70a. The Human Soul, Fate and Death: The Supernatural Cognition and Its Strengthening Soul Power in Our Fateful Time
17 May 1915, Linz Rudolf Steiner |
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Can you therefore believe that if Goethe had begun his Faust in 1840, he would have begun: Now, thank God, I have studied philosophy with Fichte, natural law with Schelling, and law and medicine. So there I am, a wise man, and wiser than ever before. |
What you inherit from your fathers you must always conquer to possess. And as a people, Central Europe also had to conquer what - forgive me for again bringing up something personal - I would like to say: I may perhaps ascribe to myself a modest judgment of what is important for this forging of Central European nationality. |
Certainly, much of what can only be achieved through this war must be achieved for trade and industry, for the material culture of Central Europe. But it is certain that, if not by our fathers, who work as industrialists and step out into the world, then at least by our sons, what as the ethos of Central Europe, which has found its expression in Faust, which emerges from Wagner, Beethoven, Fichte and Schelling, will be carried out into all the world; and that will be a new element in all the world. |
70a. The Human Soul, Fate and Death: The Supernatural Cognition and Its Strengthening Soul Power in Our Fateful Time
17 May 1915, Linz Rudolf Steiner |
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Dear attendees, already in earlier years I was allowed to give lectures in this city on questions of world view, which are based on what I dare to call “spiritual science”. And also in this fateful time of ours, the friends of our spiritual scientific world view here in this city thought that it would be possible to talk about some things in the field of this spiritual science here. And that should be appropriate for this time as well; after all, what is called spiritual science here is about the deepest, most fateful things in human beings, about that which leads people to the bitterest disappointments of life, but also to those feelings that we see unfolding so powerfully in our time in terms of courage and willingness to make sacrifices. Now, dear attendees, what is called spiritual science in the sense of tonight's reflections is by no means something that can find any approval or recognition in wide circles of our present time. And it must be said that precisely the person who is completely and with all his soul immersed in this spiritual-scientific world view will find it self-evident that precisely the most highly educated people in our time raise objections against what this spiritual science presents. And it will appear to them much more understandable when it is said that this spiritual science is a collection of dreams, fantasies or even worse, than when someone who is completely immersed in the thought patterns that completely immersed in the thought patterns that have emerged over the past few centuries, is immersed in a scientific training that is in line with the times, if he could immediately agree with this spiritual science at first hearing. In particular, it is quite obvious and understandable that objections, perhaps even ridicule and scorn, will be raised against what this spiritual science has to say, especially from three sides. First of all, from those who believe that they are standing on the firm ground of a scientific worldview in the present day. They will have to say – and I say expressly – they will still have to say today that this spiritual science denies everything that the so admirable natural science has achieved for humanity in the course of the last three to four centuries in the most careful way, both theoretically and practically, in human development. And from another side, objection after objection will have to be raised against this spiritual science from the side that believes that everything possible from old superstition and old prejudices is to be listed by what this spiritual science has to bring forward. And still a third may always arise against this spiritual science. It is the opinion that the most valuable, the most profoundly significant thing that the human soul can hold and carry in life, that the religious element could be endangered by what spiritual science has to say. Now, esteemed attendees, I hope that even if I do not directly address the refutation of the objections from these various sides, this evening's remarks themselves will show how unfounded and based on misunderstandings what is being said against spiritual science is. Above all, what does this spiritual science want to be? It wants to be one for our time, one for the present path of development of humanity, appropriate continuation of that which the so admirable natural science has brought to humanity. Only, however, it wants to be that which natural science is for external life and external sense observation, it wants to be that for the observations, for the insights of the spiritual world. And precisely for this reason, because it wants to be the genuine, true successor of natural science in the field of spiritual science, it must, in a certain way, in order to be just as scientific as natural science is in its fields, take different paths and methods than natural science. And to get straight to the point, I would like to discuss the relationship between what a spiritual researcher is, a researcher in the field of the spiritual worlds, in contrast to the natural scientist, who extends his sensory observations, his experiments, his thinking to that which is spread out in time and space. Particularly if spiritual science wants to be truly scientific, it must, in a sense, continue its research where natural science, where all the thinking and feeling and sensing of everyday life ends. And here we immediately come to what runs directly counter to the thinking habits of by far the largest circles of educated people in our society today. When you are immersed in everyday life, when you let your senses roam over this everyday life, when you think, when you feel about this everyday life, then you are rightly satisfied when you think, feel, sense, imagine, and have ideas about what is out there in space and passing through time. And one recognizes, again with full justification, that one has knowledge, that one has something that can satisfy people, that one has, so to speak, images in concepts and ideas of what takes place in space and time. One remains, so to speak, with the concepts and ideas, one preserves them as that into which one has transformed the outer world. As a spiritual researcher, one has to start at the point where one stops with one's perceptions and ideas in order to find one's way into the spiritual worlds. I would like to say: the spiritual researcher also has his laboratory and experimental methods, just like the natural scientist and the chemist. But his laboratory is situated entirely within the soul itself. His methods are not such as are used by the chemist, the physicist, the clinician, who carry out their work in space and time and whose work involves listening out for the laws of space and time. The work of the spiritual researcher involves intimate processes that take place entirely within the soul itself. While in everyday life, while in ordinary science, one stops at representations and concepts, in spiritual research one must begin with concepts, ideas and perceptions. And one must not store these perceptions, which one receives in the outer world, in the soul, but one must live intimately with what the soul develops in the life of perception and feeling, living together in a different way than one is accustomed to in the ordinary existence of the day. And since I do not want to talk in abstract terms, but really want to show what the spiritual research path is, I would like to get straight down to specifics. A person's soul must become something quite different from what it is in everyday life if it wants to observe that which is in the spiritual world. And it can become so if it gets used to living inwardly with that which otherwise merely ... Let us assume that we place some arbitrary idea, a concept, from our own inner soul power into the center of our consciousness and now, instead of asking ourselves, as we do in everyday life, as we do in ordinary science, “What does this concept express to us?” Instead, as spiritual researchers, we try to live with the concept, the idea, the feeling, and also with the impulse of the will, to live in meditation; I mean to live for minutes or for half an hour. In doing so, it is even advantageous if we use not concepts and perceptions that depict something external for this, I would say, inner laboratory work of the soul, but if we use perceptions, ideas that are symbols that do not depict anything external. What I mean is, take for example the idea: “In the light that permeates and governs the world, living wisdom lives.” Of course, someone might say: this idea does not depict anything real. It is purely the product of the imagination. That is not the point. The point is that we now place this idea at the center of our consciousness, that we now withdraw our attention from everything else that is around us in everyday life or that constitutes the subject of science. This means that all impressions of the senses, all representations that depict something external, memory images, emotions, must be forgotten in the moments when we place such a representation at the center of all our soul activities, as it has just been characterized. Then we gather together all the powers of our soul, which we otherwise distribute among external perceptions and external experiences; we concentrate them and fix them on this single idea. Now it does not depend on what we have in mind. That is why I said: such an idea can be better formed through the exercise of the will. It does not depend on what we imagine, but on the fact that we apply inwardly those strong forces that the soul must apply in order to concentrate everything that is in it through inner willpower in this inner work towards this one point. Doing this only once or twice has no influence at all on the human soul. But it is different when we make what has just been characterized the continued exercise of the soul. Depending on the disposition of the person, one person may have to concentrate their inner soul life on one point for only a few weeks, while another may have to do so for years, always for short periods of time. What matters is that we always repeat the same idea in the right way or also alternate it with other ideas. Of course, I can only discuss the principles here; you can find more details in my book “How to Know Higher Worlds” and also in the second part of my “Occult Science”, where I discuss how to carry out this, I would like to say again and again, this laboratory work of the soul in detail. This is something that is easily described and of which one can also imagine that it proceeds easily in the soul; but I would like to apply the word used by Goethe to it: “Although it seems easy, yet the easy is difficult.” For the point is that the powers the soul applies in such tasks are completely untrained in ordinary life. So by distracting one's attention from all external and internal impressions and concentrating one's entire mental life through inner arbitrariness – these tasks are called “meditation” and “concentration” – an inner, intimate change takes place in the soul. This change does not occur immediately; nor can it be achieved by simply resolving: “I will now do a great deal and will then achieve what I set out to achieve.” That is not the case. Rather, the essential thing is that we do not use a concept, an idea, a feeling, or any other emotional impulse in the same way as we usually do, but that we live with them, that we give ourselves over to them completely. Then we must wait, not for what we do with them, but for what they become as we give ourselves to them. Our inner soul is transformed as if we were spectators of what is happening within us, in that we completely identify with what we have placed at the center of our consciousness. Not much time is needed during the day. A few minutes are enough for some, half an hour for others during the day; but it must be done continuously for a long time, and again and again these otherwise hidden powers of the soul must be directed in such a way as I have just described. Then the one who devotes himself to such exercises, who really wants to become a spiritual researcher, notices that something is going on within him of which one has no concept in the outer life. Nor can one have any idea of how someone who has never heard of chemistry can imagine that hydrogen can be released from water through special chemical processes; hydrogen, which is a gas, which looks quite different from water, which burns while water extinguishes. Just as someone who has never heard of chemistry cannot have any idea of what can come out of water as hydrogen, so in ordinary life one cannot have any idea of what happens when the soul, with the expenditure of tremendous inner energy and perseverance, constantly concentrates forces that it otherwise does not apply on one point. Then the soul gradually realizes that something is happening that does not occur in ordinary life. The soul experiences detachment from the physical body. It is one of the most harrowing experiences for the spiritual researcher to actually experience what is denied in everyday life or in external science. It cannot be said that the soul is already detached from ordinary life. No, it is connected to it. But as the spiritual researcher works in the way that has been characterized, the soul will gradually appear detached from the physical. He really experiences this detachment, before one can really say that the soul-spiritual slips out of the physical-bodily. He enters into a state in which he knows: You are no longer in the body with your thoughts and feelings, but you are outside the body. It is precisely this that must be experienced, which the most scientifically minded world view of the present denies, that there is a spiritual-soul life independent of the body. What the spiritual researcher experiences next is surprising. At first, one feels how one lives more and more strongly and strongly within oneself in powers that one did not know before. Then there comes a moment when this inner, strong energy and power, in which one already feels, I might say, like in a kind of inner well-being, is dampened, that it is dampened down. And there comes a moment when one experiences something like darkness spreading over the consciousness that one has acquired outside of the body. One could also say: a kind of inner powerlessness, a disappearance and sinking into something that one has as an inner experience. All that the spiritual researcher goes through is not as indifferent to the soul as the experiences that the ordinary scientist goes through. For this seizes him in his whole mind, it takes up all his attention, it pours out a wealth of initially harrowing experiences upon the soul. The experience one has when one advances in the indicated manner is something like destruction, like an enormous feeling of loneliness. And there is something else that one experiences, which I will characterize by a comparison, but which should be more than a comparison: Suppose that the germ that develops in the plant could imagine something, could think. As the plant grows from the root to the individual leaves and to the flower, the germ prepares itself; within it are the forces that will later develop into a new plant. It can only develop by drawing its forces from the entire plant. Now, let us assume that it could empathize with the life of the plant – what would it have to feel? He would have to say to himself: As I become stronger and stronger, as I develop more and more, I do so at the expense of the plant on which I develop. I cause what is in the leaves and flowers to wither and fall off because the forces in me are growing strong. That must die. And so, too, he who advances in the manner described, through concentration, through meditation, to that which is indeed a real core, but a spiritual-soul core in the whole life of man — so he feels, really, so he feels and senses, as if he must feel this body itself, to the same extent that he develops, as withering, as melting away, in the whole universe. But anyone who wants to have real knowledge in the spiritual world must have this feeling. Now you know that ordinary scientific philosophy speaks of the limits of knowledge, of the fact that human knowledge cannot penetrate beyond a certain point. Very many say that man cannot penetrate beyond what is given to the senses, which is grasped by the intellect, which is bound to the brain. Logical proofs are adduced to show that man cannot go beyond certain limits of knowledge. But these logical proofs are a very special matter. Something can be very well proved logically, but life, life in truth, overcomes that which is only logical proof. I will clarify what I actually want to say by means of a comparison, although this comparison is also intended to be more than just a comparison. Consider: in the days before the invention of the microscope, certain people sensed that the smallest cells and structures in plants could be discovered, but they said: the human senses are so arranged that such small cells cannot be seen. Therefore, even if they were present, they will never be seen. Such proof could be quite right. Nothing could be said against it. But life has gone beyond that: they found the microscope and discovered the small plant cells. At some point, humanity of the present and the future will have to come to terms with the fact that evidence means nothing when it comes to knowledge. Something can be strictly proven and yet, life in truth can go beyond it. Someone may say: Here comes such a complicated spiritual researcher and talks about the fact that the human being, human knowledge, can grow into the spiritual world, while Kant and others have irrefutably proven that human knowledge has limits. The spiritual researcher does not want to touch such proofs at all. But they are no more valuable than the proof mentioned earlier. Life will go beyond it. But another question: how is it that there are philosophers at all who speak of the limits of knowledge, who say that one cannot penetrate into spiritual realms? Now, what the spiritual researcher finds is not created by him, it is only recognized; by recognizing something, one does not change what is there. What the spiritual researcher experiences as an inner powerlessness of the soul, as an inner loneliness of the soul, is always spread out at the bottom of the soul. It lies down there in the soul, covered only by a veil of a merciful wisdom, and remains unconscious to the person. And now the philosopher comes; he works only with the consciousness that is bound to the brain. He does not know that down there in the soul there is secret fear and shyness of rising to the point where knowledge initially feels like a lonely powerlessness. He knows nothing of this, and unconsciously he shrinks back from it. He is only afraid to go further than the thinking that is bound to the brain. Now what I have described does not last - or at least it should not last beyond a certain time. The human being must not only enter into the inner mood that I have just described, but, if he wants to become a true spiritual researcher, he must do a parallel exercise. He must do another exercise, which you will find described in detail in my book “How to Know Higher Worlds”. Wherever spiritual research methods are properly practiced, the approach just described is not the only one recommended, but the other approach is also taught. This other path – I can best make it understandable through the following – is connected with an understanding of what the word “fate” encompasses for human life, which is infinitely significant. What does the word “fate” encompass for human life! But how do those facts approach man that are usually referred to as fate? We live in the world. That which comes to us as suffering or joy, as pain or pleasure-inducing fate, is usually understood as coincidences that happen to people. And the course of our fate between birth and death is understood as a sum of events, in the context of which one does not look further than whether one finds one thing pleasant or another unpleasant. When a person faces their destiny in ordinary life, it is as if someone who has never heard of natural science faces the facts of the external world. The sun rises; the stars rise and set; wind and weather come and go, and so on. Someone who has never heard of natural science does not seek any connection in these facts; he does not seek the laws that govern them. But just as someone who has not heard of natural science relates to a natural scientist, so man in ordinary life relates to the spiritual scientist, as the spiritual scientist now has to understand this fate. We start from something very ordinary, from the most everyday in this our human life. Let us ask ourselves without prejudice and with an open mind what we are in relation to our self at any given moment in our lives – let us speak only of the ordinary life between birth and death for the time being. Yes, that which we call our self, it consists in what we can do, what we are capable of, what our abilities are, how strongly or weakly we face life. But where does it come from? If we look at life in this way, we will be able to see it when we look back from a later age to an earlier one, say the twenties, we will be able to see that we were confronted by these or those events, which we call coincidences of fate. Let us consider: What came to us through these events determines what we are capable of today. If it had not come to us, we would be quite a different person. We have become who we are through our experiences. What is meant here can be described as 'easy', but here too one can say: 'But the easy is difficult'. For the spiritual researcher is first led into spiritual science by looking at the destiny, as the blacksmith does of our self with all his skill, with all his abilities, and by making this looking an inner exercise, he becomes more and more aware that he is actually nothing other than what fate has forged out of him. Look at the stream of your destiny, then you will find that you let yourself go completely; you have to follow yourself as it flows in destiny. This must become a habit of feeling, awakening in the human being, so that he now really comes out of himself in this way and that he sees himself as his creator in the flowing stream of the experience of destiny. If this is repeated again and again, then something of our experience of fate falls away. Earlier I said that in ordinary life we look at our fate in such a way that one thing is sympathetic and the other is antipathetic. This feeling of what is sympathetic and what is antipathetic ceases, must cease, when we look at fate as the creator of ourselves. And the more we overcome this sympathy and antipathy methodically within ourselves, in the innermost laboratory of the soul, the more we come to look up to fate and say: You have created me, I have emerged from you, the more this sense of identification with fate deepens. But much more happens with this. As this sensation arises more and more, voluntarily through inner meditation - now more through meditation of sensation and feeling - we become free in this sensation and feeling, free from our physical body. And we feel how we step out again from this physicality, but now not into an annihilation, but so that we, by going out of ourselves, as into the entire outer world, into the universe, into the cosmos, merge. But not into that which we in that sense [gap in the text], but by our destiny being willed. We merge with our self into the element of will of higher spiritual beings, weaving and living through the world. We emerge from ourselves and we have the feeling: the eye on you is embedded in your organism, so you are woven into the whole cosmos. You are willed out of the cosmos, you are an act of will out of the cosmos. And if one wants to characterize what one feels again in a shattering way – because everything that is a spiritual scientific method is at the same time, at least in its beginnings, interwoven with shattering events – if one wants to characterize that, one could express it with the following words: What you were or thought you were, this self with all its abilities, with all that you are, you have actually lost. This has first flowed out into the world of destiny, then into the general universe, and you have to receive yourself from the whole world in a new way, to face yourself. It becomes an experience in which you say to yourself: You are no longer what you used to be. But you encounter a higher self from the whole world, you look at yourself. This feeling is in turn linked to something subconscious in the feeling that one does not know in ordinary life, over which in turn a veil is mercifully woven, with the feeling of fear, the fear of what one is in truth, when one finds oneself as the world wants one to be. And this fear must be overcome. You cannot come to a real self-knowledge unless you first overcome the fear of the self. So you have to go through two experiences: a kind of feeling of powerlessness and a kind of feeling of fear. While you get to know loneliness through the first experience, you find yourself through the second experience, so that what you have lost earlier by going out of the body through meditation, concentration, what has passed into a kind of sense of annihilation, now appears to you again from the other side, by seeing how you are wanted by the universe. You are reflected by the universe. Those who, in the course of human development, have had some knowledge of such truly profound experiences of knowledge have aptly described what could be experienced there: the spiritual researcher comes close to the gateway of death by having these experiences. And indeed, what was first described as a kind of unconsciousness, leads one to the vicinity of death. Let us now look at how the outer life presents itself in ordinary existence. Growing up in childhood, it presents itself to us in that our strength is growing stronger. But when life goes downhill again, we see how destruction takes hold of our lives. And that we are heading towards death is indicated to us by destruction. And all that man knows of death in ordinary life is nothing other than that death is the destruction of what man has become through birth. And because man clings to external destruction, death appears to him as the conclusion of external life. When we have the first experience described, we realize that we actually owe our thinking, our soul life, to the very forces that have a destructive effect on the human body; that is what is so tragically shocking in the progression of knowledge. We see that our soul life is connected not with the forces of growth but precisely with the destructive forces, with the forces that in ordinary life work from birth towards death. And so we realize that with everything that begins at birth, life is given up to these destructive forces, in which our soul life is rooted by overcoming the external physical forces of growth. We then experience that the human being needs the moment of death, the moment when the physical body falls away, and that this moment gives consciousness for life in the spiritual world just as much as the forces of birth give consciousness for ordinary life. We notice that death is the creator of consciousness after death, that we have death as the creator of post-mortal consciousness. And we perceive the significance of death for life; we perceive how death, always prevailing in us, leads us, as spiritual researchers, to recognize that we carry a core of being within us that, as a spiritual soul, goes out of us after death. Just as the plant germ emerges from the plant and brings forth a new plant, so this spiritual-soul core of our being passes through the gate of death into a spiritual world, where it then continues to develop. And just as we ourselves have developed out of the world, so it becomes clear to us through the other, how we have wanted out of life. And when the spiritual researcher develops what has been described in two directions and the spiritual-soul aspect frees itself from the physical-bodily aspect, then the outer, physical-sensory world sinks away. The spiritual researcher knows that he has left it behind, but he enters into a spiritual world. He now knows that he is active in this spiritual world. He knows that he is an entity in there, because he has learned to observe how this entity can detach itself from the physical body. And by observing how one wants to escape from the world, one comes to completely different contents of the world. One gets a different awareness of a world that one did not know before, which is a real spiritual world. And now it really becomes an experience that behind the sensual-physical world there is a world of spiritual beings, that the physical world is a veil behind which the spiritual beings are. So when a person has found out for himself how he is willed out of the universe, he finds the spiritual world, a world of real beings, not just of concepts and ideas, as pantheism says. Yes, man finds much more. It is precisely by developing this element of feeling, this feeling that begins with identifying with fate, that man gradually enters the world in which people find themselves when they have passed through the gate of death. I do not want to shy away from this, esteemed attendees, because I do not want to talk in the abstract alone, but rather show something concrete, and really cite something concrete: what happens in the spiritual world, one experiences it differently than one experiences things here in the physical-sensory world. Here the entities are outside of us, we stand before them, we perceive them, we understand them through the intellect. When we step out of our body in the way described, we are seized by the entities of the spiritual world. I would like to say: as if from the front, the entities and facts in the sensual world approach us. Taking us, as it were, from behind and placing us within themselves, we become aware of what is really there in the spiritual world as entities. I would like to give you a single example today. I would like to say from the outset that I am well aware that, especially when one goes into such individual examples, what is said again and again arises: “All this is just a crazy fantasy!” And I find it quite understandable that the thought habits of the present speak in this way. But I will say in a moment what point of view the spiritual researcher must take on this point. Some time ago - forgive me for mentioning something personal, but the chemist must also mention this to show what he has discovered in his laboratory - some time ago I was obliged to follow the spiritual course of human development historically in a certain direction. It was when I was writing the introduction to my book 'Riddles of Philosophy'. In an introductory chapter, I wanted to present the major aspects that shaped the periods of philosophy in the development of humanity. I was able to discern that important impulses were present in Western intellectual life, particularly for the first few centuries of Christian development. But if one takes the study of intellectual life seriously, one will very soon have the opportunity to realize how modest one becomes with respect to what the human sense of inquiry can achieve in the depths of the world. And here I openly confess – and precisely from the openness with which I confess it, you will be able to sense something of the truth that permeates what is to be said – I openly confess that at first I found my own sense of research blunt precisely in the face of the philosophical peculiarity of the first Christian centuries. Now a friend of our spiritual movement had died some time before; and what was in the spiritual world as the soul of this friend of ours, I was able to feel as approaching me, as I searched for these peculiarities of philosophical development in the first Christian centuries. And since I knew that personality quite well here in the physical world, it was possible to recognize what now penetrated into my own feelings and thoughts - I mean this penetrating from behind - as coming from that personality. And very soon I was able to make the acquaintance of this soul, which had more accurate insight after death into the first Christian centuries; and in my own description of the peculiarity of the character of the first Christian centuries, there flowed in that which this soul inspired. And what I myself was able to do at that time, what I characterized in my “Mysteries of Philosophy” about this period, I owe to the spiritual union with this so-called dead soul, which had just entered the spiritual world some time before. The spiritual researcher in particular will find it quite understandable in the present day when such things, when they are expressed, only meet with ridicule and scorn. However, ridicule and scorn and contradiction about the “fantasy” has already been raised, dear attendees, when something has come up that has contradicted people's thinking habits. I can well imagine that there are those who say: What he claims is completely contrary to the five senses! There was once a time when it was reasonable for the five senses to believe that the earth stood still and that the sun moved around the earth and the stars around the earth. That was entirely in line with the five senses. Then Copernicus came and explained that in reality it is quite different. And as people have become accustomed, very slowly becoming accustomed, to accepting as truth what contradicts the so-called five senses, so mankind will also become accustomed to accepting what seems to contradict the five senses with regard to what has been indicated here about penetrating into spiritual worlds. Then, after Copernicus, it was Giordano Bruno who had to say, after he had absorbed the Copernican world view with all his soul: the development of your senses - and in those days it really did correspond to all healthy senses - makes you see the blue firmament up there. You take it for reality, but it is not there at all. Infinite worlds are embedded in infinite space, and only the limitations of your ability make it so that the blue firmament is up there. So this firmament was explained as a limitation of the human ability to see. But in this way, there is also a temporal firmament for materialistic thinking. This is limited on one side by birth and on the other by death. Just as the blue firmament of space is not there, so is not there that temporal firmament, that boundary of life that flows between birth and death, but life extends beyond birth and death into infinity. And embedded in that infinity is what true human life is. It was, as is well known, the great thinker, the leading thinker of modern times, Lessing, who first spoke of the fact that the whole historical course of humanity has only one meaning if one imagines that people complete their lives in repeated lives on earth; so that the whole of human life proceeds in such a way that we live between birth and death, or for that matter between conception and death, then lead a spiritual life between death and a new birth, enter into an earthly life again through a new birth, and so on until conditions arise for which this no longer applies. Likewise, we can also look back into the past at repeated earth lives. I cannot go into what preceded as conditions before the repeated earth lives began. Lessing, so people say, Lessing has indeed created great things, but when he wrote 'The Education of the Human Race', he was already decrepit. Nevertheless, this is the most significant spiritual document that Lessing has given to mankind. In it, he was the first to draw attention to the connection between the past and the future of world development. Our souls themselves have lived in past epochs and carried the fruits of these lives over into our present; and what they are now living through, they will in turn carry into later epochs, applying them in later epochs. It is like a powerful presentiment of what is experienced as reality by those who thus free the soul from the body, who truly penetrate to the spiritual and soul essence of the being in the manner described. When you see how you are wanted out of the universe, something in this wanted, what you are now yourself, in this fate that you have prepared for yourself in previous lives. You first have to ascend, as I have described, to encounter this higher self. Then you see this higher self throughout repeated lives on earth. This is just as much a result of real science as the results of physics, astronomy and chemistry are. These things will be no different from what Copernicus and Giordano Bruno brought to mankind. Copernicus had his opponents who fought him fiercely. Giordano Bruno had a tragic fate, he was burned. Nowadays people are no longer burned, but they are laughed at. That is what happens to those who think outside the box in today's world. Those who want to bring what is necessary for the future for spiritual areas are today decried as fantasists, as dreamers, yes, as worse. Of course, there will be people today who are very naive and who say: Yes, what Copernicus discovered are facts, whereas what spiritual research discovers are things that have been imagined! The people who speak in this way do not know how naive they are and how Copernicus did not observe facts; it was not the case that he took a chair and sat down in space, as children are shown at school; but all of this was only the result of calculations and nothing else; it was certainly not a fact that could be observed with the senses. The spiritual researcher must, dear attendees, look at the course of spiritual development of humanity, then he will know, in the face of all contradiction, that today numerous souls long for a deeper knowledge of what lives in us and what conquers birth and death, what our eternal essence is, and that this can be explored. Now it could be said: Yes, then only the spiritual researcher can know that there are spiritual worlds besides the material one, and that the human being belongs to the latter. That is not correct. Just as the chemist in his laboratory brings about certain results, which are then made practically useful, so the spiritual researcher in the spiritual laboratory brings about certain results. Just as one does not need to be a chemist to use what chemistry produces, so one does not need to be a spiritual researcher oneself to recognize in its truth what spiritual science is. I emphasize the difference very expressly: In chemistry one can establish the truth through practical use; in spiritual research it is a matter of the spiritual researcher being able to investigate that which can be investigated only by spiritual research. But when it is investigated, every soul can also see what the spiritual researcher has to say. If it is unable to do so, it is only because it has blocked its own path with prejudices formed over centuries from a purely scientific point of view. When people discard these prejudices, they will be able to absorb what the spiritual researcher has to say, even if they are not spiritual researchers themselves. In a sense, and to a certain degree, everyone today can become a spiritual researcher by observing the rules you can find in my book “How to Know Higher Worlds”; although everyone today can become a spiritual researcher to the extent that he can see for himself through his inner development that every word the spiritual researcher says is true. New truths always contradict old prejudices. It is most understandable that such new truths are initially only received with hostility. But now, when we look at what spiritual researchers are proclaiming – I could only sketch out the picture of spiritual research with a few strokes of the charcoal, so to speak; you can find everything else in books, in our literature – what does it actually bring into a person's life? I have emphasized it many times: what the spiritual researcher brings about first is knowledge. Just by looking at this room, nothing is changed, the room would be the same without my looking at it. By recognizing, the spiritual researcher does not create the spiritual essence, which comes from eternal elements. The spiritual researcher does nothing but recognize that which is in the soul, which remains only unconscious, which rumbles and weaves and exists down there. So when the spiritual researcher ascends, as described, it is the case that he must first fight his way through the feeling of loneliness and powerlessness. And the way he feels can only be compared to a single note from a sonata, which has its meaning in the whole sonata, getting lost. Just as this tone must feel, since it draws its entire meaning from the sonata, so does a person feel when they have been brought to a state of lonely powerlessness by the first exercise; they feel the eternal that is within them, but in isolation. And through the other exercise, where the person overcomes inner fear, where he comes before himself, where the realization comes before his soul that he is going through repeated lives on earth, the sound enters the sonata again. That is what those who have sensed something of these things have called the music of the spheres. The music of the spheres is not a philosophical abstraction that people dream up as philosophers, but a reality, a truth. When you hear it – as a human soul, a sound itself in the other sounds – you do not hear the totality of the sounds, but you are a sound and experience yourself in the music of the spheres. But before you get to what spiritual reality is, what lives and weaves and flows and works, before you ascend to it, you have to distinguish between the one sensation where you feel like melting away - while becoming lonely yourself - that which is physical and physical; and on the other hand, one feels fear penetrating one, like that which wants to leave the world, the universe, showing itself, one would like to say, like striving for petrification, for fossilization. On the one hand, one feels as if the spiritual world is merging into annihilation – there are no other words to express it – flowing into the ocean of the world; on the other hand, one feels that which solidifies within oneself. This struggle is always taking place at the bottom of the soul. And what do we gain when spiritual science draws our attention to what it recognizes? We know that our everyday life, in which we think and feel and will, proceeds as we have it as our life heritage, but it could not proceed if it were not for what lies below, which would produce powerlessness and fear if it were not graciously covered by a veil and only uncovered by spiritual research. But this is how one feels about the insights of spiritual science, which remained hidden for centuries when humanity was not yet prepared, but were only accessible to a few individuals; this is how one feels about these spiritual-scientific results, which must now gradually and towards the future penetrate into the spiritual development of humanity. As a result of these spiritual-scientific findings penetrating, it becomes clear what is at the bottom of the soul, what kind of struggle is taking place – struggles in fear and powerlessness – and how this everyday life can only be attained through a victory over subconscious powers. But this makes one feel like a human being in the world, on the foundation of a system of opposing forces, against which the human being, even if it only lives in everyday consciousness, is victorious. But this brings us strength, strength of soul, knowing that life is a victory; at the bottom of our soul, supersensible powers fight against each other in order to bring about, in the mutual play of their forces, what we are in everyday life. It is a great victory that which is most everyday for us; it is the fruit of victories, of the play of opposing forces and powers, supersensible forces and powers, which are constantly fighting at the bottom of our soul. The results of spiritual science will be able to infuse soul strength, soul firmness, and inner courage into human souls. And so, if I have characterized the actual spiritual-scientific field according to its content and methods, then it may appear, if not outwardly rational, then at least intuitively correct, in our fateful time, when I say a few words about how these soul-strengthening forces must have a certain significance in our fateful time, when we live in a time of external struggles and opposing forces, in struggles in the outer, historical world, in such a way that we can really perceive in them an external physical image of what we have just been able to characterize, that we can say: It is being discovered, struggling in the subconscious of the soul, by spiritual science. Ordinary everyday life is built up as a life asset on powers that oppose each other. If we know that the individual human life is a victory over powers that oppose each other, then, especially in a time like today's, we gain courage and confidence that the struggles we are in can be compared to what is going on at the bottom of every human soul. And just as the fruit of the struggles in the depths of the soul appears as a victory in the most ordinary life, so we can turn our gaze to what will emerge as the effect, as the fruit, of the struggles of the powers that confront us in the outer world. In another sense, too, spiritual science is basically only a continuation of natural science. It was Goethe who rebelled against the theory of purpose, against what one might call a causal theory. It was Goethe who emphasized that one will only come to a true science when one no longer looks at nature only for reasons of purpose, when one no longer asks: Why does the ox have horns? so that he can gore! — but that the ox gores because he has horns. Goethe said: this causal thinking is increasingly penetrating into the scientific world view. Spiritual science leads precisely to the spiritual causes. It thus continues the causal thinking even further to the causes that are inaccessible to external observation. When the opinion is expressed, often even in a defamatory way, but also frequently in a well-intentioned way, that spiritual science is likely to expel all religious feeling, then it must be said that the spiritual researcher has a higher opinion of what religion is than someone who believes that spiritual science can somehow destroy a religion. Religion has not been destroyed by the scientific world view for anyone who can see through things. That which is religion is so strong for the one who sees through it that no science can destroy it. While, however, the scientific world view of some who feel free because they only understand a quarter or an eighth of science has alienated them from religion, people will be led back to religion through spiritual deepening, because through spiritual science they will get to know the real spiritual world and because they will learn that their souls are connected to it. This will deepen people's feelings to such an extent that even those who were already estranged from religion will return to it to an ever greater degree. The other important thing is that, with regard to what is happening historically, what is around us, spiritual science will lead us to the effects, to that which is to be lived out. We look to the causes of what is there, not to what we are. But when we are confronted with facts in history, it is important that we understand the facts in such a way that we look at the effects above all. How, however, is today's discussion influenced by the materialistic worldview? How does it extend to the question of which nations wanted the war and which did not, and which caused this or that? Spiritual scientific observation leads, as it otherwise leads to the true causes, precisely to the effects. One looks at what must be achieved in opposing powers through the sacrifice of blood and life. We look at it as we look at the subconscious life of the soul; we see how the conscious life of the soul develops from it. We look at what surrounds us in our time, what moves us with pain but also gives us hope, and at what can arise as an effect. And each of us must stand firmly on the ground on which fate has placed us. We are standing in Central European culture. Fate has placed us on this ground of Central European culture. Anyone who is familiar with this Central European culture, even those who have once recognized the workings and weaving of the spirit, will see that it is like the body of a spiritual soul that is active in it. I could now cite many things that appear in our time as the actual characteristic soul and spirit of Central European culture. I will give just one example, but I would like us to bear in mind that just as the hand cannot be thought of without it being thought of in connection with what the human being thinks and feels, so what European sons in the East and West, courageously accomplish in blood and sacrifice, what is fought for with blood and life, cannot be thought of differently than in the context of the entire Central European intellectual life, with what the best times of this intellectual life have produced as the blossoms of this intellectual life. Just as what a person's soul has produced is connected with what his hands have produced, so what Goethe, Schiller, Lessing and Hegel have produced is intimately connected with what warriors in the East and West have to accomplish as Central European beings. These things are one and the same. But we recognize things by their fruits. Therefore, we want to emphasize one – I will not even say one fruit, but one side of the fruits of this Central European spiritual life, to see if it has something particularly characteristic that is not peculiar to the others, who, as in a mighty fortress, enclose this Central European spiritual life today. But for that we have to go into specifics. It was truly a momentous event when Goethe, this representative of German, Central European intellectual life, this spirit, who in the highest moments of his creativity was virtually able to hold an intimate dialogue with the German national spirit and produce what the German spirit of the German people has whispered throughout the ages when he wrote the words with which his “Faust” begins, those words that were written down as early as the 1770s as his own confession, which he put into the mouth of Faust. Goethe looked around at everything that the world of the senses and science can give. He longed for that which lies beyond the world of the senses, which he expresses in words that have almost become trivial today, but which, when felt in all their elemental power, appear as something quite powerful in the individual human experience:
This is how Faust stands, according to Goethe's feelings in the seventies of the eighteenth century. Then came that great period in German, Central European intellectual life, which is characterized not only by great musicians, great artists in other fields, but also by great idealistic philosophers of German life. Those philosophers – Fichte, Schelling, Hegel – one need not agree with the content of their works; one need only look at how they tried to approach eternal truths to gain insight into Fichte's great and powerful saying: “What kind of philosopher you are depends on what kind of person you are.” He wanted to connect the whole person with what blossoms out of the human being as truth. Therefore, he was able to eavesdrop on the German national spirit, those deep, but also penetrating and inward words that he spoke in Germany's painful times in his “Speeches to the German Nation,” which have had such a great effect. What he lived, thought and philosophically strove for was so unified in him that when he fell ill – his wife brought home an illness from the hospital where she cared for sick warriors, which was passed on to him – when he fell ill with fever and faced death, there, in his final hours, his son was at his side. He tells us that even in the feverish dreams of this most German of philosophers, this world philosopher, he experienced at the same time – and his experience was so great – what was being experienced in Central Europe at the time, when he was already In his feverish dreams, Fichte felt he was part of the army at Blücher's crossing of the Rhine; and he was completely immersed in it, he, the philosopher, who strove throughout his life in the most sober, most detached, most crystal-clear thinking. His experience goes hand in hand with that of his people, even in their feverish dreams. This is a man of one piece. Central European philosophers strove – one may think as one likes about the content – but one must see this striving as striving, as an expression of humanity. Then again, consider the wonderfully artistic world-building that Schelling erected, consider Hegel's magnificent logical image of the universe – how they all went through the first half of the new century, these great philosophical figures, and all that they brought into the world! And now suppose that Goethe had still been alive in 1840 and had rewritten the beginning of his Faust. The great philosophers have lived. Fichte wrote a “natural right”, Hegel wrote a “natural right”, they renewed jurisprudence, Schelling wrote about medicine, they all wanted to be theologians – they added a great deal to what was there before and about which Goethe said:
Enormous things have flowed into German intellectual life through them. Can you therefore believe that if Goethe had begun his Faust in 1840, he would have begun:
Goethe would never have written this as the beginning of “Faust”, but rather would have begun his Faust:
But this is the important thing, which expresses in a representative way how there is a certain striving, an eternal striving, in Central European intellectual life; and as soon as you have finished striving, you are back to striving again. This is how you stand in what you grasp as your own nationality. While one is Italian, British or French by virtue of being born into that nation, as a German or a Central European one must discover what nationality is, what the innermost essence of nationality is.
And as a people, Central Europe also had to conquer what - forgive me for again bringing up something personal - I would like to say: I may perhaps ascribe to myself a modest judgment of what is important for this forging of Central European nationality. I have lived half of my life, roughly from the 1960s to the 1980s, in my Austrian homeland, and the other half in Germany. I was still in that Austria where everything that happened in Germany was hated as an effect of 1866. And now one experiences this coming together, this being forged together into a great Central European, into a world cultural act, that is what it has become. And when we look at what this Central Europe, including all the other nationalities that belong to this great fortress, what it holds within itself, we must remember that it is like the soul of a human being, which conquers through its work, that it is thus related to what spiritual-scientific striving is. This must lead the soul beyond itself. But Central European striving is on this path to becoming spiritual-scientific striving. Therefore, one can imagine that what once was will emerge in the future as the flowering of the Central European essence, that it has its seeds in what Central European folklore holds and which is magnificently presented in Faust. The interweaving with the universe, the feeling of oneself in the universe, the going-through-fear that I have characterized when one wants to stand before the eternal - how beautifully did Goethe characterize it when he wrote in his later years:
The intimate interweaving of what man is with what is outside - where everywhere in the underlying entities are brothers, that is, soul beings, just as the human being himself is a spirit-soul being - is already contained in what Goethe and the other geniuses have poetically established. Just as the stem and leaves, the blossoms and fruits develop from the plant's germ, so too must the highest spiritual fruit of Central European culture develop from that which is germinating. Those who immerse themselves in spiritual matters can recognize, not for external reasons but for internal ones, the vitality that lives in the striving of Central European culture towards the spirit. When we look at this Central European culture and see its striving towards spiritualism – not towards idealism, but towards spiritualism – we can say to ourselves: there are reasons for us to be confident, to look at the current hard struggle from the perspective of spiritual science and say to ourselves: just as the individual human life is built on the struggle and war of opposing forces – we see war and struggle in the subconscious, on which our life assets are built – so we are in the midst of struggle and war; but the historical life assets, the cultural assets, will emerge from these struggles. And insofar as we feel at one with Central European intellectual life, we say to ourselves: the idealism, the spirituality of this Central European intellectual life will have to develop out of our time, which, as one can feel, carries something very profound in its bosom. Indeed, our materialistic age was also built on struggle. There is a nation in the northwest – no value judgments are to be made today, only characterizations – the British, who most loudly proclaim that they want to fight for freedom, that they must fight against Central European “barbarism,” that they did not want the war. We keep hearing in Central Europe, and hear in abusive words, that Central Europe wanted the war. Perhaps one may ask: Did the British people not wage war in the past, for example in the years when the deepest peace was desired in Central Europe for the sake of blessing and salvation? From 1856 to 1900, England waged 34 wars, conquered four million square miles of land for purely material culture, which it spread across the globe, and made 57 million people new British subjects. This is a material culture, dearest attendees, which is based on struggle. In fact, it can be seen that logic does not flourish in our materialistic culture, especially in the broadest sense. There is a French philosopher – yes, I don't know whether you have to call him “fils de montagne” now; he used to be called “Bergson”; now things are changing. Bergson, who has been much overestimated, but at least attempted a philosophy of life in the face of dead materialistic philosophy – last winter he gave a speech at the Academy of Sciences in Paris in which he characterized German intellectual life something like this: If you look at Germany today, all idealism has passed, we are only confronted with mechanisms, the whole culture has become mechanical. He points to the cannons and everything that has been set up as a mechanical aid to confront the West. Perhaps one may answer with a question to characterize how thought and logic are applied today: Did Bergson expect that when Central European culture was attacked, people would stand at the Rhine border and quote Schiller and Goethe to prove that Central European culture had remained spiritual? But sometimes people want to go even deeper, and then they say, for example: We did not want this war! The real cause of this war lies in Central Europe! The logic that one applies to this, if one really sees through it – and spiritual science also teaches a certain flexibility of mind, it makes thoughts so fluid that poor logic causes pain – if one sees through it, then the logic that is often applied today is this: one could also say that yes, much, much of the mockery and scorn and insult has been heard from the West to Central Europe. Yes, none of this would have happened if the art of printing had not been invented. The Germans invented the art of printing, so they are to blame for these slanders. And there would be no shooting, neither from the air nor on the ground, if the Germans had not invented gunpowder. The Germans have already invented gunpowder once. Not true, you can't say that the French invented gunpowder. So it is the Germans' fault that nations are facing each other with cannons! Now, as threadbare as this logic would be, so threadbare is today's logic, which is applied to that which really develops from Central European culture: genuine life that develops into the spiritual, before which one has a secret fear, as before a higher power. But if it has been said that the present war is being waged only for material interests, then this may be correct in a limited sense. Certainly, much of what can only be achieved through this war must be achieved for trade and industry, for the material culture of Central Europe. But it is certain that, if not by our fathers, who work as industrialists and step out into the world, then at least by our sons, what as the ethos of Central Europe, which has found its expression in Faust, which emerges from Wagner, Beethoven, Fichte and Schelling, will be carried out into all the world; and that will be a new element in all the world. And just as our ordinary, everyday life is built on a victory over opposing forces, so the Central European cultural heritage will build itself up as a victory over that which must be so ardently striven for. This is what really emerges as a strengthening power of the soul from the insights of spiritual science. Yes, opposing forces are now stirring around us in the world, just as the soul undercurrents stir within the individual human being. But just as the substance of life rises up from these soul foundations, so will the cultural heritage rise from what once had to be fought for. 34 nations - not counting smaller national differences - 34 nations are fighting with each other today; and we see how the fighting mood is spreading. But we look at what is happening by looking up at what must result as effects. And we in Central Europe, when we contemplate all this spiritually, we may say to ourselves: Just as the individual human being, in turn, has to build up his body in each individual embodiment and has to build it up again and again from seven to seven years — because after seven years the entire ingredients have changed, the body must be rebuilt several times, so must people go through struggles, so must humanity go through all the pain today in order to come to a higher life. What Europe is now going through must stand as a warning in the higher sense. What is the body of Central Europe must be conquered anew against what is storming in from the east and the west. And it is not without reason that in the future what must arise from the great spiritual seeds that strive for inner development in Central Europe, that must develop after the soil around has been watered with the blood of our noblest, the air has been permeated with the sentiments that arise from the sacrifices that have become necessary in our time, when this air is heavy with the pain and suffering of those who, as brothers and sisters, fathers and mothers, daughters and sons, have lost their loved ones. Intuitively, I said, even if not intellectually, what I took the liberty of adding to the already lengthy lecture can be felt in connection with what has been said, because it should be shown how that which comes from spiritual science as a strengthening of the soul, really brings us together with what the eternal, death-conquering and all resistance-conquering immortal core of our being is in man, of which only a parable is the temporary dying. And because, when we see that this treasure of life is based on victory, we can only have soul strengthening, not soul fainting as a result of spiritual science, so spiritual science brings us to what I would now like to summarize not in individual intellectual words, but in terms of feeling. The best thing that can come out of spiritual science is that it does not remain just a theory, just a body of knowledge, but that it pours out into our emotional life, that it becomes a power that strengthens our soul. For it shows us that the innermost being of man only begins where the impressions of the sense world end, where the intellect has nothing more to say. In conclusion, I would like to summarize with a few words, in an emotional and intuitive way, what can emerge from spiritual science as a feeling, as a basic mood of the soul, at any time and especially in our fateful time, which bears so much in its womb. This will conclude the lecture, with which I wanted to speak about the principles and prospects of spiritual science:
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52. Theosophical Doctrine of the Soul I
16 Mar 1904, Berlin Rudolf Steiner |
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Plato revered his great teacher Socrates particularly because Socrates could get the loftiest knowledge, the knowledge of God through self-knowledge because he appreciated the knowledge of the own soul more than that of the external nature or of that which refers to anything beyond our world. Socrates just became one of the martyrs of knowledge and truth because he was misunderstood in his knowledge of the soul. One has accused him that he denied the gods, while he searched for them, nevertheless, only on another way than others, on the way through the own soul. |
Nevertheless if anybody wants to understand the being of the soul academically, there is no other access than that of the careful inner work to learn the ideas of Aristotle, the ideas which have led the first Christians and the great Christian Church Fathers to the knowledge of the soul. There is no other method. It is as important for this field as the method of the natural sciences for the external science. |
52. Theosophical Doctrine of the Soul I
16 Mar 1904, Berlin Rudolf Steiner |
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Self-knowledge is necessary to be able to tell the human beings the heavenly wisdom. Plato revered his great teacher Socrates particularly because Socrates could get the loftiest knowledge, the knowledge of God through self-knowledge because he appreciated the knowledge of the own soul more than that of the external nature or of that which refers to anything beyond our world. Socrates just became one of the martyrs of knowledge and truth because he was misunderstood in his knowledge of the soul. One has accused him that he denied the gods, while he searched for them, nevertheless, only on another way than others, on the way through the own soul. He was accused of this soul knowledge which does not only aim at the knowledge of the own soul, but also at the jewel which holds this human soul as knowledge, namely the knowledge of the divine very basis. These three talks should deal with this knowledge of the soul. The number of the talks was not arbitrarily determined and also not by chance, but well-considered out of the developmental course of the soul. For in the times in which the knowledge and the wisdom of soul was in the centre of the whole human thinking and striving, one divided the nature of the human being into three parts, in body, soul and mind. You can find this view in the ancient Indian wisdom of the Vedanta, in the heydays of Buddhism and of the Greek philosophy and in the first centuries of Christianity. If you want to consider the soul correctly, you have to connect it with the other members of the human being, with the body on one side and with the mind on the other side. Hence, this first lecture has to deal with the relations of the soul with the body. The second lecture deals with the real internal being of the human soul, and the third lecture with the sight of the soul up to the divine-spiritual very basis of the world existence. By a strange chance of history this threefold division of the human being has got lost to the western research, because wherever you look for psychology today, you find that one confronts psychology simply to the natural sciences or the science of the body, and everywhere you can hear that one assumes that the human being is to be considered according to two points of view: the first informs about the corporeality, the other point of view informs about the soul. This means, popularly expressed, that the human being consists of body and soul. This sentence on which basically our whole psychology well-known to you is based and to which many mistakes are to be attributed in psychology this sentence has a strange history. Until the first times of Christianity everybody who thought and tried to explain the human being considered him as consisting of body, soul and mind. Go to the first Christian church teachers, go to the Gnostics, then everywhere you find this division. Up to the second, third centuries you find the trichotomy of the human being acknowledged by the Christian science and dogmatism. Later one regarded this teaching as dangerous within Christianity. One thought that the human being would become too arrogant if he ascended beyond his soul to the spirit that he would presume too much to inform about the basis of the things about which only the revelation should inform. That is why one consulted and decided on different councils that as a dogma is to be taught for the future: the human being consists of body and soul. Respected theologians maintained the trichotomy in certain respects, like John Scotus Eriugena and Thomas Aquinas. But the consciousness of the trichotomy got lost more and more to the Christian science which cared for psychology above all in the Middle Ages. At the appearance of science in the 15th and 16th centuries one no longer had a consciousness of the old division. Even Descartes made a distinction only between soul, which he calls mind, and body. This remained that way. Those who speak of psychology today do not know that they speak under the influence of a Christian dogma. One believes—you can read it in the manuals—that the human being consists only of body and soul. One has only reproduced an ancient prejudice, and one is based on it still today. This will appear to us in the course of these talks. We have to show above all which relation between soul and body the unbiased psychologist has to assume; for it seems to be a result of modern natural sciences that one should no longer speak of the soul as one did it for thousands of years before our time. The physical research which pressed its stamp onto the 19th century and its mental development explained again and again that a science of the soul in the old sense of the word—as for example that of Goethe and partially of Aristotle—is not compatible with its views and is not tenable, therefore. You can take manuals about psychology or The Riddles of the World by Haeckel. You will find everywhere that the dogmatic prejudices exist and that one has the opinion that the old points of view under which one tried to approach the soul are overcome. Nobody can revere Haeckel—I say this for the scientists and the admirers of Ernst Haeckel—as a great man of science more than I myself. But great human beings also have big shortcomings, and thus it may be my task to test a prejudice of our time quite impartially. What is said to us from this side? One says to us: what you called soul disappeared under our hands. We naturalists have shown that any sensation, everything that develops as conceptual life, any thinking, any willing, any feeling that everything is tied to particular organs of our brain and our nervous system. Natural sciences of the 19th century showed, one says, that certain parts of our cerebral cortex unless they are completely intact make it impossible to us to accomplish certain mental manifestations. From that one concludes that in these parts of our brain the mental manifestations are located that they are dependent, as one says, on these parts of our brain. One has expressed this drastically saying: a certain point of the brain is the centre of speech, another part of this soul activity, another part of another activity, so that one can tear down the soul bit by bit. One has shown that the illness of particular cerebral parts is connected with the loss of particular soul abilities at the same time. What one imagined as soul since millennia, no naturalist can find this; this is a concept with which the naturalist cannot do anything. We find the body and its functions, but nowhere a soul. The great moralist of Darwinism, Bartholomäus Carneri who has written an ethics of Darwinism expressed his conviction clearly as it can never be given more clearly by these circles of the naturalists. He says: we take a clock. The pointers advance, the clockwork is in movement. All that happens because of the mechanism which is before us. As we have in that which the clock accomplishes a manifestation of the clock mechanism, in the same way we have in that which the human being feels, thinks and wills a manifestation of the whole nervous mechanism before us. Just as little one can assume that a small soul-being is in the clock which moves the cog wheels, the pointers, just as little we can suppose that a soul exists outside the organism which causes thinking, feeling and willing.—This is the confession of a naturalist in mental respect; it is that which the naturalists have made the basis of a new faith, such a pure naturalistic religion. The naturalist believes that he is forced to this confession by the results of science and he believes that he is allowed to regard everybody as a childish mind who does not conclude this way under the influence of science. Bartholomäus Carneri showed it without any whitewash. As long as the human beings were children, they have spoken like Aristotle; because they have grown up now and understand science, they must leave the childish views. The view of the naturalists, which regards the human being as nothing else than a mechanism, corresponds to the metaphor of the clock. Drastically expressed, this view is considered as the only one which is worthy of the present. It is shown in such a way that the scientific discoveries of the age force us to these confessions. However, we have to ask ourselves: did the natural sciences, the precise investigation of our nervous system, the precise investigation of our organs and their functions really force us to this view? No, because in the 18th century everything that one gives as something scientific and authoritative today was still in the germ. There was nothing of modern psychology, nothing of the discoveries of the great Johannes Müller and his school, nothing of the discoveries which the naturalists made in the 19th century. At that time, in the 18th century, these views were expressed in the most radical way in the French Enlightenment which could not rely on natural sciences, the words sounded for the first time: the human being is a machine.—A book by Holbach comes from this time, entitled: Système de la nature, about which Goethe said that he felt rejected by its superficiality and triviality. This as proof of the fact that this view existed before the modern natural sciences. One is allowed to say that on the contrary the materialism of the 18th century hovered over the minds of the 19th century and that the materialistic creed was setting the tone for the way of thinking which one then brought into the natural sciences. That with regard to the historical truth. If it were not in such a way, one would have to call the view a childish one which the modern natural sciences has, namely that one cannot speak of the soul in the old sense because one can tear down the soul in the same way as one can tear down the brain. What did one gain especially with this view? No soul-researcher who tries to recognise the soul according to Aristotle, according to the old Greeks, or—we say in spite of all contradiction which approach from some sides—according to the Christian Middle Ages can take offence of the truths of modern natural sciences. Every reasonable soul-researcher agrees to that which the natural sciences say about the nervous system and the brain as the mediators of our soul functions. He is not surprised that one can no longer speak if a certain part of the brain falls ill. The old researcher is no longer surprised with that like with the fact that he can no longer think after he has been killed. Modern science does nothing else than to determine in detail what the human beings have already understood on the whole. Just as the human being knows that he cannot speak without certain cerebral parts, cannot form ideas, it would be a proof that he has no soul if he could be killed. Also the Vedantists, also Plato and others are clear to themselves about the fact that the soul activity of the human being stops if a big fieldstone falls on his head and smashes him. The old psychology did not teach anything different. We can be aware of that. We can accept the whole natural sciences and form psychology differently. During former centuries one realised that the way which the natural sciences took does not lead to the knowledge of the soul and can also not be taken, hence, to its disproof. If those who try to disprove the old psychology from the standpoint of science were well-versed in former lines of thought, if people were not yet so prejudiced in the external life, then they could realise that they tilt at windmills like once Don Quixote to combat psychology in this scientific sense. This whole fight is already shown in a conversation which you find in the Buddhist literature, in a conversation which does not belong to the sermons of Buddha himself which was written down only some years before Christ. Somebody who investigates the conversation sees that it concerns the oldest real views of Buddhism which find expression in the discussion of the King Milinda equipped with Greek wisdom and dialectic with the Buddhist sage Nagasena. This king steps to the Indian sage and asks: who are you?—The sage Nagasena answers: one calls me Nagasena. But this is only a name. No subject, no personality is contained in it.—How? King Milinda said who held the Greek dialectic and the whole ability and power of Greek thinking in himself—listen to me who you have come along, the sage states that nothing is behind the name Nagasena. What is then that which stands there before me? Are your hands, your legs Nagasena? No. Is your sensations, feelings and ideas Nagasena? No, all this is not Nagasena. Then the connection of that is Nagasena. But, because he states now that everything is not Nagasena that only a name is there which holds together everything, who and what is Nagasena, actually? Is that nothing which is behind the brain, behind the organs, behind the body, behind the feelings and ideas? Is that nothing who does others a few favours? Is somebody nothing who does the good and the bad? Is somebody nothing who strives for holiness? Is nothing behind that all but the sheer name?—There Nagasena answered using another metaphor: how have you come, great king, on foot or carriage?—The king answered: on carriage.—Now, explain the carriage to me. Is the shaft your carriage? Are the wheels your carriage? Is the carriage box your carriage?—No, answers the king.—What is then your carriage? It is a name which refers only to the connection of the different parts. What did the sage Nagasena want to say who grew up in Buddhism?—O king, you who have gained an immense ability in Greece, in the Greek philosophy you must understand that you come to anything else than to a name if you consider the parts of the carriage in their connection as little as if you hold together the parts of the human being. Take this ancient teaching which can be traced back to the oldest times of the Buddhist world view and ask yourselves what is said in it? Nothing else than that the way of recognising the soul by looking at the external organs or at the interplay of ideas is a wrong track. By the way, the great anatomist Metchnikoff reckoned that the ideas are a milliard. In terms of this correct saying of the sage Nagasena we cannot find the soul that way. This is a wrong way. One never tried to approach the soul that way in the times in which one knew on which way one has to find the soul and to study it. It was a historical necessity that the fine, intimate ways on which still the sages of the Christian Middle Ages looked for the soul receded a little bit into the background when our natural sciences started to take up the external world. Which methods and viewpoints did the natural sciences develop in particular? You can find in the posthumous works of one of the most ingenious naturalists of our immediate present who has done great discoveries in the field of the theory of electricity that the modern natural sciences have taken up the cause of simplicity and usefulness. You can find that a psychologist who also works for the purposes of natural sciences still added descriptiveness to these two demands of simplicity and usefulness. One can say that natural sciences really worked miracles by this three—simplicity, usefulness and descriptiveness. But this is not applicable to the soul being. Using descriptiveness with regard to the examination of the external members, using usefulness with regard to the outer appearance the natural sciences were induced to look for the connection of the parts, to calculate, to investigate them. However, it was just that which can never lead to the soul according to the sage Nagasena. Because the natural sciences have taken this way, it is only too comprehensible that they have left the ways of the soul. Today one does not even have a consciousness of that which soul researchers have for centuries striven for. Which fairy tales are told in this regard and which sum of ignorance comes to light, if today one speaks in apparently authoritative circles about the teaching of Aristotle or about that of the first Christian researchers, about that of the Middle Ages. Nevertheless if anybody wants to understand the being of the soul academically, there is no other access than that of the careful inner work to learn the ideas of Aristotle, the ideas which have led the first Christians and the great Christian Church Fathers to the knowledge of the soul. There is no other method. It is as important for this field as the method of the natural sciences for the external science. But these methods of psychology have got lost to us to a large extent. Really inner observations are not regarded as an academic field. The theosophical movement has made it its job to investigate the ways of the soul again. In the most different kind the access to the soul can be found. In other talks I tried, on purely spiritual-scientific way, to give the knowledge of the soul by means of purely theosophical method. Here, however, should be spoken at first how Aristotle founded his psychology at the end of the great Greek philosophical epoch. For in former times the wisdom of the soul was cultivated unlike by Aristotle. We understand how the wisdom of the soul was cultivated in the ancient Egyptian wisdom, was cultivated in the ancient Veda wisdom. This, however, for later. Today you allow me to speak of the psychology of Aristotle who completed as a scholar centuries before Christ what has been found on quite different ways. We may say that we have something in the of Aristotle’s doctrine of the soul that the best in the fields of psychology were able to give. Because Aristotle gives the best, one has to speak about Aristotle above all. Nevertheless, this gigantic mind of his time—his writings is a treasury with regard to the knowledge of the ancient time, and somebody who becomes engrossed in Aristotle knows what was performed before his time—this gigantic mind was not clairvoyant like Plato, he was a scientist. Somebody who wants to get closer to the soul academically has to do it on the way of Aristotle. Aristotle is a personality who gives satisfaction to the demands of scientific thinking in every respect—if one takes the epoch into consideration. As we will see, in one single point he does not. This only point in which we find Aristotle’s doctrine of the soul dissatisfactory became the big disaster of all scientific psychology of the West. Aristotle was a scientific teacher of development. He stood completely on the standpoint of the theory of evolution. He supposed that all beings have developed in strictly scientific necessity. He let the most imperfect beings still arise from abiogenesis, by mere meeting of lifeless physical substances, in purely natural way. This is a hypothesis which is an important scientific bone of contention, but a hypothesis which Haeckel has in common with Aristotle. Haeckel also shares the conviction of Aristotle that a direct ladder leads up to the human being. Aristotle also encloses any soul development in this development and is convinced that there is not a radical, but only a gradual difference between soul and body. That means that Aristotle is convinced that during the development of the imperfect to the perfect the moment happens when the level is reached that everything lifeless has found its creation, and then the possibility is there that the soul element comes into being from the lifeless by itself. He gradually distinguishes a so-called plant soul which lives in the whole plant world, an animal soul which lives in the animal realm, and, finally, a higher level of this animal soul which lives in the human being. You see that the really understood Aristotle agrees completely with everything that modern natural sciences teach. Now, take The Riddles of the World by Haeckel, the first pages where he stands on the ground of the right physical laws, and compare that with the natural sciences and the psychology of Aristotle, you will find that a real difference does not exist if you subtract the difference given by the time. But now this comes where Aristotle goes beyond the psychology to which the modern natural sciences believe to have come. There Aristotle shows that he is able to observe real inner life. If anybody follows with deep understanding what Aristotle now builds up on this physical-lawful theory of knowledge sees that all people have simply not understood this view in the true sense of the word who argue anything against this view of Aristotle. It is infinitely easy to realise that we have to do an immense step from the animal soul to the human soul. It is infinitely easy to understand that. Nothing else prevents one from doing this step together with Aristotle than the ways of thinking which formed in the course of modern mental development. For Aristotle is clear to himself about the fact that something appears within the human soul that differs substantially from everything that is found as a soul element outside. Already the old Pythagoreans said, by the way, that somebody who realises the truth that the human being is the only being which can learn to count knows in which respect the human being differs from the animal. But it is not so easy to see what it means, actually, that only the human being can learn to count. The Greek sage Plato did not admit anybody to his philosophers’ school who had not learnt mathematics first, at least the elements, the ABC. That means: Plato wanted nothing else than that those whom he introduced in the science of the soul know something about the nature of the mathematical, know something about the nature of this peculiar mental activity which the human being exercises if he does mathematics. However, this is clear also to Aristotle that it does not depend on doing mathematics rather than on understanding: the human being is able to do mathematics. That is nothing else than that the human being is able to discover strictly self-contained laws which no external world can give him. Only those who are not trained in thinking, only those who do not know to achieve introspection only do not realise that even the simplest mathematical theorem could never be gained by mere observation. In nature nowhere is a real circle, in nature nowhere is a real straight line, nowhere an ellipse, but in mathematics we investigate these, and we apply the world which we have gained from our inside to the outside. Unless we think this fact through, we can never come to a true view of the being of the soul. That is why theosophy requires a strict training of thinking from its students who want to get involved deeper; not the will-o’-the-wisp thinking of the everyday life, not the will-o’-the-wisp thinking of the western philosophy, but the thinking which practices introspection in inner thoroughness. This thinking reveals the far-reaching scope of this sentence. Those who had the biggest conquests in astronomy by their mathematical training realise the far-reaching scope and express it. Read the writings by Kepler, this great astronomer, read through what he says about this basic phenomenon of human introspection, then you see what this personality expresses about that. He knew which far-reaching scope mathematical thinking has up to the most distant galaxies. He says: the correspondence is miraculous which we find only from our thinking when we sat in our lonesome study room and pondered over circles and ellipses, and then look up at the sky and find their correspondence with the heavenly spheres.—Such teaching is not a matter of external research, but it concerns a deepening of such knowledge. Already in the vestibule it should appear with those who wanted to be accepted in the philosophers’ school who of them could be admitted. For one knew then that—like those who have their five senses can investigate the outer world—they can investigate also the being of the soul by thinking. This was not sooner possible. But one demanded something else. The mathematical thinking does not suffice. It is the first step where we completely live in ourselves where the spirit of the world develops from our inside. It is the most trivial, the most subordinate step which we must climb up first above which we have to go, however. Just the soul researcher of olden times demanded to get the highest levels of human knowledge out of the depths of the soul in the same way as mathematics gets out the truth of the starry heaven out of the depths of the soul. This was the demand which Plato hid in the sentence: everybody who wants to enter into my school must have gone through a mathematical course first.—Not mathematics is necessary, but a knowledge which has the independence of the mathematical thinking. If one sees that the human being has a life in himself which is independent of the external physical life that he must get the highest truth out of himself, then one also sees that the best effectiveness of the human being reaches to something that is beyond any physical activity. Have a look at the animal. Its activity runs purely according to its type. Any animal does what countless of its ancestors have also done. The type controls the animal completely. Tomorrow it does the same what it did yesterday. The ant builds its miracle construction, the beaver its lodge, in ten, hundred, thousand years as well as today. Development is also in it, but not history. Who realises that the human development is not only a development, but history, is able to become clear to himself about the method of soul observation in similar way as somebody who has realised what mathematical truth is. There are still savage people. Indeed, they become extinct, but there are still those who can recognise no connection between today and tomorrow. There are those who cover themselves with leaves of trees if it gets cold in the evening. In the morning they throw them away and in the evening they have to look for them again. They are not able to transfer the experience of yesterday to today and tomorrow. What is necessary if we want to transfer the experience of yesterday to today and tomorrow? We cannot say if today we know what we have done yesterday, then tomorrow we will also do what we have done yesterday. This is a characteristic of the animal soul. It can progress, it can become something else in the course of times, but then this transformation is not something historical. History consists in the fact that the individual human being uses that which he has experienced in such a way that he can conclude on something non-experienced, on a tomorrow. I learn the sense, the spirit of yesterday and rely on the fact that the laws which my soul gains from observation are also valid in that which I have not yet observed, in future. Travellers tell us that it happened that any travellers made fires for themselves in regions where monkeys lived. They went away, let the fire burn and left the wood. The monkeys approached and warmed themselves up at the fire. But they could not poke the fire. They cannot make themselves independent of the observations and experiences, they cannot conclude. The human being infers from his observations and experiences and becomes the authoritarian determiner of his future. He sends his experiences to tomorrow, he transforms development into history. As well as he transforms experience into theory, as well as he gets the truth of the spirit out of nature, he gets the rules of the future out of the past and becomes the creator of the future that way. Somebody who thinks through these two things thoroughly—that the human being can make himself independent in double way that he can not only observe, but also put up theories that he does not have development like the animal soul but also history—gets these two things clear in his mind and understands what I meant when I said that in the human being lives not only the animal soul, but the animal soul develops so far that it can take up the so-called nous (Greek), the universal spirit. Aristotle regards that as necessary, so that the human being can form history, that the universal spirit sinks into the animal soul. The soul of the human being differs in the sense of Aristotle from the animal soul because it was raised from that for what it rose within the animal development up to the functions and activities by which it has acquired the spirit. The saying of the great Kepler that the laws won in a lonesome study room are applicable to the external natural phenomena can be explained through the fact that the universal spirit, the nous, the Mahat, sinks into the human soul and raises it up to a higher level. The human soul is lifted out of the animal being as it were. It is the spirit which lifts it out. The spirit lives in the soul. It develops from the soul. It develops in such a way as the soul lifts itself out of the body gradually. However, Aristotle did not or not clearly say this. Indeed, he says repeatedly: the soul develops gradually up to the human soul in a quite natural way—but now the spirit comes from without into this naturally developed human soul. Nous is something in the sense of Aristotle that is put into the human soul from without by creative activity. This became the disaster of the western science of the soul. It is a disaster of Aristotle that he is not able to make his right view that the human soul is lifted up while the nous sinks into it a theory of the historical course. He cannot understand this development as natural as the development of the soul is to be understood. Already Greek and Indian sages did this. They understood body, soul and mind developing naturally to the human mind. There is a break with Aristotle. He adds the idea of creation to the view. We will see how the theosophical psychology overcomes this idea of creation how it draws the last consequences of the scientific world view, indeed, from the spiritual standpoint in the true sense. But only while we get clear in our mind that we must return to the old division in body, soul and mind we really understand this natural development of the human being. However, we must not believe that we can find access to the soul one day on the apparently irrefutable ways cultivated by modern natural sciences, by observing the single parts of the brain. We have to realise that the objections of the Indian sage Nagasena also apply to the modern naturalistic psychology. We have to realise above all that a deeper, internal introspection, a deeper spiritual research is necessary to find access to soul and mind. One would form a wrong idea of those who believe that the different religions and the different sages who came from the different religions have said what the modern natural sciences try to disprove. They have never said this, have never tried this. Who follows the development of psychology can see clearly that those who have known something of the methods of psychology have never applied the methods of natural sciences, so that they had to disprove them. These cannot find to the soul. O no, on this way the soul researchers who have still known what a soul is have never sought for the soul. I want to mention somebody, the most scorned of enlighteners whom one also knows least. I want to speak with a few words about the psychology of the 13th century, about the psychology of Thomas Aquinas. It belongs to the typical qualities of this doctrine of the soul that the author says: what the human mind takes when it leaves this body, what the human mind takes into the purely spiritual world this can no longer be compared with everything that the human being experiences within his body. Yes, Thomas Aquinas says that the task of the religion in its most ideal sense consists in educating the human being, so that he can take something from this body that is not sensory that is not tied to investigation, to consideration and experience of the outer nature. As long as we live in this body, we see through our eyes and hear through our ears something sensory. We perceive everything sensory by means of our senses. But the spirit processes this sensory. The spirit is the actually active. The spirit is the eternal. Now take into consideration the deep view which was won there on account of the thousands of years old teaching of the soul which expresses itself in the words: that spirit which has collected a little during this life which is independent of external sensory observation, independent of external sensory life is not happy when it is disembodied. Thomas Aquinas says: what we see in our sensory surroundings is filled perpetually with sensory phantasms. However, the spirit—I have described it as the spirit of mathematics as nous which results easily like tomorrow results from yesterday and today—this spirit freeing itself collects fruits for eternity. The spirit feels endlessly isolated and void—this is the teaching of Thomas Aquinas—if it enters the spiritland without having advanced so far that it is free of any phantasm of the sensory world. The deep sense of the Greek myth of drinking from the Lethe River reveals itself to us as a thought: the spirit in its purely spiritual existence progresses higher and higher, the more it frees itself of any sensory phantasm. Who searches the spirit as something sense-perceptible cannot find it; for the spirit if it has become free of sensuality has no longer anything to do with sensuality. Thomas Aquinas considered the methods as totally unacceptable with which it is searched for sensually. This church teacher is an adversary of any experiment and attempt to get contact with the dead sensually. The spirit must be purest if it is free of sensual phantasms and sticking to sensuality. Otherwise, it feels in the spiritual world endlessly isolated. The spirit which depends on the sensory observation, which is wrapped up in sensory observations, lives in the spiritual world like in an unknown world. This isolation is its destiny because it has not learnt to be free of sensual phantasms. We completely penetrate that when we come to the second talk. You see that one searched for the soul just in the opposite way in the times in which the inner observation, the observation of that which lives inside the human being was the decisive factor for the soul science. This fundamental error lives in the modern psychology and has led to broadcast the catchword of the psychology without soul as a naturalistic creed of the 19th century. This science which strives only for the external views believes to be able to disprove the old views. But this science knows nothing about the ways on which the soul was searched for. Nothing, not the slightest objection should be said against modern science. On the contrary, we want to explore the realm of the soul even as theosophists in terms of this modern science in such a way as this explores the realm of the purely spatial nature. However, we want to search for the soul not in the outer nature but in our inside. We want to search for the spirit where it reveals itself, while we walk on the ways of the soul and get spirit knowledge from soul knowledge. This is the way prescribed by teachings thousands of years old which one only has to understand in its truth and validity. However, this also becomes clear to us and becomes clearer and clearer what the deeper human being if he wants to recognise the soul also misses just in the modern cold science like Goethe missed it when he met this cold science in the Système de la nature by Holbach. Indeed, we can observe in the outer nature how the human being has developed concerning his external appearance how he has become how the monad works in the finer structures how the middle organ system can be regarded as an expression of the soul, but all that leads us only to the knowledge of the external appearance. The big question of the human destiny still remains. No matter how well we have understood a human being with regard to his external appearance, we have not understood him in so far as he has this or that destiny in this or that way, we have not understood which role the good and the bad, the perfect and imperfect play. What the human being experiences inside, about that the external science can give us no explanation; about that only the soul science which is based on introspection can give us a reasonable answer. Then the big questions arise: where do we come from, where do we go, what is our goal?—These biggest questions of all religions. These questions, which can raise the human being to sublime mood, will transport us from the soul-world to the spirit, to the divine spirit flowing through the world. The contents of the next lecture must be: through the soul to the spirit. This will show us that it is absolutely true—not only a pictorial expression—that also the perfect animal soul, which originated through solely external development, became only the human soul because it constitutes something even higher, more perfect, and that it is entitled to bear the germ of something still higher, of something unlimitedly perfect in itself. This human soul has to be regarded as something that does not produce the spirit and the phenomena of the soul from the animal realm, but that the animal in the human being must develop to higher levels to receive its vocation, its task and also its destiny. The medieval teaching of the soul expresses that with the words that only he recognises the truth in the real sense who considers it not as it appears to him if he hears with external ears, looks with external eyes, but in such a way as it appears if we see it in the reflection of the highest spirit. That is why I may close the first lecture with the words which Thomas Aquinas used in his lecture: the human soul is just like the moon which shines, but receives its light from the sun.—The human soul is just like the water which is not cold and not warm in itself, but receives its heat from the fire.—The human soul is just like a higher animal soul only, but it is a human soul because it receives its light from the human mind. In accordance with this medieval conviction Goethe says:
Then one understands the human soul if one conceives it in this sense that it is understood as a reflection of the highest being which we can find everywhere in the cosmos, as a reflection of the world spirit flowing through the universe. |
123. The Gospel of St. Matthew (1965): Lecture I
01 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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Matthew shows us a man, Jesus of Nazareth, born from a people whose qualities had been transmitted by heredity from Abraham, the father of the tribal stock, through three times fourteen generations. It can only very briefly be indicated here that anyone who desires really to understand the Gospel of St. |
Mark sets out to describe the deeds of Christ as extracts of cosmic activities, how in Christ Jesus, the God-Man on the Earth, we have before us a quintessence of the boundless power of the Sun. Thus St. Mark describes to us the manner in which the forces of the heavens and the stars operate through human powers. |
—A beautiful myth—the legend of Djemjid—tells how King Djemjid led his people from the North down towards Iran. He had received from the God who would presently come to be recognized and whom he called Ahura Mazdao, a golden dagger by means of which he was to fulfil his mission on Earth. |
123. The Gospel of St. Matthew (1965): Lecture I
01 Sep 1910, Bern Translated by Dorothy S. Osmond, Mildred Kirkcaldy Rudolf Steiner |
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This is the third opportunity I have had of speaking in Switzerland about the greatest of all events in the history of the Earth and of Mankind. The first was in Basle, when I spoke of the aspect of this event presented in the Gospel of St. John; on the second occa.sion the lectures were based on the account given by St. Luke; and now, on the third occasion, the basis of the lectures is to be the Gospel of St. Matthew.1 As I have often said, it is an important fact that accounts of this event have been preserved in four records, in certain respects seeming to differ from each other. This often gives rise to negative and destructive criticism from materialistic scholarship to-day yet it is precisely the point that we, as anthroposophists, consider significant. For nobody should venture to portray any fact or being he has observed from one side only. If a tree is photographed from a single side, it cannot justifiably be said that this photograph is a true or complete portrayal of the whole outer appearance of the tree. If, however, it is photographed from four sides, by comparing the four pictures—even if they differ considerably—we can gain a comprehensive idea of the tree. If this analogy holds good for ordinary things, even in such an external sense, how could anyone fail to realise that an event embracing in the fullest sense all happenings and essential facts of existence would be incomprehensible if it were described from one side only. We should not therefore speak of ‘contradictions’ in the four Gospels. The truth is far rather that each writer knew himself to be capable of describing only one aspect of this stupendous event and was aware that by comparison of the different accounts it would be possible for humanity gradually to form a comprehensive picture of it. So we too will be patient and try to gain some understanding of this greatest of all events in Earth-evolution from the four accounts given in the New Testament. From what has been said in other lecture-courses, you will certainly be able to gather how the four points of view presented in the Gospels can be differentiated. But now, before characterizing these four points of view even in their purely external aspect, let me make it clear at the beginning of this lecture-course that I shall not do what is customary nowadays when studying the Gospels. It is usual to begin with accounts of their historical origins. But it will be better for us to wait until the end of the lectures before hearing what there is to be said about the origin of the Gospel of St. Matthew. It is after all only natural and would be borne out in the case of other branches of knowledge, that the gist of any subject must be thoroughly grasped before its history can be truly understood. No one can usefully study a history of arithmetic, for example, who is entirely ignorant of that subject. The proper place for historical details is at the end of a study, and when this procedure is not followed the natural needs of human cognition are being overlooked. Here, then, we shall try to satisfy these needs by examining, first, the content of the Gospel of St. Matthew, and afterwards by saying something about its historical origin. Study of the Gospels, even of their external form, makes us aware of a certain difference in the modes of expression, and this feeling will be intensified when we recall what was said in my lectures on the Gospels of St. John and St. Luke. In trying to fathom the mighty communications given in the Gospel of St. John, we are almost overwhelmed by their sublimity and spiritual grandeur; we feel that this Gospel reveals the very highest goal to which human wisdom can aspire and human cognition gradually attain. Man seems to be standing below, lifting the eyes of his soul to the heights of cosmic existence and saying to himself : However insignificant I may be, the Gospel of St. John enables me to divine that some element with which I myself am akin descends into my soul and imbues me with the feeling of infinitude.—Thus the spiritual magnitude of the cosmic life to which man is related is experienced a by the soul when contemplating the Gospel of St. John. In studying St. Luke's Gospel we found that the manner of its presentation was different. In contemplating the Gospel of St. John it is paramountly the spiritual greatness—even though divined but dimly—that pervades the soul like a magic breath, whereas in the Gospel of St. Luke the influence is more inward, causing in the soul an intensification of all that the powers of cosmic love and sacrifice can effect in the world when we are able to share in them. So, while St. John describes the Being of Christ Jesus in His spiritual stature, St. Luke shows us His immeasurable capacity for sacrifice. St. Luke gives us an inkling of what this power of sacrificing love has brought about in the evolution of the world and of mankind—this love, which, in the same way as other forces, pulsates and weaves throughout the universe. We see, therefore, that while it is mainly the element of feeling that is uppermost when we steep ourselves in the Gospel of St. Luke, it is the element of understanding—informing us, to some extent, of the very foundations of knowledge and of its goals—that is aroused by the Gospel of St. John. That Gospel speaks more to our faculty of cognition, our understanding, the Gospel of St. Luke more to our hearts. The Gospels themselves produce these feelings in us; but it was also my endeavour to let the keynotes sound through the lectures that were given on the two Gospels in the light of Spiritual Science. Those who heard only words in the lectures on the Gospel of St. John or in those on the Gospel of St. Luke, certainly did not hear everything. There was a fundamental difference in the manner and style of speaking in the two lecture-courses. And everything must again be different when we come to study the Gospel of St. Matthew. The Gospel of St. Luke makes us feel as if all the human love that ever existed in the evolution of mankind poured into the Being who lived as Christ Jesus at the beginning of our era. Considered merely in its external aspect, the Gospel of St. Matthew appears at first to present a picture of greater variety than do the other two Gospels, even than do all the other three. For when the time comes to study the Gospel of St. Mark we shall find that in a certain respect it too presents one particular aspect. The Gospel of. St, John reveals to us the magnitude of the wisdom of Christ Jesus; the Gospel of St. Luke, the power of His love. When we study the Gospel of St. Mark, the picture will primarily be one of might, of the creative Powers permeating the universe in all their glory. In that Gospel there is something overwhelming in the intensity with which the cosmic forces come to expression: when we really begin to understand the content of the Gospel of St. Mark, it is as though these forces were surging towards us from all directions of space. While the Gospel of St. Luke brings inner warmth into the soul and the Gospel of St. John fills it with hope, the Gospel of St. Mark makes us aware of the overwhelming power and splendour of the cosmic forces—so overwhelming that the soul feels well nigh shattered. The Gospel of St. Matthew is different. All three elements are present here: the warmth of feeling and love, the knowledge full of hope and promise, the majesty of the universe. These elements are present in the Gospel of St. Matthew in a modified form and for this reason seem to be more humanly akin to us than in the other Gospels. Whereas the wisdom, the love and the splendour depicted in the other three Gospels might overwhelm us almost to the point of collapse, we feel able to stand erect before the picture presented in the Gospel of St. Matthew, even to approach and stand on a level with it. Everything is more humanly related to us; we never feel shattered, although it too contains elements which in the other Gospels tend to have this effect. It is the most human of the four records and describes Christ Jesus as a man, in such a way that in all His deeds He is near us in a human sense. In a certain respect the Gospel of St. Matthew is like a commentary on the other Gospels. It clarifies to some extent what otherwise is often beyond the reach of human understanding and once we realise this, great illumination is shed upon the nature of the other three Gospels. In the Gospel of St. John we are shown how with his wisdom and knowledge man can set out towards the goal that is attainable; this is made plain at the very beginning of the Gospel, where Christ Jesus is referred to as the Creative Logos. The highest spiritual conception our minds and hearts can attain is presented in the very first sentences of this Gospel. It is different in the Gospel of St. Matthew. This Gospel begins by giving the lineage of the man Jesus of Nazareth from a definite point in history and within a particular people. It shows us how the qualities that were concentrated in Jesus of Nazareth had been acquired through heredity from Abraham and his descendants; how throughout three times fourteen generations a people had allowed the best it had to impart to flow into the blood, in order that preparation might be made for the flowering, in one single Individuality, of the highest powers possible to man. The Gospel of St. John points to the infinity of the Logos, the Gospel of St. Luke leads back to the very beginning of mankind's evolution. The Gospel of St. Matthew shows us a man, Jesus of Nazareth, born from a people whose qualities had been transmitted by heredity from Abraham, the father of the tribal stock, through three times fourteen generations. It can only very briefly be indicated here that anyone who desires really to understand the Gospel of St. Mark must have some knowledge of the cosmic forces streaming through the evolution of our world. For the picture of Christ Jesus presented in that Gospel shows us that the Cosmos itself—an essence of the cosmic forces in the infinitude of space—is operating in and through a human agency. St. Mark sets out to describe the deeds of Christ as extracts of cosmic activities, how in Christ Jesus, the God-Man on the Earth, we have before us a quintessence of the boundless power of the Sun. Thus St. Mark describes to us the manner in which the forces of the heavens and the stars operate through human powers. In a certain way the Gospel of St. Matthew too is concerned, with stellar activity, for at the very beginning it is clearly indicated that cosmic happenings are connected with the evolution of humanity, inasmuch as the three Magi are guided to the birthplace of Jesus by a star. But this Gospel does not describe cosmic workings as does the Gospel of St. Mark; it does not require us to raise our eyes to these heights. It shows us three men, three Magi, and the effect the Cosmos has upon them. We can contemplate these three men and become aware of what they are feeling. Thus if it is a matter of being able to experience cosmic realities, the Gospel of St. Matthew directs our gaze, not to infinitudes of space, but to man himself, to the effect, the reflection, of cosmic activities in human hearts. (Again I beg that these indications shall be taken merely as pointing to the style in which the Gospels are written. For it is fundamentally characteristic of the Gospels, I repeat, that they describe events from different angles. The distinctive style in which each is written is in accordance with what they want to convey about the greatest event in the evolution of Mankind and of the Earth.) So we see that the fact of paramount significance at the beginning of the Gospel of St. Matthew is that attention is called to the direct blood-relationships of Jesus of Nazareth. An answer is given to thc question: How was the physical personality of Jesus of Nazareth constituted? How were all the qualities of a people since its founder, Abraham, concentrated in this one personality in order that the Being we call Christ could reveal His presence there ? We are told: In order that the Christ Being might be able to incarnate in a physical body, this body must have qualities that could only be present if all the qualities of the blood of Abraham's descendants were concentrated in the single personality of Jesus of Nazareth. We arc therefore shown how the blood of Jesus of Nazareth leads back through the generations to the founder of the Hebrew people; and how on this account the essential attributes of this people, their particular function in world-history, in the evolution of the world and of humanity, were concentrated in the physical personality of Jesus of Nazareth. To understand the intention of the writer of the Gospel of St. Matthew in giving this introduction, it is therefore necessary to know something about the intrinsic nature of the Hebrew people and to be able to answer the question: What was this race, by virtue of its special character, able to give to mankind? Materialistic history pays little attention to what must here be advanced. It gives abstract accounts of outer happenings, placing one people practically on a par with every other. But this entirely ignores a fact which anyone wishing to understand the evolutionary process must regard as fundamental, namely, that no people has the same task and mission as another; each has its own specific task and mission; each has to contribute a particular share of the riches which should accrue to the Earth as the result of mankind's evolution. And each share is distinct from the others. Even down to physical details, each people is so constituted that it can make its appropriate contribution to humanity as a whole. In other words: the physical, etheric and astral bodies of human beings belonging to a particular people develop and arc combined in such a way as to afford the appropriate instrument for the contribution that people has to make to humanity.—What, then, was to be the contribution of the Hebrew people, and how were its essential qualities concentrated in the body of Jesus of Nazareth? To understand the mission of the Hebrew people we must make a deeper study of the whole evolution of humanity. It will be necessary to speak with greater precision of certain matters indicated more briefly in other lectures and in the book Occult Science—an Outline. The part played by the Hebrew people in the evolution of mankind as a whole will be most easily understood if we take the Atlantean catastrophe as a starting-point. When the face of the Earth was changed as a result of the Atlantean Deluge, the peoples then living on the continent of Atlantis moved from the West across to the East in two main streams, one taking a more northerly, the other a more southerly course. One stream in this great movement of Atlantean peoples through Europe towards Asia spread to the region around the Caspian Sea, while another passed through the land we now call Africa. Over in Asia a kind of confluence of these two streams took place, as when two currents meet and a vortex is formed. But what chiefly interests us about these peoples who were thus forced to make their way across to the East from Atlantis, is their mode of perception, the general form of their soul-life—in the case, at least, of the main mass of them. In the first post-Atlantean epoch man's whole constitution of soul was different from what it came to be later on—different above all from what it is to-day. Those ancient people still had clairvoyant perception of their surroundings; they were able to behold the spiritual, and even what is now seen physically was perceived then in a more spiritual way. But a point of special importance is that this clairvoyance of the original post-Atlantean peoples was again different, in a certain respect, from that of the Atlanteans themselves in the heyday of their culture. Their clairvoyance enabled men to gaze into a spiritual world with purity of vision, and the revelations of the spiritual world engendered impulses for the good in their souls. Indeed it would be true to say that during the prime of Atlantean culture, the strength of impulses for the good depended upon the ability of a man to look deeply into the spiritual world; in one with less ability these impulses were correspondingly weaker. The changes which then took place on. the Earth were such that already towards the last third of the Atlantean epoch, but especially in the early post-Atlantean epoch, the good aspects of the old Atlantean clairvoyance had gradually disappeared and were preserved only by those who had undergone special training in the centres of Initiation. As time went on, what remained of this clairvoyance as a natural, inborn gift assumed a character leading all too easily to vision of the evil Powers of existence. Clairvoyance had become too weak to behold the good Powers. On the other hand, vision of the evil, delusive Powers remained, and a form of clairvoyance by no means commendable was widespread in certain regions inhabited by post-Atlantean peoples, a clairvoyance acting in itself as a kind of tempter. This decline of the old clairvoyance was accompanied by a gradual development of the faculty of sense-perception recognized as normal for human beings to-day. But the things men perceived with their eyes in the first post-Atlantean epoch, and which they perceive normally to-day, were not sources of temptation in that past time, because the soul-forces that are now the cause of temptation had not yet developed. External perceptions which may give rise to inordinate enjoyment in a man to-day, however deceptive they may be, did not constitute any particular temptation for early post-Atlantean man. It was when inherited remains of the old clairvoyance awakened in him that his temptation began. He had practically no vision of the good side of the spiritual world; the Luciferic and Ahrimanic forces bad such a strong effect upon him that what he saw Were the Powers of temptation and delusion. With these inherited faculties of ancient clairvoyance he perceived the Luciferic and Ahrimanic forces. And so it became necessary for those whose wisdom for the leadership and guidance of human evolution had been received from the Mysteries, to institute means to ensure that in spite of these adverse circumstances men should ultimately be led to the good goal and to clarity of understanding. The people who had spread to the East after the great Atlantean catastrophe were at very different stages of evolution; it can be said that the level of moral and spiritual development was highest in those who went farthest East. The dawning faculty of external perception was like the opening of a new world, revealing with ever greater clarity the grandeur and splendour of the outer world of the senses. This faculty was especially characteristic of the people who settled to the North of present-day India, in the regions extending to. the Caspian Sea, as far as the Oxus and Jaxartes. In this region of Asia there had settled groups of people from whom many racial streams spread out in different directions, one such stream being the ancient Indian people whose spiritual view of thc world has often been characterized. Soon after the Atlantean. Flood, indeed to some extent - while it was still in process, the sense-awareness of external reality had already developed among this group of people in Middle Asia. But at the same time, in the human beings who had incarnated there, a kind of memory-knowledge persisted, a living recollection of what they had experienced in the days of Atlantis. This characteristic was strongest in those who went down into India. They had, it is true, great understanding of the splendour of the external world; their faculties of observation and sense-perception were more developed than those of the other peoples, but. at thc same time their remembrance of the ancient spiritual powers of vision in Atlantis was vivid and strong. Hence there arose in them an intense longing for the spiritual world which they remembered; it was easy for them to gaze again into that world—but they also had the feeling that what was presented to the external senses was maya, illusion. And so in these people too the impulse arose not to pay particular attention to the outer world of sense but to do everything possible to enable the soul—now through development deliberately induced, through yoga—to rise to the realm where it could receive the revelations which in the days of old Atlantis had come directly from the spiritual world. This tendency to despise the outer world, to regard it as illusion and to follow only those impulses which led to the spiritual, was less strongly developed in the people who remained farther North. But they were in a very tragic situation. The innate qualities of the ancient Indian people were such that it was comparatively easy for any one of them to undergo a definite training in Yoga enabling him to rise once again into the realms he had known in Atlantean times. It was easy for such a man to overcome, what he regarded as illusion. He overcame it in acts of cognition, and his supreme conviction was this: The sense-world is maya, is illusion; but if I make efforts to develop my soul I shall reach the world lying behind the sense-world! Thus it was through an inner process that the Indian succeeded in overcoming what he regarded as maya. The character of the more northerly peoples was different. They were the Persians, the Medes, the Bactrians—known in history as Aryans in the narrower sense. In them too there was a strong tendency towards the development of external perception, external intellectuality. But the urge to achieve through inner development, through some form of Yoga, what the Atlanteans had experienced quite naturally, was not particularly marked. Recollection of the past was not strong enough in these more northerly peoples to become a striving to overcome, through knowledge, the illusion of the outer world. Their attitude of soul was not the same as that of the Indians. The attitude of an Iranian, a Persian, a Mede, might be expressed in modern words somewhat as follows: If we once dwelt in the spiritual world, experiencing and perceiving realities of spirit and of soul, and now find ourselves transplanted into the physical world we see with our eyes and grasp with the brain-bound intellect, the cause of this does not lie in man alone; what has to be overcome cannot be overcome merely in the inner being of man. Nothing much would result from that ! An Iranian would have said: It is not only in man that a change has taken place; Nature herself and everything on the Earth must also have changed when man descended from divine-spiritual realms. It cannot therefore be right to leave the surrounding world just as it is, saying simply: This is maya, illusion, but WC will disregard it and rise into the spiritual world! In that way we shall, it is true, bring about a change in ourselves but not in the world around us.—Therefore the attitude of an Iranian did not allow him to say: maya is outspread around me; I will transcend it, will overcome it in my own being and so reach the spiritual world.—No, he said: man belongs to and is a member of the world around him. Therefore if that which is divine in him, and has descended with him from divine-spiritual heights, is to be transformed, not only what is within him must be changed back to its former state, but also everything in the outer world around!—And this was what gave the people the impulse to take an active and vigorous share in transforming thc world. Whereas in India men said: The world has fallen; what it now presents is maya—in the more northerly regions they said : True, the world has fallen, but it is our task to change it in such a way that it becomes spiritual again. Contemplation, contemplative understanding—this was basically characteristic of the Indian people. Their attitude was simply that sense-perception is illusion, maya. Activity, physical energy, the will to transform external Nature—these were the basic characteristics of the Iranian and other peoples living in regions North of India. They said: The world around us has fallen from the Divine but man is called upon to lead it back again to the Divine! And the innate traits of the Iranian people were sublimated and charged with measureless energy in the spiritual leaders who went forth from the Mysteries. What took place towards the East and South of the Caspian Sea can only be adequately understood, even outwardly, by comparing it with conditions still farther to the North, that is to say in the regions bordering on the Siberia and Russia of to-day, and extending even into Europe. Here there were people who had preserved much of the ancient clairvoyance and in whom a kind of balance could be held between the faculty of the old spiritual perception and that of material perception, of the new intellectual thinking. Very many among them were still able to look into the spiritual world. This faculty of vision—which had already degenerated and become, as we should say nowadays, a lower astral clairvoyance had in its character a certain effect upon the general evolution of mankind. That this lower form of clairvoyance produces a very definite type of human being, a definite trait of character in those endowed with it, was clearly evident in these people. It was innate in them to demand from surrounding Nature what they needed for their sustenance while expending the minimum of effort themselves. They knew that divine-spiritual Beings are present in the plants, the animals, and so on, because they actually beheld them; they knew that these Beings are the powers behind all physical creation. But this knowledge prompted them to demand that without any effort on their own part the divine-spiritual Beings by whom they had been placed in existence should provide for their sustenance. Many things could be quoted as expressions of the disposition and tenor of soul prevailing in these peoples with their decadent, astral clairvoyance. In the period which it is important for us to consider now, all these peoples were nomadic, having no settled habitations; they wandered about as herdsmen, without preference for any particular locality, careless with what the Earth had to offer and only too ready to destroy anything around them when they needed it for their sustenance. These people were not called upon, nor indeed were they qualified, to do anything to raise the level of culture, to transform the Earth. Thus there arose what is perhaps one of the greatest antitheses in the whole of post-Atlantean evolution: the antithesis between these more northerly peoples and the Iranians. Among the Iranians the longing arose to take a hand in what was going on around them, to live settled lives, to acquire possessions through effort, in other words, to apply man's spiritual forces in order to achieve the transformation of Nature. That was the strongest urge in the Iranians. And in the immediately adjacent lands to the North, lived the people who saw into the spiritual world, were on familiar terms, so to speak, with the spiritual beings, but were wanderers, having no inclination for work and without any interest in furthering culture in the physical world. This drastic antithesis was purely the outcome of the different forms taken by soul-development. It is also known in external history as the great antithesis between Iran and Turan. But the causes of it are not understood. Actually they are as stated above. Turan lay to the North, in the area towards Siberia. Its inhabitants, as already said, were people heavily endowed with an inherited, lower astral clairvoyance, and who in consequence of their experience in the spiritual world had neither inclination or sufficient understanding to establish any form of external culture. Because these people were of a passive disposition and their priests were often magicians and sorcerers of an inferior type, whenever spiritual matters were concerned they were wont to engage in very questionable magical practices, indeed not infrequently in actual black magic. To the South lay Iran, where at a very early stage, as we have seen, an urge arose in the people to transform the world of sense with even the most primitive means then available and through the spiritual faculties of man to establish forms of external culture and civilization. Now you will be able to form an idea of the great antithesis between Iran and Turan.—A beautiful myth—the legend of Djemjid—tells how King Djemjid led his people from the North down towards Iran. He had received from the God who would presently come to be recognized and whom he called Ahura Mazdao, a golden dagger by means of which he was to fulfil his mission on Earth. From the apathetic masses of the Turanians, King Djemjid drew people whom he had specially trained, and in the golden dagger we have to see an impulse for the attainment of wisdom connected with the external faculties of men, wisdom capable of redeeming certain faculties that had already become decadent and of imbuing them with the spiritual force man can acquire on the physical plane. This golden dagger, like a plough, turned the earth into arable land, made possible the first, primitive inventions of mankind. It worked on and is working to this clay in all the achievements of culture and civilization in which men take pride. There is great significance in the fact that King Djemjid who went from Turan down to the Iranian country received this dagger from Ahura Mazdao. It represents a force given to man whereby he can work upon and transform external Nature. The same Being from whom this golden dagger was received was also the great Inspirer of Zarathustra or Zoroaster, Zerdutsch, the leader of the Iranian people. It was Zarathustra who in primeval times—soon after the Atlantean catastrophe—instilled the impulses he was able to bring from the holy Mysteries into the people who felt the urge to apply the power of the human spirit to external culture. Zarathustra was to give new hopes, new vistas of the spiritual world to this people who no longer possessed the ancient Atlantean vision. He opened out the path along which the people were ultimately to realise that the outer sunlight is only the external body of a sublime spiritual Being whom he called Ahura Mazdao, the ‘great’ Aura, in contrast to the 'little' aura of man. Zarathustra wanted to convey that this same Being—then still in remote cosmic distances—would one day descend to the Earth in order to unite His very substance with the Earth and to work on further in the history and evolution of humanity. Thus Zarathustra directed the minds of these people to the same Being who lived later on in history as the Christ.2 The mighty achievement of Zarathustra consisted in this: to the new post-Atlantean humanity who had fallen away from the divine worlds, he revealed the path of re-ascent to the spiritual and gave to men the hope of being able to reach the goal, even with forces that had descended to the level of the physical plane. Whereas the ancient Indian attained to the spiritual in its old form through Yoga-training, a new path was to be opened out to men through the teaching of Zarathustra. Zarathustra had a. patron—a figure of great significance. But here I must emphasize that thc date of the Zarathustra of whom I am speaking was said, even by the Greeks, to have been five thousand years before the Trojan War; He is not, therefore, the figure whom external history calls by that name, nor the Zarathustra mentioned as living in the days of Darius.—The original Zarathustra had a patron who can be called Gushnasp—the name that became customary later on. Zarathustra was a majestic, priestly character, one who pointed to the great Sun Spirit, Ahura Mazdao, the Being who guides humanity back from the physical to the spiritual, and Gushnasp was a kingly character, ready to perform any action in the external world that would spread the mighty inspirations of Zarathustra. Hence the inspirations and aims of Zarathustra and Gushnasp that were taking effect in ancient Iran inevitably came into contact with the conditions prevailing immediately to thc North. And the result of the impact was one of the greatest wars ever fought in the world, a war of which little is said in external history because it took place in such a remote past. It was a conflict of the greatest possible magnitude, between Iran and Turan. And out of this war—which lasted, not for decades but for centuries—there developed a certain mood and attitude of soul that persisted for a long time in Asia and the nature of which can be described somewhat as follows: The Iranians, the followers of Zarathustra, spoke to this effect: Wherever we look there is a world that descended from divine-spiritual heights but has now fallen very far from its earlier level. We must assume that the world of animals, plants and minerals around us once existed at a higher level and that it has all become decadent. But man has the hope of being able to lead it upwards again. We will now further translate into words of our language what an Iranian felt, and try to convey how a teacher would have spoken to his pupils. He might have said: Think of the wolf. The animal living as the physical wolf you now see has fallen from its former estate, has become decadent. Formerly it did not manifest its bad qualities. But if good qualities germinate in you and you combine them with your spiritual powers, you can tame this animal; you can instill into it your own good qualities, making the wolf into a docile dog who serves you! In the wolf and the dog you have two beings characterizing as it were two great streams of forces in the world.—And so men who used their spiritual faculties to work upon the surrounding world were able to tame the animals, to raise them to a higher level, whereas the others left the animals as they were, with the result that they descended to lower and lower stages of existence. Here were two different forces, the one being applied by men whose attitude was as follows: If I leave Nature as she is, she sinks lower and lower; everything becomes wild. But I can direct my eyes of spirit to a good Power in whom I trust; then that Power will help me and I shall be able to lead up-wards again what is in danger of sinking. This Power gives me hope that further development is possible!—The Iranian conceived this Power to be Ahura Mazdao and he said to himself: Man can ennoble and sublimate the forces of Nature when he unites himself with Ahura Mazdao, with the power of Ormuzd. Ormuzd represents,an upward-flowing stream. But if man leaves Nature as she is, he will see everything degenerating into a wild state. This is due to Ahriman—And now the following mood developed in the regions of Iran. Men said: North of us live many who are in Ahriman's service. They are the Ahriman-folk who wander about the world and take what Nature gives them, who will do nothing to spiritualise Nature. We, however, will unite ourselves with with Ahura Mazdao! Thus men became aware of duality in. the world. The Iranians, the people of Zarathustra, felt this duality and desired so to organise their life that the urge towards a higher form of existence should come to expression in their laws. This was the outer consequence of Zoroastrianism and herein we must see the contrast between Iran and Turan. The war of which occult history gives so many and such detailed accounts, the war between Ardshasp and Guslinasp—the former being the King of the Turanians and the latter the patron of Zarathustra—is an expression of the antithesis between the North and the South, between the men living in the two regions of Turan and Iran. If we grasp this, we shall perceive a current of soul-life flowing from Zarathustra to the whole of the humanity upon whom his influence was exercised. To begin with, then, it was necessary to describe the whole milieu, the whole environment into which Zarathustra was placed. We know from earlier lectures3 that the Individuality who incarnated into the bloods that flowed from Abraham through three times fourteen generations and who appeared as Jesus of Nazareth of whom the Gospel of St. Matthew tells, was Zarathustra, the Individuality who had been Zarathustra. It was therefore necessary to look for him where he is first to be found, in the very early post-Atlantean epoch. And now the question arises: Why was it that the blood that flowed from Abraham in Western Asia through the generations was the blood best fitted for a later embodiment of Zarathustra? (For in one of his incarnations Zarathustra was Jesus of Nazareth.) In order to approach this question it was necessary, in the first place, to ask about the central figure—the Zarathustra-Individuality—who incarnated into the blood of the Hebrew people. Tomorrow we shall have to consider why it was necessarily this blood, this particular racial stock, from which Zarathustra derived his body as Jesus of Nazareth.
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343. The Foundation Course: Insights into the Mystery of Golgotha
01 Oct 1921, Dornach Translated by Hanna von Maltitz Rudolf Steiner |
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How the old heathen point of view of the church fathers, namely Clemens von Alexandria, was still completely accepted, so that in the oldest Christian times they were totally overtaken by the pagan in Christian teaching, and this Augustine could no longer accept, because in his human soul constitution it was no longer appropriate. |
You can think about it in any way you like, but if I speak sincerely and honestly, I certainly regard part of Luther's soul constitution as this pointing in, if I may call it so, of God's finger, not out of belief but out of recognition. Luther's state of mind or soul constitution became something quite different under the influence of such a deed; it happened so that certain inner sources were opened. |
It was only now that man was basically condemned to fall away from God through his intellectualism. The whole danger of intellectualism which pushes too far to greater abstraction, lived itself out in Luther's soul, and Luther really experienced it with such vehemence as described in his vicious battle at Wartburg Castle. |
343. The Foundation Course: Insights into the Mystery of Golgotha
01 Oct 1921, Dornach Translated by Hanna von Maltitz Rudolf Steiner |
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Prayers were said from various sides before the start of the lecture, and a particular wish was expressed to hear more closely about the battle of Luther's soul. [ 1 ] Rudolf Steiner: Yes, my dear friends, if I want to continue exploring which what we started, in various directions, it is important that I firstly touch on what existed in ancient Christianity, and then what unfolded out of the various forces working from ancient Christianity leading to the rise of the Evangelical-Protestant experience. We must be quite clear that during the time in which the Mystery of Golgotha took place, those people who would at least have a tendency to accept Christianity, were still of a totally different soul constitution, than what was later the case. The Mystery of Golgotha took place in the human evolution during a time in which it had basically nothing at all to do with, I could call it, pursuing the objective course of the world in a spiritual-scientific way. This is quite extraordinary. When you try to deepen yourself particularly into the objective course of the world, as it is presented in its totality, incorporating the physical, soul and spiritual, you have a strong impression regarding the development in the 8th century before Christ. Once again, you will get this strong impact—this can already be noticed in outer knowledge—regarding the time which I've often spoken about, in the 15th century. [ 2 ] The time epoch stretching from the 8th century BC to 15th AD creates roundabout an epoch in which humanity's development, if you follow this development spiritual-scientifically, was unfolding and can be called the Mind- or Intellectual Soul; in other words, it was the epoch of the Mind- or Intellectual Soul development. In its purest form it comes out of the Greek people's evolution. I call it Mind Soul but ask you, please, not to connect an intellectual concept to this term. Should you want to study the Mind Soul today, as it had developed out of Greekdom, then you need to study such individuals who had in a certain sense some kind of clairvoyance, not schooled clairvoyance but an atavistic one; inherited clairvoyance which can still pop up in some people at present. You can see that the content of the world appears to such people as imaginative, made up of images. If you should ask them to describe their pictorial impressions—of course only if no physical deformation disorder is involved, but when the whole thing is pure—you discover an extraordinary amount of understanding in the images thus depicted. They describe some processes in the spiritual world in pictures. They receive the images, but they get the sense of them as well. They can't help it if they include understanding in the images they receive because they take place together. Up to the 15th Century the soul constitution of many people were still not as developed as the mind is today, but they were inspired by their minds, they could have revelations in the mind. Only after the 15th Century did intellectualism develop which means that the mind had to be actively laboured with inwardly in the soul. Logic had to be developed, it was something to be worked at; it was not, so to speak, just given to the soul. That is the essential difference in the soul constitution of more modern people in comparison with those in this earlier epoch. When you go still further back, to the evolutionary period of mankind, before the 8th century BC, then you arrive at an epoch where such pictorially filled imaginations initially developed as involuntary imaginations. You get to an epoch which reached back to the 3rd century and find that just this reading in the cosmos which I've described for you this morning, unfolded and appeared in the human soul as pictorial imaginations, still existed in the time of the Mystery of Golgotha, in naive and simple mind natured people. By contrast we have an epoch since the 15th century in which human consciousness must veer to freedom, and this can only happen when people create their own thought forms, out of themselves. [ 3 ] If we simply study world processes objectively, we initially have no reason to believe in the Mystery of Golgotha. We need to attain intuitive knowledge in the sense in which I've depicted in my book "Knowledge of the Higher Worlds and its attainment," and then you get the idea that the Mystery of Golgotha can be seen as falling out of the entire remaining course of the world view. (Writes on the blackboard.) If I namely have 8 centuries BC before here, the 15th century, then we have a particular process which must be considered as flowing together, and now gives a particular impact in our years of one or zero. ![]() [ 4 ] To a certain extent we can research from the oldest times the evolution of the earth and man, and we will reach a certain stage in the development, but we do not arrive at seeing the Mystery of Golgotha within this research. We definitely come through research of this evolution, if we do not look at the Mystery of Golgotha, to the feeling: we are moving to the end of the earth, as human beings we must find our grave in the earth.—This way we arrive at quite a decisive conclusion of the earth dying away. Then we can turn our gaze to the Mystery of Golgotha and so we will find that the earth was renewed, fructified by the Mystery of Golgotha, that a new seed from the expanse contained up to that moment evolutionary streams, and that this new seed, having arrived through the Mystery of Golgotha, forms the foundation for the renewal of the earth. This is primarily the meaning of the Gospel's words which I mentioned yesterday when I said: The spiritual beings who remained on the earth would have perished with the earth (if the Mystery of Golgotha had not taken place): The demons screamed when they saw the Christ, because he stripped them of their rulership. This is certainly a real process. You can be quite certain it isn't merely about accepting some or other event given in the Bible, but it is about a clear observation of the processes. [ 5 ] The Mystery of Golgotha does not even fall in the middle of these time slots (between 8 BC and 15 AD), because the middle of this time is in about the middle of the 4th century. Therefore, this event doesn't even fall into the middle, so one could say: The event of Golgotha is something which took place in contrast to the world of necessity, taking place through divine freedom entering into the earth. It is a deed of freedom coming out of the divine worlds, it certainly was given to humanity from outside, as a gift from the divine world order. As a result, it can't be understood by those who want to observe the continuous historic processes, they may not be able to discover something within it like the Mystery of Golgotha. [ 6 ] To suggest that, I often express it this way: If, let's say, a Mars inhabitant came down to earth, he would find much he can't understand, but he would be able to start understanding something when he looks at something like the painting of the last supper of Leonardo da Vinci. To this extraordinary image and what is intended with the Christ, he would be able to see something which would indicate the central point of earthly events to him. That is obvious only through comparison, but it is a comparison which I've often had to make to indicate what is important here. Particularly for those who had a strong feeling for the sense of the Mystery of Golgotha as fallen out of the ordinary earthly course, like all that the Roman Catholic Church has gradually become, still a kind of departure came about from the original meaning of the Mystery of Golgotha. It has crystallized into an historic anecdote. When Leonardo da Vinci was appointed to paint the Last Supper, he worked slowly, for a long time. Actually, he needed more than ten years. Then a new Prior arrived and wanted this painting chap to finish off the thing at last. The painting had been completed up to the figure of Judas when the new Prior asked when it would at least be complete. Leonardo said that up to that point he had not been able to complete the painting because he had no model for Judas. Now however, he had in the Prior a model for Judas, and he could complete the painting. With this anecdote there is definitely a crystallization of the feeling which in the Roman Catholic Church had as a departure from the original sense of the Mystery of Golgotha, how one would far rather take a Prior and make a Judas out of him than anyone else. [ 7 ] This attitude of mind can be studied up to the middle of the 4th century, and then again, how it prepares itself for intellectualism from the middle of the 4th century onwards. For example, you can already see, when you study the writing of Scotus Eriugena, how in the 10th century on the one hand, the tendency plays in towards intellectualism that would later fully emerge, and on the other hand in what one could call the gifts of understanding out of higher worlds. This appeared strongly in that time in which it prepared itself from the middle of the previous epoch up to the 15th century of our present epoch. It is conclusively quite different before the middle of 4 AD; it continues into the 5th century, the times are not so strictly separate. You always find strong experiences towards the Mystery of Golgotha present in the first centuries after the event, as the supersensible spiritual plays into the earthly. This permeation of outer spiritual into the earthly became ever more difficult for the ordinary state of mind. We are just seeing in the centre of this previously mentioned period, a personality wrestling with every possible thing, just to get along. It is with such a turn that the one side of the human state of mind really changed, and on the other side a new kind of understanding necessary for the Mystery of Golgotha. This personality, as you know, was Augustine. Within his soul, Augustine just couldn't come to terms completely with how the spiritual worked into matter. Augustine for instance sought amongst the Manichaeans for a possibility of how to recognise the spiritual in the material. He didn't manage; he actually only managed by withdrawing completely into himself, in order to depend on the self-assurance of his human I, which made him one of the precursors of the famous Descartes declaration: "Cogito, ergo sum." (I think, therefore I am.) This principle is found with Augustine already. However, on the other hand he was confronted with a certain doubt about the teaching, and this doubt was eating him up. One can certainly understand out of the configuration of the time, why Augustine felt this way. How the old heathen point of view of the church fathers, namely Clemens von Alexandria, was still completely accepted, so that in the oldest Christian times they were totally overtaken by the pagan in Christian teaching, and this Augustine could no longer accept, because in his human soul constitution it was no longer appropriate. The teaching content was also shaped in such a way that, essentially in the time of the Council of Nicaea, it had been brought as abstract dogmas which could then be absorbed by intellectualism. So the human soul in Augustine's time, I can mention, was already driven towards intellectualism. From then on Augustine could do nothing other than accept the dogmatic Catholic Church content, in order to find a teaching content. [ 8 ] Through this, a great crack came about in the Catholic Church. What appeared from the ceremonial of course could not correspond to a soul content. Humanity didn't come in the same way to the undermining of the ceremonial content, as it came to the drying up of the soul content. So it happened in the Catholic Church that the soul content dried out dogmatically, while the ceremonial content actually sustained itself. This ceremonial content of the Catholic Church didn't come out of Christianity, but it came out of far older ceremonial processes. Out of such times it stirred, from a time in which people still had a living reading of the cosmos in which, as a sacrificial offering, it could be accomplished from the reading in the cosmos. What was drawn from the ancient ceremonies of the mysteries, was then Christianized. The Mass offering is also certainly taken from the ancient mystery ceremonies and Christianized. However, what remained as symbolic in the act of sacrifice, is what actually continued within the Catholic Church. [ 9 ] The Catholic Church was actually on this point always consequential, also when it became a worldly establishment under Constantine, as it went over into the political field. It was, one could say, really ironclad in its consequentiality. It has maintained its ceremonies in the most conservative way and in order not to go under, suffocated its soul content with dogmatism. No wonder that the ceremonial content became more and more strange as an experience, because people had no lively relationship to it anymore, and the dogmatic content was experienced as something obsolete—while it had been lively knowledge in olden times, knowledge experienced by a different soul constitution. The dogmatic content could not hold true compared with what came out of purely worldly knowledge. However, the Catholic Church had to remain absolutely consequential, and it has remained in its conserved state right up to the present. It has remained conservative by not participating in the state of mind/soul constitution residing in the present day. It has remained so, that it demands faith in preserved dogmas, which corresponds to a knowledge of an earlier soul constitution so that what is learnt about the Catholic Christ in the Church today is completely bound up with a dogmatic content which believes it presents a level of knowledge which mankind had actually reached at the end of the 14th century AD. [ 10 ] What Anthroposophy wants to developed is regaining the supersensible substance of knowledge; the kind of supersensible knowledge which has died in dogma; Anthroposophy wants to enable the achievement of a new understanding for the Mystery of Golgotha, because the dogmas of the Catholic Church can no longer penetrate into an understanding of the Mystery of Golgotha. This is extraordinarily important, that the dogmas of the Catholic Church no longer can allow the understanding of the Mystery of Golgotha to come through. The ritual of mass lets the souls penetrate to something different, to taking an interest in the symbols of the ritual. It is already so, that the Roman Catholic Church has remained in line with its ironclad consistency even into the 19th Century. Some things appear as quite strange if you examine the dogmas instituted by the Catholic Church before the 19th Century. I would like to give you an example so you can see what a kind of abyss exists, in order for you to reach an insight as to how such an abyss can once again be bridged over. [ 11 ] Once I had a conversation with a very learned theologian regarding the Conceptio immaculate, the immaculate conception, which was only instituted in the 19th Century. You perhaps know that this doesn't deal with the immaculate reception of Jesus himself, but of the immaculate conception of Mary; that means St Anna conceived Mary in an immaculate conception. This is actually the dogma laid down in the 19th century. The other dogma—that of the immaculate conception of Jesus—had existed already for a long time. As a "singular grace" it can be seen by those who can even see the emergence of dogmas from the imaginative content, even if they can't approve of it at all because its content is deadened by it—but one can see it. So, in my conversation with this theologian, I said to him that it was impossible to reconcile the idea of the immaculate conception with modern conscious. I said to him, one isn't compelled to lead the modern consciousness over into dogma in relation to the individual case; one is not compelled to apply logic in an individual case because the singular also, according to scholastic opinion, evades follow-up. The moment you assume a series of facts, in other words a backward looking of a series of facts, where you rise up from the immaculate conception of Mary to the immaculate conception of St Anna, it is necessary to continue and then you, out of necessity, must accept an entire generation line of immaculate conceptions.—Now the theologian turned to me and said that is not correct, because then we come back to David—this is how he expressed it—and then the story would be quite disastrous, and that could not be allowed. You see, with today's consciousness this has a certain stroke of frivolity, but it certainly is something which can be made known, how within the Roman Catholic Church the entire relationship to the truth is something quite different. [ 12 ] In this depiction of our conversation I wanted to firstly stress the kind of perception of truth we lived in during the middle of the 15th Century. The Catholic clergy was not experiencing the perception of truth like modern consciousness does, but a truth-conception corresponding to an earlier time epoch. They were not aware of the view of truth that reckons with the consequences of truth for the inner life of a human being. Quite a different attitude to the truth existed, and as it had changed from olden times, was not clearly understood. We need to look back at the evolution of humanity which means that the soul constitution essentially has changed. Basically, there is no incorrect expression other than that nature had made no leaps. Nature in fact makes continuous jumps. Take for example a green foliage leaf to the coloured flower petal—that is a jump. In the same way we have leaps in the course of time, apparently quite a sharp advancement from one soul state into another. However, people don't always grow in the same degree but allow old points of view to continue and as a result their souls atrophy, as we are able to notice if we look at the enormous leap which has come about in modern human soul constitutions and which has not been participated in by a large number of people. [ 13 ] Now we must clearly see that such an inner kind of experience, as can be describe as an historical consciousness, which can be acquired, stands out particularly strongly in a person who, through a certain education in the Church, it can especially be applied, when we think of a case like Luther's. If you want to understand Luther's soul then you must be clear that be comes out of the after effects of Augustinism, and that it is precisely in his time, just a bit after the beginning of the intellectualist age, that he is confronted with one of the most serious soul conflicts imaginable. Why was this so? You must just imagine: Augustine had come to an agreement on the recognition of the Christian-Catholic dogma, but for him this was connected with his living within something which was still alive, and even more alive among the Manicheans with whom he had met. What was still full of life in his time was the observation of original sin, in general the consideration of higher processes taking place in relation to lower earthly processes. People still have trouble today to make such things comprehensible. [ 14 ] If we position ourselves at the beginning of earth evolution, we can gradually enter into an imagination of the origins of what we today call a human being. There were higher beings who were in a certain way connected with earthly evolution. The Old Testament indicates one such higher being having become the snake, a being who we call Lucifer today. This higher being, so it is described in the Bible, actually initiated the original sin. In the beginning of earthly existence, this being was there and the original sin was actually due to the calculation of man's precursors of his ancestors, who then appeared as the serpent of paradise. What this pre-human being had begun by the seduction in paradise was transferred on to the human beings. During that time, what played into human thoughts, existed there as primal guilt, within which man got trapped and later dragged it along, because he originally had become entangled and then in fact he now transferred it from one generation to the next through the blood. As a result of this primal sin the Christ appeared on the earth—I am speaking in the consciousness of this time period—in order to gradually heal people from their dying through what Lucifer had done to them. That we outwardly know so little about the constitution of consciousness, is a result of the really innumerable things proclaimed by the Roman Catholic Church, which is based on this ancient tradition. Above all, everything Gnostic was eradicated and also later the reproduction of anything that still had an older soul constitution was made exceedingly difficult. You know the writing of Scotus Eriugena had been lost and only later rediscovered, and for centuries people knew nothing about Scotus Eriugena because all copies of his writing which one could get hold of, had been burned. It is certainly so that it deals with looking again at an event which took place in the supersensible world and into what human beings had become entangled. [ 15 ] Among the impulses of such observations, I could say something worked behind human events, active through superhuman events of other beings who actually were also involved with human evolution, in order for Augustine's teaching regarding predestination, to develop. Augustine saw the incarnation of people on earth as something much rather, if it could be expressed it would be by saying: The human being is actually the result of the battle of superhuman beings.—This meant individuals had no intrinsic worth; that only happened in the middle of the 15th century. Augustine believed it quite possible to think of human development as beyond their will, accomplished by the destinies of superhuman beings. His teaching could only be alive in him if a part of the human being, not the sinful part, but a part, be destined for demise and another part of the human being destined for bliss, the teaching which is not usually presented in all its meaning, when it is to be experienced. Today this can't be experienced in devotion, which was possible for Augustine. Into this soul constitution something also played that one can call original sin, which is balanced out by the Mystery of Golgotha. People in Luther's time still expressed it in this way, but they lived in another time of a soul constitution as in the time of Augustine. It was quite impossible to find one's way into these ideas with all of one's soul. In this way Luther experienced the illumination through his soul, as an Augustine monk. [ 16 ] Now I must speak to you about my conviction which is based—even though it is called a conviction—on knowledge. For me it certainly is knowledge. I am not in the position to speak in the same way about chance or coincidences like other people because coincidences also belong to an order of things which is usually ignored. I can't attach it to an actual incident in Luther's life, I can't be indifferent to a lightning strike in a tree beside him, but I can see it, according to my knowledge, only as the effect of a truly supersensible intrusion. You can think about it in any way you like, but if I speak sincerely and honestly, I certainly regard part of Luther's soul constitution as this pointing in, if I may call it so, of God's finger, not out of belief but out of recognition. Luther's state of mind or soul constitution became something quite different under the influence of such a deed; it happened so that certain inner sources were opened. These sources, or better said, the effectiveness of these sources, had already been prepared through the wrestling with misunderstood lore. It could not rise up, it was like a turning point in the soul itself, but it could not consciously show itself. Then it rose up into consciousness and became a turning point for only that which was happening. If I want to express myself roughly, the body has been softened, so to speak, and what had been prepared in Luther for a long time, permeated through a soft body. Now Luther gradually became aware of all the dangers in which modern man lives. It isn't easy to say in how far this went into Luther's clear consciousness, and it's also not that important. In any case this position of modern man played into Luther's soul on the one hand as a streaming from earlier times, and on the other hand, what man should be since the middle of the 15th century. The entire dangers of modern man flooded Luther's soul. What did this consist of? It consisted of—I'm speaking in a Christian way—man being afflicted with the deeds or the sequences of deeds of superhuman beings in which he had become entangled. Through what had been an entanglement of original sin in the lower human being as inherited traits, man entered into the next epoch in a different manner than he would have if there had been no original sin through the Fall. As a result, that which should appear in humanity as intellect came through in a far more abstract measure than how life used to be in former times, when it was afflicted with something subhuman through original sin. To a certain extent, what man was to experience intellectually became diluted, more abstract, which in earlier life had been more dense, more natural, than it should be for mankind. It was only now that man was basically condemned to fall away from God through his intellectualism. The whole danger of intellectualism which pushes too far to greater abstraction, lived itself out in Luther's soul, and Luther really experienced it with such vehemence as described in his vicious battle at Wartburg Castle. [ 17 ] We have two opposite poles which can clearly be determined in the newer evolution of mankind. On the one hand is Luther, positioned in the great spiritual battle after the middle of the 15th century—of course a little later—and now as a result, while he wanted to loosen himself from intellectual dangers, first renounces the intellect and seeks justification outside the intellect which can lead him to the divine, as it were, beneath the intellect. The other pole is Faust. He took on the intellect with all his senses, resulting in his deteriorating into the dangers of the intellect, as he entered into all the individual dangers of the intellect. It is not for nothing that these personalities are a kind of landmark for modern mankind: on the one side Luther and what he connected to, and on the other side Faust, and what he associates with. It was truly no small deed of Goethe when he wanted to reshape Faust in such a way that he would not perish. Lessing already thought about it. If freedom is to be achieved for humanity, the intellect needs to be engaged with, but humanity should not be pushed away from the divine. The Faust fragment of Lessing ends with the words (of the angels to the devil): "You shall not prevail!" which Goethe remodelled. He said to himself there should be a possibility not to be separated from the divine when mankind engages with the intellect—but he needs it for the development of freedom. In this terrible battle Luther stood. He saw how the intellect contained within itself the danger that man also strangulates his soul from the divine, how man succumbs to the death of the soul. That which is devoured by the intellect—in anthroposophy we call it "becoming Ahrimanic"—which totally enters into the intellect, becomes devoured, it is cut off from the divine. This is what Luther felt for modern man. Historically it was so that on the one hand there was the Catholic Church where people were absolutely not within the intellect, it even wants to save people by preventing them from entering into the intellect, it wanted to preserve them from progress made in the 15th century onwards by conserving such dogmas like the one which claims infallibility, such as the dogma regarding the immaculate conception, as I've mentioned earlier. They couldn't manage consequently in the Roman Catholic sense without the infallibility dogma because they even deny its intellectual meaning, declaring it unfit for development and incapable of understanding the spiritual world. A reinforcement was needed for what people had to believe, indicating the sovereignty of the Papal Command for the Truth. There is nothing more untimely, but basically nothing greater than this determination of the dogma of infallibility, to completely contradict all consciousness of the time and all human desires for freedom. It is the last consequence of the secularization of Catholicism in an iron clad consequence of tremendous genius. One must say if you take, on the one hand, the ironclad consequence of the Roman clerics in their determination of the infallibility dogma, and on the other hand the kind of polemics of a Dollinger, the latter is of course philistine in the face of tremendous ingenuity—you could even call it devilish—something is carried out, because it was once the consequence to that which Rome has come to since the secularization of Christianity by Constantine. [ 18 ] So it happened that in the bosom of the Roman Catholics, two souls could live next to one another. On the one hand was the submission to the rigid dogma, which no human being could touch save the infallible Pope—because the Council had lost its power since the determination of the infallibility dogma—and on the other hand the unhindered care of outer science as an external manipulation to which one is devoted and partake off, but don't attribute any meaning to the actual content of religious doctrine. Just consider from a modern consciousness, what the justification of the Roman Catholic doctrine looks like. I suggest you read for instance such writing as "The Principle of Catholicism and Science" by Hertling, the previous German Imperial Chancellor. Firstly, you'll discover that it was a world historic mistake for this man to have become the Imperial Chancellor but on the other hand you will learn something about the unusual thoughts modern people had and how these two souls could justifiably live in the same bosom. It is also remarkable that this writing on the principle of Catholicism appears in French. It is therefore extraordinarily interesting that the writer of this work, whose name doesn't come to my mind at the moment, has a perpetually logical conscience and therefore he has to make a differentiation between the Roman Catholic teaching material and what constitutes the content of outer science. That is why he proposes two concepts next to each other, the idea of truth and the idea of science, which he always sees as two disparate ideas. He says something can very well be scientific, but truth is something else; what is true does not need to be scientific. In some or other way he comes to the conclusion that science doesn't have anything to do with what one acknowledges directly as containing truth. So on the one hand things worthy of contemplation are mentioned, but are already beaten, on the other hand the most grotesque somersaults are being beaten in order for these two souls to become reconciled with one another. [ 19 ] So, on the one hand we have the continuation of symbolism, the symbolism that led to the enormous upswing of art in the Renaissance period in central Europe. Art Historians need only dig deep enough to discover that without the Catholic symbolism the entire artistic development of Giotto, Cimabue, from Leonardo to Rafael and Michelangelo would have been impossible, because the artistic development is certainly a propagation of Christian artistic subjects and belongs so strongly in Christianity that people can't, for example, understand why the Sistine Madonna looks like she does. Look at the Sistine Madonna, she is magnificent. As far as one can see there are images of clouds which transform purely into angelic heads, and how the Madonna herself, with the Child, condenses out of the angles who reside in the clouds. It is as if the angelic forms have condensed out of the cloud images and have descended down to the earth, yet everything is wonderfully lifted into the spirit. Then the two curtains (he sketches on the blackboard) and below that a coquettish female figure and a terrible priestly figure, all things which absolutely do not belong to it. Why is this so? It is simply from the basis of Raphael having initially intended with this image, to give a soul experience with the picture of Mary on a certain feast day of Mary—now this is on the Feast of Corpus Christi—where people walk around in a procession with a picture of the virgin Mary that is carried under a canopy and comes to the altars where people kneel down. This is why there are these curtains (points to sketch on blackboard) with the kneeling female and male forms in a chapel, in front of the picture of Mary. Well, that is the kind of elementary school way of looking at what Raphael painted. What is actually meant here stands right in the Roman Catholic cult—absolutely right inside it. [ 20 ] Basically, everything contained in this Roman Catholic ritual is what Luther saw in Rome. Isn't it tremendously symbolic, historically symbolic, historically symptomatic, that Luther saw only corruption in Rome, not being actually touched deeper by what flowed out into depictions in art, how he was not deepened inwardly by art, but that he only saw moral corruption? Here we see how the soul in fact was positioned through his particular development in the historical becoming of mankind, he was like a soul at war, thrown this way and that, searching for a way out. Despite all this, like the doom of Lutherism in particular, comes the big problem: How do we as human beings absorb intellectualism, so that we are not doomed but that we overcome the fear of becoming doomed, because it is necessary for human freedom to integrate us? Modern intellectualism presses strongly into our human consciousness. The evangelical church reckoned with it for centuries, the Catholic Church kept itself completely distanced from it. The evangelical church gradually withdrew back on to faith because with intellectualism, as it developed in the world, it didn't agree, so it increasingly withdrew from knowledge by depending on belief; it now rests within a faith in which the doctrine content is to be sought. The Catholic Church had doctrine content, but it was allowed to dry up. From the intellectual point of view the way to individuals can't be found, who see themselves isolated from those superhuman forces which could still be felt as being connected to Augustinism. Basically we in humanity stand right in this battle today, only, if I could put it that way, we have come to the cutting edge, so that we simply stand there and say: We need a pure concept of faith so that we have a religion opposite intellectualism, because we can't take up the old Catholic doctrine, for it has dried out.—With this dried out dogmatic content the evangelical church rejected the ritual in the most varied forms. This is what started with Luther, putting us today on the knife edge; we must become aware of the seriousness of this position. It is a struggle for the power of faith in the soul, who wants to save the faith at the cost of not having the existing doctrine content at all. However, without content we can't learn, and it appears impossible to simply rediscover a bridge to what Catholicism has secularised. [ 21 ] Now my dear friends, I come to the question of how we should proceed. It is like this: you see, with all this there was also an evangelical consciousness introduced in the evolution of humanity, in the individual human development, because the earlier evangelical consciousness to a certain degree entangled man in the supernatural, superhuman processes and acts of superhuman beings. With Augustus it was expressed somewhat differently, that the progress of humanity was permeated with the superhuman element ... (gap in notes). People saw the superhuman battle raging as something like Christ fighting against the enemy who wants to lead him into the temptation of appearing super human; that the one who drew near to the Christ was one to whom original guilt was traced back to, and it is shown how Christ turns against the original sin. This understanding has now come to an end. Earlier, this understanding had been adhered to, for what was supersensible-divine permeated earthly matter, and there already has been an intention present for specialization to make a dividing border between the supernatural, and that part of man entangled in sensuality. This dividing border is done through consecration. Consecration is actually the separation of the human being, or that part of the human being, from being entangled in the earthly. The ordination of the priesthood is only one part because there are also implements and so on; everything possible is consecrated. Once during a war, the Pope consecrated the bullets but that is only due to the secularization of Catholicism. [ 22 ] Do you see that consecration is really the dividing boundary between two worlds, and there is certainly the awareness in Catholicism—even if it is not present in individual priests—that a consecrated priest is active in another world when he does something, that he is also speaking from another world when he speaks of the Gospels, even though all his ordinary actions are in the earthly world. This differentiation could not be understood since the 15th century. In historic Catholicism, throughout, was this strong differentiation where, in circles of ordained priests, it was consciously stressed. Only now and then some bishop, by mistake, will bring something non-Catholic into Catholicism, namely modern consciousness, and that leads to absurdities. There was for example a pastoral letter written which claimed that the priest in the fulfilment of the sacrament at the altar would be more powerful than Christ Jesus, because he forces Christ Jesus to be present in the sacrament; Christ Jesus has to be present when the priests demands it; the result is that the priest is now more powerful than Christ.—This is the content of a pastoral letter of not long ago. You can come across such things when out of modern consciousness something is understood which should be understood in quite a different mood, namely that which lies beyond the earthly sphere and separated from it by the consecration. [ 23 ] The principle of consecration comes from far, far back. It already existed in the oldest oriental religions and it was particularly developed on (the Greek island of) Samothrace. Catholicism took it over from ancient times but for the newer consciousness it was totally lost. Tomorrow I will try to add further elements to it, so that you can come to a full understanding of the principle of consecration, and also priest ordination, without which the apostolic succession won't be comprehensible |
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The World View Of German Idealism. A Consideration Regarding Our Fateful Times
28 Nov 1915, Munich Rudolf Steiner |
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But now there is something peculiar about this – and I really don't want to make a one-sided, disparaging criticism – that is peculiarly French about Descartes's world view, that Descartes now experiences in his soul everything that this certainty of one's own thinking can give, that he seeks to show everything in the soul that the soul can get from the certainty of its own thinking, how the soul itself finds God from thinking. But from this point of certainty, Descartes cannot arrive at what holds sway as truth in the nature surrounding man. |
By pointing to words that Goethe himself, intuitively projecting himself into the German future, spoke as a sixty-five-year-old old man, he ties his own words to them and says: "The earnest style, the high art of the ancients, the primeval secret of eternal forms, it is familiar with men and with gods, it will leaf through rocks as through books. For what Homer created and the Scipios will never live in the learned hothouse! |
And when my gray eyelashes close, a mild light will still pour forth, from whose reflection of those stars the late grandchildren will learn to see, to report in prophetically higher visions on God and humanity higher. And the Faust viewer from the sixties continues: "Let us add the wish that the words of the Master, who looks down on us from better stars with a mild light, may come true for his people, who are seeking their way to clarity in darkness, confusion and urge, but with God's will, with indestructible strength, and that “in those higher accounts of God and humanity which the poet of Faust expects from the coming centuries, and that German deed, no longer a symbolic shadow, but a beautiful, life-affirming reality, will one day find its place and its glorification alongside German thought and German feeling!" |
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The World View Of German Idealism. A Consideration Regarding Our Fateful Times
28 Nov 1915, Munich Rudolf Steiner |
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Dear attendees! In the time of the tremendous struggle for existence in which the German people find themselves, it may perhaps be possible to take a look at what lies within the German soul, within the German spirit, from the point of view, that is, from the perspective of the way of feeling of a spiritual-scientific world view, as the content of the most sacred and highest spiritual task of this soul, of this spirit. I believe, however, that in so doing I am not going beyond the scope of actual spiritual science, because it has become clear from the various observations I have been privileged to make here over the years how closely I must regard a spiritual-scientific world view as connected with what the German spirit, what the German national soul, will and has always strive for by its very nature, by its innermost nature. And so, while tomorrow's lecture will also be directed towards what moves us so deeply in our present time, in a narrower sense it will be devoted to a purely spiritual-scientific theme. Today's lecture serve more as a reflection on what has been thought of the unique character of the development of the German nation by all those who have reflected in a deeper sense on this unique character of the development of the German nation and on its task in the overall development of the German spirit. I believe it would not be German to imitate the methods which are now often used by the enemies of the German people, those methods which are born of hatred, of annoyance or of the desire to justify in some way an undertaking for which one does not want to seek the real reasons for the time being and perhaps cannot immediately seek in the present. So let the starting point be taken not from something that could push towards a characterization of German idealism from the immediate present, but rather let the starting point be taken from a thought of a German personality who, in relatively quiet times, in memory of great, significant experiences with one of the greatest German minds, wanted to give an account of the German character. The starting point is taken from the words that Wilhelm von Humboldt inserted in 1830, when he wrote down his reflection on Schiller, at that time this reflection on German nature - from those words in which Wilhelm von Humboldt, one of the best Germans, wanted to characterize how German nature, when it works spiritually, in all spheres of human activity from the center of the human soul, the human spirit, from the deepest inwardness of the human , of the human spirit; how German nature cannot think of man in a fragmented way in his spiritual connection with poetry and philosophy and science, but how German nature wants to grasp man in his all-encompassing way and, in summarizing all the forces that express themselves in the great minds of the last century, always wants to bring to revelation that which, in the totality of the human being, moves the soul in its innermost being. It was in this spirit that Wilhelm von Humboldt, Schiller's great friend, sought to characterize the German essence in 1830. He said:
Such minds have always sought to fathom what Germanness is by trying to delve into the center of the German character. And they never wanted to fall into the trap of elevating German character at the expense of other characters. If we now seek a characteristic feature of the intellectual development of mankind that also relates to such words as those just quoted, we find it in what is called idealism; a term that can literally only be understood to refer to the German world view. This is not to say that idealism is something that is only found within the German people; that would, of course, be a ridiculous assertion. Human nature everywhere strives out of the external sensory life into the realm of ideals, and this universal trait of idealism has been emphasized by no one more strongly than by the most German of Germans. But it is another matter entirely when one gains insight into the fact that, within German development, idealism is connected not only with the individual striving of the individual, with that by which the individual stands out from the totality of the people, but when one sees that idealism is something that is connected with the innermost nature of the German people, and gains insight into the fact that German idealism blossoms out of the German national character itself. Today, we will reflect on this and on the fact that, in a very unique way, this German idealism has elevated the German worldview to the realm of ideas, and it can rightly be said – as many of the best of the Germans have stated as their conviction – that life in the realm of ideas in such a way is a distinctly German peculiarity! How little is needed to disparage anything else when this German idiosyncrasy is mentioned is confirmed in this consideration itself by the fact that the starting point is now taken, perhaps from a comparison of German feeling and German creativity with other feelings and other creations in a field where, from a certain point of view, even foreign feelings and foreign creativity can be given absolute priority. I would like to start with an image, with a conflicting image. Imagine yourself in front of the painting that everyone knows, at least in reproduction, that Michelangelo created in the Sistine Chapel – the painting of the “Last Judgment”. And compare the experience you can have in front of this painting with the one you can have when you look at the painting “The Last Judgment” by the German artist Cornelius in the Ludwigskirche in Munich. You stand in front of Michelangelo's painting and you have the impression of having a great, powerful sense of humanity's riddle in a comprehensive way. And by looking at the painting, you completely forget yourself. You absorb every detail of this image, you empathize with every line, every color scheme, and when you walk away from this image, you have the feeling, the desire, to be able to stand in front of this image again and again. The impression you take away with you is this: You can only experience this painting if you recreate it in your mind, forgetting all the details and allowing your imagination to run free, so that you see the figures and colors vividly before you. And if one then imagines the relationship of the human soul to the painting that Cornelius created here for the church in Munich, one will not receive the same dazzling impression of the design, and perhaps will not feel the soul as if one were being drawn into the eye, and the eyes, in turn, with their activity resting in what the painter has created; but one will nevertheless feel transported in the holy realms of an artistic fantasy before the painting, and have an experience that does not go hand in hand with what one sees in the same way as with Michelangelo's painting, but which lives in the soul like a second soul experience alongside what the eyes see – stirring all the deepest and highest feelings through which man is connected to the course of the world. And much that cannot be seen in the picture forces its way out of the depths of the soul, and a wealth of thoughts connects us with those impulses from which the artist created, which comes to life through what he has created, but which perhaps does not lie directly in his picture. And one leaves the picture with a sense of longing to visualize this image again and again through the elevation of sensuality into the imagination, as it is painted on the outside; but one feels transported through the image with one's soul into a living connection with the workings of the world spirit; one feels: not only has the work of artistic imagination, but that what can be experienced by man on the stage of thought, if he is able to enter this stage of thought in such a way that he feels and experiences what connects the soul with the riddles of the world, what connects the soul with the beginning and end of all becoming of the sensual and moral, of the sensual and world events. One must go from the image of Cornelius to the scene of the thoughts, and that is because Cornelius, who is one of the most German painters, had to paint in a German way according to his whole disposition, his whole nature, that is to say: He could not help but go to the scene of the thoughts in art as well. As I said, one may place the Cornelius painting far, far below that of Michelangelo in the absolute artistic sense. That is not the point, but rather that each people has its task in the world, and that even in art - when it is so connected with the German national spirit, as was the case with Cornelius - that even art rises to the arena of thought. From this image, we will move on to another, one that may also illustrate how one of the most German of Germans moves from the arena of thought to that which affects him from the world around him. We will follow Goethe as he stands in front of the Strasbourg Cathedral. We know from Goethe's own biography how he felt an infinite deepening of his soul when he stood before the Strasbourg Cathedral. What did he feel at that time? What he felt at that time must be characterized, if one wants to characterize it more precisely, by showing the contrast. It may be said that Goethe's German Weltanschauung was then confronted in a natural, elemental way by the way in which the French Weltanschauung appeared to him at that time, which he, Goethe, certainly least of all wanted to belittle in its value for general development. A whole wealth of historical impulses were at work in what Goethe felt in his soul at the time at the sight of Strasbourg Cathedral, at the place where German nature had to fight so hard against French nature, at the place where German blood has to be shed again today to defend German nature against French nature. The following consideration may perhaps illustrate the historical impulses unconsciously at work in Goethe at that time. When the newer peoples in the last centuries - one might say - emerged from the twilight of human spiritual development with the qualities that have given these peoples their present character, there, in that time, we find a French mind that shows us so clearly what the innermost impulse is in the French world view, insofar as it does not arise from the individual but from the individuality of the people. I am referring to Descartes, who lives on from the sixteenth to the seventeenth century. Descartes also lifts humanity onto the stage of thought from the French essence. As a lonely thinker, emerging entirely from what the education of his people of his time could give him, Descartes stands at the dawn of newer spiritual development with the question: How can one attain certainty about the true reasons for existence? What is really true within that which appears to man in the stream of phenomena before his eyes and soul? The French spirit from which Descartes emerged had, after all, produced one of the greatest and most significant doubters, Montaigne, who had made doubt almost the content of healthy, true human feeling. Only a soul, he believes, over which doubt is poured out, is a wise soul, a soul that says to itself: “The revelations of the external world of space and time appear to my senses; but who dares to say that the senses do not deceive?” Within me, the thoughts that want to prove themselves appear to me, emerging from this inner self. But if you look more closely, as Montaigne says, then for every proof there arises the necessity to find a new proof. There is no source of truth, neither outside nor within. Unwise is he who believes unconditionally in any truth. Only he is wise who approaches everything with doubt, because doubt alone is appropriate to that which can develop as a relationship of the thinking and seeing human being to the world. And it was out of this doubt, as an intense fighter for the attainment of a certainty of truth, that Descartes developed his thinking. He started from doubt. Now, is there no point to which one can hold when this sea of doubt is poured out? - he asked. He found only one thing in the wide sea of doubt in which the soul initially swims when it enters the world: the certainty of one's own thinking; for we do this ourselves, we can always conjure it up. Therefore, we can believe in thinking; only to that extent are we when we think. Thus, in his own way, Descartes raised humanity to the level of thinking. But now there is something peculiar about this – and I really don't want to make a one-sided, disparaging criticism – that is peculiarly French about Descartes's world view, that Descartes now experiences in his soul everything that this certainty of one's own thinking can give, that he seeks to show everything in the soul that the soul can get from the certainty of its own thinking, how the soul itself finds God from thinking. But from this point of certainty, Descartes cannot arrive at what holds sway as truth in the nature surrounding man. He does raise humanity to the scene of thoughts; but he limits the scene of thoughts to the boundaries of the soul's experiences. And it is characteristic, very characteristic, that Descartes, in his quest to explore everything that thinking can find, becomes entangled with this thinking in the merely human inner being, cannot escape from this inner being and, starting from the soul, cannot find a way to what lives and exists in nature. Even animals are, as paradoxical as it may seem to people today, only walking machines for Descartes. A soul can only be attributed to that which thinks; but thinking cannot go beyond the soul, cannot penetrate into that which lives and exists in nature. The animals are mechanisms, the plants too, everything is nothing more than clockwork, because the soul spins itself into itself. But this had consequences, and led to France becoming the classic land of the purely materialistic world view in more recent times, which had broken in when Goethe felt he was part of it. At that time, the French world view was dominated by the inability to see anything but mechanism in the things that surround us in the world and uplift and delight us. Thus was born that materialistic philosophy which so permeates and underlies Voltaire's outlook; that materialistic philosophy which confronted Goethe and of which he says: “If it, in spite of being so barren and desolate, would only make an attempt to explain from the moving atoms something that the human eye beholds.” But not even an attempt has been made. In place of the all-pervading Nature, there is set up a dry, barren, mechanical fabric. That was how Goethe felt. That was the feeling that settled in his soul when he allowed the world view, which had so characteristically emerged from the French national sentiment at the time, to take effect on him, and it was this that he unconsciously felt weighing on his soul when, with his soul's feeling, he . from the Germanic nature, he turned his eyes to the sky-scraping spire of the Strasbourg Cathedral and felt in his soul, in external spatial forms, the human spirit that strives from space into the spaceless-timeless spiritual-soul. One would like to say: In the Strasbourg Cathedral, Goethe's living worldview of Germanic culture stood out against the mechanical worldview that was pressing against him in the background, weighing on his soul as the then newest French materialism. And now, in that period, we see precisely within German development the urge of the soul, from the contemplation of nature and of humanity, to push forward out of the depths of the German soul, out of its innermost being – as we shall characterize it in a moment – to push forward to the realm of thought; but not on the scene of thought in such a way that it would be so restricted for the human soul that it could no longer find its way into the great, wide reality of nature, but in such a way that the soul feels the living possibility of immersing itself in everything that creates and lives and works and is in nature. Two minds within the German development should be emphasized, which show especially in that time how German nature is in relation to the search for a worldview at the innermost core of being. One of these minds, who as an external personality places himself in the striving for a worldview, and another who actually does not stand as an external personality, but is again created out of German nature as an ideal figure. One of them is called Kant. Let us try to imagine Kant, especially in the period of German history when this image, which was created in connection with Goethe, emerged in the course of German development. What was he basically concerned with? It is easy to say that Kant would have tried to make human knowledge doubt any kind of true reality around 1780 – that is, around the time when Goethe had that feeling, when Kant's “Critique of Pure Reason” was published. In truth, whoever delves to the innermost nerve of Kant's endeavor also finds in him the opposite of the innermost nature of Descartes' endeavor. Kant does not assume that the human soul is separate from the innermost source of the world and the world spirit. Kant only stands before the world by asking himself: How can we discover the secrets of the world? Through that which the human being develops in the sensory observation of the world. Kant does not believe that in this way the human being can enter into the true sources of being. Therefore, Kant does not fight knowledge, but rather, by seemingly fighting knowledge, he is actually fighting doubt. In order to divert doubt from the human soul, doubt about that which must be most important to this soul, Kant seeks access to the sources through a different path than that which can be reached through ordinary knowledge. Therefore, the words were spoken from deep within Kant's soul: He had to dethrone knowledge in order to make room for faith. But for him, faith is the inflow into the human soul of the conceptual world of the spirit, of ideas and ideals that come from the divine. And in order for these to live in the human soul, so that they are not disturbed by external knowledge, so that the human soul may have an inner certainty, Kant dethrones external knowledge, ascribing to it only the possibility of arriving at a revelation, not at true reality. And, we may say, Kant made it difficult for himself to conquer the validity of ideas and ideals for the human soul. Before he began his critique of reason, he dealt with the spiritualist Swedenborg. What Swedenborg had attained as a spiritual vision of what lies behind the sensual world, Kant examined with the intention of gaining an insight into whether there is another way through the gates of nature to the sources of nature and spiritual existence than that which external intellectual knowledge can conquer. And from the contemplation of the spiritualist Swedenborg, Kant emerged with what he had in mind: to expand the arena of thoughts for ideas and ideals by dethroning knowledge that can only deal with the external world of appearances. Deepened and individualized, this Kantian striving now appears – I would say – in an ideal figure, in the ideal figure that for many people is rightly one of the greatest poetic and artistic creations of human existence to date, in the form of Goethe's Faust. And by looking at Goethe's Faust as Goethe presents him to us, we directly see the path of German idealism to the arena of thought. What does Goethe's Faust actually look like? It is certainly well known how Goethe has his Faust strive for the sources of existence, and it seems almost superfluous to say anything more about Goethe's Faust. But perhaps it is worth reminding ourselves that two traits of human spiritual life are inseparably linked with Goethe's Faust creation, which show in a very special way a kind of human spiritual life that, when examined closely, emerges from the immediate nature of the German character. What two traits, then, are inextricably linked with Goethe's Faust creation, regardless of one's personal opinion of these traits? One may, so to speak, scoff at these two traits if one regards them separately from this work from the standpoint of a particularly high-minded materialistic worldview. But these two traits are so seriously connected with Goethe's world view and with what Goethe feels is the German world view that one must think of them nevertheless as directly connected with what Goethe felt was at the core of the impulse for a world view, despite the often trivial way in which the materialistic world view dwells on these two traits. The one is the way Faust faces the pursuit of knowledge of nature. And connected with this is the fact that Faust, after feeling unsatisfied by all external sense and intellectual knowledge, reaches for what is called magic. Superstitious notions associated with this word may be dismissed. How does this magical striving present itself to us? It presents itself to us in such a way that we can say: Faust relates to nature in such a way that he feels: Faust feels at one with everything that can be perceived directly by the human being, and with what can be intellectually grasped on the basis of sensory impressions. But he also feels excluded from the secrets of nature; he feels the necessity to develop something that is not present in the human being, who only directly places himself in the world, but which must first be developed out of the innermost depths of nature. The human being must be expanded in such a way that something germinates within it, which creates living links from within into living nature itself: an expansion of the human being beyond what one finds what is given by the senses, and what lives in thinking, to which Descartes pointed out humanity; make this human nature more alive than it is placed by its own immediate formative power. Thus, what the senses offer is, for Faust, only a crust that appears to cover the true essence of nature. This crust must be penetrated, and under this crust there must be something within nature that works and lives in it in a soul-spiritual way, just as the soul-spiritual in man himself works and lives. Thus Faust stands as a living protest against what Descartes describes as the scene of thoughts. And in that Faust seeks the spirit that “rolls up and down in the floods of life”, shaping, working and living everywhere, in that Faust seeks “all power of action and seed”, he is the very opponent of that Cartesian world view, which, quite consistently and out of its own nature and its folklore, looks at nature and, through its folkloric nature, de-animates and de-souls it, turning it into a mechanism. That which could never be found by following the path of Descartes is, for Faust, the direct starting point at a certain point in his life. And with this trait, which we can describe as magical, which does not seek concepts, ideas, thoughts in nature, but through these seeks that which lives and works in nature as the soul lives and works in us — with this trait, there is directly connected another in the Faust legend, which, in turn, can be ridiculed if viewed separately from the Faust legend. Directly connected with this is something that can be described as a special regard of the human soul for evil, which we encounter in the character of Mephisto in the Faust story. This evil in the Faust story is not something that merely enters the human world view conceptually, or is regarded as a mere law, such as a law of nature. Rather, this evil is not in the usual anthropomorphic way, but in the way it consciously emerges from human struggles – this evil is personalized, made into a being that dramatically confronts man. Just as Faust strives on the one hand out of what is provided by the senses and the intellect, as he seeks to pierce the cortex to seek the living, so he must break through what appears to be mere moral legitimacy, to pierce through to what is experienced in living spirituality behind the surface of mental experiences like a personality, like a being. Thus, on the one hand, Faust strives towards the living behind the sensory world in contrast to nature; on the other hand, Faust strives towards a relationship between the human soul and evil, which now also penetrates – I would say – the shell that rises above the deeper soul than the everyday soul. In both these respects Faust seeks a way out of the straitjacket into which, for example, Descartes and his philosophy have confined the human soul: out into nature, into the spiritual depths of the soul! And that this striving for a relationship to evil, not as a conceptual idea but as a positive experience, is deeply rooted in the spiritual development of the German character can be seen from the fact that in 1809 a German philosopher, Schelling, who was much inspired by Goethe, , Schelling, in 1809 in his treatise “Philosophical Investigations into the Essence of Human Freedom and the Related Objects”, was deeply concerned with the question of the origin of human evil. So that, by raising the question: To what extent is that which enters our world as evil compatible with the wise divine world order and divine goodness? - comes to the answer: In order to recognize evil, one must not only proceed to the very foundations of existence, but one must proceed to what Schelling, in harmony with other minds at the time, called the “unfounded grounds of existence”. Thus the power of evil came to life, so vividly within the German world view that the tragic struggle of the human soul with evil could be understood in its vitality, not from mere concepts. And if we connect what Goethe embodied in his Faust out of German feeling with what Goethe sometimes said when he wanted to characterize the course of his own mind, we are repeatedly referred back to that wonderful prose hymn by Goethe to nature, written in the 1880s:
then the wonderful words in it:
This means: Goethe is clear about one thing: weaving a mechanical network of concepts over nature does not provide an understanding of nature. Only such a deeper search in the existence of nature creates knowledge of nature, through which the human soul finds in the depths of this natural existence that which is related to what it can find in the depths of its own being when it penetrates into them. We may now ask: Is such striving, as it can be characterized by Kant, can be characterized by the ideal figure of Goethe's Faust -, is this striving an isolated, a merely individual one, or does it have anything to do with the overall striving of the German national spirit, the German national soul? Even if one considers Kant, the abstract philosopher, who hardly ventured a few miles beyond Königsberg and spent his whole life in abstract thought, one finds it clear and obvious, precisely in the way he works his way from his earlier world view to his later one, everywhere that he, despite his reclusiveness, develops out of from all that in the German national spirit strives for certainty, and how, by virtue of this national spirit, he did not actually come to a narrowing of the human soul to the realm of merely human thinking, but was led up to the horizon on which the full range of ideas and ideals appeared to him, which give man impulses in the course of his human development. One is tempted to say that what was later expressed by the most German of German philosophers, Fichte, already lives in Kant; that what has become so dear to the German world view, especially from the eighteenth century onwards, already lives in Kant. This German world view came to value having a view of the world that does not need to be disconcerted by what presents itself to the senses, for the absolute validity of that which is man's duty, love, divine devotion, moral world. When man looks at the world and considers the way in which he is placed in it, he sees himself surrounded by the field of vision of sensual impressions and what he can divine behind them; but he also sees himself placed in such a way that, in the strictest sense, he cannot conceive the value of the world without this second side of the world; he sees himself so placed that behind him, in his soul, the divine ideals are at work, which become his duty and deed, and these ideals do not bear the coarse sensual character that the world of external movement and external revelation has. One would like to say: When the German mind looks at the - symbolically speaking - stiffness and smoothness of natural existence, at the mechanical movement in the unfolding of natural processes, it feels the need to realize: How can one become at home in that which is so indifferent in nature, that which appears in ideals as a demand, as a duty, as a moral life - how can one become at home in that which appears as the highest value of life, as a moral ideal, how does the reality of moral ideals relate to the reality of external nature? This is a question that can be felt so lightly, but which can also be found in tremendous depth, heart-wrenching. And so it was felt in the best German minds at the time when Kant's worldview was forming. Sensuality had to be presented in such a way that it was no obstacle to the moral world flowing through people into the world. Morality must not be a reality that presents itself indifferently and against which moral ideas must rebound. By becoming an act through people, the moral ideas from the spiritual world must not rebound on the stiff materialistic barrier of the sensual world. This must be taken as a deep feeling, then one understands why Kant wants to dethrone ordinary knowledge so that a real source can be thought for the moral idea. Then one understands Johann Gottlieb Fichte, who coined the paradoxical but which arises from deep German striving: All sensuality, everything we can see and feel outside and think about the external world, is only “the sensitized material of our duty”. The true world is the world of the ruling spirit, which lives itself out by being felt by man in ideas and ideals. And these are the true reality, they are what pulses through the world as a current, what only needs something to which it can apply itself, to illustrate it. For Fichte, sensuality has no independent existence, but is the sensitized material for human fulfillment of duty. From a philosophy that seeks to validate everything spiritual, that must seek to do so from an inherent tendency towards idealism, such words emerged; and one may find such words one-sided – that is not the point, the point is not to turn such words into dogma. But to take them as symptoms of an aspiration that lives in a people is what is significant; and to recognize that such minds, which create in the sense of such a word, elevate Germanness to the arena of thought precisely because of the idealistic character of the German national soul. In order to give life to thought, human knowledge and striving must go beyond what Cartesius could merely find. And Goethe's “Faust”, this image of the highest human striving, this image, to understand which one must first struggle through it by allowing many German educational elements to take effect, from what did it emerge? It is truly not something that was thought up or created by an individual; rather, it emerged from the legends and poetry of the people themselves. Faust lived in the people, and Goethe was familiar with the puppet show of “Doctor Faust”; and in the simple folk character, he already saw the traits that he only elevated to the realm of thought. Nothing illustrates as clearly as Goethe's Faust how something supreme can arise from what lives most deeply, most intimately and most elementally in the simple folk being. One would like to say: not Goethe and Goethe's nature alone created Faust, but rather Goethe brought forth Faust like a germ that lay within the German national organism, and gave it his essence, embodied it in a sense so that this embodiment corresponds at the same time to the highest striving of the German spirit for the arena of thought. Not the striving of isolated personalities out of their idiosyncrasy, but precisely when it confronts us in its greatness from the entire national character, then it is the result of German idealism. And how does thought work within this German idealism? One comes to an understanding of how it works precisely by comparing this German idealistic striving of thought with what is also a striving of thought, let us say, for example, in Descartes. In Descartes, thought confines man within the narrowest limits; it works as a mere thought and as such remains confined to the world in which man lives directly with his senses and his mind. Within German Idealism, the personality does not merely seek thought as it enters the soul, but thought becomes a mirror image of that which is alive outside the soul, that which lives and moves through the universe, that which is spiritual outside of man, that which is above and below the spirit of man, of which nature is the outer revelation and the life of the soul is the inner revelation. Thus thought becomes an image of the spirit itself; and by rising to the level of thought, the German seeks to rise through thought to the living spirit, to penetrate into that world which lives behind the veil of nature in such a way that by penetrating this veil, man not only visualizes something, but penetrates with his own life into a life that is akin to his. And again, since man is not satisfied with what he can experience in his soul, he seeks to penetrate into what lies behind thinking, feeling and willing, for which these three are outer shells, for which even the thought is only an inner revelation, in which man lives and works, in which he knows himself as in a living being that creates the scene of thoughts within him. And so we can see how, especially in those times when the German mind, seemingly so divorced from external reality, from external experience, strove for a Weltanschauung, this German mind felt itself entirely dominant and weaving within the arena of thought. And there is first of all Johann Gottlieb Fichte, who regards external nature only as an external stimulus to that which he actually wants to seek, to whom, as already mentioned, the whole of the external sense world has become only the sensitized material of our duty; who wants to live only in that which can penetrate from the depths of the world in a mental way and can be directly realized before the human soul. That is the essence of his world view, that only what emerges in a contemplative way from the deepest depths of the soul and announces itself as emerging from the deepest depths of the world is valid for him. For his follower Schelling, the urge for nature, the Faustian urge, becomes so vivid within that he regards as worthless any knowledge of nature that seeks to express itself only in concepts about nature. Only when the human soul comes to regard the whole of nature as the physiognomy of man, only when nature is regarded in such a way that nature is the physiognomy of the spirit that reigns behind it, only then does one live in true knowledge of nature; but then, by penetrating through the bark, one feels creative in nature. And again, a paradoxical but fitting expression for the essence of Germanness is a saying of Schelling: To recognize nature is actually to create nature! Of course, this is a one-sided saying at first; but a saying that represents a one-sidedness need not remain so; rather, if it is properly recognized, this creative knowledge of nature will lead the mind to reflect inwardly, to awaken slumbering powers within itself that penetrate to the spiritual sources of nature. The source, the germ of that which can be true spiritual science – we can find it precisely within this world view of German idealism! In the third of the German idealistic philosophers, in Hegel – who is difficult to understand and so far removed from many people – this lively character of the arena of thought appears in the same way within German idealism. In our own time, when the abstract is so much decried and mere thought is so little loved, this world-view strikes us as strange. And yet Hegel feels intimately connected with the spirit-seeking aspect of Goethe's nature. The content of his world-view – what is it if not mere thinking, a progression from one thought to another? With his world-view we are presented with a thought organism; necessity is produced for us, so that we stand face to face with a mere thought organism, which we can only produce by creating it, as we would with any other organism through our senses. But behind this presentation of a thought organism there is consciousness, a certain attitude. This is the attitude that when a person strips away their world view, all sensations, all sensory perception, for a few moments of world viewing, when they strip away everything they want and feel as individuals, when they surrender to what is being, as if the thought itself were taking one step after another, that man then immerses himself in a world that is a thinking world - but no longer his thinking world - so that he no longer says to this world, “I think, therefore I am,” but rather, the spirit of the world thinks in me, and I give myself to the spirit of the world as a theater, so that in what I give as soul to the all-pervading spirit of the world, this spirit can develop its thoughts from stage to stage and show me how it bases its thoughts on world-becoming. And the deepest religious impulse is connected with the striving to experience in the soul only what this soul can experience when it surrenders all its own being to the thinking that thinks itself in it. One must also look at this Hegelian philosophy, this so idealistic departure from the German essence, in such a way that one does not take it as a dogma, which one can swear by or not, but as something that can stand before us like a symptom of German striving in a certain time. In the Hegelian world view, the world spirit appears, as it were, as a mere thinker. But as true as it is that much more than thinking alone was needed to shape the world, it is nevertheless true that the path that once led to it, so the logic would have it, is one of those that creates in man an attitude towards the life that reigns behind existence and leads man to the scene not of abstract, intellectual thought, but of living thought, which has world experience in the experience of thought. The three idealists – Fichte, Schelling and Hegel – sought to raise the human spirit to the realm of thought in three different directions: Fichte by trying to shine a light into the depths of the human ego and not saying, like Descartes, “I think, therefore I am!” For if Fichte had only been able to arrive at Descartes' thought, he would have said: I encounter within me a rigid existence, an existence that I have to look at. But that is not an ego. I am only an ego if I can secure my own existence myself at any time. I cannot come to my ego through the act of thought, not through mere thinking, but through an act of action. This is a continuous creative process. It does not rely on looking at its being. It leaves its previous being, but by having the power to create itself again in the next moment, out of the act, it arises again and again in a new way. Fichte does not grasp the thought in its abstract form, but in its immediate life on the scene of the thought itself, where he creates vividly and lives creatively. And Schelling, he tries to understand nature, and with genuinely German feeling he immerses himself in the secrets of nature, even though one can of course, if one wants to take his statements as dogma, present them as fantastic. But he immerses himself in natural processes with his deepest emotions, so that he does not feel merely as a passive observer of nature, as a being that merely looks at nature, but as a being that submerges itself in the plant and creates with the plant in order to understand plant creation. He seeks to rise from created nature to creating nature. He seeks to become as intimate with creating nature as with a human being with whom one is friends. This is an archetypally German trait in Schelling's nature. From his point of view, Goethe sought to approach nature in a similar way, as his Faust expresses it, as to the “bosom of a friend”. Goethe then says – to describe how far removed any abstract observer is from such a contemplation of nature – that he, as an external naturalist in relation to the earth, is a friend of the earth. In Goethe, the German spirit feels so human, so directly alive in the spirit that reigns in nature, in the desire to be scientific, in that he wants to raise science itself to the level of the realm of thought. And Hegelian logic – abstract, cold, sober thought in Hegel – what becomes of it? When one considers how mere logic often appears to man, and compares that with what prevails in Hegelian idealistic world view, then one first gets the right impression of the world significance of this Hegelian idealism. In Hegel, what appears to be the furthest thing from mysticism, the clear, crystal-clear (one might say) crystal-cold thought itself, is felt and experienced in such a way that although the thought prevails in the soul, what the soul experiences in thought is a direct mystical experience; for what Hegel experiences in thought is a becoming one with the divine world spirit, which itself permeates and lives through the world. Thus, in Hegel, the greatest clarity and conceptual sobriety become the warmest and most vibrant mysticism. This magic is brought about by the way in which the German spirit rises from its direct, living idealism to the realm of thought. In doing so, it proves that what matters is not the individual expressions that arise, but the soul's underlying basis for seeking a worldview. Hegel is said to be a dry logician. In contrast to this, one can say: the one who calls Hegel's logic that is only dry and cold himself. The one who is able to confront this logic in the right way can feel how it pulsates out of German idealism; the one who can feel the seemingly abstract thoughts that are spun out of one another in Hegel's work can feel the most lively warmth of soul that is necessary to let all the individuality of man fall away from man and to connect with the divine, so that in Hegel logic and mysticism can no longer be distinguished; that although nothing nebulous prevails in it, but that a mystical basic feature prevails in all its details. Even today, the German mind, even the opponents of German idealism, has endeavored time and again to explore the fundamental idealism of this German essence in its significance as a riddle. And the best German minds, even those who are opponents of Fichte, Schelling, Hegel – if you turn to them, you find that German development consists in absorbing more and more of the basic impulses of this idealism. How these basic impulses can lead to a living experience of the spiritual worlds has been discussed often and will be discussed more often. Attention should only be drawn to how – one might say – German Idealism, after it had reached one of the high points of the German world view, then continued to have an effect on German intellectual life as a different impulse. It was a period within this German intellectual life, and it was lived out in minds of the very, very first order until the middle of the nineteenth century, until the last third of the nineteenth century, when the view was that such creative work as is expressed, for example, in Goethe's Faust, where thought really takes hold of the imagination directly and can unfold dramatic creativity - was the opinion that this was only possible within poetry, but that the development of humanity shows that, for example, music has a different area; that music is, so to speak, the area that does not grasp the highest in man in a roundabout way, as it is sought through such poetry as the poetry of Faust – that music is the area in which sensuality must be grasped directly. One argument, with a certain justification after the experiences that could be had up to that point in the development of humanity, is the contrast between the Don Juan saga and the Faust saga; another is how misguided it is to as the Faust saga; it has been claimed that what this other saga, which shows man completely absorbed in sensual experience, can be correspondingly portrayed only within music that directly gives rise to and seizes sensuality. The way in which the German does not rise to the scene of thought in the abstract, but in a lively way, has also brought the refutation of this view. In Richard Wagner, we have in more recent times the spirit that has triumphed over the merely external element in music, the spirit that sought to deepen the setting of the thoughts so that the thought itself could take hold of the element that was thought to live only in music. To spiritualize music from the standpoint of thought, to show that, was also only possible for German idealism. One can say: Richard Wagner showed that in the most brittle element for thought there is nothing that could resist or resist the strength of life that prevails in German thought. In his philosophy and his view of nature, the German has tried to present nature to the soul in such a way that what appears to be mechanical and externally rigid loses its mechanical quality and what would otherwise appear in a formal way comes to life and moves as soulfully and vividly as the human soul itself. On the other hand, the element which flows in the immediate sensual sequence of tones, is allowed to seek its connection, its marriage with that which leads the human soul to the highest heights and depths in the realm of thought, in Wagner's music, which has thus effected a raising of an artistic-sensual element into an immediately spiritual atmosphere. This aspect of German idealism, which leads to a result that can be characterized as the soul standing on the scene of thought – I wanted to characterize this aspect today with a few strokes. This trait of German idealism, this living comprehension of the otherwise dead thought, is one side of the nature of the German people, but it is a remarkable side. It will appear as a remarkable phenomenon to anyone who is able to place themselves within the German national character through the invigoration of thought within themselves. Indeed, the German cannot arrive at the fundamental trait of his people's character other than by penetrating ever deeper into the self-knowledge of the human being. And this the German may, as it seems to me, feel most keenly in our immediate present, where this German essence really has to defend itself in a struggle forced upon it, where this German essence must become aware of itself by waging a struggle that it feels is befitting to it, arising from the task that appears to it as a sacred one, entrusted to it by the world forces and world powers themselves. And although today, in a different way than in the times of which we have mainly spoken, the German must fight for his world standing, his world importance, it must still come to life before our minds that the German today enters into a world-historical struggle. The deeper connection between the German soul struggling through the course of the world and the bloody events of the day, which, however, bring us bliss out of pain and suffering – a future history will have to establish this deeper connection more and more. I wanted nothing more from today's reflection than to show that the German has no need to speak out of hatred or outrage when he wants to compare his nature with that of other nations. We do not need to point out the nature of the German soul in order to exalt ourselves, but in order to recognize our duties as conferred by world history, we may point this out. And we do not need, as unfortunately happens today in the camp of our enemies, to invent all sorts of things that can serve to belittle the opponent, but we can point out the positive that works in the German national substance. We can let the facts speak, and they can tell us that the German does not want to, but must, according to his abilities, which are inspired by the world spirit, his nature, his abilities - without any arrogance - in comparison to the nature of other peoples. From this point of view, we do not need to fall into what so unfortunately many of our opponents fall into. We look over to the West. We certainly do not need to do as the French do, who, in wanting to characterize German nature in its barbarism, as they think, in its baseness, want to elevate themselves; truly, the French needed, as they believe, a new sophistry to do so. And minds that spoke highly of the German character just before the war, even at famous teaching institutions, can now, as we can see, find the opportunity to advocate the view that, given the nature of his world view, the German cannot help but conquer and , as Boutroux says, to assimilate what is around him; for the German does not want to ascend humbly, as Boutroux thinks, to the sources of existence, but claims that he is connected to these sources, that he carries the deity within himself and must therefore also carry all other peoples within himself. This German world view is certainly profound; but it is not conceived immodestly. Nor perhaps does the German need what is sought today from the British side when German character is to be characterized. The British, in emphasizing the peculiarities of their own national character, have never taken much interest in penetrating the German national character. When the forties in Germany were passing through this development, it was, I might say, the very expression of what the German can experience on the plane of thought. The way in which the disciples of Hegel thought, that of Schelling and his students was felt to be too abstract, too logical, and that on Schelling's side, efforts were made to gain a greater liveliness for the thoughts themselves on the stage of thoughts. While in Hegel one sensed that he allowed one thought to emerge from another with logical rigor, Schelling wanted people to perceive thoughts as active, living things that do not need to be proven in logic, just as what happens from person to person in living interaction cannot be encompassed in logic. He wanted to grasp it in something that is more than logic, wanted to grasp it in a living way, and that is how a great dispute arose on the scene, which the German tries to illuminate with the light he wants to ignite from his living knowledge. The English observed this dispute that arose. A London newspaper wrote what seemed to them a clever article about this dispute, in which it said: These Germans are actually abstruse visionaries. Many are concerned with the question of who is right: Schelling or Hegel. The truth is that Hegel is obscure and Schelling even more obscure; and the one who finds this wisdom, which is roughly equivalent to the point of view of not studying the world when it is illuminated by the sun but in the night when all cats are black or gray, will most easily cope with things. But anyone who today surveys what has been decided in Britain about the necessity of what is happening within the German nation will perhaps be reminded of such “deeply understanding” words, especially when these words are used primarily to conceal what is actually taking place – and what one does not want to admit to oneself either. A new mask is truly what contemporary Britain needs to characterize its relationship to Germanness, a new sophistry is what the [French] philosophers need to disparage Germany – a new sophistry that they have found themselves in just since the outbreak of war. And the Italians? They also need something to reassure them about their own actions at the present time. Without arrogance, the German may say: it will lift him up within the difficult world situation when he thinks precisely of the duty assigned to him by the world spirit, as he gains self-knowledge and this becomes knowledge of the German essence. What he should do flows from the knowledge of the German essence. When D'Annunzio spoke his ringing words before the Italian war broke out, he truly did not delve as deeply into Italian folklore as he could have. But we Germans, who have gladly immersed ourselves in what the Roman spirit has created, do not dare to believe that d'Annunzio's hollow words really come from the deepest essence of Italian culture, but that they come from the motives that d'Annunzio needs to justify himself. The others needed sophistry, a mask, to get the causes of the war off their own ground, so to speak. The Italian needed something else, a justification that we saw coming in the years to come, a strange justification: He needed a new saint, a saint newly appointed right within the profane, “holy egoism”. We see it recurring again and again, and it is to this that we see the representatives of the Italian character repeatedly appealing. A new saint was needed to justify what had been done. Perhaps it will be able to lead the objective, unbiased observer of the German character to a place within today's historical events; for German uniqueness does not arise from such “sophistry”, such “masquerade”, nor from the “appointment of a new saint”, but from human nature, from what this human nature allows to speak through itself, what the best minds have revealed to this people, but also what these spirits hoped for the people, because that is also a peculiarity of this German nature, which can be described by saying: the German always sought to direct a soul's gaze to what was aroused in him from the scene of thoughts, and from this he also wanted to recognize what hope he could harbor for what his people could achieve. And today, when we need to develop love, a great deal of love, for what the ancestors of the German character have established within the German national soul and national strength, in order to place ourselves in today's historical events through this love, today, when we need faith in the strength of the present, today when we need confident hope for the success of that which the German essence must achieve for the future – today we can look in just such a way at what the Germans have always loved, believed, hoped for in the context of their past, present and future. And so let us conclude with the words of a man who is indeed unknown today in the broadest circles, but who, in lonely thought, wanted to fathom the popular and the intellectual of Goethe's Faust in those years of German life in which Germany had not yet produced the German state in its modern form. In those years, which preceded the deeds of German might, in the 1860s, a lonely thinker was pondering the idea that In his imagination, in his soul life, in his idealism, the German wanted to rise to the highest that he could only somehow sense. He had a power to develop that must lie in his nature and that gives us the hope that this power will be realized fruitfully, victoriously in action. A simple German Faust observer, an observer of poetry that truly shows that German character holds future forces, is quoted with his words. By pointing to words that Goethe himself, intuitively projecting himself into the German future, spoke as a sixty-five-year-old old man, he ties his own words to them and says:
And the Faust viewer from the sixties continues:
We believe that in our own day, out of the blood and the creative energy, the courageous deeds of our own day, such hopes as have been expressed by the best among the Germans and arise from the deepest German national feeling may be fulfilled. We believe that in these difficult days the German can develop to his strength, over which the atmosphere of hatred spreads, still another: that he can vividly grasp to strengthen his strength the love for what has been handed down in spirit and strength, in the life and work of his fathers as a sacred legacy, because he can be convinced that he, by permeating himself with this love for the past, he finds the strength in which to believe; because in this faith and this love he may find the hope for those fruits which must blossom for the German character out of blood and suffering, but also out of the blessed deed of the present, which the German performs not out of bellicosity but out of devotion to a necessity imposed on him by history. Thus, in the difficult times we are going through, the following must be part of German life, German work, German feeling and thinking: that which may sustain the German, may uplift him, and may lead him through the difficult struggle in which he finds himself: love for the German past, faith in the German present, confident hope for the German future! |
4. The Philosophy of Spiritual Activity (1963): The World as Perception
Translated by Rita Stebbing Rudolf Steiner |
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This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. |
His studies were interrupted by the death of his father, which left him in poverty. After he supported himself by tutoring for 9 years, the kindness of a friend enabled him to resume his studies, to graduate as a doctor and to qualify as a privatdocent. |
4. The Philosophy of Spiritual Activity (1963): The World as Perception
Translated by Rita Stebbing Rudolf Steiner |
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[ 1 ] Concepts and ideas arise through thinking. What a concept is cannot be stated in words. Words can do no more than draw attention to our concepts. When someone sees a tree, his thinking reacts to his observation, an ideal counterpart is added to the object, and he considers the object and the ideal counterpart as belonging together. When the object disappears from his field of observation, only the ideal counterpart of it remains. This latter is the concept of the object. The further our range of experience is widened, the greater becomes the sum of our concepts. But a concept is never found isolated. Concepts combine to form a totality built up according to inherent laws. The concept “organism” combines, for example, with those of “gradual development, growth.” Other concepts formed of single objects merge completely. All concepts that I form of lions, merge into the general concept “lion.” In this way the single concepts unite in an enclosed conceptual system, in which each concept has its special place. Ideas are not qualitatively different from concepts. They are but concepts that are richer in content, more saturated and comprehensive. At this particular point I must draw special attention to the fact that thinking is my point of departure, and not concepts and ideas which must first be gained by means of thinking. Concepts and ideas already presuppose thinking. Therefore, what I have said about the nature of thinking, that it exists through itself, that it is determined by nothing but itself, cannot simply be carried over and applied to concepts. (I mention this at this point explicitly because it is here that my difference with Hegel lies. For Hegel, the concept is the primary and original.) [ 2 ] The concept cannot be gained from observation. This can already be seen from the fact that the growing human being slowly and gradually forms concepts corresponding to the objects surrounding him. The concepts are added to observation. [ 3 ] A much-read contemporary philosopher, Herbert Spencer,23 describes the mental process which we carry out in response to observation, in the following way:
A closer examination gives a very different result from what is described above. When I hear a sound, the first thing I do is to find the concept that corresponds to this observation. It is this concept that takes me beyond the sound. Someone who did not reflect further would simply hear the sound and be content with that. But, because I reflect, it becomes clear to me that I have to understand the sound as an effect. It is therefore only when I connect the concept of effect with the perception of the sound that I am induced to go beyond the single observation and look for the cause. The concept of effect calls up that of cause; I then look for the object which is the cause, and in this case I find it to be the partridge. But these concepts, cause and effect, I can never gain by mere observation, however many instances I may have observed. Observation calls up thinking, and it is thinking that then shows me how to fit one individual occurrence to another. [ 5 ] If one demands of a “strictly objective science” that it must take its content from observation alone, then one must at the same time require that it is to desist from all thinking. For by its very nature, thinking goes beyond the observed object. [ 6 ] We must now pass from thinking itself to the being who thinks, for it is through the thinker that thinking is combined with observation. Human consciousness is the stage upon which concept and observation meet one another and become united. In saying this, we have at the same time characterized human consciousness. It is the mediator between thinking and observation. Insofar as the human being observes an object, it appears to him as given; insofar as he thinks, he appears to himself as active. He regards what comes to meet him as object, and himself as thinking subject. While he directs his thinking to the observation, he is conscious of the object; while he directs his thinking to himself he is conscious of himself, or is self-conscious. Human consciousness of necessity, must be self-conscious at the same time, because it is a thinking consciousness. For when thinking turns its attention to its own activity, then its own essential being, that is, its subject, is its object as well. [ 7 ] It must, however, not be overlooked that it is only with the help of thinking that we can define ourselves as subject and contrast ourselves with objects. For this reason, thinking must never be understood as a merely subjective activity. Thinking is beyond subject and object. It forms these two concepts, just as it forms all others. When therefore as thinking subject, we refer a concept to an object, we must not understand this reference as something merely subjective. It is not the subject that makes the reference, but thinking. The subject does not think because it is subject; rather it appears to itself as a subject because it is able to think. The activity carried out by man as a thinking being is, therefore, not a merely subjective activity. Rather it is neither subjective nor objective; it is an activity that goes beyond both these concepts. I ought never to say that my individual subject thinks; in fact, my subject exists by the very grace of thinking. Thinking, therefore, is an element that takes me beyond myself and unites me with the objects. Yet at the same time it separates me from them, inasmuch as it sets me, as subject, over against them. [ 8 ] Man's twofold nature is due to this: he thinks, and in so doing encompasses himself and the rest of the world; but at the same time, it is also by means of thinking that he defines himself as an individual who confronts the objects. [ 9 ] The next step is to ask ourselves: How does the other element,—that in consciousness meets with thinking—which we have so far simply called the object of observation, enter our consciousness? [ 10 ] In order to answer this question, we must separate from our field of observation all that has been brought into it by thinking. For the content of our consciousness at any moment is already permeated with concepts in the most varied ways. [ 11 ] We must imagine a being with fully developed human intelligence suddenly waking into existence out of nothing, and confronting the world. Everything of which it was aware before its thinking activity began, would be the pure content of observation. The world would then reveal to this being nothing but the mere disconnected aggregate of objects of sensation: colors, sounds, sensations of pressure, warmth, taste and smell, then feelings of pleasure and displeasure. This aggregate is the content of pure, unthinking observation. Over against it stands thinking, ready to unfold its activity if a point of attack can be found. Experience soon shows that it is found. Thinking is able to draw threads from one element of observation to another. It connects definite concepts with these elements and thereby brings about a relationship between them. We have already seen above how a sound that comes to meet us is connected with another observation by our identifying the former as the effect of the latter. [ 12 ] If we now remind ourselves that the activity of thinking is never to be understood as a subjective activity, then we shall not be tempted to believe that such relationships, established by thinking, have merely a subjective value. [ 13 ] Our next task is to discover by means of thinking reflection what relation the above-mentioned directly given content of observation has to our conscious subject. [ 14 ] The varied ways of using words make it necessary for me to come to an agreement with my readers concerning the use of a word which I shall have to employ in what follows. I shall use the word perceptions for the immediate objects of sensation enumerated above, insofar as the conscious subject becomes aware of them through observation. It is therefore not the process of observation, but the object of observation which I call perception.25 [ 15 ] I do not choose the word sensation because in physiology this has a definite meaning which is narrower than that of my concept of perception. I can call a feeling in myself a perception, but not a sensation in the physiological sense. But I also become aware of my feelings by their becoming perceptions for me. And the way we become aware of our thinking through observation is such that we can also call thinking, as it first comes to the notice of our consciousness, a perception. [ 16 ] The naive man considers his perceptions, in the sense in which they directly seem to appear to him, as things having an existence completely independent of himself. When he sees a tree he believes, to begin with, that it stands in the form which he sees, with the colors of its various parts, etc., there on the spot toward which his gaze is directed. When in the morning he sees the sun appear as a disk on the horizon and follows the course of this disk, his opinion is that all this actually exists (by itself) and occurs just as he observes it. He clings to this belief until he meets with further perceptions which contradict those he first had. The child who has as yet no experience of distance grasps at the moon, and does not correct his first impression as to the real distance until a second perception contradicts the first. Every extension of the circle of my perceptions compels me to correct my picture of the world. We see this in everyday life, as well as in the intellectual development of mankind. That picture which the ancients made for themselves of the relation of the earth to the sun and to the other heavenly bodies had to be replaced through Copernicus by a different one, because theirs did not accord with perceptions which were unknown in those early times. A man who had been born blind said, when operated on by Dr. Franz,25a that the idea of the size of objects which he had formed by his sense of touch before his operation, was a very different one. He had to correct his tactual perceptions by his visual perceptions. [ 17 ] Why are we compelled to make these constant corrections of our observations? [ 18 ] A simple reflection will answer this question. When I stand at one end of an avenue, the trees at the far end seem smaller and nearer together than those where I stand. The picture of my perception changes when I change the place from which I am looking. The form in which it appears to me, therefore, is dependent on a condition which belongs not to the object, but to me, the perceiver. It is all the same to the avenue where I stand. But the picture of it which I receive depends essentially on the place where I stand.' In the same way, it is all the same to the sun and the planetary system that human beings happen to consider them from the earth; but the perception-picture of the heavens which human beings have is determined by the fact that they inhabit the earth. This dependence of our perception-picture upon our place of observation is the easiest one to grasp. Matters already become more difficult when we learn how our perceptions are dependent on our bodily and spiritual organization. The physicist shows us that within the space in which we hear a sound, vibrations of the air occur, and also that in the body in which we seek the origin of the sound, vibrating movements of its parts will be found. We perceive this movement as sound, but only if we have a normally constructed ear. Without this, the whole world would be forever silent for us. From physiology we know that there are people who perceive nothing of the splendor of color surrounding us. Their perception-picture shows only degrees of light and dark. Others are blind to one color, e.g., red. Their picture of the world lacks this shade of color, and therefore is actually a different one from that of the average person. I would call the dependence of my perception-picture on my place of observation, a mathematical one, and its dependence on my organization a qualitative one. The first determines the proportions of size and mutual distances of my perceptions, the second their quality. The fact that I see a red surface as red—this qualitative determination—depends on the organization of my eye. [ 19 ] My perception-pictures, then, are subjective to begin with. Knowledge of the subjective character of our perceptions may easily lead to doubt that there is any objective basis for them at all. If we know that a perception, for example, that of the color red or of a certain tone, is not possible without a specific structure of our organism, it is easy to believe that it has no existence at all apart from our subjective organization, that without the act of perceiving—the objective of which it is—it would have no kind of existence. This view found a classical exponent in George Berkeley.26 His opinion was that man, from the moment he realizes the significance the subject has for perception, is no longer able to believe in the presence of a world without the conscious spirit. He said:
According to this view, nothing remains of the perception, if one disregards the fact of its being perceived. There is no color when none is seen, no sound when none is heard. Apart from the act of perception, extension, form and motion exist as little as do color and sound. Nowhere do we see bare extension or form; these are always connected with color or some other quality unquestionably dependent on our subjectivity. If these latter disappear when our perception of them disappears, then the former, being bound up with them, must likewise disappear. [ 20 ] To the objection that even if figure, color, sound, etc., have no other existence than the one within the act of perception, yet there must be things that exist apart from consciousness and to which the conscious perception pictures are similar, the above view would answer that a color can be similar only to a color, a figure only to a figure. Our perceptions can be similar only to our perceptions, and to nothing else. What we call an object is also nothing but a collection of perceptions which are connected in a particular way. If I strip a table of its form, extension, color, etc.,—in short, of all that is only my perception—then nothing else remains. If this view is followed to its logical conclusion, it leads to the assertion that the objects of my perceptions are present only through me and, indeed, only in as far as, and as long as I perceive them. They disappear with the act of perceiving them, and have no meaning apart from it. But apart from my perceptions I know of no objects and cannot know of any. [ 21 ] No objection can be made to this assertion as long as in general I merely take into account the fact that the perception is partially determined by the organization of my subject. It would be very different if we were able to estimate what function our perceiving has in bringing about a perception. We should then know what happens to the perception during the act of perceiving, and could also determine how much of it must already have existed before it was perceived. [ 22 ] This leads us to turn our consideration from the object of perception to its subject. I perceive not only other things; I also perceive myself. The immediate content of the perception of myself is the fact that I am the stable element in contrast to the continually coming and going perception-pictures. The perception of the I can always come up in my consciousness while I am having other perceptions. When I am absorbed in the perception of an object that is given, then, for the time being, I am conscious only of this object. To this, the perception of my self can come. I am then conscious, not only of the object, but also of my own personality, which confronts the object and observes it. I do not merely see a tree, but I also know that it is I who see it. I also realize that something takes place in me while I observe the tree. When the tree disappears from my field of vision, an after-effect of this process remains in my consciousness: an image of the tree. This image became united with my self during my observation. My self has become enriched; its content has taken a new element into itself. This element I call my representation of the tree. I should never be in a position to speak of representations if I did not experience them in the perception of my own self. Perceptions would come and go; I should let them slip by. Only because I perceive my self, and am aware that with each perception the content of my self also changes, do I find myself compelled to bring the observation of the object into connection with the changes in my own condition, and to speak of my representation. [ 23 ] I perceive the representation in my self in the same sense as I perceive color, sound, etc., in other objects. Now I am also able to make the distinction that I call those other objects that confront me, outer world, whereas the content of my self-perception I call inner world. Misunderstanding of the relationship between representation and object has led to the greatest mistakes in modern philosophy. The perception of a change in us, the modification experienced in the self, has been thrust into the foreground and the object which causes this modification is lost sight of altogether. It is said: We do not perceive the objects, but only our representations. I am supposed to know nothing of the table in itself, which is the object of my observation, but only of the changes which occur in my self while I perceive the table. This view should not be confused with that of Berkeley, mentioned above. Berkeley maintains the subjective nature of the content of perceptions, but he does not say that I can know only of my own representations. He limits man's knowledge to his representations because, in his opinion, there are no objects outside the act of representing. What I regard as a table is no longer present, according to Berkeley, when I cease to turn my gaze toward it. This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. What we call “world” is present only within spirits. For Berkeley, what the naive man calls outer world, or physical nature, is not there. This view is contrasted by the now predominant Kantian 27 view which limits our knowledge to our representation not because it is convinced that there cannot be things in existence besides these representations, but because it believes us to be so organized that we can experience only the modification in our own self, not the thing-in-itself that causes this modification. This conclusion arises from the view that I know only my representations, not that there is no existence apart from them, but only that the subject cannot take such an existence directly into itself; all it can do is merely through
This view believes it expresses something absolutely certain, something that is immediately obvious, in need of no proof.
These are the opening sentences of Volkelt's book on Kant's Theory of Knowledge.29 What is put forward here as an immediate and self-evident truth is in reality the result of a line of thought which runs as follows: The naive man believes that the objects, just as he perceives them, are also present outside his consciousness. Physics, physiology and psychology, however, seem to show that for our perceptions our organization is necessary and that, therefore, we cannot know about anything except what our organization transmits to us from the objects. Our perceptions therefore are modifications of our organization, not things-in-themselves. The train of thought here indicated has, in fact, been characterized by Eduard von Hartmann 30 as the one which must lead to the conviction that we can have a direct knowledge only of our own representations.31 Outside our organisms we find vibrations of physical bodies and of air; these are sensed by us as sounds, and therefore it is concluded that what we call sound is nothing but a subjective reaction of our organisms to these movements in the external world. In the same way, color and warmth are found to be merely modifications of our organisms. And, indeed, the view is held that these two kinds of perceptions are called forth in us through effects or processes in the external world which are utterly different from the experiences we have of warmth or of color. If these processes stimulate the nerves in my skin, I have the subjective perception of warmth; if they happen to encounter the optic nerve, I perceive light and color. Light, color and warmth, then, are the responses of my sensory nerves to external stimuli. Even the sense of touch does not reveal to me the objects of the outer world, but only conditions in myself. In the sense of modern physics, one must imagine that bodies consist of infinitely small particles, molecules, and that these molecules are not in direct contact, but are at certain distances from one another. Between them, therefore, is empty space. Across this space they act on one another by attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I sense as the body's resistance is nothing other than the effect of the force of repulsion which its molecules exert on my hand. I am completely external to the body and perceive only its effects upon my organism. [ 24 ] These considerations have been supplemented by the theory of the so-called specific nervous energy, which has been advanced by J. Müller (1801-1858).32 According to this theory, each sense has the peculiarity that it responds to all external stimuli in one definite way only. If the optic nerve is stimulated, perception of light results, irrespective of whether the nerve is stimulated by what we call light, or by a mechanical pressure, or an electric current. On the other hand, the same external stimulus applied to different senses gives rise to different perceptions. This appears to show that our sense-organs can transmit only what occurs in themselves, but nothing from the external world. They determine our perceptions, each according to its own nature. [ 25 ] Physiology also shows that there is no question of a direct knowledge of what the objects cause to take place in our sense-organs. When the physiologist traces the processes in our bodies, he discovers that already in the sense organs, the effects of the external vibrations are modified in the most manifold ways. This can be seen most clearly in the case of the eye and ear. Both are very complicated organs which modify the external stimulus considerably before they conduct it to the corresponding nerve. From the peripheral end of the nerve the already modified stimulus is then led further to the brain. Here at last the central organs are stimulated in their turn. From this the conclusion is drawn that the external process must have undergone a series of transformations before it reaches consciousness. What goes on in the brain is connected by so many intermediate processes with the external process, that any similarity to the latter is unthinkable. What the brain ultimately transmits to the soul is neither external processes nor processes in the sense-organs, but only such as occur in the brain. But even these are not directly perceived by the soul; what we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity to the process which occurs in the brain when I sense the red. The red is caused by the processes in the brain and appears again only as an effect of this in the soul. This is why Hartmann says: 33 “What the subject perceives therefore is always only modifications of his own psychic states and nothing else.” When I have sensations, these are as yet far from being grouped into what I perceive as objects. For only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the sense of touch, those of color and light by the sense of sight. Yet all these can be found united in one and the same object. The unification must, therefore, be caused by the soul itself; this means that the soul combines into bodies the separate sensations transmitted through the brain. My brain gives me separately and indeed along very different paths, the sensations of sight, touch and hearing, which the soul then combines into the representation “trumpet.” This last link (the representation of trumpet) is the very first process to enter my consciousness. In it can no longer be found anything of what is outside of me and originally made an impression on my senses. The external object has been entirely lost on the way to the brain and through the brain to the soul. [ 26 ] In the history of man's intellectual endeavor it would be hard to find another edifice of thought which has been put together with greater ingenuity and yet which, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been built up. The starting point is taken from what is given in naive consciousness, that is, from things as perceived. Then it is shown that nothing of what belongs to these things would be present for us had we no senses. No eye: no color. Therefore, the color is not yet present in what affects the eye. It arises first through the interaction of the eye and the object. The latter must, therefore, be colorless. But neither is the color present in the eye, for what is present there is a chemical or physical process which first has to be led by the optic nerve to the brain, and there releases another process. This is not yet the color. The latter is only called up in the soul through the process in the brain. As yet it does not enter my consciousness, but is first placed by the soul on a body outside. Here, finally, I believe that I perceive it. We have completed a circle. We are conscious of a colored object. This is the starting point; here the building up of thoughts begins. If I had no eye, for me the object would be colorless. I cannot, therefore, place the color on the body. I start on a search for it. I look for it in the eye: in vain; in the nerve: in vain; in the brain: in vain once more; in the soul: here I find it indeed, but not attached to the body. I recover the colored body only there at the point from which I started. The circle is closed. I am confident that I recognize as a product of my soul what the naive man imagines to be present out there in space. [ 27 ] As long as one remains here, everything seems to fit beautifully. But we must start again from the beginning. Until now I have been dealing with the outer perception, of which earlier, as naive man, I had a completely wrong opinion. I believed that just as I perceive it, it had an objective existence. But now I have noticed that in the act of representing it, it disappears; that it is only a modification of my soul condition. Is there any justification for using it as a starting point in my consideration? Can I say of it that it affects my soul? From now on I have to treat the table, of which earlier I believed that it acted on me and brought about in me a representation of itself, as being itself a representation. From this it follows logically that my sense-organs and the processes in them are also mere subjective manifestations. I have no right to speak of a real eye, but only of my representation of eye. And the same holds good in regard to the nerves and the brain process, and no less in regard to what takes place in the soul itself, through which, out of the chaos of manifold sensations, objects are supposed to be built up. If I run through the steps of my act of cognition once more, presupposing the first line of thought to be correct, then the latter shows itself to be a web of representations which, as such, could not act upon one another. I cannot say: My representation of the object affects my representation of the eye, and from this interaction the representation of color comes about. Nor is there any need for saying this, for as soon as it is clear to me that my sense-organs and their activity, and my nerve and soul processes as well, can also be given only through perception, then the described line of thought shows itself in its full impossibility. It is true that I can have no perception without the corresponding sense organ, but neither can I have the sense-organ without perception. From my perception of the table I can go over to the eye which sees it, and to the nerves in the skin which touch it, but what takes place in these I can, again, leam only from perception. And there I soon notice that in the process which takes place in the eye there is no trace of similarity to what I perceive as color. I cannot deny the existence of my color perception by pointing to the process which takes place in the eye during this perception. And just as little can I find the color in the nerve and brain processes; all I do is only add new perceptions, within the organism, to the first perception, which the naive man placed outside his organism. I simply pass from one perception to another. [ 28 ] Apart from this there is an error in the whole conclusion of the line of thought. I am able to follow what takes place in my organism up to the processes in my brain, even though my assumptions become more and more hypothetical the nearer I get to the central processes in the brain. But the path of observation from outside ceases with what takes place in my brain, ceases, in fact, with what I should observe if I could treat the brain with the assistance and methods of physics and chemistry. The path of observation from within begins with the sensation and continues up to the building up of objects out of the material of sensation. In the transition from brain-process to sensation, there is a gap in the path of observation. [ 29 ] This characteristic way of thinking, which describes itself as critical idealism, in contrast to the standpoint of naive consciousness which it calls naive realism, makes the mistake of characterizing one perception as representation while taking another in the very same sense as does the naive realism which it apparently refutes. Critical idealism wants to prove that perceptions have the character of representations; in this attempt it accepts—in naive fashion—the perceptions belonging to the organism as objective, valid facts, and, what is more, fails to see that it mixes up two spheres of observation, between which it can find no mediation. [ 30 ] Critical idealism is able to refute naive realism only by itself assuming, in naive-realistic fashion, that one's own organism has objective existence. As soon as the critical idealist becomes conscious of the complete similarity between the perceptions connected with one's own organism and those which naive realism assumes to have objective existence, he can no longer rely on the perceptions of the organism as being a safe foundation. He would have to regard his own subjective organization also as a mere complex of representations. But then the possibility ceases of regarding the content of the perceived world as a product of man's spiritual organization. One would have to assume that the representation “color” was only a modification of the representation “eye.” So-called critical idealism cannot be proved without borrowing something from naive realism. Naive realism can only be refuted by accepting its assumptions—without testing them—in another sphere. [ 31 ] This much, then, is certain: Investigations within the sphere of perceptions cannot prove critical idealism, and consequently cannot strip perceptions of their objective character. [ 32 ] Still less can the principle, “The perceived world is my representation,” be stated as if it were obvious and in need of no proof. Schopenhauer 34 begins his principal work, Die Welt als Wille und Vorstellung, The World as Will and Representation, with the words:
The principle above: “The world is my representation,” on which this is based, is, however, wrecked by the fact, already mentioned, that the eye and the hand are perceptions in just the same sense as the sun and the earth. And if one used Schopenhauer's expressions in his own sense, one could object to his principle: My eye that sees the sun and my hand that feels the earth are my representations, just like the sun and the earth themselves. But that, with this, the principle is canceled out, is immediately obvious. For only my real eye and my real hand could have the representations “sun” and “earth” as their modifications; my representations “eye” and “hand” cannot have them. But critical idealism can speak of representations only. [ 33 ] It is impossible by means of critical idealism to gain insight into what relation perception has to representation. It is insensible to the distinction, mentioned on page 85, of what happens to the perception while perceiving takes place and what must be inherent in it before it is perceived. We must, therefore, attempt to gain this insight along another path.
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68c. Goethe and the Present: The Fairy Tale of the Green Snake and the Beautiful Lily
04 Apr 1904, Berlin Rudolf Steiner |
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And the one who performs the actions out of infinite love, he calls “belonging to the degree of the fathers”. The fourth degree was where man stood at the crossroads, where man has organized himself through the physical body, the etheric double body, which is the carrier of the life force, and the astral body, which is subject to the laws of desire, of passion. |
Goethe expresses this thought elsewhere with the words: If the eye were not solar, How could we behold the light? If not the God-own power lives in us, How can we be enraptured by the divine? Here he says in poetic words what he expresses in pictures in the “Fairytale”. |
He addresses these words to the young man in the sense that he expressed when he saw the Greek deities depicted in Rome and said: There is necessity, there is God , and: I suspect that they [the great artists of the Greeks] proceeded according to the very laws by which nature proceeds and which I am on the trail of. |
68c. Goethe and the Present: The Fairy Tale of the Green Snake and the Beautiful Lily
04 Apr 1904, Berlin Rudolf Steiner |
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If Theosophy were to claim that it is something completely new, only having come into the world in the last few decades, then it could easily be dismissed as ineffective. For it is easy for people to believe that individual special truths, new acquisitions in some field of knowledge, could enrich human thought and perception in the advancing age; but not that which concerns man's deepest innermost core, the source of human wisdom, that this should appear as something completely new in any age. This is not to be believed without further ado, and it is therefore only natural that such a belief, as if Theosophy could or wanted to bring something completely new, would have to cause mistrust of the Theosophical movement. But Theosophy has always, since it first tried to influence the modern cultural movement, described itself as an ancient wisdom, as something that people have sought, that they have hoped to attain in the most diverse forms at all times. And it has been the task of the theosophical movement to search in the various religions and world views for the different forms in which people throughout the ages have tried to penetrate to the source of truth. Theosophy has revealed that at different times, even in the most ancient times, there was something deeply related to the wisdom by which man tried to recognize his goal. And so it is indeed. Theosophy makes us modest with regard to the achievements of our own time. The well-known, thoroughly immodest saying that we have come so gloriously far in this 19th century is strangely limited by a consideration of intellectual life in its deepest sense, through the centuries and the millennia. However, I do not wish to take you back to ancient times; instead, I would like to show you a modern personality who has tried to put into practice the ancient wisdom inscribed on the Greek temple with the words “Know Thyself”, that such a modern personality, who made this saying his own, is fundamentally in complete harmony with what Theosophy describes as its doctrine and belief. This personality is none other than Johann Wolfgang von Goethe. This personality is undoubtedly familiar not only to Germans, but also to many other cultured people of the present day. He is more or less so for each individual. Goethe, however, is a mind that one relates to in a very special way. He is a spirit that one can study at any point in one's life, and one will find much that reveals not only the great artist, the great poet with outstanding qualities, but one will soon, if one delves further, be able to judge Goethe the great sage, with whom one has such an affinity that, if one returns to him after years, one can always discover something new and ever more in him. We find that Goethe is one of those minds that contain an infinite amount. And if we have learned new things time and again to add to our own little treasure trove of wisdom and then we return to Goethe, we are amazed and stand in awe once again at what was previously closed to us because we lacked the echo to the realm that spoke through him. And no matter how much such a person has cultivated his inner life, no matter how much profound wisdom he finds in Goethe when he waits a few more years and delves into his writings again, he will be convinced that he finds something new, greater, even infinite in Goethe's works. Goethe is never exhausted. This is an experience that is particularly made by those who have trust, who have faith in the deep development of the human soul. It is said that in his “Faust” Goethe has given us a kind of modern gospel. If this saying is to be accepted, then Goethe has also given us, in addition to his gospel, a kind of secret revelation, a kind of apocalypse. This apocalypse is hidden in his works; it forms the conclusion of the “Conversations of German Emigrants” and is read only by a few. I have always been asked where this fairy tale is to be found in Goethe's works. It is in all the editions of Goethe's works and, as I said, forms the conclusion of the “Conversations of German Emigrants”. In this fairy tale, Goethe created a work of art of infinite beauty. I will attempt to give an interpretation of this fairy tale without destroying the immediate pictorial impression of the work of art. Goethe has woven his most intimate thoughts and ideas into the “Fairytale”. In the last years of his life, he said to Eckermann: “My dear friend, I want to tell you something that may be useful to you when you look at my works. My works will not become popular; a few people will understand what I wanted to say, but nothing can make my works popular.” He probably said this with the second part of Faust in mind and meant that those who enjoy Faust can have an immediate artistic impression. But those who get behind the secrets hidden in Faust will also be able to say what is hidden behind these images. I do not wish to speak about the second part of Faust, but rather about the fairy tale of the green snake and the beautiful lily, in which Goethe expressed himself even more intimately than in the second part of Faust. I would like to speak about what Goethe has secretly hidden in these strange images. But I would also like to speak about why Goethe used the pictorial expression to express his most intimate thoughts. Both questions will be answered in the course of the lecture. Anyone who understands the Fairy Tale of the Green Snake and the Beautiful Lily knows that in Goethe we have a theosophist, a mystic. Goethe also represented the wisdom and the view of life that Theosophy advocates in a popular form; and the “Fairy Tale” is a fully valid proof of this. But in the times when Goethe was expressing himself, people did not try to clothe the highest truths in words through the power of the intellect in public lectures, as they do today; they did not try to present these most intimate human soul truths in the same way. Those who had insight into such truths expressed them in figurative form, through parables. It was an old custom, a custom that still originated in the Middle Ages, that one cannot arrive at the highest insights in an abstract form, but that for this a kind of initiation is needed. And this initiation made it impossible for those who sensed that a certain mood, a kind of breath of the soul, was needed to grasp such truths, to speak of these higher truths; truths that indeed cannot be perceived with the mind alone. A certain mood is needed, and I call this mood the 'breath of the soul'. The language of reason seemed to them personally too sober, too dry to express the highest truths. Furthermore, they still had some conviction that the one who experiences such things must first make himself worthy of the truth. This conviction has meant that in ancient times, until about the third century of the Christian era, the truth about the human soul and the human spirit was not presented in such a way that it could be revealed publicly. Instead, those who were to come into possession of the highest truths had to be prepared to receive what was offered in the so-called mystery centers. These mystery temples presented all the secrets of natural and cyclic laws to the mystics as something that we would recognize as sober truth if we expressed it in dry sentences of the mind, but which the disciple had to recognize and live as living truth. It is not a matter of thinking wisdom, but of living wisdom. It is not merely a matter of permeating wisdom with the ardor of the spirit, but of becoming a completely different person. He had to approach the holiest with a certain awe; he had to understand that truth is divine, that it is imbued with the divine blood of the world, that it enters into our personality, that the divine world should revive, that knowledge means the same as what is meant by the word development. This was to be made clear to the mystic, and this he was to achieve at the purification stage of the mysteries. He was to educate himself to have a holy awe for the truth, he was to be weaned away from clinging to the sensual, from the sufferings and joys of life, from that with which everyday life surrounds us. The light of the spirit, which we need when we withdraw from profane life, could only be received when that had been discarded. When we are worthy to receive the light of the spirit, then we have become different, then we love the spirit, then we love with earnest sympathy and devotion that which we otherwise only recognized as a shadowy existence, as an abstract existence: We love the spiritual life, which for the ordinary person is only thought. But the mystic learns to sacrifice the self that clings to the everyday; he learns not only to penetrate truth through thinking, he learns to live it through, he learns to receive it as divine wisdom, as theosophy. Goethe expressed this conviction in the “West-Eastern Divan”:
That was what the mystics of all times strove for: to let the lower die and to let that rise that lives in the spirit. To hold the dying of the sensual reality in low esteem, so that man may ascend into the realm of divine intentions. Dying in order to become. He who does not have this does not know what forces are at work in our world; he is only a dull guest on our earth. Goethe expressed this in the “West-Eastern Divan” and he also seeks to depict this vividly in the fairy tale of the green snake and the beautiful lily. The transformation of man from one level of existence to a higher level was the puzzle he wanted to solve. The question was: how can a person who lives in the everyday, who can only see with his eyes and hear with his ears, grasp this “die and become”? This was the question of mystics of all times. This great question was called the “spiritual alchemy” at all times, the transformation of man from the everyday soul to the spiritual soul, which grasps spiritual things as the ordinary person grasps earthly things, the table, the chair and so on, and considers them real. When this alchemy had taken place with man, then the mystery guides considered him worthy to receive the highest truths. Then they led him into the holy of holies, then he was initiated, then he was endowed with the teachings that teach him about the intentions of nature, about the intentions that permeate the plan of the world. It is such an initiation that Goethe describes [in “Fairytale”]: an initiation of the worthy person into the mysteries. This arises for two reasons: first, in his youth, Goethe was equally eager to learn the secret that was then called the secret of alchemy. Between his studies in Strasbourg and Leipzig, he already recognized that there is a spiritual side to alchemy, and he knew that ordinary alchemy is only a distortion of the spiritual one. That everything known as alchemy could only exist because the figurative expressions were taken for realities. He meant the alchemy of the human being, which takes place with the forces of inner life. The mystery guides also gave instructions on how this alchemy can be achieved. Since they could only describe this transformation of human inner forces in parables and images, they spoke of one substance transforming into another. In what they said about the transformation of substances, they expressed what develops to a higher level in the life of the human soul, what transforms in a spiritual way. What great minds have shown in the spiritual realm to people attached to everyday life, they have applied to the transmutation of substances, of ordinary substances and metals in retorts, and have endeavored to discover what mysterious means was meant to effect the transmutation of the substance. Goethe has shown in one passage of Faust what he understood of these things. In the first part of Faust, during the walk outside the city gates, he points out exactly what is wrong, what is false and petty in the too materialistic view of alchemy. He mocks those who strive for the discovery of the secret in capricious efforts, and in the company of adepts and according to endless recipes, pour together the adverse: There was a red lion, a bold suitor, What Goethe ridicules here, the marriage with the lily, was what he wanted to show in the fairy tale of the green snake and the beautiful lily. The highest that man can aspire to, the highest that man should transform into, is what Goethe describes with the symbol of the lily. It is synonymous with what we call the highest wisdom, so that a person's actions see through nature, how an evolution has become an eternity. When man also observes the eternal laws, according to which we must perfect the eternal laws of existence, when he also recognizes the eternal development of his freedom, then he finds himself on a level of development, then this represents such a state of mind, such a level of knowledge, which is designated by the symbol of the lily. This lily, the highest of the soul's powers, the highest state of consciousness, where man may be free because he cannot abuse his freedom, because he can never disturb the cycles of freedom, this content of the soul, which was imparted to the mystics in the mysteries by transforming them through purification, this content has always been symbolically designated as the lily. The lily is also used to describe what Spinoza, in his “Ethics”, where he otherwise appears sober and mathematical, expresses enthusiastically and almost poetically at the end, when he says that man has ascended to the higher spheres of existence, that he imbues himself with the laws of nature. Spinoza calls this the realm of divine love in the human soul; the realm where man is no longer forced into anything, but where everything that lies within the realm of human development is done out of freedom and devotion, out of full love; where every compulsion, every arbitrariness is transformed by spiritual alchemy, where all action flows into the realm of freedom. Goethe described this love as the highest form of freedom, as freedom from all the desires and longings of everyday life. He said:
This Spinozian love of God, which he seeks to attain by spiritual alchemy, is what the human being, the human will, is to unite with. The human will, which is active at every level, is that which has been referred to at all times as the “lion”, the creature in which this will is most highly strained, in which this will comes to life most strongly, and so mysticism refers to the human will as the lion. In the Persian mysteries there were seven initiations. They are as follows: First one became a raven, then a secret agent, then a warrior, then a lion. The fifth degree was the one where man already looked at life from the other side, where man was born into the actual human being. Therefore, the Persian calls the one who has overcome the point of view of the lion a “Persian”. The Persian was an initiate of the fifth degree, and the one who had brought it to the point that his actions flow as calmly as the sun completes its course in the vault of heaven, the Persian called a “sunrunner”. And the one who performs the actions out of infinite love, he calls “belonging to the degree of the fathers”. The fourth degree was where man stood at the crossroads, where man has organized himself through the physical body, the etheric double body, which is the carrier of the life force, and the astral body, which is subject to the laws of desire, of passion. According to theosophical terminology, these three bodies form the lower parts of the human being; the lower man is born out of them. The initiate, the one who has seen through this connection, is designated by the Persian as the “lion”. And here the human being stands at a crossroads. Here that which forces him to act out of nature is transformed into a free gift of love. When he ascends to the fifth degree of initiation, when he develops to become the free human being who dares to do out of free love what he was otherwise compelled to do. This connection of the lion with the free loving entity is what alchemy describes as the mystery of human development. Goethe portrays this mystery in his Fairy Tale. He begins by showing how this strong-willed man stands, how he is drawn into the physical world from higher spheres, from spheres he does not know himself. Goethe is aware that man, in his spiritual nature, comes from higher spheres, that he is led into this world, which Goethe presents as the world of material, sensual existence. This world is the land on one bank of the river. In the “Fairytale”, however, there are two lands, this side of the river and the other side of it. From the beyond, the unknown ferryman takes people across to the land of the sensual world; and between the land of the spiritual and the sensual world there is the river, the water, which separates the two lands. With the water, Goethe has symbolized the same thing that mystics of all times have symbolized. Already in Genesis, this expression means the same as in Goethe. We also find this expression in the New Testament. For example, in the conversation that Jesus had with Nicodemus. It says: “He who is not born again of water and the Spirit cannot enter the kingdom of heaven.” Goethe understood the expression “born again of water” very well, and we can see how he understood it from the “Song of the Spirits above the Waters”:
He places the world of the soul, the world of desire and longing, the world of passions and cravings, between our mind and our senses. These know neither good nor evil, our senses cannot err. The one who engages in these distinctions knows that when we study the laws of nature, we cannot speak of good and evil. When we study nature in the animal kingdom, we find that we can speak of harmful and beneficial animals, but not of good and evil. It is only by man's immersion in the water, in the world of the soul, that he becomes capable of good and evil. This world, which lies between the spiritual and the sensual, is the river over which the spirit comes from unknown spheres. Across the river has come man's innermost being, his actual spiritual core, across the river of passions and desires. And if he does not undergo further development, he is like a will-o'-the-wisp. This person, who is subject to the laws that live within him, when he has come across the river but has not yet received the divine spark to take him across to the other world, is therefore set down by the ferryman who brings people across from the opposite bank of the river to this side. No one can be brought over by the ferryman, but everyone can be brought over. We feel brought over without our intervention, through the forces that lie below our consciousness, that precede our actions. Through such forces we feel placed in the world of the senses, in this world. The ferryman who has brought us across from the spiritual life beyond has placed us in this world and can no longer take us back to the land we must reach, the land of the beautiful lily. (The ferryman is therefore the power through which one unconsciously enters the world of the senses.) The will-o'-the-wisps want to pay the ferryman the tribute due with gold. But he demands fruits of the earth, which they do not have; they only have gold. But he does not want to be paid in gold. Pieces of gold, he says, are harmful to the river. The river cannot tolerate such gold, that is, wisdom can only be paid for with fruits of the earth. This is a profound wisdom. The gold represents the power of wisdom that lives in man. This power of wisdom that lives in man is his guide through life. This power of wisdom asserts itself when man feels transported into sensuality, as the power of his knowledge, his intellect. But this wisdom is not what brings man to development; it is precisely what makes him selfish, egotistical, when it unites with human nature. If it were to merge with that which flows in the stream, this power of understanding, this knowledge, then passion would throw up tremendous waves; for wherever man does not put his wisdom at the service of selflessness and simply throws it in, indulges his passions, there the stream throws up wild waves. It is impossible to satisfy the stream with gold, with wisdom. So he rejects wisdom that has not yet passed through selflessness. He rejects it into the ravines, where the deep darkness of the earth, where the deep crevices are. There he buries it. We will hear in a moment why he buries it. So the ferryman demands three cabbages, three artichokes, three onions; he demands fruits of the earth. How can a person achieve their development? By ennobling the lower drives of their nature, by purifying what lives in them as sensual nature, by casting that into the stream and thus nourishing the stream of passions. This is what Schiller so beautifully expressed in his Aesthetic Letters: Only the one who has emancipated his lower nature understands how to be free. When our outer nature, our sensual nature, has been so ennobled, has grown from below, that it itself strives for the good, the beautiful, because passion can no longer lead it astray, because our outer sensual nature can no longer seduce us ; when we no longer throw wisdom into it, but pay for our passions with the fruits of the earth, so that our sensuality itself is absorbed by them, as the fruits of the earth are to be absorbed by the stream, then we have reached the lowest degree of initiation. This is expressed in the words of the ferryman:
Now the will-o'-the-wisps continue in this world, that is, the human being seeks to continue on his path in life. In this world he finds the green snake, the symbol of human striving, of human knowledge. This snake has had a strange experience. The ferryman has previously driven the gold pieces down the stream and hidden them in the crevices of the earth. The snake has found them. The wisdom that helps people to move forward is still a hidden treasure today, shrouded in mystery. That is what Goethe wanted to say. Therefore, the person who wanted to find wisdom had to seek it far from all human selfishness. Then, when the person has made himself worthy of receiving it, it is in the right place. The symbol of the human striving for knowledge, the snake, penetrates itself with gold. This itself penetrates itself completely with wisdom and now becomes luminous. Thus the snake desires from the will-o'-the-wisps that which gives selfish man cause for pride, that with which he then throws around and shows off. This human knowledge, which is destructive in the service of egoism, is attained when man, like the snake, crawls humbly on the ground and strives to recognize reality bit by bit. It cannot be received when man stands proudly and erectly, but only when he, horizontal like the snake, clings to the ground in humility. There is the gold of wisdom in place, there man can imbue himself with wisdom. That is why the will-o'-the-wisp also call the snake their relative, saying:
– and yes, they are related, related is the snake to the will-o'-the-wisp, related is the wisdom that puts itself at the service of selfishness, to the wisdom that makes itself available in humility. Now we are told in the “Fairytale” that the snake was down in the crevices of the earth and that it found something of human form there. The snake was in a temple. This is nothing other than the symbol of the mystery temple of all times. This hidden temple, which was in the crevices under the earth, is the symbol of the place of initiation. Here in this temple, the snake has seen the three great priests of initiation, those priests who are endowed with the three highest powers of human nature. Theosophy calls them Atma, Budhi, Manas. Goethe calls what Theosophy calls Atma, Budhi, Manas, the King of Wisdom, the King of Beauty and the King of Strength or the King of Will. In the mystery centers, the spirit was united with these three fundamental powers of the soul, with which the human soul must be initiated. In the Fairy Tale, Goethe describes this process. Down here in the halls of the earth is the snake that will shine from within because it has absorbed the gold of wisdom. And because it has absorbed it in humility, it is illuminated from within. The old man with the lamp is another figure. What does he represent to us? The old man's lamp has the property that it only glows when other light is already present. Because the snake glows, illuminates the interior of the mystery temple with the light radiating from itself, the light of the old man can also shine here. Goethe expresses this thought elsewhere with the words:
Here he says in poetic words what he expresses in pictures in the “Fairytale”. The realization that we call occult realization in Theosophy is represented by the old man with the lamp. The light appears to no one who has not truly prepared himself to receive it. It does not appear to anyone who has not worked their way up to that higher level of development, so that their self, their selfless nature, shines from within, bringing light to the light. When these two lights, the intuitive light and the light that comes from within the personality, shine towards each other, they give what the person experiences in his transformation as spiritual alchemy. The room around him becomes light, and he learns to recognize what the highest spiritual powers are, the gifts of the three kings: wisdom, beauty and strength. The gift of the golden king is wisdom, the gift of the silver king is beauty, devotion, and the gift of the brazen king is strength, willpower. A person can only understand themselves according to their innermost strengths when the light is reciprocated, the light of the lamp, which can only shine where light is already present. Then the three kings appear in their splendor, and at the same time the meaning of the fourth king becomes clear, that king who is composed of the metals of the other three kings. He is a symbol of the lower nature, in which the noble forces of wisdom, beauty and strength interact in a disorderly and disharmonious way, as in chaos. These three powers, which live in the highly developed soul, are also present in the lower nature, but in a chaotic, disharmonious way. This fourth king is the realm of the present world, the chaotic mixture of wisdom, beauty and strength. The soul powers, which can only achieve the highest in harmonious interaction, act on each other in a chaotic way in the present age. The voice sounds in the temple of initiation:
The chaotic mixing will have disappeared when that which Goethe so longed for has been brought about: that the temple will no longer be hidden, but will rise in full daylight; that the temple will have risen from the depths and can serve all people as a temple of initiation; that a bridge will be available for all people to cross back and forth. That is the time when all people will have made themselves worthy of the highest wisdom, the highest devotion and the highest will. Then he will have fulfilled this task: the temple will have risen above the flow of passions. These passionate forces will then be so pure and noble that the highest spiritual element will be able to arise in the temple in broad daylight from the stream of desires and passions. Therefore it is necessary that humanity be filled with the “die and become” that Goethe so clearly portrayed in the “West-Eastern Divan”. Goethe was repeatedly asked what the solution to the riddle was. He said: “What the solution to the riddle is can be found in the ‘fairy tale’ itself, but not in one word. It can be found at the point where we hear in a conversation in the underground temple that the snake is saying something in the old man's ear that we do not hear, by which Goethe suggests it as a confidential secret. This unspoken element is the solution. The solution does not lie in something that can be expressed in words, but in an inner resolve. Goethe also hinted at this in the “Fairy Tale” itself. The snake said quite matter-of-factly: “I want to sacrifice myself, I want to purify my self through selflessness.” This is precisely what must be considered the deepest solution to the fairy tale. It is an act, not a teaching. Until now, there were only two ways to cross the river: either at midday, when the green snake lies across the river and forms a bridge, so that one could cross the river at midday, or at a moment when the sun is at midday for him, when he is ripe to surrender himself to the higher spiritual light. But time and again he is drawn back down from this midday moment of life into the lower world, riven by passions. In such midday moments, the elect of the spirit can cross over from the shore of sensual life to the shore of the spirit. But there is yet another way to cross the river, namely in the evening, when the shadow of the great giant extends over the river. The shadow of the great giant can also form a bridge over the river, but only at dusk. This shadow of the great giant, what is it? Goethe spoke in greater detail and more profoundly with his trusted friend about the forces that he had symbolically hinted at in the fairy tale. When Schiller once wanted to make a trip to Frankfurt am Main and was in danger of being mixed up in the quarrels of the time, Goethe wrote to Schiller: “I am very glad that you did not come here to the West, because the shadow of the giant could have touched you roughly.” But the meaning of the giant is also clearly expressed in the fairy tale itself. The giant, being weak, is incapable of anything. Only his shadow can build the bridge to the other side. This giant is the raw [mechanical] force of nature. Its shadow is capable of leading the person of raw passions across the river where the light no longer shines so brightly, where the light no longer deceives. These are the people who, by extinguishing their clear consciousness of the day in the various states of the soul, in trance, in somnambulism, in the state of psychic vision and so on, seek to cross over into the land of the spirit. So too, in the wild and raging action through which the people of that time wanted to penetrate into the realm of freedom, their consciousness of the day was extinguished. They wanted to reach the land of the beautiful lily. But the shadow of the giant can only cross over. Only uncertainly, in the twilight of consciousness, can man overcome the passions, that is, deaden them, when he is in an almost unconscious state, when he is not living in bright day-consciousness. These are the two paths that lead to the other shore: in solemn moments at midday, the snake; and in the twilight of consciousness, in a trance, and so on, the shadow of the giant. But one thing should be striven for here: the snake should sacrifice itself completely, it should not just bend over the river of passions at noon, it should lead from one bank to the other as a bridge at every hour of the day, so that not only some are able to cross over, but that all people can come and go with ease. This is the decision the snake has made, this is the decision Goethe has made. Goethe points to an age of selflessness, where man does not put his strength at the service of the lower self, but at the service of selflessness, desiring no personal benefit.
There are a number of other ideas associated with this basic theme of the “Fairytale”. I cannot go into all of them today, but I would like to touch on a few. We find the old man's wife with the lamp, who is married to the representative of human — occult — knowledge. She tends the old man's house. The will-o'-the-wisps have come to her. These will have licked down all the gold that was on the wall, and they have given up the gold, which they have enriched themselves with, so that the live pug that ate the gold had to suffer death. The old woman is the power of understanding, which brings forth what is useful. Only when the occult power marries what clings to material culture, when the highest marries the lowest in the world, only then can the world take its course of development. Man will not be led away from everyday life, but he will purify everyday culture. Man is surrounded in the world, in his dwelling, by that which hangs on the walls as gold. All that surrounds him is also gold. So what surrounds him? On the one hand, it is the man of knowledge, on the other, the man of utility. The entire experience of the human race surrounds him. All that has been gathered as the experience of mankind is piled up in human science. Those who strive for it seek what is recorded in the scriptures. There they lick out, as it were, historical wisdom. This is what surrounds man in his striving; it is what man will imbue himself with completely. But it is useless for that which is to live. The living pug gobbles up the gold and dies from it. Wisdom, which only exists as dead bookish wisdom, not made alive by the spirit, kills everything that is alive. Only when it is reunited with the source of wisdom, with the beautiful lily, does it come to life again. Therefore, the old man gives his wife the dead pug to take to the beautiful lily. The lamp has a peculiar property: [dead animals are transformed into gems by it], everything dead is brought to life by it; what is alive is clarified by it to become crystal, bright and transparent. This transformation is brought about in man through knowledge, that is, through occult knowledge. Furthermore, the old woman is stopped by the will-o'-the-wisps to pay her debts to the ferryman. These three fruits are representatives of human utility, representatives of material culture. Material culture is supposed to pay this tribute to passion. Where else could the actual driving forces of the lower nature come from, if not from technology and the cultivation of material culture? It is interesting that the shadow of the giant, who has just emerged from the river, takes some of the fruits of the earth away, so that the old woman has only two of each fruit instead of three. However, she should have three for the ferryman and must therefore give the river a pledge. At this point, something very significant happens: She has to dip her hand into the river, which makes it black so that it is almost no longer visible; it is still there, but almost invisible. This shows us the connection between external culture and the world of the river, the world of the passions. Material culture must be placed at the service of the astral, the soul. As long as human nature has not been refined enough to be offered as a tribute to the stream of passions, technology is indebted to human flow. Invisible human endeavor is invisible when it is in the service of human passions; invisibly, man works on something that cannot be seen in his ultimate goal. It is invisible, but present; tangible, but not outwardly visible. Everything that man achieves on the way to the great goal, until he has paid his debt to the flow of the soul, everything that he has to throw into the world of passions, takes on the appearance of the invisible hand of the old woman with the lamp. As long as the sensual nature is not completely purified, as long as it is not consumed by the fire of passion, it does not shine, it is invisible. That is what upsets the old woman so much: she no longer gives off any light. This could be expanded upon in more detail. Every word is significant, but it would take us too far afield today. So let us hasten to the great train, where a youth meets us who has tried too early to embrace the beautiful lily and is thus paralyzed in all his vital strength. Goethe says elsewhere: He who strives for freedom without having already made his inner self free falls even more into the snare of necessity. He who has not freed himself will be killed. Only he who is prepared, purified, as in the mysteries, who has undergone purification in the temple of the mysteries so that he can marry the lily in a dignified manner, will not be killed. He who has died to the lower in order to be reborn in the higher sense can embrace the lily. The present is presented to us through the paralyzed youth who wanted to achieve the highest in a storm. Now he complained to everyone he met that he could not embrace the lily. Now he is to be made ripe, for which purpose all the powers of man must unite, which are symbolized in the participants in the procession. The procession consists of the old man with the lamp, the will-o'-the-wisps and the lily itself. All the beautiful individual powers are thus embraced in this procession, which is led down into the clefts of the earth to the temple of initiation. Yes, it is also a deep feature of the riddle-tale that he lets the will-o'-the-wisps unlock the gate of the temple. Selfish wisdom is not useless; it is a necessary transitional stage. Human selfishness can be overcome by feeding itself on wisdom, by permeating itself with the gold of genuine knowledge. Then this wisdom can serve to unlock this temple. Those who unconsciously serve wisdom in the outer self are led to the actual seats of wisdom. The scholars who only pore over books are the guides there. Goethe did not underestimate science; he knew that it is science that unlocks the temple of wisdom; he knew that one must test this, judge and absorb everything in pure knowledge, and that without this one cannot penetrate into the temples of the highest wisdom. Goethe sought this wisdom everywhere. He considered himself worthy of recognizing the highest in spiritual life in art, after he had passed through science. He sought knowledge in physics, in biology, everywhere. And so he also lets those enter the temple of initiation who are will-o'-the-wisps, who, relying on themselves in a false upright position, confront the one who, after all, has observed through experience and can creep in like a snake. They cause the temple to open up, and the procession now enters the temple. Now something happens that Goethe longed for all of humanity: The entire temple moves up out of the crevices of the earth. The temple can only be built over the river of the soul, over the river of passions and desires, because the snake has disintegrated into precious stones, which form the pillars for a bridge. And now people can move freely from the sensual world into the spiritual world and from the spiritual world into the sensual world. The marriage of the sensual man with the spiritual is achieved through the selfless man, through the sacrifice of the serpent's self, which arches over the river as a bridge. The temple thus rises out of the crevices of the earth and is accessible to all who cross the bridge, accessible to those with everyday vehicles as well as to pedestrians. In the temple itself, we see the three kings again. The young man, who has been purified because he has recognized the three soul powers, is endowed with these three soul powers. The golden king approaches him and says:
The silver king approaches him and says:
In this way, Goethe expressed a thought that lay deep in his soul, namely the union of beauty with piety. It is the [invitation] that is in the Bible. He addresses these words to the young man in the sense that he expressed when he saw the Greek deities depicted in Rome and said:
, and:
It is a personal touch of Goethe's when he lets the silver king appear as beauty and piety. And then the king of strength approaches him and says:
The sword should not be used for attack but for protection. Harmony should be brought about, not conflict. After this process, the young man is initiated with the three soul powers. But the fourth king has nothing more to say; he collapses into himself. The temple has risen from obscurity into the bright light of day. In the temple, a small silver temple rises up, which is none other than the transformed hut of the ferryman. It is a significant feature that Goethe allows the hut of the ferryman, who is the one who brings us across from the land of the spirit, to transform into pure, beaten silver, so that it itself has become a small altar, a small temple, a holy of holies. This hut, which represents what is most sacred in man, his deepest core of being, which he has preserved as a memory of the land from which he comes, from which he has come and to which the ferryman cannot take him back. It [the hut] represents what came before our development; it is the memory that we descend from the spirit. This memory stands as the holy of holies in the temple, in its sanctuary. The giant, that raw natural force that lives in nature, a spirit that could not work through itself, but only as a shadow, has been given a remarkable mission. This giant stands upright and only indicates the hour. When man has discarded everything that belongs to his lower nature, when he has become completely spiritualized, then the raw, lower natural force will no longer appear in its original elementary power as a storm of the natural force living around man. This mechanical, raw natural force will only perform mechanical services. Man will always need these mechanical natural forces, but they will no longer conquer him, but he will instruct them in their service. His work will be the hour hand of spiritual culture, which, like a clock, regularly indicates mechanical necessity. But the giant itself will no longer be necessary. We must not approach the interpretation of the fairy tale by discussing every single word pedantically, but rather we must empathize with what Goethe wanted to say and expressed in his images. In his “Fairy Tale”, Goethe addresses what Schiller expressed in his “Aesthetic Letters”: the marriage of necessity with freedom. What Schiller was able to express in his letters, Goethe was unable to express in abstract thoughts, but in fairy tale form. If I want to express these thoughts in all their vibrancy, then I need images; images like those used by the ancient priests of initiation in the mysteries. The priests of initiation did not teach by instructing their students with abstract actions, but by presenting the sacred Dionysus drama to them, showing them the great process of human development and the resurrecting Dionysus, as well as showing what was invisibly taking place in the Dionysus drama or the Osiris drama. In this way, Goethe also wanted to express what lived in him, in his drama in images. So, we do not want to interpret Goethe's fairy tale as usual, but we want to understand it as Theosophy explains this process, namely the marriage of the lower nature of man with the higher, as the marriage of the physical and ethereal body, the life force and the passions and desires with the higher nature of man, the three pure spiritual soul forces, namely Atma, Budhi, Manas, which are represented as the three kings. etheric body, of the life-force and of the passions and desires with the higher nature of the human being, the three pure spiritual soul forces, namely Atma, Budhi, Manas, which are represented as the three kings. This is the development of the human being that extends into the age when every human being will be able to be an initiate. Goethe tried to express this in a truly theosophical way. Just as those mystery priests expressed their wisdom in images, so too did Goethe in his apocalypse, in images, express what human development represents, which will one day be the greatest deed of humankind: the transformation of the lower nature of man into the higher, the transformation of the lower metals, the lower powers of the soul, into the gold of wisdom; the transformation of that which lives in isolation into the pure, noble metal of wisdom, represented by the king, who is embodied in gold. Goethe wanted to express this human alchemy, this spiritual transformation, in a somewhat different way than in his “Faust”. He wanted to express in a slightly different form what he had secretly included in the second part of “Faust”. Goethe was a true theosophist. He had grasped what it means that everything that is transitory, that lives in our senses, is only a parable. But he also realized that what man tries and strives for is impossible to describe, but that it is achieved through an act; that what is inadequate is what keeps us on this side of the river, that it must become an event if the meaning of human development is to be fulfilled. That is why he also expressed this secret in the “Chorus mysticus” and concluded the second part of “Faust” with it. This is the highest life-power of the human being, symbolized in the beautiful lily, with which the male principle, the power of will, unites. He expresses this in the beautiful closing words of the second part of his Faust. These verses are his mystical creed, and they are only fully understood when one has seen his more intimate life unfold in the fairy tale of the Green Snake and the Beautiful Lily. He had already begun working on the second part of Faust at the turn of the 18th century, at the time when his view of nature was transformed to become a view of a higher world. It has the deepest significance if we can understand the words of Goethe in his testament, in the second part of Faust. When he had completed his earthly career and died, this second part was found sealed in his desk. He bequeathed this book to the world as a testament. And this testament concludes with his mystical confession:
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125. The Wisdom Contained in Ancient Documents and in the Gospels
13 Nov 1910, Nuremberg Translator Unknown Rudolf Steiner |
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They have, for instance, formed all kinds of ideas about the origin of the world: the Greeks and their gods, the ancient Germanic peoples and their gods, and, if you like, the American peoples, whose legends have recently been dscovered and which are found to correspond with what exists among other peoples. |
Just in the case of people who lived shortly before Christ we find an invincible faith in reason. They even identify reason with God himself, who rules within things. Cicero adopts this standpoint. Let us suppose, however, that someone succeeds in discovering the secrets connected with all this. |
But then he would deny this and would have to admit to himself, instead, that he himself has been his own father and his own mother. There is, consequently, something within us connecting us with the rest of humanity, and we may feel very depressed by all human mistakes, weaknesses and illnesses. |
125. The Wisdom Contained in Ancient Documents and in the Gospels
13 Nov 1910, Nuremberg Translator Unknown Rudolf Steiner |
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If we look back upon the evolution of humanity, if we look back—let us say—as far as history permits it, we shall encounter something very strange. Various phenomena enable us to examine what we thus encounter. Above all, (and we shall see to-day that what we are about to say may be applied to every human heart, to every human soul) we may examine the evolution of humanity with the aid of various documents, traditions and writings which have been pre served. We shall find in them something very strange and peculiar. If we go back to the conceptions which were formed by the various peoples of ancient times in connection with the origin of the world and of the sources of what is good and moral, we shall find that the conceptions which thus arose are laid down in legends—in myths and legends. We come across such legends and myths in a more or less beautiful, lofty, sublime or even less significant form among the various peoples of the earth. A modern man is so very much inclined to consider these myths and legends as poems and to say: They were invented by the peoples during their infancy, because they did not as yet possess the sources of modern science. They have, for instance, formed all kinds of ideas about the origin of the world: the Greeks and their gods, the ancient Germanic peoples and their gods, and, if you like, the American peoples, whose legends have recently been dscovered and which are found to correspond with what exists among other peoples. If we learn that among the Central-American peoples Quetzalcoatl and Vitzliputzli play a role which is more primitive but similar to that of other mighty characters created by other races we shall see that such legends and myths exist among all these peoples ... And, as already stated, a modern man is easily inclined to say: These are poems, fantastic inventions of man's spirit, in order to explain the origin of the various beings of the world and of the various phenomena of Nature! Among the various documents, there is one which I have already considered with a greater number of the friends who are now present. It is a lofty, mighty document: the Genesis, the beginning of the Old Testament. At Munich we have already seen how infinitely deep are the contents of the Genesis.1 Several of you have also heard the explanations supplied by spiritual knowledge in connection with the various Gospels, which are, as it were, the last documents of this kind. We find that such documents have been preserved and that they have arisen at various periods of time as we were passing through our preceding incarnations, periods of time through which we have passed during our preceding lives on earth. Those who advance in spiritual knowledge must learn to realize that they have lived during times when men spoke, for instance, of Zeus, Hera and Chronos, and so forth, when they spoke of the phenomena of Nature in a different way from the one which is usual to-day, that they spoke of them in the form of myths, legends and fairy-tales. We must bear all this in mind. We must say to our selves: How do matters stand with our soul that has taken up these things (most people are not aware, so to speak, of what has been deposited within them) which now come to the fore again? I shall now describe to you very simply what happens with a person who takes up within him these documents—to begin with, in the form of legends, myths and poems—and who then penetrates into occult science, into occultism, and who uses occult science as an instrument enabling him to understand them more and more. He will experience something very strange. I will take, for instance, just one case: What will take place within him in connection with the Old Testament? In the case of the Old Testament, which most modern men read in such a way that they consider it as a very beautiful collection of all kinds of images about the world's origin, he will find that he will gradually say to himself: Infinite wisdom is contained in these things which are rendered in such a peculiar way! And he will gradually discover that the single words and sentences contain things—provided he understands them rightly—to which occult investigation can lead him along entirely independent paths. And his respect for these writings will grow. The most efficacious means perhaps of increasing our appreciation of these documents is to penetrate to some extent into spiritual science. A question may then arise and may be placed before our soul. The human being may then say: How do matters really stand as far as this question is concerned? The ancient documents have been preserved: if we penetrate into them we discover in them the deepest, most significant spiritual meaning. Even if today we cannot feel entirely convinced of the fact that these documents contain, indeed, an overwhelming wisdom, we should persevere in our search and penetrate into them more and more. We shall then see that the wisdom which they contain is indeed overwhelming. It is not we who bring anything into them ... it would be quite ridiculous to say that we bring anything into them. The documents themselves contain this wisdom. Indeed, the greatest discoveries which can be made in the, sphere of spiritual science, the loftiest things which can be found again with great effort through occult investigation—all this may afterwards be discovered, for instance, in just one word of the Bible in the Genesis. This is very strange, is it not so? We find, however, that there is a certain difference between the Old Testament and all the other legends, myths and documents. This is a fact which we should bear in mind. For there is a difference. Consider, for instance, the legends of the Greeks, of the ancient Germans, even what is contained in the Vedas of the Hindoos, or Persian documents. Take whatever you like—if you compare it with the Old Testament you will find a tremendous difference. This difference appears quite clearly to the unprejudiced investigation of an occultist the more he penetrates into these things. This difference appears in the following way: We shall gradually discover that all the other documents set forth in a legendary form the riddles of the phenomena of Nature, the riddles connected with all these phenomena of Nature, and also with the human being, in so far as he has a kind of natural form of life, in so far as the powers of Nature compel him to do this or the other thing. The Old Testament, however, is the one and only document in which we find the human being described from the very beginning as an ethical soul-being, not merely as a being of Nature. And everything in the Old Testament is described in such a way that the human being is placed within the course of evolution, as an ethical soul-being. Every other statement made by modern science rests upon a very weak foundation; it dissolves into nothing if we really observe things. This is the great difference which appears to us. We may therefore say: Everything else in the world shows us that men have obtained mighty revelations from one or the other direction, they have obtained mighty revelations which were expressed in the legendary form of myths and which have arisen out of deep wisdom. We may also say that as far as the Old Testament is concerned the human beings have had certain definite revelations which are connected with the ethical soul-mysteries of man. This is a fact which is, in any case, quite clear. Another difference appears, however, if we compare the New Testament with all the other documents of this kind. We find in it a spirit which differs entirely from the one contained in any other document, even in the Old Testament. How can we grasp this difference if we approach the question as anthroposophists? We shall realize this difference if we first place another phenomenon before our soul. Let us imagine, first of all, a man who has never heard anything about spiritual science, who is entirely the product of a scientific or of another so-called sensible education of our modern time, and who has, therefore, never had the chance to permeate the ancient documents with spiritual science. We may perhaps imagine him as a learned person or as an unlearned person—the difference is not so great—we may imagine him in any case as a person who has had no contact with spiritual science and we see him approach these ancient documents, Greek, Persian, Indian, Germanic documents, and so forth. We imagine him approaching these documents, equipped with everything which modern thinking can give him, if he is really unable to feel even a breath of what constitutes spiritual investigation a very strange thing will appear. There will be a difference according to his more or less greater inclination toward poetry or toward a matter-of-fact mentality, but on the whole we may say that something very strange will appear. Such a man will never be able to understand the ancient documents, he will never be able to penetrate into the way in which wisdom is offered by them, he is simply unable to do it, it is quite impossible for him to understand them. In this sphere, we come across the strangest examples; it may suffice to refer to one of the most recent attempts to explain these ancient documents. A little book has just appeared, which is extremely interesting because it is so absurd. It attempts to explain, as it were, all the myths up to the Gospels, beginning with the earliest documents of the most primitive peoples. It is really a book which is extraordinarily interesting because of its grotesque way, its grotesquely stupid way of grasping things. It is entitled “Orpheus,” and its author is Salomon Reinach, who is well known in France as an investigator in this sphere, and among scientists he is a characteristic example of a man who has not even had the slightest inkling of the way in which it is possible to penetrate into such things. In this book, a definite method is applied to everything, and the author passes sentence upon everything. He sees nothing but symbols, and there are no real beings behind Hermes, Orpheus, etc. These characters are merely symbols and allegories to him ... It is not proper to repeat the explanations which he gives for these symbols; he speaks of them in such a way that it is not necessary to repeat them. Every reality contained in these things can thus be proved to be non-existent ... the reality of Demeter and of Persephone is explained away, he decrees that they do not exist. According to this author, all these names are merely symbols. He follows a method according to which it would be easy to prove to children, eighty years hence, that a man named Salomon Reinach has never lived in France at all, at the beginning of the twentieth century, but that the civilization of that time has merely comprised the contents of this book in the name of Salomon Reinach. This could be proved quite well! In spite of all, these things have caused a great sensation. And according to this same method evidence has been produced in Germany to the effect that Jesus has never lived at all. This too has caused a great sensation. You see, we may now ask: Why is it not possible to-day to penetrate into these things without the aid of spiritual science, (and it is a fact that it is not possible to do this without spiritual science) what is the true reason for this? If we wish to understand the true reason for this, we must gain a deeper insight into the evolution of humanity. We must look back a certain while into this evolution of humanity. And as a result we shall really feel compelled to say: Indeed, the science which men possess to-day, the science which is taught to-day in the elementary schools concerning the sun, and so forth, this is something which the ancients did not possess they did not possess a science which could be grasped with the understanding, with the intellect. This is something to which the human race has advanced little by little. And when our souls were born during earlier incarnations, they were certainly not able to take up this form of science, for this did not exist, this was not as yet incorporated in our civilization But the more we go back into the course of evolution, the more we shall find (quite apart from the fact of seeking the reasons for this which have often been explained to many of you here, in this or in that direction) that men possessed a deep wisdom of an entirely different kind from the one of to-day, wisdom concerning spiritual things which modern men are unable to express in their scientific form. This wisdom ruled in the souls of men, it lived in their souls. Wisdom was simply there. Particularly the initiated leaders of humanity possessed this wisdom, and if the anthroposophical spirit lives within us, it can be proved historically that a primal revelation, a primal wisdom was spread over the whole human race upon the earth, a wisdom which took on this or that form, ac cording to the various stages of evolution. If anyone considers history with a truly anthroposophical spirit he will discover this primal, original revelation. But something else is needed: the ordinary, modern scientific mentality must pass through a preparation if it wishes to penetrate into these documents and grasp their true meaning—I shall now relate a simple fact—a preparation is needed enabling a modern man to penetrate into the spirit of these writings. If he passes through this preparation he will be able to penetrate into the spirit of these writings. This preparation consists in the study of the only documents which can be studied to-day in a direct and immediate way, namely, the Gospels and the Epistles of St. Paul. If we are filled with an anthroposophical spirit it is possible to approach these documents in a direct and immediate way and to understand them. Even if we know nothing whatever about Anthroposophy, but if our feelings are filled with an anthroposophical spirit (this can be the case with many people) we may feel that something special lives in the Gospels and in the Epistles of St. Paul. This is indeed a strange fact! And in the case of an occultist another strange thing arises, something quite special will arise in his case. Namely, in the case of an occultist we may find that in accordance with modern prejudices he has, let us say, a certain aversion to approach these Gospels. It is quite possible to be filled with an occultistic spirit and yet to feel an aversion to the Gospels, to say, that they are only one religion among many others. No attempt is made to approach the Gospels, and it is possible to understand this aversion. But if we do this as occultists, if we have this strange attitude as occultists, we shall find that we cannot grasp what is contained in other documents. Everywhere we shall find something which we cannot understand. We may be content with this, but if we continue to penetrate more and more deeply into these things we shall never reach a goal unless we have passed through a preparation by studying the Gospels. On the other hand, it is a fact that if someone who may even be a well-trained occultist approaches an oriental or an occidental document and comes across a very hard nut which he cannot crack ... he will immediately be enlightened about the things contained in other documents if he approaches—even if it is only in spirit—the events of Palestine and if he allows them to inspire him. This is an undeniable fact. A ray of light can go out of the Gospels, and this is an experience which can be made. We must admit that the Gospels and the Epistles of St. Paul are indeed necessary if we wish to go back into earlier times. It is not possible to ignore them, to take no notice of them. Particularly the occultist will always realize this. If he is really able to read the spiritual documents, the Akasha Chronicle, it will not be necessary for him to consult the written Gospels—but he must approach the events of Palestine, he cannot ignore them. Otherwise, certain preceding things will always remain dark. I am therefore not drawing your attention to the records, or to the written word, but to the events, in the form in which they have rea1ly taken place within the course of human evolution. This is a very important fact. I wish to throw some light upon this fact also from another side. Let us bear in mind what I have already stated. It is not possible to ignore, as it were, the event of the Christ, and if we wish to understand what has been given to humanity in the form of a primordial revelation we shall always trip up somewhere. I must say the following if I wish to describe the true aspect of things. Let us suppose that a modern occultist investigates the past and that he has no understanding (for it is this understanding which is so important) for the event of the Christ. He disregards the event of the Christ and proceeds to investigate earlier events of human evolution. He will then find that he grows uncertain everywhere, really everywhere. Of course, he can persuade himself that he feels quite certain about these things, but if he is honest he will have to admit that things are not entirely as they should be. Let us now imagine an occult investigator before the time of Christ Jesus, an occult investigator who has reached such a high degree of development in clairvoyance and also in other directions that he is able, even before the Christian era, to survey the whole past in such a way that, had he lived after the event of the Christ, he would have passed through the Christ event in his retrospective survey, a man who is therefore in advance of his time. Let us suppose that he lived five or six centuries before Christ and that he reached the maturity of a modern occultist; that is to say he is able to go back into the earlier events of human evolution by passing through the Christ event. And we may then ask ourselves: How would an occultist who is so much in advance of his time, that even five or six centuries before Christ he can go back into the earlier events of human evolution by passing through the Christ event, how would such an occultist have to appear in order to avoid falling a prey to the luciferic and ahrimanic powers? Let us suppose that it would really be necessary for him to pass through the Christ event ... This Christ event, however, has not yet taken place at the time in which he lived. In the case of such a man it appears that he will easily content himself with what he discovers—and he will then speak of all kinds of things which are not quite correct, for it is not possible to speak correctly about things if they are not seen correctly—but otherwise nothing will happen to him. Or else he will reach the point of saying: “There is something amiss, something I cannot find when I turn my gaze backwards. I cannot discover this something which I need along my path.” And he will then have to admit to himself: “Here I begin to grow uncertain. I must find this missing ‘something,’ but it does not exist as yet upon the earth. It cannot as yet be found within the evolution of the earth.” You see, I have now painted theoretically, as it were, the portrait of a personality who lived during the 5th and 6th century before Christ, a personality who would have been mature enough to discover Christ Jesus in a retrospective survey, but he could not discover him because Christ Jesus had not as yet appeared upon the earth. He could not discover Christ Jesus as an earthly fact. A short time ago this theory took on the form of a vivid reality. I experienced it this year during a visit to one of our groups abroad which has adopted the anthroposophical manner of contemplating the world, during a visit to our group at Palermo. As the ship approached Palermo, I suddenly realized: “The solution of a riddle will present itself to you, a riddle which can only be solved easily here, at this place, through the immediate impressions which can be gained here.” Soon afterwards I found the solution of the riddle. The personality concerning whom I have just spoken to you in a theoretical manner, immediately appeared in the whole atmosphere of Sicily, I might say, in the whole astral body of Sicily. His presence was an altogether living one. In the whole atmosphere of Sicily continued to live a personality that is very enigmatic in many respects, the personality of Empedocles, the ancient philosopher. This ancient Greek philosopher has in fact lived in Sicily during the fifth century before Christ, and even external history knows that he was a profound initiate in many different spheres and that he accomplished magnificent things just here, in Sicily. If to begin with, we turn, as it were, our spiritual gaze upon this man he will appear to us, from an occult standpoint in a very strange light. The occult fact which presents itself to us is the following. If we look back upon the development of Empedocles, if we follow his occupations as statesman, architect and philosopher, if we follow him upon his journeys, if we see him in the midst of his enthusiastic pupils initiating them into the various mysteries of the world—if we follow him spiritually in this manner, without the aid of external history, we shall discover in him a personality who possessed an infinite amount of scientific knowledge of the kind which is only known to a modern man. Empedocles had an altogether modern mentality, a modern aura, and he was indeed constituted in such a way that he sought to discover the origin of the world. In fact, according to his degree of development and everything which had taken place, he would necessarily have found the Christ in his retrospective survey. But the Christ had not yet appeared. It was not possible as yet to find Him upon the earth; He was still absent from the earth. These experiences in particular made Empedocles waver and developed within him a strange desire, and in his case it transformed itself into something entirely different from what takes place in the superficial minds of modern times. This desire transformed itself into the passion to consider the world in a materialistic way. Lucifer approached him. We should try to form a vivid picture of the way in which this took place. Empedocles possessed a modern spirit, but at the same time he was initiated in many different mysteries. He was clairvoyant to a high degree. Let us now imagine vividly that his modern way of thinking made him feel inclined to consider the world from a materialistic aspect; he has, in fact, drawn up a materialistic system which describes the world more or less from the stand point of a modern materialistic chemist, namely, as a combination and separation of elements. The one difference is that Empedocles distinguishes only four elements. He thought that various beings arise according to the way in which these four elements combine. As a result of these thoughts he felt the strong desire to discover in a true and real way what lies behind these material elements, what air and water really contain. If we peruse the Akasha Chronicle today and look into water, air, fire and earth we shall discover in them etherically the Christ. Empedocles could not find Him, but he felt the tremendous impulse to discover something in air and water, fire and earth, to find out what they really contain. And we can see how this personality is seized by the strong desire to penetrate at all costs into what constitutes the material elements. This desire finally induces him to make a kind of sacrifice. It is not merely a legend that Empedocles threw himself into the crater Aetna in order to unite himself with the elements. The luciferic force, the strong desire to grasp the elements, led him to a bodily union with the elements. The death of Empedocles continues to fill the atmosphere of Sicily, and this is a great mystery connected with this strange country. Let us now picture the soul of Empedocles who has laid aside his body by allowing it to be burned. His soul is born again in a later period of time, when the Christ has already appeared upon the earth. Entirely new conditions now exist for this soul. In the past, this soul has, as it were, sacrificed itself to the elements. Now it is born again. But now it can discover the Christ when it looks back into time. And all the past knowledge concerning the elements rises up again in a new form, the knowledge which this soul once possessed arises in a completely new form. In fact, the personality of Empedocles was born again later, but at the present moment it is not permissible for me to mention his name. If we study the reincarnation of Empedocles in a more northern country, if we observe him as he then lived at the turning point of the Middle Ages and the modern time and if we compare this character with the Empedocles who threw himself into Mount Aetna, we shall see livingly before us the gigantic impulse which has arisen through the fact that the Christ event has in the meantime taken place upon the earth. What thus takes place in the case of this one definite personality applies, however, to every soul, to the souls of each one of you. At the time in which the Christ event was drawing nigh, all these souls have looked back with a certain feeling of discomfort into past, even if they have not felt the mighty impulse experienced by Empedocles. They felt uncomfortable because they had lost their bearings and because the time of the modern scientific man who looks back into the past ... was gradually approaching, and something resembling the case of the men of earlier times begins to spread ... If we go back to earlier times we find that those who have preserved this tradition faced the masses and related to them—let us imagine this vividly—mighty tales which are contained, for instance, in the legends told to the ancient Greeks. But this induced the ancient Greeks to experience the truth of these legends, when they were, let us say, in a special condition which was still possible at that time to a greater extent than now, and these legends gave them, as it were, a push enabling them to look into the spiritual world. But the human beings lost this capacity. The inner force enabling them to rise into the spiritual world was lost to the extent in which intellectual knowledge began to develop. You may calculate and find in any little manual when our modern conceptions began to arise, these modern conceptions which children take up, if not with the mother's milk, at least with the school milk! These modern conceptions reach back to a few centuries before our Christian era. This is a tremendous turning-point. And if we wish to go back still further, if we wish to understand the ancient documents, it will not be possible for us to understand them, for now they appear to us merely as poems, legends and myths. We cannot go back further, and this is something which should really be borne in mind more clearly. More and more it will be the case that people who do not bring with them, as it were, an inherited disposition to understand the ancient documents, will be unable to understand them. The opinion will gradually spread that there is a great field of illusion behind everything which is accepted as science, because the majority of scientists believes that now we fortunately know how the earth moves round, and that all the explanations of earlier times in this connection are nonsense. This opinion is already prevalent to-day. We go backwards into time ... The Copernican world-conception arises somewhat later, but even in the case of geometry we cannot go back further than Euclid. And further back, behind all this, a modern man can only see black darkness. He cannot find wisdom and the primordial revelation, he cannot find the path which leads into them. If we really accept this as a fact, something resulting from the deepest anthroposophical studies may then condense itself to a fundamental conviction—and this may take place even in the simplest mind, provided the feelings are sound. Man must, after all, reach the point of saying to himself “The form in which I see the world is not its true aspect.” If this were its true aspect it would not be necessary to investigate it. Investigation would not be necessary at all, for the world would immediately appear in its true aspect. Modern investigation, however, does not consider the world in this way. The Copernican system would not exist if men were simply to accept what the senses reveal to them. Even external science contradicts the experiences gained through the senses. If we progress we shall see that we cannot stay by what the senses give us, by what we obtain through the external experiences which we make in the physical world. These must in any case be corrected, even by external science. This fact is perhaps not generally recognised; nevertheless, it is true. As soon as we begin to understand our own being—even if it is only with the aid of ordinary thinking and with what we can learn to-day—we shall be obliged to admit that the essential point of everything is to have an insight into the illusion created by the senses, for otherwise science would not exist and reflection would not exist. If this is indeed the case, we must discover something which enables us to understand without any difficulty in which direction and toward which goal the world is gradually developing. We shall find the confirmation of this fact if we consider matters a little in the light of Anthroposophy. We may therefore say to ourselves: Once upon a time there was a primordial wisdom; the human beings were constituted in such a way that they received a primordial wisdom which they could only see in pictures, but nevertheless they possessed such a primordial wisdom, and they have gradually lost the understanding for such a wisdom the more human evolution progressed; men were less and less able to grasp this primordial wisdom. And another fact is quite clear, namely, that they began to lose this understanding to the extent in which science and the intellectual understanding developed. We may now ask: What can have arisen at a certain definite moment? Let us imagine the whole situation. Let us picture a man of pre-Christian times, who lived under certain conditions. He will have looked out into the world, he will have seen all manner of things, but within his soul there also lived the possibility of seeing behind these things. He still possessed this disposition. Consequently, it was an undeniable fact for him that there is an etheric body behind every flower. This was a fact for him. Gradually he began to lose this capacity. He lost it because it was banished by the intellectual understanding which rules to-day. The intellectual capacity cannot be united with the other one, for they are two hostile forces. This is an undeniable fact, and every occultist knows by experience that the understanding, or ordinary thought, sears and burns the clairvoyant manner of looking upon things. Even in the course of history, the knowledge based upon the ancient clairvoyance was lost to the extent in which the understanding, or the intellect in the ordinary meaning, have arisen, and the loss of the old clairvoyant wisdom also implied the loss of the capacity to understand the ancient traditions. A few centuries had to pass, and the kind of man I have just described to you had to be replaced by another kind who might perhaps have said: “It would, of course, be a serious prejudice to think the truth can be discovered in the way in which the world presents itself to our senses. Human reason must supplement everything!” Particularly this belief in human reason was the decisive factor; human reason must first pounce upon the phenomena which appear to the senses and then grasp them logically. Such a kind of man would perhaps have said: “The special advantage of the human being over all the creatures of the earth is the fact that he is endowed with reason, that he can understand cause and effect as they manifest themselves behind the sense-phenomena. He is able to discover this. And his intellect enables him to communicate with other men through the means of speech. For it is easy to see that speech is a child of reason.” And he might also have said: “Reason is, of course, the highest of all things.” Now, if we wish to draw a vivid picture of such a person, we should imagine him saying to himself: “Rely on your understanding and reason, dissect everything with your reason, and then you will surely reach the truth!” Let us suppose that we are actually facing such a man. I have given you a description from a theoretical standpoint, yet this particular type of man has appeared very frequently. A characteristic thinker of this kind was Cicero, who lived shortly before Christ. If you study Cicero you will immediately see that he thinks exactly in this way, namely, that reason is able to grasp everything. It is not true that the world appears as it presents itself to the senses, nevertheless human reason is able to grasp everything! Just in the case of people who lived shortly before Christ we find an invincible faith in reason. They even identify reason with God himself, who rules within things. Cicero adopts this standpoint. Let us suppose, however, that someone succeeds in discovering the secrets connected with all this. Let us suppose that someone contemplates all this in an entirely unprejudiced way and sees how everything results little by little. How would he then describe the whole period? Let us suppose that one century before Christ a man who is endowed with deep insight contemplates all these things ... How would the whole course of history appear to him? Well, he would say: “We can see two currents in humanity. One is the old clairvoyant power, with a descending course. Reason appears in its place, and it roots out and destroys within the human being the possibility of looking into the spiritual world. A great darkness spreads over the spiritual world. Those who accept the authority of reason will indeed think that their reason can discover what lies behind things. But these people forget the true nature of reason, about which they talk so much. Reason is linked up exclusively with the brain. It is a force which can only use the brain as its instrument. It belongs to the physical world and must, therefore, share the qualities of the physical world” ... Such a man would say: “You may, if you like, rely on your intellect and I say that it enables you to grasp what lies behind things, since the things in themselves are not real. Consider, however, that reason itself belongs to these things. You are a physical being among other physical beings, and your reason belongs to the physical world. If you think that reason enables you to discover what lies behind all the other things, you will demolish the foundation under your feet.” This is what he would say, and he would add: “Indeed, men are more and more inclined to use their reason, to rely upon their intellect. They have this inclination. But in doing so, they raise up before them a wall hiding the spiritual world, for they make use of an instrument which can not be applied to the spiritual world, for it is limited to the physical world. Humanity, however, unfolds in the very direction of developing this instrument.” And if this man had known the real course of events, he would also have said: “If men return to the spiritual world at all, they should not only be able to use their intellect, which can be applied solely to the physical world, but an impulse must arise enabling them to ascend once more to the spiritual worlds, an impulse which drives the intellect itself along this upward path. But this can only take place,” this person would have said, “if something dies within the human being, if something which calls forth in him the firm belief in the exclusive rule of reason perishes. This must die.” In fact, we imagine the human being gradually descending into the material world and developing his brain more and more. If the human being were to depend exclusively on his reason, he would be unable to abandon it, to come out of it. His physical body would then deceive him and persuade him to do away with everything which cannot be grasped by earthly reason. But it is the physical body which dulls man in this manner, because it gradually develops to a very high degree, and man does not realise that he thus remains within the physical world. Try to imagine this and you will see that the human being is then caught as if in a trap. He is quite unable to escape out of himself. Human evolution has so far reached the point of preventing man from going out of his own self, and so he faces the danger, of being gradually overwhelmed by his physical body. What can help the human being at all in this case? If just at the time when the intellect reaches this point, there arises the possibility of changing the intellect so, that the part which blinds it, dies, then this part must die. An impulse must arise which is able to overcome once and for all that part in man which can overwhelm him through a blind faith in mere reason. Try to feel the power of this impulse; try to feel that this was the meaning of human evolution! The bodily constitution developed in such a way that it would have overwhelmed man. He would have reached the point of thinking that he must remain within the physical world and yet be able to penetrate through Maya, without bearing in mind that he himself lived in this Maya through his intellect. This would have taken place had not something arisen which can tear him out of it, as soon as he accepts it, and which is able to counteract the fall into the physical sphere. Indeed, its influence reaches as far as the etheric body, so that the etheric body is then able to kill what leads man into a similar illusion. The human being would otherwise have remained imprisoned in this trap. Let us now turn away from such a person who would have spoken in this way when the time of Christ Jesus was approaching, and let us consider the way in which a modern man, or anyone of us, would look at things. He would say to himself: If I consider the development of man in an unprejudiced way and see how the intellect, this instrument belonging to Maya, has gradually gained strength, I would undoubtedly be on the wrong track if I follow merely the course of the world's evolution. For, this is arranged in such a way that if I do not take up within me the impulse which kills that part leading me astray in this direction, I am unable to free myself from the intellect. What must therefore have taken place? I must be able to look back upon a time in which this impulse has entered. I must find something within the historical evolution of humanity which brings about the fact that the continuous stream of evolution has been reversed in a materialistic sense. If to-day I were to look within my own being without finding anything of this kind, what would I then have to find? I would trace in that case the gradual growth of the intellect, until I reached a time, at the beginning of our era, when the intellect began to work ... and further back? There it grows dark, pitch black darkness rules there, and I shall need something entirely different. Then it will grow light, and here everyone must encounter the Christ! Anyone who is at all willing to believe in the possibility of progress, and that during the following incarnations he will have within him something which will lead him upwards and will prevent his being overwhelmed by Maya, must meet the Christ when he looks back into time. Upon looking back, everyone must encounter the Christ. This can give him an impulse leading him upwards. Let us now suppose that the gospels did not exist, and that we would not need them as anthroposophists. Let us suppose that we do not need the gospels; that all we need is to study the course of human evolution in an unprejudiced way and to say: What would become of every human being if he were unable to look back upon an event which has swung the whole meaning of the earlier course of evolution over to the other side? We simply must encounter the Christ if we go back into the course of evolution! Anthroposophists must be able to find Him, and the clairvoyants will find him under every circumstance. This is a mystery which is connected particularly with Christianity. Documents may be questioned. Indeed, the gospels are not real historical documents. All the clever people, Jensen and others, who decree in a trivially learned manner that the gospels do not exist and upon them as mere legends, have a certain justification for doing this, because they depend solely upon their external reason. But if we are anthroposophists we are able to say that we do not need the gospels; we only need the facts supplied by spiritual science itself, and if we go back into time we shall discover the living Christ, as He appeared to Paul in the event of Damascus. Paul has experienced in advance what we, too, are able to experience if we search for the Christ in a truly anthroposophical spirit. Paul was, after all, in the same position of a modern anthroposophist who does not wish to accept the gospels. At his time the gospels did not exist, but Paul was able to go to Jerusalem. Nevertheless, this did not convince him, for otherwise he would not have left Jerusalem. The events described in the gospels did not convince him. It is not necessary, therefore, that the contents of the gospels should convince a modern person. All that is necessary is that he should be in a position to experience, through Anthroposophy, what Paul has experienced, and this experience will then become for him an event of Damascus. He will then have the proof of Christ's existence, in the same way as Paul, without the aid of documents. Of course, this points to very deep things in human evolution, to extraordinarily deep things in the evolution of man. In a certain sense, every human being, even the simplest man, may experience what the reincarnated Empedocles has experienced during the 15th and 16th century, who looked back into earlier times and was able to see what he was unable to see before. Before, he had grown so uncertain that he threw himself into Mount Aetna. He cast his glance backwards during the 15th and 16th century and what he was unable to grasp in any way during his previous incarnation he was now able to grasp clearly through the Christ principle. And this enabled him to become one of the most remarkable personalities of the later era. This is how matters appear to every human being, without the aid of any document, simply through retrospection. At some later time, all men will be able to look back into an earlier incarnation and they will distinguish exactly the incarnations before and after Christ. What may be felt to-day instinctively by a simple soul who reads the gospels, will arise, later, in the form of knowledge. This is the chief difference between the gospels and other documents: they are the first documents which we must understand. The gospels are a great, beautiful and mighty point of transition. It we pass through it, light begins to spread, while everywhere else there is darkness. It is indeed so. Christianity is only at the beginning of its evolution, and a modern man may find that he often loses his thread when he investigates earlier things. But if he returns to one of the events in the life of the Christ he will feel inspired, and it will grow light about him. Even a simple person may experience what occultists discover, namely, he will be able to feel within his soul a reflection, as it were, of what I have just explained. He may feel very depressed owing to his human weaknesses and mistakes and he may admit to himself: “What I am to-day, is the result of all the generations!” But then he would deny this and would have to admit to himself, instead, that he himself has been his own father and his own mother. There is, consequently, something within us connecting us with the rest of humanity, and we may feel very depressed by all human mistakes, weaknesses and illnesses. Nevertheless, even the simplest soul always has the possibility of rising. These words should not be understood in the orthodox meaning. What is possible for an occultist is also possible for the simplest soul. Such a simple man may feel as weak possible, but if he begins to read the gospels, strength will flow out of the gospels, because the power of the Word streams out of them and penetrates into the etheric body. The gospels are strengthening words, words of strength. They do not speak merely to the intellect, but penetrate into the deeper forces of the soul. And they are not merely based upon the intellect which exists in Maya, but they penetrate into the deeper forces, which can, as it were, console the intellect concerning its own nature. This is the great strength of the gospels; they exist for every one of us, and this is the powerful element distinguishing them from all the other documents. This fact, too, may not be accepted, but its rejection would imply that the possibility of human progress is denied altogether. You see, this points to a fact which cannot be grasped right away. And now you will be able to realize what was needed for the preparation of a person whom I have already set before your soul hypothetically, who announced, one century before our era: “A man must come who will give us the impulse which will bring about the great turning point in the course of events.” This person was a significant man, and he also underwent the necessary preparation. For a long time, the attempt had already been made, among those who knew things, to bring about the possibility that at least a few people, as it were, should understand the times which were approaching, that they should understand what was being prepared, namely, that, on the one hand, men were being drawn into a snare, and that, on the other hand, through the appearance of the Christ, they could be led upwards again. This was taught prophetically. The man who was chosen to teach this prophetically, more than one century before our era, within the circles of people who were able to understand these teachings, was an initiate of the community of the Essenes, which was closely related to the circles frequented by the Christ. He announced the coming of One Who would lead men upwards again. The man who taught this within the community of the Essenes was a very significant individuality. External history really knows very little about him, but at least a few writers mention the legends referring to him which were handed down traditionally. Thus he is not merely a mythological character, or one who is named exclusively in occultism, He lived a hundred years before Christ and he even instructed one of his five or six pupils to write down his teachings. One of the pupils of this man, who drew attention to the Christ and announced His coming, understood the meaning of his teachings. This man, therefore, had a pupil, who was called Matthew, and he wrote down the mysteries relating to the Christ. The individuality who taught them was Jeshu ben Pandira.2 He had to suffer martyrdom because he taught these things, he was stoned to death in his own country, and afterwards his lifeless body was hanged. We should not confuse Jeshu ben Pandira with Jesus of Nazareth. Jeshu ben Pandira, the great prophet of the Christ, instructed his pupils to write down what he knew, and these documents then came into the hands of the man who included them with the mysteries which they contained, into the gospel which is known to us as the Gospel according to Matthew. It is an important, a preeminently important fact to realize, in the first place, the necessity of the Christ impulse, and in the second place, in an occult historical way, how Jeshu ben Pandira, through the fact that he was first stoned and immediately afterwards crucified, set forth, as it were, symbolically what took place afterwards in the Mystery of Golgotha. Christ was not stoned, but crucified, and a wonderful thing took place simultaneously with His death, for at the very moment when His blood streamed out of His wounds something passed over into the atmosphere of the earth, which brings to those who take up this event in their etheric body when they look back into time, to those who pass through this event and look, as it were, into the grave of the Christ, something leading them into a past filled with light, because they have passed through this moment. But without this experience, darkness spreads over everything which lies before it. Consider what has been said to-day. It was my task to point this out to you. This subject, however, is so vast and encompassing that mere indications can be given. Nevertheless, these indications were treated so that if you investigate what you already know and what you carry in your heart, you will find to what a great extent life itself and your own soul prove the truth of what I have told you to-day.
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255b. Anthroposophy and its Opponents: Old and New Opponents I
16 Nov 1919, Dornach Rudolf Steiner |
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Of course, the Protestant theologian is most interested in how I dealt with the concept of God during the period in which my philosophical writings were written. Now, my dear friends, when one writes something, it is not a matter of writing about everything possible, from all possible points of view, but rather of writing from the points of view that are relevant to the content of the writing in question. During the period when I was writing my “Philosophy of Freedom” and also earlier and some later works, I never had any reason to deal with the theological question about God and the world in any way. So it is a strange criticism if one does not see that in a context such as that of “The Philosophy of Freedom”, neither a personal nor a superpersonal God can be found. |
You see, he has grasped how I arrive at a certain corroboration – you know, I try to corroborate everything in the most diverse ways – how I arrive at a certain corroboration of the idea of reincarnation, of repeated lives on earth, by using an example such as Schiller, who, with his genius, could not could not have inherited everything that he carried within him from his father, mother, grandfather, grandmother, and so on, and that if one does not want to assume that the qualities that Schiller could not have inherited with his blood were born out of nothing, one comes back to some kind of previous existence. |
255b. Anthroposophy and its Opponents: Old and New Opponents I
16 Nov 1919, Dornach Rudolf Steiner |
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My dear friends! The last reflections will have made you aware of the position that spiritual-scientific knowledge has to occupy in the spiritual development of humanity. There is, of course, a great deal to be said on this question; we will have more to say about it in the near future. However, it is sometimes necessary to point out the inhibitions that arise from the spiritual life of the present day and that stand in the way of what must be done in the interest of the further development of humanity. And so, in today's discussions, I will have to familiarize you with such thoughts, which are indeed quite common today against spiritual science, by picking out what I would like to call typical examples. I will try to characterize the nature of such obstructive thoughts for you. It is indeed the case that since spiritual science has recently been given more consideration from this or that side, the voices are also increasing that not only want to put everything possible in the way of this spiritual science, but also want to crush it, so to speak. They must only bear in mind that a spiritual movement in our time will meet with little opposition as long as it can be labeled a sect. However, it would be a great convenience on our part if we were to think about the inhibitions that arise in the same way as we were accustomed to thinking at the time when this spiritual science was practiced in smaller circles like a sect. Personally, I never liked the sectarian aspect, but in view of the present-day habits of thinking, feeling and willing, it is extraordinarily difficult to get away from the sectarian, because it is almost taken for granted that the individual human being seeks points of contact for the progress and development of his soul where he can find them from a spiritual knowledge. But then, of course, there is the outer life, in which one fears nothing so much as the possibility of stumbling here or there, and then the will that has been fought through in the quiet chamber of the soul fades to a great extent when it comes to stepping more openly into the public arena. The number of hostile writings that are being produced today is so great that I can only pick out something typical, and in doing so I will refer to a brochure that has just been published, 'Rudolf Steiner as Philosopher and Theosophist', by a professor in Tübingen, Dr. Friedrich Traub, who has formed his opposing remarks from the present-day Protestant-Lutheran point of view. The peculiarity that confronts us in such matters in the present day is something that can be linked to reflections that I have been engaging in recently and also here in these days. It must be constantly and repeatedly recalled that a truly fruitful cultivation of a spiritual-scientific movement absolutely requires the assimilation of a completely unclouded sense of truth and the conscientious pursuit of truth in the contemplation and treatment of the things of the physical world. That wisdom can only be sought in truth, my dear friends, should not be an inanimate motto of our movement, it should point to something very essential. Now, it is a peculiarity of our time, firstly, that people in general tend to retouch what is happening, to retouch it in some way. There is certainly a lot of unconsciousness in such retouching, but even unconscious retouching must be striven for by those who strive for truthfulness in their lives. It is a matter of the fact that when one remembers things, one must endeavor to recall them in their true form. It is so remarkable, as it always happens even in our circles – that must be said – that things are told, things of the ordinary physical plane, which one can then investigate and find that there is nothing to them, that they completely vanish into thin air. These are things that should really be taken more seriously than they usually are. But then it is a matter of observing certain things in the interaction between people, which are necessary if social life is not to degenerate into absurdity. You see, some time ago in Stuttgart a theologian was severely reprimanded (Dr. Unger did it) for mixing a lot of personal stuff into a lecture about my anthroposophy. Theologians should actually be people with a sense of truth. This personal information was almost completely borrowed from the brochure of the well-known ex-anthroposophist — one is accustomed to such word formations today — Max Seiling. Now, the theologian in question, who wants to be a researcher, that is, a scientist, said, among other things, that these things have not yet been refuted in public. Well, my dear friends, if you wanted to refute everything that comes from such a source, it would be a task on a par with boys throwing dirt at you on the street and you then getting into a scuffle with the boys, wouldn't it? So much for the refutation. But the following should be criticized about the statement of a person who wants to be a scientist. The one who makes an assertion has the obligation to follow the sources for the evidence, not just to repeat it, but to check the sources first. Where would you end up, for example, in historical research, if you were to regard everything you pick up somewhere as real history, and did not feel obliged to really check the truth of the sources? It is not the person who is being attacked who has the obligation to refute the allegations, but rather the person who repeats them, who uses them to characterize, who would have the obligation to investigate such a matter before repeating it. And this gentleman, who, in addition, in the outer social life may call himself a university professor, should be made to understand that such a person, who works scientifically without examining the sources, simply documents himself before the world in such a way that he can never be taken seriously scientifically in the future with regard to anything. You see, such things must be stated so categorically today because these things should be investigated in public, because people should actually be tested today for their sense of truth. One would have to investigate whether anyone who is in public life takes the truth seriously or not, that is, whether they also feel the obligation to check the sources of the truth for everything they claim. It is not enough for someone to say that they are speaking in good faith; this faith is worth nothing when it comes to asserting a public judgment. Of value is only the conscientious examination that everyone is obliged to do when making any kind of assertion. If one were to make a habit of this in one's private, personal life, it would not be able to occur in a context like the one I have characterized. And if it does occur, then it is a symptom that in today's world it is common practice in everyday life to blindly assert something without conscientiously checking the sources for any assertion. This is something that must be said in general. Now, my dear friends, I will start with something seemingly extremely trivial, something that many of you might consider trivial and say: Well, such things, they don't matter, such small oversights, one must forgive. Nevertheless, it is precisely in the – I would say unscrupulous way – in which someone often treats small matters that shows how he acts in matters of importance. You see, the brochure I mentioned, which says in the introduction, in the preface:
- this writing also contains some biographical information at the beginning, and this biographical information begins:
Now, my dear friends, if the man were to open any old guidebook – which he would be obliged to do – and look up Kraljevec on the Island of Mur in Hungary, he would find that it is a terrible little dirt hole of a village that is being discussed. So, you just need to look it up. You may find it insignificant and inconsequential, but in research, accuracy is important, in research, an exact love of truth is important, and if someone does such things in small things and does not feel obliged to research the truth, then there is actually nothing to be given in his great things. Then it continues:
And so on. Then it says:
Now, my dear friends, where did this man get it from? He cannot have got it from a reasonable source, because I truly did not grow up in an enlightened Catholicism, but grew up without Catholicism, even without enlightened Catholicism, in fact in a way of thinking that corresponds entirely to what I would call the most radical scientific point of view of the 1860s and 1870s. One would like to believe that such a man knows nothing at all about what happened in the last third of the last century, otherwise he would not be able to find anything in my writings about enlightened Catholicism. Then just one more sentence of this kind:
My dear friends, I was in Graz for the first time at Hamerling's funeral in 1889, after I had long since finished all my philosophical studies. I have never seen the University of Graz or any other university in Graz from the inside. As I said, you may find all this irrelevant, you may say that these are such small oversights that one can forgive. No, my dear friends, anyone who wants to be a researcher cannot be treated in this way; instead, we have to look at the exact truth. If someone claims such things out of some fantasy or other, then we also have to realize that we can't really believe much of what he says otherwise. But I have studied what the man might actually have thought, how he could have found out that I studied in Graz – I actually studied in Vienna – how does he come up with something like that? Yes, you see, my dear friends, if you imagine: here the Styrian Mur, so here is the Mur Island, Großmurschen, there the very small village of Kraljevec, Csaktornya is in front of it, then Kottori. Now, if this is Graz, this is Vienna. Now the man said: How did Steiner get from Kraljevec to Vienna? Of course via Graz (see Chart 1). There seems to be no other way of asserting these things. But from this, my dear friends, you can see what the thinking of some people who call themselves researchers from our social background actually is. Traub's brochure is divided into two parts. The first part deals with “Steiner's Philosophy”, the second with “Steiner's Theosophy”. Now, after the experiences of life, one does not exactly have reason to believe that Protestant theologians understand much about philosophy on average; but if someone writes about it and makes the claim to be taken seriously at least in theology, then it should be possible for him, when he writes about the “philosophy” of a personality, to at least touch on the main point somehow; it should somehow be emphasized what is essentially important. The way he treats my philosophy here, the whole thing is basically a statement that there are indeed many witty remarks in my “Philosophy of Freedom,” but then it culminates in the following sentence:
I believe that Pastor Traub, or rather Professor Traub, is at a loss for words; but it seems to me that in this respect he would do well to consider whether the perplexity might not come from his state of mind. For, after all, what good Mr. Lichtenberg said a long time ago is still true today: When a book and a head collide and it sounds hollow, it is not necessarily the book that is to blame. Now, you see, when someone goes so far as to say:
- then he would at least have to try to somehow take into account the point of view that matters. Perhaps it would have helped Mr. Traub a little if he had tried to examine the matter conscientiously. But he only cites the “Philosophy of Freedom” and “World and Life Views in the 19th Century” from 1901 among the writings he has read for a description of my philosophy; he does not mention “Truth and Science,” which could have been very helpful to him in not being quite so at a loss in the face of the “Philosophy of Freedom”. But to find out the crux of the matter - it is as if Pastor Traub really was at a loss in the matter - that would certainly be the most important thing. For this crux of the matter concerns the fact that both in my book “Truth and Science” and in my book “The Philosophy of Freedom” a consciously anti-Kantian point of view has been clearly and distinctly formulated. And the important thing about this is that I have shown that one cannot at all place oneself in relation to the outer sense world in the way that Kant and all his imitators placed themselves in relation to this outer sense world, simply accepting it and asking: Is it possible to penetrate deeper into it or not? What I wanted to show at the beginning of my literary career was that the external sense world, as it presents itself to us, is a mere semblance, is half-real, because we are not born into the world in such a way that our relationship to the external world born into the world in such a way that our relationship to the external world is a finished one, but that our relationship to the external world is one that we ourselves must first complete when we think about the world, when we acquire this or that experience of the world. So when we acquire knowledge about the world in the broadest sense, only then do we come to reality. The fundamental error of 19th-century philosophy is that it always simply takes the sensory world as a finished product. People have not realized that the human being belongs to true reality, that what arises in the human being, especially in thought, splits off from reality, in that the human being is born into reality , that reality is hidden at first, so that it appears to us as an illusory reality; and only when we penetrate this illusory reality with what can come to life in us do we have full reality before us. But from the outset, from the point of view of a certain theory of knowledge, everything that later forms the basis of my anthroposophy would be characterized by this. For it has been attempted from the very beginning to prove that the sense world is not a reality, but that it is an illusory reality, to which must be added what man brings to it, what flashes up in man's inner being and what he then works out. All of Kant's and post-Kantian philosophy is based on the assumption that we have a finished reality before us and that we can then ask the question: Yes, can we recognize this finished reality or cannot we recognize it? But it is not a finished reality, it is only half a reality, and the whole reality only comes into being when the human being comes along and pours into reality that which arises in his innermost being. If one were to characterize as it is given in my “Truth and Science” and what then leads from this “Truth and Science” to the “Philosophy of Freedom”, one would see that the thinking, which is necessary to found an anthroposophy, has already been philosophically characterized by me in its essence. It is interesting that Traub writes:
Of course, the word 'about' in this sentence allows for a wide range of interpretations. But putting that aside, one might ask whether the author only opened the book halfway through and only read from the middle to the end. In the first chapter, there is a discussion, in connection with Spinoza, of how to understand the idea of freedom in contrast to natural causality. As far as it is necessary for such a book, this question is the starting point. Such a way of thinking as that of Professor Traub overlooks this. Regarding the “riddles of philosophy,” you need only read what I said at the beginning of that admittedly daring introductory chapter: that it was necessary to let the whole course of philosophy of mankind have an effect on me in order to write these few pages, which are intended to characterize the course of philosophical thought of mankind in the period of seven to eight centuries. When you read this, you will ask yourself: What does such a gentleman want when he says:
— he means those developed in these pages —
It is precisely this that is shown, how the order grows organically out of the material, and every opportunity is taken, in every single chapter, to show how precisely what he calls a scheme here grows out of the real empirical observation of the material. You can say anything to people like that – they then say anything that comes into their heads. But the most beautiful thing, my dear friends, in this writing are sentences like this:
Now, my dear friends, what is the basis of such a sentence? First of all, the gentleman in question has the ingrained concepts of factual science and normative science in his mind. He has learned from his compendia, at least in the course of his life, that there are normative sciences and factual sciences. He would first have to educate himself about the fact that these old concepts break down when confronted with spiritual science. But he judges that which he should find his way into according to the concepts he has acquired. No wonder they do not fit into these concepts. The following is also cute, for example. He says:
First of all, I would like to know where he got this problem from. Yes, my dear friends, soul is meant as soul, as the real soul. The fact that in the compendiums, reflections have been made in the course of time that can be called epistemological, that can be called psychological or that can be called ethical-religious does not imply the nonsense that one should say: I am considering the relationship of the ethical-religious soul to the world, or I am considering the relationship of the epistemological soul to the world, or I am considering the relationship of the psychological soul to the world. It is very difficult, you see: if you wanted to refute such stuff, it would have to be based on something tangible. But you can't really grasp such things, they just vanish in your hands. Of course, the Protestant theologian is most interested in how I dealt with the concept of God during the period in which my philosophical writings were written. Now, my dear friends, when one writes something, it is not a matter of writing about everything possible, from all possible points of view, but rather of writing from the points of view that are relevant to the content of the writing in question. During the period when I was writing my “Philosophy of Freedom” and also earlier and some later works, I never had any reason to deal with the theological question about God and the world in any way. So it is a strange criticism if one does not see that in a context such as that of “The Philosophy of Freedom”, neither a personal nor a superpersonal God can be found. It is about the treatment of matter, the treatment of substance. Now you see, it is of course a godsend for people who miss the main point – for Traub has missed the real main point, the determination of the relationship between man and reality, to such an extent that he has not even seen this point, that he has no idea at all that this is the main point – it is always a godsend when secondary matters can be emphasized. It should surprise no one that from the point of view, including the anthroposophical point of view, from which I have to start, only a harsh judgment can be passed on everything that is denominational Christianity of one shade or another in the present day, that a harsh judgment must be passed on everything that is vague ideas about the beyond. For those who have grasped the core of anthroposophy, the latter shines forth upon what I have had to assert philosophically. The point is that, however far we penetrate into the spiritual worlds, we must always imagine them as a unified whole, so that everything that is spirit must at the same time be sought in material existence. The greatest harm that has been done in the development of our modern world view is that people have repeatedly wanted to point beyond what is direct experience to an indefinite, vague beyond. This beyond is to become a here, a real presence here, precisely through spiritual contemplation. Therefore, from the point of view of epistemology, I had to fight all vague ideas of the beyond and had to reject everything that tends to repeat these vague ideas of the beyond from one religious confession to another. In order to gradually ascend to a true understanding of Christ, I had to present everything that actually obscures the real Christ impulse as something to be rejected by future humanity. For it must be clear that the way in which, in more recent times, under the protection of precisely the theological schools of thought, a distinction is made between revelation and external science, that precisely this is of great harm to our spiritual development. Therefore, it should come as no surprise that ordinary Christianity has been rejected by me in my philosophical period, for this ordinary Christianity is to be rejected precisely for the sake of Christ Himself. But for those people who cling to words, who never look at things in context but always cling to words, it is easy to discover apparent contradictions when words are taken out of context. Of course, this is extremely easy for someone who has never been concerned with words but always with the matter at hand. And so one can take up a sentence like the one I said in 1898:
Or even earlier:
This is something, my dear friends, which, if taken literally, can very easily, terribly easily, lead to the construction of contradictions. The conscientious person would, of course, examine the context in which these words were used. For Pastor or Professor Traub, however, this is something dangerous, because his Christianity, his belief in the hereafter, is quite certainly affected. You see, I have roughly demonstrated the wealth of ideas with which my philosophy is characterized by Professor Traub. Because other ideas are not to be found much in the writing. Everything that matters has been overlooked. The fact that I speak of intuitive thinking in The Philosophy of Freedom is something that Professor Traub does notice, but he cannot form any conception of it because he finds that thinking is merely formal in nature and is therefore actually empty. Yes, my dear friends, there is no talking to such a person, because he has not acquired the very simplest concepts that one could gain right at the beginning in mathematics, for if you only give mathematics a formal, content-free thinking, then I would like to know how one could ever understand something like the Pythagorean theorem. If the aim were to take all content out of experience, then one would never be able to grasp something like the Pythagorean theorem, which presupposes that thinking that is rich in content meets external sense experience, which then, so to speak, comes with intuitive thinking, as characterized in 'The Philosophy of Freedom'. The fact that the development of this thinking, the ascent of this thinking into the spiritual world, is already there, would be something to be emphasized when characterizing my philosophy. Well, after all, one cannot assume that a Mr. So-and-so will find out. Then he moves on to the characterization of what he calls “Steiner's theosophy.” He has read “How to Know Higher Worlds.” In it, he initially finds some commendable ethical principles that are given. But then he proceeds, as is actually to be expected from his entire attitude, then he proceeds - yes, how shall I put it? — not to understand and to emphasize sharply that he does not understand what astral body, life spirit, etheric body and so on is.
– he says literally –
Well, he agrees with me that I demand of everyone who has common sense that they should be able to examine things from the point of view of common sense. Of course, Professor Traub has common sense – in his own opinion. But, my dear friends, it is a peculiar way of approaching such things when he finds, for example, in “Theosophy” that the number seven is often mentioned, and when he then says:
If he understood anything at all, he would know that it is no more an artificial scheme than it is when you look at a rainbow and say that there are seven colors in it, or when you look at the scale and say that there are seven tones in it and the octave is the repetition of the prime and so on. But, my dear friends, he does not even approach such a thing in a positive sense, but simply raises the question:
Why ask such a question if you are not going to investigate the matter! The whole methodology is something quite impossible. I would not speak so harshly about this book, my dear friends, because in my opinion the author's limitations are actually largely to blame for the way the book is, not exactly ill will - that emerges from the content. But judging by the terms the man uses, it justifies the use of equally strong terms. I will endeavor not to use harsher terms than those used in the book against my “Philosophy” and my “Theosophy.” This gentleman's way of thinking is indeed quite peculiar. You see, he has grasped how I arrive at a certain corroboration – you know, I try to corroborate everything in the most diverse ways – how I arrive at a certain corroboration of the idea of reincarnation, of repeated lives on earth, by using an example such as Schiller, who, with his genius, could not could not have inherited everything that he carried within him from his father, mother, grandfather, grandmother, and so on, and that if one does not want to assume that the qualities that Schiller could not have inherited with his blood were born out of nothing, one comes back to some kind of previous existence. You know that I don't present such things as proof, but one gathers these things because, when gathered together, they can corroborate a matter. Yes, but how does Professor Traub deal with this example? He says:
My dear friends! You can declaim for a long time that explanations consist of reducing the unknown to the known. Now, my dear friends, I would first like to know how to do that. How do you get at the unknown? It must first be known; but then, at most, you would only have to reduce the unknown, the seemingly unknown, which must first be known, to the known! So, the “hair-raising logic” seems to me to be more on the other side. But if it is also often proclaimed that the unknown should be traced back to the known in order to provide explanations, I would first like to ask: Why explain it at all? One could stop at the known. But in truth it is not so. Just go through all the explanations that are offered. Explanations always assume that what is being sought is something that is not actually present. In practice, the exact opposite of what Professor Traub's method demands is true. It is not surprising that the old objections arise, that one does not remember previous incarnations, but it is interesting to note that it is stated here:
Yes, my dear friends, I have certainly never claimed anything similar, even remotely similar, about the average person. But it is really not at all a matter of whether a person A, who is standing in the present and facing a person B, now saying to himself: This person B, I lived with in the year 202 AD; I did him an injustice then, now I have to do this and that to make amends. Professor Traub can only imagine that karma, that fate, unfolds under this assumption. Yes, my dear friends, but it does not matter at all whether person A makes these considerations, because karma is arranged in such a way that he makes amends for what he has done wrong in the previous life, from what is going on in his soul, even without knowing it, without him first reflecting on it. It is indeed the case that when Professor Traub says that he does not know which of his fellow human beings in this life were harmed by him in a past life and how he can make amends, he does it without knowing how. Such gentlemen are completely lacking in the most obvious thoughts. Now, my dear friends, what are we to do with such an assertion? That this Protestant gentleman does not, of course, like such explanations as I have given about a passage in the Bible: “He who eats my bread tramples me under his feet” or similar - one can believe that, of course. He expressly assures us that he cannot imagine anything at all about the “center spirit” of the earth. But then a series of extraordinarily cute remarks follows. You see, I emphasize from the most diverse points of view that the embodiment of the Christ-being in the man Jesus of Nazareth is not just an earthly, but a cosmic event. That which took place, whether in the great historical context or in the own soul of the man Christ-Jesus, is not to be regarded as merely an earthly, a telluric event, but as an event that concerns the cosmos. The point is to lift the event of Golgotha out of the merely earthly sphere and raise it into the sphere of the world, and I have emphasized this again and again in all possible variations. Yes, my dear friends, after Professor Traub has expressed his horror at the two Jesus children, which may well be granted him, he goes on to say the following cute sentence, which is all too beautiful for us to ignore:
That's what I say, he even quotes it verbatim. But then he says:
Yes, my dear friends, what am I supposed to understand from this? That the event of Golgotha took place on the earth's orbit is certainly not denied by me. I did not claim that it took place on the sun or the moon. Well, in any case it is a telluric event. That this is reversed by Traub in the assertion that I understand the event of Golgotha as a pure, that is, only a cosmic event - that is basically a strong act! From Kraljevec the way to Vienna goes via Graz! That is the distorted thinking in small, insignificant things. This distorted thinking, which one often does not want to criticize in small, insignificant things, is something that then also shows itself in great things. For anyone who feels obliged to conscientiously read what Professor Traub claims to have read will never be so presumptuous as to claim that I said that the Christ event was only a cosmic event. Now, I can only pick out individual things. The description of Atlantis naturally hurts him again, and he finds himself particularly badly affected when I say that the Atlanteans thought in images and that now people think in concepts.
To which Professor Traub says:
Yes, my dear friends, concepts are formed according to judgments for straightforward thinking. If you had to have concepts in order to judge, few judgments would be able to come about. So this is something that really testifies to a very blatant lack of philosophical education. Now, I won't even talk about the fact that he cannot understand what is spiritually similar to the sensation of blue as I describe it, right; I also won't talk about the fact that he says:
- because he constructs arbitrary concepts of a spiritual color. I will only speak of the fact that it is said of me again and again that one can follow everything with common sense, even that which is directly observed, if one is willing to overcome one's laziness and observe to a certain degree what is written in “How to Know Higher Worlds”. In a length that is striking for the brevity of the remaining remarks, Professor Traub now explains that on the one hand, faith in authority is required, but on the other hand, one should examine it oneself. In particular, he is harshly critical of those who say that, after all, other things in the world are also accepted on trust, for example that people who have not been to America still believe the travelers when they say that it looks like this or that there. — Well, of course it is easy to say that in America there are also people, animals, plants and so on that are also known in Europe. I will not dwell on this, I have spoken of it often; but I would like to draw your attention to the logic of this gentleman. On page 34 you read the cute sentence:
—- so he thinks.
This is literally true; to test a chemical truth, one must want to become determined to become a chemist. There is nothing at all to be said against that. But Professor Traub continues:
Yes, you see, of course I cannot verify the theosophical truths either unless I want to become clairvoyant, just as you cannot verify the chemical truths without becoming a chemist; he himself cites this as proof. But he considers it his right to become a chemist if he wants to verify chemical truths, but he does not want to become one, as one must become to verify the theosophical truths. In any case, he turns out to be extremely demanding on this point. Because the fact that one or the other can verify and then confirm is not enough for Professor Traub. He says:
That is logic, isn't it! But this logic is even intensified, my dear friends. He says, after all, with chemical truths, with ordinary scientific truths, it does not matter if everyone checks them, because they are not as important as spiritual truths, nor are historical truths. And there we find the following cute sentence:
Yes, I want to know how he actually does it, I want to know how he wants to gain an independent certainty about the event of his own birth, which is, after all, an extremely important event in his life on earth! So these things are written down from the mere rattling of words that are not at all accompanied by any thoughts. Based on our current circumstances, these are youth educators! This raises the question of judging everything as possible. Now I would like to read you a sentence of mine, my dear friends, which you will know, which I am reading here not for any personal reason, but because something quite peculiarly remarkable appears to me in the way Professor Traub introduces the sentence:
These sentences are mine. They are found in 'The Task of Spiritual Science and Its Structure in Dornach'. Professor Traub cites them and then adds the following sentence. I will read it out, although I am not sure whether I am clever enough to recall the following sentence in the right way. He adds the sentence:
Yes, I must confess that if I wanted to judge the unsightly style of this Traub writing – well, I don't want to pass judgment on it, because after all it is a matter of taste, but when I have read so much criticism about style lately and then see that judgments are formed in such a way, then it seems to me to be almost as irrelevant as the content-related matters. Now I would like to share with you just a few sentences from the last part of the text, where the relationship between anthroposophy and Christianity is discussed. It says:
Yes, I must say, with such a remark, one's mind could stand still: a Protestant theologian who claims that the truth of Christianity is based only on history, that Christianity does not contain eternal truths! One cannot even find out what the contradiction is supposed to be. He himself points out that Theosophy also originated historically. But he attaches great importance to the fact that Theosophy endeavors - although it originated historically - to find ahistorical, that is, eternal truths. Christianity is supposed to be merely a historical matter. Traub writes:
- namely, “Christianity is an historical religion” —
Yes, it is absolutely incomprehensible how such a sentence can be pronounced as something valid, because that is how it is pronounced. The person in question is a university professor, so he teaches with a certain authority. These things are sufficiently characterizing to show where the words that oppose the humanities come from. It is particularly interesting for me, who always tries to reject anything that is overheated tone, who tries to present as calmly as possible, with a calm, scientific style, that I am also accused of:
Yes, my dear friends, I consciously refuse to speak in an overheated tone of something unknown, because that is precisely what has a hypnotizing effect on human souls. Now, I have highlighted some of the typical things that oppose the spiritual scientific movement. We had to stop at such a point, since I intend to move on to characterizing what the position of that spiritual entity that we call Michael, who in turn has become the spiritual world regent since the end of the seventies of the last century, actually is in relation to the human present and its culture. Next time I must characterize the whole metamorphosis of the Michael personality, from what Michael was – that which is called the face of Yahweh – to his present position. It was also necessary to characterize a little the stones that are thrown in the path of spiritual science. One can say: Firstly, in such a case there is the most terrible inaccuracy, secondly, in such a case there is the inability to somehow find out the key points of the matter - and, moreover, the unscrupulous will to characterize the matter as it has been done here. Finally, the brochure summarizes the content of the critique:
— there is the sentence for the second time! —
Yes, that is true, and many opponents of anthroposophy today fly this flag. But the reasons for this and the direction in which the judgment should be steered if one wants to arrive at a fair and dignified judgment must first be pointed out in a typical case. Next Friday, I will discuss the topics mentioned above. We will meet here at 7 p.m. for the lecture. |
1. Goethean Science: The Nature and Significance of Goethe's Writings on Organic Development
Translated by William Lindemann Rudolf Steiner |
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The third kind of knowledge, however, is that in which we advance from an adequate picture of the real being of certain attributes of God to an adequate knowledge of the being of things. Spinoza calls this kind of knowledge scientia intuitiva, knowledge in beholding. |
One must above all be clear about what Spinoza meant by this The things are to be known in such a way that we recognize within their being certain attributes of God. Spinoza's God is the idea-content of the world, the driving principle that supports and carries everything. |
And, in connection with Jacobi's book, Of Divine Things and their Manifestation,36 Goethe remarks: “How could the book of such a beloved friend be welcome to me when I had to see developed in it the thesis that nature conceals God. With my pure, deep, inborn, and trained way of looking at things, which had taught me absolutely to see God in nature, nature in God, such that this way of picturing things constituted the foundation of my whole existence, would not such a peculiar, one-sidedly limited statement estrange me forever in spirit from this most noble man whose heart I revered and loved?” |
1. Goethean Science: The Nature and Significance of Goethe's Writings on Organic Development
Translated by William Lindemann Rudolf Steiner |
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[ 1 ] The great significance of Goethe's morphological works is to be sought in the fact that in them the theoretical basis and method for studying organic entities are established, and this is a scientific deed of the first order. [ 2 ] If one is to do justice to this rightly, one must above all bear in mind the great difference existing between the phenomena of inorganic nature and those of organic nature. A phenomenon of the first kind, for example, is the impact of two elastic balls upon one another. If one ball is at rest and the other ball strikes it from a certain direction and with a certain velocity, then the first ball is likewise given a certain direction and velocity. If it is a matter then of comprehending such a phenomenon, this can be achieved only by our transforming into concepts what is directly there for the senses. We would succeed in this to the extent that nothing of a sense-perceptibly real nature remained that we had not permeated conceptually. We see one ball approach and strike the other, which then goes on moving. We have comprehended this phenomenon when, from the mass, direction, and velocity of the first ball, and from the mass of the second, we can determine the direction and velocity of the second ball; when we see that under the given conditions this phenomenon must necessarily occur. But this means nothing other than: that which offers itself to our senses must appear as a necessary consequence of what we have to postulate ideally beforehand. If this is the case, then we can say that concept and phenomenon coincide. There is nothing in the concept that is not also in the phenomenon, and nothing in the phenomenon that is not also in the concept. Now we must take a closer look into those relationships out of which a phenomenon of inorganic nature occurs as a necessary consequence. The important fact arises here that the sense-perceptible processes of inorganic nature are determined by factors that likewise belong to the sense world. In our example, mass, velocity, and direction—i.e., exclusively factors belonging to the sense world—come into consideration. Nothing further arises as a determining factor for the phenomenon. It is only the directly sense-perceptible factors that determine one another. A conceptual grasp of such processes is therefore nothing other than a tracing of something sense-perceptibly real back to something sense-perceptibly real. Spatial-temporal relationships, mass, weight, or sense-perceptible forces such as light or warmth call forth phenomena that themselves belong in the same category. A body is heated and increases thereby in volume; the heating and the expanding both belong to the sense world; both the cause and the effect do so. We therefore do not need to go outside the sense world at all in order to comprehend such processes. We merely trace, within the sense world, one phenomenon back to another. When we therefore explain such a phenomenon, i.e., want to permeate it conceptually, we do not need to take up into the concept any elements other than those which are observably perceptible to our senses. We can observe everything that we want to comprehend. And the congruence of perception (phenomenon) and concept consists in this. Nothing in the processes remains obscure to us, because we know the relationships from which they follow. With this, we have elaborated upon the character of inorganic nature and have shown at the same time to what extent we can explain inorganic nature out of itself, without going out of or beyond it. Now one has never doubted this explainability, ever since one first began to think about the nature of these things. One has not, to be sure, always gone through the above train of thought from which the possibility of a congruence of concept and perception follows; but still one has never hesitated to explain phenomena out of the nature of their own being in the way indicated.31 [ 3 ] But matters were different, up until Goethe, with respect to the phenomena of the organic world. In the case of an organism, sense-perceptible factors appear—form, size, colour, warmth conditions of an organ, for example—that are not determined by factors of the same kind. One cannot say of the plant, for example, that the size, form, location, etc., of the roots determine the sense-perceptible factors of the leaf or blossom. A body for which this were the case would not be an organism but rather a machine. It must be admitted that all the sense-perceptible factors of a living being do not manifest as a result of other sense-perceptible factors,32 as is the case with inorganic nature. On the contrary, in an organism, all sense-perceptible qualities manifest as the result of a factor that is no longer sense-perceptible. They manifest as the result of a higher unity hovering over the sense-perceptible processes. It is not the shape of the root which determines that of the trunk, nor the trunk's shape which determines that of the leaf, and so on, rather, all these forms are determined by something standing over them that itself is not again a form observable by the senses; these forms do exist for one another, but not as a result of one another. They do not mutually determine one another, but rather are all determined by something else. Here we cannot trace what we perceive with our senses back to other sense-perceptible factors; we must take up, into the concept of the processes, elements that do not belong to the world of the senses; we must go out of and beyond the sense world. Observation no longer suffices; we must grasp the unity conceptually if we want to explain the phenomena. Because of this, however, a separation occurs between observation and concept; they no longer seem to coincide with each other; the concept hovers over what is observed. It becomes difficult to see the connection. Whereas in inorganic nature concept and reality were one, here they seem to diverge and actually to belong to two different worlds. The observation that offers itself directly to the senses no longer seems to bear within itself its own basis, its own being. The object does not seem explainable out of itself, but rather from something else. Because the object appears in a way not governed by the laws of the sense world, but is there for the senses nevertheless, appears to the senses, it is then as though we stood here before an insoluble contradiction in nature, as though a chasm existed between inorganic phenomena, which are comprehensible through themselves, and organic beings, in which an intrusion into the laws of nature occurs, in which universally valid laws seem suddenly to be broken. Up until Goethe, in fact, science generally considered this chasm to exist; he was the first to succeed in speaking the word that solved the riddle. Before him, one thought that only inorganic nature was explainable out of itself; man's ability to know ceases when confronted by organic nature. One can best estimate the greatness of the deed Goethe accomplished when one considers that the great reformer of philosophy in recent time, Kant, not only shared completely in that old error, but even sought, in fact, to find a scientific foundation for the view that the human spirit will never succeed in explaining organic entities. He saw the possibility, to be sure, of an intellect—of an intellectus archetypus, of an intuitive intellect—to which it would be granted to see into the relationship of concept and reality in organic beings just as it does in inorganic things; only, he denied to man himself the possibility of any such intellect (Verstand).33 For Kant, it is supposedly characteristic of the human intellect that it can think of the unity, the concept of a thing, only as resulting from the interaction of its parts—as an analytical generalization gained by a process of abstraction—but not in such a way that each individual part manifests as the outflow of a definite concrete (synthetical) unity, of a concept in an intuitive form. For this reason, it is also supposedly impossible for the intellect to explain organic nature, because organic nature would have to be thought of, indeed, as working from the whole into the parts. Kant says about this: “It is characteristic of our intellect, therefore, with respect to our power of judgment, that it does not determine knowledge through itself, does not determine what is particular through what is general, and that therefore the particular cannot be traced back to the general.”34 According to this, we would therefore have to renounce all knowledge, with regard to organic entities, of the necessary connection between the idea of the whole—which can only be thought—and what manifests to our senses in space and time. According to Kant, we must limit ourselves to the recognition that such a connection exists; but the logical challenge to know how the general thought, the idea, steps out of itself and manifests itself as sense-perceptible reality, this supposedly cannot be fulfilled with respect to organisms. Rather we would have to assume that concept and reality confront each other here without mediation; and that some influence lying outside them both creates them in somewhat the same way a person, according to an idea he has thought up, constructs some composite thing or other—a machine, for example. In this way the possibility of an explanation of the world of organisms was denied, its impossibility in fact seemingly proven. [ 4 ] This is how matters stood when Goethe undertook to devote himself to the organic sciences. But he entered into these studies after preparing himself for them in a most appropriate way, through repeated readings of the philosopher Spinoza. [ 5 ] Goethe took up Spinoza for the first time in the spring of 1774. In Poetry and Truth, he says of this, his first acquaintance with the philosopher: “That is, after vainly looking around in the whole world for a means of educating my strange being, I finally happened upon the Ethics of this man.” In the summer of the same year, Goethe met with Friedrich Jacobi. The latter, who had come more thoroughly to terms with Spinoza—as his letters of 1785 about Spinoza's teachings show—was entirely qualified to lead Goethe more deeply into the essential nature of the philosopher. Spinoza was also very much discussed at that time, for in Goethe “everything was still in its first effects and counter-effects, fermenting and seething.” Somewhat later, he found a book in his father's library whose author heatedly opposed Spinoza, even distorting him, in fact, into a total caricature. This gave Goethe the stimulus to occupy himself seriously once more with the profound thinker. In Spinoza's writings he found elucidation on the deepest scientific questions that he was then capable of raising. In 1784, the poet reads Spinoza with Frau von Stein. On November 19, 1784, he writes to her: “I am bringing Spinoza along in Latin, in which everything is much clearer ...” The effect of this philosopher upon Goethe was now immense. Goethe himself was always clear about this. In 1816, he writes to Zelter: “Except for Shakespeare and Spinoza, I do not know that any departed soul has had such an effect upon me (as Linnaeus).” He regards Shakespeare and Spinoza therefore as the two spirits who have exerted the greatest influence on him. The manner in which this influence now manifested itself with respect to his studies of organic development becomes clearest to us if we consider a statement about Lavater from Goethe's Italian Journey; Lavater was also in fact a proponent of the view generally prevalent then that something living can arise only through an influence that does not lie in the nature of the entity itself, through a violation of the general laws of nature. Goethe then wrote the following words about this: “Recently I found, in a pitiful, apostolically monkish declamation of the Zürich prophet, the nonsensical words that everything that has life lives by something outside itself. Or it sounded something like that. Now a missionary can write down something like that, and when he is revising it no good spirit tugs at his sleeve.” Now that is expressed entirely in the spirit of Spinoza. Spinoza makes a distinction between three kinds of knowledge. The first kind is that in which upon hearing or reading certain words we recall certain things and form certain mental pictures of these things which are similar to the pictures by which we represent the things to ourselves pictorially. The second kind of knowledge is that in which, out of sufficient mental pictures of the characteristics of things, we form general concepts for ourselves. The third kind of knowledge, however, is that in which we advance from an adequate picture of the real being of certain attributes of God to an adequate knowledge of the being of things. Spinoza calls this kind of knowledge scientia intuitiva, knowledge in beholding. This last, the highest kind of knowledge, is that for which Goethe strove. One must above all be clear about what Spinoza meant by this The things are to be known in such a way that we recognize within their being certain attributes of God. Spinoza's God is the idea-content of the world, the driving principle that supports and carries everything. Now one can picture this either in such a way that one takes this principle to be an independent being—existing by itself, separated off from finite beings—that has these finite things outside itself, governs them, and causes them to interact. Or, on the other hand, one can picture this being as having merged into finite things in such a way that it is no longer over and outside them, but rather now exists only within them. This view in no way denies that primal principle; it acknowledges it entirely; only, it regards this principle as having been poured out into the world. The first view regards the finite world as a manifestation of the infinite, but this infinite remains with its own being intact; it relinquishes nothing of itself. It does not go out of itself; it remains what it was before it manifested itself. The second view also regards the finite world as a manifestation of the infinite, only it assumes that this infinite, in becoming manifest, has gone entirely out of itself, has laid itself, its own being and life, into its creation in such a way that it now exists only within this creation. Now since our activity of knowing is obviously a becoming aware of the essential being of things, and since this being can after all consist only in the involvement a finite being has in the primal principle of all things, our activity of knowing must then mean a becoming aware of that infinite within the things.35 Now, as we have described above, it was readily assumed, before Goethe, with respect to inorganic nature, that one could explain it out of itself, that it carries within itself its own substantiation and essential being, but that this is not the case with organic nature. Here one could not know, within an object itself, that essential being that manifests itself within the object. One therefore assumed this being to be outside the object. In short: one explained organic nature according to the first view and inorganic nature according to the second. As we have seen, Spinoza had proven the necessity for a unified knowledge. He was too much the philosopher to have been able also to extend this theoretical requirement out over the specialized area of organic science. It remained for Goethe to do this now. Not only his statement about Spinoza quoted above, but also numerous others show us that Goethe adhered decisively to Spinoza's views. In Poetry and Truth: “Nature works according to laws that are eternal, necessary, and so divine that even the Divinity Himself could change nothing about them.” And, in connection with Jacobi's book, Of Divine Things and their Manifestation,36 Goethe remarks: “How could the book of such a beloved friend be welcome to me when I had to see developed in it the thesis that nature conceals God. With my pure, deep, inborn, and trained way of looking at things, which had taught me absolutely to see God in nature, nature in God, such that this way of picturing things constituted the foundation of my whole existence, would not such a peculiar, one-sidedly limited statement estrange me forever in spirit from this most noble man whose heart I revered and loved?” Goethe was completely conscious of the great step he was taking in science; he recognized that by breaking down the barriers between inorganic and organic nature and by consistently carrying through on Spinoza's way of thinking, he was giving science a significant turn. We find his knowledge of this fact expressed in his essay Power to Judge in Beholding (Anschauende Urteilskraft). After he had found, in the Critique of Judgment, the Kantian establishment of the in ability of the human intellect to explain an organism, as we described above, Goethe expresses his opposition to it in this way: “To be sure, the author (Kant) seems here to point to a divine intellect; but when we, in fact, lift ourselves in the moral sphere into a higher region through belief in God, virtue, and immortality and mean to draw near to the primal being, so likewise, in the intellectual realm, it could very well be the case that we would make ourselves worthy, through beholding an ever-creating nature, of participating spiritually in its productions. Since I had, after all, ceaselessly pressed on, at first unconsciously and out of an inner urge, toward that primal archetypal element, since I had even succeeded in building up a presentation of this which was in accordance with nature, nothing more could keep me then from courageously under taking the adventure of reason, as the old man of Königsberg himself calls it.” [ 6 ] The essential thing about a process of inorganic nature—a process belonging merely to the sense world, in other words—consists in the fact that it is caused and determined by another process which likewise belongs only to the sense world. Let us assume now that the causal process consists of the elements m, d, and v (mass, direction, and velocity of a moving elastic ball) and that the resulting process consists of the elements m', d', and v'; then what m, d, and v are will always determine what m', d', and v' are. If I now want to comprehend the process, I must represent the whole process, consisting of cause and effect, in one common concept. But this concept is not of such a sort that it could lie within the process itself and determine the process. The concept now brings both processes together into one common expression: It does not cause and determine. Only the objects of the sense world determine each other. The elements m, d, and v are elements that are also perceptible to the external senses. The concept appears there only in order to serve man's spirit as a means of drawing things together; it expresses something that is not ideally, conceptually real, but rather is sense-perceptibly real. And that something which it expresses is a sense-perceptible object. Knowledge of inorganic nature is based upon the possibility of grasping the outer world through the senses and of expressing its interactions through concepts. Kant saw the possibility of knowing things in this way as the only way man has. He called this thinking “discursive.” What we want to know is an external perception; the concept, the unity that draws things together, is merely a means. But if we wanted to know organic nature, we would then have to consider the ideal element, the conceptual factor, not as something that expresses or signifies something else, but rather we would have to know the ideal element as such; it would have to have a content of its own, stemming from itself, and not from the spatial-temporal world of the senses. That unity which, in inorganic nature, man's spirit merely abstracts from the world, would have to build upon itself, would have to develop itself out of its own self, would have to be fashioned in accordance with its own being and not according to the influences of other objects. Man is supposedly denied the ability to apprehend such an entity as this that develops itself out of itself and that manifests itself out of its own power. Now what is necessary for such an apprehension? A power of judgment that can impart to a thought yet another substance (Stoff) than one merely taken up by the outer senses, a power of judgment that can apprehend not merely what is sense-perceptible, but also what is purely ideal, by itself, separated from the sense world. Now one can call a concept that is not taken from the sense world by abstraction, but rather has a content flowing out of itself and only out of itself, an “intuitive concept” and knowledge of this concept an “intuitive” one. What follows from this is clear: An organism can be apprehended only in an intuitive concept. Goethe shows, through what he does, that it is granted to the human being to know in this way. [ 7 ] What prevails in the inorganic world is the interaction of the parts of a series of phenomena; it is their reciprocal determining of each other. This is not the case in the organic world. There, one part of an entity does not determine the other, but rather the whole (the idea), out of itself and in accordance with its own being, determines each individual part. One can follow Goethe in calling this self-determining whole an “entelechy.” An entelechy is therefore a power that, out of itself, calls itself into existence. What comes into manifestation also has a sense-perceptible existence, but this is determined by that entelechical principle. From this also arises the seeming contradiction. An organism determines itself out of itself, fashions its characteristics in accordance with a presupposed principle, and yet it is sense-perceptibly real. It has therefore arrived at its sense-perceptible reality in a completely different way than the other objects of the sense world; thus it seems to have arisen in an unnatural way. But it is also entirely explainable that an organism, in its externality, is just as susceptible to the influences of the sense world as is any other body. The stone falling from a roof can strike a living entity just as well as an inorganic object. An organism is connected with the outer world through its intake of nourishment, etc.; all the physical circumstances of the outer world affect it. Of course this can also occur only insofar as the organism is an object of the sense world, a spatial-temporal object. This object of the outer world then, this entelechical principle that has come into existence, is the outer manifestation of the organism. But since the organism is subject not only to its own laws of development but also to the conditions of the outer world, since it is not only what it should be in accordance with the being of the self-determining entelechical principle, but also is what other dependencies and influences have made it, therefore the organism never seems, as it were, to accord fully with itself, never seems obedient merely to its own being. Here human reason enters and forms for itself, in idea, an organism that is not in accordance with the influences of the outer world, but rather corresponds only to that entelechical principle. Every coincidental influence that has nothing to do with the organism as such falls away entirely here. This idea, now, that corresponds purely to what is organic in the organism is the idea of the archetypal organism; it is Goethe's typus. From this one can also see the great justification for this idea of the typus. This idea is not merely an intellectual concept; it is what is truly organic in every organism, without which an organism would not be one. This idea is, in fact, more real than any individual real organism, because it manifests itself in every organism. It also expresses the essential nature of an organism more fully, more purely than any individual, particular organism. It is acquired in an essentially different way than the concept of an inorganic process. This latter is drawn from, abstracted from, reality; it is not at work within reality; the idea of the organism, however, is active, is at work as entelechy within the organism; it is, in the form grasped by our reason, only the being of the entelechy itself. This idea does not draw the experience together; it brings about what is to be experienced. Goethe expresses this in the following words: “Concept is summation, idea is result of experience; to find the sum requires intellect; to grasp the result requires reason” (Aphorisms in Prose). This explains that kind of reality which belongs to the Goethean archetypal organism (archetypal plant or archetypal animal). This Goethean method is clearly the only possible one by which to penetrate into the essential nature of the world of organisms. [ 8 ] With respect to the inorganic, the fact should be regarded as essential that the phenomenon, in all its manifoldness, is not identical with the lawfulness that explains it, but rather points, merely, to this lawfulness as to something external to it. The observation (the material element of knowledge, given us by the outer senses) and the concept (the formal element, by which we recognize the observation as necessitated) confront each other as two elements that objectively require each other, it is true; but they do so in such a way that the concept does not lie within the individual parts of a series of phenomena themselves but rather within a relationship of these parts to each other. This relationship, which brings the manifoldness into a unified whole, is founded within the individual parts of the given, but as a whole (as a unity) it does not come to real, concrete manifestation. Only the parts of this relationship come to outer existence—in the object. The unity, the concept, first comes to manifestation as such within our intellect. The intellect has the task of drawing together the manifoldness of the phenomenon; it relates itself to the manifoldness as its sum. We have to do here with a duality: with the manifold thing that we observe, and with the unity that we think. In organic nature the parts of the manifoldness of an entity do not stand in such an external relationship to each other. The unity comes into reality in the observed entity simultaneously with the manifoldness, as something identical with the manifoldness. The relationship of the individual parts of a phenomenal whole (an organism) has become a real one. It no longer comes to concrete manifestation merely within our intellect, but rather within the object itself, and in the object it brings forth the manifoldness out of itself. The concept does not have the role merely of summation, of being a combiner that has its object outside itself; the concept has become completely one with the object. What we observe is no longer different from that by which we think the observed; we are observing the concept as the idea itself. Therefore, Goethe calls the ability by which we comprehend organic nature the power to judge in beholding (Anschauende Urteilskraft). What explains (the formal element of knowledge, the concept) and what is explained (the material, the beheld) are identical. The idea by which we grasp the organic is therefore essentially different from the concept by which we explain the inorganic; the idea does not merely draw together—like a sum—a given manifoldness, but rather sets forth its own content out of itself. The idea is the result of the given (of experience), is concrete manifestation. Herein lies the reason why in inorganic natural science we speak of laws (natural laws) and explain the facts by them, and in organic nature, on the other hand, we do this by types. The law is not one and the same with the manifoldness of the observed that the law governs; the law stands over it; in the typus, however, the ideal element and the real element have become a unity; the manifoldness can be explained only as going forth from a point of the whole, the whole that is identical with the manifoldness. [ 9 ] In Goethe's knowledge of this relationship between the science of the inorganic and that of the organic lies what is so significant in his research. One is in error, therefore, when today one often explains his research as a forerunner of that monism which wants to found a unified view of nature—comprising both the organic and the inorganic—by endeavoring to trace what is organic back to the same laws (mechanical-physical categories and laws of nature) by which the inorganic is determined. We have seen how Goethe conceives a monistic view to be. The way he explains the organic is essentially different from the way he proceeds with respect to the inorganic. He wants to be sure that the mechanistic way of explaining things is strictly avoided with respect to what is of a higher nature (see his Aphorisms in Prose). He criticizes Kieser and Link for wanting to trace organic phenomena back to inorganic activity. [ 10 ] What gave rise to the erroneous view about Goethe indicated above was the relationship into which he brought himself to Kant with respect to the possibility of a knowledge of organic nature. But when Kant asserts that our intellect is not able to explain organic nature, he certainly does not mean by this that organic nature rests upon mechanical lawfulness and that he is only unable to grasp it as resulting from mechanical-physical categories. For Kant, the reason for this inability lies, rather, precisely in the fact that our intellect can explain only mechanical-physical things and that the being of the organism is not of this nature. Were it so, then the intellect, by virtue of the categories at its command, could very well grasp its being. It is definitely not Goethe's thought now to explain the organic world as a mechanism in spite of Kant; but rather he maintains that we by no means lack the ability to know that higher kind of nature's working which establishes the essential being of the organic. [ 11 ] As we consider what has just been said, we are confronted right away by an essential difference between inorganic and organic nature. Since in inorganic nature any process whatever can cause another, and this in turn yet another, and so on, the sequence of occurrences seems nowhere to be a closed one. Everything is in continuous interaction, without any one particular group of objects being able to close itself off from the effects of others. The sequences of inorganic activity have nowhere a beginning nor an end; there is only a chance connection between one happening and the next. If a stone falls to earth, the effect it produces depends upon the chance form of the object on which it falls. It is a different matter now with an organism. Here the unity is primary. The entelechy, built upon itself, comprises a number of sense-perceptible developmental forms of which one must be the first and another the last; in which one form can always only follow the other in an altogether definite way. The ideal unity puts forth out of itself a series of sense-perceptible organs in a certain sequence in time and in a particular spatial relationship, and closes itself off in an altogether definite way from the rest of nature. It puts forth its various states out of itself. These can therefore also be grasped only when one studies the development of successive states as they emerge from an ideal unity; i.e., an organic entity can be understood only in its becoming, in its developing. An inorganic body is closed off, rigid, can only be moved from outside, is inwardly immobile. An organism is restlessness within itself, ever transforming it self from within, changing, producing metamorphoses. The following statements of Goethe refer to this: “Reason is oriented toward what is becoming, the intellect toward what has become; the former does not bother itself about purpose (wozu?); the latter does not ask about origin (woher?). Reason rejoices in development; intellect wishes to hold everything fixed in order to use it” (Aphorisms in Prose) and: “Reason has rulership only over what is living; the world that has already come about, with which geognosy concerns itself, is dead.” (Ibid.) [ 12 ] The organism confronts us in nature in two main forms: as plant and as animal, in a different way in each. The plant differs from the animal in its lack of any real inner life. This last manifests in the animal as sensation, arbitrary movement, etc. The plant has no such soul principle. It still consists entirely in its externality, in its form. By determining its life, as it were, out of one point, that entelechical principle confronts us in the plant in such a way that all its individual organs are formed according to the same developmental principle. The entelechy manifests here as the developmental force of the individual organs. These last are all fashioned according to one and the same developmental type; they manifest as modifications of one basic organ, as a repetition of this organ at different levels of development. What makes the plant into a plant, a certain form-creating force, is at work in every organ in the same way. Every organ appears therefore as identical to all the others and also to the whole plant. Goethe expresses this as follows: “I have realized, namely, that in that organ of the plant which we are usually accustomed to address as ‘leaf,’ the true Proteus lies hidden that can conceal and reveal itself in every formation. Anyway you look at it, the plant is always only leaf, so inseparably joined with the future germ (Keim) that one cannot think the one without the other.” (Italian Journey) Thus the plant appears, as it were, composed of nothing but individual plants, as a complex individual consisting in turn of simpler ones. The development of the plant progresses therefore from level to level and forms organs; each organ is identical to every other, i.e., similar in formative principle, different in appearance. The inner unity spreads itself out, as it were, in the plant; it expresses itself in manifoldness, loses itself in this manifoldness in such a way that it does not gain—as the animal does, as we will see later—a concrete existence which is endowed with a certain independence and which, as a center of life, confronts the manifoldness of the organs and uses them as mediators with the outer world. [ 13 ] The question now arises: What brings about that difference in the appearance of plant organs which, according to their inner principle, are identical? How is it possible for developmental laws that all work according to one formative principle to bring forth at one time a leaf and at another a petal? In the case of plant life, which lies entirely in the realm of the external, this differentiation can also be based only upon external, i.e., spatial, factors. Goethe regards an alternating expansion and contraction as just such external factors. As the entelechical principle of plant life, working out from one point, comes into existence, it manifests itself as something spatial; the formative forces work in space. They create organs with definite spatial forms. Now these forces either concentrate themselves, they strive to come together, as it were, into one single point (this is the stage of contraction); or they spread themselves out, unfold themselves, seek in a certain way to distance themselves from each other (this is the stage of expansion). In the whole life of the plant, three expansions alternate with three contractions. Everything that enters as differentiation into the plant's formative forces which in their essential nature are identical—stems from this alternating expansion and contraction. At first the whole plant, in all its potential, rests, drawn together into one point, in the ![]() [ 14 ] seed (a). It then comes forth and unfolds itself, spreads itself out in leaf-formation (c). The formative forces thrust themselves apart more and more; therefore the lower leaves appear still raw, compact (cc'); the further up the stem they are, the more ribbed and indented they become. What formerly was still pressing together now separates (leaf d and e). What earlier stood at successive intervals (zz') from each other appears again in one point of the stem (w) in the calyx (f). This is the second contraction. In the corolla, an unfolding, a spreading out, occurs again. Compared with the sepals, the petals (g) are finer and more delicate, which can only be due to a lesser intensity at one point, i.e., be due to a greater extension of the formative forces. The next contraction occurs in the reproductive organs (stamens (h), and pistil (i)), after which a new expansion takes place in the fruiting (k). In the seed (a) that emerges from the fruit, the whole being of the plant again appears contracted to a point.37 [ 15 ] The whole plant represents only an unfolding, a realization, of what rests in the bud or in the seed as potentiality. Bud and seed need only the appropriate external influences in order to become fully developed plant forms. The only difference between bud and seed is that the latter has the earth directly as the basis of its unfolding, whereas the former generally represents a plant formation upon the plant itself. The seed represents a plant individuality of a higher kind, or, if you will, a whole cycle of plant forms. With the forming of every bud, the plant begins a new stage of its life, as it were; it regenerates itself, concentrates its forces in order to unfold them again anew. The forming of a bud is therefore an interruption of vegetation. The plant's life can contract itself into a bud when the conditions for actual real life are lacking, in order then to unfold itself anew when such conditions do occur. The interruption of vegetation in winter is based on this. Goethe says about this: “It is very interesting to observe how a vegetation works that is actively continued and uninterrupted by severe cold; here there are no buds, and one only learns now to comprehend what a bud is.”38 What lies hidden in the bud where we are is open to the day there; what lies within the bud, therefore, is true plant life; only the conditions for its unfolding are lacking. [ 16 ] Goethe's concept of alternating expansion and contraction has met with especially strong opposition. All the attacks on it, however, originate from a misunderstanding. One believes that these concepts could be valid only if a physical cause could be found for them, only if one could demonstrate a way of working of the laws at work in the plant from which such expansion and contraction could proceed. This only shows that one is setting the matter down on its tip instead of its base. There is not something there that causes the contraction and expansion; on the contrary, everything else is the result of these; they cause a progressive metamorphosis from stage to stage. One is just not able to picture the concept in its own characteristic form, in its intuitive form; one requires that the concept represent the result of an external process. One can only think of expansion and contraction as caused and not as causing. Goethe does not look upon expansion and contraction as resulting from the nature of the inorganic processes occurring in the plant; rather he regards them as the way that inner entelechical principle shapes itself. He could therefore not view them as a sum, as a drawing together, of sense-perceptible processes and deduce them from such processes, but rather had to see them as proceeding from the inner unified principle itself. [ 18 ] The plant's life is maintained by metabolism. With respect to this, an essential difference sets in between those organs closer to the root—i.e., to that organ which sees to the taking in of nourishment from the earth—and those organs that receive the nourishment which has already passed through the other organs. The former appear directly dependent upon their external inorganic environment; the latter, on the other hand, upon the organic parts that precede them. Each subsequent organ thus receives a nourishment prepared, as it were, for it by the preceding organ. Nature progresses from seed to fruit through a series of stages in such a way that what follows appears as the result of what precedes. And Goethe calls this progressing a progressing upon a spiritual ladder. Nothing more than what we have indicated lies in his words, “that an upper node—through the fact that it arises out of the preceding one and receives its sap indirectly through it—must receive its sap in a more refined and more filtered state, must also enjoy the effects of what the leaves have done with the sap in the meantime, must develop itself more finely and bring a finer sap to its leaves and buds.” All these things become comprehensible when one applies to them the meaning intended by Goethe. [ 18 ] The ideas presented here are the elements inherent in the being of the archetypal plant—inherent in a way that conforms, in fact, only to this archetypal plant itself, and not as these elements manifest in any given plant where they no longer conform to their original state but rather to external conditions. [ 19 ] Something different occurs now, to be sure, in animal life. Life does not lose itself here in its external features, but rather separates itself, detaches itself from its corporeality and uses its corporeal manifestation only as a tool. It no longer expresses itself as the mere ability to shape an organism from within outward, but rather expresses itself within an organism as something that is still there besides the organism, as its ruling power. The animal appears as a self-contained world, a microcosm in a much higher sense than the plant. It has a centre that each organ serves.
[ 20 ] In the case of the plant, the whole plant is in every organ, but the life principle exists nowhere as a particular center; the identity of the organs lies in their being formed according to the same laws. In the case of the animal, every organ appears as coming from that center; the center shapes all organs in accordance with its own nature. The form of the animal is therefore the basis for its external existence. This form, however, is determined from within. The way an animal lives must therefore take its direction from those inner formative principles. On the other hand, the inner development in itself is unrestricted, free; within certain limits, it can adapt itself to outer influences; but this development is still determined by the inner nature of the typus and not by mechanical influences from outside. Adaptation cannot therefore go so far as to make an organism seem to be only a product of the outer world. Its development is restricted to certain limits.
[ 21 ] If every animal being existed only in accordance with the principles lying within the archetypal animal, then they would all be alike. But the animal organism members itself into a number of organ systems, each of which can arrive at a definite degree of development. This is the basis now for a diverse evolution. Equally valid among the others as idea, one system can nevertheless push itself forward to a particular degree; it can use for itself the supply of formative forces lying within the animal organism and can deprive the other organs of it. The animal will thus appear as particularly developed in the direction of that organ system. Another animal will appear as developed in another direction. Herein lies the possibility for the differentiation of the archetypal organism in its transition to the phenomenal realm in genera and species. [ 22 ] The real (factual) causes of this differentiation, however, are still not yet given thereby. Here adaptation and the struggle for existence come into their own right—the former causing the organism to shape itself in accordance with the outer conditions surrounding it, the latter working in such a way that only those entities survive that are best adapted to existing conditions. Adaptation and the struggle for existence, however, could have absolutely no effect upon the organism if the constituting principle of the organism were not of such a kind that—while continuously maintaining its inner unity—it can take on the most manifold forms. The relationship of outer formative forces to this principle should in no way be regarded as one in which, for example, the former determine the latter in the same way one inorganic entity determines another. The outer conditions are, to be sure, the stimulus for the typus to develop in a certain form; but this form itself cannot be derived from the outer determining factors, but only from the inner principle. In explaining the form, one should always seek the outer factors, but one should not regard the form itself as resulting from them. Goethe would have rejected the derivation of the developmental forms of an organism from the surrounding outer world through mere causality, just as much as he rejected the teleological principle according to which the form of an organ is traced back to an external purpose it is to serve. [ 23 ] In the case of those organ systems of an animal in which what matters is more the external aspect of the structure—in the bones, for example—there that law which we saw in the plants appears again, as in the forming of the skull bones. Goethe's gift for recognizing the inner lawfulness in purely external forms manifests here quite especially. [ 24 ] The difference between plant and animal established by these views of Goethe might seem meaningless in face of the fact that modern science has grounds for justifiable doubt that there is any definite borderline between plant and animal. Goethe, however, was already aware of the impossibility of setting up any such borderline. In spite of this, there are specific definitions of plant and animal. This is connected with Goethe's whole view of nature. He assumes absolutely nothing constant, fixed, in the phenomenal realm; for in this realm everything fluctuates in continuous motion. But the essential being of a thing, which can be held fast in a concept, cannot be derived from the fluctuating forms, but rather from certain intermediary stages at which this being can be observed. For Goethe's view, it is quite natural that one set up specific definitions and that these are nevertheless not held to in one's experience of certain transitional forms. In fact, he sees precisely in this the mobile life of nature. [ 25 ] With these ideas, Goethe established the theoretical foundations of organic science. He found the essential being of the organism. One can easily fail to recognize this if one demands that the typus, that self-constituted principle (entelechy), itself be explained by something else. But this is an unfounded demand, because the typus, held fast in its intuitive form, explains itself. For anyone who has grasped that “forming of itself in accordance with itself” of the entelechical principle, this constitutes the solution of the riddle of life. Any other solution is impossible, because this solution is the essential being of the thing itself. If Darwinism has to presuppose an archetypal organism, then one can say of Goethe that he discovered the essential being of that archetypal organism.39 It is Goethe who broke with the mere juxtaposing of genera and species, and who undertook a regeneration of organic science in accordance with the essential being of the organism. Whereas the systems before Goethe needed just as many different concepts (ideas) as there were outwardly different species for which no intermediary existed, Goethe maintained that in idea all organisms are alike, that they are different only in their manifestation; and he explained why they are so. With this, the philosophical foundation for a scientific system of organisms was created. It was then only a matter of implementing this system. It would have to be shown how all real organisms are only manifestations of an idea, and how they manifest themselves in a given case. [ 26 ] The great deed thus accomplished for science was also widely acknowledged by those more educated in the field. The younger d'Alton writes to Goethe on July 6, 1827: “I would regard it as my greatest reward if Your Excellency, whom natural science has to thank not only for a total transformation through magnificent perspectives and new views in botany, but also for many first-rate contributions to the field of osteology, should recognize in the accompanying pages an endeavor worthy of praise.” Nees von Esenbeck, on June 24, 1820, wrote: “In your book, which you called An Attempt to Explain the Metamorphosis of Plants, the plant has spoken about itself among us for the first time, and, in this beautiful anthropomorphism, also captivated me while I was still young.” And finally Voigt, on June 6, 1831: “With lively interest and humble thanks I have received your little book on metamorphosis, which now so obligingly includes me historically also as one of the early adherents of this theory. It is strange: one is fairer toward animal metamorphosis—I do not mean the old metamorphosis of the insects, but rather the new kind about the vertebrae—than toward plant metamorphosis. Apart from the plagiarisms and misuses, the silent recognition of animal metamorphosis may rest on the belief that one was risking less there. For, in the skeleton the separate bones remain ever the same, whereas in botany, metamorphosis threatens to topple the whole terminology and consequently the determining of species, and there weak people are afraid, because they do not know where something like that might lead.” Here there is complete understanding for Goethe's ideas. The awareness is there that a new way of viewing what is individual must take place; and the new systematics, the study of particulars, should only first proceed then from this new view. The self-supporting typus contains the possibility of assuming endlessly manifold forms as it enters into manifestation; and these forms are the object of our sense perception, are the genera and species of the organism living in space and time. Insofar as our spirit apprehends that general idea, the typus, it has grasped the whole realm of organisms in all its unity. When now our spirit beholds the development of the typus in each particular form of manifestation, this form becomes comprehensible to it; this form appears to our spirit as one of the stages, one of the metamorphoses, in which the typus realizes itself. And the nature of the systematics to be founded by Goethe was to consist in demonstrating these different stages. In the animal, as well as in the plant realm, there holds sway an ascending evolutionary sequence; organisms are divided into highly developed and undeveloped ones. How is this possible? It is characteristic of the ideal form of the typus of the organisms, in fact, that it consists of spatial and temporal elements. For this reason, it also appeared to Goethe as a sensible-supersensible form. It contains spatial temporal forms as ideal perception (intuitive). When the typus now enters into manifestation, the truly (no longer intuitive) sense-perceptible form can correspond fully to that ideal form or not; the typus can come to its full development or not. The lower organisms are indeed lower through the fact that their form of manifestation does not fully correspond with the organic typus. The more that outer manifestation and organic typus coincide in a given entity, the more highly developed it is. This is the objective basis of an ascending evolutionary sequence. It is the task of any systematics to demonstrate this relationship with respect to the form of every organism. In arriving at the typus, the archetypal organism, however, no account can be taken of this; in arriving at the typus it can only be a matter of finding a form that represents the most perfect expression of the typus. Goethe's archetypal plant is meant to provide such a form. [ 27 ] One has reproached Goethe for taking no account of the world of cryptogamia in arriving at his typus. We have indicated earlier that this could only have been so out of the fullest consciousness, since he did occupy himself also with the study of these plants. This does have its objective basis, however. The cryptogamia are in fact those plants in which the archetypal plant only comes to expression in a highly one sided way; they represent the idea of the plant in a one-sided sense-perceptible form. They can be judged according to the idea thus set up; but this idea itself only bursts forth fully in the phanerogamia. [ 28 ] But what is to be said here is that Goethe never accomplished this implementation of his basic thought, that he entered too little into the realm of the particular. Therefore all his works remain fragmentary. His intention of also shedding light here is shown by his words in the Italian Journey (September 27, 1786) to the effect that it will be possible, with the help of his ideas, “truly to determine genera and species, which until now has occurred in a very arbitrary way, it seems to me.” He did not carry out this intention, did not make a specific presentation of the connection of his general thoughts to the realm of the particular, to the reality of the individual forms. This he himself regarded as a deficiency in his fragments; with respect to this he writes to Soret von de Candolle on June 28, 1828: “It is also becoming more and more clear to me how he regards my intentions, in which I am persisting and which, in my short essay on metamorphosis, are stated definitely enough, it is true, but whose connection with botany based on perception does not emerge clearly enough, as I have known for a long time.” This is certainly also the reason why Goethe's views were so misunderstood; they were misunderstood only because they were not understood at all. [ 29 ] In Goethe's concepts we also gain an ideal explanation for the fact, discovered by Darwin and Haeckel, that the developmental history of the individual represents a repetition of the history of the race. For, what Haeckel puts forward here cannot after all be taken for anything more than an unexplained fact. It is the fact that every individual entity passes, in a shortened form, through all those stages of development that paleontology also shows us as separate organic forms. Haeckel and his followers explain this by the law of heredity. But heredity is itself nothing other than an abbreviated expression for the fact just mentioned. The explanation for it is that those forms, as well as those of the individual, are the manifest forms of one and the same archetypal image that, in successive epochs, brings to unfoldment the formative forces lying within this image as potentiality. Every higher entity is indeed more perfect through the fact that, through the favorable influences of its environment, it is not hindered in the completely free unfolding of itself in accordance with its inner nature. If, on the other hand, because of certain influences, the individual is compelled to remain at a lower stage, then only some of its inner forces come to manifestation, and then that which is only a part of a whole in a more highly developed individual is this individual's whole. And in this way the higher organism appears in its development as composed of the lower organisms, or too the lower organisms appear in their development as parts of the higher one. In the development of a higher animal, we must therefore also see again the development of all the lower ones (biogenetic law). Just as the physicist is not satisfied with merely stating and describing-facts, but also seeks out their laws—i.e., the concepts of the phenomena—so, for the person who wants to penetrate into the nature of organic entities, it also does not suffice for him merely to cite the facts of kinship, heredity, struggle for existence, etc.; but rather he wants to know the ideas underlying these things. We find this striving in Goethe. What Kepler's three laws are for the physicist, Goethe's ideas of the typus are for the organic scientist. Without them, the world is a mere labyrinth of facts for us. This has often been misunderstood. One declares that the concept of metamorphosis in Goethe's sense is merely a picture that basically occurs only in our intellect through abstraction. That Goethe was not clear about the fact that the concept of the transformation of leaves into flower organs makes sense only if the latter, the stamens, for example, were once real leaves. However, this turns Goethe's view upside down. A sense-perceptible organ is turned into a principally primary one and the other organ is then derived from it in a sense-perceptible way. Goethe never meant it this way. For him, what is first in time is absolutely not also first with respect to the idea, to the principle. It is not because the stamens were once true leaves that they are now related to the leaves; no, but rather because they are related ideally, in accordance with their inner nature, they appeared at one time as true leaves. The sense-perceptible transformation is only the result of the ideal relatedness and not the other way around. Today, it is an established empirical fact that all the lateral organs of the plant are identical; but why does one call them identical? According to Schleiden, because these all develop on the axis in such a way that they are pushed forth as lateral protuberances, in such a way that lateral cell formation remains only on the original body and that no new cells form on the tip that is formed first. This is a purely external relatedness, and one considers the idea of identity to be the result of this. Again the matter is otherwise for Goethe. For him the lateral organs are identical in their idea, in their inner being; therefore they also manifest outwardly as identical formations. For him, sense-perceptible relatedness is a result of inner, ideal relatedness. The Goethean conception differs from the materialistic one in the way it poses its questions; the two do not contradict one another; they complement one another. Goethe's ideas provide the foundation for the other view. Goethe's ideas are not merely a poetic foreshadowing of later discoveries but rather independent principle discoveries that have not by far been valued enough and upon which natural science will still draw for a long time. Even when the empirical facts that he used shall have been far surpassed, or in part even disproven, by more exact and detailed research. still the ideas he set up are fundamental once and for all for organic science, because they are independent of those empirical facts. Just as, according to Kepler's laws, every newly discovered planet must revolve around its star, so must every process in organic nature occur according to Goethe's ideas. Long before Kepler and Copernicus, people saw the occurrences in the starry heavens. These two first found the laws. Long before Goethe, people observed the realm of organic nature; Goethe found its laws. Goethe is the Copernicus and Kepler of the organic world. [ 30 ] One can also clarify for oneself the nature of the Goethean theory in the following way. Besides ordinary empirical mechanics, which only collects the facts, there is also a rational mechanics, which, from the inner nature of the basic mechanical principles, deduces the a priori laws as necessary ones. As empirical mechanics relates to rational mechanics, so the theories of Darwin, Haeckel, etc., relate to the rational organic science of Goethe. About this aspect of his theory, Goethe was not at once clear from the beginning. Later, to be sure, he expressed it quite emphatically. When he writes to Heinrich Wilhelm Ferdinand Wackenroder, on January 21, 1832: “Continue to acquaint me with everything that interests you; it will connect somewhere with my reflections,” he means by this only that he has found the basic principles of organic science from which everything else must be derived. At an earlier time, however, this all worked unconsciously in his spirit and he just treated the facts according to it.40 It first became objectively clear to him through that first scientific conversation with Schiller which we will describe later. Schiller recognized right away the ideal nature of Goethe's archetypal plant and declared that no reality could be consistent with such a plant. This stimulated Goethe to think about the relationship of what he called “typus” to empirical reality. He encountered a problem here that belongs to the most significant problems of all human investigation: the problem of the relationship between idea and reality, between thinking and experience. This became ever clearer to him: No one single empirical object corresponds entirely to his typus; no entity of nature was identical to it. The content of the typus concept cannot therefore stem from the sense world as such, even though it is won in the encounter with the sense world. Its content must therefore lie within the typus itself; the idea of the archetypal entity could only be of a kind which, by virtue of a necessity lying within itself, develops a content out of itself that then in another form—in the form of a perception—manifests within the phenomenal world. it is interesting in this regard to see how Goethe himself, when meeting empirical natural scientists. stood up for the rights of experience and for keeping idea and object strictly separated. In 1786, Sömmerring sends him a book in which Sömmerring makes an attempt to discover the seat of the soul. In a letter that he sends to Sömmerring on August 28, 1796, Goethe finds that Sömmerring has woven too much metaphysics into his views; an idea about objects of experience has no justification if it goes beyond these, if it is not founded in the being of the object itself. With objects of experience, the idea is an organ for grasping, in its necessary interconnection, that which otherwise would be merely perceived in a blind juxtaposition and succession. But, from the fact that the idea is not allowed to bring anything new to the object, it follows that the object itself, in its own essential being, is something ideal and that empirical reality must have two sides: one, by which it is particular, individual, and the other by which it is ideal-general. [ 31 ] Association with contemporary philosophers and the reading of their works led Goethe to many points of view in this respect. Schelling's work On the World-Soul 41 and his Sketch of a System of natural Philosophy 42 as well as Steffen's Basic Features of a philosophical Natural Science 43 were fruitful for him. Also a great deal was talked through with Hegel. These stimuli finally led him to take up Kant again, with whom Goethe had already once occupied himself at Schiller's instigation. In 1817 (see his Annals) he takes a historical look at Kant's influence upon his ideas on nature and natural things. To these reflections, going to the core of science, we owe the following essays:
How the Essay on the Metamorphosis of the Plants Arose[ 32 ] All these essays express the thought already indicated above, that every object has two sides: the direct one of its manifestation (form of manifestation), and the second one that contains its being. In this way, Goethe arrives at the only satisfactory view of nature, which establishes the one truly objective method. If a theory regards the ideas as something foreign to the object itself, as something merely subjective, then it cannot profess to be truly objective if it ever uses the idea at all. But Goethe can maintain that he adds nothing to the objects that does not already lie in the objects themselves. [ 33 ] Goethe also pursued the detailed factual aspects of those branches of science to which his ideas were related. In 1795, he attended lectures by Loder on the ligaments; during this period, he did not at all lose sight of anatomy and physiology, which seems all the more important since it was precisely then that he was writing his lectures on osteology. In 1796 attempts were made to grow plants in darkness and under coloured glass. Later on, the metamorphosis of insects was also investigated. [ 34 ] A further stimulus came from the philologist F.A. Wolff who drew Goethe's attention to his namesake Wolff who, in his Theoria Generationis, had already expressed ideas in 1759 that were similar to those of Goethe on the metamorphosis of the plants. Goethe was moved by this fact to concern himself more deeply with Wolff, which he did in 1807; he discovered later, however, that Wolff, with all his acuity, was not yet clear on precisely the main points. Wolff did not yet know the typus as something non-sense-perceptible, as something that develops its content merely out of inner necessity. He still regarded the plant as an external, mechanical complex of individual details. [ 35 ] Goethe's exchanges with his many scientist friends, as well as the joy of having found recognition and imitation of his endeavors among many kindred spirits, led Goethe to the thought, in 1807, of publishing the fragments of his natural-scientific studies that he had held back until then. He gradually abandoned his intention of writing a more comprehensive natural-scientific work. But the individual essays did not yet reach publication in 1807. His interest in the colour theory pushed morphology into the background again for a time. The first booklet of these essays first appeared in 1817. By 1824, two volumes of these essays had appeared, the first in four booklets, the second in two. Besides the essays on Goethe's own views, we also find here discussions of significant literary publications in the realm of morphology, and also treatises of other scholars, whose presentations, however, are always complementary to Goethe's interpretation of nature. [ 36 ] On yet two further occasions, Goethe was challenged to occupy himself more intensively with natural-scientific matters. Both of these involved significant literary publications—in the realm of science—that related most deeply to his own strivings. On the first occasion, the stimulus was given by the studies of the botanist Martius on the spiral tendency in plants, on the second occasion, by a natural-scientific dispute in the French Academy of Sciences. [ 37 ] Martius saw plant form, in its development, as comprised of a spiral and a vertical tendency. The vertical tendency brings about growth in the direction of the root and stem; the spiral tendency brings about the spreading out of leaves, blossoms, etc. Goethe saw in this thought only an elaboration of ideas he had already set down in 1790 in his book on metamorphosis, but here focusing more on spatial elements (vertical, spiral). For proof of this assertion, we refer you to our comments on Goethe's essay, On the Spiral Tendency of Vegetation,44 from which the fact emerges that Goethe, in this essay, does not bring forward anything essentially new with respect to his earlier ideas. We want to direct this statement particularly to those who assert that there is evident here, in fact, a retrogression of Goethe from his earlier clear views back into the “deepest depths of mysticism.” [ 38 ] Even at a most advanced age (1830–32), Goethe still wrote two essays on the dispute between the two French natural scientists, Cuvier and Geoffroy Saint-Hilaire. In these essays we find yet once more, in striking conciseness, a synthesis of the principles of Goethe's view of nature. [ 39 ] Cuvier was altogether an empiricist of the old school of natural science. For each species of animal he sought a particular corresponding concept. He believed he had to take up into the conceptual edifice of his system of organic nature as many individual types as there are animal species present in nature. But for him the individual types stood there side by side without any mediation. What he did not take into consideration is this. Our need for knowledge is not satisfied with the particular as such in the way it approaches us directly as phenomenon. But since we approach an entity of the sense world with no other intention, in fact, than of knowing it, we should not assume that the reason we declare ourselves unsatisfied with the particular as such is to be found in the nature of our ability to know. On the contrary, the reason must lie within the object itself. The essential being of the particular itself, in fact, by no means consists only in this, its particularness; it presses, in order to be understood, toward a kind of being that is not particular, but rather, general (ein Allgemeines). This ideal-general is the actual being—the essence of every particular entity. Only one side of the existence of a particular entity lies in its particularness; the other side is the general—the typus (see Goethe's Aphorisms in Prose). This is how it is to be understood when the particular is spoken of as a form of the general. Since the ideal-general is therefore the actual being, the content, of the particular, it is impossible for the ideal-general to be derived, abstracted, from the particular. Since it has nowhere from which to borrow its content, it must give this content to itself. The typical-general is therefore of such a nature that, in it, content and form are identical. But it can therefore also be grasped only as a whole, independent of what is individual. Science has the task with every particular entity of showing how, according to the entity's essential being, the entity subordinates itself to the ideal-general. Through this the particular kinds of existence enter the stage of mutually determining and depending upon each other. What otherwise can be perceived only as spatial-temporal juxtaposition and succession is now seen in necessary interconnection. But Cuvier wouldn't hear of any such view. This view, on the other hand, was the one held by Geoffroy Saint-Hilaire. This is actually the aspect that aroused Goethe's interest in this dispute. The matter has often been misrepresented because one saw the facts, through the glasses of most modern views, in a completely different light than that in which they appear if one approaches them without preconceptions. Geoffroy referred not only to his own research, but also to a number of German scientists of like mind, among whom Goethe is also named. [ 40 ] Goethe's interest in this matter was extraordinary. He was extremely happy to find a colleague in Geoffroy Saint-Hilaire: “Now Geoffroy Saint-Hilaire is also definitely on our side and with him all his significant students and adherents in France This event is of inconceivably great value to me, and I am right to jubilate about the final victory of something to which I have dedicated my life and which is pre-eminently also my own,” he says to Eckermann on August 2, 1830. It is altogether a strange phenomenon that in Germany Goethe's research found a response only among philosophers and but little among natural scientists, whereas the response in France was more significant among the latter. De Candolle gave Goethe's theory of metamorphosis his closest attention and treated botany generally in a way that was not far from Goethean views. Also, Goethe's Metamorphosis had already been translated into French by F. de Gingins-Lassaraz. Under such conditions, Goethe could definitely hope that a translation of his botanical writings into French, carried out with his collaboration, would not fall on barren ground. Such a translation was then provided in 1831, with Goethe's continuous assistance, by Friedrich Jakob Soret. It contained that first Attempt of 1790, the history of Goethe's botanical studies, and the effect of his theories upon his contemporaries, as well as something about de Candolle,—in French, with German on the opposite page.
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