343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Insights into the Mystery of Golgotha
01 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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How the old heathen point of view of the church fathers, namely Clemens von Alexandria, was still completely accepted, so that in the oldest Christian times they were totally overtaken by the pagan in Christian teaching, and this Augustine could no longer accept, because in his human soul constitution it was no longer appropriate. |
You can think about it in any way you like, but if I speak sincerely and honestly, I certainly regard part of Luther's soul constitution as this pointing in, if I may call it so, of God's finger, not out of belief but out of recognition. Luther's state of mind or soul constitution became something quite different under the influence of such a deed; it happened so that certain inner sources were opened. |
It was only now that man was basically condemned to fall away from God through his intellectualism. The whole danger of intellectualism which pushes too far to greater abstraction, lived itself out in Luther's soul, and Luther really experienced it with such vehemence as described in his vicious battle at Wartburg Castle. |
343. Foundation Course: Spiritual Discernment, Religious Feeling, Sacramental Action: Insights into the Mystery of Golgotha
01 Oct 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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Prayers were said from various sides before the start of the lecture, and a particular wish was expressed to hear more closely about the battle of Luther's soul. Rudolf Steiner: Yes, my dear friends, if I want to continue exploring which what we started, in various directions, it is important that I firstly touch on what existed in ancient Christianity, and then what unfolded out of the various forces working from ancient Christianity leading to the rise of the Evangelical-Protestant experience. We must be quite clear that during the time in which the Mystery of Golgotha took place, those people who would at least have a tendency to accept Christianity, were still of a totally different soul constitution, than what was later the case. The Mystery of Golgotha took place in the human evolution during a time in which it had basically nothing at all to do with, I could call it, pursuing the objective course of the world in a spiritual-scientific way. This is quite extraordinary. When you try to deepen yourself particularly into the objective course of the world, as it is presented in its totality, incorporating the physical, soul and spiritual, you have a strong impression regarding the development in the 8th century before Christ. Once again, you will get this strong impact—this can already be noticed in outer knowledge—regarding the time which I've often spoken about, in the 15th century. The time epoch stretching from the 8th century BC to 15th AD creates roundabout an epoch in which humanity's development, if you follow this development spiritual-scientifically, was unfolding and can be called the Mind- or Intellectual Soul; in other words, it was the epoch of the Mind- or Intellectual Soul development. In its purest form it comes out of the Greek people's evolution. I call it Mind Soul but ask you, please, not to connect an intellectual concept to this term. Should you want to study the Mind Soul today, as it had developed out of Greekdom, then you need to study such individuals who had in a certain sense some kind of clairvoyance, not schooled clairvoyance but an atavistic one; inherited clairvoyance which can still pop up in some people at present. You can see that the content of the world appears to such people as imaginative, made up of images. If you should ask them to describe their pictorial impressions—of course only if no physical deformation disorder is involved, but when the whole thing is pure—you discover an extraordinary amount of understanding in the images thus depicted. They describe some processes in the spiritual world in pictures. They receive the images, but they get the sense of them as well. They can't help it if they include understanding in the images they receive because they take place together. Up to the 15th Century the soul constitution of many people were still not as developed as the mind is today, but they were inspired by their minds, they could have revelations in the mind. Only after the 15th Century did intellectualism develop which means that the mind had to be actively laboured with inwardly in the soul. Logic had to be developed, it was something to be worked at; it was not, so to speak, just given to the soul. That is the essential difference in the soul constitution of more modern people in comparison with those in this earlier epoch. When you go still further back, to the evolutionary period of mankind, before the 8th century BC, then you arrive at an epoch where such pictorially filled imaginations initially developed as involuntary imaginations. You get to an epoch which reached back to the 3rd century and find that just this reading in the cosmos which I've described for you this morning, unfolded and appeared in the human soul as pictorial imaginations, still existed in the time of the Mystery of Golgotha, in naive and simple mind natured people. By contrast we have an epoch since the 15th century in which human consciousness must veer to freedom, and this can only happen when people create their own thought forms, out of themselves. If we simply study world processes objectively, we initially have no reason to believe in the Mystery of Golgotha. We need to attain intuitive knowledge in the sense in which I've depicted in my book "Knowledge of the Higher Worlds and its attainment," and then you get the idea that the Mystery of Golgotha can be seen as falling out of the entire remaining course of the world view. (Writes on the blackboard.) If I namely have 8 centuries BC before here, the 15th century, then we have a particular process which must be considered as flowing together, and now gives a particular impact in our years of one or zero. To a certain extent we can research from the oldest times the evolution of the earth and man, and we will reach a certain stage in the development, but we do not arrive at seeing the Mystery of Golgotha within this research. We definitely come through research of this evolution, if we do not look at the Mystery of Golgotha, to the feeling: we are moving to the end of the earth, as human beings we must find our grave in the earth.—This way we arrive at quite a decisive conclusion of the earth dying away. Then we can turn our gaze to the Mystery of Golgotha and so we will find that the earth was renewed, fructified by the Mystery of Golgotha, that a new seed from the expanse contained up to that moment evolutionary streams, and that this new seed, having arrived through the Mystery of Golgotha, forms the foundation for the renewal of the earth. This is primarily the meaning of the Gospel's words which I mentioned yesterday when I said: The spiritual beings who remained on the earth would have perished with the earth (if the Mystery of Golgotha had not taken place): The demons screamed when they saw the Christ, because he stripped them of their rulership. This is certainly a real process. You can be quite certain it isn't merely about accepting some or other event given in the Bible, but it is about a clear observation of the processes. The Mystery of Golgotha does not even fall in the middle of these time slots (between 8 BC and 15 AD), because the middle of this time is in about the middle of the 4th century. Therefore, this event doesn't even fall into the middle, so one could say: The event of Golgotha is something which took place in contrast to the world of necessity, taking place through divine freedom entering into the earth. It is a deed of freedom coming out of the divine worlds, it certainly was given to humanity from outside, as a gift from the divine world order. As a result, it can't be understood by those who want to observe the continuous historic processes, they may not be able to discover something within it like the Mystery of Golgotha. To suggest that, I often express it this way: If, let's say, a Mars inhabitant came down to earth, he would find much he can't understand, but he would be able to start understanding something when he looks at something like the painting of the last supper of Leonardo da Vinci. To this extraordinary image and what is intended with the Christ, he would be able to see something which would indicate the central point of earthly events to him. That is obvious only through comparison, but it is a comparison which I've often had to make to indicate what is important here. Particularly for those who had a strong feeling for the sense of the Mystery of Golgotha as fallen out of the ordinary earthly course, like all that the Roman Catholic Church has gradually become, still a kind of departure came about from the original meaning of the Mystery of Golgotha. It has crystallized into an historic anecdote. When Leonardo da Vinci was appointed to paint the Last Supper, he worked slowly, for a long time. Actually, he needed more than ten years. Then a new Prior arrived and wanted this painting chap to finish off the thing at last. The painting had been completed up to the figure of Judas when the new Prior asked when it would at least be complete. Leonardo said that up to that point he had not been able to complete the painting because he had no model for Judas. Now however, he had in the Prior a model for Judas, and he could complete the painting. With this anecdote there is definitely a crystallization of the feeling which in the Roman Catholic Church had as a departure from the original sense of the Mystery of Golgotha, how one would far rather take a Prior and make a Judas out of him than anyone else. This attitude of mind can be studied up to the middle of the 4th century, and then again, how it prepares itself for intellectualism from the middle of the 4th century onwards. For example, you can already see, when you study the writing of Scotus Eriugena, how in the 10th century on the one hand, the tendency plays in towards intellectualism that would later fully emerge, and on the other hand in what one could call the gifts of understanding out of higher worlds. This appeared strongly in that time in which it prepared itself from the middle of the previous epoch up to the 15th century of our present epoch. It is conclusively quite different before the middle of 4 AD; it continues into the 5th century, the times are not so strictly separate. You always find strong experiences towards the Mystery of Golgotha present in the first centuries after the event, as the supersensible spiritual plays into the earthly. This permeation of outer spiritual into the earthly became ever more difficult for the ordinary state of mind. We are just seeing in the centre of this previously mentioned period, a personality wrestling with every possible thing, just to get along. It is with such a turn that the one side of the human state of mind really changed, and on the other side a new kind of understanding necessary for the Mystery of Golgotha. This personality, as you know, was Augustine. Within his soul, Augustine just couldn't come to terms completely with how the spiritual worked into matter. Augustine for instance sought amongst the Manichaeans for a possibility of how to recognise the spiritual in the material. He didn't manage; he actually only managed by withdrawing completely into himself, in order to depend on the self-assurance of his human I, which made him one of the precursors of the famous Descartes declaration: "Cogito, ergo sum." (I think, therefore I am.) This principle is found with Augustine already. However, on the other hand he was confronted with a certain doubt about the teaching, and this doubt was eating him up. One can certainly understand out of the configuration of the time, why Augustine felt this way. How the old heathen point of view of the church fathers, namely Clemens von Alexandria, was still completely accepted, so that in the oldest Christian times they were totally overtaken by the pagan in Christian teaching, and this Augustine could no longer accept, because in his human soul constitution it was no longer appropriate. The teaching content was also shaped in such a way that, essentially in the time of the Council of Nicaea, it had been brought as abstract dogmas which could then be absorbed by intellectualism. So the human soul in Augustine's time, I can mention, was already driven towards intellectualism. From then on Augustine could do nothing other than accept the dogmatic Catholic Church content, in order to find a teaching content. Through this, a great crack came about in the Catholic Church. What appeared from the ceremonial of course could not correspond to a soul content. Humanity didn't come in the same way to the undermining of the ceremonial content, as it came to the drying up of the soul content. So it happened in the Catholic Church that the soul content dried out dogmatically, while the ceremonial content actually sustained itself. This ceremonial content of the Catholic Church didn't come out of Christianity, but it came out of far older ceremonial processes. Out of such times it stirred, from a time in which people still had a living reading of the cosmos in which, as a sacrificial offering, it could be accomplished from the reading in the cosmos. What was drawn from the ancient ceremonies of the mysteries, was then Christianized. The Mass offering is also certainly taken from the ancient mystery ceremonies and Christianized. However, what remained as symbolic in the act of sacrifice, is what actually continued within the Catholic Church. The Catholic Church was actually on this point always consequential, also when it became a worldly establishment under Constantine, as it went over into the political field. It was, one could say, really ironclad in its consequentiality. It has maintained its ceremonies in the most conservative way and in order not to go under, suffocated its soul content with dogmatism. No wonder that the ceremonial content became more and more strange as an experience, because people had no lively relationship to it anymore, and the dogmatic content was experienced as something obsolete—while it had been lively knowledge in olden times, knowledge experienced by a different soul constitution. The dogmatic content could not hold true compared with what came out of purely worldly knowledge. However, the Catholic Church had to remain absolutely consequential, and it has remained in its conserved state right up to the present. It has remained conservative by not participating in the state of mind/soul constitution residing in the present day. It has remained so, that it demands faith in preserved dogmas, which corresponds to a knowledge of an earlier soul constitution so that what is learnt about the Catholic Christ in the Church today is completely bound up with a dogmatic content which believes it presents a level of knowledge which mankind had actually reached at the end of the 14th century AD. What Anthroposophy wants to developed is regaining the supersensible substance of knowledge; the kind of supersensible knowledge which has died in dogma; Anthroposophy wants to enable the achievement of a new understanding for the Mystery of Golgotha, because the dogmas of the Catholic Church can no longer penetrate into an understanding of the Mystery of Golgotha. This is extraordinarily important, that the dogmas of the Catholic Church no longer can allow the understanding of the Mystery of Golgotha to come through. The ritual of mass lets the souls penetrate to something different, to taking an interest in the symbols of the ritual. It is already so, that the Roman Catholic Church has remained in line with its ironclad consistency even into the 19th Century. Some things appear as quite strange if you examine the dogmas instituted by the Catholic Church before the 19th Century. I would like to give you an example so you can see what a kind of abyss exists, in order for you to reach an insight as to how such an abyss can once again be bridged over. Once I had a conversation with a very learned theologian regarding the Conceptio immaculate, the immaculate conception, which was only instituted in the 19th Century. You perhaps know that this doesn't deal with the immaculate reception of Jesus himself, but of the immaculate conception of Mary; that means St Anna conceived Mary in an immaculate conception. This is actually the dogma laid down in the 19th century. The other dogma—that of the immaculate conception of Jesus—had existed already for a long time. As a "singular grace" it can be seen by those who can even see the emergence of dogmas from the imaginative content, even if they can't approve of it at all because its content is deadened by it—but one can see it. So, in my conversation with this theologian, I said to him that it was impossible to reconcile the idea of the immaculate conception with modern conscious. I said to him, one isn't compelled to lead the modern consciousness over into dogma in relation to the individual case; one is not compelled to apply logic in an individual case because the singular also, according to scholastic opinion, evades follow-up. The moment you assume a series of facts, in other words a backward looking of a series of facts, where you rise up from the immaculate conception of Mary to the immaculate conception of St Anna, it is necessary to continue and then you, out of necessity, must accept an entire generation line of immaculate conceptions.—Now the theologian turned to me and said that is not correct, because then we come back to David—this is how he expressed it—and then the story would be quite disastrous, and that could not be allowed. You see, with today's consciousness this has a certain stroke of frivolity, but it certainly is something which can be made known, how within the Roman Catholic Church the entire relationship to the truth is something quite different. In this depiction of our conversation I wanted to firstly stress the kind of perception of truth we lived in during the middle of the 15th Century. The Catholic clergy was not experiencing the perception of truth like modern consciousness does, but a truth-conception corresponding to an earlier time epoch. They were not aware of the view of truth that reckons with the consequences of truth for the inner life of a human being. Quite a different attitude to the truth existed, and as it had changed from olden times, was not clearly understood. We need to look back at the evolution of humanity which means that the soul constitution essentially has changed. Basically, there is no incorrect expression other than that nature had made no leaps. Nature in fact makes continuous jumps. Take for example a green foliage leaf to the coloured flower petal—that is a jump. In the same way we have leaps in the course of time, apparently quite a sharp advancement from one soul state into another. However, people don't always grow in the same degree but allow old points of view to continue and as a result their souls atrophy, as we are able to notice if we look at the enormous leap which has come about in modern human soul constitutions and which has not been participated in by a large number of people. Now we must clearly see that such an inner kind of experience, as can be describe as an historical consciousness, which can be acquired, stands out particularly strongly in a person who, through a certain education in the Church, it can especially be applied, when we think of a case like Luther's. If you want to understand Luther's soul then you must be clear that be comes out of the after effects of Augustinism, and that it is precisely in his time, just a bit after the beginning of the intellectualist age, that he is confronted with one of the most serious soul conflicts imaginable. Why was this so? You must just imagine: Augustine had come to an agreement on the recognition of the Christian-Catholic dogma, but for him this was connected with his living within something which was still alive, and even more alive among the Manicheans with whom he had met. What was still full of life in his time was the observation of original sin, in general the consideration of higher processes taking place in relation to lower earthly processes. People still have trouble today to make such things comprehensible. If we position ourselves at the beginning of earth evolution, we can gradually enter into an imagination of the origins of what we today call a human being. There were higher beings who were in a certain way connected with earthly evolution. The Old Testament indicates one such higher being having become the snake, a being who we call Lucifer today. This higher being, so it is described in the Bible, actually initiated the original sin. In the beginning of earthly existence, this being was there and the original sin was actually due to the calculation of man's precursors of his ancestors, who then appeared as the serpent of paradise. What this pre-human being had begun by the seduction in paradise was transferred on to the human beings. During that time, what played into human thoughts, existed there as primal guilt, within which man got trapped and later dragged it along, because he originally had become entangled and then in fact he now transferred it from one generation to the next through the blood. As a result of this primal sin the Christ appeared on the earth—I am speaking in the consciousness of this time period—in order to gradually heal people from their dying through what Lucifer had done to them. That we outwardly know so little about the constitution of consciousness, is a result of the really innumerable things proclaimed by the Roman Catholic Church, which is based on this ancient tradition. Above all, everything Gnostic was eradicated and also later the reproduction of anything that still had an older soul constitution was made exceedingly difficult. You know the writing of Scotus Eriugena had been lost and only later rediscovered, and for centuries people knew nothing about Scotus Eriugena because all copies of his writing which one could get hold of, had been burned. It is certainly so that it deals with looking again at an event which took place in the supersensible world and into what human beings had become entangled. Among the impulses of such observations, I could say something worked behind human events, active through superhuman events of other beings who actually were also involved with human evolution, in order for Augustine's teaching regarding predestination, to develop. Augustine saw the incarnation of people on earth as something much rather, if it could be expressed it would be by saying: The human being is actually the result of the battle of superhuman beings.—This meant individuals had no intrinsic worth; that only happened in the middle of the 15th century. Augustine believed it quite possible to think of human development as beyond their will, accomplished by the destinies of superhuman beings. His teaching could only be alive in him if a part of the human being, not the sinful part, but a part, be destined for demise and another part of the human being destined for bliss, the teaching which is not usually presented in all its meaning, when it is to be experienced. Today this can't be experienced in devotion, which was possible for Augustine. Into this soul constitution something also played that one can call original sin, which is balanced out by the Mystery of Golgotha. People in Luther's time still expressed it in this way, but they lived in another time of a soul constitution as in the time of Augustine. It was quite impossible to find one's way into these ideas with all of one's soul. In this way Luther experienced the illumination through his soul, as an Augustine monk. Now I must speak to you about my conviction which is based—even though it is called a conviction—on knowledge. For me it certainly is knowledge. I am not in the position to speak in the same way about chance or coincidences like other people because coincidences also belong to an order of things which is usually ignored. I can't attach it to an actual incident in Luther's life, I can't be indifferent to a lightning strike in a tree beside him, but I can see it, according to my knowledge, only as the effect of a truly supersensible intrusion. You can think about it in any way you like, but if I speak sincerely and honestly, I certainly regard part of Luther's soul constitution as this pointing in, if I may call it so, of God's finger, not out of belief but out of recognition. Luther's state of mind or soul constitution became something quite different under the influence of such a deed; it happened so that certain inner sources were opened. These sources, or better said, the effectiveness of these sources, had already been prepared through the wrestling with misunderstood lore. It could not rise up, it was like a turning point in the soul itself, but it could not consciously show itself. Then it rose up into consciousness and became a turning point for only that which was happening. If I want to express myself roughly, the body has been softened, so to speak, and what had been prepared in Luther for a long time, permeated through a soft body. Now Luther gradually became aware of all the dangers in which modern man lives. It isn't easy to say in how far this went into Luther's clear consciousness, and it's also not that important. In any case this position of modern man played into Luther's soul on the one hand as a streaming from earlier times, and on the other hand, what man should be since the middle of the 15th century. The entire dangers of modern man flooded Luther's soul. What did this consist of? It consisted of—I'm speaking in a Christian way—man being afflicted with the deeds or the sequences of deeds of superhuman beings in which he had become entangled. Through what had been an entanglement of original sin in the lower human being as inherited traits, man entered into the next epoch in a different manner than he would have if there had been no original sin through the Fall. As a result, that which should appear in humanity as intellect came through in a far more abstract measure than how life used to be in former times, when it was afflicted with something subhuman through original sin. To a certain extent, what man was to experience intellectually became diluted, more abstract, which in earlier life had been more dense, more natural, than it should be for mankind. It was only now that man was basically condemned to fall away from God through his intellectualism. The whole danger of intellectualism which pushes too far to greater abstraction, lived itself out in Luther's soul, and Luther really experienced it with such vehemence as described in his vicious battle at Wartburg Castle. We have two opposite poles which can clearly be determined in the newer evolution of mankind. On the one hand is Luther, positioned in the great spiritual battle after the middle of the 15th century—of course a little later—and now as a result, while he wanted to loosen himself from intellectual dangers, first renounces the intellect and seeks justification outside the intellect which can lead him to the divine, as it were, beneath the intellect. The other pole is Faust. He took on the intellect with all his senses, resulting in his deteriorating into the dangers of the intellect, as he entered into all the individual dangers of the intellect. It is not for nothing that these personalities are a kind of landmark for modern mankind: on the one side Luther and what he connected to, and on the other side Faust, and what he associates with. It was truly no small deed of Goethe when he wanted to reshape Faust in such a way that he would not perish. Lessing already thought about it. If freedom is to be achieved for humanity, the intellect needs to be engaged with, but humanity should not be pushed away from the divine. The Faust fragment of Lessing ends with the words (of the angels to the devil): "You shall not prevail!" which Goethe remodelled. He said to himself there should be a possibility not to be separated from the divine when mankind engages with the intellect—but he needs it for the development of freedom. In this terrible battle Luther stood. He saw how the intellect contained within itself the danger that man also strangulates his soul from the divine, how man succumbs to the death of the soul. That which is devoured by the intellect—in anthroposophy we call it "becoming Ahrimanic"—which totally enters into the intellect, becomes devoured, it is cut off from the divine. This is what Luther felt for modern man. Historically it was so that on the one hand there was the Catholic Church where people were absolutely not within the intellect, it even wants to save people by preventing them from entering into the intellect, it wanted to preserve them from progress made in the 15th century onwards by conserving such dogmas like the one which claims infallibility, such as the dogma regarding the immaculate conception, as I've mentioned earlier. They couldn't manage consequently in the Roman Catholic sense without the infallibility dogma because they even deny its intellectual meaning, declaring it unfit for development and incapable of understanding the spiritual world. A reinforcement was needed for what people had to believe, indicating the sovereignty of the Papal Command for the Truth. There is nothing more untimely, but basically nothing greater than this determination of the dogma of infallibility, to completely contradict all consciousness of the time and all human desires for freedom. It is the last consequence of the secularization of Catholicism in an iron clad consequence of tremendous genius. One must say if you take, on the one hand, the ironclad consequence of the Roman clerics in their determination of the infallibility dogma, and on the other hand the kind of polemics of a Dollinger, the latter is of course philistine in the face of tremendous ingenuity—you could even call it devilish—something is carried out, because it was once the consequence to that which Rome has come to since the secularization of Christianity by Constantine. So it happened that in the bosom of the Roman Catholics, two souls could live next to one another. On the one hand was the submission to the rigid dogma, which no human being could touch save the infallible Pope—because the Council had lost its power since the determination of the infallibility dogma—and on the other hand the unhindered care of outer science as an external manipulation to which one is devoted and partake off, but don't attribute any meaning to the actual content of religious doctrine. Just consider from a modern consciousness, what the justification of the Roman Catholic doctrine looks like. I suggest you read for instance such writing as "The Principle of Catholicism and Science" by Hertling, the previous German Imperial Chancellor. Firstly, you'll discover that it was a world historic mistake for this man to have become the Imperial Chancellor but on the other hand you will learn something about the unusual thoughts modern people had and how these two souls could justifiably live in the same bosom. It is also remarkable that this writing on the principle of Catholicism appears in French. It is therefore extraordinarily interesting that the writer of this work, whose name doesn't come to my mind at the moment, has a perpetually logical conscience and therefore he has to make a differentiation between the Roman Catholic teaching material and what constitutes the content of outer science. That is why he proposes two concepts next to each other, the idea of truth and the idea of science, which he always sees as two disparate ideas. He says something can very well be scientific, but truth is something else; what is true does not need to be scientific. In some or other way he comes to the conclusion that science doesn't have anything to do with what one acknowledges directly as containing truth. So on the one hand things worthy of contemplation are mentioned, but are already beaten, on the other hand the most grotesque somersaults are being beaten in order for these two souls to become reconciled with one another. So, on the one hand we have the continuation of symbolism, the symbolism that led to the enormous upswing of art in the Renaissance period in central Europe. Art Historians need only dig deep enough to discover that without the Catholic symbolism the entire artistic development of Giotto, Cimabue, from Leonardo to Rafael and Michelangelo would have been impossible, because the artistic development is certainly a propagation of Christian artistic subjects and belongs so strongly in Christianity that people can't, for example, understand why the Sistine Madonna looks like she does. Look at the Sistine Madonna, she is magnificent. As far as one can see there are images of clouds which transform purely into angelic heads, and how the Madonna herself, with the Child, condenses out of the angles who reside in the clouds. It is as if the angelic forms have condensed out of the cloud images and have descended down to the earth, yet everything is wonderfully lifted into the spirit. Then the two curtains (he sketches on the blackboard) and below that a coquettish female figure and a terrible priestly figure, all things which absolutely do not belong to it. Why is this so? It is simply from the basis of Raphael having initially intended with this image, to give a soul experience with the picture of Mary on a certain feast day of Mary—now this is on the Feast of Corpus Christi—where people walk around in a procession with a picture of the virgin Mary that is carried under a canopy and comes to the altars where people kneel down. This is why there are these curtains (points to sketch on blackboard) with the kneeling female and male forms in a chapel, in front of the picture of Mary. Well, that is the kind of elementary school way of looking at what Raphael painted. What is actually meant here stands right in the Roman Catholic cult—absolutely right inside it. Basically, everything contained in this Roman Catholic ritual is what Luther saw in Rome. Isn't it tremendously symbolic, historically symbolic, historically symptomatic, that Luther saw only corruption in Rome, not being actually touched deeper by what flowed out into depictions in art, how he was not deepened inwardly by art, but that he only saw moral corruption? Here we see how the soul in fact was positioned through his particular development in the historical becoming of mankind, he was like a soul at war, thrown this way and that, searching for a way out. Despite all this, like the doom of Lutherism in particular, comes the big problem: How do we as human beings absorb intellectualism, so that we are not doomed but that we overcome the fear of becoming doomed, because it is necessary for human freedom to integrate us? Modern intellectualism presses strongly into our human consciousness. The evangelical church reckoned with it for centuries, the Catholic Church kept itself completely distanced from it. The evangelical church gradually withdrew back on to faith because with intellectualism, as it developed in the world, it didn't agree, so it increasingly withdrew from knowledge by depending on belief; it now rests within a faith in which the doctrine content is to be sought. The Catholic Church had doctrine content, but it was allowed to dry up. From the intellectual point of view the way to individuals can't be found, who see themselves isolated from those superhuman forces which could still be felt as being connected to Augustinism. Basically we in humanity stand right in this battle today, only, if I could put it that way, we have come to the cutting edge, so that we simply stand there and say: We need a pure concept of faith so that we have a religion opposite intellectualism, because we can't take up the old Catholic doctrine, for it has dried out.—With this dried out dogmatic content the evangelical church rejected the ritual in the most varied forms. This is what started with Luther, putting us today on the knife edge; we must become aware of the seriousness of this position. It is a struggle for the power of faith in the soul, who wants to save the faith at the cost of not having the existing doctrine content at all. However, without content we can't learn, and it appears impossible to simply rediscover a bridge to what Catholicism has secularised. Now my dear friends, I come to the question of how we should proceed. It is like this: you see, with all this there was also an evangelical consciousness introduced in the evolution of humanity, in the individual human development, because the earlier evangelical consciousness to a certain degree entangled man in the supernatural, superhuman processes and acts of superhuman beings. With Augustus it was expressed somewhat differently, that the progress of humanity was permeated with the superhuman element ... (gap in notes). People saw the superhuman battle raging as something like Christ fighting against the enemy who wants to lead him into the temptation of appearing super human; that the one who drew near to the Christ was one to whom original guilt was traced back to, and it is shown how Christ turns against the original sin. This understanding has now come to an end. Earlier, this understanding had been adhered to, for what was supersensible-divine permeated earthly matter, and there already has been an intention present for specialization to make a dividing border between the supernatural, and that part of man entangled in sensuality. This dividing border is done through consecration. Consecration is actually the separation of the human being, or that part of the human being, from being entangled in the earthly. The ordination of the priesthood is only one part because there are also implements and so on; everything possible is consecrated. Once during a war, the Pope consecrated the bullets but that is only due to the secularization of Catholicism. Do you see that consecration is really the dividing boundary between two worlds, and there is certainly the awareness in Catholicism—even if it is not present in individual priests—that a consecrated priest is active in another world when he does something, that he is also speaking from another world when he speaks of the Gospels, even though all his ordinary actions are in the earthly world. This differentiation could not be understood since the 15th century. In historic Catholicism, throughout, was this strong differentiation where, in circles of ordained priests, it was consciously stressed. Only now and then some bishop, by mistake, will bring something non-Catholic into Catholicism, namely modern consciousness, and that leads to absurdities. There was for example a pastoral letter written which claimed that the priest in the fulfilment of the sacrament at the altar would be more powerful than Christ Jesus, because he forces Christ Jesus to be present in the sacrament; Christ Jesus has to be present when the priests demands it; the result is that the priest is now more powerful than Christ.—This is the content of a pastoral letter of not long ago. You can come across such things when out of modern consciousness something is understood which should be understood in quite a different mood, namely that which lies beyond the earthly sphere and separated from it by the consecration. The principle of consecration comes from far, far back. It already existed in the oldest oriental religions and it was particularly developed on (the Greek island of) Samothrace. Catholicism took it over from ancient times but for the newer consciousness it was totally lost. Tomorrow I will try to add further elements to it, so that you can come to a full understanding of the principle of consecration, and also priest ordination, without which the apostolic succession won't be comprehensible |
52. Theosophical Doctrine of the Soul I
16 Mar 1904, Berlin Rudolf Steiner |
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Plato revered his great teacher Socrates particularly because Socrates could get the loftiest knowledge, the knowledge of God through self-knowledge because he appreciated the knowledge of the own soul more than that of the external nature or of that which refers to anything beyond our world. Socrates just became one of the martyrs of knowledge and truth because he was misunderstood in his knowledge of the soul. One has accused him that he denied the gods, while he searched for them, nevertheless, only on another way than others, on the way through the own soul. |
Nevertheless if anybody wants to understand the being of the soul academically, there is no other access than that of the careful inner work to learn the ideas of Aristotle, the ideas which have led the first Christians and the great Christian Church Fathers to the knowledge of the soul. There is no other method. It is as important for this field as the method of the natural sciences for the external science. |
52. Theosophical Doctrine of the Soul I
16 Mar 1904, Berlin Rudolf Steiner |
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Self-knowledge is necessary to be able to tell the human beings the heavenly wisdom. Plato revered his great teacher Socrates particularly because Socrates could get the loftiest knowledge, the knowledge of God through self-knowledge because he appreciated the knowledge of the own soul more than that of the external nature or of that which refers to anything beyond our world. Socrates just became one of the martyrs of knowledge and truth because he was misunderstood in his knowledge of the soul. One has accused him that he denied the gods, while he searched for them, nevertheless, only on another way than others, on the way through the own soul. He was accused of this soul knowledge which does not only aim at the knowledge of the own soul, but also at the jewel which holds this human soul as knowledge, namely the knowledge of the divine very basis. These three talks should deal with this knowledge of the soul. The number of the talks was not arbitrarily determined and also not by chance, but well-considered out of the developmental course of the soul. For in the times in which the knowledge and the wisdom of soul was in the centre of the whole human thinking and striving, one divided the nature of the human being into three parts, in body, soul and mind. You can find this view in the ancient Indian wisdom of the Vedanta, in the heydays of Buddhism and of the Greek philosophy and in the first centuries of Christianity. If you want to consider the soul correctly, you have to connect it with the other members of the human being, with the body on one side and with the mind on the other side. Hence, this first lecture has to deal with the relations of the soul with the body. The second lecture deals with the real internal being of the human soul, and the third lecture with the sight of the soul up to the divine-spiritual very basis of the world existence. By a strange chance of history this threefold division of the human being has got lost to the western research, because wherever you look for psychology today, you find that one confronts psychology simply to the natural sciences or the science of the body, and everywhere you can hear that one assumes that the human being is to be considered according to two points of view: the first informs about the corporeality, the other point of view informs about the soul. This means, popularly expressed, that the human being consists of body and soul. This sentence on which basically our whole psychology well-known to you is based and to which many mistakes are to be attributed in psychology this sentence has a strange history. Until the first times of Christianity everybody who thought and tried to explain the human being considered him as consisting of body, soul and mind. Go to the first Christian church teachers, go to the Gnostics, then everywhere you find this division. Up to the second, third centuries you find the trichotomy of the human being acknowledged by the Christian science and dogmatism. Later one regarded this teaching as dangerous within Christianity. One thought that the human being would become too arrogant if he ascended beyond his soul to the spirit that he would presume too much to inform about the basis of the things about which only the revelation should inform. That is why one consulted and decided on different councils that as a dogma is to be taught for the future: the human being consists of body and soul. Respected theologians maintained the trichotomy in certain respects, like John Scotus Eriugena and Thomas Aquinas. But the consciousness of the trichotomy got lost more and more to the Christian science which cared for psychology above all in the Middle Ages. At the appearance of science in the 15th and 16th centuries one no longer had a consciousness of the old division. Even Descartes made a distinction only between soul, which he calls mind, and body. This remained that way. Those who speak of psychology today do not know that they speak under the influence of a Christian dogma. One believes—you can read it in the manuals—that the human being consists only of body and soul. One has only reproduced an ancient prejudice, and one is based on it still today. This will appear to us in the course of these talks. We have to show above all which relation between soul and body the unbiased psychologist has to assume; for it seems to be a result of modern natural sciences that one should no longer speak of the soul as one did it for thousands of years before our time. The physical research which pressed its stamp onto the 19th century and its mental development explained again and again that a science of the soul in the old sense of the word—as for example that of Goethe and partially of Aristotle—is not compatible with its views and is not tenable, therefore. You can take manuals about psychology or The Riddles of the World by Haeckel. You will find everywhere that the dogmatic prejudices exist and that one has the opinion that the old points of view under which one tried to approach the soul are overcome. Nobody can revere Haeckel—I say this for the scientists and the admirers of Ernst Haeckel—as a great man of science more than I myself. But great human beings also have big shortcomings, and thus it may be my task to test a prejudice of our time quite impartially. What is said to us from this side? One says to us: what you called soul disappeared under our hands. We naturalists have shown that any sensation, everything that develops as conceptual life, any thinking, any willing, any feeling that everything is tied to particular organs of our brain and our nervous system. Natural sciences of the 19th century showed, one says, that certain parts of our cerebral cortex unless they are completely intact make it impossible to us to accomplish certain mental manifestations. From that one concludes that in these parts of our brain the mental manifestations are located that they are dependent, as one says, on these parts of our brain. One has expressed this drastically saying: a certain point of the brain is the centre of speech, another part of this soul activity, another part of another activity, so that one can tear down the soul bit by bit. One has shown that the illness of particular cerebral parts is connected with the loss of particular soul abilities at the same time. What one imagined as soul since millennia, no naturalist can find this; this is a concept with which the naturalist cannot do anything. We find the body and its functions, but nowhere a soul. The great moralist of Darwinism, Bartholomäus Carneri who has written an ethics of Darwinism expressed his conviction clearly as it can never be given more clearly by these circles of the naturalists. He says: we take a clock. The pointers advance, the clockwork is in movement. All that happens because of the mechanism which is before us. As we have in that which the clock accomplishes a manifestation of the clock mechanism, in the same way we have in that which the human being feels, thinks and wills a manifestation of the whole nervous mechanism before us. Just as little one can assume that a small soul-being is in the clock which moves the cog wheels, the pointers, just as little we can suppose that a soul exists outside the organism which causes thinking, feeling and willing.—This is the confession of a naturalist in mental respect; it is that which the naturalists have made the basis of a new faith, such a pure naturalistic religion. The naturalist believes that he is forced to this confession by the results of science and he believes that he is allowed to regard everybody as a childish mind who does not conclude this way under the influence of science. Bartholomäus Carneri showed it without any whitewash. As long as the human beings were children, they have spoken like Aristotle; because they have grown up now and understand science, they must leave the childish views. The view of the naturalists, which regards the human being as nothing else than a mechanism, corresponds to the metaphor of the clock. Drastically expressed, this view is considered as the only one which is worthy of the present. It is shown in such a way that the scientific discoveries of the age force us to these confessions. However, we have to ask ourselves: did the natural sciences, the precise investigation of our nervous system, the precise investigation of our organs and their functions really force us to this view? No, because in the 18th century everything that one gives as something scientific and authoritative today was still in the germ. There was nothing of modern psychology, nothing of the discoveries of the great Johannes Müller and his school, nothing of the discoveries which the naturalists made in the 19th century. At that time, in the 18th century, these views were expressed in the most radical way in the French Enlightenment which could not rely on natural sciences, the words sounded for the first time: the human being is a machine.—A book by Holbach comes from this time, entitled: Système de la nature, about which Goethe said that he felt rejected by its superficiality and triviality. This as proof of the fact that this view existed before the modern natural sciences. One is allowed to say that on the contrary the materialism of the 18th century hovered over the minds of the 19th century and that the materialistic creed was setting the tone for the way of thinking which one then brought into the natural sciences. That with regard to the historical truth. If it were not in such a way, one would have to call the view a childish one which the modern natural sciences has, namely that one cannot speak of the soul in the old sense because one can tear down the soul in the same way as one can tear down the brain. What did one gain especially with this view? No soul-researcher who tries to recognise the soul according to Aristotle, according to the old Greeks, or—we say in spite of all contradiction which approach from some sides—according to the Christian Middle Ages can take offence of the truths of modern natural sciences. Every reasonable soul-researcher agrees to that which the natural sciences say about the nervous system and the brain as the mediators of our soul functions. He is not surprised that one can no longer speak if a certain part of the brain falls ill. The old researcher is no longer surprised with that like with the fact that he can no longer think after he has been killed. Modern science does nothing else than to determine in detail what the human beings have already understood on the whole. Just as the human being knows that he cannot speak without certain cerebral parts, cannot form ideas, it would be a proof that he has no soul if he could be killed. Also the Vedantists, also Plato and others are clear to themselves about the fact that the soul activity of the human being stops if a big fieldstone falls on his head and smashes him. The old psychology did not teach anything different. We can be aware of that. We can accept the whole natural sciences and form psychology differently. During former centuries one realised that the way which the natural sciences took does not lead to the knowledge of the soul and can also not be taken, hence, to its disproof. If those who try to disprove the old psychology from the standpoint of science were well-versed in former lines of thought, if people were not yet so prejudiced in the external life, then they could realise that they tilt at windmills like once Don Quixote to combat psychology in this scientific sense. This whole fight is already shown in a conversation which you find in the Buddhist literature, in a conversation which does not belong to the sermons of Buddha himself which was written down only some years before Christ. Somebody who investigates the conversation sees that it concerns the oldest real views of Buddhism which find expression in the discussion of the King Milinda equipped with Greek wisdom and dialectic with the Buddhist sage Nagasena. This king steps to the Indian sage and asks: who are you?—The sage Nagasena answers: one calls me Nagasena. But this is only a name. No subject, no personality is contained in it.—How? King Milinda said who held the Greek dialectic and the whole ability and power of Greek thinking in himself—listen to me who you have come along, the sage states that nothing is behind the name Nagasena. What is then that which stands there before me? Are your hands, your legs Nagasena? No. Is your sensations, feelings and ideas Nagasena? No, all this is not Nagasena. Then the connection of that is Nagasena. But, because he states now that everything is not Nagasena that only a name is there which holds together everything, who and what is Nagasena, actually? Is that nothing which is behind the brain, behind the organs, behind the body, behind the feelings and ideas? Is that nothing who does others a few favours? Is somebody nothing who does the good and the bad? Is somebody nothing who strives for holiness? Is nothing behind that all but the sheer name?—There Nagasena answered using another metaphor: how have you come, great king, on foot or carriage?—The king answered: on carriage.—Now, explain the carriage to me. Is the shaft your carriage? Are the wheels your carriage? Is the carriage box your carriage?—No, answers the king.—What is then your carriage? It is a name which refers only to the connection of the different parts. What did the sage Nagasena want to say who grew up in Buddhism?—O king, you who have gained an immense ability in Greece, in the Greek philosophy you must understand that you come to anything else than to a name if you consider the parts of the carriage in their connection as little as if you hold together the parts of the human being. Take this ancient teaching which can be traced back to the oldest times of the Buddhist world view and ask yourselves what is said in it? Nothing else than that the way of recognising the soul by looking at the external organs or at the interplay of ideas is a wrong track. By the way, the great anatomist Metchnikoff reckoned that the ideas are a milliard. In terms of this correct saying of the sage Nagasena we cannot find the soul that way. This is a wrong way. One never tried to approach the soul that way in the times in which one knew on which way one has to find the soul and to study it. It was a historical necessity that the fine, intimate ways on which still the sages of the Christian Middle Ages looked for the soul receded a little bit into the background when our natural sciences started to take up the external world. Which methods and viewpoints did the natural sciences develop in particular? You can find in the posthumous works of one of the most ingenious naturalists of our immediate present who has done great discoveries in the field of the theory of electricity that the modern natural sciences have taken up the cause of simplicity and usefulness. You can find that a psychologist who also works for the purposes of natural sciences still added descriptiveness to these two demands of simplicity and usefulness. One can say that natural sciences really worked miracles by this three—simplicity, usefulness and descriptiveness. But this is not applicable to the soul being. Using descriptiveness with regard to the examination of the external members, using usefulness with regard to the outer appearance the natural sciences were induced to look for the connection of the parts, to calculate, to investigate them. However, it was just that which can never lead to the soul according to the sage Nagasena. Because the natural sciences have taken this way, it is only too comprehensible that they have left the ways of the soul. Today one does not even have a consciousness of that which soul researchers have for centuries striven for. Which fairy tales are told in this regard and which sum of ignorance comes to light, if today one speaks in apparently authoritative circles about the teaching of Aristotle or about that of the first Christian researchers, about that of the Middle Ages. Nevertheless if anybody wants to understand the being of the soul academically, there is no other access than that of the careful inner work to learn the ideas of Aristotle, the ideas which have led the first Christians and the great Christian Church Fathers to the knowledge of the soul. There is no other method. It is as important for this field as the method of the natural sciences for the external science. But these methods of psychology have got lost to us to a large extent. Really inner observations are not regarded as an academic field. The theosophical movement has made it its job to investigate the ways of the soul again. In the most different kind the access to the soul can be found. In other talks I tried, on purely spiritual-scientific way, to give the knowledge of the soul by means of purely theosophical method. Here, however, should be spoken at first how Aristotle founded his psychology at the end of the great Greek philosophical epoch. For in former times the wisdom of the soul was cultivated unlike by Aristotle. We understand how the wisdom of the soul was cultivated in the ancient Egyptian wisdom, was cultivated in the ancient Veda wisdom. This, however, for later. Today you allow me to speak of the psychology of Aristotle who completed as a scholar centuries before Christ what has been found on quite different ways. We may say that we have something in the of Aristotle’s doctrine of the soul that the best in the fields of psychology were able to give. Because Aristotle gives the best, one has to speak about Aristotle above all. Nevertheless, this gigantic mind of his time—his writings is a treasury with regard to the knowledge of the ancient time, and somebody who becomes engrossed in Aristotle knows what was performed before his time—this gigantic mind was not clairvoyant like Plato, he was a scientist. Somebody who wants to get closer to the soul academically has to do it on the way of Aristotle. Aristotle is a personality who gives satisfaction to the demands of scientific thinking in every respect—if one takes the epoch into consideration. As we will see, in one single point he does not. This only point in which we find Aristotle’s doctrine of the soul dissatisfactory became the big disaster of all scientific psychology of the West. Aristotle was a scientific teacher of development. He stood completely on the standpoint of the theory of evolution. He supposed that all beings have developed in strictly scientific necessity. He let the most imperfect beings still arise from abiogenesis, by mere meeting of lifeless physical substances, in purely natural way. This is a hypothesis which is an important scientific bone of contention, but a hypothesis which Haeckel has in common with Aristotle. Haeckel also shares the conviction of Aristotle that a direct ladder leads up to the human being. Aristotle also encloses any soul development in this development and is convinced that there is not a radical, but only a gradual difference between soul and body. That means that Aristotle is convinced that during the development of the imperfect to the perfect the moment happens when the level is reached that everything lifeless has found its creation, and then the possibility is there that the soul element comes into being from the lifeless by itself. He gradually distinguishes a so-called plant soul which lives in the whole plant world, an animal soul which lives in the animal realm, and, finally, a higher level of this animal soul which lives in the human being. You see that the really understood Aristotle agrees completely with everything that modern natural sciences teach. Now, take The Riddles of the World by Haeckel, the first pages where he stands on the ground of the right physical laws, and compare that with the natural sciences and the psychology of Aristotle, you will find that a real difference does not exist if you subtract the difference given by the time. But now this comes where Aristotle goes beyond the psychology to which the modern natural sciences believe to have come. There Aristotle shows that he is able to observe real inner life. If anybody follows with deep understanding what Aristotle now builds up on this physical-lawful theory of knowledge sees that all people have simply not understood this view in the true sense of the word who argue anything against this view of Aristotle. It is infinitely easy to realise that we have to do an immense step from the animal soul to the human soul. It is infinitely easy to understand that. Nothing else prevents one from doing this step together with Aristotle than the ways of thinking which formed in the course of modern mental development. For Aristotle is clear to himself about the fact that something appears within the human soul that differs substantially from everything that is found as a soul element outside. Already the old Pythagoreans said, by the way, that somebody who realises the truth that the human being is the only being which can learn to count knows in which respect the human being differs from the animal. But it is not so easy to see what it means, actually, that only the human being can learn to count. The Greek sage Plato did not admit anybody to his philosophers’ school who had not learnt mathematics first, at least the elements, the ABC. That means: Plato wanted nothing else than that those whom he introduced in the science of the soul know something about the nature of the mathematical, know something about the nature of this peculiar mental activity which the human being exercises if he does mathematics. However, this is clear also to Aristotle that it does not depend on doing mathematics rather than on understanding: the human being is able to do mathematics. That is nothing else than that the human being is able to discover strictly self-contained laws which no external world can give him. Only those who are not trained in thinking, only those who do not know to achieve introspection only do not realise that even the simplest mathematical theorem could never be gained by mere observation. In nature nowhere is a real circle, in nature nowhere is a real straight line, nowhere an ellipse, but in mathematics we investigate these, and we apply the world which we have gained from our inside to the outside. Unless we think this fact through, we can never come to a true view of the being of the soul. That is why theosophy requires a strict training of thinking from its students who want to get involved deeper; not the will-o’-the-wisp thinking of the everyday life, not the will-o’-the-wisp thinking of the western philosophy, but the thinking which practices introspection in inner thoroughness. This thinking reveals the far-reaching scope of this sentence. Those who had the biggest conquests in astronomy by their mathematical training realise the far-reaching scope and express it. Read the writings by Kepler, this great astronomer, read through what he says about this basic phenomenon of human introspection, then you see what this personality expresses about that. He knew which far-reaching scope mathematical thinking has up to the most distant galaxies. He says: the correspondence is miraculous which we find only from our thinking when we sat in our lonesome study room and pondered over circles and ellipses, and then look up at the sky and find their correspondence with the heavenly spheres.—Such teaching is not a matter of external research, but it concerns a deepening of such knowledge. Already in the vestibule it should appear with those who wanted to be accepted in the philosophers’ school who of them could be admitted. For one knew then that—like those who have their five senses can investigate the outer world—they can investigate also the being of the soul by thinking. This was not sooner possible. But one demanded something else. The mathematical thinking does not suffice. It is the first step where we completely live in ourselves where the spirit of the world develops from our inside. It is the most trivial, the most subordinate step which we must climb up first above which we have to go, however. Just the soul researcher of olden times demanded to get the highest levels of human knowledge out of the depths of the soul in the same way as mathematics gets out the truth of the starry heaven out of the depths of the soul. This was the demand which Plato hid in the sentence: everybody who wants to enter into my school must have gone through a mathematical course first.—Not mathematics is necessary, but a knowledge which has the independence of the mathematical thinking. If one sees that the human being has a life in himself which is independent of the external physical life that he must get the highest truth out of himself, then one also sees that the best effectiveness of the human being reaches to something that is beyond any physical activity. Have a look at the animal. Its activity runs purely according to its type. Any animal does what countless of its ancestors have also done. The type controls the animal completely. Tomorrow it does the same what it did yesterday. The ant builds its miracle construction, the beaver its lodge, in ten, hundred, thousand years as well as today. Development is also in it, but not history. Who realises that the human development is not only a development, but history, is able to become clear to himself about the method of soul observation in similar way as somebody who has realised what mathematical truth is. There are still savage people. Indeed, they become extinct, but there are still those who can recognise no connection between today and tomorrow. There are those who cover themselves with leaves of trees if it gets cold in the evening. In the morning they throw them away and in the evening they have to look for them again. They are not able to transfer the experience of yesterday to today and tomorrow. What is necessary if we want to transfer the experience of yesterday to today and tomorrow? We cannot say if today we know what we have done yesterday, then tomorrow we will also do what we have done yesterday. This is a characteristic of the animal soul. It can progress, it can become something else in the course of times, but then this transformation is not something historical. History consists in the fact that the individual human being uses that which he has experienced in such a way that he can conclude on something non-experienced, on a tomorrow. I learn the sense, the spirit of yesterday and rely on the fact that the laws which my soul gains from observation are also valid in that which I have not yet observed, in future. Travellers tell us that it happened that any travellers made fires for themselves in regions where monkeys lived. They went away, let the fire burn and left the wood. The monkeys approached and warmed themselves up at the fire. But they could not poke the fire. They cannot make themselves independent of the observations and experiences, they cannot conclude. The human being infers from his observations and experiences and becomes the authoritarian determiner of his future. He sends his experiences to tomorrow, he transforms development into history. As well as he transforms experience into theory, as well as he gets the truth of the spirit out of nature, he gets the rules of the future out of the past and becomes the creator of the future that way. Somebody who thinks through these two things thoroughly—that the human being can make himself independent in double way that he can not only observe, but also put up theories that he does not have development like the animal soul but also history—gets these two things clear in his mind and understands what I meant when I said that in the human being lives not only the animal soul, but the animal soul develops so far that it can take up the so-called nous (Greek), the universal spirit. Aristotle regards that as necessary, so that the human being can form history, that the universal spirit sinks into the animal soul. The soul of the human being differs in the sense of Aristotle from the animal soul because it was raised from that for what it rose within the animal development up to the functions and activities by which it has acquired the spirit. The saying of the great Kepler that the laws won in a lonesome study room are applicable to the external natural phenomena can be explained through the fact that the universal spirit, the nous, the Mahat, sinks into the human soul and raises it up to a higher level. The human soul is lifted out of the animal being as it were. It is the spirit which lifts it out. The spirit lives in the soul. It develops from the soul. It develops in such a way as the soul lifts itself out of the body gradually. However, Aristotle did not or not clearly say this. Indeed, he says repeatedly: the soul develops gradually up to the human soul in a quite natural way—but now the spirit comes from without into this naturally developed human soul. Nous is something in the sense of Aristotle that is put into the human soul from without by creative activity. This became the disaster of the western science of the soul. It is a disaster of Aristotle that he is not able to make his right view that the human soul is lifted up while the nous sinks into it a theory of the historical course. He cannot understand this development as natural as the development of the soul is to be understood. Already Greek and Indian sages did this. They understood body, soul and mind developing naturally to the human mind. There is a break with Aristotle. He adds the idea of creation to the view. We will see how the theosophical psychology overcomes this idea of creation how it draws the last consequences of the scientific world view, indeed, from the spiritual standpoint in the true sense. But only while we get clear in our mind that we must return to the old division in body, soul and mind we really understand this natural development of the human being. However, we must not believe that we can find access to the soul one day on the apparently irrefutable ways cultivated by modern natural sciences, by observing the single parts of the brain. We have to realise that the objections of the Indian sage Nagasena also apply to the modern naturalistic psychology. We have to realise above all that a deeper, internal introspection, a deeper spiritual research is necessary to find access to soul and mind. One would form a wrong idea of those who believe that the different religions and the different sages who came from the different religions have said what the modern natural sciences try to disprove. They have never said this, have never tried this. Who follows the development of psychology can see clearly that those who have known something of the methods of psychology have never applied the methods of natural sciences, so that they had to disprove them. These cannot find to the soul. O no, on this way the soul researchers who have still known what a soul is have never sought for the soul. I want to mention somebody, the most scorned of enlighteners whom one also knows least. I want to speak with a few words about the psychology of the 13th century, about the psychology of Thomas Aquinas. It belongs to the typical qualities of this doctrine of the soul that the author says: what the human mind takes when it leaves this body, what the human mind takes into the purely spiritual world this can no longer be compared with everything that the human being experiences within his body. Yes, Thomas Aquinas says that the task of the religion in its most ideal sense consists in educating the human being, so that he can take something from this body that is not sensory that is not tied to investigation, to consideration and experience of the outer nature. As long as we live in this body, we see through our eyes and hear through our ears something sensory. We perceive everything sensory by means of our senses. But the spirit processes this sensory. The spirit is the actually active. The spirit is the eternal. Now take into consideration the deep view which was won there on account of the thousands of years old teaching of the soul which expresses itself in the words: that spirit which has collected a little during this life which is independent of external sensory observation, independent of external sensory life is not happy when it is disembodied. Thomas Aquinas says: what we see in our sensory surroundings is filled perpetually with sensory phantasms. However, the spirit—I have described it as the spirit of mathematics as nous which results easily like tomorrow results from yesterday and today—this spirit freeing itself collects fruits for eternity. The spirit feels endlessly isolated and void—this is the teaching of Thomas Aquinas—if it enters the spiritland without having advanced so far that it is free of any phantasm of the sensory world. The deep sense of the Greek myth of drinking from the Lethe River reveals itself to us as a thought: the spirit in its purely spiritual existence progresses higher and higher, the more it frees itself of any sensory phantasm. Who searches the spirit as something sense-perceptible cannot find it; for the spirit if it has become free of sensuality has no longer anything to do with sensuality. Thomas Aquinas considered the methods as totally unacceptable with which it is searched for sensually. This church teacher is an adversary of any experiment and attempt to get contact with the dead sensually. The spirit must be purest if it is free of sensual phantasms and sticking to sensuality. Otherwise, it feels in the spiritual world endlessly isolated. The spirit which depends on the sensory observation, which is wrapped up in sensory observations, lives in the spiritual world like in an unknown world. This isolation is its destiny because it has not learnt to be free of sensual phantasms. We completely penetrate that when we come to the second talk. You see that one searched for the soul just in the opposite way in the times in which the inner observation, the observation of that which lives inside the human being was the decisive factor for the soul science. This fundamental error lives in the modern psychology and has led to broadcast the catchword of the psychology without soul as a naturalistic creed of the 19th century. This science which strives only for the external views believes to be able to disprove the old views. But this science knows nothing about the ways on which the soul was searched for. Nothing, not the slightest objection should be said against modern science. On the contrary, we want to explore the realm of the soul even as theosophists in terms of this modern science in such a way as this explores the realm of the purely spatial nature. However, we want to search for the soul not in the outer nature but in our inside. We want to search for the spirit where it reveals itself, while we walk on the ways of the soul and get spirit knowledge from soul knowledge. This is the way prescribed by teachings thousands of years old which one only has to understand in its truth and validity. However, this also becomes clear to us and becomes clearer and clearer what the deeper human being if he wants to recognise the soul also misses just in the modern cold science like Goethe missed it when he met this cold science in the Système de la nature by Holbach. Indeed, we can observe in the outer nature how the human being has developed concerning his external appearance how he has become how the monad works in the finer structures how the middle organ system can be regarded as an expression of the soul, but all that leads us only to the knowledge of the external appearance. The big question of the human destiny still remains. No matter how well we have understood a human being with regard to his external appearance, we have not understood him in so far as he has this or that destiny in this or that way, we have not understood which role the good and the bad, the perfect and imperfect play. What the human being experiences inside, about that the external science can give us no explanation; about that only the soul science which is based on introspection can give us a reasonable answer. Then the big questions arise: where do we come from, where do we go, what is our goal?—These biggest questions of all religions. These questions, which can raise the human being to sublime mood, will transport us from the soul-world to the spirit, to the divine spirit flowing through the world. The contents of the next lecture must be: through the soul to the spirit. This will show us that it is absolutely true—not only a pictorial expression—that also the perfect animal soul, which originated through solely external development, became only the human soul because it constitutes something even higher, more perfect, and that it is entitled to bear the germ of something still higher, of something unlimitedly perfect in itself. This human soul has to be regarded as something that does not produce the spirit and the phenomena of the soul from the animal realm, but that the animal in the human being must develop to higher levels to receive its vocation, its task and also its destiny. The medieval teaching of the soul expresses that with the words that only he recognises the truth in the real sense who considers it not as it appears to him if he hears with external ears, looks with external eyes, but in such a way as it appears if we see it in the reflection of the highest spirit. That is why I may close the first lecture with the words which Thomas Aquinas used in his lecture: the human soul is just like the moon which shines, but receives its light from the sun.—The human soul is just like the water which is not cold and not warm in itself, but receives its heat from the fire.—The human soul is just like a higher animal soul only, but it is a human soul because it receives its light from the human mind. In accordance with this medieval conviction Goethe says:
Then one understands the human soul if one conceives it in this sense that it is understood as a reflection of the highest being which we can find everywhere in the cosmos, as a reflection of the world spirit flowing through the universe. |
123. The Gospel of St. Matthew (1965): Lecture I
01 Sep 1910, Bern Tr. Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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Matthew shows us a man, Jesus of Nazareth, born from a people whose qualities had been transmitted by heredity from Abraham, the father of the tribal stock, through three times fourteen generations. It can only very briefly be indicated here that anyone who desires really to understand the Gospel of St. |
Mark sets out to describe the deeds of Christ as extracts of cosmic activities, how in Christ Jesus, the God-Man on the Earth, we have before us a quintessence of the boundless power of the Sun. Thus St. Mark describes to us the manner in which the forces of the heavens and the stars operate through human powers. |
—A beautiful myth—the legend of Djemjid—tells how King Djemjid led his people from the North down towards Iran. He had received from the God who would presently come to be recognized and whom he called Ahura Mazdao, a golden dagger by means of which he was to fulfil his mission on Earth. |
123. The Gospel of St. Matthew (1965): Lecture I
01 Sep 1910, Bern Tr. Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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This is the third opportunity I have had of speaking in Switzerland about the greatest of all events in the history of the Earth and of Mankind. The first was in Basle, when I spoke of the aspect of this event presented in the Gospel of St. John; on the second occa.sion the lectures were based on the account given by St. Luke; and now, on the third occasion, the basis of the lectures is to be the Gospel of St. Matthew.1 As I have often said, it is an important fact that accounts of this event have been preserved in four records, in certain respects seeming to differ from each other. This often gives rise to negative and destructive criticism from materialistic scholarship to-day yet it is precisely the point that we, as anthroposophists, consider significant. For nobody should venture to portray any fact or being he has observed from one side only. If a tree is photographed from a single side, it cannot justifiably be said that this photograph is a true or complete portrayal of the whole outer appearance of the tree. If, however, it is photographed from four sides, by comparing the four pictures—even if they differ considerably—we can gain a comprehensive idea of the tree. If this analogy holds good for ordinary things, even in such an external sense, how could anyone fail to realise that an event embracing in the fullest sense all happenings and essential facts of existence would be incomprehensible if it were described from one side only. We should not therefore speak of ‘contradictions’ in the four Gospels. The truth is far rather that each writer knew himself to be capable of describing only one aspect of this stupendous event and was aware that by comparison of the different accounts it would be possible for humanity gradually to form a comprehensive picture of it. So we too will be patient and try to gain some understanding of this greatest of all events in Earth-evolution from the four accounts given in the New Testament. From what has been said in other lecture-courses, you will certainly be able to gather how the four points of view presented in the Gospels can be differentiated. But now, before characterizing these four points of view even in their purely external aspect, let me make it clear at the beginning of this lecture-course that I shall not do what is customary nowadays when studying the Gospels. It is usual to begin with accounts of their historical origins. But it will be better for us to wait until the end of the lectures before hearing what there is to be said about the origin of the Gospel of St. Matthew. It is after all only natural and would be borne out in the case of other branches of knowledge, that the gist of any subject must be thoroughly grasped before its history can be truly understood. No one can usefully study a history of arithmetic, for example, who is entirely ignorant of that subject. The proper place for historical details is at the end of a study, and when this procedure is not followed the natural needs of human cognition are being overlooked. Here, then, we shall try to satisfy these needs by examining, first, the content of the Gospel of St. Matthew, and afterwards by saying something about its historical origin. Study of the Gospels, even of their external form, makes us aware of a certain difference in the modes of expression, and this feeling will be intensified when we recall what was said in my lectures on the Gospels of St. John and St. Luke. In trying to fathom the mighty communications given in the Gospel of St. John, we are almost overwhelmed by their sublimity and spiritual grandeur; we feel that this Gospel reveals the very highest goal to which human wisdom can aspire and human cognition gradually attain. Man seems to be standing below, lifting the eyes of his soul to the heights of cosmic existence and saying to himself : However insignificant I may be, the Gospel of St. John enables me to divine that some element with which I myself am akin descends into my soul and imbues me with the feeling of infinitude.—Thus the spiritual magnitude of the cosmic life to which man is related is experienced a by the soul when contemplating the Gospel of St. John. In studying St. Luke's Gospel we found that the manner of its presentation was different. In contemplating the Gospel of St. John it is paramountly the spiritual greatness—even though divined but dimly—that pervades the soul like a magic breath, whereas in the Gospel of St. Luke the influence is more inward, causing in the soul an intensification of all that the powers of cosmic love and sacrifice can effect in the world when we are able to share in them. So, while St. John describes the Being of Christ Jesus in His spiritual stature, St. Luke shows us His immeasurable capacity for sacrifice. St. Luke gives us an inkling of what this power of sacrificing love has brought about in the evolution of the world and of mankind—this love, which, in the same way as other forces, pulsates and weaves throughout the universe. We see, therefore, that while it is mainly the element of feeling that is uppermost when we steep ourselves in the Gospel of St. Luke, it is the element of understanding—informing us, to some extent, of the very foundations of knowledge and of its goals—that is aroused by the Gospel of St. John. That Gospel speaks more to our faculty of cognition, our understanding, the Gospel of St. Luke more to our hearts. The Gospels themselves produce these feelings in us; but it was also my endeavour to let the keynotes sound through the lectures that were given on the two Gospels in the light of Spiritual Science. Those who heard only words in the lectures on the Gospel of St. John or in those on the Gospel of St. Luke, certainly did not hear everything. There was a fundamental difference in the manner and style of speaking in the two lecture-courses. And everything must again be different when we come to study the Gospel of St. Matthew. The Gospel of St. Luke makes us feel as if all the human love that ever existed in the evolution of mankind poured into the Being who lived as Christ Jesus at the beginning of our era. Considered merely in its external aspect, the Gospel of St. Matthew appears at first to present a picture of greater variety than do the other two Gospels, even than do all the other three. For when the time comes to study the Gospel of St. Mark we shall find that in a certain respect it too presents one particular aspect. The Gospel of. St, John reveals to us the magnitude of the wisdom of Christ Jesus; the Gospel of St. Luke, the power of His love. When we study the Gospel of St. Mark, the picture will primarily be one of might, of the creative Powers permeating the universe in all their glory. In that Gospel there is something overwhelming in the intensity with which the cosmic forces come to expression: when we really begin to understand the content of the Gospel of St. Mark, it is as though these forces were surging towards us from all directions of space. While the Gospel of St. Luke brings inner warmth into the soul and the Gospel of St. John fills it with hope, the Gospel of St. Mark makes us aware of the overwhelming power and splendour of the cosmic forces—so overwhelming that the soul feels well nigh shattered. The Gospel of St. Matthew is different. All three elements are present here: the warmth of feeling and love, the knowledge full of hope and promise, the majesty of the universe. These elements are present in the Gospel of St. Matthew in a modified form and for this reason seem to be more humanly akin to us than in the other Gospels. Whereas the wisdom, the love and the splendour depicted in the other three Gospels might overwhelm us almost to the point of collapse, we feel able to stand erect before the picture presented in the Gospel of St. Matthew, even to approach and stand on a level with it. Everything is more humanly related to us; we never feel shattered, although it too contains elements which in the other Gospels tend to have this effect. It is the most human of the four records and describes Christ Jesus as a man, in such a way that in all His deeds He is near us in a human sense. In a certain respect the Gospel of St. Matthew is like a commentary on the other Gospels. It clarifies to some extent what otherwise is often beyond the reach of human understanding and once we realise this, great illumination is shed upon the nature of the other three Gospels. In the Gospel of St. John we are shown how with his wisdom and knowledge man can set out towards the goal that is attainable; this is made plain at the very beginning of the Gospel, where Christ Jesus is referred to as the Creative Logos. The highest spiritual conception our minds and hearts can attain is presented in the very first sentences of this Gospel. It is different in the Gospel of St. Matthew. This Gospel begins by giving the lineage of the man Jesus of Nazareth from a definite point in history and within a particular people. It shows us how the qualities that were concentrated in Jesus of Nazareth had been acquired through heredity from Abraham and his descendants; how throughout three times fourteen generations a people had allowed the best it had to impart to flow into the blood, in order that preparation might be made for the flowering, in one single Individuality, of the highest powers possible to man. The Gospel of St. John points to the infinity of the Logos, the Gospel of St. Luke leads back to the very beginning of mankind's evolution. The Gospel of St. Matthew shows us a man, Jesus of Nazareth, born from a people whose qualities had been transmitted by heredity from Abraham, the father of the tribal stock, through three times fourteen generations. It can only very briefly be indicated here that anyone who desires really to understand the Gospel of St. Mark must have some knowledge of the cosmic forces streaming through the evolution of our world. For the picture of Christ Jesus presented in that Gospel shows us that the Cosmos itself—an essence of the cosmic forces in the infinitude of space—is operating in and through a human agency. St. Mark sets out to describe the deeds of Christ as extracts of cosmic activities, how in Christ Jesus, the God-Man on the Earth, we have before us a quintessence of the boundless power of the Sun. Thus St. Mark describes to us the manner in which the forces of the heavens and the stars operate through human powers. In a certain way the Gospel of St. Matthew too is concerned, with stellar activity, for at the very beginning it is clearly indicated that cosmic happenings are connected with the evolution of humanity, inasmuch as the three Magi are guided to the birthplace of Jesus by a star. But this Gospel does not describe cosmic workings as does the Gospel of St. Mark; it does not require us to raise our eyes to these heights. It shows us three men, three Magi, and the effect the Cosmos has upon them. We can contemplate these three men and become aware of what they are feeling. Thus if it is a matter of being able to experience cosmic realities, the Gospel of St. Matthew directs our gaze, not to infinitudes of space, but to man himself, to the effect, the reflection, of cosmic activities in human hearts. (Again I beg that these indications shall be taken merely as pointing to the style in which the Gospels are written. For it is fundamentally characteristic of the Gospels, I repeat, that they describe events from different angles. The distinctive style in which each is written is in accordance with what they want to convey about the greatest event in the evolution of Mankind and of the Earth.) So we see that the fact of paramount significance at the beginning of the Gospel of St. Matthew is that attention is called to the direct blood-relationships of Jesus of Nazareth. An answer is given to thc question: How was the physical personality of Jesus of Nazareth constituted? How were all the qualities of a people since its founder, Abraham, concentrated in this one personality in order that the Being we call Christ could reveal His presence there ? We are told: In order that the Christ Being might be able to incarnate in a physical body, this body must have qualities that could only be present if all the qualities of the blood of Abraham's descendants were concentrated in the single personality of Jesus of Nazareth. We arc therefore shown how the blood of Jesus of Nazareth leads back through the generations to the founder of the Hebrew people; and how on this account the essential attributes of this people, their particular function in world-history, in the evolution of the world and of humanity, were concentrated in the physical personality of Jesus of Nazareth. To understand the intention of the writer of the Gospel of St. Matthew in giving this introduction, it is therefore necessary to know something about the intrinsic nature of the Hebrew people and to be able to answer the question: What was this race, by virtue of its special character, able to give to mankind? Materialistic history pays little attention to what must here be advanced. It gives abstract accounts of outer happenings, placing one people practically on a par with every other. But this entirely ignores a fact which anyone wishing to understand the evolutionary process must regard as fundamental, namely, that no people has the same task and mission as another; each has its own specific task and mission; each has to contribute a particular share of the riches which should accrue to the Earth as the result of mankind's evolution. And each share is distinct from the others. Even down to physical details, each people is so constituted that it can make its appropriate contribution to humanity as a whole. In other words: the physical, etheric and astral bodies of human beings belonging to a particular people develop and arc combined in such a way as to afford the appropriate instrument for the contribution that people has to make to humanity.—What, then, was to be the contribution of the Hebrew people, and how were its essential qualities concentrated in the body of Jesus of Nazareth? To understand the mission of the Hebrew people we must make a deeper study of the whole evolution of humanity. It will be necessary to speak with greater precision of certain matters indicated more briefly in other lectures and in the book Occult Science—an Outline. The part played by the Hebrew people in the evolution of mankind as a whole will be most easily understood if we take the Atlantean catastrophe as a starting-point. When the face of the Earth was changed as a result of the Atlantean Deluge, the peoples then living on the continent of Atlantis moved from the West across to the East in two main streams, one taking a more northerly, the other a more southerly course. One stream in this great movement of Atlantean peoples through Europe towards Asia spread to the region around the Caspian Sea, while another passed through the land we now call Africa. Over in Asia a kind of confluence of these two streams took place, as when two currents meet and a vortex is formed. But what chiefly interests us about these peoples who were thus forced to make their way across to the East from Atlantis, is their mode of perception, the general form of their soul-life—in the case, at least, of the main mass of them. In the first post-Atlantean epoch man's whole constitution of soul was different from what it came to be later on—different above all from what it is to-day. Those ancient people still had clairvoyant perception of their surroundings; they were able to behold the spiritual, and even what is now seen physically was perceived then in a more spiritual way. But a point of special importance is that this clairvoyance of the original post-Atlantean peoples was again different, in a certain respect, from that of the Atlanteans themselves in the heyday of their culture. Their clairvoyance enabled men to gaze into a spiritual world with purity of vision, and the revelations of the spiritual world engendered impulses for the good in their souls. Indeed it would be true to say that during the prime of Atlantean culture, the strength of impulses for the good depended upon the ability of a man to look deeply into the spiritual world; in one with less ability these impulses were correspondingly weaker. The changes which then took place on. the Earth were such that already towards the last third of the Atlantean epoch, but especially in the early post-Atlantean epoch, the good aspects of the old Atlantean clairvoyance had gradually disappeared and were preserved only by those who had undergone special training in the centres of Initiation. As time went on, what remained of this clairvoyance as a natural, inborn gift assumed a character leading all too easily to vision of the evil Powers of existence. Clairvoyance had become too weak to behold the good Powers. On the other hand, vision of the evil, delusive Powers remained, and a form of clairvoyance by no means commendable was widespread in certain regions inhabited by post-Atlantean peoples, a clairvoyance acting in itself as a kind of tempter. This decline of the old clairvoyance was accompanied by a gradual development of the faculty of sense-perception recognized as normal for human beings to-day. But the things men perceived with their eyes in the first post-Atlantean epoch, and which they perceive normally to-day, were not sources of temptation in that past time, because the soul-forces that are now the cause of temptation had not yet developed. External perceptions which may give rise to inordinate enjoyment in a man to-day, however deceptive they may be, did not constitute any particular temptation for early post-Atlantean man. It was when inherited remains of the old clairvoyance awakened in him that his temptation began. He had practically no vision of the good side of the spiritual world; the Luciferic and Ahrimanic forces bad such a strong effect upon him that what he saw Were the Powers of temptation and delusion. With these inherited faculties of ancient clairvoyance he perceived the Luciferic and Ahrimanic forces. And so it became necessary for those whose wisdom for the leadership and guidance of human evolution had been received from the Mysteries, to institute means to ensure that in spite of these adverse circumstances men should ultimately be led to the good goal and to clarity of understanding. The people who had spread to the East after the great Atlantean catastrophe were at very different stages of evolution; it can be said that the level of moral and spiritual development was highest in those who went farthest East. The dawning faculty of external perception was like the opening of a new world, revealing with ever greater clarity the grandeur and splendour of the outer world of the senses. This faculty was especially characteristic of the people who settled to the North of present-day India, in the regions extending to. the Caspian Sea, as far as the Oxus and Jaxartes. In this region of Asia there had settled groups of people from whom many racial streams spread out in different directions, one such stream being the ancient Indian people whose spiritual view of thc world has often been characterized. Soon after the Atlantean. Flood, indeed to some extent - while it was still in process, the sense-awareness of external reality had already developed among this group of people in Middle Asia. But at the same time, in the human beings who had incarnated there, a kind of memory-knowledge persisted, a living recollection of what they had experienced in the days of Atlantis. This characteristic was strongest in those who went down into India. They had, it is true, great understanding of the splendour of the external world; their faculties of observation and sense-perception were more developed than those of the other peoples, but. at thc same time their remembrance of the ancient spiritual powers of vision in Atlantis was vivid and strong. Hence there arose in them an intense longing for the spiritual world which they remembered; it was easy for them to gaze again into that world—but they also had the feeling that what was presented to the external senses was maya, illusion. And so in these people too the impulse arose not to pay particular attention to the outer world of sense but to do everything possible to enable the soul—now through development deliberately induced, through yoga—to rise to the realm where it could receive the revelations which in the days of old Atlantis had come directly from the spiritual world. This tendency to despise the outer world, to regard it as illusion and to follow only those impulses which led to the spiritual, was less strongly developed in the people who remained farther North. But they were in a very tragic situation. The innate qualities of the ancient Indian people were such that it was comparatively easy for any one of them to undergo a definite training in Yoga enabling him to rise once again into the realms he had known in Atlantean times. It was easy for such a man to overcome, what he regarded as illusion. He overcame it in acts of cognition, and his supreme conviction was this: The sense-world is maya, is illusion; but if I make efforts to develop my soul I shall reach the world lying behind the sense-world! Thus it was through an inner process that the Indian succeeded in overcoming what he regarded as maya. The character of the more northerly peoples was different. They were the Persians, the Medes, the Bactrians—known in history as Aryans in the narrower sense. In them too there was a strong tendency towards the development of external perception, external intellectuality. But the urge to achieve through inner development, through some form of Yoga, what the Atlanteans had experienced quite naturally, was not particularly marked. Recollection of the past was not strong enough in these more northerly peoples to become a striving to overcome, through knowledge, the illusion of the outer world. Their attitude of soul was not the same as that of the Indians. The attitude of an Iranian, a Persian, a Mede, might be expressed in modern words somewhat as follows: If we once dwelt in the spiritual world, experiencing and perceiving realities of spirit and of soul, and now find ourselves transplanted into the physical world we see with our eyes and grasp with the brain-bound intellect, the cause of this does not lie in man alone; what has to be overcome cannot be overcome merely in the inner being of man. Nothing much would result from that ! An Iranian would have said: It is not only in man that a change has taken place; Nature herself and everything on the Earth must also have changed when man descended from divine-spiritual realms. It cannot therefore be right to leave the surrounding world just as it is, saying simply: This is maya, illusion, but WC will disregard it and rise into the spiritual world! In that way we shall, it is true, bring about a change in ourselves but not in the world around us.—Therefore the attitude of an Iranian did not allow him to say: maya is outspread around me; I will transcend it, will overcome it in my own being and so reach the spiritual world.—No, he said: man belongs to and is a member of the world around him. Therefore if that which is divine in him, and has descended with him from divine-spiritual heights, is to be transformed, not only what is within him must be changed back to its former state, but also everything in the outer world around!—And this was what gave the people the impulse to take an active and vigorous share in transforming thc world. Whereas in India men said: The world has fallen; what it now presents is maya—in the more northerly regions they said : True, the world has fallen, but it is our task to change it in such a way that it becomes spiritual again. Contemplation, contemplative understanding—this was basically characteristic of the Indian people. Their attitude was simply that sense-perception is illusion, maya. Activity, physical energy, the will to transform external Nature—these were the basic characteristics of the Iranian and other peoples living in regions North of India. They said: The world around us has fallen from the Divine but man is called upon to lead it back again to the Divine! And the innate traits of the Iranian people were sublimated and charged with measureless energy in the spiritual leaders who went forth from the Mysteries. What took place towards the East and South of the Caspian Sea can only be adequately understood, even outwardly, by comparing it with conditions still farther to the North, that is to say in the regions bordering on the Siberia and Russia of to-day, and extending even into Europe. Here there were people who had preserved much of the ancient clairvoyance and in whom a kind of balance could be held between the faculty of the old spiritual perception and that of material perception, of the new intellectual thinking. Very many among them were still able to look into the spiritual world. This faculty of vision—which had already degenerated and become, as we should say nowadays, a lower astral clairvoyance had in its character a certain effect upon the general evolution of mankind. That this lower form of clairvoyance produces a very definite type of human being, a definite trait of character in those endowed with it, was clearly evident in these people. It was innate in them to demand from surrounding Nature what they needed for their sustenance while expending the minimum of effort themselves. They knew that divine-spiritual Beings are present in the plants, the animals, and so on, because they actually beheld them; they knew that these Beings are the powers behind all physical creation. But this knowledge prompted them to demand that without any effort on their own part the divine-spiritual Beings by whom they had been placed in existence should provide for their sustenance. Many things could be quoted as expressions of the disposition and tenor of soul prevailing in these peoples with their decadent, astral clairvoyance. In the period which it is important for us to consider now, all these peoples were nomadic, having no settled habitations; they wandered about as herdsmen, without preference for any particular locality, careless with what the Earth had to offer and only too ready to destroy anything around them when they needed it for their sustenance. These people were not called upon, nor indeed were they qualified, to do anything to raise the level of culture, to transform the Earth. Thus there arose what is perhaps one of the greatest antitheses in the whole of post-Atlantean evolution: the antithesis between these more northerly peoples and the Iranians. Among the Iranians the longing arose to take a hand in what was going on around them, to live settled lives, to acquire possessions through effort, in other words, to apply man's spiritual forces in order to achieve the transformation of Nature. That was the strongest urge in the Iranians. And in the immediately adjacent lands to the North, lived the people who saw into the spiritual world, were on familiar terms, so to speak, with the spiritual beings, but were wanderers, having no inclination for work and without any interest in furthering culture in the physical world. This drastic antithesis was purely the outcome of the different forms taken by soul-development. It is also known in external history as the great antithesis between Iran and Turan. But the causes of it are not understood. Actually they are as stated above. Turan lay to the North, in the area towards Siberia. Its inhabitants, as already said, were people heavily endowed with an inherited, lower astral clairvoyance, and who in consequence of their experience in the spiritual world had neither inclination or sufficient understanding to establish any form of external culture. Because these people were of a passive disposition and their priests were often magicians and sorcerers of an inferior type, whenever spiritual matters were concerned they were wont to engage in very questionable magical practices, indeed not infrequently in actual black magic. To the South lay Iran, where at a very early stage, as we have seen, an urge arose in the people to transform the world of sense with even the most primitive means then available and through the spiritual faculties of man to establish forms of external culture and civilization. Now you will be able to form an idea of the great antithesis between Iran and Turan.—A beautiful myth—the legend of Djemjid—tells how King Djemjid led his people from the North down towards Iran. He had received from the God who would presently come to be recognized and whom he called Ahura Mazdao, a golden dagger by means of which he was to fulfil his mission on Earth. From the apathetic masses of the Turanians, King Djemjid drew people whom he had specially trained, and in the golden dagger we have to see an impulse for the attainment of wisdom connected with the external faculties of men, wisdom capable of redeeming certain faculties that had already become decadent and of imbuing them with the spiritual force man can acquire on the physical plane. This golden dagger, like a plough, turned the earth into arable land, made possible the first, primitive inventions of mankind. It worked on and is working to this clay in all the achievements of culture and civilization in which men take pride. There is great significance in the fact that King Djemjid who went from Turan down to the Iranian country received this dagger from Ahura Mazdao. It represents a force given to man whereby he can work upon and transform external Nature. The same Being from whom this golden dagger was received was also the great Inspirer of Zarathustra or Zoroaster, Zerdutsch, the leader of the Iranian people. It was Zarathustra who in primeval times—soon after the Atlantean catastrophe—instilled the impulses he was able to bring from the holy Mysteries into the people who felt the urge to apply the power of the human spirit to external culture. Zarathustra was to give new hopes, new vistas of the spiritual world to this people who no longer possessed the ancient Atlantean vision. He opened out the path along which the people were ultimately to realise that the outer sunlight is only the external body of a sublime spiritual Being whom he called Ahura Mazdao, the ‘great’ Aura, in contrast to the 'little' aura of man. Zarathustra wanted to convey that this same Being—then still in remote cosmic distances—would one day descend to the Earth in order to unite His very substance with the Earth and to work on further in the history and evolution of humanity. Thus Zarathustra directed the minds of these people to the same Being who lived later on in history as the Christ.2 The mighty achievement of Zarathustra consisted in this: to the new post-Atlantean humanity who had fallen away from the divine worlds, he revealed the path of re-ascent to the spiritual and gave to men the hope of being able to reach the goal, even with forces that had descended to the level of the physical plane. Whereas the ancient Indian attained to the spiritual in its old form through Yoga-training, a new path was to be opened out to men through the teaching of Zarathustra. Zarathustra had a. patron—a figure of great significance. But here I must emphasize that thc date of the Zarathustra of whom I am speaking was said, even by the Greeks, to have been five thousand years before the Trojan War; He is not, therefore, the figure whom external history calls by that name, nor the Zarathustra mentioned as living in the days of Darius.—The original Zarathustra had a patron who can be called Gushnasp—the name that became customary later on. Zarathustra was a majestic, priestly character, one who pointed to the great Sun Spirit, Ahura Mazdao, the Being who guides humanity back from the physical to the spiritual, and Gushnasp was a kingly character, ready to perform any action in the external world that would spread the mighty inspirations of Zarathustra. Hence the inspirations and aims of Zarathustra and Gushnasp that were taking effect in ancient Iran inevitably came into contact with the conditions prevailing immediately to thc North. And the result of the impact was one of the greatest wars ever fought in the world, a war of which little is said in external history because it took place in such a remote past. It was a conflict of the greatest possible magnitude, between Iran and Turan. And out of this war—which lasted, not for decades but for centuries—there developed a certain mood and attitude of soul that persisted for a long time in Asia and the nature of which can be described somewhat as follows: The Iranians, the followers of Zarathustra, spoke to this effect: Wherever we look there is a world that descended from divine-spiritual heights but has now fallen very far from its earlier level. We must assume that the world of animals, plants and minerals around us once existed at a higher level and that it has all become decadent. But man has the hope of being able to lead it upwards again. We will now further translate into words of our language what an Iranian felt, and try to convey how a teacher would have spoken to his pupils. He might have said: Think of the wolf. The animal living as the physical wolf you now see has fallen from its former estate, has become decadent. Formerly it did not manifest its bad qualities. But if good qualities germinate in you and you combine them with your spiritual powers, you can tame this animal; you can instill into it your own good qualities, making the wolf into a docile dog who serves you! In the wolf and the dog you have two beings characterizing as it were two great streams of forces in the world.—And so men who used their spiritual faculties to work upon the surrounding world were able to tame the animals, to raise them to a higher level, whereas the others left the animals as they were, with the result that they descended to lower and lower stages of existence. Here were two different forces, the one being applied by men whose attitude was as follows: If I leave Nature as she is, she sinks lower and lower; everything becomes wild. But I can direct my eyes of spirit to a good Power in whom I trust; then that Power will help me and I shall be able to lead up-wards again what is in danger of sinking. This Power gives me hope that further development is possible!—The Iranian conceived this Power to be Ahura Mazdao and he said to himself: Man can ennoble and sublimate the forces of Nature when he unites himself with Ahura Mazdao, with the power of Ormuzd. Ormuzd represents,an upward-flowing stream. But if man leaves Nature as she is, he will see everything degenerating into a wild state. This is due to Ahriman—And now the following mood developed in the regions of Iran. Men said: North of us live many who are in Ahriman's service. They are the Ahriman-folk who wander about the world and take what Nature gives them, who will do nothing to spiritualise Nature. We, however, will unite ourselves with with Ahura Mazdao! Thus men became aware of duality in. the world. The Iranians, the people of Zarathustra, felt this duality and desired so to organise their life that the urge towards a higher form of existence should come to expression in their laws. This was the outer consequence of Zoroastrianism and herein we must see the contrast between Iran and Turan. The war of which occult history gives so many and such detailed accounts, the war between Ardshasp and Guslinasp—the former being the King of the Turanians and the latter the patron of Zarathustra—is an expression of the antithesis between the North and the South, between the men living in the two regions of Turan and Iran. If we grasp this, we shall perceive a current of soul-life flowing from Zarathustra to the whole of the humanity upon whom his influence was exercised. To begin with, then, it was necessary to describe the whole milieu, the whole environment into which Zarathustra was placed. We know from earlier lectures3 that the Individuality who incarnated into the bloods that flowed from Abraham through three times fourteen generations and who appeared as Jesus of Nazareth of whom the Gospel of St. Matthew tells, was Zarathustra, the Individuality who had been Zarathustra. It was therefore necessary to look for him where he is first to be found, in the very early post-Atlantean epoch. And now the question arises: Why was it that the blood that flowed from Abraham in Western Asia through the generations was the blood best fitted for a later embodiment of Zarathustra? (For in one of his incarnations Zarathustra was Jesus of Nazareth.) In order to approach this question it was necessary, in the first place, to ask about the central figure—the Zarathustra-Individuality—who incarnated into the blood of the Hebrew people. Tomorrow we shall have to consider why it was necessarily this blood, this particular racial stock, from which Zarathustra derived his body as Jesus of Nazareth.
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4. The Philosophy of Spiritual Activity (1963): The World as Perception
Tr. Rita Stebbing Rudolf Steiner |
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This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. |
His studies were interrupted by the death of his father, which left him in poverty. After he supported himself by tutoring for 9 years, the kindness of a friend enabled him to resume his studies, to graduate as a doctor and to qualify as a privatdocent. |
4. The Philosophy of Spiritual Activity (1963): The World as Perception
Tr. Rita Stebbing Rudolf Steiner |
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[ 1 ] Concepts and ideas arise through thinking. What a concept is cannot be stated in words. Words can do no more than draw attention to our concepts. When someone sees a tree, his thinking reacts to his observation, an ideal counterpart is added to the object, and he considers the object and the ideal counterpart as belonging together. When the object disappears from his field of observation, only the ideal counterpart of it remains. This latter is the concept of the object. The further our range of experience is widened, the greater becomes the sum of our concepts. But a concept is never found isolated. Concepts combine to form a totality built up according to inherent laws. The concept “organism” combines, for example, with those of “gradual development, growth.” Other concepts formed of single objects merge completely. All concepts that I form of lions, merge into the general concept “lion.” In this way the single concepts unite in an enclosed conceptual system, in which each concept has its special place. Ideas are not qualitatively different from concepts. They are but concepts that are richer in content, more saturated and comprehensive. At this particular point I must draw special attention to the fact that thinking is my point of departure, and not concepts and ideas which must first be gained by means of thinking. Concepts and ideas already presuppose thinking. Therefore, what I have said about the nature of thinking, that it exists through itself, that it is determined by nothing but itself, cannot simply be carried over and applied to concepts. (I mention this at this point explicitly because it is here that my difference with Hegel lies. For Hegel, the concept is the primary and original.) [ 2 ] The concept cannot be gained from observation. This can already be seen from the fact that the growing human being slowly and gradually forms concepts corresponding to the objects surrounding him. The concepts are added to observation. [ 3 ] A much-read contemporary philosopher, Herbert Spencer,23 describes the mental process which we carry out in response to observation, in the following way:
A closer examination gives a very different result from what is described above. When I hear a sound, the first thing I do is to find the concept that corresponds to this observation. It is this concept that takes me beyond the sound. Someone who did not reflect further would simply hear the sound and be content with that. But, because I reflect, it becomes clear to me that I have to understand the sound as an effect. It is therefore only when I connect the concept of effect with the perception of the sound that I am induced to go beyond the single observation and look for the cause. The concept of effect calls up that of cause; I then look for the object which is the cause, and in this case I find it to be the partridge. But these concepts, cause and effect, I can never gain by mere observation, however many instances I may have observed. Observation calls up thinking, and it is thinking that then shows me how to fit one individual occurrence to another. [ 5 ] If one demands of a “strictly objective science” that it must take its content from observation alone, then one must at the same time require that it is to desist from all thinking. For by its very nature, thinking goes beyond the observed object. [ 6 ] We must now pass from thinking itself to the being who thinks, for it is through the thinker that thinking is combined with observation. Human consciousness is the stage upon which concept and observation meet one another and become united. In saying this, we have at the same time characterized human consciousness. It is the mediator between thinking and observation. Insofar as the human being observes an object, it appears to him as given; insofar as he thinks, he appears to himself as active. He regards what comes to meet him as object, and himself as thinking subject. While he directs his thinking to the observation, he is conscious of the object; while he directs his thinking to himself he is conscious of himself, or is self-conscious. Human consciousness of necessity, must be self-conscious at the same time, because it is a thinking consciousness. For when thinking turns its attention to its own activity, then its own essential being, that is, its subject, is its object as well. [ 7 ] It must, however, not be overlooked that it is only with the help of thinking that we can define ourselves as subject and contrast ourselves with objects. For this reason, thinking must never be understood as a merely subjective activity. Thinking is beyond subject and object. It forms these two concepts, just as it forms all others. When therefore as thinking subject, we refer a concept to an object, we must not understand this reference as something merely subjective. It is not the subject that makes the reference, but thinking. The subject does not think because it is subject; rather it appears to itself as a subject because it is able to think. The activity carried out by man as a thinking being is, therefore, not a merely subjective activity. Rather it is neither subjective nor objective; it is an activity that goes beyond both these concepts. I ought never to say that my individual subject thinks; in fact, my subject exists by the very grace of thinking. Thinking, therefore, is an element that takes me beyond myself and unites me with the objects. Yet at the same time it separates me from them, inasmuch as it sets me, as subject, over against them. [ 8 ] Man's twofold nature is due to this: he thinks, and in so doing encompasses himself and the rest of the world; but at the same time, it is also by means of thinking that he defines himself as an individual who confronts the objects. [ 9 ] The next step is to ask ourselves: How does the other element,—that in consciousness meets with thinking—which we have so far simply called the object of observation, enter our consciousness? [ 10 ] In order to answer this question, we must separate from our field of observation all that has been brought into it by thinking. For the content of our consciousness at any moment is already permeated with concepts in the most varied ways. [ 11 ] We must imagine a being with fully developed human intelligence suddenly waking into existence out of nothing, and confronting the world. Everything of which it was aware before its thinking activity began, would be the pure content of observation. The world would then reveal to this being nothing but the mere disconnected aggregate of objects of sensation: colors, sounds, sensations of pressure, warmth, taste and smell, then feelings of pleasure and displeasure. This aggregate is the content of pure, unthinking observation. Over against it stands thinking, ready to unfold its activity if a point of attack can be found. Experience soon shows that it is found. Thinking is able to draw threads from one element of observation to another. It connects definite concepts with these elements and thereby brings about a relationship between them. We have already seen above how a sound that comes to meet us is connected with another observation by our identifying the former as the effect of the latter. [ 12 ] If we now remind ourselves that the activity of thinking is never to be understood as a subjective activity, then we shall not be tempted to believe that such relationships, established by thinking, have merely a subjective value. [ 13 ] Our next task is to discover by means of thinking reflection what relation the above-mentioned directly given content of observation has to our conscious subject. [ 14 ] The varied ways of using words make it necessary for me to come to an agreement with my readers concerning the use of a word which I shall have to employ in what follows. I shall use the word perceptions for the immediate objects of sensation enumerated above, insofar as the conscious subject becomes aware of them through observation. It is therefore not the process of observation, but the object of observation which I call perception.25 [ 15 ] I do not choose the word sensation because in physiology this has a definite meaning which is narrower than that of my concept of perception. I can call a feeling in myself a perception, but not a sensation in the physiological sense. But I also become aware of my feelings by their becoming perceptions for me. And the way we become aware of our thinking through observation is such that we can also call thinking, as it first comes to the notice of our consciousness, a perception. [ 16 ] The naive man considers his perceptions, in the sense in which they directly seem to appear to him, as things having an existence completely independent of himself. When he sees a tree he believes, to begin with, that it stands in the form which he sees, with the colors of its various parts, etc., there on the spot toward which his gaze is directed. When in the morning he sees the sun appear as a disk on the horizon and follows the course of this disk, his opinion is that all this actually exists (by itself) and occurs just as he observes it. He clings to this belief until he meets with further perceptions which contradict those he first had. The child who has as yet no experience of distance grasps at the moon, and does not correct his first impression as to the real distance until a second perception contradicts the first. Every extension of the circle of my perceptions compels me to correct my picture of the world. We see this in everyday life, as well as in the intellectual development of mankind. That picture which the ancients made for themselves of the relation of the earth to the sun and to the other heavenly bodies had to be replaced through Copernicus by a different one, because theirs did not accord with perceptions which were unknown in those early times. A man who had been born blind said, when operated on by Dr. Franz,25a that the idea of the size of objects which he had formed by his sense of touch before his operation, was a very different one. He had to correct his tactual perceptions by his visual perceptions. [ 17 ] Why are we compelled to make these constant corrections of our observations? [ 18 ] A simple reflection will answer this question. When I stand at one end of an avenue, the trees at the far end seem smaller and nearer together than those where I stand. The picture of my perception changes when I change the place from which I am looking. The form in which it appears to me, therefore, is dependent on a condition which belongs not to the object, but to me, the perceiver. It is all the same to the avenue where I stand. But the picture of it which I receive depends essentially on the place where I stand.' In the same way, it is all the same to the sun and the planetary system that human beings happen to consider them from the earth; but the perception-picture of the heavens which human beings have is determined by the fact that they inhabit the earth. This dependence of our perception-picture upon our place of observation is the easiest one to grasp. Matters already become more difficult when we learn how our perceptions are dependent on our bodily and spiritual organization. The physicist shows us that within the space in which we hear a sound, vibrations of the air occur, and also that in the body in which we seek the origin of the sound, vibrating movements of its parts will be found. We perceive this movement as sound, but only if we have a normally constructed ear. Without this, the whole world would be forever silent for us. From physiology we know that there are people who perceive nothing of the splendor of color surrounding us. Their perception-picture shows only degrees of light and dark. Others are blind to one color, e.g., red. Their picture of the world lacks this shade of color, and therefore is actually a different one from that of the average person. I would call the dependence of my perception-picture on my place of observation, a mathematical one, and its dependence on my organization a qualitative one. The first determines the proportions of size and mutual distances of my perceptions, the second their quality. The fact that I see a red surface as red—this qualitative determination—depends on the organization of my eye. [ 19 ] My perception-pictures, then, are subjective to begin with. Knowledge of the subjective character of our perceptions may easily lead to doubt that there is any objective basis for them at all. If we know that a perception, for example, that of the color red or of a certain tone, is not possible without a specific structure of our organism, it is easy to believe that it has no existence at all apart from our subjective organization, that without the act of perceiving—the objective of which it is—it would have no kind of existence. This view found a classical exponent in George Berkeley.26 His opinion was that man, from the moment he realizes the significance the subject has for perception, is no longer able to believe in the presence of a world without the conscious spirit. He said:
According to this view, nothing remains of the perception, if one disregards the fact of its being perceived. There is no color when none is seen, no sound when none is heard. Apart from the act of perception, extension, form and motion exist as little as do color and sound. Nowhere do we see bare extension or form; these are always connected with color or some other quality unquestionably dependent on our subjectivity. If these latter disappear when our perception of them disappears, then the former, being bound up with them, must likewise disappear. [ 20 ] To the objection that even if figure, color, sound, etc., have no other existence than the one within the act of perception, yet there must be things that exist apart from consciousness and to which the conscious perception pictures are similar, the above view would answer that a color can be similar only to a color, a figure only to a figure. Our perceptions can be similar only to our perceptions, and to nothing else. What we call an object is also nothing but a collection of perceptions which are connected in a particular way. If I strip a table of its form, extension, color, etc.,—in short, of all that is only my perception—then nothing else remains. If this view is followed to its logical conclusion, it leads to the assertion that the objects of my perceptions are present only through me and, indeed, only in as far as, and as long as I perceive them. They disappear with the act of perceiving them, and have no meaning apart from it. But apart from my perceptions I know of no objects and cannot know of any. [ 21 ] No objection can be made to this assertion as long as in general I merely take into account the fact that the perception is partially determined by the organization of my subject. It would be very different if we were able to estimate what function our perceiving has in bringing about a perception. We should then know what happens to the perception during the act of perceiving, and could also determine how much of it must already have existed before it was perceived. [ 22 ] This leads us to turn our consideration from the object of perception to its subject. I perceive not only other things; I also perceive myself. The immediate content of the perception of myself is the fact that I am the stable element in contrast to the continually coming and going perception-pictures. The perception of the I can always come up in my consciousness while I am having other perceptions. When I am absorbed in the perception of an object that is given, then, for the time being, I am conscious only of this object. To this, the perception of my self can come. I am then conscious, not only of the object, but also of my own personality, which confronts the object and observes it. I do not merely see a tree, but I also know that it is I who see it. I also realize that something takes place in me while I observe the tree. When the tree disappears from my field of vision, an after-effect of this process remains in my consciousness: an image of the tree. This image became united with my self during my observation. My self has become enriched; its content has taken a new element into itself. This element I call my representation of the tree. I should never be in a position to speak of representations if I did not experience them in the perception of my own self. Perceptions would come and go; I should let them slip by. Only because I perceive my self, and am aware that with each perception the content of my self also changes, do I find myself compelled to bring the observation of the object into connection with the changes in my own condition, and to speak of my representation. [ 23 ] I perceive the representation in my self in the same sense as I perceive color, sound, etc., in other objects. Now I am also able to make the distinction that I call those other objects that confront me, outer world, whereas the content of my self-perception I call inner world. Misunderstanding of the relationship between representation and object has led to the greatest mistakes in modern philosophy. The perception of a change in us, the modification experienced in the self, has been thrust into the foreground and the object which causes this modification is lost sight of altogether. It is said: We do not perceive the objects, but only our representations. I am supposed to know nothing of the table in itself, which is the object of my observation, but only of the changes which occur in my self while I perceive the table. This view should not be confused with that of Berkeley, mentioned above. Berkeley maintains the subjective nature of the content of perceptions, but he does not say that I can know only of my own representations. He limits man's knowledge to his representations because, in his opinion, there are no objects outside the act of representing. What I regard as a table is no longer present, according to Berkeley, when I cease to turn my gaze toward it. This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. What we call “world” is present only within spirits. For Berkeley, what the naive man calls outer world, or physical nature, is not there. This view is contrasted by the now predominant Kantian 27 view which limits our knowledge to our representation not because it is convinced that there cannot be things in existence besides these representations, but because it believes us to be so organized that we can experience only the modification in our own self, not the thing-in-itself that causes this modification. This conclusion arises from the view that I know only my representations, not that there is no existence apart from them, but only that the subject cannot take such an existence directly into itself; all it can do is merely through
This view believes it expresses something absolutely certain, something that is immediately obvious, in need of no proof.
These are the opening sentences of Volkelt's book on Kant's Theory of Knowledge.29 What is put forward here as an immediate and self-evident truth is in reality the result of a line of thought which runs as follows: The naive man believes that the objects, just as he perceives them, are also present outside his consciousness. Physics, physiology and psychology, however, seem to show that for our perceptions our organization is necessary and that, therefore, we cannot know about anything except what our organization transmits to us from the objects. Our perceptions therefore are modifications of our organization, not things-in-themselves. The train of thought here indicated has, in fact, been characterized by Eduard von Hartmann 30 as the one which must lead to the conviction that we can have a direct knowledge only of our own representations.31 Outside our organisms we find vibrations of physical bodies and of air; these are sensed by us as sounds, and therefore it is concluded that what we call sound is nothing but a subjective reaction of our organisms to these movements in the external world. In the same way, color and warmth are found to be merely modifications of our organisms. And, indeed, the view is held that these two kinds of perceptions are called forth in us through effects or processes in the external world which are utterly different from the experiences we have of warmth or of color. If these processes stimulate the nerves in my skin, I have the subjective perception of warmth; if they happen to encounter the optic nerve, I perceive light and color. Light, color and warmth, then, are the responses of my sensory nerves to external stimuli. Even the sense of touch does not reveal to me the objects of the outer world, but only conditions in myself. In the sense of modern physics, one must imagine that bodies consist of infinitely small particles, molecules, and that these molecules are not in direct contact, but are at certain distances from one another. Between them, therefore, is empty space. Across this space they act on one another by attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I sense as the body's resistance is nothing other than the effect of the force of repulsion which its molecules exert on my hand. I am completely external to the body and perceive only its effects upon my organism. [ 24 ] These considerations have been supplemented by the theory of the so-called specific nervous energy, which has been advanced by J. Müller (1801-1858).32 According to this theory, each sense has the peculiarity that it responds to all external stimuli in one definite way only. If the optic nerve is stimulated, perception of light results, irrespective of whether the nerve is stimulated by what we call light, or by a mechanical pressure, or an electric current. On the other hand, the same external stimulus applied to different senses gives rise to different perceptions. This appears to show that our sense-organs can transmit only what occurs in themselves, but nothing from the external world. They determine our perceptions, each according to its own nature. [ 25 ] Physiology also shows that there is no question of a direct knowledge of what the objects cause to take place in our sense-organs. When the physiologist traces the processes in our bodies, he discovers that already in the sense organs, the effects of the external vibrations are modified in the most manifold ways. This can be seen most clearly in the case of the eye and ear. Both are very complicated organs which modify the external stimulus considerably before they conduct it to the corresponding nerve. From the peripheral end of the nerve the already modified stimulus is then led further to the brain. Here at last the central organs are stimulated in their turn. From this the conclusion is drawn that the external process must have undergone a series of transformations before it reaches consciousness. What goes on in the brain is connected by so many intermediate processes with the external process, that any similarity to the latter is unthinkable. What the brain ultimately transmits to the soul is neither external processes nor processes in the sense-organs, but only such as occur in the brain. But even these are not directly perceived by the soul; what we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity to the process which occurs in the brain when I sense the red. The red is caused by the processes in the brain and appears again only as an effect of this in the soul. This is why Hartmann says: 33 “What the subject perceives therefore is always only modifications of his own psychic states and nothing else.” When I have sensations, these are as yet far from being grouped into what I perceive as objects. For only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the sense of touch, those of color and light by the sense of sight. Yet all these can be found united in one and the same object. The unification must, therefore, be caused by the soul itself; this means that the soul combines into bodies the separate sensations transmitted through the brain. My brain gives me separately and indeed along very different paths, the sensations of sight, touch and hearing, which the soul then combines into the representation “trumpet.” This last link (the representation of trumpet) is the very first process to enter my consciousness. In it can no longer be found anything of what is outside of me and originally made an impression on my senses. The external object has been entirely lost on the way to the brain and through the brain to the soul. [ 26 ] In the history of man's intellectual endeavor it would be hard to find another edifice of thought which has been put together with greater ingenuity and yet which, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been built up. The starting point is taken from what is given in naive consciousness, that is, from things as perceived. Then it is shown that nothing of what belongs to these things would be present for us had we no senses. No eye: no color. Therefore, the color is not yet present in what affects the eye. It arises first through the interaction of the eye and the object. The latter must, therefore, be colorless. But neither is the color present in the eye, for what is present there is a chemical or physical process which first has to be led by the optic nerve to the brain, and there releases another process. This is not yet the color. The latter is only called up in the soul through the process in the brain. As yet it does not enter my consciousness, but is first placed by the soul on a body outside. Here, finally, I believe that I perceive it. We have completed a circle. We are conscious of a colored object. This is the starting point; here the building up of thoughts begins. If I had no eye, for me the object would be colorless. I cannot, therefore, place the color on the body. I start on a search for it. I look for it in the eye: in vain; in the nerve: in vain; in the brain: in vain once more; in the soul: here I find it indeed, but not attached to the body. I recover the colored body only there at the point from which I started. The circle is closed. I am confident that I recognize as a product of my soul what the naive man imagines to be present out there in space. [ 27 ] As long as one remains here, everything seems to fit beautifully. But we must start again from the beginning. Until now I have been dealing with the outer perception, of which earlier, as naive man, I had a completely wrong opinion. I believed that just as I perceive it, it had an objective existence. But now I have noticed that in the act of representing it, it disappears; that it is only a modification of my soul condition. Is there any justification for using it as a starting point in my consideration? Can I say of it that it affects my soul? From now on I have to treat the table, of which earlier I believed that it acted on me and brought about in me a representation of itself, as being itself a representation. From this it follows logically that my sense-organs and the processes in them are also mere subjective manifestations. I have no right to speak of a real eye, but only of my representation of eye. And the same holds good in regard to the nerves and the brain process, and no less in regard to what takes place in the soul itself, through which, out of the chaos of manifold sensations, objects are supposed to be built up. If I run through the steps of my act of cognition once more, presupposing the first line of thought to be correct, then the latter shows itself to be a web of representations which, as such, could not act upon one another. I cannot say: My representation of the object affects my representation of the eye, and from this interaction the representation of color comes about. Nor is there any need for saying this, for as soon as it is clear to me that my sense-organs and their activity, and my nerve and soul processes as well, can also be given only through perception, then the described line of thought shows itself in its full impossibility. It is true that I can have no perception without the corresponding sense organ, but neither can I have the sense-organ without perception. From my perception of the table I can go over to the eye which sees it, and to the nerves in the skin which touch it, but what takes place in these I can, again, leam only from perception. And there I soon notice that in the process which takes place in the eye there is no trace of similarity to what I perceive as color. I cannot deny the existence of my color perception by pointing to the process which takes place in the eye during this perception. And just as little can I find the color in the nerve and brain processes; all I do is only add new perceptions, within the organism, to the first perception, which the naive man placed outside his organism. I simply pass from one perception to another. [ 28 ] Apart from this there is an error in the whole conclusion of the line of thought. I am able to follow what takes place in my organism up to the processes in my brain, even though my assumptions become more and more hypothetical the nearer I get to the central processes in the brain. But the path of observation from outside ceases with what takes place in my brain, ceases, in fact, with what I should observe if I could treat the brain with the assistance and methods of physics and chemistry. The path of observation from within begins with the sensation and continues up to the building up of objects out of the material of sensation. In the transition from brain-process to sensation, there is a gap in the path of observation. [ 29 ] This characteristic way of thinking, which describes itself as critical idealism, in contrast to the standpoint of naive consciousness which it calls naive realism, makes the mistake of characterizing one perception as representation while taking another in the very same sense as does the naive realism which it apparently refutes. Critical idealism wants to prove that perceptions have the character of representations; in this attempt it accepts—in naive fashion—the perceptions belonging to the organism as objective, valid facts, and, what is more, fails to see that it mixes up two spheres of observation, between which it can find no mediation. [ 30 ] Critical idealism is able to refute naive realism only by itself assuming, in naive-realistic fashion, that one's own organism has objective existence. As soon as the critical idealist becomes conscious of the complete similarity between the perceptions connected with one's own organism and those which naive realism assumes to have objective existence, he can no longer rely on the perceptions of the organism as being a safe foundation. He would have to regard his own subjective organization also as a mere complex of representations. But then the possibility ceases of regarding the content of the perceived world as a product of man's spiritual organization. One would have to assume that the representation “color” was only a modification of the representation “eye.” So-called critical idealism cannot be proved without borrowing something from naive realism. Naive realism can only be refuted by accepting its assumptions—without testing them—in another sphere. [ 31 ] This much, then, is certain: Investigations within the sphere of perceptions cannot prove critical idealism, and consequently cannot strip perceptions of their objective character. [ 32 ] Still less can the principle, “The perceived world is my representation,” be stated as if it were obvious and in need of no proof. Schopenhauer 34 begins his principal work, Die Welt als Wille und Vorstellung, The World as Will and Representation, with the words:
The principle above: “The world is my representation,” on which this is based, is, however, wrecked by the fact, already mentioned, that the eye and the hand are perceptions in just the same sense as the sun and the earth. And if one used Schopenhauer's expressions in his own sense, one could object to his principle: My eye that sees the sun and my hand that feels the earth are my representations, just like the sun and the earth themselves. But that, with this, the principle is canceled out, is immediately obvious. For only my real eye and my real hand could have the representations “sun” and “earth” as their modifications; my representations “eye” and “hand” cannot have them. But critical idealism can speak of representations only. [ 33 ] It is impossible by means of critical idealism to gain insight into what relation perception has to representation. It is insensible to the distinction, mentioned on page 85, of what happens to the perception while perceiving takes place and what must be inherent in it before it is perceived. We must, therefore, attempt to gain this insight along another path.
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125. The Wisdom Contained in Ancient Documents and in the Gospels
13 Nov 1910, Nuremberg Tr. Unknown Rudolf Steiner |
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They have, for instance, formed all kinds of ideas about the origin of the world: the Greeks and their gods, the ancient Germanic peoples and their gods, and, if you like, the American peoples, whose legends have recently been dscovered and which are found to correspond with what exists among other peoples. |
Just in the case of people who lived shortly before Christ we find an invincible faith in reason. They even identify reason with God himself, who rules within things. Cicero adopts this standpoint. Let us suppose, however, that someone succeeds in discovering the secrets connected with all this. |
But then he would deny this and would have to admit to himself, instead, that he himself has been his own father and his own mother. There is, consequently, something within us connecting us with the rest of humanity, and we may feel very depressed by all human mistakes, weaknesses and illnesses. |
125. The Wisdom Contained in Ancient Documents and in the Gospels
13 Nov 1910, Nuremberg Tr. Unknown Rudolf Steiner |
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If we look back upon the evolution of humanity, if we look back—let us say—as far as history permits it, we shall encounter something very strange. Various phenomena enable us to examine what we thus encounter. Above all, (and we shall see to-day that what we are about to say may be applied to every human heart, to every human soul) we may examine the evolution of humanity with the aid of various documents, traditions and writings which have been pre served. We shall find in them something very strange and peculiar. If we go back to the conceptions which were formed by the various peoples of ancient times in connection with the origin of the world and of the sources of what is good and moral, we shall find that the conceptions which thus arose are laid down in legends—in myths and legends. We come across such legends and myths in a more or less beautiful, lofty, sublime or even less significant form among the various peoples of the earth. A modern man is so very much inclined to consider these myths and legends as poems and to say: They were invented by the peoples during their infancy, because they did not as yet possess the sources of modern science. They have, for instance, formed all kinds of ideas about the origin of the world: the Greeks and their gods, the ancient Germanic peoples and their gods, and, if you like, the American peoples, whose legends have recently been dscovered and which are found to correspond with what exists among other peoples. If we learn that among the Central-American peoples Quetzalcoatl and Vitzliputzli play a role which is more primitive but similar to that of other mighty characters created by other races we shall see that such legends and myths exist among all these peoples ... And, as already stated, a modern man is easily inclined to say: These are poems, fantastic inventions of man's spirit, in order to explain the origin of the various beings of the world and of the various phenomena of Nature! Among the various documents, there is one which I have already considered with a greater number of the friends who are now present. It is a lofty, mighty document: the Genesis, the beginning of the Old Testament. At Munich we have already seen how infinitely deep are the contents of the Genesis.1 Several of you have also heard the explanations supplied by spiritual knowledge in connection with the various Gospels, which are, as it were, the last documents of this kind. We find that such documents have been preserved and that they have arisen at various periods of time as we were passing through our preceding incarnations, periods of time through which we have passed during our preceding lives on earth. Those who advance in spiritual knowledge must learn to realize that they have lived during times when men spoke, for instance, of Zeus, Hera and Chronos, and so forth, when they spoke of the phenomena of Nature in a different way from the one which is usual to-day, that they spoke of them in the form of myths, legends and fairy-tales. We must bear all this in mind. We must say to our selves: How do matters stand with our soul that has taken up these things (most people are not aware, so to speak, of what has been deposited within them) which now come to the fore again? I shall now describe to you very simply what happens with a person who takes up within him these documents—to begin with, in the form of legends, myths and poems—and who then penetrates into occult science, into occultism, and who uses occult science as an instrument enabling him to understand them more and more. He will experience something very strange. I will take, for instance, just one case: What will take place within him in connection with the Old Testament? In the case of the Old Testament, which most modern men read in such a way that they consider it as a very beautiful collection of all kinds of images about the world's origin, he will find that he will gradually say to himself: Infinite wisdom is contained in these things which are rendered in such a peculiar way! And he will gradually discover that the single words and sentences contain things—provided he understands them rightly—to which occult investigation can lead him along entirely independent paths. And his respect for these writings will grow. The most efficacious means perhaps of increasing our appreciation of these documents is to penetrate to some extent into spiritual science. A question may then arise and may be placed before our soul. The human being may then say: How do matters really stand as far as this question is concerned? The ancient documents have been preserved: if we penetrate into them we discover in them the deepest, most significant spiritual meaning. Even if today we cannot feel entirely convinced of the fact that these documents contain, indeed, an overwhelming wisdom, we should persevere in our search and penetrate into them more and more. We shall then see that the wisdom which they contain is indeed overwhelming. It is not we who bring anything into them ... it would be quite ridiculous to say that we bring anything into them. The documents themselves contain this wisdom. Indeed, the greatest discoveries which can be made in the, sphere of spiritual science, the loftiest things which can be found again with great effort through occult investigation—all this may afterwards be discovered, for instance, in just one word of the Bible in the Genesis. This is very strange, is it not so? We find, however, that there is a certain difference between the Old Testament and all the other legends, myths and documents. This is a fact which we should bear in mind. For there is a difference. Consider, for instance, the legends of the Greeks, of the ancient Germans, even what is contained in the Vedas of the Hindoos, or Persian documents. Take whatever you like—if you compare it with the Old Testament you will find a tremendous difference. This difference appears quite clearly to the unprejudiced investigation of an occultist the more he penetrates into these things. This difference appears in the following way: We shall gradually discover that all the other documents set forth in a legendary form the riddles of the phenomena of Nature, the riddles connected with all these phenomena of Nature, and also with the human being, in so far as he has a kind of natural form of life, in so far as the powers of Nature compel him to do this or the other thing. The Old Testament, however, is the one and only document in which we find the human being described from the very beginning as an ethical soul-being, not merely as a being of Nature. And everything in the Old Testament is described in such a way that the human being is placed within the course of evolution, as an ethical soul-being. Every other statement made by modern science rests upon a very weak foundation; it dissolves into nothing if we really observe things. This is the great difference which appears to us. We may therefore say: Everything else in the world shows us that men have obtained mighty revelations from one or the other direction, they have obtained mighty revelations which were expressed in the legendary form of myths and which have arisen out of deep wisdom. We may also say that as far as the Old Testament is concerned the human beings have had certain definite revelations which are connected with the ethical soul-mysteries of man. This is a fact which is, in any case, quite clear. Another difference appears, however, if we compare the New Testament with all the other documents of this kind. We find in it a spirit which differs entirely from the one contained in any other document, even in the Old Testament. How can we grasp this difference if we approach the question as anthroposophists? We shall realize this difference if we first place another phenomenon before our soul. Let us imagine, first of all, a man who has never heard anything about spiritual science, who is entirely the product of a scientific or of another so-called sensible education of our modern time, and who has, therefore, never had the chance to permeate the ancient documents with spiritual science. We may perhaps imagine him as a learned person or as an unlearned person—the difference is not so great—we may imagine him in any case as a person who has had no contact with spiritual science and we see him approach these ancient documents, Greek, Persian, Indian, Germanic documents, and so forth. We imagine him approaching these documents, equipped with everything which modern thinking can give him, if he is really unable to feel even a breath of what constitutes spiritual investigation a very strange thing will appear. There will be a difference according to his more or less greater inclination toward poetry or toward a matter-of-fact mentality, but on the whole we may say that something very strange will appear. Such a man will never be able to understand the ancient documents, he will never be able to penetrate into the way in which wisdom is offered by them, he is simply unable to do it, it is quite impossible for him to understand them. In this sphere, we come across the strangest examples; it may suffice to refer to one of the most recent attempts to explain these ancient documents. A little book has just appeared, which is extremely interesting because it is so absurd. It attempts to explain, as it were, all the myths up to the Gospels, beginning with the earliest documents of the most primitive peoples. It is really a book which is extraordinarily interesting because of its grotesque way, its grotesquely stupid way of grasping things. It is entitled “Orpheus,” and its author is Salomon Reinach, who is well known in France as an investigator in this sphere, and among scientists he is a characteristic example of a man who has not even had the slightest inkling of the way in which it is possible to penetrate into such things. In this book, a definite method is applied to everything, and the author passes sentence upon everything. He sees nothing but symbols, and there are no real beings behind Hermes, Orpheus, etc. These characters are merely symbols and allegories to him ... It is not proper to repeat the explanations which he gives for these symbols; he speaks of them in such a way that it is not necessary to repeat them. Every reality contained in these things can thus be proved to be non-existent ... the reality of Demeter and of Persephone is explained away, he decrees that they do not exist. According to this author, all these names are merely symbols. He follows a method according to which it would be easy to prove to children, eighty years hence, that a man named Salomon Reinach has never lived in France at all, at the beginning of the twentieth century, but that the civilization of that time has merely comprised the contents of this book in the name of Salomon Reinach. This could be proved quite well! In spite of all, these things have caused a great sensation. And according to this same method evidence has been produced in Germany to the effect that Jesus has never lived at all. This too has caused a great sensation. You see, we may now ask: Why is it not possible to-day to penetrate into these things without the aid of spiritual science, (and it is a fact that it is not possible to do this without spiritual science) what is the true reason for this? If we wish to understand the true reason for this, we must gain a deeper insight into the evolution of humanity. We must look back a certain while into this evolution of humanity. And as a result we shall really feel compelled to say: Indeed, the science which men possess to-day, the science which is taught to-day in the elementary schools concerning the sun, and so forth, this is something which the ancients did not possess they did not possess a science which could be grasped with the understanding, with the intellect. This is something to which the human race has advanced little by little. And when our souls were born during earlier incarnations, they were certainly not able to take up this form of science, for this did not exist, this was not as yet incorporated in our civilization But the more we go back into the course of evolution, the more we shall find (quite apart from the fact of seeking the reasons for this which have often been explained to many of you here, in this or in that direction) that men possessed a deep wisdom of an entirely different kind from the one of to-day, wisdom concerning spiritual things which modern men are unable to express in their scientific form. This wisdom ruled in the souls of men, it lived in their souls. Wisdom was simply there. Particularly the initiated leaders of humanity possessed this wisdom, and if the anthroposophical spirit lives within us, it can be proved historically that a primal revelation, a primal wisdom was spread over the whole human race upon the earth, a wisdom which took on this or that form, ac cording to the various stages of evolution. If anyone considers history with a truly anthroposophical spirit he will discover this primal, original revelation. But something else is needed: the ordinary, modern scientific mentality must pass through a preparation if it wishes to penetrate into these documents and grasp their true meaning—I shall now relate a simple fact—a preparation is needed enabling a modern man to penetrate into the spirit of these writings. If he passes through this preparation he will be able to penetrate into the spirit of these writings. This preparation consists in the study of the only documents which can be studied to-day in a direct and immediate way, namely, the Gospels and the Epistles of St. Paul. If we are filled with an anthroposophical spirit it is possible to approach these documents in a direct and immediate way and to understand them. Even if we know nothing whatever about Anthroposophy, but if our feelings are filled with an anthroposophical spirit (this can be the case with many people) we may feel that something special lives in the Gospels and in the Epistles of St. Paul. This is indeed a strange fact! And in the case of an occultist another strange thing arises, something quite special will arise in his case. Namely, in the case of an occultist we may find that in accordance with modern prejudices he has, let us say, a certain aversion to approach these Gospels. It is quite possible to be filled with an occultistic spirit and yet to feel an aversion to the Gospels, to say, that they are only one religion among many others. No attempt is made to approach the Gospels, and it is possible to understand this aversion. But if we do this as occultists, if we have this strange attitude as occultists, we shall find that we cannot grasp what is contained in other documents. Everywhere we shall find something which we cannot understand. We may be content with this, but if we continue to penetrate more and more deeply into these things we shall never reach a goal unless we have passed through a preparation by studying the Gospels. On the other hand, it is a fact that if someone who may even be a well-trained occultist approaches an oriental or an occidental document and comes across a very hard nut which he cannot crack ... he will immediately be enlightened about the things contained in other documents if he approaches—even if it is only in spirit—the events of Palestine and if he allows them to inspire him. This is an undeniable fact. A ray of light can go out of the Gospels, and this is an experience which can be made. We must admit that the Gospels and the Epistles of St. Paul are indeed necessary if we wish to go back into earlier times. It is not possible to ignore them, to take no notice of them. Particularly the occultist will always realize this. If he is really able to read the spiritual documents, the Akasha Chronicle, it will not be necessary for him to consult the written Gospels—but he must approach the events of Palestine, he cannot ignore them. Otherwise, certain preceding things will always remain dark. I am therefore not drawing your attention to the records, or to the written word, but to the events, in the form in which they have rea1ly taken place within the course of human evolution. This is a very important fact. I wish to throw some light upon this fact also from another side. Let us bear in mind what I have already stated. It is not possible to ignore, as it were, the event of the Christ, and if we wish to understand what has been given to humanity in the form of a primordial revelation we shall always trip up somewhere. I must say the following if I wish to describe the true aspect of things. Let us suppose that a modern occultist investigates the past and that he has no understanding (for it is this understanding which is so important) for the event of the Christ. He disregards the event of the Christ and proceeds to investigate earlier events of human evolution. He will then find that he grows uncertain everywhere, really everywhere. Of course, he can persuade himself that he feels quite certain about these things, but if he is honest he will have to admit that things are not entirely as they should be. Let us now imagine an occult investigator before the time of Christ Jesus, an occult investigator who has reached such a high degree of development in clairvoyance and also in other directions that he is able, even before the Christian era, to survey the whole past in such a way that, had he lived after the event of the Christ, he would have passed through the Christ event in his retrospective survey, a man who is therefore in advance of his time. Let us suppose that he lived five or six centuries before Christ and that he reached the maturity of a modern occultist; that is to say he is able to go back into the earlier events of human evolution by passing through the Christ event. And we may then ask ourselves: How would an occultist who is so much in advance of his time, that even five or six centuries before Christ he can go back into the earlier events of human evolution by passing through the Christ event, how would such an occultist have to appear in order to avoid falling a prey to the luciferic and ahrimanic powers? Let us suppose that it would really be necessary for him to pass through the Christ event ... This Christ event, however, has not yet taken place at the time in which he lived. In the case of such a man it appears that he will easily content himself with what he discovers—and he will then speak of all kinds of things which are not quite correct, for it is not possible to speak correctly about things if they are not seen correctly—but otherwise nothing will happen to him. Or else he will reach the point of saying: “There is something amiss, something I cannot find when I turn my gaze backwards. I cannot discover this something which I need along my path.” And he will then have to admit to himself: “Here I begin to grow uncertain. I must find this missing ‘something,’ but it does not exist as yet upon the earth. It cannot as yet be found within the evolution of the earth.” You see, I have now painted theoretically, as it were, the portrait of a personality who lived during the 5th and 6th century before Christ, a personality who would have been mature enough to discover Christ Jesus in a retrospective survey, but he could not discover him because Christ Jesus had not as yet appeared upon the earth. He could not discover Christ Jesus as an earthly fact. A short time ago this theory took on the form of a vivid reality. I experienced it this year during a visit to one of our groups abroad which has adopted the anthroposophical manner of contemplating the world, during a visit to our group at Palermo. As the ship approached Palermo, I suddenly realized: “The solution of a riddle will present itself to you, a riddle which can only be solved easily here, at this place, through the immediate impressions which can be gained here.” Soon afterwards I found the solution of the riddle. The personality concerning whom I have just spoken to you in a theoretical manner, immediately appeared in the whole atmosphere of Sicily, I might say, in the whole astral body of Sicily. His presence was an altogether living one. In the whole atmosphere of Sicily continued to live a personality that is very enigmatic in many respects, the personality of Empedocles, the ancient philosopher. This ancient Greek philosopher has in fact lived in Sicily during the fifth century before Christ, and even external history knows that he was a profound initiate in many different spheres and that he accomplished magnificent things just here, in Sicily. If to begin with, we turn, as it were, our spiritual gaze upon this man he will appear to us, from an occult standpoint in a very strange light. The occult fact which presents itself to us is the following. If we look back upon the development of Empedocles, if we follow his occupations as statesman, architect and philosopher, if we follow him upon his journeys, if we see him in the midst of his enthusiastic pupils initiating them into the various mysteries of the world—if we follow him spiritually in this manner, without the aid of external history, we shall discover in him a personality who possessed an infinite amount of scientific knowledge of the kind which is only known to a modern man. Empedocles had an altogether modern mentality, a modern aura, and he was indeed constituted in such a way that he sought to discover the origin of the world. In fact, according to his degree of development and everything which had taken place, he would necessarily have found the Christ in his retrospective survey. But the Christ had not yet appeared. It was not possible as yet to find Him upon the earth; He was still absent from the earth. These experiences in particular made Empedocles waver and developed within him a strange desire, and in his case it transformed itself into something entirely different from what takes place in the superficial minds of modern times. This desire transformed itself into the passion to consider the world in a materialistic way. Lucifer approached him. We should try to form a vivid picture of the way in which this took place. Empedocles possessed a modern spirit, but at the same time he was initiated in many different mysteries. He was clairvoyant to a high degree. Let us now imagine vividly that his modern way of thinking made him feel inclined to consider the world from a materialistic aspect; he has, in fact, drawn up a materialistic system which describes the world more or less from the stand point of a modern materialistic chemist, namely, as a combination and separation of elements. The one difference is that Empedocles distinguishes only four elements. He thought that various beings arise according to the way in which these four elements combine. As a result of these thoughts he felt the strong desire to discover in a true and real way what lies behind these material elements, what air and water really contain. If we peruse the Akasha Chronicle today and look into water, air, fire and earth we shall discover in them etherically the Christ. Empedocles could not find Him, but he felt the tremendous impulse to discover something in air and water, fire and earth, to find out what they really contain. And we can see how this personality is seized by the strong desire to penetrate at all costs into what constitutes the material elements. This desire finally induces him to make a kind of sacrifice. It is not merely a legend that Empedocles threw himself into the crater Aetna in order to unite himself with the elements. The luciferic force, the strong desire to grasp the elements, led him to a bodily union with the elements. The death of Empedocles continues to fill the atmosphere of Sicily, and this is a great mystery connected with this strange country. Let us now picture the soul of Empedocles who has laid aside his body by allowing it to be burned. His soul is born again in a later period of time, when the Christ has already appeared upon the earth. Entirely new conditions now exist for this soul. In the past, this soul has, as it were, sacrificed itself to the elements. Now it is born again. But now it can discover the Christ when it looks back into time. And all the past knowledge concerning the elements rises up again in a new form, the knowledge which this soul once possessed arises in a completely new form. In fact, the personality of Empedocles was born again later, but at the present moment it is not permissible for me to mention his name. If we study the reincarnation of Empedocles in a more northern country, if we observe him as he then lived at the turning point of the Middle Ages and the modern time and if we compare this character with the Empedocles who threw himself into Mount Aetna, we shall see livingly before us the gigantic impulse which has arisen through the fact that the Christ event has in the meantime taken place upon the earth. What thus takes place in the case of this one definite personality applies, however, to every soul, to the souls of each one of you. At the time in which the Christ event was drawing nigh, all these souls have looked back with a certain feeling of discomfort into past, even if they have not felt the mighty impulse experienced by Empedocles. They felt uncomfortable because they had lost their bearings and because the time of the modern scientific man who looks back into the past ... was gradually approaching, and something resembling the case of the men of earlier times begins to spread ... If we go back to earlier times we find that those who have preserved this tradition faced the masses and related to them—let us imagine this vividly—mighty tales which are contained, for instance, in the legends told to the ancient Greeks. But this induced the ancient Greeks to experience the truth of these legends, when they were, let us say, in a special condition which was still possible at that time to a greater extent than now, and these legends gave them, as it were, a push enabling them to look into the spiritual world. But the human beings lost this capacity. The inner force enabling them to rise into the spiritual world was lost to the extent in which intellectual knowledge began to develop. You may calculate and find in any little manual when our modern conceptions began to arise, these modern conceptions which children take up, if not with the mother's milk, at least with the school milk! These modern conceptions reach back to a few centuries before our Christian era. This is a tremendous turning-point. And if we wish to go back still further, if we wish to understand the ancient documents, it will not be possible for us to understand them, for now they appear to us merely as poems, legends and myths. We cannot go back further, and this is something which should really be borne in mind more clearly. More and more it will be the case that people who do not bring with them, as it were, an inherited disposition to understand the ancient documents, will be unable to understand them. The opinion will gradually spread that there is a great field of illusion behind everything which is accepted as science, because the majority of scientists believes that now we fortunately know how the earth moves round, and that all the explanations of earlier times in this connection are nonsense. This opinion is already prevalent to-day. We go backwards into time ... The Copernican world-conception arises somewhat later, but even in the case of geometry we cannot go back further than Euclid. And further back, behind all this, a modern man can only see black darkness. He cannot find wisdom and the primordial revelation, he cannot find the path which leads into them. If we really accept this as a fact, something resulting from the deepest anthroposophical studies may then condense itself to a fundamental conviction—and this may take place even in the simplest mind, provided the feelings are sound. Man must, after all, reach the point of saying to himself “The form in which I see the world is not its true aspect.” If this were its true aspect it would not be necessary to investigate it. Investigation would not be necessary at all, for the world would immediately appear in its true aspect. Modern investigation, however, does not consider the world in this way. The Copernican system would not exist if men were simply to accept what the senses reveal to them. Even external science contradicts the experiences gained through the senses. If we progress we shall see that we cannot stay by what the senses give us, by what we obtain through the external experiences which we make in the physical world. These must in any case be corrected, even by external science. This fact is perhaps not generally recognised; nevertheless, it is true. As soon as we begin to understand our own being—even if it is only with the aid of ordinary thinking and with what we can learn to-day—we shall be obliged to admit that the essential point of everything is to have an insight into the illusion created by the senses, for otherwise science would not exist and reflection would not exist. If this is indeed the case, we must discover something which enables us to understand without any difficulty in which direction and toward which goal the world is gradually developing. We shall find the confirmation of this fact if we consider matters a little in the light of Anthroposophy. We may therefore say to ourselves: Once upon a time there was a primordial wisdom; the human beings were constituted in such a way that they received a primordial wisdom which they could only see in pictures, but nevertheless they possessed such a primordial wisdom, and they have gradually lost the understanding for such a wisdom the more human evolution progressed; men were less and less able to grasp this primordial wisdom. And another fact is quite clear, namely, that they began to lose this understanding to the extent in which science and the intellectual understanding developed. We may now ask: What can have arisen at a certain definite moment? Let us imagine the whole situation. Let us picture a man of pre-Christian times, who lived under certain conditions. He will have looked out into the world, he will have seen all manner of things, but within his soul there also lived the possibility of seeing behind these things. He still possessed this disposition. Consequently, it was an undeniable fact for him that there is an etheric body behind every flower. This was a fact for him. Gradually he began to lose this capacity. He lost it because it was banished by the intellectual understanding which rules to-day. The intellectual capacity cannot be united with the other one, for they are two hostile forces. This is an undeniable fact, and every occultist knows by experience that the understanding, or ordinary thought, sears and burns the clairvoyant manner of looking upon things. Even in the course of history, the knowledge based upon the ancient clairvoyance was lost to the extent in which the understanding, or the intellect in the ordinary meaning, have arisen, and the loss of the old clairvoyant wisdom also implied the loss of the capacity to understand the ancient traditions. A few centuries had to pass, and the kind of man I have just described to you had to be replaced by another kind who might perhaps have said: “It would, of course, be a serious prejudice to think the truth can be discovered in the way in which the world presents itself to our senses. Human reason must supplement everything!” Particularly this belief in human reason was the decisive factor; human reason must first pounce upon the phenomena which appear to the senses and then grasp them logically. Such a kind of man would perhaps have said: “The special advantage of the human being over all the creatures of the earth is the fact that he is endowed with reason, that he can understand cause and effect as they manifest themselves behind the sense-phenomena. He is able to discover this. And his intellect enables him to communicate with other men through the means of speech. For it is easy to see that speech is a child of reason.” And he might also have said: “Reason is, of course, the highest of all things.” Now, if we wish to draw a vivid picture of such a person, we should imagine him saying to himself: “Rely on your understanding and reason, dissect everything with your reason, and then you will surely reach the truth!” Let us suppose that we are actually facing such a man. I have given you a description from a theoretical standpoint, yet this particular type of man has appeared very frequently. A characteristic thinker of this kind was Cicero, who lived shortly before Christ. If you study Cicero you will immediately see that he thinks exactly in this way, namely, that reason is able to grasp everything. It is not true that the world appears as it presents itself to the senses, nevertheless human reason is able to grasp everything! Just in the case of people who lived shortly before Christ we find an invincible faith in reason. They even identify reason with God himself, who rules within things. Cicero adopts this standpoint. Let us suppose, however, that someone succeeds in discovering the secrets connected with all this. Let us suppose that someone contemplates all this in an entirely unprejudiced way and sees how everything results little by little. How would he then describe the whole period? Let us suppose that one century before Christ a man who is endowed with deep insight contemplates all these things ... How would the whole course of history appear to him? Well, he would say: “We can see two currents in humanity. One is the old clairvoyant power, with a descending course. Reason appears in its place, and it roots out and destroys within the human being the possibility of looking into the spiritual world. A great darkness spreads over the spiritual world. Those who accept the authority of reason will indeed think that their reason can discover what lies behind things. But these people forget the true nature of reason, about which they talk so much. Reason is linked up exclusively with the brain. It is a force which can only use the brain as its instrument. It belongs to the physical world and must, therefore, share the qualities of the physical world” ... Such a man would say: “You may, if you like, rely on your intellect and I say that it enables you to grasp what lies behind things, since the things in themselves are not real. Consider, however, that reason itself belongs to these things. You are a physical being among other physical beings, and your reason belongs to the physical world. If you think that reason enables you to discover what lies behind all the other things, you will demolish the foundation under your feet.” This is what he would say, and he would add: “Indeed, men are more and more inclined to use their reason, to rely upon their intellect. They have this inclination. But in doing so, they raise up before them a wall hiding the spiritual world, for they make use of an instrument which can not be applied to the spiritual world, for it is limited to the physical world. Humanity, however, unfolds in the very direction of developing this instrument.” And if this man had known the real course of events, he would also have said: “If men return to the spiritual world at all, they should not only be able to use their intellect, which can be applied solely to the physical world, but an impulse must arise enabling them to ascend once more to the spiritual worlds, an impulse which drives the intellect itself along this upward path. But this can only take place,” this person would have said, “if something dies within the human being, if something which calls forth in him the firm belief in the exclusive rule of reason perishes. This must die.” In fact, we imagine the human being gradually descending into the material world and developing his brain more and more. If the human being were to depend exclusively on his reason, he would be unable to abandon it, to come out of it. His physical body would then deceive him and persuade him to do away with everything which cannot be grasped by earthly reason. But it is the physical body which dulls man in this manner, because it gradually develops to a very high degree, and man does not realise that he thus remains within the physical world. Try to imagine this and you will see that the human being is then caught as if in a trap. He is quite unable to escape out of himself. Human evolution has so far reached the point of preventing man from going out of his own self, and so he faces the danger, of being gradually overwhelmed by his physical body. What can help the human being at all in this case? If just at the time when the intellect reaches this point, there arises the possibility of changing the intellect so, that the part which blinds it, dies, then this part must die. An impulse must arise which is able to overcome once and for all that part in man which can overwhelm him through a blind faith in mere reason. Try to feel the power of this impulse; try to feel that this was the meaning of human evolution! The bodily constitution developed in such a way that it would have overwhelmed man. He would have reached the point of thinking that he must remain within the physical world and yet be able to penetrate through Maya, without bearing in mind that he himself lived in this Maya through his intellect. This would have taken place had not something arisen which can tear him out of it, as soon as he accepts it, and which is able to counteract the fall into the physical sphere. Indeed, its influence reaches as far as the etheric body, so that the etheric body is then able to kill what leads man into a similar illusion. The human being would otherwise have remained imprisoned in this trap. Let us now turn away from such a person who would have spoken in this way when the time of Christ Jesus was approaching, and let us consider the way in which a modern man, or anyone of us, would look at things. He would say to himself: If I consider the development of man in an unprejudiced way and see how the intellect, this instrument belonging to Maya, has gradually gained strength, I would undoubtedly be on the wrong track if I follow merely the course of the world's evolution. For, this is arranged in such a way that if I do not take up within me the impulse which kills that part leading me astray in this direction, I am unable to free myself from the intellect. What must therefore have taken place? I must be able to look back upon a time in which this impulse has entered. I must find something within the historical evolution of humanity which brings about the fact that the continuous stream of evolution has been reversed in a materialistic sense. If to-day I were to look within my own being without finding anything of this kind, what would I then have to find? I would trace in that case the gradual growth of the intellect, until I reached a time, at the beginning of our era, when the intellect began to work ... and further back? There it grows dark, pitch black darkness rules there, and I shall need something entirely different. Then it will grow light, and here everyone must encounter the Christ! Anyone who is at all willing to believe in the possibility of progress, and that during the following incarnations he will have within him something which will lead him upwards and will prevent his being overwhelmed by Maya, must meet the Christ when he looks back into time. Upon looking back, everyone must encounter the Christ. This can give him an impulse leading him upwards. Let us now suppose that the gospels did not exist, and that we would not need them as anthroposophists. Let us suppose that we do not need the gospels; that all we need is to study the course of human evolution in an unprejudiced way and to say: What would become of every human being if he were unable to look back upon an event which has swung the whole meaning of the earlier course of evolution over to the other side? We simply must encounter the Christ if we go back into the course of evolution! Anthroposophists must be able to find Him, and the clairvoyants will find him under every circumstance. This is a mystery which is connected particularly with Christianity. Documents may be questioned. Indeed, the gospels are not real historical documents. All the clever people, Jensen and others, who decree in a trivially learned manner that the gospels do not exist and upon them as mere legends, have a certain justification for doing this, because they depend solely upon their external reason. But if we are anthroposophists we are able to say that we do not need the gospels; we only need the facts supplied by spiritual science itself, and if we go back into time we shall discover the living Christ, as He appeared to Paul in the event of Damascus. Paul has experienced in advance what we, too, are able to experience if we search for the Christ in a truly anthroposophical spirit. Paul was, after all, in the same position of a modern anthroposophist who does not wish to accept the gospels. At his time the gospels did not exist, but Paul was able to go to Jerusalem. Nevertheless, this did not convince him, for otherwise he would not have left Jerusalem. The events described in the gospels did not convince him. It is not necessary, therefore, that the contents of the gospels should convince a modern person. All that is necessary is that he should be in a position to experience, through Anthroposophy, what Paul has experienced, and this experience will then become for him an event of Damascus. He will then have the proof of Christ's existence, in the same way as Paul, without the aid of documents. Of course, this points to very deep things in human evolution, to extraordinarily deep things in the evolution of man. In a certain sense, every human being, even the simplest man, may experience what the reincarnated Empedocles has experienced during the 15th and 16th century, who looked back into earlier times and was able to see what he was unable to see before. Before, he had grown so uncertain that he threw himself into Mount Aetna. He cast his glance backwards during the 15th and 16th century and what he was unable to grasp in any way during his previous incarnation he was now able to grasp clearly through the Christ principle. And this enabled him to become one of the most remarkable personalities of the later era. This is how matters appear to every human being, without the aid of any document, simply through retrospection. At some later time, all men will be able to look back into an earlier incarnation and they will distinguish exactly the incarnations before and after Christ. What may be felt to-day instinctively by a simple soul who reads the gospels, will arise, later, in the form of knowledge. This is the chief difference between the gospels and other documents: they are the first documents which we must understand. The gospels are a great, beautiful and mighty point of transition. It we pass through it, light begins to spread, while everywhere else there is darkness. It is indeed so. Christianity is only at the beginning of its evolution, and a modern man may find that he often loses his thread when he investigates earlier things. But if he returns to one of the events in the life of the Christ he will feel inspired, and it will grow light about him. Even a simple person may experience what occultists discover, namely, he will be able to feel within his soul a reflection, as it were, of what I have just explained. He may feel very depressed owing to his human weaknesses and mistakes and he may admit to himself: “What I am to-day, is the result of all the generations!” But then he would deny this and would have to admit to himself, instead, that he himself has been his own father and his own mother. There is, consequently, something within us connecting us with the rest of humanity, and we may feel very depressed by all human mistakes, weaknesses and illnesses. Nevertheless, even the simplest soul always has the possibility of rising. These words should not be understood in the orthodox meaning. What is possible for an occultist is also possible for the simplest soul. Such a simple man may feel as weak possible, but if he begins to read the gospels, strength will flow out of the gospels, because the power of the Word streams out of them and penetrates into the etheric body. The gospels are strengthening words, words of strength. They do not speak merely to the intellect, but penetrate into the deeper forces of the soul. And they are not merely based upon the intellect which exists in Maya, but they penetrate into the deeper forces, which can, as it were, console the intellect concerning its own nature. This is the great strength of the gospels; they exist for every one of us, and this is the powerful element distinguishing them from all the other documents. This fact, too, may not be accepted, but its rejection would imply that the possibility of human progress is denied altogether. You see, this points to a fact which cannot be grasped right away. And now you will be able to realize what was needed for the preparation of a person whom I have already set before your soul hypothetically, who announced, one century before our era: “A man must come who will give us the impulse which will bring about the great turning point in the course of events.” This person was a significant man, and he also underwent the necessary preparation. For a long time, the attempt had already been made, among those who knew things, to bring about the possibility that at least a few people, as it were, should understand the times which were approaching, that they should understand what was being prepared, namely, that, on the one hand, men were being drawn into a snare, and that, on the other hand, through the appearance of the Christ, they could be led upwards again. This was taught prophetically. The man who was chosen to teach this prophetically, more than one century before our era, within the circles of people who were able to understand these teachings, was an initiate of the community of the Essenes, which was closely related to the circles frequented by the Christ. He announced the coming of One Who would lead men upwards again. The man who taught this within the community of the Essenes was a very significant individuality. External history really knows very little about him, but at least a few writers mention the legends referring to him which were handed down traditionally. Thus he is not merely a mythological character, or one who is named exclusively in occultism, He lived a hundred years before Christ and he even instructed one of his five or six pupils to write down his teachings. One of the pupils of this man, who drew attention to the Christ and announced His coming, understood the meaning of his teachings. This man, therefore, had a pupil, who was called Matthew, and he wrote down the mysteries relating to the Christ. The individuality who taught them was Jeshu ben Pandira.2 He had to suffer martyrdom because he taught these things, he was stoned to death in his own country, and afterwards his lifeless body was hanged. We should not confuse Jeshu ben Pandira with Jesus of Nazareth. Jeshu ben Pandira, the great prophet of the Christ, instructed his pupils to write down what he knew, and these documents then came into the hands of the man who included them with the mysteries which they contained, into the gospel which is known to us as the Gospel according to Matthew. It is an important, a preeminently important fact to realize, in the first place, the necessity of the Christ impulse, and in the second place, in an occult historical way, how Jeshu ben Pandira, through the fact that he was first stoned and immediately afterwards crucified, set forth, as it were, symbolically what took place afterwards in the Mystery of Golgotha. Christ was not stoned, but crucified, and a wonderful thing took place simultaneously with His death, for at the very moment when His blood streamed out of His wounds something passed over into the atmosphere of the earth, which brings to those who take up this event in their etheric body when they look back into time, to those who pass through this event and look, as it were, into the grave of the Christ, something leading them into a past filled with light, because they have passed through this moment. But without this experience, darkness spreads over everything which lies before it. Consider what has been said to-day. It was my task to point this out to you. This subject, however, is so vast and encompassing that mere indications can be given. Nevertheless, these indications were treated so that if you investigate what you already know and what you carry in your heart, you will find to what a great extent life itself and your own soul prove the truth of what I have told you to-day.
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68c. Goethe and the Present: The Fairy Tale of the Green Snake and the Beautiful Lily
04 Apr 1904, Berlin Rudolf Steiner |
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And the one who performs the actions out of infinite love, he calls “belonging to the degree of the fathers”. The fourth degree was where man stood at the crossroads, where man has organized himself through the physical body, the etheric double body, which is the carrier of the life force, and the astral body, which is subject to the laws of desire, of passion. |
Goethe expresses this thought elsewhere with the words: If the eye were not solar, How could we behold the light? If not the God-own power lives in us, How can we be enraptured by the divine? Here he says in poetic words what he expresses in pictures in the “Fairytale”. |
He addresses these words to the young man in the sense that he expressed when he saw the Greek deities depicted in Rome and said: There is necessity, there is God , and: I suspect that they [the great artists of the Greeks] proceeded according to the very laws by which nature proceeds and which I am on the trail of. |
68c. Goethe and the Present: The Fairy Tale of the Green Snake and the Beautiful Lily
04 Apr 1904, Berlin Rudolf Steiner |
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If Theosophy were to claim that it is something completely new, only having come into the world in the last few decades, then it could easily be dismissed as ineffective. For it is easy for people to believe that individual special truths, new acquisitions in some field of knowledge, could enrich human thought and perception in the advancing age; but not that which concerns man's deepest innermost core, the source of human wisdom, that this should appear as something completely new in any age. This is not to be believed without further ado, and it is therefore only natural that such a belief, as if Theosophy could or wanted to bring something completely new, would have to cause mistrust of the Theosophical movement. But Theosophy has always, since it first tried to influence the modern cultural movement, described itself as an ancient wisdom, as something that people have sought, that they have hoped to attain in the most diverse forms at all times. And it has been the task of the theosophical movement to search in the various religions and world views for the different forms in which people throughout the ages have tried to penetrate to the source of truth. Theosophy has revealed that at different times, even in the most ancient times, there was something deeply related to the wisdom by which man tried to recognize his goal. And so it is indeed. Theosophy makes us modest with regard to the achievements of our own time. The well-known, thoroughly immodest saying that we have come so gloriously far in this 19th century is strangely limited by a consideration of intellectual life in its deepest sense, through the centuries and the millennia. However, I do not wish to take you back to ancient times; instead, I would like to show you a modern personality who has tried to put into practice the ancient wisdom inscribed on the Greek temple with the words “Know Thyself”, that such a modern personality, who made this saying his own, is fundamentally in complete harmony with what Theosophy describes as its doctrine and belief. This personality is none other than Johann Wolfgang von Goethe. This personality is undoubtedly familiar not only to Germans, but also to many other cultured people of the present day. He is more or less so for each individual. Goethe, however, is a mind that one relates to in a very special way. He is a spirit that one can study at any point in one's life, and one will find much that reveals not only the great artist, the great poet with outstanding qualities, but one will soon, if one delves further, be able to judge Goethe the great sage, with whom one has such an affinity that, if one returns to him after years, one can always discover something new and ever more in him. We find that Goethe is one of those minds that contain an infinite amount. And if we have learned new things time and again to add to our own little treasure trove of wisdom and then we return to Goethe, we are amazed and stand in awe once again at what was previously closed to us because we lacked the echo to the realm that spoke through him. And no matter how much such a person has cultivated his inner life, no matter how much profound wisdom he finds in Goethe when he waits a few more years and delves into his writings again, he will be convinced that he finds something new, greater, even infinite in Goethe's works. Goethe is never exhausted. This is an experience that is particularly made by those who have trust, who have faith in the deep development of the human soul. It is said that in his “Faust” Goethe has given us a kind of modern gospel. If this saying is to be accepted, then Goethe has also given us, in addition to his gospel, a kind of secret revelation, a kind of apocalypse. This apocalypse is hidden in his works; it forms the conclusion of the “Conversations of German Emigrants” and is read only by a few. I have always been asked where this fairy tale is to be found in Goethe's works. It is in all the editions of Goethe's works and, as I said, forms the conclusion of the “Conversations of German Emigrants”. In this fairy tale, Goethe created a work of art of infinite beauty. I will attempt to give an interpretation of this fairy tale without destroying the immediate pictorial impression of the work of art. Goethe has woven his most intimate thoughts and ideas into the “Fairytale”. In the last years of his life, he said to Eckermann: “My dear friend, I want to tell you something that may be useful to you when you look at my works. My works will not become popular; a few people will understand what I wanted to say, but nothing can make my works popular.” He probably said this with the second part of Faust in mind and meant that those who enjoy Faust can have an immediate artistic impression. But those who get behind the secrets hidden in Faust will also be able to say what is hidden behind these images. I do not wish to speak about the second part of Faust, but rather about the fairy tale of the green snake and the beautiful lily, in which Goethe expressed himself even more intimately than in the second part of Faust. I would like to speak about what Goethe has secretly hidden in these strange images. But I would also like to speak about why Goethe used the pictorial expression to express his most intimate thoughts. Both questions will be answered in the course of the lecture. Anyone who understands the Fairy Tale of the Green Snake and the Beautiful Lily knows that in Goethe we have a theosophist, a mystic. Goethe also represented the wisdom and the view of life that Theosophy advocates in a popular form; and the “Fairy Tale” is a fully valid proof of this. But in the times when Goethe was expressing himself, people did not try to clothe the highest truths in words through the power of the intellect in public lectures, as they do today; they did not try to present these most intimate human soul truths in the same way. Those who had insight into such truths expressed them in figurative form, through parables. It was an old custom, a custom that still originated in the Middle Ages, that one cannot arrive at the highest insights in an abstract form, but that for this a kind of initiation is needed. And this initiation made it impossible for those who sensed that a certain mood, a kind of breath of the soul, was needed to grasp such truths, to speak of these higher truths; truths that indeed cannot be perceived with the mind alone. A certain mood is needed, and I call this mood the 'breath of the soul'. The language of reason seemed to them personally too sober, too dry to express the highest truths. Furthermore, they still had some conviction that the one who experiences such things must first make himself worthy of the truth. This conviction has meant that in ancient times, until about the third century of the Christian era, the truth about the human soul and the human spirit was not presented in such a way that it could be revealed publicly. Instead, those who were to come into possession of the highest truths had to be prepared to receive what was offered in the so-called mystery centers. These mystery temples presented all the secrets of natural and cyclic laws to the mystics as something that we would recognize as sober truth if we expressed it in dry sentences of the mind, but which the disciple had to recognize and live as living truth. It is not a matter of thinking wisdom, but of living wisdom. It is not merely a matter of permeating wisdom with the ardor of the spirit, but of becoming a completely different person. He had to approach the holiest with a certain awe; he had to understand that truth is divine, that it is imbued with the divine blood of the world, that it enters into our personality, that the divine world should revive, that knowledge means the same as what is meant by the word development. This was to be made clear to the mystic, and this he was to achieve at the purification stage of the mysteries. He was to educate himself to have a holy awe for the truth, he was to be weaned away from clinging to the sensual, from the sufferings and joys of life, from that with which everyday life surrounds us. The light of the spirit, which we need when we withdraw from profane life, could only be received when that had been discarded. When we are worthy to receive the light of the spirit, then we have become different, then we love the spirit, then we love with earnest sympathy and devotion that which we otherwise only recognized as a shadowy existence, as an abstract existence: We love the spiritual life, which for the ordinary person is only thought. But the mystic learns to sacrifice the self that clings to the everyday; he learns not only to penetrate truth through thinking, he learns to live it through, he learns to receive it as divine wisdom, as theosophy. Goethe expressed this conviction in the “West-Eastern Divan”:
That was what the mystics of all times strove for: to let the lower die and to let that rise that lives in the spirit. To hold the dying of the sensual reality in low esteem, so that man may ascend into the realm of divine intentions. Dying in order to become. He who does not have this does not know what forces are at work in our world; he is only a dull guest on our earth. Goethe expressed this in the “West-Eastern Divan” and he also seeks to depict this vividly in the fairy tale of the green snake and the beautiful lily. The transformation of man from one level of existence to a higher level was the puzzle he wanted to solve. The question was: how can a person who lives in the everyday, who can only see with his eyes and hear with his ears, grasp this “die and become”? This was the question of mystics of all times. This great question was called the “spiritual alchemy” at all times, the transformation of man from the everyday soul to the spiritual soul, which grasps spiritual things as the ordinary person grasps earthly things, the table, the chair and so on, and considers them real. When this alchemy had taken place with man, then the mystery guides considered him worthy to receive the highest truths. Then they led him into the holy of holies, then he was initiated, then he was endowed with the teachings that teach him about the intentions of nature, about the intentions that permeate the plan of the world. It is such an initiation that Goethe describes [in “Fairytale”]: an initiation of the worthy person into the mysteries. This arises for two reasons: first, in his youth, Goethe was equally eager to learn the secret that was then called the secret of alchemy. Between his studies in Strasbourg and Leipzig, he already recognized that there is a spiritual side to alchemy, and he knew that ordinary alchemy is only a distortion of the spiritual one. That everything known as alchemy could only exist because the figurative expressions were taken for realities. He meant the alchemy of the human being, which takes place with the forces of inner life. The mystery guides also gave instructions on how this alchemy can be achieved. Since they could only describe this transformation of human inner forces in parables and images, they spoke of one substance transforming into another. In what they said about the transformation of substances, they expressed what develops to a higher level in the life of the human soul, what transforms in a spiritual way. What great minds have shown in the spiritual realm to people attached to everyday life, they have applied to the transmutation of substances, of ordinary substances and metals in retorts, and have endeavored to discover what mysterious means was meant to effect the transmutation of the substance. Goethe has shown in one passage of Faust what he understood of these things. In the first part of Faust, during the walk outside the city gates, he points out exactly what is wrong, what is false and petty in the too materialistic view of alchemy. He mocks those who strive for the discovery of the secret in capricious efforts, and in the company of adepts and according to endless recipes, pour together the adverse: There was a red lion, a bold suitor, What Goethe ridicules here, the marriage with the lily, was what he wanted to show in the fairy tale of the green snake and the beautiful lily. The highest that man can aspire to, the highest that man should transform into, is what Goethe describes with the symbol of the lily. It is synonymous with what we call the highest wisdom, so that a person's actions see through nature, how an evolution has become an eternity. When man also observes the eternal laws, according to which we must perfect the eternal laws of existence, when he also recognizes the eternal development of his freedom, then he finds himself on a level of development, then this represents such a state of mind, such a level of knowledge, which is designated by the symbol of the lily. This lily, the highest of the soul's powers, the highest state of consciousness, where man may be free because he cannot abuse his freedom, because he can never disturb the cycles of freedom, this content of the soul, which was imparted to the mystics in the mysteries by transforming them through purification, this content has always been symbolically designated as the lily. The lily is also used to describe what Spinoza, in his “Ethics”, where he otherwise appears sober and mathematical, expresses enthusiastically and almost poetically at the end, when he says that man has ascended to the higher spheres of existence, that he imbues himself with the laws of nature. Spinoza calls this the realm of divine love in the human soul; the realm where man is no longer forced into anything, but where everything that lies within the realm of human development is done out of freedom and devotion, out of full love; where every compulsion, every arbitrariness is transformed by spiritual alchemy, where all action flows into the realm of freedom. Goethe described this love as the highest form of freedom, as freedom from all the desires and longings of everyday life. He said:
This Spinozian love of God, which he seeks to attain by spiritual alchemy, is what the human being, the human will, is to unite with. The human will, which is active at every level, is that which has been referred to at all times as the “lion”, the creature in which this will is most highly strained, in which this will comes to life most strongly, and so mysticism refers to the human will as the lion. In the Persian mysteries there were seven initiations. They are as follows: First one became a raven, then a secret agent, then a warrior, then a lion. The fifth degree was the one where man already looked at life from the other side, where man was born into the actual human being. Therefore, the Persian calls the one who has overcome the point of view of the lion a “Persian”. The Persian was an initiate of the fifth degree, and the one who had brought it to the point that his actions flow as calmly as the sun completes its course in the vault of heaven, the Persian called a “sunrunner”. And the one who performs the actions out of infinite love, he calls “belonging to the degree of the fathers”. The fourth degree was where man stood at the crossroads, where man has organized himself through the physical body, the etheric double body, which is the carrier of the life force, and the astral body, which is subject to the laws of desire, of passion. According to theosophical terminology, these three bodies form the lower parts of the human being; the lower man is born out of them. The initiate, the one who has seen through this connection, is designated by the Persian as the “lion”. And here the human being stands at a crossroads. Here that which forces him to act out of nature is transformed into a free gift of love. When he ascends to the fifth degree of initiation, when he develops to become the free human being who dares to do out of free love what he was otherwise compelled to do. This connection of the lion with the free loving entity is what alchemy describes as the mystery of human development. Goethe portrays this mystery in his Fairy Tale. He begins by showing how this strong-willed man stands, how he is drawn into the physical world from higher spheres, from spheres he does not know himself. Goethe is aware that man, in his spiritual nature, comes from higher spheres, that he is led into this world, which Goethe presents as the world of material, sensual existence. This world is the land on one bank of the river. In the “Fairytale”, however, there are two lands, this side of the river and the other side of it. From the beyond, the unknown ferryman takes people across to the land of the sensual world; and between the land of the spiritual and the sensual world there is the river, the water, which separates the two lands. With the water, Goethe has symbolized the same thing that mystics of all times have symbolized. Already in Genesis, this expression means the same as in Goethe. We also find this expression in the New Testament. For example, in the conversation that Jesus had with Nicodemus. It says: “He who is not born again of water and the Spirit cannot enter the kingdom of heaven.” Goethe understood the expression “born again of water” very well, and we can see how he understood it from the “Song of the Spirits above the Waters”:
He places the world of the soul, the world of desire and longing, the world of passions and cravings, between our mind and our senses. These know neither good nor evil, our senses cannot err. The one who engages in these distinctions knows that when we study the laws of nature, we cannot speak of good and evil. When we study nature in the animal kingdom, we find that we can speak of harmful and beneficial animals, but not of good and evil. It is only by man's immersion in the water, in the world of the soul, that he becomes capable of good and evil. This world, which lies between the spiritual and the sensual, is the river over which the spirit comes from unknown spheres. Across the river has come man's innermost being, his actual spiritual core, across the river of passions and desires. And if he does not undergo further development, he is like a will-o'-the-wisp. This person, who is subject to the laws that live within him, when he has come across the river but has not yet received the divine spark to take him across to the other world, is therefore set down by the ferryman who brings people across from the opposite bank of the river to this side. No one can be brought over by the ferryman, but everyone can be brought over. We feel brought over without our intervention, through the forces that lie below our consciousness, that precede our actions. Through such forces we feel placed in the world of the senses, in this world. The ferryman who has brought us across from the spiritual life beyond has placed us in this world and can no longer take us back to the land we must reach, the land of the beautiful lily. (The ferryman is therefore the power through which one unconsciously enters the world of the senses.) The will-o'-the-wisps want to pay the ferryman the tribute due with gold. But he demands fruits of the earth, which they do not have; they only have gold. But he does not want to be paid in gold. Pieces of gold, he says, are harmful to the river. The river cannot tolerate such gold, that is, wisdom can only be paid for with fruits of the earth. This is a profound wisdom. The gold represents the power of wisdom that lives in man. This power of wisdom that lives in man is his guide through life. This power of wisdom asserts itself when man feels transported into sensuality, as the power of his knowledge, his intellect. But this wisdom is not what brings man to development; it is precisely what makes him selfish, egotistical, when it unites with human nature. If it were to merge with that which flows in the stream, this power of understanding, this knowledge, then passion would throw up tremendous waves; for wherever man does not put his wisdom at the service of selflessness and simply throws it in, indulges his passions, there the stream throws up wild waves. It is impossible to satisfy the stream with gold, with wisdom. So he rejects wisdom that has not yet passed through selflessness. He rejects it into the ravines, where the deep darkness of the earth, where the deep crevices are. There he buries it. We will hear in a moment why he buries it. So the ferryman demands three cabbages, three artichokes, three onions; he demands fruits of the earth. How can a person achieve their development? By ennobling the lower drives of their nature, by purifying what lives in them as sensual nature, by casting that into the stream and thus nourishing the stream of passions. This is what Schiller so beautifully expressed in his Aesthetic Letters: Only the one who has emancipated his lower nature understands how to be free. When our outer nature, our sensual nature, has been so ennobled, has grown from below, that it itself strives for the good, the beautiful, because passion can no longer lead it astray, because our outer sensual nature can no longer seduce us ; when we no longer throw wisdom into it, but pay for our passions with the fruits of the earth, so that our sensuality itself is absorbed by them, as the fruits of the earth are to be absorbed by the stream, then we have reached the lowest degree of initiation. This is expressed in the words of the ferryman:
Now the will-o'-the-wisps continue in this world, that is, the human being seeks to continue on his path in life. In this world he finds the green snake, the symbol of human striving, of human knowledge. This snake has had a strange experience. The ferryman has previously driven the gold pieces down the stream and hidden them in the crevices of the earth. The snake has found them. The wisdom that helps people to move forward is still a hidden treasure today, shrouded in mystery. That is what Goethe wanted to say. Therefore, the person who wanted to find wisdom had to seek it far from all human selfishness. Then, when the person has made himself worthy of receiving it, it is in the right place. The symbol of the human striving for knowledge, the snake, penetrates itself with gold. This itself penetrates itself completely with wisdom and now becomes luminous. Thus the snake desires from the will-o'-the-wisps that which gives selfish man cause for pride, that with which he then throws around and shows off. This human knowledge, which is destructive in the service of egoism, is attained when man, like the snake, crawls humbly on the ground and strives to recognize reality bit by bit. It cannot be received when man stands proudly and erectly, but only when he, horizontal like the snake, clings to the ground in humility. There is the gold of wisdom in place, there man can imbue himself with wisdom. That is why the will-o'-the-wisp also call the snake their relative, saying:
– and yes, they are related, related is the snake to the will-o'-the-wisp, related is the wisdom that puts itself at the service of selfishness, to the wisdom that makes itself available in humility. Now we are told in the “Fairytale” that the snake was down in the crevices of the earth and that it found something of human form there. The snake was in a temple. This is nothing other than the symbol of the mystery temple of all times. This hidden temple, which was in the crevices under the earth, is the symbol of the place of initiation. Here in this temple, the snake has seen the three great priests of initiation, those priests who are endowed with the three highest powers of human nature. Theosophy calls them Atma, Budhi, Manas. Goethe calls what Theosophy calls Atma, Budhi, Manas, the King of Wisdom, the King of Beauty and the King of Strength or the King of Will. In the mystery centers, the spirit was united with these three fundamental powers of the soul, with which the human soul must be initiated. In the Fairy Tale, Goethe describes this process. Down here in the halls of the earth is the snake that will shine from within because it has absorbed the gold of wisdom. And because it has absorbed it in humility, it is illuminated from within. The old man with the lamp is another figure. What does he represent to us? The old man's lamp has the property that it only glows when other light is already present. Because the snake glows, illuminates the interior of the mystery temple with the light radiating from itself, the light of the old man can also shine here. Goethe expresses this thought elsewhere with the words:
Here he says in poetic words what he expresses in pictures in the “Fairytale”. The realization that we call occult realization in Theosophy is represented by the old man with the lamp. The light appears to no one who has not truly prepared himself to receive it. It does not appear to anyone who has not worked their way up to that higher level of development, so that their self, their selfless nature, shines from within, bringing light to the light. When these two lights, the intuitive light and the light that comes from within the personality, shine towards each other, they give what the person experiences in his transformation as spiritual alchemy. The room around him becomes light, and he learns to recognize what the highest spiritual powers are, the gifts of the three kings: wisdom, beauty and strength. The gift of the golden king is wisdom, the gift of the silver king is beauty, devotion, and the gift of the brazen king is strength, willpower. A person can only understand themselves according to their innermost strengths when the light is reciprocated, the light of the lamp, which can only shine where light is already present. Then the three kings appear in their splendor, and at the same time the meaning of the fourth king becomes clear, that king who is composed of the metals of the other three kings. He is a symbol of the lower nature, in which the noble forces of wisdom, beauty and strength interact in a disorderly and disharmonious way, as in chaos. These three powers, which live in the highly developed soul, are also present in the lower nature, but in a chaotic, disharmonious way. This fourth king is the realm of the present world, the chaotic mixture of wisdom, beauty and strength. The soul powers, which can only achieve the highest in harmonious interaction, act on each other in a chaotic way in the present age. The voice sounds in the temple of initiation:
The chaotic mixing will have disappeared when that which Goethe so longed for has been brought about: that the temple will no longer be hidden, but will rise in full daylight; that the temple will have risen from the depths and can serve all people as a temple of initiation; that a bridge will be available for all people to cross back and forth. That is the time when all people will have made themselves worthy of the highest wisdom, the highest devotion and the highest will. Then he will have fulfilled this task: the temple will have risen above the flow of passions. These passionate forces will then be so pure and noble that the highest spiritual element will be able to arise in the temple in broad daylight from the stream of desires and passions. Therefore it is necessary that humanity be filled with the “die and become” that Goethe so clearly portrayed in the “West-Eastern Divan”. Goethe was repeatedly asked what the solution to the riddle was. He said: “What the solution to the riddle is can be found in the ‘fairy tale’ itself, but not in one word. It can be found at the point where we hear in a conversation in the underground temple that the snake is saying something in the old man's ear that we do not hear, by which Goethe suggests it as a confidential secret. This unspoken element is the solution. The solution does not lie in something that can be expressed in words, but in an inner resolve. Goethe also hinted at this in the “Fairy Tale” itself. The snake said quite matter-of-factly: “I want to sacrifice myself, I want to purify my self through selflessness.” This is precisely what must be considered the deepest solution to the fairy tale. It is an act, not a teaching. Until now, there were only two ways to cross the river: either at midday, when the green snake lies across the river and forms a bridge, so that one could cross the river at midday, or at a moment when the sun is at midday for him, when he is ripe to surrender himself to the higher spiritual light. But time and again he is drawn back down from this midday moment of life into the lower world, riven by passions. In such midday moments, the elect of the spirit can cross over from the shore of sensual life to the shore of the spirit. But there is yet another way to cross the river, namely in the evening, when the shadow of the great giant extends over the river. The shadow of the great giant can also form a bridge over the river, but only at dusk. This shadow of the great giant, what is it? Goethe spoke in greater detail and more profoundly with his trusted friend about the forces that he had symbolically hinted at in the fairy tale. When Schiller once wanted to make a trip to Frankfurt am Main and was in danger of being mixed up in the quarrels of the time, Goethe wrote to Schiller: “I am very glad that you did not come here to the West, because the shadow of the giant could have touched you roughly.” But the meaning of the giant is also clearly expressed in the fairy tale itself. The giant, being weak, is incapable of anything. Only his shadow can build the bridge to the other side. This giant is the raw [mechanical] force of nature. Its shadow is capable of leading the person of raw passions across the river where the light no longer shines so brightly, where the light no longer deceives. These are the people who, by extinguishing their clear consciousness of the day in the various states of the soul, in trance, in somnambulism, in the state of psychic vision and so on, seek to cross over into the land of the spirit. So too, in the wild and raging action through which the people of that time wanted to penetrate into the realm of freedom, their consciousness of the day was extinguished. They wanted to reach the land of the beautiful lily. But the shadow of the giant can only cross over. Only uncertainly, in the twilight of consciousness, can man overcome the passions, that is, deaden them, when he is in an almost unconscious state, when he is not living in bright day-consciousness. These are the two paths that lead to the other shore: in solemn moments at midday, the snake; and in the twilight of consciousness, in a trance, and so on, the shadow of the giant. But one thing should be striven for here: the snake should sacrifice itself completely, it should not just bend over the river of passions at noon, it should lead from one bank to the other as a bridge at every hour of the day, so that not only some are able to cross over, but that all people can come and go with ease. This is the decision the snake has made, this is the decision Goethe has made. Goethe points to an age of selflessness, where man does not put his strength at the service of the lower self, but at the service of selflessness, desiring no personal benefit.
There are a number of other ideas associated with this basic theme of the “Fairytale”. I cannot go into all of them today, but I would like to touch on a few. We find the old man's wife with the lamp, who is married to the representative of human — occult — knowledge. She tends the old man's house. The will-o'-the-wisps have come to her. These will have licked down all the gold that was on the wall, and they have given up the gold, which they have enriched themselves with, so that the live pug that ate the gold had to suffer death. The old woman is the power of understanding, which brings forth what is useful. Only when the occult power marries what clings to material culture, when the highest marries the lowest in the world, only then can the world take its course of development. Man will not be led away from everyday life, but he will purify everyday culture. Man is surrounded in the world, in his dwelling, by that which hangs on the walls as gold. All that surrounds him is also gold. So what surrounds him? On the one hand, it is the man of knowledge, on the other, the man of utility. The entire experience of the human race surrounds him. All that has been gathered as the experience of mankind is piled up in human science. Those who strive for it seek what is recorded in the scriptures. There they lick out, as it were, historical wisdom. This is what surrounds man in his striving; it is what man will imbue himself with completely. But it is useless for that which is to live. The living pug gobbles up the gold and dies from it. Wisdom, which only exists as dead bookish wisdom, not made alive by the spirit, kills everything that is alive. Only when it is reunited with the source of wisdom, with the beautiful lily, does it come to life again. Therefore, the old man gives his wife the dead pug to take to the beautiful lily. The lamp has a peculiar property: [dead animals are transformed into gems by it], everything dead is brought to life by it; what is alive is clarified by it to become crystal, bright and transparent. This transformation is brought about in man through knowledge, that is, through occult knowledge. Furthermore, the old woman is stopped by the will-o'-the-wisps to pay her debts to the ferryman. These three fruits are representatives of human utility, representatives of material culture. Material culture is supposed to pay this tribute to passion. Where else could the actual driving forces of the lower nature come from, if not from technology and the cultivation of material culture? It is interesting that the shadow of the giant, who has just emerged from the river, takes some of the fruits of the earth away, so that the old woman has only two of each fruit instead of three. However, she should have three for the ferryman and must therefore give the river a pledge. At this point, something very significant happens: She has to dip her hand into the river, which makes it black so that it is almost no longer visible; it is still there, but almost invisible. This shows us the connection between external culture and the world of the river, the world of the passions. Material culture must be placed at the service of the astral, the soul. As long as human nature has not been refined enough to be offered as a tribute to the stream of passions, technology is indebted to human flow. Invisible human endeavor is invisible when it is in the service of human passions; invisibly, man works on something that cannot be seen in his ultimate goal. It is invisible, but present; tangible, but not outwardly visible. Everything that man achieves on the way to the great goal, until he has paid his debt to the flow of the soul, everything that he has to throw into the world of passions, takes on the appearance of the invisible hand of the old woman with the lamp. As long as the sensual nature is not completely purified, as long as it is not consumed by the fire of passion, it does not shine, it is invisible. That is what upsets the old woman so much: she no longer gives off any light. This could be expanded upon in more detail. Every word is significant, but it would take us too far afield today. So let us hasten to the great train, where a youth meets us who has tried too early to embrace the beautiful lily and is thus paralyzed in all his vital strength. Goethe says elsewhere: He who strives for freedom without having already made his inner self free falls even more into the snare of necessity. He who has not freed himself will be killed. Only he who is prepared, purified, as in the mysteries, who has undergone purification in the temple of the mysteries so that he can marry the lily in a dignified manner, will not be killed. He who has died to the lower in order to be reborn in the higher sense can embrace the lily. The present is presented to us through the paralyzed youth who wanted to achieve the highest in a storm. Now he complained to everyone he met that he could not embrace the lily. Now he is to be made ripe, for which purpose all the powers of man must unite, which are symbolized in the participants in the procession. The procession consists of the old man with the lamp, the will-o'-the-wisps and the lily itself. All the beautiful individual powers are thus embraced in this procession, which is led down into the clefts of the earth to the temple of initiation. Yes, it is also a deep feature of the riddle-tale that he lets the will-o'-the-wisps unlock the gate of the temple. Selfish wisdom is not useless; it is a necessary transitional stage. Human selfishness can be overcome by feeding itself on wisdom, by permeating itself with the gold of genuine knowledge. Then this wisdom can serve to unlock this temple. Those who unconsciously serve wisdom in the outer self are led to the actual seats of wisdom. The scholars who only pore over books are the guides there. Goethe did not underestimate science; he knew that it is science that unlocks the temple of wisdom; he knew that one must test this, judge and absorb everything in pure knowledge, and that without this one cannot penetrate into the temples of the highest wisdom. Goethe sought this wisdom everywhere. He considered himself worthy of recognizing the highest in spiritual life in art, after he had passed through science. He sought knowledge in physics, in biology, everywhere. And so he also lets those enter the temple of initiation who are will-o'-the-wisps, who, relying on themselves in a false upright position, confront the one who, after all, has observed through experience and can creep in like a snake. They cause the temple to open up, and the procession now enters the temple. Now something happens that Goethe longed for all of humanity: The entire temple moves up out of the crevices of the earth. The temple can only be built over the river of the soul, over the river of passions and desires, because the snake has disintegrated into precious stones, which form the pillars for a bridge. And now people can move freely from the sensual world into the spiritual world and from the spiritual world into the sensual world. The marriage of the sensual man with the spiritual is achieved through the selfless man, through the sacrifice of the serpent's self, which arches over the river as a bridge. The temple thus rises out of the crevices of the earth and is accessible to all who cross the bridge, accessible to those with everyday vehicles as well as to pedestrians. In the temple itself, we see the three kings again. The young man, who has been purified because he has recognized the three soul powers, is endowed with these three soul powers. The golden king approaches him and says:
The silver king approaches him and says:
In this way, Goethe expressed a thought that lay deep in his soul, namely the union of beauty with piety. It is the [invitation] that is in the Bible. He addresses these words to the young man in the sense that he expressed when he saw the Greek deities depicted in Rome and said:
, and:
It is a personal touch of Goethe's when he lets the silver king appear as beauty and piety. And then the king of strength approaches him and says:
The sword should not be used for attack but for protection. Harmony should be brought about, not conflict. After this process, the young man is initiated with the three soul powers. But the fourth king has nothing more to say; he collapses into himself. The temple has risen from obscurity into the bright light of day. In the temple, a small silver temple rises up, which is none other than the transformed hut of the ferryman. It is a significant feature that Goethe allows the hut of the ferryman, who is the one who brings us across from the land of the spirit, to transform into pure, beaten silver, so that it itself has become a small altar, a small temple, a holy of holies. This hut, which represents what is most sacred in man, his deepest core of being, which he has preserved as a memory of the land from which he comes, from which he has come and to which the ferryman cannot take him back. It [the hut] represents what came before our development; it is the memory that we descend from the spirit. This memory stands as the holy of holies in the temple, in its sanctuary. The giant, that raw natural force that lives in nature, a spirit that could not work through itself, but only as a shadow, has been given a remarkable mission. This giant stands upright and only indicates the hour. When man has discarded everything that belongs to his lower nature, when he has become completely spiritualized, then the raw, lower natural force will no longer appear in its original elementary power as a storm of the natural force living around man. This mechanical, raw natural force will only perform mechanical services. Man will always need these mechanical natural forces, but they will no longer conquer him, but he will instruct them in their service. His work will be the hour hand of spiritual culture, which, like a clock, regularly indicates mechanical necessity. But the giant itself will no longer be necessary. We must not approach the interpretation of the fairy tale by discussing every single word pedantically, but rather we must empathize with what Goethe wanted to say and expressed in his images. In his “Fairy Tale”, Goethe addresses what Schiller expressed in his “Aesthetic Letters”: the marriage of necessity with freedom. What Schiller was able to express in his letters, Goethe was unable to express in abstract thoughts, but in fairy tale form. If I want to express these thoughts in all their vibrancy, then I need images; images like those used by the ancient priests of initiation in the mysteries. The priests of initiation did not teach by instructing their students with abstract actions, but by presenting the sacred Dionysus drama to them, showing them the great process of human development and the resurrecting Dionysus, as well as showing what was invisibly taking place in the Dionysus drama or the Osiris drama. In this way, Goethe also wanted to express what lived in him, in his drama in images. So, we do not want to interpret Goethe's fairy tale as usual, but we want to understand it as Theosophy explains this process, namely the marriage of the lower nature of man with the higher, as the marriage of the physical and ethereal body, the life force and the passions and desires with the higher nature of man, the three pure spiritual soul forces, namely Atma, Budhi, Manas, which are represented as the three kings. etheric body, of the life-force and of the passions and desires with the higher nature of the human being, the three pure spiritual soul forces, namely Atma, Budhi, Manas, which are represented as the three kings. This is the development of the human being that extends into the age when every human being will be able to be an initiate. Goethe tried to express this in a truly theosophical way. Just as those mystery priests expressed their wisdom in images, so too did Goethe in his apocalypse, in images, express what human development represents, which will one day be the greatest deed of humankind: the transformation of the lower nature of man into the higher, the transformation of the lower metals, the lower powers of the soul, into the gold of wisdom; the transformation of that which lives in isolation into the pure, noble metal of wisdom, represented by the king, who is embodied in gold. Goethe wanted to express this human alchemy, this spiritual transformation, in a somewhat different way than in his “Faust”. He wanted to express in a slightly different form what he had secretly included in the second part of “Faust”. Goethe was a true theosophist. He had grasped what it means that everything that is transitory, that lives in our senses, is only a parable. But he also realized that what man tries and strives for is impossible to describe, but that it is achieved through an act; that what is inadequate is what keeps us on this side of the river, that it must become an event if the meaning of human development is to be fulfilled. That is why he also expressed this secret in the “Chorus mysticus” and concluded the second part of “Faust” with it. This is the highest life-power of the human being, symbolized in the beautiful lily, with which the male principle, the power of will, unites. He expresses this in the beautiful closing words of the second part of his Faust. These verses are his mystical creed, and they are only fully understood when one has seen his more intimate life unfold in the fairy tale of the Green Snake and the Beautiful Lily. He had already begun working on the second part of Faust at the turn of the 18th century, at the time when his view of nature was transformed to become a view of a higher world. It has the deepest significance if we can understand the words of Goethe in his testament, in the second part of Faust. When he had completed his earthly career and died, this second part was found sealed in his desk. He bequeathed this book to the world as a testament. And this testament concludes with his mystical confession:
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68c. The Festivals and Their Meaning I: Christmas: The Christmas Festival: A Token of the Victory of the Sun
24 Dec 1905, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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The meaning of ‘gloria’ is revelation, not ‘glory’ in the sense of ‘honour.’ Therefore we should not say: ‘Glory (honour) to God in the highest,’ but rather: ‘To-day is the revelation of the Divine in the heavens!’ The birth of the Redeemer makes us aware of the ‘Glory’ streaming through the wide universe. |
At the sixth stage a man was a ‘Sun Hero’ or one who ‘runs in the paths of the Sun.’ And at the seventh stage he was a ‘Father.’ Why was an Initiate of the sixth degree known as a Sun Hero? To reach this level on the ladder of spiritual knowledge a man must have developed an inner life in harmony with the divine rhythms pulsating through the cosmos. |
68c. The Festivals and Their Meaning I: Christmas: The Christmas Festival: A Token of the Victory of the Sun
24 Dec 1905, Berlin Tr. Dorothy S. Osmond Rudolf Steiner |
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How many people are there to-day who, as they walk through the streets at this season and see all the preparations made for the Christmas Festival, have any clear or profound idea of what it means? How seldom do we find evidence of any clear ideas of this Festival, and even when they exist, how far removed they are from the intentions of those who once inaugurated the great Festivals as tokens of what is eternal and imperishable in the world! A glance at the ‘Christmas Reflections’ as they are called, in the newspapers, is quite sufficient proof of this. Surely there can be nothing more dreary and at the same time more estranged from the subject than the thoughts sent out into the world on printed pages in this way. To-day we shall try to bring before our minds a kind of summary of the knowledge revealed to us by Spiritual Science. I do not, of course, mean any kind of pedantic summary; I mean a gathering-together of all that the Christmas Festival can bring home to our hearts if we regard Spiritual Science not as a dull, grey theory, not as an outer confession, not as a philosophy, but as a real and vital stream of life pulsating through and through us. The man of to-day confronts Nature around him as a stranger. He is far more of a stranger to Nature than he thinks, far more even than he was in the time of Goethe. Is there anyone who still feels the depth of words spoken by Goethe at the beginning of the Weimar period of his life? He addressed a Hymn, a kind of prayer to Nature with all her mysterious powers: “Nature!—we are surrounded and embraced by her; we cannot draw back from her, nor can we penetrate more deeply into her being. She lifts us unasked and unwarned into the gyrations of her dance and whirls us away until we fall exhausted from her arms ... All men are within her and she in all men ... We are obedient to her laws even when we would fain oppose them ... She (Nature) is all in all. She alone praises and she alone punishes—herself, Let her do with me what she will; she will not cherish hatred for her created work. It was not I who spoke of her, Nay, it was she who spoke it all, true and false. Hers is the blame for all things, hers is the credit ...” Verily, we are all Nature's children. And when we think we are least of all obedient to her, it may be that just then we are acting most strictly in accordance with the great laws which pervade the realm of Nature and stream into our own being. Again, there are so few who really feel the depth of other pregnant words of Goethe in which he tries to express the feeling of communion with the hidden forces common to Nature and to the human being. I refer to that passage in Faust where Goethe addresses Nature, not as the dead, lifeless being conceived of by materialistic thinkers of to-day, but as a living Spirit:
This was the mood of soul which Goethe's knowledge and feeling for Nature awakened in him and these words were an attempt to bring to life again a mood which filled men's hearts in an age when wisdom itself was still organically united by living ties to Nature. And it was as tokens of this ‘feeling at one’ with Nature and the universe that the great Festivals were inaugurated. The Festivals have become abstractions, matters of indifference to modern people. The word as a medium of strife and blasphemy often means more than the Word conceived as the power by which the world itself was created. Yet the alphabetical word ought to be the representative, the symbol of the Word Creative in Nature around us, in the great universe and within us too when self-knowledge awakens, and of which all mankind can be made conscious by those who truly understand the course of Nature. It was for this that the Festivals were instituted and with the knowledge we have gleaned from Spiritual Science we will try to understand what it was that the wise men of old set out to express in the Christmas Festival. Christmas is not a Festival of Christendom only. In ancient Egypt, in the regions we ourselves inhabit, and in Asia thousands and thousands of years before the Christian era we find that a Festival was celebrated on the days now dedicated to the celebration of the birth of Christ. Now what was the character of this Festival which since time immemorial has been celebrated all over the world on the same days of the year? Wonderful Fire Festivals in the northern and central regions of Europe in ancient times were celebrated among the Celts in Scandinavia, Scotland and England by their priests, the Druids. What were they celebrating? They were celebrating the time when winter draws to its close and spring begins. It is quite true that Christmas falls while it is still winter, but Nature is already heralding a victory which can be a token of hope in anticipation of the victory that will come in spring—a token of confidence, of hope, of faith—to use words which are connected in nearly every language with the Festival of Christmas. There is confidence that the Sun, again in the ascendant, will be victorious over the opposing powers of Nature. The days draw in and draw in, and this shortening of the days seems to us to be an expression of the dying, or rather of the falling asleep of the Nature-forces. The days grow shorter and shorter up to the time when we celebrate the Christmas Festival and when our forefathers also celebrated it, in another form. Then the days begin to draw out again and the light of the Sun celebrates its victory over the darkness. In our age of materialistic thinking this is an event to which we no longer give much consideration. In olden times it seemed to men in whom living feeling was united with wisdom, to be an expression of an experience of the Godhead Himself, the Godhead by Whom their lives were guided. The solstice was a personal experience of a higher being—as personal an experience as when some momentous event forces a man to come to a vital decision. And it was even more than this. The waxing and waning of the days was not only an expression of an event in the life of a higher Being, but a token of something greater still, of something momentous and unique. This brings us to the true meaning of Christmas as a Festival of the very highest order in cosmic and human life. In the days when genuine occult teaching was not disowned as it is today by materialistic thought but was the very wellspring of the life of the peoples, the Christmas Festival was a kind of memorial, a token of remembrance of a great happening on the Earth. At the hour of midnight the priests gathered around them their truest disciples, those who were the teachers of the people, and spoke to them of a great Mystery. (I am not telling you anything that has been cleverly thought out or discovered by a process of abstract deduction but was actually experienced in the Mysteries, in the secret Sanctuaries of those remote times). This Mystery was connected with the victory of the Sun over the darkness. There was a time on the Earth when the light triumphed over the darkness. And it happened thus: in that epoch, all physical, all bodily life on Earth had reached the stage of animality only. The highest kingdom upon the Earth had only reached a stage at which it was preparing to receive something higher. And then there came that great moment in evolution when the immortal, imperishable soul of man descended. Life had so far developed that the human body was able to receive into itself the imperishable soul. These ancestors of the human race stood higher in the scale of evolution than modern scientists believe, but the higher part of their being, the divine ‘spark’ was not yet within them. The divine spark descended from a higher planetary sphere to our Earth which was now to become the scene of its activity, the dwelling-place of the soul which henceforward can never be lost to us. We call these remote ancestors of humanity the Lemurian race. Then came the Atlantean race and the Atlantean race was followed by our own—the Aryan race. Into the bodies of the Lemurian race the human soul descended. This descent of the divine ‘Sons of the Spirit,’ this great moment in the evolution of mankind was celebrated by the sages of all times as the victory of the light over the darkness. Since then the human soul has been working in the body and bringing it to higher stages of development but not at all in the way that materialistic science imagines. At the time when the human soul was quickened by the Spirit, something happened in the universe, something that is one of the most decisive events in the evolution of mankind. In those remote ages—and this is contrary to what modern science teaches—certain constellation of Earth, Moon and Sun was in existence. It was not until then that the Sun assumed the significance it now has in the process of man's growth and life upon the Earth and of the other creatures belonging to the Earth—the plants and animals. Before that time, the beings on Earth were adapted to the conditions then obtaining upon the planetary body. Only those who are able to form a clear idea of the process of the development of the Earth and of mankind will understand the connection of Sun, Moon and Earth with the human being as he lives upon the Earth. There was a time when the Earth was still united with Sun and Moon, when Sun, Moon and Earth were still one body, The beings who dwelt upon this planet were different in appearance from those who inhabit the Earth to-day; they lived in forms which were suited to the conditions of existence as they were on the planetary body consisting of Sun, Moon and Earth. The form and essential being of everything that lives upon our Earth is determined by the fact that first the Sun and then, later, the Moon separated from the Earth. The forces and influences of these two heavenly bodies henceforward played down upon the Earth from outside. This is the basis of the mysterious connection of the Spirit of man with the Spirit of the universe, with the Logos in Whom Sun, Moon and Earth are all contained. In this Logos we live and move and have our being. Just as the Earth was born from a planetary body in which the Sun and Moon were also contained, so is man born of a Spirit, of a Soul which belongs alike to Sun, Moon and Earth. And so when a man looks up to the Sun, or to the Moon, he should not only see external bodies in the heavens, but in Sun, Moon and Earth he should see the bodies of Spiritual Beings. This truth is utterly lost to the materialism of the age. Those who do not see in Sun and Moon the bodies of Spiritual Beings cannot recognise the human body as the body of the Spirit. Just as truly as the heavenly bodies are the bodies of Spiritual Beings, so is the human body the bearer of the Spirit. And man is connected with these Spiritual Beings. Just as his body is separate from the forces of the Sun and Moon and yet contains forces which are active in the Sun and Moon, so the same spirituality which reigns in Sun and Moon is contained within his soul. Man has evolved on Earth into the being he is, and he is dependent upon the Sun as the heavenly body from which the Earth receives her light. And so in days of old, our forefathers felt themselves to be spiritual children of the great universe and they said: “We have become men through the Sun Spirit, through the Sun Spirit from Whom the Spirit within us proceeded. The victory of the Sun over the darkness commemorates the victory of the Sun when it shone down upon the Earth for the first time. The immortal soul has been victorious over the forces of the animal nature.” It was verily a victory of the Sun when, long, long ago, the immortal soul entered into the physical body and penetrated into the dark world of desires, impulses and passions. Darkness preceded the victory of the Sun and this darkness had followed a previous Sun Age. So it is with the human soul. The soul proceeds from the Divine but it must sink for a time into the darkness, in order, out of this darkness, to build up the vehicle for the human soul. By slow degrees the human soul itself built up the lower nature of man in order then to take up its abode in the dwelling-place of its own construction. You have a correct simile for the entry of the immortal soul of man into the human body if you imagine an architect devoting all his powers to the building of a house in which he then lives. But in those remote ages the soul could only work unconsciously on its dwelling-place. The descent is expressed by the darkness; the awakening to consciousness, the lighting-up of the conscious human soul is expressed in this simile as a victory of the Sun. And so to those who were still aware of man's living connection with the universe, the victory of the Sun signified the great moment when they had received the impulse which was all-essential for their earthly existence. And this great moment was perpetuated in the Christmas Festival. And now try to think of the course of human life in connection with the harmony of the universe. Man seems to become more and more akin to the great rhythms of Nature. If we think of all that encompasses the life of the soul, of the course of the Sun and everything that is connected with it, we are struck by something that closely concerns us, namely, the rhythm and the marvellous harmony in contrast to the chaos and lack of harmony in the human soul. We all know how rhythmically and with what regularity the Sun appears and disappears. And we can picture what a stupendous upheaval there would be in the universe if for a fraction of a second only the Sun were to be diverted from its course. It is only because of this inviolable harmony in the course of the Sun that our universe can exist at all, and it is upon this harmony that the rhythmic life-process of all beings depends. Think of the annual course of the Sun.—Picture to yourselves that it is the Sun which charms forth the plants in spring time and then think how difficult it is to make the violet or some other plant flower out of due season. Seed-time and harvest, everything, even the very life of animals is dependent upon the rhythmic course of the Sun. And in the being of man himself everything that is not connected with his feelings, his desires and his passions, or with his ordinary thinking, is rhythmic and harmonious. Think of the pulse, of the process of digestion and you will feel the mighty rhythm and marvel at the wisdom implicit in the whole of Nature. Compare with this the irregularity, the chaos of man's passions and desires, especially of his ideas and thoughts. Think of the regularity of your pulse, your breathing, and then of the irregularity, the erratic nature of your thinking, feeling and willing. With what wisdom the powers of life are governed where the prevailing rhythmic forces meet the challenge of the chaotic! And how greatly the rhythms of the human body are outraged by man's passions and cravings! Those who have studied anatomy know how marvellously the heart is constructed and regulated and how wonderfully it is able to stand the strain put upon it by the drinking of tea, coffee and spirits. There is wisdom in every part of the divine, rhythmic Nature to which our forefathers looked up with such veneration and the very soul of which is the Sun with its regular, rhythmic course. And as the wise men of old looked upwards to the Sun, they said to their disciples: ‘Thou art the image of what the soul born within thee has yet to become and what it will become.’ The divine cosmic Order was revealed in all its glory to the sages of old. And again, in the Christian religion we have the ‘Gloria in excelsis.’ The meaning of ‘gloria’ is revelation, not ‘glory’ in the sense of ‘honour.’ Therefore we should not say: ‘Glory (honour) to God in the highest,’ but rather: ‘To-day is the revelation of the Divine in the heavens!’ The birth of the Redeemer makes us aware of the ‘Glory’ streaming through the wide universe. In earlier times this cosmic harmony was placed as a great Ideal before those who were to be leaders among their fellow-men. Therefore in all ages and wherever there was consciousness of these things, men spoke of Sun Heroes. In the temples and sanctuaries of the Mysteries there were seven degrees of Initiation. I will speak of them as they were known in ancient Persia. The first stage is attained when a man's ordinary feeling and thinking is raised to a higher level, where knowledge of the Spirit is attained. Such a man received the name of ‘Raven.’ It is the ‘Ravens’ who inform the Initiates in the temples what is happening in the world outside. When medieval poetic wisdom desired to depict in the person of a great Ruler an Initiate who amid the treasures of wisdom contained in the Earth must await the great moment when newly revealed depths of Christianity rejuvenate mankind—when this poetic wisdom of the Middle Ages created the figure of Barbarossa, ravens were his heralds. The Old Testament, too, speaks of the ravens in the story of Elijah. Those who had reached the second stage of Initiation were known as ‘Occultists’; at the third stage they were ‘Warriors,’ at the fourth, ‘Lions.’ At the fifth stage of Initiation a man was called by the name of his own people: he was a ‘Persian,’ ‘Indian,’ or whatever it might be. For that man alone who had reached the fifth degree of Initiation was regarded as a true representative of his people. At the sixth stage a man was a ‘Sun Hero’ or one who ‘runs in the paths of the Sun.’ And at the seventh stage he was a ‘Father.’ Why was an Initiate of the sixth degree known as a Sun Hero? To reach this level on the ladder of spiritual knowledge a man must have developed an inner life in harmony with the divine rhythms pulsating through the cosmos. His life of feeling and of thinking must have rid itself of chaos, of all disharmony, and his inner life of soul must beat in perfect accord with the rhythm of the Sun in the heavens. Such was the demand made upon men at the sixth degree of Initiation. They were looked upon as holy men, as Ideals, and it was said that if a Sun Hero were to deviate from the divine path of this spiritual harmony, it would be as great a calamity as if the Sun were to deviate from its course. A man whose spiritual life had found a path as sure as that of the Sun in the heavens was called a ‘Sun Hero,’ and there were Sun Heroes among all the peoples. Our scholars know remarkably little about these things. They are aware that Sun myths are connected with the lives of all the great Founders of religions, but what they do not know is that at the Initiation Ceremony it was the custom for the leading figures to be made into Sun Heroes. It is not really so surprising that materialistic research should rediscover these things. Sun myths have been sought for and found in connection with Buddha and with the Christ. The Sun-Soul was the great example for the way in which a man's life must be ordered. How did the ancients conceive of the soul of a Sun Hero who had reached this inner harmony? They pictured to themselves that no longer did a single individual human soul live within him, but that forces of the cosmic Soul were streaming into him. This cosmic Soul was known in Greece as Chrestos, in the sublime wisdom of the East as Budhi. When a man no longer feels himself a single being, as the bearer of an individual soul, but experiences something of the universal Soul, he has created within himself an image of the union of the Sun-Soul with the human body and he has attained something of the very greatest significance in the evolution of mankind. If we think of these men with all their nobility of soul, we shall be able to some extent to visualise the future of the human race and the relation of the future to the ideal of mankind generally. As humanity is to-day, decisions are arrived at by individuals who amid quarrelling and strife finally reach a measure of unity in majority-resolutions. When such resolutions are still regarded as the ideal, this is evidence that men have not realised what truth really is. Where in us does truth exist? Truth lives in that realm of our being where we think logically. It would be nonsense to decide by a majority vote that 2 x 2 = 4, or that 3 x 4 = 12. When man has once realised what is true, millions may come and tell him it is not so, that it is this or it is that, but he will still have his own inner certainty. We have reached this point in the realm of scientific thinking, of thinking upon which human passions, impulses and instincts no longer impinge. Wherever passions and instincts mingle with thinking, men still find themselves involved in strife and dispute, in wild confusion, for the life of instincts and impulses is itself a seething chaos. When, however, impulses, instincts and passions have been purged and transmuted into what is known as Budhi or Chrestos, when they have developed to the level at which logical, dispassionate thinking stands to-day, then the ideal of the ancient wisdom, the ideal of Christianity, the ideal of Anthroposophy will be realised. It will then be as unnecessary to vote about what is held to be good, ideal and right as it is to vote about what has been recognised as logically right or logically wrong. This ideal can stand before the soul of every human being and then he has before him the ideal of the Sun Hero, the ideal to which every aspirant at the sixth stage of Initiation has attained. The German Mystics of the Middle Ages felt this and expressed it in the word ‘Vergöttung’—deification. This word existed in all the wisdom-religions, What does it signify? Let me try to express it in the following way.—There was a time when those whom we look upon to-day as the ruling Spirits of the universe also passed through a stage at which mankind as a whole now stands -the stage of chaos. These ruling Spirits have wrestled through to the divine heights from which their forces stream through the harmonies of the universe. The regularity with which the Sun moves through the seasons, the regularity manifested in the growth of plants and in the life of animals—this regularity was once chaos. Harmony has been attained at the cost of great travail. Humanity stands to-day within the same kind of chaos but out of the chaos there will arise a harmony modelled in the likeness of the harmony in the universe. When this thought takes root in our souls, not as a theory, not as a doctrine, but as living insight, then we shall understand what Christmas signifies in the light of anthroposophical teaching. If the glory, the revelation of the divine harmony in the heavenly heights is a real experience within us, and if we know that this harmony will one day resound from our own souls, then we can also feel what will be brought about in humanity itself by this harmony: peace among men of good-will. These are the two thoughts or, better, the two feelings which arise at Christmastide. When with this great vista of the divine ordering of the world, of the revelation, the glory of the heavens, we think of the future lying before mankind, we have a premonition even now of that harmony which in the future will reign in those who know that the more abundantly the harmony of the Cosmos fills the soul, the more peace and concord there will be upon the Earth. The great ideal of Peace stands there before us when at Christmas we contemplate the course of the Sun. And when we think about the victory of the Sun over the darkness during these days of Festival there is born in us an unshakable conviction which makes our own evolving soul akin to the harmony of the cosmos—light over the darkness had always been commemorated.1 And so Christianity is in harmony with all the great world-religions. When the Christmas bells ring out, they are a reminder to us that this Festival was celebrated all over the world, wherever human beings knew what it signified, wherever they understood the great truth that the soul of man is involved in a process of development and progress on this Earth, wherever in the truest sense man strove to reach self-knowledge. We have been speaking to-day, not of an undefined, abstract feeling for Nature but of a feeling that is full of life and spirituality. And if we think of what has been said in connection with Goethe's words: “Nature! we are surrounded and embraced by thee ...” it is quite obvious that we are not speaking here in any materialistic sense, but that we see in Nature the outward expression, the countenance of the Divine Spirit of the Cosmos. Just as the physical is born out of the physical, so are the soul and the Spirit born out of the Divine Soul and the Divine Spirit. The body is connected with purely material forces and the soul and Spirit with forces akin to their own nature. The great Festivals exist as tokens that these things must be understood in their connection with the whole universe; our powers of thinking must be used in such a way that we realise our oneness with the whole universe. When this insight lives within us, the Festivals will change their present character and become living realities in our hearts and souls. They will be points of focus in the year uniting us with the all-pervading Spirit of the universe. Throughout the year we fulfil the common tasks and duties of daily life, and at these times of Festival we turn our attention to the links which bind us with eternity. And although daily life is fraught with many a struggle, at these times a feeling awakens within us that above all the strife and turmoil there is peace and harmony. Festivals are the commemoration of great Ideals, and Christmas is the birth feast of the very greatest Ideal before mankind, of that Ideal which man must strain every nerve to attain if he is to fulfil his mission. The birth festival of all that man can feel, perceive and will—such is Christmas when it is truly understood. The aim of Spiritual Science is to stimulate a true and deep understanding of the Christmas Festival. We do not want to promulgate a dogma or a doctrine, or a philosophy. Our aim is that everything we say and teach, everything that is contained in our writings, in our science, shall pass over into life itself. When in all that pertains to his daily life man applies spiritual wisdom, life will be filled with it and from all pulpits, far and wide, godlike wisdom, the living wisdom of the Spirit will resound in the words that are spoken to the ‘faithful.’ It will then be unnecessary to utter the actual words ‘Spiritual Science’ at all. When in Courts of Law the deeds of human beings are viewed with the eyes of spiritual perception, when at the bed of sickness the doctor spiritually perceives and spiritually heals, when in the schools the teacher brings spiritual knowledge to the growing child, when in the very streets men think and feel and act spiritually, then we shall have reached our Ideal, for Spiritual Science will have become common knowledge. Then too there will be a spiritual understanding of the great turning-points of the year and the everyday experiences of man will be truly linked with the spiritual world. The Immortal and the Eternal, the spiritual Sun will flood the soul with light at the great Festivals which will remind man of the divine Self within him. The divine Self, in essence like the Sun, and radiant with light, will prevail over darkness and chaos and will give to his soul a peace by which all the strife, all the war and all the discord in the world will be quelled.
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81. The Impulse for Renewal in Culture and Science: Anthroposophy and Philosophy
07 Mar 1922, Berlin Tr. Hanna von Maltitz Rudolf Steiner |
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So it is terribly moving for someone who enters on the one side into the Hegelian philosophy, with his whole being, and has the fundamental experience: that which can be grasped through the Logos, must be penetrated with the creative principle of the world. The Logos must be “God before the creation of the world”—to use an expression of Hegel. This is on the one side. Now how did Hegel develop this idea of the Logos on the other side? |
Then in the East, with Soloviev we see how it was somewhat still maintained, how well the church fathers wanted to save it in terms of philosophy, before the Council of Nicaea. It places us completely back in the first three post Christian Centuries of the West. |
81. The Impulse for Renewal in Culture and Science: Anthroposophy and Philosophy
07 Mar 1922, Berlin Tr. Hanna von Maltitz Rudolf Steiner |
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My dear venerated friends! It is always difficult when you have a serious scientific conscience to translate the traditional expression of “Logos” into some or other younger language. We usually employ “Word” to translate “Logos” as is commonly found in the Bible. However, when we have the word “Logic” in a sentence we don't use “Word” but rather think about “Thought,” as it operates in the human individual and its laws. Yet when we speak about “philology” we are aware that we are developing a science which is derived from words. I would like to say: what we have today in the word “Logos” is basically in everything which is philosophic. When we speak about “philosophy”, we can, even though defined as experience in relation to the Logos, sense how a reflection of these undetermined experiences are contained in all that we feel in “philosophy”. Philosophy implies that the words—which no doubt came into question when philosophy was created, that only words were implied—indicate a certain inner personal experience; the word philosophy points to a connection of the Logos to “Sophia”; one could call it a particular, if not personal, general interest. The word philosophy is less directly referred to as possessing a scientific nature but rather an inner relationship to the wisdom filled scientific content. Because our feeling regarding philosophy is not as sure as in those cases when philosophy, on the one hand was included with, I'd rather not call it science, but scientific aims, and on the other hand with something which points to inner human relationships; so we have today an extraordinarily undefined experience when we speak about philosophy or involve ourselves with philosophy. This vague experience is extremely difficult to lift out of the depth of our consciousness if we try to do it through mere dialectical or external definitions, without trying to enter into the personal experience which ran its course in the consequential development. To such an examination the present will produce something special. If we look back a few decades at people in central Europe, the involvement they were looking for with philosophy was quite a different experience, in central Europe, as it is today in the second decade of the twentieth century, where we basically have lived through so much, not only externally in the physical but also spiritually—one can quietly declare this—than what had been experienced for centuries. When one looks back over the experiences, of—if I may use a pedantic and philistine expression—the philosophic zealot of the fifties, sixties and seventies of the nineteenth century, perhaps even later, which the central Europeans could have, it is essentially as follows. Looking at the time of German philosophy's blossoming, you look back at the great philosophic era of the Fichtes, Schellings, and Hegels; surrounding you there had been a world of the educated and the scholars, a world which this philosophic era thoroughly dismisses and which in the rising scientific world view sees what should be taking the place of the earlier philosophic observations. One admires the magnitude of the elevation of thoughts found in a Schelling, one admires the energy and force of Fichte's development of thoughts, one can perhaps also develop a feeling for the pure comprehensive, insightful thoughts of Hegel, but one would more or less consider this classical time of German philosophy as something subdued. Besides this is the endeavour to develop something out of science which should present a general world view, right from the striving of the “power/force and matter/substance people,” to those who carefully strive to find a philosophic world view out of natural scientific concepts, but who lean towards the former idealistic philosophy. There were all kinds of thoughts and research in this area. A third kind of thinker appeared in this sphere, who couldn't go along with the purely scientifically based world view but could on the other hand also not dive into solid thought of the Hegel type. For them a big question came about: How can a person create something within his thoughts, which originate in himself, and place this in an objective relationship to the outer world?—There were epistemologists of different nuances who agreed with the call “Back to Kant”, but this way to Kant was aimed in the most varied ways; there were sharp-witted thinkers like Liebman, Volkelt and so on, who basically remained within the epistemological and didn't get to the question: How could someone take the content of his thoughts and imaginative nature from within himself and find a bridge to a trans-subjective reality existing outside human reality? What I'm sketching for you now as a situation in which the philosophic zealots found themselves in the last third of the nineteenth Century, which didn't lead to any kind of solution. This was to a certain extent in the middle of some or other drama during a time-consuming work of art, to which no finality had been found. These efforts more or less petered out into nothing definite. The efforts ran into a large number of questions and overall, basically failed to acquire the courage to develop a striving for solutions regarding these questions. Today the situation in the entire world of philosophy is such that one can't sketch it in the same way as I've done for the situation in the last third of the nineteenth century, in its effort to determine reality. Today philosophic viewpoints have appeared which, I might say, have risen out of quite different foundations, and which make it possible for us to characterise it in quite a different way. Today, if we wish to characterise the philosophic situation, our glance which we have homed in the second half of the twentieth century comes clearly before our soul eyes, namely such sharply differentiated philosophic viewpoints of the West, of central Europe and Eastern Europe. Today things appear in quite a different way which not long ago flowed through our experience of the philosophical approach to be found in three names: Herbert Spencer—Hegel—Vladimir Soloviev. By placing these three personalities in front of us we have the representatives who can epitomise our philosophic character of today. Inwardly this had to some extent already been the case for some time, but these characteristics of the philosophic situation only appear today before the eyes of our souls. Let's look at the West: Herbert Spencer. If I want to be thorough I would have to give an outline of the entire course of philosophic development, how it went from Bacon, Locke over Mill to Spencer, but this can't be my task today. In Herbert Spencer we meet a personality who wanted to base his philosophy on a pure system of concepts, as is determined in natural science. We find in Spencer a personality who totally agrees with science and out of this agreement arrives at a conclusion: ‘This is the way in which all philosophic thought in the world must be won by natural science.’ So we see how Spencer searched in science to determine certain steps to understand concepts, like for example how matter is constantly contracting and expanding, differentiating and consolidating. He saw this for instance in plants, how the leaves spread out and how they drew together in the seed, and he tried to translate such concepts into clear scientific forms with which to create his world view. He even tried to think about the human community, the social organism, only in such a way in which his thoughts would be analogous to the natural organism. Here he suddenly became cornered. The natural human organism is connected to the confluence of everything relating to it from the surrounding world, through observations, through imagination and so on. Every single organism is bound to what it can develop under the influence of the nervous or sensory system (sensorium). In the human community organism Herbert Spencer couldn't find a sensorium, no kind of centralised nervous system. For this reason, he constructed a kind of community organism, totally based on science, as the crown of his philosophic structure. What lay ahead for the West with this? It meant that scientific thought could reach its fully entitled, one-sided development. What lay ahead was the finest observational results and experimental talents developing out of folk talents. What came out of it was interest created to observe the world in its outer sensory reality into the smallest detail, without becoming impatient and wanting to rise out of it to some encompassing concepts. What came out of it was also a tendency to remain within this outer sense-world of facts. There was what I could call, a kind of fear of rising up to one encompassing amalgamation. Because they could do nothing else but exist in what the sense world presented to them, simply being pushed directly into the senses here in the West, there appeared the belief that the entire spiritual world should be handed over to the singular faiths of individuals, and that these beliefs should develop free from all scientific influences. Religious content was not to be touched by scientific exploration. So we see with Herbert Spencer, who in his way took up the scientific way of thought consequentially right into sociology, earnestly separated, on the one hand, from science, which would proceed scientifically, and on the other hand with a spiritual content for people who wanted nothing to do with science. Let's go now from Herbert Spencer to what we meet with Hegel. It doesn't matter that Hegel, who belonged to the first third of the 19th Century, was outwitted during the second third for central European philosophy because what was characteristic for Middle Europe was most meaningful in what exactly had appeared in Hegel. Let's look at Hegel. Already in his, I could call it, emotional predisposition, lies a certain antipathy against this universalist natural scientific way with which to shape the world view as Herbert Spencer had done in the West, but of course had been prepared by predecessors, both by scientific researchers and philosophers as well. We see how Hegel could not stand Newton and was unsympathetic to his unique way by thinking of the world-all as totally mechanical, how he rejected Newton not merely in terms of the colour theory but also in his interpretation of the cosmos. Hegel took the trouble to go back to Kepler's planetary movement formulations, he analysed Kepler's formulations about planetary movements and found out for himself, that Newton had actually not added anything new because Kepler's formulation already contained the laws of gravitation. This he applied from the basis of a scientifically formulated thought, while with Kepler it had resulted more out of a spiritual experience, which he saw as encompassing and that one could try to grasp the outer natural scientific through the spirit. Kepler is for Hegel simply the personality who is capable of penetrating thoughts with the spirit and building a bridge between what is acceptable scientifically, and what simply has to be believed according to the West, and which is also capable of lifting science into the area which for the West is limited to belief. From this basis Hegel, in tune with Goethe, strongly opposed the Newtonian colour theory. We can see how the Hegelian system had a kind of antipathy against what appeared quite natural in the Newtonian system. For this Hegel had a decisive talent—to live completely in a thought itself. For Hegel Goethe's utterance to Schiller was obvious: “I see my ideas with my eyes.” It appears naive, however, such naivety, when considered correctly, comes out of the deepest philosophic wisdom. Hegel would simply not have understood how one could state that the idea of the triangle is not to be grasped, because Hegel's life went completely—if I might use the expression—according to the plan of thinking. For him there was also a higher world of revelations, a world of higher spirituality, which gradually casts its shadow images on a plane which is filled with thoughts. From up above the spiritual worlds throw their shadow images on the plane of the human soul, on which human thought can develop. Through this the idea of higher spirituality came about for Hegel, that on the plane of the soul it is shadowed as thoughts. Hegel was inclined to experience these thoughts as fully spiritual, and he also experienced natural events not in their elementary present time, but he saw them in mental pictures, thrown on to the plane of the soul. So it is impossible in Hegel's philosophy to separate, in an outer way, wisdom from belief, which was quite natural in the West. For Hegel his life task was the unification of the spiritual world (which the West wanted to simply refer to as part of the large sphere of belief) with the sensory physical world, into such a world about which one can have knowledge. This means there is no longer knowledge on the one hand and belief on the other; here the human soul faces the great, meaningful problem: How does one find during earthly life the bridge between belief and knowledge, between spirit and nature? To a certain extent it was the tragedy of Hegel that the problem he posed in such a grandiose manner, he wanted to understand actually only on the level of thinking, that he wanted to understand the experience of the inner power, the inner liveliness of thinking, but he could not grasp anything living from the content of thought. Consider Hegel's logic—he wanted to return repeatedly to the concept of the Logos! He felt that when we actually wanted to attain a true understanding of the Logos, then the Logos must be something which is not merely something thought, but a real activity which floods and works through the world. For him the Logos did not only have an abstract, logical content, but for him it became real world content. If we look at one of the three parts of his philosophy, namely his “logic” we only find abstract concepts! So it is terribly moving for someone who enters on the one side into the Hegelian philosophy, with his whole being, and has the fundamental experience: that which can be grasped through the Logos, must be penetrated with the creative principle of the world. The Logos must be “God before the creation of the world”—to use an expression of Hegel. This is on the one side. Now how did Hegel develop this idea of the Logos on the other side? He starts with “being” and arrives at “nothing”, goes from “becoming” to “existence.” He arrives at the goal through the causality, to the belief that certain phenomena are best explained in terms of purpose rather than cause. One can look at the all the concepts of Hegel's logic and ask oneself: Is that what, “before the beginning of creation as the content of the divine” could have been there? This is abstract logic, the demand of the creative, the logos as postulate, but as a purely human thought postulate! One finds this tragic. This tragedy goes further, for the Hegelian philosophy is deemed as valid. Yet it contains instances where through action new life can germinate. It contains sprouts. Hegel saw his redemption in this: being—nothing—becoming—existence. When people are presented with Hegel, they say: ‘This is a dark one, we don't need to be lured into it.’ However, when one makes the effort to allow one's inner soul to enter into it, to experience the concept inwardly, as Hegel tried to experience it, then all the ideas of empiricism and rationalism disappears, then thought experiences and the one who is thinking is directly thought of. Whoever goes along with it finds the impetus of loosening the thoughts from the abstraction, and take Hegel's logic as the sprouts which can become something quite different, when they become alive. For me Hegel's logic looks like the seed of a plant in which one can hardly see what it will become and yet still carries the most varied structures possible within it. For me it appears that when this seed sprouts, when one lovingly cares for it and plants it into the soul's earth through anthroposophical research, then what emerges is that thought can not only be thought but can be experienced as reality. Here we have the central European aspect. If we now go to the East, we have in Vladimir Soloviev a man who is able like no other philosopher, to become gradually more the content of our own philosophic striving, who must now become so important to us because we allow the particularities of his character to work in on us. We see in Soloviev both the European-eastern way of thinking, which is of course not Oriental-Asiatic. Soloviev absorbed everything which was European, he only developed it in an Eastern fashion. What do we see being developed in terms of human scientific striving? Here we see how actually this method of thinking, found mostly in the West by Herbert Spencer, which Soloviev basically looked down on, is something against which the truth and knowledge he was seeking, could so to speak be illustrated. In comparison, what he actually presents is a full experience of spirituality itself. It appeared in full consciousness to him, it appeared more atavistically, subconsciously, yet it is an experience in spirituality itself. It was more or less a dreamlike attempt to knowingly experience what in the West—here quite consciously—was transposed into the realm of belief. So we find in the East a discussion which can be experienced in an imprecise way, which looks like a one-sided experience which Hegel wanted to use to cross the bridge out of the natural existence to the spiritual world. If a person delves into the spiritual development of someone from central Europe, like Soloviev, then he will primarily have an extraordinary uncomfortable feeling. He is reminded of an experience of something misty, mystical; an overheated element in the soul life which doesn't arrive at concepts, which can externally leave him empty completely, but which can only be experienced inwardly. He senses the entirely vague mystical experience, but he also finds that Soloviev makes use of conceptual forms and means of expression which we know, from Hegel, Humes, Mills, even those of Spencer, but only as illustrations. Throughout one can say he doesn't remain stuck in the mist but through the way with which he treats religious aspects as scientific, how he searches for it everywhere and unfolds it as philosophy, he can evermore be measured and criticised according to the philosophic conceptual development of the West. So we find ourselves today in the following situation. In the West comes the striving to formulate a world view scientifically; science is on the one side and the spiritual on the other side and wrestle in the centre with the problem of how to create a bridge to include both, to express it imprecisely, as Hegel said: “Nature is Spirit in its dissimilarity,” “Spirit is the concept of when it has returned again to itself.” In all these stuttering expressions lie the tragedy that Hegel could only care for abstract ideas, which he strived for. Then in the East, with Soloviev we see how it was somewhat still maintained, how well the church fathers wanted to save it in terms of philosophy, before the Council of Nicaea. It places us completely back in the first three post Christian Centuries of the West. So we have in the East an experience of the spiritual world, which is not able to soar up into self-owned terminological formulations, formulations and concepts used by the West in which they express themselves, and as a result remain in vague, somewhat extraneous, foreign expressions. So we see how the threefold nature of the philosophic world view unfolded. By our tracing how the threefold philosophic world view was formed through the characteristics and abilities of humanity in the West, the centre and the East, we can see that we are obliged today—because science as something embracing must spread over all of mankind—to find something which can lift it above these various philosophic aspects which basically still provide elements where philosophy is still a human-personal matter. We see today in different ways in the West, central Europe and the East, how they love wisdom. We understand that in ancient times, philosophy could still be an inner condition of the soul. Now however, in recent times, where people are strongly differentiated, this way of loving wisdom expresses itself in a magnitude of ways. Perhaps we could realise due to this, what we have to do ourselves, particularly what we have to do in Central Europe, where the most tragic and intensified problem is raised even if it is not regarded in the same way by all philosophic minds. If I want to summarise all of what I have brought into a picture, I would like to express it as follows. Regarded philosophically Soloviev speaks like the old priest who lived in higher worlds and who had developed a kind of inner ability to live in these higher worlds: priestly speech translated philosophically is what one encounters all the time with Soloviev. In the West, with Herbert Spencer, speaks the man of the world who wants to enter practical life—as it has come out of Darwinian theory—to expand science in such a way that it becomes the practical basis of life. In the Middle we have neither the man of the world not the priest: Fichte, Schelling, Hegel have no priestly ways like a Soloviev. In the Middle we have the teacher, the educators of the people and it is also here where the German philosophy emerged, for example, from religious deepening; because the priest became the teacher once again. The educated also adheres to the Hegelian philosophy. We see recently—as with Oswald Külpe—how it has happened that philosophy, when it was already lost, is no more than a summary of the individual sciences. From inorganic science you can ask—what are the concepts? From organic science you can ask—what are the concepts? Likewise with history, with the science of religion, and so on. One collects these concepts and forms a separate abstract unit. I would like to say that the subject of the teaching in the separate sciences should create the totality of teaching. This is what the science in the Middle must basically come to after the entire assessment. If we look back at what has happened, we see with Herbert Spencer the unconditional belief in science, the belief for the necessity to cling to observation, experiment and a thinking mind, which can be experienced through the observation and experiment; and one is mistaken about the contradiction which appears here, when the acquired concepts can be applied to the social organism and—although these do not have the most important characteristics of a natural organism, the sensorium—they are nevertheless grasped with the same concepts which arise in natural existence. We see the inclination to the natural sciences so strong that some characters—like Newton—became one-sidedly stuck to the mechanistic and even satisfied their soul-striving with it. It is generally known that Newton had tried in a one-sided mystical way to clarify the Apocalypse; besides his scientific world view he had his own mystical needs. Let's look, for example, at everything which has arisen from natural science and what it gradually in the course of the 19th Century has subconsciously taken over in Central Europe; because in Central Europe science has simply followed the pattern of the Western scientific way of thinking. There is a tendency not to take notice of it, but still all points of view are modelled on the Western pattern. How wild the people become when someone tries to apply Goethe's way of thinking in physics in contrast to them taking shelter under Newton! How does the development happen in biology? Goethe created an organism for which the integration into its concepts depended on an understanding of a mathematical nature. Time was short to obtain a biology more appropriate to modern thinking than to that of olden times. The progress in the 19th Century in central Europe however brought about not the Goethean biology but Darwinism, which was interspersed with concepts contrary to those of Goethe, like the concepts of the 16th Century opposed to those of the 18th Century. Only in Central Europe did these concepts develop; in the West people remained with those concepts that sufficed for the understanding of nature. So it happened that certain concepts in the West simply were not available and simply got lost because people in Central Europe had adopted western thinking. For example, that a thought, a lively thought, can form a concept of grasping a reality, quite apart from empiricism, as it had happened with Hegel—this is not present in Central Europe; it got lost because the central European thinking was flooded by western thinking. So we have the task in Central Europe to look at what scientific thinking can be. Anthroposophists resent it when this scientific way of thinking is cared for with as much love as for the researcher himself. Nothing, absolutely nothing will be said by me in opposition to scientific thinking; if someone believes this then it is a misunderstanding. However, I must understand the scientific way of thinking in its purity and then also try to characterise it in its purity. Now these things are presented to those who confront scientific thinking with impartiality—somewhat like a western researcher will present them, like Haeckel in his genial way did it—these results are presented in a western way of research, when they are thus left and not reinterpreted philosophically, not given as solutions, not as answers, but are presented above all as questions. The totality of natural science does not gradually become an answer to a question for the impartial person, because it turns into the great world question itself. This is experienced everywhere: what is now being researched in the most beautiful way by these researchers—for my sake right up to atomic theory, which I don't negate but only want to put it in its correct place—this comes to a question and out of the West a great question is posed to us. Where does this question come from? When we link our gaze to the outer world and only turn to the observation of the given elements, we don't fathom its complete reality. We are born as human beings in the world, are constituted as such, as we already were before and take part in the reality by looking at ourselves in our own inner being. As we look then at the outer world, the sense perceptible objects—we find that part which is living in us, is missing in reality, as we can only through human struggle connect to the other half-reality, which observes us from the outside. If we look towards the West, so we see the half-reality is researched with particular devotion; however, it only provides a number of questions because it's only a half-reality. So on the one side there appears only one half of reality as a given; if one really looks at it, it raises questions. In Central Europe you discover examples of questions which Western thinking can answer and one tries to push through to thinking. That is the Hegelian philosophy. In the East one felt that which lives above the thought, which works down into the thought; but one couldn't come as far as awakening it to life, that so to speak the flesh could also sustain a skeleton. Soloviev was able to develop it in flesh, muscles and even blood in his philosophy—but the skeleton was missing. As a result, he took Hegel's concepts, those of Humes and others, and built in a foreign skeletal system. Only when one is in the position of not using a foreign skeletal system then something comes about which can be lived through spiritually. So, however, as it happened with Soloviev, it leads to a shadowed existence because it didn't manifest into a skeletal system which could as a result be descriptive. If one doesn't want to remain with building only an outer skeletal system, but live spiritually and prepare oneself through strong spiritual work, then one develops for oneself an inner skeleton within spiritual experiences; one develops the necessary concepts. For this, various exercises have been given in my writings, “Occult Science” and “Knowledge of the Higher Worlds” and in others. Here one develops what really can become a conceptual organism. This is then the other side of reality, and this side of reality has its seed in the eastern philosophy of Soloviev. In central Europe there is always the big problem of striking a bridge between nature and the spiritual. For us it has at the same time become a meaningful historical problem: to strike the bridge between West and East, and this task must stand before us in philosophy. This task also directs itself into Anthroposophy. If Anthroposophy becomes capable of inward thought experiences developing into living form, then it may on the other side experience quite materialistic natural phenomena as they are experienced in the West, because then it will not be through abstract concepts but through living scientific circles that the bridge is built between mere belief and knowledge, between knowing and subjective certainty. Then out of philosophy a real Anthroposophy will develop and philosophy can be fructified from both sides by these living sciences. Only then would Hegel's philosophy be awakened to life, when through the anthroposophical experience you let the blood of life be spiritually added to it. Then there won't be a logical base which is so abstract that it can't be “Spirit on the other side of Nature”, as Hegel wanted it, but that it really can be grasped, not as abstraction but as the living spirituality of philosophy. This gives Anthroposophy the following task. How must we, according to our present viewpoints, which lie decades behind Hegel, strike the bridge between what we call truth on the one side, which must encompass all of reality, and that which we call science on the other side, which also must encompass the entirety of reality? Briefly, the problem must be raised—and that is the most important philosophic problem in Anthroposophy: what is the relationship between truth and science? This is the problem I wanted to present in the introduction today at the start of our consideration, which I believe you will now understand. |
310. Human Values in Education: Closing Words, the Relation of the Art of Teaching to the Anthroposophical Movement
24 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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This was not so, but at that time there was a family whose father had died. There were a number of children and the mother was concerned about their welfare. |
What has been least sought for is what prospers best. In other words, what the gods have given, not what men have made, is most blessed with good fortune. It is quite comprehensible that the art of education is something which perforce lies especially close to the hearts of anthroposophists. |
310. Human Values in Education: Closing Words, the Relation of the Art of Teaching to the Anthroposophical Movement
24 Jul 1924, Arnheim Tr. Vera Compton-Burnett Rudolf Steiner |
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As I am now coming to the concluding words of this course of lectures on education, I should like first of all to take the opportunity of expressing the deep satisfaction I feel that our friends in Holland, who have set themselves the task of fostering the anthroposophical conception of the world, had the will to arrange this course. Such an enterprise always involves an immense amount of hard work for the organisers. And we ourselves, just because we have very many things to arrange in Dornach, know best of all what goes on behind the scenes on such occasions, all the work that has to be done and how much effort and energy are called for. It is therefore obvious that, before leaving Holland, I should express my very warmest thanks to those who have worked together in order to bring about this whole conference. An educational course has taken place and in my closing words I may perhaps be allowed to say something about the part played by the art of education within the whole sphere of the anthroposophical movement. An educational art has grown up within the anthroposophical movement, not, so to speak, as something which has found its way into the movement through some abstract intention, but it has arisen with a certain necessity out of the movement itself. Up to now few activities have grown out of the anthroposophical movement so naturally and inevitably as this art of education. In the same way, simply as a matter of course, eurythmy has grown out of the anthroposophical movement through Frau Dr. Steiner, medicine through Frau Dr. Wegman; and educational art, as with the other two, has, I may venture to say, arisen likewise in accordance with destiny, with karma. For the anthroposophical movement as such is, without any doubt, the expression of something which corresponds to human striving through the very fact that humanity has arisen on the earth. We need only look back into those ancient times in the evolution of humanity when Mystery Centres were to be found here and there, in which religion, art and science were cultivated out of experiences of the spirit, and we become aware how in those old, sacred centres human beings have had, as it were, intercourse with beings of the super-sensible world in order to carry spiritual life into external, physical life. We can pursue our way further into the historical development of humanity and we shall discover ever and again the urge to add what is super-sensible to what man perceives with his senses. Such are the perspectives which open up when we penetrate into the historical evolution of humanity and see that what lives in anthroposophy today is ceaseless human striving. As anthroposophy however it lives out of the longings, out of the endeavours of human souls living at the present time. And the following may in truth be said: At the turning point of the 19th to the 20th century it has become possible, if one only has the will, to receive revelations from the spiritual world which will once again deepen the whole world-conception of mankind. These revelations from the spiritual world, which today must take on a different manifestation from the old Mystery Truths, must accord with modern scientific knowledge. They form the content of anthroposophy. And whoever makes them his own knows also that out of the conditions of our present age many, many more people would come to anthroposophy were it not for the tremendous amount of prejudice, of pre-conceived feelings and ideas, which put obstacles in their path. But these are things which must be overcome. Out of the small circle of anthroposophists must grow an ever larger one. And if we call to mind everything which is living and working in this circle we may perhaps—without in any way wishing to declare that anthroposophy is itself a religious movement—we may perhaps allow a deeply moving picture to rise up before us. Call to mind the Mystery of Golgotha. Only a hundred years after the Mystery of Golgotha, the most brilliant Roman writer, Tacitus, writes about Christ as if he were someone almost unknown, who had met his death over in Asia. At that time therefore, in the height of Roman civilisation, of Roman spiritual and cultural life, where people were living in the traditions of the previous several thousand years, even there nothing was known of Christ. And it is possible to paint a word-picture of a significant fact: There above is the Roman civilisation—in the arenas, in brilliant performances, in everything that takes place in Roman social life, in the life of the state. Below, underground, are those regions known as the catacombs. There many people gather together, gather by the graves of those who, like themselves, were believers in the Mystery of Golgotha. These people must keep everything secret. What goes on under the earth only comes to the surface on those occasions when, in the arena, a Christian is smeared with pitch and burned as an entertainment for those who are civilised citizens. Thus we have two worlds: above, the life of Roman civilisation, based on old, resplendent traditions; below, what is developing in secret under the earth. Let us take the brilliant writer of this epoch. He was able to write what amounts to no more than a brief reference in his notes to the coming into being of Christianity, while his writing table in Rome may well have stood over one of the catacombs without his knowing anything whatsoever about what was taking place beneath him. Let us take several hundred years later. What earlier had spread over the world in such a spectacular way has now disappeared; the Christian civilisation has risen to the surface of the earth and Christianity is beginning to expand in Europe where previously there had been the Roman culture. Keeping such a picture in view one sees how things actually proceed in the evolution of humanity. And often, when contemplating the present time, one is inclined to say: To be sure, anthroposophists today do not bury themselves under the earth; that is no longer customary, or they would have to do it; externally they find themselves in surroundings as beautiful as those we have here; but now ask yourselves whether those from outside, who regard ordinary, normal civilisation as their own, know more about what is taking place here than the Romans knew about what was taking place in the catacombs. One can no longer speak so precisely; the situation has passed over into a more intellectual sphere, but it remains the same. And when in thought one looks forward a few hundred years, one may at any rate indulge in the courageous hope that the picture will change. Of course, those who know as little about anthroposophy today as the Romans knew about Christianity find all this very fantastic; but no one can work actively in the world who is unable to look courageously at the path opening out before him. And anthroposophists would fain look with the same courage at the way which lies ahead. This is why such pictures rise up in the mind's eye. From time to time we must certainly turn our attention to all the opinions about anthroposophy which are held today. Gradually it has come about that scarcely a week goes by without the appearance of some sort of antagonistic book dealing with anthroposophy. The opponents take anthroposophy very seriously. They refute it every week or so, not indeed so much from different standpoints, for they are not very inventive, but they nevertheless refute it. It is quite interesting to observe how anthroposophy is dealt with when approached in this way. One discovers that very learned people, or people who should have a sense of responsibility, write books on some subject or other and introduce what they have read about anthroposophy. Very often they have not read a single book whose author is an anthroposophist, but they gather their information solely from the works of opponents. Let us take an example. There was once a Gnosis, of which scarcely anything exists except the Pistis-Sophia, a writing which does not contain very much and is moreover extremely difficult to understand. All those who write about the Gnosis today—for at the present time this realm is very much in the forefront—know little about it, but nevertheless regard themselves as its exponents. They believe that they are giving some explanation of the Gnosis when they say it originated out of Greek culture. I must often think of how it would be if everything related to anthroposophy went the same way; if, as many people often wish, all anthroposophical writings were to be burnt; then anthroposophy would be known as the Gnosis is known today. It is interesting that today many people say that anthroposophy is a warmed-up Gnosis. They do not know anthroposophy because they do not wish to know it, and they do not know the Gnosis because no external document dealing with it exists. Nevertheless this is how people talk. It is a negative example, but it can notwithstanding point in a definite direction. It can certainly only point to this: Courage and strength will be needed if anthroposophy is not to go the same way as the Gnosis, but is to develop so as to unfold its intrinsic reality. When one looks such things in the face, a feeling of deep satisfaction arises when one sees all the various undertakings which come about, of which this conference is an example; for such things taken together should ensure that anthroposophy will work powerfully into the future. In this educational course anthroposophy has, as it were, only peeped in through little windows. Much however has been indicated which may serve to show how anthroposophy goes hand in hand with reality, how it penetrates right into practical life. Just because everything real is permeated with spirit, one can only recognise and understand reality when one has an eye for the spirit. Of course it was not possible to speak here about anthroposophy as such. On the other hand it was perfectly possible to speak about a sphere of activity in which anthroposophy can work fruitfully: I mean the sphere of education. In the case of eurythmy for instance it was destiny itself that spoke. Today, looking at things from outside, it might well be imagined that at a certain moment someone was struck with a sudden thought: We must have a eurythmy. This was not so, but at that time there was a family whose father had died. There were a number of children and the mother was concerned about their welfare. She was anxious that something worth while should develop out of them. The anthroposophical movement was still small. The question was put to me: What might develop out of the children? It was in connection with this question that the first steps were taken to come to something in the nature of eurythmy. To begin with the attempt was confined to the very narrowest limits. So it was out of these circumstances that the first indications for eurythmy were given. Destiny had spoken. Its manifestation was made possible through the fact that there was an anthroposophy and that someone standing on anthroposophical ground was seeking her life's career. And soon after—it did not take so very long—the first pupils who had learned eurythmy themselves became teachers and were able to carry eurythmy out into the world. So, with the help of Frau Dr. Steiner, who took it under her wing, eurythmy has become what it is today. In such a case one may well feel convinced that eurythmy has not been sought: eurythmy has sought anthroposophy. Now let us take medicine. Frau Dr. Wegman has been a member of the Anthroposophical Society ever since there was a Society. Her first attempts to heal out of an artistic perception gave her the predisposition to work medically within the Anthroposophical Movement. As a whole-hearted anthroposophist she devoted herself to medicine. So here too medicine has grown out of the being of anthroposophy and today exists firmly within it because its growth has come about through one particular personality. And further. When the waves of the world war had subsided, people's thoughts turned in all possible directions: Now at last something really great must happen: now, because human beings have experienced so much suffering, they must find the courage to achieve something great; there must be a complete change of heart. Immense ideals were the order of the day. Authors of all kinds, who otherwise would have written on quite other subjects, wrote about “The Future of the State” or “The Future of the Social Order” and so on. Everywhere thoughts were turned towards what could now come about out of man himself. On anthroposophical soil many such things sprang up and faded away. Only in the realm of education there was very little to show up to this time. My little book, The Education of the Child from the Aspect of Spiritual Science, which appeared more or less at the beginning of the Anthroposophical Movement, was already there and it contained all kinds of indications which could be developed into a whole system of education. It was however not regarded as anything special, nothing more than a booklet that might help mothers to bring up their children. I was constantly asked: Should this child be dressed in blue, or that one in red? Should this child be given a yellow bed-cover or that child a red one? I was also asked what one or another child should eat, and so on. This was an admirable striving in an educational direction but it did not amount to very much. Then in Stuttgart, out of all these confused ideals, there emerged Emil Molt's idea to found a school for the children of the workers at the Waldorf-Astoria cigarette factory. And Emil Molt, who is present today, had the notion to hand the direction of the school over to me. That was a foregone conclusion. Destiny could not have it otherwise. The school was founded with 150 children drawn from the Waldorf-Astoria factory. It was provided with teachers drawn from the Anthroposophical Movement. The law pertaining to schools in Württemberg made it possible to choose as teachers men and women who were regarded as suitable. The only condition made was that those who were to become teachers should be able to give some proof in a general way that they were well-fitted for their task. All this happened before the great “freeing of humanity” through the Weimar National Assembly From that time onwards we should no longer have been able to set about things so freely. As it was, we could make a beginning, and it will be possible at least for a few years to maintain the lower classes also.1 Well, then anthroposophy took over the school, or one might equally well say, the school took over anthroposophy. And in a few years the school grew in such a way that children were entered coming from very different backgrounds and belonging to all classes of life. All kinds of people wanted their children to attend Waldorf School, anthroposophists and non-anthroposophists. Very strange opinions were held. Naturally enough parents are fondest of their own children and of course want to send them to an excellent school. To give one example, we have had the following experience. There are many opponents whose opposition is based on scientific grounds; and they know that anthroposophy is so much foolish, unscientific rubbish. Nevertheless they send their children to the Waldorf School. They even discover that the Waldorf School suits their children admirably. Recently two such people visited the Waldorf School and said—But this Waldorf School is really good, we notice this in our children; but what a pity that it is based on “Theosophy.” Now the Waldorf School would not be there at all if anthroposophy were not there. So, you see, the judgment of many people amounts to this: It is as if one would say: That is an excellent dancer; the only pity is that he must stand on two legs. Such is the logic of opponents. One cannot do otherwise than say that the Waldorf School is good, for nothing whatever in this school is planned in order to make it a school with a definite “world-conception.” In regard to religious instruction, the Catholic children are taught by a Catholic priest, the evangelical children by an evangelical clergyman; and only because in Germany there are a great many non-churchmen who belong to no religious community, are we obliged to arrange for a free religion lesson. Otherwise these children would have had no religious teaching at all. I have great difficulty in finding teachers for these free religion lessons, for they are over-full. There is no inducement whatever to persuade the children to come, for we only want to be a modern school. All we want is to have practical and fundamental principles for the instruction and education. We have no wish to introduce anthroposophy into the school, for we are no sect; what we are concerned with is universally human. We cannot however prevent children from leaving the evangelical and Catholic religion lessons and coming to the free religion lesson. It is not our fault, but they come. And so we have ever and again to see to it that this free religion lesson is continued. The Waldorf School is growing, step by step. It now has about 800 children and between 40 and 50 teachers. Its growth is well in hand—not so its finances. The financial situation is very precarious. Less than six weeks ago there was no means of knowing whether the financial position would allow the Waldorf School to exist beyond 15th June. Here we have an example which shows clearly how difficult it is today for an undertaking to hold its own in the face of the terrible state of economic affairs in Central Europe, even though it has proved beyond any manner of doubt the spiritual justification for its existence. Again and again, every month, we experience the utmost anxiety as to how we are to make the existence of the Waldorf School economically possible. Destiny allows us to work, but in such a way that the Sword of Damocles—financial need—is always hanging over our heads. As a matter of principle we must continue to work, as if the Waldorf School were established for eternity. This certainly demands a very pronounced devotion on the part of the teaching staff, who work with inner intensity without any chance of knowing whether in three months time they will be unemployed. Nevertheless anthroposophical education has grown out of the Anthroposophical Society. What has been least sought for is what prospers best. In other words, what the gods have given, not what men have made, is most blessed with good fortune. It is quite comprehensible that the art of education is something which perforce lies especially close to the hearts of anthroposophists. For what is really the most inwardly beautiful thing in the world? Surely it is the growing, developing human being. To see this human being from the spiritual worlds enter into the physical world through birth to observe how what lives in him, what he has carried down in definite form is gradually becoming more and more defined in his features and movements, to behold in the right way divine forces, divine manifestations working through the human form into the physical world—all this has something about it which in the deepest sense we may call religious. No wonder therefore that, wherever there is the striving towards the purest, truest, most intimate humanity, such a striving as exists as the very foundation of anything anthroposophical, one contemplates the riddle of the growing human being with sacred, religious fervour and brings towards it all the work of which one is capable. That is something which, arising out of the deepest impulses of the soul, calls forth within the anthroposophical movement enthusiasm for the art of education. So one may truly say: The art of education stands within the anthroposophical movement as a creation which can be nurtured in no other way than with love. It is so nurtured. It is indeed nurtured with the most devoted love. And so many venture to say further that the Waldorf School is taken to the heart of all who know it, and what thrives there, thrives in a way that must be looked upon as an inner necessity. In this connection I should like to mention two facts. Not so very long ago a conference of the Anthroposophical Society was held in Stuttgart. During this conference the most varied wishes were put forward coming from very different sides. Proposals were made as to what might be done in one or other sphere of work. And just as today other people in the world are very clever, so naturally anthroposophists are clever too; they frequently participate in the cleverness of the world. Thus it came about that a number of suggestions were interpolated into the conference. One in particular was very interesting. It was put forward by pupils who were in the top class of the Waldorf School and it was a real appeal to the Anthroposophical Society. The appeal was signed by all the pupils of the 12th Class and had more or less the following content: We are now being educated in the Waldorf School in a genuine, human way; we dread having to enter an ordinary university or college. Could not the Anthroposophical Society also create an anthroposophical university? For we should like to enter a university in which our education could be as natural and human as it is now in the Waldorf School.—The suggestion thrown into the meeting stirred the idealism of the members and as a result the decision was actually taken to found an anthroposophical university. A considerable sum of money was collected, but then, in the time of inflation, millions of marks melted away into pfennigs. Nevertheless there were people who believed that it might be possible to do something of the kind and to do it before the Anthroposophical Society had become strong enough to form and give out judgments. Well, we might certainly be able to train doctors, theologians and so on, but what would they be able to do after their training? They would receive no recognition. In spite of this, what was felt by these childlike hearts provides an interesting testimony to the inner necessity of such education. It was by no means unnatural that such a suggestion was put forward. But, to continue the story, when our pupils entered the top class for the first time we were obliged to take the following measures. We had been able to give the young people only what constituted a living culture, but now they had to find access to the dead culture essential to the Abitur examination.2 We had therefore to plan the time-table for the top class in such a way that our pupils could take the Abitur. This cut right across our own curriculum and in our teachers' meetings we found it extraordinarily difficult to reconcile ourselves to putting the examination work as the focal point of the curriculum during the final year of this class. Nevertheless we did this. I had a far from easy time when I visited the class, for on the one hand the pupils were yawning because they had to learn what they must know later for the examination, and on the other hand their teachers often wanted to fit in other things which were not necessary for the examination but which the pupils wanted to know. They had always to be reminded: But you must not say that at the examination. This was a real difficulty. And then came the examination. The results were passable. However, in the college of teachers and in the teachers' meetings we were—pardon the expression—thoroughly fed up. We said: We have already established the Waldorf School; and now, when we should crown our work during the last school year, we are unable to carry out our intentions and do what the school requires of us. And so, there and then, in spite of everything, we resolved to carry through the curriculum strictly to the end of the final school year, to the end of the 12th class, and moreover to suggest to the parents and pupils that we should add yet another year, so that the examination could be taken then. The pupils accepted this with the greatest willingness for they saw it as a way out which would ensure the realisation of the intentions of the Waldorf School. We experienced no opposition whatever. There was only one request which was that Waldorf School teachers should undertake the coaching for the examination. You see how difficult it is actually to establish within present day so-called reality something originating purely out of a knowledge of man. Only those who live in a world of fantasy could fail to see that one has perforce to deal with things as they are, and that this gives rise to immense difficulties. And so we have on the one hand the art of education within the anthroposophical movement, something which is loved quite as a matter of course. On the other hand we have to recognise that the anthroposophical movement as it exists in the social order of today is confronted with formidable difficulties when it endeavours to bring about, precisely in the beloved sphere of education, those things of which it perceives the deep inner necessity. We must look reality in the face in a living way. Do not think that it would occur to me for a single moment to ridicule those who out of inner conviction are inclined to say: Well, really, things are not so bad; too much is made of it all, for other schools get on quite all right. No, that is not the point! I know very well how much work and effort and even spirit are to be found in the schools of today. I fully recognise this. But unfortunately human beings today do not look ahead in their thinking. They do not see the threads connecting education, as it has become in the last few centuries, with what is approaching us with all the violence of a storm, threatening to ravage and lay waste our social life. Anthroposophy knows what are the conditions essential to the development of culture in the future; this alone compels us to work out such methods as you will find in our education. Our concern is to provide humanity with the possibility of progress, to save it from retrogression. I have described on the one hand how the art of education stands within the anthroposophical movement, but how, on the other hand, through the fact that this art of education is centred in the anthroposophical movement, that movement is itself faced with great difficulties in the public life of today. When therefore it so happens that to an ever increasing extent a larger circle of people, as has been the case here, come together who are desirous of hearing what anthroposophy has to say on the subject of education, one is thankful to the genius of our time that it is possible to speak about what lies so closely to one's heart. In this particular course of lectures I was only able to give a stimulus, to make certain suggestions. But when one comes down to rock bottom, not all that much has been achieved; for our anthroposophical education rests on actual teaching practice. It only lives when it is carried out; for it intends nothing more nor less than life itself. In actual fact it cannot truly be described, it must be experienced. This is why when one tries to stimulate interest in what must necessarily be led over into life, one has to make use of every possible art of speech in order to show how in the anthroposophical art of education we have the will to work out of the fullness of life. Maybe I have succeeded but ill in this course, but I have tried. And so you see how our education has grown out of anthroposophy in accordance with destiny. Many people are still living in anthroposophy in such a way that they want to have it only as a world conception for heart and soul, and they look askance at anthroposophy when it widens its sphere of activity to include art, medicine, education and so on. But it cannot be otherwise, for anthroposophy demands life. It must work out of life and it must work into life. And if these lectures on the art of education have succeeded in showing to some small extent that anthroposophy is in no way sectarian or woven out of fantasy, but is something which is intended to stand before the world with the cool reasonableness of mathematics (albeit, as soon as one enters into the spiritual, mathematical coolness engenders enthusiasm, for enthusiasm is a word that is connected with spirit [The German words for enthusiasm and spirit are Geist and Begeisterung.] and one cannot help becoming enthusiastic, even if one is quite cool in the mathematical sense, when one has to speak and act out of the spirit)—even if anthroposophy is still looked upon today as an absurd fantasy, it will gradually be borne in on people that it is based on absolutely real foundations and strives in the widest sense of the words to embody and practise life. And possibly this can be demonstrated best of all today in the sphere of education. If it has been possible to give some of those who have been present here a few stimulating ideas, then I am content. And our work together will have its best result if all those who have been a little stirred, a little stimulated, find in their common striving a way to continue in the practice of life what these lectures were intended to inspire.
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206. Man as a Being of Sense and Perception: Lecture II
23 Jul 1921, Dornach Tr. Dorothy Lenn Rudolf Steiner |
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The argument as to whether the Son is of the same nature and being as the Father, or of a different nature and being, is carried on in a realm in which the real content of the old ideas has been lost. |
For it is only in the fact that we know nothing of God, of eternal life, but only believe in these things, that their true value lies. And indeed such knowledge is assailed on the ground that it will undermine the religious character of these truths; for their sacredness is said to lie in the very fact that in them we believe something about which we know nothing. |
206. Man as a Being of Sense and Perception: Lecture II
23 Jul 1921, Dornach Tr. Dorothy Lenn Rudolf Steiner |
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Yesterday I tried to draw the line between those sensory experiences which belong to the upper man, constituting man's essential soul life, and those which are more connected with the lower man, the content of which stands in much the same relationship to human consciousness as external experiences proper, only that these experiences take place within man. We have seen that the ego-sense, the sense of thought, the word-sense, the sense of hearing, the sense of warmth and the sense of sight are all experiences of the former kind, and that we then plunge into two regions in which man's inner experiences resemble external experiences so far as his consciousness is concerned; these two regions are, first, the senses of taste and smell, and then the other four, the inner senses proper. You see at once how difficult it is to make do with the rough and ready terms which are suitable enough for descriptions of the external world, but quite inadequate directly one comes to consider the being of man and the structure of the world within him. But at all events, if we are quite clear about this distinction between the upper and the lower man, both of which in a certain way are representative of the world-process, we shall also be well aware that there is a cleavage in our experience, that our relationship to the one pole of our experience is utterly different from our relationship to the other. Unless we grasp this division of the human being thoroughly we shall never reach full clarity about the most important problem of the present and of the near future, the problem of the relationship of the moral world, within which we live with our higher nature, within which we have responsibility, to that other world with which we are also connected, the world of natural necessity. We know that in recent centuries, since the middle of the fifteenth century, human progress has consisted predominantly in the development of ideas about natural necessity. Humanity has paid less attention in recent centuries to the other pole of human experience. Anyone who is at all able to read the signs of the times, anyone who knows how to recognise the task of the times, is quite clear that there is a deep cleft between what is called moral necessity and what is called natural necessity. This cleavage has arisen primarily because a great many of those who believe themselves to represent the spiritual life of to-day distinguish between a certain sphere of experience that can be grasped by science, by knowledge, and another sphere that is said to be grasped only by faith. And you know that in certain quarters only what can be brought under strict natural law is acknowledged to be really scientific; and another kind of certitude is postulated for all that falls within the sphere of the moral life, a certitude which only claims to be the certitude of faith. There are circumstantial theories as to the necessary distinction that has to be made between real scientific certainty and the certitude of belief. All these distinctions, these theories, have come about because to-day we have very little historical consciousness; we pay very little attention to the conditions under which our present soul-content came into being. I have often given the classic example of this. I have often told you that to-day, when philosophers speak of the distinction between body and soul, they think they are using a concept which derives from original observation, whereas what they think about body and soul is merely the result of the decision of the eighth Æcumenical Council of 869, which raised to the status of dogma the doctrine that man must not be regarded as consisting of body, soul and spirit but of body and soul only, although some spiritual characteristics may be ascribed to the soul. In the centuries that followed, this dogma became more and more firmly established. The Schoolmen in particular were steeped in it. And when modern philosophy developed out of Scholasticism, people thought that now they were forming their judgments from experience. But they were only judging according to their usual habits, through the centuries-old custom of assuming man to consist of body and soul. This is the classic example of many situations in which present-day humanity believes that it forms an unprejudiced judgment, whereas the judgment it utters is nothing but the result of an historical event. One comes to a really sound judgment—and then not without difficulty—only by the survey of ever wider and wider historical epochs. For example, the man who knows nothing but the scientific thought of the present time quite naturally thinks it the only valid kind of thought, and is incapable of thinking that there could be any other kind of knowledge. The man who, as well as being familiar with the scientific opinion of the present time—which has hardened somewhat since the middle of the fifteenth century—also knows a little of what was accepted in the early Middle Ages, right back to the fourth century, will form his judgments about the relations of man with the world somewhat as the Neo-Scholastics do. But at most he will be able to form opinions about man's relation to intellectuality; he will not be able to form any opinion about his relation to spirituality. For he does not know that if we go back earlier than, say, Aristotle, who died in 322 B.C., we have to see ourselves in a very different spiritual configuration from the one at present prevailing, in order to get any sort of understanding as to how the men of that time thought. To try to understand Plato or Heraclitus or Thales with a constitution of soul such as we have at the present day is an utter impossibility. We do not even understand Aristotle. And anyone who is at all familiar with the discussions that have taken place in modern times about the Aristotelian philosophy knows that amidst all the waging of wordy warfare which still goes on in connection with Aristotle countless misconceptions have arisen, simply because men have not reckoned with the fact that the moment we go back to Plato, for example, who was Aristotle's teacher, we need an entirely different spiritual constitution. For if one approaches Aristotle in a forward direction, from the direction of Plato, one judges his logic differently from the way one does if one merely looks back upon it with the spiritual make-up resulting from present-day culture. Even when Aristotle was compiling his logic, which is certainly pretty abstract, very much intellectualised, he still had at least an external knowledge, even if not personal vision—there was certainly very little of that left in Aristotle—but he was still clearly aware that at one time it had been possible to see into the spiritual world, even if only in an instinctive way. And for him the rules of logic were the last utterance from above, from the spiritual world, if I may put it so. For Aristotle, accordingly, what he established as the laws or principles of logic were, so to say, shadows which had been cast down from the spiritual world—the world that was still a world of experience, a fact of consciousness, for Plato. The enormous differences that obtain between different epochs of humanity is a thing that is usually overlooked. Let us take the years from the death of Aristotle, 322 B.C., to the Council of Nicea, A.D. 325; there you have a period which it is very difficult to get to know, because the Church took care to destroy all documents that might have given a more or less accurate picture of the state of soul of those three pre-Christian and three post-Christian centuries. You have only to recall how often reference is made to-day to the Gnosis. But how do people know about the Gnosis? They know it through the writings of its opponents. Except for a very few texts, and those very far from representative ones, the whole of the Gnostic literature has been wiped out, and all we have are quotations from it in the works of its opponents, in works which are intended to refute it. We know about as much of the Gnosis as we should know of Anthroposophy if we were to make its acquaintance through the writings of Pius X. Nevertheless, out of this superficial knowledge people do hold forth about the Gnosis. But the Gnosis was an essential element in the spiritual life of the centuries that I have just mentioned, To-day, of course, we cannot go back to it. But at that particular period it was an extremely important element in European development. How can one really describe it? You see, one could not have spoken of it five hundred years earlier in the way it was spoken of in the fourth century A.D. For at that time there was still an instinctive clairvoyance, an ancient clairvoyance, there was knowledge of a super-sensible world, and one had to speak in a descriptive way out of this knowledge. The real spiritual world was always present in consciousness and was always behind such portrayals of it. Then that condition ceased. It is a marked feature of Aristotle, for example, that this super-sensible world was for him only a tradition. He may have known something of it, but, as I have already said, in the main it was tradition for him. But the concepts which he received from the spiritual world still carried the impress of that world, an impress which was lost only in the third and fourth centuries A.D. In Augustine we find no trace of the Gnosis; by his time it had quite disappeared. Thus we may say that the Gnosis is in its essence the abstract residuum of an earlier spiritual knowledge; it consists of naked concepts. What lived in it was a body of abstractions. We can see this already in Philo. And one can see abstractions in the ideas of the real Gnostics, too, but their teachings were abstractions of a spiritual world that had once been seen. By the fourth century A.D. things had come to the point when men no longer knew what to make of the ideas that formed the content of the Gnosis. Hence arose the dispute between Arius and Athanasius, which cannot really be reduced to a formula. The argument as to whether the Son is of the same nature and being as the Father, or of a different nature and being, is carried on in a realm in which the real content of the old ideas has been lost. The argument takes its course no longer with ideas, but merely with words. All this formed the transition to the pure intellectualism which was to develop more and more, reaching western humanity just in the middle of the fifteenth century. By the time this intellectualism emerged, logic was something quite different from what it had been for Aristotle. For him, logic was, so to say, the residue of spiritual knowledge. He had made a compilation of what in earlier times had been experienced out of the spiritual world. By the middle of the fifteenth century the last scrap of consciousness of this spiritual world had vanished, and only the intellectual element remained; but now this intellectual element appears not as the residue of a spiritual world, but as an abstraction from the sense-world. What for Aristotle was a gift from the world above, was now taken to be an abstraction from the world below. And it was in essentials with this element that men such as Galileo, Copernicus, Kepler now went forward (though Kepler, it is true, still had some intuitions), seeking to apply an intellectualism, the spiritual origin of which had been lost, to the external world, the purely natural world. So that one can say that during its development from the fourth to the fifteenth century civilised humanity is, as it were, in labour with the intellectualism that only comes from below—an intellectualism which is fully born only in the fifteenth century, and thereafter establishes itself firmly, applying reason ever more and more to the observation of external nature, until in the nineteenth century it reaches its high-water mark in this respect.If you take what I said yesterday about the ego-sense, the thought-sense, the word-sense and so on, you will come to the conclusion that in what we now experience through these senses in our ordinary human consciousness we are actually only dealing with pictures; otherwise there could not be those perpetual discussions which result inevitably from the characteristics of the present time. Indeed, a real understanding of the essential soul-life has for the time being been lost. An example of this is the way in which Brentano's attempt to write a psychology, a theory of the soul, failed ... something which he tried to do in all sincerity. Other people of course write psychologies, because they are less honest, less candid ... but he wanted in perfect candour to write a psychology that would be worth while, and he achieved nothing of any intrinsic value, because this could only have come from spiritual science, which he repudiated. Hence his psychology remained truncated, since he achieved so little of what he was really striving for. This failure of Brentano's psychology is an historic fact of profound significance. For the jugglery with all sorts of concepts and ideas that our psychological science pursues to-day was of course for Brentano something quite empty. But now what we have here (see diagram) as the soul-life which is the outcome of the six upper senses, from the ego-sense to the sense of sight, all this was at one time filled with spiritual life. If we turn our gaze back to ancient times in Europe, back as far as Plato, all that afterwards became more and more devoid of spirituality, more and more intellectualised, was then filled with spirituality. We find there all that had been given to humanity in its evolution in a still more ancient time, in the time when the Orient had taken the lead as regards human civilisation; then men possessed a civilisation which was devoted to this soul-life, this true soul-life. So that we can say:
All these senses furnish experiences which nourish the spiritual life, when spiritual life is present in the soul. And what humanity developed in this respect was developed within the ancient eastern culture. And you understand that culture best when you understand it in the light of what I have just told you. But all this has, so to say, receded into the background of evolution. The life of the soul then lost its spirituality, it became intellectualised, and that, as I said, began in the fourth century B.C. Aristotle's compilation of abstract logic was the first milestone on the path of this despiritualisation of human soul-life, and the development of the Gnosis brought about its complete descent. Now we still have the other man:
And now a civilisation began that was based essentially upon the senses just enumerated. Even if you do not at first admit it, nevertheless it is so. For take the scientific spirit that emerged, the scientific spirit that tries to apply mathematics to everything. Mathematics, as I explained to you yesterday, comes from the senses of movement and of balance. Thus even the most spiritual things discovered by modern science come from the lower man. But modern scientists work above all with the sense of touch. You can make interesting studies to-day if you go into the sphere of physiology. Of course, people talk about seeing, or about the eye, or about the sense of sight; but one who sees through these things knows that all the concepts that are used are somehow conjured from the sense of touch to the sense of sight. People work with things that are borrowed, smuggled in, from the sense of touch. People do not notice it, but in describing the sense of sight they make use of categories, of ideas, with which one grasps the sense of touch. What to-day is called sight in scientific circles is really only a somewhat complicated touching; and categories, concepts such as tasting or smelling, are sometimes brought in to help. We can see everywhere at work the way of grasping external phenomena which lies behind modern ideas. For modern anatomy and physiology have already discovered—or at any rate have a well-founded hypothesis—that modern thinking really has its roots in the sense of smell, in that thinking is bound up with the brain—thus not at all with the higher senses, but with a metamorphosis of the sense of smell. This characteristic attitude of ours in our grasp of the outer world is quite different from the relationship that Plato had. It is not a product of the higher senses, it is a product of the sense of smell, if I may put it so. I mean that to-day our perfection as man does not come from our having developed the higher senses, but from our having created for ourselves a modified, metamorphosed dog's muzzle. This peculiar way of relating ourselves to the outer world is quite different from the way which befits a spiritual epoch. Now if we have to designate as oriental culture what was first revealed through the higher senses in ancient times, then what I have just depicted, in the midst of which we are now living, must be called the essence of western culture. This western culture is in essentials derived from the lower man. I must again and again emphasise that there is no question of appraisal in what I am now saying; it is merely a statement of the course of history. I am certainly not trying to point out that the upper man is estimable and the lower man less estimable. The one is an absorption into the world, the other is not. And it does not help to introduce sympathy and antipathy, for then one does not reach objective knowledge. Anyone who wishes to understand what is contained in the Veda culture, the Yoga culture, must start from an understanding of these things, and must take this direction (see diagram, upper man). And whoever wishes to understand what is really to be found in its first beginnings, what has to be more and more developed for certain kinds of human relationships, what indeed in the nineteenth century has already reached a certain climax, has to know that it is particularly the lower man that is trying to emerge there, and that this emergence of the lower man is especially characteristic of the Anglo-American nature, of western culture.
A spirit specially representative of the rise of this culture is Lord Bacon of Verulam. In his Novum Organum, for instance, he makes statements—statements very easily misunderstood—that at bottom can have meaning only for superficial people. And yet what he says is extraordinarily characteristic. Bacon is in a certain respect both ill-informed and foolish, for as soon as he begins to speak of ancient cultures he talks nonsense; he knows nothing about them. That he is superficial can be demonstrated from his own writings. For instance, where he speaks about warmth—he is an empiricist—he gathers together everything that can be said about warmth, but one sees that he gets it all from notes of experiments. What he has to say about warmth, he did not find out for himself, but it has been pieced together by a clerk, a copyist, for it is a frightfully careless piece of work. Nevertheless Bacon is a milestone in modern evolution. One may dismiss his personality as of no interest, but yet through all his ineptitude and through all the rubbish that he again and again gives out, something continually gets through that is characteristic of the emergence of a culture that corresponds with what I have described here (see diagram, lower man). And humanity will not be able to emerge from the poverty of soul in which it is now living if it does not grasp that—for reasons which previous lectures will have made sufficiently clear—it was possible to live with the culture of the upper man, but it will not be possible to live with the culture of the lower man. For after all, man brings his soul with him into each new incarnation, a soul which has unconscious memories of earlier lives on earth. Man is ever and again urged towards what he has outlived. To-day he often does not know what it is that he is being driven towards. This urge consists in a vague longing; it is sometimes quite indefinable, but it is there. And it is there above all because one comes gradually to regard what belongs to this sphere (see diagram, lower man) as something objective, since it can be grasped in terms of laws. All that exists of a more traditional nature, and belongs to this sphere (see diagram, upper man) has, as regards its real nature, faded away into belief. And although people are at a loss how to attribute real existence to this moral content of the soul, and turn to faith as the only support for knowing anything about it, nevertheless they try to cling to it. But, my dear friends, it is not possible for humanity nowadays to go on living with this cleavage in the soul. One can still argue that the evangelical antithesis, the opposition between faith and knowledge which has been elaborated particularly in the evangelical denominations, can be maintained as a theory; but it cannot be applied to life, one cannot live by it. Life itself gives the lie to such an antithesis. The way must be found to assimilate morality with that to which we ascribe real being, otherwise we shall always come to the point of saying: Natural necessity provides us with ideas about the beginning and the end of the earth; but when the end decreed by the scientists has arrived, what is to become of everything to which we ascribe human worth, of all that man attains inwardly, morally ... as to what is to become of that, how it is to be rescued from the perishing earth, all this has to be left to faith! And it is interesting to note that it is just from this standpoint that Anthroposophy is attacked. Perhaps at this point I may be allowed to mention this attack, because it is typical; it does not emanate from one person, but from a number of people. They find that Anthroposophy claims to have a content of knowledge, and thus can be treated like scientific knowledge. Simpletons say of course that its content cannot be compared with scientific knowledge, that it is something else—well, that is self-evident, there is no need to mention it; but it can be treated in the same way as natural scientific knowledge. Many people also say that one cannot prove it. Those people have never made themselves acquainted with the nature of logical proof. But the main point is that people say that the things of which Anthroposophy treats ought not to be the objects of knowledge, for this would deprive them of their essential character. They must be objects of faith. For it is only in the fact that we know nothing of God, of eternal life, but only believe in these things, that their true value lies. And indeed such knowledge is assailed on the ground that it will undermine the religious character of these truths; for their sacredness is said to lie in the very fact that in them we believe something about which we know nothing. The very expression of our trust lies in our ignorance. I should very much like to know how men would get on with such a concept of trust in everyday life, if they had to have the same trust in those about whom they knew nothing as in those of whom they knew something ... at that rate one should no longer trust the divine spiritual powers when one gets to know them! Thus the essence of religion is supposed to consist in the fact that one does not know it, for the holiness of religious truths suffers injury when one converts those truths into knowledge. That is what it comes to. If one pays any attention to the worthless scribbling that goes on, then every week one sees in print things that are reduced to nonsense if one analyses them into their original elementary constituents. To-day one must not ignore these things. I must again and again stress this, and I do not hesitate to repeat myself. For instance, when a respectable newspaper in Wurttemburg publishes an essay on Anthroposophy by a university lecturer who writes, “This Anthroposophy maintains that there is a spiritual world in which the spiritual beings move about like tables and chairs in physical space,” when a university don to-day is able to write such a sentence, we must leave no stone unturned to discredit him; he is impossible: nonsense in responsible quarters must not be allowed to pass. It is only when anyone is drunk that he sees tables and chairs move, and then only subjectively. And since Professor T. would neither admit that he was drunk when he wrote his authoritative article, nor that he was a spiritualist—for tables and chairs do move for spiritualists, even if not of themselves—then one is justified in saying that here we have an example of the most thoughtless nonsense. And by having written such nonsense, the Professor undermines confidence in all his knowledge. To-day we must make it our bounden duty to treat such things with the utmost severity. And we shall become more and more entangled in the forces of decadence if we do not maintain this severity. We meet with utterly incredible things to-day, and the most incredible things get by, since we perpetually find excuse after excuse for the trickeries that are committed in so-called authoritative circles. To-day it is absolutely necessary to lay stress upon the importance of reaching clear ideas, full of content, in every sphere. And if one does this, then the doctrine of the separation between knowledge and faith cannot be maintained, for then it would be reduced to what I have just now pointed out. But this distinction between knowledge and belief is something that has been brought about only in the course of history. It has come about partly for reasons which I have already mentioned, partly on account of something else. Above all, the following must be taken into consideration. To begin with, there is what came about in western Christianity in the first Christian centuries through the fusing of the Gnosis with the monotheistic Gospel teaching, and then there is the fusing of Christianity with the Aristotelianism that arose in the time of the Schoolmen—certainly in a highly intelligent way, but nevertheless merely as historical recollection. And this doctrine, the doctrine of the uniform origin of both body and soul through birth or conception, is a thoroughly Aristotelian doctrine. With the casting off of the old spirituality, with the emergence of pure intellectuality, Aristotle had already been divested of the notion of pre-existence, the notion of the life of the human soul before birth, before conception. This denial of the doctrine of pre-existence is not Christian; it is Aristotelian. It first became a dogmatic fetter through the introduction of Aristotelianism into Christian theology. But at this point an important question arises—a question which can be answered to some extent from the substance of the lectures I have given here in recent weeks. If you remember much of what I have lately been saying, you will have come to the conclusion that the materialism of the nineteenth century is in a certain sense not wholly unjustified (I have repeatedly stressed this). Why! Because what confronts us in the human being, in so far as he is a physical-material being, is an image, a reproduction, of his spiritual evolution since his last death. What develops here between birth and death is not in fact the pure soul-spiritual; it is the soul-physical, a copy. Out of man's experiences between birth and death there is no possibility of acquiring a scientific conception of life after death. There is nothing which offers a possible proof of immortality, if one looks merely at the life between birth and death. But traditional Christianity does look only at this life between birth and death, for it regards the soul as well as the body as having been created at the time of birth or conception. This viewpoint makes it impossible to acquire knowledge about life after death. Unless one accepts the existence of life before birth, knowledge of which can, as you know, be acquired, one can never obtain knowledge of life after death. Hence the cleavage between knowledge and belief as regards the question of immortality arises from the dogma which denies the life before birth. It was because men wanted to drop the knowledge of pre-natal life that it became necessary to postulate a special certitude of faith. For if, whilst denying pre-natal life, one still wishes to speak of a life after death, then one cannot speak of it as scientific knowledge. You see how systematically ordered the dogmatic structure is. Its purpose is to spread darkness among mankind about spiritual science. How can that be done? On the one hand by attacking the doctrine of life before birth ... then there can be no knowledge about life after death, then men have to believe it on the basis of dogma. The fight for belief in dogma is waged by fighting against knowledge of life before birth. The way dogma has developed since the fourth century A.D., and the way modern scientific notions have developed without interruption out of dogma—it is all extraordinarily systematic! For all these scientific ideas can be traced back to their origin in dogma, only they are now applied to the observation of external nature, and it can be shown how thereby the way has been paved for man's dependence upon mere belief. Because man will have some relationship to immortality, he is deprived of his knowledge—for he has been deprived of it—and then he is open to dogmatic belief. Then dogmatic belief can seek out its kingdom. This is at the same time a social question, a question relevant to the evolution of humanity, a question that has to be clearly faced to-day. And it is the crucial test, not only of the value of modern culture, but also of the value of the modern scientific spirit, and of humanity's prospects of recovering the strength to rise, to climb up again. |