154. The Presence of the Dead on the Spiritual Path: The Presence of the Dead in our Life
25 May 1914, Paris Translated by Christoph von Arnim Rudolf Steiner |
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What happens to our soul when it becomes clairvoyant can be compared with our dreams, which are like surrogate clairvoyance. When we dream, we live in a world of images, which contains nothing of what we call “the sensation of touching an object outside us.” In our dreams there is usually nothing we can compare with normal ego consciousness. If any aspect of our ego does appear in our dreams, it seems to be separate from us, almost like another being outside us. |
Thus, we can speak of a doubling of the ego. However, in dreams we perceive only the part of ourselves that has separated, not the subjective ego. All statements apparently contradicting what I have just said can be traced to the fact that most people know of their dreams only from memory, and cannot remember that in the actual dream the subjective ego was extinguished. |
154. The Presence of the Dead on the Spiritual Path: The Presence of the Dead in our Life
25 May 1914, Paris Translated by Christoph von Arnim Rudolf Steiner |
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First of all, my dear friends, I want to say that I am very glad we are meeting here at this branch of the Anthroposophical Society today. I remember with great pleasure our meeting last year, and my greeting at the beginning of this lecture is as sincere and heartfelt as that memory.1 Today I want to talk about a subject closely connected with the core of our anthroposophical movement. All the results of our spiritual movement are based on research that may be called clairvoyant. While I have often emphasized that our heart, mind, and feelings are primarily affected by anthroposophical truths, we cannot ignore that these truths depend on clairvoyant research, which is an expression of a soul condition different from that of everyday life. It appears to lead us away from the things that seem so important to us in daily life, but in reality, clairvoyant research leads us right into the heart of truly human life. Today, I do not want to speak about the paths to clairvoyant research since I have already described them in Knowledge of the Higher Worlds and Its Attainment.2 Rather, I would like to characterize the condition and mood of soul that develops as a consequence of this research. Indeed we must bear in mind that if we follow the paths to clairvoyant research, we will feel completely different from our usual self. What happens to our soul when it becomes clairvoyant can be compared with our dreams, which are like surrogate clairvoyance. When we dream, we live in a world of images, which contains nothing of what we call “the sensation of touching an object outside us.” In our dreams there is usually nothing we can compare with normal ego consciousness. If any aspect of our ego does appear in our dreams, it seems to be separate from us, almost like another being outside us. We face our ego like a separate entity. Thus, we can speak of a doubling of the ego. However, in dreams we perceive only the part of ourselves that has separated, not the subjective ego. All statements apparently contradicting what I have just said can be traced to the fact that most people know of their dreams only from memory, and cannot remember that in the actual dream the subjective ego was extinguished. The images of clairvoyant research resemble dreams because in both the sense of touch and the subjective ego are absent. A clairvoyant recalling his or her experiences must feel that the clairvoyant reality is permeable and, unlike physical objects, offers no resistance to touch. In the physical world we have ego awareness because we know: I am here, the object is outside me. However, in clairvoyant perception we are inside the object, not separated from what we perceive. Consequently, the individual objects are not fixed and distinct as physical ones, but are in continuous movement and transformation. Objects in the physical world are fixed because we can touch them and because they offer us boundaries, which objects of clairvoyant perception do not have. The same thing that causes our ego to fuse with the objects of clairvoyant perception also forces us to be very careful when we encounter what we call in the physical world another ego, another human being. Let us first look at what happens when we encounter a person who has died through our clairvoyant faculties. Such an encounter can come about when the figure of the deceased approaches us in clairvoyant perception like a very vivid dream image, looking every bit as we remember the person looked in life. However, this is not the usual type of such encounters, but a rare exception. Another possibility is that we clairvoyantly perceive a dead person who has taken on the form of either a living or another dead individual, and thus does not appear in his own form. The appearance of the deceased, then, is of very little relevance in identifying him. Perhaps we were particularly fond of another dead person or have a particularly close friendship with a living one; the deceased approaching us can then take on the form of either of those other individuals. In other words, we lack all the usual means of identifying the ego and appearance of a person in the physical world. It will help us find our way to remember that the appearance or form is not at all important; a being is meeting us in one form or another, and we need to note what this being does. If we take our time and carefully observe the image before us, we will realize that, based on everything we know about the individual in question, this person could not act the way he does in the clairvoyant sphere; his actions are totally out of character. We will often encounter a contradiction between the person appearing to us and his actions. If we allow our feelings to accompany these actions, ignoring the individual's appearance, we will get a sense in the depths of our soul telling us what being we are actually dealing with. Let me repeat that we are guided by a feeling that rises up from the depths of our soul, for that is very important. The individual's appearance in the clairvoyant sphere seems to resemble a physical figure but can be as different from the being really present as the signs for the word “house” are from the actual house. Since we can read, we do not concentrate on the signs that make up the word “house” and do not describe the shape of the letters, but instead we get right to the concept “house.” In the same way, we learn in true clairvoyance to move from the figure we perceive to the actual being. That is why we speak of reading the occult script, in the true sense of the word. That is, we move inwardly and actively from the vision to the reality it expresses just as written words express a reality. How can we develop this ability to go beyond the appearance, the immediate vision? We do so, above all, by looking at new ideas and concepts we will need if we want to understand the clairvoyant sphere—new, that is, in contrast to the ideas we use in the physical world. In the physical world we look at an object or a being and say, quite rightly, I perceive that being, that object. We perceive the plant, mineral, and animal kingdoms, the realm of physical human beings, as well as clouds, mountains, rivers, stars, sun, and moon. The feeling expressed in the words “I perceive” undergoes a transformation when we enter the clairvoyant sphere. Let me try to explain this with an analogy, though it may sound simplistic. If you were a plant, how would you relate to people perceiving you? If this plant had consciousness and could speak, it would have to say: People look at me, I am perceived by them. Of course, we say: I perceive the plant, but at its level of consciousness, the plant would have to say that it was perceived by human beings. It is this feeling of being perceived, being looked at, we must acquire in relation to the beings of the clairvoyant sphere. For example, concerning the beings of the first hierarchy, the angels, we must be aware that strictly speaking it is not correct to say “I perceive an angel,” but we have to say “I feel an angel perceiving me.” Based on our Copernican world view, we know full well that the sun does not move. Nevertheless, we say that it rises and moves across the sky, thus contradicting our better knowledge. Similarly, in everyday language we can say that we see an angel. But that is not the truth. We would actually have to say that we feel ourselves seen or perceived by an angel. If we said we experience the being of an angel or of a dead person and can feel it, we would speak the truth from the clairvoyant point of view. Perhaps an example from clairvoyant observation will help you understand this. More than ten years ago, at the beginning of our work with spiritual science, a dear friend of ours worked with us for a short time.3 This individual possessed not only enthusiasm for what we could give her in the early stages of spiritual science, but also a profound artistic sensitivity and understanding. One could not help but love this person, a love that may well be described as objective because of her qualities. Having worked with us for a relatively short time and having learned a great deal about the results of spiritual science, she left the physical world. There is no need to go into the next four or five years after her death, so let me get directly to what happened after that. In 1909, we presented our mystery plays in Munich, preceded, to our great delight, by Children of Lucifer by our highly respected friend Edouard Schuré.4 Whatever you may think about the way the plays were produced then and later, we had to present them the way we did. The circumstances under which we had to work on the performances were such that we needed an impulse from the spiritual world, an impulse that also included the artistic aspect we wanted to incorporate. Now, I can assure you that even at that time, in 1909, and even more so in later years, I always felt a specific spiritual impulse as I was working on the arrangements for the performances. You see, when we have work to do in the physical world, we need not only intellect and skills but also the strength of our muscles. Our muscles objectively help us; they are given to us, unlike the intellectual capacities we ourselves dwell in. Now, in dealing with matters of the spirit we need forces from the spiritual world to combine with our own, just as we need the strength of our muscles for physical action. In the case I mentioned, the impulse from the individual who had left the physical world in 1904 entered more and more into our artistic work on the Munich plays. To describe what happened, I would have to say the impulses from this individual came down from the spirit plane and flowed into my intentions, into my work. She was the patron of our work. We develop the right feelings toward the dead if we become aware that their spiritual gaze—if I may use that expression—and their powers focus on us; they look at us, act in us, and add to our strength. To experience such a spiritual fact in the right way, we need to develop a very specific type of selflessness and a capacity for love. That is why I stressed that one could love that person objectively, as it were, because of her qualities; one had to love her because she was as she was. A subjective love, a love arising out of personal needs, can easily be egotistical and can potentially keep us from finding the right relationship to such a dead individual. The difference between the right love, the selfless love we have for such a person, and selfish love becomes perfectly obvious in clairvoyant experience. Let us assume such a person would want to help us after her death, but we cannot develop true selfless love for her. Her spiritual gaze, her spiritual will streaming toward us would then be like a burning sensation, causing a piercing, burning feeling in our soul. If we can feel and maintain a selfless love, this stream, her spiritual gaze as it were, flows into our soul like a feeling of warm mildness and pours itself into our thoughts, imagination, feeling, and willing. It is out of this feeling that we recognize who the dead person is and not on the basis of his or her appearance, because the dead may manifest in the guise of a person we feel close to at the moment. The form in which the beings of the higher world appear to us—and after death we are all beings of a higher, spiritual world—depends on our subjective nature, on what we habitually see, think, and feel. The reality is what we feel for the being manifest before us, how we receive what comes to us from this being. Regardless of what Joan of Arc said about the appearance of the higher beings in her visions, the occultist who is able to investigate these things knows that it was always the genius of the French nation who stood behind them.5 I described how we can feel the gaze of spiritual beings resting upon us and their will flowing into our souls. To learn this is analogous to learning to read on the physical plane. Those who merely want to describe their visions would be like people describing the shape of the letters on a page rather than their meaning. This shows you how easy it is to have preconceived notions about the experiences in the spiritual realm. Naturally, it seems most obvious to attach great importance to the description of what the vision looked like. However, what really matters is what lies behind the veil of perception and is expressed in the images of the vision. Thus, in the course of occult development, the soul immerses itself in specific moods and inner states different from those of our everyday life. We have entered the world of the hierarchy of angels and the hierarchy, or we could also say hierarchies, of the dead as soon as our occult exercises have brought us to the stage where the sense of touch characteristic of the physical world no longer exists, and where a person's appearance is no longer characteristic of the I concerned. Then our thinking changes and we no longer have thoughts in the sense we have them here in the physical world. In that world, every thought takes on the form of an elemental being. In the physical world, our thoughts can agree or contradict each other. In this other world we enter, thoughts encounter other thoughts as real beings, either loving or hating each other. We begin to feel our way into a world of many thought beings. And in those living thought beings, we really feel what we usually call “life.” Here life and thinking are united, whereas they are completely separate in the physical world. When we speak on the physical plane and tell our thoughts to someone, we have the feeling that our thoughts come from our soul, that we have to remember them at this particular moment. Speaking as a true occultist and not someone who just tells his experiences from memory, we will feel that our thoughts arise as living beings. We must be glad if we are blessed at the right moment with the approach of a thought as a real being. When you express your thoughts in the physical world, for example, as a lecturer, you will find it easier to give a talk for the thirtieth time than you did the first time. If, however, you speak as an occultist, thoughts always have to approach you and then depart again. Just as someone paying you the thirtieth visit had to make his way to you thirty times, the living thought we express for the thirtieth time has to come to us thirty times as it did the first time; our memory is of absolutely no use here. If you express an idea on the physical level and someone is sitting in a corner thinking, “I don't like that nonsense, I hate it,” you will not be particularly bothered by it. You have prepared your ideas and present them regardless of the positive or negative thoughts of someone in the audience. But if as an esotericist you let thoughts approach you, they could be delayed and kept away by someone who hates them or who hates the speaker. And the forces blocking that thought must be overcome because we are dealing with living beings and not merely with abstract ideas. These two examples show that as soon as we enter the sphere of clairvoyance, we are immersed in living and weaving thoughts. It is as if these thoughts are no longer subjective and as if you yourself are no longer within yourself, as if you are living outside in the wide world. When you are in this world of living and weaving thoughts, you are in the hierarchy of angels. And just as our physical world is everywhere filled with air, the world of the hierarchy of angels is filled with the mild warmth I spoke about earlier that the beings of this hierarchy pour out. When our inner development has brought us to the stage where we can live in this spiritual atmosphere of streaming mildness, we feel the spiritual eyes of the hierarchy of angels resting on our souls. Now, in our earthly life, we have certain ideals and think about them abstractly. As we think of them, we feel obligated to pursue these ideals. In the clairvoyant sphere, however, there are no abstract ideals. There ideals are living beings of the hierarchy of angels and flow through spiritual space, looking at us with warmth. You see, learning to develop a real feeling for ideals is one way of entering the world of the hierarchy of angels. Limiting our consciousness to the physical plane may lead us to think that nothing will happen if we are too lazy to act on our ideals. However, we can learn to feel that if we do not act on an ideal, then, regardless of other consequences, the world becomes different from what it would have been had we followed our ideal. We are on the way to the hierarchy of angels when we begin to see that not acting on our ideals is something real, and when we can transform this insight into a genuine feeling. Transforming and vitalizing our feelings allows our souls to grow into the higher worlds. Through continued esoteric training, we can rise to an even higher level, that of the hierarchy of archangels. If we ignore the angels, we feel reproach. With the archangels we feel reproach as well as a real effect on our being. The strength and power of the archangels works through our I when we live in their world. For example, a few months ago we lost a very dear friend when he left the physical plane. A profound poet, he had quickly found his way into the anthroposophical world view in the last five years, and the feelings it evoked in him are beautifully reflected in his recent poetry.6 From the time he joined us, and even before that, he had been struggling with an infirm and deteriorating body. The more his body deteriorated, the more his soul was filled with poetry that reflected our world view. Only a short time has elapsed since his death, and so one cannot yet say that this individual possesses a clearly existing consciousness. Nevertheless, the first stages of his development in the existence after death can be seen. The astral body, now separated from the physical and living in the spiritual world, reveals the most wonderful tableaux of cosmic development as we understand it in spiritual science. Having left the deteriorated physical body, the astral body has become so illuminated, comparatively speaking, that it can present the clairvoyant observer with a complete picture of cosmic evolution. Let me use an analogy to explain what I mean. We can love nature and admire it, and still appreciate a beautiful painting that recreates what we have seen in nature. Similarly, we can be uplifted when what we have seen in the clairvoyant sphere lights up again, as a cosmic painting, so to speak, in an astral body of a person who has died. The astral body of our departed friend reveals after death what it absorbed, at first unconsciously but later also consciously, in the course of his anthroposophical development when the beings of the hierarchy of archangels worked actively on the poetical transformation of his anthroposophical thoughts and ideas. Our progress in our esoteric development can be called mystical, because it is initially the inner progress of the soul. We transform our ordinary personality and gradually reach a new state. This step-by-step growth of the soul is mystical progress because at first it is experienced inwardly. As soon as we can perceive the mildness looking down from the spiritual world, we are objectively in the world of the angels, which reveals itself to us. And as soon as we can recognize that real forces of strength and power enter into us, we are in the realm of the archangels. With each stage of inner mystical progress we have to enter another world. However, if we fail to develop selflessness and reach the stage of living in the world of the angels while remaining selfish and unloving, then we carry the self intended for the physical world into their realm. Instead of feeling the mild gaze and will of the angels upon us, we feel that other spiritual powers are able to ascend through us. Instead of gazing at us from outside, they have been released by us, shall we say, from their underworld while we were raised to a higher world. Instead of being overshadowed, or rather illuminated, by the world of the angels, we experience the luciferic beings that emerge from us. Then, if we reach the stage of mystical development allowing us to enter the world of the archangels—without, however, having first developed the wish to receive by grace the influences of the spiritual world, we carry our self up into their realm. As a result, instead of being strengthened and imbued with the power of the archangels, the beings of the ahrimanic world emerge from us and surround us. At first glance, the idea that the world of Lucifer appears in the realm of the angels and the world of Ahriman in that of the archangels seems terrible. However, there is really nothing awful about this. Lucifer and Ahriman are in any case higher beings than we are. Lucifer can be described as an archangel left behind at an earlier stage of evolution, Ahriman as a spirit of personality also left behind at an earlier stage. The terrible thing is not that we encounter Lucifer and Ahriman, but that we encounter them without recognizing them for who they are. Encountering Lucifer in the world of the angels really means encountering the spirit of beauty, the spirit of freedom. But the all-important thing is that we recognize Lucifer and his hosts as soon as we enter the world of the angels. The same is true of Ahriman in the realm of the archangels. Lucifer and Ahriman unleashed in the higher worlds is terrible only if we do not recognize them as we release them, because then they control us without our knowledge. It is important that we face them consciously. When we have advanced in our mystical development to the level of living in the world of the angels and want to continue there with really fruitful occultism, we have to look for Lucifer as soon as we expect the spiritual gaze of the angels to rest on us. Lucifer must be present—and if we cannot find him, he is within us. But it is very important that Lucifer is outside us in this realm, so that we can face him. These facts about Lucifer and Ahriman, angels and archangels, explain the nature of revelation in the higher worlds. From our viewpoint in the physical world, we are easily led to believe that Lucifer and Ahriman are evil powers. But when we enter the higher world, this no longer has any meaning. In the clairvoyant sphere, Lucifer and Ahriman have to be present just as much as the angels and archangels. However, we do not perceive them the same way. We identify the angels and archangels not by their appearance, but we know the angels by the mildness that flows from them into us, and recognize the archangels by allowing their strength and power to flow into our feeling and will. Lucifer and Ahriman appear to us as figures, merely transposed into the spiritual world; we cannot touch them, but we can approach them as spiritual projections of the physical world. Clearly, it is important that we learn in our mystical clairvoyant development to see forms in the higher world and to be aware that we are seen, that a higher will focuses on us. You see, higher development does not consist merely in acquiring clairvoyant faculties, but in developing a certain state of soul, a certain attitude or relationship to the beings of the higher world. This new attitude and state of soul must be developed hand in hand with the training of our clairvoyant faculties. In other words, we must learn not only to see in the spiritual world but also to read in it. Reading is not meant here in the narrow sense of a simple learning process, but as something we acquire through transforming our feelings and sensations. It is important to keep in mind that a split of our personality occurs when clairvoyance begins, and we reach a revelation of the higher worlds. Our earthly personality is left behind, and a new one is acquired on ascending into a higher world. And just as the beings of the higher hierarchies look at us in the higher world, so we perceive our own ordinary personality from a higher perspective. Our higher self discards the lower one and observes it. So, to make valid statements about the higher worlds we had better wait until we are able to say: That is you; the person you see in your clairvoyant vision is yourself. “That is you” on the higher level corresponds to “this is I” on the physical one. Now remember when you were eight or thirteen or fifteen years old and try to reconstruct from your memory a small part of your life at that time. Try to recall as vividly as possible your thinking in those years. Then concentrate on your current feelings about the girl or boy you were at eight, thirteen, or fifteen. As soon as we move from the physical level to the higher world, the present moment we live in now becomes a memory of the kind we have just recalled. We look back at our current existence on the physical level and at what we may still become during the remainder of our physical life in the same way you look back to your experiences at eight, thirteen, or fifteen from your vantage point in the present moment. Everything we consider part of ourselves on the physical level, such as our feelings, thoughts, ideas, and actions, becomes a memory as soon as we enter the higher world. We look down at the physical world and become a memory to ourselves when we live in the higher world. We have to keep our experiences in the higher worlds separate from those in the physical realm, just as we distinguish between our present situation and an earlier one. Imagine a person who is forty years old and vividly remembers the feelings and abilities he or she had as an eight-year-old boy or girl. For instance, the person might be reading a book now, at the age of forty, and all of a sudden he or she begins to relate to the book as an eight-year-old would. That would be a confusion of the two attitudes, the two states of soul, and is analogous to what happens when we confuse our state of soul on the physical level with what is required in the higher worlds. Of course, this has nothing to do with the fact that every unbiased person can understand what I say about the higher worlds; in other words, we do not merely have to believe these descriptions, but we can understand them if we approach them without preconceived ideas. People may object that we cannot describe the higher worlds with concepts, thoughts, and ideas from the physical world because the former are completely different from the latter. This objection makes as much sense as saying that we cannot give people an idea of what we mean by writing h-o-u-s-e; for them to understand that concept, we have to bring them a house. We talk about physical facts and objects by means totally independent of the object or fact. So we can also describe phenomena of the spiritual world with what we understand on the physical plane. However, we cannot understand the higher worlds with our everyday concepts and ideas, but need to acquire others and expand our thinking. People who honestly tell us about the higher world must also extend our concepts beyond our everyday life; they must give us concepts that are new and different and yet comprehensible on the physical plane. People find it difficult to understand genuine spiritual science and serious esotericism because they are so reluctant to expand their concepts. They want to understand the higher world and its revelations with the ideas they already have and don't want to create new ones. When people in our materialistic age hear lectures on the spiritual world, they believe all too easily that the esoteric world can be understood simply by looking at it. They think the shapes there may be slightly more delicate and more nebulous than in the physical world, but similar nevertheless. It may seem inconvenient to some that the serious occultist is expected to do more than merely follow instructions on how to see angels. A change in thinking is necessary, and the concept “angel” must include that we are perceived by them, that their spiritual gaze is focused on us. Mystical development, or ascending to the higher worlds, cannot be separated from enriching and giving greater scope to our ideas, feelings, and soul impulses. To understand the higher worlds, we must not let our life of ideas remain as impoverished as it is on the physical plane. To provide esoteric help for this enrichment, we are constructing our modest building in Dornach in a completely new style. That building is, of course, nowhere near the ideal, but it is a humble beginning. After all, we have only limited means at our disposal, despite the fact that our friends have done everything within their power for this project. The spiritual impulses behind the building styles that developed in the third, the fourth, and in the current fifth post-Atlantean epoch included the task of guiding humanity to knowledge of the physical world. For example, Egyptian architecture initiated this development with its succinct geometrical forms. Greco-Roman architecture is like a marriage of soul and spirit with etheric and physical body. Here soul and spirit on the one hand and etheric body and physical body on the other connect in a state of complete equilibrium. The rising, pointed arches of the Gothic style are the first architectural attempt to rise again from the physical into the spiritual world. If anthroposophy is to be represented in a building the next step must be to bring to life the living and weaving thought patterns themselves, flowing, and pouring into space. Then we will see in physical form what Imagination and Inspiration reveal directly of the spiritual world. That is why the forms of the Dornach building are such that it is pointless to ask in materialist fashion what they symbolize and what their shapes stand for. They have to be taken on their own merit, since they are nothing more than immediate spiritual experiences poured out into spatial forms. We have attempted to transform everything that can be seen and experienced in the spirit into artistic form. So if people ask what a form stands for, they have misunderstood the building; for every form signifies only itself, just as our hands or head stand only for themselves and nothing else. Such a question also indicates a complete misunderstanding of our position in regard to occultism. We will be glad to leave behind the old theosophical nonsense of examining every fairy tale, every figure, and every myth for what it signifies and symbolizes. All our forms really exist in the spiritual world and therefore express only themselves and nothing else. They are not symbols, but spiritual realities. You will not find a single pentagram throughout the building, no form of a pentagram, nothing to make you wonder what this or that form means. At most, there is one place where subtle forms could be interpreted as a pentagram, but so can every five-petaled flower. People may ask what our fourteen pillars mean, which are not shaped as pentagrams, but are five-sided for aesthetic reasons. They may wonder what the pillars supporting the cupolas mean besides representing spatial relations perceptible in the spiritual world. In reply we can only point out how materialistic our age is when even spiritual intentions must be clothed in materialist garments. Our building will be understood if people stop asking what it symbolizes and instead think about what it is. They will understand our building when they realize it is better not to use any of the usual terms and the old verbal images to help our materialist age comprehend it. Spiritual science can at most be a synthesis of religions; unlike the ancient religions, it does not build temples, but rather a structure that expresses its innermost nature. This building can only be understood gradually, and only if we do not apply old words to this new development. We know only too well that we can realize our intentions in Dornach only in the most modest, rudimentary way. But I ask only that you make a real effort to understand this humble beginning from the perspective and significance of our spiritual science. Try to understand what this simple beginning, paid for with considerable sacrifices, is aiming at. Any other attitude would be most disheartening. Enough grand words and pompous phrases have been bandied about in the so-called occult movement. All we want is that even if our way of expressing things no longer exists fifty years from now, people will still say of our movement that it endeavored with every fiber to be totally sincere and honest. And the more modestly and simply, but thus perhaps the more objectively, we discuss what we wish to do, the better we serve our cause. Every word that is superfluous or returns to the old, convenient concepts does untold damage to what we are striving to achieve—please excuse me for saying this—honestly. If people understand us in this way, then perhaps the mood will arise that we need if we are really, in December at the earliest, to inaugurate our modest building without pomp and fuss.7 The mood we need will be there only if we concentrate on our goals, even if we do not create a stir in our materialist age. Please accept these words in the spirit of the serious intentions of our movement. They must fill our souls if this spiritual impulse is really to take root in our age. There is a real need for an honest spiritual movement that truly promotes the mystical life of the soul and allows revelations of the higher worlds to flow into this materialist age. Only when our friends understand this purpose and attitude of our spiritual movement, then and only then shall we be able to fulfill the task given us by the wise, guiding individualities in the spiritual world. Based on what I have tried to explain today, I will speak to you the day after tomorrow about the progress in our understanding of Christ through the ages and about the position of our movement concerning the Christ.8
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194. The Mission of the Archangel Michael: The Culture of the Mysteries and the Michael Impulse.
28 Nov 1919, Dornach Translated by Lisa D. Monges Rudolf Steiner |
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We are not completely awake, even in waking life, in regard to our feelings. Our feelings are at the stage of dream consciousness, even though we are fully awake in our conceptions and thoughts. He who is able to make research in this field knows through direct perception that feelings have no greater vitality than have dreams; only, the conception through which feelings are represented makes it appear differently. But the life of feelings as such arises out of the depths of consciousness like the surging up of dreams. And the actual life of will is asleep in us, even in our waking life; in regard to the will we are asleep. |
The most uncertain element is in the middle. It consists of seemingly illogical, billowing dreams. I will describe to you another symptom so that you may grasp the full significance of this matter. |
194. The Mission of the Archangel Michael: The Culture of the Mysteries and the Michael Impulse.
28 Nov 1919, Dornach Translated by Lisa D. Monges Rudolf Steiner |
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IN PURSUANCE of the considerations I placed before you in the lectures of last week I should like today to prepare the ground for what I shall develop in detail tomorrow and the day after tomorrow. It will be a matter of calling back to your memory, in a way different from the one heretofore employed, of much that we shall need in order to pursue our present theme. If we try to make clear to ourselves the way in which Earth evolution unfolded we can do so best by considering and arranging the various events in relation to the central point of Earth evolution; for through such an arrangement we arrive at a certain structure in man's own evolution. This central point, this center of gravity is, as you know, the Mystery of Golgotha through which the whole Earth evolution received its meaning, its true inner content. If we go back in the evolution of occidental humanity which received the impulse of the Mystery of Golgotha from the orient, we must say: approximately in the fifth century before the occurrence of the Mystery of Golgotha there begins, out of Greek culture, a kind of preparation for this Mystery of Golgotha. This uniform trend is introduced through the figure of Socrates, finds its continuation in Greek culture in its entirety—also in art the same trend is discernible—it is continued by the mighty and outstanding personality of Plato and receives a more scholarly character, as it were, in Aristotle. You know from various lectures I delivered before you that the Middle Ages, mainly in the time after St. Augustine, were especially bent on using the guidance that could be gained from the Aristotelian mode of thinking in order to comprehend what prepared the Mystery of Golgotha and what followed it. Greek thinking became of such great importance precisely for the Christian evolution of the occident up to the end of the Middle Ages through the fact that it was used for the comprehension of the real nature of the Mystery of Golgotha. It is well that we should realize what it was that took place in Greece during these last centuries prior to the event of the Mystery of Golgotha. What took place in the thinking, feeling and willing of the Greek was the last echo of a primeval culture of mankind no longer appreciated today. Historical considerations can no longer see these things in their proper light, for our historical considerations do not reach back to those times in which a Mystery culture that extended over the civilized earth of that age permeated all human willing and feeling. We must go back into those millennia into which history does not reach, we must go back with the methods which you find indicated in my book, Occult Science, an Outline, (Anthroposophic Press, New York) in order to see what was the nature of this human primeval culture. It had its origin in the ancient Mysteries into which those human beings who were found to be objectively suited for direct initiation were admitted by great leading personalities. The knowledge which was thus imparted to those initiates in the Mysteries flowed, through them, out to other human beings. One cannot understand ancient culture in its entirety if one does not focus one's attention upon the maternal soil of the Mysteries. If one is willing to do so, this maternal soil of the Mysteries can be clearly discerned in the works of Aeschylos. It can be sensed in Plato's philosophy. But the revelations concerning the Divine which mankind received from the Mysteries have been lost historically. Only in the most primitive fashion are they still contained in that which has become historically demonstrable culture. We can best judge what has happened here if we make clear to ourselves what it is that has remained, in the post-Socratean age of Greek civilization, of the primeval Mystery culture in which Greek civilization was rooted. What has remained is a certain mode of thinking, a certain way of visualizing. As you know, outer history relates how Socrates founded dialectics, how he was the great teacher of thinking, of that thinking which, later on, Aristotle developed in a more scientific way. But this Greek mode of thinking is only the last echo of the Mystery culture, for this culture of the Mysteries was rich in content. Spiritual facts which are the fundamental causes for our cosmic order were adopted into man's entire view of things. These sublime and mighty contents were gradually lost. But the way of thinking developed by the Mystery pupils has remained and has become historical, first, in Greek thinking, then, again, in Medieval thinking, in the thinking of the Christian theologians who acquired this Greek thinking in order to grasp with the thought forms, with the ideas and concepts which were a continuation of Greek thinking, that which has flowed into the world through the Mystery of Golgotha. Medieval philosophy, so-called scholasticism, is a confluence of the spiritual truths of the Mystery of Golgotha and Greek thinking. The elaboration, the thought-penetration of the Mystery of Golgotha has been carried out—if I may use the trivial expression—with the tool of Greek thinking, of Greek dialectics. Up to the Mystery of Golgotha, about four and one half centuries elapsed from the time when the content of the Mysteries was lost and the merely formal element, the mere thought element of the ancient Mysteries was retained. We may say, approximately, four and one half centuries. Thus we have to visualize the following: In a pre-historical age, the culture of the Mysteries extends over the civilized earth of that time. In the course of evolution only a distillate of it remains, namely, Greek dialectics, Greek thinking. Then the Mystery of Golgotha takes place. In the occident this is, at the outset, comprehended by means of this Greek dialectics. Anyone who wishes to familiarize himself with the science, let us say, even of the tenth, the eleventh, the twelfth, the thirteenth, the fourteenth century, which still comprises theology, must employ his thinking in a way that is quite different from the present-day natural-scientific mode of thought. Most human beings who today pass an opinion on scholasticism cannot do it justice because they only have a natural-scientific training, and scholasticism requires a training of thought that is different from modern natural-scientific training. Now, my dear friends, today we live at a point of time in which again four and one half centuries have elapsed since this natural-scientific mode of thinking took hold of mankind. In the middle of the fourteenth century, human beings of the Occident begin to think in the way we find developed, already to the degree of brilliancy, in Galileo or in Giordana Bruno. This, then, is carried over into our age. Indeed, my dear friends, it is, seemingly, the same logic as that of the Greeks; yet, in reality, it is a completely different logic. It is a logic which is gradually derived from the nature processes in the way the Greek logic was derived from that which the Mystery pupils beheld in the Mysteries. Let us now try to make clear to ourselves the difference that exists between the four and one half centuries prior to the event of the Mystery of Golgotha in the civilized world of that time, which was almost limited to Greece, and the four and one half centuries in which humanity was trained for natural-scientific thinking. It is easiest for me to describe this to you graphically. Visualize the culture of the Mysteries like a kind of mountain summit of human spiritual culture in very ancient times. This culture of the Mysteries—I shall proceed step by step—then becomes logic in Greece, up to the Mystery of Golgotha. This, then, finds its continuation in the Middle Ages through scholasticism. During four and one half centuries prior to the Mystery of Golgotha we have the last ramification, the echo of the ancient Mystery culture. With the fifteenth century A.D. a new way of thinking begins which we might call thinking in the style of Galileo. The period of time that elapsed between this starting point and our present day is of the same length as that which elapsed between the appearance of the Greek way of thinking and the Mystery of Golgotha. But while the latter period is a final echo, an evening glow, as it were, the former is a prelude, something that has to be evolved, that has to be brought to a certain height. Greek culture stood at an end. We stand at a beginning. We shall only gain a complete understanding of this placing, side by side, of an end and a beginning if we observe the evolution of mankind from a certain spiritual-scientific point of view. I have repeatedly stated that it is not without reason that in the present age the attempt toward self-knowledge of mankind is made, the tools for which are offered by the anthroposophically-oriented spiritual science. For the large majority of mankind confronts a significant future possibility. In this connection it is important that we take seriously the fact that the evolving historical humanity is an organism that develops continuously. Just as in the case of the single organism we have puberty, and also later epochal transitions, so likewise, in human history, we have epochal transitions. Today, human beings still meet the doctrine of repeated earth lives with the objection that human beings do not remember their previous earth lives. Anyone who, in a factual manner, conceives of the evolutionary history of mankind as of an organism, as I have just indicated, should not be surprised that human beings do not today, in their ordinary knowledge, remember their former earth lives. For I ask you: what does man remember in ordinary life? That which he first has thought. What he has not thought he cannot remember. Just think how many events of a day remain unobserved by you. You do not remember them because you did not think them in spite of their having taken place in your surroundings. You can only remember what you have thought. Now, in the former centuries and millennia of mankind's evolution, human beings did not attain to any factual clarity about their own nature. To be sure, since the appearance of Greek thinking the “know thyself” exists like a longing, but this “know thyself” will only be fulfilled through real spiritual cognition. Only through the fact that human beings once employ one life in order to comprehend in thought their own self—and humanity has only become ripe for this in our age—is memory prepared for the next earth life. For we must first have thought about that which we are to remember later. Only those who, in earlier ages, through initiation (which need not have been acquired in the Mysteries) could look factually upon their own self are able in the present age to look back upon former earth lives. And there are not so few human beings who are able to do this. Nevertheless, the situation is such that man, also with respect to his purely bodily evolution, undergoes a transformation. These things cannot be observed externally in physiology, but they can be observed spiritual-scientifically. Mankind today does not have the same bodily constitution it had two thousand years ago, and in two thousand years from today it will again have a different constitution. I have talked to you about this subject repeatedly. Human beings live toward a time in the future in which their brains will be constructed in a way that is quite different from the way their brains are constructed today in an external sense. The brain will have the possibility of remembering former earth lives. But those who have not prepared themselves today through reflection upon their own self will sense this faculty—which will be theirs mechanically—merely as an inner nervousness, if I may use the current expression, as an inner deficiency. They will not find what they are lacking, because mankind in the meantime will have become ripe, in regard to its corporeality, to look back upon its previous earth lives, but if it has not prepared this retrospect, it cannot look back; it then will sense this faculty only as a deficiency. Therefore, proper knowledge of the present-day powers of transformation of mankind indicates by its very nature that human beings are brought to self-knowledge through the anthroposophically-oriented spiritual science. Now, it is possible, and today I shall only indicate this, it is possible to point out the nature of this special experience which will suggest to human beings to take into account previous earth lives. Today we live in an age in which those shades of feeling which will become more and more prevalent are indicated only in a few human beings; but still, they are indicated in these few human beings. Not much attention is paid to them yet. I shall describe them to you in the way in which they will appear eventually. Human beings will be born into the world and they will say to themselves: by living with other human beings, I am educated, consciously or unconsciously, for a certain way of thinking. Thoughts arise in me. I am born into and educated for a certain way of thinking, of visualizing. But at the same time I look at my outer surroundings: my thinking, my visualizing does not properly fit this outer surrounding world.—this shade of feeling is already present today in individual human beings. They must think in a direction which makes it appear to them as if outer nature said something entirely different, as if outer nature demanded something completely different from them. Whenever such human beings appeared that have felt this discrepancy between what they must think and what external nature says, they have been ridiculed. Hegel, for instance, is a classical example for this. He has expressed certain thoughts about nature—and not all of Hegel's thoughts are foolish!—and has arranged them systematically. Then the philistines came and said: Well, these are your ideas concerning nature; but just look at this or that process in nature: it does not agree with your ideas. Then Hegel answered: Too bad for nature! Naturally, this seems paradoxical; nevertheless, subjectively this feeling is well founded. It is absolutely possible that one surrenders, without prejudice, to one's innate thinking and says: if nature were really to correspond to this thinking, she would have to take on a different form. To be sure, after some time one will also become accustomed to that which nature teaches. Most people who find themselves in such a position do not notice that by having acquired nature observation they really bear two souls within themselves, two truths, as it were. Those who do notice it may suffer greatly from this discrepancy brought into their soul life. What I am describing to you here and which is present in some human beings today although they are not aware of it will become ever more present. Human beings will say to themselves more and more: through what I am by birth, my head really forces me to form a picture about nature. But this does not coincide with nature herself. Then, as I become more familiar with life, I also acquire in the course of time what nature herself teaches. I must find a way out of this. These discordant sensations will arise in our souls when they return again to earth. A source of inner thoughts and sensations will arise in us which will cause us to say: you sense clearly how the world ought to be; it is, however, different. Then, again, we shall familiarize ourselves with this world; we shall learn to know a second kind of law, and we shall have to seek a balance between the two. Let us assume the human being enters physical existence through birth. He brings with him in his thinking and feeling the result of his previous earth life. While he was not united with the life of the earth, this external earth life has actually undergone a change. He senses a discrepancy between his thinking, the effects of which he brings from his previous life, and the things as they have developed in the period during which he was absent from the earth. His thinking does not harmonize with them. And now gradually he adjusts himself to his new life, but he does by no means completely take up into this consciousness what he may learn from his surroundings. He only takes it up as though through a veil. He elaborates it only after death, and then, again, carries it into his next life. Man will constantly live in this duality of his soul life. He will always become aware of the following: You are bringing with you something in regard to which the world into which you have grown through birth is new. But through your physical being you now receive something from this world which does not completely penetrate your soul, which you will have to work over, however, after death. The human being of the present day ought to become thoroughly acquainted with the way of experiencing life. For only by familiarizing himself with such a thing does he become aware of the forces which pulse through our existence and which otherwise remain entirely unnoticed. We are drawn into the web of these forces. But if we do not try to penetrate them with our consciousness, they make us to a certain degree sick in our soul. This falling apart the human being will perceive more and more: the falling apart of that which has stayed with him from the previous life and that which is prepared in the present life for the next one. And since man will sense this duality more and more, he will be in need of an inner mediation, a real inner mediation. And the great question will become ever more burning: Where must we look for this inner mediation? We can only find an answer to this question if we consider the following: I have often told you that we human beings are completely awake only in our thinking in the period between awaking and falling asleep of ordinary life. The life of thought means complete wakefulness. We are not completely awake, even in waking life, in regard to our feelings. Our feelings are at the stage of dream consciousness, even though we are fully awake in our conceptions and thoughts. He who is able to make research in this field knows through direct perception that feelings have no greater vitality than have dreams; only, the conception through which feelings are represented makes it appear differently. But the life of feelings as such arises out of the depths of consciousness like the surging up of dreams. And the actual life of will is asleep in us, even in our waking life; in regard to the will we are asleep. Thus, also in waking life, we carry these three states of consciousness within us. During the day, we walk around with a waking life of thoughts; we deceive ourselves in believing that we are awake also in our will because we have thoughts about that which the will performs. Not the experience of the will itself, but only its mental image is what enters our consciousness. We dream our feelings, we sleep our willing. But if imaginative knowledge raises up what otherwise dreams in the feelings and makes it a matter of complete, clear world cognition, then we become aware of the fact that wisdom is contained not only in our thoughts—let us call it “wisdom” although with many human beings it is “un-wisdom”—but that wisdom is also contained in our feelings, and that it is also contained in our willing. In regard to present-day human existence we can only speak clearly about that which is contained in our thought life. In regard to the world of feelings mankind today entertains thoughts which hardly differ from those it entertains in regard to dream life; and yet, wisdom is also contained in the life of feeling. My dear friends, the person who earnestly applies to his own soul the exercises which are described in my book, Knowledge of the Higher Worlds and Its Attainment (Anthroposophic Press, New York) will come closest to experiencing a certain inner soul-surging which takes its course in a dreamlike manner, as it were. For most human beings it will not contain more regularity than ordinary dreaming; but it is possible, at a comparatively early moment, to bring so much order into this inner experiencing that one becomes aware of the fact that, although this inner experience is not governed by ordinary logic—indeed, it is sometimes governed by a very grotesque logic, and the most varied fragments of thought arrange themselves and occur in a dreamlike fashion—one becomes aware of the fact that something real takes place there. This first inner experience, which is still very primitive, may be recognized by the one who applies, even to some degree, to his own soul life what has been described in my book, Knowledge of the Higher Worlds and Its Attainment. When the human being dives down into this surging of waking dreams, a new reality emerges in contrast to the ordinary reality of external life. Comparatively soon the human being may become aware of this arising of a new reality. And also comparatively soon may he become aware that wisdom is contained in all this, but a wisdom he cannot take hold of, for which he does not feel himself mature enough to become fully conscious of it. It escapes him time and again, and he does not understand it. But he becomes aware, or at least, may become aware of the fact that wisdom does not only flow through the upper stratum of his consciousness which permeates him in ordinary waking day-life, but that below this there lies another stratum of his consciousness which appear illogical to him for the simple reason that he himself calls it that since he cannot yet take hold of its wisdom. We may say: the moment we have completely acquired imaginative cognition, these waking dreams cease to be as grotesque as they appear to ordinary life; they then permeate themselves with a wisdom that points to another content of reality, to a world different from the sense world which we fathom with ordinary wisdom. You see, my dear friends, in ordinary life only the world of feeling surges up into our every-day consciousness out of this substratum of our consciousness. And out of a still deeper stratum, which lies below the one just mentioned, there surges up the world of will which is also permeated by wisdom. We are connected with this wisdom, but we are not at all aware of it in ordinary consciousness. Thus we may say: We human beings are governed by three strata of consciousness. The first is our conceptual consciousness in which we live every day. The second is an imaginative consciousness. And the third is an inspired consciousness which remains very deeply hidden, which works in us, to be sure, but whose nature we do not recognize in ordinary life. If only modern philosophy were less perplexed in its concepts—I am not referring here to people who have nothing to do with philosophy, but philosophers should grasp such matters, yet they refuse to do so—if only modern philosophy were less confused it would have to notice the great difference that exists between truths that are arrived at purely upon the basis of external observation of nature and the truths that are found in the sciences, such as mathematics and geometry, which are employed in the endeavor to understand external nature. We are in a sense justified in saying that in regard to the truths which man acquires through external observation—this has so often been stressed in the history of philosophy that a special reference to it ought to be superfluous for the philosopher—in regard to the truths of external observation we can never speak of actual certainty. Kant and Hume have elaborated this especially clearly by their grotesque assertion that, although it is true that we observe that the sun rises, we cannot, however, assert from this observation that the sun will rise again tomorrow; we only can conclude from the fact that the sun has risen up to now every day that is will also rise tomorrow. This is the way with all truths which we derive from external observation. But it is not so in the case of mathematical truths. If we have once grasped them we know they are valid for all future times. Whoever knows and is able to prove, out of inner reasons, that the square above the hypotenuse equals the sum of the square of the two other sides of the right-angled triangle knows that it would be impossible to draw a rectangular triangle for which this law does not hold good. These mathematical truths are different from the truths we arrive at through external observations; we know the facts, but with the means of present-day research we are unable to grasp the underlying reason. The reason is to be found in the fact that mathematical truths originate deep down in the inner being of man, that they arise on the third level of consciousness, in the lowest stratum and, without his being aware of it, shoot up into man's upper consciousness, where he then perceives them inwardly. We possess mathematical truths through the fact that we ourselves behave mathematically in the world. We walk, we stand, and so forth; we describe certain lines on the earth. Through this will relationship to the external world we actually receive the inner perception of mathematics. Mathematics arises below in the third consciousness and shoots up from there.
Thus, although we are not conscious of its origin, we have very clear concepts of at least one part of this lowest stratum of consciousness: we are aware of the mathematical and geometrical concepts. The middle stratum is of a dreamlike and confused character. And here, “in the upper story,” where the day-waking conceptual life takes place, we are clear again. What plays up from the third stratum of consciousness is also clear in us. What lies between the two reaches most human beings like a confused waking dreaming. It is very significant that we should make this fact clear to ourselves. For, you see, the Greeks, during the four and one half centuries (number one), which they had retained as the remainder of the Mystery culture. And this is a purely Luciferic element. I have described it to you recently: it is the intellectualistic culture. Clarity rules in our head. It is permeated by wisdom, generally valid wisdom. But this is the Luciferic element in us. And, again, that which exists here below and which is so much beloved by modern scientists and was so much beloved by Kant that he said: in regard to nature, science exists only in as far as it contains mathematics—this is the purely Ahrimanic element, which arises from below through our human nature. It is the Ahrimanic element. It does not suffice, my dear friends, to know of something that it is correct. We know that the things we comprehend intellectually through our head are correct; but this is a gift of the Luciferic element. And we know that mathematics is correct; but this sovereign correctness of mathematics we owe to Ahriman who sits in us. The most uncertain element is in the middle. It consists of seemingly illogical, billowing dreams. I will describe to you another symptom so that you may grasp the full significance of this matter. In reality, the whole mathematical conception of the world as it arose with Galileo and Giordano Bruno stems from this deepest stratum of consciousness. Four and one half centuries have elapsed since we have begun to acquire this world conception, since we have begun to introduce this Ahrimanic element into our human thinking and sensing. Whereas in Greek thinking the last echo of the Mystery culture shone into the clearest brightness of consciousness, there arises in our deepest, darkest strata of consciousness that which only in the future will reach its climax. This is beginning to arise down there.
Our soul life is like a scale beam which has to try to establish equilibrium, on one hand the Luciferic, on the other the Ahrimanic element. The Luciferic element lies in our clear head, the Ahrimanic element below in the wisdom which permeates our will. Between the two, we have to try to establish a state of balance in an element which at first does not seem to be permeated by anything. How does wisdom enter this middle part of man? Man is placed in the world at present in such a way that his head is supported by Lucifer, his metabolic wisdom, his limb-wisdom by Ahriman. That which we have described as the middle state of consciousness is dependent upon our heart organization and the human rhythmical system (read what I saw concerning this fact in my book, Von Seelenraetseln). This sphere of our existence must gradually become just as ordered as the head wisdom became ordered through logic and the Ahrimanic wisdom through mathematics, geometry, through external rational nature observation. What will bring inner logic, inner wisdom, inner power of orientation into this middle part of our human nature? The Christ impulse, that which passed over into the earth culture through the Mystery of Golgotha. Thus you see, we have a spiritual-scientific anatomy which shows us what is culture of the head, what is culture of metabolism, which also shows us the nature and needs of that sphere of our organism which lies between the two. That man permeates himself with the Christ impulse is a requisite part of his nature. Let us for a moment hypothetically assume that the Mystery of Golgotha had not entered Earth evolution: the human being would have his head wisdom. He also would have what has arisen since the fifteenth century A.D. But in regard to his central being he would be desolate and void. He would feel more and more the disagreement between the two inner spheres mentioned above. He would be unable to bring about the state of equilibrium. We can only bring about this state of equilibrium by permeating ourselves more and more with the Christ impulse which calls forth the state of balance between the Luciferic and Ahrimanic element. From this you will see that we may say: In the pre-Christian four and one half centuries there was bestowed upon the human being, like a preparation for the Mystery of Golgotha, the last ramification of the ancient Mystery culture, which has settled like a head-memory of this ancient culture. And in our modern age, the human being passed through four and one half centuries of preparation for a new spirit direction, for a new kind of Mystery culture. But in order that these two might be connected in the historical evolution of mankind, the Mystery of Golgotha had to take place as an objective fact in mankind's evolution. Internally, however, this evolution takes its course in such a way that human beings grow and develop until, beginning with the fifteenth century A.D. they receive the new impulse which I have characterized as an Ahrimanic impulse, and through which they will feel more and more: we need the possibility of building a bridge between the two periods. In this way we may inwardly comprehend the threefold human being. And we shall comprehend him still more accurately if we join to what I have said today something which I have repeatedly mentioned. It was impossible for the ancient Greeks who retained the remnants of ancient Mystery culture to be an atheist—although it happened in a few abnormal cases, but not to the degree it occurs today. Atheism has only arisen in more recent times, at least in its radical form. For the Greek who was really imbued with dialectics felt the Divine holding sway in thinking, even in thinking void of content. If we know this and then look upon the appearance of atheism, upon the complete denial of the Divine, we shall find the reason for this atheism. Only those human beings, my dear friends—naturally, we need the methods of spiritual science in order to recognize this—only those human beings are atheists in whose organism something is organically disturbed. To be sure, this may lie in very delicate structural conditions, but it is a fact that atheism is in reality a disease. This is the first thing we have to hold fast: atheism is a disease. For, if our organism is completely healthy, the harmonious functioning of its various members will bring it about that we ourselves sense our origin from the Divine—ex deo nascimur. The second point, to be sure, is something different. Man may sense the Divine but may have no possibility to sense the Christ. In this respect we do not differentiate carefully enough today. We are satisfied with words, also in other spheres. For, if we test today the actual spiritual content of the view of many human beings of the occident and are not influenced by their words—they say they agree with Christian precepts, they believe in the freedom of the will, and so forth—we shall find that the whole configuration of their thinking contradicts what they thus express. Only through their participation in cultural life have they become accustomed to speak of Christ, of freedom, and so forth. In reality, my dear friends, a great number of human beings living among us are nothing but Turks; for the content of their faith is the same as the fatalistic content of faith of the Mohammedans—although this fatalism is often described as a necessity of nature. Mohammedanism is much more prevalent than we think. If we do not focus our attention upon the words but upon the spirit-soul content, we shall find that many Christians are Turks. They call themselves “Christians” even though they cannot find the transition from the God they sense to the Christ. I only need to draw your attention to the classical example of a modern theologian, Adolf Harnack, who wrote the book, Wesen des Christentums. (Essence of Christianity.) Please, make the following test: scratch out in this book the name of Christ wherever it occurs and replace it by the name of God, this will change nothing in the content of this book. There is no necessity that what this man states should refer to the Christ. What he states refers to the general Father god who lies at the foundation of the world. There is no need at all that he should refer to the Christ with what he states. Wherever he proves something it is externally and internally untrue as he borrows the various communications from the Gospels. In the way he elaborates these communications there can be seen no reason whatsoever for connecting them with the Christ. We must acquire the possibility of conceiving of the Christ in such a way that we do not identify Him with the Father god. Many of the modern evangelical theologians are no longer able to differentiate between the general concept of God and the concept of the Christ. To be unable to find the Christ in life is a different matter from being unable to find the Father God—You know that it is not here a matter of doubting the Divinity of the Christ. It is a matter of clear differentiation, in the sphere of the Divine, between the Father God and the Christ God. This comes to expression in the soul of man. Not to find God the Father is a disease; not to find the Christ is a misfortune. For the human being is so connected with the Christ as to be inwardly dependent upon this connection. He is, however, also dependent upon that which has taken place as a historical event. He must find a connection with the Christ here upon earth, in external life. If he does not find it is a misfortune. Not to find the Father god, to be an atheist, is an illness. Not to find the Son God, the Christ, is a misfortune. And what does it mean if we do not find the Spirit? To be unable to take hold of one's own spirituality in order to find the connection of one's own spirituality with the spirituality of the world signifies mental debility; not to acknowledge the Spirit is a deficiency of mind, a psychic imbecility. Please remember these three deficiencies of the human soul constitution. Then we shall be able to continue tomorrow in the right way. Remember what I have told you today about the three kinds of consciousness; remember that it is a disease if we are an atheist, if we do not find the God out of whom we are born and whom we must find if we possess a completely sound organism; that it is a misfortune if we do not find the Christ; that it is a psychic deficiency if we do not find the Spirit. This is also the way in which the paths that lead man to the Trinity differ from one another. It will become more and more necessary for mankind to enter into these concrete facts of soul life and not to remain stuck in general, nebulous notions. People are specially inclined today toward these nebulous notions. To replace this inclination by the inclination to enter into concrete facts of soul life is an essential task of our age. |
68a. The Essence of Christianity: Germanic and Indian Secret Doctrine
24 Apr 1906, Leipzig Rudolf Steiner |
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Dreams are symbolic, even when they are about external sensory events. That is the peculiarity of dream experiences: they are symbolic. |
Some organs that used to serve a purpose are now only present as rudiments. The dream is also a rudimentary state. It is the last remnant of an earlier so-called astral consciousness. In the clairvoyant, out of the dream consciousness, the clairvoyant consciousness is developed. He attains a consciousness that is not only the physical consciousness, but also a spiritual consciousness. |
68a. The Essence of Christianity: Germanic and Indian Secret Doctrine
24 Apr 1906, Leipzig Rudolf Steiner |
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The Theosophical Society has among its principles that of getting to know and comparing the core of truth of the various religions of all peoples and times. The question is asked: What can we gain from such a comparison? Even ordinary materialistic research has noticed a peculiarity in the world views of different times and peoples. A remarkable agreement between the most diverse world views and religions has been found. The old Egyptian, the Indian, the Germanic world view, and even on closer examination, the religious beliefs of African primitive peoples have the same basic ideas. In the past, people did not dare to explore foreign religions. Now people are more open-minded about it. There is now a religious studies discipline that deals with comparing the various religions of all peoples and times. However, the materialistic religious studies discipline has not understood what it has found. It says that peoples used to worship the forces of nature because they were afraid of the forces of nature, etc., and therefore they prayed to the forces of nature. Childish ideas were sought behind the beliefs of ancient peoples. It was thought that religions had emerged from the childish folk imagination, that they meant nothing more than the different stages of the world view; now we have moved on to a more mature age, where we really know something about things. Such a notion cannot arise when two facts are considered. One fact is that nations do not invent gods for the forces of nature. Scholarship had no inkling of the workings and strivings of the national soul; from behind the desk of the scholar, it was all judged wrongly. Thus many a folk-tale was interpreted in quite the wrong way. There is an Indian saga of the god Indra, who stole the cows from the... [gap] . This has been explained as follows: Indra, the sun, wins the cows, the dawn, from the power of the enemy, the darkness. Anyone who has ever formed an idea of the true workings of the folk soul cannot admit that the folk soul has thought this up. Even in Buddha, certain scholars have seen nothing but the figurative representation of the sun. Thus, one has believed that one could find allegorical forms in the religious beliefs of the folk's imagination. Only those who view mythologies superficially can overlook the profound wisdom that is expressed in them, and only they can fail to recognize that something much deeper is hidden there than mere poetic fantasy, popular fantasy. Real spiritual research knows that there have always been select personalities who stood higher than other people. Such superior personalities were, for example, Buddha, Pythagoras, Moses and the greatest initiate, Christ Jesus. These are individuals who are far ahead of other people; it is such individuals who know the higher worlds from their own experience, who have knowledge of what lies hidden behind the physical world. They know the spiritual world themselves. They have brought a part of the truth to the nations to which they came. The wisdom is the same at all times. But it must be brought differently to different peoples at different times. That which is true is preserved by the great leaders, the initiates of humanity, and they clothe it in those concepts that any people can understand at a particular time. The various religions are the one truth, adapted to different peoples according to their aptitude and their character. The collective wisdom, which we also call the secret doctrine, expresses itself in the most diverse religious beliefs. To understand why one people have these ideas and another people have different ideas, we must get to know the nature of the people. We must examine the nature of the ancient Germans and the Indian peoples. First, we will give a brief sketch of the secret doctrine, which is preserved by the initiated leaders of humanity. The basic tenet of the common secret doctrine of all these different peoples is that man is a dual being, that he consists of a spiritual-soul part and a physical-corporeal part, and that the spiritual-soul part is called upon to uplift, ennoble, purify and bless the physical-corporeal part. Schiller speaks of the purification of the lower parts of man in the letters on the aesthetic education of the human race. There he speaks of how the whole development of man consists in purifying and refining the lower nature. The whole development of man consists in his ascending to ever higher and higher levels in this purification. This view connects the Secret Doctrine with a very specific idea about the relationship between man and the world. All mysticism calls man the microcosm in comparison to the macrocosm, to the great world. If you now go through the natural kingdoms and then examine the powers, abilities and qualities of man, it turns out that man is a confluence of all the powers that are out there in the world. Paracelsus said: “When you look out into nature, you see the letters everywhere, and man is the word that is composed of these letters.” Schiller wrote to Goethe about his conception of man: “I see how you take all of nature to explain man. You look for the parts everywhere to explain man from the totality of appearances.” All the essences of the individual forces of nature have merged in the essence of man; this is how the Secret Doctrine presents man. Man's foundation is also an image of that cosmos. The battle between the lower and higher nature in man is an image of the great cosmos. Man is a battleground of the spiritual against the physical. This is also the case in nature. But man is still in the middle of the battle. He looks back to a time when he was still in the midst of the battle and to a future when he will have overcome the struggle. The spiritual, the physically invisible forces, are fighting against the physically visible world. This struggle is presented in various ways to the most diverse peoples in the Secret Doctrine. The story of the battle of spiritual forces of nature can be found among all peoples. Out in the world, the battle has already been decided. There the lower nature kingdoms have been left behind. When man in the future has cast off his lower nature, he will have achieved what the gods have already achieved. The nature kingdoms are the traces left behind by the gods. Man looks up to the divine beings, who give a picture of what man will one day be. The gods are the elder brothers of man. Man is on the way to becoming a god. Outside in the world, man also sees the conquest of the lower nature by a higher one. This is expressed in the old legends and myths in some images common to them. In ancient India we find the god Dhyans, in new India the god Indra. He conquers the serpent. In Germanic mythology we find the god Dhin or Dhinz. It is said that he overcame a dragon in ancient times. The gods Wotan, Wille and Weh overcame the giant Ymir and formed the microcosm out of him. The old gods Wotan, Wille and Weh emerged from what remained in nature. Another concept of the Secret Doctrine is that man is the younger brother of the gods and that he who is an initiate comes closer to the gods. He has passed through certain stages to become divine. The various mythologies have regarded nature as the traces left behind by the gods. This secret doctrine found different expressions depending on the different dispositions of the peoples. The Germanic peoples had a very special expression for it. To understand how the ancient Germans arrived at their ideas, one must delve deeper into their way of thinking. The ancient Germans did not simply make up their sagas as scholars have believed. German scholarship could have provided a good basis for a correct understanding. There is a work that presents a thorough study of legends: Das Rätsel der Sphinx (The Riddle of the Sphinx) by Ludwig Laistner. He used to take the same view as the old German scholars of legends that people have symbolized natural phenomena. In his work, Die Rätsel der Sphinx, he has succeeded in getting to the bottom of the legends that still live in the people today. There is a widespread legend, the legend of the Noon-Day Woman. If a farmer stays out in the fields instead of going home at noon, the Noon-Day Woman appears and asks him three questions. Those who cannot answer these questions will be killed by the Noon-Day Woman. In some areas, it is said that you can only ward her off by reciting the Lord's Prayer. Ludwig Laistner has shown that this legend is nothing more than a reflection of what a person actually encounters when they stay out in the fields at midday. They fall asleep and enter a state in which they perceive their surroundings as the symbol of the witch of noon. Dreams are symbolic. The ticking of the clock next to our bed is perhaps symbolized as the clatter of horses. Dreams are symbolic, even when they are about external sensory events. That is the peculiarity of dream experiences: they are symbolic. Everything in the world has developed, including consciousness. The present day consciousness has developed from a kind of somnambulistic consciousness. Everything has gradually come into being. Thus, from a certain clairvoyant consciousness, today's consciousness has emerged. Some organs that used to serve a purpose are now only present as rudiments. The dream is also a rudimentary state. It is the last remnant of an earlier so-called astral consciousness. In the clairvoyant, out of the dream consciousness, the clairvoyant consciousness is developed. He attains a consciousness that is not only the physical consciousness, but also a spiritual consciousness. The somnambulists seek to tune down the ordinary physical consciousness in order to induce the so-called trance consciousness. With the advent of the day consciousness, people have lost the astral trance consciousness. In the past, people needed a somnambulistic, clairvoyant consciousness. In the future, the earlier clairvoyant consciousness will return and will be developed alongside the daytime consciousness. People who have less developed intellect often still have traces of the old clairvoyant consciousness. It is not uncommon for people in the countryside to have a clairvoyant consciousness. If we go back in time, we would find people who use their senses very little but still have the old Atlantean clairvoyant consciousness. They knew that the gods are nothing more than creations of the old astral consciousness. The soul of the people has retained remnants of the astral consciousness. Germanic mythology is an expression of spiritual experiences. Our ancestors still had spiritual consciousness. The ancient Germans preserved their astral experiences in their mythology. The ancient German saw the gods fighting with the lower forces of nature in the astral world. The whole of Germanic mythology comprises tales of experiences within the astral world. The sagas describe how ancient clairvoyant humanity moved downwards. Baldur once dreamt that he would soon die. All creatures swore an oath not to harm him. But Loki used mistletoe, which had been forgotten, to make Hödur, the blind Hödur, kill Baldur. Humanity, which has become blind to the spiritual world, is Hödur. His ancestor with the old somnambulistic consciousness is Baldur. Only that which belongs to him can kill him: mistletoe, which dates back to an earlier epoch of development. At that time there was a mineral kingdom on earth that was half plant-like; plants grew in it as if in a living being. Mistletoe is a remnant of that plant kingdom that can only grow on another living plant. The ancient Germans realized that the spiritual world is also a world of light, but that humans cannot perceive it. Baldur is a man of light from this spiritual world. He can perceive the astral world. Hödur, however, is the new man who does not see the astral world. Germanic mythology also expresses that man is a younger brother of the gods. In Germanic mythology, we are told how Wotan hung on the gallows of the cross for nine days and nine nights and that Mimir gave him a drink. This is reminiscent of Christ Jesus. Here, too, the crucifixion is presented as a symbol. Wotan is portrayed here as an initiate. It is then said that Wotan crawls through the crevices of the earth as a snake and that he reaches Gunnlöd, the Valkyrie. He stays there for three days and three nights. She hands him the potion of wisdom. The initiate remained in the cave in lethargy for three days and three nights. There he was to unite with his higher soul. The higher consciousness of man has always been represented as something feminine. The feminine is the higher consciousness that man attains when he enters the realms of the spiritual world. The story of Wotan is adapted to the abilities of the human race at that time, which is told by all initiates. Gunnlöd is the Valkyrie. She is the higher consciousness. This is also referred to as the Valkyrie in other Germanic legends. Siegfried also reaches the Valkyrie when he attains his higher consciousness. — This portrayal of the Valkyrie Gunnlöd takes us deep into Germanic mythology. The Germanic peoples were a warlike people who placed the greatest value on bravery. A warrior who fell on the battlefield was led to Valhalla by the Valkyrie. Those who fell on the battlefield reached their higher soul part. This came to meet him as the Valkyrie. The human being who passed through the gate of death had to unite with the Valkyrie. That is why Wotan stayed with Gunnlöd. In Germanic mythology, every initiate was thought of as being connected to the Valkyrie. Siegfried is said to have worn the magic hood of invisibility. The initiate is hidden in a certain way. People do not recognize the initiate. The hood of invisibility hides him from people. Siegfried is an initiate; he unites with the Valkyrie Brunhild. He becomes invulnerable like all initiates. He remains vulnerable only where he carries the cross, between the shoulder blades. A greater initiate is promised, who will also be invulnerable there. Because the ancient Germans had retained their astral beliefs for a long time, the secret teachers were able to give them the teachings in the astral consciousness. Almost all Asian peoples are descended from the ancient Atlanteans. Their ancestors came from Atlantis. The ancestors of the ancient Germans had also come from Atlantis. They had remained in Europe, while another part had continued to migrate as far as Asia. Those who had advanced further had first developed sensory consciousness and intellectual consciousness. They were already living with advanced spiritual ideas. Hence the urge arose in India to take an artificial path to penetrate into the other worlds. For this, the Indian needed an artificial path. This is what is called yoga, a certain training that leads from the sensual world to the spiritual world. A yogi is a person who seeks to find his way back to the spiritual world. In India, the intellect found expressions for the artificial clairvoyance that was developed through the practice of yoga. The ancient Germans also had astral vision. In India, on the one hand, artificial clairvoyance developed, and on the other hand, intellectual philosophy. Those who no longer have astral vision need external symbols and rituals, as found in Indian symbolism. These are sensual expressions for the spiritual worlds. In India, what had now developed in its most glorious form was also in Christianity. Germania had also been pointed to Christianity. In Siegfried, one saw an initiate who was invulnerable except for the one spot. Kriemhild pinned the cross to that spot. This is a picture that prophetically points to the future of Germania. Here is the place where the cross will lie, making it invulnerable. Thus the old saga points here to Christianity, which made this place invulnerable. Because the Germanic world felt so close to what came over through Christianity, that is why Christianity found such an entrance there. Within Europe, there was no need for Indian philosophy. We could do without it altogether. What is gained from the correct immersion in the Germanic sagas of the gods must appear even more profoundly. These concepts will come to life again when that which is still alive, albeit veiled, in the soul of the people is awakened to life. This treasure will be unearthed; then we will understand in a unique way what our European ancestors have to say to their descendants. Theosophy is intended to create a brotherhood across all of humanity, causing people to carry into the future what they understand from the past. |
94. Theosophy Based on the Gospel of John: Eighth Lecture
06 Nov 1906, Berlin Rudolf Steiner |
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If the person still has an echo of his night experiences in the etheric and physical bodies, we say: his sleep was animated by dreams. But usually, in the average person, these images are blurred and incomprehensible in memory. Not so with the disciple. We distinguish between the bright consciousness of the day, the consciousness of dreams, and dreamless sleep. If the disciple patiently carries out the exercises given to him, the time will come when order is brought into the chaotic confusion of dreams. |
In the first and second stages, one can do no more than remember what one experienced in the dream; one does not yet have the realization that sets in during the third stage, the devachan consciousness. |
94. Theosophy Based on the Gospel of John: Eighth Lecture
06 Nov 1906, Berlin Rudolf Steiner |
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In these lectures, we have become acquainted with the ascent of man to the summit of knowledge and wisdom. I have shown you that a kind of foreshadowing of the event of Palestine took place over and over again during the initiation into the mysteries. The initiation ceremonies culminated in a three-day death-like sleep, through which the initiate, when he woke up, found within himself that which is called the higher man. Blessed - that is, imbued with the soul - is he who beholds the spiritual worlds. And now should become blessed he who believes and does not see. The time was to come when what had formerly taken place in the soul of the individual within the mysteries would now be enacted before the eyes of mankind as an historical fact. To understand this, let us first speak of the effects of initiation. The man of everyday, who sinks into sleep tired from the burden and toil of the day, is in a state similar to that of a plant. He feels nothing, he knows nothing of himself. During this time, the astral body works on the physical body to repair the forces it has expended. If the person still has an echo of his night experiences in the etheric and physical bodies, we say: his sleep was animated by dreams. But usually, in the average person, these images are blurred and incomprehensible in memory. Not so with the disciple. We distinguish between the bright consciousness of the day, the consciousness of dreams, and dreamless sleep. If the disciple patiently carries out the exercises given to him, the time will come when order is brought into the chaotic confusion of dreams. The disciple begins to get to know the real world of sleep. He no longer brings isolated memories into the consciousness of the day, but attains continuity of consciousness, constant awareness. This announces itself gradually. At first, the student has a feeling upon awakening like a swimmer emerging from the water, remembering things that never occur on earth. More and more details emerge from the sea of the astral plane. At first, the student's ability to perceive and remember develops very slowly. Later, he becomes aware of how he can transfer his experiences into his waking consciousness. He can now take what he has perceived throughout the night, the world in which he has lived, and the events in it, into this physical world. The time is now beginning for him when every plant becomes for him the expression of a spiritual essence of the earth, a real member of a great earth spirit. He is an earth man, the inhabitant of this world, and as a spiritual man, the inhabitant of a spiritual world. There live and weave in his soul spiritual currents, spiritual beings that arise and now become conscious to him. His consciousness grows together with the other. He knows that his consciousness is only a part of the earth consciousness. Imagine this earth as a living being with its own consciousness, and now think of the individual consciousness as a mirror image of the one great earth consciousness. It is an illusion to believe that man has a consciousness that is unique to him. Man is only on the way to becoming one with the earth and its consciousness, thus to becoming an earth son; the chela is so to a greater degree. The representative of this one great earth consciousness is the Christ Jesus. As the Word made flesh and blood, He represents the embodied future ideal of earth and human consciousness, to which all men will one day attain. Christ Jesus leads us into this time by allowing this consciousness to work through him as the firstborn, so that people will reach this state more quickly. He who has already reached the summit and draws others up to himself can lead to the summits with particular certainty. He who hung on the cross carried the consciousness of the earth in his own breast. The entire Gospel of John is written in a remarkably imaginative language. Let us take an example. What does it mean when it says, “The disciple whom the Lord loves”? Imagine that the writer of the Gospel of John is speaking of himself when he says, “whom the Lord loves” and “who lies at the breast of Jesus.” This disciple is the external representative of the heart, the organ of Budhi. What the heart is in the human body, that is John in the midst of the twelve disciples. Let us take the thirteenth chapter: the washing of the feet (13, 1-20). What does this washing of the feet mean? Man is a being bound in two ways, he is a double being: with his head turned towards the sun and with his feet towards the earth. What must still become pure in man? The part assigned to the earth must still be cleansed by the representative of perfected humanity (13:8-10). Peter, that is, the rock, is the part facing the earth. If this is also to become pure, it must be washed by Christ. Hence Christ's words: “If your part of the earth is not washed, you have no part in me.” To Peter's reply: “Lord, not only the feet, but also the hands and the head,” Christ says to him: “He who has been washed needs nothing but to wash his feet, but is completely clean. And you are clean, but not all.” Christ knew well who should bring him death: Judas Iscariot, the representative of the selfish principle. And further, verse 18: “He who eats my bread has lifted up his heel against me.” How can Jesus, he who has the consciousness of the earth and feels the whole earth as his body, say these words? He can. Put yourself in the consciousness of the earth as in that of a human being. If the earth had consciousness, it would speak to man: “He who eats my bread tramples me underfoot”. Christ has this consciousness, Christ as the representative of all earthly consciousness may say this. What will come to pass when that love which He lived out will one day spread to all mankind and all people will have become brothers? Then there will be one example. People have distributed the goods of the earth among themselves, but one thing, which is the outer shell of the earth, the atmosphere, cannot be shared. And just as this “shell” of the earth cannot be shared, so too will the goods be shared later. This is also expressed symbolically in the crucifixion of Christ in the distribution of his garments among the soldiers (John's Gospel 19: 24). The skirt of Christ Jesus as the covering of Earth consciousness is unstitched and made of one piece. The outer garment, which is divided into four parts, represents the four main continents, the indivisible skirt, that is the indivisible air circle. The sublimity that underlies Christianity, the moral and spiritual cosmic, so magnificently expressed in the Gospel of John, is contained in the fact that all expressions of Christ Jesus point to it: this is how one will live in the future, as Christ Jesus has shown. What Christ Jesus did when He fulfilled the saying, “I am the bread of life” (John 6:48), this feeding of the five thousand, is not only an event of the present time, but one of deep, lasting significance. The earth is the body of Christ Jesus: the few seeds, the disciples, are multiplied. These are the things that make Christianity so great, because the physical and the moral coincide so wonderfully. The most wonderful monism is reflected in Christianity through the way John gives it. Nor is there any contradiction between Christianity and karma. Christianity appeared at a time when it had something to offer to humanity, which was dying of death, that brought life then and still lives now. Christianity was preceded by a time when the doctrine of reincarnation was common knowledge. Man at that time regarded his present life only as something temporary: the Egyptian slave, who was afflicted by the hardest fate and bowed down deeply, said to himself: “It is one of many existences. In this he found consolation and strength and hope for the present and the future. He said to himself: “My life is dark now, but later it will be light.” Or: “I have brought this upon myself through my own fault, now I will bear it and make amends.” We find a high spiritual culture among various primitive peoples who used the simplest tools. At that time, man was not yet so attached to the earth. Humanity first had to be educated in this. The conquest of the material, everything that we have around us today, would not have been possible if man had not learned to love the earth. To achieve this, he had to be deprived of an overview of his repeated lives on earth. It is a wise Christian teaching that the one life was placed at the center for a time. This had to be so in order to later reveal the truth of reincarnation to man at a higher level. That is why Christ does not speak about karma in his discourses to the people, but in the intimate circle with his disciples he speaks of the existence of karma. In the spiritual world, everything is connected as cause and effect, and judgment belongs to what is exercised by the deepest and purest being on earth. In occult writings, everything a person has done is inscribed in the Akasha Chronicle. Once this has been grasped in the future, there will be no more worldly punishment. The Christ shows how judgment will be administered in the future in chapter 8, verses 1-11, of the Gospel of John: it is the story of the adulteress. What Christ says and does there is meant to show that everything that man has done is written in the Earth Akashic Records. This is the direct transfer of jurisdiction to the self-fulfilling law of karma. The living consciousness of the Earth's Akashic Records is Christ Himself, and so judgment is handed over to Him by the Father, and He has power to forgive sins and take them upon Himself (John 5:21, 22, 23): “For as the Father raises the dead and gives them life, even so the Son also gives life to whom He wills. For the Father judges no man, but has given all judgment to the Son, that all should honor the Son even as they honor the Father. He that honors not the Son honors not the Father who has sent him. All human earthly karma lives in Christ; He is the living embodiment of earthly karma. That is why the teaching of Christianity is about the personal living relationship of each individual to Christ, which at the same time gives the awareness that Christ forgives sins, that somewhere the balance is to be sought in Christ Jesus. Salvation is to be sought with him, he represents earthly justice. In this subtle way of studying and immersing yourself in it again and again, you will be able to grasp every sentence in the Gospel of John and penetrate deeper into it, at least into the part that you can understand theosophically. Man slowly ascends to higher consciousness. At first he still differentiates: I have pain, I have pleasure. Once man has risen above this, he ascends through initiation from physical everyday consciousness to the second, to astral consciousness, where the astral world appears as in living images. In Eastern wisdom, a distinction is made between five such levels of consciousness: firstly, physical everyday consciousness = Jagrat; secondly, dream consciousness = Swapna; thirdly, devachan consciousness = Sushupti; fourthly, Turiya consciousness; fifthly, nirvana consciousness. In the first and second stages, one can do no more than remember what one experienced in the dream; one does not yet have the realization that sets in during the third stage, the devachan consciousness. This stage is reached when one experiences not only the astral but also the purely spiritual world. If you can fill your waking consciousness with it and see the world as spiritually permeated, then you have attained Turiya. If you perceive the essence of the world, you have attained Nirvana. When Christ says, “Before Father Abraham was, I am,” He points out that a higher consciousness lives in Him. When the crowd wants to stone Him, He “goes out of the temple” (John 8:58, 59), that is, He rises to a consciousness that is not accessible to His persecutors. Those who ascend must purify all their members and cast out all that weighs them down. Christ, as the Representative of the consciousness on earth that is purifying itself and ascending, casts out what is impure: the spirit of trading and bartering, the spirit of greed for money, will be cast out. This is the meaning of the cleansing of the Temple, which is at the same time a symbol for the future of humanity. After the expulsion of the money changers and merchants, Jesus says: “Destroy this Temple, and on the third day I will raise it up.” “But He was speaking of the Temple of His body,” it continues (2:14-21). In these words you have the clue to the three coming World Days of which we have already spoken. The Christ Jesus is speaking here of the evolution of the whole Earth. The old order shall pass away, and on the third World Day there will come a body that no longer contains the lower self. Let us also remember that when the chela advances to mastership, he is laid in the tomb for three and a half days. The temple of the body is broken down for him and then raised up again. This is what happens to the individual, and for all mankind it has happened through the death and resurrection of Christ. You must feel in the Gospel of John the radiance of the sentences in many directions, for these sentences are deep and many-sided, encompassing the whole secret of the world. In initiation, the soul is separated from the body, but it is conscious in the higher worlds. Nicodemus comes to Christ “by night,” that is, outside of daytime consciousness (3:1-21). Christ says to him: “Unless one is born of water” - that is, from the astral world, which one experiences as floods - “and of the Spirit” - the Devachan - “he cannot enter the kingdom of God,” so he does not experience the spiritual world. He speaks of this as long as everyday consciousness has nothing to say, namely during the initiation. Every word in the Gospel of John has a deeper meaning, and there is no end to the explanation of this Gospel. The purpose of these lessons was to show you how to understand this remarkable book. The way in which it should be used should have become clear. I hope I have been able to make it accessible to you. “I still have much to say to you, but you cannot bear it now,” I must also say here. Christ Jesus was born of the mother Sophia, John, that is, Lazarus, the writer of the Gospel of John, took her to himself, and we must study her embodiment, that of the Virgin Sophia, in order to then find the means there to form the inner Christ in us. If we use the individual verses in meditation, we will experience the deeds to which they refer, and then we will understand the unfathomable, deep meaning of this gospel. It shows again how the greatest event in world history, the event of Palestine, appears in the highest spiritual states in which John saw it.Understanding the Gospel of John is only possible through spiritual research and the spiritual-scientific world view. We should become more and more aware of how we have to work towards understanding the Spirit who is the deepest on earth. Christ presents us with a Being such as there has been none else on earth. At the end of His days on earth, the “Word” is once more the last expression of the spiritual Being of the Christ. Christ will then embody Himself in all human beings. In the flesh, the possibility to embody Himself could only be given to Him by a higher being. You could never see the sun if you did not have an eye. But who made the eye of man? The sun made it. Christ is the sun, which is to absorb the human soul with the help of that through which we see the Christ. The Gospel of John is this eye. But this eye could not see without the real Christ Jesus, who first opened this eye to the disciple whom the Lord loved, whom he himself awakened, who was his intimate disciple. Thus, in the Gospel of John, our feeling of thinking, feeling and willing moves up the paths that spiritual knowledge opens up for us. |
265. The History of the Esoteric School 1904–1914, Volume Two: The Hammer (TAO)
N/A Rudolf Steiner |
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These our ancestors did not yet have such a highly developed mind, such intelligence as today's humanity. But instead, they had a more dream-like consciousness, a more instinctively arising imaginative life and a little calculating mental life. Imagine the dream life, but intensified so that it is meaningful and not chaotic, and think of a human race from whose soul arise images that announce the sensations that are in one's own soul, that reflect everything that is around us externally. |
When he had a bright and beautiful image before him, which stood before his soul as a dream, then he knew that he could trust such a being. And he was afraid of an image when it arose in him in black, red or brown colors. |
265. The History of the Esoteric School 1904–1914, Volume Two: The Hammer (TAO)
N/A Rudolf Steiner |
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From a teaching session in Munich, December 12, 1906 The gong represents the primal sound of nature: Tao. From a teaching session in Basel, September 1912 T is not the name of God, but it signifies the presence of God. From lecture in Berlin, November 16, 1905 (...) If we look across to Asia, we find at first the still existing remains of an ancient religion, which in fact can no longer be understood as a religion in our present sense. We find this religion in the remarkable culture of the Chinese. I am not speaking of the religion of Confucius, nor of that which spread as Buddhism in India and China, but I would like to speak of the remains of the ancient Chinese religion, the Tao religion. This is the religion that refers man to Tao. Tao is translated as the goal or the way. But one does not get a clear mental image of the essence of this religion if one simply adheres to this translation. For a large part of humanity, the Tao expresses and has expressed for millennia the highest that human beings could aspire to, that they imagine the world, all of humanity, will one day arrive at: the highest that human beings carry within themselves and that will one day develop from the innermost human nature as a mature flower. Tao signifies a deep, hidden source of the soul and a lofty future at the same time. Not only is Tao uttered with shy reverence, but it is also thought of with reverence by those who know what it is about. The Tao religion is based on the principle of evolution, and it says: What is around me today is a stage that will be overcome. I must realize that this development in which I find myself has a goal, that I will develop towards a lofty goal and that a power lives in me that spurs me on to reach the great goal of Tao. When I feel this great power in me and I feel that all beings are heading towards this goal with me, then this power is the steering power that blows towards me from the wind, sounds from the stone, shines towards me from the lightning, and sounds from the thunder, and sends me its light from the sun. In plants, it appears as a growth force; in animals, as sensation and perception. It is the force that will bring forth form after form again and again, until that sublime goal is reached, through which I know myself to be one with all of nature, which flows out of me and into me with every breath, which is the symbol of the highest evolving spirit, which I perceive as life. I feel this power as Tao. - In this religion, there was no mention at first of a god in the hereafter; there was no mention of something outside the world, but of something through which one can find strength for the progress of mankind. Tao was felt most strongly at that time, when man was still connected to the divine source, especially among the population of Atlantis. These our ancestors did not yet have such a highly developed mind, such intelligence as today's humanity. But instead, they had a more dream-like consciousness, a more instinctively arising imaginative life and a little calculating mental life. Imagine the dream life, but intensified so that it is meaningful and not chaotic, and think of a human race from whose soul arise images that announce the sensations that are in one's own soul, that reflect everything that is around us externally. We have to imagine the soul world of these prehistoric men quite differently from our own. Today, man strives to form thoughts and mental images of the world around him that are as precise as possible. Prehistoric man, on the other hand, formed symbolic, allegorical mental images that appeared full of life within him. When you meet a person today, you try above all to get an idea of whether he is a good or an evil person, a clever or a stupid person, and you try to get an idea that corresponds to the external person in as dry a way as possible. This was never the case with the primeval man of Atlantis. He had an image, not a concept. When he met an evil person, a dull and dark image arose. But the perception did not become a concept. Nevertheless, he judged and behaved according to this image. When he had a bright and beautiful image before him, which stood before his soul as a dream, then he knew that he could trust such a being. And he was afraid of an image when it arose in him in black, red or brown colors. The truths did not appear rationally or intellectually, but as inspiration. He felt as if the Deity working in these images were within himself. He spoke of the Deity that revealed Itself in the blowing of the wind, in the rustling of the forest, and also in the images of the inner life of the soul when he was impelled to look up to a lofty future for humanity. And that is what he called Tao. Modern man, who has taken the place of this primeval humanity, relates to the spiritual powers in a different way. He has lost the power of direct vision, which in some respects is duller and dimmer than ours, but has gained the stage of development of intellectual and mental images, which in some respects is higher and in some respects lower. Thus, the modern man stands higher than the primitive man because he possesses a keen, penetrating mind; but he no longer feels the living connection with the divinely active Tao forces of the world. Thus he has the world as it reveals itself in his soul, and on the other hand the powers of the mind. The Atlantean felt the images that lived within him. Today's man hears and sees the outer world. These two things, outer and inner, stand opposite each other, and he no longer feels how a bond goes from one to the other. That is the great meaning of the development of mankind. Ever since the land masses rose again after the floods of the oceans had submerged the continents, mankind has longed to rediscover the bond between what it feels and perceives within and what presents itself to it outside in the sensory world. This is the origin of the word religare = religion. It means nothing other than to reconnect what was once connected and is now separated, to reconnect the world and the self. The various forms of religious belief are nothing more than the means, the ways taught by the great sages, to rediscover this connection. They are designed to be so diverse in order to be understood by people at every level of culture in this or that form. ... |
5. Friedrich Nietzsche, Fighter for Freedom: The Superman
Translated by Margaret Ingram de Ris Rudolf Steiner |
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And man becomes conscious of his own self only to the extent that he spins pictures of the world out of himself. He perceives dream pictures, and in the midst of these dream pictures, an “I,” by which these dream pictures pass; every dream picture appears to be an accompaniment of this “I.” One can also say that each dream picture appears in the midst of the dream world, always in relation to this “I.” This “I” clings to these dream pictures as determination, as characteristic: Consequently, as a determination of dream pictures, it is a dream-like being itself. |
This demand cannot be satisfied by knowledge; and a system of knowledge is necessarily a system of mere pictures, without any reality, without significance, and without purpose.” For Fichte, “all reality” is a wonderful “dream without a life, which is being dreamed about, without a spirit who dreams.” It is a dream “which is connected with itself in a dream.” |
5. Friedrich Nietzsche, Fighter for Freedom: The Superman
Translated by Margaret Ingram de Ris Rudolf Steiner |
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10.[ 1 ] All striving of mankind, as of every living thing, exists for the satisfying, in the very best way, of impulses and instincts implanted by nature. When human beings strive toward morality, justice, knowledge and art, this is done because morality, justice, and so forth, are means by which these human instincts can develop themselves according to their nature. The instincts would atrophy without these means. Now it is a peculiarity of the human being that he forgets this connection between his life needs and his natural impulses, and regards these means for a natural, powerful life as something with unconditional intrinsic value. Man then says that morality, justice, knowledge, and so on, must be attained for their own sakes. They do not have an intrinsic value in that they serve life, but rather that life first receives value when it strives toward these ideal possessions. Man does not exist to live according to his instincts, like an animal, but that he may ennoble his instincts by placing them at the service of higher purposes. In this way man comes to the point where he worships as ideals what he had first created for the satisfaction of his impulses, ideals which first give his life true inspiration. He demands subjugation to ideals which he values more highly than himself. He frees himself from the mother ground of reality and wishes to give his existence a higher meaning and purpose. He invents an unnatural origin for his ideals. He calls them “God's will,” the “eternal, moral laws.” He wishes to strive after “truth for truth's sake,” “virtue for virtue's sake.” He considers himself a good human being only when he has supposedly succeeded in controlling his egotism, that is, his natural instincts, and in following one ideal goal selflessly. For such an idealist, that man is considered ignoble and “evil” who has not attained such self control. [ 2 ] Now all ideals originally stem from natural instincts. Also what Christ considers as virtue, which God has revealed to Him, man has originally discovered as satisfying some instinct or other. The natural origin is forgotten, and the divine imagined and superimposed. A similar situation exists in relation to those virtues which the philosophers and preachers of morality set up. [ 3 ] If mankind had only sound instincts and would determine their ideals according to them, then this theoretical error about the origin of these ideals would not be harmful. The idealists, of course, would have false opinions about the origin of their goals, but in themselves these goals would be sound, and life would have to flourish. But there are unsound instincts which are not directed toward strengthening and fostering life, but rather toward weakening and stunting it. These take control of the so-called theoretical confusion and make it into the practical life purpose. They mislead man into saying, A perfect man is not the one who wants to serve himself and his life, but the one who devotes himself to the realization of an ideal. Under the influence of these instincts, the human being does not merely remain at the point where he erroneously ascribes an unnatural or supernatural origin to his ideals, but he actually makes such ideals part of himself, or takes over from others those which do not serve the necessities of life. He no longer strives to bring to light the forces lying within his own personality, but he lives according to a pattern which has been forced upon him. Whether he takes this goal from a religion or whether he himself determines it on the basis of certain assumptions not lying within his own nature, is of no importance. The philosopher who has in mind a universal purpose for mankind, and from this purpose directs his moral ideals, lays just as many fetters upon human nature as the originator of a religion who says to mankind, This is the goal which God has set for you, and this you must follow. It is also of no importance whether man intends to become an image of God or whether he invents an ideal of the “perfect human being,” and resembles this as much as possible. Only the single human being, and only the impulses and instincts of this single human being are real. Only when he directs his attention to the needs of his own person, can man experience what is good for his life. The single human being does not become “perfect” when he denies himself and resembles a model, but when he brings to reality that within him which strives toward realization. Human activity does not first acquire meaning because it serves an impersonal, external purpose; it has its meaning in itself. [ 4 ] The anti-idealist of course will also see in unsound human activity an instinctive expression of man's primeval instincts. He knows that only out of instinct can the human being accomplish even what is contrary to instinct. But he will of course attack that which is against instinct, just as the doctor attacks a sickness, although the doctor knows that the sickness has arisen out of certain natural causes. Therefore, we may not accuse the anti-idealist by saying, you assert that everything toward which man strives, therefore all ideals as well, have originated naturally; and yet you attack idealism. Indeed, ideals arise just as naturally as sickness, but the healthy human being fights idealism just as he fights sickness. The idealist, however, regards ideals as something which must be cherished and protected. [ 5 ] According to Nietzsche's opinion, the belief that man will become perfect only when he serves “higher” goals is something that must be overcome. Man must recollect and know that he has created ideals only to serve himself. To live according to nature is healthier than to chase after ideals which supposedly do not originate out of reality. The human being who does not serve impersonal goals, but who looks for the purpose and meaning of his existence in himself, who makes his own such virtues as serve the unfoldment of his own power, and the perfection of his own might—Nietzsche values this human being more highly than the selfless idealist. [ 6 ] This it is what he propounds through his Zarathustra. The sovereign individuum which knows that it can live only out of its own nature and which sees its personal goal in a life configuration which fits its own being: for Nietzsche this is the superman, in contrast to the human being who believes that life has been given to him as a gift to serve a purpose lying outside of himself. [ 7 ] Zarathustra teaches the superman, that is, the human being who understands how to live according to nature. He teaches those human beings who regard their virtues as their own creations; he tells them to despise those who value their virtues higher than themselves. [ 8 ] Zarathustra has gone into the loneliness to free himself from humility according to which men bow down before their virtues. He reappears among mankind only when he has learned to despise those virtues which fetter life and do not wish to serve life. He moves lightly like a dancer, for he follows only himself and his will, and disregards the lines which are indicated by the virtues. No longer does the belief rest heavily upon him that it is wrong to follow only himself. Now Zarathustra no longer sleeps in order to dream about ideals; he is a watcher who faces reality in freedom. For him the human being who has lost himself and lies in the dust before his own creations, is like a polluted stream. For him the superman is an ocean which takes this stream into itself without becoming impure. For the superman has found himself; he recognizes himself as the master and creator of his virtues. Zarathustra has experienced grandeur in that all those virtues which are placed above the human being have become repugnant to him. [ 9 ] “What is the greatest which you can experience? It is the hour of great contempt, the hour in which your happiness becomes repugnance, and likewise your intellect and your virtue.” 11.[ 10 ] The wisdom of Zarathustra is not in accord with the thinking of the “modern cultured person.” The latter would like to make all human beings equal. If all strive after only one goal, they say, then there is contentment and happiness upon earth. They require that man should restrain his special, personal wishes, and serve only the whole, the universal happiness. Peace and tranquility will then reign upon earth. If everyone has the same needs, then no one disturbs the orbits of others. The individual should not regard himself and his individual goals, but everyone should live according to their once-determined pattern. All individual living should vanish, and all become part of a universal world order. [ 11 ] “No shepherd and one flock! Everyone desires the same, everyone is equal; he who feels otherwise goes voluntarily into the madhouse. [ 12 ] “‘Formerly all the world was insane,’ say the best of them, and blink. [ 13 ] “People are clever and know all that has happened, so there is no end to their mocking. People still quarrel, but are soon reconciled; otherwise it disturbs the digestion.” [ 14 ] Zarathustra had been a lone-dweller too long to pay homage to such wisdom. He had heard the peculiar tones which sound from within the personality when man stands apart from the noise of the market place where one person merely repeats the words of another. And he would like to shout into the ears of human beings: Listen to the voices which sound forth in each individual among you. For only those voices are in accord with nature which tell; each one of what he alone is capable. An enemy of life, of the rich full life, is the one who allows these voices to resound unheard, and who listens to the common cry of mankind. Zarathustra will not speak to the friends of the equality of all mankind. They can only misunderstand him. For they would believe that his superman is that ideal model which all of them should resemble. But Zarathustra wishes to make no prescriptions of what men should be; he will refer each one only to himself, and will say to him, Depend upon yourself, follow only yourself, put yourself above virtue, wisdom, and knowledge. Zarathustra speaks to those who wish to find themselves, not to a multitude who search for a common goal; his words are intended for those companions who, like him, go their own way. They alone understand him because they know that he does not wish to say, Look, there is the superman, become like him, but, Behold, I have searched for myself; I am as I teach you to be; go likewise and search for your own self; then you have the superman. [ 15 ] “To the one who dwells alone will I sing my song and to the twain-dweller; and unto him who still has ears for the unheard, his heart will I burden with my happiness.” 12.[ 16 ] Two animals, the serpent, the wisest, and the eagle, the proudest, accompany Zarathustra. They are the symbols of his instincts. Zarathustra values wisdom because it teaches the human being to find the hidden paths to reality; it teaches him to know what he needs for life. And Zarathustra also loves pride because pride arouses self-estimation in the human being, through which he comes to regard himself as the meaning and purpose of his existence. Pride does not place his wisdom, his virtue, above his own self, in favor of “higher, more sacred” goals. Still, rather than lose pride Zarathustra would lose wisdom. For wisdom which is not accompanied by pride does not regard itself as the work of man. The one who lacks pride and self-esteem, believes his wisdom has come to him as a gift from heaven. Such a one says, Man is a fool, and he has only as much wisdom as the heavens wish to grant him. [ 17 ] “And should my wisdom abandon me—Oh, it loves to fly away—may my pride then still fly with my foolishness” 13.[ 18 ] The human spirit must pass through three metamorphoses until he finds himself. This is Zarathustra's teaching. At first the spirit is reverent. He calls that virtue which weighs him down. He lowers himself in order to raise his virtue. He says, All wisdom comes from God, and I must follow God's paths. God imposes the most difficult upon me to test my power, whether it proves itself to be strong and patient in its endurance. Only the one who is patient is strong. I will obey, says the spirit at this level, and will carry out the commandments of the world-spirit, without asking the meaning of these commandments. The spirit feels the pressure which a higher power exerts upon it. The spirit does not take its own paths, but the paths of him he serves. The time arrives when the spirit becomes aware that no God speaks to him. Then he wishes to be free, and to become master of his own world. He searches after a thread of direction for his destiny. He no longer asks the world spirit how he should arrange his own life. Rather, he strives after a firm command, after a sacred “you shall.” He looks for a yardstick by which he can measure the worth of things. He searches for a sign of differentiation between good and evil. There must be a rule for my life which is not dependent on me, on my own will: so speaks the spirit at this level. To this rule will I submit myself. I am free, the spirit means to say, but only free to obey such a rule. [ 9 ] At this level, the spirit conquers. It becomes like the child at play, who does not ask, How shall I do this or that, but who merely carries out his own will, who follows only his own self. “The spirit now demands his own will; he who is lost in the world has now won his own world.” [ 20 ] “I named for you three metamorphoses of the spirit: How the spirit became a camel, the camel a lion, and the lion at last, a child. Thus spake Zarathustra.” 14.[ 21 ] What do the wise desire who place virtue above man? asks Zarathustra. They say, Only he who has done his duty, he who has followed the sacred “thou shalt,” can have peace of soul. Man shall be virtuous so that he may dream of fulfilled duty, about fulfilled ideals, and feel no pangs of conscience. The virtuous say that a man with pangs of conscience resembles one who is asleep and whose rest is disturbed by bad dreams. [ 22 ] “Few know it, but one must have all virtues to sleep well. Do I bear false witness, do I commit adultery? [ 23 ] “Do I lust after my neighbor's wife? All this is incompatible with good sleep. [ 24 ] “Peace with God and with thy neighbor: this is what good sleep needs. And peace also with thy neighbor's devil! Otherwise it will haunt you at night.” [ 25 ] The virtuous person does not do what his impulse tells him, but what produces his peace of soul. He lives so that he may peacefully dream about life. It is even more pleasant for him when his sleep, which he calls peace of soul is disturbed by no dreams. This means that it is most pleasant for the virtuous person when from some source or other he receives rules for his actions, and for the rest, he can enjoy his peace. “His wisdom is called, Wake, in order to sleep well. And indeed, if life had no meaning, and I should have to choose nonsense, to me this would be the most worthy nonsense to choose,” says Zarathustra. [ 26 ] For Zarathustra also there was a time when he believed that a spirit dwelling outside of the world, a God, had created the world. Zarathustra imagined him to be an unsatisfied, suffering God. To create satisfaction for himself, to free himself from his suffering, God created the world; Zarathustra thought this, once upon a time. But he learned to understand that this is an illusion which he himself had created. “O you brothers, this God whom I created, was the work of a man and illusion of man, like all gods!” Zarathustra has learned to use his senses and to observe the world. And he becomes satisfied with the world; no longer do his thoughts sweep into the world beyond. Formerly he was blind, and could not see the world. For this reason he looked for salvation outside of the world. But Zarathustra has learned to see and to recognize that the world has meaning in itself. [ 27 ] “My ego taught me a new pride, which I teach mankind: not to hide the head in the sand of celestial things, but to carry it freely, a terrestrial head, which carries meaning for the earth.” 15.[ 8 ] The idealists have split man into body and soul, have divided all existence into idea and reality. And they have made the soul, the spirit, the idea, into something especially valuable in order that they may despise the reality, the body all the more. But Zarathustra says, There is but one reality, but one body, and the soul is only something in the body, the ideal is only something in reality. Body and soul of man are a unity; body and spirit spring from one root. The spirit is there only because a body is there, which has strength to develop the spirit in itself. As the plant unfolds the blossom from itself, so the body unfolds the spirit from itself. [ 29 ] “Behind your thinking and your feeling, my brother stands a mighty master, an unknown wise one: he is called self. He lives within your body, he is your body.” [ 30 ] The one with a sense for reality searches for the spirit, for the soul, in and about the real. He looks for intellect in the real; only he who considers reality as lacking in spirituality, as merely “natural,” as “coarse”—he gives the spirit, the soul a special existence. He makes reality merely the dwelling place of the spirit. But such a one also lacks the sense for the perception of the spirit itself. Only because he does not see the spirit in the reality does he search for it elsewhere. [ 31 ] “There is more intelligence in your body than in your best wisdom.” [ 32 ] “The body is one great intelligence, a plurality with one meaning, a war and a peace, a herd and a shepherd. [ 33 ] “An instrument of your body is also your small intelligence, my brother, which you call spirit, a small instrument and a toy of your great intelligence.” [ 34 ] He is a fool who would tear the blossom from the plant and believe the broken blossom will still develop into fruit. He is also a fool who would separate the spirit from nature and believe such a separated spirit can still create. [ 35 ] Human beings with sick instincts have undertaken the separation of spirit and body. A sick instinct can only say, My kingdom is not of this world. The kingdom of a sound instinct is only this world. 16.[ 36 ] But what ideals have they not created, these despisers of reality! If we look them in the eye, these ideals of the ascetics, who say, Turn your gaze away from this world, and look toward the other world, what then is the meaning of these ascetic ideals? With this question, and the suppositions with which he answers them, Nietzsche has let us look into the very depths of his heart, left unsatisfied by the more modern Western culture. (Genealogie der Moral, Section 3) [ 37 ] When an artist like Richard Wagner, for example, becomes a follower of the ascetic ideal during his last period of creativity, this does not have too much significance. The artist places his entire life above his creations. He looks down from above upon his realities. He creates realities which are not his reality. “A Homer would not have created an Achilles, nor Goethe a Faust, if Homer had been an Achilles, or if Goethe had been a Faust.” (Genealogy, 3rd Section, ¶ 4). Now when such an artist once begins to take his own existence seriously, wishes to change himself and his personal opinion into reality, it is no wonder when something very unreal arises. Richard Wagner completely reversed his knowledge about his art when he became familiar with Schopenhauer's philosophy. Previously, he considered music as a means of expression which required something to which it gives expression—the drama. In his Opera and Drama, written in 1851, he says that the greatest error into which one can fall with regard to the opera is, “That a means of expression (the music) is made the purpose, but the purpose of expression (the drama) is made the means.” [ 38 ] He professed another opinion after he had come to know Schopenhauer's teaching about music. Schopenhauer is of the opinion that through music, the essence of the thing itself speaks to us. The eternal Will, which lives in all things, becomes embodied in all other arts only through images, through the ideas; music is no mere picture of the will: the will reveals itself in it directly. What appears to us in all our reflections only as image, the eternal ground of all existence, the will, Schopenhauer believed he heard directly in the sound of music. A message from the other world is brought to Schopenhauer by music. This point of view affected Richard Wagner. Thus he lets music no longer be a means of expression of real human passions as they are embodied in drama, but as a “sort of mouthpiece for the intrinsic essence of things, a telephone from the other world.” Richard Wagner now no longer believed in expressing reality in tones; “henceforth he talked not only music, this ventriloquist of God, but he talked metaphysics: no wonder that one day he talked ascetic ideals.” (Genealogy, 3rd Section, ¶ 5). [ 39 ] If Richard Wagner had merely changed his opinion about the significance of music, then Nietzsche would have had no reason to approach him. At most Nietzsche could then say, Besides his art works Wagner has also created all sorts of wrong theories about art. But that during the last period of his creativity Wagner embodied in his an works the Schopenhauer belief in the world beyond, that he utilized his music to glorify the flight from reality, this was distasteful to Nietzsche. [ 40 ] The Case of Wagner means nothing when it is a question of the significance of the glorification of the world beyond at the expense of this world, when it is a question of the significance of ascetic ideals. Artists do not stand on their own feet. As Richard Wagner is dependent upon Schopenhauer, so “at all times were the artists valets to a morality, a philosophy or a religion.” [ 41 ] It is quite different when the philosophers represent a contempt of reality, of ascetic ideals. They do this out of a deep instinct. [ 42 ] Schopenhauer betrayed this instinct through the description which he gives of the creating and enjoying of a work of art. “That the work of art makes the understanding of ideas, in which the aesthetic enjoyment consists, so much easier, depends not merely upon the fact that through emphasis of the material and discarding of the immaterial, art represents the things more clearly and more characteristically, but it depends much more upon the fact that the complete silence of the will, necessary for the objective understanding of the nature of things, is achieved with most certainty through the fact that the object looked upon does not lie at all within the realm of things which are capable of a relationship to will.” (Additions to the third book of Welt als Wille und Vorstellung, The World as Will and Reflection, Chapter 30) “When an outer circumstance or an inner soul mood lifts us suddenly out of the endless stream of willing, then knowledge takes away the slavish service of the will when attention is no longer directed to the motive of willing, but comprehends the things free from their relationship to will, that is, without interest, without subjectivity, considers them purely objectively, completely surrendered to them insofar as they are mere representations, not insofar as they are motives; then is begun the painless state which Epicurus praised as the highest good and as the state of the gods. Then, during that moment, we are freed from the contemptible pressure of the will; we celebrate the sabbath of the will's hard labor, the wheel of Ixion stands still.” Ibid. ¶ 38) [ 43 ] This is a description of a type of aesthetic enjoyment which appears only with philosophers. Nietzsche contrasts this with another description “which a real spectator and artist has made—Stendhal,” who calls the beautiful une promesse de bonheur. Schopenhauer would like to exclude all will interest, all real life, when it is a question of the observation of a work of art, and would enjoy it only with the spirit; Stendhal sees in the work of art a promise of happiness, therefore, an indication for life, and sees the value of art in this connection of art with life. [ 44 ] Kant demanded that a beautiful work of art should please without interest: that is, that the work of art lift us out of the reality of life and give us purely spiritual enjoyment. [ 45 ] What does the philosopher look for in artistic enjoyment? Escape from reality. The philosopher wants to be transferred into an atmosphere foreign to reality, through works of art. Thereby he betrays his basic instinct. The philosopher feels most satisfied during those moments when he can be freed from reality. His attitude toward aesthetic enjoyment proves that he does not love this reality. [ 46 ] In their theories the philosophers do not tell us what the spectator whose interests are turned toward life, demands of a work of art, but only what is of interest to themselves. And for the philosopher the turning away from life is very useful. He does not wish to have his hidden thought paths crossed by reality. Thinking flourishes better when the philosopher turns away from life. Then it is no wonder when this philosophical basic instinct becomes a mood almost hostile to life. We find that such a soul mood is cultivated by the majority of philosophers. And a very close connection exists between the fact that the philosopher develops and elaborates his own antipathy toward life into a teaching, and the fact that all men acknowledge such a teaching. Schopenhauer did this. He found that the noise of the world disturbed his thought work. He felt that one could meditate about reality better when one escaped from this reality. At the same time, he forgot that all thinking about reality has value only when it springs from this reality. He did not observe that the withdrawing of the philosopher from reality can occur only when the philosophical thoughts which have arisen out of this separation from life can be of higher service to life. When the philosopher wishes to force the basic instinct, which is only of value to him as a philosopher, upon the whole of mankind, then he becomes an enemy to life. [ 47 ] The philosopher who does not regard the flight from the world as a means of creating thoughts friendly to the world, but as a purpose, as a goal in itself, can only create worthless things. The true philosopher flees from reality on the one hand, only that he may penetrate deeper into it on the other. But it is conceivable that this basic instinct can easily mislead the philosopher into considering the flight from the world as such to be valuable. Then the philosopher becomes a representative of world negation. He teaches a turning away from life, the ascetic ideal. He finds that “A certain asceticism, a hard and joyous renunciation of the best will, belongs to the favorable conditions of highest spirituality, as well as to their most natural consequences. So from the beginning it is not surprising if the ascetic ideal is never treated, particularly by the philosophers, without some objections.” (Genealogy, Part III, ¶ 9) 17.[ 48 ] The ascetic ideals of the priests have another origin. What develops in the philosopher as the luxuriant grow of an impulse he considers justified, forms the basic ideal of the working and creating of the priest. The priest sees error in the surrender of the human being to real life; he demands that one respect this life less in face of another life, which is directed by higher than merely natural forces. The priest denies that real life has meaning in itself, and he challenges the idea that this meaning is given to it through an inoculation of a higher will. He sees life in the temporal as imperfect, and he places opposite to it an eternal, perfect life. The priest teaches a turning away from the temporal and entering into the eternal, the unchangeable. As especially significant of the way of thinking of the priest, I would like to quote a few sentences from the famous book, Die Deutsche Theologie, German Theology, which stems from the fourteenth century, and about which Luther says that from no other book, with the exception of the Bible, and the writings of St. Augustine, has he learned more about what God, Christ, and man are, than from this. Schopenhauer also finds that the spirit of Christianity is expressed more perfectly and more powerfully in this book than elsewhere. After the writer, who is unknown to us, has explained that all things of the world are imperfect and incomplete, in contrast to the perfect, “which in itself and in its essence comprehended all things and decided all things, and without which, and outside of which no true being exists, and in which all things have their being,” he continues that man can penetrate into this being only if he has lost all “creaturedom, creationdom, egodom, selfdom, and everything similar,” nullifying them in himself. What has flowed out of the perfect, and what the human being recognizes as his real world, is described in the following way: “That is no true being, and has no being other than in the perfect, but it is an accident or a radiance, and an illusion which is no being, or has no being other than in the fire from which the radiance streams, or in the sun, or in the light. The book says, as do belief, and truth, sin is nothing but that the creature turns away from the unchangeable good and turns toward the changeable, that is, that it turns away from the perfect to the incomplete and imperfect, and most of all to itself. Now note, If this creature takes on something good as existence, life, knowledge, understanding, possession, in short, all those things which one calls good, and thinks that they are good, or that it itself is good or that good belongs to it, or stems from it, just as often as this happens, so often does it turn itself away. In what way did the devil do anything different—or what was his fall and turning away—than that he thought he was something, and that that something was his, and also that something belonged to him? This acceptance, and his ‘I’ and his ‘me,’ his ‘to me,’ and his ‘mine’—all this was his turning away and his fall. Thus it is still ... For all that one considers good or would call good, belongs to no one, except to the eternal, true Good, who is God alone, and he who takes possession of it does wrong, and is against God.” (Chapters 1, 2, 4, of German Theology, 3rd edition) [ 49 ] These sentences express the attitude of every priest. They express the particular character of the priesthood. And this character is exactly the opposite of that which Nietzsche describes as the more valuable, more worthy of life. The more highly valued type of man wants to be everything that he is, through himself alone; he wants all that he considers good and calls good to belong to no one but himself. [ 50 ] But this mediocre attitude is no exception. It is one of “the most widespread, oldest facts that exist. Read from a distant star, perhaps, the writing of our earth existence would lead to the conclusion that the earth is the really ascetic star, a corner of dissatisfied, proud, disagreeable creatures who cannot free themselves from a deep dissatisfaction with themselves, with the earth, and with all life.” (Genealogy, Part III, ¶ 11) For this reason, the ascetic priest is a necessity, since the majority of human beings suffer from an “obstruction and fatigue” of life-forces because they suffer from reality. The ascetic priest is the comforter and physician of those who suffer from life. He comforts them by saying to them, This life from which you are suffering is not the real life; for those who suffer from this life, the true life is much more easily attainable than for the healthy, who depend upon this life and surrender themselves to it. Through such expressions the priest breeds contempt for, and betrayal of the real life. He finally brings forth the state of mind which says that to obtain the true life, the real life must be denied. In the spreading of this mood, the ascetic priest seeks his strength. Through the training of this soul mood, he eliminates a great danger which threatens the healthy, the strong, the ego-conscious, from the unhappy, the suppressed, the broken-down. The latter hate the healthy and the happy in body and soul, who take their strength from nature. This hatred, which must express itself, is that the weak wage a continuous war of annihilation against the strong. This the priest tries to suppress. Therefore, he represents the strong as those who lead a life which is worthless and unworthy of human beings, and, on the other hand, asserts that true life is obtainable only by those who were hurt by the earth life. “The ascetic priest must be accepted by us as the predestined saviour, shepherd, and champion of the sick herd; in this way we understand his tremendous historic mission for the first time. The domination over the sufferers is his kingdom. His instinct directs him toward it. In this he finds his own special art, his mastery, his form of happiness.” (Genealogy, Part III, ¶ 15) It is no wonder that such a way of thinking finally leads to the fact that its followers not only despise life, but work directly toward its destruction. If it is said to man that only the sufferer, the weak, can really attain a higher life, then in the end the suffering, the weakness will be sought. To bring pain to oneself, to kill the will within oneself completely, will become the goal of life. The victims of this soul-mood are the saints. “Complete chastity and denial of all pleasure are for him who strives toward real holiness; throwing away of all possessions, desertion of every dwelling, of all dependents, deep, complete loneliness, spent in profound, silent reflection, with voluntary penitence and frightful, slow self-torture, to the complete mortification of the will, which finally dies voluntarily by hunger, or by walking toward crocodiles, by throwing oneself from sacred mountain heights in the Himalayas, by being buried alive, or by throwing oneself under the wheels of the Juggernaut driven among the statues of the idols, accompanied by the song, jubilation and dance of the Bajadere,” these are the ultimate fruits of the ascetic state of mind. (Schopenhauer, Welt als Wille und Vorstellung, World as Will and Representation, ¶ 68). [ 51 ] This way of thinking has arisen out of the suffering of life, and it directs its weapons against life. When the healthy person, filled with joy of life, is infected by it, then it destroys the sound, strong instincts within him. Nietzsche's work towers above this in that in face of this teaching he brings out the value of another point of view for the healthy, for those of well-being. May the malformed, the ruined, find their salvation in the teaching of the ascetic priests; Nietzsche will gather the healthy about him, and will give them advice which will please them more than all ideals which are inimical to life. 18.[ 52 ] The ascetic ideal is implanted in the guardians of modern science also. Of course, this science boasts that it has thrown all old beliefs overboard, and that it holds fast only to reality. It will consider nothing valid which cannot be counted, calculated, weighed, seen or grasped. That through this “one degrades existence to a slavish exercise in arithmetic and a game for mathematicians,” is of indifference to the modern scholar. (Fröhliche Wissenschaft, Joyful Science, ¶ 373). Such a scholar does not ascribe to himself the right to interpret the happenings of the world, which pass before his senses and his intellect, so that he can control them with his thinking. He says, Truth must be independent of my art of interpretation, and it is not up to me to create truth; instead, I must allow the world to dictate truth to me through world phenomena. [ 53 ] The point to which this modern science finally comes when it contains within itself all arranging of world phenomena, has been expressed by Richard Wahle, a follower of this science, in a book which has just appeared: Das Ganze der Philosophie und ihr Ende, The Totality of Philosophy and its End. “What can the spirit who peers into this world-house and turns over the questions about the nature and goal of happenings, find as an answer at last? It has happened that as he stood so apparently in opposition to the world surrounding him, he became disentangled, and in a flight from all events, merged with all events. He no longer ‘knew’ the world. He said, I am not sure that those who know exist; perhaps there are simply events. They occur, of course, in such a way that the concept of a knowing could develop prematurely and without justification, and ‘concepts’ have sprouted up to bring light into these events, but they are will-o-the-wisps, souls of the desires for knowing, pitiful postulates of an empty form of knowledge, saying nothing in their evidence. Unknown factors must hold sway in the transitions. Darkness was spread over their nature. Events are the veil of the nature of truth.” [ 54 ] That the human personality, out of its own capacities can instill meaning into the happenings of reality, and can supplement the unknown factors which rule in the transitions of events: modern scholars do not think at all about this. They do not want to interpret the flight from appearances by ideals which stem from their own personality. They want merely to observe and describe the appearances, but not interpret them. They want to remain with the factual, and will not allow the creative fantasy to make a dismembered picture of reality. [ 55 ] When an imaginative natural scientist, for example, Ernst Haeckel, out of the results of individual observations, formulates a total picture of the evolution of organic life on earth, then these fanatics of factuality throw themselves upon him, and accuse him of transgression against truth. The pictures which he sketched about life in nature, they cannot see with their eyes or touch with their hands. They prefer the impersonal judgment to that which is colored by the spirit of the personality. They would prefer to exclude the personality completely from their observations. [ 56] It is the ascetic ideal which controls the fanatics of factuality. They would like a truth beyond the personal individual judgment. What the human being can “imagine into” things, does not concern these fanatics. “Truth” to them is something absolutely perfect—a God; man should discover it, should surrender to it, but should not create it. At present, the natural scientists and the historians are enthused by the same spirit of ascetic ideals. Everywhere they enumerate in order to describe facts, and nothing more. All arranging of facts is forbidden. All personal judgment is to be suppressed. [ 57 ] Atheists are also found among these modern scholars. But these atheists are freer spirits than their contemporaries who believe in God. The existence of God cannot be proven by means of modern science. Indeed, one of the brilliant minds of modern science, DuBois-Reymond, expressed himself thus about the acceptance of a “world-soul:” before the natural scientist decides upon such an acceptance he demands “That somewhere in the world, there be shown to him, bedded in nerve ganglia and nourished with warm, arterial blood under the correct pressure, a bundle of cell ganglia and nerve fibers, depending in size on the spiritual capacity of the soul.” (Grenzen des Naturerkennens, Limits of Natural Science, page 44). Modern science rejects the belief in God because this belief cannot exist beside their belief in “objective truth.” This “objective truth,” however, is nothing but a new God who has been victorious over the old one. “Unqualified, honest atheism (and we breathe only its air; we, the most intellectual human being of this age) does not stand in opposition to that (ascetic) ideal to the extent that it appears to; rather, it is one of its final phases of evolution, one of its ultimate forms, one of its logical consequences. It is the awe-inspiring catastrophe of a two thousand year training in truth, which finally forbids itself the lie of the belief in God.” (Genealogy, Part III, ¶ 27). Christ seeks truth in God because He considers God the source of all truth. The modern atheist rejects the belief in God because his god, his ideal of truth, forbids him this belief. In God the modern spirit sees a human creation; in “truth” he sees something which has come into being by itself without any human interference. The really “free spirit” goes still further. He asks, “What is the meaning of all will for truth?” Why truth? For all truth arises in that man ponders over the appearance of the world, and formulates thoughts about things. Man himself is the creator of truth. The “free spirit” arrives at the awareness of his own creation of truth. He no longer regards truth as something to which he subordinates himself; he looks upon it as his own creation. 19.[ 58 ] People endowed with weak, malformed instincts of perception do not dare to attach meaning to world appearances out of the concept-forming power of their personality. They wish the “laws of nature” to stand before their senses as actual facts. A subjective world-picture, formed by the instrumentality of the human mind, appears worthless to them. But the mere observation of world events presents us with only a disconnected, not a detailed world picture. To the mere observer of things, no object, no event, appears more important, more significant than another. When we have considered it, the rudimentary organ of an organism which perhaps appears to have no significance for the evolution of life, stands there with exactly the same demand upon our attention as does the most noble part of the organism, so long as we look merely at the actual facts. Cause and effect are appearances following upon each other, which merge into each other without being separated by anything, so long as we merely observe them. Only when with our thinking, we begin to separate the appearances which have merged into each other, and relate them to each other intellectually, does a regular connection become visible. Thinking alone explains one appearance as cause and another as effect. We see a raindrop fall upon the earth and produce a groove. A being which is unable to think will not see cause and effect here, but only a sequence of appearances. A thinking being isolates the appearances, relates the isolated facts, and labels the one factor as cause, the other as effect. Through observation the intellect is stimulated to produce thoughts and to fuse these thoughts with the observed facts into a meaningful world-picture. Man does this because he wishes to control the sum of his observations with his thoughts. A thought-vacuum before him presses upon him like an unknown power. He opposes this power and conquers it by making it conceivable. All counting, weighing and calculating of appearances also comes about for the same reason. It is the will to power which lives itself out in this impulse for knowledge. (I have represented a process of knowledge in detail in my two writings, Wahrheit und Wissenschaft, Truth and Science, and Die Philosophie der Freiheit, The Philosophy of Freedom.) [ 59 ] The dull, weak intellect does not want to admit to himself that it is he himself who interprets the appearances as expression of his striving toward power. He considers his interpretation also as an actual fact. And he asks, How does a man come to find such an actual fact in reality? He asks, for example, How is it that the intellect can recognize cause and effect in two appearances, one following upon the other? All theorists of knowledge, from Locke, Hume, Kant, down to the present time, have occupied themselves with this question. The subtleties which they have applied to this examination, have remained unfruitful. The explanation is given in the striving of the human intellect toward power. The question is not at all, Are judgments, thoughts about appearances, possible? but, Does the human intellect need such judgments? He needs them, hence he uses them, not because they are possible. It depends upon this: “To understand that for the sake of the preservation of creatures like ourselves such judgments must be believed to be true, though naturally they still may be false judgments!” (Jenseits von Gut und Böse, Beyond Good and Evil, ¶ 11) “And fundamentally we are inclined to assert that the most erroneous judgments are the most indispensable for us; that man could not live without belief in logical fiction, without measuring reality by the purely invented world of the unconditional, likening one's self to one's self, without a constant falsification of the world through number; that renunciation of false judgments would be a renunciation of life, a negation of life.” (Ibid, ¶ 4). Whoever regards this saying as a paradox, should remind himself how fruitful is the use of geometry in relation to reality, although nowhere in the world are really geometric, regular lines, planes, etc., to be found. [ 60 ] When the dull, weak intellect understands that all judgments about things stem from within him, are all produced by him, and are fused with the observations, then he does not have the courage to use these judgments unreservedly. He says, judgments of this kind cannot transmit knowledge of the “true essence” of things to us. Therefore, this “true essence” remains excluded from our knowledge. [ 61 ] The weak intellect tries in still another way to prove that no security can be attained through human knowledge. He says, The human being sees, hears, touches things and events. Thereby he perceives impressions of his sense organs. When he perceives a color, a sound, then he can only say, My eye, my ear are determined in a certain way to perceive color and tone. Man perceives nothing outside of himself except a determination, a modification of his own organs. In perceiving, his eyes, his ears, etc., become stimulated to feel in a certain way; they are placed in a certain condition. The human being perceives this condition of his own organs as colors, tones, odors, etc. In all perceiving, the human being perceives only his own conditions. What he calls the outer world is composed only of his own conditions; therefore, in a real sense it is his work. He does not know the things which cause him to spin the outer world out of himself; he only knows the effects upon his organs. In this light, the world appears like a dream which is dreamed by the human being, and is occasioned by something unknown. [ 62 ] When this thought is brought to its consequential conclusion, it brings with it the following afterthought. Man knows only his own organs, insofar as he perceives them; they are parts of his world of perception. And man becomes conscious of his own self only to the extent that he spins pictures of the world out of himself. He perceives dream pictures, and in the midst of these dream pictures, an “I,” by which these dream pictures pass; every dream picture appears to be an accompaniment of this “I.” One can also say that each dream picture appears in the midst of the dream world, always in relation to this “I.” This “I” clings to these dream pictures as determination, as characteristic: Consequently, as a determination of dream pictures, it is a dream-like being itself. J. G. Fichte sums up this point of view in these words: “What develops through this knowing, and out of this knowing, is but a knowing. But all knowing is merely reflection, and something is always demanded of it which conforms to the picture. This demand cannot be satisfied by knowledge; and a system of knowledge is necessarily a system of mere pictures, without any reality, without significance, and without purpose.” For Fichte, “all reality” is a wonderful “dream without a life, which is being dreamed about, without a spirit who dreams.” It is a dream “which is connected with itself in a dream.” (Bestimmung des Menschen, Mission of Man, 2nd Book) [ 63 ] What meaning has this whole chain of thoughts? A weak intellect, which does not dare to give meaning to the world out of himself, looks for this meaning in the world of observations. Of course, he cannot find it there because mere observation is void of thoughts. [ 64 ] A strong, productive intellect uses his world of concepts to interpret the observations. The weak, unproductive intellect declares himself to be too powerless to do this, and says, I can find no sense in the appearances of the world; they are mere pictures which pass by me. The meaning of existence, therefore, must be looked for outside, beyond the world of appearances. Because of this, the world of appearances, that is, the human reality, is explained as a dream, an illusion, a Nothing, and “the true being” of appearances is searched for in a “thing in itself,” for which no observation, no knowledge is sufficient, that is, about which the knower can form no idea. Therefore, for the knower, this “true being” is a completely empty thought, the thought about a Nothing. For those philosophers who speak about the “thing in itself,” a dream is a world of appearances. But this Nothing they regard as the “true being” of the world of appearances. The whole philosophical movement which speaks about the “thing in itself,” and which, in more modern times, leans mainly upon Kant, is the belief in this Nothing; it is philosophical nihilism. 20.[ 65 ] When the strong spirit looks for the cause of a human action and achievement, he will always find it in the will power of the individual personality. But the human being with a weak, timid intellect will not admit this. He doesn't feel himself sufficiently strong to make himself master and guide of his own actions. He interprets the impulses which guide him as the commandments of another power. He does not say, I act as I want to act, but he says, I act according to a law which I must obey. He does not wish to command himself; he wishes to obey. At one level of their development, human beings see their impulses to action as commandments of God; at another level, they believe that they are aware of a voice inside them, which commands them. In the latter case they do not dare to say, It is I myself who command; they assert, In me a higher will expresses itself. One person is of the opinion that it is his conscience which speaks to him in each individual case, and tells him how he should act, while another asserts that a categorical imperative commands him. Let us hear what J. G. Fichte says: “Something simply will happen because something just must happen; conscience now demands of me that it happen, and simply for this reason I am here; I am to realize it, and for that I have intellect. I am to achieve it, and for that I have strength.” (Ibid, Third Book) I mention J. G. Fichte's sayings with great pleasure because he maintained with iron consequence his opinion of the “weak and malformed.” He maintained it to the very end. One can only realize where this opinion finally leads when one looks for it where it was thought through to the end; one cannot depend upon those who are incomplete thinkers, who think each thought only to the middle. [ 66 ] The fount of knowledge is not sought in individual personalities by those who think in the above mentioned way, but beyond personality in a “will in itself.” Just this “will in itself” shall speak to the individual as “God's voice,” as the “voice of conscience,” as categorical imperative, and so on. This is to be the universal leader of human actions, and the fount of all morality, and is also to determine the purpose of moral actions. “I say that it is the commandment to action itself which gives me a purpose through itself. It is the same in me which urges me to think that I should act in such a way, urges me to believe that out of these actions something will result; it opens the view to another world.” “As I live in obedience, at the same time I live in the reflection of its purposes; I live in the better world which it promises me.” (Ibid, Third Book) He who thinks thus, will not set a goal for himself; he will allow himself to be led to a goal by the higher will which he obeys. He will free himself from his own will, and will make himself into an instrument for “higher” purposes in words which express the highest; achievements of obedience and humility known to him. Fichte described the abandonment to this “eternal Will in itself.” “Lofty, living Will, which no name names and no concept encompasses, may I raise my soul to you, for you and I are not separated. Your voice sounds within me; mine resounds in you; and all my thoughts, when they are true and good, are thought within you. In you, the incomprehensible, I become comprehensible to myself, and the world becomes perfectly comprehensible to me. All problems of my existence are solved, and the most complete harmony arises within my spirit” ... “I veil my countenance before you. I lay my hand upon my mouth. As you yourself are, and as you appear to yourself, I can never understand, as certainly as I never could become you. After I have lived a thousand thousand spirit lives, I shall comprehend you as little as I do now in this hut upon earth.” (Ibid, Third Book) [ 67 ] Where this will is finally to lead man, the individual cannot know. Therefore the one who believes in this will confesses that he knows nothing about the final purposes of his actions. For such a believer in a higher will, the goals which the individual sets for himself, are not “true goals.” Therefore, in place of the positive individual goals created by the individuum, he places a final purpose for the whole of mankind, the thought content of which, however, is a Nothing. Such a believer is a moral nihilist. He is caught in the worst kind of ignorance imaginable. Nietzsche wanted to deal with this type of ignorance in a special section of his incompleted work, Der Wille zur Macht, The Will to Power. [ 68 ] We find the praise of moral nihilism again in Fichte's Bestimmung des Menschen, Destiny of Man (Third Book): “I shall not attempt what is denied me by the very Being of Limitations, and I shall not attempt what would avail me nothing. What you yourself are, I do not care to know. But your relationships and your connections with me, the Specific, and toward everything Specific, lie open before my eyes; may I become what I must become, and all this surrounds me in more brilliant clarity than the consciousness of my own existence. You create within me the knowledge of my duty, of my destiny, in the order of intelligent beings; how, I know not, nor do I need to know. You know, and you recognize what I think and what I will; how you can know it, through what act you achieve this consciousness, I understand nothing. Yes, I know very well that the concept of an act and of a special act of consciousness is valid only for me, but not for you, Infinite Being. You govern because you will that my free obedience has consequences to all eternity; the act of your willing I do not understand, and only know that it is not similar to mine. Your act and your will itself is a deed. But the way you work is exactly opposite to that way which I alone am able to understand. You live and you are because you know, will, and effectuate, ever present in the limited intellect, but you are not as I conceive a being to be through eternities.” [ 69 ] Nietzsche places opposite to moral nihilism those goals which the creating individual will places before itself. Zarathustra calls to the teachers of the gospel of submission: [ 70 ] “These teachers of the gospel of submission. Everywhere where there is smallness and sickness and dirt, there they creep like lice, and only my disgust prevents me from crushing them under foot. “Attend! This is my gospel for their ears: I am Zarathustra, the godless, who asks, Who is more godless than I, that I may rejoice in his teaching? “I am Zarathustra, the godless; where do I find my equal? All those are my equals who determine their will out of themselves, and who push all submission away from themselves.” 21.[ 71 ] The strong personality which creates goals is disdainful of the execution of them. The weak personality, on the other hand, carries out only what the Divine Will, the “voice of conscience” or the “categorical imperative” says Yes to. That which is in accordance with this Yes, the weak person describes as good, that which is contrary to this Yes, it describes as evil. The strong personality cannot acknowledge this “good and evil,” for he does not acknowledge that power from which the weak person allows his “good and evil” to be determined. What the strong person wills is for him good; he carries it through in spite of all opposing powers. What disturbs him in this execution, he tries to overcome. He does not believe that an “Eternal Will” guides the decisions of all individual wills toward a great harmony, but he believes that all human development comes out of the will-impasses of the individual personalities, and that an eternal war is waged between the expressions of individual wills, in which the stronger will always conquers the weaker. [ 72 ] The strong personality who lays down his own laws and sets his own goals, is described by the weaker and less courageous as evil, as sinful. He arouses fear, for he breaks through traditional ways; he calls that worthless which the weak person is accustomed to call valuable, and he invents the new, the previously unknown, which he describes as valuable. “Each individual action, each individual way of thinking causes shuddering; it is almost impossible to estimate exactly what those more uncommon, more select, more criminal spirits must have suffered in the course of history so that they were always regarded as bad, as dangerous, yes, even so that they themselves considered themselves in this light. Under the domination of custom, all originality of every kind has evoked a bad conscience. Up to this very time the heaven of the most admirable has become more darkened than it would have had to be.” (Morgenröte, Dawn, p. 9) The truly free spirit makes original decisions immediately; the unfree spirit decides in accordance with his background. “Morality is nothing more (specifically, nothing more!) than obedience to customs of whatever nature these may be; but customs are the traditional way of acting and evaluating.” (Ibid, p. 9). It is this tradition which is interpreted by the moralists as “eternal will,” as “categorical imperative.” But every tradition is the result of natural impulses, of lives of individuals, of entire tribes, nations, and so on. It is also the product of natural causes, for example, the condition of the weather in specific localities. The free spirit explains that he does not feel himself bound by such tradition. He has his individual drives and impulses, and feels that these are not less justified than those of others. He transforms these impulses into action as a cloud sends rain to the earth's surface when causes for this exist. The free spirit takes his stand opposite to what tradition considers to be good and evil. He creates his own good and evil for himself. [ 73 ] “When I came to men, I found them sitting there on an old presumption: they all assumed that they had long known what was good and evil for man. “All debating about virtue seemed to them an old, worn-out affair, and he who wanted to sleep well, still spoke about good and evil before going to sleep. “This sleepiness I disturbed by my teaching; what is good and what is evil, nobody knows; then let it be the creator. “But that is he who creates man's goal and who gives meaning to the earth and to the future. It is he who first brings it about that there is something good and evil.” (Zarathustra, 3rd Part, From the Old and New Tablets) [ 74 ] Besides this, when the free spirit acts according to tradition, he does this because he adopts the traditional motives, and because he does not consider it necessary in certain cases to put something new in place of the traditional. 22.[ 75 ] The strong person seeks his life's task in working out his creative self. This self-seeking differentiates him from the weak person who, in the selfless surrender to that which he calls “good,” sees morality. The weak preach selflessness as the highest virtue, but their selflessness is only the consequence of their lack of creative power. If they had any creative self they would then have wished to manifest it. The strong person loves war because he needs war to manifest his creation in opposition to those powers hogstile to him. [ 76 ] “Your enemy you shall seek, your war you shall wage, and as for your thoughts, if they succumb, then shall your very uprightness nevertheless attain triumph over their collapse! [ 77 ] “You shall love peace as a means to a new war, and a short peace more than a long one. [ 78 ] “I do not challenge you to work, but to fight. I do not challenge you to peace, but to victory. Your work be your struggle! Your peace be a victory! [ 79 ] “You say that the good circumstance may even sanctify war, but I say to you, it is the ‘good’ war which sanctifies every circumstance. [ 80 ] “War and courage have accomplished more great things than love for one's neighbor. Until now, not your sympathy but your courage has saved the unfortunate.” (Zarathustra, 1st Part, About War and People of War) [ 81 ] The creative person acts without mercy and without regard for those who oppose. He has no cognizance of the virtue of those who suffer, namely, of sympathy. Out of his own power come his impulses to creativity, not out of his feelings for another's suffering. That power may conquer, for this he fights, not that suffering and weakness may be cared for. Schopenhauer has described the whole world as a hospital, and asked that the actions springing out of sympathy for suffering be considered as the highest virtue. Thereby he has expressed the morality of Christendom in another form than the latter itself has done. He who creates, though, does not feel himself destined to render these nursing services. The efficient ones, the healthy, cannot exist for the sake of the weak, the sick. Sympathy weakens power, courage, and bravery. [ 82 ] Sympathy seeks to maintain just what the strong wishes to overcome, that is, the weakness, the suffering. The victory of the strong over the weak is the meaning of all human as well as of all natural development. “Life in its essence is a usurping, a wounding, an overcoming of the strange, of all that is misfit and weak. Life is the suppressing, the hardening and forcing through of one's own forms, the embodying, and, in the least and mildest, the erupting in boils.” (Jenseits van Gut und Böse, Beyond Good and Evil, ¶ 259). [ 83 ] “And do you not wish to be a dealer of destiny and unmerciful? How else can you be mine or conquer with me?” “And if your hardness will not strike as lightning and cleave and cut, how then can you ever create with me? “For the creators are hard, and it must seem to you a blessing to press your hand upon the millennia as if upon wax. “A blessing to inscribe upon the will of millennia as if upon bronze, harder than bronze, more precious than bronze. Entirely hard is the most precious alone. “This new tablet, O my brothers, I raise above you, thou shalt become hard.” (Zarathustra, 3rd Part, From the Old and New Tablets) [ 84 ] The free spirit makes no demands upon sympathy. He would have to ask the one who would pity him, Do you consider me as weak, that I cannot bear my suffering by myself? For him, each expression of sympathy is humiliating. Nietzsche shows this aversion of the strong person toward sympathy in the fourth part of Zarathustra. In his wanderings Zarathustra arrives in a valley which is called “Snake Death.” No living beings are found here. Only a kind of ugly green snake comes here in order to die. The “most ugly human being” has found this valley. He does not wish to be seen by anyone because of his ugliness. In this valley he sees no one besides God, but even His countenance he cannot bear. The consciousness that God's gaze has penetrated into all these regions becomes a burden for him. For this reason he has killed God, that is, he has killed the belief in God within himself. He has become an atheist because of his ugliness. When Zarathustra sees this human being, he is overcome by what he believed he had destroyed within himself forever: that is, sympathy for the most frightful ugliness. This becomes a temptation for Zarathustra, but very soon he rejects the feeling of sympathy and again becomes hard. The most ugly man says to him, “Your hardness honors my ugliness. I am too rich in ugliness to be able to bear the sympathy of any human being. Sympathy humiliates.” [ 85 ] He who requires sympathy cannot stand alone, and the free spirit wishes to stand completely on his own. 23.[ 86 ] The weak are not content with pointing to the natural will to power as the cause of human actions. They do not merely seek for natural connections in human development, but they seek for the relationship of human action to what they call the “will in itself,” the eternal, moral world order. They accuse the one who acts contrary to this world order. And they also are not satisfied to evaluate an action according to its natural consequences, but they claim that a guilty action also draws with it moral consequences, i.e., punishment. They consider themselves guilty if their actions are not in accord with the moral world order; they turn away in horror from the fount of evil in themselves, and they call this feeling bad conscience. The strong personality, on the other hand, does not consider all these concepts valid. He is concerned only with the natural consequences of actions. He asks, Of what value for life is my way of acting? Is it in accord with what I have willed? The strong cannot grieve when an action goes wrong, when the result does not accord with his intentions. But he does not blame himself. For he does not measure his way of acting by supernatural yardsticks. He knows that he has acted thus in accord with his natural impulses, and at most he can regret that these are not better. It is the same with his judgment regarding the actions of others. A moral evaluation of actions he does not grant. He is an amoralist. [ 87 ] What tradition considers to be evil the amoralist looks upon as the outstreaming of human instincts, in fact, as good. He does not consider punishment as morally necessary but merely as a means of eradicating instincts of certain human beings which are harmful to others. According to the opinion of the amoralist, society does not punish for this reason but because it has “moral right” to expiate the guilt, and because it proves itself stronger than the individual who has instincts which are antagonistic to the whole. The power of society stands against the power of the individual. This is the natural connection between an “evil” action of the individual and the justification of society, leading to the punishment of the individual. It is the will to power, namely, the acting of these instincts present in the majority of human beings, which expresses itself in the administration of justice in society. Thus, each punishment is the victory of a majority over an individual. Should the individual be victorious over society, then his action must be considered good, and that of others, evil. The arbitrary right expresses only what society recognizes as the best basis of their will to power. 24.[ 88 ] Because Nietzsche sees in human action only an outstreaming of instincts, and these latter differ according to different people, it seems necessary to him that their actions also be different. For this reason, Nietzsche is a decided opponent of the democratic premise, equal rights and equal duties for all. Human beings are dissimilar; for this reason their rights and duties also must be dissimilar. The natural course of world history will always point out strong and weak, creative and uncreative human beings. And the strong will always be destined to determine the goals of the weak. Yes, still more: the strong will make use of the weak as the means toward a certain goal, that is, to serve as slaves. Nietzsche naturally does not speak about the “moral” right of the strong to keep slaves. “Moral” rights he does not acknowledge. He is simply of the opinion that the overcoming of the weak by the strong, which he considers as the principle of all life, must necessarily lead toward slavery. [ 89 ] It is also natural that those overcome will rebel against the overcomer. When this rebellion cannot express itself through a deed it will at least express itself in feeling, and the expression of this feeling is revenge, which dwells steadily in the hearts of those who in some way or other have been overcome by those more fortunately endowed. Nietzsche regards the modern social democratic movement as a streaming forth of this revenge. For him, the victory of this movement would be a raising of the deformed, poorly endowed to the disadvantage of those better equipped. Nietzsche strove for exactly the opposite: the cultivation of the strong, self-dominant personality. And he hates the urge to equalize everything and to allow the sovereign individuality to disappear in the ocean of universal mediocrity. [ 90 ] Not that each shall have the same and enjoy the same, says Nietzsche, but each should have and enjoy what he can attain by his own personal effort. 25.[ 91 ] What the human being is worth depends only upon the value of his instincts. By nothing else can the value of the human being be determined. One speaks about the worth of work, or the value of work, or that work shall ennoble the human being. But in itself work has absolutely no value. Only through the fact that it serves man does it gain a value. Only insofar as work presents itself as a natural consequence of human inclinations, is it worthy of the human being. He who makes himself the servant of work, lowers himself. Only the human being who is unable to determine his own worth for himself, tries to measure this worth by the greatness of his work, of his achievement. It is characteristic of the democratic bourgeoisie of modern times that in the evaluation of the human being they let themselves be guided by his work. Even Goethe is not free from this attitude. He lets his Faust find the full satisfaction in the consciousness of work well done. 26.[ 92 ] Art also has value, according to Nietzsche's opinion, only when it serves the life of the individual human being. And in this Nietzsche is a representative of the opinion of the strong personality, and rejects everything that the weak instincts express about art. All German aesthetes represent the point of view of the weak instincts. Art should represent the “infinite” in the “finite,” the “eternal” in the “temporal,” and the “idea” in the “reality.” For Schelling, as an example, all sensual beauty is but a reflection of that infinite beauty which we can never perceive with our senses. The work of art is never there for the sake of itself, nor is beautiful through what it is, but only because it reflects the idea of the beautiful. The sense picture is only a means of expression, only the form for a supersensible content, and Hegel calls the beautiful, “the sense filled appearance of the Idea.” Similar thoughts also can be found among other German aesthetes. For Nietzsche, art is a life-fostering element, and only when this is the case, has it justification. The one who cannot bear life as he directly perceives it, transforms it according to his requirements, and thereby creates a work of art. And what does the one who enjoys it demand from the work of art? He demands heightening of his joy of life, the strengthening of his life forces, satisfaction of his requirements, which reality does not do for him. But in the work of art, when his senses are directed toward the real, he will not see any reflection of the divine or of the superearthy. Let us hear how Nietzsche describes the impression Bizet's Carmen made upon him: “I become a better man when Bizet speaks to me. Also a better musician, a better listener. Is it at all possible to listen still better? I continue to bury my ears beneath this music; I hear its wellsprings. It seems to me that I experience its development, its evolving. I tremble in face of dangers which accompany any daring adventure. I am delighted with happy fortunes for which Bizet is not responsible. And, strange, fundamentally I do not think about it, nor do I even know how much I ponder about it. For, meanwhile, entirely different thoughts run through my head. Has one noticed that music frees the spirit, gives wings to the thoughts, that one becomes more of a philosopher, the more one becomes a musician, that the grey heavens of abstraction are lighted by flashes of lightning, that the light is strong enough for all the tracery of things, the large problems near enough for grasping, and the world is seen as from a mountain? I have just defined philosophical pathos. And, inadvertently, answers fall into my lap, a small hail of ice and wisdom, of solved problems. Where am I? Bizet makes me fruitful. All good makes me fruitful. I have no other gratitude, I also have no other measure for that which is good.” (Case of Wagner, ¶ 1.) Since Richard Wagner's music did not make such an impression upon him, Nietzsche rejected it: “My objections to Wagner's music are physiological objections. ... As a fact, my petit fait vrai is that I no longer breathe easily when this music first begins to work upon me; that soon my foot becomes angry with it and revolts: it desires to beat, dance, march. It demands first of all from the music the pleasures which lie in good walking, striding dancing. But doesn't my stomach also protest? My heart? My circulation? Do not my intestines also grieve? Do I not become unknowingly hoarse? And so I ask myself, ‘What does my entire body really want from this music?’ I believe that it seeks levitation. It is as if all animal functions become accelerated through these light, bold, abandoned, self-sure rhythms; as if the brazen, leaden life would lose its weight through the golden tender flow of oily melodies. My melancholy heaviness could rest in the hide and seek and in the abysses of perfection; but for that I need music.” (Nietzsche contra Wagner) [ 93 ] At the beginning of his literary career Nietzsche deceived himself about what his instincts demanded from art, and thus at that time he was a disciple of Wagner. He had allowed himself to be lead astray into idealism through the study of Schopenhauer's philosophy. He believed in idealism for a certain time, and conjured up before himself artistic needs, ideal needs. Only in the further course of his life did he notice that all idealism was exactly contrary to his impulses. Now he became more honest with himself. He expressed only what he himself felt. And this could only lead to the complete rejection of Wagner's music, which as a mark of Wagner's last working aim, assumed an ever more ascetic character, as mentioned above. [ 94 ] The aesthetes who demand that art make the ideal tangible, that it materialize the divine, in this field present an opinion similar to the philosophical nihilist in the field of knowledge and morality. In the objects of art they search for a beyond which, before the sense of reality, dissolves itself into a nothingness. There is also an aesthetic nihilism. [ 95 ] This stands in contrast to the aestheticism of the strong personality, which sees in art a reflection of reality, a higher reality, which man would rather enjoy than the commonplace. 27. [ 96 ] Nietzsche places two types of human beings opposite each other: the weak and the strong. The first type looks for knowledge as an objective fact, which should stream from the outer world into his spirit. He allows himself to have his good and evil dictated by an “eternal world will” or a “categorical imperative.” He identifies each action as sin which is not determined by this world will, but only by the creative self-will, a sin which must entail a moral punishment. The weak would like to prescribe equal rights for all human beings, and to determine the worth of the human being according to an outer yardstick. He would finally see in art a reflection of the divine, a message from the beyond. The strong, on the contrary, sees in all knowledge an expression of the will to power. Through knowledge he attempts to make all things conceivable, and, as a consequence, to make them subject to himself. He knows that he himself is the creator of truth, and that no one but himself can create his good and his evil. He regards the actions of human beings as the consequences of natural impulses, and lets them count as natural events which are never regarded as sins and do not warrant a moral judgment. He looks for the value of a man in the efficiency of the latter's instincts. A human being with instincts of health, spirit, beauty, perseverance, nobility he values higher than one with instincts of weakness, ugliness or slavery. He values a work of art according to the degree to which it enhances his forces. [ 97 ] Nietzsche understands this latter type of man to be his superman. Until now, such supermen could come about only through the coalescing of accidental conditions. To make their development into the conscious goal of mankind is the intention of Zarathustra. Until now, one saw the goal of human development in various ideas. Here Nietzsche considers a change of perception to be necessary. “The more valuable type has been described often enough, but as a happy fortune, as an exception, never as consciously willed. Moreover, he specifically is most feared; until now he was almost the most terrible one; and out of the terror the reverse type was willed, bred, achieved: the domestic animal, the herd animal, the sick animal man—the Christ.” (Antichrist, ¶ 3.) [ 98 ] Zarathustra's wisdom is to teach about the superman, toward which that other type was only a transition. [ 99 ] Nietzsche calls this wisdom, Dionysian. It is wisdom which is not given to man from without; it is a self-created wisdom. The Dionysian wise one does not search; he creates. He does not stand as a spectator outside of the world he wishes to know; he becomes one with his knowledge. He does not search after a God; what he can still imagine to himself as divine is only himself as the creator of his own world. When this condition extends to all forces of the human organism, the result is the Dionysian human being, who cannot misunderstand a suggestion; he overlooks no sign of emotions; he has the highest level of understanding and divining instinct, just he possesses the art of communication in the highest degree. He enters into everything, into every emotion; he transforms himself continually. In contrast to the Dionysian wise one, stands the mere observer, who believes himself to be always outside his objects of knowledge, as an objective suffering spectator. The Apollonian stands opposite to the Dionysian human being. The Apollonian is he who, “above all, keeps the eye very active so that it receives the power of vision.” Visions, pictures of things which stand beyond the reality of mankind: the Apollonian spirit strives for these, and not for that wisdom created by himself. 28.[ 100 ] The Apollonian wisdom has the character of earnestness. It feels the domination of the Beyond, which it only pictures, as a heavy weight, as an opposing power. The, Apollonian wisdom is serious for it believes itself to be in possession of a message from the Beyond, even if this is only transmitted through pictures and visions. The Apollonian spirit wanders about, heavily laden with his knowledge, for he carries a burden which stems from another world. And he takes on the expression of dignity because, confronted with the annunciation of the infinite, all laughter must be stilled. [ 101 ] But this laughing is characteristic of the Dionysian spirit. The latter knows that all he calls wisdom is only his own wisdom, invented by him to make his life; easier. This one thing alone shall be his wisdom: namely, a means which permits him to say Yes to life. To the Dionysian human being, the spirit of heaviness is repellent, because it does not lighten life, but oppresses it. The self-created wisdom is a merry wisdom, for he who creates his own burden, creates one which he can also carry easily. With this self-created wisdom, the Dionysian spirit moves lightly through the world like a dancer. [ 102 ] “But that I am good to wisdom, and often too good, is because she reminds me so very much of life itself. [ 103 ] She has the eye of life, her laughter and even her golden fishing rod; how can I help it that the two are so alike? [ 104 ] Into your eye I gazed recently, O Life: gold I saw flickering in your eyes of night! My heart stood still before such joy.[ 105 ] A golden boat I saw flickering on the waters of night, a sinking, drinking, ever-winking, golden, rocking boat! [ 106 ] “Upon my foot, so wild to dance, you cast a glance, a laughing questioning, a melting, rocking glance. [ 107 ] Twice only you shook your castanet with tiny hands. Thereupon, my foot rocked with urge to dance. [ 108 ] “My heels arched themselves, my toes listened to understand you. Indeed, the dancer carries his ear—in his toes!” (Zarathustra – 2nd and 3rd Parts. “The Dance Song.”) 29.[ 109 ] Since the Dionysian spirit draws out of himself all impulses for his actions and obeys no external power, he is a free spirit. A free spirit follows only his own nature. Now of course in Nietzsche's works one speaks about instincts as the impulses of the free spirit. I believe that here under one name Nietzsche has collected a whole range of impulses requiring a consideration which goes more into individual differentiations. Nietzsche calls instincts those impulses for nourishment and self preservation present in animals, as well as the highest impulses of human nature, for example, the urge toward knowledge, the impulse to act according to moral standards, the drive to refresh oneself through works of art, and so on. Now, of course, all these impulses are forms of expression of one and the same fundamental force, but they do represent different levels in the development of this power. The moral instincts, for example, are a special level of instinct. Even if it is only admitted that they are but higher forms of sensory instinct, nevertheless they do appear in a special form within man's existence. This shows itself in that it is possible for man to carry out actions which cannot be led back to sensory instincts directly, but only to those impulses which can be defined as higher forms of instinct. The human being himself creates impulses for his own actions, which are not to be derived from his own sensory impulses, but only from conscious thinking. He puts individual purposes before himself, but he puts these before himself consciously, and there is a great difference whether he follows an instinct which arose unconsciously and only afterward was taken into consciousness, or whether he follows a thought which he produced from the very beginning with full consciousness. When I eat because my impulse for nourishment drives me to it, this is something essentially different from my solving a mathematical problem. But the conceptual grasp of world phenomena presents a special form of general perceptability. It differentiates itself from mere sensory perception. For the human being, the higher forms of development of the life of instinct are just as natural as the lower. If both of them are not in harmony, then he is condemned to unfreedom. The case may be that a weak personality, with entirely healthy sense instincts, has but weak spiritual instincts. Then of course he will develop his own individuality in regard to the life of senses, but he will draw the thought impulses of his actions from tradition. Disharmony can develop between both worlds of impulses. The sense impulses press toward a living out of one's own personality; the spiritual impulses are fettered to outer authority. The spiritual life of such a personality will be tyrannized by the sensuous, the sensuous life by the spiritual instincts. This is because both powers do not belong together, and have not grown out of a single state of being. Therefore, to the really free personality belongs not only a soundly developed individualized life of sense impulses, but also the capacity to create for himself the thought impulses for life. Only that man is entirely free who can produce thoughts out of himself which can lead to action, and in my book, Die Philosophie der Freiheit, The Philosophy of Freedom, I have called the capacity to produce pure thought motives for action, “moral fantasy.” Only the one who has this moral fantasy is really free, because the human being must act in accordance with conscious motives. And when he cannot produce the latter out of himself, then he must let himself be given them by outer authority or by tradition, which speaks to him in the form of the voice of conscience. A man who abandons himself merely to sensual instincts, acts like an animal; a human being who places his sensuous instincts under another's thoughts, acts unfreely; only the human being who creates for himself his own moral goals, acts in freedom. Moral fantasy is lacking in Nietzsche's teaching. The one who carries Nietzsche's thoughts to their conclusion must necessarily come to this insight. But in any case, it is an absolute necessity that this insight be added to Nietzsche's world conception. Otherwise one could always object to his conception thus: Indeed the Dionysian man is no slave to tradition or to the “will beyond,” but he is a slave of his own instincts. [ 110 ] Nietzsche looked toward the original, essential personality of the human being. He tried to separate this essential personality from the cloak of the impersonal in which it had been veiled by a world conception hostile to reality. But he did not come to the point where he differentiated the levels of life within the personality itself. Therefore he underestimated the significance of consciousness for the human personality. “Consciousness is the last and most recent development of the organic, and consequently the least prepared and the weakest. Out of consciousness come innumerable errors, which bring it about that an animal, a human being, disintegrates earlier than otherwise would be necessary—collapses ‘over his destiny,’ as Homer says. If the preserved union of instincts were not so overwhelmingly powerful, if, on the whole it did not serve as a regulator, mankind would go to pieces because of their confused judgment, spinning fantasies with open eyes through their superficiality and gullibility. In short, just because of their consciousness, mankind must be destroyed,” says Nietzsche (Fröhliche Wissenschaft, Joyful Science, ¶ 11.) [ 111 ] Indeed, this is entirely admitted, but it does not affect the truth that the human being is free only insofar as he can create within his consciousness thought motives for his actions. [ 112 ] But the contemplation of thought motives leads still further. It is a fact based upon experience, that these thought motives which the human being produces out of himself, nevertheless manifest an overall consistency to a certain degree in single individuals. Also, when the individual human being creates thoughts in complete freedom out of himself, these correspond in a certain way with the thoughts of other human beings. For this reason, the free person is justified in assuming that harmony in human society enters of its own accord when society consists of sovereign individualities. With this opinion he can confront the defender of unfreedom, who believes that the actions of a majority of human beings only accord with each other when they are guided by an external power toward a common goal. For this reason the free spirit is most certainly not a disciple of that opinion which would allow the animal instincts to reign in complete freedom, and hence would do away with all law and order. Moreover, he demands complete freedom for those who do not merely wish to follow their animal instincts, but who are able to create their own moral impulses, their own good and evil. [ 113 ] Only he who has not penetrated Nietzsche so far as to be able to form the ultimate conclusions of his world conception, granted that Nietzsche himself has not formed them, can see in him a human being who, “with a certain stylized pleasure, has found the courage to unveil what perhaps lurked hidden in some of the most secret depths of the souls of flagrant criminal types.” (Ludwig Stein, Friedrich Nietzsches Weltanschauung und ihre Gefahren, Friedrich Nietzsche's World Conception and its Dangers, p. 5.) Still today the average education of a German professor has not reached the point of being able to differentiate between the greatness of a personality and his small errors. Otherwise, one could not observe that such a professor's criticism is directed toward just these small errors. I believe that true education accepts the greatness of a personality and corrects small errors, or brings incomplete thoughts to conclusion. |
13. An Outline of Occult Science: Sleep and Death
Translated by Henry B. Monges, Maud B. Monges, Lisa D. Monges Rudolf Steiner |
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Dreams create symbols; they are symbol-makers. Inner processes, too, can transform themselves into such dream symbols. A person dreams that a fire is crackling near him; in his dream he sees the flames. He awakens and finds that he has been too heavily covered and has become too warm. The feeling of too much warmth is symbolically expressed in the dream picture. Quite dramatic experiences can be enacted in dream. For example, a person dreams that he is standing at an abyss. |
13. An Outline of Occult Science: Sleep and Death
Translated by Henry B. Monges, Maud B. Monges, Lisa D. Monges Rudolf Steiner |
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[ 1 ] It is not possible to penetrate into the nature of waking consciousness without observing the state through which the human being passes during sleep, and it is impossible to solve the riddle of life without considering death. For a human being in whom there is no feeling for the significance of supersensible knowledge, doubts may arise in regard to such knowledge because of the way in which it carries on its considerations regarding sleep and death. Supersensible knowledge is able to understand the motives that give rise to such a distrust. For it is quite comprehensible when someone says that man is here for an active, purposeful life and his accomplishments are based upon his devotion to it; furthermore, that the occupation with states such as sleep and death can only result from an inclination to idle dreaming and can only lead to empty imaginings. The rejection of what is thus held to be “fantastic” may readily be looked upon as the expression of a healthy soul, and an inclination toward “idle dreaming” of this kind as something unhealthy, characteristic of persons lacking in vital energy and the joy of life, and who are incapable of “real accomplishment.” It is wrong to declare forthwith that such an opinion is false, for it contains a certain kernel of truth. It is a quarter-truth that must be supplemented by the other three-quarters belonging to it, and a person who sees the one-quarter very well, but who has no conception of the other three-quarters, will only be made distrustful by our combating the true one-quarter. It must, in fact, be acknowledged without question that a consideration of what lies concealed in sleep and death is unhealthy if it leads to a weakening, to an estrangement from real life, and we must admit that much that has called itself occult science in the world from time immemorial, and is practiced also today under that name, bears a character unhealthy and hostile to life. But this unsound element does not spring from true supersensible knowledge. On the contrary, the real fact is the following. Just as man cannot always be awake, he also cannot, in regard to the real conditions of life in its widest sense, get along without what the supersensible is able to offer. Life continues during sleep, and the forces that are active and creative during the waking state receive their strength and renewal from what is given to them by sleep. Thus it is with what can be observed in the manifest world. The domain of the world is greater than the field of this observation, and what is known about the visible universe must be supplemented and fructified by what can be known about the invisible. A human being who does not continually draw strength for his weakened forces from sleep must of necessity destroy his life. Likewise, a world concept that is not fructified by a knowledge of the hidden world must lead to desolation. It is similar with death. Living beings succumb to death in order that new life may arise. It is precisely the knowledge of the supersensible that can shed clear light upon the beautiful words of Goethe: “Nature has invented death that she might have abundant life.” Just as there could be no life in the ordinary sense of the word without death, so can there be no true knowledge of the visible world without insight into the supersensible. All knowledge of what is visible must plunge again and again into the invisible in order to evolve. Thus it is evident that the science of the supersensible alone makes the life of revealed knowledge possible. It never weakens life when it appears in its true form. When, having been left to itself, life becomes weak and sickly, supersensible knowledge strengthens it and makes it, ever and again, fresh and healthy. [ 2 ] When man sinks into sleep, there is a change in the relationship of his members. That part of the sleeping man that lies in bed contains the physical and ether bodies, but not the astral body and not the ego. Because the ether body remains united with the physical body in sleep, the life-activities continue; for, the moment the physical body were left to itself, it would have to crumble to dust. What, however, is extinguished in sleep includes the mental images, pain and pleasure, joy and sorrow, the capacity to express a conscious will, and similar facts of existence. The astral body is the bearer of all this. An unbiased point of view can naturally never entertain the thought that in sleep the astral body is destroyed along with all pleasure and pain and the world of ideas and will. It simply exists in an other state. In order that the human ego and astral body not only be filled with joy and sorrow and all the other facts of existence mentioned above, but also have a conscious perception of them, it is necessary that the astral body be united with the physical and ether bodies. In the waking state, all three are united; in the sleeping state, the astral body withdraws from the physical and ether bodies. It assumes a different kind of existence from the one that falls to its lot during its union with the physical and ether bodies. It is the task of supersensible knowledge to consider this other kind of existence in the astral body. Observed from the standpoint of the outer world, the astral body disappears in sleep; supersensible perception must follow its life until it again takes possession of the physical and ether bodies on awakening. Just as in all cases where it is a matter of knowledge of the hidden things and events of the world, so supersensible observation is necessary for the discovery of the facts of the sleeping state in their particular form. If, however, what can be discovered by means of supersensible observation has once been uttered, it is comprehensible to truly unbiased thinking, for the processes of the hidden world reveal themselves in their effects in the manifest world. If it is seen how the revelations of supersensible perception make the sensory processes comprehensible, such a corroboration by means of life itself is the proof that can be required for such things. Anyone not desiring to employ the means for acquiring supersensible perception, indicated later on in this book, can have the following experience. He may at first accept the evidence of supersensible perception and then apply it to the manifest facts of his experience. He may, in this way, find that life has thereby become clear and comprehensible, and the more exact and thorough his observations of ordinary life are, the more readily will he come to this conviction. [ 3 ] Although the astral body, during sleep, experiences no mental pictures and also no pleasure and pain, it does not remain inactive. On the contrary, it is just in the sleep state that a lively activity is incumbent upon it. It is an activity into which it must again and again enter in rhythmical succession, if it has been for a time active in connection with the physical and ether bodies. Just as the pendulum of a clock, after having swung to the left and returned again to the center, must swing to the right because of the momentum gathered in its left swing, so the astral body and the ego living within it, after having been active for a time in the physical and ether bodies must, as a result of this, unfold a subsequent activity, body-free, in a surrounding world of soul and spirit. For the ordinary conditions of human life, unconsciousness occurs during this body-free condition of the astral body and ego because it presents the antithesis of the state of consciousness developed in the waking state through union with the physical and ether bodies, just as the swing of the pendulum to the right is the antithesis of the swing to the left. The necessity of entering into this state of unconsciousness is experienced by the soul-spirit nature of man as fatigue. But this fatigue is the expression of the fact that the astral body and ego, during sleep, prepare themselves to transform, during the following waking state, what has arisen in the physical and ether bodies through purely organic formative activity when freed from the presence of the spirit and soul elements. This unconscious formative activity and what takes place in the human being during and by means of consciousness are antitheses that must alternate in rhythmic succession.—The physical body can retain the form and stature suitable for man only by means of the human ether body, which in turn receives its proper forces from the astral body. The ether body is the builder, the architect, of the physical body, but it can only build in the right way if it receives the impulse for this purpose from the astral body. In the astral body reside the prototypes according to which the ether body gives form to the physical body. During the waking state, the astral body is not filled with these prototypes of the physical body, or at least only to a certain degree, for, during the waking state, the soul puts its own images in the place of these prototypes. When man directs the senses toward his environment he forms, by means of perception, thought images that are likenesses of the world about him. These likenesses are at first disturbances for the images that stimulate the ether body to maintain the physical body. Were the human being able, through his own activity, to bring to his astral body the images that are required to give the right impulse to the ether body, then there would be no such disturbance. This very disturbance, however, plays an important role in human existence. It expresses itself in the fact that the prototypes for the ether body do not act to the full extent of their power during waking life. The astral body carries on its waking activity within the physical body. In sleep, it works upon the physical body from without.c3 [ 4 ] Just as the physical body, for example, needs the outer world, which is of like nature to itself, to supply it with the means of subsistence, something similar is also the case with the astral body. Just imagine a physical human body removed from its surrounding world. It would have to perish. This demonstrates that without the whole physical environment it is not possible for the physical body to exist. In fact, the entire earth must be as it is, if human physical bodies are to exist upon it. The whole human body is, in reality, only a part of the earth; indeed, in a wider sense, a part of the whole physical universe. In this respect its relationship is similar, for example, to that of a finger to the entire human body. If the finger is severed from the hand, it can no longer continue to be a finger; it withers. This would also happen to the human body were it removed from the organism of which it is a member, from the life conditions offered it by the earth. If we were to lift it a sufficient number of miles above the earth's surface, it would perish just as the finger perishes that has been severed from the hand. If less consideration has been given to this fact in respect of the physical body and the earth than in respect of the finger and the body, it is simply because the finger cannot stroll about on the body in the way that the human being walks about on the earth, and because in the former case the dependence is more obvious. [ 5 ] Just as the physical body belongs to the physical world in which it is embedded, so does the astral body belong to its own world; during waking life, however, it is torn out of this world of its own. What happens there may be illustrated by an analogy. Imagine a vessel filled with water. A drop within this whole mass of water is not something isolated. Let us, however, take a little sponge and with it absorb a drop from the whole. Something similar occurs with the human astral body on awaking. During sleep it is in a world like itself; in a certain sense it constitutes something that belongs to this world. On awaking, the physical and ether bodies suck it up; they fill themselves with it. They contain the organs through which the astral body perceives the outer world. But in order that it may acquire this perception, it must separate itself from its own world. From this world it can only receive the prototypes that it needs for the ether body.—Just as the physical body receives its food, for example, from its environment, so during the sleep state the astral body receives the images from the world about it. It lives there actually in the universe, separated from the physical and ether bodies, in the same universe out of which the entire human being is born. The source of the images through which the human being receives his form lies in this universe. During sleep he is harmoniously inserted into it, and during the waking state he lifts himself out of this all-encompassing harmony in order to gain external perception. In sleep, his astral body returns to this cosmic harmony and on awaking again brings back to his bodies sufficient strength from it to enable him to dispense with his dwelling within the cosmic harmony for a certain length of time. The astral body, during sleep, returns to its home and on awaking brings back with it renewed forces into life. These forces that the astral body brings with it on awaking find outer expression in the refreshment that healthy sleep affords. Further descriptions of occult science will show that this home of the astral body is more encompassing than that which belongs to the physical body of the physical environment in the narrower sense. Whereas the human being is physically a part of the earth, his astral body belongs to worlds in which still other cosmic bodies besides our earth are embedded. Therefore he enters, during sleep, into a world to which other worlds than the earth belong, a fact that will only become clear from later descriptions. [ 6 ] It ought to be superfluous to call attention to a misunderstanding that can easily arise in regard to these facts, but to do so is not out of place in our age in which certain materialistic modes of thought are prevalent. Those who hold such thoughts can naturally say that it is only scientific to investigate the physical conditions of such a thing as sleep. They maintain that although scholars are not yet in agreement concerning the physical causes of sleep, yet one fact is certain: that definite physical processes must be assumed as lying at the foundation of this phenomenon. Oh! if people would only acknowledge the fact that supersensible knowledge in no way contradicts this assertion! It agrees with everything that is said from this point of view just as one agrees that in the physical erection of a house one brick must be laid upon another, and when it is finished, its form and cohesion can be explained by purely mechanical laws. In order that the house may be built at all, however, the thought of the builder is necessary. This thought is not to be discovered when merely the physical laws are investigated.—Thus, just as the thoughts of the builder of the house lie behind the physical laws that make the house comprehensible, so behind what physical science presents in an absolutely correct way lies the spiritual content of which supersensible knowledge speaks. It is true, this comparison is often presented when it is a matter of justification of a spiritual background of the world and it may be considered trivial. But in these things the point is not whether there is a familiarity with certain concepts, but rather whether they are properly evaluated in arguing the question. Opposing theories can have so great an effect on the power of judgment that the possibility of arriving at a proper evaluation is entirely excluded. [ 7 ] Dreaming is an intermediate state between waking and sleeping. What dream experiences offer to thoughtful consideration is a multi-colored interweaving of a picture world that conceals within it certain rules and laws. This world of dreams seems to display an ebb and flow, often in confused succession. In his dream life, the human being is freed from the law of waking consciousness that fetters him to sense-perception and to the rules governing his power of reason. Yet dreams have certain mysterious laws that are fascinating and alluring to man's prescience, and that are the deeper reason why the beautiful play of fantasy underlying artistic feeling is readily likened to “dreaming.” It is only necessary to call to mind certain characteristic dreams to find this corroborated. Someone dreams, for example, that he drives away a dog that is rushing upon him. He awakens and finds himself in the act of unconsciously throwing off a part of the bedclothes that had pressed upon an unaccustomed part of his body and had, therefore, become burdensome. What does dreaming here make out of the sense-perceptible process? What the senses would perceive in the waking state, the life of sleep allows to remain in complete unconsciousness. It retains, however, something essential, namely the fact that the sleeping person wishes to ward off something. Around this fact sleep weaves a pictorial process. The images, as such, are echoes of waking-day life. The manner in which they are borrowed from it has something arbitrary about it. Every person has the feeling that under the same external provocation, the dream could conjure up different pictures in his soul, but they express symbolically the feeling that the person has something he wishes to ward off. Dreams create symbols; they are symbol-makers. Inner processes, too, can transform themselves into such dream symbols. A person dreams that a fire is crackling near him; in his dream he sees the flames. He awakens and finds that he has been too heavily covered and has become too warm. The feeling of too much warmth is symbolically expressed in the dream picture. Quite dramatic experiences can be enacted in dream. For example, a person dreams that he is standing at an abyss. He sees a child running toward it. In his dream he experiences all the agony of the thought: Oh! if the child would only take heed, would only pay attention and not fall into the abyss! He sees it falling and hears the dull thud of its body below. He awakens and becomes aware that an object hanging on the wall of his room had become loosened and, in falling, has made a dull sound. Dream life expresses this simple occurrence in an event that is enacted in exciting pictures.—For the present we do not need to enter into a consideration of why, in the last example, the moment of the dull thud of the falling object should spread out into a series of events that seem to extend over a certain period of time. We need only keep in mind how the dream transforms into a picture what sense-perception would offer were we awake. [ 8 ] We see that as soon as the senses cease their activity, something creative asserts itself in man. This is the same creative element that is also present in completely dreamless sleep and there presents the soul state that appears as the antithesis of the soul's waking state. If this dreamless sleep is to take place, the astral body must be withdrawn from the ether and physical bodies. During the dream state, it is separated from the physical body in so far as it no longer has any connection with this body's sense organs, but it still retains a certain connection with the ether body. That the processes of the astral body can be perceived in pictures is due to this connection with the ether body. The moment this connection ceases, the pictures sink down into the darkness of unconsciousness, and we have dreamless sleep. The arbitrary and often absurd character of dream pictures rests upon the fact that the astral body, because of its separation from the sense organs of the physical body, cannot relate its pictures to the proper objects and events of the external environment. This fact becomes especially clear if we consider a dream in which the ego is, as it were, split up; when, for example, a person dreams that, as a pupil, he cannot answer a question put to him by his teacher, while directly afterwards the teacher, himself, answers the question. Because the dreamer cannot make use of the organs of perception of his physical body he is unable to relate the two occurrences to himself, as the same individual. Thus, in order to recognize himself as an enduring ego, he must be equipped with the external organs of perception. Only if a person had acquired the capacity of becoming conscious of his ego otherwise than through these organs of perception, would the enduring ego become perceptible to him outside his physical body. Supersensible consciousness must acquire these capacities, and the means of accomplishing this will be considered later on in this book. [ 9 ] Even death occurs only because there is a change in the relationship of the members of man's being. What supersensible perception has to say about death can also be observed in its effects in the outer world, and by unbiased reason the communications of supersensible knowledge can be verified on this point also through observation of external life. The expression of the invisible within the visible is, however, less obvious in these facts. It is more difficult fully to feel the importance of what, in the events of external life, corroborates the communications of supersensible knowledge in this realm. Even more than in the case of many things already mentioned in this book it would be quite natural here to declare that these communications are simply figments of the imagination, if no heed is paid to the knowledge of how a clear indication of the supersensible is contained in the sensory. [ 10 ] In passing over into sleep, the astral body only severs its connection with the ether and physical bodies, the latter remaining bound together; in death, the physical body, however, is severed from the ether body. The physical body is left to its own forces and must, for that reason, disintegrate as a corpse. When death occurs, the ether body enters into a state that it never experienced during the time between birth and death, except under rare conditions that will be spoken of later. It is now united with its astral body, without the presence of the physical body, for the ether body and astral body do not separate immediately after death. For a time they remain together by means of a force whose existence is easily to be understood. If it did not exist, the ether body could not sever itself from the physical body, for it is bound to it. This is seen in sleep when the astral body is unable to tear these two members of the human organism apart. This force begins its activity at death. It severs the ether body from the physical, with the result that the ether body is now united with the astral body. Supersensible observation shows that after death this union varies in different people. Its duration is measured by days. For the present this duration is only mentioned by way of information.—Later the astral body separates from its ether body also and continues on its way bereft of it. During the union of the two bodies man is in a condition that enables him to perceive the experiences of his astral body. As long as the physical body is present, the work of refreshing the worn out organs must begin from the moment the astral body is severed from it. With the severance of the physical body this work ceases. The force that is employed for this work when the human being sleeps remains after death and can now be used to make the astral body's own processes perceptible. An observation that clings to the externals of life may say that these are statements that are clear to those endowed with supersensible perception, but there is no possibility of anyone else ascertaining the truth about them. This is not a fact. What supersensible perception observes in this realm, removed from ordinary perception, can be comprehended by ordinary thought power after it has once been discovered. This thought power must consider in the right way the relationships of life that are present in the manifested world. Thinking, feeling, and willing stand in such a relationship to each other and to the experiences of man in the outer world, that they remain incomprehensible if the manner of their revealed activity is not considered as the expression of an unrevealed activity. This manifest activity becomes clear to the judgment only when it can be looked upon, in its course within physical human life, as the result of what supersensible knowledge establishes for the non-physical. In regard to this activity we are, without supersensible knowledge, much like a man in a dark room without light. Just as the physical objects around us are perceived only in the light, so will what takes place through the soul-life of man be explicable only by means of supersensible knowledge. During the union of the human being with his physical body, the outer world enters his consciousness in images; after casting off this body, what the astral body experiences when it is not bound to the outer world by means of physical sense organs becomes perceptible. It has at first no new experiences. Union with the ether body prevents it from experiencing anything new. What it does possess, however, is a memory of the past life. The still present ether body allows this memory to appear as a comprehensive, living picture. This is the first experience of the human being after death. He perceives the life between birth and death in a series of pictures spread out before him. During physical life, memory exists only during the waking state when man is united with his physical body. Memory is present only to the extent allowed by this body. Nothing is lost to the soul that makes an impression upon it during life. Were the physical body a perfect instrument for this, it would be possible at every moment of life to conjure up before the soul the whole of life's past. This hindrance disappears at death. As long as the human being retains the ether body, a certain perfection of memory exists, and it disappears to the degree that the ether body loses the form it had during its sojourn in the physical body, when it resembled the physical body. This is also the reason why the astral body after a time separates from the ether body. It can remain united with the latter only as long as the ether form, which corresponds to the physical body, endures. During life between birth and death, a separation of the ether body from the physical body takes place only in exceptional cases, and then only for a short time. If, for example, a person presses heavily upon one of his limbs, a part of the ether body may separate from the physical. When this occurs we may say that the limb has “gone to sleep.” The peculiar feeling one has at that time comes from the severance of the ether body. (Naturally, here also a materialistic mode of thought may deny the existence of the invisible within the visible and say that all this simply comes from the physical disturbance caused by the pressure.) In such a case, supersensible perception is able to observe how the corresponding part of the ether body passes out of the physical. If a person experiences an unusual shock, or something of the kind, a separation of the ether body from a large part of the physical body may result for a short time. This happens if a person for one reason or another sees himself suddenly near death; if, for example, he is on the verge of drowning, or if, on a mountaineering trip, he is in danger of a precipitous fall. What is told by people who have experienced such things comes very near the truth and may be corroborated by supersensible observation. They state that in such moments their entire life passed before the soul in a great memory-picture. Of the many examples that could be cited here, only one will be referred to because it originates with a person to whose mode of thinking all that has been said here about these experiences must appear as idle fancy. For anyone who takes a few steps in supersensible observation, it is always useful to become acquainted with the statements of those who consider this science as something fantastic. Such statements cannot be so lightly attributed to the prejudice of the observer of the supersensible. (Spiritual scientists may well learn a great deal from those who consider their endeavors nonsense, and they need not be disconcerted if there is no reciprocal “affection” in this respect on the part of the critics. To be sure, for supersensible perception itself there is no need of verification of its results through such experiences. It does not desire to prove anything by these references, but to elucidate its findings.) The eminent criminologist and well known researcher in many other fields of natural science, Moritz Benedict, relates a personal experience in his memoirs. Once, when he was near being drowned while bathing, he saw in memory his whole life before him as though in a single picture.—If others describe differently the pictures experienced under similar circumstances, even in a way that lets them appear to have little to do with the events of their past, this does not contradict what has been said. For the pictures that occur in the quite unusual condition of the separation of the ether body from the physical are often not readily explicable in regard to their relation to life. Proper consideration will always recognize this relationship. Neither is it an objection if someone, for example, once came near drowning and did not have the experience described. It must be remembered that this can only occur when the ether body is actually separated from the physical and at the same time remains united with the astral body. If through the shock a loosening of the ether and astral bodies also takes place, then the experience does not occur, because there exists complete unconsciousness, as in dreamless sleep. [ 11 ] In the period immediately following death the experiences of the past appear summarized in a memory-picture. After the separation of the ether body and the astral body, the latter is left to itself in its further journey. It is not difficult to see that, within the astral body, everything remains that it has made its own through its own activity during its sojourn in the physical body. To a certain degree, the ego has developed spirit self, life spirit, and spirit man. As far as they are developed, they receive their existence, not from what exists as organs in the bodies, but from the ego. The ego is the very member that needs no external organs for self-perception; it also needs none in order to remain in possession of what it has united with itself. The objection can be made, “Why, then, is there no perception in sleep of this spirit self, life spirit, and spirit man, which have been developed?” There is none, because the ego is fettered to the physical body between birth and death. Even though in sleep the ego, united with the astral body, is outside the physical body, it remains, nevertheless, in close union with the latter, for the activity of the astral body is directed toward this physical body. Thus the ego with its perception is relegated to the external sense world and cannot therefore receive the revelations of the spirit in its direct form. Only at death does the ego receive these revelations because, at death, the ego is freed from its connection with the physical and ether bodies. Another world can flash up for the soul the moment it is withdrawn from the physical world that chains the soul's activity to itself during life. There are reasons why even at this moment all connections between man and the external sense world do not cease. Certain desires remain that maintain this connection. These are desires that the human being creates because he is conscious of his ego, the fourth member of his being. Those desires and wishes arising out of the nature of the three lower bodies can only be active within the external world, and when these bodies are laid aside the desires cease. Hunger is caused by the external body; it is silenced as soon as this outer body is no longer united with the ego. If the ego possessed no other desires than those arising from its own spiritual nature, it could at death draw complete satisfaction from the spiritual world into which it is translated. But life has given it still other desires. It has enkindled in the ego a longing for enjoyments that can only be satisfied through physical organs, although the desires do not have their origin in these organs themselves. Not only do the three bodies demand their satisfaction through the physical world, but the ego itself finds enjoyments within this world for which the spiritual world offers no means of satisfaction. For the ego there are two kinds of desires in life: the desires that have their source in the bodies, and therefore must be satisfied within these bodies, ceasing with the disintegration of these bodies, and the desires that have their source in the spiritual nature of the ego. As long as the ego is within the bodies, these desires also are satisfied by means of bodily organs, for in the manifestations of the bodily organs the hidden spirit is at work, and in all that the senses perceive they receive at the same time something spiritual. This spiritual element exists also after death, although in another form. All spiritual desires of the ego within the sense world exist also when the senses are no longer present. If a third kind of desire were not added to these two, death would signify merely a transition from desires that can be satisfied by means of the senses to those that find their realization in the revelation of the spiritual world. This third type of desire is produced by the ego during Its life in the sense world because it finds pleasure in this world also in so far as there is no spirit manifest in it.—The basest enjoyments can be a manifestation of the spirit. The gratification that the hungry being experiences in taking food is a manifestation of spirit because through the eating of food something is brought about without which, in a certain sense, the spirit could not evolve. The ego can, however, transcend the enjoyment that this fact of necessity offers. It may long for good tasting food, quite apart from the service rendered the spirit by eating. The same is true of other things in the sense world. Desires are created thereby that would never have come into being in the sense world had the human ego not been incorporated in it. But neither do these desires spring from the spiritual nature of the ego. The ego must have sense enjoyments as long as it lives in the body, also in so far as it is spiritual; for the spirit manifests in the sense world and the ego enjoys nothing but spirit when, in this world, it surrenders itself to that medium through which the light of the spirit radiates. It will continue to enjoy this light even when the sense world is no longer the medium through which the rays of the spirit pass. In the spirit world, however, there is no gratification for desires in which the spirit has not already manifested itself in the sense world. When death takes place, the possibility for the gratification of these desires is cut off. The enjoyment of appetizing food can come only through the physical organs that are used for taking in food: the palate, tongue, and so forth. After throwing off the physical body man no longer possesses these organs. But if the ego still has a longing for these pleasures, this longing must remain ungratified. In so far as this enjoyment is in accord with the spirit, it exists only as long as the physical organs are present. If it has been produced by the ego, without serving the spirit, it continues after death as desire, which thirsts in vain for satisfaction. We can only form an idea of what now takes place in the human being if we think of a person suffering from burning thirst in a region in which water is nowhere to be found. This, then, is the state of the ego, in so far as it harbors, after death, the unextinguished desires for the pleasures of the outer world and has no organs with which to satisfy them. Naturally, we must imagine the burning thirst that serves as an analogy for the conditions of the ego after death to be increased immeasurably, and imagine it spread out over all the other still existing desires for which all possibility of satisfaction is lacking. The next task of the ego consists in freeing itself from this bond of attraction to the outer world. In this respect the ego has to bring about a purification and emancipation within itself. All desires that have been created by it within the body and that have no inherent rights within the spiritual world must be rooted out.—Just as an object takes fire and is consumed, so is the world of desires, described above, consumed and destroyed after death. This affords us a glimpse into the world that supersensible knowledge designates as the “consuming fire of the spirit.” All desires of a sensual nature, in which the sensual is not an expression of the spirit, are seized upon by this “fire.” The ideas that supersensible knowledge must give in regard to these processes might be found to be hopeless and awful. It might appear terrifying that a hope, for whose realization sense organs are necessary, must change into hopelessness after death; that a desire, which only the physical world can satisfy, must turn into consuming deprivation. Such a point of view is possible only as long as one does not consider the fact that all wishes and desires, which after death are seized by the “consuming fire,” in a higher sense represent not beneficial but destroying forces in life. By means of such destructive forces, the ego tightens the bond with the sense world more strongly than is necessary in order to absorb from this very sense world what is beneficial to it. This sense world is a manifestation of the spirit hidden behind it. The ego would never be able to enjoy the spirit in the form in which it is able to manifest through bodily senses alone, did it not want to use these senses for the enjoyment of the spiritual within the sense world. Yet the ego deprives itself of the true spiritual reality in the world to the degree that it desires the sense world without the spirit. If the enjoyment of the senses, as an expression of the spirit, signifies an elevation and development of the ego, then an enjoyment that is not an expression of the spirit signifies the impoverishing, the desolation of the ego. If a desire of this kind is satisfied in the sense world, its desolating effect upon the ego nevertheless remains. Before death, however, this destructive effect upon the ego is not apparent. Therefore the satisfaction of such desires can produce similar desires during life, and man is not at all aware that he is enveloping himself, through himself, in a “consuming fire.” After death, what has surrounded him in life becomes visible, and by becoming visible it appears in its healing, beneficial consequences. A person who loves another is certainly not attracted only to that in him which can be experienced through the physical organs. But only of what can thus be experienced may it be said that it is withdrawn from perception at death; just that part of the loved one then becomes visible for the perception of which the physical organs were only the means. Moreover, the only thing that then hinders that part from becoming completely visible is the presence of the desire that can only be satisfied through physical organs. If this desire were not extirpated, the conscious perception of the beloved person could not arise after death. Considered in this way, the picture of frightfulness and despair that might arise in the human being concerning the events after death, as depicted by supersensible knowledge, must change into one of deep satisfaction and consolation. [ 12 ] The first experiences after death are different in still another respect from those during life. During the time of purification man, as it were, lives his life in reverse order. He passes again through all that he has experienced in life since his birth. He begins with the events that immediately preceded death and experiences everything in reverse order back to childhood. During this process, everything that has not arisen out of the spiritual nature of the ego during life passes spiritually before his eyes, only he experiences all this now inversely. For example, a person who died in his sixtieth year and who in his fortieth year had done someone a bodily or soul injury in an outburst of anger will experience this event again when, in passing through his life's journey in reverse order after death, he reaches the place of his fortieth year. He now experiences, not the satisfaction he had in life from his attack upon the other person, however, but the pain he gave him. From what has been said above, it is at the same time also possible to see that only that part of such an event can be experienced painfully after death that has arisen from passions of the ego having their source only in the outer physical world. In reality, the ego not only damages the other person through the gratification of such a passion, but itself as well; only the damage to itself is not apparent to it during life. After death this whole, damaging world of passion becomes perceptible to the ego, and the ego then feels itself drawn to every being and every thing that has enkindled such a passion, in order that this passion may again be destroyed in the “consuming fire” in the same way it was created. Only when man in his backward journey has reached the point of his birth have all the passions of this kind passed through the fire of purification, and, from then on, nothing hinders him from a complete surrender to the spiritual world. He enters upon a new stage of existence. Just as, at death, he threw off the physical body, then, soon after, the ether body, so now that part of the astral body falls away that can live only in the consciousness of the outer physical world. For supersensible perception there are, thus, three corpses: the physical, the etheric, and the astral corpse. The point of time when the latter is thrown off by man is at the end of the period of purification, which lasts about a third of the time that passed between birth and death. The reason why this is so can only become clear later on, when we shall consider the course of human life from the standpoint of occult science. For supersensible observation, astral corpses are constantly present in the environment of man, which have been discarded by human beings who are passing over from the state of purification into a higher existence, just as for physical perception there are physical corpses in the world in which men dwell. [ 13 ] After purification an entirely new state of consciousness begins for the ego. While before death the outer perceptions had to flow toward the ego in order that the light of consciousness might fall upon them, now, as it were, a world flows from within of which it acquires consciousness. The ego lives in this world also between birth and death. There, however, this world is clothed in the manifestations of the senses, and only there where the ego, taking no heed of all sense-perceptions, perceives itself in its innermost sanctuary is what otherwise appears veiled by the sense world revealed in its real form. Just as before death the self-perception of the ego takes place in its inner being, so after death and after purification the world of spirit in its plenitude is revealed from within. This revelation, in fact, takes place immediately after the stripping off of the ether body. But, like a darkening cloud, the world of desires, which are still turned toward the outer world, spreads out before it. It is as though dark demoniacal shadows, arising out of the passions “consuming themselves in fire,” intermingled with a blissful world of spiritual experience. Indeed, these passions are now not mere shadows, but actual entities. This becomes at once apparent when the physical organs are removed from the ego and it, therefore, can perceive what is of a spiritual nature. These creatures appear like distortions and caricatures of what the human being previously knew through sense-perception. Supersensible perception says about the world of the purifying fire that it is inhabited by beings whose appearance for the spiritual eye can be horrible and painful, whose pleasure seems to be destruction and whose passion is bent upon a spiritual evil, in comparison with which the evil of the sense world appears insignificant. The passions indicated, which human beings bring into this world, appear to these creatures as food by means of which their power receives constant strengthening. The picture thus drawn of a world imperceptible to the senses can appear less incredible if one for a moment observes a part of the animal world with unprejudiced eyes. For the spiritual gaze, what is a cruel, prowling wolf? What manifests itself in what the senses perceive in it? Nothing but a soul that lives in passions and acts through them. One can call the external form of the wolf an embodiment of these passions, and even if a person had no organs with which to perceive this form, he would still have to acknowledge the existence of the being in question, if its passions showed invisibly in their effects; that is, if a power, invisible to the eye, were prowling around by means of which everything could happen that occurs through the visible wolf. To be sure, the beings of the purifying fire do not exist for sensory, but for supersensible consciousness only; their effects, however, are clearly manifest: they consist in the destruction of the ego when it gives them nourishment. These effects become clearly visible when a well-founded pleasure increases to lack of moderation and excess, for what is perceptible to the senses would also attract the ego only in so far as the pleasure is founded in its own nature. The animal is impelled to desire only by means of that in the outer world for which its three bodies are craving. Man possesses nobler pleasures because a fourth member, the ego, is added to the three bodily members. But if the ego seeks for a gratification that serves to destroy its own nature, not to maintain and further it, then such craving can be neither the effect of its three bodies, nor that of its own nature. It can only be the effect of beings who, in their true form, remain hidden from the senses, beings who can set to work on the higher nature of the ego and arouse in it passions that have no relationship to sense existence, but can only be satisfied through it. Beings exist who are nourished by desires and passions that are worse than any animal passions, because they do not have their being in the sense world, but seize upon the spiritual and drag it down into the realm of the senses. For that reason the forms of such beings are, for supersensible perception, more hideous and gruesome than the forms of the wildest animals, in which only passions are embodied that originate in the sense world. The destructive forces of these beings exceed immeasurably all destructive fury existing in the visible animal world. Supersensible knowledge must, in this way, enlarge the human horizon to include a world of beings that, in a certain respect, stand lower than the visible world of destructive animals. [ 14 ] When man, after death, has passed through this world, he finds himself confronted by a world that contains the spirit, producing a longing within him that finds its satisfaction only in the spirit. Now too, however, he distinguishes between what belongs to his ego and what forms the environment of this ego, that is, its spiritual outer world. Only, what he experiences of this environment streams toward him in the way the perception of his own ego streams toward him during his sojourn in the body. While in the life between birth and death his environment speaks to him through his bodily organs, after all bodies have been laid aside the language of the new environment penetrates directly into the “innermost sanctuary” of his ego. The entire environment of the human being is filled with beings of like nature with his ego, for only an ego has access to another ego. Just as minerals, plants, and animals surround him in the sense world and compose that world, so after death he is surrounded by a world that is composed of beings of a spiritual nature.—Yet he brings with him into this world something that does not belong to his environment there, namely, what the ego has experienced within the sense world. Immediately after death, and as long as the ether body was still united with the ego, the sum of these experiences appeared in the form of a comprehensive memory picture. The ether body itself is then, to be sure, cast off, but something from this memory picture remains as an imperishable possession of the ego. What has thus been retained appears as an extract, an essence made from all the experiences that the human being has passed through between birth and death. This is life's spiritual yield, its fruit. This yield contains everything of a spiritual character that has been revealed through the senses. Without life in the sense world, however, it could not have come into existence. After death the ego feels this spiritual fruit of the sense world as its own inner world with which it enters a world composed of beings who manifest themselves as only his ego can manifest itself in its innermost depths. Just as the plant seed, which is an extract of the entire plant, develops only when it is inserted into another world—the earth, so what the ego brings with it out of the sense world unfolds like a seed upon which the spiritual environment acts that has now received it. If the science of the supersensible is to describe what occurs in this “land of the spirits,” It can indeed only do so by portraying it in pictures. Still, these pictures appear as absolute reality to supersensible consciousness when it investigates the corresponding occurrences imperceptible to the physical eye. What is to be described here may be illustrated by means of comparisons with the sense world, for although it is wholly of a spiritual nature, it has, in a certain respect, a similarity to the sense world. For example, just as in the world of the senses a color appears when an object impresses the eye, in the “land of the spirits,” when a spiritual being acts upon the ego, an experience is produced similar to one made by a color. But this experience is produced in the way in which, in the life between birth and death, only the perception of the ego can be produced in the soul's inner being. It is not as though the light struck the human inner being from without, but as though another being were acting directly upon the ego, causing it to portray this activity in a colored picture. Thus all beings of the spiritual environment of the ego express themselves in a world of radiating colors. Since their origin is of a different kind, these color experiences of the spirit world are, naturally, of a character somewhat different from the experiences of physical color. The same thing can be said of other impressions that the human being receives from the sense world. The impressions that resemble most those of the sense world are the tones of the spiritual world, and the more the human being becomes familiar with this world, the more will it become for him an inwardly pulsating life that may be likened to tones and their harmonies in sensory reality. These tones, however, are not experienced as something reaching an organ from outside, but as a force streaming through the ego out into the world. The human being feels the tone as he feels his own speaking or singing in the sense world, but he knows that in the spiritual world these tones streaming out from him are at the same time manifestations of other beings poured out into the world through him. A still higher manifestation takes place in the land of spirit beings when the tone becomes “spiritual speech.” Then not only the pulsing life of another spirit being streams through the ego, but a being of this kind imparts its own inner nature to this ego. Without that separation which all companionship must experience in the physical world, two beings live in each other when the ego is thus permeated by “spiritual speech.” The companionship of the ego with other spirit beings after death is really of this kind. Three realms of the land of spirits appear before supersensible consciousness that may be compared with three regions of the physical sense world. The first region is the “solid land” of the spiritual world, the second, the “region of oceans and rivers,” the third, the “atmospheric region.”—What assumes physical form on earth so that it may be perceived by means of physical organs is perceived in its spiritual nature in the first realm of the land of spirit beings. For example, the force that gives the crystal its form may be perceived there, but what thus appears is the antithesis of the form it assumes in the sense world. The space, which in the physical world is filled with the stone mass, appears to spiritual vision as a kind of cavity. Around this cavity, however, the force is visible that gives form to the stone. The color the stone possesses in the physical world is experienced in the spiritual world as the complementary color. Thus a red stone appears greenish in the spirit land and a green stone, reddish. The other characteristics also appear In their complementary forms. Just as stones, earth masses, and so forth, make up the solid land—the continental regions—of the physical world, so the structures described above compose “the solid land” of the spirit world.—Everything that is life within the sense world is the oceanic region in the spirit world. Life to the physical eye is manifest in its effects in plants, animals, and men. Life to spiritual vision is a flowing entity that permeates the land of spirits like seas and rivers. A still better analogy is that of the circulation of the blood in the body, for whereas oceans and rivers appear irregularly distributed within the physical world, there is a certain regularity, like that of the circulation of the blood, in the distribution of this streaming life of the land of spirit beings. This flowing life is heard simultaneously as a spiritual entoning.—The third realm of the spirit land is its “atmosphere.” What appears in the sense world as sensation exists in the spiritual realm as an all-pervading presence like the earth's air. Here we must imagine a sea of flowing feeling. Sorrow and pain, joy and delight flow through this realm like wind or a raging tempest in the atmosphere of the sense world. Imagine a battle raging upon earth. Not only human forms confront each other there, forms that can be seen with the physical eyes, but feelings stand forth opposing feelings, passions opposing passions. The battlefield is filled with pain as well as with human forms. Everything that is experienced there of the nature of passion, pain, joy of conquest, is present not alone in its effects perceptible to the senses, but the spiritual sense becomes conscious of it as atmospheric processes in the land of spirits. Such an event in the spirit is like a thunder storm in the physical world, and the perception of these events may be likened to the hearing of words in the physical world. Therefore it is said that just as the air surrounds and permeates the earth beings, so do “wafting spiritual words” enclose the beings and processes of the spirit land. [ 15 ] There are still other perceptions possible in this spiritual world. What may be compared to warmth and light of the physical world is also present. What permeates everything in the spirit land, like warmth permeating earthly things, is the thought world itself, only here, thoughts must be imagined as living, independent entities. What is apprehended as thoughts in the physical world is like the shadow of what exists in the land of spirits as thought beings. If we imagine thought, as it exists in human beings, withdrawn from man and endowed as an active entity with its own inner life, then we have a feeble illustration of what permeates the fourth region of the spirit land. What man perceives as thoughts in his physical world between birth and death is only the manifestation of the thought world as it is able to express itself through the instrumentality of the bodies. But all such thoughts entertained by human beings, which signify an enrichment of the physical world, have their origin in this region. One need not think here merely of the ideas of the great inventors, of the geniuses. It can be seen how every person has sudden ideas that he does not owe merely to the outer world, but with which he transforms this outer world itself. Feelings and passions whose causes lie in the outer world have to be placed in the third region of the spirit land. But everything that can so live in the human soul as to make him a creator, causing him to transform and fructify his surroundings, is perceptible in its primeval, essential form in the fourth sphere of the spiritual world.—What exists in the fifth region may be compared with physical light. It is wisdom revealing itself in its innermost form. Beings belonging to this region shed wisdom upon their environment, just as the sun sheds light upon physical beings. What is illuminated by this wisdom appears in its true significance and meaning for the spiritual world, just as a physical object displays its color when it is shone upon by the light.—There exist still higher regions of the land of the spirits, descriptions of which will be found in a later part of this work. After death, the ego is immersed in this world, together with the harvest that it brings with it from its life in the sense world. This harvest is still united with that part of the astral body that has not been thrown off at the end of the period of purification. Only that part falls away which after death was inclined with its desires and longings toward physical life. The immersion of the ego in the spiritual world, together with what it has acquired in the sense world, may be compared with the insertion of a seed into the ripening earth. Just as this seed draws substances and forces from its environment in order to develop into a new plant, so, too, unfolding and growth is the very essence of the ego being embedded in the world of spirit.—Within what an organ perceives lies hidden the force by means of which the organ itself is created. The eye perceives the light, but without the light there would be no eye. Beings that pass their lives in darkness develop no organs of sight. In this manner the whole bodily organism of the human being is created out of the hidden forces lying within what is perceived with these bodily members. The physical body is built up by the forces of the physical world, the ether body by those of the life world, and the astral body is formed out of the astral world. When the ego is now transplanted into the spirit land, it encounters those forces that remain hidden to physical perception. In the first region of the spirit land the spiritual beings are perceptible who always surround the human being and who have also fashioned his physical body. Thus in the physical world, man perceives nothing but the manifestations of those spiritual forces that have also formed his own physical body. After death, he is himself in the midst of these formative forces that now appear to him in their own, previously concealed, form. Likewise, in the second region he is in the midst of the forces composing his ether body. In the third region, forces stream toward him out of which his astral body has been organized. The higher regions of the spirit land also now impart to him what composes his form in his life between birth and death. [ 16 ] These beings of the spirit world now co-operate with what man has brought with him as fruit from the former life and what now becomes a seed. By means of this cooperation man is built up anew as a spiritual being. In sleep the physical and ether bodies continue their existence; the astral body and ego are, to be sure, outside of these two bodies, but still united with them. Whatever influences the astral body and the ego receive in this state from the spiritual world can only serve to restore the forces exhausted during the waking period. When the physical and ether bodies have been laid aside, however, and when, after the period of purification, those parts of the astral body that are still connected with the physical world through their desires are also laid aside, all that streams toward the ego from the spirit world now becomes not only a perfector, but a recreator. After a certain length of time, which will be discussed in later parts of this work, an astral body has formed itself around the ego; the former can again dwell in ether and physical bodies befitting the human being between birth and death. He can again pass through birth and appear in a new earth existence into which the fruit of the previous life has been incorporated. Up to the time of re-forming a new astral body, man is a witness of his own re-creation. Since the powers of the spirit land do not reveal themselves to him by means of outer organs, but from within, like his own ego in self-consciousness, he is able to perceive this revelation as long as his mind is not yet directed to an outwardly perceptible world. The moment, however, the astral body is newly formed, his attention turns outward. The astral body once more requires an external ether and physical body. It therefore turns away from the revelations of the inner world. For this reason an intermediate state now begins, during which man sinks into unconsciousness. Consciousness can only reappear in the physical world when the necessary organs for physical perception have been formed. During this period in which consciousness, illuminated by inner perception, ceases, the new ether body begins to attach itself to the astral body and the human being can then again enter into a physical body. Only an ego that has of itself produced life spirit and spirit man, the hidden, creative forces in the ether and physical bodies, would be able to take part consciously in the attachment of these two members. As long as man is not developed to this point, beings who are further advanced than he in their evolution must direct the attachment of these members. The astral body is led by such beings to certain parents, so that he may be endowed with the proper ether and physical bodies.—Before the attachment of the ether body is completed, something extraordinarily significant occurs for the human being who is re-entering physical existence. He has, in his previous life, created destructive forces that became evident when he experienced his life in reverse order after death. Let us take again the example suggested above. A person had caused someone pain in an outburst of anger in the fortieth year of his previous life. After death, he met this pain of the other person in the form of a force destructive to the development of his own ego. So it is with all such occurrences of his previous life. On re-entering physical life, these hindrances to evolution confront the ego anew. Just as at death a kind of memory picture of the past life arose before the human ego, now a pre-vision of the coming life presents itself. Again he sees a tableau, which this time displays all the hindrances he must remove if his evolution is to make further progress. What he thus sees becomes the starting point of forces that he must carry with him into a new life. The picture of the pain that he has caused another person becomes the force impelling the ego, on re-entering life, to make reparation for this pain. Thus the previous life has a determining effect upon the new life. The actions of this new life are in a certain way caused by those of the previous life. This orderly connection between a former and a later existence must be considered as the law of destiny. It has become the custom to designate this law by the name karma, a term borrowed from oriental wisdom. [ 17 ] The fashioning of a new corporeal organization is not the only activity that is required of the human being between death and a new birth. While this building up is taking place, man lives outside the physical world. But during this time the earth proceeds in its evolution. Within relatively short periods of time the earth changes its countenance. How did those regions, which at present are occupied by Germany, appear a few millennia ago? When man reappears in a new life, the earth as a rule presents quite a different appearance from the one it had in his previous life. While he was absent from the earth all sorts of changes have occurred. Hidden forces also are at work in this transformation of the face of the earth. Their activities proceed from the same world in which man dwells after death, and he himself must co-operate in this transformation of the earth. He can do so only under the guidance of higher beings, as long as he has not acquired, through the development of life spirit and spirit man, a clear consciousness concerning the relationship between the spirit and its expression in the physical. But he helps to transform the earthly conditions. It can be said that human beings, during the period between death and a new birth, transform the earth in such a way that its conditions harmonize with their own development. If we observe a particular spot on the earth at a definite point of time and observe it again after a long span, finding it in a fully changed condition, the forces that have wrought this change are the forces of the human dead. In this way men have a relationship with the earth also during the period between death and a new birth. Supersensible consciousness sees in all physical existence the manifestation of a hidden spirituality. For physical observation, it is the light of the sun, climatic changes, and similar phenomena that bring about the transformation of the earth. For supersensible observation, the forces of the human dead are active in the rays of light that fall upon the plants from the sun. By observing supersensibly one becomes aware of how human souls hover above the plants, how they change the surface of the earth, and so forth. The attention of the human being is not only turned upon himself and upon the preparation for his own new earth life; indeed, he is called upon to work spiritually upon the outer world, just as he is called upon to work physically in the life between birth and death. [ 18 ] Not only from the land of spirit beings does human life affect the conditions of the physical world, however, but, vice versa, all activity in physical existence has its effects in the spiritual world. An example will illustrate what happens in this respect. A bond of love exists between mother and child. This love arises out of an attraction between the two that has its roots in the forces of the sense world. But it changes in the course of time; a spiritual bond is formed more and more out of the sensory, and this spiritual link is fashioned not merely for the physical world, but also for the land of spirits. This is also true for other relationships. What has been spun in the physical world through spiritual beings remains in the spiritual world. Friends who have become closely united in life belong together also in the land of spirits and, after laying aside their bodies, they are in much more intimate communion than in physical life. For as spirits they exist for each other through the manifestation of their inner nature in the same way that the higher spiritual beings manifest their existence to one another through their inner nature, as we have described above, and a tie that has been woven between two people brings them together again in a new life. Therefore, in the truest sense of the word, we must speak of people finding each other again after death. [ 19 ] What has once taken place with a person, during the period from birth to death and then from death to a re-birth, repeats itself. Man returns to earth again and again when the fruit that he has acquired in one physical life has reached maturity in the land of the spirits. Yet, we must not think here of repetition without beginning and end, for the human being passed, at some time, from other forms of existence into those that take place in the manner described, and he will in the future pass on to others. A picture of these transitional stages will be presented when, subsequently, the evolution of the cosmos—in relation to man—is described from the standpoint of supersensible consciousness. [ 20 ] The processes that occur between death and a new birth are, naturally, still more concealed for outer sensory observation than the spiritual element that underlies manifest existence between birth and death. This sensory observation can see the effects of this part of the concealed world only where they enter into physical existence. The question for sensory observation is, whether the human being who passes through birth into life brings with him something of the processes described by supersensible cognition as taking place between a previous death and birth. if someone finds a snail shell in which no trace of an animal is to be seen, he will nevertheless acknowledge that this snail shell has come into existence through the activity of some animal and will not believe that it has been constructed in its form purely by means of physical forces. Likewise, a person who observes a living human being and finds something that cannot have its origin in this life, can admit with reason that it originates in what the science of the supersensible described, if thereby a clarifying light is thrown upon what is otherwise inexplicable. Thus intelligent sensory observation would be able to find that the invisible causes are comprehensible through their visible effects, and to anyone who observes this physical life entirely without prejudice, the above will appear—with every new observation—more and more convincing. It is only a question of finding the right standpoint for observing the effects in outer life. For example, where are the effects of what supersensible cognition describes as processes of the time of purification? How do the effects of the experiences that man undergoes manifest themselves after this time of purification in the purely spiritual realm, according to the evidence of spiritual research? [ 21 ] Problems enough force themselves into every earnest and deep consideration of life in this field. We see one person born in need and misery, equipped with only meager ability, and he appears to be predestined to a pitiable existence because of the conditions prevailing at his birth. Another will, from the first moment of his life, be cherished and cared for by solicitous hands and hearts; brilliant capacities unfold in him, he is cut out for a fruitful, satisfactory existence. Two contrasting points of view can be asserted in respect of such problems. The one adheres to what the senses perceive and what the intellect, bound to the senses, can grasp. This point of view sees no problem in the fact that one person is born to good fortune, the other to misfortune. Although such a point of view may not wish to use the word “chance,” still those who hold it are not ready to assume an interrelated web of laws that causes such diversities, and with respect to aptitudes and talents, this way of thinking adheres to what is said to be “inherited” from parents, grandparents, and other ancestors. It will refuse to seek the causes in spiritual events that man himself has experienced before his birth, and through which he has formed his capacities and talents, quite apart from the hereditary descent from his ancestors.—Another point of view will not feel satisfied with such an interpretation. It will hold that even in the outer world nothing occurs at a definite place or in definite surroundings without the necessity of presupposing a reason for the cause of it. Although in many instances these causes have not yet been investigated, yet they exist. An Alpine flower does not grow in the lowlands; there is something in its nature that unites it with the Alpine regions. Likewise, there must be something in a human being that causes him to be born in a definite environment. This is not to be explained by causes that lie merely in the physical world. To a serious thinker this must appear as though a blow dealt another should be explained not by the feelings of the aggressor, but rather by the physical mechanism of his hand.—Those who have this point of view must also be dissatisfied with all explanations of aptitude and talents as mere inheritance. Yet it may be said in this connection that obviously certain aptitudes continue to be inherited in families. During two and a half centuries musical aptitudes were inherited by the members of the Bach family. Eight mathematicians, some of whom in their childhood were destined for quite different professions, have appeared in the Bernoulli family. The “inherited” talents have always impelled them to take up the family profession. Furthermore, it can be shown through exact investigation of the line of ancestry of an individual that, in one way or another, the talents of this individual have appeared in the ancestors and that they present only a summation of inherited tendencies. The one having the second point of view mentioned will certainly not disregard such facts, but they cannot mean the same thing to him as to the other who rests his explanations solely upon the processes of the sense world. The former will point out that it is just as impossible for the inherited traits to sum themselves up into an entire personality as it is for the metal parts of a clock to form themselves into a clock. If the objection is made that the united activity of the parents can bring about the combination of traits and that this, as it were, takes the place of the clock-maker, he will reply, “Just look with impartiality at the completely new element in every child's personality; this cannot come from the parents for the simple reason that it does not exist in them.” c4 [ 22 ] Unclear thinking can cause great confusion in this realm. The worst is if those having the first point of view previously stated look on those having the second as opponents of what is based upon “sure facts.” But these latter may not even think of denying the truth or the value of these facts. They also see quite clearly, for example, that a definite spiritual predisposition, even a spiritual direction, is “inherited” in a family, and that certain capacities summarized and combined in one descendant result in a remarkable personality. They are ready to admit that the most illustrious name seldom stands at the beginning, but at the end of a blood relationship. But those holding this view should not be blamed if they are forced to draw conclusions from these findings quite different from those of the persons who merely hold to the facts of the senses. The latter may be countered by saying that the human being certainly displays the attributes of his ancestors, for the soul-spirit element, which enters into physical existence through birth, takes its physical form from what heredity gives it. But by this, nothing else is said than that a being bears the qualities of the medium in which it is immersed. The following is certainly a strange and trivial comparison, but the unprejudiced mind will not deny its justification when it is said that the fact that a human being appears clothed in the traits of his forebears gives no more evidence of the origin of his personal characteristics than the fact that he is wet because he fell into the water gives evidence of his inner nature. It can be said further that if the most illustrious name stands at the end of a blood relationship covering many generations, it shows that the bearer of this name needed this blood relationship in order to form the body required for the development of his entire personality. It is, however, no proof whatsoever of the “inheritance” of the personal element itself; in fact, for a healthy logic, this fact proves just the opposite. If indeed the personal gifts were inherited, they would have to stand at the beginning of this series of generations and be transmitted to the descendants. But the appearance of a great endowment at the end of a human series proves that it is not inherited. [ 23 ] It is not to be denied that those who speak of spiritual causation in life often add to the confusion. They often speak too much in general, indefinite terms. When it is declared that the inherited attributes are summed up into the personality of a human being, this can certainly be compared with the statement that the metal parts of a clock have assembled themselves. But it must also be admitted that many statements about the spiritual world are similar to the declaration that the metal parts of a clock cannot assemble themselves so that the hands move forward; therefore something spiritual must be present that takes care of the forward movement of the hands. In respect of such an assertion, he builds on a firmer foundation who says, “Oh, I shall not trouble about such ‘mystical beings’ who advance the hands of the clock; I am trying to learn to understand the mechanical relationships that bring about this forward movement of the hands.” For it is not a question of merely knowing that behind such a mechanism as the clock, for example, there stands something spiritual—the clock-maker—but it is of significance only to learn to know the thoughts in the mind of the clock-maker that have preceded the construction of the clock. These thoughts can be found again in the mechanism. [ 24 ] All mere dreaming and imagining about the supersensible brings only confusion for they are incapable of satisfying the opponents. The latter are right when they say that such general references to supersensible beings are not an aid to the understanding of the facts. These opponents, it is true, may say the same thing about the definite indications of spiritual science. In this case, however, it can be shown how the effects of hidden spiritual causes appear in outer life. The following can be maintained: Suppose that what spiritual research has established by means of observation is true, namely, that man after death has passed through a period of purification and that he has experienced psychically during that time how a definite act, which has been performed in a previous life, is a hindrance to further evolution. While he was experiencing this, the impulse developed in him to rectify the consequences of this act. He brings this impulse with him into a new life, and it then forms the trait of character that places him in a position where this rectification is possible. Consider the totality of such impulses, and you have a reason for the destined environment in which a person is born.—The same may apply to another supposition. Again assume that what spiritual science says is true, namely, that the fruits of a past life are incorporated in the spiritual human seed, and that the land of the spirits in which this seed exists between death and rebirth is the realm in which these fruits ripen in order to appear again in a new life changed into talents and capacities, and to form the personality in such a way that it appears as the effect of what has been gained in a former life.—Anyone who makes these assumptions and, with them, observes life without prejudice will see that through them all facts of the sense world can be acknowledged in their full significance and truth, while at the same time everything becomes comprehensible that must remain forever incomprehensible to the one who, while relying only on physical facts, directs his attitude of mind toward the spiritual world. Above all, every illogical assumption will disappear, for instance the one mentioned above, that because the most important name stands at the end of a blood relationship series, the bearer of that name must have inherited his talents. Life becomes logically comprehensible by means of the supersensible facts communicated by spiritual science. [ 25 ] The conscientious truth-seeker who, without personal experiences in the supersensible world, wishes to find his way within the facts will, however, still be able to raise an important objection. For it can be asserted that it is inadmissible to assume the existence of any fact whatever simply for the reason that something that otherwise is inexplicable can thereby be explained. Such an objection is surely wholly without meaning for the one who knows the corresponding facts from supersensible experience. In the subsequent chapters of this work, the path will be indicated that can be traveled for the purpose of becoming acquainted, not only with other spiritual facts to be described here, but also with the law of spiritual causation as an individual experience. However, the above objection can, indeed, have significance for the person who is not willing to tread this path, but what can be said in refutation of this objection is also valuable for the one who has decided to take this path. For a person who accepts this in the right way has made the best initial step that can be taken on the path.—It is absolutely true that we should not accept something, the existence of which we do not otherwise know, simply because something, which otherwise remains incomprehensible, can be explained by it. In the case of the spiritual facts mentioned, however, the matter is quite different. If they are accepted, this has not only the intellectual consequence that life becomes comprehensible through them, but by the admission of these assumptions into our thoughts something else is experienced. Imagine the following case. Something happens to a person that arouses in him a feeling of distress. He can take this in two different ways. He can experience distress over the occurrence and yield himself to its disturbing aspects, even perhaps sink into grief. He can, however, take it in another way. He can say, “In reality, I have in a past life developed in myself the force that has confronted me with this event; I have, in fact, brought this thing upon myself,” and he can arouse in himself all the feelings that can result from such a thought. Naturally, the thought must be experienced with the utmost sincerity and all possible force if it is to have such a result for the life of feeling and sensation. Whoever achieves this will have an experience that can best be illustrated by a comparison. Let us suppose that two men get hold of a stick of sealing wax. One makes intellectual observations concerning its “inner nature.” These observations may be very clever; if there is nothing to show this “Inner nature,” one might easily reply that this is pure fantasy. The other, however, rubs the sealing wax with a cloth and then shows that it attracts small particles. There is a tremendous difference between the thoughts that have passed through the head of the first man, arousing his observations, and those of the second man. The thoughts of the first have no actual results; those of the second, however, have aroused a force, that is, something actual, from its concealment.—This is also the case with the thoughts of the human being who imagines that, through a former life, he has implanted into himself the power to encounter an event. This mere thought arouses in him a real force by means of which he can meet the event quite differently from the way he would have met it had he not entertained this thought. The inherent necessity of this event, which otherwise he might have considered merely due to chance, dawns upon him, and he will at once understand that he has had the right thought, for it had the force to disclose to him the facts. If a person repeats such inner processes, they become the means of an inner supply of strength and thus they prove their truth through their fruitfulness, and this truth becomes manifest gradually and powerfully. These processes have a healthy effect in regard to spirit, soul, and body; indeed, in every respect they act beneficially upon life. Man becomes aware that in this way he enters in the right manner into the relationships of life, whereas he is on the wrong path when he considers only the one life between birth and death. His soul becomes stronger because of this knowledge.—Such purely inner proof of spiritual causation can only be produced by each person himself in his own intimate soul life, but everyone can have such proof. Anyone who has not produced this proof cannot, of course, judge its power. Anyone who has produced it can no longer have any doubt about it. It is not surprising that this is so, for it is only natural that what is so intimately connected with man's innermost nature, his personality, can also be satisfactorily proved only by means of the most intimate experience.—The objection cannot be made, however, that each person must deal personally with such matters since they have to do with an inner experience of this kind, and that they cannot be the concern of spiritual science. It is true that each person must have the experience himself, just as each person must himself understand the proof of a mathematical problem. The means by which the experience can be attained, however, holds good for everyone, just as the method of proving a mathematical problem holds good for everyone. [ 26 ] It should not be denied that—aside from supersensible observations, of course—the proof by means of the forceproducing power of the corresponding thoughts just referred to, is the only one that holds its own if viewed with impartial logic. All other considerations are certainly important, but they all will possess something that offers a point of attack. To be sure, anyone who has acquired a sufficiently unprejudiced point of view will find something in the possibility and actuality of the education of man that has logically effective power of proof for the fact that a spiritual being is struggling for existence within the bodily sheath. He will compare the animal with the human being and say to himself that in the former, its normal characteristics and capacities appear at birth as something definite, which shows clearly how it is predestined by heredity and how it will develop in the outer world. See how the tiny chick from birth carries out vital functions in a definite way. In the human being, however, something enters into relationship with his inner life, through education, that can exist without any connection whatsoever with heredity, and he can make the effects of such outer influences his own. Anyone who teaches knows that forces from the inner being must come to meet such influences. If this is not the case, then all schooling, all education is meaningless. For the unprejudiced educator, there exists a clear-cut boundary between inherited characteristics and those inner human forces that shine through these characteristics originating in former earth lives. True, it is impossible to adduce “weighty” proofs for these things in the same way that certain physical facts may be demonstrated by means of the scales. But then, these things are the intimacies of life, and for the person who has a sense for such things, these impalpable evidences are likewise conclusive, even more conclusive than the obvious reality. That animals can be trained, that is, that they acquire qualities and faculties through education, offers no objection for the one who is able to see the essential thing. Aside from the fact that everywhere in the world transitions are to be found, the results of animal training do not fuse in like manner with the animal's personal nature, as is the case with human beings. It is even emphasized that the abilities the domestic animal acquires through training during its life with man, are inheritable, that is, that they have their effects in the species, not in the individual. Darwin describes how dogs fetch and carry without having learned to do so or having seen it done. Who would assert a similar thing in regard to human education? [ 27 ] There are thinkers who through their observation pass beyond the opinion that the human being is constructed from without purely through the forces of heredity. They rise to the idea that a spiritual being, an individuality, precedes physical existence and forms it. Many of them do not find it possible to comprehend that there are repeated earth lives, and that in the intervening existence between lives the fruits of the previous ones act cooperatively as formative forces. Let us mention one out of the list of such thinkers. Immanuel Hermann Fichte, son of the great Fichte, in his work Anthropology2 cites his observations that bring him to the following comprehensive conclusion:
And we read further:
These thoughts only go so far as to permit a spiritual being to enter the physical corporeality of man. Since, however, this spiritual being's formative forces are not derived from the causes of a former life, each time that a personality comes into existence a spiritual being of this kind would have to emerge out of a divine primal fount. Assuming this to be true, there would be no possibility of explaining the relationship that exists between the aptitudes struggling forth out of the human inner being and what approaches this inner being in the course of life from the outer earthly environment. The human inner being, which in every individual would have to spring from a divine primal source, would have to stand as a complete stranger before what confronts it in earth life. Only then will this not be the case—and so it is indeed—if this human inner nature had already been united with the external world—in other words, if it is not living in this world for the first time. The unbiased educator can clearly make the observation, “I bring something to my pupil from the results of earth life that is indeed foreign to his merely inherited characteristics, yet is something that makes him feel as if he had already been connected with the work in which these results of earth life have their source.” Only repeated earth lives, in connection with the facts in the spiritual realm between these earth lives as presented by spiritual research, can give a satisfactory explanation of the life of present day humanity, considered from every point of view.—The expression, “present day” humanity, was intentionally used here, for spiritual research finds that there was a time when the cycle of earth lives began, and that at that time conditions different from those of the present existed for the spiritual being of man as it entered into the corporeal sheath. In the following chapters we shall go back to this primeval state of the human being. When it will have to be shown, from the results of spiritual science, how this human being has attained his present form in relation to the evolution of the earth, we shall then be able to point out still more exactly how the spiritual essential core of man penetrates into the physical body from supersensible worlds, and how the spiritual law of causation—“human destiny”—is developed.
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80b. The Inner Nature and the Essence of the Human Soul: The Threshold In Nature and In Man
01 Feb 1921, Basel Translated by Mary Adams Rudolf Steiner |
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In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. |
Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. |
80b. The Inner Nature and the Essence of the Human Soul: The Threshold In Nature and In Man
01 Feb 1921, Basel Translated by Mary Adams Rudolf Steiner |
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It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach. The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul. In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul. Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment. We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day. In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread. They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality. It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions. What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case. We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject. Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface. We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them. It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation. What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand. Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering. How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries. We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear. I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free. One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking. The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man. We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows. We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective. And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self. In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him. This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required. We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul. It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm. And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared! As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere. In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines: To Nature's heart Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller: ‘To Nature's heart Still the cry goes, Look in your own heart, man, and tell Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature. This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature. Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view. We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner. We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character? Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake. With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep. In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills. Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature. It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities. Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul. As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world. The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being. At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul. It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold. We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place. Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature. To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say: To Nature's heart Goethe replies: Nature is neither kernel nor shell, We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being. Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.” One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.
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89. Awareness—Life—Form: Planetary Evolution VI
31 Oct 1904, Berlin Translated by Anna R. Meuss Rudolf Steiner |
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The highest level on the preceding planet, which was Moon, was the perfection of a highly developed dream-level awareness. This was similar to the awareness we now see in the most highly developed animals. The physical human being—not the human being of soul and spirit, for he was then following another line of evolution and would only unite later with the physical—was then able to think in the kind of way which the dream-level awareness of today’s most highly developed animals permits. At the beginning of such an evolution process, it is our most essential nature which matters for the way we progress. |
On the Moon, the human seeds were sufficiently far advanced to develop the capacity for a higher dream-level awareness. The animals had only reached a dim dream-like level, plants an even lower one, and the minerals were at a still lower level of awareness. |
89. Awareness—Life—Form: Planetary Evolution VI
31 Oct 1904, Berlin Translated by Anna R. Meuss Rudolf Steiner |
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Today we will consider evolution on our Earth in particular. First, let us briefly sum up what we have been considering so far. In Earth evolution we are at the fourth level of conscious awareness, that is, on the fourth planet. Bright daytime conscious awareness develops step by step through 49 stages. The highest level on the preceding planet, which was Moon, was the perfection of a highly developed dream-level awareness. This was similar to the awareness we now see in the most highly developed animals. The physical human being—not the human being of soul and spirit, for he was then following another line of evolution and would only unite later with the physical—was then able to think in the kind of way which the dream-level awareness of today’s most highly developed animals permits. At the beginning of such an evolution process, it is our most essential nature which matters for the way we progress. Animals, plants and minerals developed earlier than the human being. Everything which had then developed in such a way that it could progress further went into a kind of seed state with the human being and through a pralaya. On the Moon, the human seeds were sufficiently far advanced to develop the capacity for a higher dream-level awareness. The animals had only reached a dim dream-like level, plants an even lower one, and the minerals were at a still lower level of awareness. Anything not suitable for further development was cast off as a kind of cinder. In the next stage, Earth evolution, seeds existed for that kind of humans, animals, plants and minerals. This means seeds existed not only from the human world, but also from the animal, plant and mineral worlds, which were very different then from what we know as animals, plants and minerals today. The minerals were more in the kind of state one sees today with metals at exceedingly high temperatures. The forms evolving step by step in our Earth evolution are not identical with the animals, plants and minerals of earlier times. They were already a stage ahead of what was needed for Earth. Only the human being found the conditions he needed on Earth. The other worlds therefore developed more or less as overripe fruit. They were unable to take root. These entities are therefore not really at home on this Earth itself, but only in the soil provided by entities which are at home here. They became parasites. The Moon animals and plants were used to living in a kama soil, being wholly in the psychic realm, and therefore could only find a soil on Earth when kama existed there. They thus became parasitic, like mistletoe, for example, which developed independent growth on the Moon but was not able to grow directly in the soil here on Earth. It was a power that had its justification on the Moon, but not on Earth. This made it a power which retards and affects the development of other plants. Satan is therefore the lord of parasites; he uses the powers that are parasitic. In Germanic mythology, the god Loki was hostile to Balder, god of the Earth. Everything which had come down from the lunar period was represented by Loki. No one on Earth could harm Balder, only the one who had come from the Moon. Balder was therefore felled by a mistletoe, which had its power from the Moon. Our animals, which are evolving, and the human being, too, have developed a skeletal system on Earth. The animals which had already completed their evolution on the Moon did not have a skeletal system there. On Earth they have created an exoskeleton for themselves—a crust or shell. Examples are beetles, arachnids and so on. They came into Earth evolution from the Moon. All life forms which truly follow Earth evolution develop an endoskeleton. This is why Eve is said to have been created from a rib. So there were then two streams on Earth, firstly everything that could develop into animals, plants and minerals on Earth, and secondly human beings in their seed stage. How did the higher development of the human being proceed? To have everything in him that would later enable him to reach the level of development he was destined to reach, the human being needed to eliminate anything that would otherwise have gone into parasitic development. He had to develop those three other worlds next to his own. The first phase was the period of time which is called the ‘first round’ in the theosophical literature. In the first round the human being had to create the potential for the physical and Earthly mineral world out of himself, in the second round the plant world and in the third round the potential for the animal world, for that of which these worlds evolved would have prevented him from achieving what he has only been able to achieve by distilling his human nature. It was only in the fourth round that he had freed himself sufficiently from all the other worlds, that he was then prepared to be the vessel for the spirit which had floated around him, waiting for him. It was only in the fourth round that he had developed so far that the spirit was able to take possession of this purified body. He was increasingly able to spread himself, leaving behind him along the way, as his offerings, the mineral, plant and animal worlds. All higher development must be paid for by leaving other entities behind. In the fourth round the human being is learning to govern the mineral world through his senses. He makes use of the nonliving, mineral world and will advance further and further in this. The vital energies of the plant world are not yet in his conscious control. The Atlanteans controlled them unconsciously, instinctively. Atlanteans also created their airships unconsciously. The task for the second half of the fourth round is to pour the spirit consciously into the inorganic world. This means that by the end of the fourth round, the mineral world will have been gradually absorbed by the human being. He will have physically transformed everything physical and mineral with his thought forms. It is his task to redeem the mineral world again, pouring in his mind and spirit and configuring it through his spirit. In the second half of the fourth round the human being will have gone on to control the astral. On the last globe, the archetypal one of the fourth round, the mineral world will be wholly alive. In the first half of the fourth round human beings finally developed the ability to relate their senses to the mineral world. In the second half of the fourth round they will redeem the mineral world. Part of it will, however, remain behind, being eliminated since it is of no further use to human beings. This creates the 'eighth sphere', which is of no further use to human evolution but only to spirits of a higher kind. Later, when it has dissolved into cosmic dust, it will serve as material for the creation of new worlds. It will be taken up into other evolutionary streams; the human being cannot take it up for himself. First you have evolution, creation for the outside, then involution, when things are taken in again. In the fifth round the mineral world will have gone. It will have been redeemed. In the first half of that round human beings will develop the higher senses that will enable them to relate to the plant world the way they now do to the mineral world; they will develop 'plant thinking'. The human being would then live in full conscious awareness in the Garden of Eden. Gravity will have gone. Everything will have metamorphosed into plants. In the second half of the fifth round, the human being will draw the whole of the plant world into himself again; he will redeem it in so far as he is able to redeem it. These worlds had of course been separated out at an earlier time to help humanity, being superfluous and an impediment to human evolution. The same thing will then happen with regard to the animal world in the sixth round. Then the human being will be wholly human. In the seventh round the human being will develop his true intended nature in his atman—free of those other worlds, which he cast out, he will then develop his own godlike nature. Every round is a day of creation [in the biblical sense, transl.]. The seventh round will be the seventh day of creation when man becomes godlike and when God can rest from his labours. From the middle of our own round, the fourth, evolution will need to take another direction. The mineral world shows the most marked separation. The human being relates to the world of matter, which is growing denser, in a wholly external way. Minerals, plants and animals are more closely related to the surrounding world than he is. The forces in a crystal live in the universe, making no claim to be special or separate. It is part of the whole. The claim to be separate and distinct will grow more powerful in stages. The human being is most separate and by himself, something which happened above all in the middle of the Lemurian race for the human being. A housing was created for the spirit. Then the spirit united with the human being. And with the spirit then working to emerge again, human beings began to integrate into that world again, doing so through community. First they had to establish a separate identity; then they developed communities in the spirit, brotherhood. What had been sympathy and antipathy at the kama level now becomes power of attraction by choice. A deliberately chosen brotherliness develops. Someone belonging to a lodge of brothers no longer knows the separation which others know; he does not separate from his group but integrates into it in full awareness. The conscious awareness of an adept rests in his brotherhood or group. Spirits who have reached a certain level with this are called dhyanic spirits, the great creative energies. Brotherhood lodges develop into dhyanic spirits. Dhyanic spirits are like collections of cells. The brotherhood lodge of the adepts will be seen as a dhyanic spirit. Evolution again brings enrichment here. An important point lies in the middle of the fourth round: Human spirits begin to come together in a brotherhood, to develop a dhyanic spirit. We thus feel that there is a vast difference between the first and second halves of a round. In the first half, the human being develops the organs by means of which he reaches out. In the second half he draws those organs into himself again. The first half is meant to prepare him for that withdrawal. In the second half of the round every spirit will find redemption for its own kind of life, at the appropriate level. ‘Round’ is also ‘cycle’ in esoteric terminology. In every cycle, evolution proceeds from the arupic to the archetypal. This is known as an ‘epicycle’ [= globes]. It is thus only in the second half of a cycle or round that an entity can gather karma, for this will be when it begins to be active. The karmic development of an entity will therefore have significance specifically on the plane where it is evolving at the time. Spirits exist that guide physical evolution from higher planes. Their lowest form of evolution occurs in astral matter. Every nation, every race, every tribe has astral matter in common which is the material in which the spirit of the nation incarnates. The spirit of a nation is always a bit ahead of the individual members of the nation in its development. From the middle of a cycle onwards it is able to gather karma. We help to create the karma of the nation, the race, and so on. This is known as 'collective karma' it is something very real. The result is that spirits which are one level further ahead will also have karma. International endeavors belong to an even more comprehensive spirit that embraces all the astral material of the Earth. The physical Earth is also the physical body for this spirit of the Earth, the planetary Logos which, if we rise to it, signifies the karma for the whole of Earthly evolution. International endeavors are the first step towards the great unity we shall have on the arupic plane. Theosophists live with the idea of this great all-inclusiveness, this concentration in one point. |
90c. Theosophy and Occultism: The Three Logoi and Man, the Seven Stages of Consciousness
30 Oct 1903, Berlin Rudolf Steiner |
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The third stage of consciousness that man has undergone is the “dream-filled sleep consciousness”. This “dream-filled sleep consciousness” is still found today in the animal kingdom, but actually only in those animals that have not developed warm blood. The animals that came into being later already have a slightly different consciousness; for example, the apes have a consciousness similar to that of humans. From the consciousness of dream-filled sleep, from the images of this consciousness, a higher animal kingdom develops. The fourth stage of consciousness, which man has reached today, is “object or subject consciousness”. |
The third consciousness has remained atavistically present in the chaotic world of dreams. The fourth stage, the normal consciousness, is today's everyday consciousness. The further course of human development consists in the fact that he develops himself up to an even higher consciousness. |
90c. Theosophy and Occultism: The Three Logoi and Man, the Seven Stages of Consciousness
30 Oct 1903, Berlin Rudolf Steiner |
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Today we want to start from the question: Do only the beings of the physical plane that are close to human beings have consciousness? Or how does the consciousness of human beings relate to the other beings on the physical plane, to the consciousness of animals, of plants, and of so-called dead stone? Can we also speak of a consciousness of the other kingdoms of nature? Imagine a small creature that could only see something of a person, for example, a finger moving. [That is all this little creature would see; but it cannot] form a concept of what underlies this movement. This little creature would also have no idea of the human soul and would only see and describe the expressions of his strength. But it could also be the same for a person in relation to other entities. The materialist sees the things, but does not speak of the actual soul of the earth. Could it not be the same for him as for the little creature, which walks around the human being and only sees and describes the details? The little creature itself has no soul consciousness and therefore cannot speak of the soul of the human being. Just like that little creature, the materialist also lacks the soul, therefore he does not recognize the soul of the earth. The soul of the earth is higher than the human soul. All beings of the physical plane have consciousness. But the consciousness of man differs from that of the other beings in that he lives here on the physical plane with his consciousness. But during sleep, the human consciousness is also on other planes. In so-called dreamless sleep, the human consciousness lives on the devachan plane, where plant consciousness is always at home. The animal's consciousness lies somewhere between humans and plants on the astral plane. The human being is the being that has its consciousness on the physical plane. The animal has its consciousness on the astral plane. The plant has its consciousness on the devachan plane. Consciousness on the astral and devachan planes differs significantly from consciousness on the physical plane. For consciousness on the physical plane can only receive ideas and thoughts through the physical organs. Consciousness on the devachan and astral planes only perceives through images and imagination, as was the case with people in prehistoric times. The conscious astral being has yet another peculiarity: It is not separate from other beings in the same way as the being that has consciousness on the physical plane is separate, but it lives much more behind and within other beings. For the being that has consciousness on the physical plane, it is necessary that everything be conveyed to it through the senses. If its consciousness of an object were astral, the eye would not convey the things; one would perceive nothing at all of an object. On the other hand, an image would arise from which one could deduce from its colors and configuration whether the object is pleasant or unpleasant. The images that previously arose from the objects and hovered in the soul are now completely obscured in today's people, because the physical consciousness is drawn over the objects directly. This is how sense consciousness arises. Consciousness on the physical plane is a strictly defined circle, something solid that the other beings cannot enter. Consciousness on the astral plane is a cloudy, spiritual thing. Just as liquid, like water, differs from solid, so on the astral plane there is a flowing together of the different contents of consciousness. Man has formed his physical body himself. Before that, an ancient animal kingdom existed. If one were to see these creatures, they would appear to today's humans like caricatures. The original astral body was able to transform those animals, to refine and develop them into humans. This earlier human being first had an astral consciousness. This first formed and shaped the physical body. What was the purpose of this next evolution in the physical? Without passing through the physical, that earth creature with the dull consciousness would never have learned to say “I” to itself. The God who dwells in man today, the divine germ, could not enter the astral body other than by condensing it into the physical human body. Before that, the spirit of God was still completely outside the astral body; the “I” was the spirit of the deity. The astral consciousness was similar to water: “The spirit of God hovered over the face of the waters”. The “I” spirit hovered over the original waters of consciousness, over the astral bodies. The nature kingdoms differ in the occult sense in the way the outer physical body relates to consciousness. Man has brought down consciousness to the physical plane, the animal to the astral plane and the plant to the devachan plane. The plant becomes an animal when it has brought down consciousness to the astral plane, the animal becomes a human being when it carries consciousness down to the physical plane. The consciousness of the rock is on the higher parts of the devachan plan, namely on the fourth level. The Akashic Records are also located there on the border. The beyond is the plane of silence, a completely different form of existence than the Arupa region of devachan. In this realm lies the consciousness of the entire mineral world. In order to engage with the occult truths in a way that is not only constructive, it is necessary to get a sense of what the mineral actually is. The mineral is essentially different from all other creatures around man. And with mere manasic knowledge, one cannot come to a deeper understanding of the mineral world. One must gain a moral relationship to the mineral world. To this end, the Rosicrucian schools drew people's attention to the chastity of the mineral world. Through its chastity, the mineral world is a model for man. Man is still flooded with desires and passions. But imagine a human being so purified that his inner nature is as chaste, as unassuming and as self-contained as the mineral. One cannot say that the mineral kingdom is on a lower level than man. Man here on the physical plane only knows the skin of the mineral kingdom, which is related to the real mineral as the skin of man is to man himself. The mineral is a human being who lives only on the higher parts of the devachanic plane. One cannot deny consciousness to the series of physical beings, but one must ascribe different forms of consciousness to them: there is a consciousness — which manifests itself in form three levels lower down: today mineral, — a consciousness that manifests itself in its forms two levels lower: today plants, — a consciousness that manifests itself in its forms one level lower: today animals, — a consciousness that manifests itself at the same level as the being [: today man]. This is the descending line of evolution. In ancient times, man once stood at the level where he is at the level of today's mineral. At that time, he had to be guided by other beings. The purpose of man's development is to emancipate himself from all such entities on the higher planes and to become such an entity on the higher planes himself. The first stage of consciousness that man has undergone can be called “deepest trance consciousness”. The second stage of consciousness that man has undergone is still found in plants, the “deep sleep consciousness”. The third stage of consciousness that man has undergone is the “dream-filled sleep consciousness”. This “dream-filled sleep consciousness” is still found today in the animal kingdom, but actually only in those animals that have not developed warm blood. The animals that came into being later already have a slightly different consciousness; for example, the apes have a consciousness similar to that of humans. From the consciousness of dream-filled sleep, from the images of this consciousness, a higher animal kingdom develops. The fourth stage of consciousness, which man has reached today, is “object or subject consciousness”. Today, man has hardly any connection with the first stage of consciousness. But he experiences the second stage, the deep sleep consciousness, during the night; it is an atavistic remnant from the time when he was completely in the sleep consciousness. The third consciousness has remained atavistically present in the chaotic world of dreams. The fourth stage, the normal consciousness, is today's everyday consciousness. The further course of human development consists in the fact that he develops himself up to an even higher consciousness. The fifth stage, which every human being will reach in the future, is where the astral consciousness joins the object consciousness again, where the human being will move fully consciously between the images. A being with only astral consciousness cannot see the human form, but it can see what is going on inside the human being, every pain, every suffering and so on, it perceives all this, expressed in colors and forms. If object consciousness were to develop in this being, the images would gradually take on fixed boundaries and be superimposed over an object; this would emerge and everything that previously appeared as pleasure and pain would disappear. Then [in addition to mere astral consciousness] there would come an even higher stage, [something would be added that goes beyond everything that happens in pleasure and pain in the human being]. The medium must extinguish the consciousness of the day and thereby loses the certainty of control. The clairvoyant, however, does not extinguish the physical consciousness, he retains the physical mind and all his physical abilities and in addition develops the consciousness of images. Thus the fifth stage is the conscious consciousness, which in reality encompasses approximately that part of the world that extends to the boundary of the devachan world. The sixth stage is the state where sleep consciousness becomes a conscious state and delivers not images but sounds. This consciousness occurs in the higher degree of clairvoyance; it is the “otherworldly sound consciousness”. The reality of this is the Pythagorean music of the spheres. This otherworldly sound consciousness arises when sleep becomes not only dreamless but consciously aware in sounds. The awakening of the inner word corresponds to this. This is not a symbol, but true inner reality, the moment when things express themselves as they are. Man lives on the physical plane because he has the power to express his being himself in the I. But at this level of clairvoyance, all beings tell him their name. The whole world takes on the character of flowing sound, and each being in the world of flowing sound is a note that is different from all other beings. About the even higher seventh state of consciousness, one can only say that it is there. To understand this, a region of the soul must be separable from the physical consciousness. A human being goes through these seven states of consciousness in his evolution and is now in the middle of the development, at the fourth state. If we were at the fifth, we would also be in the middle again, if we were at a previous level of consciousness, one of the later ones would have disappeared and on the other hand another one would have appeared. So there are always seven levels that can be observed. In the past, people went through a completely different state of life. Every state of consciousness must pass through seven states of life and every state of life through seven states of form. Seven states of form thus always form a state of life, and seven states of life make up an entire planetary development. In the first life state, consciousness is three levels higher. In the second life state, consciousness is two levels higher. In the third life state, consciousness is one level higher. The seven life states are called the “seven realms”. These are the three elemental realms: the mineral, animal and plant kingdoms. The three elemental realms precede the present state of life; human beings had to pass through them before they could emerge from the mineral realm into the fourth state of life, in which they now find themselves. The process of passing through such a state of life has been called a “round” so far, and this includes seven form metamorphoses. So, in each state of consciousness, one passes through seven states of life and in each state of life, seven states of form. A total of seven times seven times seven metamorphoses of form. In occultism, it is written: 343. A great deal depends on the ability to read this number 7x 7x7 =343. All form states are what is understood by the third logos. The forty-nine life states are the second logos. The seven states of consciousness are the first logos. |