251. The History of the Anthroposophical Society 1913–1922: General Meeting (1921)
04 Sep 1921, Rudolf Steiner |
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What came close to the Theosophical Society, but was actually intended by Anthroposophy, was, my dear friends, in many respects a crowd of dreamers who took an extraordinary pleasure in their “dreams”. Please do not misunderstand me. I am not talking about any doctrine today, not about any occult facts or the like, but about human moods. |
251. The History of the Anthroposophical Society 1913–1922: General Meeting (1921)
04 Sep 1921, Rudolf Steiner |
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Report in the “Mitteilungen des Zentralvorstandes der Anthroposophischen Gesellschaft” No. 1/1921. At four o'clock, Dr. Unger opens the discussion on the prerequisites, tasks and goals of an Anthroposophical Society and welcomes the numerous members of the Anthroposophical Society (about 1200) present. After a few procedural remarks that this is not a general assembly of the Anthroposophical Society, nor a founding assembly, but a gathering of the members present here, he hands over the chair to Mr. Uehli, who then gives Dr. Unger the floor as speaker. Dr. Unger: We are in a difficult position with our movement in the midst of the decline of spiritual life, surrounded by organized opposition, behind which stand spiritual forces that we initially have to counter with only our free will to work. In order to arrive at a discussion of our main questions, some of the history of the anthroposophical movement should be presented, which is briefly outlined in my essay in the double issue of “Drei” appearing on the occasion of this congress, as it must be known to the public today. In future, no opponent must be allowed to claim ignorance of these facts. (What now follows is a reproduction of this essay, which may be read on the spot. The essay ends with the publication of the 'Draft of the Foundations of an Anthroposophical Society' written by Dr. Rudolf Steiner.) Unfortunately, there is reason to assume that even today this 'Draft of the Basic Principles' is not sufficiently known among the members of the Anthroposophical Society to fulfill its task. In the early days after the founding of the Society, it was my task to give lectures to the individual working groups that existed at the time and were forming rapidly about the tasks and goals of the Society. I had already indicated the Society's point of view in Number XIII (March 1912) of the “Mitteilungen” (Communications) for the members of the German Section of the Theosophical Society, and characterized it by the words “trust” and “responsibility”. The founding committee considered itself responsible for the spiritual current and wanted to call for people to come forward who were willing to share this responsibility. Working groups were to be formed and a kind of trust organization was to be created from trustworthy personalities, who in turn should be willing to take responsibility for what they achieve to the founding committee, just as each individual member should be willing to take their share of responsibility to the trustworthy personalities. Trust should be the prerequisite for responsibility: just as the task was entrusted to the anthroposophical movement, so should trust be expressed in people, that in their hearts the spiritual current that is to be served is at work, trust in the will and understanding of those who approached the task in order to take on the responsible task of building something that could last into the future within the increasingly collapsing world of the present. A motto precedes the 'Draft of the Basic Principles': 'Wisdom is only in the truth'. (From Goethe's Prose Sayings.) This motto was placed in its position when the Theosophical Society fought against the truth in an organizational way, when untruthfulness, lies and defamation began to cloak themselves in the nimbus of wisdom. In a serious sense, this motto calls us to the starting points of our society. A simple overview of the content of the “Draft” shows that the prerequisites, tasks and goals of the Anthroposophical Society are set out here. It contains an obligation in that every member must know it before joining the Society. But this obligation does not lie in the external organizational structure; rather, the Society as such should mean something to its members in a human sense. There are secret societies with which the Anthroposophical Society is often compared, albeit wrongly. But for the members of such secret societies, their society means something. Of course there are also disputes among their members, and there are also apostates, but it will certainly not happen that such people will carry anything to the outside world that could harm their society. The Society as such is respected above and beyond all differences of opinion. This is one of the prerequisites of the Anthroposophical Society, which cannot establish a connection between its members through external discipline, obedience and the like, but must achieve this connection out of a free understanding of genuine spiritual life. The goal of “a satisfying and healthy way of life” is pursued by the Anthroposophical Society in accordance with the “Draft of the Basic Principles” “by promoting genuine and healthy research directed towards the supersensible and by cultivating its influence on the human way of life”; “true spiritual research and the attitude of mind that arises from it shall give the Society its character”; thus from the very beginning the main emphasis has been placed on the practical side of life, and what has since emerged as the effect of anthroposophy on the various areas of life is precisely part of the ‘cultivation of its influence on human conduct’. The three guiding principles, in which the character of the Society can be expressed, are based on true spiritual research. They are prerequisites or conditions for the work of the Society, which sets itself and is not intended to present an external commandment. In particular, the first guiding principle shows that brotherhood is not presented as a phrase or abstract demand, but that it can result from observing the spiritual that is common to all human souls. In order to gain influence on the way of life, the work of Dr. Steiner had to be given the widest possible distribution. It must be added here to the history of the Anthroposophical Society that the initial period after its founding had to be devoted to the inner attitude towards the goals. However, this work was abruptly cut short by the outbreak of war. An Anthroposophical Society only makes sense on an international basis. However, the way in which national matters were handled during the war did not allow for external work. In addition, of the three founders of the Society who served as the Central Board, Dr. Steiner (Miss von Sivers) resigned from her post at the beginning of 1916, so that an interim administration of the Society had to be set up. And in the following years, Mr. Bauer's state of health repeatedly led him to announce his decision to resign from the central board, so that this wish could not be ignored. The fact that the inner work was able to continue to a certain extent is perhaps demonstrated by the fact that after the armistice was concluded, out of the necessity to make a serious effort to implement the life-promoting impulses of spiritual science in the midst of the collapse of the traditional way of life, many initiatives were taken, initially by individuals. Forms began to develop out of the anthroposophical movement that were increasingly isolated from the outside world: the threefolding movement, the artistic impulses of the Goetheanum, eurythmy, the Waldorf school, research institutes, university courses, etc. All of this worked to influence people's way of life. In the explanations of the “guiding principles”, the “draft principles” then speak of an ideal of life that can be a general human ideal of how to live. Reference is made to the exemplary nature that can flow from the living interaction of the members, but that can only be shaped if the members have the right attitude despite the “complete appreciation of the thinking and feeling of the individual”. The draft contains much that prompts us to ask: has the Anthroposophical Society fulfilled its tasks, is it in a position to fulfill them in the future? This will be the subject of our discussion. It has become quite evident in the present time that “the human being needs to know and cultivate his own supersensible nature and that of the world around him,” as stated at the beginning of the “Draft of Fundamental Principles”. The souls of people today, especially the souls of young people, are attracted by all kinds of movements with lofty goals that are pursued in an abstract way that suits the times. Such movements seek to attract people who we know are valuable and who should work with us towards our goals. Such valuable people experience great disappointments in these movements. Why don't they come to us? As a statistical comment, it may be said that the membership of our Society has increased from 3647 in 1914 to 8238 on August 1 of this year; a large increase in membership coincides with the time when strong opposition has become effective. Let us assume that all of the more than 8,000 members own the fundamental works of Dr. Steiner (although not all of them are subscribers to the Threefolding Journal or the “Drei”!). Most of these fundamental works have reached print runs of over 20,000, with the “Core Points of the Social Question” reaching 40,000. With print runs of 20,000, one can certainly expect a readership of 40,000, and these are truly interested readers, because Dr. Steiner's books do not appear in second-hand bookshops. This proves that spiritual science as such is effective; but the Anthroposophical Society is not effective. It must be said, without fear of contradiction, that it is a stumbling block in many quarters, especially for valuable people. Why is this so? That should be the subject of our discussion, for the cooperation of the members of our Society does not correspond to what is stated as a prerequisite in the “Draft of the Basic Principles”. The Society as such means little in the consciousness of many of its members. One symptom of this is that hundreds of members present here have come to our congress as people interested in the lectures, but not as members of the Society as such. This is shown by the fact that hundreds came without a membership card; this is said without reproach for the individual. There is much that can be said about what happens among us that flies in the face of our principles. But it has consequences that are felt throughout the world. So, in an organization that wants to be based on freedom, giving advice is what can prove to be spiritually effective. In such a society, one must be able to give advice, and such advice should be properly appreciated. Dr. Steiner's position within society is particularly that of an advisor. Dr. Steiner often gave advice, and often the opposite of what he advised happened. But often enough, the effect is that Dr. Steiner is blamed for the opposite of what he advised. I have been able to mention only a few. But much can come from the impulses of this congress for the fulfillment of the tasks of the Anthroposophical Society, which must break away from the inheritance of the old Theosophical Society. I pointed out many things in a circular letter a year ago; the circular letter had no effect. At that time, the success of such a congress could not be assumed with certainty. Now we have ventured this undertaking. Whether it will have the desired effect as an action will depend on the members of the Anthroposophical Society. To do this, we must take a serious and honest look at the situation. What I have said should be the basis for discussion, and you will contribute the best to it. Mr. Uehli opens the discussion on the presentation and asks for written contributions. Rector Bartsch underscores Dr. Unger's comments about Dr. Steiner's almost superhuman work and would now like to see the relationships of the members to the only remaining member of the central Executive Council regulated. He continues: Much has come from Stuttgart, as this congress also proves, and much would be better if the members of the Anthroposophical Society had shown themselves equal to their task. A movement with such great tasks would need a daily newspaper, and if the well over 5,000 members in Germany were each to recruit two to three subscribers to the three-part newspaper by Christmas, that would be a great success. Of course, differences of opinion will always arise, but they can be resolved in the way I have described. We can only become a cohesive society if we are based on mutual trust. We must work towards solidarity. Various prominent figures at the forefront of our movement have been moved by such thoughts and feel it necessary to express that we have confidence in the extension of the board through free election, so that such an active board has the opportunity to embody the thoughts that have flowed from anthroposophy. Mr. Graf von Polzer-Hoditz: It is one of the basic truths of our spiritual movement that everything we decide and do happens at the right time. It is part of the signature of our time that everything has been stirred up in the individual human being. Therefore, we must approach our tasks with the right attitude. On behalf of many anthroposophists in various working groups in Austria, and speaking from my experience of being involved in the movement, I would like to express our confidence that the Central Board, which now consists of only one member, will be able to act again. From our relations with our friends in Czechoslovakia, I can also speak on behalf of those anthroposophists who live in Czechoslovakia today. Dr. Stein uses an example to show how important it is to consider not only what may bother individuals, but also how things appear to the outside world. This is not given enough thought in our circles. He continues: “From this point of view, I would like to say a few words about the opposition, which is little known by members. You can't let the opponents be dealt with by a few specialists, of whom I am one. We must also take care of the individual issues raised by our opponents, for example, against the new edition of “The Philosophy of Freedom”. We do not represent our spiritual heritage at all if we accept it authoritatively. Each individual has the duty to examine the issues that an opponent wants to cast doubt on, and then to stand up for them when they know that they themselves stand for the cause with their entire personality. We are facing an opposition that does not just want to fight us, but to destroy us. The opponents organize themselves by loving evil. If our members knew that evil is even enthusiastically loved, then the strength would also be mustered to defend what wants to flow out of the sources of anthroposophy into all of humanity. Mr. Ch. von Morgenstierne: Many difficulties have already been pointed out, and much more could be mentioned, for example, the great danger that our movement is perceived as a sect from many sides. Many influential people are repelled by this. We can best avoid this if we try to present the matter as it is done in the two main centers in Central Europe, in Dornach and Stuttgart. This could be seen at the summer course in Dornach that has just ended and at the present congress. We want to try to follow this example in the different countries. This is also said on behalf of many Nordic friends. We want to stand by the leadership of our movement, and I would also like to express the wish that the connection between the leadership of the Society and the other countries, for example with us in the north, becomes a firm and vibrant one. Mr. Paul Smit: A true coexistence between people, the interaction from one person to another, which is so necessary for today's world, is often prevented by ideas coming between people. But these perceptions must be overcome as such; they must die in order to be transformed into life. That is why it is so important for the Anthroposophical Society to have people who understand how to practise spiritual science by silencing their perceptions when they are in contact with another person. Mr. Uehli: Dr. Steiner wishes to read a statement. Dr. Steiner: In a letter addressed to Dr. Steiner and myself, Mr. Kurt Walther, who has admirably led the management of the Anthroposophical Society in recent years, has resigned his office into the hands of those from whom he received it, in view of the changed circumstances and because it might be necessary to make changes that would be beneficial for the further development of the Society. Mr. Walther has devotedly administered the office within the Central Executive Council during these years, which I resigned at the beginning of 1916 for no other reason than because I did not want to associate Dr. Steiner's name with the thousand small affairs of the Society. Mr. Walther has thus taken on many arduous duties. I would like to publicly express my gratitude to him, who has to be absent today for official reasons. Mr. George Kaufmann: Conscious of the tasks that the Anthroposophical Society has to fulfill in the whole civilized world today, I would like to warmly welcome the impulses that arise from this assembly. As it is also written in the 'Draft of the Fundamental Principles', this is connected with the fact that a knowledge of the supersensible nature of the human being and the world outside the human being is flowing into the hearts of many people. Therefore, our work is always directed towards the ability to judge and the sense of truth. Much is being done from here and from Dornach in all fields, which is beginning to give the anthroposophical spiritual knowledge respect in the world. The Anthroposophical Society should form the spiritual center of this work. Therefore, the Society must not be a sect, but the serious representative of a deep spiritual impulse. This movement is international, and in our hearts, we who work in different countries, live Dornach and the Goetheanum as the actual center of the movement; but it must be said that what could realize the Goetheanum as the center of the spiritual movement has not yet been done. Something could go out from this assembly to all parts of the world that can realize the internationality of the movement with its spiritual center in the Goetheanum; if a new revival of society emanates from here, where the strongest work is being done, and leads to concrete solidarity, then it will be able to have an effect on the non-German countries. Mr. J. van Leer: In his opening speech, Dr. Unger pointed out that we are openly expressing here what is on our minds. I would like to point out some of the things that are to blame for the fact that we have not realized what could and should have been realized. The Anthroposophical Society welcomes all people who want to work in our spirit, but when Dr. Steiner pointed in a certain direction, cliques easily formed. One cannot say that the artistic is the main thing, or the threefold social order, or the economic, the school, but one must also look at what has been worked on in the branches for ten to fifteen years. That is also necessary. Recently, for example, Dr. Steiner's work has been focused on science, but if we want to let all of anthroposophy flow into all human hearts, then we must not consider the other aspects as unimportant either, even if sectarianism in the branches is reprehensible. This is one of the serious mistakes in our movement: we do not have enough trust to appreciate all the work. Not everyone can do all the work, but everyone can do work in their own field. We also need people who are not scientifically educated. In our society, everything is represented. If we appreciate the work of all people, we have the basis for the proper leadership of the Anthroposophical Society. If everyone works together and places their trust in the board, then we are a cohesive body that has power in the world, and we will also be able to cope with our opponents. Mr. Vegelahn: Why is it that spiritual science works but the Anthroposophical Society does not work? I fully agree when the confidence is expressed to the central board here. It is indeed nice when it is said that we must strive for community, but what is given as a knowledge of the supersensible world must be put into the right relationship to what can be experienced here in the physical world. The right foundation for spiritual science can be gained from the 'Philosophy of Freedom'. Dr. Unger has given figures about high print runs. The 'Philosophy of Freedom' was out of print for a long time, and one would have expected the new edition to sell quickly. However, it took quite a long time. If the anthroposophists can show that their powers of judgment have been developed, then other people will have to change their judgment of them over time. Many people come to the Society as if seeking refuge from the disappointments of life, but they must also be able to leave this refuge and return to the world. To do this, they need to have strengthened their powers of judgment through the Philosophy of Freedom. Dr. Kolisko: It has already been pointed out from various sides how necessary it is for our Society to present a unified front to the outside world. However, it can clearly be observed that a large part of what is directed against our movement as opposition arises from the fact that such a unified approach by all members of the Society is not present, because in many cases a basis of trust is still lacking. For example, when certain things are done after careful consideration, one can be sure that one will encounter mistrust or a lack of understanding and that the actions of many members will be in opposition to this. One must remember a peculiar prejudice against the Threefolding Newspaper, which I often encountered when traveling: namely, that it is too polemical, and that this is the main obstacle to all members supporting it and ensuring its distribution. This is because people are not sufficiently interested in the opposition. It has not been realized that, after the opposition had opened the fight, one was forced to take such a tone, as for example with what we have called positive time criticism. It is the case in our society that before the emergence of the threefolding movement, there was never any possibility of forming a social judgment. One was taken by surprise by the emergence into the public. But this had always been pointed out in the anthroposophical movement. The newspaper has been made as well as it could be, and if it is not yet better, it is because there is not yet broad support. But one could also notice that there was a certain mistrust when, say, something was undertaken from Dornach or Stuttgart. They do not have the confidence that the things that have been undertaken have emerged from a certain solidarity between groups. We will not be able to work externally if we do not try to let what is being done take effect. So many things are thwarted. For example, negotiations were held with opponents when it would have been better not to negotiate with them after taking the opposing view towards them. It is often the case that outsiders have the impression that there is no society in which things are done in such an unsolidaristic way as in the Anthroposophical Society. This comes from the extraordinarily strong individualization in our society, but we must create such a basis of trust that our actions in public are carried out out of an ever-growing understanding of the movement's overall tasks, following joint deliberation. We must be able to trust the people working in the public sphere, because we have the impression that they are acting out of common understanding. Then we can counteract the formation of cliques. Not everyone needs to be an expert in everything, but everyone can take an interest in what is going on in the anthroposophical movement. The fact that they are not properly integrated into society gives rise to a wide range of grievances. I would just like to mention the issue of Dr. Steiner's lecture cycles, which are intended only for members of the Anthroposophical Society. The Society has been unable to preserve this spiritual material. The situation is such that these cycles have been leaked to a very large extent. In many cases, publishers have been keen to get hold of them. There is a tendency in the Society not to take seriously the words that are written down in the cycles. The admission of members to the Society is also handled in a casual manner, so that people have been admitted who then, due to a certain necessity, had to be excluded again. It is clear that precisely those whom one was forced to exclude have become the worst enemies of the movement. Consider where the opponents get their ideas! From the writings of Seiling. Such people, who like Seiling become our opponents, always come from certain cliques, and what confronts us is a reflection of what is present in our own circles. All those in society who are really active in their work – and there should be as many as possible – must have the opportunity to trust each other, so that one has the impression that things are happening under responsibility. The individual can only come to a correct judgment through intensive, real collaboration. The task we face today must be to create such a basis of trust in the Anthroposophical Society, so that collaboration takes place from the point of view of feeling that one is standing in the same thing and trusting one another. Mr. Uehli: A motion has been made to take a break now. Before that, Dr. Unger would like to say a few words. Dr. Unger: I support this motion and would like to see something happen that will serve to fulfill our tasks. But before that, I have to discharge the most important duty. Various speakers have been kind enough to express their trust in me for what I have done or can still do for society. I can only accept this on the condition that I am allowed to express this trust and our heartfelt thanks to those individuals who were particularly involved in the creation of our society. Above all, I would like to mention Dr. Steiner (applause), who from the very beginning did everything that could be done by human beings to bring about a movement. I have already mentioned that Dr. Steiner's works were not yet valued by people in the sense that a movement came about around the turn of the century. The credit for initiating the movement goes to Dr. Steiner. She combined within herself the knowledge and abilities needed, and especially the will to achieve. It is only thanks to her work that forces could develop within society that can now try to develop something for life based on the spiritual science given by Dr. Steiner. Among our friends, Mr. Bauer is known precisely for always being a personal center for all living things that can work among us. His intimate experience of the spiritual world flows through invisible channels into the hearts of people. In the most sincere and profound sense, I would like to transfer to Mr. Bauer what has been expressed here in terms of approval. I would also like to express my special thanks to Dr. Steiner for what she shared about our friend Mr. Walther. For it was precisely during the most difficult times that he had an extraordinary workload on his shoulders. Mr. Walther stepped into the breach when something needed to be done, which he took on in such a commendable way. Since words of trust and thanks are too weak for what is in our hearts at this moment for Dr. Steiner, I would like to express it in the form of a request; because, of course, everything that I and others have said here is based on what Dr. Steiner himself has done. And since everything depends on our being able to listen to advice in the right way, I would like to ask Dr. Steiner to give us his advice on this extremely important matter, where everything can depend on what comes from here, when we meet here again. It is decided to continue the discussion in the evening. Mr. Uehli opens the continuation at [9] p.m. Mr. Mengen: I have given particular attention to the question of why our society is often a stumbling block, and have found that we have an individualism in which people come together, listen to a lecture and then drift apart again. It is not recognized that there is a connection between the different areas of life. A free spiritual life is just as necessary as a fraternal economic life. When people talk about fraternity today, it is a cliché. Fresh forces must be brought into economic life from the living forces that are among us. An associative economic collaboration is the necessary complement to spiritual individualism. Today it is necessary for each individual to feel responsible for everything that happens. Mr. M. Grundig: If we want to get to the point where everyone can be responsible for everything, it is necessary that everyone not only be content to be a member of the Anthroposophical Society, but that if they want to bring something into the public sphere, they must be imbued with the idea of anthroposophy. It has been pointed out that not everyone can be in science. But anyone who is in the circles of the working class knows that it is precisely here that we have to approach the matter as scientifically as possible. In his 'Key Points of the Social Question', Dr. Steiner pointed out how strongly natural science ideas have affected the proletariat. These ideas can only be made fruitful through anthroposophy. One can, as Dr. Steiner once said, come to an appreciation of spiritual science through a healthy feeling, but especially in the face of what can arise from scientific ideas in the proletariat, one must be able to provide sufficient knowledge. And then anthroposophy must intervene in the daily life of the broad masses of the people. To do this, something must be created, such as the foundation stone for the “Waldorf School” and so on, as laid out in “The Coming Day”. In this way, the worker can also do something good for the Anthroposophical Society. Mr. Heydenreich: As a young person who has asked for the floor, I would like to make an announcement in all modesty. We anthroposophists who emerged from the youth movement came together during the congress in a few special discussions and realized that we have special tasks in our intermediary position between the youth movement and anthroposophy. We have come to realize that it is not only our duty to bring anthroposophy to the youth movement, but also that it is our duty to place our young forces at the service of anthroposophy, so that a corresponding action can emerge from it. Mr. Michael Bauer: I would just like to make a few brief remarks that the assembly is expecting. It concerns the new central committee. I wanted to make this announcement myself so that people can feel and know from this fact that the new members of the central committee have emerged from the continuity of our movement. The two new members were not chosen over the heads of the outgoing members of the Central Committee, but with their consent, after much deliberation. They are Ernst Uehli and Emil Leinhas. Although both are friends of Stuttgart, it should be noted that it was one of the weaknesses of the old Central Committee that its members lived in different places. There must be close and constant contact between the members of the Central Committee if healthy and fruitful work is to be done, and now that all three members of the Central Committee live in Stuttgart, this is guaranteed. I probably do not need to mention that it is precisely the best factual reasons that justify this election. Allow me to touch on a thought that has already been widely expressed in today's speeches, particularly in Mr. Kaufmann's speech from London. There has been much talk of trust, and I would like to add that there can be no meaningful communication from person to person if there is no trust in the background of the soul. When I speak a word to any human being and he has the will to understand me, something of my soul plays into the other; and it plays, strictly speaking, on the basis of what is in the first of our guiding principles, on the basis of a common spiritual. That which connects one soul with another, by which one can communicate in words, is consciously the very basis of our society. I could go on to explain that this trust that speaks from person to person in words can intensify and blossom forth as love. I could also point out that what we feel when we listen carefully, as the heartbeat of our aspirations, is a being that may be called the good spirit – I could also say the holy spirit – of humanity. Our society is based on the good spirit of humanity, which must weave from person to person if something healthy is to come about. In recent weeks, I have often been preoccupied with Uehli's beautiful book 'A New Search for the Holy Grail'; it tells how the Knights Templar were obliged not to leave the battlefield as long as a flag was still flying. Do believe that we are in an equally hard fight as the Templars had to face many times! And we should enter the fight with the same loyalty and full consciousness. I want to point out such loyalty at this moment, when you are facing a new central committee that has been formed after the most loyal and conscientious deliberation. And I would like to add the request that you reflect on the common spiritual that is placed in the hearts of people at this moment, when a new start is being made to step into the future with all that this movement wants to bring into the world, in loyalty and in the awareness of our obligation. Then the advice we are now expecting will be fruitfully received. Dr. Steiner: My dear friends! The occasion for our being together today is an extraordinarily important and significant one; I therefore want to meet Dr. Unger's request in any case. If this request implied that I should give advice, then that will only be possible if I too try to say something about some characteristics of our social life that seems to me to be particularly necessary today. In the Anthroposophical Society, if it is to have full legitimacy and a good inner reason for being, it is necessary to address each individual. Individualism is that which cannot be separated from the nature of such a society as the Anthroposophical Society must be, and therefore it is always difficult to say this or that in small circles if there is no possibility that what has been discussed or, for my sake, reported there will really find its way to the individual members as quickly as possible and then find a responsive heart in the individual members. Today, however, it is possible to speak to a large number of my dear friends, and so mentioning one or other of them today can also have a very special significance. And so please allow me, even if I do not claim to do so even in outline, to go into some of the history of our anthroposophical movement, and then to come to certain current details. From the very beginning, significant obstacles have stood in the way of this Anthroposophical movement, to the extent that it should live in society. It has already been mentioned today that for certain reasons, what is being attempted within the Anthroposophical Society was first attempted within the framework of the Theosophical Society. Twenty years ago, the German Section of the Theosophical Society was formed in Berlin. During the formation of this German Section, I gave a lecture for a completely different audience that was part of a lecture cycle called “Anthroposophical Reflections on the History of Humanity”. Even at the founding of the German Section of the Theosophical Society, the anthroposophical goal was the decisive one for me. I do not want to go into the details of the founding now, but just mention that everything that happened in this context led to a small scene, to an argument between two celebrities – at that time German celebrities of the Theosophical Society. They were so angry about everything that had happened back then that the day after the founding they made the following very harsh statement: “Yesterday we buried the Theosophical movement in Germany.” That was the prognosis that two Theosophical celebrities gave at the time to the movement that was to be inaugurated in the way described to them. What had to happen could not be done differently at that time than it was done. But it had the effect that the whole anthroposophical movement carried certain fetters. I would like to characterize these fetters, at least in a few pages. What gradually became the practice of the Theosophical Society was something that, I would say, was second nature to a large number of the members who joined together to form the German Section at that time. They simply had the idea that they could not do anything differently from the way it was done in the Theosophical Society; you will see later why I am emphasizing and mentioning these things. But my dear friends, for me it was actually impossible at that time, despite my involvement in the German Section of the Theosophical Society, to understand anything of these practices. I will mention just one fact: at that time, a person working with the German Theosophical Society gave a lecture in which she presented an excerpt from Misses Besant's “Ancient Wisdom”. At that time I had not really concerned myself with the literature of the Theosophical Society, but in one excerpt I heard the main teachings being put forward – and with the retention of the whole style of thinking, of looking at things – that were being spread within the Theosophical movement. I found the whole thing terribly unappealing, and I actually rejected such dilettantish, lay talk out of an inner scientific conscientiousness. This led to my being compelled to write my book 'Theosophy' as a matter of course, so that there would be something to hold on to that could also stand up to science. To me, standing up to science was always something different from being recognized by conventional science. Then I want to highlight one more thing from all these things: I went on a lecture tour in Holland. I presented what I had to say from my own point of view. It actually caused consternation among the members of the Dutch Theosophical Society, because in essence it was heretical in their opinion. This also led to the fact that these Dutch 'Theosophists were the first to turn with all their might against what was then expressed at the Munich Congress in 1907. What came close to the Theosophical Society, but was actually intended by Anthroposophy, was, my dear friends, in many respects a crowd of dreamers who took an extraordinary pleasure in their “dreams”. Please do not misunderstand me. I am not talking about any doctrine today, not about any occult facts or the like, but about human moods. Within the Theosophical Society, it was simply the custom to absorb the Theosophical attitude in the following way: As an external person, one lived exactly the same way as one had lived before becoming a Theosophist; one was a civil servant, teacher, noblewoman or anything else in the same way. One continued to live in the same way as before, but one had, if I may say so, a new sensation, albeit of a better kind. One pleased oneself in knowing, or at least in pretending to know, something about the whole world from occult sources. Now, my dear friends, they particularly liked to say: “Yes, somewhere, in a place that is as inaccessible as possible, there live certain individuals who are called ‘masters’; they are the guides of humanity, who have been guiding the development of humanity for so long, we are all in their care, we have to serve them.” One took pleasure in these services, which were particularly enhanced by the fact that these masters lived in an inaccessible distance, so that one never knew anything about whom one served as an actor or the like. Perhaps by extinguishing the light or darkening the room and sitting down at a small table, head in hands, one imagined that one was serving the masters in such a way that one was involved in all the most important matters of the present. In particular, one liked to sit down and then send out thoughts; this sending out of thoughts was even practiced with great enthusiasm in circles, especially within theosophical circles. With these things, I only want to hint at the moods that, out of a certain pleasure in reverie, actually substantiated what, as a kind of mystical coquetry, was one of the vital nerves of the Theosophical Society and of theosophers in general. You see, my dear friends, this kind of mood has become too entrenched within the movement that was now incumbent upon us. No one is to be reproached for this; some have worked devotedly and sacrificially out of this mood. But one cannot say that this mood has prepared well for what Dr. Unger emphasized today. When 1919 came, the task was suddenly to throw oneself into the stream of world evolution, to show that one had grown with what one had prepared in order to work in the stream of human development. It was no longer a matter of sitting down with a dim lamp, resting one's head in one's hands and sending out thoughts, but of grasping reality with one's thinking, which had been worked through with anthroposophy and had become practical. In principle, this attitude had always been in preparation, but as far as I was concerned, I perhaps encountered the most vehement opposition – even if it was not expressed – from those followers who, in a certain respect, rightly considered themselves the most loyal followers. For there was always a certain tendency towards nebulous mysticism, which had to be fought against in the most terrible way, especially among those who were most well-meaning and well-intentioned. It is the after-effects of this tendency towards nebulous mysticism that is causing us such great difficulties within the Anthroposophical Society today. Because, my dear friends, we do not want to live in abstractions; we want to see reality as it is everywhere, and it must be said that this mood of dreaming is what becomes the most dangerous seducer of untruthfulness and volatility in relation to real life. No one is more exposed to taking real life lightly than the one who blurs his soul in nebulous mysticism. But that, in turn, is what makes it so difficult for anthroposophists to look at things realistically with a healthy mind. If anthroposophy were taken as it is given, if sometimes, by flowing into the other soul, a completely different soul content did not flow out of it, then the ability to take things of external reality quickly, with presence of mind and simply, would flow out of this very anthroposophy, and from the simple one would then also find the basis for confronting the organized opposition, which is much more than you think. Let me also say a few words about this, because if the Anthroposophical Society wants to continue to exist, it is necessary to be very clear about these things. It has been pointed out today that a large proportion of the opponents copy the judgments they release from a book by Max Seiling, who once behaved as one of the most loyal confessors of the anthroposophical view. He was cajoled in the most diverse cliques, and again out of a certain nebulous mysticism, he was given a great deal of importance in certain cliques. Now, this man has written a book. Why did he write this book? One can disregard all the filth that can be found in this book. But this is to be envisaged with a healthy sense of reality: this man, who at first threw himself with all his might at - forgive the trivial expression - our Philosophical-Anthroposophical Publishing House, was allowed to publish a small booklet, for which I because this booklet was basically quite useful, I even wrote an afterword; but then this man wanted to have a book published by the same publishing house, half of which consisted of plagiarism from my lectures and half of his foolish spiritualist ramblings. This wish had to be rejected, and out of annoyance at this and out of his character, which simply lies when it hates, all kinds of lies were sent out into the world by Max Seiling. That is the reality, and any other judgment about it is nonsense; anyone with a clear mind sees through things. I will give you another example, which may not be so easy to see through; but if one were to see that within the Anthroposophical Society there really is what has often been expressed today by the word “trust”, then one would only need to say something characteristically significant to illuminate a case on the basis of this trust. This would take hold within the Anthroposophical Society, a truthful judgment would be established. And that is what we need above all. I would like to mention the Goesch case as a small example. Goesch was also someone who, in every way, first of all threw himself at it, if I may use the trivial expression again. One day, Dr. Goesch's wife came to me with her children and introduced me to one of the children, of whom she seriously claimed that this child – I don't know how many days, but a sufficiently large number of days, as the woman believed, always knew in advance when – it was during the war – when the French would attack the Germans in some battle. Well, my dear friends, you see, all that was needed was to set up a telephone line between the Goesch house in Dornach and the large headquarters, and then, according to the promptings of this little child, it would have been possible to communicate to the large headquarters in Germany every time the French would attack the Germans again. The fact that I was told something like that led me to say a few words about the somewhat inadequate education, and I had to point out in particular the man who was to blame for some of the failings in the education. From the next day onwards, Dr. Goesch was the opponent he has become. My dear friends, things are not that simple. But one must not look for something other than this simplicity, and to achieve this simplicity one must first acquire the ability to judge; this is acquired through healthy anthroposophy, not through that which still remains from the old practices of the Theosophical Society. My first advice is to ensure that the remnants, not of Theosophy, but of the theosophical-social feeling, may finally be expelled from our Society. Now, this also means that certain things that happen must be taken with the necessary weight. In my book 'Von Seelenrätseln' (Mysteries of the Soul), I pointed out the whole corruption of Max Dessoir. If what is said in my book about Dessoir's character had been taken seriously – I am not talking, of course, about the powerless anthroposophists, but about those who had the obligation to take such things seriously – then it would be clear that This is not about defending anthroposophy, but about the character of a university lecturer, and my book shows that a person contaminated by such scientific immorality must never be allowed to remain a university lecturer for a moment. This is not really relevant here, but I still had to learn that, after the fact, I was told that our side had personally negotiated with that individual Max Dessoir, so it was considered important to somehow make this man more inclined towards our anthroposophical movement than he is. And a man like Traub has been sufficiently characterized by the reference to the sentence that he, invoked as an authority, wrote in an important Württemberg newspaper: “In my ‘Theosophy’ I claim that in the devachan, spirits move like tables and chairs here in physical space!” My dear friends! Anyone who is capable of writing such things without thinking must be judged as a pest in the position he holds. And when one is constantly confronted with such things as the sentence: “Yes, the threefold order should deal with positive things, it should not deal with these things in a polemical way so much.” – then, my dear friends, it must be said: This is a complete misunderstanding of what reality demands of us. It is necessary that the truth be told in all its unvarnishedness, and I could multiply a hundredfold what I have given only in examples. But if such an attitude, which is thoroughly compatible with what brotherhood and universal love are, if such an attitude were to penetrate our ranks, then we would be better off. But we are still very far from this attitude, because one cannot rise to find the way from a false judgment to a true judgment. The false judgment is: “Be loving towards such a Traub, who, as a weak human being, can make a mistake, perhaps out of the best of knowledge and belief!” My dear friends, I call that a misjudgment. I call it a correct judgment: “Be loving towards all those who are corrupted by such a university educator!” That is what it is about, not throwing one's love in the wrong place, but understanding where to let it flow. Anyone who wants to be benevolent towards the corrupters of youth out of nebulous sentimentality lacks true human love. But this must be developed within humanity, although the first may be more comfortable. Today, a question has also been touched upon that is indeed important for the existence of the Anthroposophical Society, namely the “cycle question”. In fact, every single member has undertaken to ensure that the cycles remain within the Society. For me personally, it was less important that these cycles should not be read outside the Society than that the form in which these cycles had to be printed, because I did not have time to correct the typesetting, should remain known only to those who are aware of the circumstances. Nevertheless, it has turned out that it is even possible that Count Keyserling can continually boast that he has read the cycles, the man who, when confronted with the objective untruths he has told about me, simply has the frivolous excuse: he has no time to do research on Steiner. - In other words, this Count Keyserling has no time to inquire about the truth, so he spreads untruth. The Cycles have been delivered to people with such an attitude; and if I wanted to go over to the other side, I could cite many other things. So it has come about that today, torn out of the cycles by the enemies everywhere, sentences can be quoted. Actually, I would have to say today: Now that this has happened through the membership, the cycles can be sold anywhere, because it would be better to hand over the cycles to the public than to hand them over to those who misuse them. No one should be criticized in a derogatory way, because what has happened has happened because of all the continuation of what I have referred to as nebulous sentimentality, nebulous mystification and the like. But such grounds have led to something else, and it is really important to speak out in this regard. Today, too, it has often been said, and it has sounded to me like a shrill discordant note, that changes have occurred in our society, that in the past there was somehow a way of dealing with things by which even the non-scientifically educated could approach society as collaborators, and that it has now become fashionable to proceed scientifically. Now, my dear friends, in forming such judgments, they spread. They are false judgments. Compare the way I presented the beginning of the Anthroposophical Society with the way I present it today; compare how I spoke to the public then and how I speak to the public now, and you will find nothing that could seriously be called a change of direction in the Anthroposophical Society. It is a different matter that individual things have been added that the times have demanded. I would even say the opposite. Anyone who takes some of the public lectures from the beginning of the century will find a more scientific tone from me from a certain point of view than he can find today; but if one were to sense correctly from the depths of the soul in this regard , then one would not come to say, as no one has said today, but as has been said many times: “Now the scientists rule, now the scientists are in favor, now is the scientific era!” No, a healthy sense of reality would lead one to say: Well, it is quite good that people have finally come to the anthroposophical movement who are able to defend anthroposophy against all scientific criticism. In any case, people would be pleased about the active work of our scientists. But from there, my dear friends, it is only one step to a healthy judgment, which is extremely important in terms of cultural history. And for that I would like to present you with a small piece of evidence. In issue no. 48 of “Zukunft” you will find an open letter written by a man who is not particularly well-liked by me, but he is a university teacher among university teachers, and he apostrophizes the entirety of German university teachers in the following manner:
In an open letter, an attempt is made to show that Harnack, Rubner, Eduard Meyer, the celebrities, simply lied about the scholar in question.
This is how university teachers talk to each other today.
My dear friends! I do not want to pass judgment on who is right or wrong here; that would be far from my mind. But I am drawing your attention to the tone in which people speak to one another today, even among intellectual leaders. Is it not time to rejoice that on anthroposophical soil a number of scholars have come together who have what it takes to lead humanity out of what is not me, but one who belongs to the people, worse than a Sodom and Gomorrah calls? I believe that this joy could be greater than the characteristic that we have now entered the era of science. What we really need to do is to take things straight and simply and look for the most important and meaningful, never closing our eyes to what is. And if the anthroposophical movement had to broaden its circles, so to speak, how did that happen? Please study the history of this movement and you will see that it was usually not out of an urge for further work. My dear friends! I have — I think — five or six uncorrected new editions of my books, and I have had them for months. There is truly no urge, and never has been, to keep on being busy. What looks like a change has come about under the pressure of the times, under the demands that have arisen. The Federation for Threefolding, Waldorf Schools, Kommender Tag magazine – none of this came out of anthroposophical initiative. Study history and you will see how it really lies. But this is something that every single anthroposophist should know. And that is the second piece of advice I would like to give: that institutions take root in our society that are designed to foster not only ideal trust, which is to be valued in the highest degree, among our members, but also to enable a living exchange that is never and nowhere interrupted. How often have I had to hear it in recent times: Yes, anthroposophy, that's very beautiful, threefold social order very beautiful, but you can't agree with what those people in Stuttgart are doing. And a certain opposition to Stuttgart is something you come across everywhere. My dear friends! Among those prominent figures who are directing affairs here from Stuttgart, there are many who, if they could act according to personal sympathies and antipathies, would gladly lay down this burden. If one really takes into account all the things I have tried to point out, one must also come to some conclusion about how the circumstances, how the whole course of events in our anthroposophical movement, have brought those personalities into the leading positions who now hold them. Then we will criticize these leading personalities less for personal reasons and more for everything else. Then we will have active trust and then we will also make it possible for these personalities not to always have to deal with personal differences among the membership and to lose time with it , but then these personalities will be able to make the necessary arrangements to ensure that, with the help of the branches, everything that can be observed at the center as being important for the movement is passed on to each individual member. My dear friends! It is like trying to open an open door when you point out that the branch work should be appreciated. Branch work has never been underestimated, and least of all by those who have found their way into the Society as scientists. This branch work should be organized in such a way that less judgment is heard: “Yes, we don't hear anything from headquarters.” You can also do something to make sure you hear something, and I have often found that the response “We're not hearing anything” is based on the fact that you're not listening. For example, it shouldn't have happened that Dr. Unger was able to say that he circulated a letter last year and that nothing of significance came of it. This, my dear friends, is what brings us to the central issue: it is necessary for each individual member to regard the Society as their very own concern, not just as a framework for individual cliques that then stick together very closely, but as something in which anthroposophy can live as a reality. If each person regards the society as their own business, then interests in the whole of this society will arise from it. And this interest, the most vital interest in the whole of this society, is what we need if we want to realize what should be realized through the anthroposophical movement. The situation at the Goetheanum in Dornach, at the Waldorf School, at the Kommende Tag, Futurum and so on would be quite different if this interest were present; because living deeds would flow from this interest. But as it is – I am pleased that I can now also mention something that is outside the borders of the Reich, which here is actually only of theoretical interest – but as it is, I had to experience it. Because of what I call the inner opposition, which, contrary to my intentions, is actually very strong, , that last fall in Dornach I pointed out in the sharpest terms the necessity for founding a World School Society and that during my lecture tour in Holland this winter I repeatedly pointed out the necessity for this World School Society. My dear friends! This world school association has failed, despite my conviction that it was up to us to be able to finish building the Goetheanum in peace. So it is necessary, I would say from month to month, to face the heavy concern that we will not be able to finish building the Goetheanum at all because the funds are gradually drying up. As I said, I do not need to tell you that the countries of Central Europe cannot do anything for the construction of the Goetheanum at present. But it is an example of how little respect is shown for what is, so to speak, thrown into the Anthroposophical Society as a necessity. I would not say it has failed if I believed it was impossible to do this or that, if I had not seen that the words were not understood in the sense in which I had to understand them, that the seriousness and the earnestness needed for such a matter are not taking hold in people's hearts. And that is the third piece of advice I would like to give: that we acquire the ability to take things seriously enough, not with the superficiality that exists in the world today. We need this within the Anthroposophical Society, and if we translate what I have taken more out of the historical development into the practical, then today it would be a matter of each and every one of the dear friends who are here trying to do what is possible for them, where they are, so that the future central board society, with such trust that it makes it possible, at the moment when one disagrees with this or that, to also say to oneself, it does not depend on the individual case, it depends on having the necessary total trust in the people who are in their place, even if one cannot see in the individual case what has led them to one or the other. And again, this central board will have to co-opt a number of personalities who are out in the world, working either like the branch leaders or in some other way on the anthroposophical movement and on related matters. This central board will have to choose these personalities from the available options and will have to do so as quickly as possible if the Anthroposophical Society is to continue to make sense. And then this central board will have to assume that, on the one hand, these trusted representatives, who are a kind of extended board, really do not work with it, the central board, in such a way that makes everything difficult for it, but in a way that, despite the very full working hours, nevertheless makes it possible to exchange everything that is necessary with this trusted board. And these trusted personalities will have to consider it their sacred duty to work with the individual members for whom they are the trusted representative in such a way that the affairs of the entire Society, the welfare of the entire Society, is truly the most sacred thing for each individual of the thousands and thousands of members.This is an organization that cannot be made mechanically. It is an organization that must be done with heart and soul, whether it concerns spiritual matters or scientific ones. We will make progress in everything if we want to bring life into the Society in this way. This life will ignite many other things and extinguish many damages that have occurred because, in recent times, very little has been seen of such life. Then, when such a living organism emerges from society, those personal discrepancies will cease, which today rise up like terrible waves from society and actually disfigure everything, everything, impair all work, because in the face of the great interest in the great cause of society, all these pettinesses in one's own heart will be able to disappear. That is what we must work towards. I would like to say that the first thing we would take from today's meeting would be unconditional trust in the central committee and the conviction that if this central committee now forms its extended trust committee, the right trust can also be placed in this extended committee. It will be hard work for the Central Board to bring this extended board into being in accordance with the wishes of the members, which cannot be expressed in a vote but must be expressed in quite a different way. But it must be done; and when it is done, my dear friends, the details will have been followed in accordance with the advice that I could have given right at the start in a few words if I had wanted to spare my voice today. I could have said: “The ‘Draft of the Principles of an Anthroposophical Society’ has been printed at the beginning of the Anthroposophical Society, which has now been reprinted in the ‘Three’. And I could have summarized my advice in the words: ‘Realize these principles, because everything is contained in these principles’. And if these principles are realized, then everything will be all right in the Anthroposophical Society and with everything connected with it. But one must understand these principles in their totality; if one understands them in their totality, then one also knows how to develop a feeling for what is approaching this anthroposophical movement. A representative of the youth movement has spoken here! There are a whole number of student representatives here, my dear friends! The fact that members of such movements or such bodies have come to our Anthroposophical Society is something we must regard as epoch-making in the history of our Anthroposophical Movement. We must feel the need to do everything that can rightly be expected of the Anthroposophical Society from such quarters. The student movement that has emerged within our Anthroposophical Society bears a great deal of the hope for the success of our Society. And how did this student movement come about? Well, it comes from something that I have already mentioned from other points of view: it comes from the fact that young scholars, scientifically minded people, have found their way into our Society. It is because of this “fashion”, this alleged “change of course” in our society, that we have a guarantee for a fruitful future of our movement through the entry of the student body. My dear friends! We must have an open, free eye for everything that occurs in our society. You cannot give advice in the form of telling someone to do this or that. The only advice that can be given is addressed to the heart and mind of each individual member. Such advice must not shy away from saying something that could be taken by some as unloving criticism. No, if you really care about someone, then out of love you must tell them the truth. And today it is necessary to express the truth in all areas in the most concise words possible. We must see what kind of contrast this truth must be given in order to provide our anthroposophical movement with the momentum it needs. My dear friends! We must speak of certain necessary educational measures; if we are true anthroposophists, we regard what should be made general through the Waldorf School as something that must necessarily be brought to life for the benefit of our cultural and civilizational development in the present day, for there are remarkable principles precisely in relation to the present. When I mention such principles, you will say, “That is rare.” No, this attitude is very widespread, even if it is not expressed in such drastic words everywhere. The educational principles of an opponent who has recently made himself very badly known, and who, among other things, has also campaigned against the Waldorf School and its educational system, have come to light. And I would like to share with you one of his educational principles, which is: “Children are actually hardly more intelligent than dogs, so you have to educate them similarly.” We are already speaking into the strange perceptions and attitudes of the present, and we must not shrink from developing all the strength that is necessary to be able to work into what is being treated in this way from many sides in the present. A clear understanding of the present, an interest in the present, and an open eye for what is must, like the recovery of humanity in general, also lead to the recovery of the Anthroposophical Society. Then a time will come when perhaps the possibility will arise to no longer have to negotiate such things as the scattering of the cycles and the like. But if the attitude that I sincerely desire and that I have characterized by speaking today the words that may be displeasing to some takes hold, then perhaps it will be avoided having to sell the cycles in any way, because there is no difference in attitude within the walls and outside of them with regard to this point. So I had to tell you, my dear friends, my advice, actually characterizing; but it cannot be any different within the Anthroposophical Society. It rests on the individuality of each individual, so one can only speak to each individual. And this society will only flourish if the heart and soul and spirit of each individual strive to unfold in full health. |
Poetry and the Art of Speech: Lecture VIII
Translated by Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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They groaned, they stirred, they all uprose, Nor spake, nor moved their eyes; It had been strange, even in a dream, To have seen those dead men rise. |
Poetry and the Art of Speech: Lecture VIII
Translated by Julia Wedgwood, Andrew Welburn Rudolf Steiner |
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Before we essay the second part of our programme, I shall permit myself to point briefly to the genesis of poetry – in man’s inner nature. For what ought to lie at the foundation of a knowledge of man is the following perception: in the first instance, the world, the universe, the cosmos is artistically active in man; but man then brings forth from himself again what the aesthetic activity of the cosmos has inlaid in him, as art. Two elements must collaborate in a man, working through the powers of his spirit and soul, in order for poetry (in the general way of things) to be engendered and given form. It is not thought – even in the most intellectual poetry it is not thought as such – that is shaped by the artist. It is the collaboration, the wonderful interaction between breathing and blood-circulation. In breathing, the human being is entirely conjoined with the cosmos. The air which I have just breathed in was formerly an ingredient in the cosmos, and it will afterwards become an ingredient in the cosmos once more. In breathing I absorb into myself the substantiality of the cosmos, and then release to the cosmos once more what was briefly within me. Anyone who experiences this – anyone with a real feeling for this breathing-process – will find in it one of the most marvellous mysteries of the whole formation of the world. And this interchange between man and the world finds its inner formation in something closely bound up with the breathing-rhythm: the rhythm of blood-circulation. In a mature man the ratio expressed in the relation between respiration and pulse beat is an average one to four: eighteen breaths (or thereabouts) and seventy-two pulse-beats per minute. Between the two is generated that inner harmony which constitutes man’s entire inner life of plastic and musical creativity. The following remarks are not advanced as exact knowledge, but by way of a picture. We see engendered before us a spirit of light who, on the waves of the air, plays into man through his breathing. The breath takes hold of the blood-circulation, as of the occult workings of the human organism. We see Apollo, the god of light, carried on the billows of air in the breathing-process, and in his lyre the actual functioning of the blood-circulation. Every poetic act, every forming act of poetry ultimately rests on this ratio between breathing, as inwardly experienced, and the inner experience of the circulation of the blood. Subconsciously our breath counts the pulse-beats; and subconsciously the pulse-beats count the breaths dividing and combining, combining and dividing to mark out the metre and the syllable-quantities. It is not that the manifestations of poetry in speech adapt themselves so as to conform either to respiration or to the circulation of the blood: but rather the ratio between the two. The configuration of syllables may be quite irregular, but in poetry they stand in a certain ratio to one another, essentially similar to that between breathing and circulation. We can see this in the case where poetry first comes before us, in what is perhaps the most congenial and readily comprehensible form – the hexameter. Here we can see how the first three verse-feet and the caesura stand in a mutual ratio of four to one. The hexameter repeats this ratio of blood‑circulation to breathing a second time. Man receives the spiritual into his own inner processes and inner activities when he creates poetry out of what he is at every moment of his earthly life: a product of breathing and blood-circulation. He articulates this artistically through the syllables in quantity and metre. And we approach intensification and relaxation, tension and release, in a properly artistic way when we allow fewer or more syllables to the unit of breath. And these will then balance each other out in accordance with their inherent natural proportions. In other words, we must adjust the timing of the verse in the right way. If we let the verse proceed according to the proportion ordained by the cosmos itself, which subsists between breathing and blood-circulation, we arrive at epic. If we ascend towards an assertion of our own inner nature; i.e., let the breathing recede, refrain from activating the life of the breath, do not allow it to count up the pulse-beats on the ‘lyre’ of the blood-circulation – when we recede with our breathing into ourselves and make the pulsation of the blood the essential thing, reckoning up the notches (so to speak) scored onto the blood-stream, we arrive at an alternative form of metrical verse. If we are concerned with the breathing, which calculates, as it were, the blood-circulation, we have recitation: recitation flows in conformity with the breathing-process. If the pulsation of the blood is our criterion, so that the blood engraves its strength, weakness, passion, emotion, tension and relaxation onto the flux of the breath – then declamation arises: declamation pays more attention to the force or lightness, strength or weakness of emphasis given to the syllables, with a high or low intonation. Recitation, in accordance with the quietly flowing breath-stream, reckons only the blood-circulation, and this is communication in poetry – whereas declamation is poetry as description. And in fact everyone who practises speech-formation must ask himself when confronted with a poem: Have I to recite here or declaim? They are two fundamentally different nuances of this art-form. We realise this when we see how the poet himself differentiates in a wonderful way between declamation and recitation. Compare in this respect the Iphigeneia Goethe composed in Weimar, before he became acquainted in Italy with the Greek style. Observe the Iphigeneia he wrote at that time: it is entirely declamatory. Then he comes to Italy and grows absorbed in his own way in what he terms Greek art (it was not really still Greek art, but he does feel in it an after-effect of Greek art): he rewrites his Iphigeneia in the recitative mode. And while declamation, as stemming from the blood, passes over into recitation, which stems from the breathing, here that inwardly more Nordic, that Germanic disposition of feeling comes to adopt an outward artistic form that works through quantities and metre in this play which Hermann Grimm has aptly christened the “Roman Iphigeneia”. For someone with artistic sensibility there is the greatest conceivable difference between Goethe's German and his Roman Iphigeneia. We do not wish today to manifest a special sympathy or antipathy for one version or the other, but to indicate the tremendous difference, which should be apparent upon hearing a passage from the Iphigeneia either in recitation or declamation. Examples from both versions are now to be presented. As for the hexameter, we shall encounter this in Schiller’s “Der Tanz”. A correct, regular metre – not necessarily the hexameter – we will come upon this in some poems by Mörike, a lyricist who inclines toward the ballad-form. If we survey the aesthetic evolution of mankind, we may experience decisively how in ancient Greece everything became recitative and man lived altogether more in his natural surroundings. The life of recitation lies in the breathing-process, in quantitative metres. The declamatory emerges out of the northern sense of inwardness, the depths of feeling we find in the soul and spiritual life of Central Europe. It relies more upon weight and metre. And if, in his process of creation, the Divinity holds sway over the world through quantity, weight and proportion, then the poet is seeking through his declamatory and recitative art to hearken to the regency of the Divine – to do so in a poetic intimacy, through observing the laws of quantity and metre in recitation, and through an intimate feeling for metre and weight in the high and low tones of declamation. In this context we will now present Schiller’s “Tanz” to exemplify the hexameter; then Mörike’s “Schön – Rohtraut” and “Geister am Mummelsee”, which are in a ballad-style; and lastly a short passage from Goethe’s German and Roman Iphigeneia. [Note 30]
DER TANZ Siehe, wie schwebenden Schritts im Wellenschwung sich die Paare Drehen! Den Boden berührt kaum der geflügelte Fuss. Seh ich flüchtige Schatten, befreit von der Schwere des Leibes? Schlingen im Mondlicht dort Elfen den luftigen Reihn? Wie, vom Zephyr gewiegt, der leichte Rauch in die Luft fliesst, Wie sich leise der Kahn schaukelt auf silberner Flut, Hüpft der gelehrige Fuss auf des Takts melodischer Woge, Säuselndes Saitengetön hebt den ätherischen Leib. Jetzt als wollt es mit Macht durchreissen die Kette des Tanzes, Schwingt sich ein mutiges Paar dort in den dichtesten Reihn. Schnell vor ihm her entsteht ihm die Bahn, die hinter ihm schwindet, Wie durch magische Hand öffnet und schliesst sich der Weg. Sieh! jetzt schwand es dem Blick; in wildem Gewirr durcheinander Stürzt der zierliche Bau dieser beweglichen Welt. Nein, dort schwebt es frohlockend herauf; der Knoten entwirrt sich; Nur mit verändertem Reiz stellet die Regel sich her. Ewig zerstört, es erzeugt sich ewig die drehende Schöpfung, Und ein stilles Gesetz lenkt der Verwandlungen Spiel. Sprich, wie geschiehts, dass rastlos erneut die Bildungen schwanken, Und die Ruhe besteht in der bewegten Gestalt? Jeder ein Herrscher, frei, nur dem eigenen Herzen gehorchet Und im eilenden Lauf findet die einzige Bahn? Willst du es wissen? Es ist des Wohllauts mächtige Gottheit, Die zum geselligen Tanz ordnet den tobenden Sprung, Die, der Nemesis gleich, an des Rhythmus goldenem Zügel Lenkt die brausende Lust und die verwilderte zähmt. Und dir rauschen umsonst die Harmonien des Weltalls? Dich ergreift nicht der Strom dieses erhabnen Gesangs? Nicht der begeisternde Takt, den alle Wesen dir schlagen? Nicht der wirbelnde Tanz, der durch den ewigen Raum Leuchtende Sonnen schwingt in Kühn gewundenen Bahnen? Das du im Spiele doch ehrst, fliehst du im Handeln, das Mass.
Friedrich Schiller. [Though by different means, Sir John Davies also managed to devise a highly-polished, regular metre to reproduce in English the classical .stateliness of a courtly dance. The following section treats of “The Antiquitte of Dancing,” and is taken from his “Orchestra, or A Poeme of Dauncing”:
Dauncing (bright Lady) then began to be, When the first seedes whereof the world did spring, The Fire, Ayre, Earth and Water did agree, By Loves perswasion, Natures mighty King, To leave their first disorder’d combating; And in a daunce such measure to observe, As all the world their motion should preserve.
Since when they still are carried in a round, And changing come one in anothers place, Yet doe they neyther mingle nor confound, But every one doth keepe the bounded space Wherein the daunce doth bid it turne or trace: This wondrous myracle did Love devise, For Dauncing is Loves proper exercise.
Like this, he fram’d the Gods eternall bower, And of a shapelesse and confused masse By his through-piercing and digesting power The turning vault of heaven formed was: Whose starrie wheeles he hath so made to passe, As that their movings doe a musick frame, And they themselves, still daunce unto the same.
(As idle Morpheus some sicke braines hath taught) Of undevided Motes compacted bee, How was this goodly Architecture wrought? Or by what meanes were they together brought? They erre that say they did concur by chaunce, Love made them meete in a well-ordered daunce.
As when Amphion with his charming Lire Begot so sweet a Syren of the ayre, That with her Rethorike made the stones conspire The ruines of a Citty to repayre, (A worke of wit and reasons wise affayre) So Loves smooth tongue, the motes such measure taught That they joyn’d hands, and so the world was wrought. Sir John Davies (1569-1626).] Two Ballads: SCHÖN-ROHTRAUT
Wie heisst König Ringangs Töchterlein? Rohtraut, Schön-Rohtraut. Was tut sie denn den ganzen Tag, Da sie wohl nicht spinnen und nähen mag? Tut fischen und jagen. O dass ich doch ihr Jäger wär’! Fischen und Jagen freute mich sehr. – – Schweig stille, mein Herze!
Und über eine kleine Weil’, Rohtraut, Schön-Rohtraut, So dient der Knab’ auf Ringangs Schloss In Jägertracht und hat ein Ross, Mit Rohtraut zu jagen. O dass ich doch ein Königssohn wär’! Rohtraut, Schön-Rohtraut lieb’ ich so sehr. – Schweig stille, mein Herze!
Einstmals sie ruhten am Eichenbaum, Da lacht Schön-Rohtraut: ‘Was siehst mich an so wunniglich? Wenn du das Herz hast, küsse mich!’ Ach erschrak der Knabe! Doch denket er: mir ist’s vergunnt, Und küsset Schön-Rohtraut auf den Mund. – Schweig stille, mein Herze!
Darauf sie ritten schweigend heim, Rohtraut, Schön-Rohtraut; Es jauchzt der Knab’ in seinem Sinn: Und würdst du heute Kaiserin, Mich sollt’s nicht kränken: Ihr tausend Blätter im Walde wisst, Ich hab’ Schön-Rohtrauts Mund geküsst! – Schweig stille, mein Herze! DIE GEISTER AM MUMMELSEE
Vom Berge was kommt dort um Mitternacht spät Mit Fackeln so prächtig herunter? Ob das wohl zum Tanze, zum Feste noch geht? Mir klingen die Lieder so munter. O nein! So sage, was mag es wohl sein?
Das, was du da siehest, ist Totengeleit, Und was du da hörest, sind Klagen. Dem König, dem Zauberer, gilt es zuleid, Sie bringen ihn wieder getragen. O weh! So sind es die Geister vom See!
Sie schweben herunter ins Mummelseetal, Sie haben den See schon betreten, Sie rühren und netzen den Fuss nicht einmal, Sie schwirren in leisen Gebeten – O schau! Am Sarge die glänzende Frau!
Jetzt öffnet der See das grünspiegelnde Tor; Gib acht, nun tauchen sie nieder! Es schwankt eine lebende Treppe hervor, Und – drunten schon summen die Lieder. Hörst du? Sie singen ihn unten zur Ruh.
Die Wasser, wie lieblich sie brennen und glühn! Sie spielen in grünendem Feuer; Es geisten die Nebel am Ufer dahin, Zum Meere verzieht sich der Weiher. – Nur still! Ob dort sich nichts rühren will?
Es zuckt in der Mitten – O Himmel ach hilf! Nun kommen sie wieder, sie kommen! Es orgelt im Rohr und es klirret im Schilf; Nur hurtig, die Flucht nur genommen! Davon! Sie wittern, sie haschen mich schon!
Eduard Mörike (1804-1875). [For something similar in English we need look no further than the authors of the celebrated Lyrical Ballads: LUCY GRAY;
Oft I had heard of Lucy Gray: And, when I crossed the wild, I chanced to see at break of day The solitary child.
No mate, no comrade Lucy knew; She dwelt on a wide moor, – The sweetest thing that ever grew Beside a human door!
You yet may spy the fawn at play, The bare upon the green; But the sweet face of Lucy Gray Will never more be seen.
‘To-night will be a stormy night – You to the town must go; And take a lantern, Child, to light Your mother through the snow.’
‘That, Father! will I gladly do: ’Tis scarcely afternoon – The minster-clock has just struck two, And yonder is the moon!’
At this the Father raised his hook, And snapped a faggot-band; He plied his work; – and Lucy took The lantern in her hand.
Not blither is the mountain roe: With many a wanton stroke Her feet disperse the powdery snow, That rises up like smoke.
The storm came on before its time: She wandered up and down; And many a hill did Lucy climb: But never reached the town.
The wretched parents all that night Went shouting far and wide; But there was neither sound nor sight To serve them for a guide.
At day-break on a hill they stood That overlooked the moor; And thence they saw the bridge of wood, A furlong from their door.
They wept – and, turning homeward, cried, ‘In heaven we all shall meet;’ – When in the snow the mother spied The print of Lucy’s feet.
Then downwards from the steep hill’s edge They tracked the footmarks small; And through the broken hawthorn hedge, And by the long stone-wall;
And then an open field they crossed: The marks were still the same; They tracked them on, nor ever lost; And to the bridge they came.
They followed from the snowy bank Those footmarks, one by one, Into the middle of the plank; And further there were none!
– Yet some maintain that to this day She is a living child; That you may see sweet Lucy Gray Upon the lonesome wild.
O’er rough and smooth she traps along, And never looks behind; And sings a solitary song That whistles in the wind.
William Wordsworth (1770-1850). From “The Rime of the Ancient Mariner”, Part V:
And soon I heard a roaring wind: lt did not come anear; But with its sound it shook the sails, That were so thin and sere.
The upper air burst into life! And a hundred fire-flags sheen, To and fro they were hurried about! And to and fro, and in and out, The wan stars danced between.
And the coming wind did roar more loud, And the sails did sigh like sedge; And the rain poured down from one black cloud; The Moon was at its edge.
The thick black cloud was cleft, and still The Moon was at its side: Like waters shot from some high crag, The lightning fell with never a jag, A river steep and wide.
The loud wind never reached the ship, Yet now the ship moved on! Beneath the lightning and the Moon The dead men gave a groan.
They groaned, they stirred, they all uprose, Nor spake, nor moved their eyes; It had been strange, even in a dream, To have seen those dead men rise.
The helmsman steered, the ship moved on; Yet never a breeze up-blew; The mariners all ’gan work the ropes, Where they were wont to do; They raised their limbs like lifeless tools – We were a ghastly crew.
The body of my brother’s son Stood by me, knee to knee: The body and I pulled at one rope, But he said nought to me.
‘I fear thee, ancient Mariner!’ Be calm, thou Wedding-Guest! ’Twas not those souls that fled in pain, Which to their corses came again, But a troop of spirits blest:
For when it dawned – they dropped their arms, – And clustered round the mast; Sweet sounds rose slowly through their mouths, And from their bodies passed.
Around, around, flew each sweet sound, Then darted to the Sun; Slowly the sounds came back again, Now mixed, now one by one.
Sometimes a-dropping from the sky I heard the sky-lark sing; Sometimes all little birds that are, How they seemed to fill the sea and air With their sweet jargoning!
And now ’twas like all instruments, Now like a lonely flute; And now it is an angel’s song, That makes the heavens be mute.
It ceased; yet still the sails made on A pleasant noise till noon, A noise like of a hidden brook In the leafy month of June, That to the sleeping woods all night Singeth a quiet tune. Samuel Taylor Coleridge (1772-1834). In a further attempt to make clear the distinction between a recitative and declamatory treatment of the same subject matter in English, we present an additional example of a Psalm in the Authorized Version and the Countess of Pembroke’s translation – in this instance the ninety-eighth Psalm: O Sing unto the LORD a New song, for hee hath done marvellous things: his right hand, and his holy arme hath gotten him the victorie. The LORD hath made knowen his salvation: his righteousnesse hath hee openly shewed in the sight of the heathen. Hee hath remembred his mercie and his trueth toward the house of Israel: all the ends of the earth have seene the salvation of our God. Make a joyfull noise unto the LORD, all the earth: make a lowd noise, and rejoyce, and sing praise. Sing unto the LORD with the harpe: with the harpe, and the voice of a Psalme. With trumpets and sound of cornet: make a joyfull noise before the LORD, the King. Let the sea roare, and the fulnesse thereof: the world, and they that dwell therein. Let the floods clap their handes: let the hills be joyfull together Before the LORD, for he commeth to judge the earth: with righteousnesse shall hee judge the world, and the people with equitie.
CANTATE DOMINO
O sing Jehova, he hath wonders wrought, A song of praise that newnesse may commend: His hand, his holy arme alone hath brought Conquest on all that durst with him contend. He that salvation doth his ellect attend, Long hid, at length hath sett in open view: And now the unbeleeving Nations taught His heavinly justice, yelding each their due.
His bounty and his truth the motives were, Promis’d of yore to Jacob and his race Which ev’ry Margine of this earthy spheare Now sees performed in his saving grace. Then earth, and all possessing earthy place, O sing, O shout, O triumph, O rejoyce: Make lute a part with vocall musique beare, And entertaine this king with trumpet’s noise.
Hore, Sea, all that trace the bryny sands: Thou totall globe and all that thee enjoy: You streamy rivers clapp your swymming hands: You Mountaines echo each at others joy, See on the Lord this service you imploy, Who comes of earth the crowne and rule to take: And shall with upright justice judg the lands, And equall lawes among the dwellers make. Mary Herbert, Countess of Pembroke.] It was once remarked by someone who had listened very superficially to what we have tried to demonstrate here – of how the art of poetry must be traced back to an interplay, exalted and interfused with super-sensible forces, between the spirit of breathing and the spirit of blood-circulation – it was once remarked: Well, the art of poetry will be mechanised! will be reduced to a purely mechanical system: A materialistically-minded verdict typical of our age! The only conceivable possibility is that the psychic and spiritual stand as abstract as can be in well-worn conceptual forms over against the solid material facts (to adopt an expression from the German classical period) – and those include the human organs and their functions in the human being. A true understanding of the close collaboration between the spiritual-super-sensible and the physical-perceptible is reached, however, only by one who everywhere sees spiritual events still vibrating on in material events. Anyone who follows the example of that critic who spoke against our intimations of the truly musical and imaginative qualities of poetry is really saying something – and very paradoxical it sounds – like this: There are theologians who affirm that God’s creative power is there to create the solid material world. But God’s creative power is materialised, if one says that God does not refrain from creating the solid material world. It is quite as clever to say that we materialise the art of poetry if we represent the super-sensible spirit as sufficiently powerful, not only to penetrate into materiality, but even into a rhythmical-artistic moulding of the breathing-process and circulatory-process – like Apollo playing on his lyre. The bodily-corporeal nature of man is again made one with the psychic-spiritual. This does not generate super-sensible abstractions in a Cloudcuckooland, but rather a genuine Anthroposophy, and an anthroposophical art sustained by Anthroposophy. We see how the spiritual holds sway and weaves within corporeal man, and how artistic creation means making rhythmical, harmonious and plastic that which is spiritual in the bodily-physical functions. The age-old, intuitive saying is once more seen to be true: the heart is more than this physiological organ situated in the breast, as known to external sight; the heart is connected with man’s entire soul-life, as being the centre of the blood-circulation. It must be felt anew that just as the heart is connected with the soul, so the essence of breathing is connected with the spiritual. There was a time when man felt this and still saw in the last departing breath the soul abandoning the body. For a clever, enlightened age which disregards such matters, a science of abstractions that is cut off from reality and inwardly dead may have a certain validity. But for a knowledge that is at the same time (in the sense of a Goethean perception) the foundation of true art – it must be said that this knowledge not only has to win through to the unity of the psychic-spiritual and physical corporeality in man, but has also to bring it to life artistically. A dead, abstract science can indeed be grounded on the dichotomy of matter and spirit. On this path it is not possible to create life-giving art. Hence our science, however appropriate it may be in all technical matters, however well-qualified to form the groundwork for everything technological, is eminently inartistic. Hence it is so alien to man; for Nature herself becomes an artist at the point where she produces man. This, however, underlies particularly the art of poetry. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: Proletarian Demands and Their Future Practical Realization
19 Mar 1919, Winterthur Rudolf Steiner |
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They would have been very gladly used to approve taxes in the Reichstag of blessed memory. Now, even some socialists did not dream of the loudly spoken facts that have now come to pass. Even on the socialist side it has often and repeatedly been emphasized: After this world war, the government will not be able to deal with the proletarian population in the same way as before; it will have to take their will into consideration. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: Proletarian Demands and Their Future Practical Realization
19 Mar 1919, Winterthur Rudolf Steiner |
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Do not think that I wish to speak to you today about understanding between the different classes of people of the present day, as is so often the case now from certain quarters, where it is said that it is necessary to talk about understanding. I would like to speak of a quite different kind of understanding, as we shall see shortly. To speak of that understanding is out of the question when we look at how this life has developed over the last decades, perhaps even longer and right up to our own day, how it has now run its course into loudly speaking facts, which are, however, quite frightening for some people who would not have dreamed of these facts a short time ago. What good would it do to speak of understanding in this way compared to what can be heard on the site where this understanding is so often longed for today? A few days ago you could hear all sorts of things from one such side, in Bern, at the so-called League of Nations Conference. What was said there about the desirable and, as people believe, possible international life of the near future truly reminded one of the speeches of certain statesmen, speeches that were always made from the same basic tone in the spring and early summer of 1914. Let us quote a few words from one such speech by a former statesman of the later belligerent powers. They went something like this - he said this to his Reichstag -: “Thanks to the efforts of the cabinets of the governments of the major European powers, we can assume that European peace will be secured for a long time to come. - In May 1914! That was the peace that was spoken of, that then came, and that caused at least ten million deaths and crippled eighteen million people! That is how people knew what lay dormant at the time. I myself, if I may make this personal remark, in the spring of 1914, in the face of what one could see approaching, if one was not blind and deaf to the realities, had to speak the words in a meeting that I was able to hold in Vienna: We are suffering from a creeping cancer in the social organism of the present, which must break out as a mighty ulcer in a very short time. - You could talk like that back then. Now, I think the facts have shown that one was more right when one spoke of the creeping cancerous disease in the social order of the present than when one spoke as the statesmen of that time spoke to anesthetize, to awaken illusion in the people. And so now, again, very, very many people are talking about what is to come between the peoples in terms of international life. And they are talking past and thinking past what is and will be the most important and essential thing and what is already being announced today by loudly speaking facts; they are talking past the actual true social demands of the present. How did some people describe the life of so-called modern civilization until the terrible years that began in 1914? One could hear again and again how enormously mankind had progressed, how compared to earlier times it was possible to travel quickly over long distances of the earth to do business, how thought flew across the earth at lightning speed, how science and art - what is called science and art in certain circles - were spreading and so on. Song after song of praise was sung for this modern civilization. And the last four and a half years? What has become of this modern civilization in Europe in the course of it? How could it come about? Only because this modern civilization, to which such songs of praise were sung, rested on a foundation that was undermined, not by anything hostile to humanity as such, but by the most justified demands of a large part of the present population of the earth in the most diverse directions. They did not perceive what this civilization has brought us as an existence worthy of humanity. But this civilization was only possible because it rose like a superstructure on the substructure, which consists in the fact that countless people did not have an existence worthy of a human being. And the thing that must be regarded as the worst is that a deep gulf had opened up in terms of understanding, a gulf between those who, on the one hand, sang the praises and those who, on the other hand, had to call out again and again from the meetings that they had taken from their hard work: it can't go on like this! There was little inclination in the leading, leading circles to reach the kind of real understanding that should have been sought for decades, indeed for perhaps more than half a century. For this half century, the proletarian movement has been growing more and more. And it is growing in such a way that one can say: Up to now the life of the proletarian population has stood there like a powerful world-historical critique of what the ruling and leading classes had done in world history, in the development of mankind. Today the facts speak this language of criticism, which has been held up to these ruling classes so and so often. How have the hitherto ruling classes very often responded to the cry: “Things cannot go on like this”? It was only necessary - I would like to cite examples - not to go so far as, for example, a characteristic personality who stood out from the ruling classes of the immediate past, such as the German Emperor, who said with reference to the proletarian masses, insofar as they acted as socialists: “These animals that undermine the soil of the German Empire must be exterminated. Or another time he said - these are his own words: These people are the enemies of the divine world order. - They are not merely the enemies of other people, but the enemies of the divine world order. - As I said, there was no need to go that far, but people did have strange ideas. In the German Reich, for example, for certain reasons which I do not wish to criticize here, the Social Democrats had voted in favour of war credits, at least a large proportion of the Social Democrats had voted in favour of war credits, and had also - again for reasons which I do not wish to discuss - done their military duty, had generally behaved in a certain way towards the so-called world war. Do not believe that the opinion of people from bourgeois intellectual circles was so rare that, when they saw how patriotic the Social Democrats behaved, they seriously believed - that is a fact - that the soldiers of the future would actually be all men who would dutifully allow themselves to be used for what they would have been quite gladly used for, especially in the previous empire, if things had turned out differently, but very differently, than they did. They would have been very gladly used to approve taxes in the Reichstag of blessed memory. Now, even some socialists did not dream of the loudly spoken facts that have now come to pass. Even on the socialist side it has often and repeatedly been emphasized: After this world war, the government will not be able to deal with the proletarian population in the same way as before; it will have to take their will into consideration. Well, the facts have changed quite a bit, haven't they? This government, at least a large part of it, cannot take much account of the will of the proletarian population today. If you look at both sides, you can see on the one hand what the Austrian socialist Pernerstorfer characterized the attitude of certain bourgeois circles during the World War as saying: These millions, in so far as they belonged to the belligerent states, would gladly make their peace with Social-Democracy; but they would like a peace on the condition, for instance, which would correspond to that to which the other, to whom one offers lifelong friendship, accepts it, but that the person concerned hangs himself afterwards. - But if we look at the other side, there was also no possibility of evoking much understanding. I may well speak from personal experience here, for I worked for years as a teacher at the workers' educational school founded by Wilhelm Liebknecht, helping to develop the world view that had formed in proletarian souls. Anyone who knows what developed in the proletarian soul also knows what proletarian demands were contained in what resounded through the souls of the proletarians again and again in those meetings, which they often took away from their working hours and from their physical health. This was expressed again and again in three different ways. Some, however, did not speak with a full and broad understanding of what was revealed in these three things, but there was a deep feeling in the proletarian souls about what was interwoven in these three demands, even if they did not seem to be expressed as demands. The first was clothed in the words: materialist conception of history; the second was clothed in the word, in the word of surplus value, which is of great importance to the proletarian; and the third was what the proletarian has meant for decades, even if he spoke from his understanding, from his conception, by the class struggle, which indicated how in recent times the proletarian has become within the class struggle what one can call the class-conscious proletarian. What is actually clothed in these three words? At first it looks quite theoretical, quite scholastic, when one says: one is committed to the materialist science of history; but today we want to speak in practical terms and not theoretically. What was actually meant by what the proletarian wanted and wants to express in relation to his world view when he speaks of a materialist view of history? Since that time, since modern capitalism has developed simultaneously with modern technology in the course of modern history, he has been able to hear an old song from the leading, leading circles. But the proletarian, when he looked at the leading circles, noticed very little of what is claimed today to be stimulated in the human soul by this old song. Then the people of the leading circles spoke: Man lives in a certain social order from generation to generation. Just as historical life develops, so lives mankind; and it lives according to laws which correspond to a divine world order. It was called a moral world order, it was perhaps also called the ideas, if one wanted to be enlightened, which govern the historical life of mankind. The proletarian looked at those circles who spoke as if their lives were conditioned by spiritual and moral powers that walk and weave through the world. But he, for his part, had nothing of these moral powers; he probably saw even less of a divine world order working itself out in the facts. One spoke of a divine world order, but one did not see it, this divine world order. Above all, he did not see it in the actions of people, in the behavior of people towards each other. After all, he had been - and this had been developing for centuries - locked into the capitalist economic order, the soulless, desolate capitalist economic order. It had come up at the same time as modern technology, which had called many people away from the old craft, which was said to have a golden bottom - it had a golden bottom in a certain way - but it had no golden bottom, which the modern proletarian experienced at the machine in the factory. For him, this social order was expressed in his standing at the machine, in his being harnessed into the capitalist economic order. And he saw, as this newer technical and capitalist life emerged, how the leading circles had set up as a modern state according to their interests what they had taken over from a certain social organism from ancient times. Above all, he saw how the leading circles, from what they had as income through the modern economic order, through the modern state, how they employed their so-called spiritual leaders, how they employed their teachers, their lawyers, their physicians and so on. And, as I said, he noticed little of the fact that a divine, moral world order was at work in this spiritual leadership. Rather, because he was used to looking at the dependence of man on the economic order, he noticed how these leading circles were also dependent on the economic order. Capitalism, modern technology, the system of exploitation, he saw that they placed the spiritual leaders in the places where they stood. When this modern spiritual life emerged in the modern state, it was often said in certain circles of this spiritual life: “Oh, this distant Middle Ages, philosophy, worldly wisdom - and by that they meant science in general - was in a certain sense the handmaiden of theology. However, it was less emphasized from this side that in more recent times science had truly not become something that was a free science on its own, but that it was a faithful servant of the modern state system. Again, there was no need to go as far as a famous modern physiologist who once said of a learned body, the Berlin Academy of Sciences: those scholars who belong to this Berlin Academy of Sciences are the intellectual protection troops of the Hohenzollerns. As I said, there was no need to go that far; but one could see, for example - and it all came to a certain height during the World War - one could see strange things during this World War. Certainly, the mathematicians, the chemists, one cannot immediately prove how they obey orders from above; on the other hand, their science shines less brightly, is less conspicuously connected with what pulsates through life. History is more closely related to that which pulsates through life. Anyone who has followed what has been produced as history, especially by those who have worked and ruled as civil servants in this area, could probably form a more unbiased judgment than many others, for example, if he looked at everything that was said about the historical significance of the Hohenzollerns during this world war and even before, truly long before. Truly, the history of the Hohenzollerns will look different when it is written in the future! It can be said that what these gentlemen produced in this field was a faithful reflection of what those in power actually wanted; it was really not a free intellectual life, it was nothing more than a spiritual superstructure over the economic order of the last centuries and especially of more recent times. What wonder, however, if the proletarian, looking at all these conditions, said to himself: Oh what, all moral world order, all ideas in history! What has divine world order to say! Every human being is dependent on the economic foundations. As these economic foundations are, so he spreads out his thoughts, so he lives out his feelings, so he ultimately thinks in relation to his religious ideas: all an ideological superstructure! What is truly real is the economic order! As I said, one can understand that which arose as an impression from the immediate life in the soul of the proletarian. This proletarian was compelled - the ruling class itself had to call him to a certain education, it could no longer use the old uneducated, the old illiteracy in its economic order - this proletarian was compelled within the education he wanted to receive, which he longed for, to accept what had come up as science, as the whole scientific thinking about the world in the newer times. But this proletarian was also compelled to do something else than absorb science in the same way that the ruling circles, for example, absorbed this newer science, which arose at the same time as modern technology and capitalism. I would like to cite again and again an example that I already brought here the other day to illustrate this question. I have just spoken about this area. One could be such a daring natural scientist as Karl Vogt, the fat Vogt, one could be a scientific popularizer like Büchner, one could be quite free-thinking, quite enlightened in the manner of both; one could say to oneself: away from me all the old prejudices. But the effect that this modern scientific attitude had on these classes was quite different from the effect it had on the soul of the modern proletarian. The leading circles spoke of the fact that human beings are descended from animal creatures. I don't want to say now whether this doctrine is nonsensical or in any way justified, but they did say so, I just want to state the facts. But this doctrine was conceived by the ruling classes in such a way that it only got into people's heads. It was possible to gain a head superiority. But in social life, in the social order of life in which one stood, laws prevailed that were truly not derived from the basic view that all men descended in the same way from some animal or other. And people found it convenient not to set up the social order, not even to think about it in terms of this modern scientific view. I once stood, as I said, I mention this fact once again here in this city, on a joint podium with Rosa Luxemburg, who recently met her tragic end. She and I were speaking about science and the workers to a large working-class audience near Berlin. In her particularly unique way, in her calm and composed manner, she spoke at that time above all from the spirit of modern science; but she was speaking to modern proletarians. She spoke to these modern proletarians like this: Just look at science today. It is said that man does not have his origin in some primordial spiritual state, for, she said - and I quote her words almost verbatim - man was originally a quite indecent being who climbed trees, and from such beings we are all descended. Of course - she then said - there is no reason to make distinctions of rank between people, as we do in today's social order. - Yes, you see, one could be an enlightened person and be in the circle of the leading, ruling class, one could have a head conviction, but that which was spoken in this way had a different effect on the modern proletarian. The modern proletarian approached this - it must be said - bourgeois science with great, with enormous confidence, for he believed that it contained the absolute truth. And because he had been called away to the machine, into the factory, into the capitalist economic order, because he had been torn out of everything that had gone before, because he no longer had any traditions, because he could not remain in a completely new relationship to life, he was compelled to take what this bourgeois science gave him as directed at the whole person and to ask himself: Is this the way the world is in the eyes of this modern science? This is the main direction of the spiritual life of the modern proletarian. That is what compels him again and again to feel in his soul that things cannot go on like this. And behind this lies one of the demands. The second of the demands, one could hear it again and again and again if one did not merely belong to the leading circles and thus thought in a certain way about the proletariat, but if one, living among the proletariat, could think and speak with the proletariat - one could feel and sense it again and again and again. Anyone who lived within these circles knows that Karl Marx and his successors threw something into the working class in a theoretical way with the concept of “surplus value” and everything connected with it, which had an igniting effect. For in this modern working class there was something that understood, deeply and painfully understood, from the living conditions of modern times, what surplus value is. This is the point where one must say: Today we stand at a turning point in historical development. That which lived in the modern proletariat was a criticism of what the leading circles have done so far in the historical development of mankind. Today the modern proletariat is called upon to act. This action will only be possible if, precisely on this point, which follows on from the word surplus value, we have the courage to go beyond what Karl Marx meant when he spoke of surplus value and what is connected with it, wherever we want to make progress in human life itself. What was it, then, that evoked such a deep, sensitive understanding in the soul of the modern proletarian in connection with this surplus value? It was that which touched the basic nerve of the whole modern economic system. What is economy? Economy, on the basis of which we all live materially? What is commodity, production, circulation, consumption? Into this cycle of economic life, in which only commodities should circulate, there has entered, in a certain form since ancient times, that which can only be characterized by saying: within the modern capitalist economic order, the labour-power of the modern proletarian continues to live in the same way as a commodity. It is bought, it is exchanged like a commodity for other commodities. - This is what the modern proletarian feels. Whatever has happened in small chunks to divert his attention from this fundamental fact, so to speak, we are deep in a context in which proletarian labor is nothing more than a commodity. Here the modern proletarian feels much more than one has actually been compelled to express in theoretical words, even in socialist science; here the modern proletarian feels the whole inhumanity of his existence. He sees in his existence only the continuation of the old slave existence, of the medieval system of serfdom. The slave is sold as a whole person; the modern proletarian, because he owns nothing himself, must carry his labor power onto the labor market, which is bought from him. But can one carry one's labor power to the labor market without carrying oneself? Are we not so bound up with it as human beings that we suffer the fate that our own labor power suffers? That is what matters: Not only a different form of remuneration, which is nothing more than a purchase of labor power as a commodity, but the disrobing of labor power from the commodity character in modern economic life must be striven for. This is precisely the more or less clearly expressed question of the modern proletariat: how can it happen that man, even if he has nothing else to contribute to the social organism but his labor power, can be given an existence worthy of a human being? What does it actually mean that his labor power, which can in no way be compared to any commodity, is no longer a commodity? What is that actually? That is the great lie of life: that which can never in reality become a commodity, labor power, is turned into a commodity in modern life. This makes it an experimental lie, a lie of fact thrown into reality; it must be transformed into truth - this is how one could radically formulate the demand on this point. And the third thing is what the modern proletarian sees: It is struggle. He looks at modern economic life; he has a feeling in the depths of his soul that in economic life salutary things can only blossom out of public spirit. How would this public spirit express itself in a particular case, for example? Well, one can say in a special case: the entrepreneur, the employer and the worker, they produce together. The commonality, the public spirit, should therefore consist in the fact that they have the same interest towards the social organism. Instead, the entrepreneur buys the worker's labor power like a commodity, while they produce the product together. He gives him nothing more from the product than the purchase price for this commodity. The employment contract, however more or less disguised it may appear, does not help to overcome this. As long as this labor contract is concluded for the use of the proletarian's labor, this contract must always turn labor power into a commodity. The only thing that must be possible is that the contract between what is now called the worker and what is now called the entrepreneur need not be concluded, must not be concluded about labor, but must be concluded about the division of the product between the worker and the manager of labor. There is no other justice in this field. There is no other real expression of what is called public spirit in this field. But what does the modern proletarian see instead of such a public spirit? Well, he sees the class struggle. He sees his class producing out of physical labor-power in struggle with the entrepreneurial class, and he sees surplus-value flowing into the entrepreneurial class without his having any share in the “destinies” which this surplus-value has within the social organism. The proletarian is really not so stupid as to believe that surplus-value need not be produced. If everything produced by manual labor were eaten up, then there would be no schools, no spiritual culture at all, then no state system could exist; there would be no taxes and so on; for all that is in these things, which the proletarian also knows to be necessary for the development of mankind, flows from surplus value. But the proletarian wants something else. And those who regard the modern proletarian question merely as a question of bread conceal the facts. Certainly, it is a bread question; but it depends on how this bread question is felt. The modern proletarian today feels it from a completely different background, from the feeling of an inhuman existence. That is what matters. And instead of a sense of community, he feels the class struggle between himself and the one with whom he jointly produces for the social organism. What, then, is the experience of this modern proletarian in modern life? By posing this question, appropriately enough, one can already arrive at the practical measures by which the proletarian demands of modern times can be satisfied in the future. One can say: Yes, so far it has proved to be in a certain way a truth, a truth of the last centuries, that spiritual life is only something like a superstructure, like an ideology, like a smoke that comes out of what the mere economic system is. But deep down the proletarian feels a longing for a real spiritual life, for a spiritual life that is there to satisfy every human existence. Even if he says that all spiritual life comes out of the economic order, in his unconscious he wants precisely a spiritual life that does not come out of the economic order, he wants a free, self-sufficient spiritual life, he wants a true spiritual life. That is one thing. The second is that he looks at the modern state. What does he see in this modern state? He sees the class struggle in this modern state, and he has the feeling that where the class struggle prevails, something does not prevail that arises from every human consciousness as a necessary demand of life. In a social order in which the class struggle can prevail, privilege prevails; for whence would the struggle of the leading circles against the propertyless circles come if not from privilege? But privilege must not prevail - so says the soul - justice must prevail. That is the second demand. It is the one that can be expressed in something like this: The modern proletarian sees in the modern state the embodiment of the class struggle. But he demands justice on the ground where the class struggle prevails. And on the ground of the modern economic order he sees the development of that which turns his labor power into a commodity. He sees himself caught up in this economic process. Certainly, theoretically the proletariat has hitherto established as a science that everything is dependent on national economic life. But in the depths of the soul, there it rummages: I want to become independent of the economic life that now prevails; I want a completely different life from that which is dependent on this economic life. If we look from this point of view at the great, widely spoken facts of the present, which are troubling Europe and will continue to do so more and more, they speak like this: A spiritual life has arisen out of the purely material interests of the leading, leading circles. That is not what gives all human beings an existence worthy of a human being. What the leading circles have made of the modern state through the development of technology and capitalism has resulted in a community of privilege, not of right. And class struggle must cease; legal life must take its place. In economic life it has resulted that labor power has been harnessed to the circulation of commodities; human labor power is brought to the commodity market. Human labor power must be taken out of the pure economic cycle. That is what is expressed in the present world-historical facts. How did all this come about? Well, you need only look at a few facts, which could be multiplied a hundredfold, from the point of view of a particular question. It will perhaps surprise you that we are talking here about the very point of view I am now suggesting. However, today we are at a decisive turning point in the social movement. In recent times we have often heard the phrase, more or less wittily expressed, but it is certainly not, not merely a phrase: that which brought about this world war catastrophe has not been there since mankind has had a historical memory. This has been repeated often and often. But the sentiment is less often emphasized: Well, if this is the case, if people have managed to kill ten million people and cripple eighteen million in a relatively short time, if this has happened in an incomparable way, why do people not perhaps feel comfortable asking themselves: in order to make such things impossible, must we not resort to new thoughts, to thoughts that are just as impossible compared to the previous habits of thought as this world war is compared to the previous experiences of human history? You will have to excuse me if I express the thoughts meant here somewhat radically to one side or the other. Let us look at individual facts which, as I said, could be multiplied a hundredfold. Austria is a very characteristic example of how a state lived under the conditions of the past era. I can talk about it right now because I have spent three decades, half of my life so far, in Austria. It is precisely in this Austrian state that one can study what actually lies at the heart of what can, indeed must, destroy a social organism in our time. When, in the sixties, a so-called bourgeois constitutional life began to develop out of the old Austrian patriarchalism and despotism, deputies were elected to the Austrian Imperial Council according to four curiae: firstly, the curia of the large landowners; secondly, the curia of the Chamber of Commerce; thirdly, the curia of the towns, markets and industrial towns; fourthly, the curia of the rural communities. The latter were not elected directly, but indirectly, because the rural communities were not considered so secure. The representatives of these four curiae were now in the Austrian Imperial Council and made laws, made rights. But what does that mean? It means that they were purely economic representatives, representatives of pure economic life in the parliament, and they made laws. What must come out of that? The interests of economic life must simply be transformed into laws, into rights, into rights over labor, into rights over property. Strange as it may seem, many a bourgeois national economic speech has been made about property: Ownership is a right, ownership of the means of production, ownership of land is a legal relationship. Because everything else that you will define about property has no meaning in the economic process. Only that which establishes ownership, the right to make exclusive use of an object to the exclusion of others, is significant. Having the right to dispose of it is what constitutes the basis of the national economy. In the existing state, we are dealing with a privilege rather than a right. There is one example that could be multiplied indefinitely. Where this was not determined by an electoral law in the old order, it could do so by itself. The association that called itself the Association of Farmers was, for example, a purely economic representation of interests in the German Reichstag. Let's take another example. In the German Reichstag there was also the so-called Center, a purely religious community. Spiritual life was carried into legal life. Spiritual interests were expressed in legal life. All this is connected with what the interests of the hitherto leading circles gradually became in the modern state. When modern times came along with their technology, with capitalism, this state, as it had emerged from the Middle Ages, was found as a framework. First of all, the intellectual life was incorporated into this state, theology was trained, theologians, as they wanted them in the state, lawyers, physicians, especially schoolmen; all this was trained. The entire intellectual life was incorporated into the state. People were hypnotized by the idea that the state would serve our interests, so let's teach in it, let's administer intellectual life in a way that suits our interests, in a way that can emerge from the state itself. And on the other hand, it was believed that progress would be served by incorporating certain branches of the economy, the postal system, the telegraph system and the railroad system into this modern state. That is the tendency: to merge everything into the modern state. That is a bourgeois tendency. Socialism, too, is basically nothing other than the inheritance of the bourgeoisie, which it has inherited by taking up again the ideas of the old cooperative system, thereby taking up the capitalist economic order, which must rightly be overcome on the basis of its demands. But the fact that he now wants to turn the social organism into a large cooperative, using the framework of the state, is the bourgeois legacy. A healing, a real recovery of the social organism can only come about if one has an eye for how the damage under which we live has arisen precisely because three areas that have nothing to do with each other have been merged together, and that the modern state had to absorb everything because more and more was being asked: What should the state do? - We have seen what it can do in the devastation and destruction of Europe over the last four and a half years! Today it is more appropriate to ask: What should the state actually refrain from doing? What is better if it does not do it? - This is the question we should be asking today. If you look at the whole circle of debates as we have conducted them so far, you will not be surprised when I tell you that on the basis of the most conscientious consideration of social life, really with equally good science, which only cannot be presented in all details in the course of a single lecture, one comes to the demand to make the most necessary practical demand today for the satisfaction of proletarian needs, namely: To take the road back with regard to nationalization, with regard to welding together three things that are quite different from each other in life. To help us understand each other better, let me remind you of those three fundamental ideas of modern times that emerged at the end of the 18th century from the innermost needs of humanity, from the French Revolution, like a motto of modern times: Liberty, Equality and Fraternity. - Well, it was by no means stupid people in the 19th century and right up to the present day who have shown again and again that these three ideas are not compatible with each other, that freedom is not compatible with equality and so on. Nevertheless, anyone who can feel that, feels that these ideas themselves are healthy stages of human life, even if they contradict each other. And why do they contradict each other? They only contradict each other because they have been raised as a demand more and more within what can never be a single centralization in itself, but which must divide into three independent members developing side by side. In the future the social organism, if it is to work healthily, must first of all divide itself into a spiritual organism, where all spiritual life has its own legislation and its own administration, where from the lowest teacher onwards man does not listen to the orders of a state, is not forced into the power of economic life, but lives solely and exclusively in an organization founded on spiritual laws themselves, where he knows himself to be completely within a spiritual world, a purely spiritual world. It is not a question of our being tied more and more into an official organization, into a bureaucracy; for spiritual life can only develop if the heart and mind develop for individual initiative, for that which lies in the personal, in the individual abilities of man. If they are cultivated in a free spiritual life, then such a spiritual life will develop which can offer every human being an existence worthy of a human being. For then that which develops as spiritual life will not be based on economic compulsion, not on state compulsion, but will spring solely from the impulses that underlie free humanity. He who produces spiritually will speak to all men and the spiritual organization will have the sole interest of cultivating spiritual individualities. Individual human abilities are a unity, a unity in schools, secondary schools, universities, a unity in art and science. These more purely spiritual branches, however, work in unity with those individual faculties which flow into capital in the social organism. Capitalism can only be placed on a sound basis by becoming the bearer of a free spiritual life. That alone would make it possible to fulfil the demand that is usually made today for the socialization of the means of production. For only a free spiritual life can give rise to social understanding, and only in a free spiritual life is it possible to constantly transfer to the general public that which comes about with the help of the means of production and the land. This first of all with regard to the free spiritual life. What is the constitutional state, the actual political state, must also develop as an independent organization in the healthy social organism. It has to do, for example, with the regulation of the administration of leadership relations. But above all it has to do with the regulation of human labor, which must be lifted out of the mere economic process, not by abstract laws, but by people themselves. How must the economic process proceed? On the one hand, the economic process is dependent on what is at its limit, on the natural basis, on the available raw materials of an area, on the yields of the soil and so on. One can improve the yield of the soil to a certain extent through technology; but there is a limit to this, a limit which is erected for prosperity, a limit on which prices depend. That is one limit. In a healthy social organism there must be a second limit. This second limit is the legal and political organism, which develops independently alongside the economic organism. In the political organism, that which affects all men equally, that which democratically concerns every man, where every man must come to an understanding with every man, is at work. This is the ground on which the measure and nature of human labor must be decided on the basis of the interests of this humanity. Only then, when the measure and nature of human labor is decided on the legal ground independent of the economic ground, then this labor flows into the economic process, then the labor power of man is price-forming. Then no one dictates the price to labor power, then it is as price-forming as the land with its yields and so on is price-forming itself. That will be the great economic law of the future, that economic life will be caught between two boundaries, so that the measure and price of human labor will not be determined by the economic forces themselves. And the third independent area will be economic life itself. For the sake of brevity, I can only hint at the significance of this transformation of economic life. I will give you a concrete example so that you can see that I am not presenting you with complicated theories here, but with what can be read from practical life and can be incorporated into practical life. You only have to name one word, and then every man and his thoughts are immediately involved in this word in economic life - well, one in a different way than the other - you only have to name the word “money”. But you see, most people know money; some know it from the abundant quantities in which they have it, some from the small quantities in which they have it; but they believe they know it. But what money actually is in the social organism, not only do everyday people have no real idea, but our learned economists of today have very little idea of what money actually is. Some are of the opinion that money is based on the metal value of the gold or silver on which it is based; others are of the opinion that it is a mere stamp, depending on whether the state stamps more or less thin instructions on goods and so on. One speaks of a metaphysical process of money and so on, as all things are; one always has the need in science to choose quite learned words. But none of this matters; on the contrary, the most learned gentlemen today agree that there must be something for money as a means of exchange. That which must be there is the treasure of gold, to which one must always return in order for money to have value. Now, of course, since England is the world power and insists on gold, the gold currency cannot be overcome overnight in international trade. But the question must be raised precisely with regard to the recovery of economic life: What about the fact that people say that circulating money, regardless of its form, must always be related back to the amount of gold that is available in any state, because, they say, gold is a popular commodity, a commodity that does not change its value for a long time. - You can read up on all these theories. They refer to the excellent properties that gold has in order to be represented by money. Now, what is it that money actually refers to, as national economists believe that money refers to gold? Here a greater advance in science is necessary. An answer is needed which people will not believe in today. I will speak of this in more detail in my forthcoming booklet on the social question. People today still claim not to believe in this answer. But if you take an unbiased look at economic life, you will get the answer when you ask: What is the real, actual equivalent value of circulating money? - He receives the answer, however strange it may sound to people today: gold is only an illusory value, wherever it may be. - That which in truth corresponds to money is the sum of all the means of production existing in a social territory, including land. Everything that is only expressed by money refers to this. All the beautiful qualities which the national economists ascribe to gold, so that it can give the currency, all these qualities, they are in truth to be ascribed to the means of production. Hence the question must arise precisely from the circulation of commodities with the aid of money: How can that which, though in ever-continuing transformation, in ever-continuing reorganization, but as a best value, underlies all national economy, how can it become such a uniform basis of economic life as money itself, which is only the representative? All that lives in the means of production, as common as money is in its nature, so common must the means of production be. That is to say, their circulation must be such as corresponds to the fact that no one can work on the means of production except by the cooperation of the whole social organism. There are two things to be considered. First, that the social organism would lose an infinite amount if individual abilities were excluded. Man should work for the social organism through his individual abilities as long as he has them and as long as he wants to use them. But the moment he ceases to work for the social organism, the means of production which he administers must be transferred by the rule of law to the generality of the social organism. I need only point to one branch of our modern life, and the matter is settled. It is that branch which modern man must regard as the most insignificant, the most insignificant, the most insignificant, because it is so treated in modern capitalism: that is spiritual life. What one produces spiritually is certainly connected with one's individual capacity; but thirty years after death it passes into the public domain and no longer belongs to one. - This most insignificant good, this most insignificant good, is treated in this way today. People are looking for a way to transfer what the individual produces into society. It is about this transition. It is also quite fair in the spiritual field. For what one has on the basis of one's individual abilities is nevertheless owed to the social organism, and one must give back to the social organism what one has gained on the basis of one's individual abilities. So in the future, through the rule of law, what is produced with the help of material means of production must also be transferred to the general public. It is not necessary to think about how the means of production can be socialized bureaucratically, as in the previous social order. Those who oppress have grown out of capitalism. Thus, in the future social order, the oppressor will be recruited from within bureaucratism, from the ranks of those who today call themselves socialists, if one would only work towards a cooperative socialization of the means of production. But a just development of what the individual produces out of his individual abilities, a just transition is that into socialization. That is what we have to strive for. Then, if you think this through, you will realize: Many have said from an old economic organization and state order, spiritual order: if we want to keep humanity together, then we need what supports each other, throne and altar. Well, in modern times the throne is often a presidential chair and the altar a Wertheim cash register. But the attitude is often very similar in both cases. The only question is whether things would be much better if the throne and the altar were merely transformed into an office and a machine and a factory, and if everything became mere bookkeeping instead of the previous administration. What is demanded as a social demand is deeply justified; however, we are living in a historical turning point. We need ideas that thoroughly transform the old. And just as intellectual life, economic life and political state life have striven towards each other under the influence of the bourgeois circles of modern times, so the modern proletarian should understand that the way back must be taken. After all, has this modern proletarian acquired an understanding of the organization by studying how the individual economic and life circles must interact with one another, has he studied the class struggle, has he really become acquainted with the economic circles in their relationship to one another? He would have to understand that the unity of the social organism is not disturbed, but on the contrary promoted, if not a mere uniform centralization, in which everything is muddled up, is sought, but if the three branches, spiritual organization, legal or state organization, economic organization, are separated from one another with their own administrations, with their own laws. Don't tell me it's complicated, how sovereign states should interact! It will all happen in a much more intensive way, in a much more harmonious way than now, where everything is chaotic and confused. If the modern proletarian, looking and feeling his demands, strives for really practical solutions to his life's questions, for the fulfillment of his hopes, then he will turn to this organization, which may still sound strange today. And I do not believe that in other circles there could ever be so much understanding for the newer historical things as in proletarian circles. Oh, I have seen it, because in the last four and a half years I have often and repeatedly made suggestions to people in this direction, I have told them: what is demanded by this threefold structure is not an abstract program, not a figment of the imagination that arose in one night, it is based on life, it is what will be realized in the next ten, twenty, thirty years, especially in Europe. And it will be realized whether you like it or not; you only have the choice of either accepting reason now and realizing some things out of free choice, or you will be faced with revolutions of the most monstrous kind. - Well, the revolutions are coming soon! Therefore I believe that he who has been placed by the external conditions of life in that which at first says nothing humanly, in the lifeless machine, has been harnessed into the desolate capitalism, I believe he must have an understanding for such ideas which differ from the old, but which are intimately related to the new, the emerging, the becoming. And I have the conviction and believe that they will gradually sink into the hearts and souls of the newer man, the modern proletarian in particular, I have the conviction: If the proletarian understands these demands and the possibility of their solution in the right sense, then, by becoming a class-conscious proletarian who works towards his liberation, he will liberate his class, and thus at the same time liberate man, then he will put something else in the place of the class: the tripartite healthy social organism. He will then not only become the liberator of his class, but the liberator of all humanity, that is, of everything that deserves to be and should be liberated as truly human in humanity. Discussion The organizer expresses his astonishment in deeply felt words that the workers' movement is being met with understanding from a hitherto unknown side. He expresses his thanks not only for the lecture, but also for the intellectual work that preceded it. 1st speaker (Dr. Schmidt): Agrees with Steiner's objective, asks about the path to realization. This had been mapped out by the socialist movement to date: Party, trade union, cooperative movement. As today, the three areas of life will remain interlinked in the future, but will be shaped by the supporters of the socialist movement. The first goal must be to change the economic order in the sense of equality. 2nd speaker: It will be easy to agree on the content of the objective. Threefolding is a utopia (reference to Fourier). The path to it is predetermined by the development trend of the time: the class struggle. 3rd speaker: The intellectual movement must also be taken into account. Every revolution has been prepared by ideas. 4, Speaker: The experience of war has confirmed the materialist view of history. Contradicts the statement that socialism adopts the bourgeois belief in the state. The dictatorship of the proletariat has no other purpose than to prepare for the abolition of the state. Spiritual freedom will only be possible in a community of freely producing people. Only the proletarian mass movement has a chance of success. Rudolf Steiner: What the honorable speakers have said will not actually offer much opportunity to go into detail on one or the other, for the reason that it is quite natural that the objections made are based on the common views. I would like to say that I have been able to anticipate in every detail the things that have been said. I would just like to take up a little more of your time with regard to a few points that seem important to me. First of all, I would like to draw your attention to the following. When something like what I have said this evening is said, one can always hear a kind of objection, which consists in the fact that it is said: I can't really imagine how things will turn out in reality. And on the other hand, it is almost demanded that one should not give utopia. I do believe that it will take some time before people realize that what I have said this evening really relates to a utopia in the same way that black relates to white: it is the opposite of a utopia. Things are a little bit connected. What I wanted to say really cannot be characterized in any other way than as I have already said to some people: That lies in the development trend of the next ten, twenty, thirty years. And whether we like it or not, we will have to implement it, either through reason or through revolution. There is simply no choice not to carry it out, because time itself wants it. And the development of mankind has already at times really followed guidelines which it has taken, and has apparently taken them back again, and of course it is not a question of a real return to earlier conditions, but of course the way back is then a way to a completely new form. It is true, of course, that we know that trade union life, cooperative life and political party life have achieved tremendous things in recent times and that we owe a great deal to them. But on the other hand, it must be said that in all the things that have been achieved there must be something unsatisfactory, something not yet finished. Today we are not convinced that there are new facts. But there is indeed something there that finally demands a different kind of orientation than we have had up to now! When people say that I have overestimated the power of the idea - I was not talking about ideas at all! I have just said the opposite of what could be described as the power of the idea. What did I actually put forward as a demand? I put forward a possible social organization. I pointed out how people should relate to each other so that they can find the right thing. A utopian always starts from the idea that this is how the social order should be organized. Basically, he thinks he is smarter than everyone else; you have to wait for him, and once he has spoken, you have nothing more to say. If he can't make contact, he sits in his attic and waits. It never occurs to me, not in the least, to wait for a millionaire, nor to believe in any way that I know better about this or that than another person. You see, there is a very general social phenomenon that man as an individual cannot achieve, that is human language itself. It has been said countless times that if a person lives on a desert island, grows up alone, without hearing other people speak, he himself will not be able to speak. Language develops from a social phenomenon in people, through other people. It is the same with all social impulses. We cannot arrive at anything social except by people interacting in the right way; that is why I had to develop an idea. It does not occur to me to believe that one can reform anything with an idea. I tried to answer the question: How will people develop if they relate to each other in the right way, if they manage economic life on the one hand, legal life on the other, and spiritual life on the third? Associations will preferably be set up in the economic state, composed of producers and consumers, of professions and so on; if they live in the democratic constitutional state, the ideas, the impulse of the equality of all men before reality will grow out of quite different conditions. When they are inside the spiritual organization: How will they interact there? You see, you only have to look at reality. A judge can have aunts, uncles, grandfathers, grandchildren and so on, he can love them very much, love them tenderly, and that is good. But if someone steals, and he is supposed to judge as a judge, he will have to condemn it in exactly the same way, from the other source, as he would have to condemn a complete stranger. I have often been told by professors that I want to divide humanity into three classes. I want the opposite! In the past, people were divided into the nurturing class, the teaching class and the military class. But today's doctrine teaches nothing. The nurturing class is nothing more than a class of force, and the military class is given the task of telling the dispossessed what the haves want! Yes, you see, that is precisely what is to be overcome: the estates, the classes are to be overcome precisely by dividing the organism as such, separately from man. Man is the unifying factor. On the one hand, he will be part of the economic organism, and on the other hand, by being part of the economic organism, he can also be a member of the representation of the political state; he can also belong to spiritual life. This creates unity. I want to liberate man precisely by dividing the social organism into three parts. One only has to understand what this is about: It is the opposite of a utopia, it is a real reality. It is about calling on people not to believe that some tricky utopia is being thought up, but to ask: How should people be organized so that they can find the right thing on their own by working together? That is the radical contrast to everything else. All the others start from the idea; here we start from the real social division of people, here we really point out that all differences are wiped away by the fact that man himself, as a mere human being, forms the unity. And therefore I would be sorry if precisely that view made an impression which declares the opposite of all utopianism to be a utopia! That is what I am actually sorry about, because it has not hit the nerve of my arguments. That is the important thing, and I would like to draw particular attention to that. So it's not about overestimating any power of the idea. There is no emphasis here on the power of utopia, but on what people will say and think and feel and want when they are placed in the social organism in a humane way. Precisely because the thinking here is real, it is of course difficult to point out details. It is possible; but anyone who gets into the habit of thinking in real terms knows that if you really let people judge, let them judge from within themselves, they may even judge a concrete case differently, and both ways can be right. Let me give you the following example: You see, one will naturally have to make use of the means of production in the future through one's individual abilities; for he who can manage any business will not have to manage production for his own sake, but because those who work for him enter into a free contract with him, because they realize that their work will prosper better if it is well managed. This is something that absolutely must be taken as a basis in the future, something that will arise of its own accord. Then you have to say: something new will actually emerge under the conditions that are being created here; there will no longer be any ownership, but only administration. We will then only know one administration. For I have pointed out that material property can be treated in a similar way to what is regarded today as the most precious thing, spiritual property. This means that after a certain period of time - and we don't mean “after death”, but when the business is no longer working productively with the means of production - the means of production are transferred to another management. This is very complicated in detail, but precisely because the thinking is realistic and not utopian, it can only be pointed out: People will find the right relationship with each other if they are in the right position. That is what matters. You see, after such decisive facts have occurred, after the world war has just happened, one can have the opinion that new ideas really must come, but one cannot always emphasize again: We must stand still with our demands! That is what has been proclaimed for decades. We won't get anywhere by saying: we want a society that develops freely, we want a free social society for people - but how? - I have said that up to now it has been a kind of policy, now it is a matter of fact. The previous speaker quite rightly referred to Russia. That is quite right. At the moment when such decisive facts really emerge, we can no longer just grope around in uncertainty. Yes, it is a matter of being able to imagine something quite definite. And that, I believe, is what can be seen from what I have presented: it is not a program, but a direction. You can continue the present conditions from their present starting point wherever you want, if you only want to. Just take the reconstruction of the former conditions as it is in Russia. You can at any time in any field, when state administration has begun, throw off this spiritual life by first establishing free schools, by establishing free cooperatives in economic life, and so on. You can continue to work on any point, whatever the starting point may be. You must not imagine all this according to Swiss conditions. Life is becoming more and more international. In Germany, for example, something completely different is needed today than a few years ago. You can continue to work from any starting point; it will just be a matter of continuing to build. And I am counting on it, whether in a cooperative, in a trade union, in any party, there is already the possibility that something will emerge; wherever you sit, you can organize things in such a way that these three parts emerge in all areas. Then we will arrive at an organization that is truly appropriate and demanded by a healthy social organism, and not at a utopian or utopian socialization. Avoiding any utopia is what we should strive for above all else, to eradicate any belief that we can do anything with abstract ideas. You can only do something in social life with people who know what they want in the very specific situation in which they find themselves. It is not a question today of a struggle between those who are still to be called the dispossessed and the haves. If they work, as is the direction of movement that I have outlined today, if the haves and the have-nots work in the right way, things will turn out in their favor. If the haves resist, they will soon have lost their property. But the point is that the masses have a knowledge of what is to happen. And you see, in this respect, one might say, it is even worse with social impulses than with medical and technical materials. If someone knows nothing about building bridges and yet wanted to build one, it would collapse. If someone cures someone, well, you usually can't prove whether the patient died despite the cure or perhaps even as a result of the cure; that's where things get tricky. And when it comes to the social organism, that's where things get the most tangled, because you usually can't prove what's a cure and what's a cure, which is why people usually talk in vague terms. You see, I heard a speaker who also talked about social things; he mainly wanted to prove that you don't really need anything else, just Christ, then everything will be fine in social life. Well, you shouldn't think that a debate about this is being started now. But I have experienced the following. I had to remind myself of something I read in my schoolboy days, I think almost forty-five years ago. It said that Christ was either a hypocrite or a fool, or he was what he described himself as: the Son of the living God. - As I said, I am not criticizing, neither in one direction nor in the other; I only remark: I was in Berne the other day, and a gentleman made a speech there after the League of Nations Conference, in which he said that the whole League of Nations is wrongly organized - I believe myself that it is wrongly organized - but he said that it will be wrongly organized if it is not dealt with: Christ was either a fool, or a hypocrite, or he was the Son of the living God, as whom he described himself. - In short, everything that was in my textbook forty-five years ago was presented by the Lord to his faithful congregation. And that is the most important thing to note: In between lies the world war! The people, after having had two millennia to bring their things to the world, have come so far that the world war has nevertheless come. Doesn't all this indicate that something has to be learned from the world war? Is it not socially better and healing for the social organism if something new is really learned in the socialist field, in the field of socialist knowledge, as a result of the world war? Do we have to say that we are conservatively sticking to the old ideas, which have also been shipwrecked in many respects by the world war? That is what I particularly want to emphasize: it really was foreseeable and it is very important to me - I say this without any rejection - and I am very glad that things have been said as they have been said. But I would like to emphasize that much damage has been done in the world by the conservative standstill, by the rigid emphasis on what has been said over the centuries and what has now been said for decades, by this rigid emphasis, by this standstill in this conservatism! May socialism not cause damage to itself through this conservative standstill! For this damage would be very, very great, perhaps much greater than that which has already been done elsewhere. You may have heard from what I said at the end of my lecture that it is precisely out of socialism, and even more so out of the proletariat, that the liberation of that which is to be liberated in man can take place. So it is not a question of an idea, it is not a question of overestimating an idea, and I have also said nothing about socialism having to unite with the state enterprise and the like; rather it is a question of solving a problem of humanity! And because I believe that the individual is quite indifferent to what he demands of himself, he should demand something in common with other people. One cannot help but fail with socialist demands if one wants to make them as an individual. You have to make them in the human community. So what I demand is not some idea, not some utopia, but what people will be able to say of their own accord when they are inside the social organism. |
342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: First Lecture
12 Jun 1921, Stuttgart Rudolf Steiner |
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One also speaks of the fact that Schiller interpreted Goethe's dreams. In a certain respect, however, Goethe was much more aware of what lived in his fairy tale than what Schiller became. |
342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: First Lecture
12 Jun 1921, Stuttgart Rudolf Steiner |
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My dear friends! You have requested that we meet here to discuss matters that are closely related to your profession, and I may assume that this request of yours has arisen from the realization of the seriousness of our situation, a seriousness that becomes particularly apparent when one tries to work from a religious point of view in the civilizing life of our time. And I may further assume that you are primarily not concerned with what could be called a theological matter, but with a religious matter. It is indeed true that the burning question of our time is not only a theological one. One might think that even with a good deal of goodwill, some people could come to terms with the theological question in a relatively short time. But what must be clear to anyone looking impartially at our time is precisely not the question of dogma, not the question of theology, but the question of preaching and everything connected with it, the question of religion and especially of religious work as such. But with this we are pointing to a much broader and more comprehensive question than the theological one could ever be. If one takes the religious standpoint from the outset, then the aim is to find a way of making the spiritual worlds with their various forces of activity accessible to people, initially – if we limit ourselves to the religious – through the word. And here we must be clear about the fact that the whole of our more recent development in this respect presents us with a question of the very deepest seriousness. He does not overlook the question who thinks that from the starting point on which the older people among us still place themselves today, something else could arise than actually the complete disintegration of religious life within our modern civilization. Anyone who believes that religious life can still be saved from the old assumptions is actually taking an impossible point of view. I say this in the introduction not because I want to start from some kind of spiritual-scientific dogma from the outset – that should not be the case – but because what I say simply shows up the unbiased observation of life in our time. We must be clear about whether we can find an echo in the hearts of our contemporaries today when we preach, when we speak of those things that must one day be spoken of within true Christianity. And I assume that these days here will be such that we will discuss the matters that are actually on your minds in question and answer and disputation, but today I would like to touch on some of the issues that are actually at hand. We must be clear about the fact that what has emerged in the last three to four hundred years as scientific education in humanity has already drawn a wide circle around itself. Those who are older can still notice the difference that exists in this respect between what was available in the 70s or 80s of the last century and what surrounds us today. In the 70s and 80s of the last century, you could still talk to a large part of the population about questions of spiritual life that arose from the traditions of various denominations and sects, and you could still find hearts and souls in which such talk resonated. Today, we are basically facing a different time. Of course, there are still many people who have not taken in much of the newer education that has found its way into our civilization; and we could still speak to these people about such concepts as Christ, the effect of grace, redemption, and so on, without something like resistance immediately asserting itself in these hearts. But even this will not last much longer. For a certain popular view of education is spreading with lightning speed, penetrating into the broadest masses of people through the literature of newspapers and popular magazines, and basically also through our school education. And even if this educational outlook does not directly develop ideas, feelings that rebel against such concepts as Christ, redemption, grace, and so on, do flourish, we must not forget that these ideas, which are absorbed, are cast in forms that simply give rise to an inner resistance to actual religious life in the broadest circles, unless a new starting point is sought for it. We should not deceive ourselves on this point. You see, if the view of education continues to spread, which, based on seemingly established scientific premises, describes the universe in such a way that it began in a certain mechanical way, that organic life developed from mechanical tangles, and then, for my sake, the external-physical , then, if the facts are traced that have led to such hypotheses, so that one forms ideas about a corresponding end of the earth or our planetary system from them, then, for all those who seriously and honestly accept these ideas, the religious ideas, especially of Christianity, no longer have the possibility to flourish. That this is not already very much in evidence today is only because there is so little inner honesty in people. They simply allow the mechanical-physical order of nature and Christianity to coexist and even try to prove theoretically that the two things can go side by side. But this only serves to obscure what is felt in every unbiased soul. And even if the intellect seeks all possible harmonies between Christianity and modern science, the heart will extinguish all these attempts at mediation, and the consequence can only be that there will be less and less room for religion in the hearts and minds of our fellow human beings. If we do not consider the question from these deeper perspectives, we fail to appreciate the seriousness of the situation in which we currently find ourselves. For the difficulties indicated are encountered not only in theology, but most of all where they are not clearly expressed, where they remain hidden in the subconscious of our fellow human beings; one encounters them precisely when one does not want to practice theology but religion. And that is the important thing that must be understood above all else. You see, the Ritschl school with all its offshoots is particularly characteristic of what has happened in this field in more recent times. This Ritschl school is still regarded today by many people working in the field of religion as something extraordinary. But what exactly is the Ritschl school? The Ritschl school takes the view that the last few centuries, especially the 19th century, have brought us a large amount of scientific knowledge. This scientific knowledge is dangerous for religious life. The Ritschl school is clear on this: if we let scientific knowledge into religious life, whether it be for criticism or for the formation of dogmas, then religious life will be undermined by it. So we have to look for a different starting point for religious life, the starting point of faith. Yes, now, in a sense, we would have split the soul in two. On the one hand, we would have the soul's theoretical powers of knowledge, which deal with science, and on the other hand, we would have the establishment of a soul realm that develops very different abilities from the realm of knowledge: the realm of faith. And now there is a struggle, a struggle by no means for harmony between science and religion, but a struggle to exclude science from religion, a struggle for an area in which the soul can move without letting scientific thinking in at all. To allow as little as possible – if possible, nothing at all – of any scientific knowledge to enter religious life: that is the ideal of the Ritschlians. But now, regardless of whether something like this can be established theoretically, regardless of whether one can persuade oneself that something like this dichotomy of the soul could exist, it is nevertheless true that for the actual life of the soul, so much rebellious power comes from the subconscious against this dichotomy of the soul that precisely religious life is undermined by it. But one could disregard it oneself. One need only go to the positive side of Ritschlianism itself, then one will see how this view must ultimately lose all content for religious feeling itself. Let us take the most important forces that play a role in religious life. First, there is the realm of faith – whether or not this leads into knowledge is a question we will discuss later – secondly, there is the realm of actual religious experience – we will also take a closer look at this realm of religious experience later – and thirdly, there is the realm of religious authority. Now, one might say that since Luther, Protestantism has done an enormous amount to clarify, explain and so on the concept of authority. And in the struggle against the Catholic Church, one might say that Protestant life has extracted a pure perception with regard to the concept of authority. Within Protestant life, it is clear that one should not speak of an external authority in religion, that only Christ Jesus Himself should be regarded as the authority for individual souls. But as soon as one comes to the content of religious life, that is, to the second point, from the point of view of the Ritschlian school, an enormous difficulty immediately arises, which, as you know, has very, very significantly confronted all the newer Ritschlians. Ritschl himself does not want to have a nebulous, dark, mystical religious experience, but rather he wants to make the content of the Gospels the soul content of religious life. It should be possible for the religious person to experience the content of the Gospel, which means, in other words, that one should also be able to use the content of the Gospel for the sermon. But now the newer Ritschlians found themselves in a difficult position. Take, for example, the Pauline Epistles: in them, of course, there is contained a whole sum of Paul's religious experience, of a religious experience that is, from a certain point of view, entirely subjective, that is not simply a universally human religious experience to which one can relate only by saying to oneself: Paul had this experience, he put it into his letters, and one can only relate to it by saying: I look to Paul, I try to find my way into what his religious experience is, and I enter into a relationship with it. But that is precisely what the newer Ritschlians want to exclude. They say: what is subjective religious experience in this way cannot actually be the content of general Protestant belief, because it leads to simply recognizing an external authority, albeit a historical authority, but one should appeal to that which can be experienced in every single human soul. Thus the Pauline letters would already be excluded from the content of the gospel. For example, the Pauline letters would not be readily accepted into the content of general preaching. Now, if you look at the matter impartially, you will hardly doubt that what the Ritschl School now presents as the rest that is to remain as objective experiences can, for an impartial consideration, only be considered a subjective experience. For example, it is said that the account of the life of Christ Jesus, as related in the Gospels, can basically be relived by everyone, but not, for example, the doctrine of vicarious atonement. So one must include in general preaching that which relates to the experiences of Christ Jesus, but not something like the doctrine of vicarious atonement and other related things. But on unbiased examination, you will hardly be able to admit that there is such a core of general experience in relation to Christ Jesus that could be appealed to in a very general sermon. The Ritschlianers will just end up, if they are unbiased enough, feeling compelled to drop piece after piece, so that in the end there is hardly much left of the content of the gospel. But if the content of the gospel is no longer part of the sermon, if it is no longer part of religious instruction at all, then we are left with nothing of a concrete content that can be developed; then we are left only with what could be described as the general – and as such it always becomes nebulous – as the general nebulous mystical experience of God. And this is what we are encountering more and more in the case of individual people in modern times, who nevertheless believe that they can be good Christians with this kind of experience. We are encountering more and more that any content that leads to a form — although it is taken from the depths of the whole person, it must still lead to a certain formulation — any such content is rejected and actually only looked at from a certain emotional direction, an emotional direction towards a general divine, so that in fact in many cases it is precisely the honest religious-Christian endeavor that is on the way to such a vague emotional content. Now, you see, this is precisely where the Protestant church has arrived at an extraordinarily significant turning point, and even at the turning point where the greatest danger threatens that the Protestant church could end up in an extraordinarily bad position compared to the Catholic church. You see, the Catholic principle has never placed much emphasis on the content of the Gospels; the Catholic principle has always worked with symbolism, even in preaching. And with those Catholic preachers who have really risen to the occasion, you will notice to this day – yes, one might say, today, when Catholicism is really striving for regeneration, even more so – how strongly symbolism is coming to life again, how, so to speak, dogmatic content, certain content about facts and entities of the supersensible life, is clothed in symbols. And there is a full awareness, even among the relatively lower clergy, that the symbolum, when pronounced, penetrates extraordinarily deeply into the soul, much deeper than the dogmatic content, than the doctrinal content and that one can contribute much more to the spread of religious life by expressing the truths of salvation in symbolic form, by giving the symbols a thoroughly pictorial character and not getting involved with the actual teaching content. You know, of course, that the content of the Gospel itself is only the subject of a lecture within the context of the Mass in the Catholic Church, and that the Catholic Church avoids presenting the content of the Gospel as a teaching to the faithful, especially in its preaching. Anyone who can appreciate the power that lies in a renewal of the symbolic content of the sermon will understand that we are indeed at this important turning point today, that the main results of Protestant life in recent centuries have been very, very much put in a difficult and extremely difficult position in relation to the spreading forces of Catholicism. Now, when you see how the Protestant life itself loses its connection with the content of the Gospels, and on the other hand you see how a nebulous mysticism remains as content, then you can indeed say: the power of faith itself is actually on very shaky ground. And we must also be clear about the fact that the power of faith today stands on very shaky ground. Besides, one really cannot avoid saying to oneself: No matter how many barriers are erected around the field of faith, no matter how much effort is put into them, no matter how much barriers are erected against the penetration of scientific knowledge, these scientific findings will eventually break down the barriers, but they can only lead to irreligious life, not religious life. What the newer way of thinking in science can achieve, insofar as it is officially represented today, is this – you may not accept it at first, but if you study the matter historically, you will have to recognize it – that ultimately there would be such arguments as in David Friedrich Strauß's 'Alter und neuer Glaube' (Old and New Belief). Of course the book is banal and superficial; but only such banalities and superficialities come of taking the scientific life as it is lived today and trying to mold some content of belief out of it. Now, as I already indicated earlier, we absolutely need such concepts as Christ, the effect of grace, redemption, and so on, in the realm of religious life. But how should the unique effect of the mystery of Golgotha be possible in a world that has developed as it must be viewed by today's natural science in its development? How can you put a unique Christ in such a world? You can put forward an outstanding man; but then you will always see, when you try to describe the life of this outstanding man, that you can no longer be honest if you do not want to avoid the question: How does the life of this most outstanding man differ from that of Plato, Socrates or any other outstanding man? One can no longer get around this question. If one is incapable of seeing any other impulses in the evolution of mankind on earth than those which science, if it is honest, can accept today, then one is also incapable of somehow integrating the Mystery of Golgotha into history. We have, of course, experienced the significant Ignorabimus of Ranke in relation to the Christ question, and it seems to me that here the Ignorabimus of Ranke should play a much more significant role for us than all attempts, emanating from Ritschlians or others, to conquer a particular field as a religious field, in which Christ can then be valid because barriers are erected against 'scientific life'. You see, I would like to get straight to the heart of the matter in these introductory words; I would like to get you to think about it: how can one speak of ethical impulses being realized in some way in a world that operates according to the laws that the scientist must assume today? Where should ethical impulses intervene if we have universal natural causality? — At most, we can assume that in a world of mechanical natural causality, something ethical may have intervened at the starting point and, as it were, given the basic mechanical direction, which now continues automatically. But if we are honest, we cannot think of this natural mechanism as being permeated by any ethical impulses. And so, if we accept the universal mechanism of nature and the universal natural causality, we cannot think that our own ethical impulses trigger anything in the world of natural causality. People today are just not honest enough, otherwise they would say: If we accept the general natural causality, then our ethical impulses are just beautiful human impulses, but beautiful human impulses remain illusions. We can say that ethical ideals live in us, we can even say that the radiance of a divinity that we worship and adore shines on these ethical ideals, but to ascribe a positive reality to this divine and even to state any kind of connection between our prayer and the divine and its volitional impulses remains an illusion. Certainly, the diligence and good will that have been applied from various sides in order to be able to exist on the one hand, on the side of natural causality, and on the other hand to conquer a special area in religious life, is to be recognized. That is to be recognized. But there is still an inner dishonesty in it; it is not possible with inner honesty to accept this dichotomy. Now, in the further course of our negotiations, we will probably not have to concern ourselves too much with the very results of spiritual scientific research; we will find content for the religious questions, so to speak, from the purely human. But I would like to draw your attention to the fact that spiritual science, which does indeed produce positive, real results that are just as much results as those of natural science, is not in a position to stand on the ground of general natural causality. Let us be clear about this point, my dear friends. You see, the most that our study of nature has brought us is the law of the conservation of matter and the conservation of energy in the universe. You know that in the newer science of the soul, in psychology, this law of the conservation of energy has had a devastating effect. One cannot come to terms with the soul life and its freedom if one takes this law of the conservation of matter and the conservation of energy seriously. And the foundations that today's science gives us to understand the human being are such that we cannot help but think that this law of the conservation of matter and the conservation of energy seems to apply to the whole human being. Now you know that spiritual science – not as a dogma of prejudice, but as a result of [spiritual research] – has the knowledge of repeated earthly lives. In the sense of this knowledge, we live in this life, for example, between birth and death, in such a way that, on the one hand, we have within us the impulses of physical inheritance (we will come back to these impulses of physical inheritance in more detail). The world in which we live between death and a new birth includes facts that are not subject to the laws of the conservation of matter and the conservation of energy. If we seek the spiritual connection between our present life and our next life on earth and further into the lives that no longer proceed physically, but that, after the end of our earthly existence, proceed spiritually, if we draw this connecting line, we encounter world contents that do not fall under our natural laws and therefore cannot be conceived under the law of the conservation of matter and the conservation of energy. What, then, is the connection between that which plays out from an earlier life into a later one, and that which a person then lives out in his deeds under the influence of earlier lives on earth? This connection is such that it cannot be grasped by natural laws, even if they extend into the innermost structure of the human body. Every effect of that which was already present in me in earlier lives, in the present life, is such that its lawfulness has nothing to do with the universal laws of nature. This means that if we have ethical impulses in our present life on earth, we can say with certainty that these ethical impulses cannot be fully realized in the physical world, but they have the possibility of being realized from one life on earth to the next, because we pass through a sphere that is released from the laws of nature. We thus arrive at a concept of miracle that is indeed transformed, but can certainly be retained in terms of knowledge. The concept of miracle in turn takes on meaning. The concept of miracle can only make sense if ethical impulses, and not just natural laws, are at work. But when we are completely immersed in the natural world, our ethical impulses do not flow into the natural order. But if we are lifted out of this natural context, if we place time between cause and effect, then the concept of miracle takes on a completely new meaning; indeed, it takes on a meaning in an even deeper sense. If we look at the origin of the earth from a spiritual scientific point of view, we do not see the same forces at work as in the universal context of nature today. Rather, we see the laws of nature being suspended during the transition from the pre-earthly metamorphosis to the present-day earthly metamorphosis of the earth. And when we go to the end of the earth, when, so to speak, the Clausiussche formula is fulfilled and the entropy has increased so much that it has arrived at its maximum, when, therefore, the heat death has occurred for the earth, then the same thing happens: we see how, at the beginning of the earth as well as at the end of the earth, natural causality is eliminated and a different mode of action is present. We therefore have the possibility of intervening precisely in such times of suspension, as they lie for us humans between death and a new birth, as they lie for the earth itself before and after its present metamorphosis, the possibility of intervention by that which is today simply rejected by natural causality, the possibility of intervention by ethical impulses. You see, I would say that humanity has already taken one of the two necessary steps. The first step is that all reasonable people, including religious people, have abandoned the old superstitious concept of magic, the concept of magic that presupposes the possibility of intervening in the workings of nature through this or that machination. In place of such a concept of magic, we now have the view that we must simply let natural processes run their course, that we cannot master natural causality with spiritual forces. Natural causality takes its course, we have no influence on it, so it is said, therefore magic in the old superstitious sense is to be excluded from our fields of knowledge. But, as correct as this may be for certain periods of time, it is incorrect when we look at larger periods of time. If we look at the period of time that lies between death and a new birth for us humans, we simply pass through an area that, before spiritual scientific knowledge, appears in the following way: Imagine we die at the end of our present life; we first step out of the world in which we perceive the universal natural causality through our senses and our intellect. This universal natural causality continues to rule on earth, which we have then left through death, and we can initially, after death, when we look down from the life in the beyond to this one, see nothing but that effects grow out of the causes that were active during our life; these effects, which then become causes again, become effects again. After our death, we see that this natural causality continues. If we have led a reasonably normal life, then this life continues after death until all the impulses that were active during our earthly life have experienced their end in earthly activity itself and a new spiritual impact takes place, until, that is, the last causalities cease and a new impact is there. Only then do we embody ourselves again when the spiritual gives a new impact, so that the stream of earlier causalities ceases. We descend to a new life, not by finding the effects of the old causes of our former life again – we do not find them then – but we find a new phase of rhythm, a new impact. Here we have, so to speak, lived spiritually across a junction of rhythmic development. In the next life we cannot say that the causes that were already present in the previous life are taking effect, but that in our human life they have all been exhausted at a crossroads – not yet the effects of the animal, plant and mineral kingdoms, which will only be exhausted at the end of the earth's time. But all that concerns us humans in terms of ethical life has been exhausted, and a new approach is needed. And we take the impulses for this new approach from the spiritual life that we go through between death and a new birth, so that we can connect with those impulses that shape the earth out of the ethical-divine. We can connect with them when we are in the world ourselves, from which the new impulse then flows. So that we have to say: If we now look at our life between birth and death, there is certainly no room for the superstitious-magical, but in the next life the connection is such that one can really speak of magic, but not of an immediate influence of the spiritual into the physical. That is the important thing that one gets to know through spiritual science, that there is not simply a continuous stream of causalities from beginning to end, but that there are rhythms of causality that pass through certain periods of time, which are not even terribly long in relation to the entire development of the earth; they arrive at the zero point, then a new causality rhythm comes. When we enter into the next rhythm of causality, we do not find the effects of the earlier rhythm of causality. On the contrary, we must first carry them over into our own soul in the form of after-effects, which we have to carry over through karma. You see, I just wanted to suggest to you that spiritual science really has no need to accept anything from those who want to regenerate religion today – for many, this would mean the acceptance of a new dogmatism –; I just wanted to suggest that it is possible for spiritual science, for the science of the outer world, without prejudice to the seemingly necessary validity of the laws of nature, to give such a configuration that man in turn fits into it, and fits into it in such a way that he can truly call his ethical impulses world impulses again, that he is not repelled with his ethical impulses towards a merely powerless faith. At least this possibility must be borne in consciousness, for without it one is not understood by those to whom one is to preach. I would also like to make a point for you here that I have often made for the teachers at the Waldorf School, which forms an important pedagogical principle. You see, if you want to teach children something, you must not believe that this something will be accepted by the child if you yourself do not believe in it, if you yourself are not convinced of it. I usually take the example that one can teach small children about the immortality of the soul by resorting to a symbol. One speaks to the child of the butterfly emerging from the chrysalis and draws the comparison by saying: Just as the butterfly lives in the chrysalis, our soul lives in us, only we do not see it; it flies away when death occurs. Now, there are two possible approaches to such teaching. One is to imagine: I am a terribly clever guy who doesn't think that using this comparison says anything about immortality, but I need it for the child, who is stupid, you teach them that. If you are unbiased, you will soon recognize that this sublimity of the child's perception cannot lead to fruitful teaching. What you do not have as a conviction within yourself will not convince the child in the end. Such are the effects of imponderables. Only when I myself can believe that my symbol corresponds to reality in every single word, then my teaching will be fruitful for the child. And spiritual science, of course, provides sufficient occasion for this, because in spiritual science the butterfly that crawls out of the chrysalis is not just a fictitious symbol, but it is actually the case that what appears at a higher level as immortality appears at a lower level. It is ordained by the Powers That Be that what is the transition of the soul into the immortal appears in the image of the butterfly crawling out. So, if you look at the picture as if it were a reality, then the teaching is fruitful, but not if you imagine that you are a clever fellow who forms the image, but if you know that the world itself gives you the image. Thus the imponderable forces work between the soul of the teacher and the soul of the child; and so it is also in religious instruction, in preaching. One must have in one's soul the full content of the foundations for that which one presumes will be understood by those to whom one speaks. Indeed, one must not even have concepts that contradict this matter. I would like to express myself as follows: Suppose you are a person in the sense of today's Ritschlianer or something like that, who is thoroughly religious in terms of soul immortality, the existence of God and so on, but at the same time you are weak enough to accept the Kant-Laplace theory, and in fact as it is taught by today's natural science. The mere fact that this Kant-Laplacean theory is in your mind and is an objective contradiction of what you have to represent as the content of your Christian confession, already that impairs the convincing power that you must have as a preacher. Even if you are not aware of the contradictions, they are there; that is to say, anyone who wants to preach must have within himself all the elements that make up a consistent worldview. Of course, theology will not be of much use to us in preaching; but we must have it within ourselves as a consistent whole, not as one that exists alongside external science, but one that can embrace external science, that is, relate to it sympathetically. We can look at the matter from another side. You see, in philosophy, in science, they talk today about all possible relationships between man and the world around him; but the things they talk about are hardly found in the people who, as simple, primitive people, even among the urban population, are listening to us today, uneducated. The relationships that our psychologists, for example, posit between the person who observes nature and the person himself are not real at all; they are actually only artificially contrived. But what lives in the simplest farmer, in the most primitive person in our world, is that deep within himself he seeks — I say seeks — something deep within himself that is not out there in nature. He searches for a different world view from the one that comes from nature, and one must speak to him of this world view if the feeling that he has as a religious feeling is to arise at all. Primitive man simply says, as it lives in his subconscious: “I am not made of this material that the world is made of, which I can see with my senses; tell me something about what I cannot see with my senses!” This is the direct appeal that is made to us if man is to make us his religious guides: we should tell him something about the positive content of the supersensible world. All our epistemology, which says that sensory perceptions and sensations are subjective or more or less objective and so on, is of little concern to the vast majority of people. But the fact that something must live in the world that does not belong to the sensory world by its very nature is something that people want to learn about from us. And here the question is: How can we meet this need of the human being? We can only do so by finding the right path from the subject-matter of teaching to the cultus; and I will say a few introductory words about this question tomorrow. Today, I would be very grateful if you would express yourselves so that I can get to know your needs. Perhaps we will arrive more at formulating questions than at answers, but it would be quite good if we could formulate the main questions. During my time here, I would like to give you what can lead to such a handling of the religious, which, I would say, lies in the profession of the religious leader, not in theology. So it should be aimed at religious practice, at the establishment of religious institutions, not so much at theological questions. But if such questions are on your mind, we can also talk about them. I would ask you, if we are talking about what is particularly on your mind today, to at least formulate the questions first. A participant suggests that Mr. Bock from Berlin formulate the questions. Emil Bock: Last night I reported on what we in Berlin have tried to make clear to ourselves in our inner preparation, and we have tried to distinguish between different sets of questions. And in connection with what we have heard, we can now formulate the one question that combines three of the areas we had distinguished: the questions of worship and preaching and the question of the justification of the community element in the community. Yesterday evening I tried to make this clear by referring to the church-historical trend of the community movement. And there we actually found that for us it is about a clarity of the relationship between anthroposophical educational work on religious questions and purely religious practice, so either in worship, the relationship between ritual and sermon, or, with a transformation of what must take place outside of the cult, the relationship of the service as a whole to the religious lecture work or the religious ritual to teaching children, because what is ultimately gained through symbolism has not yet been realized by the human being. Now the question for us is: to what extent does it have to become conscious at all, and if it has to become conscious, how does it have to be done and balanced between the symbolic work on the part of the person and the part of the person that simultaneously tries to develop an awareness of it, which in turn will be divided into several problems when we consider the diversity of those we will face later? For many people may not have the need to raise the impulses into consciousness, while many people may first have the problem of consciousness at all. And so the question arose for us: How do we actually harmonize the striving for a communal religious life with the striving for a vitalization of the I-impulse? For we have to reckon with the fact that, as far as we can see, in the case of many people who belong to bourgeois life, what would first come into question would be a proper independence for the individual through religious practice, a connection to the forces of the I, while in the case of many other people we would have to bring about a regulation of a lost sense of self. This is what we sensed in the question of communal forces, in a way that we could understand in relation to the Moravian Church in church history. This is how I have now described the one complex of questions that was important to us last night. But we also had three other areas that raised a number of questions for us, and the first of these was the purely organizational. If we prepare ourselves, make ourselves capable and draw the consequences for our personal field of work, which then arise when we realize that, after all, it is a matter of founding communities according to a new principle, then the question is before us, and this is in every case, of course, differentiated in practice, depending on the situation in which the individual stands: What preparatory work do we have to do? Can we do preparatory work through lecturing? How can we practically distribute ourselves to the points where something needs to be worked on, and how can we work out something together about these things? It was clear to us that, of course, we do not expect things to be made easy for us now and that we will get a place. We are prepared to create such fields of work. But perhaps there is something to be learned about how this can be made easier for us in a certain sense. Then there is a great deal that is perhaps purely organizational that we would like to ask about during our discussion. The second point, in addition to purely organizational matters, was our relationship to theological science. Above all, there were two questions: firstly, the theological training of those who later have to work in such communities, insofar as such training can come into contact with university activities and we can learn from it. Then there is the question of the new understanding of the Bible, which, after all, presupposes a theological education that goes beyond a knowledge of the anthroposophical worldview to a certain extent, as a technical education. Perhaps there are some practical questions in one heart or another; perhaps one or the other has more of an inclination for scientific work, and it would be interesting for all of us to see how this theological-scientific work can perhaps be made fruitful for the religious life of the present. And then, last of the six areas we see – and this is probably the one that can least be formulated directly in questions – is the question of the quality of the priesthood that we must expect of ourselves if we set out to work on something like this. But then something practical comes together again very closely, about which one should already ask, that would be the question of the selection of the personalities who should then finally enter into this work, because somehow we must also orient ourselves as to how we should select ourselves, quite apart from where the decision about this will initially lie for the direction of self-evaluation. I think I have roughly said what it was about last night. Rudolf Steiner: These are the questions that must be asked at this turning point, to which I have alluded, and this will actually be the content of our being together. We must, in particular, be clear about these questions and also about some things that, I would say, form the prerequisite for them. I would just like to point out a few things after the questions have been formulated, before we discuss them: It is the case that we are living in a time in which such questions must be judged from a highest point of view, also from a highest historical point of view. It is not at all in the direction of the spiritual scientist to always use the phrase; “We live in a transitional period.” Of course, every period is a transition from the earlier to the later, but the point is to look beyond what is considered a transition to what is actually passing away. And in our time, there is something that is very much understood in the process of transition: human consciousness itself. We are very easily mistaken if we believe that consciousness, as it still manifests itself in many ways today, is, so to speak, unchangeable. We say to ourselves today very easily: Yes, there are people who, through their higher education, will want to become aware of the content of the cult; other people will have no need for it, they will not strive to bring it into conscious life at all. You see, we are living at a point in the historical development of humanity when it is characteristic that the number of people who want to be enlightened in a suitable way about that which is also a cult for them is increasing very rapidly. And we have to take that into account. We must not form the dogmatic prejudice today that you can enlighten him, but not her. For if we assume today that people who have attained a certain level of education do not want to be enlightened, then we will usually be mistaken in the long run. The number of people who want to achieve a certain degree of awareness of the symbolic and of what is alive in the cultus is actually growing every day, and the main question is quite different, namely this: How can we arrive at a cult and symbolic content when we at the same time demand that, as soon as one consciously enlightens oneself about this symbolic content, it does not become abstract and alien to the mind, but rather acquires its full value, its full validity? — This is the question that is of particular interest to us today. If it is not too religious, you can refer to Goethe's fairy tale of the green snake and the beautiful lily, which emerged from a person who, if you want, if you want to squeeze the concepts, can be spoken of as a person who always dreamed about such things. One also speaks of the fact that Schiller interpreted Goethe's dreams. In a certain respect, however, Goethe was much more aware of what lived in his fairy tale than what Schiller became. But his consciousness is one that can live in the image itself; it is not that abstract consciousness that one experiences today solely as consciousness. Today one confuses understanding with consciousness in general. The one who visualizes is believed to be not as conscious as the one who conceptualizes. Conceptualization is confused today with consciousness. We will have to talk about the question of the consciousness and unconsciousness and superconsciousness of a cult and a symbolism, which must indeed occupy our present time in the very deepest sense. For on the one hand we have the Catholic Church with its very powerful cult and its tremendously powerful and purposeful symbolism. What tremendous power lies in the sacrifice of the Mass alone, when it is performed as it is performed in the Catholic Church, that is, when it is performed with the consciousness of the faithful, which is present. And the sermon by the Catholic priest also has a content that relates to symbolism, and in particular it is very much imbued with will. [On the other hand,] the Protestant development of the last few centuries has led to the development of the cultus being transferred to the actual teaching content, to the teaching content. The teaching content is now that which tends to have an effect only when it is attuned to the understanding of the listener or reader. That is why Protestant churches face the danger of atomization, the danger that everyone forms their own church in their hearts, and precisely because of this no community can be formed. And this danger is one that must be countered. We must have the possibility of forming a community, and one that is built not only on external institutions but on the soul and inner life. This means that we must be able to build a bridge between such a cult, such a ritual, that can exist in the face of modern consciousness and yet, like the Protestant confession, leads to a deeper understanding of the teaching. The teaching content individualizes and analyzes the community until one finally arrives at the individual human being, and even analyzes the individual human being through his or her tendencies. A psychologist can see the conflicted natures of the present day; they are individualized right down to the individual. We can actually see today people who not only strive to have their individual beliefs, but who have two or more beliefs that fight each other in their own souls. The numerous conflicted natures of the present day are only a continuation of the tendency that individualizes and analyzes the community. Cult, symbol, and ritual are synthetic and reuniting; this can be perceived everywhere where these things are practically addressed. Therefore, this question is at the same time the one that must be really underlying the question of the community movement. The question of anthroposophical enlightenment and purely religious practice must in turn be detached from our present-day point in time. Today, however, we are experiencing something tragic; and it would be particularly significant if a force could emanate from your community here, so to speak, that could initially lead us beyond this tragedy. If one has such an explanation, as it arises, I would like to say, as a religious explanation in consequence of the entire anthroposophical explanation, which, after all, has not only religious but also historical explanations, scientific explanations, and so on, if one considers these religious explanations of Anthroposophy , the ideas one encounters and, as a consequence, the feelings that arise from them, cannot but lead to a longing for external symbols, for images, in order to take shape. This is so often misunderstood that Anthroposophical ideas are already different from those ideas that one encounters today. When one is exposed to other ideas today, whether from science or from social life, they work in the sense that they are called enlightened in the absolute sense, and in the sense that they criticize everything and undermine everything. When one is exposed to anthroposophical ideas, they lead to a certain devotion in people, they are transformed into a certain love. Just as red blood cannot help but build up the human being, so the anthroposophical ideas cannot help but stimulate the human being emotionally, sensually, even volitionally, so that he receives the deepest longing for an expression of what he has to say, in the symbolic, in the pictorial at all. It is not something artificially introduced when you find so much pictorial language in my “Geheimwissenschaft”, for example; it just comes about through expressing oneself pictorially. In Dornach — those who have been there have seen it, later on it will be seen in its perfection — we have at the center of the building a group of Christ figures: Christ with Lucifer and Ahriman, both of whom are defeated by him. There, in the Christ, a synthesis of all that is sensual and supersensual is presented to the human eye. Yes, you see, to develop such a figure plastically, that does not come from the fact that one has once decided to place a figure there, so that the place should be adorned. It is not at all like that, but when one develops the anthroposophical concepts, one finally comes to an end with the concepts. It is like coming to a pond; now you cannot go any further, but if you want to get ahead, you have to swim. So, if you want to go further with anthroposophy, at a certain point you cannot go on forming abstract concepts, you cannot go on forming ideas, but you have to enter into images. The ideas themselves demand that you begin to express yourself in images. I have often said to my listeners: There are certain theories of knowledge. Particularly among Protestant theologians there are those who say: Yes, what one recognizes must be clothed in purely logical forms, one must look at things with pure logic, otherwise one has a myth. Isn't that how people like Bruhn speak? He works very much against anthroposophy by saying that it forms myths, a new mythology. Yes, but what if someone were to ask the counter-question: just try to fathom the universe with your logic, without passing over into the pictorial. If the universe itself works not only logically but also artistically, then you must also look at it artistically; but if the universe eludes your logical observation, then what? In the same way, the outer human form eludes mere logical speculation. If you take the true anthroposophical concepts, you get into the picture, because nature does not create according to mere natural laws, but according to forms. And so it can be said that as anthroposophy comes to fruition today, it takes into account what is at play in the hearts of our contemporaries, [the need] to get beyond intellectualism. This is actually admitted by every discerning contemporary who is following developments. They realize that we have to move beyond intellectualism, in theology too, of course. But most do not yet realize that this flowing into the pictorial, which then becomes ritual cultus in the sphere of religious practice, has just as much justification and just as much originality as the logical. Most people imagine that pictures are made by having concepts and then clothing them in symbolism. This is always a straw-like symbolism. This is not the case [in Dornach]. In Dornach, there is no symbol based on a concept, but rather, at a certain stage, the idea is abandoned and the picture comes to life as something original. It is there as an image. And one cannot say that one has transferred a concept into the image. That would be a symbolism of straw. This striving to overcome intellectualism is there today, this striving for a spiritual life that, because of objectivity, passes into the pictorial. On the other hand, there is no belief in the image at all today. This makes it tragic. One believes that one must overcome the image if one is really clever; one believes that one only becomes conscious when one has overcome the image. — Such images as in Goethe's Fairy Tale of the Green Snake and the Beautiful Lily are always divested of their reality when one tries to explain or interpret them by mental maziness. One can only lead to the fact that the person concerned can take up these images, that they can become concrete for him, but not mentally comment on them. This is what distinguishes what I have contributed to the interpretation of Goethe's fairy tale from what the other commentators do. They make comments and explain the images mentally. For what the real imagination is based on, the mental explanation is just as foreign as what I say about the Chinese language in German, for example. If I want to teach someone Chinese, I have to lead him to the point where he can grasp the Chinese language in its entirety to such an extent that he can enter into it. And so one must also prepare for real pictorial thinking; one must proceed in such a way that the person concerned can then make the images present within himself and not have to attach an explanation to them. That is the tragedy, that on the one hand there is the deepest need for the image, and on the other hand all belief in the image has actually been extinguished. We do not believe that we have something in images that cannot be given in the mind, in intellectual concepts. We must first understand this when we talk about the question of symbolum and consciousness in the near future. In particular, we will only be able to fruitfully answer the question of how to balance the subconscious and the conscious, which plagues so many people today, when we are clear about this matter. So I would like to ask you to consider what I have now suggested about the relationship between the concepts of the intellect and the real images until tomorrow. From this point of view, we will also find that we can enter into community building, because community building depends very much on the possibility of a cult. The practical successes of community building also depend on the possibility of a cult. You see, when people get to know India and the Indian religions, one thing is always emphasized with great justification: Of course there are many sects in India; these have a very strong sense of community that extends to the soul and can manifest itself in practical community life. In some respects, of course, the version that has to take place in the East can compete with many of the principles on which the brotherhood is based. This is often based on the fact that the Oriental in his individual life does not really know what we call subjective, personal conviction in relation to the community around him. The Oriental, if he participates at all in spiritual life, does not understand at all that one cannot have one's own opinion about everything, for example about a community and a body of teaching; that is something he does not understand at all. Conceptually, everyone can have their own opinion; the only thing that is common there is only the image, and one is only aware that the image is common. It is peculiar that in the West there is a tendency to place the emphasis on conviction, and that this leads to atomization. If one seeks conviction and places the main emphasis on it, then one comes to atomization. This does not occur if one seeks commonality in something other than conviction. Conviction must be able to be completely individual. We must ask ourselves the question: On the one hand, the self stands as the pinnacle of the individual life, while on the other hand, Christ stands as the power and essence that is not only common to all Christians, but of which the claim must be made that it can become common to all human beings. And we must find the way to bridge the gap between the very individual self, which to a certain extent wants to believe what it is capable of, and the commonality of Christ. We shall then have to devote special attention to the question of forming communities, and, as the Lord very rightly said, to the preliminary work for this. For these are, of course, matters that will meet with quite different difficulties. On the one hand, we are today almost dependent on conducting preliminary work through instruction in such a way that we find a sufficiently large number of people in whose souls there is initially an understanding of what can actually be wanted. On the other hand, we are faced with humanity that is completely fragmented. The simple fact that we appear with the pretension of knowing something that another person might have to think about for a day to judge is almost enough to get us dismissed right now. The effect from person to person is extremely difficult today. And of course this also makes the formation of communities more difficult. Nevertheless, if you want to achieve something in what you have only been able to strive for by appearing here, then we will have to talk at length about the question of forming a community and, above all, about the preparatory work for it, which should essentially consist of us feeling, already spiritually, as community builders. And we can hardly do this other than by – perhaps it will not be immediately understandable at first hearing what I want to say, because it touches on one of the deepest questions of the present – first of all trying to refrain from lecturing other people as much as possible. People just don't take lectures today; this should not be our main task. You see, however small the success of anthroposophical work may be, which I have had to set myself as my task, in a sense this success is there, albeit in a small circle; it is there. And what is there is based on the fact that I actually — in the sense in which it is understood at our educational institutions — never wanted to teach anyone in a primarily forceful way. I have actually always proceeded according to a law of nature, I always said to myself: the herrings lay an infinite number of eggs in the sea, very few of them become herrings, but a certain selection must take place. And anyone who knows that that which goes beyond the materialistic continues to have an effect, knows that even the unfertilized herring eggs already have their task in the world as a whole – they have their great effect in the etheric world, the selections only take place for the physical world – then comes to terms with this question: Why do such herring eggs remain unfertilized? That which remains unfertilized has its great task in another world. These unfertilized herring eggs are not entirely without significance. And that is basically how it is with teaching people. I have never believed, whether I have spoken to an audience of fifty or to one of five hundred (I have also spoken to larger audiences), that one-half or one-quarter of them can be taught. Rather, I have assumed that among five hundred there will perhaps be five who, at the first stroke, will have their hearts touched by what I have to say, who are, so to speak, predestined for it. Among fifty people, one, and among five people, one in ten. It is no different, and one must adjust to that. Then what happens through instruction in the present time cannot happen through selection. People come together with whom one has found an echo. Selection is what we must seek first today; then we will make progress. It takes a certain resignation not to live in this sense of power: you want to teach, you want to convince others. But you absolutely must have this resignation. And why people so often lack it depends precisely – I am only talking here about people who practise religion – depends precisely on their theological training. This theological training is basically based entirely on the fact that one can teach everyone, that one should not actually make selections. Therefore, ways and means must be found to include in the theological training, above all, the emotional relationship to the content of the spiritual. You see, unfortunately even theology has arrived at the point of view that knowledge of God is always more important than life in God, the experience of the divine in the soul. The experience of the divine in the soul is what gives one the strength to work with the simplest, most unspoiled people, and that is what should actually be developed. Recent times have worked against this completely. The more we strive to seek abstract concepts of some kind of supersensible being, and the less we absorb this supersensible being into our souls, the more we will work against it. We really need a life-filled preparation and education for theological science. And of course something esoteric comes into play here, you see, where we have to point to a law that already exists. First of all, you have to have within you what I mentioned earlier: not only as a clever person, how are you supposed to teach a picture or something to someone else – you have to have that to the full – but you must also have the other, that you must always know more than what you say. I don't mean that in a bad way at all. But if you take the standpoint that is actually held today in the professorial world, that one should only appropriate that which one then wants to communicate to others, then you will certainly not be able to achieve much with religious communication. For example, when you speak about the Bible, you must have your own content, in which you live, in addition to the exoteric content, which is nothing other than an esoteric content expressed. There is no absolute boundary between the esoteric and the exoteric; one flows into the other and the esoteric becomes exoteric when it is spoken out. This is basically what makes Catholic priests effective. That is what praying the breviary consists of. He seeks to approach the divine in a way that goes beyond the layman by praying the breviary. And the special content of the breviary, which goes beyond what is taught, also gives him strength to work in preaching and otherwise. It has always been interesting to me – and this has happened not just once, but very frequently – that Protestant pastors who had been in office for a long time came to me and said that there should be something similar for them [to the Catholic breviary]. Please do not misunderstand me; I am not speaking in favor of Catholicism, least of all the Roman one. There are pastors who have been in office for a long time who have said to me: Why is it that we cannot come into contact with souls in the same way as a Catholic priest, who of course abuses it? — That is essentially because the [Catholic priest] seeks an esoteric relationship with the spiritual world. This is really what we are striving for in the threefold social organism. The spiritual life we have today as a general rule — we are not talking about the other one — the spiritual life we have is not really a spiritual life, it is a mere intellectual life. We talk about the spirit, we have concepts, but concepts are not a living spirit. We must not only have the spirit in some form or other in the form of concepts that sit in our heads, but we must bring the spirit down to earth, it must be in the institutions, it must prevail between people. But we can only do that if we have an independent spiritual life, where we not only work out of concepts about the spirit, but work out of the spirit itself. Now, of course, the Church has long endeavored to preserve this living spirit. It has long since disappeared from the schools; but we must bring it back there and also into the other institutions. The state cannot bring it in. That can only be brought in by what is at the same time individual priestly work and community work. But it must be priestly work in such a way that the priest, above all, has within himself the consciousness of an esoteric connection with the spiritual world itself, not merely with concepts about the spiritual world. And here, of course, we come to the great question of selection, to the judgment of the quality of the priests. Now, this judgment of the quality of the priests is such that it can very easily be misunderstood, because, firstly, many more people have this quality than one might think, it is just not developed in the right way, not cultivated in the right way; and secondly, this question is often a question of fate. When we come to have a living spiritual life at all and the questions of fate come to life for us again, then the priests will be pushed out of the community of people more into their place than out of self-examination, which always has a strongly selfish character. It is true that one must acquire a certain eye for what objectively calls upon one to do this or that. Perhaps I may also tell you what I have said in various places as an example. I could also tell other examples. I gave a lecture in Colmar on the Bible and wisdom. Two Catholic priests came to me after the lecture. You can imagine that Catholic priests have not read anything by me, because it is actually forbidden for them, and it is basically the case that it is considered an abnormality for a Catholic priest to go to an anthroposophical lecture. But they were probably harmless at the time; they approached me quite innocently, since I did not say anything in this lecture that would have opposed them. They even came to me after the lecture and said: Yes, actually we cannot say anything [against what you have presented, because] we also have purgatory, we also have the reference to supersensible life after purgatory. Now in this case I thought it best to give two lectures. 'Bible and Wisdom' I and II, and in the first lecture nothing was said about repeated lives on earth, so they did not notice that there was a contradiction to the Roman Catholic view. Now they came and said that they had nothing against the content, but the “how” I said it was very different, and so they believed that they could not agree with this “how”. Because the “how” would be right for them, because they spoke for all people and I only spoke for certain prepared people, for people who therefore have a certain preparation for it. After some back and forth, I said the following: You see, it doesn't matter whether I or you—you or I, I said—are convinced that we speak for all people. This conviction is very understandable. We might not speak at all if we didn't have the conviction that we formulate our things in such a way and imbue them with such content that we speak for all people. But what matters is not whether we are convinced that we speak for all people, but whether all people come to you in church. And I ask you: do all people still come to church when you speak? Of course they could not say that everyone still comes, but they had to admit that some do not come. That is objectivity. For those who do not go to you and who also have the right to seek a path to Christ, I have spoken for them. — That is how one's task is derived from the facts. I just wanted to show a way to get used to having one's personal task set by the question of destiny and also by the great question of objectivity. I wanted to show how one should not brood so much, as is the case today, over one's own personality – which, after all, is basically only there so that we can fill the place that the divine world government assigns us – but rather we should try to observe signs from which we can recognize the place we are to be placed. And we can do that. Today, when people speak from their souls, they repeatedly ask: What corresponds to my particular abilities, how can I bring my abilities to bear? This question is much, much less important than the objective question, which is answered by looking around to see what needs to be done. And if we then really get seriously involved in what we notice, we will see that we have much more ability than we realize. These abilities are not so much specific; we as human beings can do an enormous amount, we have very universal soul qualities, not so much specific ones. This brooding over one's own self, and the over-strong belief that we each have our own specific abilities that are to be particularly cultivated, is basically an inward, very sophisticated egoism, which must be overcome by precisely the person who wants to achieve such qualities as are meant here. Now I think I have told you how I understand the questions. We can think about the matter until tomorrow; and if it is all right with you, I would like to suggest that we meet again tomorrow at around 11 o'clock. And I would ask you not to hold back on any matter, but we want to deal with the things that are on your mind as exhaustively as possible. |
70a. The Human Soul, Fate and Death: The Fundamental Power of the German Spirit in the Light of Spiritual Science
16 Jun 1915, Düsseldorf Rudolf Steiner |
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If today what the spiritual researcher has to say is quite naturally regarded as a dream, as a fantasy, from many sides, then those who have immersed themselves in these things may point out how, at a certain time, Copernicanism, which is generally recognized today, was regarded as contradicting the five senses. |
70a. The Human Soul, Fate and Death: The Fundamental Power of the German Spirit in the Light of Spiritual Science
16 Jun 1915, Düsseldorf Rudolf Steiner |
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Dear attendees! In the past, almost every year I have been able to give a lecture in this city in the field that I have recently taken to calling spiritual science. Since our friends have also requested such a reflection in these fateful times, it shall be given this evening. But you will understand that in our present time, when all our feelings, our emotions and our thoughts are focused on the great events, on those events that claim so many hopes, so much confidence, on the events that undoubtedly most significant events are now unfolding, events that are also causing so much pain and suffering. You will understand that at this time, such a reflection, especially if it is to be based on the spiritual scientific worldview, must also be made in view of the fateful events of our time. But it cannot be my task to add yet another of the numerous reflections that are being set forth today in lectures on the things that are so powerfully moving our time. Rather, it must be my task to say, from the point of view of spiritual science, from which I have always spoken here, what can be said in brief about our time from precisely this point of view. It has been emphasized many times that the present struggle, the present mighty struggle, in which, in fact, apart from smaller tribal and linguistic differences, 35 different peoples of the earth are at war with each other; it has been said often that this mighty struggle is caused above all by the present-day commercial, economic, social and political antagonisms, and that it is of primary importance to look clearly and energetically at reality and the values in question and not to obscure these considerations with metaphysical speculations. From the standpoint of spiritual science, one can only agree with such a view and never oppose it. But spiritual science also wants to stand on the standpoint of reality. This is one way in which this evening's meditation will differ from those that are so often practiced, in that it takes into account the realistic admonition of our contemporaries, while also considering that this mighty struggle is, after all, part of the whole course of human development, in which, above all, great impulses are at work that can only be achieved through spiritual contemplation. One could also say: At that time, when the Germanic tribes of Central Europe threatened the southern empires, the Roman Empire at the beginning of the Middle Ages, only the Roman spheres of interest with their social and political intentions were confronted with what was to come from Central Europe. Of course, at the time, one could justifiably speak in this way. But if we look at things today, and judge from a higher point of view, as we must today, because the world has advanced, we would see that if these struggles had not taken place back then, the reorganization of Europe through these struggles, which were initially caused by the Roman spheres of interest, of course, took place in a certain way —, then the whole Western development up to our time would have taken on a different face. That is one thing. The other thing, however, is that anyone who follows the intellectual development of nations, the intellectual development in history, must really come to the conclusion, without indulging in any fantasies, without speculating, that what is now being fought out between thirty-five nations of the earth is, in fact, certainly the most significant thing imaginable for the present. It is not words that will fight it out, nor thoughts and human philosophies, but the bravery of the armies. But behind all this, one can see another struggle, a struggle of spiritual forces, a struggle of world views. And without going into what has often been said, I should perhaps emphasize that history will one day regard it as the most absurd of claims that Central Europe somehow provided the immediate cause of this world war. It will be seen more and more clearly, especially when viewed from a higher perspective, that Central Europe and particularly the German people are involved in a purely defensive struggle. But if we look at this defensive struggle, then from a certain point of view we can see how this struggle is one part of a great, mighty defensive struggle that German intellectual life, intellectual impulses, have already had to fight out in part, and in part have to fight out with ever-increasing strength, against that which is also a kind of intellectual encirclement of Central European intellectual life. What I mean by this, I would like to characterize it with a symptom that may not seem very meaningful to you. But one could cite many things and one would always find the same thing. What we in many respects count among the greatest and most significant things that the spiritual life of modern times has taken up, is called the “idea of development,” the “worldview of development.” And no one tires of emphasizing how significant it was for the whole development of the spiritual life of humanity that people learned to see how not the individual entities of the world around us stand side by side, but that they have developed apart; how one can trace a developmental series from the lowest creatures up to humans. The one who, out of the deepest impulses of the supporting forces of the German spirit, spoke of such a development in a deeply inward sense is none other than Goethe. And it may be said that, since Goethe, German culture has had a wonderful, to use a Goethean expression: a spiritual doctrine of development. This spiritual doctrine of development has not been taken up into the general world view, nor into the European world view. In contrast, it takes five to six decades for the general consciousness of modern cultural humanity to accept the doctrine of development - but in what form - in the form of Darwinism. When something like this is said, it still seems to have a chauvinistic coloring for many today. But future times will see it in all the power that is inherent in it. Darwinism has given the idea of development a materialistic [utilitarian] slant; and in this slant, which has been forced upon it, the idea of development has been incorporated into modern cultural ideas by an entirely English thinker. And the deeper German developmental idea is definitely faced with the necessity of defending itself. In the future, the world will realize that it is not necessary to say that Darwinism is something wrong, something incorrect, but that it will be necessary to take the deeper foundations, the more vigorous knowledge from the sources of German intellectual life for the developmental idea as well. In other words, it will be necessary to forge weapons that can defend the spiritual goods of Central Europe against the attacks that are being waged in countless fields, as in the field just mentioned, against this Central European intellectual life. And just as it is not important, when one is in the midst of a struggle between nations such as that which exists today, to wage war with these or those words, so to speak, between individual nations, whether words of hatred or sympathy, but rather, as is much more natural, to take the position that one has to defend what one recognizes as one's fatherland, as one defend one's family without disparaging anything else, so in the field of spiritual struggles, which, as everything shows, we will face in the near future in a tremendous way, it is important to be fully imbued with what the forces of this Central European, especially German, intellectual life are. In these forces there will be weapons that will be needed in the future. I cannot go into more detail, but I would like to suggest that the current struggle of external weapons will only be the beginning of what is to come in terms of spiritual struggles, and that the ill-intentioned, malicious, defamatory views that are hurled at German culture from all sides already show us the beginning. If we now want to talk about these things from the point of view of spiritual science, it is of course incumbent upon us to at least characterize this point of view of spiritual science with a few words. Even though today, as in other lectures that I have also given in this city, I cannot go into the details of this spiritual science, which is to enter the development of time and the world as something new, and even though I will not be able to say anything conclusive in favor of spiritual science, I would still like to indicate with a few words, with a few points of view, what spiritual science wants. Spiritual science wants to be a real science of the spirit. Above all, it wants to show how the human soul life, that which we call our innermost human nature, is connected with the real and true spirit that flows and weaves through nature and humanity. And just as natural science renewed the world view of humanity a few centuries ago, so spiritual science today wants to enter into the spiritual development of humanity in a very similar way, albeit from a different point of view. I would like to draw attention to the following: if you were to say to someone who knows nothing about chemistry, who has never heard of chemistry and only knows water – of course, we can only imagine such a person hypothetically – that in this water, which is liquid and extinguishes fire, extinguishes fire, there is a gas in it that can be separated out, that is hydrogen; this hydrogen burns, it is not liquid but gaseous, so the person who has never heard of chemistry may consider this to be a highly fantastic idea. Natural science has made this into a very ordinary, even trivial, idea today. There was certainly a time when those who claimed such things were thought of as fantasists. Today, on the other hand, anyone who knows nothing of spiritual science is considered a fantasist who says: When we have the human body with its soul before us, it presents itself in such a way that we cannot recognize the essence of what is directly connected to it while this essence is inside the body itself. One must separate it by the spiritual-scientific method, the spiritual-soul from the physical-bodily, as one separates hydrogen from water by chemical methods, if one wants to recognize it. This spiritual-scientific method does not take place in an external laboratory, but in the intimate processes of the human soul itself. But there are spiritual scientific methods by which man can truly become a spiritual scientist, by which he can come to separate his spiritual soul from the physical body so that it is outside, as hydrogen is outside of water. But then the spiritual researcher lives in this spiritual-soul realm. He learns to recognize the characteristics and nature of this spiritual-soul realm, that which goes through birth and death in man, that which passes through the gate of death into a spiritual world and then, after death, world with a higher consciousness, with a consciousness that the spiritual researcher learns to recognize when he applies the spiritual scientific method to his soul, just as the chemist learns the properties of water when he applies the chemical methods. A time will come when people will speak of these things as they speak today of the Copernican world view, which was also once regarded as fantasy, or of similar things. Just as today the spiritual researcher has to present to humanity the truth that there is a spiritual core in us that passes through the gate of death to return to repeated lives on earth, to repeated and repeated lives on earth, so one day this will be a truth, as the idea of development in external natural science is considered true today. If today what the spiritual researcher has to say is quite naturally regarded as a dream, as a fantasy, from many sides, then those who have immersed themselves in these things may point out how, at a certain time, Copernicanism, which is generally recognized today, was regarded as contradicting the five senses. And so it is today. What spiritual science has to say about repeated lives on earth, about the independence of the soul, and so on, is said to contradict the five senses. And if you take a materialistic point of view, you say: the life of the soul is enclosed between birth and death. One must compare such a view with another view that still existed in the Middle Ages: that the blue firmament arches over us, which is a conclusion, a boundary, a spatial boundary. Modern science shows us that this boundary is only formed by our ability to see, that space extends into an infinite world, that we are embedded in infinite space on the earth. When modern science dawned, the blue firmament was broken through and recognized as something that is evoked by human vision. Through spiritual science it will be recognized that the boundaries that seek to enclose life between birth and death are like the blue firmament in relation to space. Through spiritual science, people will learn to look beyond this temporal firmament, which is set by birth and death, and they will find human life embedded in a line of development from which it emerges again and again. Between earthly lives lie realms of development of a purely spiritual nature. And so, by learning to experience himself in this way, the spiritual researcher has something to proclaim in spiritual science: in the spiritual and soul realm, the human being feels, not through philosophical speculation but through experience, a connection with the real spiritual world, which surrounds the physical, from which the spiritual-soul is released - spiritual science speaks of an experience of the spiritual world, a spiritual world in which spiritual beings are, as physical beings are around us here. It is perhaps still somewhat unpopular today if one is obliged to present these basic concepts of spiritual science in this way. But we live in a time in which humanity is living in a time of transformation of all thinking. Just as a Copernicus or a Galilei had to be anticipated in the dawn of modern natural science, so one can see something in spiritual science that lies, as it were, in the bosom of our time. If we now follow German spiritual life and really immerse ourselves in it, then from the point of view of spiritual science we will have to gain a very definite view of German spiritual life, of that which has constantly revealed itself in it. I cannot go into details now, only with regard to the last times of German spiritual life. Thus, I said, the peculiarity of spiritual science is that the spiritual researcher, through his special spiritual-scientific method, learns to experience himself in the spiritual-soul that has been freed from the physical body and now knows itself, not in time but in eternity. Let us see, by visualizing this spiritual view, how the most German of philosophers, Johann Gottlieb Fichte, I would say, lived out his belief in immortality and his belief in the soul. Fichte, like his contemporaries, was not yet able to have a real spiritual science. But how he drew from the spiritual life and knew this life in connection with the life of his national spirit is shown in the speeches he addressed to his people in one of Germany's most difficult times. But I don't want to talk about that today, but rather about how Fichte expressed himself, for example, where he wanted to give a “directions for a blessed life” philosophically, about his doctrine of immortality and soul. There he says:
This is not yet spiritual science, but it is the germ of spiritual science. And this germ of spiritual science can be found wherever we look at the fruits of German intellectual life. Everywhere we find the urge, the longing, not to satisfy ourselves with the abstractions of thought, with the external spirit of science, from which the science of the senses or the combination of the sensual is born. The German does not seek only for concepts and ideas, but also for their connection with the living spirit. The German feels moved when he can realize that science is not an external absorption of knowledge, but that it is the true life of knowledge, which he strives for so that the soul communes with the spirit that pervades and permeates the world. In the real connection with what spiritually permeates and permeates the world, the German wants to see the ideal of his knowledge, that he does not just want to absorb ideas, not just concepts, a science that is like an image of something external. He wants to have something in his soul that flows like a spiritual lifeblood in him, like the God himself who lives in him. And this is expressed more intensely and powerfully in a creation that no nation in the world has; which may not stand at the pinnacle of world creation in an artistic sense, but in the way it expresses itself, in that the German does not strive for a merely external visual connection with the spirit, but for a confrontation, spiritual eye in spiritual eye, with the spirit. You know that by this creation I mean the Goethean “Faust” poetry. Do we not see in Faust how his consciousness turns away from all that is mere external knowledge, what is mere derivation from something external? Do we not see how he strives for the source of life, the manifestation of the spirit; how he strives to confront this spirit eye to eye? How he turns away from the external and strives to experience supersensible worlds? The German can never be satisfied with something he has achieved as knowledge. This is best seen by looking at the following: the beginning of Goethe's “Faust” has become almost trivial. It reflects the mood of Goethe in the 1770s. We see how Faust wants to get out of a knowledge that is not connected to the living spiritual world. When we grasp its full depth, we are shaken when Faust speaks the words:
Now let us see how this German intellectual life unfolds. Let us see how Goethe, in the 1770s, longs for the appearance of the earth spirit, for the sources of intellectual life, for higher self-knowledge, which is achieved by the soul immersing itself in the living spiritual of the transcendental world. Then we see how greatly the German philosophers strove in this respect after Goethe's time. We see that, after Goethe wrote his “Faust”, German thought, German poetry and German music all seek to look at things from the deepest sources. We see the emergence of thinkers such as Fichte, Schelling and Hegel; we see them connecting with Goethe; we see how they create something from a knowledge that is supposed to be more original than all that has gone before, that is also supposed to come from the very depths of the human soul; we see that they are creating a philosophy; and when we consider that Hegel created a “natural right” and that Schelling published a medical journal, that all these minds were searching for a renewal of science, despairing at Faust! They also sought to renew theology, for they all wanted to be theologians. We see how all this greatness, which has not yet been properly appreciated, springs from the fundamental forces of the German spirit, and we can perhaps say: Goethe could have stood there, after he had seen all this pass him by, and could have said: What I felt in despair back then in the 1770s has been brilliantly brought forth by the German spirit from the sources of life! And let us assume that Goethe had grown even older than he did; let us assume – and I believe that no one would dispute this hypothesis – that Goethe had begun in 1840 [or let us assume that he had been even younger ], to write “Faust” again after all that had happened in the meantime in German intellectual life, can we believe that the beginning of “Faust” around 1840 would have sounded like this:
Do you think the beginning of “Faust” would have sounded like that? Certainly not. It would have sounded exactly the same as in 1772. Exactly the same! But what does that tell us? It testifies that it is in the essence of this quintessentially German, Goethean idea of Faust to regard everything that has already been achieved not as something that can satisfy the individual, but that a striving is rooted in this German spiritual life, where it is manifested precisely in its representatives, that every individual, in turn, has to go through, in every age, an eternal becoming, never being complete. This is the case because German intellectual life can only describe the grasping of the spiritual as a true one if the spirit is experienced. But it can never be experienced if one wants to grasp it in an established way. To experience the spirit, one must always approach the spirit in a renewed way. But this is a typically German trait, and at the same time it is what can be called the “supporting force of the German spirit”. Not concepts, not ideas, not something acquired in reason is what the German strives for, but what is to be striven for is that which can be grasped again at any time in original power. Not the spirit in a coffin, but the ever-living spirit is striven for. So that we may say: Admittedly, we do not see an archetypally German striving in the older times in the same way that we see spiritual science today. But we see the seeds; in what lives in the best, we see the same striving for direct experience of the connection with the spirit. This is always being witnessed anew. That means: a real life of the spirit is presupposed, in which the individual stands. That means: the supporting power of the spirit lives in him in such a way that they hold secret dialogue, that he is touched by what the German spirit wants from him. And this we see continuing to have an effect even where German intellectual life has been pushed back on itself by attacks from left and right, from above and below; we see the original German being carried by the real spirit continuing to have an effect. I would like to mention just one of the many phenomena that could be cited from the second half of the nineteenth century. One of the most important representatives of the German spirit in the second half of the nineteenth century, who has not yet been fully recognized today, is Herman Grimm, the son of one, the nephew of the other of the Brothers Grimm, the great researchers of myths and legends, the researcher of the German language. Herman Grimm is first known as a German cultural historian, as an art historian. If you now delve into Herman Grimm's art history, you come across something peculiar. There is nothing in Herman Grimm's writings of what could be called pedantic erudition, of external systematics, but there is something that originally springs from the spiritual. The most important thing that one can gain from the works of Herman Grimm must be read between the lines, it must be sensed from what is said. Why? Because in Herman Grimm lives the sustaining power of the German spirit, which is brought to life by him, and through which he lets himself be whispered in each individual case through an inspiration as to what he has to say about an artistic phenomenon. So that one cannot but feel the affinity between the one who writes and the one who inspires him, one feels like a living conversation of the German national spirit with the one who speaks to us through his books in terms of art history. This Herman Grimm, he prepared himself in a peculiar way for his art historical profession. In his youth, he wrote novellas and also a significant novel. The recognition of these things also belongs to the living German intellectual heritage. For it is not because of their German nature that they have been forgotten, but because attacks have been made on German intellectual property from outside. I will briefly outline one of Herman Grimm's novellas. We will see shortly what the purpose of this is. The novella is called “The Songstress”. We are presented with a very beautiful characterization of a woman. We see a man in the woman's surroundings. The man is deeply in love with the woman; the woman cloaks herself more in a nobly flirtatious being. He suffers terribly. Herman Grimm wrote a so-called first-person novella with this novella. What he writes is as if the story were being told by a person who lives next door to the couple and experiences everything that happens. And so, in the novella, the author – but in reality, of course, his friend – describes the events that transpire. The singer's coquettish behavior finally drives the lover completely mad. He distances himself from her. He cannot bear the situation. Later, his friend meets him again and sees that he has completely fallen apart. He takes him into his house and sees that this person has come to the edge of the grave because of his love. He sees that he is on the verge of suicide at any moment. So he takes him into his house. But he sees that it is necessary to get the singer over there. He fetches her. And lo and behold, as he approaches the house with the singer, who is to come as the unfortunate man's last hope, so to speak, they hear a shot. The unhappy lover has shot himself, he is dead. The content of the novella is wonderfully beautiful in its characteristics; but that is not what matters to me now. What matters to me is what happens to the singer now that she has found only the dead, suicidal lover. The singer stays in the friend's house for some time. She explains to her friend that she cannot remain in this house, that she is experiencing terrible things in this house. The friend to whom she relates her experiences does not believe this, of course; he is a rationalist. He thinks as rationalists of the present day think. So she asks him to watch with her for one night. And there he is convinced of what is happening to this woman as a result of the death of her lover. He sees for himself how the woman straightens up. He sees a figure enter through the door; that is, he only recognizes it from the words, he does not see the figure, but through what the woman sees, he is convinced that this is indeed a subjective but true experience, that the woman is really in contact with the dead, that this is a matter of the working out of destiny, which throws its rays over death. Not because I want to use a work of fiction to prove spiritual science, but because the spiritual scientist has to say: Herman Grimm describes like a spiritual science expert, Herman Grimm wants to describe that a person's destiny is not only understood between birth and death. This novella is wonderfully moving, deeply moving, because it describes a person's life beyond death. Now this is not a temporary phenomenon in writing. In his great cultural-historical novel, Herman Grimm again describes a female character who also has to experience the death of her lover. He describes how real the death is, how the death of the hero occurs, how the spiritual figure rises out of the physical figure. Now Herman Grimm describes how - appropriately - this figure enters into the spiritual world and how a connection remains between the dead and what rises out of the physical body of the heroine. I describe these things because they show how, in German literature, where one is confronted with representatives of the Germanic spirit, the supporting power of the German spirit works in such a way that the novellist, the novelist, too, can do so if he wants to rise into the world of real, supersensible reality. We are shown how the best minds do not stop at outward, visible reality, but how they follow the human soul into the spiritual world. These representatives of the German character did not yet have spiritual science, but their souls were so directed that they sensed the supporting power of the German spirit, which wants to lead the German character to the experience of the spiritual. Therefore, one can have the strongest confidence in the development of spiritual science when one looks at what is there as a germ for this spiritual science in German idealism, in the German longing, not for the abstract but to the living spirit that lives in the supersensible world, just as the mineral world, the plant world, and the animal world live in the sensory world around us. This testifies to the fact that to be German means to be connected in a very specific way as an individual human being with a totality of spiritual life. And in this respect, German experience is not only easily misunderstood, but is attacked and will be attacked again and again. It is not easy for German experience, which is more profound than anything that has developed around it, to take up the weapons with which German intellectual life, which has been pushed into a corner, will have to defend itself over the course of millennia against the hostile forces that come from all sides through the conditions of life. What then springs from these original German spiritual impulses? They can perhaps be best characterized by pointing to an older time. This German spiritual life did not first appear with this character in modern times, but already in the Middle Ages. If we go back to the mystic Angelus Silesius, he has left many sayings. One particularly meaningful saying is where he says: “Not I as a human soul experience death, in the depths of my human soul dwells God, and God experiences death in me.” The depth of such a saying is not immediately apparent. It proves the primal German thinking and feeling and sensing, which experiences in itself a being with the world spirit that permeates and interweaves everything. Let us only think of the words of Faust:
That is what the German has always sought in his best representatives. That is what he has sought: to truly find in his soul, to find in his deepest inner being the living spirit, to live together with this living spirit. So that Angelus Silesius, in all his peculiarity, already expounds great ideas of immortality when he speaks of the experience of death. For God can only be felt as alive. But he who experiences God in this way within himself knows that he is immortal. For God must be immortal, therefore death can only be an appearance. From this feeling of the German soul, even the grasp of the immortal life for this German soul emerges. But that is what has given this German soul this certainty, this firm footing in its development. That is what has always brought this German soul, of all national souls, closest to what we today call spiritual science. I would like to bring this home to your souls from a certain point of view. Let us compare this German spiritual life with Eastern spiritual life, not in its lower regions, but let us go up to the highest regions of Russian spiritual life. Let us try to visualize one of Russia's most outstanding minds, Soloviev. Soloviev, who really took everything that was in Russian intellectual life into his soul and gave it back as a world view – not just as what is called a “philosophical world view”, but in such a way that one feels the Russian life vibrating – gave something that lived in this deep soul. I can only refer here to his works, only a small part of which have been translated, I cannot go into all of them. But I would like to point out that this philosopher, who retained his faith throughout his life – the faith that lives in many Russians, that Western European life, and Central European life as well, is a dying life, the renewal of which can only come from Russia. He lives according to this error. But this error gives his philosophy its special character. And again and again, in rousing speeches, Solowjow assures his people of the creative and sustaining forces within them. Then came the end of his life. Solowjow ended his life by increasingly arriving at a meager worldview, which I will characterize by comparing it to what lives in a similar field in the German worldview. Let us see what lives in the German world view: it is the certainty that the human soul can live together with the spirit of the world, that it can hold its dialogue with the spirit of the world. We have seen this in the representative figure of Faust. Solowjow does not speak of the certainty of spiritual experience in the way that a human soul speaks out of the Germanic nature. Rather, he speaks thus: Yes, the Russian people have a great mission, but it is fulfilled by a divine being from the other world, who, through grace, takes hold of the Russian people and gives them their mission. God must work in the Russian people. And the Russians are waiting for the miracle, for a god, a kind of manifestation of the light of Christ, to appear and call the Russian people to their task. In Central European spiritual culture, people know that they can experience their soul, they can experience God in their soul. Soloviev is waiting for that which pushes and drives and urges him from outside; he is waiting for the miracle. But now, in the year of Solowjow's death, the remarkable thing is that Solowjow appeared before the Petersburg public with a speech that must have been wonderfully moving, because something deeply emotional spoke from his words, which so convinced the audience that this power of persuasion passed over to people like a magic breath. He said: “Everything that has ever been believed about humanity being able to find something within itself that would redeem it, that would lead it to a divine state, is a vain deception and illusion. All that is deception, what believes that humanity will ever find the strength within itself to experience the divine through what it is now. No, Solowjow emphasizes, everything that humanity has of strength now, everything that it has of seemingly highest culture, that must perish. “The whole world lies in ruins” - such are his words - for there is nothing in present-day humanity that could lead this humanity to a spiritual goal. Only when everything has perished will the God who redeems souls step in from outside the dissolved earth, the perished earth. We cannot find anything in our souls that points us to something we could seek ourselves. And he also describes in detail what he expects. As in a powerful vision, he sees the Asian peoples approaching, he sees them waging war on Europe, he sees how, in the twentieth, twenty-first century, Christianity will have declined to such an extent that only one-tenth of those who are on earth will still be Christians, while the whole world will be flooded with a harsh, materialistic worldview, which is pouring over the world, because “the whole world is in a state of decay.” He who listened to what the greatest philosophical mind of the Russian people spoke out of a deep faith shortly before his death, just weeks before his death, might ask: What could have inspired the one who has passed away to say: My soul, through its own power, has lost all eternity. Let us instead consider the will and testament of a German. There are still people today who scoff at Lessing's momentous will and testament, 'The Education of the Human Race', in which he describes how development continues through all times, how souls keep coming back. For Lessing was the first to incorporate the doctrine of repeated earthly lives into German spiritual life. People often say: Well, yes, Lessing was a great man, but when he wrote this 'Education of the Human Race', he was already an old man. Well, people always arrange what they want to acknowledge as they want. But Lessing did not weaken, rather he had ascended to a deep sense of this direct communion, this speaking of the human soul with the living spirit, which pours out its sustaining strength over the soul of the individual, so that the individual soul can live with it in the sustaining strength of the German spirit. Lessing said something like the following as the closing words of his will: Is it not clear to my soul, from what it experiences within itself, that it must keep coming back to a new life on earth in order to keep learning new things and developing ever higher? That would take a lot of time, well, isn't eternity mine? - That is what Lessing extracts from the depths of the human soul itself, that is what he lays down in his testament. This is a spiritual culture that comes to different words than the one that says: We will never find the strength from the human soul itself. From such a juxtaposition of different moods, one will understand that in the East, the Russian spiritual mood is asserting itself, which stands without understanding in relation to what is taking place in Central Europe, and which does not overlook everything that is emerging here as a living spiritual life, but always speaks of the decaying culture of the West. Thus, the so-called intellectuals justify, from a spiritual point of view, what they had always intended to do against the West, including politically. The terrible war in which we are engaged was caused as much by the moods of the East as by external interests. But these moods will not disappear with this war. In order to bring German intellectual life to bear, it will be necessary to forge weapons from the spirit, from which the greatest minds of Central Europe have taken their weapons, for this confrontation with the spirit must always be renewed. And how, by a completely natural process, the enemies of this German intellectual life must be encircled – we can see this if we take a look at how German intellectual life is understood, the German intellectual life that I was able to sketch out in a charcoal drawing, the subject of much discussion. In defense of and in an effort to understand this German intellectual life, I would like to call to mind a Western spirit that truly belongs to the best [Western spirits] of the nineteenth century, an American who wrote in English, Emerson. He is truly not someone to invoke when one wants to describe the contrast between the West and German intellectual life based on prejudice. Emerson portrays the English people as the first world people; but strangely, he places the Germans higher. Despite Emerson's description of the English as the first world people, he says:
But now I would like to mention something else that is very characteristic from the point of view on which I have based this reflection today. Emerson wrote two wonderful essays, one about Shakespeare and one about Goethe. Unfortunately, people today only read with half a mind, but it could be interesting if a number of people really did what I am about to suggest. It would be interesting to get involved in the essays that Emerson wrote and that bear the title “Representatives of the Human Race,” reading the two essays, one about “Shakespeare, or the Poet,” the other about “Goethe, or the Writer.” You will not believe that I am so brutal, or, one could also say, so “barbaric”, that I want to denigrate Shakespeare in any way, or that I do not revere him to the highest degree as one of the greatest poets of humanity. That is what he is, for Emerson too. And Emerson states that if you want to characterize the poet, you have to name Shakespeare as the representative poet. By comparison, you have to call Goethe the representative writer. Now, one should not just read what is there, but one should feel from the words what passed through the whole soul of the presenter when he gave the characteristics. Emerson tries to present Shakespeare as the representative of the poet in general, based on the characteristics of the English national soul, and then Goethe as the representative of the writer in general. And Emerson seeks to draw out the traits that one must consider if one wants to truly characterize Shakespeare inwardly. And with Emerson it is the case that when he is confronted with an appearance, he characterizes the one appearance with all the power of the word, as if there were nothing else, he immerses himself in the individual appearance. In Shakespeare, when he discusses Shakespeare, in Goethe, when he discusses Goethe. [It is a special gift.] And what is it that he seeks to express when he contemplates Shakespeare, Shakespeare the poet, [whom he regards as the most exquisite poet and this as the most exquisite of the English, and this as the most exquisite of the peoples]? He feels compelled to say, while characterizing Shakespeare: An original mind is not, as is usually thought, one that creates everything out of itself, but one that works as Shakespeare did, who goes everywhere and takes the intellectual property he can find. And now he shows how the whole of England thought like Shakespeare, how he was only the echo of his people. On the other hand, he tries to show how Shakespeare used French and Italian sources, how he gathered everything together to become Shakespeare, how he became the great man by organizing the great intellectual goods from other worlds and other peoples. That is what Emerson comes to through Shakespeare. And I would like to read you a few characteristic words:
Thus Emerson characterizes Shakespeare in such a way as to show: I must show why Shakespeare is so unoriginal. “The essence of truly valuable originality does not lie in dissimilarity to others.” And one saying, to which particularly much value must be attached in Emerson's characteristics of Shakespeare, is the following, which is not said by me, but Emerson speaks thus about Shakespeare:
So Emerson, when characterizing one of the greatest minds of the world order, needs nothing less than to excuse Shakespeare for being original, even by stealing from others and combining what has been stolen. You have to look a little deeper into what the impulses of human development are when you are standing in such a momentous world period as today. And then we turn the page, especially in the beautiful translation by Herman Grimm, which he made of Emerson's essays on Shakespeare and Goethe. Let us now turn to Goethe. Again, Emerson delves into Goethe, absorbed in the essence of Goethe, as if nothing else existed. And what comes to Emerson's mind now to characterize Goethe as the representative of writing? He comes up with the following words: All of nature, every stone, everything that is and will be strives to be expressed. The whole world strives for expression. And favored human souls, whom other souls cannot emulate, who therefore stand alone, they find the words to express, in wrestling with the world spirit, what is wrestling with the world spirit. With Shakespeare, Emerson describes how he [makes references everywhere]. With Goethe, he describes how Goethe himself is connected to the world spirit, which works in the individual realms of nature. Compare the one with the other. About Goethe, Emerson says:
In direct contrast to the beginning of the world, he brings Goethe. Shakespeare he believes he has to excuse. And further he says of Goethe:
About Shakespeare, he says:
Shakespeare is explained entirely out of the environment, out of the world that surrounds him. Regarding Goethe, Emerson says:
I believe, my dear audience, that one can feel something deep and meaningful by comparing Emerson's essay on Shakespeare with his essay on Goethe; one will feel everywhere that this American had a certain right to say: “The English [do not appreciate the depth of German intellectual life. The German thinks for Europe.] He tried to fathom it, but in fathoming it, he sensed something of what I wanted to characterize today as the living forces of the German spirit, which penetrate into every single soul; not that power that flows from the commonality of human beings, but from the direct intercourse of the individual soul with the spirit. And one can feel how Emerson is imbued with this sustaining power of the German spirit when, at the end of his meditation on Goethe, he speaks words that must be taken with feeling, not just with the mind. At the end of his meditation on Shakespeare, Emerson says:
What feelings does Shakespeare inspire in Emerson? The feeling that we must wait for the coming of the one who will bring reconciliation. What does the contemplation of Goethe inspire in him? He says at the end of the contemplation:
Thus, it was not only Goethe but also Shakespeare who inspired Emerson not to wait for anyone. And the words I have just read are preceded by the following:
We would say today: We have to immerse ourselves in spiritual science, in what human science can be. But Emerson does not grasp the depth of German intellectual life, and is fundamentally hostile to it. This, however, is precisely why German intellectual life will be in a kind of defensive position for a long time to come. For it experiences strange things even with those of whom it is said that they are trying to penetrate into this German intellectual life. I would also like to give you a sample of this. Those who are reasonably familiar with the intellectual life of the recent past may have been surprised that such high hopes were placed in some German minds before this war taught people, let's say, about someone like Romain Rolland, a different lesson. The people who admired him represent, to a certain extent, a break in the intellectual life of the present. Those who admired him could not really understand how he could speak so contemptuously of the Germans after the outbreak of the war. One has indeed been able to read strange articles in Germany about Romain Rolland. I will only refer to one work by Romain Rolland, “Jean-Christophe”. In this novel, Romain Rolland portrays a German, but you will see in a moment how. Even this description of Jean-Christophe is to be said: it is given by a person who has never been touched by the real inner strength of the spiritual life. What is Jean-Christophe in the two-volume novel? It is a German musician and how he develops in his Germanness. Romain Rolland wants to describe that. And he really does describe something, yes, you can't say otherwise, than a chaotic mixture of the destinies of various Germans such as Beethoven, Richard Strauss, Wagner, Gustav Mahler and so on. All of this is mixed up in the most impossible way, and that gives the completely impossible character of Jean-Christophe, who has been so much admired, but who shows himself to be nothing more than the result of an artist's inability to face reality, which not only records external nature but also penetrates into the depths of existence, and can see the impossibility of mixing up such chaos. I am well aware that there may be many people who will interpret what I am about to say about Romain Rolland as “barbaric”. But I believe that I can take on what these people defend from their apparent aesthetic high ground when it comes to judging the particular aesthetic and artistic nature of people like Romain Rolland. [It has nothing to do with what Schiller said to Goethe. “People say that there is something immoral in Wilhelm Meister. No, the characters are as they have to be.”] For with Romain Rolland, you never know what the author says and what his characters say. Therefore, what his characters say can be seen as the attitude of Romain Rolland himself. This attitude comes across to us wherever he talks about Germanness. For example, he describes the father of Jean-Christoph. I will now only quote a few significant things that we can say are a Frenchman's recent judgment of the German character. And I will cite evidence because there were people who said: This novel is the first great act since 1870 that will bring about the reconciliation of Germans and French. No political act is as important for this reconciliation as Romain Rolland's novel, so people said. Well, anyone who reads the novel will agree with me if I disagree. You can't say that Romain Rolland didn't want to say what his characters say, you just have to look at it from an artistic point of view. Because what we are hearing from this Romain Rolland, this “reconciler between Germanness and Frenchness”, has recently been presented to us in the most defamatory way as German “barbarism” from the West. So it is said of the father:
Then he characterizes a number of chamber musicians, whom he considers typical of German chamber music, in the following way:
Romain Rolland characterizes Uncle Theodor, the stepson of Jean-Christophe's grandfather, as follows:
That is Romain Rolland's description of certain Germans. We have heard it again through Romain Rolland. But then we are told about Jean-Christophe himself:
Of course, Romain Rolland sees German idealism, but he wants to show it in the light that, in his opinion, is the true light. He wants to characterize this German idealism somewhat, and there he says about this German idealism – since Romain Rolland is a good musician, his friends claim that he understands German music particularly well, he may refer to it –; Romain Rolland seeks to characterize German idealism as what the Germans delude themselves about as a blue haze that the Germans fear to see and therefore idealize. He sees in it something with which the Germans mask all kinds of things so as not to see reality. Then he says:
– he speaks, I beg to be heard, he speaks as if it were a characteristic of Schumann and Wagner – that is not the problematic thing in music, that idealism fakes feelings, but that feelings are fake, that is shown in Schumann. The German feels fake. These are Romain Rolland's own words:
He wants to get to the very heart of this German idealism. That is why he refers to Mrs. von Stael, who once characterized the Germans, as Romain Rolland reports. She said:
Romain Rolland refers to these words of Mrs. von Stael.
— he says. And then, to say something quite characteristic of the Germans, he adds:
We are hearing all of this again now. The novel already contains the same words that we are hearing again now, with the only difference being that later on, the French no longer thought that the muzzles were only pointed at their own German cities, but sensed that they could be pointed elsewhere. But it cannot be said that Romain Rolland is entirely unjust towards the Germans, whom he characterizes in this way. He does find that these Germans have nothing of the true esthete. In music, he grants them some talent. He calls thinking “clear but cloudy,” and so on. But in the opinion of this Frenchman, who is considered one of the best minds in France today, the Germans do not have much of a sense of beauty. He describes a German girl: “The nose [gap in the text] up one side, down the other.” That, according to him, is the typical German girl. I also ask you to consider the following words:
This refers to the face with the nose that I just described. It would not have taken too much persuasion to get old Euler to declare that [his] granddaughter had the nose of Juno Ludovisi. But it cannot be said that Romain Rolland is or wants to be completely unjust. He also praises where he wants to praise and recognizes in the German character what he believes he can acknowledge. For example, after he has shown how this Jean-Christophe, who is such a talented fellow that he cannot stand it in the German world, that he strives outwards, because such a genius cannot flourish in the German world. After showing this, he finally invites him to be a guest of a professor, whom he wants to depict as a typical German. And what unfolds in the presence of this German professor is where Romain Rolland does praise the Germans, finding something praiseworthy in them. You see, the professor takes great pains to have his housekeeper prepare the best meal possible. And she, so convinced that she has achieved great art, leaves the door ajar to see how the gentlemen are enjoying their meal.
You can see that he also has something good to say about the Germans! And he particularly benefits from the meal that has now been taken and a real German, a singing German, is to be described. He describes him in such a way that you can see; he is actually wondering why this particular specimen can sing, and even sing well. He says that the German actually has no idea how to sing:
The so-called German militarism has grown deep into the soul of those who speak of it today with voluptuous expressions. He now describes a real singer by saying: He was a fat man who always sweated when walking, but especially when he made sounds. - He describes his nature, his figure. Then he says: He looked like a Bavarian, a particular variety of German. He says that there are many of these Bavarians, because they have “the secret of this human race, which came about through a system of pasta-eating similar to how poultry is fattened.” He wants to find out what the people who are actually able to practice this German art of singing, which he also admires, look like. Now, it is no wonder that this mixture of Beethoven, Strauss, Wagner and Mahler, who has the peculiarity of not having a spark of any of the four in his soul, cannot endure this artificial construct in Germany. He must get out of Germanness! It is said that although he did not know it, he is driven by German confusion to “Golden Paris”.
Now it is described how the one who has to leave Germanness has to find his way in Latin culture. There he becomes a great mystic. I hope you will excuse me from pursuing the further paths. But we would find many a characteristic there of what must be called the misunderstanding of that which sustains and carries the individual German from the supporting power of the living spirit, with which the German essence feels connected. Therefore, it may be said that it must be clear to all those who believe that humanity's future lies in the strong and vigorous representation of intellectual life through a world culture how the German spirit has not yet completed its mission in the world, but how this German spirit has laid the seeds from which it can be seen that they must continue to flourish ever more abundantly. And that appears to us as the fundamental strength of the German spirit, that we know: we can only hope for the blossoms and fruits of the future. We stand confidently in the midst of it, in the living experience of the German spirit. This must also give us the strength for the necessary defense, for the defense of German intellectual life as well, which, as perhaps few today already suspect, is in a fundamental struggle, just as much as the external life of the immediate present. It would be out of place to present a reflection that was only meant as a consolation. Who needed weak consolation or who needed words of strength or the like, when a nation that knows how to defend its goods with such strength has shown and has already held out for almost a year with strength and courage and a willingness to make sacrifices? But we must be aware that the German spirit must be on guard just as much as external German life had to be on guard. And when we look more deeply into this spiritual life of the German, we find something of which we can say: This is the core and the root of Germanness: its yearning for the living spirit, its living together with the living spirit. Those who revile the Germans today and say: We do not mean this German spirit when we revile them, must be told: You seem to us like someone who says: I know there is a person with strong hands, but when he uses these hands, we do not like it! The French philosopher Bergson said in a Christmas speech that the German mind today shows that it can no longer grasp the living, it can only grasp the mechanistic. Today, only cannons stand against the French; only mechanisms are seen coming from Germany, and armies. There is not much logic in what he says, as logic is generally missing today when the world situation is discussed so beautifully. You would have to ask this philosopher Bergson whether he expected the French soldiers to be confronted with recitations of Schiller's poems or with Novalis' works. But a glance, which I could only hint at with weak words – a glance into the essence and life, into the roots of the German spirit, shows us that, looking at this spirit, we can say: It has not only not completed; it shows that it is taking its ascending path to a fully blossoming and fruitful spiritual life. And anyone who can trust in inner strength can have the utmost confidence in what the German spirit is willing to accomplish. And anyone who has such an insight into the inner effectiveness of the German spirit also knows what great and powerful things must be defended with external weapons today; he knows that the soul of the German nation still has much, much more to bear. Therefore, let me express what I wanted to express to you today in a few words, and what I ask you to take more from what underlies my words as feelings and emotions. Finally, let me summarize it in a few words that are based on my feelings, which should be words of confidence for the soul, from what can be known about the sustaining power of the German spirit, in the past and into the future. I would like to say: If you follow through in your thoughts what I have only been able to sketch with a few lines of charcoal, you will increasingly come to the feeling that I would like to express at the end with the words:
Handwritten summary of contents for the censors. During the war, public events were subject to the supervision of the censorship authorities. For this purpose, Rudoif Steiner wrote the following table of contents for his lecture scheduled for June 16, 1915 in Düsseldorf (NZ 1564-1566). Contents of the lecture to be given by Dr. Rudolf Steiner in Düsseldorf. The lecture has already been given in Berlin, Leipzig and in a similar form in Munich. The lecture begins with the introduction of personalities who, in fateful times within the development of German culture, placed the security, the confidence, the true invincibility of the German being before the soul of the people by evoking the soul's deep permeation with the effective power of the ruling spirit. For them, this “spirit” was not a “concept” or an “idea,” as it is for the naturalistically thinking consciousness; for them, the spirit was a real being with which the soul maintains contact in its deepest interior, from which it draws spiritual life-force, just as the body draws physical life-force from the air through the lungs. Thus Fichte stood in the midst of his people when they had to work their way up to freedom, supported only by their own strength, by showing how the German people, in contrast to the Romance peoples, already prove through their language that they are connected in their very essence to the innermost roots of the vital impulse of spiritual existence. The German does not feel spiritual life as something that is only recognized in the individual human soul, but as something that reigns over this individual soul as an independent being and that carries the individual soul. From this consciousness, a creation within German culture has emerged that is only possible within the German people: Goethe's “Faust”. Faust strives out of dead knowledge towards an inner living contact with the essence of the spirit. In Faust, the most ancient German consciousness of nature and the world comes to life again in a newer way. One does not need to deny the great significance of Shakespeare; but one must still say that in Faust, everything human rises to a nobler height than in Hamlet. Consider how, when confronted with the truly spiritual, the latter can only fall back on doubt and uncertainty, on the hopeless question, “To be or not to be?” By contrast, when confronted with the power of evil, of material things, Faust asserts the inner certainty of victory of his connection with the spirit: “In thy nothing I hope to find the All.” Those who belong to the nations that today do not want to revile German deeds enough, must have come to the same conclusion that Ernest Renan expressed in 1870, when they sensed the nature of this in the development of German culture. 70, that Germany has added something to the development of humanity in terms of “depth and extent” that “for those who have experienced it, it is as if they only know elementary mathematics compared to those who are proficient in differential calculus”. This connection of the German soul with the sustaining power of the world-ruling spirit has, in minds like Herder's, evoked the consciousness of the world-significant task of German culture, of the fact that this culture has a contribution to make to the overall education of the human race, insofar as this illuminates the lofty goal of working “until everything has happened, until the genius of enlightenment has traversed the earth.” This consciousness warmed Lessing's soul as he wrote his incomparable testament to the “education of the human race,” which elevated all contemplation of history to an experience of the eternal spiritual activity of the world through the human soul. And this consciousness lives on to the present day in the most exquisite minds of the German people. It will now be shown how this fundamental strength of the German spirit has led to a deep world view and outlook on life in individual personalities of the nineteenth century. Herman Grimm's genuine German character is characterized; lesser-known personalities are also mentioned to show what particular German character is in thinking, feeling and experiencing. Finally, it is suggested how, in the present day, the consciousness that comes from the sources, in which the German essence is intimately connected with the power of the spirit, may live in the German mind, and how this consciousness may trust in its power within the world of enemies, in the face of which it has to assert itself in our fateful days. |
73. Anthoposophy Has Something to Add to Modern Science: Modern history in the light of spiritual-scientific investigation
17 Oct 1918, Zürich Rudolf Steiner |
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Whilst sprouting, shooting life lulls him as if in dreams, we can see that the spiritual soul is evolving from the more unconscious state of soul which humanity developed from the 8th century BC until the 15th century AD, and that it has influenced the history of more recent times. |
73. Anthoposophy Has Something to Add to Modern Science: Modern history in the light of spiritual-scientific investigation
17 Oct 1918, Zürich Rudolf Steiner |
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Today I will have to say a few things about more recent historical developments from the point of view of the spiritual science which we are considering in these lectures. It will be necessary to take as read some of the things I said in the earlier lectures. Essentially this will be the only precondition. Something else which I will not be able to repeat, time being limited, in so far as it applies today is that along the lines I tried to give in the first lecture, this science of the spirit can confirm that human beings, striving with their powers of soul, must come to recognize a supersensible world, and that a specific training of these powers of soul—I have characterized this at least in principle—will enable human beings to gain insight into the facts pertaining to this supersensible world. It is now a matter of applying these fundamental truths of anthroposophically orientated spiritual science to one of the most significant fields in human life, the field of history. I will, of course, have to limit myself to what is of most immediate concern to us, the historical evolution of humanity in more recent times. People who do not look far into the development of human civilization take history to be a very old field of study. The truth is, however, that history really only came to life just before the second half of the 18th century, arising from beginnings that could not yet be called history. And in the sense in which we are accustomed to think of history, having learned this at school, namely that history serves to study the laws that govern the evolution of the human race in the course of time—in this sense history is really only a child of the 19th century. The study of history arose from the interest that people have always shown in other people and their destinies, in so far as those other people and their destinies had a connection with one’s own life, being on the periphery of one’s personal life experience. We might say it is a straight line from the family records that people use to inform themselves on their own nation and native land, and ultimately the efforts made to gain insight into the laws that govern the evolution of humanity as a whole. It is significant that the study of history, which before was always within the above-mentioned narrow confines, thus came to be extended to the whole of humanity. It has only been in the recent times which we intend to consider here that a wholly general, human interest in the evolution of humanity as a whole arose from the more or less narrowly defined interest shown by people. This alone will show anyone who is prepared to see that human beings showing pure interest in other human beings as such is essentially of recent origin. Now the situation is such that exactly because history arises from people’s interest in people, an obstacle arises when history is supposed to rise to a higher level where insight is gained into the laws that govern human evolution. For here history is very easily taken into an abyss that at some time or other has threatened every kind of scientific study. The natural-scientific approach has almost completely overcome this in more recent times, but it will often and quite unconsciously influence the way people look at history. We may call it the anthropomorphic view. It arises because something found in the human being himself is taken out into the world and the phenomena which present themselves in the world. The most obvious, happily overcome in natural science, is that a person finds that when he achieves something he has been following a purpose, an aim. People are therefore inclined to look at anything that happens in the natural world, and also at historical developments, by looking for purposive actions in the same sense as one finds them in the inner human being, that is, in oneself. Natural science has grown great in the more recent sense exactly because efforts are made not to take an anthropomorphic view, though this is in many respects unconscious. Goethe was justified in saying that people do not know how anthropomorphic they are.111 In the case of history, however, there is the special temptation to see the things which we find in ourselves also in historical developments outside, for we are trying to consider something that is human. We overcome the obstacle—which existed to a greater or lesser degree for the most hardworking thinkers of recent times when they wanted to establish a kind of philosophy of history—basically only by going beyond the narrow limits set to human nature even as we consider the human being himself. Those limits are set because human beings act according to something that is immediately subjective, according to such aims as are possible in their inner life between birth and death. If you overcome an inner nature that relies on the senses, with the life of the soul bound to it between birth and death, by rising higher and going beyond the senses, you can take the discoveries made in supersensible study of the human being out into historical evolution. For human beings go beyond themselves when they rise to their supersensible nature, and they can then no longer be anthropomorphic in the study of history, for they are no longer so in the way they look at their own essential nature. By just making efforts to overcome a particular obstacle to seeing the world clearly, we are thus taken beyond ourselves into the supersensible sphere. If we are thus equipped to approach historical evolution with the powers that take us into the supersensible world, the facts of historical life appear in a completely new light, purely because one sees them in the light of the supersensible sphere. In this new light you ask yourself: What is the real situation? Have certain facts that have been recorded so that we find them in our usual history books truly had such a close connection with the human being as they are often said to have, with the view expressed that the human being, as he stands before us, is a product of historical development, a product of the past? However, if we ask these questions only in the light of supersensible insight, we soon discover, on turning our attention to historical events, how little people are able to say with the impulses of the lives in which they find themselves at the present time, for example: This or that is connected with this or that historical event in the past. Just as natural science, if pursued consistently, takes us beyond itself, so does the study of history take us to the point where we have to say: In a sense, the historical events are falling apart. We cannot just speak of cause and effect in the usual sense, considering the present as though it were due to the influence of the past, certainly where this contains whatever may be found in the world perceptible through the senses. We can only see history truly if we connect the human being with the supersensible and do not look in historical facts for anything they appear to be on the surface but for something that initially is only given as revelation—a supersensible process in world events, with human beings involved in it. Then history becomes something other than a study of consecutive events. It becomes a symptomatology, as I’d like to call it. We then consider individual events not just the way they present in the life perceived through the senses but as symptoms that allow us to penetrate into a supersensible process behind them that goes beyond history itself. It will then also no longer be possible to seek absolute completeness in the usual way—anyone who has been working with historical material in some area or other will know that such completeness can never be achieved. Instead you will try to take the facts that can be discovered, regarding them as symptoms, and penetrate into the great spiritual scheme of things that lies behind them. Taking this road you will soon find yourself compelled to abandon the old distinctions we know from our schooldays, where the study of recent history begins with all kinds of reflections on the journeys of discovery and the importance of discovering America, or on inventions and the like. Instead you feel compelled to say: Where can a point be found—if we start from the present time and go back in historical evolution—where a major change came in the course of human evolution, with new ways of life and new conditions for life? People who like to take the easy way in looking at the world often tend to say that one thing simply arises from another that went before, and that there are no significant changes or turning points. They will even quote the soothing words: Nature does not take leaps.112 But just look at the natural world and the leaps that are made! A plant will first develop green leaves and later transform them into petals of different colours—a leap. And such leaps exist everywhere in the natural world, refuting common prejudice that people find comfortable. Even a superficial look will in fact show that in the European world, the 15th century brought a major change in all ways of life. A change came in the characteristic state of soul humanity had had until then, and in the way humanity made this inner state of soul into external historical actions. With regard to symptomatology, we can point to something of a landmark at an earlier time, an important turning point in the historical life of more recent humanity. This was when the French forced the Pope to move his residence from Rome to Avignon in 1303.113 Almost at the same time the order of the Templars, a very special community that had a strange relationship to the Church, was destroyed by the French government, its properties being confiscated.114 Those events were turning points in more recent historical evolution because they showed that people were going against something that for centuries had been characteristic of the whole civilized world. This characteristic was reflected in the strange hostilities between central European imperialism and the Popes, as well as the mutually supportive alliances that resulted from them. All those hostilities were in the light of a quite specific fact. The peoples throughout the civilized world of that time were not divided into groups such as national and other groups the way they came to be in later times, for beyond any such division reigned something that people had in common; we can only say that a universal idea reigned in the human race, influencing people’s actions, and on the one side this came from the Roman papacy, which felt itself to be something that brought people together. Medieval imperialism was equally universal, except that it was often fighting that universal community. The element that came with the turning point of which I spoke goes against this way of holding people together. The kind of cohesion which existed through the Middle Ages, with people feeling themselves to be part of a great whole, was for centuries based on certain unconscious impulses that dwelt in human beings. The leaders knew them and used them in bringing people together. They addressed a particular sum total of unconscious powers of soul in bringing people together from the above-mentioned points of view in the civilized world of that time. The event at Avignon created breaches, perceptible breaches in that cohesion. We can sense that a new element thus had to come into the constitution, into the state of soul, of occidental humanity. We also see that the forces at work in the European West had for a long time been affected by an event that had come from the East like a force of nature. I only need to mention everything that started with the Mongolian hordes, and the migrations from East to West, from Asia to Europe, that followed. Both were turning points, and at the dawn of the 15th century they gave Europe and its people the structure of community life. Despite all attempts to preserve the past, this structure was different from the earlier one, when it depended on unconscious impulses. Humanity found it increasingly necessary to be consciously aware also in areas where they were previously given cohesion on the basis of unconscious impulses. Something highly significant happened with these changes in the West of Europe, especially in areas where people had until then be used, more or less so but significantly, to find cohesion through that universal idea, universal impulse, which I have been characterizing. We see something completely new arise in those areas. The national element came to take over from the old, more spiritual element of the Catholic Church in providing cohesion. We see England and France become a new kind of nation-states, setting a pattern, as it were. Let us try and consider the way in which the new element was taken particularly into those areas of Western Europe. Initially the two countries were united until the movement arose in the 15th century which we may also call a turning point, in 1428, when in a certain direction a dividing wall came between England and France. This came to expression in the events that happened around Joan of Arc.115 The seed was then sown for the mutual independence of France and England; before that there had been a degree of connection between them. This is a tremendously significant phenomenon. For we shall see many things grow from this differentiation, which only came at that time, in the 15th century, things that will again prove symptomatic in the further evolution of history. Another change came when a kind of national feeling, at the time preparing the way for an independent feeling of being Italian, developed in Italy from the very element which had led to the papacy being so powerful in that country, overshadowing all such national and similar groupings. Letting the eye roam across Europe we also see ourselves—I can only refer to these things briefly here—coming closer to the time when a major struggle arose between central and more or less eastern parts of Europe, the Germanic and Slavonic cultures. We see how the power of the Hapsburgs arose from the struggles in those regions, with the Slavs attacking, and Slav and Germanic cultures mingling. We also see highly individual structures, which before that had not emerged in such a way from the universal impulses, now with individual views and individual purpose. From the 13th to the 15th centuries, city states flourished throughout the occidental civilization of that time. Again, once national aspirations had become differentiated and France and England were separate, we see long periods of civil war in England leading to the parliamentary system, as the world was to know it, being the goal of a social structure that arose from mutual understanding among individual people. These, then, are not all, but some of the symptoms from more recent history. I merely have to add that as the groups formed from those impulses everywhere in Europe, there slowly arose in the East, still only in its early beginnings, from struggles that had to lead to its emergence, what later was to be the Russian structure. A strange structure. Seen from Europe it evolved in such a way that to our feeling it will always be a riddle. The most important impulses living within that structure were not really sentiently perceived but welded together, I would say, from something that had survived through all kinds of migrations—passing through Byzantium, arising from a certain metamorphosis of Roman Catholic life; something had come together that arose from what had sprouted forth as the blood of the Slavonic and Norman cultures. In ways that are familiar enough to you, it took in much of the Asiatic inner attitude of soul, a state of soul—I am now referring to the best parts of it—that through millennia had turned away from anything immediately coming through the senses and towards great mystic approaches, hoping to penetrate into a supersensible world with which the sensual life of human beings is connected. If we take these and perhaps also many other symptoms of more recent historical development and truly consider them from the point of view of the issues considered earlier, a characteristic emerges clearly from these symptoms. We come to perceive it if we ask ourselves: How does the element that comes to expression in these symptoms inwardly differ from anything which in earlier centuries and millennia showed itself in a similar way in a historical evolution of humanity that was more at an unconscious level? We need to consider these things without any sympathy or antipathy, in a wholly objective way. It is only then that we will discover the characteristic element in the phenomena we are considering. It is strange, when we ask ourselves: What do all these symptoms—for instance those I have given as examples today—have in common if we compare them with earlier impulses that came into historical evolution? I won’t speak of the fruitful way, for example, in which Christianity came into the world in a positive way, creating something new for the soul. I won’t speak of this, but only of the kind of impulses that were, for example, often given in ancient Greek life, when a new impulse would simply be given as though produced from inmost human nature. This would then come into its own in a completely new configuration of reality; or the way it was given, let us say, to Roman civilization in the days of Augustus. None of the impulses that come now are of that kind. The most evident impulse we see, for example, is the national one, based not on national cohesion—as one often sees it identified today and considered to be a state cohesion—but on the national element in so far as it bases on natural principles deep down in human nature. We see it as an impulse that people take up without having produced it inside. A person is French or English on account of his nature. And when in establishing the historical configuration he refers to his nationality he is not referring to something produced in his mind and spirit, but something he has simply accepted from outside. If we compare the national principle as it has come up in history with those earlier impulses, we discover that all the impulses which we have seen coming to humanity in Greek and in Roman Latin times were infinitely much closer to the productive side in human nature. What came there was retained and preserved. When one takes up something new in more recent history, this is something one is not producing oneself, something which comes to the human being from outside. Having attempted to gain our orientation more from the outer progress of more recent European history, we’ll now attempt to penetrate to the inner aspects. Within the soul’s inner state, we see a very similar onrush in the inner state of soul against the universal impulse that had counted on the unconscious, an impulse given through the ages. We see the onrush of Huss in the 15th century, Wiclif even before him, and then Luther and later Calvin. We see something human beings want to give, to put into history much more than anything that went before, when it was thought of in more universal ways; this is something individual, welling up from human nature itself. Strangely, however, we also see how in discussion, everything is always related to what went before. What is new is that the human being was referred to his own nature. Decide for yourself what the nature of the eucharist is. Decide for yourself on your attitude to your priest, do not let it be forced on you through a universal impulse coming from outside. Yet when we consider the subject of the discussion, the dogma of the eucharist that had earlier been produced into humanity, had existed for centuries in history, or in human life altogether. Nothing new was being produced from the soul and given over to historical life, but the old was produced and preserved, everything that was there without human beings contributing anything. All that happened then was that the human being entered into a new relationship to it. In following this inner process in European development we see infinitely much of the old torn apart, changed, metamorphosed in the onrush against the universal impulse that had reigned before. We can see it exactly from the way knighthood scattered and vanished. The whole of its inner state of soul—you only have to study the crusades—was connected with the universal impulse. Again we can refer to a turning point that will provide the orientation for everything else that happened. This was the battle of Murton in 1476, towards the end of the 15th century, fought against knighthood connected with the universal impulse. We may see it as representative of a struggle that happened in many places.116 We also find a change in the ecclesiastical authority in connection with all this. This ecclesiastical authority had assumed a strange form, and you can find this characterized in any work on history. During this time and because of the onrush, a need was felt for inner regeneration and improvement. The onrush against it really made the Church itself change many things internally. Yet we see everywhere how the element that had raised the Church up in the course of human evolution, having spread it in form of a universal impulse, was to be given a new relationship to each individual human being. We see this happening all over Europe. We see how the English Church made itself independent. We see how in central Europe growing independence joined forces with political powers. We see how everywhere the individual and personal rose against the universal, in other words how something that the human mind was to make its own raged against an earlier inner human nature that had been more unconscious or subconscious, and we see what followed from this in historical terms. Counter forces did, of course, also arise, like the counter reformation against the reformation. But if we study the symptomatology, the struggles this caused immediately show something of the greatest importance with regard to more recent history. We see the Thirty Years’ War arise from everything that happened in connection with the symptoms I have characterized. Studying the Thirty Years’ War,117 we discover something strange. It arose from opposition arising among the confessions in Europe. It began with all the impulses connected with religious struggles, and it ended as a purely political phenomenon. It turned into something completely different as it progressed. If we now ask ourselves how its evolution looks to us with regard to the confessions which then existed in Europe, we find that in 1648 people were exactly where they had been in 1618. The whole 30 years really changed nothing of any significance as regards the relationship between Protestants and Roman Catholics, and so on. All this remained as before. However, in the course of that war quite different powers intervened, and this gave the European national structures a completely different configuration. If you study the Thirty Years’ War in this way you will be truly convinced that we cannot see history as something that follows as an effect connected with what went before and call the latter the cause. Nothing that came from the Thirty Years’ War was genuinely connected as effect with anything we can call cause in the true sense. Studying the evolution we see how events happening on the outside can only be a symptom for something that happens deeper down. This is particularly evident in the case of the Thirty Years’ War. But what did happen? It was the western countries and above all France which advanced as a result of the events that came in the course of that war, and not its causes. The consequences of the Thirty Years’ War later led to the whole regal glory of France. We see how the royal power of France shone out over Europe in the time that followed. Then again, something arose in the womb of what was evolving there, taking the old national impulse forward in a most eminent sense. This new element went far beyond anything merely national; it broke the national idea apart, as it were. Individual, personal nature arose, later to come into its own in the French Revolution. The human individual, standing by himself, wanted to emancipate from the compulsion of a community that had not arisen from some productive impulse but been taken up into the human state of soul from nature, from the world surrounding humanity. Again, in looking at the symptomatology, we see how Napoleon then arose, quite inorganically we might say, without any evident motivation. He was the executor, as it were, of the French Revolution’s will and testament. At the same time we also see a strange, a great and tremendous turning point arise. This significant turning point in more recent history came on 21 October 1805, when the battle of Trafalgar prevented Napoleon from extending his tentacles across to England. Something which earlier had only been potential, the separation between England and the Continent, was then made complete. We can now let things that are generally known pass quickly before the inner eye. We find that parliamentary life going in the direction of liberalism evolved further in an independent England. We see a more tumultuous evolution in France during the 19th century. Then, however, we see emerge in a new form, symptomatic and shining out over what is really happening at the foundations of European history, how the European west and centre needed to come to grips in the 1850s with something that was like a dark riddle in the European east, with the Russian configuration that had arisen. This was like a question posed with regard to European development. We then see certain ideas gaining strength in the 19th century, other ideas going against them, and how ideas of the one kind or the other became impulses in historical development. We see how everything was building up in the 19th century towards the storm which then broke in 1848.118 And we see evolve from all this the social movement that was later to be so comprehensive and today has a profound influence on human evolution. We see how one especially noteworthy event came among everything that evolved in the 19th century, something the people of Europe were able to observe quite profoundly. Out of the glory that had arisen with France becoming a national state, a kind of demand or claim arose and continued to spread. Let us not put values on things here. We do not follow them with sympathy or antipathy, but quite objectively. We see how out of the relationship between developments in west and east something arose that was considered an insoluble problem—insoluble for Europe at least for the time being—by people who had the necessary insight at the time, irrespective of the attitude they took to it, to whether it should happen or not. We can even completely leave aside the question as to whether Alsace was occupied by the French originally or later by the Germans, but the Alsatian question, as it is known today, evolved out of European life. If you study history, and especially things said by people with insight at the time in question, you will know that even then they foresaw conflicts arising from this, conflicts that were really insoluble in either direction because they had to do with all the difficult questions concerning the European east. Those questions arose because the European west—the Crimean War119 was symptomatic of this—was forced to come to grips with the European east, which was behind all the phenomena like an enigma. We should really consider and feel it to be extraordinarily significant, especially in these days, that something which appears insoluble is given in the way in which central Europe must face up to western Europe because of a question which under specific historical conditions may be asked to be solved in one way or another, a question that has arisen from the national impulse emerging in France but cannot be solved in national terms. I could give you many more symptoms apparent in recent history, but I only want to mention just one thing which enters deeply into the whole of human evolution in recent times. Although the connections cannot always be clearly seen, I want to refer to the emergence of the more recent scientific way of thinking. I have characterized its significance from other points of view in my earlier lectures here. The scientific way of thinking is evolving. What does it do? It makes the human being stand on his own. It is exactly this thinking which separates the individual out from the community. It is in many respects also the driving impulse in all the other things I have mentioned. This modern scientific way of thinking has something in it which strangely does betray the significance which it has in more recent history. Two kinds of problems arise. Let me show you the one by referring to a fact. This is that in 1830 a friend found Goethe in a state of sheer excitement. Asked what was the matter, Goethe said: The news coming from France are overwhelming; the world is in flames; something new is beginning to emerge. Soret, the friend to whom Goethe said these words, did of course think he was speaking of the 1830 revolutions. ‘No,’ said Goethe, ‘I am not talking about that but about the revolution which is taking place between the two scientists Cuvier and Geoffroy de Saint-Hilaire.’120 Cuvier held the view that all life forms in the natural world exist side by side and each had to be taken on its own. Saint- Hilaire was looking for a common type in the organic forms, he set the whole of organic life in motion, so that one could only get an overview in this state of flux if one looked at nature itself in an immediately productive spirit, experiencing the spirit to be as much in flux as nature itself. Goethe sensed something in Geoffroy de Saint-Hilaire that ultimately, when taken from seed to fruit, will be the supersensible concepts of natural phenomena which I characterized here the day before yesterday. Initially, however, the world was overshadowed by everything that came with the other way of looking at nature, where the human being is taken out of any living, immediate relationship to the phenomena of nature. This approach, which has not been taken hold of by the impulse of which Goethe spoke, gives insight into the part of nature that is nonliving, into the dying element, where nature dissolves, and this is connected with the element that is mortal in us, as I characterized it the day before yesterday. The study of nature from which Goethe turned away is such that it can only work with the gradual process of decay in nature. Efforts are then made to rise to something that cannot be shown by these means but only by supersensible vision, and those are the symptoms of ascent, of growth, of being born and thriving. But, though this does again sound paradoxical, this approach to nature, which really focuses on whatever is dead within living nature, cast its deep shadows on the whole of modern social life. Essentially it created a new universal impulse for humanity in more recent times, but this is a universal impulse against which the human being himself as an individual must rebel all the time, for it takes him out of nature, so that he must look for the real whole over and over again. The knowledge gained puts him outside. He needs to look for the real whole again in something other than the area in which he seeks such knowledge. The result is dualism in the way the human being relates to his environment and hence also in life. This natural science flows into modern industrial life which supports the whole of modern civilization; its influence is highly significant. With the impulses we considered earlier, for instance the national impulse, we saw that old tradition was preserved and no new productive element introduced into life. With the riddle of the European east we see how a nation remarkably stimulated to be productive in the spirit ties itself up so that it truly cannot be productive, although it has the potential to be highly productive, truly tying itself up in the most extreme bonds of the old Byzantine Church community. Old things are thus preserved. We see how with the views from natural science that are poured out over modern humanity something universal is created, something universal which also does not consider anything the human being produces out of himself, but exactly the knowledge that is gained in cutting things off from himself, knowledge concerning decay in natural phenomena. This can also only be brought into civilization in the sphere of industry, with the natural element killed off. Initially by not being productive in the old sense, humanity has been gaining the full conscious awareness which began to develop in the 15th century. Earlier, they maintained their connection with nature and the world at a subconscious level rather than in full conscious awareness. In addition to preservation of old things we see a process of educating the human race in more recent times which is given out of something new but nevertheless is along the lines of the old. The principles developed for industry only seem to arise from productive ideas. For those productive ideas do not arise as independent green plants in the human soul—the supersensible, if it is to be sought, must arise as an independent plant in the human soul—but from calm contemplation of objective natural phenomena. We see how an event that has had a significant influence on more recent developments is particularly connected with this modern industry, for it is now becoming apparent that modern industry develops progressively in our times and that colonization also gains significance; for colonial and colonizing life is closely bound up with the element that enters into industry through natural science. Let us now take a general view of what all these symptoms are more or less telling us. We see that anything which has come up as something new since the 15th century has not come from productive human nature. Looking at these things we find it necessary to take a wider view of historical evolution and to acknowledge—supersensible insight makes us acknowledge this—that there is not only ascent in this human life, not only what in abstract terms is usually called progress, but that ascending, sprouting and shooting life goes hand in hand with a descending life. Life is bound up with a principle that is all the time leading to death. When we consider an individual human life, birth, growth and development are presented separately from dying and decay. But it only seems like that. When we consider life in the outside world, developments that have come particularly in more recent history show that dying, descending and ascending development are immediately next to one another and influence one another. We see that descending evolution, which is the evolution that takes historical death into itself, had great significance actually for the beginning of this more recent period in history which began in the 15th century, doing so initially for several centuries and right into our own time. The life of decay, of death, has greater significance than ascending, sprouting and shooting life. We see how the mind of modern man as it evolves is connected with the element in him which is mortal, and how he is able to sense that the element which drives him towards death is also the element that helps him to advance in knowledge. Whilst sprouting, shooting life lulls him as if in dreams, we can see that the spiritual soul is evolving from the more unconscious state of soul which humanity developed from the 8th century BC until the 15th century AD, and that it has influenced the history of more recent times. We see that there is need, for a first education towards developing this spiritual soul, that symptoms of decay, of dying life take effect particularly also in human civilization. We cannot understand more recent historical life unless we are able to develop the thought—in spite of all admiration, in spit of all the good will and recognition that has to be given for the great, tremendous achievement of modern industry, of modern national impulses—that descending life moving towards the death of historical evolution must be present in it all, and that an ascending, sprouting and shooting life must be born into this descending life. This has caused people of more recent times who have insight to develop something we might call a pessimistic view of civilization. Thus Schopenhauer121 looked at more recent historical developments. In spite of all the achievements they seemed rather trivial to him. The only thing Schopenhauer appreciated was anything that could be achieved in the minds of single individuals. Pessimists are themselves mere symptoms in recent historical development, but they have a feeling that the greatest and most significant element in that development which we are used to seeing as a characteristic of more recent historical evolution has been the death impulse entering into it. What has been the consequence? Something we may call tragedy coming into the historical life of more recent times. Promotion of the impulses that we may consider to have been partly traditional and partly coming from natural scientific views is a matter of course. All this is such that we have to say to ourselves: We must encourage it, we must take it up, it is a necessity of our more recent history; human beings absolutely must make it part of developments in world history, but it must of necessity also lead to its own decline and death in everything that arises, that is achieved in this field. The tragedy is that something has to be encouraged and considered an achievement of which one knows that in creating it one is creating something that must at the same time also decay. We actually start the decay as we create it. Anyone who thinks that the events arising in more recent historical development from the impulses I mentioned can stand on their own, is like someone who thinks a woman can give birth without conception, without the one principle being connected with the other. The element arising from those impulses presents as something one-sided that needs something to come from another side if it is to survive. Within itself there is only the power to die. Let us take everything that has come with modern industry and social relationships in more recent times, be they commercial or other kinds of connections. Let us take all this—on its own, seen in accord with its own impulse, it is infertile and always leads to its own death, I would say in rhythms. We have to realize that we need to look at it in such a way that we say: For the sake of something else, this dying element has to enter into our modern world as an achievement. What is this something else? Well, we have seen that the strange thing I hinted at shows itself as we follow more recent history with its sequence of what we consider to be different symptoms. On the one hand we see the spiritual soul come into flower from the 15th century onwards, and this happens exactly because of the unproductive principle. On the other hand we have seen this spiritual soul grow great in that initially the stimulus for the productive element was withdrawn from its environs, so that it took its guidance from the principle that was all the time leading to a dying process in civilization. This has made the human being independent. The outside world does not stimulate something in us that has productive life but all the time something that bears the seed of the dying process in the insights gained. The human being grows up in his individual and conscious natural development in a way where the outside world does not raise him for life, nor to something that will take him higher, but is all the time preventing anything intended to take him higher. As a result, the human being stands by himself. Looking at the situation purely in the light of supersensible insight, we see that this inner life of the human being, with the movement towards the spiritual soul from the 15th century onwards, also has something that corresponds to it on the outside. This could not emerge in the early centuries but shows itself immediately if without bias we consider the human heart and mind in the present time when it has once again gained an inclination towards a supersensible life. Many are, of course, still unconscious of this, but this inclination towards a supersensible life now exists for very many people. Someone working with the science of the spirit with an anthroposophical orientation knows that the principle of dying which developed in the outer material civilization of recent times was only of a passing nature and that we are at a great turning point in time which will bring a new revelation of the supersensible to human beings from outside, this time not through nature but stimulated in the way I have shown when I spoke on anthroposophically orientated spiritual science. We see it approaching everywhere, this new revelation of the supersensible. It will now be gained in a different way from earlier times when human beings were connected with nature unconsciously, through their instincts, finding in nature itself the principles that also held true for the soul and which they could also introduce into social and historical life. A productive, supersensible life will develop that goes beyond anything which this study of nature and the old impulses in more recent historical developments are able to give. It will be revealed from the world of the spirit. And if we look particularly at the terrible catastrophe that has arisen in our time—what is it, seen in the genuine light of truth, but something in which elements that are dying crowd together? Much will die within this catastrophic life. Anything that has the principle of dying within it in the way I have characterized will die more quickly. No reason for pessimism, even if there is reason for pain with all the things that can come to us from watching and being involved in this catastrophe. There is no reason to be pessimistic about civilization if we consider life in the light of anthroposophically orientated spiritual science. For it is apparent now in one point in recent historical evolution around the globe that the dying process which otherwise is distributed across material life comes powerfully together. This gives more recent events their tragic note. At the same time it shows us that everything that comes into the world in the way I have characterized earlier must be fruitless and needs to be made fruitful with what we receive out of the supersensible. Anyone who considers the principle which makes the development of the spiritual soul complete and the new revelations from the supersensible with an open mind will raise his head, however much it may be bowed down in pain over the things that are happening now, and say to himself: It is the first flush of dawn for something that must come and will trigger the impulse in humanity to turn towards the supersensible. All the suffering and pain over the present collapse would be in vain, and so would be all the feelings, the justifiable pain felt by those who see this collapse, if these feelings could not take us forward to the realization that as with everything in nature that is destined to die, so with this dying, too, something new is arising. However, the new development will only be possible if humanity has the will to take up the principle that will make things fruitful, a principle revealed to us from the supersensible world. The spiritual soul has evolved. Nature must now no longer give us unconsciously the things we introduce into the world of social and historical development. Humanity of our time must now also consciously receive, willingly receive, the new kind of supersensible revelation that comes to the spiritual soul if this spiritual soul wills it. It is exactly when we consider the tragedy of modern life without prejudice that the redeeming impulse reveals itself on the other side. It reveals itself in that we feel the need to acknowledge the revelation of a new supersensible element which now also has to be there for the spiritual soul. We thus see through the symptoms and perceive what humanity is going to be and what is to be revealed to humanity out of the universe. In Graeco-Latin times, which began in the 8th century before the Christian era and came to an end in the 15th century, the inner life was still bound up with outward physical life. This led to the great achievements of Greek and Roman times that were passed on to the Middle Ages. In the 15th century evolution took a great leap as the powers of conscious awareness began to evolve what we may call the spiritual soul. We are now in this stage of evolution. We see that for a true science of history human beings must take up the principles that are revealed behind the symptoms. We must have the courage to admit, however, that death is all around us as much as life, and that death is necessary so that new life may come. It has also been necessary for death to be overwhelming for a time, so that human beings might all the more develop the powers of the spiritual soul. When no more is given to us from outside, we feel the need to look inside for the spirit, the supersensible principle. Some may of course object and say: Well, where are those people, how many of them are there? Not many have developed their powers of soul so that they are able to point to the supersensible world. We certainly have to admit that there are only few of them today. Their numbers will grow apace; but it is not a matter of how many find their way to the supersensible sphere which is needed to make the sensual fruitful. What matters is that one does not have to take the road to supersensible insight oneself, for, quite apart from how and for what you estimate the individual who provides the fruits of the supersensible, once they have been uttered, once they have been cast into human culture, they can be understood with the understanding that is perfectly common in the age of the spiritual soul. People can largely understand everything brought to them from the sphere of the supersensible, unless they create obstacles for themselves with prejudices which they then find insurmountable. There is, however, one thing which is needed. Just consider that with the view of history I have outlined one finds it necessary to admit to oneself, in insight, as it were, and in full awareness, that what has to be done—what is a necessity of the age and will be a necessity more and more—is at the same time something that is all the time also dying. It does take some courage to acknowledge that one has to be active so that that active principle may perish and be the soil for the Father principle of the spiritual, supersensible sphere. It does need such courage for all supersensible insight. Fear of supersensible insight prevents many people from entering into it. There is one field at least where in more recent times we face the immediate necessity to develop such courage if we want to be at all considered for human development. This is the field of history. Those who know something of supersensible insight always speak of crossing the threshold, and of a guardian of the threshold.122 They speak of crossing the threshold because one has to abandon many things that seemed to be absolutely solid ground before one crossed the threshold in finding one’s way into the supersensible world. Unconsciously people feel it is a relief not to have to cross the threshold. Yet something that had to be done at a particular time for historical development is becoming more and more of a necessity. And this is again part of the inner progress of historical development from the 15th century onwards. It is becoming more and more of a necessity to say to oneself: You are actively involved in the creation of processes of dying, processes of decay. You need to devote yourself to these processes of decay, and this will bring your inner power to life; it is exactly because of this that you will be able to come close to the supersensible. You must abandon what you used to consider a foundation in mind and spirit before, cross the threshold to the supersensible world, losing the ground under your feet, as it were. And in its place you must find within you the firm focal point where you can maintain yourself even in the face of what in sensual terms has no ground. The human being needs to find a new focus for the whole of his inner life. Historical necessity will make us look for this focus more and more in future. The fact that we thus gain insight will not change things. We are, as it were, facing the process of dying—in the sense I mean here. The fact that we admit it is a dying process will not change it. But it is exactly by this that one must feel driven to try and fructify the living principle that is the counter force. For the situation is like this: Inscribed above the search for supersensible insights there has always been the great, tremendous demand: ‘Know yourself.’123 And it is still the demand made on human beings who are seekers. Seeking to gain this insight today people can only do so by rising to worlds that can take them beyond finite existence. Above all, impelled by the necessities of human evolution, they will have to admit to themselves with regard to historical life in more recent times, that the spiritual soul is a goal that has been implanted with regard to more recent history, to know themselves more and more. In coming to know themselves, they are facing the necessity of going beyond themselves. In going beyond themselves, perceiving his supersensible nature within their sensual nature, they also come to the supersensible that is active in history, with external facts merely symbols for it. We will only have a history that is fruitful for life if we look for the supersensible behind the symptoms, just as we do behind the phenomena of nature. The look we have taken at history has shown that more recent developments impose trials on human beings, the trial where they must consider descending as well as ascending life, involution as well as evolution. With supersensible insight into history people will find this gaining of insight to be a great trial for the soul for they must cross the threshold and find a new focus in the inner life of the soul, so that in having gone through the trial they will have the strength to go through the other trials that life will present more and more out of historical events as they move towards the future. We may say, however, that human beings only grow strong and robust and truly fit for life by going through trials. Fear of insight should not prevent people from entering into the trials. Instead, courage to gain insight should make them prepared to accept these trials. They will develop those trials on the road to insight into powers that will also guide them to be active human beings who are involved in evolution and fruitful in the course of history. Questions and answers Following the lecture given in Zurich on 17 October 1918 The suggestion has been made that 1 should briefly say something about one particular phenomenon in more recent history that is particularly relevant to human life, and that is the evolution of speech and language. This could, of course, be another whole lecture if I were to treat the subject exhaustively. I would, however, like to take up the suggestion, apart from anything else because I would indeed like to draw your attention to the fact that anthroposophically orientated spiritual science in the sense of which I have been speaking truly is such that it does not owe its existence to a sudden idea that came like a shot, nor is it made up of sudden flashes of insight. No, if you study the literature you’ll find that this anthroposophically orientated spiritual science gathers what it has to say from the whole breadth of observation, the whole range of phenomena in the world. Of course, when one has to cover vast areas in an hour—and I am sorry that it always takes longer than this anyhow—the impression inevitably arises that one is moving in abstract regions; on the other hand the intention is not to convince anyone, but merely to encourage them to take this further, for then people will see that this science of the spirit is based on careful, conscientious and methodical investigation, serious research, more so than in any other kind of scientific endeavour. It is interesting to consider the principles which I have been characterizing in general terms today in a single phenomenon such as the development of human speech and language. When we say anything today, we do not usually consider the fact that talking is actually at every moment forcing us to be inaccurate. Fritz Mauthner has written three volumes as well as a dictionary of philosophy to show that everything we produce in philosophy and science is based on language and that the language is imprecise. Because of this, he says, we can really never have a body of true knowledge.124 Well, when it comes to the science of the spirit this is, of course, a foolish thing to say, even in three volumes. It is, however, significant to consider the partial phenomenon that lies behind this. Going back in the development of language we find—unlike the superficial anthropological linguistics where the means are inadequate—that the further back we go, human beings were progressively more closely connected with anything their speech expressed, inwardly so, and again instinctively and unconsciously. Human beings are gradually also separating from the things that lie in their own inherent nature, just as they are from the outside world of nature. Thus they also cease to be so closely connected with their speech. Speech thus becomes something external. A marked dualism arises between the thoughts that live in us—and some do not even have them any more, because they remain in the sphere of language—and the words that are spoken. If we do not give ourselves to illusion at the point in human evolution where we are today, in the age of the spiritual soul, we need to take a real look at the way language has already separated from the human being. It is really only proper names relating to a single individual that are truly appropriate to that individual. As soon as we use general terms, be they adjectives, nouns, or whatever, they are imprecise about what they are meant to tell us. They are abstract, they are like generalities. We will only understand the relationship between language and human life rightly if we take it really as gesture; if we know: just as I point to something in a direct, living way when I point to it with my finger, so I also point in a kind of gesture at the entity to which the sounds of speech refer when I produce sounds, using my larynx. To take speech as gesture, this is what matters. In earlier times, people had a vague feeling, I would say it was instinctive and lay in the subconscious, as to how their inner life was connected with sound in a kind of gesture. They did not confuse their experiences in inner life with the things brought to expression in speech. We ourselves have tried to develop endeavours in this direction in a field of spiritual science, using the element of gesture to make speech visible. This is in the art we call eurythmy. Efforts are made to get the whole human being moving, and express in gesture—in the movements of the limbs, movements of the human form in space, the movements in groups and relationships between individuals—what is otherwise expressed in gesture, though not perceived as gesture, through the human larynx and its neighbouring organs. We call this art of movement, something new which has to come to humanity, eurythmy. We had intended to follow this lecture here in Zurich with a eurythmy performance. This had to be put off for another time, for we were given permission to give these lectures, in what is now a difficult time,125 but not to give a eurythmy performance. The intention was to show how the whole human being becomes a larynx, as it were. In becoming aware of what speech is, we come to something that is particularly important, fundamentally important, for life in the present and future. Nothing happens more frequently in human life today but that someone makes a statement of some kind, as I am doing with regard to the science of the spirit, for instance, and then someone else will come along and say: ‘I have read this before,’ showing you something which at least in parts has exactly the same wording. I could give you striking examples of this, but will give just one which I found illustrated the situation perfectly. One thing I truly endeavour to do is to apply all the things that demand consideration in spiritual science to life and thus enter into the true impulses in life. For a long time I have thus been reflecting on the whole way of thinking, the whole attitude of thought, shown by Woodrow Wilson.126 I found it interesting to study especially his essays on historical method, the study of history and American historical life. He plays such a major role in present-day life that one has to get to know him—this is what someone would say who does not want to sleep through current events but observe them with his senses wide awake. I have come to admire the magnificent way, truly apt in an American way, in which Woodrow Wilson presents the evolution of the American nation, this advance from the American east to the American west, with American life emerging in a quite specific way, that came only once people had advanced from east to west. Woodrow Wilson characteristically speaks of everything that went before as mere appendage to European life. This uprooting and overcoming of nature, overcoming the native population of the American west, this specific way of making history, which shows some similarity to what has happened in human life generally yet also differs in quite specific ways—this is magnificently presented. It is therefore also interesting to see how Woodrow Wilson develops his method of history. I looked at the descriptions he gave of his own method of history and found something quite peculiar. Sentences come from this man, who is wholly and entirely American, that seemed to me to almost word for word in agreement with sentences written by a completely different person, someone who truly arose from an entirely different approach to life and way of thinking. Statements Woodrow Wilson made in his essay on the methodology for history that bore such excellent fruit for him, could be transposed word for word into essays by Herman Grimm, who is entirely within the Goethean development of our time, and out of this development presents as a truly Central European mind. We might say that you need only take sentences from Herman Grimm’s essays and transpose them, or include sentences by Woodrow Wilson in Herman Grimm’s essays, and you would not see any great difference in the wording. What we learn from such things—to put it in ordinary words, though I want to say something highly significant in this way—is that when two people say the same thing, even using the same words, it is not the same. We have to learn from this that it is necessary to enter not only into the wording, which comes from speech, but the into whole person. This will reveal the specific differences between Herman Grimm and Woodrow Wilson. You will find that with Herman Grimm, every single sentence is worked out with the spiritual soul wholly present. The progression one finds in Herman Grimm’s spirited essay where he writes about historical method and the contemplation of history is truly such that one sees him progress from sentence to sentence through an inner struggle in his soul, so that nothing remains unconscious and everything is brought to conscious awareness. All the time one sees this inner progression in the soul.127 Looking across at what we see in the case of Woodrow Wilson, we see how the statements arise from subconscious depths of the soul, as though out of the human being as such rather than inner activity. I don’t mean anything bad by this, but I would like to say, if I may be paradoxical about it, that with Herman Grimm I always feel that in the region of wholly conscious inner life, all the life of the soul proceeds as statement follows statement; with Woodrow Wilson I feel he is as if possessed by something that lies within himself and lets his own truths shine up in his own inner life. As I said, I do not mean anything sympathetic or antipathetic by this, merely something I want to characterize. It is given to him from the depths of his own soul. So we find, and it is truly evident, that even if the wording is the same, two people are saying the same thing yet it is not the same. We only discover what lies behind it if we learn to go not by the wording but by what arises from the whole way the person presents himself in life. You see, modern humanity must learn to overcome the general habit of judging anything that is presented only on its content. We will have to learn that the content is not really what matters. When I speak about the science of the spirit, I do not focus on the way I formulate my sentences, on the content, but what matters is that something which has truly been projected from the supersensible world flows into what I say. Considering the How more important than the What, so that one can sense, or feel, that these things are said out of the supersensible world. This is what matters. This is how we must altogether learn in a way in the present time in contrast to ordinary life. A paper, or a journal, may say the nicest things—people can say the most beautiful things today, for ‘beautiful ideas’ and ‘nice things’ are commonplace today—but it is not the words which matter but the inner attitude from which they arise, so that we look through the statements and the words to symptoms, to the human being. We need to penetrate language and wording as if they were a veil and thus come closer to the human being himself again. We are made aware of this in more recent developments in language, for here the human being’s inmost nature, his spiritual soul, has become separate from speech and language. Out of ourselves, therefore, the necessity arises to consider not just the words, but see through them to the human soul, doing so in every possible direction and way. It will, however, be necessary to overcome something else if one wants to go on in this direction. People are still used to abstract notions today, to going by the immediate content in what I might call an uninspired, middle-class way. When someone speaks of an ideal, however beautifully formulated, we need to be aware that this is something that is a hundred a penny today, for the ideas have been given form. You can put all kinds of ideas to people and nations today, and they will be formed. It will depend on where they come from, where they truly arise in the inmost soul, in the soul region. Life will be tremendously enriched if we are in a position to see it like this. Perhaps I may also be permitted to say something personal. You see I am often presented with people’s poetical productions. All kinds of people produce them nowadays. Among them are some that are perfect in form, beautifully expressing something or other, and others that seem awkwardly phrased, bumpy or indeed primitive, having problems with the language. Someone taking a point of view that is not yet modern will of course delight in the beauty of the language, especially if the forms are perfect. He will not—not yet today—feel that Emanuel Geibel128 was right in saying that his verses would have a public for as long as there were young girls. They are beautiful, polished, and will have a public even among those who believe Wildenbnich129 or similar people to be poets—and there are many of these as well. Today, however, a different view is taken. This is also the case with other arts, but I am here talking about language. There are poets today whose verses make us stumble; you may have problems with the awkward words, but there is a new impulse in them. This is something we must feel! We must be able to see through the veil of the language and see the inner superficiality reflected in polished verse. For polished poems, beautiful poems, much more beautiful than Goethe’s poems, are a hundred a penny today; there it is the language itself which is producing the poetry. But a new inner life springing directly from the source of all life—this is something one must look for. It sometimes comes to expression exactly by having to battle with the language, so that we might say it has only got as far as being a stammer. Such ‘stammers’ may, however, be preferable for us to something that is perfect in itself but only reflects superficiality of soul. There was an occasion where I was given some verses. We needed verses, because we had to make a translation from another language. Very beautiful verses. I grew angry about them and wrote bad verse myself. I am aware that as poetry they are much poorer in quality. I knew, however, that in that case it was a necessity to express what needed to be expressed in a language that may perhaps seem rough and bumpy if one was drawing on the source spring of life that had to be sought in that case. I certainly do not overestimate what I undertook to do; but I also do not overestimate the polished verse I was given at the time. The human being seeking through speech and language in the age of the spiritual soul—this is something which becomes life practice when we truly consider the life of language. Today I have therefore also tried to speak in a way where I did not deal with spiritual science in every sentence, always wanting to prove the supersensible, and instead tried to put this into the How of looking at history. And I think this is also the important thing, that one does not only call someone a true spiritual scientist whose every fifth word is ‘spirit’ and ‘spirit’ and ‘spiritual world’, believing in the suggestive effect of this, but someone who shows in the way he looks at the world, even in completely outer terms, by the way in which he presents things, that the inner guide, who takes us from thought to thought, from view to view, from impulse to impulse—that this guide is the spirit. If it is the spirit we need not keep on chirping the word all the time. Here you can see how one can substantiate in speech and language something which I might also present in an extensive lecture.
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70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The Forgotten Pursuit of Spiritual Science Within the Development of German Thought
13 Mar 1916, Stuttgart Rudolf Steiner |
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He says: "Even in the past, philosophers distinguished a fine, noble soul body from the coarser body... a soul that had an image of the body, which they called a schema, and which for them was the higher inner man... In more recent times, even Kant in the Dreams of a Spirit-Seer seriously jokes about an entire internal spiritual human being who carries all the limbs of the external one on his spirit body; Lavater also writes and thinks in the same way; and even when Jean Paul humorously jokes about the Bonnese underskirt and the Plat Platner's soul-string-bodice, which are supposed to be hidden in the coarser body-skirt and martyr's robe, we still hear him asking, “What for and whence were these extraordinary dispositions and desires in us laid, which, like swallowed diamonds, slowly cut our earthy shell? |
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The Forgotten Pursuit of Spiritual Science Within the Development of German Thought
13 Mar 1916, Stuttgart Rudolf Steiner |
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Dear Attendees! Once again, as in my previous attendances during this fateful time, it seems appropriate to me to begin with a consideration that is related to the development of German intellectual life, and then tomorrow to come to a subject that more strictly belongs to spiritual science. And if today's reflection is to be linked to the development of German thought, then I would like to emphasize, first and foremost, that this reflection should not fall into the trap of establishing an external connection between all kinds of intellectual changes and the fateful historical facts of our time, a trap into which so many reflections today fall. At a time when the fate of nations is decided by the force of arms, the word cannot possibly intervene, meaningfully intervene, for example, in that which is to be decided by the force of arms. But this is the age in which self-reflection - including national self-reflection - seems to be entirely appropriate. Now, when it is said, from the point of view of science, including spiritual science, that certain developmental forces of such a spiritual science are rooted in popular forces, as is to happen today, one will immediately encounter, dear attendees, all kinds of objections, objections that are extremely reasonable because they are so self-evident, from a certain point of view, that they seem extraordinarily plausible precisely because of their self-evidence to those who do not want to rise to certain higher points of view. In such a consideration, one will repeatedly encounter the objection that science as such, and everything that somehow wants to claim that it is so, is said to be “international,” and that one is not entitled to claim any rootedness in popular culture. This objection can be appropriately countered only by means of a comparison. “International”, dear attendees, is also the moon, for example. It is the same for everyone; but what different things the various peoples have to say about the moon! Of course someone may object: Yes, that is in the realm of poetry. Yes, of course; but anyone who delves a little deeper into the spiritual life of humanity will notice that – even if the observations and insights relating to the external, actual things are all the same in the science of the moon – that which comes from the innermost drives of the human soul, on the basis of what man can recognize, that this is different for each individual people, and that each people penetrates more or less deeply into the secrets of existence, depending on their different dispositions and drives. And the overall progress of humanity does not depend on what is the same everywhere, but on what is incorporated from the driving forces of the overall development of humanity, which are peculiar to the innermost individual nature of each people. From this point of view, it should be pointed out today how German nationality is intimately connected with the endeavour not only to found an external science of the senses, but also to penetrate deeply into the spiritual secrets of existence – how the very search for a way to arrive at the spiritual secrets of existence is peculiar to much of what can be called German nationality. And there is another reason, esteemed attendees, for such a consideration here, because it is my conviction – not arising from a narrow-minded, parochial sentiment, but from what I believe is the appropriate consideration of the German essence that what has been advocated here for years as spiritual science is strongly rooted in the general spiritual life of the German people, that all the seeds of a genuine spiritual science are present in the spiritual development of the German people. Dear attendees, I will take as my starting point three personalities about whom I had the honor of speaking here in this city a few months ago, when I tried to sketch out the world view of German idealism. Even at the risk of repeating certain details, I will take as my starting point the three great figures who appear within the development of thought and spirit of the German people and who create a world view that provides the foundation, the background, one might say, for what was then artistically and poetically achieved by Goethe, Schiller, Herder, Lessing and so on within German intellectual life, as a flowering of the newer intellectual life in general, which can only be compared with the tremendous flowering of human intellectual life in ancient Greece: Fichte, Schelling and Hegel were the starting point once again. Fichte stands before us – and I already remarked this in the lecture a few months ago – as he has something like the feeling that he has given his people everything that he has to give as the best, in terms of a world view and insights into the nature of his people, and that he has gained this through a dialogue with the German national spirit itself. Carried inwardly by the consciousness that the most German essence speaks out of his soul, Johann Gottlieb Fichte is. It is also he who, not only in one of the most difficult times of German intellectual development, found tones that were highly suited to inspiring the entire nation to rise up from oppression, but he was also [the one] who, in the way he wants to receive a world view for his knowledge, so clearly shows that he seeks this world view from the qualities of the human soul, from the powers of the human soul, which are essentially German qualities of spiritual life, German powers. He emphasized that. And that is certainly the truth with regard to Johann Gottlieb Fichte. And what is it that is so distinctly German about Johann Gottlieb Fichte's endeavors? It consists in the fact that, out of his Germanness, as he himself calls it, Johann Gottlieb Fichte was led to seek in a living way to deepen and at the same time strengthen his own soul-being, his own ego, and was convinced from the living inner that what permeates the world as divine-spiritual, illuminates and warms, can flow into this I, if it experiences itself in the right way, if it becomes fully aware of itself. So that, in Fichte's view, what speaks outside in all natural phenomena, what speaks in the course of history, but also what speaks behind natural phenomena and behind history as spiritual forces, flows into human will. The human will that asserts itself in the self is only the innermost, secret expression of the soul for that which permeates and warms all beings in the world, from the most materialistic to the most spiritual. This intimate interconnection of the experiences of the soul with the great mystery of the universe, as far as man can fathom it, that is the very German in Johann Gottlieb Fichte's striving. And if you observe Fichte as he presents himself, you can see how this is to be judged, how it is not something invented, something acquired, but how it arises from the most secret depths of his soul as his natural disposition. To substantiate this, a few details from Johann Gottlieb Fichte's life will be given. As I said, even at the risk of repeating details that I have already taken the liberty of mentioning. For example, we see this Johann Gottlieb as a small, seven-year-old boy in front of his father's house, who was a poor master weaver. We see Johann Gottlieb Fichte, seven years old, standing in front of the small stream that flows past his father's house; and he has thrown a book into this stream. His father comes along and is amazed at what has happened. What had happened? Well, Johann Gottlieb Fichte was a six- to seven-year-old boy and a diligent student. That which is called a sense of duty lived in his soul with the greatest strength; and because he was so diligent, his father gave him a book for the last Christmas: “Gehörnte Siegfried” (Siegfried Horned). The seven-year-old boy, who could already read fluently, was so extremely interested in the book of the “Horned Siegfried” and he was always absorbed in the great figure of the horned Siegfried; so that one could have noticed that he had become a little less diligent at school, and it was held against him. Now, within the life of the will, even in the seven-year-old boy, the soul's duty stirred: he no longer wanted to read on, nor be tempted to read on in the book of horned Siegfried. And to be quite sure, he throws the book into the stream, crying! Such was the nature of the one who, according to his own consciousness, was to create the German worldview for his time! And again, let us look at nine-year-old Johann Gottlieb Fichte. One Sunday morning, the estate neighbor had come to hear the sermon. But he had arrived too late, and so was unable to hear the sermon. Some of the squire's acquaintances had hit on the expedient of sending for little Johann Gottlieb Fichte, who was so good at listening to sermons that he could repeat them word for word. So they fetched nine-year-old Johann Gottlieb Fichte. After he had appeared awkwardly at first in his blue peasant's coat, he then stood and repeated the sermon, but now not in a way that was only an external adherence to the words, but with the most inner participation, not only in terms of memory, but with the most inner participation, so that one saw: everything that had been spoken lived a very own life in his soul. These are the small traits that show how intimately entwined Johann Gottlieb Fichte's soul was with what he called duty on the one hand, and on the other hand with what was in him the urge to elevate his own human ego so powerfully that what willfully permeates and warms the world as primal laws could live and reveal itself in him. And how he later aimed to work when he was appointed professor in Jena is told to us by people who heard him speak and who assure us that when he spoke, his words were serious and strict, but at the same time forceful, as if interwoven with the language that spoke the secrets of the world from the nature of things themselves. His language was like the rolling of thunder, and the words discharged themselves – so someone who heard him speak and was friends with him tells us – the words discharged themselves like lightning. His imagination was not lavish – we are told – but it was majestic and grand. And so we are told that he lived in the realm of supersensible ideas, not like one who merely dwells within it, but like one who essentially mastered this realm of ideas. And it was also peculiar, for example, how he perceived his teaching profession: there was not much of what one is accustomed to from a speaker or teacher. He was in constant inner work. His preparation for any lecture or speech consisted not so much in working out the content as in trying to place himself, with his soul, in that spiritual inwardness that he wanted to infuse not only through the content of the words, but through the way in which he , he strove to work in such a way that it was not so much the content of his words that mattered as the fact that the souls of his listeners were moved by the whole way in which the spiritual was expressed in the flow of his speech. Thus, again, someone who knew him well could say: He strove not only to educate good people, but great souls. We should like to draw attention to a little-known trait that must be mentioned again and again if we want to bring to life the direct and lively way in which Fichte related to his audience. For example, the deep thinker Steffens told us that in Jena Fichte said to his listeners: “Think the wall!” – The people found that easy, of course: they thought the wall. After he had let them think the wall for a while, he said: So, and now think the one who has just thought the wall! – Some were amazed! This was an indication of one's own soul, in which that which flows through and warms the world at its deepest core should be ignited. However much he may have amazed people with this, at the same time it is also a testimony to how Fichte actually did not just want to convey spiritual ideas to his listeners with clever words. He wanted to work through words, not just in words. That is why it could happen that this man also sought to actively grasp the historical aspect of the creative national spirit. And in that he wanted to connect vividly, as with the workings of the world in general, he also wanted to connect vividly with that which is part of this world-working and lives close to him as a member of his nationality; he wanted to connect with the essence of the German national spirit. And no one can understand the meaning and the significance of the wonderful words which Johann Gottlieb Fichte addressed to the German people in his 'Discourses to the German Nation' during such a difficult period in the history of the German nation. No one can understand this unless he sees the connection between the way in which Fichte wanted to grasp the world-will in himself in his own ego, and then to carry the power that arose in his soul into action, into events, into the social and other forms of human coexistence, and into the conception of life. There he stands before us – albeit in our way – this Johann Gottlieb Fichte! And – as I said – it is not out of narrow-minded patriotism, but rather out of actual observation that these things are to be said, which must now be discussed. We need not fall into the error that the enemies of the German spirit are now falling into, who not only accuse this German spirit, but even slander it in the truest sense of the word; we can take an objective point of view within the considerations of the German spirit and will be able, precisely through this objective point of view, to recognize in the right way what the essence of German nationality is. Fichte wanted to grasp the will of the world in itself. And this will of the world was for him the bearer of what he called the duty of the world, which in turn separates into individual human duties. Thus, that which lives outside becomes for him a living being everywhere. But this also puts him in opposition to everything, as he himself emphasized in his “Discourses to the German Nation.” You can read about this in my essay in my little booklet “Thoughts During the Time of War,” which is now out of print , but will soon be reissued, [how] he, Johann Gottlieb Fichte, seeks the living everywhere and is aware that he is thus in opposition to much of what he calls a dead science. And this dead science, Fichte also finds it among the Western European peoples, among the French and the British. Only, as I said, for the sake of actual characterization, not to impose anything on any people, may that be said; but it must be recognized in which relation the German spirit stands to the other national spirits in this fateful time! In my earlier essay on the world picture of German Idealism, I pointed out that Descartes, Cartesius, is a typical example of the development of the French world-view at the beginning of the seventeenth century. I pointed out how he characteristically expresses that which lives in his worldview from his nationality, in that not only the mineral and plant world, but even the animal world is nothing more to him than a sum of living — not souled, but only moving — machines! That is the peculiarity of this Western mind, that it can only grasp a dead science at bottom. In this respect, Fichte, with his living approach in all his works, stands in essential contrast to the path of knowledge and the striving of the West, [where] animals are like machines. This has continued. And not long before Johann Gottlieb Fichte worked in Germany to show life in all the facts and beings of the world from the living grasp of the secrets of the world, a descendant, I might say, of that Descartes - Cartesius - worked in France: de La Mettrie. And while Cartesius at least conceded to man a special soul from inner experience, from inner experience, de La Mettrie, in an exaggeration of this western dead science, expressed himself in his book “Man a Machine” that even that which stands before us as a human being is itself part of the world in the same way as a mere machine; that we can understand the whole person by regarding him as the result of purely material processes and forces. According to de La Mettrie, everything about a person, including all soul qualities and activities, should be understood in such a way that the person is only recognized as a machine. Of course, to a certain extent, man is a machine. This is not the essence of spiritual science, that it contradicts what such assertions have right about it; but that it can show other ways - we will talk about this tomorrow - that it can show other [supplementary] ways to this, that it knows other ways that also lead beyond the justified claims of materialism. De La Mettrie is basically, from the French folklore, one of the most significant minds of this view that the whole world of man is only a kind of mechanism. And it is interesting to consider the contrast between the Frenchman de La Mettrie and the German Johann Gottlieb Fichte. For de La Mettrie, everything about man is mechanism; for Fichte, everything is spirit. He received into his soul what he calls the will of the world, and for him, the external material world is only an internalized field for the performance of duties arising from the spirit. Hence that beautiful, that wonderful striving of Fichte to derive everything that appears to man in the world of the senses from the spirit; whereas, in de La Mettrie, everything is imbued with the goal of regarding the external physical as an immediately decisive impulse for the spiritual as well. De La Mettrie is sometimes quite witty in such matters, for he is just as deeply immersed in his mechanistic worldview as Johann Gottlieb Fichte is in his spiritual worldview. For example, when de La Mettrie says in his book The Machine Stops Here: Can't you see how the body shapes the soul? Take a famous poet, for example, whose soul can be seen to consist of one half rascal and the other half Promethean fire. de La Mettrie was a little clever in not saying which poet he meant, but Voltaire flew into a rage at this remark. When he was told this, de La Mettrie said: Well, okay, I withdraw the one half of the claim – he meant half of Prometheus! – but I maintain the “filou.” He just expressed it in his own way; there's no need to press it. But if you take the individual statements, that man is a machine – and in this he is tireless in showing how the machine-like, the heating-up [gap in the transcript] in man, as it were, how that characterizes the whole man, causes satisfaction – that is where he sometimes becomes quite remarkable. And I don't know, and I don't know with what feelings a passage from 'Man a Machine' will be read in France today! I certainly don't want to quote it as something that a German, for example, needs to share; but I would like to quote it because it is quite characteristic and because – you will see in a moment why I would like to quote it – one could perhaps ask precisely from the point of view of spiritual science: how such a soul – he did deny that this was possible – but how such a soul, more than a hundred years after its death, looks down on the praise that has been exchanged between France and England, when he, de La Mettrie, the Frenchman, in his book “Man a Machine” proves how people's characters are dependent on the way the materialistic affects them, when he says the following:
He cites this as proof that material things also condition the spiritual.
says de La Mettrie, the Frenchman,
As I said, there is no need to adopt this characterization of the French materialist; but it could not be uninteresting to recall it today, from the point of view of how perceptions change over time. If we, dearest ones present, picture the second of the spirits who created a worldview background for that which German art and German poetry created in the age of Goethe, then it is Wilhelm Joseph Schelling. And if, in the case of Fichte, one must admire above all how he conceives of the influence of the will on the ego and how he permeates himself with the awareness of this influence of the will on the ego, then in the case of Schelling it is that he establishes a science of nature and a science of the spirit in such a way that one can truly say: Wherever he wants to understand and recognize natural phenomena in an abstract way, the German soul is at work in him. This makes Schelling, in a very special way, not the opposite of idealism, but rather its successor and enhancer. In Schelling there stands, alive, created out of the German soul, a world-picture which in the best sense of the word lifts to a higher level of spirituality that which, for example, a Giordano Bruno could only inspire. In this soul of Schelling's, which was so completely aglow with the German soul, also artistically aglow, nature and spirit grew together in a unity. He could go so far as to claim that nature and spirit grew together in unity. Of course, such a thing is one-sided, but today it really does not matter that one must be a childish supporter or opponent of a worldview, but that one knows that it is not a matter of being a supporter or opponent, but of considering the striving that lives in such a person, the striving for truth, the striving for the knowledge of the deeper secrets of human existence. From a one-sided but vigorously powerful point of view, Schelling came to the assertion, to which I have already referred here in one of the last lectures: To know nature is to create nature. - Certainly a one-sided assertion, but an assertion from which one can say: It arises from a soul that knows itself to be one with what lives and weaves in nature. Again, out of the essence of the Germanic spirit, a creator of a world view who knows that the human ego can be so exalted, so invigorated, so ensouled that it expresses that which mysteriously pervades and warms the world in a spiritual way. And again, one could say, precisely because of the effect that Schelling had on his contemporaries, Schelling is also clearly recognizable. We are told – by the deeply spiritual Schubert, himself a student and friend of Schelling, – how people knew when there was a special buzz in the streets of Jena in the afternoons. Schelling was a professor in Jena, and it wasn't a student event, but Schelling speaking about what he wanted to gain as a world view. Schubert, who heard him in Jena, expressed it as Schelling appeared to him. I would like to read this passage verbatim from Schubert so that you can see how a contemporary spoke about Schelling, about this Schelling, who really, as can be seen in Fichte, grew together in his whole way, in his whole human way – with his spiritual striving – with the secrets of the world. This immediate – I would say – deeply sincere merging of the soul with the mystery of the world is the very essence of the striving of the time of which we are now speaking. [Gotthilf Heinrich Schubert describes Schelling as a young man. And] I knew, dear honored attendees, people who heard Schelling in his old age, and it was still the case that what lived in him spoke directly and personally out of Schelling's entire personality, lived as if it had flowed in from what spiritually reigns and weaves in the world. Therefore, he appeared to those who listened to him as the seer who was surrounded by a kind of spiritual aura and spoke as a kind of seer by coining words not out of human arbitrariness, but because he looked into the spiritual driving forces that underlay the world. That is why Gotthilf Heinrich Schubert, a lovable and brilliant thinker, says:
It was not only that.
indeed
Schubert writes down in 1854 what he had experienced with Schelling in the 1790s
as Schubert said,
Schelling's speaking of such a world of the spirit out of such a direct intuition is what Gotthilf Heinrich Schubert wants to express. And as if the German spirit wanted to reveal itself in all directions, we see in Hegel - who, like Schelling, is a native of Württemberg; he is even from Stuttgart - we see in Hegel how he is endeavoring to experience in what the soul can experience in itself, at the same time, what, as divine-spiritual, flows through the world and can live into one's own soul, only in a third way. As if the German spirit wanted to reveal itself on all sides: Hegel tries to do this in the third way. For him, what permeates and illuminates the world is divine-spiritual thought. And as man thinks, as man illuminates thought within himself – thought that does not depend on memory, but thought that is free of sensuality – this thinking in the soul grows together with what, as thought in the laws of the world themselves, floods the world. And here Hegel establishes something — as I said, one need be neither an adherent nor an opponent, but [one may] turn one's gaze to the contemplation of the striving — here Hegel establishes something that is so very characteristic of the German national soul. The way in which Hegel strives, one could say, is the nature of mystical striving grown together within oneself with what fundamentally fills the world as divine-spiritual. But this growing together does not take place in dark, nebulous conceptions, in chaotic feelings, as many who aspire to be mystics love to do. Rather, it is a striving that is mystical in its way, but in its own way, in its very own way, it is a striving that is filled with thoughts and clear thoughts. The characteristic feature of the fundamental quality of the German striving for a world view is that one does not want a dark world view that arises from mere feelings or mere trivial clairvoyance, but one that is on the way to the divine-spiritual of the world, but which is illuminated and illuminated by clarity and light of thought. And now that is the peculiar thing about Hegel! And when one lets these three momentous figures step before one's soul – Fichte, Schelling, Hegel – one always has the feeling that three sides of the development of German thought are expressed in these three minds – sides of the development of German thought that are already becoming popular. Last time, when I spoke from a different point of view, I pointed out that a way can be found - even if the dull-witted still say, “Oh, that's all abstract thinking!” Despite the objections of these dullwitted people, a way will be found to express these great forces, these great driving forces that seek to connect the human soul with the world secret, in the simplest language, so that - one would like to say - every child can understand and every child will be able to listen. That they could be expressed in this way will be the result of the spiritual self-contemplation of the German people. But one always has the feeling that within what is expressed in these three revelations of German intellectual life, there is something deeper, a higher spirit, as it were, speaking through the three. And then one gets the impression that this is the German national spirit itself. It expresses itself in three different ways, forming a worldview with Fichte, Schelling and Hegel! And one gets this feeling in particular when one considers what I would like to call in today's reflection: a forgotten striving, a forgotten, a faded tone of German intellectual life. For the peculiar thing, honored attendees, is that the aforementioned minds, which are minds of the very first rank in development, have followers, smaller minds, minds that appear to be less significant than these three great minds, but that these smaller minds are able to produce more significant things than the great ones. There is no need to be surprised at this; every schoolboy can grasp the Pythagorean theorem. The stimulus to grasp it naturally had to come from Pythagoras! But, as I said, I wanted to express what is at issue here only in a somewhat paradoxical way; it does not apply in such a paradoxical way. But it is true that these three spirits have successors who, to be sure, cannot hold a candle to them in terms of developmental power, resilience of soul, and talent, but who, in terms of the path that the human soul must take to enter the spiritual world, the living spiritual world, can achieve even more than these three great, inspiring ancestors. And there we see the son of Johann Gottlieb Fichte: Hermann Immanuel Fichte. He is not as great a mind as his father, but he was certainly under his father's influence as long as his father lived. And Immanuel Hermann Fichte - who also taught at the University of Tübingen - Immanuel Hermann Fichte, he comes from the newer thinking, from the newer development of thought, to speak of how man, as he appears to us in the world, not only has the outer physical body, but Immanuel Hermann Fichte speaks of an ethereal body that underlies the outer physical body. And just as the outer physical body is bound by its forces and laws to the outer material of physical existence, so the etheric body is bound by its forces and laws to the element that pervades and interweaves the world. And starting from the physical, Immanuel Hermann Fichte sees at the bottom of man, as it were, a higher man in man, the etheric man; and he looks at this etheric man. And then we see how, as a successor to the greats mentioned, a spirit emerges that is truly rooted in the faded, forgotten tone of the development of German thought. Ladies and gentlemen, this is Troxler, Ignaz Paul Vital Troxler. Who knows Troxler? But that is quite characteristic of the smaller ones, who now follow and create greater things than the great ones, because the German nation pulsates through them and expresses itself in them. A remarkable personality - this Troxler! He begins to write early under the influence of Fichte and Schelling in particular: “Glimpses into [the essence of man],” he writes. In his “Lectures,” which were published in 1835, he writes in a wonderful way about how man can develop from the recognition of the sensory world to a supersensory recognition of it; how man can come - and I am now using the characteristic expressions that Troxler used - to two soul powers that lie dormant in the soul in ordinary life. Troxler says that man is not only dependent - in terms of knowing the world, not only dependent - on the ordinary sense and on the ordinary mind that is tied to the brain, but Troxler says that although man does not use these higher powers that lie dormant in him for the external world, they can be developed. Troxler speaks of two forces in the human soul, of the “supersensible spirit” and of the “super-spiritual sense”. These are Troxler's own words. But I would like to characterize the essence of what he believes with a few words that resonate with what I have already developed here in spiritual scientific terms. Troxler says that when we look out into the world here, we do not speak in such abstract terms of “nature, nature, nature” and mean plants in general, but we speak of the tulip, the lily, the clover, and so on, don't we. But the philosophers, the abstract thinkers, that is what they talk about: the spirit in general, this spirit that as a spirit - but not actually in the gray general - permeates and permeates everything. And one feels exalted when one can be a pantheist, but for the external life of nature. Troxler sees this clearly: If you go into the concrete, into the individual things through the sense, then there is a “supersensory sense” that does not merely, in general - forgive the expression - sulfur from what, as spirit, is pantheistically at the basis of all phenomena and facts and at the basis of all entities, but which engages with the concrete, with the individual reality of the individual spiritual beings: “supersensory sense”. And again: “supersensible spirit” - [meaning a spirit that is by no means bound to the brain, but] that it stands directly in the spiritual world, without the mediation of the senses and the nervous system, just as physical cognition of man stands in the bodily being: “super-spiritual sense” - “supersensible spirit”. And not in a generally vague way, but in a genuinely scientific way, Troxler talks about the fact that feelings can become intelligent, can be elevated – we will have to talk about this tomorrow, not in relation to Troxler, but in relation to the subject that will be discussed tomorrow – can be elevated and themselves provide cognitive powers. In 1835, Troxler speaks of intelligent feeling and sentient thoughts, of thoughts that touch spiritual being. This is a tone that has faded away, striving for spiritual science out of a primal German essence within the development of German thought. But Troxler goes even deeper into the human soul by saying the following: Now, certainly, here in the physical world, the soul is embodied in a body and works through the body. And the most beautiful, the greatest thing that this soul can embody here in the physical body, can express in this embodiment, is faith, that is love – the crown and blossom of the physical existence of man – and that is hope. But when these three eternal powers – faith, love, hope – express themselves through the human being's soul working through the body, then higher powers are experienced in the eternal powers of the human soul that pass through death and enter the spiritual world. Because they are inherent to the soul, which is purely spiritual and exists beyond the physical, what stands behind the power of faith - which is supreme as the power of faith but in the body - stands for Troxler in what he calls “spiritual hearing”. What a wonderful, magnificent view of spiritual knowledge, the details of which we will discuss tomorrow. What the human being does here in the body in the face of certain phenomena is this: he develops his power of faith. But this power of faith is the outer shell for what the soul has freed from the body, with which it can enter the spiritual world through the gate of death: spiritual hearing, spiritual listening. And this spiritual hearing in the body expresses itself in the power of faith. And love, this crown and blossom of life, of the soul in the body – what is that for the soul, insofar as it, this soul, carries the eternal powers within itself? Love is the outer shell for spiritual sensing. Troxler speaks of it: Just as one reaches out one's hand and touches physical things, so one can extend the feelers, but the spiritual feelers of the soul, and touch spiritual things. And that which manifests itself as love here in the body is the outer material for the spiritual power of feeling. And hope is the outer shell of spiritual vision. We see that this development of thought in Germany is absolutely on the right path, the path that has always been sought in these lectures here as the spiritual path, which we will speak about again tomorrow. Troxler feels that there is a faded tone within German intellectual life, he feels so at home in it that he talks about how one can seek spiritual reality in and outside of the human being, just as the senses and the mind bound to the senses seek physical reality. I would like to read a passage from Troxler that is characteristic in this regard. He says:
of man
continue to
And now, as I said, Troxler has before his mind what I am communicating here, contained in other writings of Troxler's, in particular in his “Lectures,” published in 1835, in which he seeks to present a world picture in his own way. Anthropology is the science that arises when man observes man with the senses, that which he combines with reason. Anthropology: the observation of the outer human being by the outer human being. Troxler presents the image of a science in which the inner human being, the human being with the awakened faculties of the supersensible spirit and the super-spiritual sense, in which the invisible, supersensible human being also observes the invisible, supersensible human being. And how does Troxler speak of this science, which is supposed to be a higher spiritual one in contrast to anthropology, which is directed towards the sensual? Let me read this to you literally from Troxler's book. There he says:
Troxler has an anthroposophy in which the spiritual person contemplates the spiritual person, as in anthropology the sensual person contemplates the sensual person. When anthroposophy is spoken of today, one speaks of the continuation of what lies in the germs in the faded tone of German intellectual life, of which I speak. And is it not wonderful, esteemed attendees, truly wonderful, when we see – and not only where one strives for a worldview in a professional sense, albeit in a higher sense, as with Hermann Immanuel Fichte, as with Ignaz Paul Vital Troxler – that not only do such things emerge there, but that they can emerge within German intellectual life from the simplest of circumstances! Is it not wonderful when we see a book published in 1856, a small booklet by a simple pastor – Rudolf Rocholl, who was a pastor in Sachsenberg in the Principality of Waldeck – who, as a simple pastor, is trying to develop out of German spiritual life into a spiritually appropriate worldview? And anyone who reads this little book, which is called 'Contributions to the History of German Theosophy', and which was written by this simple pastor as early as 1856, gets the impression that a human being is speaking here! From today's point of view, much of it may seem fanciful, but that is not the point. What is important is the impression of striving that one gets, the impression that here we are dealing with a person who is not merely able to speak in philosophically abstract sentences, but of a concrete spiritual world through which one can see. And in a wonderful way, this simple pastor in 1856 points in his little book “Contributions to a History of German Theosophy” to a lively, spiritual worldview! These are just a few isolated points in German intellectual life. One could take issue with them all, and hundreds and hundreds of examples could be given that belong to the fading sound of German intellectual life. But right now I want to talk to you about another spirit, a spirit - I would like to say - in whose local aura we actually live here. Although he is so important for German intellectual life that I – and I mention this explicitly, otherwise someone might think that I just wanted to flatter the Württembergers – I have emphasized this spirit in recent times in Hamburg, Bremen, Leipzig, everywhere that it was possible to talk about this topic: “A forgotten pursuit of spiritual science within the development of German thought.” The person I mean is Karl Christian Planck, who was born here in Stuttgart in 1819, a — I would like to say — genuine son of the German national spirit and a conscious son of the German national spirit, Christian Karl Planck, a son of the German national spirit who only wanted to create what he created as a spiritual worldview out of the most original essence of this German national spirit! Christian Karl Planck is a wonderful spirit. He strove against what seemed to him to be far too idealistic and thus selfish – for even idealism can be completely selfish – he strove against the idealism of the Germans, which he considered to be one-sided and merely a realism, but a spiritual-scientific realism, a realism that should produce precisely the power of thought development in a spiritual way, in order to penetrate reality; but not only into the outer, material reality, but into the whole, full reality, to which matter and spirit belong. This is quite characteristic - one can only emphasize individual, so to speak symptomatic aspects of his world view. How does Christian Karl Planck see the Earth from his point of view? Dear attendees, one can only grasp the magnitude of the thought that Christian Karl Planck has conceived when one sees how geologists - ordinary scientific geologists - view the Earth. There is this Earth, caked together, isn't it, made of mere mineral substance. To look at the earth in this way seemed to Christian Karl Planck as if one wanted to look at a tree only in relation to the trunk and its bark, and did not want to accept that blossoms and fruit belong to the whole of the tree; and that one only looks at the tree one-sidedly and half-heartedly if one does not look at that which belongs to its innermost being. Thus, the Earth appears to Planck not only as a living being, but as a spiritual-soul being, which is not merely material, but which drives forth from itself the flowers and fruits of its own being, just as a tree drives forth the blossoms and fruits of its own being. Karl Christian Planck strives for the wholeness of an earthly conception. And he strives for this in all fields, and not only in such a way that this is a theory, as I said, but he wants a foundation that is equally aware of the soul, so that one can grasp that which permeates and lives through the world in terms of strength, but which can also have an effect on external human conditions, on human coexistence. This Christian Karl Planck – of course, there are all kinds of people like the ones I just called dullards, and they can come and say: yes, if you look at the later writings, namely the work left behind after Christian Karl Planck's death , the work he left behind, 'Testament of a German', you can see an increased self-confidence; and then they will talk about the fact - and these dullards are right on hand with that - that he was half crazy, right! But now, it was a sad life! Planck was aware that the German essence is not only surrounded – we will talk about this in a moment – in a political sense, but that it is surrounded by a foreign essence, that it must be saved from this above all. You encounter this at every turn, which is extremely important to consider in this area. So, dear attendees, it must be said again and again: Goethe created his theory of colors out of the depths of the German essence; and out of the depths of the German essence, in this “theory of colors,” he became the opponent of an color-egg that has encircled the world in the English way: Newton's theory of colors! Today, all physicists will naturally tell you what I was told years ago: the only objection a physicist can make to such amateurishness in relation to Goethe's theory of colors is that he cannot conceive of it at all! Certainly; but the time will come when this chapter “Goethe in the Right against Newton” will be understood in a different way than it is today. In the field of the theory of colors, too, there may come that self-contemplation of the German spirit, which is so necessary and for which the present time may be an extraordinary sign, when we shall no longer forget such spirits as Karl Christian Planck, who consciously wanted to create out of German national character. Only the Viennese, the noble Viennese, has taken care of him; it has been of little use, just as I characterized Karl Christian Planck in the first edition of my “Welt- und Lebensanschauungen” as early as 1901. These things are still not being addressed today. But when the German spirit becomes conscious of its full world-historical position, and this will happen, then people will understand such things and appreciate how Karl Christian Planck was conscious of creating out of the depths of the German spirit. The following words, which he wrote down in Ulm in 1864 in his “Foundations of a Science of Nature”, show this:
the author's
- 1864, written before Wagner's Parsifal! —
Thus spoke Karl Christian Planck, who then summarized what he had to say. He died in 1881; in his last year he wrote his book Testament of a German, which was published by Karl Köstlin, his fellow countryman, in a first edition, and in a new edition in 1912. As already mentioned, Karl Christian Planck was not given much attention, even after the second edition of “The Last Will of a German” was published in 1912. They had other things to do. Those who at that time were much concerned with questions of world-view were occupied, for example, with other books from the same publishing house as Karl Christian Planck's Testament of a German. At that time people were preoccupied with the great spirit of Henri - yes, he is still called Bergson today -, of Henri Bergson, the spirit that now, in such an unintelligent and foolish way, not only defames but really slanders the German essence, the German knowledge, everywhere. Until now he has done so in Paris, telling the French all kinds of nonsense about German intellectual life so that the French and their allies could see what terrible things live in Central Europe, what wolfish and tigerish spirits dwell there. He is now to do the same in Sweden. One had, if I may use this trivial expression, fallen for him. If you look at what can at least be shown in Bergson – I pointed this out in my “Riddles of Philosophy”, and the passage in question was written before the war, as you can see from the preface itself – if you look at what can be shown to some extent in Bergson's world view, then it is that in Bergson's view it turns out that one must not start from the different beings in the consideration of the world, but that one must put man first, that man would be, so to speak, the first work, and that man, as he develops, then repels the other realms, the animal, the vegetable, the mineral. I cannot go into the justification for this world view today, although it may seem as incorrect as possible to the contemporary world view, it is nevertheless true that there is something in this world view that hits the mark in terms of reality. But I also pointed this out in my book “Riddles of Philosophy”, as I said, not prompted by the war, but long before the war, that this thought, before it took root in Bergson's mind, in a deeper more penetrating and comprehensive manner, because it arose from the depths of German intellectual life, in the German philosopher Wilhelm Heinrich Preuss, who in turn is mentioned in my book “The Riddles of Philosophy”. The idea was expressed much earlier than Bergson put it forward – as early as 1882 and even earlier – forcefully expressed by Wilhelm Heinrich Preuss in his book on “Geist und Stoff”! We cannot know whether Bergson knew it from Preuss – which, in the case of a philosopher, is just as culpable as if he knew something and did not quote Preuss. Based on what has now been revealed, we can also assume and believe the latter about Bergson. For if one investigates the matter, one can show that in Bergson's books entire pages are copied from Schopenhauer and Schelling, in part quite literally! It is certainly a strange process: you ascribe to German intellectual life, and then you stand there and explain to people how this German intellectual life has degenerated since this great period, how this German intellectual life is mechanistically conducted – I have already said this once before last year. When one looks across to Germany, one has the impression of being confronted only with the mechanical. Bergson thought, as I have already said, that if the French shoot with cannons and rifles, the Germans will step forward and recite Goethe or Novalis! What Bergson has to say today is about as logical as that! As I said, I can only highlight in a few isolated examples what is really there as a forgotten tone of German intellectual life, but which is nevertheless present within this German intellectual life. It will only depend on the length of time, ladies and gentlemen, to suppress what creative minds like Troxler or a Karl Christian Planck, for example – those with limited knowledge of him may say of him: he just became somewhat twisted at the end of his life – at the end of their lives, because they had to counter the world, which today is also spiritually encircled, with words from the German consciousness, as Planck writes in the preface to his Testament of a German. He says:
The time will come when everything alien will be seen for what it is, how it has crept into German, into the original German intellectual life, and then people will reflect on what this German intellectual life is capable of! Then we shall see much more clearly the relations that exist between this Central European intellectual life and that – which is not to be reviled, only characterized – [and] that which is all around, and which is currently trying so hard to fight this German intellectual life, as I said: they not only fight the German character with weapons, but also revile and even slander German intellectual life! History will one day be able to express something with large numbers, albeit sober numbers, dear attendees, which in view of today's facts may be brought to mind; history will have to record something strange after all. One may ask: how does the area on which German intellectual life develops relate to the area - and how does the population of Central European intellectual life relate to the population of those who today not only not only use arms against Central Europe, but even, through the better part of valor, want to starve the Central Europeans – which is how it had to come about that this Central Europe is being starved! It is, after all, the better part of bravery – especially when you consider the circumstances that history will one day speak of! History will have to ask: What percentage of the entire dry land, mainland earth, do these Central European people own? It is four percent! What percentage do the small nations own today, even without the Japanese – those who face them as the so-called antipodes: 46 percent! That means that today, 6 million square kilometers are owned by those who encircled Central Europe, compared to 69 million square kilometers for Central Europe. They really had no need to be envious of what Central Europe was taking away from them. And without counting the Italians: 741 million people on the side of the Entente are opposed by 150 million people in Central Europe. That means: with nine percent of humanity, Central Europe is facing almost half of humanity on earth: 45 to 47 percent. History will one day record this as the situation in which people lived in this present time. And what forces have led to this can also be seen in the spiritual realm. In my booklet 'Thoughts During the Time of War' - which is now being reissued after being out of print for some time, as I said - you can read about how the forces have been moving in recent decades. Not only is there in the West an opposing force that expresses itself in the same way, as has been characterized, at least in very general terms, by means of a few strokes of the pen, but in the East there are opposing forces that perhaps need to be taken into account even more than those of the West. There is no need to stoop to the level of our opponents! There is no need to vilify the Russian people. If we are to exercise German self-restraint, we need not stoop to the level of our opponents. But attention can still be drawn to certain characteristic aspects that are truly indicative of the Russian character. They must be emphasized, especially in a people that, with a certain versatility and adaptability, and even, when you look at the people, with a certain peace-loving character, want to elevate themselves to intellectuals within the Russian East of Europe, there emerge, for example, the views – I have already emphasized them here in earlier lectures – the views that this Central European, this Western European intellectual life is basically decrepit and has fallen into death and that Russian intellectual life must replace this Central European intellectual life. This view took root deeply, first in those who appeared as Slavophiles; and then it took root deeply in those who replaced the Slavophiles as Pan-Slavists. And I do not want to mention anything uncharacteristic, but only to present what has really been expressed in a spiritual way - one after the other from different sides - but is the same as what has been expressed in the political sphere. For example, as early as 1829, Ivan Vasilyevich Kireyevsky, speaking from what he believed to be knowledge, said that European essence and life had become decrepit, was dying, and that Russian essence should gradually replace and supersede this Central European and also Western European essence. And then Ivan Vassilyevich Kireyevsky says:
That means that they aspire to Russia belonging to all of Europe; and then, once they have it, they would be inclined to divide it, of course, under the care of all of Russia. This is what lives on in Russian intellectual life from the 19th into the 20th century; it lives everywhere. These people, who are the intelligentsia in the East, could not really understand much of German intellectual life – as I said, let me just emphasize these things at the end! They did try to understand something like Goethe's 'Faust'. And it is interesting to read the mind of the Russian people - [Michajlovskij] - when he says something like: Yes, these Germans, they see something in 'Faust' where the human soul strives for world secrets, for a kind of redemption. But this “Faust”, he is before a deeper realization, says Michajlovskij, he is before a deeper realization, but he is nothing more than the purest expression of Central and Western European egoism, of capitalist striving. This Faust is a real capitalist metaphysician. And when he comes to speak of metaphysicians, of those people who go beyond the immediately sensual, then Michajlovskij becomes quite strange. There he says, for example, metaphysicians are people who have gone mad with fat. — I don't know whether one can find particularly much of this view in Central Europe of all places, of this sort of people “who have gone mad with fat”. But now he also counts Faust among these metaphysicians who have gone mad with fat! In short, we see that there is not much understanding among those who want to conquer first and then divide. Much could be said about this, but, as I said, I would like to emphasize this at the end, as one of the most characteristic minds of Russian intellectual life, Yushakov, in a book at the end of the nineteenth century, makes observations about Russia's relationship on the one hand to Asia and on the other to the European West - not just to the German European West, but to the European West - in the broader sense. In 1885, he – I mean this Yushakov – wrote the book, [it is a remarkable book]. There he turns his gaze across to Asia, and he sees: over there in Asia, there live peoples; they are indeed somewhat run down today, but they show the last traces of a great, spiritual worldview that once lived with them. They have tried to lift themselves up to the spiritual side of existence, but they could only do so, they only succeeded in doing so, says Jushakow, by mentioning a myth of the Orient, by uniting with the good God Ormuzd against the evil spirit Ahriman. From Turan, from the Turan peoples, there emanated that which Ahriman, as an opponent, had done against the good Iranians, to whom he also counts the Hindus and the Persians, according to Yushakov. They sighed under the deeds of Ahriman, these Asians who had joined forces with the good Ormuzd, and thus created their culture. Then the Europeans came - in 1885 he can't speak much about the Germans yet, can he. But he does speak about Europe - we will see in a moment which Europe he is talking about in particular - and then he says: These Europeans, what have they done to these Asians who had taken up the fight, who had joined forces with the good Ormuzd against the evil Ahriman? They have taken from the Asians, the goods they have acquired by fighting alongside Ormuzd against Ahriman, and have even more handed them over to the clutches of Ahriman. And with whom does Jushakow see this evil? The book is called “The Anglo-Russian Conflict” - dispute, war - and there he says, in particular with regard to the English - in 1885, this Yushakov - the following, showing how the English treat these Asian peoples. There Yushakov says: They - the English - treat these Asian peoples as if they believe: These Asian peoples are only there to
And pointing out once more what he finds so terrible about these Englishmen, Yushakov says: This will only oppress the Asians; Russia must intervene and liberate these Asians by empathizing with them. And – it is not me saying this, it is Yushakov himself: a great force will arise from Russia, a wonderful alliance will arise from Russia, an alliance between the peasant, who knows the value of the earth, and the bearer of the noblest spiritual life, the Cossack. And from this alliance between the peasant and the Cossack – and it is not I who say this, but Yushakov – will emerge, and will move towards Asia, that which will in turn bring the Asians to the pleasures of Ormuzd and free them from the clutches of Ahriman. Then he says in summary:
1885 spoken by a Russian intellectual. Perhaps this is where we have to look for the reason why Russia allied itself with England? I do not want to say that the Asians have been liberated from the clutches of Ahriman and that it has somehow come back from glorifying this wonderful alliance of the peasantry and the Cossacks. But a change has also occurred in the relationship. It is important to consider such changes and to understand the circumstances, dear attendees! I have not undertaken these considerations in order to speak fruitlessly about a faded tone of German intellectual life, but because I believe that what could be said about German intellectual life does indeed contain living seeds. They can live for a time – I would say – below the surface of progressive conscious education; but they will emerge. And we can be aware that a spiritual life that carries such seeds [...] has a future, that it cannot be crushed, not even by the kind of union that it is currently facing. Perhaps it is precisely in our fateful time that the German spirit will find self-reflection on the great aspects of its nature. And that is more important to us than the present hostile attitude towards us, and more important than the vilification of other nations. Above all, it is more important to us to realize that when the German nation turns to spiritual matters, it does not need to become unfree, but that, like the power of real thinking allied with spiritual life, it can also be free. I could cite to you a great deal of evidence that this is the most trivial of objections, that the statement that spiritual life makes one unfree and that a complicated idealist must be the one who lives in the spirit is the most unjustified thing that - if the expression is used again - dullards can object to the spiritual life. Karl Christian Planck, the Württemberger, is an example of what could and would be shown in hundreds of cases, if something like this is seen, it is characterized precisely by Karl Christian Planck. Dear attendees, “practical people” have always spoken about European politics, about what is rooted in and present in the political forces of Europe, and about what can come of it – “practical politicians” who certainly look down on people like Karl Christian Planck, people of the intellectual life, as on the impractical idealists who know nothing of reality. These “practitioners”, whether they are diplomats or politicians who think they are great, look down on them because they are the practitioners, because they, who believe they have mastered the practical side of life, look down on such “impractical idealists” as Karl Christian Planck is! But from Planck's Testament of a German, I want to read you a sentence that was written in 1880, in which Karl Christian Planck speaks of the present war. This is what he, the “impractical” idealist, says about the present war:
Written in 1880! Where have we ever had a “practitioner” describe the current situation so accurately based on such knowledge of the facts! A time will come, most honored attendees, when people will realize that it is precisely the reflection on the best forces of the German people that will lead to the fact that no more un-German entities can exist in Central Europe and [that that what the justified striving – or at least much justified striving – wants to suppress, remains in the power of the incompetent], so that Germanic nature, as Germanic nature is in its own root, would not be eradicated in the world. It is only right to speak serious words in serious times, if these serious words are based on facts and not on all kinds of crazy idealism that any amateur can find without taking the trouble to look into the facts. If you look at it, this Central European essence: you will indeed find it in contrast, in a meaningful contrast to the Oriental essence, which today stands so threateningly behind Oriental Russia; you will find it in a characteristic contrast. What lives in Asia today is the remnant of a search for the spiritual world, but a search as it was and as it had to be at a time when the greatest impulse had not yet impacted development, the development of humanity: the Christ impulse. The striving for the spiritual world in pre-Christian times was as follows: it occurs in Asia, in which the human being is paralyzed, the ego is paralyzed, so that the human being can merge into the spiritual world with a subdued and dulled ego. This was a merging as it occurred in Hinduism, Brahmanism, Buddhism and so on, but as it is never appropriate for a newer time, in which the Christ impulse has struck. This essence of modern times has emerged most profoundly in what the faded tone of German intellectual life so beautifully indicates to us today: not the paralysis of the ego, but the invigoration, the revitalization of the ego, the right standing within the ego. The opposite of what was once oriental nature, which finds, by strengthening itself inwardly, in man also the way into the spiritual worlds. The fact that the German nature has this task puts it, with its mission, into the overall development of humanity – it stands on the ground of 6 million square kilometers against 68 million square kilometers of the peoples who threaten the German nature all around it today. Let me conclude by quoting you the words of an Austrian poet, which show how deeply rooted in all of Central Europe is what I have dared to mention today, the “German essence”, and which I have tried to characterize in its world-historical sense. Let me characterize it by referring you, as I said, to a poet of Central Europe who belongs to Austria. I myself have spent almost thirty-one years in Austria and have been associated with all the struggles that the German character has also had to fight in recent times. I must be allowed to refer to Robert Hamerling; to that Robert Hamerling who, in view of the circumstances, the welding together of Central Europe, from Germany and Austria, in terms of intellectual life as well; but since he was not immune to external circumstances, how deeply such minds feel rooted in the overall Central European, German essence is shown by such statements as the one just made by Robert Hamerling, who says, “Austria is my fatherland; but Germany is my motherland”. This is felt precisely by someone who is connected to Central European culture as a German from Austria. But he is also connected, such a German Austrian, to all things German. Just – I would like to say – I would like to point out a small, insignificant [poem] that Robert Hamerling wrote in 1880, at the time when the French were burning the German flag in front of the Alsatian statue, in front of the statue of Strasbourg and performed a dance during which they burned the German flag in [Paris] at that time, then Robert Hamerling wrote – I do not want to point this out as a poetic meaning – but to something special; then he wrote the words:
Thus cried out the Austrian German Robert Hamerling from the Waldviertel. But the great mission of the German people also appeared to him; in 1862 he, Robert Hamerling, wrote his “Germanenzug”. It is wonderfully described how the ancestors of the later Germans moved from Asia to Europe with the Germanic peoples - how they camp in the evening sun, still on the border from Asia to Europe; the setting sun and the rising moon are wonderfully described. And wonderfully, Robert Hamerling expresses how one person watches over the sleeping Germanic people as they move from Asia to Europe. Hamerling expresses it wonderfully by letting Teut, the fair-haired youth, watch alone; and the genius – the genius of the future German people – now speaks words of the German future to the fair-haired Teut. There he speaks, the genius of the German people, to the blond Teut, while the other Teutons sleep all around:
And this essence of the German spirit, which is a post-Christian renewal, but a deepening of the spirit out of the self, which, among others, was so beautifully expressed by the one called the philosopher of Germanness, Jakob Böhme, this essence of the German spirit, which always wants to connect knowledge and recognition with a religious trait, this essence of the German spirit in Jakob Böhme we find it expressed thus:
, he means the depths of the blue sky
This mood of the German spirit is beautifully expressed in Robert Hamerling's 1862 poem “Germanenzug” (German March), in which the blond Teut speaks words that are intended to express how the best aspirations of Asia are to be developed in Europe by the German people with heightened vibrancy. The genius says to the blond Teut:
Thus, in all of Central Europe, the German is aware of his identity as a German. And if we consider the pure facts, as we have tried to do today, esteemed attendees, one can find that one may believe, as I have said here before in earlier lectures, that one may have the confidence and the belief in the nature of the German people, that because it contains germs in the spiritual realm, as characterized, it will one day, in distant times, bear the blossoms and fruits. And those who are the enemies of the German people will not be able to remove these blossoms and these fruits from world development. As I said, the fate of outer world history is decided by the power of arms. This power of arms, as it lives today in our fateful time, is only one side of the power of the German character. The other side is the power of the German spirit, which I wanted to reflect on this evening. I would like to have achieved this with words, which could only be fragmentary in the face of the task you set yourself, I would like to have achieved this from an actual, purely objective consideration of German intellectual life: the fruitful, indestructible nature of the German is that which, in the face of the most severe oppression, enables people who are surrounded by 6 million square kilometers to say, just as people in Central Europe are able to do, from the depths of German soul and the essence of the German heart, and in so far as it is connected with German intellectual life, to express what Robert Hamerling, summarizing the indestructibility of the German spirit, expressed in the beautiful words with which I would like to conclude this reflection today:
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65. From Central European Intellectual Life: Fichte's Spirit Among Us
16 Dec 1915, Berlin Rudolf Steiner |
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In this work he wanted to show how those who only look at the world of the senses from the outside, and only combine it with the intellect, lead to a world view that is without substance. How this only leads to a dream of life is the content of the first part. How to get away from seeing the world as a chain of external necessities is the content of the second part. |
65. From Central European Intellectual Life: Fichte's Spirit Among Us
16 Dec 1915, Berlin Rudolf Steiner |
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We are transported to Rammenau in Upper Lusatia, a place near Kamenz where Lessing was born. 1769, to be precise. A relatively small house stands by a stream. It is known that the ribbon weaving trade has been hereditary in the family since the time of the Thirty Years' War. The house was not exactly prosperous, but rather quite poor. A stream flows past the little house, and by the stream stands a seven-year-old boy, relatively small, rather stocky for his age, with rosy cheeks and lively eyes that are currently filled with deep sorrow. The boy has just thrown a book into the stream. The book floats away. The father comes out of the house and says something like the following to the boy: Gottlieb, what were you thinking of! You throw into the water something your father bought at great expense to give you great joy! The father was very angry because he had given the book to Gottlieb the other day as a gift, to the boy who until then had learned nothing from books except what one can learn from the Bible and the hymnbook. What had actually happened? Young Gottlieb had absorbed what he had been given from the Bible and the hymnal with great inner strength, and he was a boy who had studied well at school. His father wanted to give him a treat and one day bought him 'Siegfried and the Horned One' as a present. The boy Gottlieb immersed himself completely in reading 'Siegfried and the Horned One', and as a result he was scolded for his forgetfulness and inattention with regard to everything he had been interested in before, with regard to his schoolwork. This upset the boy. He had grown so fond of his new book, 'Siegfried of the Horns', and took such a deep interest in it. But on the other hand, the thought was vividly present in his mind: 'You have neglected your duty!' Such were the thoughts of the seven-year-old boy. So he went to the stream and threw the book into the water without further ado. He received his punishment because he was able to tell his father the facts and what he had done, but not the real reason for it. We follow the boy Gottlieb in this age into other life situations. We see him, for example, far from his parents' house, standing outside on a lonely pasture, from four o'clock in the afternoon, gazing into the distance, completely absorbed in the view of the distance that was spread around him. He is still standing there at five, still standing there at six, still standing there when the bells ring for prayer. And the shepherd comes and sees the boy standing there. He pokes him and makes him aware that he should go home with him. Two years after the event we have just assumed, in 1771, Baron von Miltitz is staying with the landowner in Rammenau. He wanted to come there from his own estate in Oberau on a Sunday to have lunch and to socialize with his neighbors. He also wanted to hear the sermon beforehand. But he arrived too late and was unable to hear the Rammenau preacher, whom he knew to be a decent man. The sermon was already over. He was very sorry about that, and his regret was discussed many times among the guests, the innkeeper and the others gathered. Then they said: Yes, but there is a boy in the village who can perhaps repeat the sermon; they know about this boy. And now nine-year-old Gottlieb was fetched. He came in his blue peasant's smock, they asked him a few questions, and he answered them briefly with yes and no. He felt very little at home in the distinguished company. Then someone suggested that he repeat the sermon he had just heard. He gathered himself together and, with deep inward inspiration and the most heartfelt participation in every word, he repeated the sermon he had heard from beginning to end to his landlord's estate neighbor. And he repeated it so that one had the feeling that everything he said came directly from his own heart; he had absorbed it so completely that it was all his own. With inner fire and warmth, growing ever more fiery and warm, nine-year-old Gottlieb presented the entire sermon. This nine-year-old Gottlieb was the son of Christian Fichte, the ribbon weaver. The lord of the manor of Miltitz was amazed at what he had experienced in this way, and said that he must ensure the further development of this boy. And the acceptance of such a concern had to be something extraordinarily welcome to the parents because of their meager external circumstances, although they loved their boy dearly. For Gottlieb had many brothers and sisters, and the family had grown quite large. The baron's offer of help was most welcome. The baron was so touched by Gottlieb's story that he wanted to take the nine-year-old boy with him immediately. He took Gottlieb to Oberau near Meissen. But young Gottlieb did not feel at home there at all, in the big house that was so different from what he had been used to in his poor ribbon weaver's cottage. In all the grandeur, he felt utterly unhappy. So he was given to a pastor named Leberecht Krebel in nearby Niederau. And there Gottlieb grew up in a loving environment, with the excellent pastor Leberecht Krebel. He immersed himself in everything that shimmered through the conversations that the brave pastor had with the exceptionally talented boy. And when Gottlieb was thirteen years old, he was accepted at Schulpforta with the support of his benefactor. Now he was plunged into the strict discipline of Schulpforta. This discipline did not particularly appeal to him. He realized that the way the pupils lived together made it necessary to practice some secrecy and some cunning in their behavior toward the teachers and educators. He was completely dissatisfied with the way older boys were placed there as “senior companions,” as they were called, for the younger boys. Even at that time, Gottlieb had absorbed “Robinson” and many other stories. At first, school life had become unbearable for him. He could not reconcile it with his heart that somewhere where one should grow towards the spiritual world, he felt, there was concealment, cunning, deception. What to do? Well, he decided to go out into the wide world. He set out and just went through. On his way, the thought comes to him, deeply carried by feeling: Have you done right? Are you allowed to do this? Where does he go for advice? He falls to his knees, says a pious prayer and waits until some inner hint is given to him from the spiritual worlds as to what he should do. The inner hint was that he turned back. He turned back voluntarily. It was a great stroke of luck that there was an extraordinarily loving headmaster there, Rector Geisler, who let the young Gottlieb tell him the whole story and who had a deep inner sympathy for Gottlieb; who did not punish him, who even put him in a position that young Gottlieb could now be much more satisfied with himself and his surroundings than he could actually only wish for. And so he was also able to join the most talented teachers. His aspirations were not easily satisfied. The young Gottlieb, who already longed for the highest at this age, was not actually allowed to read what he had previously heard about by hearsay: Goethe, Wieland, but especially Lessing, were at that time forbidden reading in Schulpforta. But there was a teacher who was able to give him a remarkable reading: Lessing's “Anti-Goeze”, that pamphlet against Goeze, which is supported by inner strength and contains everything that Lessing had to offer as his creed in a high, but free-minded way of thinking, in a free and frank language. Thus Gottlieb absorbed at a relatively young age what he could from this “Anti-Goeze”. Not only did he appropriate the ideas – that would have been the very least for him – the young Gottlieb also adopted the style, the way of relating to the highest things, the way of finding one's way into a worldview. And so he grew up in Schulpforta. When he had to write his final examination paper, he chose a literary topic. A strange final paper. It lacked what many young people do: they intersperse their schoolwork with all sorts of philosophical ideas. Nothing of philosophy, nothing of philosophical ideas and concepts was found in this final paper. On the other hand, it was already evident in it that the young man set out to observe people, to look at them into their innermost hearts, and strove for knowledge of human nature. This was particularly evident in this school assignment. Now, in the meantime, the charitable Baron von Miltitz had died. The generous support that had been offered to the young Gottlieb, Johann Gottlieb Fichte, dried up. Fichte took his school-leaving examination at Schulpforta, went to Jena and had to live there in deepest poverty. He could not participate in any of the student life that was then in Jena. He had to work hard from day to day to earn what he needed for bare survival. And he could only devote a few hours to nourishing his deeply aspiring mind. Jena proved to be too small. Johann Gottlieb Fichte could not support himself there. He thought he would fare better in Leipzig, a larger city. There he tried to prepare for the position that was the ideal of his father and mother, who were devout people: a Saxon parish, a preaching position. He had, I might say, shown himself to be predestined for such a preaching post. He could become so absorbed in the traditions of Scripture that he was repeatedly asked to give short reflections on this or that Bible passage, even in his father's house. He was also asked to do this when he was with the brave pastor Leberecht Krebel. And whenever he was able to spend a short time at home, in the place where his parents' modest house stood, he was allowed to preach there, because the local pastor liked him. And he preached in such a way that what he was able to say was the biblical word in an independent but thoroughly biblical way, as if carried by a holy enthusiasm. So he wanted to prepare for his rural theological profession in Leipzig. But it was difficult. It was difficult for him to get a teaching position that he thought he could fill. He worked as a tutor and a private teacher. But this life became hard for him. And above all, he was unable to really advance spiritually during this life. He was already twenty-six years old. It was a hard time for him. One day he had nothing left and no prospect of getting anything in the next few days; no prospect that, if things went on like this, he would ever be able to achieve even the most modest profession he had set his mind to. He could only be supported by his parents in the most frugal way; as I said before, it was a family blessed with many children. Then one day he stood before the abyss, and the question arose like a wild temptation before his soul: No prospect for this life? — He might not have fully realized it, but in the depths of his consciousness, self-chosen death lurked. Then the poet Weisse, who had become a friend of his, came at the right time. He offered him a position as a private tutor in Zurich and made sure that he could actually take up this position in three months. And so, from the fall of 1788, we find our Johann Gottlieb Fichte in Zurich. Let us try to follow him with the gaze of the soul, as he stands in the pulpit of Zurich Cathedral, now completely filled with his own understanding of the Gospel of John, already completely filled with the endeavor to express in his own way that which is expressed in the Bible. So that when one heard his inspiring words resound in the Zurich cathedral, one could believe that someone had stood up who was able to pour the Bible into a completely new word in a completely new way, as if through a new inspiration. Many who heard him in the Zurich cathedral at the time certainly had this impression. And then we follow him into another phase of his life. He became a tutor in the Ott household, at the “Zum Schwert” inn in Zurich. He only to a small extent submitted to the peculiar prejudiced view that was held of him there. He got on well with his pupils, less well with their parents. And we sense what Fichte is from the following. One day, the mother of the pupils received a strange letter from the tutor. What did this letter say? It said, roughly, that education was a task to which he – he meant himself, Johann Gottlieb Fichte – would gladly submit. And what he knew about the pupils and had learned from them gave him the certainty that he could do a great deal with them. But the education must be taken up at a certain point; above all, the mother must be educated. For a mother who behaves like that towards her child is the greatest obstacle to education in the home. I need not describe the strange feelings with which Frau Ott in Zurich read this document. But the matter was once again postponed. Johann Gottlieb Fichte was able to work in a blessed way in the Ott house in Zurich until the spring of 1790, so for more than a year and a half. But Fichte was not at all suited to confine what his soul embraced to his profession. He was not at all suited to turn his gaze away from what was going on in the intellectual culture around him. He grew into what was going on spiritually around him through the inner zeal and the inner interest he took in everything that was going on in the world around him. Yes, he grew into all of it. In Switzerland, he grew into the thoughts that filled the minds of all people at the time, thoughts that were passed on from the erupting French Revolution. I would like to say that we can eavesdrop on him as he discusses with a particularly talented person in Olten the questions that were occupying France and the world in such a significantly intervening way at the time; how he found that these were the ideas should now be pursued; how he incorporated everything that occupied him internally, arising from his deep religiosity and keen intellect, into the ideas of human happiness, into the ideas of human rights, of lofty human ideals. Fichte was not a solitary being who could only develop his soul rigidly out of his inner self. This soul grew together with the outside world. This soul felt, as if unconsciously, the duty of a human being not only to be for himself, but to stand as an expression of what the world wants in the time in which one lives. That was a deepest feeling, a deepest sentiment in Fichte. And so it was that at the very time when he was, one might say, most receptive to the growing together of his soul with what lived and breathed in his spiritual environment, he grew together with the Swiss element, and from this Swiss-German element we always find an influence in the whole of Fichte, as he later works and lives. One must have an understanding of the profound difference between what lives in Switzerland and what, I would say, lives a little to the north in Germany if one wants to grasp the impression that Fichte's Swiss environment, Swiss humanity and human striving made on him. It differs, for example, essentially from other Germanic peoples in that it imbues everything that is spiritual life with a certain self-confident element, so that the whole cultural element takes on a political expression; that everything is thought in such a way that the person feels placed through the thought into direct action in the world. Art, science, literature, they stand as individual tributaries of the whole of life for this Swiss Germanic spirit. This was what could also combine with Fichte's soul element in the most beautiful way. He was also a person who could not think any human activity or any human aspiration individually. Everything had to be integrated into the totality of human activity and human thought and human feeling and the whole human world view. In Fichte's work, what he could achieve was directly connected with his increasingly strong and powerful personality. Anyone who reads Fichte today, who engages with his writings, which often appear so dry in content, with the sparkling spirit of individual treatises, individual writings, will have no idea of what Fichte must have been like when he put all his inner fire, his inner presence in what he meant spiritually and what he had spiritually penetrated, into speech. Because what he was flowed into his speech. That is why he tried – it was a failed attempt – to found a school of rhetoric even back then in Zurich. For he believed that by the way the spiritual can be brought to people, one can indeed work in a completely different way than just through the content, however solid it may be. Fichte also found a stimulating and soul-stirring relationship in Zurich, in the house of Rahn, a wealthy Swiss at the time, who was Klopstock's brother-in-law. And Fichte developed a deep affection for the daughter, Johanna Rahn. He was connected with Klopstock's niece by a close friendship that developed more and more into love. At first, the position as a private tutor in Zurich was no longer tenable. Fichte had to look further. He did not want to somehow become a member of the Rahn family and live off the Rahn family's funds, even though he was now, before he had made a name for himself in the world (he often spoke of this at the time). He wanted to continue to seek his path in the world; we must not say “his luck” when it comes to him, but rather “seeking his path in the world”. He went back to Germany, to Leipzig. He thought he would stay there for a while; he hoped to find there what could be his real profession, to find that form of spiritual expression that he wanted to make his way in life. Then he wanted to return after some time to freely elaborate what he had united with his soul. Then something unexpected happened that changed all his plans for life. Rahn collapsed and lost all his wealth. Not only was he now tormented by the worry that the people he loved most had fallen into poverty, but he now had to take up his wanderer's staff and move on into the world, had to give up his favorite plans that had opened up to him from the depths of his soul. Initially, a position as a private tutor in Warsaw presented itself to him. However, as soon as he arrived there and introduced himself, the aristocratess in whose house he was to enter found that the movements of Fichte, which were already then and later firmly and energetically found by some, were actually clumsy; that he had no talent at all for finding his way into any society. They let him know that. He could not bear that. So he left. His path now led him to the place where he could first believe that he would find a person whom he held in the highest esteem among all the people not only of his own time but of the entire age, and whom he had approached after having been completely absorbed in the world view of Spinoza for a while ; a man whom he had approached by studying his writings, in which he had completely, completely found his way, so that, as the Bible or other writings had once stood before him, so now, in a very special new form, the writings of this man stood before him – namely Immanuel Kant. He made his way to Königsberg. And he sat at the feet of the great teacher and found himself completely absorbed in the way his soul could reflect what he considered to be the greatest teaching ever given to mankind. And in Fichte's soul, what lived in his soul out of his pious mind, out of his musings on the divine governance of the world and on the way in which the secrets of this governance have always been revealed to humanity, to the world, united with what he had learned and heard from Kant. And he developed the thoughts that arose in his soul into a work to which he gave the title “Critique of All Revelation”. Fichte was born in 1762, and was thirty years old when he wrote it. A strange thing happened at that time. Kant immediately recommended a publisher for the work that had so captivated him: “Critique of All Revelation.” The work went out into the world without the name of the author. No one thought it was anything but a work by Immanuel Kant himself. The good reviews flew in from all sides. This was unbearable for Fichte, who in the meantime, again through the mediation of Kant, had been offered a position as a private tutor in the excellent Krockow household, near Danzig, which he now found very appealing, where he could also freely pursue his intellectual endeavors. It was unbearable for him to appear before the world in such a way that when people spoke of his work, they actually meant someone else's. The first edition, soon out of print, was followed by a second, in which he named himself. Now, however, he had a strange experience. Now, to say almost the opposite of what one had said earlier was not possible, at least for a large number of critics; but one toned down the judgment one had had earlier. It was another piece of human knowledge that Fichte had acquired. After he had spent some time in the Krockow house, he was able to make the plan, in the way he was now placed in the world, not outwardly, but spiritually - he had shown that he was capable of something - to go back to the Rahn house; only in this way he wanted to win Klopstock's niece for himself, now he could do it. And so he went back to Zurich again in 1793. Klopstock's niece became his wife. Not only did he now continue to work in the deepest sense on what he had absorbed as Kantian ideas, but he also delved further into all that had already occupied him during his first stay in Zurich; he delved into the ideas of human goals and human ideals that were now going around the world. And he wove together the way he himself had to think about human endeavor and human ideals with what was now going through the world. And he was such an independent nature that he could not help but tell the world what he had to think about what the most radical natures were now thinking about human progress. “Contributions to the Correction of the Public's Judgments of the French Revolution” was the book that appeared in 1793. At the same time as he was working on this book, he was constantly working on the ideas of the world view that he had gained from the Kantian world view. There must be a Weltanschhauung, he said to himself, which, starting from a supreme impulse for human knowledge, could illuminate all knowledge. And this Weltanschhauung, which asks about the highest in such a way that one could never find a higher for knowledge, that was Fichte's ideal. In a strange way, the circumstances are linked. While he was still busy with the inner elaboration of his ideas, he received a letter from Jena, from Jena-Weimar. Such an impression had been made there by what Fichte had achieved that, when Karl Leonhard Reinhold left the University of Jena, Fichte was invited to take up the professorship of philosophy on the basis of what he had achieved. Those who were involved in the intellectual life of the University of Jena at the time greeted the idea of bringing this spirit, who on the one hand seemed to them to be a sparkling mind, but on the other hand, especially in matters of world view, to be striving for the highest, with the greatest satisfaction. And now let us try to visualize him as the administrator of the teaching position that has been taken up. What had emerged as his Weltanschauung he wanted to convey to those who were now his pupils, starting from the year 1794. But Fichte was not a teacher like others. Let us first look at what had emerged in his soul. It is not possible to express this directly in his words – that would take too long – but it can be characterized entirely from his spirit. He was searching for a supreme being, one with whom the human spirit could grasp the stream of the world, the secret of the world, at one point, where the spirit was directly one with this stream of the world, with this secret of the world. So that man, by looking into this secret of the world, could connect his own existence with this secret, could thus know it. This could not be found in any external sensual existence. No eye, no ear, no other sense, no ordinary human mind could find it. For everything that can be seen with the senses externally must first be combined by the human mind; it has its being in the external world; one can only call it being if one's being is, so to speak, confirmed by what one observes with one's senses. That is not true being. At least, we cannot form any judgment at all about the true being of that which presents itself only to the senses. The source of all knowledge must arise from the innermost part of the I itself. But this cannot be a finished being, for a finished being within would be the same as that which is given to the outer senses as a finished being. It must be a creating being. That is the I itself, the I that creates itself anew every moment; the I that is not based on a finished existence but on an inner activity; the I that cannot be deprived of existence because its existence consists in its creating, in its self-creating. And into this self-creating flows everything that has true existence. So out of all sensory existence with this ego, and into the spheres where spirit surges and weaves, where spirit works as creativity! To grasp this spiritual life and activity where the ego is united with the spiritual activity and weaving of the world; to interpenetrate with that which is not external, finished existence, but what the ego creates out of the source of the divine life of the world, first as ego, and then as that which is the ideals of humanity, what the great ideas of duty are. This was how Kantian philosophy had become embedded in Fichte's soul. And so he did not want to present his listeners with a finished doctrine; that was not what mattered to him. Fichte's lectures were not like any other lecture; his teachings were not like any other teaching. No, when this man stood at his lectern, what he had to say there, or rather, what he had to do there, was the result of long hours of meditation, during which he felt that he was inwardly immersed in the divine being, in the divine spiritual weaving and working that permeates and flows through the world, in a state that was elevated above all sensual being. After long inner communion with himself, in which he had communed with the world-spirit of the soul concerning the secrets of the world, he went forth to his listeners. But it was not his intention to impart what he had to impart, but to spread a common atmosphere from himself over his listeners. What mattered to him was that what had come to life in his soul through the secrets of the world should also come to life directly in the souls of his listeners. He wanted to awaken spiritual life, awaken spiritual being. He wanted to draw out of the souls of his listeners self-creative spiritual activity by making them cling to his words. He did not merely impart. What he wanted to give his listeners was something like the following. One day, when he wanted to illustrate this self-creative aspect of the ego — how all thinking activity can become in the ego and how man cannot come to a real understanding of the secrets of the world other than by grasping this self-creative aspect in the ego — as he was grasping the spiritual world with his listeners, as it were leading each spiritual hand into the spiritual world, 'wanted to achieve this, he said, for example: “Imagine a wall, my listeners!” Now, I hope you have now thought of a wall. The wall is now as a thought, as an idea in your soul. Now imagine the one who thinks the wall. Completely abandon all thought of the wall. Think only of the one who is thinking the wall! Some listeners became restless, but at the same time, in the deepest part of their being, they were seized by the direct way, by the direct relationship in which Fichte wanted to place himself in relation to his listeners. The spirit from Fichte's soul was to grasp the spirit in his listeners. And so the man worked for years, never giving the same lecture twice, always creating and reshaping it anew. For that was not what mattered to him, to communicate this or that in sentences, but to always awaken something new in his listeners. And he repeated again and again: “What matters is not that what I say or what I have to say should be repeated by this or that person, but that I should succeed in kindling in souls such flames which will become the cause for each person to become a self-thinker; that no one says what I have to say, but that each person is inspired by me to say what he himself has to say. Fichte did not want to educate students, but to educate self-thinkers. If we follow the history of Fichte's influence, we can understand that this most German of German philosophers did not actually educate any students of philosophy; he did not found a school of philosophy. Energetic men emerged everywhere from this direct relationship that he established with his students. Now, Fichte was aware – and indeed had to be aware, since he wanted to lead the consciousness of man to the point of directly grasping the creative spiritual reality – that he had to speak in a very special way. Fichte's whole manner was difficult to grasp. Basically, all those who somehow participated in his way of teaching had not yet heard anything like what he practiced in Jena at the time. Even Schiller was astonished at this, and to Schiller he once spoke about the way in which he actually imagined his work in his own consciousness, for example as follows: When people read what I say, they cannot possibly understand what I actually want to say the way they read today. He then took one of his books and tried to read aloud what he thought was necessary to express what he wanted to say. He then said to Schiller: “You see, people today cannot recite inwardly. But because what is contained in my periods can only be brought out through true inward recitation, it just does not come out. Of course, Fichte brought out something quite different from his own periods. What he spoke was spoken language. Therefore, even today, Fichte should be sought in the center of all the soul life to which one can devote oneself as the soul life of the whole German people; even today one should still have the effort to take in, with inner declamation, with inner listening, what otherwise seems so dry and so sober in Fichte. Thus, as we let Fichte's intellectual development pass before our soul, we stand, as it were, on one of the intellectual summits of his being. And our gaze may well wander back to this remarkable intellectual journey. We have visited Johann Gottlieb Fichte as he stood before Baron von Miltitz in his blue peasant's smock, a true red-cheeked, stocky peasant child, with no education other than a peasant child could have, but such that this education was already the innermost property of the soul in the nine-year-old. We have here an example of how a soul grows out of the German people, entirely out of the German people, which at first receives nothing but what lives within this German people, lives in the direct way of life of this people. We follow this soul through difficult circumstances, this soul, which is actually regarded as an ideal in the people, but must remain in the people, but must be left to the innermost impulse, the innermost drive of its being. We follow this soul as it rises to the highest heights of human inner activity, work, as it becomes a human shaper in the way we have just been allowed to describe it. We follow the path that a German soul can take, which grows directly out of the people and rises to the highest heights of spiritual being only through its own strength. Fichte continued his teaching post in Jena until the spring of 1799. There had been all sorts of disagreements before then. For Fichte was certainly not a person who was easy to get along with, a person who would be inclined to make all sorts of detours in life and to make all sorts of soft gestures in his behavior towards people in order to make it easy to get along with him. But one important thing emerges that is significant for German life at that time. The one person who was particularly pleased – and who agreed with Goethe on this point – was Karl August, who was able to appoint Fichte to his university in Jena. And I believe one can safely say, as an example of Karl August's complete lack of prejudice, that he appointed to his university the man who had applied Kantian philosophy to revelation in the freest way possible, but not only that – he appointed to his university the man who had advocated the freest humanistic goals in the freest, most unreserved way. I believe that one would not do justice to Karl August, this great mind, if one did not point out the high degree of lack of prejudice that this German prince needed at the time to appoint Fichte. A daring act, Goethe called this call. But I would like to say that Karl August and Goethe, who above all were and had to be the soul of this call, took it upon themselves to bring Fichte to Jena against a world of prejudice. I say it would almost be a wrong not to draw attention to the degree to which Karl August's lack of prejudice had developed. And for this purpose, I would like to read a sentence from Fichte's book, which is entitled “Contributions to the Correction of the Opinions of the Public on the French Revolution”: “They” – he means the princes of Europe, including the princes of Germany – “who are mostly educated in inertia and ignorance , or if they know anything, they know a truth expressly fabricated for them; they, who are known not to work on their education once they come to rule, who read no new writing except perhaps some watery sophistries, and who are always, at least during their years of rule, behind their age... .” That was in the last book that Fichte had written – and Karl August summoned this man to his university. If you delve a little into the whole situation in which Fichte and those who appointed him found themselves, you come to the conclusion that the people who were of the mindset of the great, liberal-minded Karl August and Goethe actually waged a campaign against those who were in their immediate environment and who agreed with the appointment of Fichte as little as possible. And it was a campaign that was not at all easy to undertake, because, as I said, making a scene in the sense that one likes to make a scene in the world was not possible with Fichte. Fichte was a person who, through his crookedness, through his brusqueness, hurt everyone whom one would actually like to not hurt. Fichte was not a person who made a soft movement with his hand. Fichte was a person who, when something was not right for him, made his thrusts into the world with his fist. The way in which Fichte, with his full strength at the time, put what he had to tell the world into the world was not easy for Goethe and Karl August; it was very difficult for them, they groaned a little under it. And so little by little the thunderstorms drew up. Fichte, for example, wanted to give lectures on morality, lectures that were printed as “Lectures on Morality for Scholars.” He found no hour but Sunday. But that was terrible for all those who believed that Sunday would be desecrated if one were to speak about morality in Fichte's sense to students in Jena on Sunday. And all manner of complaints were made to the Weimar government, to Goethe, but also to Karl August. The entire Jena Senate of Professors expressed the opinion that it caused an enormous stir and discord when Fichte held moral lectures at the university on Sundays – and he had in any case chosen the hour when the afternoon service was held. Karl August had to give way to Fichte's opponents in this matter, too, I would say first. But it would not be good if it were not made clear today how he had done it. Karl August wrote to the University of Jena at the time: “We have therefore resolved, at your request, that the aforementioned Professor Fichte should only be allowed to continue his moral lectures on Sundays, in the hours after the end of the afternoon service, as a last resort.” The decree explicitly referred to the fact that “something as unusual as giving lectures on Sundays during the hours set aside for public worship” had occurred. But in issuing this decree, Karl August could not avoid adding the words: “We have gladly satisfied ourselves that if Fichte's moral lectures are similar to the excellent essay attached to this, they can be of excellent use.” But it continued to bother people. One could say that the opponents did not let up. And so it came about in 1799 that there was that unfortunate atheism dispute, as a result of which Fichte had to resign his teaching position in Jena. Forberg, a younger man, had written an essay in the journal that Fichte published at the time, which had been accused of atheism from a certain point of view. Fichte thought that the young man had been imprudent in what he had written, and he wanted to make a few marginal notes on it. But Forberg did not agree with this. And Fichte, in his free manner, which he not only used in the big things but in the smallest details, did not want to reject the essay just because he did not agree with it. He also did not want to make marginal notes against the will of the author. But he sent ahead an essay of his own, “On the Basis of Our Belief in a Divine World Government.” It contained words that were steeped in true, sincere worship of God and piety, words that may be said to have been elevated to the most spiritual level, but elevated to the most spiritual level, to that spiritual, of which Fichte wanted to say that it is the only real thing; that one can grasp reality only if one feels oneself with one's ego moving in the spiritual, standing in the spiritual current of the world. One must then grasp the existence of God not through some external revelation or external science, but in the living activity and weaving. One must grasp the creation of the world by flowing within it, creating oneself unceasingly and thereby giving oneself its eternity. But Fichte's essay was accused of atheism all the more. It is impossible to recount this dispute, this accusation of atheism, in full detail. It is basically terrible to see how Goethe and Karl August had to take sides against Fichte against their will; but how Fichte cannot be dissuaded, now, I would like to say, from striking out with his fist when he believes that he has to push through what he has to push through. So it comes about that Fichte hears that they want to do something against him, want to reprimand him. Goethe and Karl August would have liked nothing better than to have been able to give this reprimand. Fichte said to himself: To accept a reprimand for what one has to scoop out of the innermost sources of human knowledge would be to violate one's honor - not the honor of the person, but the honor of the spiritual endeavor. And so he first wrote a private letter to the minister Voigt in Weimar, which was then put on file, in which he said: He would never allow himself to be reprimanded; no, he would rather resign. And when Fichte wrote about things of this nature, he wrote as he spoke. It was said: He spoke cuttingly when it was necessary. So he also wrote cuttingly – to everyone, whoever it was. There was no other way to avoid a complete collapse in Jena than to accept the resignation that Fichte had not actually offered, because a private letter had been put on record. So it came about that Fichte had to leave his very beneficial teaching post in Jena in this way. We see him soon after that appearing in Berlin. We see him there appearing, now grasping the standing of the ego in the weaving and ruling world spirit from a new side: “The Destiny of Man” he wrote at that time. But he wrote it in such a way that he put his whole being, his whole nature, into this work. In this work he wanted to show how those who only look at the world of the senses from the outside, and only combine it with the intellect, lead to a world view that is without substance. How this only leads to a dream of life is the content of the first part. How to get away from seeing the world as a chain of external necessities is the content of the second part. And the content of the third part of 'The Destiny of Man' is the examination of what happens to the soul when it tries to grasp in its inner being that which creates the inner life, and which is thereby not only an imprint but a co-creation in the great creation of all world existence. After finishing the work, Fichte wrote to his wife, whom he had left behind in Jena at the time: “I have never had such a deep insight into religion as when I completed this work ‘The Destiny of Man’.” With a brief interlude in 1805, during which he stayed at the University of Erlangen, Fichte then spent the rest of his life in Berlin, first giving private lectures in a wide variety of homes, lectures that were very forceful; later he was called to help at the newly founded university, which we will talk about in a moment. I said that, with a brief interlude in Erlangen, he had now returned to Berlin. For what he had to give people was something he was always drawing from his soul, and casting anew in ideal form. In Erlangen, he presented his scientific theory and his world view with great zeal. It is strange that while he had an increasing number of listeners when he began his lectures in Jena, and the same was true in Berlin, the audience in Erlangen halved during the semester. Well, we know how professors usually accept this decrease; anyone who has experienced this knows that it is simply accepted. This was not the case with Fichte. When the number of students in Erlangen had fallen by half, he spoke out – admittedly only to those who were present, not to those who had left, but he assumed that they would find out – and delivered one of those thunderous speeches in which he made it clear to the people that if they did not want to hear what he had to say to them, they would only be open to external historical knowledge, not to reasonable knowledge. And after he had added what man becomes in life if, as a spiritual seeker, he does not want to acquire this reasonable knowledge, he said: “The time in which I read? I have indeed heard how little satisfaction there is with the choice of the hour. I do not want to take this too strictly, concluding from principles that actually go without saying and that would have to be applied here. I just want to consider those who are affected to be ill-informed and report it better. They may say that it has always been this way. If this were true, I would have to reply that the university has always been in a very poor state... I myself have a similar college to this one in Jena, where I read to hundreds of people from 6-7 o'clock in the summer and winter, which used to get very crowded towards the end. I just have to say: when I arrived here, I chose this hour because there was no other left. Since I have recognized the way of thinking about it, I will choose it with care and do so in the future. The reason for all these abuses is that there is a deep inability to deal with oneself, and a wealth of shallowness and boredom when, after lunch has been consumed at 12 o'clock, one can no longer stand in the city. And if you were to prove to me – which, I hope, cannot be done – that this has been the custom in Erlangen since its founding, that it is the custom throughout Franconia, indeed throughout southern Germany, I will not shy away from replying that, accordingly, Erlangen and Franconia and all of southern Germany must be the home of shallowness and lack of spirit.” He delivered a thunderous speech. You can think of such a thunderous speech as you like, but it is genuinely Fichtian, Fichtian in the way that Fichte wanted to be in it and always was in it in what he wanted to bring to people spiritually; that Fichte did not just want to say something with what he said, but to do something for the souls, to reach the souls. Therefore, every soul that stayed away was a real loss, not for him, but for what he wanted to achieve for humanity. For Fichte, action was the word. He was rooted in the spiritual world, and this enabled him to stand with others in the spiritual world at the same time as in a common spiritual atmosphere; that he really did not just theoretically advocate the proposition: the outer sense world is not the real thing, but the spirit, and the one who knows the spirit also sees the spiritual being behind all sense being. For him, this was not just theory, but a practical reality, so that later in Berlin the following could happen: He had gathered his audience in his lecture room. The lecture room was near the Spree Canal. Suddenly, a terrible message came: children, including Fichte's boy, had been playing down below, a boy had fallen into the water, and it was said to be Fichte's son. Fichte set out with another friend, and while the audience were all standing around, the boy was pulled out of the water. The boy looked very much like Fichte's son, but he was not. For a moment, however, Fichte had to believe that it was his son. The child was pulled out of the water dead. He took care of the child. Those who know what a close family life there was in Fichte's house between Fichte, his wife Johanna and their only son, who remained the only one, know what Fichte went through in that moment: the greatest horror he could have gone through, and the transition from the greatest personal horror to the greatest personal joy when he could take his son back in his arms. Then he went into an adjoining room, changed his clothes and continued his two-hour lecture in the way he had always given lectures before, completely immersed in the subject. But not only that. Fichte often provided examples of such engagement in intellectual life. For example, during his time in Berlin, we find him giving lectures that were supposed to be a critique of the contemporary era, a severe indictment of this era. He took a similar approach when reviewing the individual eras of history. That alone, in which he lived, he said, was the one in which selfishness had reached its highest point. And into this age of selfishness he found himself placed as the one who embodied selfishness in the person of Napoleon. Fichte basically never thought of himself as anything other than the opponent in spirit to Napoleon at that time, while the Napoleonic chaos was descending on Central Europe. And there is one characteristic of Napoleon which may be said of him: in the image of the man of Germanic stock, in the blue coat, which was the image of the peasant boy as described earlier, there arose an image of Napoleon, which was just as much the product of the most profound Germanic strength and Germanic outlook as it was of the highest philosophical view of life. We have arrived at a time in human existence, as Fichte said, when we have lost the realization that the spirit and spiritual essence pulsates through the world and also through human life, runs through human development, and that man is only of value in the course of history to the extent that he is carried by what is preserved of moral impulses, of moral world order from epoch to epoch. But they know nothing of this. We have arrived at an age in which we see generation after generation in the world appearing like links in a chain. The best have forgotten, as Fichte said, what must run through these chain links as a moral worldview. Napoleon has been placed in this world. A source of tremendous power, but a human being, as Fichte said, in whose soul individual images of freedom can be found, but never a real idea, a real concept of true, comprehensive freedom, as it works from epoch to epoch in the moral ideal of human beings, in the moral world order. And from this fundamental defect, that a personality which is only a shell, which has no soul-core, can develop such power, from this phenomenon Fichte derived the personality and the whole misfortune, as he said, of Napoleon. If we compare Fichte, the most powerful German world-view man with his idea of Napoleon, and Napoleon himself, then, in order to make the whole situation clear, we must refer to a saying of Napoleon's, which, as is told, he did on St. Helena after his fall, because it is only through this that the whole situation is fundamentally illuminated: everything, everything would have gone. I would not have fallen against all the powers that rose up against me. There was only one thing I did not reckon with, and that actually brought about my downfall: the German ideologues! Let the little minds talk about the ideology of this or that, this self-knowledge of Napoleon's weighs, I think, more than anything one might want to object to Fichte's idealism, which was, however, thoroughly practical. That it is not difficult for an idealist like Fichte to be practical at times can be proved by Fichte himself, and in a truly historical way. It became necessary for him to join his father's business as a partner, after his brothers had taken it over. There he was, a partner in the ribbon-making business of his family. His parents were still alive. And now we can see how he fared as a partner in a ribbon-making business. He was a good, careful businessman who really was able to help his brothers, who remained pure business people, a lot. In the face of all those who say, “Ah, these idealists, they understand nothing of practical life, they are dreamers!” — Fichte, speaking from the very essence of his entire existence, was able to say, especially in the lectures he gave on “The Task of the Scholar,” words that must always be repeated in the face of those people who speak of the impracticality of ideals, of the impracticality of the spiritual world in general. When Fichte spoke about the destiny of the scholar, he said the following sentences in the preface: “That ideals cannot be represented in the real world, we know perhaps as well as they, perhaps better. We only claim that reality must be judged by them, and modified by those who feel the strength within themselves to do so. Even if they cannot be convinced of this, they lose very little by it, once they are what they are; and humanity loses nothing by it. It merely makes it clear that the plan for the ennoblement of humanity does not rely on them. The latter will undoubtedly continue on its way; let benign Nature rule over the former and give them rain and sunshine, wholesome nourishment and undisturbed circulation of the fluids, and with that - wise thoughts, in due time!” This German man already knew about the meaning of ideals, and also about the meaning of practical life in the right sense. But Fichte was precisely this nature that was turned in on itself. One may call this one-sidedness, but such one-sidedness must appear in life from time to time, just as forces in life must act in such a way that they occasionally overshoot the mark, so that in overshooting the mark they achieve the right result. Certainly, there was some harshness mixed into Fichte's behavior when he did not just want to give moral lectures to the people in Jena, but also wanted to practically fight all of the students' idleness, all of the drinking, all of the loafing around. He had already gained a certain following among the student body. In addition, a number of people had submitted a petition that this or that association, which was particularly idle, should be abolished. But he was a gruff character, he was a person who did not know how to make soft hand movements, but instead sometimes beat the air roughly with his fist – all of course meant symbolically. So then what happened was that a large part of the Jena student body was quite opposed to Fichte's practical moral effectiveness. And they got together and broke his windows. Which then prompted Goethe, who admired Fichte and was admired by Fichte, to the good joke: Well, that's the philosopher who traces everything back to the ego. It is indeed an uncomfortable way to be convinced of the existence of the non-ego when one's windows are broken; that's what you get for being the non-ego, its opposite! But all this cannot be proof to us that Fichte's way of philosophizing was not in complete harmony with Goethe's way of philosophizing. And Fichte felt this deeply when, on June 21, 1794, soon after he had begun his lectures in Jena, he wrote to Goethe, sending him the proofs of his Theory of Knowledge: “I regard you, and have always regarded you, as the representative... (of the purest spirituality of feeling) at the present level of humanity. It is to you that philosophy rightly turns: your feeling is the same touchstone.” And Goethe writes to Fichte when he has received the Theory of Knowledge: ”There is nothing in what you have sent that I do not understand or at least believe I understand, nothing that does not readily follow from my usual way of thinking.” And Goethe continues along the following lines: I believe that you will be able to present to human souls in a proper way that which nature has always been in agreement with, but with which human souls must come to terms. And if today someone who finds that science, which Fichte had printed at the time, dry and un-Goethean, were to claim that Goethe had no sense for this matter, then one would have to reply to him as I did when I published Fichte's letters to Goethe in the Goethe Yearbook in 1894 at the Goethe-Schiller-Archiv in Weimar. In the Goethe Schiller Archive, there are excerpts from Fichte's “Wissenschaftslehre” written by Goethe himself, where Goethe wrote down sentence by sentence the thoughts that came to him while reading Fichte's “Wissenschaftslehre”. And finally, one also understands how one of the most German of Germans, Goethe, at that time, out of the purest spirituality of feeling, out of which he sought a new world view, had to reach out to him who, out of reason-energy, as the most German of Germans at that time, sought a philosophical world view. Goethe once put it beautifully when he spoke of his relationship to Kant's philosophy. He said something like this, not literally, but completely in line with the meaning: Kant came along and said that by looking at the world, man could only have sensory knowledge. But sensory knowledge is merely an appearance, merely something that man himself brings into the world through his perception. Knowledge must be set aside; one can only come to freedom, to infinity, to an understanding of the divine-spiritual existence itself through a faith. And what one might undertake, not in order to arrive at a belief, but to arrive at an immediate beholding of the spiritual world, to a living and weaving of one's own creative activity in the creative activity of the divine world spirit, and which Kant believes one cannot undertake, of which Kant says it would be “the adventure of reason.” And Goethe says: Well, then one would have to dare to bravely endure this adventure of reason! And if one does not doubt the spiritual world, but believes in freedom and immortality, in God, why should one not bravely face this adventure of reason and, with the creator of the soul, be able to place oneself in the creative spirituality that pervades and interweaves the world, in the world itself? - Only in a different way from how Goethe wanted to face it, he still found it with Fichte. And this urge towards spirituality, towards an understanding of the creative wisdom of the world, had to emerge one day, even if it was in a brusque manner, by the creative self experiencing itself as one with the creative world essence within it. And according to Fichte's view, this was to happen through his theory of knowledge. As we have been able to characterize it, it is a direct deed of the German people, for we see Fichte's soul growing up from the German people, and Fichte was aware that basically his philosophy was always a result of his lively interaction with the German national spirit. With that, the German national spirit has presented to the world what it itself had to say about the world and life and human goals. It presented itself in the way that it could only present itself, in that it happened at the first onset of such a rugged personality as Fichte was. Fichte was not easy to deal with. For example, when the university was founded in Berlin and Fichte was to elaborate the plan, he formed an idea of the university and worked out the plan for this idea in great detail. But what did he want? He wanted to create something so fundamentally new at the University of Berlin, at that time at the beginning of the 19th century, that we may say, without any contradiction arising, that this new thing has not yet been realized anywhere in the world; that the world is still waiting for it to be realized. Of course, Fichte's plan has not been realized, although, as he put it, he wanted nothing more than to make the university an institute that meant “a school of the art of real use of the mind.” So it was not people who know this or that that were to come out of the university, who were philosophers or natural scientists or physicians or lawyers, but people who are so immersed in the overall structure of the world that they can fully master the art of using reason. Imagine what a blessing it would be if there were such a university somewhere in the world! If only an art school could be realized somewhere that would produce people who have brought their inner soul to life so that they can truly move freely in the essence of existence. But this personality was not easy to handle; it was there to give history a powerful impetus. Fichte also became the second rector of the university. He took such an energetic approach to his job that he was only able to serve as rector for four months. Neither the students nor the authorities involved could stand what he wanted to implement for any longer. But all of this was forged out of German national character, just as it appeared in Fichte. For when he delivered his 'Speeches to the German Nation', about which I have already spoken here repeatedly, not only during the war but also before the war, as well as about the great phenomenon of Fichte in general, he knew that he wanted to tell the German people what he had, as it were, overheard through his meditative dialogue with the world spirit. He wanted nothing more than to stir in their souls that which can stir in the souls of men from the deepest source of Germanness. The way in which Fichte positioned himself in his time and in relation to those whom he wanted to move in the direction of a soul that was equal to the tasks of world existence was not, however, likely to make any impression on shallow, superficial people other than that of curiosity. But Fichte did not want to create that at all. Of course, it is always the easiest thing to do when something like Fichte's spirituality comes into the world, to make fun of it. Nothing is easier than to criticize, to make fun of it. People did that enough. That put Fichte in serious situations. For example, as soon as he came to the University of Jena, he was already in a rather serious situation because he could not really agree with those – well, they were also philosophers. For example, at the University of Jena there was the one who was the senior philosopher. His name was Schmid. He had spoken so disparagingly about what Fichte had achieved up to that point, even though Fichte was now to become his colleague, that it was actually shameful that Fichte was now to become his colleague. So Fichte said a few words in the journal in which Schmid had expressed himself. And so it went back and forth. Fichte actually took up his teaching post in Jena by having the Jena journal in which Schmid had written insert: “I declare that for me Mr. Schmid will no longer exist in the world.” — So he stood next to his colleague. The situation was a serious one. A less serious, but no less significant one was this: a journal called “Der Freimütige” was published in Berlin at the time. Kotzebue, the “famous” German poet Kotzebue and yet another person were involved in publishing this journal, putting it together. It is actually impossible to find out - I really don't think even the most intimate clairvoyance could find out! what this Kotzebue actually wanted in Fichte's lectures back then. But only for a while could it not be found out. It later became clear because the most malicious attacks on Fichte's lectures appeared in the “Freimütigen”, which at the time was making itself quite important in Berlin. Fichte finally had enough. And lo and behold, he took a number of these “Freimütigen” and tore them apart in front of the audience, tearing them apart in such a way that he - which he could do - poured an invincible humor over what this “Freimütige” had to say. The face of one of the listeners, whose reason for attending was previously unknown, became longer and longer. And finally, Mr. Kotzebue stood up with a long face and declared that he no longer needed to listen to this! He then left and did not return. But Fichte was quite glad to be rid of him. Yes, Fichte was already able to find a tone that directly grasped the situation, in the way he practically engaged with the life that he wanted to shape as the innermost life of human existence. Although he lived entirely in the spiritual world, he was not an unworldly idealist. He was a man who rested entirely on himself and who took with all seriousness what he found in himself as his essential nature. Therefore, at a certain time, when Napoleon had overcome Prussia and the French were in Berlin, he could not remain in Berlin. He did not want to be in the city that had been subjugated by the French. He went to Königsberg, and later to Copenhagen. He only returned when he wanted to appear as the German man who presented the innermost essence of his nationality, of being a nation, of his national character, to his fellow countrymen in the “Speeches to the German Nation”. Fichte is rightly perceived as an immediate expression of German nationality, as the expression of that which, as spirit, always lives in our midst, insofar as we are able to grasp Germanness in its spirit, not only in thought, as a philosopher put it so beautifully, who as a philosopher was not at all in agreement agreement with Fichte, Robert Zimmermann, who said: “As long as a heart beats in Germany that can feel the shame of foreign domination, the memory of the brave will live on, who, in the moment of deepest humiliation, under the ruins of the collapsed monarchy of Frederick the Great, in the middle of French-occupied Berlin, occupied Berlin, in front of the eyes and ears of the enemies, among spies and informers, to raise the strength of the German people, broken from the outside by the sword, from the inside by the spirit, and to create it anew in the same moment that the political existence of the same seemed to be destroyed forever, through the inspiring idea of general education, undertook to recreate it in future generations.” Even today, I would like to reiterate that, with regard to the content of much of what is in the “Speeches to the German Nation” and indeed what is in Fichte's other writings, we may have to think quite differently. What is important is that we feel the German spirit flowing through its products, and the renewal of the German spirit with regard to its position in the universe, as it is given in the “Speeches to the German Nation”. That we feel this as the spirit that is in our midst and that we grasp it only in the one example of Fichte, through which he has placed himself in an admittedly initially remote way in the German development. This spirit wanted to place itself in the evolution of the world powerfully and energetically, but deeply inwardly. Therefore, even in the time when his twilight years were already approaching, Fichte found the opportunity, precisely in the most intimate way, to once again cast and renew his entire theory of knowledge, to meditate on it again, and to bring it to his Berlin audience in the fall of 1813, which he had grasped as his deepest thoughts. There he once again, in the manner described, seized the soul of his listeners, casting his gaze on how impossible it is for a person to come to understand existence and its reality without wanting to grasp this existence in the spirit, beyond all sensuality. But to those people who believe they see any true existence in the world of the senses and in what is formed only after the world of the senses, he called out in the lectures that belong to the last that Fichte spoke: “Their knowledge is lost in misunderstanding and empty words; and they praise themselves for it, and quite rightly find that it is so. Take seeing, for example: an image of an object is cast onto the retina. On the calm surface of the water, an image of the object is also reflected. So, in our opinion, does the surface of the water see? What is the added element that must come between this image and the actual seeing that is present with us, but not with the surface of the water? They do not even have a notion of this, because their sense does not go that far. A special sense, a new sense, Fichte says, must be realized within oneself if one wants to experience that being in the spirit that makes all other being comprehensible in the first place. “I am, and I am with all my goals only in a supersensible world!” This is one of the words that Fichte himself coined and which, like a leitmotif, runs through everything Fichte said throughout his life, which he reaffirmed in a different way that fall of 1813. And what was he talking about then? That people must become aware that one can never get behind true being in the way one sees things and the world in ordinary life and in ordinary science. One must become aware that a supersensible sense lives in every human being and that man can merge into a supersensible world, can live into this sense as a creator in his ego in the creative, weaving world spirit. It is, as Fichte says, as if a seeing person comes into a world of blind people and wants to make them understand the world of colors and forms, and the blind people refuse to believe him. Thus, the materialistically minded person, because he has no sense for it, denies the one who knows: I am, and I am in the supersensible world with all my goals and creations. And so Fichte impressed upon his listeners this being in the supersensible, this life in the spiritual, this handling of a supersensible-sensual that he said: “The new sense is therefore the sense for the spirit; the one for which there is spirit, and nothing else at all, and to which the other, the given being, also takes on the form of the spirit, and is transformed into it, to which therefore being in its own form has indeed disappeared.” It is a great thing that in this way the confession of the spirit has been made within the German development of thought, before those who wanted to seek what, in the highest sense, the German people have to say when they speak from the innermost part of their being. For it is through Fichte that the German people have spoken. And for Fichte more than for anyone else it is true that the German folk spirit at that stage, as it could speak, spoke to the German people. Whether we look at him externally, this Fichte, or turn our soul's gaze to his soul, he always appears to us as the most direct expression of German nationality itself, of that which is not only present within Germanness at some time or other, but is always present; which, if only we know how to grasp it, is always among us. Precisely through what Fichte is, how he presents himself to us, presents himself so that we have his image vividly before our soul, we would like to see him, to listen to him in spirit when he creates an atmosphere that spreads between his soul and the soul of his listeners, that we want to be very close to him: that makes us feel we can feel him, I would like to say, like a legendary hero, like a spiritual hero, who, as a leader of his people, can always be seen in spirit if this people only understands him correctly. They can see him by vividly imagining him as one of their best spiritual heroes. And today, in the age of action, when the German people must struggle for their existence in an incomparable way, the image of the one who , German character, from the highest point of view, but also in the most energetic, in a single way; to describe it in such a way that we can believe in him more than in any other: we have him directly among us when we understand him correctly. For everything in him is so very much of a piece, it presents itself so directly that he stands among us in all his liveliness as we contemplate him; whether the individual trait emerges from the totality of his being or whether we allow the most intimate sides of his soul to affect us, he stands before us as a whole. He cannot be grasped by us otherwise, otherwise he is grasped in a haphazard, superficial way. Yes, he can be seen how he kindles in his people the soul's devotion to the life-giving powers of the world, working within the creator, how he rises with this soul to experience in the spirit, and how he integrates himself as life into the developmental progress of his people. One need only open the eye of the soul. He will not be understood if he is not understood in this vivid way. But if you open your soul's eye to the greatness of your people, then he is standing among us. The way he sought to work differently from other teachers, by standing before his audience and not speaking but acting with his words, acting as if it mattered little to him what he said, because it was only meant to ignite the soul of the listener, because something should happen to the soul, something should be done, and because the souls should leave the hall differently than they entered it, — this has the very peculiar effect that he must become alive to us in the way he worked from the people into the people, and that we believe we hear him when he had heard in lonely meditation, by which he well prepared himself for every spoken lecture, what he had heard in his self-talk with the world spirit, now did not present to his listeners, but converted it into the word that is action, so that he released those to whom he had spoken as other people. They had become other people, but not through his power, but through the awakening and ignition of their own power. If we understand him correctly in this way, then we can believe that we hear him keenly, how he wants to grasp the spirit directly with his word, with the sharpness, with the sharp knife of his word, which he previously grasped in the soul, by placing, as has been said of him, not just good, but great people in the world through his care of the soul. If you really bring to life what he was, you cannot help but hear his words, his words that seem to come from the spirit itself, which in this Fichte only made itself a tool to speak, to speak out of the spirit of the world itself, inspiring, awakening fire and warmth and light. His words were full of heartiness, and they drove courage forward. His words became spirited when they flowed through the ears into the souls and hearts of the listeners; they carried spiritedness out into the world when the fire that these words ignited in the souls of the listeners made these listeners, as we so often hear from those who were Fichte's contemporaries, go out into the world as the most capable men. If you open your spiritual ear, you can hear, if you understand Fichte at all, the one who speaks from the spirit of his people, directly as a contemporary. And whoever has an ear for such greatness of nation will hear it in the midst of us. And rarely will a spirit stand before us in such a way that we can follow everything that it is into every single act of life. Do we not see the duty, the moral world order, as he represented it at the height of his philosophy, when we see the boy, how he, at seven years old, because he has grasped the love for “Horned Siegfried” out of inclination, throws it into the water because he does not feel in harmony with his duties? Do we not see the pensive man preparing for his lectures, who knows how to focus his mind on the secrets of the world, in the boy standing outside in the pasture and letting his gaze wander for hours in one direction into the secrets of nature until the shepherd comes and leads him home? Do we not feel the whole fire that inspired Fichte, that inspired him on his lectern in Jena, and later, when he spoke to the representatives, as he said, of his entire people in the “Speeches to the German Nation”? Do we not feel it already there, where he, repeating the sermon of the country pastor, made an impression on Baron von Miltitz? Do we not feel this spirit very close to us in every single thing, even in the smallest acts of his life, if we are able to feel just a little spiritually? Do we not feel how soulfulness, heartiness, moral courage radiates from this spirit into all subsequent German development? Do we not feel the eternal life that lives there, even if we cannot agree with the individual in the “Speeches to the German Nation”? Although they were confiscated twice by the censor in 1824, they could not be killed. They live today and must live in souls. How we can see him, this Fichte, in our midst! How we can hear him, if we understand him correctly! We can feel him, if we feel with our soul how he inspires his listeners, how he inspires the entire German nation in its more distant development, how that which he created, what he allowed to flow through the continuous developmental current of his people, must remain immortal! We cannot help it, if we understand him correctly, we must feel this spirit of Fichte among us. |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: The Real Foundations of a League of Nations in the Economic, Legal and Spiritual Forces of Peoples
11 Mar 1919, Bern Rudolf Steiner |
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It was precisely those people who think like those who speak of “utopia” in the case alluded to, who would have considered a description of the catastrophic events that affected us as late as the spring of 1914 to be a dream, a fantasy. They call themselves practitioners, these people. How did they talk back then, before the world-shattering catastrophe struck? |
329. The Liberation of the Human Being as the Basis for a Social Reorganization: The Real Foundations of a League of Nations in the Economic, Legal and Spiritual Forces of Peoples
11 Mar 1919, Bern Rudolf Steiner |
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Over the past four years, we have often heard that events as terrible for mankind as those that have just taken place have not occurred in the entire period covered by human historical thought. It is less common to hear this sentiment countered by the idea that the terrible events that have befallen mankind should at least be countered by attempts to reorganize social coexistence, which differ in their conceptual foundations just as thoroughly from what we are accustomed to think as the terrible events of recent years differ from what we have experienced in the course of human development. Indeed, when such an attempt arises to develop thoughts that run counter to ingrained habits of thought, then today one usually hears such an attempt met with reproach: Well, another utopia! - However, in the course of more recent times, we have already had some experience with the attitude on which such an accusation is based. It was precisely those people who think like those who speak of “utopia” in the case alluded to, who would have considered a description of the catastrophic events that affected us as late as the spring of 1914 to be a dream, a fantasy. They call themselves practitioners, these people. How did they talk back then, before the world-shattering catastrophe struck? Let's take a look at some of them. We need only look at some of the leading statesmen of Europe at that time, in the spring of 1914. They were almost verbatim when they said: “Such practitioners, such despisers of what they call utopias, spoke at that time something like this: the relations between the great European powers, thanks to the efforts of the cabinets, give a certain guarantee that world peace cannot be shaken for the foreseeable future. - Such talk is not an invention, it can be read in the parliamentary reports; it is contained there in the most diverse variations. However, anyone who could not follow the thinking of such people in the inner state of his soul at that time, but who tried to maintain an unbiased view of events, perhaps spoke in the same way as the person who had to speak to a meeting in Vienna in April 1914, who is also speaking to you today. At that time, my intellectual conscience and my powers of observation forced me to say: with regard to the development of our social and international relations, we are in the midst of something that can only be described as a carcinoma, a cancerous disease in the life of nations, which must break out in a terrible way in a very short time. - Perhaps the force of events will force people to regard as utopians less those who speak out of this state of mind than those who, in what they say, are so well in tune with events as I have just indicated. Today, on the other hand, you can hear the practitioners, who are poring over some of what they call utopias, saying: “We cannot climb the highest mountain peaks of a new order in human society right now, we have to move forward step by step. Certainly some thoughts - say such people - are nice, and perhaps we will come to such things centuries from now; but today it is up to us to take the next steps. Now it is quite certainly simply a matter of course that one must first take the very next steps, but he will climb a mountain badly who has no idea at all, when he takes the next step, which direction he should take; who has no idea at all in which direction the summit actually lies. And those who do not think in the sense of these utopia-despisers, but perhaps think in a realistic sense, will perhaps have to start today from a different comparison with what lies hidden in the germ and could also erupt in a terrible way. He will perhaps not have to start from the carcinoma that has broken out in the war catastrophe of recent years. But he will have to point out that many people are now thinking like those who live in a house that has cracks and fissures, who are threatening the house with collapse, but who cannot decide to do anything to rebuild the house, but who enter into all kinds of discussions about how to connect the individual rooms that they live in with each other through doors, so that they can help each other more easily through these doors. - The help that can be afforded through these doors will be of little help when the leaps have grown to a corresponding strength! Thinking such things, it seems, is probably due to the development of the facts, which today speak a louder and clearer language than people are often inclined to hear today. Now, out of the horrors that had to be lived through, this world war catastrophe has released a sentiment that has gradually crystallized in such views as are now again the basis of the significant meeting that is being held here in Bern as a League of Nations Conference. The call for a League of Nations has developed out of the terrible events of recent years. It must be said, however, that it might be justified to approach the call for a League of Nations with different feelings than some people do today. For perhaps it is more important to ask not only: What could be done for this League of Nations? What measures could be taken to bring it about in the best way imaginable? Rather, the question could perhaps be raised: What foundations exist in the life of the peoples for the establishment of such a League of Nations? For only if one looks at the forces that exist in the life of nations can one perhaps recognize from these forces to what extent one is in a position to achieve something fruitful with such a League of Nations. And does it not seem necessary, I would say, to shift the question somewhat in this direction, since the important conception of this League of Nations, which is particularly plausible to the world, arose together with an idea whose realization can no longer be spoken of today? In 1917, in a speech by Wilson to the American Senate, a thought emerged which, in connection with another thought, went something like this: What one could strive for with this League of Nations had a certain precondition, namely the precondition that in the events of the war neither one side nor the other would achieve what one would have to call victory or defeat in the decisive sense. - Wilson was looking towards an outcome that was not that of victory or defeat for one party. And from the direction of thought towards such an outcome he derived the feelings that urged him towards this League of Nations. To be sure, the thought had a reality in itself; but the reality that was thought of then can no longer be spoken of today; for today the decisive victory on the one side is the decisive defeat on the other. Indeed, perhaps it is precisely for this reason that the question of the League of Nations, for example, must be posed in a completely different way. I think it is particularly natural for me to ask the question about the League of Nations myself and to dare to discuss it in front of people today, to ask this question in a very special way. As a member of the people on whose side the decisive defeat is, it is not possible today to pose the question as if its answer could only emerge from a free agreement of those peoples who might wish to unite in such a League of Nations, and to whom, according to their innermost feelings, the Central European peoples most certainly also belong. The events in Paris basically rule out such a question for the Germans today, and one should have no illusions about this. But that is not how I want to pose this question either. My aim is to find a question and formulate a corresponding answer in which even those who may be excluded from participation in this League of Nations for the foreseeable future can have their say. In other words, the question will have to be posed in this way: Whatever agreements are reached at the moment, what can each individual nation contribute from its own resources, regardless of whether it has suffered victory or defeat, to a real League of Nations that can bring humanity what it longs for? But since a League of Nations will undoubtedly have to deal with international affairs, it will have to turn its attention above all to the most important international affairs, which will concern all peoples in the near future under all circumstances. When dealing with such matters today, we first look in two directions, as is customary in this day and age. On the one hand, we look at the state, and on the other hand, we look at economic life. Those people who today want something with regard to the coexistence of people look first of all to the state with regard to the guidelines of this will, asking: What should the state do in this or that matter for which a change has become ripe? - Or else, in order to arrive at an explanation, people look today, as if, I might say, with hypnotized eyes, to economic life; for economic conditions seem to be the only ones that cause today's conflicts, the greatest conflicts at least of the present day. In these considerations, which are based on these two points of view, one thing is usually ignored. Even if one assures oneself that one wants to take account of the circumstances of the present day and, above all, focus on the human being, this is rarely done in reality. Here I would like to try not to shy away from looking at what we find when we look at the state on the one hand and at economic life on the other. But above all, I do not want to neglect to ask a question in a very energetic way, starting from the point of view of man as such: What do the states have to do in order to unite in a league of nations? That is what is asked first and foremost. And many things - do not think that I wish to criticize or condemn - many quite good things will come about in the near future if this question is posed in this way, by attempting to find from the construction of the states, from the individual customs of the states, something that transcends the states, as it were, such as a world federation or a world parliament. -- But today I would like to contrast the question: What should the states do? - the other question: What should states refrain from doing for the good of mankind? - In many respects we have learned through the terrible events of recent years what the states have accomplished with their actions; they have led mankind into this terrible catastrophe. We cannot deny it, it is the states that have led humanity into this terrible catastrophe! Shouldn't it make sense to consider whether a person, when he has seen that he is causing all kinds of harm with his actions, should always ask himself: How do I do things differently? - Might it not be more useful to say: perhaps I should leave what I have done badly to someone else to do? - Then, you see, the question might be led down a completely different track. It may be necessary to turn to the most important international questions if we want to obtain fruitful documentation on what can be said to be the cracks and fissures in the house that present-day humanity inhabits, consisting of various states. One must perhaps ask: Where do these cracks and fissures come from? Where does it come from that the states have driven people into this terrible catastrophe of war? Two things have certainly become international in the course of modern times; apart from many others, they are capitalism and human labor. Undoubtedly, we had a “League of Nations” or something similar to it: the League based on international capital. And another “League of Nations” was also in the making, and it is very much in evidence today: it is the one based on the international of human labor. And we will have to fall back on these two things if we want to arrive at the fruitful germs of such a League of Nations, which can now really be built on the affairs of man as such. With regard to capital, we see that a large number of people regard the way in which it has been administered over the course of time and what has led to so-called capitalism as that which is most contrary to the interests of a large part of humanity, and which, moreover, through much that lies within it, has led us to such terrible events. And the call is being raised from many sides - which is expressed in opposition to this capitalism - the radical call that the entire social order based on capitalism must be changed, that the private management of capitalism must give way to what we are now used to calling socialization. This, combined with a feeling about human labor power, gives international life its coloring today. It must be repeated again and again: however little it is clearly expressed in the consciously expressed thoughts of the proletarian world population, it lives unconsciously in the subsoil of a mass of people numbering in the millions that in the course of capitalist development it is precisely human labor power that has taken on a character that it should not continue to have. Let us first look in these two directions. Capital, the capitalist administration of economic life, must, if we wish to see through it clearly, be quite distinctly separated from what it is connected with today. Two things are connected today with what is called capitalism: the one points to something that cannot be separated from capitalism; the other is something that must be distanced from it. Today, economic enterprises based on capital and private ownership of capital are combined into one. But the question must be asked: Can these two things be separated? For the private management of economic enterprises, which is built on the greater or lesser intensity of individual human abilities, this private management, which requires an auxiliary means, capital, for its operation, cannot be abolished. Anyone who somehow makes an impartial effort to ask under what conditions the social organism is viable will always have to say to himself: This social organism is not viable if it is deprived of its most important source, namely that which flows into it through the individual abilities that one person or another can acquire on different scales. What works in the direction of capital must also work in the direction of individual human abilities. This indicates that in no way can the necessary addition to social life, which comes from individual human abilities, be separated from its means, capital, in the future state. However, the private possession of capital, the ownership of private capital, is something else. This ownership of private capital has a different social function from the management of the enterprises for which capital is necessary, by individual human capacities. The fact that someone acquires or has acquired private capital, by whatever means, gives him a certain power over other people. This power, which will mostly be an economic power, cannot be regulated in any other way than by bringing it into connection with the legal relations of the social organism. That which supplies the social organism with really fruitful forces is the work which the individual faculties perform through capital. But that which harms the social organism is when people who cannot perform such work themselves through their individual abilities are nevertheless in permanent possession of capital through some kind of relationship. For such people have economic power. What does it mean then? To have capital? - Having capital means having a number of people work according to your intentions, having power over the work of a number of people. Health can only be brought about by ensuring that everything that has to be achieved in the social organism by means of capital is not separated from the human personality with its individual abilities behind it. But it is precisely through the possession of capital on the part of those persons who do not put their individual abilities into the use of capital that the fruitfulness of the effect of capital is again and again detached in the social organism from that which capital is in general, and which can also have very, very harmful consequences for the social coexistence of people. That is to say, at the present historical moment of mankind we are faced with the necessity of separating the possession of capital from the administration of capital. That is one question. Let us leave it at that for the moment. We shall see shortly afterwards what possible solution can be found to this question. The second is the question of the social significance of human labor. This social significance of human labor can be seen if we can follow what has passed through the minds of the proletarian population over the last few decades, if we have seen the impact on these minds of what Karl Marx and those who worked in his direction have said about this human labor. What Karl Marx said in his theory of surplus value struck a chord in the souls of the proletariat! Why? Because there were feelings in them that brought this question about human labor power together with the deepest questions about human dignity and about an existence worthy of human beings in general. Marx had to put into such words what he had to say about the social significance of human labor power, which said that human labor power had not yet been freed by the modern capitalist economic order from the character of being a commodity. In the economic process commodities circulate; but in the modern economic process not only commodities circulate; not only commodities follow the dictates of supply and demand, but human labor is also offered on the commodity market, which in this case must be called the labor market, and it is paid for, just as commodities are otherwise paid for. The person who has to carry his human labor power to the market feels, despite the existence of the modern labor contract, the degradation of his human value when he sees his labor power turned into a commodity. For this modern labor contract, it is concluded on the condition that the labor manager - in this case the entrepreneur - takes the worker's labor power from him in return for a compensation that proves necessary on the economic market. In short: labor power is turned into a commodity. But this question can only be solved by not stopping at what Karl Marx said. Today it will be a vital question for what is to be achieved - whether on the part of the proletarian population or on the part of the leading bourgeois circles - to bring about liberation on this very point by learning in the right way to go beyond what Karl Marx was able to teach the proletarian population in this field. Wherever there are people today who believe that their social will is entirely in the direction of the proletariat, they are always and forever based on the feeling that those who are otherwise propertyless, who have only their labor power, must go out for wages; that is, they must turn their labor power into a commodity. How can labor-power best be made into a commodity? this is how the question is formulated, how can it be made most profitable? - This question will never be solved in such a way that it cannot give rise to new social upheavals unless the opposite demand is made: How can human labor power be stripped of the character of a commodity? How is a social organization possible in which human labour power is no longer a commodity? - After all, the fact of labor in the actual sense results in the following. Through the joint - let us now call it work -, through the joint work of the manual worker and the intellectual leader, a product is created. The question is this: How can this joint production of a product for the commodity market be brought into a satisfactory relationship with what is today called the employee and with what is today called the employer? These are the two most important questions that can and must be raised today across the entire international community: What is there in the use of capital in human social life? What, on the other hand, is there in the flow of human labor power into this social human life? The worker today - let us consider his situation - even if he does not express this, even if Marx did not learn to think in this direction to the end, the worker can feel: I manufacture my product together with the entrepreneur. That which is produced at the workplace comes from both of us. It can only be a question of: what division occurs between what is today called the entrepreneur and what is today called the manual worker? And such a division must occur, which can be satisfactory to both sides in the immediate concrete case. What is the actual relationship today between the employer and the employee? I do not want to fall into agitational phrases. But let us look at this whole relationship soberly, soberly, as it is formulated by today's proletarians - though not even in clear terms - but as it is deeply and intensely rooted in the subconscious feelings of these proletarians. Since the economic power of the entrepreneur does not enable the worker to conclude a contract about what they jointly produce as a commodity, or what the joint yield of this commodity is, about how much accrues to one and how much to the other, since he is only in a position to conclude a labor contract, the worker gets into a state of mind which gives him the feeling that basically no labor power can ever be compared with any commodity. And yet today we speak of exchanging commodity for commodity or its representative, money, in the economic process. And we also speak of exchanging goods or their representative, money, for human labor power. So the worker today gets the impression that although he works together with the entrepreneur on the production of goods, he is actually being cheated because he does not get the part he is entitled to. This already points to the fact that the individual human abilities that have to make use of capital are actually running on a slippery slope. For what these individual human faculties accomplish by managing capital out of human mental or physical strength is perceived by a large part of humanity as overreaching, as a kind of fraud. Whether this is justified or not is not something we want to investigate at the moment, but it is perceived as such. And in the perception it forms the basis for the vocal facts of the present. This, however, points to the fact that the individual abilities of human beings must be rooted in something that is, or at least can be, placed in the social organism today in a skewed way. This utilization of man's individual abilities is connected today in the modern capitalist economy with the appropriation of the ownership of the means of production; it is thus connected with the appropriation of a certain economic power, an economic superiority. But that which can express itself in a power, which can express itself in this superiority of one person over another, is nothing other than what constitutes a legal relationship in human life. Whoever now takes a look at how a legal relationship is strangely intertwined with the application of individual human abilities will perhaps, as happened to the person speaking to you here, have to direct his gaze to something that is more deeply rooted in the entire nature of the social organism than the things that are very often sought today. It is obvious to ask from such premises: How is right and how is the use of individual human abilities, which must always be productive anew, which must always emerge anew from their original source in man, how is the utilization of individual abilities in the social organism justified? Whoever has retained an unbiased view of human life will gradually come to the realization that three quite different, original sources of human life can be distinguished in a social organism. These three original sources of human life flow together quite naturally in the social organism, they work together. But the way in which they work together can only be fathomed if we are able to look at the reality of the human being as such, who must be a unity, a unified being within the social trinity. In the social organism these individual human faculties are first of all present. And we can trace their domain from the highest spiritual achievements of man in art, in science, in religious life, down to that form of the application of individual human faculties as they are more or less grounded in the spiritual or in the physical, down to that application of individual human faculties which must be used in the most ordinary, in the materialistic process, which is based on capitalism, right into the economic process, which is usually called with a derogatory word the material sphere. Up to this point a uniform current can be traced down from the other intellectual achievements. Within this area everything is based on the corresponding, on the fruitful application of that which must always be lifted anew from the primal sources of human nature if it is to flow in the right way into the healthy social organism. In the healthy social organism everything that is based on law lives quite differently. For this right is something that takes place between man and man simply because man is generally man. We must have the opportunity to develop our individual abilities in social life. The better we develop them, the better for the generality of the social organism. The more freedom we have in bringing out and utilizing our individual abilities, the better for the social organism. For anyone who does not start out from theories and dogmas, who is able to observe real life, everything that must play out as law between people stands in stark contrast to this in real life. There is nothing else to be considered but that in which all men are equal to each other. A third thing that plays a role in human social coexistence, which in turn is totally different from the other two - the individual human faculties that come from the inequalities of human nature, the right that comes from the consciousness of right - is the human need that comes from the natural foundations of physical and spiritual life, and which must find its satisfaction in the cycle of economic life through production, circulation and consumption. This threefold structure of the social organism has not been brought about by some abstract thinking, this threefold structure is there. And the question can only be: How can this threefold structure be regulated in such a way that the result is not a sick but a healthy social organism? An unbiased view of the social organism - and of course I can only cite results in these allusions - leads one to say: It is precisely the misjudgment of this radical difference between the three sources of social life in the course of recent historical development that has led to the discussion in which we are already involved today, and in which we will find ourselves more and more. In the course of modern times, these three currents of human interaction have been mixed up in an unlawful way. What started it? When, in more recent times, economic life, I would like to say, took up the view as if hypnotized, it was found justified in the progress of mankind to merge with the purely political state - which has to do with that in which all men are equal, with the actual right - at first certain branches of the economy, especially telegraphy, railroads and so on, i.e. those branches of the economy which appeared to be the most suitable for merging with the state, on which, as on economic life, the human gaze was hypnotized. And what does the socialist thinker of today actually do? He is merely inheriting the legacy of bourgeois thinking in this respect. He does not merely want certain individual branches of the economy that seem suitable to be nationalized or socialized. He wants to socialize either the entire property or the entire business. He just wants to draw the final consequences of what has been done. Now one could cite many things. One need only mention in the external political sphere the role played by what I need only call the “Baghdad Railway” among the disastrous causes of war that have been preparing for years. Hundreds and hundreds of such things could be mentioned. What do such things mean? Such things mean a merging of economic interests with the pure interests of the state. So that in the end the result is that the administrators of state life must give themselves up to rendering the services that are possible to them by virtue of their power, following economic interests. And in this way the political interests of the states are drawn into the conflicts of economic interests. The whole configuration of states in recent times has shown this intermingling of economic life with political life. Anyone who has been able to observe Central European life from this point of view - as the person who is speaking to you today has been able to observe it in Austria - knows that much of what has wiped the Austrian state out of the circle of the existing state has contributed to what people think of least. When, in the sixties, people in Austria thought of establishing a constitutional life, this constitutional life was based on the fact that the mere economic life was actually used for the configuration of the state. For the Austrian Imperial Council, voting was organized in such a way that four electoral curiae voted: that of the large landowners, that of the chambers of commerce, that of the cities, markets and industrial towns, and that of the rural communities, all economic communities. What was elected out of these economic communities became law in Austria. What emerged as law from purely economic interests could not, of course, come to terms with something that came from the spiritual and individual foundations of humanity: the interests of the people of the so-called Austrian state. And so things became entangled in such a way that what the people elected by the four economic curiae wanted to make law in a sham state out of their economic interests was made law. This, in turn, confounded itself with what one particularly likes to confound out of the sentiments of modern times, that confounded itself with the spiritual interests and aspirations of mankind, with all that which one can call the whole scope of spiritual life. If, on the one hand, economic life has been incorporated into modern state life, then, on the other hand, the entire spiritual life has been incorporated into this state life. We have also seen in this that which is precisely in the spirit of modern human progress. The ideal was to gradually make all spiritual life a part of the political life of the state. How much has remained free today? Individual branches of the arts and individual branches of science, which are carried on by those who may not be employed by a state, and the like. Today there is still no sense of the fact that spiritual life can only integrate its reality into the social organism in the right way if this spiritual life is completely emancipated from all other life, if it can give itself its own administration, its own structure. While in recent times more and more efforts have been made to nationalize the entire school system, it is within the developmental powers of modern man to bring about a complete reversal in this area. Just imagine: If the lowest teacher is not the servant of the state, but if the lowest teacher knows how to place himself in a freely organized spiritual life, knows how to place himself in a spiritual organism, how differently he can then integrate what he is able to achieve into the unity of the human social organism, how differently than if the state demands of him what he must or must not do, what he must teach the developing human being! Those who judge these things perhaps believe, from many a bad experience that has been made, that the people who have to deal with science, for example, on which so much depends, are employed according to certain considerations. But science itself and its teaching are free. Such laws can be found in the most diverse states. And many people claim that this is the case. Anyone who really knows things knows that these transgressions occur not only with regard to employment, not only with regard to the administration of intellectual offices, but also in the work itself. Free spiritual life, which can powerfully place itself with its own reality in the healthy social organism, must also be able to develop freely and separately from state and economic life, as being on its own. I know the cheap objections that can be raised: “When schools are freed from state compulsion, when everyone can send their children to school out of the zeal they have for intellectual education, then we will return to illiteracy.” People who speak like this are reckoning with old sentiments in modern circumstances. We shall see in a moment how these modern conditions have quite a different effect from what these people with the old sentiments suppose. But the result - it must be said in advance - is that the real truth can only live in the social organism if the necessary division is also present and comprises the following: the spiritual organism, which is built on the individual physical and mental faculties of human beings - what we could also call spiritual life in its full extent; the legal organism, which comprises the area of the actual political state; and the cycle of economic processes, in which only the production, circulation and consumption of goods are concerned. It is not believed that the unity of life is thereby destroyed. On the contrary, each of these members of the healthy social organism will become healthy again precisely because it receives its strength from itself and each member can give the other the appropriate contribution. And so those who aim at the recovery of our social conditions must demand the independence of these three links, which have been fused together by confused thinking and confused action in the last century, i.e. the independence of these three links: spiritual life, legal life and the life that comprises the cycle of the economic process. The state cannot be an economist. Economic life must necessarily be placed on its own basis according to its own conditions. In economic life this has also developed to a certain extent in cooperative and trade union life. But this cooperative and trade union life has repeatedly become inappropriately intertwined with legal relationships. That which is necessary in economic life is the system of association, that is, the association of certain circles of people according to the needs of consumption and the production necessary for this, the association of people according to professional interests and the administration of that which circulates within these circles according to corresponding human needs, as can only result from an expert judgment of economic life itself. The effects of human labor now play into this life, the effects of capital play into it. I can only indicate in a few lines how these effects are formed. The use of human labor power in the social organism consists in the relationship of the person who works manually to some spiritual leader who must make use of capital by managing some economic enterprise or anything at all that is useful to the social organism. This relationship can only be a legal relationship. The relationship that the worker has with the entrepreneur must be based on a right. It must be founded on a different ground than the ground of economic life itself. This will bring about a radically different situation from the one we have today. But today we must also come to radical judgments in the face of radical facts. Economic life today is, on the one hand, dependent on the natural basis. Man must face this with expert judgment. He can, to a certain extent, make one piece of land or another fertile through his diligence and technology, but only within certain limits. He is to a large extent dependent on his natural basis. Just as economic life is dependent on the natural basis on the one hand, it must also become dependent on what must be established on the basis of the rule of law, in the cooperation of all people, no matter what kind of work they do. Whether they are intellectual or manual laborers, they enter into a relationship on the basis of the rule of law in which the equality of men among themselves comes into consideration. And it is established, now not in an associative way, as it must be in economic life, but in a purely democratic way, in a way that makes the effects in the political field of the state equal for all people before the law. There is determined what relates to the utilization of human labor power, what relates to the relationship of the worker to the leader. Only a maximum or minimum working day and the type of work a person can perform can be determined. What is fixed - this must be taken into account - will have an effect on the prosperity of the people. If any branch of production should not prosper because too much legally impossible work is demanded of it, it should not be done; then a remedy should be found in other ways. Economic life should reach its limits on both sides: on the one hand, the limits of its scientific basis, and on the other, the limits of law. In short, we move from one part of the social organism to the other, the political state, in which everything legal and everything related to law is regulated to the greatest extent possible. And then we come to the third member, which again must regulate itself out of its own conditions and needs and give laws: this is the organization of the spiritual. The spiritual must be based on the free initiative of man on the one hand, so that man is able to offer his powers individually to humanity in a free spiritual life. On the other side must be the free understanding and the free acceptance of these spiritual powers. How can this be? It can only be by the fact that the spiritual life, which is free in school life, in all spiritual branches, is administered solely by the spiritual organization right up to the use of the spiritual life, which expresses itself in the utilization of capital. How is this possible? It is only possible if that socialization really takes place which cannot come about by making human society into a uniform cooperative society in which perhaps only economic interests assert themselves and everything is to be organized on the basis of economic interests. If the spiritual organism is structured in a healthy way, free from the two other branches, the state and the economic organism, which have been mentioned, and if one is in a position to provide from that spiritual organism also that administration which relates to the use of capital and the whole economic life, that is: if all the places which are necessary in economic life are filled by the administration of the spiritual organization, if man with his individual abilities is placed in economic life from the spiritual organization, then alone one arrives at a healthy, fruitful socialization. For only in this way is it possible to separate what is the possession of private capital from the administration of this capital in favour of the healthy social organism. What will happen? Well, many things will happen. I will only cite a few examples. It is quite natural that in the economic process man acquires private capital, property. But as little as it will be possible to separate the utilization of this private capital from the utilization of individual abilities as long as these individual abilities can be active, it will be necessary to separate private property from the individual when their activity ceases. For all private property is after all acquired through that which plays in the social forces, and it must in turn flow back into the social organism from which it is taken. That is to say, there will have to be a law from within the legal organism - for property is a right, the right to use some object or something exclusively - there will have to be a law that what one has acquired as private property from economic life must - through the free disposal of the one who has acquired it - after a certain time fall back to the spiritual organism, which in turn has to look for another individuality that can utilize it in a corresponding way. Something similar will occur for all possessions that exist today, as for the possession of certain spiritual things that one produces, which belong to general humanity thirty years after death. One cannot say that one has more right to any other possession than to this spiritual possession. However long it may take to be allowed to keep what one has acquired, the time will have to come, be it for inherited property or otherwise acquired property, when, through the free disposal of the private owner, that which has passed into his possession through individual labor will return to the spiritual organism. In addition, the other will develop, that those who acquire private property from the economic process will be able to choose freely, out of free understanding, those whom they consider individually capable of operating something. But this will be made impossible by the power of the rule of law, of the actual political state, that a considerable part of private property will revert to pure interest, by means of which someone will be able to use private labor and other people's labor for himself without using individual abilities that enter into the economic process of life as a whole. It is possible, and it is made possible by these three links, that human productivity always remains connected with the individual abilities of man, with which it must be properly connected. This tripartite structure of the social organism still appears to be a radical idea today. And yet, whoever will not be comfortable with this idea, whoever will not want to take the first step in this direction towards the summit that we must climb in the social order, whoever does not realize that the most immediate, most everyday, most immediate actions must be developed with the knowledge of this direction, will not be acting in the spirit of human development, but will be acting against this spirit of human development. Today we are faced with facts that have demanded the primal feelings of human beings. We must counter these with the original ideas of human social order. And one such original idea is this threefold structure. This idea will now initially be regarded as something quite practical even by those who do not consider it to be a pure utopia, but who can perhaps bring themselves to regard it as something quite practical, it will only be regarded as something that relates to the interior of states. And now you will ask: What does this have to do with the League of Nations? - That is what can at the same time be the most realistic foreign policy! For if we work towards answering the question: What should the state refrain from doing? - the answer that emerges from this consideration is that it should refrain from interfering in the functions of spiritual and economic life. It should confine itself to the purely political, the purely legal sphere. This, however, will also have the necessary consequence in non-political life that the economic interests of one area will come directly into negotiation, into exchange, into intercourse with the economic interests of the other area, and likewise the legal relationships and the spiritual relationships. If the spiritual conditions in one area are liberated, then no cause can ever arise from this spiritual area which could result in any warlike event. This can be observed on the smallest scale. Spiritual interests can only come into a relationship with warlike conflicts through the interposition of state life. Even here one can really only judge from experience; but even small experiences can be eloquent. One could observe, if one has an eye for such things, how in Hungary, for example, in the times when state life in Hungary had not yet interfered with everything in the German-speaking parts, the people who had German children in the numerous German areas sent them to German-speaking schools, the Magyars living in German areas sent them to Magyar schools, and vice versa: the Germans who lived in areas with Magyar schools sent their children to such areas where there were German schools. This exchange of children was maintained in a free manner. It was a free exchange of the spiritual goods of languages, just as one can cultivate other spiritual goods in free exchange, from country to country, from town to town. This free exchange of the spiritual goods of languages meant deep peace for the country of Hungary in all areas in which it was cultivated. The inner instinct of the people was imprinted in this free exchange. When the state became involved, things changed. That which happened in the inner political life, happened in the course of modern times in the outer political life. Anyone with an eye for such things could see how deeply peaceful the German intellectuals actually were. The mood of these German intellectuals would never have given rise to the mood of war! But the relationship they had with the state was what gave rise to this impression of the state. This is not meant to be an objection or anything else, but merely an understanding of the facts. The economic life of a tripartite social organism will be able to live itself out within international economic life precisely because the economic relations are not made by state relations, but by people who grow out of territories in which there is not one parliament, but three parliaments, a spiritual, an economic and a state parliament, in which there is not one administration, but three administrations that work together. Only from such territories will people be able to grow up and play the right role in an intergovernmental organization. And it is not the state and the economy that matter, but the human being, the whole, full human being. The role of the spiritual leaders will be different if it develops out of the emancipated spiritual organization, different from the theatrical play that takes place, for example, between the Middle States and America in the exchange of professors, which could only develop out of that which was spiritually improperly connected with the state. All these relationships will also be placed on a sound basis in the international sphere when the sound basis has been established in the individual social territory. From these individual social territories will then emerge the man who can also contribute in the right way to international life. That seems to me to be the answer which can be given in such a way that it takes into consideration not only the coordination of the various peoples, but that the contribution of each people can be considered for the real future ideals of the human League of Nations. A German can also speak in this way; for even if the Central European countries or Germany are excluded from the next League of Nations, they can work in such a way that, through the recovery of their own territory, they work ahead for the healthy League of Nations of the future; they can contribute their share to it. This is an answer that everyone can give for themselves. It is an answer that each state can also develop as its own policy towards the outside world. For just as the states that enter into peace negotiations with the German Empire, for example, elect their own peace delegates, it will not be possible to prevent the chaotic former German Empire from electing special delegates from the three members - from the economic, the state and the spiritual organism - who can then represent the healthy social organism to the outside world in a corresponding manner. That is real, possible, that is true real politics. In the last few years I have often presented these ideas to people; I have also, as perhaps some of you have seen, summarized them in an appeal which is now appearing in the newspapers, signed by a very satisfactory number of people, among whom are those who cannot doubt that they have a right to judge these things, and I have often had to hear: such a division would bring back the old, which is precisely contrary to the feelings of a large part of modern mankind, that mankind would be divided again into the old three classes: Nourishing, military and teaching. The opposite is the case! Nothing is so different from these old estates of nourishment, defense and apprenticeship as what is wanted here; for it is not people who are divided into classes, into estates, as earlier times were divided, but that which is separated from man, in which man lives: the social organism is divided. And the human being is precisely that which, as a whole, complete, self-contained being, will only be able to develop as a human being within this structure that is self-contained. This liberated human being, he alone will be able to form the basis of the thoughts, the feelings, the acts of will that must play out in the modern League of Nations. In thinking about these things, one does not want to become one-sided. And it is easy to become one-sided if you only take your own feelings as a basis. That is why I would like to refer to someone else now, at the end, after I have so radically presented what I have said as necessary for the recovery of the social organism and want to distinguish it from what has developed so far and what has led to this terrible catastrophe. I would like to refer to another, to a man to whom I often refer when I look for a highly respected spiritual observer of those things that have occurred within the development of humanity up to the present day: Herman Grimm. He once said in a passage that emerged from his thoughts on the modern social development of mankind: If one looks at Europe today, one sees on the one hand how people have come into connections with one another of which former times could not have dreamed; but one sees at the same time projecting into this, what is called modern civilization, that which expresses itself in our warlike armament - so he says as a German - in our own militarism and in the armament of the other states, which after all can only amount to invading one another one fine day. And when you see what could come of it - the words sound truly prophetic, they were written in the nineties, Herman Grimm died in 1901 - when you look at it, Herman Grimm says, it is as if a future consisting of nothing but human conflicts could develop, so that you would like to set aside a day for the general suicide of humanity so that it does not have to experience the terrible things that follow from these conditions. Since then, people have seen many things that result from these conditions. What they have seen could well lead to thoughts that are then no longer regarded as utopian, especially when one has seen how many things that have really come into being should look like utopia to the eyes of practitioners compared to what they believed to be impossible just a short time ago. This is what should make people today not only change their actions, but also change their thoughts and rethink. In the future, we will not only need different institutions, we will ultimately need new ideas, new people, which can only grow out of a new organization of the social organism. International alliances, we have basically experienced them after all! Whether what we are striving for is on firmer ground, offers a firmer foothold than the old conditions, can only be decided if we really go back to the basic conditions of human social coexistence. Have we not also seen something like an international life develop in the way people used to marry among the members of various royal houses? There would be nothing wrong with that if the princely houses had developed in a promising way! Something could then have arisen in terms of this “international alliance” that would have been very useful even under the monarchical principle! - We have seen other international alliances, for example the very real international alliance of capital. We have experienced international social democracy. We have experienced various international alliances. That which was based on the international of family instincts has disintegrated. That which is based on the economic power of unspiritual capitalism, it is clear to the unbiased eye: it will disintegrate. But what international socialism is aiming at is basically the longing for power. In the future, this power will have to give way to the right, because what man can seize through his striving for power in social life can only lead to the salvation of mankind if it is integrated into legal life, illuminated by legal life. And so perhaps the feeling may arise in contemporary man in the face of many an internationalism that a truly fruitful alliance of nations of mankind must be founded on something other than these old relationships. It must be founded on entirely new human ideas, entirely new human impulses, and not on princely blood, not on the power of capital or labor. It must be founded on the right, on the truly liberated whole man. For only this truly liberated, whole human being, awake to international feeling, will also have the right understanding for what can then shine for him as the light of international law. Discussion 1st speaker: Explained that the solution proposed by Dr. Steiner was not clear to him. Nor was it possible to dismiss socialism as a great spiritual concept in the way that Dr. Steiner had done, because, after all, a new right does not come into being by wiping away the healthy core of socialism. The idea of the threefold structure may seem to be a solution, but it is an arbitrary solution. According to this speaker, land reform is something that is in the nature of the times. Finally, reference was made to the progressive spread of socialism as a testimony to the fact that it is not an imaginary system but corresponds to a reality. Rudolf Steiner: It is, of course, difficult to discuss whether or not what was indicated in a lecture that was, after all, not very short, must be clear to each individual in an absolute sense; after all, that is an individual matter, and each listener will, of course, have his or her own opinion about it. I will therefore not touch on this question in particular. I would just like to make a few very brief comments on the other thoughts expressed by the previous speaker, above all on matters of principle. Anyone who has followed my perhaps radical and therefore seemingly unprovable train of thought today has perhaps been able to see, from the way the matter was formulated, that what I said did not come from a mere flash of inspiration one fine morning, or from other ideas, but that they are built on what I believe has been proven by others. It is not necessary to prove to you again everything that socialism, for example, has proved! I have expressed one thought, the thought that the theory of surplus value and its relation to human labor power is particularly plausible to the proletarian soul. I then expressed the thought that this view must be taken one step further. In doing so, however, I believe I have also shown that I do not want to wipe away what the honorable previous speaker has just pointed out: modern socialism. Anyone who has listened to me more closely will perhaps also be able to tell that I have made sufficient allusions to the significance of modern socialism in my speech. I could not understand what I said in any other way than in the sense of the example I mentioned. I meant that if one did not get involved in modern socialism, then one would live like the inhabitants of a house that was threatening to collapse and who did not decide to build a new one, but instead discussed how to connect all the rooms so that they could help each other through these doors. Thus, with some good will, you could see the weight I actually attach to modern socialism. And it was basically not so difficult to derive from this the idea, which could of course be developed further in forty or fifty lectures, that you can't get by with what is already in modern socialism. I would like to point out one more thing. Of course, I will again only be able to be brief enough for those who wish to do so to be able to say that I am not giving the audience anything to take home with them. I would just like to say that I have the greatest respect for what Marxism and everything that has been built on Marxism has produced, especially in modern proletarian thought. I myself was a teacher for many years at a workers' education school founded by Wilhelm Liebknecht, and I was involved, so to speak, in helping to establish socialist ideas within the working class. And I may perhaps point out that it would not exactly be incorrect if I said: I believe that a number of corresponding older editors of German socialist newspapers, even orators, who at least have a not insignificant say in Germany today, are perhaps my pupils. So I not only know modern socialism as such - one could have seen that from the way I put forward my points of view - but I also know the weight that this socialism has in the life of the modern proletariat. If you have been involved in it for years, I might say decades, then you don't really need to wait for a nice, special idea to develop a system, because you want to have one, but then you continue to build on what is there. And those who respond to things see from what they continue to build that they are respecting what is already there. But there is one thing we must not lose sight of. Certainly, thoughts as such, if they are kept within the theoretical, are basically nothing more than symptoms of what is moving in real life. Therefore do not think that I want to suggest to you how the modern labor movement or anything else is actually carried only by the driving force of thought, but on the contrary I want to express that the thoughts that come to light - and I am not only thinking of economic forces - express deeper inner forces symptomatically. In general, I believe that in the future we will move towards a symptomatological view of history, not the causal one that is popular today. But now we must see how certain thoughts, which are all to be regarded as symptoms of certain underlying facts, how these thought-symptoms present themselves. Today you are familiar with very radical forms of socialism. Do not believe how this could arise in the subconscious of some people who misinterpret this - which perhaps the previous speaker did not mean in this way - do not believe that I feel as frightened as some people in leading circles about what is emerging in the present - although I must regard it with the same weight as I did in my lecture. I can already look with a certain objectivity at the consequences of the social way of thinking and social development that are emerging today, for example. I would like to point out something that might seem significant to you. You see, Lenin and Trotsky are also socialists. And anyone who is not, I would say, intimidated by what is now being said about Eastern Europe and ascribes it all to the “wicked Bolsheviks”, but who knows that everything that is now tended to be attributed to the Russian socialists is still largely due to Tsarism and what preceded it, will perhaps take a somewhat more objective view of what is happening! And those who look objectively will then have to say to themselves above all: In a certain direction, Lenin in particular is a kind of final consequence of Marx, including the way he sees himself. And Lenin draws attention to two things in Marx. First, he draws attention to the fact that the modern social movement must strive to proletarianize the state itself through the dictatorship of the proletariat. But the state is only - I must briefly indicate this - taken up by the dictatorship of the proletariat because it thereby draws its ultimate consequences. The ultimate consequences of what is germinating in the state are drawn by social-democratism: namely, the state kills itself, it dissolves itself. Now, the various dark sides of this socialist state must come to light. Lenin, for example, is under no illusions about this. That is also better than indulging in illusions, as so many people do. But he is working towards creating a state that carries within it the seeds of death, that will dissolve. Then comes the really new stage, where work is not paid equally, but where the motto is: each according to his abilities, each according to his needs. - And at that moment, when this appears: each according to his abilities, each according to his needs - which must not only be a socialist ideal, but a very general one - at that moment Lenin, like Marx, makes a strange remark that allows us to look much deeper than we usually do. He makes the remark: this social order, which can only come about in such a way that everyone is placed in the social order according to his needs and his abilities, cannot, of course, be achieved with today's people; it requires a completely new breed of people, which must first come into being. Yes, you see, those who do not want to wait and cannot wait for a “new breed of man”, because otherwise the time might come when it would be better to establish the general suicide of which I have spoken, will turn their thoughts to the present life, and will try to gain from this present life an idea of what the mistakes were. And in this respect I do believe that it might already be evident from my, albeit brief and sketchy, train of thought, in which I have referred to the question: What should the state do, and what should it not do? How the entanglement of economic life with the state, the entanglement of intellectual life with the state, has caused damage to the social order - I have tried to indicate this; the examples I have given could be multiplied a hundredfold. Does it not stand to reason that we should think about how these damages can be remedied? It can be remedied by not merging further, but by reversing what has just occurred. You could call it naïve, of course, but I believe that my lecture today showed how deeply what I have said actually penetrates the very foundations of modern life. How far this is the case, however, must be left to the judgment of each individual. The ideas that are currently realized and recognized are indeed not new ideas; and nothing new can be built with these ideas. I have presented the idea of the threefold structure to many a person who would have been in a position to realize it, especially during the difficult time of war. I have also found understanding in some circles. But today there is still no bridge between understanding and the courageous will to do something. This bridge has not been built. I have had a strange experience in the last few days, which could perhaps point out to you how what I have said is deeply rooted in real life and is not a wiping away, but rather a taking up or rather a continuation of socialist thinking: I spoke - which is not exactly easy today - to a workers' meeting that was simply invited from the street. As I experienced many times during my work in Berlin, it was precisely the socialist leaders who opposed my remarks in many ways. And after many objections had been raised, a Russian woman appeared who - I'm just telling you! - said, among many other things, that we may have heard many things today against which we could object to this or that, but it would be impossible today to remain merely with the old ideas or even with the old socialist ideas, but it was necessary to move forward to new ideas. We will not come to a real, thorough rebuilding of the house, but only to new doors and so on, which cannot help if the whole thing collapses, if we do not really engage in new thoughts. And that is why I have said to many people in these difficult times that many of the misfortunes that have happened in recent years could have been avoided if many people had thought like the Russian woman I spoke of. I am convinced that it would have been understood if the Central European negotiators at the time had made the ideas I have expressed here - which were very well known to a few of them - the content of foreign policy, the content of the Peace of Brest-Litovsk. If these ideas had been presented to the outside world, they would have been understood. Of course, one cannot explain such things in detail in a lecture; but one has the feeling that real life must live in the human soul in the present, as it is simply rooted in reality. I do not consider myself so clever that I know better than others what has to happen in detail! Because I am not a program person, because I do not give programs and utopias, but because I am someone who wants reality to be grasped as reality, I am not at all interested in having all my suggestions carried out in detail. If at any point one begins to work in the spirit of what I have said today, then let not one stone of the content I have conveyed be left upon another; something quite different may result, but it will be something that is justified in the face of real life. With programmes, whether socialist or other programmes, the aim is always to ensure that the individual ideas that have been devised are realized in accordance with the programme; here it is a matter of tackling reality at one point. Then the result may be something quite different! And so what I have said is only apparently so incomprehensible because the matter is not to be understood in the same way as other programs. You could say that today it is easy not only to introduce a program with a few thoughts, but even to prove it. But it is difficult to appeal to human souls, and to appeal in the way I wanted to do, namely to point these souls back to themselves, to give them suggestions. Then perhaps they will think something completely different. But it is basically the most necessary thing today for people to know: you have to start from one reality, then the other will follow. There is therefore no need to despise what the land reformers are striving for. In a conversation I once had with Damaschke in Berlin many years ago, I pointed out to him that his ideas certainly have a great deal of power, but that they cannot fully intervene in real life and understand it thoroughly because the soil is not elastic. It is not; and therefore, I told him, it is not possible to translate them directly into reality. Well, there is no other way of coming to terms with it than by looking at the tendency of the times, which results from the fact that people have come to a dead end through the confusion of legal life, economic life and spiritual life. Then something arises which is not at all difficult to prove, namely that one should not continue to confound them, but should start on the way back! What I have said is intended to continue thoughts about how socialization should actually be carried out, how we can get into a situation where human labour may not legitimately be used in the sense of someone else's power. And as I said, as incomplete as this must remain, because it cannot be dealt with exhaustively in one lecture, I believe that today it is necessary to approach things with a little good will, because the facts speak too loudly! And even in the face of what might well appear to be different in the socialist field than four years ago, the facts speak too loudly today. I will soon explain all this comprehensively and in detail in a brochure, because I consider this to be extremely necessary for the present, which will then prove in detail what has now only appeared in a truly suggestive way. I believe there is one thing we must not lose sight of today. I had a special experience yesterday. When I was a little boy, I used to learn the following in my religion books: I learned that you have to realize that Christ must either be a fool or a hypocrite, or that he must be what he pretended to be. And that's what it says in these religious books: And since he can be considered neither a fool nor a hypocrite, he must be the Son of the living God. - I also heard that answered yesterday as the solution to the social questions here in Bern! I read it in my school books more than fifty years ago, and I hear it repeated again today - as the right solution to the social question. Between the time when I read it in my religion books at school and this almost word-for-word repetition, which one could hear again and again during the difficult times, I would like to say: word-for-word exactly, but between the two points in time lies the experience that mankind should have had through the great catastrophe that we have lived through. We should learn something from this great catastrophe! Above all, I believe, we should have become more willing to accept thoughts that may seem somewhat sketchy today, but which, by the way in which they refer to things, perhaps show that they are at least making an attempt to delve into the depths of things. 2nd speaker (Baron von Wrangell): Sees in the threefold structure of the social organism proposed by Dr. Steiner the right solution. How the idea can be realized seems to him to be a different question. The fundamental error of socialism lies in the fact that it leads to an overvaluation of the state. 3rd and 4th speakers: Objected essentially that a realization of the idea of tripartism would unnecessarily complicate the situation, which speaks against this solution. The threefold structure would lead to fragmentation, whereas human life should form a unity. Rudolf Steiner: Well, I think I should perhaps say something very briefly. I can understand quite well what the honorable previous speaker wants; but I have the feeling that he does not understand himself very well! I think he should assess the whole situation we are in from a somewhat broader perspective. We humans really don't just have the task of making our lives comfortable. There are many other things in life than making ourselves comfortable! And I believe that a large part of the damage we suffer today comes precisely from the fact that a large part of humanity only strives to make life comfortable, in its own way. But it seems to me that what matters is something else. You see, I would not bother you with any ideas about a tripartite division if these three parts were not inherent in the reality of the social organism. The fact that this threefold division wants to happen is something that does not depend on us, we cannot change it, it makes itself. I really did have the opportunity, I must come back to this again, during this difficult time, to talk to many a person who I thought should do something from the positions that are so authoritative today - it was two and a half years ago, there would still have been the possibility of doing something - and I said to some people: “You see, what is being said here is not a simple matter. It is the result of decades of observation of what will happen in Europe over the next ten, twenty or thirty years. For anyone who observes the course of events - and there is no other way to understand the social threefold structure than to recognize the possibilities for future development from the whole of the present - will see that, whether we like it or not, this threefold structure is taking place. In earlier times it arose instinctively; more and more in recent times there has been a confusion, a fusion of the three parts. Now these three parts want to separate again in the way that suits them, to become independent. - And I have said this to some people with the drastic words: “You see, those who are now at the helm could still do many things in this direction with reason; people have the choice - Goethe also said with reference to the revolution: either evolution or revolution - they have the choice of either doing this now through reason, or they will experience revolutions and cataclysms. Not only those who have been at the helm up to now will experience cataclysms, but also those who merely want to hold on to the dogmas of socialism will experience cataclysms. It is a matter of this threefold organization of the social organism taking place by itself. And you can also see that: That which is natural always occurs under certain extraordinary conditions in certain one-sidednesses of development; these three members want to become more and more independent. And they become independent in an unnatural way if they are not given their natural independence, if they are confounded, if they are thrown together; they develop in a way that hinders humanity. The spiritual power, the spiritual organization develops, be it as a church state or state church or whatever, becomes independent, and even if it cannot encompass the whole of spiritual life, it nevertheless seeks to catch as much as it can. The other, legal life, is taken up by the state, and in its turn makes serviceable to the state that which will seek to become independent. What wants to realize itself in political life in an unnatural way is everything that is today the much frowned upon militarism. For you see, many a healthy opinion was expressed during the war about this militarism and its one-sided relationship to state life. But if one gets to the bottom of these opinions with common sense, then one also realizes that militarism is nothing other than the one-sided realization of what one does not want to give its natural independence, political life in turn. And Clausewitz said: War is the continuation of politics by other means; Clausewitz puts it in a certain context; one can still go into these things, not as in recent years, when one has heard many such one-sided statements. One can also say that marital strife and divorce are the continuation of marriage by other means! There have been a lot of one-sided statements like that in recent years; people just mix everything up. But what everything is based on, if one wants to develop fruitful views in life, which then also turn into real institutions, is that one sees these relationships as healthy. And so these things really want to take on a life of their own, to develop independently. In recent times, the economic organism has flooded the whole of public life to such an extent that today many people no longer see anything but an economic organism. And then they see in what can otherwise be there only an administration of the economic organism. That is what you can prove. But above all, if I have achieved nothing more than to stimulate some people, that is quite enough for me. That is all I want! For I do not believe that one can say anything right about what should happen socially. I would like to add the following: You know that there are two Bolsheviks in the present day: one is Lenin, the other Trotsky. I know of a third, who, however, does not live in the present day and whom few people think of when they talk about the Bolsheviks: Johann Gottlieb Fichte! Read his “Closed Commercial State” and you have, theoretically speaking, exactly what you can read in Lenin and Trotsky! Why? Because Fichte spins a state system out of his own soul! From the forces with which you can reach the highest heights in philosophy, he develops a state system, a political, or rather a social system. Why did this happen? Because it is not at all possible to gain a view of what is socially fruitful from the individual! That can only be found from person to person. Just as language cannot be developed if a person lives alone on an island, but just as language can only develop as a social phenomenon, only when people live together properly, so that which is social at all cannot be gained by spinning it out of an individual person! One cannot draw up a program out of oneself. But we can think about the social order in which people must be placed so that they relate to each other so naturally that they find the right social order of their own accord. The social question will not disappear from the agenda! It is there and must continue to be solved more and more. But the task at hand is to answer the question: How should people relate to each other in the tripartite social organism? Then you will always more or less find the solution. People must relate to each other in the social organism in such a way that the solutions arise from their living together. To do this preliminary work is the task of truly social thinking, the preliminary work that shows how people can solve social issues in real social life. I have already said that I do not believe I could be so clever as to draw up a social program. But I drew attention to the fact that if people live in this natural threefold division, and if they really allow what corresponds to their impulses as institutions in this natural threefold division to arise in the world, then it is only through people, in this cooperation of people appropriate to the healthy social organism, that the social order arises! One can cooperate in this! You can't do it the way modern Marxists say: first we make a big mess, then comes the dictatorship of the proletariat, then the right thing will happen. - No, at the very least it is necessary to do this preliminary work, to ask oneself: How must people stand in the social organism so that, through their cooperation, what is demanded of us today by the facts that truly speak loudly will happen? |
6. Goethe's Conception of the World: The Doctrine of Metamorphosis
Translated by Harry Collison Rudolf Steiner |
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On April 17th he goes to the Public Gardens “with a firm, calm determination to continue his poetical dreams.” But all of a sudden the plant-nature catches him up like a ghost. “The many plants which I was formerly only accustomed to see in pots and tubs, indeed only behind glass windows for most of the year, stand here fresh and gay under the open sky, and thus fulfilling their destiny, they become clearer to us. |
6. Goethe's Conception of the World: The Doctrine of Metamorphosis
Translated by Harry Collison Rudolf Steiner |
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[ 1 ] We cannot understand Goethe's relation to the natural sciences if we confine ourselves merely to the single discoveries he made. I take as a guiding point of view for the study of this relation the words which Goethe wrote to Knebel from Italy, 18th August, 1787: “After what I have seen of plants and fishes at Naples and in Sicily I should be tempted, if I were ten years younger, to make a journey to India, not in order to discover anything new, but to observe, in my own way, what has already been discovered.” It appears to. me to be a question of the way in which Goethe coordinated the natural phenomena known to him in a view of Nature in harmony with his mode of thinking. Even if all his individual discoveries had already been made, and he had given us nothing but his view of Nature, this would not detract in the least from the importance of his Nature studies. I am of the same opinion as Du Bois-Reymond that “even without Goethe's participation, science would still be as far advanced as it is to-day” ... that “the steps attained by him would have been attained by others sooner or later.” (Goethe und kein Ende S.31.). I cannot, however, apply these words, as Du Bois-Reymond does, to the sum-total of Goethe's work in natural science. I limit them to the individual discoveries made during the course of his work. In all probability we should not be without a single one of them to-day even if Goethe had never occupied himself with botany, anatomy, and so forth. His view of Nature, however, emanated from his personality; none other could have achieved it. The single discoveries as such did not interest him. They arose of themselves during his studies, because in regard to the facts in question, views prevailed which were not reconcilable with his mode of observation. If he could have built up his views with what natural science had to offer he would never have occupied himself with detailed studies. He had to particularize because what was said to him by the investigators of Nature about the particulars did not correspond with his demands. The individual discoveries were made only accidentally, as it were, during the course of these detailed studies. For instance, the question whether man, like other animals, has an intermaxillary bone in the upper jaw-bone did not at first concern him. He was trying to discover the plan by which Nature develops the series of animals and, at its summit, Man. He wanted to find the common archetype which lies at the basis of all animal species and finally, in its highest perfection, at the basis of the human species also. The Nature investigators said: there is a difference between the structure of the animal body and that of the human body. Animals have the intermaxillary bone in the upper jaw, man has not. Goethe's view was that the human physical structure could only be distinguished from the animal by its degree of perfection, not details. For, if the latter were the case, there could not be a common archetype underlying the animal and the human organisations. He could make nothing of the assertion of the scientists, and so he sought for the intermaxillary bone in man—and found it. Something similar to this can be observed in the case of all his individual discoveries. For him they are never the end in itself; they had to be made in order to justify his ideas concerning natural phenomena. [ 2 ] In the realms of organic Nature the important thing in Goethe's views is the conception he formed of the nature of life. It is not a question of emphasising the fact that leaf, calyx, corolla, etc., are plant-organs identical with each other and unfolding out of a common basic form. The essential point is Goethe's conception of the whole plant-nature as a living thing, and how he thought of the individual parts as proceeding from the whole. His idea of the nature of the organism is his central, most individual discovery in the realm of biology. Goethe's basic conviction was that something can be perceived in the plant and animal which is not accessible to mere sense observation. What the bodily eye can observe in the organism appears to Goethe to be merely the result of a living whole of formative laws working through one another, laws which are perceptible only to the ‘spiritual eye.’ He has described what his spiritual eye perceived in the plant and in the animal. Only those who are able to see as he did can recapture his idea of the nature of the organism; those who remain stationary at what the senses and experiments give, cannot understand him. When we read his two poems “The Metamorphosis of Plants,” and “The Metamorphosis of Animals,” it appears at first as if the words simply led us from one part of the organism to another, as if the intention was merely to unite external facts together. If, however, we permeate ourselves with what hovered before Goethe as the idea of the living being we feel ourselves transplanted into the sphere of organic Nature and the conceptions concerning the various organs develop from out of one central conception. [ 3 ] When Goethe began to make independent reflections upon the phenomena of Nature it was the concept of life that claimed his attention above all else. In a letter from the Strasburg period, 14th July, 1770, he writes of a butterfly: “The poor creature trembles in the net, and its fairest colours are rubbed off; even if it is caught uninjured, in the end it perishes there, stiff and lifeless; the corpse is not the whole creature. Something else is required, indeed the essential part, and in this case as in every other, the most essential part: Life.” It was clear to Goethe from the beginning that an organism cannot be considered as a dead product of Nature; that something more exists within it over and above the forces which also live in inorganic Nature. When Du Bois-Reymond says that “the purely mechanical world-construction which to-day constitutes science was no less obnoxious to the princely poet of Weimar than, in earlier days, the ‘Système de la Nature’ to Friederike's friend,” he was undoubtedly right; he was no less right when he said that “Goethe would have turned away with a shudder from this world-construction which, with its primeval generation, borders on the Kant-Laplace theory; from man's emergence out of chaos as the result of the mathematically-determined play of atoms from eternity to eternity; from the icy world-end, from the pictures to which our race adheres with all the insensibility by means of which it has accustomed itself to the horrors of railway travel.” (Goethe und kein Ende. S.35. f.). Naturally Goethe would have turned away in disgust because he sought and found a higher concept of the living than that of a complicated, mathematically-determined mechanism. Only those who are incapable of grasping a higher concept of this kind and identify the living with the mechanical because they can only see the mechanical in the organism, will enthuse over the mechanical world-construction with its play of atoms, and regard without feeling the pictures which Du Bois-Reymond sketches. Those, however, who can assimilate the concept of the organic in Goethe's sense will dispute its justification as little as they dispute the existence of the mechanical. We do not dispute with those who are colour-blind concerning the world of colours. All views which represent the organic mechanically incur the judgment which Goethe puts into the mouth of Mephistopheles:
[ 4 ] The opportunity of concerning himself more intimately with plant life came to Goethe when Duke Karl August presented him with a garden (21st April, 1776). He was also stimulated by excursions in the Thuringian forest, where he could observe the living phenomena of lower organisms. Mosses and lichens claimed his attention. On October 31st he begged Frau von Stein to give him mosses of all kinds, if possible with the roots and moist, so that he could use them for observing the process of propagation. It is important to bear in mind that at the beginning of his botanical studies Goethe occupied himself with lower plant forms. He only studied the higher plants when later he was forming his idea of the archetypal plant. This was certainly not because the lower kingdom was strange to him, but because he believed that the secrets of plant-nature were more clearly manifested in the higher. His aim was to seek the idea of Nature where it revealed itself most distinctly and then to descend from the perfect to the imperfect in order to understand the latter by means of the former. He did not try to explain the complex by means of the simple, but to survey it at one glance as a creative whole, and then to explain the simple and imperfect as a one-sided development of the complex and perfect. If Nature is able, after countless plant forms, to create one more which contains them all, on perceiving this perfect form, the secret of plant formation must arise for the mind in direct perception, and then man will easily be able to apply to the imperfect what he has observed in the perfect. Nature investigators go the opposite way to work, for they regard the perfect merely as a mechanical sum-total of simple processes. They proceed from the simple and derive the perfect from it. [ 5 ] When Goethe looked around for a scientific guide in his botanical studies he could find no other than Linnæus. We first learn of his study of Linnæus from his letters to Frau von Stein in the year 1782. The earnestness with which Goethe pursued his studies in natural science is shown by the interest he took in the writings of Linnæus. He admits that after Shakespeare and Spinoza he was influenced most strongly by Linnæus. But how little could Linnæus satisfy him! Goethe wanted to observe the different plant forms in order to know the common principle that lived in them. He tried to discover what it is that makes all these forms into plants. Linnæus was satisfied with classifying the manifold plant forms in a definite order and describing them. Here Goethe's naive, unbiased observation of Nature, in one special instance, came into contact with the scientific mode of thought that was influenced by a one-sided conception of Platonism. This mode of thought sees in the separate forms manifestations of original, co-existing Platonic Ideas, or creative thoughts. Goethe sees in the individual formation only one special form of an ideal archetypal being which lives in all forms. The aim of the former mode of thought is to distinguish the separate forms with the greatest possible exactitude in order to discern the manifoldness of the ideal forms or of the plan of creation; Goethe's aim is to explain the manifoldness of the particular from out of the original unity. That many things are present in manifold forms is clearly evident to the former mode of thought, because for it the ideal archetypes are already manifold. This is not evident to Goethe, for according to his view the many only belong together when a unity reveals itself in them. Goethe therefore says that what Linnæus “sought to hold forcibly asunder, had to strive for union, in order to satisfy the innermost need of my being.” Linnæus simply accepts the existing forms without asking how they have arisen from a basic form. “We count as many species as there are different forms that have been created in principle.” This is a basic statement. Goethe sought the active element in the plant kingdom that creates the individual through the specific modifications of the basic form. [ 6 ] In Rousseau Goethe found a more naïve relationship to the plant world than was the case with Linnæus. He writes to Karl August, 16th June, 1782: “In Rousseau's Works one finds the most delightful letters on botany in which he gives a very clear and charming exposition of this science to a lady. It is a fine example of the way one ought to give instruction, and is a supplement to Emil. It makes me want to recommend the beautiful kingdom of flowers anew to my friends of the fair sex.” In the “History of my Botanical Studies” Goethe tells us what attracted him to Rousseau's botanical ideas: “His relation to plant lovers and connoisseurs, specially to the Duchess of Portland, may have widened his penetrating sight, and a spirit such as his, which felt called to prescribe law and order to nations, was forced to suppose that in the immeasurable kingdom of plants no such great diversity of forms could appear without a basic law, be it ever so concealed, which brings them back collectively to a Unity.” Goethe was seeking for a fundamental law which leads back the manifold to the unity from which it has originally proceeded. [ 7 ] Two works of Freiherr von Gleichen, called “Russwurm,” came at that time to Goethe's knowledge. Both of them deal with the life of plants in a manner which proved fruitful for him; they are ‘Das Neueste aus dem Reiche der Pflanzen’ (Nürnburg, 1764), and ‘Auserlesene Mikroscopische Entdeckungen bet den Pflanzen’ (Nürnburg, 1777/1781.) These books deal with the processes of fructification in plants; pollen, stamens and pistils are minutely described and the processes of fructification presented in well-executed diagrams. Goethe himself now makes attempts to observe with his own eyes the results described by Gleichen-Russwurm. He writes to Frau von Stein, 12th Jan., 1785: “Now that Spring is approaching my microscope is set up in order to observe and check the experiments of Gleichen-Russwurm.” At the same time Goethe studied the nature of the seed, as may be gathered from an account which he gives to Knebel, 2nd April, 1785: “I have reflected on the seed substance as far as my experiences extend.” These observations of Goethe only appear in the right light when one considers that even at that time he did not stop at them, but tried to acquire a general perception of natural processes which should serve to support and strengthen them. On April 8th of the same year he tells Knebel that he is not merely observing facts, but that he has also made “fine combinations” of these facts. [ 8 ] The share Goethe took in Lavater's great work, “Physiognomic Fragments for the furtherance of Human Knowledge and Human Love,” which appeared in the years 1775 to 1778, had a considerable influence on the development of his ideas concerning the workings of organic Nature. He himself contributed to this work, and his later mode of regarding organic Nature is already foreshadowed in the way he expresses himself in these contributions. Lavater goes no further than treating the form of the human organism as the expression of the soul. He wanted to indicate the character of soul from the forms of the body. Goethe began even then to observe the external form in itself, to study its own laws and formative force. He began at the same time to study the writings of Aristotle on physiognomy and endeavoured, on the basis of the study of the organic form, to confirm the distinction between man and the animals. He finds this in the prominence of the head which is determined by the human structure as a whole, and in the perfect development of the human brain to which all parts point as to an organ by which they are determined. In the animal, on the other hand, the head is merely appended to the spine; the brain and spinal cord comprise no more than is absolutely necessary for the execution of subordinate life-principles and sense-activities pure and simple. Goethe was already then seeking for the distinction between man and the animals, not in any one detail, but in the different degrees of perfection which the same basic form attains in one case or the other. Already there hovers before him the picture of a type which occurs both in the animal and in man, but which is developed in the former in such a way that the entire structure subserves animal functions, whereas in the latter the structure furnishes the scaffolding for the development of the spirit. [ 9 ] Goethe's specific studies in anatomy grew out of such considerations. On Jan. 22nd, 1776, he writes to Lavater: “The Duke has sent me six skulls, and I have made some magnificent observations which are at your service if you have not already found the same things without me.” In Goethe's Diary, under the date, 15th Oct., 1781, we read that he studied Anatomy in Jena with Einsiedel, and in the same year began to enter more deeply into this science under the guidance of Loder. He speaks of this in letters to Frau von Stein, 29th Oct., and to the Duke, 4th Nov., 1781. He also had the intention of “explaining the skeleton” to the young people at the Drawing Academy, “and guiding them to a knowledge of the human body.” “I do it,” he says, “for my own sake as well as for theirs; the method I have chosen will give them this winter a real acquaintance with the basic structures of the body.” The Diary shows that these lectures were, in fact, given. During this time he also had many conversations with Loder concerning the structure of the human body. Again it is his general view of Nature which is the motive force and the real aim of these studies. He treats “the bones as a text to which all life and everything human may be appended.” (Letters to Lavater and Marck, 14th Nov., 1781.) Goethe's mind was occupied at that time with conceptions relating to the workings of organic Nature and the connection between human and animal development. That the human form is simply the highest stage of the animal, and that man produces the moral world out of himself as a result of this more perfect stage of animal life, is an idea which is already expressed in the ode “The Divine”—written during the year 1782. “Let man be noble, helpful and good; for that alone distinguishes him from all the beings known unto us. According to laws mighty, rigid, eternal, must all we mortals complete the orbit of our existence.” [ 10 ] The “eternal, rigid laws” work in man just as they work in the rest of the world of organisms; in him alone they reach a perfection which makes it possible for him to be “noble, helpful and good.” [ 11 ] While such ideas were establishing themselves in Goethe's being more and more firmly Herder was working at his “Ideas for a Philosophy of the History of Mankind.” All the thoughts of this book were discussed by the two men. Goethe was satisfied with Herder's comprehension of Nature; it harmonised with his own conceptions. Frau von Stein writes to Knebel, 1st May, 1784: “Herder's work makes it probable that we were first plants and animals. ... Goethe is now brooding profoundly over these things and whatever has passed through his mind becomes supremely interesting.” Goethe's words to Knebel, 8th Dec., 1783, afford the justification for arriving at his ideas from Herder's. “Herder is writing a Philosophy of History, fundamentally new, as you may well imagine. We read the first chapters together the day before yesterday—and very excellent they are.” Sentences such as the following entirely harmonise with Goethe's mode of thought: “The human race is the great coalescence of lower organic forces.” “And so we assume that man is the central creation among animals, i.e., the developed form wherein the features of all species around him are summed up superbly.” [ 12 ] The view of anatomists at that time that the tiny bone which animals have in the upper jaw, the intermaxillary bone which contains the upper incisors, is lacking in man, was of course irreconcilable with such conceptions. Sommering, one of the most noted Anatomists of the time, writes to Merck, 8th Oct., 1782: “I wish you had consulted Blumenbach on the subject of the os intermaxillane which, ceteris paribus, is the only bone which all animals possess from the apes onward, including even the orang-utan, but which is never to be found in man; with the exception of this bone there is nothing in man which cannot be attributed to the animals. I am sending you therefore the head of a hind in order to convince you that this os intermaxillane, as Blumenbach, or os incis as Campa calls it, also exists in animals which have no incisors.” That was the general view of the time. Even the famous Camper, for whom Merck and Goethe had the deepest respect, admitted it. The fact that the intermaxillary bone in man coalesces left and right with the upper jaw bone without any clear demarcation in the normally developed individual, led to this view. If the learned men were correct in this it would be impossible to affirm the existence of a common archetype for the structure of the animal and human organism; a boundary between the two forms would have to be assumed. Man would not be created according to the archetype which lies at the basis of the animal. Goethe had to remove this obstacle to his world-conception. This he succeeded in doing, in conjunction with Loder, in the Spring of 1784. Goethe proceeded according to his general principle that Nature has no secret which “she does not somewhere place openly before the eye of the attentive observer.” He found the demarcation between upper jaw and intermaxillary bone actually existing in some abnormally developed skulls. He joyfully announced his discovery to Herder and Frau von Stein (27th March). To Herder he wrote: “It should heartily please you also, for it is like the keystone to man; it is not lacking; it is there! But how?” “I have thought of it in connection with your ‘Whole’ and it will indeed be a fair link in the chain.” When Goethe sent the treatise he had written on the subject to Knebel in Nov., 1784, he indicated the significance which he attributed to this discovery in his whole world of ideas by the words: “I have refrained from pointing to the logical outcome which Herder already indicates in his ideas, that the distinction between man and the animal is not to be looked for in any single detail.” Goethe could gain confidence in his view of Nature only when the erroneous view about this fatal little bone had been rejected. He gradually found the courage to extend to all kingdoms of Nature, to her whole realm, his ideas concerning the manner in which, playing as it were with one basic form, she produces life in all its diversity. In this sense he writes to Frau von Stein in the year 1786. [ 13 ] The book of Nature becomes more and more legible to Goethe after he has deciphered the one letter. “My long ‘spelling out’ has helped me; now at last it works, and my silent joy is inexpressible.” He writes thus to Frau von Stein, 15th May, 1785. He now regards himself capable of writing a small botanical treatise for Knebel. Their journey together to Karlsbad, in 1785, becomes a formal journey of botanical study. After their return the kingdom of fungi, mosses, lichens and algae were studied with the help of Linnæus. He informs Frau von Stein, 9th November: “I continue to read Linnæus, indeed I must, for I have no other book with me: it is the best way of reading a book conscientiously and I must cultivate the practice, for it is not easy for me to read a book to the end. This book is not compiled for reading but for repeated study, and is of the very greatest service to me because I have thought for myself on most of the points.” During these studies the basic form out of which Nature fashions all the manifold plant forms assumes separate contours in his mind, even if they are not yet quite definite. In a letter to Frau von Stein, 9th July, 1786, we find these words: “It is a perception of the form with which Nature is, as it were, always playing, and in her play producing life in its diversity.” [ 14 ] In April and May, 1786, Goethe made microscopical observations of lower organisms which develop in infusions of different substances—plantain pulp, cactus, truffles, peppercorn, tea, beer, and so on. He carefully noted the processes which he perceived in these organisms and prepared drawings of them. It is apparent also from these notes that Goethe did not try to approach the knowledge of life through such observation of the lower and simpler organisms. It is quite apparent that he thought he could grasp the essential features of life-processes in the higher organisms just as well as in the lower. He is of the opinion that in the infusoria the same kind of law repeats itself as the eye of the mind perceives, for instance, in the dog. Observation through the microscope only yields information of processes which are, in miniature, what the unaided eye sees on a larger scale. It merely affords an enrichment of sense-experiences. The essential nature of life reveals itself to a higher kind of perception, and not to observation that merely traces to their minutest details, processes that are accessible to the senses. Goethe seeks to cognise this essential nature of life through the observation of higher plants and animals. He would undoubtedly have sought this knowledge in the same way, even if in his age the anatomy of plants and animals had advanced as far as it has to-day. If Goethe had been able to observe the cells out of which the bodies of plants and animals are built he would have asserted that these elementary organic forms reveal the same conformity to law as is to be perceived in the most complex. He would have explained the phenomena in these minute entities by means of the same ideas by which he interpreted the life-processes of higher organisms. [ 15 ] It is in Italy that Goethe first finds the thought which solves the riddle facing him in organic development and metamorphosis. On September 3rd he leaves Karlsbad for the South. In a few but significant sentences he describes in the History of my Botanical Studies the thoughts stimulated in him by the observation of the plant world up to the moment when, in Sicily, a clear conception comes to him of how it is that “a fortunate mobility and plasticity is bestowed on plant forms, together with a strong generic and specific tenacity, so that they can adapt themselves to the many conditions working upon them over the face of the earth and develop and transform themselves accordingly.” The “variability of plant forms” was revealed to him as he was crossing the Alps, in the Botanic Gardens of Padua, and in other places. “Whereas in the lower regions branches and stalks were stronger and more bounteous in sap, the buds in closer juxtaposition, and the leaves broader, the higher one got on the mountains the stalks and branches became more fragile, the buds were at greater intervals, and the leaves more lancelate. I noticed this in the case of a willow and of a gentian, and convinced myself that it was not a case of different species. So also near the Walchensee I noticed longer and thinner rushes than in the lowlands” (Italian Journey, 8th September). On October 8th, by the seashore in Venice, he finds different plants wherein the relation between the organic and its environment becomes specially clear to him. “These plants are all both robust and virile, succulent and hardy, and it is apparent that the old salt of the sandy soil, and still more the saline air, gives them this characteristic; they are swollen with juices like water-plants; they are fleshy and hardy like mountain-plants; if their edges have the tendency to form prickles, like thistles, they are exceedingly strong and highly pointed. I found such leaves on bushes; they appeared to me to resemble our harmless coltsfoot, but here they were armed with sharp weapons, the leaves like leather, as also the seed capsules and the stalk, everything very thick and succulent.” (Italian Journey). In the Botanical Gardens at Padua the thought of how all plant-forms could be developed out of one, assumes more definite shape in Goethe's mind. In November he writes to Knebel: “The little botany I know has for the first time become a pleasure to me in this land with its brighter, less sporadic vegetation. I have already made fine general observations which will subsequently be acceptable to you also.” On 25th March, 1787, there comes to him “considerable illumination regarding botanical phenomena.” He begs that “Herder may be told that he is very near to finding the archetypal plant.” Only he fears “no one will be willing to recognise the rest of the plant world therein.” On April 17th he goes to the Public Gardens “with a firm, calm determination to continue his poetical dreams.” But all of a sudden the plant-nature catches him up like a ghost. “The many plants which I was formerly only accustomed to see in pots and tubs, indeed only behind glass windows for most of the year, stand here fresh and gay under the open sky, and thus fulfilling their destiny, they become clearer to us. Amongst so many formations, some new, some familiar, the old fancy again occurred to me as to whether I could not discover among the multitude the archetypal plant. There must be such a thing: how otherwise should I recognise this or that form to be a plant if they were not all fashioned after one type?” He tries hard to distinguish the divergent forms, but his thoughts are guided ever and again to an archetype that lies at the basis of them all. Goethe starts a Botanical Diary in which he notes all his experiences and reflections on the subject of the plant world during the journey. (Goethe's Werke. Weimar Edition Bd. 17. S.273). These diary leaves show how untiringly he is occupied in seeking out specimens of plants fitted to lead him to the laws of growth and reproduction. When he thinks he is on the track of any law he first puts it into hypothetical form, in order to confirm it in the course of his further experiences. He makes careful notes of the processes of generation, of fructification, of growth. More and more it dawns upon him that the leaf is the basic organ of plants, and that the forms of all other plant organs are best understood if they are considered as transformed leaves. He writes in his Diary: “Hypothesis: all is leaf, and through this simplicity the greatest diversity becomes possible.” And on May 17th he writes to Herder: “I must further confide to you that I am very near to the secret of plant generation and organisation, and that it is the simplest thing conceivable. Under this sky the finest observations are possible. I have found clearly and indubitably the cardinal point where the germ is concealed: already I see everything else in its entirety, and only a few details have yet to become more definite. The archetypal plant is the most wonderful creation in the world, for which Nature herself should envy me. With this model, and its key, one can invent plants ad infinitum, and consequently, that is to say, plants which could exist, even if they do not exist, and are not as it were artistic or poetic shadows and fancies but have an inner truth and necessity. The same law may be applied to all else that lives. ... Forwards and backwards the plant is ever only leaf, so indissolubly united with the future germ that one cannot think of the one without the other. To grasp such a concept, to sustain it, to discover it in Nature, is a task which places us in a condition that is almost painful, despite its joy.” (Italian Journey). [ 16 ] For an explanation of the phenomena of life Goethe takes a path entirely different from those which scientists usually travel. Investigators of Nature may be divided into two classes. There are those who advocate the existence of a life-force working in organic Nature, and this life-force represents a special, higher form of force compared with other Natural causes. Just as the forces of gravity, chemical attraction and repulsion, magnetism, and so on, exist, so there must also exist a life-force which brings about such an interaction in the substances of the organism, that it can maintain itself, grow, nourish and propagate itself. These investigators of Nature say: In the organism work the same forces as in the rest of Nature, but they do not work as in a lifeless machine. They are taken up, as it were, by the life-force and raised to a higher stage of activity. Other investigators oppose this view, believing that no special force works in the organism. They regard the phenomena of life as more highly complicated chemical and physical processes and hope that some time it will be possible to explain an organism just as it is possible to explain a machine, by reducing it to the workings of inorganic forces. The first view is described as the theory of vitalism, the second as mechanistic theory. Goethe's mode of conception differs essentially from both. It appears to him self-evident that in the organism something is active as well as the forces of inorganic Nature. He cannot admit a mechanical explanation of living phenomena. Just as little does he seek a special life-force in order to explain the activities in an organism. He is convinced that for the understanding of living processes there must be a perception of a kind other than that through which the phenomena of inorganic Nature are perceived. Those who decide in favour of the assumption of a life-force realise, it is true, that organic activities are not mechanical, but at the same time they are not able to develop in themselves that other kind of perception by means of which the organic could be understood. The conception of the life-force remains obscure and indefinite. A more recent adherent of the theory of vitalism, Gustav Bunge, thinks that “All the riddles of life are contained in the tiniest cell, and with the existing means at our disposal we have already reached the boundary line.” (Vitalismus und Mechanismus, Leipsig. 1886, S.17). One may answer, entirely in the sense of Goethe's mode of thinking: “That power of perception which only cognises the nature of inorganic phenomena has arrived at the boundary which must be crossed in order to grasp what is living.” This power of perception, however, will never find within its sphere the means adequate to explain the life of even the tiniest cell. Just as the eye is necessary for the perception of colour phenomena, so the understanding of life is dependent on the power of perceiving directly in the sensible a supersensible element. This supersensible element will always escape one who only directs his senses to organic forms. Goethe seeks to animate the sensible perception of the plant forms in a higher sense and to represent to himself the sensible form of a supersensible archetypal plant. (Geschichte meines botanischen Studiums. Kürschner Nat. Lit. Bd. 33. S.80). The Vitalist takes refuge in the empty concept of the “life-force” because he simply does not see anything that his senses cannot perceive in the organism; Goethe sees the sensible permeated by a supersensible element, in the same sense as a coloured surface is permeated by colour. [ 17 ] The followers of the mechanistic theory hold the view that some day it will be possible to produce living substances artificially from inorganic matter. They say that not many years ago it was maintained that substances existed in the organism which could only arise through the activity of the life-force and not artificially. To-day it is already possible to produce some of the substances artificially in the laboratory. Similarly, it may one day be possible to produce a living albumen, which is the basic substance of the simplest organism, out of carbonic acid, ammonia, water and salts. The mechanists think that this will provide the irrefutable proof that life is nothing more than a combination of inorganic processes—the organism just a machine that has arisen in a natural way. [ 18 ] From the standpoint of Goethe's world-conception it may be said that the mechanists speak of substances and forces in a way that has no justification in experience. And people have grown so accustomed to speak in this way that it becomes very difficult to maintain the clear pronouncements of experience in the face of such concepts. Let us, however, consider, without bias, a process of the external world. I/it us take a quantity of water at a definite temperature. How do we know anything about this water? We observe it, notice that it takes up space and is enclosed within definite boundaries. We put a finger or a thermometer into it and find that it has a definite degree of warmth. We press against the surface and find that it is fluid. This is what the senses tell us concerning the condition of the water. Now let us heat the water. It will boil and finally change into steam. Again one can acquire knowledge through sense-perception of the constitution of the substance, of the steam into which the water has changed. Instead of heating the water, it can be subjected to an electric current, under certain conditions. It changes into two substances, hydrogen and oxygen. We can learn about the nature of these two substances also through the senses. Thus in the corporeal world we perceive states, and observe at the same time that these states can, under certain conditions, pass over into others. The senses inform us of these states. When we speak of something else besides states which change we no longer keep to pure facts, but we add concepts to these. When it is said that the oxygen and the hydrogen which have developed out of the water as a result of the electric current were already contained in the water, but so closely united that they could not be perceived individually, a concept has been added to the perception—a concept by means of which the development of the two bodies out of the one is explained. When it is further maintained that oxygen and hydrogen are substances, as is shown by the fact that names have been given to them, again a concept has been added to what has been perceived. For, in reality, in the space occupied by the oxygen, all we can perceive is a sum of states. To these states we add, in thought, the substance to which they are supposed to belong. The substantiality of the oxygen and hydrogen that is conceived of as already existing in water is something that is added in thought to the content of perception. If we combine hydrogen and oxygen into water by a chemical process we can observe that one collection of states passes over into another. When we say: “the two simple substances have united to form a compound,” we have there attempted to give a conceptual exposition of the content of observation. The idea “substance” receives its content, not from perception but from thought. The same thing holds good with “force” as with “substance.” We see a stone fall to the earth. What is the content of perception? A sum-total of sense impressions, states, which appear at successive places. We try to explain this change in the sense-world and say: “the earth attracts the stone; it has a ‘force’ by which it draws the stone to itself.” Again our mind has added a conception to the actuality and given it a content which does not arise out of perception. We do not perceive substances and forces, but states and their transitions into each other. These changes of states are explained by adding concepts to perceptions. [ 19 ] Let us conceive of a being who could perceive oxygen and hydrogen but not water. If we combined oxygen and hydrogen into water before the eyes of such a being the states it perceived in the two substances would disappear into nothingness. If we now described the states which we perceive in water, such a being could form no idea of them. This proves that in the perceptual contents of hydrogen and oxygen there is nothing from which the perceptual content water can be derived. When one substance arises out of two or more different ones that means: Two or more perceptual contents have transformed themselves into a content which is connected with them but is absolutely new. [ 20 ] What would have been achieved if it were found possible to combine carbonic acid, ammonia, water and salt into a living albumenous substance in the laboratory? We should know that the perceptual content of many substances could combine into one perceptual content. But this latter perceptual content cannot in any sense be derived out of the former. The state of living albumen can only be observed in itself; it cannot be developed out of the states of carbonic acid, ammonia, water and salt. In the organism we have something wholly different from the inorganic constituents out of which it can be formed. The sensible contents of perception change into sensible-supersensible when the living being arises. And those who have not the power to form sensible-supersensible conceptions can as little know anything of the nature of an organism as they could experience water if the sensible perception of it were inaccessible to them. [ 21 ] In his studies of the plant and animal world Goethe tried to conceive of germination, growth, transformations of organs, nutrition and reproduction of the organism, as sensible-supersensible processes. He perceived that this sensible-supersensible process is the same, ideally, in all plants and that it only assumes different forms in its outer manifestation. He was able to establish the same thing concerning the animal world. When man has formed in himself the idea of the sensible-supersensible archetypal plant he will find this again in all single plant-forms. Diversity arises because things, the same ideally, can exist in the perceptual world in different forms. The single organism consists of organs which can be traced back to one basic organ. The basic organ of the plant is the leaf with the nodes from which it develops. This organ assumes different forms in external appearance: cotyledon, foliage, leaf, sepal, petal, etc. “The plant may sprout, blossom, or bear fruit, but it is always the same organs which in manifold conditions and under frequently changed forms fulfil Nature's prescription.” [ 22 ] In order to get a complete picture of the archetypal plant Goethe had to follow, in general, the forms which the basic organ passes through in the progress of the growth of the plant from germination to the ripening of the seed. In the beginning of its development the whole plant-form rests in the seed. In this the archetypal plant has assumed a form, through which it conceals, as it were, its ideal content in outward appearance.
[ 23 ] Out of the seed the plant develops its primary organs, the cotyledons, after it “has left behind its coverings more or less in the earth” and has established “the root in the soil.” And now, in the further course of growth, impulse follows impulse, nodes upon nodes are piled one above the other, and at each node we have a leaf. The leaves appear in different forms, the lower still simple, the upper much indented, notched, and composed of many tiny leaves. The archetypal plant at this stage of development spreads out its sensible-supersensible content in space as external sense appearance. Goethe imagines that the leaves owe their progressive development and improvement to the light and the air. “When we find these cotyledons produced in the enclosing seed-walls, filled as it were with a crude sap, almost entirely unorganised, or at any rate only crudely organised and unformed, so do we find the leaves of those plants which grow under water more crudely organised than others that are exposed to the free air; indeed even the same plant species develops smoother and less perfect leaves if it grows in deep, moist places; whereas, on the contrary, in higher regions it produces fibrous and more finely developed leaves, provided with tiny hairs” (Goethe's Werke, Kürschner Nat. Lit. Bd. 33. S25.). In the second epoch of growth the plant again contracts into a narrower space what was previously spread out.
[ 24 ] In the calyx the plant form draws itself together, and in the corolla again spreads itself out. The next contraction follows in the pistils and stamens, the organs of generation. In the previous periods of growth the formative force of the plant developed uniformly as the impulse to repeat the basic form. At this stage of contraction the same force distributes itself into two organs. What is separated seeks to re-unite. This happens in the process of fructification. The male pollen existing in the stamens unites with the female substance in the pistils, and the germ of a new plant arises. Goethe calls this fructification, a spiritual anastomosis, and sees in it only another form of the process which occurs in the development from one node to another. “In all bodies which we call living we observe the force to produce its like. When we perceive this force divided, we speak of the two sexes.” The plant produces its like from node to node, for nodes and leaf are the simple form of the archetypal plant. In this form production means growth. If this reproductive force is divided among two organs we speak of two sexes. In this sense Goethe believes he has brought the concepts of growth and generation nearer to each other. At the stage of fruit-formation the plant attains its final expansion; in the seed it appears again contracted. In these six steps Nature accomplishes a cycle of plant development, and begins the whole process over again. Goethe sees in the seed only another form of the nodule which develops on the leaves. The shoots developing out of the node are complete plants which rest on a mother-plant instead of in the earth. The conception of the basic organ transforming itself stage by stage, as on a “spiritual ladder” from seed to fruit is the idea of the archetypal plant. In order to prove to sense perception, as it were, the transforming power of the basic organ, Nature, under certain conditions, at one stage allows another organ to develop instead of the one that should arise in conformity with the regular course of growth. In the double poppy, for example, petals appear in the lilace where the stamens should arise. The organ destined ideally to become a stamen has become a petal. In the organ that has a definite form in the regular course of plant development there is the possibility to assume another. [ 25 ] As an illustration of his idea of the archetypal plant Goethe considers the bryophyllum calycinum, a plant species which was brought to Calcutta from the Molucca Islands, and thence came to Europe. Out of the notches in the fleshy leaves these plants develop fresh plantlets, which grow to complete plants after their detachment. In this process, sensibly and visibly presented, Goethe sees that ideally a whole plant slumbers in the leaf. (Goethe's Notes on Bryophyllum Calycinum. Weimar Edition, Part 2. Vol. VII.). [ 26 ] One who develops the idea of the archetypal plant in himself, and keeps it so plastic that he can think of it in all possible forms which its content permits, can explain all formations in the plant kingdom by its help. He will understand the development of the individual plant, but he will also find that all sexes, species, and varieties are fashioned according to this archetype. Goethe developed these views in Italy and recorded them in his work entitled Versuch, die Metamorphose der Pflanzen zu erklären which appeared in 1790. [ 27 ] In Italy Goethe also makes progress in the development of his ideas concerning the human organism. On January 20th he writes to Knebel: “As regards anatomy, I have only a very indifferent preparation, and it is not without some labour that I have succeeded in acquiring a certain knowledge of the human frame. Constant examination of the stages here leads one to a higher understanding. In our Academy of Medicine and Surgery it is merely a question of knowing the part, and for this a wretched muscle serves just as well. But in Rome the parts mean nothing unless at the same time they present a noble form. In the great hospital San Spirito they have prepared, for the sake of artists, a very beautiful body displaying the muscles, so that one marvels at its beauty. It could really pass for some flayed demi-god, for a Marsyas. Thus one does not study the skeleton as an artificially arranged mask of bones, but rather after the example of the ancients, with the ligaments by which it receives life and movement.” After his return from Italy Goethe applied himself industriously to the pursuit of anatomical studies. He feels compelled to discover the formative laws of the animal form just as he had succeeded in doing in the case of the plant. He is convinced that the uniformity of the animal organisation is also based on a fundamental organ which can assume different forms in its external manifestation. When the idea of the basic organ is concealed the organ itself has an undeveloped appearance. Here we have the simpler organs of animals: when the idea is master of the substance, forming the substance into a perfect likeness of itself, the higher, nobler organs arise. That which is present ideally in the simpler organs manifests itself externally in the higher. Goethe did not succeed in apprehending in a single idea the law of the whole animal form as he did for the plant form. He found the formative law for one part only of this animal form—for the spinal cord and brain, with the bones enclosing these organs. He sees in the brain a higher development of the spinal cord. He regards each nerve centre of the ganglia as a brain which has remained at a lower stage (Weimar Edition, Part 2, Vol. 8.). He explains the skull-bones enclosing the brain as transformations of the vertebrae surrounding the spinal cord. It had occurred to him previously that he must regard the posterior cranial bones (occipital, posterior and anterior sphenoid bones) as three transformed vertebrae; he maintains the same thing in regard to the anterior cranial bones, when in the year 1790 he finds in the sands of the Lido a sheep's skull, which is, by great good fortune, cracked in such a way that three vertebrae are made visible to immediate sense perception in a transformed shape in the hard palate—the upper jaw-bone, and the intermaxillary bone. [ 28 ] In Goethe's time the anatomy of animals had not yet advanced so far that he was able to cite a living being which really has vertebrae in place of developed cranial bones, and which thus presents in sensible form that which only exists ideally in developed animals. The investigations of Karl Gegenbauer, published in the year 1872, made it possible to instance such an animal form. Primitive fish, or selachians, have cranial bones and a brain which are obviously terminal members of the vertebral column and spinal cord. According to this discovery a greater number of vertebrae than Goethe supposed, at least nine, appear to have entered into the head formation. This error in the number of vertebrae, and, in addition, the fact that in the embryonic condition the skull of higher animals shows no trace of being composed of vertebral parts but develops out of a single cartilaginous vesicle, has been adduced as evidence against the value of Goethe's idea concerning the transformation of the spinal cord and vertebrae. It is indeed admitted that the skull has originated from vertebrae, but it is denied that the cranial bones, in the form in which they appear in the higher animals, are transformed vertebrae. It is said that a complete amalgamation of vertebrae into a cartilaginous vesicle has taken place, and that in this amalgamation the original vertebral structure has entirely disappeared. The bony forms which are to be perceived in the higher animals have developed out of this cartilaginous capsule. These forms have not developed in accordance with the archetype of the vertebra, but in accordance with the tasks they have to fulfil in the developed head. So that in seeking an explanation of the forms of any cranial bone the question is not, “How has a vertebra been transformed in order to become the bones of the head?”—but “What conditions have led to this or that bony form separating out of the simple cartilaginous capsule?” It is believed that there is a development of new forms, in conformity with new formative laws, after the original vertebral form has passed over into an unorganised capsule. A contradiction between this view and Goethe's can only be found from the standpoint of “fact-fanaticism.” The vertebral structure that is no longer sensibly perceptible in the cartilaginous capsule of the skull does nevertheless exist in it ideally and re-appears as soon as the conditions for this appearance are there. In the cartilaginous skull-capsule the idea of the vertebral basic organ is concealed within matter; in the developed cranial bones it re-appears in outer manifestation. [ 29 ] Goethe hopes that the formative laws of the other parts of the animal organism will be revealed to him in the same way as was the case with those of brain, spinal cord, and their enveloping organs. With regard to the Lido discovery he informs Herder, through Frau von Kalb, April 30th, that he “has come much closer to the animal form and its many transformations and indeed through a most curious accident.” He believes himself to be so near his goal that he wants to complete, in the very year of his discovery, a work on animal development which may be placed side by side with the “Metamorphosis of Plants” (Correspondence with Knebel, pp 98.). During his travels in Silesia, July, 1790, Goethe pursues studies in Comparative Anatomy and begins to write an Essay On the Form of Animals (Weimar Edition, Part 2, Vol. 8, p. 261.). He did not succeed in advancing from this happy starting point to the formative laws of the whole animal form. He made many an attempt to find the Type of the animal form, but nothing analogous to the idea of the archetypal plant resulted. He compares the animals with each other, and with man, and seeks to obtain a general picture of the animal structure, according to which, as a model, Nature fashions the individual forms. This general picture of the animal type is not a living conception that is filled with a content in accordance with the basic laws of animal formation, and thus recreates, as it were, the archetypal animal of Nature. It is only a general concept that has been abstracted from the special appearances. It confirms the existence of the common element in the manifold animal forms, but it does not contain the law of animal nature.
[ 30 ] Goethe could not evolve a uniform conception of how the archetype, through the transformation according to law of a basic member, develops as the many-membered archetypal form of the animal organism. The Essays on The Form of Animals and the Sketch of Comparative Anatomy proceeding from Osteology, which were written in Jena in 1795, as well as the later and more detailed work, Lectures on the first three Chapters of an Outline of a General Introduction to Comparative Anatomy, only contain indications as to how the animals are to be compared suitably in order to obtain a general scheme according to which the creative power “produces and develops organic beings,” in accordance with which these descriptions are worked out and to which the most diverse forms are to be traced back, since such a norm may be abstracted from the forms of different animals. In the case of plants, however, Goethe has shown how through successive modifications an archetype develops, according to law, to the perfect organic form. [ 31 ] Even if Goethe could not follow the creative power of Nature in its formative and transforming impulse through the different members of the animal organism, yet he did succeed in finding single laws to which Nature adheres in the building of animal forms, laws which do indeed conform to the general norm but vary in their manifestation. He imagines that Nature has no power to change the general picture at will. If in some creature one member is developed to a high degree of perfection, this can only happen at the expense of another. The archetypal organism contains all the members that can appear in any one animal. In the single animal form one member may be developed, another only indicated; one may develop completely, another may be imperceptible to the senses. In the latter case Goethe is convinced that the elements pertaining to the general type that are not visible in an animal exist, nevertheless, in the idea. “If we behold in a creature some special excellence we have merely to question and find where something is lacking. The searching spirit will find somewhere the existence of a defect and at the same time the key to the whole of creation. Thus we can find no beast who carries a horn on its head and has perfect teeth in the upper bone of the jaw; the Eternal Mother, therefore, could never have created a lion with horns even by the exercise of all her power. For she has not enough substance to implant the full series of teeth and at the same time bring forth horns and antlers.” (Metamorphosis of the Animals.) [ 32 ] All members are developed in the archetypal organism and maintained in equilibrium; the diversity arises because the formative force expends itself on one member and, as a result, another remains in an absolutely undeveloped state or is merely indicated in external manifestation. This law of the animal organism is called to-day the law of the correlation or compensation of organs. [ 33 ] Goethe's conception is that the whole plant world is contained in the archetypal plant and the whole animal world in the archetypal animal, as idea. Out of this thought arises the question: How is it that in one case these definite plant or animal forms arise, and in another, others? Under what conditions does a fish develop out of the archetypal animal? under what conditions a bird? In the scientific explanation of the structure of organisms Goethe finds a mode of presentation that is distasteful to him. The adherents of this mode of conception ask in regard to each organ: What purpose does it serve in the living being in whom it occurs?—Such a question is based on the general thought that a divine Creator, or Nature, has predetermined a definite purpose in life for each being and has then bestowed upon it a structure which enables it to fulfil this purpose. In Goethe's view this is just as absurd as the question: To what end does an elastic sphere move when it is pushed by another? An explanation of the motion can only be given by discovering the law by which the sphere is set in motion through a blow or other cause. One does not ask: “What purpose is served by the motion of the sphere?” but, “Whence is the motion derived?” In Goethe's opinion one should not ask: “Why has the bull horns?” but rather: “How can he have horns?” Through what law does the archetypal animal appear in the bull as a horn-carrying form? Goethe sought for the idea of the archetypal plant and animal in order to find in them the reasons for the diversity of organic forms. The archetypal plant is the creative element in the plant world. If one wants to explain a single plant species then one must show how this creative element works in this special case. The thought that an organic being owes its form, not to the forces formatively acting in it, but to the fact that the form is imposed upon it from without for certain ends, was repulsive to Goethe. He writes: “In a pitiful, apostolically monkish declamation of the Zurich prophet I recently found this stupid sentence: ‘Everything that has life, lives through something outside of itself’—or words to that effect. Only a proselytiser of the heathen could write such a thing, and on revising it, his genius does not pluck him by the sleeve” (Italian Journey, 5th Oct., 1781). Goethe thinks of the organic being as a “little” world, a microcosm which has arisen through itself, and fashions itself according to its own laws. “The conception that a living being is produced from outside for certain extraneous ends, and that its form is determined by a purposive primeval force, has already delayed us many centuries in the philosophical consideration of Nature, and still holds us back, although individual men have vigorously attacked this mode of thought, and have shown the obstacles which it creates. It is, if one may so express it, a paltry way of thinking, which like all paltry things is trivial just because it is convenient and sufficient for human nature in general” (Weimar Edition, Part 2, Vol. 7, p.217). It is, of course, convenient to say that a Creator, when forming an organic species, has based it on a certain purposive thought, and has therefore given it a definite form. Goethe's aim, however, is not to explain Nature by the intentions of some supernatural being, but out of her inherent formative laws. An individual organic form arises because the archetypal plant or animal assumes a definite form in a special case. This form must be of such a kind that it is able to live in the conditions surrounding it. “The existence of a creature which we call fish is only possible under the condition of an element that we call water.” (Weimar Edition, Part 2, Vol. 7. p. 221). When Goethe is seeking to comprehend the formative laws which produce a definite organic form he goes back to his archetypal organism. This archetypal organism has the power to realise itself in the most manifold external forms. In order to explain a fish Goethe would investigate what formative forces the archetypal animal employs in order to produce this particular fish form from among all the forms which exist in it ideally. If the archetypal animal were to realise itself in certain conditions in a form in which it could not live it would not survive. An organic form can only maintain itself within certain conditions of life if it is adapted to them.
[ 34 ] The organic forces surviving in a given life-element are conditioned by the nature of the element. If an organic form were to leave one life-element for another it must transform itself accordingly. This can happen in definite cases because the archetypal organism which lies at its base has the power of realising itself in countless forms. The transformation of one form into another is, however, according to Goethe's view, not to be conceived of in such a way that the external conditions immediately remould the form in accordance with their own nature, but that they become the cause through which the inner being transforms itself. Changed life-conditions provoke the organic form to transform itself in a certain way according to inner laws. The external influences work indirectly, not directly, on the living being. Countless forms of life are contained in the archetypal plant and animal ideally: those on which external influences work as stimuli come to actual existence. [ 35 ] The conception that a plant or animal species can in the course of ages, as a result of certain conditions, be transformed into another, has its full justification in Goethe's view of Nature. Goethe's view is that the force which produces a new being through the process of procreation is simply a transformation of that force which brings about the progressive metamorphosis of organs in the course of growth. Reproduction is a “growing-beyond” the individual. As the basic organ during growth undergoes a sequence of changes which are ideally the same, similarly, a transformation of the external form can also occur in reproduction, while the ideal archetype remains the same. If an original organic form existed, then its descendants in the course of great epochs of time could pass over through gradual transformations into the manifold forms peopling the earth at present. The thought of an actual blood-relationship uniting all organic forms flows out of Goethe's basic conceptions. He might have expressed it in its completed form immediately after he had formed his idea of the archetypal animal and plant. But he expresses himself with reserve, even indefinitely, when he alludes to this thought. In the Essay, Versuch einer allgemeinen Vergleich-ungslehre, which was probably written shortly after the Metamorphosis of Plants, we read: “And how worthy it is of Nature that she must always employ the same means in order to produce and nourish a creature. Thus one will progress along just these paths, and just as one at first only regarded the inorganic, undetermined elements as vehicles of organised beings, so will one now progress in observation, and again regard the organised world as a union of many elements. The whole kingdom of plants, for example, will again appear to us like a great ocean, which is just as necessary to the limited existence of the insects, as the waters and rivers are to the limited existence of fishes, and we shall see that a vast number of living creatures are born and nourished in this ocean of plants; we shall, finally, again regard the whole animal world as a great element where one race maintains itself out of and through the other if not arising from it.” There is less reserve in the following sentence from Lectures on the first three Chapters of an Outline of Comparative Anatomy (1796): “We should also have come to the point where we could fearlessly maintain that all the more perfect organic beings, among which we reckon fishes, amphibia, birds, mammals, and at the summit of the last, Man, are formed according to one archetype, which only in its constituent parts inclines hither and thither and daily develops and transforms itself through procreation.” Goethe's caution regarding the thought of transformation is comprehensible. The epoch in which he elaborated his ideas was not unfamiliar with this thought. It had, however, been developed in the most confused sense. “That epoch,” writes Goethe, “was darker than one can conceive of now.” It was stated, for example, that man, if he liked, could go about comfortably on all fours, and that bears, if they remained upright for a period of time, could become human beings. The audacious Diderot ventured to make certain proposals as to how goat-footed fauns could be produced and then put into livery, to sit in pomp and distinction on the coaches of the mighty and the rich! Goethe would have nothing to do with such undue ideas. His aim was to obtain an idea of the basic laws of the living. It became clear to him here that the forms of the living are not rigid and unchangeable, but are subject to continual transformation. He had, however, no opportunity of making observations which would have enabled him to see how this transformation was accomplished in the single phenomenon. It was the investigations of Darwin and the reflections of Haeckel that first threw light on the actual relationship between the single organic forms. From the standpoint of Goethe's world-conception one can only give assent to the assertions of Darwinism in so far as they concern the actual emergence of one organic species from another. Goethe's ideas, however, penetrate more deeply into the nature of the organic world than modern Darwinism. Modern Darwinism believes that it can do without the inner impelling forces in the organism which Goethe conceives of in the sensible-supersensible image. Indeed it would even deny that Goethe was justified in arguing, from his postulates, an actual transformation of organs and organisms. Jul. Sachs rejects Goethe's thoughts by saying that he transfers “the abstraction evolved by the intellect to the object itself when he ascribes to this object a metamorphosis which, fundamentally speaking, is only accomplished in our concept.” According to this view Goethe has presumably gone no further than to reduce leaves, sepals, petals, etc., to one general concept, designating them by the name ‘leaf.’ “Of course the matter would be quite different if we could assume that the stamens were ordinary leaves in the ancestors of the plant-forms lying before us, etc.” (Sachs, History of Botany. 1875, p. 169). This view springs from that “fact-fanaticism” which cannot see that the ideas belong just as objectively to the phenomena as the elements that are perceptible to the senses. Goethe's view is that the transformation of one organ into another can only be spoken of if both contain something in common over and above their external appearance. This is the sensible-supersensible form. The stamens of a plant-form before us can only be described as the transformed leaf of the predecessors if the same sensible-supersensible form lives in both. If that is not the case, if the stamen has developed in the particular plant-form simply in the same place in which a leaf developed in its predecessors, then no transformation has occurred, but one organ has merely appeared in the place of another. The Zoologist Oscar Schmidt asks: “What is it that is supposed to be transformed according to Goethe's views? Certainly not the archetype!” (War Goethe Darwinianer? Graz. 1871, p. 22.). Certainly the archetype is not transformed, for this is the same in all forms. But it is just because this remains the same that the external forms can be different, and yet represent, a uniform Whole. If one could not recognise the same ideal archetype in two forms developing out of each other, no relation could be assumed to exist between them. Only the conception of the ideal archetypal form can impart real meaning to the assertion that the organic forms arise by a process of transformation out of each other. Those who cannot rise to this conception remain chained within the mere facts. The laws of organic development lie in this conception. Just as Kepler's three fundamental laws make the processes in the solar system comprehensible, so can the forms of organic Nature be understood through Goethe's ideal archetypes. [ 36 ] Kant, who denies to the human spirit the power of understanding, in the ideal sense, a Whole by which a multiplicity is determined in its appearance, calls it “a risky adventure of reason” to seek to explain the various forms of the organic world by an archetypal organism. For him man is only in a position to gather the manifold, individual phenomena into one general concept by which the intellect forms for itself a picture of the unity. This picture, however, exists only in the human mind and has nothing to do with the creative power by which the unity really causes the multiplicity to proceed out of itself. The “risky adventure of reason” consists in assuming that the Earth first allows the more simple organisms to proceed out of her womb and that these then produce from themselves forms with more deliberate purpose; that from these again, still higher forms develop, up to the most perfect living being. Kant holds that even if such a supposition is made, it can only be based on a purposive creative force, which has given evolution such an impulse that all its various members develop in accordance with some goal. Man perceives a multitude of different organisms; and since he cannot penetrate them in order to see how they themselves assume a form adapted to the life-element in which they develop, he must conceive that they are so adapted from without that they can live within these conditions. Goethe, however, claims the faculty of being able to recognise how Nature creates the particular from the whole, the outer from the inner. He is willing to undertake courageously what Kant calls the “adventure of reason” (cp. the Essay: Anschauende Urteilskraft Kürschner. Bd. 34.). If we had no other proof that Goethe regarded as justifiable the thought of a blood-relationship among all organic forms within the limits here specified, we should have to conclude it from this judgment of Kant's “adventure of reason.” [ 37 ] A sketch, Entwurf einer Morphologie, which still exists, suggests that Goethe intended to present, in their sequence, the special forms which his archetypal plant and archetypal animal assume in the main forms of living beings. He wanted first to describe the nature of the organic as it appeared to him through his contemplation of animals and plants. Then he wanted to show how the organic archetypal being, “proceeding from a centre,” develops on the one side to the manifold plant world, on the other to the multiplicity of animal forms, and how particular forms of worms, of insects, of higher animals and the form of man can be derived from the general archetype. He intended even to shed light on physiognomy and phrenology. He made it his task to present the external form in its connection with the inner spiritual faculties. He was impelled to follow the organic formative impulse, which in the lower organisms is portrayed in a simple external appearance, in its striving to fulfil itself stage by stage in ever more perfect forms until it produces in man a form which makes him able to be the creator of spiritual production. [ 38 ] This plan of Goethe's was never completed, any more than was another, the commencement of which is to be found in the fragment, Vorarbeiten zu einer Physiologie der Pflanzen (cp. Weimar Edition, Part 2, Vol. 6, pp. 286 ff.). Goethe tried to show how the various branches of material knowledge,—Natural History, Physics, Anatomy, Chemistry, Zöonomy and Physiology—must work together, in order to be applied in a higher mode of perception to explain the forms and processes of living beings. He wanted to bring forward a new science, a general morphology of organisms, new indeed “not in reference to its subject-matter, for this is known, but in its outlook and method, which must give an individual form to the doctrine as well as establish a place for it among other sciences.” What Anatomy, Natural History, Physics, Chemistry, Zöonomy, Physiology have to offer as the various laws of Nature, would be taken up by the living idea of the organic and placed on a higher level, just as the living being itself takes up the different processes of Nature in the cycle of its development and places them on a higher level of activity. [ 39 ] Goethe reached the ideas which guided him through the labyrinth of living forms along paths of his own. The prevailing conceptions in regard to important regions of Nature's activity contradicted his own general world-conception. Therefore with regard to these regions he had to form for himself conceptions in accordance with his own being. He was convinced, however, that there was “nothing new under the sun,” and that one “could certainly find one's own perceptions already indicated in traditions.” For this reason he sent his work on the Metamorphosis of the Plants to learned friends, and begged them to tell him whether anything had already been written or handed down concerning the theme in question. He was glad to be told, by Friedrich August Wolf, of an “admirable precursor,” one Caspar Friedrich Wolf. Goethe became acquainted with his Theoria Generationis which had appeared in 1759. But this very work shows that it is possible to hold a correct view of the facts and yet that a man cannot come to the full idea of organic development unless he is capable of arriving at the sensible-supersensible form of life through a power of perception higher than that of the senses. Wolf was an excellent observer. He sought to discover the beginnings of life by means of microscopical investigations. He recognised transformed leaves in the calyx, corolla, pistils, stamens and seed. But he ascribed the process of transformation to a gradual decrease of the life-force, which diminishes in proportion to the length of time the plant exists, until it finally disappears. Calyx, corolla, etc., are, therefore, for him an imperfect development of the leaf. Wolf came forward as the opponent of Haller, who advanced the theory of Pre-formation or “Encasement.” According to this theory, all the members of a fully-grown organism are already represented on a small scale in the germ, and, indeed, in the same shape and mutual arrangement as in the developed living being. The development of an organism is thus simply an unfolding of what already exists. Wolf would only accept validity in what he saw with his eyes. And since the encased condition of a living being could not be discovered even by the most careful observations, he regarded development as an actually new formation. According to his view, the shape of an organic being is not yet present in the germ. Goethe is of the same opinion in reference to the external manifestation. He, too, rejects the “Encasement Theory” of Haller. For Goethe the organism is indeed pre-figured in the germ, not according to its external appearance but according to the idea. He regards the external appearance as a new formation, but reproaches Wolf with the fact that where he sees nothing with the eyes of the body, he also sees nothing with the eyes of the spirit. Wolf had no conception of the fact that something may still exist in the idea even if it does not pass into external manifestation. “Therefore he is always concerned with penetrating to the beginnings of the development of life by means of microscopical investigations and so following the organic embryos from their earliest appearance up to their development. However admirable this method may be, yet the excellent man did not think that there is a distinction between ‘seeing’ and ‘seeing,’ that the eyes of the spirit have to work in constant, living union with the eyes of the body because otherwise one may fall into the danger of seeing and yet overlooking. ... In the plant-transformation he saw the same organ continually contracting, continually diminishing, but he did not see that this contraction alternated with an expansion. He saw that it diminished in volume, but did not observe that at the same time it became more perfect, and he therefore absurdly attributed the path towards perfection to a process of impoverishment.” (Kürschner Nat. Lit. Bd. 33.). [ 40 ] Until the very end of his life Goethe was in touch with innumerable scientific investigators, both in personal and written intercourse. He followed the progress of the science of living beings with the keenest interest; he saw with joy how modes of thought resembling his own gained entrance into this department of knowledge, and how his doctrine of metamorphosis was also recognised and made fruitful by individual investigators. In the year 1817 he began to gather his works together and to publish them in a periodical which he founded under the title, Zur Morphologie. In spite of all this, however, he made no further progress, through personal observation or reflection, in the growth of his ideas concerning organic development. On two other occasions only did he feel compelled to occupy himself more deeply with such ideas. In both cases he was attracted by scientific phenomena in which he found the confirmation of his own thoughts. The one case was the Course of Lectures held by K. F. Martius on “The Vertical and Spiral Tendency of Vegetation” at the Conference of Natural Scientists in the years 1828 and 1829, of which the periodical “Isis” published extracts; the other was a scientific dispute in the French Academy which broke out in the year 1830 between Geoffrey de Saint-Hilaire and Cuvier. [ 41 ] Martius conceived of the growth of plants as being dominated by two tendencies by a striving in the vertical direction which governs the root and stem, and by another which causes the leaves, the organs of the blossoms and so on, to incorporate themselves into the vertical organs of the form of a spiral line. Goethe took these thoughts and brought them into connection with his idea of metamorphosis. He wrote a long essay (Kürschner Bd. 33), into which he collected all his experiences of the plant-world which appeared to him to point to the existence of these two tendencies. He believed that he had to merge these tendencies into his idea of metamorphosis. “This much we must assume: there prevails in vegetation a general spiral tendency, whereby, in union with the vertical striving of the whole structure, each formation in the plant is brought about in accordance with the laws of metamorphosis.” Goethe regarded the existence of spiral vessels in the various plant organs as a proof that the spiral tendency dominates the life of plants throughout. “Nothing is more in accordance with Nature than the fact that what she intends in the Whole she activates through the minutest detail.” “Let us in summer look at a stake planted in the soil up which a bindweed (convolvulus) climbs from below, winding its way to the heights and—clinging closely—maintains its living growth. Let us think now of the bindweed and stake as both equally living and ascending upwards from one root, producing each other alternately and so progressing unchecked. Those who can transform this picture into an inner perception will find the idea considerably easier. The twining plant seeks outside itself that which it should itself produce, but cannot.” Goethe uses the same comparison in a letter to Count Sternberg, 15th March, 1832, and adds these words: “Of course the comparison does not entirely fit, for in the beginning the creeper must wind itself round the stem in barely perceptible circles. The nearer it approaches the summit, however, the quicker must the spiral line turn in order finally (in the blossom) to collect itself in a circle on the disc. This process resembles the dances of one's youth, where half reluctantly one was often pressed in the close embrace of affectionate children. Pardon these anthropomorphisms!” Ferdinand Cohn remarks in reference to this passage: “If only Goethe had known Darwin! How pleased he would have been with this man, who through his strictly inductive methods knew how to find clear and convincing proofs for his ideas.” Darwin thinks that in nearly all plant organs he can show that in the period of their growth they have the tendency to spiral movements which he calls circummutation. [ 42 ] In September, 1830, Goethe refers in an essay to the dispute between the two investigators, Cuvier and Geoffrey de Saint-Hilaire; in March, 1832, he continues this essay. In February and March, 1830, Cuvier, the “fact-fanatic” came forward in the French Academy in opposition to the work of Geoffrey de Saint-Hilaire, who, in Goethe's opinion, had attained to a “lofty mode of thought in conformity with the idea.” Cuvier was a master of the distinctions existing between the various organic forms. Saint-Hilaire tried to discover the analogies in these forms and to prove that the organisation of animals is “subject to a general plant only modified here and there, whence the differences can be derived.” He tried to acquire knowledge of the relationship between the laws and was convinced that the particular could develop stage by stage from the whole. Goethe regards Saint-Hilaire as a man of like mind with himself and he expresses this to Eckermann, 2nd August, 1830, in the words: “Geoffrey de Saint-Hilaire is now our ally, and with him all important followers and adherents in France. This occurrence is of inconceivable value to me and I justly rejoice at this final victory of a matter to which I have devoted my life and which is my own special concern.” Saint-Hilaire practises a mode of thought which is also that of Goethe, for he seeks to lay hold in experience of the idea of unity simultaneously with the sensible manifold. Cuvier clings to the manifold, to the particular, because in his observation of the particular the idea does not immediately arise. Saint-Hilaire had a right perception of the relation of the sensible to the idea; Cuvier had not. Therefore he describes Saint-Hilaire's all-inclusive principle as presumptive—nay even inferior. One can often experience, especially in the case of investigators of Nature, that they speak in a derogatory sense of something merely ideal, of something merely “thought.” They have no organ for the ideal, and therefore do not know its mode of working. It was because Goethe possessed this organ in a highly perfect state of development that he was led from his general world-conception to his deep insight into the nature of the living. His power of allowing the spiritual eye to work in constant living union with the eye of the body made it possible for him to behold the uniform sensible-supersensible essence which permeates organic evolution. He was also able to recognise this essence where one organ develops out of the other, and where, by its transformation, it conceals its relationship and similarity to its predecessor, even belying it, and changing, both in its function and in its form, to such a degree that no parallel, according to external characteristics, can be found with its earlier stages (cp. the essay on Joachim Jungius, Kürschner, Nat. Lit. Bd. 33.). Perception with the eye of the body imparts knowledge of the sensible and material; perception with the eye of the spirit leads to the perception of processes in human consciousness, to the observation of the world of thinking, feeling and willing; the living union of the spiritual and bodily eye makes possible the knowledge of the organic which, as a sensible-supersensible element, lies between the purely sensible and the purely spiritual. |