342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: Fourth Lecture
14 Jun 1921, Stuttgart Rudolf Steiner |
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In the first three lines one would express essentially how the human being still stands under the influence of the conditions of heredity, how he is born out of the father principle of the world. The fourth line, the middle one, would then show how these principles of heredity are overcome by the principles of the soul. |
The Catholic Church does not recognize pre-existence in more recent times. There is only one thought of God, and this growing out of the thought of God is presented in seven stages. These seven stages must be counteracted by other forces. |
There are genuine spiritualized natures among the clergy – the Jesuits, aren't they, they are prepared – I found one among the clergy of Monte Cassino, Father Storkeman, with whom I also spoke about Dionysius the Areopagite, who showed me the altar where he usually says mass. |
342. Anthroposophical Foundations for a Renewed Christian Spiritual Activity: Fourth Lecture
14 Jun 1921, Stuttgart Rudolf Steiner |
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Rudolf Steiner: I think this should be a kind of discussion hour again, and I think you will have a lot on your minds. Please feel free to express yourselves in all directions! Emil Bock: The question of worship is close to our hearts because we cannot create the new form of worship on our own. Rudolf Steiner: Well, it will of course be necessary to develop some symbolism in this direction, that is to say that in the cultus we have spoken of, we develop individual examples of cultic forms, so to speak. The shaping of the cultus is actually such that one comes to it when one has the prerequisites for it. Of course, it is definitely a matter of becoming accustomed to the pictorial shaping of what one is so accustomed to today, to look at it intellectually. And Mr. Uehli, I believe, said something today, didn't he, about something cult-like, as it is practiced in the Waldorf School. That it is difficult to shape the cultic aspect may be clear to you from the fact that for a long time all cults have been limited to adopting the traditional. All the cultic forms that exist today are actually very old, only somewhat transformed in one way or another. And in the time when humanity lost the ability to create pictorially, in that time, cult was also fought against in a sense. Perhaps it can help you to understand cult if we add a few words to what we said this morning about a very different form of cult. You know that wherever real community is sought, inner community, that cultus plays a certain role. I only remind you that when the somewhat questionable Salvation Army movement spread, even this Salvation Army movement sought a certain cultus; and it is also known that even the temperance movement has very few cultic surrogates. Wherever the aim is to achieve a true community movement, there the striving for some form of cult is everywhere. Now, as you know, the Freemasonry movement in modern times is a very extensive community. Isn't it true that this freemasonry movement also seeks to achieve the cultivation of community through cult, and one can say that the freemasonry movement shows how cult must become when it turns into a purely materialistic movement. For actually the freemasonry movement is the materialistic form of a spiritual movement. You see, the secret of the human essence is essentially part of the rituals and symbols of the Masonic movement. If you want to look at the human being and study the actual essence of the human being in its connection with the world, then today the materialistically minded researcher will tell you: the human being actually only has the same muscle forms, the same bone forms as the higher animals, even the same number of these organic forms – he is a higher developed animal, a transformed animal. That is, after all, what more or less clearly expressed underlies our current knowledge. This realization is immediately dispelled when one considers how humans integrate into the cosmos quite differently [than animals]. The essence of the animal – if one disregards the individual forms of deviation, which are everywhere, after all – the essence of the animal is that its backbone is built on the horizontal. Please do not misunderstand what I mean by this. Of course, an animal can sit up like a kangaroo, and that can seemingly make its spinal column form an angle with the horizontal. But that is not actually required by the organic constitution. Similarly, certain birds, parrots, can have a more or less upright posture; but the animal's plastic structure is not designed to lift the spinal column out of the horizontal. In contrast to this, the essential thing about man is the formation of his spinal column in a vertical direction. Man has thus formed the spinal column in a vertical direction. This gives one of the essential characteristics for distinguishing man from the animal world. You just have to bear in mind that you cannot consider a being in the world in isolation. You see, when someone looks at a compass needle, it does not occur to him to say that the compass needle takes on a certain direction through that which is only in it, but he says quite naturally that the earth has a magnetic north and south pole, and the compass needle is directed by the whole earth. Only when it comes to the organic does man prefer to explain everything that is in the organism only from the organism itself, and not to relate the human being at all to the whole universe. But the person who sees through things also relates the organism to the whole universe. The fact of the matter is that systems of forces run through the whole universe; some circle the earth horizontally, while others act in such a way that these horizontal forces are interspersed with forces that run in a radial direction, so that the human being aligns his spine with the radial forces. In this way he is integrated into the universe quite differently from the animal, which has its backbone, the most important bodily line, integrated horizontally, that is, parallel to the earth's surface. Now, many other things depend on this. You see, the human brain, which weighs 1300 to 1400 grams, would, if it were to exert its full weight, immediately crush all the blood vessels underneath the brain. The brain is quite capable of crushing the blood vessels with its weight. Why doesn't the brain crush them? Because the brain is embedded in the cerebral fluid. The cerebral fluid oscillates through the arachnoid space, which is formed by the spinal column on the inside; the cerebral fluid flows up and down under the influence of breathing. The entire brain floats in cerebral fluid. From physics, you may know that a body loses as much weight as the displaced fluid volume weighs, so that instead of weighing 1300 to 1400 grams, the brain exerts a maximum of 20 grams of pressure on the blood vessels. So you see, the human brain is designed not to insist on its heaviness, but to have an uplift, to escape heaviness. This is only possible if the human spine is vertical. In animals, the whole heaviness of the brain presses, and that is because the arachnoid space goes horizontally into the brain. The circulation that is caused takes place in a completely different way. One must not only look at the structure of the human being, but also at the position in the universe. So that one can say: If one considers the outstanding position of man in the universe, several important lines arise above all. (It is drawn on the board). img Firstly, the line parallel to the earth's surface, the horizontal. Secondly, the thing that distinguishes humans from animals: the fact that the backbone is vertical to the horizontal. You have drawn two shapes with this: firstly, the horizontal, and secondly, the right angle. If you are aware of the significance of the horizontal line, which basically creates animality, and the significance of the right angle for the placement of man in the universe, then you associate certain ideas with the horizontal line and with the right angle, which can thus become symbols. Freemasonry, which seeks to characterize the essence of man, has the spirit level and the right angle among its symbols. The other symbols are also modeled on the forces of the universe. How they are modeled on the forces of the universe will become clear from the following consideration. If we imagine the earth here; man moves on the earth, let us say so, so I will draw it radially, then it is the case that man here has his direction in the vertical and that the way he connects to the center of the earth is a triangle. You have the triangle again as a symbol in the Freemasons' cult. Everything in this Freemasonry is — in the first degree — taken from the configuration of the human being. There you see the formation of symbolism. Symbolism is there where it occurs in its reality, not arbitrarily invented. You only come to the symbolism when you study it in reality. Symbolism is grounded in the universe, it is there somewhere. It is the same with the cult. img You see, in his temporal life between birth and death, man is constituted in such a way that he has within him the forces that continually kill him. These are the forces that solidify him, that are effective in the formation of the bone system, and that, in their morbid development, can lead to sclerosis, gout, diabetes, and so on. I would say that these forces are found in every human being, as forces of solidification. That is one system of forces. The other system of forces that a person has within them is what continually rejuvenates them. This system of forces is particularly evident when one falls prey to pleurisy, feverish illnesses, in fact, anything that burns a person internally. In the anthroposophical world view, I have called the solidifying forces Ahrimanic forces, and the forces that lead to fever, which are therefore warming forces, I have called Luciferic forces. Both forces must be kept in perpetual equilibrium in the human being. If they are not kept in balance, they will lead the human being to some pernicious extreme, physically, mentally or spiritually. If the feverish and solidifying forces, the salt-forming forces, were not kept in constant physiological balance, then man would necessarily end up either in a state of sclerosis or in a feverish state. If man develops only the powers of understanding, if he is inclined only towards intellectualism, he falls prey to the Ahrimanic; if he develops only the fiery elements, passion, the emotional, then he falls prey to the Luciferic. And so man is always caught between two polarities and must maintain his balance. But think how difficult it is to maintain balance. The pendulum that should be in balance always tends towards a deflection. These three tendencies: the tendency towards balance, the tendency towards warmth and the tendency towards solidification are in man. He must maintain himself upright, so that man can be seen symbolically as a being who continually seeks to maintain himself upright against the forces that continually endanger his life. This is represented by the third degree of Freemasonry. The Mason who is initiated into the third degree is symbolically shown how man is threatened by three unruly powers that approach him and endanger his life. This is done in different ways. The simplest form is this: a man is presented in a coffin and three assassins creep up who want to kill him. In the contemplation of this threefold danger in which man is immersed, he is taught an awareness that he is in danger of death at every moment and must rise up. Thus, in this symbolic clothing, man experiences a kind of real cultic action; he experiences something really important in a ceremonial way that is connected with life. And so it is indeed that one must try to get to know life, because then the symbols arise out of life. The dark side of Freemasonry is that although these symbols are used, although rituals are performed – in the first three degrees of Blue Masonry, in high-grade Freemasonry there are many other things – and that this ceremonial is drawn from ancient traditions, but that they are no longer understood. There is no longer any connection with the origins, which I wanted to present to you in a brief sketch. People only look at the ceremony and - and this is the dangerous thing - they get stuck on the ceremony; they are not introduced to the ceremony in such a way as to gain access to the spiritual through the ceremony. You see, another way in which, relatively late, even as late as the 18th century, one still had a very vivid sense of the pictorial visualization of the secrets of the world, is for example this: If you open some books with pictures that were still in circulation in the 18th century – they were in circulation to make people aware of things that cannot be grasped by the intellect – you will see a picture that keeps recurring: a man with a bull's head and a woman with a lion's head. The man with the bull's head and the woman with the lion's head stand side by side. At first glance, the image is shocking for anyone who does not look at it more closely. But it is indeed the case that we human beings are actually constituted in such a way that we are most perfectly shaped in our physical body. That is where we are actually human. The physical body, as you will find described in my 'Occult Science', is the one that goes back to the oldest foundations; it is the most perfect. The human ether body is shaped like the physical body. If the physical body could be removed from the ether body, it would only adapt to the astral body, then this ether body would probably take on an animal form to the annoyance of many people, because then it becomes the expression of the emotional, the passionate. It is shaped in different ways in different people. If we regard the male head, the etheric head, as an expression of what lives in the emotional nature, then, taken as a type, as an average, there is something bull-like in the male head. In the female head, as soon as one looks at the ether head, there is something lion-like. These are average forms. One can also feel this morally if one opens oneself to what the nature of woman encompasses, how she is the type of the lion-like. One can feel the bull in the man and feel the lion in the woman. These are things that seem to be merely figuratively spoken, but they are taken from the supersensible nature [of man]. When the astral body [is considered] taken out of the physical body, it takes on complicated plant forms, and the human ego is a purely mineral, crystal-like being, it is completely geometrically shaped. So that one can say: In form, man is human in the physical body, in the etheric body he is actually animal-like, in the astral he is plant-like and in the I he is mineral-like. When one knows all these things, then one comes to realize how, in an earlier clairvoyant state, people really knew about higher worlds and formed these images from these higher worlds. Now, this is just to indicate how symbols came into being and how they then traditionally propagated themselves. In our time, it is only possible to arrive at symbols if one delves lovingly into the secrets of the world; and only out of anthroposophy can a cult or a symbolism actually arise today. You see, it is necessary to start from the elements. The first thing is that one grows into the genius of the language itself. Our language, especially where civilization is at its highest, has taken on a terribly external, abstract form. We speak today without feeling in our speech. You see, our way of speaking today is actually something terribly inhuman, because we no longer live in our language. Take the German word “Kopf”. When we feel it, we also feel how it is completely connected with the round form, with the rounded. On the other hand, the Romance word 'testa' is related to the idea of making a will, bearing witness, establishing something. It comes from a completely different background. And if you feel what is in the two words, you also feel the difference between the Romance and the Germanic element. The Germanic element forms the word from the plastic, the Romance, the Latin element forms it from the soul's manifestations. Take the word 'foot', which is related to 'furrow'; 'pied' is related to 'to set up'. This can be seen throughout the language, and you can feel it everywhere, how the special world feeling actually comes to light in the genius of the language. Consider how strongly the pictorial quality of language was still felt in the time when Goethe was writing. Do you remember the scene where the poodle appears on the stage, following Faust and Wagner, and where Wagner talks about the poodle and says, “he doubts” — by that he means that he moves his tail; with the word “doubt” he expresses the movement of the tail. If you look at what is still alive in the picture and compare it with our abstractions today, you can really feel your way into the pictorial way in which the genius of language has worked, by observing how the word “doubt” contains this wagging, this to and fro. This is the first element of the pictorial soul life when one lives into the pictorial language. It is really the case that one grows into the pictorial language if one only wants to; and that is already a good education of the soul, to grow into the pictorial language. Today we speak in abstracto, the words no longer mean anything to us. You see, in my homeland a certain kind of lightning that you see in a special way is called “Himmlatzer”. I would like to know how one should not feel the image of lightning in “Himmlatzer”, the word paints it. And so it is also quite possible, if you go more into the dialect-like, into the dialects, to grow even more into the pictorial. One should educate oneself to have the pictorial in language. Today it is sometimes almost impossible to express something that one has because the pictorial quality of language has been lost. Of course, one must disregard all artificially induced things. Anyone who is in any way eccentric will experience what happened to the Falb. He was walking with a friend and speaking animatedly – and stepped into a pool, and thought – pool? — temple! — Of course, one must not be eccentric by seeking external similarities. One must delve inwardly into the imagery of language. Then one will really understand the word “two.” Originally, the “two” was not thought of in terms of adding one and one, but rather the “two” was thought of in terms of dividing one in two. The older way of forming numbers is based on analysis, not synthesis. You can still see this if you take, for example, Arabic arithmetic in the 12th century AD. An interesting booklet has now been published by our friend Ernst Müller about Abraham Ibn Ezra – I will give you the exact title tomorrow – which deals with numbers and is extremely interesting for understanding the earlier way of forming numbers. If you follow this, you will find, without making any crazy claims, the similarity of the word “two” with the word “doubt”; you will also be led to the suffix “el”. In this way you can find your way into the imagery of language. This is the alphabet of pictorial imagination. Furthermore, it is about finding your way into the whole complicated way in which, for example, a human being is constructed. I have given some examples today. As I said, if you arrive at real knowledge in this way, the images first arise for the symbolism, and then you come to really understand historical life. Then you also come to be able to imagine cultic acts. Take the following example. You see, the Greeks did not yet have the possibility of having the concepts completely separate from the things. Just as we perceive colors, the Greeks perceived the concepts in the things; for them, they were perceptions. If we start from this, we really come to understand how humanity has changed since the time of the Greeks. If, for example, one wanted to depict a type of altar that would be more suitable for the Greeks, one would depict it in bright colors. If one wanted to depict an altar that would be suitable for a person who lives more in the modern world, who is not attuned to bright colors (the Greeks did not perceive colors in the way we do), one would have to build it in a more blue color today. If you want to approach a community with a cult today, you would have to make it extraordinarily simple. A complicated cult would not satisfy people today, so you have to make it extraordinarily simple. Above all, we need an expression of the inner transformation of the human being in the cult everywhere. This inner transformation of the human being, which one could call the pervasion of the human being with Christ, for man is actually not born at all in a state in which he is already permeated with Christ from the outset, as a result of heredity; he must find Christ within himself. This could now be expressed symbolically in the most diverse ways through simple but effective cultic acts. Let me give you an example: if someone were to formulate a saying, it would consist of seven lines. In the first three lines one would express essentially how the human being still stands under the influence of the conditions of heredity, how he is born out of the father principle of the world. The fourth line, the middle one, would then show how these principles of heredity are overcome by the principles of the soul. And the last three lines would show how, through this, the human being becomes a seer of the spiritual. Now, one could read such seven lines to a community in such a way that one presents the first three lines with a somewhat more abstract, rougher language, then in the middle, the fourth, one transitions to a somewhat warmer language, and the last three lines are presented in elevated language, with a raised tone. And one would have in it a simple cultic act that would represent the becoming-Christed and becoming-spiritualized of the human being. It is not important that something like this is explained afterwards – that is precisely what should not be done – but it should be made tangible. The image should be felt, and one should act accordingly. So you see how it is possible, after all, to ascend to the cultural. Then one must get a feeling for how everything that relates to the thinking is similar to light, and how everything that relates to love is similar to warmth. Now think what a means of expression you have in language when you can, wherever you wish to express something tending towards the thinking, associate it with light. When you say, “Let wisdom illuminate the human being,” you have said something real. You will feel how the thinking is actually the captured light that becomes a thought. Likewise, when speaking of love, we everywhere use images taken from warmth relationships. If one says, “A common idea spreads warmly over a community of people,” then you have the image of warmth in it, but you have spoken in real terms. Thus, when you feel the inner wisdom of language, you enter into the pictorial realm. This is one such path, and I will give you very detailed examples later when we meet again. One can even develop modern culture on the basis of these things. Today I just wanted to hint to you at the practical way in which one is actually led. But it is always about our — forgive the harsh expression — emaciated souls. We are not human at all, we have become so dead through materialistic education. Today man feels everything separately. He does not feel at all that his nerves are the receptacle of light, that his nerves are glowing with light. He believes that vibrations are at work. But it is from light that the thought is formed. It is not just an image, but reality, when it is said: “Man is permeated by thoughts”. This is far too little known, which is why it is not possible to visualize it. But I believe that if you read my book “Die Geheimwissenschaft” (The Secret Science), for example, and immerse yourself in how I present the three metamorphoses of Moon, Sun and Saturn, in order to visualize how it all unfolds in pictures, then you will be able to visualize it all by yourself. If you do not stop at the abstraction or even believe that I have constructed or invented something, but if you feel the necessity that it must be presented in this way, then you already have a school for pictorial imagination. And there is every reason to move on to cultic actions. From what I have presented, one must also acquire a feeling for the inner numerical structure of the universe. Today, of course, people often laugh when you talk about the number seven or the number three. But these numbers can easily be empirically derived from the universe. I would like to know how anyone can avoid thinking of the number three when they think of a human being. Man is, after all, a threefold being, and if you think about it properly, you come across the number three everywhere. If, for example, you are speaking to a group of children, or to older children, “May the light of your thinking shine through you,” you have not finished speaking until you also say, “May the life of your feeling stir you,” or “permeate you”; and “May the fire of your will empower you.” The elements combine of their own accord, and this then flows over into the form of the ritual. You have to get a feeling for the fact that something is incomplete if you just say, “May the light, your thinking, illuminate you.” It is just like putting up a human head alone. That cannot be, I cannot imagine that someone just puts up the human head, it cannot be like that, something else is needed. So I must also have the feeling when I say: “The light, your thinking, illuminates you,” that is not complete, I must also say: “The life, your feeling, permeates you” and “The fire, your will, empowers you.” If I take only one, I have just as much as if I only have the human head. So you come to think of the other. Then one enters into the self-creative aspect of the world's numerical organization, and so the cultic form arises out of the thing itself: May the light of your thinking permeate you. May the life of your feeling imbue you. May the fire of your will empower you. This is, after all, the basis of what Mr. Uehli will have told you today [about the Sunday lesson in the Waldorf school]. It is all there in the formula; it is formed in this way everywhere. It is so difficult to understand when it occurs in life. You see, if you were to take a piece out of my Philosophy of Freedom, a chapter, it would be almost like cutting off a limb of the human being. It is only intended to be read as a whole, because it is a special form of thinking. It is not a combination of individual parts, it has been allowed to grow. And that can be further developed. Paul Baumann: Doctor, could you tell us something about the musical element in the cult? Rudolf Steiner: The situation is as follows: we human beings are placed in the world in such a way that — if I may use a pictorial image (diagram 2 is drawn on the board) — on the one hand we are organized in our heads. This organization of the head is essentially conditioned by the fact that the external world penetrates into it and is inhibited everywhere. Everything that penetrates from the world into the head is actually reflected in the head, and what we perceive outside is the reflection, that is, what we usually have inside in our waking consciousness. And if you take the human body, especially what is made of the eye, but also of the other sense organs, then you find that it all tends to be defined at the back; something is mirrored. On the other hand, the human being develops the bone system, the muscle system and so on. In the case of the head, we actually have the round, closed skull capsule. Then we have the tubular bones, the muscles and so on (see plate 2). The head is actually quite impenetrable for what affects it, just as the mirror is impenetrable for light; that is why it reflects. This is different in what is broadly termed the limb-metabolic-organism; here the world reaches into the tubular bones and muscles, so that one can say: In the head organization everything is repelled, but the limbs absorb, so that actually the processes of the limb-metabolic organism are brought about from outside through the way in which I am integrated into the world organism. Nothing is repelled; it is, as it were, organized through, it is taken in. And that then accumulates, especially in the lungs. The lungs are such an accumulation organ where the external world takes shape. And a second, already sieved accumulation is in the organ of hearing. The organ of hearing is actually a lung at a higher level. Anyone with an eye for it can see even in the structure of the outer ear how it is not formed like the eye. The eye is formed from the outside in. The ear is closed and encloses what is the actual sensory organ. So everything that is visible on the ear is formed in such a way that the human being is formed from two vortices. One of these is thrown back, reflected, and actually returns to itself; the other forms an organism, develops the form, and meets the first, and they then come together here (see plate 2), so that everything that comes from the outside inwards is reflected here and gives the ordinary memory, for example the memory for the images seen. On the other hand, that which builds up the human being is movement, it is movement throughout, it is forms of vibration that run within him. I have told you about the brain water, haven't I? Man is 92% water and only 8% solid; what is solid is only incorporated. The whole is all movement. What organizes the human being out of movement, that organizes him out of the word. Man is truly the Word made flesh in the most literal sense, and this Word made flesh comes together with that which is reflected in it, so that we can say: We are built first of all for the visual, but this is organized entirely for being reflected back; and then we are built for the auditory, for that which forms the human being, for sound formed into words, which then accumulates in listening, which becomes heard sound. The human being becomes aware of the external world through the direct or the transformed visible. Through that which becomes sound in himself, which becomes musical, the human being is the being who rises from the sphere of the musical and is fertilized by the sphere of the optical, of the visible, so that the musical is indeed that which continues to work in us from the world. We are built through music; our body is an embodied music. This is the case in the fullest sense. And light plays a role here (see Chart 2) and is reflected. This also accounts for the great difference between ordinary memory, which we have in relation to the outside world, where we retain the visual, and musical memory. Musical memory is something quite different – it will also seem wonderful to you – musical memory arises in the opposite way, it arises from the accumulation of the sound that flows through; in this way, the human being throws back his own nature within himself. It is therefore that which works musically in the human being, his very innermost nature. Now you may think that we place images in some way, whether we place them visibly before people in worship, or whether we evoke the images by speaking, and then we imbue these images with the musical, whether with instrumental music or song. It is nothing other than the fact that, fundamentally, the two main principles of the world are juxtaposed. What the human being is as a creature of light is brought into connection with what the human being is as a creature of sound. And through this, the cult [...] becomes a polarity. Admittedly, this is already the case with the word, and the older cults did not use abstract speech for this reason either, but rather the recitative, which already has something song-like about it. And this recitative, which played such an important role in the ancient sacrifice of the Mass because the Mass was sung, was intended to represent the interpenetration of the luminous with the tonal, so that in the cult the musical that which most essentially internalizes man, that which furthers the mystical element, while the rest furthers that which furthers the pantheistic, the outpouring of man to the universe. We thus have the possibility, on the one hand, of driving man into expansion through everything luminous and conceptual, and on the other hand, of leading him into contraction, into the absorption of the supersensible through the musical. And while, for example, the non-musical, the luminous in cult is suited to teaching us a sense of the world, the musical is suited to deepening our sense of the I to the point of the divine. The ideal would be to take the luminous to a certain degree and then let it merge into the musical, letting it merge quite organically into the musical. In this way, one would actually have recreated the human being in his constitution through cult. Gottfried Husemann asks whether the church music of the past, for example Bach, is still needed. Would the new cult not also need a new kind of music? Rudolf Steiner: It is true that if one is obliged to do something quickly today, then one will revive these older musical things. But it is certainly the case that people can no longer develop an entirely inward relationship to these older forms, just as an adult cannot develop the same life forms as a child. It is absolutely necessary that musical forms be created out of today's feeling. Naturally, one must begin where one has the possibility to do so. You will have noticed that where we do eurythmy and work with music, our friends have already found quite good musical forms out of the musical feeling of today. This will be based on the fact that more and more people will relearn in the musical sphere, just as in the pictorial sphere. There are indeed tentative attempts, which need not be condemned, but one must know that they are just tentative attempts, and the same applies to the musical sphere, for example with Debussy, who lives in the individual note, who lives in the individual tone. But it must not become tone painting. It is the case that more and more will be experienced of what arises in the individual tone as a secret, and then one will seek to analyze the individual tone. Perhaps one will have to expand the scale, insert some tones, but mainly one will enrich by experiencing the character of the individual tone. And thereby special musical possibilities will arise. [To Mr. Baumann:] You also hope that one will then experience melodies in the individual tone? — It is actually the case that you can. There is then a training opportunity. There the anthroposophical musicians will have to meet the others halfway. I am absolutely convinced that anthroposophical musicians will still have a great deal to do, that anthroposophical musicians in particular will have a great mission. Before Wagner, old music was actually at an impasse. But Wagner did not really advance music. He broadened music by bringing a side-current into it. One can see this as great and ingenious, but it is still a side-current. One will have to take up the development of music before Wagner and find there precisely that which can give much to culture. Until then it will, of course, be very good to use older works. There are actually some truly wonderful things there, both in Protestant and Catholic church music. For the modern person, the relationship will no longer be a completely inward one; one will have to try to delve into the musical itself. Emil Bock asks a question concerning the Quaker movement. Rudolf Steiner: I have always had the feeling with the Quakers that this is actually a movement that comes specifically from the Anglo-American element. I have not been able to find any significant predispositions in Central Europe for the kind of community building that comes to light in Quakerism. I am not familiar with this endeavour from my own experience and therefore cannot know whether anything fruitful can come of it or not, but I doubt that something similar to Quakerism can arise out of the Central European spirit. You see, the Anglo-American element actually experiences religion in a completely different way than the Central European can experience it. The Central European experiences religion first and foremost in thinking. That is the archetypal phenomenon. It is a mysticism thoroughly illuminated by the intellectual light. This is everywhere, even where very radical religious forms and sectarian aspirations arise. In Central Europe you will find everywhere mysticism illuminated by the light of thinking, while the Anglo-Americans let the religious element be immersed in the instinctive part of man. Of course this appears in different ways, and it would be interesting to investigate somehow from which blood mixtures the Quakers recruit themselves. One must go to the instinctive, blood-related, and there one will find the subsoil. You will see that one will surely find something like an instinctive disposition there, but the Central European never founds anything community-building on instinctive dispositions. This is really a clear difference between the West, the Center and the East. The West seeks the higher more or less in the subconscious, in the center one seeks it in consciousness, and in the East one seeks it in the superconscious, there one is always looking up. The American especially looks to the earth and expects everything from the earth, the Russian - even more the Asian - actually always looks up. The Central European looks straight ahead. It is already the case that we could end up on dangerous ground in the religious field in particular if we were to imitate the actually Western element. We must not do that in any field. It has caused us great damage in science and leads to rigidity in the religious field in particular. We have to work more with the soul than with the body. Emil Bock: We have heard that there are already rituals that have been handed out on occasion: a baptismal ritual, a funeral ritual, and an adapted version of a mass. I would like to ask whether there is a possibility that we could get to know such pieces in order to live into them. Rudolf Steiner: Certainly, these things would be considered as starting points. The funeral ritual came about because a member of our movement wanted such a funeral ritual. Of course, we had to tie in with the usual funeral rituals, but by translating the usual ritual, not lexicographically, of course, but correctly, something essentially different emerged. I would ask for these things back some time and would very much like to use them as a basis for our course consideration. I will simply ask our friend to transcribe them and then perhaps send them here; that is quite possible. In the case of the Mass offering, I initially only gave a translation of the [Catholic] Mass offering, but something new actually emerged. But I only got as far as the offertory with the translation, it is not finished yet. In the Old Catholic service, the Mass is read in the local language. Our friend went so far as to read the Mass in this translation up to the offertory in the Old Catholic service. Things take time, and we have little time. But all of this can really be made available to you. Of course, it would be necessary to create a new baptismal ritual in particular, because the old baptismal ritual is not entirely suitable because it was always aimed at baptizing adults, and then it was transferred to the child. If you want to baptize children today, a [new] ritual must first be found. Elements for this already exist, which I can also make available to you. The baptismal rituals have grown out of baptisms for adults. When you baptize a child, you are speaking to an unconscious person, and it must be a corresponding action. The child knows nothing about it. We must not go so far as to rebel against infant baptism itself, but many things need to be renewed in the ritual. If you take the St. John's baptism, it is based on the fact that the person was submerged in the water, the adult was submerged. You know that a person can be brought to the point where his earthly life appears to him in a mere tableau. His life appears to him in a kind of tableau, and through this he experiences unconditionally that he belongs to a spiritual world. He has an experience of belonging to a spiritual world. This is actually also expressed in the baptismal ritual. We cannot do that with children. We need a ritual for children that expresses how the child is accepted into our community, and the communal religious supersensible substance that lives in the community must flow over to the child. We must express this in the baptismal rite, and it can indeed be done. You see, there has been no reason in the anthroposophical movement to develop these things in a concrete way for the simple reason that we wanted to avoid them. There have been more than a few cases where people wanted to introduce such things. I always rejected it for the reason that, of course, it would have killed the anthroposophical movement stone dead from the start. We just had to stick with what was more or less allowed. Twenty years ago it was more, today it is less the case that the Catholic Church regarded the ritual as its monopoly. We would have been killed on the spot, and so there was little reason to develop the ritual in that direction. The other thing, where the form of a ritual was developed, was interrupted by the war, where one could no longer continue; because as soon as these things would have been continued, one would have been treated as a secret society. These are the reasons why the ritual side has not been developed within the anthroposophical movement. But it will be possible to develop it in your movement, because it can be regarded as something quite natural for ritual to be developed in a religious movement. Even though Protestantism has a certain horror of the cultic, I still believe that [the necessity of ritual] could be felt again. A participant: To begin with, Catholics have more sacraments than Protestants. What is the basis for this and what is the actual significance of the ritual of Holy Communion? Rudolf Steiner: What is contained in Catholic dogma goes back to certain forms of older knowledge. It is imagined that between birth and death, the human being passes through seven stages. First, birth itself, then what is called maturing, puberty, then what is called the realization of one's inner self around the age of 20, then the feeling of not corresponding to the world, not being fully human, that is the fourth. And then, isn't it, the gradual growth into the spiritual. These things have then become somewhat blurred, but one imagined the whole human life, including the social one, in seven stages, and one imagined that the human being grows out of the spirit between birth and death. The Catholic Church does not recognize pre-existence in more recent times. There is only one thought of God, and this growing out of the thought of God is presented in seven stages. These seven stages must be counteracted by other forces. Birth is an evolution, maturing is an evolution, and each form of evolution is counteracted by a form of involution: baptism for birth, confirmation for puberty. Every sacrament is the inverse of a natural stage in evolution. One can say that Catholic doctrine presents seven stages of evolution, to which it juxtaposes seven stages of involution, and these are the seven sacraments, four of which are earthly, namely baptism, confirmation, the sacrament of the altar, and penance. These four are as universal as the physical body, etheric body, astral body, and I. As you go higher, you come to the spirit self, the spirit of life and spiritual people. Just as the shining in from the spiritual world, the last three sacraments are those that go into the social: marriage, ordination and extreme unction. The penetration of the spiritual world is expressed in ordination. So these are the seven sacraments, of which the last are extreme unction, ordination and marriage. They are simply the sacraments of the inverse processes for the natural processes that take place for humans, and the corresponding cultic acts are also set up accordingly. The concept of the seven sacraments is certainly not arbitrary. What is arbitrary is to limit these seven sacraments to two. This happened at a time when people no longer had a feeling for the inner numerical constitution of the world. It is these things, of course, that make truly serious Catholic priests, especially those in religious orders, such opponents of Protestantism. They all consider it to be a form of rationalism, something that knows nothing. There are genuine spiritualized natures among the clergy – the Jesuits, aren't they, they are prepared – I found one among the clergy of Monte Cassino, Father Storkeman, with whom I also spoke about Dionysius the Areopagite, who showed me the altar where he usually says mass. He spoke to me about his feelings at mass, and you could see that it had nothing to do with the usual confession of the Catholic Church. And another time, in Venice, there was a patriarch who was a terrible fellow. Another, a younger cleric, preached, and I could see occultly that the one who had preached was truly spiritualized. The sermon was also really very fine. It is precisely through the ceremonial that individuals who stand out show themselves. I also saw one read the mass on the lower ground floor [of a church] in Naples, where I could really see the transubstantiation that underlies the Catholic transformation. It is actually the case that when transubstantiation is performed by a real priest, the host acquires an aura. Now, you may believe that or not, I can only relate it. There is no need to hold back [saying this]: there is an inner reality to the cult, that is undoubtedly the case. You can see the damage in Catholicism when you see what it has been, and what was lost in the rationalist period. It makes no sense that [Protestantism] took two out of seven sacraments; there is no reason for that. Emil Bock: May we also ask what the significance of laying on of hands was in the early days of Christianity? Rudolf Steiner: You must be clear about the fact that humanity has undergone a development and that certain spiritual forces that were present in prehistory are increasingly receding as humanity becomes more intellectual and develops freedom. Certain powers in relation to natural life have definitely declined, and that is why we do not understand many things that are told in biblical history and that mean something quite different from what man associates with them today. I would like to draw your attention to the fact that in modern times, something like Socrates' relationship with his students is viewed in a mean and disgustingly mean way. People talk about a kind of homosexuality, whereas it points to a side of the powers of the soul where something was achieved not only through the word, but also through the presence of Socrates with his students. The human presence meant something to them. It is a disgusting slander of things when today the concepts of homosexuality are applied to these things in Greek culture. And so it is with the touch of the laying on of hands. The hand of a person essentially not only has a feeling meaning, but it also has an emanation, and in earlier times the emanation was stronger, it could have a healing effect. I have often expressed this in lectures in a certain formula: human life is a whole, and childhood belongs together with later life. No person attains the power to bless in later life who is not able to pray in childhood. Anyone who has never folded their hands in prayer as a youth can never hold their hands in blessing. The laying on of hands was simply an initiation process [.. gap in the postscript], what is involved there, is involved in the laying on of hands. That was something that was trained earlier, and the healing effect of laying on hands should definitely be considered. Isn't it true that today's people are no longer in the same situation, they are not encouraged to develop something like that in their youth. Such things were taught in the past, they were a reality once. But it is not out of the question that in a more spiritualized future these things will be taught again. Would you not consider that desirable? — The folding of the hands is a preparation for blessing. Likewise, for example, in older Catholicism it was taught that If you learn to kneel, you will learn to say the 'Dominus vobiscum' in the right way. Do you find that strange? You know how to say the 'Dominus vobiscum', don't you? You learn to say it by kneeling, otherwise it is not as powerful. A participant: It has been said that the priests in ancient Egypt had an extraordinary position of leadership. We have heard that initiates have led humanity, that they have worked through real thoughts. The question is how this would have to be modified today by the new. Rudolf Steiner: Yes, it must become new in so far as we must no longer return to this strongly unconscious, atavistic element, but we must go through the much more conscious element, taking more account of the fact that every human being must develop into a personality. Even today in Catholicism, the personality of the priest is completely suppressed. When the stole is crossed, the priest is only a figurant of the church, he is no longer a human being. We must not cultivate this. In the Egyptian priesthood, in particular, much was based on the fact that, as long as the highest priest lived, the others were only allowed to be figurants. Only when he died could another enter. There was always only one. We must exclude all this today. A participant: What about the priest's vestments? Rudolf Steiner: The liturgical vestment came about in such a way that one imagined the coloration of a personal feeling in relation to the real, so, for example, one imagined the blessing priest. This naturally gives a very definite coloration of the astral body, and the liturgical vestment is formed accordingly. Isn't it so? When blessing, one's own personality is absorbed into the supersensible world and the blessing is allowed to flow over to the congregation; this gives a blue undergarment and a red outer garment. One simply models the astral body. The same is true for the other acts, for praying and so on. For example, they imagine that one has an outpouring of the spiritual. This can be followed quite precisely: the coloring of the astral body – the priestly robe. The liturgical robe is simply the coloring of the astral body. This could certainly be recreated, and the only question is to what extent humanity is ready to accept something like that again. I had an excellent Protestant clergyman as a friend who had a great ideal, that is, he had many very beautiful ideals, but among others he had one, and that was the abolition of the Luther skirt. He wanted to go like an ordinary dandy. It embarrassed him that he could not go like a dandy when he was a pastor. Therefore, it was very painful for him not to be able to walk around in this modern, aesthetic man's garment, where one is clamped in two stovepipes. This monstrosity is, of course, regarded today as the only possible garment, and anything else that may arise is considered to be something foolish. The greatest folly is our man's suit. A human race that puts on a tailcoat and a top hat – it is obvious that such a human race cannot have any understanding for cultic vestments. This must be cultivated again in humanity. Perhaps when women can also take up this profession, when female preachers come along, there will be a way to arrive at cultic vestments sooner. Because women will have to do something to get to the pulpit. But today men want to do it like a Swiss speaker. He thought it was right, for example, not to give sermons, but to give speeches while walking back and forth on the lectern with a cigarette in his mouth. That's how he gave his lectures. That's right. You know that cult robes were not limited to the church, because judges also had cult robes – and if you asked a judge today to put on the old cult robes, he would also remonstrate against it – yes, even the court ceremonial went hand in hand with a kind of cult robe. And finally, at the universities, you still have the rector's robes, which always pass from one rector to the next. In this respect, we just need to change our aesthetic ideas, and that's that. |
161. Meditation and Concentration: Three Kinds of Clairvoyance: Lecture III
02 May 1915, Dornach Translator Unknown Rudolf Steiner |
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The remarkable thing is that they begin to speak of God and of a divine ordering when formerly such words never passed their lips. On this point today among those people who are in the thick of events we really experience a very great religious deepening. |
Take the most characteristic thing, in the letters written from the front, in which can be seen this religious deepening. Much is said of how God has been found again but almost nothing, almost nothing at all—this has been little noticed—of Christ. We hear of God but nothing of Christ. This is a very significant fact—that in this present time of heavy trial and great suffering many people have their religious feeling aroused in the abstract form of the idea of God. |
161. Meditation and Concentration: Three Kinds of Clairvoyance: Lecture III
02 May 1915, Dornach Translator Unknown Rudolf Steiner |
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Yesterday I drew attention to the way in which a man is able with the higher members of his being - his etheric body, astral body and ego—to leave his physical body; and I pointed out how, having left his physical body, he then makes his first steps in initiation, and learns that what we call man's spiritual activity does not come only with initiation but, in reality, is there all the time in everyday life. We had particularly to emphasize that the activity which enters our consciousness through our thoughts actually takes its course in man's etheric body, and that this activity taking its course in man's etheric body, this activity underlying the thought-pictures, enters our consciousness by reflecting itself in the physical body. As activity it is carried on in soul and spirit, so that a man when he is in the physical world and just thinks—but really thinks, is carrying out a spiritual activity. It may be said, however, that it does not enter consciousness as a spiritual activity. Just as when we stand in front of a mirror it is not our face that enters our consciousness out of the mirror but the image of our face, so in everyday life it is not the thinking but its reflection that as thought-content is rayed back into consciousness from the mirror of the physical body. In the case of the will it is different. Let us keep this well in mind—that what finds expression in thinking is an activity which actually does not enter our physical organism at all, but runs its course entirely outside it, being reflected back by the physical organism. Let us remember that as men we are actually in our soul-spiritual being all the time. Now this is how it might be represented diagrammatically. If this (a) represents man's bodily being, in actual fact his thinking goes on outside it, and what we perceive as thoughts is thrown back. Thus, with our thinking we are always outside our physical body; in reality spiritual knowledge consists in our recognizing that we are outside the physical body with our thinking. ![]() It is different with what we call will-activity. This goes right into the physical body. What we call will-activity enters into the physical body everywhere and there brings about processes; and the effect of these processes in man is what is brought about by the will as movement. We can thus say: While living as man in the physical world there rays out of the spiritual into our organism the essential force of the will and carries out certain activities in the organism enclosed within the skin. Between birth and death we are therefore permeated by will-forces; whereas the thoughts do not go on within our organism but outside it. From this you may conclude that everything to do with the will is intimately connected with what a man is between birth and death by reason of his bodily organization. The will is really closely bound up with us and all expressions of the will are in close connection with our organization, with our physical being as man between birth and death. This is why thinking really has a certain character of detachment from the human being, a certain independent character, never attainable by the will. Now for a moment try to concentrate on the great difference existing in human life between thinking and what belongs to the will. It is just spiritual science that is capable from this point of view of throwing the most penetrating side-lights on certain problems in life. Do we not all find that what can be known through spiritual science really confronts us in life in the form of questions which somehow have to be answered? Now think what happens when anyone goes to a solicitor about some matter. The solicitor hears all about the case and institutes proceedings for the client in question. He will look into all possible ingenious grounds—puts into this all the ingenuity of which he is capable—to win the case for his client. To win the case he will summon up all his powers of intelligence and reasoning. What do you think would have happened (life will certainly give you the answer) had his opponent outrun the client mentioned and come a few hours before to the same solicitor? What I am assuming hypothetically often happens in reality. The solicitor would have listened to the opponent's case and put all his ingenuity into the grounds for the defense of this client—grounds for getting the better of the other man. I don't think anyone will feel inclined to deny the possibility of my hypothesis being realized. What does it show however? It shows how little connection a man has in reality with his intelligence and his reason with all that is his force of thought, that in a certain case he can put them at the service of one side just as well as of the other. Think how different this is when man's will-nature is in question, in a matter where man’s feelings and desires are engaged. Try to get a clear idea of whether it would be possible for a man whose will-nature was implicated to act in the same way. On the contrary, if he did so we should consider him mentally unsound. A man is intimately bound up with his will—most intimately; for the will streams into his physical organism and in this human physical organism, induces processes directly related to the personality. We can therefore say: It is just into these facts of life which, when we think about life at all, confront us so enigmatically, that light is thrown by all we gain through spiritual science. Ever more fully can spiritual science enlighten men about what happens in everyday life, because everything that happens has supersensible causes. The most mundane events are dependent on the supersensible, and are comprehensible only when these supersensible causes are open to our view. But now let us take the case of a man going with his soul through the gate of death. We must here ask: What happens to his force of thinking and to his will-force? After death the thinking force can no longer be reflected by an organism such as we bear with us between birth and death. For the significant fact here is that after death this organism, everything present in us lying beneath the surface of our skin, is cast off. Therefore, when we have gone through the gate of death, the thinking cannot be reflected by an organism no longer there, neither can an organism no longer there induce inner processes. What the thinking force is continues to exist—just as a man is still there when after passing a mirror he is no longer able to see his reflection. During the time he is passing it his face will be reflected to him; had he passed by earlier the reflection would have appeared to him earlier. The thinking force is reflected in the life of the organism as long as we are on earth, but it is still there even though we have left our physical organism behind. What happens then? What constitutes the thinking force cannot, in itself be perceived; just as the eye is incapable of seeing itself so also is the thinking, for it has to be reflected-back by something—and the bodily organism is no longer there. When a man has discarded his physical organism what will then throw back the thinking force for whatever the thinking force develops in itself as process? Here something occurs that is not obvious to human physical intelligence; but it must, be considered if we really want to understand the life between death and rebirth. This can be under stood through initiates' teachings. An initiate knows that even during life in the body knowledge does not come to him through the mirror of his body but outside it, that he goes out of his body and receives knowledge without it, that therefore he dispenses with his bodily mirrors. Whoever cultivates in himself this kind of knowledge sees that what constitutes the thinking force henceforward enters his consciousness outside the body; it enters consciousness by the later thoughts being reflected by those that have gone before. Thus, bear this well in mind—when an initiate leaves his body, and is outside it, he does not perceive by something being reflected by his body, he perceives by the thinking force he now sends out being reflected by what he has previously thought. You must therefore imagine that what has been thought previously—not only because it was thought previously—mirrors back the forces developed by the thinking, when this development takes place outside the body. ![]() I can perhaps put it still more clearly. Let us suppose that someone today becomes an initiate. In this state of initiation how can he perceive anything through the force of his thinking? He does this by encountering, with the thinking forces he sends out, what, for instance, he thought the day before. What he thought the day before remains inscribed in the universal cosmic chronicle—which you know as the Akashic record—and what his thinking force develops today is reflected by what he thought yesterday. From this you may see that the thinking must be qualified to make the thought of yesterday as strong as possible, so that it can reflect effectively. This is done by the rigorous concentration of one's thought and by various kinds of meditation, in the way described from time to time in lectures about knowledge of the higher worlds. Then the thought that otherwise is of a fleeting nature is so densified in a man, so strengthened, that he is able to bring about the reflection of his thinking force in these previously strengthened and densified thoughts. This is how it is also with the consciousness men develop after death. What a man has lived through between birth and death is indeed inscribed spiritually into the great chronicle of time. Just as in this physical world we are unable to hear without ears, after death we are unable to perceive unless there is inscribed into the world our life, with all that we have lived through between birth and death. This is the reflecting apparatus. I drew attention to these facts in my last Vienna cycle.1 Our life itself, in the way we go through it between birth and death, becomes our sense-organ for the higher worlds. You do not see your eye nor do you hear your ear, but you see with your eye, you hear with your ear. When you want to perceive anything to do with your eye you must do so in the way of ordinary science. It is the same in the case of your ear. The forces a man develops between death and rebirth have the quality of always raying back to the past earth-life, so as to be reflected by it; then they spread themselves out and are perceived by a man in the life between death and rebirth. From this it can be seen what nonsense it is to speak of life on earth as if it were a punishment, or some other superfluous factor in man’s life as a whole. A man has to make himself part of this earthly life, for in the spiritual world in life after death it becomes his sense-organ. The difficulty of this conception consists in this that when you imagine a sense-organ you conceive it as something in space. Space, however, ceases as soon as we go either through the gate of death or through initiation; space has significance only for the world of the senses. What we afterwards meet with is time, and, just as here we make use of ears and eyes that are spatial, there we need temporal processes. These processes are those carried out between birth and death, by which the ones developed after death are reflected back. In life between birth and death everything is perceptible to us in space; after death everything takes its course in time, whereas formerly it was in space that we perceived it. The particular difficulty in speaking about the facts of spiritual science is that, as soon as we turn our gaze to the spiritual worlds, we have really to renounce the whole outlook we have developed for existence in space; we must entirely give up this spatial conception and realize that there space no longer exists, everything running its course in time—that there even the organs are temporal processes. If we would find our way about among the events in spiritual life, we have not only to transform our way of learning; we must entirely transform ourselves, re-model ourselves, acquire fresh life, in such a way that we adopt quite a different method of conception. Here lies the difficulty referred to yesterday, which so many people shun, however ingenious for the physical plane their philosophy may be. People indeed are wedded to their spatial conceptions and cannot find their bearings in a life that runs its course entirely in time. I know quite well that there may be many souls who say: But I just cannot conceive that when I enter the spiritual world this spiritual world is not to be there in a spatial sense.—That may be, but if we wish to enter the spiritual world the most necessary thing of all is for us to make every effort to grow beyond forming our conceptions as we do on the physical plane. If in forming our conceptions of the higher worlds we never take for our standards and models any but those of the physical world, we shall never attain to real thoughts about the higher worlds—at best picture thoughts. It is thus where thinking is concerned. After death thinking takes its course in such a way that it reflects itself in what we have lived through, what we were, in physical earthly life between birth and death. All the occurrences we have experienced constitute after death our eyes and our ears. Try by meditating to make real to yourselves all that is contained in the significant sentence: Your life between birth and death will become eye and ear for you, it will constitute your organs between death and rebirth. Now how do matters stand with the will forces? The will-forces bring about in us the life-processes within the limits of our body—it is our life-processes which they bring about. The body is no longer there when a man has gone through the gate of death, but the whole spiritual environment is there. True as it is that the will with its forces works into the physical organism, it is just as true that after death the will has the desire to go out from the man in all directions; it pours itself into the whole environment, in the opposite way to physical life when the will works into man. You gain some conception of this out—pouring of the will into the surrounding world, if you consider what you have to acquire in the way of inner cultivation of the will in meditation, when you are really anxious to make progress in the sphere of spiritual knowledge. The man who is willing to be satisfied with recognizing the world as a merely physical one sees, for example, the color blue, sees somewhere a blue surface, or perhaps a yellow surface; and this satisfies the man who is content to stop short at the physical world. We have already discussed how, even through a true conception of art, we must get beyond this mere grasping of the matter in accordance with the senses; how when we must experience blue as if we let our will, our force of heart, stream out into space, and as if from us out into space there could shine forth towards what shines forth to us as blue something we feel like a complete surrender—as if we could pour ourselves out into space. Our own being streams into the blue, flows away into it. Where there is yellow, however, the being, the being of the will, has no wish to enter—here it is repulsed; it feels that the will cannot get through, and that it is thrown back on itself. Whoever wishes to prepare himself to develop in his soul those forces which lead him into the spiritual world, must be able in his life of soul to connect something real with what I have just been saying. For instance, he must in all reality connect the fact that he is looking at a blue surface with saying: This blue surface takes me to itself in a kindly way; it lets my soul with its forces flow out into the illimitable. But the surface here, this yellow surface, repels me, and my soul-forces return upon my soul like the pricks of a needle. It is the same with everything perceived by the senses; it all has these differences of color. Our will, in its soul-nature, pours itself out into the world and can either thus pour itself out or be thrust back. This can be cultivated by giving the forces of our soul a training in color or in some other impression of the physical world. You will discover in my book "Knowledge of the Higher Worlds" how this may be done. When, however, this has been developed, when we know that if the forces of the soul float away, become blue (becoming blue and floating away are one and the same thing), this means to be taken up with sympathy whereas becoming yellow is to be repelled and is identical with antipathy—well, then we have forces such as these within us. Let us say that we have experienced this coloring of the soul when we are taken up sympathetically and that we do not, in this case, confront a physical being at all, but that it is possible through our developed soul-forces for a spiritual being with whom we are in sympathy to flow into us. This is the way in which we can perceive the Beings of the Higher Hierarchies and the beings of the elemental world. I will give you an example, one that is not meant to be personal but should be taken quite objectively. We need not develop merely through the forces in our color-sense, it is possible to do so through any forces of the soul. Imagine that we arouse in our self-knowledge a feeling of how it appears to our soul when we are really stupid or foolish. In everyday life we take no notice of such things, we do not bring them into consciousness; but if we wish to develop the soul we must learn to feel within us what is experienced when something foolish is done. Then we notice that when this foolish action occurs will-forces of the soul stream forth which can be thrown back from outside. They are, however, thrown back in such a way that on noticing the repulsion we feel we are being mocked at and scorned. This is a very special experience. When we are really stupid and are alive to what is happening spiritually we feel looked down upon, provoked. A feeling can then follow of being provoked from out of the spiritual world. If we then go to someplace where there are the nature-spirits we call gnomes, we then have the power to perceive them. This power is acquired only when we perceive in ourselves the feeling I have just described. The gnomes carry-on in a way that is provoking, making all manner of gestures and grimaces, laughing, and so on. This is perceptible to us only if when we are stupid we observe ourselves. It is important that we should acquire inward forces through these exercises, that with our will forces we should delve deeply into the world surrounding us; then this surrounding world will come alive, really and truly alive. Thus we see while our life between birth and death becomes an organ, an organ of perception, within the spiritual organism that we bear between death and rebirth, our will becomes a participator in our whole spiritual environment. We see how the will rays back in initiates (in the seeing of gnomes, for example) and in those who are dead. When gnomes are seen it is an example of this, out of the elemental world. Now consider how there once lived a philosopher who in the second half of the nineteenth century had a great influence on many people, namely, Schopenhauer. As you know, he exercised a great influence both on Nietzsche and Richard Wagner. Schopenhauer derived the world—as others have derived it from other causes—from what he called conception, or representation, and will. He said: Representation and will are what constitutes the foundation of the world. But—obsessed by Kant’s method of thinking—he goes on to say that representation are never more than dream-pictures and that it is impossible ever to come to reality through them. It is only through the will that we can penetrate into the reality of things—this is done by the will. Now Schopenhauer philosophises in an impressive manner about representation and will; and, if one may say so—he does this indeed rather well. He is, however, one of those who I have likened to a man standing in front of a door and refusing to go through it. When we take his words literally—the world is representation, the world is a mere dream-picture—we have to forgo all knowledge of the world through representation and can then pass on to knowledge of the representations themselves, pass on to doing something in one's own soul with the representations—in other words to meditate, to concentrate. Had Schopenhauer gone a step further he would have reached the point of saying: "I must renounce representations! If a representation is something produced within me, I must put it to an inward use.’ Had he made this step he would have been driven to cultivate his representations, to work upon them in meditation and concentration. When he says: The world is will—when, as in his clever treatise on the "Will in Nature", he goes on to describe this will in nature, he does not take his own proposition in earnest. In describing the will we seek the help of representations and he denies those all possibility of knowledge. This reminds us of Munchausen who to pull himself out of a bog catches hold of his own pigtail. What would Schopenhauer have been obliged to be if had taken in earnest his own words—the world is will? He would have had to say: Then we ought to pour out our will into the world; we must use our will to creep inside things. We must delve right into the world, send into it cur will, no longer taking the color blue as mere representation, but trying to perceive how the will sinks down into it; no longer thinking of our stupidity as a representation, but realizing what can be experienced through that stupidity. You can see that here too it is possible to arrive at a description which needs only to be taken in earnest. Had Schopenhauer gone further he would have had to say: If the representation is really only a picture we represent to ourselves, then we must work upon it; if the will is really in the things, then we must go with it right into the things, not just describe how things have the will within them. You see here another example of how a renowned Philosopher of the nineteenth century takes men to the very gates of initiation, right up to spiritual science; and how this philosopher then does everything he can to close these gates to men. Where people really take hold of life they are shown on all sides that the time is ripe for picking the fruits of spiritual science—only things must be taken in earnest, deeply in earnest. Above all we must understand how to take people at their word. For it is not required of spiritual science to stand on its own defense. For the most part this is actually done by others, by its opponents, though they do not know this, have no notion of it. Now consider a certain class of human beings to which very many in the nineteenth century belonged—the atomistic philosophers, those who conceived the idea that atoms in movement were at the basis of all the phenomena of life. They had the idea that behind this entire visible and audible world there was a world of atoms in movement, and through this movement arose processes perceived by us as what appears in our surroundings. Nothing spiritual is there, the spiritual is merely a product of atomic movement, and all—prevailing atomic activity. Now how has the thought of these whirling atoms arisen? Has anyone seen them? Has anyone discovered them through what they have experienced or come to know empirically? Were this the case they would not be what they are supposed to be, for they are supposed to be concealed behind empirical knowledge. Had they any reality, by what means would they have to be discovered? Suppose the movement of atoms were there—the understanding cannot discover them in what is sense-perceptible. What would a man have to be in order to possess the right to speak of this world of atoms? He would have to be clairvoyant; the whole of this atom-world would have to be a product of inner vision, of clairvoyance. The only thing we can say to the people who have appeared as the materialists of the nineteenth century is: There is no need for us to prove that there are clairvoyants for either you must be silent about all your theories, or you must admit that to perceive these things you are possessed of clairvoyant vision—at least to the point of being able to perceive atoms behind the world of the senses. For if there is no such things as clairvoyance it is senseless to speak of this material world of atoms. If you find it a necessity to have moving atoms you prove to us that there are clairvoyant human beings. Thus we take these people seriously, although they do not take themselves seriously when they say things of this kind. If Schopenhauer is taken in earnest we must come to this conclusion—“If you say the world is will and what we have in the way of representation is only pictures, you ought to penetrate into the world with your will, and penetrate into your thinking through meditation and concentration. We take you seriously but you do not take yourselves so.” Strictly speaking, it is the same with everything that comes into question. This is what is so profoundly significant in the world—conception of spiritual science, that it takes in all earnest what is not so taken by the others—what they skim over in a superficial way. Proofs are always to be found among the opponents of spiritual science. But people never notice that in their assertions, in what they think, at bottom they are at the same time setting at naught what they think. For the materialistic atomist, and Schopenhauer too, set a naught what they themselves maintain. Schopenhauer nullifies his own system when he asserts: Everything is will and representation. The moment he is not willing to stop there, however, he is obliged to lead men onto the development of spiritual science. It is not we who form the world-conception of spiritual science; how then does this world-conception come into being? It enters the world of itself—is there, everywhere, in the world. It enters life through unfamiliar doors and windows; and even when others do not take it in earnest, it finds its way into men’s cultural life. But there is still something else we can recognize if, through considerations of this kind we really have our attention drawn to how superficially men approach their own spiritual processes, and how little in a deeper sense they take themselves seriously—even when they are clever and profound philosophers. They weave as it were a conceptual web, but with it they shy away from really fulfilling the inner life’s work that would lead them to experience the forces upon which the world is founded. Hence we see that the centuries referred to yesterday, during which ordinary natural science has seen its great triumphs, have also been the centuries to develop in human beings the superficial thinking. The more glorious the development of science, the more superficial has become investigation into the sources of existence. We can point to really shining examples of what has just been touched upon here. Suppose we have the following experience—a man, who has never shown any interest in the spiritual world undergoes a sudden change, begins to concern himself about the spiritual world and longs to know something about it. Let us suppose we have this experience after having found our way into spiritual science. What will become a necessity for us when we experience how a man, who has never worried about the spiritual world, having been immersed in everyday affairs, now finds himself at one of the crossroads of life and turns to the spiritual world? As spiritual scientists we shall interest ourselves about what has been going on in this man’s soul. We shall try as often as possible to enter into the soul of such a man, and it will then be useful for us to know what has often been stressed here, namely, that the saying in constant use about nature making no sudden jumps is absolutely untrue. Nature does make sudden jumps. She makes a jump when the green leaf becomes the colourful petal, and when she so changes a man who has never troubled himself about the spiritual world that he begins to interest himself in it, this too is like a sudden jump; and for this we shall seek the cause. We shall make certain discoveries about the various spiritual sources of which we have spoken here, and see how anything of this kind takes place. When doing this we shall ask: How old was the man? We know that every seven years something new is born in the human being: From the seventh year on, the etheric body; from the fourteenth year on, the astral body, and so on. We shall gather up all that we know about the etheric and astral bodies, taking this particularly from an inner, not an outer, point of view. Then we shall be able to gain a good deal of information about what is going on in a human soul such as this. It is also possible to proceed in another way. We can become interested in the fact that men in ordinary life suddenly go over to a life concerned with spiritual truths, and the profundities of religion. Some men may look upon spiritual science as a foolish phantasy, and when we examine into what is going on in the depths of his soul it is possible for us to discover what makes him find it foolish. But we can then do the following. We write, let us say 192, or even more, letters to people whom we have heard about as having gone through a change of this kind. We send these letters to a whole continent, in order to learn in reply what it was that brought about this change in their life.—We then receive answers of the most diverse kind….someone writes: When I was fourteen my life led me into all manner of bad habits. That made my father very angry and he gave me a good thrashing; this it was which induced in me a feeling for the spiritual world.—Others assert that they have seen a man die, and so on. Suppose then that we get 192 answers and proceed to arrange them in piles—one pile for the letters in which the writers say that they have been changed by their fear of death or of hell; a second pile in which it is stated that the writers come across good men, or imitated them; a third pile—and so on. In piles such as these matters easily become involved and then we make an extra pile for other, egocentric motives. Then we arrive at the following. We have sorted the 192 letters into piles and have counted how many letters go into each one; then we are able to make a simple calculation of the percentage of letters in each pile. We can discover, for example, that 14 per cent of the changes come about through fear, either of death or of hell; 6 per cent come from egocentric motives; 5 per cent because altruistic feelings have arisen in the writers; 17 per cent of them are striving after some moral ideal—supposedly those belonging to an ethical society; 16 percent through pangs of conscience, 10 per cent by following teachings concerning what is good, 13 per cent through imitating other men considered to be religious, 19 per cent by reason of social pressure, the pressure of necessity and so forth. Thus, we can proceed by trying with love to delve into the soul who confesses to a change of this kind; we can try to discover what is within the soul; and for this we have need of spiritual science. Or we can do what I have just been describing. One who has done this is a certain Starbuck who has written about these matters a book which has aroused a good deal of attention. This is the most superficial exposition and the very opposite of all we must perceive in spiritual science. Spiritual science seeks everywhere to go to the very root of things. A tendency that has arisen to the materialistic character of the times is to apply even to the religious life this famous popular science of statistics. For, as it has clearly pointed out, this means of research is incontrovertible. It has one quality particularly beloved by those people who are unwilling to enter the doors of spiritual science—it can truly be called easy, very easy. Yesterday we dwelt on the reason for so many people being unwilling to accept spiritual science, mainly, its difficulty. But we can say of statistics that it is easy, in truth very easy. Now today people go in for an experimental science of the soul; I should have to talk about this science at great length to give you a concept of it. It is called experimental psychology; outwardly a great deal is expected from it. I am going just to describe the beginning that has been made with these experiments. We take, let us say, ten children and give these ten children a written sentence—perhaps like this: M… is g… by st… We then look at our watch and say to one of the children: “Tell me what you make of that sentence.” The child doesn’t know; it thinks hard and finally comes out with “Much is gained by striving.” Then it is at once noted down how much time it took the child to complete the sentence. Obviously there must be several sentences for effort has to be made to read them; gradually this will be done in a shorter space of time. Note is then made of the number of seconds taken by the various children to complete one of these sentences, and the percentages among the children are calculated and treated further statistically. In this way the faculty of adaption to outer circumstance and other matters, are tested. This method of experimental psychology has a grand-sounding name, it is called “intelligence tests”; whereas the other method is said to be the testing by experiment of man’s religious nature. My dear friends, what I have given you here in a few words is no laughing matter. For where philosophy is propounded today these experimental tests are looked upon as the future science of the soul to a far greater extent than any serious feeling is shown, not for what we subscribe to here, but for what was formerly discovered by inner observation of the soul. Today people are all for experiment. These are examples of people’s experiments today and these methods have many supporters in the world. Physical and chemical laboratories are set up for the purpose of these experiments and there is a vast literature on the subject. We can even experience what I will just touch upon in passing. A friend of ours, chairman of one of our groups, a group in the North, had been preparing his doctorate thesis. It goes without saying that he went to a great deal of trouble (when talking to children one goes to a great deal of trouble to speak on a level with their understanding) to leave out of his thesis anything learnt from spiritual science. All that was left out. Now among the examiners of the thesis there was one who was an expert in these matters, who therefore was thoroughly briefed in these methods; this man absolutely refused to accept the thesis. (The case was even discussed in the Norwegian Parliament.) Anyone who is an experimental psychologist is firmly convinced that his science of the soul is founded on modern science and will continue to hold good for the future. There is no intention here of saying anything particular against experimental psychology. For why should it not be interesting once in a way to learn about it? Certainly one can do so and it is all very interesting. But the important thing is the place such things are given in life, and whether they are made use of to injure what is true spiritual science, what is genuine knowledge of the soul. It must repeatedly be emphasized that it is not we who wish to turn our back on what is done by people who in accordance with their capacities investigate the soul—the people who investigate what has to do with the senses, and like to make records after the fashion of those 192 replies. This indeed is in keeping, with men's capacities; but we must take into consideration what kind of world it is today in which spiritual science takes its place. We must be very clear about that. I know very well that there are those who may say: Here is this man, now, abusing experimental psychology—absolutely tearing it to shreds! People may seek thus just as they said: At Easter you ran down Goethe's "Faust" here and roundly criticized Goethe. These people cannot understand the difference between a description of something and a criticism in the superficial sense; they always misunderstand such things. By characterizing them I am wanting to give them their place in the whole sphere of human life. Spiritual Science is not called upon to play the critic, neither can what has been said be criticism. Men who are not scientists should behave in a Christian way towards true spiritual science. Another thing is to have clear vision. Thus when we look at science we see how superficially it takes all human striving, how even in the case of religious conversion it does not turn to the inner aspect but looks upon human beings from the outside. In practical life men are not particularly credulous. The statisticians of the insurance companies—I have referred to this before—calculate about when a man will die. It can be calculated, for instance, about when an 18-year-old will die, because he belongs to a group of people a certain number of whom will die at a certain age. According to this the insurance quota is reckoned and correctly assigned. This all works quite well. If people in ordinary life, however, wanted to prepare for death in the year reckoned as that of their probable death by the insurance company, they would be taken for lunatics. The system does not determine a man’s the length of life. Statistics have just as little to do with his conversion. We must look deeply into all these things. Through them we strive for a feeling which has within it intuitive knowledge. It will be particularly difficult to bring to the world-culture of today what I would call the crown of spiritual science—knowledge of the Christ. Christ-knowledge is that to which—as the purest, highest and most holy—we are led by all that we receive through spiritual science. In many lectures I have tried to make it clear how it is just at this point of time that the Christ-impulse, which has come into the world through the Mystery of Golgotha, has to be made accessible to the souls of men through the instrument of spiritual science. In diverse ways I tried to point out clearly the way in which the Christ-impulse has worked. Remember the lectures about Joan of Arc, about Constantine, and so on. In many different ways I tried to make clear how in these past centuries the Christ-impulse has been drawn more into the unconscious, but how we are now living at a time when the Christ-impulse must enter more consciously into the life of man, and when there must come a real knowledge of the Mystery of Golgotha. We shall never learn to know about this Mystery of Golgotha if we are not ready to accept conceptions of the kind touched upon at Eastertide2—about Christ in connection with Lucifer and Ahriman—and if we do not permeate these conceptions with spiritual science. We are living in a terribly hard time, a time of suffering and sorrow. You know that for reasons previously mentioned I am not able to characterize this time; neither do I want to do so but from a quite different angle I will just touch upon something connected with our present studies. This time of suffering and sorrow has wakened many things in human souls, and anyone living through this time, anyone who concerns himself about what is going on, will notice that today, in a certain direction, a great deepening is taking place in the souls of men. These human souls involved in present events were formerly very far from anything to do with religion, their perceptions and feelings were thoroughly materialistic. Today we can repeatedly find in their letters, for one thing, how because of having been involved in all the sorrowful events of the present time they have recovered their feeling for religion. The remarkable thing is that they begin to speak of God and of a divine ordering when formerly such words never passed their lips. On this point today among those people who are in the thick of events we really experience a very great religious deepening. But one fact has justly been brought before us which is quite as evident as what I have now been saying. Take the most characteristic thing, in the letters written from the front, in which can be seen this religious deepening. Much is said of how God has been found again but almost nothing, almost nothing at all—this has been little noticed—of Christ. We hear of God but nothing of Christ. This is a very significant fact—that in this present time of heavy trial and great suffering many people have their religious feeling aroused in the abstract form of the idea of God. Of a similar deepening of men's perception of the Christ we can hardly speak at all. I say “hardly", for naturally it is to be met with here and there, but generally speaking things are as I have described. You can see from this, however, that today, when it behooves the souls of men to look for renewed connection with the spiritual world, it is difficult to find the way to what we call the Christ-impulse, the Mystery of Golgotha. For this, it is necessary for the human soul to rise to a conception of mankind as one great whole. It is necessary for us not merely to foster mutual interest with those amongst whom we are living just for a time; We should extend our spiritual gaze to all times and beings, to how as souls we have gone through various lives on earth and thorough various ages. Then there gradually arises in the soul an urgent need to learn how there exists in man a deepening and then an ascending evolution. In the evolution of Time we must feel one with all mankind; we must look back to how the earth came originally into being, focus our gaze on this ascending and descending evolution, in the centre point of which the Mystery of Golgotha stands; we must feel ourselves bound up with the whole of humanity, feel ourselves bound up with the Mystery of Golgotha. Today the souls of men are nearer the cosmos spatially than they are temporally, that is, to what has been unfolded in the successive evolutionary stages. We shall be led to this, however, when with the aid of spiritual science we feel ourselves part of man's whole course of evolution. For then we cannot do other than recognize that there was a point of time when something entered the evolution of mankind which had nothing to do with human force. It entered man's evolution because into it an impulse made its way from the spiritual world through a human body—an impulse present in the beginning of the Christian era. It was a meeting of heaven with the earth. Here we touch upon something which must be embodied into the religious life through spiritual-science. We shall touch upon how spiritual science has to sink down into human feeling so that men come into a real connection with the Mystery of Golgotha, and find the Christ-impulse in such a way that it can always be present in them not only as a vague feeling but also in clear consciousness. Spiritual science will work. We have recognized and repeatedly stressed the necessity for this work. In reality, the fact of your sitting there is proof that all of you in this Movement for spiritual science are willing to put your whole heart into working together. When in the future hard times fall again upon mankind, may spiritual science have already found the opportunity to unite the deepening of men's souls not only with an abstract consciousness of God but with the concrete, historical consciousness of Christ. This is the time, my dear friends, when perceptions, feelings, of a serious nature can be aroused in us and they should not avoid arousing in ourselves these serious, one might say solemn, feelings. This is how those within our movement for spiritual science should be distinguished from the people who, by reason of their karma, have not yet found their way into this Movement—that the adherents of spiritual science take everything that goes on in the world—the most superficial as also the profoundest—in thorough earnest. Just consider how important it is in everyday life to see that with our ordinary understanding bound up with our brain and with our reason we are outside what mostly interests us in ordinary physical experience, and that hence—as is the case with our hypothetical solicitor—we are strangers to our own thinking, strangers to ourselves. When we enter spiritual science, however, we develop a heart outside our body, as we said yesterday, and what we thoroughly reflect upon will once more be permeated by what is full of inner depth and soul. We can make use both of the understanding bound up with our body and of our reason, in various directions, only if we do not draw upon what unites us most deeply with the spheres in which we live with our thinking. Through spiritual science we shall draw upon this, and in what we think we shall become, with our understanding and with our reason, men of truth, men wedded to the truth; and life has need of such men. What we let shine upon us from the sun of spiritual science grows together with us because we grow together with the Beings of the Higher Hierarchies. Then our thinking is not so constituted that like that solicitor we can apply it to either party in a legal case. We shall be men of truth by becoming one with those who are spiritual truth itself. By discovering how to grasp hold of our will in the way described today, we shall find our path into the very depths of things. This will not be by speaking of the will in nature as Schopenhauer did, but by living ourselves into things, developing our forces in them. Here we touch upon something terribly lacking at the present time, namely, going deeply and with love into the being of things. This is missing today to such a terrible degree. I might say that over and over again one has to face, the bitter-experience in life of how the inclination to sink the will into the being of things is lacking among men. What on the ground of spiritual science has to be over-come is the falsifying of objective facts; and this falsifying of objective facts is just what is so widespread at the present time. Those who know nothing of previous happenings are so ready to make assertions which can be proved false. When a thing of his kind is said, my dear friends, is to be taken as an illustration, not as a detail without importance. But this detail is a symptom for us to ponder in order to come to ever greater depth in the whole depth that is to be penetrated by our spiritual movement. This spiritual movement of ours will throw light into our souls quite particularly when we become familiar with what today cannot yet be found even by those whose hearts are moved by the most grievous events of the times in which they are living, and who seek after the values of the spiritual world. Spiritual science must gradually build up for us the stages leading to an understanding of the Mystery of Golgotha—an understanding never again to be lost. This Mystery of Golgotha is the very meaning of the earth. To understand what this meaning of the earth is, must constitute the noblest endeavor of anyone finding his way step by step into spiritual science.
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273. The Problem of Faust: Goethe's Life of the Soul from the Standpoint of Spiritual Science
29 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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And I have often referred before to how Goethe as a seven year old, collected minerals, piled them up on a reading desk he took of his father's, placed a candle on top, and then went through a kind of divine service in which, however, he sought to make a sacrifice to the ‘Great God’ who worked through natural phenomena. |
By trying to rationalize this and bring it into some kind of formula man has even gone so far as to try to justify through the ethical God of Love, what is dreadful and profoundly evil. This is instead of humbly remaining, in face of the frightful submergence of love and life, by Luther's ‘Deus absconditus’, the hidden God, that also comes to appearance in the world dynamics that is indifferent to ethics. Through this ethical and religious glorification of war, political aims were thrust upon the God of Love—aims that appear depressingly like those of rulers and cabinet ministers.” Those who follow contemporary literature will know that this is perfectly correct—that on all sides the intentions of those in power are foisted as divine intentions upon God. |
273. The Problem of Faust: Goethe's Life of the Soul from the Standpoint of Spiritual Science
29 Sep 1918, Dornach Translated by George Adams Rudolf Steiner |
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From our considerations of yesterday and the day before, we have been able to see how Goethe's creative work is steeped through by a certain outlook suggestive of that of spiritual science—although this outlook may be but dimly foreshadowed. And it is indeed very important that we should make ourselves thoroughly acquainted with the character of Goethe's spiritual life. It is only by shedding before the soul the light of a deepened observation upon all that such a life of spirit contains that this life appears in the right connection with the whole evolution of mankind. But I wish to add something here to all that has been said. I should like, that is, to point out how really it is only possible rightly to comprehend the whole structure, the whole manner, of Goethe's spiritual life if this is done from the standpoint of spiritual science. It is not merely that from an unspiritual standpoint we can naturally never find in Goethe's work all that yesterday and the previous day we were able to discover by considering it anthroposiphically, but also it only becomes clear how such a life of soul is possible within the course of human development, when we look at it from the point of view of spiritual Science. In various connections I have called your attention to other manifestations of Goethe's soul-life, manifestations that, for ordinary human life, may perhaps seem—but only seem—to be more remote than what is represented in the all-embracing Faust poem,that should indeed be of the greatest interest to every man. I have spoken to you of the special mind of natural science which Goethe cultivated. And it is particularly important and significant that he should have done so. It may be said that Goethe's individual way of thinking where natural science is concerned is precisely what in most spheres at present still meets with complete lack of understanding. Nevertheless, it appears to me of quite special importance for the various branches of present day spiritual life—and not least for the religious life—that an insight should be gained into this particular form, this individual way, in which Goethe looked upon nature. You know how he sought to establish for the inanimate world a natural science founded on his own interpretation of the primal phenomena, and how he built up a botany on the basis of metamorphoses. So far as all this is a matter of general knowledge I should like today to give you a brief description of the primal phenomena and metamorphoses. What was Goethe's intention when he turned not to hypotheses and theories but to the so-called primal phenomena for his explanation of nature? Since the eighties of the last century I have been doing my best to give mankind, from various aspects, an idea of the true basic character of the primal phenomenon. But it cannot be claimed that so far there has really been a very wide understanding of the matter. Perhaps we can get the best view of what Goethe understood by the primal phenomenon in inanimate nature when we consider how he came to build up his special Theory of Colors. He tells of this himself. I know that what I now have to say is an abomination and a heresy for the present day scientific conception of physics. That, however, is of no consequence. What physics does not recognize today, my dear firends, the physics of tomorrow will find itself obliged to accept. In reality, present day physics is not yet ripe for Goethe's theory of colors. As I said, Goethe himself tells us that up to the beginning of the nineties of the eighteenth century he believed, as did other men, in the so-called Newtonian theory of colors—in that theory built up by Newton on a certain hypothesis. This theory declared that something imperceptible lay at the basis of light—we need not go into that now. In essentials it is immaterial whether it is represented, as it was by Newton himself; as currents of matter, or as oscillations, or as some kind of electrical impulse. The arising of colors was conceived as follows—that the light in some way contains the various colors unseparated as if naturalized in a kind of supersensible entity, and that by means of the prism or other devices, the colors were made to issue forth from the unified white light. One day Goethe found himself obliged to abandon this conception that he shared with others, and he did so in a way that, naturally, must appear to modern physics both primitive and foolish. He studied this Newtonian physics, this Newtonian optics, and accepted it as one does as a matter of course when knowing of nothing better. But he found that when wishing to apply this optics, this theory of colors, in order to think out anything that had to do with art, with painting, he could do nothing with it. This Newtonian physics serves for a materialistic physical representation, but is useless when it comes to art. This increasingly disturbed Goethe and incited him at least to look into what happens in the appearance of colors from the point of view of physics. So, from Councillor Buttner who was a professor at Jena, he managed to procure the apparatus to see, through his own investigations and experiements, what views he could form concerning the appearance of colors. It goes without saying that Professer Buttner promptly placed all the apparatus at the disposal of His Excellency von Goethe. But, once in his house, it served, to begin with, only to collect the dust. It was long before he made his investigations—not indeed until Councillor Buttner expressed his need of the apparatus, and the desire for its return. Goethe put the things together for dispatch. However, he thought he would first have a quick glance through a prism, believing that if he looked through it at the white of the wall, so this white would then be broken up into seven colors, he would assuredly see them. (This would, as has been said, appear to the modern physicist both foolish and primitive). But—nothing! The wall remained white! This puzzled him. According to customary notions this was foolish but, my dear firends, it was sound thinking. He took a peep through the prism; the wall was still white. That made him appeal to Councillor Buttner to let him keep the instruments, the apparatus, and he then set up his further investigations. And from these investigations there now grew first his science of colors, and, secondly, his whole outlook on physics, that is to say, on inanimate, natural phenomena. It was an outlook that rejected all hypotheses and theories, that never thought out anything about natural phenomena, but traced back one set of natural phenomena to another, traced them merely to primal appearances, primal phenomena.1 Thus he became clear that, when color is perceived, at the basis of this lies some kind of working together of super imposed lightness and darkness. If darkness laps over lightness, the bright colors appear; if lightness laps over darkenss, then there appear the deep colors, blue, violet and so forth. If over brightness, lightness any form of darkness is projeatd, such as dark material and so forth,or the actual prism, the bright colors appear, red, yellow and so on. Here it is not a matter of any theory. Darkness and lightness are working through immediate perception. It is simply perceived that if darkness and lightness work together, colors arise. No hypothesis is expressed here nor any theory—merely something that is simple fact, something that can be perceived. Now it did not concern him merely to invent hypotheses like the wave theory perhaps, or the Emission theory, and so on, hypotheses that would say that colors arise in such and such a way; it was simply a putting together, as lightness and darkness had to be put together for yellow or red, blue or violet, to appear. Goethe's way was not to add to phenomena hypotheses and theories in thought, but to keep strictly to letting the phenomena speak for themselves. In this way Goethe brought a theory of colors into existence that led in a wonderfully beautiful way to the grasping of what has to do with color in the realm of art. For the chapter on the effect of color with reference to moral associations, in which are found so many significant indications for the artist, belongs to the most beautiful part of Goethe's theory of colors. This then was the basis of Goethe's whole understanding of inanimate nature—never to seek for theories or hypotheses. According to him these can be set up as scaffolding. But, as when the building is finished, the scaffolding is not left but removed, so one uses hypotheses merely to show the way in which things may be put together. They are discarded as soon as the primal phenomenon, the simplest phenomenon, is reached. It was this that Goethe also tried at any rate to outline for the whole of physics. And in the large Weimar edition, in the volume where I have published Goethe's general scientific essays, you will find a chart in which Goethe has detched out a complete scheme for physics from this point of view. In this chart the acoustics of particular interest, that, like his theory of colors, is indeed merely given in outline. Some day it would be interesting, however, to set up an acoustics that would fit in with music in the same way as Goethe's theory of colors does with painting. Naturally this could not be done yet, for modern natural science has taken a different path from that founded on Goethe's world conception and on his conception of nature. It was this that he was trying to do where inanimate nature is concerned. And he was looking for something of the same kind in the life of the living plant in the theory of metamorphoses, where, without setting up any hypotheses, he followed up how the stem leaf was transformed, metamorphosed, and took on various forms, growing afterwards into the petal, so that the blossom is simply transformed stem leaf. Again this is an outlook that will have nothing to do with hypotheses but keeps to what is offered to the perception. What we need here is not fixed concepts but concepts that are as much on the move as is nature herself while creating; that is, she does not hold fast to forms but in ever transforming them. We must have such concepts, therefore, that the majority of mankind is too lazy to develop, concepts in a state of inward transformation, so that we are able livingly to follow them in their forms that change as they do in nature. But then, free from hypotheses and theories, one confines oneself to pure percept. This is what is characteristic of Goethe, my dear friends, that he rejects all theory where natural phenomena are concerned, and really is willing to apply thinking only for assembling phenomena in the right way, so that they express themselves according to their essential nature. One can indeed put this in a paradox. I beg you to keep this well in mind. It was precisely through this that, as we have seen in the last two days, Goethe was driven along the right path into the sphere of the spiritual, that, for the phenomena of external nature, he did not destroy their integrity by all kinds of theories and hypotheses but grasped them just as they were offered to the life of the senses. This, my dear friends, has a further consequence. If we form theories, such as those of Newton or spencer, that is to say, if we cloud by theories and hypotheses what nature herself offers, we may think about nature in the way that is possible during human physical life, but the matter is not then taken up into the etheric body. And they become overdone, all these theories that do not arise from pure nature and from the simple observation of nature; all these theories and hypotheses make indeed a caricature of the human etheric body and also of the astral body, thereby having a disturbing effect on man's life in spiritual worlds. Goethe's sound nature turned against the destruction of the forms demanded for itself by the etheric body. This is exactly what is so significant about Goethe, and why I tell you he can only be understood anthroposophically—that he had an instinct for what did not originate in immediate reality, and perceived that, when he formed concepts like those of Newton, the etheric body was nipped and tweaked. This did not happen to others because they were less finely organized. Goethe's organization was such that while looking into things thus his etheric body was nipped and tweaked. And neither theory nor the most beautiful hypothesis prevented this, when only the white appears and he has to realize: The wall is still white in spite of the fact that all the seven graded colors are supposed to appear. This has not happened. And Goethe's way of experiencing this is indeed a proof of his thoroughly sound nature and of how he, as microcosm, was in harmony with the macrocosm. Yet another side of the matter may be brought to your notice. We know, my dear friends, that man is not only the being who lives between birth and death; he is also the being who lives between death and a new birth. Into this life between death and a new birth he takes the sun of inner forces developed by him when in his physical body. Now when, after a few days, he is parted from his etheric body, he looks back upon it; and it is important that this etheric body should have been so used by him that in looking at it thus he is not deluded by a caricature. Now this is what we have particularly to note. If we look at nature in its purely natural aspect, as did Goethe, rejecting theories and hypotheses, and allowing only primal phenomena to have weight, then this understanding and regarding the primal phenomena thus, is of such a nature that it sets free within us sound, healthy experiencec and feelings of the kind that Goethe described in his chapter on the effect of color with reference to moral associations. It goes without saying that the perception of sense phenomena ceases with life. And what remains in our soul and spirit from pure perception, the only thing Goethe allowed to hold good as natural science is thoroughly sound and in harmony to do with the world of soul and spirit. Thus, we may say that Goethe's natural science is in accordance with the spiritual, in spite of his keeping to the phenomenal and physically perceptible. This is because it does not sully through theories the purity of its outlook on nature by influencing the spirit either ahrimanically or luciferically. Theories of this kind darken for the soul and spirit the purity of outlook upon what is earthly. Now I told you yesterday that man has not lived only on the earth, but before he trod the earth he went through successive developments on Saturn, Sun and Moon. After he will have left the earth, or rather when the earth has left him, he will continue his development on Jupiter, Venus and Vulcan. But I told you that scientific concepts are possible only in relation to the earth evolution. In actual fact, if we cultivate a sound natural science, we then have the impulse not to represent the earth evolution so that everything is mixed up in it that is in keeping with Saturn, Sun and Moon—though naturally this is in reality connected with the earth evolution—but a sound natural science will take the earth as earth and represent it in its conformity with law. This is what Goethe did. And, why man is so little able to rise to a sound understanding of the Moon, Sun and Saturn evolution, is because his earth evolution is not sound. Even though Goethe himself never arrived at this conception of the evolutions on Moon, Sun and Saturn, anyone going deeply into his natural science—a science free from anything else and concerned merely with the earth—just through this prepares his spirit to separate what is earthly by means of a sound knowledge of the earth, and prepares himself as well to form a sound conception of what can be seen only in the supersensible, that is to say, the evolution of Saturn, Sun and moon, and all that is spiritual. It is possible, therefore, to say that it was just by his outlook being directed so exclusively towards the supersensible, that Goethe had the necessary qualifications to work in his Faust upon all we have been witnessing these last two days. Goethe lived thus in the spirit where spiritual comprehension is concerned, because he did not apply to natural phenomena any confused theories or hypotheses out of the spirit. The one thing determines the other. What finally I called your attention to yesterday is that Goethe was not idealist on the one side, realist on the other but took the outer phenomena realistically, and in an idealistic way what was to be understood idealistically. He did not, however believe it possible to found a world-conception either through the one or the other, but allowed both to be mirrored in his soul as they are reflected also in external reality. Though Goethe himself did not entirely follow this out, yet it led in a wholesome way—if his ideas are really absorbed—to the possibility of a right representation of the two kinds of life that man has to experience. And it may be asked why then is it that mankind's usual outlook today is so little inclined towards the spiritual, and, although concepts of the spiritual world are formed, they are so abstract that with them external nature cannot be understood? How is it that for present day man idealism and realism so fall apart that, either they found a half-hearted monism of little significance, or they do not arrive at any world outlook at all—how is this? This comes about because man wishes today to found his world outlook in a quite definite way. He either becomes a scientist, learning to know nature and trying to instill into her all manner of theories and hpotheses—for in the realm of thinking today the heritage of the natural scientist is not primal phenomena but theories and hypotheses—and seeking to permeate natural phenomena with these; or, he becomes a theologian or philosopher, trying to acquire from tradition certain concepts, ideas, about the spiritual. These are so thin, so shadowy, that with their inadequate power it is impossible to comprehend nature. Just look around at what is given out by the theologians and phiolsophers today; where do you find any firm ground from which rightly to throw light on nature? And among the real adherents of modern natural science, when they are not monistic garbage, where do you find any serious possibility of rising from natural science to the reality of divine spiritual forms and realms of existence? Even if sound thinking is developed, it is not possible today to unite the two spheres in their present guise. The two spheres are only united when we have the faculty of devoting ourselves in Goethe's way to science and the observation of nature. That means directing the gaze to the phenomenon to what appears, without intermixing useless theories unless these build up the phenomena; it means making merely a useful servant of thinking, but not letting it interfere in results. Where nature is concerned we have to allow her the power of interpreting herself. Not to weave fantastic ideas about nature, but to be completely materialistic, letting the material phenomena speak for themselves—that is our task when it comes to sound natural science. Should we really come to a natural science of this kind, we shall then understand human life between birth—or shall we say conception—and death. And by looking on one side into nature thus, we must also be able to look into the spirit without the light of impossible theories and hypotheses. We shall not then be confined to abstract theologies or philophies but give ourselves up to spiritual perceptions. And it is precisely through the power that sets free in us a direct observation of nature—Goethe's observation—that spiritual perception, perception of the pure spirit, can be induced. Upon the man who confusedly mixes his concepts and ideas about natural phenomena, these concepts take their revenge, preventing his perceiving the spirit. He who looks simply at nature sees her in his own soul in such a way that he can look upon the spirit too with reality. In this respect, Goethe's world outlook can be a good educator for modern humanity. But in this case, outlook on nature and outlook on spirit must be independent of one another. We must, however, be conscious that we can do nothing with either by itself. If you wish to remain pure theologian or pure phiksopher, my dear friends, then it is exactly as if you had something with two different sides and chose to photograph the one side only; and it is the same if you want to be purely a scientist. You should be able to make the two into one whole, letting the one be reflected in the other; that is to say, instead of seeking to unite them through abstract concepts, having first developed pure perception in each separate sphere, you let the things unite themselves. They are then mirrored in one another. And then too, my dear friends, by means of what this reflection is able to do, you get a sound outlook upon human life as a whole. Then you see natural phenomena external to man according to the way of Goethe's natural science. But when you observe man you see that what exists for external nature does not go far enough to explain him. For that way you only come to a ‘Homunculus’ not to a ‘Homo’. You see how, for the understanding of man, it is necessary to approach him from two opposite directions; with natural science and with spiritual science, letting the two reflect one another. Thus, they may be suitably applied to man. Then in the human being the life between birth, or conception, and death, is reflected in what appears to one as life between death and a new birth; and vice versa, the life between death and a new birth is reflected in the life between birth and death. We are not here inventing any theory supposed to explain the one or the other, but we let not theories but two perceptions, two things perceived and not united by concepts be mutually reflected in the perception. It proves that Goethe was definitely on the way to the new spiritual science that, through the sound development of his soul, he should have come to such perception of the mutual reflection of what was essential in external reality. And if Goethe was still to some extent uncertain, even for his own time, because, as I am always having to emphasize, his knowledge of Spiritual Science was but a premonition, nevertheless his judgment was sound in much concerning the spiritual life—and this can be followed in our time up to the regions where Goethe never actually arrived but for which he had prepared. It is regrettable that everything in connection with Goethe is so little understood. I am not finding fault, my dear friends, for everyone able to look right into things neither blames nor criticises, realizing he must speak only positiviely; I do not find fault with what has happened, I only set forth what is demanded for the future. And the demand for the future is that mankind should go more deeply into the ideas that were already being prepared in Goethe's way of thinking—whatever name you give all this. And Goethe's way of thinking works with tremendous reality and in accordance with reality. It is of great importance to take heed of this. I have to draw your attention to this so as to point you to a right understanding of man's usual procedure when he wants to explain some phenomena of nature or of life. Let us look at a perfectly average man who is clever—nowadays the clever man is average—thus, we are going to observe an average man. The average man lives, does he not, from birth to death. BIRTH--------------------- DEATH In his 35th year, let us say, or 45th or 42nd—in some year of his life perhaps even earlier—he wants to discover something, possibly to form a world-outlook, enlighten himself about some matter; what does he do? He ferrets among the stock of ideas that we may take it he has when 42 years old. Let us assume he wishes to be really clear about, let us say, the Copernican world-outlook; he gathers together, then, all the concepts and ideas he can find. If he looks about in his soul life and can find something that suits him, when he has assembled a whole series of the kind of concepts in which he finds nothing contradictory, then he has finished, and understands the whole matter. This is the way with the average man. Not so with Goethe, my dear friends. Goethe's soul worked in a completely different fashion. Those who are ready to write his biography never take this into consideration, and some kind of person makes his appearance who was born in Frankfurt in 1749 and died in 1832 in Weimar—but it is not Goethe. For his soul worked differently. If in his 42nd year any phenomenon confronted him, there did not work in him merely the abstract image arising from the gathering up of all kinds of concepts into a suitable outlook. When Goethe in his 42nd year contemplated a plant, or anything else about which he sought enlightenment, there worked in him with reality the whole of his soul-life, not merely abstract concepts but all his real life of soul. Thus, at the age of 42, when Goethe wished to reflect upon the life of a plant, there worked in him in part unconsciously those impulses that he had not merely gathered together but which had been working in him since his childhood. It was always his entire life of soul that was active. That is what never happens in modern man; he wants to arrive at an unprejudcied conception, but this does not go tyond snatching up a few concepts that can be perceived easily and with little effort. This is exactly the reason why we can make such great discoveries about Goethe when we reconsider the various phases of his life all together. For example, I have tried to understand what comes latest in Goethe's point of view by always returning to Nature, the hymn in prose that he wrote during the eighties of the 18th century, in which is contained in embryo what belongs to a later period. What at that time existed in an unripe state was nevertheless active. And I have often referred before to how Goethe as a seven year old, collected minerals, piled them up on a reading desk he took of his father's, placed a candle on top, and then went through a kind of divine service in which, however, he sought to make a sacrifice to the ‘Great God’ who worked through natural phenomena. In the morning—fancy! a lad of seven he caught a ray of the sun with a burning glass, making it light his candle. He kindled nature's fire above his minerals. Here in childish fashion is already pictured forth all that afterwards worked in his most mature conceptions. We understand Goethe only when we are in a position to grasp him rightly in this way, out of his being as a whole. Also, when he is thus understood, we first arrive at a notion of the spiritual world that we are able to discover in the light of Goethe's world outlook, which then, however, with the ideas of his time he himself could but slightly develop. For consider, if we think, really think, about nature in Goethe's way, in the sense of the theory of phenomena, primal phenomena, and in the sense of the theory of metamorphoses through thinking of this kind we cannot help releasing in our souls forces that lead to perception of the spiritual world. And at length they lead us also to the perception of man's life after he has passed the gate of death. It is just with such a concentrated perception of nature, of pure nature, as Goethe's that a true and comprehensible idea of immortality is established. It is precisely through this that power is gathered for these opposite representations needed for perceiving the supersensible that man experiences between death and a new birth. Man gains the power for this perception by first developing a keener insight into pure nature, nature unspoilt by theories and hypotheses. Where the external world is concerned man makes the greatest mistake in believing that everything must go in one line, in one stream. If any man speaks thus of Monism to one who sees right into the matter—as, having founded an abstract Monism, many speak today—when an abstract Monism of this kind is put before one who can see into things, it seems just as though a man were standing there with left and right side properly developed and another were to tell him that it was an illusion, a false dualism, and that man has to be built monistically. It is not the proper thing he would say, to have a right and a left side, something here is wrong. Our world outlook must be just like that. And as there is nothing wrong about our having two hands, and the right one be aided by the left, there is nothing wrong either in having two world outlooks that reciprocally reflect and enlighten each other. And those who declare it a mistake when two world outlooks are demanded, should also declare that some sort of artificial arrangement ought to be devised so that the right and left hands and the right and left legs would not move and be active in the world in such a shockingly separate fashion and that right and left should be forcibly dovetailed into one another and man should be a monism and, thus handicapped, continue his way through life. For those who have penetration and see the reality instead of distorted abstract theories, the striving for an abstract idealism on the one side and a material realism on the other, as Monism, is as onesided as the grotesque comparison I have just made. And it is really in the spirit of Goethe's world outlook that I have pointed again and again, in a way that today arouses much antagonism, on the one hand to a pure and direct perception of nature, free from hypotheses, a perception that is alive and not thought out, thinking being applied simply to introduce the perception; and on the other hand to a phenomenon of the spirit where again thinking is applied merely as introduction to the perception, the spiritual perception, that leads us into the realm where we have to seek man on the other side of his life, that is between death and a new birth. Now, if among people today you put forward the outlook of Spiritual Science, you are met with theories to refute it that sound really logical, clever theories. I have often said that it is very easy to think out arguments against Spiritual Science. In two successive public lectures in Prague2 made the attempt to oppose Spiritual Science in one, in the other to show its foundations—lectures not too well received in some quarters. But at least I made the attempt to hold them. It goes without saying that one can quite easily find counter arguments to Spiritual Science; this is possible. How should it be otherwise? Whoever believes that it is not possible takes approximately the same view as anyone who says he cannot prick his left hand with the needle he holds in his right. Of course it is possible, but it does not get us anywhere. It may be said that at the basis of this opposition, that works with such apparently perfectly logical theories, right within it, there lies something entirely different. One speaks indeed, my dear friends, of the unconscious and the sub-conscious. What really is significant for man in the sub-conscious soul life, the sub-conscious spiritual life, is misunderstood, particularly by the psycho-analysts, but also in other quarters. I have often spoken of this here. In reality the analytical psychologist of today speaks of the unconscious life of the spirit in the same way as the blind speak of color. They are forced to do so by the requirements of modern science, but their science has not sufficient to go upon—it works with inadequate means. (I referred to this last year in Zurich and also here).3 For the capacity must really be there always to discover rightly what is in the subconscious beneath what is going on in the conscious. You see, we may say the matter stands thus. The conscious is here, the subconscious lies beneath it (see diagram). Now how stands the matter today? since about the 16th century very strong ahrimanic influences have made themselves felt in man and in man's whole thinking. This has its good and bad sides. Above all it has the effect that natural science has developed in a particularly ahrimanic way. To this ahrimanic science Goethe opposed his science that I have described to you. And from the lectures I gave you a week ago you can gather that nothing takes place in the human soul nor in be human spirit without something happening in the subconscious also. By evolving the present form of thinking about nature, two quite distinct feelings have been developed in the subconscious—fear of and lack of interest in the spiritual. If Goethe's natural science is not developed, natural science cannot be cultivated at all in the sense of modern thinking without there developing at the same time subconscious fear and indifference towards the spiritual world. People are afraid of the spiritual; that is the necessary consequence of the impression made by modern natural science. But it is a subconscious fear of which men know nothing and this subconscious fear dresses itself up, and in all kinds of bespangled theatrical garments appears in man's consciousness. It clothes itself, for instance, in logical reasons. Fear transforms itself into logical reasons, with which logical reasons men are now going around.
Those with penetration note what clever logical reasons man brings forward; however, they know also how beneath, in the subconscious, there sits fear of the spiritual—as the unknown always brings fear in its train, the hydrophobia of dogs can be traced to it. And lack of interest in the spiritual is also there, and this is particularly evident, because when man develops a right knowledge to nature, the spiritual can be quite palpable to him. For I should like to challenge any man wanting exhaustive knowledge to say out of what earthly natural phenomena, without recourse to the spiritual, he can explain the shape of the human head. The obvious correct scientific explanation of the human head leads back to what is known only scientifically as I have made clear. If we take interest in what is actually there in the nature of man, this leads naturally and of necessity to the spirit. It is mere lack of interest that induces us to say: nothing here points to the spirit! This is only when it has been excluded. We pay no attention to it but begin by building for ourselves empty theories, well prepared hypotheses and theories which soon fail us when put to the test, however carefully they have been prepared. In the main, the modern natural scientist behaves like someone who carefully cleans the scales from a fish, afterwards declaring it has none. So the modern scientist cleans phenomena of all that points to the spirit, because it does not interest him. But he is as ignorant of his lack of interest as he is of his fear. Therefore the lack of interest, too, dons disguising garments, and these are beliefs in limits to knowledge, quite consciously these limits are spoken of—ignorabimus. But what is referred to here is really immaterial; we could at will invent a quite different collection of words for what du Bois-Reymond, for instance, spoke of in his lecture about the limits to knowledge of nature, and they would be worth just as much. For what we wish is completely immaterial. It would be caused by our lack of interest, like the fish bereftaf its scales with which we have just compared it. In an article called “Der Internationale Kitt” (International Cement) are found the-following: “It is one of the greatest disillusionments of world history that even this spiritual power—the spiritual power of Christianity—has failed where war is concerned, and has set up no dam against the onsweeping tide of hatred and destruction. Indeed, during this division between the peoples, in Christianity itself particularly ugly phenomena have come to light as, for example, the way theology with its attempt to drag down the highest absolute values into the relativity of world events. By trying to rationalize this and bring it into some kind of formula man has even gone so far as to try to justify through the ethical God of Love, what is dreadful and profoundly evil. This is instead of humbly remaining, in face of the frightful submergence of love and life, by Luther's ‘Deus absconditus’, the hidden God, that also comes to appearance in the world dynamics that is indifferent to ethics. Through this ethical and religious glorification of war, political aims were thrust upon the God of Love—aims that appear depressingly like those of rulers and cabinet ministers.” Those who follow contemporary literature will know that this is perfectly correct—that on all sides the intentions of those in power are foisted as divine intentions upon God. So that this man is justified in thus describing many of the regrettable things happening today. He goes on to say: “This is not all. Even the mutual tension among the Christian Churches has become accentuated. The historical opposition has been re-revived between the followers of Luther and those of Calvin. The extreme Anglicans have become alienated from continental Protestantism to such a degree that they will hardly allow it the name of Christianity; not to mention the breach among the international Christians in the mission field. Thus, a popular ideal limited by national feeling again to have gained the day over the international, communal ideal of Christianity. “But where that has happened Christianity has shown itself a traitor to the Gospels—a Judas who betrayed Christ. For the true being of Christianity points to an all-embracing human society, and only in this form can it develop.” And so on. My dear friends, this man says a great deal that is clever, but he does not go so far as to ask: If Christianity has been followed for nearly two thousand years, how is it that although by its nature it should make the conditions we have at present an impossibility, it has not done so? It means nothing, my dear friends, just to say that men are bad Christians and should be better ones, if what is meant by this is that they should live up to the Christian example. I could give you hundreds of quotations from what has been said recently by seriously minded men, from which you could see that already in various places there is arising a definite but subconscious impulse that something like a new world outlook is needed. But the moment men should really come to what is necessary, that is, to a world outlook that is anthroposophical, they obscure their own concepts and these concepts immediately degenerate into fear and lack of interest. Men are afraid of Spiritual Science. This may be seen very clearly in individual personalities and in what they say and how they live. Or they show indifference to Spiritual Science; they are not capable of it in any way; it does not appeal to them. One then comes to astonishing contradictions, naturally not seen by the modern reader, for modern reading is done in the way I pictured yesterday and on other occasions. This writer of the article, a man who as we said is to be taken seriously, is justified in writing as he did. But, listen to this; he says something else must happen for Christianity to be able to develop its international significance and activity. He then makes all kinds of suggestions, for instance: Why should it not be possible for Christianity to encourage the international impulse to prevent hate and destruction? And he then goes on: in August, 1914, the Free Chuches in Britain could still write to Professor Harnack—“With the exception of the English—speaking peoples, no people stand so high in our affections and esteem as the Germans. We are all immeasurably indebted to German theology, philosophy and literature.” There we have something—he continues—that is quite delightful. We have British theologians paying compliments to German theologians in the most wonderful way; could it not be like this in future?— That is all very well, my dear friends, but when your thinking accords with reality you notice that this is written in August 1914, at the very moment of the outbreak of hostilities. In the light of facts the conclusion would be that inspite of British theologians writing this, it could do nothing to prevent the holocaust. You see, therefore, instead of from left to right man thinks from right to left, or the other way round, according to how the matter stands. Whereas the result of thinking according to reality is that we must investigate what, in spite of people making each other polite speeches, is really wrong and what is lacking. The writer says that if we but do what was done in August, 1914, we shall go forward. But we can begin all over again for, as the reality proved, that did nothing to help. Correct thinking would run like this—something is not right, Christianity must have been out of its calculations. What it failed to take into consideration was that Christianity has no part in what the times of necessity demand. It is this that such men lack - willingness to enter into what is demanded by the impulse of the age. Thus,it can be seen that people are recognizing that the old way of looking at the world has come to grief. But they do not want anything new, they want the old again, once more to be able to suffer disaster. That however, naturally remains in their subconscious. They wish for the best as a matter of course, but they are too fond of comfort seriously to look for what is necessary. This, my dear friends, is what is ever and again in the background when we have to speak of the significance for the present time of all that is connected with the name of Goethe, or also of what is naturally greater than this, of the whole spiritual world and the knowledge of it. There too one need not be critical. We do not need to say how thoroughly bad those men are who neglect to do what should now be done, but confine ourselves to finding out what ought to happen. We should look to what is positive. Perhaps then we may say: “If only there were not so dreadfully little that I can do—I can do so terribly little, what indeed can be done by one person alone.” my dear friends, such questions are often asked under the impression that it would be possible in my lectures to give a definite concrete programme for individual people; but by being given in a general way this would naturally become abstract and empty. Today it is our common concern that many people should realize how, among those to whom control is given in some particular sphere, there will be many failures. This is because the leaders of our time are striving against something they ought not to resist. And it is important that we should not be eaten up by a false feeling towards authority, nor stand in great awe of anything because we have no real knowledge of it. For as today it is not a matter of accepting historical authority without question. But there is need for observation and attention, and the ability to form a judgment concerning how, in the various spheres of life today, this life is often given a wrong lead by those in authority. This is done with insufficient insight, above all, often with insufficient thought. For it should be the result of reflection, not of the lack of reflection. It is tremendously important to examine in our subconscious how much perverted belief in authority we still carry in us—to realize also that it is Spiritual Science itself that actually leads us away from belief in authority, and if its judgments are allowed livingly to permeate us has the power to make us free men with independent judgment. It is always thought that the world must run its course as if it had but one meaning and ran on one track. Then we accustom ourselves to look upon nature in the way of science, then we shall look upon everything in the same manner; when we accustom ourselves to look upon the world in accordance with abstract theories—or, as we often say, idealistically—we shall see everything in that light. But life does not take its course with only one meaning and on only one track; it demands of us in our thinking flexibility, change of form, multiplicity. This is something that fundamentally we can make our own only by cultivating Spiritual Science aright, something that is at present of great importance for finding our right path. For that reason I should like in this lecture to enlarge upon something in connection with Goethe. It is nothing very special I want to say about him—that as you have seen has appeared as though of itself—but I just want to touch on important truths of Spiritual Science that may fitly be connected with what we find treated artistically by Goethe in the actual scene to be represented. Many turn away from Goethe in scorn because they find him unscientific, just as they find Spiritual Science. But many would profit if only they would go deeply into such a spirit, such a soul, as Goethe's. For it frees us from the false belief—really a superstition—that we can make progress with concepts having only one meaning, with life that has only one meaning. There is no development, my dear friends, without its reverse, an opposite development and where there is reversed development there will also be development. When you direct your mind whole heartedly to the primal phenomena and metamorphoses in nature, without obscuring your vision by theories, this leads not to a mere onesided conception of nature, but to a development in the soul of that other conception which turns towards the spirit. And when you develop this conception correctly, you can no longer approach nature with false theories but are induced to let nature, through her material phenomena, be her own and only interpreter. Thus it is, too, when in the sphere of Spiritual Science, one has to express in words anything as serious as what was put before you yesterday concerning the evil connected with the appearance of the Phorkyades; or what it was necessary to say about man having in his subsconscious much that does not enter his consciousness. Through misunderstanding such things are often taken ill. Just think! when with real knowledge it is said that certain things are in the subconscious how the hearer jumps to the conclusion: this man is no friend of mine, even though he allows that these things are unconscious; he imagines that in my subconscious I am doing all kinds of things sub rosa. So also may our contemporaries think: This anthroposophist insults us by saying we have subconscious fear and apathy—he is running us down. But, my dear friends, the world has not only one meaning. I do not confine myself to saying people have fear and apathy in their subconscious. I say also that in your subconsicies you have the whole spiritual world—but you have to realize it. That, too, is in the subconscious; it is the reverse side. In Spiritual Science one does not make any assertion that does not involve a second. And those to who I say: You have subconscious fear, subconscious lack of interest, should remember that I also say: It is true that you are not conscious of your fear and apathy; you disguise them by all kinds of untruth and by your belief in limits to knowledge. You have, however, the whole world of your subconscious about which to make discoveries if you will only take the plunge. I am not only accusing these people as they think, but telling them besides something good about their subconscious. This is what can make you see that life is not one-sided, nor can it be so represented in Spiritual Science. Thus indeed, on the one side, we speak in the way we often have to speak. When we have to show aversion, fear and apathy as having been instilled into man, we have also to warn him of the dangers he has to overcome if he wants to make his way to the spiritual world—how he must overcome certain disagreeable things—that is certainly one side we have to make clear. But, my dear friends, just consider what a fund of experiences that give happiness to the soul lie in the conceptions of Spiritual Science being able to open our eyes to the life among our fellows which we lead here between birth and death; what experiences that bring joy to the world are opened out to,us when we know we can live more intimately ith those who have passed through the gate of death. And imagine, when once this idea of two-sidedness is really grasped, when once the world is looked upon rightly in the sense of Spiritual Science, what Spiritual Science has to say will not demand of us only a hard struggle to enter the worlds of the spirit, but over the hearts of men it will be able to pour a whole host of experiences that give comfort. It will have a whole host of other experiences that bring joy to the soul of man so that it grasps that it will become increasingly capable of living not only with those who surround man in the perceptible world, but also to lie with all those with whom he has entered into some kind of connection in this life, after they have passed through the gate of death. My dear friends, could we with reason even desire that the knowledge carrying our souls in full consciousness beyond the gate of death should be easily acquired? No, indeed; if we are intelligent and reasonable, that is something for which we could not even ask. men of the future will be obliged to undergo hardship to find their world happiness. To this end they will have to make up their minds to seek knowledge of the spiritual worlds. This is what I wished to say to you today.
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275. Art as Seen in the Light of Mystery Wisdom: Cosmic New Year: the Dream Song of Olaf Asteson
31 Dec 1914, Dornach Translated by Pauline Wehrle, Johanna Collis Rudolf Steiner |
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To the waters then I came, ’Twas where the icy masses gleamed Like unto flames of blue. . . . And God did guide me in my steps That I did not come close. The moon shone bright And all the paths led far away. |
The moon shone bright And all the paths led far away. God's Holy Mother then I saw Amidst most wondrous glory! ‘Now take thy way to Brooksvalin, the place where souls are judged!’ |
IV In other worlds I tarried then Through many nights and long; And God alone can know The suffering I saw there— In Brooksvalin, where souls World judgment undergo. |
275. Art as Seen in the Light of Mystery Wisdom: Cosmic New Year: the Dream Song of Olaf Asteson
31 Dec 1914, Dornach Translated by Pauline Wehrle, Johanna Collis Rudolf Steiner |
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Our end-of-year festival will begin with Frau Dr. Steiner giving us a recitation of the beautiful Norwegian legend of Olaf Åsteson, of whom we are told that at the approach to Christmas he fell into a kind of sleep which lasted for thirteen days; the thirteen holy days that we have explored in various ways. In the course of this sleep he had significant experiences, that he was able to narrate when he awoke. During these past days we have examined various things that make us aware that the spiritual-scientific outlook gives us a new approach to an understanding of gems of wisdom which, in past times, people realised belonged to spiritual worlds. Time and again we shall encounter this prehistoric knowledge of the spiritual worlds in one instance or another, and we shall continually be reminded that what was known in former ages, was due to the fact that the human being was so organised at that time that he had the kind of relationship with the whole of the cosmos and its happenings that we would now call being immersed with his human microcosm in the laws or the activities of the macrocosm, and that in this process of immersion in the macrocosm he was able to experience things that deeply concern the life of his soul, but which are hidden from him as long as he lives as microcosm on the physical plane and is equipped only with a knowledge given him by his senses and an intellect bound to the senses. We know that only a materialistic outlook can believe that man is the only being in the world order equipped with thinking, feeling and willing, whereas a spiritual point of view must acknowledge that just as there are beings below the human level, there are also beings above the human stage of thinking, feeling and willing. The human being can live his way into these beings when, as microcosm, he immerses himself in the macrocosm. However, in this case we should have to speak of the macrocosm not only as a macrocosm of space, but as if the course of time were of significance in cosmic life. Just as in order to kindle the light of the spirit within him when he wants to descend into the depths of his own soul, man has to shut himself off from all the impressions his environment can make on his senses and has, as it were, to create darkness round him by closing off his sense perception, likewise the spirit we can call the spirit of the earth has to be shut off from the impressions of the rest of the cosmos. The outer cosmos has to have least effect on the earth spirit if the earth spirit is to be able to concentrate its forces within. For then the secrets will be discovered that man has to discover in conjunction with the earth spirit, because the earth has been separated as earth from the cosmos. The time when the outer macrocosm exercises the greatest effect on the earth is the time of the summer solstice, midsummer. And many accounts of olden times connected with festive presentations and rituals remind us that festivals like these take place at the height of summer; that in the midst of summer, the soul, in letting go the ego and merging with the life of the macrocosm, surrenders in a state of intoxication to the impressions from the macrocosm. On the other hand, the legendary or other kind of presentations of that which could be experienced in olden times remind us that when impressions from the macrocosm have least effect on the earth, the earth spirit, concentrated within itself, experiences within the eternal All, the secrets of the earth's life of soul, and that if man enters into this experience at the point of time when the macrocosm sends least light and warmth to the earth, he learns the most holy secrets. This is why the days around Christmas were always kept so sacred, because whilst man's organism was still capable of sharing in the experience of the earth, man could meet the spirit of the earth during the point of time when it was most concentrated. Olaf Åsteson, Olaf the son of earth, experiences various secrets of the cosmic All whilst he is transported into the macrocosm during the thirteen shortest days. And the nordic legend which has recently been extricated from old accounts, tells of these experiences Olaf Åsteson had between Christmas and New Year up till the 6th January. We often have reason to remember this former manner in which the microcosm took part in the macrocosm, and we can then take these things further. First of all, however, let us hear the legend of Olaf Åsteson, the earth son, who during the time in which we are now, experienced the secrets of cosmic existence in his meeting with the earth spirit. Let us listen to these experiences.
My dear friends, we have just heard how Olaf Åsteson fell into a sleep that was to reveal to him the secrets of worlds that are hidden from the world of the senses and ordinary life on the physical plane. This legend brings us tidings of ancient knowledge and insight into the spiritual worlds, which we shall regain once more through what We call the spiritual-scientific world outlook. You have often heard the words that are included in all proclamations concerning the human soul's entry into the spiritual world, namely, that man beholds the spiritual world only when he experiences the gates of death and then enters into the elements. This means that the elements of earth existence do not surround him in the way they do in ordinary life on the physical plane, in the form of earth, water, air and fire, but that he is lifted above this sensory exterior of the elements and enters into what these elements really are when you know their true nature, where beings exist that have a relationship with man's soul experience. We could feel that Olaf Asteson experienced something of this descent into the elements when we come to the part where Olaf reaches the Gjallar Bridge and crosses over it on to the paths of the spiritual world that all led far away. What a vivid description we are given of his experience as he descends into the element of earth. It is described in such detail that he tells us he himself feels earth in his mouth like the dead who lie in their graves. And then there is a clear indication of his going through the element of water, and of all that can be experienced in the watery element when one also experiences its moral quality. Then he also indicates how man meets with the elements of fire and of air. All this is described in a wonderfully graphic way and centred in the experience of the human soul meeting the secrets of the spiritual world. The legend was found at a later date; it was collected at the place where it lived orally among the people. Parts of the legend in their present form are no longer the same as in the original. No doubt the graphic description of the experiences in the earth realm originally came first and then the experiences in the realm of water. And the experiences in the realms of air and of fire were no doubt far more differentiated than they are in the feeble after-echo that we have today, and which was found centuries later. The conclusion was undoubtedly also much more impressive and less sentimental, for in its present form it does not in the least remind us of the sublime language of olden times, nor of the capacity to raise one on to a superhuman plane that used to exist in folk legends. The present conclusion merely moves on on a human level, and the reason why it is moving is purely because of its connection with such deep secrets of the macrocosm and of human experience. If we rightly understand the season of the year in which we now are, we have a strong urge to remember the fact that humanity used to possess a knowledge—even if it was less defined and clear-cut—that has been lost and which has to be regained. And the question can arise in us, that as we surely recognise today that that particular kind of knowledge has to return if mankind is to be made whole, then should we not consider it one of our most urgent tasks to do everything we can to bring knowledge like that into the culture of the present? Many things will have to happen in order for this change to come about in the right way, in what I would like to call the feeling content of man's world conception. One thing will be particularly necessary—I say one, for it is one among many, but you can only take one at a time—it will be essential for human souls to acquire on the basis of our spiritual-scientific world conceptual stream, reverence and devotion for what was known in ancient times in the old manner about the deep secrets of existence. People must arrive at the feeling that during the materialistic age they have neglected the development of this reverence and devotion. We must get the feeling of how dried-out and empty this materialistic age is, and how proud of our intellectual knowledge mankind was in the first centuries of the fifth post-Atlantean epoch, in face of the revelations of ancient religion and knowledge handed down from former times, which, when approached with the necessary reverence, truly give us the feeling that they contain the most profound wisdom. Fundamentally speaking we have no reverence for the Bible nowadays, either! Disregarding the kind of atrocious modern research that tears the whole Bible to shreds, we have merely to look at the dry and empty way we approach the Bible today armed, as it were, only with the knowledge of the senses and ordinary intellectual powers, and at the way we can no longer muster a feeling for the tremendous greatness of human perception that comes to meet us in some of its passages. I would like to refer to a passage from the second Book of Moses, chapter 33, verse 18: And Moses said to God, ‘I beseech thee, shew me thy glory.’ And the Lord said, ‘I will make all my goodness pass before thee, and I will proclaim the name of the Lord before thee; and will be gracious to whom I will be gracious, and will shew mercy on whom I will shew mercy.’ But then the Lord said, ‘Thou canst not see my face: for there shall no man see me, and live.’ And the Lord said, ‘Behold, there is a place by me, and thou shalt stand upon a rock: And it shall come to pass, while my glory passeth by, that I shall put thee in a clift of the rock, and will cover thee with my hand while I pass by: And I will take away mine hand, and thou shalt see my back parts: but my face shall not be seen.’ If you gather together various things we have taken up in our hearts and souls during the years we have been working with spiritual science and then approach this passage, you can have the feeling that infinite wisdom is speaking to us there and how, in the materialistic age, human ears are so deaf that they hear nothing of the infinitely deep wisdom that comes to us from this passage. I would like to take this opportunity to refer you to a booklet that has been published under the title Worte Mosis by Bruns Publishing Co. in Minden, Westphalia, because certain things out of the five Books of Moses have been translated better in this booklet than in other editions. Dr. Hugo Bergmann, the publisher of Worte Mosis, has taken a lot of trouble over the interpretation. The fact that man, if he wants to penetrate to the spiritual world, has to acquire a totally different relation to the world than that which he has to the sense world, has often been stressed. Man has the sense world all about him. He looks at the sense world and sees it in its colours and forms and hears its sounds. The sense world is there, and we are in the midst of it, feeling its influence, perceiving it and thinking about it. That is how we relate to the sense world. We are passive and the sense world, as it were, works its way into our souls. We think about the sense world and make mental images of it. Our relationship is quite different when we penetrate into the spiritual world. One of the difficulties consists in getting the right idea of what a person experiences when he enters the spiritual world. I have attempted to characterise some of these difficulties in my booklet Die Schwelle der geistigen Welt (‘The Threshold of the Spiritual World’). We make mental images of the sense world and we think about it. If we go through all a person has to go through if he wants to follow the path of initiation, something occurs that can be described like this: We ourselves relate to the beings of the higher hierarchies in the same way as the things around us relate to us; they make a mental image of us, they think us. We think the objects around us, the minerals, plants and animals; they become our thoughts, whereas we are the conceptions, thoughts and perceptions of the spirits of the higher hierarchies. We become the thoughts of the Angeloi, Archangeloi, Archai and so on. They take us in, in the same way as we take in the plants, animals and human beings. And we must feel their sheltering protection when we say, ‘The beings of the higher hierarchies think us, they make mental images of us. These beings of the higher hierarchies take hold of us with their souls’. In fact we can actually picture that when Olaf Asteson fell asleep he became a mental image of the spirits of the higher hierarchies, and in the course of his sleep these beings of the higher hierarchies experienced what the beings of the earth spirit were experiencing (these are, of course, a plurality for us). And when Olaf Asteson sinks back into the physical world he remembers what the spirits of the higher hierarchies experienced in him. Let us imagine for a moment that we are setting out on the path of initiation. How can we relate to the spiritual world, which is a host of spiritual beings of the higher hierarchies, into which we wish to enter? How can we relate to them? We can appeal to them and say ‘How can we enter into you, how do you reveal yourselves to us?’ And then, when we have acquired an understanding of the different kind of relationship the human soul has to the higher worlds, there will sound forth to us, as it were from the spiritual worlds, ‘You cannot perceive the spiritual world the same way as you perceive the sense world, the way the sense world appears before you and impinges on your senses. We must think you, and you must feel yourself in us. You must feel the kind of experience in you which a thought you think in the sense world would have if it could experience itself within you. You must surrender yourself to the spiritual world, then the beings of the higher hierarchies who can reveal themselves to you will enter into you. This will stream into your soul and live within it, bringing grace, in the same way as you live in your thoughts when you think about the sense world. If the spiritual world wishes to favour you and have compassion on you, it will fill you with its love!’ But you must not imagine that you can approach spiritual beings in the same way as you approach the sense world. Just as Moses had to creep into the cave, you must go into the cave of the spiritual world. You have to put yourself there. Like a thought lives in you, you must be taken up into the life of the spiritual beings. You yourself must live as a universal thought in the macrocosm. To have experiences there of your own accord is not possible during earthly life between birth and death, but only after you have passed through death. No one can experience the spiritual world in this way before he has died, yet the spiritual world can come close to you, bless you and fill you with its love. And if after, or whilst you are within the spiritual world, you develop your earthly consciousness, the spiritual world will shine into this consciousness. Just as when an object is outside us we confront it, and when it enters our consciousness it is inside us, the soul of man is within the cave of the spiritual world. The spiritual world passes through him. Here, man confronts things. When man enters the spiritual world the beings of the higher hierarchies are behind him. There, he cannot see their face, just as a thought cannot see our face when it is within us. Our face is in front and the thoughts are behind, so they cannot see our face. The whole secret of initiation is concealed in the words Jehovah speaks to Moses. And Moses said to God, ‘I beseech thee, shew me thy glory.’ And the Lord said, ‘I will make all my goodness pass before thee, and I will proclaim the name of the Lord before thee; and will be gracious to whom I will be gracious, and will shew mercy on whom I will shew mercy.’ But then the Lord said, ‘Thou canst not see my face; for there shall no man see me, and live.’—Initiation does indeed bring you to the Gate of Death. And the Lord said, ‘Behold, there is a place by me, and thou shalt stand upon a rock: And it shall come to pass, while my glory passeth by, that I shall put thee in a cleft of rock, and will cover thee with my hand while I pass by: And I will take away mine hand, and thou shalt see my back parts: but my face shall not be seen.’ It is the opposite of the way we perceive the sense world. You must muster a lot of the spiritual-scientific effort you have developed over the years, in order to encounter a revelation like this with the right kind of reverence and devotion. Then human souls will gradually acquire more and more of this feeling of reverence towards these revelations; and this reverence, this devotion, is among the many things we need in order that the change we have been speaking of can come about in mankind's spiritual culture. The time when the macrocosm sends down least influence to the earth, the days from Christmas over New Year until roughly the 6th of January, can be a suitable time not only for remembering the facts of spiritual knowledge, but also for remembering the feelings we have to develop as we take up spiritual science. We are really and truly taken up again into the life of the spirit of the earth, together with whom we form a whole, and in which ancient clairvoyant knowledge lived, as this legend of Olaf Åsteson shows us. Humanity in the materialistic age has in many ways lost this reverence and devotion for spiritual life. It is most essential to see to it that this reverence and devotion come back, for without them we shall not develop the mood to approach spiritual science in the right way. Unfortunately the mood with which spiritual science is spproached to start with is still the same mood we have for ordinary science. A thorough change will have to come about in this respect. Having lost the understanding for the spiritual world, mankind has also lost the proper relation to the being of man, to humanity. The materialistic world conception produces chaotic feelings about universal existence. These chaotic feelings about the world and humanity were bound to come in the age of materialism. Think of a time—and this is our time, the first centuries of the fifth post-Atlantean cultural epoch—when people no longer had any real awareness that the being of man is threefold: a bodily nature, soul and spirit. For it really is like that. The threefold nature of man, which, to us, is one of the basic elements of spiritual science, was something that people did not have the slightest notion of from the first four centuries of the fifth post-Atlantean cultural epoch right into our time. Man was just man, and any talk of membering his being in the way we do into body, soul and spirit was considered complete nonsense. You might imagine that these things are valuable only in the sphere of knowledge, but that is not so. They are important not only as knowledge, but for the whole manner in which man faces life. In the fourth century of modern times, or, as we say in our language, during the fifth post-Atlantean cultural period, three great words came to the fore in which people saw, or at least endeavoured to see, the essence of human striving on earth. Important though these words are, what made them significant was the fact that they appeared at a time when mankind knew nothing of the threefold nature of man. Everyone heard of liberty, equality and fraternity. It was a profound necessity that these words were heard at a certain time in modern civilisation. People will only really understand these words when the threefold membering of the human being is understood, because until then they will not realise the significance these words can have with regard to man's real being. Whilst these words are being approached with the sort of chaotic feelings that are engendered by the thought that man is man, and the threefold membering of man is nonsense, human beings will find no guidance in these three words. For the three words, as they stand, cannot be directly applied to one and the same level of human experience. They cannot be. Simple considerations which do not perhaps occur to you because they seem too simple for such weighty matters, can go to show that if they are taken on the same level, what these three words mean can come into serious conflict. Let us start by looking at the realm where we find fraternity in its most natural form. Take human blood relationship, the family, where there is no need to instil brotherly love because it is inborn, and just think how it warms the heart to see real genuine brotherhood among a family, to see everyone united in a brotherly way. And yet—without losing any of the wonderful feeling we can have about this brotherly love—let us have a look at what can happen to a family fraternity just because of this brotherliness. Brotherliness is justified within a family, yet a member of a family can be made unhappy by it, and can long to get away from it because he feels he cannot develop his own soul within the family fraternity and must leave it in order to develop in freedom. So we see that freedom, the unfolding in freedom of the life of the soul, can come into conflict with even the best-meant brotherliness. Obviously a superficial person could maintain that it is not proper brotherliness if it does not agree with a person's freedom. But people can say anything they like. No doubt they can say that everything agrees with everything else. I recently saw a thesis in which one of the articles that had to be proved was that a triangle is a quadrangle. You can of course plead for a thing like that, you can even prove exactly that a triangle is a quadrangle! And you can also fully prove that fraternity and freedom are compatible. But that is not the point. The point is that for the sake of freedom many a realm of brotherliness has to be—and in fact is—forsaken. We could give further examples of this. If we wanted to count up the discrepancies between fraternity and equality it would take us a long time. Obviously we can say in abstracto that everyone can be equal, and can show that fraternity and equality are compatible. But if we take life seriously it is not a question of abstractions but of looking at reality. The moment we realise that the human being has a bodily nature that lives on the physical plane, a soul nature that actually lives in the soul world, and a spiritual nature that lives in the spiritual world, we have the right perspective for the connection between these profound words. Brotherliness is the most important ideal for the physical world, freedom is for the soul world, and insofar as man enters into the realm of the soul we ought to speak of the freedom of the soul, that is, of the kind of social conditions that fully guarantee the soul its freedom. If we bear in mind that in order to develop the spirit and enter spirit land we, that is, each one of us, has to strive for spirit knowledge from our own point of view, we shall soon see where we would get with our spiritual conceptions if each one of us only went his own way and we all filled ourselves with a different content. As human beings we can only find one another in life if we seek the spirit, each one for himself, yet can arrive at the same spiritual content. We can speak of the equality of spiritual life. We can speak of fraternity on the physical plane and with regard to everything that has to do with the laws of the physical plane and which affects the human soul from the physical plane; liberty with regard to all that comes to expression in the soul in the way of laws of the soul world; equality with regard to everything that comes to expression in the soul in the way of laws of the spirit land. So you see, a Cosmic New Year must come about, where there will be a sun that will increase in power to give warmth and to radiate light: a sun that must bring light-filled warmth to many a thing that lived on during the age of darkness, yet was not understood. It is characteristic of our time that many a thing is striven for and expressed in words, yet is not understood. This, too, can bring us to feel reverence and devotion for the spiritual world. For if we ponder on the fact that many people strove for fraternity, liberty and equality in the fourth century of the fifth post-Atlantean epoch and uttered these words without understanding them properly, it is possible for us to see an answer to the question, ‘Where did these words come from?’ The divine-spiritual universal order implanted them into the human soul at a time when we did not understand them, in order that key words of this kind might lead us on to true universal understanding. We can notice the wise guidance in world evolution even in things like this. We can observe this guidance everywhere, whether in past ages or in more recent times, observing that often we do not notice until afterwards that something we did previously was actually wiser than the wisdom we had at our command at the time. I drew attention to this at the very beginning of my book, The Spiritual Guidance of Man. However, if you look, for instance, at the fact that in world evolution, in the evolution of man, a part is played by directional words that can only gradually be understood, you might be reminded of an image we can use when we want to characterise this period of the fifth post-Atlantean cultural epoch that is drawing to a close. In many respects it can really be compared with the season of Advent where the periods of daylight grow shorter and shorter. And now in our time, when we can begin to have knowledge of revelations of the spiritual worlds again, evolution is entering the phase that we can picture as the days growing longer and longer, and we can speak of this season really being comparable to the thirteen days and to the time of increasing daylight. But it goes deeper than this. It would be absolutely wrong if we were only to find bad things to say of the materialistic age of the past four centuries. Modern times were ushered in by the great discoveries and inventions that are called ‘great’ in the materialistic age, sailing round the world, for instance, discovering lands that were not previously known and starting to colonise the earth. That was the beginning of materialistic civilisation. And then the time gradually came when people were almost stifled by materialistic civilisation. The time arrived when all our spiritual forces were applied to understanding and grasping material life. Insights, understanding and visions of the spiritual world existing in ancient knowledge were forgotten more and more, as we have seen. Yet it is wrong to have nothing but bad things to say about this age. It would be far better to put it this way: ‘The human soul has been thinking materialistically and founding a materialistic science and culture in the part of it that is awake, but this human soul is a totality.’ If I wanted to put it schematically I could say that one part of the human soul founded materialistic civilisation. This part was inactive before that, and people knew nothing about external science and outer material life; at that time the spiritual part was more awake. (He did a drawing.) During the past four centuries the part of the soul was awake that founded materialistic civilisation, and the other part was asleep. And, in truth, during the age of materialistic culture, the seeds were being sown in the sleeping parts of the soul for the forces we can now develop in humanity to bring us to spirituality again. During these centuries mankind was really an Olaf Asteson as far as spiritual knowledge was concerned. That really was so. And humanity has not yet woken up! Spiritual science must awaken it. A time must come when both old and young must hear the words that are being spoken by the part of the human soul that was asleep in the age of darkness. The human soul has slept long indeed, but world spirits will approach and call to it, ‘Awaken now, O Olaf Asteson!’—Only we have to prepare ourselves in the right way, so that it does not happen that we are faced with the call, ‘Awaken now, O Olaf Åsteson!’ and have not the ears to hear it. That is why we are engaged in spiritual science, so that we shall have the ears to hear, when the call to be spiritually awake sounds in human evolution. It is a good thing if man remembers sometimes that he is a microcosm and that he can be receptive to certain experiences if he opens himself to the macrocosm. As we have seen, the present season is a good one. Let us try to make this New Year's Eve a symbol for the New Year's Eve that has to come to mankind in earth evolution, a New Year's Eve that will herald a new era bringing ever more light, soul light, vision, knowledge of what lives in the spirit and which can stream and flow into the human soul from out of the spirit. If we can bring the microcosm of our experience on this New Year's Eve into connection with the macrocosm of human experience over the whole earth, we shall then have the kind of feelings we ought to experience, sensing as we do the dawning of the great new Cosmic Day of the fifth post-Atlantean epoch, at whose beginning we stand, and the midnight of which we want to understand worthily.
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30. Individualism and Philosophy: Individualism in Philosophy
Translated by William Lindemann Rudolf Steiner |
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No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. |
If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. |
30. Individualism and Philosophy: Individualism in Philosophy
Translated by William Lindemann Rudolf Steiner |
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[ 1 ] If the human being were a mere creature of nature and not a creator at the same time, he would not stand questioningly before the phenomena of the world and would also not seek to fathom their essential being and laws. He would satisfy his drive to eat and to propagate in accordance with the inborn laws of his organism and otherwise allow the events of the world to take the course they happen to take. It would not occur to him at all to address a question to nature. Content and happy he would go through life like the rose of which Angelus Silesius says:
[ 2 ] The rose can just be like this. What it is it is because nature has made it this way. But the human being cannot just be like this. There is a drive within him to add to the world lying before him yet another world that springs forth from him. He does not want to live with his fellowmen in the chance proximity into which nature has placed him; he seeks to regulate the way he lives with others in accordance with his reason. The form in which nature has shaped man and woman does not suffice for him; he creates the ideal1 figures of Greek sculpture. To the natural course of events in daily life he adds the course of events springing from his imagination as tragedy and comedy. In architecture and music, creations spring from his spirit that are hardly reminiscent at all of anything created by nature. In his sciences he draws up conceptual pictures through which the chaos of world phenomena passing daily before our senses appears to us as a harmoniously governed whole, as a structured organism. In the world of his own deeds, he creates a particular realm—that of historical happenings—which is essentially different from nature's course of events. [ 3 ] The human being feels that everything he creates is only a continuation of the workings of nature. He also knows that he is called upon to add something higher to what nature can do out of itself. He is conscious of the fact that he gives birth out of himself to another, higher nature in addition to outer nature. [ 4 ] Thus the human being stands between two worlds; between the world that presses in upon him from outside and the world that he brings forth out of himself. His effort is to bring these two worlds into harmony. For, his whole being aims at harmony. He would like to live like the rose that does not ask about the whys and wherefores but rather blooms because it blooms. Schiller demands this of the human being in the words:
[ 5 ] The plant can just be what it is. For no new realm springs forth from it, and therefore the fearful longing can also not arise in it: How am I to bring the two realms into harmony with each other? [ 6 ] The goal for which man has striven throughout all the ages of history is to bring what lies within him into harmony with what nature creates out of itself. The fact that he himself is fruitful becomes the starting point for his coming to terms with nature; this coming to terms forms the content of his spiritual striving. [ 7 ] There are two ways of coming to terms with nature. The human being either allows outer nature to become master over his inner nature, or he subjects this outer nature to himself. In the first case, he seeks to submit his own willing and existence to the outer course of events. In the second case, he draws the goal and direction of his willing and existence from himself and seeks to deal in some way or other with the events of nature that still go their own way. [ 8 ] Let us speak about the first case first. It is in accordance with his essential being for man, above and beyond the realm of nature, to create yet another realm that in his sense is a higher one. He can do no other. How he relates to the outer world will depend upon the feelings and emotions he has with respect to this his own realm. Now he can have the same feelings with respect to his own realm as he has with respect to the facts of nature. He then allows the creations of his spirit to approach him in the same way he allows an event of the outer world, wind and weather, for example, to approach him. He perceives no difference in kind between what occurs in the outer world and what occurs within his soul. He therefore believes that they are only one realm, i.e., governed by one kind of law. But he does feel that the creations of his spirit are of a higher sort. He therefore places them above the creations of mere nature. Thus he transfers his own creations into the outer world and lets nature be governed by them. Consequently he knows only an outer world. For he transfers his own inner world outside himself. No wonder then that for him even his own self becomes a subordinate part of this outer world. [ 9 ] One way man comes to terms with the outer world consists, therefore, in his regarding his inner being as something outer; he sets this inner being, which he has transferred into the outer world, both over nature and over himself as ruler and lawgiver. [ 10 ] This characterizes the standpoint of the religious person. A divine world order is a creation of the human spirit. But the human being is not clear about the fact that the content of this world order has sprung from his own spirit. He therefore transfers it outside himself and subordinates himself to his own creation. [ 11 ] The acting human being is not content simply to act. The flower blooms because it blooms. It does not ask about whys and wherefores. The human being relates to what he does. He connects feelings to what he does. He is either satisfied or dissatisfied with what he does. He makes value judgments about his actions. He regards one action as pleasing to him, and another as displeasing. The moment he feels this, the harmony of the world is disturbed for him. He believes that the pleasing action must bring about different consequences than one which evokes his displeasure. Now if he is not clear about the fact that, out of himself, he has attached the value judgments to his actions, he will believe that these values are attached to his actions by some outer power. He believes that an outer power differentiates the happenings of this world into ones that are pleasing and therefore good, and ones that are displeasing and therefore bad, evil. A person who feels this way makes no distinction between the facts of nature and the actions of the human being. He judges both from the same point of view. For him the whole cosmos is one realm, and the laws governing this realm correspond entirely to those which the human spirit brings forth out of itself. [ 12 ] This way of coming to terms with the world reveals a basic characteristic of human nature. No matter how unclear the human being might be about his relationship to the world, he nevertheless seeks within himself the yardstick by which to measure all things. Out of a kind of unconscious feeling of sovereignty he decides on the absolute value of all happenings. No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. The religious person cannot set himself up as the lord of the world; but he does indeed determine, out of his own absolute power, the likes and dislikes of the ruler of the world. [ 13 ] One need only look at religious natures and one will find my assertions confirmed. What proclaimer of gods has not at the same time determined quite exactly what pleases these gods and what is repugnant to them? Every religion has its wise teachings about the cosmos, and each also asserts that its wisdom stems from one or more gods. [ 14 ] If one wants to characterize the standpoint of the religious person one must say: He seeks to judge the world out of himself, but he does not have the courage also to ascribe to himself the responsibility for this judgment; therefore he invents beings for himself in the outer world that he can saddle with this responsibility. [ 15 ] Such considerations seem to me to answer the question: What is religion? The content of religion springs from the human spirit. But the human spirit does not want to acknowledge this origin to itself. The human being submits himself to his own laws, but he regards these laws as foreign. He establishes himself as ruler over himself. Every religion establishes the human “I” as regent of the world. Religion's being consists precisely in this, that it is not conscious of this fact. It regards as revelation from outside what it actually reveals to itself. [ 16 ] The human being wishes to stand at the topmost place in the world. But he does not dare to pronounce himself the pinnacle of creation. Therefore he invents gods in his own image and lets the world be ruled by them. When he thinks this way, he is thinking religiously. [ 17 ] Philosophical thinking replaces religious thinking. Wherever and whenever this occurs, human nature reveals itself to us in a very particular way. [ 18 ] For the development of Western thinking, the transition from the mythological thinking of the Greeks into philosophical thinking is particularly interesting. I would now like to present three thinkers from that time of transition: Anaximander, Thales, and Parmenides. They represent three stages leading from religion to philosophy. [ 19 ] It is characteristic of the first stage of this path that divine beings, from whom the content taken from the human “I” supposedly stems, are no longer acknowledged. But from habit one still holds fast to the view that this content stems from the outer world. Anaximander stands at this stage. He no longer speaks of gods as his Greek ancestors did. For him the highest principle, which rules the world, is not a being pictured in man's image. It is an impersonal being, the apeiron, the indefinite. It develops out of itself everything occurring in nature, not in the way a person creates, but rather out of natural necessity. But Anaximander always conceives this natural necessity to be analogous to actions that proceed according to human principles of reason. He pictures to himself, so to speak, a moral, natural lawfulness, a highest being, that treats the world like a human, moral judge without actually being one. For Anaximander, everything in the world occurs just as necessarily as a magnet attracts iron, but does so according to moral, i.e., human laws. Only from this point of view could he say: “Whence things arise, hence must they also pass away, in accordance with justice, for they must do penance and recompense because of unrighteousness in a way corresponding to the order of time.” [ 20 ] This is the stage at which a thinker begins to judge philosophically. He lets go of the gods. He therefore no longer ascribes to the gods what comes from man. But he actually does nothing more than transfer onto something impersonal the characteristics formerly attributed to divine, i.e., personal beings. [ 21 ] Thales approaches the world in an entirely free way. Even though he is a few years older than Anaximander, he is philosophically much more mature. His way of thinking is no longer religious at all. [ 22 ] Within Western thinking Thales is the first to come to terms with the world in the second of the two ways mentioned above. Hegel has so often emphasized that thinking is the trait which distinguishes man from the animal. Thales is the first Western personality who dared to assign to thinking its sovereign position. He no longer bothered about whether gods have arranged the world in accordance with the order of thought or whether an apeiron directs the world in accordance with thinking. He only knew that he thought, and assumed that, because he thought, he also had a right to explain the world to himself in accordance with his thinking. Do not underestimate this standpoint of Thales! It represents an immense disregard for all religious preconceptions. For it was the declaration of the absoluteness of human thinking. Religious people say: The world is arranged the way we think it to be because God exists. And since they conceive of God in the image of man, it is obvious that the order of the world corresponds to the order of the human head. All that is a matter of complete indifference to Thales. He thinks about the world. And by virtue of his thinking he ascribes to himself the power to judge the world. He already has a feeling that thinking is only a human action; and accordingly he undertakes to explain the world with the help of this purely human thinking. With Thales the activity of knowing (das Erkennen) now enters into a completely new stage of its development. It ceases to draw its justification from the fact that it only copies what the gods have already sketched out. It takes from out of itself the right to decide upon the lawfulness of the world. What matters, to begin with, is not at all whether Thales believed water or anything else to be the principle of the world; what matters is that he said to himself: What the principle is, this I will decide by my thinking. He assumed it to be obvious that thinking has the power in such things. And therein lies his greatness. [ 23 ] Just consider what was accomplished. No less an event than that spiritual power over world phenomena was given to man. Whoever trusts in his thinking says to himself: No matter how violently the waves of life may rage, no matter that the world seems a chaos: I am at peace, for all this mad commotion does not disquiet me, because I comprehend it. [ 24 ] Heraclitus did not comprehend this divine peacefulness of the thinker who understands himself. He was of the view that all things are in eternal flux. That becoming is the essential beings of things. When I step into a river, it is no longer the same one as in the moment of my deciding to enter it. But Heraclitus overlooks just one thing. Thinking preserves what the river bears along with itself and finds that in the next moment something passes before my senses that is essentially the same as what was already there before. [ 25 ] Like Thales, with his firm belief in the power of human thinking, Heraclitus is a typical phenomenon in the realm of those personalities who come to terms with the most significant questions of existence. He does not feel within himself the power to master by thinking the eternal flux of sense-perceptible becoming. Heraclitus looks into the world and it dissolves for him into momentary phenomena upon which one has no hold. If Heraclitus were right, then everything in the world would flutter away, and in the general chaos the human personality would also have to disintegrate. I would not be the same today as I was yesterday, and tomorrow I would be different than today. At every moment, the human being would face something totally new and would be powerless. For, it is doubtful that the experiences he has acquired up to a certain day can guide him in dealing with the totally new experiences that the next day will bring. [ 26 ] Parmenides therefore sets himself in absolute opposition to Heraclitus. With all the one-sidedness possible only to a keen philosophical nature, he rejected all testimony brought by sense perception. For, it is precisely this ever-changing sense world that leads one astray into the view of Heraclitus. Parmenides therefore regarded those revelations as the only source of all truth which well forth from the innermost core of the human personality: the revelations of thinking. In his view the real being of things is not what flows past the senses; it is the thoughts, the ideas, that thinking discovers within this stream and to which it holds fast! [ 27 ] Like so many things that arise in opposition to a particular one-sidedness, Parmenides's way of thinking also became disastrous. It ruined European thinking for centuries. It undermined man's confidence in his sense perception. Whereas an unprejudiced, naive look at the sense world draws from this world itself the thought-content that satisfies the human drive for knowledge, the philosophical movement developing in the sense of Parmenides believed it had to draw real truth only out of pure, abstract thinking. [ 28 ] The thoughts we gain in living intercourse with the sense world have an individual character; they have within themselves the warmth of something experienced. We unfold our own personality by extracting ideas from the world. We feel ourselves as conquerors of the sense world when we capture it in the world of thoughts. Abstract, pure thinking has something impersonal and cold about it. We always feel a compulsion when we spin forth ideas out of pure thinking. Our feeling of self cannot be heightened through such thinking. For we must simply submit to the necessities of thought. [ 29 ] Parmenides did not take into account that thinking is an activity of the human personality. He took it to be impersonal, as the eternal content of existence. What is thought is what exists, he once said. [ 30 ] In the place of the old gods he thus set a new one. Whereas the older religious way of picturing things had set the whole feeling, willing, and thinking man as God at the pinnacle of the world, Parmenides took one single human activity, one part, out of the human personality and made a divine being out of it. [ 31 ] In the realm of views about the moral life of man Parmenides is complemented by Socrates. His statement that virtue is teachable is the ethical consequence of Parmenides's view that thinking is equitable with being. If this is true, then human action can claim to have raised itself to something worthily existing only when human action flows from thinking, from that abstract, logical thinking to which man must simply yield himself, i.e., which he has to acquire for himself as learner. [ 32 ] It is clear that a common thread can be traced through the development of Greek thought. The human being seeks to transfer into the outer world what belongs to him, what springs from his own being, and in this way to subordinate himself to his own being. At first he takes the whole fullness of his nature and sets likenesses of it as gods over himself; then he takes one single human activity, thinking, and sets it over himself as a necessity to which he must yield. That is what is so remarkable in the development of man, that he unfolds his powers, that he fights for the existence and unfolding of these powers in the world, but that he is far from being able to acknowledge these powers as his own. [ 33 ] One of the greatest philosophers of all time has made this great, human self-deception into a bold and wonderful system. This philosopher is Plato. The ideal world, the inner representations that arise around man within his spirit while his gaze is directed at the multiplicity of outer things, this becomes for Plato a higher world of existence of which that multiplicity is only a copy. “The things of this world which our senses perceive have no true being at all: they are always becoming but never are. They have only a relative existence; they are, in their totality, only in and through their relationship to each other; one can therefore just as well call their whole existence a non-existence. They are consequently also not objects of any actual knowledge. For, only about what is, in and for itself and always in the same way, can there be such knowledge; they, on the other hand, are only the object of what we, through sensation, take them to be. As long as we are limited only to our perception of them, we are like people who sit in a dark cave so firmly bound that they cannot even turn their heads and who see nothing, except, on the wall facing them, by the light of a fire burning behind them, the shadow images of real things which are led across between them and the fire, and who in fact also see of each other, yes each of himself, only the shadows on that wall. Their wisdom, however, would be to predict the sequence of those shadows which they have learned to know from experience.” The tree that I see and touch, whose flowers I smell, is therefore the shadow of the idea of the tree. And this idea is what is truly real. The idea, however, is what lights up within my spirit when I look at the tree. What I perceive with my senses is thus made into a copy of what my spirit shapes through the perception. [ 34 ] Everything that Plato believes to be present as the world of ideas in the beyond, outside things, is man's inner world. The content of the human spirit, torn out of man and pictured as a world unto itself, as a higher, true world lying in the beyond: that is Platonic philosophy. [ 35 ] I consider Ralph Waldo Emerson to be right when he says: “Among books, Plato only is entitled to Omar's fanatical compliment to the Koran, when he said, ‘Burn the libraries; for their value is in this book.’ These sentences contain the culture of nations; these are the cornerstone of schools; these are the fountain-head of literatures. A discipline it is in logic, arithmetic, taste, symmetry, poetry, language, rhetoric, ontology, morals, or practical wisdom. There was never such range of speculation. Out of Plato come all things that are still written and debated among men of thought.”2 Let me express the last sentence somewhat more exactly in the following form. The way Plato felt about the relationship of the human spirit to the world, this is how the overwhelming majority of people still feel about it today. They feel that the content of the human spirit—human feeling, willing, and thinking—does stand at the top of the ladder of phenomena; but they know what to do with this spiritual content only when they conceive of it as existing outside of man as a divinity or as some other kind of higher being such as a necessary natural order, or as a moral world order—or as any of the other names that man has given to what he himself brings forth. [ 36 ] One can understand why the human being does this. Sense impressions press in upon him from outside. He sees colors and hears sounds. His feelings and thoughts arise in him as he sees the colors and hears the sounds. These stem from his own nature. He asks himself: How can I, out of myself, add anything to what the world gives me? It seems to him completely arbitrary to draw something out of himself to complement the outer world. [ 37 ] But the moment he says to himself: What I am feeling and thinking, this I do not bring to the world out of myself; another, higher being has laid this into the world, and I only draw it forth from the world—at this moment he feels relieved. One only has to tell the human being: Your opinions and thoughts do not come from yourself; a god has revealed them to you—then he is reconciled with himself. And if he has divested himself of his belief in God, he then sets in His place the natural order of things, eternal laws. The fact that he cannot find this God, these eternal laws, anywhere outside in the world, that he must rather first create them for the world if they are to be there—this he does not want to admit to himself at first. It is difficult for him to say to himself: The world outside me is not divine; by virtue of my essential being, however, I assume the right to project the divine into the outer world. [ 38 ] What do the laws of the pendulum that arose in Galileo's spirit as he watched the swinging church lamp matter to the lamp? But man himself cannot exist without establishing a relationship between the outer world and the world of his inner being. His spiritual life is a continuous projecting of his spirit into the sense world. Through his own work, in the course of historical life, there occurs the interpenetration of nature and spirit. The Greek thinkers wanted nothing more than to believe that man was already born into a relationship which actually can come about only through himself. They did not want it to be man who first consummates the marriage of spirit and nature; they wanted to confront this as a marriage already consummated, to regard it as an accomplished fact. [ 39 ] Aristotle saw what is so contradictory in transferring the ideas—arising in man's spirit from the things of the world—into some supersensible world in the beyond. But even he did not recognize that things first receive their ideal aspect when man confronts them and creatively adds this aspect to them. Rather, he assumed that this ideal element, as entelechy, is itself at work in things as their actual principle. The natural consequence of this basic view of his was that he traced the moral activity of man back to his original, moral, natural potential. The physical drives ennoble themselves in the course of human evolution and then appear as willing guided by reason. Virtue consists in this reasonable willing. [ 40 ] Taken at face value, this seems to indicate that Aristotle believed that moral activity, at least, has its source in man's own personality, that man himself gives himself the direction and goal of his actions out of his own being and does not allow these to be prescribed for him from outside. But even Aristotle does not dare to stay with this picture of a human being who determines his own destiny for himself. What appears in man as individual, reasonable activity is, after all, only the imprint of a general world reason existing outside of him. This world reason does realize itself within the individual person, but has its own independent, higher existence over and above him. . [ 41 ] Even Aristotle pushes outside of man what he finds present only within man. The tendency of Greek thinking from Thales to Aristotle is to think that what is encountered within the inner life of man is an independent being existing for itself and to trace the things of the world back to this being. [ 42 ] Man's knowledge must pay the consequences when he thinks that the mediating of spirit with nature, which he himself is meant to accomplish, is accomplished by outer powers. He should immerse himself in his own inner being and seek there the point of connection between the sense world and the ideal world. If, instead of this, he looks into the outer world to find this point, then, because he cannot find it there, he must necessarily arrive eventually at the doubt in any reconciliation between the two powers. The period of Greek thought that follows Aristotle presents us with this stage of doubt. It announces itself with the Stoics and Epicureans and reaches its high-point with the Skeptics. [ 43 ] The Stoics and Epicureans feel instinctively that one cannot find the essential being of things along the path taken by their predecessors. They leave this path without bothering very much about finding a new one. For the older philosophers, the main thing was the world as a whole. They wanted to discover the laws of the world and believed that knowledge of man must result all by itself from knowledge of the world, because for them man was a part of the world-whole like all other things. The Stoics and Epicureans made man the main object of their reflections. They wanted to give his life its appropriate content. They thought about how man should live his life. Everything else was only a means to this end. The Stoics considered all philosophy to be worthwhile only to the extent that through it man could know how he is to live his life. They considered the right life for man to be one that is in harmony with nature. In order to realize this harmony with nature in one's own actions, one must first know what is in harmony with nature. [ 44 ] In the Stoics' teachings there lies an important admission about the human personality. Namely, that the human personality can be its own purpose and goal and that everything else, even knowledge, is there only for the sake of this personality. [ 45 ] The Epicureans went even further in this direction. Their striving consisted in shaping life in such a way that man would feel as content as possible in it or that it would afford him the greatest possible pleasure. One's own life stood so much in the foreground for them that they practiced knowledge only for the purpose of freeing man from superstitious fear and from the discomfort that befalls him when he does not understand nature. [ 46 ] A heightened human feeling of oneself runs through the views of the Stoics and Epicureans compared to those of older Greek thinkers. [ 47 ] This view appears in a finer, more spiritual way in the Skeptics. They said to themselves: When a person is forming ideas about things, he can form them only out of himself. And only out of himself can he draw the conviction that an idea corresponds to some thing. They saw nothing in the outer world that would provide a basis for connecting thing and idea. And they regarded as delusion and combated what anyone before them had said about any such bases. [ 48 ] The basic characteristic of the Skeptical view is modesty. Its adherents did not dare to deny that there is a connection in the outer world between idea and thing; they merely denied that man could know of any such connection. Therefore they did indeed make man the source of his knowing, but they did not regard this knowing as the expression of true wisdom. [ 49 ] Basically, Skepticism represents human knowing's declaration of bankruptcy. The human being succumbs to the preconception he has created for himself—that the truth is present outside him in a finished form—through the conviction he has gained that his truth is only an inner one, and therefore cannot be the right one at all. [ 50 ] Thales begins to reflect upon the world with utter confidence in the power of the human spirit. The doubt—that what human pondering must regard as the ground of the world could not actually be this ground—lay very far from his naive belief in man's cognitive ability. With the Skeptics a complete renunciation of real truth has taken the place of this belief. [ 51 ] The course of development taken by Greek thinking lies between the two extremes of naive, blissful confidence in man's cognitive ability and absolute lack of confidence in it. One can understand this course of development if one considers how man's mental pictures of the causes of the world have changed. What the oldest Greek philosophers thought these causes to be had sense-perceptible characteristics. Through this, one had a right to transfer these causes into the outer world. Like every other object in the sense world, the primal water of Thales belongs to outer reality. The matter became quite different when Parmenides stated that true existence lies in thinking. For, this thinking, in accordance with its true existence, is to be perceived only within man's inner being. Through Parmenides there first arose the great question: How does thought-existence, spiritual existence, relate to the outer existence that our senses perceive? One was accustomed then to picturing the relationship of the highest existence to that existence which surrounds us in daily life in the same way that Thales had thought the relationship to be between his sense-perceptible primal thing and the things that surround us. It is altogether possible to picture to oneself the emergence of all things out of the water that Thales presents as the primal source of all existence, to picture it as analogous to certain sense-perceptible processes that occur daily before our very eyes. And the urge to picture relations in the world surrounding us in the sense of such an analogy still remained even when, through Parmenides and his followers, pure thinking and its content, the world of ideas, were made into the primal source of all existence. Men were indeed ready to see that the spiritual world is a higher one than the sense world, that the deepest world-content reveals itself within the inner being of man, but they were not ready at the same time to picture the relationship between the sense world and the ideal world as an ideal one. They pictured it as a sense-perceptible relationship, as a factual emergence. If they had thought of it as spiritual, then they could peacefully have acknowledged that the content of the world of ideas is present only in the inner being of man. For then what is higher would not need to precede in time what is derivative. A sense-perceptible thing can reveal a spiritual content, but this content can first be born out of the sense-perceptible thing at the moment of revelation. This content is a later product of evolution than the sense world. But if one pictures the relationship to be one of emergence, then that from which the other emerges must also precede it in time. In this way the child—the spiritual world born of the sense world—was made into the mother of the sense world. This is the psychological reason why the human being transfers his world out into outer reality and declares—with reference to this his possession and product—that it has an objective existence in and for itself, and that he has to subordinate himself to it, or, as the case may be, that he can take possession of it only through revelation or in some other way by which the already finished truth can make its entry into his inner being. [ 52 ] This interpretation which man gives to his striving for truth, to his activity of knowing, corresponds with a profound inclination of his nature. Goethe characterized this inclination in his Aphorisms in Prose in the following words: “The human being never realizes just how anthropomorphic he is.” And: “Fall and propulsion. To want to declare the movement of the heavenly bodies by these is actually a hidden anthropomorphism; it is the way a walker goes across a field. The lifted foot sinks down, the foot left behind strives forward and falls; and so on continuously from departing until arriving.” All explanation of nature, indeed, consists in the fact that experiences man has of himself are interpreted into the object. Even the simplest phenomena are explained in this way. When we explain the propulsion of one body by another, we do so by picturing to ourselves that the one body exerts upon the other the same effect as we do when we propel a body. In the same way as we do this with something trivial, the religious person does it with his picture of God. He takes human ways of thinking and acting and interprets them into nature; and the philosophers we have presented, from Parmenides to Aristotle, also interpreted human thought-processes into nature. [ 53 ] Max Stirner has this human need in mind when he says: “What haunts the universe and carries on its mysterious, ‘incomprehensible’ doings is, in fact, the arcane ghost that we call the highest being. And fathoming this ghost, understanding it, discovering reality in it (proving the ‘existence of God’)—this is the task men have set themselves for thousands of years; they tormented themselves with the horrible impossibility, with the endless work of the Danaides, of transforming the ghost into a nonghost, the unreal into a real, the spirit into a whole and embodied person. Behind the existing world they sought the ‘thing-in-itself,’ the essential being; they sought the non-thing behind the thing.” [ 54 ] The last phase of Greek philosophy, Neo-Platonism, offers a splendid proof of how inclined the human spirit is to misconstrue its own being and therefore its relationship to the world. This teaching, whose most significant proponent is Plotin, broke with the tendency to transfer the content of the human spirit into a realm outside the living reality within which man himself stands. The Neo-Platonist seeks within his own soul the place at which the highest object of knowledge is to be found. Through that intensification of cognitive forces which one calls ecstasy, he seeks within himself to behold the essential being of world phenomena. The heightening of the inner powers of perception is meant to lift the human spirit onto a level of life at which he feels directly the revelation of this essential being. This teaching is a kind of mysticism. It is based on a truth that is to be found in every kind of mysticism. Immersion into one's own inner being yields the deepest human wisdom. But man must first prepare himself for this immersion. He must accustom himself to behold a reality that is free of everything the senses communicate to us. People who have brought their powers of knowledge to this height speak of an inner light that has dawned for them. Jakob Böhme, the Christian mystic of the seventeenth century, regarded himself as inwardly illumined in this way. He sees within himself the realm he must designate as the highest one knowable to man. He says: “Within the human heart (Gemüt) there lie the indications (Signatur), quite artfully set forth, of the being of all being.” [ 55 ] Neo-Platonism sets the contemplation of the human inner world in the place of speculation about an outer world in the beyond. As a result, the highly characteristic phenomenon appears that the Neo-Platonist regards his own inner being as something foreign. One has taken things all the way to knowledge of the place at which the ultimate part of the world is to be sought; but one has wrongly interpreted what is to be found in this place. The Neo-Platonist therefore describes the inner experiences of his ecstasy like Plato describes the being of his supersensible world. [ 56 ] It is characteristic that Neo-Platonism excludes from the essential being of the inner world precisely that which constitutes its actual core. The state of ecstasy is supposed to occur only when self-consciousness is silent. It was therefore only natural that in Neo-Platonism the human spirit could not behold itself, its own being, in its true light. [ 57 ] The courses taken by the ideas that form the content of Greek philosophy found their conclusion in this view. They represent the longing of man to recognize, to behold, and to worship his own essential being as something foreign. [ 58 ] In the normal course of development within the spiritual evolution of the West, the discovery of egoism would have to have followed upon Neo-Platonism. That means, man would have to have recognized as his own being what he had considered to be a foreign being. He would have to have said to himself: The highest thing there is in the world given to man is his individual “I” whose being comes to manifestation within the inner life of the personality. [ 59 ] This natural course of Western spiritual development was held up by the spread of Christian teachings. Christianity presents, in popular pictures that are almost tangible, what Greek philosophy expressed in the language of sages. When one considers how deeply rooted in human nature the urge is to renounce one's own being, it seems understandable that this teaching has gained such incomparable power over human hearts. A high level of spiritual development is needed to satisfy this urge in a philosophical way. The most naive heart suffices to satisfy this urge in the form of Christian faith. Christianity does not present—as the highest being of the world—a finely spiritual content like Plato's world of ideas, nor an experience streaming forth from an inner light which must first be kindled; instead, it presents processes with attributes of reality that can be grasped by the senses. It goes so far, in fact, as to revere the highest being in a single historical person. The philosophical spirit of Greece could not present us with such palpable mental pictures. Such mental pictures lay in its past, in its folk mythology. Hamann, Herder's predecessor in the realm of theology, commented one time that Plato had never been a philosopher for children. But that it was for childish spirits that “the holy spirit had had the ambition to become a writer.” [ 60 ] And for centuries this childish form of human self-estrangement has had the greatest conceivable influence upon the philosophical development of thought. Like fog the Christian teachings have hung before the light from which knowledge of man's own being should have gone forth. Through all kinds of philosophical concepts, the church fathers of the first Christian centuries seek to give a form to their popular mental pictures that would make them acceptable also to an educated consciousness. And the later teachers in the church, of whom Saint Augustine is the most significant, continue these efforts in the same spirit. The content of Christian faith had such a fascinating effect that there could be no question of doubt as to its truth, but only of lifting up of this truth into a more spiritual, more ideal sphere. The philosophy of the teachers within the church is a transforming of the content of Christian faith into an edifice of ideas. The general character of this thought-edifice could therefore be no other than that of Christianity: the transferring of man's being out into the world, self-renunciation. Thus it came about that Augustine again arrives at the right place, where the essential being of the world is to be found, and that he again finds something foreign in this place. Within man's own being he seeks the source of all truth; he declares the inner experiences of the soul to be the foundations of knowledge. But the teachings of Christian faith have set an extra-human content at the place where he was seeking. Therefore, at the right place, he found the wrong beings. [ 61 ] There now follows a centuries-long exertion of human thinking whose sole purpose, by expending all the power of the human spirit, was to bring proof that the content of this spirit is not to be sought within this spirit but rather at that place to which Christian faith has transferred this content. The movement in thought that grew up out of these efforts is called Scholasticism. All the hair-splittings of the Schoolmen can be of no interest in the context of the present essay. For that movement in ideas does not represent in the least a development in the direction of knowledge of the personal “I.” [ 62 ] The thickness of the fog in which Christianity enshrouded human self-knowledge becomes most evident through the fact that the Western spirit, out of itself, could not take even one step on the path to this self-knowledge. The Western spirit needed a decisive push from outside. It could not find upon the ground of the soul what it had sought so long in the outer world. But it was presented with proof that this outer world could not be constituted in such a way that the human spirit could find there the essential being it sought. This push was given by the blossoming of the natural sciences in the sixteenth century. As long as man had only an imperfect picture of how natural processes are constituted, there was room in the outer world for divine beings and for the working of a personal divine will. But there was no longer a place, in the natural picture of the world sketched out by Copernicus and Kepler, for the Christian picture. And as Galileo laid the foundations for an explanation of natural processes through natural laws, the belief in divine laws had to be shaken. [ 63 ] Now one had to seek in a new way the being that man recognizes as the highest and that had been pushed out of the external world for him. [ 64 ] Francis Bacon drew the philosophical conclusions from the presuppositions given by Copernicus, Kepler, and Galileo. His service to the Western world view is basically a negative one. He called upon man in a powerful way to direct his gaze freely and without bias upon reality, upon life. As obvious as this call seems, there is no denying that the development of Western thought has sinned heavily against it for centuries. Man's own “I” also belongs within the category of real things. And does it not almost seem as though man's natural predisposition makes him unable to look at this “I” without bias? Only the development of a completely unbiased sense, directed immediately upon what is real, can lead to self-knowledge. The path of knowledge of nature is also the path of knowledge of the “I.” [ 65 ] Two streams now entered into the development of Western thought that tended, by different paths, in the direction of the new goals of knowledge necessitated by the natural sciences. One goes back to Jakob Böhme, the other to René Descartes. [ 66 ] Jakob Böhme and Descartes no longer stood under the influence of Scholasticism. Böhme saw that nowhere in cosmic space was there a place for heaven; he therefore became a mystic. He sought heaven within the inner being of man. Descartes recognized that the adherence of the Schoolmen to Christian teachings was only a matter of centuries-long habituation to these pictures. Therefore he considered it necessary first of all to doubt these habitual pictures and to seek a way of knowledge by which man can arrive at a kind of knowing whose certainty he does not assert out of habit, but which can be guaranteed at every, moment through his own spiritual powers. [ 67 ] Those are therefore strong initial steps which—both with Böhme and with Descartes—the human “I” takes to know itself. Both were nevertheless overpowered by the old preconceptions in what they brought forth later. It has already been indicated that Jakob Böhme has a certain spiritual kinship with the Neo-Platonists. His knowledge is an entering into his own inner being. But what confronts him within this inner being is not the “I” of man but rather only the Christian God again. He becomes aware that within his own heart (Gemüt) there lies what the person who needs knowledge is craving. Fulfillment of the greatest human longings streams toward him from there. But this does not lead him to the view that the “I,” by intensifying its cognitive powers, is also able out of itself to satisfy its demands. This brings him, rather, to the belief that, on the path of knowledge into the human heart, he had truly found the God whom Christianity had sought upon a false path. Instead of self-knowledge, Jakob Böhme seeks union with God; instead of life with the treasures of his own inner being, he seeks a life in God. [ 68 ] It is obvious that the way man thinks about his actions, about his moral life, will also depend upon human self-knowledge or self-misapprehension. The realm of morality does in fact establish itself as a kind of upper story above the purely natural processes. Christian belief, which already regards these natural processes as flowing from the divine will, seeks this will all the more within morality. Christian moral teachings show more clearly than almost anything else the distortedness of this world view. No matter how enormous the sophistry is that theology has applied to this realm: questions remain which, from the standpoint of Christianity, show definite features of considerable contradiction. If a primal being like the Christian God is assumed, it is incomprehensible how the sphere of human action can fall into two realms: into that of the good and into that of the evil. For, all human actions would have to flow from the primal being and consequently bear traits homogeneous with their origin. Human actions would in fact have to be divine. Just as little can human responsibility be explained on this basis. Man is after all directed by the divine will. He can therefore give himself up only to this will; he can let happen through him only what God brings about. [ 69 ] In the views one held about morality, precisely the same thing occurred as in one's views about knowledge. Man followed his inclination to tear his own self out of himself and to set it up as something foreign. And just as in the realm of knowledge no other content could be given to the primal being—regarded as lying outside man—than the content drawn from his own inner being, so no moral aims and impulses for action could be found in this primal being except those belonging to the human soul. What man, in his deepest inner being, was convinced should happen, this he regarded as something willed by the primal being of the world. In this way a duality in the ethical realm was created. Over against the self that one had within oneself and out of which one had to act, one set one's own content as something morally determinative. And through this, moral demands could arise. Man's self was not allowed to follow itself; it had to follow something foreign. Selflessness in one's actions in the moral field corresponds to self-estrangement in the realm of knowledge. Those actions are good in which the “I” follows something foreign; those actions are bad, on the other hand, in which it follows itself. In self-will Christianity sees the source of all evil. That could never have happened if one had seen that everything moral can draw its content only out of one's own self. One can sum up all the Christian moral teachings in one sentence: If man admits to himself that he can follow only the commandments of his own being and if he acts according to them, then he is evil; if this truth is hidden from him and if he sets—or allows to be set—his own commandments as foreign ones over himself in order to act according to them, then he is good. [ 70 ] The moral teaching of selflessness is elaborated perhaps more completely than anywhere else in a book from the fourteenth century, German Theology. The author of this book is unknown to us. He carried self-renunciation far enough to be sure that his name did not come down to posterity. In this book it is stated: “That is no true being and has no being which does not exist within the perfect; rather it is by chance or it is a radiance and a shining that is no being or has no being except in the fire from which the radiance flows, or in the sun, or in the light. The Bible speaks of faith and the truth: sin is nothing other than the fact that the creature turns himself away from the unchangeable good and toward the changeable good, which means that he turns from the perfect to the divided and to the imperfect and most of all to himself. Now mark. If the creature assumes something good—such as being, living, knowing, recognizing, capability, and everything in short that one should call good—and believes that he is this good, or that it is his or belongs to him, or that it is of him, no matter how often nor how much results from this, then he is going astray. What else did the devil do or what else was his fall and estrangement than that he assumed that he was also something and something would be his and something would also belong to him? That assumption and his “I” and his “me,” his “for me” and his “mine,” that was his estrangement and his fall. That is how it still is. For, everything that one considers good or should call good belongs to no one, but only to the eternal true good which God is alone, and whoever assumes it of himself acts wrongly and against God.” [ 71 ] A change in moral views from the old Christian ones is also connected with the turn that Jakob Böhme gave to man's relationship to God. God still works as something higher in the human soul to effect the good, but He does at least work within this self and not from outside upon the self. An internalizing of moral action occurs thereby. The rest of Christianity demanded only an outer obedience to the divine will. With Jakob Böhme the previously separated entities—the really personal and the personal that was made into God—enter into a living relationship. Through this, the source of the moral is indeed now transferred into man's inner being, but the moral principle of selflessness seems to be even more strongly emphasized. If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. Man foregoes any life of his own; he makes himself a part of the divine life. He feels himself in God, God in himself; he grows into the primal being; he becomes an organ of it. [ 72 ] In this German mysticism man has therefore paid for his participation in the divine life with the most complete extinguishing of his personality, of his “I.” Jakob Böhme and the mystics who were of his view did not feel the loss of the personal element. On the contrary: they experienced something particularly uplifting in the thought that they were directly participating in the divine life, that they were members in a divine organism. An organism cannot exist, after all, without its members. The mystic therefore felt himself to be something necessary within the world-whole, as a being that is indispensable to God. Angelus Silesius, the mystic who felt things in the same spirit as Jakob Böhme, expresses this in a beautiful statement:
And even more characteristically in another one:
[ 73 ] The human “I” asserts its rights here in the most powerful way vis-à-vis its own image which it has transferred into the outer world. To be sure, the supposed primal being is not yet told that it is man's own being set over against himself, but at least man's own being is considered to be the maintainer of the divine primal ground. [ 74 ] Descartes had a strong feeling for the fact that man, through his thought-development, had brought himself into a warped relationship with the world. Therefore, to begin with, he met everything that had come forth from this thought-development with doubt. Only when one doubts everything that the centuries have developed as truths can one—in his opinion—gain the necessary objectivity for a new point of departure. It lay in the nature of things that this doubt would lead Descartes to the human “I.” For, the more a person regards everything else as something that he still must seek, the more he will have an intense feeling of his own seeking personality. He can say to himself: Perhaps I am erring on the paths of existence; then the erring one is thrown all the more clearly back upon himself. Descartes' Cogito, ergo sum (I think, therefore I am) indicates this. Descartes presses even further. He is aware that the way man arrives at knowledge of himself should be a model for any other knowledge he means to acquire. Clarity and definiteness seem to Descartes to be the most prominent characteristics of self-knowledge. Therefore he also demands these two characteristics of all other knowledge. Whatever man can distinguish just as clearly and definitely as his own existence: only that can stand as certain. [ 75 ] With this, the absolutely central place of the “I” in the world-whole is at least recognized in the area of cognitive methodology. Man determines the how of his knowledge of the world according to the how of his knowledge of himself, and no longer asks for any outer being to justify this how. Man does not want to think in the way a god prescribes knowing activity to be, but rather in the way he determines this for himself. From now on, with respect to the world, man draws the power of his wisdom from himself. [ 76 ] In connection with the what, Descartes did not take the same step. He set to work to gain mental pictures about the world, and—in accordance with the cognitive principle just presented—searched through his own inner being for such mental pictures. There he found the mental picture of God. It was of course nothing more than the mental picture of the human “I.” But Descartes did not recognize this. The idea of God as the altogether most perfect being » brought his thinking onto a completely wrong path. This one characteristic, that of the altogether greatest perfection, outshone for him all the other characteristics of the central being. He said to himself: Man, who is himself imperfect, cannot out of himself create the mental picture of an altogether most perfect being. Consequently this altogether most perfect being exists. If Descartes had investigated the true content of his mental picture of God, he would have found that it is exactly the same as the mental picture of the “I,” and that perfection is only a conceptual enhancement of this content. The essential content of an ivory ball is not changed by my thinking of it as infinitely large. Just as little does the mental picture of the “I” become something else through such an enhancement. [ 77 ] The proof that Descartes brings for the existence of God is therefore again nothing other than a paraphrasing of the human need to make one's own “I,” in the form of a being outside man, into the ground of the world. But here indeed the fact presents itself with full clarity that man can find no content of its own for this primal being existing outside man, but rather can only lend this being the content of his mental picture of the “I” in a form that has not been significantly changed. [ 78 ] Spinoza took no step forward on the path that must lead to the conquest of the mental picture of the “I”; he took a step backward. For Spinoza has no feeling of the unique position of the human “I.” For him the stream of world processes consists only in a system of natural necessity, just as for the Christian philosophers it consisted only in a system of divine acts of will. Here as there the human “I” is only a part within this system. For the Christian, man is in the hands of God; for Spinoza he is in those of natural world happenings. With Spinoza the Christian God received a different character. A philosopher who has grown up in a time when natural-scientific insights are blooming cannot acknowledge a God who directs the world arbitrarily; he can acknowledge only a primal being who exists because his existence, through itself, is a necessity, and who guides the course of the world according to the unchangeable laws that flow from his own absolutely necessary being. Spinoza has no consciousness of the fact that man takes the image in which he pictures this necessity from his own content. For this reason Spinoza's moral ideal also becomes something impersonal, unindividual. In accordance with his presuppositions he cannot indeed see his ideal to be in the perfecting of the “I,” in the enhancement of man's own powers, but rather in the permeating of the “I” with the divine world content, with the highest knowledge of the objective God. To lose oneself in this God should be the goal of human striving. [ 79 ] The path Descartes took—to start with the “I” and press forward to world knowledge—is extended from now on by the philosophers of modern times. The Christian theological method, which had no confidence in the power of the human “I” as an organ of knowledge, at least was overcome. One thing was recognized: that the “I” itself must find the highest being. The path from there to the other point—to the insight that the content lying within the “I” is also the highest being—is, to be sure, a long one. [ 80 ] Less thoughtfully than Descartes did the two English philosophers Locke and Hume approach their investigation of the paths that the human “I” takes to arrive at enlightenment about itself and the world. One thing above all was lacking in both of them: a healthy, free gaze into man's inner being. Therefore they could also gain no mental picture of the great difference that exists between knowledge of outer things and knowledge of the human “I.” Everything they say relates only to the acquisition of outer knowledge. Locke entirely overlooks the fact that man, by enlightening himself about outer things, sheds a light upon them that streams from his own inner being. He believes therefore that all knowledge stems from experience. But what is experience? Galileo sees a swinging church lamp. It leads him to find the laws by which a body swings. He has experienced two things: firstly, through his senses, outer processes; secondly, from out of himself, the mental picture of a law that enlightens him about these processes, that makes them comprehensible. One can now of course call both of these experience. But then one fails to recognize the difference, in fact, that exists between the two parts of this cognitive process. A being that could not draw upon the content of his being could stand eternally before the swinging church lamp: the sense perception would never complement itself with a conceptual law. Locke and all who think like him allow themselves to be deceived by something—namely by the way the content of what is to be known approaches us. It simply rises up, in fact, upon the horizon of our consciousness. Experience consists in what thus arises. But the fact must be recognized that the content of the laws of experience is developed by the “I” in its encounter with experience. Two things reveal themselves in Hume. One is that, as already mentioned, he does not recognize the nature of the “I,” and therefore, exactly like Locke, derives the content of the laws from experience. The other thing is that this content, by being separated from the “I,” loses itself completely in indefiniteness, hangs freely in the air without support or foundation. Hume recognizes that outer experience communicates only unconnected processes, that it does not at the same time, along with these processes, provide the laws by which they are connected. Since Hume knows nothing about the being of the “I,” he also cannot derive from it any justification for connecting the processes. He therefore derives these laws from the vaguest source one could possibly imagine: from habit. A person sees that a certain process always follows upon another; the fall of a stone is followed by the indentation of the ground on which it falls. As a result man habituates himself to thinking of such processes as connected. All knowledge loses its significance if one takes one's start from such presuppositions. The connection between the processes and their laws acquires something of a purely chance nature. [ 81 ] We see in George Berkeley a person for whom the creative being of the “I” has come fully to consciousness. He had a clear picture of the “I's” own activity in the coming about of all knowledge. When I see an object, he said to himself, I am active. I create my perception for myself. The object of my perception would remain forever beyond my consciousness, it would not be there for me, if I did not continuously enliven its dead existence by my activity. I perceive only my enlivening activity, and not what precedes it objectively as the dead thing. No matter where I look within the sphere of my consciousness: everywhere I see myself as the active one, as the creative one. In Berkeley's thinking, the “I” acquires a universal life. What do I know of any existence of things, if I do not picture this existence? [ 82 ] For Berkeley the world consists of creative spirits who out of themselves form a world. But at this level of knowledge there again appeared, even with him, the old preconception. He indeed lets the “I” create its world for itself, but he does not give it at the same time the power to create itself out of itself. It must again proffer a mental picture of God. The creative principle in the “I” is God, even for Berkeley. [ 83 ] But this philosopher does show us one thing. Whoever really immerses himself into the essential being of the creative “I” does not come back out of it again to an outer being except by forcible means. And Berkeley does proceed forcibly. Under no compelling necessity he traces the creativity of the “I” back to God. Earlier philosophers emptied the “I” of its content and through this gained a content for their God. Berkeley does not do this. Therefore he can do nothing other than set, beside the creative spirits, yet one more particular spirit that basically is of exactly the same kind as they and therefore completely unnecessary, after all. [ 84 ] This is even more striking in the German philosopher Leibniz. He also recognized the creative activity of the “I.” He had a very clear overview of the scope of this activity; he saw that it was inwardly consistent, that it was founded upon itself. The “I” therefore became for him a world in itself, a monad. And everything that has existence can have it only through the fact that it gives itself a self-enclosed content. Only monads, i.e., beings creating out of and within themselves, exist: separate worlds in themselves that do not have to rely on anything outside themselves. Worlds exist, no world. Each person is a world, a monad, in himself. If now these worlds are after all in accord with one another, if they know of each other and think the contents of their knowledge, then this can only stem from the fact that a predestined accord (pre-established harmony) exists. The world, in fact, is arranged in such a way that the one monad creates out of itself something which corresponds to the activity in the others. To bring about this accord Leibniz of course again needs the old God. He has recognized that the “I” is active, creative, within his inner being, that it gives its content to itself; the fact that the “I” itself also brings this content into relationship with the other content of the world remained hidden to him. Therefore he did not free himself from the mental picture of God. Of the two demands that lie in the Goethean statement—“If I know my relationship to myself and to the outer world, then I call it truth”—Leibniz understood only the one. [ 85 ] This development of European thought manifests a very definite character. Man must draw out of himself the best that he can know. He in fact practices self-knowledge. But he always shrinks back again from the thought of also recognizing that what he has created is in fact self-created. He feels himself to be too weak to carry the world. Therefore he saddles someone else with this burden. And the goals he sets for himself would lose their weight for him if he acknowledged their origin to himself; therefore he burdens his goals with powers that he believes he takes from outside. Man glorifies his child but without wanting to acknowledge his own fatherhood. [ 86 ] In spite of the currents opposing it, human self-knowledge made steady progress. At the point where this self-knowledge began to threaten man's belief in the beyond, it met Kant. Insight into the nature of human knowing had shaken the power of those proofs which people had thought up to support belief in the beyond. One had gradually gained a picture of real knowledge and therefore saw through the artificiality and tortured nature of the seeming ideas that were supposed to give enlightenment about other-worldly powers. A devout, believing man like Kant could fear that a further development along this path would lead to the disintegration of all faith. This must have seemed to his deeply religious sense like a great, impending misfortune for mankind. Out of his fear of the destruction of religious mental pictures there arose for him the need to investigate thoroughly the relationship of human knowing to matters of faith. How is knowing possible and over what can it extend itself? That is the question Kant posed himself, with the hope, right from the beginning, of being able to gain from his answer the firmest possible support for faith. [ 87 ] Kant took up two things from his predecessors. Firstly, that there is a knowledge in some areas that is indubitable. The truths of pure mathematics and the general teachings of logic and physics seem to him to be in this category. Secondly, he based himself upon Hume in his assertion that no absolutely sure truths can come from experience. Experience teaches only that we have so and so often observed certain connections; nothing can be determined by experience as to whether these connections are also necessary ones. If there are indubitable, necessary truths and if they cannot stem from experience: then from what do they stem? They must be present in the human soul before experience. Now it becomes a matter of distinguishing between the part of knowledge that stems from experience and the part that cannot be drawn from this source of knowledge. Experience occurs through the fact that I receive impressions. These impressions are given through sensations. The content of these sensations cannot be given us in any other way than through experience. But these sensations, such as light, color, tone, warmth, hardness, etc., would present only a chaotic tangle if they were not brought into certain interconnections. In these interconnections the contents of sensation first constitute the objects of experience. An object is composed of a definitely ordered group of the contents of sensation. In Kant's opinion, the human soul accomplishes the ordering of these contents of sensation into groups. Within the human soul there are certain principles present by which the manifoldness of sensations is brought into objective unities. Such principles are space, time, and certain connections such as cause and effect. The contents of sensation are given me, but not their spatial interrelationships nor temporal sequence. Man first brings these to the contents of sensation. One content of sensation is given and another one also, but not the fact that one is the cause of the other. The intellect first makes this connection. Thus there lie within the human soul, ready once and for all, the ways in which the contents of sensation can be connected. Thus, even though we can take possession of the contents of sensation only through experience, we can, nevertheless, before all experience, set up laws as to how these contents of sensation are to be connected. For, these laws are the ones given us within our own souls. We have, therefore, necessary kinds of knowledge. But these do not relate to a content, but only to ways of connecting contents. In Kant's opinion, we will therefore never draw knowledge with any content out of the human soul's own laws. The content must come through experience. But the otherworldly objects of faith can never become the object of any experience. Therefore they also cannot be attained through our necessary knowledge. We have a knowledge from experience and another, necessary, experience-free knowledge as to how the contents of experience can be connected. But we have no knowledge that goes beyond experience. The world of objects surrounding us is as it must be in accordance with the laws of connection lying ready in our soul. Aside from these laws we do not know how this world is “in-itself.” The world to which our knowledge relates itself is no such “in-itselfness” but rather is an appearance for us. [ 88 ] Obvious objections to these Kantian views force themselves upon the unbiased person. The difference in principle between the particulars (the contents of sensation) and the way of connecting these particulars does not consist, with respect to knowledge, in the way we connect things as Kant assumes it to. Even though one element presents itself to us from outside and the other comes forth from our inner being, both elements of knowledge nevertheless form an undivided unity. Only the abstracting intellect can separate light, warmth, hardness, etc., from spatial order, causal relationship, etc. In reality, they document, with respect to every single object, their necessary belonging together. Even the designation of the one element as “content” in contrast to the other element as a merely “connecting” principle is all warped. In truth, the knowledge that something is the cause of something else is a knowledge with just as much content as the knowledge that it is yellow. If the object is composed of two elements, one of which is given from outside and the other from within, it follows that, for our knowing activity, elements which actually belong together are communicated along two different paths. It does not follow, however, that we are dealing with two things that are different from each other and that are artificially coupled together. Only by forcibly separating what belongs together can Kant therefore support his view. The belonging together of the two elements is most striking in knowledge of the human “I.” Here one element does not come from outside and the other from within; both arise from within. And here both are not only one content but also one completely homogeneous content. [ 89 ] What mattered to Kant—his heart's wish that guided his thoughts far more than any unbiased observation of the real factors—was to rescue the teachings relative to the beyond. What knowledge had brought about as support for these teachings in the course of long ages had decayed. Kant believed he had now shown that it is anyway not for knowledge to support such teachings, because knowledge has to rely on experience, and the things of faith in the beyond cannot become the object of any experience. Kant believed he had thereby created a free space where knowledge could not get in his way and disrupt him as he built up there a faith in the beyond. And he demands, as a support for moral life, that one believe in the things in the beyond. Out of that realm from which no knowledge comes to us, there sounds the despotic voice of the categorical imperative which demands of us that we do the good. And in order to establish a moral realm we would in fact need all that about which knowledge can tell us nothing. Kant believed he had achieved what he wanted: “I therefore had to set knowledge aside in order to make room for faith.” [ 90 ] The great philosopher in the development of Western thought who set out in direct pursuit of a knowledge of human self-awareness is Johann Gottlieb Fichte. It is characteristic of him that he approaches this knowledge without any presuppositions, with complete lack of bias. He has the clear, sharp awareness of the fact that nowhere in the world is a being to be found from which the “I” could be derived. It can therefore be derived only from itself. Nowhere is a power to be found from which the existence of the “I” flows. Everything the “I” needs, it can acquire only out of itself. Not only does it gain enlightenment about its own being through self-observation; it first posits this being into itself through an absolute, unconditional act. “The ‘I’ posits itself, and it is by virtue of this mere positing of itself; and conversely: The ‘I’ is, and posits its existence, by virtue of its mere existence. It is at the same time the one acting and the product of its action; the active one and what is brought forth by the activity; action and deed are one and the same; and therefore the ‘I am’ is the expression of an active deed.” Completely undisturbed by the fact that earlier philosophers have transferred the entity he is describing outside man, Fichte looks at the “I” naively. Therefore the “I” naturally becomes for him the highest being. “That whose existence (being) merely consists in the fact that it posits itself as existing is the ‘I’ as absolute subject. In the way that it posits itself, it is, and in the way that it is, it posits itself: and the ‘I’ exists accordingly for the ‘I,’ simply and necessarily. What does not exist for itself is no ‘I’ ... One certainly hears the question raised: What was I anyway, before I came to self-awareness? The obvious answer to that is: I was not at all; for I was not I... To posit oneself and to be are, for the ‘I,’ completely the same.” The complete, bright clarity about one's own “I,” the unreserved illumination of one's personal, human entity, becomes thereby the starting point of human thinking. The result of this must be that man, starting here, sets out to conquer the world. The second of the Goethean demands mentioned above, knowledge of my relationship to the world, follows upon the first—knowledge of the relationship that the “I” has to itself. This philosophy, built upon self-knowledge, will speak about both these relationships, and not about the derivation of the world from some primal being. One could now ask: Is man then supposed to set his own being in place of the primal being into which he transferred the world origins? Can man then actually make himself the starting point of the world? With respect to this it must be emphasized that this question as to the world origins stems from a lower sphere. In the sequence of the processes given us by reality, we seek the causes for the events, and then seek still other causes for the causes, and soon. We are now stretching the concept of causation. We are seeking a final cause for the whole world. And in this way the concept of the first, absolute primal being, necessary in itself, fuses for us with the idea of the world cause. But that is a mere conceptual construction. When man sets up such conceptual constructions, they do not necessarily have any justification. The concept of a flying dragon also has none. Fichte takes his start from the “I” as the primal being, and arrives at ideas that present the relationship of this primal being to the rest of the world in an unbiased way, but not under the guise of cause and effect. Starting from the “I,” Fichte now seeks to gain ideas for grasping the rest of the world. Whoever does not want to deceive himself about the nature of what one can call cognition or knowledge can proceed in no other way. Everything that man can say about the being of things is derived from the experiences of his inner being. “The human being never realizes just how anthropomorphic he is.” (Goethe) In the » explanation of the simplest phenomena, in the propulsion of one body by another, for example, there lies an anthropomorphism. The conclusion that the one body propels the other is already anthropomorphic. For, if one wants to go beyond what the senses tell us about the occurrence, one must transfer onto it the experience our body has when it sets a body in the outer world into motion. We transfer our experience of propelling something onto the occurrence in the outer world, and also speak there of propulsion when we roll one ball and as a result see a second ball go rolling. For we can observe only the movements of the two balls, and then in addition think the propulsion in the sense of our own experiences. All physical explanations are anthropomorphisms, attributing human characteristics to nature. But of course it does not follow from this what has so often been concluded from this: that these explanations have no objective significance for the things. A part of the objective content lying within the things, in fact, first appears when we shed that light upon it which we perceive in our own inner being. [ 91 ] Whoever, in Fichte's sense, bases the being of the “I” entirely upon itself can also find the sources of moral action only within the “I” alone. The “I” cannot seek harmony with some other being, but only with itself. It does not allow its destiny to be prescribed, but rather gives any such destiny to itself. Act according to the basic principle that you can regard your actions as the most worthwhile possible. That is about how one would have to express the highest principle of Fichte's moral teachings. “The essential character of the ‘I,’ in which it distinguishes itself from everything that is outside it, consists in a tendency toward self-activity for the sake of self-activity; and it is this tendency that is thought when the ‘I,’ in and for itself, without any relationship to something outside it, is thought.” An action therefore stands on an ever higher level of moral value, the more purely it flows from the self-activity and self-determination of the “I.” [ 92 ] In his later life Fichte changed his self-reliant, absolute “I” back into an external God again; he therefore sacrificed true self-knowledge, toward which he had taken so many important steps, to that self-renunciation which stems from human weakness. The last books of Fichte are therefore of no significance for the progress of this self-knowledge. [ 93 ] The philosophical writings of Schiller, however, are important for this progress. Whereas Fichte expressed the self-reliant independence of the “I” as a general philosophical truth, Schiller was more concerned with answering the question as to how the particular “I” of the simple human individuality could live out this self-activity in the best way within itself. Kant had expressly demanded the suppression of pleasure as a pre-condition for moral activity. Man should not carry out what brings him satisfaction; but rather what the categorical imperative demands of him. According to his view an action is all the more moral the more it is accomplished with the quelling of all feeling of pleasure, out of mere heed to strict moral law. For Schiller this diminishes human worth. Is man in his desire for pleasure really such a low being that he must first extinguish this base nature of his in order to be virtuous? Schiller criticizes any such degradation of man in the satirical epigram (Xenie):
No, says Schiller, human instincts are capable of such ennobling that it is a pleasure to do the good. The strict “ought to” transforms itself in the ennobled man into a free “wanting to.” And someone who with pleasure accomplishes what is moral stands higher on the moral world scale than someone who must first do violence to his own being in order to obey the categorical imperative. [ 94 ] Schiller elaborated this view of his in his Letters on the Aesthetic Education of the Human Race. There hovers before him the picture of a free individuality who can calmly give himself over to his egoistical drives because these drives, out of themselves, want what can be accomplished by the unfree, ignoble personality only when it suppresses its own needs. The human being, as Schiller expressed it, can be unfree in two respects: firstly, if he is able to follow only his blind, lower instincts. Then he acts out of necessity. His drives compel him; he is not free. Secondly, however, that person also acts unfreely who follows only his reason. For, reason sets up principles of behavior according to logical rules. A person who merely follows reason acts unfreely because he subjugates himself to logical necessity. Only that person acts freely out of himself for whom what is reasonable has united so deeply with his individuality , has gone over so fully into his flesh and blood, that he carries out with the greatest pleasure what someone standing morally less high can accomplish only through the most extreme self-renunciation and the strongest compulsion. [ 95 ] Friedrich Joseph Schelling wanted to extend the path Fichte had taken. Schelling took his start from the unbiased knowledge of the “I” that his predecessor had achieved. The “I” was recognized as a being that draws its existence out of itself. The next task was to bring nature into a relationship with this self-reliant “I.” It is clear: If the “I” is not to transfer the actual higher being of things into the outer world again, then it must be shown that the “I,” out of itself, also creates what we call the laws of nature. The structure of nature must therefore be the material system, outside in space, of what the “I,” within its inner being, creates in a spiritual way. “Nature must be visible spirit, and spirit must be invisible nature. Here, therefore, in the absolute identity of the spirit in us and of nature outside of us, must the problem be solved as to how a nature outside of us is possible.” “The outer world lies open before us, in order for us to find in it again the history of our spirit.” [ 96 ] Schelling, therefore, sharply illuminates the process that the philosophers have interpreted wrongly for so long. He shows that out of one being the clarifying light must fall upon all the processes of the world; that the “I” can recognize one being in all happenings; but he no longer sets forth this being as something lying outside the “I”; he sees it within the “I.” The “I” finally feels itself to be strong enough to enliven the content of world phenomena from out of itself. The way in which Schelling presented nature in detail as a material development out of the “I” does not need to be discussed here. The important thing in this essay is to show in what way the “I” has reconquered for itself the sphere of influence which, in the course of the development of Western thought, it had ceded to an entity that it had itself created. For this reason Schelling's other writings also do not need to be considered in this context. At best they add only details to the question we are examining. Exactly like Fichte, Schelling abandons clear self-knowledge again, and seeks then to trace the things flowing from the self back to other beings. The later teachings of both thinkers are reversions to views which they had completely overcome in an earlier period of life. [ 97 ] The philosophy of Georg Wilhelm Friedrich Hegel is a further bold attempt to explain the world on the basis of a content lying within the “I.” Hegel sought, comprehensively and thoroughly, to investigate and present the whole content of what Fichte, in incomparable words to be sure, had characterized: the being of the human “I.” For Hegel also regards this being as the actual primal thing, as the “in-itselfness of things.” But Hegel does something peculiar. He divests the “I” of everything individual, personal. In spite of the fact that it is a genuine true “I” which Hegel takes as a basis for world phenomena, this “I” seems impersonal, unindividual, far from an intimate, familiar “I,” almost like a god. In just such an unapproachable, strictly abstract form does Hegel, in his logic, expound upon the content of the in-itselfness of the world. The most personal thinking is presented here in the most impersonal way. According to Hegel, nature is nothing other than the content of the “I” that has been spread out in space and time. Nature is this ideal content in a different state. “Nature is spirit estranged from itself.” Within the individual human spirit Hegel's stance toward the impersonal “I” is personal. Within self-consciousness, the being of the “I” is not an in-itself, it is also for-itself; the human spirit discovers that the highest world content is his own content. Because Hegel seeks to grasp the being of the “I” at first impersonally, he also does not designate it as “I,” but rather as idea. But Hegel's idea is nothing other than the content of the human “I” freed of all personal character. This abstracting of everything personal manifests most strongly in Hegel's views about the spiritual life, the moral life. It is not the single, personal, individual “I” of man that can decide its own destiny, but rather it is the great, objective, impersonal world “I,” which is abstracted from man's individual “I”; it is the general world reason, the world idea. The individual “I” must submit to this abstraction drawn from its own being. The world idea has instilled the objective spirit into man's legal, state, and moral institutions, into the historical process. Relative to this objective spirit, the individual is inferior, coincidental. Hegel never tires of emphasizing again and again that the chance, individual “I” must incorporate itself into the general order, into the historical course of spiritual evolution. It is the despotism of the spirit over the bearer of this spirit that Hegel demands. [ 98 ] It is a strange last remnant of the old belief in God and in the beyond that still appears here in Hegel. All the attributes with which the human “I,” turned into an outer ruler of the world, was once endowed have been dropped, and only the attribute of logical generality remains. The Hegelian world idea is the human “I,” and Hegel's teachings recognize this expressly, for at the pinnacle of culture man arrives at the point, according to this teaching, of feeling his full identity with this world “I.” In art, religion, and philosophy man seeks to incorporate into his particular existence what is most general; the individual spirit permeates itself with the general world reason. Hegel portrays the course of world history in the following way: “If we look at the destiny of world-historical individuals, they have had the good fortune to be the managing directors of a purpose that was one stage in the progress of the general spirit. One can call it a trick of world reason for it to use these human tools; for it allows them to carry out their own purposes with all the fury of their passion, and yet remains not only unharmed itself but even brings forth itself. The particular is usually too insignificant compared to the general: individuals are sacrificed and abandoned. World history thus presents itself as the battle of individuals, and in the field of this particularization, things take their completely natural course. Just as in animal nature the preservation of life is the purpose and instinct of the individual creature, and just as here, after all, reason, the general, predominates and the individuals fall, thus so do things in the spiritual world also take their course. The passions mutually destroy each other; only reason is awake, pursues its purpose, and prevails.” But for Hegel, the highest level of development of human culture is also not presented in this sacrificing of the particular individuals to the good of general world reason, but rather in the complete interpenetration of the two. In art, religion, and philosophy, the individual works in such a way that his work is at the same time a content of the general world reason. With Hegel, through the factor of generality that he laid into the world “I,” the subordination of the separate human “I” to this world “I” still remained. [ 99 ] Ludwig Feuerbach sought to put an end to this subordination by stating in powerful terms how man transfers the being of his “I” into the outer world in order then to place himself over against it, acknowledging, obeying, revering it as though it were a God. “God is the revealed inner being, the expressed self, of man; religion is the festive disclosing of the hidden treasures of man, the confessing of his innermost thoughts, the public declaration of his declarations of love.” But even Feuerbach has not yet cleansed the idea of this “I” of the factor of generality. For him the general human “I” is something higher than the individual, single “I.” And even though as a thinker he does not, like Hegel, objectify this general “I” into a cosmic being existing in itself, still, in the moral context, over against the single human being, he does set up the general concept of a generic man, and demands that the individual should raise himself above the limitations of his individuality. [ 100 ] Max Stirner, in his book The Individual and What Is His (Der Einzige und sein Eigentum), published in 1844, demanded of the “I” in a radical way that it finally recognize that all the beings it has set above itself in the course of time were cut by it from its own body and set up in the outer world as idols. Every god, every general world reason, is an image of the “I” and has no characteristics different from the human “I.” And even the concept of the general “I” was extracted from the completely individual “I” of every single person. [ 101 ] Stirner calls upon man to throw off everything general about himself and to acknowledge to himself that he is an individual. “You are indeed more than a Jew, more than a Christian, etc., but you are also more than a man. Those are all ideas; you, however, are in the flesh. Do you really believe, therefore, that you can ever become ‘man as such’?” “I am man! I do not first have to produce man in myself, because he already belongs to me as all my characteristics do.” “Only I am not an abstraction alone; I am the all in all;... I am no mere thought, but I am at the same time full of thoughts, a thought-world. Hegel condemns what is one's own, what is mine ... ‘Absolute thinking’ is that thinking which forgets that it is my thinking, that I think, and that thinking exists only through me. As ‘I,’ however, I again swallow what is mine, am master over it; it is only my opinion that I can change at every moment, i.e., that I can destroy, that I can take back into myself and can devour.” “The thought is only my own when I can indeed subjugate it, but it can never subjugate me, never fanaticize me and make me the tool of its realization.” All the beings placed over the “I” finally shatter upon the knowledge that they have only been brought into the world by the “I.” “The beginning of my thinking, namely, is not a thought, but rather I, and therefore I am also its goal, just as its whole course is then only the course of my self-enjoyment.” [ 102 ] In Stirner's sense, one should not want to define the individual “I” by a thought, by an idea. For, ideas are something general; and through any such definition, the individual—at least logically—would thus be subordinated at once to something general. One can define everything else in the world by ideas, but we must experience our own “I” as something individual within us. Everything that is expressed about the individual in thoughts cannot take up his content into itself; it can only point to it. One says: Look into yourself; there is something for which any concept, any idea, is too poor to encompass in all its incarnate wealth, something that brings forth the ideas out of itself, but that itself has an inexhaustible spring within itself whose content is infinitely more extensive than everything this something brings forth. Stirner's response is: “The individual is a word and with a word one would after all have to be able to think something; a word would after all have to have a thought-content. But the individual is a word without thought; it has no thought-content. But what is its content then if not thought? Its content is one that cannot be there a second time and that consequently can also not be expressed, for if it could be expressed, really and entirely expressed, then it would be there a second time, would be there in the ‘expression’... only when nothing of you is spoken out and you are only named, are you recognized as you. As long as something of you is spoken out, you will be recognized only as this something (man, spirit, Christian, etc.).” The individual “I” is therefore that which is everything it is only through itself, which draws the content of its existence out of itself and continuously expands this content from out of itself. This individual “I” can acknowledge no ethical obligation that it does not lay upon itself. “Whether what I think and do is Christian, what do I care? Whether it is human, liberal, humane, or inhuman, unliberal, inhumane, I don't ask about that. If it only aims at what I want, if I satisfy only myself in it, then call it whatever you like: it's all the same to me ...” “Perhaps, in the very next moment I will turn against my previous thought; I also might very well change my behavior suddenly; but not because it does not correspond to what is Christian, not because it goes against eternal human rights, not because it hits the idea of mankind, humanity, humaneness in the face, but rather—because I am no longer involved, because I no longer enjoy it fully, because I doubt my earlier thought, or I am no longer happy with my recent behavior.” The way Stirner speaks about love from this point of view is characteristic. “I also love people, not merely some of them but everyone. But I love them with the consciousness of egoism; I love them because love makes me happy; I love because loving is natural for me, because I like it. I know no ‘commandment of love’ ...” To this sovereign individual, all state, social, and church organizations are fetters. For, all organizations presuppose that the individual must be like this or like that so that it can fit into the community. But the individual will not let it be determined for him by the community how he should be. He wants to make himself into this or that. J. H. Mackay, in his book Max Stirner, His Life and Work, has expressed what matters to Stirner: “The annihilation, in the first place, of those foreign powers which seek in the most varied ways to suppress and destroy the “I”; and in the second place, the presentation of the relationships of our intercourse with each other, how they result from the conflict and harmony of our interests.” The individual cannot fulfill himself in an organized community, but only in free intercourse or association. He acknowledges no societal structure set over the individual as a power. In him everything occurs through the individual. There is nothing fixed within him. What occurs is always to be traced back to the will of the individual. No one and nothing represents a universal will. Stirner does not want society to care for the individual, to protect his rights, to foster his well-being, and so on. When the organization is taken away from people, then their intercourse regulates itself on its own. “I would rather have to rely on people's self-interest than on their ‘service of love,’ their compassion, their pity, etc. Self-interest demands reciprocity (as you are to me, thus I am to you), does nothing ‘for nothing,’ and lets itself be won and—bought.” Let human intercourse have its full freedom and it will unrestrictedly create that reciprocity which you could set up through a community after all, only in a restricted way. “Neither a natural nor a spiritual tie holds a society (Verein) together, and it is no natural nor spiritual association (Bund). It is not blood nor a belief (i.e., spirit) that brings it about. In a natural association—such as a family, a tribe, a nation; yes, even mankind—individuals have value only as specimens of a species or genus; in a spiritual association—such as a community or church—the individual is significant only as a part of the common spirit; in both cases, what you are as an individual must be suppressed. Only in a society can you assert yourself as an individual, because the society does not possess you, but rather you possess it or use it.” [ 103 ] The path by which Stirner arrived at his view of the individual can be designated as a universal critique of all general powers that suppress the “I.” The churches, the political systems (political liberalism, social liberalism, humanistic liberalism), the philosophies—they have all set such general powers over the individual. Political liberalism establishes the “good citizen”; social liberalism establishes the worker who is like all the others in what they own in common; humanistic liberalism establishes the “human being as human being.” As he destroys all these powers, Stirner sets up in their ruins the sovereignty of the individual. “What all is not supposed to be my cause! Above all the good cause, then God's cause, the cause of mankind, of truth, of freedom, of humaneness, of justice; furthermore the cause of my folk, of my prince, of my fatherland; finally, of course, the cause of the spirit and a thousand other causes. Only my cause is never supposed to be my cause.—Let us look then at how those people handle their cause for whose cause we are supposed to work, to devote ourselves, and to wax enthusiastic. You know how to proclaim many basic things about God, and for thousands of years have investigated ‘the depths of the Divinity’ and looked into His heart, so that you are very well able to tell us how God Himself conducts ‘the cause of God’ that we are called to serve. And you also do not keep the Lord's conduct secret. What is His cause then? Has He, as is expected of us, made a foreign cause, the cause of truth and love, into His own? Such lack of understanding enrages you and you teach us that God's cause is, to be sure, the cause of truth and love, but that this cause cannot be called foreign to Him because God is Himself, in fact, truth and love; you are enraged by the assumption that God could be like us poor worms in promoting a foreign cause as His own. ‘God is supposed to take on the cause of truth when He is not Himself the truth?’ He takes care only of His cause, but because He is the all in all, everything is also His cause; we, however, we are not the all in all, and our cause is small and contemptible indeed; therefore we must ‘serve a higher cause.’—Now, it is clear that God concerns Himself only with what is His, occupies Himself only with Himself, thinks only about Himself, and has His eye on Himself; woe to anything that is not well pleasing to Him. He serves nothing higher and satisfies only Himself. His cause is a purely egoistical cause. How do matters stand with mankind, whose cause we are supposed to make into our own? Is its cause perhaps that of another, and does mankind serve a higher cause? No, mankind looks only at itself, mankind wants to help only mankind, mankind is itself its cause. In order to develop itself, mankind lets peoples and individuals torment themselves in its service, and when they have accomplished what mankind needs, then, out of gratitude, they are thrown by it onto the manure pile of history. Is the cause of mankind not a purely egoistical cause?” Out of this kind of a critique of everything that man is supposed to make into his cause, there results for Stirner that “God and mankind have founded their cause on nothing but themselves. I will then likewise found my cause upon myself, I, who like God am nothing from anything else, I, who am my all, I who am the single one.” [ 104 ] That is Stirner's path. One can also take another path to arrive at the nature of the “I.” One can observe the “I” in its cognitive activity. Direct your gaze upon a process of knowledge. Through a thinking contemplation of processes, the “I” seeks to become conscious of what actually underlies these processes. What does one want to achieve by this thinking contemplation? To answer this question we must observe: What would we possess of these processes without this contemplation, and what do we obtain through this contemplation? I must limit myself here to a meager sketch of these fundamental questions about world views, and can point only to the broader expositions in my books Truth and Science (Wahrheit und Wissenschaft) and The Philosophy of Spiritual Activity (Die Philosophie der Freiheit). [ 105 ] Look at any process you please. I throw a stone in a horizontal direction. It moves in a curved line and falls to earth after a time. I see the stone at successive moments in different places, after it has first cost me a certain amount of effort to throw it. Through my thinking contemplation I gain the following. During its motion the stone is under the influence of several factors. If it were only under the influence of the propulsion I gave it in throwing it, it would go on forever, in a straight line, in fact, without changing its velocity. But now the earth exerts an influence upon it which one calls gravity. If, without propelling it away from me, I had simply let go of it, it would have fallen straight to the ground, and in doing so its velocity would have increased continuously. Out of the reciprocal workings of these two influences there arises what actually happens. Those are all thought-considerations that I bring to what would offer itself to me without any thinking contemplation. [ 106 ] In this way we have in every cognitive process an element that would present itself to us even without any thinking contemplation, and another element that we can gain only through such thinking contemplation. When we have then gained both elements, it is clear to us that they belong together. A process runs its course in accordance with the laws that I gain about it through my thinking. The fact that for me the two elements are separated and are joined together by my cognition is my affair. The process does not bother about this separation and joining. From this it follows, however, that the activity of knowing is altogether my affair. Something that I bring about solely for my own sake. [ 107 ] Yet another factor enters in here now. The things and processes would never, out of themselves, give me what I gain about them through my thinking contemplation. Out of themselves they give me, in fact, what I possess without that contemplation. It has already been stated in this essay that I take out of myself what I see in the things as their deepest being. The thoughts I make for myself about the things, these I produce out of my own inner being. They nevertheless belong to the things, as has been shown. The essential being of the things does not therefore come to me from them, but rather from me. My content is their essential being. I would never come to ask about the essential being of the things at all if I did not find present within me something I designate as this essential being of the things, designate as what belongs to them, but designate as what they do not give me out of themselves, but rather what I can take only out of myself. Within the cognitive process I receive the essential being of the things from out of myself. I therefore have the essential being of the world within myself. Consequently I also have my own essential being within myself. With other things two factors appear to me: a process without its essential being and the essential being through me. With myself, process and essential being are identical. I draw forth the essential being of all the rest of the world out of myself, and I also draw forth my own essential being from myself. [ 108 ] Now my action is a part of the general world happening. It therefore has its essential being as much within me as all other happenings. To seek the laws of human action means, therefore, to draw them forth out of the content of the “I.” Just as the believer in God traces the laws of his actions back to the will of his God, so the person who has attained the insight that the essential being of all things lies within the “I” can also find the laws of his action only within the “I.” If the “I” has really penetrated into the essential nature of its action, it then feels itself to be the ruler of this action. As long as we believe in a world-being foreign to us, the laws of our action also stand over against us as foreign. They rule us; what we accomplish stands under the compulsion they exercise over us. If they are transformed from such foreign beings into our “I's” primally own doing, then this compulsion ceases. That which compels has become our own being. The lawfulness no longer rules over us, but rather rules within us over the happenings that issue from our “I.” To bring about a process by virtue of a lawfulness standing outside the doer is an act of inner unfreedom; to do so out of the doer himself is an act of inner freedom. To give oneself the laws of one's actions out of oneself means to act as a free individual. The consideration of the cognitive process shows the human being that he can find the laws of his action only within himself. [ 109 ] To comprehend the “I” in thinking means to create the basis for founding everything that comes from the “I” also upon the “I” alone. The “I” that understands itself can make itself dependent upon nothing other than itself. And it can be answerable to no one but itself. After these expositions it seems almost superfluous to say that with this “I” only the incarnate real “I” of the individual person is meant and not any general “I” abstracted from it. For any such general “I” can indeed be gained from the real “I” only by abstraction. It is thus dependent upon the real individual. (Benj. R. Tucker and J. H. Mackay also advocate the same direction in thought and view of life out of which my two above-mentioned books have arisen. See Tucker's Instead of a Book and Mackay's The Anarchists. [ 1110 ] In the eighteenth century and in the greater part of the nineteenth, man's thinking made every effort to win for the “I” its place in the universe. Two thinkers who are already keeping aloof from this direction are Arthur Schopenhauer and Eduard von Hartmann, who is still vigorously working among us. Neither any longer transfers the full being of our “I,” which we find present in our consciousness, as primal being into the outer world. Schopenhauer regarded one part of this “I,” the will, as the essential being of the world, and Hartmann sees the unconscious to be this being. Common to both of them is this striving to subordinate the “I” to their assumed general world-being. On the other hand, as the last of the strict individualists, Friedrich Nietzsche, taking his start from Schopenhauer, did arrive at views that definitely lead to the path of absolute appreciation of the individual “I.” In his opinion, genuine culture consists in fostering the individual in such a way that he has the strength out of himself to develop everything lying within him. Up until now it was only an accident if an individual was able to develop himself fully out of himself. “This more valuable type has already been there often enough: but as a happy chance, as an exception, never as willed. Rather he was precisely the one feared the most; formerly he was almost the fearful thing;—and out of fear, the opposite type was willed, bred, attained: the domestic animal, the herd animal, the sick animal man, the Christian ...” Nietzsche transfigured poetically, as his ideal, his type of man in his Zarathustra. He calls him the Superman (Übermensch). He is man freed from all norms, who no longer wants to be the mere image of God, a being in whom God is well pleased, a good citizen, and so on, but rather who wants to be himself and nothing more—the pure and absolute egoist.
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53. The Great Initiates
16 Mar 1905, Berlin Rudolf Steiner |
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Everybody who strives for esoteric instructions has to get clear in his mind that the human being is not a completed being today, as he faces us, but that he is developing that he gets to much higher stages in future. What has already attained the image of God today, what of the human being has come to the highest level is the human sensuous body what we see of him with eyes, what we can generally perceive with our senses. |
The chela who has attained this level is a good citizen and father of a family, a good friend as he would be, if he had not become a chela. He needs to be torn out from nothing. |
Therefore, the Jewish secret doctrine also speaks of the inexpressible name of God. This is something that is immediately an announcement of the God in him. It was forbidden to pronounce this name unworthily and unholy. |
53. The Great Initiates
16 Mar 1905, Berlin Rudolf Steiner |
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The theosophical world view differs from all remaining world views, which we can meet in the present, because it also satisfies knowledge. We have so often heard in the present: we cannot recognise certain matters; our cognitive faculties have limits and cannot rise up above a certain height. If we let the philosophical investigations of the present approach us, then one often speaks of such limits of knowledge in particular those philosophical schools which go back to Kantianism. The view of the theosophist and the practical mystic differs from all such discussions because it never puts limits to the human cognitive faculties, but considers them in such a way that they can be extended. Is it not a big immodesty, if anybody considers his particular cognitive faculties, his point of cognition as something decisive and says that we cannot go with our cognitive faculties beyond a certain limit? The theosophist says: I stand on a certain point of view of human cognition today. From this point of view I can recognise this or that, and I cannot recognise this or that. But it is possible to develop the human cognitive faculties to increase them. What one calls initiatory schools is intended basically to increase these human cognitive faculties to a higher level, so that it is indeed correct if one says from a lower level of knowledge that there are limits of cognition, that one cannot recognise this or that. But one can also rise up above such a level of knowledge, one can get to higher levels, and then one can recognise what one could not recognise on subordinate levels. This is the nature of initiation, and this deepening or rise of knowledge is the task of the initiatory schools. It is a matter of raising the human being to the levels of knowledge on which he cannot stand from nature which he has to attain only with long-standing patient exercises. At all times, there have been such initiatory schools. With all peoples recognising men of higher kind came from such initiatory schools. The nature of such initiatory schools and of the great initiates who have outgrown the lower levels of the human cognitive faculties and got to the highest knowledge, which is accessible to us on earth, expresses itself in the fact that these initiates gave the different religions and world views to the different peoples. We want to outline the nature of these great initiates today. As one must get to know the methods of every science, of every spiritual procedure with which one penetrates to knowledge, it is also in the initiatory schools. Also there it is the point that we are led to higher stages of cognition using certain methods of which we have just spoken. Now I shortly invoke the concerning stages. Certain levels of knowledge are to be attained only in the intimate initiatory schools, where teachers are who themselves have experienced that school, who have carried out those exercises, who can really consider any single stage, any single step. One has to confide in such teachers of these initiatory schools only. Indeed, there is nothing of authority in these initiatory schools, nothing of the principle of dogmatism, but only the principle of advising holds sway. Who has gone through certain stages of study and has thereby acquired the experiences of the higher super-sensible life knows the intimate ways leading to this higher cognition. Only such a man/woman is competent to say what one has to do. What is necessary in this field between pupil and teacher is confidence only. Who does not have this confidence is not able to learn anything. Who has this confidence sees very soon that by any esoteric or mystic teacher nothing else is recommended than what this teacher himself has worked through. The point is that only the externally visible part of the whole entity of the human being is completed, as well as the human being faces us today. Everybody who strives for esoteric instructions has to get clear in his mind that the human being is not a completed being today, as he faces us, but that he is developing that he gets to much higher stages in future. What has already attained the image of God today, what of the human being has come to the highest level is the human sensuous body what we see of him with eyes, what we can generally perceive with our senses. However, this is not the only what the human being has. The human being has even higher members of his nature. At first, he has a member which we call the etheric body. Someone who has developed the soul organs can see this etheric body. Because of this etheric body the human being is not only a creation in which chemical and physical forces work but a living creation that lives and is provided with growth, life and the capacity of reproduction. One can see this etheric body which is a kind of archetype of the human being, if one suggests the usual physical body away with the methods of clairvoyance that are still characterised afterwards. You know that one can achieve by the usual methods of hypnosis and suggestion that if you say to anybody that here is no lamp he really sees no lamp. Thus you are able to thoroughly suggest the room away although you look into the room. That is possible if you develop enough strong willpower in yourselves, that willpower which diverts the attention from the physical body. Then you see the room not empty, but filled with a kind of archetype. This archetype has approximately the same figure as the physical body. However, it is not through and through of the same kind, but is organised thoroughly. It is not only interspersed with fine little veins and currents, but it also has organs. This formation, this etheric body causes the real life of the human being. Its colour can be compared only with the colour of the young peach-blossom. It is no colour which is included in the solar spectrum; it is approximately between violet and red. This is the second body. The third body is the aura which I have already described occasionally, that cloud-like formation of which I have spoken last time, when I described the origin of the human being, in which the human being is like in an ovoid cloud. Everything expresses itself in it that lives in the human being as desire, passion and feeling. Happy, devoted feelings express themselves in bright colour currents in this aura. Hatred, sensual emotions express themselves in darker hues. Keen, logical thoughts express themselves in well-defined figures. Illogical, confused thoughts find expression in figures with unclear contours. Thus we have an image of the human soul-life in this aura. As well as I have now described the human being he was placed so to speak, by the hand of nature on earth at that time which lies nearly in the outset of the Atlantean age. I have described last time what one has to understand by the Atlantean age. At the time when the fertilisation with the eternal spirit had already taken place the human being faces us with three members: body, soul and mind. Today these three members of the human being are basically somewhat changed because the human being has worked on himself since that time, since nature has dismissed him, since he has become a self-conscious being. This work on himself means improving his aura, irradiating light from the self-consciousness to this aura. The human being who stands on a very deep level who has not worked on himself, we say a savage, has an aura as nature has given him. All those, however, who are within our civilised world, have auras in which they themselves have co-operated. For as far as the human being is a self-conscious being, he works on himself, and this work finds expression in him at first that his aura changes. Everything that the human being has learnt from nature what he has taken up, since he can speak and think self-consciously, is a new impact in his aura, caused by himself. If you transport yourselves back to the Lemurian age when the human being was warm-blooded since long time when his fertilisation by the spirit had taken place in the middle of this Lemurian age, the human being was not yet a being capable of clear thoughts. All that just started developing. The spirit had just taken possession of the corporeality. At that time, the aura was completely a result of the natural forces. There one could notice and one can notice it still today with people of very low level , a smaller aura of bluish colour originating at a certain place within the head. This smaller aura is the external auric expression of the self-consciousness. The more the human being has developed this self-consciousness by his thinking and working, the more this smaller aura spreads out about the other aura, so that both become often completely different in short time. The human being who lives in the external civilisation who is an educated civilised person works on his aura in such a way as civilisation just drives him. We take up our usual knowledge, as our school offers it, our experiences, which life brings us, and they perpetually change our aura. But this change must be continued if the human being wants to join the practical mysticism. There he has to work particularly on himself. There he has to incorporate into his aura not only what civilisation offers him, but there he has to exert an influence in certain, regular way on his aura. This happens by means of the so-called meditation. This meditation or the inner contemplation is the first stage which the student of an initiate has to go through. What is the sense and purpose of this meditation? Attempt once to hold the thoughts before yourselves, which you hold in the mind from the morning up to the evening, and to ponder how these thoughts are influenced by the space and time in which you live. Attempt once whether you are able to prevent your thoughts and ask yourselves whether you had them if you did not live by chance in Berlin and in the beginning of the 20-th century. At the end of the 18-th and at the beginning of the 19-th century, the human beings have not thought in the same way as the human beings of today. If you imagine how the world has been changed in the course of the last century and which changes time has caused, then you see that what permeates your soul from morning to night depends on space and time. It is different if we dedicate ourselves to thoughts which have an eternal value. Actually, these are only certain abstract, academic thoughts, the highest thoughts of mathematics and geometry to which the human being dedicates himself and have eternal value. Twice two is four: this must hold good at all times and places. The same applies to the geometrical truths which we take up. But if we refrain from the certain foundation of such truths, we can say that the average person thinks very little that is independent of space and time. What is dependent on them connects us with the world and exerts a small influence only on that being which itself is something permanent. Meditation is nothing else than dedicating oneself to thoughts of eternal value, to educate oneself consciously to that which is beyond space and time. The great religious writings contain such thoughts: the Vedanta, the Bhagavad Gita, the John's Gospel from the thirteenth chapter up to the end, also the Imitation of Christ (1441) by Thomas à Kempis (~1380-1471, canon regular). Who becomes engrossed with patience and perseverance in such a way that he lives in such writings, who becomes engrossed every day anew and maybe works on one single sentence for weeks, and thinks and feels it through, gets an infinite use. As well as one gets to know and love a child with all its peculiarities more and more every day, one lets such a sentence of eternity penetrate the soul every day which arises from the great initiates or inspired human beings. This fulfils us with new life. The sayings in Light on the Path (1885), written down by Mabel Collins (1851-1927) according to higher instructions, are also very important. Already the first four sentences are suitable if they are exercised patiently to intervene in the human aura in such a way that this aura is completely illuminated with a new light. One can see this light lighting up in the human aura. Bluish colour nuances replace the reddish or reddish-brownish ones, light reddish nuances replace the yellow ones et etcetera All the colours of the aura change under the influence of such thoughts of eternity. The student cannot yet perceive this in the beginning, but he starts gradually feeling the deep influence that goes out from this changed aura. If the human being exercises certain virtues, certain performances of the soul most carefully beside these meditations, then his soul senses develop within this aura. We must have these if we want to behold into the soul-world, just as we must have physical senses to be able to look into the physical world. As the external senses are implanted by nature into the body, the human being has to implant higher soul senses lawfully into his aura. The meditation causes that the human being becomes mature to work on these senses which exist as rudiments. But we have to turn our attention to particular soul performances if we want to develop these senses. Consider that the human being has a number of such senses as rudiments. We call these senses lotus-flowers, because the astral structure which the human being starts developing in his aura takes on the figure of lotus-flowers comparatively. Of course, this is only comparative, just as one speaks of lungs which resemble to wings. The two-petalled lotus-flower is in the middle of the head about the nasal root between the eyes. Then near the larynx is the 16-petalled lotus-flower, near the heart is the twelve-petalled one, near the pit of the stomach the 10-petalled one. More far below there are the 6-petalled and the 4-petalled lotus-flowers. I would like to speak only of the 16-petalled and the 12-petalled lotus-flowers today. In Buddha's teaching the so-called eightfold path is given. Now ask yourselves once: why does Buddha give just this eightfold path as especially important for the attainment of the higher stages of the human being? This eightfold path is: right view, right aspiration, right speech, right action, right livelihood, right effort, right mindfulness, and right concentration. Such a great initiate like Buddha does not speak out of a vaguely felt ideal, he speaks out of the knowledge of the human nature, and he knows which influence the soul performances have on those bodies which must develop only in future. If we consider the 16-petalled lotus-flower of a modern average person, we see, actually, very little. It is about to light up again, so to speak. In times of very distant past this lotus-flower existed already once. It declined in its development. Today it appears again due to the cultural work of the human being. However, in future this 16-petalled lotus-flower comes again to full development. It begins to gleam in its sixteen spokes or petals brightly, any petal appears in another hue, and, finally, it moves from the left to the right, clockwise. Someone develops in the initiatory school consciously what every human being experiences and possesses once in future, so that he can become a guide of humanity. Eight of the sixteen petals were already developed in the very distant past. Eight are still to be developed today if the esoteric student wants to get to the use of these senses. Now I still want to speak of the 12-petalled lotus-flower near the heart. Six petals were already developed in the far-off past; six have to be developed in future with all human beings, with initiates and their pupils already today. In all theosophical manuals you can find certain virtues cited which someone who wants to ascend to the stage of a chela or student should acquire in the forecourt. These six virtues, which you find cited in every theosophical manual where of the development of the human being is spoken, are: control of thoughts, control of actions, tolerance, steadfastness, impartiality and balance or what Angelus Silesius calls calmness. These six virtues, which one has to practice consciously and carefully and to add to the meditation, develop the other six petals of the 12-petalled lotus-flower. This is not blindly or accidentally picked up in the theosophical textbooks or written down out of own internal feeling, but is spoken from the deepest knowledge of the great initiates. The initiates know that somebody who really wants to develop to higher super-sensible stages has to develop the 12-petalled lotus-flower. For this purpose he has to develop the six petals, which were not developed in the past, with these six virtues. Thus you see how from a deeper knowledge of the human being the great initiates gave their instructions for life. I could still extend this consideration to other organs of cognition and observation, but I want only to give you an outline of the initiatory process with these remarks which should be sufficient. If the student has advanced so far that he starts developing these astral senses if he has advanced so far that he is thereby able to see not only the sensuous impressions in his surroundings but also what is mental, what the aura is in the human being, in the animal and in the plant, a quite new level of instruction begins. Nobody can see anything mental in his surroundings, before his lotus-flowers rotate, just as somebody who has no eyes can see no colours and no light. If now the wall is broken through if he has progressed on the preliminary stage of knowledge so far that he has an insight into this astral world, then only the real apprenticeship begins for him. This leads through four stages of knowledge. What happens now at this moment when the human being has become a chela, after he has gone through the preliminary stages? We have seen that everything that we have now described refers to the astral body. This is organised thoroughly by the human body. The human being who has experienced such a development has another aura. If he then examines his astral body with self-consciousness, if he himself has become the clear organisation of his astral body, we say that this student has examined his astral body with manas. Nothing else is manas than an astral body which is controlled from self-consciousness. Manas and astral body are one and the same, but on different developmental stages. One has to realise this if one wants to practically use for the practical mysticism what is given in the theosophical manuals as seven principles. Everybody who knows the mystic way of development, everybody who knows something of initiation says that they have a theoretical value for the study, but for the practical mystic only if one knows the relationships which exist between the lower and upper principles. No practical mystic knows more than four members: the physical body, in which the chemical and physical laws are working, the etheric body, the astral body and, finally, the self-consciousness which we call kama-manas in the present development, the self-consciously thinking principle. Manas is nothing else than what the self-consciousness works into the body. The etheric body, as it is now, is taken away from any influence of the self-consciousness. We can influence growth and nourishment indirectly, but not in such a way as we let our wishes, our thoughts and ideas come from the self-consciousness. Thus we ourselves cannot influence our relationships of nourishment, digestion and growth. These are without any connection with the human self-consciousness. This etheric body has to come under the influence of the astral body, the so-called aura. The self-consciousness of the astral body must penetrate and treat the etheric body in the same way as the human being his aura, his astral body. If the human being has advanced so far by meditation, by contemplation and by the exercise of the soul activities that the astral body is organised of its own accord, then the work proceeds to the etheric body, then the etheric body receives the inner word, then the human being hears not only what lives in the environment, then the inner sense of the things sounds to him in his etheric body. Many a time I have said here that the actually spiritual in the things is something sounding. I have drawn your attention to the fact that the practical mystic if he speaks of a sounding in the spiritual world that he speaks of a luminescence in the astral world, the world of desires. Not without reason Goethe says when he leads his Faust to the heaven:
And not without reason Ariel says, as Faust is led by the spirits to the spiritual world: “In these sounds we spirits hear the new day already born.” This inner sounding which is, of course, no sounding perceptible to external sensuous ears, this inner word of the things by which they express their own nature is the experience which the human being has if he is able to influence his astral body from his etheric body. Then he has become the chela, the real disciple of a great initiate. Then he can continue this path. One calls such a human being who has ascended this level a homeless human being, because he has found the connection with a new world because the spiritual world sounds to him and because he has no longer his home, so to speak, in this sensuous world. One must not misunderstand this. The chela who has attained this level is a good citizen and father of a family, a good friend as he would be, if he had not become a chela. He needs to be torn out from nothing. What he experiences there is a course of soul development. There he attains a new home in a world which lies behind these sensuous one. What has happened there? The spiritual world sounds in the human being, and while the spiritual world sounds into the human being, he overcomes an illusion, the illusion generally, in which basically all human beings are prejudiced before this level of development. This is the illusion of the personal self. The human being believes that he is a personality, separated from the rest of the world. Already a mere reflection could teach him that he himself is no independent being in the physical. Take into account if in this room the temperature were 200 degrees higher than now, we would not be able to exist here as we exist now. As soon as the circumstances change outside, the conditions are no longer appropriate to our physical existence. We are only the continuation of the outside world and absolutely inconceivable as a special being. This is even more the case in the psychic and in the spiritual worlds. We see that the human being, understood as a self, is only an illusion that he is a member of the general divine spirituality. Here the human being overcomes the personal self. It appears what Goethe pronounced it in the chorus mysticus (Faust) with the words: “All that is transitory is only a symbol.” What we see, is only an image of an eternal being. We ourselves are only an image of an eternal being. If we give up our special being, we have the external life and we live a separate life with the whelp of the etheric body , then we have overcome the external, separate life, we have become a part of the All-life. In the human being something now appears that we have called buddhi. Buddhi is virtually now achieved as a developmental stage of the etheric body, of that etheric body which does no longer cause a special existence, but enters the All-life. The human being, who arrives at this, has arrived at the second level of chelahood. Then all scruples and doubts drop from his soul, and then he can no longer be a superstitious person, just as little as he can be a disbelieving person. Then he does no longer need to get truth comparing his ideas with the external environment, then he lives in the sound, in the word of the things, then it sounds and sounds out of the being what it is. Neither superstition nor doubt is there. One calls this the delivery of the key of knowledge to the chela. If he has attained this stage, a word of the spiritual world sounds into this. Then his word does no longer echo what the world is but what comes from another world which works into our external world which cannot be seen with our external senses. Messengers of the divinity are these words. If this stage is stepped over, a new one comes. It happens that the human being wins influence on what his physical body is immediately doing. He had only influence on the etheric body before, now, however, on the physical body. His actions have to set the physical body in motion. What the human being does is integrated into what we call his karma. But the human being does not work consciously on it; he does not know that he pulls an effect behind himself because of his action. Only now the human being starts performing the actions consciously in the physical world in such a way that he consciously works on his karma. There he wins influence on the karma with the physical action. There it sounds not only from the things of the environment, but there he is so far that he is able to pronounce the names of all things. As the human being lives in our cultural stage, he is able only to pronounce one single name. And this is the name he gives himself: I. This is the only name the human being himself can give. Who becomes deeper engrossed in it, can come to profound knowledge nothing of which the academic psychology dreams. It is only one thing to which only you yourselves can give the concerning name. No one else can say to you I, only you yourselves. To anyone you must say you and every other must say you to you. It is something in everybody that everybody can call I. Therefore, the Jewish secret doctrine also speaks of the inexpressible name of God. This is something that is immediately an announcement of the God in him. It was forbidden to pronounce this name unworthily and unholy. Hence, the holy shyness, the importance and fundamentality if the Jewish esoteric teacher pronounced this name. “I” is the only word which says something to you what can never come to you from the outside world. As the average person gives his self only the name, the chela of the third degree gives names which he has from intuition to all things of the world. That is he is merged up in the world-self. He speaks out of this world-self. He is allowed to say the deepest name of a thing to this thing, whereas the average present-day human being is only able to say “I” to himself. If the chela has attained this level, one calls him a swan. The chela who can rise to the names of all things is called swan because he is the herald of all things. What is beyond the third degree cannot be expressed with everyday words. This requires the knowledge of a special script which is taught only in the esoteric schools. The following degree is the degree of the disguised. Beyond it are the degrees which the great initiates have, those initiates who gave our culture the big impulses at all times. They were chelas first. First they attained the key of knowledge. Then they were led to the regions where to them the universal and the names of the things were disclosed. Then they ascended to the stage of the All and could have the deep experiences by which they were enabled to found the great religions of the world. Not only the great religions, but generally every big impulse, everything that is important in the world originated from the great initiates. Only two examples are cited which kind of influence on the world the great initiates have who experienced the training. We transport ourselves back to that time where under the guidance of Hermes the students of the initiatory schools were instructed. These instructions were usual, so-called esoteric, scientific lessons. Only with a few lines I am able to draw what such lessons contained. It was shown there how the world spirit descends to the body world, embodies itself, and how it revives in the matter, how it gets to its highest stage in the human being and celebrates its resurrection. Paracelsus expressed this pleasantly saying: what we meet outside, these single beings are the letters, and the word which is joined together from them is the human being. We have off-loaded all human virtues or weaknesses on the creatures outside. However, the human being is the confluence of all that. How in the human being a confluence of the remaining macrocosm revives as a microcosm, this was taught in details and with immense spiritual wealth as esoteric lessons in the Egyptian initiatory schools. After these lessons the hermetic lessons followed. One can understand with the senses and with the reason what I have said. One can only understand what in the hermetic lessons was offered if one has achieved the first degree of chelahood. Then one gets to know that special script which is not an accidental and arbitrary one but echoes the great laws of the spiritual world. This script is not like ours an external image which is fixed arbitrarily in single letters and members, but it is born out of the spiritual law of nature because the human being who is expert of this script is in the possession of these laws of nature. Thus all his ideation is following a set pattern in the psychic and astral space. What he imagines he imagines in the sense of these big characters. He is able to do that if he gives up his self. He submits to the eternal laws. Now he is over his hermetic lessons. He is admitted to the first stage of a more profound initiation. He has to experience something in the astral world, in the real soul-world that has a significance extending over the world cycles. After he has attained the capacity that the astral senses fully work, so that they work down to the etheric body, he is introduced in a deep secret of the astral world for three days. He experiences in the astral world what I have described to you as the origin of the earth and the human being last time. He experiences this descent of the spirit, this separation of sun, moon and earth and the origin of the human being, he has this whole sequence of phenomena before himself. At the same time, he has them before himself in such a way that they become a picture. And then he comes out of the temple. After he has gone through this great experience in the initiatory school, he steps among the people and tells what he has experienced in this psychic and astral world. This story runs approximately in such a way: Once a divine couple, Osiris and Isis, was combined with the earth. This divine couple was the regent of everything that happens on earth. But Osiris was persecuted and dismembered by Typhon, and Isis had to search for his corpse. She did not bring it home, but at different places of the earth Osiris's graves were laid out. There he descended completely and was buried in the earth. There a ray of the spiritual world radiated on Isis, fertilising her to the new Horus by an immaculate conception. This image was nothing else than a big representation of what we have just got to know as the emergence of the sun and moon, as the separation of the sun and moon and as the origin of the human being. Isis is the symbol of the moon; Horus signifies the earthly humanity, the earth itself. When humanity was not yet provided with warm blood, when it was not yet covered with the physical body, it felt in big images what occurred in the soul-world. It was prepared to receive the big truths in such images from the great initiates in the beginning of the Lemurian, Atlantean and Aryan developments. Hence, these truths were not simply arranged, but were given in the picture of Osiris and Isis. All great religions which we find in antiquity were experienced by the great initiates in the psychic space. These great initiates came out and spoke to the people in the way how it could understand, namely in images of that which they themselves had experienced in the initiatory schools. This was in antiquity that way. Only because one was in such initiatory school one could ascend to the higher astral experience. With the emergence of Christianity this changed. It represents a significant incision in the development. Since the appearance of Christ, it was possible that one could be initiated as a nature initiate as one also speaks of a nature poet. There are Christian mystics who had received the initiation by mercy. The first who was called to bring out Christianity all over the world under the effect of the saying “happy are they who find faith without beholding me” (John 20:29) was Paul. The appearance on the road to Damascus was an initiation outside of the mysteries. I cannot deal with further details. To all great movements and cultural foundations the great initiates gave the impulses. A nice myth has survived to us from the Middle Ages which should show this in a time when one did not yet ask for materialistic reasons. The epic originated in Bavaria and, hence, has taken on the dress of Catholicism. We want to realise what happened at that time in the following way. At that time the so-called urban culture, the modern bourgeoisie originated in Europe. The mystic understood the further development of humanity, the advance of every soul to the next stage as the advance of the soul, of the female in the human being. The mystic sees something female in the soul that is fertilised by the lower sensory impressions of nature and by the eternal truths. In every historical process the mystic sees such a fertilisation process. The big impulses for the progress of humanity are given by the great initiates. Somebody can notice this who looks deeper into the evolution of humanity who beholds the spiritual forces behind the physical phenomena. Thus the medieval world view also attributed that rise of the soul to higher stages during the new cultural stage which was caused by the cities. This urban development was achieved because the soul took a leap forward in history. It was an initiate who caused this leap. One attributed all big impulses to the great lodge of the initiates who surrounded the Holy Grail. From there the great initiates came who are not visible to the external human being. And one called that person Lohengrin who provided the urban culture in those days with an impulse in mediaeval times. This is the emissary of the Holy Grail, the great lodge. And the urban soul, the female principle that should be fertilised by the great initiates is suggested by Elsa of Brabant. That who should mediate is the swan. Lohengrin is brought by the swan to this physical world. The initiate must not be asked for his name. He belongs to a higher world. The chela, the swan, provided this influence. I could only suggest that the big impact was symbolised again for the people in a myth. The great initiates worked that way and put into their teachings what they had to announce. Also those worked this way who founded the elementary culture of humanity: Hermes in Egypt, Krishna in India, Zarathustra in Persia, and Moses in the Jewish people. Then again Orpheus, Pythagoras and, finally, Jesus worked who is the initiate of the initiates who carried Christ in himself. With it only the great initiates are called. I have tried to characterise their connection with the world in these explanations. What has been described with it is still abstruse to many people. But those who themselves felt something of the higher worlds in their souls looked always up not only to the spiritual worlds but also to the leaders of humanity. Only with this point of view they were able to speak so enthusiastically like Goethe. But you also find something of a holy spark with others, which leads us to this point which spiritual science should give us again. You will find it with a German, with a young sensible German poet and thinker whose life looks like a blissful recollection of a former life of a great initiate. Who reads Novalis (pseudonym of Friedrich von Hardenberg, 1772-1801, German poet and philosopher) feels something of the breath which leads to this higher world. It is not so pronounced as usually, but it is something in him that also the magic words have. That is why he wrote the nice word of the relationship of our planet to humanity, which applies to the lower, undeveloped human being as well as to the initiate: Humanity is the sense of our earth planet, humanity is the nerve that connects this earth planet with the upper worlds, and humanity is the eye with which this earth planet faces the heavenly kingdoms of the universe. Answer-to-Question
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4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Translated by Rita Stebbing Rudolf Steiner |
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This is already shown in the First Book of Moses. The latter represents God as creating the world in the first six days, and only when the world is there is the possibility of contemplating it also present: “And God saw everything that he had made and, behold, it was very good.” |
Perhaps it also has some other origin as well, perhaps it comes from God or from elsewhere, but that it is present in the sense that I myself bring it forth, of that I am certain. |
Renatus Cartesius, Rene Descartes (1596–1650). The father of modern rationalism, soldier of fortune, scholar, pilgrim, traveler, and firm adherent of the Roman Catholic faith. |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Translated by Rita Stebbing Rudolf Steiner |
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[ 1 ] When I see how a billiard ball, when struck, communicates its motion to another ball, I remain entirely without influence on the course of this event which I observe. The direction and velocity of the second ball is determined by the direction and velocity of the first. As long as I do no more than observe, I cannot say anything about the motion of the second ball until it actually moves. The situation alters if I begin to reflect on the content of my observation. The purpose of my reflection is to form concepts of the event. I bring the concept of an elastic ball into connection with certain other concepts of mechanics, and take into consideration the special circumstances prevailing in this particular instance. In other words, to the action taking place without my doing, I try to add a second action which unfolds in the conceptual sphere. The latter is dependent on me. This is shown by the fact that I could rest content with the observation and forgo all search for concepts if I had no need of them. If, however, this need is present, then I am not satisfied until I have brought the concepts ball, elasticity, motion, impact, velocity, etc., into a certain connection, to which the observed process is related in a definite way. As certain as it is that the event takes place independently of me, so certain is it also that the conceptual process cannot take place without my doing it. [ 2 ] We shall consider later whether this activity of mine is really a product of my own independent being or whether the modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections present in our consciousness determine.17 For the time being we wish merely to establish the fact that we constantly feel compelled to seek for concepts and connections of concepts standing in a certain relation to objects and events given independently of us. Whether this activity is really ours, or whether we accomplish it according to an unalterable necessity, we shall leave aside for the moment. That at first sight it appears to be our activity is beyond doubt. We know with absolute certainty that we are not given the concepts together with the objects. That I myself am the doer may be illusion, but to immediate observation this certainly appears to be the case. The question here is: What do we gain by finding a conceptual counterpart to an event? [ 3 ] There is a profound difference between the ways in which, for me, the parts of an event are related to one another before and after the discovery of the corresponding concepts. Mere observation can follow the parts of a given event as they occur, but their connection remains obscure without the help of concepts. I see the first billiard ball move toward the second in a certain direction and with a definite velocity. I must wait for what will happen after the impact, and again I can follow what happens only with my eyes. Let us assume that at the moment the impact occurs someone obstructs my view of the field where the event takes place: then—as mere onlooker—I have no knowledge of what happens afterward. The situation is different if before my view was obstructed I had discovered the concepts corresponding to the nexus of events. In that case I can estimate what occurs, even when I am no longer able to observe. An object or event which has only been observed does not of itself reveal anything about its connection with other objects or events. This connection comes to light only when observation combines with thinking. [ 4 ] Observation and thinking are the two points of departure for all spiritual striving of man insofar as he is conscious of such striving. What is accomplished by ordinary human reason as well as by the most complicated scientific investigations rests on these two fundamental pillars of our spirit. Philosophers have started from various primary antitheses: idea and reality, subject and object, appearance and thing-in-itself, ego and non-ego, idea and will, concept and matter, force and substance, the conscious and the unconscious. It is easy to show, however, that all these antitheses must be preceded by that of observation and thinking, as the one the most important for man. [ 5 ] Whatever principle we wish to advance, we must prove that somewhere we have observed it, or express it in the form of a clear thought which can be re-thought by others. Every philosopher who begins to speak about his fundamental principles must make use of the conceptual form, and thereby makes use of thinking. He therefore indirectly admits that for his activity he presupposes thinking. Whether thinking or something else is the main element in the evolution of the world, we shall not decide as yet. But that without thinking the philosopher can gain no knowledge of the evolution of the world, is immediately clear. Thinking may play a minor part in the coming into being of world phenomena, but thinking certainly plays a major part in the coming into being of a view about them. [ 6 ] As regards observation, it is due to our organization that we need it. For us, our thinking about a horse and the object horse are two separate things. But we have access to the object only through observation. As little as we can form a concept of a horse by merely staring at it, just as little are we able to produce a corresponding object by mere thinking. [ 7 ] In sequence of time, observation even precedes thinking. For even thinking we learn to know first by means of observation. It was essentially a description of an observation when, at the opening of this chapter, we gave an account of how thinking is kindled by an event and of how it goes beyond what is given without its activity. Whatever enters the circle of our experiences we first become aware of through observation. The contents of sensation, of perception, of contemplation, of feelings, of acts of will, of the pictures of dreams and fantasy, of representations, of concepts and ideas, of all illusions and hallucinations are given us through observation. [ 8 ] However, as object of observation, thinking differs essentially from all other objects. The observation of a table or a tree occurs in me as soon as these objects appear within the range of my experience. But my thinking that goes on about these things, I do not observe at the same time. I observe the table; the thinking about the table I carry out, but I do not observe it at the same moment. I would first have to transport myself to a place outside my own activity if, besides observing the table, I wanted also to observe my thinking about the table. Whereas observation of things and events, and thinking about them, are but ordinary occurrences filling daily life, the observation of thinking itself is a sort of exceptional situation. This fact must be taken into account sufficiently when we come to determine the relation of thinking to all other contents of observation. It is essential to be clear about the fact that when thinking is observed the same procedure is applied to it as the one we normally apply to the rest of the world-content, only in ordinary life we do not apply it to thinking. [ 9 ] Someone might object that what I have said here about thinking also holds good for feeling and for all other soul activities. When, for example, we feel pleasure, the feeling is also kindled by an object, and it is this object I observe, and not the feeling of pleasure. This objection, however, is based upon an error. Pleasure does not have at all the same relationship to its object has has the concept which thinking builds up. I am absolutely conscious of the fact that the concept of a thing is built up by my activity, whereas pleasure is produced in me by an object in the same way as, for instance, a change is caused in an object by a stone which falls upon it. For observation, a pleasure is given in exactly the same way as that is given which causes it. The same is not true of concepts. I can ask: Why does a particular event arouse in me a feeling of pleasure? But it is never possible to ask: Why does an event produce in me a certain number of concepts? That simply has no sense. When I reflect about an event there is no question of an effect on me. I learn nothing about myself by knowing the concepts which correspond to the change observed in a pane of glass when a stone is thrown against it. But I very definitely do learn something about my personality when I know the feeling which a certain event arouses in me. When I say of an observed object: This is a rose, I say absolutely nothing about myself; but when I say of the same thing: It gives me a feeling of pleasure, I characterize not only the rose but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of comparing thinking and feeling as objects of observation. And the same could easily be shown concerning other activities of the human soul. Unlike thinking, they belong in the same sphere as other observed objects and events. It is characteristic of the nature of thinking that it is an activity directed solely upon the observed object and not upon the thinking personality. This can already be seen from the way we express our thoughts, as distinct from the way we express our feelings or acts of will in relation to objects. When I see an object and recognize it as a table, generally I would not say: I am thinking of a table, but: This is a table. But I would say: I am pleased with the table. In the first instance I am not at all interested in pointing out that I have entered into any relationship with the table, whereas in the second it is just this relationship that matters. In saying: I am thinking of a table, I already enter the exceptional situation characterized above, where something is made an object of observation which is always contained within our soul's activity, only normally it is not made an object of observation. [ 11 ] It is characteristic of thinking that the thinker forgets thinking while doing it. What occupies him is not thinking, but the object of thinking which he observes. [ 12 ] The first thing then, that we observe about thinking is that it is the unobserved element in our ordinary life of thought. [ 13 ] The reason we do not observe thinking in our daily life of thought is because it depends upon our own activity. What I myself do not bring about, enters my field of observation as something objective. I find myself confronted by it as by something that has come about independently of me; it comes to meet me; I must take it as the presupposition of my thinking process. While I reflect on the object, I am occupied with it, my attention is turned to it. This activity is, in fact, thinking contemplation. My attention is directed not to my activity but to the object of this activity. In other words: while I think, I do not look at my thinking which I produce, but at the object of thinking which I do not produce. [ 14 ] I am even in the same position when I let the exceptional situation come about and think about my own thinking. I can never observe my present thinking, but only afterward can I make into an object of thinking the experience I have had of my thinking-process. If I wanted to observe my present thinking, I would have to split myself into two persons: one to do the thinking, the other to observe this thinking. This I cannot do. I can only accomplish it in two separate acts. The thinking to be observed is never the one actually being produced, but another one. Whether for this purpose I observe my own earlier thinking, or follow the thinking process of another person, or else, as in the above example of the movements of the billiard balls, presuppose an imaginary thinking process, makes no difference. [ 15 ] Two things that do not go together are actively producing something and confronting this in contemplation. This is already shown in the First Book of Moses. The latter represents God as creating the world in the first six days, and only when the world is there is the possibility of contemplating it also present: “And God saw everything that he had made and, behold, it was very good.” So it is also with our thinking. It must first be present before we can observe it. [ 16 ] The reason it is impossible for us to observe thinking when it is actually taking place, is also the reason it is possible for us to know it more directly and more intimately than any other process in the world. It is just because we ourselves bring it forth that we know the characteristic features of its course, the manner in which the process takes place. What in the other spheres of observation can be found only indirectly: the relevant context and the connection between the individual objects—in the case of thinking is known to us in an absolutely direct way. Off-hand, I do not know why, for my observation, thunder follows lightning, but from the content of the two concepts I know immediately why my thinking connects the concept of thunder with the concept of lightning. Naturally here it does not matter whether I have correct concepts of thunder and lightning. The connection between those concepts I have is clear to me, and indeed this is the case through the concepts themselves. [ 17 ] This transparent clarity of the process of thinking is quite independent of our knowledge of the physiological basis of thinking. I speak here of thinking insofar as it presents itself to observation of our spiritual activity. How one material process in my brain causes or influences another while I carry out a line of thought, does not come into consideration at all. What I see when I observe thinking is not what process in my brain connects the concept of lightning with the concept of thunder, but I see what motivates me to bring the two concepts into a particular relationship. My observation of thinking shows me that there is nothing that directs me in my connecting one thought with another, except the content of my thoughts; I am not directed by the material processes in my brain. In a less materialistic age than ours this remark would of course be entirely superfluous. Today however, when there are people who believe: When we know what matter is, we shall also know how matter thinks,—it has to be said that it is possible to speak about thinking without entering the domain of brain physiology at the same time. Today many people find it difficult to grasp the concept of thinking in its purity. Anyone who wants to contrast the representation of thinking I have here developed, with Cabanis 18 statement, “The brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” simply does not know what I am talking about. He tries to find thinking by means of a mere process of observation such as we apply to other objects that make up the content of the world. He cannot find it in this manner because as I have shown, it eludes normal observation. Whoever cannot overcome materialism lacks the ability to bring about in himself the exceptional situation described above, which brings to his consciousness what remains unconscious in all other spiritual activities. If a person does not have the good will to place himself in this situation, then one can no more speak to him about thinking than one can speak about color to a person who is blind. However, he must not believe that we consider physiological processes to be thinking. He cannot explain thinking because he simply does not see it. [ 18 ] However, one possessing the ability to observe thinking,—and with goodwill every normally organized person has this ability,—this observation is the most important he can make. For he observes something which he himself brings to existence; he finds himself confronted not by a foreign object, to begin with, but by his own activity. He knows how what he observes comes to be. He sees through the connections and relations. A firm point is attained from which, with well-founded hope, one can seek for the explanation of the rest of the world's phenomena. [ 19 ] The feeling of possessing such a firm point caused the founder of modern philosophy, Renatus Cartesius,19 to base the whole of human knowledge on the principle, I think, therefore I am. All other things, all other events are present independent of me. Whether they are there as truth or illusion or dream I know not. Only one thing do I know with absolute certainty, for I myself bring it to its sure existence: my thinking. Perhaps it also has some other origin as well, perhaps it comes from God or from elsewhere, but that it is present in the sense that I myself bring it forth, of that I am certain. Cartesius had, to begin with, no justification for giving his statement any other meaning. He could maintain only that within the whole world content it is in my thinking that I grasp myself within that activity which is most essentially my own. What is meant by the attached therefore I am, has been much debated. It can have a meaning in one sense only. The simplest assertion I can make about something is that it is, that it exists. How this existence can be further defined I cannot say straight away about anything that comes to meet me. Each thing must first be studied in its relation to others before it can be determined in what sense it can be said to exist. An event that comes to meet me may be a set of perceptions, but it could also be a dream, a hallucination, and so forth. In short, I am unable to say in what sense it exists. I cannot gather this from the event in itself, but I shall learn it when I consider the event in its relation to other things. From this, however, I can, again, learn no more than how it is related to these other things. My search only reaches solid ground if I find an object which exists in a sense which I can derive from the object itself. As thinker I am such an object, for I give my existence the definite, self-dependent content of the activity of thinking. Having reached this, I can go on from here and ask: Do the other objects exist in the same or in some other sense? [ 20 ] When thinking is made the object of observation, to the rest of the elements to be observed is added something which usually escapes attention; but the manner in which the other things are approached by man is not altered. One increases the number of observed objects, but not the number of methods of observation. While we are observing the other things, there mingles in the universal process—in which I now include observation—one process which is overlooked. Something different from all other processes is present, but is not noticed. But when I observe my thinking, no such unnoticed element is present. For what now hovers in the background is, again, nothing but thinking. The observed object is qualitatively the same as the activity directed upon it. And that is another characteristic feature of thinking. When we observe it, we do not find ourselves compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave an object, given independently of me, into my thinking, then I go beyond my observation, and the question is: Have I any right to do so? Why do I not simply let the object act upon me? In what way is it possible that my thinking could be related to the object? These are questions which everyone who reflects on his own thought processes must put to himself. They cease to exist when one thinks about thinking. We do not add anything foreign to thinking, and consequently do not have to justify such an addition. [ 22 ] Schelling 20 says: “To gain knowledge of nature means to create nature.” If these words of the bold nature-philosopher are taken literally, we should have to renounce forever all knowledge of nature. For after all, nature is there already, and in order to create it a second time, one must know the principles according to which it originated. From the nature already in existence one would have to learn the conditions of its existence in order to apply them to the nature one wanted to create. But this learning, which would have to precede the creating, would, however, be knowing nature, and would remain this even if, after the learning, no creation took place. Only a nature not yet in existence could be created without knowing it beforehand. [ 23 ] What is impossible with regard to nature: creating before knowing, we achieve in the case of thinking. If we wanted to wait and not think until we had first learned to know thinking, then we would never think at all. We have to plunge straight into thinking in order to be able, afterward, to know thinking by observing what we ourselves have done. We ourselves first create an object when we observe thinking. All other objects have been created without our help. [ 24 ] Against my sentence, We must think before we can contemplate thinking, someone might easily set another sentence as being equally valid: We cannot wait with digesting, either, until we have observed the process of digestion. This objection would be similar to the one made by Pascal 21 against Cartesius, when he maintained that one could also say: I go for a walk, therefore I am. Certainly I must resolutely get on with digesting before I have studied the physiological process of digestion. But this could only be compared with the contemplation of thinking if, after having digested, I were not to contemplate it with thinking, but were to eat and digest it. It is, after all, not without significance that whereas digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This, then, is beyond doubt: In thinking we are grasping a corner of the universal process, where our presence is required if anything is to come about. And, after all, this is just the point. The reason things are so enigmatical to me is that I do not participate in their creation. I simply find them there, whereas in the case of thinking I know how it is made. This is why a more basic starting point than thinking, from which to consider all else in the world, does not exist. [ 26 ] Here I should mention another widely current error which prevails with regard to thinking. It consists in this, that it is said: Thinking, as it is in itself, we never encounter. That thinking which connects the observations we make of our experiences and weaves them into a network of concepts, is not at all the same as that thinking which later we extract from the objects we have observed and then make the object of our consideration. What we first unconsciously weave into things is something quite different from what we consciously extract from them afterward. [ 27 ] To draw such conclusions is not to see that in this way it is impossible to escape from thinking. It is absolutely impossible to come out of thinking if one wants to consider it. When one distinguishes an unconscious thinking from a later conscious thinking, then one must not forget that this distinction is quite external and has nothing to do with thinking as such. I do not in the least alter a thing by considering it with my thinking. I can well imagine that a being with quite differently organized sense organs and with a differently functioning intelligence would have a quite different representation of a horse from mine, but I cannot imagine that my own thinking becomes something different because I observe it. What I observe is what I myself bring about. What my thinking looks like to an intelligence different from mine is not what we are speaking about now; we are speaking about what it looks like to me. In any case, the picture of my thinking in another intelligence cannot be truer than my own picture of it. Only if I were not myself the thinking being, but thinking confronted me as the activity of a being foreign to me, could I say that my picture of thinking appeared in quite a definite way, and that I could not know what in itself the thinking of the being was like. [ 28 ] So far there is not the slightest reason to view my own thinking from a standpoint different from the one applied to other things. After all, I consider the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] With this I consider that I have sufficiently justified making thinking my starting point in my approach to an understanding of the world. When Archimedes 22 had discovered the lever, he thought that with its help he could lift the whole cosmos from its hinges if only he could find a point upon which he could support his instrument. He needed something that was supported by itself, that was not carried by anything else. In thinking we have a principle which exists by means of itself. From this principle let us attempt to understand the world. Thinking we can understand through itself. So the question is only whether we can also understand other things through it. [ 30 ] I have so far spoken of thinking without considering its vehicle, man's consciousness. Most present-day philosophers would object: Before there can be thinking, there must be consciousness. Therefore, one should begin, not from thinking, but from consciousness. No thinking can exist without consciousness. To them I must reply: If I want to have an explanation of what relation exists between thinking and consciousness, I must think about it. In doing so I presuppose thinking. To this could be said: When the philosopher wants to understand consciousness he makes use of thinking, and to that extent presupposes it, but in the ordinary course of life thinking does arise within consciousness and, therefore, presupposes this. If this answer were given to the World Creator who wished to create thinking, it would no doubt be justified. One naturally cannot let thinking arise without first having brought about consciousness. However, the philosopher is not concerned with the creation of the world, but with the understanding of it. Therefore he has to find the starting point, not for the creation, but for the understanding of the world. I consider it most extraordinary that a philosopher should be reproached for being concerned first and foremost about the correctness of his principles, rather than turning straight to the objects he wants to understand. The World Creator had to know, above all, how to find a vehicle for thinking; the philosopher has to find a secure foundation for his understanding of what already exists. How can it help us to start from consciousness and apply thinking to it, if first we do not know whether it is possible to reach any explanation of things by means of thinking? [ 31 ] We must first consider thinking quite impartially, without reference to a thinking subject or a thought object. For in subject and object we already have concepts formed by thinking. There is no denying: Before anything else can be understood, thinking must be understood. To deny this is to fail to realize that man is not a first link in creation, but the last. Therefore, for an explanation of the world by means of concepts, one cannot start from the first elements of existence, but must begin with what is nearest to us and is most intimately ours. We cannot at one bound transport ourselves to the beginning of the world, in order to begin our investigations there; we must start from the present moment and see whether we cannot ascend from the later to the earlier. As long as geology spoke in terms of assumed revolutions in order to explain the present condition of the earth, it groped in darkness. It was only when it made its beginnings from the investigations of those processes at present at work on the earth, and from these drew conclusions about the past, that it gained a secure foundation. As long as philosophy assumes all sorts of principles such as atom, motion, matter, will, the unconscious, it will get nowhere. Only when the philosopher recognizes as his absolute first that which came as the absolute last, can he reach his goal. But this absolute last in world evolution is Thinking. [ 32 ] There are people who say: Whether or not our thinking is right in itself cannot be established with certainty, after all. And to this extent the point of departure is still a doubtful one. It would be just as sensible to raise doubts as to whether in itself a tree is right or wrong. Thinking is a fact, and to speak of the rightness or wrongness of a fact has no sense. At most, I can have doubts as to whether thinking is being rightly applied, just as I can doubt whether a certain tree supplies a wood suitable for making tools for a particular purpose. To show to what extent the application of thinking to the world is right or wrong, is just the task of this book. I can understand anyone doubting whether we can ascertain anything about the world by means of thinking, but it is incomprehensible to me how anyone can doubt the rightness of thinking in itself. Addition to the Revised Edition (1918): [ 33 ] In the preceding discussion, the significant difference between thinking and all other activities of the soul has been referred to as a fact which reveals itself to a really unprejudiced observation. Unless this unprejudiced observation is achieved, against this discussion one is tempted to raise objections such as these: When I think about a rose, then, after all, this also is only an expression of a relation of my “I” to the rose, just as when I feel the beauty of the rose. In the case of thinking, a relation between “I” and object exists in the same way as in the case of feeling or perceiving. To make this objection is to fail to realize that it is only in the activity of thinking that the “I” knows itself to be completely at one with that which is active-going into all the ramifications of the activity. In the case of no other soul activity is this completely so. When, for example, a pleasure is felt, a more sensitive observation can quite easily detect to what extent the “I” knows itself to be one with something active, and to what extent there is something passive in it so that the pleasure merely happens to the “I.” And this is the case with the other soul activities. But one should not confuse “having thought-images” with the working through of thought by means of thinking. Thought-images can arise in the soul in the same way as dreams or vague intimations. This is not thinking.—To this could be said: If this is what is meant by thinking, then the element of will is within thinking, and so we have to do not merely with thinking, but also with the will within thinking. However, this would only justify one in saying: Real thinking must always be willed. But this has nothing to do with the characterization of thinking as given in this discussion. The nature of thinking may be such that it must necessarily always be willed; the point is that everything that is willed is—while being willed—surveyed by the “I” as an activity entirely its own. Indeed it must be said that just because this is the nature of thinking, it appears to the observer as willed through and through. Anyone who really takes the trouble to understand all that has to be considered in order to reach a judgment about thinking, cannot fail to recognize that this soul activity does have the unique character we have described here. [ 34 ] A personality highly appreciated as a thinker by the author of this book, has objected that it is impossible to speak about thinking as is done here, because what one believes one is observing as active thinking only appears to be so. In reality one is observing only the results of an unconscious activity, which is the foundation of thinking. Only because this unconscious activity is not observed does the illusion arise that the observed thinking exists through itself, just as when in an illumination made by a rapid succession of electric sparks one believes one is seeing a continuous movement. This objection, too, rests on an inaccurate examination of the facts. To make it means that one has not taken into consideration that it is the “I” itself, standing within thinking, that observes its own activity. The “I” would have to stand outside thinking to be deluded as in the case of an illumination with a rapid succession of electric sparks. Indeed one could say: To make such a comparison is to deceive oneself forcibly, like someone who, seeing a moving light, insisted that it was being freshly lit by an unknown hand at every point where it appeared.—No, whoever wants to see in thinking anything other than a surveyable activity brought about within the “I,” must first make himself blind to the plain facts that are there for the seeing, in order to be able to set up a hypothetical activity as the basis of thinking. He who does not so blind himself cannot fail to recognize that everything he “thinks into” thinking in this manner takes him away from the essence of thinking. Unprejudiced observation shows that nothing belongs to thinking's own nature that is not found in thinking itself. If one leaves the realm of thinking, one cannot come to what causes it.
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186. The Challenge of the Times: Specters of the Old Testament in the Nationalism of the Present
07 Dec 1918, Dornach Translated by Olin D. Wannamaker Rudolf Steiner |
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It becomes especially difficult for a person to find his bearings in an unprejudiced way when he is compelled in any single incarnation to live in such a catastrophic time as the present. He likes then to ask why the gods permit such things. He does not like to ask about the necessities of life. He always has in the background a longing to have everything as comfortable as possible. |
It was upon this inner knowledge of the nature of breathing that the relationship between the old Jewish initiates, the Hebrew initiates of the Old Testament, and their Jehovah God was based. The Jehovah God manifested himself, as we need only learn from the Bible, to his people. |
It was a folk culture in which everything is related to the descent from a common tribal father. Jewish revelation is, in its essential nature, a revelation adapted to the Jewish people, because it takes account of what is acquired during the embryonic life and is modified only through an unconscious element, the breathing process. |
186. The Challenge of the Times: Specters of the Old Testament in the Nationalism of the Present
07 Dec 1918, Dornach Translated by Olin D. Wannamaker Rudolf Steiner |
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It is often difficult for a person to find his bearings within the course of world events, especially when they are considered from a higher point of view. People are so very loath to view the truth without prejudice, which often resolves certain conflicts of life only after long periods of time. They would like only too well to be guided by the reins of the cosmic powers, even though they do not admit this to themselves. It becomes especially difficult for a person to find his bearings in an unprejudiced way when he is compelled in any single incarnation to live in such a catastrophic time as the present. He likes then to ask why the gods permit such things. He does not like to ask about the necessities of life. He always has in the background a longing to have everything as comfortable as possible. In such a time as ours, man must behold all sorts of things that are in course of preparation from chaos. Chaos is necessary for the total course of events, and he must often take up his position in the midst of the chaotic, as well as in what has been harmonized. Especially is our fifth post-Atlantean epoch such a time as causes man to pass through much that is chaotic. But this is connected with the entire characteristic, the whole nature, of this epoch. We are living at a time in which man must pass through those impelling forces in the course of evolution that set him upon his own feet and permeate him with individual consciousness. We are living in the epoch of the consciousness soul. Now, after all that we have considered, in connection with which we have brought together a great variety of things that may be suited to make our age understandable to us, we must ask ourselves what is the most profound characteristic of the evolution of the consciousness soul in our epoch. The profoundest characteristic of this epoch is that man must become acquainted in the most profound and the most intense way with all those forces that oppose the harmonizing of humanity as a whole. For this reason a conscious knowledge of those ahrimanic and luciferic powers working against man must gradually spread. If he should not pass through these evolutionary impulses in which the luciferic and ahrimanic forces are participating, he would not arrive at the complete use of his consciousness, and thus at the development of his consciousness soul. This integration of the consciousness soul into human nature has to be recognized as a strongly antisocial impulse. Thus we have in our epoch the peculiar fact that the manifestation of social ideals appears as a reaction against what is striving to emerge out of the innermost nature of man, a reaction against the evolution of individual consciousness. What I mean to say is that the reason we have such an outcry about the need of socializing is that the innermost nature of man, precisely in our age, is most violently opposed to this socializing. For this reason it is necessary that we should obtain a view of everything in the cosmos, in the universe, that sustains a certain relationship to man, in order that we may become aware of the relationship existing between the antisocial impulses streaming today out of the depths of human souls and the clamor for social harmonizing, working like a reaction to what streams forth from the inner nature of the human soul. It is simply necessary that we should come to see clearly that man represents in his life a state of balance between conflicting powers. Every conception characterized by the idea of mere duality—a good and an evil principle—will always fail to illuminate life. Life can be illuminated only when we represent it from the point of view of a trinity, in which one element represents a state of balance and the two others represent the opposite poles, between which the state of balance tends to move continually like a pendulum. This is the reason for the Trinity we undertake to represent in our Group1 ; the Representative of Man balancing Ahriman and Lucifer, which is to constitute the middle point of this building. This consciousness of a state of balance for which one strives, but that is always in danger of swinging toward the one or the other side, must become the essential element in the world conception of this fifth post-Atlantean epoch. As man passes through the stage of the consciousness soul, he develops toward the spirit self. This epoch of the evolution of the consciousness soul will continue for a long time. But within reality things do not proceed in such a way that one always follows the other in a beautiful scheme. On the contrary, one is telescoped in a way into the other. While we are developing in ever stronger measure the consciousness soul, there is always waiting in the background the spirit self that will then develop during the sixth post-Atlantean epoch just as strongly as the consciousness soul during this fifth epoch. Just as strongly as the consciousness soul works antisocially in its development, will the spirit self work socially. Thus we may say that, during this epoch, man develops from the innermost impelling forces of his soul what is antisocial, but behind this something spiritually social exerts its influence. This spiritually social element that is exerting its influence in the background will appear in its essential nature when the light of the spirit self shall dawn in the sixth post-Atlantean epoch. It is not surprising therefore, that in this fifth post-Atlantean epoch what can enter livingly and in a well-ordered way into humanity only during the sixth epoch appears in all sorts of abstruse, extreme forms. Man is exposed during the fifth post-Atlantean epoch to the preliminary disturbing movements of what is to come during the sixth post-Atlantean epoch. Everything will depend upon the acquisition of an understanding of what we must pass through during this fifth post-Atlantean epoch. The antisocial instincts will play a tremendous role, and they can be restrained and integrated into a true social life only in the way that I recently explained. To assist him, man shall employ the social science that is to be derived from a general spiritual science. Behind all the many struggles, therefore, of the present time, and also of the immediate future, the social question will remain in the background because its time has not yet come. But we must repeat from all possible points of view the fact that this social formation that is demanded cannot attain to real life unless it enters into a union with two other things. In the sixth post-Atlantean epoch, this union will appear more or less spontaneously. During this fifth epoch, social life must be regulated through the fostering of spiritual science. Every effort to regulate social life outside the sphere of spiritual science will lead only to chaos and radicalism, bringing about unhappiness for humanity. As regards a social shaping of life, this fifth post-Atlantean epoch is dependent in preeminent degree upon the science of the spirit. Just consider what I referred to yesterday and also recently in a public lecture in Basel. Just consider that man has mastered a nature that is distributed over the whole animal kingdom. He is the conqueror of the animal nature; he bears the animal nature within him. Naive Darwinism maintains that human morality is only the development of the social impulse among animals. The social impulses are inborn in the animal, and they become, just to the extent that they are social impulses in the animal, antisocial impulses in man. He can awaken again to a social life only when he grows above what has developed as an antisocial impulse in him out of the animal nature. This is the truth. Thus, if we wish to represent the human being schematically from this point of view, we may say that man overcomes and develops beyond animality. What is social in the animal becomes antisocial in man. But he grows into spirituality and within the spiritual he may again achieve the social for himself. At a higher stage than the one that man has reached in the epoch of the consciousness soul, where he has grown out of animality, he will gain the social element. This shines amid the chaos of this middle stage where he now is. This must be supplemented by two other facts. When the socializing process becomes manifest as an elemental impulse as a demand within humanity, this socializing alone must always bring a curse. The socializing process can become a blessing only if it is linked with two other things that must develop during the entire course of our postAtlantean age, up to the seventh post-Atlantean epoch. This may occur only when it is linked with what may be called the free life of thought and an insight into the spiritual nature of the world lying behind the sensible nature. Socializing without a science of the spirit and without freedom of thought is an impossibility. This is simply an objective truth. But man must awaken to freedom of thought; he must make himself ripe for freedom of thought precisely during our epoch of the consciousness soul. Why must he awake to freedom of thought? During the course of human evolution, man has come in a certain respect to a decisive point in this fifth post-Atlantean epoch. Up to this fifth epoch he possessed the possibility of having the prenatal time continue its influence into the postnatal life. Let us grasp this quite clearly. Up to our epoch man has borne forces within him that are not acquired by him during the course of life but were possessed by him when, as the expression goes, he first beheld the light of the world, when he was born. These were imprinted upon him during the embryonic time. These forces that were impressed upon man during the embryonic time and that then continue to work throughout life, were possessed by man up to the fourth post-Atlantean epoch. Only now do we face a great crisis in the evolution of humanity through the fact that these forces can no longer be determinative; they can no longer work in such an elemental manner as hitherto. In other words, during this fifth postAtlantean epoch man will be in much greater measure exposed to the impressions of life, because forces opposing the impressions of life, which were acquired in the embryonic period before birth, are losing their sustaining power. This fact is something of enormous importance. Only in one respect was life even prior to this time such that man could acquire something between birth and death, something that was not imprinted upon him during the embryonic time. But this was possible only because of the following facts. We explained yesterday the peculiar phenomena of sleep in relation to social life. When man is asleep, his ego and astral body are outside the physical and the etheric body. There is a different relationship between the ego and the astral body, on the one hand, and the physical and etheric bodies on the other hand during sleep from that existing in the waking state. While man is asleep, he stands in a different relationship to his physical and etheric bodies. Now, there is a certain resemblance between our sleep and our embryonic period—a resemblance, not an identity. In a certain sense, our life during the period from sleeping to waking is similar to the life that we live from conception—or actually three weeks thereafter—until birth—again similar, not identical. While we rest as an infant in the body of our mother, our life is similar to what we experience later during sleep, except that during sleep we breathe the outer air. For this reason I have to say only “similar” but not “identical.” We do not breathe the outer air when we rest in the body of the mother. We are stimulated to breathe the outer air when we are born. Thus, in this way life during sleep is different from the embryonic life. Now hold firmly to the fact that, while the human being is sleeping, his life is in many respects similar to that of the embryonic state except that something is at work that can occur only between birth and death and not in the embryonic life. Breathing works here. The fact that man breathes the outer air causes his organism to be influenced in a certain way. But everything that influences our organism affects the totality of our life-expressions, even our psychic expression. Because we breathe, we understand the world otherwise than if we did not breathe. Now, there was a cultural element in the evolution of humanity. We touch upon a significant mystery of human evolution when we undertake to explain this. This was the Old Testament cultural element, which was permeated in an especially profound way for its initiates by the fact that man is different, by reason of the breathing between birth and death, from the embryonic life, which is otherwise like the life of sleep. It was upon this inner knowledge of the nature of breathing that the relationship between the old Jewish initiates, the Hebrew initiates of the Old Testament, and their Jehovah God was based. The Jehovah God manifested himself, as we need only learn from the Bible, to his people. Which was the people of Jehovah? It was the people who had a peculiar relationship to this truth of breathing that I have just explained. This is the reason why precisely this people received the revelation that man became man when the breath of life was given to him. We acquire a special understanding when this is developed on the basis of the nature of human breathing. We acquire an understanding of the life of abstract thinking, which was called in the Old Testament the life of law, an understanding of the reception of abstract thoughts. Strange as this may seem at present to materialistic thought, it is nevertheless true that the human power of creating abstractions is determined essentially by the breathing process. The fact that man can abstract, that he can conceive abstract thoughts, just as laws are abstract thoughts, is connected with his breathing process and even physiologically with his breathing process. The instrument of abstract thinking is, of course, the brain. This brain is involved in a continual rhythm synchronized with the breathing rhythm. I have already spoken here repeatedly in regard to this relationship of the brain rhythm with the breathing rhythm. I have explained to you how the brain is floating in the cerebral fluid, and how this fluid, when the air is breathed out, flows down through the spinal column and empties below into the abdominal cavity; how the fluid is pressed upward again when the air is breathed in so that a continual vibration occurs: with exhalation, a sinking of the cerebral fluid; with inhalation, an ascent of the cerebral fluid and the immersion of the brain in the cerebral fluid. The capacity of the human being to form abstractions is connected even physiologically with this rhythm of the breathing process. A people who based things in special measure upon the breathing process was likewise the people of the abstraction process. For this reason the initiates could impart a special revelation to their people, as they perceived things in their Jehovah manner, because this revelation was completely adapted to the process of abstract thinking. This is the secret of the Old Testament revelation. Man received a wisdom that was adapted to the abstracting capacity, the capacity of abstract thinking. Jehovah wisdom is adapted to abstract thinking. As regards this Jehovah wisdom, man is asleep in the ordinary state of consciousness. The Jehovah initiates simply received in connection with their initiation what man experiences through his breath from falling asleep until waking. Because of this fact, persons who love half-truths have often designated Jehovah as the divinity who regulates sleep. This is true also. He imparted to man that element of wisdom that he would experience if he should become as clairvoyant as the initiates became, and should experience consciously the life between falling asleep and waking. Now, this was not experienced by the ordinary consciousness in the Old Testament times, but was given to man as a revelation, so that he thus received as revelation in this Jehovah wisdom that through which they had to sleep. It was necessary to sleep through this, since otherwise the life process could not continue. This is the essential element of the Old Testament culture. The night wisdom was revealed as Jehovah wisdom. To a certain extent—but I beg you to note that I say to a certain extent—this possibility for man was exhausted during the period when the Mystery of Golgotha drew near because this wisdom, which is in a sense the wisdom of sleep and breathing, is one-seventh of all the wisdom that man must develop in the course of his evolution. It is the wisdom of a single one of the Elohim, that is, Jehovah. The other six-sevenths could and can come to humanity only as the Christ impulse flows into mankind. We may thus say that, as Jehovah revealed himself, he revealed the wisdom of night and breathing in anticipation. The six other Elohim, constituting in their totality together with the seventh Elohim the Christ impulse, reveal all other wisdom, which comes to man between birth and death otherwise than through breathing. Within the life of Old Testament culture man would have been entirely antisocial if Jehovah had not revealed the social element to his people in that abstract law that regulated and harmonized their life. Now, Jehovah was able to gain complete control for himself by thrusting back the other Elohim, as I have explained to you, and dethroning them in a certain way. This caused other, lower spiritual entities to come in contact with human nature and to take possession of it. Man was exposed to these other entities, so that we have two conditions in the course of Old Testament evolution: first, the harmonizing Jehovah wisdom in what was given to the Jews as their Law, which included at the same time their social life; second, what opposed this social union, the lower entities coming close to human nature because the other Elohim were not yet given access in the time before the Mystery of Golgotha. These lower entities directed their powerful attacks in an antisocial sense against the Jehovah element. It is a peculiar fact that, in the middle of the nineteenth century, in the fifth decade, Jehovah ceased in a certain sense to master the opposing spirits with his influence, so that they acquired special power. Not until the course of the nineteenth century was it really necessary for the first time that the Christ impulse, which had previously been only in a preliminary stage as I have often pointed out, should really be understood. Human culture could not progress further without this impulse and it was the social element particularly that stood face to face with this important crisis. It was necessary that the Christ impulse should be understood for the future. Without an understanding of this Christ impulse, no social demand takes the direction leading to any sort of wholesome objective. The almost twenty centuries during which Christianity has previously been disseminated were only preparatory stages for the real understanding of the Christ impulse because the Christ impulse can be understood only in the spirit. Everything happens gradually. In our critical times, when we face a crisis in regard to just those things I have called to your attention, the situation is as follows. The instinct leading toward a mere Jehovah wisdom still extends into our age as a remnant, tending toward the wisdom that depended upon what was acquired during the embryonic life and is modified only by the unconscious breathing process. The Jehovah wisdom requires a revelation in order to enter our consciousness. This sufficed up to the time when the consciousness soul had not yet evolved to a certain degree. Now, since the consciousness soul has evolved to this degree, humanity cannot get along further with Jehovah wisdom that is adapted to the breathing, but it is invariably true that an effort is made to continue to get along with something that has become insufficient according to inner necessities. Since, for the life between birth and death, what is 'connected with the breathing remains unconscious, the Jewish culture was a folk culture, not an individualized culture of humanity. It was a folk culture in which everything is related to the descent from a common tribal father. Jewish revelation is, in its essential nature, a revelation adapted to the Jewish people, because it takes account of what is acquired during the embryonic life and is modified only through an unconscious element, the breathing process. What is the result of this fact in our critical times? The result is that those who will not become adherents of the Christ wisdom that brings into the human being the other element, acquired during the life between birth and death apart from the breathing process, wish to continue in their relationship to the Jehovah wisdom and to have humanity established only on the basis of folk cultures. The present clamor in favor of an organization consisting of individuals from mere peoples is a retarded ahrimanic demand for the establishment of such a culture, in which all the peoples represent only folk cultures, that is, Old Testament cultures. The peoples in all parts of the world are to become like the Jewish Old Testament people. This is the demand of Woodrow Wilson. We are here touching upon a most profound mystery, which will be unveiled in the greatest variety of forms. A social element that is antisocial as regards the whole of humanity and undertakes to base the social life upon individual peoples alone is striving to come to manifestation as an ahrimanic element. The cultural impulse of the Old Testament is to be maintained in an ahrimanic form. Thus you see things are not so simple as people suppose in thinking that it is necessary only to think out one thing or another in order to propose ideals to men. We must be able to look into reality. We must be able to say what really governs and develops its powers amid these realities. Man is faced, in fact, with the prospect of not being able any longer to base his life upon the merely unconscious or of finding it necessary to base his life upon the conscious element within life between birth and death. The unconscious depends upon the breathing process and thus inevitably upon what is connected with the breathing process, upon the blood circulation, that is, upon the line of descent, upon connections by blood, upon heredity. The culture that must come into existence cannot base the social order upon mere blood connections because these blood connections yield only one-seventh of what must be established in the culture of humanity. The other six-sevenths must be added through the Christ impulse: In the fifth epoch, one; in the sixth epoch, the second; in the seventh epoch, the third. The rest stretch out into the following periods of time. For this reason there must gradually develop in humanity what is connected with the true Christ impulse, and what is related to the mere Jehovah impulse must be superseded. Typically, far-reaching endeavors of the Jehovah impulse will take place, for the last time, in what the proletariat understands as international socialism. In essence, this is the last stirring of the Jehovah impulse. We face the strange situation that every people will become a Jehovah people, and every people will at the same time demand the right to spread its own Jehovah cult, its own socialism, throughout the world. These will be the two contending forces between which a balance must be found. In all that comes to manifestation as objective necessity in the course of humanity's evolution there mingles the feeling, the sentiment, of human beings who take one relation or another to the various national groups, and who work disturbingly within the objectively inevitable course of evolution. Through the Jehovah wisdom one of the seven doors to the union of humanity has been opened. A second door will be opened when it shall come to be known that what man bears with him as the physical and the etheric nature becomes ill in the course of life. Naturally, I do not refer to an acute illness, but in our fifth epoch life is identical with a gradual process of becoming ill. This has been true since the fourth epoch; it is especially true in the fifth epoch. The life process is the same thing, only gradual in its stages, as an acute illness, except that this takes a more rapid course. If, therefore, an acute illness must be cured by a specific healing process, something must enter also into human life that brings healing. In short, the natural life of human beings, from the fifth post-Atlantean epoch on will be a sort of continual, gradual becoming ill. All influences of education and of culture must be directed to the objective of making well. In a certain way, this is the first true activation of the Christ impulse: healing. This is the special mission of Christ in the fifth post-Atlantean epoch—to be the Healer, the One who heals. The other forms of the Christ impulse must remain in the background. For the sixth post-Atlantean epoch, the Christ impulse must work in the direction of seership. There the spirit self comes to development within which man cannot live without seership. In the seventh postAtlantean epoch a sort of prophetic nature will develop as the third element, since it must, indeed, pass prophetically over into an entirely new period. The other three members of the sixfold Christ Being will do their work in the following periods. Thus must the Christ impulse find its way into humanity, as the element that permeates mankind with social warmth in the course of the present and the two following cultural epochs, that is, as the healing process, the seer process and the prophetic process. This is the real living entrance of the Christ impulse. This will interpenetrate other things necessary for evolution that we have already mentioned. One door has been opened through the Jehovah wisdom, but this door became unusable in the middle of the nineteenth century. If mankind should pass through this door alone, the only result that can follow would be that all peoples would in a way develop Hebraic cultures, each in its own form. Other doors must be opened. Initiation wisdom, which will become known through a second, third, and fourth door, must be added to the wisdom that has become known through the Jehovah door. Only in this way can man grow into other connections than those that are regulated by the bonds of blood and breath. This constitutes, in turn, the critical element of our age. It is a fact that human beings wish to preserve a regulation of the world order according to the bonds of blood, coming in an ahrimanic way out of ancient times, but that an inner necessity strives outward beyond these bonds of blood. In the future what controls the social life cannot proceed from anything having to do with kinship. On the contrary, only what the soul itself in its own free decision can experience as regulating the social order will be valid. An inner necessity will so guide men that everything that penetrates into the social order out of mere bonds of blood will be eliminated. All such things enter into manifestation at first tumultuously. In our age there must evolve spirit knowledge and freedom of thought, especially freedom of thought in the religious realm. The science of the spirit must develop for the reason that man must enter into relationship with man. But man is spirit. Man can enter into relationship with man only when the approach is from the spirit. The relationship into which men entered at earlier stages had its origin in the unconscious spirit vibrating in the blood, in accordance with Jehovah wisdom, which leads only to abstraction. That to which the men must next be led must be something grasped within the soul. The heathen peoples had their myths in pictorial form, created through atavism in ancient cultural forms. The Jewish people had its abstractions, not myths, but abstractions: the Law. This has continued its existence. This was the first elevation of the human being to the conceptual force and into the force of thought. But from humanity's present view of the matter, which is only the revival of the command, “Thou shalt make unto thyself no image,” man must revert to the capacity of the soul that can once more, and this time consciously, form images. It is only in images, in imaginations, that the social life also can be rightly established in the future. The social life could be regulated only as regards a single people in abstractions, and the regulation for a people in social relationships was that of the Old Testament. The next form of regulation of the social life will depend upon the capacity to exercise in a conscious way the same force that once existed atavistically, in unconscious or half-conscious form, in man's myth building capacity. Men would be completely filled with antisocial instincts if they should endeavor to continue disseminating mere abstract laws. They must come again by way of their world conception, to the pictorial. Out of this conscious myth creation there will arise also the possibility for the development of the social element in the intercourse of man with man. You may look at such a sculptural form as that of our Group: the Representative of Man, Lucifer and Ahriman. There you confront for the first time what is working in the whole human being, because man is the state of balance between the luciferic and the ahrimanic. If you permeate yourself in actual life with the impulse to confront every person in such a way that you correctly see this trinity in him, then do you begin to understand him. This is an essential capacity, bearing within itself the impulse to evolve in this fifth post-Atlantean epoch. Thus we shall no longer pass by one another as one specter passes another, so that we form no picture of each other but merely define the other person with our abstract concepts. The truth is that we do nothing more at the present time We pass by each other as if we were specters. One specter forms the conception, “That is a nice fellow,” and the other, “That is not such a nice fellow” ... “That is a bad man” . . . “That is a good man,”—all sorts of such abstract concepts. In the intercourse of man with man we have nothing but a bundle of abstract concepts. This is the essential thing that has entered into humanity out of the Old Testament form of life: “Make unto thyself no image.” It must inevitably lead to an antisocial life if we should continue it further. What is flowing out from the innermost nature of man, striving toward realization, is that, when one individual confronts another, a picture shall stream forth in a certain way from the other person, a picture of that special form of balance manifested individually by everyone. But this requires, of course, the heightened interest that I have often described to you as the foundation of social life, which each person should take in the other person. At present we have not yet any intense interest in another person. It is for this reason that we criticize him, that we pass judgment upon him, that we form our judgments according to sympathies and antipathies and not according to the objective picture that leaps to meet us from the other. This capacity to be mystically stimulated in a certain way as we confront another person will come to realization. It will enter as a special social impulse into human life. On the one hand, the consciousness soul is striving to come in an antisocial way to complete domination in this fifth post-Atlantean epoch. On the other hand, something else is striving outward from the nature of man, that is, a capacity to form pictures of the human beings with whom we live. It is here that the social impulses arise, the social instincts. The simple fact is that these things lie at a far greater depth than is ordinarily supposed when people talk about the social and the antisocial. Now the question may arise in your minds as to how we shall gradually attain to the capacity of causing the picture of the other person to leap to meet us. It is in life that we must gain this capacity. Jehovah capacities are given to us at birth; we evolve them in the embryonic life. The culture of the future will not make things so comfortable for people. The capacities a person must manifest will have to be developed during the course of his life. Far more concrete and definite principles must enter into education than those that are now being brought into dominance in such an utterly confused manner in today's pedagogy. It is most important of all that the instinct shall be implanted in people to look back more frequently during this life, but in the right way. What people develop at present as memories of earlier experience is marked as yet for the most part by a selfish character. If a person looks back in a more unselfish way to what he has experienced in childhood, youth, etc.—according to the age he has reached—there emerges as if out of the gray depths of the spirit various persons who have had something to do with his life in all sorts of relationships. Look back into your life and pay less attention to what interests you in your own respectable person and much more to those figures that have come into contact with you, educating you, befriending you, assisting you, perhaps also injuring you—often injuring you in a helpful way. One thing will then become evident to you and that is how little reason a person really has to ascribe to himself what he has become. Often something important in us is due to the fact that one person or another came into contact with us at a certain age, and—perhaps, without knowing it himself, or perhaps, being fully aware of the fact—drew our attention to something or other. In a comprehensive sense, a really unselfishly conducted survey of our lives is made up of all sorts of things that do not give us occasion to immerse ourselves selfishly in our own being, to brood over ourselves egotistically, but lead us to broaden our views to include those figures who came into contact with us. Let us immerse ourselves with real love in what has come into our life. We shall often discover that what evoked an antipathy in us at a certain period is no longer so disagreeable to us when a sufficient length of time has passed because we begin to see an inner connection. The fact that we had to be affected in an unpleasant way at a certain time by one person or another might have been useful to us. We often gain more from the harm that a person does to us than from the furtherance afforded us by another. It would be advantageous to a person if he more frequently exercised such a survey of his life, and should permeate his life with the convictions flowing from his self observation. “How little occasion I really have to occupy myself with myself! How immeasurably richer my life becomes when I look back to all those who have entered my life!” In this way we free ourselves from ourselves when we carry out such an unselfish survey. We then escape from that terrible evil of our times, to which so many fall victims, of brooding over ourselves. It is so extremely necessary that we should free ourselves from this brooding over ourselves. Anyone who has once felt the power of such self-observation as I have just described will find himself far too uninteresting to spend much time brooding over his own life. Unlimited illumination is cast over this life of ours when we see it irradiated with what enters into it from the gray depths of the spirit. But this has such a germinating power over us that we really acquire the imaginative forces necessary to confront the contemporary human being in such a way that in him the thing is manifest that appears to us only after many years in our backward survey of those figures with whom we have lived together. We thus acquire such a capacity that pictures actually come to meet us from the individuals we confront. But this must be acquired; it is not born in us. If we should continue simply to cultivate those characteristics that are born in us, we should continue within the limits of a mere blood culture, not the culture to which could be ascribed in the true sense of the word human brotherhood. Only when we carry the other human being within us can we really speak of human brotherhood, which has appeared thus far only in an abstract word. When we form a picture of the other person, which is implanted as a treasure in our souls, then we carry within the realm of our soul life something from him just as in the case of a bodily brother we carry around something through the common blood. This elective affinity as the basis of social life must take the place in this concrete way of the mere blood affinity. This is something that really must evolve. It must depend upon the human will to determine how brotherhood shall be awakened among men. Human beings have hitherto been separated. They ought to become socialized in brotherhood. In order that the manifoldness shall not be lost, the innermost element in man, thought, must be able to take form individually in every single person. With Jehovah the whole folk stood in a relationship. With Christ each individual person must stand in relationship. But the fact that brotherhood will thus awaken requires that there shall be a compensation in an entirely different field, that is, through freedom of thought.
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161. Perception of the Nature of Thought
10 Jan 1915, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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This gave the stamp, the physiognomy of the patristic philosophy of the Church Fathers, the philosophy of Augustine and others up to Scotus Erigena. We can therefore say that we no longer have thought-perception, but thought-inspiration stimulated by the spirit. |
Only in this period could it occur to Anselm of Canterbury, for instance, to create validity for the idea of God;—for one did not see thoughts as perception. In the former Greek thinking that would have been a complete nonsense, because at that time thoughts were perceived. How can one doubt that God exists when thoughts of the Godhead are as clearly to be seen outside as the greenness of the tree? |
161. Perception of the Nature of Thought
10 Jan 1915, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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Bearing in mind what we sought to study yesterday, let us consider how matters actually stand in regard to what we call man's Saturn evolution. If we remember the course of yesterday's lecture,1 we know that there is concealed within us, within our human being, something that was first implanted in us during the Saturn period, namely, the first rudiments of our physical bodily nature. What we have acquired from the ancient Saturn evolution can be met with nowhere today in the external world. In primeval ages the Saturn evolution arose and again passed away; it possessed characteristics, forces, which seek in vain if we look around us today. For even if we look out to the stars in cosmic space we do not at first find what prevailed within the old Saturn evolution. After this ancient Saturn evolution had died away, there came as you know, the Sun evolution and then the Moon evolution and today we are living in the Earth evolution. Three evolutionary periods have gone by. And all that formed their peculiar characteristics has passed away with them and is no more to be found in our field of vision. We can only find the characteristics of the Saturn evolution among the hidden occult activities which pulsate through the world. We can still, as it were, uncover the forces which at that time worked upon our physical body. If you recollect what was shown in my book Outline of Occult Science you are aware that there was an active co-operation at that time between the Spirits of Will and the Spirits of Personality. This co-operation still exists today though it cannot be discerned externally. We find it if we look into what we call our personal karma. Please note, my dear friends, that our personal karma is woven in such a way that what befalls us in successive earth lives is connected as cause and effect. The forces active in our personal stream of destiny cannot be investigated by the official Natural Scientist. He will find nothing among the forces disclosed in the field of Physics, Chemistry, Biology, Physiology etc., which calls forth the connection of cause and effect that comes to expression in our personal karma. The laws prevailing there are withdrawn from physical observation as well as from the historical observation pursued today by the so-called cultural-scientist of a materialistic colouring. The modern investigation of historical evolution, the history which is written nowadays of Persia, Egypt, Greece, Rome, up to our own time, contains laws which have nothing to do with the forces active in our karma. Thus the historian, the modern materialistic scientist studying civilization does not discover the laws dependent on man's personal karma. History is looked upon as a continuous stream and no one considers to what extent historical evolution depends on the fact that human souls, for instance, who were personalities in ancient Roman times are present again today. The fact that they participate in current events and that the way in which they do so flows out of their personal karma finds no place in modern materialistically coloured history. If we seek therefore for forces having something of the nature-forces of old Saturn we have to go to the law of our personal karma. Only when we learn to read what is in the surrounding cosmos and not merely to observe it, do we gain an insight into how the laws of ancient Saturn are still in a certain way active. If we turn our attention to the ordering and out-streaming of the twelve Signs of the Zodiac as a cosmic script, and consider what radiating forces pour into human life from Aries, Taurus, Gemini etc., we are then thinking in the sense of forces which were Saturn forces. And if we try to bring personal karma into connection with the constellations which relate to the zodiacal signs, we are then living approximately in the sphere of that world-conception which must be employed for the laws of the ancient Saturn epoch. Thus nothing visible has remained, nothing that may be perceived, and yet there is still remaining an invisible element which may be interpreted out of the signs of the cosmos. Anyone who thought that Aries, Taurus, Gemini etc., made his destiny would be living under the same delusion as a man who had been sentenced by a certain legal passage and then conceived a special hatred of this paragraph in the law and believed that it had sent him to gaol. Just as little as a legal paragraph printed on the white page can sentence a man, can Aries, Taurus, or Gemini, bring about destiny. Yet one can read from the star-script the connection between the cosmos and human destiny. And thus we can say that what follows from the star script is a remainder of the ancient Saturn evolution, is indeed the ancient Saturn evolution become entirely spiritual, but leaving its signs behind in the star-script of the cosmos. When we proceed from the Old Saturn evolution to the Moon evolution we must be clear that at first there is nothing so directly (I said; at first, so directly) in our surrounding field of vision; external nature contains in the first place in the main no forces which resemble those of the Old Moon evolution. These forces of the Old Moon have also drawn back into concealment, but they have not yet become spiritual to the same degree as the Old Saturn laws. The Saturn laws have become so spiritual that we can only investigate them in the laws of our personal destiny, that is to say, quite outside space and time. When we observe human life as a whole we still find today these ancient Saturn laws, still find what cannot be seen when we confront a man in the physical world. We have said that in meeting man in the physical world, we have the physical body as coming from the Old Saturn evolution, the etheric from the Old Sun evolution; the astral body from the Old Moon, and the Ego. And when we look at man externally and observe his form it is solely this embodiment of the ego which is not a relic from other periods of evolution. It is the laws of Earth which prevail and are active when the ego fashions man for itself and embodies itself. The laws of the Moon evolution, the laws of the astral body have already withdrawn and are no longer outwardly active. Now if we encounter a man we shall say: “You, O Man, as you confront me as material man are an embodiment of the Ego. But deep in the background of your being lies your invisible personal destiny.” How this invisible human destiny is determined comes under the rule of ancient Saturn laws. There we are already appealing to something entirely spiritual when, from the earthly laws of the embodiment of the Ego, we look towards the ancient Saturn laws. If, however, we look from what stands before us in the human being towards what still prevails in him from the Old Moon laws we find something not so spiritual. But this too has withdrawn from the external activity of the world, this too is not directly under the active forces of Earth-existence. Where then must we seek for what has remained behind from the ancient Moon activity? We must we seek it protected and embedded, veiled from Earthly existence. For it is active in the period before man enters Earth existence through his physical birth, it is active before the external physical ray of light can penetrate his eye, it is active before he can first draw breath. It is active from the conception to birth, active in the embryonic life. I beg you expressly to notice, however, it is not active in that which develops from the ovum to the external physical human being; in what grows from the ovum, becoming greater and greater through continuous division, the forces of the Earth are working. But it is active in what exists only in the mother and dies away during the embryonic development, in what is lost with the birth and perishes. In all that envelops the earthly human being and cares for its nourishment before it is born, in all that ensheaths the growing human being and then falls away from it—in that rule the ancient Moon laws. And with this we have something that goes beyond the single human life, that forms a connection between the individual man and his ancestors and is included in the concept of heredity. Thus we see something that existed during the Old Moon evolution still playing an active part, though not in the external world. In the outer world it acts only, so to say, as a dying away in human development, as something that is overcome as soon as the human being draws the first active breath for earthly life. If one would study the laws of the Old Moon existence—or at any rate a part of them—purely physiologically and not clairvoyantly, the only way to do so today would be to study the laws at work in the sheaths surrounding the human embryo before it draws the first breath, enfolding it and nourishing it. What is there enclosed in the mother's body, what can only thrive during earthly evolution within the protecting sheath of the maternal body was the whole nature during the Old Moon evolution; it filled the whole field of vision. Thus there die not only beings in so far as they have a sheath-nature, but whole types of natural laws, and exist in succeeding ages solely as last remains. Now you will have to ask the question: How does it stand with what is derived from the Sun? Let us look at yesterday's diagram. We have seen that through all complications that appear here, we have to do with the complete human being, with his physical body, etheric body, astral body, Ego,—etheric body, astral body, ego,—astral body, ego, and with the ego itself. ![]() All that is above the dividing line is really the hidden part of human nature. If we wish to study the laws underlying the foundation of the physical body we must look to super-sensible laws determining man's destiny. If we look towards that which rules in the astral body and finds its embodiment in the physical body, we have something that is not so spiritual, so super-sensible, but something that melts from the sense-perceptible into the super-sensible. For the part that falls away from the human embryo becomes so to say more and more atomistic. The nearer the human being approaches birth the more it dissolves materially and becomes increasingly spiritual. For that which is attached to the human being as astral body and etheric body has originated through the spiritualising of those parts of the embryonic sheaths which fall away. The question could now arise: how does it stand with regard to the Sun part? Can we find the Sun portion somewhere in the world? This too withdraws from sense perception. Whereas what we call karma, personal destiny, or, one might say, the Saturn part of man, lies in lofty spiritual regions, we have seen that we need not ascend so high in the case of the Moon part, for we found it still ensheathed in the sensible. Nor in the case of the Sun part need we ascend so high as for the Saturn part. One can still apprehend it but it is not easily recognised. I should like to give you an example of something where you can still recognise the Sun-part that is active, although attention can only be directed to it in a veiled way. Those of you who have acquainted yourselves with the new edition of my book, Riddles of Philosophy in Outline will have found that four periods in the development of Philosophy are distinguished. I have called the first period “The World-conceptions of the Greek Thinkers”. This lasted from 800 B.C.—in round numbers—or 600 B.C. to the birth of Christ, i.e. into the age of the origin of Christianity. A second period lasted from the rise of Christianity to about 800 – 900 A.D. up to the time of John Scotus Erigena. Then came a third period which I have called “the World-conception of the Middle Ages”, and which lasted from 800, 900 A.D. to 1600 A.D. And then there is the forth period up to our own time; we are just in this period. Eight-hundred year periods have been assigned to the history of philosophy, presented in such a way as was possible in a book meant for a public still quite unacquainted with Spiritual Science. The intention was to give everything that could stimulate the mind and let the spiritual structure of these periods work upon one. The characteristic of the first period consists in the fact that a transition is found from a very remarkable ancient thinking to what one can call the life of thought in ancient Greece. Our age has not made much progress in the understanding of such differences, the difference, for instance, between the thought life of our own time and that of ancient Greece. Our clumsy thinking believes that thought lived in an ancient Greek head just as it lives today in the head of modern man. Thought lived in Socrates, Plato, even in Aristotle quite differently from how it lives in present-day mankind; this present thought-life first awoke in the 7th, 6th century B.C. Before that there was no actual life of thought. As my book sets out, one can speak of a beginning, of a birth of thought-life in this age of ancient Greece. People have conceived that most curious ideas about the great philosophical figures of Thales, Anaxagoras, Anaximenes, etc. It has been pointed out, for instance, that Thales believed that the world originated out of water, Anaxagoras out of air, Heraclitus from fire. I have shown how these ancient philosophers formed their philosophies from the human temperament. They were not based on speculation, but Thales established water as the original ground of things because he was of a watery temperament; Heraclitus founded the fire-philosophy because he was of a fiery temperament and so on. You find that shown in detail in my book. Then comes the actual thought-life. And in the epoch described here the thought-life is still essentially different from that of modern times. The Greek thinker does not draw up thoughts from the depths of his soul, but thought is revealed to him just as external sound or colour is revealed to modern man. The Greek perceives the thought; he perceives it from outside and when we speak of Greek philosophy we must not speak of such a mode of thinking as is normal today, but of thought-perception. Thus in the first period we are concerned with thought-perception. Plato and Aristotle did not think in the way the modern philosopher thinks, they thought as today we see, perceive. They looked out into the world, as it were, and perceived the thoughts which they expound to us in their philosophies just as much as one perceives a symphony. They are thought-perceivers. The world reveals to them a thought-work; that is the essential character of the Greek thinker. And this perception of the thought-work of the world was brought to the highest pitch of perfection by the Greek thinker. If the philosophers of today believe that they understand what Plato and Aristotle perceived as a universal symphony of thoughts, that is only due to a childish stage of the modern philosopher. The modern philosophers have a long way to go before they can fully grasp what Aristotle represents as Entelechy, what he gives as the members of the human soul nature—Aesthetikon, Orektikon, Kinetikon etc. The inner activity of thinking, where one draws the thoughts out of oneself, where one must make subjective efforts in order to think, did not as yet exist in Greece. It is completely foolish to believe that Plato thought he perceived thoughts. To believe that Aristotle already thought in the modern sense, is nonsense ... he perceived thoughts. Modern man can hardly imagine what that is, for he makes no concepts of actual evolution. He gets slight goose-flesh if one tells him that Plato and Aristotle did not think at all in the modern sense, and yet it is a fact. In order that thinking in the modern sense might take root in the modern human soul, an impulse had to come that seized its inmost part, an impulse that has nothing to do with the thought-symphony in the surrounding world but which grips man's inmost being. This impulse came from Christ and hence this period of philosophy lasts up to the time of Christ. In the second period we are concerned with a thinking that is still not man's own individual thought, but is stimulated by the impulse coming from the external world. If you go through all the systems of thought of the philosophers of the second period up to the time of Scotus Erigena you will find everywhere how the Christ-Impulse rules in them. It is what has flowed out of Christ himself, one might say, that gives man the first stimulus to create thoughts from within outwards. This gave the stamp, the physiognomy of the patristic philosophy of the Church Fathers, the philosophy of Augustine and others up to Scotus Erigena. We can therefore say that we no longer have thought-perception, but thought-inspiration stimulated by the spirit. It was different again in the third period when the inner impulse proceeding from Christianity began to be seized by men themselves. In this third period man begins to be conscious that it is he who thinks. Plato and Aristotle did not think, but they could as little doubt that thought has a fully objective validity as a man seeing green on a tree can doubt that it has a fully objective validity. In the second period it was the intense belief in the Christ Impulse that gave certainty to the awakening thought. But then began the period when the human soul began to say: “Yes, it is actually you yourself who thinks, the thoughts rise up out of you.” The Christ-Impulse gradually faded and man became aware that the thoughts arose out of himself. It began to occur to him that perhaps he framed thoughts that had nothing at all to do with what is outside. Was it possible that the objective external world had nothing to do with his thoughts? Think of the great difference between this and the thoughts of Plato and Aristotle: Plato and Aristotle perceived thoughts and therefore they could not doubt that the thoughts were outside. Now, in the third period men became aware: ‘One creates thoughts oneself ... well, then, what have thoughts to do with objective existence outside?’ And so the need arose to give certainty to thinking,—to prove thinking as was said. Only in this period could it occur to Anselm of Canterbury, for instance, to create validity for the idea of God;—for one did not see thoughts as perception. In the former Greek thinking that would have been a complete nonsense, because at that time thoughts were perceived. How can one doubt that God exists when thoughts of the Godhead are as clearly to be seen outside as the greenness of the tree? Doubt first began in the third period when men became aware that they themselves produced the thoughts. The need arose to establish the connection of that which one thinks with that which is outside. In essentials this is the epoch of scholasticism—the becoming aware of the subjectivity of thinking. When you consider the whole thought-structure of Thomas Aquinas it stands entirely under the aegis of this epoch. The consciousness is present throughout; concepts are created within, concepts are linked together in the same way as the laws of subjectivity. Thus a support must be found for the idea that what is created inwardly also exists outside. There is still at first an appeal to traditional dogmatism, but there is no longer the same attachment to the Christ-Impulse as in the second period of philosophical development. Then comes the fourth evolutionary period; the independent rule of thought from the external thought-perception, the independent creation of thought from within: free creation of thought, that free creation that comes to light so magnificently in the thought-structures of Giordano Bruno, Spinoza, Decartes, and their successors, Leibniz etc. If we follow up these edifices of thought we observe that they are produced entirely out of the inner being. And everywhere we find that these thinkers had an intense desire to prove that what they created in themselves had also real validity externally. Spinoza creates a wonderful ideal-edifice. But the question arises: Now is that all merely created within, in the human spirit, or has it a significance in the world outside? Giordano Bruno, and Leibniz create the monad which is supposed to be a reality. How does something thought out by man as monad exist at the same time as a reality in the outer world? All the questions which have arisen since the 16th, 17th century are concerned with the endeavour to bring free thought-creation into harmony with external world existence. Man feels isolated, abandoned by the world in his free thought creation. We are still standing in the midst of this. But now what is this whole diagram? ![]() If we go back to the perception of thoughts which prevailed in the time of the old Greek philosophers then we must say: Philosophic thought in ancient Greece—in spite of the fact that it was the age of the intellectual or mind-soul in ancient Greece—was still a perceptive thinking, was still deeply influenced by the sentient soul, in fact by the sentient, the astral, body. It still clung to the external. The thinking of Thales, of the first philosopher was still influenced by the etheric body. They created their Water—Air—Fire—Philosophies out of their temperament, and the temperament lives in the etheric body. One can therefore say that the philosophy of the sentient body goes into the philosophy of the etheric body. Then we come into the Christian period. The Christ- Impulse penetrates into the sentient soul. Philosophy is experienced inwardly but in connection with what one can feel and believe; the influences of the sentient soul are present. In the third period, that of scholasticism, the intellectual or mind-soul is the essential element of philosophical development. Now the development of philosophy follows a different course from that of human evolution in general. And for the first time since the 16th century we now have philosophy coinciding with the general evolution of mankind, for we have the free thoughts ruling in the consciousness soul.—Consciousness soul! The magnificent example of how free thought prevails from the abstraction of existence up to the highest spirituality, how a thought-organism, leaving aside the world entirely, rules purely in itself, that is the philosophy of Hegel—the thought that lives solely in the consciousness. If you follow this scheme it is actually the part that I could not show in my book for the public, though it lies in it. And if you read the descriptions given of the separate epochs you will, if you are proper Anthroposophists, very clearly connect them with what I have written here (see diagram). There is thus a development corresponding to that of man himself: from the etheric body to the sentient body, to the sentient soul, to the intellectual soul, to the consciousness soul. We follow a path like the path of man's evolution, but differently regulated. It is not the path of human evolution, it is different. Beings are evolving and they make use of human forces in the sentient soul, in the intellectual soul etc. Through man and his works pass other beings with other laws than those of human development. You see—these are activities of the Sun-laws! Here we need not ascend to such super-sensible regions as when we investigate human destiny. It is in the philosophical development of mankind that we have an example of what remains from the Sun-laws. We had yesterday to write here Angeloi as corresponding to the etheric body (see diagram). ![]() Such Angeloi evolve. And while men believe that they themselves philosophise, Sun-laws work in them—inasmuch as men bear within them what the Sun-evolution laid down in their physical and etheric bodies. And the laws of the Sun-existence, working from epoch to epoch, cause philosophy to become precisely what it is. Because they are Sun-laws, the Christ, the Being of the Sun, could also enter them during the second period. Preparation is made in the first period and then the Christ, the Sun-Being, becomes active in the second period. You see how everything is linked together. But inasmuch as the Christ, the Sun-Being, enters in, he comes into connection with an evolution which is not the human evolution, not man's earthly evolution, but actually Sun-evolution within Earth existence. Sun-evolution within Earth existence! Just think what we have actually reached in these reflections. We are considering the course of philosophical development, philosophical thought since the time of ancient Greece, and when we consider how this has evolved from philosopher to philosopher we say to ourselves: there are active within not earthly laws, but Sun laws! The laws which at that time held sway between the Spirits of Wisdom and the Archangels come to light again on earth in the philosophical search for wisdom. Read in the book Occult Science how the Spirits of Wisdom enter during the Sun-evolution. Now during earthly evolution they enter again not into what is new but into what has remained from the Sun-evolution. And man develops his philosophy not knowing that in this development the Spirits of Wisdom are pulsing through his soul. The Old Sun existence lives in the evolution of philosophy; it really and truly lives within something that has stayed behind, something that is connected with the Old Sun-evolution. Human beings, passing from generation to generation, evolve as external personalities in earthly evolution. But an evolution of philosophy goes through it from Thales up to our present time; the Sun-evolution lies within it. This gives opportunity for beings who have stayed behind to make use of the forces of philosophical evolution in order to carry on their ancient Sun existence; beings who remained behind during the Sun-evolution, who neglected at that time to go through the development that one can pass through in one's etheric body, sentient body, and sentient soul—in cooperation with Spirits of Wisdom and Archangeloi. These Spirits that missed their evolution during the Sun time can use man's philosophical evolution in order to be parasites within human evolution. They are Ahrimanic spirits! Ahrimanic spirits yield to the enticement of creeping parasitically into what men strive for in philosophy and so of furthering their own existence. Men can thus evolve philosophically but at the same time they are exposed to Ahrimanic, Mephistophelean spirits. You know that Ahriman and Lucifer are harmful spirits as long as one is not aware of them, as long as they work in secret. As long as they do not emerge and let men face them eye to eye spiritually Ahriman and Lucifer are harmful in one or another way. Let us suppose that a philosopher appears who develops thought of such a nature that one can grasp it in merely earth existence. He develops thoughts that can live through the instrument of earthly reasoning. That is Hegelian thought! It is pure thought, but only such as can be grasped with the instrument of the physical body and this as we know ends at death. Hegel has achieved thought that is the deepest which can be thought in earthly life—but which must lose its configuration with death. Hegel's tragedy lies in the fact that he did not realise he grasped the spirit in logic, in nature, in soul-life, but only the spirit that exists in the form of thought and does not accompany us when we go through death. To have put this clearly before his mind he would have had to say: If I could believe that what goes through thought, that is to say what I think about abstract being by means of logic, thoughts of nature, thoughts of the soul and up to philosophy—if I could believe that this leads me behind the scenes of existence than I should be deceived by Mephistopheles! This was realised by another: Goethe realised it and represented it in his Faust as the conflict of the thinker with Mephistopheles, with Ahriman. And in this fourth period of the evolution of philosophy we see how Ahriman presses into the Sun-evolution and how one has to face him consciously, really recognising and comprehending his nature. Hence today we are also standing at a turning point of the philosophical thought of the outer world. In order to avoid falling prey to the allurements of Ahriman and becoming mephistophelean wisdom, philosophy must get behind this wisdom, must understand what it is, must flow into the stream of Spiritual Science. Read the two chapters preceding the last one in the second volume of my Riddles of Philosophy. You will see that I tried to present the world concepts prevailing in the world, the philosophical concepts of the world, in order then in a concluding chapter to add A brief view of an Anthroposophy. There you will see how philosophy today in the free emancipated life of thought represents something which, to be sure, rises into the consciousness soul, but how this life, through the consciousness soul, must lay hold of what comes from Spirit itself, philosophically at first, otherwise philosophy must fall into decadence and die. Thus you see at least one example of the working of the Sun-evolution in human earthly life. I said that one could encounter these sun-laws if one studied the course of philosophical evolution, though one does not always recognise that it is sun-law which is active in it. This must be recognised by Spiritual Science. Just reflect that in reality a Being is evolving which little by little acquires the same members as man himself. If one were to go still farther back into ancient times one would find that not alone the etheric, but the physical body too gave rise to the forming of world concepts. It is difficult to give clear characteristics of the age that goes back beyond the 12th – 14th centuries B.C.; it lies before Homer, before historical times. But then something was evolving which is not man as man lives upon the earth. Something lives in history which passes through the etheric body, the sentient body etc., a real, actual Being. I said in my book that in the Grecian era thought was born. But in modern times it comes to actual self-consciousness in the consciousness soul: thought is an independent active Being. This could not of course be said in an exoteric book intended for the public. The anthroposophist will find it however if he reads the book and notes what was the prevailing trend of its presentation. It is not brought into it, but results of itself out of the very subject matter. You see from this that very many impulses of transformation as regards the spiritual life are coming forward in our time. For here we see something evolving that is like a human being except that it has a longer duration of life than an individual man. The individual man lives on the physical plane: for seven years he develops the physical body, for seven years the etheric body, for seven years the sentient body etc. The Being which evolves as philosophy (we call it by the abstract name ‘philosophy’) lives for 700 years in the etheric body, 700 – 800 years in the sentient body (the time is only approximate), 700 – 800 years in the sentient soul, 700 – 800 years in the intellectual or mind-soul and again 700 – 800 years in the consciousness soul. A Being evolves upwards of whom we can say: if we look at the very first beginnings of Grecian philosophy this Being has then just reached the stage of development which corresponds in mankind to puberty; as Being it is like man when he has reached the 14th – 16th year. Then it lives upwards to the time when a human being experiences the events between the 14th and 21st year; that is the age of Greek philosophy, Greek thought. Then comes the next 7 years, what man experiences from the age of 21 to 28; the Christ Impulse enters the development of philosophy. Then comes the period from Scotus Erigena up to the new age. This Being develops in the following 700 – 800 years what man develops between the ages of 28 and 35 years. And now we are living in the development of what man experiences in his consciousness soul: we are experiencing the consciousness soul of philosophy, of philosophical thought. Philosophy has actually come to the forties, only it is a Being that has much longer duration of life. One year in a man's life corresponds to a hundred years in the life of the Being of philosophy. So we see a Being passing through history for whom a century is a year; evolving in accordance with Sun-laws though one is not aware of it. And then only there lies further back another Being still more super-sensible than the Being that evolves as humanity except that a year is as long as a century. This Being that stands behind evolves in such a way that its external expression is our personal destiny, how we bear this through still longer periods, from incarnation to incarnation. Here stand the Spirits regulating our outer destiny and their life is of still longer duration than the life of those for whom we must say that a century corresponds to a year. So you see, it is as if we look there into differing ranges of Beings, and how, if we wished, we might even write the biography of a Being who stands spiritually as much higher than man as a 100 years is longer than a year. An attempt has been made to write the biography of a such a Being as had its puberty at the time of Thales and Anaxagoras, and has now reached the stage of its self-consciousness and since the 16th century has entered, so to say, into its ‘forties’. The biography of this Being has furnished a ‘History of Philosophy’.3 From this you see, however, how Spiritual Science gives vitality to what is otherwise abstract, and really animates it. What dry wood for instance, is the usual ‘History of Philosophy’! And what it can become when one knows that it is the biography of a Being which is interwoven in our existence, but evolves by Sun-laws instead of Earth-laws! It was my wish to add these thoughts to what we have been considering lately about the life-forces which arise in us when we look at Spiritual Science not as a theory but seek it in the guidance to living. And it is just through Spiritual Science that we find the living. What is so unalive, so dry, and withered as the history of philosophy comes to meet us out of the mist as though we looked up to it as a Goddess who descends from divine cloud-heights, whom we see young in ancient times, whom we see grow even if with the slowness where a century corresponds to a year of human life. Yet all this becomes living—the sun rises for us like the Sun within Earth existence itself. For just as the sun rises on the physical plane, so do we see the ancient Sun still radiate into the earthly world in a Being that has a longer lifetime than man. As we follow man's development on the physical plane from birth to death so we follow the development of philosophy by seeing a Being within it. When in this way we look at what Anthroposophy can be to us we reach the point of seeing in it not only a guide to knowledge but a guide to living Beings who surround us even though we are unaware of them. Yes, my dear friends, something of this was only felt by Christian Morgenstern. And by feeling this, feeling it in the deepest part of his soul, our friend Christian Morgenstern could put into writing a beautiful sentiment, a true anthroposophical sentiment which shows how a soul can express itself which in its inmost being knows itself to be one with our Anthroposophy—not merely as with something giving us various facts of knowledge—but as something that gives us life. In the wonderful poem Lucifer by Christian Morgenstern we have a wonderful example of this. The feeling of this poem lives entirely in the inspiration of which ones feels a breath when, as we have tried to show today, one finds the transition from the presentation of the idea in Anthroposophy to the grasping of living beings.
If the feeling in this poem leads you to reflect how alive something can becomes that is understood theoretically in Anthroposophy, so that, as it were, one can grasp the Beings who approach us out of the dark abyss of existence, if you take this poem, stimulated by feelings I wished to arouse through today's lecture, then you will see that this figure of Lucifer is really perceived, fashioned in a wonderful way. It is a model example of how what is brought to us by Anthroposophy can become alive and grip our whole soul.
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317. Curative Education: Lecture IX
04 Jul 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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The inordinate sensitiveness and irritability of the nerves-and-senses system, which are so evident in him, have been induced by the conditions under which he was living in the embryo time; I described these conditions to you yesterday, explaining them as due to the uneven way in which the influences of mother and father co-operated in the embryo. What must we do in order to bring the child nearer to normality? |
It is nevertheless a fact that when whole communities of people have a habit of keeping their hands in their trouser pockets and so avoiding any use of gesture, it means nothing else than that they want to be God-forsaken, they want to be left alone by the Gods—the Gods who are next above the spirit-man. It means, they would rather not have any knowledge of the beings who have developed the spirit-self—even as man has developed the I organisation. |
317. Curative Education: Lecture IX
04 Jul 1924, Dornach Translated by Mary Adams Rudolf Steiner |
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We had before us yesterday a succession of children to whom we gave our attention. It is in this way for the most part that the study of the treatment of abnormal children has necessarily to be pursued—namely, in relation to particular examples. Abnormality manifests in all possible directions, and each single case is a case by itself. The only way you can begin to learn how to deal with such children is to devote yourself to an individual case, and thereby, as time goes on, gradually acquire the skill that will be needed for dealing with other cases. You will remember the boy of twelve years old who was brought before us yesterday and whom I had to describe as a kleptomaniac. I explained to you how spiritual vision can discern, in the case of such a kleptomaniac, that on account of hindrances in the astral body, he has no means of access to the capacity for judgement that ordinarily belongs to human beings in the world. In this connection, you must realise that everything which has to do with morality, everything of which it can be said that our conception of it must needs include moral impulses, comes to expression within Earth existence alone. We really could say—it would of course be misunderstood by the superficial thinking of the present day—that where the Earth comes to an end, where one goes out beyond into the super-sensible realm, moral judgements such as we are familiar with on Earth cease to exist; for the reason that out there, in the realm of the super-sensible, morality is, so to say, a complete matter of course. Moral judgements begin only where there is a possibility of choice between good and evil. For the spiritual world, good and evil are simply characteristic qualities. There are good beings and there are bad beings. As little as you can say of a lion that he ought, or ought not, to be lion-like, just so little can you say, when you have come away from the Earth, that good and evil ought or ought not to be as they are. To speak in this way pre-supposes the possibility of choice, of saying Yes or No, a possibility which comes in question solely within the organisation of man and where human beings are living socially together. Now, in the case of an illness such as kleptomania, owing to the hindrances of which we spoke, the person in question has not evolved his astral body far enough to enable him to develop a sensitivity to moral judgements. Consequently, the moment a boy of this kind feels a particular interest in some object, he sees no reason at all why he should not take it. He does not understand that it may “belong” to someone, the idea of “mine and thine” has no meaning for him. His astral body does not get far enough into the physical world for him to be able to appreciate the concept of possession. We have here exactly the same kind of phenomenon as when someone is colour-blind. It's no use talking about colours to one who is colour-blind; and it would have just as little sense to speak in the higher world about possession and non-possession. The child does not find his way far enough into the physical world for him to be able to attach any meaning at all to what he hears people say about “possessing” things. What is particularly strong in him is the idea of discovery—the idea that he has lighted upon some object or other which astonishes him, which fills him with delight and interest. But there his capacity for forming ideas comes to a full stop. The truth is that up to now his astral body has not penetrated to the region of the will, but has remained more or less in the intellectual sphere. We have evidence of this in the fact that the organs of the will are deformed at the side. Consequently, whatever he finds good intellectually he at once turns into will. Let the same defect show itself in the intellect, and you will find the children are dull and stupid; but when, as here, it shows itself in the will, they are kleptomaniacs. An abnormality of this kind is very difficult to contend with. For at the age of life when it would be important to make a strong stand against the failing, it generally escapes notice altogether. At this early age, the child is naturally imitative, doing what he sees done around him, and so one may easily fail to discern in his behaviour the tendency to kleptomania. Only after the change of teeth, will the tendency begin to be apparent. When the change of teeth has taken place, the child is however even then not far enough out yet on the physical plane to develop a sense for any moral judgement other than: What I like is good, what I don't like is bad. His judgements, that is to say, are entirely aesthetic. It will therefore be for the teacher to awaken in the child the feeling for the good—the meaning of “good”—by bringing it about that the child looks up to him and takes him for his pattern and example. That is why in our Waldorf School education we take particular care that authority shall make itself felt in this age of life. Quite as a matter of course it should come about that the child regards his teacher with devotion. The teacher will then speak of things that are “good” always in such a manner as to arouse the child's interest and enjoyment, and of things that are “bad” in such a manner as to arouse his antipathy. For this to achieve the desired result, it is of course essential that there be first the natural acceptance of the teacher's authority. If this is necessary in the case of a so-called normal child, it is in the very highest degree necessary in the case of such a child as we are considering. In all education nothing contributes so much to true progress as that the child has trust and confidence in the one who is his teacher; and in dealing with abnormal children it is absolutely essential that this right relationship between child and teacher can be relied on from the outset. In a course of study such as we are now engaged in, we must not omit to point out how important it is, when dealing with quite little children, to make careful observation of the whole way in which their development takes place. If we notice that a little child grows very happy and animated on account of something he has learned—learned, I mean, before the change of teeth—if we notice, for instance, that a child who is learning to speak takes inordinate pleasure in some new sound he has learned to utter, then we must be prepared for the possibility that things may go wrong with that child! Children who later on become kleptomaniacs, develop this kind of egotism in the tender age of early childhood; they will perhaps click their tongue with satisfaction, when they have acquired a new word. This is rare with very young children, but it certainly can occur. One has to learn to be able to look ahead and see what may be the outcome of such a trait in future years. Far more important for the doctor as well as for the educator, than the principles upon which he has to work—although a knowledge of these is, of course, to be taken for granted—far more important for him is that he should acquire a sensitive perception for what is going on in the world around him. You must not, you see, be like Wulffen;1 you must be ready to appreciate what a vast deal depends on the environment of a growing child. Take, for instance, such a case, where a very little child has the habit I spoke of just now: he clicks his tongue with satisfaction over some new thing he has learned. This delight at acquiring something in the intellectual sphere will change, about the time of the second dentition, into a conspicuous vanity; the child will grow vain and conceited in relation to other things as well. It should indeed be a matter for grave concern, for instance, if at about the time of the change of teeth a child develops—as it were, from an inborn tendency—a hankering after fine clothes. Symptoms of this nature should be carefully noted. But let us now consider two kinds of environment into which such a child may grow up. The child may be born in a region—we will imagine for the purpose some quite small territory—where people are accustomed to live in an easy-going way and let things take their course, and where they look upon the militia as something that is necessary for the defence of their territory, but that arouses in them no enthusiasm or at best an enthusiasm that has to be artificially stimulated. There will then develop in every child as a matter of course, during the period between the seventh and fourteenth years, a feeling for what is expected of him as a member of the community. The boy grows up; and if particular care has not been taken that he is able to look up with love and respect to his teacher (for parents, as you know, do not always concern themselves about such a matter in this period of the child's life), then the tendency which we have seen at work in the intellectual sphere slips down now into the will, and it is quite possible that kleptomania may ensue. And now let us see, on the other hand, what happens when a child of this kind grows up, not in a country where the militia is regarded as a somewhat troublesome burden, but in a region where the child finds himself surrounded by a kind of Prussianism. (As you will see, I am giving just characteristic features of a particular case.) Militarism is here looked upon by no means merely as a necessity, but as something that gives one tremendous pleasure, something that thrills one with wonder and admiration and to which one is loyal through thick and thin. The child does not remain at home in the family, he is sent to school and then later to the University. And now the trait that was not at all advantageous to the other boy turns out to be of great advantage to him. The disposition of which we have spoken and which was already present in him as a child finds its fulfilment and expression when he becomes a researcher in natural science. He is engaged in preparing microscopic slides; he will look round in all directions for objects to bring under the microscope, and in this regular—and at the same time irregular—way, satisfy his longing to acquire things for himself. The impulse will experience its full satisfaction. For the boy has found his way into a milieu within which the habit of stealing has no place; if things are “taken”, then it is things with which one does not associate the concept of stealing. The kleptomania will in this case go on developing beneath the surface. The boy becomes later a lecturer in physiology, he becomes the most famous physiologist of his time. Something of the kleptomaniac propensity remains with him for life, but it is associated in him with a kind of enthusiasm for war. This enthusiasm now changes however the sphere of its activity, finding its way especially into the imagery he uses in his lecturing; these are all about fighting and going to war. And then, strangely enough, this tendency may in certain circumstances degenerate into a kind of vanity. A feeling may get hold of him that his rhetorical figures are his own possession and that no one else has a right to use them. Suppose some daring and rather mischievous student of his, who is a bit of a genius, ventures in his examination to use the very same figures of speech. That student will certainly be failed. And if he should go so far as to click his tongue at the same time, then things will go very badly with him. Once we have the insight to see and understand things of this kind when we meet them in life, the insight itself will guide us to the right method of dealing with them. We must resolve to make ourselves acquainted with life in all its manifold shades and varieties. Then we shall be ready to notice quickly when traits begin to show themselves that point in this or that direction. I have already spoken to you of a good curative measure that can be employed in the psychological sphere. You have to cultivate your power of invention and tell the boy a story, in which this characteristic of his plays a part. You tell him of people who do the same kind of thing, and then you make it clear that all the time they are only digging a pit for themselves into which they afterwards fall. If the dramatic character of the story be developed with real enthusiasm, you can attain your end in this way, provided you sustain the effort without any slackening. In addition, you will at the same time need to treat such a child therapeutically; he must receive injections with hypophysis cerebri and honey, because, as you saw, the temporal lobes are stunted and we must do all we can to encourage forces of growth that shall counteract this deformation. Very good results can also be obtained from the use of Curative Eurythmy; but it must be carried out with tremendous energy. All the movements that belong to the vowels, the boy must be got to make with his legs. For what we have to do is to expel from the will the intellectual element, and at the same time impel into the will the striving, the taking pains, that lives in the vowel sounds. Finally, it is most important that by virtue of the authority we have with the child, we should find it possible to speak with him quite plainly and unreservedly on the matter, showing him how objectionable such a habit is. But this must not be done too early. It has to be brought home to the child's intellect, and by attempting it too early we can easily spoil everything. We must go to work with our stories in the first place, and then gradually lead over to this appeal to the intellect. It is most difficult to point to any success in these measures, for the good results are simply not noticed. The truth is, however, that many a kleptomaniac would never have been one at all, if early on, so soon as symptoms began to show themselves, those in charge of the child had at once begun telling the right kind of stories. Such stories always work; but we must have patience. One can be quite sure that in such a case as this boy, good results can be achieved—although, if the habit is deeply ingrained, perhaps only after a very long time. And now for the other difficult child of whom I was speaking yesterday, who is not yet quite a year old, the case of hydrocephalus. Treatment has indeed in this instance been very difficult so far. For what do we observe in this child? What strikes us about him? First and foremost, excessive excitability and irritability of the nerves-and-senses system. This it is that has made possible such a prodigious enlargement of the head. Marked irritability of nerves and senses will always be found to express itself in an enlargement of the head. We must however be careful here to look at relative and not absolute measurements. If a person who is predisposed to be small altogether, has a head of the same size as that of a big, tall person, then he has what is for him a large head. This must not be forgotten when we are considering cases that are not abnormal. The child we saw yesterday is abnormal. The inordinate sensitiveness and irritability of the nerves-and-senses system, which are so evident in him, have been induced by the conditions under which he was living in the embryo time; I described these conditions to you yesterday, explaining them as due to the uneven way in which the influences of mother and father co-operated in the embryo. What must we do in order to bring the child nearer to normality? Everything that could excite or irritate the nerves-and senses system must be shut out for as many hours of the day as possible. Accordingly we have had the child in a dark room, a room that is completely darkened, so that as he lies there, he is all the time in the quiet and the dark, receiving no impressions. As a matter of fact, I overestimated at first the results that could be attained by these means, for the child is actually not yet responsive to light. His sensitivity to light is exceedingly weak; on this account the exclusion of light is of less importance than might have been presumed. Nevertheless, this is the right principle to go on—to let the child live in the quiet and in the dark, having around him as few impressions as ever possible; then the impulse for quick and restless movement—an impulse of the will—will be aroused from within, and will work counter to the nerves-and-senses system. This then will be the first rule we set out to follow. Another thing we must do is to try to influence the nerves-and-senses system through the appropriate agencies. We have been using gneiss as an internal remedy. Quartz itself, used directly, would induce shock, and that we must at all costs avoid; with gneiss, the effects of the influence of quartz are more distributed. In quartz, the forces are strongly “radiant” in their working, sharp and spear-like; whereas when the same forces are distributed as in gneiss, they are mild in their working and spread out in the organism, reaching the periphery with a lighter touch. Gneiss in a high potency can here lead to the desired result. And then we must try to calm down the excited state of the nerves in the region also of the will. For in a very little child the whole human being, you must remember, is nerves-and senses system. This can be achieved by giving poppy baths. Baths are prepared, using the common field poppy. When you see before you a state of affairs such as shows itself in this child, two things must go hand in hand the whole time—observation of the case, and whatever therapy is possible. You are dealing, you see, with an individual case. You will be in a better position to appreciate the importance of what I am saying if I tell you now what further symptoms have presented themselves to our observation. To begin with, we noticed that during the time of the treatment by injection the temperature dropped. Shortly afterwards the head was found to have increased in size. The child was sleeping by day and crying in the night. That changed when we began to give poppy baths in the evening. The fæces are hard, and a difference can be noticed according as the baths are given in the daytime or at night. The connection of astral with physical body is quite different morning and evening. What we have to do is to bring order into the processes whereby what comes from the digestive system works into the brain. You will easily realise that mother's milk is not able under all circumstances to benefit a child of this kind in the same way that it does another child. (Normally, you know, mother's milk has an inherent tendency, a natural readiness to transfer itself from the digestive system to the nerves-and senses system.) We therefore discontinued mother's milk at the beginning of March, and the child was from then on nourished by other means. Nectar was given—the content of the nectaries found in the flowers of certain plants. Nectar has the effect of strengthening the ego in the region of the will. By administering a nourishment that develops—with something even of the dynamic of a parasite—in the region of the blossom, we make appeal to the inner individuality of the child, we try to call forth this inner individuality and bring it to activity. We have had some measure of success in this direction. But I must warn you how necessary it is, when one has a plan of this kind on hand, to decide on a suitable time for carrying it out, and then prepare oneself thoroughly for the occasion. Set-backs can always occur, and these are misjudged by anyone who looks at the matter from a layman's point of view. We have it here on record that for some days the child was having nectar and the fæces became softer. Afterwards diarrhoea ensued. The nectar was then discontinued. The diarrhoea stopped, and a condition set in during the night of 11th-12th June, that brought a kind of crisis. The child was crying, and blinking, and passing a great deal of water; the body sank in with every expiration; there were attacks of cramp in the left leg, while the left arm grew tense and rigid; the fontanels were also quite taut, and the reflex actions more pronounced. Hot compresses were applied, and compresses of poppy juice, after which the child fell asleep, and his condition on the following day was good. Appetite and evacuation of the bowels were in order. You must understand that it is impossible to steer clear of such crises—unless one is prepared to steer clear of all hope of a cure! For the very work we have to set ourselves to do in the organism is bound at some time or other to express itself in such a crisis. When this happens, it is of course necessary immediately to intervene—as Frau Dr. Wegman did. After the application of hot compresses and poppy juice compresses the crisis will subside in a proper way. The only advice that can be given for a crisis of this nature is on no account to allow yourself to be alarmed or thrown off your guard. There are moments in such a case when everything depends on prompt and immediate action. I would like to tell you of an interesting little experience that I had on this occasion. News reached me from another quarter that the child was in a very bad way. Frau Dr. Wegman herself said nothing about it; I was accordingly reassured, and was confident that the condition was taking its inevitable course. For one must, you know, retain the whole time a mood of readiness for the natural development of the illness; that is essential. And then one can listen quite quietly to someone or other who, without any real understanding of the case, is frightened and disturbed at the turn the illness is taking. In cases like this, where anything may happen, we must first be perfectly clear in ourselves that we are doing what requires to be done; if this is so, then we can also rest assured that everything is as it should be. It is of course most important to be watchful for crises and, when they come, to give them every care and attention; but we must know that they will certainly occur in a case of this kind. Feelings of pity and the like, which tend to make one agitated and upset, cannot help. It is never of the least use to be overcome with a feeling of pity, that way we merely get bewildered and distraught; the one and only thing that can help is to face the situation quite objectively and do what has to be done. And now let us go a little further into the subject of treatment. As we have seen, it is not possible to do anything much yet in the way of psychological-pedagogical treatment; we have only one possibility in this direction, namely, to help psychologically by giving rest and, as far as possible, darkness. It is important however to find a way of bringing into the organism the principle of disintegration. We must replace the strong tendency that is at work there towards the watery element, towards fluidity by the principle of disintegration. Water does not fall asunder or disintegrate; it flows and spreads. We want to call upon forces that can promote disintegration, that can aid and encourage it. Such are the forces of lead. In lead we have a most effective means of inducing decomposition, disintegration. Whenever you see that upbuilding forces are rampant in the very place where breaking-down forces should be at work—and is not a preponderance of upbuilding over breaking-down forces the fundamental phenomenon to be observed in a giant-embryo such as this little child?—whenever you see this, you may always start on a course of medical treatment with lead. Lead, especially when injected, can have extraordinarily good results. Let me describe to you how lead takes effect in the organism. Lead has, of course, long been known as a remedy; for thousands of years those who have had any understanding of such things have pointed to the medicinal influence of lead. The knowledge of its beneficial working has however been tending gradually to disappear—although now in our own time it is coming into notice again in a most remarkable way, from quite a new quarter. But now consider for a moment—where, in the whole earth, are the most powerful forces of disintegration to be found? We find them where radium occurs. And from radium we get, along with helium, an intermediary product which, undergoing further transformation, produces lead. Here, then, you have the inner connection. In the great world outside, in the cosmos, the most powerfully working forces of cleavage produce in lead the substance in which these forces of cleavage are ultimately concentrated. If therefore you bring lead into the human body, you are bringing into it cosmic destruction, cosmic disintegration. Think what this means. You introduce the lead, by means of injection, into the blood-circulation. In the circulation of the blood we have an immediate reflection of the structure of the universe. The 25,000 years that the sun takes to go round the universe—these 25,000 years we have in the circulation, in the pulsation of the blood.2 And now you bring disintegrating forces straight into the organism. The cosmos, as we know, gives itself time to work; nevertheless, if we have a real insight into the matter, it will be evident to us that the introduction of such a substance as lead can be of real help. Treatment for this child will therefore be as I have described. We have also used hypophysis, applying it to the legs as an ointment; the formative, shaping forces that are active in the secretion of hypophysis counteract deformation. We shall in this way “form” while we heal. We have of course at the same time to see that the right stimulation is provided in order for the remedies to be able to work. One can, you know, be very thankful that we have now surmounted a first crisis; one can be glad of the crisis that occurred between the 11th and 12th July, when the child manifested the symptoms we described. He will in all probability have to go through many such crises, and we must be very watchful to see that we cure the child, in the positive sense. For it is, you know, quite possible for a cure to take place in a negative sense. It comes to this—we have to cure, not for death, but for life. It is indeed a most delicate matter ever to deal with an organ therapeutically. I would like also at this point to draw your attention to the fact that nothing could be achieved by puncturing and letting water flow out; the trouble then only starts again and grows even more serious than before. Obviously, however, so long as we have not yet ourselves attained any success in diminishing the size of the head, it is not for us to begin criticising other methods of treatment. This is going to be a particularly interesting case, and for me personally it has as a matter of fact quite a special interest. For, whenever I think of this little fellow, whenever I look at him, it is not merely this child that I see before me. Imagine to yourselves this child grown to be thirty years old. He would then be an adult human being. It might well happen. He would be about six times as big as he is now. The head would be perhaps three-and-a-half times its present size, and the rest of the body six times. Imagining this, I see before me a man whom I actually did have before me when I was a boy of six years old. We used to meet constantly, for he was always there at the station when the trains arrived. He was obliged to use crutches, because his body could not carry his head. The whole muscular system that is involved in walking had not developed properly. He had an immense head. The man had in fact remained an embryo, he was a thirty-year-old embryo. The reason why this man made such a remarkable impression on me as a little boy was that he was unbelievably clever. I did so enjoy talking to him! A deformity is of course a bit of a shock to a boy of seven or eight years old; but then, on the other hand, the man was, as I have said, astonishingly clever. One could learn a great deal from him; and all his judgements were pervaded with a great gentleness. This gentleness and mildness seemed to overflow from him—like his head! When he spoke—his sentences were not unduly drawn out, they took the normal length of time to utter, but as he spoke them, it was almost as though he had some sugary moisture on his lips, as though he were rubbing his lips together and tasting the sweetness all the time. There was indeed something quite original about the man. He was moreover genuinely inventive. Inventions of many kinds were attributed to him—which he was said to have made first on a small scale. Altogether, a most interesting personality. In course of time he had become less sensitive about his abnormality, he had grown accustomed to it. After all, he lived, you see, in a village, where a person of this kind is regarded with a certain measure of understanding. I have in fact never yet come across a village where some afflicted child had not grown up in this manner, becoming the child of the whole village, and receiving constant care and help from those around. If we should have a child of this kind to look after, who is rather older than the little fellow we are considering, we would have to adopt other measures, such as I described to you in part when I told you how I had to treat the hydrocephalic boy of eleven years old who was given into my care, and who was in time completely healed. Now let us go on to the next—the little girl who was rather unruly and troublesome. This child weighed 41 lb. at birth, was a nine months child and was breast-fed for seven months. She learned to walk in her first year, and learned also to speak at the proper time. When a year and a half old, she ceased to wet the bed at night, but wet herself by day. At the age of three-and-a-half she had an attack of influenza with headache and high fever, and three weeks later developed measles. The mother had influenza at the same time and was nervous and worried. The child's appetite is bad. She sometimes has disturbing dreams. We have here a condition that is frequently to be met with among these children; we might even describe the little girl as a “normally” abnormal child. Our chief concern must be to see that the astral body receives the right form and configuration that will enable it to fit itself into the ether and physical bodies in a harmonious manner. To achieve this end, we always give arsenic baths—that is, we use arsenic externally; and occasionally we administer arsenic internally as well. The treatment has the effect of harmonising the relationships of astral body, ether body and physical body. Then, to ensure that the externally administered arsenic shall really strike home, we reinforce it by applying mustard compresses to the feet before and after the bath, using also grated horse-radish for this purpose. I should add that in the latter case, you must make sure that the horse-radish is not grated until immediately before use. It is most important that it should be freshly grated; if allowed to stand for some hours, it loses its efficacy. Coming to the psychological aspect of the case, we must try to cure the child of the habit of being so excited. For she is still always restless and excited; I don't think the environment here has so far had any marked influence on her. We must break her of this habit. Altogether, the breaking of some habit or trait of character in a child can often lead to most salutary results—a fact that should not be overlooked. In the case we are considering, a great deal can be achieved by bringing the child to be quiet and still at the very moment when something is being told her of a kind that generally makes her excited and restless—even if, in order to keep her still, we have to resort to mechanical means. First of all, therefore, we observe, when we are relating some story, what things in the story particularly excite the child. Then, we compel her to restrain herself and not get excited, to become inwardly a little stiff and hold herself in. If we can bring this about we shall find, as time goes on, that the characteristic trait in the child is somehow being broken down. Instead of evincing excitement, she will begin even to show signs of weariness when the story is told. We let this weariness work—say, for a week or two; and then for a while we simply let the child go her way, treating her as though she were quite normal. After a time there will be some return of the excitability; then we shall have to set to work all over again, and repeat our course of treatment. The pauses are necessary; otherwise, if we go straight on without interruption, a reaction will come. The weariness, the slight signs of depression, will, if we push too far with our treatment, lead on to conditions of bodily depression, and we shall harm the child rather than heal. We have now come to the point where I can indicate for you the principle that underlies the psychological treatment of all such children. We have to be ready and attentive, watching what is there in the child, realising that the abnormalities of soul are symptoms of what is going on within him, symptoms of the behaviour of ether body, astral body, ego organisation, etc. I say “etc.”; what do I mean? For when we divide the human being into
we generally go on to say, do we not, that the spirit-self has not yet been evolved by man and does not therefore immediately concern him. We read about it of course in the books, but in the present epoch, man reaches only as far as the ego organisation, and so we have no call to trouble about the spirit-self. But, my dear friends, that is not a true and full picture of the situation. Human beings, we say, reach as yet only as far as the ego organisation; but not all the beings with whom we humans have to do, come only as far as the ego and no further! When we are dealing with growing children, we are necessarily brought into contact with beings who attain to the spirit-self, beings who are further on in evolution than man. If we set out to develop Waldorf School pedagogy and really mean our work to have life, then we must appeal not only to the human beings who are congregated there in our school, but also to spiritual beings who are more highly developed than man, spiritual beings who show quite clearly that they have evolved to the spirit self. In dealing with a growing child, we shall particularly have to do with one specific class of such beings, namely, the beings to whom we give the name of “Genius of Language”. Were it left to the human beings themselves to hand on language to the next generation, man would pine away and perish. Being lives in language, as truly as ever being lives in man himself. Along with speech and language something enters into man, wherein beings live whose whole life bears unmistakably the stamp of the spirit-self, even as man in his life bears the stamp of the ego organisation. These beings inspire us; they live in us through the fact that we speak. Think how in Eurythmy we have to develop an artistic speaking in order for a visible speech and language to arise. We are really very far from comprehending what speech is in its fullness! A little part of the working of the Genius of Language we elaborate in Eurythmy, so as to enable a visible speech to come to birth. And then again in Curative Eurythmy—think how we appeal there to what these beings can achieve with the spirit-self, in the intuitive stimulation of man's will! It is really so: the moment we begin to speak of education, we have immediately to make our appeal to spirits who have evolved the spirit-self. And whenever we try to elucidate what lies hidden in speech, we are actually describing the spirit-self. I would therefore recommend anyone who is setting out to educate abnormal children, to meditate upon what he can read in our books, about the spirit-self. He will find this a good material for meditation. It is a prayer to those spiritual beings who are of the same kind as the Genius of Language. Such spiritual beings are verily present among us. Say, we come into the schoolroom. If our behaviour and gestures as we enter give adequate expression to what we are feeling and experiencing in our soul, then they have an immense influence upon the child. And they are moreover a proof that we are connected with the spiritual beings who bear within them the spirit-self. There is a habit that is all too common among people today—I am far from suggesting you should start inveighing openly against it; in matters of this kind, one must adopt a completely objective attitude, the same objective attitude as is required in dealing with the crises that occur in the little child. It is nevertheless a fact that when whole communities of people have a habit of keeping their hands in their trouser pockets and so avoiding any use of gesture, it means nothing else than that they want to be God-forsaken, they want to be left alone by the Gods—the Gods who are next above the spirit-man. It means, they would rather not have any knowledge of the beings who have developed the spirit-self—even as man has developed the I organisation. And one of the first things that happens to such persons is that their speech begins to be slovenly. This, is, in fact, the great danger that faces the civilisation of the West—the danger that speech and language, instead of being developed to become what they should become, deteriorate and grow slovenly. In dealing with the growing child it is of the very first importance to see that he speaks clearly and distinctly, and this is more than ever necessary in the case of the abnormal child. We must on no account overlook the smallest sign of slovenliness of speech. In all your dealings with abnormal children, make it a rule to be watchful of how they speak, mindful always that their speech shall be clear and distinct and well-formed. Your watchfulness will react favourably on the condition of the child. And then for the very young child who does not yet speak himself, it is good if he hears well-formed speech spoken around him—unless of course special instructions have had to be given that he is to be left still and quiet! And for children between the ages of seven and fourteen whom we have received into our care as abnormal, we need not have the slightest hesitation in bringing to them just as much as ever we can in the way of good speaking and recitation. To listen again and again to good speaking, well-ordered and articulate, is for abnormal children an absolute need, a need that springs from the inherent nature of the abnormality itself.
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