9. Theosophy (1965): Body, Soul and Spirit
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. |
The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. |
Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. |
9. Theosophy (1965): Body, Soul and Spirit
Tr. Mabel Cotterell, Alan P. Shepherd Rudolf Steiner |
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[ 1 ] Man can only come to a true understanding of himself when he grasps clearly the significance of thinking within his being. The brain is the bodily instrument for thinking. Just as man can only see colours with a properly constructed eye, so the suitably constructed brain serves him for thought. The whole body of man is so formed that it receives its crown in the organ of the spirit, the brain. The construction of the human brain can be understood only by considering it in relation to its task, which consists in being the bodily basis for the thinking spirit. This is borne out by a comparative survey of the animal world. Among the amphibians we find the brain small in comparison with the spinal cord; in mammals it is proportionately larger; in man it is largest in comparison with the rest of the body. [ 2 ] Many prejudices are prevalent regarding such statements about thinking as are brought forward here. Many persons are inclined to undervalue thinking, and to place higher the “warm life of feeling” or “emotion.” Some, indeed, say it is not by “sober thinking,” but by warmth of feeling, by the immediate power of “the emotions,” that one raises oneself to higher knowledge. People who talk thus fear to blunt the feelings by clear thinking. This certainly does result from the ordinary thinking that is concerned only with matters of utility; but in the case of thoughts that lead to higher regions of existence, the opposite happens. There is no feeling and no enthusiasm to be compared with the sentiments of warmth, beauty and exaltation enkindled through the pure, crystal-clear thoughts which relate to higher worlds. For the highest feelings are as a matter of fact not those which come “of themselves,” but those which are achieved by energetic and persevering work in the realm of thought. [ 3 ] The human body is so built as to be adapted to thinking. The same materials and forces which are present in the mineral kingdom are so combined in the human body that by means of this combination thought can manifest itself. This mineral construction, built up in accordance with its task, will be called in the following pages the physical body of man. [ 4 ] This mineral structure which is organised with reference to the brain as its central point, comes into existence through propagation and reaches its fully developed form through growth. Propagation and growth man shares in common with plants and animals. Through propagation and growth what is living differentiates itself from the lifeless mineral. Life gives rise to life by means of the germ. Descendant follows forefather from one living generation to another. The forces through which a mineral originates are directed upon the substances of which it is composed. A quartz crystal is formed through the forces inherent in the silicon and oxygen which are combined in the crystal. The forces which shape an oak tree must be sought for in an indirect way in the germ in the mother and father plants. The form of the oak is preserved through propagation from forefather to descendant. There are inner determining conditions innate in all that is living. It was a crude view of Nature which held that lower animals, even fishes, could evolve out of mud. The form of the living passes itself on by means of heredity. How a living being develops depends on what father or mother it has sprung from, or in other words, on the species to which it belongs. The materials of which it is composed are continually changing; the species remains constant during life, and is transmitted to the descendants. Therefore the species is that which determines the combination of the materials. This force which determines species will be here called Life-force. Just as the mineral forces express themselves in the crystals, so the formative life-force expresses itself in the species or forms of plant and animal life. [ 5 ] The mineral forces are perceived by man by means of his bodily senses; and he can only perceive that for which he has such senses. Without the eye there is no perception of light, without the ear no perception of sound. The lowest organisms have only one of the senses belonging to man: a kind of sense of touch. Nothing can be perceived by such organisms, in the way a human being perceives, except those mineral forces which make themselves known through the sense of touch. In proportion as the other senses are developed in the higher animals does their surrounding world, which man also perceives, become richer and more varied. It depends, therefore, on the organs of a being whether that which exists in the outer world exists also for the being itself, as perception, as sensation. What is present in the air as a certain motion becomes in man the sensation of hearing. Man does not perceive the manifestations of the life-force through the ordinary senses. He sees the colours of the plants; he smells their perfume; the life-force remains hidden from this form of observation. But the ordinary senses have just as little right to deny that there is a life-force as has the man born blind to deny that colours exist. Colours are there for the person born blind as soon as he has been operated upon; in the same way, the objects, the various species of plants and animals created by the life-force (not merely the individual plants and animals) are present to man as objects of perception as soon as the necessary organ unfolds within him. An entirely new world opens out to man through the unfolding of this organ. He now perceives, not merely the colours, the odours, etc., of the living beings, but the life itself of these beings. In each plant, in each animal, he perceives, besides the physical form, the life-filled spirit-form. In order to have a name for this spirit-form let it be called the ether-body, or life-body.1 To the investigator of spiritual life, this matter presents itself in the following manner. The ether-body is for him not merely a product of the materials and forces of the physical body, but a real independent entity which first calls forth these physical materials and forces into life. It is in accordance with spiritual science to say: a purely physical body, a crystal for example, has its form through the action of the physical formative forces innate in that which is lifeless. A living body has its form not through the action of these forces, because the moment life has departed from it and it is given over to the physical forces only, it falls to pieces. The ether-body is an organism which preserves the physical body every moment during life from dissolution. In order to see this body, to perceive it in another being, one requires the awakened “spiritual eye.” Without this, its existence can be accepted as a fact on logical grounds; but one can see it with the spiritual eye as one sees colour with the physical eye. Offence should not be taken at the expression “ether-body.” “Ether” here designates something different from the hypothetical ether of the physicist. It should be regarded simply as a name for what is described here. And just as the physical body of man in its construction is a kind of reflection of its purpose, so is this also the case with man's etheric body. Moreover, it can be understood only when considered in relation to the thinking spirit. The etheric body of man differs from that of plants and animals, through being organised to serve the purposes of the thinking spirit. Just as man belongs to the mineral world through his physical body, he belongs through his etheric body to the life-world. After death the physical body dissolves into the mineral world, the ether-body into the life-world. By the word “body” is denoted that which gives any kind of being “shape” or “form.” The term “body” must not be confused with a bodily form perceptible to the physical senses. Used in the sense implied in this book the term “body” can also be applied to such forms as soul and spirit may assume. [ 6 ] In the life-body we still have something external to man. With the first stirrings of sensation the inner self responds to the stimuli of the outer world. You may trace ever so far what one is justified in calling the outer world, but you will not be able to find sensation. Rays of light stream into the eye, penetrating it till they reach the retina. There they call forth chemical processes (in the so-called visual-purple); the effect of these stimuli is passed on through the optic nerve to the brain where further physical processes arise. Could one observe these, one would simply see physical processes, just as elsewhere in the physical world. If I were able to observe the ether-body, I should see how the physical brain-process is at the same time a life-process. But the sensation of blue colour, which the recipient of the rays of light has, I can find nowhere in this manner. It arises only within the soul of the recipient. If, therefore, the being of this recipient consisted only of the physical body and the ether-body, sensation could not exist. The activity by which sensation becomes a fact differs essentially from the operations of the formative life-force. It is an activity by which an inner experience is called forth from these operations. Without this activity there would be a mere life-process, such as is to be observed in plants. If one pictures a man receiving impressions from all sides, one must think of him at the same time as the source of the above-mentioned soul-activity which flows out from him to all the directions from which he is receiving the impressions. In all directions soul-sensations arise in response to the physical impacts. This fountain of activity shall be called the sentient soul. This sentient soul is just as real as the physical body. If a man stands before me, and I disregard his sentient soul by thinking of him as merely a physical body, it is exactly as if I were to call up in my mind, instead of a painting—merely the canvas. A similar statement has to be made in regard to perceiving the sentient soul, as was previously made in reference to the ether-body. The bodily organs are “blind” to it. And blind to it also is the organ by which life can be perceived as life. But just as the ether-body is seen by means of this organ, so through a still higher organ can the inner world of sensation become a special kind of supersensible perception. A man would then not only sense the impressions of the physical and life-world, but would behold the sensations themselves. Before a man with such an organ, the sensation world of another being is spread out like an external reality. One must distinguish between experiencing one's own world of sensation, and looking at that of another person. Every man of course can look into his own world of sensation; only the seer with the opened “spiritual eye” can see another person's world of sensation. Unless a man be a seer, he knows the world of sensation only as an “inner” one, only as the peculiar hidden experiences of his own soul; with the opened “spiritual eye” there shines out before the outward-turned spiritual gaze what otherwise lives only in the inner being of another person. [ 7 ] In order to prevent misunderstanding, it may be expressly stated here that the seer does not simply experience in himself what the other being has within him as content of his world of sensation. That being experiences the sensations in question from the point of view of his own inner being; the seer becomes aware of a manifestation of the world of sensation. [ 8 ] The sentient soul depends, as regards its activity, on the ether-body. For it draws from it that which it will cause to gleam forth as sensation. And since the ether-body is the life within the physical body, therefore the sentient soul is also indirectly dependent on the latter. Only with properly functioning and well-constructed eyes are correct colour sensations possible. It is in this way that the nature of the body affects the sentient soul. The latter is thus determined and limited in its activity by the body. It lives within the limitations fixed for it by the nature of the body. The body accordingly is built up of mineral substances, is vitalised by the ether-body, and limits even the sentient soul. A man, therefore, who has the above-mentioned organ for “seeing” the sentient soul, knows it to be conditioned by the body. But the boundary of the sentient soul does not coincide with that of the physical body. It extends somewhat beyond the physical body. From this one sees that it proves itself to be greater than the physical body. Nevertheless the force through which its limits are set proceeds from the physical body. Thus between the physical body and the ether-body, on the one hand, and the sentient soul on the other, there inserts itself another distinct member of the human being. This is the soul-body or sentient body. One can express this in another way. One part of the ether-body is finer than the rest, and this finer part of the ether-body forms a unity with the sentient soul, whereas the coarser part forms a kind of unity with the physical body. Nevertheless, the sentient soul extends, as has been said, beyond the soul-body. [ 9 ] What is here called sensation is only a part of the soul-being. (The expression sentient soul is chosen for the sake of simplicity.) Connected with sensations are the feelings of desire and aversion, impulses, instincts, passions. All these bear the same character of individual life as do the sensations, and are, like them, dependent on the bodily nature. [ 10 ] Just as the sentient soul enters into mutual action and reaction with the body, so does it also in thinking, with the spirit. In the first place thinking serves the sentient soul. Man forms thoughts about his sensations. He thus enlightens himself regarding the outside world. The child that has burnt itself thinks it over, and reaches the thought “fire burns.” Nor does man follow blindly his impulses, instincts, passions; his thinking about them brings about the opportunity through which he can gratify them. What is called material civilisation moves entirely in this direction. It consists in the services which thinking renders to the sentient soul. An immeasurable amount of thought-power is directed to this end. It is thought-power that has built ships, railways, telegraphs, telephones; and by far the greatest proportion of all this serves only to satisfy the needs of sentient souls. Thought-force permeates the sentient soul in a similar way to that in which the formative-life-force permeates the physical body. The formative-life-force connects the physical body with forefathers and descendants, and thus brings it under a system of laws with which the purely mineral body is in no way concerned. In the same way thought-force brings the soul under a system of laws to which it does not belong as mere sentient soul. Through the sentient soul man is related to the animal. In animals, also, we observe the presence of sensations, impulses, instincts and passions. But the animal obeys these immediately. They do not, in its case, become interwoven with independent thoughts, transcending the immediate experiences.2 This is also the case to a certain extent with undeveloped human beings. The mere sentient soul is therefore different from the evolved higher member of the soul which brings thinking into its service. This soul that is served by thought will be termed the intellectual soul. One could also call it the mind-soul. [ 11 ] The intellectual soul permeates the sentient soul. He who has the organ for “seeing” the soul sees, therefore, the intellectual soul as a separate entity, in relation to the mere sentient soul. [ 12 ] By thinking, man is led above and beyond his own personal life. He acquires something that extends beyond his soul. He comes to take for granted his conviction that the laws of thought are in conformity with the laws of the world. And he feels at home in the world because this conformity exists. This conformity is one of the weighty facts through which man learns to know his own nature. Man searches in his soul for truth; and through this truth it is not only the soul that speaks, but the things of the world. That which is recognised as truth by means of thought has an independent significance, which refers to the things of the world, and not merely to one's own soul. In my delight at the starry heavens I live in my own inner being; the thoughts which I form for myself about the paths of heavenly bodies have the same significance for the thinking of every other person as they have for mine. It would be absurd to speak of my delight were I not in existence; but it is not in the same way absurd to speak of my thoughts, even without reference to myself. For the truth which I think to-day was true also yesterday; will be true to-morrow, although I concern myself with it only to-day. If a piece of knowledge gives me joy, the joy has significance just so long as it lives in me; the truth of the knowledge has its significance quite independently of this joy. By grasping the truth the soul connects itself with something that carries its value in itself. And this value does not vanish with the feeling in the soul any more than it arose with it. What is really truth neither arises nor passes away: it has a significance which cannot be destroyed. This is not contradicted by the fact that certain human “truths” have a value which is transitory, inasmuch as they are recognised after a certain period as partial or complete errors. A man must say to himself that truth exists in itself, and that his conceptions are only transient forms of eternal truths. Even he who says, like Lessing, that he contents himself with the eternal striving towards truth because the full, pure truth can, after all, only exist for a God, does not deny the eternity of truth but establishes it by such an utterance. For only that which has an eternal significance in itself can call forth an eternal striving after it. Were truth not in itself independent, if it acquired its value and significance through the feelings of the human soul, then it could not be the one unique goal for all mankind. One concedes its independent being by the very fact that one sets oneself to strive after it. [ 13 ] And as it is with the true, so it is with the truly good. Moral goodness is independent of inclinations and passions, inasmuch as it does not allow itself to be commanded by, but commands them. Likes and dislikes, desire and loathing belong to the personal soul of man; duty stands higher than likes and dislikes. Duty may stand so high in the eyes of a man that he will sacrifice his life for its sake. And a man stands the higher the more he has ennobled his inclinations, his likes and dislikes, so that without compulsion or subjection they themselves obey what is recognised as duty. Moral goodness has, like truth, its eternal value in itself, and does not receive it from the sentient soul. [ 14 ] By causing the self-existent true and good to come to life in his inner being, man raises himself above the mere sentient soul. The eternal spirit shines into it. A light is kindled in it which is imperishable. In so far as the soul lives in this light, it is a participant of the eternal. It unites therewith its own existence. What the soul carries within itself of the true and the good is immortal in it. Let us call that which shines forth in the soul as eternal the consciousness-soul.3 We can speak of consciousness even in connection with the lower soul-stirrings. The most ordinary everyday sensation is a matter of consciousness. To this extent animals also have consciousness. By consciousness-soul is meant the kernel of human consciousness, the soul within the soul. The consciousness-soul is thus distinguished as a distinct member of the soul from the intellectual soul. This latter is still entangled in the sensations, the impulses, the passions, etc. Everyone knows how at first he counts as true that which he prefers in his feelings, and so on. Only that truth, however, is permanent which has freed itself from all flavour of such sympathy and antipathy of feeling. The truth is true, even if all personal feelings revolt against it. The part of the soul in which this truth lives will be called consciousness-soul. [ 15 ] Thus three members have to be distinguished in the soul as in the body: sentient soul, intellectual soul, consciousness-soul. And just as the body works from below upwards with a limiting effect on the soul, so the spiritual works from above downwards into it, expanding it. For the more the soul fills itself with the true and the good, the wider and the more comprehensive becomes the eternal in it. To him who is able to “see” the soul, the radiance which proceeds from a human being because his eternal element is expanding, is just as much a reality as the light which streams out from a flame is real to the physical eye. For the “seer” the corporeal man counts as only part of the whole man. The physical body, as the coarsest structure, lies within others, which mutually interpenetrate both it and each other. The ether-body fills the physical body as a life-form; extending beyond this on all sides is to be perceived the soul-body (astral form). And beyond this, again, extends the sentient soul, then the intellectual soul which grows the larger the more it receives into itself of the true and the good. For this true and good cause the expansion of the intellectual soul. A man living only and entirely according to his inclinations, his likes and dislikes, would have an intellectual soul whose limits coincide with those of his sentient soul. These formations, in the midst of which the physical body appears as if in a cloud, may be called the human aura. The aura is that in regard to which the “being of man” becomes enriched, when it is seen as this book endeavours to present it. [ 16 ] In the course of his development as a child, there comes the moment in the life of a man in which, for the first time, he feels himself to be an independent being distinct from the whole of the rest of the world. For finely strung natures it is a significant experience. The poet Jean Paul says in his autobiography: “I shall never forget the event which took place within me, hitherto narrated to no one, and of which I can give place and time, when I stood present at the birth of my self-consciousness. As a very small child I stood at the door of the house one morning, looking towards the wood pile on my left, when suddenly the inner vision, ‘I am an I’ came upon me like a flash of lightning from heaven and has remained shining ever since. In that moment my ego had seen itself for the first time and for ever. Any deception of memory is hardly to be conceived as possible here, for no narrations by outsiders could have introduced additions to an occurrence which took place in the holy of holies of a human being, and of which the novelty alone gave permanence to such everyday surroundings.” It is well known that little children say of themselves, “Charles is good,” “Mary wants to have this.” One feels it to be right that they speak of themselves as if of others, because they have not yet become conscious of their independent existence, because the consciousness of the self is not yet born in them. Through self-consciousness, man describes himself as an independent being, separate from all others, as “I.” In “I” man includes all that he experiences as a being with body and soul. Body and soul are the carriers of the ego or “I;” in them it acts. Just as the physical body has its centre in the brain, so has the soul its centre in the ego. Man is aroused to sensations by impacts from without; feelings manifest themselves as effects of the outer world; the will relates itself to the outside world in that it realises itself in external actions. The “I” as the essential being of man remains quite invisible. Excellently, therefore, does Jean Paul call a man's recognition of his ego an occurrence taking place only in his veiled holy of holies; for with his “I” man is quite alone. And this “I” is the man himself. That justifies him in regarding his ego as his true being. He may, therefore, describe his body and his soul as the “sheaths” or “veils” within which he lives; and he may describe them as bodily conditions through which he acts. In the course of his evolution he learns to regard these instruments ever more and more as servants of his ego. The little word “I” is a name which differs from all other names. Anyone who reflects in an appropriate manner on the nature of this name, will find that in so doing an avenue to the understanding of the human being in the deeper sense is revealed. Every other name can be applied to its corresponding object by all men in the same way. Everybody can call a table “table” or a chair “chair.” This is not so with the name “I.” No one can use it in referring to another person; each one can call only himself “I.” Never can the name “I” reach my ears from outside when it refers to me. Only from within, only through itself, can the human being refer to himself as “I.” When the human being therefore says “I” to himself, something begins to speak in him that has nothing to do with any one of the worlds from which the sheaths so far mentioned are taken. The “I” becomes ever more and more ruler of body and soul. This also expresses itself in the aura. The more the “I” is lord over body and soul, the more definitely organised, the more varied and the more richly coloured is the aura. The effect of the “I” on the aura can be seen by the “seeing” person. The “I” itself is invisible even to him; this remains truly within the veiled “holy of holies.” But the “I” absorbs into itself the rays of the light which flashes up in a man as eternal light. As he gathers together the experiences of body and soul in the “I,” so too he causes the thoughts of truth and goodness to stream into the “I.” The phenomena of the senses reveal themselves to the “I” from the one side, the spirit reveals itself from the other. Body and soul yield themselves up to the “I” in order to serve it; but the “I” yields itself up to the spirit in order that the spirit may fill it to overflowing. The “I” lives in body and soul; but the spirit lives in the “I.” And what there is of spirit in the “I” is eternal. For the “I” receives its nature and significance from that with which it is bound up. In so far as it experiences itself in the physical body, it is subject to the laws of the mineral world; through its ether-body to the laws of propagation and growth; by virtue of the sentient and intellectual souls to the laws of the soul-world in so far as it receives the spiritual into itself it is subject to the laws of the spirit. That which the laws of mineral and of life construct, comes into being and vanishes; but the spirit has nothing to do with becoming and perishing. [ 17 ] The “I” lives in the soul. Although the highest manifestation of the “I” belongs to the consciousness-soul, one must nevertheless say that this “I,” raying out from it, fills the whole of the soul, and through the soul exerts its action upon the body. And in the “I” the spirit is alive. The spirit sends its rays into the “I” and lives in it as in a “sheath” or veil, just as the “I” lives in its sheaths, the body and soul. The spirit develops the “I” from within, outwards; the mineral world develops it from without, inwards. The spirit forming an “I” and living as “I” will be called Spirit-self, because it manifests as the “I,” or ego, or “self” of man. The difference between the “Spirit-self” and the “consciousness-soul” can be made clear in the following way. The consciousness-soul is in touch with the self-existent truth which is independent of all antipathy and sympathy; the Spirit-self bears within it the same truth, but taken up into and enclosed by the “I,” individualised by the latter and absorbed into the independent being of the man. It is through the eternal truth becoming thus individualised and bound up into one being with the “I,” that the “I” itself attains to eternity. [ 18 ] The Spirit-self is a revelation of the spiritual world within the “I,” just as from the other side sensations are a revelation of the physical world within the “I.” In what is red, green, light, dark, hard, soft, warm, cold, one recognises the revelations of the corporeal world; in what is true and good, the revelations of the spiritual world. In the same sense in which the revelation of the corporeal world is called sensation, let the revelation of the spiritual be called intuition.4 Even the most simple thought contains intuitions, for one cannot touch it with the hands or see it with the eyes; its revelation must be received from the spirit through the “I.” If an undeveloped and a developed man look at a plant, there lives in the “I” of the one something quite different from that which is in the “I” of the other. And yet the sensations of both are called forth by the same object. The difference lies in this, that the one can form far more perfect thoughts about the object than can the other. If objects revealed themselves through sensation alone, there could be no progress in spiritual development. Even the savage is affected by Nature; but the laws of Nature reveal themselves only to the thoughts, fructified by intuition, of the more highly developed man. The stimuli from the outer world are felt even by the child as incentives to the will; but the commandments of the morally good disclose themselves to him only in the course of his development, in proportion as he learns to live in the spirit and understand its revelations. [ 19 ] Just as there could be no colour sensations without physical eyes, so there could be no intuitions without the higher thinking of the Spirit-self. And as little as sensation creates the plant on which the colour appears, does intuition create the spiritual realities about which it is merely giving information. [ 20 ] The “I” of a man, which comes to life in the soul, draws into itself messages from above, from the spirit-world, through intuitions, just as through sensations it draws in messages from the physical world. And in so doing it fashions the spirit-world into the individualised life of its own soul, even as it does the physical world by means of the senses. The soul, or rather the “I” lighting up in it, opens its portals on two sides; towards the corporeal and towards the spiritual. [ 21 ] Now just as the physical world can only give information about itself to the ego by building out of physical materials and forces a body in which the conscious soul can live and possess organs to perceive the corporeal world outside itself, so does the spirit-world build, with its spirit-substances and spirit-forces, a spirit-body in which the “I” can live and, through intuitions, perceive the spiritual. (It is evident that the expressions spirit-substance, spirit-body contain a contradiction, according to the literal meaning of the words. They are used only in order to direct attention to what, in the spiritual, corresponds to the physical body of man.) [ 22 ] Just as within the physical world each human body is built up as a separate physical being, so is the spirit-body within the spirit-world. In the spirit-world there is an “inner” and an “outer” for man just as there is in the physical world. As man takes in the materials of the physical world around him and assimilates them in his physical body, so does he take up the spiritual from the spiritual environment and make it into his own. The spiritual is the eternal nourishment of man. And as man is born out of the physical world, so is he born out of the spirit through the eternal laws of the true and the good. He is separated from the spirit-world outside him, as he is separated from the whole physical world, as an independent being. This independent spiritual being will be called the Spirit-man. [ 23 ] If we investigate the human physical body, we find the same materials and forces in it as are to be found outside it in the rest of the physical world. It is the same with the Spirit-man. In it pulsate the elements of the external spirit-world; in it the forces of the rest of the spirit-world are active. As within the physical skin a being is enclosed and limited which is alive and feels, so also is it in the spirit-world. The spiritual skin, which separates the Spirit-man from the homogeneous spirit-world, makes him an independent being within it, living a life within himself and perceiving intuitively the spiritual content of the world—let us call this “spiritual skin” (auric sheath) the spirit-sheath. Only it must be kept clearly in mind that the spiritual skin expands continually with advancing human evolution, so that the spiritual individuality of man (his auric sheath) is capable of enlargement to an unlimited extent. [ 24 ] The Spirit-man lives within this spirit-sheath. It is built up by the spiritual life-force. In a similar way to that in which one speaks of an ether-body, one must therefore speak of an ether-spirit in reference to the Spirit-man. Let this ether-spirit be called Life-spirit. The spiritual being of man therefore is composed of three parts, Spirit-man, Life-spirit, and Spirit-self. [ 25 ] For one who is a “seer” in the spiritual regions, this spiritual being of man is a perceptible reality as the higher, truly spiritual part of the aura. He “sees” the Spirit-man as Life-spirit within the spirit-sheath; and he “sees” how this “Life-spirit” grows continually larger, by taking in spiritual nourishment from the spiritual external world. Further, he sees how the spirit-sheath continually increases, widens out through what is brought into it, and how the Spirit-man becomes ever larger and larger. In so far as this “becoming larger” is “seen” spatially, it is of course, only a picture of the reality. In spite of this, man's soul is directed towards the corresponding spiritual reality in conceiving this picture. For the difference between the spiritual and the physical being of man is that the latter has a limited size while the former can grow to an unlimited extent. Whatever of spiritual nourishment is absorbed has an eternal value. The human aura is accordingly composed of two interpenetrating parts. Colour and form are given to the one by the physical existence of man, and to the other by his spiritual existence. The ego marks the separation between them in such wise that the physical, after its own manner, yields itself and builds up a body that allows a soul to live within it; and the “I” yields itself and allows to develop in it the spirit, which now for its part permeates the soul and gives it the goal in the spirit-world. Through the body the soul is enclosed in the physical; through the Spirit-man there grow wings for its movement in the spiritual world. [ 26 ] In order to comprehend the whole man, one must think of him as put together out of the components above mentioned. The body builds itself up out of the world of physical matter in such wise that its construction is adapted to the requirements of the thinking ego. It is penetrated with life-force, and thereby becomes the etheric or life-body. As such it opens itself through the sense-organs towards the outer world and becomes the soul-body. This the sentient soul permeates and becomes a unity with it. The sentient soul does not merely receive the impacts of the outer world as sensations; it has its own inner life which it fertilises through thinking, on the one hand, as it does through sensations on the other. It thus becomes the intellectual soul. It is able to do this by opening itself to intuitions from above, as it does to sensations from below. Thus it becomes the consciousness-soul. This is possible for it because the spirit-world builds into it the organ of intuition, just as the physical body builds for it the sense-organs. As the senses transmit to the human organism sensations by means of the soul-body, so does the spirit transmit to it intuitions through the organ of intuition. The Spirit-self is thereby linked into a unity with the consciousness-soul, just as the physical body is with the sentient soul in the soul-body. Consciousness-soul and Spirit-self form a unity. In this unity the Spirit-man lives as Life-spirit, just as the etheric body forms the bodily basis for the soul-body. And as the physical body is enclosed in the physical skin, so is the Spirit-man in the spirit-sheath. The members of the whole man are therefore as follows:
[ 1 ] Soul-body (C) and sentient soul (D) are a unity in the earthly man; in the same way are consciousness-soul (F) and Spirit-self (G) a unity. Thus there come to be seven parts in the earthly man.5
[ 27 ] In the soul the “I” flashes forth, receives the impetus from the spirit and thereby becomes the bearer of the Spirit-man. Thus man participates in the “three worlds,” the physical, the soul, and the spiritual. He is rooted in the physical world through his physical body, ether-body, and soul-body and blossoms through the Spirit-self, Life-spirit, and Spirit-man up into the spiritual world. The stalk, however, which takes root in the one and blossoms in the other, is the soul itself. [ 28 ] This arrangement of the members of man can be expressed in a simplified way, but one entirely consistent with the above. Although the human “I” lights up in the consciousness-soul it nevertheless penetrates the whole soul-being. The parts of this soul-being are not at all as distinctly separate as are the limbs of the body: they interpenetrate each other in a higher sense. If then one regards the intellectual soul and the consciousness-soul as the two sheaths of the “I” that belong together, with the “I” itself as their kernel, then one can divide man into physical body, life-body, astral body, and “I.” The expression astral body designates here what is formed by soul-body and sentient soul together. This expression is found in the older literature, and may be applied here in a somewhat broad sense to that in the constitution of man which lies beyond the sensibly perceptible. Although the sentient soul is in certain respects energised by the “I” it is still so intimately connected with the soul-body that, in thinking of both as united, a single expression is justified. When, now, the “I” saturates itself with the Spirit-self, then this Spirit-self makes its appearance in such wise that the astral body is worked over from within the soul. In the astral body there are primarily active the impulses, desires, and passions of man, in so far as they are felt by him; sense-perceptions are also active in it. Sense-perceptions arise through the soul-body as a member in man which comes to him from the external world. Impulses, desires, and passions, etc., arise in the sentient soul, in so far as it is energised from within, before this “inner” has yielded itself to the Spirit-self. If the “I” saturates itself with the Spirit-self, then the soul energises the astral body with this Spirit-self. This expresses itself in the illumination of the impulses, desires, and passions by what the “I” has received from the spirit. The “I” has then, through its participation in the spiritual world, become ruler in the world of impulses, desires, etc. To the extent to which it has become this the Spirit-self manifests in the astral body. And the astral body is thereby transmuted. The astral body itself then appears as a two-fold body—in part untransmuted and in part transmuted. Therefore the Spirit-self, as manifested in man, can be designated as the transmuted astral body. A similar process takes place in a man when he receives the Life-spirit into his “I.” The life-body then becomes transmuted. It becomes penetrated with the Life-spirit. This manifests itself in such wise that the life-body becomes quite other than it was. For this reason one can also say that Life-spirit is the transmuted life-body. And if the “I” receives the Spirit-man, it thereby receives the necessary force with which to permeate the physical body. Naturally, that part of the physical body, thus transmuted, is not perceptible to the physical senses. For it is just that part of the physical body which has been spiritualised that has become the Spirit-man. The physical body is then present to the physical senses as physical, but in so far as this physical is spiritualised, it must be perceived by spiritual faculties of perception. To the external senses the physical, even when permeated by the spiritual, appears to be merely sensible. Taking all this as basis, the following arrangement of the members of man may also be given:
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300b. Faculty Meetings with Rudolf Steiner II: Thirty-Eighth Meeting
15 Oct 1922, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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A teacher asks about a student from out of town who cannot come to school when the weather is bad. Dr. Steiner: We could give the father a binding answer. We could tell him that if the child lived in Stuttgart, we could, to the extent possible, take over the responsibility. However, when the boy has to make a longer trip, we can hardly be responsible for sending him out into bad weather when that might make him ill. We should tell the father that we understand the boy’s situation. However, we can make no decision other than to say that if the boy does not move into Stuttgart, he should leave the school. |
Steiner had looked at W.A. in the seventh grade. Dr. Steiner: God! He certainly is disturbed by everything. He has gotten better, and if you ask him sometimes to say good things, he is also happy to do that. |
300b. Faculty Meetings with Rudolf Steiner II: Thirty-Eighth Meeting
15 Oct 1922, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: Is everyone here? We have gathered today because we have a number of things to discuss, and also because Mr. S. believes there are some things he needs to say about the events of the last meeting. I am not certain whether we should do that first. A teacher: What should we do about the parents of the children who were expelled? We think their progress reports should not include any remarks about the expulsion. Dr. Steiner: People all over Stuttgart are talking about the school and those rumors will then conclude that the faculty did not have the courage to admit what it had done. If something like what occurred here came up in another school, it would not be such an affair as we have here. There has been some talk about whether one thing or another corresponds to what is normal in other schools, but this situation could, under certain circumstances, bring the entire Waldorf School into discredit if it is improperly used. You speak as though you did not know Mr. von Gleich exists. If someone were expelled in some other school, no one would care. What I fear is that if we do come to agreement, but handle it the way we are now, we will soon have a repetition. I did not say he must be removed, but that it is possible that we may have to expel him. The goal of all of the suspensions was to enable us to discuss the matter. When you came to me in Dornach with that pile of unbelievable interrogations, there was nothing more to do. There was nothing more we could do. I said that you should look into the matter, but I did not mean that you should formally interrogate the boys and girls. I wanted the suspensions because I had lost trust. A teacher: My recollection is that you said the other students must be suspended. Dr. Steiner: I used the conditional tense: “If G.S. really gave the injections, then it might well be necessary to expel him.” You looked into the matter only afterward. A teacher: The situation with the injections was completely clear. Dr. Steiner: It is clear that the boys played around. No one knows what he injected. There were some stupid pranks. The reason for the suspension was to be able to look into the matter when I got here. The problem is that the case of G.S. in connection with the others has created these difficulties. The problem that will create difficulties for the school is that the others had to be removed. The difficulty lies in the situation as a whole. A teacher asks Dr. Steiner to say something about the lack of contact with the students. Dr. Steiner: The contact between the faculty and the students in the upper grades has been lost. That is not something new. It was quite clear when the students in the upper grades requested a meeting with me. That fact alone speaks quite clearly about a loss of contact with the students. That is the foundation of the whole problem. As soon as such contact is genuinely present, things like this will no longer occur. How do you think I could make a decision about such a matter over the phone, when I could not actually look at the situation? At the point when Mr. S. brought me the minutes of the interrogations containing things that should never have been discussed, a genuine conflict between the faculty and the students existed. There was nothing for me to decide, since I could not go so far as to make the students into teachers. The problem was a polarity, teachers or students. That became grotesquely apparent. Things slid so far that the students themselves spoke about the teachers speaking to them differently as teachers and as human beings. There was an open conflict between the faculty and the students, and there was, therefore, no other possibility than to make a decision. All that was left was to find the right words. What I said on the telephone was that you should look into the matter and determine the cause. Instead, you interrogated the students. It is only possible to understand “looking into the matter” as trying to determine what the problem is through observation. My understanding was that the faculty would try to find out what was behind the situation, but holding interrogations was simply impossible. I also do not believe that you held these interrogations before our first telephone conversation. A teacher: There were no interrogations before the second telephone conversation. Dr. Steiner: What I said could have only meant that if the suspicion were correct that G.S. had injected a student with morphine or opium, we would have to expel him. A teacher: When a boy injects someone, it seems to me that that is such bad behavior that there is nothing else to be done other than throw him out. Another teacher: Could we take that back? Dr. Steiner: That would harm the movement most. You need to remember the following. I had to speak about the Waldorf School recently. I had to present the Waldorf School to the public as a model school, and in fact, it is broadly seen as such. Those people in Stuttgart who are interested in the Waldorf School need only to ask around, and they hear exactly the opposite. These are the things I am always referring to that arise from our position and make it possible to undermine the anthroposophical movement. The question is whether we want to create something that would help undermine the movement. The anthroposophical movement will not be undermined if we expel some students. It would, however, be undermined if people say things that we cannot counter. I am powerless against things that take place in discussions in which I do not participate. It is impossible for me to speak with the expelled students. There is nothing I can say when things have gone so far that the students have left. Through such events, I cannot speak at all about the school. This occurs just at the time when everyone is talking about the school. I deeply regret that despite the fact that I have been here, I could not see everything. I did see most things, but not everything. I have to say that some aspects of the teaching in the Waldorf School are really very good and are still maintained in our old exemplary form. I really prefer, as long as it is not otherwise necessary, to say exemplary. However, there are certain points that show that the Waldorf School principles are no longer being carried out. We really need to discuss everything here in our meetings. It is an impossible situation when I come into a class, and the teacher has a book in hand and reads an arithmetic problem out of it, where the question is to compute the sum of the ages of three people and then another question is asked so that the children need to determine the sum of the ages of seven people. We are part of a movement that says that we should do only what is true to reality, and then we ask the children to compute the total ages of a group of people. What result do you expect? There is no reality in that. If such sloppiness happens in the school, then what I presented to you in our seminar course was simply for nothing. As far as I am concerned, if that were simply one case, I would have said nothing. And if there were simply some points that were not so carefully considered, I would not be leaving with such a heavy heart. I have always tried to stress that the Waldorf School can put you above normal, everyday superficiality, but now the Waldorf School has fallen into the typical Stuttgart system. That is, for me, the most bitter thing that can occur, especially when I have to present the Waldorf School as a model. Somehow, that you have lost contact with one another must lie in the atmosphere here. I must admit I’m really very concerned. When we founded the Waldorf School, we had to make a kind of declaration that after the students had completed three grades, they would be able to move to another school without difficulty. When I look at what we have achieved in three years—well, we just are not keeping up. It is really impossible for us to keep up. The school inspector’s report was somewhat depressing for me. From what you told me earlier, I had thought he was ill-willed. But, the report is full of goodwill. I must admit that I found everything he wrote necessary. For example, you are not paying enough attention, so the students are always copying from one another. The things contained in the report are true, and that is so bitter. You gave me the impression he had done everything with ill intent. However, it is actually written in such a way that you can see he did not at all want to harm the school. Of course, he speaks that way when we are totally ruining the children. And of course, the result will be that things that are so good in principle become so bad when they are improperly used. We must use what is good. What we need is a certain kind of enthusiasm, a kind of inner activity, but all this has slowly disappeared. Only the lower grades have some real activity, and that is a terrible spectacle. The dead way of teaching, the indifference with which the instruction is given, the complete lack of spontaneity, must all disappear. Some things are still extraordinarily good, as I said before, but in other places there is a total loss of what should be. We need some life in the classes, real life, and then things will fall into place. You need to be able to go along with things and agree with them if you are to present them publicly, that is no longer possible for me. In many cases, people act as though they did not need to prepare before going into class. I do not want to imply that is done elsewhere. I say it because no one wants to understand what I have been saying for years, namely, that through the habits of Stuttgart, the anthroposophical movement has been ruined. We were not able to bring forth what we need to care for, the true content of the movement. The Waldorf faculty has completely ignored the need to seek out contact. Now, the Society does not try to contact the teachers, and if you ask why, you are told that they do not want us. That is certainly the greatest criticism and a very bitter pill! Each individual needs to feel that they belong to the Society, but that feeling is no longer present. I always need to call attention to the fact that we have the movement. As long as people did not start things and then lose interest in them after a time, things went well for the movement. However, here in Stuttgart things have been founded where people have lost interest in them, and the Stuttgart system arose in that way. Every clique goes its own way, and now the Waldorf School is also taking on the same characteristic, so that it loses consciousness of its true foundation. That is why I say it is obvious that this event will have no good end. If it were possible to guarantee that we would again try to work from the Waldorf School principle—if only such a guarantee were present! But, there is no such guarantee. There are always a lot of people who want to visit the Waldorf School. I am always sitting on pins and needles when someone comes and wants to visit. It is possible to discover a great deal when you think about things away from school. I certainly understand how difficult it is to create such classes, but on the other hand, I certainly miss the fire that should be in them. There is no fire, only indifference. There is a kind of being comfortable there. I cannot say that what was intended has in any way actually occurred. A teacher: ... I want to leave... Dr. Steiner: I do not want to create resentments. That is not the point. If I thought that nothing else could be done, I would have spoken differently. I am speaking from an assumption that the faculty consists of capable people. I am convinced that the problem lies in the habits of Stuttgart, and that people act with closed ears and closed eyes. They are asleep. I have not accused any teachers, but a sloppiness is moving in. There is no more diligence present. But diligence can be changed, it is simply no longer present. A teacher: I would like to ask you to tell us what we have missed. Dr. Steiner: This way of forcing something that has absolutely nothing to do with a mechanism into a mechanized scheme is simply child’s play in contrast to the inner process of it. This way of ignorantly putting all kinds of things together and calling it a picture when it is really not a picture is simply a method of occupying the students for a few hours. I believe it is absolutely impossible to discover an external mechanical scheme for the interaction of things connected with language. What would the children get from it when you draw a figure and then write “noun” and so forth in one corner? That is all an external mechanism that simply makes nonsense of instruction. I hope that no animosities arise from what I am saying. Actually, our pedagogical discussions have been better than that. This fantasizing is most definitely not real. I was very happy with physical education. We should absolutely support that by finding another gymnastics teacher. The boys have become quite lazy. I wanted to draw your attention to the fact that there are also other impulses. Mr. N. has greatly misunderstood me. I did not claim that anyone was incapable of doing things the way that I would like. The problem is that we need to be colleagues in the movement. A teacher: I have asked myself if my teaching has become worse. Dr. Steiner: The problem you have is that you have not always followed the directive to bring what you know anthroposophically into a form you can present to little children. You have lectured the children about anthroposophy when you told them about your subject. You did not transform anthroposophy into a child’s level. That worked in the beginning because you taught with such enormous energy. It must have been closer to your heart two years ago than what you are now teaching, so that you awoke the children through your enthusiasm and fire, whereas now you are no longer really there. You have become lazy and weak, and, thus, you tire the children. Before, your personality was active. You could teach the children because your personality was active. It is possible you slipped into this monotone. The children are not coming along because they have lost their attentiveness. You no longer work with them with the necessary enthusiasm, and now they have fallen asleep. You are not any dumber than you were then, but you could do things better. It is your task to do things better, and not say that you need to be thrown out. I am saying that you are not using your full capacities. I am speaking about your not wanting to, not your not being able to. (Speaking to a second teacher) You need only round yourself out in some areas and get away from your lecturing tone. (Speaking to a third teacher) I have already said enough to you. A teacher asks about more time for French and English since two hours are not sufficient in the eleventh grade. Dr. Steiner: We can do such things only when we have developed them enough that we can allow the children to simply decide in which direction they want to be educated. We cannot increase the number of school hours. The number of school hours has reached a maximum, for both teachers and children. The children are no longer able to concentrate because of the number of hours in the classroom. We need to allow the children to decide. We need to limit Latin and Greek to those students who want to take the final examinations, and those students will also have to limit their other subjects. We already had to limit modern languages for them and allow more teaching time in Greek and Latin. A teacher: The children come to me for Latin and Greek immediately after shop, eurythmy, and singing. I cannot properly teach them when they are so distracted. Dr. Steiner: That may be true. Allowing the children to participate in everything cannot continue. A teacher: We need to differentiate between those going into the humanities and those going on in business. Could we cut the third hour of main lesson short? Dr. Steiner: Main lesson? That would be difficult. We can certainly not say that any part of the main lesson is superfluous. A teacher: I wanted to make a similar request for modern languages in the tenth grade. Dr. Steiner: It is certainly difficult to discuss moving forward in languages if we do not provide what the children need to have in other areas. In previous years, we did not do enough in those areas. A teacher: If they have shop, I cannot teach Latin. Dr. Steiner: That is a question of the class schedule and that needs to be decided by the faculty. You wrote down the class schedule for me. I will go through it to see if there is something we can do based purely upon the schedule. On the other hand, I was startled by how little the children can do. There is no active capacity for doing in the children, not even in the objective subjects. The children know so little about history. In general, the children know too little and can do too little. The problem is that an indifference has crept in, so that the things that are necessary are not done. There is no question of that in the 8b class. You need to be there for only five minutes and you can see that the children can do their arithmetic. This all depends upon the teachers’ being interested in the material. It is readily apparent how well the children in the 8b class can do arithmetic. What they can do, you do not see through examples of how they solve problems. That does not say very much. What you can see is that they were very capable in arithmetic methods. Individual cases prove that, but arithmetic is going poorly nearly everywhere. (To a class teacher) The children know quite a lot, but you should not leave it to the children to decide when they want to say something, as those who are lazy will not speak up. You need to be careful that no one gets by without answering. Those who did speak knew quite a lot, and the history class went very well. A teacher asks whether it would be possible to hold evening meetings where the teachers could meet together with students who were free. Dr. Steiner: That would certainly be good. However, it is important how the teachers behave there. Such meetings must not lead to what occurred previously when the students voted for a student president. A teacher: I thought more of lectures, music, and such things. Not a discussion. Dr. Steiner: That might well be good, but it could also lead to a misunderstanding of the relationships. A teacher wants to have one additional hour for each of the ancient languages. Dr. Steiner: We cannot increase the amount of school time. A number of teachers speak about the class schedule and increasing the amount of school time. Dr. Steiner: An increase in the amount of school time cannot be achieved in an absolute sense. We can only increase the number of hours in one subject by decreasing them in another. A teacher: The tenth grade has students who have forty-four hours of school per week. Dr. Steiner: That is why many cannot do anything. I will look at the class schedule. A teacher asks what to do for those who want a more musical education. Dr. Steiner: If we begin allowing differences, we will have to have three different areas, the humanities, business, and art. We must look into whether that is possible without a significant increase in the size of the faculty. A teacher: The students want to be involved in everything. Dr. Steiner: That is perhaps a question for the faculty, and you should discuss it. Now, to the things that are not as they should be and that have grown to cause me considerable concern. I am concerned, particularly for the upper grades, that the instruction is tending toward sensationalism. That occurs to the detriment of the liveliness in teaching. They want to have a different sensation every hour. The teaching in the upper grades has developed into a craving for sensations, and that is something that has, in fact, been cultivated. There is too little emphasis upon being able to do, and too much upon simply absorbing. That is sensational for many. When the students have so little inner activity, and they learn to feel responsibility so little, they assume that they can do whatever they want. That is often the attitude. You have copied too much from the university atmosphere. The boys think this is a university, and there is not enough of a genuine school atmosphere. A teacher: If the students would participate energetically, I could give two hours of languages without becoming tired. Dr. Steiner: Keeping the class active makes you more tired than when it sleeps. A teacher asks about finding a new teacher for modern languages. Dr. Steiner: We have been talking about a teacher for modern languages for quite some time. We could ask Tittmann, but I do not dare do that because we need to economize in every area. Try to imagine where we would get the money if we had no money for the Waldorf School. I would like to see the size of the faculty doubled, but that is not possible. All this is something that is not directly connected with the difficulties. Most of them lie in attitude and will. For example, we must certainly stop using those cheap and sloppy student editions in our classes. We can discuss the question of the teaching plan when I return. I would ask that you continue in the present way until the end of October. I hope that by the end of October we can move on to radical changes, but I fear they cannot be made. A teacher asks about an explanation of the situation with the expelled students that is to appear in Anthroposophy and in the daily newspapers. Not only inaccurate, but also completely fabricated things had been reported publicly as facts. Dr. Steiner: This explanation would refute what has already been published. The story is really going all around Stuttgart. It is a waste of time to explain things to bureaucrats, but the public should not remain unclear about it. We need to say that people could think what they want about the reasons, but we should energetically counter everything and declare them to be false. We should not forget that our concern here is not simply connected with the school, but is also a matter for the anthroposophical movement. Here I do not mean the Society, since it is asleep. But, we need to give some explanation. That would be the first thing to do. We can certainly not get by without that. When we expel some students, we also need to justify that publicly, otherwise it would just be one more nail in the coffin of the movement. We need to do it without making a big fuss, and we cannot act as though we were defending ourselves. That is why I was so surprised when you sent me the record of the interrogations while I was in Dornach. I found it mortifying to go into a “court procedure” with some students because of some dumb pranks. A teacher: Would it be possible to write the text now? Dr. Steiner: Well, you can make proposals. I don’t think it would be so easy to write by simply making proposals now. It needs to be written by someone with all due consideration. A teacher asks about progress reports for these students. Dr. Steiner: Progress reports? Giving in to someone like Mrs. X. (a mother who had written a letter to the faculty) is just nonsense. I cannot participate in the discussion because people would then complain that this is the first time they had heard about the situation. The faculty has made the most crass errors. You should have let the parents know earlier. As far as I am concerned, the reports could be phrased so that what the children are like is apparent only from the comments about their deportment, but that would only make things worse. Everyone knows they have been expelled, but then they receive a good report. Most teachers do not know that expulsions occur only rarely. The best would be if Dr. X. would write these progress reports. Perhaps I could also look at them. Mr. Y. is too closely involved. I don’t think it would be a good idea for those most closely involved to do it. Form a committee of three, and then present me with your plans. Concerning the parent meeting, you could do that, but without me. They might say things I could not counter, if I hear something I cannot defend. The things I say here, I could not say to the parents. We need to clear the air, and the teachers must take control of the school again. You do not need to talk about the things not going well. I think a meeting with the parents would be a good idea, but you, the faculty, would have to really be there. The things I took exception to earlier are directly connected with this matter. The school needs a new direction. You need to eliminate much of the fooling around. We need to be more serious. How are things with the student Z. who left? A teacher gives a report. Dr. Steiner: We need to be firm that he left the second, not the third, grade. Then we must try to show why it only seems that students are not so far along at the end of the second grade. The examples of his work we sent along show that Z. did not progress very far, that he only could write “hors” instead of “horse.” There are many such examples, but they are not particularly significant. Take another example. “He could only add by using his fingers.” That is not so bad. It is clear he could not add the number seven to another number. The two places that could be dangerous for us lie in the following. The one is that people could claim he could do less than is possible with a calculator. To that, we can say that our goal is to develop the concept of numbers differently. We do not think that is possible with such young children. We will have to go into this business with calculators. The other thing that is dangerous for us is his poor dictation. There, we can simply say that dictation is not really a part of the second grade in our school. The situation is quite tempting for someone with a modern pedagogical understanding. That is how we can most easily be attacked. We will have to defend ourselves against that. We need to energetically and decisively defend ourselves. We need to stop the possibility of being criticized on these two points. We need to ward off this matter with a bitter humor. The report that was sent along makes things more difficult. He got a good report from us. This letter was written with good intent. For example, “I could not develop his knowledge further within the context of my class.” On the other hand, though, it is incomprehensible to a schoolmaster that he could write “horse” as “hors.” A teacher: We have also received students who could not write. Dr. Steiner: We should use such facts. If you can prove that, then you should include it. He wrote two-and-a-half typed pages, and then scribbled in some more. We should write just as much. We need to write back to him sarcastically. We need to develop some enthusiasm. We can certainly go that far. You need only look at Goethe’s letters, and you will also find errors of the same caliber. The faculty seems like a lifeless lump to me. You give no sign of having the strength to throw these things back into people’s faces. We need to use such things. The faculty is simply a lifeless lump. You are all sitting on the curule chairs of the Waldorf School, but we must be alive. We need to use the resources we have. We need to write just as much, not like Mr. X. writes, but with a tone that is well-intended and not attacking. A teacher: Do I always write such bad letters? Dr. Steiner: Perhaps it is only this one case that I saw. A teacher asks about a student from out of town who cannot come to school when the weather is bad. Dr. Steiner: We could give the father a binding answer. We could tell him that if the child lived in Stuttgart, we could, to the extent possible, take over the responsibility. However, when the boy has to make a longer trip, we can hardly be responsible for sending him out into bad weather when that might make him ill. We should tell the father that we understand the boy’s situation. However, we can make no decision other than to say that if the boy does not move into Stuttgart, he should leave the school. We need to take on that responsibility. A teacher: Some students in the upper grades are taking jobs. Dr. Steiner: That is no concern of ours if they are good students. A teacher mentions a letter about a visit of some English teachers. Dr. Steiner: We will have to accept their visit. However, I hope that by then there is a different atmosphere in the school. They can visit the various classes. A teacher asks about how to treat colors in art class. Dr. Steiner: Couldn’t you do what I said to the boys and girls yesterday? What I said today was concerned more with modern history. What I have said specifically about how to treat colors could be the subject of a number of lessons. Perhaps Miss Waller could send it to you from Dornach. I think you could go directly into the practical use of color with this class, so they become aware of what they have done in the lower grades. They should become aware of that. Of course, you must then go into the many things that must be further developed, the things you have begun, so that you also have them draw. I do not mean simply curves. You could also do the same with colors. For example, you could do it just as you did with curves to contrast a rounded and well-delineated blue spot and a curved yellow stroke. You should not do that too early. In the lower grades, the colors should live completely in seeing. From there, you can go on to comparative anatomy; you could contrast the extremities in front and back. You could contrast the capacity of certain animals for perceiving and feeling with the wagging of a dog’s tail. That is actually the same problem. In that way, you can really get into life, you get into reality. Such things need to be brought into all areas of instruction. For many children, it is as though their heads were filled with pitch—they cannot think. They need to do such things through an inner activity, so that they genuinely participate. You can learn a great deal from the gymnastics class. Yesterday, the boys were really very clumsy. I mean, they had a natural clumsiness and gymnastics is quite difficult for them. We need a second gymnastics teacher. The most you can teach is fourteen hours of gymnastics. If we had eighteen, we would need a second teacher. Particularly for boys, gymnastics, if it is not done pedantically, as it usually is, but, in fact, becomes a developmental force for the physical body, is really very good with eurythmy. The gymnastics teacher: I begin with the sixth grade. Dr. Steiner: Of course, we need to begin earlier. I would find it not at all bad if Mr. Wolffhügel would see to it that our classrooms are not so plain, but that they had some artistic content also. Our school gives the impression we have no understanding of art. A teacher: B.B. is in my seventh grade class. Could you give me some advice? Dr. Steiner: He is in a class too high for what he knows. He is lazy? I think it is just his nature, that he is Swedish, and you will have to accept that he cannot quickly comprehend things. They grasp things slowly, but if you return to such things often, it will be all right. They love to have things repeated. That is perhaps what it is that you are observing with him. A teacher: He is a clever swindler and a facile liar. Dr. Steiner: He does not understand. A swindler? That cannot be true. He does the things we have often discussed, but they only indicate that you need to work with him so that he develops some feeling for authority. If he respects someone, as he does Mr. L., then things are all right. What is important is that you repeatedly discuss things with him. He is not at all impertinent. It is important that you put yourself in a position of respect. A teacher tells about an event. Dr. Steiner: That was an event connected with a curious concept of law. In a formal sense, it was not right, and he thought the man should be punished. He was preoccupied with that thought for a long time. Sometimes you need to find out about such things from the children and then speak about them and calm them. If such things continue to eat into them, then things will become worse, and that is the case with all of these boys. It is bad when children think the teacher does not see what is right. We cannot be indifferent in that regard. We need to take care that the children do not believe that we judge them unjustly. If they believe that, we should not be surprised if they are impertinent. A teacher asks about languages in the seventh and eighth grades. A third of the class are beginners and two-thirds are better. The teacher asks if it would be possible to separate the beginners from the more advanced students. Dr. Steiner: It is miserable that we do not group the children who are at the same stage. Is it so impossible to group them that way? You would need to put the fifth graders in a lower group. It has gradually developed that we are teaching language by grade, and that is a terrible waste of our energy. Couldn’t we teach according to groups and not according to grade? A teacher: There is a time conflict. Dr. Steiner: I am always sad that I cannot participate more in such things. I cannot believe it would not be possible. I still think it would be possible to group the students according to their capabilities, and at the same time work within the class schedule. That must certainly be possible if you have the goodwill to do it. A teacher: It is possible with the seventh and eighth Grades. Dr. Steiner: I think we could keep the same number of classroom hours. I cannot imagine that we cannot have specific periods for language during the week. Then we could do that. A teacher: The problem is the religious instruction. Dr. Steiner: Perhaps we could do it if we fixed the languages classes to specific hours during the week. A teacher asks whether Dr. Steiner had looked at W.A. in the seventh grade. Dr. Steiner: God! He certainly is disturbed by everything. He has gotten better, and if you ask him sometimes to say good things, he is also happy to do that. He likes some things. It would be a good idea if you gave him more serious things to write in his book. Curative eurythmy would not be much help. He needs to practice very serious things. A teacher: Have you anything more to say about my class? Dr. Steiner: In general, your class needs to be more involved with the material. They are not really in it. They are, what, about thirteen- year-old boys and girls. I think, of course, that enlivening arithmetic would do much to awaken them. They are not particularly awake. I do not think that they have a good understanding of what powers and exponents are. Do you do anything explain why they are called powers? A teacher: I began with growth. Dr. Steiner: I think you should include something like stories in the arithmetic instruction so that the process becomes clear from within. There are many ways you can do that, but you must always connect them with the material. The methods you have used with the children, where they use their fingers, are nothing more than an external contrivance with no inner connection. It tends toward being only play. If the children do not really concentrate, I do not believe the boys and girls will be able to solve the same equations a year from now that the present eighth-grade class can. It is a question whether they will be able to do that. They are not awake. They are still at the stage of thinking like a calf. In the other seventh-grade class, if we take the children’s abilities into account, they are actually more capable and more awake. Your class is not very awake. On the whole, you have a rather homogeneous class, whereas H.’s class has some who are quite capable and some who are quite dumb. Your class is more homogeneous. It is a very difficult group. You have some gifted children in your 8b class. The 8b class is made up of just about only geniuses. I think in your seventh-grade class there are quite a number who are basically dumb, and I think that you need to pull them out of their lethargy. They are covered with mildew. I am quite sorry I have not had time enough everywhere. Many things would have been easier had we not had these tremendous moral difficulties that have taken so much time. If the masters of pedagogy sitting on top of the mountain really had a more positive attitude toward the pedagogical course, I could have been more effective here. As it was, everything was very difficult. You do not need to get angry if I say that the faculty is like a heavy, dense mass sitting lazily upon their curule chairs, and because of that, we are all being ground up. We have yet to experience the worst opposition. A teacher: Everything builds up because you are here so seldom. Dr. Steiner: Then we have to find some way of making the year 975 days long. Recently I’ve been on the road all the time. Since November of 1921, I am almost always traveling. I cannot be here more. Things would go better if Stuttgart cliques don’t gain too strong a hold. The anthroposophical movement should never have expanded beyond what it was in 1914. That is not the right thing to think. The medical group says exactly the same thing. Mr. K., from Hamburg, thinks I need to go to Hamburg. However, I can discuss that question only when I have seen that they have done everything else. The pedagogical course I held contains everything. It only needs to be put into practice. I would never say such terrible things to the medical group if I had seen things progressing there. But they have simply left things aside. It is as though I had never held the seminar here. A teacher mentions the difficulties that have arisen due to bad living conditions. Dr. Steiner: Certainly, that has some effect, but there is an objection I could raise if I really wanted to complain. That has nothing to do with the fact that the school is as it is. That has nothing to do with that. It is not my intent to point my finger, I only want to say how things are. It is very difficult. I have said much that sticks in your throat, but it all came from a recognition that things must be different. The fact that, for instance, there really is no contact among you certainly has nothing to do with the problem of your housing. That everyone goes their own way is connected directly with how the school itself is. If anthroposophical life in Stuttgart were more harmonious, that would benefit the school, but recently things have become worse. In a moral sense, everyone is walling themselves off, and we will soon be at a point where we do not know one another. That is something that has become worse over time. What each individual does must affect others and become a strength in the Society. What we need is a joyful recognition and valuation of what is done by each individual, but the goodwill for that is missing. We are missing a joyful and receptive recognition of the achievements of individuals. We are simply ignoring those achievements. You should speak about what is worthy of recognition. The Stuttgart attitude, however, is non-recognition, and that curtails achievement. If I work and nothing happens, I become stymied. Negative judgments are justified only in connection with positive ones, but you have no interest in positive achievements. People become stymied when not one living soul is interested in the work they have done. To a large extent, the contact between student and teacher has been lost and something else has developed. When there is such disinterest, I have no guarantee that such things as have happened could not be repeated again in the future. A teacher asks about a permanent class teacher for one of the upper grades. Dr. Steiner: Things were no different before. There was a time when the students just hung on Dr. X. That occurred until a certain time and then stopped. A teacher: Things have become so fragmented due to the many illnesses. Dr. Steiner: The catastrophe occurred just at that time when not so many people were away. In general, our students are not bad students. I do not want to overemphasize it, but it seems to me that there is a certain kind of indifference here. Indifference was not so prominent when the teachers had more to do. Since the teachers have had some relief, a kind of indifference has arisen. There must be some reason factions arise. People are talking about causality, that is, cause and effect. In the world around us, the effects arise from their causes, but here in Stuttgart, the effects arise from no cause at all. There are no causes here, and if you want a cause, there is none. If you try to pin someone down to a cause, that person would give a personal explanation, but you cannot find the cause. The effects are devastating. We have seen what they are. Due to the Stuttgart attitude, we have here an absolute contradiction of the law of causality. The reasons actually exist, but they are continually disputed so that no one becomes aware of them. We always have effects, but the causes are explained away. If you multiply zero by five, you still have nothing, and I would certainly like to know what value nothing has. Comments concerning the Pedagogical Youth Conference held October 3 through 15 in Stuttgart. Dr. Steiner: Had I come here and heard that all these young people are barging in and then not going away, I think I would have seen that was a situation that would have called for some words to slow it down. But, on a particular occasion when I asked why Y. was not here, I was told that people did not think there was any reason he should be here. I do not intend to make the slightest accusation in that regard, and even if we discussed it further, there would be no reasons for it. The really sad thing about this Stuttgart attitude is that there are effects that have no causes. You will not readily admit that you do not properly consider the matter if you say they have no trust. On the contrary, we must ask why we have not achieved what is right so that they would have had a more reasonable trust than presently exists? Many things have been neglected. The question for us is how can we win people’s trust. You have simply done nothing to allow a positive cooperation to occur. People have no reason to be distrusting. Things have not gone so far that the question could have been discussed even at a feeling level. The question did not even arise. The young people do not even notice you were there, they did not notice the spirits on top of the mountain. Had someone told me that Y. was difficult to get along with, I would have had a reason, but they said that they had not even thought about it. The result is not that young people have no trust, but that they are given no opportunity to develop it. The great masters on the mountain are simply not there. People did not know you were there. They did not know that there was a Union for Independent Cultural Life. A teacher: X. is among those who did not want to know that such a union exists. Dr. Steiner: That is an effect. People would have found a way, but no one did anything to help them. It is not good to fall into this Stuttgart attitude. I would like to see that you take the lack of cause more seriously in the future. This is a serious thing, as otherwise it will really be too late to get the situation under control. |
186. The Challenge of the Times: East and West from a Spiritual Point of View
29 Nov 1918, Dornach Tr. Olin D. Wannamaker Rudolf Steiner |
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The capacity to think in the manner characteristic of the Old Testament is inherited with the blood in the succession of human beings. What we inherit as capacities from our fathers through the simple fact that we are born as human beings, that we ere embryonic human beings before our birth—what we inherit as the power of thinking, what lives in our blood, is Old Testament thinking. |
The kind of thinking we possess because of our embryonic development leads to the recognition of the Godhead only as the Father. The kind of thinking that is acquired in this world through the personal life after the embryonic stage leads to the recognition of the Godhead also as the Son. |
Thus, not only does Jehovah continue his influence even into the nineteenth century, but so also do gods of a lower character instead of the Elohim. I have always told you that Christianity is really still in its beginning but even after it had become widely disseminated humanity did not yet understand it for the reason that men did not immediately accept the influence of the Elohim. |
186. The Challenge of the Times: East and West from a Spiritual Point of View
29 Nov 1918, Dornach Tr. Olin D. Wannamaker Rudolf Steiner |
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In my last lecture dealing with present events, I called your attention to the necessities of a social order resulting from the impulses of the modern age. I must expressly emphasize the fact that I do not by any means wish to develop a program. You all know how little importance I attach to such things. They are mere abstractions. What I have discussed with you is not an abstraction, but a reality. I have expressed the matter in the following way to various persons with whom, in the course of the last few years, I have spoken of these impelling social forces as something inevitable. I have said that what we are seeking to set forth, which is something utterly different from an abstract program, will by its own connection with the impelling forces of history come to realization in the world within the next twenty or thirty years. “You have the choice”—I could express myself at that time in this way because people still had the choice, as they do not any longer possess it—“You have the choice between adopting a rational attitude and accepting such things, or realizing later that these things will come about in the most chaotic way through cataclysms and revolutions.” There is no other alternative in these things in the course of world history, and the demand simply faces us today to understand such things as proceed from the impulses actually at work in the world. As I have repeatedly declared, this is not a time when each person can say that believes this or that will happen or ought to happen, but it is a time when the only person who can speak effectively in regard to the necessities of the age is one who is able to perceive what bears within itself the impelling force for its realization in the course of the times. Now, it is most important to understand that it was impossible for me to give you anything more than a sketch of what I am compelled to view as a necessity embodying the impulse to realization. In order to establish a connection with what has already been said, I shall repeat briefly today what I then spoke about, that is, that the confusion in the social structure that has gradually led to these catastrophic events of recent years over the whole world must be set aside, and it is imperative to replace it by that threefold organization of the social structure of which I spoke to you at our last meeting. You have seen that the outcome of this threefold organization will be to distribute into separate spheres what has hitherto constituted, in a confused fashion, the basis of the seemingly unitary organization of the state. It will be distributed among three spheres, the first of which I designated as the political, or security, order; the second, as the sphere of the social organization, the economic organization; the third, as the sphere of free spiritual production. These three spheres will be integrated independently of each other, each in its own way. Indeed, this will become manifest within the net few decades even to those persons who are unwilling today to understand it. We shall escape the great perils toward which the world is still continuing to move only if we endeavor to understand these things, but we shall not understand them unless we really study them thoroughly. In order that what follows may not be misunderstood, I should like once more to emphasize that it is not our business either to create the social question or to discuss it in any merely theoretical way. In the light of our recent reflections, you will already have seen that the social question actually exists, that it must be accepted as a factor, as an actuality, and that it can be grasped and understood only in the same way in which an occurrence of nature must be understood. You will already have seen that everything I set forth here last Sunday as constituting the necessary impulses leading to the future is of such a nature as to supersede, in a just and legitimate way, the elements left over from ancient times in our social structure, elements that permeate it destructively through and through. Especially if you reflect more deeply on the practical results of what I said to you last Sunday, will you see that these practical results of the social organization of which I spoke are of such a character as to supersede in a suitable way what those who call themselves socialists but who live in illusions rather than in realities, wish to overcome in an impractical way. What must be superseded—as will become clear to you upon deeper reflection over what was said last Sunday—is the membering of the social structure according to classes. What must be achieved in harmony with the period of consciousness in which we live, the fifth post-Atlantean epoch, is that the human being as such shall take the place of the ancient distinctions according to classes. For this reason it would be disastrous if what I developed before you here last Sunday should be confused with something that is perpetuated in our contemporary social organization out of past ages. Something extends into our social organization from the Greek period that must be superseded according to the principles holding sway in the course of world events. The differentiation of humanity according to the ancient Greek classification into husbandmen, soldiers, and teachers must be superseded by the very thing I brought to your attention last Sunday. It is the differentiation according to classes that brings chaos into our contemporary social structure. This differentiation will be superseded by the fact that human beings will not be divided in any way according to classes under the organization of society of which I spoke to you last Sunday. In the very nature of things, these classes will completely disappear. It is in this direction that historic necessity moves. Man, as a living being and not as an abstraction, shall bring about the connections among the three spheres of society. We are by no means dealing with a differentiation according to classes, as husbandmen, soldiers and teachers, when we say that we must move forward toward political justice, economic organization, and free spiritual production. What this signifies is that relationships shall be integrated in this way, and that it will be impossible for human beings to belong to a single class when the relationships are really integrated in this way. The human being exists within the social structure and he himself forms the connecting link among the different elements integrated in these relationships. There will not be a separate economic class, a separate class of producers, but a structure of economic relationships. In the same way, there will not be a special class of ”teachers” but the relationships will be such that spiritual production will be free in its own nature. Likewise, there will not be a separate class of soldiers, but the effort will be made gradually to achieve for the first sphere of the social order in a liberal democratic manner that for which a confused struggle now proceeds on behalf of all three spheres. The very essence of the matter is the truth that the passage from ancient times to modern times makes it imperative that the human being shall take his place in the world. There is no possibility of our reaching an understanding of the demands of our age otherwise than by acquiring the capacity to understand human beings. This can be achieved, of course, only on the basis of those perceptions that a science of the spirit As I recently declared, what I have developed before you must be viewed against the broad background of world history. I have set before you certain things from the content of this historic tableau. In order that we may now continue further in describing such conditions as I began to explain to you last Sunday, I wish to lay a foundation today derived somewhat more from occult sources in order to make it clear to you that the manner of dealing with these things cannot be one in which each person thinks out something for himself in utter disregard of the facts of the case, but that the way to deal with these things is to view them in accordance with the actual movement of events. Here my point of departure must be the statement that the first necessity in developing the social structure is to base it upon social understanding. Indeed, this is the very thing that has been lacking for decades. The realm we here touch upon is one in which the greatest number of blunders have been made. A great majority of persons in positions of leadership have been utterly lacking in social understanding. It is not surprising, therefore, that such revolutionary movements as we now have in Central Europe seem to people like something springing out of the earth, something for which they have had no preparation. They do not appear as something unexpected to people who have a social understanding but I fear that people will continue still to be permeated by the mood that filled them before the year 1914. Just as the World War, obviously hanging over the heads of everyone at that time, came as a surprise, people will still behave in even more vital matters in just the same way. They will still continue to sleep while the social movement, which is spreading over the whole world, breaks in upon them. Because of the phlegmatic habits of thought now characterizing humanity, it may be just as impossible to prevent this as it was to prevent mankind from permitting the present catastrophe to overwhelm it unprepared. What really matters most of all is to learn the truth that human beings must not conduct themselves in one way or another in the various parts of the world according to abstract notions, but that, the moment their conduct may have social consequences, they must choose their course according to how they are impelled to act by the impulses existent in the sequence of cosmic events into which man himself is integrated. An elementary fact is utterly ignored by people even today. I say this on the basis of experience, for I have been compelled in recent years to the discuss these matters with men belonging to varied professions and classes, and I know the response one meets when these things are discussed. I refer to the fact that people of the East and the West—and everyone will take part in the future shaping of things—are quite unlike one another in their impulses, and are different in what they will for themselves. Indeed, if we pay attention only to the social environment nearest to us, we shall reach no clear judgment as to what is proceeding as a matter of necessity in the world. We reach a clear judgment only when—and I must once more employ this expression—we form our judgment about things according to the impulses existing in the universal course of events. The people of the West, of Western European states and their appendage America, will have their say. The people of Eastern Europe, with its Asiatic hinterland, will have their say during the next two or three decades, but their manner of speaking will vary greatly among themselves, for human beings in various parts of the world necessarily have different conceptions regarding what man feels and must inevitably feel as a necessity of his human dignity and his nature as man. We cannot discuss these things unless we see clearly that events must necessarily occur in the future that people would like best of all to avoid. I told you last Sunday that it is simply impossible for effectual, fruitful social ideas to be discovered in future by any other path than the one that leads in the search for truths beyond the threshold of ordinary physical consciousness. Within the limits of ordinary physical consciousness there are no effectual social ideas. For this reason, as I explained last Sunday, these social ideas, which are truly effectual, must come to people. But this statement implies at the same time that it will not do to shrink back in future from acquainting oneself, so far as this is possible for each person, with the real nature of the threshold of the spiritual world. Within the limits of everyday life and science, humanity may continue for a long time on its beaten path without becoming acquainted with the threshold of the spiritual world. In these fields we can get along as well as is absolutely necessary. But, as regards social life, it is not possible to get along without giving attention to what is here called the threshold of the spiritual world. There exists within people of the present age—still unconscious, of course, but thrusting ever more upward into consciousness—the impulse to bring about such a social structure as will permit every person to be, as his nature demands, a human being. By no means clearly, and yet in an instinctive way, people in all regions of the earth feel the meaning of human dignity, of an existence worthy of the human being. The abstract social democrat of the present time believes that it is a simple matter to express in an international way the meaning of human dignity, human rights, etc. This cannot be done. If these things are to be expressed, it is imperative that we bear in mind the truth that the real conception of the human being belongs inherently beyond the threshold of the spiritual world, since man really belongs to the world of spirit and soul. In other words, a true and comprehensive conception of what the human being is can come to us only from beyond the threshold of the spiritual world. In reality, the conception does come from this source. Even if the American, Briton, Frenchman, German, Chinese, Japanese or Russian speaks to you of the human being, expressing quite unsatisfactory conceptions and ideas, there yet dwells in his subconsciousness something far more comprehensive, but something that must be clearly grasped. This more comprehensive thing dwelling there struggles to rise into consciousness. In other words, we may say that historic evolution has progressed to the point where an image of the human being lives in the hearts of men. Without giving attention to this image of the human being, it is impossible to develop any social understanding. This image is alive but it lives only in the subconsciousness. The moment that it struggles upward into consciousness and really enters there, it can be grasped only by means of the capacities belonging to the form of consciousness that is in its nature super-sensible—at least, by means of these capacities in the conceptual field, as they have been taken up by sound common sense. An image of the human being lives in those persons who are engaged at present in the social struggle that may remain unconscious and only instinctive so long as the impulse is lacking to see the matter clearly. If, however, there is a desire to arrive at clarity, it can be done only by irradiating the matter with the light that comes from the other side of the threshold. Then it becomes obvious to the objective spiritual observer that the image of the human being lurking instinctively in human souls varies greatly in people belonging to the West and those belonging to the East. This will become an enormously important question in the future. It plays a role in all actual conditions. It plays a role in the Russian chaos, in the revolution in Middle Europe, in the confusion that is in its early stages in the West, even all the way to America. In other words, what is in process of development must be viewed in the light of super-sensible consciousness if it is to be understood. It must be grasped by means of the capacities that are derived from super-sensible consciousness. There is no approach from the side of sensory consciousness that will enable us to understand what dwells instinctively as an image of man both in the peoples of the West and of the East. In order to achieve this understanding, however, it is necessary that you acquaint yourselves with two things. First, with the peculiar manner in which something that actually obsesses the subconsciousness of a person rises up into real super-sensible consciousness. A person learns in two different ways through the Guardian of the Threshold how something that is stirring chaotically in his instincts and does not belong to the person, for only what a person consciously grasps belongs to him, appears before him. Things that instinctively obsess a person appear in one case before the Guardian of the Threshold in such a way that they seem like external perceptions. It is an hallucination, an external perception, actually appearing before the person and presenting itself like something externally perceived. That is the specter character. When something that has lived instinctively and chaotically in an individual comes to be known clearly in the presence of the Guardian of the Threshold, where all instincts cease and everything begins to be known consciously and to take its place in the free spiritual life, such an instinctive living element may appear as a specter. The person is then rid of it as an instinct. There is no need for fear because of the fact that such a thing appears as a specter. This is the sole way in which the person can get rid of it. He sees it in external objectivity and what has been chaotically stirring within him is really before him in the form of a specter. This is one of the forms. The other form in which such an instinctive thing may appear is that of a nightmare. This is not an external perception but an oppressive feeling or the aftereffects in the form of a vision of something that oppresses one. It is an imaginative experience but it may at the same time be felt as a nightmare. What exists instinctively in the person must come to manifestation either as a nightmare or as a specter if it is to be brought up into consciousness. Just as every instinct living in a person must gradually rise to a higher level either as a specter or as a nightmare, if the person is to become fully human, so must what lives unconsciously and instinctively as the feeling of human dignity, as the image of man in the West and the East appear to him in one form or the other and be understood by him but understood primarily through sound common sense. Thus, it may happen that the practicing spiritual scientist will be able to show that some things appear as nightmares, others as specters. What a spiritual scientist experiences on the basis of his observations will be expressed by him in words applicable to historical or other conceptions in order to render it possible for what he has experienced to be grasped by the sound common sense of those who do not yet possess the occult capacities necessary for seeing these things. The fact that a person does not actually behold these things is not in the least a valid excuse for not accepting them, since everything perceived is presented in such concepts as can be grasped by sound common sense. Confidence in the person who does see these things should not go beyond believing that he can give suggestions. It is not necessary to believe him because, if a person employs his own powers diligently without preconception, everything that is declared to be true can always be grasped with sound common sense. Now, the situation is such that those instincts living in the West, as constituting the image of the human being and striving toward a social structure, appear before the Guardian of the Threshold as specters. The image of the human being living in the people of Eastern Europe with its Asiatic hinterland, manifests itself as a nightmare. The occult fact is simply that, if you ask an American, and this is most marked in the case of America, to describe what he feels to be the image of true human dignity, and you work over this image in an occult way and carry it all the way to the Guardian of the Threshold, and then observe what you experience in his presence in connection with this image, it appears before you as a specter. If you prevail upon an Asiatic or an informed Russian to describe what they conceive as the image of man, it will work upon you, if it is carried all the way to the Guardian of the Threshold, as a nightmare. What I am saying to you here is only a description of an occult experience that has its basis in historical impulses and events because what takes form instinctively in the hearts and souls of men grows also out of historical substrata. The peoples of the West—Britons, Frenchmen, Italians, Spaniards, Americans—because of certain historical stimuli in the course of their development from ancient times up to their present state, have permitted to take root in their hearts, not in full clear consciousness but in an instinctive way, such an image of the human being as can be described when we study historical stimuli adequately. These images of Eastern and Western man must be replaced by what can actually be discovered by means of spiritual scientific research. This alone can become the basis for a true social order, not one that will be dominated by either specters or nightmares. If we investigate in the right way the question as to why the Western image of the human being is a specter, we shall discover, after taking into account all the historical substrata, that the specter of the ancient Roman Empire lies at the bottom of the instincts that have led to the image of the human being in the Western parts of the world. They are the instincts that have now led, for example, to the so-called Wilson program for the West, upon which so much praise is being lavished. Everything that has gradually developed in the course of history that possesses a thoroughly outmoded character, that is, a luciferic-ahrimanic character, and is not suitable for the immediate present but is a specter from earlier ages, constitutes the specter of Romanism. Of course, there is much in Western culture that does not belong at all to Romanism. In English-speaking regions you naturally find much that has no such connection. Even in the truly Latin countries there is much that has no connection with Romanism. That, however, is not the important matter. The important fact is the image of the human being insofar as he is supposed to enter into the social structure. In all these regions this is wholly determined instinctively by what has taken form within Roman culture. It continues to be altogether the product of the Latin way of thinking, belonging to the fourth post-Atlantean culture. This is nothing that really possesses life but is something that haunts the present like a ghost of the dead. It is this specter that appears to the objective occult observer when he undertakes to form an image of what is intended to be made dominant over the world under the influence of the West. It serves no useful purpose to make assertions regarding these things without the necessary knowledge. That is no longer in keeping with the status of humanity in the present epoch. What must be taken into account is the necessity of acquiring a clear view of these things. The specter of Romanism is haunting the West. When I recently called your attention to the future destiny of various peoples of the West, especially the French, this is closely related to the fact that they have clung most firmly of all to the Roman specter. Their whole instinctive temperament and fundamental character would not permit them to get rid of this Roman specter. This, then, is one aspect of the matter, that pertaining to the West. The other aspect is that a certain image of the human being, to the extent that he should take his place in the social structure, dominates also in the East. This image is of such character that there tends to come about even now through the very necessity of things something I have always spoken of. The sixth cultural epoch is in its preparatory stages in Eastern Europe. If we view the matter, however, from the standpoint of the present age, what is still alive in Eastern Europe, including its Asiatic hinterland, is not yet the image of the human being that will in future be developed in a natural way even though it is the duty of humanity even today to develop it through knowledge. On the contrary, it is an image that appears as a nightmare when we take it and approach the Guardian of the Threshold in order there to observe it. This image, in turn, appears as a nightmare because the instincts that are nourished in the East and become effective in the determination of this image are nourished by, a force that is not yet perfect. This force will not reach its highest level of development until the future, until the sixth post-Atlantean cultural epoch. This force actually requires an impulse to support it. Before the consciousness awakes—and consciousness must, indeed, first awaken in the East—this force requires an instinctive basis. It is this instinctive basis, still living in the peoples of the East when they form their image of man, that works as a nightmare. Just as all the impulses left over from Romanism have their influence as ancient lingering impulses in the formation of man's image in the West, so does this instinctive foundation work as a nightmare but one that is to give a support, the effect of which ought to be precisely that of bringing the people of the East to the point of freeing themselves from the nightmare. It has this effect in a strange manner, working just as a nightmare does when it has been overcome after we have awakened and have seen clearly what actually has happened. This force that must work there in the East is not something from the past, but rather something that is working in our own epoch for the first time. It is made up of the forces proceeding from the British Empire. Just as the image of the human being in the West has been made into a specter through the stimuli of Romanism, so is the image of the human being so stamped upon the soul in the East that what will continue for a long time into the future as the undertakings of the British Empire becomes a nightmare. These two things produce the result that what was conscious in the Roman Empire continues to live unconsciously in a ghostly way in the West. The British-American impulse toward world empire that is in process of preparation and is active in the present epoch, manifests itself as a nightmare, as the counter force of a nightmare in order that the peoples of the East may awaken to a conscious and adequate image of man. It is not pleasant to state these things at the present time, to listen to them is equally unpleasant. The simple truth is, however, that we have arrived at an epoch in the evolution of world history when nothing can be achieved unless people take cognizance of the things in the world on the basis of their knowledge, their full consciousness, and really acquaint themselves objectively with what exists in the world. No progress can be made in any other way. What has been happening in our time is of such a nature as to compel men in a certain sense to reverse the direction of these events. Things must not continue longer in such a way that, just as men have permitted themselves for a What is necessary is neither the one nor the other of these things. What is necessary is that we shall come to see that only what proceeds from the free decision of the free human soul can be beneficial, that is, what the human being decides for himself through the use of his powers of reflection, through the use of his heart and most of all his insight. That is what really matters. Otherwise, we shall observe repeatedly that things will be viewed in one way or another under the force of circumstances. A person who considered Ludendorff a great field marshall six weeks ago and who calls him a criminal today, for instance, if he has no reason for either of these judgments and cannot form them through the free decision of a free heart, is of just as little use in the evolution of humanity in the one case as in the other. It is not sufficient that a statement is abstractly true, though generally one statement is as false as the other, but that we shall develop the capacity for forming real judgments. In this matter spiritual science may constitute a really excellent guidance I am constantly being made aware that statements I make here or elsewhere in the field of spiritual science are considered difficult to understand. This is due simply to the fact that people do not really have the will to apply their sound common sense in full measure to these things. They are considered difficult to understand because people do not find it sufficiently comfortable to lay hold of them. In the course of these reflections I have made various statements in regard to this so-called war catastrophe of recent years and its origin. I hope that what has happened in the last few weeks will be seen to be a complete confirmation of what I have said for many years to you and to others in regard to these matters. Nothing has come about that fails to harmonize with what has here been asserted. Indeed, you can see the map I drew on the blackboard here years ago coming to reality during these very days. What is said here, however, must not be taken in the sense of a Sunday afternoon sermon, but in the sense intended; that is, as something asserted on the basis of the actual impelling forces that either have been realized or are driving toward realization. For this reason I shall not hesitate to call your attention repeatedly to certain matters of method, even if this involves repetition. These questions of method are most important of all in the field of spiritual-scientific knowledge, which is so necessary for our age. What this science of the spirit makes of our souls is far more important than the acquisition of a merely abstract acquaintance with one truth or another. We can observe repeatedly that the sort of soul structure that comes about through spiritual science is serviceable precisely in the comprehension of the immediate events of the times. How often have I emphasized in the course of these years the fact that it is really terrible for people to repeat continually, as they have done, the easy questions, “Who is to blame for the world catastrophe of this war? Is it the Central Powers or the Entente? Or is it heaven knows who?” These questions as to who is to blame simply cannot be answered in any fundamental sense. What is really important is the correct and definite statement of the question. Only thus can we arrive at a sufficient, fundamental, actual insight, but it is utterly useless in the case of many persons of the present time to appeal to this insight. For example, much of what is now being reported from Paris reminds me of other things bearing upon this unhappy situation, things that happened earlier in Berlin or elsewhere. It is not a matter of any consequence to form one's judgment in accordance with what is permitted or not permitted—especially a judgment about questions of fact—but what matters is that this judgment should be formed on the basis of a free consideration, formed by the free mind itself. That is what really matters. If you will recall various things I have said here in recent weeks, you will see that the events meanwhile have confirmed many of my statements. For instance, I explained to you that it is utterly wrong to discuss these things in such a way, so satisfying to many persons, as to discover on the side of the Central Powers what is called “guilt” in connection with the World War. But I have said to you that the governments of the Central Powers have contributed to the World War in an essential way through their idiotic methods. What I explained to you even in the most recent lectures has during this week been completely confirmed by the disclosures made by the government of Bavaria. They, that is, the publication of the letters exchanged between the government of Bavaria and the Bavarian Envoy in Berlin, Count Lerchenfeld-Koefering, are in complete agreement with my explanations. Through such events the picture I have given you for years, which I had to give in such a way that I was continually tracing things back to the right form of questions regarding them, will become clearer. It is a certain service—and even such things as these may now be openly mentioned—that has been undertaken by this Kurt Eisner in the publication of these things, a service by one who has come in a strange way out of prison to the post of premier. At a time when so much is said in regard to persons who have made themselves unworthy of their official positions, it is certainly permissible to speak also about such a person as the present Premier of Bavaria, though we )feed not lavish praise upon him for this reason. Naturally, in accordance with the karma of each person and the manner in which he is stationed in the world by his karma, he will be able to pass one judgment or another in one place or another in the world, or ought to pass such a judgment. If we desire to achieve a social understanding, as I have said in various connections, the most important thing of all is that we shall acquire an understanding of the human being, interest in human beings, a differentiated interest in persons, that we should desire to know human beings. It is this that must constitute the task, the most important task of the future. But we must acquire a certain instinct, if you will permit me to use this expression, for forming judgments on the basis of symptoms. It is for this reason that I delivered the lecture on history as symptomatology. Such a person as this Premier of Bavaria, Kurt Eisner, is vividly present before our minds, for instance, when we consider the following facts. I say this to you now not for the purpose of bringing to your attention something actual, but to illustrate a bit of psychology, a bit of the science of the human Before there had been any declaration of war, either from the left or from the right, in the last days of July 1914, Kurt Eisner said in Munich, “If a world war really comes about, not only will the nations tear each other to pieces, but every throne in Central Europe will fall. This will be the inevitable consequence!” He remained true to his convictions. Throughout these years he continued to assemble a little group of men in Munich, always pursued by the police, and to speak to them. When a strike occurred at a particularly serious moment in the developments of recent years in Germany, he was sentenced to prison, and he has now ascended from prison to the premiership of Bavaria. He is a human being molded in a single piece. I do not mean to praise him because conditions are now such that even such a person may make blunder after blunder. But I wish to describe an example of what must really be considered. What is needed is that we shall rightly estimate as symptoms the occurrences confronting us in the world, that from the symptoms we shall reach conclusions regarding what lies behind them—if we do not possess the capacity of seeing through the symptoms the spirit at work behind them. We must at least strive to reach through the symptoms a vision of the spiritual that lies behind them. Especially in the future will it be necessary that mutual understanding shall come about between human beings. The social question is not to be solved by cliches, programs or Leninisms, but by an understanding between man and man—such an understanding, however, as can be acquired only when we are able to recognize the human being as an external manifestation of the eternal. If you consider what have said, that in the West the human being produces the effect of a specter in the presence of the Guardian of the Threshold and in the East that of a nightmare you will receive in a certain way the necessary stimulus for obtaining a true view of the conditions of the present time. In the West an image of the human being that is on a descending path and appears, therefore, as a specter; in the East an image that is ascending, but that must not be accepted in its present form since it is still merely an imagination of an oppressive nightmare and will appear in its true form only after this nightmare has been overcome. The conditions are such, therefore, that we must gain a deeper insight if we wish to participate at all in discussions of the social problem. The matters into which we must acquire a deeper insight are such as pertain to the character of our thinking, and the manner in which this thinking streams forth from the whole human being, differentiated in the case of individual personalities over the whole earth. The reason why this ghost of Romanism could acquire so profound an influence is that the thinking characteristic of the Old Testament world view has not yet been surmounted in the essential nature of human thought. Christianity is really only at its beginning. Christianity has not yet progressed sufficiently to have really permeated human hearts and minds. What was necessary to prevent this has been brought about by the Roman Church, which in its theology is completely under the influence of the specter of ancient Romanism. As I have often indicated, the Roman Church has contributed more toward hindering the introduction of the image of Christ into human hearts and minds than it has helped because the conceptions that have been applied within the Roman Church for the purpose of comprehending the Christ are all taken from the social and political structure of the ancient Roman Empire. Even though human beings do not know this, it works within their instincts. Now, the conceptions that were dominant in the Old Testament, that must be designated primarily as conceptions of Old Testament Judaism, and that took their worldly form in Romanism, which is in the worldly sphere the same thing as Judaism was in the spiritual sphere even though it is in opposition to Judaism, have come over into our own epoch by way of Romanism; they haunt our age in spectral forms. This Old Testament thinking, unpermeated by the Christ must be found in its true origin within the human being. We must ask ourselves the question, “Upon what forces does such thinking as that of the Old Testament depend?” This thinking depends upon what can be inherited with the blood from generation to generation. The capacity to think in the manner characteristic of the Old Testament is inherited with the blood in the succession of human beings. What we inherit as capacities from our fathers through the simple fact that we are born as human beings, that we ere embryonic human beings before our birth—what we inherit as the power of thinking, what lives in our blood, is Old Testament thinking. Our thinking is made up of two members, two parts. One part of our thinking consists in what we possess by reason of our development up to our birth, what we inherit from our forefathers or from our maternal ancestors. We are able to think in the Old Testament way because we have been embryos. This was the essential characteristic also of the ancient Jewish people that, in the world in which we live between birth and death, they did not wish to learn anything in addition to what the human being brings with him as a capacity because of the fact that he was an embryo up to the time of his birth. The only way that you can conceive of Old Testament thinking with real understanding is to say to yourself, “This is the kind of thinking that we possess by reason of the fact that we have been embryos.” The kind of thinking that is added to this is what we have to acquire for ourselves in the course of our development beyond the embryonic period. For the purposes of certain external needs man acquires a variety of experiences, but he does not carry this process all the way the transformation of his thinking. Thus, even today Old Testament thinking continues to exert its influence far more than is generally supposed. People do not permeate the experiences through which they pass here with the thinking that is actually the consequences of these experiences. This is done only in the most limited measure and for the most part instinctively. At least the experiences through which people pass are not pursued by them to the stage of the birth of a special kind of thinking. This is done only by the true occultist whose development has been in accordance with the present age. In his case the life lived is so ordered that he awakes again, just as a child awakes after it is born. One who conducts his life in accordance with my book Knowledge of the Higher Worlds and Its Attainment, goes through this process a second time. He relates himself to his normal nature as the ordinary man relates himself to the embryo. In ordinary life people conduct themselves in such a way that, although they are compelled to go through experiences, they apply only the kind of thinking to them that they have acquired by reason of the fact that they have been embryos. It is thus that people go about having heir experiences but are not willing to proceed further. They apply to these experiences as a thinking content, especially as the character of their thinking, the form of their thinking, what the embryonic life has given them. In other words, they apply what is inherited in the blood from generation to generation. One fact is of fundamental importance. The Mystery of Golgotha can never be grasped in its special nature by means of the kind of thinking that we possess because of our embryonic development. For that reason I have explained to you also in the lectures given during my present stay here that the Mystery of Golgotha is something that cannot be comprehended by means of ordinary physical thinking. This is something that will always be denied by honest individuals so long as they remain at the state of physical thinking. The Mystery of Golgotha and everything permeated by the Christ, must be grasped, not by means of what is derived from the moon but by what is derived from the sun; that is, from the standpoint that one attains after birth during the present life. This is the great distinction between what is permeated by the Christ and what is not so permeated. Whatever is not permeated by the Christ is mastered by a kind of thinking inherited in the blood stream. A comprehension of the world that is permeated by the Christ spirit is mastered by the kind of thinking that must be acquired by the individual human being as a personality in this world, through the experiences of life, by spiritualizing these experiences in the manner explained in Knowledge of the Higher Worlds and Its Attainment. This is the essential fact. The kind of thinking we possess because of our embryonic development leads to the recognition of the Godhead only as the Father. The kind of thinking that is acquired in this world through the personal life after the embryonic stage leads to the recognition of the Godhead also as the Son. Now, the influence of this tendency to make use only of the kind of thinking that belonged to Jehovah persisted even into the nineteenth century. But this thinking is suited to grasp only that element in the human being that belongs within the order of nature. This condition came about through the fact that the Jehovah divinity, who, as you know, was one of the Seven Elohim, gained the mastery of human consciousness and suppressed the other Elohim at an early period. The other Elohim were in this way thrust into the sphere of so-called illusion and were supposed to be fantastic beings. But this came about because the Jehovah divinity temporarily supplanted these spirits and permeated human consciousness with what alone can be developed as a power from the pre-embryonic time. This continued into the nineteenth century. Human nature came under the influence of lower elemental spiritual entities who were working against the endeavors of the Elohim, through the fact that the Jehovah divinity dethroned the other Elohim in a certain sense. They, however, made themselves effective only through the personality of Christ, and they will continue to make them-elves effective one after another in the most varied ways. Thus, the evolution of consciousness was such because the Jehovah divinity had placed himself as sole ruler and had dethroned the others. Through the fact that the others had been dethroned, human nature came under the influence of beings lower than the Elohim. Thus, not only does Jehovah continue his influence even into the nineteenth century, but so also do gods of a lower character instead of the Elohim. I have always told you that Christianity is really still in its beginning but even after it had become widely disseminated humanity did not yet understand it for the reason that men did not immediately accept the influence of the Elohim. They continued to be attached to the Jehovah thinking, to the kind of thinking awakened by the embryonic force, and also because they remained under the influence of the opponents of the Elohim. During the nineteenth century—indeed, precisely during the fifth decade of that century, which I have often designated as an important turning point—the situation became such that Jehovah himself was gradually overpowered in his influence upon human consciousness through the dominance of those lower spirits he had evoked. The result was that, since only the element in the human being that is bound to the natural order of things, to the blood, can be comprehended by means of the forces of Jehovah, man's earlier seeking for the one God in nature was transmuted, because of the influence of the opposing elements, into mere atheistic natural science; that is, to mere atheistic scientific thinking and to merely utilitarian thinking in the field of practical life. This must be grasped firmly as regards the fifth decade, the period mentioned. The fact that Jehovah could not free himself from the spirits he had evoked led to the transition of Old Testament thinking into the atheistic science of the modern age. This in the field of social thinking has become marx ism or something similar. Thus, a thinking under the influence of natural science holds sway in the field of the social life. This is connected with much that is happening in the immediate present. Old Testament thinking in human beings today is transformed into naturalism. Against this kind of thinking neither what comes from the West as the image of man, nor what comes from the East, can provide an adequate defense because this thinking prevents man from acquiring actual and true insight. It is perfectly obvious at present that people are opposed to the acquisition of insight. This sometimes takes on a pathological form. The so-called war history of the last two years, as I have recently said, will be a psychiatric account, socially psychiatric. The course of events, as these have occurred, is such that, when put together in the proper order, they provide for those who are familiar with them the best symptomatology for the social psychiatry of recent years and of the years to follow. Only it is necessary, of course, to deal with psychiatry also with more delicate hands and in a manner somewhat different from that of materialistic medicine. Otherwise we shall never bring to light in the right way the psychiatry to be studied, for example, in the person of Ludendorff. But it is precisely a considerable portion of the most recent history of our times that must be viewed in this light. You will be able to recall that, from the beginning of the catastrophe, I have repeatedly and emphatically declared on the occasion of one or another irresponsible assertion that this particular war catastrophe will render it impossible to write history on the basis of mere documents and the results of archival research. The manner in which this catastrophe became possible will be understood only by one who comes to realize clearly that the most decisive occurrence that took place at the end of July and the beginning of August, 1914 occurred because of a dimmed condition in human consciousness. Men over the whole earth were in a state of dimmed consciousness, and occurrences were brought about through the influence of ahrimanic powers in these dimmed consciousnesses. In other words, things will have to be unveiled through a knowledge of spiritual-scientific facts. This is something that must simply be perceived. The time is past when events can be rightly explained on the basis of mere documents, in the manner in which Rancke wrote history, or someone else in some other field—Buckle, or others. This is important. Mere sympathies and antipathies determine nothing when the right guidance for one's judgment is needed. Judgments, however, have been formed in recent years, and are still being formed primarily according to sympathies and antipathies. Certainly, correct judgments are formed even under the influence of sympathy and antipathy, but these do not signify much as regards a person's grasp by means of his judgment of the factual world. The manner in which one sort of opinion or another becomes epidemic can be subjected to special studies if we trace the development of opinions among people during recent years. What have millions of persons believed in Central Europe, and what will they believe? What is believed in the rest of the world? This continued in Central Europe as long as possible; outside of Central Europe it will continue even longer. But what is really needed is that the habit shall be formed at last of learning from the events themselves. Events shall be observed for the purpose of forming judgments on the basis of these events. It is to be desired that the weight of events shall have some determining, decisive influence upon people, and especially the way in which events have taken their course in the present period. This way is quite new; earlier events came about differently. Today, things diametrically opposed to one another come together. I called your attention last time to the fact that the transplantation of bolshevism into Russia was an impulse derived essentially from Ludendorff. These things, which it was naturally not necessary to mention outside the region of the Central Powers, have been stated there often enough. People would not listen. I repeatedly had the following experience. It is highly significant and I once referred to it here, but I desire that it shall not be forgotten, for I shall gradually narrate all these things so that the world shall learn what has really been happening. The writing I have prepared consisted of two parts. The second part contained what I have sketched for you as the social relationships but arranged in a form suited for that time. The first part contained what I considered it necessary that I should discuss and disseminate in the manner indicated. I have met persons who have read what I wrote and who answered me by saying, “Yes, indeed, but to carry out the first point you make would lead inevitably to the abdication of the German Kaiser.” Of course, I could only reply, “If it leads to that, it will simply be necessary that it should lead to that.” World history has confirmed this. This abdication had to come. It should not have come, however, in the way in which it actually occurred, but ought to have come from a free inner decision. Most assuredly this would have resulted from my very first point. Naturally, the first point did not read, “The German Kaiser must abdicate,” but it made a definite demand. If this had been carried out, the abdication would have occurred long ago under entirely different circumstances from those that actually took place. I could never bring people to understand that what had there been written down was an utterance derived from reality. Regarding that one point also no further progress was made. As I was stating the matter to a minister of foreign affairs, I said to him also, “Well, you have the choice either to be reasonable and employ reason in bringing things to pass, or to experience revolutions, which must occur in the course of the next decades, and will begin soon.” Just as truly as this was necessary, which directs attention to a somewhat greater perspective, so was it true that the German Kaiser had to be induced to abdicate, and that a proposal was made looking in this direction. But, when this statement was made, which was based upon a more limited perspective than the other, it was simply something regarding which it was not permissible even to speak, and of which not even a serious discussion was allowed. Thus it did not require these last events to render obvious the unsound mind of Ludendorff, but this could have been known long before. I was able long ago to point this out. But, as you know, in regard to spiritual science the situation is such that people shrink in terror from it, because they are afraid of it. Fear in heart and mind is something that plays a great and tremendous role in the minds of people at the present time. It appears under the most varied masks. Indeed, anxiety of soul, unwillingness to come into contact with a thing, whatever it may be, is what plays a special role at the present time. It is with this objective in mind that we must view events and we then recognize them as symptoms for things that lie much deeper. Just consider an event of the last few days. That things would turn out as they have turned out now could have been known long ago by any thoughtful observer of conditions in Germany and of the German army. Only it was Ludendorff who came to realize for the first time on August 8th, 1918, that he could not win the victory. He was the “practical person.” Bear in mind all that I have said to you from time to time about “practical persons,” about the impracticality of practical persons! He was a practical person, who proved to be wrong under all circumstances, who came to realize at the very last, on August 8th, that he could not win the victory with the army available to him. Men of insight had known this since September 16, 1914; it was impossible to win the victory with this army. Now, what did Ludendorff do? He summoned Ballin to him in order that Ballin should go at last to the Kaiser and should tell him what the situation was, since Ballin was on terms of close friendship with him. You will ask whether there was no imperial chancellor at that time. Yes, there was an imperial chancellor, but has name was Hertling. Was there no minister of foreign affairs? There was one, but he was Herr von Hintze, who had come out of ,the most stupefying atmosphere of the court. There was also a Reichstag, and other things likewise—of such appendices of the life of the nation it is scarcely worthwhile in our time to speak. So Ludendorff summoned Ballin to him and proposed to him that he explain the situation to the Supreme War Lord. Ballin set out for the Kaiser's residence—of course, always at a distance from the actual events, except when Ludendorff himself found it opportune to announce that this or that action had been undertaken in the presence of His Majesty, the Supreme War Lord. Anyone who understood the situation knew what significance to attach to the word “presence.” So Ballin, who had long been a well-known and clever man, set out toward Wilhelmshohe, in order to enlighten the Kaiser. This would naturally have been possible only if he had been able to speak to the Kaiser alone, which he could have done at any time if the Kaiser had not once struck him on his cheek with a lady's fan, or something of the kind, when Ballin at an earlier time, at the beginning of the war, had wished to explain something to him. But he consented to go, in spite of the affectionate slap given him with the lady's fan. He consented to go because of the critical situation, in order to explain the situation to his old friend. But the latter summoned Herr von Berg to be present, and he knew how to change the subject of a conversation—as the Kaiser obviously wished, for he did not wish to hear the truth. So the conversation never touched upon what should have been discussed. I relate this only as a matter of psychology. You have here a person who Stands in the midst of the most critical events and who is afraid of the truth, brought to him by another person, and will not permit it to reach him. Here you see the situation in a clear light. The same phenomenon is common at the present time. So Ballin was not able to convince the Supreme War Lord because he simply could not present the matter to him. Ludendorff summoned Herr von Hintze, and reached an agreement with him that an armistice should be asked of the Entente. This was immediately after August 8, 1918. Herr von Hintze promised to appeal to Wilson. But nothing happened until toward October 1918, in spite of the fact that it was clear that the very thing was a matter of necessity that actually occurred under the most unfortunate ministry of Prince Max von Baden many weeks later. Prince Max von Baden wished to go to Berlin and do something entirely different, but Ludendorff explained that an armistice must be proposed within twenty-four hours to avoid the greatest disaster. Prince Max von Baden did this against his earlier decision. After five days, Ludendorff declared that he had really blundered, and that it would not have been necessary! This is an example of the way in which practical persons, highly respected practical persons—to whom, however, there is not the least ground for showing respect—intervene in world events but from what points of view and with what forces of thought! This is also an opportunity for studying how opinions become epidemic. The opinion that Hindenburg and Ludendorff are “great men” has spread everywhere with epidemic violence, whereas they were in so sense really great men, not even from the standpoint of their limited profession. These catastrophic occurrences are especially characteristic in showing how false judgments are formed. Witticisms alone have often hit the mark. If you go to Berlin now—most of you have probably not been in Berlin in recent years—you will see in the vicinity of the Victory Column, near that great cuspidor (indeed, the Reichstag building really looks like a huge cuspidor), in that vicinity you will see a remarkable structure. There stands “Hindenburg,” a great, gigantic, most horrible statue of wood. Every “patriot” has driven a nail into this statue so that it has gradually had nails hammered into it everywhere. Only the wit of Berlin has correctly evaluated this. The saying is that, when he was finally entirely nailed up (Ganz vernagelt=absolutely stupid) he would be placed in the Ministry of Foreign Affairs. All these things ought to be considered especially from the viewpoint of which I have often spoken—from the standpoint of the symptomatology of history as well as the symptomatology of events that have any relationship to human beings. The external world gives only symptoms, and we arrive at the truth only when we learn to recognize these symptoms in their nature as such. |
30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. |
If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. |
30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] If the human being were a mere creature of nature and not a creator at the same time, he would not stand questioningly before the phenomena of the world and would also not seek to fathom their essential being and laws. He would satisfy his drive to eat and to propagate in accordance with the inborn laws of his organism and otherwise allow the events of the world to take the course they happen to take. It would not occur to him at all to address a question to nature. Content and happy he would go through life like the rose of which Angelus Silesius says:
[ 2 ] The rose can just be like this. What it is it is because nature has made it this way. But the human being cannot just be like this. There is a drive within him to add to the world lying before him yet another world that springs forth from him. He does not want to live with his fellowmen in the chance proximity into which nature has placed him; he seeks to regulate the way he lives with others in accordance with his reason. The form in which nature has shaped man and woman does not suffice for him; he creates the ideal1 figures of Greek sculpture. To the natural course of events in daily life he adds the course of events springing from his imagination as tragedy and comedy. In architecture and music, creations spring from his spirit that are hardly reminiscent at all of anything created by nature. In his sciences he draws up conceptual pictures through which the chaos of world phenomena passing daily before our senses appears to us as a harmoniously governed whole, as a structured organism. In the world of his own deeds, he creates a particular realm—that of historical happenings—which is essentially different from nature's course of events. [ 3 ] The human being feels that everything he creates is only a continuation of the workings of nature. He also knows that he is called upon to add something higher to what nature can do out of itself. He is conscious of the fact that he gives birth out of himself to another, higher nature in addition to outer nature. [ 4 ] Thus the human being stands between two worlds; between the world that presses in upon him from outside and the world that he brings forth out of himself. His effort is to bring these two worlds into harmony. For, his whole being aims at harmony. He would like to live like the rose that does not ask about the whys and wherefores but rather blooms because it blooms. Schiller demands this of the human being in the words:
[ 5 ] The plant can just be what it is. For no new realm springs forth from it, and therefore the fearful longing can also not arise in it: How am I to bring the two realms into harmony with each other? [ 6 ] The goal for which man has striven throughout all the ages of history is to bring what lies within him into harmony with what nature creates out of itself. The fact that he himself is fruitful becomes the starting point for his coming to terms with nature; this coming to terms forms the content of his spiritual striving. [ 7 ] There are two ways of coming to terms with nature. The human being either allows outer nature to become master over his inner nature, or he subjects this outer nature to himself. In the first case, he seeks to submit his own willing and existence to the outer course of events. In the second case, he draws the goal and direction of his willing and existence from himself and seeks to deal in some way or other with the events of nature that still go their own way. [ 8 ] Let us speak about the first case first. It is in accordance with his essential being for man, above and beyond the realm of nature, to create yet another realm that in his sense is a higher one. He can do no other. How he relates to the outer world will depend upon the feelings and emotions he has with respect to this his own realm. Now he can have the same feelings with respect to his own realm as he has with respect to the facts of nature. He then allows the creations of his spirit to approach him in the same way he allows an event of the outer world, wind and weather, for example, to approach him. He perceives no difference in kind between what occurs in the outer world and what occurs within his soul. He therefore believes that they are only one realm, i.e., governed by one kind of law. But he does feel that the creations of his spirit are of a higher sort. He therefore places them above the creations of mere nature. Thus he transfers his own creations into the outer world and lets nature be governed by them. Consequently he knows only an outer world. For he transfers his own inner world outside himself. No wonder then that for him even his own self becomes a subordinate part of this outer world. [ 9 ] One way man comes to terms with the outer world consists, therefore, in his regarding his inner being as something outer; he sets this inner being, which he has transferred into the outer world, both over nature and over himself as ruler and lawgiver. [ 10 ] This characterizes the standpoint of the religious person. A divine world order is a creation of the human spirit. But the human being is not clear about the fact that the content of this world order has sprung from his own spirit. He therefore transfers it outside himself and subordinates himself to his own creation. [ 11 ] The acting human being is not content simply to act. The flower blooms because it blooms. It does not ask about whys and wherefores. The human being relates to what he does. He connects feelings to what he does. He is either satisfied or dissatisfied with what he does. He makes value judgments about his actions. He regards one action as pleasing to him, and another as displeasing. The moment he feels this, the harmony of the world is disturbed for him. He believes that the pleasing action must bring about different consequences than one which evokes his displeasure. Now if he is not clear about the fact that, out of himself, he has attached the value judgments to his actions, he will believe that these values are attached to his actions by some outer power. He believes that an outer power differentiates the happenings of this world into ones that are pleasing and therefore good, and ones that are displeasing and therefore bad, evil. A person who feels this way makes no distinction between the facts of nature and the actions of the human being. He judges both from the same point of view. For him the whole cosmos is one realm, and the laws governing this realm correspond entirely to those which the human spirit brings forth out of itself. [ 12 ] This way of coming to terms with the world reveals a basic characteristic of human nature. No matter how unclear the human being might be about his relationship to the world, he nevertheless seeks within himself the yardstick by which to measure all things. Out of a kind of unconscious feeling of sovereignty he decides on the absolute value of all happenings. No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. The religious person cannot set himself up as the lord of the world; but he does indeed determine, out of his own absolute power, the likes and dislikes of the ruler of the world. [ 13 ] One need only look at religious natures and one will find my assertions confirmed. What proclaimer of gods has not at the same time determined quite exactly what pleases these gods and what is repugnant to them? Every religion has its wise teachings about the cosmos, and each also asserts that its wisdom stems from one or more gods. [ 14 ] If one wants to characterize the standpoint of the religious person one must say: He seeks to judge the world out of himself, but he does not have the courage also to ascribe to himself the responsibility for this judgment; therefore he invents beings for himself in the outer world that he can saddle with this responsibility. [ 15 ] Such considerations seem to me to answer the question: What is religion? The content of religion springs from the human spirit. But the human spirit does not want to acknowledge this origin to itself. The human being submits himself to his own laws, but he regards these laws as foreign. He establishes himself as ruler over himself. Every religion establishes the human “I” as regent of the world. Religion's being consists precisely in this, that it is not conscious of this fact. It regards as revelation from outside what it actually reveals to itself. [ 16 ] The human being wishes to stand at the topmost place in the world. But he does not dare to pronounce himself the pinnacle of creation. Therefore he invents gods in his own image and lets the world be ruled by them. When he thinks this way, he is thinking religiously. [ 17 ] Philosophical thinking replaces religious thinking. Wherever and whenever this occurs, human nature reveals itself to us in a very particular way. [ 18 ] For the development of Western thinking, the transition from the mythological thinking of the Greeks into philosophical thinking is particularly interesting. I would now like to present three thinkers from that time of transition: Anaximander, Thales, and Parmenides. They represent three stages leading from religion to philosophy. [ 19 ] It is characteristic of the first stage of this path that divine beings, from whom the content taken from the human “I” supposedly stems, are no longer acknowledged. But from habit one still holds fast to the view that this content stems from the outer world. Anaximander stands at this stage. He no longer speaks of gods as his Greek ancestors did. For him the highest principle, which rules the world, is not a being pictured in man's image. It is an impersonal being, the apeiron, the indefinite. It develops out of itself everything occurring in nature, not in the way a person creates, but rather out of natural necessity. But Anaximander always conceives this natural necessity to be analogous to actions that proceed according to human principles of reason. He pictures to himself, so to speak, a moral, natural lawfulness, a highest being, that treats the world like a human, moral judge without actually being one. For Anaximander, everything in the world occurs just as necessarily as a magnet attracts iron, but does so according to moral, i.e., human laws. Only from this point of view could he say: “Whence things arise, hence must they also pass away, in accordance with justice, for they must do penance and recompense because of unrighteousness in a way corresponding to the order of time.” [ 20 ] This is the stage at which a thinker begins to judge philosophically. He lets go of the gods. He therefore no longer ascribes to the gods what comes from man. But he actually does nothing more than transfer onto something impersonal the characteristics formerly attributed to divine, i.e., personal beings. [ 21 ] Thales approaches the world in an entirely free way. Even though he is a few years older than Anaximander, he is philosophically much more mature. His way of thinking is no longer religious at all. [ 22 ] Within Western thinking Thales is the first to come to terms with the world in the second of the two ways mentioned above. Hegel has so often emphasized that thinking is the trait which distinguishes man from the animal. Thales is the first Western personality who dared to assign to thinking its sovereign position. He no longer bothered about whether gods have arranged the world in accordance with the order of thought or whether an apeiron directs the world in accordance with thinking. He only knew that he thought, and assumed that, because he thought, he also had a right to explain the world to himself in accordance with his thinking. Do not underestimate this standpoint of Thales! It represents an immense disregard for all religious preconceptions. For it was the declaration of the absoluteness of human thinking. Religious people say: The world is arranged the way we think it to be because God exists. And since they conceive of God in the image of man, it is obvious that the order of the world corresponds to the order of the human head. All that is a matter of complete indifference to Thales. He thinks about the world. And by virtue of his thinking he ascribes to himself the power to judge the world. He already has a feeling that thinking is only a human action; and accordingly he undertakes to explain the world with the help of this purely human thinking. With Thales the activity of knowing (das Erkennen) now enters into a completely new stage of its development. It ceases to draw its justification from the fact that it only copies what the gods have already sketched out. It takes from out of itself the right to decide upon the lawfulness of the world. What matters, to begin with, is not at all whether Thales believed water or anything else to be the principle of the world; what matters is that he said to himself: What the principle is, this I will decide by my thinking. He assumed it to be obvious that thinking has the power in such things. And therein lies his greatness. [ 23 ] Just consider what was accomplished. No less an event than that spiritual power over world phenomena was given to man. Whoever trusts in his thinking says to himself: No matter how violently the waves of life may rage, no matter that the world seems a chaos: I am at peace, for all this mad commotion does not disquiet me, because I comprehend it. [ 24 ] Heraclitus did not comprehend this divine peacefulness of the thinker who understands himself. He was of the view that all things are in eternal flux. That becoming is the essential beings of things. When I step into a river, it is no longer the same one as in the moment of my deciding to enter it. But Heraclitus overlooks just one thing. Thinking preserves what the river bears along with itself and finds that in the next moment something passes before my senses that is essentially the same as what was already there before. [ 25 ] Like Thales, with his firm belief in the power of human thinking, Heraclitus is a typical phenomenon in the realm of those personalities who come to terms with the most significant questions of existence. He does not feel within himself the power to master by thinking the eternal flux of sense-perceptible becoming. Heraclitus looks into the world and it dissolves for him into momentary phenomena upon which one has no hold. If Heraclitus were right, then everything in the world would flutter away, and in the general chaos the human personality would also have to disintegrate. I would not be the same today as I was yesterday, and tomorrow I would be different than today. At every moment, the human being would face something totally new and would be powerless. For, it is doubtful that the experiences he has acquired up to a certain day can guide him in dealing with the totally new experiences that the next day will bring. [ 26 ] Parmenides therefore sets himself in absolute opposition to Heraclitus. With all the one-sidedness possible only to a keen philosophical nature, he rejected all testimony brought by sense perception. For, it is precisely this ever-changing sense world that leads one astray into the view of Heraclitus. Parmenides therefore regarded those revelations as the only source of all truth which well forth from the innermost core of the human personality: the revelations of thinking. In his view the real being of things is not what flows past the senses; it is the thoughts, the ideas, that thinking discovers within this stream and to which it holds fast! [ 27 ] Like so many things that arise in opposition to a particular one-sidedness, Parmenides's way of thinking also became disastrous. It ruined European thinking for centuries. It undermined man's confidence in his sense perception. Whereas an unprejudiced, naive look at the sense world draws from this world itself the thought-content that satisfies the human drive for knowledge, the philosophical movement developing in the sense of Parmenides believed it had to draw real truth only out of pure, abstract thinking. [ 28 ] The thoughts we gain in living intercourse with the sense world have an individual character; they have within themselves the warmth of something experienced. We unfold our own personality by extracting ideas from the world. We feel ourselves as conquerors of the sense world when we capture it in the world of thoughts. Abstract, pure thinking has something impersonal and cold about it. We always feel a compulsion when we spin forth ideas out of pure thinking. Our feeling of self cannot be heightened through such thinking. For we must simply submit to the necessities of thought. [ 29 ] Parmenides did not take into account that thinking is an activity of the human personality. He took it to be impersonal, as the eternal content of existence. What is thought is what exists, he once said. [ 30 ] In the place of the old gods he thus set a new one. Whereas the older religious way of picturing things had set the whole feeling, willing, and thinking man as God at the pinnacle of the world, Parmenides took one single human activity, one part, out of the human personality and made a divine being out of it. [ 31 ] In the realm of views about the moral life of man Parmenides is complemented by Socrates. His statement that virtue is teachable is the ethical consequence of Parmenides's view that thinking is equitable with being. If this is true, then human action can claim to have raised itself to something worthily existing only when human action flows from thinking, from that abstract, logical thinking to which man must simply yield himself, i.e., which he has to acquire for himself as learner. [ 32 ] It is clear that a common thread can be traced through the development of Greek thought. The human being seeks to transfer into the outer world what belongs to him, what springs from his own being, and in this way to subordinate himself to his own being. At first he takes the whole fullness of his nature and sets likenesses of it as gods over himself; then he takes one single human activity, thinking, and sets it over himself as a necessity to which he must yield. That is what is so remarkable in the development of man, that he unfolds his powers, that he fights for the existence and unfolding of these powers in the world, but that he is far from being able to acknowledge these powers as his own. [ 33 ] One of the greatest philosophers of all time has made this great, human self-deception into a bold and wonderful system. This philosopher is Plato. The ideal world, the inner representations that arise around man within his spirit while his gaze is directed at the multiplicity of outer things, this becomes for Plato a higher world of existence of which that multiplicity is only a copy. “The things of this world which our senses perceive have no true being at all: they are always becoming but never are. They have only a relative existence; they are, in their totality, only in and through their relationship to each other; one can therefore just as well call their whole existence a non-existence. They are consequently also not objects of any actual knowledge. For, only about what is, in and for itself and always in the same way, can there be such knowledge; they, on the other hand, are only the object of what we, through sensation, take them to be. As long as we are limited only to our perception of them, we are like people who sit in a dark cave so firmly bound that they cannot even turn their heads and who see nothing, except, on the wall facing them, by the light of a fire burning behind them, the shadow images of real things which are led across between them and the fire, and who in fact also see of each other, yes each of himself, only the shadows on that wall. Their wisdom, however, would be to predict the sequence of those shadows which they have learned to know from experience.” The tree that I see and touch, whose flowers I smell, is therefore the shadow of the idea of the tree. And this idea is what is truly real. The idea, however, is what lights up within my spirit when I look at the tree. What I perceive with my senses is thus made into a copy of what my spirit shapes through the perception. [ 34 ] Everything that Plato believes to be present as the world of ideas in the beyond, outside things, is man's inner world. The content of the human spirit, torn out of man and pictured as a world unto itself, as a higher, true world lying in the beyond: that is Platonic philosophy. [ 35 ] I consider Ralph Waldo Emerson to be right when he says: “Among books, Plato only is entitled to Omar's fanatical compliment to the Koran, when he said, ‘Burn the libraries; for their value is in this book.’ These sentences contain the culture of nations; these are the cornerstone of schools; these are the fountain-head of literatures. A discipline it is in logic, arithmetic, taste, symmetry, poetry, language, rhetoric, ontology, morals, or practical wisdom. There was never such range of speculation. Out of Plato come all things that are still written and debated among men of thought.”2 Let me express the last sentence somewhat more exactly in the following form. The way Plato felt about the relationship of the human spirit to the world, this is how the overwhelming majority of people still feel about it today. They feel that the content of the human spirit—human feeling, willing, and thinking—does stand at the top of the ladder of phenomena; but they know what to do with this spiritual content only when they conceive of it as existing outside of man as a divinity or as some other kind of higher being such as a necessary natural order, or as a moral world order—or as any of the other names that man has given to what he himself brings forth. [ 36 ] One can understand why the human being does this. Sense impressions press in upon him from outside. He sees colors and hears sounds. His feelings and thoughts arise in him as he sees the colors and hears the sounds. These stem from his own nature. He asks himself: How can I, out of myself, add anything to what the world gives me? It seems to him completely arbitrary to draw something out of himself to complement the outer world. [ 37 ] But the moment he says to himself: What I am feeling and thinking, this I do not bring to the world out of myself; another, higher being has laid this into the world, and I only draw it forth from the world—at this moment he feels relieved. One only has to tell the human being: Your opinions and thoughts do not come from yourself; a god has revealed them to you—then he is reconciled with himself. And if he has divested himself of his belief in God, he then sets in His place the natural order of things, eternal laws. The fact that he cannot find this God, these eternal laws, anywhere outside in the world, that he must rather first create them for the world if they are to be there—this he does not want to admit to himself at first. It is difficult for him to say to himself: The world outside me is not divine; by virtue of my essential being, however, I assume the right to project the divine into the outer world. [ 38 ] What do the laws of the pendulum that arose in Galileo's spirit as he watched the swinging church lamp matter to the lamp? But man himself cannot exist without establishing a relationship between the outer world and the world of his inner being. His spiritual life is a continuous projecting of his spirit into the sense world. Through his own work, in the course of historical life, there occurs the interpenetration of nature and spirit. The Greek thinkers wanted nothing more than to believe that man was already born into a relationship which actually can come about only through himself. They did not want it to be man who first consummates the marriage of spirit and nature; they wanted to confront this as a marriage already consummated, to regard it as an accomplished fact. [ 39 ] Aristotle saw what is so contradictory in transferring the ideas—arising in man's spirit from the things of the world—into some supersensible world in the beyond. But even he did not recognize that things first receive their ideal aspect when man confronts them and creatively adds this aspect to them. Rather, he assumed that this ideal element, as entelechy, is itself at work in things as their actual principle. The natural consequence of this basic view of his was that he traced the moral activity of man back to his original, moral, natural potential. The physical drives ennoble themselves in the course of human evolution and then appear as willing guided by reason. Virtue consists in this reasonable willing. [ 40 ] Taken at face value, this seems to indicate that Aristotle believed that moral activity, at least, has its source in man's own personality, that man himself gives himself the direction and goal of his actions out of his own being and does not allow these to be prescribed for him from outside. But even Aristotle does not dare to stay with this picture of a human being who determines his own destiny for himself. What appears in man as individual, reasonable activity is, after all, only the imprint of a general world reason existing outside of him. This world reason does realize itself within the individual person, but has its own independent, higher existence over and above him. . [ 41 ] Even Aristotle pushes outside of man what he finds present only within man. The tendency of Greek thinking from Thales to Aristotle is to think that what is encountered within the inner life of man is an independent being existing for itself and to trace the things of the world back to this being. [ 42 ] Man's knowledge must pay the consequences when he thinks that the mediating of spirit with nature, which he himself is meant to accomplish, is accomplished by outer powers. He should immerse himself in his own inner being and seek there the point of connection between the sense world and the ideal world. If, instead of this, he looks into the outer world to find this point, then, because he cannot find it there, he must necessarily arrive eventually at the doubt in any reconciliation between the two powers. The period of Greek thought that follows Aristotle presents us with this stage of doubt. It announces itself with the Stoics and Epicureans and reaches its high-point with the Skeptics. [ 43 ] The Stoics and Epicureans feel instinctively that one cannot find the essential being of things along the path taken by their predecessors. They leave this path without bothering very much about finding a new one. For the older philosophers, the main thing was the world as a whole. They wanted to discover the laws of the world and believed that knowledge of man must result all by itself from knowledge of the world, because for them man was a part of the world-whole like all other things. The Stoics and Epicureans made man the main object of their reflections. They wanted to give his life its appropriate content. They thought about how man should live his life. Everything else was only a means to this end. The Stoics considered all philosophy to be worthwhile only to the extent that through it man could know how he is to live his life. They considered the right life for man to be one that is in harmony with nature. In order to realize this harmony with nature in one's own actions, one must first know what is in harmony with nature. [ 44 ] In the Stoics' teachings there lies an important admission about the human personality. Namely, that the human personality can be its own purpose and goal and that everything else, even knowledge, is there only for the sake of this personality. [ 45 ] The Epicureans went even further in this direction. Their striving consisted in shaping life in such a way that man would feel as content as possible in it or that it would afford him the greatest possible pleasure. One's own life stood so much in the foreground for them that they practiced knowledge only for the purpose of freeing man from superstitious fear and from the discomfort that befalls him when he does not understand nature. [ 46 ] A heightened human feeling of oneself runs through the views of the Stoics and Epicureans compared to those of older Greek thinkers. [ 47 ] This view appears in a finer, more spiritual way in the Skeptics. They said to themselves: When a person is forming ideas about things, he can form them only out of himself. And only out of himself can he draw the conviction that an idea corresponds to some thing. They saw nothing in the outer world that would provide a basis for connecting thing and idea. And they regarded as delusion and combated what anyone before them had said about any such bases. [ 48 ] The basic characteristic of the Skeptical view is modesty. Its adherents did not dare to deny that there is a connection in the outer world between idea and thing; they merely denied that man could know of any such connection. Therefore they did indeed make man the source of his knowing, but they did not regard this knowing as the expression of true wisdom. [ 49 ] Basically, Skepticism represents human knowing's declaration of bankruptcy. The human being succumbs to the preconception he has created for himself—that the truth is present outside him in a finished form—through the conviction he has gained that his truth is only an inner one, and therefore cannot be the right one at all. [ 50 ] Thales begins to reflect upon the world with utter confidence in the power of the human spirit. The doubt—that what human pondering must regard as the ground of the world could not actually be this ground—lay very far from his naive belief in man's cognitive ability. With the Skeptics a complete renunciation of real truth has taken the place of this belief. [ 51 ] The course of development taken by Greek thinking lies between the two extremes of naive, blissful confidence in man's cognitive ability and absolute lack of confidence in it. One can understand this course of development if one considers how man's mental pictures of the causes of the world have changed. What the oldest Greek philosophers thought these causes to be had sense-perceptible characteristics. Through this, one had a right to transfer these causes into the outer world. Like every other object in the sense world, the primal water of Thales belongs to outer reality. The matter became quite different when Parmenides stated that true existence lies in thinking. For, this thinking, in accordance with its true existence, is to be perceived only within man's inner being. Through Parmenides there first arose the great question: How does thought-existence, spiritual existence, relate to the outer existence that our senses perceive? One was accustomed then to picturing the relationship of the highest existence to that existence which surrounds us in daily life in the same way that Thales had thought the relationship to be between his sense-perceptible primal thing and the things that surround us. It is altogether possible to picture to oneself the emergence of all things out of the water that Thales presents as the primal source of all existence, to picture it as analogous to certain sense-perceptible processes that occur daily before our very eyes. And the urge to picture relations in the world surrounding us in the sense of such an analogy still remained even when, through Parmenides and his followers, pure thinking and its content, the world of ideas, were made into the primal source of all existence. Men were indeed ready to see that the spiritual world is a higher one than the sense world, that the deepest world-content reveals itself within the inner being of man, but they were not ready at the same time to picture the relationship between the sense world and the ideal world as an ideal one. They pictured it as a sense-perceptible relationship, as a factual emergence. If they had thought of it as spiritual, then they could peacefully have acknowledged that the content of the world of ideas is present only in the inner being of man. For then what is higher would not need to precede in time what is derivative. A sense-perceptible thing can reveal a spiritual content, but this content can first be born out of the sense-perceptible thing at the moment of revelation. This content is a later product of evolution than the sense world. But if one pictures the relationship to be one of emergence, then that from which the other emerges must also precede it in time. In this way the child—the spiritual world born of the sense world—was made into the mother of the sense world. This is the psychological reason why the human being transfers his world out into outer reality and declares—with reference to this his possession and product—that it has an objective existence in and for itself, and that he has to subordinate himself to it, or, as the case may be, that he can take possession of it only through revelation or in some other way by which the already finished truth can make its entry into his inner being. [ 52 ] This interpretation which man gives to his striving for truth, to his activity of knowing, corresponds with a profound inclination of his nature. Goethe characterized this inclination in his Aphorisms in Prose in the following words: “The human being never realizes just how anthropomorphic he is.” And: “Fall and propulsion. To want to declare the movement of the heavenly bodies by these is actually a hidden anthropomorphism; it is the way a walker goes across a field. The lifted foot sinks down, the foot left behind strives forward and falls; and so on continuously from departing until arriving.” All explanation of nature, indeed, consists in the fact that experiences man has of himself are interpreted into the object. Even the simplest phenomena are explained in this way. When we explain the propulsion of one body by another, we do so by picturing to ourselves that the one body exerts upon the other the same effect as we do when we propel a body. In the same way as we do this with something trivial, the religious person does it with his picture of God. He takes human ways of thinking and acting and interprets them into nature; and the philosophers we have presented, from Parmenides to Aristotle, also interpreted human thought-processes into nature. [ 53 ] Max Stirner has this human need in mind when he says: “What haunts the universe and carries on its mysterious, ‘incomprehensible’ doings is, in fact, the arcane ghost that we call the highest being. And fathoming this ghost, understanding it, discovering reality in it (proving the ‘existence of God’)—this is the task men have set themselves for thousands of years; they tormented themselves with the horrible impossibility, with the endless work of the Danaides, of transforming the ghost into a nonghost, the unreal into a real, the spirit into a whole and embodied person. Behind the existing world they sought the ‘thing-in-itself,’ the essential being; they sought the non-thing behind the thing.” [ 54 ] The last phase of Greek philosophy, Neo-Platonism, offers a splendid proof of how inclined the human spirit is to misconstrue its own being and therefore its relationship to the world. This teaching, whose most significant proponent is Plotin, broke with the tendency to transfer the content of the human spirit into a realm outside the living reality within which man himself stands. The Neo-Platonist seeks within his own soul the place at which the highest object of knowledge is to be found. Through that intensification of cognitive forces which one calls ecstasy, he seeks within himself to behold the essential being of world phenomena. The heightening of the inner powers of perception is meant to lift the human spirit onto a level of life at which he feels directly the revelation of this essential being. This teaching is a kind of mysticism. It is based on a truth that is to be found in every kind of mysticism. Immersion into one's own inner being yields the deepest human wisdom. But man must first prepare himself for this immersion. He must accustom himself to behold a reality that is free of everything the senses communicate to us. People who have brought their powers of knowledge to this height speak of an inner light that has dawned for them. Jakob Böhme, the Christian mystic of the seventeenth century, regarded himself as inwardly illumined in this way. He sees within himself the realm he must designate as the highest one knowable to man. He says: “Within the human heart (Gemüt) there lie the indications (Signatur), quite artfully set forth, of the being of all being.” [ 55 ] Neo-Platonism sets the contemplation of the human inner world in the place of speculation about an outer world in the beyond. As a result, the highly characteristic phenomenon appears that the Neo-Platonist regards his own inner being as something foreign. One has taken things all the way to knowledge of the place at which the ultimate part of the world is to be sought; but one has wrongly interpreted what is to be found in this place. The Neo-Platonist therefore describes the inner experiences of his ecstasy like Plato describes the being of his supersensible world. [ 56 ] It is characteristic that Neo-Platonism excludes from the essential being of the inner world precisely that which constitutes its actual core. The state of ecstasy is supposed to occur only when self-consciousness is silent. It was therefore only natural that in Neo-Platonism the human spirit could not behold itself, its own being, in its true light. [ 57 ] The courses taken by the ideas that form the content of Greek philosophy found their conclusion in this view. They represent the longing of man to recognize, to behold, and to worship his own essential being as something foreign. [ 58 ] In the normal course of development within the spiritual evolution of the West, the discovery of egoism would have to have followed upon Neo-Platonism. That means, man would have to have recognized as his own being what he had considered to be a foreign being. He would have to have said to himself: The highest thing there is in the world given to man is his individual “I” whose being comes to manifestation within the inner life of the personality. [ 59 ] This natural course of Western spiritual development was held up by the spread of Christian teachings. Christianity presents, in popular pictures that are almost tangible, what Greek philosophy expressed in the language of sages. When one considers how deeply rooted in human nature the urge is to renounce one's own being, it seems understandable that this teaching has gained such incomparable power over human hearts. A high level of spiritual development is needed to satisfy this urge in a philosophical way. The most naive heart suffices to satisfy this urge in the form of Christian faith. Christianity does not present—as the highest being of the world—a finely spiritual content like Plato's world of ideas, nor an experience streaming forth from an inner light which must first be kindled; instead, it presents processes with attributes of reality that can be grasped by the senses. It goes so far, in fact, as to revere the highest being in a single historical person. The philosophical spirit of Greece could not present us with such palpable mental pictures. Such mental pictures lay in its past, in its folk mythology. Hamann, Herder's predecessor in the realm of theology, commented one time that Plato had never been a philosopher for children. But that it was for childish spirits that “the holy spirit had had the ambition to become a writer.” [ 60 ] And for centuries this childish form of human self-estrangement has had the greatest conceivable influence upon the philosophical development of thought. Like fog the Christian teachings have hung before the light from which knowledge of man's own being should have gone forth. Through all kinds of philosophical concepts, the church fathers of the first Christian centuries seek to give a form to their popular mental pictures that would make them acceptable also to an educated consciousness. And the later teachers in the church, of whom Saint Augustine is the most significant, continue these efforts in the same spirit. The content of Christian faith had such a fascinating effect that there could be no question of doubt as to its truth, but only of lifting up of this truth into a more spiritual, more ideal sphere. The philosophy of the teachers within the church is a transforming of the content of Christian faith into an edifice of ideas. The general character of this thought-edifice could therefore be no other than that of Christianity: the transferring of man's being out into the world, self-renunciation. Thus it came about that Augustine again arrives at the right place, where the essential being of the world is to be found, and that he again finds something foreign in this place. Within man's own being he seeks the source of all truth; he declares the inner experiences of the soul to be the foundations of knowledge. But the teachings of Christian faith have set an extra-human content at the place where he was seeking. Therefore, at the right place, he found the wrong beings. [ 61 ] There now follows a centuries-long exertion of human thinking whose sole purpose, by expending all the power of the human spirit, was to bring proof that the content of this spirit is not to be sought within this spirit but rather at that place to which Christian faith has transferred this content. The movement in thought that grew up out of these efforts is called Scholasticism. All the hair-splittings of the Schoolmen can be of no interest in the context of the present essay. For that movement in ideas does not represent in the least a development in the direction of knowledge of the personal “I.” [ 62 ] The thickness of the fog in which Christianity enshrouded human self-knowledge becomes most evident through the fact that the Western spirit, out of itself, could not take even one step on the path to this self-knowledge. The Western spirit needed a decisive push from outside. It could not find upon the ground of the soul what it had sought so long in the outer world. But it was presented with proof that this outer world could not be constituted in such a way that the human spirit could find there the essential being it sought. This push was given by the blossoming of the natural sciences in the sixteenth century. As long as man had only an imperfect picture of how natural processes are constituted, there was room in the outer world for divine beings and for the working of a personal divine will. But there was no longer a place, in the natural picture of the world sketched out by Copernicus and Kepler, for the Christian picture. And as Galileo laid the foundations for an explanation of natural processes through natural laws, the belief in divine laws had to be shaken. [ 63 ] Now one had to seek in a new way the being that man recognizes as the highest and that had been pushed out of the external world for him. [ 64 ] Francis Bacon drew the philosophical conclusions from the presuppositions given by Copernicus, Kepler, and Galileo. His service to the Western world view is basically a negative one. He called upon man in a powerful way to direct his gaze freely and without bias upon reality, upon life. As obvious as this call seems, there is no denying that the development of Western thought has sinned heavily against it for centuries. Man's own “I” also belongs within the category of real things. And does it not almost seem as though man's natural predisposition makes him unable to look at this “I” without bias? Only the development of a completely unbiased sense, directed immediately upon what is real, can lead to self-knowledge. The path of knowledge of nature is also the path of knowledge of the “I.” [ 65 ] Two streams now entered into the development of Western thought that tended, by different paths, in the direction of the new goals of knowledge necessitated by the natural sciences. One goes back to Jakob Böhme, the other to René Descartes. [ 66 ] Jakob Böhme and Descartes no longer stood under the influence of Scholasticism. Böhme saw that nowhere in cosmic space was there a place for heaven; he therefore became a mystic. He sought heaven within the inner being of man. Descartes recognized that the adherence of the Schoolmen to Christian teachings was only a matter of centuries-long habituation to these pictures. Therefore he considered it necessary first of all to doubt these habitual pictures and to seek a way of knowledge by which man can arrive at a kind of knowing whose certainty he does not assert out of habit, but which can be guaranteed at every, moment through his own spiritual powers. [ 67 ] Those are therefore strong initial steps which—both with Böhme and with Descartes—the human “I” takes to know itself. Both were nevertheless overpowered by the old preconceptions in what they brought forth later. It has already been indicated that Jakob Böhme has a certain spiritual kinship with the Neo-Platonists. His knowledge is an entering into his own inner being. But what confronts him within this inner being is not the “I” of man but rather only the Christian God again. He becomes aware that within his own heart (Gemüt) there lies what the person who needs knowledge is craving. Fulfillment of the greatest human longings streams toward him from there. But this does not lead him to the view that the “I,” by intensifying its cognitive powers, is also able out of itself to satisfy its demands. This brings him, rather, to the belief that, on the path of knowledge into the human heart, he had truly found the God whom Christianity had sought upon a false path. Instead of self-knowledge, Jakob Böhme seeks union with God; instead of life with the treasures of his own inner being, he seeks a life in God. [ 68 ] It is obvious that the way man thinks about his actions, about his moral life, will also depend upon human self-knowledge or self-misapprehension. The realm of morality does in fact establish itself as a kind of upper story above the purely natural processes. Christian belief, which already regards these natural processes as flowing from the divine will, seeks this will all the more within morality. Christian moral teachings show more clearly than almost anything else the distortedness of this world view. No matter how enormous the sophistry is that theology has applied to this realm: questions remain which, from the standpoint of Christianity, show definite features of considerable contradiction. If a primal being like the Christian God is assumed, it is incomprehensible how the sphere of human action can fall into two realms: into that of the good and into that of the evil. For, all human actions would have to flow from the primal being and consequently bear traits homogeneous with their origin. Human actions would in fact have to be divine. Just as little can human responsibility be explained on this basis. Man is after all directed by the divine will. He can therefore give himself up only to this will; he can let happen through him only what God brings about. [ 69 ] In the views one held about morality, precisely the same thing occurred as in one's views about knowledge. Man followed his inclination to tear his own self out of himself and to set it up as something foreign. And just as in the realm of knowledge no other content could be given to the primal being—regarded as lying outside man—than the content drawn from his own inner being, so no moral aims and impulses for action could be found in this primal being except those belonging to the human soul. What man, in his deepest inner being, was convinced should happen, this he regarded as something willed by the primal being of the world. In this way a duality in the ethical realm was created. Over against the self that one had within oneself and out of which one had to act, one set one's own content as something morally determinative. And through this, moral demands could arise. Man's self was not allowed to follow itself; it had to follow something foreign. Selflessness in one's actions in the moral field corresponds to self-estrangement in the realm of knowledge. Those actions are good in which the “I” follows something foreign; those actions are bad, on the other hand, in which it follows itself. In self-will Christianity sees the source of all evil. That could never have happened if one had seen that everything moral can draw its content only out of one's own self. One can sum up all the Christian moral teachings in one sentence: If man admits to himself that he can follow only the commandments of his own being and if he acts according to them, then he is evil; if this truth is hidden from him and if he sets—or allows to be set—his own commandments as foreign ones over himself in order to act according to them, then he is good. [ 70 ] The moral teaching of selflessness is elaborated perhaps more completely than anywhere else in a book from the fourteenth century, German Theology. The author of this book is unknown to us. He carried self-renunciation far enough to be sure that his name did not come down to posterity. In this book it is stated: “That is no true being and has no being which does not exist within the perfect; rather it is by chance or it is a radiance and a shining that is no being or has no being except in the fire from which the radiance flows, or in the sun, or in the light. The Bible speaks of faith and the truth: sin is nothing other than the fact that the creature turns himself away from the unchangeable good and toward the changeable good, which means that he turns from the perfect to the divided and to the imperfect and most of all to himself. Now mark. If the creature assumes something good—such as being, living, knowing, recognizing, capability, and everything in short that one should call good—and believes that he is this good, or that it is his or belongs to him, or that it is of him, no matter how often nor how much results from this, then he is going astray. What else did the devil do or what else was his fall and estrangement than that he assumed that he was also something and something would be his and something would also belong to him? That assumption and his “I” and his “me,” his “for me” and his “mine,” that was his estrangement and his fall. That is how it still is. For, everything that one considers good or should call good belongs to no one, but only to the eternal true good which God is alone, and whoever assumes it of himself acts wrongly and against God.” [ 71 ] A change in moral views from the old Christian ones is also connected with the turn that Jakob Böhme gave to man's relationship to God. God still works as something higher in the human soul to effect the good, but He does at least work within this self and not from outside upon the self. An internalizing of moral action occurs thereby. The rest of Christianity demanded only an outer obedience to the divine will. With Jakob Böhme the previously separated entities—the really personal and the personal that was made into God—enter into a living relationship. Through this, the source of the moral is indeed now transferred into man's inner being, but the moral principle of selflessness seems to be even more strongly emphasized. If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. Man foregoes any life of his own; he makes himself a part of the divine life. He feels himself in God, God in himself; he grows into the primal being; he becomes an organ of it. [ 72 ] In this German mysticism man has therefore paid for his participation in the divine life with the most complete extinguishing of his personality, of his “I.” Jakob Böhme and the mystics who were of his view did not feel the loss of the personal element. On the contrary: they experienced something particularly uplifting in the thought that they were directly participating in the divine life, that they were members in a divine organism. An organism cannot exist, after all, without its members. The mystic therefore felt himself to be something necessary within the world-whole, as a being that is indispensable to God. Angelus Silesius, the mystic who felt things in the same spirit as Jakob Böhme, expresses this in a beautiful statement:
And even more characteristically in another one:
[ 73 ] The human “I” asserts its rights here in the most powerful way vis-à-vis its own image which it has transferred into the outer world. To be sure, the supposed primal being is not yet told that it is man's own being set over against himself, but at least man's own being is considered to be the maintainer of the divine primal ground. [ 74 ] Descartes had a strong feeling for the fact that man, through his thought-development, had brought himself into a warped relationship with the world. Therefore, to begin with, he met everything that had come forth from this thought-development with doubt. Only when one doubts everything that the centuries have developed as truths can one—in his opinion—gain the necessary objectivity for a new point of departure. It lay in the nature of things that this doubt would lead Descartes to the human “I.” For, the more a person regards everything else as something that he still must seek, the more he will have an intense feeling of his own seeking personality. He can say to himself: Perhaps I am erring on the paths of existence; then the erring one is thrown all the more clearly back upon himself. Descartes' Cogito, ergo sum (I think, therefore I am) indicates this. Descartes presses even further. He is aware that the way man arrives at knowledge of himself should be a model for any other knowledge he means to acquire. Clarity and definiteness seem to Descartes to be the most prominent characteristics of self-knowledge. Therefore he also demands these two characteristics of all other knowledge. Whatever man can distinguish just as clearly and definitely as his own existence: only that can stand as certain. [ 75 ] With this, the absolutely central place of the “I” in the world-whole is at least recognized in the area of cognitive methodology. Man determines the how of his knowledge of the world according to the how of his knowledge of himself, and no longer asks for any outer being to justify this how. Man does not want to think in the way a god prescribes knowing activity to be, but rather in the way he determines this for himself. From now on, with respect to the world, man draws the power of his wisdom from himself. [ 76 ] In connection with the what, Descartes did not take the same step. He set to work to gain mental pictures about the world, and—in accordance with the cognitive principle just presented—searched through his own inner being for such mental pictures. There he found the mental picture of God. It was of course nothing more than the mental picture of the human “I.” But Descartes did not recognize this. The idea of God as the altogether most perfect being » brought his thinking onto a completely wrong path. This one characteristic, that of the altogether greatest perfection, outshone for him all the other characteristics of the central being. He said to himself: Man, who is himself imperfect, cannot out of himself create the mental picture of an altogether most perfect being. Consequently this altogether most perfect being exists. If Descartes had investigated the true content of his mental picture of God, he would have found that it is exactly the same as the mental picture of the “I,” and that perfection is only a conceptual enhancement of this content. The essential content of an ivory ball is not changed by my thinking of it as infinitely large. Just as little does the mental picture of the “I” become something else through such an enhancement. [ 77 ] The proof that Descartes brings for the existence of God is therefore again nothing other than a paraphrasing of the human need to make one's own “I,” in the form of a being outside man, into the ground of the world. But here indeed the fact presents itself with full clarity that man can find no content of its own for this primal being existing outside man, but rather can only lend this being the content of his mental picture of the “I” in a form that has not been significantly changed. [ 78 ] Spinoza took no step forward on the path that must lead to the conquest of the mental picture of the “I”; he took a step backward. For Spinoza has no feeling of the unique position of the human “I.” For him the stream of world processes consists only in a system of natural necessity, just as for the Christian philosophers it consisted only in a system of divine acts of will. Here as there the human “I” is only a part within this system. For the Christian, man is in the hands of God; for Spinoza he is in those of natural world happenings. With Spinoza the Christian God received a different character. A philosopher who has grown up in a time when natural-scientific insights are blooming cannot acknowledge a God who directs the world arbitrarily; he can acknowledge only a primal being who exists because his existence, through itself, is a necessity, and who guides the course of the world according to the unchangeable laws that flow from his own absolutely necessary being. Spinoza has no consciousness of the fact that man takes the image in which he pictures this necessity from his own content. For this reason Spinoza's moral ideal also becomes something impersonal, unindividual. In accordance with his presuppositions he cannot indeed see his ideal to be in the perfecting of the “I,” in the enhancement of man's own powers, but rather in the permeating of the “I” with the divine world content, with the highest knowledge of the objective God. To lose oneself in this God should be the goal of human striving. [ 79 ] The path Descartes took—to start with the “I” and press forward to world knowledge—is extended from now on by the philosophers of modern times. The Christian theological method, which had no confidence in the power of the human “I” as an organ of knowledge, at least was overcome. One thing was recognized: that the “I” itself must find the highest being. The path from there to the other point—to the insight that the content lying within the “I” is also the highest being—is, to be sure, a long one. [ 80 ] Less thoughtfully than Descartes did the two English philosophers Locke and Hume approach their investigation of the paths that the human “I” takes to arrive at enlightenment about itself and the world. One thing above all was lacking in both of them: a healthy, free gaze into man's inner being. Therefore they could also gain no mental picture of the great difference that exists between knowledge of outer things and knowledge of the human “I.” Everything they say relates only to the acquisition of outer knowledge. Locke entirely overlooks the fact that man, by enlightening himself about outer things, sheds a light upon them that streams from his own inner being. He believes therefore that all knowledge stems from experience. But what is experience? Galileo sees a swinging church lamp. It leads him to find the laws by which a body swings. He has experienced two things: firstly, through his senses, outer processes; secondly, from out of himself, the mental picture of a law that enlightens him about these processes, that makes them comprehensible. One can now of course call both of these experience. But then one fails to recognize the difference, in fact, that exists between the two parts of this cognitive process. A being that could not draw upon the content of his being could stand eternally before the swinging church lamp: the sense perception would never complement itself with a conceptual law. Locke and all who think like him allow themselves to be deceived by something—namely by the way the content of what is to be known approaches us. It simply rises up, in fact, upon the horizon of our consciousness. Experience consists in what thus arises. But the fact must be recognized that the content of the laws of experience is developed by the “I” in its encounter with experience. Two things reveal themselves in Hume. One is that, as already mentioned, he does not recognize the nature of the “I,” and therefore, exactly like Locke, derives the content of the laws from experience. The other thing is that this content, by being separated from the “I,” loses itself completely in indefiniteness, hangs freely in the air without support or foundation. Hume recognizes that outer experience communicates only unconnected processes, that it does not at the same time, along with these processes, provide the laws by which they are connected. Since Hume knows nothing about the being of the “I,” he also cannot derive from it any justification for connecting the processes. He therefore derives these laws from the vaguest source one could possibly imagine: from habit. A person sees that a certain process always follows upon another; the fall of a stone is followed by the indentation of the ground on which it falls. As a result man habituates himself to thinking of such processes as connected. All knowledge loses its significance if one takes one's start from such presuppositions. The connection between the processes and their laws acquires something of a purely chance nature. [ 81 ] We see in George Berkeley a person for whom the creative being of the “I” has come fully to consciousness. He had a clear picture of the “I's” own activity in the coming about of all knowledge. When I see an object, he said to himself, I am active. I create my perception for myself. The object of my perception would remain forever beyond my consciousness, it would not be there for me, if I did not continuously enliven its dead existence by my activity. I perceive only my enlivening activity, and not what precedes it objectively as the dead thing. No matter where I look within the sphere of my consciousness: everywhere I see myself as the active one, as the creative one. In Berkeley's thinking, the “I” acquires a universal life. What do I know of any existence of things, if I do not picture this existence? [ 82 ] For Berkeley the world consists of creative spirits who out of themselves form a world. But at this level of knowledge there again appeared, even with him, the old preconception. He indeed lets the “I” create its world for itself, but he does not give it at the same time the power to create itself out of itself. It must again proffer a mental picture of God. The creative principle in the “I” is God, even for Berkeley. [ 83 ] But this philosopher does show us one thing. Whoever really immerses himself into the essential being of the creative “I” does not come back out of it again to an outer being except by forcible means. And Berkeley does proceed forcibly. Under no compelling necessity he traces the creativity of the “I” back to God. Earlier philosophers emptied the “I” of its content and through this gained a content for their God. Berkeley does not do this. Therefore he can do nothing other than set, beside the creative spirits, yet one more particular spirit that basically is of exactly the same kind as they and therefore completely unnecessary, after all. [ 84 ] This is even more striking in the German philosopher Leibniz. He also recognized the creative activity of the “I.” He had a very clear overview of the scope of this activity; he saw that it was inwardly consistent, that it was founded upon itself. The “I” therefore became for him a world in itself, a monad. And everything that has existence can have it only through the fact that it gives itself a self-enclosed content. Only monads, i.e., beings creating out of and within themselves, exist: separate worlds in themselves that do not have to rely on anything outside themselves. Worlds exist, no world. Each person is a world, a monad, in himself. If now these worlds are after all in accord with one another, if they know of each other and think the contents of their knowledge, then this can only stem from the fact that a predestined accord (pre-established harmony) exists. The world, in fact, is arranged in such a way that the one monad creates out of itself something which corresponds to the activity in the others. To bring about this accord Leibniz of course again needs the old God. He has recognized that the “I” is active, creative, within his inner being, that it gives its content to itself; the fact that the “I” itself also brings this content into relationship with the other content of the world remained hidden to him. Therefore he did not free himself from the mental picture of God. Of the two demands that lie in the Goethean statement—“If I know my relationship to myself and to the outer world, then I call it truth”—Leibniz understood only the one. [ 85 ] This development of European thought manifests a very definite character. Man must draw out of himself the best that he can know. He in fact practices self-knowledge. But he always shrinks back again from the thought of also recognizing that what he has created is in fact self-created. He feels himself to be too weak to carry the world. Therefore he saddles someone else with this burden. And the goals he sets for himself would lose their weight for him if he acknowledged their origin to himself; therefore he burdens his goals with powers that he believes he takes from outside. Man glorifies his child but without wanting to acknowledge his own fatherhood. [ 86 ] In spite of the currents opposing it, human self-knowledge made steady progress. At the point where this self-knowledge began to threaten man's belief in the beyond, it met Kant. Insight into the nature of human knowing had shaken the power of those proofs which people had thought up to support belief in the beyond. One had gradually gained a picture of real knowledge and therefore saw through the artificiality and tortured nature of the seeming ideas that were supposed to give enlightenment about other-worldly powers. A devout, believing man like Kant could fear that a further development along this path would lead to the disintegration of all faith. This must have seemed to his deeply religious sense like a great, impending misfortune for mankind. Out of his fear of the destruction of religious mental pictures there arose for him the need to investigate thoroughly the relationship of human knowing to matters of faith. How is knowing possible and over what can it extend itself? That is the question Kant posed himself, with the hope, right from the beginning, of being able to gain from his answer the firmest possible support for faith. [ 87 ] Kant took up two things from his predecessors. Firstly, that there is a knowledge in some areas that is indubitable. The truths of pure mathematics and the general teachings of logic and physics seem to him to be in this category. Secondly, he based himself upon Hume in his assertion that no absolutely sure truths can come from experience. Experience teaches only that we have so and so often observed certain connections; nothing can be determined by experience as to whether these connections are also necessary ones. If there are indubitable, necessary truths and if they cannot stem from experience: then from what do they stem? They must be present in the human soul before experience. Now it becomes a matter of distinguishing between the part of knowledge that stems from experience and the part that cannot be drawn from this source of knowledge. Experience occurs through the fact that I receive impressions. These impressions are given through sensations. The content of these sensations cannot be given us in any other way than through experience. But these sensations, such as light, color, tone, warmth, hardness, etc., would present only a chaotic tangle if they were not brought into certain interconnections. In these interconnections the contents of sensation first constitute the objects of experience. An object is composed of a definitely ordered group of the contents of sensation. In Kant's opinion, the human soul accomplishes the ordering of these contents of sensation into groups. Within the human soul there are certain principles present by which the manifoldness of sensations is brought into objective unities. Such principles are space, time, and certain connections such as cause and effect. The contents of sensation are given me, but not their spatial interrelationships nor temporal sequence. Man first brings these to the contents of sensation. One content of sensation is given and another one also, but not the fact that one is the cause of the other. The intellect first makes this connection. Thus there lie within the human soul, ready once and for all, the ways in which the contents of sensation can be connected. Thus, even though we can take possession of the contents of sensation only through experience, we can, nevertheless, before all experience, set up laws as to how these contents of sensation are to be connected. For, these laws are the ones given us within our own souls. We have, therefore, necessary kinds of knowledge. But these do not relate to a content, but only to ways of connecting contents. In Kant's opinion, we will therefore never draw knowledge with any content out of the human soul's own laws. The content must come through experience. But the otherworldly objects of faith can never become the object of any experience. Therefore they also cannot be attained through our necessary knowledge. We have a knowledge from experience and another, necessary, experience-free knowledge as to how the contents of experience can be connected. But we have no knowledge that goes beyond experience. The world of objects surrounding us is as it must be in accordance with the laws of connection lying ready in our soul. Aside from these laws we do not know how this world is “in-itself.” The world to which our knowledge relates itself is no such “in-itselfness” but rather is an appearance for us. [ 88 ] Obvious objections to these Kantian views force themselves upon the unbiased person. The difference in principle between the particulars (the contents of sensation) and the way of connecting these particulars does not consist, with respect to knowledge, in the way we connect things as Kant assumes it to. Even though one element presents itself to us from outside and the other comes forth from our inner being, both elements of knowledge nevertheless form an undivided unity. Only the abstracting intellect can separate light, warmth, hardness, etc., from spatial order, causal relationship, etc. In reality, they document, with respect to every single object, their necessary belonging together. Even the designation of the one element as “content” in contrast to the other element as a merely “connecting” principle is all warped. In truth, the knowledge that something is the cause of something else is a knowledge with just as much content as the knowledge that it is yellow. If the object is composed of two elements, one of which is given from outside and the other from within, it follows that, for our knowing activity, elements which actually belong together are communicated along two different paths. It does not follow, however, that we are dealing with two things that are different from each other and that are artificially coupled together. Only by forcibly separating what belongs together can Kant therefore support his view. The belonging together of the two elements is most striking in knowledge of the human “I.” Here one element does not come from outside and the other from within; both arise from within. And here both are not only one content but also one completely homogeneous content. [ 89 ] What mattered to Kant—his heart's wish that guided his thoughts far more than any unbiased observation of the real factors—was to rescue the teachings relative to the beyond. What knowledge had brought about as support for these teachings in the course of long ages had decayed. Kant believed he had now shown that it is anyway not for knowledge to support such teachings, because knowledge has to rely on experience, and the things of faith in the beyond cannot become the object of any experience. Kant believed he had thereby created a free space where knowledge could not get in his way and disrupt him as he built up there a faith in the beyond. And he demands, as a support for moral life, that one believe in the things in the beyond. Out of that realm from which no knowledge comes to us, there sounds the despotic voice of the categorical imperative which demands of us that we do the good. And in order to establish a moral realm we would in fact need all that about which knowledge can tell us nothing. Kant believed he had achieved what he wanted: “I therefore had to set knowledge aside in order to make room for faith.” [ 90 ] The great philosopher in the development of Western thought who set out in direct pursuit of a knowledge of human self-awareness is Johann Gottlieb Fichte. It is characteristic of him that he approaches this knowledge without any presuppositions, with complete lack of bias. He has the clear, sharp awareness of the fact that nowhere in the world is a being to be found from which the “I” could be derived. It can therefore be derived only from itself. Nowhere is a power to be found from which the existence of the “I” flows. Everything the “I” needs, it can acquire only out of itself. Not only does it gain enlightenment about its own being through self-observation; it first posits this being into itself through an absolute, unconditional act. “The ‘I’ posits itself, and it is by virtue of this mere positing of itself; and conversely: The ‘I’ is, and posits its existence, by virtue of its mere existence. It is at the same time the one acting and the product of its action; the active one and what is brought forth by the activity; action and deed are one and the same; and therefore the ‘I am’ is the expression of an active deed.” Completely undisturbed by the fact that earlier philosophers have transferred the entity he is describing outside man, Fichte looks at the “I” naively. Therefore the “I” naturally becomes for him the highest being. “That whose existence (being) merely consists in the fact that it posits itself as existing is the ‘I’ as absolute subject. In the way that it posits itself, it is, and in the way that it is, it posits itself: and the ‘I’ exists accordingly for the ‘I,’ simply and necessarily. What does not exist for itself is no ‘I’ ... One certainly hears the question raised: What was I anyway, before I came to self-awareness? The obvious answer to that is: I was not at all; for I was not I... To posit oneself and to be are, for the ‘I,’ completely the same.” The complete, bright clarity about one's own “I,” the unreserved illumination of one's personal, human entity, becomes thereby the starting point of human thinking. The result of this must be that man, starting here, sets out to conquer the world. The second of the Goethean demands mentioned above, knowledge of my relationship to the world, follows upon the first—knowledge of the relationship that the “I” has to itself. This philosophy, built upon self-knowledge, will speak about both these relationships, and not about the derivation of the world from some primal being. One could now ask: Is man then supposed to set his own being in place of the primal being into which he transferred the world origins? Can man then actually make himself the starting point of the world? With respect to this it must be emphasized that this question as to the world origins stems from a lower sphere. In the sequence of the processes given us by reality, we seek the causes for the events, and then seek still other causes for the causes, and soon. We are now stretching the concept of causation. We are seeking a final cause for the whole world. And in this way the concept of the first, absolute primal being, necessary in itself, fuses for us with the idea of the world cause. But that is a mere conceptual construction. When man sets up such conceptual constructions, they do not necessarily have any justification. The concept of a flying dragon also has none. Fichte takes his start from the “I” as the primal being, and arrives at ideas that present the relationship of this primal being to the rest of the world in an unbiased way, but not under the guise of cause and effect. Starting from the “I,” Fichte now seeks to gain ideas for grasping the rest of the world. Whoever does not want to deceive himself about the nature of what one can call cognition or knowledge can proceed in no other way. Everything that man can say about the being of things is derived from the experiences of his inner being. “The human being never realizes just how anthropomorphic he is.” (Goethe) In the » explanation of the simplest phenomena, in the propulsion of one body by another, for example, there lies an anthropomorphism. The conclusion that the one body propels the other is already anthropomorphic. For, if one wants to go beyond what the senses tell us about the occurrence, one must transfer onto it the experience our body has when it sets a body in the outer world into motion. We transfer our experience of propelling something onto the occurrence in the outer world, and also speak there of propulsion when we roll one ball and as a result see a second ball go rolling. For we can observe only the movements of the two balls, and then in addition think the propulsion in the sense of our own experiences. All physical explanations are anthropomorphisms, attributing human characteristics to nature. But of course it does not follow from this what has so often been concluded from this: that these explanations have no objective significance for the things. A part of the objective content lying within the things, in fact, first appears when we shed that light upon it which we perceive in our own inner being. [ 91 ] Whoever, in Fichte's sense, bases the being of the “I” entirely upon itself can also find the sources of moral action only within the “I” alone. The “I” cannot seek harmony with some other being, but only with itself. It does not allow its destiny to be prescribed, but rather gives any such destiny to itself. Act according to the basic principle that you can regard your actions as the most worthwhile possible. That is about how one would have to express the highest principle of Fichte's moral teachings. “The essential character of the ‘I,’ in which it distinguishes itself from everything that is outside it, consists in a tendency toward self-activity for the sake of self-activity; and it is this tendency that is thought when the ‘I,’ in and for itself, without any relationship to something outside it, is thought.” An action therefore stands on an ever higher level of moral value, the more purely it flows from the self-activity and self-determination of the “I.” [ 92 ] In his later life Fichte changed his self-reliant, absolute “I” back into an external God again; he therefore sacrificed true self-knowledge, toward which he had taken so many important steps, to that self-renunciation which stems from human weakness. The last books of Fichte are therefore of no significance for the progress of this self-knowledge. [ 93 ] The philosophical writings of Schiller, however, are important for this progress. Whereas Fichte expressed the self-reliant independence of the “I” as a general philosophical truth, Schiller was more concerned with answering the question as to how the particular “I” of the simple human individuality could live out this self-activity in the best way within itself. Kant had expressly demanded the suppression of pleasure as a pre-condition for moral activity. Man should not carry out what brings him satisfaction; but rather what the categorical imperative demands of him. According to his view an action is all the more moral the more it is accomplished with the quelling of all feeling of pleasure, out of mere heed to strict moral law. For Schiller this diminishes human worth. Is man in his desire for pleasure really such a low being that he must first extinguish this base nature of his in order to be virtuous? Schiller criticizes any such degradation of man in the satirical epigram (Xenie):
No, says Schiller, human instincts are capable of such ennobling that it is a pleasure to do the good. The strict “ought to” transforms itself in the ennobled man into a free “wanting to.” And someone who with pleasure accomplishes what is moral stands higher on the moral world scale than someone who must first do violence to his own being in order to obey the categorical imperative. [ 94 ] Schiller elaborated this view of his in his Letters on the Aesthetic Education of the Human Race. There hovers before him the picture of a free individuality who can calmly give himself over to his egoistical drives because these drives, out of themselves, want what can be accomplished by the unfree, ignoble personality only when it suppresses its own needs. The human being, as Schiller expressed it, can be unfree in two respects: firstly, if he is able to follow only his blind, lower instincts. Then he acts out of necessity. His drives compel him; he is not free. Secondly, however, that person also acts unfreely who follows only his reason. For, reason sets up principles of behavior according to logical rules. A person who merely follows reason acts unfreely because he subjugates himself to logical necessity. Only that person acts freely out of himself for whom what is reasonable has united so deeply with his individuality , has gone over so fully into his flesh and blood, that he carries out with the greatest pleasure what someone standing morally less high can accomplish only through the most extreme self-renunciation and the strongest compulsion. [ 95 ] Friedrich Joseph Schelling wanted to extend the path Fichte had taken. Schelling took his start from the unbiased knowledge of the “I” that his predecessor had achieved. The “I” was recognized as a being that draws its existence out of itself. The next task was to bring nature into a relationship with this self-reliant “I.” It is clear: If the “I” is not to transfer the actual higher being of things into the outer world again, then it must be shown that the “I,” out of itself, also creates what we call the laws of nature. The structure of nature must therefore be the material system, outside in space, of what the “I,” within its inner being, creates in a spiritual way. “Nature must be visible spirit, and spirit must be invisible nature. Here, therefore, in the absolute identity of the spirit in us and of nature outside of us, must the problem be solved as to how a nature outside of us is possible.” “The outer world lies open before us, in order for us to find in it again the history of our spirit.” [ 96 ] Schelling, therefore, sharply illuminates the process that the philosophers have interpreted wrongly for so long. He shows that out of one being the clarifying light must fall upon all the processes of the world; that the “I” can recognize one being in all happenings; but he no longer sets forth this being as something lying outside the “I”; he sees it within the “I.” The “I” finally feels itself to be strong enough to enliven the content of world phenomena from out of itself. The way in which Schelling presented nature in detail as a material development out of the “I” does not need to be discussed here. The important thing in this essay is to show in what way the “I” has reconquered for itself the sphere of influence which, in the course of the development of Western thought, it had ceded to an entity that it had itself created. For this reason Schelling's other writings also do not need to be considered in this context. At best they add only details to the question we are examining. Exactly like Fichte, Schelling abandons clear self-knowledge again, and seeks then to trace the things flowing from the self back to other beings. The later teachings of both thinkers are reversions to views which they had completely overcome in an earlier period of life. [ 97 ] The philosophy of Georg Wilhelm Friedrich Hegel is a further bold attempt to explain the world on the basis of a content lying within the “I.” Hegel sought, comprehensively and thoroughly, to investigate and present the whole content of what Fichte, in incomparable words to be sure, had characterized: the being of the human “I.” For Hegel also regards this being as the actual primal thing, as the “in-itselfness of things.” But Hegel does something peculiar. He divests the “I” of everything individual, personal. In spite of the fact that it is a genuine true “I” which Hegel takes as a basis for world phenomena, this “I” seems impersonal, unindividual, far from an intimate, familiar “I,” almost like a god. In just such an unapproachable, strictly abstract form does Hegel, in his logic, expound upon the content of the in-itselfness of the world. The most personal thinking is presented here in the most impersonal way. According to Hegel, nature is nothing other than the content of the “I” that has been spread out in space and time. Nature is this ideal content in a different state. “Nature is spirit estranged from itself.” Within the individual human spirit Hegel's stance toward the impersonal “I” is personal. Within self-consciousness, the being of the “I” is not an in-itself, it is also for-itself; the human spirit discovers that the highest world content is his own content. Because Hegel seeks to grasp the being of the “I” at first impersonally, he also does not designate it as “I,” but rather as idea. But Hegel's idea is nothing other than the content of the human “I” freed of all personal character. This abstracting of everything personal manifests most strongly in Hegel's views about the spiritual life, the moral life. It is not the single, personal, individual “I” of man that can decide its own destiny, but rather it is the great, objective, impersonal world “I,” which is abstracted from man's individual “I”; it is the general world reason, the world idea. The individual “I” must submit to this abstraction drawn from its own being. The world idea has instilled the objective spirit into man's legal, state, and moral institutions, into the historical process. Relative to this objective spirit, the individual is inferior, coincidental. Hegel never tires of emphasizing again and again that the chance, individual “I” must incorporate itself into the general order, into the historical course of spiritual evolution. It is the despotism of the spirit over the bearer of this spirit that Hegel demands. [ 98 ] It is a strange last remnant of the old belief in God and in the beyond that still appears here in Hegel. All the attributes with which the human “I,” turned into an outer ruler of the world, was once endowed have been dropped, and only the attribute of logical generality remains. The Hegelian world idea is the human “I,” and Hegel's teachings recognize this expressly, for at the pinnacle of culture man arrives at the point, according to this teaching, of feeling his full identity with this world “I.” In art, religion, and philosophy man seeks to incorporate into his particular existence what is most general; the individual spirit permeates itself with the general world reason. Hegel portrays the course of world history in the following way: “If we look at the destiny of world-historical individuals, they have had the good fortune to be the managing directors of a purpose that was one stage in the progress of the general spirit. One can call it a trick of world reason for it to use these human tools; for it allows them to carry out their own purposes with all the fury of their passion, and yet remains not only unharmed itself but even brings forth itself. The particular is usually too insignificant compared to the general: individuals are sacrificed and abandoned. World history thus presents itself as the battle of individuals, and in the field of this particularization, things take their completely natural course. Just as in animal nature the preservation of life is the purpose and instinct of the individual creature, and just as here, after all, reason, the general, predominates and the individuals fall, thus so do things in the spiritual world also take their course. The passions mutually destroy each other; only reason is awake, pursues its purpose, and prevails.” But for Hegel, the highest level of development of human culture is also not presented in this sacrificing of the particular individuals to the good of general world reason, but rather in the complete interpenetration of the two. In art, religion, and philosophy, the individual works in such a way that his work is at the same time a content of the general world reason. With Hegel, through the factor of generality that he laid into the world “I,” the subordination of the separate human “I” to this world “I” still remained. [ 99 ] Ludwig Feuerbach sought to put an end to this subordination by stating in powerful terms how man transfers the being of his “I” into the outer world in order then to place himself over against it, acknowledging, obeying, revering it as though it were a God. “God is the revealed inner being, the expressed self, of man; religion is the festive disclosing of the hidden treasures of man, the confessing of his innermost thoughts, the public declaration of his declarations of love.” But even Feuerbach has not yet cleansed the idea of this “I” of the factor of generality. For him the general human “I” is something higher than the individual, single “I.” And even though as a thinker he does not, like Hegel, objectify this general “I” into a cosmic being existing in itself, still, in the moral context, over against the single human being, he does set up the general concept of a generic man, and demands that the individual should raise himself above the limitations of his individuality. [ 100 ] Max Stirner, in his book The Individual and What Is His (Der Einzige und sein Eigentum), published in 1844, demanded of the “I” in a radical way that it finally recognize that all the beings it has set above itself in the course of time were cut by it from its own body and set up in the outer world as idols. Every god, every general world reason, is an image of the “I” and has no characteristics different from the human “I.” And even the concept of the general “I” was extracted from the completely individual “I” of every single person. [ 101 ] Stirner calls upon man to throw off everything general about himself and to acknowledge to himself that he is an individual. “You are indeed more than a Jew, more than a Christian, etc., but you are also more than a man. Those are all ideas; you, however, are in the flesh. Do you really believe, therefore, that you can ever become ‘man as such’?” “I am man! I do not first have to produce man in myself, because he already belongs to me as all my characteristics do.” “Only I am not an abstraction alone; I am the all in all;... I am no mere thought, but I am at the same time full of thoughts, a thought-world. Hegel condemns what is one's own, what is mine ... ‘Absolute thinking’ is that thinking which forgets that it is my thinking, that I think, and that thinking exists only through me. As ‘I,’ however, I again swallow what is mine, am master over it; it is only my opinion that I can change at every moment, i.e., that I can destroy, that I can take back into myself and can devour.” “The thought is only my own when I can indeed subjugate it, but it can never subjugate me, never fanaticize me and make me the tool of its realization.” All the beings placed over the “I” finally shatter upon the knowledge that they have only been brought into the world by the “I.” “The beginning of my thinking, namely, is not a thought, but rather I, and therefore I am also its goal, just as its whole course is then only the course of my self-enjoyment.” [ 102 ] In Stirner's sense, one should not want to define the individual “I” by a thought, by an idea. For, ideas are something general; and through any such definition, the individual—at least logically—would thus be subordinated at once to something general. One can define everything else in the world by ideas, but we must experience our own “I” as something individual within us. Everything that is expressed about the individual in thoughts cannot take up his content into itself; it can only point to it. One says: Look into yourself; there is something for which any concept, any idea, is too poor to encompass in all its incarnate wealth, something that brings forth the ideas out of itself, but that itself has an inexhaustible spring within itself whose content is infinitely more extensive than everything this something brings forth. Stirner's response is: “The individual is a word and with a word one would after all have to be able to think something; a word would after all have to have a thought-content. But the individual is a word without thought; it has no thought-content. But what is its content then if not thought? Its content is one that cannot be there a second time and that consequently can also not be expressed, for if it could be expressed, really and entirely expressed, then it would be there a second time, would be there in the ‘expression’... only when nothing of you is spoken out and you are only named, are you recognized as you. As long as something of you is spoken out, you will be recognized only as this something (man, spirit, Christian, etc.).” The individual “I” is therefore that which is everything it is only through itself, which draws the content of its existence out of itself and continuously expands this content from out of itself. This individual “I” can acknowledge no ethical obligation that it does not lay upon itself. “Whether what I think and do is Christian, what do I care? Whether it is human, liberal, humane, or inhuman, unliberal, inhumane, I don't ask about that. If it only aims at what I want, if I satisfy only myself in it, then call it whatever you like: it's all the same to me ...” “Perhaps, in the very next moment I will turn against my previous thought; I also might very well change my behavior suddenly; but not because it does not correspond to what is Christian, not because it goes against eternal human rights, not because it hits the idea of mankind, humanity, humaneness in the face, but rather—because I am no longer involved, because I no longer enjoy it fully, because I doubt my earlier thought, or I am no longer happy with my recent behavior.” The way Stirner speaks about love from this point of view is characteristic. “I also love people, not merely some of them but everyone. But I love them with the consciousness of egoism; I love them because love makes me happy; I love because loving is natural for me, because I like it. I know no ‘commandment of love’ ...” To this sovereign individual, all state, social, and church organizations are fetters. For, all organizations presuppose that the individual must be like this or like that so that it can fit into the community. But the individual will not let it be determined for him by the community how he should be. He wants to make himself into this or that. J. H. Mackay, in his book Max Stirner, His Life and Work, has expressed what matters to Stirner: “The annihilation, in the first place, of those foreign powers which seek in the most varied ways to suppress and destroy the “I”; and in the second place, the presentation of the relationships of our intercourse with each other, how they result from the conflict and harmony of our interests.” The individual cannot fulfill himself in an organized community, but only in free intercourse or association. He acknowledges no societal structure set over the individual as a power. In him everything occurs through the individual. There is nothing fixed within him. What occurs is always to be traced back to the will of the individual. No one and nothing represents a universal will. Stirner does not want society to care for the individual, to protect his rights, to foster his well-being, and so on. When the organization is taken away from people, then their intercourse regulates itself on its own. “I would rather have to rely on people's self-interest than on their ‘service of love,’ their compassion, their pity, etc. Self-interest demands reciprocity (as you are to me, thus I am to you), does nothing ‘for nothing,’ and lets itself be won and—bought.” Let human intercourse have its full freedom and it will unrestrictedly create that reciprocity which you could set up through a community after all, only in a restricted way. “Neither a natural nor a spiritual tie holds a society (Verein) together, and it is no natural nor spiritual association (Bund). It is not blood nor a belief (i.e., spirit) that brings it about. In a natural association—such as a family, a tribe, a nation; yes, even mankind—individuals have value only as specimens of a species or genus; in a spiritual association—such as a community or church—the individual is significant only as a part of the common spirit; in both cases, what you are as an individual must be suppressed. Only in a society can you assert yourself as an individual, because the society does not possess you, but rather you possess it or use it.” [ 103 ] The path by which Stirner arrived at his view of the individual can be designated as a universal critique of all general powers that suppress the “I.” The churches, the political systems (political liberalism, social liberalism, humanistic liberalism), the philosophies—they have all set such general powers over the individual. Political liberalism establishes the “good citizen”; social liberalism establishes the worker who is like all the others in what they own in common; humanistic liberalism establishes the “human being as human being.” As he destroys all these powers, Stirner sets up in their ruins the sovereignty of the individual. “What all is not supposed to be my cause! Above all the good cause, then God's cause, the cause of mankind, of truth, of freedom, of humaneness, of justice; furthermore the cause of my folk, of my prince, of my fatherland; finally, of course, the cause of the spirit and a thousand other causes. Only my cause is never supposed to be my cause.—Let us look then at how those people handle their cause for whose cause we are supposed to work, to devote ourselves, and to wax enthusiastic. You know how to proclaim many basic things about God, and for thousands of years have investigated ‘the depths of the Divinity’ and looked into His heart, so that you are very well able to tell us how God Himself conducts ‘the cause of God’ that we are called to serve. And you also do not keep the Lord's conduct secret. What is His cause then? Has He, as is expected of us, made a foreign cause, the cause of truth and love, into His own? Such lack of understanding enrages you and you teach us that God's cause is, to be sure, the cause of truth and love, but that this cause cannot be called foreign to Him because God is Himself, in fact, truth and love; you are enraged by the assumption that God could be like us poor worms in promoting a foreign cause as His own. ‘God is supposed to take on the cause of truth when He is not Himself the truth?’ He takes care only of His cause, but because He is the all in all, everything is also His cause; we, however, we are not the all in all, and our cause is small and contemptible indeed; therefore we must ‘serve a higher cause.’—Now, it is clear that God concerns Himself only with what is His, occupies Himself only with Himself, thinks only about Himself, and has His eye on Himself; woe to anything that is not well pleasing to Him. He serves nothing higher and satisfies only Himself. His cause is a purely egoistical cause. How do matters stand with mankind, whose cause we are supposed to make into our own? Is its cause perhaps that of another, and does mankind serve a higher cause? No, mankind looks only at itself, mankind wants to help only mankind, mankind is itself its cause. In order to develop itself, mankind lets peoples and individuals torment themselves in its service, and when they have accomplished what mankind needs, then, out of gratitude, they are thrown by it onto the manure pile of history. Is the cause of mankind not a purely egoistical cause?” Out of this kind of a critique of everything that man is supposed to make into his cause, there results for Stirner that “God and mankind have founded their cause on nothing but themselves. I will then likewise found my cause upon myself, I, who like God am nothing from anything else, I, who am my all, I who am the single one.” [ 104 ] That is Stirner's path. One can also take another path to arrive at the nature of the “I.” One can observe the “I” in its cognitive activity. Direct your gaze upon a process of knowledge. Through a thinking contemplation of processes, the “I” seeks to become conscious of what actually underlies these processes. What does one want to achieve by this thinking contemplation? To answer this question we must observe: What would we possess of these processes without this contemplation, and what do we obtain through this contemplation? I must limit myself here to a meager sketch of these fundamental questions about world views, and can point only to the broader expositions in my books Truth and Science (Wahrheit und Wissenschaft) and The Philosophy of Spiritual Activity (Die Philosophie der Freiheit). [ 105 ] Look at any process you please. I throw a stone in a horizontal direction. It moves in a curved line and falls to earth after a time. I see the stone at successive moments in different places, after it has first cost me a certain amount of effort to throw it. Through my thinking contemplation I gain the following. During its motion the stone is under the influence of several factors. If it were only under the influence of the propulsion I gave it in throwing it, it would go on forever, in a straight line, in fact, without changing its velocity. But now the earth exerts an influence upon it which one calls gravity. If, without propelling it away from me, I had simply let go of it, it would have fallen straight to the ground, and in doing so its velocity would have increased continuously. Out of the reciprocal workings of these two influences there arises what actually happens. Those are all thought-considerations that I bring to what would offer itself to me without any thinking contemplation. [ 106 ] In this way we have in every cognitive process an element that would present itself to us even without any thinking contemplation, and another element that we can gain only through such thinking contemplation. When we have then gained both elements, it is clear to us that they belong together. A process runs its course in accordance with the laws that I gain about it through my thinking. The fact that for me the two elements are separated and are joined together by my cognition is my affair. The process does not bother about this separation and joining. From this it follows, however, that the activity of knowing is altogether my affair. Something that I bring about solely for my own sake. [ 107 ] Yet another factor enters in here now. The things and processes would never, out of themselves, give me what I gain about them through my thinking contemplation. Out of themselves they give me, in fact, what I possess without that contemplation. It has already been stated in this essay that I take out of myself what I see in the things as their deepest being. The thoughts I make for myself about the things, these I produce out of my own inner being. They nevertheless belong to the things, as has been shown. The essential being of the things does not therefore come to me from them, but rather from me. My content is their essential being. I would never come to ask about the essential being of the things at all if I did not find present within me something I designate as this essential being of the things, designate as what belongs to them, but designate as what they do not give me out of themselves, but rather what I can take only out of myself. Within the cognitive process I receive the essential being of the things from out of myself. I therefore have the essential being of the world within myself. Consequently I also have my own essential being within myself. With other things two factors appear to me: a process without its essential being and the essential being through me. With myself, process and essential being are identical. I draw forth the essential being of all the rest of the world out of myself, and I also draw forth my own essential being from myself. [ 108 ] Now my action is a part of the general world happening. It therefore has its essential being as much within me as all other happenings. To seek the laws of human action means, therefore, to draw them forth out of the content of the “I.” Just as the believer in God traces the laws of his actions back to the will of his God, so the person who has attained the insight that the essential being of all things lies within the “I” can also find the laws of his action only within the “I.” If the “I” has really penetrated into the essential nature of its action, it then feels itself to be the ruler of this action. As long as we believe in a world-being foreign to us, the laws of our action also stand over against us as foreign. They rule us; what we accomplish stands under the compulsion they exercise over us. If they are transformed from such foreign beings into our “I's” primally own doing, then this compulsion ceases. That which compels has become our own being. The lawfulness no longer rules over us, but rather rules within us over the happenings that issue from our “I.” To bring about a process by virtue of a lawfulness standing outside the doer is an act of inner unfreedom; to do so out of the doer himself is an act of inner freedom. To give oneself the laws of one's actions out of oneself means to act as a free individual. The consideration of the cognitive process shows the human being that he can find the laws of his action only within himself. [ 109 ] To comprehend the “I” in thinking means to create the basis for founding everything that comes from the “I” also upon the “I” alone. The “I” that understands itself can make itself dependent upon nothing other than itself. And it can be answerable to no one but itself. After these expositions it seems almost superfluous to say that with this “I” only the incarnate real “I” of the individual person is meant and not any general “I” abstracted from it. For any such general “I” can indeed be gained from the real “I” only by abstraction. It is thus dependent upon the real individual. (Benj. R. Tucker and J. H. Mackay also advocate the same direction in thought and view of life out of which my two above-mentioned books have arisen. See Tucker's Instead of a Book and Mackay's The Anarchists. [ 1110 ] In the eighteenth century and in the greater part of the nineteenth, man's thinking made every effort to win for the “I” its place in the universe. Two thinkers who are already keeping aloof from this direction are Arthur Schopenhauer and Eduard von Hartmann, who is still vigorously working among us. Neither any longer transfers the full being of our “I,” which we find present in our consciousness, as primal being into the outer world. Schopenhauer regarded one part of this “I,” the will, as the essential being of the world, and Hartmann sees the unconscious to be this being. Common to both of them is this striving to subordinate the “I” to their assumed general world-being. On the other hand, as the last of the strict individualists, Friedrich Nietzsche, taking his start from Schopenhauer, did arrive at views that definitely lead to the path of absolute appreciation of the individual “I.” In his opinion, genuine culture consists in fostering the individual in such a way that he has the strength out of himself to develop everything lying within him. Up until now it was only an accident if an individual was able to develop himself fully out of himself. “This more valuable type has already been there often enough: but as a happy chance, as an exception, never as willed. Rather he was precisely the one feared the most; formerly he was almost the fearful thing;—and out of fear, the opposite type was willed, bred, attained: the domestic animal, the herd animal, the sick animal man, the Christian ...” Nietzsche transfigured poetically, as his ideal, his type of man in his Zarathustra. He calls him the Superman (Übermensch). He is man freed from all norms, who no longer wants to be the mere image of God, a being in whom God is well pleased, a good citizen, and so on, but rather who wants to be himself and nothing more—the pure and absolute egoist.
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61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. |
In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” |
So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. |
61. Prophecy: Its Nature and Meaning
09 Nov 1911, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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Words spoken by Shakespeare's most famous character: “There are more things in heaven and earth than are dreamed of in your philosophy” are, of course, perfectly true; but no less true is the saying composed by Lichtenberg, a great German humourist, as a kind of rejoinder: “In philosophy there is much that will be found neither in heaven nor earth.” Both sayings are illustrations of the attitude adopted nowadays to many things in the domain of Spiritual Science. It seems inevitable that widespread circles, especially in the world of serious science, will repudiate such matters as prophecy even more emphatically than other branches of Spiritual Science. If in these other branches of Spiritual Science—in many of them at least—it is difficult to draw a clear line between genuine research and charlatanism, or maybe something even worse, it will certainly be admitted that wherever super-sensible investigation touches the element of human egoism, there its dangers begin. And in what realm of higher knowledge could this be more apparent than in all that is comprised in the theme of prophecy as it has appeared through the ages! Everything covered by the term ‘prophecy’ is closely connected with a widespread, and understandable, trait in the human mind, namely, desire to penetrate the darkness of the future, to know something of what earthly life in the future holds in store. Interest in prophecy is connected not only with curiosity in the ordinary sense, but with curiosity concerning very intimate regions of the human soul. The search for knowledge concerning the deeper interests of the human soul has met with so many disappointments that earnest, serious science nowadays is unwilling to listen to such matters—and this is really not to be wondered at. Nevertheless it looks as though our times will be obliged at least to take notice of them, and also of the subjects of which we have been speaking in previous lectures and shall speak in the future. As will be known to many of you, the historian Kemmerich has written a book about prophecies, his aim being to compile facts which can be confirmed by history and go on to show that important happenings were pre-cognised or predicted in some way. This historian is driven to make the statement—at the moment we will not question the authenticity of his research—that there are very few important events in history that have not at some time been predicted, conjectured and announced in advance. Such statements are not well received in our time; but ultimately, in the sphere where history can speak with authority, it will not be possible to ignore them because proof will be forthcoming, both in respect of the past and of the present, from outer documents themselves. The domain we are considering today has never been in such disrepute as it is nowadays, nor regarded as so dubious a path of human endeavour. Only a few centuries ago, for instance in the 16th century, very distinguished and influential scholars engaged in prognostication and prophecy. Think of one of the greatest natural scientists of all time and of his connection with a personage whose tendency to be influenced by prophecies is well known: think of Kepler, the great scientist, and his relations with Wallenstein. Schiller's deep interest in this latter personality was due in no small measure to the part played in his life by prophecy. The kind of prophecy in vogue in the days of Kepler—and only a couple of centuries ago leading scientific minds all over Europe were still occupied with it—was based upon the then prevailing view that there is a real connection between the world of the stars, the movements and positions of the stars, and the life of man. All prophesying in those times was really a form of astrology. The mere mention of this word reminds us that in our day too, many people are still convinced that there is some connection between the stars and coming events in the life of individuals, even, too, of races. But prophetic knowledge, the prophetic art as it is called, was never so directly connected with observation of the movements and constellations of the stars as was the case in Kepler's time. In ancient Greece an art of prophecy was practised, as you know, by prophetesses or seeresses. It was an art of predicting the future induced by experiences arising perhaps from asceticism, or other experiences leading to the suppression of full self-consciousness and the presence of mind of ordinary life. The human being was thus given over to other Powers, was in an ecstatic condition and then made utterances which were either direct predictions of the future or were interpreted by the listening priests and soothsayers as referring to the future. We need only think of the Pythia at Delphi who under the influence of vapours rising from a chasm in the earth was transported into a state of consciousness quite different from that of ordinary life; she was controlled by other Powers and in this condition made prophetic utterances. This kind of prophecy has nothing to do with calculations of the movements of stars, constellations and the like. Again, everyone is familiar with the gift of prophecy among the people of the Old Testament, the authenticity of which will certainly be called into question by modern scholarship. Out of the mouths of these prophets there came not only utterances of deep wisdom, which influenced the life of these Old Testament people, but fore-shadowed the future. These predictions, however, were by no means always based upon the heavenly constellations as in the astrology current in the 15th and 16th centuries. Either as the result of inborn gifts, ascetic practices and the like, these prophets unfolded a different kind of consciousness from that of the people around them; they were torn away from the affairs of ordinary life. In such a condition they were entirely detached from the circumstances and thoughts of their personal lives, from their own material environment. Their attention was focused entirely on their people, on the weal and woe of their people. Because they experienced some thing superhuman, something reaching beyond the individual concerns of men, they broke through the boundaries of their personal consciousness and it was as though Jahve Himself spoke out of their mouths, so wise were their utterances concerning the tasks and the destiny of their people. Thinking of all this, it seems evident that the kind of divination practised at the end of the Middle Ages, before the dawn of modern science, was only one specific form and that prophecy as a whole is a much wider sphere, connected in some way with definite states of consciousness to which a man can only attain when he throws off the shackles of his personality. Astrological prophecy, of course, can hardly be said to be an art in which a man rises above his own personality. The astrologer is given the date and hour of birth and from this discovers which constellation was rising on the horizon and the relative positions of other stars and constellations. From this he calculates how the positions of the constellations will change during the course of the man's life and, according to certain traditional observations of the favourable or unfavourable influences of heavenly bodies upon human life, predicts from these calculations what will transpire in the life of an individual or of a people. There seems to be no kind of similarity between this type of astrologer and the ancient Hebrew prophets, the Greek seeresses or others who, having passed out of their ordinary consciousness into a state of ecstasy, foretold the future entirely from knowledge acquired in the realm of the Supersensible. For those who consider themselves enlightened men of culture today, the greatest stumbling-block in these astrological predictions is the difficulty of realising how the courses of the stars and constellations can possibly have any connection with happenings in the life of an individual or a people, or in the procession of events on the Earth. And as the attention of modern scholarship is never focused on such connections, no particular interest is taken in what was accepted as authentic knowledge in times when astrological prophecy and enlightened science often went hand in hand. Kepler, the very distinguished and learned scientist, was not only the discoverer of the Laws named after him; not only was he one of the greatest astronomers of all time, but he devoted himself to astrological prophecy. In his time—also during the periods immediately preceding and following it—numbers of truly enlightened men were votaries of this art. Indeed if we think objectively about life as it was in those days, we realise that from their standpoint it was as natural to them to take this prophetic art, this prophetic knowledge, as seriously as our contemporaries take any genuine branch of science. When some prediction based upon the constellations—and made perhaps, at the birth of an individual—comes true later on, it is of course easy to say that the connection of this constellation with the man's life was only a matter of chance. Certainly it must be admitted in countless cases that astonishment at the fulfilment of astrological prediction is caused simply because it came true and because people have forgotten what did not come true. The contention of a certain Greek atheist is, in a sense, correct. He once came in his ship to a coastal town where, in a sanctuary, tokens had been hung by men who had vowed at sea that if they were saved from shipwreck they would make such offerings. Many, many tokens were hanging there—all of them the offerings of men who had been saved from shipwreck. But the atheist maintained that the truth could only be brought to light if the tokens of everyone who in spite of vows had actually perished in shipwreck, were also displayed. It would then be obvious to which category the greater number of tokens belonged. This implies that a really objective judgment could only be reached if records were kept not only of those astrological predictions which have come true, but also of those which have not. This attitude is perfectly justified but on the other hand there is certainly much that is very astonishing. As in these public lectures I cannot take for granted a fundamental knowledge of all the teachings of Spiritual Science, I must speak in a way which will convey an idea of the significance of the subjects we are studying. Even a confirmed sceptic must surely feel surprise when he hears the following. Keeping to well-known personages, let us take the case of Wallenstein. Wallenstein wished to have his horoscope drawn up by Kepler—a name honoured by every scientist. Kepler sent the horoscope. But the matter had been arranged with caution. Wallenstein did not write to Kepler giving him the year of his birth and saying that he would like him to draw up the horoscope, but an intermediary was chosen. Kepler therefore did not know for whom the horoscope was intended. The only indication given was the date of the birth. There had already been many important happenings in Wallenstein's life and he requested that they too should be recorded, as well as predictions made of those still to come. Kepler completed the horoscope as requested. As is the case with many horoscopes, Wallenstein found very much that tallied with his experiences. He began (it was often so in those days) to have great confidence in Kepler and on many occasions was able to adjust his life according to the prognostications. But it must be said too, that although many things tallied, many did not, so far as the past was concerned and, as subsequently transpired, the same was true of the predictions made about the future. It was so with numbers of horoscopes and in those days people were accustomed to say that there must be some inaccuracy in the alleged hour of birth and that the astrologer might be able to correct it. Wallenstein did the same. He begged Kepler to correct the hour of birth; the correction was only very slight but after it had been made, the prognostications were more accurate. It must be added here that Kepler was a thoroughly honest man and it went very much against the grain to correct the hour of birth. From a letter on the subject written by Kepler at the time it is obvious that he did not favour such procedure on account of the many possible consequences. Nevertheless he undertook to do what Wallenstein asked—it was in the year 1625—and gave further details about Wallenstein's future; above all he said that according to the new reading of the positions of the stars, the constellation that would be present in the year 1634 would be extremely unfavourable for Wallenstein. Kepler added—as well he might, for the date lay so far ahead—that even if this were a cause of alarm, the alarm would have passed away by the time of these unfavourable conditions. He did not therefore consider them dangerous for Wallenstein's plans. The prediction was for March 1634. And now think of it: within a few weeks of the period indicated, the causes occurred which led to the murder of Wallenstein. These things are at least striking! But let us take other examples—not of second-rate astrologers but of really enlightened men. The name of an extraordinarily learned man in this sphere will at once occur to us—Nostradamus. Nostradamus was a doctor of high repute who, among other activities, had rendered wonderful service during an epidemic of the plague; he was a man of profound gifts and the selflessness with which he devoted himself to his profession as a doctor is well known. It is known, too, that when on account of his selflessness he had been much maligned by his colleagues, he retired from his medical work to the isolation of Salon where, in 1566, he died. In Salon he began to observe the stars, but not as Kepler or others like Kepler had observed them. Nostradamus had a special room in his house into which he often withdrew and, as can be gathered from what he himself says, from this room he watched the stars, just as they presented themselves to his gaze. In other words he made no special mathematical calculations but immersed himself in what the soul, the heart, the imagination can discover when gazing with wonder at the starry heavens. Nostradamus spent many an hour of reverent, fervent contemplation in this curious chamber with its open views on all sides to the heavens. And from him there came not only specific predictions, but long series of diverse and remarkably true prophecies of the future. So much so, that Kemmerich, the historian of whom I spoke just now, cannot but be astonished and attach a certain value to the prophetic utterances of Nostradamus. Nostradamus himself made some of his prophecies known to the public and was naturally laughed to scorn in his day, for he could quote no astrological calculations. As he gazed at the stars his predictions seemed to rise up in him in the form of strange pictures and imaginations, for instance of the outcome of the battle at Gravelingen in the year 1558, where the French were defeated with heavy loss. Another prediction, made long beforehand, for the year 1559, was to the effect that King Henry II of France would succumb “in a duel” as Nostradamus put it. People only laughed, including the Queen herself, who said that this clearly showed what reliance could be placed upon prediction—for a King was above engaging in a duel. But what happened? In the year predicted, the King was killed in a tournament. And it would be possible to quote many, many predictions that subsequently came true. Again there is Tycho de Brahe, one of the brilliant minds of the 16th century and of outstanding significance as an astronomer. The modern world knows little of Tycho de Brahe beyond that he is said to have been one who only half accepted the Copernican view of the world. But those who are more closely acquainted with his life know what Tycho de Brahe achieved in the making of celestial charts, how vastly he improved the charts then existing, that he had discovered new stars and was, in short, an astronomer of great eminence in his day. Tycho de Brahe was also deeply convinced that not only are physical conditions on the Earth connected with the whole Universe, but that the spiritual experiences of men are connected with happenings in the great Cosmos. Tycho de Brahe did not simply observe the stars as an astronomer but he related the happenings of human life with happenings in the heavens. And when he came to Rostock at the age of 20, he caused a stir by predicting the death of the Sultan Soliman, which although it did not occur exactly on the day indicated, did nevertheless occur. The indication was not quite exact but this will probably not bring an outcry from historians, for they might well argue that if anyone were intent upon lying he would not tell a half-lie by introducing the difference of a mere day or so into the prediction. Hearing of this, the King of Denmark requested Tycho de Brahe to cast the horoscopes of his three sons. Concerning his son, Christian, the indications were accurate; less so in the case of Ulrich. But about Hans, the third son, Tycho de Brahe made a remarkable prediction, derived from the movements of the stars. He said: The whole constellation and everything to be seen goes to show that he is and will remain frail and is unlikely to live to a great age. As the hour of birth was not quite accurate, Tycho de Brahe gave the indications very cautiously ... he might die in his eighteenth or perhaps in his nineteenth year, for the constellations then would be extremely unfavourable. I will leave it an open question whether it was out of pity for the parents or for other reasons, that Tycho de Brahe wrote of the possibility of this terrible constellation in the eighteenth or nineteenth year being overcome in the life of Duke Hans ... if so, he said, God would have been his protector; but it must be realised that these conditions would be there, that an extremely unfavourable constellation connected with Mars was revealed by the horoscope and that Hans would be entangled in the complications of war; as in this constellation, Venus had ascendancy over Mars, there was just a hope that Hans would pass this period safely, but then, in his eighteenth and nineteenth years, there would be the very unfavourable constellation due to the inimical influence of Saturn; this indicated the risk of a “moist, melancholic” illness caused by the strange environment in which Hans would find himself. And now, what was the history of Duke Hans' life? As a young man he was involved in the political complications of the time, was sent to war, took part in the battle of Ostend and in connection with this, as Tycho de Brahe had predicted, had to endure the ordeal of terrible storms at sea. He came very near death, but as the result of friendly negotiations set on foot for his marriage with the daughter of the Czar he was recalled to Denmark. According to Tycho de Brahe's interpretation, the complications due to the unfavourable influences of Mars had been stemmed by the influences of Venus—the protector of love-relationships: Venus had protected the Duke at this time. But then, in his eighteenth and nineteenth years the inimical influence of Saturn began to take effect. One can picture how the eyes of the Danish Court were upon the young Duke: all the preparations for the marriage were made and the news that it had taken place was hourly awaited. But there came instead the announcement that the marriage was delayed, then news of the Duke's illness, and finally of his death. Such things made a great impression upon people at the time and must surely surprise posterity. Now world-history sometimes has its humorous sides! There was once, in a different domain altogether, a certain Professor who asserted that the brain of the female always weighs less than that of the male. After his death, however, his own brain was weighed and proved to be extremely light. He was the victim of humour in world-history! The horoscope of Pico de Mirandola (a descendant of the famous philosopher) prophesied that Mars would bring him great misfortune. He was an opponent of all such predictions. Tycho de Brahe proved to him that all his arguments against prognostications from the stars were false, and he died in the year that had been indicated as the period of the unfavourable influence of Mars. Numbers of examples could be quoted and we shall probably realise that in a certain sense it is not difficult to make objections. For example, a very distinguished modern astronomer—a man greatly to be respected too, for his humanitarian activities—has argued that Wallenstein's death cannot be said to have been correctly predicted in the horoscope drawn up by Kepler. In a certain respect such arguments must be taken seriously. We cannot altogether ignore Wilhelm Foerster's argument that Wallenstein knew what had been predicted; that in the corresponding year he remembered his horoscope, hesitated, did not take the firm stand he would otherwise have taken and so was himself the cause of the misfortune. Such objections are always possible. But on the other side it must be remembered that although in illustrations produced by science, external data are of value, the modern age accepts these data as an absolutely adequate basis for scientific truths. Many things may be problematical. But we should not shut our eyes to the fact that careful comparison of events that had actually occurred in life with indications obtained from the stars, did indeed lead, in earlier times, to confidence in prognostications of the future. People were certainly alive to mistakes but they did not conceal things that were genuinely astonishing, nor did they accept these things entirely without criticism. In those times too they were quite capable of criticism and in all probability applied it on many occasions. I wanted to quote very striking examples in order to show that in accordance with the standards of modern science too, it is possible to take these matters seriously. And even when we take what there is to be said against them, we shall have to admit that the reasons which in times of the relatively near past made brilliant minds place firm reliance in them, were not bad but sound and well-founded reasons. Even if these reasons are rejected, it must be admitted that the impression they made on brilliant and enlightened minds was such that these men believed—quite apart from details—that there is a connection between events in the lives of individuals and of peoples, and happenings in the Cosmos. These men believed that there is a real connection between the macrocosm, the great world, and the microcosm, the little world. They believed that human life on the Earth is not a chaotic flow of events but that law manifests in these events, that just as celestial events are governed by cyclic law, so too a certain cyclic law, a certain rhythm is manifest in human and earthly conditions. To explain what is here meant, I shall speak of certain facts that can be collated by observation, as truly as the most exacting facts of chemistry or physics today. But the observations must be made in the appropriate spheres. Suppose we observe something that happens in a man's life during his childhood. If we study the longer sweep of human life, remarkable connections will come to light, for example, between the life of earliest childhood and that of very old age; a connection is perceptible between what a man experiences in the evening of his life and what he experienced in early youth. We shall be able to say: If, during youth, we were shaken by emotions due to alarm or fright, we may possibly have been exempt from their effects all through our life, but in old age things may appear of which we know that their causes are to be sought in very early childhood. Again there are connections between the years of adolescence and the period immediately preceding old age. Life runs a circular course. We can go still further, taking as an example the case of someone who, say at the age of 18, was torn right away from the course his life had taken hitherto. Until then he may have been able to devote himself to study but was suddenly obliged to abandon this and become a merchant, perhaps because his father lost his money, or for some other reason. To begin with he gets on quite well but after a few years, great inner difficulties make their appearance. In trying to help such a person to overcome these difficulties, we cannot apply any general, abstract principles. We shall have to say to ourselves: At the age of 18 there was a sudden change in his life and at the age of 24—that is to say, six years later—difficulties cropped up in his life of soul. Six years earlier, in his twelfth year or thereabouts, certain things happened in his soul which actually explain the difficulties appearing in his twenty-fourth year: six years before, six years later—the change of profession lies between. Just as above a pendulum swinging to right and left there is a point of equilibrium, so, in the case quoted, the eighteenth year is a pivotal point. A cause generated before this pivotal point has its effect the same number of years afterwards. So it is in man's life as a whole. Human life takes its course not with irregularity but with regularity and according to law. Although the individual does not necessarily realise it, there is in every human life one centre-point; what lies before—youth and childhood—allows causes to rest in the depths of subsequent happenings, and then what took place a number of years before this centre-point of life reveals itself in its effects an equal number of years afterwards. In the sense that birth is the point polar to death, the happenings of childhood are the causes of happenings during the years that precede death. In this way life becomes comprehensible. In the case, for example, of illness occurring, say, at the age of 54, the only really intelligent approach is to look for a pivotal point at which a man passed through a definite crisis, reckoning back from there to some event related to the fifty-fourth year somewhat in the same sense as death is related to birth, or the other way round. The fact that happenings in human life reveal conformity to law and principle does not gainsay our freedom. Many people are apt to say that this conformity to law in the course taken by events contradicts man's freedom of will. But this is not the case and it can only appear so to superficial thinking. A human being who at the age, say, of 15, lays into the womb of time some cause, the effects of which he experienced in, say, his fifty-fourth year, no more deprives himself of his freedom than does someone who builds a house and then moves into it when it is ultimately ready. Logical thinking will never say that the man deprives himself of his freedom when he moves into the house. Nobody deprives himself of freedom by anticipating that causes will have their effects later on. This principle has nothing directly to do with freedom in life. Just as there are cyclic connections in the life of the individual, so too are there cyclic connections in the life of the peoples, and in life on the Earth in the general sense. The evolution of mankind on the Earth divides itself into successive epochs of culture. Two of the epochs most closely connected with our own, are the period of Assyrian-Egyptian-Chaldean civilisation and that of the later culture of Greece and Rome; then, reckoning from the decline of Greek and Roman culture and its aftermaths, comes our present epoch. According to all the signs of the times this will last for a very long time yet. There, then, we have three consecutive periods of culture. Close observation of the life of the peoples during these three epochs will reveal, during the Greco-Latin period, something like a pivotal point in the evolution of mankind. Hence, too, the curious fascinating of the culture of Greece and Rome. Greek art, Greek and Roman political life, Roman equity, the conception of Roman citizenship ... it all seems to stand like a kind of pivotal point in the stream of the evolutionary process: After it—our own epoch; before it—the Egypto-Chaldean epoch. In a remarkable way, those who observe deeply enough will perceive certain conditions of life during the Egypto-Chaldean period operating again today, in quite a different but nevertheless related form. In those times, therefore, causes were laid into the womb of the ages, which now in their effects come again to the fore. Certain methods of hygiene, certain ablutions customary in ancient Egypt, also certain views of life are now, strangely enough, in the forefront again—naturally in absolutely different forms; in short, the effects of causes laid down in ancient Egypt are becoming perceptible today. In between—like a fulcrum—lies the culture of Greece and Rome. The Egypto-Chaldean epoch was preceded by that of the most ancient Persian culture. According to the law of cyclic evolution, then, it can be foreshadowed that just as in our civilisation there is a cyclic re-emergence of Egypto-Chaldean culture, so ancient Persian culture will re-emerge in the epoch following our own. Law is revealed everywhere in the flow of evolution! Not irregularity, not chaos—but also not the kind of law conjectured by historians: that the causes of everything happening today are to be sought in the immediately preceding period, the causes of happenings in the recent past again in the immediately preceding period, and so forth. This is how historians build up a chain of events—the one directly following the other. Closer observation, however, reveals the existence of cycles, breaks ... what was once present appears again at a very much later time. External observation itself can discern this. But it will be quite apparent to those who study the evolution of humanity in the light of Spiritual Science that there is evidence of spiritual law in the flow of happenings, in the stream of the ‘Becoming’ and that a certain deepening of the life of soul will enable men actually to perceive the threads of these inner connections. And although it is not easy to grasp everything that belongs to this sphere, although it may sometimes tend to charlatanry or humbug and direct its appeal to the lower impulses and instincts, nevertheless the following is true: When a man is able to eliminate personal interests and quicken the hidden forces of spiritual life, so that his knowledge is drawn not merely from his environment or from remembrances of his own life and that of his nearest acquaintances, when he is uninfluenced by material and personal considerations ... then he grows beyond his own personality and becomes conscious of the presence of higher forces with him, which it is only a matter of developing by appropriate exercises. When these deeper forces are brought to the surface, happenings in the life of a human being will also reveal their hidden causes and such a soul will then glimpse the truth that whatever has transpired through the ages throws its effects into the future. The law presented to us by Spiritual Science is that no happenings—and this also applies to the domain of the Spiritual—float meaninglessly along the stream of existence; they all have their effects and we must discover the law underlying the manifestation of these effects in later times. Therewith the insight will come that this law also embraces the return of the individuality into the present earthly life, where the effects of earlier lives are working themselves out. Just as knowledge of the workings of Karma, the Law of Destiny, arises from insight into how causes lie in the womb of time and appear again in transformation, so too this insight was present in all those who have taken prophecy seriously or have actually engaged in it; they have been convinced that laws prevail in the course taken by human life and that the soul can awaken the forces whereby these laws may be fathomed. But the soul needs points of focus. In its facts, the world is an interconnected whole. Just as in his physical life the human being is affected by wind and weather, it is not difficult to assume that there are connections in everything around us, even though the details are obscure. Without actually seeking for laws of Nature, something in the courses of the stars and constellations evokes the thought: The harmonies perceptible there can call forth in us similar harmonies and rhythms according to which human life runs its course. Further observations will then lead on to the details. As may be read in the little book, The Education of the Child in the Light of Spiritual Science, epochs can be distinguished in the life of the individual: from birth to the change of teeth, from then to puberty, then the years up to twenty-one and again from twenty-one to twenty-eight ... 7-year periods clearly different in character and after which new kinds of faculties are present. If we know how to investigate these things we shall find clear evidence of a rhythmic stream in human life, which can as it were be found again in the starry heavens. Strikingly enough, if life is observed from this point of view (but such observation must be calm and balanced, without the wonted fanaticism of opponents) it will be found that round about the twenty-eighth year something in the life of soul indicates, in many cases, a culmination of what has come into being after four periods of seven years each. Four times seven years—twenty-eight years ... although the figure is not absolutely exact, this is the approximate time of one revolution of Saturn. Saturn revolves in a circle consisting of four parts, passes therefore through the whole Zodiacal circle, and its course has an actual correspondence with the course of man's life from birth to the twenty-eighth year. Just as the circle divides into four parts, so too these twenty-eight years divide into four periods of seven years each. There, in the revolution of a star in cosmic space, we see indications of similarity with the course taken by human life. Other movements in the heavens, too, correspond to rhythms in human life. Little attention is given today to the very brilliant researches made by Fliess, a doctor in Berlin; they are still only in the initial stage but if ever they are properly studied, the rhythmic flow of births and deaths in the life of humanity will be clearly perceived. All such research is only at the beginning; but in time to come it will be realised that one need only regard the stars and their movements as a great celestial clock and human life as a rhythm that runs its own course but is in a certain sense determined by the stars. Without looking for actual causes in the stars, it is quite possible to conceive that because of this inner relationship, human life runs its course with a like rhythm. Suppose, for example, we often go outside the door of our house or look out of the window at some particular time in the morning and always see a certain man on the way to his office ... we glance at the clock, knowing that every day he will pass at a definite time. Are the hands of the clock the cause of it? Of course not! ... but because of the invariable rhythm we can assume that the man will pass the house at a definite time. In this sense we can see in the stars a celestial clock according to which the life of man and of peoples runs its course. Such things may well be vantage-points for the observation and study of life, and Spiritual Science is able to indicate these deeper connections. We shall now understand why Tycho de Brahe, Kepler and others, worked on the basis of calculations—Kepler especially, Tycho de Brahe less. For insight into the soul of Tycho de Brahe reveals a certain similarity with that of Nostradamus. Nostradamus, however, does not need to make calculations at all; he sits up in his attic and gives himself up to the impressions made by the stars. He ascribes this gift to certain inherited qualities in his organism, which for this reason is no cause of hindrance to him. But he also needs that inner tranquillity of soul that arises after he has put away all thoughts, emotions, cares, and excitements of everyday life. The soul must face the stars in purity and freedom. And then what Nostradamus prophesies rises up in him in pictures and images; he sees it all before him in pictures. If he spoke in astronomical terms of Saturn or Mars being injurious, he would not, in predicting destiny, have been thinking of the physical Saturn or the physical Mars, but he would have pondered in this way: Such and such a man has a warlike nature, a temperament that loves fighting, but he also has a kind of melancholy making him subject to moods of depression which may even affect him physically. Nostradamus lets this interweave in his contemplation and a picture rises before him of future happenings in the man's life: the tendency to melancholy and the fighting spirit intermingle—“Saturn” and “Mars.” This is only a sense-image. When he speaks of “Saturn” and “Mars,” his meaning is: There is something in this man which presents itself to me as a picture but which can be compared with the opposition or conjunction between Saturn and Mars in the heavens. This was merely a way of expressing it; contemplation of the stars evoked in Nostradamus the seership that enabled him to see more deeply into souls than is otherwise possible. Nostradamus, therefore, was a man who by acting in a certain way was able to waken to life inner powers of soul otherwise slumbering within the human being. In a mood of devotion, of reverence, he completely put away all cares and anxieties, all concerns of the outer world. In utter forgetfulness of self, with no feeling of his own personality, his soul knew the truth of the axiom he always quoted: “It is God Who utters through my mouth anything I am able to tell you about your concerns. Take it as spoken to you by the Grace of your God I ...” Without such reverence there is no genuine seership. But this very attitude ensures that those who have it will not abuse or make illicit use of their gift. Tycho de Brahe represents a stage of transition between Nostradamus and Kepler. When we contemplate the soul of Tycho de Brahe, he seems to be one who is calling up remembrances from an earlier life, rather reminiscent of Greek soothe-saying. He has in him something that is akin to the soul of an ancient Greek seeking everywhere for the manifestations of cosmic harmony. Such is the attunement of his soul—and his astrological insight is really an attitude of soul—it is as if astronomical calculation were merely a prop helping him to call up those powers which enable pictures of happenings in the past or the future to take shape before him. Kepler's mind is more abstract, in the sense that modern thought is abstract—in a still higher degree. Kepler has to rely more or less upon pure calculation in which there is, of course, accuracy, for according to knowledge derived from clairvoyance there is an actual relation between the constellations and the actions of men. As time went on, astrology became more and more a matter of reckoning and calculation only. The gift of seership gave place to purely intellectual thought and it can truly be said that astrological forecasts now are nothing but intellectual deduction. The farther we go back into the past, the more we shall find that the utterances of the ancient prophets concerning the life of their peoples rose up from the very depths of their souls. So it was among the Hebrew prophets; in communion with their God and free of their personal interests and affairs, they were wholly given up to the great concerns of their people and could perceive what was in store. Just as a teacher foresees that certain qualities in a child will express themselves later on, and takes account of them, the Hebrew prophet beheld the soul of his people as one unit; the Past mellowed in his soul and worked in such a way that the consequences were revealed to him as a great vision of the Future. But now, what does prophecy mean in human life, what does it really signify? We shall find the answer by thinking of the following: There are certain great figures to whom we always trace streams of happenings in history. Although today the preference is for everyone to be at one level, because it goes against the grain when a single personality towers over all the others (in their desire that all faculties shall be equal, people are loath to admit that certain men are more forceful than the rest)—in spite of this, great and advanced leaders are at work in the process of historical evolution. Things have come to such a pass nowadays that the mightiest happenings are conceived to be the outcome simply of ideas and not to lead back to any one personality. There is a certain school of theology, which still claims to be Christian, although it contends that there need have been no Christ Jesus as an individual. In reply to the retort that world-history is after all made by men, one of these theologians said: That is as obvious as the fact that a forest is composed of trees; human beings make history in the same sense that trees make a forest ... But think of it—surely the whole forest could have grown up from a few grains of seed? Certainly the forest is composed of trees but the primary step is to find out whether it did not originate from grains of seeds once laid in the soil. So, too, it is a matter of inquiring whether it is not, after all, the case that events in human evolution lead back to this or that individual who inspired the rest. This conception of world-history suggests the thought of “surplus” forces in men who play leading parts in the evolution of humanity. Whether they apply these forces for good or ill is another matter. Such men work upon their environment out of the surplus forces within them. These surplus forces, which need not be drawn upon for the affairs of personal life, may express themselves in deeds or they may find no outlet in deeds; but with others, some kind of hindrance always seems to prevent this. Nostradamus is an interesting example: he was a doctor and in this capacity brought blessing to very many human beings. But the thought that someone is doing good, often goes against the grain! Nostradamus became an object of envy and jealousy and was accused of being a Calvinist. To be a Jew or a Calvinist was looked upon askance and circumstances therefore forced him to withdraw from his work of healing and abandon his profession. But were the forces used in this inspiring work no longer within him when he had retired? Of course they were! Physics believes in the conservation of energy or force. What happened in the case of Nostradamus was that when he threw up his work, the forces in him took a different direction. If his medical activities had continued, these forces would have produced quite other effects in the future. For where can our deeds really be said to end? If, like Nostradamus, we withdraw from some activity, the flow of our deeds is suddenly stemmed—but the forces themselves are still there. The forces in Nostradamus' soul remained and were transformed, so that what might have expressed itself in deeds at some future time, rose up before him in pictures. In his case, deeds were transformed into the gift of seership. The same may be true of human beings endowed with a faculty for prophecy today; and it was true in the case of the ancient Hebrew prophets. As biblical history indicates, these men had a real connection with forces belonging to the past and to the future of their people; their own soul, their personal life, was nothing to them. They were not war-like by nature but had within them surplus forces which from the very beginning took the same form as those of Nostradamus after their transformation. Forces, which in others poured into deeds, revealed themselves to the Hebrew prophets in the form of mighty pictures and visions. The gift of seership is directly connected with the urge to action in men, with the transformation of surplus forces in the soul. Seership is therefore by no means an incomprehensible faculty; it can be reconciled with the kind of thinking pursued in natural science itself. But it is obvious, too, that the gift of seership leads beyond the immediate Present. What is the way, the only way, of reaching out beyond the Present? It is to have ideals. Ideals, however, are usually abstract: man sets them before him and believes that they conform to the realities of the Present. But instead of setting up abstract ideals, a man who desires to work in line with the aims of the super-sensible world tries to discover causes lying in the womb of the ages, asking himself: How do these causes express themselves in the flow of time? He approaches this problem not with his intellect but with his deeper faculty of seership. True knowledge of the Past—when this is acquired by the operations of deeper forces and not by way of the intellect—calls up before the soul pictures of the Future, which more or less conform to fact. And one who rightly exercises the gift of seership today, after having pondered the stream of evolution in olden times, will find a picture rising up before him as a concrete ideal. This picture seems to tell him: Mankind is standing at the threshold of transition; certain forces hitherto concealed in darkness are becoming more and more apparent. And just as today people are familiar with intellect and with imagination, so in a Future by no means distant, a new faculty of soul will be there to meet the urge for knowledge of the super-sensible world. The dawn of this new power of soul can already be perceived. When such glimpses of the Future astonish us, our attitude will not be that of the fanatic, neither will it be that of the pure realist, but we shall know why we do this or that for the sake of spiritual evolution. This, fundamentally, is the purpose of all true prophecy. We realise that this purpose is achieved even when the pictures of the Future outlined by the seer may not be absolutely accurate. Anyone who is able to perceive the hidden forces of the human soul knows better than others that false pictures may arise of what the Future holds in store; he understands, too, why the pictures are capable of many interpretations. To say that although certain indications have been given, they are vague and ambiguous does not mean very much. Such pictures may well be ambiguous. What matters, is that impulses connected with evolution as it moves on towards the Future, shall work upon and awaken slumbering powers in man. These prophesyings may or may not be accurate in every detail: what matters is that powers shall be awakened in the human being! Prophecy, therefore, is to be conceived less as a means of satisfying curiosity by prediction of the Future than as a stimulating realisation that the gift of seership is within man's grasp. Shadow-sides there may well be—but the good sides are there too! The good side will be revealed above all when men do not go blindly through the day nor blindly onwards into a remote future but can set their own goals and direct their impulses in the light of knowledge. Goethe, who has said so many wonderful things about the affairs of the world, was right when he wrote down the words: “If a man knew the Past, he would know what the Future holds; both are linked to the Present as a Whole complete in itself.” (“Wer das Vergangene kennte, der wusste das Kunftige; beides schliesst an heute sich rein, als ein Vollendetes, an.”) This is a beautiful saying from the “Prophecies of Bakis.” And so the raison d'être of prophecy does not lie in the appeasement of curiosity or the thirst for knowledge, but in the impulses it can give to work for the sake of the Future. The unwillingness to be really objective about prophecy today is due to the fact that our age sets too high a value on purely intellectual knowledge—which does not kindle impulses of will. But Spiritual Science will bring the recognition that although there have been many shadow-sides in the realm of ancient and modern prophecy, nevertheless in this striving for consciousness of the Future a seed has formed, not for the appeasement of cravings for knowledge or of curiosity, but as fire for our will. And even those who insist upon judging everything in the human being by cold, intellectual standards, must learn from this vista of the world that the purpose of prophecy is to stimulate the impulses of will. Having considered how attacks against prophecy may be met and having recognised its core and purpose, we have a certain right to say: In this domain lie many of those things with which academic philosophy will have nothing to do ... that is certainly true. But the light of this very knowledge will reveal, in connection with those facts which illustrate the other saying, that data of intellectual knowledge—however correct they may be—are sometimes completely valueless because they are incapable of engendering impulses of will. Just as it is true that there are many things undreamed of by philosophy, so on the other side it is true that a great deal in the realm of scientific research into the things of heaven and earth comes to nothing because it does not quicken the seed of right endeavour. But progress in life must be made in the light of a kind of knowledge which reveals that at the beginning, the middle and the end, everything turns upon human activity, human deeds! |
54. Inner Development
07 Dec 1905, Berlin Rudolf Steiner |
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The Christian religion calls it with the known sentence that one must understand as an occultist completely: “Whoever does not accept the kingdom of God like a child will never enter it” (Mark 10:15, Matthew 18:3). Only that understands the sentence who has learnt reverence in the highest sense of the word. |
It is performed in such a way that the body of the human being is the mother and the spirit of the human being is the father. The body of the human being, as it stands physically before us, is in every member, which it shows to us, a mystery, namely in such a way that any member belongs in certain but concealed way to a part of the astral body. |
It is idle and empty tranquillity if the human being is brooding in himself and believes to be able to reach anything by mere introspection. The human being finds God in himself if he wakes the divine organs in himself and then finds his higher divine self in his environment, as he can only find his lower self in the surroundings using his eyes and ears. |
54. Inner Development
07 Dec 1905, Berlin Rudolf Steiner |
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In a series of talks, I have spoken of the ideas about the supersensible world and its connection with the sensuous world. It is only a matter of course that the question appears repeatedly, where from does the knowledge of the supersensible world come? Today we want to deal with this question, or with other words, with the question of the inner development of the human being. Inner development of the human being is meant here in the sense that the human being advances to such abilities that he must acquire to himself if he wants to make that supersensible knowledge his own. Do not misunderstand the intention of this talk. This talk is remote from establishing rules or principles that have something to do with general human morality or with the demands, which belong to the general zeitgeist. I must note this expressly because over and over again in our time of equalisation where one does not accept any difference between human being and human being the misunderstanding appears, as if anybody who speaks of occultism establishes any general human demands, moral principles or the like which apply to everybody without distinction. This is not the case. This talk must not at all be confused with a talk on general principles of the theosophical movement. Occultism is unlike theosophy. The Theosophical Society has not only and indeed not exclusively the task to maintain occultism. It could be even possible that anybody who joins this Theosophical Society considers occultism as something completely unacceptable. Among those matters that are maintained in the Theosophical Society to which also a general ethics belongs is also occultism, which encompasses the knowledge of those principles of our existence that escape from the usual sensory observation in the everyday human area of experience. However, by no means the principles are those, which have nothing to do with this everyday experience. “Occult” means: concealed, mysterious. However, I emphasise again and again that occultism is something that needs certain preconditions. As incomprehensible as higher mathematics is for the usual farmer who has never heard of it, it is occultism for many people of our time. However, occultism stops being occult if one has taken possession of it. With it, I have strictly limited the field of this talk. Thus, nobody can object—and this must expressly be emphasised after the millenniums-old experiences and often performed experiments—that the demands which occultism puts up could not be fulfilled, they would contradict a general human culture. The fulfilment of it is required from nobody. If, however, anybody comes to me and wants to get the convictions which occultism conveys, but refuses to deal with occultism, he is in the very same situation as the schoolchild who wants to make a glass rod electric, but refuses to rub it. It will not become electric without friction. Somebody who behaves like that who has to make any objection to the methods of occultism. Nobody is asked to become occultist; everybody must come voluntarily to occultism. Someone who objects that we do not need occultism does not need to deal with it. Occultism does not appeal to the general humanity today. Moreover, in our present civilisation, it is exceptionally difficult to fulfil the demands of a life, which makes the supersensible world accessible. Two preconditions are completely absent in our civilisation. The first demand is the isolation, that which esoteric science calls the higher human loneliness. The second one is the overcoming of an egoism that has risen high concerning the innermost soul qualities, in large part unaware to humanity. The lack of these preconditions makes the developmental way of the inner life almost impossible today, because life is dispersed more and more, demands external sensuousness. In no other culture, the human beings lived in the exterior in this way as just in ours. Now I ask you again not to take anything that I say as criticism but only as a characteristic. Of course, someone speaking that way as I do today knows exactly that this cannot be different, that just the great advantages and significant achievements of our time are based on these qualities. However, that is why our time is without any supersensible knowledge and without any influence of supersensible knowledge on our culture. In other cultures—and there are some—the human being is able to maintain his inner life more and to withdraw from the effects of the outer life. Then, within such cultures, that prospers which one calls inner life in the higher sense. In the Eastern cultures, there is something that one calls yoga and those who live according to the rules of yoga yogis. Therefore, a yogi is someone who aims at the higher spiritual science, but only, after he has looked for a master of the supersensible for himself. Nobody looks for yoga in another way than under the tutelage of a master, a guru. If he has found him, he must use a big part of the day regularly, not irregularly, to live completely in his soul. All forces that the yogi has to develop are already in his soul, they are there as certain as it is true that the electricity in the glass rod appears by friction. It is true that no one knows on his own how to cause these forces as also no one knows on his own that he can make the glass rod electric by friction. One has to use the observations made in millenniums and the esoteric methods developed thereby to evoke the soul forces. This is very difficult in our time, which demands from every human being because of the struggle for existence that he splits himself. He does not come to the big inner contemplation, not even to a concept of contemplation, which one had in yoga. No consciousness is there of the deep loneliness which the yogi must search for. He has to repeat the same thing rhythmically, even if only for a short time, with tremendous regularity every day, with complete seclusion of anything that lives in him otherwise. It is necessary and essential that all life, which surrounds us, dies down before the yogi that his senses become unreceptive to any impression of the outside world. The yogi has to make himself blind and deaf to the environment for the time, which he dictates to himself. He must be so composed—and he has to acquire the practise in this contemplation—that one may shoot a gun beside him, and he is not disturbed directing his attention upon his inner life. In addition, he has to become free from any memory of the everyday life. Consider now how exceptionally hard these preconditions are to be produced in our civilisation, how little one has an idea of such isolation, of such spiritual loneliness. You have to achieve all that on one condition, namely on that never to lose the harmony, the complete balance compared with the outside world in any way. This is exceptionally easy with such a deep sinking in your inside. What settles down deeper and deeper in your inside has to produce the harmony with the outside world even more distinctly at the same time. Nothing that is reminiscent of estrangement, of distance from the outer practical life is allowed to appear with you, otherwise you go astray, and otherwise, perhaps, you are not able to distinguish your higher life from insanity to a certain degree. It is really a kind of insanity if the inner life loses its relations to the outer one. Imagine once—to give you an example—you are clever concerning our earthly conditions; you have all experience and wisdom that can be collected on earth. You fall asleep in the evening, but you wake in the morning not on the earth, but on Mars. However, on Mars are conditions quite different from those on the earth. Any science, which you have collected on earth, benefits you by no means. There is no longer any harmony between your inner life and that, which takes action outside you. Hence, you would be probably put into a Mars lunatic asylum already after an hour because you cannot find the way in the new conditions. To such a road, anybody can be easily directed who loses the connection with the outside world developing his inner life. One strictly has to pay attention to it that this does not happen. All that causes big difficulties in our civilisation. The other obstacle is a kind of egoism concerning inner soul qualities, an account of which the present humanity normally gives to itself. This is tightly connected with the spiritual development of the human being. For it belongs to the preconditions that one does not strive for it from egoism. Who strives for it from egoism cannot come far. However, our time is selfish until the inside of the human soul. You can hear repeatedly: on the other hand, how useful are these teachings to me which occultism propagates if I myself cannot experience them? Who starts from this condition and also does not desist from it, can hardly get a really higher development, because the most intimate consciousness of human community belongs to the higher development, so that it is irrelevant whether I myself or another experience this or that. Hence, I must meet somebody whose development is higher than mine is with boundless love and full trust. First, I have to bring myself to this consciousness, to the consciousness of infinite trust towards my fellow man if he says I have experienced this and this. Such trust must be a condition of the community life, and wherever such occult abilities are used more extensively, there it is unlimited trust; there one has the consciousness that the human being is a personality in which a higher individuality lives. The basis is trust and confidence at first because we are searching not always only in ourselves for our higher selves, but also in our fellow men. Everybody who lives round us is according to his inner nature in undivided unity with us. As long as it depends on my lower self, I am separated from other human beings. However, if it concerns my higher self—and only this can ascend to the supersensible world—, then I am no longer separated from the fellow men, I am a uniform being with my fellow men, then is that who speaks to me of the higher truth: I myself. I must drop this difference between him and me completely, I must overcome the feeling completely that he has something over me. Try to settle down in this feeling completely, so that it penetrates till the thinnest little fibres of the human soul and any egoism disappears, and the other who is farther than you stands like your own self before you, then you have understood one of the preconditions that are necessary to wake the higher spiritual life. You can hear just where the instructions of the occult life are given—often very incorrectly and erroneously—: the higher self lives in the human being, he only needs to let his inside speak and the highest truth is revealed.—Nothing is more correct on the one hand and, on the other hand, more infertile than this assertion. If the human being tries once to let his inner human being speak, he will see that as a rule his lower self speaks, even if he imagines ever so much that his higher self appears. We do not find the higher self in ourselves at first. We have to look for it outside ourselves first. From anybody who is farther advanced we can learn a piece, because we keep it in sight as it were. We can never profit anything from our own selfish ego for our higher self. Where anybody is who has farther advanced than I have, there I am in the future. According to my disposition, I really bear the seed in myself of that which he is. However, first the ways to Mount Olympus must be illumined, so that I can pursue them. A feeling is the basic condition of any esoteric development, you may believe it or not—every practical occultist who has experience confirms it to you—, a feeling which is mentioned in the different religions. The Christian religion calls it with the known sentence that one must understand as an occultist completely: “Whoever does not accept the kingdom of God like a child will never enter it” (Mark 10:15, Matthew 18:3). Only that understands the sentence who has learnt reverence in the highest sense of the word. Assume once that you would have heard of an adorable person in your earliest youth, a personality by which in you the highest idea has been woken in a direction, and the opportunity is offered to you to get to know this personality closer. A holy shyness of this personality lives in you during the day, which should bring you the moment where you see him in person for the first time. Standing before the door of this person, you can have the feeling to be afraid to touch the handle and to open the door. If you look to such an adorable personality this way, you have understood the feeling approximately which also Christianity means if it says that one should become like the little children to participate in the kingdom of God. It depends not so much on whether that to whom the feeling is directed deserves it in full measure, but it depends on the fact that we have the ability to look up reverentially at something from our inside. This is the important aspect of admiration that you yourselves are drawn up to that at whom you look up. The feeling of admiration is the raising force, the magnetic force that pulls us up to the higher spheres of the supersensible life. This is the principle of the occult world that everybody who looks for higher life has to write into his soul as with golden letters. From this basic mood of the soul, the development has to begin. Without this feeling, one can generally attain nothing. Then that who looks for inner development must be clear in his mind that he does something tremendous concerning the human being. What he looks for is nothing more and nothing less than a new birth, namely in the proper sense. The higher soul of the human being should be born. As well as the human being was born with his first birth from deep inner reasons of existence as he came to the sunlight, somebody who looks for inner development steps out of the sunlight, out of that which he can experience in the sensory world, to a higher spiritual light. Something is born in him that rests in the usual human being, who represents the mother, as deeply as the child in the mother before it is born. Who is not aware of the far-reaching consequences of this fact does not know what is called occult or esoteric development. The higher soul that is deep in the whole human nature at first and is interwoven with it is got out. If the human being stands in the everyday life before us, his lower and higher natures are closely related, and this is a piece of luck in the everyday life. Somebody, who lives among us, would perhaps bring evil, bad qualities to light if he followed his lower nature, but within him, mixed with the lower nature, the higher one lives which keeps it in check. You can compare this mixture with a mixture of a yellow liquid and a blue one in a glass, resulting in a green liquid in which we can no longer distinguish yellow and blue. The lower nature is mixed with the higher one in the human being that way and both are not to be distinguished. As you can extract the blue liquid from the green liquid by chemical means, so that only the yellow fluid remains, and the uniform green is separated into a duality, in blue and yellow, you separate the lower nature from the higher one by means of the esoteric development. You pull the lower nature out of the body like the sword from the scabbard, which remains alone then for itself. This lower nature comes out in such a way that it appears almost nightmarish. When it was still mixed with the higher nature, nothing of it was to be noticed. Now, however, when it is separated, all evil, bad qualities come out. Human beings who had seemed benevolent before often become quarrelsome and envious. These qualities sat already in their lower nature, however, were controlled by the higher one. You can observe this with many people who are led on anomalous ways. The human being becomes a liar very easily when he enters the supersensible world. He easily loses the ability to distinguish true from wrong. It belongs inevitably to the esoteric training that the strictest training of the character is paralleled by it. What history tells of the saints as their temptations is not a legend but literal truth. Someone who wants to develop in any way to the higher world is easily exposed to this temptation if he has not developed the strength of character and the highest morality in himself to be able to hold down everything that approaches him. Not only that desire and passions grow, this is not even so much the case, but—and this seems miraculous at first—also the opportunities increase. Like by a miracle, opportunities of the evil, which were concealed to him before, lie in wait of someone who ascends to the higher world. In every fact of life, a demon lies in wait for him which tries to lead him astray. What he has not seen once, he sees now. The splitting of his nature conjures up such opportunities as it were everywhere from the secret sites of life. Therefore, the so-called white magic—that school of esoteric development which leads the human being to the higher worlds in good, real and true way—demands a particular development of character as essential. Every practical esoteric says to you that nobody should dare to pass that narrow gate—one calls the entrance to the esoteric development that way—without practicing these qualities repeatedly. They are a necessary pre-school of the esoteric life. The first ability that the human being must develop is to separate the unimportant from the significant, the transient from the imperishable on all his ways through life. One can demand this easily, but it is often difficult to carry it out. It is, as Goethe says, indeed, easy, however, the easy is difficult. Have a look, for example, at a plant or at a thing. You learn to recognise that everything has an important and an unimportant side and the human being mostly is interested in the unimportant, in the relation of the thing to him or in a subordinated quality. Someone who wants to become an esoteric has to get into the habit of seeing and looking for a being in everything. Seeing a watch, for example, he has to be interested in its principles. He must be able to disassemble it in the minutest detail and develop a feeling of its principles. Suppose further that a mineralogist looks at a rock crystal. He gets already by an external view to a significant knowledge of the crystal. However, the esoteric must take a stone in hand and can vividly feel what is indicated in the following monologue: in certain respect, you are below humanity, but in certain respect, you outrank humanity by far. You are below humanity because you cannot conceive ideas of human beings because you do not feel. You cannot imagine, you cannot think and you do not live, but you have something over humanity, you are chaste in yourself, you do not have any wish and desire. Every human being, every living being has wishes, cravings, desires; you do not have them. You are perfect and contented with that which was bestowed on you, a model for the human being with which he has still to connect his other qualities. If the esoteric can feel this rather deeply, he has grasped the significant that the stone can say to him. Thus, the human being can take something important from everything. If this has become a habit that he separates the significant from the unimportant, then he has appropriated another of the feelings, which the esoteric must have. Then he must connect his own life with the significant. The human beings are deceived in that in particular very easily in our time. The human beings believe very easily that the place on which they stand is not commensurate with them. How often are people inclined to say, my destiny has put me in a place in which I do not fit. I am, we say, for example, postal clerk. If I were put to another place, I could provide high ideas to the people; I could give great teachings and so on. The mistake of these human beings is that they do not connect their lives with the significant of their occupations. If you see anything significant in me because I can talk to the people here, you do not see the significant in your own life and occupation. If the postmen did not carry away the letters, the whole exchange of letters would come to a standstill, a lot of work, which has already been performed by others, would be in vain. Hence, everybody is of extraordinary importance for the whole on his post, and nobody is higher than the other is. Christ tried to indicate this the nicest in the downright marvellous way in the thirteenth chapter of the St. John's Gospel with the words: “a servant is not greater than his master, nor a messenger than the one who sent him” (13:16). These words were spoken, after the master had washed the disciples' feet. With it, he wanted to say, what would I be without my disciples? They must be there, so that I can be there in the world, and I have to pay tribute to them degrading myself before them and washing their feet.—This is one of the most significant hints to the feeling, which the esoteric must have towards the significant. One is not allowed to confuse the externally significant with the internally significant. One has to pay strict attention to that. Then we must develop a number of qualities. First, we have to become masters of our thoughts, of the chains of our thoughts in particular. One calls that the control of thoughts. Consider once how in the human soul the thoughts are bustling about, how they are wandering around aimlessly: here appears an impression, there another, and every single one changes the thought. It is not true that we control the thoughts; rather the thoughts control us completely. However, we must advance so far that we are engrossed in a certain thought during a certain time of the day and say to ourselves, no other thought is allowed to enter my soul and to control me.—With it, we ourselves lead the reins of the thought life for some time. The second quality is that we behave in a similar way to our actions, that is that we control our actions. It is necessary that we reach so far at least to commit such actions now and again to which we are caused by nothing that comes from outside. Nothing that is induced by our state, our occupation, and our position leads us deeper into the higher life. The higher life depends on such intimacies, for example that we make the decision to do something for the first time, something that arises from our very own initiative, and even if it is a quite unimportant fact. All other actions contribute nothing to the higher life. The following, the third quality is endurance. The human beings alternate between joy and grief, once they are on top of the sky, then they are down in the dumps. Thus, the human beings drift on the waves of life, of joy and grief. However, they have to attain equanimity, calmness. The biggest grief, the biggest joys must not confuse them, they must stand firm, get endurance. The fourth quality is the understanding of any being. What it means to understand any being is nowhere better expressed than in a legend about Christ Jesus, which has been preserved to us not in the Gospels, but in a Persian story. Jesus walked with his disciples overland, and they found a rotting dog on the way. The animal looked awkward. Jesus stopped and glanced admiring at it, saying, “However, what nice teeth has this animal.” Jesus spotted the beautiful of the awkward. Strive for approaching the marvellous everywhere in such a way, and then you see something in everything outdoors to which you can say yes. Make it like Christ who admired the beautiful teeth of the dead dog. This direction leads to great tolerance and to the understanding of anything and any being. The fifth quality is the complete impartiality towards everything new that faces us. Most people judge something new according to something old that they know already. If anybody comes to say anything to you, you immediately answer: I am of another opinion about that.—However, we are not allowed to confront a communication, which we get with our opinion immediately, we must be on the lookout for something new that we can learn. We can still learn something from a little child. Even if one is the wisest human being, he must be inclined to restrain his judgment and to listen to others. We must develop this ability of listening to anybody, because it enables us to face the things with maximal impartiality. In esotericism, one calls this “confidence,” and this is the strength to maintain the impressions, which the new makes on us, by that which we hold against it. The sixth quality is that which everybody receives by itself after he has developed the cited qualities. This is the inner harmony. The human being who has the other qualities has the inner harmony. Then it is also necessary that the human being who looks for the esoteric development has developed the feeling of freedom to the highest degree. This feeling of freedom which enables him to look for the centre of his being in himself and to stand firm on own feet so that he does not need to ask anybody what to do, but that he stands straight and acts freely. This is also something that one has to acquire. If the human being has developed these qualities in himself, he is above any danger that could cause the splitting of his nature in him. Then the qualities of his lower nature can no longer work on him, and then he can no longer lose his way. Hence, these qualities must develop very exactly. The esoteric life comes then whose expression causes a certain rhythmisation of life. The term rhythmisation of life expresses the corresponding ability. If you look at nature, you find a certain rhythm in it. You will consider it as a matter of course that the violet blossoms annually at the same time in the spring that the grain on the field, the grapes on the grapevine become ripe at the same time. This rhythmical succession of the phenomena is found everywhere outside in nature. Everywhere is rhythm; everywhere is repetition in regular sequence. If you go up to the higher beings which, you see this rhythmical sequence more and more decreasing. You also see with the animal, still in a higher degree, all qualities rhythmically arranged. At certain time of the year, the animal gets particular functions and abilities. The higher the being is developed, the more life is given in own hands of the being, the more this rhythm ceases. You must know that the human body is only one of the members of his being. Then the etheric body comes, the astral body, and finally, the higher members, which form the basis of those. The physical body is highly subject to the rhythm to which the entire external nature is subjected. As the plant life and animal life proceed in their external form rhythmically, the life of the physical body proceeds. The heart beats rhythmically, the lung breathes rhythmically and so on. Everything proceeds so rhythmically because it is ordered by higher powers, by the wisdom of the world, by that which the scriptures call the Holy Spirit. The higher bodies, and in particular the astral body, are left, I would like to say, by these higher spiritual powers in a certain way and have lost their rhythm. Can you deny that your activity is irregular concerning wishes, desires, and passions that it cannot be compared with the regularity that prevails in the physical body? Who learns the rhythm of the physical nature finds the model of spirituality in it. If you look at the heart, this marvellous organ with the regular beat and its implanted wisdom, and compare it to the desires and passions of the astral body that release all possible actions against the heart, then you recognise how disadvantageously the passion works on its regular way. However, the functions of the astral body must become as rhythmical as the performances of the physical body are. I want to state something that will seem absurd to most people, namely concerning the fasting. We have completely lost the consciousness of the importance of fasting. However, from the point of view of the rhythmisation of our astral body, fasting is something exceptionally meaningful. What is fasting? It means to control the desire of eating and to eliminate the astral body concerning the desire of eating. He who fasts eliminates the astral body and has no appetite. This is in such a way, as if you switch off a force in a machine. Then the astral body sleeps, and the rhythms of the physical body and its implanted wisdom work on the astral body and make it rhythmic. As well as the seal is imprinted by a signet, the harmony of the physical body is imprinted in the astral body and it would be transmitted much more permanently if it were not always made irregular by the desires, passions and wishes, also by spiritual desires and wishes. The modern human being needs more than in former times to bring in rhythm to his entire higher life. Just as God planted rhythm into the physical body, the human being must make his astral body rhythmic. The human being must dictate the course of the day to himself; arrange it for the astral body in such a way as the spirit of nature arranges it for the lower realms. Early in the morning, at a particular time, one must do a spiritual exercise, at another time, which must be again observed strictly, another exercise, in the evening another exercise again. These spiritual exercises must not be chosen arbitrarily, but must be suitable to the continuing development of the higher life. This is a kind to take charge of life and to control it. Determine an hour in the morning where you concentrate. You must observe this hour. There you have to produce a kind of calm, so that the great esoteric master can wake in you. There you have to meditate on big contents of thought, which have nothing to do with the outside world, and to liven these contents of thought up in you. A short time is enough, maybe a quarter of an hour, even five minutes if one does not have more time. However, it is worthless and useless if one exercises irregularly. If one exercises regularly, so that the activity of the astral body becomes regular like a clock, then these exercises have value. The astral body gets another appearance if you exercise regularly. Sit down in the morning and exercise; the forces develop which I described to you. However, it must happen regularly because the astral body expects that the same is carried out with it at the same time, and it gets into a mess if it does not happen. One must have a mind to exercise regularly at least. If you make your life rhythmic in such a way, you perceive the results in not too long a time, namely the spiritual life, which is hidden to the human being at first, becomes apparent to some extent. As a rule, the human life changes between four states. The first state is the perception of the outside world. You look with the senses and perceive the outside world. The second state is that which we can call imagination which is somewhat related to the dream life, even belongs to it. There the human being is rooted not in the surroundings, but is detached from them, there he has no realities before him, memories at the most. The third state is the dreamless sleep. There the human being has no consciousness of his ego, and the fourth state is that in which the human being lives in his memory. This is different from perception; this is something abstract, spiritual. Had the human being no memory, he could not get any spiritual development generally. Inner life starts developing by means of tranquillity and meditation. The human being notices then eventually that he is no longer dreaming chaotically, but that he dreams in extremely significant way and that to him strange things manifest, which he recognises gradually as manifestations of spiritual truths. Of course, one can easily raise the trivial objection: all that is just dreamt, what does this concern to us?—However, if anybody invented the dirigible airship in his dreams and carried out it, this dream would just have revealed the truth. Thus, an idea can be grasped still in a way different from the usual, and then the truth of it must be found in the realisation. We have to be convinced of its inner truth from the outside. The next stage of the spiritual life is that where we grasp truth using our own qualities and direct our dreams consciously. If we start directing the dreams regularly, we are on that level where truth becomes transparent to us. One calls the first stage the material knowledge where the object must be there. The other stage is the imaginative knowledge. One develops this by meditating, organising life rhythmically. It is laborious to gain it. If it is obtained, the time also comes when there is no longer any difference between the perception in the usual life and the perception in the supersensible. If we live among the things of the everyday life, in the sensuous world, and change our spiritual state, we experience the spiritual supersensible world perpetually if we have exercised enough in this way. This is the case, as soon as we are able to become blind and deaf compared with the sensory world, to remember nothing of the everyday life and still to have a spiritual life in us. Then our dream life starts becoming conscious. If we are able to pour something of it in our everyday life, then also that quality appears which makes the spiritual qualities of the beings round us perceptible. Then we do no longer see the outside of the things only, but then we also see the inside, the concealed essence of the things, the plants, the animals, and the human beings. I know that most people say: these are other things.—This is quite right; these are always things quite unlike those, which the human being sees, who do not have such senses. The third state is usually completely empty, but starts to be animated if the continuity of consciousness occurs. The continuity comes completely by itself, and then the human being does no longer sleep unconsciously. He experiences the supersensible world during the time when he sleeps otherwise. What does sleep consist of, otherwise? The physical body lies in the bed and the astral body lives in the supersensible world. In this supersensible world, you are strolling. As a rule, the human being of the present disposition cannot go far away from his body. If anyone has now developed organs of the astral body, strolling during sleep, by the rules which spiritual science gives, he starts realising during sleep. The physical body would be blind and deaf if it had no eyes and ears, and the astral body that strolls at night is blind and deaf because it still has no eyes and ears. However, these develop by meditation; it is the means of forming its organs. This meditation must then be performed regularly. It is performed in such a way that the body of the human being is the mother and the spirit of the human being is the father. The body of the human being, as it stands physically before us, is in every member, which it shows to us, a mystery, namely in such a way that any member belongs in certain but concealed way to a part of the astral body. The esoteric knows these matters. He knows, for example, where to the point between the eyebrows belongs in the physical body. It belongs to a certain organ in the astral organism. While the spiritual scientist indicates how to direct your thoughts, feelings and sensations to the point between the eyebrows, you connect something that develops in the physical body with the corresponding part of the astral body and you get a certain sensation in your astral body. However, it must happen regularly, and one must know how. Then the astral body starts being structured. It develops from a lump to the organism in which the organs form. I have described the astral senses in the magazine Lucifer-Gnosis. One also calls them lotus flowers. These lotus flowers develop using certain formulae. If they have developed, the human being is able to perceive the spiritual world. This is the same world, which he enters when he walks through the gate of death. The saying by Hamlet is then wrecked that from that unknown land no traveller has come back. You can go or, better said, you can slip from the sensuous world into the supersensible world, and live here and there. This is no life in a cloud-cuckoo-land, but a life in that area which only makes the life in our area explicable and clear. As well as a usual human being who has not studied the principles of electricity goes into an electrically powered factory, sees the miraculous activities and does not understand them, he also does not understand the activities in the spiritual world. The ignorance of the visitor of this factory exists as long as he does not know the principles of electricity. Thus, the human being is also ignorant in the fields of the spiritual, as long as he does not know the principles of the spiritual. There is nothing in our world that does not depend on the spiritual world wherever one goes. Everything that surrounds us here is an external expression of the spiritual world. There is no material. Every material is compressed spirit. To somebody who looks into the spiritual world, the whole material, sensuous world, the world generally spiritualises itself. As the ice melts before the sun to water, everything sensuous melts to something spiritual before the soul, which looks into the spiritual world. The primal ground of the world reveals itself bit by bit before the spiritual eye and the spiritual ear. In reality, this life, which the human being gets to know in this way, is the spiritual life that the human being has already led inside perpetually about which he knows nothing because he does not know himself until he has developed the organs for the higher world. Imagine once that you would be a human being with the qualities, which you have now, however, you would have no senses. You would know nothing about the world round you, you would have no understanding of the physical body, and, nevertheless, you would belong to the physical world Thus, the human soul belongs to the spiritual world, however, it does not know it because it does not hear and see. As our body is taken from the forces and materials of the physical world, our soul is taken from the forces and materials of the spiritual world. We do not recognise ourselves in ourselves, but only in our surroundings. As true as you cannot see the heart and brain, without perceiving them with your fellow men by your senses—even with the help of the X-rays your eyes can only see the heart—, it is true that you cannot see or hear your own soul, without recognising them by the spiritual senses in the environment. You can recognise yourselves only by your environment. There is no inside knowledge in reality, no introspection, there is only a knowledge, a revelation by organs of the physical as well as of the spiritual life around us. We belong to the worlds around us, to the physical, astral, and spiritual worlds. We learn from the physical world, if we have physical organs and from the spiritual world, from all souls if we have soul organs, spiritual organs. There is no other knowledge than world knowledge. It is idle and empty tranquillity if the human being is brooding in himself and believes to be able to reach anything by mere introspection. The human being finds God in himself if he wakes the divine organs in himself and then finds his higher divine self in his environment, as he can only find his lower self in the surroundings using his eyes and ears. We understand ourselves as physical beings by the contact with the sensory world, and we understand ourselves in a spiritual respect while we develop spiritual senses in ourselves. Developing the inside means opening ourselves to the divine life in the outside world round us. You understand now why it is necessary that someone who ascends to the higher world experiences an infinite consolidation of his character first. The human being can get to know by himself at first how the world is because his senses are already opened. For a benevolent divine spirit that had seen and heard in the physical world stood beside the human being aeons ago, before he could see and hear, and opened his eyes and ears. Just from such beings, the human being has to learn to see spiritually, from the beings, which are already able to what he has to learn. We must have a guru who says to us how to develop our organs who says to us what he did to develop the organs. Who wants to instruct has to acquire a basic quality: absolute veracity, and this is also a main demand, which must be made on the student. Nobody is allowed to be trained as an esoteric, unless he has acquired this basic quality of absolute veracity before. Concerning the sensuous experiences, one can examine what is said. However, if I tell you anything of the spiritual world, you must have confidence because you are not yet so far that you can check it. Who wants to be a guru must have become so true that it is impossible for him to take such statements slightly with regard to the spiritual world and the spiritual life. The sensuous world immediately corrects the mistakes, which we do concerning this world, however, in the spiritual world, we must have that guideline in ourselves, we must be rigorously trained, so that we are not forced to control by the outside world, but have the control in ourselves. We can only acquire this control, while we appropriate the most rigorous veracity already here in the world. Therefore, the Theosophical Society also had to accept the principle: no law above truth, when it began revealing some elementary teachings of esotericism to the world. A few understand this principle. Most people are content with it if they can say to themselves, I am aware that it is true, and if it is wrong, they say, I have erred. The esoteric is not allowed to insist on his subjective honesty. There he is on the wrong track. He must always comply with the facts in the outside world and he must regard an experience, which speaks against it as a mistake, as an error. The esoteric is no longer responsible or not. He must absolutely harmonise with the facts of life. He must start feeling responsible in the strictest sense of any statement, which he makes. Then one educates himself to the unconditional assurance that that must have for himself and others who wants to be a spiritual guide. Thus, you see that I had to indicate—we have to speak about this subject once again to add the higher parts—a number of qualities and procedures. They seem to you too intimate to speak about them with others, every soul has to sort them for itself and they may seem to you inappropriate to attain the great aim, which should be attained, namely the entrance of the supersensible world. That will absolutely arrive at the entrance who walks on the way, which I have characterised. When? About that, one of the most superior members of the theosophical movement, our long since deceased member Subba Rao (Tallapragada S. R., 1856-1890), appropriately expressed himself. He answered to the question, how long it lasts: seven years, maybe also seven times seven years, maybe also seven incarnations, maybe also only seven hours.—It completely depends on that which the person brings into life along with him. A person may face us, who is apparently quite silly who has brought a higher life along with him, which is concealed now and must only be got out. Today, most human beings are farther advanced in esoteric relation than it seems, and this would become known to many people if our material conditions and our material time did not strike back so much into the inner soul life. A big percentage of modern humanity advanced rather far in earlier times. It depends on different matters whether that which is in the human being comes out. However, one can give some help. Imagine that a human being faces me. In his former incarnation he was a far advanced individuality, however, he has an undeveloped brain now. An undeveloped brain may sometimes conceal great spiritual talents. However, if one teaches him the usual profane abilities, it is possible that also the inner spiritual ones come out. However, it does not depend only on this, but also on the surroundings in which the person lives. In quite significant way, the human being is a reflection of his surroundings. Assume that a human being is a highly developed personality, but lives in surroundings, which only wake and form certain prejudices in him that work so vigorously that the higher disposition cannot come out. If such a human being does not find anybody who gets out it, then it just remains concealed in him. I could only give you a few indications about that; however, we speak again about the other and deeper matters after Christmas. The one idea I wanted to wake is that the higher life develops not tumultuously but quite intimately, in the deepest soul, and that the great day when the soul awakes and enters the higher life really comes like the thief at night. The development of the higher life leads the human being into a new world, and after he has entered this new world, he sees the other side of existence, so to speak, then that presents itself to him, which was hidden to him before. Everybody should say that to himself, perhaps, not everybody is able to do this, maybe only a few are able. However, this should not discourage him from entering that way which at least is open to everybody to hear something of the higher worlds. The human being is destined to live in community, and who separates himself cannot get to spiritual life. However, it is a seclusion in the higher sense if I say, I do not believe this, this is not related to me, this may have validity for the other life; this does not apply to the esoteric. The esoteric has the principle to regard the other human beings as a revelation of his own higher self because he knows then that he has to find the others in himself. A subtle difference exists between both sentences “find the others in yourself” and “find yourself in the others.” That is in the higher sense: you are that. In the highest sense, it means, you recognise yourself in the world and understand the word of the poet, which I quoted some weeks ago in another connection: “Somebody was successful to lift the veil of the goddess of Sais.—But what did he see? He saw—miracle of miracles—his self!” You do not find true self-knowledge in your selfish inside but unselfishly in the world. |
298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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At this point I cannot go into how this desire arose, but it came about at a time when people had renounced their allegiance to the old gods and now expected to receive all the blessings of humanity’s evolution and everything needed to advance it from a new god, the god of the State. Central Europe in particular was an area where people were especially intent on seeing the god of the State as a universal remedy, especially in the education of children. In those times, the principle that was applied as a matter of course was that parliaments and large advisory bodies and so on were gatherings in which geniality could flourish, even if the individuals involved in these representative gatherings were not impressive in their degree of enlightenment. |
I appeal to you to consider as a matter of course that since we could not avoid having school in session in the afternoon, the reasons we took into account took precedence. A father asks that the students taking the Abitur be tested by a committee of Waldorf teachers. Dr. |
298. Rudolf Steiner in the Waldorf School: Address and discussion at a parents' evening
09 May 1922, Stuttgart Tr. Catherine E. Creeger Rudolf Steiner |
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Ladies and gentlemen! What I would like to do on this occasion is not actually to give a lecture, but rather to encourage as widespread an understanding as possible between those who are involved in the leadership and work of the Waldorf School and the parent body. The reason for this is that I really believe that this understanding, this working together of the parents with the teachers and others involved in the leadership of the school is something extraordinarily necessary and significant. Allow me to begin by describing an experience I had not long ago, an experience that will illustrate the importance of the issue I have just pointed out. Several weeks ago it was my task to take part in the festival in Stratford-on-Avon in England, a festival organized to celebrate the birthday of Shakespeare.1 This Shakespeare festival was one that took place wholly under the influence of education issues. It was organized by people who are deeply interested in the education of children and adults. It can also be said that during this entire festival the world of Shakespearean art merely provided a background, since the actual issues that were being dealt with were contemporary issues in education. On this occasion one of the small effects, or perhaps even one of the large effects, of the pedagogical course that I held at Christmas at our Goetheanum in Dornach became evident.2 Some of the people involved in this Shakespeare festival had taken part in this course. Now, not far from London there is a boarding school which is not very large yet, but which is headed by a person who was present at the Dornach course and who took from there the impulse to introduce what we can now call Waldorf pedagogy, the Waldorf system of education, into this boarding school and perhaps also to apply it in expanding the school.3 We were invited to see this educational establishment, and in the course of the visit various questions were raised regarding how the school is being run at present and what could be done to transplant the spirit of the system of education that is fostered here in the Waldorf School to their situation. One question in particular came up for discussion. The people in charge said that they were doing well with the children; each year they accept as many children as the small size of the establishment permits. The most difficult thing for them, however, was working together with the parents, and the reason for the difficulty—and this is certainly an international concern—was that nowadays the older generation everywhere has certain very specific views on how education is supposed to proceed. There are many reasons why parents send their children to one boarding school rather than another. But when there actually is a slight deviation from what they are accustomed to, it is very easy for disagreements to arise between the school and the parents. And this is something that really cannot be tolerated in an independent system of education. The boarding school in question was experiencing especially great difficulties in this regard. What I am attempting to do now is neither to criticize nor to make recommendations, but simply to state the facts. In this school, in spite of the fact that it is a residential facility, there are no domestic employees at all. All the work of maintaining the school is done by the children and teachers. Cleaning the hallways, washing the dishes, planting the vegetables, taking care of the chickens so that they provide eggs—the list could go on and on. The children are involved in all kinds of work, and you certainly get the impression that things are run very differently there than in most other boarding schools. The children also have to cook and do everything else, and this goes on from first thing in the morning until late in the evening. It is also evident that the teachers and residential staff put a lot of energy into doing these things with the children. As I said, my intention is neither to criticize nor to advocate what they are doing; I only want to present it to you. Now it can happen that when the children go home on vacation and tell their parents about everything they have to do, the parents realize that they had not imagined it like that, and they cannot understand it. That is why it is so difficult to sustain harmony with the parents in this case. I describe this case only in order to point out how necessary we feel it to be, if we take a system of education seriously, to work together in complete harmony with the children’s parents. Now of course our situation in the Waldorf School is different. We have no residential facility, we simply have a school where we naturally have to keep the principles of child-rearing in mind while providing academic instruction. Nevertheless, you can rest assured that working together with the parent body is a fundamental element in what we in the Waldorf School regard as our task. In running the school, an infinite number of questions constantly arise with regard to the weal and woe of the children, their progress, their physical and mental health—questions that can be solved only in partnership with the parents. This is why it will actually become more and more necessary for these parents’ evenings to evolve—and all the circumstances will have to be taken into account—and to become a more frequent event in the running of our school. Our Waldorf School is meant to be a truly independent school, not only in name but in its very essence, and simply because it is meant to be an independent school of this sort, we are dependent on help from the parent body to an extraordinary extent. It is my conviction that if we have the desire to work together with the parents, this will call forth nothing but the deepest satisfaction on the part of all the parents. The Waldorf School is an independent school. You see, ladies and gentlemen, what it actually means to be an independent school must be stated over and over again, and it cannot be stated strongly enough for the simple reason that in broader circles today it is scarcely possible to realize the extent of our need for independent schools of this sort. The prejudice of thousands of years is working against us, and this is how it works. We do not need to look back very far in humanity’s evolution to find a school system, especially a primary school system, that was independent to a very great extent. But at that time independence caused a lot of illiteracy because few people sought out formal education. Then, in the course of humanity’s evolution in civilized areas, the desire began to grow in people to promote a certain educational basis for our interactions in society. At this point I cannot go into how this desire arose, but it came about at a time when people had renounced their allegiance to the old gods and now expected to receive all the blessings of humanity’s evolution and everything needed to advance it from a new god, the god of the State. Central Europe in particular was an area where people were especially intent on seeing the god of the State as a universal remedy, especially in the education of children. In those times, the principle that was applied as a matter of course was that parliaments and large advisory bodies and so on were gatherings in which geniality could flourish, even if the individuals involved in these representative gatherings were not impressive in their degree of enlightenment. The opinion prevailed that by gathering together, people would become smart and would then be able to determine the right thing to do in all circumstances. However, some individuals with a very good and profound understanding of these matters, such as the poet Rosegger,4 for example, were of a different opinion. Rosegger coined the expression—forgive me for mentioning it—"“One person is a human being; several are people; many are beasts.” Although this puts it a bit radically, it does contradict the opinion that has developed in the last few centuries, namely that all things state-related will enable us to determine what is right with regard to educating children. And so our school system simply continued to develop in the belief that there was no alternative to having everything spelled out for the school system by the political community. Now, an independent school is one that makes it possible for the teachers to introduce into the educational system what they consider essential on the immediate basis of their knowledge of the human being and of the world and of their love for children. A non-independent school is one in which the teacher has to ask, “What is prescribed for the first grade? What is prescribed for the second grade? How must the lesson be organized according to law?” A free school is one in which the teachers’ actions are underlain by a very specific knowledge of how children grow up, of which forces of body and soul are present in them and of which ones must be developed. It is a school in which the teachers can organize what they have to do each day and in each lesson on the basis of this knowledge and of their love for children. People do not have a very strong feeling for how fundamentally different a non-independent school is from an independent school. The real educational abilities of the teachers can develop only in an independent school. That people actually do not have any real feeling for these things at present is the reason why it is so difficult to continue to make progress with an independent school system. We must not succumb to any illusions in this regard. Just a few hours before leaving to come here, I received a letter informing me that after a long time had been spent working to open a school similar to the Waldorf School in another German city, the request for permission had been turned down. This is a clear sign that the further evolution of our times will not favor an independent school system. This is something I want to ask the parents of our dear schoolchildren to take to heart especially: We must lavish care and attention on this Waldorf School we have fought for, this school in which the independent strength of the faculty will really make the children grow up to be allaround capable and healthy human beings. We must be aware that, given the contemporary prejudices we confront, it will not be easy to get something like a second Waldorf School. At the same time, it should be pointed out that this Waldorf School, which has not yet been in existence for three years, is something that is presently being talked about all over the civilized world. You see that it is nonetheless of significance—think about what I said about the school near London—that a group of people have gotten together to bring a Waldorf School into existence there. We can also look at this issue from the much broader perspective of the need to do something to restore the position of the essential German character in the world. You can be sure, however, that the significance of this German essence will be recognized only when its spiritual content, above all else, is given its due in the world. This is what people will ask for if they meet the world in the right way. They will become aware of needing it. For this to happen, we really need to penetrate fully into the depths of this German essence and to become creative on the basis of it. This is evident from something such as the vehement, sometimes tumultuous educational movement that could be experienced at the Shakespeare festival, which showed that there is a need all over the world for new impulses to be made available to the educational system. The impossibility of continuing with the old forms is a concern for all of civilized humanity. The fact of the matter is, the things that are being fostered in the Waldorf School give us something to say about educational issues that are being brought up all over the world. But we also have almost all of the world’s prejudices against us, and we are increasingly faced with the prospect of having our independence taken away, at least with regard to the lower primary school classes. It is extraordinarily difficult to combat these prejudices, and the Waldorf School can do so only by making its children grow up to be what they can beonly as a result of the independent strength of the faculty. For this, however, we need an intimate and harmonious collaboration with the parent body. At an earlier parents’ meeting I was able to attend, I pointed out that simply because we are striving for an independent school system, we are dependent on being met with understanding, profound understanding, on the part of the parents. If we have this understanding, we will be able to work properly, and perhaps we will also be able after all to show the true value of what is intended with the Waldorf School. At that time I emphasized that we must strive to really derive our educational content from an understanding of the being of the child and the child’s bodily nature. Since to observe the child is to observe the human being, it is possible to observe children in this way only if we are striving for an understanding of the human being as a whole, as anthroposophy does. We must say again and again that it is not our intention to introduce anthroposophy into the school. The parents will have no grounds for complaining that we are trying to introduce anthroposophy as a world-view. But although we are avoiding introducing anthroposophy into the school as a world-view, we are striving to apply the pedagogical skill that can come only from anthroposophical training as to how we handle the lessons and treat the children. We have placed the Catholic children at the disposal of the Catholic priest and the Protestant children at the disposal of the Protestant pastor. We have independent religious instruction only for those whose parents are looking for that, and it too is completely voluntary; it is set up only for those children who would otherwise probably not take part in any religious instruction at all. So you see this is not something we stress heavily. Whatever we have to say with respect to our world-view is strictly for adults. But I would like to say that what anthroposophy can make of people, right down to the skill in their fingertips, applies especially to teachers and educators. In dealing with children and with instructional content, what we should strive for is to have the children find their way quite naturally into everything that is presented to them in school, as a matter of course. We should assess carefully in each instance what is right at a particular stage of childhood. You know that we do not introduce learning to read and write in the same way that is often used today. When the children begin to learn to write, we develop the shapes of the letters, which are otherwise something foreign to them, out of something the children turn to with inner contentment as a result of some form of artistic activity, of their artistic sense of form. The reason why our children learn to write and read somewhat later is that if we take the nature of the child into account, reading must come after writing. Those who are accustomed to the old ways of looking at things will object to this, saying that the children here learn to read and write much later than in other schools. But why do children in other schools learn to read and write earlier? Because people do not know what age is good for learning to read and write. We should first ask ourselves whether it is altogether justified to require children to read and write with any degree of fluency by the age of eight. If we expand on these ways of looking at things, more comprehensive views develop, as we can experience in a strange way: Anyone who knows a lot about Goethe knows that if we had approached him with what is demanded academically of twelve-year-olds today, he would not have been able to do it at that age. He would not have been able to do it even at age sixteen, and yet he still grew up to be the Goethe we know of. Austria had an important poet, Robert Hamerling.5 As a young man, he did not set out to become a poet—that was something his genius did for him. He wanted to be a high school teacher, and he took the teacher certification exam. It is written in his certificate that he demonstrated an extremely good knowledge of Latin and Greek, but that he was not capable of handling the German language well and was thus only fit to teach the lowest class. But he went on to become the most important modern poet of Austria. And he wrote in the German language, not in Slovakian. Our educational impulses must take their standard from actual life. The essential thing about our method of education is that we keep the child’s whole life in mind; we know that if we present the child with something at age seven or eight, this must be done in such a way that it will grow with the child, so that it will still stay with the person in question at age thirty or forty, and even for the rest of his or her life. You see, the fact of the matter is that the children who can read and write perfectly at age eight are stunted with regard to certain inner emotional impulses that lead to health. They really are stunted. It is a great good fortune for a child to not yet be able to read and write as well at age eight as is expected today. It is a blessing for that child’s bodily and emotional health. What we need to foster must be derived from the needs of human nature. We must have a subtle understanding of this, and not merely know the right answer. It is easy to stand in front of a class of children and to figure out that this one said something right, but that one said something wrong, and then to correct the wrong thing and make it right. However, there is no real educational activity being practiced in that. There is nothing essential to the human development of a child in having the child do compositions and assignments and then correcting them so the child is convinced that he or she has made mistakes. What is essential is to develop a fine sense for the mistakes the children make. Children make mistakes in hundreds of different ways. Each child makes different mistakes, and if we have a fine sense of how different the children are with regard to the mistakes they make, then we will discover what to do to help them make progress. Isn't it true that our perspectives on life are all different? A doctor does not have the same perspectives on an illness that a patient has. We cannot ask a patient to fall in love with a particular illness, and yet we can say that a doctor is a good doctor if he or she loves the illness. In our case, it is a question of falling in love, in a certain respect, with the interesting mistakes the children make. We get to know human nature through these mistakes. Excuse me for expressing myself radically, but these radical statements are really necessary. For a teacher, keeping track of mistakes is more interesting than keeping track of what the children do right. Teachers learn a lot from the children’s mistakes. But what do we need in addition to all this? We also need a strong and active inner love for human beings, for children. This is indispensable for teachers. At this point innumerable questions arise. We are concerned about a particular child’s health of body and soul. We see this child for a few hours a day; for the rest of the time we must have confidence, complete confidence, in the child’s parents. This is why the teachers and educators of our Waldorf School always appeal to this confidence, and why they are so eager to work in harmony with the parents for the well-being of the children. As a rule, this is not something that is aspired to in a non-independent school to anywhere near the same extent; there people stick to observing the rules. That is why the very idea of independence in education often meets with very little understanding today. In some countries, if you talk about independent schools, people will tell you that while things may be like that in Germany, they do not need to found independent schools because their teachers are already free. Teachers themselves will tell you that. It is astonishing that they respond like that, because we can tell that the people who are answering no longer have any idea that they could feel unfree. They do what they are ordered to do. It does not occur to them that it could happen differently, so they do not even feel that things could be different. Just think of how different your situation is from other people’s with regard to understanding the Waldorf system of education. Other people have to make an effort to understand when we tell them we want to do things in a certain way because we believe it is the only right way. I believe that as parents of Waldorf School children you can see directly, in the beings that are dear to you, what is being done in the Waldorf School and how the relationship of the entire school to the child is conceived. It would be nice if there would come a time when it would be enough for parents simply to be content with what is being accomplished in an independent system of education. Today, however, all of you, who can see results in your own flesh and blood of how this Waldorf School is trying to work, must become strong and active defenders and promoters of the Waldorf system of education. We have many other difficulties in addition to this. You see, if we really could live up to our ideals, we would be able to say that according to our insight, we should do this particular thing when the children are six, seven and eight, and this other thing when they are nine, ten, eleven and twelve, and so on. The results would be the best if we were able to do that, but we cannot; in some respects we must accept a compromise, because we cannot deny these children, these human beings who are growing up, the possibility to take their place in life. So we have decided to educate the children from the time when they first enter primary school up to age nine in a way that is free of outer constraints, but while we are doing what human nature requires, at the same time we will support the children in a way that will enable them to transfer to another school [at the end of that time]. The same applies to age twelve and to age fourteen or fifteen. And if we have the good fortune to be able to continue adding grades, we must also make it possible for the young ladies and gentlemen who complete these grades to enter universities and technical colleges. We must make sure that the children will be able to enter these institutions of higher learning. I think it will be a long time before we are given the possibility of granting graduate or undergraduate degrees. We would accomplish much more if we were able to do that, but for the time being all we can do is to enable first the children and then the young men and women to learn what is required in public life in a way that does not inflict great damage upon them. We find ourselves in very serious difficulties in this regard. You see, if you assess the situation according to human nature, according to what is good for human beings, then you would say that it is simply terrible for young men and women to be in modern college-preparatory and vocational high schools at the age of fourteen, fifteen, sixteen, seventeen. It estranges them from all of life. We must do what is necessary, whatever we can do, to make sure at least that the body also achieves a degree of skill that makes it fit for life. I often mention that you meet grown men nowadays who are incapable of sewing on a button for themselves if one gets torn off. I say this only by way of example. There are other similar things that people also cannot do, and above all they do not understand anything about the world. Individuals need to stand there in the world with their eyes open so that their hands are free to do whatever is needed. You see, this is why at a certain age we need to introduce the elementary aspects of things like spinning and weaving. Now, however, when students graduate from ordinary schools, they are not tested in weaving and spinning or in other arts that are useful in life, and so we must do these things in addition to all kinds of things that are required for the exam. This means that we must arrange our lessons as economically as possible. There is a special art to this in teaching. Perhaps I may be permitted to introduce an example that happened to me personally. It was a long time ago. A family had entrusted their children to me for tutoring, and among them was an eleven-year-old boy who had been given up on as far as education was concerned. He was eleven years old, and for my information they showed me a sketchbook in which he had demonstrated his drawing ability. This sketchbook had a gigantic hole in the middle of the first page. He had done nothing but erase; that was all he could do. He had also once taken the test for entry into the first grade, and could do nothing at all. With regard to his other behavior, he often did not eat at the table but went into the kitchen and ate the potato peels, and there were difficulties in many other respects as well. It was a question of accomplishing as much as possible in the shortest possible time. I often had to work for three hours to get the materials together for what I would present to the boy in fifteen minutes. After two years he had progressed to the point where he could enter the Gymnasium. He was a hydrocephalic, with a huge head that steadily became smaller. I mention this case because it shows what I mean by economy of instruction. Economy of instruction means never spending more time on something with the children than is necessary according to the requirements of physical and mental health. Nowadays it is especially important to practice this economy of instruction because life demands so much. Our Latin and Greek teachers, for example, are in a difficult situation because we have much less time to spend on these things, and yet they still have to be fostered in a way that meets the legitimate demands of cultural life. In all subjects, we must seek the art of never overburdening the children. And I must say that in all these things, we need to be met with understanding on the part of the parents; we need to work together in harmony with the parent body. Really, the genuine successes that are of the greatest significance for life do not lie in accomplishing something amazing on behalf of one or the other gifted student. Genuine successes lie in strength for life. Thus it is always deeply satisfying to me when it happens that someone says that a certain child should be moved from one class to another so that this or that can be accomplished. The teacher fights for each and every child from time to time. These are real successes that take place within the loving interaction between the faculty and the children. Something can come of this, and things on which such great value is placed, such as whether the children are a little ahead or a little behind, fade into the background in comparison. We are already being confronted with the fact—again, I would like to put it radically—that we cannot possibly be praised by those who hold the usual opinions about today’s school system, who are coming from these opinions. There is always something wrong in believing that something would be accomplished if people who think like this were to praise us. If that was how things were, if we were praised by today’s school authorities or by people who believe that these authorities are doing the right thing, then we would not have needed to start the Waldorf School at all. Thus it is a matter of course for us to depend on the parents being in harmony with us and giving their time and attention to a method of education that derives from what is purely human. This is what we need today, and in a social sense, too. Social issues are not resolved in the way we often imagine today. They are resolved by putting the right people into public life, and this will happen only if people are able to grow up really healthy in body and soul. We can do very little to influence what is specific to an individual, what an individual is capable of learning on the basis of his or her particular abilities, because in order to be of service at all in educating a person to become the best he or she can be—if we had to teach a Goethe, for example—we as teachers would have to be at least the equal of the person we are teaching. We can do nothing about what an individual becomes through his or her own nature; there are other factors determining that. What we can do is to remove obstacles so that individuals find the strength within themselves to live up to their potentials. This is what we can do if we become real educators and if we are supported by our contemporaries. First and foremost, we can be supported by the parent body. We have found an understanding body of parents. Certainly, what I have to say tonight is filled with a feeling of gratitude. That so many of you have appeared tonight gives me great satisfaction. I hope we will be able to talk about details in the discussion period to follow; our teachers are prepared to answer any questions you may ask. Before that, however, I would still like to point out certain characteristic traits. Recently the Waldorf faculty and I held a college-level course in Holland.6 The afternoon session in which pedagogical issues were discussed was led by Fraulein von Heydebrandt of the Waldorf School.7 This was one of the most interesting afternoons because we saw that today’s educational questions are of concern all over the world. Of course we know that we have no right to harp on how wonderful it is that we have come so far; we are not trying to emphasize our accomplishments. The way things are today, many people recognize the impulse behind our school. What is still lacking, however, is for them to stand energetically behind us so that this cause can win additional support and become more widespread. Of course we realize that the first concern of parents is to have the best for their children. But with things as they are today, the parents should also help us. Going through with this is difficult for us. We need help in every respect; we need the support of an ever growing circle so that we can overcome the prejudice against our method of education. I say the following with a certain reserve; I certainly want to remain convinced that those who are sitting here have done everything they can financially. I am speaking under this assumption so that none of you will think that I want to step on your toes. Nonetheless, the fact remains that if we want to go forward, we need money. Yes, we need money! Now people are saying, “Where is the idealism in that? What are you anthroposophists doing, telling us you need money and pretending to be idealists?” Ladies and gentlemen! Idealism does not stand on firm ground if it makes grandiose statements but says, “I am an idealist, and since I am an idealist, I despise my wallet. I do not want to get my fingers dirty; I am much too great an idealist for that!” It will scarcely be possible to make ideals into reality if people are such great idealists that they are unwilling to get their fingers dirty when it comes to making financial sacrifices. We must also learn to strike the right note in public in suggesting to people that they give us some support in this matter, which is still a great and terrible cause of concern for us. After all, the Waldorf School is big for a single school; it has enough students. It is almost not possible to maintain an overview any more. This is a concern that has to be taken very seriously. We certainly do not want the school to grow larger in its present circumstances; we are going to give in to the need for physical expansion. But then the number of students will increase, as will the number of teachers. And since teachers cannot live on air, this requires the means to support them. I am assuming, ladies and gentlemen, that each of you has already done whatever you can. It is now a question of spreading the idea further in order to find the idealists out there. There must be a decision on the part of the parent body to help the Waldorf School with regard to its material basis, or I am afraid that in the near future, if we want to continue to take care of things properly, our worries will become so great that they prevent us from sleeping, and I am not sure that the teachers in the school will be the kind you want to have there if they are no longer able to sleep at night! Some people may have the feeling that I have been too radical in my choice of some of the things I have pointed out today, but I hope to have been understood on some of these points. I especially hope that I have not been understood merely on details. I would like to be understood on the farreaching issue of our need to be in cordial harmony with the parent body if we are to function effectively in the Waldorf School. T particularly wanted to point out the need for this because it actually already exists to such a great extent, and we will be best able to find possibilities for progress in this area if the groundwork has already been laid. Out of the details of our aspirations, which can be addressed in the discussion to follow, out of all the details that come up in these parents’ meetings, let us take with us the impulse for cordial harmony among teachers and educators and the parent body. You parents certainly have a profound vested interest in this harmony because you have entrusted the most precious thing you have to the faculty. Out of this awareness, out of our awareness of the faculty’s responsibility toward what is most precious to the parents who are associated with us, out of this collaboration may the spirit which has showed itself in the Waldorf School to such a satisfying degree continue to flourish. The more this unity thrives, the more this spirit will also grow and thrive. And the more this is the case, the more we will also achieve that other thing, that best of all possible human goals: to educate the young people entrusted to the Waldorf School for their life in human society. These people will need to stand up to the storms of life. If they are capable of finding the right ways of working together with other people, then it will be possible to resolve the individual human and social issues. From the discussionA question Is asked about the Abitur: Dr. Steiner: I myself have only this to say: On the whole, the principle I have already presented applies. Through economy of instruction, we must get to the point where what we can achieve for the children at the most important stages in life will enable them to fit into what is demanded today. We cannot set these standards or decide whether or not we think they are right; we must submit to them. We are not being asked the question of whether or not what the Abiturrequires is justified. This will have to be accomplished through economy, and as of now we are not yet in a position to do this, but I fully believe that it will be possible to achieve this goal, even though it does not yet look like it in the case of the people in question. Our principle, however, is to make the children able to take the exam at the appropriate age. But there are also external difficulties to be overcome; the school must be approached without bias. Naturally, I know that it would be possible for someone to flunk boys or girls even though we had brought them to the point of being able to take the exam. I gave you the example of how it would be easy for me to flunk the commissioners themselves. We are striving to have our students be able to take the exam, regardless of what we think of it. We want our teaching to be in line with real life and not with some eccentric idea. As much as possible, we must try to introduce our students to life in the right way. Something along these lines is still possible in Central Europe, while in Russia that is no longer the case. We must be glad for what we have. If we introduce it to the children now, more will be possible in the next generation. I am emphasizing explicitly that we are not crazy characters who say that our children are only allowed to do this thing or that. We will go along with what is asked for in the exams, even if we are not always in agreement with it. Meanwhile, we are still taking everything into account that we deem necessary for the sake of humanity’s salvation. Question: Would it not be possible to have school only in the mornings? Dr. Steiner: There is always more than one viewpoint to consider in questions like this, isn't there? It has been said that instruction should take place between seven o'clock and one o'clock. Now let me point out some of the principles involved. In the question-and-answer sessions during my course of lectures at Christmas, the question of fatigue was raised, and I mentioned that the intent of our educational method was to refrain from fragmenting and dissipating the children’s attention by having an hour of religion followed by an hour of zoology and so on. The point is to teach in such a way that the children’s attentiveness can be concentrated. That is why a particular subject is taught for a longer part of the school day and over several weeks on end. This view is derived from specific knowledge of the nature of the child. It was asked if the children do not get tired. I must draw your attention to the fact that in principle in our way of teaching we do not count on head work at all when dealing with children between seven and twelve years of age. That would be wrong. Instead, we count on the involvement of the rhythmic system and of the emotions connected to the rhythmical system of breathing and circulation. If you think about it, you will realize that people get tired, not through their rhythmic system, but through their head and limb systems. If the heart and lungs were to get tired, they would not be able to be active throughout an entire lifetime. The other systems are the ones that get tired. By counting on the rhythmic system during these years, we do not make the children as tired as they would get otherwise. Thus, when experimental psychology investigates fatigue and states as a result of its experiments that children are so tired after three quarters of an hour that they need a change, this only proves that the teaching was done in the wrong way, tiring the children unjustifiably. Otherwise, the time limit arrived at would be different. The point is to conduct the lesson in such an artistic way that this kind of fatigue does not set in. We can achieve this only slowly and gradually, because new educational practices along these lines can be developed only gradually. You see, ladies and gentlemen, it is possible to prevent the children from tiring to a very great extent by teaching in the right way. This is not the case with the teachers, however, because they have to work with their heads. And if we want to do the pedagogically correct thing and keep the instruction in the hands of one person, I would like to know what the teacher would look like who is supposed to teach from seven o'clock in the morning straight through until one in the afternoon. This is the main thing we have to consider. These teachers would be exhausted by ten o’clock if they had been teaching since seven, and it is not a matter of indifference whether or not we would continue to wear them out. That is not desirable, regardless of how much I might wish that the children from out of town would not have to make a two hour trip for one lesson in school. But that is the exception; it is exaggerated. Secondly, there are some things that must simply be accepted for the sake of achieving anything at all. Of course we cannot arrange the lessons for all the children in the way that would be desirable for the ones who live so far out of town. Of course that cannot happen. In such things, therefore, we have to deal with the actual circumstances. In any case, we have arranged things so that the lessons that address the children in spirit and soul are given in the morning, to the extent that this is feasible. The afternoon is for eurythmy and artistic lessons. Instruction has been integrated into the times of day in a way that corresponds to the children’s age and nature. It would be a mistake to hold school from seven o’clock in the early morning until one in the afternoon, and this mistake would arouse a great deal of discontentment. It would require a complicated and completely different system [of scheduling]. Then, too, I would like to see what would happen if we had the children in the Waldorf School from seven to one and they were left to their own devices for the rest of the day. I would like to see what kind of notes and complaints would come from home because the children were coming back from their afternoons with all kinds of bad behavior. We would have to deal with both sleepiness and bad manners on the part of the children. Add that to the sleepiness of the teachers, and those notes would be full of bad things. There are several points of view to be considered. I appeal to you to consider as a matter of course that since we could not avoid having school in session in the afternoon, the reasons we took into account took precedence. A father asks that the students taking the Abitur be tested by a committee of Waldorf teachers. Dr. Steiner: This is actually not an issue of education, and our work is with educational impulses. The point for us is doing what I mentioned—taking into account what is in accordance with the nature of the human being and making sure that the children are not forcibly excluded from actual life. Given the way things are, there may be certain possibilities for us in the first years. But I ask you to consider that we are exposed to certain risks in assessing whether or not a child will be able to pass the exam. What do you think would happen if we were to guarantee that no boy or girl who graduates from this school would flunk the exam? In some cases, the parents have anticipated that the child would have difficulties with the exam and sent him or her to us for that very reason. As teachers attempting what I have indicated, we will continue to make progress toward the possibility of the children passing the exam. Those who do not wish us well, however, would be able to prove systematically that this is not the case. It is not up to us to make sure that an officially certified commissioner is present at the exam. If the parents want the exam to be administered by Waldorf teachers, then the parents would have to take the initiative to bring this about. It is not something that is inherent in Waldorf education. This is an issue of opportunity that would also have to be resolved as the opportunity presents itself, and perhaps by the parents. It is not that we want to be excluded from issuing valid diplomas, it is only that we will have to look at the matter from the educational point of view. I would like someone to prove to me that it makes sense from an educational point of view to subject the students to a school-leaving exam when you have been together with them for years. I would like someone to prove that it makes sense. We know what we have to say about each of our students when they have reached school-leaving age. If this needs to be officially documented for other reasons, then that can happen, but it is not actually an educational issue. Those who have experience in this field know that we can tell what a student is fit for better without exams than with them. We have no reason to work toward the goal of being allowed to administer the exams because this does not follow naturally from what underlies our educational methods. A question is asked about discipline and the attitude of respect toward the teachers. Dr. Steiner: If you ask whether respect exists wherever Waldorf pedagogy is notbeing applied... It is extremely important to have devotion or respect or love for the teachers come about in a natural way. Otherwise it is worth nothing. Enforced respect, respect that is laid down in the school’s regulations, so to speak, is of no value in the development of an individual. It is our experience that when children are brought up in a way that allows their own being to set the standards, they are most likely to respect their teachers. This is no grounds for complaint. Of course it cannot be denied that some individual instances do not exactly give evidence of respect. It all depends on how much the respect that grows out of love is worth, and how much more the other kind is worth if it is only demonstrated to the teachers’ face and not so much when they turn their backs. You must not imagine this as a situation in which each child does what he or she wants. It is a case of the children developing ever greater confidence in the faculty. The progress in this particular respect is quite extraordinary. Anyone who is in a position to make the comparison will find that our progress with regard to discipline has been extraordinarily great in the past two years. The fact of the matter is that when we first got the children here, we had to think about how we would maintain discipline and so on. Now we have arrived at quite a different standpoint, actually. We have accomplished the most by having the relationship between teacher and child be a natural one. There is a great difference between how discipline is maintained at present and the situation a year and a half ago. These things cannot be judged from a point of view that is brought in from outside; you must consider the Waldorf School itself. Respect cannot be beaten into someone—by which I do not mean to say that anything else can be. Respect must be won in a different way. In this regard, your apprehensions are understandable, but it is also necessary to break the habit of apprehension and look more closely at the results that are becoming evident in the Waldorf School. If our school is still in existence after another couple of years, we will talk again about whether we have reached the point where our graduates can take the exams. Let us discuss it then. We are convinced that in principle this should be possible. By then we will also be convinced that there was no reason to fear that our method of education would bring about what is so very evident in the schools where compulsion is strongest, where I have seen in both the lowest and highest grades that things are in a bad way when it comes to respect. I do not think that we can take it as gospel that respect only thrives where there is compulsion in education, and that meanwhile our children are thumbing their noses behind their teachers” backs. If you deal with a child in the right way with a friendly warning, that is better than a box on the ear.
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164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science II
27 Sep 1915, Dornach Rudolf Steiner |
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Enchantingly, it smiles and beckons In those moments of mystery The divine to us Alone, we want to grasp it, And also captivate it, even in the garb of transience And call, a second, foolish self Chaining ourselves to our destiny: “Found - found!” Only gods and fairy-tale heroes are refreshed by the nectar of eternal folly, little people are guided by reason, and reason, the ravenous giantess, she feeds and strengthens herself only from shattered ideals! |
She told me that, according to the materialistic-mechanical view, she did not believe in God and thus also not in the opponent of God, Satan. But she had an enormous power of human experience and that is what shaped her in the great two-volume epic “Robespierre”, which is permeated throughout by such moods as you have heard. |
For example, if you are looking for the cause of the son, you have to look for complexes of causes in the father and mother in order to be able to say that these are the causes of the child. But it is also true that although such causes may be present, they have no effect, namely when a woman and a man have no children. |
164. The Value of Thinking for Satisfying our Quest for Knowledge: The Relationship Between Spiritual Science and Natural Science II
27 Sep 1915, Dornach Rudolf Steiner |
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In connection with Mr. von Wrangell's description of the materialistic-mechanical world view, I spoke yesterday of the poet Marie Eugenie delle Grazie as an example of someone who really took the materialistic world view seriously, I would even say at its word. One could indeed ask: How must a person who has elementary, strong feelings for everything human that has been instilled in people through historical development, how must such a person feel when they assume the materialistic-mechanical worldview to be true? That is more or less how Marie Eugenie delle Grazie – it was now 25 to 30 years ago – faced the materialistic-mechanical world view. She called Haecke/ her master and assumed that, to a certain extent, Laplace's head with its world view is right. But she did not express this world view in theory, but also allowed human feeling to speak, on the assumption that it is true. And so her poems are perhaps the most eloquent testimony to the way in which the human heart can relate to the materialistic-mechanical world view in our time, what can be sensed, felt, and perceived under her premise. And so that you may have a vivid example of the effect of the materialistic-mechanical view on a human heart, we will first present some of these poems by Grazia Deledda. [Recitation by Marie Steiner]
I believe that it is precisely in such an example that one can see where the materialistic-mechanical world view must lead. If this world-view had become the only one prevailing and if men had retained the power of feeling, then such a mood as that expressed in these poems must have seized men in the widest circle, and only those who would have continued to live without feeling, only these unfeeling ones could have avoided being seized by such a mood. You don't get to know and understand the way of the world in the right way through those merely theoretical thoughts with which people usually build worldviews, but you only get to know the strength of a worldview when you see it flow into life. And I must say that it was a profound impression when I saw, now already a very long time ago, the mechanistic-materialistic worldview enter the ingenious soul – for she may be called an ingenious soul – of Marie Eugenie delle Grazie. But one must also consider the preconditions that led to a human heart taking on the mechanistic-materialistic worldview. Marie Eugenie delle Grazie is, after all, by her very background, I would say a cosmopolitan phenomenon. She has blood of all possible nationalities in her veins from her ancestors. She got to know the sorrows of life in early childhood, and she also learned in early childhood how to rise to find something that carries this life to a higher power through a higher power; because her educator became a Catholic priest who died a few years ago. The genius of Delle Grazie revealed itself in the fact that she had already written a book of lyric poems, an extensive epic, a tragedy and a volume of novellas by the time she was 16 or 17. However much one might object to these poems from this or that point of view, they do express her genius in a captivating way. I came across these poems back in the 1880s, when they were first published, and at the same time I heard a lot of people talking about Delle Grazie. For example, I heard that the esthete Robert Zimmermann, who wrote an aesthetics and a history of aesthetics and was an important representative of the Herbartian school of philosophy (the Herbartians are now extinct), and who was already an old man at the time, said: Delle Grazie is the only real genius he has met in life. A series of circumstances then led to me becoming personally acquainted with and befriending delle Grazie, and a great deal was said between us about worldviews and other matters. It was a significant lesson to see on the one hand the educator of delle Grazie, the Catholic priest, who, professionally immersed in Catholicism, had come to a worldview that he only expressed with irony and humor when he spoke more intimately, and on the other hand, delle Grazie herself. From the very first time I spoke to her, it was clear that she had a deep understanding of the world and life. As a result of her education by the priest, she had come to know Catholic Christology from all possible perspectives, which one could get to know if one was close to Professor Mäüllner - that is this priest - who, for his part, had also looked deeply into life. All this had taken shape in the delle Grazie in such a way that the world view she had initially been given by this priest – you have to bear in mind that I am talking about a seventeen-year-old girl – that life brings in the way of evil and wickedness, pain and suffering, so that the idea of a work of fiction arose from this, which she explained to me in a long conversation: she wanted to write a “Satanide”. She wanted to show the state of suffering and pain in the world on the one hand, and on the other hand the world view that had been handed down to her. Now the materialistic-mechanical worldview fell into such a soul. This worldview has a strong power of persuasion, it unfolds a huge power of logic, so that it is difficult for people to escape it. I later asked Delle Grazie why she had not written the Satanide. She told me that, according to the materialistic-mechanical view, she did not believe in God and thus also not in the opponent of God, Satan. But she had an enormous power of human experience and that is what shaped her in the great two-volume epic “Robespierre”, which is permeated throughout by such moods as you have heard. I heard her read many of the songs myself while she was still writing it. Two women became sick at one point. They could not listen to the end. This is characteristic of how people delude themselves. They believe in the science of materialism, but if you were to show them the consequences, they would faint. The materialistic worldview truly makes people weak and cowardly. They look at the world with a veil and yet still want to be Christians. And that, in particular, seemed to Marie Eugenie delle Grazie to be the worst thing about existence. She said to herself something like the following: Everything is just swirling atoms, atoms swirling around in confusion. What do these whirling atoms do? After they have clumped together into world bodies, after they have caused plants to grow, they clump together people and human brains and in these brains, through the clumping together of atoms, ideals arise, ideals of beauty, of all kinds of greatness, of all kinds of divinity. What a terrible existence, she said to herself, when atoms whirl and whirl in such a way that they make people believe in an existence of ideals. The whole existence of the world is a deception and a lie. That is what those who are not too cowardly to draw the final consequences of the materialistic-mechanical world view say. Delle Grazie says: If this world of whirling atoms were at least true, then we would have whirling atoms in our minds. But the whirling atoms still deceive us, lie to us, as if there were ideals in the world. Therefore, when one has learned to recognize the consequences that the human mind must draw when it behaves honestly in relation to the materialistic-mechanical world view, then one has again one of the reasons for working on a spiritual world view. To those who always say, “We have everything, we have our ideals, we have what Christianity has brought so far,” it must be replied, Have we not brought about the powerful mechanistic-materialistic worldview through the way we have behaved? Do you want to continue like this? Those who want to prove the unnecessaryness of our movement because this or that is presented from other sides should consider that despite the fact that these other sides have been working for centuries, the mechanistic-materialistic worldview has grown. The important thing is to try to grasp life where it actually occurs. It does not depend on what thoughts we entertain, but on our looking at the facts and allowing ourselves to be taught by them. I have often mentioned that I once gave a lecture in a town on the subject of Christianity from the standpoint of spiritual science. There were two priests there. After the lecture they came to me and said: That is all very well and good what you say there, but the way you present it, only a few understand it; the more correct way is what we present the matter, because that is for all people. — I could say nothing other than: Excuse me, but do all people really go to you? That you believe it is for all people does not decide anything about the matter, but what really is, and so you will not be able to deny that numerous people no longer go to you. And we speak for them because they also have to find the way to the Christ. — That is what one says when one does not choose the easy way, when one does not simply find one's own opinion good, but lets oneself be guided by the facts. Therefore, as you could see yesterday, it is not enough to simply read the sentences of a work like the Wrangell book in succession, but rather to tie in with what can be tied in. I would like to give you an example of how different writings in our branches can be discussed, and how what lives in our spiritual science can clearly emerge by measuring it against what is discussed in such brochures. The next chapter in Wrangell's brochure is called:
Here, Mr. von Wrangell expresses himself on the formation of concepts in a way that is very popular and is very often given. One says to oneself: I see a red flower, a second, a third red flower of a certain shape and arrangement of the petals, and since I find these the same, I form a concept about them. A concept would thus be formed by grouping together the same from different things. For example, the concept of “horse” is formed by grouping a number of animals that have certain similarities in a certain way into a single thought, into a single idea. I can do the same with properties. I see something with a certain color nuance, something else with a similar color nuance, and form the concept of the color “red”. But anyone who wants to get to the bottom of things must ask themselves: is this really the way to form concepts? I can only make suggestions now, otherwise we would never get through the writing, because you can actually always link the whole world to every thing. To illustrate how Mr. von Wrangell presents the formation of concepts, I will choose a geometric example.1 Let us assume that we have seen different things in the world and that we find something limited one time, something else limited the next time, and something else limited the third time, and so on for countless times. We often see these similar limitations and now, according to Mr. von Wrangell's definition, we would form the concept of a “circle”. But do we really form the concept of a circle from such similar limitations? No, we only form the concept of a circle when we do the following: Here is a point that is a certain distance from this point. There is a point that is the same distance from that point, and there is another point that is the same distance and so on. I visit all the points that are the same distance from a certain point. If I connect these points, I get a line, which I call a circle, and I get the concept of the circle if I can say: the circle is a line in which all points are the same distance from the center. And now I have a formula and that leads me to the concept. The inner elaboration, the inner construction actually leads to the concept. Only those who know how to conceptualize in this way, who know how to construct what is present in the world, have the right to speak of concepts. We do not find the concept of a horse by looking at a hundred horses to find out what they have in common, but we find the essence of the horse by reconstructing it, and then we find what has been reconstructed in every horse. This moment of activity, when we form ideas and concepts, is often forgotten. In this chapter too, the moment of inner activity has been forgotten. The next chapter is called:
Thus, in a very neat way, as they say, Mr. Wrangell seeks to gain ideas about the concepts of space and time, of movement, being and happening. Now it would be extremely interesting to study how, in this chapter, everything is, I might say, “slightly pursed” despite everything. It would be quite good for many people - I don't want to say just for you, my dear friends, but for many people - if they would consider that a very astute man, an excellent scientist, forms such ideas and goes to great lengths to form ideas about these simple concepts. At the very least, a great deal of conscientiousness in thinking can be learned from this. And that is important; for there are so many people who, before they think about anything, the cosmos, do not even feel the need to ask themselves: How do I arrive at the simple ideas of being, happening and movement? - As a rule, that is too boring for people. Now, a deeper examination would show that the concepts, as Mr. von Wrangell forms them, are quite easily linked. For example, Mr. von Wrangell says so offhand: “The sense of touch in connection with seeing creates the idea of space.” Just think, my dear friends, if you do not use the writing board to draw a circle, but draw the circle in your imagination, what does the sense of touch have to do with it, what does seeing have to do with it? Can you still say: “The sense of touch in connection with seeing creates the idea of space”? You cannot. Someone might object, however, that before one can draw a circle in one's imagination, one must have gained the perception of space, and that one gains this through the sense of touch in combination with seeing. Yes, but here it is a matter of considering what kind of perception we form at the moment when we touch something through the sense of touch. If we imagine ourselves as endowed only with the sense of touch and touching something, we form the idea that what we touch is outside us. Now take this sentence: “What we touch is outside us.” In the “outside us” lies space, that is, when we touch an object, we must already have space within us in order to carry out the touching. That was what led Kant to assume that space precedes all external experiences, including the experience of touching and seeing, and that time likewise precedes the multiplicity of processes in time; that space and time are the preconditions of sensory perception. In principle, such a chapter on space and time could only be written by someone who has not only thoroughly studied Kant but also is familiar with the entire course of philosophy; otherwise, one will always have carelessly defined terms with regard to space and time. It is exactly the same with the other terms, the terms of “being” and “happening”. It could easily be shown that the concept of being could not exist at all if the definition given by Mr. von Wrangell were correct. For he says: “When things that we perceive through our senses evoke the same sensory impressions within a certain period of time, we gain the idea of ‘being’, of existence. If, on the other hand, the impressions received from the same thing change, we gain the idea of 'happening'. You could just as easily say: If we see that the sensations of the same thing change, we must assume that this change adheres to a being, occurs in a being. We could just as easily claim that it is only through change that being is recognized. And if someone wanted to claim that we can only arrive at the concept of being if the same impressions are evoked within a certain time – just think! – then if we wanted to arrive at the concept of being in this way, it would be quite possible that we would not be able to arrive at the concept of being at all; there would be nothing at all that could be connected to the concept of being. In this chapter, “Concepts of Space and Time,” we can learn how to find concepts that are fragile in all possible places with great acumen and extraordinarily honest scientific rigour. If we want to form concepts that can survive a little in the face of life, then we must have gained them in such a way that we have at least to some extent tested them in terms of their value in life. You see, that is why I said that I had only found the courage to talk to you about the last scenes of “Faust” because for more than thirty years I have repeatedly lived in the last scenes of “Faust” and tried to test the concepts in life. That is the only way to distinguish valid concepts from invalid ones; not logical speculation, not scientific theorizing, but the attempt to live with the concepts, to examine how the concepts prove themselves by introducing them into life and letting life give us the answer, that is the necessary way. But this presupposes that we are always inclined not merely to indulge in logical fantasies, but to integrate ourselves into the living stream of life. This has a number of consequences; above all, that we learn to believe that if someone can present seemingly logical proofs for this or that – I have mentioned this often – they have by no means yet presented anything for the value of the matter. The next chapter is called:
Mr. von Wrangell is taking the standpoint of the so-called principle of causality here. He says: All rational thinking must assume that everything we encounter is based on a cause. In a sense, one can agree with this principle of causality. But if you want to measure its significance for our vital world view, then you have to introduce much, much more subtle concepts than this formal principle of causality. Because, you see, to be able to indicate a cause or a complex of causes for a thing, it takes much more than just following the thread of cause and effect, so to speak. What does the principle of causality actually say? It says: a thing has a cause. The thing that I am drawing here [the drawing has not been handed down] has a cause, this cause has another cause and so on; you can continue like this until beyond the beginning of the world and you can do the same with the effect. Certainly this is a very reasonable principle, but you don't get very far with it. For example, if you are looking for the cause of the son, you have to look for complexes of causes in the father and mother in order to be able to say that these are the causes of the child. But it is also true that although such causes may be present, they have no effect, namely when a woman and a man have no children. Then the causes are present, but they have no effect. With the cause, it just depends on whether it is not just a cause, but that it also causes something. There is a difference between “being the cause” and “causing”. But even the philosophers of our time do not get involved in such subtle differences. But if you take things seriously, you have to deal with such differences. In reality, it is not a matter of causes being there, but of their effecting something. Concepts that exist in this way do not necessarily correspond to reality, but they allow us to indulge our imagination. Goethe's world view is fundamentally different. It does not go to the causes, but to the archetypal phenomena. That is something quite different. For Goethe takes something that exists in the world as an appearance, that is, as a phenomenon - let us say that certain color series appear in the prism - and he traces it back to the archetypal phenomenon, to the interaction of matter and light, or, if we take matter as representing darkness, to darkness and light. In exactly the same way, he deals with the archetypal phenomenon of the plant, the animal and so on. This is a world view that faces facts squarely and does not merely spin out concepts logically, but groups the facts in such a way that they express a truth. Try to read what Goethe wrote in his essay “The Experiment as Mediator between Subject and Object” and also what I was able to publish as a supplement to this essay. Also try to read what I my introductions to Goethe's scientific writings in Kürschner's Deutsche National-Literatur, then you will see that Goethe's view of nature is based on something quite different from that of modern natural scientists. We must take the phenomena and group them not as they exist in nature, but so that they express their secrets to us. To find the archetypal phenomenon in the phenomena is the essential thing. This is what I also wanted to imply yesterday when I said that one must go into the facts. What people like us think of the mechanistic-materialistic world view is of little consequence. But if one can show how, in 1872, one of its representatives stood before the assembled natural scientists in Leipzig and said that the task of natural science was to reduce all natural phenomena to the movements of atoms, then one points to a fact that also points to a primal phenomenon of historical development. The reduction of historical development to primal phenomena is demonstrated by pointing out what Du Bois-Reymond said, because that is a primal phenomenon in the materialistic-mechanical worldview process. If you proceed in this way, you no longer learn to think like in a glass chamber, but to think in such a way that you become an instrument for the facts that express their secrets, and you can then test your thinking to see whether it really conforms to the facts. I will relate the following not to boast but to tell of my own experiences as far as possible. I prefer to speak of things I have experienced rather than of various things I have thought out. If anyone absolutely insists on believing that what I am about to say is said to boast, let him believe it, but it is not so. When I tried to describe Goethe's world view in the 1980s, I said, based on what one finds when one immerses oneself in it: Goethe must have written an essay at some point that expresses the most intimate aspects of his scientific view. And I said, after reconstructing the essay, that this essay must have existed, at least in Goethe's mind. You can find this in my introduction to Goethe's scientific writings. You will also find the reconstructed essay there. I then came to the Goethe Archive and there I found the essay exactly as I had reconstructed it. So you have to go with the facts. Those who seek wisdom let the facts speak. This is, however, the more uncomfortable method, for one must concern oneself with the facts; one need not concern oneself with the thoughts that arise. The next chapter is entitled:
If I were to read you “Truth and Science,” I could show you the correct thought and the correct understanding, and show you how this is another example of superficial thinking. First of all, I would like to know how there could ever be a mathematics if we were to start from our sensations in all our thinking. Then we would never be able to arrive at a mathematics. For what should our sensation be when we ask: What is the magnitude of the sum of the squares of the two legs of a right-angled triangle in relation to the square of the hypotenuse? But Wrangell says: “Since our sensation is that from which we, as the directly given, start in all thinking, we also judge what we address as the external world, first of all, according to what goes on in us.” - You can't do much with this sentence. We want to see further:
I have said before: the child pushes against the table and beats the table because it attributes a will to it. It judges the table as its equal because it has not yet developed the idea of the table in itself. It is exactly the opposite, and the next chapter also suffers from this confusion:
If we wish to speak of the regularities in nature in this way, then we must not forget that we speak of such regularities in quite different ways. I pointed this out in “Truth and Science”. Let us suppose, for example, that I get dressed in the morning, go to the window and see a person walking by outside. The next morning I get dressed again, look out the window again, and the person passes by again. The third morning the same thing happens, and the fourth morning as well. I see a pattern here. The first thing I do is get dressed, then I go to the window; the next thing is that I see the person walking outside. I see a pattern because the events repeat themselves. So I form a judgment, and it should be: Because I am getting dressed and looking out the window, that's why the man is passing by outside. Of course, we don't form such judgments, because it would be crazy. But in other cases it seems as if we do; but in reality we don't even then. But we do form concepts, and from the inner construction of the concepts we find that there is an inner lawfulness in the appearances. And because I cannot construct a causality between my getting dressed, looking out the window and what passes by outside, I do not recognize any causality either. You can find more details about this in “Truth and Science”. There you will find all the prerequisites, including the one presented by David Hume, that we can gain knowledge about the laws of the world from repetition. The next chapter is called:
Goethe objected to such conclusions: Did a Galileo need to see many phenomena like the swinging kitchen lamp in the dome of Pisa to arrive at his law of falling bodies? No, he recognized the law after seeing this phenomenon. That's how he understood it. It is not from the repetition of facts, but from the inwardly experienced construction of facts that we learn something about the essence of things. It was a fundamental error of modern epistemology to assume that we can gain something like the laws of nature by summarizing the facts. This so obviously contradicts the actual gaining of natural laws, and yet it is repeated over and over again. The next chapter:
The chapter is therefore called “Astronomy, the oldest science”. Now one would actually first have to go into what the oldest astronomy was like. Because the main thing to consider is that the oldest astronomy was such that people did not look at the regularity, but at the will of the spiritual beings that cause the movements. However, the author has today's astronomy in mind and labels it as the oldest science. Sometimes it is really necessary to pursue the truth in one's method quite unvarnished, that is, with no varnished method. And when the chapter here on page 13 is called “Astronomy, the oldest science,” I compare it - because I stick to the facts and don't worry about them - with what is on page 3. It says there, “that according to my studies I am an astronomer.” Perhaps it could be that someone who is a mathematician or a physiologist would come to a different conclusion; so one should not forget what is written on page 3. It is of great importance to point out a person's subjective motives much more than one usually does, because these subjective motives usually explain what needs to be explained. But when it comes to subjective motives, people are really quite peculiar. They want to admit as few subjective motives as possible. I have often mentioned a gentleman whom I had met and who said that when he did this or that, it was important for him not to do what he wanted to do according to his personal preference, but to do what corresponded least to his personal preference, but which he had to regard as his mission imposed on him by the spiritual world. It was of no use to make it clear to him that he must also count licking his fingers as part of his spiritual mission when he says to himself: I do everything according to my mission imposed on me by the spiritual world. — But he masked that, because he liked it better when he could present what he liked to do so much as a strict sense of duty. The next chapter:
Do you remember the lecture on speed that I once gave here? [In this volume.]
This is where the learned scientist begins to speak. You only need to look around a little to see what a desire for objectivity permeates scientists, to strive for what is independent of the subjective human being, to strive to apply objective standards. The most objective way to do this is to actually measure. That is why what is gained through measurement is considered real science. That is why Mr. von Wrangell talks about the measurement itself in the next chapter.
This is a very nice little chapter, which vividly demonstrates how, through measurement, something can initially be said about size ratios. The next chapter:
You see, this chapter is so good because it allows us to visualize in simple terms how we take shortcuts in life. We can easily see this if we start with the old clocks, with the water clocks. Suppose a man who used the water clock had said, “It took me three hours to do this work.” What does that mean? What does that mean? You would think that everyone understands this. But you don't consider that you are already relying on certain assumptions. Because the person concerned should actually have said, if he had expressed facts: While I was working, so and so much water flowed out from the beginning to the end of my work. Instead of always saying: from the beginning to the end of my work, so and so much water has flowed out, we compared the outflow of water with the course of the sun and used an abbreviation, the formula: I worked for three hours. We then continue to use this formula. We believe we have something factual in mind, but we have left out a thought, namely, so and so much of the water has flowed out. We have only the second thought as an abbreviation. But by giving ourselves the possibility that such a fact becomes a formula, we distance ourselves from the fact. And now think about the fact that in life we not only bring together work and a formula, but that we actually talk in formulas, really talk in formulas. Just think, for example, what it means to be “diligent”. If we go back to the facts, there is an enormous amount of facts underlying the formula “to be industrious”. We have seen many things happen and compared them with the time in which they can happen, and so we speak of “being industrious”. A whole host of facts is contained in this, and often we speak such formulas without reflecting on the facts. When we come back to the facts, we feel the need to express our thoughts in a lively way and not in nebulous formulas. I once heard a professor give a lecture who began a course on literary history by saying: “When we turn to Lessing, we want to look at his style, first asking ourselves how Lessing used to think about the world, how he worked, how he intended to use it, and so on. And after he had been asking questions like this for an hour, he said: “Gentlemen, I have led you into a forest of question marks!” Now just imagine a “forest of question marks,” imagine you want to go for a walk in this forest of question marks; imagine the feeling! Well, I also heard this man say that some people throw themselves into a “bath of fire.” I always had to think about what people look like when they plunge into a fire bath. You often meet people who are unaware of how far they are from reality. If you immerse yourself in their words, in their word-images, and try to make sense of what their words mean, you find that everything disintegrates and flies apart, because what people say is not possible in reality. So you can learn a great deal from these perceptive chapters on 'Measuring' and on 'The Principle Underlying Clocks', a great deal indeed. I cannot say with certainty when I will be able to continue discussing the following chapters of this booklet. Today I would just like to note that, of course, I only wanted to highlight examples and that, of course, this can be done in a hundred different ways. But if we do this, we will ensure that our spiritual-scientific movement is not encapsulated, but that we really pull the strings throughout the world. Because the worst thing would be if we closed ourselves off, my dear friends. I have pointed out that thinking is of particular importance and significance, and therefore it is important that we also take some of what has been placed before our souls in recent weeks, so that we think about it, understand it in the most one-sided way and implement it in life. For example, when people have spoken of “mystical eccentricity,” then that has happened for a good reason. But if people now think that one should no longer speak of spiritual experiences, that would be the greatest nonsense. If spiritual experiences are true, then they are realities. The important thing is that they are true and that we remain within spiritual boundaries. It is important that we do not fall from one extreme to the other. It is more important that we really try not only to accept spiritual science as such, but also to realize that spiritual science must be placed within the fabric of the world. It would certainly be wrong to believe that one should no longer do spiritual science at all, but only read such brochures in the branches. That would also be an incorrect interpretation. One must reflect on what I meant. But the great evil that I have indicated, that many people write instead of listening, is prevented by the fact that we listen and do not write. Because if only the kind of nonsense that really happens when lectures are transcribed is produced when they are rewritten, and we believe that we definitely need transcribed lectures, then, my dear friends, I have to say, firstly, that we place little value on what has appeared in print, because there is actually plenty of material that has already been printed; and secondly, it is not at all necessary for us to always chase after the very latest. This is a quirk of journalism that people have adopted, and we must not cultivate it here. Thoroughly working through what is there is something essential and meaningful, and we will not spoil our ability to listen carefully by copying down what we hear, but will have a desire to listen carefully. Because scribbling something down rarely results in anything other than spoiling the attention we could develop by listening. Therefore, I believe that those of us who want to work in the branches will find opportunities when they think they have no material, but they do have such material. They no longer have to go to each person who has copied down the lecture to get rewritten lectures, just so that they can always read the latest one aloud. Really, it depends on the seriousness, and the fact that work in this direction has not been very serious has produced many phenomena, albeit indirectly, from which we actually suffer. So, my dear friends, I don't know yet exactly; but when it is possible again, then perhaps on Saturday I will continue the discussion of the excellent, astute brochure by Mr. von Wrangell, which I have chosen because it was written by a scientist and has a positive and not a negative content.
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197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Tr. Unknown Rudolf Steiner |
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The religious ideas of the West have a great deal of human jurisprudence in them. We let the gods mete out punishments of the kind we know earthly courts of law impose. If we truly wish to get beyond the merely human we must firmly decide not to think in entirely human terms. |
We might ask why they do not submit to the will of the gods who guide normal progress. They simply do not. We have to accept that as a fact. The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. |
They came up to me afterwards and said: ‘No objection can be raised to what you have been saying’—this by the way was many years ago now—‘but we have to say that whilst it is true that we say the same thing we do say it in such a way the everybody can understand it’. My reply was: ‘Reverend fathers, surely it is like this: You or I may have some kind of inner feeling that we are speaking for everybody, but that is not the point, for that is a subjective feeling. |
197. Polarities in the Evolution of Mankind: Lecture I
05 Mar 1920, Stuttgart Tr. Unknown Rudolf Steiner |
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The challenges presented by our age really have to be faced by every individual human being today. I have made it quite clear on a number of occasions that to understand the way individuals need to face those challenges we must be aware of how human evolution progresses all over the globe. The whole course of human evolution can only be clearly understood if we gain more profound insight into the powers that intervene in the course of earth evolution as a whole and also in human lives. I have used a number of different approaches to show that as human beings we are part of an ongoing evolution that may be said to be taking its normal course. Spiritual science enables us to follow its progress over extended periods of time. I have also pointed out that there are certain powers that have different goals for mankind than the powers who desire to guide humankind in the normal course of evolution, a course during which the earth repeatedly comes to physical manifestation. Some of those powers we would call luciferic, others ahrimanic. I have spoken of this a number of times. It is necessary to take a very serious view of these things today, but our hearts and minds cannot really achieve this serious mood unless we pay proper attention to the way these luciferic and ahrimanic powers intervene directly in human lives. As you know, a new era in human evolution started during the 15th century, very different from anything that went before. Thinking of this you will want to be aware of the many ways in which life is different in the present age, which had its beginning in the 15th century, if we compare it to the preceding age. We may say that one particular feature of the present age is that intellectual thinking has developed since the middle of the 15th century. Humankind has to undergo a major process of education in the course of Earth evolution. Part of it is this training of the intellect. Human beings had to find out, as it were, how human life can be lived when the emphasis is on intellectual thinking. They could never have been raised to be truly free individuals if the intellectual principle had not become part of them. We have no clear idea today of the extent to which people differed from us before the middle of the 15th century, particularly in this respect. We tend to take the things we are given for granted, without giving them much thought. We are now generally dealing with the peoples of civilized countries who are inclined to think with the intellect, and we have come to believe that people have always been thinking like this. That is not the case, however, Before the middle of the 15th century people were thinking in a different way. They simply did not think in the abstract terms in which we think today. Their thinking was very much more vivid and concrete, immediately bound up with the objects of the world around them. They were much more bound up with the feelings and will impulses that can be experienced in the human soul. We are living very much in our thoughts, though we are not sufficiently aware of this. We are not even aware of the source from which this way of thinking, the intellectual approach which we take so much for granted, has evolved. We shall have to go a long way back in human evolution to get a real understanding of the origins of this way of thinking, this intellectualism. Another question we must ask ourselves is whether anything still remains of the human activity out of which our thinking has evolved. You know that older evolutionary forces persist into later ages and continue to be present side by side with those that are normal to the age in question. This also applies to our thinking. Reminders, echoes of thinking, of an activity similar to our thinking are experienced in our dreams, when a whole world of images emerges from our night time sleep. Experience teaches us to distinguish between the world of thoughts we evolve between waking up and going to sleep and the world of dream images which we experience in an entirely passive way. If we go back to earlier times in human evolution we find that the further back we go the more does the life of the soul during waking hours come to resemble the mental activity we know in our dreams today. Present-day thinking is the fruit of later stages of evolution. During earlier stages along this path the human soul developed activities more akin to dreaming. If we follow this dreamlike activity of the human soul a long way back we find ourselves going beyond Earth evolution as we know it. We come to a time when the earth had taken a physical form in the cosmos that preceded the present one. We have got used to calling it the Old Moon evolution. Human beings were part of this as well, but in an entirely different form. During that Moon evolution, i.e. the time when the earth materialized in a form that preceded the present one, the human being, the true ancestor of modern man, was still completely etheric. His soul became active in a way that was definitely dreamlike, consisting of dream images. The peculiar thing about this was that it related to the outer world in a way that is quite different from the soul activity we know as thinking. I would say that when our soul is active in thought we find ourselves rather isolated within the world. The world is outside us, it has its own processes. We reflect on those processes in our minds, but just when we think we are reflecting most profoundly on those external processes we actually feel ourselves entirely outside them. Indeed we often feel that we are best able to think about those external processes if we keep ourselves well isolated from them, withdrawing into ourselves. The human ancestor who was dreamy in his thinking, if I may put it like this, did not have that feeling. Developing in his way in his dreams what we develop in our way when we are thinking, he knew himself to be intimately bound up in everything he experienced with what went on in the world. We see the clouds, we think about them, but we do not feel that the powers alive in the clouds are also alive in our thinking. Our human ancestor did have the feeling that the powers alive in a cloud were also alive in his thinking. This ancestor said—and I must translate what he said into our language, for his language was a silent one compared to ours: The powers that are alive and active in the cloud out there produce images in my mind. He saw himself no more isolated from the great universe in which the cloud revealed its essential nature than my little finger is able to think itself isolated from the rest of me. If I were to cut it off it would wither; it would no longer be my finger. The human ancestor felt that he could not exist apart from the universe that belonged to him. My little finger might well say: The blood which pulses through the whole of the body also pulses within me; the whole of my organic life is governed by the same laws as the organic life of the rest of the body. The human ancestor said: I am part of the universe; the power that pulses within me as I evolve images is the same as the power that is alive and active in the forming of clouds. That is how the human ancestor felt himself to be closely related, intimately bound up, with the whole world. We need to feel isolated from everything that goes on outside us in our thinking, as though the umbilical cord has been cut and we are separate from the essential origins and causes of the existing world. In ordinary life we are not aware of the pulses beating throughout the universe. Our thinking has grown abstract. Our thinking tells us nothing, as it were, of what is alive and active within it. This provides the actual potential for the freedom of human beings, a freedom where we do not feel that something is thinking in us but that we ourselves do the thinking. The human ancestor was unable to form ideas independently of the universe as a whole. The human ancestor felt himself to be bound up with the existing world; he knew that this existing world contained more than just abstract forces of nature. He knew that power was also wielded by entities that differed from human beings, entities that did not have a physical body such as the human body, though human beings might feel that they had citizenry of the universe in common with them. The ancestor was not aware of ‘forces of nature’; he felt himself to be in communion with nature spirits. Today we may say that everything that happens in nature follows the laws of nature, and we are part of that nature. For the human ancestor who lived in a far distant past it was natural to say that everything that happened in nature outside himself happened out of will impulses of the spirits of nature. We say the earth attracts the bodies that are on it due to gravity, and according to the law of gravity the gravitational pull decreases at a rate that is proportional to the square of the distance between the two objects. We call this a special case of a law of nature. When we speak of nature we base ourselves on such abstract notions. The human ancestor knew that an essential spiritual element was present in the phenomenon we have made into an abstract gravitational force. Certain spiritual powers who may be said to be involved in human evolution thus developed a relationship to human beings. This would normally cease the moment Earth evolution proper began for the human being. At that point human beings would be released from the tutelage of those spiritual powers, powers they had felt to be flowing and floating into them during the Old Moon stage. So we must ask ourselves what it was that made human beings grow independent of the guidance of spirits with whom they had felt at one, however dimly. It happened when the mineral kingdom became part of human nature. In those far distant times of which I have just spoken, human beings did not yet have the mineral kingdom within them. Their organization would not have been perceptible to our present-day sense organs, for it did not yet include mineral elements. To grasp this without getting caught up in preconceived notions we need to consider what it truly means when an organism includes the mineral kingdom. People tend to be superficial in their thinking about such things. We look at a mineral, a stone, and quite rightly consider it to be the way it presents itself to our observation. Then, however, we look at a plant in exactly the same way we look at a stone. In reality it is not the actual plant we see. A plant is really something entirely beyond sensory perception. Consider a system of forces that in a sense has the qualities of an image. Its relationship to the mineral kingdom is that this otherwise invisible organization soaks up the mineral kingdom and the forces that are active between individual component elements in the kingdom. I have a plant before me. It is an invisible system of forces that absorbs mineral principles from the mineral kingdom. The result is that the mineral aspect occupies the space also occupied by the invisible system of forces. I see this mineral aspect, though it is merely something the plant, which is not perceptible to the senses, has absorbed. That is how it is even with a plant. When we talk about plants today we are really talking only of the minerals contained within them and not about the plants themselves. It is important that we clearly understand this in the case of a plant, for it also applies to animals and humans, only more so. During the Old Moon stage, then, human beings did not have this mineral inclusion. Human beings living on the present earth have been made in such a way that they need the mineral kingdom, having absorbed the mineral kingdom and its forces into them, as it were. What significance does this have for human nature? In the first place human beings acquired a mineral body for thinking in images the way they did at the earlier stage. As evolution progressed the mineral human body provided the basis for intellectual thinking. This happened at a relatively late state, from the middle of the 15th century onwards, having been a long time in preparation. Modern intellectual thinking is based on the fact that human beings have received a mineral body into them. As human beings we need a mineral body first and foremost to be able to think. The older form of thinking in images had been based on what we call the third elemental kingdom. The mineral kingdom had the function to transform this pre-earthly form of thinking into our earthly way of forming ideas on the basis of thought. Within the great scheme of things the spirits with whom human beings had to feel themselves connected, in forming those ideas that were images in the distant past, were then relieved of their function. We will have to picture those spirits rather differently from the way we are accustomed to picture non-human entities. People, even people of good will who may admit that there is more to life than is apparent to the senses, tend to stick too close to the human form. This anthropomorphism takes over whenever people try and create an image in their minds of anything that is above the human sphere. It is easy to accuse Feuerbach and Buechner1 of being anthropomorphists. We have seen more than enough of this kind of thing. We have seen the legal way of thinking evolve in the Western world, with earthly misdeeds and crimes judged by earthly judges who impose penalties, and so on. The rewards and punishment meted out for sins, i.e. for something belonging to a sphere beyond this earth and seen more as imperfections in the Christian faith, have gradually come to look more like the proceedings in an earthly court of law. The religious ideas of the West have a great deal of human jurisprudence in them. We let the gods mete out punishments of the kind we know earthly courts of law impose. If we truly wish to get beyond the merely human we must firmly decide not to think in entirely human terms. We must think beyond anything anthropomorphic, and that indeed is what really matters in human life. That is the approach we must use if we want to see clearly that the spirits who influenced the thinking in images which human beings had at the time of the Old Moon lost that function in the normal progress of human evolution but are not prepared to accept this with good grace. We might ask why they do not submit to the will of the gods who guide normal progress. They simply do not. We have to accept that as a fact. The original intention was that they should only influence dreams within the human sphere and everything related to dreaming. In the context of today's lecture we refer to them as luciferic spirits. Their proper sphere would be everything that has to do with dreaming and anything related to this. They are not satisfied with this, however. They haunt the human way of thinking that has evolved out of their own sphere, human thinking now bound to the mineral sphere. When we allow anything that normally rules our dreams, the life of the imagination, to enter into our thinking we fall prey in our thinking to luciferic nature, to the influence of spirits that should only have influenced the old form of thinking in images that belonged to the human ancestors. They have retained their power and instead of limiting themselves to our dreaming, our life of the imagination, our creative artistic work, they are constantly trying to influence our thoughts and make them dependent on impulses similar to those that existed in pre-earthly times. Our thinking is still greatly influenced by elements coming from this source, by the luciferic principle. It is justifiable to ask in all seriousness what powers are these that have such an influence on our thinking. These influences arise from the sphere where we human beings are still rightfully dreaming and rightfully asleep above all else. They come from the sphere of our feelings and emotions. We experience our feelings the way we normally experience dreams and we experience our will the way we experience sleep. There we are still rightly cocooned in a world which becomes a luciferic world as soon as it evolves in our thinking. We therefore will not manage our evolution as human beings properly unless we make the effort to evolve other thoughts as well, thoughts increasingly independent of mere feelings and emotions, of anything arising in us out of dreamlike inner experience even when we are fully awake. Theoretical principles will not help us achieve this, only life itself can do so. We find, however, that the mental habits humankind has acquired put up great resistance to the cultivation of mind and soul that is needed. We must be on the lookout for this resistance. We find that in the present time in particular people are not prepared to listen to anything that does not arise from their own inner prejudices, their feeling of how things should go, their personal preferences. They are not in the habit of listening to anything which in a way has been decided independently of human beings, requiring merely their consent. I should like to give you a brief example which I used on one occasion to explain to someone that there is an important difference with regard to what human beings are thinking. Many years ago I gave a lecture in a town in southern Germany—today it is no longer in southern Germany—on the wisdom taught in the Christian faith.2 —As you know, it is always necessary to limit the subject matter presented in a particular lecture and one can only speak within that context. When people hear just a single lecture, such a single lecture will impress one person in one way and another in a different way, particularly if one has been objective and dispassionate in presenting the subject. It certainly would not be possible for anyone to get an idea concerning the total philosophy that lies behind a single lecture if they just listened to that one lecture. If the wisdom taught within the Christian faith is the subject for example, it will of course be impossible to conclude from the contents of the lecture what the speaker thinks about the connection between light and electricity, say. It is therefore possible for something to happen the way it did on that occasion. I spoke about the wisdom taught within the Christian faith and two Roman Catholic priests were in the audience. They came up to me afterwards and said: ‘No objection can be raised to what you have been saying’—this by the way was many years ago now—‘but we have to say that whilst it is true that we say the same thing we do say it in such a way the everybody can understand it’. My reply was: ‘Reverend fathers, surely it is like this: You or I may have some kind of inner feeling that we are speaking for everybody, but that is not the point, for that is a subjective feeling. After all it is perfectly natural—if we go entirely by our feeling I, too, must believe that I am speaking for everybody, just as you think you do; that is self-evident; otherwise we would do it differently. But we are now living in an age when our belief that something is justifiable does not count. We need to let the facts speak for themselves. We must learn to look to the facts. Subjectively you believe you are speaking for everybody. But now let me ask you about the facts. Does everybody still come to your church? That would show that you are speaking for everybody. You see, I speak to those who do not come to your church to hear you speak. My words are for those who also have the right to hear of the wisdom taught in Christianity.’ That is how we must take our orientation from what the facts have to tell. It is necessary for us to tear ourselves away from our subjective feelings. If we do not do so the luciferic element will enter into our thinking. We would not have gone through the truly dreadful campaign of untruthfulness that has gone around the world in the last five years, the final consequence of something that has long been in preparation, if people had learned to pay rightful attention to what the facts have to tell and not to their emotions, with nationalists the worst in stirring up such emotions. On the one hand there is the absolute necessity today to do something about our thinking and to comply even if something goes against the grain. On the other hand people dislike having to be so true to reality that one looks to the facts for guidance. We shall not be able to attain to the higher worlds and the knowledge to be gained there if we do no train ourselves in rigid adherence to the facts of the external world. Once you have got at least to some extent into the habit of liking to hear the facts you will often suffer tortures when people of the present age want to tell you something. Very often the kind of thing you hear people say is: ‘Oh, someone said something and that was frightful, quite terrible!’ Terrible in what way? You say is was terrible but that only tells me how you felt about it. I really want to hear exactly what it was. ‘Well, it really was terrible what was said there…’ And these people simply do not understand. All the time they want to describe their subjective feelings concerning the matter, whilst you want to hear an objective report of what they actually saw. It is especially when people tell you something someone else has told them, that it is quite impossible to tell if they are simply passing on what they have heard or if they have actually looked into the matter they are talking about. This is an area where one has to remind people again and again that truthfulness concerning the knowledge to be found in supersensible spheres can only be achieved if we train ourselves as far as possible to adhere closely to the facts in the sense-perceptible world. That is the only way in which human beings can overcome the luciferic elements that stream into their thoughts—by learning to base ourselves on the facts. On the one hand mankind is open to luciferic influences, on the other to ahrimanic influences. It had to be said that thinking here on earth evolved from earlier stages of human soul life when human beings absorbed a mineral body, as it were. This mineral body is indeed the organ for the earthly way of thinking. It does however bring it predominantly into the sphere of the powers we call ahrimanic. We can of course become aware of the need to base ourselves on the facts, on a real world that will get us out of the habit of being swayed by our subjective emotions. We must not, however, fall prey to the kind of thinking that is nothing but an inner activity arising from the mineral body. Here we come upon a truth that many people find highly unpalatable. You know how some are idealists or spiritualists and others are materialists. There is plenty of discussion in the world as to which is the right approach, spiritualism or materialism. All these debates are of no value whatsoever for certain regions of the human organization. Human beings can develop in two ways. We can use the mineral body we have absorbed into ourselves as the instrument for our thinking, and indeed we have to use it, otherwise we would merely be dreaming. But we can also rise beyond this instrument in our thoughts; we can develop a spiritual point of view, spiritual vision. If we do this we will of course have been thinking with the aid of our material organization, but we will have used this to reach a further stage of human development, ascending to the world of the spirit as a result. On the other hand we can stop at the point where as earth beings we let our mineral body do the thinking. It is perfectly able to do so. That in fact is the danger, and materialism cannot be said to be wrong in its views, particularly where thinking is concerned. This mineral body is no mere photographic print. It is able to think for itself, though its thinking is subject to the limits of life on earth. We need to raise the experience our mineral body is able to give us into the spheres that lie beyond sensory perception. It is therefore possible to say that it may indeed be true that human thoughts are merely something exuded by the human mineral organization. That may indeed be right, but human beings must first do it right. Human beings have the freedom to develop on earth in such a way that they are merely the product of matter. Animals cannot do this; they do not get to the point where mineral inclusion leads to the development of thinking activity. Animals cannot choose to prove the truth of the materialistic point of view. Human beings are at liberty to prove the truth of the materialistic point of view; all it needs is the will to do so out of a materialistic attitude to life. Human freedom is such that people are indeed free to make materialism come true for the human kingdom, that is, they can take a course that will lead to human beings on earth concerning themselves only with material things. Fundamentally speaking, therefore, it is a matter of choice if we become materialists. If we are strong enough to bring to realization what people are told is a materialistic attitude then this attitude will be made to come true by human beings. This influence on human beings comes from ahrimanic powers. They want to keep everything connected with Earth evolution at the point which has been reached for human beings by that very Earth evolution—that is the point of having a mineral organization. They want to make human beings perfect, but only as far as their mineral organization is concerned. The luciferic powers want to keep human beings, who now have acquired a mineral organization, at the earlier stage that was right for them before they acquired a mineral organization. So we have two powers pulling at the traces, luciferic and ahrimanic powers. The luciferic spirits want to get human beings to a point where they finally cast off their mineralized bodies and go through an evolution that has no relevance in earth life and has merely been an episode in earth life. The luciferic spirits aim for the gradual elimination of everything relating to the earth from the whole evolution of mankind. The ahrimanic spirits aim to take firm hold of this earthly, mineral aspect of human beings, isolate it from progressive evolution and let it stand on its own. That is how luciferic and ahrimanic spirits are pulling in different directions. It is absolutely vital that having presented the large outline we now come to apply this to ordinary everyday life. We do not consider a U-shaped bar of iron to be a horse-shoe when it is in fact a magnet. In the same way we really should not consider human life to be entirely the way it may appear on the outside. If you shoe a horse with magnets you fail to realize that a magnet has more to it than a horse-shoe. Yet it happens quite often nowadays that people speak of human life exactly like someone who shoes his horse with magnets rather than with horse-shoes. People have no hesitation in speaking of positive and negative electricity in the inorganic sphere, or of positive and negative magnetism, yet they hesitate to speak of luciferic and ahrimanic elements in human life. These are just as effective in human life as positive and negative magnetism are in the inorganic sphere. It is just that the idea of positive and negative magnetism is more easily understood. It does not take as much effort to grasp it as it does to grasp the idea that there are luciferic and ahrimanic elements. That is also the reason why we shall only learn to deal with the empty talk one hears today, empty talk that turns into lies, by knowing that it is luciferic by nature. Similarly we shall only learn to deal with everything that shows itself here and there as the materialistic point of view by knowing that it is ahrimanic by nature. In future mere external characterization will not get us anywhere when we want to understand human life; all we would be doing is talk around the subject and commit the most stupid of errors when we try and apply such ideas to real life. One thing we would not be doing is to see human life in such a way that social impulses can be gained from our knowledge of human institutions. This has a very much to do with the utter seriousness required when looking at everything connected with evolutionary trends where humankind is concerned. We cannot gain understanding of the life we are now living unless we raise our vision from earthly concerns to spheres beyond this earth. There is a particular point to this. Looking back into earlier stages of human evolution—though not as far back as those I have spoken of earlier—people generally base themselves on such historical documents as are available. There are historians—well-known names—who say that the history of humankind is made up of everything to be found in the written records. If you start from such a definition of history, like the historian Leopold von Ranke, you will obviously arrive at a particular kind of history. The art of writing is itself part of history, however, it has evolved from something else, and in real terms one cannot do anything with this kind of definition. We need only go back as far as Chaldean-Babylonian times, to ancient Egyptian times, and we shall find that at that period of human evolution human beings still related to the cosmos in a very different way. People today have no real idea of what it meant to connect one's life to the course of the stars, the planets, and their position relative to the fixed stars of the zodiac. These things have become an empty abstraction nowadays. Do you think a modern astrologer delving into ancient astrological writings to compile his horoscopes—if at least he does search through the old writings, and does not produce new ones; the new ones are terrible!—has even the slightest idea of the living connection which the ancient Egyptians and Chaldeans felt to exist between human beings and the movements and positions of the stars viewed from the earth? Everything is different today. It has to be said that an important part of human evolution since those times has been the narrowing down of human awareness to the physical world. What did those Egyptians know of the earth? It was the ground under their feet. They knew more about the heavens. They moved in the vertical in gaining their experience. The ancient Greeks did not yet go into the horizontal either; they, too, gained their experience by going vertically. The vertical came to be reduced as the horizontal started to spread. The maximum limitation human beings experienced in their knowledge of the heavens came with the great increase in knowledge of the earth that came when men sailed around the globe and found that having sailed away to the west they would return from the east. It was necessary for human understanding in the vertical direction to become obscured. Human beings had to be isolated from the universe so that they could find within themselves the only power that can lead to human freedom. Moral impulses will arise out of this human freedom in their turn. Human beings therefore no longer relate to the spheres beyond the earth in the vertical fashion the ancient Greeks and Chaldeans did. We have had the training that only a horizontal surface can give and must now ascend again in moral, ethical terms. We must learn how human life is influenced by powers that do not show themselves in the course taken by the world that exists outside us. Those are the luciferic and ahrimanic powers. People tend to put their minds to other things, however, and sometimes I also have to tell you something relating to our spiritual movement that takes its orientation in anthroposophy. This has accepted the task of working out of the full seriousness the time demands and listening to the language spoken from the cosmos beyond this earth, as it were, a language which tells us that we must once again come to see the way the human being is connected with the whole cosmos. Again and again, however, things make themselves heard in this work—please forgive the abrupt change of subject—which even today draw attention to some very peculiar points of view taken by people who oppose our aims of furthering the progress of mankind. Let me read you a passage from a letter that is really typical. As I said, please forgive the abrupt change of subject but we are obliged to inform you of all kinds of things that are going on at the present time with the purpose of undermining and destroying this movement which endeavours to take up the challenge of the present age. There is someone in Norway3 who had made it his task to destroy our movement. To assure himself that he has a right to do so, this man is writing to leading figures—that is how one does these things nowadays. He wrote to a publication called Politisch-anthropologische Monatsschrift [Political Anthropological Monthly]. This journal sent him the following information: ‘Dr Steiner is a Jew of the purest water. He is connected with the Zionists, indeed associated with them, and works for the Entente.’ The editor added that they—i.e. people of this kind—'have had their eye on him for some time.’ I just wanted to tell you this in conclusion, as yet another case among the many one gets today, with a new one coming up almost daily. That is the attitude anthropologists are now taking to the efforts being made in the anthroposophical field.
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272. Faust, the Aspiring Human: A Spiritual-Scientific Explanation of Goethe's “Faust”: Mystical Knowledge and Spiritual Revelation of the Nature Perception of Spirits
15 Aug 1915, Dornach Rudolf Steiner |
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And then we see, the Pater ecstaticus shows us how the soul inwardly, in the manner of Meister Eckart or Johannes Tauler or Suso, takes in the divine reign, so that the soul comes to the point of confessing with Meister Eckart: “Not I, but the God in me wills and thinks and feels.” For if the soul continues to ascend, it will perceive spiritual revelation in nature from the elemental world, as we see in the Pater Profundus, whose inner being expands throughout the whole, all-encompassing nature. |
We see how he really does know the development of mysticism in the progression of the three fathers, and on the other hand, we find how he wonderfully separates the initially unified choir of angels into two groups: the choir of younger angels and the choir of more mature angels. |
Just try to find that wonderful intensification which now lies in the peculiar feeling, the rhythmic formation of the words: By the love that made of thy Son, transfigured with God, We feel something like a trickling nearby. At the well to which Abram used to lead his flock, At the bucket that was allowed to touch the Savior's cool lip; At the pure, abundant spring, Which now flows forth from thence, Abundant, eternally bright, Through all the worlds it flows — Imagine how it expands! |
272. Faust, the Aspiring Human: A Spiritual-Scientific Explanation of Goethe's “Faust”: Mystical Knowledge and Spiritual Revelation of the Nature Perception of Spirits
15 Aug 1915, Dornach Rudolf Steiner |
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after a eurythmy presentation of Faust's Ascension We tried to give eurythmy performances related to Goethe's “Faust” at Easter and Whitsun and at the Feast of the Assumption. In a way, we felt the need to have these performances ready by the Feast of the Assumption. You will recall that, in connection with the previous descriptions from Goethe's Faust, I tried to show how the way in which Goethe went through his spiritual development can be highly effective as a model because we can see in him can see how the great personality, in particular, slowly and gradually acquires and slowly and gradually works through the process of arriving at a point of view regarding a matter that can then satisfy him. How many people believe that they are good Christians and understand Christianity. We had to point out that at the time when Goethe wrote the first scenes of his Faust, he basically had, if not an anti-Christian, then, one might say, an un-Christian way of feeling. Just take a look at what has been preserved as the – forgive me for using the distasteful title, but it has become common – so-called “Urfaust” (the “Primal Faust”), and then what was published under the better title “Faust, a Fragment”. We can see from this that Goethe had to grow quite old before he was able to insert a Christian element into these things in the meaningful way of expressing the most secret impulses of his soul. This soul needed infinite deepening in world knowledge and world feeling. And when the fragment of Faust appeared in 1790, it did not yet contain the scene that Goethe could only write at a much more mature age, the scene where Faust is stopped from taking the step he wants to take, from suicide, by the Easter bells. It was only at a mature age that Goethe felt compelled to introduce this Christian element into the first part of his Faust. A genius must live through and experience much, much more before he feels ripe in his own way, whereas many others feel ripe so soon. And we see that Goethe really felt this way, so that he added something Christian, something of Christianity, to “Faust,” which he had begun in his youth – but also already in his later youth – and had carried out in certain scenes. It is now characteristic that Goethe, so to speak, needed a new approach to work his way through his way of feeling and the inner workings of his feelings towards the world – I would say through a realm from which the Christian impulses have been torn – before he could approach Christianity in a new way, in a way that would satisfy his later age, and also in a poetic way. Yesterday I already pointed out to you how appropriate and professional, to use the pedantic expression, the whole structure of the last scene of the Ascension of Faust is. But we look even deeper into the matter when we realize something else from the spiritual considerations. Let us imagine: in a particularly suitable natural setting – a wilderness, mountain gorge, rocks and everything possible that makes an impression corresponding to mysticism – a choir, we can imagine a monks' choir, approaches and absorbs what is happening in its consciousness. We have heard why this choir of monks is there. To put it on a real footing, Goethe needed this consciousness outside as a medium to absorb the events associated with Faust's soul ascending into the spiritual world. What is happening? The choir first points out to us what is going on. We can say: this choir senses that which is otherwise dormant as movement. The world of the spirits of form is slowly beginning to merge into the world of the spirits of movement. It spiritualizes as it begins to be moved, that which confronts us elementarily – everything initially in motion:
Why is that? Yes, that is because we are to be shown how a soul is to rise from this earthly existence, the physical plane, up into the spiritual world. A soul is to be wrested from the physical plane – the physical plane is also nature – a soul is to be wrested from nature. We now know that nature is permeated by the elemental world, that at the moment we pass from the rigid existence of nature to the elemental existence, everything is truly in motion. We cannot imagine that we can conjure up before our soul the idea of the soul of Faust ascending into the spiritual worlds if we cannot vividly visualize for ourselves the coming to life of nature and the release from the life of nature in relation to the soul of Faust. For it must be said: in the face of so much that is unhealthy, especially in mystical and occult movements, we have, in all that is allowed to tie in with Goethe's occultism, something thoroughly healthy, rooted in the solid ground of world reality. Goethe would not be able to present the spiritual world to us in any other way than by linking it to what confronts man on the physical plane, to nature, by showing, as it were, how nature spiritualizes itself before the healthy senses. And Goethe would never have said yes to an occultism that was not intimately connected with a real love of knowledge and of penetrating nature. We can do an enormous amount to heal our spiritual science by striving to understand the secrets of nature. This is difficult in our time because, as was shown yesterday for research into the wisdom of the bakis or other things that arise before the soul's eyes in spiritual development, nature is approached in such a foolish way. And how is it? Just as those seemingly infinitely profound explanations of Goethe's eight lines, which are supposed to refer to everything possible, while they refer to slippers and cigars, so it is in reality with much of what is said today by science about nature. You see how much of what passes today as natural science bears just as little relation to the truth as what was communicated to you yesterday bears to philological science, and how Goethe's wisdom bears to what it actually refers to. That is why it is difficult in our time to gain from science the relationship to nature that Goethe actually has. But we must strive unceasingly to make our occultism thoroughly healthy. And there is no better, no more dignified starting point for our time than what Goethe has contributed to occultism. We see how in the consciousness of the choir – whereby this now really enters into the impersonal of nature, in that the echo resonates – the spiritual of nature breaks free. And we can now hope that the same consciousness, which is capable of seeing through nature in such a way that everything comes from deep within nature, can also see the ascending soul. By first seeing it at all, the soul that is ascending in spirit sees it, completely placed in real life. But how do you get to see this spiritual world? I already mentioned yesterday: it is presented to us in a dignified way in three stages, in that the consciousness of the choir, which has a general awareness that spiritual essence is hidden within nature, the consciousness of the Pater ecstaticus, the consciousness of the Pater profundus, the consciousness of the Pater Seraphicus: these are successive stages of soul development. How the mystical development rises from self-absorption and the self to the realization of a further spirituality of nature, than the choir can see through, is shown to us in the transition from Pater ecstaticus to Pater profundus , and then in the transition from Pater profundus to Pater Seraphicus, how the soul can develop healthily, can truly develop into the spiritual world, so that it can see the spiritual world in its depths. Goethe had received guidance on this early in his youth, when he learned of the kind of contact Swedenborg had with the spirit world. We know that we should not overestimate this, but for Goethe it was a powerful stimulus. Swedenborg recounts that he associated with spiritual beings in such a way that they came very close to his mind, that they took possession of his sense organs, that they, guided by his eyes, saw the world and, of course, were able to communicate what they had seen and heard quite differently than the human soul. Thus Swedenborg experiences the spiritual world through those English beings who enter his sense organ. This made a great impression on Goethe, this entering of spirits into the human organism. So that in a certain respect it had become quite familiar to him how such a spirit deals with the spiritual world. These things were quite familiar to Goethe in general. What we have not yet been able to present here - we will do so later when our building is finished - is the fact that the Pater ecstaticus floats up and down. On May 26, 1787, Goethe wrote about Filippo Neri: “In the course of his life, the highest gifts of religious enthusiasm developed in him: the gift of tears, of ecstasy, and finally even of rising from the ground and floating above it, which is considered by all to be the highest.” I want to emphasize this because I must tell you that Goethe did not write this unconsciously or as a mere fantasy, but because he was very well versed in these things, he knew them, knew them deeply. So he doesn't just let Pater ecstaticus float up and down because it occurs to him; we have to bear in mind that Goethe was a man who spoke of Filippo Neri in this way. This deepens the feeling tremendously. What is needed much less in these matters are clever explanations, and much more the ability to immerse oneself in Goethe's soul, to see how deeply he was connected in his soul with this ascent of the human being on this path of mystical knowledge. And then we see, the Pater ecstaticus shows us how the soul inwardly, in the manner of Meister Eckart or Johannes Tauler or Suso, takes in the divine reign, so that the soul comes to the point of confessing with Meister Eckart: “Not I, but the God in me wills and thinks and feels.” For if the soul continues to ascend, it will perceive spiritual revelation in nature from the elemental world, as we see in the Pater Profundus, whose inner being expands throughout the whole, all-encompassing nature. Then the human soul, having undergone this, ascends to direct communication with the spiritual world, as we see in the case of Pater Seraphicus, who now really comes to perceive such spirits , such as the blessed boys, the midnight-born, who live as spiritual entities in all the spiritual activity and life that develops here between the dwellings of the anchorites and monks. Thus, what comes to us most vividly – and it is the presentation of this living reality that is important – is that Goethe guides Faust's soul up into the spiritual world, but that he needs a spiritual setting to do so. We can guess how nature is set in motion, how elemental life rises out of nature, how nature's beings then develop into consciousnesses, which are ever higher, with the soul developing into the embrace of spiritual beings, as is the case with the blessed boys, and how it can then be the souls of penitents and also the soul of Faust himself. The entire spiritual scene contains this. And then there are wonderful increases right up to the end, where the Chorus mysticus expresses the mystery of the world, where we see how our spiritual eye is lifted up into a spiritual world. We make the ascent from standing in nature and on the firm ground of the physical plane to the spiritual worlds, into which the soul of Faust is taken. During Goethe's lifetime, only the first part of Faust had been published, as we now have it. Then the scene: “Charming Area”, Faust bedded on flowery grass. Then individual parts of the scene at the “Imperial Court” from the first act of the second part. In it, a transition to the “Classical Walpurgis Night”, but not the Walpurgis Night itself, and then the “Helena Scene”. Even during Goethe's lifetime, many people had thoughts about how Faust could be completed. If you follow these thoughts – and some of them were even printed – you will find that people already knew that Faust's soul must be redeemed, must ascend into the spiritual world. But all the ideas that people have come up with have something - there is no other way to put it - abstractly vague, something extraordinarily vague about them. Goethe once said to Eckermann that he had to call on Christian imagery to help him move from the vague to what he wanted to present as a spiritual reality. And so, in his very old age, we are once again confronted with this wonder. Consider that Goethe wrote the whole pagan part, the whole pre-Christian part: Faust's connection with Helen. Then again something that is certainly not anti-Christian: the fourth act of “Faust”, that only after he has once more plunged into that in which not directly Christian impulses are at work, after he has once more wriggled through there, he is again to present the riddle of Faust in the highest sense, that only in his very old age, out of all pagan cult, he must plant Christianity in “Faust”. Goethe had to live to be eighty years old so that he could say to himself that he is able to use the Christian ideas in such a way that they are a garment for the path that the soul of Faust has to go. It was Goethe who really paved the way for us to understand the Christ impulse more and more, a path we refer to in spiritual science. And the beginnings of this understanding, which we have now been able to experience, will be followed by many others in the future, when we are no longer able to be present or can only be present in subsequent incarnations. Goethe was the first to do this through spiritual science: to connect the penetration of reality with what flows in our soul through the Christ impulse. And Goethe has presented this in tremendous depth, but in such a way that it is always vivid and always appropriate. Nature stands before us. The choir of monks, who initially appear before us pointing to the spiritual, see the elements emerging from nature, and spiritual-soul entities join the elements, that comes out of nature. Goethe already perceived this as a specifically Christian view. Christianity is not about always saying: Christ, Christ and Christ again! Christianity is not about always repeating Christian dogmas. It is a way of feeling, of relating to the world. And this feeling, this relating to the world, comes across in a wonderful way in the way Goethe presents it. The way this feeling lives through and permeates the last scenes of Faust is eminently Christian, and its Christianity is particularly evident to us in that the whole of Faust — despite the fact that some fragments and some parts remain unfinished — is so artistically great and so powerfully conceived that one only gradually comes to understand the tremendous artistic conception. And before us stands the broad natural existence of the physical plane, which we see, in the truly Christian sense, transformed into the elementary and truly spiritual existence. Faust is led into this after he has gone through his connection with Helena, with the ancient spiritual world. Here, too, we are confronted by spiritual beings. Helena is led up from the underworld. Faust encounters her. She is surrounded by a chorus, twelve choruses surround Helena. When Helena returns to the underworld, the chorus stands there, and at this end of the third act the chorus shows itself to us as not yet fully matured into humanity, as elemental beings. And how does the chorus disappear in the third act of the second part of Goethe's 'Faust'? That is very interesting! There we are also dealing with elemental beings. And when Helen disappears, the chorus of these elemental beings also disappears. The chorus divides into four parts. What happens to one quarter of the chorus? Well, three members of the chorus describe how they disappear: they disappear into nature. Where Goethe presents paganism, he shows us the elemental beings who, as the twelve-voice chorus, surround Helen. They now disappear and merge with nature. Feel how the first part of the choir enters into nature:
That is, these beings of the choir become trees, become nature. They may then approach us, out of the Christian impulses, when they approach us again as a
The pagan elemental spirits disappear into nature, and they emerge again where the Christ impulse has come alive on the earth. Oh, how wonderfully this chorus disappears with Helena, and then - we know it from the last scene - when the beings, who have received the Christ impulse as blessed boys, emerge from nature. And take the other part of the chorus:
Truly, these are the same rocks into which these elemental beings have slipped, and then “cling”, and from which the beings of the spiritual world later emerge, after they have received the Christ impulse. You can see how deeply felt this Faust poem is, how there are other connections in it than those usually observed. And it is these connections that are so important. Goethe was aware of this. That he was aware of this is clear from a very specific suggestion that Goethe wanted to make when he was not quite finished with the third act of the second part of Faust. He had completed it roughly up to the disappearance of Helena and up to the “going out into nature” of these elemental choruses, just up to this scene, roughly as far as I have read now. Then he wanted to do what he did in a sense at the end of the third act, to let Mephisto arise from Phorkyas, and now Mephisto was supposed to express what Goethe actually wanted with this Faust at the conclusion of his “Faust.” That he let it be spoken through the mouth of Mephisto was for reasons of performance, because Mephisto is, so to speak, the one who brings about the third act after all. The third act is incorporated into “Faust” as a classical-romantic phantasmagoria. Mephisto is, so to speak, the one who introduces the third act with a kind of spiritualistic laboratory magic, he is supposed to say what Goethe actually wants by continuing “Faust”. At a time when Goethe already realizes that he must incorporate the Christ impulse into his work, he wants to say through Mephistopheles: “Certainly, there have always been times when people have recognized that at the bottom of sensual existence there is spiritual existence. We can go back to the mysticism of ancient India and ancient Egypt, where it was known and described that at the basis of natural existence there is something spiritual. But it does not befit us, Goethe wanted to say, to understand this spiritual reality today in the same way as it was understood in these ancient mystical systems. The Christ Impulse has brought into the world something completely new in relation to all ancient mysticism and all ancient wisdom. The old can no longer serve us. That is what Goethe wanted to say. And I am not just asserting that he wanted to say it, but the passage has been preserved. It is not in 'Faust' now, but the passage has been preserved, conceived by Goethe, with corrections added by his scribe, as indicated by Goethe. At the end of the third act, it is said how he demands the newer Christ impulse for his “Faust”, how he does not want some ancient wisdom, but something completely new in the sense of the Christ impulse. For Mephisto, when he is to appear before the audience, should speak the following words:
- Euphorion is meant –
Goethe already senses something of those teachings that have come and have etymologically concocted everything, but he wants nothing to do with any of them, because he says here:
Goethe says: not Egyptian, not Indian, but “to be a faithful disciple of newer symbolism”! Then he came to incorporate the Christ impulse into his “Faust” in this way – not just by adding a Christian element here or there, but by enshrining the entire way in which the soul presents itself in the flow of his creation. And as we can see, he does that. We see how he really does know the development of mysticism in the progression of the three fathers, and on the other hand, we find how he wonderfully separates the initially unified choir of angels into two groups: the choir of younger angels and the choir of more mature angels. And when you read what the younger angels say and what the more mature angels say, we again find something quite remarkable. Take what the younger angels say first:
- one must remember the previous scene –
But the angels can already be perceived in the previous scenes. These are now the younger angels. It is impossible to say how deeply one is touched when one lets the appropriateness of such a representation take effect on one. The younger angels – why that, the younger angels? That means: they are younger, they do not yet have so much connection with the earthly world. In pre-Christian times, angels are the beings who cover their faces at all before the Incarnation on earth, who do not mix in the pre-Christian times with what is happening down below on earth. They remain at the very top in spiritual spheres. Now think how characteristic these younger angels are, who have not yet found their way into the Christian sphere, but who are up there, who have not yet descended during the Christian sphere. Consider how the Elohim are characterized at the creation of the world. After the creation is presented to us from day to day, we are then told at the end: “And they saw that it was good,” or “beautiful.” The word that is used is difficult to translate. It means that the Elohim are such spiritual beings that they first make things and then see that it was beautiful. That is what matters. These are the other kind of entities that have attained perfection on the old moon and are now transitioning spiritually into earthly existence, doing first and then seeing and perceiving that it has been successful. These younger angels must have the perception of these spiritual entities; they must first say what they have done. Now they realize that they have strewn roses from the hands of the penitent, that they themselves have caused pain to the old Satan master. So appropriately, Goethe writes that he knows: beings that have not come into contact with the Christian world only recognize the beauty and goodness of what has been done afterwards:
That the victory was won comes afterwards. You see, I'm not delirious!
The blessed boys are there long ago, and they have something to do with the appearance of these angels, but the angels only realize that they are there when the whole scene is set. Goethe is fully aware of all this. They do not carry that which is connected with the earth in the soul of Faust; that must be borne by those who have become a little older, more perfect, who have descended through the Mystery of Golgotha and come into contact with the earthly.
say the more mature angels, not the younger ones.
And then they explain that through the Mystery of Golgotha they have now attained an insight for which the other angels veil their faces, how spiritual power connects with the elements that are mixed with the nature of earthly life. It is something quite tremendous to perceive how Goethe describes it, so expertly and appropriately, and how he knows how to characterize the individual members of the spiritual world correctly. When one compares the colorful, characterless stuff that others, who also wanted to represent spirits, concoct, it sometimes looks as if someone wanted to describe the external nature and would say: Oh, I went through the forest and meadow and saw such wonderful blue roses and such wonderful yellow chicory and such beautiful red and yellow violets and the like in the meadows – which is all wrong. Those who know the spiritual world find some descriptions to be extremely inept because everything is wrong. With Goethe, everything is right! That is the essential thing, to perceive not a crazy interpretation, but to perceive how this soul is rooted in the spiritual world at the moment when it decides to describe a spiritual event from within itself, as is the ascent of Faust into the spiritual world. And in doing so, the artistic, artistic compositional element in the spiritual! I once tried to show you how, quite apart from what the Gospel of John actually is, there is something in the mood of the Gospel of John that makes it one of the greatest works of art. Remember the Kassel cycle on the Gospel of John! Truly, artistic endeavors of this kind, striving for artistic perfection in the spiritual, we find everywhere in Faust, but in such a way that the artistic in it is really, in being artistic, at the same time spiritually right. That is the significant thing. For it is essential that the world should more and more recognize that what is really recognized and experienced out of the spirit is the right thing, even when it is placed in the world. What is spun out of the spiritual usually looks like a house of cards in the world. But what is recognized out of the spiritual can be placed in the world. This was the aim in the architecture of our building, that it should be truly created out of the spiritual. Therefore everything is feasible. It makes one all the less scrupulous when here and there people come and say: they don't like this and they don't like that. There are people like that who find fault with this or that in our building. But if you know the world a little and know that or to what extent people belong to the choir of those who interpret Goethe in the same way as that gentleman I told you about, you don't care about all the criticism, because that gentleman, for example, who was mentioned, could say whatever he wants about our construction and our way of thinking and so on, you wouldn't need to be impressed. And such is the spirit of the people after all. You just have to know life a little. But that which is born of the spiritual is possible because it is spirit and artistry at the same time. And today I would like to point out at least one more thing. Three penitent women, together with the penitent woman otherwise called Gretchen, come to meet us. Yes, the artist never does that – the real, true artist – he never says: Now, I will have three penitent women appear. Where can you find three penitent women? – Of course, you can meet all kinds of people in life. There are people, really, such people, who take a rhyming dictionary and make up poetry according to it, you can start at the alphabet – whatever rhymes with that – and then comes the second line and so on. I knew people like that too. But a true poet, an artist, doesn't even do that. He doesn't just take three penitent women in any old way. Instead, as is particularly characteristic of Goethe, he brings us another of those wonderful intensifications, a case of wonderful inner composition that is both factually accurate and correct. What are the three penitent women supposed to be? First Mary Magdalene, then the Samaritan woman at the well, and then Mary of Egypt. Well, I have already hinted at it. They are meant to show us that there is something eternal in the female nature - “an eternal star of love” - that, as it were, cannot be eroded, Goethe wants to say, when it unites with the female soul, even with guilt. The love, the love that Christ brought, despite the fact that in their outer life they were by no means model human beings, but their souls were such that they could understand love. If we think about this correctly, we must say: Yes, something like the Christ impulse spreading throughout the world first seizes what is nearest, then it seizes what is further, then it seizes what is furthest. And it would be wonderful if the Christ's impulse of love spread like a wave, if it also took hold of the guilty and outshone the guilty, drawing ever wider circles. So, Mary Magdalene, the Jewish, the Hebrew woman, directly from the land that was intimately connected with Christ Jesus in Judaism: the closest environment is taken hold of by Christian love. Then He goes beyond the realm of Judaism, but still into the neighboring region, to the Samaritans, who have no ethnic community with the Jews: the second circle. And then He comes to the third circle. You know that what is presented as being very far removed from Christianity is presented as Egyptian: the Egyptian Mary. She comes from what is even more foreign out there in the pagan world, which is now grasped in a distant way, pushed back as if by an invisible hand because of the sin of touching the cross, and only atoning for the guilt through a forty-year penance: how far the waves of love reach out there! We really see them, the waves of love, as they spread, and we understand something of what gradually crystallizes in Goethe's imagination as that which he then finally describes as the “eternal feminine”, in whose conception every trace of inferiority must be removed. And the outpouring of love corresponds exactly, I might say, to the tone, the whole manner in which Goethe put the words into his mouth. Just try to find that wonderful intensification which now lies in the peculiar feeling, the rhythmic formation of the words:
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