46. Posthumous Essays and Fragments 1879-1924: The Significance of Goethe's Thinking for His View of Nature
Rudolf Steiner |
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There is something about the way phenomena unfold that can no longer satisfy us. Chance plays a role and brings about constellations in reality that do not satisfy our reason. Goethe felt this more than anyone else. He often speaks of “wicked” chance, by which he means that some event takes an outcome that it would not take if only the necessity of reason were to prevail in the world. |
The conditions for the progression of a phenomenon lie in the nature of the interacting objects and in the constellation in which they find themselves as a result of their location in space and time. This latter factor is now something that is added to the nature of the objects. |
We find every phenomenon of experience in the system of science, not only in the random constellation in which it appears to us in the external world, but in a systematic whole from which it can be fully understood in its course. |
46. Posthumous Essays and Fragments 1879-1924: The Significance of Goethe's Thinking for His View of Nature
Rudolf Steiner |
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Introduction. This is based on the fact that we consider the view of nature itself to be incomplete. In science, no special attention is paid to the actual genius of nature. At most, it is admitted that the genius's gaze succeeds in spotting the combination of natural forces; but it is not considered decisive for the shaping of the world view that we seek in science. The influence of genius on science is therefore said to be only a historical one, not a factual one. What distinguishes the epoch of education in which we live from others can be traced back to Goethe. He has given it its character. In him, German poetry of our century sees an ideal to strive for; with the eye gained from his writings, we look at antiquity; with the same eye, Germans have succeeded in unraveling Shakespeare's genius. All the radii of German intellectual life emanate from him. However, this magnificent image of the great genius is marred by a dark spot that stands in unsatisfactory disharmony with the brightness spreading over it. Goethe's unreserved admiration in all fields of the intellect is contrasted with the dubious position in which his scientific achievements are placed. Today, we have come back from the absolute rejection of these achievements, which occurred during Goethe's lifetime and long after his death, and we still have a completely negative attitude towards the physical part of the color theory, but we still grant them some importance. But if we take a closer look at the verdict of modern science, we cannot deny that the recognition of Goethe's scientific achievements is based on completely different premises than his other achievements and is by no means on a par with them. Those who go furthest in their appreciation of Goethe in a scientific sense admit that Goethe's view of nature is based on ideas that also underlie the modern science of organisms – the Darwin-Haeckelian theory of evolution. But no one can dispute that this modern science does not originate from Goethe's view at all. His influence on it is not noticeable. And if it has been claimed in recent times that modern developmental theory would have reached its present state even without Goethe, this cannot be denied. Thus, one cannot ascribe to his efforts the power that was necessary to elevate the ideas on which they were based to the level of scientific conviction. This fact is attributed to the fact that Goethe, while conceiving the connections within the organic series of beings entirely in line with the theory of evolution, did not penetrate to the principles that make this kind of connection comprehensible to us. Goethe is said to have anticipated Darwin's world view without being able to provide an explanation of it at the same time. Without this explanation, the theory of evolution appears as an arbitrary hypothesis. This is precisely where the difference in the appreciation of Goethe's scientific achievements and his other writings lies. Through the latter, he created a new epoch. But the former lack precisely that which would make them the starting point of a new epoch. For we must not deceive ourselves: a scientific world view without a principled foundation is without any kind of justification and is no more than a series of unfounded ideas. Such a view lacks the one characteristic that would make it convincing: inner perfection, self-contained. One would think that with such a fundamental difference in the influence of Goethe's two directions on posterity (that of his artistic and that of his scientific achievements), the origin of the same should also be traced back to two very different dispositions of Goethe's mind. The question arises as to why Goethe was able to achieve the highest level of perfection in one direction, while in the other he was forced to stop where he should have provided the supports for his scientific edifice. Why the highest level of perfection in one area, while in the other it is precisely that which is lacking, which is necessary for perfection? Otherwise, it is much more the task of the genius to state the principles, and it is then up to the lesser minds to draw the further conclusions. It seems to us that these principles are by no means lacking in Goethe, that one has simply not yet found the way to arrive at them. The main characteristic of all of Goethe's views can be traced back to the fact that he seeks everything that is supposed to determine our judgment about an object in the external world in the realm of the latter itself. He does not allow anything extraneous or borrowed from the outside into such a judgment. We can follow this in his ethical, aesthetic and also in his scientific assessments of events or objects. In Truth and Poetry, he occasionally says, in an explanation of his inclination towards incognito: “It is not a matter of objects in so far as they are worthy of praise or blame, but in so far as they can occur.” A judgment about whether something is praiseworthy or blameworthy presupposes an ethical model according to which one values an object. But Goethe rejects such a model because it is not taken from the events themselves, but rather is brought in from the outside. His judgment seeks only that which lies within the events themselves and makes it possible for us to explain why they have come about as they have. In his works one can find innumerable proofs of this direction of his mind. It may be said that Goethe does not judge about the objects of the external world, but he regards them in such a way that they express the explanation that our scientific need demands. He judges in the objects. Knowledge and Belief Goethe's views on the organic can be traced back to this principle. He contradicts the same, both the view of the final causes, which at the time of Goethe still represented almost the whole world, as well as the assumption [regarding] that the living beings could be traced back to mechanical causes. The former view comes down to the fact that an organic being has such an organization that we cannot explain it according to mere physical laws; the components of the being are in a connection and interaction that they would never enter into if they merely obeyed the mechanical-physical forces that govern them. Since these forces are the only ones that are accessible to our knowledge, the structure of organisms can only be explained if we assume that an external principle builds them according to a premeditated plan, so that this structure becomes a purposeful one. In this doctrine, theology found a mainstay of religion, a proof of the existence of God, and Kant gave it philosophical sanction. It contradicted Goethe's fundamental principle because it resorted to something outside the organism to explain it. It had to demand that all the elements that help us to understand the organism be found within it. If living beings have some purposeful structure, then something must be found within them from which this structure follows. Goethe's response to Link, who seeks to explain organic natural phenomena in terms of teleological principles, is: “The author, a knowledgeable botanist, explains physiological phenomena in terms of teleological views that are not, and cannot be, ours.” On January 6, 1798, he wrote to Schiller: “You know how much I am attached to the purposiveness of organic nature inwardly.” But the mechanistic view of living beings was just as incompatible with his fundamental principles as the teleologic one. The reason is quite the same. This view, too, does not explain the organism in terms of laws that are peculiar to it, as it were, innate in it, but rather makes it appear to be dominated by forces that are effective in inorganic nature. He did not want to explain the organic from the inorganic, but from itself. Even in his youth, he rejected the idea that the whole universe could be traced back to mechanical laws, as he describes in Truth and Fiction in relation to the système de la nature. “The système de la nature was announced, and so we really hoped to learn something about nature, our idol.” He sees himself as disappointed. “A matter should be from eternity, and moved from eternity, and should now with this movement right and left and on all sides without further ado produce the infinite phenomena of existence. We would have been satisfied with all this if the author had really built the world before our eyes out of his moving matter. But he may know as little about nature as we do: for by putting up some general concepts, he immediately leaves them to transform that which appears higher than nature, or as higher nature in nature, into material, heavy, indeed moving, but still directionless and formless nature, and thereby believes he has gained a great deal.” The same is expressed in the following saying of Goethe: “The nearest comprehensible causes are comprehensible and for that very reason most comprehensible; which is why we like to think of ourselves as mechanical, which is of a higher kind.” - This is proof that Goethe found teleology and the mechanical world view to be equally insufficient to explain the organic. He demanded that a true science of the organic should create the concept of the organic and the laws of life in the mind, just as Galileo once created the laws of mechanical nature. But that is the task of genius. In his theory of colors, Goethe emphasizes the importance of natural science to the genius, for whom “one case is worth a thousand,” and he admires Galileo for developing the theory of pendulums and the fall of bodies from swinging church lamps. Every advance in science depends on our expanding our system of concepts, for in doing so we shed light in a realm of phenomena that is dark to us. Without Galileo's laws, we can observe the swinging motion of bodies, the motion of falling and throwing, for as long as we like, but we will not understand them. Merely describing the phenomena is not enough. It is essential that our mind is able to create a concept that makes an appearance understandable to us. But this requires creative power. It is the peculiarity of genius that from within it the conceptual does not emerge as a gray, content-free generalization - gray theory - but as one that is saturated and full of content, creating ideas that make the outside world comprehensible to our minds. In our time, however, people fail to recognize the necessity of this creative power of genius for science. This is because they consider the latter to be nothing more than a reflection, a photograph of reality, to which faithfulness is the main requirement. The task of compiling such a “lifelike” image falls primarily to what is called “common sense.” In the face of such a view, the substantial ideas of genius naturally appear as a falsification of experience, as “conceptual poetry”. For this view, genius has a very small role at all. At most, it can hasten the discovery of some natural law through a divinatory insight, it can find sooner what the history of science without it would have arrived at sooner or later, but that genius should also have any significance for the formulation of the content of a natural law is, according to this view, out of the question. In the face of this view, one is driven to ask: why have science at all if it is supposed to offer nothing more than a reflection of experience? Why not be satisfied with mere contemplation? The history of science, as well as science itself today, refutes this view. All progress in science is based on the creative power of the human mind. The laws of nature are not the object of direct experience; they are the creations of the human mind. Goethe belongs to the ranks of those who have truly conquered a field for science by creating new ideas. What he calls the type in the field of organic nature is to the latter what Galileo's mechanical principles are. Only the consistent development of the fundamental view of the necessity of explaining every object of nature from its own self, as set forth above, led Goethe to this idea of the type. But his mission as a poet is also based on the same fundamental direction of his spirit. As a poet, he had the task of transforming immediate reality into poetry. This immediate reality as such no longer satisfies a certain higher need of man. There is something about the way phenomena unfold that can no longer satisfy us. Chance plays a role and brings about constellations in reality that do not satisfy our reason. Goethe felt this more than anyone else. He often speaks of “wicked” chance, by which he means that some event takes an outcome that it would not take if only the necessity of reason were to prevail in the world. His mission in both poetry and science is to arrive at a satisfactory view of things that goes beyond what is directly experienced. “Real life often loses its luster to such an extent” (Poetry and Truth II, 9th book and Schröer's edition of the dramas $117), ”that it [sometimes] has to be refreshed with the varnish of fiction.” But in doing so, he never goes beyond what is given to man in poetry either, so that Merck could say of him that he seeks to give the real a poetic form, while others seek to realize the so-called poetic, the imaginative, which gives nothing but nonsense. We see that Goethe's whole mission actually consists in seeking the necessary, that which satisfies our minds, within reality itself. But his work in the field of inorganic nature is also based on the same disposition of his mind. In the organism, we have a center that works from within the phenomena, and this is what we have to start with in order to arrive at a satisfactory explanation of them. In inorganic nature, however, there is no such central element; all effects can be traced back to external influences, spatial and temporal conditions, etc. It seems almost impossible to provide anything other than a mere photograph if one does not want to go beyond reality. And yet Goethe demands with all his energy that we also seek the principles for explaining phenomena within the given itself. “The highest would be to comprehend that all fact is already theory.” To get to know Goethe from this side, it is necessary, above all, to consider what Goethe the experiment is. A phenomenon of inorganic nature results from the interaction of the qualities that fill space and time, from the interaction of substances and forces. The conditions for the progression of a phenomenon lie in the nature of the interacting objects and in the constellation in which they find themselves as a result of their location in space and time. This latter factor is now something that is added to the nature of the objects. Phenomena thus always contain a factor that prevents us from explaining them as a necessary consequence of the existing objects. According to Goethe, the experiment is to eliminate this factor of direct experience. The experiment is to bring the objects of the sensory world into such a mutual dependence that we are able to recognize a certain event as the necessary consequence of the existing objects. Everything that modifies the original mutual behavior of the objects is to be eliminated by the experiment. Goethe calls a phenomenon that comes about in this way a primal phenomenon. In mathematics, the primal phenomenon of physics corresponds to the axiom. The latter has no other function than to show us the relationships between simple spatial quantities in such a way that their connection is immediately comprehensible to us without further deduction. The entire mathematical system is nothing more than a complication of the axioms. Goethe wants to shape physics in an analogous way. It should be a system that arises through a complication of the archetypal phenomena and thus has an inner necessity in the way it is constructed. We find every phenomenon of experience in the system of science, not only in the random constellation in which it appears to us in the external world, but in a systematic whole from which it can be fully understood in its course. For Goethe, theory is nothing more than higher experience, but precisely higher experience, in which all details are connected as required by reason. “There is a delicate empiricism that makes itself intimately identical with the object and thereby becomes the actual theory” (Spr. in Prosa, N. 906). Do we now ask whether Goethe's view of nature really lacks fundamental principles and whether it therefore proves to be incomplete, unfinished, in need of justification? The preceding pages show most decidedly that this is not the case. The foundations of Goethe's scientific views are the most definite that can be imagined, and they are identical with those that determine the whole direction of his work. His view is self-sustaining and did not have to await its justification from a later time. What it lacked was to apply the given points of view to all areas of the world of phenomena. The reason why the self-justifying guarantee of Goethe's world view was denied is that so far no one has considered his scientific endeavors in the context of his entire being. But most of his assertions are not at all comprehensible without such a perspective, and it is easy to then attribute a false sense to them. If we now look from the Goethean view of nature to the modern one, of which he was a prophet, then we must indeed admit that his starting points were essentially different. The modern view of nature arose from the need to explain the entire universe in terms of mechanical causality. It was believed that the explanation of nature could only be made consistent if the laws that govern the inorganic could also be extended to the organic. We see that this view is based on a premise that Goethe rejected. From this alone it is clear that the similarity of one of Goethe's assertions with one of the mechanical explanation of nature can only be an external one, and that it is absolutely necessary to go back to the most original axioms of Goethe if one wants to recognize the true meaning of his assertions. From this it also becomes clear how the misunderstanding we referred to above regarding the recognition of Goethe as a scientific thinker developed. There is a certain, and it must be admitted extensive, agreement between Goethe's view of nature and that of modern natural science; however, Goethe starts from completely different premises than the latter. But because these latter premises were not regarded as really scientific, because they were denied the power to found a view of nature, it was concluded that Goethe lacked the principles for his view of nature altogether, whereas in fact he lacked only those that dominate the mechanical explanation of the universe. Goethe's view of nature is thus a self-contained whole, with its own foundations, and can only be understood in itself. By being lumped together with other theories, it is placed in an inadequate position. But if one is to pass judgment on its influence on the shaping of science, then it must indeed be described as very slight, and it remains for the future to decide whether, through the power inherent in it, it will succeed to satisfy the scientific needs of humanity more than other explanations of nature, and whether it will thus one day be granted a more fruitful influence on the development of human thought than has been the case so far. |
92. The Occult Truths of Old Myths and Legends: Parzival and Lohengrin
03 Dec 1905, Cologne Rudolf Steiner |
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The progress of human spiritual culture has always been consciously referred to as the progress of the sun. Before 800 BC, the sun passed through the constellation of Taurus for about 2200 years. Over in Asia, the bull was worshipped as the divine. Even before that, the twins were worshipped in Persia for the same reason: good and evil, duality. |
[Today the Sun is in the sign of Pisces.] The Knights Templar point to the next constellation; the Sun will then enter the constellation of Aquarius. There Christianity will truly arise for the first time, paganism united with Christianity. |
92. The Occult Truths of Old Myths and Legends: Parzival and Lohengrin
03 Dec 1905, Cologne Rudolf Steiner |
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Today, we want to take a look at the world of medieval legends from the point of view of the theosophical worldview. Two important legends are characteristic of the intellectual development of Europe in the Middle Ages, the two legends that are grouped around the Holy Grail. In earlier times, the knowledgeable expressed themselves to the people about the deepest truths through legends and myths. If the people who lived where Northern and Central Europe is today had been taught such concepts as we now get in the theosophical world view, the people of yore would not have understood them. The sages spoke to each people and age as that people and age could understand. They always based their teachings on the law of reincarnation. The sages who told the secrets of the world to the peoples of Northern and Central Europe were the Druids. “Druid” means “oak”. When it is said that the Germans celebrated their religious services “under oaks”, it does not only mean that they really celebrated their services under natural oaks, but it also means that they were under the guidance of the Druids. And when it is said that Boniface “fell the oak,” it means that the old Druidic service was overcome by Christianity. A true fact was given in the form of the saga. The Druid introduced the true facts into the sagas. The Druid priest was already speaking to all the souls that are today absorbing our worldview. He spoke to them in a way that was appropriate for that time. All of us who have adopted the theosophical worldview have heard the same things before in myths and fairy tales, otherwise we would not be able to understand them today. This is the secret of the great masters: they live fully in the awareness that they are among people who are repeatedly embodied. Throughout the Middle Ages, the basic truths of Germanic-Central European culture lived in a great saga. If we get to know this saga, we understand what was present in the Middle Ages. The Druid priests nourished the awareness that once upon a time there was a high culture far to the west. This culture was in a land called Nifelheim or Nibelungenheim. This Nifelheim was the old Atlantis. It used to be a foggy place because of its peculiar atmospheric conditions, which were very different from ours. The Germanic tribal saga thus truly reflects the truth. It points to an ancient land that once existed between Europe and America, where the Atlantic Ocean is now. This ancient land of Atlantis perished, along with the treasures of power and wisdom. These treasures were referred to as gold, and their demise is told in the saga as the sinking of the gold of the Nibelungen hoard. The treasure of the Nibelungs is to be raised in a new way, more in the East, in Europe. First Wotan, then Siegfried are the initiates who have the task of bringing the old treasure back to today's Europe, of making the Nibelung hoard fruitful again for newer culture in a certain way. The fact that the saga presents us with a secret initiate, Wotan, helps us to gain a deep insight into another ancient culture. The letters W and B correspond to each other. Wotan, Wodan is the same as Bodha Buddha. Wotan is actually the Germanic form of the word Buddha. We come across a common origin of the European Wotan religion and the Asian Buddha religion. The Buddha religion did not spread so much in India, but among those peoples of Asia who still had something of the Atlantean culture in them. The Wotan peoples also brought their views from the Atlantean culture. Their further development was expressed in the legends that the Druid priests had taught them. The saving of the hoard of the Nibelungs - the Atlantean culture - by Wotan and Siegfried is particularly beautifully expressed in these sagas. A tragically prophetic thread runs through these sagas, which can be found from Russia via Germany to France and England, and can be found everywhere where druid priests taught. They taught prophetically: a twilight of the gods will come. We are the remnants of Atlantean culture. We must die to make way for something better. Our initiates are prophets of what is to come. A certain tragedy is expressed in all those who are initiated in the manner of Siegfried. The Song of the Nibelungs contains an ancient form of initiation: the distress of the Nibelungs, the lament of the Nibelungs. The very intimate disciples were taught that another would come who would bring the spiritual life. The mood of the Götterdämmerung was spread everywhere. All lived in the feeling and the intimate disciples in the certainty: One will come who will be very different from our initiates. - This is expressed in the saga through Siegfried. In Scandinavia and Russia, the Drotten mysteries were analogous to the Druid mysteries. “Drotte” is another form of Druid. Throughout the ancient mysteries, Sig is the name of the original, great initiate. All names composed with “Sig” lead back to Sig, for example Sigurd, Sigmund, Sieglinde and so on. Siegfried was the initiate who had found peace in initiation. “Peace” means that which leads the human being beyond all doubt; it is the satisfaction of desire, the desire for knowledge, for power. Siegfried is depicted in all pictures as invulnerable. Achilles, the Greek initiate, remained vulnerable at one point, at the heel. Siegfried, after overcoming the dragon, became invulnerable except for one point, the point between the shoulder blades. This is where the cross is to be carried. This symbol played a profound role in the ancient mysteries. There it was said: You are all vulnerable at the point where one will have the cross. The one who will cover this place with the cross, the cross-bearer, will be the great initiate who is no longer vulnerable. This is what gives the Nordic saga its great appeal. This wisdom was an apocalyptic wisdom. All occultists know that this wisdom emanates from a central oracle of twelve initiates, the so-called “White Lodge”. From there, the wisdom is carried out into the world. Nowhere is this different from the fact that the individual knows himself to be connected to the others. Everywhere there were twelve members of the lodge. Such are also the twelve apostles. The consciousness of those who intuitively perceive and the wisdom of those who know leads back to the Round Table of King Arthur. This is nothing other than the Great White Lodge, which in the Siegfried initiation made clear to the nations what it had to say to the world. Great initiates were members of the Round Table, which existed in Wales until the time of Queen Elizabeth of England. Then it was abolished for political reasons. Two very specific political currents were traced back to these primeval times by medieval popular consciousness. In the Frankish people, who were so fortunate as to conquer the West of Europe, there was a dynasty that actually traced its origins back to the times of Atlantis. They were called the “Wibelungen” or “Nibelungen” — from which the word “Ghibellines” later emerged. There was an old consciousness of a ruling dynasty rising among the Franks, rooted in the old Nibelungen land, combining secular and priestly power. That is why Charlemagne tried to have the royal crown placed on him in Rome, to add a spiritual element to the secular one. Originally, all the power that was assumed was derived from what had come over from Atlantis. The fact that people thought and sensed that a twilight of the gods was coming also connected a certain tragic trait to the ruling dynasty. It was said: Those who want to know can well become initiates, but they must be replaced by something else. This sentiment was first expressed in the well-known Barbarossa saga; then something was added that was not in the usual saga. Barbarossa was correctly thought of as a continuation of the old Franconian rulers. The Hohenstaufen were the Ghibellines, Waiblingen, Wibelungen, Nibelungen, in contrast to the Guelphs, the Guelfs. The more intimate version adds to the well-known Barbarossa saga that Barbarossa brought the Holy Grail from Asia to Europe. He himself perished as a physical personality and now waits for his time to come. This expresses the whole mood of the Middle Ages towards ancient paganism and the new Christianity. People began to look at their own national soul and said: We brought our culture over from ancient Atlantis. But it is destined to perish; Christianity must take its place. But it will rise again, purified, cleansed, elevated by Christianity. — A beginning was made to create a transition from the end of the descent to the beginning of the ascent. A beginning was made to imagine the course of the lower German spiritual culture in such a way that the clairvoyant, Atlantean consciousness was replaced by something that had yet to come. Natural bravery, piety, virtue had to be reclaimed in a different, new way. There were three conceptions, conceptions of three definite powers: Wotan is the intuitive power as represented by the initiate; Wili is the will itself; We is the mind, with a tragic trait where it becomes apocalyptic. Now another time was to come. Now, through the Christian teaching, the point of passage was to be gained, and one was to ascend again to what was before the twilight of the gods. That Barbarossa sits in the mountain means that he is an initiate. The “mountain” is the place of initiation. Christ went with his disciples “on the mountain” - into the mystery. The ravens signify an initiation of Barbarossa. In the Persian initiation ritual, there are seven stages of initiation. The “ravens” signify the first stage of personal initiation. They denote the still existing connection of the initiate with the environment. Think of the ravens of Elijah. We also find ravens with Wotan. They mediate his communication with the environment. Thus, Barbarossa, the initiate, also had the ravens around him, which still kept him connected to the world. Barbarossa had brought the Holy Grail from the Orient. This Holy Grail had been kept on the Mons salvationis, the mountain of salvation. It is now surrounded by the successors of King Arthur's Round Table, the twelve knights who added the Christian initiation to the old pagan initiation. The Grail is the symbol of the Christian initiation. Those who wanted to be initiated into the secrets of the Holy Grail became Christian initiates. One becomes a Christian initiate by first going through all doubts and then getting a firm hold in the connection with Christ Himself. One thing is necessary for this: direct trust in the figure of Christ. The first disciples placed particular emphasis on the fact that Christ was there. They say: We want to bear witness that we were with Him. We have laid our hands in His wounds. What we have seen and heard ourselves, that we proclaim. Paul is an apostle because he has truly seen the Risen One in spirit. It depends on the direct experience, which one acquires not through wisdom and logic, but directly. It is clear to us what Parzival is meant to achieve on his wanderings. Parzival's mother is called Herzeleide. If you read Wolfram von Eschenbach's Parzival, who was a thoroughly initiated man, deeply, between the lines and words, you will find that the name of Parzival's mother, Herzeleide, is a reflection of the tragic trait that lay in the German soul. Those who do not follow the Parzival path carry sorrow in their hearts; they have to gain peace for themselves. Wolfram von Eschenbach knew how to clothe the saga in a beautiful form. With the one fact, he meant a profound symbol - the female personality always signifies consciousness: Herzeleide is the state of consciousness from which Parzival starts. At first he has a tragic consciousness. He struggles through everything that worldly knighthood can offer, with a naive, simple consciousness, in order to come to the secret of the Holy Grail. We must keep this together with the Barbarossa saga. Barbarossa went to Asia to seek the secrets of the Holy Grail, the initiation of Christianity. But he perished on the way to the Holy Grail. He has to wait “in the mountains” until Christianity can find the connection to the earlier initiation. Barbarossa brought Christianity, but has not yet achieved the deeper initiation of Christianity. Parzival is the new Christian initiate, the great symbol that replaces the Siegfried initiation. Siegfried has overcome the lower nature, the lindworm, the snake. Parzival becomes the initiate of the Holy Grail, who gets to know the one who is invulnerable where Siegfried was still vulnerable. In Parzival, the original idea of Christianity is expressed. It no longer knows the idea of reincarnation. One regards the one life between birth and death as the only one. The valuable thing is the one incarnation. One no longer looks up to Manas, Budhi, Atma. The Parzival initiation was only to come to the awareness of the connection with Christ, to consider the one incarnation in which man comes to knowledge through compassion and not through knowledge to compassion, as it happens through theosophy. Theosophy teaches us to recognize how we are one with all people. Through it, one knows that one is responsible for what our brother does. Theosophy leads through knowledge to compassion. But humanity had to go through a period of development for a while, where it was to come to knowledge through compassion. It had to descend into the depths of compassion, because one can also come to knowledge there. It had to be so, in order that people might get to know this earthly world in all its importance. Christianity was to educate humanity, so that the earthly might also be grasped in its significance. Therefore, man first had to be directed, steered downwards, in the moral sense, towards physical life. Only then could he arrive at the great achievements that begin with city culture. The progress of the Middle Ages is described in the saga in the transition from the Parzival saga to the Lohengrin saga. This saga emerges at a time when cities are being founded all over Europe, primarily serving the emerging bourgeoisie, which is no longer based on the spiritual life but on the material life. All material achievements are prepared in the cities, for example, the art of printing. Without the culture of the cities, modern science would not have been able to develop in this way. The universities are also a consequence of this culture. A Copernicus, a Kepler, a Newton and so on would not have been possible without it. Dante's “Divine Comedy” and the painters of the Renaissance can also be traced back to the culture of the cities. The saga of the connection between Parzival, the father, and Lohengrin, the son, points to the importance of urban culture. Elsa of Brabant represents the cities, the urban consciousness. In all mysticism, that which works against the physical world is presented as something feminine. Goethe speaks of the “eternal feminine”; in Egypt, Isis was worshipped in this sense. Let us consider the stages of the chela's initiation. The chela must first overcome three stages. The first step is that of the homeless man, where man is torn out of the physical world, where he becomes objective towards the physical world. He must unlearn to be partial, he must learn to love everything equally; he does not love less, but he transfers his love to everything that deserves love, not just to his homeland and so on. The second step is where the chela builds huts. He finds a new home. The disciples on the mountain have reached this stage. They are beyond space and time, they see Elijah and Moses. That is why they say: “Let us build huts.” The third stage is that of the swan. A swan is the chela who has come so far that all things speak to him, even those who have their consciousness on higher planes. On the physical plane, only man has the ego. The animal has consciousness on the astral plane, the plant on the mental plane (rupa plane), the mineral on the higher mental plane (arupa plane). One must rise to higher worlds to find the I, the names of other beings; there things speak their own names to the chela. The world then becomes resounding and sounding for him everywhere. In view of this fact, Goethe says: The sun resounds in the ancient manner In the spheres of the brothers' song, And its prescribed journey it completes With a thunderclap. He repeats this reference from the prologue in heaven where he leads Faust over into the higher worlds: The new day is already born for the ears of the spirit. Rock gates creak and rattle, Phoebus' wheels roll and clatter, What a roar brings the light! It trumpets, it trompets, the eye blinks and the ear is amazed, Unheard-of things are heard. It is not a matter of indifference that the Prologue in Heaven in the first part of “Faust” and the second part begin in this way. Goethe was pointing to something very specific: it is the third degree of chelaship, where the world around us becomes resounding and all things tell us their name. Jesus had reached such a degree when he was to receive Christ. This degree was designated in the White Lodge as the swan. Swans were those who were no longer allowed to speak their name, but to whom the whole world revealed its names. Lohengrin, the son of Parzival, is the initiate who founded city culture, who was sent by the great Grail lodge to fertilize the consciousness of medieval humanity. Elsa of Brabant characterizes the striving human consciousness, which is fertilized by the environment, the masculine. The urban consciousness represented by Elsa is to be fertilized by Lohengrin, by the Holy Grail. The connection between Lohengrin and Elsa of Brabant is the connection between material culture and the spiritual task of the fifth sub-race. The swan is the man initiated in the third degree, who brings in the Master from the Great Lodge. Man must let the Master work upon him without asking about His nature. Elsa of Brabant must accept what He gives her as her due. The moment she asks out of curiosity, the initiate disappears. All this is expressed in the Lohengrin saga. The Templars had brought the initiation wisdom of the Holy Grail from the Orient to the Mountain of Salvation, mons salvationis, the place of initiation of Christianity. An initiation ceremony pointed directly to the future of the whole human race. It was said: a time will come when Christianity will experience a new phase. The progress of human spiritual culture has always been consciously referred to as the progress of the sun. Before 800 BC, the sun passed through the constellation of Taurus for about 2200 years. Over in Asia, the bull was worshipped as the divine. Even before that, the twins were worshipped in Persia for the same reason: good and evil, duality. Around 800 BC, the Sun entered the sign of Aries or the Lamb. This is indicated by the legend of Jason and the Golden Fleece. Christ calls Himself the Lamb of God because He appeared under this sign. [Today the Sun is in the sign of Pisces.] The Knights Templar point to the next constellation; the Sun will then enter the constellation of Aquarius. There Christianity will truly arise for the first time, paganism united with Christianity. This culture will resurrect a new John. This moment will occur when the sun is in the sign of Aquarius. John means 'water bearer'; he will be the herald of a new era of Christianity. It is said that the Knights Templar pointed to John the Baptist, not to Christ. But the John of whom they speak is the Aquarius. The last phase of Christianity, which originated with the initiate Lohengrin, has brought about the period of usefulness, which has now reached its peak. The theosophical movement wants to be the successor of such movements, as the Parzival movement was and as the one that originated with the initiate Lohengrin. Modern materialism also owes its origin to great initiates, but it must be replaced by a new phase, by a new cycle. This is what Theosophy wants to bring about. But it is always the initiates who speak when a new cultural impact is to be given. |
123. The Gospel of St. Matthew (1965): Lecture II
02 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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Terms and phrases that had been used in ordinary intercourse for centuries proved to be utterly inadequate, whereas the opposite was true of the pictures arising when the gaze was directed to the expanse of universal space, to the constellations, to the appearance of a certain star or the eclipse of one heavenly body by another at definite times. |
It was therefore expressed pictorially by saying : When the highest power developed by an an individual coincides with the highest power developed by a particular folk-soul, it is as when the Sun is in the constellation of Leo and radiates its light from there. In this example the picture of the Lion was chosen to denote something manifesting in its greatest strength in the evolution of humanity. |
Such is the origin of certain expressions used in history; they were derived from the stars and constellations,and were the means used to express spiritual facts in the life of mankind. When it is said, for example, that an event in the evolution of humanity is expressed symbolically by a phenomenon in the heavens such as the Sun in Leo or in some particular constellation, trivial thinkers are very apt to reverse the real meaning and state that all happenings connected with the early history of humanity were mythical descriptions of movements of celestial bodies; whereas the truth is that earthly events were expressed in pictures taken from the constellations. |
123. The Gospel of St. Matthew (1965): Lecture II
02 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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In the early lectures of this Course it will be necessary to repeat certain things that were said in explanation of the Gospel of St. Luke. There are facts and happenings in the life of Christ Jesus which cannot be understood unless these two Gospels are compared. For any deeper understanding of the Gospel of St. Matthew it is of primary importance to know that in respect of his physical body, the Individuality with whom this record is primarily concerned had descended from Abraham through three times fourteen generations; he therefore represented a kind of quintessence of the whole Hebrew race. Spiritual Science knows that this Individuality and the original Zoroaster or Zarathustra were one and the same. In the lecture yesterday some idea was given of the external scene of Zarathustra's activities in the very ancient times in which he lived, and now the views of life and the world prevailing in his environment must also be considered. Principles of profound significance were contained in the world-view held by men in those regions and to speak of only a few of the teachings that are rightly regarded as having been given by the first Zarathustra is to point to deep foundations of all post-Atlantean thought. External history itself tells us of the two fundamental principles underlying the teachings of Zarathustra: the principle of Ormuzd, the Good Being of Light, and that of Ahriman, the Being of Darkness and Evil. But even in exoteric presentations of this religious system it is emphasized that these two, principles—Ormuzd or Ahura Mazdao, and Ahriman—derive from one universal principle: Zeruane Akarene. What is this single, undivided origin, from which the other two principles—at war with one another in the world—derive? Zeruane Akarene is generally translated ‘uncreated Time’. The primal principle of which Zarathustra's teaching tells may therefore be thought of as the calm, as yet undisturbed flow of cosmic Time. Moreover, the very sense of the words implies that it is meaningless to pursue the question further—to ask what was the origin of this calm flow of Time. It is important to realise once and for always that one may speak of something in cosmic existence without being justified in putting further questions, let us say, about the causes of a First Principle such as this. Whenever mention is made of a cause, abstract thinking will seldom refrain from asking further questions about the cause of that cause, and so on, forcing the concepts back as it were to infinity But when there is a desire to stand firmly on the ground of Spiritual Science, genuine meditation will make it clear that questioning about causes must end somewhere and that to continue it beyond a certain point is merely to indulge in fantasy. In the book Occult Science—an Outline I referred to this form of mental procedure. As an example, I said that the sight of wheel-tracks on a road may evoke the question: What has caused them? The answer is: The wheels of a cart. Further questions might be: Where, exactly, are the wheels joined to the cart? Why do they make tracks and why was the cart being driven along the road? Such questions can be answered. The cart made the tracks because it was being driven along the road and it was driven because someone wanted to be carried in it—but this kind of questioning leads finally to the intention which caused the person concerned to use the cart. And if a halt is not made here, further questions regarding the cause of the intention lose point and become no more than a game. The same is true in connection with the great questions of Cosmogony. Somewhere our questioning must end. For the deeper teachings of Zoroastrianism it is meaningless to go back beyond the calm flow of ‘uncreated Time’. We now see that Zoroastrianism divides Time itself again into two principles, or—better said—speaks of two principles proceeding from Time: a good principle of Light characterized as that of Ormuzd, and an evil principle of Darkness, that of Ahriman. This dual conception is based upon a profoundly significant truth, namely that all Evil in the world, everything that in its physical image must be called dark and sinful, was not originally so. I said that in ancient Persian thought, the wolf, for example—which in a certain way represented something savage and evil, an outcome of the working of the Ahriman-principle—was regarded as having degenerated; when left to itself the Ahriman-principle could become active in it. Thus the wolf had descended from a being in which the presence of the Good cannot be denied. According to the conceptions of the ancient Persians and the earliest Aryan peoples, the fundamental principle in evolution is that Evil comes into being because something that was good in the form in which it existed in an earlier epoch retains this form in a later age; in failing to transform itself it becomes retrogressive, for it preserves the form suitable for an earlier time. Therefore the cause of all Evil :all Darkness, was to the earliest Aryan peoples simply this: a form of being that was good in a previous epoch continues without change into later times and the consequence of the impact of such a form with one that has made progress is a. battle between the two—the battle between Good and Evil. So in the thought of ancient Persia, Evil is not absolute Evil but, rather, Good manifesting out of its appropriate time, something that once, in an earlier period, was good but is no longer so. Evil in the present, therefore, manifests in the form of events through which conditions suitable for the past are carried into the present. When there is as yet no conflict between the earlier and the later, Time is still undifferentiated, not divided into single ‘moments’. This profoundly significant world-view held by very early post-Atlantean peoples can be regarded as, the basis of, Zoroastrianism; it includes the concept that was characterized in the lecture yesterday and was dominant in those who adhered to the teachings of Zarathustra. There is evidence on every side that these peoples recognized two phases proceeding from the hitherto undivided flow of Time—two phases coming into conflict as they encounter one another and resolving their conflict only in the stream of onflowing Time. It was realised that the new must come into being and that the old must not be swept away; the goal of the Universe—above all, the goal of the Earth—will be achieved through the creating of balance, of harmony, between the old and the new. This conception, as it has now been characterized, lies at the basis of all forms of higher development originating in Zoroastrianism. Once the original centre of Zoroastrianism had been established in the region and epoch indicated yesterday, its influence was effective wherever it made its way. And we shall see what a tremendous effect it had upon subsequent epochs, giving expression everywhere to the teaching on the polarity between the old and the new. The reason why Zarathustra was able to exercise such a far-reaching influence upon posterity was that at the time when he had attained the highest Initiation possible in his day, he had two intimate pupils of whom I have previously spoken.1 To one of these pupils Zarathustra taught everything relating to the secrets of surrounding physical Space, the secrets of contemporaneous existence. To the other pupil he taught the secrets of Time in flow, the secrets of evolution, of development. On a previous occasion I said that at a certain point on the path of Initiation such as this, something of great significance is able to take place, namely that the teacher can offer up part of his own being to his pupils. And Zarathustra offered up to his two pupils his own astral body and his own etheric body. The Individuality of Zarathustra, the inmost core of his being, remained intact for ever-recurring incarnations. But his astral ‘raiment’, that is to say the astral body in which he had lived as Zarathustra in a very early post-Atlantean epoch—this astral raiment was so perfect, so charged with the essence of his whole being that it did not disperse as do the astral sheaths of other human beings, but remained intact. In the great process of evolution the power of an Individuality bearing human sheaths of this quality, may enable them to remain intact and be preserved, and this was so in the case of the astral body of Zarathustra. The pupil who had received from Zarathustra the teaching about Space and everything that exists contemporaneously in physical Space—this pupil was reborn in the personality known in history as the Egyptian Thoth, or Hermes. Occult investigation reveals that he was destined not only to consolidate in his own being all the teaching imparted to him in an earlier incarnation by Zarathustra, but to do even more. This was made possible by the fact that through a process enacted in the holy Mysteries, the preserved astral body of Zarathustra himself was incorporated into him. Thus the Individuality of this pupil of Zarathustra was reborn as the inaugurator of Egyptian culture. The Egyptian Hermes therefore bore within himself part of the being of Zarathustra, and this power, together with the fruits of his own former discipleship, enabled Hermes to give the impulse for all that was great and significant in the culture and civilization of ancient Egypt. In order that the mission of this messenger of Zarathustra might be fulfilled, there had naturally to be a folk suited to receive the impulse. Only among those peoples who had taken the more southerly path from Atlantean territories, had settled in the East of Africa and in whom a high degree of clairvoyance in its Atlantean form had been preserved—only among such peoples could fruitful soil be found for what Hermes, the reborn pupil of Zarathustra, was able to impart. The soul-life prevailing in the Egyptian population came into contact with the teaching of Hermes and from this source the culture of ancient Egypt developed. It was a culture of a very special character. Think of what treasures of wisdom had been received by Hermes when Zarathustra imparted to him the secrets of things existing contemporaneously in Space. Hermes bore within his own being this supremely important teaching of Zarathustra. As we have often heard, the most characteristic feature of Zarathustra's teaching was that he directed the attention of his people to the Sun and the external light of the Sun, explaining to them that this solar body is only the outer sheath of a lofty Spiritual Being. Thus Zarathustra entrusted to Hermes the secrets of the the reality of being underlying the whole of Nature in the world of Space, the reality of being which underlies everything in contemporaneous existence but goes forward through Time from epoch to epoch, manifesting itself anew in each particular epoch. The wisdom possessed by Hermes concerned all that proceeds from the Sun and evolves to further stages. And the reason why he was able to instill this teaching into the souls of the descendants of Atlantean peoples was because those souls had at one time themselves gazed into the mysteries of the Sun and had preserved in memory something of their vision. Everything, of course, had advanced in evolution—the souls who were destined to receive the wisdom of Hermes, as well as Hermes himself. Circumstances were different in the case of the second pupil of Zarathustra. To him had been entrusted the secrets relating to the flow of Time, and he had necessarily to experience the conflict between the old and the new, the active principle of contrast, of opposition and of polarity, implicit in evolution. Zarathustra had offered up part of his being for this second pupil as well, and when the latter was reborn he too was able to receive what had been bequeathed to him. Whereas the Individuality of Zarathustra remained intact, the astral and etheric sheaths were separated from him, but because they had been borne by such a mighty Individuality, they too remained intact and did not disperse. At a certain point in his new incarnation, this second pupil, to whom had been communicated the wisdom relating to Time—in contrast to that relating to Space—this second pupil received into him-self the etheric body of Zarathustra, who had offered it up as he had offered up his astral body. This second pupil of Zarathustra was reborn as Moses, into whom, in very early childhood, the preserved etheric body of Zarathustra was incorporated. Religious chronicles that are genuinely based on occultism contain mysterious clues pointing to the secrets disclosed by occult investigation. To enable Moses, the reincarnated pupil of Zarathustra, to receive into himself the etheric body of his former teacher, something quite unusual must necessarily happen to him. It was essential that the miraculous legacy he was to receive from Zarathustra should be incorporated into him before impressions from the environment were made upon his individuality, as in the case of other human beings. This is narrated symbolically in the story that he was laid in a cradle of reeds and lowered into a river—an indication of a remarkable Initiation, During the process of Initiation a human being is shut off from the outer world for a certain period of time and what he is destined to receive is then instilled into him. Thus the etheric body of Zarathustra that had been preserved intact was incorporated into Moses at a certain moment while he was shut off from the outer world; and then there could come to flower within him the wonderful wisdom concerning Time once imparted to him by Zarathustra. He was able, now, to give expression to it in pictures suitable for his people. Hence we have from Moses the mighty pictures of Genesis—external Imaginations of the wisdom of successive epochs. These pictures were the expression of reborn knowledge, of wisdom that had once been imparted to him by Zarathustra and was now rooted in his very being because the etheric sheath of Zarathustra himself had been incorporated into him. But in a measure of such significance for the evolution of humanity, two factors are essential. Not only must there be an Initiate to inaugurate an impulse in culture, but it must be possible for this great Individuality to plant the seed of future culture in the folk-soil suitable for it. And to understand the nature of the folk-soil into which Moses could plant what had been transmitted to him by Zarathustra, it will be well to concern ourselves with a certain, characteristic of the Mosaic wisdom. In an earlier incarnation, then, Moses had been a pupil of Zarathustra. At that time there had been imparted to him the wisdom relating to Time together with the secret that in all epochs the earlier clashes with the later, thus producing contrast. If Moses as the bearer of this wisdom was to become a factor in the evolution of humanity, it had to be presented as a contrast to the other stream of wisdom—the Hermes-wisdom. And this was what actually happened. Hermes had received from Zarathustra the direct wisdom, the Sun-wisdom, that is to say, knowledge of the reality of being working mysteriously in the outer, physical sheath of the light—the solar body. With Moses it was different. The kind of wisdom of which he was the recipient is harboured more in the denser, etheric body, not in the astral body. His was the wisdom that does not only look upwards to the Sun, seeing all things streaming from the Sun, but is also concerned with what stands over against the light and essential quality of the Sun; this wisdom assimilates—without being corrupted by it—that which has become earthly, dense, solidified, old. This was Earth-wisdom, comprised, it is true, within Sun-wisdom, but for all that essentially Earth-wisdom, The secrets of Earth-evolution, of how man develops on the Earth and how the Earth evolves when the Sun has separated from it—these were the secrets imparted to Moses. And this, if we study the inner, not the external aspects of the matter, explains why we encounter in the teachings of Hermes something that is an utter contrast to the wisdom of Moses. In studying all such matters, certain modes of thought current at the present time apply the principle that in the night all cows are grey! Those who think in this way have eyes only for similarities and are overjoyed when, for example, they find the same thing in the teachings of Hermes and of Moses: here a triad, there a triad, here a quaternary, there a quaternary, and so on. But there is not much point in this. It would be rather like a person setting out to train someone else to be a botanist without teaching him what differentiates, let us say, a rose from a carnation, but speaking only of features that are identical in both. This does not help. We must know in what respects the beings themselves, and also the forms of wisdom,differ; we must realise that the Moses-wisdom was quite different in character from the Hermes-wisdom. Both forms of wisdom proceeded, originally, from Zarathustra; but just as unity, divides and manifests in very various ways, so did Zarathustra give essentially different revelations to each of his two pupils. If we steep ourselves in the Hermes-wisdom, we find illumination on cosmogony—it explains to us the origin of worlds and the operations of the inpouring light. But in the Hermes-wisdom we do not find the concepts which reveal the fact that in the evolutionary process the earlier works on into the later, and because of this, the past and the present come into conflict, causing the opposition between Darkness and Light. Earth-wisdom which makes intelligible to us how the Earth, together with Man, evolved after the Sun had separated—this is nowhere contained in the Hermes-wisdom. But it was to be the special mission of the Moses-wisdom to make comprehensible to men the evolution of the Earth after the separation of the Sun. Earth-wisdom was to be the gift of Moses; Sun wisdom, the gift of Hermes. To Moses, with his remembrances of all that had been imparted to him by Zarathustra, there is revealed the process of the Earth's evolution and man's evolution on the Earth. His starting-point as it were is the earthly; but the earthly is separated from the Sun and contains the Sun-nature in a weakened form only. The earthly comes towards and meets the Sun-nature. Hence the Earth-wisdom of Moses had actually to encounter the Sun-wisdom of Hermes in concrete existence; these two streams of wisdom had to contact each other. The outer circumstances too indicate this in a most wonderful way. Moses is born an Egypt, his people are brought thither and make contact with the. Egyptians—the people of Hermes. These happenings are the outer reflection of the contact of Sun-wisdom with Earth-wisdom. Both forms of wisdom stem from Zarathustra but pour over the Earth in quite different streams of evolution, eventually meeting and working in conjunction. Now certain wisdom connected with proceedings in the Mysteries always expresses itself in, a very special way about the deepest secrets of human and other happenings. In the lectures on Genesis given at Munich, I indicated how extraordinarily difficult it is to speak in terms of current language of these great truths which embrace not only the deepest secrets of the being of man but also cosmic facts. Our words are often fetters, for they bear the connotations that have come to be attached to them from long usage, and when with the great wisdom-truths unfolding themselves in the soul we resort to language, endeavouring to clothe these inner revelations in words, we find ourselves battling with a dreadfully feeble instrument. The greatest piece of nonsense uttered in the course of the 19th century and repeated times without number is that it should be possible to couch every real truth in simple words and that language, with the means of expression it offers, should actually be a criterion of whether a person is in possession of some particular truth or not. This statement, however, only shows that those who make it are not in possession of essential truth but only of such truths as have been conveyed to them through language in the course of the centuries, the forms of which may change. For such people language is adequate and they feel nothing of the struggle that must often be waged with it. But this struggle becomes only too glaringly real when something of great consequence has to be expressed. (I referred in Munich to the hard struggle I had with language in connection with the passage spoken in the meditation chamber at the end of the first scene, in. the Mystery Play, The Portal of Initiation. It was actually no more than a faint echo—all that could be expressed through the feeble instrument of language—of what the Hierophant was intended to say to the pupil.) In the sacred Mysteries the very deepest secrets were brought to expression and the inadequacy of language for this purpose was felt at all times. Hence the age-long efforts in the Mysteries to find means of expression for the soul's experiences. Terms and phrases that had been used in ordinary intercourse for centuries proved to be utterly inadequate, whereas the opposite was true of the pictures arising when the gaze was directed to the expanse of universal space, to the constellations, to the appearance of a certain star or the eclipse of one heavenly body by another at definite times. These were pictures well fitted to portray particular happenings and experiences in man's life of soul. I will give a brief example. Let us suppose it was a matter of announcing that something of great and far-reaching importance would take place at a particular moment in time because some human soul would then be sufficiently mature to undergo a sublime experience and to communicate it to his people; or perhaps there might have been a desire to indicate that a people, or a particular section of humanity, had reached a certain state of maturity in evolution and that an Individuality had come to dwell among them, possibly from some quite different region. In the latter case, the highest point reached in the development of this individual was coincident with the highest point reached in the development of the folk-soul of the people concerned and it was desired to express the unique nature of this event. Nothing that could be conveyed through ordinary language was found to be lofty enough to impress men's feelings with the significance of such an event. It was therefore expressed pictorially by saying : When the highest power developed by an an individual coincides with the highest power developed by a particular folk-soul, it is as when the Sun is in the constellation of Leo and radiates its light from there. In this example the picture of the Lion was chosen to denote something manifesting in its greatest strength in the evolution of humanity. A phenomenon in cosmic space was thus used to indicate a happening in the life of humanity. Such is the origin of certain expressions used in history; they were derived from the stars and constellations,and were the means used to express spiritual facts in the life of mankind. When it is said, for example, that an event in the evolution of humanity is expressed symbolically by a phenomenon in the heavens such as the Sun in Leo or in some particular constellation, trivial thinkers are very apt to reverse the real meaning and state that all happenings connected with the early history of humanity were mythical descriptions of movements of celestial bodies; whereas the truth is that earthly events were expressed in pictures taken from the constellations. The truth is invariably the opposite of the theories loved by superficial thinkers. This connection with the Cosmos is something that should fill us with reverence for what we are told about the great events in the evolution of mankind and the expression of them in pictures derived from cosmic phenomena. There is actually a mysterious connection between all cosmic existence and what comes to pass in man's existence; for happenings on Earth are reflections of happenings in the Cosmos. In a certain respect the convergence of the Sun-wisdom of Hermes and the Earth-wisdom of Moses in Egypt is also a reflection, a mirror-image, of happenings in the Cosmos. Picture to yourselves certain forces streaming out from the Sun and other forces streaming back from the Earth into cosmic space; the point in space at which they meet will not be without importance; according to whether the contact is made at a point nearer to or farther away from the sources in question, the effect of the radiations emitted and then sent back, will be different. The contact between the Hermes-wisdom and the Moses-wisdom in ancient Egypt was presented in the Mysteries in such a way that comparison was possible with something that according to spiritual-scientific cosmology had already taken place in the Cosmos. We know that Sun and Earth had separated, that for a time the Earth was still united with the Moon, that then a part of the Earth moved out into space to become our present Moon. The Earth had therefore sent back part of itself towards the Sun in cosmic space. And when, in Egyptian civilization, the Earth-wisdom of Moses came into contact with the Sun-wisdom of Hermes, this remarkable happening was also like a ‘radiation’—this time from the Earth towards the Sun. After its subsequent separation from the Sun-wisdom of Hermes, the wisdom of Moses Earth-wisdom—can be said to have developed further as the science of the Earth and of Man; in its course towards the Sun it absorbed and steeped itself in the direct wisdom radiating from the Sun. There was, however, to be a limit to this absorption; the wisdom of Moses was destined to progress on its own and develop independence. Hence it remained in Egypt only until enough had been absorbed for its needs; then came the “Exodus of the Children of Moses from Egypt”, in order that the Sun-wisdom received by the Earth-wisdom might be assimilated and also developed. Two phases must therefore be distinguished in the wisdom of Moses: one while it is developing in the sphere of the wisdom of Hermes, surrounded by it on all sides and perpetually absorbing it. Then comes the separation, and after the exodus from Egypt the wisdom of Moses, although now developing independently, elaborates the wisdom of Hermes it has absorbed and on its own further course reaches three stages . What was its goal and, its destined task? The task of the wisdom of Moses was to find the way back again to the Sun. It had become Earth-wisdom. Moses was born with all that had been imparted to him by Zarathustra as a wise man of the Earth and he sought for the way back to the Sun in different stages. At the first stage he had steeped himself in the wisdom of Hermes; the course of his further development can best be portrayed in pictures drawn from cosmic existence. When the effects of what happens on the Earth stream back into cosmic space, the first encounter on the path towards the Sun is with Mercury. (We know that thc Venus of ordinary astronomy is Mercury in the terminology of occultism and the Mercury of astronomy is Venus according to occultism.) On the way from the Earth towards the Sun, therefore, the Mercury-nature is encountered first, at a later stage the Venus-nature and then the Sun-nature. Hence through, inner processes in the life of soul, Moses was to develop the heritage received from Zarathustra in such a way that on the returning path it would be able to find the Sun-nature again; it had therefore to reach a definite stage. The wisdom inculcated by Moses into culture and civilization had necessarily to develop in the form in which he had imparted to his people. Hence on the path of return, having first absorbed something of the wisdom imparted by Hermes as directly radiating from the Sun, Moses developed it with a new orientation, that is, in the opposite direction. It is said that Hermes later called Mercury (Thoth), brought to his people art and science, knowledge of the external world, external art, in the form suitable for them. But it was in a different, indeed opposite way, that Moses himself was to reach this Hermes-Mercury-wisdom and develop it to further stages on the returning path. This process portrayed in the history of the Hebrews up to the time and reign of David; he is described as the royal psalmist, as a divine prophet, as a man of God, an armour-bearer and also a player on the harp. David is the Hermes, the Mercury, of the Hebrew people who had now developed to the stage of being able to produce a Hermes- or Mercury-wisdom in an independent form. At the time of David, therefore, the Hermes-wisdom, once assimilated by the Moses-wisdom, had reached the region, or stage, of Mercury. On the returning pail towards the Sun the wisdom of Moses was to advance to the Venus-stage. Hebraism reached this stage at the time when the Moses-wisdom, as it had flowed down the centuries, was destined to unite with an entirely different element, with a stream of wisdom that had come from the other direction. Whatever rays back from the Earth into space encounters Venus on the path to the Sun, and during the Babylonian captivity the wisdom of Moses encountered the wisdom that had made its way over from Asia and was presented in a modified form in the Babylonian and Chaldean Mysteries. This contact was made during the time of the Babylonian captivity. Like a wanderer who, having started from the Earth with a knowledge of what the Earth is, had passed through the region of Mercury and arrived in the region of Venus in order there to receive the light of the Sun falling upon Venus, so did the wisdom of Moses absorb what had proceeded directly from the sanctuaries of Zoroastrianism and was being continued in a modified form in the Mysteries of the Chaldeans and Babylonians. It was this that the Moses-wisdom received during the Babylonian captivity, thus assimilating wisdom that had made its way to the region of the Euphrates and the Tigris. But something else came to pass as well. Moses had encountered the wisdom that once upon a time had streamed from the Sun. In the sanctuaries that were known to and frequented by the wise men among the Hebrews during the captivity, the legacy of the wisdom bequeathed by Moses to his people mingled with the Sun-nature of the wisdom harboured in the Mystery-centres in the regions around the Euphrates and the Tigris where the reincarnated Zarathustra was teaching. Approximately at the time of the Babylonian captivity, Zarathustra himself was incarnated; thus while teaching in that region, he who had already given over one part of his wisdom, receive it back again. He himself incarnated time and time again, and in his incarnation as Zarathas or Nazarathos he became the teacher of the captive Jews who knew of the sanctuaries existing in those regions. Thus in its later course the wisdom of Moses came into contact with what Zarathustra himself had been able to achieve after he had moved from the more distant Mystery-centres to those of Asia Minor. There he became the teacher of the initiated pupils of Chaldea as well as of individual initiated teachers; there were also those in whom the Moses-wisdom was fructified by the stream with which they could now make contact, being able to receive from Zarathustra himself, in his incarnation as Zarathas or Nazarathos, what he himself had formerly imparted to their ancestor—Moses. Such was the destiny of the wisdom of Moses. It had actually originated with Zarathustra and had been transplanted into foreign lands. It was as if a Sun-being with bandaged eyes had been carried down to the Earth and on the return journey must seek again for what it had lost. Moses, then, was the reincarnated pupil of Zarathustra. In his existence in Egyptian civilization everything once imparted to him by Zarathustra lit up again within him; but isolated in the domain of the Earth, it was as if he did not know the source of his illumination. Hence he took the path towards what had once been of the nature of the Sun; in Egypt he turned to the Hermes-wisdom which presented the wisdom of Zarathustra in its direct form, not in reflection as in his own case. After he had absorbed enough of the Hermes-wisdom, the stream of his own wisdom developed in a straightforward course. Having established in the Davidic age a form of Hermes-Wisdom, with its own science and art, the stream of Moses-wisdom moved towards the Sun whence it had originally issued, but in a form which at first concealed its real nature. In the centres of learning in ancient Babylon where he was also the teacher of Pythagoras, Zarathustra—Zarathas or Nazarathos—could only teach in a way that was possible in a specially constituted body, for he was obliged to use such a body as his instrument. If he was to give expression to the Sun-nature in its fullness as he had once done and had then imparted it to Hermes and Moses—if he was to give expression to this wisdom in a new form, suitable for the later epoch, he needed a bodily sheath that would be a worthy instrument. It was only in a form conditioned by a body such as ancient Babylonia was able to produce that Zarathustra could bring forth again all the wisdom which he then conveyed to Pythagoras, to the learned Hebrews and the Chaldean and Babylonian sages who at that time—in the sixth century B.C.—were in a position to hear it. In regard to what Zarathustra was able to teach, it was actually as if the light of the Sun had first been intercepted by Venus and could not find its way directly to the Earth; it was as if the Zarathustra-wisdom could not manifest itself in its primal form but only in modification. For to enable this wisdom to work in its original form Zarathustra would have to be enveloped in a suitable body and such a body could only be produced in an altogether unique way—which may be characterized somewhat as follows. It was said in the lecture yesterday that there were three folk-souls in Asia, each of a different character : the Indian in the South, the Iranian and the Turanian to the North. It was indicated that these three species of souls came into being, firstly, because the northern stream of the Atlantean peoples had passed into Asia across these regions and had spread through them. But another stream had passed through Africa and its final offshoots had penetrated as far as the regions of the Turanian peoples. Where the northern stream which had passed from Atlantis towards Asia met the other stream which had passed from Atlantis through Africa, a remarkable mixture of peoples was produced and a racial stock formed from which the Hebrews subsequently sprang. Something very remarkable came to pass in these people. Faculties of astral-etheric clairvoyance that had remained in a state of decadence among certain people and had become corrupt as the last phase of a faculty of clairvoyance directed outwards—all this turned inwards in those who became the Hebrew people. The direction was entirely changed. Instead of manifesting in its outer operations in the form of a lower astral clairvoyance, as the remains of the old Atlantean clairvoyance, it worked as an organizing power in the inner constitution of the body. What had become a decadent outward clairvoyance and having remained static had been permeated by the Ahrimanic element—this had then developed in the right way through becoming an active force in the inner, organic constitution of the human body. In the Hebrew people this faculty did not come to expression as an outdated form of clairvoyance but it worked as a transforming force upon the bodily nature, thus bringing it to a stage of greater perfection. The faculty that in the Turanian people had become decadent, worked creatively and with transforming power in the inner constitution of the Hebrews. The following may therefore be said. In the bodily nature of the Hebrew people as propagated through blood-relation- from generation to generation, there were working the forces which as outward clairvoyant vision had had their day and were no longer to continue in this form but were now to function in a different sphere where they would be in the right element. The faculty that had enabled the Atlanteans to look with spiritual vision into space and into spiritual regions and in the Turanians had become a degenerate residue of clairvoyance—this faculty turned inwards in the Hebrew people. What had been of a divine-spiritual nature in Atlantean culture worked inwardly, in the Hebrews as an organic formative force and within their blood was able to light up as an inner consciousness of the Divine. It was as if everything that had been seen by the Atlantean when he directed his clairvoyant gaze outwards to the expanse of space had now become wholly inward, arising in the inmost organism of the Hebrews as consciousness of, Jahve or Jehovah, as inner, consciousness of the Divine. Thus the Hebrews felt the Godhead to be united with their blood, felt themselves pervaded, impregnated, by the Godhead outspread in space, and knew that this same Godhead was living within them, pulsing through their very blood. Yesterday we considered the contrast between the Iranian and the Turanian civilizations. Now, having compared the faculties of the Turanians with those of the Hebrew race, we see that what had become decadent in the former progressed in the latter, subsequently working in the blood. What had been visible to the Atlantean now manifested in the Hebrew in the form of inner feeling. This experience is summed up in a single word—the name JEHOVAH. Compressed as it were into a single point, into one inner centre of consciousness of the Divine, lived the God who had been revealed to Atlantean clairvoyance behind all external phenomena. Invisible and inwardly experienced, the God lived in the blood of the generations of Abraham, Isaac and Jacob, leading them and all their succeeding generations from event to event on their path of destiny. In this way the outer had become inward; the outer was now experienced within, no longer seen, no longer called by different names but known by a single designation: ‘I AM THE I AM !’ The Divine had assumed an entirely different form. Whereas with the faculties man possessed in the Atlantean epoch he had found the God out yonder in the Universe, he now found the God in the centre of his own being, in his ‘I’, felt the God in the blood flowing through the generations. The great God of the Universe had now become the God of the Hebrews, the God of Abraham, of Isaac and of Jacob, the God who flowed in the blood through the generations. Thus was founded the racial stock whose inner mission for the evolution of humanity we shall study tomorrow. It has only been possible to-day to give an indication of the very earliest stage in the composition of the blood of this people, the stage when everything that in the Atlantean age man had allowed to work in upon him from outside was now com-pressed within his own being. We shall see what mysteries are fulfilled in happenings that have only been touched upon to-day, and we shall learn to understand the unique nature of the people from whom Zarathustra, as the Being we call Jesus of Nazareth, could derive his body.
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123. The Gospel of St. Matthew (1965): Lecture VII
07 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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Twelve are enough—in the star-language of the Mystery Schools they were symbolized by the twelve constellations of the Zodiac. A man must not, for example, pass out into the Cosmos in the direction of the constellation of Cancer only, but in such at way that he actually beholds the world from twelve different viewpoints. |
Suppose—to use imagery deriving from the stars—he goes out in the direction Aries and believes his viewpoint to be of that constellation. But the Cosmos, having moved onwards, is actually presenting to hint what lies in the constellation of Pisces, and then—symbolically expressed—he sees what is coining from Pisces as an experience arising in Aries. |
123. The Gospel of St. Matthew (1965): Lecture VII
07 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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If we are to realise to some extent what the Christ Event signified for the evolution of humanity, reference must again be made to a fact already known to those of you who heard the lectures given last year in Basle on the Gospel of St. Luke. It is the more necessary to speak of this, because to-day we shall be studying the Christ Event in broad outline and proceed in the next lectures to fill in details. But to draw this broad outline We must remind ourselves of a fundamental truth of human evolution, namely, that in the course of it men are constantly acquiring new faculties and reaching stages of greater perfection. In its external aspect, this fact becomes obvious simply by looking back over the comparatively short period covered by ordinary history and perceiving how in the course of time new faculties unfolded, finally giving birth to modern civilization and culture. If, however, a particular faculty is to awaken in human nature and eventually be attain-able by everyone, this faculty must appear somewhere for the first time in a specially significant form. In the lectures on St. Luke's Gospel I spoke of the ‘Eight-fold Path’ which men can tread if they adhere to what flowed into the evolution of humanity through Gautama Buddha. This Eightfold Path is usually said to consist of the following: right view, right understanding, right speech, right action, right vocation, right application, right memory or recollectedness, right contemplation.1 These are attributes of the life of soul. It can be said that since the time of Gautama Buddha, human nature has reached a stage where it is possible for man gradually to unfold in himself, as intrinsic faculties of his own, the attributes of this Eightfold Path. Before Gautama Buddha had lived on Earth in the incarnation in which he attained Buddhahood, this would have been beyond the power of human nature. Let us therefore be quite clear about the following.—In order that in the course of hundreds of thousands of years these faculties should be able to gradually to develop in individual men, it was essential for the initial impetus to he given through the presence in physical human nature of a Being as lofty as Gautama Buddha. As have said, these faculties will, in fact, unfold in a considerable number of human beings and when the number is sufficient, the Earth will be ready to receive the next Buddha—Maitreya Buddha—who is now a Bodhisattva. Between these two events, therefore, lies the phase of evolution during which it should he within the power of a sufficiently large number of human beings to acquire the higher intellectual and moral qualities comprised in the Eightfold Path. In the personality of Gautama Buddha all these qualities of the Eightfold Path were present. It is a law of the evolution of humanity that such qualities must be present in their fullness at some one time in a single personality: then, although time process may take thousands of years, they flow into humanity in general, enabling all men to receive this impulse and to develop the corresponding faculties. Now, that which is to stream into humanity through the Christ Event will not need some use thousand years to achieve its effect as in the case of the impulse given by Gautama Buddha. What has already streamed into humanity through the Christ Being will live and continue to work as a faculty in men for the whole remaining period of Earth-evolution. What, then, is it that has come to humanity through the Christ Event, as an impulse infinitely more powerful than that of the Buddha? It may be characterized in the following way.—The powers to which man could attain in pre-Christian times only through the Mysteries, have, since the Christ Event, become accessible—and will become increasingly so—as a universal attribute of human nature. To understand what this means it is first of all necessary to have a clear idea of the nature of the ancient Mysteries and of the process of Initiation in the pre-Christian era. In ancient times Initiation always varied in form among the different peoples of the Earth, and it has continued to do so—in the post-Atlantean epoch also. Part of the process of Initiation was experienced by particular peoples and part by others. Those who believe in the principle of reincarnation will be able to answer the question why it was not possible for the whole process of Initiation to be experienced by every ancient people. This was not necessary, for the simple reason that a soul who had been born into one people and had there experienced a particular part of Initiation had further incarnations among different peoples and could experience the other part. Initiation is the power to see into the spiritual world in a way which is impossible to sense-perception or to the intellect that is dependent upon the physical body. In normal earthly life, twice. within twenty-four hours, man has to be in the sphere where the Initiate also is, but the Initiate is conscious of his surroundings, whereas ordinary man is not. Within a period of twenty-four hours man's life alternates between waking and sleeping. As anthroposophists you are all aware of the fact that when a man goes to sleep he emerges in his astral body and Ego from his physical and etheric bodies. His Ego and astral body expand into the Cosmos, whence he draws the forces he needs during waking life. From the time of going to sleep until waking, his being is in very truth spread over the Cosmos to which indeed he is always related, though he knows nothing about it. His physical consciousness is extinguished at the moment of going to sleep, when his astral body and Ego pass out of his physical and etheric bodies. During sleep man is in the Great World, the Macrocosm, but in normal earthly existence he is entirely unaware of it. Initiation means that lie is no longer unconscious when his being expands into the Cosmos, and thereby he becomes able to participate consciously in the existence of the other celestial bodies that arc connected with our Earth. Such is the nature of Initiation into the Great World. If, without proper preparation, a man were able to become aware of the world into which he passes during sleep, the overwhelming power and splendour of the impressions made upon him would give rise to an experience comparable only to unprotected eyes being dazzled and blinded by the rays of the Sun. He would he overcome by blindness inflicted by the Cosmos, and be killed in soul. The aim of all Initiation is that man shall not pass into the Macrocosm unprepared, but with organs strengthened to such an extent that he is able to endure the impact. That is one aspect of Initiation: penetration into the Universe, enlightened perception of the world into which man actually passes during sleep at night, but of which he knows nothing. The reason why this sojourn in the Great World dazzles and bewilders is that in the material world of the senses man is accustomed to altogether different conditions. In the world of the senses he is accustomed to consider everything from a single viewpoint; and if he comes across something that does not tally exactly with the opinions he has formed from this one viewpoint, lie regards it as false. This is quite suitable for life on the physical plane but if he were to attempt to pass out into the Macrocosm through Initiation still holding the opinion that there should he conformity in this sense, he would never find his bearings. His mode of life in the world of the senses is such that he places himself at a particular point and front this point—as though it were his snail-house—he judges everything. But when he undergoes Initiation his consciousness passes out into the Great World.—Let us suppose a man were to pass outwards in one particular direction only; he would experience only what lies in this direction, and everything else, being unnoticed, would remain unknown to him. In point of fact, however, man cannot pass out into the Macrocosm in one direction only; he must necessarily pass out in all directions, for the process is one of expansion, of spreading into the Macrocosm and the possibility of haying one single standpoint ceases altogether. He must be able to contemplate the world not only from the one point but to contemplate it as well from a second and a third standpoint. This means that he must above all develop a certain mobility and universality of vision. There is, of course, no need to fear that an infinite number of viewpoints must be attained as is theoretically possible. Twelve are enough—in the star-language of the Mystery Schools they were symbolized by the twelve constellations of the Zodiac. A man must not, for example, pass out into the Cosmos in the direction of the constellation of Cancer only, but in such at way that he actually beholds the world from twelve different viewpoints. It does not help here to look for what is called ‘conformity’ in abstract, intellectual parlance. Conformity can be sought afterwards, in the different modes of perception that are adopted. The primary necessity is to contemplate the world from different sides. Let me say here in passing that the great difficulty to be faced in all movements based upon occult truths is that people are so prone to import the habits of ordinary life into these movements. When truths discovered by supersensible investigation have to be communicated, it is necessary, even in the case of purely exoteric descriptions, to adhere to the principle of describing than from different points of view. Those who for years have followed the development of our movement attentively will have noticed that it has been our endeavour never to describe things from one aspect only but always from many different angles. This, of course, is also the reason why people who insist upon judging everything according to the usages of the physical plane, find contradictions here or there. Every object has a different appearance when seen from one side or from another, and in such circumstances it is easy to find contradictions. The principle in a spiritual-scientific movement should be to remember that when one statement appears to differ from an earlier one, each was being made from a particular standpoint. To avoid undue emphasis being laid upon the apparent existence of contradictions, it must be repeated that the principle of giving descriptions from many angles is always obeyed among us. For example, in the lecture-course given in Munich last year—The East in the Light of the West—great world-mysteries were described from the standpoint of Oriental philosophy. It is essential therefore for anyone who desires to attain consciousness of the Cosmos by the path outlined, to acquire mobility of vision. If he is not willing to do this he will find himself lost in a labyrinth. It is true that man can adapt himself to the Cosmos, but it is also true that the Cosmos does not adapt itself to man. Suppose someone full of preconceptions expands into the Cosmos in one direction only and insists upon adhering to this particular viewpoint; what happens is that conditions in the Cosmos have changed while and he is therefore left behind. Suppose—to use imagery deriving from the stars—he goes out in the direction Aries and believes his viewpoint to be of that constellation. But the Cosmos, having moved onwards, is actually presenting to hint what lies in the constellation of Pisces, and then—symbolically expressed—he sees what is coining from Pisces as an experience arising in Aries. Confusion is the result, and he finds himself in a labyrinth. The essential thing to remember is that man needs twelve standpoints, twelve viewpoints, to be able to find his bearings in the labyrinth of the Macrocosm. So far we have spoken of one aspect of Initiation, namely the process of passing outwards into the Cosmos. But there is yet another way in which man is in the divine-spiritual world without knowing it; and this happens during the other period of the twenty-for hours of the day. On waking from sleep he sinks down again into the physical and etheric bodies, but quite unconsciously, for at the moment of waking his faculty of perception is immediately diverted to the outer world. Were he to descend consciously into his physical and etheric bodies he would experience something altogether different. Man is protected by the sleeping state from penetrating consciously into the Macrocosm without due preparation. He is protected from entering consciously into the physical and etheric bodies by the fact that his faculty of perception is diverted to the outer world at the moment of waking. The danger that would arise for a man who was to descend consciously, but without proper preparation, into his physical and etheric bodies, is somewhat different from the blindness and confusion already described as the danger threatening one who attempts to expand his consciousness into the Macrocosm before being fit to do so. If a man comes into contact with the inmost nature of his physical and etheric bodies and identities himself with it, there is an intensification of what constitutes the very purpose of these bodies, namely to enable him to unfold Ego-consciousness. Unless there has been proper preparation, the Ego descends into the sphere of the physical and etheric bodies unpurified and a man is so overpowered that the resulting mystical experiences preclude inner truth, inasmuch as deceptive pictures arise before him. If a man obtains insight into his own inner nature, he will be united with whatever egoistic , wishes, impulses, vices are in him. In ordinary circumstances no such union takes place, for during day-consciousness his attention is diverted to experiences of the outer world and they preclude comparison with what may arise out of perception of his own inner nature. I have spoken on other occasions of the experiences described by Christian martyrs and saints when for the first time they penetrated to the depths of their own inner nature. These experiences illustrate the situation I have been describing. These Christian saints describe the temptations and deceptions that came to them when, having shut out all outer perception, they sank into their own inmost nature. Their descriptions are entirely in keeping with the truth, and it is therefore highly instructive to study the biographies of saints from this point of view and to see how man is normally diverted from awareness of the forces operating in his passions, emotions, impulses, urges and the like, because in ordinary life he immediately directs his attention to the external world.—We can therefore say: When a man descends into his own inner nature, he is as it were compressed into his Egohood, entrapped in his Egohood, concentrated with all intensity in that point at which his only desire is to he an Ego, to satisfy his own wishes and cravings; the evil that is in him then endeavours to lay hold of his Ego, Such are the conditions prevailing during this experience. On the one hand, therefore, when a man attempts to expand into the Cosmos without due preparation, the danger confronting him is that of being blinded, dazzled; and on the other hand he is compressed, confined entirely within his Ego when he penetrates, without the right preparation, into his own physical and etherize bodies. But yet another form of Initiation was cultivated among certain peoples. While on the one side the expansion into the Macrocosm was practised especially among the Aryan and Northern peoples, the other form was practised above all among the Egyptians, namely, the form of Initiation in which man draws near to the Divine through directing his gaze inwards and through deepened contemplation, through sinking into himself, comes to know his own nature as the work of the Divine. In the days of the ancient Mysteries the evolution of humanity as a whole had not yet reached the stage where Initiation—whether leading outwards into the Macrocosm or inwards into man's own being, into the Microcosm—could be carried out in such a way that man was left entirely to himself. When, for example, in the process of an Egyptian Initiation a candidate was being inducted into the field of the forces operating in his physical and etheric bodies, experiencing them in full consciousness, from all sides there burst from his astral nature the most terrible passions and emotions; demonic, diabolic beings and influences issued from him. Hence the officiating Hierophant in the Egyptian Mysteries had helpers—twelve in number—who by receiving these demons into themselves turned them aside from the course they would otherwise have pursued. In this sense, therefore, man was never completely free in the old process of Initiation. For what would inevitably be evoked as a result of the penetration into the physical and etheric bodies could only be endured when a man had around him the twelve helpers who received the demons into themselves and subdued them. Something similar took place in the Northern Mysteries, where expansion into the Macrocosm was made possible by the presence again of twelve helpers of the Initiator who surrendered their own forces to the candidate for Initiation, thus endowing him with the power to unfold the thinking and feeling necessary for finding his way through the labyrinth of the Macrocosm.2 This kind of Initiation—where man was not left to himself but was obliged to depend entirely for safety from demonic forces upon the helpers of the officiating Hierophant—was gradually to he superseded by another, one that can be achieved by a man himself, where the Initiator merely gives indications about what ought to to done and the man then gradually learns to find his own war onwards. No considerable progress has yet been made along this path, but little by little there will unfold in humanity a faculty making it possible for a man both to ascend into the Macrocosm and to descend into the Microcosm without assistance and to pass through both forms of Initiation as a free being. The Christ Event itself took place for this very purpose: It was the starting-point from which it became possible for matt to penetrate in complete independence into the physical and etheric bodies, as well as to pass outwards into the Macrocosm, into the Great World. It was, however, necessary that both the descent and the ascent (or expansion) should he accomplished in freedom once, in the fullest possible sense, by a Being as sublime as Christ Jesus. The fundamental significance. of the Christ Event is that Christ, the all-embracing Being, accomplished in advance what it would become possible for a sufficiently large number of people to achieve in the course of Earth-evolution.—What was it that actually came to pass as a result of the Christ Event? It was necessary on the one side that the Christ Himself should descend into a physical body and an etheric body. And because in one human being these bodies had become so sanctified that it was possible fur the Christ so to descend, once and once only, the impulse was given in the evolution of mankind whereby every human being who seeks for it is able to experience in freedom and independence the descent into his physical and etheric bodies. This had never before been accomplished, had never before taken place. For in the ancient Mysteries something quite different was brought about through the instrumentality, of the Hierophant and his helpers. In the Mysteries a candidate for Initiation could descend into the secrets of the physical and etheric bodies and rise to those of the Macrocosm only when he was not living consciously in his physical body; he had to be entirely free from the body. When he returned from this body-free state he could remember his experiences in the spiritual worlds, but he could not bring them to physical experience. It was a matter of remembrance only. This state of things was radically changed through the Christ Event. Before Christ's coming, no Ego had ever consciously penetrated through the whole of the inner nature of man, right into the physical and etheric bodies. This had now come to pass for the first time through the Christ Event. The other impulse was also given, in that a Being of a rank infinitely more exalted than that of man, was nevertheless united with human nature and, so united, poured His Being into the Macrocosm through the power of his own Ego, without external aid. Christ alone could make it possible for man gradually to acquire the power to penetrate into the Macrocosm in freedom. These are the two basic facts presented to us in the two Gospels of St. Matthew and St. Luke.—In what sense is this meant? We have learnt that the Zarathustra-Individuality who in very early post-Atlantean times was the great Teacher of Asia, incarnated in the 6th/7th century B.C. as Zarathas or Nazarathos; and again later he incarnated as the Jesus-child of the Solomon line of the House of David, as described in St. Matthew's Gospel. In his first twelve years this Individuality in the Solomon Jesus-child developed all the faculties and qualities it was possible to unfold in the instrument of the physical and etheric bodies of an offspring of the House of Solomon. He was able to do so only because he lived for twelve years in this particular physical and etheric body. Human faculties become one's own in the real sense only when they are made into serviceable instruments. At the age of twelve the Zarathustra-Individuality passed out of the Solomon Jesus and entered into the other Jesus, described in the Gospel of St. Luke, who had descended from the Nathan line of the House of David. The two boys were brought up in Nazareth. The Zarathustra-Individuality passed into the child of the Nathan line on the occasion described in the Gospel of St. Luke, when, after having been lost during the Feast, he was found again in the Temple at Jerusalem. The child of the Solomon line died soon afterwards, but the Zarathustra-Individuality who had dwelt within him lived on in the Jesus of St. Luke's Gospel until his thirtieth year, developing to further stages all the faculties it had been possible to acquire through the instruments prepared for the Solomon Jesus in the way described. These faculties were now enriched and supplemented by what could be acquired through the very special astral body and Ego-bearer which were present in the Jesus child of St. Luke's Gospel. Thus it was Zarathustra himself who evolved in the body of the Jesus described by St. Luke, from his twelfth until his thirtieth year, developing all the qualities contained in that body to the stage where he was able to make his third great offering—the offering of the physical body which then, for three years, became the physical body of the Christ. In a very much earlier epoch the Zarathustra-Individuality had bequeathed his astral body to Hermes and his etheric body to Moses. He now offered up his physical organism, that is to say, he relinquished Ins physical sheath, with the whole of its etheric and astral content, to the Christ. And the sheaths which until then had been indwelt by the Zarathustra-Individuality, were now indwelt by a Being of an absolutely unique nature—by the Christ who is the fount of all the wisdom of the great World-Teachers. . This is the event portrayed in the Baptism by John in the river Jordan. It is an event whose infinite, all-embracing significance is indicated in one Gospel in the words: ‘Thou art my beloved Son, in whom I behold my very Self, in whom my own Self confronts me!’—a better rendering than the comparatively trivial words...‘in whom I am well pleased’. Elsewhere in the New Testament the rendering is: ‘Thou art my beloved Son: this day I have begotten thee’. (Acts XIII, 33; also Hebrews, V, 5.) Here there is a clear indication of a birth—namely, the birth of Christ into the sheaths prepared by Zarathustra and then offered up by him. At the moment of the Baptism by John, the Christ Being entered the human sheaths made ready by Zarathustra; and there was now a rebirth of the three sheaths themselves, in that they were permeated by the spirit-substantiality of Christ. Christ was now in human sheaths—in bodies, uniquely prepared it is true, but for all that such are possessed in a less perfect state by other men. Christ, the highest Individuality who can be united with the Earth, was now living in human sheaths, in a human body. But if He was to be a pattern for all mankind of full and complete Initiation, He would have to experience both the descent into the physical and etheric bodies, and the ascent into the Macrocosm. This He did. But from the very nature of the Christ Event it will be obvious that in His descent into the bodily sheaths, Christ was proof against all the temptations—with which He was indeed confronted but which rebounded from Him. It must also be obvious that the dangers accompanying expansion into the Macrocosm could have no effect on Him. The Gospel of St. Matthew describes how after the Baptism the Christ Being actually descended in full consciousness into the physical and etheric bodies. The account of this is given in the story of the Temptation. We can see how in every detail this scene of the Temptation portrays the experiences undergone by man when he descends into the bodily sheaths. Christ's descent into a human physical body and etheric body was a contraction into human Egohood, lived through as an example, so that it is possible for us to say: ‘All this can happen to us, but if we are mindful of Christ, if we strive to follow His example, we have the power to confront and to overcome everything that may issue from the physical and etheric bodies’. The first outstanding Initiation-event described in the Gospel of St. Matthew is the Temptation. It portrays one side of Initiation, the descent into the bodily sheaths. The other side of Initiation is also described, in that it is shown how Christ, having assumed the physical nature of man, underwent the experience of expansion into the Macrocosm. I must here speak of an objection that is very naturally made. It will be fully met in the course of the following lectures but the main point at least shall be considered to-day. The objection is this. If Christ was a Being of such sublimity, why had He to undergo all these trials, why had He to descend into physical and etheric bodies, why—as every man has to do had He to emerge from these bodies and expand into the Macrocosm? He did this, not for His own sake, but for the sake of man! In higher spheres a like deed would have been within the power of Beings akin in nature to Christ, but it had never yet taken place in a human physical body and etheric body. No human body had yet been permeated by the Christ Being. Divine substantiality had before this passed out into space; but what lives in man had never yet been borne out into space. The incarnate Christ alone was capable of such a deed. It was a deed that had to be accomplished for the first time by a Divine Being clothed in human nature. This second basic event is recounted in the Gospel of St. Matthew where it is shown that the other side of Initiation, expansion into the Macrocosm, into the world of the Sun and Stars, was actually accomplished by Christ. First He was anointed—as others were—so that He should be cleansed and be proof against whatever might approach Him, above all from the physical world. The anointing—an act that played a part in the ancient Mysteries—is presented here at a higher level, in the arena of actual history, whereas formerly it took place only in the seclusion of the temples. We see how at the Passover, Christ gives expression not only t0 the state of inner self-possession, but also to the expansion into the Macrocosm, when in the words, ‘I am the Bread’, He declares to those around Him that feels Himself living in whatever exists on the Earth in the form of material substance. In the scene of the Passover there is indicated the conscious expansion into the Macrocosm, as distinct from the unconscious expansion that takes place during ordinary sleep. And the inevitable experience of being dazzled and blinded is voiced in the monumental words: ‘My soul is exceeding sorrowful, even unto death’. Christ Jesus experiences in full reality what men experience as the pains of death, paralysis, blindness. The scene at Gethsemane depicts the agony of the soul in parting from the body. What follows in the Gospel narrative is intended to describe the process of passing out into the Macrocosm: the Crucifixion and the Entombment are processes that had formerly been enacted in the Mysteries only. This, then, is the other main theme of the Gospel of St. Matthew—the expansion into the Macrocosm. Our attention is drawn to the fact that Christ Jesus had been living hitherto in the physical body which afterwards hung on the Cross. He had been concentrated in one point of space and now expanded into the Cosmos. Those who would seek for Him now could not find Him in this physical body but would have to seek Him with clairvoyant vision in the spirit which pervades space. Christ had accomplished alone what had formerly been enacted in the Mysteries during the three-and-a-half days with extraneous help. He had accomplished that which was at His trial held against Him—namely, His statement that if this Temple were destroyed He would build it again in three days—a clear indication, this, of the initiation into the Macrocosm accomplished in the Mysteries during the three-and-a-half days. He then indicates that hereafter He must no longer be sought in the physical sheath in which He had been confined, but outside, in the spirit pervading cosmic. space. Even in feeble modern translations the majesty of this passage reveals itself to us: ‘Hereafter ye shall see at the right hand of Divine Power the Being who is now born as the prototype of the evolution of humanity and He will appear to you out of the clouds’. It is there, in the Cosmos, that the Christ must be sought, as the prototype of the great Initiation to be undergone by man when he forsakes the body and expands into the Macrocosm. Herein we have the beginning and the end of the earthly life of Christ. It begins with the birth that took place at the Baptism by John into the body of which we have spoken. It begins with the one side of Initiation as presented in the story of the Temptation: the descent into the physical and etheric bodies. And it ends with the presentation of the other side of Initiation: the expansion into the Macrocosm. Here there is first the scene of the Last Supper, followed by the Scourging, the Crowning with Thorns, the Crucifixion and the Resurrection. Between these two points lie the events recorded in the Gospel of St. Matthew; and in the following lectures we will insert the details into the sketch that has now been drawn in mere outline.
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209. Cosmic Forces in Man: The Soul Life of Man
27 Nov 1921, Oslo Translated by Unknown Rudolf Steiner |
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We heard how certain forces proceed from the constellations of these stars when combined with the Sun forces, and how the shape and structure of the human head and the organs connected with it, are related to the upper constellations of the Zodiac: Aries, Taurus, Gemini, Cancer. The structure of the human chest-organisation is connected with the middle constellations; Leo, Virgo, Libra, Scorpio. Finally the metabolic-and-limb system is connected with the lower constellations: Sagittarius, Capricorn, Aquarius, Pisces—that is to say with their forces when they are, in a sense, covered by the Earth. |
209. Cosmic Forces in Man: The Soul Life of Man
27 Nov 1921, Oslo Translated by Unknown Rudolf Steiner |
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We have heard how in accordance with anthroposophical knowledge, the being of man must be viewed in relation to the whole universe. We considered the human form and figure and its relation to the fixed stars, or rather to the representative of the fixed stars—the Zodiac. We heard how certain forces proceed from the constellations of these stars when combined with the Sun forces, and how the shape and structure of the human head and the organs connected with it, are related to the upper constellations of the Zodiac: Aries, Taurus, Gemini, Cancer. The structure of the human chest-organisation is connected with the middle constellations; Leo, Virgo, Libra, Scorpio. Finally the metabolic-and-limb system is connected with the lower constellations: Sagittarius, Capricorn, Aquarius, Pisces—that is to say with their forces when they are, in a sense, covered by the Earth. So that we can say: The fixed stars—for the Zodiac is only the representative of the fixed stars—work upon the human form and structure. The planetary spheres work upon man's stages or forms of life. It must indeed be quite clear to us that man has various kinds of life in him. We should not be able to think, the head would not be an organ of thought, if life were as rampant there as it is in the metabolic system, for example. When metabolism becomes too strong in the head, consciousness is extinguished; we lose our consciousness of self. From this it may be concluded that for consciousness, for mental presentation, a damped-down, suppressed life, a declining life is necessary; while a thriving life, vehement and intense, is necessary for what works more from out of the unconscious, to become will. We have therefore among the various stages of life some which tend towards self-extinction, and some in which strong, intense organic activity manifests, as in a child, in whom thought is not yet operating. We have this child-like life continually within us; but into this child-like life, the life that is involved in a gradual process of death, inserts itself. These different stages of life are connected with the planetary spheres. Whereas the fixed stars work in man through his physical forces, the planetary spheres work through his etheric forces. The planetary spheres, therefore, work upon man in a more delicate way. But the human physical body has already received its form, its shape from the fixed stars, not from anything earthly; and its stages of life from the planetary spheres. We have thus considered the form of man's physical body, the life-stages of his ether-body. We can now proceed to consider his life of soul-and-spirit. But here our mode of study must be different. What is it that our physical and our ether-body provide for us in waking life? They provide what we perceive through our senses and what we can work over in our thoughts. We are only really awake in our acts of sense-perception and when we work over them in thought. On the other hand, consider the life of feeling. It is obvious, even to superficial study, that feeling does not indicate a state of awakeness as complete as that of thinking and sense-perception. When we wake in the morning and become aware of the colours and sounds of the outside world, when we are conscious of the conditions of warmth around us, we are fully awake and then, in our thoughts, we work over what is transmitted by the senses. But when feelings rise up from the soul, it cannot be said that we are conscious in them to the same extent. Feelings link themselves with sense-perceptions. One sense-impression pleases us, another displeases us. Feelings also intermingle with our thoughts. But if we compare the pictures we experience in dreams with what we experience in our feelings, then the connection between dream-life and the life of feeling is clearly noticeable. Dreams have to be grasped by the waking life of thought if they are to be valued and understood aright. But feelings too must be observed, as it were, by our thought-life if we are to understand them. In our feelings we are, in reality, dreaming. When we dream, we dream in pictures. When we are awake, we dream in our feelings. And in our will we are asleep, even when fully awake. When we raise an arm, when we do this or that, we can perceive what movements the arm or hand is making, but we do not know how the power of the will operates in the organism. We know as little about that as about the conditions prevailing from the time we fall asleep until we wake up. In our willing, in our actions, we are asleep, while in our sense-perceptions and our thoughts, we are awake. So we are not only asleep during the night; we are asleep, in part of our being, during waking life too. In our will we are asleep and in our feelings we dream. What we experience during actual sleep is withdrawn from our consciousness. But in essence, the same is true of feeling and willing. It is therefore obviously important to realise what it is that the human being experiences in these realms of which ordinary life is quite unaware. You know from many anthroposophical lectures that from the time of going to sleep until that of waking, the Ego and astral body are outside the physical body and the ether-body. Now it may be of very great importance to learn about just those experiences which the Ego and the astral body pass through from the time of falling asleep to that of waking up. When we are awake, we are confronted by sense-perceptions of the material world. To a certain extent we reach out and encounter them; but with our sense-perceptions, our waking thoughts, we reach no further than the surface of things. Of course someone may object, saying that he can get further than the surface of things, that if he cuts a piece of wood which is there before him as a sense-perception, then he has penetrated inside it. That is a fallacy, however, for if you cut a piece of wood, you have again only a surface, and if you cut the two pieces again, still you have only surfaces; and if you were to get right to the molecules and atoms, again you would have only surfaces. You do not reach what may be called the inner essence of things, for that lies beyond the realm of sense-perception. Sense-perceptions can be conceived as a tapestry spread out around us. What lies this side of the tapestry we perceive with our senses; what lies on the other side of the tapestry we do not perceive with the senses. We are in this world of sense from the time we wake up until we fall asleep. Our soul is filled with the impressions made upon us by this world of sense. Now when we pass into sleep, we are not in the world this side of the senses, we are then in reality inside things, we are on the other side of the tapestry of sense-perceptions. But in his earthly consciousness, man knows nothing of this and he dreams of all sorts of things lying beyond the realm of sense-perception. He dreams of molecules, of atoms; but they are only dreams—dreams of his waking consciousness. He invents molecules, atoms and the like, and believes them to be realities. But study any description of atoms, even the most recent... you will find nothing but minute objects which are described according to the pattern of what is experienced from the surface of things. It is all a tissue woven from the experiences of waking consciousness on this side of the tapestry of sense. But when we fall asleep, we emerge from the world of sense and penetrate to the other side. And whereas we experience Nature here with our waking thoughts, in yonder world, from the time of falling asleep until the time of waking, we live in the world of Spirit, that world of Spirit through which we also pass before birth and after death. In his earthly development, however, man is so constituted that his consciousness is extinguished when he passes beyond the world of sense; his consciousness is not forceful enough to penetrate to the spiritual world. But what Spiritual Science calls Imagination, Inspiration, Intuition—these three forms of super-sensible cognition—give us knowledge of what lies on the other side of the tapestry of sense. And what we discover first, is the lowest stage of the world of the Hierarchies. When we wake from sleep we pass over into the world of animals, plants, minerals—the three kingdoms of Nature belonging to the world of sense. When we fall asleep, we pass beyond the world of sense, we are transported into the realm of the first rank of Beings above man—the Angels. And from the time of falling asleep until waking, we are connected with the Being who is allotted to man as his own Angel, just as through our eyes and ears we are connected with the three kingdoms of Nature here in the world of sense. Even if at first we have no consciousness of this connection with the world of the Angels, it is nevertheless there. This connection extends into our astral body. If, living in our astral body during sleep, we were suddenly to wake up, we should contact the world of the Angels, in the first place the Angel who is connected with our own life, just as here in the earthly world we are in contact with animals, plants, and minerals. Now even in the earthly world, in the world of sense, if a man is attentive and deliberately trains his thinking, he sees much more than when he is unobservant and hasty. His connection with the three kingdoms of Nature can be intimate or superficial. And it is the same with regard to the world of spiritual Beings. But in the world of spiritual Beings, different conditions prevail. A man whose thoughts are entirely engrossed in the material world, who never desires to rise above it, or to acquaint himself with moral ideas extending beyond the merely utilitarian, who has no desire to experience true human love, who in his waking life has no devotion to the Divine-Spiritual world—on falling asleep, such a man has no forces which enable him to come into contact with his Angel. Whenever we fall asleep, this Angel is waiting as it were for the idealistic feelings and thoughts which come with us, and the more we bring, the more intimate becomes our relation to the Angel while we are asleep. And so throughout our life, by means of what we cultivate over and above material interests, we garner, in our waking life, forces whereby our relation to the Angel becomes more and more intimate. When we die, all sense-perceptions fall away. The outer world can no longer make any impression upon us, for this must be done via the senses, and the senses pass away with the body. In like manner, the thinking that is connected with sense-perception is extinguished, for its realm is the ether-body. This ether-body only remains with us for a few days after death. We see it at first as a tableau—a tableau which under certain circumstances can be glimpsed during life but which will inevitably arise before us after death. This ether-tissue dissolves away into the universe, just as the ordinary thoughts acquired from the world of sense pass away from us. They do not remain. All purely utilitarian thoughts, all thoughts connected with the material world, drift away from us when we pass through the Gate of Death. But the idealistic thoughts and feelings, the pure human love, the religious feelings which have arisen in our waking life and have united us with our Angel, these accompany us when we pass through death. This has a very important consequence during the period lying between death and a new birth. Even during earthly life we are connected with the higher Hierarchies and it is correct to say that when we fall asleep and our idealistic experiences reach to the Angel, this Angel is in turn connected with the Archangels, the Archangels with the Archai, and so on. Our existence continues in a rich and abundant world of Spirit. But this spiritual world has no special significance for us between birth and death. This world of the higher Hierarchies acquires its real significance for us when it becomes our environment between death and a new birth. The more we have delivered over to our Angel, the more conscious life is this Angel able to infuse into us after death when we are beings of soul-and-spirit, the more gifts are bestowed by the Hierarchies upon the conscious life of soul. What our Angel unfolds, together with the higher Hierarchies (that is to say, what the Beings of the First Hierarchy unfold together with higher Hierarchies through our Angel) is for our consciousness in the spiritual world between death and rebirth what our eyes and ears are in the physical world. And the more idealistic thoughts and feelings, human love and piety we have brought to our Angel, the clearer does our consciousness become. Now between death and a new birth there comes a time when the Angel has a definite task in connection with us. The Angel has now to achieve a more intimate relation with the hierarchy of the Archangels than was formerly the case. I have described the time through which man lives between death and a new birth from many different points of view, notably in the Lecture-Course given in Vienna in 1914, entitled The Inner Nature of Man and the Life between Death and a new Birth. I will now describe certain other aspects. When a somewhat lengthy period has elapsed after death, the important moment comes when the Angel must as it were deliver up to the Archangels what he has received from us through the ‘idealistic’ experiences described. It is as though man were placed before the world of the Archangels, who can then receive these experiences he has unfolded in his soul and Spirit during his life between birth and death. There are great differences among human souls living between death and a new birth. In our epoch there are persons who have brought very little in the way of idealistic thoughts and feelings, of human love, of piety, when the time comes for the Angel to pass on to the Archangel for the purposes of cosmic evolution, what has been carried through death. This activity which unfolds between the Angel and the Archangel must, under all circumstances, take place. But there is a great difference, dependent upon whether we are able to follow consciously, by means of the experiences described, what takes place between the Angels and the Archangels or whether we only live through it in a dull, dim state, as must be the lot of human beings whose consciousness has been purely materialistic. It is not quite accurate to say that the experiences of such human beings are dull or dim. It is perhaps better to say: they experience these happenings in such a way that they feel continually rejected by a world into which they ought to be received, they feel continually chilled by a world which should receive them with warmth. For man should be received with loving sympathy into the world of the Archangels at this important moment of time; he should be received with warmth. And then he will be led in the right way towards what I have called in one of my Mystery Plays: “The Midnight Hour of Existence.” Man is led by the Archangels to the realm of the Archai where his life is interwoven with that of all the higher Hierarchies, for through the Archai he is brought into relation with all the higher Hierarchies and receives from their realms the impulse to descend to the Earth once again. The power is given him to work as a being of soul-and-spirit, to work in what is provided, later on, in material form, by the stream of heredity. Before the Midnight Hour of Existence man has become more and more estranged from earthly existence, he has been growing more and more into the spiritual world—either being received lovingly (in the sense described above) by the spiritual world, being drawn to it with warmth, or being repelled, chilled by it. But when the Midnight Hour of Existence has passed, man begins gradually to long for earthly life and once again, during the second part of his journey, he encounters the world of the Archangels. It is really so: Between death and a new birth, man ascends, first to the world of the Angels, Archangels, Archai, and then once again descends; and after the world of the Archai his most important contact is with the world of the Archangels. And now comes another important point in the life between death and a new birth. In a man who has brought through death no idealistic thoughts or feelings, no human love or true piety, something of the soul-and-spirit has perished as a result of the antipathy and chilling reception meted out by the higher world. A man who now again approaches the realm of the Archangels in the right way has received into him the power to work effectively in his subsequent life on Earth, to make proper use of his body; a man who has not brought such experiences with him will be imbued by the Angels with a longing for earthly life which remains more unconscious. A very great deal depends upon this. Upon it depends to what people, to what language—mother-tongue—the man descends in his forthcoming earthly existence. This urge towards a particular people, a particular mother-tongue may have been implanted in him deeply and inwardly or more superficially. So that on his descent a man is either permeated with deep and inward love for what will become his mother-tongue, or he enters more automatically into what he will have to express later on through his organs of speech. It makes a great difference in which of these two ways a man has been destined for the language that will be his in the coming earthly life. He who before his earthly life, during his second passage through the realm of the Angels, can be permeated with a really inward love for his mother-tongue, assimilates it as though it were part of his very being. He becomes one with it. This love is absolutely natural to him; it is a love born of the soul; he grows into his language and race as into a natural home. If however a man has grown into it the other way during the descent to his next earthly life, he will arrive on the Earth loving his language merely out of instinct and lower impulses. Lacking the true, inward love for his language and his people, he will be prone to an aggressive patriotism connected with his bodily existence. It makes a great difference whether we grow into race and language with the tranquil, pure love of one who unites himself inwardly with his folk and language, or whether we grow into them more automatically, and out of passions and instincts express love for our folk and our language. The former conditions never come to expression in chauvinism or a superficial and aggressive form of patriotism. A true and inward love for race and language expresses itself naturally, and is thoroughly consistent with real and universal human love. Feeling for internationalism or cosmopolitanism is never stultified by this inner love for a language and people. When, however, a man grows into his language more automatically, when through his instincts and impulses he develops an over-fervid, organic, animal-like love for language and people, false nationalism and chauvinism arise, with their external emphasis upon race and nationality. At the present time especially, it is necessary to study from the standpoint of life between death and a new birth what we encounter in the outer world in our life between birth and death. For the way we come down into race and language through the stream of heredity, through birth, depends upon how we encounter, for the second time, the realm of the Archangels. Those who try to understand life to-day from the spiritual vantage-point, know that the experience arising in the period between death and a new birth when man comes for the second time into the realm of the Angels, is very important. All over the Earth to-day the peoples are adopting a false attitude to nationality, race and language, and much of what has arisen in the catastrophe of the second decade of the twentieth century in the evolution of the Western people, is only explicable when studied from such points of view. He who studies life to-day in the light of anthroposophical Spiritual Science must assume that in former earthly lives many men became more and more deeply entangled in materialism. You all know that, normally, the period between death and a new birth is lengthy. But especially in the present phase of evolution, there are many men whose life between their last death and their present birth was only short, and in their former earthly life they had little human love or idealism. Already in the former earthly life their interests were merely utilitarian. And as a result, in their second contact with the realm of the Angels between death and a new birth, the seeds were laid for all that arises to-day in such an evil form in the life of the West. We shall have realised that man can only be understood as a spatial being when it is known that his form and structure derive from the realm of the fixed stars and his life-stages from the planetary spheres. As a spatial being, man draws the forces that are active in him, not only from the Earth but from the whole Cosmos. Now just as it is necessary to go beyond what is earthly in order to understand man as a spatial being, so it is necessary to go beyond life between birth and death in order to understand social life, racial life on the Earth. When we carefully observe the life of to-day we find that although men claim their right to freedom so vociferously, they are, in reality, inwardly unfree. There is no truly free life in the activities which nowadays manifest such obvious forces of decline; instincts and lower impulses are the cause of the misery in social life. And when this is perceived we are called upon to understand it. Just as a second meeting with the Archangels takes place, so when man once again approaches earthly life, he enters into a more intimate union with his Angel. But at first he is somewhat withdrawn from the realm of the Angels. As long as he is in the realm of the Archangels, his Angel too is more strongly bound with this realm. Man lives as it were among the higher Hierarchies and as he draws near to a new birth he is entrusted more and more to the realm of the Angels who then lead him through the world of the Elements, through fire, air, water and earth, to the stream of heredity. His Angel, leads him to physical existence on Earth. His Angel can make him into a man who is in a position to act freely, out of the depths of his soul-and-spirit, if all the conditions described have been fulfilled by the achievements of a former earthly life. But, the Angel is not able to lead a man to a truly free life, if he has had to be united automatically with his language and his race. In such a case the individual life also becomes unfree. This lack of freedom shows itself in the following way. Instead of forming free concepts, such a man merely thinks words. He becomes unfree because all his thinking is absorbed in words. This is a fundamental characteristic of modern men. Earthly life in its historical development, especially in its present state, cannot be understood unless we also turn with the eyes of soul, to the life which runs its course between death and a new birth, to the world of soul-and-spirit. To understand the human form, we must turn to the heaven of the fixed stars; to understand the stages of life in man we must turn to the planetary spheres. If we wish to understand man's life of soul-and-spirit, we must not confine our attention to the life between birth and death, for as we have seen, this life of soul-and-spirit is rooted in the world of the higher Hierarchies and belongs to the higher Hierarchies just as the physical body and ether-body of man belong to the physical and etheric worlds. Again, if we wish to understand thinking, feeling and willing, then we must not merely confine our attention to man's relation to the world of sense. Thinking, feeling and willing are the forces through which the soul develops. We are carried as it were through the Gate of Death by our idealistic thoughts—by what love and religious devotion have implanted in these thoughts. Our first meeting with the Archangels depends upon how we have ennobled our thinking and permeated it with idealism. But when we have passed through the Midnight Hour of Existence, our thinking dies away. It is this thinking which now, after the Midnight Hour of Existence, is re-moulded and elaborated for the next earthly life. And the forces which permeate our physical organs of thinking in the coming earthly life are shaped by our former thinking. The forces working in the human head are not merely forces of the present life. They are the forces which have worked over into this life from thinking as it was in the last life, and give rise to the form of the brain. On the other hand, it is the will which, at the second meeting with the Archangels, plays its special part in man's life of soul-and-spirit. And it is the will which then, in the next life on Earth, lays hold of the limb-and-metabolic organism. When we enter through birth into earthly life, it is the will which determines the fitness or inadequacy of the limbs and the metabolic processes. Within the head we really have a physical mirror-image of the thoughts evolved in the previous life. In the forces of the metabolism and limbs we have the working of the newly acquired forces of will which, at the second meeting with the Archangels, are incorporated into us as I have described—either in such a way that they are inwardly active in the life of soul, or operate automatically. Those who realise how this present life which generates such forces of decline in humanity of the West, has taken shape, will look with the greatest interest towards what was active in man between death and a new birth during the period of existence preceding this present earthly life. And what they can learn from this will fill them with the impulse—now that the dire consequences of materialism are becoming apparent in the life of the peoples—to give men who already in their last incarnation were too materialistic, that stimulus which can lead once again to a deepening of inner life, to free spiritual activity, to a really intimate, and natural relation to language and race which does not in any way run counter to internationalism or cosmopolitanism. But first and foremost our thinking must be permeated with real spirituality. In the Spirit of modern man, there are, in reality, only thoughts. When man speaks to-day of his Spirit, he is actually speaking only of his thoughts, of his more or less abstract thinking. What we need is to be filled with Spirit, the living Spirit belonging to the world lying between death and a new birth. In respect of his form, his stages of life, his nature of soul-and-spirit, man must regard himself as belonging to a world which lies outside the earthly sphere; then he will be able to bring what is right and good into earthly life. We know how the Spiritual in man is gradually absorbed by other domains of earthly existence, by political life, by economic life. What is needed is a free and independent spiritual life; only thereby can man be permeated with real spirituality, with spiritual substance, not merely with thoughts about this or that. Anthroposophy must therefore be prepared to work for the liberation of the spiritual life. If this spiritual life does not stand upon its own foundations, man will become more and more a dealer in abstractions, He will not be able to permeate his being with living Spirit, but only with abstract Spirit. When a man here, in physical life, passes through the Gate of Death, his corpse is committed to the Earth, or to the Elements. His true being is no longer within this physical corpse. When a man passes through birth in such a way that through the processes described he has become an ‘automaton’ in his relation to his nation, language and conduct—then his living thinking, his living will, his living nature of soul-and-spirit die when he is born into the physical world and within physical existence become the corpse of the Divine Being of soul-and-spirit. Our abstract, rationalistic thinking is verily a corpse of the soul-and-spirit. Just as the real human being is no longer within the physical corpse, so we have in abstract thinking, a life of soul that is devoid of Spirit—really only the corpse of the Divine-spiritual. Man stands to-day at a critical point where he must resolve to receive the spiritual world once again, in order that he may pour new life into the abstract thinking that is a corpse of the Divine-Spiritual, opening the way for instincts, impulses and automatism. What I said at the end of my lecture to students here (On the Reality of Higher Worlds. 25th November, 1921.) is deeply true: If he is to pass from a decline to a real ascent, man must overcome the abstraction which, like a corpse of the soul is present in the intellectualistic and rationalistic thinking of to-day. An awakening of the soul and spirit—that is what is needed! The social life of the present day points clearly to the necessity for such an awakening. Anthroposophy has indeed an eternal task in regard to that living principle in man which must continue beyond all epochs of time. But Anthroposophy has also a task to fulfil for the present age, namely to wean man from externalisation, from the tendency to paralyse and kill the Divine-Spiritual within him. Anthroposophy must bring back this Divine-Spiritual life. Man must learn to regard himself not merely as an earthly but as a heavenly being, realising that his earthly life can only be conducted aright if the forces of heavenly existence, of the existence between death and a new birth, are brought down into this earthly life. |
201. Man: Hieroglyph of the Universe: Lecture VI
18 Apr 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
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Look at the Universe of Stars. Note how the constellations move as little as do the particles on the surface of the human periphery. You will find that the constellation of Aries is always at a fixed distance from the constellation of Taurus, just as your two eyes remain at the same distance from one another. |
We have however, in this way, valid proof of this terrestrial process, which repeats itself every 24 hours. It represents, in relation to the fixed constellations, the analogy of the rhythmic course of metabolism in man as compared to the fixed nature of his peripheric form; and here you can find, if you examine thoroughly all the conditions and relationships, exact evidence for the movement of the Earth in the processes of metabolism in man. |
201. Man: Hieroglyph of the Universe: Lecture VI
18 Apr 1920, Dornach Translated by George Adams, Mary Adams Rudolf Steiner |
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We have seen that we must search for a harmony between the processes taking place in and with Man, and the processes that take place in the outer Universe. Let us once again recall briefly the point whither our study of yesterday led us. We said that Man had to be regarded, to begin with, from four points of view. Firstly, from the standpoint of the forces which are responsible for his form; secondly from that which comprises all the forces expressing themselves in the circulation of the blood, lymph, etc., in short the forces of internal motion. (You already know that the formative forces are to a large extent in a state of rest in the fully grown man, whereas the inner motion is in a state of continual flow.) Thirdly, we have the organic forces, and fourthly, the actual metabolism. To begin with we must consider all that has connection with the formative forces. These are the forces which work outward from within until they reach the outermost periphery, the limits of man's circumference. If we formed a silhouette of man, seen as it were from all sides, we should comprehend and enclose the outermost extremities of the activities resulting from these inner forces, which build from within outwards. Now it should not be difficult to understand that these forces of formation must be connected with other forces, which, like them, belong to the periphery of man, and are to be discovered there. These latter are the forces having their activities in the senses. The senses of man lie, as you know, upon the periphery. They are of course distributed over it and differentiated, but in order to come into contact with the forces acting in the senses you must look for them at the periphery, and this justifies us in saying that the formative forces must have a connection with the activity of the senses. We shall perhaps understand this point better if we remember the words that Goethe quotes as having been uttered by one of the old mystics.
Now it cannot be the light-activity surrounding us all the time that is meant when the eye is said to be sun-like or light-like, for this light-activity can be perceived by the eye only when the eye is completely formed. It cannot therefore be this that is meant, when we are speaking of the building up of the eye. We must imagine this light-activity as something intrinsically different. And it is a fact that we arrive at a certain conception of what underlies this saying, if we follow man during the time between death and a new birth. For during this period his experiences consist in part—but of course, only in part—in a perception of the gradual transformation of the forces within him from the preceding physical life to the new one; and he perceives how the limb-man is transformed in the time between death and a new birth into the head-form. These experiences are no less rich in content than are those experiences we live through in this life, when we watch the gradual quickening of the plants in Spring and their decay in Autumn, etc. All this building up that goes on in man in the time between death and re-birth is a great wealth of events, a wealth of real happenings which are by no means so easy to grasp as the mere abstract idea of them. All that takes place during this time to effect the transformation of the forces of the limb-man into those of the head for the new incarnation, is extraordinarily manifold. Man himself partakes in the process. He experiences for instance, something akin to the building up of the eye. But he does not experience it in the same manner as he did during the long evolutionary period, when he passed through the various evolutionary stages preceding our Earth, namely, those of Moon, Sun and Saturn. The forces of the Stellar Universe then acted upon him in a different way. This Stellar Universe was also in a different form from what it is now. It is of great importance to form clear ideas on these matters. If we consider our present perceptions of what is around us, what are they? They are really pictures. Behind these pictures, of course, lies the real world; but it is the world that lies behind these pictures, which actually built up man before he had evolved sufficiently to be able to perceive these pictures. Today we perceive with our eyes the pictures of the surrounding world. Behind these lies that which has built up our eyes. This brings us to the truth: Had not the forces residing behind the picture of the Sun constructed the eye, the eye could not perceive the picture of the Sun. The saying, you see, has to be modified, for while the perception of light today gives pictures, yet what first built up the organs into the periphery of man were not pictures, but realities. So that when we look around us in this world, what we perceive are really the forces that have built us up—our own formative forces. They have now drawn into us; that which acted from without up to the Earth period, now works from within. We will retain this thought for our succeeding studies and will now bring together the first and fourth of these forces.
Let us, for the moment, consider the last named. The process of metabolism has already become in some degree irregular; but there are natural causes which still lead Man to hold to a certain regularity in this respect; and you all know that he is inconvenienced if, for some reason or other, he fails in the rhythmic process of assimilation. He can deviate from it within limits, but he always endeavours to return again to a certain rhythm; and you know that this rhythm is one of the first essentials of physical health. It is a rhythm that embraces day and night. Within 24 hours the rhythmic process of metabolism is completed. Twenty-four hours after breakfast you again have an appetite for breakfast. All that is connected with assimilation is connected also with the day's course. I would now ask you to compare the solidity, the firmness of the bodily periphery with the mobility of the forces of assimilation. One can say that no alterations take place in the former, while assimilation repeats itself every 24 hours. A great deal takes place inside your organism, but your periphery remains unchanged. Now try to discover, in the outer world, something corresponding with this inner mobility in relation to firmness, that you find in Man. Look at the Universe of Stars. Note how the constellations move as little as do the particles on the surface of the human periphery. You will find that the constellation of Aries is always at a fixed distance from the constellation of Taurus, just as your two eyes remain at the same distance from one another. But apparently this whole stellar heaven moves; apparently it revolves around the Earth. Well, in respect of this, men are today no longer ignorant, they know that the movement is merely apparent, and ascribe its appearance to a revolution of the Earth upon her own axis. Many have been the attempts to find proof for this revolution of the Earth on her axis. It was really only during the fifties of the last century that man began to have the right to speak of such a revolution, for it was only then that the pendulum experiments of Foucault showed this turning of the Earth. I will not go into this further today. We have however, in this way, valid proof of this terrestrial process, which repeats itself every 24 hours. It represents, in relation to the fixed constellations, the analogy of the rhythmic course of metabolism in man as compared to the fixed nature of his peripheric form; and here you can find, if you examine thoroughly all the conditions and relationships, exact evidence for the movement of the Earth in the processes of metabolism in man. In these times we come across various so-called theories of relativity which claim that we cannot really speak of absolute motion. If I look out of the window of a railway carriage and think that the objects outside are moving, in reality it is the train and myself that are moving. Neither however can it be strictly proved that the world outside is not also moving in an opposite direction! All this kind of talk is, as a matter of fact, not of much value. For if one man walks forward and another man stands still in the distance while he approaches him it is, relatively speaking, immaterial whether he says: “I approach him” or “he approaches me”. Looked at in this way there seems to be no difference. Such considerations as this form, as you know, the foundations of the Einstein theories of relativity. It is all very well—but there is a way whereby one can strictly prove the motion, for the person who remains at rest will not experience fatigue, whereas the one who walks will do so. By means of inner processes the absolute reality of motion can thus be proved; indeed there are no other proofs but the inner processes. Applying this to the Earth, we can truly speak there too of absolute motion, for through Spiritual Science we learn to realise that this motion is the equivalent of the inner motion of metabolism as compared with the fixed form of man. We should not lay so much stress upon the fact that the Earth rotates round its axis and thereby brings about an apparent Solar motion in space, but should instead relate this terrestrial motion to the whole Starry Universe; we should not speak of Sun days, but rather of Star days—which are not synonymous, for the Stellar day is shorter than the Solar day. A correction is always necessary in formulae dealing with the Solar day. Hence we can truly speak of this movement of the Earth on her axis as of something derivable from Man's nature; for as already pointed out, with the revolution considered in its relation to the fixed starry heavens is connected the inner motion of metabolism in Man. To sum up, the relation of metabolism in Man to the forces responsible for the form of Man is the relation of the Earth to the Heaven of Fixed Stars, which latter is represented for us by the Zodiac. When we look at the Zodiac, it forms for us the outer cosmic representative of our own outer form. When we consider the Earth, we have before us the representative of the assimilative forces within us; and the relation of movement in each case corresponds. Now it will be a little more difficult to find the relationship between (2) and (3), between Inner Movements and Organic Forces. We can however make the matter comprehensible in the following way. If you consider the movements within the human organism, you will readily conclude that they are something in Man that is in no way so fixed as his outer periphery. They are in motion. But something further is connected with this movement. The movements include that of the blood as well as the nerve-fluid, lymph, etc. We need not give a detailed list of them here, but there are seven of these inner movements. Connected with these movements are the individual organs. The forces of motion have produced, within their courses, these organs; in the latter we must recognise the results of these motions. I have often drawn attention recently to the real truth concerning the human heart. The materialistic view of the world, as I have pointed out, is of opinion that the heart is a kind of pump, forcing the blood through the whole body. But this is not the case; on the contrary, the pulsation of the heart is not the cause but the effect of circulation. Into the living inner motions or movements is inserted the functioning of the organs. If we try to discover a cosmic equivalent for this, we will find it by observing, on the one hand, the movements of the Planets, especially if we consider their motions in relation to the movements of the moon. You will know—having already had this explanation in previous lectures—the connection between the lunar motion and the phenomena of the tides; and much more besides is connected with this lunar motion. Were we to study the phenomena of Nature more deeply, we should find that not only does light appear as a result of the sunrise, but other—and indeed more material—effects in our Earth-environment are to be connected with the planetary motion. When once this is made the basis of real, genuine study, we shall realise the harmony existing between many phenomena on the Earth and the motions of the planets. We shall study the effects of the planetary influence upon air, water and earth, in the same way as we have to study—in the human body—the influences upon their respective organs of the forces of inner movement existing in the circulation of the blood and in other circulations. In this way we shall discover a certain reciprocal action between the organic activities and the forces of inner movement. Just as we have already observed a correspondence between Earth and the Fixed Stars, so now we shall in fact have before us a similar correspondence between earth, water, air, fire (heat) and the planets—among which we reckon, of course, the Sun. Thus we arrive at a certain relation between occurrences within the human organism and those taking place outside in the Macrocosm. For the present, however, we need concern ourselves only with the organic forces. How are they built up in the human body? They are built up in such a manner that as we follow the human life during the periods of this building-up process of the organs, we may recognise with a fair degree of accuracy that the process is related to the course of the year as metabolism is related to the course of the day. Observe how this building process takes place in the child, commencing at conception and proceeding until he first ‘sees the light of the world’ as it is beautifully expressed. After this, and especially during the first months after birth, the building-up process proceeds still further; so that, in very fact, we have here to do with a year's course. Then we have another period of about one year to the appearance of the first teeth. Thus, in the building process of the organs we have a yearly course. But this course stands in a similar relation to the forces of inner movement in Man as the varied conditions of the year's activity—Spring, Summer, Autumn and Winter—do to the planets. Here again we discover something in Man that has correspondences in the Macrocosm. We cannot study these matters in any other way than by comparing details with each other. All I can do today is to draw your attention to certain facts that bear upon this subject, for were we to examine the connections in detail it would take us too long; but by studying certain relationships in Man during the actual building process of the organs, and seeing them in connection with the forces of inner movement, you can find everywhere analogies of that which takes place in the quarterly changes in the Seasons, as seen in their relationship to the forces of planetary motion. But we must avoid commencing our examination upon the basis of the heart being a pump; on the contrary, the heart must be viewed as a creation of the circulation of the blood. We must, so to speak, insert the heart into a living blood-circulation. The movement of the Sun too must be thought of as similarly inserted into the movements of the Planets. An unbiased examination of the intra-human conditions compels us to speak of a revolution of the Earth on her axis causing an apparent motion of the starry heavens—for this constitutes the equivalent of the movements connected with metabolism in their relations to the human outer form. But we cannot speak of a movement of the Earth around the Sun during the year. We cannot do this, if we understand the inner man which lives in close connection with the Macrocosm; for we must not conceive of that which moves towards the heart, in any other manner than we would the other flows of movement within man. We must therefore recognise that we are concerned not with an elliptical movement of the Earth in the course of the year but rather with a movement which corresponds to the Solar motion. That is, Earth and Sun move together in the course of the year; the one does not circle around the other. The latter opinion is the result of judging appearances; in actuality we have here the motion of both these bodies in space with a certain connection between the two. This is something in the Copernican theory that will have to be substantially corrected. But there is yet another way in which we must conceive the relation of man with macrocosmic nature. What really is the nature of the process which we observe in the daily movement of metabolism? Only part of this process is carried on in such a way as to be accompanied by the phenomena of our consciousness, another part being accomplished while consciousness is shut off, while the Ego and astral body are separated from the physical and etheric. Now we must especially note the following. Man does not experience in the same way what takes place between awaking and going to sleep and what takes place between going to sleep and awaking. Just consider the relation between the two moments of time—going to sleep and awaking. If you do this with an unprejudiced mind, you will arrive at an unequivocal view of this matter. When you go to sleep, you are, as it were, at the zero of your being; the condition of sleep is not merely one of rest, it is the antithetical condition of the waking state. When you awake, you are, from the standpoint of your life, really in the same relation to yourself and your environment as you are at the moment of going to sleep. The one is the equivalent of the other, the only difference being that of direction. Awaking means passing from sleep to the waking state; falling asleep is the reverse. Apart from direction they are absolutely alike. Therefore if we could indicate the movements of metabolism by a line, then it cannot be a straight line or a circle, for they would not contain the points of awaking and of falling asleep. We must find a line which actually depicts the movements of metabolism, so as to contain these points, and the only one—search as long as you like—is the lemniscate. Here you have the point of awaking in one direction and the point of falling asleep in the other direction. The directions alone are opposite, the two movements being equal as regards life-condition. We can now distinguish in a real way the cycle of day and the cycle of night. Whither does all this lead? If we have grasped the fact that the motion of the daily metabolism corresponds to the motion of the Earth, we can no longer, with the Earth here (diagram) attribute to any one point a circular motion. On the contrary, we must form the conception that the Earth in actual fact proceeds along her path in such a way as to produce a line like that of the lemniscate. The motion is not a simple revolution, but a more complicated movement; each point of the terrestrial surface describes a lemniscate, which is also the line described by the metabolic process. We cannot therefore imagine the Earth's movement to consist merely of a turning round the axis, for in reality it is a complicated motion in which every point upon which you stand, describes—actually in order to form the foundation for the movement of your metabolic processes—a lemniscate. It is absolutely necessary to seek in the movements of the outer Universe the equivalent of movements taking place within Man. For only by a study of the changes within physical Man can we arrive at an understanding of the planetary motions exterior to Man. When a man sets his limbs in motion and becomes tired, we cannot go on arguing the point as to whether he is in relative or actual motion! It is out of the question to say: Perhaps the movement is only relative, perhaps the other man whom he is approaching is after all really approaching him! Theories of Relativity no longer hold water, when the inner motion proves that man moves. And it is impossible also to prove the movements in the interior of the Earth, except by means of the inner changes that go on in Man. The movements of metabolism, for example, are the true reflection of that which the Earth executes as motion in space. And again, that which we have termed the organ-building forces, active in the course of the year, are the equivalent of the annual motion of Earth and Sun together. We shall have occasion to speak more specifically of these things later; at the moment I should like to draw your attention once more to our model, where I have pointed out that the Earth moves behind the Sun in a screw-like line, the Earth moving along always with the Sun. And then if we view the line from above, we get a projection of the line and the projection shows a lemniscate. Now all this will make it clear that we can certainly speak of a daily motion of the Earth around her axis, but by no means of a yearly motion of the Earth around the Sun. For the Earth follows the Sun, describing the same path. Various other facts show that we have no right to speak of such a revolution. To give one instance, the fact that it was found necessary—I have spoken of this before—simply to suppress one statement of Copernicus. Were the Earth revolving round the Sun, we should of course expect her axis, which owing to its inertia remains parallel, to point in the direction of different fixed stars during this revolution. But it does not! If the Earth revolved round the Sun, the axis could not indicate the direction of the Pole-star, for the point indicated would itself have to revolve round the Polestar; it does not however do this, the axis continually indicates the Pole-star. That line which should be apparent to us and which would correspond to the progressive motion of the Earth in her relation to the Sun, is not to be found. It is in a spiral, screw-like path that the Earth follows the Sun, boring her way, as it were, into cosmic space. I have already indicated however that there is another movement which manifests in the phenomena of the precession of the equinoxes—the movement of the point of sunrise at the Spring-equinox through the Zodiac, once in 25,920 years. This also is the equivalent of a certain motion in Man. What can we find within Man corresponding to it? You may be able to come to a conclusion on this point from what I have said above. We have to find a motion equivalent to the relation of the Sun to the Fixed Stars, for the point of sunrise progresses through the complete Zodiac—or fixed stars—once in 25,920 years. The equivalent in Man is the relation between the forces of inner movement and the forces of form; this must therefore also be of long duration. The forces of inner movement in Man must change in some way, so as to alter their position in relation to the periphery of Man. You will remember what I said about something that has been observable since the period of ancient Greece. I said that the Greeks used the same word for ‘yellow’ and ‘green’, that they really did not see blue in the same way as we do, but actually, as reported by Roman writers, realised and used four colours only in their art, namely yellow, red, black and white. They saw these four living colours. To them the sky was not blue as we see it; it appeared to them as a kind of darkness. Now this is an assertion that can be made in all certainty, and Spiritual Science confirms it. This change in Man has taken place since the time of ancient Greece. When you ponder over the fact that the constitution of the human eye has undergone such a degree of modification since the period of ancient Greece, you can then also conceive of other alterations in the human organism, taking place upon the periphery and occupying still longer periods of time for their accomplishment. Such alterations upon the periphery must of necessity bear a relation to the forces of inner movement, for, of course, they cannot be produced by the digestion or the organic functions. These peripheric modifications correspond, as a matter of fact, to the course of the vernal equinox in the Zodiac, to a period, that is, of 25,920 years. During this period the human race undergoes complete change. We must not make the mistake of thinking that previous to that time humanity appeared as we now see it. Consideration of the circumstances connected with physical existence makes it absurd to use the figures given us by modern geology for the purpose of following human evolution in time, for we can comprise this only in the period of 25,920 years, and part of that is still in the future. When the vernal equinox has come back again to the same place, the alterations that will have taken place in the whole human race are such that the human form will be quite dissimilar to what it is now. I have already told you something derived from other sources of cognition about the future of the human race and about its age. And here we see how the consideration of physical conditions compels a recognition of the same knowledge. As a result of the above we arrive at the realisation that what we call the ‘movements of the heavenly bodies’ are not quite as simple as present day astronomy would have us believe, but that we enter here into extremely complicated conditions—conditions that can be studied from the standpoint of Man's connection with the Macrocosm. I have already been able to point out to you certain details of the motions of the heavenly bodies, and we shall in course of time learn more and more about them from other sources. You will be able already to see one thing—that man is not wholly dependent upon the Macrocosm. With what lies deep down in the subconscious, with the processes namely of assimilation, he is still in a certain way—but only in a certain way—bound to the Earth's daily revolution around her axis. Nevertheless, he can lift himself out of this connection. How is this? It is possible because man as he now is, built up in accordance with the forces of the periphery and of inner movement, with the forces too of the organs and of the metabolic system, is complete and finished in his dependence on the forces from without; and now he is able, with his complete and finished organisation to sever himself from this connection. In the same sense that we have in waking and sleeping a copy of day and night, having thus in ourselves the inner rhythm of day and night, but not needing to make this inner rhythm correspond with the outer rhythm of day and night (i.e. we need not sleep at night, nor wake during the day), so in a similar way does Man sever his connection with the Macrocosm in other departments of his existence. Upon this is founded the possibility of human free-will. It is not the present formation of Man that is dependent upon the Macrocosm, but his past formation. Man's present experiences are fundamentally a picture or copy of his past adaptation to the Macrocosm, and in this sense we live in the pictures of our past. Within these we are enabled to evolve our freedom, and from them we receive our moral laws, which are independent of the necessity ruling in our nature. It is when we understand clearly how Man and Macrocosm are related to each other that we recognise the possibility of free-will in Man. Finally we must think over the following. It is clear that in Man the metabolic forces are still, in a certain respect, connected with the rhythm of his daily life. The forces of form have solidified. Now consider the animal instead of Man. Here we shall find a much more complete dependence upon the Macrocosm. Man has grown out of or beyond this dependence. The ancient wisdom therefore spoke of the Zodiac or Animal Circle, not of the Man Circle, as corresponding to the forces of formation. The forces of form manifest themselves in the animal kingdom in a great variety of forms, while in Man they manifest essentially in one form covering the whole human race; but they are the forces of the animal kingdom, and as we evolve beyond them and become Man, we must go out beyond the Zodiac. Beyond the Zodiac lies that upon which we, as human beings, are dependent in a higher sense than we are upon all that exists within the Zodiac, that is, within the circle of the fixed stars. Beyond the Zodiac is that which corresponds to our Ego. With the astral body—which the animal also possesses—we are fettered to a dependence upon the Macrocosm, and the building up of the astral vehicle takes place in accordance with the will of the Stars. But with our "I" or Ego we transcend this Zodiac. Here we have the principle upon which we have gained our freedom. Within the Zodiac we cannot sin, any more than can the animals; we begin to sin as soon as we carry our action beyond the Zodiac. This happens when we do that which makes us free from our connection with the Universal forces of formation, when we enter into relationship with regions exterior to the Zodiac or region of fixed stars. And this is the essential content of the human Ego. You see, we may measure the Universe in so far as it appears to us a visible and temporal thing, we may measure its full extension through space to the outermost fixed stars, and all that takes place by way of movement in time in this starry heaven, and we may consider all this in its relation to Man; but in Man is being fulfilled something that goes on outside this space and outside this time, outside all that takes place in the astral. There beyond, is no ‘necessity of Nature’, but only that has place which is intimately connected with our moral nature and moral actions. Within the Zodiac we are unable to evolve our moral nature; but in so far as we evolve it, we record it into the Macrocosm beyond the Zodiac. All that we do remains and works in the world. The processes taking place within us from the forces of formation to the forces of metabolism, are the result of the past. But the past does not prejudge the whole of the future, it has no power over that future which eventuates from Man himself in his moral actions. I can only lead you forward in this study step by step. Keep well in mind what I have said today and in my next lecture we will examine the matter from yet another point of view. |
220. Man and Cosmos
07 Jan 1923, Dornach Translated by Unknown Rudolf Steiner |
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We have sense perceptions in our environment, and similarly we have a consciousness which would manifest itself as inspired consciousness, as inspirations coming from every planetary movement and from every constellation of fixed stars. Even as our thinking capacity streams towards our ordinary sense perceptions, so we send out to the movements of the celestial bodies a force which is opposed to the impressions derived from the stars, and this force is our will. |
The Ego and the astral body really sleep in the metal streams rising up from the earth, if I may use this expression, and in the streams descending from the planetary movements and the constellations of fixed stars. What thus arises in the earth's environment exercises no influence in a horizontal direction, but exists in form of forces which descend from above, and in the night we live in them. |
They have a different inner character; they are no longer a perception of metals, but inspiration, conveying the movements or the constellation of the stars. In the same way in which the human being perceives the earth's constitution as rising up from below, he now perceives, descending from above, something which again arises through pathological conditions, when the Ego is in a more loose connection with the astral body. |
220. Man and Cosmos
07 Jan 1923, Dornach Translated by Unknown Rudolf Steiner |
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Within this course of lectures I intend to speak of things which are connected with the preceding lectures, but which bring results of spiritual science drawn from a deeper source and show how the human being is placed in the universe. We speak of man in such a way that we envisage, to begin with, his physical organization and his etheric or vital body revealed to spiritual investigation; and then we speak of the astral body and of the Ego organization. But we do not yet grasp man's structure if we simply enumerate these things in sequence, for each of these members has a different place in the universe. We are able to grasp man's position in the cosmos only if we understand how these different members are placed in the universe. When we study the human being, as he stands before us, we find that these four members of human nature interpenetrate in a way which cannot at first be distinguished; they are united in an alternating activity, and in order to understand them we must first study them separately, as it were, and consider each one in its special relation to the universe. We can do this in the following way, by setting out, not from a more general aspect, but from a definite standpoint. Bear I mind, to begin with, the more peripheric aspect of man, the external boundary, what is outside him. From other anthroposophical studies we know that we discover certain senses only when we penetrate, as it were, below the surface of the human form, into man's inner life. But essentially speaking, also the senses which transmit us a knowledge of our own inner being, have to be sought in regard to their starting point, and to begin with in a very unconscious way, on the inner side of the surface of man's being. We may therefore say: Everything in man existing in the form of senses should be looked for on the surface. It suffices to bear in mind one of the more prominent senses; for example, the eye or the ear—these show that the human being must obtain certain impressions from outside. How matters really stand in regard to these senses should, of course, be studied more deeply, by a more profound research. This has already been done here for some of the human senses. But the way in which these things appear in ordinary life induces us to say: A sense organ—for example, the eye or the ear—perceives things through impressions coming from outside. Man's position on earth easily enables us to see that the chief direction which determines the influences enabling him to have sensory perceptions can approximately be described as “horizontal.” A more accurate study would also show us that this statement is absolutely correct; for when perceptions apparently come from another direction, this is an illusion. Every direction relating to perception must in the end follow the horizontal. And the horizontal is the line which runs parallel to the surface of the earth. If I now draw this schematically, I would therefore have to say: If this is the surface of the earth, with the perceiving human being upon it, the chief direction of his perceptions is the one which runs parallel to the earth. All our perceptions follow this direction. And when we study the human being, it will not be difficult to say that the perceptions come from outside; they reach, as it were, man's inner life from outside. What meets them from inside? From inside we bring towards them our thinking, the power of forming representations or thoughts. If you consider this process, you cannot help saying: When I perceive through the eye, I obtain an impression from outside, and my thinking power comes from inside. When I look at the table, its impression comes from outside. I can retain a picture of the table in my memory through the representing or thinking power which comes from within. We may therefore say: If we imagine a human being schematically, the direction of his perceptions goes from the outside to the inside, whereas the direction of his thinking goes from the inside to the outside. What we thus envisage, is connected with the perceptions of the earthly human being in ordinary life, of the earthly human being appearing to us externally in the present epoch of the earth's development. The things mentioned above are facts evident to the ordinary human consciousness. But if you study the anthroposophical literature, you will find that there are other possibilities of consciousness differing from those which exist for the earthly human being in ordinary life. I would now ask you to form, even approximately and vaguely, a picture of what the earthly human being perceives. You look upon the colours which exist on earth, you hear sounds, you experience sensations of heat, and so forth. You obtain contours of the things you perceive, so that you perceive their shape, and so forth. But all the things in our environment, with which we have thus united ourselves, only constitute facts pertaining to our ordinary consciousness. There are, however, other possibilities of consciousness, which remain more unconscious in the earthly human being and are pushed into the depths of his soul life; yet they are just as important, and frequently far more important in human life than the facts of consciousness which exhaust themselves in what I have described so far. For the human constitution which man has here on earth, the things below the surface of the earth are just as important as those which exist in the earth's circumference. The circumference of the earth, what exists around the earth, may be perceived by the ordinary senses and grasped by the representing capacity which meets sense perception. This fills the consciousness of the ordinary human being living on the earth. But let us consider the inside of the earth. Simple reflection will show you that the inside of the earth is not accessible to ordinary consciousness. We may, to be sure, make excavations reaching a certain depth and in these holes—for example in mines—observe things in the same way in which we observe them on the earth's surface. But this would be the same as observing a human corpse. When we study a corpse, we study something which no longer constitutes the whole human being, but only a residue of man as a whole. Indeed, those who are able to consider such things in the right way must even say: We are then looking upon something which is the very opposite of man. The reality of earthly man is the living human being walking around, and to him belong the bones, muscles, etc. which exist in him. The bone structure, the muscular structure, the nerve structure, the heart, lungs, etc. correspond to the living human being and are as such true and real. But when I look upon the corpse, this no longer corresponds to the living human being. The form which lies before me as corpse, no longer requires the existence of lungs, of a heart, or of a muscular system. Consequently these decay. For a while they maintain the form given to them, but a corpse is really an untruth, for it cannot exist in the form in which it lies before us; it must dissolve. It is not a reality. Similarly the things I perceive when I dig a hole into the earth are not realities. The closed earth influences the human being standing upon it, differently from the things which exist in such a way that when the human being stands upon the earth, he beholds them through his senses, as the earth's environment. If, to begin with, you consider this from the soul aspect, you may say: The earth's environment is able to influence man's senses and it may be grasped by the thinking or representing capacity pertaining to ordinary human consciousness. Also what is inside the earth exercises an influence upon man, but it does not follow the horizontal direction; it rises from below. In our ordinary state of consciousness, we do not perceive these influences rising from below in the same way in which we perceive the earth's environment through the ordinary senses. If we could perceive what rises up from the earth in the same way in which we perceive what exists in the earth's environment, we would need a kind of eye or organ of touch able to feel into the earth, without our having to dig a hole into it, so that we could reach or see through (durchgreifen) the earth in the same way in which we see through air when we behold something. When we look through air, we do not dig a hole into it; if we first had to dig a hole into air, in order to look at it, we would see our environment in the same way in which we would see the earth in a coal mine. Hence, if it were not necessary to dig a hole into the earth in order to see its inside, we would have to have a sense organ able to see without the need of digging holes into the earth, an organ for which the earth, such as it is, would become transparent to sight or touch. In a certain way this is the case, but in ordinary life these perceptions do not reach human consciousness. For what the human being would then perceive are the earth's different kinds of metals. Consider how many metals are contained in the earth. Even as you have perceptions in your air-environment—if I may use this expression—even as you see animals, plants, minerals, artistic objects of every kind, so perceptions of the metals rise up to you from the earth's inside. But if perceptions of the metals could really reach your consciousness, they would not be ordinary perceptions, but imaginations. And these imaginations continually reach man, by rising up from below. Even as the visual impressions come, as it were, from the horizontal direction, so the radiations of metals continually reach us from below; yet they are not visual perceptions of the minerals, but something pertaining to the inner nature of minerals, which works its way up through us and takes on the form of imaginations or pictures. But the human being does not perceive these pictures; they are weakened. They are suppressed, as it were, because man's earthly consciousness is not able to perceive imaginations. They are weakened down to feelings. If, for example, I imagine all the gold existing in some way in the caverns of the earth, and so forth, my heart really perceives an image which corresponds to the gold in the earth. But this picture is an imagination, and for this reason ordinary human consciousness cannot perceive it, for it is dulled down to a life feeling, an inner vital feeling, which cannot even be interpreted, less still perceived, in its corresponding image. The same applies to the other organs, for the kidneys perceive in a definite image all the tin which exists in the earth, and so forth. All these impressions are subconscious and they do not appear in the general feelings that live in the human being. You may therefore say: The perceptions coming from the earth's environment follow a horizontal direction and are met from within by the thinking or representing power; from below come the perceptions of metals—above all, of metals—and they are met by feeling, in the same way in which ordinary perceptions are met by the thinking capacity. This process, however, remains chaotic and unreal to the human beings of the present time. From these impressions they only derive a general life-feeling. If the human being on earth had the gift of imagination, he would know that his nature is also connected with the metals in the earth. In reality, every human organ is a sense organ, and although we use it for another purpose, or apparently do so, it is nevertheless a sense organ. During our earthly life, we simply use our organs for other purposes. For we really perceive something with each organ. The human being is in every way a great sense organ, and as such, he has differentiated, specified sense organs in the single organs of his body. You therefore see that from below, the human being obtains perceptions of metals and that he has a life of feeling corresponding to these perceptions. Our feelings exist in contrast to everything coming to us from the earth's metals, even as our thinking or representing power exists in contrast to everything which penetrates into our sense perceptions from the earth's environment. But in the same way in which the influences of the metals reach us from below, so we are influenced from above by the movements and forms of the celestial bodies in the world's spaces. We have sense perceptions in our environment, and similarly we have a consciousness which would manifest itself as inspired consciousness, as inspirations coming from every planetary movement and from every constellation of fixed stars. Even as our thinking capacity streams towards our ordinary sense perceptions, so we send out to the movements of the celestial bodies a force which is opposed to the impressions derived from the stars, and this force is our will. What lies in our will power, would be perceived as inspiration, if we were able to use the inspired state of consciousness. You therefore see that by studying man in this way, we must say to ourselves: In his earthly consciousness we find, to begin with, the condition in which he is most widely awake: his life of sensory perceptions and of thoughts. During our ordinary, earthly state of consciousness, we are completely awake only in this life of sensory perceptions and thoughts. Our feeling life, on the other hand, only exists in a dreaming state. There, we only have the intensity or clearness of dreams, but dreams are pictures, whereas our feeling life is the general soul constitution determined by life; that is to say, feeling. But at the foundation of feeling lie the metal influences coming from the earth. And the consciousness based on the will lies still deeper. I have frequently explained this. Man does not really know the will that lives in him. I have often explained this by saying: The human being has the thought of stretching out his arm, or of touching something with his hand. He can have this thought in his waking consciousness and may then look upon the process of touching something. But everything that really lies in between, the will which shoots into his muscles, etc., all this remains concealed to our ordinary consciousness, as deeply hidden as the experiences of a deep slumber without dreams. We dream in our feelings and we sleep in our will. But the will which sleeps in our ordinary consciousness responds to the impressions coming from the stars, in the same way in which our thoughts respond to the sense impressions of ordinary consciousness. And what we dream in our feelings is the counter-activity which meets the influences coming from the metals of the earth. In our present waking life on earth, we perceive the objects around us. Our thinking capacity counteracts. For this we need our physical and etheric body. Without the physical and etheric body we could not develop the forces which work in a horizontal direction—the perceptive and thinking forces. If we imagine this schematically we might say: As far as our daytime consciousness is concerned, the physical and etheric bodies become filled with sense impressions and with our thinking activity. When the human being is asleep, his astral body and his Ego organization are outside. They receive the impressions which come from below and from above. The Ego and the astral body really sleep in the metal streams rising up from the earth, if I may use this expression, and in the streams descending from the planetary movements and the constellations of fixed stars. What thus arises in the earth's environment exercises no influence in a horizontal direction, but exists in form of forces which descend from above, and in the night we live in them. If you could attain the power of imagination by setting out from your ordinary consciousness, so that the imaginative consciousness would really exist, you would have to achieve this in accordance with the demands of the present epoch of human development; namely, in such a way that every human organ is seized by the imaginative consciousness. For example, it would have to seize not only the heart, but every other organ. I have told you that the heart perceives the gold which exists in the earth. But the heart alone could never perceive the gold. This process takes place as follows: As long as the Ego and astral body are connected with the physical and etheric bodies, as is normally the case, the human being cannot be conscious of such a perception. Only when the Ego and the astral body become to a certain extent independent, as is the case in imagination, so that they do not have to rely on the physical and etheric bodies, we may say: The astral body and the Ego organization acquire, near the heart, the faculty of knowing something about these radiations coming from the metals in the earth. We may say: The center in the astral body for the influences which come from the gold radiations, lies in the region of the heart. For this reason we may say: The heart perceives—because the real perceptive instrument in the astral body pertaining to this part, to the heart—not the physical organ, but the astral body, perceives. If we acquire the imaginative consciousness, the whole astral body and also the whole Ego organization must enable the parts corresponding to every human organ to perceive. That is to say, the human being is then able to perceive the whole metal life of the earth—differentiated, of course. But details in it can only be perceived after a special training, when he has passed through a special occult study, enabling him to know the metals of the earth. In the present time, such a knowledge would not be an ordinary one. And today it should not be applied to life in a utilitarian way. It is a cosmic law that when the knowledge of the earth's metals is used for utilitarian purposes in life, this would immediately entail the loss of the imaginative knowledge. Last part—It may, however, occur that owing to pathological conditions, the intimate connection which should exist between the astral body and the organs is interrupted somewhere in man's being, or even completely, so that the human being sleeps, as it were, quite faintly, during his waking condition. When he is really asleep, his physical body and his etheric body on the one hand, and his astral body and his Ego on the other, are separated; but there also exists a sleep so faint that a person may walk about in an almost imperceptible state of stupor—a condition which may perhaps appear highly interesting to some, because such people have a peculiarly “mystical” appearance; they have such mystical eyes and so forth. This may be due to the fact that a very faint sleeping state exists even during the waking condition. There is always a kind of vibration between the physical and etheric body and the Ego organization and astral body. There is an alternating vibration. And such people can be used as metal feelers—they feel the presence of metals. But the capacity to feel the presence of special metal substances in the earth is always based on a certain pathological condition. Of course, if these things are only viewed technically and placed at the service of technical-earthly interests, it is, cruelly speaking, quite an indifferent matter whether people are slightly ill or not; even in other cases, one does not look so much at the means for bringing about this or that useful result. But from an inner standpoint, from the standpoint of a higher world conception, it is always pathological if people can perceive not only horizontally, in the environment of the earth, but also vertically, in a direct way, not through holes. What thus comes to expression, must, of course, be revealed in a different way. If we take a pen and write down something, this is contained in the ordinary life of thought; this must be lifeless. But the ordinary life of thought drowns in light (“verleuchtet”)—if I may use this expression in contrast to “darkens” (“verdunkelt”)—the perception coming from below; consequently, it is necessary to use different signs from those we use, for example, when we write or speak; different signs must be used when specific metal substances in the earth are perceived through a pathological condition. I observe, for example, that also water is a metal. Pathological people may actually be trained, not only to have unconscious perceptions, but also to give unconscious signs of these perceptions—for example, they can make signs with a rod placed in their hand. What is the foundation of all this? It is based on the fact that there is a faint interruption between the Ego and astral body on the one hand, and the physical and etheric body on the other, so that the human being does not only perceive what is, approximately speaking, at his side, but by eliminating his physical body he becomes a sensory organ able to perceive the inside of the earth, without having to dig holes into it. But when this direction exercises its influence, a direction which is normally that of feeling, then one cannot use the expressions which correspond to the thinking capacity. These perceptions are not expressed in words. They can only be expressed, as already indicated, through signs. Similarly, it is possible to stimulate perceptions descending from above. They have a different inner character; they are no longer a perception of metals, but inspiration, conveying the movements or the constellation of the stars. In the same way in which the human being perceives the earth's constitution as rising up from below, he now perceives, descending from above, something which again arises through pathological conditions, when the Ego is in a more loose connection with the astral body. He then perceives, descending from above, something which really gives the world its division of time, the influence of time. This enables him to look more deeply into the world's course of events, not only in regard to the past, but also in connection with certain events which do not flow out of man's free will, but out of the necessity guiding the world's events. He is then able to look, as it were, prophetically into the future. He casts a gaze into the chronological order of time. With these things I only wished to indicate that through certain pathological conditions it is possible for man to extend his perceptive capacity. In a s o u n d and h e a l t h y way this is done through imagination and inspiration. Perhaps the following may explain what constitutes sound and unsound elements in this field. For a normal person it is quite good if he has—let us say—a normal sense of smell. With a normal sense of smell he perceives objects around him through smell; but if he has an abnormal sense for any smelling object in his environment, he may suffer from an idiosyncrasy, when this or that object is near him. There are people who really get ill when they enter a room in which there is just one strawberry; they do not need to eat it. This is not a very desirable condition. It may, however, occur that someone who is not interested in the person, but in the discovery of stolen strawberries, or other objects which can be smelled, might use the special capacity of that person. If the human sense of smell could be developed like that of dogs, it would not be necessary to use police dogs, for people could be used instead. But this must not be one. You will therefore understand me when I say that the perceptive capacity for things coming from below and from above should not be developed wrongly, so as to be connected with pathological conditions, for these are positively destructive for man's whole organization. To train people to sense the presence of metals would therefore be the same as training them to be bloodhounds, police dogs, except that here—if I may use this expression—the humanly punishable element is far more intensive. For only through pathological conditions can such things appear in this or that person. All the things which generally come towards you in an ignorantly confused and nebulous way, will be understood in regard to their theory, and also by judging them as they have to be judged, within man's whole connection with the world. This is one aspect of the matter. The other aspect is that there is also a right application of such a knowledge. A person who is endowed with the imaginative power of knowledge, must not use the imaginative forces of the astral body, located in the region of the heart, to procure gold. He may, however, apply these forces to recognize the construction, the true tasks, the inner essence of the heart itself. He may apply them in the meaning of human self-knowledge. In physical life this also corresponds to the right application of—let us say—the sense of smell, of sight, and so forth. We learn to know every organ in man when we are able to put together what we discern as coming from below or from above. For example, you learn to know the heart when you recognize the gold contained in the earth, which sends out streams that may be perceived by the heart, and when, on the other hand, you recognize the current of will descending from the sun; that is to say, when you recognize the counter-current of the sun current in the will. If you unite these two streams, the joint activity of the sun's current from above, streaming down from the sun's zenith, and of the gold perceived below—if the gold contained in the earth stirs your imagination, and the sun your inspiration, you will obtain knowledge of the human heart, heart knowledge. In a similar way it is possible to gain knowledge of the other organs. Consequently, if the human being really wants to know himself, he must draw the elements of this knowledge from the influences coming from the cosmos. This leads us to a sphere which indicates even more concretely than I have done on previous occasions man's connection with the cosmos. If you add to this the lectures which I have just concluded on the development of natural science in more recent times, you will gather, particularly from yesterday's lecture, that on the present stage of natural science man learns to know essentially lifeless substance, dead matter. He does not really learn to know himself, his own reality, but only his lifeless part. A true knowledge of man can only arise from the joint perception of the lifeless organs which we recognize in man, the organs in their lifeless state, and all we are able to recognize from below and from above in connection with these organs. This leads to a knowledge based on full consciousness. An earlier, more instinctive knowledge was based upon an interpolation of the astral body which was different from that of today. Today the astral body is interpolated in such a way that man, as an earthly human being, may become free. This entails that he should recognize in the first place what is dead, and this pertains to the present, then the life foundation of the past through that which rises up from below—from the earth's metals—and finally the life-giving forces descending from above as star influences and star constellations. A true knowledge of man will have to seek in every organ this threefold essence: the lifeless or physical, the basis of life or the psychical, and the life-giving, vitalizing forces, or the spiritual. Everywhere in human nature, in every detail connected with it, we shall therefore have to seek the physical-bodily, the psychical, and the spiritual. Logically, its point of issue will have to be gained from a true estimate of the results so far obtained in the field of natural science. It is necessary to see that the present stage of natural science leads us everywhere to the grave of the earth and that the living essence must be discovered and lifted out of the earth's grave. We discover this by perceiving that modern spiritual science must endow old visions and ideas (Ahnungen) with life. For these always existed. In these days I have given advice to people working in different spheres; I would advise those studying history of literature that when they speak of Goetheanism, they should keep to Goethe's ideas expressed in the second part of “Wilhelm Meister”, in “Wilhelm Meister's Wanderjahren”, where we find the description of a woman who is able to participate in the movements of the stars, owing to a pathological condition of soul and spirit. At her side we find an astronomer. And she is confronted by another character, by the woman who is able to feel the presence of metals. And at the side of this woman we find Montanus, the miner, the geologist. This contains a profound foreboding, far profounder than the truths in physics discovered since Goethe's time in the field of natural-scientific development, great as they are, for these natural-scientific truths pertain to man's circumference. But in the second part of “Wilhelm Meister” Goethe drew attention to something pertaining to the worlds with which man is connected—with the stars above, with the earth's depths below. Many things of this kind may be found, both in the useful fields and in the luxury fields of science. But also these things will only be drawn to the surface as real treasures of knowledge, when Goetheanism, on the one hand, and spiritual science on the other, will be taken so earnestly that many things of which Goethe had an inkling will be illumined by spiritual science; and also spiritual science may thus change into something giving us a historical sense of pleasure when we see that Goethe had a kind of idea of things which now arise in form of knowledge, and which he elaborated artistically in his literary works. With all these things, however, I wish to point out that when we speak of scientific strivings within the anthroposophical movement, these should be followed with that deep earnestness which does not bring with it the danger of Anthroposophy being deduced from modern chemistry, or modern physics, modern physiology, and so forth, but which includes the single branches of science in the real stream of living anthroposophical knowledge. One would like to hear of chemists, physicists, physiologists, medical men speaking in an anthroposophical way. For it leads to no progress if specialists succeed in forcing anthroposophy to speak chemically, physically or physiologically. This would only rouse opposition, whereas there should at last be a progress, evident in the fact that Anthroposophy reveals itself as Anthroposophy also to these specialists, and not as something which is taken in accordance with its terminology, so that terminologies are thrown over things which one already knows, even without Anthroposophy. It is the same whether anthroposophical or other terminologies are applied to hydrogen, oxygen, etc., or whether one adheres to the old terminologies. The essential thing is to take in Anthroposophy with one's whole being, then one becomes a true Anthroposophist, also as a chemist, physiologist, physician, etc. In these lectures, in which I was asked to describe the history of scientific thought, I wished to bring, on the basis of a historical contemplation, truths that may bear fruit. For the anthroposophical movement absolutely needs to become fruitful, really fruitful, in many different fields. |
221. Earthly Knowledge and Heavenly Insight: The I-Being can be Shifted into Pure Thinking I
03 Feb 1923, Dornach Rudolf Steiner |
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He said: “You have to see that you become so firm within yourself that you are not affected in your own constellation by the turba of other events in the surrounding area, so that the pure tincture can develop in your own astra.” Now, that's what Bon had learned here in Switzerland from the Goutuelians, to say that one should take care not to be disturbed in one's own constellation by the turba of the other processes in the surrounding area, so that the pure tincture of one's own astrum could remain. |
In the past, man created images for himself, images that combined with his view of a star or constellation. He saw something living, something weaving for itself in there. Not pure thinking, but something soul-living connected man with his environment. |
221. Earthly Knowledge and Heavenly Insight: The I-Being can be Shifted into Pure Thinking I
03 Feb 1923, Dornach Rudolf Steiner |
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Today I would like to begin by telling you a little story from the world of knowledge in the 19th century, so that we can use it to orient ourselves to the great changes that have taken place in the soul of Western man. I have emphasized it often: the person of the present time has a strong awareness that people have actually always thought, felt and sensed as they do today, or that if they felt differently, it was because they were children developing, and that only now, I would say, has the human being advanced to the right manliness of thinking. In order to really get to know the human being, one must be able to put oneself back into the way of thinking of older times, so that one is not so sure of victory and haughty about what fills human souls in the present. And when one then sees how, in the course of just a few decades, the thoughts and ideas that existed among the educated have changed completely, then one will also be able to grasp how radically the soul life of human beings has changed over long periods of time, which we were indeed obliged to point out again yesterday. One of the most famous Hegelians of the 19th century is Karl Rosenkranz, who, after various residences, was a professor of philosophy at the University of Königsberg for a long time. Rosenkranz was a Hegelian, but his Hegelianism was, first of all, colored by a careful study of Kant – he saw Hegel, so to speak, through the glasses of Kantianism – but, in addition, his Hegelianism was strongly colored by his study of Protestant theology. All of this – Protestant theology, Kantianism, Hegelianism – came together in this man from the mid-19th century. Hegelianism had disappeared from the horizon of educated Central Europe by the last third of the 19th century, and it is hard to imagine how deeply thinking people in Central Europe were steeped in it in the 1840s. That is why it is difficult today to get an idea of what it actually looked like in a soul like that of Karl Rosenkranz. Now, after all, Rosenkranz was a person who, in the 1940s, thought in a way that was expected of someone who had abandoned old, useless thinking, who had submitted to modern enlightenment and was not superstitious, according to the educated way of thinking at the time. One could think that Rosenkranz was such a person, who was, so to speak, at the height of the education of the time. Now this Karl Rosenkranz – it was in 1843 – once went for a walk and on this walk met a man named Bon, with whom he had a conversation that was so interesting for him, for Rosenkranz, that Rosenkranz recorded this conversation. Bon was a Thuringian, but by no means, in the sense that Rosenkranz, a man who had grown entirely out of his time. Bon, for his part, probably thought of Rosenkranz as being obsessed with the latest ideas, and as a person who, although unprejudiced in a sense, no longer understood the good old wisdom that Bon still possessed. And so these two – as I said, it was in 1843 – entered into a conversation. Bon had been educated at the University of Erlangen and had been mainly a student of the somewhat pietistic philosopher Schubert, who, however, was still full of older wisdom, of wisdom that placed a great deal of emphasis on using special dream-like states of consciousness to get into the essence of a person. Schubert was a man who thought very highly of the old wisdom handed down and who had the belief that if one cannot bring something to life in oneself through a meaningful inner life of the good old wisdom, then one cannot really seriously know anything about man through the new wisdom. In this respect, Schubert's works are extremely interesting. Schubert liked to delve into the various revelations of human dream life, including the abnormal states of mind, as we would perhaps say today, the states of mind of the medium who was not a fraud, the states of that clairvoyance that had been preserved as if atavistically from ancient times, in short, the abnormal, not the fully awake states of mental life. In this way he sought to gain insight into the human being. One of Schubert's students was Bon. But then Bon had come here to Switzerland and had adopted a spiritual life in Switzerland that today's Swiss are mostly unaware of, that it once existed here. You see, Bon had adopted so-called Gichtelianism in Switzerland. I don't know if much is still known among today's Swiss that Gichtelianism was quite widespread; not only in the rest of Europe – it was at home in the mid-19th century in the Netherlands, for example – but it was also quite common in Switzerland. This Gichtelianism was namely that which remained in the 19th century, also through the 18th century, but still in the 19th century, of the teachings of Jakob Böhme. And in the form in which Gichtel represented Jakob Böhme's teachings, this teaching of Jakob Böhme then spread to many areas, including here to Switzerland, and that is where Bon got to know Gichtelianism. Now, Rosenkranz had read a lot, and even if he, due to his Kantianism, Hegelism and Protestant theologism, could not find his way into something like that in an inwardly active way as Jakob Böhme's teachings or their weakening in Gichtel, then at least he understood the expressions, and he was interested in how such a remarkable person, a Gichtelian, spoke. Now, as already mentioned, Rosenkranz recorded the conversation that took place in 1843. Initially, they discussed a topic that was not too incomprehensible for either Kantians or Hegelians of the 19th century. In the course of the conversation, Rosenkranz said that it is actually unfortunate when you want to reflect deeply on some problem that you can be disturbed by all sorts of external distractions. I would like to say that, when Rosenkranz says this, one already feels something of what came later to a much higher degree: the nervousness of the age. One need only recall that among the many associations that formed in pre-war Central Europe, one originated in Hanover and was called “Against Noise.” The aim was to strive for laws against noise, so that in the evening, for example, people could sit quietly and reflect without being disturbed by noise from a neighboring inn. There are magazine articles that propagated this association against noise. The intention to establish such an association against noise is, of course, a result of our nervous age. So one senses from Karl Rosenkranz's speech that one could be so unpleasantly disturbed by all sorts of things going on in the environment when one wants to reflect or even when one wants to write a book. One can sense some of this nervousness. And Bon seems to have had a lot of sympathy for the complaint of a man who wants to think undisturbed, and he then said to Rosenkranz: Yes, he could recommend something good to him, he could recommend the inconvenience. Rosenkranz was taken aback. He was now supposed to do exercises in inconvenience, so Bon recommended that he should learn to develop inconvenience within himself. Yes, said Rosenkranz, it is unpleasant when you are disturbed by all sorts of things. - Then Bon said: That's not what I mean. And now Bon explained to Rosenkranz what he actually meant by inconvenience. He said: “You have to see that you become so firm within yourself that you are not affected in your own constellation by the turba of other events in the surrounding area, so that the pure tincture can develop in your own astra.” Now, that's what Bon had learned here in Switzerland from the Goutuelians, to say that one should take care not to be disturbed in one's own constellation by the turba of the other processes in the surrounding area, so that the pure tincture of one's own astrum could remain. As I said, Rosenkranz understood the expressions. I believe that today not even everyone understands the expressions, even if they want to be a very learned person. What did the Goutelian Bon actually mean back then? Well, you see, Bon lived in the propagated ideas of Jakob Böhme. I recently characterized this Jakob Böhme a little. I said that he collected the wisdom that had remained popular from all folklore. He has absorbed a lot from this popular wisdom that one would not believe today. This popular wisdom has even been preserved in many cases in the expressions of so-called reflective people, as I have just quoted them from the mouth of Bon. And one could imagine something under these expressions that had a certain inner vitality. Traditions still existed of what an older humanity had absorbed in the older clairvoyance. This older form of clairvoyance consisted of forces that emerged from the physicality of the human being. It is not necessary to say that this old form of clairvoyance lived in the physical. That would be to misunderstand that everything physical is permeated by the spiritual. But actually the old clairvoyant drew what he had placed before his soul in his dreamlike imaginations from the forces of his physicality. What pulsated in the blood, what energized the breath, even what lived in the transforming substances of the body, all this, as it were, evaporated spiritually into the spiritual and gave the old clairvoyant grandiose world pictures, as I have often described them here. This old clairvoyance was drawn from the physical. And what was revealed to you when you were living, as if you felt the whole world in a violet light, felt yourself as a violet cloud in violet light, so that you felt completely within yourself, that was called the 'tincture'. And that was felt as one's own, as that which was connected with one's own organism. It was felt as one's own Astrum. This inwardness, sucked out of the body, was called by the Gouthelean Bon the pure tincture of one's own Astrum. But the time had come – actually it had long since come – when people could no longer extract such things from their physicality. The time had long since come when the old clairvoyance was no longer suited to man. Therefore, people like Jakob Böhme or Gichtel felt that it is difficult to bring these old ideas to life. Man had simply lost the ability to live in these old ideas. They, as it were, immediately passed away when they arose. Man felt insecure in them, and so he wanted to use everything to hold on to these fleeting inner images, which still, I might say, came up through the inner sound of the old words. And just as he felt the pure tincture of his own astral within him, so he felt when anything else approached that it would immediately displace the images. This other, that which lived spiritually in the things and processes of the environment, was called Turba. And through this Turba one did not want to let one's own constellation, that is, one's soul state, be disturbed, in which one could be when one really immersed oneself in the inner sound of the old words, in order to, so to speak, have one's humanity firmly through the preservation of this traditional inner life. Therefore, one strove not to accept anything external, but to live within oneself. One made oneself “inconvenient” so that one did not need to accept anything external. This inconvenience, this life within oneself, is what Bon recommended to the Rosary in the form I have just shared with you. But you see, this is actually a glimpse into the spiritual life of a very old time, which was still present within the circles of Goutelianism in the mid-19th century, albeit at dusk, fading away. For what was dying away there was once an inner experience of the divine spiritual world in dream-like, clear-vision images, through which the human being felt much more like a heavenly being than an earthly one. And the prerequisite for that old state of mind was that the person had not yet developed the pure thinking of more recent times. This pure thinking of more recent times, which has only really been spoken about in full awareness in my “Philosophy of Freedom”, is something that is not really felt much about today. This pure thinking is something that has initially developed in connection with natural science. If we look at a part of this natural science that shows us what is to be said here in a particularly characteristic way, we turn to astronomy. Through Copernicus, astronomy becomes purely a world mechanics, a kind of description of the world machinery. Before that, there were still ideas that spiritual beings were embodied in the stars. Medieval scholasticism still speaks of the spiritual essence of the stars, of the intelligences that inhabit the stars, that are embodied in the stars, and so on. The idea that everything out there is material, thoughtless, that man only thinks about it, is a recent development. In the past, man created images for himself, images that combined with his view of a star or constellation. He saw something living, something weaving for itself in there. Not pure thinking, but something soul-living connected man with his environment. But man has developed pure thinking in this environment first. I have said here before that older people also had thoughts, but they received the thoughts at the same time as their clairvoyance. They received clairvoyant images from their environment, and then they drew their thoughts from the clairvoyant images. The elderly did not directly extract pure thoughts from external things. It is a peculiarity of modern times that man has learned to embrace the world with mere thought. And in this embrace of the world, man first developed this pure thinking. But now something else is linked to all these things. Those people to whom something like what the Bon said about the rosary still points back, these people did not experience sleep in the same way as the merely thinking modern person experiences sleep. The merely thinking modern person experiences sleep as unconsciousness, which is interrupted at most by dreams, but of which he rightly does not think much. For, as the state of mind of man in modern times is, dreams are not of much value. They are, as a rule, reminiscences of the inner or outer life and have no special value in their content. So that actually unconsciousness is the most characteristic feature of sleep. It was not always that. And Jakob Böhme himself still knew a kind of sleep in which consciousness was filled with real insights into the world. A person like Jakob Böhme, and then also Gichtel, who still worked hard to find his way into such a state of mind, said: Well, if you observe the things of the senses with your eyes, grasp the world with your other and then further grasps with thoughts that which one grasps there with the senses, then one can indeed learn many beautiful things about the world; but the real secrets of the world are not revealed there. Only the outer image of the world is manifested. As I said, Jakob Böhme and Gichtel knew such states of consciousness, where they neither slept nor merely dreamt, but where the consciousness was filled with insights into real world secrets hidden behind the sensual world. And they valued this more than what was revealed to their senses and to their minds. Mere thinking was not yet something significant for these people. But the opposite was also present for them, namely the awareness that a person can perceive without his body. For in such states of consciousness, which were neither sleep nor dreaming, they knew at the same time that the actual human being had largely detached himself from his body, but had taken with him the power of blood, had taken with him the power of breathing. And so they knew: Because man is inwardly connected with the world, but his waking body obscures this connection for him, man can, if he makes himself independent to a certain extent from this waking body, through the finer forces of this body, which the old clairvoyance, as I have explained, has sucked out of the body, gain knowledge of the secrets of the world. But in this way, precisely when he entered into such special states of sleep, man came to an awareness of what sleep actually is. People like Jakob Böhme or Gichtel, who said to themselves: When I sleep, then with the finer limbs of my being I am also outside in the finer nature. I submerge myself in the finer nature. They felt themselves standing in this finer nature. And when they woke up, they knew: That with which I, as a finer human being, was in the finer nature during sleep, also during unconscious sleep, that also lives in me while I am awake. I fill my body with this when I feel, when I think, which at that time was not just pure thinking. So when I think and create images in my mind, this finer humanity lives in these images. In short, it had a real meaning for these people when they said: That which I am in my sleep also lives on in me during waking. And they felt something like a soul blood pulsating on into sleep during the waking states of consciousness. A person like Jakob Böhme or Gichtel would say to themselves: When I am awake, I continue to sleep. Namely, what happens in me during sleep continues to have an effect when I am awake. This was a different feeling from that of the modern person, who has now moved on to mere thinking, to pure intellectual thinking. This modern person wakes up in the morning and draws a sharp line between what he was in his sleep and what he is now awake. He does not carry anything over from sleep into waking life, so to speak. He stops being what he was in his sleep when he begins to wake up. Yes, modern humanity has grown out of such states of consciousness as still lived in a person like Bon, who was a Goutelian, and in doing so it has actualized something that has actually been present in the first third of the 15th century. It has actualized this by moving into the waking day life of mere intellectualistic thinking. This, after all, dominates all people today. They no longer think in images. They regard images as mythology, as I said yesterday. They think in thoughts, and they sleep in nothingness. Yes, this actually has a very deep meaning: these modern people sleep in nothingness. For Jakob Böhme, for example, it would not have made sense to say, “I sleep in nothingness.” For modern people, it has become meaningful to say, “I sleep in nothingness.” I am not nothing when I sleep; I retain my self and my astral body during sleep. I am not nothing, but I tear myself out of the whole world, which I perceive with my senses, which I grasp with my waking mind. During modern sleep, I also tear myself out of the world that, for example, Jakob Böhme saw in special, abnormal states of consciousness with the finer powers of the physical and etheric bodies, which he still took with him into his sleeping states. The modern person not only breaks away from his sensory world during sleep, but also from the world that was the world of the ancient seer. And of the world in which the human being then finds himself in from falling asleep to waking up, he cannot perceive anything, because that is a future world, that is the world into which the earth will transform in those states that I have described in my 'Occult Science' as the Jupiter, Venus and Vulcan states. So that in fact the modern man, who is trained in intellectualistic thinking - forgive the expression - lives in nothing during sleep. He is not nothing, I must emphasize it again and again, but he lives in nothing because he cannot yet experience what he lives in, the future world. It is nothing for him yet. But it is precisely because the modern human being can sleep in the void that his freedom is guaranteed; for from the moment he falls asleep until he wakes up, he lives into the liberation from all the world, into the void. It is precisely during sleep that he becomes independent. It is very important to realize that the special way in which the modern human being sleeps guarantees his freedom. The old seer, who still perceived from the old world, not from the future world, who perceived from the old world, could not become a completely free human being, because he became dependent in this perception. Resting in the void during sleep actually makes the modern human being, the human being of the modern age, free. Thus, there are two counter-images for the modern human being. First, during waking hours he lives in thought, which is a mere thought, no longer containing images in the old sense; as I said, he regards them as mythology. And during sleep he lives in nothingness. In this way he frees himself from the world and gains a sense of freedom. Thought images cannot force him because they are mere images. Just as little as the mirror images can force, can cause anything, the thought images of things can force man to do something. Therefore, when man grasps his moral impulses in pure thoughts, he must follow them as a free being. No emotion, no passion, no internal bodily process can cause him to follow those moral impulses that he is able to grasp in pure thoughts. But he is also able to follow these mere images in thought, to follow this pure thought, because during sleep he finds himself freed from all natural laws in his own physical being, because during sleep he truly becomes a pure free soul that can follow the non-reality of thought; while the older person also remained dependent on the world during sleep and therefore could not have followed unreal impulses. Let us first consider the fact that the modern man has this duality: he can have pure thoughts, which are purely intellectualized, and a sleep spent in nothingness, where he is inside, where he is a reality, but where his surroundings show him a nullity. Because now comes the important part. You see, it is also rooted in the nature of modern man that he has become inwardly weak-willed as a result of everything he has been through. Modern man does not want to admit this, but it is true: modern man has become inwardly weak-willed. If one only wanted to, one would be able to understand this historically. Just look at the powerful spiritual movements that have spread in the past, and the will impulses with which, let us say, religious founders have worked throughout the world. This inward will impulsiveness has been lost to modern humanity. And that is why modern man allows the outer world to educate him in his thoughts. He observes nature and forms his purely intellectualistic thoughts from natural processes and natural beings, as if his inner life were really only a mirror that reflects everything. Yes, man has become so weak that he is seized with a terrible fear when someone produces a thought of his own, when he does not merely read thoughts from what external nature presents. So that at first pure thinking developed in the modern man in a completely passive way. I do not say this as a rebuke; for if humanity had immediately proceeded to actively produce pure thought, it would have brought all sorts of impure fantasies from the old inheritance into this thinking. It was a good educational tool for modern humanity that people allowed themselves to be tempted by the grandiose philistines, such as Bacon of Verulam, to develop their concepts and ideas only in the outside world, to have everything dictated to them by the outside world. And so, little by little, people have become accustomed to not living in their concepts and ideas, in their thinking itself, but to letting the outside world provide their thinking. Some get it directly by observing nature or looking at historical documents. They get their thoughts directly from nature and history. These thoughts then live within them. Others only get it through school. Today, people are already bombarded from an early age with concepts that have been passively acquired from the outside world. In this respect, the modern human being is actually a kind of sack, except that it has the opening on the side. There he takes in everything from the external world and reflects it within himself. These are then his ideas. Actually, his soul is only filled with concepts of nature. He is a sack. If the modern human being were to examine where he gets his concepts from, he would come to realize this. Some have it directly, those who really observe nature in one field or another, but most have absorbed it in school; their concepts have been implanted in them. For centuries, since the 15th century, man has been educated in this passivity of concepts. And today he already regards it as a kind of sin when he is inwardly active, when he forms his own thoughts. Indeed, one cannot make thoughts of nature oneself. One would only defile nature by all kinds of fantasies if one made thoughts of nature oneself. But within oneself is the source of thought. One can form one's own thoughts, yes, one can imbue with inner reality the thoughts that one already has, because they are actually mere thoughts. When does this happen? It happens when a person summons up enough willpower to push his night person back into his day-time life, so that he does not merely think passively but pushes the person who became independent during sleep back into his thoughts. This is only possible with pure thoughts. Actually, that was the basic idea of my “Philosophy of Freedom”, that I pointed out: into thinking, which modern man has acquired, he can really push his I-being. That I-being, which he - I could not yet express it at the time, but it is so - frees during the state of sleep in modern times, he can push it into pure thinking. And so, in pure thinking, man really becomes aware of his ego when he grasps thoughts in such a way that he actively lives in them. Now something else is linked to this. Let us assume that Anthroposophy is presented according to the model of modern natural science. People take in Anthroposophy, at first they take it in the way that modern people are accustomed to, in the manner of passive thinking. One can understand it if one's human understanding is healthy, one does not need to apply mere belief. If the human intellect is merely healthy, one can understand the thoughts. But one still lives passively in them, as one lives passively in the thoughts of nature. Then one comes and says: Yes, I have these thoughts from anthroposophical research, but I cannot stand up for them myself, because I have merely taken them in - as some people like to say today: I have taken them in from the spiritual-scientific side. We hear it emphasized so often: the natural sciences say this, and then we hear this or that from the spiritual-scientific side. What does it mean when someone says, “I hear this from the spiritual-scientific side”? That means he points out that he remains in passive thinking, that he also wants to absorb spiritual science only in passive thinking. For the moment a person decides to generate within himself the thoughts that anthroposophical research transmits to him, he will also be able to stand up for their truth with his entire personality, because he thereby experiences the first stage of their truth. In other words, in general, people today have not yet come to pour the reality that they experience as independent reality in their sleep into the thoughts of their waking lives through the strength of their will. If you want to become an anthroposophist in the sense of absorbing anthroposophical thoughts and then not simply passively surrendering to them, but rather infusing through a strong will what you are during every night of dreamless sleep into the thoughts, into the pure thoughts of Anthroposophy, then one has climbed the first step of what one is justified in calling clairvoyance today, then one lives clairvoyantly in the thoughts of Anthroposophy. You read a book with the strong will that you do not just carry your day life into the anthroposophical book, that you do not read like this: the day before yesterday a piece, then it stops, yesterday, then it stops, today, then it stops, etc. Today people read only with one part of their lives, namely only with their daily lives. Of course you can read Gustav Freytag that way, you can also read Dickens that way, you can read Emerson that way, but not an anthroposophical book. When you read an anthroposophical book, you have to go into it with your whole being, and because you are unconscious during sleep, so you have no thoughts - but the will continues - you have to go into it with your will. If you want to grasp what lies in the words of a truly anthroposophical book, then through this will alone you will at least become immediately clairvoyant. And you see, this will must also enter into those who represent our anthroposophy! When this will strikes like lightning into those who represent our Anthroposophy, then Anthroposophy can be presented to the world in the right way. It does not require any magic, but an energetic will that not only brings the pieces of life into a book during the day. Today, by the way, people no longer read with this complete piece of life, but today when reading the newspaper it is enough to spend a few minutes each day to take in what is there. You don't even need the whole waking day for that. But if you immerse yourself in a book that comes from anthroposophy with your whole being, then it comes to life in you. But this is what should be considered, especially by those who are supposed to be leading figures within the Anthroposophical Society. Because this Anthroposophical Society is being tremendously harmed when it is said: Yes, Anthroposophy is proclaimed by people who cannot stand up for it. We must come to a point where we can find our way into these anthroposophical truths with our whole being, rather than just passively experiencing them intellectually. Then the anthroposophical proclamation will not be made in a lame way, always just saying, “From the spiritual-scientific side we are assured...” Instead, we will be able to proclaim the anthroposophical truth as his own experience, at least initially for what is closest to the human being, for example for the medical field, for the physiological field, for the biological field, for the field of the external sciences or of external social life. Even if the higher hierarchies are not accessible at this first level of clairvoyance, what is around us in the form of spirit can truly be the object of the human soul's present state. And in the most comprehensive sense, it depends on the will whether people arise in our Anthroposophical Society who can bear witness to this, a valid witness, because it is felt directly, felt as a living source of truth, a valid living witness to the inner truth of the anthroposophical. This is also connected with what is necessary for the Anthroposophical Society: that personalities must arise in it who, if I may use the paradoxical expression, have the good will to will. Today one calls will any desire; but a desire is not a will. Some would like something to succeed in such and such a way. That is not will. The will is active power. That is missing today in the broadest sense. It is lacking in the modern man. But it must not be lacking within the Anthroposophical Society. There calm enthusiasm must be anchored in strong will. That also belongs to the living conditions of the Anthroposophical Society. |
222. The Driving Force of Spiritual Powers in World History: Lecture VII
23 Mar 1923, Dornach Translated by Dorothy S. Osmond, Johanna Collis Rudolf Steiner |
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There was nothing resembling intellectual reasoning but men had the feeling: whatever heavenly constellation is approved by the Gods, whether fine weather or blizzard, whether day or night, when they send a human being down to the Earth, this constellation gives expression to their Thoughts, to their divine Thoughts. |
In the third post-Atlantean epoch this instinct in men had very largely already died out—the instinct for perceiving the spiritual, for perceiving divine Thoughts in the phenomena of weather—and then men began gradually to calculate, to compute. Calculation of stellar constellations replaced the intuitive grasp of the divine Thoughts of man in the natural order; and when a child was born into the world they calculated the positions of the stars, of the fixed stars and the planets. It was essentially in the third, the Egypto-Chaldean epoch that the greatest importance was attached to the capacity to reckon from the stellar constellations the conditions under which a human being had passed from the pre-earthly into the earthly life. |
222. The Driving Force of Spiritual Powers in World History: Lecture VII
23 Mar 1923, Dornach Translated by Dorothy S. Osmond, Johanna Collis Rudolf Steiner |
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The essential characteristic of our present age in evolution is to be recognized in the fact that the thoughts of man on Earth are abstract and dead, persisting in us as a residue of the living nature of the soul in pre-earthly existence. This stage of development leading to abstract, that is to say, to dead thoughts is connected with the acquisition of consciousness of freedom within the process of evolution. We will give special attention today to this aspect of the subject by studying the course taken by evolution in the post-Atlantean era. You know that after the great Atlantean catastrophe, the gradual distribution of the continents on the Earth as we know them today took place and that on the dry land, or within the areas of the dry land, five successive civilization- or culture epochs have evolved, epochs which in my book Occult Science: an Outline I have called the ancient Indian, ancient Persian, Egypto-Chaldean, Graeco-Latin and our present Fifth culture epoch. These five epochs are distinguished by the fact that the constitution of man, in the general sense, is different in each of them. If we go back to the very early culture-epochs this constitution is also expressed in the whole outer appearance of man, in his bodily features. And the nearer we come to our own epoch, the more clearly is the progress of humanity expressed in the natural tendencies of the soul. Matters relating to this subject have often been described but today I will speak about them from a point of view to which less attention has hitherto been paid. If we go back to the first, the ancient Indian civilization-epoch which was still partly a direct outcome of the Atlantean catastrophe, we find that in those days a man felt himself to be far rather a citizen of the Cosmos beyond the Earth than a citizen of the Earth itself. And if we study the details of life at that time which, as I have often pointed out, takes us back to the seventh/eighth millennium B.C., it must be emphasised that, not out of intellectual observation—for that was unknown in those days—but out of deep, instinctive perception in that remote past, great importance was attached to the outer appearance, the external aspect of a man. Not that the people of those days engaged in any kind of study of physiognomy—that, of course, was utterly foreign to them. Such a practice belongs to much later epochs, when intellectualism, although not yet fully developed, was already dawning. These men, however, had a sensitive feeling for physiognomy. They felt deeply that if someone had this or that facial expression it indicated certain musical talents. They attached great importance to divining the musical gifts of an individual from his facial expression but also from his gestures and movements, his whole appearance as a human being. In those olden days men did not strive for any more definite knowledge of human nature in general. At that time, if anyone had come to them saying that something should be ‘proved’, they simply would not have known what was meant. It would have troubled them, would almost have given them physical pain; indeed in still earlier times there would have been actual physical pain. To ‘prove’—that would be like carving someone with knives ... so these men would have said. Why should anything have to be proved? We do not need to know anything so certain about the world that it must first be proved. This is connected with the very vivid feeling these people still had of having come from pre-earthly existence, from the spiritual world. In the spiritual world there is no such thing as ‘proving’. There it is known that proving is a matter that has meaning on the Earth but not in the spiritual world. The wish to prove something in the spiritual world would seem to indicate a definite norm of measurement : the height of a human being must be such and such ... and then, as in the Procrustean myth, something is cut off from one who is too tall and someone too short is stretched! This is more or less what ‘proving’ would be in the spiritual world. Things there do not allow themselves to be manoeuvred into proofs ; things there are inwardly mobile, inwardly fluid. To an Indian belonging to the ancient Indian epoch with his vivid consciousness of having descended from the spiritual world, of having simply enveloped himself in this external human nature—to such an Indian it would have seemed highly curious if anyone had demanded of him that something should be ‘proved’. These people much preferred what we today should call ‘divining’ because they wanted to be attentive to what was revealed in their environment. And in this activity of ‘divining’ they found a certain inner satisfaction. Moreover a certain instinct enabled them to infer cleverness in a man from a face of this or that type; from another face they inferred stupidity; from the stature they inferred a phlegmatic temperament, and so on. In that epoch, divining took the place of what we today would call explanatory knowledge. And in human intercourse the aim of reciprocal behaviour was to be able to infer the moral quality of a man from his attitude of soul; from his movements and gestures, his stature. In the earliest epoch of ancient Indian existence there was no such thing as division into castes—that came later. In connection with the Mysteries of ancient India there was actually a kind of social classification of men according to their physiognomies and their gestures. This was possible in early epochs of evolution, for a certain instinct prompted men to accept such classifications. What later arose within Indian civilization as the caste system was a kind of schematic arrangement of what had been a far more individual classification based upon an instinctive feeling for physiognomy. And in those olden days men did not feel outraged if they were ranked here or there according to their physiognomy; for they felt themselves to be God-given beings of Earth. And the authority of those from the Mysteries who were responsible for this classification, was absolute. It was not until the later post-Atlantean civilization-epochs that the caste system gradually developed from antecedents of which I have spoken in other lectures. In the epoch of ancient India there was a deep and strong feeling that the basis of man's being was a divine IMAGINATION. I have told you a great deal about the existence of a primordial, instinctive clairvoyance, a dreamlike clairvoyance. But in remotely distant times of the post-Atlantean era men not only spoke of seeing dreamlike Imaginations, but they said : In the particular configuration of the physical body of man when he enters Earth-existence there is present a divine Imagination. A divine Imagination becomes the basis of the being who descends to the Earth as man, and in accordance with it he forms his physiognomy and the whole physical expression of his manhood, from childhood onwards. And so men not only looked instinctively, as I have indicated, at the physiognomy of an individual; they also saw there the Imagination of the Gods. They said to themselves : The Gods have Imaginations and they imprint these Imaginations in the physical human being.—That was the very first conception of what man is on the Earth, as a being sent by the Gods. Then came the second post-Atlantean epoch, the ancient Persian. The instinctive feeling for physiognomy was no longer as strong as it had been in earlier times. Now men no longer looked upwards to Imaginations of the Gods but to THOUGHTS of the Gods. Formerly it had been assumed that an actual picture of man exists in certain divine Beings before a man comes down to the Earth. Afterwards, the conception was that Thoughts, Thoughts which together formed the Logos—the expression subsequently used—were the basis of the individual human being. In this second post-Atlantean epoch—strange though it seems, it was so—great importance was attached to whether a human being was born during fine weather, whether he was born by night or by day, during the winter or the summer. There was nothing resembling intellectual reasoning but men had the feeling: whatever heavenly constellation is approved by the Gods, whether fine weather or blizzard, whether day or night, when they send a human being down to the Earth, this constellation gives expression to their Thoughts, to their divine Thoughts. And if a child was born perhaps during a storm or during some other unusual weather conditions, that was regarded by the laity as the expression of the divine Thought allocated to the child. This was so among the laity. Among the priesthood, which in turn was dependent on the Mysteries, and kept the official register, so to speak, of the births—but this is not to be understood in the modern bureaucratic sense—these aspects of weather, time of day, season of the year and so forth, indicated under what conditions the divine Thought was allocated to a human being. This was in the second post-Atlantean epoch, the ancient Persian epoch. Very little of this has persisted into our own time. Nowadays something extremely boring is suggested if it is said that a person talks about the weather. It is considered derogatory to say of anyone nowadays that he is a bore, he can talk of nothing but the weather.—In the days of ancient Persia such a remark would not have been understood ; it was someone who had nothing interesting to say about the weather who would have been regarded as exceedingly boring! And in point of fact it is true that we have lifted ourselves right out of the natural environment if no connection can be felt between human life and meteorological phenomena. In the ancient Persian epoch an intense feeling of participation in the cosmic environment expressed itself in the fact that men thought of events—and the birth of a human being was an important event—in connection with what was taking place in the Universe. It would be a definite advance if men—they need not merely talk about the weather being good or bad, for that is very abstract—if men were again to reach the stage of not forgetting, when they are relating some incident, to say what kind of weather was experienced, what natural phenomena were connected with it. It is extremely interesting when, here or there, striking phenomena are still mentioned, as, for instance was the case in connection with the death of Kaspar Hauser. Because it was a striking phenomenon, mention is made of the fact that the sun was setting on the one side while the moon was rising on the other, and so forth. And so we can come to understand human nature as it was in the second post-Atlantean epoch. In the third post-Atlantean epoch this instinct in men had very largely already died out—the instinct for perceiving the spiritual, for perceiving divine Thoughts in the phenomena of weather—and then men began gradually to calculate, to compute. Calculation of stellar constellations replaced the intuitive grasp of the divine Thoughts of man in the natural order; and when a child was born into the world they calculated the positions of the stars, of the fixed stars and the planets. It was essentially in the third, the Egypto-Chaldean epoch that the greatest importance was attached to the capacity to reckon from the stellar constellations the conditions under which a human being had passed from the pre-earthly into the earthly life. So there was still consciousness of the fact that man's earthly life was determined by conditions of the extra-terrestrial environment. But now it was necessarily a matter of calculation; the time had come when the connection of the human being with the divine-spiritual Beings was no longer directly perceptible. You need only consider how the whole mental process is really external when it is a matter of calculation. Most certainly I am not going to speak in support of the laziness of youth or of the later indifference to arithmetic shown by grown men. But it is a very different matter to give precedence to external modes of thinking which have very little to do with the whole being of man, and are simply arithmetical methods. These methods of calculation were introduced in all domains of life during the third post-Atlantean epoch. But, after all, the calculations were concerned with super-earthly conditions in which Man was at least reckoned to have his rightful abode. Whatever was calculated had been permeated through and through with feeling. But calculations today are sometimes thought out, sometimes not even thought out but arrived at simply by the application of method; calculation today is often unconcerned with content, being simply a matter of method. And the absence of content that is sometimes obvious in mathematics because method alone has been followed, is really appalling—I do not say this out of ill-will—but it is terrible. In the Egypto-Chaldean epoch there was still something thoroughly human in calculations. Then came the Graeco-Latin epoch. This was the first postAtlantean civilization-epoch in which man felt that he was living entirely on the Earth, that he was completely united with the Earth-forces. His connection with the phenomena of weather had already become a matter of mythology. The spiritual reality with which he had still felt vitally linked in the second post-Atlantean epoch, that of ancient Persia, had become the world of the Gods. Men no longer stressed the significance of climbing Olympus and plunging their heads in the mist veiling the summit; they now left it to the Gods, to Zeus, to Apollo, to plunge their heads in this Olympic cloud. Anyone who follows the myths belonging to this Graeco-Latin culture-epoch will even now have the impression that at one time men felt a relationship with the clouds and with phenomena of the heavens, but that later on they transferred this relationship to their Gods. Now it was Zeus who lived with the clouds, or Hera who created havoc among them. In earlier times man was involved with his own soul in all this. The Greek exiled Zeus—this cannot be stated in drastic terms but it does indicate how things were—the Greek had exiled Zeus to the region of the clouds, to the region of light. The man of the ancient Persian epoch felt that together with his soul he still lived in that region. He could not have said, ‘Zeus lives in the clouds or in the light’—but because he felt his soul to be at home in the realm of the clouds, in the realm of the air, he would have said: ‘Zeus lives in me.’ The Greek was the first man in the post-Atlantean epoch who felt himself to be wholly a citizen of the Earth, and this attitude too developed only slowly and by degrees. Hence it was in the Graeco-Latin epoch that the feeling of connection with pre-earthly existence first died away. In all the three earlier post-Atlantean civilization-epochs men were keenly aware of their connection with the pre-earthly existence. No-one could have confronted them with a dogma denying pre-existence. In any case such dogmas can be formulated only if there is some prospect of their being accepted. One must be sensible enough to lay down as a dogma only that for which a number of people are prepared through evolution. The Greeks, however, had lost all awareness of pre-earthly existence and they felt themselves to be entirely men of the Earth—so much so that although they felt themselves to be still permeated by the divine-spiritual, yet they were thoroughly at one with all that belongs exclusively to the Earth. One must have a feeling for the reason why such mythology could be evolved for the first time in the Greek period, after the connection of man's own soul with super-earthly phenomena had been lost. In the first post-Atlantean epoch man felt himself to be the product of divine Imagination which he conceived as being present in the sphere of soul and spirit (diagram). Later he felt himself to be the product of divine Thoughts manifesting in the phenomena of the heavens, in wind and weather, and so forth. Then he gradually lost the consciousness which once led him into the cosmic expanse but had narrowed more and more into the confines of the Earth. Then came the Egypto-Chaldean epoch, when through calculation man was recognized as a cosmic being. And then came the fourth epoch, the Graeco-Latin epoch, when man became wholly a citizen of the Earth. If we look back once again into the third post-Atlantean epoch, we come to a time when, although men calculated the conditions of their heavenly existence, at the same time they still had very strong feelings about where they were born on Earth. This is a particularly interesting fact. Except for calculation, men had forgotten their heavenly existence and in any case the calculation had first to be made. It was the age of astrological calculations. But a man who perhaps had no data at all for the time of his birth, nevertheless felt the effects of calculation. One who was born in the far south felt in what he could experience there, the effects of the calculation; he attached more importance to this than to the calculation itself. The calculation was different for one who was born in the north. The astrologers of course could work out the calculation itself but the man felt the effects of it. And how did he feel these effects? He felt them because the whole natural tendency of his soul and Body was bound up with the place of his birth and its geographical and climatic characteristics ; for in this third postAtlantean culture-epoch man felt himself to be primarily a creature of breath. His breathing in the south was not the same as it was in the north. He was a being of breath. Of course, outer civilization was not advanced enough to enable such feelings to be expressed ; but what was living in the human soul was a product of the breathing-process; and the breathing process in turn was a product of the place on Earth where a man was born, where he lived. This was no longer so among the Greeks. In the Greek age it was not the breathing-process or the connection with the locality on Earth that was the determining factor. In the Greek age it was the tie of blood, the tribal feeling and sentiment that gave rise to the group-soul consciousness. In the third postAtlantean epoch, group-souls were felt to be connected with the earthly locality. In that epoch men pictured to themselves wherever there is a holy place, the God who represents the group soul is within it; the God was attached to the locality. This ceased during the Greek period. Then, together with the Earth-consciousness, with the attitude of soul bound to the Earth through man's feelings, sentient experiences and instincts, there began the feeling for kinship in the blood. Man had been brought right down to the Earth. His consciousness no longer led him to Look beyond the Earth; he felt that he belonged to his tribe, to his race, through his blood. And what is our own position in this fifth post-Atlantean epoch? This is almost obvious from the diagram I have sketched in accordance with the facts. Yes, we have crept into the Earth. We have been deprived of the super-earthly forces; we no longer live and should no longer live, with the purely earthly forces which are astir in the blood; we have become dependent upon subterranean forces, sub-earthly forces. That there are indeed such forces you may learn from what is done with potatoes. You know, of course, that in the winter the peasants bury their potatoes in trenches; then they keep alive, otherwise they would perish. Conditions under the Earth are different; there the summer warmth is maintained during the winter. Now the life of plants in general can only be understood when we know that up to the flower the plant is a product of the previous year. It grows out of the Earth-forces; it is only the flower that needs the actual sunlight. What, then, does it signify for us as human beings that we become dependent upon sub-earthly forces? It is not the same for us as for potatoes. We are not laid in trenches in order that we may thrive during the winter. Our dependence upon sub-earthly forces signifies something quite different, namely, that the Earth takes away from us the influence of the super-earthly. We are deprived of this influence by the Earth. In his consciousness, man was first a divine Imagination, then a divine Thought, then the result of calculation, then Earth-man. The Greek felt himself to be a man belonging altogether to the Earth, living in the blood. We, therefore, must learn to feel ourselves independent of the super-earthly ; but independent, too, of what lies in our blood. This has come about because we no longer live through the period between our twenty-first and twenty-eighth years in the same way as men did in earlier times; we no longer have the second experience described yesterday, we no longer have living thoughts as the result of consciousness influenced by the super-earthly, but we have thoughts which have no inner vitality at all and are therefore dead. It is the Earth itself, with its inner forces, which kills our thoughts when we become Earth-men. And a remarkable vista ensues: as Earth-men we bury what is left of man in the physical sphere; we give over the corpse to the Earth-elements. The Earth is also active in the process of cremation; decay is only a slow process of burning. As to our thoughts—and this is the striking characteristic of the Fifth post-Atlantean period—when we are born, when we are sent down to the Earth, the Gods give over our thoughts to the Earth. Our thoughts are buried, actually buried, when we become men of Earth. This has been so since the beginning of the Fifth post-Atlantean epoch. To be possessed of intellect means to have a soul with thoughts from which the heavenly impulses have been taken away by the Earth-forces. The characteristic of our manhood today is that in our inmost soul, precisely through our thinking, we have united with the Earth. On the other hand, as a result of this, it is only now, in the Fifth post-Atlantean culture-epoch that it is possible for us to send back to the Cosmos the thoughts which we imbue with life through our earthly deeds in the way described at the end of yesterday's lecture. Evolutionary impulses of this nature lie at the very roots of the significant products of human culture. And our feelings cannot but be profoundly stirred by the fact that at the time when European humanity was approaching this Fifth postAtlantean epoch, poetic works such as Wolfram von Eschenbach's ‘Parsifal’ appeared. We have often studied this work as such but today we will direct our eyes of soul to something that is to be found there as a majestic sign of the times. Think of the remarkable characteristic that now becomes evident, not only in Wolfram, but wherever the poetic gift comes to expression in men of that period. A certain uneasiness is perceptible concerning three stages in the evolution of the human soul. The first trait to be observed in a human being when he comes into this world, when he submits himself to this life and is living in a naive connection with the world—the first trait to be observed is simplicity, dullness. The second, however, is doubt. And precisely at the time of the approaching Fifth post-Atlantean epoch, doubt is graphically described. If doubt is close to the heart, a man's life (or soul) must have a hard time1—such was the feeling prevailing in those days. But there was also the feeling: man must wrestle his way through doubt to blessedness. And blessedness was the word used for the condition created when man has brought divine life again into thoughts that have become ungodly, into dead thoughts that have become completely earthly. Man's submergence in the earthly realm—this was felt to be the cause of the condition of doubt; and blessedness was felt to be a break from earthly things through the vitalizing of thoughts.
This was the gist of the mood prevailing in the poetic works of the 12th, 13th and 14th centuries, when man was struggling onwards to the Fifth post-Atlantean epoch. The dawn of this epoch was felt more intensely at the time than it is today, when men are weary of thinking about these things, when they have become mentally too lazy. But they will have to begin again to think deeply about such matters and to set their feelings astir, otherwise the ascent of mankind would not be possible. And what does that really mean? The Earth acts as a mirror for man; he is not intended to reach a sub-earthly level. But his lifeless thoughts penetrate into the Earth and apprehend death, which pertains to the Earth-element only. However, the nature of man himself is such that when he imbues his thoughts with life he sends them out into the Cosmos as mirror-pictures. And so all the living thoughts that arise in man are seen by the Gods glittering back from evolving humanity. When man is urged to make his thoughts come alive he is being called upon to be a co-creator in the Universe. For these thoughts are reflected by the Earth and stream out again into the Universe, must make their way again out into the Universe. Hence when we grasp the meaning of the evolution of mankind and the world, we feel that in a way we are led back again to the epochs that have already been lived through. In the Egypto-Chaldean epoch, man's status an Earth was arrived at by means of calculation; but for all that he was always brought by this means into connection with the surrounding world of stars. Today we proceed historically, starting from man; man becomes the starting-point for a study which you will find presented in the book, Occult Science: an Outline, where we have actually sent out living human thoughts and noted what they have become when we follow them in the cosmic environment as they speed away from us, when we learn to live with these living thoughts in the cosmic expanse. These processes indicate the deep significance of the fact that man has come to the stage of having dead thoughts, that he is, so to speak, in danger of uniting completely with the Earth. Let us follow the picture further. Genuine Imaginations make this possible. It is only deliberately thought-out Imaginations that lead us no further. Think for a moment of a mirror. We say that it throws the light back. The expression is not quite accurate, but in any case the light must not get behind the mirror. There is only one way in which this could happen and that would be if the mirror were broken. And indeed, if man does not vitalize his thoughts, if he persists in harbouring merely intellectualistic thoughts, dead thoughts, he must destroy the Earth. Admittedly, the destruction begins with the most highly rarefied element: warmth. And in the Fifth post-Atlantean epoch man has no opportunity of ruining anything other than the warmth-atmosphere of the Earth through the ever-increasing development of purely intellectualistic thoughts. But then comes the Sixth post-Atlantean epoch. If by that time man has not been converted from intellectualism to Imagination, destruction would begin, not only of the warmth-atmosphere but also of the air-atmosphere, and if their thoughts were to remain purely intellectualistic, men would poison the air, ruining, in the first place, all vegetation. In the Seventh post-Atlantean epoch it will be possible for man to contaminate the water, and if his exudations were to be the outcome of purely intellectualistic thoughts, they would pass over into the universal fluidity of the Earth. Through this universal fluidity of the Earth, the mineral element of the Earth would, in the first place, lose cohesion. And if man did not vitalize his thoughts, thereby giving back to the Cosmos what he has received from it, he would have every opportunity of shattering the Earth. Thus the life of soul in man is intimately connected with natural existence. Intellectualistic knowledge today is a purely Ahrimanic product, aiming at blinding humanity to these things If a man is persuaded that his thoughts are merely thoughts and have nothing to do with happenings in the Universe, he is being deluded into believing that he can have no influence upon the evolution of the Earth, and that either with or without his collaboration the Earth will at some time come to an end in some such way as foretold by physical science. But the Earth will not come to a purely physical end; its end will come in the way brought about by mankind itself. Here again is one of the points where we are shown how Anthroposophy connects the moral world of soul with the physical world of the senses, whereas today no such connection exists and modern theology even considers it preferable to regard the moral sphere as being entirely independent of the physical. And philosophers today who drag themselves about, panting and puffing, with backs bent under the burden of the findings of science, are happy when they can say : Yes, for the world of nature there is science; but philosophy must extend to the Categorical Imperative, to that about which man can know nothing. These things today are often confined to the schools and universities. But they will take effect in life itself if mankind does not become conscious of how soul-and-spirit is creative in the physical-material realm and of how the future of the physical material realm will depend upon what man resolves to develop in the realm of soul-and-spirit. With these basic principles we can become conscious on the one side of the infinite importance of the soul-life of mankind, and on the other side of the fact that man is not merely a creature wandering fortuitously over the Earth, but that he belongs to the whole Universe. But, my dear friends, right Imaginations give rise to what is right. If man does not vitalize his thoughts, but is more and more apt to allow them to die, then his thoughts will creep into the Earth and, in the end, he will become an earthworm in the Universe, because his thoughts seek out the habitations of the earthworms. That too is a valid Imagination. Human civilization should avoid the possibility of man becoming an earthworm, for should that happen the Earth will be shattered and the cosmic goal that is quite clearly within the scope of human capacities, will not be reached. There are things which we should not merely take into our theories, into our abstract speculations, but deeply into our hearts, for Anthroposophy is a concern of the heart. And the more clearly it is grasped as a concern of the heart, the better it is understood.
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283. Speech and Song
02 Dec 1922, Dornach Translated by Unknown Rudolf Steiner |
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Imagine yourself out there in the Cosmos—the planetary world farther from you now, the Zodiac with its twelve constellations nearer. From all the heavenly bodies it is singing, speaking as it sings to you, singing as it speaks; and all your perception is a listening to the speaking song, the singing speech of the World. |
Picture it to yourselves as vividly as you can:—the sphere of the fixed stars at rest, and behind it the wandering planets. Whenever a planet in its course passes a constellation of the fixed stars, there bursts forth not a single note, but a whole world of sound. Then as the planet passes on from Aries to Taurus, a different world of sound rings forth. But behind it there follows, let us say, another planet:—Mars. Mars passing through the constellation of Taurus, causes a different world of sounds to ring forth once more. Thus you have in the heavens of the fixed stars, or the Zodiac, a wondrous cosmic instrument of music, while from behind it our planetary Gods are playing upon this instrument. |
283. Speech and Song
02 Dec 1922, Dornach Translated by Unknown Rudolf Steiner |
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I have already pointed out in recent lectures how certain functions or activities of the human being, which emerge in early childhood, are in reality a metamorphosis of activities which belong to man between death and a new birth, i.e. in his pre-earthly life. At birth the child is not yet fully adapted to the earthly gravitation, the earthly conditions of equilibrium. We see the child slowly and gradually adapt himself to these earthly conditions as he learns to stand and walk. Thus the adaptation of the body to the position of equilibrium for earthly life is a faculty which man does not bring with him. He must acquire it during his earthly life. Now we know that the physical body of man in all its form is the result of a mighty spiritual activity—an activity which man performs in unison with Beings of the Higher Worlds between death and a new birth. Yet that which man forms and creates in this activity—we may call it in a sense the spiritual germ of his future physical earthly body—is not so formed as already to contain the faculty of upright gait and posture. This faculty is only incorporated in man's nature when, after his birth, he gradually finds his way into the conditions of equilibrium, into the forces of earthly existence. For in the pre-earthly life, balance or equilibrium is not the same as it is on earth, where it signifies the power to walk and stand. In the pre-earthly life, balance and equilibrium signify the relation man has to the Angeloi, Archangeloi and so forth—to the Beings of the Hierarchies—a relation manifold and differentiated according as one feels oneself drawn more towards one Being or more towards another. This constitutes the state of equilibrium in the spiritual worlds. And this, man loses in a certain sense when he descends on to the earth. In the mother's womb he is neither in the conditions of equilibrium of his spiritual existence, nor is he yet in the conditions of equilibrium of his earthly life. He has left the former and has not yet entered into the latter. It is similar in the case of speech. The language which we speak here on earth is, of course, essentially adapted to earthly conditions. In the first place it is an expression of our earthly thoughts. These earthly thoughts contain earthly information and earthly knowledge; and to all this our speech or language is adapted during our life on earth. But in the pre-earthly life as I have already explained, man has a very different language—one which does not go from within outwards, which does not mainly follow the out-breathing process, but the spiritual in-breathing or inspiration (which we observe to correspond to breathing in the pre-earthly life). Thus in pre-earthly existence, man's language is a living with the cosmic Logos; it is a living within the cosmic Word—the cosmic language from out of which all things of the world are made. This too we lose when we descend on to the earth. We lose the life within the cosmic language, and acquire here on earth the language which serves us in the first place to express our thoughts—our earthly thoughts. This earthly language serves our mutual understanding—understanding as between human beings, all of whom are living on the earth. And so it is with our thoughts themselves—our earthly thinking. Here on earth, our thinking is gradually adapted to the earthly conditions. In pre-earthly existence on the other hand, our thought is a living within the creative thoughts of the Cosmos. Walking, Speaking and Thinking:—let us now consider, of these three, the middle member—human speech. We may indeed say that in speech there lies a most essential element of all earthly culture and civilisation. By speech, human beings come together here on earth, and one man finds the way to another. Bridging the gulf that lies between, soul meets with soul through speech. We feel that we have in speech something essential to our nature here on earth. And indeed our speech is the earthly reflection of our life in the Logos, in the cosmic Word. Thus it is particularly interesting to understand the connection of what man attains by great efforts here on earth, as speech and language, with the metamorphosis of speech and language yonder in the pre-earthly life. Indeed, when we study this relationship, we are led to perceive how the human being is inwardly constructed and organised out of the very element of spoken sound and music. And it is a happy coincidence at the present moment that in the cosmological studies we have pursued for some weeks, I can to-day insert the chapter on the expression of the human being through the words of speech and the sounds of song. It is our great pleasure in these days to be having so excellent a performance of song, here in our Goetheanum building.1 Allow me therefore to-day, if I may say so, to express my personal gratitude for this happy artistic event in our midst, by telling you a little of the connection between the speech and song of man here on earth, and his life in that element which corresponds to the Sound in speech and song, in the spiritual world. If we study the human organism as it stands before us here on earth, we know that it is through and through an image of the spiritual. Everything here—not only what man bears in himself, but also what surrounds him in external nature—is an image of the spiritual. Now when man expresses himself in speech or in song, he is really manifesting his whole nature—body, soul and spirit—not only outwardly but inwardly. In all that he brings forth by way of sound—whether the articulate sounds of speech or the musical notes of song—the full human being is in fact contained. How deeply and fully he is contained, we only begin to see when we understand more in detail what the human being is in that he speaks or sings. Let us take our start from speech. In the historic evolution of mankind, speech, as we know, proceeded from something which originally was song. The farther we go back into pre-historic ages, the more does speech become recitative and eventually song. In distant ages of human evolution upon earth, the expression of the human being through sound was not really differentiated into song and speech, but these two were one. What is so often referred to as the primeval language of man was such that we might as well speak of it as a primeval song. But we will now study speech in its present condition, where it has become very far removed from the pure element of song, and is steeped in the prosaic and intellectual quality. If we take speech as we have it to-day, we find in it two essential elements—consonant and vowel, All that we bring forth in speech is composed of a consonantal and of a vowel element. Now, the consonantal element is in reality entirely based upon the finer plastic structure of our body. Whether we pronounce a B or a P, an L or an M, in each case it rests upon the fact that something or other in our body has a certain plastic form. Nor is this confined by any means to the organs of speech and song alone. These organs only represent the highest culmination of what is here meant. For when the human being brings forth a musical note in song or an articulate sound in speech, his whole body really takes part in the process. The process that goes on in the organ of speech or song is but the final culmination of something that is taking place through the whole human being. Our human body therefore, as to its plastic form and structure, may really be conceived as follows. We take all the consonants there are in any language. They are always variations of twelve primary consonants, and indeed in the Finnish language you still find these twelve preserved very nearly in their pure, original nature; eleven are quite distinct, only the twelfth has grown a little indistinct, but it, too, is still present. Now, these twelve original consonants when rightly understood (and each of them can at the same time be conceived as a form), these twelve consonants taken together really represent the entire plastic structure of the human body. We may say therefore, without speaking figuratively in the least:—the human being is plastically expressed by the twelve primeval consonants. What then is this human body? From the point of view—the musical point of view—we are now taking, the human body is nothing else than a great musical instrument. Even the external musical instruments—the violin or any other instrument of music—even these you can best understand by somehow perceiving in their form and shape a consonant or consonants. You must see them, as it were, built up out of the consonants. When we refer to the consonant element in speech, there must always be something in our feeling reminiscent of musical instruments; and the totality, the harmony of all consonants, represents the plastic sculpture of the human body. And the vowel element—in this we have the soul which plays upon the instrument. The soul provides the vowel nature. Thus when you embody in speech the consonant and vowel elements, you have in every manifestation of speech or of song a self-expression of the human being. The soul of the human being plays in vowels upon the consonants of the musical instrument—the human body. Now if, as I said, we are considering the speech that forms a part of present-day civilisation, we find that our soul, whenever it brings forth vowel sounds, makes use to a very great extent of the brain, the system of head and nerves. In earlier ages of human evolution, this was not the case to the same degree. Let us consider for a minute the system of head and nerves. The whole structure of the head is permeated by forces which run along the nerve-strands. Now the activity which the nerve-strands here develop is entered and permeated by another activity, namely that which comes about through our breathing-in the air. The air which we breathe in passes through the spinal canal right up into the head, and the impact of the breathing beats in unison with the movements that are executed along the nerve-strands. Pressing upward to the head through the spinal canal, the current of the breath is perpetually meeting with the activity of the nerves in the head. We have not a separate nervous activity, and a separate breathing activity; we have in the head a harmony and mutual resonance of breathing activity and nervous activity. Now the man of to-day, having grown prosaic in his ordinary life, sets more store by the nerve forces than by the breathing impulses. He makes more use of his nervous system when he speaks; he permeates with nerve, if we might put it so, the instrument which through its consonantal nature shapes and forms the vowel currents. In earlier ages of human evolution, this was not the case. Man lived not so much in his nervous system; he lived in the breathing system. Hence the primeval language was more like song. Now when the man of to-day sings, he takes what he does in speech—where he permeates it with the nervous activity of the nervous system—and restores it to the current of the breath. He consciously calls into activity this second stream—the breathing. It is the continuation of the breathing into the head which is directly called into activity when, as in song, the uttering of the vowel is added to the bringing forth of the note. But here in song man does not leave the element of breath; he takes back his now prosaic language into the poetic and artistic nature of the rhythmic breathing process. The poet of to-day still strives to maintain the rhythm of the breath itself in the way he shapes and moulds the language of his poems. And he who writes for song takes it all back again into the breathing process (including the breathing process of the head). Thus we may say, the very process which man must undergo here on earth, in that he adapts his language to earthly conditions, is reversed in a certain sense when we pass from speech to song. Song is indeed a. real recollection—though by earthly means—of that which we experienced in the pre-earthly life. For in our rhythmic system we are far nearer to the spiritual world than in our thinking system. And it is of course the thinking system which takes hold of speech when speech becomes prosaic. When we utter the vowel sounds, we press what is living in our soul down into the body; and the body, by adding the consonantal element, does but provide the musical instrument for our soul to use. You will certainly have the feeling that in every vowel there is something of the soul, immediate and living. The vowel can be taken by itself. The consonant on the other hand is perpetually longing for the vowel, tending towards it. The plastic instrument of the body is in fact a dead thing until the vowel nature—the soul—strikes its chords. You can see this in detailed examples. Take for instance, in certain dialects of Middle Europe, the word mir as in the phrase Es geht mir gut. When I was a little boy, I simply could not conceive that the word should be written as it is. I always wrote it mia; for in the r the longing towards the a is quite inherent. Thus when we perceive the human organism as the harmony of all consonants, we find in it everywhere the longing for the vowel nature, that is to say for the soul. Now we are driven to ask, what is the origin of all these things? This human body, in the whole arrangement of its plastic structure here on earth, has to adapt itself to the earthly conditions. It is shaped as it is, because the earthly position of equilibrium and the whole system of the earthly forces would not allow it to be otherwise. And yet all the time it is shaped out of the spiritual world. This matter can be understood only by deeper spiritual-scientific research. The soul-nature, manifesting itself through the vowels, strikes upon the consonantal nature, which is plastically shaped and formed in accordance with earthly conditions. If we lift ourselves into the spiritual world, in the way I have described in my book Knowledge of the Higher Worlds and its Attainment, we first attain Imagination or Imaginative Cognition, as I have often told you. Now when we reach this point, we find that we have lost the consonants. We still possess the vowels, but the consonants—to begin with at any rate—are lost. In the Imaginative condition, we have in effect lost our physical body—i.e. we have lost the consonants. In the Imaginative world, the consonants no longer appeal to us. To describe what we have in that world adequately in spoken words, our words would have to consist, to begin with, of vowels only. We have lost the instrument, and we enter a pure world of sound, where the vowels are indeed coloured and shaded in manifold variety, but all the consonants of earth are in effect dissolved away in the vowels. You will therefore find that in those languages which were not yet so far removed from the primeval, the things of the super-sensible world were named in words consisting of vowels only. The word Jahve for example did not contain our present form of J or V. It consisted only of vowels, and was half-scanned, half-sung. We enter here into a vowel-language which it is only natural to sing. And when we reach from Imaginative to Inspired Cognition—when therefore we receive the direct manifestations of the spiritual world—then all the consonants we have on earth are changed into something quite different. The consonants, as such, we lose. But in place of it, a new thing comes forth in the spiritual perception which comes to us in Inspiration. And this new thing we find to be none other than the spiritual counterparts of the consonants. But the spiritual counterparts of the consonants are not there between the vowels; they live in them. In your speech here on earth you have the consonants and vowels side by side. You lose the consonants as you ascend into the spiritual world. You live your way into a vowel world of song. To put it truly one must say, “It sings,” for you yourself no longer sing. The World itself becomes cosmic song. But all this vowel world is variedly coloured or shaded in a spiritual sense. In effect, there is something living in the vowels—namely the spiritual counterparts of the consonants. Here on earth we have the vowel sound A for example, and—if you will the note C sharp in a certain octave. But when we reach the spiritual world, we do not have one A, or one C sharp in a given octave, but countless ones differing in inner quality. For it is another thing, whether a Being from the Hierarchy of the Angeloi speaks A to one, or a Being of the Hierarchy of the Archangeloi, or some other Being. Outwardly the manifestation is the same, but it is filled in each case with a different inner soul. We may say therefore:—Here on earth we have our body. The vowel sound strikes into it. Yonder in the spiritual world we have the vowel sound; and the soul strikes into it, and lives in it, so that the sound becomes the body for the soul. You are immersed in cosmic music, cosmic song; you are within the creative sound—within the creative Word. Let us now consider sound as it is on earth, including spoken sound. Sound has its earthly life in the element of air. It is, however, but a childish conception of Physics to believe that the peculiar forms in the air are the reality of sound. It is really childish. Imagine, for a moment, you have a piece of ground, and on it stands a man. The ground is most certainly not the man, yet the ground must be there for the man to stand on. Without it, the man himself could not be there. It will not therefore occur to you to seek to understand the man by examining the soil beneath his feet. In the same way the air must be there for the sound to have a basis of support. Just as man stands on the soil—only in a rather more complicated way the sound has its “soil,” its necessary basis or resistance in the air. For the sound itself, the air signifies no more than does the soil for the man who stands on it. The sound presses forward to the air, and the air gives it the possibility to stand. But the sound itself is spiritual. Just as the man is different from the earthly soil on which he stands, so, is the sound different from the air upon which it stands—in which it finds its support though of course in a more complicated way, in a manifold and varied way. Through the fact that we on earth can only speak and sing by means of the air, we have in the airy forming of the sound the earthly image of a thing of soul and spirit. The soul-and-spirit of sound belongs to the super-sensible world, and that which dwells here in the air is fundamentally the body of the sound. We need not therefore be surprised if we find the sound again in the spiritual world, though shorn of that which comes from the earthly—the earthly consonant-articulation. The vowel only is carried over there. The sound as such in its spiritual content goes with us when we rise into the spiritual world, only there it becomes filled with soul. Instead of being shaped and moulded outwardly by the nature of the consonants, the sound is inwardly ensouled. Now all this runs parallel with man's entry into the spiritual world in the widest sense. Think for a moment, my dear friends, man passes through the gate of death. The consonants he soon leaves behind, but the vowels—and especially the manifold intonations of the vowels—these he experiences all the more strongly, only with this difference. He no longer feels the sound proceeding from his own larynx, but he feels that there is singing all around him, and that in every sound of the song, he himself is living. It is so in the very first days after man passes through the gate of death. He is dwelling in a musical element, which is at the same time an element of speech; and this musical element reveals ever more and more as it becomes filled with living soul from the spiritual world. Now, as I have told you, man's going forth into the Universe after he has passed through the gate of death is at the same time a passing from the earthly world into the world of the stars. When we describe such a thing as this, we seem to be speaking in images, but our images none the less are reality. Imagine here the Earth. Around it are the planets, then the heavens of the fixed stars, conceived from time immemorial—and rightly so—as the Animal Circle or Zodiac. Man standing on the Earth sees the planets and the fixed stars in their shadowed radiance. He sees them from the Earth—or, shall we say, with due respect to earthly man, he sees them “from in front?” (The Old Testament, as you know, expressed it differently.) After death, when man goes farther and farther from the earth, he gradually comes to see the planets as well as the fixed stars “from behind.” But there he does not see these points of light or surfaces of light which are seen from the earth. Rather does he see the spiritual—the corresponding spiritual Beings. On all sides it is a world of spiritual Beings. Wherever he looks back, whether it be towards Saturn, Sun or Moon, or towards Aries, Taurus and the other constellations, he sees from yonder side the spiritual Beings. But this seeing is at the same time a hearing; and when he says:—Man sees from the other side—or from behind—Moon, Venus, Aries, Taurus and so forth, we might equally well express it thus:—Man hears the Beings, who have their dwelling in these heavenly bodies, resounding forth into the cosmic spaces. Try to imagine it in its totality. (It really looks as though we were speaking figuratively, but we are not, it is absolutely real.) Imagine yourself out there in the Cosmos—the planetary world farther from you now, the Zodiac with its twelve constellations nearer. From all the heavenly bodies it is singing, speaking as it sings to you, singing as it speaks; and all your perception is a listening to the speaking song, the singing speech of the World. You look out in the direction of Aries, and as you do so, receive the impression of a consonant soul-nature. Behind Aries maybe, is Saturn, a vowel element of soul. And in this vowel element as it radiates out into the cosmic space from Saturn—in it there dwells the soul-and-spirit Consonant:—Aries, or in another instance, Taurus. Thus you have the planetary sphere singing to you in vowels—singing forth into the cosmic spaces; and the fixed stars permeate the song of the planetary sphere with soul from the consonants. Picture it to yourselves as vividly as you can:—the sphere of the fixed stars at rest, and behind it the wandering planets. Whenever a planet in its course passes a constellation of the fixed stars, there bursts forth not a single note, but a whole world of sound. Then as the planet passes on from Aries to Taurus, a different world of sound rings forth. But behind it there follows, let us say, another planet:—Mars. Mars passing through the constellation of Taurus, causes a different world of sounds to ring forth once more. Thus you have in the heavens of the fixed stars, or the Zodiac, a wondrous cosmic instrument of music, while from behind it our planetary Gods are playing upon this instrument. We may truly say, my dear friends, when man down here on earth takes back his speech (which is now formed for his earthly needs, just as his walking is transformed, for earthly needs, from his spiritual power of orientation in the Cosmos)—when therefore man takes speech back again into the element of song, he really inclines himself to that cosmic pre-earthly existence from out of which he is born for earthly life. And indeed, all Art comes before man in this sense. It is as though, whenever he expresses himself in Art, he were to say, “’Tis human destiny—and rightly so that man as he begins his earthly course of life is placed into the midst of earthly conditions and must adapt himself to these. But in Art he goes back again a little step, leaves the earthly life to take its course around him, and retreating for a moment approaches once more the world of Soul and Spirit—the pre-earthly life from which he has come forth.” We do not understand Art, my dear friends, unless we feel in it the longing to experience the Spiritual—though it be but manifested, to begin with, in a world of beautiful semblance. Our creative fancy, whereby we develop all artistic things, is at bottom nothing else than the power of clairvoyance in an earthly form. We are tempted to say:—As sound dwells on earth in the element of air, so it is with the nature of the soul itself. That which is truly spiritual in the pre-earthly life has its earthly dwelling in the image of the spiritual. For when man speaks, he makes use of his whole body. The consonant nature becomes in him the plastic sculpture of the human frame, and the Soul makes use of the current of the breath which does not enter into solid form, to play upon this plastic instrument of music and now, in a twofold way we can turn once more to the Divine, what we thus are as human beings speaking upon earth. Take the consonantal human frame. Suppose we loosen it as it were from the solid form wherein the earthly forces—gravity and the like—or the chemical forces in the foodstuffs have enchained it. Suppose we liberate the consonant nature that permeates the human being for so we may now describe it. When we place a lung on the dissection table we find chemical substances in it, which we can investigate by chemical methods. But this is not the lung. What is the lung? It is a consonant, spoken forth out of the Cosmos, which has taken plastic form. The heart, if we lay it on the dissection table, consists of cells which we can investigate chemically and find the substances composing it. But this is not the heart. The heart again is a consonant—another consonant, spoken forth out of the Cosmos. And if we conceive the whole twelve consonants, cosmically spoken and resounding forth, we have in all essentials the human bodily frame. Thus as we look to the consonants, if we have the necessary clairvoyant power of imagination to see them in their real connection, there arises before us the human body in its plastic shape. If then we take the consonants out of the human being, we have the Art of Sculpture. If on the other hand we take the breath, which the soul uses to play upon the bodily instrument in song—if we take the vowel nature out of the human being, there arises the musical art, the Art of Song. Once more:—Take the Consonant-nature out of the human being, and there arises Form, which you must mould in plastic art. Take the Vowel-nature out of the human being, and there arises Song—Music, which you must sing. Man as he stands before us here on earth proceeds out of the two Cosmic Arts—a Cosmic Art of Sculpture from the one side, and a cosmic Art of Song or Music from the other. Two kinds of spiritual Beings join their activity together. The one provides the instrument, the other plays upon it; the one forms and moulds the instrument, the other plays upon it. Can we wonder that in olden time, when things like these were felt, it was said of the greatest of all artists, Orpheus, that his command over the soul was such that he was able, not only to use the ready-moulded human body as an instrument, but to cast even amorphous matter into plastic forms—forms which correspond to the notes of his music. My dear friends! You will understand that when we describe such things as these we must depart a little in our use of words from what is usual in this prosaic age. Nevertheless what I have said is not intended in a figurative or symbolic but in a most real sense. These things are indeed such as I have described them, albeit to describe them we must sometimes bring our language into greater flow and movement than is customary in its use to-day.
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