankind? If you reflect upon this you will realize that one must take into account the trichotomy of man in order to understand the Mystery of Golgotha. For Christ died in order to redeem the souls of men. He reclaims the souls of men that would have been lost but for His advent. Morality would have vanished from the Earth and the spirit inhabiting a body that reacted mechanically would have been the victim of necessity in which morality has no place. Mankind would have been unable to have psychic experiences. The mission of Christ was to bring man back to God. It is not surprising, therefore, that three centuries before Christ, Aristotle, a most enlightened Greek, failed to understand the nature of the soul and its relation to the spirit at a time when the crisis of man's soul was at hand. There were many discrepancies in Aristotle's view of the soul since he could not have known of the coming of the Saviour, and it is not surprising therefore that his views of the soul were illogical. How is one to account for the fact that the erroneous conceptions of Aristotle concerning the relationship of soul and spirit persisted so long? The significance of Christ for the souls of men is that He demonstrates once again that man is a threefold being of body, soul and spirit and that an inner relationship exists between objective events and moral events. And we shall never fully understand this relationship unless we accept the idea of the trichotomy of man. If we wish to arrive in some measure at an understanding of the Mystery of Golgotha we must penetrate to the inmost recesses of the human soul. In the present lecture I have only been able to offer an introduction to this theme. I believe that it is our immediate concern to speak of these things at the present time. We must take advantage of this Easter festival to enquire more closely into these matters in so far as it is possible today. Perhaps it may be possible thereby to awaken in us much that may one day be a seed that will only mature in future time. For it is only gradually that we come to realize that we are living in an age when there are many things we cannot fully comprehend. This is evident from the difficulty men experience today in developing a clear and conscious understanding of events that are imminent. Unfortunately it is not possible to indicate, even briefly, how one should understand in clear consciousness the painful event of which the people of Europe, or at least of Central Europe, have only recently been informed. [original note 4] Today we are only half aware of these things. I only wanted to touch upon certain questions today in order to relate them in my next lecture to the Mystery of Golgotha.
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140. Life Between Death and Rebirth: The Working of Karma in Life After Death
15 Dec 1912, Bern Tr. René M. Querido Rudolf Steiner |
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We must learn to discriminate between Christ and Lucifer, and in our time this is only possible by means of anthroposophy. The understanding of Christ that we bring with us from the earth leads us as far as the Sun sphere. |
140. Life Between Death and Rebirth: The Working of Karma in Life After Death
15 Dec 1912, Bern Tr. René M. Querido Rudolf Steiner |
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We are celebrating today the fifth anniversary of the Bern Branch. It is also the first occasion on which we have gathered in this room. Let us hope it will offer a worthy frame for our spiritual work and striving in this city. The fact that we are able to hold our more intimate meetings surrounded by such architectural forms as these is of significance for our spiritual endeavors. We know that in a number of different places such rooms are striven for and already exist. In view of the twofold festive nature of this event, it is appropriate to say a few introductory words about the significance of such forms. In our strivings we repeatedly come to a threefoldness in one or the other direction that may be termed the sacred triad. We discover it expressed in the human soul as thinking, feeling and willing. If we consider thinking we shall find that in our thinking activity we have to direct ourselves according to objective necessities. If we fail to do so, whether in thinking about the things of the physical plan or about spiritual things, we shall commit the error of not reaching the truth. In relation of our will, also, we must orient ourselves according to certain external moral precepts. Here, too, we have to act according to necessities. In fact, with regard to both our thinking and our willing the necessities of higher realms play into the physical world. Man feels truly free only in the realm of his feelings. It is quite different from thinking and willing. We feel most at home in the sphere of feeling and sensation when we are compelled neither by thinking nor by willing, but can surrender to what is purely felt. Why is this so? We sense that our thinking is connected with something, is dependent. We likewise feel a dependency in our willing. In our feelings, however, we are completely ourselves and there we live completely within our own soul, as it were. Why is this so? It is because ultimately our feelings are a mirror picture of a power that lies far beyond our consciousness. Thoughts must be considered as images of what they represent. We must so develop our will that it expresses our duties and responsibilities. In the sphere of feeling we can freely experience what speaks to our soul because, occultly considered, feelings are a mirror image of a realm that does not enter our consciousness. It lies beyond our consciousness and is of a divine spiritual nature. We might say that the gods seek to educate mankind through thinking and willing. Through feeling the gods allow us to participate in their own creative working, though in a mysterious way. In feeling we have something immediately present in our own souls in which the gods themselves delight. Now by means of forms as they have been created here, our studies can be accompanied by feelings that draw us closer to the spiritual worlds. This intimacy with the spiritual world must be the result of all our considerations. That is why we can attach a certain importance to such surrounding forms and seek to penetrate what they can mean for us. We look in all directions and feel the power of light and color, which for us can become a revelation of what lives in the spiritual world. What we have to say certainly also can be understood in the barren, dreadful halls unfortunately so prevalent everywhere today. But a real warmth of soul can only come about in spiritual studies when we are surrounded by forms such as these. That this can be so after the first five years of our work here in Bern may be looked upon as the good karma that blesses and accompanies our activities. Therefore, we shall devote this occasion that is festive in a twofold way to considering the significance of spiritual science, of a spiritual knowledge, for modern man. Much that will be considered today has been spoken about previously but we shall discuss it from new aspects. The spiritual worlds can only become fully intelligible if we consider them from the more varied viewpoints. Life between death and a new birth has been described in many different ways. Today our considerations will deal with much that has concerned me recently in the sphere of spiritual investigation. We remember that as soon as we have gone through the gate of death we experience the kamaloca period during which we are still intimately connected with our feelings and emotions, with all the aspects of our soul life in the last earthly embodiment. We gradually free ourselves from this connection. Indeed, we no longer have a physical body after death. Yet, when the physical and etheric bodies have been laid aside, our astral body still possesses all the peculiarities it had on earth, and these peculiarities of the astral body, which is acquired because it lived in a physical body, also have to be laid aside. This requires a certain time and that marks the period of kamaloca. The kamaloca period is followed by experiences in the spiritual world or devachan. In our writings it has been characterized more from the aspect of what man experiences through the different elements spread out around him. We shall now consider the period between death and a new birth from another side. Let us begin with a general survey. When man has gone through the gate of death he has the following experience. During life on earth he is enclosed within his skin, and outside is space with things and beings. This is not so after death. Our whole being expands and we feel that we are becoming ever larger. The feeling of being here in my skin with space and surrounding things out there is an experience that we do not have after death. After death we are inside objects and beings. We expand within a definite spatial area. During the kamaloca period we are continually expanding, and when this expansion reaches its end, we are as large as the space within the orbit of the moon. The fact of dwelling within space, of being concentrated in one point, has quite a different meaning after death than during physical existence. All the souls who dwell simultaneously in kamaloca fill out the same space circumscribed by the orbit of the moon. They interpenetrate one another. Yet this interpenetration does not mean togetherness. The feeling of being together is determined by quite other factors than filling a common spatial area. It is possible for two souls who are within the same space after death to be quite distant from one another. Their experience may be such that they need not know of one another's existence. Other souls, on the other hand, might have close, intimate connections and sense each other's presence. This depends entirely on inner relationships and has nothing to do with external spatial connections. In later phases when kamaloca has come to an end, we penetrate into still vaster realms. We expand ever more. When the kamaloca phase draws to a close, man leaves behind him as if removed everything that during his physical existence was the expression of his propensities, longings and desires for earthly life. Man must experience all this but he must also relinquish it in the Moon sphere or kamaloca. As man lives on after death, and later recalls the experiences in the Moon sphere, he will find all his earthly emotions and passions inscribed there, that is, everything that developed in his soul life as a result of his positive attraction to the bodily nature. This is left behind in the Moon sphere and there it remains. It cannot be erased so easily. We carry it with us as an impulse but it remains inscribed in the Moon sphere. The account of the debts, as it were, owing by every person is recorded in the Moon sphere. As we expand farther we enter a second realm that is called the Mercury sphere in occultism. We shall not represent it diagrammatically, but the Mercury sphere is larger than the Moon sphere. We enter this sphere after death in the most varied ways. It can be accurately investigated by means of spiritual science. A person who in life had an immoral or limited moral disposition lives into the Mercury sphere in a completely different way from one who was morally inclined. In the Mercury sphere the former is unable to find those people who die[d] at the same time, shortly before or after he did, and who are in the spiritual world. He so enters into the spiritual world that he is unable to find the loved ones with whom he longs to be together. People who lack a moral disposition of soul on earth become hermits in the Mercury sphere. The morally inclined person, however, becomes what one might call a sociable being. There he will find above all the people with whom he had a close inner connection on earth. This determines whether one is together with someone. It depends not on spatial relations, for we all fill the same space, but on our soul inclinations. We become hermits when we bring an unmoral disposition with us, and sociable beings, if we possess a moral inclination. We encounter other difficulties in connection with sociability in the Moon sphere during kamaloca but by and large whether a man becomes a hermit or a sociable being there also depends on the disposition of his soul. A thorough-going egoist on earth, one who only indulged his urges and passions, will not easily find in the Moon sphere the people with whom he was connected on earth. A man who has loved passionately, however, even if it were only physically, will nevertheless not find himself completely alone, but will find other individuals with whom he was connected. In both these spheres it is generally not possible to find human beings apart from those with whom one has been connected on earth. Others remain unknown to us. The condition for meeting other people is that we must have been with them on earth. Whether or not we find ourselves with them depends on the moral factor. Although they lead to a connection with those we have known on earth, even moral strivings will not carry us much farther beyond this realm. Relationships to the people we meet after death are characterized by the fact that they cannot be altered. We should picture it as follows. During life on earth we always have the possibility of changing a relationship with a fellow man. Let us suppose that over a period of time we have not loved someone as he deserved. The moment we become aware of this we can love him rightly, if we have the strength. We lack this possibility after death. Then when we encounter a person we perceive far more clearly than on earth whether we have loved him too little or unfairly, but we can do nothing to change it. It has to remain as it is. Life connections bear the peculiar quality of a certain constancy. Because they are of a lasting nature, an impulse is formed in the soul by means of which order is brought into karma. If we have loved a person insufficiently over a period of fifteen years, we shall become aware of it after death. It is during our experience of this that we bring about the impulse to act differently in our next incarnation on earth. We thereby create the impulse and the will for karmic compensation. That is the technique of karma. Above all, we should be clear about one thing. During the early phases of life after death, namely during the Moon and Mercury periods (and also during subsequent periods that will shortly be described), we dwell in the spiritual world in such a way that our spiritual life depends on how we lived on earth in the physical world. It not only is a question of our earthly consciousness. Our unconscious impulses also play a part. In our normal waking state on earth we live in our ego. Below the ego-consciousness lies the astral consciousness, the subconscious sphere. The workings of this sphere are sometimes different from our normal ego-consciousness without our being aware of it. Let us take an actual example that occurs quite frequently. Two people are on the friendliest of terms with each other. One develops an appreciation for spiritual science while the other, who previously appeared quite complacent towards it, comes to hate spiritual science. This animosity need not pervade the whole soul. It may only be lodged in the person's ego-consciousness, not in his astral consciousness. As far as his astral consciousness is concerned, the person who feeds his animosity still further might in fact have a longing and a love for the spirit of which he is unaware. This is quite possible. There are contradictions of this kind in human nature. If a person investigates his astral consciousness, his subconscious, he might well find a concealed sympathy for what in his waking consciousness he professes to hate. This is of particular importance after death because then, in this respect, man becomes truly himself. A person may have brought himself to hate spiritual science during a lifetime, to reject it and everything connected with it, and yet he may have a love for it in his subconscious. He may have a burning desire for spiritual science. The fact of not knowing and being unable to form thoughts of his memories can result in acute suffering during the period of kamaloca because during the first phase after death man lives mainly in his recollections. His existence is then not only determined by the sorrow and also the joy of what lives in his ego-consciousness. What has developed in the subconscious also plays a part. Thus man becomes truly as he really is. Here we can see that spiritual science rightly understood is destined to work fruitfully in all spheres of life. A person who has gone through the gate of death is unable to bring about any change in his relation to those around him, and the same is true of the others in relation to him. An immutability in the connections has set in. But a sphere of change does remain that is in the relationship of the dead to the living. Inasmuch as they have had a relationship on earth with those who have died, the living are the only ones who can soothe the pain and alleviate the anguish of those who have gone through the gate of death. In many cases such as these, reading to the dead has proved fruitful. A person has died. During his lifetime for [one] reason or another he did not concern himself with spiritual science. The one who remains behind on earth can know by means of spiritual science that the deceased has a burning thirst for spiritual science. Now if the one who remains behind concerns himself with thoughts of a spiritual nature as if the dead were there with him, he performs a great service to him. We can actually read to the dead. That enables the gulf that exists between the living and the dead to be bridged. The two worlds, the physical and the spiritual, are severed by materialism. Consider how their union will take hold of life itself! When spiritual science does not remain mere theory but becomes a life impulse as it should, there will not be separation but immediate communication. By reading to the dead we can enter in immediate connection with them and help them. The one who has avoided spiritual science will continue to feel the anguish of longing for it unless we help him. We can assist him from the earth if such a longing is at all present. By this means the living can help the dead. It also is possible for the dead to be perceived by the living, although in our time the living do little to bring about such connections. Also in this respect spiritual science will take hold of life, will become a true life elixir. To understand in which way the dead can influence the living let us take the following as our starting point. What does man know about the world? Remarkably little if we only consider the things of the physical plane with mere waking consciousness. Man is aware of what happens out there in front of his senses and what he can construe by means of his intellect in relation to these happenings. Of all else he is ignorant. In general he believes that he cannot know anything apart from what he observes by means of sense perception. But there is much else that does not happen and yet is of considerable importance. What does this mean? Let us assume that we are in the habit of going to work at eight o'clock every morning. On one occasion, however, we are delayed by five minutes. Apart from the fact that we arrive five minutes late nothing unusual has happened apparently. Yet, upon closer consideration of all the elements involved, we might become aware that precisely on that day, if we had left at the correct time we would have been run over. That means that had we left at the right time we would no longer be alive. Or what is also possible and might have occurred is that a person might have been prevented by a friend from sailing on the Titanic. He might feel that had he sailed he surely would have been drowned! That this was karmically planned is another matter. But do think, when you consider life in this way, of how little you are in fact aware. If nothing of what might have taken place has happened, then you are simply unaware of it. People do not pay attention to the countless possibilities that exist in the world of actual events. You might say that surely this is of no importance. For the outer events it matters little, yet it is of importance that you were not killed. I would like to draw your attention to the fact that we might have known that there was a high probability of being killed. If, for instance, we had not missed the train that was involved in a major accident. One cannot mention all possible cases and yet they happen constantly on a small scale. Certainly, for the external course of events we only need know what can be observed. Let us assume that we definitely know that something would have happened had we not missed the train. Such a knowledge makes an inner impression on us, and we might say that we have been saved in a remarkable way by good fortune. Consider the many possibilities that confront people. How much richer would our soul lives be if we could know all the things that play into life and yet do not happen! Today people only consider the poverty-stricken sequence of what has actually occurred. It is as if one were to consider a field with its many ears of wheat and reflect that from it a relatively small number of seeds will be sown. Countless others will not sprout and will go in another direction. What might happen to us is related to what actually occurs as the many grains of wheat that do not sprout are related to those that sprout and carry ears. This is literally so, for the possibilities in life are infinite. Moments in which especially important things for us in the world of probability are taking place are also particularly favorable moments for the dead to draw near. Let us suppose that a person left five minutes early, and as a result his life was preserved. At a particular moment he was saved from an accident, or it might also happen that in such a manner a joyful event escaped him. A dream picture that imparts a message from the dead can enter life at such moments. But people live crudely. As a rule, the finer influences that constantly play into life go unheeded. In this respect, spiritual science refines the feelings and sensations. As a result, man will sense the influence of the dead and will experiences a connection with him. The gulf between the living and the dead is bridged by spiritual science that becomes a true life elixir. The next sphere after death is the so-called Venus sphere. In this sphere we become hermits if on earth we have had an irreligious disposition. We become sociable spirits if we bring a religious inclination with us. Inasmuch as in the physical world we are able to feel our devotion to the Holy Spirit, so in the Venus sphere shall we find all those of a like inclination towards the divine spiritual. Men are grouped according to religious and philosophic trends in the Venus sphere. On earth it is so that both religious striving and religious experience still play a dominant part. In the Venus sphere the grouping is purely according to religious confession and philosophic outlook. Those who share the same world-conception are together in large, powerful communities in the Venus sphere. They are not hermits. Only those are hermits who have not been able to develop any religious feeling and experience. For instance, the monists, the materialists of our age, will not be sociable, but lonely beings. Each one will be as if encaged in the Venus sphere. There can be no question of a Monistic Union because by virtue of the monistic conception each member is condemned to loneliness. The fact that each is locked in his cage has not been thought out. It is mentioned so that souls may be brought to an awareness of reality as compared to the fanciful theories of monism that have been elaborated on earth. In general we can say that we come together with those of the same world-conception, of the same faith as ourselves. Other confessions are hard to understand in the Venus sphere. This is followed by the Sun sphere. Only what bridges the differences between the various religious confessions can help us in the Sun sphere. People do not find it easy to throw bridges from one confession to another because they are so entrenched in their own views. A real understanding for one who thinks and feels differently is particularly difficult. In theory such an understanding is often claimed, but matters are quite different when it is a question of putting theory into practice. One finds, for instance, that many who belong to the Hindu religion speak of a common kernel in all religions. They in fact, however, only refer to the common kernel of the Hindu and Buddhist religions. The adherents of the Hindu and Buddhist religions speak in terms of a particular egoism. They are caught in a group egoism. One might insert here a beautiful Estonian legend about group egoism that tells of the origin of languages. God wished to bestow the gift of language on humanity by means of fire. A great fire was to be kindled and the different languages were to come about by having men listen to the peculiarities of the sounds of the fire. So the Godhead called all the peoples of the earth to assemble so that each might learn its language. Prior to the gathering, however, God gave preference to the Estonians and taught them the divine-spiritual language, a loftier mode of speech. Then the others drew near and were allowed to listen to how the fire was burning, and as they heard it they learned to understand the various sounds. Certain peoples preferred by the Estonians came first when the fire was still burning quite strongly. When the fire was reaching its end the Germans had their turn, for the Estonians are not particularly fond of the Germans. In the feebly crackling fire one heard, “Deitsch, peitsch; deitsch, peitsch” (German, whip). Then followed the Lapps of whom the Estonians are even less fond. One only heard, “Lappen latchen” (Lapp, lash). By that time the fire was reduced to mere ashes, and the Lapps, brought forth the worst language of all because the Estonians and the Lapps are deadly enemies. Such is the extent of the Estonians' group egoism. A similar group egoism is true of most peoples when they speak of penetrating to the essential core common to all religious creeds. In this respect, Christianity is absolutely not the same as all the other creeds. If, for example, the attitude in the West was comparable to that toward the Hindu religion, then old Wotan still would reign as a national god. The West has not acknowledged a ruling divinity to be found within its own area, but one outside it. That is an important difference between it and the Hinduism and Buddhism. In many respects, Western Christianity is not permeated by religious egoism. Religiously it is more selfless than the Eastern religions. This is also the reason why a true knowledge and experience of the Christ impulse can bring man to a right connection with his fellow men, irrespective of the confessions they acknowledge. In the Sun sphere between death and rebirth it is really a matter of an understanding that enables us not only to come together with those of a like confession, but also to form a relationship with mankind as a whole. If sufficiently broadly understood in its connection with the Old Testament religion, Christianity is not one-sided. Attention has been drawn previously to something of considerable importance that should be recognized. You will recall that one of the most beautiful sayings of Christ, “Ye are Gods,” is reminiscent of the Old Testament. Christ points to the fact that a divine spark, a god dwells in every human being. You are all Gods; you will be on a par with the Gods. It is a lofty teaching of Christ that points man to his divine nature, that he can become like God. You can become God-like, a wonderful and deeply moving teaching of Christ! Another being has used the same words, and it is indicative of the Christian faith that another being has done so. At the opening of the Old Testament Lucifer approaches man. He takes his starting point—and therein lies the temptation—with the words, “You shall be as Gods.” Lucifer at the beginning of the temptation in Paradise and later Christ Jesus use the same words! We touch here upon one of the deepest and most important aspects of Christianity because this indicates that it is not merely a matter of the content of the words, but of which being in the cosmic context utters them. In the last Mystery Drama it had to be shown that the same words have a totally different meaning according to whether spoke by Lucifer, Ahriman or the Christ. We touch here upon a deep cosmic mystery, and it is important that we should develop an understanding for the words, “Ye are Gods” and “Ye shall be as Gods,” uttered on one occasion by the Christ, on the other by Lucifer. We must consider that between death and rebirth we also dwell in the Sun sphere where a thorough understanding of the Christ impulse is essential. We must bring this understanding along with us from the earth, for Christ once did dwell in the Sun but, as we know, He descended from the Sun and united Himself with the earth. We have to carry Him up to the Sun period, and then we can become sociable beings through the Christ impulse and learn to understand Him in the sphere of the Sun. We must learn to discriminate between Christ and Lucifer, and in our time this is only possible by means of anthroposophy. The understanding of Christ that we bring with us from the earth leads us as far as the Sun sphere. There it acts as a guide, so to speak, from man to man, irrespective of creed or confession. But we encounter another being in the Sun sphere who utters words that have virtually the same content. That being is Lucifer. We must have acquired on earth an understanding of the difference between Christ and Lucifer, for Lucifer is now to accompany us through the further spheres between death and rebirth. So you see, we go through the Moon, Mercury, Venus, and Sun spheres. In each sphere we meet, to begin with, what corresponds to the inner forces that we bring with us. Our emotions, urges, passions, sensual love, unite us to the Moon sphere. In the Mercury sphere we meet everything that is due to our moral imperfections; in the Venus sphere all our religious shortcomings; in the Sun sphere, everything that severs us from the purely human. Now we proceed to other spheres that the occultists terms the spheres of Mars, Jupiter and Saturn. Here Lucifer is our guide and we enter into a realm that bestows new forces upon us. Just as here we have the earth below us, so there in the cosmos we have the Sun below us. We grow into the divine-spiritual world, and as we do so we must hold fast in memory what we have brought with us of the Christ impulse. We can only acquire this on earth and the more deeply we have done so, the farther we can carry it into the cosmos. Now Lucifer draws near to us. He leads us out into a realm we must cross in order to be prepared for a new incarnation. There is one thing we cannot dispense with unless Lucifer is to become a threat to us, and that is the understanding of the Christ impulse, of what we have heard about Christ during our life on earth. Lucifer approaches us out of his own accord during the period between birth and death, but Christ must be received during earthly life. We then grow into the other spheres beyond the Sun. We become ever larger, so to speak. Below us we have the Sun and above, the mighty, vast expanse of the Starry heavens. We grow into the great cosmic realm up to a certain boundary, and as we grow outward cosmic forces work upon us from all directions. We receive forces from the mighty world of the stars into our widespread being. We reach a boundary, then we begin to contract and enter again into the realms through which we have traveled previously. We go through the Sun, Venus, Mercury and Moon spheres until we come again into the neighborhood of the earth and everything that has been carried out in the cosmic expanse has concentrated itself again in an embryo borne by an earthly mother. This is the mystery of man's nature between death and a new birth. After he has gone through the gate of death he expands ever more from the small space of the earth to the realms of Moon, Mercury, Venus, Sun, Mars, Jupiter and Saturn. We have then grown into cosmic space, like giant spheres. After we as souls have received the forces of the universe, of the stars, we contract again and carry the forces of the starry world within us. This explains out of spiritual science how in the concentrated brain structure an imprint of the total starry heavens may be found. In fact, our brain does contain an important secret. We have yet another mystery. Man has gathered himself together, incarnated in a physical body to which he comes by way of his parents. He has journeyed so far during his expansion in cosmic space that he has recorded his particular characteristics there. As we gaze from the earth upward to the heavens, there are not only stars but also our characteristics from previous incarnations. If, for instance, we were ambitious in previous earth lives, then this ambition is recorded in the starry world. It is recorded in the Akasha Chronicle, and when you are here on the earth at a particular spot, this ambition comes to you with the corresponding planet in a certain position and makes its influence felt. That accounts for the fact that astrologers do not merely consider the stars and their motions but will tell you that here is your vanity, there is your ambition, your moral failing, your indolence; something you have inscribed into the stars is now working out of the starry worlds onto the earth and determines your destiny. What lives in our souls is recorded in the vastness of space and it works back from space during our life on earth as we journey here between birth and death. If we truly understand them, these matters touch us closely, and they enable us to explain many things. I have concerned myself a great deal with Homer. Last summer during my investigations into the conditions between death and rebirth I came upon the immutability of the connections after death. Here, in a particular passage, I had to say to myself that the Greeks called Homer the blind poet because he was such a great seer. Homer mentions that life after death takes place in a land where there is no change. A wonderfully apt description! One only learns to understand this through the occult mysteries. The more one strives in this direction, the more one realizes that the ancient poets were the greatest seers and that much that is secretly interwoven in their works requires a considerable amount of understanding. I would like to mention something that happened to me last autumn and which is quite characteristic. At first, I resisted it because it was so astonishing, but it is one of those cases where objectivity wins. In Florence we find the tombs of Lorenzo and Giuliano de Medici by Michelangelo. The two brothers are portrayed together with four allegorical figures. These figures are well known, but at a first visit it occurred to me that something was not quite right with this group. It was clear to me that the one described as Giuliano is Lorenzo, and vice versa. The figures, which can be removed, had obviously been interchanged on some occasion and it has gone unheeded. That is why the statue of Giuliano is said to be that of Lorenzo, and vice versa. But I am really concerned here with the four allegorical figures. Let us first deal with this wonderful statue, “Night.” It cannot be understood simply in terms of an allegory. If, however, knowing about the etheric body and imagining it in its full activity, one were to ask, “What is the most characteristic gesture corresponding to the etheric body when it is free from the astral body and ego?” the answer would be the gesture as given by Michelangelo in “Night.” In fact, “Night” is so molded that it gives a perfect representation of the free, independent etheric body, expressed by means of the forms of the physical body when the astral body and ego are outside it. This figure is not an allegory, but represents the combination of the physical and etheric bodies when the astral body and ego are outside them. Then one understands the position of the figure. It is historically the truest expression of the vitality of the etheric body. One comes to see the figure of “Day” as the expression of the ego when it is most active and least influenced by the astral, etheric and physical bodies. This is portrayed in the strange gesture and position of Michelangelo's “Day.” We obtain the gesture of the figure “Dawn” when the astral body is active, independent from the physical and etheric bodies and the ego, and of “Dusk” when the physical body is active without the other three members. I struggled long against this piece of knowledge and to begin with thought it quite absurd; yet the more one gets into it, the more it compels one to recognize the truth of the script contained in these sculptures. It is not that Michelangelo was conscious of it. It sprang from his intuitive creative power. One also understands the meaning of the legend that tells that when Michelangelo was alone in his studio, the figure “Night” became endowed with life, and would move around freely. It is a special illustration of the fact that one is dealing with the etheric body. The spirit works into everything in art as in the evolution of humanity. One learns to understand the world of the senses only if one grasps how the spirit works into sensible reality. There is a beautiful saying by Kant. He says, “There are two things that have made a specially deep impression on me, the starry heavens above me and the moral law within me.” It is particularly impressive when we realize that both are really one and the same. Between death and rebirth we are spread out over the starry realms and receive their forces into ourselves, and during our life in a physical body the forces we have gathered are active within us as moral impulses. Looking up to the starry heavens we may say that we dwell among the forces that are active out there during the period between death and rebirth. This now becomes the guiding principle of our moral life. The starry heavens outside the moral law within are one and the same reality. They constitute two sides of that reality. We experience the starry realms between death and rebirth, the moral law between birth and death. When we grasp this, spiritual science grows into a mighty prayer. For what is a prayer but that which links our soul with the divine-spiritual permeating the world. We must make it our own as we go through the experiences of the world of the senses. Inasmuch as we strive consciously towards this goal, what we learn becomes a prayer of its own accord. Here spiritual knowledge is transformed immediately into feeling and experience, and that is how it should be. However much spiritual science might work with concepts and ideas, they will nevertheless be transformed into pure sensations and prayer-like feelings. That is what our present time requires. Our time needs to experience the cosmos by living into a consideration of the spirit in which the study itself takes on the nature of a prayer. Whereas the study of the external physical world becomes ever more dry, scholarly and abstract, the study of spiritual life will become more heartfelt and deeper. It will take on the quality of prayer, not in a one-sided sentimental sense but by virtue of its own nature. Then man will not know merely as a result of abstract ideas and the divine that permeates the universe is also in him. He will realize as he advances in knowledge that he truly has experienced it during life between the last death and a new birth. He will know that what he experienced then is now in him as the inner riches of his life. Such considerations, related as they are to recent research, help us to gain an understanding of our own development. Then spiritual science will be abler to transform itself into a true spiritual life blood. We shall often speak further about these matters in the future. |
306. The Child's Changing Consciousness and Waldorf Education: Lecture VI
20 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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This is recognized in its full depth within anthroposophy, which has conscious knowledge through spiritual investigation of repeated Earth lives. Every education is self-education, and as teachers we can only provide the environment for children's self-education. |
306. The Child's Changing Consciousness and Waldorf Education: Lecture VI
20 Apr 1923, Dornach Tr. Roland Everett Rudolf Steiner |
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Questions of ethical and social education are raised when we consider the relationship between growing children and their surroundings. We will consider these two issues today—even though briefly and superficially, due to the shortness of time. Once again, the kernel of the matter is knowing how to adapt to the individuality of the growing child. At the same time, you must remember that, as a teacher and educator, you are part of the social setting, and that you personally bring the social environment and its ethical attitudes to the growing pupil. Again, pedagogical principles and methods must be formed so that they offer every opportunity of reaching the child's true nature—one must learn to know the child's true nature according to what has been shown here briefly during the last few days. As always, much depends on how one's material is brought to the students during their various ages and stages. Here we need to consider three human virtues—concerning, on the one hand, the child's own development, and on the other hand, what is seen in relation to society in general. They are three fundamental virtues. The first concerns everything that can live in will to gratitude; the second, everything that can live in the will to love; and third, everything that can live in the will to duty. Fundamentally, these are the three principal human virtues and, to a certain extent, encompass all other virtues. Generally speaking, people are far too unaware of what, in this context, I would like to term gratitude or thankfulness. And yet gratitude is a virtue that, in order to play a proper role in the human soul, must grow with the child. Gratitude is something that must already flow into the human being when the growth forces—working in the child in an inward direction—are liveliest, when they are at the peak of their shaping and molding activities. Gratitude is something that has to be developed out of the bodily-religious relationship I described as the dominant feature in the child from birth until the change of teeth. At the same time, however, gratitude will develop very spontaneously during this first period of life, as long as the child is treated properly. All that flows, with devotion and love, from a child's inner being toward whatever comes from the periphery through the parents or other educators—and everything expressed outwardly in the child's imitation—will be permeated with a natural mood of gratitude. We only have to act in ways that are worthy of the child's gratitude and it will flow toward us, especially during the first period of life. This gratitude then develops further by flowing into the forces of growth that make the limbs grow, and that alter even the chemical composition of the blood and other bodily fluids. This gratitude lives in the physical body and must dwell in it, since it would not otherwise be anchored deeply enough. It would be very incorrect to remind children constantly to be thankful for whatever comes from their surroundings. On the contrary, an atmosphere of gratitude should grow naturally in children through merely witnessing the gratitude that their elders feel as they receive what is freely given by their fellow human beings, and in how they express their gratitude. In this situation, one would also cultivate the habit of feeling grateful by allowing the child to imitate what is done in the surroundings. If a child says “thank you” very naturally—not in response to the urging of others, but simply by imitation—something has been done that will greatly benefit the child's whole life. Out of this an all-embracing gratitude will develop toward the whole world. The cultivation of this universal gratitude toward the world is of paramount importance. It does not always need to be in one's consciousness, but may simply live in the background of the feeling life, so that, at the end of a strenuous day, one can experience gratitude, for example, when entering a beautiful meadow full of flowers. Such a subconscious feeling of gratitude may arise in us whenever we look at nature. It may be felt every morning when the Sun rises, when beholding any of nature's phenomena. And if we only act properly in front of the children, a corresponding increase in gratitude will develop within them for all that comes to them from the people living around them, from the way they speak or smile, or the way such people treat them. This universal mood of gratitude is the basis for a truly religious attitude; for it is not always recognized that this universal sense of gratitude, provided it takes hold of the whole human being during the first period of life, will engender something even further. In human life, love flows into everything if only the proper conditions present themselves for development. The possibility of a more intense experience of love, reaching the physical level, is given only during the second period of life between the change of teeth and puberty. But that first tender love, so deeply embodied in the inner being of the child, without as yet working outward—this tender blossom will become firmly rooted through the development of gratitude. Love, born out of the experience of gratitude during the first period of the child's life, is the love of God. One should realize that, just as one has to dig the roots of a plant into the soil in order to receive its blossom later on, one also has to plant gratitude into the soul of the child, because it is the root of the love of God. The love of God will develop out of universal gratitude, as the blossom develops from the root. We should attend to these things, because in the abstract we usually know very well how they should be. In actual life situations, however, all too often these things turn out to be very different. It is easy enough, in theory, to say that people should carry the love of God within themselves—and this could not be more correct. But such demands, made abstractly, have a peculiar habit of never seeing the light of day in practice. I would like to return to what I said during one of the last few days. It is easy enough to think of the function of a stove in the following way: You are a stove and we have to put you here because we want to heat the room. Your categorical imperative—the true categorical “stove-imperative”—tells you that you are obliged to heat the room. We know only too well that this in itself will not make the slightest difference in the temperature of the room. But we can also save our sermonizing, and, instead, simply light the stove and heat it with suitable logs. Then it will radiate its warmth without being reminded of its categorical imperative. And this is how it is when, during various stages of childhood, we bring the right thing to children at the right time. If, during the first period of life, we create an atmosphere of gratitude around children, and if we do something else, of which I shall speak later, then, out of this gratitude toward the world, toward the entire universe, and also out of an inner thankfulness for being in this world at all (which is something that should ensoul all people), the most deep-seated and warmest piety will grow. Not the kind that lives on one's lips or in thought only, but piety that will pervade the entire human being, that will be upright, honest, and true. As for gratitude, it must grow; but this can happen with the intensity necessary for such a soul and spiritual quality only when it develops from the child's tender life-stirrings during the time from birth to its change of teeth. And then this gratitude will become the root of the love of God. It is the foundation for the love of God. Knowing all this will make us realize that, when we receive children into the first grade, we must also consider the kinds of lives they have led before reaching school age. There should really be direct contact with the parental home—that is, with what has happened before the child entered school. This contact should always be worked for, because teachers should have a fairly clear picture of how the present situation of children was influenced by their social conditions and the milieu in which they grew up. At school, teachers will then find plenty of opportunities to rectify any possible hindrances. For this to happen, however, knowledge of the child's home background, through contact with the parents, is of course absolutely essential. It is necessary that teachers can observe how certain characteristics have developed in a child by simply watching and imitating the mother at home. To be aware of this is very important when the child begins schooling. It is just as much part of teaching as what is done in the classroom. These matters must not be overlooked if one wants to build an effective and properly based education. We have already seen that, in the years between the child's change of teeth and the coming of puberty, the development of a sense for the authority of the teacher is both natural and essential. The second fundamental virtue, which is love, then grows from that when the child is in the process of also developing the physical basis of love. But one must see love in its true light, for, because of the prevailing materialistic attitudes of our time, the concept of love has become very one-sided and narrow; and because a materialistic outlook tends to see love only in terms of sexual love, it generally traces all manifestations of love back to a hidden sexuality. In an instance of what I called “amateurism squared” the day before yesterday, we find, if not in every case, that at least many psychologists trace human traits back to sexual origins, even if they have nothing whatsoever to do with sex. To balance such an attitude, the teacher must have acquired at least some degree of appreciation for the universal nature of love; for sexual love is not the only thing that begins to develop between the child's second dentition and puberty, but also love in its fullest sense, love for everything in the world. Sexual love is only one aspect of love that develops at this time of life. At that age one can see how love of nature and love for fellow human beings awaken in the child, and the teacher needs to have a strong view of how sexual love represents only one facet, one single chapter in life's book of love. If one realizes this, one will also know how to assign sexual love to its proper place in life. Today, for many people who look at life with theoretical eyes, sexual love has become a kind of Moloch who devours his own offspring, inasmuch as, if such views were true, sexual love would devour all other forms of love. The way love develops in the human soul is different from the way gratitude does. Gratitude has to grow with the growing human being, and this is why it has to be planted when the child's growing forces are at their strongest. Love, on the other hand, has to awaken. The development of love really does resemble the process of awakening, and, like awakening, it has to remain more in the region of the soul. The gradual emergence of love is a slow awakening, until the final stage of this process has been reached. Observe for a moment what happens when one awakes in the morning. At first there is a dim awareness of vague notions; perhaps first sensations begin to stir; slowly the eyelids struggle free of being closed; gradually the outer world aids one's awakening; and finally the moment arrives when that awakening passes into the physical body. This is also how it is with the awakening of love—except that, in the child, this process takes about seven years. At first love begins to stir when sympathy is aroused for whatever is taught during the early days at school. If we begin to approach the child with the kind of imagery I have described, we can see how love especially comes to meet this activity. Everything has to be saturated with this love. At that stage, love has a profoundly soul-like and tender quality. If one compares it with the daily process of waking up, one would still be deeply asleep, or at least in a state of sleeping-dreaming. (Here I am referring to the child's condition, of course—the teacher must not be in a dream, although this appears to happen all too often!) This condition then yields to a stronger jolt into wakefulness. And in what I described yesterday and the day before about the ninth and tenth years—and especially in the time leading up to the twelfth year—love of nature awakens in the child. Only then do we see it truly emerging. Before this stage, the child's relationship to nature is completely different. A child then has a great love for all that belongs to the fairyworld of nature, a love that has to be nourished by a creative and pictorial approach. Love for the realities in nature awakens only later. At this point we are faced with a particularly difficult task. Into everything connected with the curriculum at this time of life (causality, the study of lifeless matter, an understanding of historical interconnections, the beginnings of physics and chemistry) into all of this, the teacher must introduce—and here I am not joking, but speak very earnestly—the teacher must introduce an element of grace. In geometry or physics lessons, for example, there is every need for the teacher to allow real grace to enter into teaching. All lessons should be pervaded with an air of graciousness, and, above all, the subjects must never be allowed to become sour. So often, just during the ages from eleven and a half, or eleven and three-quarters, to fourteen or fifteen, work in these subjects suffers so much by becoming unpalatable and sour. What the pupils have to learn about the refraction and reflection of light or about the measurement of surface areas in a spherical calotte, is so often spoken of not with grace, but with an air of sourness. At just this time of life the teacher must remember the need for a certain “soul-breathing” in the lessons, which communicates itself to the pupils in a very strange way—soul-breathing must be allowed for. Ordinary breathing consists of inhaling and exhaling. In most cases, or at least on many occasions, teachers, in their physics and geometry lessons, only breathe out with their souls. They do not breathe in, and the outbreath is what produces this acidity. I am referring to the outbreathing of soul expressed in dull and monotonous descriptions, which infuses all content with the added seriousness of inflated proportion. Seriousness does have its place, but not through exaggeration. On the other hand, an in-breathing of soul brings an inherent sense of humor that is always prepared to sparkle, both within and outside the classroom, or whenever an opportunity arises for teachers and pupils to be together. The only possible hindrance to such radiating humor is the teachers themselves. The children certainly would not stand in its way, nor would the various subjects, provided they were handled with just the right touch during this particular age. If teachers could feel at home in their subjects to the degree that they were entirely free of having to chew over their content while presenting lessons, then they might find themselves in a position where even reflected light is likely to crack a joke, or where a spherical skullcap might calculate its surface area with a winning smile. Of course, jokes should not be planned ahead, nor should they be forced on the classroom situation. Everything should be tinted with spontaneous humor, which is inherent within the content, and not artificially grafted onto it. This is the core of the matter. Humor has to be found in things themselves and, above all, it should not even be necessary to search for it. At best, teachers who have prepared their lessons properly need to bring a certain order and discipline into the ideas that will come to them while teaching, for this is what happens if one is well prepared. The opposite is equally possible, however, if one has not prepared the lessons adequately; one will feel deprived of ideas because one still has to wrestle with the lesson content. This spoils a healthy out-breathing of soul and shuts out the humor-filled air it needs. These are the important points one has to remember at this particular age. If teaching follows its proper course in this way, the awakening of love will happen so that the student's soul and spirit are properly integrated into the human organization during the final stage of this awakening—that is, when the approach of puberty, begins. This is when what first developed so tenderly in the child's soul, and then in a more robust way, can finally take hold of the bodily nature in the right and proper way. Now you may wonder what teachers have to do to be capable of accomplishing their tasks as described. Here we have to consider something I would like to call the “social aspect” of the teaching profession, the importance of which is recognized far too little. Too often we encounter an image that a certain era (not ancient times, however) has associated with the teaching profession, whose members are not generally respected and honored as they should be. Only when society looks upon teachers with the respect their calling deserves, only when it recognizes that the teachers stand at the forefront of bringing new impulses into our civilization—not just in speeches from a political platform—only then will teachers receive the moral support they need to do their work. Such an attitude—or perhaps better still, such a sentiment—would pave the way toward acquiring a wider and more comprehensive view of life. This is what the teachers need; they also need to be fully integrated into life. They need more than just the proper qualifications in educational principles and methods, more than just special training for their various subjects; most of all teachers need something that will renew itself again and again: a view of life that pulsates in a living way through their souls. What they need is a deep understanding of life itself; they need far more than what can pass from their lips as they stand in front of their classes. All of this has to flow into the making of a teacher. Strictly speaking, the question of education should be part of the social question, and it must embrace not just the actual teaching schools, but also the inner development of the teaching faculty. It should be understood, at the same time, that the aims and aspirations for contemporary education, as presented here, are in no way rebellious or revolutionary. To believe that would be a great misunderstanding. What is advocated here can be introduced into the present situation without any need for radical changes. And yet, one feels tempted to add that it is just this social aspect of education that points to so many topical questions in life. And so, I would like to mention something, not because I want to agitate against present conditions, but only to illustrate, to put into words, what is bound to come one day. It will not happen in our current age, so please do not view what I am going to say as something radical or revolutionary. As you know, it is customary today to confer a doctorate on people who, fundamentally speaking, have not yet gained any practical experience in the subjects for which they are given their degree, whether chemistry, geography, or geology. And yet, the proof of their knowledge and capacity would surely have to include the ability to pass their expertise on to other candidates, of teaching them.1 And so a doctor's degree should not really be granted until a candidate has passed the practical test of teaching and training others who wish to take up the same vocation. You can see great wisdom, based on instinctive knowledge, in the popular expression; for, in the vernacular, only a person capable of healing, capable of giving tangible proof of healing abilities, is called a “doctor.” In this instance the word doctor refers to someone engaged as a practical healer, and not just to a person who has acquired specialized medical knowledge, however comprehensive this might be. Two concepts have arisen gradually from the original single concept—that of educating as well as that of healing. In more distant times, teaching or educating was also thought of as including healing. The process of educating was considered synonymous with that of healing. Because it was felt that the human being bore too many marks of physical heredity, education was viewed as a form of healing, as I have already mentioned during a previous meeting here. Using the terminology of past ages, one could even say teaching was considered a means of healing the effects of original sin.2 Seen in this light, the processes of healing, set in motion by the doctor, are fundamentally the same as those of teaching, though in a different realm of life. From a broader perspective, the teacher is as much of a healer as a doctor. And so the weight the title “doctor” usually carries in the eyes of the public could well become dependent on a general awareness that only those who have passed the test of practical experience should receive the honor of the degree. Otherwise, this title would remain only a label. However, as I have already said, this must not be misunderstood as the demand of an instigator for the immediate present. I would not even have mentioned it except in a pedagogical context. I am only too aware of the kind of claims that are likely to be listened to in our times, and the ones that inevitably give the impression one is trying to crash through closed doors. If one wants to accomplish something in life, one must be willing to forgo abstract aims or remote ideals, the attempted realization of which would either break one's neck or bruise one's forehead. One must always try to remain in touch with reality. Then one is also justified in using something to illustrate certain needs of our time, even if these may only be fulfilled in the future; for what I have spoken of cannot be demanded for a very long time to come. It may help us to appreciate, nevertheless, the dignity within the social sphere that should be due the teaching profession. I have mentioned all of this because it seemed important that we should see this question in the proper light. If teachers can feel moral support coming from society as a whole, then the gradual awakening of love in the young will become the close ally of their natural sense of authority, which must prevail in schools. Such things sometimes originate in very unexpected places. Just as the love of God is rooted in gratitude, so genuine moral impulses originate in love, as was described. For nothing else can be the basis for truly ethical virtue except a kind of love for humankind that does not allow us to pass our fellow human beings without bothering to know them, because we no longer have an eye for what lives in them—as happens so easily nowadays. The general love toward all people is the love that reaches out for human understanding everywhere. It is the love that awakens in the child in the time between the change of teeth and puberty, just as gratitude has grown between the child's birth and the loss of the first teeth. At school, we must do everything we can to awaken love. How are children affected by what happens in their immediate surroundings during the first period of life—that is, from birth to the change of teeth? They see that people engage in all kinds of activities. But what children take in are not the actual accomplishments in themselves, for they have not yet developed the faculty to perceive them consciously. What they do perceive are meaningful gestures. During this first period of life we are concerned with only a childlike understanding of the meaningful gestures they imitate. And from the perception of these meaningful gestures the feeling of gratitude develops, from which the gratitude-engendered will to act arises. Nor do children perceive the activities happening in their environment during the subsequent years, between the change of teeth and puberty—especially not during the early stages of this period. What they do perceive—even in the kinds of movements of the people around them—no longer represents the sum total of meaningful gestures. Instead, events begin to speak to the children, become a meaningful language. Not just what is spoken in actual words, but every physical movement and every activity speaks directly to the child during this particular time. It makes all the difference, therefore, whether a teacher writes on the blackboard: Or writes the same word thus: Whether the teacher writes the figure seven like this: Or like this: Whether it is written in an artistic, in a less-refined, or even in a slovenly way, makes a great difference. The way in which these things affect the child's life is what matters. Whether the word leaf is written in the first or second way (see above), is a meaningful language for the child. Whether the teacher enters the classroom in a dignified manner, or whether the teacher tries to cut a fine figure, speaks directly to the child. Likewise, whether the teacher is always fully awake to the classroom situation—this will show itself in the child's eye by the way the teacher handles various objects during the lessons—or, during wintertime, whether it could even happen that the teacher absent-mindedly walks off with the blackboard towel around his or her neck, mistaking it for a scarf—all of this speaks volumes to the child. It is not so much the outer actions that work on the child, but what lives behind them, whether unpleasant and ugly, or charming and pleasant. In this context, it is even possible that a certain personal habit of a teacher may generate a friendly atmosphere in the classroom, even if it might appear, in itself, very comic. For example, from my thirteenth to eighteenth year I had a teacher—and I always considered him to be my best teacher—who never began a lesson without gently blowing his nose first. Had he ever started his lesson without doing so, we would have sorely missed it. I am not saying that he was at all conscious of the effect this was having on his pupils, but one really begins to wonder whether in such a case it would even be right to expect such a person to overcome an ingrained habit. But this is an altogether different matter. I have mentioned this episode only as an illustration. The point is, everything teachers do in front of children at this stage of life constitutes meaningful language for them. The actual words that teachers speak are merely part of this language. There are many other unconscious factors lying in the depths of the feeling life that also play a part. For example, the child has an extraordinarily fine perception (which never reaches the sphere of consciousness) of whether a teacher makes up to one or another pupil during lessons or whether she or he behaves in a natural and dignified way. All this is of immense importance to the child. In addition, it makes a tremendous difference to the pupils whether teachers have prepared themselves well enough to present their lessons without having to use printed or written notes, as already mentioned during our discussion. Without being aware of it, children ask themselves: Why should I have to know what the teachers do not know? After all, I too am only human. Teachers are supposed to be fully grown up, and I am only a child. Why should I have to work so hard to learn what even they don't know? This is the sort of thing that deeply torments the child's unconscious, something that cannot be rectified once it has become fixed there. It confirms that the sensitive yet natural relationship between teachers and students of this age can come about only if the teachers—forgive this rather pedantic remark, but it cannot be avoided in this situation—have the subject completely at their fingertips. It must live “well-greased” in them—if I may use this expression—but not in the sense of bad and careless writing.3 I use it here in the sense of greasing wheels to make them run smoothly. Teachers will then feel in full command of the classroom situation, and they will act accordingly. This in itself will ensure an atmosphere where it would never occur to students to be impudent. For that to happen among children of ten, eleven, or twelve would really be one of the worst possible things. We must always be aware that whatever we say to our pupils, even if we are trying to be humorous, should never induce them to give a frivolous or insolent reply. An example of this is the following situation: A teacher might say to a student who suddenly got stuck because of a lack of effort and attention, “Here the ox stands held up by the mountain.” And the pupil retorts, “Sir, I am not a mountain.”4 This sort of thing must not be allowed to happen. If the teachers have prepared their lessons properly, a respectful attitude will emerge toward them as a matter of course. And if such an attitude is present, such an impertinent reply would be unthinkable. It may, of course, be of a milder and less undermining kind. I have mentioned it only to illustrate my point. Such impudent remarks would destroy not only the mood for work in the class, but they could easily infect other pupils and thus spoil a whole class. Only when the transition from the second life period to the third occurs, is the possibility given for (how shall I call them now in these modern times?) young men and young women to observe the activities occurring around them. Previously the meaningful gesture was perceived, and later the meaningful language of the events around the child. Only now does the possibility exist for the adolescent to observe the activities performed by other people in the environment. I have also said that, by perceiving meaningful gestures, and through experiencing gratitude, the love for God develops, and that, through the meaningful language that comes from the surroundings, love for everything human is developed as the foundation for an individual sense of morality. If now the adolescent is enabled to observe other people's activities properly, love of work will develop. While gratitude must be allowed to grow, and love must be awakened, what needs to evolve now must appear with the young person's full inner awareness. We must have enabled the young person to enter this new phase of development after puberty with full inner awareness, so that in a certain way the adolescent comes to find the self. Then love of work will develop. This love of work has to grow freely on the strength of what has already been attained. This is love of work in general and also love for what one does oneself. At the moment when an understanding for the activities of other people awakens as a complementary image, a conscious attitude toward love of work, a love of “doing” must arise. In this way, during the intervening stages, the child's early play has become transmuted into the proper view of work, and this is what we must aim for in our society today. What part do teachers and educators have to play in all of this? This is something that belongs to one of the most difficult things in their vocational lives. For the best thing teachers can do for the child during the first and second life period is to help what will awaken on its own with the beginning of puberty. When, to their everlasting surprise, teachers witness time and again how the child's individuality is gradually emerging, they have to realize that they themselves have been only a tool. Without this attitude, sparked by this realization, one can hardly be a proper teacher; for in classes one is faced with the most varied types of individuals, and it would never do to stand in the classroom with the feeling that all of one's students should become copies of oneself. Such a sentiment should never arise—and why not? Because it could very well happen that, if one is fortunate enough, among the pupils there might be three or four budding geniuses, very distinct from the dull ones, about whom we will have more to say later. Surely you will acknowledge that it is not possible to select only geniuses for the teaching profession, that it is certain that teachers are not endowed with the genius that some of their students will display in later life. Yet teachers must be able to educate not only pupils of their own capacity, but also those who, with their exceptional brightness, will far outshine them. However, teachers will be able to do this only if they get out of the habit of hoping to make their pupils into what they themselves are. If they can make a firm resolve to stand in the school as selflessly as possible, to obliterate not only their own sympathies and antipathies, but also their personal ambitions, in order to dedicate themselves to whatever comes from the students, then they will properly educate potential geniuses as well as the less-bright pupils. Only such an attitude will lead to the realization that all education is, fundamentally, a matter of self-education. Essentially, there is no education other than self-education, whatever the level may be. This is recognized in its full depth within anthroposophy, which has conscious knowledge through spiritual investigation of repeated Earth lives. Every education is self-education, and as teachers we can only provide the environment for children's self-education. We have to provide the most favorable conditions where, through our agency, children can educate themselves according to their own destinies. This is the attitude that teachers should have toward children, and such an attitude can be developed only through an ever-growing awareness of this fact. For people in general there may be many kinds of prayers. Over and above these there is this special prayer for the teacher: Dear God, cause that I—inasmuch as my personal ambitions are concerned—negate myself. And Christ make true in me the Pauline words, “Not I, but the Christ in me.” This prayer, addressed to God in general and to Christ in particular, continues: “... so that the Holy Spirit may hold sway in the teacher.” This is the true Trinity. If one can live in these thoughts while in close proximity to the students, then the hoped-for results of this education can also become a social act at the same time. But other matters also come into play, and I can only touch on them. Just consider what, in the opinion of many people, would have to be done to improve today's social order. People expect better conditions through the implementation of external measures. You need only look at the dreadful experiments being carried out in Soviet Russia. There the happiness of the whole world is sought through the inauguration of external programs. It is believed that improvements in the social sphere depend on the creation of institutions. And yet, these are the least significant factors within social development. You can set up any institutions you like, be they monarchist or republican, democratic or socialist; the decisive factor will always be the kind of people who live and work under any of these systems. For those who spread a socializing influence, the two things that matter are a loving devotion toward what they are doing, and an understanding interest in what others are doing. Think about what can flow from just these two attributes; at least people can work together again in the social sphere. But this will have to become a tradition over ages. As long as you merely work externally, you will produce no tangible results. You have to bring out these two qualities from the depths of human nature. If you want to introduce changes by external means, even when established with the best of intentions, you will find that people will not respond as expected. And, conversely, their actions may elude your understanding. Institutions are the outcome of individual endeavor. You can see this everywhere. They were created by the very two qualities that more or less lived in the initiators—that is, loving devotion toward what they were doing, and an understanding interest in what others were doing. When one looks at the social ferment in our times with open eyes, one finds that the strangest ideas have arisen, especially in the social sphere, simply because the current situation was not understood properly. Let me give you an example: Today, the message of so-called Marxism regarding human labor and its relationship to social classes is being drummed not just into thousands but into millions of heads.5 And if you investigate what its author alleges to have discovered—something with which millions of people are being indoctrinated so that they see it as their socialist gospel, to use as a means for political agitation—you will find it all based upon a fundamental error regarding the attitude toward social realities. Karl Marx wants to base the value of work on the human energy spent performing it.6 This leads to a complete absurdity, because, from the perspective of energy output, it makes no difference whether someone cuts a certain quantity of firewood within a given time, or whether—if one can afford to avoid such a menial task—one expends the same energy and time on treading the pedals of a wheel specially designed to combat incipient obesity. According to Karl Marx's reckoning, there is no difference between the human energy expended on those two physical activities. But cutting firewood has its proper place within the social order. Treading the pedals of a slimming cycle, on the other hand, is of no social use, because it only produces a hygienic effect for the person doing it. And yet, Karl Marx's yardstick for measuring the value of work consists of calculating the food consumption necessary for work to be done. This way of assessing the value of labor within the context of the national economy is simply absurd. Nevertheless, all kinds of calculations were made toward this end. The importance of one factor, however, was ignored—that is, loving devotion toward what one is doing and an understanding interest in what others are doing. What we must achieve when we are with young people is that, through our own conduct, a full consciousness of the social implications contained in those two things will enter the minds of adolescents. To do so we must realize what it means to stand by children so that we can aid in their own self-education.
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